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29
4
United States
Policy, Planning,
EPA-230-05-89-050
Environmental Protection
And Evaluation
December 1989
Agency
(PM-221)
EPA
The Potential Effects
Of Global Climate Change
On The United States
Printed on Recycled Paper
THE POTENTIAL EFFECTS OF
GLOBAL CLIMATE CHANGE
ON THE UNITED STATES
REPORT TO CONGRESS
Editors: Joel B. Smith and Dennis Tirpak
United States Environmental Protection Agency
Office of Policy, Planning and Evaluation
Office of Research and Development
December 1989
TABLE OF CONTENTS
Page
Foreword
xxi
Acknowledgments
xxiii
EXECUTIVE SUMMARY
XXV
CHAPTER 1: INTRODUCTION
1
CONGRESSIONAL REQUEST FOR REPORTS
1
GOALS OF THIS REPORT
2
Sensitivities
2
Direction and Magnitude
2
Linkages
2
National Impacts
2
Regional Impacts
3
Uncertainties
3
Policy Implications
3
Research Needs
3
STRUCTURE OF THE ANALYSIS
3
Important Systems
3
Regional Case Studies
3
National Studies
4
ANALYTIC APPROACHES
4
PROCESS FOR CONDUCTING THIS REPORT
4
Step 1: Initial Scoping of the Report
4
Step 2: Preparatory Workshops
5
Step 3: Identification of Potential Projects
5
Step 4: Reviews of Proposals
5
Step 5: Planning and Integration
5
Step 6: Analysis
5
Step 7: Preliminary Project Review
5
Step 8: Project and Report Peer Review
5
STRUCTURE OF THIS REPORT
6
RELATIONSHIP TO CURRENT NATIONAL AND INTERNATIONAL ACTIVITIES
6
National Research and Policy Activities
6
International Activities
6
REFERENCES
7
CHAPTER 2: GLOBAL CLIMATE CHANGE
9
THE CLIMATE SYSTEM
10
CLIMATE FORCINGS
12
Greenhouse Gases
12
Carbon Dioxide (CO₂)
12
Methane (CH₄)
13
Chlorofluorocarbons (CFCs)
13
Nitrous Oxide (N₂O)
15
Ozone (O₃)
15
Solar Variations
15
Volcanoes
15
Tropospheric Aerosols
16
Surface Properties
16
V
Quality of the Human Environment
87
Recreation
87
Wood Products
87
FOREST POLICY AND CLIMATE CHANGE
88
How Much Land Should Be Forested?
88
How Much Should Be Withdrawn From Timber Production?
88
How Should We Manage Federal Forests?
89
How Can We Ensure National Goals?
89
Reforestation
89
Who Should Pay?
90
RESEARCH NEEDS
90
Effects of Climate Change
90
Methods
90
Forest Management
91
Timing of Research
91
REFERENCES
91
CHAPTER 6: AGRICULTURE
93
FINDINGS
93
Crop Yields
93
Economic Impacts
93
Irrigation Demand
94
Agricultural Pests
94
Farm-Level Adjustments
94
Livestock Effects
94
Policy Implications
94
SENSITIVITY OF AGRICULTURE TO CHANGES IN CLIMATE
94
PREVIOUS STUDIES OF CLIMATE CHANGE AND AGRICULTURE
96
CLIMATE CHANGE STUDIES IN THIS REPORT
97
Structure of and Rationale for the Studies
97
Variability
99
Timing of Effects
99
RESULTS OF AGRICULTURAL STUDIES
100
Regional Crop Modeling Studies
100
Design of the Studies
100
Limitations
100
Results
100
Implications
102
Regional and National Economics Study
102
Study Design
103
Limitations
103
Results
104
Implications
106
Demand for Water for Irrigation
107
Irrigation Requirements in the Great Plains
107
Water Resources for Agriculture in California
108
Implications for Demand for Irrigation Water
109
Direct Effects of CO₂ on Crops
109
Climate Impacts on Pest-Plant Interactions
110
Study Design and Results
110
Limitations
111
Implications
111
Effects of Climate Change on Water Quality
111
Study Design
111
Limitations
111
viii
Results
111
Implications
111
Climate Variability
112
Farm-Level Management Adjustments to Climate Change
113
Study Design
113
Results
113
Implications
113
Livestock
114
Design of Studies
114
Limitations
114
Results
114
Implications
115
ECONOMIC AND ECOLOGICAL IMPLICATIONS OF AGRICULTURAL STUDIES
116
Costs and Timing of Adjustment
116
Effects of CO,
116
Environmental Quality
116
Global Agriculture
117
POLICY IMPLICATIONS
117
Commodity Policies
117
Land-Use Programs
117
Water-Resource Management Programs
118
Water Quality Policy
118
Risk Management and Drought Policy
118
International Trade Agreements
118
Agricultural Contributions to the Greenhouse Effect
118
Agricultural Research
119
RESEARCH NEEDS
119
REFERENCES
120
CHAPTER 7: SEA LEVEL RISE
123
FINDINGS
123
Policy Implications
123
CAUSES, EFFECTS, AND RESPONSES
124
Causes
124
Effects
125
Destruction of Coastal Wetlands
125
Inundation and Erosion of Beaches and Barrier Islands
126
Flooding
127
Saltwater Intrusion
127
Responses
127
HOLDING BACK THE SEA: A NATIONAL ASSESSMENT
128
STRUCTURE OF STUDIES FOR THIS REPORT
129
SCENARIOS OF SEA LEVEL RISE
130
RESULTS OF SEA LEVEL STUDIES IN THIS REPORT
131
Loss of Coastal Wetlands and Dryland
131
Study Design
131
Limitations
132
Results
132
Costs of Defending Sheltered Shorelines
133
Study Design
133
Limitations
134
Results
134
Case Study of the Value of Threatened Coastal Property
136
Study Design
136
Limitations
136
ix
CLIMATE CHANGE STUDY IN THIS REPORT
189
Study Design
189
Limitations
190
Results
191
SOCIOECONOMIC AND ENVIRONMENTAL IMPLICATIONS
194
POLICY IMPLICATIONS
196
RESEARCH NEEDS
196
REFERENCES
197
CHAPTER 11: AIR QUALITY
199
FINDINGS
199
RELATIONSHIP BETWEEN CLIMATE AND AIR QUALITY
200
Ventilation
200
Circulation
200
Precipitation
200
PATTERNS AND TRENDS IN AIR QUALITY
201
Total Suspended Particulates
201
Sulfur Dioxide
201
Ozone
202
Acid Deposition
202
STUDIES OF CLIMATE CHANGE AND AIR QUALITY
202
Climate Change and Its Interactions with Air Chemistry
205
Effect of Climate Change on Ozone Formation
205
MODELING STUDY OF CLIMATE AND AIR QUALITY
210
Study Design
210
Limitations
210
Results
211
Central California Study
211
Midwest and Southeast Study
211
Population Exposure
213
ECONOMIC, ENVIRONMENTAL, AND ECOLOGICAL IMPLICATIONS
213
Ozone
213
Acid Rain
215
POLICY IMPLICATIONS
216
RESEARCH NEEDS
216
REFERENCES
217
CHAPTER 12: HUMAN HEALTH
219
FINDINGS
219
CLIMATE-SENSITIVE ASPECTS OF HUMAN HEALTH
219
General Mortality and Illness
220
Cardiovascular, Cerebrovascular, and Respiratory Diseases
221
Vector-Borne Diseases
222
Human Reproduction
222
POTENTIAL HUMAN HEALTH EFFECTS OF CLIMATE CHANGE
222
General Mortality
223
Cardiovascular, Cerebrovascular, and Respiratory Diseases
225
Vector-Borne Diseases
226
Tick-Borne Diseases
227
Mosquito-Borne Diseases
227
Other Diseases
231
SOCIAL AND ECONOMIC IMPLICATIONS
232
POLICY IMPLICATIONS
233
xii
RESEARCH NEEDS
233
REFERENCES
235
CHAPTER 13: URBAN INFRASTRUCTURE
237
FINDINGS
237
Northern and Southern Cities
237
Coastal Cities
237
Water Supply and Demand
237
Policy Implications
237
RELATIONSHIP BETWEEN URBAN INFRASTRUCTURE AND CLIMATE
238
PREVIOUS CLIMATE CHANGE STUDIES ON URBAN INFRASTRUCTURE
239
URBAN INFRASTRUCTURE STUDY IN THIS REPORT
239
RESULTS OF THE INFRASTRUCTURE STUDY
240
Impacts on Miami, Cleveland, and New York City
240
Study Design
240
Limitations
240
Results and Implications
240
Implications Arising From Other EPA Studies in This Report
245
RESULTS OF RELATED STUDIES
245
Metropolitan Water Supply
245
Washington, DC
245
New Orleans
246
New York City
246
Tucson
246
IMPLICATIONS FOR URBAN INFRASTRUCTURE
246
Water
246
Drainage and Wastewater Systems
246
Coastal Defenses
247
Roads
247
Bridges
247
Mass Transit
247
Electricity and Air-Conditioning
247
POLICY IMPLICATIONS
247
Investment Analysis Methods
247
Water Supply
248
Infrastructure Standards
248
RESEARCH NEEDS
248
REFERENCES
248
CHAPTER 14: CALIFORNIA
251
FINDINGS
251
Water Resources
251
Wetlands and Fisheries
251
Agriculture
252
Natural Vegetation
252
Air Quality
252
Electricity Demand
252
Policy Implications
252
CLIMATE-SENSITIVE RESOURCES OR CALIFORNIA
252
Current Climate
253
Water Resources
253
Water Distribution
253
Flood Control and Hydroelectric Power
256
Sacramento-San Joaquin River Delta
256
Commerce
256
xiii
Agriculture
256
Forestry
256
Natural Vegetation
257
Wetlands
257
Wildlife and Fisheries
257
Recreation and Nature Preservation
257
PREVIOUS CLIMATE CHANGE STUDIES
257
Forests
257
Water Resources
258
CALIFORNIA STUDIES IN THIS REPORT
258
Analyses Performed for This Study
258
CALIFORNIA REGIONAL CLIMATE CHANGE SCENARIOS
260
RESULTS OF THE CALIFORNIA STUDIES
262
Hydrology of Catchments in the Central Valley Basin
262
Study Design
262
Limitations
262
Results
262
Implications
263
Water Resources in the Central Valley Basin
264
Study Design
264
Limitations
264
Results
264
Implications
265
Salinity in San Francisco Bay
266
Study Design
266
Limitations
266
Results
267
Implications
267
Wetlands in the San Francisco Bay Estuary
268
Study Design
268
Limitations
268
Results
268
Implications
269
California Agriculture
269
Study Design
270
Limitations
270
Results
270
Implications
271
Regional Implications of National Agriculture Changes
273
Results
273
Water Quality of Subalpine Lakes
273
Study Design
273
Limitations
273
Results
273
Implications
273
Summary of Effects on Water Resources
274
Vegetation of the Sierra Nevada
275
Study Design
275
Limitations
275
Results
276
Implications
276
Electricity Demand
277
Results
277
Implications
278
Air Pollution
278
Results
278
xiv
Implications
278
POLICY IMPLICATIONS
278
Water Supply and Flood Control
278
Approaches for Modifying the Water Resource System
279
Options for Allocating Water Shortages
280
Sacramento-San Joaquin River Delta
280
Delta Island Land Use
280
Water Quality of the San Francisco Bay Estuary
281
Water Quality of Freshwater Systems
281
Terrestrial Vegetation and Wildlife
282
Agriculture
282
Wetland Vegetation and Fisheries
283
Shoreline Impacts of Sea Level Rise
283
Energy Demand
283
Air Quality
283
REFERENCES
284
CHAPTER 15: GREAT LAKES
287
FINDINGS
287
Lakes
287
Water Quality and Fisheries
287
Forests
288
Agriculture
288
Electricity Demand
288
Policy Implications
288
CLIMATE-SENSITIVE NATURAL RESOURCES IN THE GREAT LAKES REGION
289
Current Climate
289
The Lakes
290
Lake Regulation
290
Climate-Sensitive Uses of the Lakes
290
Climate and Water Quality
291
Fluctuating Lake Levels
291
Land Around the Lakes
292
Land Uses
292
PREVIOUS CLIMATE CHANGE STUDIES
292
GREAT LAKES STUDIES IN THIS REPORT
293
Direct Effects on Lakes
294
Impacts of Lake Changes on Infrastructure
294
Water Quality
294
Forests
294
Agriculture
295
Energy
295
Policy
295
GREAT LAKES REGIONAL CLIMATE CHANGE SCENARIOS
295
RESULTS OF THE GREAT LAKES STUDIES
296
Lakes
296
Lake Levels
296
Effects of Lower Lake Levels
299
Ice Cover
300
Shipping
302
Water Quality
304
Thermal Structure of Southern Lake Michigan
304
Eutrophication of the Lake Erie Central Basin
305
Fisheries
306
XV
Forests
309
Potential Range Shifts
309
Transitional Effects
309
Forest Migration
311
Implications of Forest Studies
311
Agriculture
312
Crop Yields
313
Regional Shifts
314
Adjustments by Illinois Corn Producers
315
Electricity Demand
316
Study Design
316
Results
316
Implications
316
POLICY IMPLICATIONS
316
Water Supply Issues
317
Lake Regulation
317
Withdrawals
317
Shipping
317
Pollution Control
317
Fisheries
317
Land Use
318
Shorelines
318
Forestry
318
Agriculture
318
Demographic Shifts
318
REFERENCES
319
CHAPTER 16: SOUTHEAST
323
FINDINGS
323
Agriculture
323
Forests
323
Water Supplies
323
Sea Level Rise
324
Marine Fisheries
324
Electricity Demand
324
Policy Implications
324
CLIMATE AND THE SOUTHEAST
325
CLIMATE-SENSITIVE RESOURCES OF THE SOUTHEAST
325
Water Resources
325
Estuaries
326
Beach Erosion and Coastal Flooding
327
Agriculture
327
Forests
327
Indoor and Outdoor Comfort
328
PREVIOUS STUDIES OF THE IMPACTS OF CLIMATE CHANGE ON THE
SOUTHEAST
328
Flooding
328
Wetlands
329
Infrastructure
329
CLIMATE CHANGE STUDIES IN THIS REPORT
329
SOUTHEAST REGIONAL CLIMATE CHANGE SCENARIOS
331
RESULTS OF SOUTHEASTERN STUDIES
333
Coastal Impacts
333
Coastal Wetlands
333
Total Coastal Land Loss
334
xvi
Cost of Protecting Recreational Beaches
334
Cost of Protecting Calm-Water Shorelines
335
Tennessee Valley Authority Studies
335
TVA Modeling Study
335
Limitations
337
Results
337
Tennessee Valley Policy Study
338
Studies of the Impacts on Lake Lanier and Apalachicola Bay
339
Lake Lanier
340
Apalachicola Bay
342
Agriculture
346
Crop Modeling Study
346
Shifts in Production
348
Agricultural Pests
348
Implications of Agriculture Studies
348
Forests
350
Potential Range Shifts
350
Transitional Effects
350
Electric Utilities
352
COASTAL LOUISIANA
352
POLICY IMPLICATIONS
354
Agriculture and Forests
354
Water Resources
354
Impacts of Wetter Climate
354
Impacts of Drier Climate
354
Is Current Legislation Adequate?
355
Estuaries
355
Beach Erosion
356
REFERENCES
357
CHAPTER 17: GREAT PLAINS
359
FINDINGS
359
Agriculture
359
Ogallala Aquifer
359
Water Quality
359
Electricity Demand
359
Policy Implications
359
CLIMATE-SENSITIVE RESOURCES IN THE GREAT PLAINS
360
Dryland Agriculture
362
Irrigated Agriculture
362
Water Quality
363
Electricity Demand
363
PREVIOUS CLIMATE IMPACT STUDIES
363
GREAT PLAINS STUDIES IN THIS REPORT
364
GREAT PLAINS REGIONAL CLIMATE CHANGE SCENARIOS
364
RESULTS OF THE GREAT PLAINS STUDIES
366
Crop Production
366
Study Design
366
Limitations
366
Results
366
Implications
368
Agricultural Economics
368
Results
369
Implications
369
xvii
Irrigation
370
Study Design
370
Limitations
370
Results
370
Implications
371
Water Quality
371
Study Design
372
Results
372
Implications
372
Livestock
373
Electricity Demand
373
Results
373
Implications
374
CLIMATE CHANGE AND THE OGALLALA AQUIFER
374
POLICY IMPLICATIONS
374
Land-Use Management
375
Water Resource Management
375
Risk Management
376
REFERENCES
376
CHAPTER 18: RESEARCH NEEDS
379
RELATIONSHIP BETWEEN POLICY AND SCIENCE
379
RESEARCH AND ASSESSMENT NEEDS IN THE SOCIAL SCIENCES
381
Institutional Response to Climate Variability and Climate Change
381
RESEARCH AND ASSESSMENT NEEDS IN THE NATURAL SCIENCES
382
Climate System
383
Research Scales
383
Socioeconomic Impacts
383
Data
383
Objectives of Federal Global Change Program
383
Three Major Scientific Objectives
385
THE ROLE OF EPA IN POLICY AND SCIENTIFIC RESEARCH
385
IMPACT ASSESSMENT METHODOLOGY
386
REFERENCES
388
CHAPTER 19: PREPARING FOR CLIMATE CHANGE
389
WHEN IS A RESPONSE WARRANTED?
389
Strategic Assessments
389
Decision-Oriented Assessments
390
Program-Oriented Assessments
390
Problem-Oriented Assessments
390
Criteria for Choosing a Strategy
390
EXAMPLE RESPONSES FOR ADAPTING TO GLOBAL WARMING
393
No Immediate Action
394
Reservoir Operating Rules
394
Choice of Crops
394
Anticipatory Action
394
Modifying Ongoing Projects to Consider Climate Change
394
Undertaking New Projects Primarily Because of Future Climate Change
395
Planning: Changing the Rules of the Game
396
Land Use
396
Water Allocation
398
xviii
Research and Education: Increasing Our Understanding
398
Research and Development
398
Education
398
AUTHORS
401
CONTRIBUTING INVESTIGATORS AND PROJECTS
403
CONGRESSIONAL REQUEST FOR REPORT
411
APPENDICES
A: WATER RESOURCES
B: SEA LEVEL RISE
C: AGRICULTURE
D: FORESTS
E: AQUATIC RESOURCES
F: AIR QUALITY
G: HEALTH
H: INFRASTRUCTURE
I: VARIABILITY
J: POLICY
xix
FOREWORD
I am pleased to transmit the attached Report to Congress: The Potential Effects of Global Climate
Change on the United States. This report, written in response to a congressional request in the Fiscal Year 1987
Continuing Resolution Authority to prepare two reports on climate change, focuses on the health and
environmental effects of climate change. A second draft report, Policy Options for Stabilizing Global Climate,
is being revised in preparation for delivery to Congress.
This report is one of the most comprehensive published studies of the potential impacts of the
greenhouse effect. It examines national effects and, more specifically, impacts on four regions of the United
Statees: California, the Great Lakes, the Southeast, and the Great Plains. Fifty studies conducted by
government, academic, and consulting scientists to examine impacts are included. EPA provided common
scenarios of climate change to the scientists for use in their analyses. This report is an overview of the results
of those studies.
I invite you to carefully read the Executive Summary and the chapters that follow. Although it is difficult
to summarize such a large and comprehensive project in a few words, it is fair to say that climate change could
lead to significant changes in many ecological and socioeconomic systems. The environmental impacts of a
relatively rapid climate change may be particularly acute. Sea level rise could lead to the loss of many coastal
wetlands, while a rapid warming could reduce the populations of many plants and animals and, in some cases,
lead to extinction of species.
The socioeconomic effects, especially on a regional scale, also may be quite important. Significant
expenditures may be needed for such measures as protecting areas from sea level rise, building dams and
reservoirs for flood and drought protection, modifying infrastructure, and adding electricity capacity.
I urge caution in interpreting the results of these studies. Since we cannot predict regional climate
change or extreme events such as hurricanes or droughts, we cannot predict impacts. The work done for this
study was based on scenarios of climate change and is indicative of what could occur in the future. So, too, this
work does not identify all of the impacts of climate change, the interactions, or the economic damages that could
result.
In examining a study such as this, there is often a temptation to identify "winners" and "losers." One
must be careful in drawing such conclusions. The scenarios are based on a certain point in time (when carbon
dioxide levels have doubled); and they assume that climate stops changing. If emissions are not stabilized,
climate change will not stop at this carbon dioxide doubling, but will continue to warm. With continued warming,
what was a positive effect could become negative. Responding to climate change would be a matter of keeping
up with increasing rates of change.
I feel this report is a significant contribution to our understanding of climate change impacts. More
work needs to be done on understanding impacts on other systems and regions. Yet, this information will be
helpful as we address the difficult problems associated with climate change.
Terry Davies
Assistant Administrator
Office of Policy, Planning and Evaluation
xxi
ACKNOWLEDGMENTS
This report was made possible because of the hundreds of people who participated in workshops, conducted
research projects, reviewed draft manuscripts, and contributed ideas that shaped the final product. They shared
a common belief that an objective analysis of global climate change could be undertaken despite the uncertainties
in scientific information. We are grateful for their support and encouragement. It was the difference that
sustained us through this effort. In particular, we wish to acknowledge the authors who organized and integrated
the following chapters.
