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[Tuition Tax Credit Bill] (13)
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135838440
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[Tuition Tax Credit Bill] (13)
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William P. Barr's Office Files
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Ronald Reagan Presidential Library Digital Library Collections This is a PDF of a folder from our textual collections. Collection: Barr, William: Files Folder Title: Tuition Tax Credit Bill (13) Box: 13 To see more digitized collections visit: https://reaganlibrary.gov/archives/digital-library To see all Ronald Reagan Presidential Library inventories visit: https://reaganlibrary.gov/document-colection Contact a reference archivist at: [email protected] Citation Guidelines: https://reaganlibrary.gov/citing National Archives Catalogue: https://catalog.archives.gov/ Barr 019720.316 97th CONGRESS 2d Session H.R. 1635 IN THE SENATE OF THE UNITED STATES October 7, 1981 Read twice and referred tc the Committee on the Judiciary September (legislative day, ) 1982 Reported by Mr. Dole, with an amendment to the text and an amendment to the title [Strike out all after the enacting clause and insert the part printed in italic] : AN ACT For the relief of the Jefferson County Mental Health Center, Incorporated, and of certain current and former employees thereof. 1 Be it enacted by the Senate and House of Representatives 2 of the United States of America in Congress assembled, That 3 the-Seeretary-sf-the-freasury-is-authortped-and-dtreeted-te 4 pay,-eut-ef-any-meney-tn-the-freasury-not-etherwise 5 appropplated,-to-the-deffersen-County-Nental-Heatth-eentery 6 Ineerperated,-the-sum-ef-65608-in-fu11-setttement-of-att 7 elatms-of-the-senter-against-the-Unfted-States-fer-eavment 8 of-ameunts-the-eenter-ereeneeusty-refunded-te-its-empleyees 9 fer-seeial-seearity-sentetbutions-in-the-perto-after 10 Beeember-34,-4974-end-pter-to-ay-44-49757-pdfstent-te 11 instructions-by-the-Internal-evenue-Serviees 12 See---te-part-of-the-amount-appropriated-tn-the-tet-in 13 exeess-ef-4f-per-eentum-shall-be-paid-defivered-to-ep 14 reeeived-by-any-agent-or-atterney-en-aeeeunt-ef-servtees 15 fendered-in-eonneetien-with-thts-etatmg-and-the-same-shatt-be 16 unlawful;-any-senteaet-te-the-eontpary-netwtthstandtngs-tny Barr 019720.316 97th CONGRESS 2d Session H.R. 1635 IN THE SENATE OF THE UNITED STATES October 7, 1981 Read twice and referred tc the Committee on the Judiciary September (legislative day, ) 1982 Reported by Mr. Dole, with an amendment to the text and an amendment to the title [Strike out all after the enacting clause and insert the part printed in italic] AN ACT For the relief of the Jefferscn County Mental Health Center, Incorporated, and of certain current and former employees thereof. 1 Be it enacted by the Senate and House of Representatives 2 of the United States of America in Congress assembled, That 3 the-Seeretary-f-the-freasury-is-authoried-and-dtreetd-te 4 pay,-eut-ef-any-meney-in-the-freasury-net-etherwise 5 approprlated,-to-the-deffersen-county-Hental-Health-fenter 6 Ineorperated,-the-sum-ef-556008-in-fuff-sett1ement-of-att 7 elaims-ef-the-senter-against-the-nited-States-fer-repament 8 famounts-the-center-erpeneeusly-refunded-te-tts-empleyees 9 fer-seefal-seedrity-eentrtbutiens-in-the-perte6-aftef 10 Deeember-34,-4974-end-pEter-te-May-14-4975-pdrset- 11 instruetions-by-the-Internal-Revenue-Servieet 12 See----te-pat-ef-the-ameunt-apprepriated-in-the-tet-in 13 exeess-of-4f-per-eentum-shatt-be-patd-detivered-to-er 14 reeeived-by-any-agent-er-atterney-on-aeeeunt-ef-servtees 15 pendered-in-conneetion-with-this-etaimy-and-the-same-shat1-be 15 unlawfuly-any-sontpact-te-the-eenteary-notwithstandines-Any 019720.316 2 1 person-viotatiag-the-provisiens-of-this-seetien-shatl-be 2 deemed-guflty-of-a-misdemeaner-andy-upon-eonvietton-thereet 3 be-fined-any-sdm-net-exeeeding-$1,98. 4 SECTION 1. SHORT TITLE. 5 This Act may be cited as the ''Educational Opportunity 5 and Equity Act of 1982". 7 SEC. 2. CONGRESSIONAL FINDINGS AND PURPOSES. 8 (a) Findings. The Congress finds that it is the policy 9 of the United States to foster educational opportunity, 10 diversity, and choice for all Americans. Therefore, this Act 11 recognizes that-- 12 (1) pluralism is cne of the great strengths of 13 American society, diversity in education is an important 14 contributor to that pluralism, and nonpublic schools play 15 an indispensable role in making that diversity possible; 16 (2) the existence and availability of alternatives to 17 public education tend to strengthen public education 18 through competition and to improve the educational 19 opportunities of all Americans; 20 (3) Americans should have equal opportunities to 21 choose between the education offered by public schools 22 and available in private educational systems and should 23 not be compelled because of economic circumstances to 24 accept education provided by government-created and 25 government-operated school systems, and to force such a 26 selection is an unfair and unjust discrimination against 27 persons of lesser means; 28 (4) increasing numbers of American families are 29 unable to afford nonpublic school tuition in addition to 30 the State and local taxes that go to support public 31 schools, and tax relief for nonpublic school tuition 32 expenses is necessary if American families are to 33 continue to have a meaningful choice between public and 34 private education at the elementary and secondary levels; 019720.316 3 1 (5) tax relief in the form of tuition tax credits is 2 the fairest way to extend a choice in education to a wide 3 range of individuals, tax relief in the form of tuition 4 tax credits creates the least possible danger of 5 interference in the lives of individuals and families 6 consistent with achieving these ends, and tax relief in 7 the form of tuition tax credits achieves these ends with 8 a minimum of complexity so that those for whom the tax 9 relief is intended will be able to understand and take 10 advantage of it; 11 (6) the tax revenue loss occasioned by a tuition tax 12 credit for a child would be small compared to the cost to 13 State and local taxpayers of educating the child at a 14 public school; and 15 (7) equality of educational opportunity is the policy 16 of the United States, and the tax relief afforded by this 17 legislation should not be used to promote racial 18 discrimination. 19 The Congress finds that this Act will expand opportunities 20 for personal liberty, diversity, and pluralism that 21 constitute important strengths of education in America. 22 (b) Purpose.-The primary purpose of this Act is to 23 enhance equality of educational opportunity, diversity, and 24 choice for Americans. 25 SEC. 3. CREDIT FOR TUITION EXPENSES. 26 (a) In General. Subpart A of part IV of subchapter A of 27 chapter 1 of the Internal Revenue Code of 1954 (relating to 28 credits allowable) is amended by inserting after section 44G 29 the following new section: 30 "SEC. 44H. CREDIT FOR TUITION EXPENSES. 31 (a) General Rule. At the election of an individual, 32 there shall be allowed as a credit against the tax imposed by 33 this chapter for the taxable year an amount equal to 50 34 percent of the qualified tuition expenses paid by such 019720.316 4 1 individual during the taxable year for any qualified 2 dependent. 3 (b) Limitations. -- 4 (1) Maximum dollar amount per qualified 5 dependent. 6 (A) In general. The amount of the credit 7 allowable to the taxpayer under subsection (a) with 8 respect to any qualified dependent for any taxable 9 year shall not exceed the applicable amount. 10 : (B) Applicable amount. For purposes of this 11 paragraph, the term 'applicable amount' means the 12 excess, if any, of-- 13 (i) $300, over 14 (11) 3 percent (6 percent in the case of a 15 married individual who does not file a joint 16 return) of the amount, if any, by which the 17 adjusted gross income of the taxpayer for the 18 taxable year exceeds $40,000 ($20,000 in the case 19 of such married individual). 20 (C) Transitional rule. For taxable years 21 beginning after December 31, 1982, and before January 22 1, 1985, subparagraph (P) shall be applied-- 23 '`(i) in taxable years beginning in 1983, by 24 substituting-- 25 (I) '$100' for "5300", 26 (II) '1 percent' for '3 percent', and 27 (III) '2 percent' for '6 percent, and 28 (li) in taxable years beginning in 1984, by 29 substituting-- 30 ''(I) 'S200' for "$300', 31 (II) '2 percent' for '3 percent' , and 32 (III) '4 percent' for '6 percent'. 