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FOIA Number: 2013-0306-F FOIA MARKER This is not a textual record. This is used as an administrative marker by the William J. Clinton Presidential Library Staff. Collection/Record Group: Clinton Presidential Records Subgroup/Office of Origin: Communications Series/Staff Member: Subject Files Subseries: OA/ID Number: 14294 FolderID: Folder Title: 18. Global Warming / Climate Control 1997 [AFL-CIO] Stack: Row: Section: Shelf: Position: S 91 1 9 2 Withdrawal/Redaction Sheet Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 001. profile DOB (Partial) (1 page) n.d. b(6) 002. profile DOB (Partial); POB (Partial) (I page) 08/1997 b(6) COLLECTION: Clinton Presidential Records Communications Subject Files OA/Box Number: 14294 FOLDER TITLE: 18. Global Warming / Climate Control 1997 [AFL-CIO] 2013-0306-F im1348 RESTRICTION CODES Presidential Records Act - |44 U.S.C. 2204(a)] Freedom of Information Act - 15 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRAJ b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office |(a)(2) of the PRA b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute ((a)(3) of the PRA] an agency |(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or h(3) Release would violate a Federal statute ((b)(3) of the FOIA] financial information |(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information |(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy |(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes l(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. CLAIM ON U.S. COMPETITIVENESS/JOBS MOVING OVERSEAS CLAIM: A global warming treaty, particularly one without developing country commitments, would injure U.S. competitiveness and send jobs overseas. FACT: There is no substantive evidence to support this claim. A review of the academic literature demonstrates, "that there is little to document the view that environmental regulations have had a measurably adverse effect on competitiveness. studies attempting to measure the effect of environmental regulations on net exports, overall trade flows, and plant-location decisions have produced estimates that are small, statistically insignificant, or not robust to tests of model specification." (Sources: Jaffe, Peterson, Portney, and Stavins, "Environmental Regulation and International Competitiveness: What Does the Evidence Tell Us?" Resources for the Future, Discussion Paper 94-08) While there is limited empirical literature on the specific impacts of carbon policies, a number of factors suggest that reducing carbon emissions is unlikely to have a serious negative effect on U.S. jobs and competitiveness: Most emissions come from sectors which cannot move overseas. Transportation and buildings, for example, account for roughly two-thirds of U.S. emissions. (Source: U.S. Climate Action Report, 1997) Energy costs for manufacturing industries average just 2.2 percent of total costs (Source: 1995 Annual Census of Manufacturers), making it highly unlikely that shifts in the relative price of energy would affect location decisions or trade flows. Substantial differentials in energy prices between countries already exist. For example, the price of a barrel of heavy fuel oil in Venezuela in 1994 was $5.06 compared with $13.65 in the United States, yet American firms did not generally flee to Venezuela. (Source: Statistical Abstract 1996. Table 1359, page 848) Certain energy intensive industries, accounting for some 2-3 percent of total industrial output, are more sensitive to shifts in relative energy prices. However, the economic literature illustrates that the effects on these industries would vary tremendously depending on which emissions reduction policies are chosen. (Source: "The Costs of Climate Protection: A Guide for the Perplexed", Robert Repetto and Duncan Austin, World Resources Institute, 1997) The Clinton Administration has made no determination about emissions reductions policies to be implemented, yet has tended to favor those, such as joint implementation, which are widely regarded as having the greatest potential to reduce the overall costs. (Sources: U.S. Climate Protocol Framework, January 1997; "The Costs of Climate Protection: A Guide for the Perplexed", Robert Repetto and Duncan Austin, World Resources Institute, 1997) The Clinton Administration has taken a firm stand on developing country obligations, consistently making it clear that any climate treaty must include meaningful developing country commitments. (Sources: U.S. Climate Protocol Framework, January 1997; Speech by President Clinton to the UN General Assembly, June 1997) CLAIM ON ECONOMIC DAMAGE CLAIM: The Administration's plans on climate change would devastate the economy -- raising unemployment, significantly reducing GDP, and costing hundreds of thousands of American jobs. FACT: The Clinton Administration has made no determination about specific emissions reduction policies to be implemented, and has consistently emphasized the importance of securing reductions in the most cost- effective way possible. President Clinton's priority is and will remain sustaining a healthy and robust economy. Since the President took office, the private sector of the economy has grown at more than twice the rate of the previous four years, business investment has boomed at a rate not seen since the Kennedy Administration, unemployment is at a 24 year low, and 12.9 million new jobs have been created. (Sources: Bureau of Economic Analysis, Department of Commerce; Bureau of Labor Statistics, Department of Labor) More than 2,300 economists, including eight Nobel Laureates, agree that taking preventive steps to confront climate change is justified and that it is possible to do so without harming American living standards. In fact, they state that long-term productivity could be improved by such steps. (Source: Economists' Statement on Climate Change, January 1997) A review of the economic literature suggests that the costs of achieving emissions reductions would vary enormously, from substantially negative to slightly positive, depending on which specific policies are chosen. (Source: "The Costs of Climate Protection: A Guide for the Perplexed", Robert Repetto and Duncan Austin, World Resources Institute, 1997) While the Administration has not decided on a specific level or timeframe for emissions reductions, nor the policies by which reductions would be achieved, it has tended to favor policies, such as joint implementation, which are widely regarded as having the greatest potential to reduce the overall costs. (Sources: U.S. Climate Protocol Framework, January 1997; "The Costs of Climate Protection: A Guide for the Perplexed". Robert Repetto and Duncan Austin. World Resources Institute, 1997) "I have devoted my passion and the best ideas I could come up with 10 try to get this country in good shape economically and socially. But I do believe it is folly for us to believe that we can go into the next century without a strategy that says we 're going to be responsible and we 're going to do our part and lead the world on environmental issues Let's find a way to preserve the environment, to meet our international responsibilities, to meet our responsibilities to our children, and grow the economy at the same time. President Clinton CLAIM ON ENERGY INTENSIVE INDUSTRIES CLAIM: Industries that are particularly energy intensive would be especially hard hit by any actions to limit or reduce carbon emissions. This conclusion is supported by the Department of Energy's own Argonne Lab study. FACT: Impacts on energy intensive industries and on the economy as a whole from limitations on carbon emissions will depend on the level of reductions sought and on the policies used to achieve them. The Administration has made no decisions in either area. The Department of Energy's Argonne Lab study assumes fuel price scenarios that fail to account for key policies that have the potential to substantially reduce the cost of emissions reductions, including multi-year emissions budgets, international emissions trading, and joint implementation. These are policies for which the Administration has expressed support. (Sources: U.S. Department of Energy; U.S. Climate Protocol Framework, January 1997) While the six energy intensive industries that the Argonne study focused on would tend to be more sensitive to shifts in relative energy prices, the economic literature illustrates that such shifts would vary tremendously depending on the specific emissions reduction policies chosen. (Source: "The Costs of Climate Protection: A Guide for the Perplexed." Robert Repetto and Duncan Austin, World Resources Institute, 1997) CLAIM ON SCIENTIFIC UNCERTAINTY CLAIM: Enormous scientific uncertainty exists about the issue of global warming. Predictions of future warming are highly speculative. Any meaningful action should wait until the science is better understood. FACT: Global warming has been extensively studied by the international scientific community. The existing scientific consensus provides overwhelming evidence of the need to take action to reduce emissions. The Intergovernmental Panel on Climate Change (IPCC) is the authoritative international scientific source on this issue. It includes the work of over 2,000 of the world's leading climate experts from some 60 countries. The IPCC was created to provide decisionmakers with the very best information about climate change, about the human role in it, and about the impacts to humankind were the climate system to change. (Source: Dr. Daniel Albritton, Director of the Aeronomy Lab, NOAA, Briefing for Reporters, July 24, 1997) Over 2,700 scientists familiar with the causes and effects of climate change have endorsed the IPCC's work. (Source: Scientists' Statement on Global Climatic Disruption. June 1997) In its Second Assessment Report completed in 1995, the IPCC concluded that: Greenhouse gas concentrations (carbon dioxide, methane, and nitrous oxide) have increased substantially since pre-industrial times. The Earth's climate has changed over the past century, including rising global temperatures and sea levels, precipitation increases over land in high Northern latitudes, and particularly hot temperatures in recent years. "The balance of evidence suggests a discernible human influence on global climate." The magnitude, timing, and geographic pattern of temperature changes observed over the last century are unlike any ever seen in the natural record and track closely with models projecting the effects of human activities. Future climate changes are expected. Projected warming in the next century of 2.0-6.5 degrees F would be faster than any seen in 10,000 years and is expected to cause sea level rise of up to 3 feet, increased frequency and intensity of floods and droughts, and other factors which could produce severe impacts on humankind. Uncertainties still exist. "Surprises" are virtually inevitable, as the complex climate system reacts to rapid changes in the atmospheric concentrations of greenhouse gases. (Source for the above: IPCC Second Assessment Report, Summary for Policymakers) As greenhouse gases emitted today will remain in the atmosphere for decades, reversing climate change is a very slow process. The longer we wait, the more serious a legacy we leave for future generations. (Source: Dr. Jerry Mahlman, Director of the Geophvsical Fluid Dynamics Laboratory, NOAA, Briefing at the U.S. Department of State, March 10. 1997)) CLAIM ON NEW TAXES CHARGE: The Administration's answer to climate change will be to impose more taxes. FACT: The Administration has not endorsed any particular implementation plan to address climate change. The President does not want to raise taxes. In fact, he has just signed an agreement to cut taxes while balancing the budget. There are a number of mechanisms that could be used to reduce greenhouse gas emissions. Modelers and other climate change policy experts sometimes focus on options that could increase revenues, but most consider revenue neutral policies to be a natural baseline. (Source: "The Costs of Climate Protection: A Guide for the Perplexed". Robert Repetto and Duncan Austin, World Resources Institute, 1997) At this point, the Administration is not ruling anything in or out with respect to various policies to address climate change. CLAIM ON PRESENT EFFECTS CLAIM: There is no detectable evidence that human-induced global warming is occurring. Changes over the past century are nothing more than natural variability in the climate system. FACT: The clear scientific consensus is that human influence on the climate system is now discernible. Furthermore, it is virtually unanimously agreed within the international scientific community that increasing greenhouse gas emissions will cause accelerated warming within the next century. The Intergovernmental Panel on Climate Change (IPCC) is the authoritative international scientific source on this issue. It includes the work of over 2,000 of the world's leading climate experts from some 60 countries. The IPCC was created to provide decisionmakers with the very best information about climate change, about the human role in it, and about the impacts to humankind were the climate system to change. (Source: Dr. Daniel Albritton, Director of the Aeronomy Lab. NOAA. Briefing for Reporters, July 24, 1997) Over 2,700 scientists familiar with the causes and effects of climate change have endorsed the IPCC's work. (Source: Scientists' Statement on Global Climatic Disruption, June 1997) The IPCC's 1995 Second Assessment Report concluded that, "The balance of evidence suggests a discernible human influence on global climate." The magnitude, timing, and geographic pattern of temperature changes observed over the last century are unlike any seen in the natural record and track closely with models projecting the effects of human activities. (Source: IPCC Second Assessment Report: Summary for Policymakers) Any warming and resulting climate effects that have been felt up to now are small when compared to what is likely for the next century. Even under its most conservative estimate, the IPCC concludes that the rate of warming in the next century will be greater than any seen in the last 10,000 years. The impacts are predicted to include rising sea levels, an increase in the frequency and intensity of severe weather (such as floods and droughts), the spread of infectious diseases into new areas, changes in agricultural productivity, and the shifting or disappearance of some natural ecosystems. (Source: IPCC Second Assessment Report) "There is no debate among any statured scientists of what is happening The only debate is the rate at which it's happening Scientists, by nature, are very conservative They don't want to overstate things. In this debate, the skeptics are atypical of the general scientific community. The irony is that when you find scientists who are adamant on any side, they look very curious within the scientific community. But to the general public, they come across as the most knowledgeable and authoritative of all.' -- Harvard University earth scientist James McCarthy, The Washington Post, 5/25/97 CLAIM THAT THE PRESIDENT IS NOT SERIOUS CHARGE: The Administration's recent overtures on climate change reflect an attempt to make the President appear engaged, even though he hasn't done much on this issue. FACT: The Clinton Administration has a strong record in confronting climate change. In 1993, President Clinton developed the Climate Change Action Plan (CCAP) with the goal of returning total U.S. greenhouse gas emissions to their 1990 levels by 2000. Although lower-than-expected fuel prices and higher-than-expected economic growth and electricity demand have caused CCAP to fall short of its goal, its programs will result in a reduction of 76 million metric tons of carbon equivalent. (Source: U.S. Climate Action Report, 1997) Through almost 50 initiatives with a wide range of industry sectors, this effort has demonstrated that government and the private sector can work together successfully to cut emissions. Had the Congress not substantially cut funding for these programs (about 40 percent in recent years), they would have the brought the U.S. closer to the objective of lowering emissions to 1990 levels by the year 2000. Additional initiatives, including the Partnership for a New Generation of Vehicles and the Million Solar Roofs, demonstrate the President's commitment to developing the technologies that will ultimately be needed to solve the climate change problem. Other 4 CLAIM ON THE EUROPEAN UNION POSITION CHARGE: The European Union has proposed an emissions target of 15 percent below 1990 levels by 2010. If they can make those kinds of cuts, why can't the U.S.? FACT: The U.S. believes that the EU position is unrealistic and unnecessarily stringent. We will not support binding targets that cannot be achieved or that would impose undue costs on the economy. The EU target represents a target for the block as a whole, not for each country. While some nations within the EU are to reduce their emissions, others will actually increase theirs. The ultimate goal is to have a total reduction of 15 percent below 1990 levels. Despite this "bubble" concept, the EU has not supported the proposals put forward by the U.S. to allow other nations to trade emissions, nor have they endorsed the concept of joint implementation. The EU favors a set of mandatory, harmonized policies and measures for reducing emissions. These include carbon taxes, energy efficiency standards, and other mechanisms. The U.S. has not seen evidence to convincingly demonstrate how the policies advanced by the EU, if indeed they could even succeed in putting them in place, would result in the kinds of emissions cuts they have advocated. The EU has been virtually silent on the issue of developing country commitments. The U.S. will not propose a target that we believe to be unrealistic or overly stringent. The Administration is carefully considering what level of cuts we would find acceptable, Furthermore, the U.S. will not sign an agreement that prescribes internationally mandated policies and measures for reducing emissions. We believe strongly that those decisions must be left to individual governments which should be given the widest range of options possible for attaining cuts cost-effectively Lastly, the U.S. will not consider an agreement that exempts developing countries. This is neither environmentally nor economically justifiable. Other 5 CLIMATE CHANGE SKEPTICS BACKED BY ENERGY INDUSTRY GROUPS Most Scientists Think That Climate Change Is Occurring. Harvard University earth scientist James McCarthy recently said, "There is no debate among any statured scientists of what is happening The only debate is the rate at which it's happening Scientists, by nature, are very conservative They don't want to overstate things. In this debate, the skeptics are atypical of the general scientific community. The irony is that when you find scientists who are adamant on any side, they look very curious within the scientific community. But to the general public, they come across as the most knowledgeable and authoritative of all." [Washington Post, 5/25/97] Western Fuels Association Made Effort To Find & Fund Skeptical Scientists. The 1994 annual report of the Western Fuels Association -- a nonprofit organization that purchases coal for electric utilities -- states that "there has been a close to universal impulse in the [fossil fuel] trade association community here in Washington to concede the scientific premise of global warming We have disagreed, and do disagree, with this strategy.' To counter it, the group said it would support the work of those who challenged the premise. Western Fuels wrote, "Scientists were found who are skeptical about much of what seemed generally accepted about the potential for climate change. " [Washington Post, 5/25/97] Ties Between Skeptics & Fossil Fuel Industry Made Public In 1995 Minnesota Hearing. The close ties between scientists who cast doubts on global warming and the fossil fuel industry were made public in a May 1995 hearing before Judge Allan Klein of the Minnesota Public Utilities Commission. Klein was charged with the responsibility of determining the environmental costs of the burning of coal by Minnesota power plants. At the hearing global warming skeptics Patrick Michaels and Robert Balling revealed under oath that they had received more than $165,000 and more than $300,000 respectively in industry and private funding over the previous five years. [Washington Post, 5/25/97] Balling Admits Receiving Hundreds Of Thousands Of Dollars From Energy Industry Groups. In March 1996, Robert Balling told the Washington Post that he receives about $20,000 a year in speaking fees from oil and coal groups, and that he has received a total of about $200,000 in personal income from such groups over the past eight years. He also said that his research institution receives roughly $150,000 annually from such sources. In March 1997, Balling said, "I'm not suggesting I've become filthy rich by being involved in global warming, but it has been exciting and the rewards have been not just professional, but also financial. [Washington Post, 3/21/96; The Observer, 3/9/97] CLIMATE CHANGE ENERGY INDUSTRY GROUP FUNDING SKEPTIC Patrick Michaels, Over $300,000 In The Past Five Years. The Western Fuels Association Associate Professor of funded two journals that he edited and provided a $63,000 grant for his Climatology at the research. The German Coal Mining Association gave Michaels another University of Virginia $49,000 and the Edison Electric Institute gave him $15,000. Michaels received $40,000 from western mining company Cyprus Minerals. Robert Balling, Over $700,000 From Coal & Oil Interests. Balling has received, either Director of alone or with colleagues, over $700,000 in research funding from coal and Climatology Program oil interests. This includes roughly $50,000 from Cyprus Minerals, at Arizona State $80,000 from the German Coal Mining Association, $75,000 from British University. Coal Corporation, and at least $48,000 from two Kuwaiti government foundations which also published his 1992 book, "The Heated Debate," in Arabic. Sherwood Idso Undisclosed Amount of Funding From Energy Industry Groups. Idso Phoenix, AZ-based works closely with Balling and has received an undisclosed amount of physicist funding from oil, gas and utility sources. A company founded by Idso was paid $250,000 in 1991by the Western Fuels Association to produce a video entitled, "The Greening of Planet Earth," which said that CO2 emissions were good for the environment. S. Fred Singer, Funded By Oil Companies & Rev. Moon. Singer has received funding Head of "Science & from Exxon, Shell, ARCO, Unocal and Sun Oil. Singer is also on the Environmental Policy executive advisory board of the Rev. Sun Myung Moon's S magazine, The Project," Former World and I. Singer's organization, "The Science and Environmental University of Virginia Policy Project," received free office space funded by Moon -- who owns Professor the Washington Times. Moon's organization has also published three of Singer's books. Richard S. Lindzen Makes $2,500 Per Day As Consultant For Energy Companies. Meteorology Professor at MIT [Sources: Washington Post, 3/21/96; 5/25/97; Houston Chronicle, 10/6/96; The Observer, 3/9/97; Boston Globe, 11/17/95; Gannett, 4/12/96; Nightline, 2/24/94; Harper's, 12/95 ] PHOTOCOPY PRESERVATION 4 The Hill Wednesday, October 8, 1997 GOP heats up climate on global-warming issue support a global-warming treaty. The GOP's rapid scathing response to By Sandy Hume Paxon sent a letter to the White House indications from the White House that its In search of a wedge issue for the 1998 on Mondav - while Clinton was attend- global-warming plan may well feature an campaign, Republicans have launched a ing a climate conference at Georgetown energy tax translated quickly into elec- frontal assault on the Clinton administra- University - charging that the plan to toral politics. House Republicans are ad- tion for its support of a global-warming sign on to the restrictive global-warming mittedly searching for issues to distin- treaty and its consideration of energy tax treaty is "both politically misguided and guish themselves from Democrats they hikes. economically disastrous." joined on the balanced budget deal. Capitol Hill was abuzz this week as Paxon has already picked up an en- The NRCC quickly went after 91 Republicans scrambled to make hay of re- dorsement of the resolution from the Democrats, some of whom supported the ports that President Clinton's commit- National Taxpayer's Union, which called Btu (British thermal unit) and gas tax ment to a global-warming treaty could ne- it "a vital effort on behalf of America's hikes proposed to finance the Clinton ad- cessitate taxes that would drive up power overburdened taxpayers." ministration's 1993 health care plan. bills and gasoline prices. Rep. Dana Rohrabacher (R-Calif.) has They sent out releases detailing the high- Speaker Newt Gingrich (R-Ga.), who accepted Gingrich's invitation to serve as est possible tax hikes contemplated by has been putting together a 'truth squad' a dissenting voice on global warming at the administration, challenging to attend the global-warming summit in the December summit. A member of the Democrats to go on record as being op- Kyoto, Japan, in December, led off Science Committee who spent Tuesday posed. Monday by blasting the administration morning in hearings on climate change, "This is where Rep. [Walter] Capps (D- on energy taxes. Rohrabacher gave a preview of the mes- Calif.) will show his true colors," NRCC PAMELA HAZEN/THE HILL By Tuesday afternoon, the National sage he will deliver in Kyoto. Chairman John Linder declares in one "It is clear that there is no consensus in Rep. Bill Paxon (R-N.Y.) opposes Republican Congressional Committee release. "If he supports hard-working the scientific community to warrant even new energy taxes. (NRCC) was issuing challenges to Americans, he will oppose this destruc- Democrats to go on record opposing the a minimal expenditure of federal funds, tive new tax plan, instead of making it potential tax hikes. much less a commitment to change our nomic impacts of the adoption of an even harder for overburdened taxpayers And with the House Science entire way of life," Rohrabacher said. emissions-reducing treaty. to make ends meet." Committee holding its own hearings on He may be joined by other members of Rohrabacher predicted that the Kvoto The Kyoto conference on the interna- global climate change Tuesday morning, the Science Committee and the summit will be "a gathering of ideological tional agreement to cut emissions of Rep. Bill Paxon (R-N.Y.) was preparing to Commerce Committee in Japan to pro- and environmental extremists represent- greenhouse gases, such as carbon brief House Republicans today on his res- vide skeptical sound bites on global ing the [Clinton administration's] radical- monoxide and methane, will be held in olution opposing any new energy taxes to warming, and to warn of negative eco- ism on the subject of global warming." the historic Japanese city, Dec. 1-10. +0012023320905 UCS DC 417 P02 OCT 08 '97 15:28 UNION OF CONCERNED SCIENTISTS Selected Quotes from Signers of the "Call for Action" "This call to action shows the depth of international agreement and concern about climate change - concern that extends well beyond the Intergovernmental Panel on Climate Change and climate specialists." Mario Molina Nobel laureate in Chemistry (1995) "The consensus for action at Kyoto runs deeply throughout the scientific community. The world's great ecological systems are already severely stressed. We must get the process of greenhouse reductions moving." Jane Lubchenco Chair of the American Association for the Advancement of Science "Things could get even worse than scientists anticipate. People take out insurance against much less likely threats than climate change. We need to act now to curb global warming." Paul J. Crutzen Nobel laureate in Chemistry (1995), Mainz, Germany "Scientists have a duty to keep reminding the people and politicians of the world that our global problems need urgent attention." Sir Michel Atiyah Former President of the Royal Society of London "The negative impacts of modern societies on the environment are very strong and very destructive. It would therefore be quite prudent to set the groundwork, without delay, for a program on worldwide scale that can stem the destructive activities and correct, as well as possible, the damage that has already been done. The point of no return may be closer than most people suspect." Isabella Karle National Medal of Science (1995) Jerome Karle Nobel laureate in Chemistry (1985) Washington Office: 1616 P Street NW Suite 310 Washington, DC 20036-1495 202-332-0900 FAX: 202-332-0905 Cambridge Headquarters: Two Brattle Square Cambridge, MA 02238-9105 617-547-5552 FAX: 617-864-9405 California Office: 2397 Shattuck Avenue Suite 203 Berkeley, CA 94704-1567 510-843-1872 FAX: 510-843-3785 PRINTED ON RECYCLED PAPER +0012023320905 UCS DC 417 P03 OCT 08 '97 15:28 UNION OF CONCERNED SCIENTISTS World Scientists' Call for Action at the Kyoto Climate Summit Addendum September 29, 1997 Additional Signatories: A. Berbich, Morocco Mildred Cohn, USA Harold Kalant, Canada Riccardo Giacconi, Germany Alberto Antionio Giesecke, Peru Sir Andrew Huxley, UK (Nobel laureate) M. Philip Langleben, Canada Manuel de Jesus Limonta Vidal, Cuba Pamela Matson, USA Federico Mayor, France Riazuddin, Saudi Arabia V.K. Prest, Canada Harold A. Scheraga, USA Ralph O. Slayter, USA Paul P.S. Teng, Philippines Wim J. Wolff, Netherlands Total Number of Signatories as of Sept. 29, 1997: 1,512 Countries Represented: 63 Nobel Laureates: 103, including 98 of the 171 living Nobel Prize winners in the sciences US National Medal of Science winners: 60 PRINTED ONRECTCL PAPER +0012023320905 UCS DC 417 P05 OCT 08 '97 15:29 World Scientists' Call for Action at the Kyoto Climate Summit Five years ago, in the World Scientists' Warning to Humanity, 1600 of the world's senior scientists sounded an unprecedented warning: Human activities inflict harsh and often irreversible damage on the environ- ment and on critical resources. If not checked, many of our current practices put at serious risk the future that we wish for human society and the plant and animal kingdoms. Addressed to political, industrial, religious, and scientific leaders, the Warning demonstrated that the scientific community had reached a consensus that grave threats imperil the future of human- ity and the global environment. However, over four years have passed, and progress has been woefully inadequate. Some of the most serious problems have worsened. Invaluable time has been squandered because so few leaders have risen to the challenge. The