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Top Secret/Sensitive Vietnam Contingency Planning HenryA. Kissinger Oct. 2, 1969 [2 of 2]
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DOCUMENT WITHDRAWAL RECORD (NIXON PROJECT) DOCUMENT DOCUMENT SUBJECT/TITLE OR CORRESPONDENTS NUMBER DATE TYPE RESTRICTION 1 Memo Carver, Jr. to Lynn (7 PP) NLN 06-04/4 2 October B w/attach MANDATORY REVIEW REQUEST NLN 06-03/1 1969 SANITIZED per sec 3. 3 lb )(1) ltr 17 July 2008 SANITIZED parpots 2000 /06/13 2 Report Soviet Reactions and U.S. Courses of n/d B Action 3 Report Assessment of Chinese Communist n/d B Actions and U.S. Counter-Courses FILE GROUP TITLE BOX NUMBER National Security Council, Vietnam Subject Files 89 FOLDER TITLE Top Secret/Sensative Vietnam Contingency Planning Henry A. Kissinger Oct. 2, 1969 (Folder 2 of 2) RESTRICTION CODES A. Release would violate a Federal statute or Agency Policy. E. Release would disclose trade secrets or confidential commercial or B. National security classified information. financial information. C. Pending or approved claim that release would violate an individual's F. Release would disclose investigatory information compiled for law rights. enforcement purposes. D. Release would constitute a clearly unwarranted invasion of privacy G. Withdrawn and return private and personal material. or a libel of a living person. H. Withdrawn and returned non-historical material. NATIONAL ARCHIVES AND RECORDS ADMINISTRATION *U.S. GPO; 1989-235-084/00024 NA 14021 (4-85) Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET-SENSITIVE EYES ONLY October 2, 1969 MEMORANDUM FOR THE PRESIDENT FROM: Henry A. Kissinger SUBJECT: Contingency Military Operations Against North Vietnam Attached are papers on contingency military operations against North Vietnam prepared under my direction by a special working group. The papers do not address the relative merits of this option as against the present policy or other choices. My purpose at this time is to: -- give you a general idea of such an option in terms of objectives and concept of operation. -- provide in some detail contingency military and political plans thus far developed by the special working group on this question. -- give you our appreciation of the issues posed by such an action. If this course of action is pursued, certain basic principles must, I believe, be accepted: -- To attempt this course and to fail would be a catastrophe. It must therefore be based on a firm resolve to do whatever is necessary to achieve success. Since we cannot confidently predict the exact point at which Hanoi would be likely to respond positively, we must be prepared to play out whatever string necessary. -- Hanoi will heavily base its decisions on its view of the seriousness of our intention to see it through. We (including the whole bureaucracy) must therefore demonstrate that domestic and foreign criticism will not deter us. -- To achieve its full effect on Hanoi's thinking, the action must be brutal. This would impress Hanoi both by its actual effect and as a signal of our intent. TOP SECRET-SENSITIVE EYES ONLY Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET-SENSITIVE EYES ONLY -2- -- We should limit the number of decisions you will face, in order to limit the opportunities for domestic critics to put pressure on you. Each action must therefore be short and compact. -- Once embarked on this course, we should not allow ourselves to be deterred by vague, conciliatory gestures by Hanoi. It must achieve its objectives, or we shall have demonstrated to the world our weakness rather than our strength. This requires, of course, a precise definition of our objectives. HAK:TL:feg:10/1/69 TOP SECRET-SENSITIVE EYES ONLY Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. MEMORANDUM THE WHITE HOUSE WASHINGTON TOP SECRET- SENSITIVE INFORMATION October 2, 1969 MEMORANDUM FOR THE PRESIDENT FROM: Henry A. Kissinger SUBJECT: Contingency Military Operations Against North Vietnam You asked me to consider alternatives to our present policy in Vietnam. One such alternative is a series of short, sharp mil- itary blows against North Vietnam designed to bring them to serious negotiations and an honorable settlement. This paper is an initial discussion of what this course would involve. The paper discusses the objective of such a course, the military concept including targets, possible reactions and U.S. counter- actions and an index of the other papers. The Objective: Our basic objective is to give Hanoi incentive to negotiate a com- promise settlement through a series of military blows. We ini- tially assumed that such blows might best be delivered at targets directly related to Hanoi's capacity to support the war in the south, the objective of previous bombings. We did not find this feasible, however, and decided that hitting targets of more general strategic importance would be more effective. Our basic goal subsumes several specific military and political objectives: TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET - -SENSITIVE - 2 - (i) To persuade the North Vietnamese, through effective military action, and an explicit willingness to repeat it, that the alternative to compromise is unacceptable damage to their society. (ii) At the same time, to convey to Hanoi and others that our goal is not the total destruction of the country or the regime, which would invite major outside intervention. (iii) Thus, to present the Soviets and Chinese with actions too limited to justify a military confrontation with us, yet effective and firm enough to forestall circumvention and promote their eventual influence on Hanoi to compromise. Accordingly, supporting objectives would be: (iv) To impose a substantial physical isolation of North Vietnam and destroy vital targets sufficient to confront Hanoi with military and economic disruption and deprivation, involving costly and time-consuming restoration or countermeasures. Our immediate military objective would be significant impact on North Vietnam as a society -- not simply a resumption of bombing aimed at reducing their support of the war in the south. (v) To strike and maintain a political posture clearly immune to all likely pressures against continuing the action so long as Hanoi refuses to compromise. What we would be saying by our actions is that: - the NVN demands for our unconditional surrender are utterly unacceptable. - we will go to almost any lengths to end the war quickly. - we have decided to give NVN incentives to end the war by com- promise sooner, rather than later. - we will keep the negotiating avenue open, essentially on the basis of our May 14th (eight-point) proposal. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET--SENSITIVE - 3 - Military Concept The concept involves a number of air and naval actions, grouped into intense phases of short duration, e. g., four strike days, possibly extended over a week by the variability of the weather. These actions would be markedly different from the previous air and naval operations against NVN, which constituted a spasmodic campaign against targets not in sanctuary and which were primarily related to support of the war in the south. The military actions contemplated in this paper, in addition to being intense over a short term, would (a) be directed against targets of a more strategic nature to achieve lasting military and economic effect, (b) confront Hanoi with a fait accompli -- that is, the destruction of a significant target which wouldn't require continuous follow-up bombing -- and (c) thereby generate strong psychological impact on the DRV leadership. The basic military action would be the partial isolation of NVN by aerial mining of the six deep-water ports and initial interdiction of the Northeast Rail Line. The sea quarantine would be subsequently maintained by both periodic reseeding of the minefields and continuing air and naval operations offshore against NVN watercraft. Should subsequent phases be required, intensified interdiction of the rail lines or alternate routes would reinforce the isolation of NVN. The initial mining operation would be accompanied by the near- simultaneous disruption of the enemy air order-of-battle and attacks upon several groups of critical economic and war-supporting facilities in NVN. These groups have been selected on the basis that their destruction or neutralization would: - cause deep psychological impact on the Hanoi leadership. - signal the return to the hardships and frustration of the earlier bombing period for NVN. - cause significant physical damage, representing major capital investments and reconstruction efforts. - halt most modern industrial production. - prevent most foreign exchange earnings. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 4 - TOP SECRET- SENSITIVE - increase sharply the required imports of essential military and economic goods. - disrupt extensively normal living conditions, public services and transport, and both urban and rural labor forces. There would then be a pause in major offensive action to await a diplomatic response from Hanoi. During the pause, however, we would probably need offshore air and naval action to maintain the sea quarantine. The level of these actions would depend upon the NVN efforts to sweep or bypass the minefields. Subsequent phases, if necessary, would deal with NVN reactions to counter or moderate the effects of the first phase, as well as include attacks upon additional critical groups of facilities for increasing impact. At Tab A is a conceptual plan along these lines. The critical facilities include at least 29 installations in NVN that would be significant targets for attack under this concept. These are, by groups: - five complexes in the Haiphong port area. - six electric power stations. - four airfields (with all but one of the 119 combat aircraft in NVN). - three manufacturing facilities (cement, machinery, and coal processing). - five storage facilities (POL, high-value imports and trucks). - five transportation targets (three bridges, two railyards). - the levee system in the Red River Delta. The Secretary of Defense and the Joint Chiefs of Staff are currently preparing an integrated plan along these lines. Tab B is preliminary in nature pending receipt of these plans. For illustrative purposes, a sample package of actions which might be conducted over two periods of four strike days each is as follows: Reproduced ASSIFIED TOPRISECRE This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 5 - TOP SECRET SENSITIVE Phase I - aerial mining of the six deep-water ports. - destruction or neutralization of the NVN air order- of-battle (about 120 jet aircraft). - neutralization of five transportation targets, three of which are associated with the initial interdiction of the Northeast Rail Line. - destruction of six key electric power plants. - destruction of five major storage facilities. Phase II - destruction or neutralization of possibly reconstituted NVN air order-of-battle. - destruction of key facilities in the Hanoi-Haiphong complex. - intensified interdiction of a probably expanded NE road- railroad route to China. - breaching of the levee system in the Red River Delta. These actions run the risk of losses of U.S. aircraft (perhaps up to five per cent) and some of their crews, as well as inflicting considerable NVN civilian casualties. The probability of success is heavily dependent on the weather, although some portions of the over-all operation could almost always be accom- plished. For example, the sea mining could be executed in about an hour during 80 per cent of the days in November and December. Using all- weather aircraft, we could mine in about one day anytime. At the other extreme, however, the weather suited for bombing of the key bridges in the transportation target group occurs about one day out of four in November. Thus, for the sample Phase I, we could expect a high probability of partial success -- i.e., the establishment of the sea quarantine -- but less chance of accomplishing the desired effect on all the targets within a four-day period. For this reason, some flexi- bility is required, either in the duration of the phase or in the expected effect on the target groups. