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Subject Files: Working Group on Global Climate Change #2 (IPCC - Intergovernmental Panel on Climate Change) and RSWG (Response Strategy Working Group) [Letters, Memorandums, Reports, and Other Information][2]
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Subject Files: Working Group on Global Climate Change #2 (IPCC - Intergovernmental Panel on Climate Change) and RSWG (Response Strategy Working Group) [Letters, Memorandums, Reports, and Other Information][2]
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These records pertain to Global Climate Change.
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Originally Processed With FOIA(s): FOIA Number: 2017-0310-F 2017-0310-F FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Economic Advisers, Council of Series: Schmalensee, Richard, Files Subseries: OA/ID Number: 03679 Folder ID Number: 03679-013 Folder Title: Subject Files: Working Group on Global Climate Change #2 (IPCC - Intergovernmental Panel on Climate Change) and RSWG (Response Strategy Working Group) [Letters, Memorandums, Reports, and Other Information][2] Stack: Row: Section: Shelf: Position: Withdrawal/Redaction Sheet (George Bush Library) Doc. No. / Type Subject/Title Date Restriction Classification 01. List Re: Global Change Task Force Group (2 pp.) n.d. (b)(6) Page 1 of 1 Collection: Record Group: Bush Presidential Records Office: Economic Advisers, Council of Series: Schmalensee, Richard, Files Subseries: WHORM Cat.: File Location: Group on Global Climate Change #2 (IPCC - Intergovernmental Panel on Climate Change) and RSWG (Response Strategy Working Group) [Letters, Memorandums, Reports, and Other Information][2] Pinksheet Number: ES800 OA/ID Number: 03679-013 Date Closed: 2/16/2018 FOIA/Sys Case #: 2017-0310-F Re-review Case #: P-2/P-5 Review Case #: EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS Date: July 12, 90 Linda Stuntz, Dep Und Sec for Policy, Plan & Analysis, DOE Please deliver to: Room 7B-098 FAX number of addressee: 586-5313 586-5316 Telephone number of addressee: From: RICHARD SCHMALENSEE, MEMBER FAX number of sender: 202-395-6947 Telephone number of sender: 202-395-5036 Number of pages, including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 202 586 5313 7-12-90 2:50PM 2'51" 6 TOTAL 0:02'51" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: John Schrote, Dep Asst Sec, Policy, Budget, & Admin, Dept of Interior Please deliver to: Room 6214 200 343-35615048 5048 FAX number of addressee: 208 345-4123 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 6 Number of pages, Including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 202 343 5048 7-12-90 2:59PM 3'53" 6 TOTAL 0:03'53" 6 XEROX TELECOPIER 7020 HANDCARRIED TO: Teresa Gorman Associate Diretor for Environment, Energy, and Natural Resources Policy Office of Policy Development Old EOB, Room 227 Robert E. Grady Associate Director Natural Resources Energy and Science Office of Management and Budget Old EOB, Room 260 Barry McBee Special Assistant to the Secretary to the Cabinet Office of Cabinet Affairs Old EOB, Room 235 July 12, 1990 TO: The Honorable D. Allan Bromley Assistant to the President for Science and Technology Office of Science and Technology Policy Old EOB, Room 358 MEMORANDUM COUNCIL OF ECONOMIC ADVISERS with in N July 23, 1990 send TO: ALLAN BROMLEY FROM: DICK SCHMALENSEE Unl dink SUBJECT: Report on Economics of Global Change As Nancy has no doubt told you, the Task Force generally agreed with your judgement that publication of our report, scrubbed and updated, would be valuable. They also agreed that it should come out as a piece of analysis, not a statement of policy. To this end, it seemed desirable to have it appear in some already-established series, either well before or well after the Second World Climate Conference, which kicks off on October 25. The Task Force decided to try for September publication (to this end members agreed to prepare edits and updates within two weeks) and to defer to you the choice of report series. The Department of Energy offered its National Energy Strategy White Paper series, and Bob Correl offered the CES Report series. I just heard from DOE that the publication lag in their series is "two weeks or less." I have not hear further from Bob Correl, but he had said "two to four weeks" and was uncertain regarding CES internal review. I recommend that you decide now to go with DOE, for several reasons. First, the shorter lag gives us a better shot at coming out well before late October. Second, this paper is similar to others in the DOE series, while CES has not put out anything related to economics and hasn't put out much that is low-tech. (I don't know the CES series well, but the DOE series has a number of low-tech inter-laboratory review papers.) Third, the DOE series may well have less visibility internationally. Finally, a definite outlet decision will make it easier to put pressure on people to deliver edits and updates. Needless to say, I'll be happy to discuss this matter with you, though once she reads the sentence above about the DOE publication lag, Nancy will know at least as much about this as I do cc: Howard Gruenspecht Nancy Maynard wing COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON shill August 3, 1990 MEMBER OF THE COUNCIL durye MEMORANDUM FOR TASK FORCE ON THE ECONOMICS OF GLOBAL CHANGE bee FROM: RICHARD SCHMALENSEE of SUBJECT: Science in our report Bruly I would like to suggest a change in the focus of our final report -- a change that will, I think, both simplify our revision task and lessen any problems that might be caused by the report's public unveiling. Specifically, I propose to reduce substantially the space devoted to describing the state of the relevant science. You will recall that we decided initially to include a fairly extensive discussion of the science both to lay out and justify a set of assumptions to be employed in the impact analysis and to make the document more or less self-contained. You will also recall how much effort our group, mainly composed of non-scientists, spent haggling over the description of the state of the science (particularly the description of the uncertainties), even though we agreed fairly easily on the range of plausible magnitudes that should be considered. I propose that we draw on the considerable public discussion of the science that has occurred since March and stick more closely to our economic knitting. Thus I think we should have a one-age science section that mainly repeats ranges that the IPCC and others have made public, with full citation of all important sources, and cut out all discussions of GCMs, clouds, and oceans. Beyond numbers, I would merely note that considerable research is under way to resolve substantial uncertainties of various sorts and that all models suggest a considerable lag between changes in trace gas concentrations and warming of the earth system. These points seem both relevant to our discussion and (relatively) non-controversial. If I don't get any howls of outrage early next week, I'll look to Bob Corell for a condensed science section. If there are production problems at Bob's end, CEA will attempt the task. COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT Wulk shill F WASHINGTON July 30, 1990 MEMBER OF THE COUNCIL Clinic pcc MEMORANDUM FOR TASK FORCE ON ECONOMICS OF THE WORKING GROUP ON GLOBAL CHANGE FROM: RICHARD SCHMALENSEE RA proner SUBJECT: Publishing our Report I learned from DOE last week that they could turn out a your White Paper based on our report in about 2 weeks. Such a short publication lag should enable us to get a revision of our report out by the end of September. Dr. Bromley has decided that we should go down this track. At our meeting of July 19, all present agreed that they would do updates and revisions in two weeks, concentrating on the sections for which they had had primary responsibility. Accordingly, CEA will prepare and circulate a draft final report based on materials (please send WordPerfect files of large changes or inserts) sent to us by COB Friday, August 3 (and on our own work on our sections). We will attempt to do this in two weeks, to allow plenty of time for discussion If this timing causes you problems, please call me ASAP. COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON MEMBER OF THE COUNCIL April 23, 1990 MEMORANDUM FOR PETER A.J. TINDEMANS (fax 33-79-512-651) Clink GEBHARD ZILLER (fax 228-59-3601) FROM: RICHARD SCHMALENSEE (fax 202-395-6947) al Chose SUBJECT: Economics Research on Global Change/ Temporary Steering Committee Cant. Nu I enjoyed very much meeting both of you and your colleagues at the White House conference, and I look forward to our working PAY together to develop ways to enhance economics research on global change and to integrate it more fully into the international policy process. The purpose of this memorandum is to tell you of a few events that have occurred since our conversation and to mail make sure we can communicate by fax. (If I hear nothing from you in response to this memo by early next week, I will assume you did not receive it and try to contact you by telephone.) Since we had agreed that the Japanese should participate in our deliberations, I summarized our conversation to the Japanese conference delegation and asked them to tell me who our correspondent in Tokyo should be. When I receive a name and fax number, I will pass it along to you. I also summarized our conversation to Chairman Boskin and to the relevant sub-Cabinet coordinating group. I was encouraged to work with you and the Japanese, to concentrate on the substance (getting economics integrated with science and policy-making at the international level), and to reserve judgement on the need for the new Institute the U.S. proposed at the conference. On the basis of our discussions, I led them to expect that there would be a relatively small (fewer than 18 countries, fewer than 10 people per country), informal meeting in Europe in around two months and that you and I and our Japanese correspondent would draw up the invitation list in the next several weeks. Please let me know if I misunderstood your intentions in any way. MEMORANDUM COUNCIL OF ECONOMIC ADVISERS April 27, 1990 work M TO: MICHAEL BOSKIN STEVE DANZANSKY FROM: DICK SCHMALENSEE Clib SUBJECT: Global Change/ MITI Minister's Visit Climits I was told earlier this week (sorry for the delay) by a Japanese diplomat that the MITI minister, on his visit here next week, will raise the issue of possible U.S. (and broader international) participation in MITI's new Institute of Industrial Technology for the Global Environment. This possibility will be raised with Michael and, quite likely, with others on the Minister's itinerary. It would be good if the various responses he hears have some common elements. For what it is worth, my top-of-the-head reactions follow. This Institute, you may recall, is a research operation that will concentrate initially on "carbon scrubbing" -- technologies to remove CO₂ from exhaust gasses and convert it into something useful -- and will go on to consider other environmentally benign technologies. Its agenda is thus broadly consistent with our endorsement of "research for action" at the White House Conference, though I am told that "carbon scrubbing" is not considered a promising approach by many U.S. scientists. In my view we ought to be cautiously positive. We can hardly stress U.S. budget problems in light of the Conference, and we should support the general thrust of their effort. But there are some real issues about the nature of "participation" or even (their phrase) "co-sponsorship" that would have to be resolved before we could agree to play. These include: O If this operation is to be internationalized, I think broad participation is important -- a purely U.S./Japan operation could easily be labeled another attempt to stall by our friends in Europe. What mechanism would be used to set the Institute's research agenda and to determine its staffing? We would presumably have little interest in passively funding Japanese scientists following a GOJ agenda. If patentable technology is developed, who holds the patents, and what licensing policy would be followed? The Europeans could easily view this Institute as PR cover for a Japanese attempt to attain dominance in technologies that will be important in the future. It seems unlikely to me that we want to be seen to be playing the same game. MEMORANDUM COUNCIL OF ECONOMIC ADVISERS January 23, 1990 was w you Choge TO: DICK SCHMALENSEE FROM: HOWARD GRUENSPECHT HKG SUBJECT: Presidential Speech to the IPCC Attached is the memorandum from Admiral Watkins and Bill Reilly to Allan Bromley on the Presidential speech to the IPCC. Also attached are draft guidelines for the U.S. delegation to the IPCC Plenary. Attached THE ATTACHMENT TO THIS MEMO IS CLASSIFIED AND IS IN THE SAFE COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON MEMBER OF THE COUNCIL June 15, 1990 MEMORANDUM FOR D. ALLAN BROMLEY FROM: RICHARD SCHMALENSEE 6R MOB H4 SUBJECT: Global Change Report I appreciate your sharing with me Bill Reilly's letter of May 24, which concerned the Task Force report on the economics of global change. Most of the EPA comments are reasonable and deal with small matters of wording, though they do ask for some changes to which other agencies would object strongly. (I was amused in one case to learn that EPA now objects to language on which they had earlier insisted.) Bill's letter raises an interesting (to me, at least) possibility. I had always assumed, though not happily, that our report would never be released. Bill's observation that "we will likely be updating this report" and his "hope" that the relatively minor comments he enclosed "will be helpful in preparing future versions of this report" suggest he contemplates revision and updating in the relatively near future. It is hard to see why it would be worthwhile putting the Task Force through another painful revision cycle anytime soon unless release of the report (presumably with its "Preliminary" label still affixed) is contemplated. For what it is worth, I personally think that release of an updated and polished version of this report would serve the Administration well. If Bill agrees, perhaps the Working Group would be inclined to go along. The summer is a good time to do this sort of thing COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON June 7, 1990 MEMBER OF THE your COUNCIL Chry MEMORANDUM FOR MARK KERRIGAN, DOE DICK MORGENSTERN, EPA DAN NEWLON, NSF FROM: RICHARD RAY SQUITERI, SCHMALENSEE TREASURY Ql SUBJECT: International Coordination of Economic Research on Global Change; Bonn, July 3-4 At the White House Conference, I initiated informal conversations on international coordination (and promotion) of economic research on global change with the Dutch and West German delegations. (In Working Group discussions, they had indicated a strong interest in an informal steering committee, as an alternative to the U.S. proposal, which I floated as instructed, for one or more international science/economics institutes.) The Dutch and Germans volunteered to handle scheduling, and they have set up a small, informal, agenda-setting meeting in Bonn on July 3 and 4, to be followed by a larger meeting in the Netherlands in September. CEA is the U.S. contact point for discussions regarding the the promotion and coordination of economics research on global change. As your agencies have substantive interests in economic research on this subject, I would like to invite your participation in developing our agenda for these two meetings. Prior commitments preclude either Howard Gruenspecht or me from attending the Bonn meeting (the dates of which cannot practically be changed). I do, however, plan to attend the September gathering. My secretary will be calling your office to schedule a meeting early next week to (a) provide more background, (b) decide who should go to Bonn (my first impulse is to send Dick and Ray, but I'm fairly flexible), and (c) discuss what the U.S. agenda for that meeting should be. cc: Steve Danzansky Bob Corell Chris Dawson Lou Brown Howard Gruenspecht MEMORANDUM COUNCIL OF ECONOMIC ADVISERS June 5, 1990 TO: MICHAEL BOSKIN FROM: DICK SCHMALENSEE Chilizo PM) W powy SUBJECT: Another Greenhouse Disaster I was told this morning by (agitated) MITI personnel based in the US that Fred Bernthal yesterday informally told the Japanese delegation at the Geneva RSWG meeting that the U.S. will reduce CO₂ emissions by 25% over "business as usual" by 2000 -- thus producing approximate stabilization. This information was flashed to Tokyo and from there, early this morning with confirmation requests, to MITI people here. Linda Stuntz has slightly different information. (There are 3 DOE people on the U.S. delegation, and DOE has an intelligence officer.) DOE understands Fred to have made this statement in a speech (probably at last night's dinner with RSWG officers) and to have spoken of near-stabilization of a comprehensive index of all greenhouse gasses, not of CO₂, by 2000. Either way, this reflects a process breakdown and is a substantive disaster. The Bromley strategy group, on which Fred sits and which discussed our RSWG position at length (I was there), did not authorize (or even discuss) any statement of this sort. (I have been unable to reach Steve Danzansky to find out if he knows who, if anyone, authorized this statement.) The (EPA) numbers that show near stabilization in 2000 on a comprehensive basis, are questionable. (See Howard's attached memo of May 23.) -- They include the effects of regulations (on landfills in particular) that have not yet been seen outside EPA, let alone approved by OMB. -- The projections, assumptions, and calculations have apparently not been comprehensively reviewed by any other agency. (Though the EPA guy in charge is one of their best.) - CEA has not been included in this (Boyden-led) process. The Japanese are particularly exercised because Bernthal seems to be foreshadowing a softening in the U.S. position on "targets and timetables" for emissions reductions. -- The Japanese government is under strong domestic pressure to break with us on global warming and to push for CO₂ targets and timetables. 2 -- If we are perceived to be softening our position, this pressure may prove irresistible. - The G-7 could be very ugly as a consequence, with the U.S. completely isolated -- unless we have (mistakenly) decided to soften. -- If we do soften, the pressure on us to go well beyond "stabilize by 2000" will be intense, since Bernthal asserts that we would incur no costs up to that point. The Bernthal statement in either form gives a very misleading impression of the costs of stabilizing U.S. greenhouse emissions over the long haul. -- Outside the U.S., everyone focuses on CO₂, and the EPA numbers evidently show significant CO₂ increases by 2000. - The EPA exercise, even if correct, thus says nothing about the cost of CO₂ stabilization. -- Many of the items on the EPA list are one-shot deals such as control of methane from landfills and phaseout of CFCs that will not reduce emissions after 2000. - We would have to incur additional (probably very high) costs to avoid increasing greenhouse gas emissions after 2000 as the economy grows. - That is, stabilization by 2000 may be easy, but stabilization beyond 2000 is unlikely to be. -- Even within the Administration, many people resist counting CFCs in this context ("they're covered by the Montreal Protocol") ; resistance will be stronger internationally. The RSWG meeting, which Bernthal chairs, continues through Friday, so there is time to attempt a fix. (See Howard's attached memo of June 5.) Bernthal should be instructed immediately to state from the chair that -- He was simply sharing preliminary results of an ongoing emissions foreasting exercise dealing with a comprehensive index of all greenhouse gasses, not just CO₂ (in case the Japanese misunderstood). -- He was neither making any promises nor signalling any change in any U.S. position in this area. MÈMORANDUM COUNCIL OF ECONOMIC ADVISERS May 23, 1990 TO: MICHAEL BOSKIN RICHARD SCHMALENSEE FROM: HOWARD GRUENSPECHT AKL SUBJECT: Stabilization of Greenhouse Gases Speeches made by the President and Administrator Reilly at the White House Conference on Global Change suggested that the United States was already taking actions that would significantly reduce emissions of greenhouse gases (but not carbon dioxide) from the baseline path. The President specifically referred to a 15-percent reduction stemming from the CFC phaseout, the Clean Air Act, the tree planting program, and "other strategies." Since the conference, the Administration (particularly Boyden Gray) has been looking into the matter. By some accounting, our existing measures will get us a 28-percent reduction from the "no action" baseline. The interesting point here is that EPA's preliminary analysis shows that the available emissions reductions considered comprehensively are apparently close to a stabilization of greenhouse potential over the next 10 years. (CO₂ would go up despite partial offset from trees, but methane and CFCs would go down). EPA has been invited to brief Boyden again (probably next week) on their latest findings. I would bet my dollar to your dime that Bill Reilly will start pushing this greenhouse stabilization scenario hard within the Administration soon thereafter. This matter could well come up in developing a position on the environment for the Economic Summit. The issue for the Administration to consider is whether (and when) we want to come out with a pledge to stabilize our comprehensively measured greenhouse contribution for 10 years while scientific and economic uncertainties are resolved. In considering this and other environmental issues, it is important that the Administration get its act together. Instead of reacting viscerally to each individual proposal, we need to develop a strategy that achieves our real environmental objectives, achieves a creditable environmental record, and avoids large cost/no benefit blunders. This shouldn't be that hard to do, but we haven't managed to do it. The problem is our unwillingness of the Administration to hold its nose on some of the highly symbolic, smaller environmental issues that would help establish our environmental credibility. By taking the bait on 2 these small issues, like the CFC fund for LDCs, we are much less capable of holding the line when serious matters are at stake. Greenhouse is clearly one of the big issues that we want to decide on purely substantive grounds. Pros and cons related to the idea of a stabilization pledge include: Coming out with such a pledge could get us some green stamps -- the same commodity that our recently announced policy on CFC reduction funding support for LDCs needlessly squandered. On the other hand, any commitment along these lines, even if incidental to currently planned actions, would legitimize the position that immediate action is called for. Once having engaged, we would be under enormous pressure to screw down tighter. A long-term commitment to "greenhouse stabilization" would be tantamount to a commitment to "CO₂ stabilization" at a future emission level. This is true because many of the steps in the EPA preliminary analysis are "one time only" actions. Once we phase out CFCs or impose methane control regulations on landfills, for example, opportunities for further reductions needed to offset growth in CO2 look much less attractive. Reductions from a no policy baseline will be interpreted in the environmental community as something of a sham, since it is impossible to pin down the counterfactual with any accuracy. They will ridicule any attempts to count CFCs covered under the Montreal Protocol. Our foreign friends will not be satisfied by this gesture - they want carbon dioxide reductions, the real McCoy. It may make more sense to conserve whatever slack we may have for the negotiation process. The way things are looking now, we're going to need more than we have on hand. For reasons we have discussed before, it makes no sense in either environmental or economic terms to minimize the costs of environmental commitments. If we decide not to make a stabilization pledge at this time, the dissemination of official documents suggesting that such a pledge is free could cause some embarrassment. We might want to look ahead to this possibility. MEMORANDUM COUNCIL OF ECONOMIC ADVISERS June 5, 1990 TO: RICHARD SCHMALENSEE FROM: HOWARD GRUENSPECHT SUBJECT: RSWG Agenda The RSWG meeting is scheduled for June 5 through June 8. The matter in question might have come up during Bernthal's dinner with the RSWG officers last night. My understanding of the agenda is as follows: June 5, 6 Editing Sessions on RSWG subgroup reports. June 7 Editing RSWG Policymakers' Summary June 8 Vote on RSWG report, begin to consider future RSWG workplan. The schedule does not appear to contemplate new discussions of policy substance. MEMORANDUM COUNCIL OF ECONOMIC ADVISERS worth September 18, 1990 TO: ALLAN BROMLEY FROM: DICK SCHMALENSEE which chor SUBJECT: Global Change I appreciate very much your kind memo of a few days ago, thanking Howard and me for our comments on your paper. We were, after all, just doing what they pay us the big bucks to do On a more substantive note, I offer two thoughts for your consideration. It seems clear now that the ad hoc coordinating committee for research on the economics of global change that I initially triggered at the White House conference has been captured by the NSF and its sister agencies abroad. This means that movement has slowed (the next meeting will be in February, not this month), that the focus has broadened beyond economics to all social science (per the organizational structure of NSF and related agencies), and that the emphasis is on basic research that might be related to global change rather than on applied research that definitely is. This is by way of information, not complaint, since some coordination of this sort is clearly called for, and I don't know that I would undo what has been done even if I could. But this development does cause me to wonder what international mechanisms might foster and coordinate economic research aimed specifically at global change policy concerns. The OECD's efforts will serve this purpose to a limited extent, but their focus is so far limited to a single question (costs of reducing CO2 emissions), necessarily involves only the developed market economies, and will mainly be done by existing OECD staff. The only other possible venue that suggests itself is the regional institutes that were also born at the White House conference and that you are moving forward; these have the added virtue of potentially involving developing economies. To this end, I'd like to enter a plea that economics research not be neglected or (effectively the same thing) be assigned a clearly subordinate role in these institutes. On the domestic front, I am beginning to share the unease of many of my professional colleagues around the Administration at having economic research on global change under the control of scientists rather than economists. (I do not mean by this usage to admit that economics is not a science, just that it is neither a physical nor a life science.) We had agreed to CEES control of 2 the economics research effort on the assumption that it would be in name only, with economists really in charge of the economics, and because we had no obvious better alternative. Dallas Peck's strong interest in the "ad hoc group of economic experts" he was asked by Bob Grady to convene, his absolute insistence that Bob Corell (fine fellow, but no "economic expert") co-chair that group, and a bit of introspection suggest we may have been too optimistic. Whenever economic research (or social science research in general) is treated as a second-class adjunct to research in the sciences, it does not attract able researchers and thus does not produce results. I now fear that the structure of the CEES apparatus guarantees economics second-class status. However appropriate this might or might not be on intellectual grounds, it makes no sense in the policy context: the unanswered economic questions are not noticeably less important for policy purposes than the unanswered scientific questions. Moreover, we cannot function on a permanent basis with "ad hoc group[s] of economic experts"; we need a durable, workable governance structure. Thus I believe we should re-think the U.S. governance structure for economics research related to global change, with an eye to putting economists explicitly in charge, since many agencies will be involved in such research for some years to come, and interdisciplinary turf battles will not serve anyone well. CC: Michael Boskin Howard Gruenspecht Kenneth Yale I'm EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS With M September 13, 1990 real Howard: 1 Please re-read the attached and recall the following. We got agreement to publish this Chief report contingent on getting it out by early October. Since it was clear that EPA would have a raft of delaying objections to almost anything we gave them, this effort was put on a fast track. If we get this report out for comment tomorrow, we will be 4 weeks late, and publication will be in doubt. If it goes out later, we are in deep trouble. I know you have worked hard and well on many things since August 3. But until this job is done, unless Michael or I personally direct or approve specific other work, you are to spend NO TIME WHATEVER on anything but the Dingell response (top priority), the global change report, and the economics research budget committee (about which we should talk before your meeting). This means no meetings, no phone calls, no legislative referrals, nothing. Please see me if this is at all unclear. Club Richard Schmalensee Member COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON MEMBER OF THE COUNCIL July 30, 1990 bcc MEMORANDUM FOR TASK FORCE ON ECONOMICS OF THE WORKING GROUP ON GLOBAL CHANGE provides FROM: RICHARD SCHMALENSEE B4 SUBJECT: Publishing our Report from state I learned from DOE last week that they could turn out a White Paper based on our report in about 2 weeks. Such a short publication lag should enable us to get a revision of our report out by the end of September. Dr. Bromley has decided that we should go down this track. At our meeting of July 19, all present agreed that they would do updates and revisions in two weeks, concentrating on the sections for which they had had primary responsibility. Accordingly, CEA will prepare and circulate a draft final report based on materials (please send WordPerfect files of large changes or inserts) sent to us by COB Friday, August 3 (and on our own work on our sections). We will attempt to do this in two weeks, to allow plenty of time for discussion If this timing causes you problems, please call me ASAP. THE CHAIRMAN OF THE COUNCIL OF ECONOMIC ADVISERS untin WASHINGTON July 24, 1990 Jumb Dear Chairman Dingell: The issues raised by your letter of June 18 are important and complex. This letter provides a brief qualitative discussion of the economic costs of proposed clean air legislation. Secretary Dole and I will also provide answers to your specific questions (insofar as possible) and a copy of the Administration's latest cost analysis in a later response. Before turning to economic costs, let me make clear at the outset that the air pollution problems addressed by the President's proposal merit strong and swift attention. The President has asked CEA to coordinate the Administration's evaluation of the costs of proposed clean air legislation. Speaking on behalf of my colleagues throughout the Administration, let me state emphatically that we do not share the view that a major extension of the clean air act can have low, zero, or even negative costs. Assertions in the media to the effect that expanded clean air programs would on balance create jobs, increase productivity, and make the U.S. economy more competitive in world markets are at best wishful thinking. They are as economically illiterate as other claims in the media that any clean air legislation must necessarily cripple the economy. The President's strong clean air proposal was carefully crafted to make significant progress toward solution of important environmental problems--including acid rain, nonattainment of carbon monoxide and ozone air quality standards, and industrial air toxics--by setting sensible targets and making maximum use of flexible, incentive-based control mechanisms. It was thus designed to minimize costs and dislocations and to be compatible with strong economic growth. The President's support for this proposal was not premised on the view that its costs would be negligible; he is fully aware that any environmentally strong clean air bill will reduce real income growth and cause some temporary unemployment. Rather, the President believes that our Nation is able and should be willing to pay a reasonable price to clean its air. But the President is not prepared to see American firms, workers, and consumers overcharged or to see economic growth slowed needlessly. From this point of view, the costs of both 2 the House and Senate bills are too high. Fortunately, the conference has the opportunity to produce an environmentally strong bill while avoiding needless costs. Notwithstanding their significantly higher costs, the House and Senate bills provide, at best, only very slight additional environmental benefits as compared to the President's proposal. The President's original proposal would impose annual direct, quantifiable costs in the neighborhood of $20 billion in the year 2005, when its provisions would be fully phased in. Current estimates indicate that the bills passed by the House and Senate would each impose corresponding costs of around $25 billion. Taking the most costly features from each bill, and adding the costs of the Tier II tailpipe standards, could result in a total annual phased-in cost exceeding $35 billion. While reasonable people may differ on the appropriate balance between economic and environmental concerns, it clearly makes no sense to squander our scarce human and investment resources in programs that are not expected to yield significant additional environmental returns. For example, the Senate bill requires strict additional cold start carbon monoxide controls at an annual cost of over $2 billion at a date when EPA projects that there will be few violations of the ambient carbon monoxide standard related to vehicle emissions. This provision simply imposes needless costs on American firms, workers, and consumers. Moreover, detailed micromanagement of the economy, such as the prescription of particular fuel formulations by statute, limits flexibility and retards innovation without improving the environment, thereby adding to both cost and dislocation. Similarly, failure to provide local areas with the necessary authority and flexibility to solve local problems adds needless costs. Simply put, the diversion of labor and capital investment resources that would otherwise be devoted to the production of conventional economic goods and services into expanded environmental programs will decrease economic output. Thus the direct compliance costs discussed above are manifested in and give rise to a number of adverse economic effects mentioned in your letter. The rest of this letter is devoted to a fairly detailed qualitative discussion of these effects. First, if the Clean Air Act is significantly strengthened, future real consumption in the U.S. economy (excluding environmental benefits) will be somewhat lower than it would have been, and productivity growth will be reduced. Resources that must be devoted to reducing air pollution are simply not available to produce consumer goods and services or to make investments that would increase productivity. Growth in workers' average real income and in productivity will thus both slow. 3 Second, while the proposed legislation may stimulate exports related to pollution control expertise and technology, on balance our international competitiveness will be reduced. (Both effects reflect the fact that no other nation has developed an air pollution control program as sophisticated or as far-reaching as the proposals currently being considered by the conference.) The diversion of resources needed to comply with new mandates will occur in a global competitive environment in which our nation already suffers from shortages of skilled labor and a rate of investment in productive capital persistently lower than that of the other major industrialized countries. Any new regulatory mandates or permitting procedures that increase the time required to bring new products or new production facilities on line will hamper the ability of American firms to compete with their foreign rivals. Domestic industries that are required to spend intensively on pollution control will definitely become less competitive in world markets, and some jobs will move offshore as a consequence. Demand for the output of other industries will increase, but these industries will not automatically become more competitive as a consequence. Demand growth does not automatically improve productivity or induce innovation. Third, shifts in economic activity induced by the proposed clean air legislation will produce some temporary unemployment. If overall economic conditions are healthy and monetary and fiscal policies are sound, workers displaced by clean air legislation will find new jobs, just like the hundreds of thousands of U.S. workers who are displaced each year for other reasons, including changes in demands for particular products and advances in technology. As our flexible economy adapts to changes of all sorts, the number of jobs created every year substantially exceeds the net increase in employment, as workers who lose or leave jobs find new employment. However, even though U.S. labor markets are generally quite flexible and efficient, and U.S. workers are generally mobile both geographically and occupationally, some displaced workers could endure substantial unemployment and suffer significant income losses. The President's proposal minimized these impacts by avoiding needless costs and preserving flexibility wherever possible. The House and Senate proposals, as they now stand, would needlessly amplify these temporary dislocations. On the other hand, proposed clean air legislation is not likely to have important permanent effects on the aggregate level of U.S. employment. The levels of employment and unemployment in the economy as a whole are primarily determined by overall economic conditions, which the government mainly affects by monetary and fiscal policy. 