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563877913
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AHC General Correspondence June-August 1990 [5]
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563877913
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AHC General Correspondence June-August 1990 [5]
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04012-006e
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Records of the White House Office of the Chief of Staff to the President (George H. W. Bush Administration)
Andrew Card's Files
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Originally Processed With FOIA(s): FOIA Number: 2025-0373-S 2025-0373-S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Chief of Staff, White House Office of Series: Card, Andrew, Files Subseries: OA/ID Number: 04012 Folder ID Number: 04012-006e Folder Title: AHC General Correspondence June-August 1990 [5] Stack: Row: Section: Shelf: Position: G 15 21 6 Withdrawal/Redaction Sheet (George Bush Library) Doc. No. / Type Subject/Title Date Restriction Classification 01. Resume Re: Elizabeth Penniman Schmidt. (1 pp.) n.d. (b)(6) 02. Letter Robert H. Marsh to Andrew Card, Re: Assistance with 08/02/90 (b)(6) immigration visa issue. (1 pp.) 03. Letter Robert H. Marsh to U.S. Representative Barney Frank, Re: 08/02/90 (b)(6) Assistance with immigration visa issue. (1 pp.) Page 1 of 1 Collection: Record Group: Bush Presidential Records Office: Chief of Staff, Office of the Series: Card, Andrew H., Jr., Files Subseries: WHORM Cat.: File Location: AHC General Correspondence June-August 1990 [5] Pinksheet Number: RML16122 OA/ID Number: 04012-006e Date Closed: 3/14/2025 FOIA/Sys Case #: 2025-0373-S Re-review Case #: P-2/P-5 Review Case #: Ambassador C HALLMARK CARDS, INC. DEC 202 Q Dear Mr. Card, aug. 1990 Thank you somuch for helping arrange the visit to the White House for the Miss T.E.E.N. organization on august 7,1990, we all had a wonderful time. The group regrets not being able to see you on that day and thank you personally. However, due to your busy schedule, and the crisis in the Gulf we knew yourtime would be limited. I was pleased to see you at Sen. Paul cellucci's party on august 6, however. we speak of you oftenin our household, and weatten see you on television with the President. It must be so exiciting to be involved, and that clase to everything. Thank you again Mr. Card. Sincerely, Victoria P.S. My Dad sends his regards. UNITED STATES SENATE WASHINGTON, D. C. JOHN McCAIN ARIZONA 8/13/90 Dear Andy As you KNOW, I've accepted The offer of The Chairmonship of the Federal Maritime Commision to meet with the and discuss the issue. d simply want to Thank you for your willingness d abilities and best efforts, and d intend President and will undertake This new job with all off mydo choice his staff appreciate that They made a good everything d can to make the professionalesm and your courtery. The future, and your, sppreach your I look forward to d working with you in Sincerely. Chris Koch TOMN HOT BROOK 1634 MASS Send 1/8/21 Holbrook Housing Authority INCORPORATED 1872 One Holbrook Court Holbrook, Massachusetts 02343 Kevin R. Donovan Telephone: 767-0024 Executive Director August 3, 1990 The Honorable Andrew H. Card Jr. Deputy Chief of Staff to the President The White House Washington, D.C. 20500 Dear Andy: The Holbrook Housing Authority has recently applied for fifty (50) Section 8 Certificates from the U. S. Department of Housing and Urban Development. A copy of the application is enclosed. The Authority has experienced a large influx of qualified applicants who are truly in need of this type of assistance. Any consideration in reviewing the application will be indeed greatly appre- ciated. If you have any questions please feel free to contact us. Very truly yours, Holbrook Housing Authority Board of Commissioners will a Malls by, William D. Marble CHAIRMAN Catherine Ennia Catherine Ennis, President TENANTS ASSOCIATION KRD:prd Encl. TOMAN HOL BROOK 1634 MASS Holbrook Housing Authority E.N.HOLBROOK. 1872 One Holbrook Court Holbrook, Massachusetts 02343 Kevin R. Donovan Telephone: 767-0024 Executive Director July 20, 1990 Ms. Jeanne McHallam Director of Development U.S. Department of HUD, Region 1 O'Neill Federal Building, 3rd F1., Rm. #321 10 Causeway Street Boston, MA 02222-1092 Dear Ms. McHallam: Enclosed please find a funding request for fifty (50) additional units of Section 8 Existing Housing to be administered by the Holbrook Housing Authority. In addition, I have enclosed the Section 213 letter from the Board of Selectmen endorsing the proposed increase. Please note that the Authority currently administers fifty-seven (57) units of Section 8 Existing Housing and has an executed Annual Contributions Contract to expire June 30. 1991. Your assistance in reviewing the enclosed application for fifty (50) additional units would truly be appreciated. If you have any questions, please feel free to contact me. Very truly yours, Review ( Donovan Kevin R. Donovan EXECUTIVE DIRECTOR Application for U.S. Department of Housing Existing Housing and Urban Development Office of Housing Section 8 Housing Assistance Payments Program Federal Housing Commissioner Send original and two copies of this application form and attachments to the local HUD Field Office OMB Approval No. 2502-0123 (exp. 11/30/90 Public reporting burden for this collection of information is estimated to average 0.5 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, Including suggestions for reducing this burden, to the Reports Manage- ment Officer, Office of Information Policies and Systems, U.S. Department of Housing and Urban Development, Washington, D.C. 20410-3600 and to the Office of Management and Budget, Paperwork Reduction Project (2502-0123). Washington, D.C. 20503. Name of the Public Housing Agency (PHA) requesting housing assistance payments: Application/Project No. (HUD use only) HOLBROOK HOUSING AUTHORITY MA06E072010 Mailing Address of the PHA Requested housing assistance payments are for : How many Certificates? How many Vouchers? One Holbrook Court Holbrook, MA 02343 50 Have you submitted prior applications: No Yes Signature X Review of PHA Officer P. authorized Donorron to sign this application ... for Section 8 Certificates? X ... for Section 8 Housing Vouchers? Title of PHA Officer authorized to sign this application Phone Number Date of Application Kevin R. Donovan - Executive Director 617-767-0024 July 20, 1990 Legal Area of Operation (area in which the PHA determines that it may legally enter into Contracts) Holbrook, Brockton, Randolph, Abington, Quincy, Boston A. Primary Area(s) from which families to be assisted will be drawn. Locality (City, Town, etc.) County Congresional Units District Town of Holbrook Norfolk 11th City of Brockton Plymouth 11th Town of Randolph Norfolk 11th Town of Abington Plymouth 11th City of Quincy Norfolk 11th City of Boston Suffolk 11th B. Proposed Assisted Dwelling Units Number of Durniting Units by Bedroom Count Total Housing Program Elderly, Handicapped, Disabled Non-Elderty Dwelting Efficiency 1-BR 2-BR 1-BR 2-BR 3-BR 4-BR 5-BR 6+BR Units Certificates 20 20 10 50 Housing Vouchers C. Need for Housing Assistance. Demonstrate that the project requested in this application is consistent with the applicable Housing condition Assistance of the housing Plan Including stock in the the community goals for the needs of Lower-Income Families or, in the absence of such Illen, that the procosed project is responsive to the meeting and the housing housing assistance needs of Lower-Income Femilies (including the elderly. andicapped and disabled, large families and those displaced or to be displaced) residing in or expected in reside in the community. (If additional space is needed, add separate pages.) SEE ATTACHED 1 D. Qualification an a Public Housing Agency. Demonstrate that the applied ant qualifies as a Public Housing Agency Submitted with Previously and is legally qualified and authorized to carry out the project applied for In this application. (check the appropriate boxes) this application submitted 1. The relevant enabling legislation 2 Any n¹₉s and regulations adopted or to be adonted by the agency to govern its operations 3. A supporting opinion from the Public Housing Agency Counsel form HUD-52515 (7:81 Retain this record for the term of the ACC. page 1 of 2 ref. handbook 7420 Previous editions are obsolete In the past four (4) years Total units allocated to Holbrook Housing Authority was five (5) , five (5), and seven (7) - a Total of seventeen (17) units. The Town of Randolph, who abuts Holbrook, does not have a Section 8 program. Holbrook Housing Authority has been administering Section 8 Certificates to those who choose to live in Randolph. A large number of mentally disabled are on our 1 bedroom Waiting List as we are in Brockton Multi Service neighborhood as well as South Shore Mental Health. Our landlords in Holbrook and Randolph have been very agreeable to leasing to the disabled who are presently housed in the worst conditions possible. This office can place them in decent, safe neighborhoods that are close to their workshops and support systems. There are several shelters in our area that temporarily house homeless, pregnan women that will need housing when the baby is born. Our Holbrook shelter houses hundreds of single men that are unable to find affordable housing because of low wages earned or large support payments to their families. Our waiting list is lengthy with housing available in Holbrook and Randolph but no certificates available. Because of the great need and our history of underfunding we are requesting the maximum allowed which is only Fifty (50) Certificates. CERTIFICATIONS IN CONNECTION WITH THE OPERATION OF A SECTION 8 EXISTING HOUSING PROGRAM Instructions: The applicant agency must provide assurances and certify to all of the following items. The applicant agency hereby assures and certifies that: (i) It will comply with Title VI of the Civil Rights Act of 1964 (P.L. 88-352) and regulations pursuant thereto (Title 24 CFR Part 1) which states that no person in the United States shall, on the ground of race, color, ( national origin, be excluded from participation in, be denied the benefits of, or be otherwise subjected to discrimination under any program or activity for which the applicant receives financial assistance; and will immediately take any measures necessary to effectuate this agreement. With reference to the real property and structure(s) thereon which are provided or improved with the aid of Federal financial assistance extend to the applicant, this assurance shall obligate the applicant, or in the case of any transfer of property, the transferee. for the period during which the real property and structure(s) are used for a purpose for which th Federal financial assistance is extended or for another purpose involving the provision of similar services or benefits. (ii) It will comply with Title VIII of the Civil Rights Act of 1968 (P.L. 90-284) as amended, which prohibits discrimination in housing on the basis of race, color, religion, sex or national origin, and administer its programs and activities relating to housing in a manner to affirmatively further fair housing. (iii) It will comply with Executive Order 11063 on Equal Opportunity in Housing which prohibits discrimination because of race, color, creed, or national origin in housing and related facilities provided with Federal financial assistance. (iv) In establishing the criteria for the selection of tenants, the PHA or Owner will not utilize preferences or pri orities which are based on (1) the identity or location of the housing which is occupied or proposed to be occupied or (2) upon the length of time the applicant has resided in the jurisdiction. The PHA or Owner shall treat non-resident applicants who are working, or have been notified that they are hired to work, in the jurisdiction as residents of the jurisdiction. (v) If the proposed project is to be located within the area of a local Housing Assistance Plan (HAP), the applicant will take affirmative action to provide opportunities to participate in the program to persons expected to reside in the community as a result of current or planned employment. July (Date) 19,1990 (Titte) (Signature) Replaces Forms HUD-912 and HUD-41901, which are obsolete HUD-916 (4-76) Certification for a U.S. Department of Housing and Urban Development Drug-Free Workplace Office of Public and Indian Housing Public Housing Agency / Indian Housing Authority OMB No. 2577-0044 (exp. 10/31/92) Public Reporting Burden for this collection of information is estimated to average 0.25 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Reports Management Officer, Office of Information Policies and Systems, U.S. Department of Housing and Urban Development, Washington, D.C. 20410-3600; and to the Office of Management and Budget, Paperwork Reduction Project (2577-0044) Washington, D.C. 20503. PHA/IHA Name: If Development or CIAP, enter the Federal Fiscal Year in which Holbrook Housing Authority the funds are expected to be reserved: Program/Activity Receiving Federal Grant Funding: (mark one) If Operating Subsidy or Section 23, enter the PHA's/IHA's Fisca/Year Ending date Development CIAP Operating Subsidy Sec.23 Leased Housing in which funds are expected to be obligated: Acting on behalf of the above named PHA/IHA as its Authorized Official, I make the following certifications and agreements to the Department of Housing and Urban Development (HUD) regarding the sites listed below: 1. I certify that the above named PHA/IHA will provide a drug-free workplace by: a. Publishing a statement notifying employees that the unlawful (1) Abide by the terms of the statement; and manufacture, distribution, dispensing, possession, or use of a (2) Notify the employer of any criminal drug statute conviction controlled substance is prohibited in the PHA's/IHA's workplace for a violation occurring in the workplace no later than five and specifying the actions that will be taken against employees days after such conviction; for violation of such prohibition. e. Notifying the HUD Field Office within ten days after receiving b. Establishing a drug-free awareness program to inform employ- notice under subparagraph d. (2) from an employee or otherwise ees about the following: receiving actual notice of such conviction; (1) The dangers of drug abuse in the workplace; f. Taking one of the following actions within 30 days of receiving (2) The PHA's/IHA's policy of maintaining a drug-free workplace; notice under subparagraph d. (2) with respect to any employee (3) Any available drug counseling, rehabilitation, and employee who is so convicted: assistance programs; and (1) Taking appropriate personnel action against such an em- (4) The penalties that may be imposed upon employees for drug ployee, up to and including termination; or abuse violations occurring in the workplace. (2) Requiring such employee to participate satisfactorily in a c. Making it a requirement that each employee of the PHA/IHA be drug abuse assistance or rehabilitation program approved for given a copy of the statement required by paragraph a.; such purposes by a Federal, State, or local health, law en- forcement, or other appropriate agency; d. Notifying the employee in the statement required by paragraph a. that, as a condition of employment with the PHA/IHA, the g. Making a good faith effort to continue to maintain a drug-free employee will do the following: workplace through implementation of paragraphs a. thru f. WARNING: 18 U.S.C. 1001 provides, among other things, that whoever knowingly and willingly makes or uses a document or writing containing any false. fictitious, or fraudulent statement or entry, in any matter within the jurisdiction of any department or agency of the United States, shall be fined not more than $10,000 or imprisoned for not more than five years, or both. 2. Sites for Work Performance. The PHA/IHA shall list in the space provided below the site(s) for the performance of work done in connection with the HUD funding of the program/activity shown above: Place of Performance shall include the street address, city, county, State, and zip code. (If more space is needed, attach additional page(s) the same size as this form. Identify each sheet with the PHA/IHA name and address and the program/activity receiving grant funding.) Holbrook Housing Authority One Holbrook Court Holbrook, MA 02343 Signed by: (Name, Title & Signature of Authorized PHA/IHA Official) Name & Tide Kevin R. Donovan EXECUTIVE DIRECTOR Signature X XX & Date 7-19-90 form HUD-50070 (12/89) ref. Han books 7417.1. 7475. Certification for Contracts, Grants, Loans and Cooperative Agreements The undersigned certifies, to the best of his or her knowledge and belief that: (1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal contract, grant, loan, or cooperative agreement. (2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. (3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. 19th Executed this date July of 1990. By (signature) KEVIN R. DONOVAN Exacutive (typed or printed Director name) (title, if any) Covered Action: (type and identity of program, project or activity) TOMN HOL BROOK 1634 MASS Town of Holbrook 50 North Franklin Street, Holbrook, MA 02343 HOLBROOK. 1872 (617) 767-4312 - BOARD OF SELECTMEN Board of Public Works July 20, 1990 Ms. Jeanne McHallam Director of Development U.S. Department of HUD, Region 1 O'Neill Federal Building, 3rd F1., Rm. #321 Boston, MA 02222-1092 Dear Ms. McHallam: Please be advised that the Holbrook Board of Selectmen endorses the application for fifty (50) additional units of Section 8 Existing Housing as proposed by the Holbrook Housing Authority. The application is submitted in accordance with Holbrook's Housing Assistance Plan and this communication should be considered the final comments from the Town of Holbrook and no additional comments will be submitted by the Board of Selectmen. Sincerely, Michael Huntington Michael Huntington Chairman /mf Park Forestry Water Sewer Highway DEAR ANDREW 08 .8.7 PIECES DONT FIT THE PUZZLE. LET ME ELABORATE THE UNITED STATES NOW HAS 100 PLUS NUGLEAR POWER PLANTS GENERATING 20% OF THE TOTAL ELECTRIC DOMESTIC DEMAND, THE DEFENSE DEPARTMENT HAS ITS NUCLEAR PROGRAM, WHERE THE HECK ARE ALL THE ENGINEERS, TECHNICIANS AND SCIENTISTS SPECIALIZED COMING FROM?THAT S A PROBLEM. SECOND POINT AS YOU ARE WELL AWRRE THE BOSTON HARBOR WOI CLEAN UP IS A POLITICAL PORK BARREL, I.E. ALTHOUGH THERE IS OVERWHELMING EVIDENCE OF THE NEED FOR A NEW SEWERAGE TREATMENT PLANT THE BEAURACACY AND THE CONTRACT ENGINEERING WAS POLITICALY CHOSEN (MR DUKAKIS WILL BE RUNNING AGAIN FOR PRESIDENT, THE PROBLEM IS THE POLLUTION MAY BE A HEALTH 80 PROBLEM IF NOT RECTIFIEID, PERSONAL EXPERIENCE OF SMELLING HUMAN EXCREMENT ON VI тои PUBLIC BEACHES TITSYN AS NAHANT AND REVERE DOESNT PORTEND FOR THE HEALTHY AMERICAN SOCIETY. (YOU MUST BE GETTING SOME IMPLICATION OF THE HIGH LEGAL "HOTAV AND ILLEGAL IMMIGRATION LEVELS (THIS IS NOT BECAUSE THE STREETS ARE PAVED WITH GOLD OR THERE ARE TREMENDOUS JOBS WAITING) THE REASON FOR THE GREAT. SSI LABOR SHORTFALL IS IN THE WAY HEALTH CARE HAS BEEN PRACTICED AMERICAN MED- BI ICINE HAS BEEN RATIONED AND THE CONSEQUENCES OF THAT ARE LOW FERTILTY DEATH IN AMERICAN WOMEN AND A HIGH EXTEXRATE. LET ME IT CLEAR A HIGH DEATH RATE MAY BE LESS OF THE CONSEQUENCES ИО OF DISEASE BUT OF THE POP CULTURE DRUG ABUSE, THE CRIME, MOTOR VEHICLE AND INDUSTRIAL ACCIDENTS. HOWEVER I HAVE THE DATA THAT SUBSTANTIATES MY CLAIM THE DEATH RATE HAS NOT BEEN LOWER THAN TUB THE RATE OF 1979 IRREGARDLESSOE THE EXPENDITURES IN HEALTH CARE. WITH THE ABOVE FACTS I DONT WANT ANY MILITARY INTERVENTION OF AMREICAN FORCES GOING INTO KUWAIT OR IRAQUE UNLESS DIRECTLY THREATENED. IF THE U.S. CAB GET A SENI PERMANENT MILITARY BASE IN SAUDI ARABIA THEN DO IT. FRANKLY YOU CANT AFFORD -TO LOSE AMERICAN YOUNG AT THIS TIME IN THE CULTURE, AS ISAID EVERYTHING DOESNT FIT ON AN ENGINEERING DRAWING, GLUOW YOU 021. HAVE OT PAHT PROBLEMS IN OUR DOMESTIC CULTURE THAT WILL BE EXACERBATED BY THE INCREASE oh IN LABOR SHORTATES. TO THOSE THAT ARE CLAIMING or THAT IMMIGRATION WILL BE ABLE TO FILL THE GAP, OK. INCREASE THE QUOTAS FROM ALL WESTERN EUROPEUN NATIONS AND LOWER THE QUOTAS FROM OTHER AREAS. WATCH THE RESPONSE FROM THE LINBERAL SIDE. IMMIGRANTS ARE NOT BEING SCREENED FOR COMMUNICABLE DISEASES INCLUDING T.B. DIPTHERIA HEPATITIS so THAT FURTHER PLACES A STRAIN ON WOR интата THE TIN тиоа AMERICANS. ABSOLUTELY I CAN SUBSTANTIATE WITH GOVERNMENT DATA THAT THE AMERICAN POPULATION IS RECEEDING AND IS BEING PROPPED UP BY IMMIGRATION. DATMON THE FOLLOWING ARTICEL DOESNT FOCUS ON MORTABITY RATES BUT DOES IDENTIFY ЯОДЯАН E LOW FERTILITY AS PART OF THE PROBLEM.. 