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 6 - TOP SECRET--SENSITIVE Actions and Counteractions. We have made an initial estimate of possible actions by NVN, the Soviet Union, and the CPR, with possible U.S. counteractions. Below is an indication of what is touched upon in the respective tabs, which I recommend you read. North Vietnam (see Tab C). We can expect Hanoi to demonstrate extremely tough resistance. Its leadership will make judgments on the basis of our estimated intentions (whether U.S. attacks are an act of desperation or the beginning of a long and persistent campaign, regardless of consequences); estimates of its ability to receive sufficient external assistance to permit a viable economy and estimates of whether its political structure can withstand the strain of a sustained U.S. campaign. Hanoi, thus, is likely to respond with measures designed to exert maximum psychological pressure on the U.S. Administration, threatening to expand the war by calling for foreign "volunteers, " initiating a large-scale anti-U. propaganda campaign, suggesting through a break-off in the Paris talks that a peaceful settlement is no longer possible, conceivably stepping up communist military activities in Laos and Cambodia, or even offering a cease-fire. A movement toward increased NVN military actions will be limited by her ability to develop alternate supply lines through China and a reluctance to call for volunteers. Soviet Union (see Tab D). The Soviets have always been disturbed by the prospect of the action envisioned in this option, because they would be confronted with a direct challenge and with difficult choices. We can expect them to undertake various efforts to circumvent or mitigate the effect of our actions. They would almost certainly make a major effort to get supplies to NVN and to replace the losses inflicted on the NVN air order-of- battle. They might provide personnel for various NVN operations, including air defense. We must be prepared to spill Soviet blood and to inflict damage to Soviet ships, if this proves necessary for the TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 7 - TOP SECRET--SENSITIVE effective implementation of our plan. We must also be prepared for Soviet responses outside the area of Vietnam, such as in Berlin. We should expect major political pressures, but the chances of major Soviet pressure to induce NVN toward moderation of her position are no better than even if Hanoi decides to remain intransigent. If Hanoi shows some disposition to move constructively, the Soviets would encourage it since Moscow almost certainly estimates that over time Hanoi can achieve its objectives in the south by political means. Communist China (see Tab E). Peking will attempt through offers of economic and military assistance and some political pressures to keep Hanoi in the war, but probably will follow its past policy of avoiding overt intervention and a consequent direct confrontation with the U.S. so long as Hanoi's estimated existence as a socialist state does not appear to be threatened. Peking will sup- port Hanoi politically and diplomatically, principally by an intense anti-U.S. propaganda campaign, but will unlikely move toward an accommodation with the USSR if, as expected, the Soviet response is anything less than acceptance of a full-scale confrontation of its own with the U.S. Peking will return Chinese forces withdrawn from North Vietnam, possibly surfacing them as "volunteers, " and will offer South China ports and LOCs to move supplies into the north. Some degree of cooperation with the USSR in supplying Hanoi can be expected. Peking will provide a sanctuary to DRV aircraft diverted from North Vietnam. The Chinese might attempt to stimulate attacks by pro- Peking guerrillas in other Southeast Asian countries in order to divert U.S. military resources. In response, we should inform the Chinese that our operation is not directed against them, but we should maintain pressures on Hanoi regardless of the Chinese role. We do not antici- pate that the Chinese will try to prevent Hanoi from seeking an accommodation with us if and when Hanoi decides to do so. We have identified to date a number of questions which should be answered, or at least considered, in further study. At Tab H we have attempted to list some of the more important questions. Such a paper could be considered a priority work list for additional effort on this alternative course of action. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 8 - TOP SECRET- - SENSITIVE Attachments: A - Conceptual Plan of Military Operations B - Assessment of Military Actions C - NVN Actions and U.S. Courses of Action D - Soviet Actions and U.S. Courses of Action E - Chinese Communist Actions and U.S. Courses of Action F - Integrated Diplomatic and Military Scenario G - Draft Presidential Speech H - Major Questions TOP SECRET-- SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. A Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET--SENSITIVE CONCEPTUAL PLAN OF MILITARY OPERATIONS 1. Concept. U.S. military forces will conduct operations against North Vietnam with forces now available in order to demonstrate U.S. resolve to achieve basic U.S. objectives in Southeast Asia. Such operations would be designed to attain maximum political, military, and psychological shock, while reducing North Vietnam's over-all economic capacity and war-making capacity to the extent feasible. The operation would commence with a near-simultaneous and integrated attack against the enemy air order-of-battle and air defenses, mining of six deep-water ports, interdiction of the North- east Rail Line, and attacks against selected, critical targets. The over-all concept is based on the partial isolation and quarantine of NVN by aerial mining augmented by initial rail interdictions, and the maximum practical damage to key targets. It is characterized by boldness of action and intensity of effort and will be conducted in a period of four strike days, not necessarily consecutive if adverse weather conditions prevail. Upon completion it should represent an accomplished fact of measurable proportions. 2. Assumptions. a. The impending onset of the northeast monsoon brings prevailing poor weather to NVN. Climatological records indicate that weather conditions may prevent effective air operations approxi- mately 50% of the time in November, with the situation becoming progressively worse until April 1, 1970. The assumption is made that sufficient good weather will occur to permit application of tactical air power against NVN targets for the minimum time required to execute the plan successfully but flexibility in selecting D-Day will be necessary. Once initiated, attacks can be completed in a minimum of four days, extended to approximately seven if required by weather. b. Current constraints will, in general, be altered or relaxed to permit application of force where, when, and to the extent required to achieve the stated objectives. Care will be taken in the exercise of these broadened authorities to minimize civilian casualties and damage to third-country shipping and to avoid border violations. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 2 - TOP SECRET--SENSITIVE C. Domestic and international pressures running counter to U.S. offensive military operations against NVN can be offset through governmental initiatives or tacitly ignored. The U.S. government's demonstration of indifference to such pressures might well constitute the strongest signal to Hanoi. d. Communist-bloc countries currently supporting NVN's war-making efforts with arms and war support materiel will continue to accommodate to any U.S. offensive initiatives by rerouting their support via alternate channels, but these options will pose problems of significant proportions. 3. Phasing. Planned operations divide themselves logically into two phases, with follow-on phases as necessary. Included in Phase I are those tasks which will close NVN ports, interdict the Northeast Rail Line, disrupt or destroy her air order-of-battle, and destroy vulnerable and critical segments of the North Vietnamese economy. These tasks emphasize the isolation of NVN and the destruction of key targets wherever located, thereby confronting Hanoi with economic problems involving costly and time-consuming restoration or counter- measures. Phase I is characterized as a short strategic campaign against NVN as a society, rather than as a resumption of old bombing patterns with self-limiting attacks against widely dispersed and transient military supply lines to South Vietnam. Phase II would be subject to continuing review as the campaign progresses and as we measure North Vietnamese attitudes toward negotiation. 4. Conduct of Operations. a. The concept for Phase I is based on the fact that North Vietnam now is completely reliant upon outside sources to sustain her civilian economy and ability to conduct effective combat operations in Southeast Asia. Although current stocks of war materiel available in NVN, Laos, Cambodia, and South Vietnam will permit continuation of offensive military operations for at least several months without additional imports, her over-all national requirements will necessitate shifting of priorities in order to accommodate to growing shortages as outside sources are impeded. However, even if sea imports are fully denied, combat operations could be sustained in South Vietnam at a low rate for an indefinite period of time. Denial of imports by sea and rail, coupled with the destruction of maximum practicable key targets TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 3 - TOP SECRET-- SENSITIVE and resources, is designed to impact heavily on NVN by achieving a significant effect on her economy and desire to continue the war. These operations will reduce imports into North Vietnam to a critical point and destroy supplies that are exposed to effective attack. It envisions the maximum concentration of effort for shock effect. The credibility of this signal is enhanced by its identification with a concept which exploits the enemy's dependence upon imports. It outlines a series of inter-related military actions against NVN which, for the most part, lend themselves to implementation separately, in combinations, or as an integrated package. b. The concept in Phase I provides for the integrated and near-simultaneous execution of the following tasks: (1) Major air strikes against NVN's counter-air capability in order to protect the strike forces. (2) Aerial mining of North Vietnam deep-water ports and interdiction of the Northeast Rail Line. (3) The systematic destruction of supplies and selected logistic facilities employing a concentration of air and naval forces in a short period of time. (4) Subsequent enforcement of the quarantine by periodic reseeding of the minefields and continuing interdiction of NVN lighters and waterborne logistics craft. C. Subsequently, within available resources, and as required, Phase II operations will be commenced with increased intensity as follows: (1) The destruction of selected logistics target systems and industrial targets in order of military importance, employing both tactical air and B-52 as appropriate, together with naval gunfire attacks on coastal watercraft and shore logistics installations. (2) Intensified interdiction of the Northeast Rail Line from Hanoi to Communist China. (3) Breaching of the levee system in the Red River Delta. TOP SECRET- SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 4 - TOP SECRET--SENSITIVE d. Operations are sensitive to several factors which dictate the need for flexibility in execution: (1) Weather. During the ensuing six months, weather will be the most critical factor. Bad weather can be expected to inhibit attacks in the Hanoi-Haiphong areas for days at a time, making it difficult to predict the achievement of given objectives within a fixed number of days. Maximum flexibility should be considered in the selection of the day for the initial attacks. The planned duration of any action should permit continuous operations until at least a given minimum effect has been attained. In the event that weather permits achievement of the desired effect in less than the planned time, the action could be terminated early or additional attacks undertaken for increased effect. (2) Surprise. Surprise in the initial attacks will enhance optimum results, particularly in the initial strikes on the enemy's air defenses. Early success in this task will generate a greater shock effect, free aircraft for other tasks at an earlier time, and broaden U.S. options for subsequent action. Uncertainties surrounding the possible impact of the modified Fan Song radar or modifications to the SA-2 missile must be accepted as calculated risks. (3) Concentration of Effort. This concept emphasizes concentration of effort. Concentrated attacks against target areas or target systems have the advantages of greater shock value, greater long-term damage to the enemy, and require less assets to protect strike forces. (4) Enemy Defenses. Since the cessation of bombing operations north of the 19th parallel on 31 March 1968, enemy defenses have been increased to formidable proportions. Any attack against well-defended targets will require large numbers of suppressive-fire aircraft. The disadvantage in conducting attacks over relatively short periods of time is that in addition to the strike aircraft, aircraft are required for MIG protection, air defense suppression, and electronic countermeasures. In the initial phases, until these threats can be appreciably diminished, losses to friendly aircraft approximating three per cent can be anticipated. