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OCR Page 1 of 2Originally Processed With FOIA(s):
FOIA Number:
1998-0004-F[1]; 2005-0336-F
S
FOIA
MARKER
This is not a textual record. This is used as an
administrative marker by the George Bush Presidential
Library Staff.
Record Group/Collection:
George H.W. Bush Presidential Records
Collection/Office of Origin: Chief of Staff, White House Office of
Series:
Sununu, John, Files
Subseries:
White House Offices Files
OA/ID Number:
29183
Folder ID Number:
29183-007
Folder Title:
Science and Technology (Bromley) (1990) [2]
Stack:
Row:
Section:
Shelf:
Position:
G
15
25
5
7
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
01. Memo
From D. Allan Bromley to John Sununu
9/13/90
P.2, P-8
Re: Bernadine Healy (1 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Series:
Sununu, John, Files
Open on Expiration of PRA
Subseries:
White House Offices File
(Document Follows)
WHORM Cat.:
By If (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
THE WHITE HOUSE
WASHINGTON
September 13, 1990
THE CHIEF of STAFF
MEMORANDUM FOR GOVERNOR SUNUNU
has seen
FROM:
D. ALLAN BROMLEY
Anan
SUBJECT:
BERNADINE HEALY
I hoped to have talked to you by the time you get this but just in case we miss
contact I wanted to register my strong support for Bernadine Healy's nomination as
Director of NIH.
I first met her more than 10 years ago when she was one of two top candidates for
the Deanship of the Yale Medical School.
Subsequently, I worked closely with her while she was Deputy Director of OSTP and I
was a member of the Reagan Administration Science Council. Specifically, I took her
with the groups I led both to India and to Brazil where we negotiated the programs
for the Gandhi-Reagan and Sarney-Reagan Science and Technology Programs. I also
worked closely with her in the Science Council study on the Federal laboratories and
that on the health of U.S. colleges and universities.
Finally, as you will recall, I nominated her to serve as vice-chairman of the
President's Council of Advisors on Science and Technology.
In all of these interactions I have been much impressed by her intelligence, common
sense, effectiveness, political sensitivity, and by her skills in dealing with people.
I was one of those who, from the very beginning of the search for a new NIH
Director, had nominated Dr. Healy as someone who, in my considered opinion,
combines the technical and professional competence, the professional recognition and
visibility with the management skills and personal qualifications to do an outstanding
job as NIH Director.
I support her candidacy enthusiastically.
Beyond that I would only emphasize how important it is for the Bush Administration
to have the NIH Director appointment announced as soon as possible. NIH is
regarded worldwide as one of our most effective research institutions; indeed a
Japanese poll recently rated it first among all the world's research institution. It has
been effectively leaderless for more than a year; morale has dropped badly and we are
in the process of losing some very distinguished members of the NIH staff to
universities and other external institutions.
I am entirely convinced that Bernadine could turn this situation around quickly and
with style!
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
02. Memo
From D. Allan Bromley to John Sununu
10/5/90
Re: Global Change Strategy Task Force Meeting (2 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Open on Expiration of PRA
Series:
Sununu, John, Files
(Document Follows)
Subseries:
White House Offices File
WHORM Cat.:
By gr (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act [44 U.S.C. 2204(a)]
Freedom of Information Act [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
THE WHITE HOUSE
WASHINGTON
October 5, 1990
has THE seen CHIEF of STAFF
MEMORANDUM FOR GOVERNOR SUNUNU
anam
FROM:
D. ALLAN BROMLEY
EDE HOLIDAY "As
SUBJECT:
Global Change Strategy Task Force Meeting
The Global Change Strategy Task Force met on Wednesday, October 3. The
State Department provided a debriefing on last week's preparatory meetings in
Geneva on the framework convention negotiations and the Second World Climate
Conference. In addition, the Department of Justice outlined the draft report of the
Comprehensive/Incentives Task Force.
Framework Convention Negotiations: The United Nations Environment Programme
and the World Meteorological Organization held a September 24-26 preparatory
meeting to consider organizational issues for the first negotiating session and the
schedule for future negotiating sessions.
The meeting produced several consensus recommendations:
o
Negotiations will begin in Washington on February 4 and continue for
nine working days. The lawyers will produce a first draft of a
convention during the meeting, but actual negotiations will be deferred.
II
Nine days are considered necessary for this process, which the U.S.
should be able to influence.
o
No draft convention will be distributed prior to February. It is clear
that governments, and not Mostafa Tolba, will control the negotiating
process.
o
Decisions on the convention will be made by consensus, effectively giving VIP.
all parties a veto.
M
0
There will be a single negotiating forum, avoiding the prospect of the
convention being renegotiated by the U.N. General Assembly. (LDCs
will move this Fall to have the convention actually negotiated by the
General Assembly; as this would likely doom chances of having a
convention ready for signature at the June 1992 U.N. environment
conference in Brazil, little support is anticipated.)
0
No agreement was reached on the timing of the negotiation of protocols,
although it appears the prevailing sentiment is to work toward a simple,
pure framework convention for 1992.
o
The IPCC First Assessment Report and supporting documents, including
its legal measures paper, will serve as the primary documents for the
negotiations. Political declarations such as those signed at Noordvijk
and Bergen, will merely provide non-binding background information
The IPCC will provide "objective scientific and technical advice" to the
negotiating process, with its exact role to be decided in February.
o
After the first session, most meetings will be held in Geneva, with at least one
meeting in Nairobi. Meetings should be no longer than two weeks and will be
held at three month intervals (May, August, and November 1991, with
additional meetings in 1992.)
o
Non-governmental organizations (NGOs) with a "substantive interest" will be
allowed to attend the negotiations as observers, but will be excluded from
certain sessions.
A full list of recommendations from the meeting can be found at Tab A. A proposed
agenda for the February Washington meeting can be found a Tab B.
Second World Climate Conference: State and Commerce led the U.S. delegation to
the September 27-29 preparatory meeting. The draft ministerial declaration was
considered and almost all of the language bracketed, which will make it difficult to
produce a final declaration. State will propose an alternative draft declaration that
is much shorter and more "ministerial" in tone and defers the substantive issues to
the negotiations. Norway proposed a similar, though more political, draft in Geneva
that was rejected, but State believes that its version may receive a warmer reception.
The draft, a copy of which can be found at Tab C, is undergoing interagency review.
Thatcher, Mitterand and Kohl have tentatively accepted invitations to address the
ministerial portion of the conference. Mulroney is considering going, but may defer
to the U.S. lead. State sent a cable last week indicating that Dr. John Knauss will
represent the U.S. at the ministerial.
Comprehensive/Incentives Task Force Report: Dick Stewart from Justice briefed on
the draft "Interim Report: Research and Analysis to Support the Comprehensive and
Incentives Approaches" (found at Tab D). The report discusses the correlation of the
economic incentives approach and the comprehensive global change index based
approach. The scope of the report is confined to issues of "how to" rather than "how
much." Stewart also obtained approval for a set of priorities to accomplish the
support work necessary to implement this approach (found at Tab E).
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
03. Report
Recommendations from ad-hoc working group prior to global
n.d.
PS
change meeting (4 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Open on Expiration of PRA
Series:
Sununu, John, Files
(Document Follows)
Subseries:
White House Offices File
WHORM Cat.:
By IP (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
UNEP/WMO
Prep./FCCC/L.1/REPORT
Page 10
IV. RECOMMENDATIONS
The ad-hoc working group of government representatives to
prepare for negotiations on a framework convention on climate
change adopted by consensus the recommendations listed below
in Section A, and identified the option below in Section B,
regarding the organization of the negotiating process for a
framework convention on climate change. Both sections are
submitted for consideration initially by the forty-fifth
session of the United Nations General Assembly in pursuance of
its resolution 44/207 to recommend ways, means and modalities
for further pursuing negotiations, taking into account the
work of the Preparatory Committee of the UN Conference on
Environment and Development, and then by the negotiating body
at its first substantive session scheduled for February 1991
in Washington, D. C., USA.
A. Recommendations adopted by consensus
1. The negotiating process should be organized and conducted
in such a manner as to ensure openness, transparency,
universality and legitimacy. It should reflect the full
participation and commitment of all States to the
negotiations.
2. There should be a single negotiating process leading to a
framework convention on climate change and any related legal
instruments as might be agreed upon.
3. The negotiating body will discuss the policy issues.
Governments will need to be represented at a level appropriate
for this. The name of the body should also reflect this
function in accordance with options suggested in this
document.
4. The negotiating body should respond to UN General
Assembly decisions. It should also regularly inform the
Assembly, through appropriate channels, of progress in its
deliberations.
5. The bureau of the negotiating body should reflect a proper
geographical representation, balance of interests and specific
concerns as mentioned in the Report, and be of strength
sufficient to ensure equity and still limited to ensure
effectiveness.
UNEP/WMO
Prep./FCCC/L.1/REPORT
Page 11
6. It is highly desirable that an effective framework
convention on climate change, containing appropriate
commitments, be ready for signing by governments and by
regional economic integration organizations in conjuction with
the United Nations Conference on Environment and Development
(UNCED) in Brazil, in June 1992. Any related legal instruments
might be developed on the basis of consensus decision by the
negotiating body.
7. Participation of the maximum number of States and regional
economic integration organizations in the negotiating process
is considered essential for its success. Countries which have
not done so, are urged to set up a national co-ordinating
group to handle national information requirements relevant to
the negotiations, and to serve as a link to the Secretariat of
the negotiations. The special problems associated with
ensuring the participation of developing countries, and the
recommendations contained in the report of the IPCC to
overcome these problems, should receive particular attention.
To ensure adequate participation of the developing countries,
small island states and least developed countries, a special
Trust Fund should be created, on a similar basis to that for
the UNCED and the IPCC, to assist in their adequate
participation.
8. Rules of procedure of the negotiating body need to be
elaborated for approval by the first negotiating session.
They should be based on existing relevant rules of procedure,
be acceptable by all States, Members of the UN, the
Specialized Agencies, IAEA, and regional economic integration
organizations, be compatible with the status of the
negotiating body, and be such as to ensure active
participation by all governments through fully accredited
representatives, and be consistent with Recommendation 1
above.
9. Most negotiating sessions should have a maximum duration
of two weeks, within available resources.
10. A tentative calendar, to be reviewed at the end of each
negotiating session, should be as follows:
February 1991 - Washington D. C., USA
May - June 1991
August - September 1991
November -December 1991
and whichever meetings are needed in 1992, leading into the UN
Conference on Environment and Development, Brazil, June 1992.
11. Non-governmental organizations with a substantive
interest in the field should be permitted to attend
negotiating sessions as observers. The practices of the UN
and of the Preparatory Committee for UNCED will provide useful
guidance before rules of procedure are finalized.
UNEP/WMO
Prep./FCCC/L.1/REPORT
Page 12
12. The negotiating body must have a strong, efficient
secretariat at its disposal. This would be best assured if
the secretariat were:
(1) located in Geneva and working closely with the
IPCC Secretariat, although independent of it,
and
(2) the joint administrative responsibility of WMO
and UNEP under the guidance of the negotiating body;
this arrangement should be reviewed at the time of
the first negotiating meeting in Washington in
February 1991.
It should be of an appropriate size and quality, (the
professionals consisting mainly of WMO and UNEP staff
supplemented by professionals seconded by other UN agencies)
and be adequately funded, to ensure that meetings are served
to UN standards; in particular that documents were always to
be available in the six official languages of the UN according
to an agreed timetable and that interpretation in the six
languages should be available at all negotiating sessions and
at meetings of any sub-groups. It should work closely, and as
necessary, with agencies of the UN and other international
bodies concerned with climate related issues.
13. Taking into account paragraph 6 above, the Preparatory
Committee of the UN Conference on Environment and Development
should be kept informed of the progress of negotiations.
14. The negotiating body should have a link with the
Intergovernmental Panel on Climate Change (IPCC) to ensure
that the IPCC can respond to the needs and requests of the
negotiators for objective scientific and technical advice.
15. Depending on the decision on ways, means and modalities
to be taken in UN General Assembly, the negotiating body may
establish sub-groups as needed. Some sub-groups might be
required only at a later stage of the negotiations. If there
are sub-groups to the negotiating body, not more than two
meetings of the main body or sub-groups should be in session
simultaneously.
16. The main documentation to serve as a basis for
negotiations should be the IPCC First Assessment Report -
including its legal and institutional mechanisms - and the
background documentation. Other supplementary documents for
consideration would include those resulting from previous
international conferences on the subject and from the
forthcoming Second World Climate Conference and such other
documents as the negotiating body chooses.
UNEP/WMO
Prep./FCCC/L.1/REPORT
Page 13
17. A list of the elements identified by the IPCC for
possible inclusion in the framework convention, or other
related legal instruments, documents containing such elements,
and comparative presentation of general principles of relevant
treaties, should be before the negotiating body.
18. Individual governments are encouraged to present papers
to the negotiating body, with help from the Secretariat
within available resources.
19. The funding of the sessions of the negotiating body, and
of the supporting secretariat, should be arranged through
provisions in the regular budget of WMO and UNEP and/or with
the use of a Trust Fund arrangement and/or other relevant
funds.
20. After the first session of the negotiating body in
Washington D.C. in February 1991, subsequent meetings should
take place in Geneva with at least one of them in 1991 in
Nairobi to be decided at the first session in Washington.
B. Option identified by the Ad-hoc Working Group
1. The negotiating body could be an "Intergovernmental
Negotiating Committee for a framework convention on climate
change", under the auspices of WMO and UNEP, or a "Specialized
Conference for the Negotiation of a Framework Convention on
Climate Change" with a Secretary-General appointed by the
Secretary-General of the United Nations.
UNEP/WMO
Prep./FCCC/L.1/REPORT
Page 14
V. ADOPTION OF THE REPORT
29
The report of the meeting was adopted on 26 September 1990 at 11.25pm.
VI. CLOSURE OF THE SESSION
30.
After usual exchange of courtesies the chairman declared the meeting
closed at 11.30pm.
Annex 1
Proposed Agenda
First Negotiating Session
Framework Convention on Climate Change
Washington, D.C.
February 4 - 14, 1991
1. Welcoming Remarks
2. Opening of Meeting: Remarks by WMO Sec-Gen Obasi, UNEP Ex
Director Tolba, IPCC Chair Bolin
3. Adoption of Rules of Procedure: Draft to be available
4. Adoption of Agenda
5. Election of Chair
6. Election of Bureau: Refer to Prepcom report and
recommendations
world shead your
7. Organization of Work: To cover hours of sessions, meeting
rooms, translation facilities (avail-
able only for negotiationg group and
subgroups, not regional and other
interest groups)
8. Credentials Committee
9. Statements by Governments: To be brief (10 min max) and
focused on issues raised in IPCC
and other supporting documents
10. Preparation of Legal Negotiating Text my term un city
t
a. work program
b. establishment of subgroups
} subsequent rety of GOWL G ensure
C. legal drafting group
Pleasy of guyrse
d. review of draft legal text
11. Future Work
a. relationship with IPCC
b. time and place of next meeting
12. Adoption of Report - chared Text, fas any weat
13. Close of Meeting
MINISTERIAL DECLARATION
PREAMBLE
We, Ministers from countries, assembled in Geneva,
Switzerland, from 6 to 7 November 1990 at the Second World
Climate Conference.
Conscious of our responsibility to present and future
generations to preserve, protect and defend our fragile planet;
Alarmed by recent evidence that our actions may be altering
the atmosphere which nurtures life and sets Earth apart from
all other planets;
Uncertain still of what may follow, and at what cost, but
convinced that delay will constrain our ability to act;
We embark now with common resolve on an effort which will
require strength, resolution and steadfast purpose, an effort
which will test every virtue of our peoples, but without which
we can have no hope of success.
RISKS AND UNCERTAINTIES
1. Science tells us that gases produced by human
activities -- the so-called greenhouse gases -- are
accumulating in the atmosphere. Many of these gases are
produced naturally and are essential to the habitability of our
planet; still, the human contribution, particularly since the
dawn of the industrial age, has perturbed their delicate
balance in the atmosphere.
2. Science also warns us that the accumulation of
greenhouse gases produced by human activities will lead
inevitably to a global warming, perhaps at rates faster than
any experienced since life as we know it began. Science
predicts that the warming will not be even, that it is likely
to occur more rapidly at higher latitudes, but that, once
begun, we may neither be able to control or reverse it.
3. The state of our knowledge is imperfect -- many
important uncertainties remain. Still we are aware that a
signficant warming may have harmful consequences for our planet
and our peoples. Seas may rise, storms may increase and
intensify and many species of life may not be able to adapt.
4. Facing such risks, but acknowledging great
uncertainties, we must determine how extensively we must act,
what the costs of action and inaction may be, and what measure
of success will likely grace our efforts.
5. At this Second World Climate Conference we reaffirm our
support for the World Climate Programme and for other
cooperative scientific initiatives to resolve the questions
before us.
-2-
PAST AND PROLOGUE
6. We recall that this endeavor is not without precedent.
Our nations have already developed a common stragegy to address
a related global crisis -- stratospheric ozone depletion. From
a modest beginning in 1985, we have quickly narrowed scientific
uncertainties and summoned the resolve to take more stringent
but necessary action. That action is also the most significant
first step to limit the accumulation in the atmosphere of
greenhouse gases from human activities.
7. We have also concluded an unprecedented international
effort to analyze the science, impacts, and response options
for further dealing with climate change. This effort,
initiated under the joint auspices of the World Meteorological
Organization and the United Nations Environment Programme, has
produced the First Assessment Report of the Intergovernmental
Panel on Climate Change. The Report has heightened our
awareness and enlisted an increasing number of nations in the
search for solutions.
8. We have thus set the stage for negotiations on a
framework convention on climate change. We note with
satisfaction that these negotiations will begin in three months
time and that all parties have resolved to complete the
convention, together with any related, legal instruments as may
then be agreed, by the time of the United Nations Conference on
Environment and Development in June 1992.
9. We further note that the United Nations General
Assembly will shortly consider ways, means and modalities for
further pursuing these negotiations on the basis of
recommendations produced one month ago by government
representatives.
CALL FOR A GLOBAL STRATEGY
10. While uncertainty complicates our task, it will
neither delay nor deter us. We must develop a global strategy
to preserve our atmosphere. Our strategy must seek both to
slow the predicted rise in temperature and to help us adapt to
its effects.
11. It must be universal, involving all nations of the
world, for only together can we hope to prevail.
-3-
12. It must be comprehensive, addressing all sources and
sinks of the gases we produce, for the problem has many
aspects, which must be considered together if our efforts are
to succeed.
13. It must be equitable, taking into account our
differing abilities to act and our differing contributions to
past and anticipated future accumulations of greenhouse gases.
14. It must be pragmatic, recognizing our common desire to
grow and provide for our peoples, without which prospect hope
for human prosperity and dignity will wither.
15. It must also be farsighted, recognizing that future
innovation will open possibilities as yet unknown, if we but
direct our collective ingenuity to shape that future.
THE EFFORT REQUIRED
16. The challenge before us is great. How we meet it may
influence life to come on our planet. We are aware that the
effort required will be among the most, complex and difficult
ever undertaken. Our negotiators must find ways to accomodate
a wide range of legitimate concerns while ensuring that we
develop a specific program of action.
+
17. Foremost among these concerns is that shared by all
countries -- that the actions we agree to take not foreclose
economic growth. This concern is particularly acute among
developing countries who have not yet attaihed the level of
prosperity that prevails among countries of the industrialized
world. Still, it is not unique to them, for disparities exist
as well within the industrialized world.
18. We are aware that negotiators must also find ways to
accomodate:
--the concerns of countries now determined to limit and
reduce growing emissions of greenhouse gases as well as the
concerns of countries whose growth depends on fossil fuel
production;
--the concerns of countries, whose forests are integrally
tied to their economic development yet which provide a critical
element of the world's defense against global warming;
il
- 4 -
--the concerns of countries which bear a proportionately
large degree of risk from the anticipated impacts of climate
change, particularly countries in arid and semi-arid regions
and small, low-lying coastal and island countries; and
--the concerns of all who understand that the burgeoning
growth in our planet's population must be taken into account in
our efforts to deal with global climate change.
19. We acknowledge that we must also deal anew with issues
we have encountered in other fora, issues whose resolution
often still eludes us. In particular, negotiators must develop:
--ways to assure that adequate financial resources are made
available to countries that would otherwise be unable to join
fully in this common effort;
--ways to assure that know-how and technological innovation
continue to advance and are made affordable and widely
available to solve this common problem;
--ways to assure that knowledge and information are fully
and openly shared; and
--ways to assure that the educational and scientific
infrastructure in all countries, particularly in the developing
countries, is extended and enhanced to enable each of us fully
to appreciate the scientific basis for climate change, the
potential impacts of such change and evaluations of practical
response strategies.
1 1
OUR COMMON FUTURE
20. Generations past once relied on faith in moving toward
the future. Later generations placed their faith in reason.
As we move now toward the second millenium we must seek to
marry the two. We must urgently resolve the uncertainties that
confront us. We must also accept that full knowledge may elude
us for some time. We must begin now to take sustained,
pragmatic action to secure our common future. We dedicate
ourselves henceforth to develop a phased, flexible response
that will enable us to take action now even as we seek to
resolve remaining uncertainties and develop a comprehensive
action plan for the future.
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Task Force on Comprehensive and Incentives Approach to
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Task Force on Comprehensive and Incentives Approaches to Climate
Interim Report:
Research and Analysis to Support the
Comprehensive and Incentives Approaches
October 2, 1990
Introduction
This Administration has developed new approaches to the
design of potential climate change policy, the "comprehensive"
and "economic incentives"1 approaches. The United States first
clearly presented these approaches to the Intergovernmental Panel
on Climate Change (IPCC) by letter in December 1989. They were
presented more fully through an "Informal Seminar" for the IPCC
Response Strategies Working Group (RSWG) officers in February
1990, accompanied by a booklet of Discussion Papers that have
since been widely distributed. The new approaches have been
reflected in U.S. positions in the IPCC and now in the IPCC
report itself, and in several speeches, including the President's
April 18 closing remarks to the White House Conference on Science
and Economics Research relating to Global Change, and his July 11
news conference following the Houston Economic Summit meeting.
The discussion to date has largely been of a conceptual
nature. Work must now be done on the practical workings of these
approaches, and to the research and analysis that would be needed
to assess their utility and to support their implementation.
This Task Force was organized in May 1990 to specify, encourage,
and coordinate this work. The Task Force is an interagency
effort chaired by DOJ and involving representatives of numerous
agencies, including CEA, CEES, CEQ, DOC/NOAA, DOE, DOI, DOJ, EPA,
NASA, NSF, OPD, OSTP, State, USDA, USTR, Treasury, and WH
Counsel. This "Interim Report" is provided to identify the
research and analysis needed, the current Administration efforts
¹The "economic incentives" approach was originally focused
on emissions trading, but has since been broadened to encompass
other market-based economic instruments, including emissions taxes.
* REVIEW DRAFT page 2 *
in that direction, and the further work required. Work is needed
in several scientific, economic and institutional research areas
that bear on or underlie these approaches, including efforts to
quantify sources and sinks of multiple greenhouse gases and fill
gaps in information on those sources and sinks, to quantify the
relative environmental impacts of these gases, to compare the
cost-effectiveness of these approaches and their alternatives,
and to develop institutional arrangements that could translate
these approaches from concept to practicality. In light of the
plethora of upcoming discussions, workshops, conferences,
international meetings, ministerial conferences and full
negotiations -- including the first session of negotiations on a
framework convention on climate change, to be hosted by the
United States in February 1991 -- prompt attention to these
topics is needed to prepare U.S. representatives for effective
participation and to assess choices the U.S. may need to make in
responding to others' proposals or putting forward its own.
Policy context
These approaches address the "how to" question -- how
to design any policy that might be adopted to respond to
potential climate change. Their principal aim is to improve the
framework of policy analysis and the cost-effectiveness of any
proposed policy choice. They do not address the larger cost-
benefit question of "how much" policy action should be taken --
what level of social investment, if any, is warranted by risks of
potential climate change. The work of this task force does not
imply that a choice has been made to implement some policy
action.
Furthermore, the "comprehensive" and "economic
incentives" concepts are "approaches" or heuristics that offer
insight into any discussion of response strategies for potential
climate change. The utility of these approaches is not limited
to the design of emissions limitation policies. Whether the
strategy is pursuing scientific research, promoting new
technology, enumerating the measures justified on other grounds
that also have potential climate benefits, 2 or designing actual
2 The major uncertainties surrounding potential climate
change, potential response strategies, and the costs and benefits
of both, have suggested a strategy of pursuing those policies
which are justified on other (non-climate) grounds yet which also
help to address potential climate change. More precisely, these
are climate-relevant policies pursued in the face of
uncertainties about predicted climate change which are so great
that the present expected loss due to climate change (and thus
the expected climate-related benefits of the policy) cannot
(continued )
* REVIEW DRAFT page 3 *
emissions limitations policies (whether domestic or
international), these approaches suggest the desirable breadth,
emphasis and direction of the strategy. The "comprehensive" and
"economic incentives" approaches to potential climate change
policy were originally developed in response to the piecemeal
(C02-focused), command-and-control regulatory approach then
dominating the discussion in the IPCC, but the approaches apply
to the full array of policy types and options. And they apply to
domestic as well as international discussions.
For example, a nation following the strategy of
enumerating climate-relavent measures justified on other grounds
could use the comprehensive approach to calculate the aggregate
impact on net greenhouse gas emissions made by its various
measures. A framework convention on climate change could take a
comprehensive approach to the cooperative scientific and economic
research to which the parties commit, including the development
of international monitoring networks, as well as to any national
emissions reporting, or to credit to be given under any future
obligation for nations' current voluntary emissions-limiting
activities. An economic incentives approach could be applied to
adaptation measures desirable in long-range investments, such as
coastal construction or water use planning.