The following people contributed to this report:
Chapter 1: Introduction
Joel B. Smith
Chapter 2: Global Climate Change
Alan Robock
Chapter 3: Climate Variability
Linda O. Mearns
Chapter 4: Methodology
Joel B. Smith
Chapter 5: Forests
Jack K. Winjum
Ronald P. Neilson
Chapter 6: Agriculture
Cynthia Rosenzweig
Margaret M. Daniel
Chapter 7: Sea Level Rise
James G. Titus
Chapter 8: Biological Diversity
Lauretta M. Burke
Ross A. Kiester
Chapter 9: Water Resources
Mark W. Mugler
Michael C. Rubino
Chapter 10: Electricity Demand
Kenneth P. Linder
Chapter 11: Air Quality
Joseph J. Bufalini
Peter L. Finkelstein
Eugene C. Durman
Chapter 12: Human Health
Janice A. Longstreth
Chapter 13: Urban Infrastructure
Ted R. Miller
Chapter 14: California
George A. King
Robert L. DeVelice
Ronald P. Neilson
Robert C. Worrest
Chapter 15: Great Lakes
Joel B. Smith
Chapter 16: Southeast
James G. Titus
xxiii
Chapter 17: Great Plains
Cynthia Rosenzweig
William E. Riebsame
Chapter 18: Research Needs
Anthony Janetos
Chapter 19: Preparing for Climate Change
James G. Titus
Special thanks are extended to Roy Jenne of the National Center for Atmospheric Research. Mr. Jenne
and Dennis Joseph of his staff collected data from the GCMs and assembled them in a way that could be easily
used by the effects researchers. In addition, he collected historic weather data for 1951-80 and distributed them
to the researchers as needed.
We wish to thank James Hansen, Syukuro Manabe, Richard Wetherald, and Michael Schlesinger for providing
us with the results from their GCM runs. Special thanks are also necessary to Joan O'Callaghan and Karen
Swetlow for editing; Roberta Wedge for assistance on production of the report; and Margaret Daniel, Michael
Greene, and Chris Parker for research and administrative assistance.
This work was conducted within EPA's Office of Policy Analysis, directed by Richard Morgenstern, within
the Office of Policy, Planning and Evaluation, administered by Linda Fisher, and most recently by Terry Davies.
Support was provided by EPA's Office of Environmental Processes and Effects Research, directed by Courtney
Riordan, within the Office of Research and Development, administered by Eric Bretthauer.
xxiv
EXECUTIVE SUMMARY
Scientific theory suggests that the addition of
undertake two studies on the greenhouse effect: the
greenhouse gases to the atmosphere will alter global
first study was to address "The potential health and
climate, increasing temperatures and changing
environmental effects of climate change including,
rainfall and other weather patterns. In 1979, the
but not be limited to, the potential impacts on
National Academy of Sciences estimated the most
agriculture, forests, wetlands, human health, rivers,
probable global warming from a doubling of carbon
lakes, estuaries as well as societal impacts;" and the
dioxide concentrations over preindustrial levels to be
second study was to examine "policy options that if
between 1.5 and 4.5°C. In 1985, the World
implemented would stabilize current levels of
Meteorological Organization (WMO), the United
greenhouse gas concentrations." The second study,
Nations Environment Programme (UNEP), and the
"Policy Options for Stabilizing Global Climate," is a
International Council of Scientific Unions (ICSU)
companion report to this document.
reaffirmed these estimates. Such a climate change
could have significant implications for mankind and
EPA responded to this request by first holding
the environment: it could raise sea level, alter
workshops with atmospheric scientists to discuss the
patterns of water availability, and affect agriculture
use of global climate change models for impact
and global ecosystems.
analyses and then meeting with ecologists,
hydrologists, geographers, and forestry and
Although there is consensus that increased
agricultural specialists to identify topics for this
greenhouse gas concentrations will change global
study. A major purpose was to bridge the gap in
climate, the rate and magnitude of change are not
our ability to relate a rise in average annual surface
certain (see box entitled "Climate Change").
temperatures to regional climate changes. Based on
Uncertainties about climate feedbacks from clouds,
these and other discussions, EPA decided to use
vegetation, and other factors make it difficult to
common scenarios of climate change to analyze the
predict the exact amount of warming that a given
sensitivities of coastal resources, water resources,
level of greenhouse gases, such as doubled carbon
agriculture, forests, biodiversity, health, air pollution,
dioxide (CO₂) concentrations, would cause. How
and electricity demand to climate change on
quickly climate may change also is not known,
regional and national scales (see Figure 1). These
because scientists are uncertain both about how
systems were chosen for analysis because they are
rapidly heat will be taken up by the oceans and
sensitive to climate and significantly affect our
about some climate feedback processes. Generally,
quality of life. EPA decided to conduct regional
scientists assume that current trends in emissions
analyses for the Southeast, the Great Plains,
will continue and that climate will change gradually
California, and the Great Lakes, because of their
over the next century, although at a much faster
climatological, ecological, hydrological, and
pace than historically. At this rate, the full effect of
economic diversity. Leading academic and
the equivalent doubling of CO₂ concentrations
government scientists in the relevant fields used
probably would not be experienced until after 2050.
published models to estimate the impacts on both
It is possible, however, that sudden changes in
the regional and national scales. As a common base
ocean circulation could cause abrupt changes in
for conducting these analyses, they used the
global climate. Indeed, if climate changed more
scenarios specified by EPA.
rapidly than estimated, adapting to the effects would
be more difficult and more costly. Furthermore,
After consulting with scientific experts, EPA
continued emissions of greenhouse gases could raise
developed scenarios for use in effects analysis.
atmospheric concentrations beyond doubled CO₂
Regional data from atmospheric models known as
causing greater and more rapid climate changes,
General Circulation Models (GCMs) were used as
and larger effects.
a basis for climate change scenarios (see box on
"Scenarios and Methodology"). The GCMs are
To explore the implications of climate change
large models of the ocean-atmosphere system that
and ways to control it, Congress asked the U.S.
simulate the fundamental physical relationships in
Environmental Protection Agency (EPA) to
the system. GCMs provide the best scientific
XXV
Executive Summary
CLIMATE CHANGE
A panel of experts convened by the National Academy of Sciences (National Research Council,
1987) recently gave the following estimates of scientific confidence in predictions of the climate response
to increased greenhouse gas concentrations. This table summarizes only their conclusions concerning "the
possible climate responses to increased greenhouse gases." The full report should be consulted for the
details.
Large Stratospheric Cooling (virtually certain). The combination of increased cooling by
additional CO₂ and other trace gases, and reduced heating by reduced ozone, "will lead to a
major lowering of temperatures in the upper stratosphere."
Global-Mean Surface Warming (very probable). For an equivalent doubling of CO2, "the
long-term global-mean surface warming is expected to be in the range 1.5 to 4.5°C."
Global-Mean Precipitation Increase (very probable). "Increased heating of the [Earth's] surface
will lead to increased evaporation and, therefore, to greater global mean precipitation. Despite
this increase in global average precipitation, some individual regions might well experience
decreases in rainfall."
Reduction of Sea Ice (very probable). This will be due to melting as the climate warms.
Polar Winter Surface Warming (very probable). Due to the sea ice reduction, polar surface
air may warm by as much as 3 times the global average.
Summer Continental Dryness/Warming (likely in the long term). Found in several, but not all,
studies, it is mainly caused by earlier termination of winter storms. "Of course, these
simulations of long-term equilibrium conditions may not offer a reliable guide to trends over
the next few decades of changing atmospheric composition and changing climate."
Rise in Global Mean Sea Level (probable). This will be due to thermal expansion of seawater
and melting or calving of land ice.
Regional
Case
Studies
Core
Analytic
California
Outputs
Areas
Great Lakes
Southeast
Forests
Great Plains
Climate
Agriculture
Report
Sea Level Rise
Change
to Congress
Scenarios
Biodiversity
Water Resources
Research
Electricity Demand
National
Plan
Air Quality
Studies
Human Health
Models/
Urban Infrastructure
Data Bases
Policy
Forests
Agriculture
Sea Level Rise
Electricity Demand
Health
Figure 1. Elements of the effects report.
xxvi
Effects of Climate Change
SCENARIOS AND METHODOLOGY
A number of scenarios were specified by EPA to help identify the sensitivities of natural and
manmade systems to climate change. Scenarios were used as inputs with models of natural resources.
Most researchers used GCM-based scenarios. Some used analog scenarios or expert judgment.
Regional outputs from three General Circulation Models (GCMs) were used: the Goddard Institute
for Space Studies (GISS); the Geophysical Fluid Dynamics Laboratory (GFDL); and Oregon State
University (OSU). All of these models estimate climate change caused by a doubling of CO₂
concentrations in the atmosphere. The regional estimates of doubled CO₂ changes were combined with
1951-80 climate observations to create doubled CO₂ scenarios. This GISS model has been used to
estimate how climate may change between now and the middle of the next century. This is called a
transient run, the outputs of which were used to create a transient scenario.
Other approaches were used to supplement the GCMs. Weather observations from the 1930s were
used as an analog for global warming, although greenhouse warming may raise temperatures much higher
than they were in that decade. In some cases, paleoclimatic warmings were studied to provide evidence
of how species respond to climate change. In addition, the use of scenarios was supplemented by expert
judgment (gathered though literature reviews and workshops with scientific experts) to provide the best
opinions on potential effects.
Since we cannot predict the exact nature of climate change, we cannot predict its impacts. All these
analytic approaches help us determine the potential sensitivities and vulnerabilities of systems to climate
change.
estimates of the impacts of increased greenhouse
The GCM results should not be considered as
gas concentrations on climate. Yet, they use
predictions, but as plausible scenarios of future
relatively simple models of oceans and clouds, both
climate change. Ideally, one would like to use many
of which will be very critical in influencing climate
regional climate change scenarios to reflect the
change. The GCMs generally agree concerning
potential range of climate change. Resource
global and latitudinal increases in temperature, but
constraints allowed us to use only a limited number
they disagree and are less reliable concerning other
of regional climate scenarios. It would also be
areas, such as regional changes in rainfall and soil
useful to estimate the probabilities of occurrence for
moisture. The GCM data were compared with
each scenario. Given the state of knowledge, it is
historic meteorologic data. In addition, the decade
difficult to assign probabilities to regional climate
of the 1930s was used as an analog for global
change. Because the regional estimates of climate
warming.
change by GCMs vary considerably, the scenarios
provide a range of possible changes in climate for
In Figure 2, the temperature changes from the
use in identifying the relative sensitivities of systems
three GCMs used to create scenarios are shown for
to higher temperatures and sea level rise. Hence,
both the United States and four regions of the
the results of the studies should not be considered
United States for a doubling of carbon dioxide
as predictions, but as indications of the impacts that
levels. The GCMs agree on the direction of
could occur as a result of global warming.
temperature changes, but differ in the magnitude.
Estimates of precipitation changes are shown in
There are two other major limitations in the
Figure 3. The GCMs agree that annual rainfall
GCM scenarios. First, the scenarios assume that
would increase across the country, but disagree
climate variability does not change from recent
about the direction of regional and seasonal
decades. Second, the scenarios did not change the
changes. All models show increased evaporation.
frequency of events, such as heat waves, storms,
hurricanes, and droughts in various regions, which
xxvii
Executive Summary
2xCO2 less 1xCO2
8
8
8
ANNUAL
WINTER
SUMMER
7
7
7
6
6
6
5
5
5
TEMPERATURE (Co)
4
TEMPERATURE (C)
4
TEMPERATURE (°C)
4
3
3
3
2
2
2
1
1
1
0
0
0
Great Lakes Southeast Great Plains California United States*
Great Lakes Southeast Great Plains California United States*
Great Lakes Southeast Great Plains California United States*
Goddard Institute for Space Studies
Geophysical Fluid Dynamics Laboratory
Lower 48 States
Oregon State University
Figure 2. Temperature scenarios.
2xCO2 less 1xCO₂
0.7
0.7
0.9
ANNUAL
WINTER
SUMMER
0.6
0.6
0.8
0.5
0.5
0.5
0.4
0.4
0.4
0.3
0.3
0.3
0.2
0.2
0.2
MILLIMETERS/DAY
0.1
8
MILLIMETERS/DAY
0.1
MILLIMETERS/DAY
0.1
NC
8
X
0
0
0
XX
-0.1
-0.1
-0.1
-0.2
-0.2
-0.2
-0.3
-0.3
-0.3
-0.4
-0.4
-0.4
-0.5
-0.5
-0.5
-0.6
-0.6
-0.6
Great Lakes Southeast Great Plains California United States*
Great Lakes Southeast Great Plains California United States*
Great Lakes Southeast Great Plains California United States*
Goddard Institute for Space Studies
NC = No Change
Geophysical Fluid Dynamics Laboratory
* Lower 48 States
Oregon State University
Figure 3. Precipitation scenarios.
xxviii
Effects of Climate Change
LIMITATIONS
Climate Scenarios
** Differences Between Scenarios. The GCM and other scenarios do not provide consistent
estimates of climate change.
-- Variability. The scenarios assume no change in variability.
--
Major Climate Events. The scenarios assume no changes in hurricanes, droughts, etc.
Societal Changes. Most studies did not consider changes in population, technology, and other
areas. There was only limited consideration of responses and adaptation measures, which could
mitigate some of the results presented here.
Linkages. Many indirect effects (e.g., effect of increased irrigation demand on water resources)
were not quantitatively analyzed.
Limited Effects Analyses. Many effects and regions in the United States were not analyzed.
In addition, this report did not analyze the impacts of climate change on other countries.
Compared to the United States, it may be much more difficult for poorer and less mobile
societies to respond to climate change. It is not unreasonable to assume that climate change
could have important geopolitical consequences, which could have subsequent impacts on the
United States.
Effects Models. These models were calibrated for historic climate conditions and may not
accurately estimate future response to climate change.
would have affected the results presented in this
With some exceptions, we did not generally
report (see "Limitations" box). Changes in
examine human responses and adaptations to effects
variability as estimated by GCMs were examined for
of climate change. The report was intended to
this report. We found that no firm conclusions can
examine sensitivities and potential vulnerabilities of
be drawn about how global warming could affect
current systems to climate change. Many other
variability.
changes will also take place in the world at the
same time that global climate is changing. We
The methods used to estimate impacts (for
cannot anticipate how changing technology, scientific
example, how forests might change) also have
advances, urban growth, and changing demographics
limitations because our scientific understanding of
will affect the world of the next century. These
physiological processes is limited and subject to
changes and many others may singularly, or in
uncertainties. We have no experience with the rapid
combination, exacerbate or ameliorate the impacts
warming of 1.5 to 4.5°C projected to occur during
of global climate change on society.
the next century. Many of the effects are estimated
based on knowledge of the response of systems to
The results are also inherently limited by our
known climate conditions. We cannot be certain
imaginations. Until a severe event occurs, such as
that a forest would be able to migrate, how higher
the drought of 1988, we fail to recognize the close
atmospheric concentrations of CO₂ would affect
links between our society, the environment, and
vegetation, whether fish would find new habitats,
climate. For example, in this report we did not
how agricultural pests would proliferate, or how
analyze the reductions in barge shipments on the
impacts would combine to create or reduce stress.
Mississippi River due to lower river levels, the
xxix
Executive Summary
increases in forest fires due to dry conditions, or the
the United States to adapt managed systems in
impacts of disappearing prairie potholes on ducks;
response to gradual global warming. If change
all these impacts were made vivid during 1988. The
comes more quickly, adaptation by managed systems
drought reminded us of our vulnerability as a
will be more difficult and expensive. If it comes
nation, but it cannot be viewed as a prediction of
more slowly, the cost and difficulty of adaptation
things to come.
will be less.
In many cases, the results of our analysis
MAJOR FINDINGS
appear to be consistent across scenarios, because
either increasing temperatures or higher sea levels
dominate the systems that were studied. For
The findings collectively suggest a world
example, higher temperatures would cause earlier
different from the world that exists today, although
snowmelt, a northward migration of forests, and a
there are many uncertainties about specific effects.
northward shift in crops, and higher sea levels could
Global climate change could have significant
inundate wetlands and low-lying areas. In other
implications for natural ecosystems; for where and
cases, however, only a range of values can be
how we farm; for the availability of water to irrigate
presented because uncertainties in an important
crops, produce power, and support shipping; for
variable, such as precipitation, make the direction of
how we live in our cities; for the wetlands that
change highly uncertain.
spawn our fish; for the beaches we use for
recreation; and for all levels of government and
The main findings and policy implications of
industry.
this report are presented in national and regional
chapters. They are summarized in the following
The rate of global warming may be the most
pages, but the reader is urged to explore the full
important factor affecting both natural and managed
report to understand the complete context of these
systems. The faster the warming, the harder it will
results.
be to adapt. The ability of natural ecosystems
(forests, wetlands, barrier islands, national parks) to
adapt to a rapidly warming climate is limited. Rates
NATIONAL FINDINGS
of natural migration and adaptation could be much
slower than the rate of climate change. Populations
of many species and inhabited ranges could
Natural Systems
decrease, and many may face extinction. The
ultimate effects could last for centuries and would
The location and composition of various plants
be virtually irreversible. Whether human
and animals in the natural environment depend, to
intervention could mitigate these effects was not
a great extent, on climate. Trees grow in certain
studied.
areas and fish exist in streams and lakes because the
local climate and other conditions are conducive to
Managed systems may show more resilience.
reproduction and growth. A major focus of this
For example, although sea level rise may put
report was to identify what may happen to plants
additional stresses on coastal cities and although
and animals, as a result of climate change
changes in temperature and rainfall patterns may
whether they would survive in their current locations
require new strategies for managing water resources
or be able to migrate to new habitats, and how soon
and agriculture, we could adapt to changing climate
these ecosystems could be affected. The following
relatively quickly, if we have enough financial
descriptions of impacts on natural systems are
resources. We would expect that basic
subject to uncertainties about climate change and
requirements for food and water could be met in
the responses of natural systems to such change.
the United States (as crops are shifted and water
management systems are modified), and that
Natural Systems May Be Unable to Adapt Quickly
developed areas with high economic value could be
to a Rapid Warming
protected against sea level rise (as bulkheads and
levees are built). The total cost of adapting to
If current trends continue, climate may change
global climate change is beyond the scope of this
too quickly for many natural systems to adapt. In
report. It appears it could be expensive, but
the past, plants and animals adapted to historic
affordable, for a highly industrialized country like
XXX
Effects of Climate Change
climate changes over many centuries. For example,
forests were estimated for eastern North America
since the last ice age 18,000 years ago, oak trees
using temperature and precipitation correlations
migrated northward from the southeastern United
from pollen data. Changes in composition and
States as the ice sheet receded. Temperatures
abundance of particular forests were estimated for
warmed about 5°C (9°F) over thousands of years,
particular sites in the Great Lakes and Southeast
but they rose slowly enough for forests to migrate at
using site-specific models. These regions were
the same rate as climate change. In the future, the
chosen to represent a diversity of forest types and
greenhouse effect may lead to similar changes in the
uses. Finally, the ability of trees to migrate to new
magnitude of warming, but the changes may take
habitats was analyzed using shifts in climate zones
place within a century. Climate zones may shift
from GCMs and historic rates of tree migration.
hundreds of miles northward, and animals and
This study focused on several species that are widely
especially plants may have difficulty migrating
dispersed across the northeastern United States.
northward that quickly.
The direct effects of CO2, which could change
water-use efficiency, pest interactions, and the
Forests
competitive balance among plants, were not
modeled, nor were reforestation or the suitability of
Forests occupy one-third of the land area of
soils and sunlight considered. It is not clear how
the United States. Temperature and precipitation
these results would have been affected if such
ranges are among the determinants of forest
factors had been included.
distributions. Forests are also sensitive to soils, light
intensity, air pollution, pests and pathogens,
The Range of Trees May Be Reduced
disturbances such as fires and wind, and
management practices.
Figure 4 shows the potential shifts in forest
ranges in response to climate change. The scenarios
Several approaches were used to examine
assume that climate change could move the
geographic shifts in forests. Potential ranges of
southern boundary northward by 600-700 km
Hemlock
Potential Range
Inhabited Range
Present Range
Range After 2050: GISS
Range After 2050: GFDL
Sugar Maple
Present Range
Range After 2050: GISS
Range After 2050: GFDL
Scale 0 400Km
Figure 4. Shifts in range of hemlock and sugar maple under alternative climate scenarios.
xxxi
Executive Summary
(approximately 400 miles), while the northern
dry soil conditions. In central Michigan, forests now
boundary would move only as fast as the rate
dominated by sugar maple and oak may be replaced
ofmigration of forests. Assuming a migration rate
by grasslands, with some sparse oak trees surviving.
of 100 km (60 miles) per century, or double the
These analyses did not consider the introduction of
known historic rate, the inhabited ranges of forests
species from areas south of these regions. In
could be significantly reduced because the southern
northern Minnesota, the mixed boreal and northern
boundary may advance more quickly than the
hardwood forests could become entirely northern
northern boundary. Even if climate stabilizes, it
hardwoods. Some areas might experience a decline
could take centuries for migration to reverse this
in productivity, while others (currently saturated
effect. If climate continues to warm, migration
soils) might have an increase. The process of
would continue to lag behind shifts in climate zones.
changes in species composition would most likely
If elevated CO2 concentrations increase the water-
continue for centuries. Other studies of the
use efficiency of tree species and pest infestations
potential effects of climate change in forests imply
do not worsen, the declines of the southern ranges
northward shifts in ranges and significant changes in
could be partly alleviated. Reforestation could help
composition, although specific results vary
speed the migration of forests into new areas.
depending on sites and scenarios used.
Changes in Forest Composition Are Likely
Changes May Begin in 30 to 80 Years
Climate change may significantly alter forest
Forest change may be visible in a few decades
composition and reduce the land area of healthy
from now. This would involve a faster rate of
forests. Higher temperatures may lead to drier soils
mortality among mature trees and a decline in
in many parts of the country. Trees that need
seedlings and growth of new species. The studies of
wetter soils may die, and their seedlings could have
forests in the Southeast and Great Lakes indicate
difficulty surviving these conditions. A study of
that these forests could begin to die back in 30 to 80
forests in northern Mississippi and northern Georgia
years. Figure 5 displays possible reductions in
indicated that seedlings currently in such areas
balsam fir trees in northern Minnesota and forests
would not grow because of high temperatures and
in Mississippi in response to two different scenarios
MISSISSIPPI FORESTS
MINNESOTA BALSAM FIR
8000
180
NO CLIMATE CHANGE
GISS A
NO CLIMATE CHANGE
160
GISS A*
6000
140
GISS B
WOODY BIOMASS (T/ha)
120
100
80
BASAL AREA (cm sq./100 m sq.)