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 5 - TOP SECRET--SENSITIVE 5. Tasks. The following tasks will be undertaken: PHASE I a. Conduct Major Air Strikes Against NVN Counter-Air Capability. Air strikes will be directed at H-Hour against active NVN airfields, aircraft, and other air defenses in order to protect strike forces and run down the enemy MIG inventory. Simultaneously, those SAM sites posing the greatest threat to strike forces will also be struck. The counterair effort and strikes against SAM sites will be continued against other key target systems, and will terminate upon completion of Phase I. Reduction of NVN's air defense will expose vital targets to concentrated air attacks and permit U.S. air and naval forces to operate against NVN with fewer losses. This action can be expected to possess shock value beyond that which could be attributed directly to loss of NVN aircraft, because degradation of the enemy's air defenses broadens the scope of military options open to the U.S. for follow-on actions. b. Mine NVN Ports. Employing aerial delivery, mines will be seeded in the approaches to six NVN deep-water ports. Once seeded, these minefields would be fuzed to activate approximately 72 hours later. Delayed activation will permit third-country shipping to exit the ports safely. Diplomatic message will be dispatched to all noncombatant governments engaged in maritime trade with NVN to advise them of the hazards to ships remaining in port or attempting to enter port. If NVN attempts to accommodate to this quarantine by over-the-beach off-loading or lightering of cargo, the initial mining effort will be expanded to seed alternate off-loading areas and shallow- water ports. Lighters will be interdicted by a combination of naval gunfire and armed aerial reconnaissance. Minefields will be reseeded as required to maintain their effectiveness. These actions will have the combined effects of closing the ports to ships importing arms and war-supporting materiel to NVN and disrupting the country's economy and foreign trade reserves. Faced with the prospect of having to prosecute the war without the substantial quantities of outside help upon which his very existence depends, the enemy would be forced to reassess his capabilities with a view toward adapting alternatives. Additional shock effect could accrue through the enemy's recognition of our willingness to confront third countries. Reproduced af Presidential grary DECL ASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 6 - TOP SECRET--SENSITIVE c. Interdiction of the Northeast Rail Line and Air Strikes Against Other Key Targets. To complement the mining and closure of the seaports and further impede the import of war-supporting materiel into NVN, the Northeast Rail Line between Hanoi and Dong Dang in Communist China will be severed by air strikes. To the maximum extent practicable, rail and highway traffic will be disrupted at strategic locations, and any large concentrations of rolling stock and supplies which develop as a result will be attacked and destroyed. Following hard upon closure of his ports, disruption of this vital artery will severely reduce NVN's imports and materially impair his capability to support both his economy and aggressive military operations in Southeast Asia. It will cause the enemy to face the prospect of pursuing his aggressive aims without adequate outside support to sustain him. Major air and naval gunfire attacks will be launched against additional target complexes as strike resources permit. Such targets will be of high economic value, the destruction of which will bite deeply into the available cushion of supplies and resources. PHASE II a. Isolation of NVN. Actions initiated in Phase I will be continued as necessary to isolate NVN from outside resources. Particular emphasis will be given to intensified interdiction efforts against NVN. b. Air Strikes Against NVN. Major air strikes will be launched against critical target complexes in NVN. Among such targets are thermal power plants, industries, and large concen- trations of stored vehicles, and rolling stock. A surprise attack against these targets will exploit vulnerabilities which can be expected to exist in several pertinent target categories only at the beginning of hostilities. Strikes will be concentrated against these targets to the maximum extent required to ensure their destruction. Fixed targets will be attacked in a systematic program to reduce depot stocks, port facilities, transportation, and distribution systems. Targets will be struck in a pattern such that the strike effort will be concen- trated against the highest priority targets until their destruction is assured before the effort is shifted elsewhere. These actions can have a profound shock effect upon all segments of North Vietnam and the effect can be heightened through careful selection of targets. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 7 - TOP SECRET--SENSITIVE C. Breaching of t he Levee System in the Red River Delta. 6. Target Selection. a. Careful study of vulnerability factors, sensitivity to critical resupply problems, duration of operations, and availability of strike aircraft will determine final target selection. A number of critical facilities have been identified which meet one or more of the following criteria, and will be examined for inclusion in either a Phase I or Phase II target list: - Achieve a high degree of damage or disruption to an important military or economic function. - Require costly and time-consuming restore or countermeasures. - Have strong psychological impact upon Hanoi's leadership. b. Possible targets. - Five complexes in the Haiphong port area, the destruction of which would eliminate a significant fraction of the 50,000 tons of supplies stored there and would cause widespread and severe disruption of the established distribution systems. - Six electric power stations, the destruction of which would cripple most of NVN's modern industry and require one to two years for restoration with external support and assistance. - Four jet airfields, on which are deployed all but one of the 119 NVN combat aircraft in country. - One cement plant which currently provides most of the NVN domestic requirements of about 400,000 tons of cement annually and would require more than a year to repair. TOP SECRET SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 8 - TOP SECRET- SENSITIVE - One coal preparation plant which is the basis for Hanoi's effort to revive its hard currency export trade. - One machine tool and engineering plant which is a significant factor in maintaining the NVN transportation system and producing a large share of the country's mechanical equipment. - Five storage facilities which house some 50, 000 tons of high-value supplies, up to 37,000 tons of petroleum (40% of the estimated NVN stockpile), and about 1, 000 trucks (10% of the estimated NVN inventory). - Three key bridges which maintain the flow of imports to Hanoi from Haiphong or China and which, if interdicted simultaneously with the mining of Haiphong, would be highly significant. - Two major rail yards which not only contain large quantities of materiels but also account for the bulk of the NVN capacity to repair rolling stock. - The levee system in the Red River Delta which, if successfully attacked during the high water period of July-August, could destroy as much as 25% of the annual rice crop of 100, 000 tons, temp- orarily halt most of the military and economic activity in the Hanoi area, and divert significant manpower to repair flood damage. It would be neither feasible nor desirable to include all of these targets in one short air and naval bombardment. On the other hand, it is essential to include a substantial number of these whole target groupings'in the first phase to complement the sea quarantine and to achieve the maximum over-all military, economic, and psychological impact on the DRV. Subsequent phases, if necessary, would not only deal with the NVN reactions to counter or moderate the effects of the first phase, but would include the remaining target groupings for greater effect. 7. Reaction Time. In order to complete the necessary preparation actions and reposition forces required to implement this concept plan fully, a minimum of 86 hours prior notice is required. Without the mining option, a minimum of 72 hours' notice will be required. TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. B TOP SECRET/SENSITIVE PRELIMINARY ASSESSMENT INTRODUCTION The two essential elements of the military concept are -- a mining operation sufficient to seal off the sea approaches to North Vietnam and thus NVN's supply of waterborne imports, -- collateral bombing designed to destroy or damage supplies, industrial capacity, and critical parts of the transportation system, thereby intensifying the economic strains brought about by the mining. A detailed assessment of this concept involves analyzing -- their capabilities to counter the effects of the mining and bombing, -- requiredactions on our part -- e.g. reseeding the minefields, destroying lighters, cutting rail lines and highways -- to prevent their countermeasures from being successful. A rough preliminary assessment is as follows:* NVN Countermeasures and Our Responses General. North Vietnam has stockpiles of food, industrial supplies, and petroleum sufficient to last several months. Upwards of 30-40% of their petroleum stocks, 50,000 tons or so of imported supplies, and perhaps 1000 trucks could be vulnerable to our initial attacks. Neverthe- less, remaining stocks are largely dispersed and difficult to destroy by bombing. These stocks can sustain NVN for a few months. Countering the Mining. North Vietnam would attempt to counter the effects of the mining in three ways: -- sweeping or otherwise breaching the minefields, - - rerouting imports through rail and highway approaches from China, -- - - airlift from or through China. The concept assumes that we surprise North Vietnam and that bad weather will not force major changes in the military plan. Later we will analyze what we do if these assumptions prove false. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE 2 North Vietnam, even with Chinese or Russian help, probably cannot sweep the minefields in a way which allows large ships to continue to dock. She can attempt to unload ships beyond the minefields into barges and other small craft and sweep the fields well enough to allow cargo to move ashore this way. If they try this, we can easily lay more mines. We can also attack and attempt to destroy the barges and lighters with naval gunfire and tactical aircraft. It is more likely that North Vietnam will seek to have imports rerouted through China. - - Ships with goods bound for North Vietnam could unload in Chan-chiang, 560 miles from Hanoi by direct rail line, or Canton, which is much further by rail from Hanoi; (see attached map) -- China herself could supply petroleum, food and some other supplies to North Vietnam by rail or highway. The general strain on Chinese supplies and transportation capability would not be great because North Vietnam's requirements [for 16 million people] are relatively small. There will be local strains, however, and it will take time (we are analyzing how long) to assemble rail cars and divert supplies from their normal routes. Our response to a major overland operation to supply North Vietnamcouldbe to attack repeatedly the rail lines, marshalling yards, sidings, bridges and highways from China in an attempt to stop the supply flow. We couldalso bomb supply concentrations. We should be more effective in this than we were when bombing North Vietnam before; we can concentrate our efforts instead of bombing targets all over North Vietnam. We still will not have complete success, however. Weather, darkness and the difficulty of policing the long border with China will provide opportunities for some supplies to get through. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE 3 There may be an airlift. However, only a fraction of the import requirements -- high value spare parts, medical supplies, etc -- could be moved by air. The problems posed for us by an airlift would be more symbolic than real. Countering the Bombing. The North Vietnamese may try to restore the airfields we destroy, but they probably will not try to rebuild the other facilities. They will attempt to do without. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. 25 KUN-MING 105 KWEICHOW KWEICHOW Kuei-lin 110 HUNAN Lo-p'ing Nan-tan 25 Shao-kuan Ch'u-chiang) Chih Yü-ch'i Nam-p'an Chiang Hung shui Ho P'ing-lo Lu-chai kiangsi Liu-chou Y N N KWANGSI CHUANG Kuei Chiang Ching Shih-p'ing Pai-se C H I N A Pei Ho-yüan Chien-shui K'ai-yüan T'ien-tung Lai-pin Ko-chiub Meng-tzu Wen-shan AUTONOMOUS REGION Wuchow K W N T N G Pay Chick P'ing-kuo 6udf-19H Kuei-p'ing Hsün Chiang San-shui land Dong Li-t'ang Ching-hsi Hsi Chiang (Hsi-nan) CANTON Van Hui-yang This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. Fo-shan Bao Lac (Nan-hai) Ha Giang Cao Bang: Chiang Nan-ning Yü Chiang Lao Cai Yü-lin Kongmoon KOWLOON Lai Chau P'ing-hsiang VICTORIA Reproduced at the Richard Nixon Presidential Library DECLASSIFIED MACAO HONG Dong Dang Ning-ming (Port.) KONG Ch'in-hsien (U.K.) Phong Saly Tuan Giao Yen Bail Lang Son Thai Mao-ming SHANG-CH'UAN SHAN Black Nguyen NORTH Mong Cai Lien-chiang V ETNAM Pei-hai Sui-ch'i River Bac Ninh HANOI Hon Gai Chan-chiang (Ft Bayard) Hai-k'ang Hoa Binh Haiphong a Samneua Song Nam Dinh SOUTH CHINA Hai-an 20 Ninh Binh GULF OF Hai-k'ou 20 Luang Prabang Thanh Hoa SEA TONKIN Tan-hsien (Na-ta) Wen-ch'ang Xieng Khouang LAOS Song Ca HAINAN Phu Dien Pei-li Ch'ang-chiang Tung-fang Vinh (Pa-so) Wan-ning CHINA - NORTH VIETNAM Pak Sane MEKONG BORDER AREA Yai-ch'eng Huang-liu (Yai-hsien) VIENTIANE Lak Sao Yü-lin Nong Khai Quang Khe International boundary Udon Thani Muang Nakhon Phanom Khammouane Internal administrative boundary (Thakhek) (Shown in China only) Muang Sakon Nakhon Railroad Road THAILAND Muong Sen Demarcation Line Track or trail Sépone Séno (Tchepone): Dong Ha 0 50 100 150 Miles Mukdahan SOUTH 0 50 100 150 Kilometers Savannakhet Muong Nong VIETNAM NAMES AND BOUNDARY REPRESENTATION ARE NOT NECESSARILY AUTHORITATIVE 110 52597 11-65 TOP SECRET/SENSITIVE October 2, 1969 VIETNAM Contingency Planning Henry A. Kissinger Reproduced at the Richard Nixon Presidential Library DECLASSIFIED ument has been reviewed pursuant to Executive Order 13526 and has been determined to be decl No Objection To Declassification 2008/06/13 : NLN-NSC-89-2-1-4 [89/2/1] CENTRALL TELLIGENCE AGENCY CENTRAL INTELLIGENCE AGENCY WASHINGTON, D. C. 20505 ED,NSC OCT I SIGNATURE OFFICE OF THE DIRECTOR 2 October 1969 MEMORANDUM FOR: Dr. Laurence Lynn Assistant for Programs National Security Council SUBJECT : 2 October Request Per your request levied this morning, Thursday, 2 October 1969, attached is a quick and summary look at North Vietnam's overland alternatives to scaborne imports. This paper summarizes our views on the steps that Hanoi could take, assuming the necessary Soviet and Chinese cooperative support, to offset a denial of sea access to North Vietnam. George sace A. Carver, Jr. a- Special Assistant for Vietnamese Affairs Attachment Log mive Log Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This No Objection To Declassification 2008/06/13 : NLN-NSC-89-2-1-4 SECKET Sensitive CENTRAL INTELLIGENCE AGENCY Directorate of Intelligence 2 October 1969 INTELLIGENCE MEMORANDUM North Vietnam's Overland Alternative to Seaborne Imports Introduction North Vietnam relies on ocean transport to bring in about 85 percent of its annual imports, princi- pally through the port of Haiphong. A closure of the port of Haiphong and an imposed denial of sea access to North Vietnam would seriously disrupt North Vietnam's seaborne trade and force an extensive revamping of normal transport arrangements. North Vietnam would be forced to depend primarily on the overland route from China for the continued import of vital war-supporting materiel and economic goods. This memorandum is a preliminary examination of the process by which the seaborne import trade would be transferred to overland routes. The following assumptions are used in making the analysis: 1. A US mining program has suc- cessfully denied access to North Vietnam's major and minor ports to both oceangoing and coastal shipping. 