December 1997 Climate Summit in Kyoto, Japan, presents a unique opportunity. The world's political leaders can demonstrate a new commitment to the protection of the environ- ment. The goal is to strengthen the 1992 Framework Convention on Climate Change by agreeing to effective controls on human practices affecting climate. This they can and must do, primarily by augmenting the Convention's voluntary measures with legally binding commitments to reduce industrial nations' emissions of heat-trapping gases signifi- cantly below 1990 levels in accordance with a near-term timetable. Over time, developing nations must also be engaged in limiting their emissions. Developed and developing nations must cooper- ate to mitigate climatic disruption. The biosphere is a seamless web. Completion of an effective treaty at Kyoto would address one of the most serious threats to the planet and to future generations. It would set a landmark precedent for addressing other grave environmental threats, many linked to climate change. It would demonstrate that the world's leaders have now recognized, in deeds and words, their responsibility for stewardship of the earth. The stark facts carry a clear signal: There is only one responsible choice-to act now. We, the signers of this declaration, urge all government leaders to demonstrate a new commit- ment to protecting the global environment for future generations. The important first step is to join in completing a strong and meaningful Climate Treaty at Kyoto. We encourage scientists and citizens around the world to hold their leaders accountable for addressing the global warm- ing threat. Leaders must take this first step to protect future generations from dire prospects that would result from failure to meet our responsibilities toward them. +0012023320905 UCS DC 417 P06 OCT 08 '97 15:29 The web of Environmental Effects Atmospheric Disruption Markets undervalue ecosystems worldwide and Predictions of global climatic change are becoming inflict few penalties against practices that do long- more confident. A broad consensus among the term environmental and resource damage. Political world's climatologists is that there is now "a discern- leadership must introduce incentives that reward ible human influence on global climate." sound practices. Climate change is projected to raise sea levels, Water Scarcity and Food Security threatening populations and ecosystems in coastal Humanity now uses over one-half of the total regions. Warmer temperatures will lead to a more accessible freshwater runoff. Freshwater is the vigorous hydrologic cycle, increasing the prospects scarcest resource in the Middle East and in North for more intense rainfall, floods, or droughts in some Africa. Efforts to husband freshwater are not regions. Human health may be damaged by greater succeeding there, in East Asia, or in the Pacific. exposure to heat waves and droughts, and by encroachment of tropical diseases to higher laritudes. Global food production now appears to be outpaced by growth in consumption and population. There is The developing world is especially vulnerable to broad agreement that food demand will double by damage from climatic disruption because it is already 2030. Most land suitable for agriculture is already in under great stress and has less capacity to adapt. production. Sub-Saharan Africa's increase in agricul- tural production is one-third less than its population Climate Change: Linkages and Further Damage growth. The region now produces 80 percent of Destructive logging and deforestation for agriculture what it consumes, and per capita production is continue to wreak havoc on the world's remaining declining. Projections indicate that demand for food cropical forests. The burning of the Amazonian rain in Asia will exceed the supply by 2010. forests continues largely unabated. Other forests in developed and developing nations are under heavy Thus, food consumption levels in many countries pressure. Destruction of forests greatly amplifies soil are likely to remain totally inadequate for good erosion and water wastage, is a major source of loss nutrition. Widespread undernutrition will persist of species, and undermines the environment's natural unless extraordinary measures are taken to ensure ability to store carbon. It releases additional carbon food for all, measures not now even contemplated by to the atmosphere, thereby enhancing global governments. Climate change is likely to exacerbate warming. these food problems by adversely affecting water supplies, soil conditions, temperature tolerances, and Fossil-fueled energy use is climbing, both in indus- growing seasons. trial nations and in the developing world, adding to atmospheric carbon. Efforts to enhance energy Destruction of Species conservation and improve efficiency are much Climate change will accelerate the appalling pace at hindered by low energy costs and by perverse incen- which species are now being liquidated, especially in tives that encourage waste. Without firm commit- vulnerable ecosystems. One-fourth of the known ments, most industrial nations will not meet the species of mammals are threatened, and half of these carbon-emission goals they agreed to at the 1992 Rio may be gone within a decade. Possibly one-third of conference. The transition to renewable, non-fossil- all species may be lost before the end of the next carbon-based energy sources is feasible but is not in century. sight for lack of aggressive political will. Biodiversity gives stability to the ecosystems that we The insurance industry has recognized the risks are so dependent on, enhances their productivity, posed by climate change. Leading economists have and provides an important source of new foods, identified viable policies for reducing these risks. medicines, and other products. Sponsored by the Union of Concerned Scientists. Two Brattle Square, Cambridge. MA 02238-9105: 617-547-5552. Princed on recycled paper +0012023320905 UCS DC 417 P07 OCT 08 '97 30 Selected Prominent Signatories to the World Scientists' Call for Action Nobel Laureates David M. Lee, USA. Physics 1996 Philip W. Anderson, USA. Physics 1977 Yuan T. Lee, Taiwan. Chemistry 1986 Kenneth J. Arrow, USA. Economics 1972 Jean-Marie Lehn, France. Chemistry 1987 Julius Axelrod, USA. Physiology/Medicine 1970 Wassily Leontief, USA. Economics 1973 David Baltimore, USA. Physiology/Medicine 1975 Rita Levi-Montalcini, Italy. Physiology/Medicine 1986 Georg J. Bednorz, Switzerland. Physics 1987 Edward B. Lewis, USA. Physiology/Medicine 1995 Baruj Benacerraf, USA. Physiology/Medicine 1980 William N. Lipscomb, USA. Chemistry 1976 Hans A. Bethe, USA. Physics 1967 Rudolph A. Marcus, USA. Chemistry 1992 J. Michael Bishop, USA. Physiology/Medicine 1989 Simon van der Meer, Switzerland. Physics 1984 James W. Black, UK. Physiology/Medicine 1988 R Bruce Merrifield, USA. Chemistry 1984 Konrad E. Bloch, USA. Physiology/Medicine 1964 Hartmut Michel, Germany. Chemistry 1988 Nicolaas Bloembergen, USA. Physics 1981 Cesar Milstein, UK. Physiology/Medicine 1984 Thomas R. Cech, USA. Chemistry 1989 Mario J. Molina, USA. Chemistry 1995 Stanley Cohen, USA. Physiology/Medicine 1986 Ben Mottelson, Denmark. Physics 1975 Elias James Corey, USA. Chemistry 1990 Joseph E. Murray, USA. Physiology/Medicine 1990 John W. Cornforth, UK. Chemistry 1975 Daniel Nathans, USA. Physiology/Medicine 1978 James W. Cronin, USA. Physics 1980 Louis Néel, France. Physics 1970 Paul J. Crutzen, Germany. Chemistry 1995 Erwin Neher, Germany. Physiology/Medicine 1991 Jean Dausser, France. Physiology/Medicine 1980 Marshall W. Nirenberg, USA. Physiology/Medicine 1968 Hans G. Dehmelt, USA. Physics 1989 Christiane Nusslein-Volhard, Germany. Physiology/ Johann Deisenhofer, USA. Chemistry 1988 Medicine 1995 Peter C. Doherry, USA. Physiology/Medicine 1996 Douglas D. Osheroff, USA. Physics 1996 Renato Dulbecco, USA. Physiology/Medicine 1975 George E. Palade, USA. Physiology/Medicine 1974 Christian R. de Duve, Belgium. Physiology/Medicine Max F. Perurz, UK. Chemistry 1962 1974 John Polanyi, Canada. Chemistry 1986 Manfred Eigen, Germany Chemistry 1967 Ilya Prigogine, Belgium. Chemistry 1977 Gertrude B. Elion, USA. Physiology/Medicine 1988 Norman F. Ramsey, USA. Physics 1989 Richard R. Ernst, Switzerland. Chemistry 1991 Burton Richter, USA. Physics 1976 Leo Esaki, Japan. Physics 1973 Richard J. Roberts, USA. Physiology/Medicine 1993 Edmond H. Fischer, USA. Physiology/Medicine 1992 Martin Rodbell, USA. Physiology/Medicine 1994 Ernst Otto Fischer, Germany Chemistry 1973 Heinrich Rohrer, Switzerland. Physics 1986 Val L. Fitch, USA. Physics 1980 Joseph Rotblat, UK. Peace 1995 Jerome I. Friedman, USA. Physics 1990 F. Sherwood Rowland, USA. Chemistry 1995 Donald A. Glaser, USA. Physics 1960 Bengt Samuelsson, Sweden. Physiology/Medicine 1982 Sheldon L. Glashow, USA. Physics 1979 Frederick Sanger, UK. Chemistry 1958, 1980 Herbert A. Hauptman, USA. Chemistry 1985 Arthur L. Schawlow, USA. Physics 1981 Dudley Herschbach, USA. Chemistry 1986 Glenn T. Seaborg, USA. Chemistry 1951 Antony Hewish, UK Physics 1974 Herbert A. Simon, USA. Economics 1978 Roald Hoffmann, USA. Chemistry 1981 Richard E. Smalley, USA. Chemistry 1996 Godfrey Hounsfield, UK. Physiology/Medicine 1979 Michael Smith, Canada. Chemistry 1993 David H. Hubel. USA. Physiology/Medicine 1981 Jack Steinberger, Switzerland. Physics 1988 Robert Huber, Germany. Chemistry 1988 Henry Taube, USA. Chemistry 1983 Jerome Karle, USA. Chemistry 1985 Richard E. Taylor, USA. Physics 1990 Henry W. Kendall, USA. Physics 1990 E. Donnall Thomas, USA. Physiology/Medicine 1990 John Kendrew, UK. Chemistry 1962 Samuel C. C. Ting, USA. Physics 1976 Klaus von Klitzing, Germany. Physics 1985 James Tobin, USA. Economics 1981 Aaron Klug, UK. Chemistry 1982 Susumu Tonegawa, USA. Physiology/Medicine 1987 Arthur Kornberg, USA. Physiology/Medicine 1959 Charles H. Townes, USA. Physics 1964 Edwin G. Krebs, USA. Physiology/Medicine 1992 Desmond Tutu, South Africa. Peace 1984 Harold Kroto, UK. Chemistry 1996 John Vane, UK Physiology/Medicine 1982 Leon M. Lederman, USA. Physics 1988 Thomas H. Weller, USA. Physiology/Medicine 1954 continued on reverse Sponsored by the Union of Concerned Scientists, TWO Brattle Square, Cambridge. MA 02238-9105; 617-547-5552. +0012023320905 UCS DC 417 P08 OCT 08 '97 15:31 Torsten N. Wiesel, USA. Physiology/Medicine 1981 Sir Aaron Klug, President, The Royal Society (UK) Robert W. Wilson, USA. Physics 1978 Gustavo Kouri, Vice-President, Cuban Academy of Rolf M. Zinkernagel, Swirzerland. Physiology/Medicine Sciences 1996 Torvard Laurent, Former President, Royal Swedish Academy of Sciences Crafoord Laureates N. P. Laverov, Vice-President, Russian Academy of Vladimir 1. Arnold, France. Mathemarics 1982 Sciences Paul R Ehrlich, USA Biosciences 1990 Jane Lubchenco, Chair, American Association for the Daniel H. Janzen, USA. Biosciences 1990 Advancement of Science Eugene P. Odum, USA. Biosciences 1987 Digby McLaren, Former President, Royal Society of Edward O. Wilson, USA. Biosciences 1990 Canada Hubert Markl, President, Max Planck Society Selecred Officers of National and M. G. K. Menon, Former President, International International Scientific Academies Council of Scientific Unions and Associations G. A. Mesiatz, Vice-President, Russian Academy of Carlos Aguirre, President, Bolivian Academy of Sciences Sciences Jorge Eduardo Allende, Former President, Chilean Harold A. Mooney, Secretary General, International Academy of Sciences Council of Scientific Unions A. Andreev, Vice-President, Russian Academy of Sciences Lawrence A. Mysak, Former President, Academy of Sir Michael Atiyah, Former President, The Royal Society Sciences of the Royal Society of Canada (UK) Jan S. Nilsson, President, Royal Swedish Academy of Francisco J. Ayala, Former President, American Sciences Association for the Advancement of Science Erling Norrby, Secretary General, Royal Swedish Carl Gustaf Bernhard, Former President, Royal Swedish Academy of Sciences Academy of Sciences Thomas Odhiambo, President, African Academy of Bert Bolin, Former Chair, Intergovernmental Panel on Sciences Climate Change Gideon Okelo, Secretary General, African Academy of Paulo C. Campos, Former President, Philippines Sciences National Academy of Science and Technology Cyril Agodi Onwumechili, Former President, Nigerian Carlos Chagas, Former President, Latin American Academy of Sciences Academy of Sciences Yuri S. Osipov, President, Russian Academy of Sciences Satish Dhawan, Former President, Indian Academy of Abed Peeraly, Vice-President, African Academy of Sciences Sciences Johanna Döbereiner, Vice-President, Brazilian Academy Chintamani Rao, Vice-President, Third World Academy of Sciences of Sciences Mahdi Elmandjra, Vice-President, African Academy of Peter H. Raven, Home Secretary, US National Academy Sciences of Sciences T. Geoffrey Flynn, Vice-President, Royal Society of R. S. Reneman, Chair, Science Division, Royal Canada Netherlands Academy of Arts and Sciences François Gros, Permanent Secretary, French Academy of Igor Saavedra, Former President, Chilean Academy of Sciences Sciences Lars Gyllensten, Former Chair, The Nobel Foundation Gian Tommaso Scarascia Mugnozza, Chair, Italian Mohammed H. A. Hassan, Executive Director, Third National Academy of Sciences World Academy of Sciences Arun Kumar Sharma, Founding President, Federation of Robert Heap, Vice-President, The Royal Society (UK) Asian Scientific Academies and Societies Gunnar Hoppe, Former President, Royal Swedish Jose Israel Vargas, President, Third World Academy of Academy of Sciences Sciences Sir John Horlock, Vice-President, The Royal Society Henrik Wallgren, President, Finnish Society of Sciences (UK) and Letters Carl-Olof Jacobsen, Former Secretary-General, Royal Richard Willems, Vice-President, Estonian Academy of Swedish Academy of Sciences Sciences Alf Johnels, Former President, Royal Swedish Academy Dongsheng Yan, Senior Adviser, Chinese Academy of of Sciences Sciences Triloki Nath Khoshoo, Former President, Indian Guang-Zhao Zhou, President, Third World Academy of National Academy of Sciences Sciences Printed on recycled paper White House Conference on Climate Change: The Challenge of Global Warming October 6, 1997 Neeva- 10:00 - 10:05 Vice President Gore: Welcome attendees Tanden from 10:05 - 10:20 Bill Antholis President Clinton: Opening Remarks 10:20 - 11:20 Panel I: The Science of Global Warming and Climate Change Presentation: John Holdren, Professor, Department of Earth and Planetary Sciences and the John F. Kennedy School of Government, Harvard University. Head of President's Committee of Advisors on Science and Technology (PCAST). Panelists: Robert Watson, Incoming Chair of the Intergovernmental Panel on Climate Change (IPCC); Director for Environment, World Bank. Tom Karl, Senior Scientist, NOAA, National Climatic Data Center. Diana Liverman, Chair, National Academy of Sciences Committee on Human Dimensions of Global Change; Director, Latin American Studies Program, University of Arizona. Don Wilhite, Director, National Drought Mitigation Center, University of Nebraska. 11:30-11:45 Vice President Gore: Remarks 11:45-12:45 Panel II: The Role of Technology in Reducing Greenhouse Gas Emissions Presentation: Federico Peña, Secretary of Energy. Panelists: Tom Casten, President & CEO, Trigen Energy Corporation. Michael Bonsignore, President and CEO, Honeywell Corporation. Mason Willrich, CEO, EnergyWorks. Kurt Yeager, President, Electric Power Research Institute. Larry Papay, Bechtel Corporation 1:00-2:00 Lunch: Breakout Discussions with the Cabinet 2:15-2:30 First Lady Hillary Rodham Clinton: Remarks 2:30-3:30 Panel III: The Kyoto Conference and U.S. National Interests Presentation: Madeleine Albright, Secretary of State. Panelists: James D. Wolfensohn, President, World Bank. Richard Schmalensee, Professor of Economics and Management, Massachusetts Institute of Technology; Director of MIT Center for Energy and Environmental Policy Research; member of Council of Economic Advisers, 1989-91. Daniel Yergin, President, Cambridge Energy Research Associates; author of "The Prize: The Epic Quest for Oil, Money and Power," winner of the Pulitzer Prize. E. Linn Draper, Chairman, President, and Chief Executive Officer, American Electric Power. Fred Krupp, Executive Director, Environmental Defense Fund. Mae Jemison, President, Jemison Group, Inc. and Jemison Institute for Advancing Technology in Developing Countries at Dartmouth University. Former NASA astronaut. Jessica Tuchman Mathews, President, Carnegie Endowment for International Peace. 3:30-4:30 Panel IV: Climate Change Policy and the U.S. Economy Presentation: Larry Summers, Deputy Secretary of the Treasury. Panelists: Robert Repetto, Vice President and Senior Economist, World Resources Institute. Co-author, "The Costs of Climate Protection: A Guide for the Perplexed." William Nordhaus, Whitney Griswold Professor of Economics, Yale University. Author of "Efficient Use of Energy Resources," "Managing the Global Commons." Robert Stavins, Professor of Public Policy and Chair of Environment and Natural Resources Program, the John F. Kennedy School of Government, Harvard University. John Sweeney, President, AFL-CIO. Richard Sandor, Chairman & Chief Executive, Centre Financial Products Limited; Vice-Chair of Chicago Board of Trade. '97 -4:03 THE WHITE HOUSE WASHINGTON October 5, 1997 White House Conference on Climate Change DATE: October 6, 1997 LOCATION: Georgetown University (Gaston Hall) TIME: 10:00 a.m.-4:30 p.m. FROM: Todd Stern I. PURPOSE To engage in a substantive discussion of global climate change science and policy with key stakeholders. Objectives for the Conference: (1) To enhance the basic national understanding of the climate change issue by providing a clear articulation of the science and by presenting the key aspects of an effective response; (2) to help stimulate a national dialogue on the issue of global climate change by bringing together the people from around the country who have thought the most about the issue and who have the greatest amount at stake in any response we choose; (3) to build support for developing a climate change policy based on the principles of binding targets, flexible implementation mechanisms, and global participation. II. BACKGROUND The White House Conference on Climate Change: The Challenge of Global Warming is the highlight of your outreach effort on this issue in the lead-up to the Kyoto meeting this December. The Conference will include some 200 invited guests from a broad range of interests, including industry, organized labor, the environmental and scientific communities, leading economists, Congress, and state and local officials. In addition, the Conference will be broadcast live via satellite to more than 30 locations across the country. The Conference follows on a series of events that have included you, the Vice President, members of the Cabinet, and other senior Administration officials. These include the July 24 scientists' roundtable hosted by you and the Vice President; your meetings with business CEO's and environmental leaders; some twenty events across the country featuring the Cabinet (including Secretaries Daley, Peña, Slater, Cohen, Babbitt, and Glickman, and Administrator Browner), numerous meetings with key constituencies hosted by Todd Stern, Katie McGinty, Gene Sperling, Dan Tarullo, and other members of your climate team; and most recently the weathercasters event last week. Still, your opening remarks will be your first opportunity to speak to the American people about this issue in a substantive way. Interest in global climate change is higher than it has ever been, both because of the upcoming Kyoto meeting and the efforts you have undertaken over the last few months. The weathercasters event, for example, scored some 400 television hits nationwide. While we are not announcing any new policy at the Conference, the audience will be paying very close attention to everything you say for a hint of how you might be leaning. You should be careful of any comments that imply support for a particular target and timetable or that seem to favor a particular implementation regime. Topics for discussion: After opening remarks from the Vice President and you, the Conference will be divided into four panel discussions covering the scientific, technological, international, and economic aspects of climate change. Additionally, there will be lunchtime breakout sessions where invited guests will have the opportunity to discuss climate change with members of your Cabinet and other senior White House officials. You will be present for the first two panels -- the first on the science of climate change and the second on existing and developing technologies that have the potential to reduce greenhouse gas emissions. The Vice President will remain for the two afternoon panels. At the panel tabs that follow in this book, you will find descriptions and goals of the panels. bios of the panelists, and a script. III. PARTICIPANTS Pre-brief Participants: Todd Stern, Katie McGinty, Gene Sperling, Dan Tarullo, Jim Steinberg, John Podesta, Erskine Bowles, Jack Gibbons, Janet Yellen. Event Participants: The event will include roughly 200 invited guests from industry, labor, the environmental and scientific communities, Congress, and state and local governments, as well as leading economists, authors, and others who bring substantive knowledge to the issue. A complete list is attached. Also in attendance will be approximately 230 Georgetown University students along with several faculty. IV. PRESS PLAN The entire conference, with the exception of the lunchtime breakout sessions, will be OPEN PRESS. V. SEQUENCE OF EVENTS YOU and the Vice President enter Gaston Hall. Father O'Donovan welcomes the attendees and introduces the Vice President. The Vice President makes remarks and introduces YOU. YOU make opening remarks. YOU and the Vice President lead a panel discussion on the science of climate change. YOU and the Vice President lead a panel discussion on technology. YOU depart. Breakout sessions during a working lunch hour, led by Cabinet Officers. Prof. Robert Gallucci introduces the First Lady to open the afternoon session. The First Lady speaks about Children's Health Day and climate change. The Vice President leads a panel discussion on international issues. The Vice President leads a panel discussion on economic issues. The Vice President makes very brief closing remarks. A reception is held in the Indian Treaty Room. VI. ATTACHMENTS Conference Agenda Panel by panel descriptions, bios, and scripts List of Participants (to be forwarded) Remarks (to be forwarded) Background Articles Labor Union Climate Change Resolutions AFL-CIO Industrial Union Department, AFL-CIO Transportation Trades Department, AFL-CIO Maritime Trades Department, AFL-CIO ICEM American Federation of Labor and Congress of Industrial Organizations EXECUTIVE COUNCIL 815 Sixteenth Street, N.W JOHN J. SWEENEY RICHARD L. TRUMKA LINDA CHAVEZ-THOMPSON INERICAN FEDERATION OF LABOR PRESIDENT SECRETARY-TREASURER EXECUTIVE VICE PRESIDENT Washington, D.C 20006 (202) 637-5000 Albert Shanker Edward T Hanley Wayne E Glenn Ares E Harfield Vincent R Sombrotto Gerald W McEntee William H Bywater Warm J Boede AFL CIO John T Joyce Morton Bahr Robert A. Georgine Sere Upshaw Lenore Miller John J Barry MA Biller CONGRESS ORCANIZATION Jay Mazur John N Sturdivant Frank Hanley ares J Norton George J. Kourpias Ron Carey Arthur A. Coia Frank Hurt Michael Sacco OF Glona T Johnson Douglas H Donty George F. Becker Sephen P Yokich INDUS Clayola Brown MA "Mac" Fleming Carolyn Forrest TRIAL J Randolph Babbitt Pat Friend Michael Goodwin Joe L Greene Sonny Hall Carroll Haynes James LaSala William Lucy Sumi Haru Leon Lynch Doug McCarron Andrew McKenzie AL "Mike" Monroe Arturo S. Rodnguez Robert A. Scardelletti Robert E. Wages Arthur Moore Jake West Alfred K. Whilehead Andrew L. Stem AFL-CIO Executive Council February 20, 1997 Statement U.N. CLIMATE CHANGE NEGOTIATIONS The U.S. government is involved in United Nations negotiations pursuant to the "Berlin Mandate" for an amendment to the Rio Treaty on Climate Change. The Rio Treaty committed the United States and other nations to voluntarily stabilize carbon emissions at 1990 levels by the year 2000. Current negotiations are aimed at mandatory reductions below 1990 levels after the year 2000. The Berlin Mandate specifically excludes developing nations from emission reduction requirements while legally binding the United States to future emission reductions. By exempting developing nations from any future commitments, the Berlin Mandate ensures that there will be no meaningful worldwide effort to stabilize atmospheric concentrations of carbon dioxide. We believe the parties to the Rio Treaty made a fundamental error when they agreed to negotiate legally-binding carbon restrictions on the United States and other industrialized countries, while simultaneously agreeing to exempt high-growth developing countries like China, Mexico, Brazil and Korea from any new carbon reduction commitments. As much as 60 percent of global carbon emissions are expected to come from such countries in the next few decades, with China becoming the single-largest emitter in the near future. The exclusion of new commitments by developing nations under the Berlin Mandate will create a powerful incentive for transnational corporations to export jobs, capital, and pollution, and will do little or nothing to stabilize atmospheric concentrations of carbon. Such an uneven playing field will cause the loss of high-paying U.S. jobs in the mining, manufacturing, transport and other sectors. Carbon taxes, or equivalent carbon emission trading programs, will raise significantly electricity and other energy prices to consumers. These taxes are highly regressive and will be most harmful to citizens who live on fixed incomes or work at poverty-level wages. As corporations shut down domestic factories, mines and mills as a result of higher energy 1 costs, they will have additional incentives, beyond the search for cheap labor and anti-labor regulatory regimes, to locate new capacity off-shore, in countries with no carbon reduction commitments. Carbon emissions, therefore, will be transferred to the developing world along with the jobs, thus providing no real benefit to the environment. The U.S. government has not completed a thorough economic analysis of the effects of a treaty amendment on the U.S. economy, even though U.S. negotiators have been at the bargaining table for over 18 months and have agreed to a December 1997 deadline for reaching agreement on this far-reaching-treaty amendment. The AFL-CIO Executive Council calls upon the responsible agencies of the U.S. government to provide it and its affiliates with any existing studies of the economic impact of future treaty obligations and, further, make available the results of the economic modeling effort currently being undertaken by the government within 30 days of completion. The AFL-CIO Executive Council further urges that in the ongoing negotiations to amend the Rio Treaty on climate change, the United States insist upon the incorporation of appropriate commitments from all nations to reduce carbon emissions; and seek a reduction schedule compatible with the urgent need to avoid unfair and unnecessary job loss in developed economies. The President should not accept and the Congress should not ratify any amendment or protocol that does not meet these standards. 