4 Similarly, one should be skeptical of suggestions that forced investment in pollution abatement equipment can provide a stimulus to the economy as a whole. While this effect might operate in a deep, protracted recession, such recessions are rare historically. Since the proposed legislation mandates the timing of environmental investments, it would be an extraordinary coincidence if those outlays happened to occur under such adverse economic conditions. Major clean air legislation will impose additional costs, which are difficult to quantify, via the permitting and enforcement process. Direct administrative costs may be particularly high for smaller firms that have had little contact with this process to date. These firms will likely need to devote considerable managerial attention to this process and to hire outside consultants, particularly under the major source definitions incorporated in the House bill. Indirect costs include the carrying costs, uncertainties, reduced innovation, and lost opportunities imposed by regulatory delays. In conclusion, let me reiterate the Administration's view that the conference has the opportunity to make significant progress toward solution of important environmental problems while avoiding needless costs. The best way to ensure the compatibility of a healthy environment and a strong economy is to enact a clean air bill that achieves the President's strong environmental goals through flexible, cost-minimizing means. Sincerely, michael J Brilen Michael J. Boskin The Honorable John D. Dingell U.S. House of Representatives Washington, D.C. 20515 ONE HUNDRED FIRST CONGRESS action 'RS+IN BECOND SESSION JOHN D DINGELL MICHIGAN. CHAIRMAN JAMES H SCHEUER, NEW YORK NORMAN # LENT, NEW YORK MENRY A WAXMAN CALIFORNIA EDWARD a MADIGAN. ILLINOIS H.S. House of Representatives PHILIP R SHARP INDIANA CARLOS J MOORHEAD CALIFORNIA EDWARD J MARKEY. MASSACHUSETTS MATTHEW J. RINALDO. NEW JERSEY THOMAS A LUKEN OHIO WILLIAM E DANNEMEYER CALIFORNIA Committee on Energy and Commerce DOUG WALGREN PENNSYLVANIA BOB WHITTAKER. KANSAS AL SWIFT WASHINGTON THOMAS J TAUKE. IOWA CARDISS COLLINS ILLINOIS Room 2125, Rapburn house Office Building DON RITTER. PENNSYLVANIA MIKE SYNAR OKLAHOMA THOMAS J BULEY JR. VIRGINIA W : "BILLY" TAUZIN LOUISIANA JACK FIELDS. TEXAS Mashington, DC 20515 RON WYDEN OREGON MICHAEL G. OXLEY OHIO RALPH M HALL TEXAS HOWARD C. NIELSON, UTAH DENN'S E ECKART. OHIO MICHAEL BILIRAKIS. FLORIDA BILL RICHARDSON. NEW MEXICO DAN SCHAEFER. COLORADO JIM SLATTERY KANSAS JOE BARTON. TEXAS GERRY SIKORSKI. MINNESOTA SONNY CALLAHAN, ALABAMA JOHN BRYANT TEXAS ALEX McMILLAN, NORTH CAROLINA JIM BATES CALIFORNIA RICK BOUCHER. VIRGINIA June 18, 1990 JIM COOPER TENNESSEE TERRY L BRUCE. ILLINOIS J ROY ROWLAND. GEORGIA THOMAS J MANTON. NEW YORK EDOLPHUS TOWNS. NEW YORK C. THOMAS MCMILLEN, MARYLAND JOHN $ ORLANDO. CHIEF OF STAFF JOHN M. CLOUGH JR. STAFF DIRECTOR The Honorable Elizabeth H. Dole Secretary Department of Labor 200 Constitution Avenue, N.W. Washington, D.C. 20210 The Honorable Michael Boskin Chairman Council of Economic Advisors Old Executive Office Building, Room 314 17th and Pennsylvania Avenue, N.W. Washington, D.C. 20500 Dear Secretary Dole and Chairman Boskin: As you both know, as chief sponsor and supporter with Congressman Lent of the President's Clean Air Act bill, H.R. 3030, I have been concerned about the impact of the present law with the proposed amendments on the Nation's working force, particularly the manufacturing industries, and on productivity. Indeed, I have had an extensive exchange of correspondence with the Labor Department and the Environmental Protection Agency (EPA) concerning the impact on jobs in coal mining. That exchange is reflected in the enclosed Committee report on H.R. 3030. Last year, with the help of the General Accounting Office, I initiated an investigation concerning wood furniture plant closings in Southern California and the movement of those plants to Mexico and other States under the Clean Air Act. I asked the EPA to investigate under section 321 of the Act, but EPA (in an April 24, 1990 letter to me) declined to do so. (A copy of that letter, together with a related letter from the Commerce Department is enclosed.) The GAO investigation is continuing. The EPA letter states: Although the measures required to attain the air quality standards will lead to alterations in the operations of some businesses, especially in the South Coast Basin, EPA believes that the decreased employment in some sectors will The Honorable Elizabeth H. Dole The Honorable Michael Boskin Page 2 be offset by increased employment and business activity in other sectors. A comprehensive picture of these economic and social impacts is provided in an analysis by the South Coast Air Quality Management District of the impacts of their plan to attain the air quality standards. Enclosed are several relevant sections of that report. As shown in Enclosure 2, the District's plan is estimated to result in increased employment in the Basin by 2010 of some 80,000 jobs. Although there will be employment reductions in certain parts of the economy, this will be largely offset by new jobs in the pollution control and services industry. Clearly, the State and the South Coast District are aware of the employment impacts of the plan and, in fact, the State has directed the District to provide $1 million per year to assist small businesses in complying with the District's rules. (Underlining supplied.) Also enclosed are relevant articles from The New York Times and The Washington Post and a letter to the National Association of Manufacturers. I am troubled by the EPA statement that while existing manufacturing jobs will be lost, they "will be largely offset by new jobs in the pollution control and services industry." The statement fails to recognize or discuss the social impact of job loss or wage cuts on the existing wage earner and his or her family. It fails to recognize or discuss that the new jobs may be in other States, or miles away, or even Nations apart. It fails to recognize or discuss the impact on productivity and growth of the economy. It fails to recognize or discuss the wage differential of the jobs lost and those gained, or the time delay between jobs lost and jobs replaced. It fails to recognize or discuss the secondary effects on other industries. It fails to recognize or discuss the competition impacts. It fails to recognize or discuss the impact on minorities. It fails to recognize or discuss the impact on unemployment costs. Despite these failures, the EPA and environmental organizations have made this offset claim several times without explaining the basis for it and the Administration, in providing cost estimates of its proposal has, to my knowledge, never discussed these very relevant concerns. I request that you do so for the conference on S. 1630. In particular, I request that you both discuss this so-called "offset" and address each of the failures just identified and explore the general nature of the jobs that may be placed "at risk" as a result of the implementation of the Clean Air Act with the new amendments and explore how those "at risk" jobs might compare to jobs that might be created as a result of such implementation. Enclosed are specific questions which should help address these important issues. I request your The Honorable Elizabeth H. Dole The Honorable Michael Boskin Page 3 response to each within your area of expertise. In responding, I particularly want the Chairman of the Council to explain to what extent these matters are reflected in the cost estimates of the various versions of the legislation. I also understand that the Council has prepared drafts of memoranda analyzing the various versions of the Clean Air Act bills that passed the House and Senate. However, apparently those memoranda have never been made public. I request them. I request your reply to all of the above matters by July 6, 1990. Please do not delay. With best wishes. Sincerely, JOHN D. DINGELL CHAIRMAN cc: The Honorable Norman F. Lent, Ranking Minority Member Committee on Energy and Commerce The Honorable Dan Rostenkowski, Chairman Committee on Ways and Means The Honorable Augustus F. Hawkins, Chairman Committee on Education and Labor The Honorable Robert A. Mosbacher, Secretary Department of Commerce The Honorable William K. Reilly, Administrator Environmental Protection Agency The Honorable Richard G. Darman, Director Office of Management and Budget The Honorable Charles A. Bowsher, Comptroller General General Accounting Office Mr. Jay Power, Legislative Representative AFL-CIO Mr. Alexander Trowbridge, President National Association of Manufacturers The Honorable Elizabeth H. Dole The Honorable Michael Boskin Page 4 Mr. Carter V. Fox, President American Furniture Manufacturers' Association Questions by Chairman John D. Dingell Regarding Job Loss, Dislocations, Wage Cuts, and Offsets Re Clean Air Act 1. A 1982 study provided to me by the Congressional Reference Service by H & W Management Science Consultants (enclosed) attempts to categorize the types of job created by the Air Pollution Control industry (APC). Please comment on the adequacy of the study which admittedly is now several years old. 2. According to that report, 46 percent of the employment produced by the APC industry is direct employment related to the fabrication, design, and installation of APC equipment; 19 percent is associated with materials and auxiliary equipment, including monitoring and testing; and 35 percent is for services, including government regulation. Examining the breakdown of jobs created by the industry as shown in table 1 from the report, please provide the Committee with the average wage and benefit package for each category of jobs. Any specific examples you have would be appreciated. mean Hell yes, 3. The study assumes that the jobs created by the APC industry are located in the area making the expenditure. How reasonable is this assumption? Based on the categories listed in table 1, what are the most likely areas of the country for these jobs to be created under the proposed amendments to the Clean Air Act? To what extent are the jobs likely to be located in a foreign country? 4. Pollution abatement equipment includes several sets of components, including: the basic technological device; auxiliary equipment such as fans, switches, valves, etc.; support and housing facilities, such as foundation, walls, roofs, bracing, ducting, etc.; and operating aspects, such as monitors, controllers, repair parts, and maintenance. For each component for each industry affected by the amendments, what is the likelihood that the equipment/technology will be supplied from domestic suppliers? What is the likelihood that the equipment/technology will be supplied from overseas suppliers? What is the likelihood that the equipment/technology will be produced under license to an overseas source? 5. Most attempts to estimate potential job losses from enactment of the Clean Air Act Amendments of 1990 have focused on deriving a MoThe The net gain-lost number. The Committee is interested in the types of jobs that are at risk from implementation of the Clean Air Act with NOT the Amendments of 1990. Are they primarily resource extraction (mining), manufacturing, service, government, or other category? Are they the same job categories most likely to be gained from such legislation? Please explain. What is the affect on productivity and growth? How do the new jobs improve productivity? 6. What are the average wage and benefit packages of the categories of jobs identified in response to question 4? How do they compare with the wage and benefit packages of jobs identified in table 1? 7. How does the timing of the jobs that the Amendments "create"-- CEA identified in table 1 -- compare to that of jobs possibly lost from the Amendments -- those identified as at-risk in the response to question 4? Are there notable gaps or overlaps between job creation and job elimination? Please explain. 8. Much has been made of the multiplier effects of jobs on other industry Speit jobs in a community. Please explain it. Does the multiplier differ according to the type of job created (manufacturing, mining, service) or the location of the job (urban versus rural) For the jobs associated with the categories listed in table 1, what are their relative employment multipliers? How do they differ according to location? 9. What, if any, are the multiplier effects of the job categories identified in response to question 4? How do they compare with the multiplier effect of the jobs identified in table 1? 10. For the at-risk job categories identified in response to question 4, what are the racial, ethnic, age, and sex profiles? How do those patterns compare to the patterns associated with the categories of jobs created that are identified in table 1? Similarly, how do the educational requirements for the at-risk job categories compare to the educational requirements of the created jobs? 11. It is well understood that compliance with Clean Air Act Amendments will result in shifts in coal mining employment between different regions. Are the jobs per ton of coal mined and the multiplier effects substantially different between these various coal mining regions? Between high and low sulfur coal mining areas? 12. The enactment of these Amendments may result in the consolidation of certain service industries, such as dry cleaning, in order to accommodate increased costs of pollution controls. Are there examples from other regulatory actions that would indicate the magnitude of job attrition from such consolidations? For example, the shrinkage in numbers of service stations during the energy crisis of the seventies. 13. Many argue that the U.S. air pollution control industry will benefit substantially from tighter air pollution regulations. Please describe and identify more clearly that industry and its various segments. Is there any reliable analysis to suggest that the various segments of this industry can meet sharply increased demand without incurring bottlenecks or other dislocations? If not, will foreign suppliers such as Japan and West Germany make substantial inroads into U.S. markets partially offsetting the putative domestic employment benefits of pollution control expenditures? Table 1 Overall Summary of Employment in the APC Industry Labor Associated with: Man-Years of Employment Share, " 1. Fabrication, design & installation of APC equipment 40,787 36.7 2. Direct and Auxiliary Materials and Equip- ment 14,988 13.5 3. Government 13,780 12.4 ! 4. Services - 11,825 10.6 5. Operation, Mainte- nance & Repair 10,500 9.4 6. Architects & Engineers 8,269 7.4 7. Monitoring & Testing Equipment 6,150 5.5 8. Manufacturer's Representatives 1,684 1.5 9. Independent Attorneys 1,600 1.4 10. Additional Support Staff 1,500 1.3 11. Other R & D 300 0.3 Total 111,383 100.0 White and SOCIO-ECONOMIC AND HUMAN DIMENSIONS RESEARCH RELATED TO GLOBAL CHANGE Chist (Final 4.7.1990) A procedure for strengthening and implementing of national and international socio-economic and human dimensions research activities Background Problems of Global Change have now come to the forefront of discussions between scientists as well as politicians. A number of internationally coordinated programmes exist, which focus in particular on issues addressed by the natural sciences. Most notable in this respect are the WCRP and IGBP of WMO and ICSU. However. Global Change implies major consequences for society and the economy. Therefore, recent conferences have stressed the need to stimulate research on human aspects related to Global Change on an international level and to integrate these aspects in other ongoing research activities. The HDGCP of UNU, IFIAS. ISSC and UNESCO and the initiatives of DECD. IEA, ESF and EC on economics. environment and energy should be noted. Aim Efforts should be undertaken to strengthen existing activities for socio-economic and human dimensions research in order to increase the orientation towards problems directly related to Global Change. As a first step. a summary description of existing national and international research activities should be prepared. This will enable us to identify existing research gaps. Endeavors to assess the current status of socio-economic and human dimensions research, e.g. as provided by the IPCC, will also be taken into account. Within an international framework the activities will build upon and be financed on a national level. However, there is the intention to establish better links between them and, in particular, with the natural sciences programmes. The contents of the activities should be defined by a bottom-up approach, in particular by groups of scientists in an analogous process. as e.g., in the IGBP and national Global Change programmes. In addition, these programmes should be resoonsive to policy needs (e.g., IPCC). There is a need for coordination of the activities in the sense of an effective exchange of information and an informal consultation between governments with respect to emerging trends in research and resource needs in the social and economic sciences. Socio-economic and human dimensions research 2 Procedure To implement the above-mentioned activities, the following steps are proposed: - Preparation of a short overview per country on existing activities, involved agencies and funding commitments, etc. in socio-economic and human dimensions research related to Global Change. These overviews should follow a common formatted structure to achieve comparability. In addition the same kind of information should be assembled on international research activities in this field. The reports should also identify gaps and areas where special initiatives could be taken. - Continuation of the informal meeting between governmental agencies active in Global Change research, (hereafter called the "Working group on social and economic science research") as started with the first meeting in Bonn (3 July 1990). The number of countries invited to participate will be enlarged to include at least the members of the international group of funding agencies. - The meetings will focus on particular research topics. In addition to governmental agencies' representatives leading scientists in the appropriate field will be invited to look at the state-of-the-art of the respective scientific disciplines as well as a discussion of general aspects such as funding requirements, capacity building, training and involvement of Third World countries. - The UK offered to host the next meeting in February 1991, in conjunction with the next meeting of the group of funding agencies. This meeting will focus inter alia on the topic of environmental economics. Summary notes on the Joint Meeting of the "Working group on Socio-Economic and Human Dimensions Research related to Global Change" and the "Representatives of National Funding Agencies for Global Change" (4 July 1990) During the joint meeting on July 4th 1990, in Bonn, the following topics were dealt with: - the result of the meeting of the "Working Group on 3 July 1990 - the role of ICSU in the field of Global Change research - the background and intention of the work for the group of Representatives of National Funding Agencies for Global Change. It was agreed upon: - Socio-economic and human dimensions research related to Global Change and analysis of the interactive links between social, economic and human issues and global environmental changes comprise an important and inherent part of the overall Global Change research Program. - To further these research efforts it is understood that an informal working group, hereafter called "International Group of Funding Agencies" for Global Change Research (IGFA) is initiated. The group will be formed by the two former groups present at this joint meeting. --- The concept of a "High Level Governmental Group" which will receive and discuss reports from the IGFA was postponed at that time. It should be discussed in more detail at the next meeting in London, February 1991, on the basis of a draft outlining the task, mandate and composition of this "High Level Group". ---- The London meeting will be prepared by a group of four countries (UK, US, NL, D); additional comments, suggestions from all participants are welcomed. 3 July 1990 WORKING GROUP ON SOCIO-ECONOMIC AND HUMAN DIMENSIONS RESEARCH OF GLOBAL CHANGE RESEARCH o experts from five countries o agreed on need for coordination of activities (coordination = effective exchange of information and consultation among national funding agencies re: emerging trends in research and resource needs in social and economic sciences) o brief overviews on national activities to be prepared and discussed at next meeting in February 1991 o next meeting will focus inter alia on environmental economics 4-6 July 1990 INTERNATIONAL GROUP OF FUNDING AGENCIES FOR GLOBAL CHANGE RESEARCH o participants from national funding agencies in ten countries and Commission of European Communities o scientific leaders of seven international projects under IGBP and WCRP gave presentations - highlighted research needs - comparisons made with national commitments of resources - identification of areas of action o agenda for next meeting (4-6 February 1991, London) including joint meeting with IGBP National Committee Chairs 4 July 1990 JOINT MEETING OF WORKING GROUP ON SOCIO-ECONOMIC AND HUMAN DIMENSIONS RESEARCH AND THE INTERNATIONALGROUP OF FUNDING AGENCIES FOR GLOBAL CHANGE RESEARCH (Scient.tiz) o merge interests under an informal working group "International Group of Funding Agencies for Global Change Research" o group will serve as information exchange for all aspects of national and international global change research efforts o meet again 4-6 February 199 (London) o participants briefed on ICSU activities in global change - IGBP Scientific Advisory Council - "Global Change Forum" 4-6 February 1991 INTERNATIONALGROUP OF FUNDING AGENCIES FOR GLOBAL CHANGE RESEARCH o environmental economics (FRG lead, Netherlands, Canada, US) o long-term observational system and data management (US lead, Japan, France, Canada) 0 joint meeting with IGBP National Chairs (IGBP Secretariat, US) o developing country participation (IGBP Secretariat, Canada) 0 agency funding for international secretariats/offices which support global change research programs, including WCRP and IGBP 0 update of 4-6 July 1990 resource review of global change research activities (US) o "High level forum" idea (Netherlands lead, FRG, US) o Report on ICSU Forum (ICSU) 0 Second World Climate Conference/Intergovernmental Panel on Climate Change (France, Finland, US) o Regional Research Centers (IGBP Secretariat, France) 0 Scientific Committee on Antarctic Research (SCAR) -IGBP activities in Antarctica DOE/PE-0096P The Economics of Long-Term Global Climate Change A Preliminary Assessment Report of an Interagency Task Force TERRIMENT OF UNITED DEPA OF ENERGY. STATES September 1990 United States Department of Energy Office of Policy, Planning and Analysis This report has been reproduced directly from the best available copy. Available from the National Technical Information Service, U.S. Department of Commerce, Springfield, Virginia 22161. Price: Printed Copy A04 Microfiche A01 Codes are used for pricing all publications. The code is determined by the number of pages in the publication. Information pertaining to the pricing codes can be found in the current issues of the following publications, which are generally available in most libraries: Energy Research Abstracts, (ERA); Government Reports Announcements and Index (GRA and I); Scientific and Technical Abstract Reports (STAR); and publication, NTIS-PR-360 available from (NTIS) at the above address. DOE/PE-0096P The Economics of Long-Term Global Climate Change A Preliminary Assessment Report of an Interagency Task Force DEPA RIMENT OF STATES AMERICA ENERGY OF September 1990 United States Department of Energy Office of Policy, Planning and Analysis Washington, DC 20585 CONTENTS List of Tables iii Executive Summary iv Introduction X I. Background 1 A. Greenhouse Gas Emissions 1 1. Carbon Dioxide 2 2. Methane 3 3. Chlorofluorocarbons 4 4. Nitrous Oxide 5 B. Potential Climate Changes 5 1. Uncertainties 5 2. Projections 6 C. Policy Alternatives 7 II. Adaptation: Living with Global Warming 9 A. Climate and the Economy 9 B. Agriculture 9 1. Potential Yield Effects 10 2. Economic Implications 10 3. Adaptation 11 C. Sea-Level Changes 12 1. Possible Impacts 12 2. Adaptation 12 D. Human Health 13 1. Possible Impacts 13 2. Adaptation 14 E. Other Potential Effects 14 1. Forestry 14 a. Possible Impacts 14 b. Adaptation 15 2. Fisheries 15 a. Possible Impacts 15 b. Adaptation 15 3. Water Resources 16 a. Possible Impacts 16 b. Adaptation 16 i 4. Biodiversity 16 a. Possible Impacts 16 b. Adaptation 17 III. Mitigation: Limiting Greenhouse Gas Emissions 18 A. Background 18 1. Global Action 18 2. Differential Impacts 19 3. Incentives and Market Failures 21 B. Carbon Dioxide 23 1. Economy-Wide Analyses of Emissions Limitation Costs 23 a. Energy/Economic Balance Analysis 24 b. Long-Term Energy and Energy-Economic Policy Models 25 c. Short-Run Economic/Energy Models 28 d. Energy Sector Impacts 29 2. Regulatory Adjustments 29 a. Reform of Electric Utility Ratemaking 29 b. Utility Demand-Side Management 30 c. Research and Information 30 d. Building and Appliance Standards 31 e. Transportation 31 f. Agricultural Policy 31 3. New Technologies 32 a. Electricity Generation 32 b. Energy End-Use Technologies 33 4. Forestation 33 a. Cost Analysis 34 b. Management 35 C. Methane 35 1. Animal Waste 35 2. Coal Mining 36 3. Landfills 36 4. Livestock 36 5. Rice 36 D. Chlorofluorocarbons and Related Substances 37 E. Nitrous Oxide 37 Bibliography 38 ii LIST OF TABLES I.1 Main Greenhouse Gases 1 I.2 Carbon Dioxide Anthropogenic Emissions (Percentage Shares) 2 I.3 Methane Anthropogenic Emissions (Percentage Shares) 3 I.4 Chlorofluorocarbon (CFC-11 + CFC-12) Emissions (Percentage Shares) 4 I.5 Nitrous Oxide Anthropogenic Emissions (Percentage Shares) 5 II.1 Estimated Economic Welfare Effects in 2050 of Climate-Induced Agricultural Yield Changes 11 II.2 Protecting Densely Developed Shoreline Areas from Sea-Level Rise 13 III.1 Anthropogenic Greenhouse Gas Emissions 18 III.2 Global Effects of Unilateral Carbon Dioxide Emissions Reductions by the United States or the OECD 19 III.3 OECD Carbon Dioxide Emissions Reductions Required To Achieve Global Emissions Goals When Other Nations Take Lesser Actions 20 III.4 Carbon Dioxide Emissions Per Capita and Per Dollar of GNP, 1986 21 iii EXECUTIVE SUMMARY This report is intended to provide an overview of Background economic issues and research relevant to possible, long-term global climate change. It is primarily a Greenhouse Gas Emissions critical survey, not a statement of Administration or Possible climate change is not a one-gas or one-nation Department policy. problem. Carbon dioxide, chlorofluorocarbons (CFCs), There are substantial gaps in current knowledge about methane (CH₄), and nitrous oxide (N₂O) have the economics and physical science of global climate accounted for about 87 percent of the increase in radiative (greenhouse) forcing in the 1980's. change. In fact, almost all the quantitative projections in this report, as well as many of the qualitative Projections of future emissions of these gases are assertions, are controversial. Projections of climate uncertain, and comparisons of the effects of those effects and costs in the distant future are inherently less emissions are not completely straightforward. reliable than forecasts of climate and policy costs in the short run. Carbon Dioxide. Given the projected expansion in fossil energy use throughout the world, CO2 is The Task Force recommends that a coordinated expected to account for a larger share of increased economic research program be undertaken, similar to radiative forcing in the future than in the past. The that in the climate sciences, that would evaluate the United States now accounts for about 21 percent of economic effects of possible future climate change and total anthropogenic CO2 emissions, but that share is expected to shrink to around 12 percent by the middle the benefits of slowing such change, the costs and of the next century. effectiveness of various adaptive and emissions reduction measures, and the effects of such measures Methane. Emissions rates of major sources of CH₄ are on U.S. and world trade and capital flows. subject to significant uncertainty. Over half of total anthropogenic emissions of methane are produced by The remainder of this Executive Summary provides a domestic animals (enteric fermentation) and rice brief outline of our main findings. Readers with an cultivation. Centrally planned and developing nations interest in a particular topic, such as the impact of account for the bulk of these emissions. possible climate change on agriculture or estimates of the economy-wide impacts of measures to limit carbon Chlorofluorocarbons. The United States and other dioxide (CO2) emissions, should note that the main developed nations now account for well over half of report, while lengthy, is structured to allow for a emissions of CFCs and related gases, but the shares of selective reading. developing nations are expected to increase sharply as reductions and phaseouts are implemented in accord with the Montreal Protocol. Nitrous Oxide. Most N₂O emissions are associated with agricultural activity and animal husbandry. Data iv on natural and anthropogenic sources of nitrous oxide Although the public discussion and most of the initial emissions are poor. scientific work has focused on the assessment of changes in mean global surface temperature, many of Scientific Background the impacts of possible climate change considered in While this report provides a brief discussion of the this report could be more dependent on other climate scientific background to this issue, that discussion variables. Examples of such variables include changes should not be interpreted as an attempt to address or in soil moisture, in summer precipitation or extreme evaluate the scientific uncertainties surrounding temperature by region, and in the number of days in a possible climate change. row when the temperature exceeds a threshold value important to particular activities or natural processes. Projections of future emissions of greenhouse gases are A greater focus on these variables will be important in highly sensitive to future rates of population growth, the effort to refine current impact estimates and economic growth, and development of new develop new ones. technologies for energy production and use. The inability to place narrow bounds on any of these Policy Alternatives factors necessarily places very wide bounds on any Planned adaptation involves actions taken in forecast of future emissions. recognition of anticipated warming to deal with its effects. Unplanned adaptation involves short-run Even if future emissions are assumed to be known, responses to actual warming as it takes place. considerable uncertainty attaches to the climate changes Mitigation policies are aimed at reducing the rate of that would result from increased atmospheric possible warming by reducing net emissions of concentration of greenhouse gases. The effects of greenhouse gases. Mitigation policies must generally be greenhouse gases on global climate are forecast by implemented well before adaptation policies. They climate models, a relatively new tool. Present climate must also be implemented on a global scale. The models predict that a doubling of the concentration of important economic implications of differences in carbon dioxide relative to the preindustrial timing between adaptation and mitigation costs can atmosphere-or its equivalent in terms of a only be revealed by discounting. combination of greenhouse gases-would result in an eventual global average warming of between 2°F and Most studies of impacts and adaptation costs 9°F. If the atmosphere begins to warm, a transfer of considered in this report provide estimates for at most heat from the air to the oceans is expected to slow the a small set of climate change scenarios. Differences in rate at which air temperature actually rises. This effect methods and assumptions preclude addition of costs could delay the full impact of any given increase in the across studies. Impacts and costs are almost always concentration of greenhouse gases on observed air estimated relative to a baseline of no climate change. temperature for decades or even centuries, with wide Such estimates necessarily overstate the reductions in variations by region. impacts and adaptation costs associated with mitigation strategies, such as those considered in this report, that Some models suggest a marked soil moisture decrease do not stabilize atmospheric concentrations of in mid-latitude continental regions during summer. greenhouse gases and thus, under the assumptions of Global sea-level increases by the year 2050 of 25 to current climate models, do not forestall climate change 40 centimeters (a recent estimate of the Inter- entirely. governmental Panel on Climate Change, or IPCC) could occur if warming of 2°F to 8°F occurred by the Given that the implications of global warming are still middle of the next century. unclear, additional research is certainly called for. Uncertainty also increases the attractiveness of V relatively inexpensive, flexible policies that can easily Agriculture of a scenario in which the U.S. grain and be reversed or expanded, and policies that can be oilseed crop yields decrease by between 10 and justified for reasons other than climate change. 15 percent shows slightly increased overall U.S. welfare once the effects of increased export prices are Adaptation: Living With Global Warming factored into the analysis. This analysis suggests that climate-induced changes in agriculture would not produce major positive or negative economic effects by Climate and the Economy the middle of the next century. Yet, there could be The direct economic effects of climate change would significant regional dislocations in crop production. be concentrated primarily in agriculture, forestry, and possibly fisheries, which currently account for about Sea-Level Changes 2 percent of U.S. gross domestic product (GDP) and The adverse effects of possible sea-level rise on coastal about 5 percent of world GDP. In addition, a rise in infrastructure, recreation, and coastal ecology could be the sea level could inundate valuable dry land. Apart either large or small, depending on the rate and from agriculture and sea-level rise, little quantitative magnitude of any sea-level rise and on the extent of research on climate impacts or adaptation costs has planned adaptation. While densely developed shoreline been done. areas in the United States could be protected against sea-level rises that might occur by 2050 for less than The indirect effects of climate change will create $10 billion (present value), significant net losses of winners and losers throughout the United States and drylands and wetlands could occur. global economies as demand shifts occur. For example, demand for air conditioners and summertime electricity Human Health could rise, while demand for space heating equipment The impacts of a possible warming on human health and fuels and could fall. Tourism might also be are extremely controversial, and the scope for planned affected. The costs of adaptation would depend adaptation is unclear. Some studies show significant critically on how rapidly warming occurs relative to the possible increases in heat-related deaths, while others economic lifetimes of major immobile assets. argue that cities with appreciably different climates show no climate-related differences in health risk. Agriculture Global warming would likely cause some vector-borne Climate change could affect agricultural yields both tropical diseases to spread northward, but the positively and negatively through variations in regional magnitude of this problem is unclear. On the other temperature, seasonality, precipitation, and soil hand, there could be a decline in cold-related deaths. moisture. Estimates of these effects are very uncertain. While increased CO2 concentrations alone would likely Other Potential Effects have a direct positive effect on efficiency of Forestry. If significant warming occurs, changes in photosynthesis and water use, the effects of higher U.S. forests could be apparent in 30 to 80 years. temperatures could reduce yields. Estimates of the Significant changes in forest range are possible. impact of future global change on U.S. cereal crop Changes in forest distribution and composition could yields range from an increase of 10 to 15 percent to a have major impacts on timber production, runoff from decrease of about the same magnitude. forests, and recreational opportunities. Without human intervention, rapid warming could move natural Net economic effects on any country's agricultural habitats of mid- and high-latitude forests poleward sector depend on global yields and consequent impacts faster than natural rates of forest migration could on market prices and trade flows as well as on regional accommodate. Today's forest management decisions yield effects. Analysis by the U.S. Department of vi could have long-term impacts on the composition and be obtained without bringing economic growth to a location of forests. halt. Even dramatic unilateral cuts by member states of the Organization for Economic Cooperation and Fisheries. Fishery resources are known to be sensitive Development (OECD) would not be sufficient to to climate variation. However, the qualitative effects of achieve widely discussed global CO2 emissions goals unless most other countries participate fully in warming on fisheries are highly uncertain, and no emissions reduction efforts. For example, even the total quantitative economic analysis has, to our knowledge, elimination of OECD emissions over the next 15 years been attempted. Absent human intervention, ocean would be insufficient to obtain a 20-percent global species are likely to be less affected by any climate emissions reduction by 2005 if the USSR and Eastern change than freshwater species, since oceans would Europe only stabilize emissions at their current levels respond to atmospheric warming more slowly than and developing countries take no action to curb CO2 smaller bodies of water. Both the need and the emissions growth. Global action would also be opportunity for planned adaptation in the commercial necessary to control methane and nitrous oxide fishing sector appears to be limited. emissions, which result primarily from agricultural and energy activities. Water Resources. In general, it is difficult to predict Differences in costs and benefits among nations may the impacts of climate change on water resources with make it difficult to obtain global agreement on specific confidence because of uncertainties about regional goals and policies. For example, countries planning to precipitation. If significantly higher temperatures occur, rely heavily on coal, which contains a relatively high water supplies in California and the lower Great Lakes amount of carbon per unit of energy, may have greater could be reduced. CO2 emissions than countries planning to rely more on nuclear energy. These issues will have important Biodiversity. The impacts of climate change on implications for energy security and trade balances. natural communities are difficult to predict. Possible global warming could result in a decline in biodiversity Incentives and Market Failures. An approach to stemming from the loss or change of habitats that limiting net anthropogenic greenhouse emissions that result in the decline or loss of some animal and plant encompasses all important greenhouse gases and gas sinks as well as gas sources is preferable to one that species. considers each source of greenhouse gases individually. Also, any set of nations should be free to develop a Mitigation: Limiting Greenhouse Gas joint strategy to meet their pooled ceilings, as long as Emissions net global emissions are not thereby increased and existing treaty obligations are not thereby violated. An The costs of reducing carbon dioxide and CFC approach incorporating these elements was outlined in emissions are under active study. Available estimates a U.S. concept paper introduced at the IPCC. of CO2 abatement costs remain preliminary and controversial. Relatively little is known about the costs All analysts agree that some reductions in greenhouse of reducing emissions of other greenhouse gases. A gas emissions can be obtained at low cost. The revision of this section of the report a year or two from phaseout in CFCs recently agreed to at the June 1990 now could rely on a much stronger research base meeting of the parties to the Montreal Protocol falls (particularly as regards CO2) and might well have into this category. Current research has not been different policy implications. sufficient to detail the extent of low-cost opportunities for limiting other greenhouse gases. Background Global Action and Differential Impacts. Global Command-and-control efficiency standards have several action is essential if meaningful reductions in the significant disadvantages in comparison to expected growth of any of the greenhouse gases are to incentive-based systems-such as charges, user fees, vii and tradable emissions rights-or approaches that the U.S. economy. The relative cost of energy would address perceived market failures directly. When increase substantially, increasing the relative price and market failures limit the power of such approaches, decreasing the consumption of energy-intensive those failures can be addressed directly. The costs of products. It is impossible to construct a scenario for efficiency standards are often hidden rather than substantial CO2 emissions reduction without a major explicit. adverse impact on the coal industry. General equilibrium modeling suggests that an effort to limit Carbon Dioxide CO2 emissions significantly would cause large changes Economy-Wide Analyses of Emission Limitation in the sectoral composition of the U.S. economy. Such Costs. Several studies of carbon dioxide reduction sectoral changes, if gradual, might occur without a costs using economy-wide models have recently been drastic impact on the value of existing assets. However, completed or are now in progress. These papers use a a policy that resulted in rapid sectoral changes could variety of modeling approaches, consider different have a significant impact on the value of assets in policies, and employ different baseline emissions impacted industries and on the value of immobile growth assumptions. These differences have important assets, such as residential housing, in impacted effects on cost estimates. All these results must be communities. considered preliminary. Because the United States relies heavily on coal (the In general, work to date finds that the costs of fossil fuel with the highest amount of carbon per unit stabilization or reduction of CO2 emissions by 2005 of energy) for electricity generation, U.S. electricity will be high-at least 1 percent of the gross national rates would be likely to rise more than those in other product (GNP) per year for widely discussed industrialized countries if concerted action were taken objectives, such as stabilizing CO2 emissions at the to curb CO2 emissions. Unless energy-intensive U.S. present level or securing and maintaining a 20-percent industries were able to increase their energy efficiency, reduction from that level. Some estimates suggest that they could be disadvantaged relative to major foreign achievement of such objectives would involve competitors who would be less affected by electricity significant reductions in long-term growth. During the rate increases. 1973-85 oil shock period, CO2 emissions were constant but economic growth was slow. This experience offers Regulatory Adjustments. There are a number of a useful reference for comparison of likely impacts of reasons why total U.S. investment in energy efficiency policies to curtail fossil energy use sharply on output may be suboptimal. Many analysts have called for a and productivity growth. variety of regulatory initiatives to increase the efficiency of energy use and, thereby, to reduce CO2 Some recent analyses consider the use of a charge on emissions. the carbon content of fossil fuels to reduce CO2 emissions. This research generally concludes that The elimination of electricity pricing distortions would charges on the order of $100 per ton (which would be as likely to yield increases in consumption and amount to roughly a 180-percent increase in the emissions as decreases. Many analysts have called for delivered price of coal and a 70-percent increase in the reform of electric and gas utility regulation to give price of oil) would be needed to have a significant utilities incentives to remove impediments to efficient effect on emissions. Much lower carbon charges may investment in energy conservation. While the be of some value in the near term to compensate for desirability of regulatory changes of these sorts is known external effects of energy use, to test the apparent, estimates of potential reductions in CO2 sensitivity of CO2 emissions to incentives, and to lay emissions vary widely. the foundations for higher future charges if they are found necessary. Energy-efficiency standards for buildings, appliances, and automobiles represent another approach to limiting The aggregate economic effects of CO2 emissions energy consumption, and thus CO2 emissions. reduction policies would not be felt evenly throughout However, any information problems, institutional viii rigidities, or market failures that may exist can be would depend on the type of forest planted and the addressed directly, rather than through efficiency current use of the land. The efficacy of forestation as standards that can impose significant hidden costs on a carbon management tool depends importantly on how consumers and the economy at large. the stock of accumulated carbon in mature forests is managed, but the costs and carbon removal potential of A number of changes in agricultural programs that alternative management strategies have not been would have other benefits can be expected to assist in systematically analyzed. reducing greenhouse gas emissions. These include reducing commodity price support levels, encouraging Methane additional tree planting, and expanding conservation Because the developed countries account for only about programs. 