2. The North Vietnamese have opted not to contest the mining program and to transfer all import trade to the overland routes from Communist China. 3. There is sufficient Soviet and Chinese cooperation that strains in their relations are not a limiting factor in facilitating the overland movement of traffic. Reproduced at the Richard SECRET Nixon Presidential Library DECLASSIFIED This No Objection To Declassification 2008/06/13 NLN-NSC-89-2-1-4 SECKET Sensitive I. The Traffic Volume 1. During the 12 months ending on 30 June 1969, North Vietnam imported by sea an average of 5,200 tons day of economic and war-related materials. Total sea- borne imports for the period are shown in the following tabulation: Thousand Goods Tons Percent Foodstuffs 890 47 Fertilizer 110 6 Petroleum 330 17 Timber 30 2 General and miscellaneous 530 28 Total 1,890 100 2. Rail imports during the same period were on the order of 300,000 tons. Thus if North Vietnam were to attempt to maintain the normal flow of imports the total volume of goods to be moved would be about 2.2 million tons. The Immediate Diversion Problem 3. Our analysis of 1968 shipping to North Vietnam indicates that on the average about 16 ships were en route to North Vietnam at any one time. These ships would be carrying about 70,000 tons of goods, including an estimated 7,000 tons of petroleum. An immediate task, therefore, would be the diversion of these ships to an alternate port, such as Fort Bayard, or their recall to home ports where the goods would be rerouted overland. On the basis of the probable average disposition of these ships and assuming a decision not to recall ships that are beyond the half-way point on their trip, we believe that the following decisions would be made. Three ships en route from Black Sea or Baltic ports with about 17,000 tons of cargo would be recalled; four ships with an estimated 23,000 tons of cargo would be diverted to Fort Bayard. Of the ships en route - 2 1 SECRET No Obiectic Reprodur at the Richard Nixon Presidential bibrary CLASSIFIED 2-1-4 This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. No Objection To Declassification 2008/06/13 : NLN-NSC-89-2-1-4 SECKET Sensitive from Chinese and Soviet Pacific ports we estimate that five ships with an estimated 16,000 tons of cargo would be recalled and four ships with an estimated 14,000 tons of cargo would be diverted to Fort Bayard. The total to be diverted to Fort Bayard would be 37,000 tons. These diversions could be made very quickly by using shore to ship com- munications and the added voyage time would be only 1 to 2 days longer than if the ships had proceeded to Haiphong. II. The Normalization of Overland Traffic 4. The normalization of overland traffic would raise daily traffic flows to North Vietnam to an average of about 6,000 tons a day of which about slightly over 3,000 tons a day would be routed by the Trans-Siberian railroad. Only 1,200 tons of the traffic to be moved on the Trans-Siberian would be traffic diverted from normal movement by sea. This would be a light burden on a rail line with a capacity estimated roughly to be about 50 trains or 100,000 tons each way per day. The addition of 1,200 tons a day would in real terms be the equivalent of only one additional train per day. A preliminary judgment indicates that the reorientation of traffic from Black Sea or Baltic Sea ports to the Trans-Siberian railroad could, with the requisite priorities, be accomplished in about two weeks. By the end of a two-week period, therefore, overland traffic from North Vietnam via the Trans-Siberian railroad should be pretty well normalized. In view of the fact that rail traffic to China has declined so drastically in recent years, and the transshipment facilities have been kept intact, it seems unlikely that transshipment of cargoes from Soviet to Chinese railroads would delay the movement of this traffic to any signifi- cant degree. The Chinese Problem 5. The convergence of all North Vietnamese import traffic on the Chinese railroads would represent a daily tonnage of 6,000 tons of goods. This volume - 3 - SECRET No Obiectio Repreduced at the Richard Nixen )( Presidential ibrary NENST DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. No Objection To Declassification 2008/06/13 NLN-NSC-89-2-1-4 Sensitive is equivalent to what can be carried by about 200 standard-gauge freight cars or about 1,800 trucks a day. The additive burden to the Chinese railroad system would be something on the order of 5,300 tons a day including about 1,000 tons a day of petroleum. This traffic would require the allocation of about 1,700 freight cars in constant operation and about 350 petroleum tank cars. In each case these allo- cations are only 1 to 2 percent of China's inventories of freight and tank cars. Although we cannot judge precisely how long it would take to reallocate this traffic to Chinese railroads, it would seem that the adjustments could be made well before any shortages would develop in North Vietnam because of the cessation of sea imports. The North Vietnamese Problem 6. The total overland input of about 6,000 tons a day from China to North Vietnam could be moved on overland routes with a traffic handling capacity of 16,000 tons a day during the dry season and 13,000 tons a day during the wet season, as shown below: Daily Average Route Capacities Tons per Day Railroads 9,000 Roads 5,400 (2,300) Red River 1,500 Total 15,900 (12,800) a. Wet season capacity from June through September. 7. The capacity of the rail connections alone is 9,000 tons, 50 percent greater than the volume of goods that must be imported. Further, the capacity of these routes, particularly the roads, could be improved by relatively simple expedients involving mostly labor and basic construction materials. - 4 - Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified: No Obiection To Declassification 2008/06/13. NI N-NSC-89-2-1-4 No Objection To Declassification 2008/06/13 NLN-NSC-89-2-1-4 SECKET Sensitive 8. North Vietnam has adequate inventories of railroad rolling stock and motor vehicles. The rolling stock inventory is estimated at 115-130 locomotives and 2,000-2,300 meter-gauge freight cars. In addition, the dual-gauged Dong Dang line could be operated with inputs from China's large inventories of some 6,000 locomotives and 160,300 freight cars. 9. The North Vietnamese truck inventory is esti- mated to range between 6,500 and 11,500 vehicles. There has been no evidence of a shortage of trucks, and vehicle imports during 1969 have been high. Photography also reveals that North Vietnam is maintaining large vehicle stockpiles. 10. With sizable inventories of transport equip- ment and Chinese cooperation, the time required to reorganize traffic movements within North Vietnam would probably range from two to three months. Given the priorities that would be attached to the task, and the considerable experience gained in keeping traffic moving during the bombings, it seems unlikely that disruption of traffic would continue for long periods. In all probability the North Vietnamese already have well-developed and detailed contingency plans to cope with the possibility of a mining program. 11. In any event the North Vietnamese appear to have stockpiles more than adequate to cope with disruptions even if they should last more than 2-3 months. Petroleum stockpiles already in- country are adequate for 100 days of operation at current consumption rates. Localized shortages would probably appear during the readjustment period, but stocks could be stretched out by stringent rationing and Communist China could give first priority to emergency petroleum shipments within a period of a few weeks at most. 12. Food stocks currently are probably at their annual low level prior to the major 10th-month harvest. Assuming a harvest at least equal to that of recent years, the stocks will reach a peak in December. Serious food shortages could not then be expected to develop until next spring and only if all food imports were continuously cut off. 13. Military stocks appear to be maintained at high levels. A variety of evidence, including 25X1 photography, indicates that North Vietnam has a deep - 5 - SECRET Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This No Objection To Declassification 2008/06/13 : NLN-NSC-89-2-1-4 Sensitive cushion of military supplies. We estimate that North Vietnam has military supplies adequate for a period of at least 6 months at the 1968 level of combat. Conclusions 14. The diversion of North Vietnam's seaborne import traffic to overland routes via China is well within the capabilities of the transport systems of China, the USSR, and North Vietnam. The immediate diversion of seaborne traffic would involve only 70,000 tons of supplies. About half of this would be diverted to Fort Bayard in China for overland movement to North Vietnam. The remaining tonnage would be recalled to Soviet ports to make the long overland transit of China. 15. A preliminary judgment indicates that the reorientation of traffic from the USSR and Eastern Europe to the Trans-Siberian railroad could probably be accomplished in two weeks. 16. The added burden on the Chinese railroads is well within their traffic capacities and would re- quire only 1 to 2 percent of China's inventories of transport equipment. 17. Although the necessary adjustments to a mining program would probably be most disruptive in North Vietnam, the disruption should not exceed 2-3 months. Stockpiles of essential economic and military goods in North Vietnam are more than adequate to weather this period, particularly if the Chinese cooperate by making emergency shipments of some goods such as petroleum which could become in relatively short supply. I 1 6 SECRET Sensitive Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This been pursuant to Executive Order 13526 and has been determined to be declassified. C Reproduced at the Richard Nixon Presidential Library DECLASSIFIED . TOP SECRET - SENSITIVE ASSESSMENT OF NORTH VIETNAM'S ACTIONS AND U.S. COUNTER-COURSES Summary. We must accept from the outset that Hanoi will be an extremely hard nut to crack, and that the North Vietnamese leaders may well conclude that having held out this far, they can do so sufficiently longer to leave us no choice but to back off. Their prestige is committed to victory, and their entire system may be jeopardized without it. They will thus make a very careful calculus of the odds for and against their being able to achieve their goals. Key factors are (1) their estimate of whether our action represents a last, desperate move which they can resist or the beginning of a serious program that will continue regardless of political consequences, in which they must at least consider the latter; (2) their estimate of their ability to continue to receive sufficient vitally- needed economic assistance from outside sources, principally China and the USSR, to allow the already-strained economy to hold together; and (3) their estimate of whether political conditions in the North can be kept stable. Hanoi faces a real dilemma in weighing these factors againsts its objectives. Assuming that the scope of our actions does not suggest to Hanoi that we are attempting to destroy her as a functioning Communist state, we believe that she will respond more in a psychological than a military sense, although a sharp step-up in supporting military activity can be expected. Hanoi will want to generate the maximum amount of pressure possible against the Administration through criticism on the part of the U.S. public and world opinion in general, and to this end will mobilize its political and military resources to suggest that a peaceful solution had been rendered far more difficult, if not impossible, that U.S. combat losses can be expected to rise, and that the war will continue at a higher level. Hanoi probably will break off the Paris talks. It will attempt to use its diplomatic and political resources to mobilize anti-Administration campaigns in politically sensitive countries and within the U.S. itself. It may use new weapons and techniques in Vietnam in order to convey the impression of an escalation of its own. It will step up the pace of operations in South Vietnam, and possibly across the DMZ, and may call for foreign "volunteers". It will rely on South China ports and Chinese rail and road communications to bring supplies into North Vietnam. It will hope that a combination of crisis atmosphere, increased American bloodshed, and an apparent ability on Hanoi's part to keep going will force the Administration to back down and accept a settlement on Hanoi's terms. TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -2- TOP SECRET - SENSITIVE Conceivably, it will call for a stand-down cease-fire in South Vietnam to cause us to stop our operations. Excluding the factor of American public opinion, this situation should be bearable. Hanoi will still want a political settlement, and for this purpose probably will leave the door open for resumption of the Paris talks. Public opinion outside the U.S. has not proven to be a very effective tool, and should remain insignificant in this instance. Heightened military activity brings with it the threat of heavy casualties, which