2 PETER S. acicco PRESIDENT 201-841-7842 JOSEPH 8. UEHLEIN SECRETURXTREASURER TC DEPARTMENT, AFL-610 VICE PRESIDENTS MORTON 6AHR IUD Resolution On PRESIDENT :... U.N. CLIMATE CHANGE NEGOTIATIONS JOHN 1. SARRY PRESIDENT Siv The United States is involved in United Nations Negotiations pursuant to the GEORGE BECKER PRESIDENT "Berlin Mandate" for an amendment to the Rio Treaty on Climate Change. MOE BILLER PRESIDENT see The Berlin Mandate specifically excludes developing nations from emission WILLIAM H. BYWATER PRESIDENT. - reduction requirements while legally binding the U.S. to future emission reductions. RON CAREY PRESIDENT ST The exclusion of new commitments by developing nations under the Berlin FRANKW. CARTER PRESIDENT Mandate will create an uneven playing field in favor of developing nations such as China, SUSANV. COWELL India, Mexico and Brazil in the competition for jobs and economic growth. nce PRESIDENT: 07 DOUGLAS H. DORITY PRESIDENT x.v Such an uneven playing field will cause the loss of high-paying U.S. jobs in the BARBARA 1 EASTERLIN mining, utility and manufacturing sectors. SECRETARY- TREASURER Cirl SANDRA FELOMAN Processes which generate carbon emissions will be transferred to the developing VICE PRESIDENT Fi world along with the jobs, thus providing little or no real benefit to the environment. WAYNE E. GLENN PRESIDENT PU MICHAEL GCCOWIN The U.S. government has not completed a thorough economic analysis of the PRESIDENT. ND effects of a treaty amendment on the U.S. economy; FRANK HANLEY PRESIDENT .11 FRANK HURT THEREFORE. BE IT RESOLVED: PRESIDENT KL! GLCRIAT. jOHNSON That the Industrial Union Department of the AFL-CIO calls upon the Congress CHAIR WOMEN'S COUNCE and the President of the United States to refrain from entering into or ratifying any treaty CHARLES W. JONES PRESSURE 13 amendment or protocol that causes the loss of U.S. jobs; and GEORGE 1 KOURPIAS PRESIDENTIAL That the U.S. renegotiate the Berlin Mandate to ensure that all nations have WILLIAM LUCY SECRETARY- TREASURER ** appropriate commitments to reduce carbon emission to prevent the transfer of jobs and FRANK a MARTINO emissions to the developing world. PRESIDENTICMS JAY MAZUR PRESIDENT NITE Adopted by IUD November 13, 1996 LENORE MILLER PRESIDENT SAVOSU JAMES 1 NORTON PRESIDENT.COM CECK E. ROBERTS PRESIDENT UMA ANDREW L STERN PRESIDENT SEU ROBERT L WAGES PRESIDENT : 815 16TH STREET NW WASHINGTON, DC 20006 MK 202-842-7838 TTD A SENSIBLE AND FAIR POLICY ON GREENHOUSE EMISSIONS As the international community takes steps to reduce the levels of greenhouse gases in the environment, the United States should not be asked to shoulder an unfair level of responsibility that -would jeopardize our economy and the millions of industrial and transportation jobs it supports. In 1992, the United States signed the Rio Framework Convention on Climate Change which required a reduction in greenhouse gases such as carbon dioxide to 1990 levels by the year 2000. In 1995, the United States and other parties to the 1992 climate convention agreed in the "Berlin Mandate" for a process of new negotiations to establish emission reduction goals for the next century. The Berlin Mandate calls for developed countries, such as the United States, to take the lead in combating climate change, but excludes developing nations from any new obligations to further reduce greenhouse emissions. This double standard means that while global warming is an international problem and that most of the world's future growth of carbon emissions will come from high-growth countries like Mexico, China, and Korea, the U.S. is being asked to do more than its fair share. Even more troubling is the fact that the problem of global warming will not be adequately addressed. Companies wishing to avoid emission control requirements will simply move their operations to countries that were able to evade the provisions embodied in the Berlin Mandate. The United Nations is currently conducting negotiations that will determine the magnitude of the reductions that the U.S. will have to undertake under the Berlin Mandate and the timetable required for meeting these objectives. In these negotiations the Clinton Administration is supporting an emission control program modeled after the 1990 Federal acid rain law. In order to meet the goals of this program, an increased energy tax on carbon fuels several times larger than all current state and federal energy taxes combined, or an equivalent permit trading program, would have to be imposed on consumers of fossil fuels. The negative impact this would have on our economy cannot be overstated. It is clear that the use and transportation of coal would be greatly curtailed if not eliminated, gasoline prices would skyrocket, and the increased cost of basic electricity would be felt in the production of almost every consumer good. The Department of Commerce has estimated that a carbon tax sufficient to reduce CO2 emissions by 20% would result in 800,000 jobs lost by the year 2000 and 1.7 million jobs by 2010. An independent research corporation found that 1.4 million American jobs could be "severely at risk" under a carbon tax of $24 per ton. This includes over 132,000 rail workers, 76,300 transit employees, 157,000 involved in water transportation, and 625,200 aviation workers. The entire economy would be placed at risk with little or no environmental benefit. Transportation labor is not opposed to reasonable steps that will reduce greenhouse gases, but we cannot support policies that unfairly harm American workers while allowing less developed nations to avoid any responsibility for solving this global problem. TRANSPORTATION TRADES DEPARTMENT. AFL-CIO IMARITIME AFL CIO MARITIME TRADES DEPARTMENT AMERICAN FEDERATION OF LABOR and CONGRESS OF INDUSTRIAL ORGANIZATIONS 815 SIXTEENTH STREET, N.W., SUITE 510 WASHINGTON, D.C. 20006 (202) 628-6300 FAX: (202) 347-1137 MICHAEL SACCO WILLIAM F. ZENGA FRANK PECQUEX PRESIDENT VICE PRESIDENT EXECUTIVE SECRETARY-TREASURER AFFILIATES: U.N. CLIMATE CHANGE NEGOTIATIONS Aluminum Brick and Glass Workers International Union American Guild of Variety Artists Federation of Professional Athletes, AFL CIO The U.S. government is involved in United Nations negotiations United Automobile, Aerospace and Agricultural Implement Workers of America pursuant to the "Berlin Mandate" for an amendment to the Rio Treaty on International Union Climate Change. The Rio Treaty committed the United States and other International Brotherhood of Bodermakers. Iron Ship Budders. Blacksmiths, Forgers and Helpers nations to voluntarily stabilize carbon emissions at 1990 levels by the year United Brotherhood of Carpenters and 2000. Current negotiations are aimed at mandatory reductions below 1990 Joiners of America International Chemical Workers Union Communications Workers of America levels after the year 2000. Distillery, Wine and Alixed Workers International Union AFL CIO/CLC International Brotherhood or Electrical Workers The Berlin Mandate specifically excludes developing nations from International Union of Elevator Constructors International Union of Operating Engineers emission reduction requirements while legally binding the United States to International Association of Fire Fighters International Brotherhood of Firemen and Oilers future commitments, the Berlin Mandate ensures that there will be no United Food and Commercial Workers International Union meaningful worldwide effort to stabilize atmospheric concentrations of Glass, Molders, Pottery, Plastics and Alied Workers carbon dioxide. International Union, AFL-CIO/CLC American Federation of Grain Millers Graphic Communications International Union Hotel Employees and Restaurant Employees International Union We believe the parties to the Rio Treaty made a fundamental error International Association of Bndge, Structure and Omemental Iron Workers when they agreed to negotiate legally-bind carbon restrictions on the Laborers International Union of North America United States and other industrialized countries, while simultaneously AFL CIO Laundry and Dry Cleaning International Union agreeing to exempt high-growth developing countries like China, Mexico, International Leather Goods. Plastics. Novelty and Service Workers Union Brazil and Korea from any new carbon reduction commitments. As much International Longshoremen Association, AFL CIO as 60 percent of global carbon emissions are expected to come from such International Association of Machinvate and Aerospace Workers countries in the next few decades, with China becoming the single-largest National Manne Engineers Beneficial Association emitter in the near future. The exclusion of new commitments by United Mine Workers of America International Union of Allied. Novelty and developing nations under the Berlin Mandate will create a powerful Production Workers, AFL-CIO Office and Professional Employees incentive for transnational corporations to export jobs, capital, and International Union International Brotherhood of Painters and pollution, and will do little or nothing to stabilize atmospheric Allied Trades United Paperworkers International Union concentrations of carbon. Such an uneven playing field will cause the loss Operative Plasterers and Cement Masons International Association of the United States of high-paying U.S. jobs in the mining, manufacturing, transport and other and Canada United Association of Journeymen and sectors. Apprentices of the Plumbing and Plpe Fitting Industry of the United States and Canada Retail Wholesale and Department Store Union United Rubber, Cork Linoleum and Plastic Workers of America Carbon taxes, or equivalent carbon emission trading programs, will Seafarers International Union of North America raise significantly electricity and other energy prices to consumers. These Service Employees International Union, AFL-CIO taxes are highly regressive and will be most harmful to citizens who live on Sheet Metal Workers International Association American Federation of State, County fixed incomes or work at poverty-level wages. and Municipal Employees United Bleekworkers of America United Textile Workers of America Transportation . Communications Union ICEM International Federation of Chemical, Energy, Mine and General Workers' Climate Change The nations of the world are involved in the United Nations negotiations pursuant to the Berlin Mandate for amendment to the Framework Convention on Climate Change (RIO Treaty). In view of the far-reaching implications of this Convention, not only for the future of the planet, but also for the livelihoods of workers involved in the resource and energy-using industries, and for global economic growth, the ICEM calls upon the parties to the Framework Convention on Climate Change to insist upon a treaty amendment that: 1. Places the highest priority on the needs of workers and consumers who will shoulder the greatest burdens of efforts to address global climate change. 2. Promotes improvements in energy efficiency in all countries, and provides assistance for this purpose to developing countries. 3. Includes the protection of existing jobs and the creation of new ones, and the improvement of living standards in all countries as a critical goal to be met in any climate treaty. 4. Provides adequate time for both developed and developing countries to meet the needs of the environment and the needs of working people. Statement of Cecil E. Roberts President United Mine Workers of America on the DRI and EPI Economic and Employment Impact Analyses September 17, 1997 Today we are releasing the results of two economic and employment studies of climate change policies. These studies, conducted by DRI McGraw Hill (DRI), the same economic forecasting firm used by the Clinton and Bush administrations, and the Economic Policy Institute (EPI), a well known Washington-based economic think tank, should give pause to the administration and its negotiators in the Berlin Mandate process. Background As you know, the U.S. is participating in negotiations pursuant to the Berlin Mandate to amend the 1992 Framework Convention on Climate Change, also known as the Rio Treaty. Negotiations are scheduled to conclude in December at a meeting in Kyoto, Japan. We believe the Berlin Mandate is a flawed instrument for dealing with climate issues. It is flawed because it specifically exempts more than half of the world's future emissions from any controls, while asking for substantial sacrifices from American workers and consumers. And as currently structured, it will do nothing to address the climate change issue. Job Losses The job losses that are likely to result from carbon reduction efforts are staggering. DRI projects that a policy aimed at reducing emissions in 2010 to 1990 levels will cost nearly 1.6 million jobs in 2005. Job losses will hit every region of the country and every industrial sector (with the exception of the federal government). For most industries and regions there is no recovery throughout the forecast period, which runs to 2020. The coal industry is devastated, but numerous other industries are hard hit-110,000 jobs lost in the transportation and public utility sector, 199,000 jobs lost in the manufacturing sector, 426,000 jobs lost in the services sector and 182,000 jobs lost in state and local governments as the tax base erodes. For a policy to reduce emission 10% below 1990 levels by 2010, DRI projects the loss of nearly 2.3 million jobs by 2005, increasing to a high of 2.7 million lost American jobs. Economic Output and Trade DRI projects that climate policies will reduce U.S. gross domestic product 1.8% to 2.9% during the forecast period. This means that the U.S. economy will lose over $200 billion annually at the peak of the phase-in effects in 2005-2010. Climate policies limited to developed nations are also likely to significantly increase the U.S. trade deficit. EPI notes that the DRI model may underestimate the trade flow implications of such policies. EPI estimates that real imports are likely to increase substantially and real exports are likely to decline. EPI estimates that this could result in an increase of up to $240 billion in the U.S. trade deficit. If this occurs, EPI estimates that job losses could be as high as 2-4 million. Wage Growth The EPI report notes that carbon reduction policies are likely to depress wage growth, as higher wage jobs are knocked out of the economy and only partially substituted with lower wage jobs. EPI estimates that future wage growth could be cut by 50%. This will exacerbate the stagnation and decline in real wages that American workers have endured for the last two decades and will tend to increase the already wide income disparity in our economy. Energy Prices The policies analyzed by DRI were based upon the U.S. proposal for a carbon permit trading scheme modeled on the U.S. acid rain sulfur dioxide trading program. DRI estimates that carbon permit prices would have to be $180-190 per ton (1995 dollars) in 2010 to reduce emissions to 1990 levels, and would rise to $270-280 per ton in 2020. The carbon permits will act like a carbon tax, raising the price of energy based on its carbon content. Coal, with the highest carbon content of all fossil fuels, will be taxed the highest. But all fossil fuels are projected by DRI to increase in price. Gasoline prices are projected to increase $0.41-$0.64 per gallon. Electricity prices will increase over 11 cents per kilowatthour and natural gas prices will increase $1.14 per therm (100,000 Btu). For an average American family these energy price increases will add nearly $900 per year to the annual household energy bill by 2005, increasing to about $2,200 per household by 2020. Energy taxes are highly regressive by nature. Families, regardless of income, must heat and cool their homes, cook their food and travel to work. For example, the U.S. Department of Energy estimates that a family with an annual income of less than $10,000 still spends nearly $1,000 per year in energy costs in the home. Energy taxes, or equivalent carbon permit schemes, will be crushing for low-income workers and seniors living on fixed incomes. Conclusion The upcoming U.N. climate treaty is All Pain and No Gain for American workers and consumers. It is a bad deal for American families, and will provide a perverse incentive for American corporations to relocate their operations abroad. That is why the labor movement has taken positions warning the administration to avoid signing a treaty amendment that harms workers, consumers and our economy. We have had unanimous votes on climate policies at the Industrial Union Department of the AFL-CIO, the Transportation Trades Department, the Maritime Trades Department, and the full AFL-CIO Executive Council. Because of concerns about increased energy prices, the National Council of Senior Citizens (NCSC) has adopted similar positions. The fear that we may be on the verge of signing a bad deal also motivated the Senate in July to adopt unanimously a resolution calling on the administration to insist that all nations participate in any new commitments and that any proposed treaty not harm the American economy. The studies we have released today clearly show that efforts to reduce greenhouse gases in the short time frames being discussed will have significant negative effects in terms of lost jobs, higher consumer energy prices, and higher trade deficits. I repeat, this is a bad deal for American families. For those who question the science of climate change, this is a dumb idea. For those who believe the science is compelling, this is a dumb idea. Developed nations alone cannot address this issue, and we believe developing nations will be less likely to join a treaty after we have built in trade and economic advantages for those nations through a flawed treaty. The U.S. should not compound the flaws of the Berlin Mandate by signing a flawed treaty in Kyoto. these issues using a model developed by DRI/McGraw-Hill (1997). The results of this modeling exercise are analyzed and contrasted with a recent administration study of the costs of climate change policies (Interagency Analytic Team 1997). DRI/McGraw-Hill also prepared the most extensively cited model used in the IAT report. We refer here to that earlier effort as the IAT model. There have been a number of surveys of the cost of climate change policies.³ We rely on some of these studies in our analysis. This report contributes an analysis of the distribution of the costs of climate change policies across society to the debate. We make no assessment of the potential benefits of GHG policies, in terms of potential risks or damages that could be avoided, nor do we take a position on the advisability of adopting any further policies to restrict GHG emissions. However, we recommend that if such policies are implemented, two specific, additional measures regarding adjustment assistance and border taxes are needed to limit their disruptive effects on the economy, and on the lives of American workers. We begin by describing the baseline forecasts for the economy (business as usual case) and then review the overall effects of potential GHG policies on output (GDP) and consumption, including a comparison of the DRI/McGraw-Hill (1997) results with those of the IAT. The next section considers the effects of these policies on key sectors of the economy, including employment, wages, profits, and foreign trade. We then examine GHG policy-effects on industries and regions of the economy. The paper concludes with a discussion of policy implications and areas for future research. The Macroeconomic Impacts of GHG Policies -2- The model used in this study is'the DRI/McGraw-Hill macro-economic model. This is a short-run forecasting model with an input-output-based structure. Some analysts have criticized - the use of the DRI model to analyze issues such as GHG policies because of its short-run orientation, arguing that the policies proposed should be designed to reduce energy use and carbon emissions over the next century.⁴ However, the policies discussed in IAT (1997) would take effect in the year 2000 and be phased in over 10 years. They would have substantial short- run impacts on economic output, which would exceed the costs identified in the other long-run models used in the IAT report. s Therefore, it is appropriate to examine these adjustment costs when considering the distributional effects of GHG policies. Many models have estimated the costs of stabilizing the emissions of carbon, on a national basis, at 1990 levels by the year 2010. This scenario has become the standard of comparison for modeling of the costs of GHG policies. The IAT chose this scenario as a baseline, and also ran a number of "sensitivity-test" scenarios which varied key assumptions, including a range of targets between 90% and 110% of 1990 level emissions in the year 2010. Most scenarios assume that emissions are held constant after the target is achieved in 2010. The European Union has proposed emission reductions of 15% of 1990 levels by 2010 as a starting point for the the Kyoto-round negotiations. It is also important to point out that ultimate stabilization of atmospheric CO₂ may require further reductions in global emission levels beyond these targets, with attendant increases in the costs of GHG policies.⁶ Comparison of cases 1 and 2 suggests that the costs of emissions control increase exponentially. Therefore adjustment costs could continue and expand if future COP meetings results in additional, increasingly restrictive agreements to reduce GHG emissions in the Annex-I countries, as seems likely. -3- Baseline forecasts DRI/McGraw-Hill (1997) assumes that real GDP growth will average two percent per year between 2000 and 2010, and 1.5% per year thereafter. GDP growth declines after 2010 because the rate of growth of the labor force declines from about one percent per year between 2000 and 2010 to 0.5% per year thereafter, as the baby boom generation begins to exit the labor force. The energy intensity of the economy is forecast to decline by one percent per year throughout the forecast period. Carbon emissions therefore increase 1.3 percent per year between 2000 and 2010 and 0.8% per year thereafter. Total carbon emissions in the baseline case are 1,746 million metric tons (MMT) in 2010 and 1,894 MMT in 2020. Actual emissions in 1990 in the U.S. were 1323 MMT, according to DRI/McGraw-Hill (1997).⁷ Therefore total emissions in the baseline case grow 32.0% and 43.2%, respectively, in 2010 and 2020 in this model. These are the amounts by which carbon emissions would have to be reduced to stabilize emissions at 1990 levels. 8 Some fuels, such as natural gas and petroleum, emit much less carbon per unit of energy released, so energy use would not have to fall by this amount if fuel switching were to occur (as is assumed in the DRI model). Policy Scenarios It is assumed that a system of tradeable carbon emission permits is announced and implemented beginning in 2000. The number of permits in circulation is reduced each year from 2000 to 2010, until the emissions target is achieved. Permits are not traded internationally, but are tradeable within the domestic market, to facilitate adjustment at least possible cost. Three cases are analyzed⁹: -4- Case 1: (Grandfathered Permits). Allowance are issued to industry at no cost. Emissions are stabilized at 1990 levels in 2010. Case 2: (Grandfathered Permits, 90% of '90 Emissions). Allowances are issued to industry at no cost. Emissions stabilized at 90% of 1990 levels in 2010. Case 3: (Auction, Deficit Reduction) Allowances auctioned by U.S. Government, no revenue recycling. Emissions stabilized at 1990 levels in 2010. Carbon prices range from $180 to $200 per ton in 2010 and $270 to $320 per ton 2020 in DRI/McGraw-Hill (1997), as shown in Table 1. These prices have very different effects on different types of fuel, as noted above. Gasoline prices increase only 31.5% to 49.2% in 2010, for example ($.41 to $.63/gallon). However, coal prices rise much more rapidly, 450% to 680%, because coal has a much higher carbon content per unit of energy, as noted above. Natural Gas, which is one of the most carbon-efficient fuels, rises substantially more in price than gasoline because fuel switching sharply increases demand, and capacity is slow to respond. Energy prices in the IAT draft report are compared in the bottom two sections of Table 1. The base case prices are nearly identical in the two studies. However, carbon prices are much lower in the IAT scenarios. There are two reasons for this. First, the IAT model assumes slightly higher baseline improvements in energy efficiency (1.25% VS. 1.0% per year). Therefore, carbon emissions in 2020, for example, are projected to be 1805 MMT in the IAT base case, versus 1894 MMT in DRI/McGraw-Hill (1997), a difference of about 5%. Second, and more importantly, the IAT report apparently assumes larger price and substitution elasticities than DRI/McGraw-Hill (1997). The IAT report has been criticized because "The price elasticities for energy demands need further explanation. Some very rough calculations suggest that they may -5- be on the high side. 10" These comments suggest that the estimates in DRI/McGraw-Hill (1997) may be more reliable than those developed for the IAT." Effects on Output and Consumption Figure 1 shows that in the cases considered here, GHG policies could have significant costs for the economy, especially in the next ten to fifteen years. Policies designed to stabilize U.S. emissions of greenhouse gases at 1990 levels in 2010 - the least restrictive policies now being discussed for the Kyoto negotiations - could reduce the level of national output by 1.8 to 2% in the short run. If GHG emissions are reduced by 10% in 2010, then the short-run costs increase sharply, to 2.9% of GDP and 3.6% of consumption. The maximum impact occurs in 2007 in all three scenarios, seven years after the permit system begins to be phased in, but three years before emissions are fully reduced to the target level. Output falls because of the increase in energy prices, shown in Table 1 above, which depresses consumption and investment spending. Overall inflation rates, shown in Figure 2, rise by 0.25 to 1 percentage points during the initial implementation period. By 2020, in the grandfathered permits cases, the cumulative effect of these price effects causes a 7% to 9% increase in the level of the GDP price deflator, relative to the base case, because businesses will pass along the cost of permits to their customers. This increase in the level of the GDP deflator is permanent, even though inflation returns to base case levels by 2015. If permits are auctioned by the government, the policy will have a more depressing effect on output, because the permit fees will cause a sharp, permanent increase in government savings. The effect of the permits is similar to that of a tax increase. Inflation increases in the short run, and then falls below the base case after 2008, reflecting the permanent suppression of demand -6- caused by this policy. In all three scenarios, investment recovers and is increased as a share of GDP, relative to - the base case, as shown in Figure 10, below. Firms and consumers increase their spending on capital goods to increase energy efficiency, effectively substituting capital for energy and accelerating the replacement of the existing capital stock. For example, total purchases of vehicles in 2020 in the three policy scenarios are 200,000 to 500,000 units higher than in the base case. As a result of the increased investment, the available stock of effective non-residential capital increases steadily throughout the forecast period, as shown in Table A, above. By 2020, it is 85 to 10% higher than in the base case. The increase in investment is effectively financed through a forced increase in national savings in the three policy scenarios. If the permits are simply granted to businesses, free of charge, then business revenues and corporate profits will increase dramatically. Part of these retained earnings will then be available to finance increased investment spending. Savings through the federal budget also increase in all three models, after an initial adjustment period. If permits are grandfathered, then corporate profit tax revenues will increase. If the permits are auctioned by the government, then the revenues will flow directly into the treasury. The model assumes in all cases that the government uses the increased revenues to reduce the deficit or, if there is a surplus, to reduce the stock of outstanding federal debt, increasing the effective rate of government savings. The increase in national savings and investment that would result from a system of energy permit sales is a key element in all models of the effects of GHG policies. In the long run, the increase in savings and investment causes GDP to be higher in 2020 than in the base case, in all -7- three scenarios, as shown in Figure 1. Furthermore, GDP is growing 0.1 to 0.2 percentage points faster than in the base case in all three scenarios in 2020. Hence, the stimulus to investment provided by GHG policies could slightly increase the underlying rate of growth of the domestic economy, in the long run. However, the assumption that permit sales would increase national savings is highly questionable, for reasons discussed below. In the absence of the stimulus to savings and investment, GDP levels and growth rates would be lower throughout the forecast period. Figure 3 demonstrates that the increase in real energy prices has a bigger effect on consumption than it does on output. GHG policies have a larger impact on consumption than on GDP for at least two reasons. First, a larger share of output is devoted to investment, for reasons explained above, and thus consumption must decline as a share of national income. Second, the increase in energy prices will force consumers to reduce real purchases of other goods, holding everything else constant (unless overall demand for energy is price elastic, which is not the case in most models). Consumption losses reach a peak of 2.2 to 3.6 percent in 2007, relative to the base case, as shown in Figure 2. Consumption also recovers, following the GDP path in figure 1. However, overall consumption levels remain about one-half percent below the base case in 2020 in all three scenarios, despite the increased levels of output in that year, reflecting the increase in savings discussed above. Comparisons with IAT Estimates. The IAT estimates generated much smaller projections of the losses than would result under similar policy scenarios. For example, Figure 4 compares predicted changes in total -8- consumption from the base case, assuming grandfathered permits in both the IAT and the DRI/McGraw-Hill (1997) models. The maximum loss in the IAT model, of 1.4%, occurs two years earlier (2006) and is only 55% as large as the maximum loss in the DRI/McGraw-Hill (1997) model of 2.5% of base consumption. The difference between the two forecasts reflects the two key differences in energy forecasts: 1) lower base case energy use in the IAT model; and 2) higher price elasticities in that model. The Reliability of Critical Assumptions There are substantial economic and practical reasons to question some of the assumptions underlying both the IAT and the DRI/McGraw-Hill (1997) models. One key assumption concerns they way that revenues from the sale of permits are used in the economy. Figure 5, which contrasts two scenarios from the IAT report, illustrates the effects of different ways of handling permit revenues on total consumption in the U.S. If permit revenues are recycled to consumers, rather than being used for deficit reduction, losses to consumers will not fade away over time.¹² In this case, consumption will fall and remain at a lower level throughout the forecast period. Given the political realities of the federal budget processes, it is highly unlikely that permit revenues of the type envisioned here would be used to reduce the budget deficit or the federal debt. For example, forecasts in mid-1997 that the federal budget could achieve a small surplus within the next few years if the economy continues to grow at its current pace have generated a wide range of proposals for using projected revenues for new tax cuts, and/or public spending increases. Therefore, national savings are unlikely to increase as assumed in these models. Higher levels of federal spending for consumption purposes, for example for defense spending, will not stimulate growth in the way envisioned in the DRI model. Thus the permits are -9- not likely to stimulate as much growth in GDP. nor as rapid a recovery, as is forecast in either the DRI/McGraw-Hill (1997) or IAT (1997). On the other hand, some type of public investment, in areas such a R&D, educational programs and other types of public infrastructure, could have an even larger impact on productivity and economic growth rates than the private investment spending that drives the DRI/McGraw-Hill results. Therefore, the ultimate effects of GHG policies on the economy will be heavily effected by the ways in which the resulting revenues are utilized. For these reasons it is unlikely that all of the GHG revenue collected by the government would go to deficit reduction. Some federal revenues will probably be returned to consumers (through tax cuts) or otherwise result in new public consumption expenditures. While tax cuts or other expenditures could stimulate the economy, they could not fully offset the depressing effects of GHG policies. Therefore, output is likely to fall with GHG policies, in the long run, in contrast with the case reviewed here.¹³ Figure 4 shows that consumption will fall when the permit system is put in place in 2000, recover slightly, and then begin to decline again. The sustained decline is caused by the increase in the cost of carbon permits and energy prices shown in Table 1, above. 