25 percent of anthropogenic methane emissions, significant, cost-effective reductions in CH₄ emissions New Technologies. While new technologies offer will require global action. Feasible reductions in the significant CO2 emissions reduction potential after the areas of animal waste, sizes of livestock herds, coal year 2000, there is no simple "technological fix" to this mining, natural gas production, transmission, and problem. A variety of technologies for generating distribution, landfills, and livestock and rice production electricity are in various stages of development. The add up to more than enough to stabilize atmospheric next generation of nuclear reactors, based on simplified CH₄ concentrations. While a number of approaches to and standardized designs and passive safety features, controlling these emissions are available, no systematic may come into use after the year 2000. Advanced policy design or costing analysis has been performed. energy-use technology seems to have the potential to contribute significantly to reducing CO2 emissions, but Chlorofluorocarbons estimates of the extent of the contribution vary widely. The Montreal Protocol has been ratified by nations that account for over 90 percent of global consumption. Increases in research and development budgets for The Protocol was renegotiated in June 1990 and now end-user energy-efficiency improvements and for provides for a phaseout of all CFCs by the year 2000. programs that provide financial and technical assistance With widespread participation, this phaseout will to States, both of which have declined in recent years, significantly reduce the increase in radiative forcing would enhance conservation efforts. Most studies have attributable to greenhouse gas emissions during the found that the potential gains from widespread use of next century. The costs of eliminating the use of CFCs available "best practice" technology are significant, in the United States will be approximately $3 billion possibly up to 15 percent of current consumption. (present value) over the next 10 years. Forestation. Reforestation is a (comparatively) Nitrous Oxide short-term approach that could generate a substantial No systematic attention seems to have been devoted to decrease in net CO2 emissions for at least three to five the design or cost of policies to reduce N₂O emissions decades. Cost estimates in one study of a global from fertilizer use or other sources, in part because the strategy ranged from $4.29 to $8.03 per metric ton of relevant science base is weak. The relationship of N2O carbon removed, while those in another study for the emissions to energy production and use have been United States ranged from $17.71 to $102.63 per questioned by recent research findings. Resolution of metric ton depending on program size. The net uncertainty in this area is a high priority. ecological and recreational benefits of forestation ix INTRODUCTION Work on this report began in the fall of 1989, when an attempt to produce anything like a comprehensive interagency task force was instructed to "identify, benefit-cost analysis. (But see Nordhaus (1990a) for a review, and inventory" work on the economics of crude but interesting attempt.) Moreover, almost all climate change in order to inform policy discussions. the quantitative estimates regarding physical and (The task force included representatives from the economic effects in this report, as well as many of the Council of Economic Advisors; the Departments of qualitative assertions, are controversial. State, Treasury, Commerce, Interior, Agriculture, and Energy; the Environmental Protection Agency; the Section I provides background on greenhouse gas Office of Management and Budget; and the Office of emissions and their likely climatic effects and on Science and Technology Policy.) A preliminary report available policy instruments. Section II considers the was presented in March, 1990. The present document costs of living with global change, assuming no represents a refinement and limited updating of that substantial efforts to reduce greenhouse gas emissions. report. It is intended to provide an overview of current Section III considers costs of reducing those emissions, knowledge and key facts and is not a statement of though the available literature does not contain Administration or Department policy. estimates of the costs of policies that would, on the assumptions of current climate models, prevent climate This report should serve to indicate that economic change altogether. The individual sections are not analysis of global change is in its infancy; few entirely compartmentalized, but can be read assertions about costs or benefits can be made with independently if necessary. confidence. The state of the literature precludes any x I. BACKGROUND This section provides background material on current et al., 1988). These gases are, accordingly, the focus of and projected future greenhouse emissions and on the rest of this subsection and of the mitigation scientific opinion regarding the effects of those strategies considered in Section III. The emissions emissions on the global climate. The final subsection projections for these gases in Tables I.2 to I.5 are provides a brief, general discussion of adaptation and based on the Rapidly Changing World scenario in mitigation strategies, which serves as an introduction to Lashof and Tirpak (1989); they should be treated as the analysis of these strategies in Sections II and III, providing rough orders of magnitude, not precise respectively. estimates. A. Greenhouse Gas Emissions Comparisons of the effects of future emissions of various greenhouse gases are not completely Increases in the atmospheric concentrations of at least straightforward. Differences in atmospheric lifetimes 25 trace gases contribute directly or (via chemical lead to different time patterns of effects, so that reactions) indirectly to the retention of solar radiation decisions regarding discounting may be important by the earth (radiative forcing). Five greenhouse gases, (Lashof and Ahuja, 1989). (Note also the uncertainty described in Table I.1, have accounted for about 87 attached to the lifetime of nitrous oxide (N₂O).) And, percent of the increase in radiative forcing in the while the radiative forcing effects of changes in 1980s and about 92 percent of the increase over the atmospheric concentrations of any trace gas are 1880-1980 period (Ramanathan, et al., 1985; Hansen, apparently easy to calculate, the effects of changes in Table I.1 Main Greenhouse Gases Percentage Share of Increased Atmospheric Forcing Radiative Forcing Lifetime Index Gas in the 1980s (years) (molecular) Carbon Dioxide (CO2) 49 250 1 Methane (CH₄) 19 10 30 Chlorofluorocarbons 14 60 & 75 22,000 & (CFC-11 & CFC-12) 25,000 Nitrous Oxide (N₂O) 5 100-175 200 Sources: Hansen, et al. (1988); Department of Energy; Wuebbles and Edmonds (1988). 1 emissions on atmospheric concentrations depend both Table I.2 provides historical and projected on preexisting concentrations and on various anthropogenic emissions data by region and by source imperfectly understood geophysical feedbacks, which assuming no mitigation. These projections are uncertain also affect atmospheric lifetimes. because of uncertainties about future population and economic growth, sectoral composition of gross 1. Carbon Dioxide national product (GNP), and sector-specific energy Measurements of carbon dioxide (CO₂) levels show efficiencies. Nonetheless, it is important to note that atmospheric concentrations increasing from somewhere because energy-related sources of CO2 emissions are between 250 and 295 parts per million (ppm) at the expected to grow comparatively rapidly, and beginning of the 19th century to 346 ppm in 1986. chlorofluorocarbons (CFCs) are expected to be Good data are available on fossil fuel CO2 emissions controlled significantly, CO2 is expected to account for and (the far smaller) emissions from cement a larger share of increased radiative forcing in the production; data on the impacts of land-use changes future than in the past. (primarily tropical deforestation) are fair to poor. It is important to keep in mind that natural flows of carbon The U.S. now accounts for about 21 percent of total into and out of the atmosphere are roughly ten to anthropogenic CO2 emissions, but that share is twenty times larger than the (anthropogenic) flows expected to shrink to around 12 percent by the middle associated with human activity. of the next century. Despite the attention paid to Table 1.2 - Carbon Dioxide Anthropogenic Emissions (Percentage Shares) Projections Source 1985 2000 2015 2050 Countries United States 21 19 16 12 Rest of OECD 22 19 16 12 SSR & Eastern Europe 22 22 19 18 Centrally Planned Asia 10 13 161 Other Developing 25 28 32 37 100 100 100 100 Sectors Commercial Energy 86 87 89 92 Tropical Deforestation 12 11 9 6 Other 2 2 2 2 100 100 100 100 Total Scenario Emissions 5.99 8.05 10.27 16.95 (10⁹ metric tons of carbon) Average Annual Growth Rate 1.6% Source: USEPA (1989) Rapidly Changing World Scenario 2 tropical deforestation, most anthropogenic CO2 CH₄ concentrations had increased to 1,675 ppb. emissions are and will be the result of combustion of Recently, atmospheric concentrations of methane have fossil fuels. The United States has comparatively high been increasing at an observed rate of about 1.1 CO2 emissions per capita from fossil fuel consumption percent annually. The contributions of the different and cement production, in part because it makes sources of methane that together account for aggregate relatively heavy use of coal. In the United States, coal emissions remain uncertain. Anthropogenic emissions burned by electric utilities accounts for 31 percent of of CH₄ are thought to account for roughly two-thirds of total fossil fuel CO2 emissions; the entire utility sector all emissions. Table I.3 contains estimates of accounts for 37 percent, and the transportation and anthropogenic emissions; they should be treated as industrial sectors account for 29 and 21 percent, uncertain. respectively. The United States now contributes about 12 percent of 2. Methane anthropogenic emissions of CH₄; this share is predicted Atmospheric concentrations of methane (CH₄) were to decline to about 8 percent. Over half of total relatively constant prior to the middle of the last anthropogenic emissions of methane are produced by century at about 700 parts per billion (ppb); by 1987 domestic animals (enteric fermentation) and rice Table 1.3 - Methane Anthropogenic Emissions (Percentage Shares) Projections Source 1985 2000 2015 2050 Countries United States 12 11 9 8 Rest of OECD 13 12 12 10 USSR & Eastern Europe 13 14 14 15 Centrally Planned Asia 17 16 17 19 Other Developing 46 47 49 48 100 100 100 100 Sectors Fuel Production 18 22 26 32 Enteric Fermentation 23 24 23 22 Rice Cultivation 34 31 29 24 Landfills 9 10 10 14 Tropical Deforestation 6 6 5 4 Other 9 7 7 5 100 100 100 100 Total Scenario Emissions 320.1 399.5 476.8 710.5 (10⁶ metric tons of CH₄) Average Annual Growth Rate 1.2% Source: USEPA (1989) Rapidly Changing World Scenario 3 cultivation. The centrally planned and developing Note that global emissions of CFC-11 and CFC-12 nations account for the bulk of these methane were projected to increase under the terms of the emissions. Energy-related methane emissions occur in Montreal Protocol as they existed prior to the June coal mining, and when natural gas is gathered, 1990 revision. Emissions of related greenhouse gases transmitted, distributed or vented. (particularly CFC-22 and methyl chloroform) were also projected to increase quite rapidly, but the revised 3. Chlorofluorocarbons Protocol now covers some of these gases; for example, CFCs are entirely man-made and were invented during methyl chloroform, which had earlier been expected to the 20th century. The concentrations of CFC-11 and see increasing use, is now to be phased out by 2005. CFC-12 were 226 parts per trillion (ppt) and 392 ppt, Considering these related gases does not alter the respectively, in 1986 and have been rising at 4 percent message of Table I.4: the United States and other annually. Table I.4 gives projected regional emissions developed nations now account for well over half of of these two gases assuming implementation of the emissions of CFCs and related gases, but, even under Montreal Protocol (aimed at reducing stratospheric the original terms of the Montreal Protocol, the shares ozone depletion) as it existed prior to June, 1990, with of developing nations would have been expected to 100 percent participation by developed countries and increase sharply. The recent revisions to the Protocol 75 percent participation elsewhere. In June 1990, the will reduce the emissions of signatory nations by a parties agreed to a total phaseout of CFCs by the year substantial further amount. The extent of developing 2000 in place of the 50-percent emissions reduction country participation in the phaseout of CFCs is reflected in Table I.4. uncertain and will significantly affect future shares and quantities of emissions. Table I.4 - Chlorofluorocarbon (CFC-11 + CFC-12) Emissions (Percentage Shares) Assuming No Further Controls Beyond Original Montreal Protocol Projections Source 1985 2000 2015 2050 United States 24 18 17 12 Other Developed 41 24 24 21 USSR & Eastern Europe 16 14 14 13 0.2Kg Nations* 6 14 15 19 Other Developing 12 30 30 36 100 100 100 100 Total Scenario Emissions 642.1 837.8 755.1 828.5 (10³ tonnes CFC) Average Annual Growth Rate 0.4% *Nations with CFC use between 0.1 and 0.2 kilograms per capita and likely to reach the 0.3 kilogram per capita limit in the Montreal Protocol prior to 1999. Source: USEPA 4 4. Nitrous Oxide supplies in many developing nations. The U.S. share of Atmospheric concentrations of N2O averaged about 285 world N₂O emissions is only about 14 percent and is ppb from 1600 to 1800, began to rise slowly at the expected to fall below 10 percent by mid-century. start of this century and more rapidly after 1940, and are now around 310 ppb. Data on natural and B. Potential Climate Changes anthropogenic sources of N2O emissions are poor, and the data in Table I.5 should be considered as Formulating a realistic and responsible outlook on approximate at best. The Department of Energy possible climate effects associated with increasing believes that N2O emissions associated with energy atmospheric greenhouse gas concentrations requires processes may be overestimated by an order of providing answers to a sequence of increasingly magnitude. complex questions. 1. Uncertainties As in the case of methane, most N2O emissions are associated with agricultural activity and with It is first necessary to project future emissions of developing nations. Increased fertilizer use has both greenhouse gases. As noted above, such projections are raised N2O emissions and dramatically increased food inevitably quite uncertain. Economics research has an Table 1.5 - Nitrous Oxide Anthropogenic Emissions (Percentage Shares) Projections Source 1985 2000 2015 2050 Countries United States 14 12 11 9 Rest of OECD 13 14 14 12 USSR & Eastern Europe 14 15 14 13 Centrally Planned Asia 13 16 14 15 Other Developing 46 47 47 52 100 100 100 100 Sectors Coal Combustion 25 26 29 36 Fertilizer Use 38 43 44 41 Gain of Cultivated Land 10 8 8 6 Tropical Deforestation 13 11 10 9 Fuelwood & Ind. Biomass 5 4 3 2 Agricultural Wastes 10 8 7 6 100 100 100 100 Total Scenario Emissions 4.21 5.85 6.87 8.85 (10⁶ tonnes N₂O) Average Annual Growth Rate 1.2% Source: USEPA 5 important role to play in refining emissions forecasts. eventually occur with given atmospheric concentrations It is then necessary to predict how much of the of greenhouse gases) for decades or even centuries. assumed emissions will remain in the atmosphere after accounting for the effects of natural processes. Typical 2. Projections tentative scenarios, like those underlying the Because of these multiple, compounding uncertainties, projections of emissions shares in Tables I.2 to I.5, quantitative model projections of greenhouse gas assume that emissions will be sufficient to result in the warming are subject to change as understanding radiative equivalent of a doubling of atmospheric progresses. All current climate models predict that carbon dioxide (the combined effects of CO2 and other doubling the concentration of CO2 relative to the trace gas increases) between 2030 and 2070. preindustrial atmosphere would result in an eventual global average warming. Present quantitative Once the greenhouse gas levels in the atmosphere are predictions for actual (realized) average warming by projected, the next step is to project associated changes 2050 vary over the range of 2°F to 8°F. (The low in heating of the earth system as a whole. Such (high) end of this range corresponds roughly to the projections are highly sensitive to the treatment of annual average difference between Washington, D.C. feedback mechanisms that can either reduce or amplify and Sacramento (Dallas).) However, some recent the effects of a greenhouse gas buildup. Potentially results from models using specifications of cloud important positive and negative feedbacks which are behavior believed to be more realistic have reduced not fully understood are an important additional source equilibrium warming projections by half. Modelers of uncertainty in projections of earth system warming. generally agree that seasonality will decrease, with For example, the role of clouds is still in dispute. winter temperatures rising more than summer ones. The next question is more subtle and complex: At what Possible changes in worldwide sea level are also rate is the observed mean global surface temperature subject to considerable uncertainty. Warming could likely to change? The role of the ocean as a heat sink raise sea level by thermal expansion of the upper layers is a key element in the linkage between earth system of the ocean and by the melting of land-based ice. warming and global surface warming. Recent However, recent measurements have found that computations with one of the world's leading coupled Greenland and Antarctic ice cover is currently ocean/atmosphere models indicate that a 1-percent-per- increasing, not melting away. An American year carbon dioxide buildup (doubling by 2040; Geophysical Union panel recently suggested a range of redoubling by 2120) would produce a warming of global sea-level increases by 2050 of between 10 and 3.8°F at the equator by 2050, increasing to around 70 centimeters. The present consensus within the 7.2°F at high northern latitudes. But in this science group of the Intergovernmental Panel on computation, the southern latitudes hardly warm at all Climate Change (IPCC) is that a warming within the because the high-latitude southern ocean absorbs range projected by climate models might be virtually all the heat from greenhouse warming (ocean accompanied by a global sea-level rise of between temperatures increase slightly). Under this model, the 25 and 40 centimeters by 2050. earth system would clearly warm, but air temperatures would scarcely be affected in the Southern Hemisphere. While the public discussion and most of the initial The particular configuration of the ocean, atmosphere, scientific work has focused on the assessment of and land surface in the Southern Hemisphere is changes in mean global surface temperature, many of responsible for this outcome. More generally, observed the economic impacts considered in this report could increases in air temperatures will lag behind be more dependent on other climate variables. equilibrium temperature increases (those that would Examples of such variables include changes in soil moisture, summer precipitation, or extreme temperature 6 by region, and in the number of days in a row when Mitigation policies are aimed at reducing net emissions the temperature exceeds a threshold value important to of greenhouse gases. This can be done either by particular activities or natural processes. There is reducing gross emissions (by reducing the use of CFCs general agreement among climate modelers that, while or the burning of fossil fuels, for instance) or by precipitation would increase globally in a global increasing the removal of greenhouse gases from the warming scenario, regional patterns of precipitation atmosphere by natural processes (by reforestation, for would probably change, leaving some areas instance). considerably wetter or drier. Translating these precipitation changes into changes in soil moisture is Because some greenhouse gases have long atmospheric yet another question, since soil moisture is a function lifetimes, and because any changes in climate are of soil and vegetation characteristics as well as predicted to lag changes in net emissions by many precipitation, temperature, and humidity. Differences in decades, mitigation policies must generally be soil moisture and temperature could also affect the implemented well before adaptation policies. Using a soil's capacity to absorb greenhouse gases. Some 5-percent real discount rate, $100 billion spent on models suggest a marked soil moisture decrease in adaptation in 2050 is equivalent in terms of cost to midlatitude continental regions during summer. $4.2 billion spent on mitigation today. (If an Coordination between climate modelers and experts in investment yields a 9-percent rate of interest in dollar impact assessment is required to assure that the efforts terms, but prices rise at 4 percent per year, the real of the former are directed towards the development of purchasing power of invested funds grows by 5 percent refined projections of those climate variables that are annually.) A 5-percent real discount rate is used most critical to the refinement of current impact throughout this report, but the economic literature estimates and the development of new ones. contains arguments for both higher and lower rates.) Because the time scales here are longer than in most C. Policy Alternatives issues, the important economic implications of differences in timing between adaptation and The next two sections of this report consider the two mitigation can only be revealed by discounting. basic types of policies available to deal with global change: adaptation and mitigation. The estimates of impacts and adaptation costs discussed in this report reflect a wide range of analytic Adaptation policies, which seek to lower the costs of methods, assumptions regarding the magnitude and global warming, come in two forms: planned and timing of possible climate change, and time periods unplanned. Planned adaptation involves actions taken over which impacts are considered. These disparities in advance of anticipated warming; examples include rule out meaningful summation of estimated impacts development of heat-resistant plant strains and across studies. In general, impacts and adaptation costs decisions not to undertake new construction on land are estimated for either one or a small set of assumed that may be inundated by sea-level rise. Unplanned climate-change scenarios, with the latter characterized adaptation involves reactions to actual warming, such in terms of factors such as the change in mean as the use of more air conditioning. For the most part, temperature or mean sea level. Costs and other impacts effective planned adaptation policies can be designed are almost always estimated relative to an implicit or and implemented at the local or national levels, while explicit baseline involving no climate change. Such unplanned adaptation mainly reflects decisions of estimates could in principle be used to measure the individual firms and households. If global warming benefits of entirely forestalling climate change. occurs over time, adaptation would also be a However, they necessarily overstate the benefits of continuing process. mitigation policies that merely slow climate change. the available literature on mitigation costs does not 7 even consider policies stringent enough to rule out reduced in the future. The benefits and costs of climate change entirely. proposed policy actions should be evaluated under a broad range of outcomes that reflect the significant Effective policy design must reflect the fact that there uncertainties that pervade the global climate issue. are great uncertainties about future emissions, implied Flexible policies that can easily be reversed or climate changes and their effects, and the costs of expanded, and policies that can be justified for reasons reducing net emissions. It is of course important to other than climate change should be highly valued. support scientific and economic research to close the This approach has been promoted by the United States many gaps in our knowledge. But it is also important in the international community since Secretary Baker's to recognize that policies adopted today may vary February 1989 address to the Response Strategies significantly in their attractiveness as uncertainty is Working Group (RSWG) of the IPCC. 8 II. ADAPTATION: LIVING WITH GLOBAL WARMING This section considers the economic costs of global their suppliers could face significantly higher demands. warming as described in Section I.B, above. We begin (The Environmental Protection Agency (EPA) with an overview of the general effects of climate estimates that a summer temperature increase of 6.7°F change on the economy. The rest of this section then would require an increase in electric generating considers the specific effects and related planned capacity of between 25 and 50 percent of current adaptation policies on which most attention has been capacity.) Demand for air conditioners and heat focused, concentrating on the period between now and exchangers would rise, benefiting producers of these the middle of the next century. products. Producers and distributors of space heating equipment, heating fuels, and winter clothing would likely face decreased demand. Using existing A. Climate and the Economy econometric models, it is not generally possible to Climate change can affect economic activity both translate qualitative assessments of this sort into directly, by altering production possibilities, and quantitative estimates. indirectly, as adaptation to change and its direct effects alters demands for and supplies of particular goods and The costs of adaptation would depend critically on how services. For example, warming would directly affect rapidly warming occurs. Useful lives of plant and operators of ski areas and indirectly affect equipment tend to be substantially less than 50 years, manufacturers of ski equipment. so that even a steady change in climate over the next century would permit considerable change in the The direct economic effects of climate change would be location and composition of economic activity without concentrated primarily in agriculture, forestry, and major disruptions. If sudden changes were required, the fisheries, which currently account for about 2 percent values of some immobile assets would drop sharply, of U.S. gross domestic product (GDP) and about and disruptions would occur. Sudden population shifts, 5 percent of world GDP. These effects are not all for instance, would lead to the abandonment of negative since, for example, the construction industry buildings, roads, and infrastructure in some areas along would benefit directly from reduced seasonality. with the need for major new investments in other Hydropower production would be affected by changes areas. in precipitation and runoff. The subsections that follow focus on the most-discussed direct effects of global B. Agriculture warming. Because of gaps in both science and economics, we have comprehensive impact cost Climate change could affect U.S. agricultural markets estimates only for agriculture and comprehensive directly through changed domestic yields and indirectly adaptation cost estimates only for sea-level rise. through changed world prices and trade flows brought about by changed crop production abroad. While a The indirect effects of climate change will create number of possible planned adaptation policies have winners and losers throughout the United States and been identified, their likely costs and effects have not global economies. If energy use is not curbed to reduce been fully analyzed. greenhouse emissions, for instance, electric utilities and 9 changes affect agricultural prices and trade flows. 1. Potential Yield Effects Because the United States is a large net agricultural Unfortunately, as noted in section I.B, even given an exporter, economic losses associated with domestic assumed level of global warming, available predictions declines in crop yields could be partially, fully, or of regional temperature, seasonality change, more than fully offset by producer gains from the precipitation, and soil moisture vary greatly, leading to higher agricultural prices that would occur if world highly uncertain agricultural projections. In addition, supply tightened. The same mechanism would, of agricultural effects would vary over time if climate course, operate to offset the economic gains stemming continued to change with gradual increases in from yield increases that some believe could follow atmospheric trace gas concentrations. from increases in atmospheric concentrations of CO2. Recent studies of the effects of climate changes on Kane et al. (1989) used the primary international crop yields include Smith and Tirpak (1989), Parry, et agricultural trade model of the U.S. Department of al. (1988a, 1988b), and Santer (1985). These studies Agriculture's (USDA) Economic Research Service suggest that, in general, middle-latitude yields would (Roningen, 1986) to estimate the economic effects of fall and northern-latitude yields would rise with a changes in agricultural yield induced by climate doubling of CO2 levels and consequent warming. Most change. That analysis, which deals only with major results point to 10 to 20 percent declines in yields in grain and oilseed crops and does not consider fruits, the Southern United States and slight increases in the vegetables, poultry, or livestock, has been updated by Northern United States. USDA for this report. The range of crop yield estimates used reflects a synthesis of recent suggestions These estimates do not incorporate important factors (Parry, et al. 1988a, 1988b; Santer, 1985; Smith and such as farm management response with existing Tirpak, 1989; United Nations, 1989). These estimates technology, the development of new crop varieties (summarized in Table II.1) are largely illustrative better suited to new climate and ambient CO2 because of the high degree of uncertainty concerning conditions, and changes in hydrology and in the the regional yield effects of climate change; note in distribution of agricultural pests and diseases. The particular that, in contrast to the National Climate literature suggests that these factors are likely to be Program Office exercise discussed above, the impact important in determining the net effect of climate on U.S. yield is negative. change on agriculture (Hansen 1990; Rosenberg et al. 1989). A recent workshop (National Climate Program This analysis predicts a climate-induced increase in Office, 1989) that discussed some of these factors world corn and soybean prices of about 10 percent, concluded that the net effect of trace gas doubling since most production of these crops occurs in would be to increase yields in all countries by 15 to mid-latitude countries that may be adversely affected 40 percent. On the other hand, some argue that the by climate changes. The prices of all other primary workshop assumed an optimistic change scenario (3.8°F agricultural commodities are estimated to decline, warming and a 15-percent increase in precipitation) and though prices of oil and meal would rise. did not consider changes in pest activity or possible summer droughts. As Table II.1 shows, these estimated price changes would lead to small increases in net U.S. and global 2. Economic Implications welfare. Global welfare rises because decreased Because national agricultural markets are linked by production in some regions is more than offset by international trade, the net effect of climate change on increases in others. From the perspective of an any country will depend on how changes in regional individual country, large domestic yield effects do not climates affect global agriculture, and how these necessarily translate into large welfare effects; welfare 10 effects depend on prices determined in world markets Kane, et al. (1989) provide an informative sensitivity and on flows of imports and exports. Thus, even analysis. Only when assumed yield reductions in the though yields are assumed to fall in the United States, United States, Canada, and the European Community U.S. net welfare is estimated to increase by just under (EC) are set at very high levels (greater than $200 million in 2050. (These estimates do not consider 40 percent), do welfare effects become greater than adaptation costs, such as the possible need to increase 1 percent of GDP in the countries studied. Thus, even irrigated acreage.) with minimal planned adaptation, it appears that climate-induced changes in agriculture should not When these welfare effects are discounted to the produce major national-level economic effects, positive present, they are seen to be even less important than or negative, by the middle of the next century. Table II.1 might suggest. At a 5-percent annual rate of However, the possibility of substantial variation in discount, the present discounted value of the estimated regional impacts cannot be ruled out. $1.51 billion of net climate change benefits in world agriculture in 2050 is just $81 million. Assuming linear 3. Adaptation growth in net benefits to 2050, the present discounted U.S. agriculture can improve its resilience to climate value of all net benefits over the next 60 years is only change through several adaptive strategies. These $8.1 billion. To put these numbers in perspective, include increasing irrigation and water-use efficiency, another application of the model used here found that developing and planting heat- and drought-resistant trade-distorting agricultural policies imposed worldwide crop varieties, enhancing soil and water retention costs in 1986 alone of $31 billion. through use of low tillage and crop rotation practices, maintaining and enhancing the genetic and technological diversity of agricultural systems, and Table II.1 - Estimated Economic Welfare Effects in 2050 of Climate-Induced Agricultural Yield Changes Assumed Percentage Estimated Net Changes in Yields Welfare Change Country/Region of Major Crops (1986 $millions) United States -10% to -15% +194 Canada -10% to +5% -167 European Community -5% to -10% -763 Northern Europe +10% to +30% -51 Japan -5% to +15% -1,209 Australia +10% to +15% +66 China +10% +2,882 USSR +10% to +15% +658 Brazil No change -47 Argentina No change +95 Pakistan No change -50 Thailand No change -33 Rest of the World No change -67 11 improving pest control techniques in anticipation of land (occupied by 5 percent of the population) in possible northward migration of pests. Agricultural Bangladesh. Egypt would lose 12 percent of its policies and programs, such as price support and habitable land, affecting 14 percent of its population. acreage control policies, should be reviewed to The cost to each nation could exceed 2 percent of determine whether there exist modifications that would GDP. No estimates are available for the effects of the help ensure timely and efficient adjustment to possible 25- to 40-centimeter sea-level rise considered most climate change and that would contribute to trade and likely to occur by 2050 if significant warming occurs. other policy goals. A higher sea level would allow the saltfront of rivers C. Sea-Level Changes to travel further upstream than before and could also allow high salinity water to contaminate groundwater. The adverse effects of possible sea-level rise on coastal Hull and Titus (1986) found that with a 1-meter rise in infrastructure, recreation, and coastal ecology could be sea level, reservoir capacity would have to be either large or small. The severity of these effects will significantly increased to allow Philadelphia to be determined by the magnitude and rate of any continue withdrawing its drinking water from the sea-level rise and whether planned adaptation policies Delaware River. New York City, which withdraws are instituted. Unfortunately, only a few estimates of water from the Delaware headwaters, would also be the costs of sea-level rise or of adaptation policies are affected. Less than $1 billion ($180 million to $908 available. million) in present-value capital outlays would be needed to compensate for this possible reduction in 1. Possible Impacts water supply following from climate change. (The A foot of sea-level rise can erode a typical beach 100 present values are derived from estimates of $2.8 to to 300 feet; a 40-inch rise could translate into 900 feet $14 billion in undiscounted 1986 dollars cited by the of erosion. The U.S. coastline, as that of most other EPA, assuming a 5-percent real discount rate with all industrial maritime nations, has been extensively expenditures incurred in 2050.) developed, with buildings often within 100 feet of the sea. Even if currently densely developed areas were Without significant changes in its water management protected, losses of dryland and coastal wetlands could plans, Miami's primary source of drinking water would be substantial if rates of rise were rapid. be rendered unusable by salinity increases if a one-meter rise in sea level occurred. Even with action, The loss of land by erosion and flooding due to the city would face reduced supply. Many other accelerated sea-level rise would translate into lost communities along the coast could feel similar effects economic services. Gibbs (1984) estimated that the on their drinking water supplies if such a large present value (using a 3-percent discount rate and in sea-level rise were to occur. 1980 dollars) of lost economic services to Charleston, South Carolina, due to an 83 centimeter rise in sea Storm surges would be likely to increase in height by level could be $1.3 billion. However, planned the amount of sea-level rise, making flood damages adaptation could reduce this loss by 65 percent to $0.4 more frequent and severe. The size of flood plains billion. The amount of rise considered in this analysis would likely increase. As a result, flood insurance costs is more than double the high end of the most recent would probably go up, even with anticipatory policies. IPCC estimate of likely sea-level rise by 2050 if significant warming occurs. 2. Adaptation It would not make economic sense to protect the entire Other nations could also face losses from any sea-level U.S. coastline against any substantial sea-level rise. If rise. A 1-meter rise would inundate 7 percent of the the sea level were to rise gradually and predictably. 12 substantial costs could be avoided by discouraging D. Human Health additional development or replacement construction in The impacts of global warming on human health are low-lying areas (perhaps in part by altering Federal extremely controversial, and the scope for planned flood insurance policy). Particularly for less developed adaptation is unclear. areas, discouraging development would allow beaches to maintain their natural form, wetlands to migrate 1. Possible Impacts landward if rates of sea-level rise are moderate, and The consensus view of a recent National Research flood and storm damage to be minimized. Council Workshop (1987, p. 19) was that "...long-term climatic changes in temperate latitudes are unlikely to It might, however, also be necessary to nourish have major health implications." Others have noted recreational beaches with sand and to use levee that even though Atlanta's climate is much warmer systems to protect some densely developed shoreline than New York's, there is no evidence of a areas. Estimates from Smith and Tirpak (1989) of the climate-induced difference in health risk. costs of these actions through 2100 under alternative sea-level rise assumptions, along with the resulting loss On the other hand, a recent EPA report (Smith and of drylands and wetlands, are shown in Table II.2. (To Tirpak, 1989) finds that warming could lead to put the estimated dryland losses in perspective, the increases in summertime morbidity and mortality in the land area of Florida, which would be particularly United States and the rest of the world. The report hard-hit by substantial sea-level rise, is about 54,000 mi².) As this table suggests, while densely developed notes that any such effects would be more pronounced in some regions than in others and that the extent of shoreline areas could be protected against likely acclimatization will play a large role in determining the sea-level rises at moderate (present value) cost, effects of any actual warming on health. The apparent significant losses of drylands and wetlands would occur. Table II.2 - Protecting Densely Developed Shoreline Areas from Sea-Level Rise Sea-Level Rise by 2100 Baseline* 50cm 100cm 200cm Cumulative Costs to 2100 (1986 $billions) Present Value** 0.6 to 0.8 3.9 to 5.3 9.0 to 13.7 20.8 to 38.1 Undiscounted Sum 4.8 to 6.2 32 to 43 73 to 111 169 to 309 Dryland Lost 1,500 to 4,700 2,200 to 6,100 4,100 to 9,200 6,400 to 13,500 (mi²) Current Wetland Lost 9 to 25 20 to 45 29 to 69 33 to 80 (percent) *Assumes current rate of sea level rise, 12cm per century. **Assumes rate of spending rises 1 percent per year; uses 5 percent real discount rate (continuous time). 