4000
60
2000
40
20
0
0
1980
2000
2020
2040
2060
1980
2000
2020
2040
2060
2080
YEAR
YEAR
*
Assumes constant exponential
growth in emissions
** Assumes constant arithmetic
growth in emissions
Figure 5. Forest declines due to temperature increases.
xxxii
Effects of Climate Change
of warming. At the same time in Minnesota, for
recently, human activities, such as deforestation,
example, sugar maple could become more abundant.
have greatly accelerated the rate of species
These forests appear to be very sensitive to small
extinction. The faster rate of climate warming due
changes in climate, because dieback starts to
to the greenhouse effect, absent an active program
become noticeable after an approximate 1 to 1.5°C
to preserve species, would most likely lead to an
warming. Once this process starts, major dieback
even greater loss of species. The uncertainties
may occur rapidly. The timing of a decline is
surrounding the rate of warming, the response of
sensitive to the rate of climate change; a warming
individual species, and interspecies dynamics make
slower than that assumed in the scenarios would
it difficult to assess the probable impacts, although
delay the dieback.
natural ecosystems are likely to be destabilized in
unpredictable ways.
Other Factors Will Influence Forest Health
As with trees, other plants and animals may
The health of forests will not be determined by
have difficulty migrating at the same rate as a
climate change alone. The drier soils expected to
rapidly changing climate, and many species may
accompany climate change could lead to more
become extinct or their populations may be reduced.
frequent fires, warmer climates may cause changes
The presence of urban areas, agricultural lands, and
in forest pests and pathogens, and changes in air
roads would restrict habitats and block many
pollution levels could reduce the resilience of
migratory pathways. These obstacles may make it
forests. Continued depletion of stratospheric ozone
harder for plants and wildlife to survive future
would also further stress forests. None of these
climate changes. On the other hand, some species
outcomes was considered by the forest studies in
may benefit from climate change as a result of
this report, although they could speed forest
increases in habitat size or reduction in population
declines.
of competitors. The extent to which society can
mitigate negative impacts through such efforts as
Biodiversity
habitat restoration is not clear.
Biological diversity can be defined as the
Impacts on Fisheries Would Vary
variety of species in ecosystems, and the genetic
variability within each species and the variety of
Freshwater fish populations may grow in some
ecosystems around the world. Over 400 species of
areas and decline in others. Fish in such large
mammals, 460 species of reptiles, 660 species of
water bodies as the Great Lakes may grow faster
freshwater fishes, and tens of thousands of
and may be able to migrate to new habitats.
invertebrate species can be found in this country, in
Increased amounts of plankton could provide more
addition to some 22,000 plant species. About 650
forage for fish. However, higher temperatures may
species of birds reside in or pass through the United
lead to more aquatic growth, such as algal blooms,
States annually. Biological diversity is needed to
and decreased mixing of lakes (longer stratification),
provide food, medicine, shelter, and other important
which would deplete oxygen levels in shallow areas
products.
of the Great Lakes, for example Lake Erie, and
make them less habitable for fish. Fish in small
This report examined the impacts of climate
lakes and streams may be unable to escape
change on specific plants and animals by using
temperatures beyond their tolerances, or their
climate change scenarios and models of particular
habitats may simply disappear.
species or systems within a region. Analyses have
been performed for impacts on finfish and shellfish
Warmer temperatures could also exceed the
in the Apalachicola Bay in the Florida Panhandle,
thermal tolerance of many marine finfish and
fish in the Great Lakes, and marine species in San
shellfish in some southern locations, although some
Francisco Bay. Additional information on potential
marine species could benefit. The full impacts on
impacts on biodiversity was gathered from the
marine species are not known at this time. The loss
published literature.
of coastal wetlands could further reduce fish
populations, especially shellfish. And while
Extinction of Species Could Increase
increased salinity in estuaries could reduce the
abundance of freshwater species, it could increase
Historic climate changes, such as the ice ages,
the presence of marine species. Whether finfish and
have led to extinction of many species. More
xxxiii
Executive Summary
shellfish could migrate to new areas and the
Protecting Developed Areas May Be Expensive
effectiveness of restocking were not studied.
Given the high property values of developed
Effects on Migratory Birds Would Depend on
coastlines in the United States, it is likely that
Impacts on Habitats
measures would be taken to hold back the sea along
most developed shores. Preliminary estimates
Migratory birds are likely to experience mixed
suggest that the cumulative capital cost (including
effects from climate change, with some arctic-
response to current sea level rise) of protecting
nesting herbivores benefiting, and continental
currently developed areas would be $73 to $111
nesters and shorebirds suffering. Some winter
billion (in 1988 dollars) through 2100 for a 1-meter
habitats could experience increased productivity.
global rise (compared with $4 to $6 billion to
On the other hand, the loss of wintering grounds,
protect developed areas from current trends in sea
which may result from sea level rise and changing
level rise). A 1-meter sea level rise would lead to
climate, could harm many species, as would the loss
a cumulative inundation of 7,000 square miles of
of inland prairie potholes resulting from potentially
dryland an area the size of Massachusetts (see
increased midcontinental dryness.
Table 1). If the oceans continue to rise at current
rates, approximately 3,000 square miles of dryland
Sea Level Rise
would be lost.
Most Coastal Wetlands Would Be Lost
A rise in sea level is one of the more probable
impacts of climate change. Higher global
temperatures will expand ocean water and melt
Historically, wetlands have kept pace with a
slow rate of sea level rise. However, in the future,
some mountain glaciers, and may eventually cause
polar ice sheets to discharge ice. Over the last
sea level will probably rise too fast for some
century, global sea level has risen 10 to 15 cm (4 to
marshes and swamps to keep pace. Although some
6 inches), and along the U.S. coastline, relative sea
wetlands can survive by migrating inland, a study on
level rise (which includes land subsidence) has
coastal wetlands estimated that for a 1-meter rise,
26 to 66% of wetlands would be lost, even if
averaged about 30 cm (1 foot). Published estimates
of sea level rise due to global warming generally
wetland migration were not blocked. A majority of
range from 0.5 to 2.0 meters (1.5 to 7 feet) by 2100.
these losses would be in the South (see Table 2).
Sea level rise could be greater than or less than this
Efforts to protect coastal development would
range because uncertainties exist regarding the rate
increase wetland losses, because bulkheads and
of atmospheric warming, glacial processes, oceanic
levees would prevent new wetlands from forming
uptake of heat, precipitation in polar areas, and
inland. If all shorelines are protected, 50 to 82% of
wetlands would be lost. The different amounts of
other variables.
dryland lost for different regions and scenarios are
The studies estimate the potential nationwide
shown in Figure 6.
loss of wetlands, and the cost of defending currently
The loss of wetland area would have adverse
developed areas from a rising sea, for three
scenarios (50, 100, and 200 cm) of sea level rise by
ecological impacts, with the ability of ecosystems to
the year 2100. The scenarios are based on
survive a rising sea level depending greatly on how
quantitative estimates of sea level rise, but no
shorelines are managed. For many fish and shellfish
probabilities have been attributed to them. Wetland
species, the fraction of shorelines along which
loss estimates were based on remote-sensing data
wetlands can be found is more important than the
total area of wetlands. This fraction could remain
and topographic maps for a sample of sites along
the U.S. coast. The cost of holding back the sea
at approximately present levels if people do not
erect additional bulkheads and levees. In Louisiana,
was based on (1) the quantity of sand necessary to
elevate beaches and coastal barrier islands as sea
with 40% of U.S. coastal wetlands, large areas of
level rises; (2) rebuilding roads and elevating
wetlands are already being converted to open water
as a result of natural subsidence and the effects of
structures; and (3) constructing levees and
human activities, and most could be lost by 2030 if
bulkheads to protect developed lowlands along
current trends continue.
sheltered waters.
xxxiv
Effects of Climate Change
Table 1. Nationwide Impacts of Sea Level Rise
Sea Level Rise by 2100
Alternative
Baseline*
50 cm
100 cm
200 cm
If Densely Developed Areas
Are Protected
Shore protection costs
(billions of 1986 dollars)
4-6
32-43
73-111
169-309
Dryland lost (mi²)
1,500-4,700
2,200-6,100
4,100-9,200
6,400-13,500
Wetlands lost (%)
9-25
20-45
29-69
33-80
If No Shores Are Protected
Dryland lost (mi²)
N.C.
3,300-7,300
5,100-10,300
8,200-15,400
Wetlands lost (%)
N.C.
17-43
26-66
29-76
If All Shores Are Protected
Wetlands lost (%)
N.C.
38-61
50-82
66-90
N.C. = Not calculated.
*Baseline assumes current global sea level rise trend of 12 cm per century. Given coastal subsidence trends, this
implies about a 1-foot rise in relative sea level along most of the U.S. coast.
Source: Assembled by Titus and Greene.
Table 2. Loss of Coastal Wetlands from a One-Meter Rise in Sea Level
All
Current
Current
dryland
development
No
wetlands
protected
protected
protection
Region
area (mi²)
(% loss)
(% loss)
(% loss)
Northeast
600
16
10
2
Mid-Atlantic
746
70
46
38
South Atlantic
3,813
64
44
39
South and West
Florida
1,869
44
8
7
Louisiana
4,835
77
77
77
Other Gulf
1,218
85
76
75
West
64
56
gainᵇ
gainᵇ
United States
13,145
50-82
29-69
26-66
ᵃLouisiana projections do not consider potential benefits of restoring flow of sediment and freshwater.
Potential gain in wetland acreage not shown because principal author suggested that no confidence could be
attributed to those estimates. West Coast sites constituted less than 0.5% of wetlands in study sample.
Source: Adapted from Park et al.
XXXV
Executive Summary
A. DRYLAND LOSS BY 2100 WITHOUT SHORE PROTECTION
3.0
2.8
2.6
2.4
2.2
2.0
LOSS OF DRYLAND
(THOUSANDS OF SQ. MILES)
1.8
1.6
1.4
1.2
1.0
0.8
0.6
SEA LEVEL RISE
SCENARIO:
0.4
0.2
BASELINE
50 CM
0.0
Northeast
Mid-
South
South
Louisiana
Other Gulf
West
Atlantic
Atlantic
& West
Florida
100 CM
200 CM
B. DRYLAND LOSS BY 2100 WITH PROTECTION OF DEVELOPED AREAS
3.0
2.8
2.6
2.4
2.2
2.0
LOSS OF DRYLAND
(THOUSANDS OF SQ. MILES)
1.8
1.6
1.4
1.2
1.0
0.8
0.6
0.4
0.2
0.0
Northeast
Mid-
South
South
Louisiana
Other Gulf
West
Atlantic
Atlantic
& West
Florida
Figure 6. Dryland loss by 2100.
Estuaries May Enlarge and Become More Saline
of the gross national product in 1985, with farm
assets totaling $771 billion. Crop production is
Although future riverflows into estuaries are
sensitive to climate, soils, management methods,
uncertain, a rise in sea level would increase the size
and many other factors. During the Dust Bowl
and salinity of estuaries and would increase the
years of the 1930s, wheat and corn yields dropped
salinity of coastal aquifers. For example, sea level
by up to 50%, and during the drought of 1988, corn
rise may result in a more saline and enlarged
yields declined about 40%.
Sacramento-San Joaquin Delta, and Miami, New
York, and other coastal communities would have to
The agricultural analyses in this report
step up current efforts to combat salinity increases
examined potential impacts on crop yields and
in surface water and groundwater supplies.
productivity from changes in climate and direct
effects of CO₂. (Higher CO₂ concentrations may
Agriculture
increase plant growth and water-use efficiency.)
The studies used high estimates of the beneficial
The temperate climate and rich soils in the
effects of CO2 on crops. Changes in dryland and
United States, especially in the Midwest, have
irrigated corn, wheat, and soybean yields and in
helped make this country the world's leading
irrigation demand were estimated for the Southeast,
agricultural producer. Agriculture, a critical
Great Plains, and Great Lakes regions using widely
component of the U.S. economy, contributed 17.5%
validated crop growth models. Crop yield changes
xxxvi
Effects of Climate Change
were estimated for California using a simple
productivity of northern areas for the crops studied
agroclimatic index. The studies did not examine
was estimated to rise in comparison with that of
effects on yields of introduction of crops, such as
southern areas. In response to the shift in relative
citrus, into new areas; changes in weed
yields, grain crop acreage in Appalachia, the
growthcaused by higher CO₂ concentrations; or new
Southeast, and the southern Great Plains could
technologies, such as biotechnology. Some of these
decrease, and acreage in the northern Great Lakes
changes could enhance the ability of agriculture to
States, the northern Great Plains, and the Pacific
adapt to global warming.
Northwest could increase (see Figure 7). A change
in agriculture would affect not only the livelihood of
The estimated yield changes from the four
farmers but also agricultural infrastructure and
regional crop modeling studies and runoff changes
other support services. The sustainability of crop
from the GCMs were used in a nationwide
production in northern areas was not studied.
agricultural economic model to estimate regional
Changes in foreign demand for U.S. crops, which
and national changes in crop production, land use,
would likely be altered as a result of global warming
and demand for irrigation. The economic model
and could significantly alter the magnitude of the
did not consider the introduction of new crops,
results, were not considered in this analysis.
changes in government policies on agriculture,
change in demand for water for nonagricultural
The National Supply of Agricultural Commodities
uses, and global agricultural changes. Both a
May Be Sufficient to Meet Domestic Needs, But
modeling study and a literature review were used to
Exports May Be Reduced
estimate changes in plant-pest interactions. An
agricultural runoff and leaching model was used to
Even under the more extreme climate change
estimate potential changes in water quality in the
scenarios, the production capacity of U.S.
Great Plains. Some farm-level adjustments,
agriculture was estimated to be adequate to meet
including the effects of changed planting dates and
domestic needs. Only small to moderate economic
use of different varieties, were investigated in
losses were estimated when climate change
various studies, and the potential national
scenarios were modeled without the beneficial
implications on livestock were analyzed using
effects of CO2 on crop yields. When the combined
modeling studies and a literature review.
effects of climate and CO2 were considered, results
were positive with a relatively wetter climate change
Yields Could Be Reduced, Although the Combined
scenario and negative with the hotter, drier climate
Effects of Climate and CO2 Would Depend on the
change scenario. Thus, the severity of the economic
Severity of Climate Change
consequences could depend on the type of climate
change that occurs and the ability of the direct
In most regions of the country, climate change
effects of CO2 to enhance yields. A decline in crop
alone could reduce dryland yields of corn, wheat,
production would reduce exports, which could have
and soybeans, with site-to-site losses ranging from
serious implications for food-importing nations. If
negligible amounts to 80%. These decreases would
climate change is severe, continued and substantial
be primarily the result of higher temperatures,
improvements in crop yields would be needed to
which would shorten a crop's life cycle. In very
fully offset the negative effects. Technological
northern areas, such as Minnesota, dryland yields of
improvements, such as improved crop varieties from
corn and soybeans could increase as warmer
bioengineering, could be helpful in keeping up with
temperatures extend the frost-free growing season.
climate change. These results could be affected by
The combined effects of climate change and
global changes in agriculture, which were not
increased CO2 may result in net increases in yields
considered in the analysis.
in some cases, especially in northern areas or in
areas where rainfall is abundant. In southern areas,
Farmers Would Likely Change Many of Their
however, where heat stress is already a problem,
Practices
and in areas where rainfall is reduced, crop yields
could decline.
Farm practices would likely change in response
to different climate conditions. Most significantly,
Productivity May Shift Northward
in many regions, the demand for irrigation is likely
to increase as a result of higher temperatures. If
Under all of the scenarios (with and without
national productivity declines, crop prices may rise,
the direct effects of increased CO2), the relative
making irrigation more economical and increasing
xxxvii
Executive Summary
20t
10
20
0
10
10
0
20-
10
20th
Lake States
20
10-
VI
30
0
40
10
50-
20-
Northeast
20t
Northern Plains
)
20t
10
10-
0
1)
/
10
20+
:0
20-
10
20
20
Corn Belt
10
Mountain
0
10
0
20
10
30
20-
20
Pacific
40
10
20
20+
50
0
10
10
60
-10
0
0
70
20
10
10
80L
30
20
20
Appalachia
40
30
30
GISS
50-
40
40
Southern Plains
50
50
GFDL
60
60
GISS + Direct Effects of CO₂
-70
.70
80L
80L
GFDL + Direct Effects of CO₂
Delta States
Southeast
Figure 7. Percent change in regional agricultural acreage.
80
70
60
50
40
40
30
20
30
10
0
20
10
20-
10
Northern Plains
0
40t
-10
30
20
20
Mountain
40
10
30
2.5
80t
0
2.0
70
20
1.5
60
1.0
-10
50
10
0.5
40
20
0
30
0
0.5
20
Pacific
GISS
1.0
10
GFDL
10
Delta States
0
10
GISS Direct Effects of CO₂
20
20-
GFDL + Direct Effects of CO₂
Southern Plains
Southeast
Figure 8. Change in regional irrigation acreage (100,000 of acres).
xxxviii
Effects of Climate Change
the use of it (see Figure 8). Irrigation equipment
other needs, such as maintaining flow to preserve
may be installed in many areas that are currently
environmental quality.
dryland farms, and farmers already irrigating may
extract more water from surface and groundwater
Although global precipitation is likely to
sources. Changes in competing demands for water
increase, it is not known how regional rainfall
by municipal and industrial users, which could raise
patterns will be affected. Some regions may have
the cost of irrigation, were not considered. Farmers
more rainfall, while others may have less.
may also switch to more heat- and drought-resistant
Furthermore, higher temperatures would most likely
crop varieties, plant two crops during a growing
increase evaporation. These changes would likely
season, and plant and harvest earlier. Whether
create new stresses for many water management
these adjustments would compensate for climate
systems.
change depends on a number of factors, including
the severity of the climate change. Under extreme
To discuss the potential impacts of climate
climate change conditions, some farms could be
change on water resources, this report studied water
abandoned.
resources in California, the Great Lakes, and the
Southeast, estimated the demand for irrigation in
Ranges of Agricultural Pests May Extend
the Great Plains, and drew on information from the
Northward
literature. These studies focused on changes in
runoff and, for California and the Southeast,
Warmer temperatures may result in the
considered management responses. The studies
northward extension of the range of diseases and
examined the water management systems as they
pests that now afflict livestock in the South, and
are currently configured and did not examine new
could make conditions more favorable for the
construction. Among other factors not considered
introduction of new livestock diseases into the
were changes in demand for water resources (which
southern United States. This extension could
would most likely lead to greater changes in water
reduce crop yields and affect livestock.
management systems) and changes in vegetation due
to climate change and increased CO2, which could
Shifts in Agriculture May Harm the Environment in
affect runoff. The studies did not estimate impacts
Some Areas
on groundwater.
Expansion of irrigation and shifts in regional
The Direction of Change in Some Water Bodies
production patterns imply more competition for
Can Be Estimated, but Total Impacts in the United
water resources, greater potential for surface water
States Cannot Be Determined
and groundwater pollution, loss of some wildlife
habitats, and increased soil erosion. A northward
Results of hydrology studies indicate that it is
migration of agriculture would increase the use of
possible in some regions to identify the direction of
irrigation and fertilizers on sandy soils, thus
change in water supplies and quality due to global
endangering the quality of underlying groundwater.
warming. For example, in California, higher
Chemical pesticide usage may change to control
temperatures would reduce the snowpack and cause
different crop and livestock pests. Thus, climate
earlier melting. Earlier runoff from mountains
change could exacerbate environmental pollution
could increase winter flooding and reduce deliveries
and increase resource use from agriculture in some
to users. In the Great Lakes, reduced snowpack
areas.
combined with potentially higher evaporation could
lower lake levels (although certain combinations of
Water Resources
conditions could lead to higher levels). In other
areas, such as the South, little snowcover currently
The United States is endowed with a bountiful
exists, so riverflow and lake levels depend more on
supply of water, but the water is not always in the
rainfall patterns. Without better rainfall estimates,
right place at the right time or of the right quality.
we cannot determine whether riverflow and lake
In some regions, such as the Great Basin and the
levels in the South would rise or fall.
Colorado River Basin, the gap between demand and
supply of water is narrow. In these basins, such
Water Quality in Many Basins Could Change
offstream uses as irrigation and domestic
consumption often conflict with each other and with
Changes in water supply could significantly
affect water quality. Where riverflow and lake
xxxix
Executive Summary
levels decline, such as in the Great Lakes, there
requirements in the United States. The demand for
would be less water to dilute pollutants. On the
electricity for summer cooling would increase, and
other hand, where there is more water, water
the demand for electricity for winter heating would
quality may improve. Higher temperatures may
decrease. Annual electricity generation in 2055 was
enhance thermal stratification in some lakes and
estimated under the transient scenarios to be 4 to
increase algal production, degrading water quality.
6% greater than without climate change. The
Changes in runoff and leaching from farms and
annual costs of meeting the increase due to global
potential increases in the use of irrigation for
warming, assuming no change in technology or
agriculture could affect surface and groundwater
efficiency, was estimated to be $33-$73 billion (in
quality in many areas.
1986 dollars). These results differ on a regional
basis and are shown in Figure 9. States along the
Water Use Conflicts May Increase
northern tier of the United States could have net
reductions in annual demand of up to 5%, because
In some regions, decreased water availability
decreased heating demand would exceed increased
and increased demand for water, such as for
demand for air-conditioning. In the South, where
irrigation and powerplant cooling, may intensify
heating needs are already low, net demand was
conflicts among offstream uses. Conflicts between
estimated to rise by 7 to 11% by 2055.
these offstream uses and instream uses such as
flood control and wildlife habitat also may be
Generating capacity requirements are
intensified.
determined largely by peak demand, which occurs
in the summer in all but the far northern areas of
Electricity Demand
the country. By 2010, generating requirements to
meet increased demand could rise by 25 to 55
The demand for electricity is influenced by
gigawatts (GW), or by 9 to 19% above new capacity
economic growth, by changes in industrial and
requirements, assuming no climate change. By
residential/commercial technologies, and by climate.
2055, generating requirements could be up by 200 to
The principal climate-sensitive electricity end uses
400 GW, or 14 to 23% above non-climate-related
are space heating and cooling and, to a lesser
growth. The cumulative cost of such an increase in
degree, water heating and refrigeration. These uses
capacity, assuming no change in technology or
of electricity may account for up to a third of total
improvements in energy efficiency, was estimated to
sales for some utilities and may contribute an even
be between $175 and $325 billion (in 1988 dollars).
larger portion of seasonal and daily peak demands.