14 The increased cost of energy puts an increasing drag on the rate of growth of economic output. This is the most important long-run cost of GHG policies. The initial decline in consumption shown in Figure 4 is smaller if all the revenues are returned to consumers, perhaps through reductions in income or other labor taxes (such as the social security tax). This "revenue neutral" policy has a less depressing effect on total output and consumption than the grandfathered permits policy. Losses begin to increase in 2015 because of the long-run effects of higher energy prices. The losses and distortion effects shown in Figure 4 -10- would increase with the size of the effective carbon tax. Permit fees as large as those estimated in DRI/McGraw-Hill (1997, $180 to $320 per ton, Table 1 above) would have proportionately larger effects on consumption than the IAT cases (in which permit fees are only $95 per ton in 2010 and $125 in 2020). One final economic reason for questioning the results of both the IAT and DRI/McGraw- Hill (1997) is that investment may not respond in the way assumed in the models. In each case (except for the auction, 100% to consumer case shown in Figure 4), it is assumed that increases in savings by the business and government sector stimulate a proportionate increase in domestic investment. 15 However, even though corporate retained earnings would rise sharply if permits were grandfathered to existing energy users, there is no guarantee that the resulting excess cash would be invested in the U.S. Investment opportunities elsewhere in the world could be more attractive, particularly if there are parts of the world not subject to GHG policies (as discussed below). In fact, recent empirical research has shown that in the long run, about one-quarter of any given change in savings has flown out of the U.S. in the past. This ratio could change in the future, as well. For these reasons, investment (and therefore GDP and consumption) might not receive the stimulus expected in the IAT and DRI/McGraw-Hill (1997) models even if savings are increased. In fact, increased corporate earnings could accelerate capital flight problems that are discussed below. On balance, we expect that GHG policies designed to stabilize emissions at 1990 levels will reduce consumption by at least $50 to $100 billion per year, on average, between 2000 and 2020. Losses are likely to continue and grow in the future because the policies will reduce the economy's potential growth rate, because permit revenues are likely to be spent on tax cuts or -11- new public expenditures, and because savings and investment will be diverted to other countries because of the effects of GHG policies on economic incentives. However, the Kyoto negotiations also need to consider the distribution of the benefits and the costs of these policies. Distributional Effects of GHG Policies Since 1973, U.S. production workers have experienced a steady decline in their real wages and earnings, as shown in Figure 6. After rising steadily at an average rate of $0.14 per hour (in $1982) through 1973, real compensation began to decline steadily thereafter at a rate of $.035 per hour. This decline in production worker incomes contrasts sharply with the continued growth in real hourly earnings of the top twenty percent of the labor force, which has been maintained throughout the 1980s and 1990s. Earnings inequality, the gap between the top and bottom classes of wages earners, has increased sharply as a result. For example, the ratio of the top to the bottom deciles of workers has increased from 3.7 to 4.5 since 1973, an increase of more than 20%. Wages have been eroding and income inequality has been increasing for a number of reasons, including declining rates of unionization, falling real values of the minimum wage, deregulation and increased rates of immigration. Rapid growth in foreign trade and investment are also important causes of declining real wages (Mishel, Bernstein and Schmitt, 1997). Unless these issues are considered in the development of GHG policies, those measures will exacerbate the effects of globalization on American workers. Recent reports suggest that trade may be responsible for at least 20 to 25% of the increase in U.S. income inequality in this period (Tyson, 1997). 16 With these facts in mind, we turn next to an analysis of the effects of GHG policies on labor and other factors of production, and then examine the effects of GHG policies on trade in -12- some detail. The effects of GHG policies on employment in DRI/McGraw-Hill (1997) are illustrated in- Figure 7. As GDP and consumption fall after the permit system is introduced, unemployment (not shown) rises initially and peaks (relative to the base case) in 2006. Overall, unemployment (not shown) is increased by 0.6 to 1.1 percentage points in. To put this in perspective, in the 1990-1991 recession in the U.S., unemployment increased by 2.2 percentage points from its 1989 low of 5.3 percent. Thus, the effects of GHG policies on unemployment are projected be one- quarter to one-half as large as the last U.S. recession. Job displacement peaks in 2007 or 2008 and persists, as shown in Figure 7, even as excess unemployment is eliminated. Displacement persists, though at lower levels, throughout the forecast period because real wages are depressed by the rise in energy prices (and the overall price level), causing workers to drop out of the labor force. Job losses are especially large in the scenario with the lowest emission targets (grandfathered permits, 90% of '90 emissions), in which energy prices must rise most rapidly. GHG policies have a strikingly consistent, negative impact on real wages, as shown in Figure 8.¹⁷ The rate of growth in real wages is reduced by 0.4 to 0.55 percentage points immediately after the introduction of the permit system in 2000. These reductions in real wage growth, relative to the base case, persist for over a decade. The losses are largest with the most restrictive emission limits (90% of '90 emissions), and least for the case with grandfathered permits and 1990 emission targets. In the latter case there is a small, offsetting, positive effect from the increased ability of corporations to grant wage increases when permits are grandfathered, which increases corporate revenues. -13- The decade-plus suppression of wage growth rates could cumulatively reduce the growth in the level of real wages by more than 50% between 1995 and 2020, relative to the base case, as shown in Figure 9. Real wages decline in all three scenarios between 2000 and 2006, and by 2020 they are only 3% to 4% higher than they were in 1995 (versus a 9% increase in the base case) This translates into an average growth rate of less than 0.2% per year. With such low rates of wage growth the continued increase in inequality will lead to falling wages for most workers. Only the top groups of wage earners are likely to experience any real wage gains over this period. Impacts on the Business Sector If GHG policy simply grants permits to business at no cost, then businesses currently using energy will effectively capture the stream of income that is equal to the value of those permits. They can choose to either use the permits themselves, or sell them to other users on the open market. The advantages of this system are that: 1) as the number of permits in circulation is reduced between 2000 and 2010, the lowest cost means of eliminating energy use will be identified by market forces; and 2) the grandfathering of permits will provide some compensation to businesses that will face higher costs of energy because of the implementation of GHG policies. Under this policy scenario, businesses will capture revenue stream, which will grow in value with the prices of permits, if the permits are given away, as shown in Figure 10. Corporate profits (before taxes) are forecast to rise steadily in the base and auction, deficit reduction cases from $500 billion in 1995 to $1.6 trillion in 2020. This reflects both the growth of the capital intensity of the economy (the capital stock is growing faster than in the base case) and an increase in the expected returns to capital, as well as the general growth in real output. If permits are -14- grandfathered, annual corporate profits in 2020 will increase by an additional $1.1 to $1.2 trillion dollars, an increase of about 66%, as a result of the infusion of GHG permit revenues and associate increases in the prices of domestic products." Investment as a share of GDP will increase in all three GHG scenarios, as shown in Figure 11. Higher energy prices will increase the levels of investment in both residential and non- residential goods, including houses, cars and producer durable equipment (production machinery). This will have important side effects, by stimulating the production of capital goods and construction sectors, as shown below. The increase in investment, if it materializes, is the key to generating increased levels of GDP in the DRI/McGraw-Hill forecasts. A policy induced increase in the level of profits will cause profits to rise sharply as a share of GDP in the two cases where permits are simply given to businesses (grandfathered), as shown in Figure 12. This sizeable increase in profits reflects returns on the incremental investment shown in Figure 11, and also returns on the asset value of carbon permits in circulation. In the DRI/McGraw-Hill model, increasing profits have a positive macroeconomic impact, because they provide savings to fund the investment growth. However, rising profits, as a share of national income, also imply a fall in the labor share of income, providing further evidence that production workers will be squeezed by GHG policies. The profit share of output increases by 9.4 and 11.2 percentage points, respectively, in the two cases with grandfathered permits in 2020, with the larger effect occurring with the restrictive target of 90% of '90 emissions. In the base case, profits rise gradually from 7.4% to 15% of GDP. In Scenario's 1 and 2, profits rise to 24.6% to 26.5% of GDP. Such large increases in capital's share of national income would virtually ensure a sizeable increase in the inequality of income distributions in the U.S. -15- Effects of GHG Policies on Trade and Investment flows By 2020, U.S. Imports would rise sharply under GHG policies because higher energy prices would make foreign goods (made with cheaper energy inputs) more attractive, as shown in Figure 13. In the short run, as output falls due to the introduction of the permit system, imports will decline slightly. After 2007 they surpass the base case (no GHG policies), and by 2020 they are $175 to $275 billion higher than in the base case. Imports rise most rapidly under the scenario with the most restrictive limits on GHG gases (90% of '90 emissions), because the high costs of carbon permits. The auction, deficit reduction case has the smallest effect on imports, because output is slightly lower than in the case with grandfathered permits (at '90 emission levels). Real exports, shown in Figure 14 would fall below base case exports until at least 2013, for all three policy scenarios. Exports recover somewhat thereafter, because of the effects of increased domestic productivity. In particular, in case 2 (permits auctioned, revenues used for deficit reduction) exports are $25 billion higher than in the base case by 2020. On balance, the increase in imports is considerably larger than the increase of exports, in the long run, in all three cases. Therefore the trade deficit (imports less exports) increases sharply as a share of GDP, as shown in Figure 15. The balance improves slightly during the initial period of adjustment to GHG policies, between 2000 and 2010, because of the decline in consumption, but the deficit expands rapidly thereafter. By 2020, the deficit has increased to between 6.0% and 7.5% of GDP, as compared with a 1997 deficit of approximately 2% of GDP. The trade deficit is forecast to grow substantially in the base case, as well. However, the GHG policies would add between $149, $287 and $240 billion to the trade deficit in 2020 in cases 1 through 3, respectively. The trade deficit would increase by 1.3, 2.7 and 2.1 percentage points of GDP in the -16- respective cases. Deficit increases of this size would have huge impacts on traded goods, especially manufacturing-sector products. We have estimated that $1 billion worth of exports would generate approximately 14,000 domestic jobs, including direct and indirect employment effects, in 1995 (Scott and Lee, 1997). Using this multiplier, the forecast increases in the trade deficit could eliminate a gross total of 2 to 4 million job opportunities in goods producing and related industries. As shown below, the DRI/McGraw-Hill industry projections for 2020 do not reflect employment losses of these magnitudes, because the model assumes that the economy returns to full employment and displaced workers are reabsorbed into other industries by that time.¹⁹ However, if the forecast changes in trade flows are correct, then 2 to 4 million fewer jobs will exist or be created in industries producing traded goods, and related inputs, could occur with GHG policies, as compared with base case employment forecasts. In the long run, increased imports will cause shifts in employment within the manufacturing sector, and between manufacturing and services. As a result, gross job displacement is likely to exceed the net job losses that are discussed below. If GHG policies do eliminate such a large number of manufacturing jobs, they will have a much larger impact on wages and incomes, especially for non-college educated workers, than is suggested by the DRI/McGraw-Hill macroeconomic model, because wages and incomes are much higher in manufacturing than in other sectors of the economy. Further research is needed to separately estimate the effects of GHG policies on the wages and incomes of blue- and white- collar workers. There is also a more fundamental set of international trade and investment issues that are -17- not addressed in the DRI model, as suggested by outside reviewers of the IAT, noted above. The DRI model assumes that the share of imports coming from the Annex-I countries (that will impose GHG emission limits) and non-Annex-I countries (which will presumably not be limited, for some time to come) will remain fixed in the base case. However, the structure of trade flows has shifted rapidly in the past 10 years, even without the incentives provided by GHG policies. The share of U.S. imports originating in the developing countries increased from 29.1% in 1978 to 36.4% in 1990, even while the ratio of imports to value added in the manufacturing sector was increasing sharply, from 18.3% to 30.7% (Sachs and Shatz 1994, 10 and 12). GHG policies will also create incentives to accelerate the pace of globalization and integration of the world economy. Globalization will take at least two forms. First, the share of U.S. imports originating in developing countries will grow, even more rapidly than it has in the past (for example, Mexico and China have experienced some of the most rapid rates of growth in U.S. imports in the 1990s). Second, investment will be diverted from the U.S. to non-Annex I countries, especially Mexico and other countries with large supplies of low-wage, semi-skilled labor. The pool of investment capital available for investing abroad could also be increased if grandfathered permit policies are implemented, as shown above. For the past two decades trade has grown twice as fast as world income, and foreign direct investment has grown four times as fast as income. Globalization is likely to accelerate if GHG policies are implemented that do not limit or otherwise control production shifts designed to escape GHG limits. Sectoral and Regional Impacts of GHG Policies Tables 2 and 3 forecast the effects of GHG policies on total and sectoral employment, at a fairly aggregated level in the economy (1- and 2-digit SIC categories of output). Employment -18- changes in 2007 (Table 2) will be dominated by the initial reduction in output, relative to the base case, as noted above. Employment changes will be almost universally negative, and will be spread more or less evenly across the economy. Total losses are greatest when GHG limits are most restrictive (90% of '90 emissions). DRI/McGraw-Hill predicts that a net total of 1.5 to 2.6 million jobs, or about 1.0% to 1.8% of total employment in the base case, will be lost in this first recession. At the high levels of aggregation shown in Table 2, only the energy-related sectors are predicted to experience very large job losses in the short run, including mining (down 11.5% to 15.4%) and petroleum refining (down 2.5% to 7.4%) In 2020 employment changes are more mixed (Table 3). Total employment declines by 400,000 to 1 million jobs (0.1% to 0.4% of base case employment in 2020), because of the reduction in real wages discussed above. However, employment grows in some sectors (such as other services, retail trade and durable goods) while declining in others (including mining, transportation and non-durables manufacturing). Contract construction employment increases in the two cases with less restrictive limits on carbon emissions because of increased levels of investment. Significant employment losses spread to a much wider range of industries, as the effects of higher energy costs and related changes in other costs are spread throughout the economy. Mining losses rise to 22% to 24% of the base case and petroleum refining employment declines by 17% to 24%. Several industries are forecast to have significant job losses under grandfathered permits, but gains when permits are auctioned and the revenues used to reduce the federal deficit or increase savings, including apparel products, leather products, electrical machinery and miscellaneous manufacturing. These are all sectors that are open to international competition, where production is highly sensitive to wage levels. Nominal wages would be about -19- six percent lower than in the base case by 2020 in the auction, deficit reduction scenario. However, wages are higher than in the base case when permits are grandfathered, which explains why employment impacts differ at the sectoral level in these scenarios. 20 Employment shifts between industries could contribute to the downward pressure on wages discussed above. Table 4 reproduces forecasts for employment changes in 2020 from Table 3 for a selected group of the most highly aggregated industries, and also includes information on average production worker wages in these sectors in 1995. This table strikingly illustrates one reason why wages grow so slowly in these scenarios. 400,000 to 500,000 job opportunities in mining, transportation and public utilities, where wages average between $14.22 and $15.32 per hour, would be eliminated (relative to base-case forecasts), while 240,000 to 290,000 jobs would be created in retail trade, which had wages averaging $7.70 per hour in 1995. In addition, 180,000 to 340,000 manufacturing jobs, paying between $11.60 and $12.90 per hour, would also be eliminated if GHG emission quotas were allocated to industry (rather than auctioned to raise government revenues). This process of structural change resulting from GHG policies will contribute to increasing inequality within labor markets in the U.S. DRI/McGraw Hill also provides detailed forecasts at the 3 digit level for industries, and at the 2 digit level for the 10 census regions of the U.S. Table 5 reports the industries that are predicted to gain or lose more than 5% of base-case employment in 2020. Losses outweigh gains in Table 4, in several ways. The number of industries experiencing losses of more than 5% of output is more than twice as large as the number with gains of more that 5%. In addition, there are 13 industries that lose more than 10% of output in 2020, including Rubber and Plastics footwear (-56%) coal mining (-45%), other leather goods (-34%) and electric utilities (30%). -20- However, there are no industries that gain more than 7.1% in total output. These trends reflect the broader tendency for employment to fall in manufacturing, especially durable goods, and rise in services sectors, including education services, retail and wholesale trade and state and local governments, as shown in Tables 3 and 4, above. Other individual industries that would be especially hard hit by GHG policies include kitchen products, apparel, toys, and various other mining industries (fertilizers, nonferrous metals and iron and ferroalloy ores). Coal mining is one of largest and most heavily affected industries under GHG policies.²¹ Coal output is projected to fall by 45 to 50% in 2020, relative to a base case with no restrictions on carbon emissions. The coal industry employed 116,000 workers in 1995. DRI/McGraw-Hill's (1997) base case forecasts that coal industry employment will decline to 80,000 workers in 2020. GHG policies will eliminate another 35,000 to 38,000 jobs in this industry by 2020, reducing total employment to between 42,000 and 45,000 workers. GHG policies will double projected job losses in this hard-hit sector between 1995 and 2020. The tendency for GHG policies to shift employment from manufacturing to services would be much more pronounced if trade and foreign investment effects were larger, for the reasons noted above. In addition, given the large increase in imports and the trade deficit, shown in Figures 12 and 14 above, DRI may be underestimating the effect of the GHG policies on output at the sectoral level. The shift of employment from manufacturing to services, the growth of imports and the decline in the price competitiveness of U.S. products would all have depressing effects on U.S. wages, for the reasons discussed above. The shift from manufacturing to services, especially retail trade, is illustrated in Table 6, which summarizes forecast changes in population and employment in the 10 census regions of the -21- U.S. in 2020, under the case 1 assumptions (grandfathered permits, 1990 emission limits). Manufacturing employment (shown in the last column) declines in 9 of 10 regions, rising only in the Pacific Northwest, where it is attracted by the availability of relatively cheap hydro-powered electricity. Retail trade experiences employment gains in 7 of the 9 regions that experience declining manufacturing employment. Mining, especially coal mining, declines sharply in all regions of the country, as noted above. Construction absorbs some of excess labor in regions that are forecast to enjoy stable or rising population levels because of GHG policies. Overall, employment declines in 6 of the regions (more than 1% in the East South Central and West South Central areas), and population declines in 3 of the 10 regions. Changes in energy costs, and the location of employment opportunities drive population shifts. In general, there is a substantial shift of jobs and population to the Pacific Northwest, with the other 7 regions not noted here experiencing small net gains or losses of jobs and employment in Case 1. Regional and industrial shifts in production and employment will reinforce the tendency of GHG policies to increase income disparities in the U.S. The movement of labor out of high-wage sectors, such as manufacturing and mining, and into low wage sectors, such as retail trade, will tend to increase income inequality across the U.S., as the supply of good jobs for the bottom three-fourths of the labor force is reduced. Regionally, the Pacific Northwest, which already enjoys relatively high standards of living, will experience employment and population gains, while relatively low-income regions such as the East South Central will experience job and populations losses. These changes will tend to increase the disparity which exists in wages and income distributions among these regions, by increasing labor demands in the regions that gain and reducing labor demand in the regions that lose jobs and population. -22- Policy Implications and Areas for Future Research To date, the discussion of GHG policies has paid inadequate attention to sectoral, regional and other adjustment policies needed to minimize the negative effects of GHG policies on the distribution of income. Previous research on GHG policies has focused almost exclusively on the identification of costs and benefits at the macroeconomic level of the economy. This analysis adds consideration of equity issues to the debate. Optimal GHG Control Strategies As noted above, policy makers are discussing a range of goals for the Kyoto-COP-III meetings and potential agreements. These range from stabilizing emissions in the Annex-I countries at 110% of 1990 levels by 2010 (IAT, 1997), or 2020, to reducing them by up to 20% as soon as 2005 22 DRI/McGraw-Hill (1997) estimates that stabilizing or reducing emissions at 1990 levels will require an effective carbon permit price of $180 to $192/ton in 2010, and $270 to $281 per ton in 2020 (Table 1, above). Further emission reductions would require substantially higher carbon prices. Nordhaus (1994, 93-96) has developed a simple simulation model of the costs and benefits of global climate change which identifies optimal emission control rates and the carbon taxes needed to achieve those levels of control (the carbon tax would have essentially the same effect as a carbon permit-fee on energy use and carbon emissions). His model suggests that very small and gradual controls are needed, with carbon taxes of only $5.29 per ton (in 1989 $), rising to $17.75 per ton in 2075. 23 He reviews a number of other, earlier studies which also reached similar conclusions. Fankhauser and Tol (1996) also review a number of recent estimates of the marginal damage of a ton of carbon emissions of $5 to $125 per ton of carbon, "with most estimates in the -23- lower end of this range." This literature suggests that the emission limits considered in IAT (1997) and DRI/McGraw-Hill (1997) may be too restrictive, in the sense that marginal costs would exceed marginal benefits at the given levels of carbon emission limits. Measures to Offset the Effects of GHG Policies on Income Distribution This report makes no assessment of the potential benefits of GHG policies, in terms of potential risks or damages that could be avoided, nor does it take a position on the advisability of adopting any further policies to restrict GHG emissions. However, we recommend that if such policies are implemented, two specific, additional measures are needed to limit their disruptive effects on the economy, and on the lives of American workers. The first concerns the impact of GHG policies on globalization of trade and investment. If two different sets of standards or timetables for emission reductions are established for developed and developing counties, they will create incentives for firms to increase imports and move production and investment out of the U.S., in order to take advantage of lower energy prices and less restrictive emission limits in the developing countries. There are policies available which can reduce the trade and investment distorting effects of GHG policies. In order to reduce or eliminate the negative effects of GHG policies on U.S. trade and investment, it could even be necessary to establish a border equalization tax policy. This tax would rebate the cost of emission limits on the energy content of exports, and assess an equivalent fee on products imported into the U.S. This kind of policy could eliminate the incentive to import goods and move plants abroad to escape U.S. emission limits. Other policies which could reduce the effects of GHG policies on trade and foreign investment include quotas on energy intensive imports, and safeguard measures to limit import surges. However, each of these measures could -24- conflict with our obligations under the GATT, increasing the difficulty of developing a comprehensive GHG policy package. The second type of policy that would be needed is a set of measures that would provide substantial assistance to the workers and communities damaged by the creation of greenhouse gas policies. For workers, such a program should involve meaningful retraining opportunities, and several years of income support while involved in those activities. For particularly hard hit sectors and regions, special programs could be required to provide for early retirements, buyouts and to ensure continuation of health and pension benefits. For communities, there are many options including, but not limited to, industrial and R&D policy support. Worker retraining policies, especially in the trade adjustment area, have established a poor track record, which may raise questions about the wisdom of incorporating such measures into a GHG policy or treaty package. These policies have failed for several reasons. They have historically been poorly funded, not providing sufficient resources for meaningful retraining nor the time and family income needed to sustain it. In addition, commitments have often been dishonored in the past, when funding for adjustment programs was terminated or drastically reduced after the policy had been implemented. For these reasons, a much larger and more dependable commitment of resources would be needed to compensate workers and communities for the costs of GHG policies. Limitations and Areas for Future Research Finally, we conclude by noting three areas of uncertainty. First, there is substantial uncertainty about the pace of global warming and the precise climactic impact of a given volume of CO₂ emissions. Second, this report analyzes the costs, but not the potential benefits of climate -25- change policy, including any possible economic benefits. Third, there are many unknowns about the costs of reducing emissions. The DRI model provides one way to estimate those costs. This model could overstate or understate the costs of reducing GHG emissions. If the energy efficiency of the economy grows more slowly than is expected in the base case, then greater reductions in energy use will be required to meet any given standard, which would dramatically increase the costs of compliance. On the other hand, in the past such modeling exercises have produced estimates that have proved, in retrospect, to significantly overestimate the costs of new pollution controls. However, even if the models discussed in this report overestimate the costs of GHG policies by 50% or more, the actual costs would still be large and significant. In addition to these general areas of uncertainty, this report has raised a number of specific concerns that require future research. These include the effect of GHG policies on foreign trade and investment, including sectoral details and relationships between the major accounts (merchandise, services, current and capital accounts); and if permits are traded internationally, or joint implementation is allowed (neither of these alternatives was considered in this report), the implications for trade and exchange rates in a general equilibrium context. Another major area of concern is the system for implementing permits, how they will be created and traded, the nature of the property rights involved, and the wealth effects of grandfathering or other forms of distribution to the private sector. There is a related set of issues concerning the distribution of income between labor and capital, and the future rate of return on capital, that GHG policies will also intersect with. Finally, further disclosure, review and debate is needed about the technical assumptions of the models used to analyze GHG policies. This review should include the relevant price and/or substitution elasticities and the potential (and cost) of increasing the energy-efficiency -26- of the domestic economy without GHG policies. Differences in base case level of energy use, during the forecast period, can have a very large impact on the cost of limiting carbon emissions and this issue has not been adequately addressed in the literature. -27- References Bernstein, Paul M., W. David Montgomery and Thomas F. Rutherford. 