Summary of the Approaches
The two approaches are compatible, but need not be
employed together. Both approaches offer the possibility of
designing environmental policies that achieve goals at lower cost
and that highten the possibility for diverse, innovative,
flexible, and cost-effective responses.
Comprehensive approach. The "comprehensive" approach
seeks to address all the important contributors to potential
climate change, in contrast to a piecemeal focus on CO2 from the
energy sector. It therefore addresses all radiatively active
trace gases (RATGs), primarily consisting of the greenhouse gases
(GHGs), and their sources and sinks. GHGs include carbon dioxide
(CO2) methane (CH4), nitrous oxide (N20), halocarbons such as
chlorofluorocarbons (CFCs) and related substances (HCFCs, HFCs),
2 ( continued)
confidently be said to exceed a de minimis level. Examples
include emissions-limiting or adaptive steps taken for non-
climate reasons, such as phasing out CFCs, afforestation,
improving energy efficiency, and developing more drought-
resistant strains of crops. Other examples could include
reducing landfill emissions of NMHCs and CH4, reducing auto
emissions of CO and NOx, and encouraging coastal development to
account for current subsidence trends.
* REVIEW DRAFT page 4 *
and tropospheric ozone (03), whose precursors include oxides of
nitrogen (NOX), non-methane hydrocarbons (NMHCs) (also referred
to as "volatile organic compounds," VOCs), and carbon monoxide
(CO) 3 Different RATGs arise from different sources and are
removed from the atmosphere by different sinks, yielding a "net
emissions" budget. Different RATGs have different impacts on the
environment; for example, each gas has a different ability to
trap certain radiated energy ("radiative forcing") or to reflect
it. In order to relate the comparative environmental impacts of
the various RATGs, the comprehensive approach employs a parameter
or "index" that calculates the relative contribution of
increments of each gas to physical effects, such as radiative
forcing, used as proxies for global externalities. The
comprehensive approach thereby avoids ignoring the important
gases that would be omitted from a CO2-only approach, and avoids
ignoring important sources and sinks that would be omitted from
an energy-only approach.
As a means of developing an agenda for science and
economics research, such as research on the likelihood or impacts
of potential climate change, the comprehensive approach suggests
the scope of the research agenda: the range of relevant inquiry,
the gases and sectors relevant as inputs to economic models of
RATG emissions, and the relative environmental externalities
(both negative and positive) related to emissions of each gas.
As an approach to technology development, the
comprehensive approach assists in identifying and comparing the
relative importance of technologies and practices affecting
potential climate outcomes.
As a means of enumerating climate-relevant measures
justified on other grounds, the comprehensive approach provides a
metric for identifying and assessing the policy actions that are
relavent in the climate context. It could form the basis for
calculating the aggregate impact of various such measures on a
nation's net RATG emissions.
As an approach to emissions limitation rules or
obligations, the comprehensive approach provides an
environmentally coherent and least-cost design for limitations
policy. A piecemeal approach, focused on one gas (e.g. CO2) or
one sector (e.g. energy), would omit salient RATGs, sources and
³other RATGs affect the radiative balance of the atmosphere,
but unlike GHGs, their main influence is not through absorption
of energy reradiated from the Earth's surface. Aerosol
particulates such as sulfur dioxide (S02), which generally
reflect insolation and thus may exert a net cooling influence,
are RATGs but not GHGs. A fully comprehensive approach would
encompass all such RATGs.
* REVIEW DRAFT page 5 *
sinks. By aiming narrowly, it could very well induce unintended
shifts of economic activities to unregulated modes that offset or
even increase emissions of RATGs, much as focusing on air
emissions alone can shift pollutants to toxic solid sludge
discharges. For example, focusing on CO2 alone could induce
fuel-switching from high-CO2 coal to lower-C02 natural gas,
meanwhile leading to increased emissions of CH4 from natural gas
transmission leaks. The comprehensive approach cures these
defects of a piecemeal approach. It also allows the flexibility
to choose the least-cost mix of policy options yielding the
desired overall RATG limitation. And, by addressing "net
emissions," it encourages sink enhancement such as through
afforestation or safeguards against pollution of oceanic
phytoplankton. The comprehensive approach can be applied to a
variety of emissions limitation measures, 4 including emissions
taxes and emissions trading, and including both domestic and
international measures. If applied internationally, it has the
additional benefit of affording each nation the flexibility and
discretion to decide the mix of domestic policies regarding the
array of gases, sources and sinks that that nation determines
would best accomplish policy goals in light of its unique social,
economic, cultural and institutional circumstances.
Economic incentives approach. The "economic
incentives" approach similarly applies to a variety of policy
options. In the emissions limitation area, it encompasses the
panoply of market-based economic instruments, including emissions
trading and emissions taxes, imposed to force internalization of
the external environmental costs accompanying emissions. It
includes the use of incentives to promote innovation in
technologies and practices, and addresses adaptation as well as
emissions limitation. These incentives could be applied
domestically or internationally.
As one example, application of emissions trading to
emissions limitation obligations would allow those emitting a
substance to achieve compliance with limits on such emissions by
voluntary agreements to reallocate emissions among individual
emitters so long as the aggregate output did not exceed their
overall limit. Thus, reductions would be obtained most at those
places where reductions cost least. This could be accomplished
by authorizing informal reallocations among emitters, or by
formally issuing "allowances" and then authorizing a market in
⁴In light of the relative weighting of the various RATGs
according to their environmental externalities and the
flexibility afforded to choose a least-cost mix of measures, it
is possible that the comprehensive approach could achieve an
aggregate net RATG emissions limit by restricting emissions of
some gases while allowing emissions of other gas (es) to rise.
* REVIEW DRAFT page 6 *
the allowances. Experience with emissions trading in the U.S.
indicates that it can achieve environmental quality goals at
substantially lower cost, and therefore could be of use to
nations domestically as they implement any limits on greenhouse
gases. Several U.S. applications of emissions trading have been
highly successful, such as the phasedown of lead in gasoline;
some others have been instructive of the limits of emissions
trading, especially when it is applied in the context of other
regulatory restrictions on emitters. Allowing emissions trading
among nations -- probably initially as informal reallocations
accomplished through bilateral national accords -- could
similarly be advantageous in the context of any international
efforts to develop new technologies or limit emissions.
Emissions taxes would in theory also produce least-
cost results. In general, while emissions trading provides more
certainty about the quantity of emissions limitation achieved,
emissions taxes provide more certainty about the cost imposed on
emitters. Domestic use of emissions taxes could be apt where
certainty as to cost is more important, or where revenue raising
is an important goal. Imposition of international emissions
taxes could raise additional institutional, political and
sovereignty concerns -- such as whether nations would cede their
sovereignty to an international tax authority, how the tax would
be set, how it would be made equivalent across economies, and how
the potentially enormous revenues raised would be allotted and
expended -- that would probably not attend informal bilateral
international emissions trading or domestic taxes.
As another example, market mechanisms could be used to
encourage efficient adaptation practices. Long-range
investments, such as coastal construction or water use planning,
might, because of market failures or other institutional
failures, be undertaken without giving appropriate weight to any
climate change risks (e.g. rising sea levels or shifting
precipitation). Such failures might be addressed by
informational or incentive-based policies, such as by requiring
coastal construction to purchase subsidence insurance, or by
fostering a market in water resources that provides incentives
for efficient use and long-range risk management.
* REVIEW DRAFT page 7 *
Research and Analyses
The remainder of this Interim Report describes the
research and analysis tasks needed to develop and support the
comprehensive and incentives approaches. Our interagency task
force has endeavored to identify all of the current agency
activities related to each task, although we expect to learn of
additional activities as this report is shortly completed.
A companion report being prepared jointly by the CEES'
two working groups, Global Change and Mitigation & Adaptation
Research Strategies, titled "Research in Support of a
Comprehensive Approach to Trace Gas Emissions" (draft 10
September 1990), provides substantial additional detail on the
ongoing scientific research relavent to these approaches and the
research needed in the future.
Priorities and Timelines
For each task described below, our interagency task
force has suggested a priority value and a timeline on which work
could and should be completed to be most useful. The suggested
relative priority is identified for each task as "high," or
"medium," with the understanding that this list is itself a
capsule summary of the highest priority items and does not
mention numerous tasks judged to be somewhat relevant but not
warranting inclusion here.
A time horizon of 3 months, 18 months, or 5 years is
typically suggested for each task. 5 The timeline developed is a
combination of the practical pace of research, which suggested a
breakdown of tasks into very short-term (3 months), near-term (18
months), or longer-term (5 years) horizons for each task; and the
pace of international discussions, which suggested milestones at
January 1991, the eve of the first negotiating session on a
framework convention (3 to 4 months), June 1992, the target
signing date for the convention (roughly 20 months), or 1995, the
tentative time for the next full IPCC report (5 years).
The priorities and timelines suggested for each task
are suggestions, and we anticipate further discussion and
revision on these points.
5 For certain tasks the timeline is different due to
particular scheduling dates; for example, the Second World
Climate Conference will be held at the end of this month.
* REVIEW DRAFT page 8 *
Research and Analysis Underlying the Comprehensive Approach
I. Measuring and Monitoring Atmospheric Greenhouse Gas (GHG)
concentrations
Any environmental impacts resulting from GHGs would be
associated with changing actual concentrations in the atmosphere,
not emissions per se. The comprehensive approach underscores the
necessity of gathering data on atmospheric concentrations of all
relevant GHGs. Over the last decade much work along these lines
has already been undertaken or accelerated, including (i) direct
measurement through ground station, aerial, and satellite
observation of atmospheric (tropospheric and stratospheric)
concentrations of several trace gases (chiefly CO2, CH4, N20, 03,
and CFCs), and (ii) sample records of past climate change found
in ice cores, tree rings, and other sites. Measuring and
monitoring past, current and future concentrations, temporal and
spatial (e.g. vertical) distributions, chemistry, removal, and
other dynamics of GHGs will remain an essential function under a
comprehensive approach.
-- Current Administration efforts:
- Under the U.S. Global Change Research Program,
several CEES agencies are conducting relevant research.
For example, DOE, NASA, NOAA and NSF are conducting or
will soon conduct direct measurement of atmospheric
concentrations and distributions of CO2, CH4, N20,
tropospheric 03, CFCs, CO, NOx and NMHCs. NASA, NSF
and DOI are studying sample records of CO2 and CH4 in
ice cores and tree rings. NASA and NOAA conduct direct
observations of stratospheric 03 and related
substances. EPA monitors ambient concentrations of
NOx, 03, NMHCs, S02, and CO. Internationally, the
United States participates in the work of the World
Meteorological Organization (WMO), the World Climate
Program (WCP), the International Geosphere-Biosphere
Program (IGBP), and many other monitoring efforts.
-- Future work:
- Ensure coverage of all relevant RATGs. Priority:
high. Timeline: continuous.
- Advance the comprehensive approach in any framework
convention on climate change. The science research
section of the convention must address all the relevant
RATGs. It should build networks of cooperative
monitoring among nations. Priority: high. Timeline: 3
months to 18 months.
* REVIEW DRAFT page 9 *
- Advance the comprehensive approach in the Second
World Climate Conference. Priority: high. Timeline: 1
month and thereafter.
- Advance the comprehensive approach in the World
Climate Program. Priority: high. Timeline: 1 month
and thereafter.
- Ensure coverage of relevant temporal and spatial
distributions.
- Advance understanding of chemical interactions among
trace gases.
- Advance understanding of quantitative link between
trace gases and radiative forcing.
II. Impacts of RATGs: Comparative Indices
Changing concentrations of RATGs in the atmosphere are of
interest because those gases may yield environmental impacts on
societies and ecosystems. Different substances in the atmosphere
have different environmental impacts; it goes almost without
saying that the environmental impacts of atmospheric oxygen,
water vapor, and CO2 are quite varied, and are believed to be
fundamental to the present habitability of the planet.
Incremental changes in concentrations of trace gases such as GHGs
will similarly have various impacts depending on the particular
gas at issue.
(A) Radiative forcing index
In the climate change context, the principal impact of RATGs
under study has been radiative forcing. Radiative forcing is not
the ultimate environmental impact of actual concern to societies
and ecosystems; it is rather an intermediate physical effect that
serves as a useful proxy or metric for assessing the impacts of
different RATGs on the potential for warming-induced climate
change, including atmospheric temperature change, changing
precipitation, changing soil moisture, sea level rise, and
temporal and regional variations, all of which in turn could
affect biological and other systems. Molecules of different
RATGs have different radiative forcing properties, and estimates
of the relative radiative forcing of incremental amounts of GHGs
can provide a common scale along which to compare the gases. A
comparative parameter of relative radiative forcing, sometimes
called a "global warming potential" (GWP) index or an index of
"CO2 equivalence," has been developed by several scientists. The
index incorporates the instantaneous radiative forcing of each
type of molecule, its dissipation function and hence its typical
residence time in the atmosphere, and the discount rate applied
* REVIEW DRAFT page 10 *
or the time horizon over which the forcing function is
integrated.
-- Current Administration efforts:
- Considerable work has been done on the relative
radiative forcing of many RATGs. Estimates of
instantaneous radiative forcing, derived from
laboratory tests of molecular properties, are well
established, as are residence times for several RATGs.
Work in this area has been done by NASA, NOAA,
NSF, EPA, and DOE, and has been reviewed and reported
by IPCC WG I.
-- Overview of needed work:
Priority: In general, this task is extremely urgent,
as it constitutes the technical focal point of the
comprehensive approach.
Timeline: Current work on relative radiative forcing
is very active; the science is maturing; and robust,
reliable, consensus estimates will likely be ready in
the near term (6 to 18 months), though with continued
uncertainties on specific aspects.
-- Future work:
- Convene international workshop to discuss current
work and needed improvements, to build understanding
among diverse and representative experts, and to
encourage multidisciplinary efforts. EPA, NOAA and
NASA are jointly planning to host such a conference in
November 1990. Priority: high. Timeline: 3 months.
- Harmonize various quantitative approaches and extend
international understanding of indices. Priority:
high. Timeline: 3 to 18 months.
- Improve accuracy of dissipation functions and hence
of estimated residence times of RATGs. Scientific
uncertainties in the current estimates remain
surrounding the residence time of CO2, due to
complications in the carbon cycle and uncertainties in
CO2 sink removal processes. Atmospheric chemical
reactions involving other gases, such as CH4 and
precursors to tropospheric 03, complicate estimates of
their residence times. Recent work at NOAA is
substantially improving estimates of the dissipation
rate and residence time of CH4. As work is ongoing,
uncertainties in best estimates can be expressed and
revised. Priority: high. Timeline: 3 months to 5
years, varying by gas.
- Incorporate indirect effects attributable to various
gases' atmospheric reactions. Certain trace gases
react to form other radiatively important trace gases,
* REVIEW DRAFT page 11 *
or react with substances that would otherwise affect
RATG abundances. Much of this work has already been
conducted, hence: Priority: medium. Timeline: 18
months to 5 years, depending on gas.
- Take account of "saturation" effects. Radiative
forcing by each RATG occurs within a different segment
of the electromagnetic spectrum; as that segment or
"band" becomes occluded, additional increments of the
gas have diminishing marginal radiative forcing
impacts. Radiative forcing estimates thus depend on,
and need to be expressed in terms of, projected
concentrations of relevant RATGs. Much of this
information is already available and needs to be
incorporated into expressed estimates. Priority:
medium to high, depending on significiance of the
effect for each gas. Timeline: 18 months.
- Take account of the implications that vertical and
other distribution of RATGs in the atmosphere may have
for calculated index values. This factor is quite
important for 03 and its determinants -- CH4, CO, NOx,
NMHCs. Priority: high for relavent gases. Timeline:
18 months.
- Improve use of discount rates/time horizons. IPCC
WGI expresses GWPs in three selected time horizons;
analysis is needed of which of these three horizons, or
which other horizon, is appropriate for policymaking.
More broadly, better understanding is needed of the
scientific and economic basis for choosing different
discount rates. Priority: high. Timeline: 3 to 18
months.
- The indices calulated to date have often focused on
GHGs and omitted other RATGs. Assess implications of
including other relevant substances, such as
anthropogenic aerosol particulates (e.g. S02), in the
index. Priority: medium. Timeline: 3 to 18 months.
- Develop institutional mechanisms for adopting a
consensus index and adjusting it to new research
results. Because uncertainties remain in certain
aspects of the index, index values may change as new
scientific information is discovered. If an
internationally agreed index is used as a tool for
design of national policy portfolios to limit net
index-weighted RATG emissions, changes in the index
values could mean changes in the costs to each nation
of its policy package. Mechanisms should be developed
for giving advance indication of index uncertainties
and likely changes in the index, incorporating new
scientific information, and smoothing transitions to
new index values. Such mechanisms could include
objective science panels and periodic reassessments.
Priority: high. Timeline: 3 to 18 months.
* REVIEW DRAFT page 12 *
(B) Global change index
As indicated above, radiative forcing is only an
intermediate physical effect of trace gases, and is really a
proxy used as a common metric to compare diverse RATGs. 6 But
RATGs have multiple attributes; they yield other, non-warming
environmental impacts of global and local significance which may
be more important (in magnitude, timing, or other features) than
their contributions to radiative forcing. For example, CO, NOx,
urban 03, and SO2 are reactive and/or toxic; CFCs and related
substances deplete the stratospheric ozone layer; higher CO2
concentrations increase plant photosynthesis and increase plants'
water use efficiency. Optimal policy choices would entail
developing a comparative index that incorporates the full
externalities (social and ecological costs) imposed by increments
of each RATG. Without such a "complete" index, a simple
radiative forcing index could provide signals or incentives that
yield desirable changes in aggregate radiative forcing but
undesirable changes in other impacts; in other words, significant
externalities will remain uninternalized.⁷
At the same time, a fully "complete" index poses quite
difficult analytic and technical problems. Data are not adequate
on important aspects of the magnitude and variations of the
diverese impacts; for example, data are lacking on the effects of
ozone depletion on UV-B irradiance, and on the effects of changes
in UV-B irradiance on biota. Comparing the dissimilar warming
and non-warming impacts on a common scale, something like
comparing apples and oranges, is a challenge requiring serious
analytic efforts.
A somewhat more realistically achievable index would
incorporate only the key "global change" attributes of each RATG,
namely their radiative forcing and the other salient non-warming
global impacts of GHGs, such as the direct effects of CO2 on
vegetation and the ozone depletion impacts associated with CFCs
and other halocarbons. Essentially local attributes of the
⁶Measurement of the ultimate impacts of warming itself on
biological and other systems, though critical for assessing the
costs and benefits of climate change, are not incorporated into
the radiative forcing index because such impacts stem from
warming generically, and do not vary depending on the type of gas
enhancing the warming.
⁷It is worth noting that, in contrast to the warming-
specific term GWP, the phrase "CO2 equivalence," though
unfortunate for its focus of attention on CO2, does offer the
opportunity to introduce non-warming effects into the generic
concept of "equivalence."
* REVIEW DRAFT page 13 *
gases, such as their toxicity, would be left to local policy
strategies. This "global change" index would capture the main
global externalities associated with the gases, providing
significantly more optimal policy signals than an index limited
to radiative forcing. It would nonetheless require effort and
time to construct.
The desirability of a "global change" index faces a dilemma:
pushing too hard for a more complete index could undercut the
legitimacy of the radiative forcing index, leading to the
latter's disparagement or rejection by other nations, or perhaps
to the view that one must wait years for a more complete index.
This in turn could encourage the reinvigoration of gas-by-gas
policy proposals. A two-pronged effort is therefore needed, to
build, improve and promote the radiative forcing index, and at
the same time to work on a global change index without
undercutting the radiative forcing index.
-- Current Administration efforts:
- Conceptual thinking about design of a global change
index. (DOJ, USDA)
- Efforts to quantify direct environmental impacts of
CO2 enrichment, chiefly its impacts on agricultural and
forestry output, and on water resources. (DOE, USDA,
DOI, EPA, NSF). These efforts are high priority in any
event.
- Efforts to quantify environmental impacts of
stratospheric ozone depletion and resultant UV-B
irradiance due to halocarbon emissions, such as impacts
on agriculture, phytoplankton, and cancers. (USDA,
EPA). These efforts are high priority in any event.
-- Future work:
- Address technical and analytic issues in a global
change index. Whereas the common proxy or metric used
in current indices is radiative forcing, a global
change index would require a common metric among the
various warming and non-warming impacts. It would also
require application of discount rates because different
impacts may occur at different times; for example, CO2
enrichment will likely occur much sooner than any
observed warming due to CO2. (DOJ, USDA, DOI).
Priority: medium. Timeline: 18 months.
- Undertake preliminary design and rough quantitative
estimate of a global change index, in order to assess
the difference between the relative RATG values
obtained in a global change index versus a radiative
forcing index. This effort would also indicate whether
a global change index is sufficiently different to be
worth developing. Priority: medium. Timeline: 3 to 18
months.
* REVIEW DRAFT page 14 *
- Improve understanding of direct environmental impacts
of CO2 enrichment, including the impact of CO2 in
concert with changes in other environmental variables
such as temperature, moisture, and other pollutants.
(DOE, USDA, DOI, EPA, NSF). Priority: high. Timeline:
- Improve understanding of impacts of ozone depletion,
including measuring UV-B irradiance and assessing
impacts of UV-B radiation on biological systems.
(USDA, EPA). Priority: high. Timeline:
III. Measuring and Monitoring net GHG emissions
Assessment of current and future net emissions is critical
to the task of predicting the contribution of net emissions to
atmospheric concentrations and hence to forecasting potential
climate change, regardless of whether any emissions limitations
are ever adopted.
The comprehensive approach emphasizes attention to all
RATGs, sources and sinks. Baseline data on all of these is not
always currently available. In addition, much of the data that
are available derives from estimates using data on inputs (e.g.
fuel quantities) and knowledge of or assumptions about input-
output ratios associated with technologies or practices. Better
measurement, forecasting and actual monitoring of net RATG
emissions is suggested by, and needed to support, the
comprehensive approach.
The ability to better monitor future emissions could also be
useful in verifying the implementation of limitation actions and
in assuring others' compliance with their claims and with
international obligations. This is true of domestic limitations
rules as well as international obligations; if a domestic GHG
emissions limitation policy is to be effective and, in
particular, is to employ performance standards rather than
technology-based standards, it will require sound emissions
monitoring techniques.
(A) Measuring net GHG emissions
-- Current Administration efforts:
- Numerous agencies collect and analyze data on various
gases, sources, sinks, sectors, and industries, and
thereby measure emissions from a variety of sources
(e.g. energy utilities, mobile sources, land use,
agriculture) and uptake by a variety of sinks (e.g.
oceans, forests, soils, grasses).
- Efforts are underway to assemble "inventories" of net
* REVIEW DRAFT page 15 *
emissions of GHGs for many nations, 8 chiefly EPA's
analysis of CO2, CH4, CFCs, HCFCs, N20, CO, NOx, and
NMHCs for the US and other nations.
- Data are generally adequate on US and other
industrialized nations' emissions of GHGs from fossil
fuel combustion (generally measured by data on fuel
inputs and knowledge of typical combustion techniques),
and on world emissions of halocarbons (generally
measured by production, consumption and storage rates)
-- Future work:
- Ensure that measurement covers all relevant GHGs,
sources and sinks. Priority: high. Timeline:
continuous.
- Improve data on other nations. Data on developing
nations are particularly scant. The framework
convention could call for development of information on
all nations, including through a network of cooperative
international measuring. Priority: high. Timeline: 18
months to 5 years.
- Develop technologies for measuring net GHG emissions,
including direct observation and remote sensing.
Priority: medium. Timeline: 18 months to 5 years.
- Develop a data set of emissions/uptake factors for
current and potential technologies and practices,
covering all relevant gases, sources and sinks.
Priority: high. Timeline: 18 months.
- Develop practical proxies or surrogates, such as fuel
or fertilizer input data coupled with assumed output
rates (e.g. combustion or cultivation techniques), or
acreage or livestock data coupled with assumed output
rates, to generate emissions factors to assist in
measuring emissions. Ensure that measurement
uncertainties and assumptions, and use of
8 Efforts outside the government include: OECD project,
soliciting data from member states on all GHGs; WRI project (in
conjunction with UNEP/UNDP) on all nations' net emissions of CO2,
CH4, CFCs; Harvard Kennedy School survey of many nations'
emissions of CO2 and CFCs.
* REVIEW DRAFT page 16 *
proxies/surrogates, do not distort policy responses. 9
Priority: high. Timeline: 18 months.
- Improve understanding of the processes involved in
natural emissions and sink uptake, and how these
activities might be influenced by climate change.
Priority: high. Timeline: 3 months to 5 years.
- Ensure that data presentations are comprehensive,
e.g. avoid CO2-only or fossil fuels-only charts in
IPCC, NES, OTA, and other reports except as adjuncts to
complete GHG presentation. Priority: high. Timeline:
continuous.
- Ensure that data presentations include the scientific
uncertainties involved. Priority: medium. Timeline:
continuous.
(B) Forecasting future net emissions
-- Current Administration efforts:
- Use of economic models to generate scenarios of
future emissions. EPA, DOE, and NSF are conducting
such work, using a variety of economic models. U.S.
agency work was reviewed and reported in the IPCC
WGI/WGIII emissions scenarios.
-- Future work:
- Current economic models tend to focus on CO2,
separate sectors, and industrialized nations. Need to
make use of new and expanded models that overhaul and
elaborate current economic models to cover multiple
RATGs, multiple sectors, and other important
improvements. Ensure that these models include GHG
sinks and other aspects of the comprehensive approach.
DOE has a three-year phased project underway to
accomplish this; EPA is working on improving its
models. Priority: high. Timeline: 18 months to 5
years.