The South would have a greater need than the
North for additional capacity, as shown in Figure 10.
This report analyzed potential changes in the
Increases in capacity requirements could range from
national demand for electricity in 2010 and 2055,
0 to 10% in the North, to 20 to 30% in the South
using the relationship between demand and climate
and Southwest. U.S. emissions of such greenhouse
for several major utility systems. The study
gases as CO₂ could increase substantially if
estimated changes in demand due to nonclimate
additional powerplants are built to meet these
factors, such as increases in population and GNP.
capacity requirements, especially if they burn coal.
The impacts of climate change are expressed as an
Improvement in the efficiency of energy production
increase over non-climate growth, and results are
and use would reduce these emissions.
given on nationwide and regional bases. The study
did not consider changes in technology and
Air Quality
improvements in energy efficiency; the impacts of
higher temperatures on the demand for natural gas
Air pollution caused by emissions from
and oil for home heating, which will most likely
industrial and transportation sources is a subject of
decrease; changes in electricity supplies, such as
concern in the United States. Over the last two
hydropower; or changes in demand for electricity
decades, considerable progress has been made in
for such uses as irrigation.
improving air quality by reducing emissions. Yet
high temperatures in the summer of 1988 helped
National Electricity Demand Would Rise
raise tropospheric ozone levels to all-time highs in
many U.S. cities. But air quality is also directly
Global warming would increase annual demand
affected by other weather variables, such as
for electricity and total generating capacity
xl
Effects of Climate Change
2055
% CHANGE GENERATION
10 to 15
5 to 10
0 to 5
-5 to 0
Figure 9. Changes in electricity generation by state, induced by climate change scenarios in 2055.
2055
% CHANGE IN NEW CAPACITY
20 to 30
10 to 20
0 10
10 to 0
Figure 10. Changes in electricity capacity additions by state, induced by climate change scenarios in 2055.
xli
Executive Summary
windspeed and direction, precipitation patterns,
temperatures would speed the reaction rates among
cloud cover, atmospheric water vapor, and global
chemicals in the atmosphere, causing higher ozone
circulation patterns.
pollution in many urban areas than would occur
otherwise. They would also increase the length of
A literature review of the relationship between
the summer season, usually a time of high air
climate and air pollution was conducted for this
pollution levels. As shown in Figure 11, preliminary
report. In addition, air quality models were used
analyses of a 4°C temperature increase in the San
for a preliminary analysis of the changes in ozone
Francisco Bay area (with no changes in other
levels in several regions. The latter analysis did not
meteorologic variables, such as mixing heights),
consider reduction in emissions of air pollutants due
assuming no change in emissions from current
to enforcement of the Clean Air Act.
levels, suggest that maximum ozone concentrations
would increase by 20%, and that the area exceeding
Climate Changes Could Increase Air Pollution,
the National Ambient Air Quality Standards would
Especially Smog
almost double. Studies of the Southeast also show
expansion of the areas violating the standards, but
A rise in global temperatures would increase
they show smaller changes in levels. Although the
manmade and natural emissions of hydrocarbons
impacts of higher temperatures on acid rain were
and manmade emissions of sulfur and nitrogen
not analyzed, it is likely that sulfur and nitrogen
oxides over what they would be without climate
would oxidize more rapidly under higher
change. Natural emissions of sulfur would also
temperatures. The ultimate effect on acid
change, but the direction is uncertain. Although the
deposition is difficult to assess because changes in
potential magnitude of the impacts of the increased
clouds, winds, and precipitation patterns are
emissions on air quality is uncertain, higher
uncertain.
Exceeds Standard
<6
>6
>8
>10
>12
>14
>16
Sacramento
Sacramento
San Fran.
Oakland
San Fran
Oakland
Stockton
Stockton
San Jose
San Jose
Modesto
Crow's Landing
Modesto
Crow's Landing
Castle AFB
Castle AFB
Yosemite
Yosemite
Salinas
Salinas
Base Case
Climate Sensitivity Scenario No. 1
August 6, 1981
4°C Temperature Increase
Figure 11. Changes in maximum daily ozone concentrations.
xlii
Effects of Climate Change
Health Effects
grasslands, thereby modifying the incidence of
vector-borne diseases. Changes in summer rainfall
Human illness and mortality are linked in
could alter the amount of ragweed growing on
many ways to weather patterns. Weather affects
cultivated land, and changes in humidity may affect
contagious diseases such as influenza and
the incidence and severity of skin infections and
pneumonia, and allergic diseases such as asthma.
infestations such as ringworm, candidiasis, and
Mortality rates, particularly for the elderly and the
scabies. Increases in the persistence and level of air
very ill, are influenced by the frequency and severity
pollution episodes associated with climate change
of extreme temperatures. The life cycles of disease-
would have other harmful health effects.
carrying insects, such as mosquitoes and ticks, are
affected by changes in temperature and rainfall, as
Urban Infrastructure
well as by habitat, which is itself sensitive to climate.
Finally, increased air pollution, which is related to
The value of municipal infrastructure in the
weather patterns, can heighten the incidence and
United States, excluding buildings and electric
severity of such respiratory diseases as emphysema
and asthma.
power production, probably approaches one trillion
dollars. The majority of the nation's investments
are in water supply, wastewater transport and
Both expert judgment and modeling were used
treatment facilities, drainage, roadways, airports,
to study the potential impacts of climate change on
and mass transit facilities. Like the regions studied
human health. A literature review and workshop
for this report, urban areas would feel a variety of
were conducted to identify potential changes in
impacts from climate change. This report examined
vector-borne diseases caused by ticks, fleas, and
the potential impacts of climate change on
mosquitoes (such as dengue and malaria). Models
Cleveland, New York City, and Miami. These areas
were used to estimate potential geographic shifts in
encompass a diversity of climates and uses of
the prevalence of Rocky Mountain spotted fever and
natural resources.
malaria. Potential changes in mortality from heat
and cold stress were quantitatively estimated,
Much of the current inventory in urban
although such estimates did not consider changes in
infrastructure will most likely turn over in the next
air pollution levels. The total impacts of climate
35 to 50 years. A warmer global climate would
change on human health are difficult to assess; these
require changes in the capital investment patterns of
analyses looked at a limited number of potential
effects and are only indicative of possible changes in
cities for water supplies, peak electric generating
capacity, and storm sewer capacity. Urbanized
mortality and morbidity.
coastal areas might have to invest additional billions
of dollars into coastal protection to defend
Summer Mortality Could Increase, While Winter
developed areas from a rising sea. In Miami, for
Mortality Could Decrease
example, this could imply an increase of 1 to 2% in
Global warming may lead to changes in
the city's capital spending over the next 100 years.
morbidity and increases in mortality, particularly for
Generally, northern cities such as Cleveland may
the elderly during the summer. Morbidity and
fare better, since reductions in the operating and
mortality may decrease because of milder winters,
maintenance costs associated with heating public
buildings, snow removal, and road maintenance
although net mortality may increase. If the
frequency or intensity of climate extremes increases,
should offset increasing costs for air-conditioning
and port dredging (see Table 3).
mortality is likely to rise. If people acclimatize by
using air-conditioning, changing their workplace
habits, and altering the construction of their homes
and cities, the impact on summer mortality rates
REGIONAL IMPACTS
may be substantially reduced.
Studying the national impacts of climate change
Regional Morbidity Patterns Could Change
may disguise important differences in regional
effects across the country. Shifting demands for
Changes in climate as well as in habitat may
economic and natural resources may cause stresses
alter the regional prevalence of vector-borne
that cannot be seen at a national level.
diseases. For example, some forests may become
Furthermore, changes in one system, such as water
supply, may affect other systems such as irrigation
xliii
Executive Summary
Table 3. Estimated Impacts of Doubled CO2 Scenarios on Cleveland's Annual Infrastructure Costs (millions of
1987 dollars)
Annual
Cost category
operating costs
Heating
-2.3
Air-conditioning
+6.6-9.3
Snow and ice control
-4.5
Frost damage to roads
-0.7
Road maintenance
-0.5
Road reconstruction
-0.2
Mass transit
summer increase offsets
winter savings
River dredging
less than $0.5
Water supply
negligible
Stormwater system
negligible
Total
-1.6 to + 1.1
Source: Walker et al.
for agriculture. These combined effects may be
California. The discussion that follows should not
most evident on a regional scale. The designs of
be viewed as comprehensive, but rather as providing
the regional studies on agriculture, forests, and
examples of important issues for each region.
electricity were described above.
California
The studies discussed below considered only
some of the potential regional impacts. Many
California contains a highly managed water
potential impacts were not analyzed for example,
resource system and one of the most productive
demographic shifts into or out of the Southeast,
agricultural regions in the world. The state
recreational impacts in the Great Lakes, direct
produces 14% of the nation's cash receipts for
effects on such aquifers as the Ogallala in the Great
agriculture. California's water resources are poorly
Plains, and impacts on many specialty crops in
distributed in relation to its needs. Precipitation is
California. In addition, current GCMs often
abundant in the north, with the highest levels in the
disagree significantly about simulated regional
winter, while water is needed in the south for
changes, particularly about such key variables as
agriculture and domestic consumption. The Central
precipitation. Their spatial resolution is roughly of
Valley Project (CVP) and State Water Project
the same size as the regions of concern; for
(SWP) were built basically to capture runoff from
example, there are two simulation points in
the north and deliver it to uses in the south. These
xliv
Effects of Climate Change
projects also provide flood protection, hydroelectric
the demand for carriage water may be affected.
power, and freshwater flows to repel salinity (known
The estimated changes in salinity and sea level rise
as carriage water) in the Sacramento-San Joaquin
were used to examine impacts on the ecology of the
River Delta. Islands in the delta are highly
bay. Yield changes for a number of crops grown in
productive farmlands and are protected by levees.
the state were estimated, as were changes in ozone
levels in central California and changes in electricity
The California case study focused on the
demand (see Figure 12).
Central Valley. First, changes in runoff in the valley
were estimated. These results were then used to
California's Water Management System Would
estimate changes in deliveries from the CVP and
Have to Be Modified
SWP and in agricultural water use. These results
were combined with sea level rise estimates and
Warmer temperatures would change the
were used to model how the salinity and shape of
seasonality of runoff from the mountains
the San Francisco Bay estuary may change and how
surrounding the Central Valley. Runoff would be
Water Resources
Regional warming could cause:
higher winter, lower summer runoff
decreased deliveries from Central
Valley Project and State Water Project
decreased water quality in subalpine
lakes
Wetlands and Fisheries
Sea level rise could cause:
gradual inundation of wetlands
increased salinity in and size of
San Francisco Bay
TEMPERATURE SCENARIOS
shift from brackish and freshwater
2xCO2 less 1xCO2
species to marine species
6
5
Agriculture
4
TEMPERATURE (°C)
Increases in temperature and CO₂
concentrations could cause:
3
variable crop responses
2
a northward shift in agricultural
GISS
production
1
GFDL
increased irrigation demand
resulting in groundwater extraction
0
OSU
WINTER
SPRING
SUMMER
FALL
and decreased water quality
PRECIPITATION SCENARIOS
2xCO2 less 1xCO2
0.6
0.5
Air Quality
0.4
Higher temperatures would increase
0.3
ambient ozone levels in central California
MILLIMETERS/DAY
0.2
0.1
0
-0.1
0.2
Electricity
-0.3
Higher temperatures could increase
0.4
-0.5
electricity demand
-0.6
WINTER SPRING SUMMER FALL
Figure 12. California.
xlv
Executive Summary
higher in the winter months as a result of less
bay. As a result of these changes, some wetlands
snowpack and more precipitation in the form of
would be lost, marine aquatic species would become
rain. Consequently, runoff would be lower in the
relatively more abundant, and freshwater species
late spring and summer. Under these conditions,
would decline.
the current reservoir system in the Central Valley
would not have the capacity to provide adequate
Climate Change Could Degrade Air Quality in
flood protection in the winter and store enough
California
water to meet deliveries in the summer. Thus,
much of the earlier winter runoff would have to be
Air quality is currently a major concern in
released. This would leave less water in the system
California. The area of central California in
for late spring and summer deliveries, when runoff
violation of ozone quality standards could increase
would be lower. Under the three GCM scenarios,
as a result of higher temperatures. Under one
annual water deliveries from the SWP were
climate scenario, with a 4°C rise and current
estimated to decrease by 200,000 to 400,000 acre-
emission levels, the maximum size of the area with
feet (7 to 16% of supply). In contrast, the increase
ozone levels in excess of the EPA standard of 0.12
in statewide demand for water from the SWP due to
ppm could double. This scenario assumed that such
non-climate factors, such as population growth, may
climate variables as windspeed and mixing height
total 1.4 million acre-feet by 2010. Reduced
(the volume of air in which pollutants are diluted)
snowpack and earlier runoff could occur throughout
would not change.
the West, exacerbating water management problems
in a region that is currently short of water.
Great Lakes
Climate Change Is Likely to Increase Water
The Great Lakes contain 18% of the world's
Demand
supply and 95% of the U.S. supply of surface
freshwater, and they are an important source of
On the whole, California's water demand could
commerce and recreation for the region. In recent
increase with a warmer climate. Twice as much
years, reductions in pollutant loadings have
carriage water may be needed to repel higher
significantly improved the quality of such water
salinity levels resulting from a 1-meter sea level rise.
bodies as Lake Erie. The Great Lakes States
In addition, consumptive uses may also increase.
produce 59% of the country's corn and 40% of its
Irrigation, which may come from groundwater, may
soybeans, and their forests have important
increase in some parts of the state. If new
commercial, recreational, and conservation uses.
powerplants are built, they will need water for
cooling, which could come from surface water
Models were used to estimate the potential
supplies, depending on the location. Although it
impacts of climate change on lake levels and ice
was not studied, municipal demand for water may
cover. Results from these studies were used to
also rise.
analyze impacts on navigation and shorelines.
Changes in the thermal structure of the Central
Sea Level Rise Would Affect the Size and
Basin of Lake Erie and southern Lake Michigan
Environment of San Francisco Bay
were estimated. Output from these studies was
used along with scenario temperatures to analyze
A sea level rise would increase the salt
potential impacts on fishes in the lakes. Changes in
concentrations of San Francisco Bay. It is estimated
crop yields were estimated for corn and soybean,
that a 1-meter rise could cause the salt front in the
and changes in forest composition were analyzed for
Sacramento-San Joaquin River Delta to migrate
Michigan and Minnesota (see Figure 13).
upstream 4 to 10 km (2.5 to 6 miles). Sea level rise
would also increase the difficulty of maintaining the
Lake Levels Could Drop and Ice Cover Duration
Sacramento-San Joaquin Delta islands. If the levees
Could Decrease
around the delta islands were strengthened and
raised, a 1-meter rise could increase the volume of
Higher temperatures would likely reduce
the San Francisco Bay estuary by 15% and the area
snowpack and could increase evaporation, which
by 30%. If the levees were not maintained and the
would lower lake levels. The level of Lake Superior
islands were flooded, there would be a doubling and
was estimated to be reduced under the climate
tripling, respectively, of the volume and area of the
scenarios by 0.4 to 0.5 meters (1.2 to 1.5 feet), and
xlvi
Effects of Climate Change
Lakes
Climate change could:
cause average lake levels to fall by
0.5 to 2.5 meters
reduce ice cover duration by 1-3 months
Adjustments may be required, including:
increased dredging of harbors and
channels, or
lower cargo capacities on ships
Water Quality
Changes in temperature and precipitation
0
could cause:
greater stratification in lakes and
TEMPERATURE SCENARIOS
increased growth of algae, which in turn
2xCO2 less 1xCO2
could cause lower dissolved oxygen
8
levels in shallow areas
an increase in pollutants resulting from
7
more dredging
6
TEMPERATURE (C)
5
Wetlands and Fisheries
4
Higher temperatures could cause:
an increase in fish habitats in fall, winter,
3
GISS
and spring, and a decrease in summer
2
accelerated growth for some fish species
GFDL
potential invasion by new species
1
OSU
0
WINTER
SPRING
SUMMER
FALL
Forests
Higher temperatures could result in:
PRECIPITATION SCENARIOS
loss of mixed northern hardwood and
2xCO2 less 1xCO2
oak in southern areas
0.6
shifts of mixed northern hardwood and
0.5
boreal forests in northern areas to all
0.4
northern hardwood
0.3
forest declines evident in 30 to 60 years
0.2
MILLIMETERS/DAY
0.1
0
Agriculture
-0.1
Higher temperatures could cause:
-0.2
Not
corn and soybean yields to increase in
-0.3
Calculated
North, decline in Cornbelt; mixed results
0.4
under climate change and CO₂
-0.5
acreage could expand in the North,
-0.6
WINTER
SPRING
SUMMER
FALL
leading to increased erosion and runoff
Figure 13. Great Lakes.
that of Lake Michigan by 0.9 to 2.5 meters (3 to 8
duration by 1 to 3 months on Lake Superior and by
feet). Diversions out of the lakes for irrigation or
2 to 3 months on Lake Erie, although ice still would
to supply other basins would further lower lake
form on both lakes. Changes in windspeed would
levels, although these impacts were not analyzed.
affect the reduction in duration of ice cover. In
These results are very sensitive to assumptions
response to lower lake levels, either ships would
made about evaporation and under some
have to sail with reduced cargoes or ports and
circumstances, lake levels could rise.
channels would have to be dredged. On the other
hand, a shorter ice season would allow a longer
Higher temperatures would also reduce ice
shipping season.
cover on the lakes. Specifically, they could cut ice
xlvii
Executive Summary
Water Quality May Be Degraded in Some Areas
sufficient oxygen is present, growth rates and
productivity for such fish as bass and lake trout in
Higher temperatures could lengthen
open areas of large lakes may increase, provided
stratification of the lakes (where summer
that the forage base also increases. However,
temperatures warm the upper part of lakes and
reduced ice cover and decreased water quality could
isolate the cooler lower layers of lakes). Analysis of
harm some species in shallow basins of the Great
the Central Basin of Lake Erie showed that longer
Lakes. The effects of increased species interaction,
stratification, combined with increased algal
changes in spawning areas, and possible invasion of
productivity, would most likely reduce dissolved
exotic species were not analyzed.
oxygen levels in the lower layers of the lake (see
Figure 14). Reducing pollutant loadings in the lake
Northern Agriculture May Benefit
would likely result in less severe impacts. One study
raised the possibility that the annual mixing of a
As a result of the relative increase in northern
lake such as Lake Michigan may be disrupted. If
agricultural productivity, agriculture could be
winds and storms increased, such outcomes would
enhanced in Minnesota, Wisconsin, and northern
be less likely. Disposal of contaminated dredge
Michigan with additional opportunities for the
soils could increase water pollution.
agriculture support sector. The presence of
relatively poor soils, however, could limit
Fish Productivity in Open Areas May Increase
agricultural expansion. Increased cultivation in
northern areas could increase erosion and runoff,
The average annual thermal habitat would
with negative impacts on surface and groundwater
increase with a warmer climate (see Figure 15). If
quality.
AUGUST 1970*
AUGUST 1975*
BASE CASE
X
40.6%
0.0%
GISS
X
80.5%
0.0%
GFDL
W
94.4%
5.9%
OSU
W
100%
28.8%
* Base Case Years
/////
Area That Is Anoxic (Has No Oxygen)
Figure 14. Area of central basin of Lake Erie that becomes anoxic under doubled CO₂ scenarios.
xlviii
Effects of Climate Change
0
50
BASE CLIMATE
100
0
50
OSU
DEPTH (M)
100
HABITAT:
0
+ 2°C OF OPTIMUM TEMPERATURE
+ 5°C OF OPTIMUM TEMPERATURE
50
GISS
100
0
50
GFDL
100
JAN
MAR
JUN
SEP
DEC
MONTH
Figure 15. Increases in thermal habitat for lake trout in southern Lake Michigan under alternative climate
scenarios.
Abundance and Composition of Forests Could
the nation's softwood and hardwood timber, and
Change
tobacco, corn, and soybeans are among its major
crops. Over 85% of the nation's coastal wetlands
Northern hardwood forests in dry sites in
are in the Southeast, and over 43% of the finfish
Michigan may die back and could become oak
and 70% of the shellfish harvested in the United
savannas or grasslands. In northern Minnesota,
States are caught in the region.
mixed boreal and northern hardwood forests may
become completely northern hardwoods.
This report focused on two regions within the
Productivity in some wet sites in Michigan could
Southeast: the Tennessee Valley and the
improve. Commercially important softwood species
Chattahoochee and Apalachicola Rivers. The
could be replaced by hardwoods used for different
Tennessee Valley Authority examined the potential
purposes. Changes in forests could be evident in 30
vulnerability of its water management system to
to 60 years. Whether reforestation with southern
high and low riverflow scenarios (based on runoff
species not currently in the region and CO2
estimates from GCMs). Flow in the Chattahoochee
fertilization would mitigate these impacts was not
River Basin was estimated using hydrologic analysis
studied.
to study impacts on the management of Lake
Lanier, which supplies water to Atlanta. The
Southeast
estimates of outflow from the lake, along with
estimates of the flow in the Apalachicola River,
The Southeast is distinguished from the other
were combined with potential wetland losses
regions in this study by its warm temperatures,
attributable to sea level rise to identify impacts on
abundant rainfall, large coastal plain, and productive
finfish and shellfish in Apalachicola Bay. Sea level
marine fisheries. The region supplies about half of
rise impacts for the entire Southeast were derived
xlix
Executive Summary
from the national studies. Crop yields were
scenarios to lead to the abandonment of 10 to 50%
estimated for corn and soybeans, and changes in
of the agricultural acreage in the region. The
forest composition were analyzed at several sites
studies did not consider introduction of new crops,
across the region (see Figure 16).
such as citrus, or the use of new technologies, such
as biotechnology.
Adverse Impacts on Agriculture and Forests Could
Hurt the Region
Most forests in the Southeast were estimated
to have difficulty surviving the assumed climate
Decreases in the relative productivity of
change. Dieback of existing forests in such areas as
southeastern agriculture were estimated under the
Georgia and Mississippi could be particularly large.
