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Originally Processed With FOIA(s): FOIA Number: 1998-0004-F[1]; 1998-0251-F 1998-0004-F[1]; 1998-0251-F FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Chief of Staff, White House Office of Series: Sununu, John, Files Subseries: Issues Files OA/ID Number: 29138 Folder ID Number: 29138-008 Folder Title: Budget Summit [1990] [6] Stack: Row: Section: Shelf: Position: G 10 18 3 2 LOSERS Losen (agreed) $ 18 EITC 9 $27 RAISERS agreed $ 75.5 Energy Pease (4%) 40.3 24.0 HI (to $69,000) 10.0 FUTA 5.2 Interest on SLL Tax Deficiences 2.0 $ 157.0 Net Deficit Reduction $ 130.0 & Revenue Effects of $0.01 Per Gallon Tax On Refined Petroleum Products Fiscal Years: 1991 1992 1993 1994 1995 1991-1995 ($ billions) Gasoline $0.5 $0.7 $0.7 $0.7 $0.7 $3.3 Other Motor Fuel 0.2 0.3 0.3 0.3 0.3 1.5 Subtotal $0.7 $1.0 $1.0 $1.0 $1.0 $4.8 Distillate Used for 0.1 0.1 0.1 0.1 0.4 other 0.3 0.4 0.4 0.4 0.5 1.9 TOTAL $1.0 $1.5 $1.5 $1.5 $1.6 $7.1 22.Sep.90 Department of the Treasury 05:03 PM Office of Tax Analysis Note: Sales to manufacturers are exempt from tax. less than $50 million Regressivity Offset Proposal in Democratic Offer (9/17) The proposal is poorly targeted. Despite its cost ($28 billion over the budget period), many poor families will not benefit from the increase in the earned income tax credit (EITC) and the standard deduction. Although the working poor with children will benefit from a doubling of the earned income tax credit, other poor families will not receive any additional assistance. Only eight percent of families with family economic income below $10,000 receive the EITC. Poor families who are not eligible for the EITC and who would not benefit from the proposal include: -- The working poor with no children. -- The elderly whose main source of income is social security or supplemental security income (SSI). -- Families who receive welfare income and have no other sources of income. Because the EITC does not adjust for family size, the proposal will provide disproportionate benefits to certain recipients. The single mother of one child who works full-time at a minimum wage job will receive the same amount ($1992) as the mother of three who works beside her. The proposed changes in the EITC will raise the marginal tax rates for families in the phase-out range of the credit. Families with AGI in the phase-out range could face marginal tax rates of 50 percent (reflecting the combined effect of both individual income and payroll tax rates). Changes in the standard deduction will not benefit those who currently do not incur any individual income tax liability. Nearly 45 percent of the reduction in tax liabilities resulting from the change in the standard deduction will go to families with income in excess of $50,000. ENTITLEMENT OPTIONS ($ billions) DEMOCRATIC REPUBLICAN REPUBLICAN OFFER 9/17 OFFER 9/17 VS. DEMO OFFER 1991 1991-95 1991 1991-95 1991 1991-95 Agriculture/price supports -1.3 -11.8 -1.1 -13.3 0.2 -1.5 Crop insurance --- --- --- -0.5 ---- -0.5 Medicare: Providers -3.1 -30.0 -3.4 -33.0 -0.3 -3.0 Deductible/premium/ co-insurance -1.5 -22.0 -2.5 -31.5 -1.0 -9.5 Subtotal Medicare -4.6 -52.0 -5.9 -64.5 -1.3 -12.5 Civil Service: Lump sum -1.3 -8.5 -1.3 -8.5 --- ---- Postal Service reforms --- -0.7 -4.4 -0.7 -4.4. FEHB --- --- -0.3 -0.9 -0.3 -0.9 COLAs -0.5 -2.5 --- 0.5 2.5 Other -0.9 -6.8 --- -1.5 0.9 5.3 Subtotal civil service -2.7 -17.8 -2.3 -15.3 0.4 2.5 Medicaid: Employee payor --- --- -0.1 -1.1 -0.1 -1.1 Pharmaceutical purchasing --- --- -0.1 -1.5 -0.1 -1.5 First dollar coverage --- --- ---- -5.7 --- -5.7 Unspecified -0.2 -2.6 --- --- 0.2 2.6 Subtotal medicaid -0.2 -2.6 -0.2 -8.3 --- -5.7 Military retirement -0.4 -8.2 --- --- 0.4 8.2 Stafford loans (GSLs) ---- -0.7 -0.1 -3.1 -0.1 -2.4 Child nutrition --- --- -0.2 -1.3 -0.2 -1.3 Unemployment insurance --- --- --- -4.6 --- -4.6 Rail pension fund liability -0.1 -0.4 -0.1 -0.4 --- --- Foster care admin --- --- -0.2 -2.9 -0.2 -2.9 CSE admin --- ---- -0.4 -2.1 -0.4 -2.1 Social security overpmts 0.0 -0.2 0.0 -0.2 --- ---- FHA assignment waiver -0.2 -1.0 -0.2 -1.0 --- --- Other FHA reforms 1/ -0.5 -1.3 -0.4 -3.4 0.1 -2.1 Tongass 0.0 -0.2 0.0 -0.2 --- Veterans -0.4 -2.2 -0.4 -2.2 --- --- Subtotal entitlements -10.4 -98.4 -11.5 -123.3 -1.1 -24.9 NOTE: CBO estimates 11:17 AM 1/ FHA reforms in the Possible Offer assume Senate-passed S.566. Details may not add to totals due to rounding. All estimates assume cash-based accounting, adjustments may be required if credit reform proposals are adopted. DEMOCRATIC OFFER also included fees of $2.5 billion in 1991 and $22.4 billion over 1991-95 in the entitlement category in their 9/17 offer. Prepared by SBC Minority Staff, 18-Sep-90. Other Beneficiary Options FY91 FY92 FY93 FY94 FY95 FY91-95 A. Provider reforms at (3.5/35); $150 Part B deductible, Indexed to CPI, 20% copayment for clinical labs; 30% premium. Providers CBO/Staff OMB 3,500 5,250 6,710 8,577 10,963 35,000 Beneficiary Set Part B deductible at $150, index to CPI CBO/Staff OMB 911 1658 1,823 1,987 2,146 8,525 20% Coinsurance on Clinical Labs CBO/Staff OMB 500 720 820 930 1,050 4,020 Move Part B premium to 30% CBO/Staff OMB 1,082 2,332 3,665 5,175 6,797 19,051 Subtotal, Beneficiary CBO/Staff OMB 2,493 4,710 6,308 8,092 9,993 31,596 Total Medicare (3.5/35) CBO/Staff OMB 5,993 9,960 13,018 16,669 20,956 66,596 B. Provider reforms at (3.5/35); $150 Part B deductible, Indexed to CPI, 20% copayment for