9 For example, measurement of CH4 emissions based on a proxy
such as total acreage of rice cultivation might imply that the
only option to reduce emissions is reduced rice cultivation,
whereas changed practices using existing or new rice strains
might accomplish the same at lower socioeconomic cost. In
general, the use of proxies should not be allowed to conceal
opportunities for changing the emissions factors or other
assumptions from which the proxies derive.
* REVIEW DRAFT page 17 *
(C) Monitoring net emissions in the future
This task is useful to test empirically the effects on RATG
net emissions of observed changes in economic activity, economic
structure, and technologies and practices. It is also useful to
evaluate accomplishment of nations' espoused policies and of any
limitation agreements reached in international accords.
-- Current Administration efforts:
- Efforts to improve monitoring of non-point emissions,
including CH4 emissions from rice cultivation (EPA) and
ruminant animal husbandry (EPA) ; and GHG emissions from
biomass burning (deforestation) (EPA, NASA, USDA).
- Efforts to improve monitoring of CH4 emissions from
energy systems such as natural gas transmission and
fossil fuels extraction (DOE, EPA).
-- Future work:
- Use proxies/surrogates, developed for measurement of
net emissions (section (A) above), to monitor emissions
through monitoring of inputs, technologies and
practices. Priority: high. Timeline: 18 months.
- Expand monitoring capacity and data to cover all
relevant gases, sources, and sinks: data are especially
needed on non-point sources of CH4 and N20, e.g.
agriculture, livestock; hydroxyl chemistry and
atmospheric chemical reactions yielding tropospheric
03; non-point sources and sinks of CO2, including
oceanic biota, terrestrial biota, long-term
sequestration, plant lifecycles, grasses, soils, and
trees, extent and effects of deforestation, and sink
behavior. Priority: high. Timeline: 18 months to 5
years.
- Expand monitoring capacity and data to cover all
nations. Current data generally cover industrialized
nations. Develop an international network of
cooperrative net emissions monitoring. Priority: high.
Timeline: 18 months to 5 years, depending on gas and
sources/sinks.
- Harmonize techniques and data among nations and
analysts. For example, resolve differences among
nations monitoring deforestation (Brazil is urging that
only its satellites produce reliable estimates of
Brazilian land use). Priority: high. Timeline: 18
months to 5 years.
- Develop monitoring technologies and capabilities, as
described under (A) Measuring net GHG emissions"
(above) Priority: medium. Timeline: 18 months to 5
years.
- Identify potential international and national methods
for monitoring net GHG emissions; assess institutional,
* REVIEW DRAFT page 18 *
political, social, and economic constraints on such
monitoring, and means to overcome such constraints.
Priority: high. Timeline: 3 to 18 months.
- Assess options for monitoring arrangements, including
arrangements for monitoring and reporting and their
relation to sovereignty concerns, e.g. voluntary or
mandatory national reporting; "national technical
means" of observation of other nations' activities;
remote sensing; atmospheric observations; international
oversight bodies (e.g. UNEP investigators) ; permission
for on-site inspections; bilateral trade partner review
under emissions trading; incentives and institutional
designs to encourage development and application of
accurate monitoring & reporting, for example by
assuring credit for net GHG limitation actions (e.g.
climate-relavent actions justified on other grounds)
upon a showing by the emitter of successful monitoring
practices (see section VI below) ; verification and
enforcement procedures and their rules, reporting and
enforcement procedures, burdens of proof, forum
(international or bilateral, political or scientific
adjudicators, etc.) Examine role of nongovernmental
organizations and public. Priority: high. Timeline:
18 months.
IV. Evaluating current national policies and proposals
Whether or not international agreement is reached on
response strategies to potential climate change, nations are
already announcing their intention to restrict emissions of one
or more RATGs or to expand RATG sinks. The U.S. policy of
pursuing climate-relavent measures justified on other grounds has
been articulated in qualitative form; at some point the U.S. --
or others -- may choose to present quantifications of the net
RATG effects of these U.S. measures. The comprehensive approach
provides the basis for computing the aggregate impact of such
diverse measures. In addition, it may be valuable for the U.S.
to assess the policy claims and policy proposals being made by
other nations, using the comprehensive approach, and to examine
the policy opportunities that would face other nations under a
comprehensive approach.
(A) Extent and costs of net GHG limitations achieved by
U.S. policy options within a comprehensive framework.
As described in the Introduction, it is useful to
identify actions taken for other (non-climate) reasons but
which influence net RATG emissions. One may calculate the
percent limitations or reductions achieved by these policy
actions using the comprehensive approach, and also calculate
the marginal, average, and total cost per policy action.
* REVIEW DRAFT page 19 *
This could be a first step toward assessing the marginal and
total costs of RATG avoidance from different gas/source/sink
policy options and hence toward assessing the relative cost-
effectiveness of the comprehensive versus piecemeal
approaches.
-- Current Administration efforts:
- analysis of US policies in EPA Cost
Study/"Comprehensive Budget" analysis (covering U.S.
energy efficiency and clean energy initiatives, CFC
phaseout, afforestation, landfill rules, and other
policies) through 2000. Priority: high. Timeline: 3
months.
- DOE/NES analysis of US energy policies through 2030,
including NES options, afforestation, and CFCs.
Priority: high. Timeline: 3 months.
- DOC study of future emissions under different tax
options and under EC-wide strategy or global strategy.
Priority: high. Timeline: 3 months.
-- Future work:
- Improve basis for projecting emissions limitations
achieved by current policies
- Expand to cover influence of changes in agricultural
subsidies, other relevant policy measures
- Look beyond 2000.
(B) Analysis of net GHG limitations achieved by other
nations' policies
Analysis similar to that described for U.S. "no
regrets" measures above should be undertaken for the
policies announced and implemented by, proposed by, or
available to, foreign nations. Certain nations have
suggested unilateral limits on CO2 emissions (e.g. Sweden,
possibly Japan), on nuclear power (Sweden, GDR), on S02,
NOx, and NMHCs (U.S.) ; and others have announced willingness
to enact CO2 limits if others do too (e.g. U.K.,
Netherlands), and others have endorsed the Noordwijk
Declaration's suggestion of CO2 emissions stabilization by
industrialized countries by 2000.
-- Current work:
- Obtain information on each nation's policies.
-- Future work:
- Using a comprehensive approach, calculate the value
of current policies in place in nations abroad, as
* REVIEW DRAFT page 20 *
described above for U.S. actions. 10 Assess how other
nations would fare under a comprehensive approach.
Priority: high. Timeline: 3 months.
- Include consideration of foreign nations'
agricultural subsidies and other relevant policies
regarding non-point sources. Priority: high.
Timeline: 3 months.
- Expand to cover developing nations. Priority: high.
Timeline: 3 months.
- Using a comprehensive approach, calculate the
influence each foreign proposal would have on net RATG
emissions and GHG concentrations. Priority: high.
Timeline: 3 months.
- Include modeling of international energy markets and
effect of price responses to unilateral demand
reductions. Priority: high. Timeline: 3 to 18 months.
V.
Evaluating the comparative cost-effectiveness of piecemeal,
partial, and comprehensive approaches.
Advocacy of the comprehensive approach is based in part on
the intuitively strong hypothesis that the marginal costs of
control vary across gases, sources, sinks, and nations, so that
for any assumed limitation obligation, 11 each nation's least-cost
mix of limitation strategies would be different and all nations,
regardless of their current RATG inventories, would be better off
under a comprehensive approach than under an approach which
placed separate limitation obligations on each gas or sector. 12
10 Special attention may be due the range of CFC-substitutes
to be used by each nation. Japan, for example, is apparently
presenting figures that show larger reductions in radiative
forcing from phasing out unit amounts of CFCs than is the U.S.,
suggesting that Japan may be counting on selecting CFC-
substitutes with lower GWPs than those to be used in the U.S.
This also suggests that the Montreal Protocol, although
potentially helpful as a no regrets measure, may not by itself be
sufficient to address climate concerns associated with ozone-
depleting substances.
¹¹As stated in the Introduction, given an assumed objective,
the task is to assess the comparative costs of achieving it under
different policy designs. This task does not assess the overall
rationality or economic efficiency of the chosen objective.
12 The aggregate shares calculated in the inventories (in
Part III (B), above) do not indicate the costs of incremental
limitations for each nation. Simply because a nation currently
has a large share in methane, for example, does not mean that
(continued
)
* REVIEW DRAFT page 21 *
This task is needed to test that hypothesis and, if
confirmed, to demonstrate the value of the comprehensive
approach.
(A) Marginal costs: information and analyses needed to map
full comparative cost-effectiveness functions and
variations by gas, source, sink, sector, nation.
This task moves beyond analyses of specific existing
policy programs and evaluates the full marginal cost
functions facing policy makers and private actors.
-- Current Administration efforts:
- DOE/NES analysis for US energy sector policies and
afforestation
-- Future work:
- Expand to cover all relevant gases, sources, sinks,
sectors. Priority: high. Timeline: 3 months.
- Expand to cover other nations. Priority: high.
Timeline: 3 months.
- Assess full social costs, using general equilibrium
model rather than expenditures by the regulated
industry. 13 Make use of forthcoming models. Analyze
costs over time, relation to innovation. 14 Priority:
high. Timeline: 18 months.
- Include (qualitative) evaluation of non-economic
costs to response options, e.g. cultural or
institutional barriers to certain policies. Priority:
medium. Timeline: 18 months.
- Assess informational, administrative, and other
transactions costs of piecemeal, partial and
12 ( continued)
that nation would find methane reductions costlier than CO2
reductions, at the margin. Economic analysis is needed to test
the hypothesis of varying costs and to demonstrate the benefits
to every nation of being afforded the cross-gas, cross-sector,
and source-sink flexibility of the comprehensive approach.
13 The comparative impacts on macroeconomic and international
variables (e.g. trade, competitiveness, economic growth) would
require separate study.
14 Evaluation should also address the likely economic
impacts in the US and worldwide of potential future changes in
the understanding of the gas-comparison index, and means to
cushion adverse impacts (e.g. periodic public science reviews).
* REVIEW DRAFT page 22 *
comprehensive approaches. Priority: medium. Timeline:
18 months.
- Evaluate the benefits (effectiveness) of policies, in
terms of RATGs avoided. Priority: high. Timeline: 3
to 18 months.
(B) Use cost-effectiveness analyses to evaluate costs and
benefits to the US and other nations of possible
piecemeal, partial and comprehensive options that will
be suggested for international policy design
This task moves beyond the analysis of current policy
proposals suggested in section IV above to examine the
marginal costs of policy designs, and to consider both
proposed and hypothetical policy designs. It also focuses
on international accords rather than national actions. This
task is essential if U.S. policy makers and negotiators are
to be able to assess policy proposals that inevitably be
made as negotiations on a framework convention on climate
change unfold.
Potential policy designs to be compared include: CO2
only, all RATs, or all RATGs except those covered under the
Montreal Protocol; sources only, point sources only, all
sources and sinks, or sources and terrestrial sinks only;
all sectors, or certain sectors (e.g. energy, industry,
transport, agriculture, forestry).
Priority: high. Timeline: 3 to 18 months.
(C) Evaluate the environmental effectiveness of
comprehensive and piecemeal approaches: propensity and
impact of induced shifts in residuals
Thus far, for any given policy goal, a piecemeal (e.g.
CO2-only) approach and a comprehensive approach have been
assumed to yield identical results in terms of aggregated
GWP (or full environmental impacts). In other words,
whether a reduction in net index-weighted ("CO2-equivalent")
emissions were achieved in CO2 or in a combination of gases,
the overall calculated effect on the index value of concern
would be the same.
But such analysis fails to account for actual economic
and social responses to policy interventions. Advocacy of
the comprehensive approach is based in part on the
intuitively strong hypothesis that including all gases,
sources and sinks ensures better effectiveness in any effort
to limit contributions to potential radiative forcing (or
full impacts), because piecemeal rules applying to one gas,
source (or sector), or sink will engender shifts of
* REVIEW DRAFT page 23 *
socioeconomic activity from regulated to unregulated modes,
undercutting achievement of policy goals. Case studies will
be especially helpful to illustrate these issues.
-- Current Administration efforts:
- Understanding of prior piecemeal approaches in
environmental regulation and their resultant shifts of
residuals, including single-medium approaches, e.g. to
discharges into air, land, and water; and single-
pollutant approaches, e.g. to S02.
- DOE/NES study will address CO2 and CH4 emissions from
energy sector; it should consider potential GHG-related
environmental effects of fuel switching, new energy
sources, and sectoral shifts.
-- Future work:
- Develop "crisp retorts" to piecemeal approaches:
Conduct case studies of cross-gas shifts: e.g. fossil
fuel switching (coal to natural gas) induced by CO2-
only policies could have attendant impacts on co2-to-
CH4 emissions shifts due to CH4 leakage from natural
gas transport.
15
Expand cross-gas shift studies, e.g.
apply coal-to-gas CO2-CH4 shift analysis to actual
global GHG output and in light of likely GHG
emissions/leaks from future coal and gas facilities.
Priority: high. Timeline: 3 months.
- Evaluate cross-source/sector shifts: e.g. under a
transport-only policy (such as a high CAFE statute),
possible shift from fossil fuel combustion on board
vehicles to electric cars powered by central utility
combustion, or to use of intensely cultivated biomass
fuels; e.g. under an energy-only or fossil fuel-only
policy, possible shift to biomass fuels whose
cultivation emits other GHGs. Priority: high.
Timeline: 3 months.
- Include consideration of international market
responses to unilateral policy choices. Assess cross-
boundary shifts, through price effects and industry
flight, of unilateral or OECD-only policies. Priority:
high. Timeline: 3 months.
(D) Evaluate the environmental benefits of a "net emissions"
approach
15 See, e.g., Rodhe, Science 8 June 1990. Using a 100-year
time horizon and a CO2-equivalent GWP for CH4 of 10, Rodhe
estimates that if a CO2-reduction policy were accomplished by
fuel switching from coal to natural gas, a 3-6% CH4 leakage rate
from natural gas transport facilities would fully offset all the
CO2 reductions resulting from the fuel switch.
* REVIEW DRAFT page 24 *
A net emissions approach, encompassing both sources and
sinks, would encourage sink protection and expansion,
whereas a source-only approach would not. Sink policies
encouraged could include afforestation and protection of
marine phytoplankton from pollution. This task is to
evaluate the side benefits of likely sink policies, e.g.
reduced soil erosion, enhanced biodiversity, protected
phytoplankton, and better timber management.
VI. Bridging from piecemeal to comprehensive approaches
(A) Addressing the objection that the comprehensive approach
is technically difficult or infeasible
As discussed in the introduction, the comprehensive approach
can be applied to assist in design of various policies, including
research strategies, technology development strategies,
enumeration of steps justified on other grounds, and emissions
limitation strategies. For most of these options, the
comprehensive approach can be applied immediately, despite
potential uncertainties, as a general guide to intelligent
analysis of the scope and relative importance of policy choices.
For implementing emissions limitations, however, prompt
application of the comprehensive approach might be somewhat more
difficult. In principle, a comprehensive approach appears to be
the most appropriate way to design any emissions limitation
policy. But as indicated above, there are noteworthy gaps and
uncertainties in the information on emissions of certain gases
from certain sources and uptake by certain sinks. If emissions
limitations were to be imposed today, a fully comprehensive
approach would not be available. If emissions limitations are
not needed immediately, work on the comprehensive approach can
continue toward a time when limitations might be agreed. If
emissions limitations are to be agreed at some point before all
informational gaps are filled, a partially comprehensive approach
could be employed with a mechanism for moving to a fully
comprehensive approach as these gaps are filled. 16
The issue for policy makers is not whether the comprehensive
approach is "feasible," but whether at any point the social costs
of implementing an incompletely comprehensive approach -- in
terms of environmental effectiveness and economic efficiency, as
¹⁶γet it must be recognized that piecemeal approaches, once
adopted, generally attract vested interests who resist any
efforts to expand toward a comprehensive approach.
* REVIEW DRAFT page 25 *
described in section V above -- are outweighed by the social
costs of obtaining additional information (including costs of
delay). Such costs would also include transactions costs and
administrative costs. In other words, one must ask whether the
marginal value of additional information (leading to a more
comprehensive approach) exceeds the marginal cost of obtaining
additional information. Another way of examining the issue is to
ask at what point would one know enough to proceed
comprehensively; and to ask how (and at what cost) a
comprehensive approach could evolve from incremental steps.
Further, one would consider institutional means to incorporate
incentives into any partial strategy that encourage evolution
toward a comprehensive approach.
The scientific building blocks of the comprehensive approach
are described above in sections I-III. Any framework convention
should foster scientific research through a comprehensive
approach. In addition, consideration of the need to bridge from
a partial to a comprehensive approach would include:
-- Future work:
- Assess the time and expense needed to answer
scientific questions, develop proxy measurement
devices, and build monitoring capabilities to achieve a
workable comprehensive approach.
- Assess other constraints to employment of a fully
comprehensive approach, including institutional,
political, cultural and economic obstacles.
- Compare the costs of acquiring this needed
information to the socioeconomic and environmental
costs (and foregone benefits) of adopting a piecemeal
policy design for want of such information.
- Develop policy and institutional designs that offer
incentives for needed research. For example, an
emissions limitation obligation in an international
agreement could be framed in a piecemeal fashion but
offer the opportunity to emitters to achieve compliance
through limitation actions addressing other GHGs,
sources or sinks, so long as the emitter demonstrates
the accomplishment. This would give emitters
incentives to undertake the research needed to develop
new monitoring capabilities.
- Consider intermediate approaches such as incremental
or phased-in designs toward comprehensivity, and means
to bridge from them to a fully comprehensive approach.
Overview: Priority: high. Timeline: 3 to 18 months.
* REVIEW DRAFT page 26 *
(B) Integrating prior and concurrent law and policies into
a comprehensive approach.
Even if a fully comprehensive approach were available for
use in emissions limitations at any relevant point, it is
apparent that other treaties, laws and policies will already be
addressing discrete RATGs, sources, and sinks. Some means would
be needed to accommodate and integrate these diverse endeavors
into the comprehensive approach. Several options are available
for such integration. One option is to use a comprehensive
approach to net RATGs in any emissions limitation protocol while
varying the baseline of allowed credit according to prior treaty
obligations. Another option is to have the convention mandate
that any future protocol (if any) employ a comprehensive
approach. A related option is to incorporate in a framework
convention on climate the assurance to nations, in advance of any
hypothetical future protocol obligations (not yet agreed to),
that they would receive credit against any such obligations for
current or past (after a certain date) net emissions limitations
actions, whether taken pursuant to treaties or national policies;
the convention would further calculate the value of such actions
according to the comprehensive approach. This would assure
credit for measures justified on other grounds, avoid
disincentives to those actions, and give root to the
comprehensive approach, while not yet committing to emissions
limitations obligations.
-- Current Administration efforts:
- devising means to ensure that international agreement
integrates (gives credit for) current actions, other
international agreements (forestry, VOCs, GHGs covered
by ozone agreements), other domestic laws and
initiatives. (DOJ, EPA, State)
-- Future work:
- Demonstrate incentive advantages of integration
- lack of integration would yield perverse
disincentives to take actions, even actions that
are justified on other grounds, lest they be
denied credit once emissions limitations are
agreed. Priority: high. Timeline: 3 months.
- Address possible overclaiming (see "monitoring" and
"verification," above). Priority: medium. Timeline:
18 months.
- Analyze advantages for other nations under integrated
design. Priority: high. Timeline: 3 months.
- Analyze environmental advantages of integration.
Priority: medium. Timeline: 3 months.
- Address issues of legal grafting presented by terms
or design of other agreements, laws. Priority: high.
Timeline: 3 months.
* REVIEW DRAFT page 27 *
- Consider possible offset model (e.g. defining any
limitation obligations in terms of CO2 emissions, to
satisfy those eager for CO2 limits, but authorize
offsets for any verifiable limits on any GHG, source,
or sink, thus effectively constructing a comprehensive
approach). Priority: medium. Timeline: 3 to 18
months.
Research and Analysis Underlying the Incentives Approach
As described in the Introduction, a variety of market-based
incentives might be considered in the climate change context.
The possible uses and advantages of these approaches are
summarized in the Introduction.
I.
Emissions trading
(A) Domestic trading
-- Current Administration efforts:
- review of past and current experience, e.g. lead
phasedown, netting/bubble/offset program, CFCs
trading, new acid precipitation trading scheme.
Primarily EPA, DOE, CEA.
- consider application to GHGs; consider issues of
implementation, e.g. informal versus formal
trading; who would trade; duration of allowances;
means of distributing allowances; market power;
hoarding; scope of GHGs, sectors, sources and
sinks; monitoring trades; etc.
-- Future work:
- Evaluate the comparative cost-effectiveness of
emissions trading and command-and-control
approaches. Priority: high. Timeline: 3 to 18
months.
(B) International trading
-- Current Administration efforts:
- present US experience and suggestions at
international discussion on application to climate
-- Future work:
- Extend analysis of above issues to international
context, e.g. informal versus formal trading; who
* REVIEW DRAFT page 28 *
would trade; duration of allowances; means of
distributing allowances; market power; hoarding;
scope of trading among GHGs, sources, sinks,
sectors, industries, geographical areas, stages of
development; monitoring trades. Priority: medium.
Timeline: 3 to 18 months.
- In addition, consider international
institutions; trade, assistance and national
income implications; sovereignty issues; cultural
or ethical objections to so-called "selling the
right to pollute"; trading as a decentralized,
market-based vehicle for resource and technology
transfers. 17 Priority: medium. Timeline: 3 to
18 months.
- Assess informational, administrative, and other
transactions costs of emissions trading and
command and control policies. Priority: medium.
Timeline: 3 to 18 months.
- Identify opportunities for cross-national
trades, and hence likely trading partners (for the
US and worldwide). Priority: high. Timeline: 3
months.
- Evaluate the comparative cost-effectiveness of
emissions trading and command-and-control
approaches. Priority: medium. Timeline: 3
months.
II. Emissions fees
Fees might be employed domestically or internationally
to address GHG emissions. Options discussed to date include
carbon taxes based on the carbon content of energy fuels, and
energy taxes. Other options include an energy sector tax that
covers both CO2 and CH4 emissions from energy activities, using
their GWP index ratings to weight the tax; and a more general
multi-sector tax calibrated to the GWP index (or full
environmental impacts index) rating of each gas.
-- Current Administration efforts:
- analysis of energy sector taxes in DOE/NES
- analysis of various fees in EPA "Comprehensive
Budget" analysis
- related efforts: numerous studies have used assumed
taxes to examine costs of GHG limitations policies.
E.g. CBO (Montgomery), Manne & Richels, Nordhaus. See
CEA overview of Economics of Global Change.
17 In addition, consider the options for trading within
regional associations such as OECD, EC, ASEAN. Evidently the EC
and OECD are both considering association-wide policies.
* REVIEW DRAFT page 29 *
-- Future work:
- Improve assessment of tax implications. Consider
international fuels market impacts; use general
equilibrium models; address fiscal concerns. Priority:
high. Timeline: 3 months.
- Consider variety of tax policy designs, including,
carbon, energy, GWP within energy sector, etc.
Priority: high. Timeline: 3 months.
- Much of this kind of consideration must be deferred
to budget negotiations.
III. Adaptation Incentives
Market mechanisms and institutional reforms could be used to
encourage efficient adaptation practices. Because of current
institutional or market failures, long-range investments, such as
coastal construction or water use planning, might be undertaken
without giving appropriate weight to any climate change risks
(e.g. rising sea levels or shifting precipitation). Such
institutional or market failures might be addressed by
informational or incentive-based policies, such as requiring
coastal construction to purchase subsidence insurance, or
encouraging long-range water use planning to take account of
potential precipitation patterns. Some of these types of
policies were addressed in the IPCC/RSWG RUMS and CZMS reports.
IV. Economic instruments in general
-- Future work:
- Pursue contacts with OECD regarding Environment
Ministerial in January, Economic Instruments analytic
workplan (experts meeting now tentatively slated for October
1990), and potential OECD Workshop on Economic
Instruments. 18 Priority: high. Timeline: 3 to 18 months.
- Develop suggestions for economic analysis and study of
economic instruments in upcoming IPCC Future Workplan
discussions (tentatively slated for December or January).
Priority: high. Timeline: 3 to 18 months.
18 Preparing for the suggested OECD Workshop on Economic
Instruments, tentatively slated for December 1990, will involve
considerations of forum and cosponsorship, logistics and timing,
relation to other OECD meetings, relation to other international
meetings, invitees, topics to address, an October experts
meeting, relation to the upcoming IPCC meeting on Future Work of
the IPCC, and US presentation at the December Workshop.
* REVIEW DRAFT page 30 *
- Continue to work with CEES groups, including the new Ad
Hoc Economics task group, to develop economic analysis of
policy proposals and designs (addressing "comprehensive
approach" issues as well as "incentives" approach issues).
Priority: high. Timeline: 3 months to 5 years.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
05. Report
Task Force on Comprehensive and Incentives Approach to
10/2/90
P-5
5
Climate: Research and Analysis Priorities for the Next Three
Months (2 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Open on Expiration of PRA
Series:
Sununu, John, Files
(Document Follows)
Subseries:
White House Offices File
WHORM Cat.:
By IP (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
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financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
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P-6 Release would constitute a clearly unwarranted invasion of
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personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
(Submitted to Global Change Strategy Group, Oct. 3)
October 2, 1990
TASK FORCE ON COMPREHENSIVE AND INCENTIVES
APPROACHES TO CLIMATE
RESEARCH AND ANALYSIS PRIORITIES FOR THE NEXT THREE MONTHS
1. Assist State in drafting a possible framework convention that
-- includes a science research section that addresses all GHGs,
sources and sinks;
-- provides for an international monitoring agenda for all GHGs,
sources and sinks
-- adopts or provides for development of a GHG index based on the
radiative forcing and other environmental effects of all GHGs,
and possibly incorporating radioactively active trace gases (e.g.
sulfate aerosols)
-- provides that any protocol (s) shall, to the extent feasible,
be comprehensive.
