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Originally Processed With FOIA(s): FOIA Number: S S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: Donated Historical Materials Collection/Office of Origin: Frieden, Lex, Collection Series: Government Records Subseries: Reference Materials OA/ID Number: 52034 Folder ID Number: 52034-006 Folder Title: Disabled Americans Act [1976-1985] Stack: Row: Section: Shelf: Position: G 5 2 5 6 gook 750.0500 thaphies - Helen Barcelon Design & production Camera ready art & 49 his. work at 15/hr - 735 reduction spec. type, pasted up, - 4/ complex charts r 575 Type setting 30 3 exox/materials $1340 hogo $200 1. meet with client S. 2-3 roughs 3. meet with clint S: meet with client 4. raugh 6. Final drawing 18.4 sizes Id so August 7, 1985 TO: Members, National Council on the Handicapped FROM: Lex Frieden, Executive Director SUBJECT: Draft Topic papers As you know, the primary purpose of the upcoming meeting is to come to closure on the basic approach and recommendations associated with each of the topic areas that were selected by the Council for special emphasis. I'm pleased to report that we have eight completed completed drafts ready for your review at the August meeting: Attendant Services Disincentives to Work Employment (presented here in two parts) a) Transition b) Placement Equal Opportunity Laws Housing Independent Living Transportation As you recall, we did not come to closure on the coordination topic during the last meeting. Staff has been researching the topic further, and is in the process of developing an outline for discussion. It will be ready for you at the meeting. The other outstanding topic paper, the Children's paper, was assigned very late. We enclose a one-page topic description and a chart that describes our approach to this topic. Daring the meeting we will discuss a procedure for reviewing both the Coordination and Children's paper at à later date. se The papers represent a major effort by the Council members and staff. Please review them carefully prior to the meeting. Because of the limited time available to us, the staff will focus their presentations on the recommendations. Therefore, we would appreciate written comments on other aspects of the papers. We are looking forward to the meeting. Thank you for all of your support and assistance in this important effort. Paper presented at July meeting COORDINATING POLICY AND SERVICES: AN ADMINISTRATION ON DISABILITIES? I OVERVIEW There is no comprehensive national policy on disability. A picket-fence array of programs fund specific services for disabled people, resulting in fragmented, disjointed services that often fail to support the efforts of disabled people to function as independently as possible within their communities. The problem has a long and well documented history, stretching back to a "Green Report" prepared in 1971-72 for the Nixon administration that documented major coordination problems. In 1977, the White House Conference on Handicapped Individuals identified many systemic problems in the service delivery system, as evidenced by repeated requests for better information services. These problems were reiterated in the paper on Disincentives (1984) that was prepared by the Council. The extent of concern within the disabled community about the need to find some solutions was reinforced by the forums held by the Council during the past year. The point being made by consumers over the years is the enormous difficulty of obtaining services within their own communities they are shunted from place to place to obtain services for each specific need, and each agency presents a different set of eligibility criteria, purposes and expectations. As a result, it is nearly impossible for the severely disabled individual who needs a range of services to put together a workable support system. Only the most aggressive individuals and provider case workers make it --others suffer burnout and settle for institutional living arrangements, which at least provide stability and reduce run-arounds. The Independent Living Centers have provided many disabled people with the moral support and case management expertise that is needed to maneuver through the system. II LEGISLATION/PROGRAM REVIEW A number of efforts have been made over the years to coordinate policies and services for disabled people. Some of the more notable are listed below. President's Committee on Employment of the Handicapped. PCEH was created in 1949 in response to / Congressional recognition of the need to address the employment needs of handicapped veterans President's Committee on Mental Retardation. PCMR was created in the 1960's in response to the Kennedy Administration's recognition of the need to stimulate the development and coordination of services for mentally retarded individuals. The Developmental Disabilities Office was established by the Developmental Disabilities Assistance and Bill of Rights Act of 1963 (amended in 1970 and 1975). It provides a national focal point for individuals with developmental disabilities within Health and Human Services; its state agencies provide the same service at the state level, as well as developing state plans which attempt to coordinate services for this population. In addition, protection and advocacy services are provided which help assure that every disabled citizen is able to locate and use the services to which they are entitled. Office for Handicapped Individuals. In 197 - OHI was created within HEW to advise the Secretary on the needs, problems, issues and concerns of "handicapped individuals" and to make appropriate recommendations. It was essentially unsuccessful. Administration for Handicapped Individuals. In 1978, Arabella Martinez, the Assistant Secretary for Human Development, proposed an administrative reorganization within HEW which pulled together the Rehabilitation Services Administration, the Developmental Disabilities Office, the President's Committee on Mental Retardation, Office