Hanoi has already sought to avoid, and will impose even greater strain on the North than our actions alone would bring. Calling for "volunteers" would tend to internationalize the war, which Hanoi does not want, and would inject new external influences into its policy deliberations, a situation which NVN wishes to avoid. Hanoi has kept the UN out of the situation, and will probably continue to do so. A slackening of Hanoi's military response in a relatively short time can be expected, while the pressures on Hanoi due to our quarantine will continue. If it calls for a cease-fire, this could be taken as a sign of weakness and we should press for more concessions before accepting. A continuation of our existing policies toward the Vietnam war thus is indicated, along with an intensified public information campaign to put our actions into perspective, and the adoption of whatever military steps are necessary to meet Hanoi's stepped-up military activities so long as these military activities persist. In effect, our main problem will not be the specifics of what Hanoi does against us but whether or not the North Vietnamese leaders will move toward a compromise within an acceptable time frame. If they do eventually decide to move toward compromise, the signs may be difficult to read in view of Hanoi's need to preserve as much of its prestige as possible. Concrete proposals will not be immediately offered by Hanoi, and should probably be avoided by us in order to leave the Communists a line of retreat. Without it they may well conclude that they have no other option but to fight to the death. We should take every opportunity to make it clear to Hanoi's leaders that we are willing to make it easy for them to change their previous policies. If and when Hanoi does decide to move toward accepting a genuine compromise settlement of the war, we doubt that it will be deterred by Chinese Communist disapproval of this course. TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -3- POSSIBLE NORTH VIETNAMESE ACTIONS AND US RESPONSES NVN US REMARKS 1. In the South Step up attacks on Counter with appropriate Attacks will probably urban areas, particularly military operations, publicize taper off in fairly brief Saigon, Hue and Danang violations of 1968 "understandings" period due to increased Communist vulnerabilities and run-down in supplies Attack in strength across Same as above Same as above the DMZ Launch a general "high Same as above Same as above point" offensive in wide areas of the South Launch air attacks into Counter with appropriate Unlikely to be very the South against military - military operations effective and civilian targets Presume large-scale Step up interdiction efforts infiltration 2. In the North Manpower shortage may Step up conscription limit this effort, which will also impose further strains on the economy and social structure Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -4- NVN US REMARKS Call for Soviet, Chinese, Consider economic and political May be considered more of or other "volunteers", to sanctions against countries symbolic value than of include manned aircraft sending "volunteers". Continue military value, although and engineer, support, with operations despite presence Chinese units of the type and AAA units (mostly from of foreign forces or pilots in NVN previously in NVN may help China) to ease manpower strains Shift DRV aircraft to Chinese Chinese will probably not airfields in Yunnan and authorize direct attacks on Kwangsi US aircraft from Chinese airfields Shift LOC's to posts in Continue periodic strikes of South China road and rail lines in NVN linking NVN with China Call for Chinese and Soviet Continue periodic strikes of cooperation in arranging NVN airfields airlift across China of critical supplies 3. Elsewhere Step up military pressures Continue present policies of aiding Military and diplomatic in Laos RLG, implement military and contingency planning diplomatic contingency plans currently under way Rely more heavily on Threaten Sihanouk with Cambodia Cambodian bases for becoming a battleground attacks on US and ARVN centers in the South Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -5- NVN US REMARKS 4. Political Call on Soviet and Chinese Organize counter-pressures for political support in UNGA diplomatically and through and in other forums information campaign Surface, together with China, Recall long-standing history presence of Peking's of Chinese presence in NVN "volunteers", thus suggesting a new Korean-type war Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -6- TOP SECRET - SENSITIVE Discussion. A. North Vietnam We must accept from the outset that Hanoi will be an extremely tough nut to crack. Having held out for almost five years under heavy U.S. pressure and having ordered great sacrifices on the part of the people, the North Vietnamese leaders will be highly reluctant to yield now. In view of the uncompromising stand which they have publicly taken, they will inevitably suffer a loss of prestige before their people and in the eyes of the rest of the Communist world if they start to back down, and the very future of their grasp over the people and the Lao Dong Party may be involved. If they do decide to move toward a compromise, it may be later rather than sooner, after they have had a chance to assess the reaction in North Vietnam and in the U.S. and to calculate the odds for and against their being able to achieve their goals without a breakdown of the economy and the North Vietnamese political system. Hanoi accordingly can be expected to strive to convey the impression that it is fully capable of withstanding the full weight of our attacks, that it has powerful friends that will be able to help sustain it, that the war will continue indefinitely but at a higher level and with increased American casualties, and that the U.S. action has in fact brought the threat of a wider conflict. All this would be directed principally at American public opinion and secondarily at world opinion, in hopes that the combination of criticism, tension, and increased bloodshed would in a fairly short period of time work upon the Administration to force it to back down and accelerate the U.S. disengagement from Vietnam. Nevertheless, behind Hanoi's facade of uncompromising bellicosity, the North Vietnamese leaders will be facing real dilemmaswhich will significantly affect their judgment of North Vietnam's ability to hold out. These include: Hanoi's Estimate of U.S. Intentions. Although Hanoi's leaders will want to act on the assumption that our attacks represent an act of desperation and that we will be compelled by circumstances to break off fairly soon (an assumption which Peking, at least, will encourage them to make), they will probably be greatly disturbed by the implications inherent in the nature of our attack. Our willingness to reverse entirely the emphasis of the previous year on seeking a political solution to the war and to strike heavily at targets previously left untouched could be read as TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -a- TOP SECRET - SENSITIVE a U.S. decision to carry on to the end regardless of political con- sequences. For Hanoi, such a decision could result in the wholesale destruction of the No Vietnamese political system and economic structure -- a situation which Hanoi's leaders have never before faced. They are already quite concerned about the deterioration of political standards in the North, and are attempting to impose a new set of rigid political controls. These could hardly be maintained under stress of sustained U.S. operations at the new levels. Hanoi's Ability to Continue to Receive Outside Economic Aid. Even under present conditions Hanoi must rely heavily on outside economic assistance to maintain the living standards of the North Vietnamese people at minimum acceptable standards. One-half of the North's foodgrain requirements are imported via rail from China and by ship from the USSR and Eastern Europe, and consumer goods as well as all other types of vital economic necessities come to a significant extent from outside North Vietnam. Although there has been some degree of economic recovery since the cessation of the US bombing, the economy in general remains fragmented and inefficient. Under the impact of the new level of U.S. attacks, economic conditions could seriously and quickly deteriorate if Hanoi's land and sea communications with the outside world are interdicted and remain so to an appreciable extent. Meanwhile, manpower shortages persist, with a substantial proportion of all able-bodied males long since sent to the armed fo rces. Hanoi's Estimate of Internal Political Conditions. Morale in the North since the bombing halt has apparently declined -- the people expected an improvement in their living conditions, but none resulted, and there is an adverse reaction on this score. At the same time, the regime is emphasizing rigid socialist standards, which entails removing some of the vestiges of private enterprise still remaining in the North. Popular resentments are likely to rise as this program is carried out. The manpower shortages have exacerbated the situation, and there is resentment at the continued draft. While overt opposition is not present, passive resistance on the part of some population elements probably does exist. The regime is capable of maintaining control now, but over a period of time under changed circumstances may find the problem much greater. Bearing in mind the foregoing considerations, Hanoi will probably take the following specific actions: TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 8- TOP SECRET - SENSITIVE 1. Hanoi will almost certainly break off the Paris talks. It may do so by completely removing its delegation and that of the NLF/ PRG, or it might decide to leave some low-level representatives behind as a means of maintaining some contact -- after all, Hanoi does want to end the war, and realizes that it will have to talk to us to do so. 2. Hanoi will appeal to world opinion in general to condemn us, and may open a diplomatic and propaganda campaign through friendly countries and in the U.S. itself to isolate us and cause us to give up our military pressure and simply get out of Vietnam. 3. Hanoi may attempt to induce the USSR and the Eastern European countries to make a special diplomatic effort to make us back away, including introducing resolutions to condemn us in the UN Security Council, and possibly also threats of direct intervention. 4. In its diplomatic stance toward us, Hanoi will probably want to appear to be hard and uncompromising, in order not to suggest weak- ness or to convey the impression that our attacks had struck home hard enough to cause it to offer concessions. However, Hanoi may well utilize its assets in South Vietnam to attempt to draw the fangs of our operations and make us back off. One possibility open to it is to initiate a call for a stand-still cease-fire via the "Provisional Revolutionary Government" which would leave all forces in place. The PRG could also call for some form of territorial accommodation in which it would call for de facto control over large areas of South Vietnam on the basis of the "revolutionary councils" which the Communists claim to have set up in many places on the basis of "free elections". Hanoi could anticipate a wide measure of popular support in the U.S. for a cease-fire call, with very little critical attention paid to the circumstances under which it was to be effected. The net effect could be a sufficient buildup of political pressure on us to halt all military activities under conditions which Hanoi would hope to exploit better than we could. A cease-fire call could also cause friction between ourselves and the GVN, in view of the latter's opposition to any form of cease-fire. 5. Militarily: a. In the South, under the assumption that the "understandings" of 1968 were rendered invalid by our operation, we can anticipate more blatant attacks on urban areas, particularly Saigon, Hue, and Danang. In TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -9- TOP SECRET - SENSITIVE addition, there may well be more pressure across the DMZ. Through- out SVN, once the word had been passed and preparations made, there will probably be another "high point" of some consequence intended to inflict as many U.S. casualties as possible to support the activities of anti-war elements in the U.S. It is conceivable that Hanoi may attempt to launch air operations across the DMZ into the South to show that if we escalate, it can too. Finally, Hanoi may resume large-scale infiltration. b. In the North. In the DRV itself there will almost surely be an effort to step up the draft and mobilize the masses for a much longer war, but Hanoi's latitude in this respect might be curtailed due to manpower limitations and the war-weariness of the people of North Vietnam. (In fact, a return to the status quo ante November 1, 1968, might have a serious negative effect on the people, who have been anxious to see the war end completely, not continue indefinitely.) One new course which is open to Hanoi is to call for "volunteers", as it has occasionally threatened to do, possibly up to and including Soviet pilots and/or aircraft, or man- power drafts along the lines of the Chinese troop contribution. Hanoi will call on Communist China to furnish deep-water ports in South China to replace the quarantined ports, and to permit the continued use of Chinese airfields to Yunnan and Kwangsi as havens for DRV combat aircraft. It may appeal to Moscow and Peking to cooperate to the extent of permitting a Soviet airlift across China and to facilitate the shipment of supplies by rail across China. c. Elsewhere. Hanoi may counter by stepping up the war in Laos in an attempt to bring about the rapid erosion or collapse of the Souvanna Government, hence