-- provides that any limitation protocol (s) shall (a) provide for
voluntary trading among nations in net GHG reductions (b) provide
"credit" for net GHG reductions achieved by nations unilaterally
through measures justified on other grounds, or through other
international, regional, or bilateral agreements (e.g. forestry).
2. Develop an improved GHG index and an international process for
refining the index. Include, to the extent possible,
environmental effects other than radiative forcing.
3. Develop a plan for developing an international net GHG
monitoring system.
4. Prepare "crisp retorts" to proposals for piecemeal measures by
pointing out the environmental and economic drawbacks of
agreements limited to particular GHGs, sources and sinks,
sectors, or groups of nations, or that use command and control
approaches. These also apply to congressional proposals.
5. Develop quantitative analysis and empirical examples to show
the environmental and economic advantages of a comprehensive
approach.
- 2 -
6. Update "report card" on the contributions to reducing net GHG
of US actions being taken on other grounds. Conduct similar
analyses for selected other nations.
7. Development of a concise but sophisticated vision of decision
making under uncertainty to counter simplistic versions of the
"precautionary principle."
8. Develop capacity to analyze economic and environmental costs
and benefits of likely proposals by other nations.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
06. Memo
From D. Allan Bromley to John Sununu
9/7/90
P/5
Re: The Letter from Dr. J.F. Kenney Concerning the Role of
"Juvenile Methane" in the Greenhouse System and More (8
pp.)
Collection:
Record Group: Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Open on Expiration of PRA
Series:
Sununu, John, Files
(Document Follows)
Subseries:
White House Offices File
By (NLGB) on 10/28/05
WHORM Cat.:
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
THE WHITE HOUSE
WASHINGTON
September 7, 1990
MEMORANDUM FOR GOVERNOR SUNUNU
FROM:
D. ALLAN BROMLEY
An
SUBJECT:
THE LETTER YOU RECEIVED FROM DR. J. F. KENNEY
CONCERNING THE ROLE OF "JUVENILE METHANE" IN
THE GREENHOUSE SYSTEM - AND MORE
Just before we left on vacation you gave me a copy of this letter with its very
surprising conclusion. Because I was intrigued by it I asked Berrien Moore of the
University of New Hampshire (who is one of the world experts in this area) and Bob
Watson of NASA to take a close look at Kenney's assertions which would, obviously,
be very important - if correct. I enclose herewith the resulting memorandum from
Moore and Watson because I thought that you would find it interesting. I also
enclose a somewhat revised illustration of the global carbon cycle.
At the same meeting in your office you raised the question of whether current climate
models assumed a linear relationship between greenhouse gas concentrations and
resulting infra-red radiation absorption. Bob Correll and a number of associates
have researched this for me and again I enclose their memorandum. The answer, in
brief, is no but I thought that you would be interested in the background for that
answer.
We had a meeting of the Global Climate Change Strategy Committee yesterday to
review what happened at the Sundsvall IPCC meeting and to plan for the forthcoming
international meetings. In brief, although the IPCC meeting was chaotic in the
extreme, the outcome was relatively in our favor. The draft Bolin report that was
reviewed in your office was scrapped and replaced with a relatively brief overview, to
which was appended the policymaker's summaries of the three IPCC working groups.
We will move forward to coordinate preparation for the forthcoming meetings and
keep you well informed. Should it be of interest to you, I would be happy to arrange
for Bernthal and Watson to brief you on what actually happened in Sweden.
Among the interesting aspects were:
a) The fact that the Northern Europeans backed off their extreme positions,
b) the fact that Brazil, with more or less overt support from India, China and
the developing countries tried to derail the entire process so that there
would be no report from the IPCC.
Please let me know if you wish to hear more details.
Critique of J.F.Kenney Letter to J.H.Sununu
Although most of the scientific and technical information presented in Dr. J.F. Kenney's
letter is correct, the author draws a totally erroneous conclusion about the source of the increase of
atmospheric carbon dioxide. Juvenile methane is not the cause of the recent (since pre-industrial
times) increase in atmospheric carbon dioxide. All of the information presented in this letter was
available, and taken into account, during the IPCC scientific review. This memo will present the
correct interpretation of the carbon cycle.
While there is no dispute that the carbon cycle is complex, and the magnitude of many of
the reservoirs and gross fluxes between reservoirs are quite uncertain (i.e., by about 20% or
more), there is little doubt about the following facts:
CARBON DIOXIDE
(1)
The current (1990) average mixing ratio (often referred to as atmospheric concentration) of
carbon dioxide is 353 ppmv (750x10¹⁵g C)--known to better than 0.5%. This contrasts to
the pre-industrial (1750-1800) atmospheric mixing ratio of carbon dioxide of about 280
ppmv (594x10¹⁵g C)--decadal averages for a period of about one thousand years prior to
1750 were constant to within about ±2%, i.e., about ±5-6 ppmv. Therefore, the
atmospheric mixing ratio of carbon dioxide has increased by about 25% since the pre-
industrial era.
(2)
The atmospheric loading of carbon dioxide is currently increasing at an annual rate of
1.8ppmv (3.8x10¹⁵g C). This is three times greater than the annual rate of increase of 0.6
ppmv (1.3x10¹⁵g C) in 1958 when precise atmospheric_measurements began.
(3)
The interhemispheric gradient of carbon dioxide abundances between the northern and
southern hemispheres has increased from about 1 ppmv in 1960 to about 3 ppmv today.
(4)
The annual gross fluxes of carbon dioxide between the atmosphere and the oceans are
about 90x10¹⁵g C, and the annual gross fluxes of carbon dioxide between the atmosphere
and the terrestrial biosphere are about 100x10¹⁵g C. In each case the fluxes are probably
only known to about 30%. As stated earlier, the ice core record shows that the atmospheric
concentration of carbon dioxide prior to 1750 was constant to within about ±2% (+5-
6ppmv) indicating that the gross fluxes of carbon dioxide between the atmosphere and the
oceans and between the atmosphere and the terrestrial biosphere were in a quasi-steady
state. The contemporary net fluxes are smaller and better known (see next three points)
than the gross natural fluxes, hence the uncertainty about the current carbon cycle is less
than one might suppose by examination of only the gross fluxes and their associated
uncertainties.
(5)
The current annual emissions of carbon dioxide from the combustion of fossil fuel are
about 6x10¹⁵g C per year (last accurate assessment was 5.7±0.5 x10¹⁵g C in 1987). The
cumulative release of carbon dioxide from the combustion of fossil fuels is estimated at
200±20 x10¹⁵g C between 1850 and 1987.
(6)
The annual emissions of carbon dioxide from "tropical deforestation" were estimated
(IPCC) to be between 0.6 and 2.5 x10¹⁵g C in 1980, i.e., (1.5±1.0 x10¹⁵g C). Recent
increases in the rate of tropical deforestation suggest that the lower limit is too low, and that
the most likely current value is towards the central or upper end of the range. The
1
cumulative release of carbon dioxide from tropical and extratropical deforestation is
estimated at 115±35 x10¹⁵g C between 1850 and 1985.
(7)
The sum of the current annual emissions of carbon dioxide from tropical deforestation and
the combustion of fossil fuels is 7.5±1.2 x10¹⁵g C, of which only about 3.5 X 10¹⁵g C
remain in the atmosphere. The remaining 4±1.2 x10¹⁵g C is being taken up by the oceans
and terrestrial biosphere, but the relative proportions are poorly quantified.
(8)
The net annual uptake of carbon dioxide by the oceans is (2±1 x10¹⁵g C).
(9)
The net annual uptake of carbon dioxide by "non-tropical" terrestrial ecosystems is highly
uncertain (0-3 x10¹⁵g C), and it has been suggested that it may have increased in recent
decades through a number of plausible mechanisms, including enhanced productivity due
to a warmer climate, carbon dioxide and/or nitrogen fertilization, and improved forest
management.
CARBON 14
(10) 14C (half-life of 5700 years) is produced in the atmosphere through the partial conversion
of ¹⁴N by cosmic radiation.
(11) Because of the rapid exchange of carbon dioxide (about 190±40 x10¹⁵g C per year)
between the atmosphere and the terrestrial biosphere and ocean waters, 14C is rapidly
equilibrated throughout the atmosphere, terrestrial biosphere and surface waters of the
ocean.
(12) The 14C content of atmospheric carbon dioxide resulting from the combustion of fossil
fuels (coal, natural gas, or oil) is zero, because the age of fossil fuels greatly exceeds the
half-life of 14C.
(13) The atmospheric abundance of ¹⁴CO₂ was approximately constant prior to 1750, then
decreased approximately 25% over the 200 year period prior to nuclear bomb testing and
nuclear power plant operation. This pattern (known as the Suess effect) is due primarily to
emission of ¹⁴C-free fossil fuel CO2, which diluted the pre-industrial 14C content of the
atmosphere. The burning of biomass also contributed to this dilution since vegetation is
partly depleted, relative to the atmosphere, in 14C because of fractionation against the
heavier isotope at the air-leaf interface. The atmospheric concentration of 14C increased
rapidly after 1952, reaching a peak in 1963/4, from which it has decreased to a value about
40% above the 1952 value.
METHANE
(14) The atmospheric loading of methane is known to about 1%. The current (1990) average
mixing ratio of methane is 1.72 ppmv (3.7x10¹⁵g C), compared to a pre-industrial value of
about 0.6 to 0.8 ppmv (1.3 to 1.7x10¹⁵g C). Note that the corresponding contemporary
and pre-industrial values for CO₂ are 750 and 594 x10¹⁵g C, respectively.
2
(15) The atmospheric loading of methane is currently increasing at an annual rate of 0.014 to
0.017 ppmv (0.03 to 0.036 x10¹⁵g C).
(16) The current annual emissions of methane from both natural and anthropogenic sources is
between 0.3 and 0.5 x10¹⁵g C, of which about 60 to 70% is believed to be due to
anthropogenic activities. The ice core record suggests that the natural sources of methane
were relatively stable for several centuries prior to 1850.
(17) The magnitude of the sources is largely constrained by knowledge of the atmospheric sink,
primarily removal by reaction with tropospheric hydroxyl radicals. The atmospheric
lifetime is about 10 to 12 years, with an uncertainty of about 20-30%.
(18) The magnitude of the individual anthropogenic and human-influenced sources of methane
are quite poorly quantified, including rice paddies, cattle rearing, biomass burning,
landfills, permafrost, natural wetlands, coal mining and venting of natural gas, e.g., the
C. annual flux of methane from rice paddies is estimated to range from 0.019 to 0.13 x10¹⁵g
(19) Methane from coal mining, and venting of natural gas, as well as "juvenile methane
emissions" (if any), would contain no ¹⁴C, where-as methane emissions arising from
biological sources would contain a modern day 14C signature. The best estimate of the
percentage of methane emissions with no 14C signature has recently been determined to be
about 20%, although some estimates reach as high as 32%.
Conclusions:
The total annual flux of atmospheric carbon dioxide arising from natural and anthropogenic
methane emissions is between 0.3 and 0.5 x10¹⁵g C, of which about 60 to 70% are
thought to arise from the direct influence of human activities, i.e., 0.18 to 0.35 x10¹⁵g C.
It is clear that this annual flux is relatively unimportant, in terms of total carbon, compared
to the annual fluxes of carbon dioxide arising from the combustion of fossil fuels (5.7±0.5
x10¹⁵g) and tropical deforestation (0.6 and 2.5 x10¹⁵g C).
The observed decrease, prior to 1952, in the atmospheric abundance of ¹⁴CO₂, compared
to 12CO₂, over the last 200 years is consistent with the source of atmospheric carbon
dioxide containing no ¹⁴C, i.e., from the combustion of fossil fuels (completely depleted of
¹⁴C) and the atmospheric oxidation of 14C free CH₄ (the magnitude of this source,
<0.15x1015g C per year, is only a few percent of the fossil fuel source).
The observed change in the interhemispheric gradient in carbon dioxide over the past 30
years parallels the increased combustion of fossil fuels in the northern hemisphere.
The anthropogenic fluxes of carbon dioxide are much smaller (factor of about 25) than the
natural sources and sinks, but are still large enough to perturb the natural carbon cycle and
account for the observed ~25% increase in atmospheric carbon dioxide since pre-industrial
times. The ice core record suggests that the atmospheric concentrations of carbon dioxide
and methane were in quasi-steady state (natural sources and sinks balanced) prior to the
industrial revolution, with rapid increases thereafter.
3
The sum of the annual emissions of carbon dioxide from tropical deforestation and the
combustion of fossil fuels is between 6 and 9 x10¹⁵g C, of which only about 3.5 X 10¹⁵g
C remain in the atmosphere. The remaining 2 to 5.5 x10¹⁵g C is being taken up by the
oceans and terrestrial biosphere, but the relative proportions are poorly quantified. The
lack of a quantitative knowledge of the sinks, hence atmospheric lifetime, of carbon dioxide
means that there is uncertainty associated with our understanding of the relationship
between future emissions and atmospheric concentrations of carbon dioxide.
4
Deforestation
Atmosphere 750 + 3/year
2
5
102
50
50
92
90
Land Biota
550
50
Rivers
Surface Ocean 1000 + 1/year
Soil and Detritus
1500
0.8
36
Biota 3
40
4
35
37
Intermediate and Deep Waters
Fossil Fuel
38000 + 2/year
0.2
Sedimentation
1
Question:
Do climate models assume a linear relationship between changes in the
atmospheric concentrations of greenhouse gases and changes in the
absorption of infra-red (terrestrial) radiation, i.e., changes in radiative
forcing.
Answer:
No.
Climate models do not assume a linear relationship between changes in the
atmospheric concentrations of greenhouse gases and changes in radiative forcing. Changes
in radiative forcing due to changes in the atmospheric concentration of species A depends
upon the spectral properties of species A, the atmospheric concentration of species A, and
the concentration of other gases with spectrally overlapping bands.
The forcing of some atmospheric species (most notably carbon dioxide, methane,
and nitrous oxide) is markedly non-linear in absorber amount. Therefore, changes in
radiative forcing are critically dependent on the concentrations for which the calculations are
performed.
Carbon dioxide: The atmospheric concentration is currently about 353 ppmv.
There is a logarithmic dependence between changes in atmospheric concentrations
of carbon dioxide and changes in radiative forcing (in Wm⁻²), that can be expressed
by the following simple (approximate) relationship:
*
Delta Forcing = 6.3 In (C/C₀), where C is CO2 in ppmv for C <1000ppmv.
Methane and Nitrous Oxide: The atmospheric concentrations of methane and
nitrous oxide are currently 1.7 ppmv and 0.31 ppmv, respectively. There is a
square root dependence between changes in the atmospheric concentrations of
methane and nitrous oxide and changes in radiative forcing (in Wm⁻²), that can be
expressed by the following simple (approximate) relationships:
*
Delta Forcing = 0.036 (M⁰.⁵-M₀⁰.5) - (f(M,N₀) - f(M₀, No))
where M is CH4 in ppbv for M<5 ppmv.
* Delta Forcing = 0.14 (N⁰.⁵-N₀⁰.5) - (f(M₀,N) - f(M₀, No))
where N is N2O in ppbv for N<5 ppmv.
The second term in each equation is due to the fact that the spectral bands of
methane and nitrous oxide are significantly overlapped, therefore this has to be
taken into account with the following overlap term:
f(M,N)=0.47 In [1+2.01x10-5(MN)0 75+5.31x10-15M(MN)1.52];
Chlorofluorocarbons (CFCs): Because of the low (a few parts per billion by
volume(ppbv)) atmospheric concentrations of CFCs 11 and 12, and the fact that
they absorb in a "spectrally transparent IIIIIIIIIIIIIIIIIIIIIIII" region of the spectrum,
there is a linear relationship between changes in atmospheric concentrations of
CFCS 11 and 12 and changes in radiative forcing that can be simply expressed:
*
Delta Forcing (CFC-11) = 0.22 (X-X₀), where X is CFC-11 in ppbv<2 ppbv
*
Delta Forcing (CFC-12) = 0.28 (Y-Y₀), where Y is CFC-12 in ppbv<2 ppbv
Ozone: The relationship between changes in the atmospheric concentrations of
tropospheric and stratospheric ozone and changes in radiative forcing are somewhat
more complex than for the long-lived, well mixed gases, such as discussed above.
Changes in radiative forcing are sensitive, with a linear response, to changes in the
vertical distribution of ozone, particularly near the tropopause.
Global Warming Potentials:
It should be noted that the concept of global warming potentials (GWPs) requires
an understanding of not only the dependence of the radiative forcing of a gas on its
concentration and the concentration of other gases with spectrally overlapping bands, but
also of:
(1)
the atmospheric lifetimes of the various gases
(2)
the specification of the most appropriate time period over which to perform
the integration
The reference gas for the table of GWPs listed by IPCC is carbon dioxide, yet the
atmospheric lifetime of carbon dioxide is quite poorly defined because of uncertainties
associated with understanding its sources and sinks. This limitation, which was
recognized by IPCC means that significant research will be needed before relative GWPs
can be determined with confidence.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
07. Memo
From D. Allan Bromley to John Sununu
7/12/90
P/S
Re: Forthcoming IPCC Plenary Session in Sweden (2 pp.)
Collection:
Record Group:
Bush Presidential Records
Open on Expiration of PRA
Office:
Chief of Staff to the President, Office of the
(Document Follows)
Series:
Sununu, John, Files
By of (NLGB) on 10/28/05
Subseries:
White House Offices File
WHORM Cat.:
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
file
THE CHIEF of STAFF
has seen
THE WHITE HOUSE
WASHINGTON
July 12, 1990
this Bob hair Gradela sucssity Working Through of you! Ede.
06/12/11
to
MEMORANDUM FOR JOHN H. SUNUNU
I She talked will one pass 12(pq)
FROM:
D. ALLAN BROMLEY
an
Brondey.
to
SUBJECT:
FORTHCOMING IPCC PLENARY SESSION IN SWEDEN
AWC
7/31
As you know, the final plenary session in the first round of activities of the IPCC is
scheduled to take place in Sweden in early August. This memorandum is intended as
a heads up concerning aspects of U.S. participation in that meeting.
Fred Bernthal, as Deputy Director of NSF, recognizes that the meeting coincides with
Erich Bloch's last week on the job as Director of NSF and feels that he should be in
place at NSF. In my discussions with him, however, he has agreed that if it is felt
that his services are required in Sweden, he would be reluctantly willing to go and
perform his swan song as Chairman of Working Group #3. I believe that it is
important that he be present because otherwise we will have very little continuity with
the discussions that have led up to this final meeting and very little effective input
toward affecting the report that emerges from it. In his absence, also, we in the U.S.
will have little chance of holding the chairmanship of this Working Group.
John Knauss, the Director of NOAA, called me to volunteer to head up the U.S.
Delegation to the Swedish meeting but in order to make plans for the latter part of
the summer, he requests that he be told as soon as possible whether he should plan
on attending. Here again I think it is important for John to attend because he
brings an extensive technical background to the discussions and in that role can
complement Bernthal.
Finally, Bill Reilly has urged that Buff Bohlen, who has now been confirmed as
Assistant Secretary of State for Oceans and International Environmental and
Scientific Affairs, be named as Bernthal's replacement as Chairman of Working
Group #3, if, as seems probable, that Working Group and the entire IPCC structure
continues to function after the forthcoming plenary. Unfortunately, although Bohlen
has extensive experience in other aspects of international environmental matters, he
has had very little contact thus far with the global climate change question and in
particular, has had no contact whatsoever with the detailed IPCC discussions.
recommendation to you would be that Bernthal, Knauss, and Bohlen should all
My attend this IPCC plenary; Bernthal, to wind up his activities and make sure that U.S.
views are properly represented in the closing discussions leading to the final IPCC
report; John Knauss, because of his technical competence and because I believe that
he would be the logical replacement for Bernthal as Chairman of Working Group #3
if it continues and if, indeed, the U.S. is allowed to retain its chairmanship--
something that is far from certain at this point. Finally, Buff Bohlen, to give him an
opportunity to become acquainted with some of the issues, meet some of the that people
and become sensitized to some of the very important political undercurrents are
conditioning activities in the global change area.
I would have some concern about naming Bohlen to the working group chairmanship
if we are given the opportunity to name the chairman at least until he has had
considerably more exposure to this whole international area, but I am quite prepared
to admit that, after some decent interval and with such exposure, he might well be an
appropriate person to replace John Knauss, if such replacement were deemed
desirable. Knauss is not an accomplished chairman although a great scientist and I
am told that Bohlen has demonstated very real abiality in running meetings--both
national and internationally-very effectively.
Finally, I would welcome an opportunity, at your convenience, to discuss with you
what role you see in the future for the DPC Working Group on Global Climate
Change.
per
WASH
puths
the
per
last
who Lits Then Life W have
THE WHITE HOUSE
WASHINGTON
July 5, 1990
7/6/90
MEMORANDUM FOR JOHN H. SUNUNU
FROM:
D. ALLAN BROMLEY
Auato Houston
SUBJECT:
THE HUBBLE TELESCOPE
NASA has now had the time to model the performance of the Hubble telescope and
identify the problem with reasonable certainty. The attached figures illustrate the
situation.
As you know the Hubble has a Cassegranian mirror setup and focus is achieved by
moving the mirrors relative to one another.
As illustrated in Figure 1 (a computer simulation) as the focusing adjustment is
moved through the actual focus--from inside to outside--for a point source the image
moves symmetrically as shown here from the form at the upper left to that at the
lower right.
If, however, there is spherical aberration in the system the focussing behavior is no
longer symmetric (as illustrated in Figure 2) and in particular, outside the focus
characteristic diffraction rings appear. In Figure 3, the actual Hubble star image
inside the focus is compared with the model calculations assuming a 0.5 wave length
spherical aberration (2 micron center-to-edge) surface error in the figure of the
primary mirror. The agreement is excellent. So also is that outside the focus as
shown in Figure A.
This rather clearly shows that we have a classic error in one or both mirror figures--
but fortunately one that can very readily be corrected fully. NASA had originally
planned to replace one camera in 1993 and the second in 1996. Currently plans are
being developed to replace both as soon as possible with both having a corrective lens
to regain full optical performance; it may well be 2.5 years before this can be
accomplished however.
It is interesting to note that the most recent European telescope installed in Chile
was found to have the same defect as the Hubble but, in its case, sufficiently powerful
hydraulic actuators had already been installed on the primary mirror so that it could
be distorted to the proper figure. Hubble also has actuators but at best they could
only remove 10% of the defect and NASA believes it better not to attempt this
because--if one or more actuators failed--the resulting figure would be much more
difficult to correct when the cameras are changed.
I watched the mirror that Perkin-Elmer made being tested and as an old mirror
grinder am totally convinced that the error was in design not in manufacture.
The system was never tested before launch because the mirror was gravitationally
distorted and NASA concluded that mocking-up a zero G environment would be
exceedingly expensive and unnecessary.
No one has yet pinpointed the source of the design error but unfortunately it does
nothing for the image of either science or NASA. Now Allen will chair a committee
that will look into the whole question.
Fortunately, the ultraviolet program for the Hubble can continue until the camera
change occurs since it does not require the full resolution and does take full
advantage of the Hubble's location outside of the earth's atmosphere.
You may well already have all this but in case you didn't I thought that you would be
interested.
Attachments
Coarse focus run, 0.0 spherical
Coarse focus run, 0.5 spherical
FIGURER.
PC5 star from 6/21, focus: -300
INSIDE FOCUS
P.C. IMAGE
MODEL
S FIGURE
PC5 star from 6/23, focus: +333 OUTSIDE FOCUS
P.C. IMAGE
MODEL
FIGURE 4.
7YI
THE WHITE HOUSE
WASHINGTON
DATE: July 5, 1990
TO:
Governor
FROM:
JACKIE KENNEDY
Leo Wright called, he'd like
John Lego of Westinghouse be
invited to the King Fahd dinner,
he's the Chairman.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
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08a. Memo
From James A. Baker, III to Secretary Brady, John Sununu
6/29/90
P/S
Re: Uruguay Round (1 pp.)
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THE SECRETARY OF STATE
WASHINGTON
June 29, 1990
MEMORANDUM FOR SECRETARY BRADY
GOVERNOR SUNUNU
BRENT SCOWCROFT
FROM:
JAMES A. BAKER, III JAB
The attached is self-explanatory, but sounds to
me like it might not be a bad idea to emphasize
the importance we attach to the successful
conclusion of the Uruguay Round.
This would be an exceptional event that would be
designed simply to send a strong message -- not
to create a precedent or to result in trade
ministers attending regularly scheduled summit
sessions.
It could afford a way to enhance public support
and attention for one of our primary goals.
Attachment
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From Clayton Yeutter to James A. Baker, III
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THE SECRETARY OF AGRICULTURE
WASHINGTON
20250-0100
June 19, 1990
MEMORANDUM FOR: JAMES A. BAKER III
SECRETARY OF STATE
FROM:
CLAYTON YEUTTER of
Jim, I mentioned this to Dick McCormack on the airplane a couple of weeks ago, but
wanted to follow up with a note to you. Senator Bentsen's recent letter strongly
recommending that Ambassador Hills be invited to participate at the Summit reminded me
to do this.
I'm told that near the end of the Tokyo Round (1978 I believe) the applicable trade
ministers were called to the summit on very short notice, and instructed by the chiefs of
state to promptly bring the Round to a successful conclusion. You may wish to consider
repeating this at Houston, particularly in view of the wide disagreements on agriculture
which surfaced at the OECD Ministerial.
Frans Andriessen will already be there as your counterpart, and he can represent the entire
European Community since the Uruguay Round negotiations are in his portfolio. I'm told
that the Japanese will be bringing Muto, the MITI Minister, so he'll already be on the scene.