for Handicapped Individuals and the Architectural and Transportation Barriers Compliance Board. The new Administration for Handicapped Individuals died a quiet death when RSA and Special Education were moved to the Department of Education. White House Advisor. As a direct result of WHCHI recommendations, an advisory position was created in the White House. = The influence and impact of the position, which is ow held by a Senior Staff Member in the Office of Policy Development in the Executive Office of the President, depends on the political expertise and ability of the incumbent. The National Council on the Handicapped was created in the 1978 Amendments to the Rehabilitation Act as a direct result of WHCHI recommendations. Federal interagency committees on disability topics COME and go. In general, their function is limited to information sharing, whatever the language used in their tement of purpose. Administration on Aging. An Administration on Disabilities has been proposed repeatedly over the years as a solution to the coordination problems. A working model is in place--the Older Americans Act created an Administration on Aging that provides a focal point for issues of concern to elderly persons. The implementation is: we Act hasresulted in increased interest, programs and funding in the aging field. The Administration on Aging has a unique network of 57 State and some 700 area agencies that provide statewide planning and social services at the local level, including multi-purpose senior centers with information and referral services. Some of these area agencies are very effective conduits for local public and private sector networking and community action activities. III GAPS IN LEGISLATION AND PROGRAM No single agency at the Federal, State or local level has a mandate to respond to the "whole" disabled person. Services have grown up piecemeal, as Congress responds to society's recognition of a "worthy" need. IV POSSIBLE SOLUTIONS A. implementation Requirements During the preparation of this paper, we talked with a number of knowledgeable people about the success of the Older American's Act. They emphasized a number of points which they considered critical to the effectiveness of the Order American's Act: 11 Program funds are needed to provide leverage for the development of meaningful national, state and local policy and service coordination efforts. Although the Administration on Aging has a budget of nearly $1 bilion, it is not enough to provide leverage aginst its much larger sister agencies-- HCFA, the Social Security Administration, Maternal and Child Health or NIH. AoA's nutrition program has provided some leverage at the local level, however, and many area agencies have attracted additional funding. 3 Current restrictions on funding may provide the largest single impetus to ccordinative action, since programs are increasingly finding it difficult to fund services to their constituencies at past levels. For instance, AoA recently negotiated an agreement with EPA that retired older Americans will be hired to assist with chemical cleanup activities. Current service providers such as the VR agencies and the Independent Living Centers--must be included in the development process, since their resistance at the state and local level could kill new proposals. Of course, these agencies also represent the largest available resource. A ground swell of local support was instrumental in passing and maintaining the Older American's Act. The strength of the Older American's Act is grounded in the services and activities of the area agencies on aging. They have great flexibility in their organization and functions. As a result, there is tremendous variation in the range of activities, and area agencies are able to coordinate local resources in a variety of ways. One direct result is that for every #1 of Federal funding, $2 is obtained from state and local sources. (Conroy, 5/21) = A variety of sites serve as area agencies on aging--about one third are located in private nonprofit organizations, one third in regional Council of Governments, and one third within public agencies. This flexibility allows State and local politicians to receive credit for the good things that happen, which in turn leads to increased and ongoing community support. Private sector involvement at both the national and local levels has contributed greatly to aging programs--the private sector doesn't need so much time-to review, consider and write about initiatives. For instance, AOA is currently implementing an agreement with other Federal agencies and private sector organizations that will-encourage builders to incorporate accessibility features into new and remodeled housing. The Federal Council on Aging has been instrumental in supporting the repeated 4 reauthorization of the Older American's Act because of its ability to provide both the Administration and Congress with information about the needs of the aging population from the consumer's perspective. In particular, Congress relies very heavily on testimony from individual Council members and on studies conducted by the Council on sensitive topics. B. Possible Functions National Level Provide a focus point and increased visibility for the needs and concerns of disabled people, including the needs of special populations. Serve as an advocate within the federal bureaucracy for disabled people. 