13 absence of a climate-related difference in health risk and biodiversity. While a variety of possible adverse between northern and southern cities and the lesser impacts have been identified in each of these areas, effect of current heat waves on mortality in southern little quantitative analysis has been attempted to date. cities suggests that human populations could acclimatize, especially if warming occurred over 1. Forestry several decades. The EPA report also notes that any Climate changes could have a significant impact on the warming would probably reduce the number of forestry industry. Unfortunately, no attempts have yet weather-related deaths in winter months regardless of been made to quantify the economic impact of such the degree of acclimatization. The report concludes that changes on producers or consumers. As in agriculture, it is not clear what the net effect of these two both yield and price effects are relevant. offsetting trends may be, but one of the underlying papers suggests that an overall increase in mortality is a. Possible Impacts. If significant warming occurs, most likely. climate-induced changes in U.S. forests could be apparent in 30 to 80 years. Forest ranges could shrink Several vector-borne diseases, such as yellow fever, considerably. The southern boundary of forests in the dengue fever, and malaria, have the potential to spread eastern United States could move several hundred to northward if the climate warms. For example, the one thousand kilometers north under plausible global vector of dengue fever breeds year-round in the United change scenarios. The potential northern range could States only in southern Florida, but it could move shift by as much as 600 to 700 kilometers over the northward by several hundred miles. The National next century under these scenarios, but slow rates of Research Council Workshop (1987, p. 19) concluded natural forest migration could limit the actual that the expansion of ranges of tropical disease vectors movement to as little as 100 kilometers. Northward "would mostly affect developing countries." Public migration may also be limited by less fertile soils and health facilities in these nations could not readily decreased sunlight availability in the North. These handle a dramatic increase in infectious disease with projections do not account for the favorable effects of their current resources. Their future ability to cope CO2 on water-use efficiency and rates of would depend largely on the rate of improvement in photosynthesis, reductions in freeze damage, or human living standards. intervention in the forest migration process. 2. Adaptation Changes in forest distribution and composition could A national watch/warning system could be developed have major impacts on timber production, runoff from (much like the systems that now warn of hurricanes forests, and recreational opportunities. Dieback along and severe snowstorms) to advise people when stressful the southern limits of U.S. forests could result in weather conditions are imminent. Immunization productivity declines in present dominant species of programs could be conducted in anticipation of the 46 to 100 percent under some plausible scenarios. This spread of certain vector-borne diseases into new areas. estimate does not account for human intervention, such An improved health-screening program could be as species transplantation. The response of forests to developed for immigrants. Finally, improved climate change could also modify runoff patterns and surveillance systems could provide better data on the increase the potential for soil erosion. incidence and spread of infectious diseases. Forests in other regions of the world would also be E. Other Potential Effects affected by significant warming. A recent analysis for the IPCC (Government of Finland, 1989) suggests that This subsection considers the implications of possible boreal forests will become more productive if global warming for forestry, fisheries, water resources, significant warming occurs. Others believe that these 14 same forests would be especially hard hit, since most uncertain due to the complexities surrounding ocean climate models suggest that any warming that occurs circulation, which until recently has not been explicitly would be greatest in high latitudes. While temperature considered in climate models, heat uptake by the increases may be smaller in the tropics, tropical forests ocean, and future patterns of nutrient upwelling. One could be significantly affected by changes in rainfall study found that many Gulf Coast fish and shellfish and land-use pressures that may impede forest would be unable to tolerate much higher temperatures. migration to more suitable locations. If there is rapid sea-level rise and resulting saltwater b. Adaptation. Today's forest management decisions intrusion and wetlands loss, changes in the distribution could have long-term impacts on the composition and and size of many estuarine species would be possible. location of forests. Planned adaptation measures that Any losses of coastal wetlands would adversely affect could be considered include maintaining forest fish. Species that are less salt-tolerant would tend to diversity and extensiveness to enhance the ability of migrate upstream towards suitable habitat, ceding forests to respond to a range of climatic conditions; present habitats to species that are more salt-tolerant. developing and testing fast-growing and heat- and In lakes, streams, and estuaries, declines in water drought-resistant species; preparing for dieback along quality due to reduced dissolved oxygen levels at the southern boundaries with plans for rapid harvesting and higher temperatures in some scenarios could adversely removal of dead trees and replacement with better affect many recreational species. adapted species or nonforest systems; improving capabilities for monitoring changes in forest growth In the tropics, species dependent upon coral reefs could and composition; and modifying pest and fire control experience significant adverse effects. Coral reef strategies to reflect likely changes in the frequency and ecosystems could be vulnerable both to increased nature of these disturbances. thermal stress and to sea-level rise, if it were rapid enough to inundate and kill the coral species. 2. Fisheries The effects of global warming on fisheries depend b. Adaptation. Both the need and the opportunity for primarily on changes in regional climates and ocean planned adaptation appears to be limited. Commercial circulation and on the pace at which they occur. The fishing occurs primarily in the ocean, where effects of qualitative effects of warming on fisheries are thus possible climate changes are especially uncertain. highly uncertain, and no quantitative economic Changes in species location and composition could analysis has, to our knowledge, been attempted. require some adjustments, but commercial fisheries now make similar adjustments in response to a. Possible Impacts. The impacts of any significant overfishing and the natural movement of species. change in temperature on fish populations would vary Travel time to specific commercial fisheries may rise across species. Some would experience increased or fall, and changes in available species may raise or habitat and associated expansion of range. Adaptation lower equipment cost. If equipment adjustments were would be easier for fish in large bodies of water, made gradually, as durable assets were replaced, their including the oceans, than for those constrained in costs would be relatively small. small water bodies. Total productivity of fishing grounds in the Great Lakes and oceans could increase. Management of water flow to lakes and streams could Under some scenarios, phytoplankton and fishery affect fish populations in those water bodies. productivity could increase in the Great Lakes by Restocking, which already plays an important role in 1.6 to 2.7 fold, but there is the potential for a decrease recreational fisheries, and new species introduction in diversity due to intensified species interactions. could aid in adaptation to climate change. Reducing Climate change effects on the ocean are particularly 15 water pollution could offset adverse warming impacts Illinois shoreline alone. (Note that a $500 million on some species. outlay required in 2020 could be financed from the proceeds of an investment of only $116 million today, 3. Water Resources assuming a 5-percent real rate of return on invested Even if an assumed rise in regional temperature is funds.) taken as given, it is difficult to predict the impacts of climate change on water basins with much confidence The implications for water quality are mixed. because of uncertainties about regional precipitation. Dissolved oxygen levels could be lower because The quantitative estimates that follow assume a U.S. oxygen is less soluble in higher temperature water and temperature increase of 5.4°F to 9°F and an annual because higher temperatures may increase primary precipitation increase of 1 to 3 inches. aquatic productivity, which increases the demand for oxygen. Summer stratification could be lengthened in a. Possible Impacts. Such higher temperatures would some lakes, which, combined with higher demand for likely reduce snowpacks by shortening the snow season oxygen, would reduce dissolved oxygen levels and and causing more precipitation to fall as rain. This harm aquatic life. These factors could lead to lower could have a significant effect on the operation of such water quality in some basins. However, reduced use of water systems as the Central Valley Project and the chemicals to cope with ice and snow would contribute State Water System in California. With no change in to improved water quality in some northern areas. infrastructure, earlier snowmelt would raise flood probabilities in the winter. Management response to b. Adaptation. A number of measures could be taken this would reduce annual deliveries by 7 to 16 percent. to increase the resiliency of water resources to climate Similar problems could be expected in other Western change. Water conservation could be promoted by water management systems. reducing or eliminating subsidies for water use or allowing trading of market rights. Water resource Because of uncertainties about rainfall, it is hard to managers could be encouraged to explore ways to estimate the direction of change in water supply in transfer water between neighboring systems during many regions. This is especially true for rivers that are droughts and to consider plausible climate change in not fed by snowpacks, such as many rivers in the sizing new long-lived facilities. New drought-resistant Southeast. Higher temperatures could lower many lake species could be developed to help cope with any and reservoir levels through the effects of increased water shortages in agricultural areas. evaporation that was not offset by increased rainfall. For example, the levels of the Great Lakes could fall 4. Biodiversity by an average of 0.5 to 2.5 meters, which could, Other effects of possible global warming include a among other things, reduce dilution capacity. On the possible decline in biodiversity stemming from the loss other side of the coin, the Great Lakes would benefit or change of habitats that result in the decline or loss from a longer shipping season and a reduction in water of some animal and plant species. While the relevant pollution due to reduced use of salt and other mechanisms can be described, their effects under chemicals to cope with ice and snow. different climate change scenarios have not been estimated. If adverse developments occur, future costs would be incurred. For example, the future costs of building a. Possible Impacts. Changes in climate would harm additional reservoirs for the California systems could some species but benefit others. The ability of a natural be over $500 million (undiscounted) and the costs of community to adapt to changing climatic conditions dredging harbors and making other adjustments could would depend on the rate and character of climate cost $270 to $540 million (undiscounted) along the change, the size of species ranges, the dispersal rates of 16 individual species, and whether or not barriers to examples include mammals isolated in refuges and migration are present. A species' ability to adapt to prairie species blocked by expansive agriculture. changing climatic conditions would be heavily influenced by dependencies upon or competition with b. Adaptation. Existing programs that focus on the other species within the ecosystem. For this reason, the protection of endangered species and preservation of impacts of climate change on natural communities are genetic diversity could be adjusted if the number of difficult to predict. species at risk grows. Expansion of reserves and crea- tion of migratory pathways between areas of suitable In general, communities near the edge of a species habitat could enhance our ability to preserve species. It range and arctic communities would be at particular may be useful to develop forest management practices risk from significant climate change, as would species that allow product extraction while minimizing any that migrate slowly, that are already threatened or reductions in an area's future use as wildlife habitat. endangered, that are specialized to small and isolated Areas that may become suitable future habitat for environments (such as montane and alpine threatened and endangered species, such as lowland communities) or that have narrow habitat requirements. areas adjacent to current wetlands, could be identified In some cases, man-made barriers may limit migration: and considered for protection. 17 III. MITIGATION: LIMITING GREENHOUSE GAS EMISSIONS As indicated in Section I, the analysis of mitigation A. Background strategies must consider emissions of multiple gases arising from many different economic activities in Two points are basic to any discussion of mitigation many nations. The first subsection provides some basic policies. First, global action is essential if meaningful assumptions and principles about alternative policies results are to be obtained without bringing economic for reducing greenhouse emissions. Estimates of the growth to a halt in some regions. Second, as in other costs of reducing emissions of each of the main regulatory arenas, mitigation policies should minimize greenhouse gases are then discussed. The costs of costs by relying on incentives to the maximum possible reducing carbon dioxide and chlorofluorocarbon extent and by providing flexibility. emissions have received the most attention. Estimates 1. Global Action of carbon dioxide abatement costs remain preliminary and controversial. Relatively little is known about the Table III.1 summarizes some key data from Section I. costs of reducing emissions of other greenhouse gases. Anthropogenic emissions of methane and nitrous oxide Major studies of mitigation policies are under way are mainly agricultural in origin and are mainly within the Federal Government (in DOE, EPA, DOI, produced by the developing nations; it is clear that and OTA; a CBO study will be published in August global action, concentrating on agriculture, would be 1990), within foreign governments, and in the private necessary if a decision were taken to control CH₄ and and nonprofit sectors (work is under way at EPRI, N2O emissions. While current CFC emissions are Harvard, MIT, and Stanford). A revision of this section mainly produced by the Organization for Economy a year or two from now could rely on a much deeper Cooperation and Development (OECD) member states research base and might have different policy (which have already pledged significant reductions and implications. are likely to commit to a near total phaseout), CFC emissions of other nations are predicted to rise rapidly in the future if no additional controls are put in place. Table III.1 - Anthropogenic Greenhouse Gas Emissions Percentage Share Percentage Share of 1985 Emissions of Radiative Forcing OECD USSR/East CP Asia/ Gas in the 1980s Nations Europe Developing Carbon Dioxide (CO2) 49 43 22 35 Methane (CH₄) 19 25 13 66 Chlorofluorocarbons (CFCs) 14 65 16 18 Nitrous Oxide (N₂O) 5 27 14 59 18 Finally, while the OECD nations are now the single Table III.3 considers the implications of meeting the largest source of anthropogenic carbon dioxide emission policy targets of Table III.2 on a global basis emissions, emissions of other nations, which already if nations outside the OECD take actions that are account for more than half of total emissions, are significant but less than proportional to the targets. The expected to increase rapidly absent serious mitigation table shows that without full participation by other efforts. The OECD share of CO2 emissions is projected nations, the OECD member states would have to make to fall below 25 percent by 2050. Taking account of dramatic or impossible cuts to meet widely discussed expected future emissions patterns, the need for global global CO2 emissions goals. action is evident for these gases as well. 2. Differential Impacts Table III.2 considers the effect on global CO2 While global action may be essential for effective emissions in 2025 of the unilateral adoption by the mitigation, differences in costs and benefits among U.S. or by all OECD nations of four frequently nations may make it difficult to obtain global discussed emission limitation targets: reduction of agreement on specific policies. Table III.4 shows that emissions growth by 50 percent, stabilizing emissions CO2 emissions per capita and per dollar of GNP vary at 1985 levels by the year 2000, reducing emissions 20 substantially. Among those countries for which GNP percent below 1985 levels by 2005, and reducing estimates are available, higher-income nations tend to emissions 50 percent below 1985 levels by 2025. have higher emissions per capita but lower emissions Though the underlying global and regional emission per dollar of GNP. The USSR and Eastern European scenarios on which the calculation is based are countries have particularly high emissions. These necessarily uncertain, the basic message of this table is variations make it easy to imagine an international fairly robust: even drastic reductions by all OECD replay of the "clean states V. dirty states" debates that nations cannot prevent substantial increases in world have marked Congressional consideration of acid rain CO2 emissions by 2025. Unilateral actions by the U.S. proposals. The stakes for oil-exporting nations may be have even smaller effects. particularly high (Whalley and Wigle, 1989). Table III.2 - Global Effects of Unilateral Carbon Dioxide Emissions Reductions by the United States or the OECD (Global Emissions in 1985=100) Global Carbon Dioxide Emissions in 2025 if Policy Adopted by Emissions Policy U.S. Only All OECD Base Case (No intervention) 207 Reduce Growth by 50% 203 198 Stabilize by 2000 203 198 Reduce 20% by 2005 194 182 Reduce 50% by 2025 188 169 Note: Based on RCW scenario in Lashof and Tirpak (1989), using 1985 emissions as the baseline. 19 The United States has a relatively high per capita CO2 competitors who would be less affected by electricity emissions rate for two reasons. First, U.S. energy rate increases. intensity (as measured by British thermal units consumed per constant dollar of GNP) is higher than In addition, because the United States has an that of most of our major competitors. It is double that abundance of coal reserves, and very little undeveloped of Japan and 75 percent above than of Western Europe. economical hydroelectric potential, limits on coal use Second, coal provides about 27 percent of total U.S. would likely result in larger imports of oil and gas, energy requirements. Among major industrial countries, which will have implications for our balance of trade this share is exceeded only by the U.K. (32 percent) and energy security. All of this presents a marked and West Germany (29 percent). The United States contrast to the 1973 and 1979 oil shocks, where our also relies less heavily on nuclear power than do many greater self-sufficiency in energy provided an other industrialized countries. advantage relative to most other industrialized nations. On the other hand, our more energy-efficient Because the United States relies heavily on coal (the competitors may find it relatively harder to reduce fossil fuel with the highest amount of carbon per unit emissions in the future, since they have already of energy) for electricity generation, U.S. electricity undertaken cheap efficiency measures that we have not. rates would be likely to rise more than those in other industrialized countries if concerted action were Since adaptation costs are likely to vary substantially taken-for example, by imposing the same charge on among nations, so may interest in investing in the carbon content of fossil fuel-to curb CO2 mitigation. Existing models suggest greater warming in emissions. Unless energy-intensive U.S. industries were high northern latitudes, and less warming in latitudes able to greatly increase their energy efficiency, they where most developing nations are located. There is could be disadvantaged relative to major foreign likely to be considerable regional variation in Table III.3 - OECD Carbon Dioxide Emissions Reductions Required To Achieve Global Emission Goals When Other Nations Take Lesser Actions (Base case global emissions = 100 in 1985, 207 in 2025) Action Assumed Taken by Required Global Goal USSR/E. Europe Developing Nations OECD Reduction Cut Growth 50% Growth cut 25% None 98% by 2025 Growth cut 25% Growth cut by 25% 33% by 2025 Stabilize by 2000 Growth cut 50% Growth cut by 25% 41% by 2000 Growth cut 50% Growth cut by 50% 29% by 2000 Cut 20% by 2005 Stabilize None Exceeds 100% Stabilize Stabilize 46% by 2005 Cut 50% by 2025 Cut 20% by 2025 None Exceeds 100% Cut 20% by 2025 Cut 20% by 2025 89% by 2025 Notes: Based on RCW scenario in Lashof and Tirpak (1989), using 1985 emissions as the baseline. Developing Nations include Centrally Planned Asia. 20 Table III.4 - Carbon Dioxide Emissions Per Capita and Per Dollar of GNP, 1986 Per Capita Per Dollar of GNP (metric tons of carbon (kilograms of Country per capita) carbon per dollar) United States 5.005 0.28 Canada 4.094 0.29 Japan 2.109 0.16 West Germany 3.066 0.25 Australia 3.853 0.32 France 1.794 0.17 United Kingdom 2.938 0.33 Italy 1.655 0.19 Spain 1.284 0.26 Poland 3.321 1.60 Mexico 0.909 0.49 South Africa 2.785 1.51 Brazil 0.379 0.21 China 0.527 1.76 India 0.187 0.64 East Germany 5.499 n.a. Czechoslovakia 4.212 n.a. USSR 3.593 n.a. Romania 2.408 n.a. Notes: From Department of Energy and World Bank Development Report, 1988. Top set of countries listed from highest to lowest GNP per capita. Includes emissions from fossil fuel combustion and cement production only. n.a.= means GNP not available in the sources employed. agricultural effects. Nations differ substantially in their sinks as well as gas sources is more promising than vulnerability to sea-level rise. A higher share of GNP one that considers each source of greenhouse gases originates in climate-sensitive activities in developing individually. An international limitation agreement nations, but these nations generally lack resources for based on the comprehensive approach, for example, adaptation. In short, while global action is essential to would allow each nation to devise a strategy that limit greenhouse emissions significantly, differences reflects its own situation regarding opportunities for among nations may make it difficult to find universally emissions reduction and sink enhancement. The acceptable emissions targets or ways of sharing the Administration also feels that any set of nations should costs involved. be free at any time to develop a joint strategy to meet their pooled ceilings, as long as net global emissions 3. Incentives and Market Failures are not thereby increased. An approach incorporating Consistent with its approach to domestic regulatory these principles was outlined in a U.S. concept paper issues, this Administration feels that an approach to introduced at the IPCC. limiting net anthropogenic greenhouse emissions that encompasses all important greenhouse gases and gas 21 Even if a comprehensive approach with provision for burden of meeting standards cannot be reallocated pooling were accepted, opinions are divided on how across industries or across the different greenhouse individual nations-in particular the United States— gases in private cost-saving transactions. Second, in the should set domestic policy to meet net emission absence of price increases for fossil fuels, standards limitation targets. Most economists argue that primary can increase the demand for energy-using services. reliance should be placed on incentive-based Finally, standards reduce the range of products approaches-including charges, user fees, and tradable available to meet diverse consumer needs. emissions rights. This view follows from the presumption that households and firms generally The costs of efficiency standards are often hidden respond rationally to incentives, so that regulatory rather than explicit. For example, a higher average fuel goals are met at least cost by providing proper economy standard might be met by forcing consumers incentives and maximal flexibility to respond at all to buy only the more fuel-efficient and generally points along the production-consumption chain. cheaper vehicles in the existing product line, actually reducing their purchase and gasoline costs. However, A second school of thought tends nonetheless to favor out-of-pocket costs do not reflect costs imposed on the use of efficiency standards and other command- consumers by denying them the option to purchase and-control techniques. Adherents of this school point other valued attributes such as safety, performance, and to apparent widespread deviations from best practice in spaciousness. Higher fuel efficiency without higher fuel energy use and to reports of large payoffs from utility prices also lowers the per-mile cost of driving, conservation programs as indications of market failure. encouraging additional trips, fuel consumption, and They contend that government regulation can reduce emissions. Since fuel economy labels already provide CO2 emissions, in particular, at low or even negative good information to auto purchasers, and there are few cost by helping or forcing individuals to take actions apparent institutional rigidities in this market, the that are, in fact, in their own self-interest. economic rationale for stringent vehicle efficiency standards is doubtful at best. Market failures do not, of course, provide an automatic justification for regulation. Market failures, where they More generally, assertions that efficiency exist, can be addressed directly. For example, since improvements are cost saving or nearly costless raise utility profits under traditional State rate regulation are the classic question of why these improvements are not often linked directly to the level of electricity sales, a automatically taking place. Such assertions must be utility faced with capacity constraints would usually examined to see if the claimed efficiency gains involve prefer to increase supply rather than reduce demand. tradeoffs with other product attributes that were Regulatory changes at the State level could be made to excluded from the analysis. place the alternatives of demand reduction and supply augmentation on a more even footing. Public Efficiency standards based on national average values information programs, promotion of efficient may actually serve to restrict the choices of only those appliances by utilities, and changes in mortgage consumers who face low energy prices or have low qualification rules to reflect appliance operating costs usage rates (and thus energy consumption) for the are other steps that could be used to deal with market product. Those with high usage rates or those who face failures directly. high energy prices would purchase high-efficiency products even in the absence of mandatory standards. Efficiency standards and other command-and-control Taking this self-selection into consideration, an regulations have several significant disadvantages efficiency standard that appears to save money on the relative to incentive-based systems or approaches that national level may actually impose costs on many address perceived market failures directly. First, the consumers. 22 Economic models populated by perfectly rational firms 1. Economy-Wide Analyses of Emissions and households participating in perfect markets that are Limitation Costs always in equilibrium clearly do not provide a fully realistic characterization of the U.S. economy. But the Several recent studies, and work now in progress on alternative extreme assumption, of widespread private which we have been briefed, attempt to estimate the waste easily corrected by regulation but untouchable by costs of efficient reductions in CO2 emissions levels, market incentives or direct correction of market using three distinct economy-wide modeling failures, seems at least as far off the mark. The frameworks. Energyleconomic balance analysis focuses question of where truth lies between these extremes is on the long-term relationship between energy use and ultimately empirical, and it cannot be answered here. output, without explicit consideration of substitution possibilities within the energy sector or the economy as It is important, however, to point out that essentially all a whole. Energy policy models also focus on the long analysts agree that some reductions in greenhouse gas run but explicitly incorporate substitution possibilities emissions can be obtained at low cost. Disagreements among fuels and the responsiveness of overall energy focus on how fast the marginal cost of abatement rises demand to changes in energy prices and income levels. and on how the initial, low-cost reductions can best be These models often incorporate a crude feedback from obtained. energy to GNP, but the main causality runs from the economy to the energy sector rather than vice versa. B. Carbon Dioxide Energy-economic models, which exist in both short-and long-term variants, attempt to incorporate a fuller Carbon dioxide accounted for about 49 percent of the two-way link between the energy sector and the increase in radiative forcing in the 1980's and is economy at large, but they tend to include less detailed expected to account for a larger share in the future. treatment of energy production and consumption. The Administration's acid rain proposals, by providing While all of these approaches have clear weaknesses incentives to conserve electricity, will reduce CO2 that point out the need for further research and the emissions from electric utilities by around 2 percent- development of more comprehensive models, each and will thus reduce total U.S. fossil-fuel CO2 provides some useful information, and all are emissions by around 0.7 percent. The higher corporate considered here. average fuel economy (CAFE) standards adopted last spring will be likely to slow the increase in CO2 Costs are estimated in models of the latter two varieties emissions from automobiles. by comparing economies with and without emissions reductions. Assumptions about emissions growth in the Below, we begin by considering the estimated costs of no-policy baseline case vary widely and contribute to CO2 emissions reductions produced by economy-wide the diversity of results obtained. Assumed annual models. These models generally assume that markets growth rates in CO2 emissions through 2050 vary from work well, so that incentive-based approaches 0.61 percent (Edmonds, et al., 1986) to 2.27 percent minimize the costs of emission reduction. We then (Edmonds and Reilly, 1983). Even small differences in consider analyses of the ability of regulatory initiatives baseline annual emissions growth rates (BAEGRs) can to reduce emissions. These analyses tend to be sector have a major effect on levels of emissions over the specific and focus on market or policy failures. The long time intervals considered in global climate final two subsections focus on the potential of new analysis. For example, an increase of average annual technologies and of forestation policies. emissions growth from 0.6 percent to 1.6 percent translates into a 43 percent increase in annual emissions levels by 2050. Higher BAEGRs translate 23 into higher, sometimes much higher, costs of meeting Under these assumptions, a CO2 emissions growth rate particular target emissions levels. of -1.0 percent, which is necessary to implement a 20-percent cut in emissions by 2005, is associated with For high BAEGRs, even quite draconian policies do world output growth of 0.4 to 1.0 percent per year. not significantly shift the date at which atmospheric Over the last several decades, output has grown at 4 to CO2 concentrations double from preindustrial values. 5 percent annually, and population has grown at a For lower BAEGRs, policies to stabilize emissions 2-percent rate. Thus, these calculations suggest a drop appear to be more feasible. The different scenarios in output growth of 3 to 4 percentage points per year, evaluated in the models considered below are best leading to an almost certain decline in per capita thought of as illustrative scenarios-possible sets of income. The long-run effect on the world economy of internally consistent future developments-rather than a drop in output growth of even a tenth of the size as definitive forecasts. suggested by Kaya's work would be staggering. While the studies discussed below differ in many Fortunately, our experience following the 1973 and respects, and their shortcomings point up the need for 1979 oil shocks indicates that the relationship between further economic research, they all suggest that the economic growth and energy use may be less rigid costs of stabilization or reduction of CO2 emissions than Kaya's framework suggests. Between 1973 and will be high-at least 1 percent of GNP per year for 1985, the price of energy rose by 47 percent relative to commonly discussed goals such as the indefinite nonenergy products at the consumer level and by stabilization of emissions between 80 and 100 percent 80 percent at the industrial level. Partly as a of present levels. One percent of current world GNP is consequence, the ratio of energy use to real GNP fell about $150 billion; if world GNP grows at an average by 2.4 percent annually in the United States and 1.9 annual rate of 3 percent, the total cost to 2050 percent annually in the OECD countries. CO2 per unit (discounted at 5 percent) of 1 percent of GNP per year of energy also fell during this period, as usage of would come to about $5.2 trillion. If economic growth natural gas and nuclear power increased rapidly, and is significantly slowed, costs could be much higher. U.S. and OECD CO2 emissions were essentially constant between 1973 and 1985. a. Energy/Economic Balance Analysis. Kaya (1989) and Kaya, et al. (1989) work from the following This was not a period of economic boom, however; identity: growth rates of U.S. output and productivity over the 1973-85 period, 2.3 percent and 1.0 percent Growth rate of CO2 emissions = respectively, were far below the corresponding rates of growth rate of CO2 emissions per unit of energy use 3.7 percent and 2.9 percent for the 1948-73 pre-shock + growth rate of energy use per unit of output period. While most of the slowdown in growth can be + growth rate of output attributed to other factors, higher energy prices played an important role. The rise in energy prices led to a A -1.0-percent growth rate of energy use per unit of substitution of other inputs for energy and a diversion output is assumed, along with a growth rate of CO2 per of investment that might otherwise have been used to unit of energy use of between -0.4 and -1.0 percent. increase labor productivity. The former estimate may be viewed as somewhat pessimistic, especially if a substantial rise in energy Moreover, part of the decline in the energy/GNP ratio prices occurs. The latter estimate is rather optimistic during 1973-85 reflects the increased relative given the likelihood of increasing reliance on coal and importance of the service sector. One cannot count on coal-based synthetic fuels that are highly carbon comparable increases in the future, especially as the intensive. United States moves from being a large net importer of 24 manufactured products to a large net exporter in order end-users cannot significantly alter the relationship to balance its current account and repay international between fuel carbon content and CO2 emissions, and an borrowing. economical carbon scrubbing technology is not anticipated in the near future, there is no efficiency While the use of natural gas could continue to expand advantage in applying the charge to end users. Sellers in the near term, the absence of nuclear projects in the in long-term energy contracts (especially coal pipeline and current strong public resistance to this contracts) should not be forced to absorb the charge to form of power in the United States suggest it will be fulfill their existing contracts. This problem can be harder to substitute nuclear for fossil energy in the avoided by imposing the charge on the buyer in the future than in the 1973-85 period. On the other hand, first transaction. Depending on other nations' many have argued that macroeconomic policies and mitigation actions, coal destined for export might be energy regulation contributed significantly to the poor exempted from the charge, and a refundable credit for economic performance of that period and that some of petrochemical and other uses of fossil fuels that these mistakes could be avoided in the future. sequester verifiable amounts of carbon could be Moreover, revenues from a carbon charge (discussed considered. In principle, imports of electricity below) could be used to lower other taxes, while much generated from fossil fuels should pay a charge based of the increased spending on oil in the 1973-85 period on the carbon content of the input fuel, though this flowed abroad. could conflict with our free trade agreement with Canada. Despite these caveats, the period of the oil shocks provides a useful reference for consideration of the Unlike an ordinary tax, which distorts private decisions likely impact of CO2 emission-reduction policies on such as the choice between work and leisure, an output and productivity growth. Energy remains a appropriate carbon charge can actually improve major input to the U.S. economy, and studies discussed resource allocation and raise welfare by closing the gap below suggest that energy price increases at least as between the private and social costs of carbon-emitting large as those experienced between 1973 and 1985 activities. A carbon charge would affect decisions would be required to achieve widely discussed targets ranging from the choice among alternative technologies for CO2 emissions reduction. On balance, there is no for generating electricity, to the energy efficiency of reason to believe that any attempt to reduce energy use cars, buildings, and industrial equipment, to the significantly today would be substantially less demand for automobile travel and products made from economically disruptive than were the oil shocks of the steel. Because a carbon charge provides incentives that 1970's. affect decisions at all points along the production-consumption chain and across all industries, b. Long-Term Energy and Energy-Economic Policy it automatically focuses on those activities where CO2 Models. These models allow for explicit analysis of emissions reductions can be achieved at least cost. The policies that raise the price of fossil fuels to discourage least-cost property of charges when markets work well their use. The most natural (and easily analyzed) is useful in placing a lower bound on the economic policies of this sort involve imposition of a carbon implications of particular greenhouse gas emissions charge. targets, even if other tools would actually be used for implementation. A carbon charge does not, of course, A charge levied on the carbon content of primary fossil provide the full flexibility and efficiency of a fuels at their first sale or entry into the distribution comprehensive charge system applied across all system would provide an administratively simple greenhouse gas sources and sinks. means of reflecting the social undesirability of greenhouse emissions in fossil fuel prices. Because 25 Existing economy-wide studies generally imply that at $29 per ton of carbon but rises sharply after the year carbon charges on the order of $100 per ton or more 2000 before stabilizing at $250 per ton by the middle would be needed to have a significant long-run effect of the century. Initially, the emissions limit is met by on carbon dioxide emissions. At current prices, and not fuel switching from coal to natural gas. Natural gas, allowing for fuel market responses, a carbon charge of which accounted for 12 percent of electricity $100 per metric ton would increase the average price generation in 1985, accounts for 27 percent by 2010. of coal delivered to electric utilities by 178 percent, the The rapid runup in charge rates after 2000 reflects the average price of natural gas by 49 percent, and the difficulty of securing a 20-percent emissions reduction average price of oil by 70 percent. These impacts are by 2020 in the face of exhaustion of natural gas comparable on average to the energy price increases supplies and prior to the large-scale deployment of caused by the oil price shocks of the 