31 81 FINALLY I WOULD LIKE TO ALSO STATE THAT IN 1982 A DEPARTMENT OF THE PUBLIC HEALTH SERVICE DID /A REPORT ON THE NUMBER OF PROFESSIONAL PHARMACIST IN PRACTICEIN AMERICA, AS YOU MAY REMEMBER I AM A DEGREED PHARMACIST OR WAS FORMERLY LICENSED, THAT 1982 REPORT GAVE THE FOLLOWING FIGURES OUT OF 150,000 LICENSED PHARMACSS IN 1975,25,000 OF THEM LIKE MYSELF WHERE NOT IN PRACTICE AND IN INKNOWN ACTIVITY, ANOTHER 15,000 WERR OUT OF WORK LOOKING FOR PHRAMACY WORK. MY ESTIMATE IS THAT SOCIETY HAD LET 15-18,000B.S. DEGREES VAPOR- 12E. IN 1980.1 BELIEVE THAT WASA MISTAKE. CHERT -CHM I AM NOT GOING TO DWELL QT THAT REPORT BUT ONLY CAN SAY THAT THERE ИД ROMAX IS SOME SORT OF DELAYED REACTION FROM GOVERNMENT AGENCIES. A CRISIS HAS TO ENSUE BEFORE THE RIGHT THING IS DONE. LET. ROTH GUA namow WI FOLLOWING ARE PUBLIC HEALTH SERVICE REPORTS ON VITAL STATISTICS WHICH I GATHERED, ONE HEALTH STATISTIC IS THE DEATH RATE (MORTALITY). ASYOU SCAN THE ANNUAL DATA YOU WILL NOTICE THAT 1979 WAS THE LOWEST RATE (NOT ABSOLUTE TERMS BUT RELATIVE RATE PER 1000 POPULITION. Bit Resprels ENT ИЛОТИЯМА 50 ИОГТИНИЯНТИТ GOOD LUCK тион BIDAY SHT HTDW .8.0 SHT II. ФЕИЕРАКЯНТ YEMR JOHN V VERCELLONE ЯО TIAKUA OTHE OWLOS .TI or ИНТ АЕНАЯА 62 MARLBORO STREET ТИНИАМЯНЯ IM33 THE EAD SHT ИТ amil CIRT EA ОИО BELMONT, MASS 02178-3660 14 ТИАЭ JOY YINNAST SIV AR JOY, MA no TIT тизнос GIASI 34. GRUTIUO ALSO WOULD SUGGEST THAT PEASE A.F.B. BE CONVERTED TO DEFENSIVE, COMMERCIAL МРАЗЯДИТ ART Ya Ed IIIA TANT EXUTIVO HUO PPI аминасяя MILITARY RECONNAISANCE AND REFUELING, TO MUCH CONCENTRATION IN SOUTHERN N. NEW HAMPSHIRE, MOVE S.A.C. TO ANOTHER LOCATION WITH LESS PROSPERITY. исатония ИНИТ IV U&A MORT CATOUO SHT REAMHOVI .10.TAD THE INIT OT THA THI МОЯТ неиочаня HOTAN: ЗАНЯА ЯЗНТО BATOUO BHD HEWOI СИА СИОТТАЙ HEARBIC ОТИШИМОС яоз ФИИЗИНОВ эттая TO% 486 Staff writer of The Christian Scie S HOULD America keep agrees that we cannot take in un-> mated 1.7 million immigrants a growing, or is 250 million limited numbers. Is it humane to year, nearly three times the cur- bring in even more than we dor rent level, by 1991. In five years; WASHINGTON: people enough? hat Congress question in coming weeks run because. hurts our envi- added to the US population un- will try to answer don't think so not in the long 8.7 million migrants would be RESIDENT Bush, in an Oval ( out lawmakers are beset with con- ronment, which supports all of der his proposal, CIS estimates. P with a small group of newspape flicting advice. us." Supporters of liberalized im- views on the receding threat to Conservationists warn Con- But Wattenberg counters: migration make three major ar- Pact and flatly denied reports that he gress that rapid, growth is "Beyond a strong dose:of the en guments. First, it would bring defense budget cuts. destroying America's environ- terprising spirit,immigrants typi- about faster family unification for The military threat to NATO from 1 migrants. Often, the male head of return to its full cold-war level, he saio ment, using up its natural re cally bring something else'to the sources like oil and water, and country, and that is their youth. a family arrives first, puts down* His comments seemed to split the threatening its economy and stan- The United States is in the midst roots, and eventually become a tween members of his administration dard of living. US citizen. Then he can send for versal in the East bloc. The debate is i of becoming significantly grayer Proponents of growth argue nation. Each payroll tax his wife and children. of United States defense spending. that the United States needs more paying immigrant adds thou- "I'm convinced that, certainly for the people to keep factories hum- sands of dollars year to the so- Splitting families inhumane of the change we've seen taking plac ming. A larger population also cial security trust funds. Many congressmen say that turned by events," he said. "Poland i makes the US stronger on the in- The US currently is growing separating families for years is in- being a captive nation, if you will. Bu ternational scene, they contend. faster than any industrialized humane. They want to unite fam- not some pitfalls out there." The issue is stirring Capitol country in the world. The popu- ily members swiftly, even before Although Mr. Bush acknowledged Hill because of five bills now be- lation, now slightly over 250 mil- the head of the household has "never go back to Square 1 in terms C ing considered by the House of lion; climbs by 3. million a year. achieved US citizenship. left open the possibility for reversals in Representatives. The bills, all Legal immigration in 1989 was However, that argument trou- least the Soviet Union. highly controversial, deal with 612,110, including 90,694 refu- bles Gene McNary, commissioner "I can't vouch for what every coun immigration. Each would have a gees. There are also thousands of of the US Immigration and Natu- including the Soviet Union It's ve decisive impact on US population illegal immigrants, whose num- ralization Service. uring intentions of individual par trends during the next 100 years. bers are unknown. Mr. McNary contends that [reports] so solid and so strong tha Markup on a House immigra- Sharon Camp, vice president "the ability to bring relatives to versed." Reform prospects in the S tion bill begins today in the Judi- of the Population Crisis Commit- this country without regard to sponding demilitarization are at the ) ciary Subcommittee on Immigra- tee, estimates that without further numerical restrictions is a special Director of Central Intelligence tion, Refugees, and International net immigration, America's popu- privilege. In a sense, it is on a par William Webster and Defense Law. Scholar Ben Wattenberg lation would level off at 269 mil- with the right to vote and hold Secretary Richard Cheney. lion in the year 2020. Fertility political office, and should be lim- The differences are matters of 't says the immigration policy adopted this year could be "the rates in the US are presently 1.8 ited to United States citizens." degree. Mr. Webster believes that re most important action taken by that is, 1.8 children per woman, The commissioner also notes the less threatening military pos- our government in this decade. which is slightly below. the "re- that many aliens hurry to become ture of the Soviet Union is be- tc coming increasingly difficult to U: Experts say that virtually all placement level' needed to en- US citizens so that they can bring US population growth in the next sure a stable population. But an relatives here. Without that in- reverse. Mr. Cheney is more century will come from immigra- unusually large number of centive, many aliens might not skeptical, tion. If migration slows signifi- American women are currently in bother to become citizens - Bush praised Soviet President cantly, population will stabilize. their child-bearing years, and thereby slowing their assimilation Mikhail Gorbachev's managing But if migrants pour into the that is nudging population into the American mainstream. of peaceful change throughout East country, population could sky- higher, Dr. Camp explains. Second, advocates say current moved from the table the concept of rocket to 400 million. The Senate has already passed law must be revised to bring in The backdrop of the president's r Urging slow growth, or no an immigration bill, S358, spon- more skilled workers, including tion between Lithuanian leaders seel more immigrants from Europe. Gorbachev trying to slow their mon growth, are conservationists, such sored by Sen. Edward Kennedy as Rose Hanes of Population-En- (D) of Massachusetts and Sen. There is general agreement on ducted maneuvers in the region over vironment Balance, and former Alan Simpson (R) of Wyoming. this provision, which has already Lithuanians took as intimidation. Colorado Gov. Richard Lamm, The Center for Immigration passed the Senate. "One of the reasons I have not or director of the Center for Public Studies (CIS) estimates that the The third argument for liber- structuring] but also supported Gort Policy and Contemporary Issues Kennedy-Simpson bill would alized immigration is the so-called steadfastly adhering to the concept at the University of Denver. bring migrants to the US impending "labor shortage." very important." At the other extreme are expo- in 1991. Under current law, the As America's population ages, A news report last weekend that th nents of "growth-is-good," such number would rise to 780,000 in some advocates say that the US to cut over $7 billion more from the 1991, CIS calculates. must open its doors to younger Bush proposed in January "did not { as Mr. Wattenberg of the Ameri- The White House supports the workers from other nations. As for Soviet troops, Bush saw lit can Enterprise Institute, econo- mist Julian Simon, and the edito- Kennedy-Simpson bill as a rea- Without them, Wattenberg con- East Germany, despite the calls of sor rial writers of the Wall Street sonable increase in immigration. tends, the US will face a future of viets to retain a presence as a hedge But the administration opposes "deteriorating service, and an in- "I don't think the Soviets are want Journal. more-generous legislation crease in underqualified, rude, heard what the Poles have said, but Economic consequences drafted by Rep. Bruce Morrison, and weakly committed employ- seconded by many Poles. And it is m Every American has a stake in (D) of Connecticut, chairman of ees." Businesses will have to can- that array of countries, I don't see an the outcome of this debate. Levels the immigration subcommittee. cel expansion plans, and the na- viet troops there." of immigration and population According to CIS, the Mor- tion could suffer wage inflation. Yet even in the East, Bush said. can affect pay scales, jobs, the en- rison bill would bring in Rep. Lamar Smith (R) of Texas keeping US troops in Germany. Of V vironment, housing prices, busi- 1,060,000 immigrants in 1991 counters that the US has 14 mil- US troops aren't wanted, US troops ness prosperity, and even na- That would rise until 1995, when lion unemployed, including some As for other instabilities and histc tional security. millions of more people would people who have become discour- again in Europe, Bush is optimistic: Dr. Arnold Packer, senior re- become eligible for US residence. aged and stopped looking for new democracies emerge. there will I search fellow of the Hudson Insti- In addition to Mr. Morrison, jobs. Perhaps those unemployed on the part of governments in Easter tute, says the immigration policy three other representatives have Americans should be the nation's and that in itself will help peaceful adopted by this Congress could drafted separate immigration leg- top priority, he suggests. FOCKN on 1979, 1980 RAYE PAGE 852.2 AND 878.3 1 RESPE Jively 90 to DAGE 2 2 these AME Table 9. Death rates for all causes, according to race, sex, and age: United States, selected years 1950-82 (Data are based on the National Vital Statistics System) Year Race, sex, and age 1 1 1950 1960 1970 1975 1979 1980 1981 2 1982 3 Total Number of deaths per 100,000 resident population 4 All ages, age adjusted 841.5 760.9 714.3 630.4 577.0 585.8 571.6 556.4 All ages, crude 963.8 954.7 945.3 878.5 852.2 878.3 866.4 857.6 Under 1 year 3,299.2 2,696.4 2,142.4 1,603.0 1,332.9 1,288.3 1,190.4 1,143.7 1-4 years 139.4 109.1 84.5 69.9 64.2 63.9 60.0 55.5 5-14 years 60.1 46.6 41.3 35.2 31.5 30.6 30.6 27.8 15-24 years 128.1 106.3 127.7 117.3 114.8 115.4 106.2 104.7 25-34 years 178.7 146.4 157.4 140.6 133.0 135.5 135.4 126.9 35-44 years 358.7 299.4 314.5 266.7 229.8 227.9 226.4 207.9 45-54 years 853.9 756.0 730.0 649.9 589.7 584.0 577.4 556.4 55-64 years 1,911.7 1,735.1 1,658.8 1,475.3 1,338.0 1,346.3 1,335.3 1,292.4 65-74 years 4,067.7 3,822.1 3,582.7 3,179.5 2,929.0 2,994.9 2,940.0 2,904.5 75-84 years 9,331.1 8,745.2 8,004.4 7,034.5 6,496.6 6,692.6 6,431.1 6,350.3 85 years and over 20,196.9 19,857.5 17,539.4 15,655.0 14,962.4 15,980.3 15,362.4 15,228.6 White male 4 All ages, age adjusted 963.1 917.7 893.4 804.3 738.4 745.3 730.8 709.7 All ages, crude 1,089.5 1,098.5 1,086.7 1,004.1 963.3 983.3 972.8 957.6 Under 1 year 3,400.5 2,694.1 2,113.2 1,551.9 1,276.0 1,230.3 1,193.9 1,129.2 1-4 years 135.5 104.9 83.6 70.1 64.2 66.1 62.4 55.5 5-14 years 67.2 52.7 48.0 40.9 36.6 35.0 37.9 32.1 15-24 years 152.4 143.7 170.8 163.6 167.0 167.0 152.4 148.2 25-34 years 185.3 163.2 176.6 166.4 166.7 171.3 172.0 156.7 35-44 years 380.9 332.6 343.5 295.1 257.5 257.4 260.7 237.7 45-54 years 984.5 932.2 882.9 791.0 711.3 698.9 698.9 671.0 55-64 years 2,304.4 2,225.2 2,202.6 1,940.9 1,734.5 1,728.5 1,695.1 1,648.6 65-74 years 4,864.9 4,848.4 4,810.1 4,343.0 3,991.5 4,035.7 3,953.1 3,893.2 75-84 years 10,526.3 10,299.6 10,098.8 9,274.7 8,624.0 8,829.8 8,603.7 8,506.5 85 years and over 22,116.3 21,750.0 20,392.6 18,562.2 17,924.0 19,097.3 18,563.7 18,333.3 White female 4 All ages, age adjusted 645.0 555.0 501.7 439.0 402.5 411.1 403.7 395.1 All ages, crude 803.3 800.9 812.6 775.1 771.8 806.1 802.0 802.3 Under 1 year 2,566.8 2,007.7 1,614.6 1,191.7 986.7 962.5 924.8 906.2 1-4 years 112.2 85.2 66.1 56.2 50.4 49.3 48.5 44.3 5-14 years 45.1 34.7 29.9 25.5 23.2 22.9 20.7 20.2 15-24 years 71.5 54.9 61.6 55.3 55.2 55.5 52.7 52.3 25-34 years 112.8 85.0 84.1 72.1 64.7 65.4 65.7 62.8 35-44 years 235.8 191.1 193.3 165.3 140.9 138.2 136.4 129.7 45-54 years 546.4 458.8 462.9 414.0 374.5 372.7 374.8 357.6 55-64 years 1,293.8 1,078.9 1,014.9 928.6 862.8 876.2 884.0 860.9 65-74 years 3,242.8 2,779.3 2,470.7 2,142.0 1,997.9 2,066.6 2,048.4 2,029.0 75-84 years 8,481.5 7,696.6 6,698.7 5,785.4 5,258.6 5,401.7 5,182.1 5,090.1 85 years and over 19,679.5 19,477.7 16,729.5 14,749.7 14,027.9 14,979.6 14,302.2 14,278.0 See footnotes at end of table. PAGE 2 1983, 1984, 1985, 1986, 1987 862.8, 862,3, 873.9, 873.2, 872.4 respectively Table 22 (page 1 of 2). Death rates for all causes, according to sex, race, and age: United States, selected years 1950-87 (Data are based on the National Vital Statistics System Sex, race, and age 1950¹ 1960' 1970 1980 1983 1984 1985 1986 1987 All races Deaths per 100,000 resident population All ages, age adjusted 840.5 760.9 714.3 585.8 550.5 545.9 546.1 541.7 535.5 All ages, crude 963.8 954.7 945.3 878.3 862.8 862.3 873.9 873.2 872.4 Under 1 year 3,299.2 2,696.4 2,142.4 1,288.3 1,107.3 1,085.6 1,067.8 1,032.1 1,018.5 1-4 years 139.4 109.1 84.5 63.9 55.9 51.9 51.4 52.0 51.6 5-14 years 60.1 46.6 41.3 30.6 26.9 26.7 26.3 26.0 25.6 15-24 years 128.1 106.3 127.7 115.4 96.0 96.8 95.9 102.3 99.4 25-34 years 178.7 146.4 157.4 135.5 121.4 121.1 123.4 132.1 133.2 35-44 years 358.7 299.4 314.5 227.9 201.9 204.8 207.2 212.9 214.1 45-54 years 853.9 756.0 730.0 584.0 535.7 521.1 516.3 504.8 498.0 55-64 years 1,911.7 1,735.1 1,658.8 1,346.3 1,299.5 1,287.8 1,282.7 1,255.1 1,241.3 65-74 years 4,067.7 3,822.1 3,582.7 2,994.9 2,874.3 2,848.1 2,838.6 2,801.4 2,751.3 75-84 years 9,331.1 8,745.2 8,004.4 6,692.6 6,441.5 6,399.3 6,445.1 6,348.2 6,282.5 85 years and over 20,196.9 19,857.5 16,344.9 15,980.3 15,168.0 15,223.6 15,480.3 15,398.9 15,320.8 White male All ages, age adjusted 963.1 917.7 893.4 745.3 698.4 689.9 688.7 679.8 668.2 All ages, crude 1,089.5 1,098.5 1,086.7 983.3 957.4 951.1 960.0 954.4 947.8 Under 1 year 3,400.5 2,694.1 2,113.2 1,230.3 1,052.9 1,038.4 1,033.9 976.6 942.1 1-4 years 135.5 104.9 83.6 66.1 57.3 51.8 52.4 52.2 52.0 5-14 years 67.2 52.7 48.0 35.0 31.1 30.5 29.9 29.9 30.0 15-24 years 152.4 143.7 170.8 167.0 137.0 138.8 136.3 145.9 137.3 25-34 years 185.3 163.2 176.6 171.3 154.8 154.3 157.1 168.8 167.8 35-44 years 380.9 332.6 343.5 257.4 232.9 235.1 241.4 248.4 249.6 45-54 years 984.5 932.2 882.9 698.9 636.5 617.9 608.8 592.2 582.8 55-64 years 2,304.4 2,225.2 2,202.6 1,728.5 1,642.9 1,625.5 1,614.3 1,573.1 1,552.8 65-74 years 4,864.9 4,848.4 4,810.1 4,035.7 3,816.1 3,745.3 3,716.8 3,634.8 3,548.4 75-84 years 10,526.3 10,299.6 10,098.8 8,829.8 8,556.9 8,459.1 8,500.4 8,341.7 8,212.2 85 years and over 22,116.3 21,750.0 18,551.7 19,097.3 18,443.3 18,552.7 18,788.9 18,576.1 18,434.9 Black male All ages, age adjusted 1,373.1 1,246.1 1,318.6 1,112.8 1,019.6 1,011.7 1,024.0 1,026.9 1,023.2 All ages, crude 1,260.3 1,181.7 1,186.6 1,034.1 963.3 958.1 976.8 987.7 989.5 Under 1 year 5,306.8 4,298.9 2,586.7 2,243.4 2,136.6 2,134.8 2,181.7 2,211.4 1-4 years 208.5 150.5 110.5 96.8 85.2 89.0 90.9 90.5 5-14 years 95.1 75.1 67.1 47.4 40.9 42.4 41.3 42.0 42.5 15-24 years 289.7 212.0 320.6 209.1 165.0 163.9 174.1 190.5 203.9 25-34 years 503.5 402.5 559.5 407.3 335.8 335.6 374.4 385.6 389.8 35-44 years 878.1 762.0 956.6 689.8 586.5 616.0 641.8 675.9 701.5 45-54 years 1,905.0 1,624.8 1,777.5 1,479.9 1,287.3 1,273.5 1,283.3 1,266.5 1,263.6 55-64 years 3,773.2 3,316.4 3,256.9 2,873.0 2,713.1 2,658.3 2,623.1 2,545.5 2,464.7 65-74 years 5,310.3 5,798.7 5,803.2 5,131.1 4,949.3 4,874.5 4,888.7 4,789.9 4,737.6 75-84 years 8,605.1 9,454.9 9,231.6 9,100.0 9,023.1 9,298.4 9,290.8 9,240.7 85 years and over 14,844.8 12,222.3 16,098.8 14,155.6 14,642.9 15,046.2 15,488.1 15,226.1 White female All ages, age adjusted 645.0 555.0 501.7 411.1 392.7 391.3 390.6 387.7 384.1 All ages, crude 803.3 800.9 812.6 806.1 815.3 822.3 837.1 840.7 845.5 Under 1 year. 2,566.8 2,007.7 1,614.6 962.5 837.6 818.5 786.9 759.1 742.9 1-4 years 112.2 85.2 66.1 49.3 43.9 41.6 39.7 40.7 40.5 5-14 years 45.1 34.7 29.9 22.9 19.7 20.0 19.4 18.6 17.9 15-24 years 71.5 54.9 61.6 55.5 48.3 49.6 48.4 50.4 49.1 25-34 years 112.8 85.0 84.1 65.4 60.1 59.5 58.9 60.4 62.6 35-44 years 235.8 191.1 193.3 138.2 123.4 123.9 121.2 121.3 119.3 45-54 years 546.4 458.8 462.9 372.7 351.0 341.9 339.5 330.3 325.7 55-64 years 1,293.8 1,078.9 1,014.9 876.2 867.8 864.9 864.1 853.3 848.5 65-74 years 3,242.8 2,779.3 2,470.7 2,066.6 2,024.7 2,032.5 2,028.3 2,031.8 2,001.8 75-84 years 8,481.5 7,696.6 6,698.7 5,401.7 5,162.2 5,140.0 5,171.4 5,108.7 5,075.2 85 years and over 19,679.5 19,477.7 15,980.2 14,979.6 14,278.3 14,319.6 14,579.4 14,502.9 14,486.9 See footnote at end of table. Health Status and Determinants 119 PAGE they 1989 1488 868.1 11 Monthly Vital Statistics Report aths and death rates, by age, race, and sex, and age-adjusted death rates by race and sex: United States, 989 and sample of deaths. Rates on an annual basis per 100,000 of estimated the estimates population see Technical in specified notes) group. Due to rounding cumulative figures 1988 and 1989 not nated add from to totals. a 10-percent For method of computation and information on standard errors January-December December 1988 1989 1988 1989 Rate Number Rate Rate Number Rate Number Number sex sexes 883.1 2,155,000 2,171,000 883.9 868.1 933.2 185,000 198,000 2986.1 38,700 21,022.2 38,900 44.2 7,470 51.3 104.6 6,550 100.1 4,730 4,620 