1997. "World Economic Impacts of US Commitments to Medium Term Carbon Emissions Limits," Washington, D.C.: Charles River Associates Incorporated, CRA No 837-06. Bovenberg, A. Lans and Ruud A. de Mooij, 1994. "Environmental Levies and Distortionary Taxation," The American Economic Review, 94(4), 1085-1089, (September). Boyd, Roy, Kerry Krutilla and W. Kip Viscusi. 1995. "Energy Taxation as a Policy Instrument to Reduce CO₂ Emissions: A Net Benefit Analysis," Journal of Environmental Economics and Management, 29, 1-24. DRI/McGraw-Hill. 1997. "The Impact of Carbon Mitigation Strategies on Energy Markets, the National Economy, Industry and Regional Economies," July. Fankhauser, Samuel and Richard S. Tol. 1996. "Climate Change Costs: Recent Advancements in Economic Assessments," Energy Policy, 24(7), 665-673. Goulder, Lawrence H. 1995. "Effects of Carbon Taxes in an Economy with Prior Tax Distortions: An Intertemporal General Equilibrium Analysis," Journal of Environmental Economics and Management, 29, 271-297. Interagency Analytic Team. 1997. "Economic Effects of Global Climate Change Policies." Draft of May 30, as released to the House Commerce Subcommittee on Energy and Power. Washington, D.C.: Climate Change Task Force. Manuscript. Hoeller, Peter, Andrew Dean and Jon Nicolaisen. 1991. "Macroeconomic Implications of Reducing Greenhouse Gas Emissions: A Survey of Empirical Studies." OECD Economic Studies, 16, Spring, 45-78. Hoerner, J. Andrew and Frank Mueller. 1993. "The Impact of a Broad-Based Energy Tax on the Competitiveness of U.S. Industry," The Natural Resources Tax Review, July-August 1993, 428-458. Hoerner, J. Andrew and Frank Mueller. 1996. "Carbon Taxes for Climate Protection in a Competitive World," Environmental Tax Program, Center For Global Change, College Park, MD. Manuscript, June. Maddison, David. 1995. "A Cost-Benefit Analysis of Slowing Climate Change," Energy Policy, 23(4/5), 337-346. -28- Mendeloff, John. 1988. The Dilemma of Toxic Substance Regulation. Cambridge, MA: The MIT Press. Mishel, Lawrence, Jared Bernstein and John Schmitt. 1997. The State of Working America, I 1996-97. Armonk, NY: M.E. Sharpe. Nordhaus, William D. 1994. Managing the Global Commons: The Economics of Climate Change. Cambridge, MA: The MIT Press. Nordhaus, William D. and Zili Yang. 1996. "A Regional Dynamic General-Equilibrium Model of Alternative Climate-Change Strategies," The American Economic Review, 86(4), 741- 765. September. Repetto, Robert and Duncan Austin. 1997. The Costs of Climate Protection: A Guide for the Perplexed. Washington, D.C.: World Resources Institute. Sachs, Jeffrey, and Howard J. Shatz. 1994. "Trade and Jobs in U.S. Manufacturing." Brookings Papers on Economic Activity: 1. 1-84. Scott, Robert and Thea Lee. 1997. "Trade Deficit, Job Losses Soar Since NAFTA." Washington, D.C.: Economic Policy Institute Trade Fax, February 19. Tyson, Laura. 1997. "Inequality Amid Prosperity," The Washington Post. July 8. Wigley, T.M.L., R. Richels and J.A. Edmonds. 1996. "Economic and Environmental Choices in the Stabilization of Atmospheric CO₂ Concentrations," Nature, 379, 18 January, 240-243. Yellen, Janet. 1997. "Statement before the House Commerce Subcommittee on Energy and Power," July 15. Typescript. -29- Endnotes 1. This section is based on, and the quotes are drawn from Bernstein, Montgomery and Rutherford (1997) 2. Nordhaus (1994), which estimates optimal GHG policies from an explicitly defined welfare model is a notable exception. Other examples include Boyd, Krutilla and Viscusi (1995) and Madisson (1995). 3. See, for example, Hoeller, Dean and Nicolaisen (1991) and Repetto and Austin (1997). 4. See, for example, comments on the IAT draft report in letters released to the House Subcommittee on Energy and Power, as an appendix to Yellen (1997): Dale Jorgenson and William D. Nordhaus (April 24, 1997) "This model is highly inappropriate extremely sensitive to assumptions about energy prices. "The letter also criticized the "use of fixed-coefficient, input-output model." and Raymond J. Kopp (May 15, 1997) stated that the DRI model is " useful only for the analysis of short-term adjustments, and even here, one should proceed with caution, because the model is "driven from fixed coefficient input- output tables that can give very distorted views of the adjustment behavior of the economy." 5. The IAT report utilized three models. In addition to the DRI model discussed here, the IAT also developed forecasts for a similar set of policy scenarios using the Markal-Macro and Second Generation Models (SGM). These are simulation-type models that calculate equilibrium output levels, given constraints (such as available energy resources) and a set of initial conditions and assumptions about the structure of the economy. The Markal-Macro and SGM models are not designed to estimate adjustment costs or economic disequilibria that will result from policy changes. Hence the DRI model is better suited to the analysis of displacement issues, while the general class of simulation models are more appropriate for estimating long-run consequences. Note, however, that the IAT was criticized by reviewers for: 1) failing to utilize a full computable general equilibrium model, rather than the Markal-Macro or SGM; and 2) because neither of those models included a well developed foreign trade sector. See comments by Nordhaus and Jorgenson (previously cited), Ray Kopp, John Weyant and Richard Richels, in letters released to the House Subcommittee on Energy and Power, as an appendix to Yellen (1997). 6. See Wiley, T.M.L., R. Richels and J.A. Edmonds 1996. 7. Note that IAT (1997, Table 1) reports that total carbon emissions in 1990 were 1338 MMT, 1.1% more than is reported for 1990 consumption levels in DRI/McGraw-Hill (1997). 8. These target reduction levels are 5% to 8% larger than those required in IAT (1997). The difference is explained by the combination in the IAT report of more rapid declines in the energy intensity of the economy (1.25 percent per year vs. 1.0 percent per year), and the slightly higher baseline level of carbon emissions. The efficiency assumption is the most important difference, by far, between the two baseline cases. -30- 9. A fourth case and a new base case are also analyzed in DRI/McGraw-Hill (1997). These cases assume that the energy intensity of the domestic economy in the "heroic base case" improves at 1.75% per year. This corresponds to a similar scenario in the IAT report. Results parallel those of the cases discussed below. The scenario in case 4 is otherwise identical to case 1 (grand fathered permits). Case 4 and its comparable base case are not analyzed here because the "heroic base case" scenario is highly unlikely to occur. 10. Comments on the IAT draft report released to the House Subcommittee on Energy and Power, as an appendix to Yellen (1997) in letter from Richard Richels, May 30, 1997. See also letter from Larry Goulder, June 2, 1997, "The report seems consistently to employ assumptions and policy scenarios that contribute to low costs of emissions reductions." 11. This view is also supported by Ray Kopp, in a letter of May 30, 1997, who noted that "All of the departures from AEO97 used in the draft report serve to decreased carbon emissions [in the base case] and therefore make attainment of a 1990 stabilization less costly." (Letter released to the House Subcommittee on Energy and Power, as an appendix to Yellen, 1997). 12. Figure 4 is derived from two of the scenarios shown in Figure 16 (p. 28) of the IAT draft report. 13. If public investment were to be increased using GHG revenues, then output, consumption and other segments of the economy could achieve higher levels in the long run than in the cases considered here. However, increases in public investment would appear less likely to obtain than general or targeted tax cuts, in the present political environment in the U.S. 14. Bovenberg and de Mooij (1994) have shown that, in theory, revenue raising environmental taxes can lower economic output because they "exacerbate, rather than alleviate, preexisting tax distortions." Goulder (1995) develops a general equilibrium model which shows that the problem with the carbon tax is its "focus on intermediate inputs and its relatively narrow base in comparison with income taxes." In principle, raising the cost or limiting the supply of energy inputs will change the shape and position of the production possibility frontier, generally reducing the amount of output that can be generated with any given set of other inputs. 15. For example, comparing Case 1 and the Base Case, the increase in investment is about 90% as large as the increase in total national savings. 16. Mishel, Bernstein, and Schmitt (1997, 195) estimate that trade could be responsible for more than 30% of the increase in income inequality in the U.S. between 1979 and 1989. 17. The effects on real wages are estimated by dividing the employment cost index by the consumer price index series in DRI-McGraw-Hill (1997, 20 and exhibit 15). The base case value for this series is then contrasted with each of the forecasts to determine the change in the real value of compensation. Note that DRI-McGraw Hill draws a sharp contrast between changes in the nominal wage series for case 3 (permit auctions) which decline sharply, and the other policy cases, where nominal wages increase because of increases in corporate revenues and hence the -31- ability to pay. However, the variation in these results is eliminated when real wage series (and the corresponding differences of consumer prices in each case) are considered. 18. This increase in before-tax corporate profits appears to primarily reflects an increase in the implicit rate of return on capital. The cumulative increase in fixed nonresidential capital between 2000 and 2020 in the three cases analyzed here is between $1.0 and $1.4 trillion, roughly equivalent to the increase in annual corporate profits by 2020. Therefore most of the increase in profits would appear to reflect higher returns on existing capital stock. This implicit forecast of increased returns is unrealistic, unless the world-wide corporate rate return on invested capital rises sharply because of GHG policies. However, an alternative view might treat the incremental profits as the returns on the imputed capital value of carbon emission permits. This view suggests that grandfathering of permits will not only transfer revenues to permit holders, but also new assets with a significant capital value. The implicit rate of return of capital, and wealth transfers associated with the permits, are important issues for future research. 19. Note that the DRI/McGraw-Hill (1997) forecasts for the three scenarios contain puzzling and potentially contradictory results. The Merchandise trade balance worsens by less than $100 billion in each case, although the calculated trade balances (including services) decline much more sharply, as indicated in the text. It is unlikely that services trade can or will account for these differences. In addition, the current account balance improves by $87 to $175 billion in the three GHG scenarios, presumably because of the increase in national savings. However, improvements of this magnitude in the current account are unlikely unless they are mirrored in changes in the trade balances, which dominate current account transactions. 20. Exchange rates are essentially unchanged in the DRI/McGraw-Hill (1997) forecasts, so changes in nominal wages and prices directly effect competitiveness. The rigidity of exchange rates in these forecasts is a potential source of error. 21. There is a greater percentage drop in employment in rubber and plastic footwear under GHG policies, as shown in Table 4. However, output in this industry was less than $1 billion in 1995, as compared with coal industry output of over $28 billion in that year. 22. Association of Small Island States, 1995, "Draft Protocol Submitted to the United Nations Framework Convention on Climate Change," as referenced in Repetto and Austin (1997, 1). 23. Nordhaus and Yang (1996) develop a regional bargaining model which generates slightly higher optimal permit prices of roughly $30 per ton of carbon in 2090, versus $21 in the DICE model developed in Nordhaus (1994). -32- bc-Independent-Petroleum 10-22 oil and Natural Gas Producers Respond to Clinton Global Warming Solutions To: National Desk, Environment Writer Contact: Kate Hutcheons or Jeff Eshelman, 202-857-4722, or jeshelman (at) ipaa. org, both of the Independent Petroleum Association of America WASHINGTON, Oct. 22 /U.S. Newswire/ -- Today President Clinton unveiled a plan to cut greenhouse gas emissions as a so-called solution'' to stop the theory of global warming. The Independent Petroleum Association of America, which represents the nation's 5,000 crude oil and natural gas producers, responded with the following statement. IPAA Chairman-Elect George Yates, president of Harvey E. Yates Company, Roswell, N.M., said: America's crude oil and natural gas producers are extremely concerned that President Clinton is offering high-cost, economically risky solutions to a problem that has not been proven to exist. The president should be listening to the legions of independent scientists and other knowledgeable voices whose expertise is in the field of climatology and meteorology. In offering these so-called 'solutions,' the president has catered to international pressure and emotion-based politics, and he has ignored science. Are we in denial that global warming could exist? Absolutely not. But it still has not been demonstrated that man is turning up the heat. Quite simply, the jury is still out. And it is the president's responsibility to study this issue exhaustively before sacrificing thousands of jobs and spending billions in taxpayer dollars. I'm afraid the Clinton administration hasn't done that important job. IPAA member companies drill 85 percent of the nation's crude oil and natural gas wells. Yates will be speaking before the American Society on Competitiveness in Tulsa, Okla., tomorrow on global warming and other issues. Editors: Some computer systems do not recognize the at'' sign. It is an important component of e-mail addresses and should be used in place of the symbol (At) in the contact information above. -0- /U.S. Newswire 202-347-2770/ **** filed by:US-F(--) on 10/22/97 at 15:56EDT **** **** printed by:WHPR(197) on 10/22/97 at 16:00EDT **** BC ENVIRONMENT CLIMATE-TALKS 1STLD FOCUS-US stance on climate awaited at Bonn meeting (Recasts, adds comments from U.N. delegates) By Terence Gallagher BONN, Oct 22 (Reuters) - U.S. President Bill Clinton's announcement later on Wednesday of proposals to address global warming may prove disappointingly cautious, but would not derail international negotiations on the issue, delegates to a U.N. convention on the climate said on Wednesday. The delegates, while reluctant to respond to a plan that has not yet been officially unveiled, said all proposals, including those from Washington, were part of a complex negotiating endgame that, with luck, would produce a compromise in Kyoto, Japan, in December. That is where industrialised countries hope to reach an agreement on how much to restrict their output of carbon dioxide and other gases seen as a responsible for a gradual rise in the earth's temperature that could have catastrophic consequences for the environment and the global economy. The U.S. position, which Clinton is expected to unveil in a speech in Washington starting at 1840 GMT, is the last among major industrialised nations to be presented. Industry sources say it sets the least ambitious targets, aiming to roll back emissions of greenhouse gases only to 1990 levels by the year 2010. The 15-nation European Union, which has proposed a 15 percent cut from 1990 levels, has already sharply criticised a Japanese plan calling for five percent cuts. If the U.S. offers less, the EU will have to condemn it, but it cannot afford to do so too strongly if it wants the Kyoto conference to succeed. Raul Estrada Oyuela, chairman of the current working session in Bonn which runs until October 31, declined to comment on the reported U.S. stance, saying: We need to know what the proposal really is. The delegates, grappling with piles of conflicting proposals, face a difficult task in coming up with a single document all can agree on. Small island nations, who say their existence is threatened by a rise in the sea level caused by melting polar ice caps, say even the EU proposal does not go far enough. Energy producing nations including Australia and the Organisation of Petroleum Exporting Countries are opposed to further cuts. U.S. industry has launched a major advertising campaign saying the planned reductions will cost more than the damage they seek to prevent. In setting low goals, Clinton may be pragmatically showing he is reluctant to set targets that cannot be met. The final agreement may not resemble any single proposal now on the table, delegates said. Japan has put forward a plan we think is reasonable, and we hope it becomes a focal point for everyone to gather around, said Toshiaki Tanabe, the chief negotiator from Tokyo. If we propose goals we cannot attain, this will be nothing more than a beauty contest, Tanabe said. German Foreign Minister Klaus Kinkel, on a visit to Tokyo, threatened to reject the Kyoto agreement if it is too weak, and criticised the Japanese proposal as inadequate. We cannot accept an insufficient outcome, Kinkel said. The Kyoto conference must be made a success. The environmentalist group Greenpeace urged Clinton to abandon his dinosaur policies'' and agree to significant reductions in greenhouse gases. Greenpeace erected a six-metre (20-foot) -high sculpture of a dinosaur assembled from old car parts, oil barrels and scrap metal outside the Bonn meeting. The dinosaurs died out because of climate change and they couldn't adapt. Japan and the U.S. are running dinosaur policies. They are not adapted to the realities of the modern world, particularly the threat of climate change, said Greenpeace climate policy director Bill Hare. Environmentalists are already concerned the industrialised nations will not meet the goals they set at the 1992 Earth Summit in Rio de Janeiro, where they agreed to cut emissions of greenhouse gases to 1990 levels by 2000. REUTERS **** filed by: RB-- (--) on 10/22/97 at 15:52EDT **** **** printed by: WHPR (197) on 10/22/97 at 16:03EDT **** bc-greenpeace-climate 10-22 Greenpeace Calls Clinton Proposal Black Wednesday for Climate Talks To: National Desk, Environment Writer Contact: Kalee Kreider, 202-319-2523 or 202-236-2579 (mobile), Andrew Davies, 202-319-2432, Holger Roenitz, 011-31-653-417-945 (Bonn), or Bill Hare, 011-31-653-433-454 (Bonn) all of Greenpeace WASHINGTON, Oct. 22 /U.S. Newswire/ -- The following was released today by Greenpeace: Today the Clinton/Gore administration announced its official negotiating position as part of the United Nations Framework Convention on Climate Change. The position calls for a stabilization of carbon dioxide emissions at 1990 levels during a budget period from 2008-2012. This is the black Wednesday for the climate negotiations, said Kalee Kreider, director of the Greenpeace USA Climate Campaign. President Clinton has broken the promise he made at the Second Earth Summit where he called for 'a strong American commitment to realistic and binding limits that will significantly reduce our emissions of greenhouse gases. To respond with such complacency to climate change is to ignore the threat to human health and the environment. Industry groups have funded a $13 million advertising campaign in the United States designed to derail any agreement at Kyoto, and the oil and gas industry alone has funneled more than $50 million into the coffers of both U.S. political parties. The U.S. position is far behind the European Union proposal which calls for a 15 percent reduction in CO2 emissions by 2010 with an interim 7.5 percent reduction by 2005, all based upon1990 levels. Greenpeace, along with the Alliance of Small Island States, supports a 20 percent reduction in CO2 emissions by 2005 based upon 1990 levels -- a position that is just within nature's safety limits. If the U.S. position as reported were adopted at Kyoto, then we would consider the agreement a failure, continued Kreider. Clinton also announced that the United States would support a set of tax breaks and financial incentives to promote renewable technologies and energy efficiency into the marketplace. The administration will not, however, remove large corporate subsidies to the coal, oil and gas companies, the industries most responsible for climate change. Approximately 98 percent of U.S. emissions of carbon dioxide come from the burning of oil (40 percent), coal (35 percent) and gas (22 percent). Five years ago at the Rio Summitt, Al Gore and Bill Clinton accused the Bush White House of being the 'lone holdout' and an 'obstacle to progress' after it refused to support mandatory (as opposed to the non-mandatory agreement ultimately signed) curbs on greenhouse gases. Now it is Al Gore and Bill Clinton who are the obstacles, concluded Kreider. -0- /U.S. Newswire 202-347-2770/ **** filed by: US-F(--) on 10/22/97 at 15:49EDT **** **** printed by: :WHPR(197) on 10/22/97 at 16:02EDT **** D2 L+ THE NEW YORK TIMES, WEDNESDAY, AUGUST 15, 1990 Economic Scene Sa Peter Passell Do What Price air around oil refineries is a billion less to spend on, say, safer tankers or tastier tomatoes. And if regu- lation itself breeds inefficiency - if less money 1 Cleaner Air? spent elsewhere could accomplish the same task - the approach is even more problematic. S That raises a troubling question. Never have so DETR many smart, free-market-oriented economists mestical been so involved in drafting new environmental L IKE purer hearts or thinner thighs, cleaner air is trucks fe an unalloyed virtue. But like other virtues, rules. If resulting legislation is such a bad deal, gust and cleaner air can only be attained through sac- why are they now silent? cline to rifice. And according to Paul R. Portney, an envi- One reason is that the free-market enthusiasts States ec ronmental economist at Resources for the Future within the clean air lobby did win one big victory: sales a y in Washington, Americans may be on the verge of Utilities will be allowed to buy and sell rights to Cars s giving up too much for too little: They are not pollute, insuring that the polluters who can cut annual r: likely to get their money's worth from the sweep- emissions most cheaply will do the cutting. 10 days e ing amendments to the Clean Air Act now being This will reduce the acid rain cleanup cost by $2 7.9 millic cobbled together by Congress. billion to $3 billion annually, Mr. Portney says. earlier. According to Mr. Portney's startling analysis, to Moreover, "emissions trading" on acid rain could Aug. 10, be published in the next issue of the American Eco- serve as the precedent for a least-cost solution for justed ar Niculse Asciu the seas nomic Association's Journal of Economic Perspec- the big kahuna of environmental problems, con- for the 1 tives, the amendments will double the current $30 tainment of the "greenhouse effect" gases that billion cost of the air quality regulation. But the The third expensive item, reductions in emis- million. cause atmospheric warming. But the price of this Over benefits will probably be worth just $14 billion, Mr. sions of 190 cancer-causing industrial chemicals, victory was acquiescence on air toxics regulation, fell 20.7 Portney concluded. His analysis is all the more de- Mr. Portney estimates, will probably run $6 billion which many environmental economists privately 150,897 U pressing because the legislation is the first to draw to $10 billion annually. But by Government analy- concede will be about as cost-effective as the Pen- cluding on the expertise of efficiency-minded economists. sis, the risks from these toxic effluents is much smaller than commonly supposed; lives saved will tagon's $600 toilet seats. cent, to 9 probably not exceed 500 annually. Valuing these Rise in J The first of the three big-ticket items in the clean lives at $3 million each, the total benefits will fall While The other bargain for silence cannot be rational- air package would require coal- and oil-fired power short of $2 billion. makers These estimates, Mr. Portney readily acknowl- ized so high-mindedly. President Bush's economic plants to slash emissions of sulfur and nitrogen in sales, oxides. The likely bill for antipollution equipment edges, are educated guesses. But the guesses, from advisers have long been unhappy with the urban reported a variety of sources ranging from the Congres- air quality amendments as well as the air toxics sales of and more expensive fuel: about $4 billion annually. sional Office of Technology Assessment to studies provisions; the former, it is argued, would effec- factorie: But the benefits should exceed the costs. Mr. Port- tively force the whole country to use expensive Auto I ney reckons that the value in better health and re- commissioned by the Environmental Protection émission controls that make sense only for the moveme duced damage to forests, lakes and farms will run Agency, do apparently represent the state of the scientific art. dozen most heavily polluted cities. fuel-effi about $5 billion. Some environmental advocates- perhaps a ma- But the self-proclaimed environmental Presi- sudden Thereafter, however, the economics of the clean jority - deny the relevance of such analysis. dent seems readier to settle for a wasteful bill than line res air amendments is all downhill. Tougher regula- to share the blame for a legislative deadlock. And Persian tion of urban polluters will cost $19 billion to $22 bil- Cleaner is better, they insist, no matter what the said sal lion annually. But the benefits, everything from re- green-eyeshade types say. But for economists (and the pinchpennies in the budget office, who might those who think like economists), comparisons of have been expected to stiffen Mr. Bush's spine, up, whi duced incidence of asthma to increased crop yields more sh downwind, will probably fall in the $4 billion to $12 costs and benefits must matter in a world of lim- seem unconcerned because Washington won't foot "Cust billion range, Mr. Portney says. ited resources. An extra billion spent sanitizing the the bill. Consumers will. fuel eco ing to cars," Motor To Our Readers search Chrysler Begins Making New Mini-Vans Analy Because a service that pro- longed vides The Associated Press resultin pany in the next two to three years," not exotic enough. You don't mess By DORON P. LEVIN with success," Lee A. lacocca, Chrys- with market data remained prices c said Charles Brady, automotive ana- plies, a lyst for Oppenheimer & Company. ler's chairman and chief executive, without power yesterday after a ! CHARLTON RESEARCH COMPANY PUBLIC OPINION ON GLOBAL CLIMATE ISSUES Tracking Public Opinion and Attitudes May 1997 Charlton Research has been examining public perception on environmental issues including global climate change for the past decade. Charlton Research recently conducted a nationwide public opinion study regarding global climate issues to gauge attitudes among the general public on the current debate on global climate change. This survey was sponsored by the Small Business Survival Committee. EXECUTIVE SUMMARY Knowledge of US global climate policy islow. Further the public does notfeel epresented on global climate issues. Americans be that lobal.climate change is alinternational issue that needs to be ad- dressed by all nations, including de veloping countries. The public does not feel the United States should pay for ot her countries to obtain new technologies SO they can limittheir emis sions of carbon dro kide By two to one repondents oppose the Clinton- Gore proposal that would requir the United Statesto pay afee to other countries ituses moreienerg vithat its a would allow. People feel global climate policy alsomeeds to reflect economic considerations. Policymustibe market based cost effective and'comprehensive should not be limited to selected countries or one economic sector It must not hinder economic and job growth. Americans oppose.energy use quotas and international permits The public favors voluntary energy reductions, such as driving motor vehicles ss often; and voluntary reduction of home heating and air conditioning People oppose increasing gasoline and energy prices for individuals to reduce energy-use. R CHARLTON RESEARCH COMPANY Page I A MAJORITY OF AMERICANS Do NOT FEEL REPRESENTED ON GLOBAL CLIMATE POLICY Although there has been extensive media coverage AMERICANS Do Not FEEL REPRESENTED ON GLOBAL CLIMATE POLICY of global climate issues. public knowledge of US glo- bal climate policy is low. Only four percent of re- of the following policy options word you select spondents said they were familiar with US global Government making climate policy. Respondents do not feel they are be- decisions regardless of 7 23 your opionion mg adequately represented on this issue. In fact, 70% 14 seven-out-of-ten respondents feel government offi- Have adequate 47 cials are making decisions that will affect them with- information 23% Optional/ out regard to public opinion on global climate is- sues. (See Figure 1) Opening somewhat Fig Furthermore, the public does not want government to take immediate steps to reduce global warming concerns. Instead, nearly three-fourths of respondents GOVERNMENT SHOULD AVOID LONG-TERM said the government should continue voluntary pro- GLOBAL CLIMATE POLICY PROGRAMS grams, continue research and avoid any treaty com- Which one of the following policy options would you select: mitments that would lock the United States in to long- term costly programs if environmental benefits are U.S. should take Immediate steps 21% not assured and costs would be high. (See Figure 2) 12 6 48 25 Option t/much GLOBAL CLIMATE ISSUES NEED TO BE Option / somewhat Don't know ADDRESSED INTERNATIONALLY U.S. should continue voluntary Option 21 somewher Flg. 2 programs and conduct more Option2/much