1970's. Electricity advanced technology alternatives to fossil fuels. Costs rates would immediately rise by up to 30 percent, build to about 5 percent of GNP by 2030 and maintain 15 times the average increase that would be produced that value through 2100. by the Administration's controversial acid rain proposals. However, the costs of meeting the emissions target are significantly reduced if the BAEGR turns out to be Nordhaus (1990a) provides an explicit (albeit lower than the 1.7 percent they assume. For example, necessarily crude) analysis of the costs and benefits of a 1-percent autonomous (not linked to prices) reductions in greenhouse gas emissions. His highly improvement in energy efficiency reduces losses to uncertain point estimate of the future costs of warming, about 3 percent of GNP. The further addition of an based on selected EPA estimates of its effects on sea optimistic forecast of future energy technology lowers level, electricity demand, and agricultural productivity estimated losses to a little more than 1 percent of GNP. is 0.25 percent of future GNP. Even this small impact is sufficient to justify low cost measures, such as The autonomous rate of increase in energy efficiency significant curtailment of CFCs and a small $3 per ton (AEEI), and the cost difference between carbon charge. At the high end the range of effects that carbon-producing technologies and carbon-free is likely to contain the true effect (anywhere from a replacements are key inputs to the model. Hogan and benefit of 1.75 percent of GNP to a cost of 2.25 Jorgenson (1990) argue that, because technological percent of GNP), a carbon charge of as much as advance as a whole has been energy-using rather than $30 per ton might be justifiable. Both of these energy-saving, the AEEI is negative. Williams (1989, estimates are for a real discount rate 1 percent higher 1990) argues that the availability of low-cost than the output growth rate. The optimal taxes are conservation and alternative energy technologies higher (lower) at lower (higher) discount rates. This implies both a higher AEEI and a much lower required analysis suggests that if carbon charges are found carbon tax than that assumed by Manne and Richels. desirable in principle, serious consideration should be As noted in Section III.A.3, assertions that available given to using charges substantially lower than those efficiency improvements are cost-saving or nearly employed in the modeling exercises discussed here. costless raise the classic question of why these Once a carbon charge system is in place, the rate can improvements are not automatically taking place. The be raised-or lowered-as scientific and economic availability of low-carbon technologies that were truly uncertainties are resolved in the future. attractive to consumers would, of course, significantly lower carbon emissions in the absence of any policy Manne and Richels (1989) simulate policies capable of action. stabilizing U.S. CO2 emissions at their 1990 level through 2000 and then reducing them to 80 percent of Another Manne and Richels paper (1990) applies the this level by 2020. Their policy is a charge that begins same basic framework on a world scale. The policy 26 simulation holds emissions beyond 2020 to 80 percent considered in the original Edmonds-Reilly paper is of 1990 levels in the OECD countries, Eastern Europe, sufficient to stabilize CO2 emissions at or slightly and the Soviet Union. Emissions in China and the below current levels in the second half of the developing world are stabilized at twice the present 21st century with a 0.95-percent world BAEGR. The level. Autonomous efficiency increases in the OECD Congressional Budget Office (CBO) analysis of carbon and China are set to 0.5 percent and 1.0 percent charges (CBO, 1990, forthcoming) presents runs with respectively prior to 2050; worldwide convergence to a 2.0-percent world BAEGR. In these runs, a global a 0.5-percent annual AEEI rate after 2050 is assumed. $100-per-ton carbon charge cuts a baseline 350-percent GDP losses from the carbon constraint over the 2030 increase in CO2 emissions by 2050 to a 250-percent to 2100 period average 3 percent for the U.S. and 1 to increase. The difference between these results and 2 percent for other OECD countries. Eastern Europe Cline's highlights the importance of the BAEGR in and the Soviet Union losses are slightly higher than driving the results regarding effectiveness of taxes in those for the U.S. GDP losses for the developing meeting a target emissions level. countries are largest, with China facing GDP losses ranging from 9 to 11 percent between 2040 and 2100. Some general observations apply to all runs of this model. First, while some substitution among primary In an early paper, Edmonds and Reilly (1983) use an energy sources does occur, the primary mechanism for energy policy model to consider the application of cutting emissions is a reduction in overall energy use. carbon charges in the United States alone and to the Second, the burden of greenhouse policy always falls entire world. These cases may be viewed as bracketing heavily on the coal sector and on net exporters of fossil the outcomes under an international agreement with fuels (and, by implication, energy-intensive products). special provisions for developing countries and/or For example, in Cline's runs, coal use increases incomplete participation. The application of stiff carbon between 2000 and 2050 in the baseline case but falls fees throughout the world (100 percent charge on coal, by more than two-thirds when the global charge is 78 percent on oil, 56 percent on natural gas, and 115 applied. Third, while global policies are clearly percent on synfuels, roughly reflecting the different preferable in CO2 limitation terms, they are likely to carbon content of the different fuels) beginning in 1985 put much more pressure on the world savings- is found to reduce global carbon emissions by investment balance. Crowding out of other productive 40 percent from base case levels by 2050. However, investment becomes a larger problem as more countries given the high BAEGR employed (2.27 percent) global attempt to increase investment in energy efficiency at CO2 emissions are still three times the current level in the same time. Indeed, for developing countries with 2050. A fee program in the United States alone is limited access to capital markets, concern over much less effective, reducing 2050 global emissions by crowding out could pose a serious barrier to any only 15 percent. Carbon charges in the United States participation in CO2 limitation efforts. Finally, the alone depress the world market prices of fossil fuels, Edmonds-Reilly model is not useful for estimating the leading to an increase in fossil energy use overseas effects of greenhouse policy on GNP, since the role of that significantly offsets the greenhouse benefits of energy in the production function and tradeoffs reduced energy demand and fuel switching in the between energy and nonenergy investment are not United States. explicitly modeled. In subsequent work, Edmonds (1989), Reilly and Ongoing work at the CBO will also report on runs of Edmonds (1985), Reilly, et al. (1987), and others have the Jorgenson general equilibrium model with a used the same model with a lower BAEGR. Cline unilateral $100 per ton carbon charge imposed in the (1989) finds that a somewhat higher global charge year 2000 (CBO, 1990, forthcoming). This policy is (approximately $100 per ton of carbon) than that estimated to reduce real GNP by 1 percent. The 27 Jorgenson model essentially involves a "de novo" economy with an open capital market, the investments solution that does not take into account constraints needed to achieve the emissions target may be possible imposed by current fixed assets and labor force skills without driving up interest rates or crowding out other on the composition of the economy 10 years from now. investment. The Jorgenson model solution entails radical shifts in the composition of electricity supply and large Short-run economic modeling for the U.S. economy interindustry shifts in the composition of the economy. shows that a carbon charge of $100 per ton would have Sectors such as textiles, agriculture, and leather grow, a significant effect on both CO2 emissions and while chemicals, mining, and plastics decline. economic growth rates even if it were phased in over a 10-year period (CBO, 1990, forthcoming). One Because Jorgenson's model describes an economy in widely used macroeconometric model shows a 2000 that is very different from today's economy and depression of 2 percent in real GNP from baseline because adjustments involve costs, such radical shifts levels over the next decade; effects on the overall price are unlikely to occur over this time interval. Such level are approximately 2 percent during the phase-in shifts would necessarily entail significant dislocations. period. Because of these adjustment costs, actual structural changes and thus actual emissions reductions, would The same study notes that the transition could be much likely be lower than these results indicate. more difficult if carbon charges were imposed Alternatively, much higher economic costs, including suddenly. This is true even if the full amount of the significant labor force dislocations and sharp carbon charges was returned to the economy through reductions in the value of existing immobile assets, reductions in other taxes. (At 1988 energy consumption would be required to achieve the level of emissions levels, a $100 charge would raise approximately $130 reduction obtained in the Jorgenson model solution. billion annually. However, additional debt service costs and higher federal expenditures for cyclically sensitive The sectoral shifts envisioned by Jorgenson would programs would almost fully offset this additional nonetheless occur over time if significant policies to revenue in the near term.) Reductions in other taxes discourage CO2 emissions were adopted. These large would lose some of the CO2 reduction benefits distributional effects are thus a reminder that the associated with a weaker economy. aggregate economic effects of CO2 emissions reduction policies, variously estimated at between 1 and Morris et al. (1990) use a linear programming model to 5 percent of GNP for carbon charges in the $100 per consider the potential for short-term CO2 reductions in ton range, would not be felt evenly throughout the the United States. Energy-saving technologies are economy. applied based on engineering estimates of their cost-effectiveness (comparing higher initial cost and c. Short-Run Economic/Energy Models. A recent lower operating cost) evaluated at a 7-percent real detailed analysis considered the cost to Australia of discount rate. Many low- or no-cost technologies are achieving a 20-percent reduction in CO2 emissions by identified using this criterion, which does not consider 2005 (Marks, et al., 1989). In some respects, such as other relevant product attributes. Some of these the significant use of coal in electricity generation, the technologies, such as improved insulation retrofit Australian situation is similar to that of the United options, represent one-time reductions-emissions States. Using very conservative methodology, growth continues from a lower base once they are attainment of a 20-percent emission reduction is installed. All chosen technologies are assumed to be estimated to slow economic growth and cause GNP in applied from 1985 onwards, but no mechanism for 2005 to be at least 1.2 percent below the no-policy implementing the technologies selected by the model baseline GNP levels. Since Australia is a small either prospectively (or retrospectively) is identified. 28 The marginal cost of a 20-percent reduction in 2. Regulatory Adjustments emissions from 1990 levels, assuming significant new There are a number of reasons why total U.S. investment in nuclear power, is $39 per ton. Without investment in energy efficiency may be suboptimal. new nuclear power, the marginal cost of a 20-percent First, many costs associated with the production, reduction is $130 per ton. transportation, and conversion of fuels-including air and water pollution, storage of nuclear wastes, and d. Energy Sector Impacts. Because coal is at the reduced energy security-are not fully reflected in same time this country's (and the world's) most retail prices for fuels and electricity. Second, electricity abundant fossil fuel, as well as the fossil fuel with the prices tend to be based on average cost rather than on highest carbon emissions per unit of energy, it is marginal cost, which is often higher. Third, it is often difficult for buyers to acquire or analyze information impossible to construct a plausible scenario for on available energy-efficiency options. It has been substantial CO2 emissions reduction without a major argued that this difficulty leads industrial buyers to adverse impact on the coal industry. ignore energy use implications of relatively small purchases-such as lighting. Similarly, since it is The Department of Energy provided some rough difficult to estimate future utility bills, it has been calculations of possible impacts. They find that halving argued that builders and homeowners tend to focus CO2 emissions growth could produce a 25-percent excessively on the initial capital costs of appliances decline in coal industry employment (relative to and space heating systems, rather than on discounted baseline assumptions) by 2025, while stabilizing life-cycle costs. At least one often-cited econometric emissions could require a 40-percent decline over this study (Hausman, 1979) finds that, consistent with this hypothesis, consumers act as if they have abnormally 35-year period. Global commitment to a 20 percent high discount rates when making appliance purchase emissions cut could lower employment by about half; decisions. unilateral OECD commitment to this global goal would eliminate the U.S. coal industry, as would global or Based on these and related arguments, and on studies OECD-only commitment to a 50-percent reduction in that suggest that cost-effective conservation could CO2 emissions. reduce U.S. energy use by 20 percent or more (Pirkey and Scheer, 1988), many analysts have called for a It is important to recognize, however, that elimination variety of regulatory initiatives to increase the of coal-mining jobs gradually over time does not efficiency of energy use and, thereby, to reduce CO2 necessarily imply increased general unemployment, in emissions. the case of an expanding economy though there may be persistent regional problems. A shift to other energy a. Reform of Electric Utility Ratemaking. It must be sources would create jobs. In the short run, jobs will understood at the outset that average cost is not always likely be created in the natural gas industry. In the below marginal cost and that electricity prices are not longer run, three regional studies of biomass energy always set by simply averaging costs. The prospect of use sponsored by the Department of Energy's Regional self-generation by some large industrial customers, in Biomass Energy Program (Council of Great Lakes particular, may serve to keep industrial prices near Governors, 1985; Chamberlin and High, 1986; marginal cost. Tennessee Valley Authority, 1989) suggest that a shift from fossil to biomass energy would on balance create The literature on this issue is thin, but a recent study jobs. Similarly, a study conducted for the California by Wenders (1986) provides an instructive empirical Energy Commission (1986b) suggests that renewable analysis of electricity prices charged by five major energy technologies are generally more labor-intensive utilities throughout the United States. Using 1980 and than oil and gas. 1981 data, he finds that prices were on average below marginal cost, but the pattern of deviations from marginal cost was complex. Prices were above (long-run) marginal cost in peak periods and below 29 marginal cost otherwise; residential prices were below California, and Wisconsin. Bidding selection criteria marginal cost, while some utilities charged commercial could also include environmental externalities to allow and industrial customers prices above marginal cost. environmentally clean projects to compete favorably with lower cost but less environmentally attractive This complexity, the likelihood that price elasticities proposals. A step in this direction has recently been vary by customer class and between peak and off-peak taken in the New York State Energy Plan (1989). periods, and the variability of rate structures within Wenders' small sample suggests that the elimination of While the desirability of regulatory changes of these electricity pricing distortions would be as likely to sorts is apparent, estimates of potential achievable yield increases in consumption and emissions as savings of electricity range from 4 percent to decreases-though such reform would on balance 75 percent. Industry sources such as the Electric Power improve resource allocation. Research Institute (1989) estimate potential savings of 20 percent between 1977 and 2010. The uncertainty b. Utility Demand-Side Management. Many analysts surrounding these estimates is evident from the size of have called for reform of electric and gas utility the range. According to the Northwest Power Planning regulation to give utilities incentives to remove Council, which has extensive experience in impediments to efficient investments in energy demand-side efforts, hard quantifiable experiences are conservation. The basic rationale is that existing extremely limited." The New England efforts discussed regulation discourages utilities from promoting energy above may remedy this in a few years. efficiency, because lower demand generally reduces earnings, and that there are information-related entry c. Research and Information. During the past barriers to third-party providers of "energy services" 8 years, DOE's R&D budgets for end-user (Moskovitz, 1988). Two approaches to reform have energy-efficiency improvements have declined been widely discussed. significantly. DOE's 1989 conservation budget in constant dollars is less than a third of its 1980 level. The first approach is to permit utilities to increase their However, DOE's budget for supply efficiency has earnings by making cost-effective investments in increased. As a proportion of the total national energy conservation-even if those investments are on their R&D budget (including expenditures by DOE, NRC, customers' premises. Programs of this sort are newly EPRI, and GRI), energy efficiency accounts for only 9 in place or under development for eight New England percent. Expanded funding would permit DOE to work electric utilities, which account for about 75 percent of more closely with industry to demonstrate new the region's power demand (Foy, 1989). A key feature energy-efficient technologies, assess the long-term of these efforts is close attention to evaluation and performance (durability) of energy-efficient monitoring; this should result in a rapid accumulation technologies, and revive research on the patterns and of useful data. Based on preliminary experience, the determinants of energy-related decisionmaking and the Conservation Law Foundation estimates that programs barriers to adoption of energy-efficiency actions. of this sort could reduce annual U.S. anthropogenic CO2 emissions by between 0.7 and 0.8 percent (Foy Similarly, funding for DOE programs that provide 1989, 1990). financial and technical assistance to States has decreased by two-thirds in recent years. (These A second, complementary approach is to integrate programs include the State Energy Conservation conservation into the competitive bidding process for Program, the Energy Extension Service, and a small meeting new electricity supply requirements, which has Least-Cost Utility Planning Program.) There are a been adopted in 18 States and is under active number of areas where DOE could sponsor consideration in at least 15 more. Cicchetti and Hogan demonstration of energy-efficient equipment and work (1989) describe an economically efficient approach to with trade associations to encourage dealers to stock doing this; see also Joskow (1990). The beginnings of energy-efficient systems and building managers to such a comprehensive program can be found in such install them. diverse States as Maine, Massachusetts, New York, 30 d. Building and Appliance Standards. Experience model year 1995 to be feasible in this sense. The with energy-efficiency standards throughout the country Department of Energy (Stuntz, 1989) points to a 29- to (especially in California and the Pacific Northwest) 31-mpg range for that year, and 36 mpg by 2000. The shows that they can reduce energy consumption, and OTA estimates that by 2010 a 33-mpg standard would thus CO2 emissions. If imposition of Federal standards reduce U.S. fossil fuel CO2 emissions by 0.5 percent is deemed inappropriate, DOE could assist State and (and world emissions by 0.1 percent) and U.S. fuel use local governments on code development and training by 5 percent. Oil imports would also be cut. and could assist builders on design and construction techniques aimed at cost-effective conservation. These The difficulty of assessing the costs and benefits of and related objectives would be furthered by increasing increases in the CAFE standard was discussed in DOE's budget for building standards and guidelines, Section III.A.3, above. Benefits will be reduced if currently only $700,000 a year. higher prices than would otherwise obtain reduce new car sales and thus slow the improvement in The National Appliance Energy Conservation Act of fleet-average economy. Benefits will also be reduced if 1987 requires DOE to review appliance efficiency lower per-mile costs lead to more miles per car. Cost standards on a regular basis and to promulgate more analysis must also consider impacts on diverse stringent standards where technically and economically consumers, not just on national averages, and must take feasible. The pace of the statutorily required review into account foregone performance improvements as could be accelerated. DOE could also review the well as the reductions in safety and spaciousness that feasibility of expanding efficiency standards to other could occur if manufacturers meet higher standards in products, including incandescent and fluorescent lamps. part by downsizing. Since fuel economy labels provide However, as noted above, incentives or direct good information, it is not clear that CAFE standards correction of market failures provide attractive would remedy any market failure that could not be alternatives to the imposition of command-and-control addressed more efficiently by employing a carbon standards. charge or gasoline tax. e. Transportation. The corporate average fuel f. Agricultural Policy. A number of changes in economy law was enacted in 1975 and established a agricultural programs that would have other benefits fleet-average goal of 27.5 mpg for 1985 and beyond. can be expected to assist in reducing emissions of That goal has been achieved, and the average fuel greenhouse gases. These include reducing commodity economy of the new car fleet has been quite stable at price support levels, encouraging additional tree around 28 mpg for several years. Increases in fuel planting, and conservation cross compliance. economy have produced essentially proportional reductions in CO2 emissions per vehicle mile. The This and the preceding Administration have sought to CAFE program is controversial and was opposed by reduce price support levels for program crops in order the previous Administration, though the standard was to increase the efficiency of resource use within the increased by this Administration in the spring of 1989. agricultural sector. Reducing agricultural subsidies will tend to reduce total acreage in program crops and Further increases in the CAFE standard are change the mix of crops grown. Corn and wheat, the technically feasible and would likely reduce CO2 two most widely grown program crops, account for emissions; estimates of the costs of such increases are 57 percent of nitrogen fertilizers used. As is discussed controversial. It seems clear that widespread use of in Section III.E, below, the use of these fertilizers is currently available and likely future technologies would associated with emissions of N₂O, a greenhouse gas permit increases in the average fuel economy of the with a relatively high radiative forcing index. Reducing new car fleet without reducing performance below income support can be expected to reduce the acreage recent levels (but perhaps below levels planned in the devoted to corn and wheat and, possibly, to increase absence of tighter CAFE standards). The Office of the acreage devoted to soybeans, which fix their own Technology Assessment (OTA) (Plotkin, 1989) nitrogen from the air. In addition, reducing income considered standards in the 32- to 33-mpg range for 31 support is likely to reduce per-acre use of all inputs, actual energy use that is due to any single causal including nitrogen fertilizers (Miranowski et al., 1989). factor, including new technology. Thus the discussion below can only be indicative of the likely role of new Reducing agricultural support prices should also slow technology; further research may well change its the rate of conversion of forest and woodlands to conclusions. cropland. It should also encourage the conversion of marginal cropland into forestland, particularly in areas Progress in reducing CO2 emissions depends on where commercial forestry opportunities exist. This installing and using new technologies in a host of could result in a significant increase in CO2 removal applications. Key determinants of the penetration of from the atmosphere. The key point is that less support new technologies are sectoral rates of growth and would allow farmers to respond to market changes average economic lifetimes of capital assets. Lifetimes induced by climate change. vary considerably, from motor vehicles (8 to 14 years) to residential (30 to 80 years) and non-residential Conservation Compliance denies farm program (31 to 48 years) structures. Electric generating payments to farmers who cultivate highly erodible land equipment (10 to 55 years), other transportation who fail to have a Soil Conservation Service approved equipment (16 to 28 years), and industrial equipment conservation plan by 1990 or fail to fully implement (14 to 27 years) have intermediate lifetimes. Moreover, the plan by 1995. These plans for the most part require it can take years for economical new technologies to the use of conservation tillage, which reduces become accepted. Thus new energy technologies may mechanical soil preparation and mechanical cultivation. not come into widespread use even in new installations Consequently, the number of tractor passes through the for years-or even a decade or more-after they are field and the total tractor operating hours per acre are commercially available. reduced. This should result in a reduction in CO2 and N2O emissions. But it also could mean increased use of a. Electricity Generation. By 2010 an estimated 400 herbicides and pesticides, leading to other potential gigawatts (GW) of new electric generating capacity problems. may be needed to meet demand increases and to replace existing capacity that will retire. New 3. New Technologies technologies can, therefore, play a significant role in This section considers the role of advanced technology limiting CO2 emissions from new electric generating in reducing CO2 emissions in the electric generation sources. But it must be recognized that only 65 GW of and energy end-use sectors. Of particular interest is this total will replace retired capacity; about 655 GW how much can be gained by broader use of currently (91 percent) of existing capacity will not retire until available technologies that enjoy only limited after 2010. CO2 emissions may also be reduced as commercial use because they are new and/or expensive, existing generating units are repowered and reboilered as well as advanced technologies that only require with more efficient technologies or with equipment modest additional development for widespread designed to burn fuels with lower carbon content. application. While new technologies offer significant CO2 emissions reduction potential after 2000, there is A variety of new technologies that produce electricity no simple "technological fix" to this problem. from coal, oil, natural gas, and methane with improved Regulatory barriers may affect the economics and efficiency in the conversion of fossil energy into introduction of some technologies. electrical energy are in various stages of development. By reducing the amount of fossil fuel burned to At any given time, a combination of technological, generate a given amount of electricity, these behavioral, market, regulatory, and macroeconomic technologies can reduce CO2 emissions per unit of factors interact to determine patterns of energy use, the electricity produced. Renewable resources, primarily introduction of new technologies into widespread hydropower and wood, provided 8 percent of the acceptance, and the further deployment of technologies nation's energy in 1988. Newer renewable resource already in use. Even in the analysis of high-quality technologies, including wind, solar thermal electric, historical data, it is difficult to identify the portion of geothermal electric, photovoltaic, and biomass 32 technologies, will make increasing contributions in indicates that over the 1972-86 period, technology coming decades. improvements have played particularly significant roles in reducing energy use in all sectors, particularly The future use of nuclear power both worldwide and in industrial and transportation but also including the United States will continue to depend on many commercial and residential buildings. factors, including relative cost, national security considerations, third world development, progress in The contributions from new technology to dealing with nuclear waste disposal and nuclear energy-efficiency gains are potentially substantial, weapons proliferation, continued safe operation of particularly after 2010. Of course, the eventual levels existing nuclear plants, and establishment of a stable of application depend heavily on fuel prices and the and certain licensing process. The goal of the DOE economic lifetimes of capital stock. Because of lower nuclear reactor program is to develop nuclear reactors lifetimes, the prospects for near-term stock turnover are with simplified and standardized designs and passive highest for transportation vehicles, appliances, and safety features, designs which hold the promise of some light industrial equipment. Most residential, revitalizing the nuclear power industry through the commercial, industrial and utility structures and large simplification of the licensing process and resulting equipment technologies require much longer time reduction in costs and financial risks. In addition, an periods to be replaced. NRC rulemaking procedure is in place to preapprove standardized nuclear plant designs so that parties On balance, advanced energy use technology seems to interested in purchasing a plant have assurance that have the potential to contribute significantly to there will be no intractable licensing problems. Final reducing CO2 emissions, but estimates of the extent of designs will be ready for demonstration or the contribution vary widely. For example, a recent commercialization in the 1990's and, if public attitudes study (EPRI, 1990) found that instantaneous and regulatory changes reduce business risks, the next replacement of the entire stock of electric end-use generation of reactors may come into use after 2000. equipment with the most energy-efficient alternatives available could reduce electricity use by 24 to On balance, while important gains in generation 44 percent from projected levels in the year 2000. efficiency are possible, they are not likely to penetrate Exclusion of technologies that are not cost-effective the market substantially in the near term based on and relaxation of the instantaneous replacement market forces alone. The potential for advanced assumption, which does not seem to approximate any technology to reduce generation-related CO2 emissions feasible policy, would significantly change these appears to increase substantially after 2000, but this estimates. Most energy projections indicate that energy potential has wide uncertainty bounds. efficiency gains on the order of 12 percent can occur by 2010 through the operation of market forces if fuel It is technically possible to "scrub" carbon from prices rise as projected. Substantial additional gains in combustion waste gases, but it is very expensive. One energy efficiency could occur by more widespread study concludes that collection and disposal of application of "best practice" technologies, but powerplant CO2 emissions would at least double the extensive policy interventions or much higher fuel cost of coal-fired electric power (Steinberg, 1983). prices are essential to achieve them. Significant There has also been some discussion of methods of technical potential for efficiency improvements and utilizing only the hydrogen in fossil fuels (Steinberg fuel switching beyond 2010 exist, but increased efforts and Cheng, 1987). These ideas are in their infancy and to develop and commercialize new technology are are many years away from commercial application. required in the near term to achieve these gains. b. Energy End-Use Technologies. Many estimates of 4. Forestation conservation potential indicate that new technologies Reforestation and afforestation policies may remove could produce significant savings over expected energy CO2 from the atmosphere and store the carbon in the use, even by the year 2000. These estimates are woody parts of living trees. By preventing the release buttressed by analysis of historical data, which of such carbon, policies that limit deforestation reduce 33 net emissions of CO2. However, reforestation may program size. The lower estimated per ton costs for the affect microclimates and the soil's ability to absorb larger worldwide sequestering program flow from more CO2. As a forest grows, an annual flow of carbon is optimistic assumptions about both carbon absorption removed, but it is generally assumed that carbon and land costs. These assumptions may be justified on release from decay balances carbon uptake from new the availability of less expensive land outside the growth in mature forests. Reforestation is a United States and faster forest growth rates on tropical (comparatively) short-term approach that may cause a sites. However, the smaller program with more substantial decrease in net CO2 emissions for three to pessimistic assumptions is probably a more reliable five decades (Sedjo and Solomon, 1988). After this guide to costs for U.S. reforestation programs. period, a large effort would be required to keep the absorbed carbon sequestered. However, even short-term Forestation programs of moderate size can be sequestration could allow time for the development and implemented in a wide variety of ways to minimize adoption of new technologies that emitted less carbon, impacts on land costs. Several options have been possibly including the substitution of timber-based outlined by the U.S. Forest Service (1989), including fuels for fossil fuels to create a zero net carbon energy volunteer urban tree planting programs, cost-sharing cycle with continuous replanting. and technical assistance programs, and land leasing programs. For example, enhancing forest growth on a. Cost Analysis. Sedjo and Solomon (1988) provide sparsely forested land would not increase competition cost estimates for a global reforestation plan designed for land but would increase carbon uptake. Urban tree to sequester the entire flow of net additions of carbon planting would not raise land costs and, by providing to the atmosphere. Carbon absorption is highest for shade, may reduce fossil fuel consumption by reducing recently planted fast-growing species on tropical sites. demand for air conditioning. Land leasing forestation Plantations with these characteristics are estimated to programs or programs that only involve cost sharing in sequester 2.3 metric tons of carbon annually per acre. the costs of planting, improving, and managing lands If such sites were used, an estimated 1.1 trillion acres for timber production are two alternatives for of land would be required, while if slower growing increasing forestation on private nonurban land. On a trees were planted on sites in temperate zones, over large scale, such programs could reduce expected 7.4 trillion acres would be required. These are large stumpage prices and thus lead to reduced forestation in requirements; 1.1 trillion acres is 50 percent greater current commercial forests. than the current forested area in the United States and more than 15 percent of the forested areas in the The net ecological and recreational benefits of world. A forestation program on this scale would forestation would depend on the type of forest planted require a worldwide search for suitable and inexpensive and the current use of the land. All types of forest land. would tend to have soil erosion benefits when established on erodible cropland. However, fast-growth Estimated total costs of absorbing global net carbon forest plantations, with repeated harvest of small trees emissions range from $372 to $697 billion. Based on for fiber or energy, would have few recreational total program costs and assuming a 30-year rotation, benefits and offer habitat for limited species of the cost ranges from $4.29 to $8.03 per metric ton of wildlife. Frequent harvests and replanting of carbon removed. In addition, future harvest of the large fast-growth stands might result in added erosion if such quantity of trees required for significant carbon forests replaced natural forest land or grasslands. sequestering could disrupt timber markets and Grassland, sparse forest land, mixed-use forest dramatically reduce incentives for planting on private (including grazing use), and old growth forests offer forestland. diverse and unique wildlife habitats and ecosystems. Because the greatest intake of CO2 occurs in young, Moulton and Richards (1989) examine a more modest fast-growing stands, enhancing the carbon storage carbon sequestering program in the United States. They properties of land in such current uses would conclude that marginal costs per-ton range from dramatically change the ecosystem, and widespread $17.71 to $102.63 per metric ton depending on 34 forestation with the sole goal of carbon storage could reductions in CH4 emissions will require global action. significantly decrease biodiversity. While a number of approaches to controlling these emissions are available, no systematic policy design or b. Management. Because new forests represent a costing analysis seems to have been performed. There growing stock of carbon, the efficacy of forestation as are ongoing efforts within the Administration to better a carbon management tool depends importantly on quantify the costs of methane reductions and to how the stock of accumulated carbon in mature forests develop, refine, and demonstrate best management is managed. If new forests are allowed to mature, practices within the areas discussed below: animal significant carbon removal would occur only over a waste, coal mining, landfills, livestock, and rice. 30 to 40 year period. To continue carbon removal through forestation would require forest establishment 1. Animal Waste on increasingly large areas of the Earth's surface. Animal wastes are estimated to generate about 4 percent of anthropogenic CH₄ emissions. In If forest land is cleared for other uses in the future, the developed countries, where these wastes are managed carbon stored during forest growth is then released to in lagoons, the most promising technology for the atmosphere. If forest carbon is somehow stored so abatement of this methane is decomposition in that decay and release to the atmosphere does not anaerobic digesters to produce methane gas, which, like occur, a continuous flow of carbon can be removed. natural gas, can be used to produce electricity and/or (Solidwood products are estimated to contain only shaft power or be burned in boilers as a heat source. about 0.5 percent of the carbon in living trees, however This approach is most promising at sites with large (Rotty, 1986).) More plausibly, forests might be used animal herds such as feedlots and dairy farms. Full as an energy source. In this case, net carbon removal recovery at these sites would reduce these emissions by would occur while new forest growth is established, over 50 percent. USDA estimated in 1978 that and a continuing carbon reduction benefit would occur approximately 50 million tons of "economically to the extent that biofuels replaced fossil fuels. Since collectable" livestock and poultry residue, when biomass and other renewable energy programs can also converted through anaerobic digestion, could generate produce large demands for land, analysis of CH₄ equal to 7 percent of the natural gas consumed in afforestation programs requires careful coordination the United States in 1988. with energy system analysis. Fewer than 100 anaerobic digesters currently are Each of these management options has quite different operating on farms in the United States, however. Most effects on economic cost and on carbon removal. of these are producing electricity to power farm Unfortunately, the costs and carbon removal benefits of equipment. Excess electricity often is sold to the utility these options have not been systematically analyzed. grid system. Poor economics, management problems, and infrastructural barriers have restricted widespread C. Methane adoption of this technology. Most of the plants are one of a kind and expensive. Typical costs of electricity Methane accounted for about 19 percent of the generated are 5 to 7 cents per kilowatthour (kWh). increase in radiative forcing in the 1980s. The rise in Additional research should enable the development of atmospheric CH₄ concentrations over the last century standardized facilities that are substantially cheaper and is due to a relatively small imbalance between sources more efficient. Currently, farmers receive 2 to 3 cents and sinks. Current assessments indicate that per kWh for electricity they provide to utilities except atmospheric stabilization will require only a 10- to in a few areas, notably California where 9 to 11 cents 20-percent reduction in annual emissions. per kWh is paid. Many power companies are reluctant to accept power from farmers and establish major road As Table I.3 showed, the developed countries account blocks adding to the cost of an intertie. for only about 25 percent of anthropogenic CH₄ emissions, in part because over half these emissions are produced in agriculture. Thus significant, cost-effective 35 2. Coal Mining research aims at enhancing the economic viability of Methane from coal mining is estimated to contribute methane recovery. 