9,070 26.2 9,330 26.5 104.0 105.6 37,240 102.0 38,870 3,140 101.9 3,310 139.8 58,520 134.1 4,740 128.0 61,290 5,230 140.5 222.1 77,100 218.7 207.9 81,070 233.7 6,300 7,360 117,650 487.1 119,380 479.5 490.9 10,410 502.5 10,490 1,253.5 1,209.1 271,900 1,246.8 261,080 22,900 1,253.4 23,040 2,626.0 488,470 2,729.8 2,716.9 477,460 43,660 2,811.2 41,440 601,930 6,314.2 601,780 6,165.1 50,450 6,181.4 55,960 6,687.8 15,094.7 459,360 15,518.9 39,930 15,646.6 459,180 16,734.9 1,580 44,260 1,510 160 90 536.5 523.9 533.7 552.5 921.6 1,130,230 944.9 920.5 1,115,030 100,800 976.3 93,690 21,820 22,200 21,146.1 1,080.2 47.2 4,260 57.2 117.5 3,580 2,480 105.0 2,720 32.2 5,420 30.6 5,800 149.6 28,850 152.8 2,460 155.3 27,610 42,880 196.3 2,310 148.3 187.8 44,540 203.0 3,840 206.1 3,480 303.6 51,750 297.6 4,130 276.2 54,720 4,950 318.2 628.8 74,840 637.2 644.1 76,150 622.4 6,490 6,470 166,950 1,624.2 1,616.1 159,980 1,568.4 1,606.4 14,010 13,870 3,410.9 284,440 3,581.9 3,475.1 276,150 25,350 3,664.5 23,550 7,946.1 295,280 8,229.7 7,727.0 293,290 8,421.4 23,790 26,700 152,450 18,478.8 18,273.2 150,470 17,702.4 20,095.0 12,970 890 14,780 920 90 60 700.0 679.2 681.5 708.8 female 1,040,360 826.0 847.7 1,039,740 817.0 892.1 90,830 96,890 17,080 2886.8 16,470 2892.2 3,210 45.2 2,970 41.1 95.1 2,010 91.1 3,530 20.6 3,650 21.6 2,140 53.3 10,020 54.2 54.8 9,620 830 54.5 850 16,750 76.5 15,650 71.8 1,260 68.1 25,350 142.0 1,390 74.8 141.4 26,360 142.7 2,400 150.6 2,170 43,230 338.1 42,800 344.9 367.2 3,920 368.4 887.3 104,950 910.4 4,030 930.0 101,100 936.0 9,030 9,020 2,110.5 201,310 1,995.7 204,030 2,050.1 2,125.9 17,890 18,310 5,083.9 306,650 5,158.1 5,244.2 308,490 29,270 5,632.1 26,660 14,083.5 306,910 14,375.2 14,629.1 308,710 15,433.7 26,950 690 29,480 580 70 30 403.6 396.4 412.4 425.5 1,886,400 910.3 905.3 1,866,310 893.1 171,130 960.6 159,470 25,500 2834.7 25,860 2817.3 39.5 5,650 48.1 89.1 4,690 88.1 3,240 6,630 23.8 3.260 6,880 24.4 29,910 98.0 2,580 101.0 28,050 94.4 2,340 93.5 119.1 42,380 115.8 109.9 43,670 3.840 123.5 3,410 4,550 59,800 191.8 57,150 189.3 175.6 92,030 441.8 5,610 208.8 444.5 93,240 434.4 8,190 444.9 7,940 1,198.9 1,191.1 217,570 1,152.4 228,430 1,193.8 19,180 19,120 417,060 2,570.8 428,080 2.677.3 37,880 2,737.2 36,090 2,650.2 543,850 543,750 6,293.4 6,153.5 6,628.1 45,640 6,172.3 50.180 15,849.8 424,470 15,373.8 425,690 15,830.8 16,942.3 36,730 40.650 1,170 1,200 120 70 513.2 499.7 507.4 528.4 Characteristics of Pharmacists 2 This Nd outline of prograph By P. Hannah Davis, formerly with the Division of Health Care Statistics, and G. Gloria Kapantais, Office of Vital and Health Care Statistics cAnE SECTIN the for Introduction medical WEASONS. Between May 1977 and June 1979, the National Center for Health Statistics conducted an inventory of all licensed editing and processing the data were performed. In addition, pharmacists in the United States. The data were collected duplicate records of pharmacists holding licenses in more through two separate but parallel mechanisms. than one State were removed. This was necessary because The first was the Cooperative Health Statistics System. pharmacists were surveyed and counted in each State in Those States with a Cooperative Health Statistics System which they were licensed. The procedures for processing and editing the data and for removing duplicate records are manpower component contract collected data on pharmacists discussed in appendix I. and submitted to the National Center for Health Statistics a specified set of data elements, using standardized processing States have license renewal dates at varying times of specifications. (For information on the Cooperative Health the year. In addition, some States have biennial license renewal Statistics System and the data set, see appendix I.) The cycles. These caused up to a 2-year delay in beginning National Center for Health Statistics had an individual contract the questionnaire mailout in some States. The questionnaire with each State in the Cooperative Health Statistics System. mailout spanned 2 years in order to coordinate each State's usually with the State health department. All contractors mailout with its license renewal period because it was thought within the System developed their own questionnaires for that pharmacists would be more likely to complete and return distribution in their States. The questionnaires were required questionnaires enclosed in the same envelope with license renewal forms. to include all of the items specified by the Center and usually had the wording and format suggested by the Center. Because of contractual obligations with the Center, some The second mechanism through which the data were Cooperative Health Statistics System States submitted pharma- collected used a single contractor, the American Association cist data tapes for 2 consecutive years, each tape representing of Colleges of Pharmacy, to collect the same items in those an annual data collection in their States. In these cases the States not collecting data through the Cooperative Health later data tape was chosen for inclusion in the 1978-79 Survey Statistics System. Identical questionnaires provided by the of Licensed Pharmacists. The data collection period rep- Center were mailed out in all of these States. A copy of resented by this later tape was a date prior to June 1979, this questionnaire appears in appendix II, with further defini- except for Oregon. Later tapes were selected not only because tion of terms provided in appendix III. The questionnaire, they provided more recent, up-to-date information, but also a prototype of the individual questionnaires developed in because they were usually of a higher quality because of the 23 Cooperative Health Statistics System States, was used the experience gained by the State contractor in data collection and in assembling at least one earlier tape for the Center. to collect data in 27 States and the District of Columbia by the American Association of Colleges of Pharmacy. Similar It should be noted that although this report and the data collection methodologies were used by both the Coopera- Survey of Licensed Pharmacists are labeled 1978-79, not tive Health Statistics System State contractors and the Ameri- all States collected data for the national file during these 2 years. The large majority (80 percent of the States) collected can Association of Colleges of Pharmacy to ensure uniformity of data and to permit the statistics from both mechanisms the data in 1978-79, while remaining data were collected to be merged into a single national data file. during 1977 or 1980. The appendix table shows the particular year of each State's survey data. To ensure accurate data a number of procedures for NAMA, N/E/A 160,000 (-)/E.W 48,000 1978-79 In 1978-79 there were 160,664 licensed pharmacists in the United States. The activity status of 27,417 of them 40 was unknown; for those of known status 112,335 or 84 percent were known to be active, and 20,912 or 16 percent were known to be inactive (table 1). As seen in table 2, the percent of active pharmacists 30 28.9 out of the total number of licensed pharmacists drops as age increases. Ninety-five percent of pharmacists under 30 Percent of active pharmacists 21.2 years of age were active; whereas only 79 percent of pharma- 20.7 cists 60-64 years of age were active. The largest decline 20 17.1 occurred among female pharmacists, although at every age a smaller percent of licensed female pharmacists than of male pharmacists were active. Reasons for inactivity for both 10 sexes are discussed later in this report. 7.0 Pharmacists between 30 and 59 years of age are often 5.1 in their prime years of professional practice. Within these ages, 9 out of 10 licensed male pharmacists were active in the profession, compared with 8 out of 10 female pharma- Under 30 30-39 40-49 50-59 60-64 65 and over cists. Their activity rate was about 11 percent lower than that of males. A 1973-74 study of pharmacists showed that Age in years at that time approximately the same proportion of male phar- Text figure. Percent distribution of active pharmacists by age: United macists were active in their profession as in 1978-79, but States, 1978-79 only 6 out of 10 female pharmacists were active in 1973-74.² The 1978-79 data show that 21 percent of active pharma- Thus, for every 8 pharmacists who were most likely to cists were under 30 years of age, while 12 percent were leave the profession within 5 years, 9 new pharmacists had 60 years and over (text figure). There seem to have been recently entered the profession. The South had the largest enough young pharmacists going into the profession to replace ratio of young to old pharmacists-2.56 pharmacists under the older pharmacists who would be most likely to leave. 30 years of age for every pharmacist 60 years and over. In 1978-79, the largest group of pharmacists were 30-39 For each of the four regions, there was more than one pharma- years of age (29 percent). Fifty percent of the active pharma- cist under 30 years of age for every pharmacist 60 years cists responding in the survey were under 40 years of age. of age and over. Table A shows replacement ratios-the percent of phar- The age composition of active pharmacists in each State macists under 30 years of age divided by the percent 60 is presented in table 3. years of age and over. This ratio indicates whether there is a sufficient supply of pharmacists entering the profession Table A. Percents of active pharmacists under 30 years of age and 60 years of age and over and replacement ratios, by geographic regions: (as measured by those under 30 years of age) to replace United States, 1978-79 those most likely to be leaving (as measured by those 60 Active pharmacists years and over). A value of 1.0 indicates that there are equal proportions of pharmacists under 30 years of age and Under 30 years 60 years of. age Replacement 60 years and over. A value of less than 1.0 means that Geographic region of age and over ratio there is only that proportion of young pharmacists for every Percent pharmacist 60 years of age and over. Conversely, a value Northeast 18.3 16.3 1.12 greater than 1.0 indicates that there are proportionately more North Central 23.6 12.8 1.84 young pharmacists to replace those most likely to be leaving. South 23.0 9.0 2.56 A ratio greater than 1.0 indicates growth in the profession. West 17.3 11.5 1.50 In 1978-79, the Northeast had 1.12 pharmacists under 30 'The percent of pharmacists under 30 years of age divided by the percent 60 years of age years of age for every pharmacist 60 years of age and over. and over. 2 RXP114447 0F001 001 MAY91 JOHN V VERCEELLONE Independents Chains 62 MARLBOR ST BELMONT MA 02178 * "If THE How II Would Affect You How II Would Affe Would VS TOTAL But & AUTRA WAS 3 $ Sw A A bw oz Patients STATE the when THE TABLE / yeth eth® JON FROM TO OTC: Ela Grads 06. plain 185.2119 Collete) MARION eldane Ointme Hydrocort tougera DRUGGI am The r Survey Cough/Colds (CE) Pobarint / * GG E SUBLINGUAL NGUAL 10mg Wyethe Isordite dollars Sublingual TAGAMET 200mg. / / 250 / / / USE DO HAMER / / " CONTROL TOTAL 1 Moon your / of GGIST / QUESTRAN® (Cholestyramine for Oral Suspension) POWDER NEWS TETRACYCLINE- ADMINISTERED USED DURING WHILE TAKING OF THE POTENTIAL DURING TOOTH AND CHILD- ANENT DISCOL- This is more common PHARMACIST BLAMED FOR FATAL MEDICATION ERROR epeated short-term TRACYCLINES, GROUP UNLESS OR ARE CON- A PHARMACIST AND A 2 Deaths In Nebraska complex in any bone- treated for infection with deaths were attributed to observed in young pharmacy technician were In an unrelated incident in antibiotics. other causes. The isotonic six hours. This animal studies, tetracy- fired from Albert Einstein Nebraska, two patients can have toxic effects The eight patients solution, which is com- keletal development). Medical Center, in Phil- who had heart surgery at were among 24 who were pounded in the hospital in pregnancy. The in BUN. In patients levels of tetracycline adelphia, after three in- Bryan Memorial Hospital operated on between May pharmacy, is used to mini- In renal impairment, fants in the neonatal inten- toxicity. Under such in Lincoln died after being 22 and June 1, when a mize damage to cells longed therapy, deter- sive care unit died who xaggerated sunburn exposed to a contaminat- batch of a cardioplegic so- when the heart is inactive tetracyclines. Photosen- (light-headedness, were given an IV solution ed solution that was pre- lution contaminated with during surgery. The cause during therapy, and usu- patients who experi- containing potassium that pared in the hospital phar- bacteria is known to have of the contamination is un- azardous machinery was incorrectly prepared macy. Six others were been used. Two other der investigation. organisms, including by the pharmacy depart- appropriate therapy. in adults and bulging ment. The potassium use. While these is discontinued, the caused a fatal drop in INDEPENDENTS OFFER FRIENDLIER SERVICE hould be performed in heart rate in the three ba- by an exaggerated sun- bies, all born prematurely A REPORT BY D.P. tetracyclines. checkout, while only 6.5% name tags, 90% of chain light that this reaction and weighing less than Hamacher & Associates of independent store store clerks did. Chain at the first evi- rarely with use of 2-1/2 pounds. Inc., comparing customer checkout clerks did so. clerks were also more mptoms (see or using hazardous The IV solution, used service in 30 independent The most common likely to wear a smock or aceptives less effective to flush out the IV tube af- and 30 chain pharmacies, employee attitude was uniform (88% in chains VS. syphilis is suspected, ter medication is given, finds that independent 'pleasant" (68% of indepen 41% in independents). is started and the blood should have contained store clerks offer quicker dents and 60% of chains). Independent stores, aluations of organ sys- heparin, dextrose, and wa- and friendlier service. On However, 30% of chain however, tended to be shown to depress plasma may require downward ter, but instead contained the other hand, chain store store employees had a pas- cleaner (96.5% VS. 82% for ctericidal action of peni- heparin and potassium clerks are more likely to do sive attitude, as did 17.5% chains) and less cluttered with penicillin. containing aluminum, cal- chloride. additional selling and pre- of independent employees (36.5% of chains were clut- has been reported to Martin Goldsmith, sent a professional image. While only 33% of in- tered compared to 25.5% traceptives less effective. president of Albert Ein- The surveyors, who dependent clerks wore of independents). of urinary catecholamine test. stein, said bottles of potas- visited stores in southeast- Dietary administra- sium and dextrose are of in rats resulted in evi- ern Wisconsin, received been found to produce evidence of onco- the same size and both immediate attention in RADICAL CHANGES/IN ytetracycline (ie, adrenal studies of minocycline contain clear liquid and 51% of independent stores RETAILING EXPECTED ammalian cell assays (ie, been reported for have similar labels, but but in only 30% of chain tetracycline). Segment I evidence that minocy both are clearly marked. stores. When asked the lo- ONE-STOP SHOPPING the decade because of an D (see WARNINGS). Michael Cohen, di- cation of an item, 41% of will become increasingly oversupply of retail space, and delivery is rector of pharmacy at independent clerks took important, to the detri- sameness among retail- milk. Because of the from the tetracyclines, Quakertown Community the "customer" to the ment of drugstores, ac- ers and overleveraged fi- ursing or discontinue the the mother (see WARN Hospital, Philadelphia, product, compared to cording to a study, "Re- nancing. told The Philadelphia In- 16.5% of chain store em- tailing 2000," conducted Merchandising efforts side effects to lower quirer that there have ployees, Directions were by the Management Hori- will focus on individual he following adverse reac- cyclines: Gl: Anorexia, nau been at least 40 medical zons Division of Price colitis, inflammatory lesions given by 79% of chain customers at the store increases in liver and esophageal ulcer. incidents nationally in the store employees and 53% Waterhouse. The report level and on developing ine-class capsules and before going to bed (see last ten years involving of independent clerks. indicates that drugstores long-term relationships apular and erythematous multiforme and, rarely, mixups with potassium Over 85% of indepen- will suffer as more super- with customers to gain a notosensitivity is discussed mucous membranes chloride. Last July, the dent store checkout clerks markets offer a wider as- larger share of each cus- se-related (see WARN- ioneurotic edema, anaphy- United States Pharma- made eye contact and 79% sortment of nonfood mer- tomer's spending. of systemic lupus ery- sinophilia. Blood: copeia proposed placing a smiled, while 73.5% of chandise and add service Shopping frequency eosinophilia. CNS: Bulging (Pseudotumor cerebri black seal on potassium la- chain store checkout departments. will decline, but cus- reported. Other: When duce brown-black micro- bels to alert pharmacists clerks made eye contact Other predictions: tomer loyalty will in- of thyroid function are and in children less than of the potential dangers, and 60% smiled. However, More than half of to- crease among older ported. but the change has not yet 11% of chain store clerks day's retailers will be out (over 35), time-pressed symptomatically, and ADMINISTRATION for been implemented. did additional selling at of business by the end of consumers. 