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Originally Processed With FOIA(s): FOIA Number: S S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Speechwriting, White House Office of Series: Speech File Backup Files Subseries: Chron Files, 1989-1993 OA/ID Number: 13751 Folder ID Number: 13751-002 Folder Title: American Business Conference 4/9/91 [OA 68971 [2] Stack: Row: Section: Shelf: Position: G 26 21 3 4 Snow/Simon ABC Draft One April 5, 1991 3 p.m. ADDRESS BY THE PRESIDENT TO THE AMERICAN BUSINESS CONFERENCE THE WILLARD INTERCONTINENTAL HOTEL APRIL 9, 1991 2 p.m. [Introductory acknowledgments]. It's always great to talk to the American Business Conference. I've been here four times in recent years, and I've hired away at least two of your leaders -- Bob Mosbacher and Alan Levitt. I wish I'd had that much luck fishing in Florida last week. // It's an honor and a pleasure to talk to a group that stands for success -- a group that admits only small to medium sized companies that succeed in the marketplace. But I've got to tell you, I feel a little funny being here. 1 pm CEO of After all, I work for a huge corporation that has lost money for 33 of the last 35 years. // At any rate, in keeping with today's theme -- Charting Economic Growth in the 90s -- I'd like to talk about this administration's plan for generating more Great American Success Stories like yours. / Our recent success in the Gulf has renewed Americans' belief in themselves. In just the past couple of months, consumer x x confidence has soared. The stock market has begun climbing been toward the 3,000 mark. Most economists predict that the recession soon will give way to a new cycle of growth. But we can't rest on laurels: There's an entire world of competition out there. The administration's economic growth package is designed to let people like you do what you do best - - create jobs, create new opportunities, create wealth. Its four pillars can help America take its rightful place in a new global economy. Let's start with a first pillar, the capital gains tax. I can't think of any issue that's been more badly misrepresented than this one. Our critics say a capital gains cut helps only the rich. They're dead wrong. Here are the facts: More than a quarter of all capital gains are declared by people with annual incomes of less than twenty thousand dollars a year. More than three-quarters are declared by families who make less than members of Congress. A capital gains cut isn't a sop to the rich. It's a lifeline to the poor and middle class. Consider what a capital gains cut can do: A capital gains tax cut helps people in need. When times get tough, people of modest means must sell things to make ends meet. They move into smaller houses. Sell off furniture, heirlooms, stocks and bonds. Yet they can't get around to paying their bills until they've paid the taxman. And lots of times, they are being taxed on so-called gains that only reflect the effects of inflation. In the end, they sell precious possessions, and get to keep only pennies. I recently got a letter from a woman in Virginia whose husband has suffered a stroke -- whose fourth child suffers Downs syndrome -- whose family needs to move into a less expensive home because they can't pay both their mortgage and their medical bills. Yet because of the capital gains tax, they can't afford to sell their home. Once they have paid their taxes / their realtor's commissions / their lawyer's fees / their settlement fees / they don't have enough left for even a modest down payment. She wrote: "Please tell Congress for me that a cut in the capital gains tax will not benefit big business. It will enable a once-middle-income family suffering two major catastrophes to 'buy down' to a lower cost of living // and enable a disabled husband to support his wife and four children." The capital gains tax punishes people who live paycheck to paycheck, and suddenly run into financial trouble. A cut in the capital gains rates gives them a chance to survive tough times. Here's a second advantage of a capital gains cut: It rewards people who turn good ideas into good deeds. It makes the American dream accessible to people who DON'T have lots of money, but who DO have good ideas. Consider the effects of the cuts enacted in 1978 -- in part because of the efforts of Jim Jones here. Jim, you helped lead a bipartisan effort back then; we need more people like you now. // Before that tax cut took effect our tax code actually punished people who risked money on new businesses. The government didn't insulate investors from risks, but it did siphon off much of the reward. After the capital gains cut, investors could make money on wise risks. They suddenly had good reason to provide the seed money for fledgling businesses and industries. The pool of money for new businesses grew tenfold in ten years -- and that's after you take inflation into account. Most of this money went to small start-up companies, like many of yours. These companies supplied 80 percent of the new jobs during our recent economic boom. As those firms thrived, investors made money. As investors made money, they paid capital gains taxes. Federal capital gains receipts also increased tenfold during this period. This is not unusual. Every time in our history that we have cut capital gains taxes, new companies have blossomed and capital gains receipts have increased. Another advantage: A capital gains cut will encourage savings and discourage debt. For the past four years, we have taxed capital gains like any other form of income. At the same time, we have encouraged people to take on debt. Not surprisingly, people have borrowed more, invested less. If you want an obvious example of this phenomenon, think about the home equity loan. Home equity loans give people access to the increased value of their homes without forcing them to shell out capital gains taxes. Since we don't tax these loans and we let people deduct the interest payments, we encourage our people to buy debt. Our preference for borrowing hurts lots of people. The construction industry suffers. Potential small businesses go wanting for help. The economy just doesn't grow as much as it could. This leads us to another point: A capital gains cut can slash the cost of saving our financial industry. An increasing number of studies show that a reduction in the capital gains rate will restore hundreds of billions of dollars in commercial and residential property values. That jump would improve the balance sheets of lending institutions, including troubled savings and loans -- and increase the value of institutions up for sale. In this way, a capital gains rate cut immediately would chop billions of dollars from the cost of rescuing the savings and loan industry. As property values grew, the long-term costs of recovery would shrink even more. A capital gains cut will make us more competitive in the new world economy. None of our major competitors imposes a high tax on capital gains. Japan and Germany enjoy higher savings rates than we do in part because they tax capital gains at a much lower rate than they tax wages and other income. Hungary and Czechoslovakia have decided not to tax capital gains because they want to promote savings and economic enterprise. So let's take stock: If we want to compete effectively in a world marketplace, we should cut the capital gains tax. If we want to encourage savings and investment, rather than debt and hoarding, we should cut the capital gains tax. If we want to reward enterprise, not envy, we should cut the capital gains tax. The point is simple: Capital gains taxes are taxes on the American dream. They punish the people who stand to gain the most from growth, the poor, the middle class. They encourage the well-to- do to hoard their wealth, rather than investing it. This is the real fairness problem. If we want to unleash the creative power of the American people, we should ignore those who would rather be righteous than right. // We should cut the tax on the American Dream. Now, let's turn to a second pillar of growth -- free trade: As you know, I have asked Congress to extend my "fast- track" trade authority. Fast-track is another term for "good faith.' " It guarantees that Congress will accept or reject the very same agreements that our negotiators and their counterparts have adopted. This doesn't weaken Congress' power to review agreements; it simply prevents 11th hour changes that would force negotiators from all countries to return to the table and start from scratch. Our trading partners consider fast track a vital test of our reliability. And three impending trade initiatives could stand or fall depending on whether Congress permits the fast track process to continue. The North American Free Trade Agreement, the Enterprise for the Americas Initiative and the Uruguay Round of trade talks all depend on fast track. I know you support free trade. But we can't take full advantage of our opportunities without fast-track. Today I ask your help in getting Congress to join us in reaching out to this new and vibrant world. I also need your support in a third crucial element of our growth package -- banking reform. In many ways, our banking industry strains under the weight of ancient regulations and restrictions. We want Congress to help modernize our banking system, make it safer for consumers, and increase its competitive strength. Let me touch just a few of of our reform proposals: Our package would limit the liability of insured deposits to no more than $100,000 per person per institution, and retirement savings to $100,000 per person per institution. This restriction obviously protects small savers. Our package would discourage wheeling and dealing by charging insurance premiums based on risk. Good institutions would pay lower rates than unsound ones. We also would alter the current "too big to fail" policy. We want institution to know that they no longer can consider the government as the lender of last resort. Our package would prevent unsound institutions from offering "new" banking services. It would prevent unfair banking practices. It would pay for a larger, better focused team of regulators. Our package would authorize nationwide banking for bank holding companies, after a three year phase-in period. In brief, our reforms try to strip away incentives for irresponsible behavior. Our comprehensive package strives to make our banking system more competitive / up to date / safe / and sound. Think of the banking system as an irrigation system for the economy. When it works properly, it cultivates the seeds of economic growth. When it doesn't, companies like the ones represented here can wither and die. This brings me to the fourth pillar of our growth package: Investing in the future. Our budget emphasizes the importance of looking ahead, of building an America that is ready and eager to take its place in an emerging world economy. of It stresses the importance educational reform. Our new Education Secretary, Lamar Alexander, has outlined a reform strategy that involves common sense. It starts with the assumptions that schools succeed when teachers teach, When parents support the schools/ When schools welcome help from people with skills -- businesses, industries, academics, retirees When communities eliminate the barriers -- crime, corruption, inefficiency, -- to education. Your Vital Link program offers a perfect example of the kind of partnership Lamar seeks to build with industry, and I'm sure he'll be seeking out your advice and help in the future. Our invest in the future strategy also recognizes the importance of preventive health care -- staying fit, staying healthy. It encourages research and development in basic and applied science. It seeks to improve our transportation system -- the roads, airports, and railways that take people to and from work. It strives to reward stewardship of our natural resources without choking off economic growth. It tries to create real competition in all areas of government service -- education, health care, housing, employment. It lets people choose the best way of pursuing their dreams. Now, I know I have covered a lot of ground here. But our growth package incorporates some powerful, simple themes. We want to promote growth. We want to unleash the power of American imagination. We want Americans to think in terms of their capabilities, not their disabilities. Many people call the 20th Century The American Century. Well, we should not be content with that. Our growth package will help make the 21st Century the Next American Century. We can help our sons and daughters continue the American tradition of excellence if we give them the freedom to excel. This is a great nation because men and women like you believed in yourselves. Believed in your ideas. And trusted the public to choose wisely. These same virtues can propel us to future greatness as a nation. I ask your help in pursuing that quest. Together, we cannot fail. Thank you, and God bless this great nation. December 13, 1990 Dear Ms. Gunn: This is a much belated thank-you for your very thoughtful letter to me of September 18. I was sorry