research The environment is an international issue for the 73% American public, and Americans feel strongly that it should be addressed by all nations. Respondents do not feel that the United States and Europe should GLOBAL WARMING CONERNS NEED To BE be the only nations to limit energy use. Instead, all ADDRESSED By ALL COUNTRIES nations, including developing countries such as China, India and Mexico, need to address global Global warming concerns need to be addressed on a global scale by all countries including China. India and Mexico and not just by a select few countries such as the US and Europe. warming concerns. (Figure 3) Agree 86% Further, the public strongly opposes United States 19 taxpayers bearing the financial burden for develop- 4 ing nations to obtain new technologies SO they can Disagree 67 10% limit their emissions of carbon dioxide. Agree/strongh Agree/somewhal Dontknow Disayeer somewhal Fig. 3 o Disagree/strungt, R CHARLTON RESEARCH COMPANY Page 2 GLOBAL CLIMATE POLICY MUST NoT HINDER US ECONOMIC GROWTH must have their foundations 11: sound economic policy and must not innder economic growth Three fourths of respondents favor global climate policies that are market-based and cost effective In addition. three fifths oppose the Administration's international permit proposal (See Figures 4 and 5) PUBLIC OPPOSES A SYSTEM OF INTERNATIONAL POLICIES SHOULD BE MARKET-BASED PERMITS FOR ENERGY USE AND COST-EFFECTIVE Deven favor OR oppo. .1 proposed a system of international permits under which Policies developed to address global warming concerns should be market-based countries would be given an energy USe quota and cost effective. Favor Agree 30% 75% 13 17 34 9 41 45 16 10 Envorsement Agree/strongly Oppose Oppose sortware Age es/somewtial 61% Fig. 4 Disagree Don't know 19% Drage ee/somewhat Flg. 5 Disagree/strongly MERICANS OPPOSE INCREASED GASOLINE PRICES AND MANDATORY ENERGY RESTRICTIONS Respondents were asked a series of trade-off questions on potential methods to reduce energy use. In every situation, Americans opposed paying more for gasoline and other energy needs. For example, 53% of respon- dents favor giving up the use of motor vehicles one or two days every week versus only 29% of respondents who favor the government increasing the price of gasoline by 50 cents per gallon. Respondents were also more willing to reduce home heating and air conditioning by regulating their thermo- stats rather than paying 50% more to heat INDIVIDUALS UNWILLING To MAKE FINANCIAL and cool their homes. AND LIFESTYLE SACRIFICES Now I am going 10 read you a list of things that you could personally do to address the issues of global warming. Please tell me on a scale of one to ten with one meaning "not at all willing" and ten meaning Respondents were also read a list of energy "extremely willing" how willing you would be to saving measures that could be used to re- Not at all duce energy consumption and address glo- Moderately Extremely Don't willing willing willing know % % % % bal warming. Eighty-eight percent of re- Let the government limit the size home you buy 88 6 4 2 spondents were not at all willing to allow Pay 75 cents more per gallon of gasoline 82 10 8 . the government to limit the size home they Pay 50 cents more per gallon of gasoline 68 18 13 1 could buy. Eighty-two percent of respon- Agree to a rationing plan-- reducing vehicle use 57 23 18 2 to 1-2 days a week dents were also not at all willing to pay 75 Index home mortgages so that people who 56 20 21 3 live close to work will pay less interest cents more per gallon of gasoline, and 68% Commit your family to use vehicle less and 51 26 20 3 posed a 50 cent per gallon of gas increase. public transportation. walking, and biking more e Figure 6) Restrict drivers' licenses to people 45 20 32 3 over 21 and under 80 Fig.6 R CHARLTON RESEARCH COMPANY Page 3 METHODOLOGY A national telephone survey was conducted from May 17 - 23, 1997 among 800 adults 18 years and older. The margin of error for a sample of this size is +3.5%. The sample was proportionate to the country's demographics, including geography, gender and ethnicity. Charlton Research Company is a research and consulting firm which has been developing campaign and communications strategies for business and political clients since 1983. The company specializes in analyzing changes in today's socio-political and economic environments. By combining research findings with public policy issues and political insights, we provide clients with timely, cost-effective, intelligence and advice. If there are any immediate issues or projects on which Charlton Research Company could be of assistance to your organization, please contact Charles F. Rund, President, or Tracey Soeth, Marketing Director. ® CHARLTON RESEARCH COMPANY 1460 Maria Lane, Suite 410 Walnut Creck, CA 94596 510/274-5900 phone 510/937-9895 fax 2300 M Street, N.W., Suite 800 Washington, D.C: 20037 202/973-2849 phone 202/452-8832 fax George Abar 202-887-8800 Sept. 15, 1997 1:38 PM 2/3 1200 18th Street, NW Fax 202-887-8877 HIC 5th Floor Email [email protected] or Washington, DC 20036 [first initial] + [lastname]@acpa.com Phone 202-887-8800 Web http://www.eic.org Environmental Information Center FOR IMMEDIATE RELEASE Contact: George Abar. Peter Kelley Sept. 9, 1997 202-887-8800 Public Alerted to Industry Misinformation Campaign That Denies Need for Action on Global Warming Corporations Behind Campaign Revealed as Major Polluters WASHINGTON, Sept. 9-A coalition of some of the world's largest corporations today announced a multimillion-dollar ad campaign meant to stop the Clinton Administration from negotiating a treaty to reduce greenhouse gas emissions and slow global warming. Including leading oil, coal and automobile producers, the group calls itself the "Global Climate Information Project.' But from documents already released, the Project's intent is clear: to spread misinformation. It will spend $13 million this fall (according to the Financial Times) on TV. radio, and print ads to confuse the public about climate change, diverting attention from their industries' contribution to the problem in the same way that tobacco companies tried to deny evidence that smoking causes health problems. "It's dirty money. Their only intention is to mislead," said Philip E. Clapp, President of Environmental Information Center. "They don't have the science on their side-2,600 scientists worldwide have signed a statement warning that human-induced global warming is underway. They don't have the economics on their side-2,500 economists have signed a statement that we can grow our way out of this problem, and that the energy savings will even help our economy. These are the polluters, and all they have is $13 million in dirty money to spend on a misinformation campaign. It's not an Information Project, it's a Propaganda Project." Despite the overwhelming scientific consensus that human-induced climate change is underway (see the Science Tuesday section of today's New York Times, for example), these corporations and their trade associations can be expected to continue their aggressive public relations and lobbying effort to convince the public and policymakers that we can pollute without consequence, and that action will cost more than inaction. On the science: The Global Climate Information Project on its internet home page recycles "scientific" arguments that have been soundly refuted. An example is the "Leipzig Declaration," which corporations claim is a statement from "scientists" warning that "there is still no scientific consensus on the subject of climate change." This PR stunt was debunked over a year ago. when investigative reporting revealed that many of the signers are not what the public would consider experts in climate science. Some of the signers have no professional scientific credentials, let alone expertise in climate science. The declaration was instigated by Fred Singer, whose work has been funded by Exxon, Shell, and ARCO, to name a few. (See St. Petersburg Times, July 29, 1996) (MORE) George Abar 202-887-8800 Sept. 15, 1997 1:38 PM 3/3 Industry misinformation campaign seeks inaction on global warming Page 2 Consider the source: The Global Climate Information Project is comprised of some of the most notorious polluters in America. Hiding behind their trade associations are companies that have polluted our land, rivers, lakes, oceans and air for years. Following is a Lineup of some of the companies associated with this ad campaign. It outlines only a very few of their environmental problems, from multimillion dollar fines for polluting our water to responsibility for the release of known cancer-causing chemicals. As the Lineup shows, it is likely that whatever these companies and their lobbyists spend to stop the climate treaty, it will be dwarfed by what they spend in civil, criminal. and administrative fines and other costs related to massively polluting our environment. THE LINEUP Leading corporations behind multimillion-dollar misinformation campaign ARCO: Agreed to pay $363,000 in civil penalties and an annual fine of $63,000 until remediation begins at a site in Pennsylvania. (As of SEC, Form 10-k, 12/31/96) Chevron: Fined $8 million in 1992 for violating the Clean Water Act. (Press reports from 8/30/96) In 1988, the company was ordered to conduct an $86 million cleanup after it allowed some 252 million gallons of fuel to leak into ground water below its El Segundo refinery. (MultiNational Monitor, 9/9/97) Chrysler: Facing possible civil penalties potentially higher than $100,000 from the Indiana Department of Environmental Management for improper disposal of waste. At the same time, the company was potentially responsible for at least 107 Superfund sites. (As of SEC, Form 10-K. 12/31/96) Conrail: Sentenced to pay a fine of $2.75 million by the EPA in October 1996. Conrail pleaded guilty in the criminal case to charges of discharging oil and grease into a Massachusetts river. (As of EPA release, 2/25/97) In a separate case in Pennsylvania, Conrail has agreed to comply with an EPA Administrative Order to extend public water to some 700 - 1000 homes and businesses near a contaminated Conrail notes the site is only "allegedly" contaminated. (As of SEC. Form 10- K. 12/31/96) Dow Chemical: Facing proposed civil fines of $125,000 for violations of the Clean Water Act in Michigan. The company paid a $100,000 civil penalty in a case brought by the Michigan Attorney General for discharge of phosphorus and other chemicals into a Michigan river. (As of SEC, Form 10-K, 12/31/96) Mobil: Agreed this year to pay a $125,000 penalty for violating standards for the release of harmful smoke, dust, ash and other material, which can lead to heart and lung diseases. (As of EPA release, 3/11/97) Shell: The U.S. Department of Justice announced in June of 1997 a proposed agreement that would require the company to pay a $678,000 civil penalty. DOJ alleges that Shell failed to control benzene emissions. The chemical has been linked to various blood and bone marrow diseases and leukemia. (As of EPA release, 6/27/97) Texaco: A suit by the Justice Department seeks civil penalties of $4.2 million in connection with oil spills along a Texaco company pipeline in Kansas. EPA is seeking $3.8 million in civil penalties for alleged notification and reporting violations involving hazardous waste (PCBs) at a Texas facility. Also pending are EPA charges that on 12 occasions, a Texaco company violated the Clean Water Act by allowing oil to leak into surface water. (As of SEC, Form 10-K, 12/31/96) ### All 50 States Lose Jobs by 2005 State Jobs Lost State Jobs Lost Alabama 49,410 Montana 5,310 Alaska 3,460 Nebraska 4,630 Arizona 33,800 Nevada 1,190 Arkansas 11,490 New Hampshire 5,860 California 154,750 New Jersey 47,850 Colorado 16,730 New Mexico 4,140 Connecticut 10,320 New York 101,100 Delaware 4,990 North Carolina 47,560 District of Columbia 4,840 North Dakota 1,110 Florida 74,030 Ohio 86,140 Georgia 60,990 Oklahoma 7,150 Hawaii 2,610 Oregon 21,390 Idaho 6,540 Pennsylvania 72,060 Illinois 68,710 Rhode Island 3,640 Indiana 37,380 South Carolina 27,210 lowa 11,480 South Dakota 1,530 Kansas 10,850 Tennessee 57,620 Kentucky 27,920 Texas 125,410 Louisiana 19,620 Utah 9,470 Maine 3,410 Vermont 2,250 Maryland 37,040 Virginia 48,120 Massachusetts 22,360 Washington 23,320 Michigan 55,990 West Virginia 17,070 Minnesota 18,130 Wisconsin 26,830 Mississippi 15,630 Wyoming 5,040 Missouri 22,730 TOTAL 1,548,920 "The Impact of Carbon Mitigation Strategies on Energy Markets, The National Economy, Industry, and Regional Economies" Prepared by Data Resources, Inc. September 17, 1997 Overview In response to international efforts to address global climate change, the Clinton Administration has proposed adoption of legally binding targets and timetables for reducing manmade emissions of carbon dioxide to 1990 levels or lower. As the energy sector accounts for the majority of these emissions, any proposals to reduce carbon emissions would disproportionately affect the energy sector. For this reason, The Labor Management Positive Change Process Fund (LMPCP), a cooperative program between the United Mine Workers of America - BCOA, commissioned a study to determine the effect emission mitigation strategies would have on energy markets, the national economy, industry, and regional economies. In order to ensure objectivity, the LMPCP commissioned Data Resources Inc., the same respected research firm employed by the Federal Government, to conduct the study. Unfortunately, for the American worker the study confirmed our worst fears. Without a requirement in place that would commit developing nations like China and Mexico to similar emission reduction policies as developed nations, the entire U.S. economy would be placed at risk with little or no environmental benefit. If the current proposal is enacted, use and transportation of coal would be greatly reduced if not eliminated, gasoline prices would skyrocket, millions of jobs would be lost and hundreds of thousands more sent overseas, and the increased cost of electricity would be felt in the production of almost every consumer good. Specific study results are summarized below. Energy industries would be devastated, with coal mining by far the hardest hit of all the industries followed by electric utilities, natural gas, gas utilities, petroleum refining, and crude petroleum. If emissions are stabilized at 1990 levels by 2010: - nearly one out of every two coal miners will lose their jobs. - 1.7 million more American jobs will be eliminated. If emissions are stabilized by 2010, by 2020 gasoline prices would rise 43%, fuel oil prices by 119%, and electricity prices by 94%. Among others, this would hit low-income workers, senior citizens, retirees and those who live on fixed incomes particularly hard. If emissions are stabilized at 1990 levels by 2010, every region of the country suffers heavy employment losses. The sharpest employment decline occurs in the East South Central region (220,000 jobs) followed by the West South Central region (270,000 jobs). The largest absolute employment losses occur in the South Atlantic region where 430,000 jobs will be lost. Every sector of the economy - with the exception of the federal government - will suffer job losses. Energy industries are particularly hard hit, but other sectors also suffer - 110,000 jobs lost by 2005 in the transportation and public utility sector, 199,000 jobs lost in the manufacturing sector, 426,000 jobs lost in the services sector, and 182,000 jobs lost in state and local governments. Economic Policy Institute Analysis of the Economic Effects of Climate Change Policies on U.S. Workers September 1997 The Economic Policy Institute (EPI), a Washington, D.C.-based economic think tank with an impressive track record of analysis in wage and employment forecasts, was asked to review the DRI study with special attention to employment impacts. EPI's analysis supports the DRI results. It also highlights additional negative impacts, including further wage erosion among American workers and significant increases in the American trade deficit if the treaty is signed as proposed. Specific EPI analysis results are summarized below. Wages Decline: GHG policies could cut wage growth in half over the next two decades. Real wages decline in all three scenarios between 2000 and 2005, and by 2020 they are only 3% to 4% higher than they were in 1995 (versus a 9% increase in the base case). With such low rates of wage growth, the continued increase in inequality will lead to falling wages for most workers, and will exacerbate the widening income inequality in America. Good Jobs Lost: In the short run, overall employment growth will decrease by 1.5 to 2.6 million jobs in 2006. In the long run, 400,000 to 500,000 high paying job opportunities in mining, transportation, and public utilities and 180,000 to 340,000 high-wage manufacturing jobs would be eliminated in 2020. Trade Deficit Widens The GHG policies would increase the trade deficit by up to $240 billion. Deficit increases of this size would have huge impacts on traded goods, especially manufacturing-sector products. Energy Prices Skyrocket: Emission policies will sharply increase energy prices in the U.S. In the first DRI scenario: By 2010, gasoline prices will rise to $1.73 per gallon, 33% more than it will cost with no treaty; By 2020, the price per gallon will jump to $2.06 per gallon or 43% more than it will cost with no treaty; Natural Gas prices will increase 129% in 2010 and jump 157% by 2020; Coal prices will rise 482% in 2010 and jump a staggering 761% by 2020; Electricity prices will increase 66% in 2010 and 94% in 2020. Energy prices increase even more sharply in an alternative scenario which assumes more restrictive limits on emissions. Withdrawal/Redaction Marker Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 001. profile DOB (Partial) (1 page) n.d. b(6) COLLECTION: Clinton Presidential Records Communications Subject Files OA/Box Number: 14294 FOLDER TITLE: 18. Global Warming / Climate Control 1997 [AFL-CIO] 2013-0306-F jm1348 RESTRICTION CODES Presidential Records Act - 144 U.S.C. 2204(a)] Freedom of Information Act - 15 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA| b(1) National security classified information |(b)(1) of the FOIA] P2 Relating to the appointment to Federal office 1(a)(2) of the PRAJ h(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRAJ an agency |(b)(2) of the FOIA| P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute |(b)(3) of the FOIA) financial information |(a)(4) of the PRAJ b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information |(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRAJ h(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy |(b)(6) of the FOIA] personal privacy |(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. h(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. Blography of CECIL E. ROBERTS, JR. Cecil Edward Roberts, Jr., a sixth-generation coal miner and one of the labor movement's most stirring orators, became president of the United Mine Workers of America on October 22, 1995, having served as vice president of the union since December 1982. Roberts succeeds Richard L. Trumka, who was elected secretary-treasurer of the AFL-CIO. In 1984, Roberts served on the UMWA negotiating team that won the first national coal industry agreement in 20 years without a strike. Again in 1988, he was è bargaining team that secured major contract gains without a strike. In 1984 and 1987, he headed the union's negotiating team that won contract improvements from coal operators in the West. He played a key role on the negotiating team which won a 1993 agreement with the Bituminous Coal Operators Association, ending a bitter 8-month selective strike. The agreement included major gains in job security, the largest pension increase in UMWA history, and the Labor-Management Positive Change Process that empowers UMWA members with a voice in coal mining operations. In 1989, Roberts was the on-the-scene leader and day-to-day negotiator in the UMWA's militant 10-month strike against the Pittston Co., which had cut off health benefits to its retirees and was trying to walk away from its obligations to the UMWA Health and Retirement Funds. For his role in that successful strike, Roberts received the Rainbow Coalition's Martin Luther King award as well as awards from Citizen Action and the Midwest Academy. Born to Evelyn and Cecil E. Roberts, Sr., on (b)(6) Roberts grew [001] up on Cabin Creek in Kanawha County, WV. His great-uncle, Bill Blizzard, was a signidary organizer during the West Virginia mine wars of the 1920s and a UMWA president under John L. Lewis. Both of his grandfathers were killed in the mines. After college and military service in Vietnam, Roberts began work at Carbon Fuels' No. 31 mine in Winifred, W.Va., in 1971. He worked for 6 years in a variety of underground jobs including general inside laborer, shuttle car operator, unitrack operator, greaser, beltman and mechanic. His fellow Local Union 2236 members elected him to the local's mine, safety and nolitical action committees. He became active in the Miners for Democracy voment that restored control of the UMWA to its membership in December 1972. In 1976, he taught contract education classes for District 17. He served as an investigator for district and International attorneys in the Carbon Fuels lawsuit which ended in a major UMWA victory when the U.S. Supreme Court ruled that an International union cannot be held liable for unauthorized work stoppages in which only local unions are involved. In 1977, his local elected him a delegate to the District 17 convention, where Te chaired the constitution committee. The same year, he was elected vice president of District 17 by a 2-to-1 margin. In May 1981, he was reelected without opposition. On November 9, 1982, Roberts was elected vice president of the UMWA, again by a 2-to-1 margin, running on a slate headed by Trumka and including John J. Banovic, who was elected secretary-treasurer. The Trumka-Roberts-Banovic team was reelected without opposition 5 years later. On November 10, 1992, Roberts was reelected by an 80-percent margin to his third term as vice president. Trumka was reelected president and Jerry D. Jones, treasurer. In December, 1995, Roberts assumed the UMWA presidency, following Richard Trumka's resignation to become the AFL-CIO's new secretary-treasurer. Subsequently, Jones was named vice president and Carlo Tarley was appointed by Roberts to be the UMWA's new secretary -treasurer. In August 1997, Roberts was elected by acclamation to a new, five-year term, winning the support of 99 percent of the locals participating in the union's nominating process. He is once again joined at the union's helm by Vice President Jones and Secretary-Treasurer Tarley. Also of note, for the first time in UMWA history, the entire leadership team's slate, including tellers and auditors, ran unopposed. In addition to serving as UMWA president, Roberts has also held office or worked on behalf of several other organizations over the years, including serving on the Committee for Employer Support of Veteran Employment and the West Virginia Employment Opportunities and Economic Development Commission. In 1985, he was elected president of the National Council of the Holmes Safety Association. Roberts has also served on the boards of directors of Blue Cross and Blue of Southern West Virginia and the Cabin Creek Clinic in Cabin Creek, W.Va., and on the Advisory Committee of the Black Lung Program at the Cabin Creek Clinic. He has been elected as General Vice President of the National Council of Senior Citizens by their Executive Board. He has also been appointed to serve as a member of the West Virginia University Institute for Labor Studies and Research Advisory Board in 1996. He is a member of the Vietnam Veterans of America and the American Legion. Roberts graduated in 1964 from East Bank High School in East Bank, W.Va. He was drafted into the U.S. Army in May 1966, serving a year in Vietnam with the 196th Light Infantry Brigade, Americal Division. After his military service, he attended Beckley Junior College for two years, majoring in sociology. In 1987, he graduated from West Virginia Technical College. Roberts is married to the former Carolyn Sue Stewart. They have a son, Kyle Edward, a daughter, Melissa Dawn, and two grandsons, Aaron and Brandon. Withdrawal/Redaction Marker Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 002. profile DOB (Partial); POB (Partial) (1 page) 08/1997 b(6) COLLECTION: Clinton Presidential Records Communications Subject Files OA/Box Number: 14294 FOLDER TITLE: 18. Global Warming / Climate Control 1997 [AFL-CIO] 2013-0306-F jm 1348 RESTRICTION CODES Presidential Records Act - 144 U.S.C. 2204(a)] Freedom of Information Act - 15 U.S.C. 552(b)| PI National Security Classified Information |(a)(1) of the PRA| h(1) National security classified information |(b)(1) of the FOIA] P2 Relating to the appointment to Federal office |(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute |(a)(3) of the PRA an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute |(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy |(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes |(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells [(b)(9) of the FOIA] RR. Document will be reviewed upon request. Peabody Biography PETER B. LILLY Present Position: President and Chief Operating Officer, Peabody Holding Company, Inc., St. Louis, Mo., July 1995-present. Responsibilities: Responsible for overseeing Peabody Holding's North American coal operations that produce approximately 143 million tons of coal annually. Past Positions: Executive Vice President, Peabody Holding Company, Inc., St. Louis, Mo., 1994-1995. President, Eastern Associated Coal Corp., Charleston, W.Va., 1991-1994. President, Kerr-McGee Coal Corporation and Senior Vice President, Kerr- McGee Corp., Oklahoma City, Okla., 1989-1991. Vice President-Marketing and Planning, Kerr-McGee Coal Corporation, 1988-1989. General Manager, Galatia Mine, Kerr-McGee Coal Corporation, Harrisburg, III., 1983-1988. Director of Administration, Kerr McGee Coal Corporation, 1981-1983. Manager-Maintenance Planning, Kerr-McGee Coal Corporation, 1980- 1981. Management Consultant (Coal Industry), Emory Ayers Associates, New York, N.Y., 1977-1980. Education: U.S. Military Academy, West Point, N.Y., B.S. General Engineering and Applied Science, 1970. Harvard University, M.B.A., Finance, Industrial Marketing and Operations Management, 1977. Northwestern University, Kellogg Graduate School of Management, Advanced Executive Program, 1988. Military Service: U.S. Army, 1970-1975, Captain. Activities: Chairman, West Virginia Coal Association (1993-1994); member, National Coal Council (1989-present); Board of Directors, American Mining Congress (1989-1991); Board of Directors, National Coal Association (1989-1991 and 1995-present); Board of Advisors, West Virginia University, Morgantown, W.Va. (1991-present); and Young Presidents' Organization. Born: Immediate Family: (b)(6) Office Address: Peabody Holding Company, Inc. 701 Market Street, Suite 700 [ 002] St. Louis, Missouri 63101-1826 Phone: (314) 342-7780 Fax: (314) 342-7720 8/97 Greenpeace International BACKGROUND INFORMATION ON PATRICK MICHAELS The IPCC has found that Michael's work on pattern detection is seriously flawed. Michaels is paid by the fossil fuel industry and is opposed to any action on greenhousc gas emission on economic grounds. SUPPORTS COAL PRODUCERS AND IS OPPOSED TO ANY ACTION ON EMISSION REDUCTIONS BECAUSE OF ECONOMIC IMPACTS "Any attempt to force emissions reductions will Impose further stringencies on economic machines that are already well-oiled. There is clearly advantage to some, decadally stagnant economies (referring 10 European countries) if they can by force of the UN or other international law reduce the productivity of the competition (referring to the USA and Australia)" Statement to Coal Producer's Conference in Australia in May 1996 in paper entitled "The Satanic Gases: Greenhouse Effect Science and Policy". Michaels criticised the IPCC science but his motivation is clear from his opening statement. The Australian Coal industry invited Patrick Michaels to address their conference in May, he also visited New Zealand at the Invite of the influential right wing Business Round Table lobby group. (Australia and New Zealand were key countries associated with the JUSCANZ group at the Berlin Climate Summit: a group associated with blocking concrete action till the last minute). Michaels was cast by Industry as an IPCC scientist and a moderate. The IPCC has in fact reviewed Michaels work and found that it does not pass crucial scientific tests of veracity or accuracy (sec attachment). EXPOSED IN HARPER's MAGAZINE AS PART OF FOSSIL FUEL INDUSTRY PUBLIC RELATIONS CAMPAIGN Harper's Magazine in December 1995 reported that: "In the last year and a half. one of the leading oil Industry public relations outlets, the Global Climate Coalition, has spent more than a million dollars to downplay the threat of climate change." "For the most part the industry has relied on a smull band of skeptics . Dr Richard Lindzen, Dr Patrick Michaels, Dr Robert Balling, Dr Sherwood Idso, and Dr Fred Singer, among others who have proved extraordinarily adept at draining the issue of all sense of crisis." " in this persistent well funded campaign of dental they have become interchangeable ornaments on the hood of a high-powered engine of disinformation." IPCC HAS FOUND HIS WORK ON PATTERN DETECTION HAS SERIOUS PROBLEMS The IPCC as is required by its mandate has reviewed the claims of scientists such as Patrick Michaels. BD Santer, TML Wigley, TP Barnett, et al in Chapter 8 Detection of 1 Climate Change and Attribution of Causes. (In Climate Change 1995: The Science of Climate Change. Cambridge University Press, Cambridge, UK, 1996, p.8.12.) state: "The only other recent pattern-oriented work that has attempted 10 find CO2-only signal in observed surface air temperature data is that by Michaels et al. (1994). This investigation makes use of the time-dependent signal from a transient greenhouse warming experiment performed with the GFDL CGCM (Manabe et al. 1991). The premise underlying this investigation is that if the model-predicted transient signal is not found in the observed temperature record, the model is wrong. The authors fail to find this signal in the observed data, a result that is used to justify a condemnation of climate models in general. "There are a number of serious problems with this unalysis. As discussed in Section 8.2.4, a time dependent greenhouse warming experiment performed with a fully-coupled CGCM does not have a pure signal output. The output consists of signal plus noise, and the early decades of such simulations are often dominated by the noise. A null result on the basis of a single transit experiment such as this does not constitute "proof" that the model is erroneous, nor that the scarched-for signal does exist. "Furthermore, the Michaels el al. study categorically dismisses the possibility that their failure to find a time-dependent greenhouse-gas signal may be due to the making effects of anthropogenic sulphate aerosols. This dismissal is made on the following grounds. Michaels et al. argue that If sulphate aerosols have had an impact on climate, then the impact should he very small or close to regions remote from areas where the forcing due to aerosols is large. This hypothesis is not supported by recent GCM experiments, which suggest that atmospheric general circulation can, via dynamics, produce large remote surface temperature responses to highly-regionalised forcing by sulphate aerosols (Taylor and Penner, 1994: Roeckner et al. 1995; Mitchell el al. 1995b). "The Michaels et al. Results are difficult to compare with those of other Stage 2 studies that have searched for a CO2-signal, primartly due to differences in definition of the signal, methodology and in the areas of the globe considered. Nevertheless, their fallure 10 find the sub-global -scale pattern of this signal is consistent with the results of Santer et al. (1993, 1995a). A likely explanation for this result is that some part of the regional-scale features of a CO2-only signal has been obscured by acrosol effects (see Section 8.4.2.3)." References: Michaels PJ, Knappenberger PC. (tay DA (1994). Journal of the Franklin Institute, 311A, 123-133. Manabe S, Stouffer RJ, Spelman MI, Bryan K (1991). J. Climate, 4. 