clinical labs; 29% premium. Providers CBO/Staff OMB 3,500 5,250 6,710 8,577 10,963 35,000 Beneficiary Set Part B deductible at $150, index to CPI CBO/Staff OMB 911 1658 1,823 1,987 2,146 8,525 20% Coinsurance on Clinical Labs CBO/Staff OMB 500 720 820 930 1,050 4,020 Move Part B premium to 29% CBO/Staff OMB 852 1,844 3,110 4,546 6,091 16,443 Subtotal, Beneficiary CBO/Staff OMB 2,263 4,222 5,753 7,463 9,287 28,988 Total Medicare (3.5/35) CBO/Staff OMB 5,763 9,472 12,463 16,040 20,250 63,988 Page 1 C. Provider reforms at (3.3/33); $150 Part B deductible, Indexed to CPI, 20% copayment for clinical labs; 30% premium. Providers CBO/Staff OMB 3,300 4,950 6,327 8,087 10,336 33,000 Beneficiary Set Part B deductible at $150, index to CPI CBO/Staff OMB 911 1658 1,823 1,987 2,146 8,525 20% Coinsurance on Clinical Labs CBO/Staff OMB 500 720 820 930 1,050 4,020 Move Part B premium to 30% CBO/Staff OMB 1,094 2,368 3,710 5,232 6,870 19,274 Subtotal, Beneficiary CBO/Staff OMB 2,505 4,746 6,353 8,149 10,066 31,819 Total Medicare (3.3/33) CBO/Staff OMB 5,805 9,696 12,680 16,236 20,402 64,819 D. Provider reforms at (3.3/33); $150 Part B deductible, Indexed to CPI, 20% copayment for clinical labs; 29% premium. Providers CBO/Staff OMB 3,300 4,950 6,327 8,087 10,336 33,000 Beneficiary Set Part B deductible at $150, index to CPI CBO/Staff OMB 911 1658 1,823 1,987 2,146 8,525 20% Coinsurance on Clinical Labs CBO/Staff OMB 500 720 820 930 1,050 4,020 Move Part B premium to 29% CBO/Staff OMB 864 1,878 3,153 4,602 6,162 16,659 Subtotal, Beneficiary CBO/Staff OMB 2,275 4,256 5,796 7,519 9,358 29,204 Total Medicare (3.3/33) CBO/Staff OMB 5,575 9,206 12,123 15,606 19,694 62,204 Page 2 FY91 FY92 FY93 FY94 FY95 FY91-95 E. Provider reforms at (3.1/30); $150 Part B deductible, Indexed to CPI, 20% copayment for clinical labs; 30% premium. Providers CBO/Staff OMB 3,100 4,650 5,823 7,293 9,134 30,000 Beneficiary Set Part B deductible at $150, index to CPI CBO/Staff OMB 911 1658 1,823 1,987 2,146 8,525 20% Coinsurance on Clinical Labs CBO/Staff OMB 500 720 820 930 1,050 4,020 Move Part B premium to 30% CBO/Staff OMB 1,106 2,403 3,769 5,325 7,011 19,614 Subtotal, Beneficiary CBO/Staff 2,517 4,781 6,412 8,242 10,207 32,159 OMB Total Medicare (3.1/30) CBO/Staff OMB 5,617 9,431 12,235 15,535 19,341 62,159 F. Provider reforms at (3.1/30); $150 Part B deductible, Indexed to CPI, 20% copayment for clinical labs; 29% premium. Providers CBO/Staff OMB 3,100 4,650 5,823 7,293 9,134 30,000 Beneficiary Set Part B deductible at $150, index to CPI CBO/Staff OMB 911 1658 1,823 1,987 2,146 8,525 20% Coinsurance on Clinical Labs CBO/Staff OMB 500 720 820 930 1,050 4,020 Move Part B premium to 29% CBO/Staff OMB 876 1,913 3,210 4,691 6,299 16,989 Subtotal. Beneficiary CBO/Staff OMB 2,287 4,291 5,853 7,608 9,495 29,534 Total Medicare (3.1/30) CBO/Staff OMB 5,387 8,941 11,676 14,901 18,629 59,534 Page 3 cy Monthly Premiums: Part B 35/35 91 92 93 94 95 29%Blica 34.29 36.15 41.32 45.93 50.84 30%201% 35.47 37-40 42.74 47.51 52.59 3.3/33 91 92 93 94 95 29% 34.35 36.24 41.43 46.07 51.01 30% 35.53 37.49 42.86 47.66 52.77 3.1/30 91 92 93 94 95 29% 34.41 36.33 41.57 46.29 51.35 30% 35.59 37.58 43.01 47.89 53.12 E491 Amount does not reflect amants/balances. OMB estimates actuarial advistments for cartigency these to be about -$1.50/month for cyal only. outyears very close to actuans. Medicare SMI Premium 1990 1991 1992 1993 1994 1995 25% Premium-No Outlay Savings $28.60 $31.40 $34.00 $38.90 $43.50 $48.40 30% Premium $28.60 $33.00 $37.30 $42.70 $47.50 $52.70 50% Premium $28.60 $55.00 $62.17 $71.17 $79.17 $87.83 75% Premium $28.60 $78.50 $85.00 $97.25 $108.75 $121.00 current law: 15BP and if Fund decline + 7.5 increase may./yr. and absolute cay 32.5 BP. \ Conzales removes 21-Sep-90 SUMMARY TABLE 7.5 constraint am Funn decline construit ALTERNATIVES TO MIDSESSION OUTLAYS ESTIMATE FDIC BANK INSURANCE FUND 001 '90 = BP ($ in Millions) *7.5 out comment 19.5 now = trach for '91 FY90 FY91 FY92 FY93 FY94 FY95 Total FY91-95 - OMB MIDSESSION OUTLAYS 11 (15 BP in 91-95) 3,904 945 (252) (1,261) (2,446) (3,521) (6,535) - See other TabA for 19.5 thin '95 - @ rec. 23 and 1.5 (last below) - NET CHANGES TO OMB MIDSESSION OUTLAYS: RIEGLE ALTERNATIVE 12 (27 BP Premium, CBO Pricing) (800) (2,200) (2,700) (3,100) (3,200) (12,000) - OMB PRICING, 27 BP, ZERO GROWTH 13 (80 Bank Failures) 0 (1,073) (3,224) (1,842) (2,050) (2,215) (10,404) - OMB PRICING, 27 BP, 1.5 % DECLINE \4 (80 Bank Failures) 0 (1,002) (3,012) (1,493) (1,541) (1,527) (8,575) - OMB PRICING, 23 BP, ZERO GROWTH 15 827 856 5620 (50 Bank Failures) 0 (1,073) (2,139) (725) (2,927) (988) (7,852)- - OMB PRICING, 23 BP, 1.5 % DECLINE 16 393 269 4048 12:19 (50 Bank Failures) 0 (1,002) (1,958) (426) (2,493) (401) (6.280) MEMO: OTHER ADJUSTMENTS TO OMB BASELINE CBO Failure Rate, 15 BP 17 605 2,898 2,443 (303) (245) 120 4,913 09/21/90 OMB Revised CBO Rate 18 605 7,972 8,012 6,774 4,973 1,138 28,869 Notes: - CBO cm 11 15 BP Premium Assessment '90-'95, Midsession Deposit Growth GNP Assumptions. 12 27 BP Premium Assessment '91-'95, CBO (4.5 annual) Deposit Growth, No Bank Failures due to premium increase. (additionality $2 B fulure: 13 27 BP Premium Assessment, Deposit Growth= nominal GNP at 0 short-term real growth, 80 Bank Failures ('93-'95). 14 27 BP Premium Assessment, Deposit Growth = real GNP growth less 150 BP each year, 80 Bank Failures ('93-'95). 15 23 BP Premium Assessment, Deposit Growth = nominal GNP at 0 short-term real growth, 50 Bank Failures ('93-'95). 