to learn of the difficult circumstances that your family has had to deal with during the past few years. That you would take the time to write and explain how my proposals on the capital gains tax would benefit your family has touched me deeply. I agree that the capital gains rate needs to come down. In 1989 I attempted to reduce the rate to 15%. In 1990 I tried for a more modest 19.6%. On both occasions these measures were defeated by the Congressional leadership through procedural maneuvers, despite clear majorities in both houses in favor of a capital gains rate reduction. Unfortunately, capital gains cuts are incorrectly perceived by many in the Congress as benefitting only the wealthy. You and I and millions of Americans know that this is not true. A reduction in the capital gains tax rate benefits all Americans because it encourages saving, investment, business creation, and economic growth. Your situation underscores the need for a reduction in this tax and heightens the awareness that capital gains reduction can dramatically affect all Americans. Though the future may be uncertain, you and your family will face it together. Barbara and I greatly admire your courage and strength. We feel sure that your example is the greatest gift that you can give your children for the future. Once again, thank you for your support and for your moving letter. You have our warmest wishes for this holiday season and for the coming year. Sincerely, NOT SENT Mrs. Patricia A. Gunn 3314 Wrenn House Court Herndon, Virginia 22071 GB/RPorter/CK/SMG/efr (12PRESE) CC: Speechwriters w/copy of inc. to WHOLES September 18, 1990 Dear Mr. President, IF Two years ago my husband suffered a stroke : a non -hemorrhagic stroke to the right parietal loke. He returned to work after extensive physical, speech, and occupational therapy He could drive but is now epiliptic and subject to Jacksonian March seizures. We moved to this area as my husband works for the government. His former boss wrote, "that in order to compete with your perio "he needed to return to the D.C.area We were living in Cincinnati, ohio a third less than here. Our where the cost of living is about most gage in 1986 was $430.07. We bought a modest home in Herndon for 55, 000. We also had a baby with Down Syndrome, our fourth child, -2- born two months after my husbands stroke Medical bills and therapy have been astronomical I would like to reduce our $ 1200.00 mortgage Cker financial advisor recommended buying down to a home costing # 150,000- In this area that is a toronhouse or a 3- bedroom slab further out R-T 50 or Rt. 66. To move to a lower cost-of-living area and buy 0. home at that amount is possible. But there is a trimandous added financial burden we cannot afford: the capital gains tax. Ourpresexexthome is asswed at #245, OCC. We would probably sellet for 230,000. a 10% real estate fee is about average for have. We would lose a tremen- dous amount of money P aying a capital gains tax, however My husband will not be aged 55 ef ass for another eight -3- years. His health is not allowing him to maintain his present job as he takes heavy doses of medication. ment at a 60 % reduction in his He is considering disability retire- salary. That is less than $30,000, Please tell Congress for me that a cut in the capital gains tax will not benefit big business Dt will enable a once' middle income family suffiring two major Catas- - trophes to buy dozon "to a lower' cost- of living and enable a dio abled husband to support his wife and form children, one of whom has additional physical, spuch, and educational expenses. I am a Democrat, also who noted Ee- publican for the first time in nuj life when you ran for President We need a better capital gains tax law that the "little guy will be able to line in this area much not be penalized for We may not -4- longu because the cost-of-living is too high for us. To move is no solution because of the excessively high capital gains Tax and the unfair age restriction of age 55.Winsoda a capital gains tax reduction now Thank you, Mr President, for your efforts to see this is reduced. Please tell Congre 1s there are other people, people who suffer a real need, than large businesses who would benefit from their support reduction of a capital gains tay Sincerely yours, Patricia a. Gunn 3314Wrenn House Court Herndon, Ua.22071 (703) 476 - 8018 THE WHITE HOUSE WASHINGTON Thank you, xxxx. I'm happy to be here today. It's an honor and a pleasure to talk to a group that stands for success -- a group that admits people based on their success. I'd like to talk today about this administration's plan for generating more Great American Success Stories -- for making it possible for more Americans to pursue their dreams in a marketplace -- to build a better America while they build their own fortunes. Our successes in the Gulf War helped rekindle Americans' awareness of their strengths and virtues. It banished the haunting specter of Vietnam. It restored Americans' faith in their better selves. That spirit already has produced some economic returns. Consumer confidence has soared recently. The stock market has begun climbing toward the 3,000 mark. Most economists predict that the recession soon will give way to a new cycle of growth. But as you know, good news is only a start. We can't rest on war laurels: There's an entire world of competition out there. This administration has proposed an economic growth package that can get America working again / That can inspire people to pursue their ideas and dreams. I need your help in persuading our politicians that growth is better than decline / that innovation is better than regulation / that we can assume our rightful role as the world's great economic power by letting people like you do what you do best -- create jobs, create new opportunities, create wealth. 2 THE WHITE HOUSE WASHINGTON Let's start with the capital gains tax. I can't think of any issue that's been more badly misrepresented than this one. Our critics say a capital gains cut helps only the rich. They're dead wrong. Here are the facts: More than a quarter of all capital gains are declared by people with annual incomes of less than $20,000 a year. More than three-quarters are declared by families who make less than members of Congress. A capital gains cut isn't a sop to the rich. It's a lifeline to the poor and middle class. Let's talk about what a capital gains cut can do: A capital gains tax cut helps people in need. When times get tough, people of modest means must sell things to make ends meet. They move into smaller houses. Trade 7 new cars for used ones. Sell off furniture, heirlooms. Yet they can't get around to paying their bills until they've paid the taxman. And lots of times, they are being taxed on so-called gains that only reflect the effects of inflation. In the end, they sell precious possessions, and get to keep only pennies. I recently got a letter from a woman in Virginia whose husband has suffered a stroke -- whose fourth child suffers Downs syndrome -- whose family needs to move into a less expensive home. Yet because of the capital gains tax, they can't afford to. Once they have paid their taxes / their realtor / their lawyer / and whomever else gets involved, they don't have enough 3 left to purchase a cheaper Ehome! She included this plea in her WASHINGTON letter: "Please tell Congress form me that a cut in the capital gains tax will not benefit big business. It will enable a once- middle-income family suffering two major catastrophes to 'buy down' to a lower cost of living and enable a disabled husband to support his wife and four children." The rich don't have to worry about such problems. They usually have enough set aside to weather the bad times. Poor and middle-class Americans don't. It Here's a second advantage A capital gains cut rewards people who turn good ideas into good deeds. It makes the American dream accessible to people who don't have lots of money, but who do have ideas. Consider the effects of the cuts enacted in 1978 -- in part because of the efforts of Jim Jones here. Jim, you helped lead a bipartisan effort back then; we need more people like you now. // When that tax cut took effect the pool of money for start- up businesses had virtually dried up. Until then, our tax code actually punished people who risked money on new businesses. They paid high taxes for success, and received no help in the event of failure. The capital gains cuts restored a measure of sanity to the tax code. We suddenly made it After the rate cuts, things changed. We rewarded people who took intelligent risks. They supported people with visionary ideas. The pool of money for new businesses grew tenfold THE WHITE taking inflation into WASHINGTON account. Most of this money went to small start-up companies. These companies supplied 80 percent of the new jobs during our recent economic boom. As those firms thrived, investors made money. As investors made money, they paid capital gains taxes. Federal capital gains receipts also increased tenfold during this period. This is not unusual. Every time in our history that we have cut capital gains taxes, new companies have blossomed and capital gains receipts have increased dramatically. A capital gains cut will encourage savings and discourage debt. We destroyed that investment incentive during tax reform. We started taxing capital gains like any other form of income and any investment, no matter how safe. Worse, we encouraged people to take on debt rather than to invest in new homes, businesses, properties. The home equity loan is a perfect example of this. People who can't afford to sell their homes now resort to home equity loans. These loans are loans on the value of their homes -- on what you would call an unrealized capital gain. Since we don't tax home equity loans, people buy debt. This hurts many sectors of our economy. The construction industry suffers. Potential small businesses go wanting for help. The economy just doesn't grow as much as it could. S A capital gains cut canWsh the eost of saving our WASHINGTON financial industry. If we restore incentives by lowering the capital gains tax, we can produce a host of benefits. Consider one that gets virtually no attention: An increasing number of studies show that a reduction to 15 percent could restore $500 billion in commercial and residential property values. That jump would strengthen the portfolios of lending institutions, including troubled savings and loans. That strengthening in turn could chop $20 billion or more off the cost of rescuing the savings and loan industry right away, and could slash the long-term costs of recovery even further. A capital gains cut will make us more competitive in the new world economy. It ought to be obvious that we cannot afford not to cut our capital gains taxes. If you want to understand why our people save less than the Germans and Japanese, start by comparing capital gains rates. None of our major competitors imposes a high tax on capital gains. And most of the emerging democracies in Eastern Europe have decided from the start not to tax them at all. If we want to compete effectively in a world marketplace, we should cut the capital gains tax. If we want to encourage investment, rather than WASHINGTON debt and hoarding, we should cut the capital gains tax. If we want to reward enterprise, not envy, we should cut the capital gains tax. High capital gains taxes are taxes on the American dream. They punish the people who stand to gain the most from growth, the poor, the middle class. They protect the rich from competition and prevent the poor from pursuing their dreams. If there's a fairness problem, this is it. If we want to unleash the creative power of the American people, we should ignore those who would rather be righteous than right. We should slash the tax on the American Dream. Let's turn to a second pillar of growth -- free trade: I need Congress's help on an equally important growth issue, trade. As you know, I have asked Congress to extend my "fast- track" trade authority. Fast-track is a sort of misleading term. We ought to call it "good faith" authority. Fast-track simply guarantees that we will not change trade agreements that our negotiators have reached. Congress will accept them or reject them just as they were negotiated. This doesn't weaken Congress' power to review agreements; it simply prevents 11th hour changes that would force negotiators from all countries to return to the table and start from scratch. 