Agriculture
Climate change could:
decrease corn and soybean yields in
hotter areas and could have mixed
results elsewhere
decrease cultivated acreage
increase need for irrigation
increase pest infestations
Forests
Higher temperatures could result in:
significant dieback of southern forests
with declines evident in 30 to 80 years
TEMPERATURE SCENARIOS
regeneration of species becoming
2xCO2 less 1xCO₂
difficult
6
5
Water Resources
Increased temperature and changes
TEMPERATURE (C)
in precipitation could:
4
produce uncertain effects for water
resource availability
3
affect water quality and flood risks
GISS
lower levels in some recreational lakes
2
GFDL
1
Sea Level Rise
OSU
Rising sea level could:
0
WINTER
SPRING
SUMMER
FALL
inundate a significant proportion of the
region's coastal wetlands
PRECIPITATION SCENARIOS
flood some dry land areas
2xCO2 less 1xCO2
create significant costs for protecting
0.7
coastal resources
0.6
0.5
Fisheries
0.4
Higher water temperatures and rising
0.3
MILLIMETERS/DAY
sea level could reduce fish and
0.2
shellfish populations
0.1
0
-0.1
Electricity
-0.2
Higher temperatures could increase
-0.3
electricity demand
-0.4
-0.5
WINTER SPRING SUMMER FALL
Figure 16. The Southeast.
1
Effects of Climate Change
These changes could be evident in 30 to 80 years.
in the region, with potential long-term consequences
The forest studies did not consider whether more
for agriculture and the economy.
southern species could be transplanted and survive
in the region, nor did they account for higher CO2
The studies in this report focused on Nebraska,
concentrations, which could mitigate some losses.
Kansas, Oklahoma, and Texas, and concentrated
The combined effects of reduced agriculture and
mainly on agriculture-related impacts. They
forestry could lead to significant economic losses in
estimated changes in corn, wheat, and soybean
the Southeast.
yields and in the demand for irrigation. Changes in
runoff and leaching of chemicals from farms were
Some Coastal Fish Species Would Be Harmed
also examined (see Figure 17).
Sea level rise could inundate most of the
Crop Acreage Could Decline
coastal wetlands and raise salinity levels, which
could reduce the populations of gulf coast fisheries.
The crop yield and economic adjustment
In addition, higher temperatures may exceed the
studies indicate that grain crop acreage could
thermal tolerances of many species of shellfish in
diminish in the region. The direction of changes in
gulf coast estuaries, further reducing fish
wheat and corn yields depends on the direct effects
populations. Whether these species would be able
of CO₂ on crop growth and the severity of climate
to migrate to cooler water was not considered.
change. If climate becomes hotter and relatively
Some species, however, could increase in
drier, yields could decrease. Whatever the climate
abundance, while others may migrate into the
change, relative productivity may decline compared
region.
with northern areas. As a result, crop acreage was
estimated to drop by 4 to 22%. Such a reduction in
The Studies Were Unable to Determine Regionwide
agriculture could adversely affect the economy of
Impacts on Water Resources
the region. These studies did not consider use of
new technologies or introduction of new crops.
The Southeast currently has little winter
snowcover. Therefore, seasonal runoff depends
Demand for Irrigated Acreage Would Increase
much more on changes in rainfall than on changes
in temperature that affect the size of snowpack.
The demand for irrigation on the farms that
Analysis of the rivers managed by the Tennessee
continue to grow grain crops could increase.
Valley Authority showed that increased runoff could
Irrigated acreage, which currently makes up about
lead to higher riverflow and higher flood
10% of the total acreage and is growing, could
probabilities, while less runoff could reduce flood
increase by 5 to 30%. This report did not examine
probabilities, but could lead to lower riverflow and
how this demand would be satisfied, although the
problems maintaining adequate supplies for
Ogallala Aquifer could be a candidate. Other
industrial use, powerplants, and dilution of effluent.
impacts of global warming could change ground and
Use of climate change scenarios produced
surface water supplies and, possibly, surface water
inconclusive results concerning the potential change
quality. Changes in precipitation could affect the
in flow in the Chattahoochee River. A study of the
leaching of pesticides into groundwater and runoff
management of Lake Lanier concluded that changes
to surface waters in some cases, although the
in operating rules would be sufficient to handle
direction of change cannot be determined because
higher or lower flows estimated in the scenarios,
runoff and leaching of pesticides and soils are very
although some uses would be restricted.
sensitive to rainfall variability.
The Great Plains
FINAL THOUGHTS AND POLICY
Agriculture is one of the main sources of
income in the Great Plains. The States of Kansas,
IMPLICATIONS
Nebraska, Oklahoma, and Texas produced 80% of
the nation's sorghum and 30% of the wheat crop in
Because this is the most comprehensive study
1982. In recent years, increased use of water from
to address the issue of the environmental effects of
the Ogallala Aquifer has reduced groundwater levels
climate change in the United States, we expect that
a sizable debate will follow its publication.
li
Executive Summary
Agriculture
Higher temperatures could:
reduce corn and wheat yields, and
could have mixed effects on yields
when considering both climate change
and increased CO₂
reduce crop acreage
TEMPERATURE SCENARIOS
2xCO2 less 1xCO2
6
5
Irrigation Demand
TEMPERATURE (C)
4
Changes in agriculture are likely to
result in increased irrigation demand
3
and acreage
2
GISS
1
GFDL
0
OSU
WINTER
SPRING
SUMMER
FALL
Water Quality
PRECIPITATION SCENARIOS
0
Changes in rainfall, runoff, pesticide
2xCO2 less 1xCO₂
0
loadings, erosion, and irrigation
could affect water quality
0.2
0.1
0
MILLIMETERS/DAY
-0.1
Electricity
-0.2
Higher temperatures could increase
-0.3
electricity demand
-0.4
-0.5
-0.6
WINTER
SPRING
SUMMER
FALL
Figure 17. The Great Plains.
Considerable additional research and analyses are
identified in this report by delays in the onset of
likely to amplify, improve, and challenge these
climate change, and by the pressure to solve today's
findings. We expect further research to develop
problems. Many adaptations would undoubtedly
new insights into the role of climate, but precise
occur as climate changes, but some decisions being
forecasts must await more advanced climate models,
made today have a long enough lifetime and
which may require many years to develop. For
sufficient risk to support consideration of the
some time to come, our ability to provide national
potential range of impacts of the greenhouse effect.
and local officials with guidance may be limited to
These decisions should be made if they make
effects driven primarily by temperature and sea level
economic and environmental sense for today's
changes.
conditions and are sufficiently flexible to handle
changing climate. Given the uncertainty about the
Apart from strategies to limit emissions of
timing, magnitude, and regional scope of climate
greenhouse gases (discussed in the companion
change, we cannot plan for specific climate
report), policymakers should consider policy options
conditions in the future, but we can strive to be
for adapting to global warming. Consideration of
ready to respond to significantly changed climate
these options is complicated by the uncertainties
conditions in the future.
lii
Effects of Climate Change
Conversely, natural resource management
The U.S. government is strongly supporting the
should not assume that climate will not change. All
Intergovernmental Panel on Climate Change
managers of natural resources that are sensitive to
(IPCC) under the auspices of the United Nations
climate should consider the vulnerabilities of their
Environment Programme and the World
systems to climate change and whether anticipatory
Meteorological Organization. The IPCC has
steps are prudent. In some cases, no anticipatory
established a process for governments to follow
action would be needed -- the systems can be
when reviewing scientific information and policy
adjusted and adapted as climate changes. In other
options. The federal government is conducting
areas, where long-term decisions on sensitive
other activities on global climate change. The
systems may result in irreversible impacts,
Global Climate Protection Act of 1987 calls for a
anticipatory actions to mitigate these potential
scientific assessment of climate change, which is to
effects may be required. It may make sense in
be completed by 1989. This work will be sponsored
some instances to change the rules under which
by EPA and other federal agencies such as the
long-term planning is done, such as zoning laws, to
National Aeronautics and Space Administration, the
allow for consideration of climate change in private-
National Oceanic and Atmospheric Administration,
sector decisions. Finally, research and education
and the National Science Foundation, and
are needed in many areas to improve our ability to
coordinated through the IPCC. Also, the
respond to these changes. In any case, managers
Department of Energy and EPA have been asked to
should reexamine their systems to consider ways to
report to Congress on policy options for reducing
improve the flexibility and resiliency of the systems
CO₂ emissions in the United States. In addition,
to handle these and other changes. The criteria to
various federal agencies conduct significant research
guide decisions should include consideration of the
programs on climate. These research efforts on
following factors:
climate change are coordinated by the National
Climate Program Office and the Committee on
the uncertainties in the magnitude and
Earth Sciences. The latter has produced a plan
timing of effects;
called Our Changing Planet: A United States
Strategy for Global Change Research, which
whether the lifetime of the plan, project,
outlines federal research activities.
or policy is long enough to be affected by
climate change;
The federal government can also take the lead
in pursuing prudent policies in anticipation of
whether effects of climate change are
climate change, and many agencies can play a role
irreversible;
in preparing the country for the impacts. These
include the Departments of the Interior, Energy,
whether the policy or project will increase
Health and Human Services, and Agriculture; the
flexibility and resilience or restrict future
U.S. Environmental Protection Agency; and the
options;
U.S. Army Corps of Engineers (see box on "Federal
Activities"). However, adaptation should not occur
whether a policy or action makes
just at the federal level, for there will likely be a
economic or environmental sense, even
need to involve other nations, state and local
without climate change;
governments, industry, and even individuals. The
regional studies in this report demonstrate that
the uniqueness of the ecosystems or
climate change cuts across manmade and natural
manmade structures that may need
systems, geographic boundaries, and government
protection; and
agencies. Research, technical guidance, planning,
and creative approaches to resource management
whether the impacts would be greater if
will be needed in the future to prepare for the
no anticipatory action were taken.
impacts of climate change on the United States.
liii
Executive Summary
FEDERAL ACTIVITIES THAT SHOULD CONSIDER CLIMATE CHANGE
Sample questions relating to climate change impacts that federal agencies should consider:
Agency
Policy Question
U.S. Environmental
How should current wetlands protection programs be modified to
Protection Agency
accommodate future sea level rise and precipitation changes?
Should regulatory approaches to air pollution be supplemented with incentive
systems, new chemicals, or relocation policies?
U.S. Department of
Should national parks and wildlife refuges purchase land to accommodate the
the Interior
migration necessitated by climate change? Should additional parks and refuges
be created?
Are current activities increasing the vulnerability of species that might be
threatened by climate change?
Should the U.S. Geological Survey produce coastal area maps with finer
contour intervals? How will climate change alter projected groundwater levels?
Will current water policies in the West prove to have been ill-advised if the
climate changes?
U.S. Department of
Do price support programs help or hinder the adjustments that climate change
Agriculture
may necessitate?
To what extent could irrigation be increased on a sustainable basis if climate
became drier?
What actions would be necessary to maintain national forests as the climate
changes?
U.S. Army Corps
How does a consideration of future climate change alter the relative merits
of Engineers
of alternative approaches to coastal protection, flood control, and navigation?
Will climate change affect the success of wetlands protection efforts in
Louisiana as administered under Section 404 of the Clean Water Act?
Federal Emergency
Will current rate caps on premiums enable the National Flood Insurance
Management Agency
Program to remain solvent if climate changes?
U.S. Department of
Are current programs adequate to address potential changes in mortality and
Health and Human
shifts in diseases resulting from climate change?
Services
liv
CHAPTER 1
INTRODUCTION
Since the beginning of the Industrial Revolution,
greenhouse effect may raise atmospheric
human activities have led to increased
temperatures several degrees in less than a century.
concentrations of greenhouse gases in the
atmosphere. Fossil fuel burning, which releases
CO2, CO, N2O, and other pollutants, has expanded
CONGRESSIONAL REQUEST
many times over. Changes in agriculture have led
to increased emissions of CH₄ and N2O.
FOR REPORTS
Population growth has contributed to deforestation
in many areas of the globe, which in turn has
The significant implications of the greenhouse
affected the global carbon cycle. Atmospheric
effect have been the subject of discussion within the
concentrations of tropospheric ozone and
scientific community for the past three decades. In
chlorofluorocarbons have also increased, primarily
recent years, Members of Congress have held
because of industrial activity.
hearings and have begun to explain the implications
for public policy. This interest was accentuated
Scientists have concluded that the increase in
during a series of hearings held in June 1986 by the
greenhouse gas concentrations will eventually
Senate Subcommittee on Pollution of the
change global climate. In 1979, the National
Environment and Public Works Committee.
Academy of Sciences stated that a doubling of
Following the hearings, members of the Senate
carbon dioxide levels would lead to an increase of
Environment and Public Works Committee sent a
1.5 to 4.5°C (2 to 8°F) in global air temperatures.
formal request to the EPA Administrator, which
Since then, other researchers have examined the
asked the Agency to undertake two studies on
increase in all greenhouse gases and have concluded
climate change due to the greenhouse effect. (The
that a greenhouse gas increase equivalent to CO2
letter is reprinted in Appendix C of this report.)
doubling could occur as early as the 2030s, with a
hypothesized commensurate global warming lagging
One of the studies we are requesting should
by several decades.
examine the potential health and
environmental effects of climate change.
The Earth's atmosphere has undergone many
This study should include, but not be limited
cycles of warming and cooling in the past.
to, the potential impacts on agriculture,
Paleoclimatologists have estimated that at the glacial
forests, wetlands, human health, rivers, lakes,
maximum of the last ice age, which was about
and estuaries, as well as other ecosystems
18,000 years ago, the Earth was approximately 5°C
and societal impacts. This study should be
(9°F) cooler than at present. This is generally
designed to include original analyses, to
attributed to changes in orbital characteristics
identify and fill in where important research
combined with lower trace gas concentrations and
gaps exist, and to solicit the opinions of
different climate feedbacks.
knowledgeable people throughout the
country through a process of public hearings
Two aspects may make the current greenhouse
and meetings.
warming different from past climate changes. First,
it will raise temperatures higher than the planet has
Congress also requested that EPA prepare a
experienced in the last 125,000 years. (During the
study on policy options to stabilize current levels of
Pliocene Epoch (2 to 5 million years ago), global
atmospheric greenhouse gas concentrations. That
temperatures were several degrees higher than they
study analyzes policy options for limiting gas
are now.) Second, past climate changes of
concentrations including energy efficiency,
comparable magnitude have generally occurred over
alternative technologies, reforestation options,
tens of thousands of years. Estimates are that the
chlorofluorocarbon (CFC) reductions, and other
options for limiting CH4 and N2O. It is entitled
1
Chapter 1
Policy Options for Stabilizing Global Climate and is
a companion to this report. Congress requested the
Direction and Magnitude
studies in the Fiscal Year 1987 Continuing
Resolution.
Since the scenarios do not encompass all
possible combinations of climate change due to
increased greenhouse gases, the results do not
GOALS OF THIS REPORT
represent the entire range of possible effects. For
example, there could be more or less rainfall, or
higher or lower temperatures than estimated by
This report builds on the past contributions of
climate models. Yet, the results from various
many scientists throughout the world, most notably
scenarios help define the direction and magnitude of
the reports by the National Academy of Sciences
effects. First, we examined them to see if a
(1979, 1983, 1987), the World Meteorological
direction of change (e.g., more water, lower crop
Organization and the International Council of
yields) is evident. Second, we attempted to
Scientific Unions (1986), the United Nations
determine if the magnitude of change is significant.
Environment Programme (1986), Scope 29 (1986),
Third, we asked whether the results are consistent
and the U.S. Department of Energy (1985a,b). It is
with scientific theory. Outcomes outside the bounds
an attempt to identify some of the sensitivities,
of our results cannot be ruled out at this time.
direction and magnitude, linkages, regional
differences, national impacts, policy implications,
Linkages
and uncertainties associated with the effects of
global climate warming.
Individual environmental systems will not be
affected by climate change in isolation. Water
We hope it will provide useful information to
climate modelers and effects researchers. We also
resources, for example, may be affected not only by
changes in water supply but also by changes in
hope that officials, at all levels of government, will
demand for water for such purposes as irrigation.
be encouraged to examine the implications of
Wildlife may be directly affected by changes in
climate change for long-term policies. Since this is
climate and indirectly affected by changes in habitat
the first study of this type, we expect that a great
due to climate change. This report attempts to
deal more research, analysis, and planning will be
identify linkages among effects, quantitatively where
needed in the future. We do not pretend to have all
possible and qualitatively elsewhere. Linkages are
the answers.
identified mainly in regions. Quantitative analysis
of all linkages would change the numerical results of
This report has been designed to identify the
this report, in many cases exacerbating impacts.
following:
Sensitivities
National Impacts
Since the rate and extent of climate change on
Impacts were analyzed on a national scale to see
a regional level are uncertain, we cannot predict
how the country as a whole may be affected by
effects. However, we can identify the sensitivities of
climate change and to see if latitudinal patterns
systems to climate change. Our goal was to use a
(such as northward shifts in species) are detectable.
variety of scenarios to determine what climate
Some analyses, such as coastal wetland impacts and
variables are important in causing impacts and the
changes in electricity demand, were conducted on a
degree to which systems are sensitive to changes in
national basis. Other national analyses, such as
these variables. Specifically, we were interested in
forests, were based on results from regional studies.
identifying the sensitivity of systems to higher
In some cases, national analyses estimated total
temperatures and sea level, which are among the
costs over the next century. No attempt was made
changes most likely to occur following increased
to assess the total national impact from climate
greenhouse gas concentrations. (For further
change, and conclusions about the total costs and
discussion, see Chapter 2: Climate Change.)
benefits of climate change should not be made.
2
Introduction
Regional Impacts
Fundamentally, these goals center on the
identification of important issues and state-of-the-
Effects were examined in several regions of the
science investigations in each environmental system.
United States for a number of reasons. As pointed
Because each component of science and policy
out above, linkages exist among many of the effects,
development is at an early stage, the goals of the
and these are likely to be seen on a regional scale.
report are to develop insights and estimates of the
For example, the supply of water in a river basin
ranges of possible future effects and to use that
may change as a result of climate change. The
information for identifying where the policies and
water resource in that basin may also be affected by
research programs of EPA and other agencies
changes in the demand for water for irrigation,
should be reexamined.
powerplant cooling, and other uses. Analysis of
similar systems in different regions allows for
comparison of impacts among regions. This report,
STRUCTURE OF THE ANALYSIS
however, does not attempt to identify "winners and
losers."
Important Systems
Uncertainties
This report focuses on the following systems,
Many uncertainties are related to our knowledge
which are important, are sensitive to climate, and
about the rate and magnitude of warming and
may be particularly affected by climate change:
changes in regional weather patterns. As discussed
Forests
in Chapter 2: Climate Change, we do not know how
much and how quickly climate may change and how
Agriculture
Sea Level Rise
regional climates may change. Uncertainties also
exist about how ecological and other systems will be
Biodiversity
Water Resources
affected by climate change. We do not have
empirical evidence on how these systems will
Electricity Demand
respond to higher temperatures and CO₂ levels, as
Air Quality
well as to different rainfall amounts. These
Human Health
uncertainties are reflected in the models used to
Urban Infrastructure
estimate climate change and impacts. This report
attempts to clearly state these limitations.
Regional Case Studies
Policy Implications
Four regional case studies were selected: the
Southeast, the Great Lakes, California, and the
The management of most natural resources has
southern Great Plains. These regions were picked
generally been undertaken assuming that climates
because each is important for economic, social, and
will not change. A change in climate could affect
environmental reasons, and each offers some unique
many of these resources and raise implications for
current characteristics that make it an interesting
resource management. This report discusses some
example of the range of possible environmental
policy implications of climate change, but it does not
issues that may need to be considered. The
lay out a prescriptive policy agenda.
Southeast depends heavily on forestry and
agriculture, and has extensive and fragile wetlands
Research Needs
and coastal ecosystems. The Great Lakes are the
dominant natural resource in their region, supplying
freshwater, fishery resources, and a pathway for
The analysis in this report should provide climate
shipping and transportation, and providing a natural
modelers with information concerning how general
laboratory for environmental issues that affect both
circulation models could be improved. It should
the United States and Canada. California already
also help define research needs for future analysis
must carefully manage its water supplies, and its
of the potential impacts of climate change.
agricultural industry provides many crops for the
United States and a large share of the international
3
Chapter 1
market; it is among the most productive agricultural
climate scenarios we used were based on outputs
regions in the world. The Great Plains is one of the
from general circulation models (GCMs) (see
largest producers of grain crops in the world.
Chapter 4: Methodology). Where possible, we tried
Although these regions are diverse, they do not
to obtain quantitative estimates of effects.
encompass the entire range of regional differences
However, the development of quantitative estimates
in the United States. The analysis of effects in
was constrained by the availability of well-
these regions does not cover all potential impacts in
documented models that included some interaction
the United States.
of the particular effect in question and climatic
variability. We obtained additional information on
National Studies
sensitivities by reviewing the literature and by
gathering expert judgment. The approach of using
The effects on a number of systems were
existing models, all of which were originally
quantitatively analyzed on a national scale. National
constructed for other purposes, makes the
agricultural markets were analyzed with respect to
interpretation of results instructive but somewhat
their sensitivities to changes in yield derived from
limited with respect to the full range of climatically
our agricultural models. Options for adapting to a
relevant questions that could be asked.
sea level rise were examined on a national scale, as
were possible health impacts. Forestry, water
management, air quality, and biodiversity issues
PROCESS FOR CONDUCTING
were explored by analyzing the results of several of
THIS REPORT
the regional case studies with a broader perspective.
In each case, the national-level analyses provide an
additional level of qualitative integration that a
We used an eight-stage process to define the
purely regional analysis could not. The structure of
scope of this report, select the projects, write the
the regional and national studies is displayed in
chapters, and review the results.
Figure 1-1.