That means you are missing only Carla and John Crosbie of Canada. Since both of them
are nearby it would be very easy to call them to Houston to join Andriessen and Muto in
receiving such a message.
Following this format, or something like it, will also avoid the problem of adding the trade
ministers (or anybody else) as official members of the delegation.
Withdrawal/Redaction Sheet
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09a. Memo
From James Watkins to John Sununu
7/3/90
Re: Global Climate Change Issues at the Houston Summit (1
pp.)
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155362
OF BANERGY STATES
The Secretary of Energy
Washington, DC 20585
July 3, 1990
OF
MEMORANDUM FOR: The Honorable John H. Sununu
The Chief of Staff
The White House
FROM:
James D. Watkins
Secretary of Energy
for 1). NaM.
SUBJECT:
Global Climate Change Issues at the
Houston Summit
I have been asked by both Bob Grady and Andy Card to pass along
my reaction to the Deland proposal to have the U.S. "cap" its
greenhouse gas emissions.
Conclusion
Based on our analysis in Attachment A, I still believe that
agreeing to specific caps or targets at this time is premature
and unwise until we better understand the impacts of what we are
proposing. Many of the ideas proposed here are currently under
review within the Administration. Whether under the auspices of
the DPC, IPCC, or the National Energy Strategy, the G-7 nations
should appreciate that the Administration is studying a number of
options. Our position should remain that until initiation of
international negotiations, we should oppose consideration of
targets. However, we will continue to investigate and take
further actions beyond those already taken or identified here
based on their usefulness for other policy initiatives or their
cost-effectiveness. This approach is paying off. Because of the
actions over the past 18 months, we now project substantial
reductions in greenhouse emissions as compared to those of
several years ago.
On the other hand, we understand that France, Germany, the United
Kingdom and Canada will press for specific actions at the Summit
on greenhouse gas reductions and funding for developing
countries. If this is true and a U.S. response in the form of
specific actions is necessary, then we recommend an approach
along the lines of Attachment B.
John, our past position is solid and we should not deviate far
from it. We are doing a lot to reduce greenhouse gases while
others are jawboning. Steady as she goes
Attachments
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Attachment A: DOE Assessment of Deland Proposal (1 pp.)
n.d.
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Attachment A
DOE Assessment of Deland Proposal
The Deland proposal is good to the extent that it puts the
comprehensive approach to greenhouse gas emission on center
stage. The analytical basis for the proposal is an EPA exercise
prepared for Boyden Gray. Based on a series of assumptions, most
importantly, that a common measure of carbon dioxide equivalents
for all greenhouse gases could be developed, EPA has calculated
greenhouse gas emission reductions due to initiatives currently
underway. By EPA's own admission, these estimates are very
preliminary. However, EPA believes that by taking credit for
some initiatives underway, (e.g., the tree planting initiative,
Montreal Protocol controls on CFCs and halons, and passage of the
Clean Air Act) and by accounting for some planned, but not yet
concrete actions, such as a proposed EPA rulemaking for capturing
methane from landfills, the U.S. could stabilize greenhouse gas
emissions by the year 2000.
We see a number of problems in using these estimates as the basis
for the proposal to cap emissions.
1. EPA estimates that stabilization could occur in the year
2000. In other words, it would take 10 years to achieve.
Mike Deland is using the estimates to say that we are at
stabilization now.
2. To achieve stabilization in 2000, a 24 percent reduction in
greenhouse gas emissions is needed. of the 24 percent, 17
percent is calculated to come from phase-out of CFCs. What
happens after 2000? We can only phase-out CFCs once.
3. Will counting CFC reductions against a stabilization target
be regarded by other nations as legitimate? In other words,
the international community has already agreed to phase out
most CFCs. Obviously without the CFC phase-out credit, we
cannot even come close to stabilization.
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Attachment B: Recommended Alternative Approaches (3
n.d.
P/S
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Attachment B
Recommended Alternative Approaches
1.
The need for improving scientific understanding should be
linked to future actions. The U.S. should urge the G-7 to
support linking future protocols on mitigating greenhouse
gas emissions to the scientific evidence. The stronger the
evidence, the bigger the response.
2.
Most G-7 countries have announced that they will stabilize
or reduce CO2 emissions below 1990 levels by 2010. To avoid
comparison to these initiatives and to avoid being isolated
for not proposing specific actions on CO2, an alternative
approach would be to seek agreement that all greenhouse gas
sources and sinks, and not just CO2, must be addressed. The
U.S. could put forward the concept that the G-7 support a
comprehensive approach, or one that considers net greenhouse
gas emissions including all sources and sinks on a CO2
equivalent basis, not on a gas-by-gas basis, as the best way
to achieve international agreement on reducing greenhouse
gases.
As you know, this approach is consistent with current U.S.
policy to advocate a comprehensive approach in any follow-
on protocols on climate change.
3.
As part of the comprehensive approach, study of a global
greenhouse gas emission trading system should be proposed.
Developing countries will more than double their greenhouse
gas emissions over the next 30 years. An effective
emissions trading scheme could prove to be a very cost-
effective way for developed countries to assist developing
countries. For example, it may be cheaper for the U.S. to
cut global emissions by building new, clean coal or gas
plants in Eastern Europe than to shut down a coal-fired
power plant in the U.S. This emissions trading would
expedite the transfer of technology to developing countries.
Consideration might be given to a proposal that G-7 nations
support an evaluation of an emissions trading scheme as an
effective implementation strategy for any international
agreement on reducing greenhouse gases.
4.
A major decrease in the rate of deforestation would
contribute significantly to slowing down the rate of carbon
dioxide accumulation in the atmosphere. Consider proposing
that specific actions be taken now to protect the global
environment. For example, the G-7 nations should commit to
a major reforestation initiative and agree to take joint
actions to stop deforestation in all countries. This
approach is consistent with the current Administration
proposal to plant one billion trees a year over the next
five years.
5.
Announce a major energy efficiency initiative. In the
Working Group III Report of the Intergovernmental Panel on
Climate Change (IPCC), it was noted that:
-- improved energy efficiency reduces emissions of carbon
dioxide, the most significant greenhouse gas, while
improving overall economic performance and reducing
other pollutant emissions and increasing energy
security.
Consider proposing that G-7 nations should commit now to
double their funding of energy efficiency technologies or
take similar actions to encourage private sector initiatives
to increase energy efficiency.
6.
To understand better the role that the energy sector can
play in reducing greenhouse gases, each of the G-7 countries
should prepare strategic plans that identify policy options
and technologies, as well as the costs associated with these
actions, that could be deployed to reduce greenhouse gases
as well as serve the broader needs of providing options for
future energy supply. The National Energy Strategy (NES)
could provide a good model for this approach. By preparing
such a plan, each G-7 country will be better prepared to
discuss the appropriate next steps in dealing with global
climate change.
7.
The need for sound economic analysis will be evident from
the IPCC Report to be released in August. The U.S. should
propose that the G-7 support the establishment of a standing
IPCC Working Group on Economics.
ID# 155362
THE WHITE HOUSE
CORRESPONDENCE TRACKING WORKSHEET
INCOMING
DATE RECEIVED: JULY 05, 1990
NAME OF CORRESPONDENT: ADMIRAL JAMES D. WATKINS
SUBJECT: FORWARDS HIS REACTION TO THE DELAND PROPOSAL
FOR A CAP ON GREENHOUSE GAS EMISSIONS
ACTION
DISPOSITION
ROUTE TO:
ACT
DATE
TYPE
C COMPLETED
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CODE YY/MM/DD RESP D YY/MM/DD
JOHN SUNUNU
ORG 90/07/05
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REFER QUESTIONS AND ROUTING UPDATES TO CENTRAL REFERENCE
(ROOM 75, OEOB) EXT-2590
KEEP THIS WORKSHEET ATTACHED TO THE ORIGINAL INCOMING
LETTER AT ALL TIMES AND SEND COMPLETED RECORD TO RECORDS
MANAGEMENT.
Michael A. Andrews
E. Clay Shaw, Jr.
Caucus Chairman
Caucus Vice Chairman
H.S. House of Representatives
Lindsay Thomas (GA)
E. Clay Shaw, Jr. (FL)
Task Force Co-Chairman
Congressional Sunbelt Caucus
Task Force Co-Chairman
Beryl Anthony (AR)
Task Force on Wetlands
Martin Lancaster (NC)
Herbert Bateman (VA)
Greg Laughlin (TX)
Lindy Boggs (LA)
Bob Livingston (LA)
Sonny Callahan (AL)
Bill McCollum (FL)
Jim Cooper (TN)
Arthur Ravenel, Jr. (SC)
Mike Espy (MS)
John Spratt (SC)
Andy Ireland (FL)
Robin Tallon (SC)
Jimmy Hayes (LA)
Billy Tauzin (LA)
Craig James (FL)
Walter Jones (NC)
June 28, 1990
The Honorable John Sununu
Chief of Staff
The White House
Washington, D.C. 20500
Dear Governor Sununu:
On June 20, 1990, we expressed in a letter to you that we
would be writing again shortly to clarify our concerns about the
interagency Federal Manual for Identifying and Delineating
Jurisdictional Wetlands and the Memorandum of Agreement issued by
the Army Corps of Engineers and the Environmental Protection
Agency. We have been inundated with calls and letters from
constituents who are frustrated with the recent regulatory
changes. This letter will outline some of the primary concerns
that we, and those we represent, have regarding the effect of the
changes on "wetlands" in our districts.
First, we commend you and the agencies involved in seeking
to develop a single, unified definition for identifying and
delineating wetlands. It is important to have a valid scientific
method for this complex process and to resolve some of the
jurisdictional differences that had been occurring among the
agencies.
However, the new wetlands rules do not adequately or
scientifically differentiate between lands which have little or
no environmental value as functioning wetlands, and those lands
which do have those important values. The result has been that
as much as 85 percent of the land area of some counties could be
declared off limits for traditional development even though most
of that land has no significant wetland value.
Although the Corps and EPA state that the Memorandum of
Agreement (MOA) only puts in writing the policies that had
already been in effect, our constituents have presented
overwhelming evidence that this is not so. In effect, we have
had one of the most significant changes of federal regulatory
policy in recent years, but without normal public review and
comment. The consequence is a flawed process that ultimately may
generate a backlash of public opinion against protection of
functioning wetlands.
561 HOUSE ANNEX 2
WASHINGTON, D.C. 20515
202-226-2374
Printed on Paper Made of Recycled Fibers
The Honorable John Sununu
Page Two
We believe that the MOA should be opened to public comment
and review. Furthermore, we think that an administrative rule-
making may be in order to, among other things, differentiate
between high value wetlands and those with little or no value.
This distinction of wetland types, in consideration of permit
requests, should be incorporated into the MOA sequencing process.
The consequences of not effectively differentiating the
value of possible wetland tracts are extreme. It could result in
the devaluation of land values and a reduction in local tax
revenue. As one resident of Brunswick, Georgia, writes,
"individuals who have acquired land over a period of
years and generations would find that 85% (assuming that
85% of the land in the county is classified as "wet") of
their effort was in vain; banks with land as collateral
would realize that the loans are not properly secured
and call in the debts, our young people would not return
to the area because with so little land left for
development, the economy would wither and jobs would
be scarce. Finally, the cost of owning a home would be
driven even higher and made more unattainable to the
citizens in the county."
Another constituent writes from Jacksonville, North
Carolina: "Never before has the combination of all regulations,
policies, and the anti-growth positions of boards and councils
had nearly the potentially devastating effect on the economy of
Eastern North Carolina as do the regulations affecting these
"high ground" wetlands."
The interagency Wetlands Delineation Manual is currently
undergoing a public review through hearings held in different
parts of the country. We understand that the hearings are
intended to focus only on the technical aspects of the Manual,
yet at the first hearing in Baton Rouge, Louisiana, most of the
public comment centered on policy. Like the MOA, the Manual was
not open to public comment before it was released. We believe
that, upon completion of the regional hearings, policy amendments
should be considered in addition to the technical amendments.
Again, we stress a value system for determining which wetlands
are to be subject to the sequencing process set forth in the MOA
and which lands would not require a permit.
As they stand now, the MOA and the Manual, combined,
effectively stymie rational development of lands for
infrastructure systems, hospitals, schools and homes. As the
public learns more about this, many are asking the legitimate
question of how policy makers can be allowed to implement such
rules without even soliciting public opinion and with no new laws
to permit such actions.
The Honorable John Sununu
Page Three
We hope to meet with you soon to further discuss our concerns.
We are pleased to know, as you expressed to a few of us at the
White House cookout on June 26, that you also look forward to
such a meeting.
Sincerely,
Lui Task Lindsay Force Thomas Co-Chair Thom
E.
Cay Clay Force Shaw, Daw Co-Chair Jr.
Task
Jonny Jimmy Hayes, Harps M.C.
Geeg Greg Laughlin, Lunghlin M.C.
Mike Espy, M.C.
Herbert Bateman, M.C.
Callahan, M.C.
Bill Mccolln
Reryl Beryl Anthony, anthony.,I Jr., M.C.
Bill cCollum, M.C.
Belly Jair Billy Tauzin M.C.
Andy Ireland, M.
LindyBoggs Lindy Boggs, M.C.
HNatingenst H. Martin Lancaster, M.C.
Hearthing Norman Sisisky, M.C.
Robin Jallon
Robin Tallon, M.C.
Watter Walter B. Jones, B. Jones M.C.
The Honorable John Sununu
Page Four
Crain Jame Craig James, MA
Jom Tom DeLay, Deby M.C.
Bob Livingston, M.C.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
10. Memo
From Carla Hills to John Sununu
7/5/90
P-S
Re: Textiles (1 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Series:
Sununu, John, Files
Open on Expiration of PRA
Subseries:
White House Offices File
(Document Follows)
WHORM Cat.:
By IP (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
THE UNITED STATES TRADE REPRESENTATIVE
Executive Office of the President
Washington, D.C. 20506
JUL - 5 1990
MEMORANDUM FOR JOHN H. SUNUNU
CHIEF OF STAFF
FROM:
Carla A. Hills CAST
SUBJECT:
Textiles
You should be aware that the textile industry is determined
to push their legislation through the Congress before the August
recess, and will use any movement we make in the Uruguay Round
meeting in Geneva next week to try to put together a framework
agreement on textiles which would serve as the basis for a
decision by ministers in December on the future of textile
trading rules. It is likely, therefore, that any decisions made
in Geneva will be used by the industry against us on Capitol
Hill. Also, Senator Helms probably will continue to press very
hard for another meeting with you on textiles.
The bill has been sent by the Finance Committee, without
recommendation, to the floor of the Senate. There is no schedule
at present for a floor vote. Once the bill passes the Senate,
the North and South Carolina delegations will intensify pressure
on the House leadership to pass the bill and, at that point, it
is not likely that the Ways and Means Committee and Chairman
Rostenkowski will resist. It is virtually certain that the bill
will pass both chambers -- there are 54 cosponsors (and probably
60 votes) in the Senate and 242 cosponsors in the House.
In my view, the impact of any movement in Geneva on the
domestic legislative process will be marginal. I do not believe
that a framework agreement in Geneva will materially change the
substance of our objectives in textiles. However, as the
industry and many Democrats have decided to push the bill quickly
in any case, we may be looking at a veto override battle sooner,
rather than later.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
11. Memo
From Allan Bromley to John Sununu
7/5/90
P-S
Re: Global Change (2 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Open on Expiration of PRA
Series:
Sununu, John, Files
(Document Follows)
Subseries:
White House Offices File
WHORM Cat.:
By If (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
MR Disposition Date:
RESTRICTION CODES
Presidential Records Act - [44 U.S.C. 2204(a)]
Freedom of Information Act - [5 U.S.C. 552(b)]
P-1 National Security Classified Information [(a)(1) of the PRA]
(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
P-4 Release would disclose trade secrets or confidential commercial or
(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
(b)(7) Release would disclose information compiled for law enforcement
purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
gift.
financial institutions [(b)(8) of the FOIA]
(b)(9) Release would disclose geological or geophysical information
PRM. Removed as a personal record misfile.
THE WHITE HOUSE
WASHINGTON
July July5,1990 5,1990
Meno to: John Sumunu
Am: Man Bomly
Re: gerhal Change
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CHANGE
WORLD
INTERNATIONAL
METEOROLOGICAL
COUNCIL OF
ORGANIZATION
SCIENTIFIC UNIONS
JACOBS ENG. /PAS
TEL No.818-578-6837
Jul 5,90 16:38 No.013 P.02
JACOBS ENGINEERING GROUP INC.
251 SOUTH LAKE AVENUE PASADENA, CALIFORNIA 91101
JOSEPH J. JACOBS, PM.D
TELEPHONE (818) 578-6800 TELEX 67 5435
CHAIRMAN OF THE BOARD
July 5, 1990
Governor John H. Sununu
Chief of Staff
The White House
Washington, D.C. 20500
Dear John:
Peter Tanous sent you a copy of the statement titled, "Facing Realities About a
Middle East Negotiation." An extra copy is enclosed in case the other got lost in the
shuffle of your voluminous mail.
I'm nonplussed that this forthright statement with powerful names on it has gone
relatively unnoticed.
This suggests that a parallel effort to the one you have asked us to help with, be
explored by the Administration. They are not mutually exclusive.
The story behind the formation of this joint Arab-American, Jewish-American (note
the deliberate selection of the adjectives here) discussion group will provide a basis
for the Administration's interacting with this group.
I organized and started this group in the early eightles because of my obvious ethnic
interest, but also because 1 had been traveling the Middle East on business for 20
years -- mostly to Jordan. I had heard and participated in thousands of discussions
about the Arab-Israeli problem, had given repeated speeches on the subject, and
had come to some hard conclusions. They are:
1.
The Arabs can never win the public relations battle. No matter how
justified the Arab arguments about their mistreatment are, they pale by comparison
with the 2,000 year old Jewish story of oppression. Forty years of whining by the
Arabs has made little impression in the U.S.
2.
Rhetoric, legalisms, and U.N. resolutions are no match for pragmatism.
The Arab tendency to believe that what should be, therefore Is, prevents them from
facing reality.
3.
The real key to Middle East peace is with Jewish-Americans and their
blind support of every Israeli political action. The massive guilt of this community
over the holocaust (the Arnold Toynbee thesis!) and the intense peer pressure,
prevents public criticism that most thoughtful Jewish-Americans will admit to
privately.
JACOBS ENG. PAS
TEL No.818-578-6837
Jul 5,90 16:38 No.013 P.03
JACOBS ENGINEERING GROUP INC.
The Honorable John H. Sununu
- 2- -
July 5, 1990
4.
I therefore established very quickly that the thrust of our discussions
should be, "What actions are in Israel's own self-Interest? l.e., to insure Israel's
survival as a peaceful member of the Middle East Community." We avoided such
rhetorical time bombs as to fairness, equity, redressing wrongs, terrorism (one man's
"terrorist" is the other man's "freedom fighter"), or all the other emotional litter of the
last 40 years.
5.
To accomplish this, the most difficult obstacle was to get the Jews to
separate their justifiable emotional support of Israel from their critical judgment of the
actions of the political leaders of Israel. It took many years of urging before they
were willing to brave the ostracism and peer pressure from AIPAC and others to
make the attached statement. I can assure you that they are even more critical
privately.
The chairmanship of Jeeb Halaby and AI Tahmoush was a natural evolution, since
my being 3,000 miles away prevented me from attending a number of the meetings
as the discussions evolved - and they did an admirable job in holding things
together and producing this statement (with all of the signatories editing and
contributing language).
The group met periodically, and quietly, over about seven years, and many "heavy
hitters" from both sides participated at one time or another. On the Arab side, people
like Charley Zraket, Bob Abboud and Ray Irani. On the Jewish side were Larry Tisch,
Bob Arnow, Arthur White and others.
My suggested strategy:
1.
Invite representatives of this group to the White House, preferably with
President Bush but perhaps Scowcroft or Baker.
2.
Pose to them the thesis that the Administration feels that the political
regime in Israel is harming Israel's cause severely and that they are following a
dangerous path In rejecting talks with PLO, as the group statement recommends.
3.
Ask the group to organize and support political action with Congress
and the Administration to neutralize to some extent Tom Dine or at least to let the
political system know that there is a strong pro-Israel group who have different views
as to how the U.S. Government should act vis-a-vis Israel than the single party line of
AIPAC. The presence of prominent Arab-Americans stating that they are "pro-Israel"
will attenuate the resentment of hysterical Jews here.
The line such statements or action will take will require debate, understanding and
coaching from the Administration. I would hope that one course would be a
recommendation that the Administration be firmer with Shamir, et al. -- that bowing to
every whim and Congressional pressure does not serve Israel's long range interests.
Hopefully, the group would agree with the Administration and to persuade Congress
especially, that abject dependency upon the U.S. diminishes Israel's self-respect,
which they are now seeking by outbursts of deflance and vituperation.
JACOBS ENG./PAS
TEL No.818-578-6837
Jul 5.90 16:38 No. 013 P.04
JACOBS ENGINEERING GROUP INC.
The Honorable John H. Sununu
-3-
July 5, 1990
The group would hopefully lobby Congress intensively for a more mature relationship
with Israel. For Israel to be a long time participant in the community of the Middle
East, Congress should take responsibility to help Israel act with more foresight and
maturity vis-a-vis the Arabs and Palestinians.
It should be argued that this is the only sensible antidote to the woefully immature
political stance that the Arabs and the Palestinians exhibit as well. It's pretty obvious
that both sides have little experience in acting as responsible nations.
John, these are ill formed ideas that may be unrealistically ideallstic, but perhaps
thoughtful people in the Administration can bring these ideas into the realm of the
reasonable and possible.
I believe, perhaps immodestly, that I have a special personal rapport with members of
this group -- especially the Jewish members - and that they respect my judgment
and lack of guile.
Call upon me if I can help.
Sincerely,
Jue Joseph J. Jacobs
JJJ:jp
Enclosure
JACOBS ENG. /PAS
TEL No.818-578-6837
Jul 5,90 16:38 No.013 P.05
March 12, 1990
The enclosed statement represents the consensus of a group of Arab
American and Jewish American business, academic, and professional leaders
who, together with former Secretary of State Cyrus Vance, have met over the
past seven years to discuss a basis on which the parties to the Mid-East
conflict may find their way to the peace table.
The undersigned have served as Co-Chairmen to facilitate the dialogue
between the members who have signed this statement. We hope that you will
find it useful and constructive.
Cester Crown
Naje Agest Halaby Halaby
Albert Tahmoush
Howard Howard Squadron M. Specian
JACOBS ENG. /PAS
TEL No.818-578-6837
Jul 5,90 16:38 No.013 P.06
FACING REALITIES ABOUT A MIDDLE EAST NEGOTIATION
We are a group of Americans of Arab background and Jewish background who
along with former Secretary of State Cyrus Vance, have been working together
for seven years. We have focused on two areas -- economic development for
the Palestinian Arab population of the West Bank and Gaza, and how to get the
parties to the Middle East conflict to the peace table. We have involved
ourselves in these efforts, as Americans, because we believe the United
States has a vital and continuing role to play in the Middle East peace
process. We expect our government to be even more deeply involved in that
process in the next few years.
We have made very modest contributions in both areas, partially because
the problems are so difficult, and partially because we have quite delib-
erately set limited goals. Thus, we have never tried to agree on, or to
recommend, the terms of any possible settlement. We have recognized that
only the parties, at a peace table, can work out such terms.
In the areas of our concentration we have informed ourselves through
meetings with very high officials in the Israeli, Jordanian, Egyptian and
American governments. We have also met with Americans affiliated with the
PLO.
The actions of, and resulting from, the intifada in the West Bank and
Gaza have prevented, for the time being, all efforts in the area of economic
development. On the other hand, they have highlighted the necessity for
finding a way to get to the peace table. Although we have avoided public
statements, we now believe that some truths about getting to the table
JACOBS ENG. PAS
TEL No.818-578-6837
Jul 5,90 16:38 No.013 P.07
-2-
deserve public expression. Our group reflects a broad spectrum of views and
backgrounds, and we trust that its observations and conclusions will be given
serious consideration.
Each of the parties to the Middle East dispute has stated publicly from
time to time that it is prepared to commence peace negotiations "without any
preconditions". We believe that the parties would long since have been at
the table if that particular rhetorical phrase had been sincere and had been
acted upon. In fact, each of the parties has raised unrealistic precondi-
tions to a peace negotiation. We urge that these preconditions, which we
regard as obstacles, be discarded.
The first obstacle is the demand that the Palestinians be represented by
persons independent of the PLO.
We understand that internal political considerations in the
United States and Israel may dictate a Palestinian delegation that does not
include prominent PLO officials. We believe that, at the present time, the
Bush administration and most of the Arab world, accept that necessity; and
are prepared accordingly to work with Israel in the selection of the initial
Palestinian delegation. However, in the real world, no Arab country (not
even Egypt) - nor any Palestinian delegation - will participate in a peace
negotiation, if the members of that delegation have not previously been
approved by the PLO. It is time to acknowledge that no Palestinian
delegation will make any proposal that has not received PLO sanction, and
that no Palestinian delegation will agree to any solution that does not have
PLO endorsement. That reality should be honestly faced.
JACOBS ENG. PAS
TEL No.818-578-6837
Jul 5,90 16:38 No. 013 P.08
-3-
Next, there is the demand that the discussion be limited to particular
issues. Naturally, if the first meeting is to discuss procedures for an
election, the agenda for the meeting should conform to that purpose. But it
is inevitable that there will be some conversation about the next step after
the election - if only in terms of process, timetable, and the agenda for the
meeting after the election. Any attempt to circumscribe the initial dis-
cussion more closely is unrealistic.
The third obstacle 1s the consistent reiteration by one party or the
other of ultimate goals. Depending on the party, the demand is articulated
that the goal be "sovereignty", "autonomy", "confederation" -- or whatever.