1 Establish national policy objectives for disabled people that support a continuum of services that are individualized, community based, provided in the least restrictive environment and encourage independence. Coordinate planning and policy for all programs serving disabled people; monitor the implementation and impact of these policies at the state and local levels. Establish a national information clearinghouse with comprehensive resource materials on disabilities and existing service Fesources. A small version, the Clearinghouse for the Handicapped, in the Department of Education's Office of Special Education and Rehabilitations Services, was recently discontinued. Involve the private sector in coordinative planning, since the private sector has the vitality and flexibility to get things done. Develop service standards and guidelines Require and coordinate multi-disciplinary training for professionals providing services to handicapped persons Coordinate the active involvement of disabled people or their advocates in national policy-making organizations 5 State Level Develop and monitor the implementation of State policies Coordinate the implementation of Federal programs at the state level and distribute and monitor the use of Federal funds at the local level provide protection and advocacy services modeled after those provided by DD Support the development of a network of information and referral centers throughout the state Local Level Provide a local focal point and advocacy for community-based services Assemble local private and public sector support for community services such as supported work opportunities, housing for disabled people, etc. Provide services (assuming that funding is available) , such as: Information and referral Case management Employment center (job club, job register, supported work, etc.) Peer counselling Social opportunities Local transportation services C. Possible Coordinative Mechanisms Administration on Disabilities An Administration on Disabilities would provide a national focal point for disability policy. Placement of an Administration on Disabilities within Health and Human Services would automatically focus the new Administration on health and social services. The new administration would have peer and sister status with some of the primary programs providing services for disabled people: the Social Security Administration, the Health Care Finance Administration, the National Institutes of 6 Health, Maternal and Child Care, and the Alcohol, Drug Abuse and Mental Health Administration (ADAMHA). The following agencies and organizations might be pulled together to form an Administration on Disabilities: Rehabilitation Services Administration, which could continue its present role or become an adult services agency for all disabled people, with rehabilitation services being one of its primary services The National Institute of Handicapped Research, which would retain its research mandate but might change its focus. For instance, it could focus on research applications which support functional life activities and local communities ability to provide a continuum of individualized support services. The President's Committee on Mental Retardation Developmental Disabilities Office, which would provide the Administration with a model and experience in state planning and protection and advocacy. DD could provide an operating base for protection and advocacy services for all disabled people, or perhaps it might become an Office for Disabled Children. The President's Committee on Employment of the Handicapped and Special Education Programs could be folded into a new Administration, but they might retain greater etfectiveness by maintaining their strong linkages with the Labor Department (PCEH) and the Department of Education (SEP). THe ATBCB currently is an independent agency, and it might prefer to retain this hard-won status Pros: This colocation of agencies within a single administration should provide a focal point for disability policy and a means for coordinating at least the programs within the new administration. It should stimulate interdepartmental information exchange within the Federal government. Cons: There is little evidence that the colocation of agencies at any level in the system actually results in better coordination of services great deal of persuasive and administrative energy is also required: 7 witness the current extent of coordination between SEP and RSA. Although a single focal point has theoretical value, there is little evidence of its practical merit Adherents of the individual agencies probably will not consider gaining a focal point to be a great enough incentive to yield any control over "their" agency--and the opposition of groups with a vested interest can kill such a proposition. One person who is knowledgeable about the DD consortium (D.C. based) maintains that that group would fight any change in the status of PCMR and DD Current administrators (e.g., within the Department of Education) may look with E jaundiced eye upon any loss of programs Other agencies may regard the new AoD as solving all of the problems of disabled people, and SO relinquish responsibility for serving this population Interagency Committee A legislatively-mandated interagency committee could be formed, using ATBCB as a model it has high-ranking adminstrator and public membership, including several disabled consumers. However, ATBCB has a very specific focus which gives it strength. It is unlikely that a new interagency committee would have as strong 3 sense of purpose An Adult Services Agency Recommendations from the White House Conference on Handicapped Individuals and the Council's Forums indicate that most disabled people and their advocates are looking for a more responsive service delivery system at the local level. Since it would be most difficult to create a completely new agency, perhaps the most logical approach is to convert RSA and the VR agencies into adult service agencies. Local adult service agencies could serve as a focal point for disability issues within the community and : like the area agencies on aging, could provide the nucleus for a broad range of services that combine public and private sector resources. Such an agency should be modeled after ApA's state and local agencies on aging, in that they would emphasize great flexibility of structure and purpose at the local level, and would encourage innovative service arrangements that combine public and private sector resources. The agency would serve all disabled people. It would provide a core of services