13 percent of anthropogenic emissions. This methane is pipeline quality and can be recovered as a resource, EPA hopes to promulgate regulations limiting CH₄ thereby both reducing CH₄ emissions and use of other emissions from large landfills in the United States. fossil fuels. It is technically feasible to reduce EPA believes that these regulations have the potential 60 percent of these methane emissions through to reduce total anthropogenic CH₄ emissions by about premining degasification. This recovery would be 1.5 percent. Controls applied in other countries could performed at a limited number of sites, since about produce further reductions. 10 percent of the world's mines generate most of the 4. Livestock methane. These mines are concentrated in the 9 countries that produce the bulk of the world's coal. Livestock generate about 20 percent of anthropogenic CH₄ emissions. Intensive (grain-fed) animal production Economic assessments show that methane recovery can systems used in developed countries result in be profitable with existing technology. Indeed, several significantly less methane per unit of output than do recovery operations are running profitably in the extensive (grass-fed) systems prevalent in developing United States. An important limitation to more countries. Production methods that enhance efficiency recovery in the United States is that gas companies of livestock enterprises also reduce methane emissions typically own the rights to the methane in coal mines. per unit of output. Through changes in diet and The coal companies can only profit from methane management of smaller herds due to increased recovery by buying rights to this methane or setting up productivity, emissions may be reduced by 25 to some sort of joint venture operation. 75 percent. Other options for methane reduction include increased use of hormones and lower price Preliminary assessments also show that mining supports. The costs of these changes will be small. methane could be profitable in countries such as China and Poland. For example, analysis suggests that it is In developing countries, many of the cattle are nutrient less expensive for China to derive energy from mining deficient. By supplying nutrient supplements, methane methane than coal. Much of China's coal is deep-mine emissions can be reduced, but the costs and potential coal that is expensive to bring to the surface, and gas benefits of this approach are not well understood. In pipelines are less expensive to build than the railroads general, while it is possible to reduce methane necessary to transport the coal. Despite these analyses, emissions from intensive livestock production systems, methane mining has not been implemented on a large relative gains will be small and may not be achieved scale, and a continued rise in coal mining activity is without significant technological advance. Further planned to meet China's growing energy needs. Since development of best-practice livestock management the USSR, China, East Germany, and Poland are major systems and diffusion of those systems into practice coal producers, transfer of methane recovery and seem the most promising steps in this area. methane mining technologies to these countries could 5. Rice produce substantial benefits. Rice cultivation accounts for about 34 percent of 3. Landfills anthropogenic CH₄ emissions. Recent work shows that Landfills, mainly in developed countries, are estimated methane emissions may be reduced by decreasing use to contribute 10 percent of anthropogenic CH₄ of animal manures as fertilizer, but there is still emissions. Of the 6,584 municipal solid waste landfills considerable uncertainty regarding the cost and volume in the United States, only 123 (1.9 percent) now of reductions that can be achieved in this manner. recover methane for energy use. Under current market conditions, methane recovery is only viable for large sites with a suitable gas user nearby or at which electricity can be generated and sold into the grid. Regulatory barriers also exist in many areas. Ongoing 36 D. Chlorofluorocarbons and Related could be substantially reduced, along with CO2 Substances emissions, if industry can move to more energy- efficient refrigerants. For example, if the use of Chlorofluorocarbons accounted for about 14 percent of HFC-152a as a refrigerant proves acceptable, cost increased radiative forcing in the 1980s. In the absence savings from improved energy efficiency could reduce of any control measures, CFCs would account for a the costs of a phaseout in these applications by much larger share of future increases. However, the 57 percent over the next 10 years. EPA and other Montreal Protocol on Substances that Deplete the agencies are working with several industry groups to Ozone Layer represents a commitment to significant examine technological, environmental, and institutional controls. While primarily aimed at limiting CFCs and issues related to the use of a wide array of more halons because of the threat they pose to the ozone energy-efficient, low-greenhouse alternatives. layer, this treaty also results in substantial benefits in terms of greenhouse gas emissions. The Montreal Protocol has now been ratified by 49 nations and the E. Nitrous Oxide European Community. These nations account for over Nitrous oxide accounted for about 5 percent of the 90 percent of the global consumption of CFCs. increase in radiative forcing in the 1980s. As Section I noted, data on sources of N2O emissions are quite In response to recent scientific evidence that the risks poor. The primary anthropogenic source seems to be of ozone depletion from CFCs and other the use of nitrogenous fertilizers, which is increasing at ozone-depleting substances are greater than previously 1.3 percent per year in industrialized countries and 4.1 thought, the Protocol was amended in June 1990 to percent per year in developing nations. expand its coverage to additional ozone-depleting substances and to provide for the complete phaseout of From the point of view of policy design, it is CFCs by 2000. The CFC phaseout will significantly unfortunate that the nitrogen content of fertilizer is not reduce the increase in radiative forcing in the next the primary determinant of N2O emissions. Emissions century. of N₂O vary by one to two orders of magnitude among different types of nitrogenous fertilizers. Other factors Significant technological advances made during the affecting emissions include the rate and timing of past several years make such a phaseout feasible. In the fertilizer application, the placement of fertilizer (deep near term, substantial emission reductions are being or shallow), water management (particularly in rice achieved through increased recycling and improved cultivation), tillage and herbicide use, and the use of housekeeping (particularly by electronics companies in legumes as a nitrogen source. No systematic attention their use of CFC-113). Development of chemical and process substitutes has also progressed rapidly and has seems to have been devoted to the design or cost of allowed major firms and industries to establish goals policies to reduce N2O emissions from fertilizer use or for eliminating their use of CFCs ahead of the likely other sources, in part because the relevant scientific Montreal Protocol schedule. For example, IBM and base is weak, though some of the agricultural policy AT&T have a phaseout goal by 1994 and the changes discussed in Section III.B.2.g., above, would likely reduce N2O emissions from U.S. farms. electronics industry as a whole, through its major trade association, has established the goal of an 80 percent reduction by 1997 and a phaseout by 2000. Similarly, New technologies that improve fertilization efficiency the rigid foam insulation industry has established a also tend to reduce N2O emissions, but little appears to be known about their cost-effectiveness. 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Parry, eds. 49 UNITED STATES DEPARTMENT OF ENERGY WASHINGTON, D.C. 20585 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 PE-3 THE WHITE HOUSE will Me WASHINGTON July 18, 1990 MEMORANDUM FOR FRED BERNTHAL global Clerity STEVE DANZANSKY CHRIS DAWSON MIKE DELAND Change THERESA GORMAN BOB GRADY BOYDEN GRAY HENSON MOORE BILL REILLY DICK SCHMALENSEE DICK STEWART FROM: D. ALLAN BROMLEY Allan SUBJECT: Global Change Strategy Task Force Meeting The Global Change Strategy Task Force will meet on Friday, July 20, at 10:00 in Room 180 of the Old Executive Office Building. We will focus our attention on the upcoming IPCC meeting in Sundsvall, Sweden, which begins on August 27. That meeting will take up the final IPCC report. Copies of the draft IPCC executive summary and draft overview and conclusions document accompany this memorandum. Although I do not believe we will be able to go through the documents in any great detail on Friday, please begin your review of them and provide comments to Nancy Maynard of my staff by the close of business on Friday, July 27. We will also discuss the IPCC's future after the August meeting. A paper on this issue prepared by the State Department following interagency discussions will be distributed at the meeting. Also accompanying this memorandum is a draft of the ministerial declaration for the Second World Climate Conference, which begins in Geneva on November 6. We need to discuss the U.S. strategy for this meeting and for the other upcoming meetings on climate change, which include a meeting in Geneva from September 24 to 26 to begin preparations for the negotiations of a framework convention, expected to start in the U.S. in February 1991. We also hope to hear from Dick Stewart on the status of research being conducted on the comprehensive greenhouse gas approach and a possible emissions trading system by the OECD and by CEES. Please contact Linda Ricci at 456-6630 and advise her whether you will be able to attend the meeting. Attachments THE WHITE HOUSE WASHINGTON GLOBAL CHANGE STRATEGY TASK FORCE MEETING July 20, 1990 AGENDA 1. IPCC Meeting - Sundsuall, Sweden (August 27, 1990) 2. Future of IPCC 3. Second World Climate Conference 4. Comprehensive Approach - Status WORKING GROUP ON CLIMATE July 13, 1990 Department of State AGENDA A. Houston Economic Summit (Environment Portion) (handout) B. Preparations for IPCC Fourth Plenary, August 27-30, Sundsvall, Sweden 1. Logistics 2. Final RSWG Report (handout available) 3. Comments on Bolin executive summary and overview and conclusions document (handout available) 4. Revised executive summary (handout) 5. Revised overview and conclusions (not yet available) 6. Future of IPCC (handout) 7. U.S. Pledge for 1991 C. WMO and Anticipated UNEP Resolutions 1. Obasi/Tolba Letter of July 10 (handout) 2. WMO resolutions (handout) 3. UNEP Governing Council Special Session, August 1-3, Nairobi D. Organizational Meeting to Prepare for Negotiations - September 24-26, Geneva E. Second World Climate Conference Preparations 1. Draft ministerial declaration (handout - comments due July 20) 2. Prepcom - September 27-29, Geneva NEXT MEETING: Tentatively -- Wednesday, August 1, 10:00 a.m. to 12:00 noon, Department of State HOUSTON ECONOMIC DECLARATION July 11, 1990 1. We, the Heads of State and Government of the seven major industrial democracies and the President of the Commission of the European Communities, meeting in Houston for our annual Economic Summit, celebrate the renaissance of democracy throughout much of the world. we welcome unreservedly the spread of multiparty democracy, the practice of free elections, the freedom of expression and assembly, the increased respect for human rights, the rule of law, and the increasing recognition of the principles of the open and competitive economy. These events proclaim loudly man's inalienable rights: when people are free to choose, they choose freedom. 2. The profound changes taking place in Europe, and progress toward democracy elsewhere, give us great hope for a world in which individuals have increasing opportunities to achieve their economic and political aspirations, free of tyranny and oppression. 3. We are mindful that freedom and economic prosperity are closely linked and mutually reinforcing. Sustainable economic prosperity depends upon the stimulus of competition and the encouragement of enterprise -- on incentives for individual initiative and innovation, on a skilled and motivated labor force whose fundamental rights are protected, on sound monetary systems, on an open system of international trade and payments, and on an environment safeguarded for future generations. 4. Around the world, we are determined to assist other peoples to achieve and sustain economic prosperity and political freedom. We will support their efforts with our experience, resources, and goodwill. 734 JACKSON PUCE * WASHINGTON, D.C. 20503 * (202)406.0290 Fax (202)408-0295 2000 SATH STREET Houston. Tow 77002 * (713)653-0500 * FNI (713)653-0655 - 2 - THE INTERNATIONAL ECONOMIC SITUATION 5. In recent years, substantial progress has been achieved in promoting a stronger world economy through sound macroeconomic policies and greater economic efficiency. The economic expansion in our countries, now in its eighth year, has supported notable income growth and job creation in the context of rapid growth of international trade. However, unemployment remains high in a number of countries. Inflation, although considerably lower than in the early 1980s, is a matter of serious concern in some countries and requires continued vigilance. External imbalances have been reduced in the United States and Japan, whereas in other 'cases they have increased. Continuing adjustment remains a priority in order to counter protectionist pressures, alleviate uncertainties in financial and exchange markets, and contribute to avoiding pressures on interest rates. Sound domestic macroeconomic policies, which may differ according to conditions in each country, will make a major contribution to further external adjustment. 6. In the developing world, the experience of the late 1980s varied widely. Some economies, particularly in East Asia, continued to experience impressive domestic growth rates. The economies of a number of other developing countries have been stagnant or declined. Nonetheless, serious efforts -- in some cases by new leadership -- to implement economic adjustment and market-oriented policies have begun to yield positive results and should be continued. INTERNATIONAL MONETARY DEVELOPMENTS AND POLICY COORDINATION 7. At a time of growing economic interdependence, the Summit countries have developed a cooperative process based on & common appreciation of the need for market-oriented policies and the importance of sound domestic budgetary and monetary policies. This process has contributed importantly to the strengthened performance of the world economy and to improved stability of exchange rates by concentrating attention on multilateral surveillance and close coordination of economic policies, including cooperation on exchange markets. It is important to continue and, where appropriate, to strengthen this cooperative and flexible approach to improve the functioning of the international monetary system and contribute to its stability. 8. To sustain the present economic expansion to the benefit of all countries, each nation must pursue sound policies. Balanced expansion of demand with increasing productive capacity 1s key, while external imbalances and structural rigidities require correction. Price pressures warrant continued vigilance. - 3 - 9. Countries with sizable current account deficits should contribute to the adjustment process by the reduction of fiscal deficits, and undertake structural reforms to encourage private saving and increase competitiveness. 10. Countries with large external surpluses should contribute to the adjustment process by sustained non-inflationary growth of domestic demand with structural reform in order to improve the underlying conditions for growth and adjustment and to promote increased investment relative to saving. 11. The investment needs of the world as a whole are expected to grow in the coming years, particularly in Central and Lastern Europe and in developing countries undertaking market reforms, as well as in some industrial countries. To meet these needs, industrial and developing countries alike should foster saving and discourage dissaving. 12. The market-oriented restructuring of Central and Eastern European economies should stimulate their growth and increase their integration into the global economy. Me support these changes and seek to assure that this difficult transformation will contribute to global growth and stability. 13. Within the European Community, the European Monetary System is leading to a high degree of economic convergence and stability. He note the European Community's decision to launch the Intergovernmental Conference on Economic and Monetary Union and the beginning of the first stage of that union. During this first stage, closer surveillance and coordination of economic and monetary policies will contribute toward non-inflationary growth and a more robust international economic system. 14. We welcome the prospect of a unified, democratic Germany which enjoys full sovereignty without discriminatory constraints. German economic, monetary, and social union will contribute to improved non-inflationary global growth and to a reduction of external imbalances. This process will promote positive economic developments in Central and Eastern Europe. 15. We call on the member countries of the International Monetary Fund (IMF) to implement the agreement by the IMF to increase quotas by 50 percent under the Ninth General Review of Quotas and to strengthen the IMF arrears strategy. Measures Aimed at Economic Efficiency 16. Considerable progress has been made over the past few years in supplementing macroeconomic policies with reforms to increase economic efficiency. we welcome the progress in the realization of the internal market in the European Community and the continuing to reduce structural rigidities in North America and Japan. Nonetheless, efforts we emphasize the widespread need for further steps to - 4 - promote regulatory reform and liberalize areas such as retail trade, telecommunications, transport, labor markets, and financial markets, as well as to reduce industrial and agricultural subsidies, improve tax systems, and improve labor-force skills through education and training. 27. we welcome the major contributions of the Organization for Economic Cooperation and Development (OECD) in identifying structural policy challenges and options. We encourage the OECD to strengthen its surveillance and review procedures, and to find ways of making its work operationally more effective. THE INTERNATIONAL TRADING SYSTEM 18. The open world trading system is vital to economic prosperity. A strengthened General Agreement on Tariffs and Trade (GATT) is essential to provide a stable framework for the expansion of trade and the fuller integration of Central and Eastern Europe and developing countries into the global economy. We reject protectionism in all its forms. 19. The successful outcome of the Uruguay Round has the highest priority on the international economic agenda. Consequently, we stress our determination to take the difficult political decisions necessary to achieve far-reaching, substantial results in all areas of the Uruguay Round by the end of this year. He instruct our negotiators to make progress and in particular to agree on the complete profile of the final package by the July meeting of the Trade Negotiations Committee. 20. we confirm our strong support for the essential broad objectives of the negotiations: reform of agricultural policies; a substantial and balanced package of measures to improve market access; strengthened multilateral rules and disciplines; the measures, and intellectual property protection within the GATT incorporation of new issues of services, trade-related investment framework; and integration of developing countries into the international trading system. 21. As regards agriculture, achieving the long-term objective of the reform of agricultural policies is critical to permit the greater liberalization of trade in agricultural products. Experience has shown the high cost of agricultural policies which tend to create surpluses. The outcome of the GATT negotiations on agriculture should lead to a better balance between supply and demand and ensure that agricultural policies do not impede the effective functioning of international markets. We therefore reaffirm our commitment to the long-term objective of the reform, 1.e., to allow market signals to influence agriculture production and to establish a fair and market-oriented agricultural trading system. 22. The achievament of this objective requires each of us to make substantial, progressive reductions in support and protection of agriculture -- covering internal regimes, market access, and export subsidies -- and develop rules governing sanitary and phytosanitary measures. Variations among countries in the mechanisms of agrícultural support reflect differences in the social and economic conditions of farming. The negotiations on agriculture should therefore be conducted in a framework that includes a common instrument of measurement, provides for commitments to be made in an equitable way among all countries, and takes into account concerns about food security. The framework should contain specific assurances that, by appropriate use of the common measure as well as other ways, participants would reduce not only internal support but also export subsidies and import protection in a related way. 23. Agreement on such a framework by the time of the July meeting of the Trade Negotiations Committee is critical to the successful completion of the Uruguay Round as a whole. Accordingly, we commend to our negotiators the text submitted by the Chairman of the Agrícultural Negotiating Group as a means to intensify the negotiations. We intend to maintain a high level of personal involvement and to exercise the political leadership necessary to ensure the successful outcome of these negotiations. 24. Negotiations on market access should achieve agreement on a substantial and balanced package of neasures. As regards textiles, the objective is to liberalize the textile and clothing sector through progressive dismantling of trade barriers and its integration, under a precise timetable, into GATT on the basis of strengthened GATT rules and disciplines. 25. Negotiations on multilateral rules and disciplines should strengthen GATT rules in areas such as safeguards, balance of payments, rules of origin, and updated disciplines for dumping and antidumping measures. Concerning subsidies, rules are needed which will effectively discipline domestic subsidies so as to avoid trade distortions, competitive subsidization, and trade conflicts. Improved disciplines must also cover countervailing measures so that they do not become barriers to trade. 26. As regards the new areas, the aim is to develop new rules and procedures within the GATT framework, including: a framework of contractually enforceable rules to liberalize services trade, with no sector excluded a priori; an agreement to reduce trade distorting effects of trade-related investment measures; and an agreement to provide for standards and effective enforcement of all intellectual property rights. 27. A successful Uruguay Round is essential for industrialized and - 6 - developing countries alike. We seek the widest possible participation of developing countries in the Round and their further integration into the multilateral trading system. TO achieve this.objective, developed countries are prepared to accept greater multilateral disciplines in all areas and to offer improved market access in areas of interest to developing countries such as textiles and clothing, tropical products, and agriculture. 28. For their part, developing countries should substantially reduce their tariffs and increase the percentage of tariffs that are bound; subscribe to balanced and affective restraints on all forms of exceptions, including measures imposed for balance-of-payments difficulties; and participate meaningfully in agreements covering the new areas. The end result should be a single set of multilateral rules applicable to all GATT contracting parties, although some developing countries, especially the least developed, may need longer transition periods or other transitional arrangements on a case by case basis. 29. The wide range of substantive results which we seek in all these areas will call for a commitment to strengthen further the institutional framework of the multilateral trading system. In that context, the concept of an international trade organization should be addressed at the conclusion of the Uruguay Round. We also need to improve the dispute. settlement process in order to implement the results of the negotiations effectively. This should lead to a commitment to operate only under the multilateral rules. DIRECT INVESTMENT 30. Free flows of investment increase global prosperity by complementing the open international trade system. In particular, foreign direct investment can help restructure the economies of developing and Central and Eastern European countries, create new jobs, and raise living standards. 31. All countries should therefore seek to reduce their barriers to investment and resist protectionist pressures to discourage or discriminate against such investment. The OECD and the GATT should continue to promote investment liberalization. The multilateral development banks and the IMF should require investment liberalization in their programs in Central and Eastern Europe and developing countries. EXPORT CREDITS 32. We welcome the important negotiations that are underway in the OECD on a balanced package of measures to strengthen multilateral disciplines on trade- and aid-distorting export credit subsidies. This package, to be completed by spring of 1991, should reduce substantially, through improved discipline and transparency, distortions resulting from the use of officially supported commercial and aid credits. It is also important to avoid introducing trade distortions in financial flows to the nations of Central and Eastern Europe. REFORM IN CENTRAL AND EASTERN EUROPE 33. We welcome the polítical and economic reforms taking place in Central and Eastern Europe. At the recent Conference on Security and Cooperation in Europe (CSCE) in Bonn and by the agreement to establish the European Bank for Reconstruction and Development (IBRD), the participating countries of the region accepted the key principles underpinning market economies. However, the degree of implementation of economic and political reform varies widely by country. Several countries have taken courageous and difficult measures to stabilize their economies and shorten the transition to a market economy. 34. We and other countries should assist Central and Eastern European nations that are firmly committed to economic and polítical reform. Those providing help should favor countries that implement such reforms. 35. Foreign private investment will be vital in the development of Central and Eastern Europe. Capital will flow to countries with open markets and hospitable investment climates. Improved access for their exports will also be important for those Central and Eastern European countries that are opening up their economies. Western Governments can support this process by various means, including trade and investment agreements. The recent decision by the Coordinating Committee for Multilateral Export Controls (COCOM) to liberalize export controls is a positive step. 36. We commend the work done by the Commission of the European Communities on the coordination by the Group of 24 (G-24) of assistance to Poland and Hungary inaugurated at the Summit of the Arch, which has made a significant contribution to helping these countries lay the foundation for self-sustaining growth based on market principles. We welcome the decision of the G-24 to enlarge the coordination of assistance to other emerging democracies in Central and Eastern Europe, including Yugoslavia. 37. He recognize that these countries face major problems in cleaning their environment. It will be important to assist the countries of Central and Eastern Europe to develop the necessary policies and infrastructure to confront those environmental problems. 38. We also welcome the recent initiatives in regional cooperation, e.g., in transport and the environment, that will make a positive contribution to economic progress and stability in the reçion. - 8 - 39. We expect the new EBRD to play a key role in fostering investment in those countries and to contribute to orderly transitions toward market economies and a sound basis for democracy. Me urge the rapid entry into force of the Bank. 40. The Center for Cooperation with European Economies in Transition at the OECD will encourage reforms and strengthen relations between these countries and the OECD, as will the OECD's follow up work from the CSCE Economic Conference in Bonn. 41. we invite the OECD to consider a closer relationship with those Central and East European countries that are committed to political and economic reform. THE SOVIET UNION 42. He discussed the situation in the Soviet Union, and exchanged views regarding the message that Soviet President Gorbachev sent us several days ago on his economic plans. we welcome the efforts underway in the Soviet Union to liberalize and to create a more open, democratic, and pluralistic Soviet society, and to move toward a market-oriented economy. These measures deserve our support. The success of perestroika depends upon the determined pursuit and development of these reform efforts. In particular, we welcome President Gorbachev's suggestion for a sustained economic dialogue. 43. We have all begun, individually and collectively, to assist these reform efforts. we all believe that technical assistance should be provided now to help the Soviet Union move to a market-oriented economy and to mobilize its own resources. Some countries are already in a position to extend large scale financial credits. 44. we also agreed that further Soviet decisions to introduce more radical steps toward a market-oriented economy, to shift resources substantially away from the military sector and to cut support to nations promoting regional conflict will all improve the prospect for meaningful and sustained economic assistance. 45. We have taken note of the decision of the European Council in Dublin on June 26. we have agreed to ask the IMF, the World Bank, the OECD and the designated president of the EBRD to undertake, in consultation with the Commission of the European Communities, for a close detailed study of the Soviet economy, to make recommendations its reform and to establish the criteria under which Western economic assistance could effectively support these reforms. This work should be completed by year's end and be convened by the IMF. 46. We took note of the importance to the Government of Japan of the peaceful resolution of its dispute with the Soviet Union over the Northern Territories. 47. The host Government will convey to the Soviet Union the results of the Houston Summit. THE DEVELOPING NATIONS 48. He reiterate that our commitment to the developing world will not be weakened by the support for reforming countries in Central and Eastern Europe. The poorest of the developing nations must remain the focus of special attention. The International Development Association replenishment of SDR 11.6 billion, agreed to last December, will provide needed resources for these countries, and marks the incorporation of environmental concerns into development lending. It is our intention to take a constructive part in the Paris Conference on the least developed countries in September. 49. The advanced industrial economies can make a number of major contributions to the long-run development of the developing countries. By sustaining economic growth and price stability, we can offer stable, growing markets and sources of capital for the developing world. By providing financial and technical support to developing countries undertaking genuine political and economic reform, we can reinforce their ongoing liberalization. The industrialized nations should continue to make efforts to enhance their development aid and other forms of assistance to the developing countries, including reinforcing the effectiveness of the aid. 50. In the developing world, there is a growing acceptance of the view that growth can be encouraged by a stable macroeconomic framework, sectoral reform to provide more competition, and an opening of markets. Open, democratic, and accountable political systems are important ingredients in the effective and equitable operation of market-oriented economies. 51. Important contributions to a hospitable investment climate can be made by the protection of intellectual property, and by liberalization of investment regimes, including transparent and equitable investment rules, and equality of treatment for foreign and domestic investors. 52. The recent Enterprise for the Americas initiative announced by the U.S. President will support and encourage more market-oriented policies in Latin America and the Caribbean. we believe that such U.S. efforts hold great promise for the region and will help - 10 - improve prospects for sustained growth in the Americas through the encouragement of trade, open investment regimes, the reduction of U.S. bilateral concessional debt and the use of debt for equity and nature swaps. 53. In a number of countries, sustainable development requires that population growth remains in some reasonable balance with expanding resources. Supporting the efforts of developing countries to maintain this balance is a priority. Improved educational opportunities for women and their greater integration into the economy can make important contributions to population stabilization programs. 54. In the Mediterranean basin, the initiatives of economic integration, which are underway, deserve encouragement and support. THIRD WORLD DEBT 55. Significant progress has been made during the past year under the strengthened debt strategy, which has renewed the resolve in a number of debtor countries to continue economic reforms essential to future growth. In particular, the recent commercial bank agreements with Chile, Costa Rica, Mexico, Morocco, the Philippines, and Venezuela involve significant debt and debt-service reduction. Important financial support for debt and debt-service reduction is being provided by the IMF and the World Bank, as well as by Japan. The Paris Club has agreed, in order to support medium term IMF-supported reform and financing programs, to provide adequate restructuring agreements, notably through multiyear reschedulings and through lengthening of the repayment period. The combination of debtor reform efforts and commercial bank debt reduction has had a notable impact on confidence in debtor economies, as clearly demonstrated through flows of both new investment and the return of flight capital to Mexico, in particular. 56. These measures represent major innovations in the case by case debt strategy and are potentially available to all debtor nations with serious debt-servicing problems which are implementing economic adjustment policies. 57. The adoption by debtor nations of strong economic reform programs with the IMF and World Bank remains at the heart of the debt strategy, and a prerequisite for debt and debt service reduction within commercial bank financing packages. It is vital that debtor countries adopt measures to mobilize savings and to encourage new investment flows and the repatriation of flight capital to help sustain their recovery. In this connection, the - 11 - recent U.S. Enterprise for the Americas initiative to support investment reform and the environment in Latin America needs to be given careful consideration by Finance Ministers. 58. For countries implementing courageous reforms, commercial banks should take realistic and constructive approaches in their negotiations to conclude promptly agreements on financial packages including debt reduction, debt-service reduction and new money. 59. Creditor nations will continue to play an important role in this process through ongoing contributions to the international financial institutions, rescheduling of official debt in the Paris Club, and new finance. He encourage the Paris Club to continue reviewing additional options to address debt burdens. In the case of the lower middle-income countries implementing strong reform programs, we encourage the Paris Club to lengthen the repayment period, taking account of the special situations of these countries. We welcome the decisions taken by France with respect to Sub-Saharan Africa and by Canada with respect to the Caribbean to alleviate the debt burden of the lower middle-income countries. 60. Creditor governments have also provided special support for the poorest countries through the implementation of Toronto terms in Paris Club reschedulings. All of us have cancelled official development assistance (ODA) debt for the poorest countries. We encourage the Paris Club to review the implementation of the existing options that apply to the poorest countries. 61. We note and will study with interest the Craxi Report on debt commissioned by the UN Secretary General. THE ENVIRONMENT 62. One of our most important responsibilities is to pass on to future generations an environment whose health, beauty, and economic potential are not threatened. Environmental challenges such as climate change, ozone depletion, deforestation, marine pollution, and loss of biological diversity require closer and more effective international cooperation and concrete action. we as industrialized countries have an obligation to be leaders in meeting these challenges. We agree that, in the face of threats of irreversible environmental damage, lack of full scientific certainty is no excuse to postpone actions which are justified in their own right. We recognize that strong, growing, market-oriented economies provide the best means for successful environmental protection. 63. Climate change is of key importance. we are committed to undertake common efforts to limit emissions of greenhouse gases, such as carbon dioxide. We strongly support the work of the - 12 - Intergovernmental Panel on Climate Change (IPCC) and look forward to the release of its full report in August. The Second World Climate Conference provides the opportunity for all countries to consider the adoption of strategies and measures for limiting or stabilizing greenhouse gas emissions, and to discuss an effective international response. He reiterate our support for the negotiation of a framework convention on climate change, under the auspices of the United Nations Environment Program (UNEP) and the World Meteorological Organization (WMO). The convention should be completed by 1992. work on appropriate implementing protocols should be undertaken as expeditiously as possible and should consider all sources and sinks. 64. We welcome the amendment of the Montreal Protocol to phase out the use of chlorofluorocarbons (CFCs) by the year 2000 and to extend coverage of the Protocol to other ozone depleting substances. The establishment of a financial mechanism to assist developing countries to tackle ozone depletion marks a new and positive step in cooperation between the developed and developing worlds. We applaud the announcement in London by some major developing countries, including India and China, that they intend to review their position on adherence to the Montreal Protocol and its amendments. we would welcome their adherence as a crucial reinforcement of the effectiveness of the Protocol, which would ultimately lead to a worldwide phase out of ozone depleting substances. we urge all parties to ratify the amended Protocol as quickly as possible. 65. we acknowledge that enhanced levels of cooperation will be necessary with regard to the science and impacts of climate change and economic implications of possible response strategies. We recognize the importance of working together to develop new technologies and methods over the coming decades to complement energy conservation and other measures to reduce carbon dioxide and other greenhouse emissions. We support accelerated scientific and economic research and analysis on the dynamics and potential impact of climate change, and on potential responses of developed and developing countries. 