33 ''(2) Credit not to exceed tax liability. The credit 34 allowed by subsection (a) shall nct exceed the tax 019722.316 5 1 imposed by this chapter for the taxable year, reduced by 2 the sum of the credits allowable under a section of this 3 subpart having a lower number or letter designation than 4 this section, other than credits allowable by sections 5 31, 39, and 43. 6 (c) Credit Denied fcr Amounts Paid to Racially 7 Discriminatory Institutions.-- 8 (1) Declaratory judgment entered.-- 9 " (A) In general. No credit shall be allowed 10 under this section for any amount paid to an 11 educational institution during any taxable year if 12 within the calendar year ending with or within such 13 taxable year or in any preceding calendar year-- 14 : (i) either-- 15 (I) a judgment has been entered by a 16 district court of the United States under 17 section 7408 (regardless of whether such 18 judgment is appealed) declaring that such 19 educational institution follows a racially 20 discriminatory policy, or 21 (II) an order by any United States 22 Court of Appeals has been made which by its 23 terms requires the district court to enter 24 such a Judgment, and 25 : (ii) no order described in section 7408 (f) 26 (2) with respect to such educational institution is in effect. 27 has been entered at any time subsequent to such 28 judgment. 29 : (B) Reversals of declaratory judgments. 30 : (1) In general. judgment or order 31 described in subparagraph (A) (1) entered in an 32 action brought with respect to an educational 33 institution shall not be taken into account under 34 subparagraph (A) for any taxable year if, after 6 1 all appeals in such action have been concluded cr 2 the time for filing such appeals has expired, the 3 declaration contained in such judgment, or 4 required to be entered under the terms of such 5 order, that such institution has followed a 6 racially discriminatory policy is negated (cther 7 than by reason of an order described in section 8 7438 (f) (2)). 9 '(11) Waiver of limitations.-- 10 Notwithstanding section 6511 (a) or any other 11 period of limitation or lapse of time, a claim 12 for credit or refund of overpayment of the tax 13 imposed by this chapter which arises by reason of 14 this subparagraph may be filed by any person at 15 any time within the 1-year period beginning on 16 the date on which any judgment or order described 17 in clause (1) becomes final and no longer 18 appealable. Sections 6511 (b) and 6514 shall not 19 apply to any claim for credit or refund filed 20 under this paragraph within such 1-year period. 21 : (C) Stay of declaratory judgment.- 22 (1) In general. Any judgment or order 23 described in subparagraph (A) (1) shall not be 24 taken into account under subparagraph (A) for any 25 taxable year If such judgment or order is stayed 26 as of the close of such taxable year. 27 (11) Removal of stay. If a stay entered 28 against a Judgment or order described in 29 subparagraph (A) (1) is vacated-- 30 (I) this subparagraph shall not apply 31 with respect to such judgment or order for 32 any taxable year preceding the taxable year 33 in which such stay is vacated, and 34 (II) notwithstanding any other 019720.316 7 1 provision of this title or of any other law, 2 the statutory period for the assessment of a 3 deficiency attributable to the disallowance 4 of any credit under this section by reason of 5 this clause shall not expire before the date 6 which is 3 years after the close of the 7 calendar year in which such stay is removed. 8 (2) Required statements. 9 " (A) Statements furnished by institutions to the 10 Secretary. No credit shall be allowed under 11 subsection (a) for amounts paid to any educational 12 institution during the taxable year if such 13 educational institution has not filed with the 14 Secretary (in such manner and form as the Secretary 15 shall by regulation prescribe) within 30 days after 16 the close of the calendar year ending with or within 17 such taxable year a verified statement which-- 18 (1) declares that such institution has not 19 followed a racially discriminatory policy during 20 such calendar year; 21 (11) indicates whether-- 22 (I) a declaratory judgment or order 23 described in paragraph (1) (A) (1) has been 24 entered against such institution in an action 25 brought under section 7478; 26 (II) a stay against such judgment or 27 order is in effect; and 28 (III) an order described in section 29 7408 (f) (2) has been entered in such action; 30 and 31 (111) attests that such institution has 32 complied with the requirements of subsection (d) 33 (3) (D) during such calendar year. 34 .11 (B) Statements furnished to taxpayers. Except 019720.316 R 1 as otherwise provided by regulations, within 30 days 2 after the close of the calendar year to which the 3 statement described in subparagraph (A) relates, the 4 educational institution shall furnish a copy of such 5 statement to all persons who paid tuition expenses to 5 the institution in the calendar year to which such 7 statement relates. 8 : (C) Statements furnished by taxpayers to the 9 Secretary. -- No credit shall be allowed to a taxpayer 12 under subsection (a) for amounts paid to an 11 educational institution during the taxable year if 12 the taxpayer does not attach to the return or which 13 the taxpayer claims the credit the statement 14 described in subparagraph (A) which is furnished by 15 such institution for the calendar year ending with or 16 within such taxable year of the taxpayer. 17 : (3) Enforcement responsibility. The Attorney 18 General shall have exclusive authority under this 19 subsection to investigate and to determine whether an 22 educational institution is following a racially 21 discriminatory policy. 22 ''(4) Racially discriminatory policy. For purposes 23 of this subsection-- 24 (A) In general. An educational institution 25 follows a racially discriminatory policy if such 26 institution refuses, on the basis of race, tc-- 27 " (i) admit applicants as students; 28 (ii) admit students to the rights, 29 privileges, programs, and activities generally 30 made available to students by the educational 31 institution; or 32 " (iii) allow students to participate in its 33 scholarship, loan, athletic, cr other programs. 34 (B) Quotas, etc. The term 'racially 019722.316 9 1 discriminatory policy' shall not include failure of 2 any educational institution to pursue or achieve any 3 racial quota, proportion, or representation in the 4 student body. 5 (C) Race.--The term 'race' shall include color 6 or national origin. 7 (d) Definitions Fcr purposes of this section-- 8 (1) Qualified tuition expenses. The term 9 'qualified tuition expenses' means the excess of-- 10 (A) the amount of tuition expenses paid by the 11 taxpayer during the taxable year to any eligible 12 educational institution for any qualified dependent 13 of such taxpayer, over 14 (B) any scholarship or financial assistance 15 paid during such taxable year to such qualified 16 dependent or to the taxpayer with respect to such 17 qualified dependent. 18 (2) Qualified dependent. The term 'qualified 19 dependent' means any individual-- 20 (A) who is a dependent of the taxpayer (other 21 than an individual described in paragraph (4), (5), 22 (7), or (8) of section 152 (a)), 23 (B) who has not attained 20 years of age at the 24 close of the taxable year, and 25 (C) with respect to whom a deduction under 26 section 151 is allowable to the taxpayer for the 27 taxable year. 28 ''(3) Eligible educational institution. The term 29 'eligible educational institution' means an educational 30 institution-- 31 ''(A) which provides a full-time program of 32 elementary or secondary education; 33 (B) which is a privately operated, not-for- 34 profit, day or residential school; 019720.316 12 1 : (C) which is exempt from taxation under section 2 501(a) as an organization described in section 3 501(c)(3), including church-operated schools to which 4 subsections (a) and (b) of section 508 do not apply; 5 (D) which includes in its by-laws, 6 advertisements, admission application forms and other 7 such publications, if any, a statement (in such form 8 and manner as the Secretary may by regulations 9 prescribe) that it does not discriminate against 10 student applicants or students on the basis of race; 11 (E) which dces not have an admissions policy 12 that discriminates against handicapped children; and 13 (F) attendance at which satisfies the 14 requirements of any law of the State in which-- 15 (1) such institution is located, or 16 (11) the qualified dependent of the 17 taxpayer resides, 18 which cequires children to attend school. 