7 Fast-track is not just WHITE HOUSE etiquette. Our trading WASHINGTON partners consider it a vital test of our reliability. Three impending trade initiatives could stand or fall, depending on whether Congress permits the fast track process to continue. The North American Free Trade Agreement, the Enterprise for the Americas Initiative and the Uruguay Round of trade talks all depend on fast track. When the Cold War ended, so did the old world of military competition. Economic competition will play an increasingly important role in world affairs. We can play a leading role if we engage that new world by seeking free and fair trade. I know you support free trade. And I know you are just as excited as I am about a world in which economic competition replaces military conquest. But we can't take full advantage of our opportunities without fast-track. Today I ask your help in getting Congress to join us in reaching out to this new and vibrant world. I just mentioned the savings and loan industry. That brings to mind a third crucial element in our growth package -- banking reform. We have proposed a comprehensive series of reforms designed to put our financial services industry on sound footing. In many ways, our banking industry strains under the weight of ancient regulations and restrictions. We have proposed a package that modernizes our banking system, makes it safer for consumers, and increases its competitive fitness. Let me touch just a few of its major points: 8 Our package would limit the of insured deposits to WASHINGTON no more than $200,000 per person per institution. This restriction obviously protects small savers. It would encourage insurance premiums based on risk, thereby punishing prodigal institutions, while rewarding those that do well. It would eliminate the current "too big to fail" policy, and send the message that institutions no longer can consider the government as the lender of last resort. It would strengthen the financial services industry by limiting new-service delivery to institutions that are financially sound. It also would prevent unfair banking practices in this area. It would authorize nationwide banking for bank holding companies, after a three year phase-in period. In short, it strives to strip away laws that invite lending institutions to take unwise risks. It strips away barriers that prevent banks from competing nationwide and worldwide. And it gives banks the freedom to improve consumer services without subjecting depositors to unnecessary risks. Our banking system is like an irrigation system for the economy. When it works properly, it cultivates the seeds of economic growth. When it doesn't, companies like the ones represented here can wither and die. You may have noticed that I have been talking a lot about the future. That's only logical: talk of growth naturally forces us to look ahead. 9 THE WHITE HOUSE WASHINGTON The fourth pillar of our growth package involves investing in the future. Our budget this year calls for significant emphasis on education, for instance. And our new Education Secretary, Lamar Alexander, has outlined four great reform themes: Better and more accountable schools/ A new generation of American schools/ A nation of students/ And communities where education can happen. His strategy really involves common sense. Schools work when teachers teach, When parents support the schools/ When schools welcome help from people with skills -- businesses, industries, academics, retirees When communities eliminate the barriers -- crime, corruption, inefficiency, boredom -- to education. Your Vital Link program offers a perfect example of the kind of partnership Lamar seeks to build, and I'm sure he'll be seeking out your advice and help in the future. Our invest in the future strategy also emphasizes the importance of preventive health care -- staying fit, staying healthy. 10 It encourages research WHITE Velbpment in basic and applied WASHINGTON science. It seeks to improve our transportation system -- the roads, the airports, the railways that take people to and from work. It strives to protect our national heritage and environment by creating a system of incentives that reward stewardship without choking off economic growth. It tries to create real competition in all areas of government service -- education, health care, housing, employment. It lets people choose their futures. I know I have covered a lot of ground here. But I thought it was important to emphasize a point I consider vitally important. Our domestic agenda has some very clear and important points of emphasis. We want to promote growth by cutting the capital gains tax, encouraging trade, reforming our banking system, and investing in the future. We want to unleash the power of American imagination and innovation by cutting the capital gains tax, encouraging trade, reforming the banking system and investing in the future. We want to show ourselves and the world that Americans define themselves in terms of their capabilities, not their disabilities. We want to reward those capabilities by cutting the capital gains tax, encouraging trade, reforming the banking system and investing in the future. 11 America has gained in itself of late. We WASHINGTON have rediscovered the virtues, the skills, the goodness that all of us knew was within us. And now, we all can feel a sense of expectation: Many people have talked of the 20th Century as The American Century. Well, we should not be content with that. We are about to enter the next American Century, the 21st Century. In that century, Americans will create products and industries that would boggle all our minds. They will engage in the world -- and the heavens -- in ways that our dreams cannot fully imagine. They will accomplish spectacular things because we decided to reward genius instead of taxing it. They will build a new society because we decided to let them chart their destinies, rather than forcing them to follow our own blueprints. They will stand tall because we decided to encourage growth, imagination, goodness, decency, education, skill -- because we decided to uphold the traditional American dream. This is a great nation because men and women like you believed in yourselves. Believed in your ideas. And trusted the public to render a sound judgment. The same virtues can propel us to future greatness as a nation. I ask your help in pursuing that quest. With it, we cannot fail. Thank you, and God bless this great land. THE URUGUAY ROUND An Engine of Growth for the 21st Century Global Trade Talks Would Spur U.S. Growth by Opening Markets And by Creating New Rules for Over One-Third of World Trade Trade Without Rules: (Trillions, Commercial 1989 Dollars) Services $ 1.1 Trillion, estimated $640 billion gain in output over 10 years $7.4 US Output With Successful Uruguay Round Goods, incl. $7.2 Agriculture, $618 billion Current Trend Trade with Developing Countries $320 billion $5.0 90 91 92 93 94 95 96 97 98 TAL 99 2000 Total World Trade 1989 - $3.7 trillion Source: USTR, Centre for International Economics Source: USTR GATT That is why President Bush has made the successful conclusion of the Uruguay Round of global trade negotiations by December 1990 his top trade priority. Our objective in these talks is to ensure continued economic growth by opening markets worldwide, and by establishing rules of fair play in areas vital to U.S. competi- tiveness - services, investment, agriculture, and high technology. A successful Uruguay Round would mean: Lower tariff and non-tariff barriers to manufactured products and other goods, which could increase U.S. output by over $1 trillion over the next 10 years, meaning an additional $16,000 for every American family of four. Rules to protect the intellectual property of U.S. entrepreneurs, who lose $60 billion annually through the theft and counterfeiting of their ideas. New markets for U.S. service firms, which export $90 billion annually and generate 90% of new U.S. jobs. An agreement opening world markets to investment, which helps generate over $240 billion, or two- thirds of total U.S. goods exports. Fair competition and open markets in agriculture, creating new opportunities for American farmers, who lead the world with more than $40 billion in annual exports. The full participation of developing countries in the global trading system, which could increase U.S. exports by $200 billion between now and the year 2000. Effective rules on dispute settlement, anti-dumping, subsidies, and import safeguards, to expand access to foreign markets and to ensure fair trade in the U.S. market. "The results of the Uruguay Round of negotiations can be the engine that drives the United States and world economies into the 21st century. The agreement we reach will be the ultimate competitiveness initiative." President George Bush, August 20, 1990 For More Information Contact: Office of the U.S. Trade Representative, 600 17th St. N.W., Washington, D.C. 20506, (202) 395-3350 (over) THE URUGUAY ROUND An Engine of Growth for the 21st Century Global Trade Talks Would Spur U.S. Growth by Opening Markets And by Creating New Rules for Over One-Third of World Trade Trade Without Rules: (Trillions, Commercial 1989 Dollars) Services $ 1.1 Trillion, estimated $640 billion gain in output over 10 years: $7.4 US Output With Suppaneful Uruguey Round Goods, incl. $7.2 Agriculture, $618 billion Current Trend Trade with Developing Countries $320 billion $5.0 90 91 92 93 94 95 96 97 98 99 2000 Total World Trade 1989 - $3.7 trillion Source: USTR, Centre for International Economics Source: USTR GATT That is why President Bush has made the successful conclusion of the Uruguay Round of global trade negotiations by December 1990 his top trade priority. Our objective in these talks is to ensure continued economic growth by opening markets worldwide, and by establishing rules of fair play in areas vital to U.S. competi- tiveness — services, investment, agriculture, and high technology. A successful Uruguay Round would mean: Lower tariff and non-tariff barriers to manufactured products and other goods, which could increase U.S. output by over $1 trillion over the next 10 years, meaning an additional $16,000 for every American family of four. Rules to protect the intellectual property of U.S. entrepreneurs, who lose $60 billion annually through the theft and counterfeiting of their ideas. New markets for U.S. service firms, which export $90 billion annually and generate 90% of new U.S. jobs. An agreement opening world markets to investment, which helps generate over $240 billion, or two- thirds of total U.S. goods exports. Fair competition and open markets in agriculture, creating new opportunities for American farmers, who lead the world with more than $40 billion in annual exports. The full participation of developing countries in the global trading system, which could increase U.S. exports by $200 billion between now and the year 2000. Effective rules on dispute settlement, anti-dumping, subsidies, and import safeguards, to expand access to foreign markets and to ensure fair trade in the U.S. market. "The results of the Uruguay Round of negotiations can be the engine that drives the United States and world economies into the 21st century. The agreement we reach will be the ultimate competitiveness initiative." President George Bush, August 20, 1990 For More Information Contact: Office of the U.S. Trade Representative, 600 17th St. N.W., Washington, D.C. 20506, (202) 395-3350 (over) MARKET ACCESS AND THE IMPORTANCE OF THE URUGUAY ROUND Removing Barriers to U.S. Manufactured Exports is a Key to Growth Uruguay Round Aims to Lower World Trade Barriers by at Least One-third.. Which Could Raise U.S. Output by $1.1 Trillion Over the Next 10 Years. (Trillions, 1989 Dollars) $ 1.1 Trillion, estimated gain in output over 10 years $7.4 1989=100 US Output With Successful Uruguay Round $7.2 Current Trend Current Tariff & Post Uruguay Round $5.0 Non-Tariff Barriers Goal 90 91 92 93 94 95 96 97 98 99 2000 Source: USTR. Centre for International Economics OBJECTIVE: We aim to reduce world barriers to trade in goods by one-third or more in the Uruguay Round, which could increase U.S. output by over $1 Trillion over the next 10 years, meaning an additional $16,000 for every American family of four. Although past rounds of international trade negotiations have lowered tariffs by an average of 75%, significant tariff barriers remain: In key sectors of developed country markets, and In developing countries, many of which still maintain tariffs of 100% or higher. Moreover, new, non-tariff barriers to imports - such as quotas and voluntary export restraints - have sprouted to replace falling tariffs. That is why the United States is working to negotiate lower tariff and non-tariff barriers to trade with nearly 100 other countries in the Uruguay Round of international trade negotiations. The United States challenges its trading partners to envision a tariff-free world, and we stand ready to achieve this in key sectors in the Uruguay Round." U.S. Trade Representative Carla A. Hills, Address before the Town Hall of California, January 25, 1990 DEVELOPING COUNTRY TRADE AND THE IMPORTANCE OF THE URUGUAY ROUND Developing Country Markets Are Vital to U.S. Exports Developing Countries Purchase One-Third of U.S. Exports Which Would Grow If Trade Talks Succeed. $ Billions Developing Other $7 $ Billions Countries 32% = $200 + billion Automotive $7 Capital Goods 300 added to U.S. exports $46 Consumer Goods $11 Foods, Feeds 250 & Bev. $13 200 With Successful Uruguay Trend Round Current Indust. Sup. 150 Commercial Services $32 & Mat. $34 Rest of World 68% 100 1989 2000 U.S. Exports of Goods & Services to World U.S. Exports to LDCs Estimated U.S. Exports of Goods & Services $467 billion (1989) $150 billion (1989) to