66. we are determined to take action to increase forests, while protecting existing ones and recognizing the sovereign rights of all countries to make use of their natural resources. The destruction of tropical forests has reached alarming proportions. We welcome the commitment of the new Government of Brazil to help arrest this destruction and to provide sustainable forest management. we actively support this process, and we are ready for a new dialogue with developing countries on ways and means the to support their efforts. we are ready to cooperate with - 13 - Government of Brazil on 1 comprehensive pilot program to counteract the threat to tropical rain forests in that country. We ask the world Bank to prepare such a proposal, in close cooperation with the Commission of the European Communities, which should be presented at the latest at the next Economic Summit. He appeal to the other concerned countries to join us in this effort. Experience gained in this pilot program should immediately be shared with other countries faced with tropical forest destruction. The Tropical Forestry Action Plan must be reformed and strengthened, placing more emphasis on forest conservation and protection of biological diversity. The International Tropical Timber Organization action plan must be enhanced to emphasize sustainable forest management and improve market operations. 67. We are ready to begin negotiations, in the appropriate fora, as expeditiously as possible on a global forest convention or agreement, which is needed to curb deforestation, protect biodiversity, stimulate positive forestry actions, .and address threats to the world's forests. The convention or agreement should be completed as soon as possible, but no later than 1992. The work of the IPCC and others should be taken into account. 68. The destruction of ecologically sensitive areas around the world continues at an alarming pace. Loss of temperate and tropical forests, developmental pressures on estuaries, wetlands and coral reefs, and destruction of biological diversity are symptomatic. TO reverse this trend, we will expand cooperation to combat desertification; expand projects to conserve biological diversity; protect the Antarctic; and assist developing countries in their environmental efforts. Me will work within UNEP and other fora to achieve these objectives, and will participate actively in UNEP's work to protect biodiversity. 69. Efforts to protect the environment do not stop at the water's edge. Serious problems are caused by marine pollution, both in the oceans and in coastal areas. A comprehensive strategy should be developed to address land-based sources of pollution; we are committed to helping in this regard. We will continue our efforts to avoid oil spills, urge the early entry into force of the existing International Maritime Organization (IMO) Convention, and welcome the work of that organization in developing an international oil spills convention. He are concerned about the impact of environmental degradation and unregulated fishing practices on living marine resources. We support cooperation in the conservation of living marine resources and recognize the We call on all concerned countries to respect the conservation importance of regional fisheries organizations in this respect. regimes. 70. TO cope with energy-related environmental damage, priority must be given to improvements in energy efficiency and to the development of alternative energy sources. For the countries that make such a choice, nuclear energy will continue to be an important - 14 - contributor to our energy supply and can play a significant role in reducing the growth of greenhouse gas emissions. Countries should continue efforts to ensure highest worldwide performance standards for nuclear and other energy in order to protect health and the environment, and ensure the highest safety. 71. Cooperation between developed and developing countries is essential to the resolution of global environmental problems. In this regard, the 1992 UN Conference on Environment and Development will be an important opportunity to develop widespread agreement on common action and coordinated plans. we note with interest the conclusions of the Siena Forum on International Law of the Environment and suggest that these should be considered by the 1992 UN Conference on Environment and Development. 72. We recognize that developing countries will benefit from increased financial and technological assistance to help them resolve environmental problems, which are aggravated by poverty and underdevelopment. Multilateral development bank programs should be strengthened to provide greater protection for the environment, including environmental impact assessments and action plans, and to promote energy efficiency. He recognize that debt-for-nature swaps can play a useful role in protecting the environment. We will examine how the World Bank can provide a coordinating role for measures to promote environmental protection. 73. In order to integrate successfully environmental and economic goals, decisionmakers in government and industry require the necessary tools. Expanded cooperative scientific and economic research and analysis on the environment is needed. we recognize the importance of coordinating and the sharing the collection of satellite data on earth and its atmosphere. We welcome and encourage the ongoing discussions for the establishment of an International Network. It is also important to involve the private sector, which has a key role in developing solutions to environmental problems. He encourage the OECD to accelerate its very useful work on environment and the economy. of particular importance are the early development of environmental indicators and the design of market-oriented approaches that can be used to achieve environmental objectives. We also welcome Canada's offer to host in 1991 an international conference on environmental information in the 21st Century. We support voluntary environmental labelling as a useful market mechanism which satisfies consumer demand and producer requirements and promotes market innovation. 74. we note with satisfaction the successful launching of the Human Frontier Science Program and express our hope that it will make - 15 - positive contributions to the advancement of basic research in life science for the benefit of all mankind. NARCOTICS 75. We urge all nations to accede to and complete ratification of the UN Convention Against Illicit Traffic in Narcotic Drugs and Psychotropic Substances (the Vienna Convention), and to apply provisionally terms of the Convention. 76. we welcome the conclusion of the UN Special Session on Drugs and urge the implementation of the measures contained in the Program of Action it has adopted. 77. We support the declaration adopted at the ministerial meeting on drugs convened by the United Kingdom that drug demand reduction should be accorded the same importance in policy and action as the reduction of illicit supply. Developed countries should adopt stronger prevention efforts and assist demand reduction initiatives in other countries. 78. we endorse the report of the Financial Action Task Force (FATF) and commit our countries to a full implementation of all its recommendations without delay. As agreed at the May meeting of Task Force Finance Ministers, the FATE should be reconvened for a second year, chaired by France, to assess and facilitate the implementation of these recommendations, and to complement them where appropriate. All OECD and financial center countries that subscribe to the recommendations of the Task Force should be invited to participate in this exercise. The report of the new FATE would be completed before we next meet. He also invite all other countries to participate in the fight against money laundering and to implement the recommendations of the FATF. 79. Effective procedures should be adopted to ensure that precursor and essential chemicals are not diverted to manufacture illicit drugs. A task force similar to the FATE should be created for this purpose, composed of Summit participants and other countries that trade in these chemicals, with the involvement of representatives of the chemical industry. The task force should address the problems which concern cocaine, heroin and synthetic drugs and report within a year. 80. We support a strategy for attacking the cocaine trade as outlined in particular in the Cartagena Declaration. We recognize the importance of supporting all countries strongly engaged in the fight against drug trafficking, especially Colombia, Peru, and Bolivia, with economic, law enforcement, and other assistance and advice, recognizing the need to make contributions within the framework of actions against drug trafficking carried out by the producer countries. - 16 - 81. The heroin problem is still the most serious threat in many countries, both developed and developing. All countries should take vigorous measures to combat the scourge of heroin. 82. he should support an informal narcotics consultative arrangement with developed countries active in international narcotics control. Such a group could strengthen efforts to reduce supply and demand, and improve international cooperation. 83. We welcome the current review of UN drug abuse control agencies and urge that It result in a more efficient structure. NEXT ECONOMIC SUMMIT 84. We have accepted the invitation of Prime Minister Thatcher to meet next July in London. SECOND WORLD CLIMATE CONFERENCE 13 July 1990 Corpus 30 Cobobow 7 November 1000 DRAFT MINISTERIAL DECLARATION PREAMBLE 1. wo, the Ministore from countrico representing the world community met in Geneva, Switzerland, from 6 to 7 November 1990 at the Second World Climate Conference. 3. our Meeting following the IPCC Report is a demonstration or our intention to take active and constructive step in the global response to the global climate change issue. It is also the expression of our will to fully contribute to the preparation for the 1992 UN Conference on Dnvironment and Development. 3. Ever since the dawn of history, man's lite on earth has been largely dependent on the environmental processes which we call weather and climate. The world climate system consists of a delicately balanced combination of many interactive components which include the atmosphere and the biosphere, as well as the land, sea and ice surfaces. 4. Climate has varied in the past. But the temperature increase which is predicted to occur in the decades to come due to the increasing accumulation of the greenhouse gases in the atmosphere has not been encountered in the last 100,000 years at least; nor has the past rapidity of change been as fast as that predicted. The groenhouse gases result from a host of human activities such as the burning of fossil fuel, deforestation, mining operations and wacte management. 5. Recognising that climate chango is a common concern of mankind United Nations General Assembly's Resolution 43/53 urged the intergovernmental and non-governmental organisations and scientific institutions, to treat climate change as a priority issue, and to co-operate in research and action-oriented programmes so as to increase the understanding of the causes and effects of climate change. 6. The Wants Climate Drogrammer undertaken jointly by the world Meteorological Organisation, the International Council of Ocientific Unions with the co-operation of its Scientific Committee on Oceanic Research, and UNESCO and its International Oceanographic Commission and UNEP have endeavoured during the last decade to promote a quantitative understanding of climate, and predictions of global and regional climate changes on all time scales and on their potential impacts. Through its three major projects the study of Tropical Ocean and Global Atmosphere, the Global Energy and Water Cycle Experiment, and the World Ocean Circulation Experiment, the World Climate Research Programme has succeeded in providing valuable information on the causes, processes and some of the effects of climate change. - 2 - The Intergovernmental Panel on Climate Change (IPCC) established by U.N.E.P. and W.M.O. has undertaken to study the problem of climate change including global warming. Through the work of its various working groups and their sub-groups the I.P.C.C. has produced a comprehensive report on the causes and effects of climate change. It has also proposed strategies to delay, limit or mitigate the impact of climate change, and at the request of United Nations General Assembly has proposed the elements for inclusion in a convention on climate. DEFINITION OF PROBLEM AND RISKS 8. Global warming poses environmental threat of a magnitude the world has never known before. Human activities which have lead to the emissions of greenhouse gases into the atmosphere have so far committed the Global Commons to an irreversible warming so far. In order to stem an unprecedented global warming likely to lead to serious environmental consequences such as a rise in sea level of about 20 cm by the year 2030 and 65 cm by the end of the next century urgent action should be taken now. Carbon dioxide has been responsible for over half the enhanced greenhouse effect in the past and is likely to remain so in the future. It is therefore important that emissions of greenhouse gases especially CO2 and other long lived greenhouse gases be reduced as soon as possible. This is urgent because changes in emission rates of these gases lead to a slow rate of change in their concentration in the atmosphere. If action is delayed, it will take much longer and much greater reductions at greater economic sacrifice to stabilize concentrations at today's levels. The long lived gases (C02 and N20) would require at least 60% reductions in cmissions, and methane 15-20 % reduction in emissions in order to stabilise their concentrations in the atmosphere at today'c lovels. The other gases of concern, namely the CFC are addressed under the Montreal Protocol on Substances that Deplete the Ozone Layer. GLOBAL STRATEGY 9. We consider therefore that a global response must he decided and implemented without further delay based on the best available knowledge such as those resulting from the IPCC assessment. Recognizing that the principle of equity should be the basis of any global response to the climate change phenomena industrialized countries, which are responsible for most of the observed increase in the groenhouse gases' concentration in the atmosphere must take the lead, commit themselves to immediate action and provide resources and assistance to developing countries to help them in addressing climate change in a way compatible with their development needs. [To this end the industrialized countries will support developing countries with now, additional and specific contributions.] [To this end there is a nood to negotiate the necessary support needed by developing countries) [To this end there is a need to provide the necessary support, including additional and specific financial assistance to the developing countries) ACKNOWLEDGMENT OF THE CONCLUSIONS OF LONDON CONFERENCE ON THE MONTREAL PROTOCOL 10. [Short text to be included after the conclusions of the London Meeting] - 3 - ENDORSMENT OF THE CONCLUSION OF THE SCIENTIFIC PART OF SWCC 11. We are highly appreciative of the work done by IPCC. We accept and are highly appreciative of the conclusions and recommendations of the scientific part of the Second World Climate Conference as presented in the annex 1 of this Declaration. Their implementation should be strongly supported by governments. THEREFORE: I. ROLE OF SCIENCE IN IMPROVING OUR UNDERSTANDING, CAPACITY OF PREDICTION AND OUR RESPONSE TO CLIMATE CHANGE 12. We reaffirm that, in order to reduce uncertainties, to increase our ability to prodict (including early identification of as yet unknown climate-related problems) and to design scientifically sound response strategies, there is a need to strengthen both national and international activities in research, monitoring, and data and information exchange related to climate change. 13. Recognizing that climate changes are of a complex interdisciplinary character, we urge the full participation of ccientists dealing with the atmosphere, the oceans and land, as well as with the physical, chemical and biological processes needed for a deeper understanding of climate issues. Given the intrinsically global nature of climate and climate research, we stress the need to strenghten international cooperation. The magnitude or the problem being addressed is such that no nation can undertake it alone. It is imperative therefore, that, to the extent feasible, national research programmes on climate be planned in such a way that they form integral parts of international research programmes. We urge that special resources to sustain such programmes are made available to less developed countries in order to insure their full participation in the international research effort and the response strategies based upon the results. 14. We including: stress that special efforts be directed to key areas of uncertainty, the role of clouds, ocean and greenhouse gases; ecosystem responses to global change; effects of land-use changes in the hydrological cycle; climate changes on a regional scale and the socio-economic and cultural dimensions and impacts of climate change. 15. We consider that research programmes must be accompanied by long-term monitoring programmes so designed as to provide continuous and comprehensive coverage of climate-influencing variables as well as those useful in detecting climate change. We agree that long term governmental commitments are necessary to sustain these monitoring programmes. We ask further-more that obstacles to the free flow of relevant data and information be removed. - 4 - 16. We reaffirm that there is no need to establish new international coordination mechanisms, but rather urge all countries and relevant organizationo to contribute through their national efforts and to increase financial support and assistance in kind on a sustained basis to important existing programmes such as the World Climate Programme including the WMO/ICSU World Climate Research Programme, the ICSU International Geosphere-Biosphere Programme, and the climate-related components of programmes of WMO, UNEP, Unesco and its IOC and FAO. We further urge that these programmes be better supported in order to continue to strengthen their interdisciplinary approach, to include the participation of all nations, and to increase coordination in order to achieve still greater efficiency. II. POLICY TARGET FOR URGENT POLICY ACTION (Precautionary measures) 17. In order to achieve sustainable development, we must base ourselves on the precautionary principle. Environmental measures must anticipate, prevent and attack the causes of environmental degradation. Where there are threats of serious or irreversible damage, lack of full scientific certainty should not be used as a reason for postponing measures to prevent cnvironmental degradation. 18. We note that a mechanism is being set up by WMO and UNEP to undertake the necessary intergovernmental negotiations on global warming. (Stabilization and reduction of greenhouse gases) 19. We recognise the fundamental need to conserve the global climate, and protect it from anthropogenic interference. Taking into account that the increase of greenhouse gas concentrations in the atmosphere threaten the natural variability of climate, we agree that the ultimate global objective should be to stabilize and reduce thoco concentrations. 20. We stress, as a first step, the need to stabilize, while ensuring stable development of the world economy, emissions of greenhouse gases not controlled by the Montreal Protocol. We note with appreciation the unilateral commitments of some industrialised countries to stabilize emissions at present level or reduce them by the year 2000. 21. We agree that stabilization of greenhouse gas emissions should be achieved by industrialized countries by the year [2000] and should be set at [present] emission levels. 22. We urge industrialized countries to ostablich greenhouse gases reduction programmes aiming at achieving at least 20% reduction of their current contribution to global warming potential, possibly by the year 2005 and in any case not later than the year 2010; 23. We recommend that the specifications of the obligation to stabilize and reduce greenhouse gases emissions be realized in the form of separate Protocols to the Climate Convention. Some of these protocols could be negotiated concurrently with the framework convention. - 5 - (Economic situation of certain countries) 24. We recognize that developing countries with, as yet, relatively low energy requirements, which can reasonably be expected to grow in step with their development, may have laryets that accommodate that development. We also recognize that additional financial resources [will] [may] have to be made available LO developing countries to enable them to limit their net emissions of greenhouse gases while ensuring a steady development or their economies; (Fund (Climate Fund)) 25. We recommend that existing institutions for development and financial assistance including the World Bank and other Multilateral Development Banks, Bilateral Assistance Programmes, the relevant United Nations organisations and specialized agencies, and scientific and technological organisations should give greater attention to climate change issues within their environmental and other relevant programmes by providing expanded funding including concessional funding. In addition, regional and subregional co-operation should be reinforced and funded so as to address and implement the required action at that level. 26. We commend that consideration should be given to the need for funding facilities including a clearinghouse mechanism and a possible new international fund and their relationship to cxisting funding mechanisms, both multilateral and bilateral. Such funding should be related to the implementation of the climate convention and associated protocols. In the meantime the donor community is urged to provide assistance to developing countrics to support immediate actions addressing climate change without waiting for the Convention. 27. We recommend that additional resources should progressively, be mobilized to help developing countries take the necessary measures to address climate change consistent with their development needs. 28. We recommend further that the scope of resources needed be assessed. Such assessments should include inter alia country studies and the capabilities of existing institutions and mechanisms to meet the financing noods idontified, similar to the approaches developed under the Montreal Protocol. 29. We recommend that, initially, international funding be directed towards (i) conducting research and monitoring; (ii) promoting public awareness, education and institutional and manpower development. (111) promoting efficient use of energy, including appropriate end use technologies, increasing the use of non-fossil fuels and switching to energy sources with lower greenhouse gas emissions, and the use of renewable energy sources; - 6 - (iv) increased financial support for forest protection and forest management improvement, for example through the Tropical Forestry Action Plan (TFAP), the Plan of Action to Combat Desertification, the International Tropical Timber ORganization (ITTO) and other relevant international organizations; (v) arranging for technology transfer to and technology development in developing countries; (vi) assisting developing countries in planning how to address problems posed by climate change; (vii) supporting developing countries to enable their full participation in international meetings on the subject of climate change. The use of financial resources could subcoquontly be outended inter alia to major energy sources with little or no environmentally damaging characteristics and for steps to reduce other global man-made emissions of greenhouse gases due to human activities. (Economic instruments) 30. We recognise that an environmentally sound development must include policies which will achieve a sustainable energy system and take the environmental costs and benefits of energy fully into account. We are convinced that promoting energy efficiency is the most cost effective immediate measure for reducing energy-related emissions of atmospheric pollutants, in particular C02. 31. We recommend that now policies at national level be established making extensive use of economic instruments in order to increase energy efficiency and reduce energy consumption. Such instruments could include: (i) taxes on environmentally damaging activities and energy inefficient product (ii) emission trading (tradeable permits/allowances) (111) reduction or, wherever possible, elimination of subsidies to energy intensive and other activities that induce climate change (iv) other measures such as emission changes and fees deposit refund systems and fiscal incentive - 7 - Such action should in particular affect energy prices with the aim to reflect onvironmental costs and bonofito and provide incentives to reduce energy consumption. They should also modify production and consumption pattern and encourage production and use of energy efficient technologies. (Technology development) 32. We agroo that technological broakthrough in a wide range of fields covering energy, industry and other sectors related to the emission and absorption of CO2 and other greenhouse gases is the key element of any long-term strategy Lial deals with climate change in a way that meets the goal of sustainable development. To this end, we urge all countries, the industrialized countries in particular, to intensify their individual efforts and international cooperation in technology development concerning, inter alia, low-energy and low-GHG production processes and products (e.g. chlorofluorocarbor substitutes with little or no global warming potential), and CO2 fixation and reutilization. (Transfer of technology) Alternative 1] 33. We urge that relevant technology be utilized by all sectors in all countries to the full extent possible. We recognize that there are great disparities in energy efficiency, even among the industrialized countries, and further urge all countries, industrialized and developing, to identify and take effective measures to remove barriers to the dissemination of the best available technology. This requires, in the case of developing countries, effective measures to aid their efforts in meeting the specific needs arising, to a great extent, from their lack of human and financial resources and other elements necessary for the continuous development and diccomination of the most appropriate technology. The East European countries, which are currently suffering the consequences of inefficient use of energy and other resources, also require special attention. To this end, we also urge all industrialized countries and relovant international institution to step up their contributions to the effective transfer and dissemination of relevant technology in ways that address the constiainte Clial all these countries face. [Alternative 2] 33. We consider important that this expansion of development employ appropriate and environmentally sound technology in order that the problem of global warming and climate change not be exacerbated. Consequently, the transfer and development of such technologies must assume a high priority. Tt will he important for the inductrial nations to respond to this priority and assign sufficient recources to assure technological transfer, development and establishment of mechanisms for successful - 8 - (Forestry) 34. We recognize that the conservation of the world's forests 18 of crucial importance for global climatic stability, particularly having regard to the important contribution of forest destruction to global warming through the emission of carbon-dioxide, methane and other trace gases. We stress the need to reduce the rate of deforestation and to enhance the potential of the world's forests as a sink for greenhouse gases, through vigorous programmes of reforestation and afforestation. We endorse the target included in the Noordwijk Declaration of achieving net global forest growth of 12 million hectares per year, through conservation of existing forests and through agressive programmes of reforestation and afforestation. We call on all countries to: (i) Adopt clear objectives for the conservation, reforestation and custainablo management of Corcolo 1.. national development plans. (ii) Amend national policies to minimize forest loss and their human disturbance associated with public and private development projects logging). (e.g. roads, dams, resettlement projects, mining, (iii) Integrate forest management solutions with policies on environment, landlessness. ayficulture, transportation, energy, poverty and (iv) Strengthen, support and extend the Tropical Forestry Action Plan (TFAP) process to all countries with tropical forests, and expand support for immediate implementation of completed plans. (v) Strengthen the role of the International Tropical Timber Organization (ITTO) in supporting the sustainable utilization of forest resources. (vi) Strengthen the role of development banks, IMP, FAO, UNEP, and other multilateral and bilateral organizations in helping developing countries achieve conservation and sustainable development of forests by: a) Requiring analyses of climate change implications, potential greenhouse gas emissions, and response programmes in their review of project proposals involving forests; b) Expanding greatly aid and investment flows to the forest sector as well as for the production of energy from biomass. c) Expanding debt relief via renegotiation of debt, and debt for conservation exchanges; and d) Linking structural adjustment measures to alleviation of climatic impacts and reduction of gas emissions. - 9 - 35. We call finally for the development of a World Forost Conservation Protocol or Convention, covering temperate, boreal and tropical forests, in the context of or in association with a Climate Convention which also addresses energy supply and use. The specific elements of such a protocol or convention are a matter for international negotiations-which should begin at an early date. These elements may include: fundamental research, tropical forest planning, measures to use, protect and reforest, international trade, financial assistance and possible afforestation. national and international targets for conservation, reforestation and (Desertification and drought) 36. We recommend that regional and/or sub-regional studies on these subjects be fields: undertaken to cover the impacts of climate change in the following (i) Drought; (ii) Desertification; (iii) Water resources and their evolution; (iv) Agriculture (positive and negative impacts); (v) Energy; (vi) Forests. Those studies should lead Lo the development of scenarios and chort, medium- and long-term measures for mitigation of drought and stopping and reversing desertification for the attention of economic and political decision makers. III. GLOBAL CONVENTION 37. We welcome the resolutions of the Executive Council of the WMO and Special Governing Council or UNEP authorising their Secretary General and Executive Director to begin negotiations for a Climate Convention, and associated Protocols. We call for such negotiations to begin without delay. We endorse the WMO and UNEP Governing Bodies Decisions in this respect. We urge all countries to join in these negotiations, with the aim of completing negotiations to ensure adoption of a Climate Convention by the time of the UN Conference on Environment and Development in 1992; 38. We recommend that such negotiatione take account of the possible elements compiled by the IPCC, and that the Climate Convention be framed countries. in such a way AS to gain the support of the largest possible number of - 10 - 39. We welcome the offer of the Covernment of the United States to host the first negotiating meeting of a Working Group on the elaboration of a Climato Convention. We also welcome the possible invitation of Italy to host the first meeting of the Working Group for the elaboration of an Energy Protocol. We urge that these two meetinge bc convened at the beginning of 1991. 40. We recommend further that the Climate Convention and associated Protocols contain specific obligations and address in particular: (1) the enhancement of research and systematic observation of climate. (ii) the control of greenhouse gas emissions (111) the adaptation to the adverse effects of climate change in coastal areas (1v) The needs of developing countries for financial assistance in their development efforts and transfer of technology (v) appropriate institutional and decision-making procedures. IV. INFORMATION AND PUBLIC AWARENESS 41. We believe that a well informed public is essential for addressing and coping with as complex an issue as climate change and urge countries to (i) encourage wide participation of all sectors of the population in addrossing olimate change issues and developing appropriate responses (11) provide guidance for positive practices to limit/or adapt to climate change (iii) incorporate in the curricula of their educational systems environmental education (iv) establish national committees or clearing houses to collect, develop issues. and disseminate accurate information on climate change - 11 - V INSTITUTIONAL MATTERS 42. We congratulate the IPCC for the outstanding achievement of producing in a very short time its first report on the state of the science of climate change, the socio-economic impact and policy options. we recognize that the IPCC structure can provide an invaluable mechanism for periodic assessments, perhaps every five years, of the evolving knowledge from research and impact studies. We urge that the IPCC continue its analysis of risks of action and inaction, policy options and economic aspects of alternative measures for limiting greenhouse gas emissions, mitigating or adapting to climate change. We also urge that a further report on these issues should be produced during 1991 to support the then ongoing negotiations of a Climate Convention on Climate Change. 43. We further express our appreciation to WMO and UNEP for initiating the IPCC and providing an efficient Secretariat. We urge that this arrangement bc continued and that countries continue to provide resources to support the Sccretariat and participation of developing countries in the work of IPCC. WORLD METEOROLOGICAL ORGANIZATION UNITED NATIONS ENVIRONMENT PROCRAMME ORGANISATION METEOROLOGIQUE MONDIALE PROGRAMME DES NATIONS UNIES POUR L'ENVIRONNEMENT ORGANIZACION METEOROLOGICA MUNDIAL ВСЕМИРНАЯ МЕТЕОРОЛОГИЧЕСКАЯ ОРГАНИЗАЦИЯ Téléphone: (41.22) 730 81 11 Téléphone: 333930 or 520600 Télégrammes: METEOMOND GENEVE Télégrammes: UNITERRA NAIROBI Telex: 23260 OMM CH Telex : 22068 UNEP KE Facsimilé : (41 22) 734 09 54 Facsimilé: (2542) 520711 Case postale n° 2300 CH-1211 Genève, Suisse No. 29785/S GENEVA, 10 July 1990 Annex: 1 Sir, We have the honour to recall to your attention Resolution 44/207 of the forty-fourth session of the UN General Assembly on the protection of global climate for present and future generations of mankind, which, inter alia, supports the request made by the Governing Council of the United Nations Environment Programme, in its decision 15/36 that the Executive Director of the Programme, in co-operation with the Secretary-General of the World Meteorological Organization, begin preparations for negotiations on a framework convention on climate, taking into account the work of the Intergovernmental Panel on Climate Change, as well as the results achieved at international meetings on the subject. May we further recall to your attention the decisions of a number of ministerial and other international meetings that negotiations on a framework convention on climate change begin as soon as possible, after the completion of the interim report of the Intergovernmental Panel on Climate Change, (IPCC). In this connection, you may recall the offer of President George Bush of the United States of America to host the first negotiation session. We take this opportunity to inform you that the IPCC is expected to complete its interim report (First Assessment Report) in late August of this year. Its working groups on science, impacts and response options and its Special Committee on the Participation of Developing Countries have completed their respective parts of the Report. Further, the Executive Council of WMO, in its forty-second (1990) session, has authorized its Secretary-General to convene jointly with the Executive Director of UNEP an open-ended ad hoc Working Group of government representatives to prepare for the Convention (vide copy of Resolution, attached). The Governing Council of UNEP, in its Special Session, is expected to adopt a parallel decision. To: Ministers of Foreign Affairs of Members of the United Nations Ministers of Foreign Affairs of Members of WMO - 2 - In keeping with the progress of events since the adoption of Resolution 44/207, we now wish to inform you that we are jointly convening - in Geneva from 24 to 26 September 1990 - a session of an open-ended ad hoc working group of government-nominated legal and technical experts with a mandate to prepare for the Convention. By this letter, we invite your Government to nominate your representative(s) to the session. We are doing so without awaiting the formal action by the UNEP Governing Council in order to give sufficient time for identifying your representative( (s) and for the necessary preparations. You may wish to consider including on your delegation those who are familiar with the work of IPCC and the contents of the reports of its working groups and Special Committee. The session of the open-ended ad hoc Working Group will take place in Salle II of the Centre International de Conférences de Genève (CICG), 15 rue de Varembé. The agenda and documentation will follow under separate cover. Accept, Sir, the assurances of our highest consideration. (G.O.P. Obasi) (M.K. Tolba) Secretary-General Executive Director World Meteorological Organization United Nations Environment Programme ITEM 4.1, EC-XLII/PINK 47, APPENDIX B Resolution Res. 4.1/1 (EC-XLII) - FRAMEWORK CONVENTION ON CLIMATE CHANGE THE EXECUTIVE COUNCIL, NOTING: (1) Resolutions 43/53 and 44/207 of the UN General Assembly on the "Protection of global climate for present and future generations of mankind", (2) Resolution 44/228 of the UN General Assembly "United Nations Conference on Environment and Development", (3) The relevant parts of declarations and decisions adopted at various intergovernmental and non-governmental meetings during 1989 and 1990, (4) Decisions of the WMO Executive Council on the Second World Conference, Climate Conference and recommendations of the Organizing Committee for the (5) The work of the Intergovernmental Panel on Climate Change, which has included the compilation of the possible elements of a framework convention on climate change, RECALLING: change, (1) Decision 15/36 of the Governing Council of UNEP on global climate (2) Resolution 1 (EC-XLI) of the Executive Council of WMO "Global Climate Change", RECOGNIZING the actions taken by the Secretary-General, in co-operation with the Executive Director of UNEP, to respond to the request in Resolution 4 (EC-XLI) to begin preparations for negotiations on a framework convention on climate change; CONSIDERING that the adoption by the UN General Assembly of Resolution 44/207 "Protection of global climate for present and future generations of mankind" demonstrated a universal recognition by governments of an urgent need for concerted international efforts to address the climate change issue, in particular by negotiating, after completion of the IPCC First Assessment Report, a framework convention on climate change and adopting the convention, if possible at the UN Conference on Environment and Development in 1992; CONVINCED that further steps are needed to implement the decisions of the UN General Assembly and those of the governing bodies of WMO and UNEP on the negotiations of a framework convention on climate change: ITEM 4.1, EC-FLII/PINK 47, APPENDIX B, p. 2 AUTHORIZES the Secretary-General to convene jointly with the Executive Director UNEP, an open-ended ad hoc working group of government representatives, urging that where feasible, Members nominate experts in climate change who have been involved in the work of the IPCC; REQUESTS that the ad hoc working group meet in Geneva in September 1990 to prepare for negotiations on a framework convention on climate change based, inter alia, on the findings of the IPCC First Assessment Report; NOTES with pleasure the invitation of the Government of the United States of America to host a first negotiating session on the framework convention on climate change; REQUESTS the Secretary-General: (1) To convene jointly with the Executive Director of UNEP the first open-ended negotiating session on the framework convention on climate change not later than February 1991 taking into account the invitation by the Government of the United States of America; (2) To report, jointly with the Executive Director of UNEP, to the 45th session of the UN General Assembly on the progress in the preparations for negotiations of framework convention on climate change; (3) To report to the Eleventh Congress and to the Executive Council on the progress of the actions under this resolution. Resolution Res. 4.2/1 (EC-XLII) - SECOND WORLD CLIMATE CONFERENCE THE EXECUTIVE COUNCIL, RECALLING: (1) Resolutions 43/53 and 44/207 of the UN General Assembly on the "Protection of global climate for present and future generations of mankind", (2) Resolution of 44/228 of the UN General Assembly "United Nations Conference on Environment and Development", (3) Resolution 4 (EC-XLI) of the Executive Council of WMO "Global Climate Change", NOTING (Draft) Resolution 4.1/1 (EC-XLIII) Framework Convention on Climate Change, AUTHORIZES the Secretary-General to convene jointly with the Executive Director of UNEP, and in close consultation with the Executive Heads of ICSU/UNESCO and its IOC, following the fourth session of the IPCC, a preparatory meeting open to all interested governments, such a meeting to include experts who have been involved in the IPCC process to prepare a draft of the ministerial declaration for the Second World Climate Conference, taking into account: (1) Prior consultations with governments; (2) The work of the IPCC including its first assessment report; (3) The results of any prior preparatory meetings for the negotiation of a framework convention on climate change; (4) The work of the Preparatory Committee for the 1992 Conference on Environment and Development; (5) The need for continuation and enhancement of the necessary scientific research, monitoring and environmental and socio-economic studies of climate and climate change together with the maintenance and enhancement of the observational networks that supply the requisite data for these studies, as the foundation upon which response strategies and policy options will be based; (6) The need to support the international exchange of information on climate and climate change; (7) The need to support intergovernmental agencies working on climate and national climate institutions in particular those in developing countries; FURTHER AUTHORIZES the Secretary-General jointly with the Executive Director of UNEP to request the Secretary-General of the United Nations to plan to take into account the outputs of the Second World Climate Conference in the discussion of the climate issue during the forty-fifth session of the United Nations General Assembly; (ECDOCSE 1413) ITEM 4.2, EX-XLII/PINK 14, APPENDIX B, p. 2 REQUESTS the Secretary-General in consultation with the Executive Heads of UNEP, UNESCO and its IOC and ICSU to prepare a report to the Eleventh World Meteorological Congress including an account of the potential implications for WMO, and to ensure a wide distribution of the recommendations, Declaration and Proceedings of the Conference, timely implementation of the recommendations as appropriate through follow-up regional conferences and workshops and other forms of technology transfer, and that relevant SWCC outputs are brought to the attention of the planners of the 1992 UN Conference on Environment and Development. ITEM 2.6, EC-XLII/PINK 45, APPENDIX B Resolution Res. 2.6/1 (EC-XLII) - INTERGOVERNMENTAL PANEL ON CLIMATE CHANGE THE EXECUTIVE COUNCIL. NOTING Resolutions 4 (EC-XL) and 4 (EC-XLI). Panel on Climate Change (IPCC). NOTING with satisfaction the progress made by the Intergovernmental work of IPCC by many governments at the third plenary of the Panel FURTHER NOTING the expressions of need for the continuation of the (Washington D.C., 5-7 February 1990), during which the IPCC First Assessment Report will be considered; RECOGNIZING also the forthcoming Second World Climate Conference the United Nations Environment Programme (UNEP) to arrange for the REQUESTS the Secretary-General jointly with the Executive Director of continuation of IPCC as a joint WMO and UNEP body to, inter alia: (a) Undertake scientific and technical work in support of the negotiations of a framework convention on climate change; (b) Periodically update the assessments of the available scientific socio-economic impacts; information on climate change and the resulting environmental and (c) Undertake further environmental and socio-economic analyses of the various policy options posed as response strategies: (d) Evaluate the special problems of the developing countries in their efforts to address the issue of climate change and assess possible options to deal with these problems; (e) Take all appropriate steps to ensure the effective participation of developing countries and the broad dissemination of its work; (£) Report regularly to the Council on the progress of its work, and through the Secretary-General of WMO and the Executive Director of UNEP to the United Nations General Assembly; FURTHER REQUESTS the Secretary-General in consultation with the Executive Director of UNEP to review the report of the IPCC and the the results of Second World Climate Conference in the light of their possible implications for WMO and UNEP and to report on the review to Eleventh Congress. 