785-818. Taylor KE, Penner JE (1994). Nature, 369, 734-736. Roockner E, Siebert 1, Feichter J (1995). In Acrosol Forcing of Climate. John Wiley and Sons (in press). Mitchell JFB, Davis RA, Ingram WJ, Senior CA (19956). J. Climate (accepted). Sanicr BD, Wigley TML. Jones PD (1993). Clim. Dyn., 8, 265-276. Santer BD, Taylor KE, Wigley TML, Permer JE, Jones I'D, Cubasch U (1995a). Clim. Dyn. (In press). FOR FUTHER INFORMATION: Bill Hare Climate Policy Director, Grecnpeace International Kirsty Hamilton, Climate Campaigner, Greenpeace International In Geneva 7-21 July, 1996: Hotel Longchamp Tel: 41-22-731-6750 Fax: 41-22-738- 0007 In Amsterdam: Tel: +31-20-5236242 or 22 Fax: +31-20- 5236200 2 THE NEED FOR ACTION To REDUCE GREENHOUSE GASSES: A Clear Consensus Among Scientists, Economists And Other Leaders Over 2600 American Scientists Agree On The Need For Action: "We are scientists who are familiar with the causes and effects of climatic change as summarized recently by the Intergovernmental Panel on Climate Change (IPCC). We endorse those reports and observe that the further accumulation of greenhouse gases commits the earth irreversibly to further global climate change and consequent ecological, economic and social disruption. The risks associated with such changes justify preventive action through reductions in emissions of greenhouse " gases. -- Statement singed by over 2600 American Scientists on Global Climate Disruption, June 18, 1997 (emphasis added) More Than 2000 Economists, Including Eight Nobel Laureates, Agree On The Need For Action: "As economists, we believe that global climate change carries with it significant environmental, economic, social, and geopolitical risks, and that preventive steps are justified. Economic studies have found that there are many potential policies to reduce greenhouse-gas emissions for which the total benefits outweigh the total costs. For the United States in particular, sound economic analysis shows that there are policy options that would slow climate change without harming American living standards, and these measures may in fact improve U.S. productivity in the longer run. " -- Economists' Statement on Climate Change, January 1997, Endorsed by over 2000 Economists, including eight Nobel Laureates (emphasis added) Many In The Business Community Agree On The Need For Action: "[T]here is now an effective consensus among the world's leading scientists and serious and well-informed people outside the scientific community that there is a discernible human influence on the climate and a link between the concentration of carbon dioxide and the increase in temperature. [T]here is mounting concern about two stark facts. The concentration of carbon dioxide is rising, and the temperature of the earth's surface is increasing. If we are all to take responsibility for the future of our planet, then it falls to us to begin to take precautionary action now." -- John Browne, Group Chief Executive, British Petroleum from a May 19, 1997 address at Stanford University (emphasis added) "[International Climate Change Partnership] ICCP continues to recognize the climate change issue as an important matter with which governments should be concerned. Our companies have determined that the current state of scientific understanding requires a prudent long-term approach to address this issue." -- Prepared Statement of Kevin J. Fay, Executive Director International Climate Change Partnership Before the Senate Committee on Foreign Relations Subcommittee on International Economic Policy on June 19, 1997 (NOTE: Among the member of the ICCP are companies including British Petroleum, Chevron, Dupont, Enron and AT&T) PRAFT OPPOSITION TO ACTIONS TO PROTECT THE ENVIRONMENT: WRONG THEN, WRONG Now INDUSTRY COALITIONS -- WRONG THEN, WRONG Now: William D. Fay, administrator of the Clean Air Working Group, an industry coalition whose members include USX Corp., LTV Steel Corp. and the Aluminum Association, "predicts a loss of 600,000 jobs nationwide, primarily in the high-sulfur coal industry;... price increases of 10 cents to 15 cents per gallon for reformulated gasoline in the nine citites in which it is required; and an additional $500 per new car, in addition to many other costs. "[The Oil Daily, 11/16/90] Fay also said, "The new Clean Air Act will dramatically change our lifestyle and the way most companies do business. Fully implemented, the act will add $51 billion each year to the $32 billion Americans already spend for cleaner air." [The Oil Daily, 11/16/90] The Clean Air Working Group also said of the Clean Air Act, "Consumer costs for goods and services will rise, jobs will be lost and many more will be less seriously affected, and the nation's competitiveness will be eroded." [The Oil Daily, 5/28/90] "The Clean Air Working Group (CAWG), industry's 2,000-member lobbying coalition, pegs the added yearly price tag [of the Clean Air Act of 1990] at more than $50 billion. "[1990 Penton/IPC, Industry Week, 11/19/90] NATIONAL ASSOCIATION OF MANUFACTURERS -- WRONG THEN, WRONG Now: The National Association of Manufacturers claims that the Clean Air will put 'millions of jobs at risk. Richard Siebert, NAM's vice-president, said "This bill will put millions of American workers at risk, put thousands of small companies out of business, further weaken our economy and limit our capacity to become energy independent. "[Chemical Marketing Reporter, 8/20/90] "Richard Siebert, National Association of Manufacturer's vice president of resources and environment, says American consumers and businesses will face sharply higher prices if the current proposals become law. Mr. Siebert says that Americans can also expect higher gasoline costs due to the reformulated gas mandates in the bill. Reformulated gas must be sold in the smoggiest cities by 1994. "This gas is more expensive. Government and industry price estimates range between 10 cents to 25 cents per gallon higher for reformulated gas. New emission standards will also add $600 to the base price of a new car,' says Mr. Siebert. [Chemical Marketing Reporter, 8/20/90] DRAFT THE AMERICAN PETROLEUM INSTITUTE -- WRONG THEN, WRONG Now: Inflating the cost of gas from environmental regulation. The Clean Air act pushed for reformulated gas to cut down on harmful auto emissions. This is what the American Petroleum Institute and Mobil said it would do to gas prices: "American Petroleum Institute president Charles DiBona said the cleaner fuel would likely add about 5 cents to the price of gallon of gasoline at the pump while Mobil's Murray said the added cost would probably be closer to the 15 cents a gallon. "[1991 Reuters, 11/18/91] BUSINESS ROUND TABLE, WRONG THEN, WRONG Now: Claims the Clean Air Act will 'Shut Down' Industries At a Business Round Table press conference on the Clean Air Act, Philip X. Masciantonia, a spokesman for USX Corp., warned, "Such a law could have serious side effects, namely, reduced industrial production, job losses, employment dislocations and possibly even 'shutdowns' of industries. "[State News Service, 8/20/90] Claims of harm to particular industries: "The electric-utility industry, for example, maintains that the acid-rain provisions [of the Clean Air Act of 1990] alone will cost it as much as $7 billion a year. "[1990 Penton/IPC, Industry Week, 11/19/90] Industry groups say Clean Air Act will kill industries. "Implementation of the Clean Air Act regulations will force smaller size refineries, which produce 50,000 barrels of crude oil or less a day, to sell their facilities or consolidate, a number of analysts said 'This legislation is going to squeeze [small refineries] out of business," said Debra Coy, analyst at County Nat West Washington Analysis Group. [Portfolio Letter, 11/18/91] The Basics of Global Climate Change What's the Problem? The Earth's climate is changing. Over the past century, global temperature has increased, sea levels have risen, glaciers have receded, and precipitation has increased. While some amount of climate change is natural, mounting scientific evidence suggests an emerging human role. By burning fossil fuels and cutting down forests, we are releasing large amounts of carbon dioxide into the air. Carbon dioxide is a greenhouse gas. It traps some of the sun's heat and keeps the planet warmer than it would otherwise be. A certain balance of carbon dioxide in the atmosphere is necessary to sustain life as we know it, and natural processes have maintained this balance for millennia. We are changing it. Just since the Industrial Revolution, we have increased the carbon dioxide concentration in the atmosphere by nearly 30%. Unless actions are taken to reduce carbon dioxide emissions, the atmospheric concentration of this gas could more than double in the next century. Scientists expect that this will cause global temperature to increase between 2.0 - 6.5 degrees Fahrenheit -- a faster rate of change than any seen in 10,000 years. Why do we Care? Rising global temperatures will further change the Earth's climate. Exactly how much and how fast remains uncertain. Nevertheless, the world's best climate scientists have carefully examined the potential impacts of projected temperature increases and have concluded that they are likely to be serious. Warmer temperatures could increase heat-related deaths and lead to the spread of certain infectious diseases into formerly inhospitable areas. They could shift zones of agricultural productivity and threaten the survival of many animal and plant species. Rising sea levels could flood thousands of miles of U.S. coastline and render near-shore areas more susceptible to tidal surges and storms. More extreme weather, such as floods and droughts, could take additional lives and cause severe economic damage. While these changes could profoundly affect our society, they are likely to have even more serious consequences in the developing world where countries have less capacity to adapt. What are we Doing? Climate change is enormously complicated, and there remains a great deal about it that we do not understand. Still, almost every government in the world recognizes that climate change is a real and legitimate concern that merits a policy response. Five years ago at the Earth Summit in Rio, the nations of the world agreed to an international climate change treaty. Under this treaty, the U.S. and other developed nations were to reduce their emissions of greenhouse gases to an agreed level by the year 2000. For a variety of reasons, most countries, including ours, will not meet the Rio goal. This fact, coupled with better scientific evidence of global climate change, has led nations to try to negotiate a new climate change agreement. The plan is to conclude this agreement at a meeting in Japan this December. The United States is now in the process of developing its policy for what such an agreement should look like and how emissions could be reduced domestically. Wide Open pollutants from coal-fired moratorium on leasing of To date there have been electric power plants. He also Federally-owned low-sulphur 32 full-page ads, most of contends that emission stand- coal deposits in the West and them running in, the New ClashOver ards set by state governments by the Clean Air Act and by York Times, the Washington are unreallstic." E.P.A. regulations which re- Post, the Wall Street Journal, At 65, Donald Cook does strict the use of Eastern and Time, Newsweek, U.S. News not look or act his age. There Midwestern high-sulphur Coal and are no lines in his face, no coal. Continued on page 14 pouches beneath the sharp Clean Air eyes. He speaks-at length- with fervor and some elo- quence. He was recently quoted in Nation's Business magazine By E. W. KENWORTHY as saying he got his greatest pleasure out of work. He also WASHINGTON-"All of a admitted that "I don't mind sudden it's their environ- being abrasive If it will make ment and we're monsters," a contribution." said Donald C. Cook, bitter- A colleague said recently, ly. the other day at the end "Don Cook may sometimes of a three-hour interview. be wrong, but he's never in By "we" Mr. Cook meant doubt." the electric utility industry Mr. Cook believes that he in general and particularly and the "rabid environmen- the American Electric Power talists" are met at Armaged- Company, of which he is don, and that he is battling chairman and chief executive for the Lord, the nation, the officer. American Electric, economy, the electric power with $5-billion in assets, is industry-and American Elec- the nation's largest privately tric. owned generator of electrici- His critics grant his sin- ty-and 93 per cent of its cerity, but some of them- generating capacity is coal including John R. Quarles, fired. E.P.A. deputy administrator By "they" Mr. Cook meant -question whether Mr. what he calls "rabid environ- Cook's priorities are neces- mentalists," most especially sarily in the above order. Mr. the Federal Environmental Cook has chosen Mr. Quarles Protection Agency. which in as the prime target of his his view is infested with abrasiveness because he re- gards him as the toughest m. For nearly a year, Mr. and smartest of the agency's Cook, a former chairman of bureaucrats. Donald C. Cook the Securities and Exchange His critics, inside and out- Commission, mas been direct- side the industry, think Mr. tng from his office at No. 2 Cook has overstated his case Broadway, in New York, a and been unnecessarily harsh. INSIDE furious-and some think But they give him good wrong-headed-battle against marks for fighting in the what he regards as the "ig- open rather than trying to norant" dogmatists and ideal- work his will behind the The Economic Scene-Consumer ists in charge of the agency's scenes in Washington as so enforcement of the 1970 many industry officials do. attitudes and their impact P. 16 Clean Air Act. Seeking to prevail by gen- He is particularly enraged erating public support for his by E.P.A.'s aggressive cham- crusade, Mr. Cook last Feb- Bank Holding Company Expansion 2 pioning of "scrubbers" to ruary launched an advertis- capture pollutants in flue ing campaign built around cases from coal-fired steam three points: generating plants. Mr. Cook 9That the solution of the Great Western Disunited 3 contends that these "mon- energy crisis lies in generat- strous contraptions" will not ing more power and not sim- work reliably, and are ruin- ply conserving it, That the way to do this is Arabs Investing in Terra Firma 5 ously expensive and unnec- essary. to relieve the nation progres- But Mr. Cook's offensive sively from its dependence also extends to what he calls on Middle East oil by ex- Rocketeller and Venezuela 7 the "unreasonable" standards ploiting its abundant coal themselves - namely the reserves, nealth-related standards for 9That this sensible solu- Myash and sulphur dioxide, is being thwarted by the De- Oil Discoveries Up; Prices Down? 15 which are the two principal partment of the Interior's THE NEW YORK TIMES, SUNDAY, NOVEMBER 24, 1974 Donald Cook Battles Clean Air Standards Continued from page 1 But the E.P.A. also admits that the evi- dence is still "tentative" and it has not set World Report and Business Week. ads have also run in the 69 daily AEP -At a Glance sulphate standards. Mr. Cook leaps on this admission. "There 2 weekly papers in the seven-state have been a lot of statements on sulphates, where A.E.P. sells power. Those states are Virginia, West Virginia, Tennessee, Ken- 3 mos. ended Sept. 30 1974 1973 he said, "all cast in terms of suspicion. If We start running a government on sus- tucky, Ohio, Indiana and Michigan, served Revenues $338,300,000 $239,100,000 picion, we are not far from a knock on the by the operating subsidiaries of the parent Net income 45,700,000 45,000,000 door in the night. If they have anything on company: the Appalachian Power Company, Earnings per share 62 c 68 c sulphates, let them promulgate regulations." the Indiana and Michigan Electric Compa- nies, the Kentucky Power Company, the The E.P.A., meanwhile, is still holding out 12 mos. ended Dec. 31 1973 1972 Kingsport Power Company, the Michigan for "scrubhers," as the most immediately Power Company, the Ohio Power Company Revenues $966,500,000 $860,600,000 promising control system for sulphur diox- and the Wheeling Electric Company. Net Income 182,600,000 156,300,000 Ide. They do as Mr. Cook contends, have A.E.P.'s interlocking grid is, for most of Earning per share 2.85 2.63 "horrendous problems." its length, built atop bituminous coal fields, The chemistry is simple in theory but some mined deeply and others stripped. Assets, Dec. 31, 1973 $5,071,320,000 tricky in practice: the chemical engineering Stock price (N.Y.S.E.). Nov, 22, 1974 143/4 is complex and difficult. Calcium sulphate Some of the ads have drawn strong pro- Stock price, 1974 range and sulphite formed In the process plug up tests not only from environmental groups but also from Russell Peterson, chairman Employes 16,303 spray nozzles and valves. Every few days, the scale has to be removed by high-pres, of the White House Council on Environ- sure hoses, or, in bad cases, with hammers, mental Quality, and John C Sawhill, de- Major subsidiaries: requiring a shutdown. posed head of the Federal Energy Adminis- Appalachian Power (Va.), Indians and Michigan Electric, Kentucky Power, Mr. Cook cites the recent findings by tration. Kingsport Power (Tenn.), Michigan Power, Ohio Power, Wheeling Electric (W.Va.) hearing examiners for the Ohio Environ- For example, in several ads last spring. mental Protection Agency, who said that no A.E.P. inveighed against those "who shrill scrubbing had yet met the criteria set by for less energy and no growth," asserting that the government energy conservation nation's air each year. The E.P.A. has set mittent control system"-tall stacks, 800 the National Academy of Engineering in proposals would "generate galloping unem- an atmosphere standard of 80 micrograms feet or more, of which A.E.P. already has 1970-that a scrubber should operate for a ployment, and reduce America to the "bad per cubic meter, equivalent to 0.03 parts of 11, to disperse the sulphur dioxide high in year with 90 per cent availability on a 100 life." the gas to per million parts of air, effective the air and allow the standard to be met megawatt or larger unit. Government officials Immediately pro- June 1, 1975. Many states have set much most of the time at ground level. He argues Furthermore, he contends that disposal of tested that Washington does not advocate that it is wrong for the E.P.A., and the the "massive amounts of sludge" produced tougher standards. The target sought by "no growth" in generating capacity, nor a the E.P.A. and most states is a 90 per cent. states, to base regulations on measurements and possible leaching from disposal sites out-back, but rather reduction in the ennual plus control of emissions. ht the top of the stack rather than at into the water supply involve environmental rate of growth of energy consumption- Mr. Cook outlined four strategies for at- ground level "where people live." and health hazards greater than those posed by dispersal of sulphur dioxide by tall from about 5 to 2.5 percent. tacking the sulphur dioxide problem, three A ground monitoring system, of which stacks. Mr. Sawhill wrote the company: "I urge of which he approves, and the one-scrub- A.E.P. has several, would warn a plant E.P.A. officials reply that the problems you to cease this kind of advertising It bers-that he violently opposes. manager whenever atmospheric conditions are being surmounted, that several units are masks the total energy problem and gives First, he said, is "conforming fuel," with create excessive ground-level concentrations approaching the reliability criteria, and that the incorrect impression that conservation less than 1 per cent sulphur content. He of the gas. The manager could then switch during the last year the numbers of scrub- Implies strongly negative impacts." says that 46 per cent of A.E.P.'s generating to an emergency supply of low-sulphur coal bers in operation, under construction or Mr. Peterson wrote that the "galloping capacity is already in compliance with state or cut back his production and call on planned, has jumped from 44 to 93. This unemployment" ad was not only "nonsense" emission limitations, burning Appalachian another plant in the system to make up the represents hundreds of millions of dollars but "subversive of the public interest." and Western low-sulphur coal. deficit. of capital investment and operating and Mr. Cook was infuriated when Mr. Peter- The E.P.A. agrees on this solution, if Mr. Cook's advocacy of tall stacks has maintenance costs. son released the letter to the press and so there is strict control of strip-mining to the backing not only of much of the indus- to then-President Nixon, complaining prevent the ravaging of Western farm and try but also of the Federal Power Com- These officials are particularly angered the "scurrilous" letter, and asking grazing lands. But it asserts that Western mission, The Federal Energy Administration by what they regard as misleading state- bu fully Investigate both the official low-sulphur coal will not be available in and the White House Office of Manage- ments in some A.E.P. ads. For example: andestine activities of Mr. Peterson anything like the quantities needed until ment and Budget. in the conduct of his office." the mid-nineteen-eighties. But the E.P.A. responds that intermittent "Applied to a 12,000 megawatt, coal-fired In any event, the $3.7-million ad cam- Second, as a long-range solution, Mr. Cook control is acceptable as an interim device, system, limestone scrubbers would in only would remove the gas by a "front-end" but not as a permanent control measure. It five years produce enough oozy gook paign represents small change for A.E.P., to cover, for instance, 10 square miles of which had operating revenues of $967-mll- process-such as coal liquefaction or gasi- argues that neither low-sulphur coal nor an lion, and profits of $183-million in 1973. Its fication-leaving a clean fuel to be burnt. alternate source of power may be available Washington, D. C., five feet deep." (A later ad, citing an Interior Department figure on profit margin was 18.9 per cent, much above Again, the E.P.A. agrees, but Mr. Quarles during a pollution alert. the industry average. Revenues for 1974 are notes that A.E.P. and Allegheny Power Sys- More important, the agency contends. the sludge produced, raised the depth to 10 feet.) tem, Inc., are each contributing only $1-mil- tall stacks simply spew out sulphur dioxide Agency officials point out that 12,000 expected to reach $1.2-billion although lion over two years to a $13-million research to fall at a distance as acid rain or as mi- megawatts is almost as large as the entire earnings may be down somewhat because nute sulphate particles. And it takes the po- seven-state A.E.P. system and that sludge of high interest payments. project on liquefaction, with the govern- The company's 20 power plants have a ment putting up the rest. tential health hazards of those two very would be dispersed among many, relatively generating capacity of more than 15,000 Mr. Cook's third strategy, is the "inter- seriously indeed. small, remote sites and at a depth much more than five or 10 feet. megawatts (exceeded only by the Tennes- In the light of industry experience with see Valley Authority system) and it expects scrubbers so far, the E.P.A. draws two to expand to 26,000 megawatts by 1982. conclusions. Some years ago it decided to rely on coal How Scrubbers Work The first is that, because of the amount and not to go for nuclear power in a big of sludge, the usual lime and limestone way. Its only nuclear plant will not start up processes are not well adapted to power until next month. It also has one oil-fired plants in, or near big cities. If such plants and two hydroelectric plants, all small. The contraversial scrubber of gases in a forced up the stack by large induction fans. use high-sulphur coal, they will probably In 1973, the A.E.P. system consumed 31 coal-fired operation-to vastly over-simplify The sludge containing the calcium sul- have to Install a system that produces million tons of coal-nearly one-tenth of -is a large metal container fitted with phate and calcium sulphite-truly, as scrub- usable products such as sulphur or sulphuric the coal used by the nation's electric utili- nozzles and baffles. ber critics charge, "an oozy gook": - is acid, rather than sludge. (Boston Edison has ties and about one-fifteenth of all the coal From a plant's boller; flue gas containing pumped from the settling tanks to small a 150 megawatt plan using a magneshum consumed in the whole country. Its own tokie, selphut. dioxide is pumped into this ponds where it is stabilized by the addition oxide scrubber producing sulphuric acid mines supply about one-fifth of its coal and container and there churned with a chemical of flyash and lime nd partially dried. Final- and the Philadelphia Electric Company is by 1981 are expected to supply 50-per cent. compound-mest commonly a slurry of lime ly, It is trucked or sent by pipe to a disposal planning to invest $68-million in magnesium or limestone-that reacts with the dioxide site :0 harden. oxide scrubbers.) The average sulphur content in what to produce calcium sulphate and calcium sul- The principal companies to have designed The second conclusion is that a large A.E.P. burns is 2.5 per cent, but about one- phite. These solids can be drawn off with the scrubber systems for major plants, of 100 number of coal-fired plants-from 65 to 100 third is only I per cent or less. The rest, water into large tanks where they settle out. megawatts or larger, include Combustion -will not be able to comply with its stand particularly that burned by Ohio Power, the Most of the water is then pumped back into Engineering. Inc.: the Babcock & Wilcox ards by 1977 by installing scrubbers. The biggest company in the system, is high the scrubber. Company; the Chemical Construction Cor- time is too short for design, manufacture sulphur. After removal of the sulphur dioxide, the poration, a subsidiary of the General Tire and Installation. Therefore, these. plants There Is no dispute between Mr. Cook remaining flue gas-mostly water vapor and and Rubber Company; the Peabody Galion must be given variances, or the law must and the E.P.A. over the availability of tech- non-toxic carbon dloxide is reheated and Corporation, and Research-Cottrell, Inc. be changed to extend the compliance date, nology to deal with flyash, also called probably to the mid-nineteen-eighties. particulates, which give the plume from an Where does A.F.P. fit into these conclu- sions?. Mr. Cook boasts that his company unregulated power plant its grey-black color. has always been a "pioneering" utility, and Electrostatic precipitators, which act like cites its development of very high temper- gnet, were developed in the nineteen- ature boilers, the nation's largest generating and have been improved to the units high voltage transmission and ad- where nearly all flyash can be col- vanced circuit breakers and so on. When Mr. Dowd, the general counsel; were environmentalists long before stressed this point at E.P.A. hearings a it was popular," says one A.E.P. ad, adding year ago, however, an-agency official ob- that the company tested its first precipi- served that "A.E.P. is willing to take the tator in 1941. However, it did not install risk (of investing larger sums/when the precipitators in all its plants, and did not technology in question happens to be gen- keep abreast of the developing technology. erating technology but is unwilling to take As a result, in order to meet the standards any risk when it comes to pollution control, at least sulphur pollution control." under the Clean Air Act by 1977, A.E.P. is To which Mr. Cook replies that A.F.P. investing nearly $500-million to "backfit" but "subversive of the public interest." and Western low-sulphur coal. deficit. of capital investment and operating and Mr. Cook was infuriated when Mr. Peter- The E.P.A. agrees on this solution, if Mr. Cook's advocacy of tall stacks has maintenance costs. son released the letter to the press and so there is strict control of strip-mining to the backing not only of much of the indus- wrote to then-President Nixon, complaining prevent the ravaging of Western farm and try but also of the Federal Power Com- These officials are particularly angered about the "scurrilous" letter, and asking grazing lands. But it asserts that Western mission, The Federal Energy Administration low-sulphur coal will not be available in and the White House Office of Manage- by what they regard as misleading state. that you fully investigate both the official ments in some A.E.P. ads. For example: and clandestine activities of Mr. Peterson anything like the quantities needed until ment and Budget. But the E.P.A. responds that intermittent "Applied to a 12,000 megawatt, coal-fired in the conduct of his office." the mid-nineteen-eightles. In any event, the $3.7-million ad cam- Second, as a long-range solution, Mr. Cook control is acceptable as an Interim device, system, limestone scrubbers would in only five years