19 (4) Admissions policy which discriminates against 20 handicapped children.- 21 (A) In general. An educational institution has 22 an admissions policy which discriminates against 23 handicapped children if such institution refuses to 24 admit otherwise qualified applicants solely on the 25 basis of their handicap. 26 ''(B) Inability to meet special needs. 27 educational institution which denies admission to any 28 handicapped child shall not be treated as having an 29 admissions policy which discriminates against 30 handicapped children if such admission is denied 31 because such institution does not have the special 32 facilities or programs or specially qualified 33 personnel to accommodate such handicapped child. 34 (C) Handicapped children.--The term 019720.316 11 1 handicapped children' has the same meaning given 2 such term by section 602 (1) of the Education cf the 3 Handicapped Act. 4 (5) Tuition expenses.- 5 (A) In general. The term 'tuition expenses' 6 means tuition and fees paid for the full-time 7 enrollment or attendance of a. student at an 8 educational institution, including required fees for 9 courses. 10 (B) Certain expenses excluded. The term 11 'tuition expenses' does not include any amount paid 12 for-- 13 (1) bocks, supplies, and equipment for 14 courses of instruction; 15 ''(11) meals, lodging, transportation, or 16 personal living expenses; 17 '`(111) education below the first-grade 18 level; or 19 (iv) education above the twelfth-grade 20 level. 21 (6) Scholarship or financial assistance. The term 22 'scholarship or financial assistance' means-- 23 (A) a scholarship or fellowship grant (within 24 the meaning of section 117(a)(1)) which is not 25 includible in gross income under section 117; 26 ''(B) an educational assistance allowance under 27 chapter 32, 34, or 35 of title 38, United States 28 Code; or 29 " (C) other financial assistance which-- 30 (1) is for educational expenses, or 31 attributable to attendance at an educational 32 institution, and 33 (11) is exempt from income taxation by any 34 law of the United States (other than a gift, 019720.316 12 1 bequest, devise, or inheritance within the 2 meaning of section 102(a)). 3 : (e) Election. The election provided under subsection 4 (a) shall be made at such time and in such manner as the 5 Secretary shall by regulations prescribe. 6 (b) Disclosure of Information to Attorney General.- 7 Subsection (h) of section 6103 of such Code (relating to 8 disclosure to certain Federal officers and employees fcr tax 9 administration purposes) is amended by adding at the end 10 thereof the following new paragraph: 11 (6) Certain investigations and proceedings 12 regarding cacially discriminatory policies. Upon the 13 request of the Attorney General or the Secretary's CWD 14 motion, the Secretary shall disclose any return or return 15 information which is relevant to-- 16 (A) any investigation conducted by the Attorney 17 General under section 44H (c) with regard to whether 18 an educational institution is following a racially 19 discriminatory policy (within the meaning of section 20 44H (c) (4)), or 21 '`(B) any proceeding which may be brought under 22 section 7408, 23 to any officer or employee of the Department of Justice 24 who is directly and personally involved in such 25 investigation or in preparation for such a proceeding 26 (c) Conforming Amendment. 27 (1) The table of sections for subpart A of part IV of 28 subchapter A of chapter 1 of such Code is amended by 29 inserting after the item relating to section 44G the 30 following: ''Sec. 44H. Tuition expenses. 31 (2) Section 6504 of such Code (relating to cross 32 references with respect to periods of limitation) is 33 amended by adding at the end thereof the following new 19720.316 13 1 paragraph: (12) For disallowance of tuition tax credits because of a declaratory judgment that a school follows a racially discriminatory policy, see section 44H(c) 2 SEC. 4. DECLARATORY JUDGMENT PROCEEDING. 3 (a) In General. Subchapter A of chapter 76 of the 4 Internal Revenue Code of 1954 (relating to judicial 5 proceedings) is amended by redesignating section 7408 as 6 section 7409 and by inserting after section 7407 the 7 following new section: 8 "SEC. 7408. DECLARATORY JUDGMENT RELATING TO RACIALLY 9 DISCRIMINATORY POLICIES OF SCHOOLS. 10 : (a) In General. Upon filing of an appropriate pleading 11 by the Attorney General under subsection (b), the district 12 court of the United States for the district in which an 13 educational institution is located may make a declaration 14 with respect to whether such institution follows a racially 15 discriminatory policy. Any such declaration shall have the 16 force and effect of a final judgment of the district court 17 and shall be reviewable as such. 18 (b) Filing of Pleading. 19 (1) In general The Attorney General is authorized 20 and directed to seek a declaratory judgment under 21 subsection (a) against any educational institution upon-- 22 (A) receipt by the Attorney General within the 23 previous 1-year period of any allegation of 24 discrimination against such institution, and 25 (B) a finding by the Attorney General of good 26 cause. 27 (2) Allegation of discrimination. For purposes of 28 this section, the term 'allegation of discrimination' 29 means an allegation made in writing by any person which 30 alleges with specificity that-- 31 : (A) a named educational institution has 32 committed a racially discriminatory act against a 719720.316 14 1 named student applicant or student within one year 2 preceding the date on which such allegation is made 3 to the Attorney General, or 4 (B) the educational institution made a 5 statement, within one year preceding such date, 6 communicating an intent to follow a racially 7 discriminatory policy. 8 (3) Notice of allegations of discrimination. Upon 9 receipt of any allegation of discrimination made against 10 an educational institution, the Attorney General shall 11 promptly give written notice of such allegation to such 12 institution. 13 (4) Opportunity tc comment. Before any action may 14 be filed against an educational institution by the 15 Attorney General under subsection (a), the Attorney 16 General shall give the institution a fair opportunity to 17 comment on all allegations made against it and to show 18 that the alleged racially discriminatory policy does not 19 exist or has been abandoned. 20 ''(5) Availability cf certain information to 21 complainant. 22 '`(A) In general.--If an allegation of 23 discrimination against an educational institution is 24 made to the Attorney General and the Attorney 25 General-- 26 (i) declines to bring an action under 27 subsection (a) against such institution, or 28 ''(11) enters into a settlement agreement 29 with such institution under subsection (d) before 30 such an action is brought, 31 the Attorney General shall make available to the 32 person who made such allegation the information upon 33 which the Attorney General based the decision not to 34 bring such an action or to enter into such settlement 019720.316 15 1 agreement. The Attorney General shal promptly give 2 written notice to such person that such information 3 is available for his inspection. 4 (B) Privacy laws.-Nothing in this paragraph 5 shall be construed to authorize the Attorney General 6 to disclose any information if such disclosure would than applicable State or Federals 7 violate any law relating to privacy (other ($ 6103) ) 8 (c) Requirements for a Finding of Following a Racially 9 Discriminatory Policy.- district court may declare that an 10 educational institution follows a racially discriminatory 11 policy in an action brought under subsection (a) only if the 12 Attorney General establishes in such action that-- 13 ''(1) the institution has, pursuant to such policy, 14 taken an action discriminating against a student 15 applicant or student within the two years preceding 16 commencement of such action; 17 ''(2) the institution has, within the two years 18 preceding commencement of such action, made a statement 19 communicating an intent to follow a racially 20 discriminatory policy against student applicants or 21 students; or 22 ''(3) the institution has engaged in a pattern of 23 conduct intended to implement a racially discriminatory 24 policy, and that some act in furtherance of this pattern 25 of conduct was committed within two years preceding 26 commencement of such action. 