276 AMERICAN DRUGGIST AUGUST 1990 21 GROWTH HORMONE- The bodies of 12 men 61 to 81 years old, who took shots of genetically FOUNTAIN OF YOUTH? engineered human growth hormone three times a week for six months, were by many measures almost 20 years younger than before treat- ment. The men averaged a 14.4% drop in fat tissue and an 8.8% gain in lean tissue, including muscles and vital organs such as the heart and kidneys. (N Engl J Med July 5, 1990) PHARMACIST FOUND A pharmacist was found 35% liable and a physician 65% liable after a LIABLE patient died from taking medication that was contraindicated. The pa- tient, under treatment for chronic bronchitis with asthmatic reactions, was prescribed pindolol for hypertension. Pindolol is contraindicated in asthmatics because it narrows breathing passages and can provoke asthma attacks. The court held that the pharmacist was not merely a dis- penser of medication following doctor's orders, but a professional who failed in his duty to a patient. ASPIRIN WARNING FDA will require aspirin products to carry warnings advising against STRENGTHENED use by women during the last three months of pregnancy unless direct- ed by a physician. Manufacturers have one year to add the warning. MAIL-ORDER error COSTS Because Walgreen's mail-order subsidiary sent a wrong drug, a federal WALGREEN $250,000 jury ruled the company should pay $250,000 to 68-year-old Marvin McCormick of Columbia, TN. McCormick ordered the antiepileptic drug Dilantin but received the diuretic Dyazide. CLOSED PHARMACY A study by the Wisconsin Pharmacists Association found professional PROGRAMS DON'T SAVE fees for third-party plans open to all pharmacists to be virtually identical MONEY to those for closed plans, at $2.97 for open-panel plans and $3.01 for closed plans. Although fees for open panels start out higher (at $3.19 vs. $2.71 for closed), competition brings open-panel costs down, while in the absence of competition costs for closed panels creep up. PCS TESTING NEW PLANS PCS will test a program in which community pharmacies dispense 90- day and 120-day supplies of maintenance medications to counter third- party belief that mail order is cheaper because it offers this option, says Robert Johnson, PCS' president. The company will also test a program in Massachusetts to determine how many patients will pay a slight pre- mium to receive prescriptions from personal pharmacists. Further, PCS and RxNet, NARD's pharmacy-services administrative organization, are CARDIAC ARREST considering a managed pharmaceutical care program for third parties. dizziness more prominent in such individual in the ambulato SANDOZ RE-EVALUATING Sandoz is considering amending its exclusive contract with Caremark. CLOZARIL The Veterans Affairs Department has offered to go beyond white-blood- insomnia, cell counts for agranulocytosis among users of Clozaril, to monitor for fract spasm. aintness, and all adverse drug reactions. and reduced libide hemorrhagic LIMITING MEDICATION Harvard Medical School researchers report that when New Hampshire -Ample intake of war stool softener HURTS THE ELDERLY Medicaid limited patients to three prescriptions a month, nursing-home ellective thes preventive not occur for admissions of elderly patients doubled and hospital admissions of se- possible cause niors increased, compared to Medicaid patients in New Jersey, where be effective respectively. However no prescription cap existed. Nursing-home and hospital admission rates antinauseant. sedation can tolerable pain or par were nearly identical in both states before the New Hampshire prescrip- without a tion cap and after a less-restrictive policy replaced it. (continued) 000 AMERICAN DRUGGIST (ISSN 0190-5279) is published monthly, except in October when it is published semi-monthly, by The Hearst Corporation, 959 Eighth Avenue, New York, N.Y. 10019, Frank A. Bennack, Jr., president; Harvey L. Lipton, vice president and secretary. Gordon L Jones, vice president. Hearst Books & Business Publishing Group; Nelson J. Maione, resident controller. Subscrip- tion prices: U.S.A. $36 a year, single copy $3.00; Canada and all other countries $48. © 1990 by The Hearst Corporation. All rights reserved. The contents of this publication may not be reproduced, sub- stored in a retrieval system, or transmitted in any form without prior written permission of the publisher. Second-class postage paid at New York, N.Y. and at additional mailing offices. Address all scription orders, with covering payment, to AMERICAN DRUGGIST, 645 Stewart Ave., Garden City, N.Y. 11530 Editorial & business address: 60 E. 42nd Street, New York, N.Y. 10165 (212)297-9680. ABP VBPA AMERICAN DRUGGIST AUGUST 1990 1 No. (July), pp. 9-10, 59. C 1990 Health Physics Society Pergamon Press plc President's Message-1990 THE DANGER OF THE EMPTY PIPELINE: A MAJOR PROBLEM IN OUR PROFESSION Raching X DR. GENEVIEVE S. ROESSLER WHAT is the problem? I'm not referring to oil, but to it. I realize you will accept the fact that there is currently health physics graduates. We are not producing nearly a severe shortage of health physicists and that the shortage enough of them. And the pipeline, while not empty at the is going to become more severe. Therefore, I do not feel moment, could become low enough to put our profession obligated to cite statistics supporting this assertion. in danger. How did the problem occur? Our profession is not It is, of course, nice for graduates to have a plethora unique. Articles in the prestigious journal Science have of job offers and to be attracted by the high salaries. But deplored trends in this country, showing that students are what impact will this have on the quality of health phys- turning away from and not performing well in the sciences. icists? Too few people spread too thin suggests that the President Bush recognizes the problem and, as the "Ed- quality of work will decrease and critical jobs that need ucation President," is proposing programs that will hope- to be done now may not be achieved at the appropriate fully put our country's students back in the top ranks in level. science and mathematics. Our scientific profession suffers In this article, I want to emphasize that we do have in a similar manner for the same reasons. We lack good a problem, suggest reasons why it has occurred, propose science teachers in our schools, and we have an environ- ways to correct the situation, and, most importantly, ment that does not encourage young people to major in challenge you as health physicists to do something about the sciences. 9 10 Health Physics July 1990, Volume 59, Number 1 If that isn't enough of a problem, we have the added should offer to judge science fairs. And why not occa- stigma in health physics of being in a "nuclear" or radia- sionally invite counselors and science teachers from local tion field. Associations with the "bomb," leaks and bad high schools, community colleges, and 4-y colleges to our things happening to the environment, and even intangible chapter meetings? How about sponsoring symposiums ties to chemical spills haunt us. about radiation for science teachers? These people are It is with trepidation that I focus on another concern eager to find viable job opportunities to present to their in this article in a journal entitled Health Physics. Does students. Students are impressed by being able to interact our Journal's title convey what our science is really about with a person with a "real" job. I have learned in my to anyone other than health physicists? I'm not about to chapter visits and at our Chapter Council meetings that propose a solution to this difficulty at this point. It has many chapters are doing the above. I hope that these been of concern for some time by many in our profession. chapters will summarize their efforts in the Health Physics Some health physicists believe that for historic and other Society Newsletter in an effort to encourage other chapters reasons, we should not consider changing our title. I am to do the same. a traditionalist. Nevertheless, I can't help but believe that We also need to establish communications with local our professional name is not self-explanatory, which media. In these and many other ways, we develop op- doesn't help our situation. Of course, a question remains: portunities to convey what we do as health physicists. We What is a better title? will get the message across that we like what we are doing Another major reason we have a shortage of health and that we are doing something meaningful to protect physicists is because there are now more jobs than ever. people and the environment. These are goals that appeal The need by United States Department of Energy (DOE) to young people of this generation. facilities is currently placing a large demand on the job The prerequisite to establishing this communication market. Another question we have to ask is: "What will link is to explain what health physics means. Everyone be the impact of the new BEIR V report?" Will the findings has their own way of doing this, and the approach will place an even larger demand on the level and number of vary depending on the group that is being addressed. health physicists? Our ultimate goal should be that one cannot retire Another factor that affects us began in the early 80s or leave the health physics field until three or four people and is now making a significant impact: the retirement may serve as replacements. In order to bring these people of radiation scientists who entered the profession in the to this level and fill other similar jobs that will be available 40s and 50s. These scientists entered the nuclear field when at the same level, we need to start now. For example, if reactors, weapons, medical uses of radionuclides, and you are a Ph.D. at a university or laboratory, you will not concerns for health were at the fore. Financial support be able to vacate your position for 6-10 y. It will take 4 for education was also prevalent in those days. This cur- or 5 y of graduate school for the person recruited with a rent and continuing exodus of health physicists produces B.S. in physics to get his/her basic education. Then, at a need primarily for Ph.D.s, but also master's-level grad- the minimum, this person needs 2-5 y to attain some uates. The national laboratories are feeling the effect. Ph.D.s are in short supply, and the major universities experience to even begin to fill your position. are affected. Health physicists who have administered and We have a responsibility to society to see that our championed programs across the country are retiring; profession continues to exist and that it continues to per- others are being promoted to higher level positions at uni- form at the highest possible scientific level. There are many versities or are leaving for higher paying positions in in- other ways to assure this. Funding is one. The U.S. DOE dustry, significant positions in government, and influential is certainly responding to this need by establishing many positions in scientific organizations. Who is replacing health physics and health physics-related fellowship pro- them? It takes a long time in the pipeline to produce a grams. The Institute of Nuclear Power Operations (INPO) Ph.D. When they are not replaced, what happens to a has provided fellowship support for years. The Health one- or two-person faculty at a formerly productive- Physics Society provides funding assistance in a number from a health physics point of view-university? It may of ways. Chapters and individuals also encourage students disappear. by providing financial assistance. What can we do about the problem? We have to stage There are many other approaches to solve our prob- a multi-faceted approach. lem. I believe that once we all agree a problem does exist, The first long-term approach with which I have been solutions will be forthcoming at the grassroots level. challenging chapters in my chapter visits is to establish a Whatever individuals or chapters do will impact the total "friendship" with 4-y colleges in their geographic area. picture. As health physicists, we must visit the science (especially Let's use our best initiatives, work relentlessly, and physics), math, and engineering departments and offer be creative, aggressive, and positive to keep that pipeline to present seminars on topics in the radiation field. We full! August 15, 1990 Phone: 833-3526 Hi Andy -- I'm enclosing FYI a copy of a letter I've written to Ron Kaufman, expressing my disappointment that I wasn't considered for a DAS position that soon will become vacant in the State Department's Human Rights Bureau. I've appreciated very much your encouragement and support during my long-standing efforts to get back into a political position at State. If there is anything you can do to get Presidential Personnel to take a fresh look at this case, I would be very grateful. Many thanks and best wishes. Dave -- David Matthews 730 24th Street, N.W., #418 Washington, D.C. 20037 August 14, 1990 Mr. Ronald C. Kaufman Deputy Assistant to the President The White House Dear Ron: As you suggested in our phone conservation today, I'm sending you this note with a copy of my resume. I have appreciated very much your encouraging words during the past year, when I was in touch with you and Andy Card about obtaining a position in the State Department. You'll recall that prior to the Bush Presidential campaign, I was a career Foreign Service Officer for a number of years, with assignments in international human rights, political-military affairs, public affairs, etc. In view of my background and interests, when I learned last week that Paula Dobriansky, currently Deputy Assistant Secretary in the State Department's Human Rights Bureau, was moving on to a position at USIA, I naturally was very much interested in the job she would be leaving. Back during the 1988 campaign, I had met with her boss, Assistant Secretary Richard Schifter, on human rights issues for use in George Bush's campaign speeches, and I drafted numerous human rights issues papers during the campaign for use in those speeches. I immediately communicated my interest in the Human Rights job to State's White House Liaison Office, which has been on the lookout for a position for me for over a year. It promised to send my resume to Ambassador Schifter. I also was able to get in to see Ambassador Schifter earlier today, upon his return from an overseas trip. Unfortunately, however, he had to inform me that two weeks ago the White House already had decided upon a replacement for Paula. I'm sure, Ron, that you can understand my disappointment on learning that news. I don't know who Paula's designated successor will be, and I assume that he or she will be well qualified. However, I can't help wondering how that individual's background in human rights and foreign affairs compares with my own 25 years of experience. You indicated that the decision on the new DAS probably is a "done deal". If it is not yet chiseled in stone, however, I would very much appreciate it if the matter could be reopened, SO that someone could take a look at my own qualifications. The DAS position in State's Human Rights Bureau is one for which I believe I would be extremely well qualified. Thanks very much for your assistance, Ron. Best wishes. Sincerely, Daue David Matthews CC. Andy Card 8/25/90 andy - + wanted to enclose a copy of my latest letter to Ron Koufman. I'm sure Ron will continue his efforts to find a position for me, and & appreciate very much your support also. Dest wishes. 1 -Dave Document Originally Attached to Following Page 730 24th Street, N.W., #418 Washington, D.C. 20037 August 25, 1990 Mr. Ronald C. Kaufman Deputy Assistant to the President The White House Dear Ron: Thanks very much for your letter of August 22. Even though it may not be possible to succeed in reopening the matter of the DAS position in the State Department's Human Rights Bureau, I do appreciate very much your extraordinary efforts to see if something can be done. After seeing that position filled as it was, bypassing the usual White House procedures, before I was even aware of its availability, I decided to check with some of my contacts in the State Department, to see if they might be aware of anything else opening up. I did hear about another vacancy, but on checking that out with Catherine Keller, I learned that someone else already is scheduled to move into that position also. The position is in State's African Bureau, a DAS job which Kevin Callwood previously filled, and for which Leonard Robinson is the nominee. You may recall from my resume that I previously was regional coordinator for Africa in State's Human Rights Bureau, and in addition, I have served in State's African Bureau as desk officer for southern African affairs. I understand that Leonard Robinson also has an extensive background in African affairs, and has previously been a DAS in the African Bureau. Consequently, I assume that his nomination will proceed without a hitch. However, in the event that some problem does arise, I would appreciate it if you would keep me in mind as an alternative candidate. Obviously, it will be great, Ron, if you can spring loose the Human Rights DAS position. If that doesn't succeed, however, I'm sure there will be other DAS-level positions coming along at State, ACDA, or DOD. I would appreciate it very much if you could put me on your priority list for filling such positions when they do come open. I really would like to feel that at last I am making a contribution to the foreign policy of the Bush Administration. Many thanks for your assistance, Ron, and best wishes. Sincerely, Done David Matthews CC. Andy Card AUG-16-90 THU 6:39 P.01 BRYAN United States Congress August 15, 1990 The White House Washington, D.C. Att: Andy Card Dear Andy, As a Republican candidate for U.S. Congress from the 10th District, carefully. I have studied the new oil spill bill very I agree with the President that the unlimited liability provisions of the bill are counterproductive and will lead to the potential for ever more spills, as "fly by night" (or "sail by night") operators begin to carry more oil while large, reputable tanker companies leave the U.S. market. Therefore, I urge you to ask the President to veto the legislation and send it back to Congress. The bill would be excellent if we limited to the liability to the requirements of current international treaties. Lastly, I hope that, when a bill is signed, the President WILL NOT have a signing party, with great fanfare, that will benefit my opponent Mr. Studds. Thank you for your consideration. MA-10 Jan Jon Bryan P.O. Box 88 - Osterville, MA 02655 508-428-8765 Paid for by Bryan for U.S. Congress THE WHITE HOUSE WASHINGTON Ms. Barbara J. Sinnott President Better Business Bureau of Central New England, Inc. Post Office Box 379 Worcester, Massachusetts 01601 THE WHITE HOUSE 8/9/90 Barbara- Thank you for your letter. I will pusl to All what can be done about the Oct. 14-17 event. The photo is in - the Andy works! BBB BETTER BUSINESS BUREAU OF CENTRAL NEW ENGLAND, INC. 32 Franklin Street 508/755-2548 P. O. Box 379 Worcester, Massachusetts 01601 August 6, 1990 Mr. Andrew Card Deputy to the Chief of Staff The White House 1600 Pennsylvania Avenue Washington, D.C. 20500 Dear Andy, The Council of Better Business Bureaus Inc. will be again holding its Annual Assembly in October 1990 in Dallas, Texas. I am presuming on our long friendship to enlist your support in securing an appearance during the Assembly by President Bush if that is at all possible. You may recall my making a similar request last year when it was in Seattle, WA. Scheduling didn't allow it then, but the telegram sent was so warmly received that the words conveyed by President Bush were incorporated with pride into the Annual Report. I've enclosed a copy since you and I both enjoy having our efforts bear positive fruits for our cause. A letter of invitation has been sent to the President by Council president James H. McIlhenny to see if sometime during October 14th -17th there is any possibility of his greeting the national assembly in Dallas. It was sent to the attention of Joseph W. Hagin, Deputy Assistant to the President for Appointments and Scheduling. You should also receive a copy of the letter. I hope you can be of assistance in this matter. Only a personal touch such as yours can propel such a request to the point where an effort will truly be made to incorporate this event into the official schedule. 