produce enough oozy gook paign represents small change for A.E.P., would remove the gas by a "front-end" but not as a permanent control measure. It to cover, for instance, 10 square miles of which had operating revenues of $967-mll- process-such as coal liquefaction or gasi- argues that neither low-sulphur coal nor an fication-leaving a clean fuel to be burnt. alternate source of power may be available Washington, D. C., five feet deep." (A later and profits of $183-million in 1973. Its ad, citing an Interior Department figure on margin was 18.9 per cent, much above Again, the E.P.A. agrees, but Mr. Quarles during a pollution alert. More important, the agency contends. the sludge produced, raised the depth to 10 feet.) idustry average. Revenues for 1974 are notes that A.E.P. and Allegheny Power Sys- Agency officials point out that 12,000 cted to reach $1.2-billion although tem, Inc., are each contributing only $1-mil- tall stacks simply spew out sulphur dioxide to fall at a distance as acid rain or as mi- megawatts is almost as large as the entire earnings may be down somewhat because lion over two years to a $13-million research nute sulphate particles. And it takes the po- seven-state A.E.P. system and that sludge S of high interest payments. project on liquefaction, with the govern- tential health hazards of those two very would be dispersed among many, relatively The company's 20 power plants have a ment putting up the rest. Mr. Cook's third strategy, is the "Inter- seriously indeed. small, remote sites and at a depth much generating capacity of more than 15,000 more than five or 10 feet. megawatts (exceeded only by the Tennes- In the light of industry experience with see Valley Authority system) and it expects scrubbers so far, the E.P.A. draws two to expand to 26,000 megawatts by 1982. conclusions. Some years ago It decided to rely on coal How Scrubbers Work The first is that, because of the amount and not to go for nuclear power in a big of shudge, the usual lime and limestone way. Its only nuclear plant will not start up processes are not well adapted to power until next month. It also has one oil-fired plants in, or near big cities. If such plants and two hydroelectric plants, all small. The controversial scrubber of gases in a forced up the stack by large induction fans. use high-sulphur coal, they will probably In 1973, the A.E.P. system consumed 31 coal-fired operation-to vastly over-simpilfv The sludge containing the calcium sul- have to Install a system that produces million tons of coal-nearly one-tenth of -Is a large metal container fitted with phate and calclum sulphite-truly, as scrub- usable products such as sulphur or sulphuric the coal used by the nation's electric utili- nozzles. and baffles. ber critics charge, "an bozy gook". - is acid, rather than sludge. (Boston Edison has ID ties and about one-fifteenth of all the coal From a plant's boller; frue gas containing pumped from the settling tanks to small a 150 mcgawatt plan using a magneskith consumed in the whole country. Its own tokie. selphut. dioxide is ptimped into this ponds where it is stabilized by the addition oxide scrubber producing sulphuric acid mines supply about one-fifth of its coal and container and there churned with a chemical of flyash and lime / nd partially dried. Final- and the Philadelphia Electric Company is by 1981 are expected to supply cent. compound-mest commonly a sturry of lime ly, It Is trucked or sent by plpe to a disposal planning to Invest $68-million in magnesium or Ilmestone-that reacts with the dioxide site to harden. oxide scrubbers.) to produce calcium sulphate and calcium sul- The principal companies to have designed The second conclusion is that a large The average sulphur content in what A.E.P. hurns is 2.5 per cent, but about one- phite. These solids can be drawn with the scrubber systems for major plants, of 100 number of coal-fired plants-from 65 to 100 third is only 1 per cent or less. The rest, water Into large tanks where they settle out. megawatts or larger, include Combustion -will not be able to comply with its stand: Most of the water is then pumped back into Engineering. Inc.; the Babcock & Wilcox particularly that burned by Ohio Power, the ards by 1977 by installing scrubbers. The the scrubber. Company; the Chemical Construction Cor- time is too short for design, manufacture biggest company in the system, is high After removal of the sulphur dioxide, the poration, a subsidiary of the General Tire and Installation. Therefore, these. plants sulphur. remaining flue gas-mostly water vapor and and Rubber Company; the Peabody Galion must be given variances, or the law must There Is no dispute between Mr. Cook and the E.P.A. over the availability of tech- non-toxic carbon dioxide - is reheated and Corporation, and Research-Cottrell, Inc. be changed to extend the compliance date, probably to the mid-nineteen-eighties. nology to deal with flyash, also called Where does A.F.P. fit into these conclu- particulates, which give the plume from an sions?. Mr. Cook boasts that his company unregulated power plant its grey-black has always been a "pioneering" utility, and color. cites its development of very high temper- Electrostatic precipitators, which act like ature bollers, the nation's largest generating a magnet, were developed in the nineteen- units high voltage transmission and ad- thirties and have been improved to the vanced circuit breakers and so on. point where nearly all flyash can be col- When Mr. Dowd, the general counset; lected. stressed this point at E.P.A. hearings a "We were environtentalists long before year ago, however, an *agency official ob- it was popular," says one A.E.P. ad, adding served that "A.E.P. is willing to take the that the company tested its first precipi- risk [of investing larger sums)when the tator in 1941. However, it did not install technology in question happens to be gen- precipitators in all its plants, and did not erating technology but is unwilling to take keep abreast of the developing technology. any risk when it comes to pollution control, result, in order to meet the standards at least sulphur pollution control." the Clean Air Act by 1977, A.E.P. is To which Mr. Cook replies that A.E.P. ing nearly $500-million to "backfit" has invested over $1-billon in environ- Billers, 11 plants with new precipitators. mental controls-precipitators. tall stacks Mr. Cook's complaint is that the cost of and monitoring, huge towers to cool and the the new equipment is excessive for the small recirculate water to prevent thermal pollu- the additional control. tion of rivers, reclamation' and tree-planting ether "We backfitted [one] plant," he said, "to of a company-owned strip mine in Ohio, achieve flyash control of 98.5 per cent, and ative and contracts for low-sulphur coal. then when West Virginia issued its imple- out- But he stands firm against spending even mentation plan in January, 1972, it was While one dollar for scrubber technology. twice as stringent as the Federal require- The E.P.A.'s John Quarles thinks this ment, and we had to rebackfit to achieve attitude irresponsible. He does not see why per 99.7 per cent control. That additional 1.2 and the giant A.E.P. with a billion dollars a year per cent cost $56-million." revenue and an 18.9 per cent profit margin essful Sulphur Dioxide is another matter. Here should not invest in this sort of sulphur anty. Mr. Cook disagrees vehemently with the control when, for example, the Louisville arket. E.P.A. not only on how to control emissions Gas and Electric Company, with revenues of this colorless, toxic gas but also on its of $160-million and a 12.7 per cent margin, hazards to public health. is investing $50-million. Coal-fired power plants are also responsi- But Mr. Cook says "we are not going to ble for about 56 per cent of the 30 million A lime scrubbing unit, center at left, In use at the Louisville Gas and Electric Co. be the sacrificial goat on scrubbers." tons of sulphur dioxide emitted into the Three Plants-Three Experiences WASHINGTON In one six boilers, representing 220 to 60 per cent of the gas has more than 99 per cent of the Louisville Gas and Electric scrubbers use limestone, advertisement, the American megawatts, have been been removed. Flyash remov- flyash. is planning to add scrubbers quarried a mile away, the The scrubbing agent in the to four other units. Annual plant burns 2 million tons of Electric Power Company hooked into & retroactively al is over 97 per cent. fitted, four module lime stated that stack gas scrub- Mr. Pernick is confident slurry 13 carbide lime, a operating cost of the five will coal a year and uses 500,000 scrubbing system. be $14-million, costing con- tons of limestone. that if dioxide -scrubbers throwaway product from an bers to remove sulphur oxide The first la a dual unit. were added to the three acetylene plant nearby. The sumers about 15 per cent in There is only one boiler; from power plant emissions with one scrubber removing single flyash units, the plant, plant burns 4 per cent sul- rate increases, it is estimated. the stack is 700 feet. Of the are "unreliable and impracti- which burns coal containing phur coal. The five units will produce 90 tons of flyash produced flyash, and the other, sulphur cal." dioxide. The other three are 2 per cent sulphur, would be The scrubber unit was 900,000 tons of sludge a year. every hour, two-thirds is re- In a press release two chiefly for flyash removal, in compliance with the state's planned by Robert P. Van and Mr. Van Ness thinks that moved from the bottom of months ago, the Environmen- with one of them on standby. emission limitations. Ness, manager of the compa- eventually this should be the boiler and the rest, along tal Protection Agency said: Disposal of sludge-over ny's environmental affairs piped into worked-out mines with 40 tons of sulphur diox- Steve L. Pernick in charge "The experience of electric of Duquesne's environmental 500,000 tons a year If all and a chemical engineer. It or used for fill in strip-mined ide an hour, goes to seven program, has been plagued boiler were hooked to dual went Into operation April, areas. scrubber modules. utilities 50 far with 'scrub- bers' in actual operation with problems since the dual scrubbers-is a problem be- 1973, and Mr. Van Ness says De Cygne, located In the Clifford P. McDaniel, the shows they can be used con- scrubber went Into operation cause the plant is on the that 90 per cent of the gas is Kansas prairie 50 miles from engineer In charge of the tinuously, rehably and effec- last March. outskirts of the city. now being removed. Kansas City, Mo., began scrubbers, has had rought: There has been much scal- Completed Installation at He attributes the system's operating June I. 1973. It's problems with scaling and tively." mong the plants where ing and plugging by calcium Phillips, and another at the success to the fact that, by big. with total capacity of plugging. or limestone scrubbers sulphate and calcium sul- company's Eirama plant, carefully controlling the 820 megawatts. Each night of the week, In been installed are: The phite solids produced by the would mean a capital cost of chemical reaction, he winds However, it is producing rotation, one module is shut ips Station of the Du- reaction of sulphur dioxide $110-million. Annual operat- up with calcium bisulphite, a only 650 niegawatts because down for cleaning-an oper- quesne Light Company of and the lime. Two or three Ing costs, including sludge soluble salt, meaning no scal- of a design miscalculation ation that takes two or three Pittsburgh, the Paddy's Run times a month it has been disposal, would be $30-mil- ing or plugging problems. that has necessitated "steal- men ten hours and loses 90 Station of the Louisville Gas down for a day or two at a lion. This might mean a 25 From April through De- ing" hot air from the boiler to 110 megawatts of output. and Electric Company and time. per cent increase in consum- cember last year. when the to help push flue gases up Nevertheless, Mr. McDaniel PT bills, Mr. Pernick esti- botter was operating tull the stack after passing says, at present 98.4 per cent the La Cygne Station In Kan- As for effloiency when sas, jointly owned by the operating. the dual unit has mated time: availability of the through the scrubbers. The of flyash and 69 to 83 per Kansas City Power and Light been removing 90 per cent of Paddy's Run is the E.P.A.'s scrubber was 70 per cent, scrubbers cost $42-million, or cent of sulphur dioxide are Company and the Kansas the sulphur dioxide passing showpiece. Its capacity is 330 and from August through De- $51 a kilowatt. being removed. Availability Gas and Electric Company. through It-which is only 20 megawatts. but one cember, it was 98 per cent. The plant burns coal, strip- of the system has increased 117 mined about three miles dis- from 37 per cent last range day, WORTH Secre Times Roge he new militance at the attac ant level is having a pro- tion" ffect the structure of fire ons ng a waning of United Press International "It fluel the Italian lead- In Quanloi, South Vietnam, Cobra gunships are refueled for action against ground forces plex, has become far more dy- SAM Unions are all submerg- milit r ideological differences unification effort that First Signs of a Backlash U.S. SENDS LON NOL craft ave important political ences. Emerge in Ecology Drive MERCENARY UNITS Ot ther ts from New York Times the ondents show that in fense every country of West- By WILLIAM K. STEVENS cludi rope workers share a Signs of a backlash against These conclusions emerge Force of 2,000 Well-Armed the crusade for a cleaner en- from interviews with industrial- enen 1 feeling of allenation. ists, businessmen, conserva- Cambodians Is Flown In W vironment and restoration of result, power is being the ecological balance are be- tionists, consumers, public of- sour y the shop stewards and From South Vietnam York ginning to appear. ficials and scholars in a num- ocal committees. that And consumers, who might ber of cities. if the most potent labor help to lessen pollution by The potential backlash so far supp Dispatch of The Times. London in Britain is the unoffi- buying items in returnable is muted and is generally ex- gets PNOMPENH, Cambodia, May nt shop stewards' or- containers and by using non- pressed gingerly, in terms that name 3-More than 2,000 well-armed on operating across the polluting soaps and detergents, caution against "hysteria" and near Cambodians serving in Ameri- S. "By the mid nineteen- seem to be displaying attitudes emotion, express fears that the can-operated units in South day ranging from total indifference crusade will divert attention that Vietnam were flown into Pnom- ed on Page 15, Column 1 to sporadic interest. from more familiar problems of larg penh last night and Friday as poverty and other social ills, or halt reinforcements for the Cambo- indicate that someone's self- of N ked for Hospital Abortions dian Army. interest will be harmed by the 1968 Their arrival-in a fleet of environmental crusade. To planes from Bienhoa, near or bortion in any "When you get away from the needed, Mr. Gelfand said, to Saigon-was kept secret, but supported by city the generalities discussed at not prevent out-of-city women from today many of them could be a woman would have ber overtaxing New York hospitals Earth Day and down to the spe- met near the temporary billets that she had lived in to take advantage of the state's cifics," said Lloyd Tupling, firm given them at the sports sta- for seven months. relaxed law. Sierra Club representative in stag dium in the center of the city. neasure, introduced by "Even today," he said, "many Washington, "then you will run These men are the Khmer Con nan Bertram R. Gel- patients are being turned down into what amounts to opposi- Kampuchea Krom - lower, or Bronx Democrat, will be for lack of beds and physicians tion. The backlash will develop delta, Cambodians-some of to committee at the are being told to delay non- once you start talking about the two and a half mililon eth- E meeting tomorrow. emergency operations as long specifics." nic Cambodians living in South sources said the chances as two or three months." One example involves the Vietnam. The Cambodian Gov- sage were uncertain at The Councilman added: United States Steel Corpora- ernment does not consider them int. "The staggering burden of tion's plant in Duluth, Minn., to be foreign troops and Pre- ocal law would take ef- caring for the residents of this which has been told to meet mier Lon Nol asked President y 1, the date that the city grows worse every year. It minimum air quality standards. Nixon on April 20 for their use. relaxed state abortion is unfair to ask our people to Corporation officials say the S/ In answer to a question omes effective. subsidize a hospital system plant will be forced to close if May about the men, a United States eral Abortion Law which may be devoted to mak- the standards are enforced. At wide Embassy spokesman replied: new abortion law will ing New York City the nation's stake are the jobs of 2,000 heav "As far as we know these are W York State the most abortion capital." workers. Vieti ethnic Cambodians who wish one in the nation, leav- The only exception his bill The example is cited by The to fight for the Cambodian Gov- a pregnant woman and repo tor the decision wheth- Continued on Page 24, Column 4 Continued on Page 57, Column 3 Continued on Page 6, Column 4 mort should have an abortion. doze Th esent statute permits is a mother's life British Hoopla Honors Staid Pilgrims the craft ing State Legislature has oper: By BERNARD WEINRAUB smocks danced around a may- drizzle fell, Mr. Saltonstall and on the subject of abor- one d the debate is closed," Special to The New York Times pole on the promenade facing thousands of others gazed at ber fand said in a statement PLYMOUTH, England May the mist-covered bay - the the fireworks and bonfires Nort yesterday by the Coun- 3-The voyage of the May- city's fond gaze into the past shimmering in this southwest Un rebuilt THE NEW YORK TIMES, MONDAY, MAY 4. 1970 The Times First Signs of Backlash Emerge Supplementary Over-Counter In Drive for Ecological Balance The following is a supplementary list of over-the stocks prepared by the National Association of S Best Shot Dealers. It consists of securities less widely held Continued From Page 1, Col. 5 L. Torak, a Republican from that, for other reasons. do not appear on the dail ERT TE the-Counter list. The range shown prices Luther P. Gerlach, University suburban Montgomery County, securities could have been sold (bid) en bought since Muhammad All of Minnesota anthropologist, near Philadelphia, has told the last Friday. for that would have made as one situation in which ten- Pennsylvania Legislature he Bid. Asked Bld Bld. Asked. Since then, Ali has starred in a ABC F 2 2½ Della Corp , 2 sees no merit in a plea by Isomet 1½ 10½ Photo M sions could develop as the ASI Com 5 5½ DeyNuciear 1 1½ J K Ind work on an autobiography and United States Senator Gaylord Ab & Fitch 9 10½ 2½ 2½ Planet ( Dextra Corp 136 1% clean environment crusade is Joyce estie Acadia 11/2 2½ 4 4½ Planet 0 Dade County jail for an old Diamond Sh Julie Res Polypi S Nelson for control of pollution, Acousica As 1½ Com 101/2 111/2 pressed. Acquston Sy 1½ Labs Pundeso. a license. He became a father, 11/2 Diapuise 3½ 4½ 1% 2 or in two student speakers' re- Ad Pres Digitek K B Mark PortCan 5 ½ 6½ Professor Gerlach, who has 2½ 2½ Power M on the campus circuit, and a Ad Mig 24 243/4 Sys 9 Disc Corp 10½ AdvMemS KC Life Preston quests for birth control pro- 13½ 14½ 405 of N.Y. 420 in talk shows. He appeared in studied the ecology movement 471/2 49 Prince ( Aeroflex 4½ 5½ KentMonre 28 Doll Fund 29½ Agrotron 1% 2½ 8.06 8.06 grams. Kent Ind Princeto a "computer boxing match" in 11/2 for the last two years, said he 1% AircraftMch 1 1/a 2½ Dolar Gen 14% 14½ Knick Toy 4 Printogs 3% has expected opposition to Finds Bellefs Challenged Alden Care 4½ 5½ Delas&Lom 8½ 8½ Kratos 2½ 2½ ProfitBy Allegri T 1 1½ Dowz Elec 7½ 8½ Prog Cor Lad El Sys 11/4 2 the movement for about a He said, in regard to the pro- Alien RG 5½ 6½ Drexel Dyn 1½ 2½ Prog Ind Lamb Com 3 4 Allied Aero 17/8 1% Drico Ind 5 5½ Quatron Lampert Ag 2½ 3½ year. posals, "Another unsuspecting Allied Fd 111/4 12 Dubow Chm 1½ 1½ Qualifas/ Lamston AlliedM&S 9 101/2 Dublin Ens 3½ 4 Quanta S MH 20 21½ Grave Division Seen and trusting state legislature Allied Res 2 2½ Duncan 7½ 8½ Landa Ind 11/8 13/2 RJ Com was the victim of another snow Am Agron 14½ 15½ Dyna Ray 11/2 2½ LandsVrkCo 2% 3½ Racon " "People felt ecology would job by the leadership." Never Am Auto TC 2 3 E. H. Rsch " 14½ Lannel Co 2½ 3½ Radition Amer Cap 1% 1½ E.L.I. Ind 6½ 7½ LeTournesu Recotion unite the country," he said. "It before have the basic Christian- Am Expid 62 62½ EME Ind 1½ RG 5 7 Rectived Judaic beliefs been challenged Am Foods 1 7/8 2½ Eagle Gen 1½ 2½ Lee Wilson Red Rup will be more divisive than Am Med All 3 3½ Eagle Inc 1½ 2 Eng 2½ 2½ Rentex S as now with phony social re- Am Rcwys 3 1/2 3% Eanco Inc 1½ 2 Leisure Dyn Robis Co black power, even more divis- 7 Roch Ins form propesitions.' Am Sc Eng 6 Eastco Inc 9½ 11 Am Ser 2½ 2% ive than the war in Vietnam. Saf Eq 5½ 1½ Levin Townsend Rudd Me 2 Glenn Kimble, director of air Americar 4½ East Ind 12½ 13% Comp. 11/4 2 SYS Asso Anchr Alys 2½ 2½ The conflicts in ecology are and water resources at the huge 5½ 6½ Edison E, 12½ 13½ Lexington St.JohnD Anterenni Inst 21/a 2½ Ap Nat Life 3 latent. Ecology demands more 3½ Edwards Sal & Sal Union Camp papermill in Savan- Lipe Rollwy 8 App Logic 6½ 7½ Ind 8 81/4 8½ St. Lou S Lisa Int fundamental changes than any nah, among Georgia's largest Arch Mrbi 3 3½ Elco Elect 1½ 33/4 4½ Samson 2% Lord All App 124 2½ Einson Free Sav Suga other revolution." single sources of pollution, is Hardwick 9 10 Automer 4½ 5 & Det Savant In 3½ 4 one of several industrialists in Automtique 2½ 3½ Eldon Ind " Lovie Prod 13 2½ 3½ Saxton P The prospect of change has Lumey Autimos 1½ 1½ Elctr Mch 4 4½ 8½ 9½ Schaefer that state who have strenuously Lumidor Ind BMA Asso 3½ Elec Con 2½ 2½ 3 Shaev Er already stirred some dissent, in 3 3½ Lunn Lam 62 2% 3½ Schnr Ap complained about "hysteria" Ball Airco 61 Elec Tab 4 various forms. For example, 4½ Balt Bus F 15 16 Equity Leasing Madison Ind 3½ 4½ Schwart the Daughters of the American over ecology. Basic Fd 5½ 5½ Corp 3½ 4½ Magic Mark 1½ 1½ Scien Ch. Bel Fuse 2 3 Exec Sec 15 20 Magma Pow 1% Scien Co, 1½ Revolution has approved a res- He used the whooping crane Manati.Sug 3 1/4 4½ Scottax ( BerkshGr 5.66 6.19 Expin Co 14 141/4 olution saying that the pollu- Bio Sc R 2 3 Marva Ind 1 Semicon as an example. Fact Sy 2½ 3 1½ Borne Ch 1 Marcon C 9½ Seneca 0 116 "People get extremely emo- Fearn Inf. tion problem "is being distort- 11% 8½ 12½ 101/4 Boro EI 7½ Mkt Facts 26 Sensomal 27 37/2 Fed Pet 4½ 5 2½ Markite Serv Mas ed and exaggerated by emo- tional about losing a species," Broadcastn 2½ Fed Screw 20 22 Brogan Asso 2½ Corp 2½ 3 Servicect tional declarations and by in- Mr. Kimble said in a recent Brun Sens 2 2½ Ferry C&S 7½ 8% Marshall Siera Rx newspaper interview. "But an- Bun&Burger 1½ 2 FirstRepAm 13/4 2 Elec 2½ 2½ Sigma C1. tensive propaganda." Burnham F 9.09 9.09 Fla Tile 14 1/2 151/4 Massengill Ind Camera Press-Pix imals have been dying out every Buxton's 3½ 4½ Foam USA 2½ 2% SE 22 23 SITO Several newspapers around CTP 1½ 1½ Food Res 6½ 63/4 Master Craft 2 the country noted that Earth year clear back to the dino- 2½ Simplex Cassius Clay Cam No 10 11½ Forbes 3½ 4½ Masters Inc 9 10 Snig & Sr. saurs, and in most cases man Four Star 2 Math Appl 2½ 3% Sora Prin Day, dedicated to fighting pollu- Camp AH 7 a 2½ had nothing to do with it. For Cand Fel 4 5 Fownes Br Maust C&C 11/a So Diver 6½ 7½ 1½ Ali and lawyer, Robert tion, fell on Lenin's birthday. CarrolsDay 8 81% Frigitrncs 21 22 Mach Bld 1½ 2 Spec Stuc Ali is free on bail One, The Richmond News-Lead- that matter, it probably won't Carter Gr 2 2½ Frouge 1½ 2½ Media-Creat 3 3½ Spec Con est Std Mig hurt mankind a whole hell of Carvel 6 1/2 7½ GBC Clsd Mediatrics 2 2½ viction of refusing to submit er, said, "The date was not Casselle Ct 8 82/2 Cr TV 12 Medicald EI Stan Res 11 a lot in the long run if the Cert Creat 2½ 3½ Gal Frl 1 1½ & Phar 5 5% Staninc ns of his bail is that he must selected by chance. Here we have a classic example of how whooping crane doesn't quite Chalco Eng 3 3½ G.L.Enter 3% 3½ Medici Fd 7.30 7.30 Stange Co. Sterscp Char-Carson 2 27 nited States. Judge Wisdom's Galaxy Fd 5.86 6.40 Merc Elec 136 1% Suava Sh make it. Chatam 1% 1½ the Communists pervert ideal- Galaxy Oil 2½ 3½ Met Pro W 17 18 Summit extend bail so that Ali may Chem Polls 7½ 9 Gelliss (5) Michaels J 8½ 9½ ism and worthwhile causes to Blames the Consumer Chemiree 11/4 13's Super' Cr Co 8 9 Micro Unid 3% 4Va 9 Swift Ind July. Class St Ser I Gen. Comp. Mid All Ut 6 7 their own purpose." Milton Friedman, the Univer- 1014 Swiss Ch., Clay Mark 17½ 9½ Corp 8½ 2½ 4½ Minn NG 15 153/4 Synchone Record Clo Ware GenCmpSy 10 11 Mir Mart 6½ 7 Clinton Eng 1 Ve 1% Syracuse Wants Larger Population sity of Chicago economist, is Mo Fu Tr 136 1% Coast Dyn 3½ 4½ Gen East 10½ 18 1/2 Syst Asso not as good as his record In one of several observers who Coast Photo 3½ Mirl Mart Floyd Oles, acting city man- 2½ 3½ Gen Laser 4½ 63/4 73/4 Colgate Mgt 2½ 2½ Gen House 10 11 Mo PRRB 7.25 8.00 Taca Intl convicted in United States have said they believe the ecol- Col Prop 1½ Gen Microw 13/4 2½ Mo-Res-Lab 3½ 4 Tad's Ent. ager of Tacoma, Wash., who is 2½ Tax Cp An Gen Nur Hm 1½ 2½ Mod Div 2 2% June of 1967. He was sen- a conservative, also noted the ogy crusade may be a fad, and Colman A 5½ 6½ G Tel Cal 11½ 12½ Mr. Swiss 3½ 43/4 TechDent. nment and a fine of $10,000. he decries what he believes to Colo Inst 7 7½ coincidence with Lenin's birth- Col Cable 83/4 101/4 Geon Ind 9 9½ Monrch Tile 176 1% Technogri Georgia Monica SC 3½ 3½ Toeg Rest urt of Appeals affirmed the day. be the tendency of some cru- Col Tech 11/4 2½ Com Share 5½ 6½ 8d Fib 4 4½ Mmouth EI 11/2 1% Termni E- saders to cast industrial pol- Glbson C.R. 53/4 6½ Monroe Co 3½ 3% Tex Tenni He further told the Tacoma Comp'nts 6 6% Compucolor 4½ 4½ Girard Ind 3½ 3% Motor Colls 5 luters as "evil devils who are 5½ Textone " ase took a turn. The United Mall Kiwanis Club recently that Goddard Ind Motor Parts 3½ 4½ Thiel Inc Comp Age 1% 2½ 1% 2 deliberately polluting the air." Comput Clr 2% 376 Gold Pre 3½ 4% Motor Travi 1½ 116 Thomas II never reviewing the merits pulp-mill and smelter pollution The real source of pollution, he 6½ 6½ Goldsmith 5 6 Moxie Co 3½ 4½ Titan Well Comp Data Gondas Crp 5½ 6 Multi Media 1 ase back to the District Court 13/4 Tizon Chn in the city "smell like jobs" and contends, is mostly the con- Comp Ent 1½ 13/4 Gr Yellow 13/4 2 Music Fair 17/a 2½ Toledo MI e gathered by illegal wiretaps that he regretted Tacoma resi- Comp Env 6½ 7½ Gulf Res 6 7 My Toy 6 7 Trans-A E sumer. Comp Int 1½ 2 Trans-Son dents no longer boasted about HTV Syst 3 3½ Naes Thom 2167 2189 Comp Met 1½ 1% TrnsidynG Around the country, there is Hall (Frank B.) Nasco Ind 7½ B½ Trans Pool ly, decided that the wiretaps smokestacks going up in the Com Net S 6 Nall Beryl 101/2 little evidence that concern over & Co. 143/4 15½ 12½ Travel Ma. industrial area. He said he CompOpics 7 8 Harv Ind intenced Ali. There also had 3½ 4½ Nat Cleve 136 17/2 Triang Pa pollution has so far changed the Comp Stat 1% 2½ Hawali Pac 16 16% Natl Spin 7½ 836 Tronch Re at Judge Joe Ingraham might would be happy if the United Comp Stud 5 6 Haydn Pub 4½ 5½ Nat Tel 2½ 3½ Ultrascnce States had a larger population, habits of many consumers. Al- Comtel 134 2½ Hem Hotels Nationwide 1½ 1 7/a Ultrasones Four of the five taped con- though some motorists are re- Connsuranc 2% 376 Corp 3½ 434 Nwide Auto 11/4 2½ UnicareSer "because we are only a small Cons An 1½ 1½ Henry's Dr 2½ 2½ Nease Ch 3½ 4 turned over to Ali's lawyer portedly buying lead-free gas- U.S. Comp minority on this globe." Cons.Mut. 10.54 10.54 Herbert AM 11/4 1½ Neotec 9 10 U.S. Crown ording to the judge, had been oline, and although here and Consol Prod 6 0% Hermitite Netgo Ltd 1½ 276 US Lumber Mayor Carl B. Stokes of Cons&Tech 11 14 Corp 6½ 7½ Network EI 2½ 2½ there appear pockets of enthu- Universi In : it publicly would endanger ConsWater 19½ 21 Hrld Fd 101.15 103.19 Nevada S&L 4½ 43/4 Upson Cleveland, a Negro, expressed siasm for returnable containers Cont Semi HIII Bros 2½ N Life 2 3½ 2½ Con 2½ 3 Hdges (Wm) 6½ Nisarc Com 3 Vacu Dry a different kind of concern that and biodegradable detergents, 7 2½ VacoumCo pealed in New Orleans. The Control Ind 3 3½ Hins Res 8½ 9 Nissen Co 9 10 Vngrd Date seems to be widespread among most buying habits appear to be House of Nileld Prc 2% Cooky's Steak 33/4 VentureSFu at all the wiretap conversa- black leaders. untouched. Pub 2½ 2½ Westmore 1½ 1 1/2 Ocean R 13/4 2½ Venus DD Ali's lawyers, in which event Cord's Crp 26 28 Hydro Tech 1 11/4 Odl Fort 6½ 7½ Vesco Corp "I am fearful that the priori- Supermarkets in Boston say Corn N 11½ 12½ ICP Inc 9½ 11 Omni-Spec 7½ 8½ VibrainMnt et Court; or that the wiretap ties on air and water pollution Cosmos 1½ ILC Ind 4 4½ Omnitec 2 2½ Viking Gen their surveys show no major Image Svs 13½ On Guard 3 4 terial import on Ali's convic- CreativeCap 5½ 7½ 14½ Viking Ind may be at the expense of what Crow Milk 5½ Imperial Oper Match fluctuations in consumer hab- 6½ 1½ 2½ Vista Ind ill be a new trial, or it may Ind 7 the priorities of the country its, and they have therefore Curtis Elect 23 71,5 Orien Re 3½ 4½ 2½ Vitabath Ind Fin Ag 1½ 2½ Osles Ors 2½ 3½ coisi which event this Cut & Curl 7½ 8½ Wasko Golo ought to be: proper housing, Index Fd. of Osrow Prd 2½ not taken the initiative in stock- 2½ WackEd&C Cybern Ed 1½ 2 Boston 11.89 12.99 2½ Oseas Shidg 7½ 7½ Weingarin eme adequate food and clothing." ing their stores with nonpollut- Dayos Inc 1 7/a Instrument $ 136 1% PRF Corp 2½ 27/g WestmCoat DFI Com he said. There is "glamor" in 134 2½ ing products and containers. Int Rsrcs 42 44 Pack Elec 7 8½ West Llins ic Data Drn 1½ 2 Intelectron 5½ 6½ Pack Prod 5 5½ WTravell if: ecology, and it "makes people Some consumers say they Date Met 2½ 3 IntLife Ins 10 11 Pan A Drn 9½ 101/4 WhitehallC Ali lost a number of smaller in the suburbs of the country Dataram a 9 would buy nonpolluting deter- Interdata 8 8½ ParagonNall 5 6 Wynn Ind Davilstind 11/2 11/2 Int Grth Fd 2.58 3.91 Penn Va 61 65 Xiox empt to force the New York feel involved," he went on. gents if they could only be Dear Des 324 1½ int Res Sev 1½ Perry Ch 3½ 4½ YankeePist license him. In his decision Del Elec 176 1% Inv Counsel clearly informed about them. 11/2 1% Pett Res 1% 2 Yard Man State Representative Joseph Delansir 1 1½ Irving PI 2½ 3% Phillips P 3% 4% Zemco Ind Marvin E. Frankel stated II within the bounds of ra- at the conviction and five