16 23 BP Premium Assessment, Deposit Growth . real GNP growth less 150 BP each year, 50 Bank Failures ('93-'95). 17 CBO Bank Failure Assumptions (9/90) based on recent ('87-'90) failure rates and capitalization level rates. 18 CBO Failure Assumptions plus 1 Money Center Bank Failure ($8B in Disbursements), S4B "put option excercised, 20 % increase in other failures. TAX PACKAGE AGREED. 45.4 IRS. 9.4 RETIREE HEALTH 1.3. STATE E LOCAL. HI 5.2. ALCOHOL j 12.2 BUSINESS Coop. 2.0 75.5 75.5. 25.5 63.- — 15. * S.S 10,- 153.5 PEASE 50k/2'/2 15.- 25. SUB 100.5. 153. ENERGY 48. 148.5. X 3.3 75. REV. LOSERS. ENERGY. 3,5. 78 E./BEASE/OTHER L.I.HOUSE/ AE 2.0 SMALL Bus. 8.0. INDEX. 4.5. 18.0 23. 25 5.2- 7.3 1,11 30 5.8 8.1 (,1.1 35 6,4 30 1.2 25 = 5.8x 7.3 11 5.2 REVENUE ESTIMATES. 9/29 10 PM 8 ESTIMATES 7 REQUESTED 1 DEM - 7.3 @ a 25% 30% = 9B 11 MINIMUM BASIS /D GENED BASIS REV LOSS OF - .7 5 yrs. Job.generators 2 R/D 30% SMALL CoS, -04 for 1 year 3 I ND EXING (No TIME UMIT) ) 5 jr limit Au STOCK. COMMON E PREFERRED An POST AGREEM / 2.3B. 5 yrs 4 NDEX SMAR - common 400 5 yrs Acquisition TOST 5 CORP. BUBBLE -.5 - 50,000 000 10k ok A EXPENSING. of Assets 40-130K. ) SMAKERSET 1.9. 2 gr.shnsat 7 EXPENSING 2 yro scientific again 8 permanent DOUBLE lok to 20k - 3.1 B / 5yrs FOR 50,000 ood of Oquity 10.0 Airport 11.8 Small bus equity deduction -8.0 LUST 0.6 Harbor Has bor 1.8 Indexing for newly ifs wed -0.2 small bus. stock 45.4 Expensing r ADDITIONAL AGREED - small a dive cap. ? - scientific ? IRS 9.4 / Retiree Health 1.3 - 15.6 + ? St. Loc. HI 5.2 ) Alcohol 12.2 Coughoses (bus.) 2.0 30.1 75.5 NET: 60-? SHORTN72+? Additional incentives Additional Raisers (?) R+D for small bus 7 30% - 0.3 - Energy 40 + (?) Indexing all new stock - 0.5 State t Loal S 11.7 (incremental) Phase-out/ lower rate A ? HI cap Part3 9.5 small income corp. @ 65K(+9) Pease @ 2% 11.0 EITC / telephone (?) 72.2 ADJUSTMENTS TO ABOVE! Losers Raisers Luxury ? ? Energy DAC -2 ? Data from the 1988 Statistics of Income For Returns with Taxable Income Number of Returns (millions) First Bubble Second Total Taxable Income Class 15% 28% 33% 28% Rate Rate Rate Rate 1 to 10000 35.9 0.0 0.0 0.0 35.9 10000 to 20000 19.6 1.7 0.0 0.0 21.3 20000 to 30000 8.9 5.0 0.0 0.0 13.9 30000 to 50000 0.0 12.3 0.4 0.0 12.7 50000 to 75000 0.0 3.3 0.6 0.0 3.9 75000 to 100000 0.0 0.0 1.1 0.0 1.1 100000 to 200000 0.0 0.0 0.8 0.2 1.0 200000 and Above 0.0 0.0 0.0 0.5 0.5 TOTAL 64.4 22.2 2.9 0.7 90.3 Taxable Income Taxed At Various Regular Tax Marginal Rates ($billions) First Bubble Second Total Taxable Income Class 15% 28% 33% 28% Rate Rate Rate Rate 1 to 10000 152 0 0 0 152 10000 to 20000 310 2 0 0 312 20000 to 30000 312 30 0 0 342 30000 to 50000 348 132 1 0 482 50000 to 75000 111 115 7 0 233 75000 to 100000 30 43 19 0 92 100000 to 200000 28 40 62 5 136 200000 and Above 15 22 57 229 322 TOTAL 1306 383 147 234 2070 1988 is the latest avaiable data. Current revenue estimates are extrapolated from this information. Demos need recession for success, Eagleton says The Associated Press we'll go down KANSAS CITY - The Democrat- the tube in ic Party will not return as a viable force in Missouri or the nation until style." the economy goes into recession, The three- former U.S. Sen. Tom Eagleton term senator says. who retired in "I don't think it is dead," Eagle- 1986 said un- ton said Sunday of the party. "I employment think it is in a deep sleep. to be could induce & reinvigorated by' a recession." recession, The Missouri Democrat also pre- Eagleton which would dicted that New York Gov. Mario brighten Cuomo would be the 1992 Democrat- chances for the ic presidential nominee. Democratic Party. He called it "a "I think he'll probably be a loser." Eagleton told a forum at the All rather morbid way to base a politi- Souls Unitarian Church. "But at least if we have to go down the tube, cal policy." 5-15-90 Looks like the Demoo want PEASE 6% 211 1.8%TAX RATE Reduce Phase-out Rate from 5% to 3% -- The proposal would reduce the phase-out rate of personal exemptions and the 15% rate from 5% to 3%. -- In other words, the proposal would flatten and lengthen the bubble. The bubble rate would fall from 33% to 31%, but the amount of taxable income taxed at the bubble rate would increase by two-thirds. -- The maximum capital gains rate is assumed to be 28%. -- The effective date of the proposal would be 1/1/91. Fiscal years ($billions) 1991 1992 1993 1994 1995 1991-95 OTA -1.1 -1.8 -2.0 -2.2 -2.4 -9.5 JCT [unknown] In 1991, the phase-out range end points are: Current law 3% phase-out Single, 1 exemption 114,200 157,500 Joint, 3 exemptions 206,490 289,417 Head of household, 2 exemptions 165,280 228,567 Revenue Neutral Third Individual Tax Rate --- The proposal would eliminate the "bubble" and would create a third rate so that the proposal would be revenue neutral. -- The OTA revenue neutral third rate is 30.5%. The JCT revenue neutral rate is probably slightly higher (based on comparison of OTA and JCT revenue estimates of 15-28-31 structure). -- The proposal assumes that the maximum capital gains rate is 28%. -- The effective date of the proposal would be 1/1/91. Fiscal years ($ billions) 1991 1992 1993 1994 1995 1991-95 15-28-30.5 OTA .3 .7 .4 .3 .2 1.9 JCT [unknown] 15-28-31 OTA 1.4 2.6 2.5 2.5 2.5 11.5 JCT .5 1.2 1.4 1.7 2.0 6.8 Proposal Repeal the phase-out (bubble) and add a 3rd explicit rate of 33% (with a 28% maximum rate on capital gains) with starting points