27 (d) Settlements.-- 28 (1) In general.--Prior to, and in lieu of, filing 29 an action under subsection (a), the Attorney General may, 30 at his discretion, enter into a settlement agreement with 31 the educational institution against which an allegation 32 of discrimination has been made if the Attorney General 33 finds that the institution has been acting in good faith 34 and has abandoned its racially discriminatory policy. 019720.316 16 1 ''(2) Violation of settlement agreement. If the 2 Attorney General has entered into a settlement agreement 3 with an educational institution under paragraph (1) and 4 the Attorney General finds that such institution is in 5 violation of such agreement, the Attornev General may-- 6 ''(A) notwithstanding subsection (b) (1) (A), 7 bring an action under subsection (a) without having 8 received any allegation of discrimination against 9 such institution, or 10 (B) bring an action to enforce the terms of 11 such agreement. 12 (3) Copy of settlement agreement to complainant.-- 13 The Attorney General shall give a copy of any settlement 14 agreement which is entered into with any educational 15 institution under paragraph (1) to any person from whom 16 the Attorney General has received an allegation of 17 discrimination against such institution. 18 (e) Retention of Jurisdiction. Any district court 19 which makes a declaration under subsection (a) that an 20 educational institution follows a racially discriminatory 21 policy shall retain jurisdiction of such case. 22 (f) Discontinuance of Racially Discriminatory Policy.-- 23 ''(1) Motion.-- 24 (A) In general.-At any time after the date 25 which is 1 year after the date on which a judgment is 26 entered in an action brought under subsection (a) 27 declaring that an educational institution follows a 28 racially discriminatory policy, such institution may 29 file with the district court a motion to modify such 30 judgment to include a declaration that such 31 institution no longer follows a racially 32 discriminatory policy. 33 : (B) Affidavits.--Any motion filed under 34 subparagraph (A) shall contain affidavits-- 019720.316 17 1 " (1) describing with specificity the ways in abandoned 2 which the educational institution has changed its 3 previous racially discriminatory policy; 4 (ii) describing with specificity the ways 5 in which such institution has taken reasonable 6 steps to communicate its policy of 7 nondiscrimination to students, to faculty, to 8 school administrators, and to the public in the 9 area it serves; 10 (111) averring that such institution has 11 not discriminated against an applicant or student 12 pursuant to a racially discriminatory policy 13 during the preceding year; and 14 '(iv) averring that such institution has 15 complied with the requirements of section 44H (d) 16 (3) (D). 17 (2) Order. If a motion is made under paragraph 18 (1), the district court shall issue an order modifying 19 the judgment entered in the action to include a 20 declaration that the educational institution no longer 21 follows a discriminatory policy unless the Attorney 22 General establishes that-- 23 ''(A) the institution has not in fact stopped 24 following its previous discriminatory policy; 25 ''(B) the institution has committed a racially 26 discriminatory act against an applicant or student 27 within the preceding year; 28 : (C) the institution has made statements within 29 the preceding year communicating an intent to follow 30 a racially discriminatory policy; or 31 (D) the institution has not, in fact, complied 32 with the requirements of clauses (11) and (iv) of 33 paragraph (1) (B). 34 : (3) Appeal of orders.--Any order of the district 019720.316 18 1 court granting or denying a motion made under paragraph 2 (1) shall be reviewable. 3 (g) Attorneys' Fees. If an educational institution 4 prevails in an action under this section, the court may award 5 the institution costs and reasonable attorneys' fees in such 6 action. 7 (h) Definitions. For purposes of this section-- 8 (1) Racially discriminatory policy. The term 9 'racially discriminatory policy' has the meaning given to 10 such term by section 44H (c) (4). 11 ''(2) Bacially discriminatory act.-- 12 '`(A) In general.- An educational institution 13 commits a racially discriminatory act if such 14 institution refuses, on the basis of race, to-- 15 (i) admit any applicant as a student; 16 '(11) admit any student to the rights, 17 privileges, programs, and activities generally 18 made available to students by the educational 19 institution; or 20 ''(111) allow any student to participate in 21 its scholarship, loan, athletic, or other 22 programs. 23 ''(B) Quotas, etc.--The term 'racially 24 discriminatory act' shall not include the failure of 25 such institution to pursue or achieve any racial 26 quota, proportion, or representation in the student 27 body. 28 (C) Race.--The term 'race' shall include color 29 or national origin. 30 (i) Report. Within 90 days of the close of each 31 calendar year, the Attorney General shall submit a report to 32 the Congress concerning the disposition during such calendar 33 year of-- 34 ''(1) any allegations of discrimination received by 019720.316 19 1 the Attorney General, and 2 (2) any actions brought under this section. 3 (b) Conforming Amendment. The table of sections for 4 subchapter A of chapter 76 of such Code (relating to civil 5 actions by the United States) is amended by striking out the 6 item relating to section 7408 and inserting in lieu thereof: "Sec. 7408. Declaratory judgment relating to racially discriminatory policies of schools. "Sec. 7409. cross references. 7 SEC. 5. TAX CREDITS ARE NOT FEDERAL FINANCIAL ASSISTANCE. 8 Tax credits claimed under section 44H of the Internal 9 Revenue Code of 1954 shall not constitute Federal financial 10 assistance to educational institutions or to the recipients 11 of such credits. 12 SEC. 6. EFFECTIVE DATE; SPECIAL RULE. 13 (a) Certification Required. The amendments made by this 14 Act shall not take effect until the Attorney General 15 certifies to the Secretary of the Treasury that, pursuant 16 to-- of Congress 17 (1) an Act joint resolution which has been 18 enacted, or 19 (2) a final decision of the United States Supreme 20 court, 21 the Internal Revenue Code of 1954 prohibits the granting of 22 tax exemption under section 501 (a) by reason of section 501 23 (c) (3) to private educational institutions maintaining a 24 racially discriminatory policy or practice as to students. 25 (b) Application When Certification is Made 25 (1) In general. If the certification described in 27 subsection (a) is made to the Secretary of the Treasury-- 28 (A) except as provided in paragraph (2), the 29 amendments made by section 3 shall apply with respect 30 to expenditures made after the date on which such 31 certification is made to the Secretary of the 32 Treasury in taxable years beginning after December 19720.316 20 1 31, 1982, and ending after such date, and 2 (B) the amendments made by section 4 shall take 3 effect on the date on which such certification is 4 made to the Secretary of the Treasury. 5 (2) NO application before July 31, 1982.-In nc event 6 shall the amendments made by section 3 apply with respect 7 to expenditures made before August 1, 1982. 8 (c) Estimated Income Tax and Wage Withholding.-- 9 (1) Estimated income tax. Any credit allowable to 10 any taxpayer under section 44H of the Internal Revenue 11 Code of 1954 shall not be taken into account under 12 section 6015 (d) in determining the estimated tax cf such 13 taxpayer for any taxable year beginning before January 1, 14 1984. 15 (2) Wage withholding. Any credit allowable under 16 section 44H of such Code shall not be taken into account 17 in determining the number of withholding exemptions to 18 which any taxpayer is entitled under section 3402 of such 19 Code with respect to remuneration paid before January 1. 