for all disabled adults--e.g., information and referral services and 8 perhaps employment referrals and counselling. It could disp provide specialized services for special populations-- e.g. , vocational rehabilitation services for lighble clients and case management services for severely disabled people. Probably a parellel agency should be established to serve the needs of disabled children and their parents. To assure the responsiveness of such an agency to the state and local operating environment and consumer needs, state and even local advisory committees could be manuated in the legislation to provide policy guidance to each agency. NCH could provide that guidance for the Federal agency. Pros: The Rehabilitation Act is in place, and could be relatively easily modified to support a major change in function and focus. Such a change would rejuvenate the VR system, provide a logical placement for needs assessment and planning, and provide the VR system with an opportunity to radically change its services and image within the community. A working model is in place (State and Area Agencies on Aging), and an interagency agreement should allow the agency to make use of (borrow formats, adapt, use as models, etc. ) the many materials and guidelines that have been developed for use with the Area Agencies on Aging. Cons: Disabled people reportedly have a low level of trust and respect for rehabilitation agencies, and disabled consumers may not support such a proposal RSA and the VR agencies are well established, and it would be difficult to change the system to respond to an entirely new set of goals and purposes. Extensive reordering of the entire system would be required Such an agency would provide and coordinate medical and social services, and so should not be located in the Department of Education, which might resist such a change V. POSSIBLE TOPIC DEVELOPMENT STRATEGY Present topic to ACCD, DD consortium "round table", other interested organizations; constilt with interested congressional staff. VI. SOURCES OF EXPERTISE/MAJOR STUDIES AND REPORTS Summary of Existing Legislation Relating to the Handicapped 9 Review of relevant legislation WHCHI and NCH reports and recommendations "Fugitive" studies and documents on coordination and advocacy--paper on coordination prepared for WHICHI, description of administrative proposal for an Administration on Handicapped People Interviews with knowledgeable individuals (limited to date because of the political nature of this topic) VI SOURCES OF EXPERTISE/MAJOR STUDIES AND REPORTS Summary of Existing Legislation Relating to the Handicapped Review of relevant legislation WHCHI and NCH réports and recommendations "Fugitive" studies and documents on coordination and advocacy--paper on coordination prepared for WHCHI, description of administrative proposal for an Administration for Handicapped People Interviews with knowledgeable individuals (limited to date because of the politically-charged nature of this topic) 10 BD #1 Doc. 4 ADMINISTRATION ON DISABILITIES OVERVIEW In 1977, Arabella Martinez, then Assistant Secretary for Human Devel- opment Services in the former Department of Health, Education and Welfare, took administrative action to create a new Administration for Handicapped Individuals with responsibility for the Rehabilitation Services Administra- tion, the Developmental Disabilities Office, the Office for Handicapped Individuals, the President's Committee on Mental Retardation, the Architec- tural and Transportation Barrier's Compliance Board, and the White House Conference on Handicapped Individuals. The newly created Administration was around for some time, but was never announced in the Federal Register. It died a quiet death mourned only by those who had recognized its potential as a Federal focus and coordinating structure in the disability field. Since then the Office for Handicapped Individuals and the White House Conference on Handicapped Individuals have disappeared. The Architectural and Transportation Barriers Compliance Board is now a free-standing Federal agency. A new entity, the National Institute of Handicapped Research, was created in 1978. The Administration on Aging's successful mobilization of interest, programs and funding in the aging field is a model for the disability field. The Administration on Aging has a unique network of State and area agencies that provide statewide planning and provide social services at the local level, including multi-purpose senior centers with information and referral services. The estimated outlay for this program in 1984 was $240,869,000. The closest the disability field has come to this setup is the Administration on Developmental Disabilities, which was created in 1980. It works with a network of state planning councils which coordinate services for developmentally disabled persons. POSSIBLE RECOMMENDATIONS Restructuring the existing administration of programs would take some effort. If the Office of Special Education stays in the Department of Education, special efforts would have to be made to link it with an Admin- istration on Disabilities in HHS in order not to lose the tenuous connections with the Rehabilitation Service Administration which have been built on the insistence of Mrs. Will, Assistant Secretary of Special Education and Rehabilitative Services. Gains would be made by incorporating the Adminis- tration on Developmental Disabilities and by formalizing interdepartmental access to and thereby improved chances for coordination among the Maternal and Child Health Services' Crippled Children Services in the Bureau of Health Care Delivery Assistance, the Social Security Administration (SSDI and SSI programs), the Health Care Financing Administration (Medicare and Medicaid), the National Institutes of Health, the Alcohol and Drug Abuse and Mental Health Administration. EY A network of state and area offices on disabilities would improve coordination of services on the state and local level. Some entities on which such a network could be built are in place: the state level has DD Planning Councils and Protection and Advocacy Offices; the local level has Independent Living Centers, which are already in the business of advocacy, information provision and services. Disabled persons across the nation have wanted a one-stop contact point in Washington for a long time. Although an Administration on Disabil- ities would not solve all their problems, it would have better visibility than OSERS and would provide broader coverage of the disability field. Its business would be to link people with services and it could revive the defunct Clearinghouse on the Handicapped. Such a Clearinghouse would have ready-made outlets and dissemination channels in the state and area offices on disabilities, and thereby improve information supply by a quantrum leap.