In the real world, Israel's security concerns as well as the political needs
of the Palestinians for maximum self-governance will ultimately have to be
addressed, after delegations are selected, elections are held, and the
parties are finally discussing substantive issues. The problems do not lend
themselves to traditional solutions. New modes of relationship and new
arrangements for living together will have to be developed. There will have
to be lengthy and complicated negotiations directly between the parties in-
volved, with the assistance of the United States, and possibly Egypt, if the
parties want such assistance.
Finally, there is the question whether an Israeli-Palestinian agreement,
if it can be achieved, is sufficient. What constitutes a compre-
hensive peace? Israel expects, not unreasonably, peace commitments from the
entire Arab world. The Arab states take the position that the Palestinian
problem must first be solved "in all its aspects" -- and comprehensive peace
will follow. This chicken-egg obstacle must be addressed. In some manner,
the other players particularly Syria and Jordan must be brought into the
JACOBS ENG./PAS
TEL No. .818-578-6837
Jul 5,90 16:38 No.013 P.09
-4-
Our own experience -- with strong ties to both sides -- teaches
us that it is possible to resolve deep differences if parties with
opposing viewpoints are willing to sit together and talk. We have
been impressed by how our differences have narrowed over the years,
because we chose to talk to each other.
We urge that the prior demands and preconditions, the proposed
formulas and frameworks, the unrealistic expectations and dreams --
the obstacles to progress -- be put aside. We urge that sincere and
serious attention be paid to taking the first step on what will be
a very long and difficult road - by agreeing on the composition of a
Palestinian delegation, elections, and an agenda consistent with
reality.
JACOBS ENG. /PAS
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REMARKS:
TIME SENT:
Our Changing Planet:
A U.S. Strategy
for Global Change Research
A Report by the Committee on Earth Sciences
To Accompany the
U.S. President's Fiscal Year 1990 Budget
This photograph of the Earth was taken from the Apollo 10 Space-
craft. Much of the Earth is heavily cloud covered. A portion of the
United States from the Great Lakes to Southern California, including
the Rocky Mountain area, is visible. The North American coastline
from Southern Mexico to Alaska can be seen.
Our Changing Planet:
A U.S. Strategy for Global Change Research
A Report by the Committee on Earth Sciences
To Accompany the
U.S. President's Fiscal Year 1990 Budget
Federal Coordinating Council
for Science, Engineering, and Technology
Committee on Earth Sciences
Chairman
Dallas Peck, Department of the Interior, United States
Geological Survey
Vice-Chairman
Richard G. Johnson, Office of Science and Technology Policy
(Consultant)
Executive Secretary
Raymond Watts, Department of the Interior, United States
Geological Survey
Members:
A. Alan Hill, Council on Environmental Quality
Frederick Bernthal, Department of State
Joseph R. Wright, Jr., Office of Management and Budget
Beverly Berger, Office of Science and Technology Policy
Orville Bentley, United States Department of Agriculture
Erich Bretthauer, Environmental Protection Agency
Dale E. Myers, National Aeronautics and Space Administration
George Millburn, Department of Defense
Robert Hunter, Department of Energy
William Evans, Department of Commerce
S. Fred Singer, Department of Transportation
Eric Bloch, National Science Foundation
(See Appendix A for the CES Charter)
EXECUTIVE OFFICE OF THE PRESIDENT
OFFICE OF SCIENCE AND TECHNOLOGY POLICY
WASHINGTON, D. C. 20506
MEMBERS OF CONGRESS:
I am pleased to forward with this letter the research strategy report of the
Committee on Earth Sciences (CES) of the Federal Coordinating Council
for Science, Engineering, and Technology. The report, "Our Changing
Planet: A U.S. Strategy for Global Change Research is the product of an
intense interagency effort by experts in various earth sciences and other dis-
ciplines. This report, which has benefited greatly from close interaction
between CES and the National Academy of Sciences Committee on Global
Change, outlines the goals, implementation strategy, and research budget of
the U.S. Global Change Research Program. The report accompanies the
President's FY 1990 Budget. The strategy will be further expanded into a
detailed, comprehensive research plan in 1989.
Changes in the Earth system such as desertification, drought, volcanism,
and global warming can have tremendous economic and societal impact.
The relative roles of human activity and natural phenomena in global
change are of great importance but are, at present, scientifically undefined.
Improving our ability to understand and to predict global changes, whether
natural or human-induced, is essential for providing our Nation with a
sound basis for developing policies and response strategies. An effective
and well-coordinated federal research program is crucial to this effort. The
program must be both national and international, since global change
crosses political as well as physical boundaries.
The Committee on Earth Sciences' report provides an excellent foundation
for the comprehensive research plan being developed and provides a
keystone for planning for many decades to come. Chairman Dallas Peck
and his interagency committee members, associates, and staff have done an
excellent job and should be commended.
Sincerely,
williamR. Thanam
William R. Graham
Director
List of Tables and Figures
Tables
1. 1989-1990 U.S. Global Change Research
Program Budget
24
2. 1989-1990 U.S. Global Change Research
Program Budget by Federal Budget Function
23
Figures
1. U.S. Global Change Research Program
by Science Element
17
2. U.S. Global Change Research Program
by Agency
19
3. U.S. Global Change Research Program
by Type of Activity
21
4. U.S. Global Change Research Program
by Federal Budget Function
22
Table of Contents
Committee on Earth Sciences Membership
i
Office of Science & Technology Policy
Transmittal Letter
ii
List of Tables and Figures
iii
Prologue: Our Changing Planet
1
Executive Summary
3
Introduction
5
Purpose and Scope of This Report
5
What is Global Change?
5
What is Man's Role in Changing the
Environment?
6
Why is Reliable Global Change
Prediction Important?
7
The U.S. Global Change Research Program
8
Key Global Change Scientific Questions
8
Program Goal
9
Implementation Strategy
10
Three Major Scientific Objectives
10
Integration of Scientific Disciplines
10
Integration with National and
International Global Change Research
Activities
14
FY 1990 U.S. Global Change Research
Program Budget
16
Budget by Science Element
17
Budget by Agency
19
Budget by Type of Activity
21
Budget by Federal Budget Function
22
Epilogue: The Fundamental Rationale
27
Appendices
29
A: Committee on Earth Sciences Charter
29
B: Definitions of the Science Elements and
Type of Activity
35
1
Prologue: Our Changing Planet
The Earth is a changing place: over the past million years
deserts, forests, and grasslands have migrated across the land,
great ice sheets have appeared and disappeared, and wet and
dry periods have come and gone.
Until recent times, severe weather, seasonal extremes, and
longer term climatological patterns of temperature and precipi-
tation appeared to be driven by unknown forces. It was not
easy to discern the influences of even familiar things, like
vegetation, the oceans, or the Sun. The focus of human activity
was on providing better shelter and improved agriculture.
The industrialization of the planet in the 19th and 20th
centuries has given rise to a new set of concerns, namely, that
human activity may be adversely affecting the earth system.
Recent events, such as the discovery of the Antarctic "ozone
hole" and the 1988 North American drought, have led to calls
for fundamental change in the economic and social policies of
both industrialized and developing nations.
In the past several decades, science has provided increased
insight into how the earth and its global environment functions.
Science and technology have now evolved sufficiently to begin
to unravel the complex processes that dominate the life-sustain-
ing earth, including how human activities may influence life on
our planet. The capability to understand how the global earth
system will evolve provides the opportunity for a new and
more productive partnership with nature and a sound scientific
basis for making policy decisions on global change issues.
3
Executive Summary
Global changes can have tremendous impact on human
welfare. These changes may stem from natural processes
that began millions of years ago. Responding to these
changes without a strong scientific basis could be futile and
costly.
This report presents an initial strategy for a comprehensive,
long-term U.S. Global Change Research Program.
The goal of the Program is to provide a sound scientific
basis for developing national and international policy on
global change issues.
The scientific objectives of the Program are to monitor,
understand, and ultimately predict global change.
The Program is broad in scope, encompassing the full range
of earth system changes, including climatic, volcanic,
seismic, ecological, and biological changes. The Program
addresses both natural phenomena and the effects of human
activity. Global warming, an issue that has received much
public attention this past year, is an important element of
this Program.
The Program is described in terms of the following seven
integrated and interdisciplinary science elements (see
Appendix B for amplification) in order to provide a view of
global change activities from the interdisciplinary level
instead of from the traditional single-discipline or single-
agency level:
1. Biogeochemical Dynamics
2. Ecological Systems and Dynamics
3. Climate and Hydrologic System
4
4. Human Interactions
5. Earth System History
6. Solid Earth Processes
7. Solar Influences
The Program's goals, objectives, and strategy are consistent
with other national and international global change research
program plans, including those of the U.S. National Acad-
emy of Sciences' Committee on Global Change and the
International Council of Scientific Unions' International
Geosphere-Biosphere Programme.
In FY 1989, funding for focused global change research
activities totals $133.9 million. The President's FY 1990
budget proposes a funding level of $190.5 million. This
budget will enable the Program to expand and accelerate its
research activities in all areas of global change.
A more detailed research plan will be developed in 1989.
This strategy was developed by a U.S. Federal interagency
group, the Committee on Earth Sciences (CES) of the
Federal Coordinating Council for Science, Engineering, and
Technology (FCCSET), under the directive of the Presi-
dent's Science Advisor. The CES consists of Federal
agencies with programmatic responsibilities related to
global change issues. There are thirteen CES members.
Seven CES members are Federal agencies conducting
research in global change.
5
Introduction
The Purpose and Scope of this Report
The purpose of this document is to provide an initial re-
search strategy to guide planning and conduct of the U.S.
Global Change Research Program. This strategy will be
expanded into a more detailed and comprehensive U.S. Global
Change Research Program plan in 1989.
The comprehensive research plan will present the details of
the U.S. Global Change Research Program, including evaluat-
ing how well the current activities address the key scientific
questions and program goals, identifying the gaps in know-
ledge and the priorities among research needs, and defining
individual Federal agency roles.
Specifically, this research strategy report will:
present the overall program goals, objectives,
budget, and key scientific questions;
identify the important national and international
global change studies and organizations;
summarize the research plan and implementation
strategy; and
inventory the current U.S. Federal agencies'
research activities.
This research strategy has been developed in close collabo-
ration with other national and international planning groups
and activities, including the National Academy of Sciences, the
International Geosphere-Biosphere Programme, and the pro-
grams outlined in the five year plan of the National Climate
Program.
What is Global Change?
Manifestations of global change are numerous and com-
plex: volcanic activity, widespread desertification on some
continents, the dramatic changes in many mid-latitude forests
6
over the past several centuries, changing water tables in numer-
ous regions, earthquakes, the retreat of glaciers, the accumula-
tion of "greenhouse" gases and ozone-depleting chemicals in
the atmosphere, the appearance of the Artarctic "ozone hole",
acidification of some soils and lakes, and the reduction in
genetic diversity of animals and plants.
The earth system is very dynamic and these changes occur
on all time and geographic scales. The Earth itself holds
testimony of ancient steaming bogs and crushing ice sheets,
variations far beyond those known to modern civilization.
Many of these changes are the result of a variety of inter-
related natural processes, including changes in the climate
system, in solar processes, in the earth's orbit, in volcanic pro-
cesses, and in the distribution of biological species and land
masses that may have been ongoing for centuries. Although
human activities may have the potential to alter the earth
system, it is clear that variations occur naturally over a wide
range. The broad study of all of these interrelated earth pro-
cesses constitutes global change research.
What is Man's Role in Changing the Environment?
Most humans experience changes as seasonal-to-decadal
regional weather and climate changes (e.g., last summer's
drought). For this reason these changes, and the influences that
human activities might have on them, have dominated public
concern. In the past, policymakers have understandably fo-
cused on needs perceived as the most immediate, such as
weather forecasting, urban smog, and acid rain.
In recent years, the attention of both scientists and poli-
cymakers has extended to more global-scale, longer-term
changes, such as the question of global warming which may
occur when additional heat radiated from the earth is trapped
by increases in atmospheric "greenhouse" gases.
7
Although there are many other "greenhouse" gases, carbon
dioxide (CO2), generated by natural processes and by the
burning of wood, coal, oil, gasoline, and natural gas, is cur-
rently believed to be the most important contributor to global
warming because of its long atmospheric lifetime and ability to
trap heat. CO2 concentration in the atmosphere has increased
by 25% over the past two centuries. Part of this increase is a
by-product of energy consumption and deforestation to meet
human needs.
However, global warming has occurred in pre-industrial
eras. The potential for future global warming, and the relative
contributions of natural processes and human influences are
still poorly known. A better scientific understanding of these
changes and an improved predictive capability are important
elements of the U.S. Global Change Research Program.
Why is Reliable Global Change Prediction Important?
The effects of natural variability and human activity in the
global system can have profound economic, environmental,
social, and national security implications. For example, the
single 1982-1983 "El Niño" event caused billions of dollars in
economic losses worldwide, and this natural fluctuation in the
climate system is known to be a recurring event of varying
magnitude and periodicity.
Potential changes accompanying a global warming trend
might have even greater impact on regional temperature re-
gimes and precipitation patterns. These could result in changes
in agricultural policies, modes of energy production and usage,
utilization and protection of natural resources, and coastal-zone
management. Reliable estimates of the magnitude and rate of
these changes would be needed at many decision levels within
society: individuals (e.g., farmers), industry (e.g., energy pro-
ducers), and governments (e.g., regulators).
8
Improving the capability to predict and respond to such
changes, whether naturally-occuring or the result of man's
activities, will provide a great benefit to our Nation. A well
coordinated Federal global change research program will be
critical to realizing these improvements.
The U.S. Global Change Research Program
Key Global Change Scientific Questions. A better predictive
understanding of global change requires improved answers to
the following four major questions that form the core of the
U.S. Global Change Research Program research agenda:
1. What Forces Initiate Global Change? These forces
include changes in solar irradiance, in the abundance
of atmospheric trace gases and aerosols, in land use,
in biota, and in the earth's orbit.
2. How Does the Earth System Respond to Changes in
Forcing Functions? These responses or "feedbacks"
include interactions among the climate, the ocean, the
land, the biota, and the atmosphere.
3. How Has the Earth's Environment Changed in the Past?
Differentiating between natural and human-induced
global change requires clear documentation of the
history of earth system variations over long time
scales, especially prior to the influence of human
activity. This documentation is provided by fossils,
tree rings, pollen, soil composition, and sediments
from the ocean, land, and ice.
4. How Well Can Global Change be Predicted? These
evaluations include the ability of models to simulate
past and present global changes and the biological
responses to these changes.
9
Program Goal. Rational response strategies and sound policy
can only be built upon reliable information, predictions, and
assessments of the complex phenomena of the global earth
system. It is in this context that the U.S. Global Change Re-
search Program goal has been developed.
U.S. Global Change Research Program Goal
To Establish the Scientific Basis for National and
International Policymaking Related to Natural and
Human-induced Changes in the Global Earth System.
The Program is based on the premise that three develop-
ments have converged to make this goal feasible in the 1990's:
1. The science essential to an understanding of global
change has matured dramatically in the past several
decades and can begin to address the full range of
global change research issues.
2. The methodologies and research tools to address the
global scales of change are rapidly maturing and can be
fully operational in the 1990's (e.g. earth-observing
satellites, supercomputers for global scale models and
for information management systems, advanced instru-
mentation and measurement systems, and platforms for
ground and ocean-based observations).
3. The national and international infrastructures and
commitment to the global change research agenda are
basically in place, with such elements as the Interna-
tional Geosphere-Biosphere Programme, the World
Climate Research Program, the CES, and the National
Academy of Sciences.
10
Implementation Strategy. The U.S. Global Change Research
Program's implementation strategy includes: (1) the identifica-
tion of three major scientific objectives, (2) the integration of
the various scientific disciplines, and (3) the integration of the
Program with other national and international global change
activities.
(1) Three Major Scientific Objectives
The U.S. Global Change Research Program has three
parallel scientific objectives: monitoring, understanding, and
predicting global change (see box on page 12 for further
details).
The aim of these objectives is to provide detailed assess-
ments of the state of the knowledge of natural and human-
induced changes in the global earth system. Appropriate
predictions on time scales ranging from years to decades, in-
cluding projections 20 to 40 years into the future, will be
developed periodically. These assessments and predictions
will provide information in such areas as: ecosystem dynamics,
the biological influence on the climate system, concentrations
of significant atmospheric constituents, oceanic and atmo-
spheric circulation, and regionally useful information such as
predicted changes in growing seasons, precipitation, and soil
moisture. Assessments of uncertainties in these predictions
will be an integral part of these predictions.
(2) Integration of Scientific Disciplines
The U.S. Global Change Research Program recognizes the
need to achieve a greater level of integration among both
single-disciplinary and multi-disciplinary scientific activities.
The current foundation of earth science research rests primarily
on single-disciplinary activities. However, such individual
disciplines have limited capability to explain and predict global
and regional scale interactive phenomena. Therefore, multi-
11
disciplinary programs are a necessary next step to improve the
knowledge base and to obtain better predictive capability.
Through these interdisciplinary studies, we have recognized the
need for an even broader, more integrated view of the global
earth system.
The U.S. Global Change Research Program is the national
effort to meet that need. It must simultaneously maintain and
strengthen the foundation of single-discipline and multi-disci-
pline science, the building blocks of an integrated understand-
ing of the total earth system.
To facilitate this integration process the Program focuses
on the following seven interdisciplinary science elements:
Biogeochemical Dynamics
Ecological Systems and Dynamics
Climate and Hydrologic System
Human Interactions
Earth System History
Solid Earth Processes
Solar Influences
A more detailed discussion of these scientific elements is
contained in Appendix B.
The seven science elements were developed in close col-
laboration with the National Academy of Sciences' Committee
on Global Change, which is developing the U.S. component of
the International Geosphere-Biosphere Programme. They are
designed to maintain a broad and robust research capability,
while focusing on those earth system processes and interactions
most likely to lead to a practical predictive capability. As a
result of this integrating process, each of the agency programs
has become increasingly important to the overall success of the
U.S. Global Change Research Program.
continued on page 14
12
U.S. Global Change Res
1. Establish an Integrated, Comprehensive Monitoring Program
for Earth System Measurements on a Global Scale
There is no substitute for actual observation of global
change. Observations not only provide direct indications of a
changing world, but also serve to test models and predictions.
Observations sometimes expose surprising phenomena. The
Antarctic "ozone hole" and the rapid increase in atmospheric
methane are examples.
Knowledge of past global change is essential. Prehistoric
changes are recorded in tree rings, sediments, glacier ice, and
other parts of the natural record.
Long-term records derived from frequent and well cali-
brated global measurements of environmentally important
parameters are critically needed. Global measurements from
satellites and surface-based networks are crucial.
2. Conduct a Program of Focused Studies to Improve Our
Understanding of the Physical, Chemical, and Biological
Processes that Influence Earth System Changes and Trends on
Global and Regional Scales
Substantial progress has been made in understanding the
sources, sinks, reservoirs, and fluxes of chemicals and energy
through the earth system, but much remains to be learned. The
earth systems seem to be capable of adjusting to change,
particularly through "feedback" mechanisms. Some global
processes tend to amplify change, while others tend to stabilize
or oppose further change. Still other processes may respond
minimally to changes in the system until a critical magnitude of
change is reached, only to trigger and operate in a dramatically
different mode. It has been suggested, for example, that ocean
circulation may behave this way.
13
earch Program Objectives
A number of key earth system processes are only beginning
to be understood. Examples are: the exchange of heat and
chemicals at the ocean-atmosphere interface, ocean circulation,
atmospheric heating and cooling effects of clouds, the chemical
and climatic effects of atmospheric gases and volcanic prod-
ucts, the general chemical and physical influences on the
atmosphere from land plants, and the underlying physiological
responses of biological organisms. These processes are the
building blocks of earth system models, and their definition
requires sophisticated interdisciplinary studies.
3. Develop Integrated Conceptual and Predictive Earth System
Models
The rapidly expanding knowledge of earth system behavior
permits the development of improved conceptual and computer-
based models. The ultimate objective is to produce predictive
models (e.g., climate change, environmental response, etc.) that
will be useful at both global and regional scales and on many
time scales.
While scientific understanding is increasing, there remains
much to do if truly integrated models of the earth system are to
be developed. Many of the more serious uncertainties arise
from limitations in computing capability and from gaps in our
scientific understanding of important physical, chemical, and
biological processes. Some of the most significant human
impacts of global change are expected to be regional in scope,
but current climate models cannot forecast at regional scales.
Even with enhanced computing capability, scientists modeling
the climate have found that the current characterization of the
land and of plants to be inadequate for their models' needs and
have called upon hydrologists and botanists to provide better
descriptions of heat and water transfer.
14
(3) Integration with National and International Global
Change Research Activities
Both U.S. and foreign governments, collaborating closely
with researchers at universities and in the private sector, have
begun in the last few years to develop a cohesive approach to
studying the global earth system. Examples of recent studies
that focus on the study of the Earth as a single, integrated sys-
tem include:
"Earth System Science: A Program for Global Change"
published in 1986 by the National Aeronautics and Space
Administration's Earth System Sciences Committee;
"Global Change in the Geosphere-Biosphere: Initial
Priorities for an IGBP" published in 1986 by the National
Academy of Sciences; and
the International Council of Scientific Unions has orga-
nized the International Geosphere-Biosphere Programme
and recently published a plan of action.
Building on these and related studies, the Program will
develop national and international partnerships between gov-
ernmental bodies, the academic science community, and the
private research sector to achieve the specific objectives and
long-term goals of the U.S. Global Change Research Program.
15
Major National and International Organizations
Involved in Global Change Research Activities
National Organizations
FCCSET Committee on Earth Sciences
National Climate Program
National Academy of Sciences Committee on Global
Change
Other Boards and Committees of the National
Academy of Sciences
International Organizations
International Council of Scientific Unions: Interna-
tional Geosphere-Biosphere Programme and related
activities
World Meteorological Organization: World Climate
Research Program and related activities
United Nations Educational, Scientific, and Cultural
Organization: Intergovernmental Oceanographic
Commission and related activities
United Nations Environmental Programme
Intergovernmental Panel on Climate Change
16
FY 1990 U.S. Global Change Research
Program Budget
Over the past year, the CES conducted several interagency
global change research budget planning and analysis activities
to ensure that the President's Budget includes requests that are
well integrated and responsive to the Program's goals and
priorities.
The U.S. Global Change Research Program budget in-
cludes only research efforts specifically focused on global
change issues. Some agency programs that contribute to global
change research, but were initiated for and continue to serve
other primary purposes, are not included in the focused U.S.
Global Change Research Program budget (e.g., the National
Aeronautics and Space Administration's Upper Atmospheric
Research Program and Topex/Poseidon mission, the National
Oceanic and Atmospheric Administration's meterological
satellites, and several programs from the Department of De-
fense). It is anticipated, over the next several years, that some
of these contributing programs will be incorporated into the
focused Program.
In FY 1989, funding for focused global change research
activities totals $133.9 million. The President's FY 1990
budget proposes a funding level of $190.5 million for these
programs. (See Table 1 on pages 24 for additional details.)
The budget includes important ongoing and new research
efforts. Some of these ongoing efforts, like the National
Science Foundation's Global Geosciences program and the
Department of Energy's carbon dioxide program, have laid the
foundation for the proposed FY 1990 effort. This budget will
allow the Program to expand and accelerate its research activi-
ties across all areas of global change.
17
Figure 1
U.S. Global Change Research Program
by Science Element
Dollars in Millions
200
Solar Influences
Solid Earth Pro.
150
Earth Sys. History
Human Interactions
100
Cli. and Hyd. Sys.
Eco. Sys. and Dyn.
50
Biogeochem. Dyn.
0
1989
1990
Fiscal Year
Budget by Science Element
From a scientific perspective, the best way to understand
the global change research budget is to examine it by the major
science elements. Figure 1 presents the FY 1989 and FY 1990
budgets by science element.
Biogeochemical Dynamics: These programs concentrate
on the study of the biogeochemical constituents (e.g., oxy-
gen, carbon, nitrogen, etc.) within the earth system and
their influence on the life-sustaining envelope of the earth,
including global warming. The FY 1990 budget proposes
$44.9 million for this element, a 51 percent increase over
the FY 1989 level.
Ecological Systems and Dynamics: These programs
focus on how ecological systems both impact and respond
to a wide range of global changes. The FY 1990 budget
proposes $39.5 million for this element, a 41 percent
increase over the FY 1989 level.
18
Climate and Hydrological System: This research exam-
ines the physical processes that govern the climate and
hydrologic system, including the atmosphere, hydrosphere,
cryosphere, land surfaces, and biosphere. These efforts are
clearly central to the description, understanding, and pre-
diction of global change. The FY 1990 budget proposes
$59.3 million for this element, a 56 percent increase over
the FY 1989 level.
Human Interactions: These programs study the interface
between natural processes and human activities. Roughly
two-thirds are policy studies and not earth science research.
However, these studies benefit greatly from close associa-
tion with the research activities. The FY 1990 budget
proposes $22.0 million for this element.
Earth System History: This element is crucial to docu-
menting past natural changes. Climate information from
the past will be very important in distinguishing the relative
roles of natural phenomena and human activity in global
change. The FY 1990 budget proposes $7.0 million for this
element, roughly doubling the FY 1989 level.
Solid Earth Processes: Interactions between the earth's
surface and the atmosphere, hydrosphere, cryosphere, and
biosphere are the key elements of this program. The FY
1990 budget proposes $10.5 million for this element, an 18
percent increase over the FY 1989 level.
Solar Influences: These programs are designed to study
the impact of solar variability on the atmosphere and
climate. The FY 1990 budget proposes $7.3 million for
this element, a 78 percent increase over the FY 1989 level.