20 1984. Amend the title to read as follows: To amend the Internal Revenue Code of 1954 tc provide a Federal income tax credit for tuition. Passed the House of Representatives October 6, 1981. Attest: EDMUND L. HENSHAW, JR., Clerk. & 19720.317 1 if-- 2 (1) an order (cther than an order described in 3 section 7488 (f) (2)) is entered in such action which 4 reverses, vacates, remands, or modifies such original 5 judgment, 6 (2) any modification of the original judgment made by 7 reason of the order oescribed in paragraph (1) negates 8 the declaration that such school follows a discriminatory 9 policy, 12 (3) any judgment subsequently entered in such action 11 by reason of an order described in paracraph (1) negates 12 such declaration, and 13 (4) the order described in paragrarh (1) and any 14 judgment described in paracraph (2) or (3) is final and 15 no longer appealable. filed 9/23 019720.322 Calendar No. 97th CONGRESS 2d Session H.R. 1635 [Report No. 97- 1 IN THE SENATE OF THE UNITED STATES October 7, 1981 Read twice and referred to the Committee on Finance September (legislative day, ", 1982 Reported by Mr. Dole, with an amendment to the text and an amendment to the title [Strike out all after the enacting clause and insert the part printed in italic] AN ACT For the relief of the Jefferson County Mental Health Center, Incorporated, and of certain current and former employees thereof. 1 Be it enacted by the Senate and House of Representatives 2 of the United States of America in Congress assembled, That 3 the-Seeretary-of-the-freasury-is-authortzed-and-dipeeted-te 4 payz-eut-ef-any-neney-in-the-Treasury-net-etherwise 5 appreprtated,-te-the-Jeffersen-feunty-Heneat-Heatth-eenterz 6 Ineorperated,-the-sum-ef-$50008-tn-fuft-setttement-ef-att 7 etatms-ef-the-eenter-against-the-tnited-States-fer-repayment 8 ef-amounts-the-eenter-erroneeusty-refunded-te-its-employees 9 fer-seetat-seeurtty-eontrtbuttens-in-th=-peried-after 10 December-34,-4974-and-ptter-te-May-447-49757-pdfsdant-te 11 instpuctions-by-the-Internat-Revenue-Servtee 12 See---Ne-part-of-the-ameunt-appeepttated-in-the-tet-in 13 exeess-ef-40-per-eentum-shatt-be-patd--dettvered-te7-or 14 reeetved-by-any-agent-er-atterney-en-aeseunt-ef-seevtees 019720.322 2 1 readered-in-eenneetten-wtth-this-etatm-and-the-same-shatt-be 2 ualawful,-any-eentraet-to-the-eenteary-netwtthstandtng--An 3 persen-viotating-the-ppovistons-ef-this-seetten-shatt-be 4 eemed-gufley-of-a-misdemeaner-and;-upon-eonvtetien-thereef 5 be-fined-any-sum-net-exeeeding-4,000 6 SECTION 1. SHORT TITLE. 7 This Act may be cited as the ''Educational Opportunity ITALIC 8 and Equity Act of 1982''. 9 SEC. 2. CONGRESSIONAL FINDINGS AND PURPOSES. 10 (a) Findings. The Congress finds that it is the policy 11 of the United States to foster educational opportunity, 12 diversity, and choice for all Americans. Therefore, this Act 13 recognizes that-- 14 (1) pluralism is one of the great strengths of 15 American society, diversity in education is an important 16 contributor to that pluralism, and nonpublic schools play 17 an indispensable role in making that diversity possible; 18 (2) the existence and availability of alternatives to 19 public education tend to strengthen public education 20 through competition and to improve the educational 21 opportunities of all Americans; 22 (3) Americans should have equal opportunities to 23 choose between the education offered by public schools 24 and available in private educational systems and should 25 not be compelled because of economic circumstances to 26 accept education provided by government-created and 27 government-operated school systems, and to force such a 28 selection is an unfair and unjust discrimination against 29 persons of lesser means; 30 (4) increasing numbers of American families are 31 unable to afford nonpublic school tuition in addition to 32 the State and local taxes that go to support public 33 schools, and tax relief for nonpublic school tuition 34 expenses is necessary if American families are to ITALIC 019720.322 ITALIC 3 1 continue to have a meaningful choice between public and 2 private education at the elementary and secondary levels; 3 (5) tax relief in the form of tuition tax credits is 4 the fairest way to extend a choice in education to a wide 5 range of individuals, tax relief in the form of tuition 6 tax credits creates the least possible danger of 7 interference in the lives of individuals and families 8 consistent with achieving these ends, and tax relief in 9 the form of tuition tax credits achieves these ends with 10 a minimum of complexity SO that those for whom the tax 11 relief is intended will be able to understand and take 12 advantage of it; 13 (6) the tax revenue loss occasioned by a tuition tax 14 credit for a child would be small compared to the cost to 15 State and local taxpayers of educating the child at a 16 public school; and 17 (7) equality of educational opportunity is the policy 18 of the United States, and the tax relief afforded by this 19 legislation should not be used to promote racial 20 discrimination. 21 The Congress finds that this Act will expand opportunities 22 for personal liberty, diversity, and pluralism that 23 constitute important strengths of education in America. 24 (b) Purpose.-The primary purpose of this Act is to 25 enhance equality of educational opportunity, diversity, and 26 choice for Americans. 27 SEC. 3. CREDIT FOR TUITION EXPENSES. 28 (a) In General. Subpart A of part IV of subchapter A of 29 chapter 1 of the Internal Revenue Code of 1954 (relating to 30 credits allowable) is amended by inserting after section 44G 31 the following new section: 32 '`SEC. 44H. CREDIT FOR TUITION EXPENSES. 33 : (a) General Rule. At the election of an individual, 34 there shall be allowed as a credit against the tax imposed by ITALIC 019720.322 ITALIC 4 1 this chapter for the taxable year an amount equal to 50 2 percent of the qualified tuition expenses paid by such 3 individual during the taxable year for any qualified 4 dependent. 5 (b) Limitations.-- 6 (1) Maximum dollar amount per qualified 7 dependent. 8 (A) In general. The amount of the credit 9 allowable to the taxpayer under subsection (a) with 10 respect to any qualified dependent for any taxable 11 year shall not exceed the applicable amount. 12 (B) Applicable amount.--For purposes of this 13 paragraph, the term 'applicable amount' means the 14 excess, if any, of-- 15 (1) $300, over 16 ''(11) 3 percent (6 percent in the case of a 17 married individual who does not file a joint 18 return) of the amount, if any, by which the 19 adjusted gross income of the taxpayer for the 20 taxable year exceeds $40,000 ($20,000 in the case 21 of such married individual). 22 (C) Transitional rule.--For taxable years 23 beginning after December 31, 1982, and before January 24 1, 1985, subparagraph (B) shall be applied-- 25 : (1) in taxable years beginning in 1983, by 26 substituting-- 27 (I) '$100' for '$300', 28 (II) '1 percent' for '3 percent', and 29 (III) '2 percent' for '6 percent', and 30 (11) in taxable years beginning in 1984, by 31 substituting-- 32 (I) '$200' for '$300', 33 (II) '2 percent' for '3 percent' , and 34 (III) '4 percent' for '6 percent'. ITALIC ITALIC 019720.322 5 1 " (2) Credit not to exceed tax liability. The credit 2 allowed by subsection (a) shall not exceed the tax 3 imposed by this chapter for the taxable year, reduced by 4 the sum of the credits allowable under a section of this 5 subpart having a lower number or letter designation than 6 this section, other than credits allowable by sections 7 31, 39, and 43. 8 :. (c) Credit Denied for Amounts Paid to Racially 9 Discriminatory Institutions. 10 : (1) Declaratory judgment entered. 11 : (A) In general No credit shall be allowed 12 under this section for any amount paid to an 13 educational institution during any taxable year if-- 14 : (1) within the calendar year ending with or 15 within such taxable year or in any preceding 16 calendar year- 17 (I) a judgment has been entered by a 18 district court of the United States under 19 section 7408 (regardless of whether such 20 judgment is appealed) declaring that such 21 educational institution follows a racially 22 discriminatory policy, or 23 : (II) an order by any United States 24 Court of Appeals has been made which, by its 25 terms, requires the district court to enter 26 such a judgment, and 27 " (ii) no order described in section 7408 (f) 28 (2) with respect to such educational institution 29 has been entered which is in effect for the 30 calendar year ending with or within such taxable 31 year. 32 (B) Reversals of declaratory judgments or 33 orders 34 " (1) In general. --A judgment or order ITALIC 019720.322 ITALIC 6 1 described in subparagraph (A) (1) entered in an 2 action brought with respect to an educational 3 institution shall not be taken into account under 4 subparagraph (A) for any taxable year if, after 5 all appeals in such action have been concluded or 6 the time for filing such appeals has expired, the 7 declaration contained in such judgment, or 8 required to be entered under the terms of such 9 order, that such institution has followed a 10 racially discriminatory policy is negated (other 11 than by reason of an order described in section 12 7408 (f) (2)). 