diverting our military resources from North Vietnam to meet the wider threat. The North Vietnamese appear to be introducing a new, full division into Northern Laos, which when added to the estimated 13-20, 000 DRV forces already there may be capable of retaking the Plaine des Jarres, Muong Soi, and going on to threaten seriously Luang Prabang and Vientiane. The Souvanna Government may not be able to continue if such an attack materializes. Hanoi could anticipate a fair share of public outcry in the U.S. on the score of U.S. overextension if we should respond to meet such a new set of circumstances in Laos, while a collapse of the Souvanna Government and its replacement by a Communist regime would cause great alarm in Thailand and complicate our relations with the Thai. TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -10- TOP SECRET - SENSITIVE In Cambodia, it is conceivable that Hanoi may attempt to drive Sihanouk entirely over to the DRV side, and gain fuller access to Cambodian territory for sanctuary and for staging operations than is now the case. B. U.S. Counter-Reaction All these moves by Hanoi should be bearable, leaving out the factor of U.S. public opinion. In Paris, we will simply sit tight, and tell the world that we are willing to resume the talks anytime Hanoi wants to join us. If there are DRV representatives remaining in Paris, we should attempt to see them. We should not, however, attempt to maintain contact with the PRG/ NLF representatives unless the GVN is also present. With respect to Hanoi's appeals for help, we can assume that neither the USSR nor the Eastern European countries want direct involve Mere expressions of political and economic support will cause no real pain. The very nature of our actions should make the provision of economic assistance more difficult. In the UN, we will attempt to avoid a vote by mobilizing sufficient votes in the Security Council to kill a condemnation, and attempting similarly to head off a "uniting for peace" effort. We will continue our own publicity campaign to justify our actions, and hope that the brief period of our operations will ease the pressures on us. Actually, the more active the USSR and the Eastern European countries are, the better, since we want them involved and can assume that all, including USSR, will want the war to end before they themselves become drawn in any deeper. A PRG call for a cease-fire could be troublesome to deal with if simply put in terms of a stand-down cease-fire throughout the South without reference to other, accompanying considerations such as mutual troop withdrawals. U.S. opinion may see such a cease-fire as a way out, and demand acceptance. Our response should be to agree in principle to such a cease-fire provided the proper details were worked out in advance to permit it to be effectively maintained, and provided the principle of mutual withdrawals of all foreign troops from South Vietnam were accepted and such withdrawals actually implemented during a cease-fire. We could insist that the details had to be worked out between the PRG and the GVN, thus creating a reason for the two sides to get together for direct talks which TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -11- TOP SECRET - SENSITIVE the Communists might find difficult to resist. It should be noted that a cease-fire appeal would cause problems for the Communists as well, since the degree of territorial control which they would be able to claim on physical terms is far less than they would desire. In addition, their forces are already plagued by a lack of willingness to fight on the basis of "the war is nearly over and why take risks" philosophy, and a rapid deterioration of Communist military assets could occur following a cease- fire appeal. Indeed, the fact that the cease-fire issue has not yet been raised by the Communists suggests that they do not presently see it as favoring their interests. In these terms, a call by Hanoi or the PRG for a cease-fire could be taken as a sign of weakness. Accordingly, we should not give in to public opinion, but should insist on achieving at the minimum a response on mutual withdrawal and supervision before acceding to a cease-fire. None of Hanoi's military actions in the South should cause us any insuperable difficulty, given the state of the enemy capabilities. Attacks across the DMZ would probably be roughly about the current scale unless Hanoi wanted to change its operations entirely and invite a major conflict; however, larger-scale operations bring greater vulnerabilities and invite higher casualties. Air attacks could be warded off, and the state of training of the DRV air force may not in any event be such as to make such attacks effective. The main problem would be the resumption of larger-scale infiltration, but this, as noted, would mean a complete reassessment of strategy, tactics, and goals -- a difficult process in Hanoi without Ho Chi Minh. In addition, heavy infiltration would dip deeply into North Vietnam's manpower pool, which could be troublesome in Hanoi, and require a considerable increase in logistical support, which may not be feasible. Our most important military response would thus be to delay scheduled troop withdrawals, to take advantage of any increased enemy vulnerabilities, and to suggest hat we would be willing to fight it out on any scale. Regarding Hanoi's moves in the North, we should remain calm and anticipate that much of what Hanoi may say it will do is window- dressing intended more for a war of nerves than for real military effect. If draft calls go up there will be political and economic strains on Hanoi. Calling for "volunteers" would have the disadvantages from Hanoi's standpoint of tending to internationalize the war and take it out from under direct Hanoi control -- the larger the outside contribution, the more say the contributors would possess. This is supposing that the most likely TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -12- TOP SECRET - SENSITIVE contributors, the USSR, the Eastern European countries, and Communist China, would want to be directly involved in the first place. An "inter- national brigade" would be more of a show than a militarily-useful contribution. We might suggest, however, that countries from which "volunteers" were sent would be liable to political and economic counter- measures, if not military reprisals. Chinese manpower, if returned, will help, however, in easing Hanoi's own manpower strains. The shift of Hanoi's seaborne traffic to South China ports will ease the pressures on it over time, but will require some months to be effective and still leave vulnerabilities, particularly in connection with follow-up attacks on road and rail connections to China inside North Vietnam. Elsewhere in Southeast Asia, our follow-on military planning will need to take the new contingencies into consideration. We should begin now to strengthen the Lao armed forces, and in fact are doing so. Extra increments of aid may be necessary, and U.S. military operations on the ground in Laos should be at least contemplated. There is a chance that Hanoi may overextend itself if it tries to accomplish too much in Laos. Regarding Cambodia, we should warn Sihanouk of the possible consequences to his neutrality which direct involvement would entail, and suggest the possibility of Cambodia becoming a battleground if Hanoi's actions there should require a U.S. military response. The main problem for us will not be the specifics of what Hanoi does but will simply be whether or not Hanoi's leaders will move toward a compromise within an acceptable time-frame. Their various actions to respond to our operation will not count so much as their determination to last us out. It may well conclude that they can get away with calling on their people to tighten their belts and to make do with what they have for as long as they possibly can. If, as already noted, Hanoi's leaders decide that the undesirable features of resisting a compromise outweigh the undesirable features of holding firm, some signs may be set to us. These could include a beginning of North Vietnamese troop withdrawals from the South, a willing- ness on the part of the PRG to deal directly with the GVN, and a slackening of the level of hostilities in the South. When we pick them up, we should avoid to the extent feasible a public declamation on the subject, because of Hanoi's need to maintain its prestige. In keeping with Asian military TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -13- TOP SECRET - SENSITIVE tradition, a line of retreat should be left for a defeated enemy on the principle that if he considers himself cornered he is likely to fight to the death in the belief that he has no other recourse. We will thus need to set with great discretion and judgment in handling Hanoi, and should take every opportunity to make it clear through intermediaries that we would be willing to make it as easy as we can for the North Vietnamese to change their previous policies. If Hanoi should decide to move toward a compromise solution, we doubt that it will allow itself to be deterred by opposition on Communist China's part. Peking has publicly made its objections to a negotiated settlement known on numerous occasions, yet Hanoi has moved ahead; presumably Hanoi would do so again even under circumstances in which the outcome of the negotiations would appear far less satisfactory from Peking's standpoint than, say, under the present circumstances. As noted above, for Hanoi to follow the alternative course of calling for direct Soviet and/or Chinese intervention raises the problem of loss of control over its power of decision, and as far as Communist China is concerned, possible domination of North Vietnam by a traditional enemy of Vietnamese nationalism. Moreover, Hanoi is probably well aware of the Chinese position against engaging in a direct confrontation with the U.S. (see below under Assessment of Chinese Communist Courses of Action). A list of the political disiderata which we want to achieve from Hanoi through our military operations follows. TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -14- TOP SECRET - SENSITIVE POLITICAL OBJECTIVES TO BE GAINED FROM MILITARY OPERATIONS Basically, what we want to achieve politically is a clear and unmistakable intention on Hanoi's part to accept the principle that the people of South Vietnam should be free to determine their future for themselves without outside interference. This should be signified by the North Vietnamese in tangible ways, as follows: -- By indicating to us directly in Paris (reopening the talks for this purpose if they had earlier broken them off) that they have accepted our principle, and by following up their acceptance with genuine negotiating proposals asking for specifics on our proposals and outlining in a spirit of compromise what changes, if any, they would want in order to protect their interests. They could also indicate a willing- ness to examine both the President's 8-point proposal and their 10-point proposal to establish areas of agreement. -- By abandoning their stand against dealing with the Thieu Government and opening direct talks between the GVN and the NLF (or PRG) to work out the details of election organ- ization and supervision. I -- By demonstrating acceptance of our call for mutual troop withdrawals. This need not be done formally, but could be accomplished by undertaking substantial troop move- ments which would unmistakably constitute withdrawals of their forces. -- By effecting a "lull" in hostilities in the South, and letting us know directly or through intermediaries that it was definitely intended as a signal of their intention to lower the level of hostilities markedly and permanently. -- By ending their infiltration of men into South Vietnam. -- By removing their forces from Laos and Cambodia. TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. -15- TOP SECRET - SENSITIVE Attainment of the first two of the foregoing objectives will probably not be achieved immediately in view of the loss of prestige which the North Vietnamese leaders would suffer if they appeared to be capitulating quickly to our pressure. They may, however, attempt to signify movement in this direction by undertaking some or all of the next steps. In such an event, we should expect firm assurances through intermediaries that these steps were, in fact, intended to show Hanoi's acceptance of our basic principle and that negotiations, including direct talks between the GVN and the NLF/PRG, would shortly resume. We should not accept one of the moves alone, e.g. effecting a "lull", as constituting sufficient proof of Hanoi's good intentions. Additionally, Hanoi may attempt to appear responsive by: -- Expressing a willingness to restore and abide by the Geneva Agreements of 1954 and the 1962 Geneva Accords on Laos. -- Calling for a cease-fire. These moves must also be accompanied by more tangible steps to be acceptable. Restoration of the Geneva Agreements and the Geneva Accords cannot be accomplished without the removal of foreign troops from Cambodia and Laos, and a call for a cease-fire cannot be agreed to without at the minimum Hanoi's responding affirmatively and demonstrably to our call for mutual troop withdrawals. We will also want agreement on international supervision of a cease-fire at an early stage. TOP SECRET - SENSITIVE Reproduced at the Richard Nixon Presidential Library DECI ASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. D Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. NIXON PRESIDENTIAL MATERIALS PROJECT DOCUMENT CONTROL RECORD ITEM REMOVED FROM THIS FILE FOLDER A RESTRICTED DOCUMENT OR CASE FILE HAS BEEN REMOVED FROM THIS FILE FOLDER. FOR A DESCRIPTION OF THE ITEM REMOVED AND THE REASON FOR ITS REMOVAL, CONSULT DOCUMENT ENTRY NUMBER 2 ON EITHER THE DOCUMENT WITHDRAWAL RECORD (GSA FORM 