of $120,000 (single), $160,000 (head of household), and $200,000 (joint) and an end point of approximately $900,000. After $900,000, the rate would revert to 28%. This proposal is revenue neutral. A $1 million ending point picks up approximately $.5 billion in the first calendar year, and no ending point raises approximately $2.5 billion in the first calendar year. 31/30 (1) Repeal bubble phase outs and impose an explicit 3rd rate of 31% at levels the bubble currently begins. (2) Provide a 30% exclusion for individual assets (other than collectibles) (1 year holding period, full recapture and AMT). Based on Table 90-3 113 (15 Sept. 90) , the JCT should score this option as raising money in the first year and losing approximately $1 to 2 billion over the period. JCT distribution as with all capital gains proposals will show much larger losses. However a distribution of change in taxes paid by income classes should show an increase in taxes paid by the highest income class. OTA Preliminary Revenue Effect of Percentage Point Increases in AMT Rate Assuming a 31% Top Rate and a 45% Capital Gains Exclusion Fiscal Years ($Billions) 1991 1992 1993 1994 1995 1991-95 New Increase Rate 1 22% 0.1 0.7 0.9 1.1 1.2 4.0 2 23% 0.3 1.4 1.9 2.3 2.7 8.6 3 24% 0.4 2.2 2.9 3.6 4.3 13.5 4 25% 0.5 2.9 4.2 5.4 6.4 19.3 JCT has consistently estimated the AMT lower than OTA 15-28 Individual Rate Structure -- The proposal would eliminate the phase-outs of personal exemptions and the 15% rate. -- In other words, the proposal would eliminate the "bubble" and simply have two rates, 15% and 28%. -- The effective date of the proposal would be 1/1/91. Fiscal years ($ billions) 1991 1992 1993 1994 1995 1991-95 OTA -4.9 -8.6 -9.6 -10.4 -11.1 -44.6 JCT -4.8 -9.1 -10.2 -11.3 -12.7 -48.1 LOW INCOME ENERGY TAX REBATE Annual Change in Tax Liability 1 Change in Liability ($ billions) 0.5 0 (0.5) 1 (1) below 0 0-10 10-20 20-30 30-50 50-75 75-100 100-200 over 200 Income Class (FEI, $ thousands) 9/22 Indeving -4.5 but time linited (e.g. 5yrs.) 2% Pease Energ 7 OPTION 4 (Woinderly) (wo Enterprise Zones -1 Energy Production Incentives - 3.5 - 5 R+D * (LIH - 2.9 Small. Beesiness Venture Incentive : bigger - 10.79 with mini intering THANK new equita ~18 - Go from 25.63030 ADD deduction for to dends paid individuals (deduct 1/4 5B/yr. = 25B)5yw. straight minium basis : 50% of sales price 3 yrs. = 4.5.5B [could be sales price %-ape) expensing for tangible investment Cold ITC basis) - more from 10000 to 100000 (?) over an amt. of -2- 3 - 2-yr. window - applies to 50M on less - plus expensing add of 50K for scientific equip 0.2 change schedule of fax rate at low corp. income end * R+D credit as 30% for under 50m equity firms [Rollover for rental property sain up to 100k] Dollover for SOK 7 assets : 1-time; 3-year til expiration (defer gain; carry forward basis) 9 NYT indexing for new invested 75 in som fax capital faming at death add to option Offects: NY Times: all stocks, prospective [might limit 7 Every sweeteress adegate) LOW INCOME ENERGY TAX REBATE The proposal includes an energy tax designed to reduce America's dependence on foreign oil, encourage energy conservation, and reduce automobile emissions and other sources of air pollution. The energy tax applies at a low rate to all conventional sources of energy so that the tax achieves its important goals in the economically most efficient and fairest manner possible. To insure that the tax does not impose a disproportionate burden on low income households, a low income energy tax rebate would be provided. Description of Rebate All households with annual money incomes of less than $10,000 would be eligible for an energy tax rebate of $48 each year. To receive the rebate, a household would certify to its electric utility company that it had income in the preceding year of less than $10,000. The rebate would then be provided directly to the household by the electric utility as a $4 per month offset to the household's electricity bill. Low income households whose electricity is provided as part of their rent would certify to their landlords that their income in the preceding year was less than $10,000. Each landlord would then make a combined certification for all of their low income renters to the electric utility. The landlord would pass the rebate from the utility through to each low income renter as a $4 per month reduction in the household's rent. Electric utilities would receive a credit against their energy tax liabilities for all low income energy tax rebates they paid, either directly to low income families or to landlords of low income households. To insure that the rebate went only to truly low income households, it would not be allowed to full time students or to dependents of another taxpayer. Targeted Relief The proposed rebate would target relief to low income households much better than would an increase in the standard deduction. Many of the lowest income households have income too low to benefit from an increase in the standard deduction. Those who received the maximum benefit from an increase in the standard deduction would receive as little as $15, less than a third of the proposed low income energy tax rebate. The rebate is also better targeted to the lowest income class than is an increase in the earned income tax credit. The attached chart shows the distribution by family economic income class of the low income energy tax rebate. Because "family " economic income" is a broader