13 (11) Waiver of limitations.-- 14 Notwithstanding section 6511 (a) or any other 15 period of limitation or lapse of time, a claim 16 for credit or refund of overpayment of the tax 17 imposed by this chapter which arises by reason of 18 this subparagraph may be filed by any person at 19 any time within the 1-year period beginning on 20 the earlier of-- 21 (I) the date on which all appeals with 22 respect to the judgment or order described in 23 subparagraph (A) (1) have been concluded, or 24 (II) the date on which the time for 25 such appeals has expired. 26 Sections 6511 (b) and 6514 shall not apply to any 27 claim for credit or refund filed under this 28 subparagraph within such 1-year period. 29 : (C) Stay of declaratory judgment.- 30 (1) In general. Any judgment or order 31 described in subparagraph (A) (1) shall not be 32 taken into account under subparagraph (A) for any 33 taxable year if such judgment or order is stayed 34 as of the close of such taxable year. ITALIC 019720.322 ITALIC 7 1 (ii) Removal of stay. If a stay entered 2 against a judgment or order described in 3 subparagraph (A) (1) is vacated-- 4 (I) this subparagraph shall not apply 5 with respect to such judgment or order for 6 any taxable year preceding the taxable year 7 in which such stay is vacated, and 8 (II) notwithstanding any other 9 provision of this title or of any other law, 10 the statutory period for the assessment of a 11 deficiency attributable to the disallowance 12 of any credit under this section by reason of 13 this clause shall not expire before the date 14 which is 3 years after the close of the 15 calendar year in which such stay is removed. 16 " (D) Waiver of limitations if institution ceases 17 to discriminate. Notwithstanding section 6511 (a) or 18 any other period of limitation or lapse of time, a 19 claim for credit or refund of overpayment of the tax 20 imposed by this chapter which arises by reason of a 21 reversal of any order denying a motion under section 22 7408 (f) (1) (A) may be filed by any person at any 23 time within the 1-year period beginning on the date 24 on which such reversal is made. Sections 6511 (B) and 25 6514 shall not apply to any claim for credit or 26 refund filed under this subparagraph within such 1- 27 year period. 28 : (2) Required statements. 29 : (A) Statements furnished by institutions to the 30 Secretary. No credit shall be allowed under 31 subsection (a) for amounts paid to any educational 32 institution during the taxable year if such 33 educational institution has not filed with the 34 Secretary (in such manner and form as the Secretary ITALIC ITALIC 019720.322 8 1 shall by regulation prescribe) within 30 days after 2 the close of the calendar year ending with or within 3 such taxable year a verified statement which-- 4 " (1) declares that such institution has not 5 followed a racially discriminatory policy during 6 such calendar year; 7 : (11) indicates whether-- 8 (I) a declaratory judgment or order 9 described in paragraph (1) (A) (1) has been 10 entered against such institution in an action 11 brought under section 7408; 12 : (II) a stay against such judgment or 13 order is in effect; and 14 (III) an order described in section 15 7408 (f) (2) is in effect; and 16 (111) attests that such institution has 17 complied with the requirements of subsection (d) 18 (3) (D) during such calendar year. 19 .. (B) Statements furnished to taxpayers. Except 20 as otherwise provided by regulations, within 30 days 21 after the close of the calendar year to which the 22 statement described in subparagraph (A) relates, the 23 educational institution shall furnish a copy of such 24 statement to all persons who paid tuition expenses to 25 the institution in the calendar year to which such 26 statement relates. 27 (C) Statements furnished by taxpayers to the 28 Secretary. No credit shall be allowed to a taxpayer 29 under subsection (a) for amounts paid to an 30 educational institution during the taxable year if 31 the taxpayer does not attach to the return on which 32 the taxpayer claims the credit the statement 33 described in subparagraph (A) which is furnished by 34 such institution for the calendar year ending with or ITALIC ITALIC 019720.322 9 1 within such taxable year of the taxpayer. 2 : (3) Enforcement responsibility. The Attorney 3 General shall have exclusive authority under this 4 subsection to investigate and to determine whether an 5 educational institution is following a racially 6 discriminatory policy. 7 (4) Racially discriminatory policy. For purposes 8 of this subsection-- 9 (A) In general. An educational institution 10 follows a racially discriminatory policy if such 11 institution refuses, on the basis of race, to-- 12 (1) admit applicants as students; 13 (11) admit students to the rights, 14 privileges, programs, and activities generally 15 made available to students by the educational 16 institution; or 17 (111) allow students to participate in its 18 scholarship, loan, athletic, or other programs. 19 (B) Quotas, etc.--The term 'racially 20 discriminatory policy' shall not include failure of 21 any educational institution to pursue or achieve any 22 racial quota, proportion, or representation in the 23 student body. 24 : (C) Race.--The term 'race' shall include color 25 or national origin. 26 " (d) Definitions. For purposes of this section-- 27 (1) Qualified tuition expenses. The term 28 'qualified tuition expenses' means the excess of-- 29 (A) the amount of tuition expenses paid by the 30 taxpayer during the taxable year to any eligible 31 educational institution for any qualified dependent 32 of such taxpayer, over 33 (B) any scholarship or financial assistance 34 paid during such taxable year to such qualified ITALIC 019720.322 ITALIC 10 1 dependent or to the taxpayer with respect to such 2 qualified dependent. 3 (2) Qualified dependent. The term 'qualified 4 dependent' means any individual-- 5 (A) who is a dependent of the taxpayer (other 6 than an individual described in paragraph (4), (5), 7 (7), or (8) of section 152 (a)), 8 : (B) who has not attained 20 years of age at the 9 close of the taxable year, and 10 (C) with respect to whom a deduction under 11 section 151 is allowable to the taxpayer for the 12 taxable year. 13 (3) Eligible educational institution. The term 14 'eligible educational institution' means an educational 15 institution-- 16 (A) which provides a full-time program of 17 elementary or secondary education; 18 (B) which is a privately operated, not-for- 19 profit, day or residential school; 20 (C) which is exempt from taxation under section 21 501(a) as an organization described in section 22 501(c) (3), including church-operated schools to which 23 subsections (a) and (b) of section 508 do not apply; 24 (D) which includes in any published by-laws, 25 advertisements, admission application forms and other 26 such published materials, a statement (in such form 27 and manner as the Secretary may by regulations 28 prescribe) that it does not discriminate against 29 student applicants or students on the basis of race; 30 (E) which does not have an admissions policy 31 that discriminates against handicapped children; and 32 (F) attendance at which satisfies the 33 requirements of any law of the State in which-- 34 ''(1) such institution is located, or ITALIC ITALIC 019720.322 11 1 : (11) the qualified dependent of the 2 taxpayer resides, 3 which requires children to attend school. 4 : (4) Admissions policy which discriminates against 5 handicapped children.-- 6 (A) In general. An educational institution has 7 an admissions policy which discriminates against 8 handicapped children if such institution refuses to 9 admit otherwise qualified applicants solely on the 10 basis of their handicap. 11 " (B) Inability to meet special needs.