7292 OR NA FORM 14021) OR NARA WITHDRAWAL SHEET (GSA FORM 7122) LOCATED IN THE FRONT OF THIS FILE FOLDER. NATIONAL ARCHIVES AND RECORDS ADMINISTRATION NLN FORM 101 (revised 6-85) Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. E Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. NIXON PRESIDENTIAL MATERIALS PROJECT DOCUMENT CONTROL RECORD ITEM REMOVED FROM THIS FILE FOLDER A RESTRICTED DOCUMENT OR CASE FILE HAS BEEN REMOVED FROM THIS FILE FOLDER. FOR A DESCRIPTION OF THE ITEM REMOVED AND THE REASON FOR ITS REMOVAL, CONSULT DOCUMENT ENTRY NUMBER 3 ON EITHER THE DOCUMENT WITHDRAWAL RECORD (GSA FORM 7292 OR NA FORM 14021) OR NARA WITHDRAWAL SHEET (GSA FORM 7122) LOCATED IN THE FRONT OF THIS FILE FOLDER. NATIONAL ARCHIVES AND RECORDS ADMINISTRATION NLN FORM 101 (revised 6-85) Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. F Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET -- SENSITIVE INTEGRATED DIPLOMATIC AND MILITARY SCENARIO Time Action Agency D-30 Establish for the record in a low-key way the history State, White House of Hanoi's intransigence in Paris and violation of the "understandings; " this will be accomplished by appropriate statements and backgrounders. D-30 Alert military commanders in the field that operations Defense will be carried out as planned; order them to begin necessary preparations. D-6-1/2 to D-2 Most distant CVA departs port for Tonkin Gulf (timed Defense to appear as normal movement). D-3 Issue alert order to Commander SEVENTH Fleet to Defense prepare to execute mining plans and to Commander SEVENTH Air Force to prepare to execute air strikes. D-2 Issue execute order to Commander SEVENTH Fleet Defense and Commander SEVENTH Air Force. H-9 All surface forces in launch position for mining Defense operation in Tonkin Gulf. All air forces at ready status for air strikes. H-4 Final go - no go. White House TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET--SENSITIVE Time Action Agency H-2 Increase readiness posture for SAC and SIOP Defense forces world-wide. H-1 Launch air strikes against NVN targets from bases Defense in Thailand and SVN. H-1 Launch mine operation aircraft from carriers to Defense Tonkin Gulf. H-1 Inform GVN. State: Embassy Saigon H-1 Inform TCC's (including GVN). State: Meeting of Ambassadors in Washington with Secretary H-1 Inform UK Prime Minister State: Ambassador in London H-1 Inform Japanese Ambassador in Washington and State: DepAsst Secretary for Prime Minister in Tokyo. East Asian Affairs; Ambassador in Tokyo H-1 Inform NATO allies. State: Meeting of Ambassadors in Washington with Hillenbrand H-1 Inform OAS. State: OAS Rep H-1 Inform Laotians. State: Asst Secretary for East Asian Affairs - 2 - Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 43526 and-has been determined to be declassified. TOP SECRET--SENSITIVE Time Action Agency H-1 Inform Ambassadors of countries with ships in or State: Country Directors en route to Haiphong, Hon Gai, Cam Pha. H-1 Inform USSR. White House to Dobrynin H-1 Inform Cambodia. White House to Cambodian Charge' and American Charge' to Sihanouk H-1 Inform Congressional Leadership (call meeting White House at H-2). H-1 Alert TV networks. White House H-1 Press backgrounder (locked door until "H"). White House H- 1 12 Inform USSR. White House: Molink Message H Naval aircraft mine all NVN deep-water ports; Defense aircraft strikes at selected NVN targets. H COMUSMACV increases readiness posture. Defense H Speech by President. White House H UN -- Request UNSC meeting. State: USUN - 3 - TOP SECRET- SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET--SENSITIVE Time Action Agency H Summon special meeting of Paris talks. State: Embassy Paris/ US Delegation H+2 UNSC meeting. State: USUN H+5 OAS meeting. State: OAS Representative H+5 Inform other governments. State: Diplomatic Posts H+12 SEATO meeting. State: Embassy Bangkok D-Day Commence intensified world-wode diplomatic and State, White House informational campaign to gain under standing of our actions. D-Day Be prepared to contend with NVN escalatory actions Defense in SVN and Laos. D+1 Initiate follow-up air strikes. Defense D+2 Lay destructor weapons. Defense D+3 Minefields activated. Continue combat operations Defense as directed. - 4 - TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. G Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. The President's Copy TOP SECRET/SENSITIVE 4th Draft October 2, 1969 DRAFT OF A PRESIDENTIAL SPEECH My fellow Americans, It is my duty to tell you tonight of a major decision in our quest for an honorable peace in Vietnam. I want to begin with a few words about the meaning of negotiation. Negotiation, as we understand it - - and as almost everyone in the world understands it -- is a process in which two sides seek to resolve a conflict by considering concrete proposals on their merits, by bargaining, by give-and-take, by compromise. Negotiation is a two-way street. Both sides must be willing to engage seriously in this process, in good faith. Or there can be no settlement. There can be no settlement when only one side makes an honest effort to put forward reasonable compromise terms. There can be no settlement when the other side arrogantly declaims to the gallery and demands capitulation. Almost exactly one year ago, the United States halted all bombing of North Vietnam on the understanding that "prompt, pro- ductive, serious and intensive negotiations" would follow. TOP SECRETAR Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 2 - Our Government was led to believe that the bombing itself was the major obstacle to peace. The United States was told this repeatedly by many, both at home and abroad. President Johnson courageously took the risk of removing that so-called obstacle. I supported his decision. But I must tell you tonight that it is the sober and considered judgment of this Government that the genuine negotiations we expected have not yet taken place. And I would remind you: This is after one long year -- a year of still more bloodshed and suffering in South Vietnam. When I assumed the Presidency, I found that the other side had met the U.S. concession of a bombing halt with continued ferocity on the battlefield and sterile posturing in Paris. Nonetheless, I resolved to take still more new initiatives for peace through patient and flexible diplomacy. This Administration has altered our negotiating position significantly in the direction of compromise and conciliation. -- We did not insist that the other side stop doing what it was doing before the United States moved in the direction of settlement. -- We did not insist that the other side declare in advance Reproduced what they at the would Richard Nixon do before Library the United began the This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 3 - process of de-escalation through withdrawal of combat forces. Indeed, we took the very course of action which was urged upon us by so many critics. We seized the initiative for peace, trusting -- as we were assured we could -- that the other side was willing to respond and follow suit. -- Nor did we even insist that the other side acknowledge that it was following suit. For, as you know, North Vietnam has never admitted what is known to all the world -- that troops of the North Vietnamese Army have been fighting in South Vietnam for years. - - We have asked only that mutual de-escalation and mutual withdrawal take place in fact. That the Paris peace talks move as rapidly as possible toward a settlement through genuine negotiation. Thus we did not seek to humiliate our foe. Indeed, we went further by offering bold new proposals designed to engage him in honorable compromise. -- This Administration offered -- as a major step toward peace -- to negotiate the details of a mutual withdrawal TOP Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 4 - over a period of twelve months, provided only that some safeguard in the form of international supervision is part of the agreement. -- We have proposed -- again in a major new initiative -- that free elections take place in South Vietnam, and pledged to accept their outcome, whatever it might be. We accepted National Liberation Front participation in those elections, as well as a role in organizing them. -- We proposed an international supervisory body for overseeing such elections and verifying withdrawals. We also said such a body could help arrange a supervised cease-fire. - - Moreover, we told the other side clearly that we would entertain any alternative proposals they might have for self-determination in South Vietnam. As the most concrete demonstration of our good faith and desire to reach a settlement, this Administration began the withdrawal of American combat forces. Where the previous four years had seen only the continued buildup of American forces in Vietnam, reaching a ceiling of 549, 500 men, it was this Administration that started the process of withdrawal. The ceiling is now down to 484,000. By December 15, we will have withdrawn at least 60,000 men. Some TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 5 - have argued that this number is insignificant. I ask them if they would consider the same number to be insignificant if it counted men being added rather than withdrawn. I can reveal now what Hanoi was clearly able to observe -- that several months ago I changed General Abrams' orders to modify the strategy and tactics of our forces remaining on the battlefields of South Vietnam, in order to cut back offensive operations and thereby reduce the intensity of the fighting and the scale of casualties on both sides. Our B-52 operations have been reduced by about 20 per cent. And, since their high point early this year, our tactical air missions have been cut by about 25 per cent. Thus, by both word and deed, we have explicitly ruled out attempting to impose a purely military solution. We have also announced the withdrawal by next summer of 6, 000 U.S. fighting men from Thailand. With resultant reductions in the overall level of U.S. armed forces, we have accordingly reduced our military draft. These were all major new steps which clearly demonstrated our readiness to end this war on reasonable terms. Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This TORESECHE reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 6 - We are ready to continue the process of diplomatic compromise and military de-escalation, if only the other side acts in good faith. Yet, in taking these initiatives for peace, my fellow citizens, I realized there was the danger that Hanoi -- in the grip of a distorted perception of the United States - - would tragically misunderstand our policy. - - That they would see our will to peace as weakness. -- That they would see our hopeful de-escalation as headlong retreat. -- That they would judge us willing to endure both indifference in Paris and mounting savagery on the battlefield. -- That they would suspect our public resolve for peace disguised a private resignation to surrender. -- That they would believe, most wrongly, that the American people lacked the will to call them to account for their cynical refusal to compromise. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 7 - -- That they would believe that their fanaticism would outlast what they saw as our national fatigue. I decided shortly after taking office that we had to do all we could possibly do to bring an honorable peace to Vietnam. At the same time, I repeatedly warned Hanoi that they should not mistake our purpose or abuse our patience. In my address to you on May 14, I said, "But no greater mistake could be made than to confuse flexibility with weakness or of being reasonable with lack of resolution. I must also make clear, in all candor, that if needless suffering continues, this will affect other decisions. Nobody has anything to gain by delay.' These words were not said lightly. This warning was privately confirmed to Hanoi's chief negotiator in Paris at the beginning of August. He was informed that if no major progress toward a settlement of the war had been made by the first of November, we would be compelled to take measures of the greatest consequence. But tonight - -- after months of the most thorough study and deliberation -- I must report to you that Hanoi has indeed made a tragic miscalculation of our will and purpose. They have not heeded TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 8 - our clear warnings. They have refused to credit the word of the United States. - - Denouncing our every initiative as a fraud, they have treated negotiations as a forum for U.S. capitulation. - - Judging the U.S. position untenable, they have stubbornly refused to alter their own. - - Believing victory over freedom inevitable, they have seen no need for compromise. I must tell you that their only answer to our many offers has been a monotonous demand for our own humiliation and the destruction of the South Vietnamese Government. They have laughed in private meetings at our negotiators' frustration. And they have responded to our words of moderation with vituperative insult. In my speech at the United Nations on September 18 I said, "When the war ends, we stand willing to help the people of Vietnam -- all of them. -- in their tasks of renewal and reconstruction. " I also said that "the people of Vietnam, North and South, have endured an unspeakable weight of suffering for a generation. And they deserve a better future. " Hanoi's response to these words was only name TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 9 - calling. Radio broadcasts referred to a "bellicose, brutal and cunning imperialist, 11 to our nation's "bellicose acts and colonialist policy. 