Developing Countries Source: Dept. of Commerce Source: USTR OBJECTIVE: The United States wants to ensure that international trade rules apply fully to developing countries, whose complete participation in the global trading system could increase U.S. exports by as much as 50%, or $200 billion, between now and the year 2000. Developing countries buy nearly a third of U.S. exported goods and services - - about $150 billion a year. Yet the international rules of fair trade often do not apply to developing countries. Developing countries need to be fully integrated into the world economy by: Opening their markets to goods, services, and investment; and by Following the same rules of fair, open trade as all other countries. Integrating developing countries into the global trading system will accelerate economic expansion and development in those countries, and create new opportunities for U.S. exporters. "A vibrant trading system is a global ticket to prosperity. But that means every country must assume responsibility for that system, a responsibility that if shouldered, will provide enormous benefits to all our citizens. U.S. Trade Representative Carla A. Hills, Address before the Organization of American States, June 4, 1990 INVESTMENT AND THE IMPORTANCE OF THE URUGUAY ROUND The Ability to Invest Abroad Strengthens U.S. Industry By Generating Income for U.S. Firms: By Generating U.S. Exports: $ Billions Exports from 50 U.S. firms with foreign affiliates 34% $240 billion 30 10 66% 0 1982 140 84 86 88 in 89 U.S. Net Earnings from Total U.S. Goods Exports, 1989 Foreign Direct Investments $363 Billion Source: Department of Commerce Source: Department of Commerce, USTR OBJECTIVE: In the Uruguay Round the United States seeks an agreement opening world markets to investment, which contributes $40 billion annually to U.S. net income, and helps generate over $240 billion, or two- thirds of total U.S. annual exports of goods. An international investment agreement would help businesses to expand and sell abroad in the most efficient way possible. Through such an agreement, the United States aims to: Prohibit the most trade-distorting government restrictions on foreign investment; and Impose clear rules curbing the use of other investment-limiting measures. "American entrepreneurs should be able to invest overseas without being forced to take a local partner, export a mandated portion of their output, use local content, or meet any one of a dozen other government-imposed investment restrictions." U.S. Trade Representative Carla A. Hills, Address at the National Press Club, May 24, 1990 SERVICES AND THE IMPORTANCE OF THE URUGUAY ROUND Services Spur Growth in the U.S. and World Economies Services Account for: Goods Goods Goods Services Services Services 66% of U.S. Output 76% of U.S. Jobs 90% of New U.S. Jobs Since 1980 Source: Dept. of Commerce, Coalition of Service Industries Services Are Increasingly Important to World Trade: $ Billions Leading Exporters of Services, 1988 ($ billions) 800 World Exports of Services United States $89 600 France $58 Britain $47 400 West Germany $42 Italy $35 200 Japan $34 0 1970 1975 1980 1985 1989 Source: GATT Trade in Services Has Skyrocketed U.S. is the World's Leading Exporter of Services OBJECTIVE: The United States seeks international rules of fair play gov- erning trade in services, a sector in which the United States leads the world with nearly $90 billion in exports annually. Services - such as insurance, law, accounting, telecommunications, banking, advertising, and tourism — are a large and growing component of the U.S. and world economies. In the Uruguay Round, the United States seeks to establish a set of clear, fair, and non-restrictive rules to: - Expand market opportunities for U.S. service providers by removing foreign service trade barriers; - Enable service firms to set up shop overseas and be treated as fairly as local firms; - Prevent governments from interfering in services trade through discriminatory and burdensome regulations; and - Ensure that countries administer their services laws and regulations in an open manner. "Competitive industry demands competitive services. You can't design world-class chips without engineering, manufacture them without financing, or export them without insurance." U.S. Trade Representative Carla A. Hills, Address before the Town Hall of California, January 25, 1990 AGRICULTURE AND THE IMPORTANCE OF THE URUGUAY ROUND Open Agricultural Markets Mean U.S. Exports: The U.S. Is the World's Largest Agricultural Exporter But U.S. Farmers Face High Barriers Overseas. $ Billions Percent 100 45 40 80 35 U.S. Agricultural Exports 30 60: 25 20 40 15 10 20 5 0 0 1950 1989 EC Austria Sweden Finland Japan In 1990, U.S. Agricultural Exports Totaled $40 Billion Agricultural Protection - Subsidies, Tariffs, and Non-tariff Barriers - as a Percent of Farm Income Source: Dept. of Commerce Source: USDA OBJECTIVE: The United States seeks the fundamental reform of world agriculture in the Uruguay Round of global trade talks, which could expand world agricultural exports by roughly one-third, or $100 billion. Growth of U.S. exports is impeded by protectionist agricultural subsidies and trade barriers, which cost consumers and taxpayers in the United States, Europe, and Japan $220 billion in 1989. The United States believes farmers should be able to grow what they want, when they want, and prosper without government interference. In the Uruguay Round the United States wants to: - Open agricultural markets so that trade can expand; - Phase-out agricultural export subsidies that governments unfairly use to buy market share; - Substantially reduce domestic subsidies and price supports that produce artificial surpluses, which are then dumped on world markets, hindering fair competition; and - Ensure that health and safety regulations are based on scientific evidence and not used as trade barriers. The United States is prepared to put its own restrictions on the table, but we will not unilaterally reform. "We want improved market access for all agricultural producers, wherever they live, and we want to eliminate the trade-distorting effects of all subsidy programs. We are determined to move toward agricultural trade policies that allow farmers all over the world to become attuned to market prices." Secretary of Agriculture Clayton Yeutter, Speech before the OECD, May 30, 1990 INTELLECTUAL PROPERTY RIGHTS AND THE IMPORTANCE OF THE URUGUAY ROUND Global Rules Protecting Intellectual Property Would Safeguard American Ingenuity U.S. Creativity Generates Income.. But Billions Are Lost Due to Theft. $ Billions Chemicals 6% 12 Other 20% Pharmaceuticals 8% Entertainment 9% 8 Motor Vehicles & Parts 9% U.S. Earnings from Fees and Royalties Overseas 4 Scientific and Photographic 21% Electronics 10% 0 Computers & Software: 17% 1982 84 86 89 Foreign Fees and Royalties, just one source of World-wide Revenue Losses to U.S. Industries from Inadequate income from U.S. ideas, are growing Protection of Intellectual Property: $ 60 Billion (1986 est.) Source: U.S. International Trade Commission Source: Dept. of Commerce OBJECTIVE: In the Uruguay Round of global trade talks, the United States seeks international rules to protect the creativity of American entrepre- neurs, who lose over $60 billion annually from the global theft and counterfeiting of their ideas. American patented, copyrighted, and trademarked products are a growing source of foreign earnings to the U.S. economy. Yet American innovations are often pirated abroad. The U.S. victims of international piracy are a Who's Who of innovative industries: automakers and moviemakers; chemical and aviation companies; songwriters and software-writers; inventors of cellular telephones and authors of books on cellular biology. The United States seeks an international agreement that establishes rigorous rules protecting intellectual property, and provides for enforcement of those rules. Strong intellectual property protection is a spur to innovation, which creates jobs and new enterprises, and increases U.S. competitiveness. "We want a system that protects the intellectual property on which our high technology and entertainment industries depend. From Apple's Maclntosh to Disney's Mickey Mouse, from Pfizer's newest drug to Michael Jackson's latest record, companies throughout the United States depend on the ability to take a good idea, develop it, and reap the rewards." U.S. Trade Representative Carla A. Hills, Address before the Town Hall of California, January 25, 1990 (over) Key U.S. Intellectual Property Objectives in the Uruguay Round: The United States seeks an agreement that protects intellectual property rights world-wide through: Global standards protecting intellectual property rights in the areas of patents, trademarks, copyrights, trade secrets, and layout designs for semiconductors. Effective enforcement of intellectual property rights, both internally and at the border. Patent protection of all technologies for a term of at least 20 years from filing of an application. A clear definition of the limited circumstances under which governments may compel the issuance of licenses allowing others to use a patent. Copyright protection for computer programs, treating them as literary works and entitling them to the same level of protection as books. International recognition and precise definition of trade secrets and the right to protect them. GLOBAL TRADE RULES AND THE IMPORTANCE OF THE URUGUAY ROUND Tougher World Trade Rules Will Help U.S. Business Compete OBJECTIVE: The United States seeks to strengthen the rules of inter- national trade to expand U.S. access to foreign markets, and to ensure fair trade in the U.S. market. In the Uruguay Round of global trade talks, the United States seeks more effective rules in the following areas: Dispute Settlement: A swift, sure, and effective mechanism to resolve trade disputes, so that when countries violate international rules and raise new trade barriers, the United States has recourse to a speedy remedy. Anti-Dumping: Improved rules that deter countries from "dumping" their products at unfairly low prices in the U.S. market, thereby injuring U.S. producers. Subsidies: Stronger rules to rein in the use of government subsidies that distort trade and give companies an unfair competitive advantage. Import Safeguards: Stronger rules that prevent countries from arbitrarily erecting temporary barriers against surges in imports. Governments should be required to follow clear, objective procedures-such as those followed in the United States — before erecting such barriers. Product Standards: Stronger, more comprehensive rules ensuring that countries do not use product standards to unfairly keep out imports. "This round of the GATT is an ambitious undertaking. It is the last best chance for the world to enter the next century with free and fair trade for all." President George Bush Address in the Rose Garden, May 23, 1990 Some Background on the Uruguay Round: The Uruguay Round of global trade negotiations is taking place under the auspices of the General Agreement on Tariffs and Trade, or GATT. The GATT was created in 1947. - Through the GATT - the Constitution of trade - the countries of the world began a process of opening global markets and developing the rules of international trade. - Today, more than 97 nations, accounting for more than 85 percent of world trade, are members of the GATT. Under GATT sponsorship, the world's trading nations have held seven successful rounds of negotiations to cut tariff rates. As a result, tariffs have been slashed by 75% and the U.S. and world economies have grown faster in the last forty years than in any similar period of world history. Trade Drives the Growth of the U.S. Economy... And Creates Jobs 1950 100 1950 - 100 400 1000 800 300 600 200 Export Related Employment 1400 Exports Total Employment 100 Output 200 0 0 1950 1989 1950 1989 U.S. Economy U.S. Employment Source: Dept. of Commerce, USTR Source: Dept. of Commerce, USTR However, continued growth is threatened: Manufacturers still face high tariff and non-tariff barriers, such as quotas and import bans, overseas In addition, over one-third of world trade - more than $1 trillion - is inadequately covered by agreed rules of fair play. The affected sectors - agriculture, investment, services, and industries such as high technology and entertainment that rely on the protection of intellectual property - are ones in which the United States is highly competitive and vital to our future prosperity. Finally, international trade rules often do not apply to developing countries, which purchase one-third of all U.S. exports. Thus, in 1986 in Punta del Este, Uruguay, the United States helped launch the most ambitious round of GATT negotiations ever undertaken to expand the scope of international trade rules and to further open markets. Uruguay Round negotiations are scheduled to be completed in Brussels in December 1990. Administration of George Bush, 1989 / Apr. 4 attend the NATO summit in Brussels, as force around the world today, most particu- well as to visit allied leaders in Rome, Bonn, larly in