--An 12 educational institution which denies admission to any 13 handicapped child shall not be treated as having an 14 admissions policy which discriminates against 15 handicapped children if such admission is denied 16 because such institution does not have the special 17 facilities or programs or specially qualified 18 personnel to accommodate such handicapped child. 19 " (C) Handicapped children. The term 20 'handicapped children' has the same meaning given 21 such term by section 602 (1) of the Education of the 22 Handicapped Act (20 U.S.C. 1401). 23 : (5) Tuition expenses.-- 24 ''(A) In general. The term 'tuition expenses' 25 means tuition and fees paid for the full-time 26 enrollment or attendance of a student at an 27 educational institution, including required fees for 28 courses. 29 : (B) Certain expenses excluded. The term 30 'tuition expenses' does not include any amount paid 31 for-- 32 .. (1) books, supplies, and equipment for 33 courses of instruction; 34 " (11) meals, lodging, transportation, or ITALIC ITALIC 019720.322 12 1 personal living expenses; 2 (111) education below the first-grade 3 level; or 4 (iv) education above the twelfth-grade 5 level. 6 (6) Scholarship or financial assistance.- The term 7 'scholarship or financial assistance' means-- 8 (A) a scholarship or fellowship grant (within 9 the meaning of section 117(a)(1)) which is not 10 includible in gross income under section 117; 11 (B) an educational assistance allowance under 12 chapter 32, 34, or 35 of title 38, United States 13 Code; or 14 (C) other financial assistance which-- 15 (1) is for educational expenses, or 16 attributable to attendance at an educational 17 institution, and 18 (11) is exempt from income taxation by any 19 law of the United States (other than a gift, 20 bequest, devise, or inheritance within the 21 meaning of section 102(a)). 22 : (e) Election. The election provided under subsection 23 (a) shall be made at such time and in such manner as the 24 Secretary shall by regulations prescribe. 25 (b) Disclosure of Information to Attorney General.-- 26 Subsection (h) of section 6103 of such Code (relating to 27 disclosure to certain Federal officers and employees for tax 28 administration purposes) is amended by adding at the end 29 thereof the following new paragraph: 30 (6) Certain investigations and proceedings 31 regarding racially discriminatory policies. Upon the 32 request of the Attorney General or the Secretary's own 33 motion, the Secretary shall disclose any return or return 34 information which is relevant to-- ITALIC ITALIC 019720.322 13 1 : (A) any investigation conducted by the Attorney 2 General under section 44H (c) with regard to whether 3 an educational institution is following a racially 4 discriminatory policy (within the meaning of section 5 44H (c) (4)), or 6 (B) any proceeding which may be brought under 7 section 7408, 8 to any officer or employee of the Department of Justice 9 who is directly and personally involved in such 10 investigation or in preparation for such a proceeding. 11 (c) Conforming Amendment. 12 (1) The table of sections for subpart A of part IV of 13 subchapter A of chapter 1 of such Code is amended by 14 inserting after the item relating to section 44G the 15 following: ''Sec. 44H. Tuition expenses. 16 (2) Section 6504 of such Code (relating to cross 17 references with respect to periods of limitation) is 18 amended by adding at the end thereof the following new 19 paragraph: (12) For disallowance of tuition tax credits because of a declaratory judgment that a school follows a racially discriminatory policy, see section 44H(c) 20 SEC. 4. DECLARATORY JUDGMENT PROCEEDING. 21 (a) In General. Subchapter A of chapter 76 of the 22 Internal Revenue Code of 1954 (relating to judicial 23 proceedings) is amended by redesignating section 7408 as 24 section 7409 and by inserting after section 7407 the 25 following new section: 26 ''SEC. 7408. DECLARATORY JUDGMENT RELATING TO RACIALLY 27 DISCRIMINATORY POLICIES OF SCHOOLS. 28 (a) In General. Upon filing of an appropriate pleading 29 by the Attorney General under subsection (b), the district 30 court of the United States for the district in which an 31 educational institution is located may make a declaration ITALIC ITALIC 019720.322 14 1 with respect to whether such institution follows a racially 2 discriminatory policy. Any such declaration shall have the 3 force and effect of a final judgment of the district court 4 and shall be reviewable as such. 5 (b) Filing of Pleading. 6 (1) In general. The Attorney General is authorized 7 and directed to seek a declaratory judgment under 8 subsection (a) against any educational institution upon-- 9 : (A) receipt by the Attorney General within the 10 previous 1-year period of any allegation of 11 discrimination against such institution, and 12 (B) a finding by the Attorney General of good 13 cause. 14 " (2) Allegation of discrimination.- For purposes of 15 this section, the term 'allegation of discrimination' 16 means an allegation made in writing by any person which 17 alleges with specificity that-- 18 (A) a named educational institution has 19 committed a racially discriminatory act against a 20 named student applicant or student within one year 21 preceding the date on which such allegation is made 22 to the Attorney General, or 23 : (B) the educational institution made a 24 communication, within one year preceding such date, 25 expressing that the institution follows a racially 26 discriminatory policy. 27 (3) Notice of allegations of discrimination. Upon 28 receipt of any allegation of discrimination made against 29 an educational institution, the Attorney General shall 30 promptly give written notice of such allegation to such 31 institution. 32 (4) Opportunity to comment. Before any action may 33 be filed against an educational institution by the 34 Attorney General under subsection (a), the Attorney ITALIC ITALIC 019720.322 15 1 General shall give the institution a fair opportunity to 2 comment on all allegations made against it and to show 3 that the alleged racially discriminatory policy does not 4 exist or has been abandoned. 5 (5) Availability of certain information to 6 complainant. 7 (A) In general. If an allegation of 8 discrimination against an educational institution is 9 made to the Attorney General and the Attorney 10 General-- 11 (1) declines to bring an action under 12 subsection (a) against such institution, or 13 (11) enters into a settlement agreement 14 with such institution under subsection (d) before 15 such an action is brought, 16 the Attorney General shall make available to the 17 person who made such allegation the information upon 18 which the Attorney General based the decision not to 19 bring such an action or to enter into such settlement 20 agreement. The Attorney General shall promptly give 21 written notice to such person that such information 22 is available for his inspection. 23 : (B) Privacy laws. Nothing in this paragraph 24 shall be construed to authorize or require the 25 Attorney General to disclose any information if such 26 disclosure would violate any applicable State or 27 Federal law relating to privacy. 28 :. (c) Requirements for a Finding of Following a Racially 29 Discriminatory Policy.- district court may declare that an 30 educational institution follows a racially discriminatory 31 policy in an action brought under subsection (a) only if the 32 Attorney General establishes in such action that-- 33 (1) the institution has, pursuant to such policy, 34 committed a racially discriminatory act against a student ITALIC ITALIC 019720.322 16 1 applicant or student within the two years preceding 2 commencement of such action; 3 (2) the institution has, within the two years 4 preceding commencement of such action, made a 5 communication expressing that it follows a racially 6 discriminatory policy against student applicants or 7 students; or 8 : (3) the institution has engaged in a pattern of 9 conduct intended to implement a racially discriminatory 10 policy, and that some act in furtherance of this pattern 11 of conduct was committed within two years preceding 12 commencement of such action. 13 : (d) Settlements. 14 (1) In general. Prior to, and in lieu of, filing 15 an action under subsection (a), the Attorney General may, 16 at his discretion, enter into a settlement agreement with 17 the educational institution against which an allegation 18 of discrimination has been made if the Attorney General 19 finds that the institution has been acting in good faith 20 and has abandoned its racially discriminatory policy. 