11 By the way, my wall is still waiting for the hand signed photograph you were going to send me of the President. As I told you, the other one I had of him with me was lost in a fire SO a replacement is needed to join Presidents Nixon, Ford and Reagan. I know the picture can be handled easily, but I'll call you in a couple of weeks to see if there is a chance of a stop by in Dallas in October. Warmly, Bastaro Delinnott Barbara J. Sinnott President Enclosure CC: James H. McIlhenny, CBBB president BBB COUNCIL OF BETTER BUSINESS BUREAUS, INC. ® .. James H. McIlhenny President August 6, 1990 Mr. Joseph W. Hagin Deputy Assistant to the President for Appointments and Scheduling The White House 1600 Pennsylvania Avenue, N.W. Washington, D.C. 20501 Dear Mr. Hagin: I enclose a letter to President Bush for your consideration. Of course we can assure you that our schedules can be arranged for the convenience of the President. With all the current pressures of office on the Executive I realize that there are many demands upon President Bush's time. We offer an opportunity to him to speak to the only organization in the country totally supported by businesses (large and small) which is dedicated to the protection of consumers and the vitality of the free enterprise system. It would be our honor to have the President as our most illustrious guest. Regards, James JHM:avw Encls CC: Ms. Barbara Sinnott, President BBB of Central New England, Inc. Mr. Andrew Card Deputy to the Chief of Staff 4200 Wilson Boulevard Arlington, Virginia 22203-1804 (703) 276-0100 FAX (703) 525-8277 BBB COUNCIL OF BETTER BUSINESS BUREAUS, INC. ® James H. McIlhenny President August 6, 1990 President George Bush The White House Washington, D.C. 20500 Dear President Bush: The Council of Better Business Bureaus will hold its Annual Assembly in Dallas, Texas October 14th through October 16th. We were especially delighted to have you recognize last year's Assembly in your letter and quoted from it in our 1989 Annual Report. Now I respectfully invite you to appear at the 1990 Assembly - of course as our honored guest. You might want to join us at South Fork for a Bar-B-Que on Monday evening October 15th or at the Fairmont Hotel any time during the Assembly schedule. As the preeminent business self-regulation system in America we know we have your support. We would like to give you the opportunity to touch base with Bureaus and the Council who collectively represent 250,000 businesses across the country. We'd be proud to have you. Sincerely, 4200 Wilson Boulevard Arlington. Virginia 22203-1804 (703) 276-0100 FAX (703) 525-8277 Call arbogret Andy - I don't think this will fly through the correspondence unit. There is no reason/occasion/event to tie a message in with. katie Document Originally Attached to Following Page The Commonwealth of Massachusetts PETTIT AUDITOR OF THE COMMONWEALTH ONE ASHBURTON PLACE, ROOM 1819 A. JOSEPH DENUCAC HAS SEEN BOSTON, MASSACHUSETTS 02108 TEL. (617) 727-6200 AUDITOR July 27, 1990 Mr. Andrew H. Card, Jr. Deputy to the Chief of Staff The White House Washington, D.C. 20500 Dear Andy, Enclosed is a clipping from the Quincy Patriot Ledger about your friend and mine, June Alfano. If at all possible, could you arrange to have the President and/or Mrs. Bush drop her a note to commend her for all of her tireless and beneficial volunteer work. June's husband, Domenic works for us, and I would like to present this to them. Please send this to me at my office at: Office of the State Auditor One Ashburton Place, Rm. 1819 Boston, MA 02108 ATTN: Cynthia Keane Best personal regards. Sincerely, Bob Thanks! Bob Powilatis RAP/CAK Enclosure PS. Sorry I missed Ron at the Convention in Springfield. It was interesting to say the least. If you would like to chat about this and other goings on here in Mass., give me a call. I know how you are. PSS. David will be attending Georgetown Univ., starting this fall, and I will be making frequent visits to see him; maybe all of us can get together. 2030 2AH OA 8 The Patriot Ledger, Mon., July 23, 1990 NEWSMAKER Gary Higgins/The Patriot Ledger June Alfano is the former president of the State Federation of Women's Clubs. Women's club leader likes fighting for cause By Peter Halesworth The Patriot Ledger G etting to know June Alfano takes more than one look. First there's Alfano the fiery Canton planning board member, mercilessly berating law- yers and developers at meetings. "Some of the ways I did speak I was afraid some people would throw a rock through the window," Alfano said, recalling threats she received during first year on the board. "I feel I'm an honest representative of the people, not on the take, not implying others are, but sometimes elected officials lean towards those supportive of them." Bush Library Photocopy Then there's Alfano the recently-retired presi- dent of the 16,000-member State Federation of Women's Clubs, visiting nursing homes and sing- ing at club meetings. "I think that's in us, particularly in women," Alfano said of her work on behalf of others. Alfano says her both her and tender sides are part of her instinct to give to others. "I'm the type of person that I hate to do things for myself," she said. That got in the way of her dream of being a professional sing- er. Alfano said she June Alfano knew she couldn't battle for herself. Age: 63 But these days she Home: 12 Woodlock battles for others, Road always volunteer- Raised: Winthrop ing to organize Occupation: people to improve Volunteer organizer their quality of life. Family: Husband, "I love to fight Domenic, three grown for a cause," Al- children, Mario, Paul fano said. "My fa- and Carla ther (Mario Di- Education: Attended Troia) was in law, Boston University and maybe that's Hobbies: Singing, where this fighting reading business comes in, this sense of de- mocracy." Alfano's been around for many town hall battles over land use including those involving Codex, Towermarc and Instron. Leading townspeople against the positions of her fellow officials is a role she is comfortable with, despite the isolation she sometimes feels among her town government colleagues. When she first came on the planning board, Alfano said a town official sent her a letter telling her to "keep your mouth shut." Alfano told her colleagues about the letter but received no support for confronting the sender, she said. "It was uncomfortable at times," Alfano said. "I just put it out of my mind when they didn't support another member. But now the board has changed. We work wonderfully together." Running for her second five-year term on the board in 1989, Alfano received a card that said "Please lose." Compared to town government, Alfano's two years as president of the State Federation of Women's Clubs was mellow. She has visited 160 of the 226 women's clubs in the state, sparking interest in the various programs offered by the federation to enrich women's lives and those of other people. "It's all about self-enrichment, to educate our- selves about what's going on, but also to provoke and encourage citizens to improve their quality of life." Alfano joined her mother, Rose, in the Winthrop women's club in 1958, and has been a part of a club ever since for the camaraderie. Moving to Canton 23 years ago with her husband, Domenic, she immediately joined the Canton Community Club. By 1969 Alfano was serving on state federation committees. By 1974 she was treasurer for four years. In 1982 Alfano became second vice president of the federation, and by 1988 she was president. She started her climb up the federation ladder with her customary splash, leading a floor fight to change a bylaw to allow nominations from general members on the floor at the convention. She won Bush Library Photocopy the fight and the bylaw was changed. Meanwhile, she had been president of the Women's Italian Club of Boston, first vice presi- dent and treasurer of the Professional Women's Club, and a member of the Lunenberg Woman's Club But Alfano prides herself in putting her family above all her community activities. "I never put them on the back burner," Alfano said. "I neyer forgot the family. I always tried to get home for dinner time." Alfano is still involved in community affairs. Now she is president of the local St. Catherine of Siena club. "This country would fall apart if there were no volunteers," she said. Bush Library Photocopy THE WHITE HOUSE WASHINGTON August 10, 1990 Dear Elizabeth, Thank you for your letter and resume. After much deliberation, I have made a decision with regard to the staffing of the available position. I appreciate, however, your interest. With best wishes, Sincerely, Andrew Andy Card H. Card, Jr. Assistant to the President and Deputy to the Chief of Staff Ms. Elizabeth P. Schmidt 603 Queen Street Alexandria, Virginia 22314 the AC HAS SEEN August 3, 1990 Mr. Andy Card Assistant to the President and Deputy Chief of Staff The White House Washington, D.C. 20500 Dear Andy, I wanted to write a brief note to pass on my resume to you, and to express my interest in the Staff Assistant position currently available in your office. As Director of Publications for the 1990 Economic Summit of Industrialized Nations, my primary responsibility was to communicate all background information to the media and delegations attending the Summit through three different briefing handbooks. I was responsible for the coordination of both the media and delegation schedules, the Final Communique, and also served as Executive Editor of "The Economic Summit - A Pictorial History," a copy of which I have attached. I believe that with this experience, coupled with my prior experience in the White House, I would be an asset to your staff. I realize that things are more than busy at this time for you, but I would hope to meet with you at your earliest convenience. I do appreciate your time and consideration. With warm regards, Schmidt Elizabeth Penniman Schmidt Withdrawal/Redaction Sheet (George Bush Library) Document No. Subject/Title of Document Date Restriction Class. and Type 01. Resume Re: Elizabeth Penniman Schmidt. (1 pp.) n.d. (b)(6) Collection: Record Group: Bush Presidential Records Office: Chief of Staff, Office of the Series: Card, Andrew H., Jr., Files Subseries: WHORM Cat.: File Location: AHC General Correspondence June-August 1990 [5] Date Closed: 3/14/2025 OA/ID Number: 04012-006e FOIA/SYS Case #: 2025-0373-S Appeal Case #: Re-review Case #: Appeal Disposition: P-2/P-5 Review Case #: Disposition Date: AR Case #: MR Case #: AR Disposition: MR Disposition: AR Disposition Date: MR Disposition Date: RESTRICTION CODES Freedom of Information Act (FOIA) [5 U.S.C. 552(b)] Deed of Gift Restrictions (b)(1) National security classified information C(1) Closed by Executive Order 13526, governing access to national (b)(2) Release would disclose internal personnel rules and practices of an security information agency C(2) Closed by statute or by the agency which originated the information (b)(3) Release would violate a Federal statute C(3) Closed in accordance with restrictions contained in donor's deed of (b)(4) Release would disclose trade secrets or confidential or financial gift [formerly listed as only C] information PRM. Removed as a personal record misfile (b)(6) Release would constitute a clearly unwarranted invasion of personal privacy (b)(7) Release would disclose information compiled for law enforcement Presidential Records Act - [44 U.S.C. 2204(a)] purposes (b)(8) Release would disclose information concerning the regulation of P-2 Relating to the appointment to Federal office [(a)(2) of the PRA] financial institutions P-5 Release would disclose confidential advice between the President and (b)(9) Release would disclose geological or geophysical information his advisors, or between such advisors [(a)(5) of the PRA] concerning wells THE WHITE HOUSE WASHINGTON August 10, 1990 chet Dear Congressman Atkins, Thank you for bringing the work of Fink and Company to my attention as well as their desire to present a Margarete Steiff dolls to Mrs. Bush. While I try not to intervene in the scheduling of the First Lady, I will be happy to pass the information you have provided to Ann Brock, her Scheduling Director. With best wishes for a restful recess, Sincerely, Andrew Ludy H. Card, Jr. Assistant to the President and Deputy to the Chief of Staff The Honorable Chester G. Atkins U.S. House of Representatives Washington, D.C. 20515 bee: Ann Brock THE WHITE HOUSE WASHINGTON August 10, 1990 Dear Rich, Thanks for your letter and the materials from John Rau. I appreciate you sharing this with me. Unfortunately, I can no longer keep Linda out of trouble. She has gone to the Department of Commerce as Confidential Assistant to the Assistant Secretary for Trade Development. Good for her - bad for me. Talk with you soon. Sincerely, Andrew tudy H. Card, Jr. Assistant to the President and Deputy to the Chief of Staff Mr. Richard S. Williamson Mayer, Brown and Platt 190 South LaSalle Street Chicago, Illinois 60603-3441 MAYER, BROWN & PLATT WASHINGTON 190 SOUTH LA SALLE STREET 312-782-0600 LONDON TELEX 190404 NEW YORK FACSIMILE: CHICAGO, ILLINOIS 60603-3441 HOUSTON 312-701-7711 LOS ANGELES TOKYO RICHARD S. WILLIAMSON 312-701-7119 August 6, 1990 The Honorable Andrew H. Card, Jr. Assistant to the President and Deputy to the Chief of Staff The White House Washington, DC 20500 Dear Andy, I enjoyed visiting with you. Once again, congratulations on the Souter appointment. It's terrific for the Court, the country and the President. Enclosed are the materials, prepared by John Rau, which I mentioned to you over the phone on the S&L problem. I have enormous respect for John and think he provides some practical insights that might be helpful to you and your colleagues in trying to get a handle on this. As I mentioned to you and have written previously, I do worry about the S&L problem continuing to spin out of control and cause real damage to the financial institutions and to the President politically. Once again, congratulations on Judge Souter. Please give my best to Linda and keep her out of trouble. Cordially Richard S. Williamson RSW/sk Enclosures LaSalle Banks Address Correspondence to: ABN LASALLE Salle National Bank The Exchange National Bank of Chicago ,35 South LaSalle Street 120 South LaSalle Street Chicago, Illinois 60603 Chicago, Illinois 60603 (312) 781-8500 John Rau President Chief Executive Officer July 20, 1990 Mr. Richard S. Williamson, Esquire Mayer, Brown & Platt 190 South LaSalle Street 31st Floor Chicago, IL 60603 Dear Rich: I am following up our conversation on what can be done to minimize the damage from the S & L bailout and the related need to restructure our financial services sector from being a blight on the administration and the economy. As you suggested, I've jotted a few thoughts down in summary form. As you'll see, I describe two scenarios first to illustrate the sense I know you share which is that there is nothing inevitable at all about how this plays out. In fact, the range of consequence between good policy decisions and bad decisions or drift is amazingly wide. The second section lists a few things that can be done to help us reach the "good news" scenario. While some of this may be novel thought, some are obviously things that may have been suggested elsewhere. Clearly, I believe one can not only identify options that have more preferable consequences than others but also be able to look at and predict the impact of various overall combinations of policy, regulation and practice. But my sense is there is much less proactive thinking going on and more reaction to the tug and pull of vested interest and the battle to engage public perception. LaSalle National Bank ABN LASALLE Speaking of public perception, a major factor in managing through the crisis will be the ability to give the American people an understandable credible sense of how this all happened. In this context, I'll add one frivolous sidelight. At least in terms of the structure of the financial system, I may be one of the few people in America who gets requests for advice letters from Ann Landers. Her note to me is attached; the background is that Ann (Eppie Lederer) is a good customer and I am her "banker." But she tells me that one of the most common question she gets is "How did we get into the S & L mess?" My response, which I've also attached, focuses on the Congressional responsibility. The fact that she gets this question a lot and that her editor is concerned about her "taking sides" speaks a volume about the need to address this. In any event, I hope these musings are useful. Best regards, John JR/jr Attach. Outline of Notes on "The S & L Bailout--Nothing's Inevitable" When dealing with commitments as large as the S & L bailout will entail, it may be too easy to assume that events of this magnitude will have their own inertia. We analogize to "the bigger the battleship, the harder it is to turn." But in thinking about the consequences of the S & L bailout and the related restructuring of our financial system to keep it strong and competitive on a world scale, there is nothing inevitable about the consequences at this point in time. In contrast to the "turning the battleship" comparison, the image I think is much more apt is the "teetering boulder." Picture a gigantic rock at the cliff-side edge of a broad plateau and someone (the harried policy maker) leaning against it with his back to the bolder and facing over the precipice. It will take roughly the same amount of effort to push it over the cliff as to roll it back across the plateau. But off the cliff will entail a large uncontrolled explosion and immeasurable damage below (and it may well sweep the policy maker over the edge with it). The same boulder, pushed back onto the plateau will roll slowly, disintegrate gradually and much less loudly. The issue is can we see behind the rock to find this option rather than accept the temptation to "get it off our backs" and let it head over the cliff. Scenario I - July 1995. Five years of steady economic growth after the "pause of 1990" has eliminated the federal deficit and led to a record low level of unemployment. The chroniclers of economic history have pondered the reasons that the net costs and effect of the S & L bailout were smaller and less disruptive than anyone predicted. U.S. banks and other financial institutions, having evolved into an astonishing variety of specialties encouraged by flexible risk based capital rules and disciplined by private co-insurance on guaranteed federal deposits, have financed the major expansion of U.S. firms into the new markets opened up in Europe and the Pacific rim that a strong U.S. trade policy made possible. Credit is readily available and inflation and interest rates are low; U.S. investment has risen for 5 years. Not coincidentally, the majority of failed thrifts were acquired by healthy banks, thrifts and other financial institutions in "whole institution" purchases that created strong incentives to collect troubled loans and kept the amount of assets "put" to the RTC declining every year. Scenario II - July 1995. Financial markets are still waiting for the end of the real estate recession of 1991. The RTC is now one of the 10 largest financial institutions in the world. The overhang of the properties it retains has prevented any meaningful new real estate development or lending for five years. Higher capital requirements mandated by the Fed and FDIC as banks' real estate portfolios deteriorated prevented any meaningful acquisitions of thrifts. The secondary real estate markets have been virtually shut down. Foreign investors have purchased huge amounts of land and commercial properties at prices unmatched anywhere in the developed world. Thrifts sold and recapitalized in 1989-91 are failing again in record numbers. Inexperienced private operators, encouraged by rules relaxed to attract bidders and the continued availability of 100% deposit insurance, made new loans to build profitability in the mistaken belief that had "called the bottom" of the real estate markets. The head of OTS has revised upwards his estimate of inherent losses four times in the last 15 months to over $450 billion. The second Bush administration, which many believe won the election only because the Democrats insisted that Louis Farrakhan be slated as shadow Vice President, is paralyzed by huge deficits and an economic system being purchased wholesale by foreign interests. Clearly, no one disagrees with what the goal of policy should be. The disagreement, of course, is over what elements of policy will achieve the desired ends and, equally importantly, what kinds of changes can be negotiated in a world with complex political and economic vested interests. If one had to identify a few key changes that collectively would have the most beneficial impact on achieving the kind of state described in Scenario I above, they would, in my judgement, include: 1. Cut back government exposure on insured deposits both in aggregate and in a way that puts market discipline into risk taking activities. Of all the approaches to this dimension of the problem that have been discussed, I am convinced that the cleanest and most efficacious would be to institute a haircut or co-insurance feature above the levels needed to provide comfort to the "small depositor." The attached essay (Tab 1) that appeared in the Wall Street Journal on November 15, 1985 outlines this view. The basic notion is that if above say $20,000 or $25,000 all deposits had a 5% deductible, banks would need to respond by offering co- insurance from the private markets in a way that would both price and discipline risk taking. The conventional belief is that this cannot be sold to the small independent banks. I do not believe this "It's right but won't fly" attitude is correct. If combined with modifications to risk adjusted capital (see 2 below) that let the deposit taking local banks have a capital advantage, as well as the elimination of the "too big to fail" practice, I believe the small bank part of the industry could be brought to accept this overall approach. 