11 These are the words only of blind and reckless hostility. The record here is unmistakable. Within a few days, the U.S. Government will publish the complete documentary record -- public and private -- of our search for peace in the face of the unmitigated intransigence of North Vietnam. The world can judge for itself who has prolonged this tragic war. This record will show, in addition to our warning at the beginning of August, a series of very private efforts we have made to find a reasonable settlement. -- Before the inauguration in January, I made a private offer of a rapid settlement of all the issues involved. This was rejected. - - In April, the Soviet Union's Ambassador here in Washington was given a proposal of direct and rapid talks on all questions, specifically including political issues. No reply was received. - - In May, I personally repeated this proposal to the Ambassador. Again, there has been no reply. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 10 - -- In June, we attempted to send an emissary to Hanoi to offer direct negotiations on all the issues involved. After arriving in Laos, he was refused a visa for entrance into North Vietnam, although he had been led to believe that he would be received in Hanoi. He left a message with the North Vietnamese Ambassador in Laos. There has been no reply. -- At the end of June, we offered to send another emissary to Hanoi to establish direct talks. He also was refused entry. - - On August 4, my Assistant for National Security Affairs held a secret meeting with Hanoi's chief negotiator in Paris. He emphasized our flexibility and desire to achieve a reasonable compromise. In addition to reviewing our previous offers, he made several points clear: We realized, he said, that neither side could be expected to give up at the conference table what had not been conceded on the battlefield, and that a fair political process must register the existing relation- ship of political forces. We knew that we differed from them on how to achieve this, but we also believed that neither side should be TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 11 - asked to accept the proposition that there is such a thing as a disguised defeat. We were not asking them to disband their organized political forces and they should not ask for the destruction of the organized non-Communist political forces. Finally, he said that in order to demonstrate our good will in the period between then and November 1st, we would make another withdrawal of American troops and reduce our B-52 and tactical air operations by 10 per cent. There has been no direct response to that conversation. This record confronts the United States with fateful but clearcut choices. We can go on, as some suggest, in one-sided unrequited concessions. We can slowly withdraw our forces despite the proven intransigence of the enemy. But let no one call this the way to peace. -- For we must face the cruel fact the enemy has it in his power to continue killing too many American men, and is doing so. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 12 - -- I therefore cannot take the responsibility for basing our policy on the continued withdrawal of American troops, under these conditions, exposing those remaining to ever greater risks at the hands of an enemy who shows no will to peace. - - While Hanoi may be willing to condemn its sons to endless bloodletting, I will not do so with ours. -- We insist on a fair settlement now. Or, some argue that this slaughter could be ended by precipitate withdrawal. But let no one call this the way to peace. Let no one believe that a forced and hasty retreat by the U.S. will somehow end the killing in South Vietnam. -- Just the opposite. For South Vietnam, a nation still struggling toward adequate self-defense, the sudden withdrawal of our support would inevitably invite the cruel retribution of the North Vietnamese and Viet Cong. -- Here, too, the calculus is plain. Terror and barbarism have plagued the villages of Vietnam for a decade. With TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 13 - a sudden collapse of our vital support, the massacres at Hue and the recurrent atrocities in the contested countryside could well become the nightmare of the entire nation. -- Though we had made a commitment to free choice and started South Vietnam to self-sufficiency in defense, this course would leave the issue once more to untold violence. -- Nor would the South Vietnamese bear alone the consequences of our rapid retreat. We, too, would pay a bitter price: in dangerous vindication of those among our enemies who advocate violence, in the collapse of our friends' confidence in America and, most of all, in the loss of America's confidence in herself. I cannot choose either of these courses. I was not elected to preside over the senseless attrition of American lives by a deluded foe. To abandon trusting friends to a long night of terror. To shatter our integrity as a nation. Thus, our course is clear. Continued bloodshed on the battlefield and Hanoi's rigidity at the peace table have taught us there is but one other choice. Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE TOP SECRET/SENSITIVE - 14 - Hanoi and her allies have long believed that this nation would accept a humiliating defeat, that our Government would have no alternative but to submit to the surrender demanded of us in Paris. Hanoi has misjudged the strength of the American people. Our enemies have mistaken debate for defeatism. After difficult and careful consideration, I have decided that we have no choice but to prove to Hanoi that we mean to have an honorable peace in Vietnam. That decision had to be my responsibility. It is our common responsibility -- yours and mine -- to demonstrate our unflinching resolve to end this war now. Today, pursuant to my order TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 15 - I want to make several points quite clear: -- First, our political objective is precise. We seek to prove to the leaders of North Vietnam that they have no alternative but prompt and genuine negotiations to settle this conflict. We take this action not to interrupt the process of negotiation, but to see it begin at last. Not to make new demands, but to find an honest compromise. We retain our flexible and conciliatory stand in Paris, ready to respond to any reasonable proposal by the other side. Naturally, we pray that their response comes soon, for the sake of their own people. -- Second, our military action has been measured. It will be swift, punishing and concentrated in a short period of time. We are not resuming the daily bombing of limited targets in North Vietnam. When our action is completed, in a few days, Hanoi will have an interval in which to respond by demonstrating a will to peaceful and productive negotiation. -- Third, our aims are limited. We do not require the destruction or surrender of North Vietnam. We do seek TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 16 - reasonable compromise at the peace table. But Hanoi must now make this choice. -- We seek no expansion of the conflict. We seek its end. We covet no territory in Southeast Asia. We seek no confrontation with the Soviet Union or China. Our actions are directed against North Vietnam, and North Vietnam alone. But we will take steps within those limits to make our action effective. And the fateful choice of outside powers to involve themselves in this action will be theirs. I accompany our action today with a call for renewed effort in every quarter to halt this war. -- I call upon the leaders of North Vietnam to understand finally that a just and mutually-agreed settlement is the only way to bring peace, true independence, and an eventual reconciliation to both North and South Vietnam. Their brave people have already suffered too much for the twisted dream of conquest in the South. Continued intransigence by their leaders will only compound their agony. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 17 - -- I call once again upon the Soviet Union -- in its own interest -- to use its influence with Hanoi to bring an end to this war. If the leaders of the Soviet Union truly desire an era of negotiation rather than confrontation, let them at last begin with Vietnam. But let them also know that we will not be deflected from our course. -- I say to our friends in South Vietnam that our resolve to find an honorable settlement is stronger than ever before. Let us fortify our firmness in battle with a new spirit of compromise when genuine talks begin. -- And finally, I ask you, My fellow Americans, for the same strong support you have always given your President in a moment of trial. For at this moment, we can only stand together in purpose and determination. As so often in the past, we Americans did not choose this test of strength. It was clearly forced upon us by an adversary, indifferent to our peaceful purpose and heedless of our resolve. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET/SENSITIVE - 18 - Let there be no mistake that we have any other choice. We must face the fact that doubt and debate now can only mislead our enemy and prolong the bloodshed. This has been at once, my fellow Americans, a most difficult yet most inescapable decision. For that very reason, it is irreversible. We cannot have the peace we cherish unless we act to secure it -- and act together. Tonight, that fact is as plain as ever before in our history. Our road ahead is clear, and there is no turning back. I know that if we travel it together, as we must, we will end this bitter war. TOP SECRET/SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. H Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TabH Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. TOP SECRET - SENSITIVE IMPORTANT QUESTIONS The following list of important questions is based upon our examination of the Vietnam alternative course of action to date. While the list is certainly not complete, we should have a very good idea of the answers to these questions before adoption of such an action. The questions are presented in the general order in which they would occur if we proceeded with the course. a. General. 1. What are the prospects of success for this course of action? How would we measure it? What are the consequences -- favorable and unfovorable -- of our succeeding in this manner? Of our failing in this manner? 2. How hard hitting should we make the first phase? Should the second and subsequent phases be tailored for roughly equal impact, or should they be stepped up in over-all impact? To what limit of force should we be prepared to go in order to spur meaningful negotiations? Should we be prepared to use nuclear weapons? 3. Should we make any major readjustments in our current military posture? b. In the Period Before the First Phase. 1. What should be the nature, channel, and timing of warnings to Hanoi? How would Hanoi, Moscow, and others react to warnings? Would warnings affect military operations through loss of surprise? Should we undertake warning actions, such as increasing certain reconnaissance flights or early readying of forces? 2. What should be our diplomatic stance during this period? Shoud we offer more -- perhaps only to build the record further -- or would this be a sign of weakness or duplicity? 3. What signals or actions by the other side would persuade us not to proceed? TOP SECRET--SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 2 - TOP SECRET--SENSITIVE 4. How would we relate the decision to proceed and the many political and diplomatic actions with the vagaries of the weather? 5. To what extent should we consult with our allies? When should we do it? C. During the First Phase. 1. How should we determine how long the phase should last? Will we be able to measure the attack effectiveness as we proceed? If not, how will this affect the operation? 2. What would be the likelihood and consequences of military failure? What can be done to compensate for unexpected eventualities, such as a long period of bad weather? Can we achieve a minimum desired effectiveness by alternative means? 3. What actions by Hanoi would be sufficient to merit our halting the attack before it is completed? 4. What military actions should we undertake con- currently, e.g., should we alert our strategic and/or the various theater forces? What reinforcing actions would be appropriate in SVN, recognizing that there would be a substantial reduction of tactical air support available in country? 5. How would we handle the likely immediate reactions of the USSR, Communist China, and other foreign countries? What preparations should be made? 6. How would we deal with the likely domestic reaction? What preparations should be made? (These questions fall outside our competence.) d. Interval Between Phases. 1. What specific responses are we looking for ? How would we respond to vague signals of willingness to talk seriously? How would we react to enemy actions which seem promising but are unacknowledged by them? TOP SECRET SENSITIVE Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified. - 3 - TOP SECRET--SENSITIVE 2. What measures would we be prepared to take against targets within NVN if we found them to be effectively countering our sea quarantine, e.g., a key railroad bridge between Hanoi and China? Would we permit air or naval response to coastal battery fire against our quarantine forces? 3. What diplomatic stance should we adopt during the interval? 4. If Hanoi responds in a manner acceptable to us, should we offer to assist in removing the mines? Alternatively, should we simply not interfere with NVN sweeping and bypassing efforts and allow the mines to remain active for their present time? 5. How long should we wait before initiating a second phase of attacks? (Most of the questions concerning Phase I would apply to this and subsequent phases.) Reproduced at the Richard Nixon Presidential Library DECLASSIFIED This document has been reviewed pursuant to Executive Order 13526 and has been determined to be declassified.