21 (2) Violation of settlement agreement. If the 22 Attorney General has entered into a settlement agreement 23 with an educational institution under paragraph (1) and 24 the Attorney General finds that such institution is in 25 violation of such agreement, the Attorney General may-- 26 " (A) notwithstanding subsection (b) (1) (A), 27 bring an action under subsection (a) without having 28 received any allegation of discrimination against 29 such institution, or 30 .. (B) bring an action to enforce the terms of 31 such agreement. 32 : (3) Copy of settlement agreement to complainant.-- 33 The Attorney General shall give a copy of any settlement 34 agreement which is entered into with any educational ITALIC ITALIC 019720.322 17 1 institution under paragraph (1) to any person from whom 2 the Attorney General has received an allegation of 3 discrimination against such institution. 4 (e) Retention of Jurisdiction.- Any district court 5 which makes a declaration under subsection (a) that an 6 educational institution follows a racially discriminatory 7 policy shall retain jurisdiction of such case. 8 (f) Discontinuance of Racially Discriminatory Policy.-- 9 " (1) Motion. 10 (A) In general. At any time after the date 11 which is 1 year after the date on which a judgment is 12 entered in an action brought under subsection (a) 13 declaring that an educational institution follows a 14 racially discriminatory policy, such institution may 15 file with the district court a motion to modify such 16 judgment to include a declaration that such 17 institution no longer follows a racially 18 discriminatory policy. 19 (B) Affidavits.- Any motion filed under 20 subparagraph (A) shall contain affidavits-- 21 : (1) describing with specificity the ways in 22 which the educational institution has abandoned 23 its previous racially discriminatory policy; 24 : (11) describing with specificity the ways 25 in which such institution has taken reasonable 26 steps to communicate its policy of 27 nondiscrimination to students, to faculty, to 28 school administrators, and to the public in the 29 area it serves; 30 (111) averring that such institution has 31 not, during the preceding year-- 32 (I) committed a racially discriminatory 33 act against a student applicant or student 34 pursuant to a racially discriminatory policy, ITALIC 019720.322 ITALIC 18 1 : (II) made a communication expressing 2 that it follows a racially discriminatory 3 policy against student applicants or 4 students; or 5 (III) engaged in a pattern of conduct 6 intended to implement a caciamnitted 7 discriminatory policy, and that some act in 8 furtherance of this pattern of conduct: has 9 been committed during the preceding year and 10 : (iv) averring that such institution has 11 complied with the requirements of section 44H (d) 12 (3) (D). 13 " (2) Order. If a motion is made under paragraph 14 (1), the district court shall issue an order modifying 15 the judgment entered in the action to include a 16 declaration that the educational institution no longer 17 follows a racially discriminatory policy unless the 18 Attorney General establishes that-- 19 " (A) any affidavit provided by the institution 20 under paragraph (1) (B) is false; 21 (B) the institution has, during the preceding 22 year, committed any act, made any communication, or 23 engaged in any pattern of conduct described in 24 paragraph (1) (B) (111); or 25 (C) the institution has not, in fact, complied 26 with the requirements of clauses (11) and (iv) of 27 paragraph (1) (B). 28 : (3) Appeal of orders. Any order of the district 29 court granting or denying a motion made under paragraph 30 (1) shall be reviewable. 31 ''(g) Attorneys' Fees. If an educational institution 32 prevails in an action under this section, the court may award 33 the institution costs and reasonable attorneys' fees in such ITALIC 019720.322 ITALIC 19 1 action. 2 " (h) Definitions. For purposes of this section-- 3 : (1) Racially discriminatory policy. The term 4 'racially discriminatory policy' has the meaning given to 5 such term by section 44H (c) (4). 6 (2) Racially discriminatory act.-- 7 : (A) In general. An educational institution 8 commits a racially discriminatory act if such 9 institution refuses, on the basis of race, to-- 10 : (i) admit any applicant as a student; 11 " (ii) admit any student to the rights, 12 privileges, programs, and activities generally 13 made available to students by the educational 14 institution; or 15 : (iii) allow any student to participate in 16 its scholarship, loan, athletic, or other 17 programs. 18 : (B) Quotas, etc.--The term 'racially 19 discriminatory act' shall not include the failure of 20 such institution to pursue or achieve any racial 21 quota, proportion, or representation in the student 22 body. 23 : (C) Race. The term 'race' shall include color 24 or national origin. 25 : (i) Report. Within 90 days of the close of each 26 calendar year, the Attorney General shall submit a report to 27 the Congress concerning the disposition during such calendar 28 year of-- 29 : (1) any allegations of discrimination received by 30 the Attorney General, and 31 " (2) any actions brought under this section. 32 (b) Conforming Amendments. 33 (1) The table of sections for subchapter A of chapter 34 76 of such Code (relating to civil actions by the United ITALIC ITALIC 019720.322 20 1 States) is amended by striking out the item relating to 2 section 7408 and inserting in lieu thereof: ''Sec. 7408. Declaratory judgment relating to racially discriminatory policies of schools. ''Sec. 7409. Cross references. 3 (2) Section 2201 of title 28, United States Code 4 (relating to creation of declaratory judgment remedy) is 5 amended by striking out 'section 7428'' and inserting in 6 lieu thereof ''section 7408 or 7428 7 SEC. 5. TAX CREDITS ARE NOT FEDERAL FINANCIAL ASSISTANCE. 8 Tax credits claimed under section 44H of the Internal 9 Revenue Code of 1954 shall not constitute Federal financial 10 assistance to educational institutions or to the recipients 11 of such credits. 12 SEC. 6. EFFECTIVE DATE; SPECIAL RULE. 13 (a) Certification Required. The amendments made by this 14 Act shall not take effect until the Attorney General 15 certifies to the Secretary of the Treasury that, pursuant 16 to-- 17 (1) an Act of Congress which has been enacted, or 18 (2) a final decision of the United States Supreme 19 Court, 20 the Internal Revenue Code of 1954 prohibits the granting of 21 tax exemption under section 501 (a) by reason of section 501 22 (c) (3) to private educational institutions maintaining a 23 racially discriminatory policy or practice as to students. 24 (b) Application When Certification is Made. 25 (1) In general. If the certification described in 26 subsection (a) is made to the Secretary of the Treasury-- 27 (A) except as provided in paragraph (2), the 28 amendments made by section 3 shall apply with respect 29 to expenditures made after the date on which such 30 certification is made to the Secretary of the 31 Treasury in taxable years beginning after December 32 31, 1982, and ending after such date, and ITALIC ITALIC 019720.322 21 1 (B) the amendments made by section 4 shall take 2 effect on the date on which such certification is 3 made to the Secretary of the Treasury. 4 (2) NO application before July 31, 1983. In no event 5 shall the amendments made by section 3 apply with respect 6 to expenditures made before August 1, 1983. 7 (c) Estimated Income Tax and Wage Withholding.- 8 (1) Estimated income tax. Any credit allowable to 9 any taxpayer under section 44H of the Internal Revenue 10 Code of 1954 shall not be taken into account under 11 section 6015 (d) in determining the estimated tax of such 12 taxpayer for any taxable year beginning before January 1, 13 1984. 14 (2) Wage withholding. Any credit allowable under 15 section 44H of such Code shall not be taken into account 16 in determining the number of withholding exemptions to 17 which any taxpayer is entitled under section 3402 of such 18 Code with respect to remuneration paid before January 1, ITALIC 19 1984. Amend the title to read as follows: To amend the Internal Revenue Code of 1954 to provide a Federal income tax credit for tuition. Passed the House of Representatives October 6, 1981. Attest: EDMUND L. HENSHAW, JR., Clerk.