14631 1 Executive Summary Science We are certain of the following: - there Is a natural greenhouse effect which already keeps the earth warmer than it would otherwise be, - emissions resulting from numan activities are substantially in- creasing the atmospheric concentrations of the greenhouse gases: carbon dioxide, methane, chlorofluorocarbons (CFCs) and nitrous oxide. These increases enhance the greenhouse effect, resulting on average in an additional warming of the Earth's surface. The main greenhouse gas, water vapour, will increase in response to global warming and further enhance it. - the total increase of greenhouse gas concentrations attributable to human activities is at present equivalent to an Increase of carbon di- oxide since pre-industrial times (about 200 years ago) by about 50% We calculate with confidence that: - atmospheric concentrations of the long-lived gases (carbon di- emissions oxide, nitrous oxide and the CFCs) adjust only slowly to changes of the long-lived gasas would require reductions in emissions from human activities of over 60% to stabilize their concentrations at to. day's levels; methane would require a 15-20% reduction. The human-caused emissions of carbon dioxide are small as com- pared to the natural carbon dioxide exchange between the atmosphere on one hand and the terrestrial system and the oceans on the other. The latter were, however, in close balance before anthropogenic emissions began and the steady human-induced emissions into the atmosphere re- present a significant disturbance of the natural carbon cycle. Based on current model results. we predict: - a rate of increase of global mean temperature during the next century of about 0.3 degrees C per decade (with an uncertainly range of 0.2-0.5 degrees C per decade) assuming the IPCC Scenario A (Business as Usual) emissions of greenhouse gases (i.e. few or no steps are taken to limit emissions of greenhouse gases) ; this is a more rapid increase than seen over the past 10 000 years. This will result in a likely increase in the global mean temperature of about 1 oC above the present value by 2025 (about 2 oC above that in the pre-Industrial period), and 3 c above todays value before the end of the next century (about 4 oC above pre-industrial). The rise will no: be steady, 11.261.90 18:15 P.03 U 1950-07-11 NETEORUL 46 8 157165 03 2 that land surfaces warm more rapidly than the oceans, and higher northern latitudes warm more than the global mean. the oceans act as a heat sink and thus delay the full effect of greenhouse warming. The related (actual) temperature change is at any given time estimated to bo botween 50 and 80 % of the committed change, i.e. the change when the climate system has reached equilibrium. There are many uncertainties in our predictions particularly with regard to the timing, magnitude and regional patterns of climate change, especially changes of precipitation. This is due to our incomplete un- derstanding of sources and sinks of greenhouse gases and the responses of clouds, oceans and polar ice sheets to a change of the radiative for. cing caused by increasing greenhouse gas concentrations. Over many thousands of years there have been significant changes in the atmospheric greenhouse gac conoontrations and global climate, such as those that occurred during the Ice Ages. The mechanisms causing these are not yet well understood. Our judgement is that: - global mean surface temperature has increased by 0.3 to 0.6 oC over tha last 100 years, with the five global-average warmest years being In the 1980s. The increase has not been smooth in time, nor uni- form over the globe. - the size of the warming over the last century is broadly consis- tent with the predictions by climate models, but is also of the same magnitude as natural climate variability. Thus the observed increase could be largely due to this variability; alternatively this variability and other human factors could have upset a still larger human-induced greenhouse warming. The unequivocal detection of the enhanced greenhouse effect from observations is not likely for a decade or more. Impacts Because of the lack of accurate estimates of the expected regional changes of climate, precise predictions of the regional impacts of cli- mate change cannot yet be made. Some general conclusions can, however, be drawn. If no preventive measures to limit the further increase of man-in- duced emissions of greenhouse gases (Scenario A, Business as Usual), an average rate of global mean sea level rise of about 6 cm per decade is projected over the next century, with an uncertainty range of 3-10 cm per decade. 131153 1990-07-11 16:35 METEOROL STOCKHOLMIUNIV 46 8 157185 0.1 3 Already a rise of sea level by 30-50 cm would affect the habitabi- lity of low-lying coastal regions significantly and a one meter rise (possible towards the end of next century as estimated in the Scenario A) would impact 360 000 km of coastline, render some island countries uninhabitable, displace tens of millions of people, threaten low-lying urban areas, flood productive land and contaminate fresh water supplies. Although studies have not yet conclusively determined whether on average global agricultural potential would increase or decrease, changes of climate would have important effects regionally. Decline in production might be expected in regions of high present-day vulnarabili- ty, where the ability to adjust is low. Some current forests will mature and decline in a climate, to which they are increasingly poorly adapted, while a potential for forests to grow might eventually develop elsewhere. Similarly other natural terrestrial ecosystems would be markedly influenced because the rates of climate change are likely to be faster than the ability of some species to adjust. Enhanced carbon dioxide concentrations in the atmosphere might enhance growth of certain plants. Comparatively small changes of climate can cause large water re- source problems. The availability of water and biomass might be signifi- cantly affected, positively or negatively, and both are major energy sources in many developing countries. Response strategies A major dilemma of the issue of climate change due to increasing emissions of greenhouse gases into the atmosphere is that actions may be required well before many of the specific issues that are and will be raised can be analyzed more thoruoghly by further-research. The CFCs are already being eliminated to prevent their continued destruction of the stratospheric ozone layer. This is also an effective measure to slow down the rate of global warming. Every effort should be made to find replacements that have little or no greenhouse warming potential or ozone depletion potential rather than the HCFCs and HFCs that are now being considered. Assuming a projected increase of the world population to about 8 billion by 2030, the present global average emissions of carbon dioxide of about 1.45 ton of carbon per capita would have to be reduced to about 4b 8 157185 1990-07-11 8 157185 05 4 0.35 ton of carbon per capita in order to stabilize carbon dioxido oon- centrations in the atmosphere. If the present rate of deforestation were reduced to about half of the present rate, this could reduce the rate of increase of carbon dioxide in the atmosphere by 5-15% compared with the present Reforestation of 12 million hectars per year during the next 40 rate. would similarly slow down the rate of increase of carbon dioxide in years the atmosphere during this period by 5-15%. Roles of Industrialized and Developing Countries bility in dealing with the problem arising from climate change. The for- Industrialized and developing countries have a common responsi- mer should take the lead in two ways: with future agreements to limit emissions, to limit climate change by adapting their own economies in line without standing in the way of the latter's development. to cooperate with developing countries in international action, countries requires the proper concern for environmental protection as Sustainable development in industrialized as well as developing the necessary basis for continued economic growth. Environmental siderations must be systematically integrated into all plans for deve- con- environmental objectives. lopment. The right balance must be struck between economic growth and The developing countries are rapidly increasing their emissions of greenhouse gases in striving for improving their living standards. Recognizing the poverty that prevails among the polulations of develo- priority by them. Narrowing the gap between the industrialized and the ping countries, it is natural that achieving economic growth is given developing world should provide a basis for full partnership of all na- to deal with the climate change issue. tions in the world, which is essential for the development of a strategy Options The climate scenario studies of Working Group I and III outline control policies on emissions that would slow global warming from pre- sently perhaps 0.3 oC per decade to 0.1 oC per decade. The potentially serious consequencies of climate change give suf- ficient reasons to begin adopting response strategies that can be justfied immediately even in the face of significant uncertainties. These include 11.Jul.90 16:55 P.06 4V O 131183 1990-07-11 16:24 METEORCL STOCKHOLM UNIO 46 8 157185 05 5 elimination of CFC emissions and careful assessment of the greenhouse gas potential of proposed substitutes, improved energy end use efficiency, Improved forest management, use of cleaner, more efficient energy sources with lower emis- sions of greenhouse gases, review of agricultural practices. There is no single quick-fix technological option for limiting greenhouse gas emissions. A comprehensive strategy addressing all aspects of the problem and reflecting environmental, economic and so- cial costs and benefits is necessary. Individual nations, or groups of nations, could initiate actions to stabilize and later reduce emissions and thus take the lead in the pre- vention of an accelerated increase of greenhouse gas concentrations in the atmosphere in order to prepare fo truly international agreements. An important aim would be to define targets for carbon dioxide and other greenhouse gases. In the long term perspective, work should begin on defining crite- ria which would reflect the impacts of climate change and its costs on one hand and social and economic cost and benefits and practicalities of reductions in emissions on the other. This evaluation should take into account what might be an acceptable level of climate change on the one hand and an acceptable rate of economical and technological adjust- ments on the other hand. Consideration of measures for reducing the Impacts of global cli- mate change should begin as soon as possible, particularly with regard to disaster prepareness policies, coastal zone management and control measures for desertification, many of these being jusitified in their own right. Measures to limit or adapt to climate change should be as cost-effective as possible, while taking into account important social implications. Limitation and adaptation should be considered as an in- tegrated package. Environmental objectives can be achieved either through regula- tions or through market based economic instruments. The latter, through their encouragement of flexible selection of abatement measures, tend to encourage Innovation and the development of improved technologios and practices for reducing emissions and therefore frequently offer the possibility of achieving environmental improvements at lower costs than through regulatory mechanisms. IL is untikely, however, that eco- nomic instruments will be applicable to all cirumstances. 46 8 157185 1990-07-11 16:24 METECROL STOCKHOLM UNIV 46 8 157185 06 6 Future Work and International Cooperation The measures that may be necessary require a high degree of in- ternational cooperation, with due respect for national sovereignty of states. To assist in that process, international negotiations on a con- vention on climate change should start as quickly as possible. -- Key issues for negotiations will include the criteria, timing, legal form and incidence of any obligations to control the net emissions of greenhouse gases, how to address equitably the concequences for all, any institutional mechanisms including research and monitoring that may be required, and in particular, the requests of the developing countries for additional financial resources and for the transfer of technology on a preferential basis. The IPCC recommends that research regarding the climate change issue in general, and the international economic implications in particu- lar, be Intensified. * Because climate change would affect, either directly or indirectly, almost every sector of society broad global understanding of the issue will facilitate the adoption and the implementation of such response options as deemed necessary and appropriate. Further efforts to achieve such global understanding are urgently needed. * The IPCC appeals to multilateral and bilateral funding organiza- tions to assist developing nations in their efforts to take part in the international cooperation with regard to the climate change issue and to do so without awaiting the outcome of future negotiations on a climate convetion. It further appeals on an urgent basis to governments for in- creased contributions to the IPCC Trust Fund for future IPCC work. Withdrawal/Redaction Sheet (George Bush Library) Document No. Subject/Title of Document Date Restriction Class. and Type 01. List Re: Global Change Task Force Group (2 pp.) n.d. (b)(6) Collection: Record Group: Bush Presidential Records Office: Economic Advisers, Council of Series: Schmalensee, Richard, Files Subseries: WHORM Cat.: File Location: Group on Global Climate Change #2 (IPCC - Intergovernmental Panel on Climate Change) and RSWG (Response Strategy Working Group) [Letters, Memorandums, Reports, and Other Information][2] Date Closed: 2/16/2018 OA/ID Number: 03679-013 FOIA/SYS Case #: 2017-0310-F Appeal Case #: Re-review Case #: Appeal Disposition: P-2/P-5 Review Case #: Disposition Date: AR Case #: MR Case #: AR Disposition: MR Disposition: AR Disposition Date: MR Disposition Date: RESTRICTION CODES Freedom of Information Act (FOIA) - [5 U.S.C. 552(b)] Deed of Gift Restrictions (b)(1) National security classified information C(1) Closed by Executive Order 13526, governing access to national (b)(2) Release would disclose internal personnel rules and practices of an security information agency C(2) Closed by statute or by the agency which originated the information (b)(3) Release would violate a Federal statute C(3) Closed in accordance with restrictions contained in donor's deed of (b)(4) Release would disclose trade secrets or confidential or financial gift [formerly listed as only C] information PRM. Removed as a personal record misfile (b)(6) Release would constitute a clearly unwarranted invasion of personal privacy (b)(7) Release would disclose information compiled for law enforcement Presidential Records Act [44 U.S.C. 2204(a)] purposes (b)(8) Release would disclose information concerning the regulation of P-2 Relating to the appointment to Federal office [(a)(2) of the PRA] financial institutions P-5 Release would disclose confidential advice between the President and (b)(9) Release would disclose geological or geophysical information his advisors, or between such advisors [(a)(5) of the PRA] concerning wells 41 Return July 13, 1990 DOMESTIC POLICY COUNCIL twin Working Group on Global Change Task Force on Economic Costs Bruce Bartlett Deputy Assistant Secretary for From Economic Policy Main Treasury, Room 3445 Washington, D.C. 20220 Tel: 566-2768 FAX: 786-8452 sir: Chais Fred Bernthal Clim Deputy Director National Science Foundation 1800 G St., N.W., Room 520 yes Chuy Washington, D.C. 20550 Tel: 357-9427 FAX: 357-9725 see - Knith Ewuh of 7/16 only) Curtis Bohlen Assistant Secretary Oceans & International Environmental & Scientific Affairs Bureau Department of State, Room 7831 Washington, D.C. 20520 yes Tel: 647-1554 FAX: 647-0217 Robert W. Corell Assistant Director for Geosciences National Science Foundation 1800 G Street, N.W., Room 510 Washington, D.C. 20550 Tel: 357-9715 FAX: 357-9629 J. Clarence Davies Assistant Administrator Policy, Planning and Evaluation Surpot along Cristiforo Environmental Protection Agency attending 401 M Street, S.W. Room 1013 West Tower Washington, D.C. 20460 Tel: 382-4332 FAX: 252-0275 & 252-0780 you Assistant Bruce Gardner Secretary for Economics sec: Garle Department of Agriculture 14th & Independence Ave., S.W., Room 227E WAshington, D.C. 20250 Tel: 447-4164 FAX: 475-4915 Teresa Gorman Associate Director for Environment, Energy, and Natural Resources Policy Office of Policy Development Old EOB, Room 227 Washington, Tel: 456-6554 D.C. FAX: 20500 456-7739 an annu Robert E. Grady sec: Broban Associate Director Natural Resources Energy and Science Office of Management and Budget Old EOB, Room 260 Washington, D.C. 20500 Tel: 395-4844 FAX: 395-5730 C. Boyden Gray Counsel to the President Deff Holmstend May White House, West Wing, 2d Floor if Washington, D.C. 20500 will attere Tel: 456-2632 FAX: 456-6279 Nancy Maynard Assistant Director for Environmental Affairs Office of Science and Technology Policy New EOB, Room 5005 4281/2 Washington, D.C. 20506 Tel: 395-3637 FAX: 395-3719 6202 Barry McBee Special Assistant to the Secretary to the Cabinet Office of Cabinet Affairs Old EOB, Room 235 Tel: 456-6437 FAX: 456-2223 2000 Mark Plant Deputy Under Secretary, Economic Affairs see Junitte Department of Commerce yes 14th & Constitution Ave., N.W., Room 4850 Washington, D.C. 20230 Tel: 377-3523 FAX: 377-0432 John Schrote Deputy Assistant Secretary en: debour Policy, Budget, and Administration Department of the Interior, Room 6214 18th and C Streets, N.W. Washington, D.C. 20240 Tel: 208-4123 FAX: 208-5048 4561 Linda Stuntz Deputy Under Secretary for Policy, Planning and Analysis Department of Energy, Room 7B-098 1000 Independence Ave., S.W. Washington, D.C. 20585 Tel: 586-5316 FAX: 586-5313 the COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON MEMBER OF THE COUNCIL July 12, 1990 Chop MEMORANDUM FOR TASK FORCE ON ECONOMICS OF THE WORKING GROUP ON GLOBAL CHANGE bee FROM: RICHARD SCHMALENSEE BK SUBJECT: Publishing our Report MOB H4 This is to let you know that, per the attached memo from Allan Bromley, I will schedule a Task Force meeting in the near future to consider publishing our report after the "considerable scrubbing and updating" that is clearly necessary. The issues on Brancy the table seem to me to be the following: Do we agree with Dr. Bromley that "it would indeed be very useful to have [our] report published"? If no, our task is finished. If yes, two further questions require our attention. What is the best format for publication? There is no obvious report series in which our paper could appear as a routine matter, but it does not strike me as desirable to have its appearance be a significant, nonroutine event. How shall we organize "scrubbing and updating"? My impulse would be to have written comments sent to CEA by, say, mid- August. We could then prepare a revised draft, with bracketed language where necessary, for discussion in September. Enclosed for your information is my attempt at an updated list of the members of our Task Force. Please let me know if it should be altered in any way. THE WHITE HOUSE WASHINGTON July 5, 1990 MEMORANDUM FOR RICHARD L. SCHMALENSEE FROM: D. ALLAN BROMLEY ma SUBJECT: GLOBAL CHANGE ECONOMIC REPORT I am sorry that it has taken so long to get back to you concerning your memo of June 15. I believe that it would indeed be very useful to have your report published but I think that it would be important to give it some considerable scrubbing and updating before doing so. I suspect that there are regulations which would require that it be indicated as something other than a working group report to the DPC because these, I believe, are considered privileged documents which do not get published in the normal course of events. Your paper, I think, breaks entirely new ground and would contribute in a very substantial way to more enlightened public discussions and for that reason I think it important that it be released. Obviously it would be important to have the concurrence of all the members of your group and I would be more than happy to take a look at the final version before it goes out. July 12, 1990 DOMESTIC POLICY COUNCIL Working Group on Global Change Task Force on Economic Costs Bruce Bartlett Deputy Assistant Secretary for Economic Policy Main Treasury, Room 3445 Washington, D.C. 20220 Tel: 566-2768 FAX: 786-8452 Fred Bernthal Deputy Director National Science Foundation 1800 G St., N.W., Room 520 Washington, D.C. 20550 Tel: 357-9427 FAX: 357-9725 Curtis Bohlen Assistant Secretary Oceans & International Environmental & Scientific Affairs Bureau Department of State, Room 7831 Washington, D.C. 20520 Tel: 647-1554 FAX: 647-0217 Robert W. Corell Assistant Director for Geosciences National Science Foundation 1800 G Street, N.W., Room 510 Washington, D.C. 20550 Tel: 357-9715 FAX: 357-9629 J. Clarence Davies Assistant Administrator Policy, Planning and Evaluation Environmental Protection Agency 401 M Street, S.W. Room 1013 West Tower Washington, D.C. 20460 Tel: 382-4332 FAX: 252-0275 & 252-0780 Bruce Gardner Assistant Secretary for Economics Department of Agriculture 14th & Independence Ave., S.W., Room 227E WAshington, D.C. 20250 Tel: 447-4164 FAX: 475-4915 2 Teresa Gorman Associate Director for Environment, Energy, and Natural Resources Policy Office of Policy Development Old EOB, Room 227 Washington, D.C. 20500 Tel: 456-6554 FAX: 456-7739 Robert E. Grady Associate Director Natural Resources Energy and Science Office of Management and Budget Old EOB, Room 260 Washington, D.C. 20500 Tel: 395-4844 FAX: 395-5730 C. Boyden Gray Counsel to the President White House, West Wing, 2d Floor Washington, D.C. 20500 Tel: 456-2632 FAX: 456-6279 Nancy Maynard Assistant Director for Environmental Affairs Office of Science and Technology Policy Old EOB, Room 428-1/2 Washington, D.C. 20500 Tel: 395-6202 FAX: 395-3719 Barry McBee Special Assistant to the Secretary to the Cabinet Office of Cabinet Affairs Old EOB, Room 235 Tel: 456-6437 FAX: 456-2223 Mark Plant Deputy Under Secretary, Economic Affairs Department of Commerce 14th & Constitution Ave., N.W., Room 4850 Washington, D.C. 20230 Tel: 377-3523 FAX: 377-0432 John Schrote Deputy Assistant Secretary Policy, Management, and Budget Department of the Interior, Room 6214 18th and C Streets, N.W. Washington, D.C. 20240 Tel: 208-4123 FAX: 208-4561 3 Linda Stuntz Deputy Under Secretary for Policy, Planning and Analysis Department of Energy, Room 7B-098 1000 Independence Ave., S.W. Washington, D.C. 20585 Tel: 586-5316 FAX: 586-5313 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Bruce Bartlett, Dep Asst Sec for Economic Policy Main Treasury, Room 3445 Please deliver to: FAX number of addressee: 786-8452 566-2768 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 6 Number of pages, including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 202 786 8452 7-12-90 2:19PM 3'20" 6 TOTAL 0:03'20" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Fred Bernthal, Deputy Director National Sciance Foundation, Room 520 Please deliver to: 357-9725 FAX number of addressee: 357-9427 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 6 Number of pages, including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 202 357 9419 7-12-90 2:22PM 3'04" 6 TOTAL 0:03'04" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Curtis Bohlen, Asst Sec, Oceans & Internatl Environ & Scientific Dept of State, Room 7831 Please deliver to: 647-0217 FAX number of addressee: 647-1554 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 6 Number of pages, including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 96470217 7-12-90 2:26PM 3'19" 6 TOTAL 0:03'19" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Robert Corell, Asst Dir for Geoscier National Science Fdn, Room 510 Please deliver to: 352 375-9629 FAX number of addressee: 357-9715 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 Number of pages, including cover sheet: 6 TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 9 357 9629 7-12-90 2:30PM 3'19" 6 TOTAL 0:03'19" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: J. Clarence Davies, Asst Administrato Policy, Plan & Evaluation, EPA Please deliver to: Room 1013, West Tower FAX number of addressee: 252-0275 or 252-0780 382-4332 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 Number of pages, including cover sheet: 6 TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 202 252 0275 7-12-90 2:34PM 3'15" 6 TOTAL 0:03'15" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Bruce Gardner, Asst Sec for Econ USDA, Room 227E Please deliver to: FAX number of addressee: 475-4915 447-4164 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 6 Number of pages, including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 202 475 4915 7-12-90 2:54PM 2'51" 6 TOTAL 0:02'51" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: C. Boyden Gray, Counsel to the Pres White House, West Wing Please deliver to: 2d Floor 456-6279 FAX number of addressee: Telephone number of addressee: 456-2632 From: RICHARD SCHMALENSEE, MEMBER 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 6 Number of pages, including cover sheet: TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 2024566279 7-12-90 2:39PM 2'49" 6 TOTAL 0:02'49" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Nancy Maynard, Asst Dir for Environmental Affairs, OSTP NEOB, Room 5005 Please deliver to: 395-3719 FAX number of addressee: 395-3637 Telephone number of addressee: RICHARD SCHMALENSEE, MEMBER From: 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 Number of pages, including cover sheet: 6 TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 2023953462 7-12-90 2:42PM 2'48" 6 TOTAL 0:02'48" 6 XEROX TELECOPIER 7020 EXECUTIVE OFFICE OF THE PRESIDENT COUNCIL OF ECONOMIC ADVISERS July 12, 90 Date: Mark Plant, Dep Und Sec, Econ Affairs Dept of Commerce, Room 4850 Please deliver to: 377-0432 FAX number of addressee: Telephone number of addressee: 377-3523 From: RICHARD SCHMALENSEE, MEMBER 202-395-6947 FAX number of sender: Telephone number of sender: 202-395-5036 Number of pages, including cover sheet: 6 TRANSMISSION REPORT THIS DOCUMENT (REDUCED SAMPLE ABOVE) WAS SENT ** COUNT ** # 6 *** SEND *** NO REMOTE STATION I.D. START TIME DURATION #PAGES COMMENT 1 7-12-90 2:45PM 2'51" 6 TOTAL 0:02'51" 6 XEROX TELECOPIER 7020 July 12, 1990 DOMESTIC POLICY COUNCIL show Working Group on Global Change Task Force on Economic Costs Bruce Bartlett dut Deputy Assistant Secretary for Economic Policy Main Treasury, Room 3445 Char Washington, D.C. 20220 Tel: 566-2768 FAX: 786-8452 Fred Bernthal Deputy Director National Science Foundation 1800 G St., N.W., Room 520 Washington, D.C. 20550 Tel: 357-9427 FAX: 357-9725 Curtis Bohlen Assistant Secretary Oceans & International Environmental & Scientific Affairs Bureau Department of State, Room 7831 Washington, D.C. 20520 Tel: 647-1554 FAX: 647-0217 Robert W. Corell Assistant Director for Geosciences National Science Foundation 1800 G Street, N.W., Room 510 Washington, D.C. 20550 Tel: 357-9715 FAX: 357-9629 J. Clarence Davies Assistant Administrator Policy, Planning and Evaluation Environmental Protection Agency 401 M Street, S.W. Room 1013 West Tower Washington, D.C. 20460 Tel: 382-4332 FAX: 252-0275 & 252-0780 Bruce Gardner Assistant Secretary for Economics Department of Agriculture 14th & Independence Ave., S.W., Room 227E WAshington, D.C. 20250 Tel: 447-4164 FAX: 475-4915 2 Teresa Gorman Associate Director for Environment, Energy, and Natural Resources Policy Office of Policy Development Old EOB, Room 227 Washington, D.C. 20500 Tel: 456-6554 FAX: 456-7739 Robert E. Grady Associate Director Natural Resources Energy and Science Office of Management and Budget Old EOB, Room 260 Washington, D.C. 20500 Tel: 395-4844 FAX: 395-5730 C. Boyden Gray Counsel to the President White House, West Wing, 2d Floor Washington, D.C. 20500 Tel: 456-2632 FAX: 456-6279 Nancy Maynard Assistant Director for Environmental Affairs Office of Science and Technology Policy New EOB, Room 5005 Washington, D.C. 20506 Tel: 395-3637 FAX: 395-3719 Barry McBee Special Assistant to the Secretary to the Cabinet Office of Cabinet Affairs Old EOB, Room 235 Tel: 456-6437 FAX: 456-2223 Mark Plant Deputy Under Secretary, Economic Affairs Department of Commerce 14th & Constitution Ave., N.W., Room 4850 Washington, D.C. 20230 Tel: 377-3523 FAX: 377-0432 John Schrote Deputy Assistant Secretary Policy, Budget, and Administration Department of the Interior, Room 6214 18th and C Streets, N.W. Washington, D.C. 20240 Tel: 208-4123 FAX: 208-5048 3 Linda Stuntz Deputy Under Secretary for Policy, Planning and Analysis Department of Energy, Room 7B-098 1000 Independence Ave., S.W. Washington, D.C. 20585 Tel: 586-5316 FAX: 586-5313 OF THE INTERIOR 130 United States Department of the Interior OFFICE OF THE SECRETARY House ME WASHINGTON, D.C. 20240 file With Memorandum To: Addressees From: Indur Goklany, (DOI), Principal U.S. Delegate and Clients Rapporteur, RUMS/IPCC-WG3 Goklany 5/2/90 choge Subject: Resource Use and Management Subgroup (RUMS-IPCC WG3-RSWG) Report The April 23rd-25th meeting of RUMS was very successful from our point-of-view. We now have a report which will be circulated to all nations (see Attachment). The meeting was attended by U.S., Canada, Australia, U.K., Japan, China, Brazil, Tanzania, Kenya, FAO and the Coal Industry Advisory Board. The U.S. was represented by USDA, Corps of Engineers, NOAA and DOI. This report does not differ markedly from the initial drafts that you may have seen. The most important changes that were made to the April 3rd version are: Clarification that analysis of economic efficiency (and of costs and benefits) should also consider environmental factors. The language on subsidies is much softer in many places at the insistence of the Japanese. It now asks for "analysis and review" of subsidies where it initially had "analysis, review and, if necessary, eliminate". The conclusion section in the Food Security Section was eliminated, but its last paragraph is now the last paragraph in the Executive Summary. Reforestation and afforestation are now explicitly included as near-term options. There is now a little bit more on fisheries including a reminder of their role in recreation. The term "welfare" has now been substituted by "wellbeing", e.g., as in social and economic wellbeing. There was a strong suggestion to have the RUMS report make recommendations, as opposed to merely provide a "menu of options". This had been anticipated, and the Co-chairman started the meeting by reviewing the process by which we had gotten to the meeting and the reasons for providing a menu rather than recommendations. The paper clearly articulates the U.S. view that currently we should be pursuing policies that are economically justifiable now, and that criteria for determining justifiability include economic efficiency, cost-effectiveness and consideration of opportunity costs. (There was an unsuccessful effort to drop "economically" prior to "justifiable"). It also make several positive allusions to economic-based solutions, and notes the uncertainties in estimating not only changes in the climate, but also in estimating their impacts on resources and, further, on socioeconomic consequences. The Executive Summary speaks for itself. Much of this is quite predictable, however, it does make some points which may not be clearly articulated in the other Subgroup reports, e.g.: Temperature change is one of several, and perhaps not the most important, climatic variable and that for many of these variables, we do not even know the direction of change. The effects of climate change could be trivial relative to changes due to other causes, e.g., population growth and other socioeconomic factors. That climate change could also have beneficial aspects in a number of circumstances. That human beings have a long and relatively successful history of coping with adverse climate change, and that we can learn from past lessons as well as lessons learnt from current resource use and management practices employed across the existing wide variation in climate over the face of the globe. That, while economic and technological growth may be seen to be part of the problem, they also make it easier to cope with any climate change. Recognition of the potentially positive aspects of CO2, and that limitation strategies should explicitly consider these. That the ultimate objective is socio-economic wellbeing (which includes consideration of environmental factors). That increased productivity (for agriculture, forests, and water) and economic growth, consistent with the principles of sustainable growth and development, are environmentally beneficial. Decision-making on resource use and management should be decentralized--with some consideration of the broader society's concerns to deal with the "not-in-my-backyard" syndrome. Resources or resource sectors (e.g., agriculture and forestry) that are managed intensively are more able to adapt successfully than unmanaged ecosystems. As noted, most of the other points are quite predictable, e.g., greater support for sustainable growth and development, increased reforestation and afforestation, inventorying, monitoring, assessments, research, technology transfer, and recognition of the special problems of developing nations, etc. The RUMS meeting also discussed possible future tasks. These are specified in the attached letter from The Canadian Co-chairman (Pentland) to the RSWG chairman. If you have any comments on this document, please provide them to me by COB May 16th (tel. 208-4951, fax 208-4867. Note the change). Attachments. (Passanto Howard a) COUNCIL OF ECONOMIC ADVISERS EXECUTIVE OFFICE OF THE PRESIDENT WASHINGTON June 14, 1990 MEMBER OF THE COUNCIL Cheys) MEMORANDUM FOR TIMOTHY DEAL, ERIC MELBY FROM: RICHARD SCHMALENSEE BL SUBJECT: German Proposal on the Environment This is obviously a very troubling document. I hope it bears so little relation to what has gone before (or that their attempt to sieze the pen is such a departure from past practice) that you can avoid having to work from it. If everything fails, however, here are some specific responses. Introduction: There is no scientific basis for the statement that "Changes in the Earth's atmosphere will endanger life on earth unless present trends are checked." (Incidentally, these are the same words we heard from the German Environment Minister at the White House Conference in April.) Neither the WGI report of IPCC, which concludes that equilibrium temperature is likely to rise by 1°C by 2030 and 3°C by the end of next century in the "high emission" scenario, nor examination of agricultural impacts, sea-level rise, health impacts and other relevant factors by USEPA and WGII of IPCC provide any justification for the German statement. Do our German friends have different information? There is no real support for the assertion that "it is of paramount importance for suitable preventive steps to protect the atmosphere to be taken without delay." I know of nothing that suggests that a few years' delay in G-7 action would make a quantitatively important difference to trace gas concentrations 60 years from now. Paragraph #1: The Montreal Protocol focuses on curtailment of ozone depleting gases, many of which are (by happy coincidence) also powerful greenhouse gases. The language in paragraph #1 mentions "tightening targeted reductions for greenhouse gases" in the context of the Montreal Protocol. We should resist efforts to mis-characterize the purpose of the Montreal Protocol. Although we can and should applaud continued progress in reducing ozone-depleting gases and note that many of these gases are also powerful greenhouse gases, we should not allow it to be suggested that our support for the Montreal Protocol amounts to support for a greenhouse gas protocol. 2 Paragraph #2: The third sentence is deceptive: the OECD nations account for only about 40 percent of anthropogenic CO2 emissions and that this share is projected to shrink. The next sentence suggests commitment to adopt both a framework convention and a CO₂ emissions protocol in the same 1992 time frame. There is no rational basis for such a commitment given the current state of knowledge about the magnitude and impact of climate change. A lack of knowledge about the costs and benefits of particular response strategies is a major impediment to consideration of a CO₂ protocol at this time. If a protocol is ultimately deemed necessary, we believe that there are important advantages to looking at sources and sinks and at all greenhouse gases comprehensively. The subsequent reference to "radical provisions" can only be intended as a bargaining chip; we cannot possibly agree to anything like this, and they must know it. Paragraph #3: There is no scientific support for the assertion that "it is of pre-eminent importance for the protection of the climate" that forests be protected. There are lots of good reasons for protecting forests, but tropical deforestation accounts for only about 12 percent of anthropogenic CO₂ emissions, the climatic effects of which are (in our view) uncertain. I hope we decide soon whether or not to agree in advance to a forestry protocol, but as far as I know that decision has not yet been made, and there is disagreement within the Administration. (This issue also arises in connection with paragraph #4, which assumes a protocol.) Paragraph #7: Proposed declaration on debt forgiveness (first tick) is much too sweeping, although I gather we are willing to discuss debt-for-nature swaps. Paragraph #8: We strongly applaud increased attention to environmental concerns in the Eastern European nations as they shift from centrally-planned to market-oriented economies. However, the suggestion for a mechanism to ensure the use of "best available technology" (whatever that might mean in practice) for all economic reconstruction projects is far too restrictive; no such requirement exists in our own nations. Eastern European countries should be asked to achieve desirable environmental improvement using market oriented rather than command-and-control technology requirements.