Step 1: Initial Scoping of the Report
ANALYTIC APPROACHES
This stage immediately followed the request
from the Senate Environment and Public Works
Committee. We agreed on using the regional case
Since we do not know how climate will change,
study approach, on the four regions to be
this report used scenarios of possible climate change
investigated, and on using climatic scenarios. We
to identify sensitivities of systems to climate. The
Regional
Case
Studies
Core
Analytic
California
Outputs
Areas
Great Lakes
Southeast
Forests
Great Plains
Climate
Agriculture
Report
Sea Level Rise
Change
to Congress
Scenarios
Biodiversity
Water Resources
Research
Electricity Demand
National
Plan
Air Quality
Studies
Human Health
Models/
Urban Infrastructure
Data Bases
Policy
Forests
Agriculture
Sea Level Rise
Electricity Demand
Health
Figure 1-1. Elements of the effects report.
4
Introduction
also decided not to attempt to analyze
to all comments and modified proposals as
environmental effects outside the United States in
appropriate. EPA used a combination of
this report. Our rationale for this decision was
cooperative agreements, existing contracts, and
based on available time and funds, and on the lack
interagency agreements to fund projects for this
of suitable models that would be immediately
report.
accessible to us.
Step 5: Planning and Integration
Step 2: Preparatory Workshops
All the researchers met with EPA staff in
We held two workshops in February and April
October 1987 to discuss scenarios, goals, and
1987 in Boulder, Colorado, to prepare the report.
approaches for the studies. Researchers discussed
In the February workshop, sponsored and organized
integration of projects within regions as well as the
by the National Center for Atmospheric Research,
commonality of approaches within disciplines.
general circulation modelers convened to discuss
some of the problems inherent in attempting to
Step 6: Analysis
understand the regional results from global models.
Several major topics were discussed from the
The National Center for Atmospheric Research
standpoint of how the results from GCMs should be
assembled the scenarios and distributed them to
used in impact studies. A list of variables that
researchers in the fall of 1987. Researchers
would be available for use by effects researchers
conducted their analysis over the winter and
was produced at the end of the workshop. In
prepared draft reports in March and April 1988.
addition, several potential studies on aspects of the
frequency of extreme weather events were
identified.
Step 7: Preliminary Project Review
In April 1988, EPA assembled panels of
The April workshop was organized with the
scientists to provide a preliminary review of most of
assistance of the University of Colorado.
Approximately 100 scientists explored the major
the agriculture, forestry, and hydrology projects.
climate change-related issues in agriculture, forest
The principal investigators of the appropriate
effects, water resources, and sea level rise. Working
projects were asked to present their work orally and
in written drafts. EPA project managers used the
groups in each discipline discussed the potential
comments from the review panels to make
impacts that climate change might have and the
most important uncertainties to explore to arrive at
corrections in the conduct of a few projects, and as
a guide to interpreting the results of individual
better predictions. The working groups were then
projects and to writing this report.
rearranged into regionally oriented groups. They
identified a series of studies that would address the
major scientific issues in each region.
Step 8: Project and Report Peer Review
Step 3: Identification of Potential Projects
At least two to three peer reviewers examined
the final reports from all principal investigators
From the lists identified in the two Boulder
before the EPA project managers accepted them.
workshops, and from additional studies on urban
During this time, EPA staff on the report project
team wrote the overviews that are reflected in this
and regional air quality subsequently identified
internally by EPA, we arrived at list of investigators
final report. In November 1988, a special
from whom we would solicit proposals. The
subcommittee of EPA's Science Advisory Board
(SAB) was convened and asked to review the entire
decision to solicit proposals was based primarily on
the potential coverage of environmental issues in
report. Following the SAB's written review, the
each region.
EPA project team responded to comments and
produced the final version of the Effects Report.
The draft of the report was sent to other federal
Step 4: Reviews of Proposals
agencies and the Office of Management and Budget
for review and comment, and these comments were
At least one intramural and two extramural
also taken into account in the final version.
reviewers examined each proposal. We responded
5
Chapter 1
STRUCTURE OF THIS REPORT
RELATIONSHIP TO CURRENT
NATIONAL AND
This report is divided into several sections.
INTERNATIONAL ACTIVITIES
Section I consists of Chapter 2 on trends in
emissions of greenhouse gases and potential impacts
on climate; Chapter 3 on changes in variability; and
National Research and Policy Activities
Chapter 4 on the choice of scenarios and effects
modeling. In Section II, the results of national
The Global Climate Protection Act of 1987
analyses are presented. Each chapter covers a
requested EPA to develop a national policy on
different system. The chapters include an overview
global climate change and to prepare an assessment
of relevant regional studies, and they present results
of scientific information. The very scope of this
from national analyses. Each chapter discusses the
issue suggests that this request can be fulfilled only
current state of resource, reviews previous literature
in cooperation with other federal agencies; hence,
on climate change and the resource, discusses
EPA is working with these agencies to formulate a
studies used for this report, presents national results
process to achieve this goal. The scientific
from regional and national studies, and discusses
assessment will be conducted in coordination with
broader socioeconomic and policy implications. The
the National Aeronautics and Space Administration,
design and limitations for each study are presented
the National Oceanic and Atmospheric
only once -- in a regional chapter if it is a regional
Administration, the National Science Foundation,
study or in a national chapter if it is a national
and other agencies. To the extent possible, this
study. Section III contains results from the regional
scientific assessment will also be developed on an
case studies, with each chapter devoted to different
international basis and should be available in 1990.
regions. Each regional chapter describes the
climate-sensitive systems in the region; reviews
The development of a national policy will be
previous studies on impacts of climate change on
coordinated with the Department of Energy and
the region; describes the structure of regional
other natural resource departments. The goal will
studies for the report; discusses regional climate
be to build on this report and others under
change scenarios; reviews the design, results, and
development by federal agencies to identify the
limitations of the studies; and discusses the broader
adoptive policies and other measures that may be
socioeconomic and policy implications of climate
appropriate to deal with this issue. The nature of
change for the region. The regional chapters
this issue suggests that a continuous review of
include relevant regional results from national
domestic policy will be required for many years.
studies. Not all regionally relevant results are
presented in the appropriate regional chapters.
International Activities
Results for health are presented only in the health
chapter in Section II. Section IV includes
In 1987, the United Nations Environment
conclusion chapters. Chapter 18 discusses directions
for future research on climate change effects, and
Programme (UNEP) and the World Meteorological
Chapter 19 discusses policy implications and
Organization (WMO) were asked by member
recommendations.
governments to establish an Intergovernmental
Panel on Climate Change (IPCC) for the specific
This report is designed to be an overview of the
purpose of reviewing the scientific information and
individual studies. Those studies are printed in
potential response strategies. The WMO has
appendix volumes. In this report, the studies are
primary responsibility for the World Climate
referenced by the author's name or names in
Research Programme, and UNEP has responsibility
parentheses and volume letter. Previously published
for the World Climate Impacts Programme. The
work is referenced by the author's name and the
UNEP was the primary international agency
responsible for negotiations leading to the Montreal
year of publication.
6
Introduction
Protocol To Protect the Ozone Layer. The first
Scope 29. 1986. The Greenhouse Effect, Climatic
meeting was held in November 1988, and
Change, and Ecosystems (SCOPE 29). Bolin, B., B.
subsequent meetings have been held in 1989 to
Doos, J. Hager, and R. Warrick (eds). Chichester,
organize activities. It is expected that the IPCC will
England: John Wiley and Sons.
be the primary forum for multilateral discussions
between governments on this issue.
United Nations Environment Programme. 1986.
Effects of Changes in Stratospheric Ozone and
Other governments and international agencies
Global Climate. Titus, J.G. (ed). Washington, DC:
are also examining this issue. Italy, Japan, and the
U.S. EPA and United Nations Environment
Netherlands held conferences in 1989. The United
Programme.
States has bilateral activities with the Soviet Union
and China. The Organization for Economic
U.S. Department of Energy. 1985a. Atmospheric
Cooperation and Development and the International
Carbon Dioxide and the Global Carbon Cycle.
Energy Agency are examining their potential
Trabalka, J.R. (ed). Washington, DC: Government
contributions.
Printing Office (DOE/ER-0239).
U.S. Department of Energy. 1985b. Projecting the
REFERENCES
Climatic Effects of Increasing Carbon Dioxide.
MacCracken, M.C., and F.M. Luther (eds).
National Academy of Sciences. 1979. Carbon
Washington, DC: Government Printing Office
Dioxide and Climate: A Scientific Assessment.
(DOE/ER-0237).
Washington, DC: National Academy Press.
World Meteorological Organization. 1986. Report
National Academy of Sciences. 1983. Changing
of the International Conference on the Assessment
Climate. Washington, DC: National Academy
of the Role of Carbon Dioxide and of Other
Press.
Greenhouse Gases in Climate Variations and
Associated Impacts, Villach, Austria, 9-15 October
National Academy of Sciences. 1987. Current
1985. World Climate Programme Report No. 661.
Issues in Atmospheric Change. Washington, DC:
Geneve, Switzerland: World Meteorological
National Academy Press.
Organization, The International Council of Scientific
Unions, and the United Nations Environment
Programme.
7
CHAPTER 2
GLOBAL CLIMATE CHANGE
The Earth's climate has changed continuously
These studies should be consulted for more detailed
over the entire lifetime of our planet as a result of
information.
various natural causes. Recently, we have come to
the realize that human activities may, in the near
This chapter describes the climate system, the
future, produce effects powerful enough to
important causes of climate change for the next
overwhelm these natural mechanisms and dominate
century, and the so-called climate forcings, and it
the changes of climate. By early in the next century,
summarizes the various trace gases that human
the planet's temperature may rise to a range never
before experienced by our species, at a rate faster
and to temperatures warmer than the Earth has
experienced in the past million years. This
The Greenhouse Effect
anticipated temperature increase would be caused
by an enhancement of the greenhouse effect.
Gases in the atmosphere are virtually
transparent to sunlight (shortwave
Although the overall effect of increased
radiation), allowing it to pass through the
greenhouse gases is understood, many details are
air and to heat the Earth's surface. The
less clear, including both the timing of the predicted
surface absorbs the sunlight and emits
warming and its spatial distribution. This is because
thermal radiation (longwave radiation)
the response of the climate system to the additional
back to the atmosphere. Because several
greenhouse gases, including all the feedbacks and
gases in the atmosphere, particularly
interactions that would take place, is very
water vapor (H₂O) and carbon dioxide
complicated and not completely understood. In
(CO₂), are not transparent to the
addition, while the human-induced component of
outgoing thermal radiation, they absorb
the greenhouse effect increases in magnitude, other
some of it and heat the atmosphere. The
causes of climate change remain important, such as
atmosphere emits thermal radiation, both
changes in the amount of energy emitted by the sun,
upward to outer space and downward to
changes in the atmospheric composition due to
the surface, further warming the surface.
volcanic eruptions and human input of aerosols,
internal redistributions of energy by El Niños, and
This phenomenon is called the
random, unpredictable variations. Thus, the task of
greenhouse effect because in some
predicting the future evolution of climate involves
respects it describes how an actual
not only understanding the response of the climate
greenhouse works. Even without any
system to increased concentrations of greenhouse
human impacts, this natural greenhouse
gases but also predicting the concentrations of these
makes the Earth's surface about 33°C
gases and the effects of other causes of climate
(59°F) warmer than it would be without
change.
the atmosphere. Gases that are
transparent to sunlight, but not to thermal
Several detailed assessments of the current state
radiation, are called greenhouse gases.
of our knowledge of these projected climate changes
have been conducted recently. These include
If either the concentration of existing
studies by the National Research Council (NRC,
greenhouse gases increases or greenhouse
1979, 1983, 1987), the World Meteorological
gases that were not there before are
Organization (1986a,b), and the "state-of-the-art"
added to the atmosphere, more thermal
reports of the Department of Energy (MacCracken
radiation will be absorbed and re-emitted
and Luther, 1985a,b; NRC, 1985; Trabalka, 1985;
downward, making the surface warmer
Strain and Cure, 1985; White, 1985). Excellent
than before.
shorter summaries include Ramanathan (1988) and
Chapters 2 and 3 of Lashof and Tirpak (1989).
9
Chapter 2
activities put into the atmosphere. It then describes
and direction, and sea level, also have important
important feedbacks in the climate system that act
impacts on human activities.
to amplify or dampen the climate change induced by
the forcings. Uncertainties in our understanding of
Figure 2-1 shows a schematic representation of
these feedbacks are an important component of our
the climate system. Changes in the amount of
current uncertainty of the timing and amount of
energy emitted by the sun, changes in the
future climate change. Next, it discusses the recent
atmospheric composition (such as from volcanic
history of climate change, compares these
eruptions and human input of aerosols and
observations with theory, and presents theoretical
greenhouse gases), and changes in the Earth's
models of the climate and their projections of future
surface (such as deforestation) can affect the
climate change. Finally, the concluding section
Earth's energy balance. Atmospheric and oceanic
summarizes the extent of our knowledge about the
circulation can redistribute the energy.
future climate and discusses future research needs.
The radiative balance of the planet, as shown in
Figure 2-2, determines the global average vertical
distribution of temperature. If the concentration of
THE CLIMATE SYSTEM
certain trace gases (carbon dioxide (CO₂), water
vapor (H₂O), methane (CH₄), nitrous oxide (N₂O),
The climate system includes all the interactive
tropospheric ozone (O₃), and chlorofluorocarbons
components of our planet that determine the
(CFCs)) increases, the atmosphere's absorption of
climate. This includes the atmosphere, oceans, land
longwave radiation (thermal radiation from the
surface, sea ice, snow, glaciers, and biosphere.
Earth's surface) will increase. Some of this energy
Climate change can be measured in terms of any
will be radiated downward, heating the surface and
part of the system, but it is most convenient to use
increasing the surface temperature. Because the
surface air temperature as a measure of climate,
concentrations of all these gases are projected to
since it is the parameter for which we have the best
increase in the future, this effect and its timing must
record, and it is measured where the most
be compared to the other projected causes of
important component of the biosphere humans
climate change (forcings), and the response of the
lives. Other components of the climate system, such
climate system, to project the future climate.
as precipitation, cloudiness, evaporation, windspeed
Uncertainties are associated with all these factors.
Changes of
Solar Radiation
SPACE
ATMOSPHERE
Terrestrial
Radiation
Clouds
H₂O, N₂, O₂, CO₂, O3, etc.
Air-Biomass
Precipitation,
-Land
Aerosols
Air-Ice Coupling
Evaporation
Coupling
Heat Exchange
Wind Stress
BIOMASS
ICE
Ice-Ocean
Changes of
Coupling
Atmosphere-Ocean Coupling
LAND
Atmospheric Composition
OCEAN
Changes of Land Features,
Orography, Vegetation,
Changes of Ocean Basin,
Albedo, etc.
Shape, Salinity, etc.
Figure 2-1. The climate system. The principal interactions among components of the atmosphere, ocean, ice,
and land surface, and some examples of external forcings are indicated (Gates, 1979).
10
Global Climate Change
Climate Terminology
Although this report avoids most technical jargon, some specialized terminology is inevitable.
These terms are defined below.
aerosols
Tiny solid or liquid particles suspended in the atmosphere. Volcanic dust, forest fire
smoke, and cloud droplets are examples.
albedo
Fraction of incoming solar radiation that is reflected. The fraction of energy absorbed
is equal to 1 minus albedo. Thus, if the albedo of the earth's surface goes down, e.g,
by snow melting that uncovers darker land, then the amount of energy absorbed would
go up, raising the temperature.
energy
[also called heat balance] The process by which climate is determined. At any point
balance
on Earth, the incoming solar energy is balanced by outgoing thermal radiation, storage
or release of heat in the surface, and redistribution of heat by wind and ocean currents.
longwave
[also called infrared radiation or thermal radiation] Electromagnetic radiation, like
radiation light (solar radiation), radio waves and x-rays (microwaves), but of the wavelength
that every object emits in order to cool itself. The Earth's surface emits longwave
radiation in the wavelength region that is absorbed by CO2, H2O, and other
greenhouse gases, producing the greenhouse effect, since these gases are much more
transparent to sunlight.
ppmv, ppbv Parts per million by volume, parts per billion by volume; units of concentration of
gases. The 1989 concentration of CO₂ in the atmosphere is about 0.035% = 350 ppmv
= 350,000 ppbv. The 1989 concentration of CFC-11 is about 0.000000026% = 0.00026
ppmv = 0.26 ppbv.
sink
Mechanism that removes a gas from the atmosphere. For example, oceans serve as
a sink for CO₂, which dissolves in the surface waters.
source
Mechanism that adds a gas to the atmosphere. For example, foam blowing, leaky
automobile air conditioners, and cleaning computer chips are all sources of CFCs.
stratosphere The atmospheric layer above the troposphere, extending from the tropopause (the top
of the troposphere) to about 50 kilometers (31 miles). The troposphere and
stratosphere together contain more than 99.9% of the mass of the atmosphere.
thermal
Resistance to temperature change. Oceans have a much larger thermal inertia than
inertia
land because heat added or subtracted must come or go from a thick layer of well-
mixed water rather than a thin immobile layer of soil.
trace gas
A gas with a very low concentration in the atmosphere. The important greenhouse
trace gases are discussed in this chapter in the section on climate forcings.
troposphere The lowest atmospheric layer, which extends from the Earth's surface to a height of
about 8 kilometers (5 miles) in the polar regions, 12 kilometers (7 miles) in the
midlatitudes, and 18 kilometers (11 miles) in the tropical regions. All weather and
precipitation take place in the troposphere, which contains about 80% of the mass of
the atmosphere.
11
Chapter 2
SPACE
INCOMING
OUTGOING RADIATION
SOLAR
RADIATION
Shortwave
Longwave
100
8
17
6
9
40
20
ATMOSPHERE
Backscattered
Net Emission
by Air
by
Absorbed by
Water Vapor,
Emission
Water Vapor,
19
CO2,O3
by Clouds
Reflected
Dust, O3
by Clouds
Absorption
by Clouds
Water Vapor,
106 CO₂,O₃
4
Latent
Heat Flux
Absorbed by
Reflected
Clouds
Sensible
by Surface
Absorbed
Heat Flux
LONGWAVE RADIATION
46
115
100
7
24
OCEAN, LAND
Figure 2-2. The Earth's energy balance. If the average amount of solar radiation received by the Earth (342
watts per meter²) is represented as 100 units, then the amplitudes of the various components of the energy flux
are shown proportionately (MacCracken, 1985).
CLIMATE FORCINGS
and is a region where longwave radiation can escape
relatively unimpeded to space.
Both the past and future courses of climate
change are determined by a combination of external
The concentration of a number of trace gases in
forcings, unforced internal fluctuations, and the
the atmosphere is increasing as a result of human
response of the climate system. This section briefly
activities. Because the trace gases are very effective
discusses the forcings that will be important in the
absorbers of longwave radiation in the atmospheric
window region, small (trace) amounts can have
next century.
large effects on the radiation balance, in effect
Greenhouse Gases
"dirtying" the atmospheric window. Trends and
concentrations of some of these gases are shown in
Table 2-1 and Figure 2-3. The projected relative
If the Earth had no atmosphere, its average
effects of these gases are shown in Figure 2-4. Each
surface temperature, determined by the balance
of the gases is discussed in more detail below.
between incoming solar radiation and emitted
longwave radiation at the surface, would be about
Carbon Dioxide (CO₂)
0°F (-18°C), the same as the current temperature of
the moon. The average temperature is actually a
Combustion of fossil fuels and deforestation are
hospitable 59°F (15°C) because of the natural
increasing the concentration of CO2. Since Keeling
greenhouse effect of H2O, CO₂, and O₃. Because
began detailed measurements during the
a large amount of the radiation in the wavelength
International Geophysical Year in 1958 at Mauna
band 7 to 13 micrometers is not absorbed by these
Loa, Hawaii, the atmospheric concentration of CO₂
gases, it is referred to as the "atmospheric window,"
has risen from 315 ppmv (0.0315%) to a
12
Global Climate Change
Table 2-1. Trace Gas Concentrations and Trends
Concentrations
Current annual
Mid-21st
Gas
Pre-1850
1987
observed trends (%)
century
CO2
275.00 ppmvᵃ 348.00 ppmv
0.3
400.00-550.00 ppmv
CH
0.70 ppmv
1.70 ppmv
0.8-1.0
1.80-3.20 ppmv
N,O
0.29 ppmv
0.34 ppmv
0.2
0.35-0.40 ppmv
CFC-11
0
0.22 ppbvᵇ
4.0
0.20-0.60 ppbv
CFC-12
0
0.39 ppbvᵇ
4.0
0.50-1.10 ppbv
CH₂CCl₃
0
0.13 ppbvᵇ
7.0
CCI
0
0.00
0.08-0.10 ppbvᵇ
10.00-100.00 ppbvᵈ
a Units of ppmv are parts per million by volume; 1 ppmv = 0.0001% of the atmosphere. Units of ppbv are
parts per billion by volume; 1 ppbv = 0.001 ppmv.
Value given is for 1986.
ᶜTropospheric ozone only (below 12 kilometers). Values (below 9 km) for before 1850 are 0 to 25% less than
present-day; values (12 kilometers) for mid-21st century are 15 to 50% higher.
Value given is for 1985.
Source: Ramanathan (1988), Lashof and Tirpak (draft 1989).
current level of 350 ppmv. About half of the CO2
Chlorofluorocarbons (CFCs)
put into the atmosphere each year remains in the
atmosphere, with the rest absorbed in the ocean.