19
Figure 2
U.S. Global Change Research Program by Agency
Dollars in Millions
80
1989
70
1990
60
50
40
30
20
10
0
NSF DOE USGS NASA NOAA EPA USDA
AGENCY
Budget by Agency
Figure 2 shows the FY 1989 and FY 1990 proposed budget
level by agency. The individual agency efforts reflect their
particular mission, and build upon their respective scientific
and technical strengths.
National Science Foundation (NSF): NSF primarily
supports university-based basic research in all areas of
earth, atmospheric, and ocean sciences. NSF's efforts
encompass all seven science elements except human inter-
actions. The FY 1990 budget proposes $53.5 million for
NSF, a 36 percent increase over FY 1989. This increase
reflects Administration and Congressional commitment to
doubling the level of NSF's support for university-based
basic research over the next five years.
Department of Energy (DOE): DOE maintains a pro-
gram of research directed at how energy production and use
affect global earth systems and how possible responses to
such change may affect future energy options. As a result,
20
the DOE global change program is focused primarily on
climate and ecosystem response research. The FY 1990
budget proposes $27.2 million for DOE, a 35 percent
increase over FY 1989.
Department of the Interior/United States Geological
Survey (DOI/USGS): DOI/USGS carries out research in
past climate change, regional hydrology, the carbon cycle,
coastal erosion, volcanic activity, and glaciology. The FY
1990 budget proposes $10.3 million for DOI/USGS, a 94
percent increase over FY 1989.
National Aeronautics and Space Administration:
(NASA) is responsible for earth sciences research from
space, including broad scientific studies of the planet as an
integrated system. This research effort supports advanced
technology development studies of the Earth Observing
System (EOS). These studies will focus on defining the
remote sensing instruments, space infrastructure, and data
management systems needed to study a broad range of
global change processes. EOS is under consideration as a
new initiative sometime over the next several years. The
FY 1990 budget proposes $21.5 million for NASA, a 48
percent increase over FY 1989.
Department of Commerce/National Oceanic and At-
mospheric Administration (DOC/NOAA): Building on
its base of oceanic and atmospheric science and services,
DOC/NOAA's focused programs emphasize improving
predictions of climate change and its regional implications,
on time scales from a single season to centuries. NOAA's
mission-directed activities include research on physical and
biogeochemical processes in the climate system, in situ
measurements, climate modeling, and diagnostic tech-
niques for detecting global changes. The FY 1990 budget
proposes $20.0 million for DOC/NOAA, roughly doubling
the FY 1989 level.
21
Environmental Protection Agency (EPA): EPA research
is focused on ecological systems and human interactions.
These research efforts reflect EPA's regulatory mission to
assess and evaluate the ecological, environmental, and
health-related consequences of global change. The FY
1990 budget proposes $35.3 million for EPA, a 29 percent
increase over FY 1989. Roughly 40 percent of the FY
1990 program is for policy studies.
United States Department of Agriculture (USDA): The
USDA global change research programs deal with the
impact of the climate on agricultural and ecological sys-
tems and the impact of these systems on the climate. Many
of the USDA vegetation, soils, and ecology research pro-
grams are critical to the success of the Program. The FY
1990 budget proposes $22.7 million for USDA, a 24 per-
cent increase over FY 1989.
Figure 3
U.S. Global Change Research Program
Dollars in Millions
by Activity
200
Facilities
Data Management
150
Observations
Research
100
50
0
1989
1990
Fiscal Year
Budget by Type of Activity
The Program has been divided into the four types of activi-
ties that are highlighted in Figure 3. The FY 1990 budget
22
proposes $158.9 million for research, 83 percent of the total FY
1990 budget. However, it is anticipated that the ratio between
the four types of activities will change significantly over the
next several years. Planning funds have been included for
future observing systems, their data management needs, and
associated facilities. These planning efforts and the Program's
coordination mechanisms will ensure the most efficient use of
these capital investments. In particular, the CES is working
with the interagency Working Group on Data Management for
Global Change to address the future data management needs of
the Program. The CES plans to maximize the use of existing
archive systems (e.g., DOI/USGS's Earth Resources Observa-
tions Satellite Data Center and DOC/NOAA's National Cli-
mate Data Center).
Figure 4
U.S. Global Change Research Program
by Federal Budget Function
Dollars in Millions
80
1989
70
1990
60
50
40
30
20
10
0
250
270
300
350
Federal Budget Function
Budget by Federal Budget Function
Scientific, environmental, energy, and agricultural
resources are very important to our Nation. All either impact
or are impacted by global change.
23
Figure 4 illustrates the Program's funding level by the
Federal budget functions that encompass these national re-
sources. As would be expected, the budget proposes signifi-
cant increases for budget functions 250 and 300. In FY 1990,
$75.0 million is proposed for function 250, a 40 percent in-
crease over FY 1989. For function 300, $65.6 million is
proposed for FY 1990, a 57 percent increase over FY 1989.
Despite the broad distribution across these budget functions
and, hence, across many Executive Branch and Congressional
decision making paths, it is crucial to view the Program as a
single integrated research effort. The success of many of the
science objectives is dependent on the cooperation and contri-
butions of all the individual agency programs. Thus, decisions
concerning these investments should attempt to recognize the
full scope and structure of the U.S. Global Change Research
Program.
Table 2
1989-1990 U.S. Global Change Research Program Budget
by Budget Function
(Dollars in Millions)
Budget
Budget Function
Function
Number
1989
1990
TOTAL
133.9
190.5
General Science, Space
and Technology
250
53.7
75.0
NASA
14.5
21.5
NSF
39.2
53.5
Energy (DOE)
270
20.2
27.2
Natural Resources &
Environment
300
41.7
65.6
DOI/USGS
5.3
10.3
EPA
27.4
35.3
DOC/NOAA
9.0
20.0
Agriculture (USDA)
350
18.3
22.7
24
Table
1989-1990 U.S. Global Change
(Dollars
Biogeochemical
Ecological Systems
Focused Program
Total Budget
Dynamics
and Dynamics
1989
1990
1989
1990
1989
1990
Agency Totals
133.9
190.5
29.8
44.9
28.1
39.5
NSF
39.2
53.5
13.5
18.3
1.9
1.9
DOE
20.2
27.2
6.0
5.5
4.2
6.7
DOI/USGS
5.3
10.3
0.0
0.0
0.0
0.3
NASA
14.5
21.5
3.0
4.4
4.3
6.4
DOC/NOAA
9.0
20.0
0.0
3.0
0.0
0.0
EPA
27.4
35.3
0.8
3.5
7.4
13.2
USDA
18.3
22.7
6.5
10.2
10.3
11.0
Activity
133.9
190.5
29.8
44.9
28.1
39.5
Research
116.4
158.9
26.9
40.1
24.9
35.0
Observations
10.7
15.0
0.0
1.5
2.0
2.5
Data Management
2.3
8.1
0.4
0.8
0.2
1.0
Facilities
4.5
8.5
2.5
2.5
1.0
1.0
25
1
Research Program Budget
in Millions)
Climate and
Human
Earth System
Solid Earth
Solar
Hydrologic System
Interactions
History
Processes
Influences
1989
1990
1989 1990
1989
1990
1989
1990
1989 1990
38.0
59.3
22.0
22.0
3.0
7.0
8.9
10.5
4.1
7.3
13.2
17.0
0.0
0.0
2.0
4.7
6.2
6.5
2.4
5.1
7.0
10.2
2.0
3.6
0.0
0.0
0.0
0.0
1.0
1.2
2.3
5.0
1.5
2.0
1.0
2.3
0.5
0.7
0.0
0.0
4.3
6.4
0.0
0.0
0.0
0.0
2.2
3.3
0.7
1.0
9.0
17.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.7
2.2
18.5
16.4
0.0
0.0
0.0
0.0
0.0
0.0
1.5
1.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
38.0
59.3
22.0
22.0
3.0
7.0
8.9
10.5
4.1
7.3
31.6
46.1
22.0
20.8
3.0
3.5
5.4
8.1
2.6
5.3
5.0
8.5
0.0
0.0
0.0
0.0
3.5
2.2
0.2
0.3
1.4
4.7
0.0
1.2
0.0
0.0
0.0
0.2
0.3
0.2
0.0
0.0
0.0
0.0
0.0
3.5
0.0
0.0
1.0
1.5
27
Epilogue: The Fundamental Rationale
In the coming decades, global change may well represent
the most significant societal, environmental, and economic
challenges facing this Nation and the world. The national goal
of developing a predictive understanding of global change is, in
its truest sense, science in the service of mankind.
29
APPENDIX A
CHARTER
COMMITTEE ON EARTH SCIENCES
of the
Federal Coordinating Council for Science, Engineering,
and Technology
The Committee on Earth Sciences (CES) is hereby estab-
lished by action of the Federal Coordinating Council for
Science, Engineering, and Technology (FCCSET). FCCSET
derives its current authority from executive Order 12039 of
February 24, 1978.
Purpose and Functions
A goal of earth sciences is to understand, on a global scale,
how the highly interactive system comprised of the solid Earth,
the oceans, the atmosphere and magnetosphere, and the
biosphere has evolved, how it functions today, and how it will
evolve in the future. In addition to basic research, earth
science R&D includes continued development of the technol-
ogy needed for observations of the earth system and increased
emphasis on collection, analysis, and archiving of data on a
global scale from satellite and ground-based measurements
needed for long-term research efforts and addressing national
policy issues which depend on a characterization of human-
kind's impact, or potential impact, on the global environment.
The purpose of the Committee on Earth Sciences is to increase
the overall effectiveness and productivity of Federal R&D
efforts directed toward an understanding of the Earth as a
global system. In fulfilling this purpose the Committee
addresses significant national policy matters which cut across
agency boundaries.
Specifically the CES:
a. reviews Federal R&D programs in earth sciences
including both national and international programs;
b. improves planning, coordination, and communication
among Federal agencies engaged in earth sciences
R & D;
30
c.
identifies and defines earth sciences R&D needs;
d.
develops and updates long-range plans for the
overall Federal R&D effort in earth sciences;
e. addresses specific programmatic and operational
issues and problems which affect two or more
Federal agencies;
f.
provides reviews, analyses, advice and recommen-
dations to the Chairperson of FCCSET on Federal
policies and programs concerned with earth
sciences R&D, particularly in assessing human
kind's impact on the global environment;
g. develops the Administration's response to the call
in the NSF Authorization Act of 1987 for a report
to Congress, in the NSF Authorization Act of 1987,
concerning Federal Government action with respect
to the establishment of an International Year of the
Greenhouse Effect mandated in calendar year 1991.
Structure
The Chairperson and Vice-Chairperson of the CES are
appointed by the Chairperson of FCCSET; the Vice-Chairper-
son is from an agency other than that which the Chairperson
represents. The Executive Secretary is designated by the CES
Chairperson. Additional staff assistance is provided by mem-
ber agencies as required by the Committee. Chairpersons of
CES task forces or working groups arrange assistance from
their own agencies.
The following departments and agencies are represented on
this Committee:
Department of Agriculture
Department of Commerce
Department of Energy
Department of the Interior
31
Department of State
Department of Transportation
National Science Foundation
Environmental Protection Agency
National Aeronautics and Space Administration
Office of Science and Technology Policy
Office of Managment and Budget
Council on Environmental Quality
Other Federal agencies participate, as appropriate, upon
invitation by the Committee Chairperson or the Chairperson of
FCCSET.
The CES Chairperson approves the establishment, continu-
ation, or termination of task forces and working groups as
necessary to achieve the Committee's purposes. Membership
on such task forces and working groups is not restricted to
Committee members and is established as the Committee may
determine appropriate.
The Committee meets at the call of the CES Chairperson who
also approves the agenda. Meetings are held not less than two
times a year. Meetings of task forces and working groups are
held as necessary to meet their specific objectives. Minutes of
meetings are prepared by the Committee Executive Secretary
and distributed to all members of the Committee, the leaders of
task forces and working groups, and to the Executive Secretary
of FCCSET.
Compensation
All members are full-time Federal employees who are
allowed reimbursement for travel expenses by their agencies
plus per diem or subsistence while serving away form their
duty stations and in accordance with standard governmental
travel regulations.
32
Documentation
Agendas and records of actions of Committee meetings are
prepared and disseminated to members by the Executive Secre-
tary. Records of actions are submitted to members for approval.
Complete records of all committee activities, including those of
task forces and working groups, are maintained in the office of
the Chairperson. The Committee prepares a report for the
Chairperson of FCCSET not later than 60 days after the end of
each fiscal year. The report contains, as a minimum, the
Committee's functions, a list of members and their business
addresses, the dates and places of meetings, and a summary of
the Committee's activities and recommendations during the
year.
Termination date
Unless renewed by the Chairperson of FCCSET prior to its
expiration, the Committee on Earth Sciences of FCCSET shall
terminate not later than December 31, 1990.
Determination
I hereby determine that the formation of the Committee on
Earth Sciences is in the public interest in connection with the
performance of duties imposed on the Executive Branch by law
and that such duties can best be performed through the advice
and counsel of such a group.
Approved:
March 6, 1987
WilliamR Thaham
Date
Chairman, FCCSET
33
Appointment of New Member
and Amendment to the Charter
of the
Committee on Earth Sciences
(FCCSET)
APPOINTMENT: By my authority as Chairman, Federal
Coordinating Council for Science, Engineering, and
Technology (FCCSET), I appoint the Department of Transpor-
tation as a permanent member of the Committee on Earth
Sciences (CES).
AMENDMENT: Charter of the Committee on Earth Sciences
of the Federal Coordinating Council for Science, Engineering,
and Technology as signed and approved on March 6, 1987, by
the Chairman, FCCSET, is amended as follows.
Under the Section "Structure," add the following new member:
"Department of Transportation"
August 24, 1988
WilliamR. Traham
Date
William R. Graham, Chairman
Federal Coordinating Council
for Science, Engineering,
and Technology
35
APPENDIX B:
DEFINITIONS OF SCIENCE ELEMENTS
AND TYPE OF ACTIVITY
Definition of Science Elements
1. Biogeochemical Dynamics- The study of (1) the sources,
sinks, fluxes, and interactions between mobile biogeochemical
constituents within the Earth system, with a particular focus on
oxygen, and other key elements, including carbon, nitrogen,
sulfur, phosphorus, and the halogens; (2) the cycling of bio-
geochemical elements in the atmosphere, oceans, terrestrial
regions, biota, and other sediments over Earth's history;
(3) the influence of biogeochemical elements on the regulation
of ecological systems and contribution to potential "green-
house" constituents (for example CO2, CH₄, etc.) that might
have a direct influence on climate and the life-sustaining
envelope of the Earth. Hydrology is excluded here and
included in #3. For consistency, ozone studies will be included
here.
2. Ecological Systems and Dynamics- The study of the re-
sponses of ecological systems, both aquatic and terrestrial, to
changes in global environmental conditions and of the influ-
ence of biological communities on the atmospheric, climatic,
and ocean systems. It includes studies of plant succession,
terrestrial and aquatic biodiversity, extinctions, relationship
with geological substrate, etc. Contemporary monitoring and
specific ecosystem experiments can provide information on
multiple stresses influencing the biota and on the biotic re-
sponse to environmental stresses both natural and cultural;
such information is needed to achieve the basic understanding
required for the development of models. Identification and
study of particularly sensitive and indicative ecosystems will
be especially informative.
3. Climatic and Hydrologic System- The study of the physical
36
processes that govern the climate and hydrologic system--
incorporating the atmosphere, hydrosphere (oceans, surface
and ground water, etc), cryosphere, land surface, and bio-
sphere. These are clearly central to the description, under-
standing, and prediction of global change, particularly in terms
of impacts on global climate conditions and upon the pervasive
and critical hydrologic system.
4. Human Interactions- The study of the impacts of changing
global conditions on human activities. The global environment
is a crucial determinant of humanity's capacity for continued
and sustained development. Research should focus on the
interface between human activities and natural processes. An
example would be the studies of the impacts on agriculture
from changes in length of growing season.
5. Earth System History- The natural record of environmental
change is contained in the rocks, terrestrial and marine sedi-
ments, glaciers and ground ice, tree rings, geomorphic features
(including the record of changes in sea level), and other direct
or proxy documentation of past environmental conditions.
These archive the Earth's history and document the evolution
of life, past ecosytems, and human societies. Past geological
epochs with warmer or cooler climates relative to present are of
particular scientific interest and should illustrate the range of
natural variability. As past analogues of possible future cli-
mates, they contribute both to the understanding of the present
Earth system and to the prediction of its future.
6. Solid-Earth Processes- The study of solid-Earth processes
that affect the life-supporting characteristics of the global
environment and especially those processes that take place at
the interfaces between the solid earth and the atmosphere,
hydrosphere, cryosphere, and the biosphere. Solid-Earth
processes that directly affect the environment are of primary
interest; processes that have only indirect effects are excluded.
37
7. Solar Influences- Studies of variability in solar brightness
and its impact in atmospheric density, chemistry, dynamics,
ionizations, and climate. Studies of the effects of solar vari-
ability on biogeochemical cycles as well as the ultraviolet
impact on biology and chemistry would be included here.
Included are studies of present-day variations and the historical
record. This may include examination of causal mechanisms to
explain linkages between solar flux variation and subsequent
atmospheric responses that have important implications for the
biosphere.
Definitions of Type of Activity
1. Research- The research element includes basic and applied
science, theory, analysis, modeling, prediction, and assessment
which are fundamental to understanding global change or some
portion of the Earth system.
Examples are process studies, analyses of processes, ex-
ploratory field measurement programs, measurements other
than long-term sustained observations, and basic laboratory
studies. Also included is applied mission- or problem-oriented
research, for example acid rain research. Activities such as
policy option studies, emission estimates, and economic mod-
eling would be included here but should be labeled as such.
Model development and use is included here, that is, the
development, improvement, and application of quantitative
numerical models that simulate processes of the global envi-
ronment and components of its subsystems, coupled models
exploring processes between subsystems, models of human
activities and their impacts, assessment models, and predictive
models, including operational forecasting models.
38
2. Long-term Observations- This element includes observa-
tions made periodically or continuously over three years or
more, and is essentially the documentation of global change. It
includes monitoring aimed at developing a long-term observa-
tional record of environmental parameters for research on
decadal time scales.
Examples: Documentation of variations and changes in the
atmosphere's concentration of trace gases; documentation of
variations and changes in global atmospheric circulation;
satellite measurements of ocean parameters.
Facilities supporting these observations are included along
with the actual activities and costs of taking the measurements,
developing the algorithms to analyze the data, and the reduc-
tion of the data.
3. Data Management- This category includes operational
expenses for organizing, archiving, preserving, and making
data available for global change research. This includes all
activities related to global change data management beyond
those short-term activities reported under the research activity.
4. Facilities- Some programs may include major investments
in logistics or facilities (satellites, research vessels, super-
computers, telecommunications hardware, etc.) that are essen-
tial to the success of a program.
Global patterns of biological productivity showing land and ocean
vegetation. Land patterns are determined from measurements taken
from the NOAA-7 polar orbiting satellite and ocean patterns from the
NASA Nimbus-7 satellite. Ocean productivity patterns represent an
average over 18 months and range from red (most productive) to
purple (least productive). Land patterns represent the potential
productivity averaged over 3 years and range from deep green
(representing rain forests) to beige (representing deserts and barren
regions).
A U.S. Strategy
for Global Change Research
PRESIDENT'S COUNCIL OF ADVISORS ON SCIENCE AND TECHNOLOGY
WASHINGTON
June 20, 1990
THE CHIEF of STAFF
has seen
MEMORANDUM FOR THE PRESIDENT
FROM:
D. Allan Bromley, On Behalf of the President's Council of Auan
Advisors on Science and Technology
SUBJECT: Your Fiscal Year 1991 S&T Budget
The President's Council of Advisors on Science and Technology (PCAST) has stated
its strong support of your overall Science and Technology (S&T) budget for Fiscal
Year 1991. Within the fiscal constraints you face, your budget proposal provides
appropriate balance between investing in the future and meeting our current national
needs. The Administration proposals provide a strong start in revitalizing our
education system and maintaining our nation's strong S&T base.
PCAST believes that your Science and Technology budget proposals are critical
to the future of this country. The Council members pledge to convey their support
for your FY 1991 request to leaders in the academic and industrial communities, as
well as to political leaders at the grass roots. We urge the Administration to
continue to convey to Congress the importance of the Science and Technology budget
proposals.
Should the Congress not act to maintain strong support for Science and Technology,
we risk erosion of our S&T base in this country. Of particular concern are the many
individual and small-group researchers; in the aggregate, these researchers produce
the stream of new knowledge that is science and becomes technology. Thus, it is vital
that we protect those programs which provide support for investigator-initiated
research programs.
One of the PCAST concerns is that federal support for various "big science" projects,
in the context of constrained budgets, could crowd out support for these individual
investigators. As Director of the Office of Science and Technology Policy, I will strive
to continue the Administration's attentiveness to this concern as we work with OMB
in the preparation of the Fiscal Year 1992 budget.
THE WHITE HOUSE
WASHINGTON
June 21, 1990
90 JUN 23 23 A9:26 A 9 : 26
MEMORANDUM FOR THE PRESIDENT
FROM:
D. ALLAN BROMLEY
Anan
SUBJECT:
DOD-ACADEMIC RELATIONS
I am enclosing herewith a copy of a memorandum that I have sent, at the request of
PCAST, to Dick Cheney concerning the desirability of rebuilding, even under current
budgetary stringencies, the DOD-university bridges that served the nation so well during
the post World War II decades.
Enclosure
THE WHITE HOUSE
WASHINGTON
June 19, 1990
MEMORANDUM FOR THE SECRETARY OF DEFENSE
FROM:
D. Allan Bromley, On Behalf of the President's Council of Advisors
on Science and Technology
Aucu
SUBJECT: DOD-UNIVERSITY RELATIONSHIP
The pace of political change around the globe is so fast and so profound that our
defense-related research must be both broad and deep. As you are only too well
aware, we must prepare for the unexpected. This means searching for new ideas
whose application is not immediately obvious and investing in our most flexible
resource, people. Accordingly, I would like to convey that the President's Council of
Advisors on Science and Technology was pleased to learn from Mr. Atwood that the
Department places high priority on maintaining the strength of its technology base --
especially the so-called 6.1 and 6.2 programs. PCAST applauds the wisdom of such
long-term strategic planning.
In this regard, PCAST would like to draw your attention to an opportunity and a
need: the strengthening of the DoD-University partnership. The DoD has over the
years supported science and technology emphasizing both new knowledge and the
education of scientists and engineers. New interdisciplinary programs were created at
research universities, helping to advance new fields such as artifical intelligence,
computing and materials science and engineering. The latter, for example, produced
whole new classes of materials, including polymer composites, rapidly solidified
metals, sensor materials and new laser materials.
An important by-product was the training of thousands of graduate students. Indeed,
a large portion of the nation's technical leaders received their graduate education
through DoD support. This support of research and education has been a wise
investment. The new technologies that have emerged have become essential to DoD
and to the nation as a whole in ways not anticipated at the time.
In this changing world, PCAST urges that DoD continue its important role in
stimulating more Americans to become scientists and engineers and in creating new
knowledge even under the stringent budgetary limitations that you currently face.
Such an effort would be fully consistent with the President's initiatives in education
and basic research. We believe that strong DoD-academe bridges that served the
nation so well in the past will prove equally important in the decades ahead.
Withdrawal/Redaction Sheet
(George Bush Library)
Document No.
Subject/Title of Document
Date
Restriction
Class.
and Type
12. Memo
From N.G. Maynard to John Sununu
1/23/90
PS
Re: NAS/NAE/IOM Panel on Policy Implications of
Greenhouse Warming (2 pp.)
Collection:
Record Group:
Bush Presidential Records
Office:
Chief of Staff to the President, Office of the
Series:
Sununu, John, Files
Open on Expiration of PRA
Subseries:
White House Offices File
(Document Follows)
WHORM Cat.:
By (NLGB) on 10/28/05
File Location:
Science and Technology
(Bromley) (1990) [2]
Date Closed:
12/16/2004
OA/ID Number:
29183-007
FOIA/SYS Case #:
1998-0004-F[1]
Appeal Case #:
Re-review Case #:
2005-0426-S
Appeal Disposition:
P-2/P-5 Review Case #:
Disposition Date:
AR Case #:
MR Case #:
AR Disposition:
MR Disposition:
AR Disposition Date:
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RESTRICTION CODES
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Freedom of Information Act - [5 U.S.C. 552(b)]
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(b)(1) National security classified information [(b)(1) of the FOIA]
P-2 Relating to the appointment to Federal office [(a)(2) of the PRA]
(b)(2) Release would disclose internal personnel rules and practices of an
P-3 Release would violate a Federal statute [(a)(3) of the PRA]
agency [(b)(2) of the FOIA]
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(b)(3) Release would violate a Federal statute [(b)(3) of the FOIA]
financial information [(a)(4) of the PRA]
(b)(4) Release would disclose trade secrets or confidential or financial
P-5 Release would disclose confidential advice between the President
information [(b)(4) of the FOIA]
and his advisors, or between such advisors [a)(5) of the PRA]
(b)(6) Release would constitute a clearly unwarranted invasion of
P-6 Release would constitute a clearly unwarranted invasion of
personal privacy [(b)(6) of the FOIA]
personal privacy [(a)(6) of the PRA]
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purposes [(b)(7) of the FOIA]
C. Closed in accordance with restrictions contained in donor's deed of
(b)(8) Release would disclose information concerning the regulation of
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PRM. Removed as a personal record misfile.