* * NCH Policy #7. 28 7/31 Helga both ELC ROTH Thoughts on an Administration on Disabilities Cabinet - level position: The present structure of existing departments militatesagainst such a concept. Federal departments and agencies are mission and task oriented not "population served"oriented e.g. education, housing, labor, transportation, environment etc. The rationale behindit is probably that this allows programs to be developed aroundthe mission and development of "experts" in these program areas. The drawback is of course the segmentation of needs which has often:been decried. Administration on Disabilities: In the Department of Health and Human Services there are already several Administrations(on an Assistant Secretary level) to focusion what is called "vulnerable" populations: children, youth andfamilies; the aged, native Americans . An Administration on Disabilties would fit into thispattern. The greatest problem would be what to do with the Office of Special Education which has always been in the larger context of education. The Rehabilitation Service Administration certainly fits HHS better than education andso doesthe NIHR. Developmental Disabilities : The strong lobby on Developmental Disabilties has insured the survival of this office andits elevation to an Administra- tion on DD. The integrity of the DD programs:would have to guaranteed in an Administration on Disabilities by a separate office on an equal level with RSA, NIHR. Inspite of the special needs of :the DD population there are many more communalities with the needs of the disabled popula- tion at large. If the Administration on Disability is supposed to be a "coordinator" of disability programs ,the concerns ofthe DD population has to be part of it. page 2 ELG ROTH Coordination : The original mission of the Office of Handicapped Individuals (created by the Rehab Act of 1973) was coordination of programs for the disabled. It failed and disappeared. It failed because it was unable to rapidly accumulate knowledge of Federal programs (it had a contractor labor over a compilation for a year or more) , it did nothave the analytical brain power among itsstaff to pinpoint coordination needs and to select those which contained some measure of possible success ,would have been politically feasible, and provide some payoff in thefield . But some progress has been made since 1977. Information on legislation and on existing programs is now available but needs to be digested and prioritized. An Administration on Disabilities needs to build good contacts to disability programs not under its control to be aware at all timesof developments and to be able to voice the desiresof the disabled community at large. To do the latter equally good links and communication channels have to bebuilt to the private sector disability organizations and advocates. A great deal of policy relevant literature has been created since 1977 and needs to be collected and analyzed. The NIHR has made a few attempts to broaden its perspectives and look at the disability field in toto and not merely through the fractionated lenses of its R&T centers. Economics of Disabilities has been recognized as a major policy relevant issue and a conference is in the offing. But will there be an impact of such a conference? - Under past leadership the NIHR was much too absorbed in becoming a research administering body and within the contraints of OSERS/had very little opportunity to influence policy. page 3 AELG ROTH Coordination on the state level: there is an obvious lack of a lead program for the disabled on the statelevel which could or would concern itself with coordination among the many state level agencies involved with the disabled. Federal moves for coordination such as between Special Education and Vocational Rehabilitation (puhsed by Mrs. will) are often not followed or adopted at the state level. The richest experience available in the states for coordination rests with the DD Councils and their state administering counterparts since part of the DD legislation revolves around coordination of services. But if and how these coordination efforts spill over to the broader disability field is another question. At the time of the White House Conference in 1977 there were state-level entities in the disability field. Some have survived, many fell into disrepair since there were no Federal directives or Federal money available . Some became Governor's offices on disability or other advocacy units. An Administration on Disability could follow themodel ofthe Aging Administration and create a similar network of state and area offices on disability which should be moderately funded. These offices could build on the existing Inde- pendent Living Center and/or the Advocacy and Protection Offices for the Developmentally Disabled which have already a knowledgeable staff. Such a network of state and area Offices on Disability would offer close links to state and local constituencies, andprovide a ready-made outlet for Federal information for the consumer. Their perspectives of needs and program success andfailures wouldbe invaluable to the Administration on Disabilities.