These completely anthropogenic gases, the most
Because society's basic energy sources (combustion
important of which are known by the trade name
of coal, oil, and natural gas) produce CO2, unless
Freon, have been implicated not only in greenhouse
strong energy conservation measures and shifts to
warming but also in chemical destruction of
other energy sources take place, it is projected that
stratospheric ozone (O₃). Because of this, nations
the atmospheric concentration of CO₂ will continue
agreed to limit production of these gases in an
to increase. As climate changes, the effectiveness of
international agreement signed in Montreal in 1987.
the oceanic sink for CO2 may also change,
The most important of these gases are CFC-11
increasing or decreasing the fraction of CO2 that
(CFCl₃) and CFC-12 (CF₂Cl₂). CFCs are used in
remains in the atmosphere. CO2 contributes about
refrigerants, aerosol propellants, foam-blowing
half of the total anthropogenic greenhouse forcing.
agents, and solvents. Substitutes for CFCs are being
developed that are not as stable chemically and,
Methane (CH₄)
therefore, would not accumulate as fast in the
atmosphere. The resulting lower concentration
Although the methane concentration is now
would produce a smaller greenhouse effect and
increasing at a rate of about 1% per year and was
would be less effective at destroying O₃. The
much lower during the ice ages, the basic cycle is
current fractional greenhouse contribution of
not completely understood. Sources include rice
CFC-11 and CFC-12 of 14% would probably
paddies, cows, termites, natural gas leakage,
decrease in the future, but the total CFC
biomass burning, landfills, and wetlands. Although
greenhouse effect would most likely increase for
methane has a much lower atmospheric
some time because of the long lifetime of these
concentration than CO2 (currently 1.7 ppmv), it is
gases.
more effective at dirtying the atmospheric window
and accounts for about 18% of current
anthropogenic greenhouse forcing.
13
Chapter 2
CONCENTRATIONS OF TRACE GASES FROM ICE CORE
AND ATMOSPHERIC SOURCES
ICE CORE DATA
ATMOSPHERIC DATA
1.7
1.6
1.4
CH4 (ppm)
1.2
CH4
CH4 (ppmv)
1.6
1.0
0.8
&
0.6
1.5
1850
1950
1978
1983
1988
1750
Source: Stauffer et al., 1985
Source: Blake & Rowland, 1988
355
Mauna Loa and Ice Core Data
Mauna Loa
350
350
Ice Core
345
Monthly Concentrations of Carbon Dioxide
at Mauna Loa, Hawaii
330
340
CONCENTRATION (ppm)
310
CO₂
CO2 CONCENTRATION
(Parts Per Million by Volume)
335
330
7
290
4
325
V
320
270
315
250
310
1740
1860
1980
1955
1970
1985
Source: Neftel et al., 1985; Keeling et al., 1982
Source: Keeling, 1984; Keeling, unpublished, 1988
310
N₂O
308
350
N o CONCENTRATION (ppbv)
300
CONCENTRATIONS (ppbv)
306
N₂O
304
302
250
300
1600
1800
2000
1979
1983
1986
Source: Pearman et al., 1986
Source: Khahil, 1987
Figure 2-3. Greenhouse gas trends in ice cores and atmospheric instrument data.
14
Global Climate Change
Although the ozone concentration is believed to be
increasing in the troposphere, it is active chemically
and has highly variable concentrations in time and
1880-1980
space. Responding to local air pollutants, such as
Other (8%)
nitrogen oxides (NOx) and hydrocarbons, ozone
CFC-11 & -12 (8%)
provides a complex link between local air pollution
and global climate change. Other gases, such as
N₂O (3%)
carbon monoxide (CO) and volatile organic
CO2 (66%)
compounds, also play important roles in
CH4 (15%)
atmospheric chemistry and hence affect the
greenhouse problem.
Solar Variations
1980s
The sun provides the energy source for all
weather on the Earth, and the balance between
Other (13%)
incoming sunlight and outgoing longwave radiation
determines the climate. Small variations in solar
CO₂ (49%)
radiation have the potential for causing climate
CFC-11 & -12 (14%)
changes as large as those caused by projected
increases of greenhouse gases. Precise observations
N₂O (6%)
of the sun have been taken only for the past decade
(Willson and Hudson, 1988). They show, however,
CH4 (18%)
that solar variations during this period have been so
small that they would not be important compared
with the other forcings discussed in this section.
Since these high-quality observations have been
Figure 2-4. Greenhouse gas contributions to global
taken only for a short period, they do not rule out
warming; estimated values based on concentration
past or future variations of the sun that would be
changes (1880-1980: Ramanathan et al., 1985; 1985,
larger. But on the time scale of centuries, solar
1980s: Hansen et al., 1988).
variations do not now seem to be an important
factor.
Nitrous Oxide (N2O)
Volcanoes
This gas, with both natural and anthropogenic
Large volcanoes can significantly increase the
sources, contributes about 6% to the enhanced
concentration of stratospheric aerosols, decreasing
greenhouse effect, although its concentration is only
the amount of sunlight reaching the surface and
about 0.31 ppmv. Its concentration is increasing at
reducing surface temperatures by several tenths of
a rate of about 1 ppbv per year, and sources include
degrees for several years (Hansen et al., 1978, 1988;
oceans, fossil fuel and biomass combustion,
Robock, 1978, 1979, 1981, 1984). Because of the
agricultural fertilizers, and land disturbances.
thermal inertia of the climate system (discussed
below), volcanoes can even be responsible for
Ozone (O₃)
climate changes over decades. It has been
suggested that a significant part of the observed
In addition to its role in the stratosphere as an
global climate change of the past 100 years can be
absorber of ultraviolet shortwave radiation, O₃ has
attributed to the effects of volcanic eruptions
an important impact on climate. This role is
(Robock, 1979). Since large eruptions occur fairly
complicated by its dependence on the altitude where
frequently, this component of climate change will
O₃ occurs. Both ozone increases in the troposphere
have to be considered when searching past climate
and lower stratosphere and ozone decreases in the
for a greenhouse signal and when projecting future
upper stratosphere would tend to warm the surface.
climate change.
15
Chapter 2
Tropospheric Aerosols
CLIMATE FEEDBACKS
Natural sources, such as forest fires and sea
Any imposed imbalance in the Earth's radiative
spray, and human activities generate atmospheric
balance, such as discussed above, will be translated
aerosols in the troposphere. The concentrations
into a changed climate through feedback
vary greatly in space and time, and local sources are
mechanisms that can amplify or decrease the initial
important. Furthermore, these aerosols can
imposed forcing. A feedback in which the final
produce either warming or cooling, depending on
temperature is higher than what it would have been
their concentration, color, size, and vertical
without the feedback is termed a "positive
distribution. It is not now possible to definitively
feedback." If the effect of the initially imposed
determine their role in global climate.
forcing is reduced, it is termed a "negative
feedback." This section describes several of these
Surface Properties
mechanisms that are internal to the physical climate
system and that involve the planet's biology and
The Earth's radiative balance can also be
chemistry.
changed by variations of surface properties. While
interactions with the oceans which cover 70% of the
Although important climate feedback
Earth's surface, are considered internal to the
mechanisms have been identified, we may not
climate system, land surfaces can exert a strong
understand or even know about all the mechanisms
influence on the climate. Human activities, such as
involved in climate feedbacks. Figure 2-5 shows
deforestation, not only provide a source of CO₂ and
that even with the known physical climate feedbacks
CH₄ to the atmosphere but also change the surface
involved in changing surface temperature, the
albedo and rate of evaporation of moisture into the
potential interactions are complex. Current
atmosphere. Detailed land surface models,
state-of-the-art climate models attempt to
incorporating the effects of plants, are now being
incorporate most of the physical feedbacks that have
developed and incorporated into climate model
been identified but are forced, for example, to
studies (Dickinson, 1984; Sellers et al., 1986).
provide a very crude treatment for one of the most
important ocean circulation because of large
Internal Variations
computer demands and inadequate ocean climate
models. Another important and inadequately
Even with no changes in the external forcings
understood feedback clouds -- has been the
discussed above, climate exhibits variations due to
subject of recent climate calculations but, as
internal rearrangements of energy both within the
described below, is also treated crudely owing to
atmosphere and between the atmosphere and the
inadequate understanding of cloud physics and the
ocean. The total amplitude and time scales of these
small spatial scale on which clouds form as
variations are not well understood; this contributes
compared with the resolution of the climate models.
to the difficulty of interpreting the past record and
projecting the level of future climate change.
Water Vapor Greenhouse Effect
Some studies suggest that these random
When the climate warms, more water (H₂O)
variations can have amplitudes and time scales
evaporates into the atmosphere from the warmed
comparable to climate changes expected to be
surface. This enhances the warming because it
caused by greenhouse warming in the coming
increases the greenhouse effect of the water vapor,
decades (Lorenz, 1968; Hasselmann, 1976; Robock,
producing still more evaporation. This positive
1978; Hansen et al., 1988). A large El Niño, such as
feedback acts to approximately double imposed
that observed in 1982-83, can take large amounts of
forcings. Thus, an important greenhouse gas, H2O
energy out of the oceans and warm the surface
vapor, is controlled by the climate system itself.
climate for a few years; this warming is then
Transformations of H₂O between vapor and other
superimposed on any warming due to the
phases, liquid and solid, provide other important
greenhouse effect. Our understanding of these El
climate feedbacks discussed below.
Niño/Southern Oscillation variations is improving,
allowing us to account for this factor in interpreting
past global climate change (Angell, 1988).
16
Global Climate Change
OUTGOING LONGWAVE
LATENT HEAT
RADIATION
FLUX
SENSIBLE HEAT AND
Volcanoes
ABSORBED SOLAR
POTENTIAL ENERGY FLUX
Atmospheric
RADIATION
NET ENERGY BALANCE
composition
SUBSURFACE
HEAT STORAGE
Human
Solar
activities
radiation
THERMAL
INERTIA
OCEAN HEAT
FLUX
Planetary albedo
Current
Ice area
TEMPERATURE
Mixing depth
Surface
Meltwater
Latitude
albedo
Temperature gradient
Topography
Snow area
Geography
Ocean
albedo
Atmospheric moisture
Pressure
Land albedo
Vegetation
capacity
Horizontal wind
gradient
Soil
properties
Surface
Evapotranspiration
roughness
Precipitation
Vertical
wind
Soil
moisture
Atmospheric moisture
Cloud
content
cover
Relative humidity
Figure 2-5. Physical climate feedback relationships. External forcings are indicated in underlined italics (Robock,
1985).
Snow and Ice
Clouds
When climate warms, snow and ice cover are
reduced, exposing land or ocean with a lower albedo
Clouds respond directly and immediately to
than the snow or ice. In addition, the albedo of the
changes in climate and may represent the most
remaining snow and ice is reduced owing to
important uncertainty in determining the sensitivity
meltwater puddles and debris on the surface. This
of the climate system to the buildup of greenhouse
acts to absorb more energy at the surface, further
gases. Fractional cover, altitude, and optical depth
enhancing the warming. This albedo feedback was
of clouds can change when climate changes
originally thought to be the dominant positive
(Schlesinger, 1985). At the present time, clouds
feedback effect of snow and ice, but we now
have a large greenhouse effect, but this is offset
understand that the thermal inertia feedback of sea
(averaged over the globe) by their even stronger
ice plays a much more important role (Manabe and
cooling effect, because clouds reflect sunlight back
Stouffer, 1980; Robock, 1983).
to space (Ramanathan et al., 1989). Since the
current greenhouse effect of clouds is larger than
The thermal inertia feedback acts to increase
the effect of an increase of CO₂ by a factor of 100,
the thermal inertia of the oceans when climate
small changes in clouds as climate changes can be
warms by melting sea ice and exposing ocean waters
very important in affecting the overall climate
to the atmosphere. Since imposed climate change
response to increases in trace gases.
must then affect the ocean and atmosphere together
rather than the atmosphere alone, this acts to
If climate becomes warmer, more water will
reduce the seasonal cycle of surface temperature
evaporate into the atmosphere. Coupled with
and is the prime reason for the enhancement of
warmer surface temperatures, this may produce
imposed climate change in the polar regions in the
more upward motion of air, which would produce
winter (Robock, 1983).
more clouds. One way clouds could increase is to
17
Chapter 2
increase in area. This would raise the albedo of the
of these gases induced by climate change, and they
planet (except over polar snow and ice fields, which
can influence the climate change itself through
have an albedo larger than clouds), reflecting more
changes in vegetation, and hence the surface heat
sunlight back to space and having a cooling effect.
and moisture balance. Such processes include
Thus, the initially imposed warming is reduced,
changes in releases of methane hydrates from ocean
producing a negative feedback. Clouds already
sediments, changes of land albedo due to shifting
increase the planetary albedo from about 17% (if
ecosystems, and changes in the ability of the oceans
there were no clouds) to 30% (Ramanathan et al.,
to absorb CO₂ (this process is discussed in the next
1989). An increase of planetary albedo of only 0.5%
section).
would cut in half the warming imposed by doubled
CO2 (Ramanathan, 1988).
Methane hydrates are combinations of a
methane molecule trapped in a lattice of water
Other studies suggest that, especially in the
molecules. They are found in ocean sediments and
tropical regions, convection could increase,
are stable under current pressure and temperature
producing taller but narrower clouds. This would
conditions in many ocean shelf regions. As the
produce additional warming in two ways: (1) by
climate warms, these conditions may change,
reducing the cloud area, thus decreasing the
releasing more methane into the atmosphere and
planetary albedo; and (2) by decreasing the cloud
enhancing the greenhouse effect.
top temperature and reducing longwave radiation to
space. This mechanism would be a positive
As the climate warms, forests may shift closer
feedback. In addition, convective clouds in the
to the pole, producing a region with a lower albedo.
tropical regions (thunderstorms) tend to produce
The surface will thus absorb a larger fraction of
large shields of high cirrus clouds, which have a
sunlight, warming the Earth and producing a
large greenhouse effect further enhancing the
positive feedback, further enhancing the warming.
warming. Cirrus clouds allow much sunlight to
penetrate because they are so thin, but the cloud
Oceans
particles absorb the outgoing longwave radiation
from the surface, efficiently trapping much of it
Oceans play an important role in the climatic
(Ramanathan, 1988).
response to changed forcings because they absorb
and emit both heat and CO₂, and because changing
In the latest climate model simulations, it was
ocean circulation can change the redistribution of
found that clouds have a net positive feedback on
energy internal to the climate system, as discussed
global climate (Schlesinger, 1988), but the final
above. When any of the above climate forcings are
answer will be known only after more research. It
applied to the climate system, the climate will start
is not possible to be certain of the net effect of
to change. Since both the climate forcings and the
cloud feedbacks because of the complexity of clouds
climatic response are time-dependent, and since the
and their response to climate change. The
climate system has a certain amount of inertia built
complexity is because all the above properties of
in owing to the response times of the ocean, the
clouds can change simultaneously, because clouds
exact relationship between the timing of the forcings
affect both longwave and shortwave radiation,
and the timing of the response is complex. Much of
because clouds affect precipitation (which affects
the lag between the imposed forcing and the
land temperatures), and because the net effect
climatic response depends on the oceans. The
depends on the location of the cloud, surface
upper 50 to 100 meters (164 to 328 feet) of the
albedo, time of day, and time of year.
ocean, called the mixed layer, responds relatively
rapidly to imposed forcings. The deep ocean is also
Biogeochemical Feedbacks
important because its interactions could impose lags
of as much as 100 years.
In addition to the physical climate feedbacks
discussed above, a number of positive
The relative depth and role of the mixed layer,
biogeochemical feedbacks may be important
as well as the circulation of the ocean, will change
(Lashof, 1989). These feedbacks can influence
in a complex way in response to changed climate.
future concentrations of greenhouse gases, especially
Broecker (1987) has suggested that a rapid shift in
CO2 and CH₄, through changes in sources and sinks
ocean currents, such as the Gulf Stream, may occur
18
Global Climate Change
as the climate warms, producing large regional and
While the gradual warming seen in Figure 2-6
relatively rapid global climate changes. In
during the past century is consistent with the
preliminary tests with the Geophysical Fluid
increasing greenhouse gases during this period, most
Dynamics Laboratory models, when CO₂ is doubled,
scientists suggest that a clear link has not yet been
the oceanic circulation around Antarctica changes so
established between observed temperatures and the
as to increase the upwelling of cold bottom water.
greenhouse effect. The large interannual variations
As a result, cooling occurs in the Southern
and the relatively flat curve from 1940 to 1975 show
Hemisphere high latitudes for a period of several
that there are also other important causes of climate
decades as the rest of the globe warms! These two
change. For example, large volcanic eruptions, such
examples suggest that unforeseen climate events
as Hekla in 1947 and Agung in 1963, and El Niños
may be possible in the future and that until the
certainly have produced some of the variations
ocean response is well understood, the timing and
shown in this record. Because of the projected
amplitude of the climatic response to increased
future emissions of greenhouse gases, global
greenhouse gases and the other forcings will need to
warming is likely to dominate these factors during
remain the subject of additional research.
the next century.
Oceans are also the dominant sink of
The global temperature record shown in Figure
atmospheric CO2, absorbing about half of all CO₂
2-6 can also be compared with the record for the
that is put into the atmosphere each year by the
United States for the same period shown in Figure
combustion of fossil fuels and deforestation. The
2-7 (Hanson et al., 1989). While the globe as a
amount of absorption is a strong function of oceanic
whole has been generally warming, the lower 48
temperature, and shifts in oceanic circulation and
states of the United States have actually been
temperature may shift the fraction of CO₂ absorbed
cooling for the past 40 to 50 years, although the
in the future and, hence, change the rate of CO₂
high temperatures in the 1980s are among the
accumulation in the atmosphere. As the oceans
warmest on record. Since the lower 48 states of the
warm, they may absorb a smaller fraction of the
United States cover only 1.5% of the planet, this
excess CO₂ in the atmosphere, thereby enhancing
indicates that regional climatic variations, which may
the warming (Lashof, 1989). In addition, oceanic
be caused by changes in sea surface temperature
chemical reactions change as climate changes.
and wind circulation patterns, can be an important
Oceanic production of dimethyl sulfide particles
factor in the climate of small regions of the Earth.
could also change as climate changes (Charlson et
These factors will continue to be important as
al., 1987). These particles serve as cloud
global climate warms. For example, such regional
condensation nuclei and may change the reflectivity
events as the midwestern drought of 1988 may be
of marine clouds by changing the number of
related to changes in ocean temperature (Trenberth
droplets in the clouds.
et al., 1988) and can be greater than the effect of
greenhouse gases on a national or larger scale.
Observational Evidence of Climate
Change
On a longer time scale, proxy climate variables
can indicate how climate has changed. An
Thermometers have been used to actually
intriguing record comes from a core drilled in the
measure global climate change for more than 100
antarctic icecap at Vostok and is shown in Figure
years in enough locations to provide an estimate of
2-8 (Barnola et al., 1987). The temperature record
how the planet's climate has changed during this
is deduced from the deuterium isotope ratio. The
period. The most complete and up-to-date global
past CO₂ concentration is actually measured from
surface air temperature record available is shown in
bubbles of ancient air trapped in the ice. The warm
Figure 2-6 (Wigley et al., 1989). Other analyses,
period of the past 10,000 years is called the
including Hansen and Lebedeff (1988) and Vinnikov
Interglacial and represents an anomalously warm
et al. (1987), give similar results. Problems
period compared with the climate of the past
common to all these data sets include possible
100,000 years. It is projected that because of the
contamination from urban heat islands, inadequate
greenhouse effect, our climate will warm to a level
spatial coverage of the Earth, and corrections
much above even the level of the Interglacial,
necessary to counteract the effects of changing the
warmer in fact than the Earth has experienced for
methods used to take observations from ships.
the past million years. The rate of warming will
19
Chapter 2
0.5
0.0
-0.5
Northern Hemisphere
0.5
Temperature (°C)
0.0
-0.5
Southern Hemisphere
0.5
0.0
-0.5
Global
1860
1880
1900
1920
1940
1960
1980
2000
Year
Figure 2-6. Hemispheric and global surface air temperatures, 1861-1988. The 1988 value is preliminary and
includes data only through November. This record incorporates measurements made both over land and from
ships. The smooth curve shows 10-year Gaussian filtered values. The gradual warming during this period is not
inconsistent with the increasing greenhouse gases during this period, but the large interannual variations and the
relatively flat curve from 1940 to 1975 show that there are also other important causes of climate change (Wigley
et al., 1989).
13
Temperature (°C)
12
11
10
850
800
750
700
(mm) Pecipitation
650
600
1895
1905
1915
1925
1935
1945
1955
1965
1975
1985
Year
Figure 2-7. Annual average surface air temperature (solid) and precipitation for the contiguous United States,
1895-1987. Note that the United States has been cooling for the past 50 years (Hansen et al., 1988).
20
Global Climate Change
also be unprecedented. From Figure 2-8, it appears
Two recent studies of CH₄ concentration in
that the warming from the chill of the ice age 18,000
ancient air found in Greenland and Antarctic ice
years ago to the Interglacial was very rapid, but in
cores also have shown that CH4 concentration
fact a warming of even 2°C in one century would
varied with climate in prehistoric times (Stauffer et
be much faster than this warming.
al., 1988; Raynaud et al., 1988). Although the CH4
concentrations were not large enough to have an
appreciable impact on the greenhouse effect, the
CH₄ did vary in the same sense as CO2 and climate
(see Figure 2-8). The CH₄ variations indicate that
280
sources of CH₄ increased in a warmer climate,
which suggests that natural sources of CH4 may also
260
increase in the future as global climate warms,
240
220
CO2 (p.p.m.v.)
further amplifying the greenhouse effect.
2.5
0
200
CLIMATE MODELS
Temperature Change (°C)
-2.5
180
In many sciences, such as biology, chemistry, or
-5.0
physics, it is possible to investigate new phenomena
-7.5
by doing research in a laboratory. In the field of
climate, this is not possible. One cannot bring the
-10.0
Earth's climate system into a room and perform
experiments on it, changing the trace gas
0
40
80
120
160
Age
concentration or increasing the amount of sea ice.