concept of income than "money income, the income concept would be used to determine eligibility for the rebate, the chart shows that some households with more than $10,000 of family economic income would receive the rebate. Attachment OFFERS BY ADMINISTRATION TO I's @ 3:45PM SUNDAY MODIFY OUR CAP GAINS OFFER- ADDRESS DIS SAMS FACTION WITH S/L INC TAX As GENL MATTER WITH PROVISIONS THAT APPLY ONLY TO RICH I.e = 740 K TAXPAYERS BY DESIGN FULLY OFFSET CAPITAL GAINS LOSS 1) FOR An I $wok AGI, ADD BACK TO TAX I A % OF SCITED A DEDUCTIONS- 5%70% ? (1a) THRESHOLD TO TAX INCOME TO GET FULL OFFSOT 2) N.Y. STATE $ $36.B 36 B. 3). S/C. MODIFIED TO GET MORE OUT OF FEWER/RICITION. AGI 4) SLIDE THE BOBBLE aptions- - OVERPAY FROM THESE TAXPAYBRS 7147170 5:22 p.m. LOSERS Blue = Card Enterprise Zones -1.0 Their res purse 9/29/63 p.m. Energy Incentives -4.0 - 1-yr. extend: R+D/LIH - 2.9 Tob-creating incentives: (≤ 50 as equity caps) - small business ded. 30% -8.0 - - experising (gent) - -2.0 (science) -0.2 - corp. rates 15% -0.5 - small &us iness stoch indeady (new equity purchase) -0.2 accept the - smaller co. RX s r 30% -0.3 extra 1.3 BIll - Brady teemed basis - -0.4 (tot. 10.9+1.3) - all new individ. stoch indexing - -0.6 EITC (ex child care) - -5.0 [NOTE: child care + teleghoutar included separately and subject I to subsequent anthosiatiion 5.71) - 25.1 REVENUE RAISERS ? Gasoline 50-50'y' 5,10,10,10,10 + 45 [9570mmy/ How this WHOM. Petrolem 24/gator 13.4 11.5 Pease @ 3% @106/100/100 18 HI to 69 K It 13 87.4 Luxury 2. Tohacco 5.9 Ozone 0.5 + 159.4 Salvage/lois ded. 1.1 - 25.1 Corp/St/Local interested. 3.2 foreign complience 0.2 NET 134.3 DAC 9.0 * Airport 11.8 + 253,9 LUST 0.6 25. Has her Maint. 1.8 IRS Compliance 9.4 128.8 Retire Health 1.3 * Alcohol 10.0 Loopholes (bus.) 2.0 58.8 Social Security State Hocal +11.7 QMB Ret. Test -27) - Z - 7.7 State Hocal HI 5.2 ANTI JOB GROWTH $21.8 8% ANTI EXPANSION MITHELL RECESSION PRESSING FOR RATE CHANGE RERUSE To DELIVER ON ENTITLEMENTS. LARGE ENERGY TAX - - ALL EXCISE TAXES LIMITATIONS OF DEDUCTIONS - DOCUMENT PROM COMMITTEE NOPOSIBILITY TO THAT - $1200. NET. OBJECTIVE TO REACH $ 90 B.= < $ 30B — $ 6B CAP GAINS WITH ACT. OFFSET lose. TEMP. DEF. REDUCTION SURCHARGE Surcharge- 'TIL BUDGET IS BACANCED $ 5.4 B. $160B. - $ 180 $ $ 185 190 - 210B REV. PACKAGE if $38B $ 210 B. AGREED M $ 120B NET. 200. B M- 70B. $ 120B NET. 480 B $ 138 vs$128 = ACCEPTED - $70B $58B Not cuts - $ 130B 1.5 PET $ .15 ELEC. 1.5% NAT. 31.5. I 15/28/31 + 18% -5.5 + EXEMPTIONS LOST (TAXP $ SPOUSE) 200, 000 SHOW 1 28 31 FOR 100,000 or 2020,000 + SHOW CAP GAINS SAVINGS RJX 100K work GET NOT + IN "RICA" 1991 1991-95 I. Revenue Raisers A. Extenders 1. Leaking underground storage tank (LUST) trust fund 0.1 0.6 2. Telephone 1.5 12.9 B. New Revenues 1. IRS Reforms (3) 0.3 4.3 2. Airport/Airway increase 1.3 11.8 3. State and local HI- modified .8 6.0 4. State and local SS 1.6 11.7 5. Shippers increase 0.3 1.7 6. Salvage value/insurance- modified 0.3 0.9 7. Pension/retiree health 0.6 2.0 8. DAC - Insurance reform- modified 2.0 10.0 9. Alcohol- modified 2.2 14.5 10. Luxury excise taxes 1.1 9.0 11. Ozone depleting chemical excise tax 0.1 0.5 12. Indexing of excise taxes (other than alcohol, tobacco, and ad valorem) 0.5 8.6 13. Petroleum fuels tax 0.8 7.0 14. Deny deduction of interest on corporate income tax underpayments 4.8 4.5 II. Revenue Losers A. Extenders 1. Health insurance for self employed -0.3 -1.8 2. R&E allocation rules -0.4 -3.6 3. R&E credit -0.5 -5.5 III. Initiatives for Growth, Low Income and Upper Income Offset A. Low Income 1. Enterprise Zones -0.1 -2.0 B. Savings/Investment/Growth 1. Capital gains (45% exclusion, individuals only - with AMT and recapture) 3.7 -21.5 2. Family Savings Account (FSA) -0.2 -5.0 3. Energy security (President's Budget) -0.3 -2.6 C. Upper Income Offset Limit State and local income tax deduction 2.4 32.6 IV. User Fees (5 year) 6.0 33.4 28.6 130.2 Major Outstanding Issues Issue Size Composition Energy Democratic 49.1 To be determined. The $49.1 billion estimate is based on a Joint Tax estimate of what a 10 cent gasoline tax would raise over 5 years. Republican 7.0 Petroleum fuels tax. This is * broader than a simple gas tax. * State and Local HI Democratic 4.0 Phase-in to achieve. X Republican 6.0 Modified to be phased in per a discussion in the budget summit. (raised $6.0 billion rather than $8.4) State and Local SS Democratic Revenues intended to be dedicated to liberalizing the Social Security Retirement test as part of child care. Republican 11.7 Indexing of Excise Taxes Democratic Not in plan Republican 8.6 Indexing of excise taxes other than alcohol, tobacco and ad valorem. Telephone Excise Tax Democratic Intended for pay-as-you-go for child care. Republican 12.9 Initiatives Democratic None Republican -2.0 Enterprise Zones -5.0 Family Savings Account -2.6 Energy Security TOTAL -9.6 User Fees Democratic 14.2 (From Tentatively agreed list) Republican 30.6 * Alcohol Taxes Democratic 13.6 Modified Option A with beer at $21.98 per barrel (40 cents). DSP increased by $1.50. Wine at $1.93 per gallon (40 cents) . Fortified wine at 50 cents per bottle. Republican 14.5 Not yet specified. Capital Gains Democratic Not in plan. Republican -21.5 45% capital gains exclusion. Full recapture. AMT. Bubble/Surtax Democratic app. 44.0 . Piercing the bubble or a 20% surtax on individuals making more than $200,000. Republican Not in plan. HI Wage Increase Democratic app. 40-53 Not in final offer. Republican Not in plan. 09/14/90 12:23 1 002 September 14, 1990 11:30 a.m. BROAD-BASED PER-UNIT ENERGY TAX WITH MANUFACTURING EXEMPTION Structure of the Tax. The tax would be imposed at a 1 cent per gallon rate on refined petroleum products.