Europe. On this anniversary, I join and London. This will be an historic occa- my fellow Americans and citizens of the 15 sion not only for the anniversary it com- other allied countries in saluting what has memorates but also for the hopeful changes been accomplished. Equally, we salute a il can mark, changes made possible by the bright future and recommit ourselves to the strength and solidarity of the Atlantic alli- shared vision of a Europe undivided in ance. which security and peace are assured for all Today in a changing world, our alliance the nations of the continent on the basis of not only keeps the peace and freedom of freedom, true democracy, human rights, the Atlantic world, it has made possible the and the rule of law, fulfilling the dream and common effort to build a more constructive vision of 40 years ago. relationship with the East. Europe is enter- And now I would like to invite the NATO ing a period of unprecedented change and Ambassadors to come forward for a group enormous hope. Without our moral and po- photo, and then I hope we'll all have a litical unity over four decades, this would chance to say hello. Please? never be happening. Our values of freedom and democracy Note: The President spoke at 11:04 a.m. in turn out to be the most powerful political the Rose Garden at the White House. Designation of Joseph E. DeSio as Acting General Counsel of the National Labor Relations Board April 4, 1989 The President today designated Joseph E. Law, the Appeals Branch, and as a field DeSio to be Acting General Counsel of the attorney in the Kansas City Regional Office. National Labor Relations Board. He would In 1979 Mr. DeSio became a charter succeed Rosemary Collyer. member of the Senior Executive Service. Since 1972 Mr. DeSio has been Associate General Counsel in the Division of Oper- He is a recipient of the President's Meritori- ous Rank Award for Senior Executives. ations-Management of the National Labor Relations Board in Washington, DC. He has Mr. DeSio graduated from Fordham Uni- served in several capacities for the National versity (A.B.), Fordham University Law Labor Relations Board since 1955, including School (LL.B., 1947), and New York Univer- Deputy Associate General Counsel in the sity Law School (LL.M., 1955). He was born Division of Operations-Management Assist- October 11, 1916, in Geneva, NY. He has ant General Counsel of the Time and Per- four children and currently resides in formance Branch; serving in the Division of Springfield, VA. Remarks at a White House Briefing for Members of the American Business Conference April 4, 1989 almost 2 years ago, met with same group The President. Welcome. Thank you for be with you again. I think I've met three the welcome, and welcome to all of you. times with this group over the last 8 years. Roger Porter told me he'd had a chance to As far as I'm concerned, at least, every visit with you all, and I'm just delighted to meeting has been, for me, helpful, either 351 Apr. 4 / Administration of George Bush, 1989 from garnering what's on your mind from ing it, we have a sensible approach to eco- the question or, in one or two more kinder nomics. And I can just tell you that I al- and gentler meetings, we had a chance to ready have valued the advice and experi- visit around a little bit. ence we're getting from him. And I'm glad But among the friends-I think many that tomorrow you can have a give-and- friends-that I have in this organization, I take. want to single out your former Vice Chair- Now, you run these high-growth business- man, now the Secretary of Commerce, Bob Mosbacher. And like everyone in this room, es that do represent the most dynamic en- he knows what it means to take risks, start a trepreneurial segment of our economy. And business, make it grow, and keep competi- we know better than to try to fix that tive. And I am just delighted that he is here which is not broken. So, this afternoon, let in Washington with us, giving up his private me just mention a couple of areas: the eco- enterprise, for a while at least, to be Secre- nomics of enterprise and then the need for education reform. tary of Commerce. He's on the cutting edge of our national effort to build a better You know the same lessons that I learned America. And for those of you who were as a businessman. You've got to have capital with him in this organization-that's most to grow. And what you don't need, in my in the room-he's really doing a superb job. view, is higher taxes on the earnings or To be sitting in this room today, you've higher taxes on the workers or higher taxes had to keep your earnings at three times on those who invest money in the business- the growth of the economy, I'm told-three es. And right now the Government is times the growth of the economy plus infla- making too big a claim on America's capital tion-a tremendous goal. I hope that last to cover our deficit. And that capital should category will not make it more difficult for be invested in American businesses. And you to achieve-[laughter]-but we can talk the best way to channel more capital into about that later on. But now we're relying productive investment is not through on Mosbacher to make that happen not just higher taxes. for ABC but for every business in America. And we're going through a real struggle And so, in a time where the United States right now: trying to have enacted a budget creates positions of czar-something that es- which I sent to the Hill a while back that capes me as to why we turn to that nomen- did hold the line on taxes. And it's tough; clature to solve our problems-we have a it's a difficult negotiation. But I can tell you, drug czar-we will anoint Bob Mosbacher I have been pleased with the way the as the business czar, and then the rest of us budget document was received by the Con- can all pursue our favorite pastimes. Mine is gress. Nobody jumped up and seconded the fishing, and you guys can speak for your- motion and agreed that it ought to be selves. [Laughter] passed exactly as it was presented by me I don't know-Mike, have you talked to and then by Dick Darman. But the re- this distinguished group yet? sponse has been good. And I think that sig- Dr. Boskin. Tomorrow morning. nifies that the Congress, as well as the exec- The President. Tomorrow morning. I see utive branch, are listening to the American Dr. Michael Boskin [Chairman of the Coun- people-people saying we've got to do cil of Economic Advisers] here, and I am something about the deficit. very proud to have him on our team. He So, the answer: spending restraint. And and I have a very direct relationship, a per- again, I would readily tell you that it's very, sonal relationship. And he calls them as he very difficult. The working paper that you sees them, as the umpires over in Baltimore released last month was another reminder said yesterday. And he's very knowledgea- that the deficit ought to be brought under ble on how the private sector works. So, he control. Accountability in government de- combines that knowledge and the gut in- mands that we put an end to the spending stincts that come from that with his enor- spiral. mously good credentials in academia. And You know, when George Kaufman, that so, I think here in this CEA, with him head- famous wit from the Algonquin Round 352 Administration of George Bush, 1989 / Apr. 4 ble approach to eco- Table, was at a party, he heard a self-made for the rich. That's a fair shake for every t tell you that I al- millionaire boasting to a circle of people, "I American. And they all come after me, advice and experi- wish I was born into the world without a saying this is a tax break for the rich. And n him. And I'm glad single penny." And Kaufman answered, I'm going back saying, Steiger amendment, in have a give-and- "Oh really? When I was born, I owed $12." 19-what was it, 78-worked just the oppo- [Laughter] site: it brought in more revenues to the high-growth business- Well, we don't have to let the deficit play Federal Government and created more e most dynamic en- a cruel joke on future generations. Next jobs. of our economy. And year alone, fiscal year 1990-and most of We want to build on the energy and the to try to fix that you are familiar with this figure-but Fed- initiative of American business without bur- 0, this afternoon, let eral revenues will rise by more than $80 densome mandates that only enforce solu- ole of areas: the eco- billion with no tax increase-$80 billion tions of uniform mediocrity. Now, we don't d then the need for more coming into the Government just want to limit the flexibility of managers and under the existing tax structure. And so, workers, who are trying to find their own essons that I learned what we're going to do is meet or beat the best solutions. Many are already succeeding, e got to have capital Gramm-Rudman targets. as you know. 1 don't need, in my Our budget consultations with Congress The Chamber of Commerce estimates on the earnings or so far have been going well. We're deter- suggest that workers are receiving more rkers or higher taxes mined to work with the Congress, as I said, and we're going to continue to approach fringe benefits than ever before. Total ben- oney in the business- the matter in one of cooperation. There will efits in 1987 were up 163 percent in a the Government is be some tough, you know, dividing points decade. And it is the market, in our on America's capital d that capital should along the way. But I think Dick Darman system-it is the market, not government, can businesses. And [Director of the Office of Management and that is responsible for most of this growth. Budget] would tell you that so far we've Nearly 70 percent of growth in benefits is el more capital into been pleased. due to voluntary action by employers, only t is not through To spur greater investment, there is one 30 percent mandated government require- area where we need to bring taxation ments. And I want to keep it that way. Our ough a real struggle down-and I remain convinced that'll mean friends in Europe have tried mandated ben- ve enacted a budget more revenues to the Federal Govern- efits, and they haven't had much success. ill a while back that ment-and this is our proposal to bring And I've talked to the political leaders, and axes. And it's tough; down the rate on capital gains. We've got to I'm sure you've talked to many of the busi- n. But I can tell you, get it more in line with our trading part- ness leaders. And I expect almost to a with the way the ners. In the budget we've proposed, we person, man or woman in business, they received by the Con- want to restore the differential to 15 per- agree with that. They're now looking for up and seconded the cent on long-held assets. ways over there to free up enterprise hat it ought to be And I think many of you know, as you American-style and make it more flexible, as presented by me built your businesses, that you could not not less. And for us to go toward mandated arman. But the re- walk up to a bank and automatically get benefits would be, as Yogi Berra put it, And I think that sig- startup costs. You can't do that-or at least, "Like deja vu all over again." [Laughter] 5, as well as the exec- you couldn't when I started a small busi- America is going to be more competitive ing to the American ness. Most of you probably raise capital by if we continue to resist the temptation to ; we've got to do offering people a share of the business, a heap burdensome mandates on the produc- ficit. stake in the outcome. tive private sector. And so, they go after me nding restraint. And And cutting the capital gains rate means for an unwillingness to support a wide ell you that it's very, more of that can happen. It'll give business- menu of mandated benefits. But I don't rking paper that you es much more of the capital they need to think there is anything kinder and gentler as another reminder grow, and it'll bring in $4.8 billion-this is about rendering businesses noncompetitive to be brought under the estimate now, with no arm-twisting, I in world markets, because that will mean in government dei might add, of the Treasury-this is their fewer jobs. And that is the worst thing that end to the spending estimate-that'll bring in $4.8 billion more we need in economic times such as these. in tax revenues in 1990. It will in the proc- A hallmark of this administration, I hope, eorge Kaufman, that and this is preaching to the choir- will be our focus on the future: the impor- Algonquin Round create new jobs. And that is no tax break tance we attach to making the right kinds 353 Apr. 4 / Administration of George Bush, 1989 of investment. There can be no investment tive effort from all directions, but it holds of our soci more urgent than education. And in this, all the promise of real progress. interest red of us have a stake. So, a word about that. Many of you have been prime movers, Education As labor markets continue to get tighter spending a remarkable amount of your own make if We in the coming years, many of you are going time making good on that promise. Moro America. A1 to be facing shortages of skilled people. than a third of you serve on local school