2. Insure that the risk based capital formulas become the sole determinant of capital requirements for all banks. Current stances by the Fed and FDIC have resulted in aggregate leverage still being the dominant factor in determining required capital levels. This has the perverse effect of encouraging maximum risk taking at all levels of bank size. This will not allow the small banks to specialize as they must to survive. It will also hinder the evolution of large banks into the specialty forms they will need to compete successfully on a world basis. Achieving this end will require strong leadership from the Administration since it will require the natural tendencies of the regulatory and insurance agencies to minimize their risk be overruled. But as part of a broader fabric, the regulators' current policy will result in the elimination of many of the small banks that provide both the diversity and stability, as well as the broader political base of our current banking system. Current policy will give unnatural advantage to foreign competitors whose regulators, at least, de facto, recognize these kind of distinctions and have allowed their banks to evolve in these directions. Again, I have attached (Tab 2) a relevant article I wrote that appeared in the August/September issue of Leaders Magazine that discusses this point as part of the broader need to insure the competitiveness of our financial institutions on a world class basis. The two items above will go a long way to insuring that there is no repetition in the 90's of the thrift crisis of the 80's in terms of unbridled risk taking and massive default costs ultimately absorbed by the tax payer. The next two deal with the more immediate issue of reducing the imbedded costs of the current cleanup and also spreading it in a way that does not engender political and economic ripple effect crises over the next 2-4 years. 3. Resume the use of yield maintenance agreements as the principal inducement for purchase and absorption of failed institutions. By this I mean that rather than the government paying the gross cost of purchasing defaulted assets, our agreements with acquirors should focus on the carrying cost of holding and liquidating problem loans. And we should make the spread subsidy variable with the level of interest rates since this is the real economic cost incurred by someone who acquires a portfolio of problem loans. The other positive effect beyond having the government outlay be limited to the net cost is that in sluggish economic times, with low interest rates which would tend to be periods of higher natural federal deficits, the yield maintenance costs would decline. 4. Encourage healthy institutions to purchase "complete" failed thrifts by tying asset "puts" to deferral of capital ratio targets. Right now no healthy bank or thrift is willing to buy a problem thrift in toto (or is able to rationally outbid a non-institutional buyer of thrift deposits) because they face the extreme cost of immediately complying with increased capital minimums. The fallacy in this approach is the belief that it is the current existence of capital that protects the insurance fund. In fact, as long as there is wherewithal and obligation to bolster capital as needed, the pool runs little risk. A more graphic example of this is the financing of Lloyds of London insurance syndicates. While the call on syndicate members capital is unlimited, they put up no cash to join. The government should want healthy institutions to buy failed or failing thrifts in toto for three reasons: - Institutional buyers can factor in synergies in bidding premiums. - Whole institution purchases put problem assets in hands with every incentive to hold and collect only as maximum value can be achieved. - Institutions with strategic goals will be more likely to invest in new products and maintenance of market share than purchasers focused on "milking" franchises for short term profit and resale. We should combine the concept of net yield maintenance (treating purchased problem assets as pools on which there will be no earnings for say 5 years and subsidizing only the difference) and a policy telling institutional purchasers of "whole" institutions that their obligation to add the equity needed to support the purchased assets and deposits will need to be funded only after 5 years or when assets that can't be collected are "put" to the insurer, whichever comes first. While capital will still be added as needed, the government's outlays are deferred without increasing risk to the insurance fund. An example of yield maintenance with capital linked "puts" shows the differences compared to current practice. Assumptions: $1.0 billion dollar institution fails with $100 million negative net worth, i.e. $500 million in performing loans and $500 million in non-accrual loans worth $400 million and deposit obligations are $1.0 billion. Loans are collected over 5 years, 20% per year, 10% interest factor used for ease of calculation. Case 1: RTC seizes institution and handles asset sales itself. Year 1 2 3 4 5 RTC Outlay $1 Bil. Interest on Funds 100 80 60 40 20 RTC Inflows 180 180 180 180 180 Interest Income 50 40 30 20 10 Net Outflow (870) Inflows 140 150 160 170 5 Year Net Outlay: $250 Case 2: RTC pays full institution purchaser carrying costs on non-performing assets and pays net losses after 5 years collection efforts Year 1 2 3 4 5 RTC Outlay - Yield Maintenance (50) (40) (30) (20) (10) - Final Put (100) Net Outlay (50) (40) (30) (20) (110) 5 Year Net Outlay: $250 In this very simplified example, the 5 year net outlays are the same, i.e. $250 million. But the pattern is quite different. Equally significant is that to the extent the private sector pays more for full franchises, gives a value to changing the timing of meeting capital calls and/or is more effective in getting higher and more accelerated loan collections, then net costs become less as well. As with most complex systems, the 80-20 rule applies. There are obviously many other factors involved and a meaningful range of trade-offs that can improve the situation that exists today. But application of these four general thrusts will be 80% of the battle in insuring that, by the mid 1990's, the S & L crisis will be a history lesson and not headline news. TAB 1 _reprinted NOT PERMITTED from THE WALL STREET JOURNAL. ISSUE OF NOVEMBER 15, 1985 Putting the Squeeze on Small Banks By JOHN RAU emphasis, etc.) in which smaller institu- tries extended by the larger institutions. The only good bank is a big bank. tions have traditionally been stronger. Treasury Secretary James Baker has an- That's not what politicians and policy This was a price, however, that many nounced a plan, endorsed by Mr. Volcker makers are saying, but it seems to be what small banks were willing to pay for the op- at the ABA convention, to keep these Third they believe if you look at the impact of portunity to compete more effectively on World loans current by encouraging banks their actions on small banks. Federal Re- their own terms. But they made the mis- to advance additional funds to pay the in- serve Chairman Paul Volcker's pronounce- take of assuming that deregulation meant terest that is due. By pressuring the big- ments at last month's American Bankers just that, less regulation, not more. gest lenders to increase their total lending Association convention in New Orleans They also assumed that the regulations to the Third World by more than $20 bil- have simply strengthened my conviction remaining in force would be administered lion, regulators will then make it impossi- that this partiality exists. evenhandedly. But deregulation, as it has ble to apply the same credit-rating stan- Since the days of Thomas Jefferson, the evolved over the past few years in bank- dards that they impose on smaller political consensus in this country has been ing, has meant disproportionately higher banks. that individual banks should be kept small costs of doing business for small banks. Like deregulation in the securities in- to avoid concentrating credit-granting Probably the most obvious example of dustry and, more recently, with the power, especially in the hands of the gov- favoritism toward large banks has been in breakup of the American Telephone & ernment. It is only in the past five years Telegraph Corp., banking consumers are that the cumulative effect of public policy finding that it was the smaller consumer has shifted to a clear and substantial fa- Current regulations, in who had been getting a subsidy from voritism toward big banks-a favoritism larger customers. The principal effect of that is especially lethal at a time when favoring large banks, are deregulation has been an increase in retail small banks are under severe competitive pushing the system toward prices as the subsidy to small depositors pressures from geographic and pricing de- has been withdrawn. If this were the only regulation. centralized control of the effect, it would have been a good one, re- I believe this favoritism, in conjunction flecting the true costs of services. But the with deregulation's other pressures, will flow of credit, a condition implicit and explicit regulatory favoritism lead first to the consolidation of the indus- that hurts big and small toward big banks, on top of the normal try, and then, inevitably, to substantially pressures of more competitive markets, greater control over credit allocation by banks alike. will drive banks to consolidate, and many the government. The obvious irony of all small banks will fail. this is that while big banks benefit from deposit insurance. While theoretically only What complicates the picture in bank- this favoritism in the short run, they too deposits up to $100,000 are insured, in prac- ing is that the government has implicitly stand to lose substantial control over their tice, depositors in those banks deemed assumed the responsibility not just for pro- destinies should the balance shift toward "too big to fail" have found their unin- tecting small depositors, but for keeping government credit allocation. I believe pol- sured deposits effectively free of risk. De- the banking system itself stable. In years iticians fully understand where this is all positors in those small banks allowed to past, this task was a very limited one be- headed and that, as long as no one resists, fail have enjoyed no such security. cause the existing regulatory framework they are perfectly willing to be thrown into Another set of recent policies whose ef- guaranteed the system's stability. As this the "briar patch" of greater government fect has been to discriminate against scaffolding has been taken down, it puts involvement in the credit markets. smaller institutions is the push for higher regulators in a bind. Regulators are trying Whether the politicians are acting un- wittingly or not, one must ask whether this capital ratios, billed as a shift toward a to prevent failures in a system that politi- more consistent set of capital ratios. In cians have legislated into a form guaran- is what the consumers and the banks practice, this means that large institutions teeing an increasing number of failures. (whether large or small) thought they that can borrow in the public market will Now the script is predictable. Politi- were buying when they supported deregu- be able to meet the new capital levels with- cians blame the regulators for not having lation. I, for one, don't think there's any out slowing their growth, whereas the done well to stem the tide of bank failures. question about the answer to that. smaller institutions, whose only realistic This is no more rational than an architect Willing to Pay Price source of capital is retained earnings, will blaming a maintenance crew for water on The effect of public policy since the late find that they will have to stop growing to the floor when he's designed a building 1970s has been to clearly favor large finan- catch up to the new minimums and give up with holes in the roof. Of more concern is cial institutions over small. The shift really market share to larger firms. when the politicians decide that they need began with the first pieces of "deregula- Along with the push for higher capital to exert much more influence over the aft tion" legislation. I use quote marks be- has come an even more insidious set of fairs of the fewer remaining institutions cause a system in which government de- practices that penalize small banks. When since "they can't all be allowed to fail" or posit insurance plays a meaningful part banks that lend to consumers, farmers and "the flow of credit needs to be monitored will never be truly deregulated. Nonethe- small businesses have credit problems, the by more than a few private bankers." This less, the effect of "deregulation" has been regulators require that the potential losses risk alone ought to be enough to make big to move the basis of competition onto those be charged off against earnings, which fur- banks wary of the "Trojan Horse" of regu- parts of the playing field (economies of ther reduces the bank's capital. Banks latory favoritism. scale, price, technological product develop- must either replace these charge-offs with An instrument to disguise this perni- ment) in which the larger institutions ex- new capital or shrink the level of credit cious trend is already being discussed un- cel, and away from those aspects (per- they can provide. The exception' to this der the innocuous designation of "risk- sonal service, convenience, community practice is made for loans to foreign coun- based" capital ratios. At last month's ABA DOW JONES REPRINT SERVICE P.O. BOX 300 PRINCETON, NEW JERSEY 08540 Reprinted from The Wall Street Journal. Dow Jones & Co., Inc. 1985 DO NOT MARK REPRINTS convention, Mr. Volcker revealed that he tem than higher capital ratios and would soon support a program of this kind, wouldn't be biased in favor of big banks. and that the Comptroller of the Currency And a limit on the aggregate dollars of in- was working on a similar plan. Such pro- sured deposits in any one bank would not posals would adjust a bank's capital ratio only deal with the concentration issue but based on the regulators' evaluation of risk. would help avoid creating banks in which While pitched as a means to discourage the government's stake was too large to let banks from engaging in high-risk activi- a failure occur. ties, this kind of scheme will inevitably be- I've made the case that our current reg- come a point system for substituting politi- ulatory framework, in favoring large cal judgments of credit-worthiness for banks, is accelerating the consolidation those made by the market. For example, process and pushing the system toward can anyone imagine that the Fed chairman centralized control of the flow of credit, a would argue for higher insurance pre- condition that hurts big and small banks miums on student loans than on loans to fi- alike. Politicians may have seen this com- nance corporate mergers, regardless of ing, but I don't think many consumers or how one might rank them in terms of rela- bankers imagined this was where deregu- tive risk? lation would lead. My fundamental con- cern is with the political implications of Cut Back Government Role such an outcome. But I also think that the Is there a way to derail the drive to- U.S. would be better served by a diverse ward this greater political control? Al- financial system composed of institutions though modern technology precludes a re- of varying size, ensuring that all con- turn to the old system of geographic and sumers of financial services would have functional decentralization, we can take choices commensurate with their needs. the first step forward by eliminating the And, unfettered, I think the market would rationale for political involvement. probably support this diversity. Instead, Specifically, I would propose a substan- the market's natural forces are being tial cutback in the government's role in thwarted in a way that will continue to implicit as well as explicit deposit insur- take the leverage over the credit-granting ance. A variety of approaches designed to system farther away from the general pub- remove the government's incentive for lic and closer to the "banks" of the Poto- meddling with the system is being dis- mac. This can't be good for the U.S. cussed. My own formulation would be to institute a 5% "deductible" on insured de- Mr. Rau is president of the Exchange posits between $20,000 and $100,000. This National Bank of Chicago, a $1.3 billion in- would add a lot more discipline to the sys- stitution. TAB 2 F CUS GLOBAL BANKING SURVIVAL TIPS Global Banks: tance is now a barrier to the delivery Ultimately, though, it will not be of most kinds of financial services. Na- raw size or global reach but product tional boundaries will become invisi- quality in each business segment that Surviving In A ble in the next 10 years, much as dictates the winners and losers. The county and state boundaries have been new international risk-based capital superseded by both law and technolo- rules not only help level the playing Tough New gy in the last 10 years. field but provide the framework to al- The other major trend, which I low the restructuring to happen. believe entails an equal risk of being Specifically, in many countries Neighborhood self-deceptive, is that of larger banks current capital rules require banks to evolving into financial department hold the same amount of capital for a stores. They argue that shrinking mar- given asset base, regardless of the gins can be offset by selling more composition or riskiness of the asset By John Rau, President and CEO, products to the customer base with portfolio. This creates an enormous in- LaSalle National Bank, Chicago whom they have a relationship. The centive for banks not only to take on risk is, of course, that for each product higher levels of risk in their asset port- A POINT OF PRIDE AMONG MANY on their shelves there are global finan- folios but also to fully utilize both successful, self-made businesspeople cial institutions offering lower costs, sides of the balance sheet, taking in is that they grew up in tough neigh- more experience and/or more refined deposits and lending funds, even if borhoods. As globalization increasing- the bank is not equally adept at both. ly creates a single world market for fi- As an example, a bank particularly nancial services, many of the world's well-suited to gathering low-cost de- banks-even those that define them- posits can make a nice profit by resell- selves as neighborhood, regional or ing or investing those deposits in in- "one-country" banks-will find that terbank funds, securities or even cor- their "neighborhoods" are in fact get- Regardless of size, porate bonds. But whatever