EXECUTIVE OFFICE OF THE PRESIDENT
OFFICE OF SCIENCE AND TECHNOLOGY POLICY
WASHINGTON, D.C. 20506
January 23, 1990
THE CHIEF of STAFF
has seen
To:
D. Allan Bromley
From:
N. G. Maynard
Subject:
NAS/NAE/IOM Panel on Policy Implications of
Greenhouse Warming
I. Background
As you know, there was a Congressional directive to EPA to
commission the Academy to evaluate policy options for mitigating
and responding to climatic change. It also asked the Academy to
"establish the scientific concensus on the rate and magnitude of
climatic change". In response, the NAS Panel on Policy
Implications of Greenhouse Warming, chaired by the Honorable
Daniel J. Evans, set up a discussion of the scientific
controversies surrounding the "greenhouse effect" to be held at
study panel at the Academy on January 24, 1990.
II. Selection of the Panel
Since the reputation, strength, and pride of the Academy
rests on absolute fairness and equal representation of all points
of view on any issue, bias or unfairness is simply never a real
issue. However, because of the scientific importance and
political sensitivity of the greenhouse warming issue, it is my
impression that the Academy was even more diligent than usual in
attempting to insure fairness and balance in setting up this
panel. I am aware of the following specific actions which would
support this impression:
1. Dr. Robert White, President of the NAE and Dr. Frank Press,
President of NAS were both directly involved in trying to
provide the best representation on the panel. This
included (among many other similar efforts with other
scientists) many calls trying to entice one of the authors
of the Marshall Institute Report to appear on the panel.
Evidentally, Drs. Nierenberg, Seitz, and Jastrow were all
inextricably involved in other activities and, despite
considerable attempts to rearrange their schedules, they
were not able to participate.
2.
The Marshall Institute Report authors did provide several
names of possible alternatives for their own viewpoints,
including, Lindzen and Newell, among others.
3.
Lindzen was chosen based upon his ability to supply
information to the discussions on a much broader background
relevant to global change.
4.
Nierenberg approved of this choice and, in fact, wrote a
letter containing some of his views, as well as confirming
his approval of Lindzen to represent his point of view.
5.
Staff at NAS was not aware that there was ny feeling that
Newell or any other person or point of view considered
themselves underrepresented.
6.
Later in the process, NAS felt that since solar variation,
which comprised an important component of the Marshall
Institute discussions, was so critical to the discussions,
they added a person with a strong background in this area to
the attendees who would be prepared to address uncertainties
in the area as well as present status of knowledge. (Dr.
Sally Balunis, Harvard)
Having worked as a staff directer of the Ocean Studies Board at
the National Academy of Sciences for 2 years, I can personally
assure you that staff, officers, and members of committees of the
Academy insist upon absolute fairness and complete lack of bias
as a routine matter. I can not conceive of the Academy ever
doing business in any questionable way. It is, after all, the
very factor upon which the reputation of the Academy rests.
NATIONAL CENTER FOR ATMOSPHERIC RESEARCH
cc
P.O. Box 3000
Boulder, Colorado 80307-3000
Telephone: (303) 497-1000
Telex: 989764
6 December 1989
Dr. D. Allan Bromley
whitt of STAFF
Science Adviser to the U.S. President
Executive Offices of the President
a
seen
Washington, DC 20500
Dear Dr. Bromley:
In an article in the 20 November 1989 issue of Newsweek, John Sununu referred
to the new climate-change modeling research by Washington and Meehl (1989) at the
National Center for Atmospheric Research (NCAR). (Another editorial, also on 20
November, in The Wall Street Journal, incorrectly quoted results from the same re-
search.) When I saw the Newsweek article, I telegrammed Dr. Sununu and invited him
to call me if he wanted more information on our experiments. In our ensuing telephone
discussions about the state of climate modeling and our research, he suggested that I
contact you directly.
My purpose in writing you, therefore, is to correct the media statements and to
clarify the conclusions to be drawn from the model results at NCAR. Our modeling
group is one of the few research groups that has successfully coupled a global atmo-
spheric model to a global dynamical ocean model. The ocean model is driven by heat
fluxes to and from the atmosphere, by wind forcing, and by salinity differences caused
by atmospheric precipitation and evaporation. Although the coupled model can expe-
rience many problems from lack of constraints, its advantage is that it can be used to
examine climate sensitivity to a gradual increase of carbon dioxide in addition to an
instantaneous doubling of carbon dioxide.
The Wall Street Journal's editorial says that we have "cut in half" our estimates
of climate change. This assumption is erroneous for the following reasons. In previous
climate-change experiments, we used a simple, mixed-layer upper ocean with a thick-
ness of 50 m. Although such an ocean model does not include vertical or horizontal
heat transport mechanisms and other important ocean processes (such as mixing with
intermediate and deep ocean layers), it does include some important aspects of the sea-
sonal heat storage in the upper oceans, that is, heat is stored in summer and released in
winter. The GISS model used by James Hansen is an example of a simple, mixed-layer
model with a specified poleward flux of heat from the tropics.
Because of the prohibitive expense in running our new model with a dynamical
ocean to equilibrium, we cannot say exactly what the new equilibrium would be, but
it certainly would be larger than the value quoted in Newsweek. In fact, we have run it
farther than reported in the referenced article and it continues to show globally averaged
warming in the oceans and atmosphere. Our research and that of NOAA's Geophysical
Fluid Dynamics Laboratory have revealed new insights into global warming. Previous
studies indicated that land and ocean areas usually warm, but our recent studies show,
for the first time, that some ocean regions actually cool. In our experiments with
a gradual increase of carbon dioxide, the lands are warmer and in certain regions the
North Atlantic and North Pacific Oceans are cooler-a pattern similar to that observed
by Karoly (1989). Although our coupled dynamical models are not precise enough
for climate prediction, they yield behavior patterns heretofore unseen in other model
studies with simple oceans, and this behavior is only one part of a myriad of climate
The National Center for Atmospheric Research is operated by the University Corporation
for Atmospheric Research under sponsorship of the National Science Foundation.
An Equal Opportunity/Affirmative Action Employer
To Dr. D. Allan Bromley
6 December 1989
Page 2
system interactions we are beginning to explore. The simplified picture of using some
globally averaged warming number is not meaningful for the observations or for the
models. The large-scale regional patterns that appear are likely to be quite complex
with a great deal of natural variability.
The Wall Street Journal editorial also recommended that George Bush, John Su-
nunu, Bill Reilly, Congress, and the governors gather together on C-SPAN to hear
top climate modelers discuss and "settle" the issues surrounding the greenhouse effect.
We do not believe that this is the best method of dealing with scientific uncertainties.
Rather, we should consider the recommendations to be made in 1990 by the Intergov-
ernmental Panel on Climate Change (IPCC)-a study involving worldwide experts on
climate change. We at NCAR are participating in this IPCC study, as well as in in-
tercomparisons of models under the Department of Energy's Carbon Dioxide Program.
Both efforts are extremely critical to our understanding of what the models are really
telling us.
Your statements to the press and public indicate that you are an advocate of global-
change research. We urge your continued support. Climate modelers must continue
resolution. to refine the uncertain aspects of physical processes, such as clouds, and to improve
If you would like more information, please call me at (303) 497-1321; my FAX
number is (303) 497-1137.
Sincerely,
Women M. Washington
Warren M. Washington, Director
Climate & Global Dynamics Division
Enclosures
cc: John Sununu
Nancy Maynard
Richard Anthes
Peter Gilman
Ari Patrinos
Michael Riches
Robert Serafin
Deborah Stirling
References:
Karoly, D., 1989: Northern Hemisphere temperature trends: A possible
greenhouse gas effect Geophys. Res. Lett., in press.
Washington, W.M. and G.M. Meehl, 1989: Climate sensitivity due to
increased CO2: experiments with a coupled atmosphere and ocean
general circulation model. Climate Dynamics, 4, 1-38.
SCIENCE
Is It All
Just Hot Air?
New computer models question the severity
and timing of the greenhouse effect
ow worried should we be about
19th century should have warmed the plan-
H
the greenhouse effect? Last week
et 3 degrees Celsius, according to the mod-
British Prime Minister Margaret
els-but the world has warmed no more
Thatcher, hardly an eco-freak,
than half a degree. The discrepancy may be
called on the United Nations to
due to a delay between the emission of
adopt a binding treaty restricting emissions
greenhouse gases and their warming effect,
of gases that threaten to warm the planet,
a delay determined in part by how much
causing deadly floods and food shortages.
CO2 the oceans absorb and by how long it
Yet just the day before, at an international
takes the waters to warm up. But critics
meeting in a Dutch seaside resort, only 30 of
don't accept that. "The most conservative
the 68 nations in attendance supported a
climate model overestimated warming by a
Dutch proposal to freeze the level of emis-
factor of six," says climatologist Patrick
sions of greenhouse gases by the end of the
Michaels of the University of Virginia.
century and cut them 20 percent by 2005.
"Isn't that enough to give you pause about
Japan, the Soviet Union, China and the
[forecasts of the end of the world?"
Villainous CO2: Polluted Mexico City
United States-which together account for
Although computer models say green-
58 percent of the world's output of these
house warming has begun, the data are
climate will be like by, say, 2030. To answer
gases-agreed only that stabilizing them
controversial. Climatologist James Han-
that, researchers are making their models
"should be achieved as soon as possible."
sen of NASA's Goddard Institute for Space
more realistic. In one recent fine-tuning,
Environmentalists lambasted the emp-
Studies, using global-temperature data
researchers led by J.F.B. Mitchell of the
ty statement as "either a failure of nerve
covering the last 100 years, concludes that
British Meteorological Office rewrote their
or a cynical ploy," as Brooks Yeager of
the greenhouse effect has indeed kicked in:
equations to simulate clouds containing ice
the National Audubon Society put it. Per-
the readings have gone up an average of 0.4
crystals, not only water vapor as before. The
haps, but it also reflects the uncertainty
degree Celsius. But skeptics argue that the
effect: overcast increases, which cools the
of greenhouse science. Predictions of glob-
tiny warming is due largely to urban heat
world just as does a passing cirrus on a July
al warming rest on the observation that
islands-cities heating their surroundings.
afternoon. The result, the BMO group
certain gases-carbon dioxide (CO2), ni-
And since the thermometers are on land
wrote in the journal Nature, is a global
trous oxides, methane, chlorofluorocar-
they may not reflect the (mostly watery)
warming of 1.9 degrees Celsius, not the 3 to
bons (CFCs)-act like glass in a botanical
planet as a whole. "Ocean temperatures
5.5 degrees predicted by most current mod-
greenhouse, trapping heat and thus
show no change since the 19th century,"
els. (In Fahrenheit, that's a warming of 3.4
warming the planet. That much remains
contends geophysicist Richard Lindzen of
degrees, rather than 5.4 to 9.9 degrees.)
unquestioned: a greenhouse of some mag-
Massachusetts Institute of Technology.
White House chief of staff John Sununu
nitude is coming some time. The debate
Tibetan glacier: New data, however,
(an MIT-trained engineer) and science ad-
turns on three points:
strengthen the case for the greenhouse.
viser D. Allan Bromley (a physicist) have
Have greenhouse gases affected our
Next month, at a meeting of the American
seized on this result to argue against taking
weather yet?
Geophysical Union, mathematicians from
steps to mitigate the greenhouse. "You do
How much will temperatures rise once
AT&T Bell Labs will report that, by ruling
not establish policies on the basis of incom-
greenhouse gases in the atmosphere reach
out other explanations of global warming-
plete models," Sununu told NEWSWEEK.
twice their current levels, around 2030?
from chance to solar oscillations-they
"We have the time and obligation to find out
A degree, or an apocalyptic 5.5 degrees?
were able tc conclude that "there is a 99.99
what's going on. We' going to do the right
How long does it take for the mercury
percent chance that the warming and the
thing. We want to know what the right
to shoot up?
CO2 rise are causally related," says David
thing is." True enough. But the White
For answers, climatologists turn to com-
Thomson. And researchers from Ohio State
House may be taking more comfort from
puter models. But these mathematical for-
University announced this month that ice
the new results than is warranted. V. Ra-
mulations are crude approximations at
cores from a glacier in Tibet show that Cen-
manathan a University of Chicago geo-
best, as the modelers are the first to admit.
tral Asia has warmed 1 to 3 degrees Celsius
physicist not noted for apocaly rhetoric,
For instance, greenhouse contrarians
in the last 100 years-something that can-
explains that cloud behavior "involves
charge, the models do not even "predict"
not be attributed to warm cities.
about 25 different interactions, and our
the past very well. Gases released since the
The more pressing question is what the
models simulate only one or two. When we
64
NEWSWEEK NOVEMBER 20, 1989
have all 25 in there, greenhouse predictions
may get worse."
Caution like Sununu's may be prudent;
unbridled optimism is not. He cites another
new study that lowers projections of green-
house warming. Warren Washington and
Gerald Meehl of the National Center for
Atmospheric Research in Boulder, Colo.,
used more sophisticated simulations of the
oceans' circulation and heat exchange than
did earlier computer runs. In their worst-
case scenario-an overnight doubling of
CO2-the pair found that the world would
warm 1.6 degrees Celsius within 30 years,
again a more mild greenhouse. But Meehl
points out that their model did not run long
enough to show all the warming CO2 would
produce. Some remained bottled up in the
great heat sink of the ocean. (The seas ab-
sorb most of the CO2 produced on the plan-
et.) Running the models out another few
decades would produce more heating. Says
Meehl, "It may take longer to see climate
change, but you do see it."
Stormy weather: Even increases of a degree
or two can have unpleasant effects.
Droughts would be more likely. Storms
would be more severe and frequent, because
the atmosphere holds more energy. Agri-
cultural belts would shift, possibly causing
crop failures. Although many skeptics ar-
gue that crops would thrive on the extra
ALLEN RUSSELL-PICTURE GROUP
CO2, in fact plants have responded to past
CO2 increases by developing fewer of the
Keeping a Weather Eye on the Mercury
tiny pores that breathe in this gas. Most
worrisome, while a mild greenhouse may
Even sophisticated formulas used to predict the greenhouse can't account for all
not be a great place to live, no one can
rule out the chance of a hellish tomorrow.
of nature's forces. Several variables may make the climate mild or hellish.
"Although a 1-degree warming is much
more probable," says climatologist (and
Silver Linings
skeptic) Robert Balling of Arizona State
Clouds: Higher temperatures increase evapora-
University, "it is ludicrous to say 5.5 de-
tion and hence clouds, which are made of water
grees cannot happen."
vapor and help cool the planet.
But when? Current inhabitants of the
White House don't have to worry. Because
Volcanoes: Eruptions spew tiny particles into the
the oceans absorb so much heat, it will be
atmosphere that deflect sunlight, causing cooling.
decades before the world gets appreciably
Plankton: Warmth and extra CO2 might promote
hotter because of CO2 already loosed on the
the growth of these tiny marine organisms, which
planet-unless some of the unknown forces
absorb CO2 and take it out of circulation.
that shape climate bring on more warming
LARRY DOWNING-NEWSWEEK
Oceans: Their heat-absorbing capacity might de-
more quickly (table). Says climatologist Mi-
More data, please: Sununu
lay warming for more than a century.
chael Schlesinger of the University of Illi-
nois, "Our children will ask
why their folks didn't do some-
Start Building an Ark
thing about greenhouse warm-
Sea ice: Once it starts to melt, less sunlight will be
ing when they had the chance."
reflected away, exacerbating the warming.
That leaves society with a
painfully familiar choice: how
Acid rain: Sulfur dioxide, which causes acid rain,
to act in the face of uncertainty.
also cools the earth. Controlling acid rain might
As NCAR climatologist Ste-
thus accelerate the greenhouse effect.
phen Schneider puts it in his
Permafrost: Warming might melt the frozen soil,
new book, "Global Warming,"
releasing buried methane-a greenhouse gas.
"Can we base trillion-dollar de-
Soil: Warming ordinary soil would increase the
cisions about global economic
rate at which bacteria convert dead organic matter
development strategies on
JACQUES CHENET-NEWSWEEK
into CO2, intensifying the man-made greenhouse.
these admittedly cloudy crystal balls?" He
Early warnings: Hansen
says yes-procrastinating would be reck-
less. But MIT's Lindzen recommends wait-
NEWSWEEK NOVEMBER 20, 1989 65
ing, since "most of these questions will be on
ton and algae that support the
significantly surer ground in five years."
rest of the aquatic food chain.
Other experts think 10 or 20 years is more
Food shortages are already af-
like it, and that what we learn is as likely to
fecting the walleyed pike, a
point to a worse greenhouse. Says Moham-
perchlike species that accounts
med El-Ashry of the World Resources Insti-
for most of Ohio's $500 mil-
tute, a Washington think tank, "When we
lion sports-fishing industry and
waited for more research on acid rain, we
is harvested commercially in
ended up realizing that everything we
Canada. This year Ohio's catch
knew 10 years earlier was true." And wait-
will be off by an estimated
ing exacts a price. Gradually replacing oil
600,000 fish (down from 4.9 mil-
with solar energy, for instance, is much less
lion to 4.3 million), and Canadi-
painful than a sudden switch. And the long-
an fishermen say the walleyes
er greenhouse gases are emitted, the more
they're catching are smaller
warming we may ultimately confront.
than usual.
How we respond to the greenhouse threat
That's just the beginning.
will depend not only on science but also on
Mature zebra mussels use
the palatability of the required changes.
tough, threadlike membranes
The industry-sponsored Global Climate Co-
to latch onto hard surfaces in
alition opposes singling out American com-
layered colonies, and they
panies to "cure" the greenhouse. Ford
seem particularly fond of the
Motor Co., for instance, points out that U.S.
huge intake pipes that provide
passenger cars account for 1.2 percent of
water supplies throughout the
global CO2 emissions; doubling fuel effi-
K. BRUSATE-COMMERCIAL DIVING SERVICES
Great Lakes Basin. The town
ciency would cut that to .6 percent. "It
From the deep: Mussel magnified three times
of Monroe, Mich., had to ban
would throw industry into a tailspin and
have minimum environmental impact,"
ENVIRONMENT
lawn sprinklers this summer, after the
crustaceans colonized its 30-inch-wide, 10-
argues Ford's Kelly Brown. But vehicles
mile-long intake pipe, reducing its capaci-
account for 32 percent of America's CO2
emissions; utilities, for 34 percent. Of
Showdown at
ty by a third. Musselbound waterlines
have brought a halt to development in the
course, America alone cannot stop the
greenhouse, but if a rich, technologically
Mussel Beach
town of West Lorne, in southwest Ontario,
and caused a series of equipment failures
advanced nation won't put its own house in
at the Ford Motor Co.'s Windsor (Ont.)
order, then developing countries-poten-
Casting Plant, where engine blocks are
tially worse greenhouse villains-have a
Marauding crustaceans
cast from molten iron.
perfect excuse to do nothing.
Foreign oil: Changes that would mitigate
terrorize Great Lakes
Ford officials were able to kill the invad-
ers with 300-pound doses of chlorine, leav-
the greenhouse would actually bring oth-
ing cleanup crews to contend with moun-
er benefits. Energy conservation reduces
tains of malodorous dead. But municipal
dependence on imported oil; fuel-efficient
t may lack the girth of the Blob or the
officials have to think about purity as well
cars and planting trees clean the air.
menacing chirp of Hitchcock's birds, but
as quantity. Since chlorine and mussel
Some changes would improve competitive-
the zebra mussel is staging a classic
proteins can mix to form suspected carcin-
ness. At least the Japanese, whose models
creep-show routine on the western shores
ogens, Monroe officials are trying to devel-
show a temperature increase of 1.5 to 3
of Lake Erie. The striped freshwater clam
op a whirling scrubber that will unseat
degrees Celsius by 2030, seem to think
invaded North America just three years
the intruders mechanically. Other com-
so. They are researching ways to recycle
ago, when a European tanker flushed its
munities are trying to concoct filters that
CO2 released in industrial processes, de-
ballasts into Lake St. Clair. Since then,
will keep the mussels from entering the
velop energy sources to replace fossil
populations have spread through the De-
pipes in the first place. These devices will
fuels and capture CO2 by using marine
troit River and into Lake Erie at a clip of
cost an estimated $50 million apiece, and
algae to "fix" it.
160 miles a year. The prolific crustaceans
dozens of towns may require them. "Many
For those who fear that the greenhouse
are now entombing boat hulls and beaches,
of us are moving quickly to contain this
will arrive-and no responsible scientist
disrupting a large fishing industry and
mussel," says Michael Donahue of the
denies that possibility-it seems impera-
clogging waterlines that support cities and
Great Lakes Commission, an eight-state
tive to take immediate steps to mitigate it.
factories. Unless the invasion is stopped,
consortium of governments. "But I can
For those who fear such changes, it seems
experts speculate, 26 million people could
tell you that the cost will be much more
more prudent to postpone action until the
lose their water supplies within five years.
than the Exxon oil spill."
effect is indisputably upon us. The Bush
For Great Lakes fishermen, the immedi-
Natural predators may offer the best
administration has budgeted $250 million
ate threat is not the thumb-size grown-ups
hope of all. No amount of garlic or butter
this fiscal year for climate modeling,
but the subvisible larvae they spawn by the
will turn a zebra mussel into restaurant
money that would go to both scientific
tens of thousands. Off the shores of Toledo
fare, but the striped pests have turned upin
camps. Some of the uncertainties might be
and Cleveland and near Leamington, Ont.,
the stomachs of several species of fish. Div-
resolved by the next world climate confer-
a single cubic meter of water often contains
ing ducks like them, too, and large flocks
ence, in late 1990. But the debate will not
a half-million mussel larvae. "I don't think
will spend the next two months in the
be over by then. Society will have to face
it has reached its peak even there," says
Great Lakes, en route from Canada to the
its demons and decide which it fears most.
Gerry Mackie, a biologist at the University
southern United States. Let us hope
of Guelph. The voracious youngsters have
they're hungry.
SHARON BEGLEY with MARY HAGER
in Washington, LARRY WILSON in New York
increased water clarity threefold-but
GEOFFREY COWLEY with
and bureau reports
they've done it by gobbling up the plank-
LOUIS AGUILAR in Detroit
66
NEWSWEEK NOVEMBER 20, 1989
REVIEW & OUTLOOK
Chill Out
We keep reading that the debate
widely credited with launching the
over the greenhouse effect is "set-
highly politicized crisis atmosphere
tled" and that all "serious" scientists
around the greenhouse question. Mr.
subscribe to it. Such a strong sense of
Hansen went before a congressional
consensus in science is a remarkable
committee and said that he was 99%
thing, no matter what the subject. We
sure that the earth was getting
continue to wonder, though, if the
warmer, and he had "a high degree of
greenhouse debate is really over.
confidence" that warming was caused
In January, for instance, the New
by the greenhouse effect. This of
York Times publicized a study which
course got the desired effect-tremen-
reported that there has been no warm-
dous press play. But some of Mr. Han-
ing trend in the United States over the
sen's scientific colleagues were dis-
past century. Scientists at the Na-
mayed.
tional Oceanic and Atmospheric Ad-
In an article titled "Hansen vs. the
ministration reported that since 1895,
World on the Greenhouse Threat," the
the climate in the U.S. has grown nei-
journal Science reported that Mr.
ther warmer nor colder, wetter nor
Hansen's colleagues found his green-
drier. The chorus quickly responded
house assertions "unforgivable,"
that the U.S. results are an anomaly,
largely because of their absolutist cer-
and that when a wider sample came
titude. But absolutism ("no respect-
in, its theory would be vindicated.
able scientist denies") is a command-
A wider sample has just arrived.
ment of modern environmentalism.
Three MIT scientists-Reginald New-
Mr. Hansen is a highly respected
ell, Jane Hsiung and Wu Zhongxiang-
modeler, but he resists acknowledging
THE WALL STREET JOURNAL MONDAY, NOVEMBER 20, 1989 A13
recently processed ocean-temperature
the possibility of shortcomings in his
data taken all over the world by mer-
computer creation. However as
chant mariners since the mid-19th
models have begun to grow slightly
century. Their results were summa-
more realistic recently, the green-
rized in the current issue of Technol-
house predictions have varied enor-
ogy Review: "One of the most strik-
mously. Researchers at the National
ing results suggested by the data is
Center for Atmospheric Research
that there appears to have been little
have cut their greenhouse prediction
or no global warming over the past
in half. Lacking empirical confirma-
century." The computer models that
tion of their primitive models, scien-
foretell a greenhouse effect predict
tists and environmentalists have
that there already should have been
adopted a fallback position. They say
about a 1.8 degree rise in global tem-
the greenhouse effect may or may not
perature. But that hasn't happened.
be serious, but we should take insur-
Also, the uncongenial MIT report has
ance precautions anyway. But the cost
been virtually ignored. Science may
over 20 years has been estimated to
still be about surveying all the avail-
run between $1 trillion and nearly $4
able facts but, increasingly, public
trillion.
policy isn't.
The final greenhouse argument is
Today, much public policy, espe-
that it is far cheaper to address the
cially as practiced by many environ-
problem now, than later, when infor-
mental advocates, is mainly about
mation is more reliable. This recalls
making doubters or opponents reluc-
to mind the 19th-century scientists
tant to challenge the consensus.
who worried that the world was run-
Strobe Talbott of Time magazine, for
ning out of coal.
example, recently announced that "no
Maybe there's a way out of this:
respectable scientist denies" the
Let's put all the relevant policy
greenhouse phenomenon.
players in a room together-George
No doubt, participants of all stripes
Bush, John Sununu, Bill Reilly of
in the policy game these days have
EPA, Congress and governors. They'll
become frustrated at their inability to
listen while the top academic climate
enact their agendas. What seems to
modelers discuss the available evi-
sometimes work, though, is whipping
dence around the greenhouse effect.
up a kind of mass-media fervor be-
The public will watch on C-SPAN. And
hind one's ideas. The danger in this is
when it's over, the politicians can go
that it may cause the public to think
before the microphones and tell us
that science is now primarily about
what they think is "settled" about
politics, and in politics about half the
global warming and, most important,
people usually think that you're not
how much they want to spend on it.
telling the truth.
We agree with the absolutists. Time is
NASA scientist James Hansen is
money. Let's settle it.
Cardinal Law
617
782-2544