that Some managers are already worried about a boards, public or private, on the board of a Thank yo scarcity of science and engineering gradu- local college or a university. We talk about to take a fe ates. And you've all read the surveys that funds at the Federal level. The Federal Baltimore 0 show many foreign students outperforming Government puts up 7 percent of the total our own. Although our best students can Q. Mr. P₁ tab for educational funding, and the total-1 compete with anyone in the world, the ern Californ just came from lunch with Larry Cavazos, The Presic. challenge we face is to adapt our education- our Secretary of Education-I believe the al system so that all of our students receive Q. Was ti figure he used, the amount that's being the skills they need to share in that prosper- spent on education today, is something like yesterday? The Presio ity. $330 billion. My administration has made, rhetorically, the Baltimo So, it isn't necessarily a shortage of funds, and now wants to make in terms of action, the locker and that's what some of these ideas that I'm education a national priority. Our program Mickey Net talking about here take into consideration. is based on four principles: rewards excel- Sixty-four-y Several of you have established a program lence; helps those most in need; demands little looser. with a local community college or you've accountability; and supports greater flexibil- But here's ity in parental choice. And tomorrow, we're adopted a school or taught part-time or pro- stepped in fr moted science education across a school dis- break down going to send to the Congress our education trict. And that is the kind of involvement package. We want to reward merit schools side of it, as that make progress in terms of raising stu- that, while it isn't always easy, leads to the I'll tell you kind of educational reform that lasts. And it dent achievement and reducing drug use me, and I've and dropout rates. We're promoting paren- places you among the Thousand Points of there, and y tal choice and educational quality through Light that I talk about that do spread hope getting boo these magnet schools of excellence that and opportunity. We're not going to whip goes to a bal some of you are familiar with in your own the educational problem in this country by verted here, communities. We want to provide alterna- everybody running over to the Department tion. So, last tive certification of teachers and principals of Education. It is a Thousand Points of in Cincinnati to broaden the pool of talent that's avail- Light. It is parents that care and school the campaig) able, President's awards to outstanding boards and PTA's and good administrators what are yo teachers, urban emergency grants to pro- and teachers at the local level. know you're vide comprehensive help in fighting drugs And so, I would simply encourage you to there as I wa for school districts that are literally under continue an active role in your communi- little leaguers siege today, and then a National Science ties. There isn't a better answer. By invest- guy, you kr Scholars program for high school seniors, ing your time and talents towards the edu- blonde girl. and additional endowment matching grants cation of our young, you're helping to bring And they sai for these historically black colleges and uni- about something vital: a fundamental cul- leaguers. The versities which do occupy-I believe we tural shift that reasserts the value of learn- with them, ai would all agree-a unique and vital position ing in this country. You're breathing new [Laughter] Ai in American higher education. life into an idea that's always been a testa- all walk out We're committed to a program of reform ment to the American spirit: that doing wasn't a boo that will give our young people a solid foun- well demands doing good. So, nothing I worked! dation for the future. But to make lasting might tell you would say it better than your Okay. Sir? improvements, we need to get all of the (own mission statement, which says ABC ex- Minimum anc. players-administrators, school boards, local ecutives "believe their own business success business leaders, parents, teachers' unions- carries with it a responsibility to help Q. Mr. Pr around the table working together, and this expand economic opportunity throughout training wage will demand accountability from all of us. the economy." As leaders not only in busi- The Preside It's going to require the best kind of collec- ness but all across the board in every sector training wage 354 Administration of George Bush, 1989 / Apr. 4 tions, but it holds of our society, you know that the national differential-is getting strong support on SS. interest requires us to invest in the future. both sides of the aisle. The problem I face 'n prime movers, Education is the best investment we can as President is that I went up with a 6- nount of your own make if we really want to build a better months training wage and a $4.25 mini- at promise. More America. And I want to do my part in all of mum wage. And we've talked about it, Mi- e on local school that. chael Boskin and I and Roger Porter and on the board of a Thank you all for coming, and I'd be glad others, and we wrestled with the economics ity. We talk about to take a few questions. Who is first? of it. And we figured this is the best offer. vel. The Federal Baltimore Orioles Opening Game And so, unlike the normal trading that goes ercent of the total on here, we said, let's-and our Secretary of g, and the total-I Q. Mr. President, Red Scott from south- Labor wanted us to do it this way, too- th Larry Cavazos, ern California. Liddy Dole, a very able woman-let's go on-I believe the The President. Yes, sir? with our best shot, and let's make very ount that's being Q. Was that pitch a curve or wasn't it, clear in the testimony that that is our best is something like yesterday? shot. Now, what we saw in the Congress The President. That pitch-you mean at was a pretty good bipartisan support for our the Baltimore game? [Laughter] I got into shortage of funds, proposal-not enough to get it through, but the locker room and warmed up with hese ideas that I'm I've got to hold the line on the grounds of Mickey Nettleton [Tettleton], the catcher. into consideration. economics, on the grounds of making Sixty-four-your old arm gradually got a blished a program people understand that I was serious about little looser. But it was high and outside. college or you've that being the best offer. But here's my problem. [Laughter] He it part-time or pro- And so, I think that if I do what I've just stepped in front of the plate before it could across a school dis- break down across the inside. That's my told you I will do, that there is a good nd of involvement side of it, and I'm going to stick with it. chance to get a differential with a reasona- easy, leads to the I'll tell you, there's a little Walter Mitty in ble increase on the minimum wage. But I m that lasts. And it talked here about-I don't want to see a me, and I've always loved sports. Walk out Thousand Points of there, and you're always wondering about proliferation of new mandated benefits. hat do spread hope getting booed when-any politician that This is a-you might say mandated, but I not going to whip goes to a ballgame. I don't want to get di- think we've got to be very concerned about in this country by verted here, but Reggie asked a good ques- the inflationary aspects. I think we have to to the Department tion. So, last year, I go to the All Star Game be concerned about the counter-job aspects housand Points of in Cincinnati-and we're in the middle of in some of these low-paying, labor-intensive it care and school the campaign-saying this is suicide, man, businesses, particularly in the service sector. good administrators what are you doing going out here? You And I think our proposal would make a level. know you're going to get booed. So, right necessary adjustment, but having the mini- y encourage you to there as I was about to walk out, I saw two mum wage would lessen the likelihood of in your communi- little leaguers-one 11-year-old kid, big, tall more unemployment. So, I hope it works. I answer. By invest- guy, you know, and a little 8-year-old know we're going to have to go through ts towards the edu- blonde girl. And I said, "Who are these?" some kind of a disagreement with Congress, i're helping to bring And they said, "Well, these are the little because the House has passed a bill that a fundamental cul- leaguers. They're going out first." So, I got frankly is unacceptable to me. But at least the value of learn- with them, and I said, "You guys nervous?" we told them the truth ahead of time: look, u're breathing new [Laughter] And I said, "Well, why don't we we can't go with that. always been a testa- all walk out together?" [Laughter] There 1 spirit: that doing Relations With Congress wasn't a boo in the house-[laughter]-it good. So, nothing I worked! Q. Mr. President, it's been suggested by y it better than your Okay. Sir? some of our meetings with Members of which says ABC ex Congress that a far greater use of the Presi- own business success Minimum and Training Wages dential veto might be exercised, particularly ponsibility to help Q. Mr. President, do you believe the when spending plans are proposed that ob- ortunity throughout training wage proposal will pass? viously are going to not meet either ers not only in busi. The President. For the first time, the Gramm-Rudman or your own targets. Like, board in every sector training wage-well, I refer to it also as a as I understand it, President Reagan only 355 Apr. 4 / Administration of George Bush, 1989 vetoed 5 bills out of 170 in 8 years. compromise-but when there is no room But as I weigh thei The President. I'm not sure that's cor- for compromise, be very frank about it, and to say what kind of rect-the numbers. I do know that-as a be up front about it. I hope that we can get to: have on this b member of the previous administration, a along together. But it's going to take doing and that's a job. AI proud member-that part of the problem some of what you talked about here. some of the call fo was the size of the bill that comes down have good titles if 1 here. The one that comes to mind that he President's Agenda damental thing, v did veto was the defense appropriations bill. Q. Mr. President, is there any chance that create jobs. So, I wi And there were all kinds of statements of your administration might lead the way to. philosophy in min' concern that that would unravel the mili- wards a tax on consumerism rather than these pressing socia tary and all of that. And it didn't; the Con- taxes on savings, such as a value-added tax One word on gress went back and made an adjustment. or something of that type? promise to go peac So, we do not control-my party-either The President. Well, I don't want to even Kilberg, Deputy A side of the Congress. And I think there will discuss the tax on consumerism. There's a for Public Liaisor be times when we have to say, look, this is wide array of suggestions been made, in- know, business an what I believe, and then rally our third to cluding a horrendously prolific value-added family groupings defend the President's position, and then go tax, which kind of is painless at first, and started moving p back. child-care business. then you wake up and realize that you've I was using some rhetoric that was kinder ent family structur increased the cost of a lot of goods out and gentler than veto when I described my two-parent workfc there. You have the suggestion that people standing on the minimum wage just a band and wife at " put a fuel tax on, or an import tax on oil minute-but let the Congress not misunder- this, and I recogni coming into this country. But I really don't stand my determination. And this one will care. But as we fo believe we should do that. be one where we have said, this is what we wanted to get SO' I have got to get this 1990 budget down can do. And I, with respect, would recog- within the budget without increasing taxes. There's a lot at nize the position of other Members of Con- something that wo stake. I think, in fairness, most Members of gress on it, but I've got to stay with this. verse answers that And I'm going to stay with it. And I hope Congress, whether they agree with me or ginning: crowd bus it'll send the kind of signal that will have an not, recognize that; and thus they'll under- had to turn to high ameliorating effect on other pieces of legis- stand my fighting for a budget that does not child-care centers. include a consumer tax or a tax on invest- lation. you can't do this ar I'll tell you, there is an ingredient out ment-saving capital or anything else. If you ABC child care act there today that's quite different. There's a want to have a philosophical discussion, I ents in a neighborh recognition on the part of Members-both take your point, because I think it is impor- care of the kids, y sides of the aisle-that the deficit really has tant that if you presented me a hypothe- because you're no to be brought down and that some of the sis-you've got to do that, or you've got to tion. And so, what programs-we're going to have to constrain do that-and I would accept it and under- thing-a mandated the spending growth. stand the political risk I'd be involved if I you will, is keep Now, I was in Congress 20 years ago, and showed any flexibility at all in even discuss- preserve parental ( I really see a different mood on the Hill. ing it. [Laughter] genius of diversity And the Secretary-again, the Secretary of I would have to say that you make a very way. Education and I had lunch-we talked valid point in your question, because as I And it's not ju about the propensity of Congress to add, tried to indicate in my remarks, it's job cre- whole array of othe you know-if you're for education, you pro- ation-and that is subtraction of capital- pose $1 billion; if you're really for educa- that is really the best antidote to poverty. tion, make it $2 billion; you're for clean The best poverty program is a job in the water, where you propose $11 billion, make private sector, where a family can hold Nomination of it $12 billion. I mean, there's a tendency their heads up with a certain dignity. And so, I have got-and that's why when Land Manager now on both sides to recognize we cannot go down that road. I will have to do some these mandated benefits come down here April 4, 1989 of what you suggest, I know, because they have good titles on them, they have they're not going to, obviously, want to do things we're concerned about: parental The President to it just exactly my way. But if we demon- leave or child care, whatever it is. And I'm tion to nominate strate a fairness, in some areas, a place for sympathetic with many of the objectives. 