profit it ting a lot tougher and that surviving the next decade will be a well-earned all banks need makes from its deposit-raising activity can be enhanced if the bank also be- distinction. to think in terms comes a direct generator of loans, Conventional wisdom has it that since it has to maintain the regulatory the globalization of economic flows is of restructuring capital base anyway. The short-term of primary concern only to those man- economics are compelling in that the ufacturing companies with internation- by business segment. "second" use of this capital is free. al operations or competitors. By impli- But, over the long term, current capi- cation, somehow, the service sector is tal requirements tempt all banks to try presumed exempt from global compe- to be all things to all people and ne- tition. What is now becoming clear, glect the particular lines of business however, is that globalization trends each bank finds most profitable. The will have comparable impact on such result is a flaccid banking industry in- service-sector institutions as banks, in- sulated by national borders and ill- cluding those that describe themselves advanced systems. So, whether exist- prepared for the pressures of global as "regional" or "community" banks. ing relationships will entice consum- competition. In fact, large banks that have failed to ers to accept inferior product when On the other hand, successful profit by global or even national ex- specialty shopping gets easier and eas- banks in the global neighborhood will pansion now proudly describe them- ier remains to be seen. Clearly, the restrict their operations to activities selves as super-regional or "mega" risk is the same as that faced by tradi- that are cost-competitive and offer cus- regional, as if that changed descrip- tional department stores who lost their tomers added value. Rather than focus- tion exempts them from the forces electronics/housewares business to ing on the geographic expansion and that pushed back their original the discounters and their apparel busi- contraction that characterized the ambitions. ness to the chains and boutiques. banking strategies of the '60s, '70s and Within the next tier of banks, the And these phenomena are at work '80s, successful banks in the 90s will same form of self-deception also oper- all over the globe. Western European do more to build areas of expertise, ates. Small banks invoke "neighbor- banks are merging to serve a United buy and sell lines of business and hood ties," "community involvement" Europe and cut costs to face larger strip away unprofitable activities. and "local market expertise," as if competitors. U.S. banks are merging to The key question is what these this will serve to immunize them from cover even larger regions. And interna- new banks will look like and how they the powerful global winds blowing tional acquisitions are becoming in- will differ from today's national, re- through their neighborhoods. The re- creasingly common as banks try to gional and community banks. Given ality is that neither geography nor dis- serve clients across several continents. the opportunity, at least five bank LEADERS 81 Global Banks: Surviving In A Tough New Neighborhood John Rau "success profiles" will emerge, which the business unit level. The world will pertise. And both reasons make it might be called asset originators, asset be too ruthless to support the shared more likely that many of these banks servicers, financial product factories, costs and unallocated overhead that will become either wards of the deposit gatherers and portfolio can "hide" marginal profitability on F.D.I.C. or terminal cases at the tax- managers. some lines of business. Business unit payers' expense. Asset originators will be those managers will be given direct authori- U.S. legislators and regulators banks most skilled at maintaining rela- ty over all parts of their activities. Cen- must therefore beware of throwing ob- tionships with a class of customers tralized support units will be broken stacles in the path of an evolution in (whether business or consumer) that up. And control will replace scale effi- banking that is vital to the industry's tend to be regular borrowers. Asset- ciency as the principal goal of organi- future strength. The rest of the world originator banks would create a steady zational structure. has already come to understand that stream of loans, either to hold or How easily this evolution happens national regulators can't continue to resell. will depend on the shape the final provide incentives for banks to plug Asset servicers, whose expertise capital rules ultimately take. The nice away at unprofitable businesses. The lies in handling the ongoing relation- thing about the risk-based capital pro- only viable approach is to allow spe- ship between the borrower and who- posal is that it specifies lower capital cialization to flourish and not expect ever decides to hold legal title and to support lower risk assets. Deposit the banks of tomorrow to look like fund the earning asset, will make their gatherer banks could invest their li- the banks of today. profit based on economies of scale quidity and earn profits on lower risk The largest banks in the world are and the expertise gained by process- all Japanese. The European banks are ing high volumes. large by U.S. standards and will get Information processors (or fi- even larger as they consolidate into nancial product factories) will fill the the form needed to serve a United Eu- recurring external data needs of busi- rope. And these competitors have long nesses or other banks or will special- years of experience running checkless ize in developing and "wholesaling" Ultimately, it will payment systems, participating in se- financial products to banks that have a curities underwriting and distribution need to fill out their product offerings. Deposit gatherers (or funds gen- be product quality and managing insurance risk-taking and sales. Regardless of size, however, erators), in regular contact with net that dictates the all banks need to think in terms of re- providers of funds, will pull back from winners and losers. structuring by business segment to direct asset generation in the future play successfully in the global and resell the funds raised to either neighborhood. asset originators or to the capital From the perspective of the U.S. markets. banking industry, which is the most Portfolio managing banks will fractionated and most narrow in the profit by offering their expertise in world, it is fortunate that the attention investment, safekeeping and record of its European and Asian competitors management to companies and in- is fixed on changes in Eastern Europe stitutions requiring investment assets than loans and not be penalized and that the immediate interest in the management. with the same capital required of asset U.S. is somewhat low. But they will Since form follows function, these originator banks. In Europe and the certainly be back. U.S. bankers have profiles will in turn be matched by Far East, banks and regulators seem to only a few years in the meantime to shifts in organizational structure. The be working together to enable this fix up our neighborhood so that when highly autonomous, vertically inte- evolution to occur smoothly. they do return we're not all run out of grated banks of today will need to But in the United States there is town. "unbundle" services, buying or con- a countervailing push for a return to tracting out for those services they the "old" minimum floor of capital-to- John Rau cannot provide profitably. For exam- total assets. While understandable beaded Exchange Na- ple, a deposit gatherer bank will prob- from the insurance fund perspective, if tional Bank until Jan- ably need to have a strong relationship capital-to-asset ratios become the ef- uary, 1990, wben Ex- with an information processing bank, fective capital constraint, the second- change was acquired which will sell it the deposit product ary effect will be to prevent many by Algemene Bank systems needed to service its accounts. banks from evolving into the forms Nederland N.V., the Internally, too, banks will need to that will make them viable, profitable parent of LaSalle. Mr. Rau was tben named restructure to ensure that there are no businesses. It will also have the per- bead of the combined weak organizational links. Ironically, verse consequence of encouraging LaSalle/Exchange this internal shift will be toward more banks to take more risk, even in areas Bank. autonomy and more integration, but at where they do not have dominant ex- 82 LEADERS ] TAB 3 Ann Landers Chicago Tribune 435 North Michigan Avenue Chicago, Illinois 60611 July 9, 1990 Mr. John Rau President LaSalle National Bank 135 South LaSalle Street Chicago, Illinois 60603 Dear John: Thank you for the wonderfully illuminating information on the S&L mess. You really laid it out beautifully in both the article and the letter to me. I am running into a bit of flack from my editor on this issue. He feels that it is highly political. I do not agree but I may decide it's not worth the battle. In any event, I do want to thank you for responding so effectively to my call for help. All best, ppice EPL/km The S & L "mess" started in the early 1980's when the S & L industry lobbied Congress to give it more freedom to invest in assets other than traditional mortgage loans. The S & L's argued they needed to make more money to offset the rising rates they had to pay to attract deposits. The problem arose because the government guarantees (up to $100,000) all the money put in, but many of the investments the S & L's made with their new powers were real estate developments that didn't make economic sense. In more than a few cases, the problem was more than just bad judgement and inexperience but extended to fraud and misappropriation by the managers. But because Congress had granted these new powers and let the investments be funded with insured deposits, as the projects are sold or liquidated for less than was invested in them, the difference will get paid by the taxpayers. In short, Congress let the S & L's borrow money, with the taxpayers as "cosigners" to speculate in real estate and when the prices fell, the taxpayers had to make good on the guarantee they probably didn't know they had made. John Rau President and CEO LaSalle National Bank F CUS GLOBAL BANKING SURVIVAL TIPS Global Banks: tance is now a barrier to the delivery Ultimately, though, it will not be of most kinds of financial services. Na- raw size or global reach but product tional boundaries will become invisi- quality in each business segment that Surviving In A ble in the next 10 years, much as dictates the winners and losers. The county and state boundaries have been new international risk-based capital superseded by both law and technolo- rules not only help level the playing Tough New gy in the last 10 years. field but provide the framework to al- The other major trend, which I low the restructuring to happen. believe entails an equal risk of being Specifically, in many countries Neighborhood self-deceptive, is that of larger banks current capital rules require banks to evolving into financial department hold the same amount of capital for a stores. They argue that shrinking mar- given asset base, regardless of the gins can be offset by selling more composition or riskiness of the asset By John Rau, President and CEO, products to the customer base with portfolio. This creates an enormous in- LaSalle National Bank, Chicago whom they have a relationship. The centive for banks not only to take on risk is, of course, that for each product higher levels of risk in their asset port- A POINT OF PRIDE AMONG MANY on their shelves there are global finan- folios but also to fully utilize both successful, self-made businesspeople cial institutions offering lower costs, sides of the balance sheet, taking in is that they grew up in tough neigh- more experience and/or more refined deposits and lending funds, even if borhoods. As globalization increasing- the bank is not equally adept at both. ly creates a single world market for fi- As an example, a bank particularly nancial services, many of the world's well-suited to gathering low-cost de- banks-even those that define them- posits can make a nice profit by resell- selves as neighborhood, regional or ing or investing those deposits in in- "one-country" banks-will find that terbank funds, securities or even cor- their "neighborhoods" are in fact get- Regardless of size, porate bonds. But whatever profit it ting a lot tougher and that surviving the next decade will be a well-earned all banks need makes from its deposit-raising activity can be enhanced if the bank also be- distinction. to think in terms comes a direct generator of loans, Conventional wisdom has it that since it has to maintain the regulatory the globalization of economic flows is of restructuring capital base anyway. The short-term of primary concern only to those man- economics are compelling in that the ufacturing companies with internation- by business segment. "second" use of this capital is free. al operations or competitors. By impli- But, over the long term, current capi- cation, somehow, the service sector is tal requirements tempt all banks to try presumed exempt from global compe- to be all things to all people and ne- tition. What is now becoming clear, glect the particular lines of business however, is that globalization trends each bank finds most profitable. The will have comparable impact on such result is a flaccid banking industry in- service-sector institutions as banks, in- sulated by national borders and ill. cluding those that describe themselves advanced systems. So, whether exist- prepared for the pressures of global as "regional" or "community" banks. ing relationships will entice consum- competition. In fact, large banks that have failed to ers to accept inferior product when On the other hand, successful profit by global or even national ex- specialty shopping gets easier and eas- banks in the global neighborhood will pansion now proudly describe them- ier remains to be seen. Clearly, the restrict their operations to activities selves as super-regional or "mega" risk is the same as that faced by tradi- that are cost-competitive and offer cus- regional, as if that changed descrip- tional department stores who lost their tomers added value. Rather than focus- tion exempts them from the forces electronics/housewares business to ing on the geographic expansion and that pushed back their original the discounters and their apparel busi- contraction that characterized the ambitions. ness to the chains and boutiques. banking strategies of the '60s, '70s and Within the next tier of banks, the And these phenomena are at work '80s, successful banks in the '90s will same form of self-deception also oper- all over the globe. Western European do more to build areas of expertise, ates. Small banks invoke "neighbor- banks are merging to serve a United buy and sell lines of business and hood ties," "community involvement" Europe and cut costs to face larger strip away unprofitable activities. and "local market expertise," as if competitors. U.S. banks are merging to The key question is what these this will serve to immunize them from cover even larger regions. And interna- new banks will look like and how they the powerful global winds blowing tional acquisitions are becoming in- will differ from today's national, re- through their neighborhoods. The re- creasingly common as banks try to gional and community banks. Given is neither geography nor dis- serve clients across several continents the opportunity. at least five bank "success profiles" will emerge, which the business unit level. The world will pertise. And both reasons make it might be called asset originators, asset be too ruthless to support the shared more likely that many of these banks servicers, financial product factories, costs and unallocated overhead that will become either wards of the deposit gatherers and portfolio can "hide" marginal profitability on F.D.I.C. or terminal cases at the tax- managers. some lines of business. Business unit payers' expense. Asset originators will be those managers will be given direct authori- U.S. legislators and regulators banks most skilled at maintaining rela- ty over all parts of their activities. Cen- must therefore beware of throwing ob- tionships with a class of customers tralized support units will be broken stacles in the path of an evolution in (whether business or consumer) that up. And control will replace scale effi- banking that is vital to the industry's tend to be regular borrowers. Asset- ciency as the principal goal of organi- future strength. The rest of the world originator banks would create a steady zational structure. has already come to understand that stream of loans, either to hold or How easily this evolution happens national regulators can't continue to resell. will depend on the shape the final provide incentives for banks to plug Asset servicers, whose expertise capital rules ultimately take. The nice away at unprofitable businesses. The lies in handling the ongoing relation- thing about the risk-based capital pro- only viable approach is to allow spe- ship between the borrower and who- posal is that it specifies lower capital cialization to flourish and not expect ever decides to hold legal title and to support lower risk assets. Deposit the banks of tomorrow to look like fund the earning asset, will make their gatherer banks could invest their li- the banks of today. profit based on economies of scale quidity and earn profits on lower risk The largest banks in the world are and the expertise gained by process- all Japanese. The European banks are ing high volumes. large by U.S. standards and will get Information processors (or fi- even larger as they consolidate into nancial product factories) will fill the the form needed to serve a United Eu- recurring external data needs of busi- rope. And these competitors have long nesses or other banks or will special- years of experience running checkless ize in developing and "wholesaling" Ultimately, it will payment systems, participating in se- financial products to banks that have a curities underwriting and distribution need to fill out their product offerings. be product quality and managing insurance risk-taking Deposit gatherers (or funds gen- and sales. Regardless of size, however, erators), in regular contact with net that dictates the all banks need to think in terms of re- providers of funds, will pull back from structuring by business segment to direct asset generation in the future winners and losers. play successfully in the global and resell the funds raised to either neighborhood. asset originators or to the capital From the perspective of the U.S. markets. banking industry, which is the most Portfolio managing banks will fractionated and most narrow in the profit by offering their expertise in world, it is fortunate that the attention investment, safekeeping and record of its European and Asian competitors management to companies and in- is fixed on changes in Eastern Europe stitutions requiring investment assets than loans and not be penalized and that the immediate interest in the management. with the same capital required of asset U.S. is somewhat low. But they will Since form follows function, these originator banks. In Europe and the certainly be back. U.S. bankers have profiles will in turn be matched by Far East, banks and regulators seem to only a few years in the meantime to shifts in organizational structure. The be working together to enable this fix up our neighborhood so that when highly autonomous, vertically inte- evolution