* (This roughly approximates 1 percent of national average retail price.) Electricity, natural gas (including propane) and coal would be taxed on a per-unit basis with rates that approximate 1 percent of national average retail prices. Products not used as fuel, such as asphalt, lubricants, waxes and feedstocks, would not be taxed. Sales of fuels for the generation of electricity would be exempt, since electricity would be taxed separately. Point of Collection. In general, taxes would be paid by refiners of refined petroleum products, utilities generating electricity, local natural gas distribution companies, industrial users of coal, and importers. Imports and Exports. Imported fuels and electricity are taxed, and exported fuels and electricity are exempt from tax. Manufacturers' Exemption. Fuels and electricity sold for use in manufacturing (including agriculture) would be exempt from tax. Manufacturing would be defined to include all steps in the processing, conversion, or fabrication of raw, unfinished, or semifinished materials into a packaged and finished article of tangible personal property. The exemption would not apply to such things as transportation (including transportation in connection with manufacturing or agriculture), construction, retail trade, wholesale trade, or financial or other services. Effective Date. The tax would go into effect on January 1, 1991. *Taxed refined petroleum products would include gasoline, diesel fuel, aviation gasoline and jet fuel, kerosene and residual fuel oil. 09/14/90 12:23 003 9/14/90 Fri 11:42:40 RATES AND REVENUE ESTIMATES Revenue Estimates ($ billions) 1991 1992 1993 1994 1995 1991-1995 I. Refined Petroleum Products Rate: 1c/gallon Gasoline .5 .7 .7 .7 .7 3.3 Heating Oil * * * * * 0.2 Other Petroleum Products .5 .7 .7 .7 .7 3.2 Total Petroleum Products 1.0 1.4 1.4 1.4 1.5 6.7 II. Electricity Rate: $1.00/1000 kwh (1 mill/kwh) 1.0 1.4 1.4 1.5 1.5 6.7 III. Natural Gas Rate: 6.3é/mcf = % .2 .3 .3 .3 .3 1.6 1 IV. Coal Rate: 47.6é/ton- = I % * * * * # * V. Other * * * * * # GASOLINE VI. Total Broad-Based Per-Unit Energy Tax 2.2 3.1 3.2 3.2 3.3 15.0 3.3. , S=1 18.3) s/. 20: 6 6.7 16% 66.4 3.2, *Less than $50 million. & 09/14/90 12:24 004 9/14/90 Fri 11:21:50 TOTAL BROAD-BASED PER-UNIT ENERGY TAX REVENUE ALTERNATIVES Revenue Estimates ($ billions) 1991 1992 1993 1994 1995 1991-1995 1d/gal on petroleum products and equivalents 2.2 3.1 3.2 3.2 3.3 15.0 2d/gal on petroleum products and equivalents 4.3 6.3 6.4 6.5 6.6 30.1 3d/gal on petroleum products and equivalents 6.5 9.4 9.6 9.7 9.9 45.1 4d/gal on petroleum products and equivalents 8.6 12.5 12.8 13.0 13.2 60.1 Preliminary Revenue Estimates Individual Income Tax Options 1/ (FY, $ Billions) 1991 1992 1993 1994 1995 1991-95 --- ... A. 15,28,31% Rates, Cep=28% AGI 0.9 1.7 1.6 1.5 1.4 6.9 B. 15,28,32% Rates, Cap=28% AGI 2.5 4.7 4.8 4.9 5.0 22.0 C. 15,28,31% Rates, Cap=28% Taxable Income -1.8 -2.8 -3.2 -3.6 -3.9 -15.3 D. 15,28,32% Rates, Cap=28% Taxable Income -1.2 -1.9 -2.2 -2.4 -2.7 -10.4 E. 15,28,31% Rates, Cep=28% Taxable Income + Exemptions -1.2 -1.8 -2.0 -2.2 -2.4 -9.6 F. 15,28,32% Rates, Cap=26% Taxable Income + Exemptions -0.6 -0.6 -0.7 -0.8 -1.0 -3.7 G. 15,28,28% Rates -4.9 -8.6 -9.6 -10.4 -11.1 -44.6 1/Estimates RESURE a 20% capital gains cap. Companion capital gains proposals will change the revenue effect. Distribution By FEI, Change in 1991 Liability ($ Billions) FEI Class Option A B C D E F 0 and below * * * * * * 0-10,000 * * * * * * 10,000-20,000 * * . * * * 20,000-30,000 * * * * * * 30,000-50,000 * * .* * * * 50,000-75,000 -* * -* * . + 75,000-100,000 -0.1 * -0.1 -* -0.1 -* 100,000-200,000 -0.6 -0.1 -0.6 -0.1 -0.6 -0.1 > 200,000 2.4 4.6 -2.0 -1.6 -1.0 -0.5 Total 1.8 4.5 -2.6 -1.7 -1.7 -0.5 1991 1991-95 I. Revenue Raisers A. Extenders 1. Leaking underground storage tank (LUST) trust fund 0.1 0.6 2. Telephone 1.5 12.9 B. New Revenues 1. IRS Reforms (3) 0.3 4.3 2. Airport/Airway increase 1.3 11.8 3. State and local HI- modified 0.8 6.0 4. State and local SS 1.6 11.7 5. Shippers increase 0.3 1.7 6. Salvage value/insurance- modified 0.3 0.9 7. Pension/retiree health 0.6 2.0 8. DAC - Insurance reform- modified 2.0 10.0 9. Alcohol- modified 2.2 14.5 10. Luxury excise taxes 1.1 9.0 11. Ozone depleting chemical excise tax 0.1 0.5 12. Indexing of excise taxes (other than alcohol, tobacco, and ad valorem) 0.5 8.6 13. Petroleum fuels tax 0.8 7.0 14. Deny deduction of interest on corporate income tax underpayments 4.8 4.5 II. Initiatives for Growth, Low Income and Upper Income Offset A. Low Income 1. Enterprise Zones -0.1 -2.0 B. Savings/Investment/Growth 1. Capital gains (45% exclusion, individuals only - with AMT and recapture) 3.7 -21.5 2. Family Savings Account (FSA) -0.2 -5.0 3. Energy security (President's Budget) -0.3 -2.6 C. Upper Income Offset Limit State and local income tax deduction 2.4 32.6 III. User Fees (5 year) 5.6 30.6 29.2 138.1 Sep 17 90 2:56pm ENFORCEMENT 1. Social Security cash Off-GRH - Take Social Security cash balances out of Gramm-Rudman-Hollings in 1991. - Provide a firewall, including a point of order against legislation that would violate the 75 year actuarial balance and a feeback mechanism, to protect Social Security surpluses. 