356 Administration of George Bush, 1989 / Apr. 4 is no room But as I weigh them, I have a responsibility are coming down the pike that we have to to-say what kind of an effect are they going address ourselves to. Some we just say, look, bout it, and t we can get to have on this best antidote to poverty, we can't do it; we can't afford that. And and that's a job. And so, we've got to resist others we're going to have to say, well, we take doing ere. some of the call for these good things that can do a little here, but it's got to preserve have good titles if they undermine the fun- this diversity, and it's got to strengthen damental thing, which is our ability to family. I am tremendously concerned about chance that create jobs. So, I will keep trying, keep that the erosion of the family unit in this day philosophy in mind, as we try to answer and age. And when you look at some of the the way to- these pressing social problems. troubles we have on dropouts or look at rather than e-added tax One word on child care, and then I some of the troubles we have in keeping promise to go peacefully, Bobbie [Bobbie G. our kids out of the grips of these crack Kilberg, Deputy Assistant to the President pushers, you really have to go right back to vant to even n. There's a for Public Liaison]. [Laughter] But you the fundamentals in terms of the family know, business and religious groups and unit. n made, in- value-added family groupings and communities have And you know, people say, well, you're started moving pretty actively into the privileged; you're blessed in that area. I am. at first, and that you've child-care business. And you have a differ- And so, I can't profess to know what it is if goods out ent family structure now. You have many just from firsthand experience in the inner that people two-parent workforce people there-hus- city, when a family is divided and there's band and wife at work. And so, I recognize only one parent. But whatever we do at the rt tax on oil this, and I recognize the demand for child government level has got to see that we [ really don't care. But as we formulated our policy, we don't diminish family units and, frankly, wanted to get something that would fit find a way to strengthen them. And that's budget down within the budget, but we wanted to get why this concept of parental choice, I think, re's a lot at something that would not rule out the di- is absolutely essential, that it be woven into Members of verse answers that I mentioned in the be- everything we do, wherever possible. with me or ginning: crowd businesses out because they Listen, thank you all very much. Didn't they'll under- had to turn to highly regulated, centralized mean to end with a sermon, but thanks a that does not child-care centers. Say to a religious group, lot for coming. ax on invest- you can't do this any more; that violates the g else. If you ABC child care act. Say to a cluster of par- Note: The President spoke at 2:10 p.m. in discussion, I ents in a neighborhood that alternate taking Room 450 of the Old Executive Office k it is impor- care of the kids, you can't do any of that Building. In his opening remarks, he re- e a hypothe- because you're not subject to our regula- ferred to Roger B. Porter, Assistant to the you've got to tion. And so, what I want to do on some- President for Economic and Domestic it and under- involved if I thing-a mandated benefit of this nature, if Policy. The President also referred to the you will, is keep it as flexible as possible, Algonquin Round Table, an informal liter- even discuss- preserve parental choice, and recognize this ary circle that met at the Algonquin Hotel genius of diversity that is our American in New York City. Charles R. (Red) Scott, 1 make a very way. president and chief executive officer of the because as I And it's not just child care; there's a Intermark Corp. in La Jolla, CA, asked the ks, it's job cre- whole array of other mandated benefits that first question. 1 of capital- te to poverty. ; a job in the nily can hold Nomination of Delos Cy Jamison To Be Director of the Bureau of dignity. at's why when Land Management ne down here April 4, 1989 em, they have out: parental The President today announced his inten- Director of the Bureau of Land Manage- it is. And I'm the objectives. Non to nominate Delos Cy Jamison to be ment at the Department of the Interior. He 357 TIMES 02-21-91 Concerns Raised on Mexican Trade 18/15/20 as companies struggled to meet the By CLYDE H. FARNSWORTH will have successful negotiations." low-wage Mexican competition. A number of other concerns, involv- Representative Frank J. Guarini, ing items ranging from steel and beer Special to The New York Times Democrat of Jersey City, said Mexico to fruits and vegetables, were high- WASHINGTON, Feb. 20 - The had a "lax track record" in enforce- lighted as the committee, which has United States trade representative, ment of environmental regulations jurisdiction over trade matters in the Carla A. Hills, today ran into a fusil- and that as a result more American House, held its first hearing on Presi- lade of hostile questions at a House companies might move south of the dent Bush's request for authority to Ways and Means Committee hearing border to cut regulatory and other negotiate a trade agreement with on a projected free trade agreement costs. Mexico. with Mexico, signaling a tough battle While expressing their concerns, ahead in selling an accord to Con- North American Trade Zone many of the lawmakers still voiced gress. general support for the free trade The goal is a comprehensive North The principal concerns were about idea. As Representative Richard T. American trade agreement linking weaker Mexican environmental rules Schulze, Republican of Pennsylvania, 360 million people who produce $6 and lower Mexican wages that under put it: "While I have said at this early trillion of goods and services a year in free trade conditions, several law- stage that I support a U.S.-Mexico what would become the largest free makers said, might erode standards Free Trade Agreement, I cannot trade zone in the world. Canada in this country. stress enough that my support is not would participate in the negotiations, unconditional." which could lead to certain modifica- Representative Donald J. Pease, a Sam Gibbons, Democrat of Florida, tions - what officials are calling "en- Democrat representing an industrial chairman of the Ways and Means hancements" - in its two-year-old area outside of Cleveland, said he feared the agreement would cause Committee's Trade subcommittee, free trade agreement with the United told Mrs. Hills that despite the an- States. factory wages to slide in his district tagonistic questioning, "I think you Provided the Bush Administration gets the authority to negotiate a pact that would be submitted to Congress for approval or disapproval without amendments, the United States would start talks with Mexico in June and expects to wind them up by the end of the year. Mrs. Hills, who spent nearly four hours fielding questions at the packed hearing, said those who do not sup- port freer exchanges with Mexico view trade as a "zero sum game" and did not take into account mutually reinforced growth that would make both Mexico and the United States more prosperous. 'Win-Win Situation' "Reduced barriers will improve the efficiency and productivity of U.S. and Mexican industry and enhance their competitiveness in international markets," she stressed, calling a free trade agreement a "win-win situa- tion." She strongly disputed assertions that jobs would be lost or standards slide in the United States as a result of a trade agreement. A number of Government studies, including ones published by the Labor Department and the International Trade Commission, have projected overall benefits for the economy. On the question of environmental standards, she said environmental issues might needlessly complicate an agreement about lowering tariffs and other trade matters, but stressed that the Administration still "wants to insure that Mexico does as much as is humanly possible to protect the en- vironment." She pointed to commitments on en- vironmental improvement made by President Carlos Salinas de Gortari of Mexico, including a requirement that all new cars be equipped with catalytic converters this year, and noted that the Environmental Protec- tion Agency was already assisting the Mexicans with their environmental programs. Department to: Bob Simon of the Treasury Office of the room: date: 3-28-91 Assistant Secretary Public Affairs I hope the enclosed materials on banking reform will be helpful in preparing remarks for President Bush. Please call me if you have any questions or need further assistance. Desiree Tucker-Sorini mp for room 3442 phone 566-8773 TREASURY NEWS THE DI TRREASURY 1789 Department of the Treasury Washington, D.C. Telephone 566-2041 MODERNIZING THE FINANCIAL SYSTEM: RECOMMENDATIONS FOR SAFER, MORE COMPETITIVE BANKS FEBRUARY 5, 1991 FACT SHEET The Need for Reform It is time to modernize our financial system to make banks safer and more competitive: We must modernize our banking system, updating outmoded laws that date back to the 1930s. Banks must be sound to protect depositors and taxpayers. A strong, internationally competitive banking system is essential to a strong, growing economy. The Banking System is Under Stress Technology has revolutionized the way financial institutions do business, but our banks are hampered by out-of-date rules. Weak banks shrink lending when the economy slows, hurting businesses and costing jobs. Our banks are falling behind international competitors: Only one of the 30 largest banks in the world is American, compared to nine of 30, including the top three, just 20 years ago. NB-1112 2 The Benefits of Reform A modern, safe and internationally competitive banking industry will protect depositors and taxpayers, serve consumers, benefit workers and businesses, and strengthen our nation. Protect depositors and taxpayers: Depositor confidence and taxpayer protection will result from: -- A safe, competitive, well-capitalized banking system; -- limitations on taxpayer exposure to losses from bank failures; -- and a strong, well-capitalized insurance fund. Serve consumers: An efficient, integrated financial services system will mean: --- Consumers will have access to a wider range of services at the least possible cost. -- Consumers also will enjoy the convenience of nationwide access to services. Benefit workers and businesses: A healthy banking system with strong, competitive banks will ensure: -- Jobs are preserved because loans are not called at the first sign of economic downturn. -- Small businesses that lack access to securities markets can count on banks in bad times as well as good. Strengthen the nation: A world-class financial services system provides a foundation for a world-class economy: -- International economic leadership in the 21st century will require an internationally competitive financial services system. 