to occur smoothly. they do return we're not all run out of grated banks of today will need to But in the United States there is town. "unbundle" services, buying or con- a countervailing push for a return to tracting out for those services they the "old" minimum floor of capital-to- John Rau cannot provide profitably. For exam- total assets. While understandable beaded Exchange Na- ple, a deposit gatherer bank will prob- from the insurance fund perspective, if tional Bank until Jan- ably need to have a strong relationship capital-to-asset ratios become the ef- uary, 1990, wben Ex- with an information processing bank, fective capital constraint, the second- change was acquired which will sell it the deposit product ary effect will be to prevent many by Algemene Bank systems needed to service its accounts. banks from evolving into the forms Nederland N.V., the Internally, too, banks will need to parent of LaSalle. Mr. that will make them viable, profitable Rau was then named restructure to ensure that there are no businesses. It will also have the per- bead of the combined weak organizational links. Ironically, verse consequence of encouraging LaSalle/Exchange this internal shift will be toward more banks to take more risk, even in areas Bank. autonomy and more integration, but at where they do not have dominant ex- 82 LEADERS _reprinted from THE WALL STREET JOURNAL NOT PERMITTED ISSUE OF NOVEMBER 15, 1985 Putting the Squeeze on Small Banks By JOHN RAU emphasis, etc.) in which smaller institu- tries extended by the larger institutions. The only good bank is a big bank. tions have traditionally been stronger. Treasury Secretary James Baker has an- That's not what politicians and policy This was a price, however, that many nounced a plan, endorsed by Mr. Volcker makers are saying, but it seems to be what small banks were willing to pay for the op- at the ABA convention, to keep these Third they believe if you look at the impact of portunity to compete more effectively on World loans current by encouraging banks their actions on small banks. Federal Re- their own terms. But they made the mis- to advance additional funds to pay the in- serve Chairman Paul Volcker's pronounce- take of assuming that deregulation meant terest that is due. By pressuring the big- ments at last month's American Bankers just that, less regulation, not more. gest lenders to increase their total lending Association convention in New Orleans They also assumed that the regulations to the Third World by more than $20 bil- have simply strengthened my conviction remaining in force would be administered lion, regulators will then make it impossi- that this partiality exists. evenhandedly. But deregulation, as it has ble to apply the same credit-rating stan- Since the days of Thomas Jefferson, the evolved over the past few years in bank- dards that they impose on smaller political consensus in this country has been ing, has meant disproportionately higher banks. that individual banks should be kept small costs of doing business for small banks. Like deregulation in the securities in- to avoid concentrating credit-granting Probably the most obvious example of dustry and, more recently, with the power, especially in the hands of the gov- favoritism toward large banks has been in breakup of the American Telephone & ernment. It is only in the past five years Telegraph Corp., banking consumers are that the cumulative effect of public policy finding that it was the smaller consumer has shifted to a clear and substantial fa- Current regulations, in who had been getting a subsidy from voritism toward big banks-a favoritism favoring large banks, are larger customers. The principal effect of that is especially lethal at a time when deregulation has been an increase in retail small banks are under severe competitive pushing the system toward prices as the subsidy to small depositors pressures from geographic and pricing de- has been withdrawn. If this were the only regulation. centralized control of the effect, it would have been a good one, re- I believe this favoritism, in conjunction with deregulation's other pressures, will flow of credit, a condition flecting the true costs of services. But the implicit and explicit regulatory favoritism lead first to the consolidation of the indus- that hurts big and small toward big banks, on top of the normal try, and then, inevitably, to substantially pressures of more competitive markets, greater control over credit allocation by banks alike. will drive banks to consolidate, and many the government. The obvious irony of all small banks will fail. this is that while big banks benefit from this favoritism in the short run, they too deposit insurance. While theoretically only What complicates the picture in bank- stand to lose substantial control over their deposits up to $100,000 are insured, in prac- ing is that the government has implicitly tice, depositors in those banks deemed assumed the responsibility not just for pro- destinies should the balance shift toward government credit allocation. I believe pol- "too big to fail" have found their unin- tecting small depositors, but for keeping sured deposits effectively free of risk. De- the banking system itself stable. In years iticians fully understand where this is all headed and that, as long as no one resists, positors in those small banks allowed to past, this task was a very limited one be- fail have enjoyed no such security. cause the existing regulatory framework they are perfectly willing to be thrown into the "briar patch" of greater government Another set of recent policies whose ef- guaranteed the system's stability. As this involvement in the credit markets. fect has been to discriminate against scaffolding has been taken down, it puts Whether the politicians are acting un- smaller institutions is the push for higher regulators in a bind. Regulators are trying capital ratios, billed as a shift toward a to prevent failures in a system that politi- wittingly or not, one must ask whether this more consistent set of capital ratios. In cians have legislated into a form guaran- is what the consumers and the banks practice, this means that large institutions teeing an increasing number of failures. (whether large or small) thought they were buying when they supported deregu- that can borrow in the public market will Now the script is predictable. Politi- be able to meet the new capital levels with- lation. I, for one, don't think there's any cians blame the regulators for not having question about the answer to that. out slowing their growth, whereas the done well to stem the tide of bank failures. smaller institutions, whose only realistic This is no more rational than an architect Willing to Pay Price source of capital is retained earnings, will blaming a maintenance crew for water on The effect of public policy since the late find that they will have to stop growing to the floor when he's designed a building 1970s has been to clearly favor large finan- catch up to the new minimums and give up with holes in the roof. Of more concern is cial institutions over small. The shift really market share to larger firms. when the politicians decide that they need began with the first pieces of "deregula- Along with the push for higher capital to exert much more influence over the aft tion" legislation. I use quote marks be- has come an even more insidious set of fairs of the fewer remaining institutions cause a system in which government de- practices that penalize small banks. When since "they can't all be allowed to fail" or posit insurance plays a meaningful part banks that lend to consumers, farmers and "the flow of credit needs to be monitored will never be truly deregulated. Nonethe- small businesses have credit problems, the by more than a few private bankers." This less, the effect of "deregulation" has been regulators require that the potential losses risk alone ought to be enough to make big to move the basis of competition onto those be charged off against earnings, which fur- banks wary of the "Trojan Horse" of regu- parts of the playing field (economies of ther reduces the bank's capital. Banks latory favoritism. scale, price, technological product develop- must either replace these charge-offs with An instrument to disguise this perni- ment) in which the larger institutions ex- new capital or shrink the level of credit cious trend is already being discussed un- cel, and away from those aspects (per- they can provide. The exception' to this der the innocuous designation of "risk- sonal service, convenience, community practice is made for loans to foreign coun- based" capital ratios. At last month's ABA DOW JONES REPRINT SERVICE P.O. BOX 300 PRINCETON, NEW JERSEY 08540 Reprinted from The Wall Street Journal. Dow Jones & Co., Inc. 1985 DO NOT MARK REPRINTS convention, Mr. Volcker revealed that he tem than higher capital ratios and would soon support a program of this kind, wouldn't be biased in favor of big banks. and that the Comptroller of the Currency And a limit on the aggregate dollars of in- was working on a similar plan. Such pro- sured deposits in any one bank would not posals would adjust a bank's capital ratio only deal with the concentration issue but based on the regulators' evaluation of risk. would help avoid creating banks in which While pitched as a means to discourage the government's stake was too large to let banks from engaging in high-risk activi- a failure occur. ties, this kind of scheme will inevitably be- I've made the case that our current reg- come a point system for substituting politi- ulatory framework, in favoring large cal judgments of credit-worthiness for banks, is accelerating the consolidation those made by the market. For example, process and pushing the system toward can anyone imagine that the Fed chairman centralized control of the flow of credit, a would argue for higher insurance pre- condition that hurts big and small banks miums on student loans than on loans to fi- alike. Politicians may have seen this com- nance corporate mergers, regardless of ing, but I don't think many consumers or how one might rank them in terms of rela- bankers imagined this was where deregu- tive risk? lation would lead. My fundamental con- cern is with the political implications of Cut Back Government Role such an outcome. But I also think that the Is there a way to derail the drive to- U.S. would be better served by a diverse ward this greater political control? Al- financial system composed of institutions though modern technology precludes a re- of varying size, ensuring that all con- turn to the old system of geographic and sumers of financial services would have functional decentralization, we can take choices commensurate with their needs. the first step forward by eliminating the And, unfettered, I think the market would rationale for political involvement. probably support this diversity. Instead, Specifically, I would propose a substan- the market's natural forces are being tial cutback in the government's role in thwarted in a way that will continue to implicit as well as explicit deposit insur- take the leverage over the credit-granting ance. A variety of approaches designed to system farther away from the general pub- remove the government's incentive for lic and closer to the "banks" of the Poto- meddling with the system is being dis- mac. This can't be good for the U.S. cussed. My own formulation would be to institute a 5% "deductible" on insured de- Mr. Rau is president of the Exchange posits between $20,000 and $100,000. This National Bank of Chicago, a $1.3 billion in- would add a lot more discipline to the sys- stitution. THE WHITE HOUSE WASHINGTON August 28, 1990 Dear Representative Marsh, Andy Card is abroad, but before departing, he asked me to acknowledge your letter of August 2 and let you know that your request for assistance on behalf of Mr. John Haycock has been forwarded to the appropriate staff at the Department of Labor for review and response. You should hear from them soon. Andy asked me to pass along his best wishes. Sincerely, Linda Linda Casey Casey Assistant to Andy Card Honorable Robert H. Marsh State Representative The Commonwealth of Massachusetts 167 Oakland Street Wellesley, Massachusetts 02181 THE WHITE HOUSE WASHINGTON DATE: September 4, 1990 TO: Sally Kelley FROM: ANDY CARD Please pass this along to the Department of Labor for direct response. Thanks. Withdrawal/Redaction Sheet (George Bush Library) Document No. Subject/Title of Document Date Restriction Class. and Type 02. Letter Robert H. Marsh to Andrew Card, Re: Assistance with 08/02/90 (b)(6) immigration visa issue. (1 pp.) Collection: Record Group: Bush Presidential Records Office: Chief of Staff, Office of the Series: Card, Andrew H., Jr., Files Subseries: WHORM Cat.: File Location: AHC General Correspondence June-August 1990 [5] Date Closed: 3/14/2025 OA/ID Number: 04012-006e FOIA/SYS Case #: 2025-0373-S Appeal Case #: Re-review Case #: Appeal Disposition: P-2/P-5 Review Case #: Disposition Date: AR Case #: MR Case #: AR Disposition: MR Disposition: AR Disposition Date: MR Disposition Date: RESTRICTION CODES Freedom of Information Act (FOIA) - [5 U.S.C. 552(b)] Deed of Gift Restrictions (b)(1) National security classified information C(1) Closed by Executive Order 13526, governing access to national (b)(2) Release would disclose internal personnel rules and practices of an security information agency C(2) Closed by statute or by the agency which originated the information (b)(3) Release would violate a Federal statute C(3) Closed in accordance with restrictions contained in donor's deed of (b)(4) Release would disclose trade secrets or confidential or financial gift [formerly listed as only C] information PRM. Removed as a personal record misfile (b)(6) Release would constitute a clearly unwarranted invasion of personal privacy (b)(7) Release would disclose information compiled for law enforcement Presidential Records Act - [44 U.S.C. 2204(a)] purposes (b)(8) Release would disclose information concerning the regulation of P-2 Relating to the appointment to Federal office [(a)(2) of the PRA] financial institutions P-5 Release would disclose confidential advice between the President and (b)(9) Release would disclose geological or geophysical information his advisors, or between such advisors [(a)(5) of the PRA] concerning wells Withdrawal/Redaction Sheet (George Bush Library) Document No. Subject/Title of Document Date Restriction Class. and Type 03. Letter Robert H. Marsh to U.S. Representative Barney Frank, Re: 08/02/90 (b)(6) Assistance with immigration visa issue. (1 pp.) Collection: Record Group: Bush Presidential Records Office: Chief of Staff, Office of the Series: Card, Andrew H., Jr., Files Subseries: WHORM Cat.: File Location: AHC General Correspondence June-August 1990 [5] Date Closed: 3/14/2025 OA/ID Number: 04012-006e FOIA/SYS Case #: 2025-0373-S Appeal Case #: Re-review Case #: Appeal Disposition: P-2/P-5 Review Case #: Disposition Date: AR Case #: MR Case #: AR Disposition: MR Disposition: AR Disposition Date: MR Disposition Date: RESTRICTION CODES Freedom of Information Act (FOIA) - [5 U.S.C. 552(b)] Deed of Gift Restrictions (b)(1) National security classified information C(1) Closed by Executive Order 13526, governing access to national (b)(2) Release would disclose internal personnel rules and practices of an security information agency C(2) Closed by statute or by the agency which originated the information (b)(3) Release would violate a Federal statute C(3) Closed in accordance with restrictions contained in donor's deed of (b)(4) Release would disclose trade secrets or confidential or financial gift [formerly listed as only C] information PRM. Removed as a personal record misfile (b)(6) Release would constitute a clearly unwarranted invasion of personal privacy (b)(7) Release would disclose information compiled for law enforcement Presidential Records Act - [44 U.S.C. 2204(a)] purposes (b)(8) Release would disclose information concerning the regulation of P-2 Relating to the appointment to Federal office [(a)(2) of the PRA] financial institutions P-5 Release would disclose confidential advice between the President and (b)(9) Release would disclose geological or geophysical information his advisors, or between such advisors [(a)(5) of the PRA] concerning wells THE WHITE HOUSE WASHINGTON August 28, 1990 Dear Mr. Tyler, Andy Card is abroad, so I am taking the liberty of responding to your letter to him dated August 19 inviting him to attend the fundraiser for Mr. Malone on September 4. Unfortunately, Andy will not be able to attend. He will appreciate your thinking of him, and when he returns to Washington, I will make sure he sees your letter. Thank you for writing. Sincerely, Linka (ssey Linda Casey Assistant to Andy Card Mr. Quint Tyler Reynolds Bros. Inc. 776 Washington Street Canton, Massachusetts 02021 Andy I'll do note nagret assume no Document Originally Attached to Following Page REYNOLDS BROS. R REYNOLDS BROS. INC. CANTON, MASS. ENGINEERS . CONTRACTORS 776 WASHINGTON STREET . CANTON, MASSACHUSETTS 02021 . (617) 828-8580 8/19/90 Dear Andy, a note to inform you that I am sponsoring a fend ruised for for malone, Candidate for Treasurer on Tuesday Sptenben 4,1990 5-7 P.M. at the Ridge Cerena, West Street Brantree, mass. Basic attendees will be Road Contactors. I'm letting you know because I would be honored if you could attend. Very Truly your 355 DOVER RD WESTWOOD, MASS JumBingle 02090 over Quite obviously your are busy but I.would hate to have you home here for whatever reason and not know that This is happening. THE WHITE HOUSE WASHINGTON August 28, 1990 Dear Mr. Bathgate, Andy Card is abroad, so I am taking the liberty of responding to your letter to him dated August 21 inviting him to be a featured speaker at the National Meeting of The Presi- dent's Club on September 25. Unfortunately, Andy cannot accommodate your request. He will appreciate your thinking of him, and when he returns to Washington, I will make sure he sees your letter. Thank you for writing. Sincerely, Linda Linda Casey Casey Assistant to Andy Card Mr. Lawrence E. Bathgate, II Chairman Republican National Finance Committee 310 First Street, S.E. Washington, D.C. 20003 REPUBLICAN NATIONAL FINANCE COMMITTEE 310 FIRST STREET. SOUTHEAST WASHINGTON, D.C. 20003 202-863-8720 Portuguese PM in LAWRENCE E. BATHGATE, II CHAIRMAN town that day T-Y August 21, 1990 The Honorable Andrew Card White House Deputy Chief of Staff The White House Washington, DC 20500 Dear Andy: The I would President's like to invite Club being you to held be a in featured Washington, speaker D.C. at the on National Tuesday, Meeting September of 25, 1990. 11 As you may know, The President's Club membership is made up of individuals who contribute at least $1,000 annually, and is a key component of the Republican National Committee. Many of our members are part of the "old team" of 1988 Bush contributors. Today, their financial support of The President Club helps fund political appearances and activities of President Bush and Vice President Quayle on behalf of Republican candidates at all levels. The legislative briefing is scheduled to take place at the Ritz-Carlton, Pentagon City from 10:45 a.m. to 11:45 a.m. We are asking our speakers to give ten minutes of remarks and then a ten minute questions-and-answers session. We are trying to make this day very special for our old and important donors. Your participation will help us make it special. Please have a member of your staff contact Julie Gregg at 863-8643 to advise if you will be able to be with us. Thanks very much. I sincerely hope you can join us. Sincerely, Cos Lawrence E. Bathgate, II LEB:jg PAID FOR BY THE REPUBLICAN NATIONAL COMMITTEE