2. GRH, Sequester, and Caps (see attachment) 3. Pay-as-you-go (entitlements & revenues) 4. Budget Act Points of Order - extend to out-years. - apply to budget resolutions and appropriation bills that do not meet caps. - - 3/5ths point of order against legislation to modify sequester unless fully offset - Extension of 302 point of order to outlays in the House and repeal of Fazio rule (exception to 311 point of order in the House if a subcommittee meets its allocation) 5. Reconcilation - Mandate 5 year reconciliation - Strenthen Byrd rule in Senate - Extend Byrd rule to the House 6. Credit Reform - implementation date FY 1992 (hold harmless for subsequent 3 years). - Provide enforcement of credit levels in the Senate. 7. GSEs. Mandate studies and trigger a legislative response to assure financial soundness of government sponsored enterprises (GSEs). 8. RTC - Carry on-budget but exclude from GRH deficit calculations. 9. Egyptian Debt Forgiveness. Hold Egyptian debt forgiveness harmless against summit caps. 10. Scorekeeping. Adopt current scorekeeping guidelines. REPUBLICAN PROPOSAL FOR GRH EXTENSION AND ENFORCEMENT OF CAPS General Description O The five year agreement would be enforced through budget resolutions, caps, and sequester. Fixed GRH deficit targets would be extended until GRH deficit is balanced. O GRH would be modified in several ways to reduce burden on appropriated programs. Caps O The agreement would establish five year caps on defense, international affairs, and domestic discretionary spending. O 60 vote points of order would apply to budget resolutions or appropriation bills that exceeded these caps. Current GRH Sequester If fully implemented, the agreement would cancel the FY 1991 sequester order. The agreement would retain fixed statutory deficit targets and the current sequester process until the GRH deficit was balanced. O The 1991-95 GRH targets would be modified in the agreement to reflect new economic and technical projections. In March 1991, GRH targets would be revised to reflect new economic projections. O For FY 1993 and subsequent years, the portion of the sequester due solely to economic factors would be limited to $30 to $40 billion. New Sequesters o If the summit caps were violated, the President would use existing rescission authority to propose discretionary spending reductions by summit category. If Congress did not enact a rescission measure to bring discretionary spending within the summit categories, a categorical sequester by summit category would be implemented. o To restrain entitlement growth, a categorical lookback sequester for entitlements would be added to GRH. After the close of a fiscal year, OMB would lookback at the previous year and determine the amount of spending added due to policy changes. A sequester on entitlements and mandatories would be added to the regular sequester. REPUBLICAN ENFORCEMENT OPTION Summit Categories FY 1991 FY 1992 FY 1993 FY 1994 FY 1995 FY 1996 Non-defense Cap Cap Cap Cap Cap Discretionary Defense Cap Cap Cap Cap Cap International Cap Cap Cap Cap Cap Affairs Rescission Maintain current law on rescission authority. If caps are violated, President proposes rescission within summit categories. If Congress does not adopt a rescission measure in compliance with summit categories, sequester down to caps. Entitlements & Lookback Lookback Lookback Lookback Mandatories sequester for 1991 sequester for 1992 sequester for 1993 sequester for 1994 policy overages policy overages policy overages policy overages Economics Adjust Limit sequester to Limit sequester to Limit sequester to for $30-$40 billion $30-$40 billion $30-$40 billion economics Revise economics 6 or 7 months after agreement and adjust GRH targets. GRH targets (illustrative) 167 141 104 70 27 0 Overall Cancel Sequester if Retain current sequester to meet fixed deficit targets with a $10 billion buffer. Agreement fully implemented 1.)/AMT. 2)/ How DONE 44 4 #25B. 23 %02 & 210 + 3B. 23 + EXEMPTION RATES + CAP.GAINS + 150k THT = + 2B. x will Share of Share of hurning SENATOR WILLIAM V. ROTH, JR. SEPTEMBER 26, 1990 OUTLINE ITEM FY 1991 FY 1992 FY 1993 FY 1994 FY 1995 1991-1995 REVENUE ITEMS IRA (w/Rollover) $1.50 $3.40 $3.30 $3.30 $3.30 $14.80 Extension of Current Law Tax Provisions $1.85 $3.04 $2.97 $2.90 $2.81 $13.57 Retiree Health Benefits Rollover $0.20 $0.40 $0.20 $0.00 $0.00 $0.80 SUBTOTAL OF INCREASES $3.55 $6.84 $6.47 $6.20 $6.11 $29.17 SPENDING CUTS Defense $6.00 $17.00 $34.00 $50.00 $69.00 $176.00 Non-Defense Discretionary ($12B off final approp.) $12.00 $13.00 $14.00 $15.00 $16.00 $70.00 Entitlement Changes $6.30 $9.11 $10.54 $13.43 $16.89 $56.27 User Fees $5.49 $1.45 $1.55 $1.36 $1.65 $11.50 Net Interest $1.60 $5.60 $10.50 $16.00 $23.40 $57.10 SUBTOTAL OF CUTS $31.39 $46.16 $70.59 $95.79 $126.94 $370.87 TOTAL $34.94 $53.00 $77.06 $101.99 $133.05 $400.04 SENATOR WM. V. ROTH, JR. PLAN SEPTEMBER 26, 1990 DETAIL OUTLINE ITEM FY 1991 FY 1992 FY 1993 FY 1994 FY 1995 1991-1995 REVENUE ITEMS IRA (w/Rollover) $1.50 $3.40 $3.30 $3.30 $3.30 $14.80 Extension of Expiring Provisions a) Permanent Research & Development Credit ($0.50) ($0.90) ($1.10) ($1.30) ($1.60) ($5.40) b) Educational Assistance Act ($0.23) ($0.33) ($0.35) ($0.36) ($0.37) ($1.63) c) Health Insurance for Self-employed ($0.25) ($0.31) ($0.36) ($0.41) ($0.46) ($1.79) d) Foreign Allocation of R & D ($0.50) ($0.71) ($0.77) ($0.84) ($0.90) ($3.72) e) Mortgage Rev. Bonds & Credit Certificate ($0.01) ($0.05) ($0.14) ($0.24) ($0.33) ($0.77) 1) Airport & Airway Trust Fund Taxes $0.88 $1.56 $1.67 $1.81 $1.99 $7.91 g) IRS User Fees $0.06 $0.06 $0.06 $0.06 $0.06 $0.30 h) Admin. Expense Limits of Private Foundations $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 i) Tax on Deep Seabed Hard Minerals $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 j) Telephone Exclse Tax Extension $1.50 $2.50 $2.70 $2.90 $3.10 $12.70 k) FUTA 0.2% Surtax Extension $0.77 $1.09 $1.12 $1.15 $1.18 $5.31 I) Extension of Leaking Underground Storage Tax $0.13 $0.13 $0.13 $0.13 $0.14 $0.66 Retiree Health Benefits $0.20 $0.40 $0.20 $0.00 $0.00 $0.80 SUBTOTAL OF INCREASES $3.55 $6.84 $6.47 $6.20 $6.11 $29.17 SPENDING CUTS Defense $6.00 $17.00 $34.00 $50.00 $69.00 $176.00 Non-Delense Discretionary ($12 B off final approp.) $12.00 $13.00 $14.00 $15.00 $16.00 $70.00 Agriculture Subsidies a) Reduce Price Supports $1.50 $2.10 $2.40 $3.00 $3.50 $12.50 b) Reduce REA Loan Subsidles $0.07 $0.19 $0.33 $0.43 $0.50 $1.52 Medicare a) Secondary Payer Reform $0.31 $1.27 $1.63 $1.98 $2.33 $7.52 b) Part B Premium Floor 25% $0.00 $0.67 $1.75 $3.13 $4.81 $10.36 c) Rural Hospital Capital at 85% $0.17 $0.21 $0.23 $0.25 $0.27 $1.13 d) Urban Hospital Capital at 75% $1.36 $1.72 $1.88 $2.05 $2.22 $9.23 e) Overvalued Procedures $0.11 $0.18 $0.21 $0.24 $0.26 $1.00 1) Durable Medical Equipment $0.11 $0.20 $0.22 $0.25 $0.27 $1.05 Medicaid a) Eliminate Federal Medicare Match $0.61 $0.66 $0.71 $0.76 $0.81 $3.55 b) Pay Employee Premium if Cost Effective $0.18 $0.22 $0.26 $0.31 $0.97 $1.94 General Government & Postal Service a) Federal Retirement Lump Sum $0.96 $0.72 ($0.06) ($0.07) ($0.07) $1.48 b) Federal Employee Health Program $0.32 $0.37 $0.38 $0.50 $0.42 $1.99 c) Postal Service Indirect Subsidy $0.60 $0.60 $0.60 $0.60 $0.60 $3.00 User Fees a) Customs $0.81 $0.82 $0.84 $0.86 $0.88 $4.21 b) Nuclear Regulatory Commission $0.30 $0.32 $0.33 $0.34 $0.36 $1.65 c) Naval Petroleum Reserve $1.00 ($0.09) ($0.03) ($0.27) ($0.03) $0.58 d) Food & Drug Administration $0.16 $0.16 $0.16 $0.17 $0.17 $0.82 e) Strategic Petroleum Reserve $3.00 $0.00 $0.00 $0.00 $0.00 $3.00 I) Additional User Fees $0.22 $0.24 $0.25 $0.26 $0.27 $1.24 Net Interest $1.60 $5.60 $10.50 $16.00 $23.40 $57.10 SUBTOTAL OF CUTS $31.39 $46.16 $70.59 $95.79 $126.94 $370.87 TOTAL $34.94 $53.00 $77.06 $101.99 $133.05 $400.04 (1) Estimates based on CBO, OMB and JCT figures WILLIAM V. ROTH, JR. COMMITTEES: GOVERNMENTAL AFFAIRS DELAWARE FINANCE 104 HART SENATE OFFICE BUILDING BANKING, HOUSING AND URBAN AFFAIRS TELEPHONE: 202-224-2441 United States Senate JOINT ECONOMIC COMMITTE WASHINGTON, DC 20510 September 26, 1990 Dear Colleague: As the October 1 Gramm-Rudman-Hollings sequester deadline is imminent, I am writing to present to you an alternative to other plans currently under discussion. This five year $400 billion package meets the need for real deficit reduction while providing a better environment for continued economic growth. This plan is designed to break the gridlock in the budget negotiations while saving the American people from a tax increase at a time when the economy is weakening. My plan would drop proposed increases in taxes, reduce the deficit by $400 billion over five years, and would institute several policies to stimulate economic growth, without the proposed cut in the capital gains tax rate. It is straightforward and easy to understand. Though the economy has performed well during this longest peacetime expansion in our history, the pace of growth has slowed lately. Consequently, the economy is especially vulnerable to the implications of a large tax increase. What we need is a budget plan that would enhance economic growth, and generate the job creation, expanded opportunity, and income gains that come with it. This is why I have put together a complete budget package that provides spending restraint and deficit reduction. First, I abandon the budget negotiators' proposed tax increases. Warning signs point to a recession and a tax increase would throw the nation into a recession headfirst. Second, I lay aside a proposed cut in the capital gains tax. Third, I cut the federal deficit by $400 billion over five years, a significant cut, but one which will not have damaging effects on an already weakened U.S. economy. This deficit reduction includes : defense savings of $6 billion in the first year and $176 billion over five years; entitlement savings of $6 billion in the first year and $56 billion over five years; and non-defense discretionary savings of $12 billion in the first year and $70 billion over five years. In addition, my alternative would raise $11.5 billion in new user fees and $29 billion in additional revenues, primarily through a rollover provision in the expanded IRA. Fourth, this alternative expands Individual Retirement Accounts to enhance savings incentives as well as raise federal revenue. In addition, the R&D credit is made permanent and education incentives are broadened to keep our industries competitive and our employment base strong. My plan is balanced and would benefit the economy, instead of undermining it. Deficit reduction would be substantial while incentives would be provided for savings and innovation, boosting economic growth. I urge you to consider this alternative package. Sincerely, Rice William Koth, Jr. 120 119.35 +4 134 134 170. 70. 493.15 423.15 70 493.15 6.85 4; 2.85 IADDL. GSL +1, -72 In VETS, .5. .5 FHA. 94.5 5 AG. ,64 PBGC .64 13, 15:64