3 The Principles Governing Reform First, we will preserve deposit insurance for small savers while protecting taxpayers by reducing the overextended deposit insurance system. Deposit insurance, originally intended to protect small depositors who could not protect themselves, has been expanded so that large, sophisticated investors receive unneeded protection. This reform will restore market discipline over risky activities that have increased the possibility of taxpayer exposure to losses in the banking system. Second, we will make banks stronger and safer by strengthening the role of capital -- not by raising capital standards, but with a plan to attract capital to the banking industry. This will include rewarding well-capitalized banks with new activities that will attract still further capital, and taking prompt corrective action to address under-capitalized banks. Third, we will make banks more competitive by modernizing outdated laws. Technological advances and other innovations in financial markets have put banks at a competitive disadvantage -- at home and abroad -- that has weakened the system and hurt the economy. Changes will allow banks to engage in a broader range of financial services and to operate nationwide. Fourth, we will strengthen the banking system by making the regulatory structure more efficient. Currently, overlapping regulatory responsibilities lead to confusion and uneven results. 4 RECOMMENDATIONS PART ONE: DEPOSIT INSURANCE AND BANKING REFORM The Administration's deposit insurance recommendations go well beyond the narrow issue of deposit insurance and encompass the entire range of safety, soundness and competitiveness issues facing the banking system. They form a balanced, integrated package that must be considered as a whole. No single recommendation will be effective by itself, and indeed, could be counterproductive if adopted in isolation. I. Strengthen the Role of Capital The single most powerful tool to make banks safer is capital. Capital standards need not be raised, but the role of capital can be strengthened. This will discourage excessive risk-taking, reduce the possibility of bank failure, and provide a cushion to absorb losses ahead of the insurance fund and, ultimately, the taxpayer. Well-capitalized banks are better able to keep lending, rather than shrinking loans to build capital ratios, during economic declines. And they are better able to meet competitive challenges and to take advantage of new opportunities. Specific Recommendations: Capital-based supervision, capital-based deposit insurance premiums and capital-based expanded activities (each described further in other sections of the report) will provide incentives for banks to build and maintain strong capital bases and make bank franchises more attractive. In addition, interest rate risk will be added to credit risk as a criterion for risk-based capital standards. II. Reduce the Overextended Scope of Deposit Insurance Deposit insurance, originally intended to protect small depositors who could not protect themselves, has been expanded so that large, sophisticated investors receive unneeded protection. This has increased the exposure of taxpayers to possible losses and decreased market discipline on risky banks. By returning deposit insurance to its original purpose, we 5 can reduce the possibility that taxpayer funds will be needed to cover depositor losses, while simultaneously reintroducing market discipline that will help curb excessive risk. Specific Recommendations: Insured deposits: "Pass-through" coverage of many types will be eliminated, reducing government protection for large, sophisticated institutional investors. Brokered insured deposits will be eliminated, ending a practice that has given banks access to large pools of below- market-rate funds that are deposited without concern on the part of the depositor about the safety of the investment. Individual insurance coverage will be limited to $100,000 per institution after a two-year phase-in period, plus another $100,000 per institution for a retirement account. This change will reduce taxpayer exposure to losses from coverage for wealthier individuals with multiple accounts, including individual, joint and revocable trusts, in a single failed institution. The FDIC will be required to undertake an 18-month study of the costs and benefits of moving toward a systemwide $100,000 per person insurance limitation. This would more effectively limit taxpayer exposure to losses resulting from coverage of multiple accounts, but should not be implemented until it can be shown that the benefits would outweigh the potentially large administrative costs. Uninsured deposits: The government must preserve its ability to protect the banking system and the economy in genuine systemic risk circumstances. But protection of uninsured deposits as a matter of course both expands taxpayer exposure and encourages excessive risk-taking by banks. To limit coverage of uninsured depositors, the FDIC will be permitted to cover uninsured deposits only if that would be the least costly approach. To protect the system in rare instances of systemic risk, the Treasury and Federal Reserve could step in and order that uninsured deposits be covered. This policy would be implemented after three years to allow for an appropriate transition. Non-deposit creditors: While protecting uninsured deposits should be the rare exception, coverage of non-deposit creditors should be eliminated. 6 III. Risk-Based Deposit Insurance Flat-rate premiums subsidize high-risk, poorly run institutions at the expense of well-run institutions and the taxpayer. There is a perverse incentive to take risks because there is no cost to offset the upside potential. Specific Recommendations: First, in the short-term, premiums based on capital levels will reward institutions that build capital to act as a buffer ahead of the insurance fund. In the longer term, a demonstration project may lead to premiums set by private insurance. IV. Improved Supervision Even with deposit insurance limits, the insurance fund and the taxpayer remain exposed to possible bank losses. Effective bank supervision can help. Capital standards need not be increased. But because well-capitalized institutions are the safest, regulation should be reoriented towards a system of capital-based supervision that provides rewards and penalties that encourage banks to hold adequate capital. The rewards of capital-based supervision would be much greater regulatory freedom for well-capitalized banks to expand and engage in new financial activities. The sanctions of capital-based supervision would involve "prompt corrective action" to address problems as capital levels decline, well in advance of insolvency. Specific Recommendations: Capital-based supervision would establish five zones for banks based on their capital levels. Those with capital in excess of minimum requirements will be eligible to engage in a broad range of new financial services. Those with less than minimum capital would be subject to increasingly stringent corrective action -- including dividend cuts or even forced sale of the bank -- aimed at preventing failure. V. Restrictions on Risky Activities State-chartered banks with federal deposit insurance may be authorized by charter to engage in risky activities that are precluded for national banks. It is important to protect federal taxpayers from such excessive risks while maintaining state regulatory responsibilities under the dual banking system. 7 Specific Recommendations: Federal deposit insurance qualifications would prohibit direct investment activities by state banks and limit activities not permitted for national banks. VI. Nationwide Banking and Branching Nationwide banking and branching would lead to safer, more efficient and more competitive banks, decreasing taxpayer exposure to losses. The U.S. is the only major industrialized country without a truly national banking system. After 1992, members of the European Community will permit international banking throughout the EC. Not only do we put our banks at an international competitive disadvantage, but we also forego significant safety, efficiency and consumer benefits. Already, 33 states permit nationwide banking and another 13 permit regional banking. Only four prohibit all interstate banking. So the trend is clearly toward interstate banking. Yet there is almost no authority for interstate branching. Given the cost savings and efficiency arguments for interstate branching, the advantages to consumers and taxpayers of interstate branching are clear. Specific Recommendations: Full nationwide banking will be authorized for bank holding companies following a three-year delay. Interstate branching will be authorized for national banks in any state in which the bank's holding company could acquire a bank. Thus, after the three-year delay, full nationwide branching will be permitted. VII. Modernized Financial Services Regulation Banks are no longer the protected and steadily profitable businesses they once were. Technological advances and innovations by competing financial services providers have ended their monopoly on transaction accounts and certain types of business credit. They no longer enjoy protected access to low- cost funds from interest rate controls. And old laws that once protected them from competition have become barriers that impede banks from responding to changing market conditions. The result has been declining profitability and increasing bank failures. The losers are not just banks, but also depositors, taxpayers and the overall strength of the economy. Out-of-date laws must be adapted to permit well-capitalized banks to reclaim the competitive opportunities they have lost to changing markets. Banks with expertise in other financial 8 services should be allowed to provide them for consumers, and other financial services companies with natural synergies with banking should be allowed to invest in banks. This will provide new sources of capital for the banking system and help promote safe, strong, well-capitalized banks. The proposed changes will be accompanied by safeguards to prevent exposure of the federal deposit insurance fund to these new activities. Specific Recommendations: In order to strengthen the banking system, new rules will permit financial affiliates for well-capitalized banks. A new financial services holding company structure will permit a single company to own affiliates engaging in banking, securities, mutual funds and insurance. The new rules will allow commercial firms to own financial services holding companies. To protect the deposit insurance fund and the taxpayer, only well-capitalized banks will be permitted to engage in new financial activities. Only the bank will have access to deposit insurance, strict regulation will be focused on the bank, and the new financial activities will be in separately capitalized affiliates. VIII. Credit Union Reforms The law required a study of adequacy of capital in the credit union industry and insurance fund and of the regulatory structure governing the credit union industry. Specific Recommendations: To ensure adequate capitalization of the credit union insurance fund, the double counting of fund assets will be eliminated over 12 years. To provide Administration accountability for credit union regulation, the federal banking regulator will serve on the National Credit Union Administration Board. PART TWO -- REGULATORY RESTRUCTURING The current regulatory structure is complicated, overlapping and confusing. Individual institutions often are supervised by several regulators, and bank holding companies rarely have the same regulator as their subsidiary banks. A redesigned structure should reduce duplication and 9 improve consistency, accountability and efficiency. It should also separate the insurer from the regulator. Specific Recommendations: The present four-regulator model (the Federal Reserve, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation and Office of Thrift Supervision) will be simplified to two, with the same regulator responsible for a bank holding company and its subsidiary bank. The Federal Reserve will supervise all state-chartered banks and their holding companies. A new Federal Banking Agency under Treasury will supervise all national banks and their holding companies. When a holding company owns both state-chartered and national banks, jurisdiction over the entire organization will go to the charterer of the largest subsidiary bank. The Federal Banking Agency will take over OTS responsibilities on the date it completes assigning thrifts to the RTC. The FDIC will be focussed on insurance and resolution of failed institutions. PART THREE -- RECAPITALIZATION OF THE BANK INSURANCE FUND The Bank Insurance Fund (BIF) has experienced losses in each of the last three years due to increasing numbers of bank failures. FDIC projects additional losses over the next two years that, under the most pessimistic assumptions, could exhaust the fund's net worth. The FDIC must exercise the authority given to it in the FDIC Assessment Rate Act of 1990 to recapitalize the BIF fund in the near term. Because the FDIC has the authority and because industry participation is essential, a plan to recapitalize the fund ought to be worked out with the industry by the FDIC within the following parameters: Goals of Recapitalization 1. The plan should provide sufficient resources. 2. It should take into account any impact on the health of the banking system. 3. It should rely on industry funds. 4. It should use generally accepted accounting principles.