(Thousands of years before present)
It is not possible to have two identical systems, one
a control and one that is changed to compare the
Figure 2-8. Temperatures and carbon dioxide
outcomes. There is only one climate system, and
concentrations for the past 160,000 years at Vostok,
humans are now performing an uncontrolled
Antarctica. Since these observations were taken
experiment on it by polluting it with CO2, CH4,
near the South Pole, they show larger temperature
CFCs, and other trace gases.
variations (by a factor of 2 or 3) than took place
averaged over the whole globe (Barnola et al.,
To try to understand how the global climate
1987).
will change in response to human activities,
researchers have applied various approaches. The
climates of other planets, particularly Venus and
Figure 2-8 shows that during the entire
Mars which are the most Earth-like, can give us
160,000-year period, the atmospheric CO₂
some ideas about climate under very different
concentration varied along with the temperature.
conditions. However, their atmospheres are not
When it was warmer, the CO2 concentration was
similar enough to Earth's to give us definitive
higher, although it never approached the current
answers about the next 100 years here. The history
of the Earth's climate is another area we could
level of 350 ppmv. It is not known whether the
climate change preceded the increase in CO2,
study, but since many different forcings of similar
whether the increase in CO₂ preceded the warming,
strengths have been acting, and since the data
or whether they both happened simultaneously. It
coverage is imperfect, it has not been possible to
is well accepted that the changing orbit of the Earth
definitively isolate the roles of the different forcings.
produced the ice ages (the Milankovitch
Attempts have been made to use rotating tanks of
Hypothesis), and this recently discovered variation
water or other fluids (called dishpan experiments)
of CO2 certainly worked to enhance the climate
as models for the atmosphere, but these are
changes caused by the changing orbit. These
imperfect as they cannot simulate realistic heating
natural processes are now being overwhelmed by
profiles or the detail of the real climate system.
the human impact of fossil fuel burning and
deforestation.
21
Chapter 2
The most useful tool to investigate future
They generally use different schemes for computing
climate is the computer model of the climate
cloud height, cloud cover, and optical properties.
system. In a climate model, the various physical
The models also differ in their treatment of ground
laws that determine the climate, such as
hydrology, sea ice, surface albedo, and diurnal and
conservation of energy, conservation of mass, and
seasonal cycles (Schlesinger and Mitchell, 1985).
the gas law, are expressed as mathematical
Perhaps the most important differences lie in the
equations that specify the relationship between
treatment of oceans, ranging from prescribed sea
different variables, such as temperature, pressure,
surface temperatures to "swamp" oceans with mixed-
wind, and precipitation. By specifying the various
layer thermal capacity but no heat transport, to
climate forcings, it is possible to calculate the
mixed layers with specified heat transport, to full
climate. An experiment can be performed by
oceanic GCMs. Models are constantly becoming
doubling CO2, for instance, and comparing the
more complex and sophisticated as new
resulting climate to the current CO₂ concentration.
understanding of the physics evolves and faster
Many theoretical calculations can be made to test
computers become available.
the importance of various assumptions and various
proposed feedback mechanisms.
One of the first experiments used to test any
climate model is its ability to simulate the current
The simplest climate model is the
climate. In these tests, the various state-of-the-art
zero-dimensional global average model, which can
climate models have differences. Grotch (1988) has
be used to give a global-average measure of climate
recently compared the simulations of surface air
but cannot consider many important processes and
temperature and precipitation of four recent GCM
cannot give regional distribution of climate changes.
simulations and found that although they do a
Models that are one-dimensional in the vertical,
reasonable job of simulating global values, the
called radiative-convective models, or in the
simulations at the regional scale are poor. He
horizontal, called energy-balance models, are very
compared model simulations and observations on
useful for quickly and inexpensively testing various
gridpoints, where each gridpoint "represents a
components of the climate system. However, to
region of about 400 kilometers (250 miles) by 400
calculate the location of future climate change, and
kilometers or larger, or roughly the size of
to incorporate all the important physical
Colorado, even though regions of this size may have
interactions, especially with atmospheric circulation,
very diverse local climates" (Grotch, 1988). He
fully three-dimensional general circulation models
found differences between models and observations
(GCMs) are necessary. These sophisticated models
(see Table 2-2), and between models, particularly
solve simultaneous equations for all the important
for smaller regions. Grotch concluded that GCMs
climate variables in three dimensions. The world is
cannot currently project regional changes of
broken up into a discrete grid of boxes placed side
precipitation or temperature.
by side and stacked to cover the globe. The biggest
and fastest supercomputers available are used, but
Given the current state of the art, how can
computer speed and size constraints limit the size of
these models be used? As discussed in Chapter 4,
these grid boxes to 250 to 1,000 kilometers (150 to
model simulations can be of use even in their crude
600 miles) on a side and to a height of 1 to 5
state. In the first place, even if the models do not
kilometers (0.6 to 3 miles). Thus, in one of these
exactly reproduce the current climate, perhaps the
grid boxes, all the complexity of weather and
differences between their simulations of current and
horizontal variation is reduced to one number for
future climates provide an estimate of potential
temperature, one for cloudiness, and so forth. The
future changes. In addition, the models produce a
equations used to represent the physical and
data set of all the variables needed for impact
chemical processes involved are also simplifications
assessment that are physically consistent within the
of real-world processes.
physics of the model. Thus, although the actual
model projections can not be taken as predictions of
Different climate modelers represent physical
the future, they are useful in providing scenarios for
processes in different ways. In all the models, the
impact assessment. As model projections become
radiation schemes attempt to account for the
more accurate in the future, the scenarios they
radiatively significant gases, aerosols, and clouds.
generate will become more accurate.
22
Global Climate Change
Table 2-2. Differences Between Winter and Summer Temperature Estimates for Four GCMs and Observed
Temperatures
Domain of comparison
Variable and model
Global
North America
Contiguous U.S.
Midwestern U.S.
December-January-February
Observed median
temperature (°C)
8.5
-5.8
0.9
-1.5
Difference in median
temperatures (GCM Observation)
CCM
-1.6
-0.3
-2.1
-0.5
GFDL
1.5
-1.8
-0.8
-1.3
GISS
0.8
-0.5
0.0
1.1
OSU
0.3
0.5
-0.6
-1.0
June-July-August
Observed median
temperature (°C)
13.9
18.9
23.0
23.0
Difference in median
temperatures (GCM Observation)
CCM
1.3
6.0
6.3
6.8
GFDL
-0.2
0.6
0.1
3.7
GISS
0.4
-3.1
-4.5
-4.8
OSU
-0.6
-2.2
-2.2
-1.6
CCM = Community Climate Model (National Center for Atmospheric Research). This is the Washington
version discussed in Chapter 3: Variability.
Source: Grotch (1988).
In generating scenarios, an important
convenient to refer to an "equivalent doubling of
component is the timing of future climate changes.
CO2," which means the effect of all the greenhouse
This depends not only on the timing of the changes
gases together that would have the same effect as
in the forcing (how rapidly trace gas concentrations
doubling CO₂. This would occur with less than a
increase) but on the sensitivity of the climate system
doubling of CO2 itself, since the other
to these forcings. A simpler question to ask is,
anthropogenic greenhouse gases currently contribute
"What would be the change in global average
approximately the same amount of warming as does
surface air temperature if the CO₂ concentration in
CO₂. While it is reasonable to lump all the
the atmosphere were doubled from the preindustrial
greenhouse gases together for the purposes of
level, all other climate forcings were held constant,
calculating the radiative effect, the other effects of
and the climate became completely adjusted to the
these gases, such as fertilization of plants by CO2
new radiative forcing?" This is referred to as the
or chemical reactions, must be determined based on
equilibrium climate sensitivity to a CO₂ doubling.
the actual concentrations of each gas.
When discussing climate change, it is sometimes
23
Chapter 2
Model Projections of a Doubled-CO₂ World
all of the warming of the past 100 years were due to
greenhouse gases, a doubling of CO2 would warm
Several climate modeling groups have
climate by about 2°C. If, however, we allow for
conducted GCM experiments to calculate the
other possible forcings (including natural
equilibrium climate response to doubled CO2.
variability), for uncertainties in ocean heat uptake
These include researchers at the National Center
and the timing of the climate response, and for
for Atmospheric Research (NCAR), Oregon State
uncertainties in preindustrial greenhouse gas
University (OSU), NOAA's Geophysical Fluid
concentrations (Hansen et al., 1985; Wigley and
Dynamics Laboratory (GFDL), NASA's Goddard
Schlesinger, 1985; Wigley et al., 1986), then from
Institute for Space Studies (GISS), and the United
past data we can only say that a CO2 doubling
Kingdom Meteorological Office (UKMO). The
might produce a global climate change anywhere in
results from the different experiments depend on
the range of 0 to 6°C (Wigley, personal
the assumptions made, especially on the treatment
communication). Wigley et al. (1989) point out that
of clouds and of oceans. The models predicted
while the global warming of the past 137 years is
global temperature increases of 2.8 to 5.2°C and
highly significant statistically, it is not possible to
global precipitation increases of 7 to 16% (see
definitively attribute this warming to a specific
Table 2-3).
cause.
Attempts have also been made to determine
The actual path that the climate system would
climate sensitivity from past data. If we could
take to approach the equilibrium climate would be
accurately determine the strength and timing of all
determined by the time scales of the forcings and
the climate forcings that have competed with the
the various elements of the climate system and is
greenhouse effect in the past, we could account for
referred to as the transient response. Because the
them, and the residual warming would be a measure
climate system response lags behind the forcing, a
of the greenhouse effect to date. Unfortunately, our
built-in unrealized warming will always occur in the
knowledge of both past climate change and the
future, even if no more greenhouse gases are added.
responsible forcings is too poor to reliably
Thus, some future climate response to the
determine the sensitivity of climate to greenhouse
greenhouse gases that were put into the atmosphere
warming. Wigley and Raper (1987) estimate that if
in the past will certainly occur, even if emissions
were stopped today.
Table 2-3. General Circulation Model Predictions of Globally Averaged Climate Change Due to Doubled CO2
Surface air
temperature
Precipitation
Model
increase (°C)
increase (%)
GFDL
4.0
8.7
GISS
4.2
11.0
NCAR
3.5
7.1
OSU
2.8
7.8
UKMO
5.2
15.8
Source: Karl et al. (1989).
24
Global Climate Change
What We Know About Future Climate
A panel of experts convened by the National Academy of Sciences (National Research
Council, 1987) recently considered the climatic response to increasing greenhouse gases and gave
the following assessment, including their estimate of scientific confidence in the predictions. This
table is limited to a summary of their conclusions about "the possible climate response to increased
greenhouse gases" only; the full report should be consulted for the details.
Large Stratospheric Cooling (virtually certain). The combination of increased cooling
by additional CO₂ and other trace gases, and reduced heating by reduced O3," will
lead to a major lowering of temperature in the upper stratosphere."
Global-Mean Surface Warming (very probable). For an equivalent doubling of CO₂,
"the long-term global-mean surface warming is expected to be in the range of 1.5 to
4.5°C."
Global-Mean Precipitation Increase (very probable). "Increased heating of the
surface will lead to increased evaporation and, therefore, to greater global mean
precipitation. Despite this increase in global average precipitation, some individual
regions might well experience decreases in rainfall."
Reduction of Sea Ice (very probable). This will be due to melting as the climate
warms.
Polar Winter Surface Warming (very probable). As a result of sea ice reduction,
polar surface air may warm by as much as three times the global average.
Summer Continental Dryness/Warming (likely in the long term). Found in several
but not all studies, it is mainly caused by earlier termination of winter storminess.
"Of course, these simulations of long-term equilibrium conditions may not offer a
reliable guide to trends over the next few decades of changing atmospheric
composition and changing climate."
Rise in Global Mean Sea Level (probable). This will be because of thermal
expansion of seawater and melting or calving of land ice.
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28
CHAPTER 3
VARIABILITY
FINDINGS
current climate for the two GCMs for selected U.S.
regions reveals interesting contrasts and similarities
regarding the reproduction of climate variability.
A changed climate variability (defined in the
Simulation of variability is reasonably good in
several cases.
following section of this chapter) associated with
climate change could significantly affect natural
resources. However, lack of information on
Although some discrepancies exist between
potential changes in climate variability has limited
actual and estimated temperature and
the completeness of climate change impact studies
precipitation values, the models simulate the
presented in this report. It is not possible to
seasonal cycles of temperature and precipitation
definitively state how climate variability will change
reasonably well in the four regions investigated.
with a changed climate because model results are
mixed. At this time, there is not a strong case for
The models make errors (generally
altering the assumption of no change in variability
overpredictions) in predicting daily and year-to-
used in the scenarios for this report.
year temperature and precipitation variability.
Analyses of changes in climate variability for a
Explanations for some discrepancies, such as
CO₂ doubling estimated by two general circulation
why the daily temperature variances are too high,
models (GCMs) -- Goddard Institute for Space
relate to how the surface hydrology is modeled in
Studies (GISS) and National Center for
both GCMs (NCAR and GISS). More
Atmospheric Research (NCAR) -- are not
investigations of model results are necessary to
conclusive. Some overall trends, but also some
improve understanding of future climate variability
inconsistencies, are obtained when comparing the
changes.
changes in climate variability associated with a
changing climate calculated by the two GCMs for
four U.S. regions.
NATURE OF CLIMATE
VARIABILITY
The model results suggest that daily and year-
to-year temperature variability could decrease
and precipitation variability could increase.
Global warming can change the variability of
However, the results for temperature are not
climate. Although less is known about variability
statistically significant. Furthermore, the two
than about most other aspects of climate change, it
models produce some inconsistent results.
may have greater impacts on some systems than
changes in average climate conditions.
Results indicate that the diurnal (day and
night) cycle may be reduced in the summer,
Variability is an inherent characteristic of
although results for the other seasons are
climate (Gibbs et al., 1975) and is closely related to
inconclusive.
the concept of climate change. However, no clear
universally accepted distinction is made between the
To determine the validity of the variability
terms "climate variability" and "climate change."
statistics of greenhouse gas-perturbed experiments,
Both terms refer to fluctuations in climate from
investigators examined how well the GCMs
some expected or previously defined mean climate
reproduce present-day climate variability. A
state. Berger (1980) makes the distinction that
comparison of observed and model results for the
climate change refers to a secular trend that
29
Chapter 3
produces a change in the average, whereas
variability refers to the oscillations about that mean.
100
Distinctions can only be made relative to the time
0.0
(a)
95
scales of concern. The climate change discussed in
this report refers to a change from the mean global
90
climate conditions we have experienced in roughly
the past few centuries. On a longer time scale (i.e.,
85
thousands of years), however, this climate "change"
80
would be viewed as an instance of climate variability
(i.e., as one of many fluctuations around mean
75
conditions prevailing over several thousand years).
70
100
For the purpose of this report, climate
0.583
(b)
variability is defined as the pattern of fluctuations
95
about some specified mean value (i.e., a time
DAILY MAXIMUM TEMPERATURE (PF)
90
average) of a climate element. Hence, in regard to
the climate change considered here, climate
85
variability refers to fluctuations of climate around
the new mean condition that constitutes the climate
80
change, and is expressed on time scales shorter than
75
the time scale of the climate change. For example,
if it is assumed that the average annual global
70
surface temperature will be 3°C warmer than it is
95
0=0.9
currently, then the climate variability on a year-to-
(c)
90
pattern of departures from this mean increase.
85
One of the main concerns regarding climate
80
change is whether and how climate variability will
change (i.e., will the pattern of fluctuations around
75
the new mean at any given location be the same as
that around the "old mean"). This concept of
70
1
5
9
13
17
21
25
29
33
changing climate variabilities is illustrated in Figure
DAY
3-1, which displays three simulated time series of
daily maximum July temperature for Des Moines,
Figure 3-1. Simulated July daily maximum
Iowa. In all three cases, the mean maximum
temperature time series at Des Moines, Iowa. All
monthly temperature is the same (i.e., 86.2°F), but
assume the same average temperature but use
the patterns of daily fluctuations about this mean
different statistical estimates (first-order
differ significantly. Changes in climate variability
autocorrelation coefficient Φ) of variability (Mearns
refer to the differences in these patterns.
et al., 1984).
The causes of climate variability depend largely
on time scales and may be divided into two major
Variations of climate on a year-to-year basis
categories: (1) those arising from internal dynamics
(interannual variability) can arise from external
that produce stochastic (random) fluctuations (and
forcings, such as volcanic eruptions, or from slowly
possibly chaotic behavior) within the climate system,
varying internal processes including, as part of the
and (2) those arising through external forcing of the
internal system, interactions between the
system. Table 3-1 summarizes different causes of
atmosphere and oceans, soils, and sea ice fields.
climate variability on different time scales. On very
These interactions can result in shifts in locations of
long time scales (e.g., 100,000 years), astronomical
major circulation features or changes in their
factors account for much variability (orbital
intensity (Pittock, 1980). The largest effect,
parameters in Table 3-1).
presumably, is due to variations in sea surface
temperatures, such as those occurring in El Niño
Southern Oscillation (ENSO) events.
30
Climate Variability
Table 3-1. Major Processes Involved in Climate Fluctuations for Different Time Scales
TIME SCALES related to
Earth's history
Quaternary
History
Instruments
ice ages
Years 10¹⁰ 109 10⁸ 10⁷ 10⁶ 10⁵ 10⁴ 10³ 100 10 1
galactic dust
EXTERNAL
affecting
available
incoming
radiation
Sun's evolution
solar variability
orbital parameters
NATURAL POTENTIAL CAUSAL MECHANISMS
geophysical
boundary
conditions
plate tectonics
epeirogeny, orogeny
isostasy
atmospheric evolution
volcanic activity
INTERNAL (related to)
net radiation
tropospheric dust
surface cover:
vegetal
snow
sea ice
glacier
ice sheet
feedbacks
atmosphere-cryosphere-lithosphere
atmosphere-ocean
atmosphere autovariation
land use
HUMAN
ACTIVITIES
traces gases
aerosols
heat pollution
Source: Berger (1980).
Daily variability of a nonperiodic nature largely
NATURE AND IMPORTANCE OF
results from variations in synoptic scale weather
CLIMATE EXTREMES
processes, such as high- and low-pressure cells and
upper-atmosphere wind streams, which direct the
movement of such features (atmosphere
Climate variability is experienced on an impact
autovariation in Table 3-1) (Mitchell, 1976). These
level mainly through the occurrence of extreme
features interact with local topography to provide
climate events. The impact of extreme variability
location-specific variability. (Variations caused by
may be the first indication of climate change. It is
these weather processes are largely stochastic and
important to note, however, that change in the
internal to the climate system.)
frequencies of extreme events (e.g., heat waves,
drought) is not synonymous with change in climate
This report mainly discusses variations on time
variability.
scales of several years or less -- that is, from
interannual to daily variability. Climate variability
To illustrate this point, an example is presented
does not have a specific operational statistical
of a change in the frequency of heat waves in Des
definition, but can be described by a constellation of
Moines in July, defined as 5 consecutive days in the
statistical properties other than the mean. The most
month with maximum temperatures exceeding 95°F.
commonly used measure is the variance (which is
Just changing the monthly mean of the series by
the mean of the sum of squared deviations from the
3°F, without changing variability (as measured by
mean of a time series) or its positive square root,
the standard deviation and/or autocorrelation),
the standard deviation.
increases the probability of experiencing a heat wave
31
Chapter 3
in July from the current level of 6% to 21%.
(Policansky, 1977), to that of heat waves
However, the increase can be even more dramatic
(temperatures above 100°F for 5 consecutive days)
if the variability is altered as well as the mean. By
in Dallas, Texas (P = 0.38).
increasing the persistence in the time series (i.e., the
day to day dependence of the daily temperatures) as
What defines an event as extreme is not only
well as the mean, the probability of a heat wave
a certain statistical property (for example, likelihood
increases from 6% to 37% (see Mearns et al., 1984,
of occurring less than 5% of the time), but also how
for further details). Hence, changes in the
prepared a particular system is to cope with an
frequencies of extreme events will occur with
event of such magnitude. Hence, very few extreme
changes in the mean climate conditions, but this
events have a fixed absolute value independent of
change can be reduced or rendered more extreme
particular response systems at a particular location.
by changes in variability.*
This implies that what constitutes an extreme event
can also change over time because of changes in the
The impacts of climate change on society
relevant response system (Heathcote, 1985).
accrue not necessarily from the relatively slow
trends in the mean of a climate variable, but rather
It is thus very difficult to comprehensively
from the attending shifts in the frequency of
review all climate extremes of importance to society,
extreme events. This issue has already received
and what is presented here is far from an exhaustive
some attention in the literature where the nonlinear
catalog. Because one of the purposes of this review
relationship between changes in the mean and
is to highlight the extreme events of importance that
extreme events has been examined (e.g., Schwarz,
can serve as guides for choosing what extreme
1977; Parry, 1978; Mearns et al., 1984). However,
events should be quantitatively analyzed in GCM
less is known about this factor than about most
experiments, priority is given to events related to
other aspects of climate change.
variables that can be relatively easily analyzed.
For the purposes of climate impact analysis,
This review considers the two most important
extreme climate events may be considered
climate variables temperature and precipitation
perturbations of climate that result in conditions
- and their extremes (maxima and minima), and one
outside normal ranges that exceed some critical
type of major meteorological disturbance severe
threshold. What constitutes "normal" (i.e., the
storm effects. Extremes in these variables affect the
averaging period) is, of course, a central issue in
areas of energy use and production, human
defining extremes.
mortality and morbidity, agriculture, water
resources, and unmanaged ecosystems (although not
Extreme events relevant to climate impacts
all areas are discussed under each climate extreme).
function on different time scales, depending upon
the climate variable involved and the impact area of
Temperature
interest. Thus, events can range from the length of
time (in minutes and hours) that minimum
temperatures in Florida remain below a critical
Given the scientific consensus that higher
value, resulting in damage to citrus crops, to the
atmospheric concentration of greenhouse gases will
length of time (in months and years) that
raise average global temperatures, extreme
precipitation is particularly low in California,
temperature effects are given priority in this
resulting in serious water shortages for industry and
analysis.
agriculture. The probability of extreme events can
also vary considerably - for example, from that of
Maximum Temperatures
extreme snowfall in the Buffalo, New York area
such as that of the 1976-77 winter (P = 0.0002)
Extreme temperature effects on human
mortality and morbidity have received the most
attention in the scientific literature (e.g., Kalkstein,
*Although the scenarios created for this study assume no
Volume G; Becker and Wood, 1986; Jones et al.,
change in variability (see Chapter 4: Methodology) they do
1982; Bridger et al., 1976; Ellis, 1972). This is partly
assume, for example, increases in heat waves and decreases in
because the relevant climate factors (i.e., maximum
cold waves that result from changes in mean climate conditions.
32
Climate Variability
daily temperatures and relative humidity) are readily
on natural ecosystems, some research has been
available for analysis.
done on forest responses to temperature extremes.
Solomon and West (1985) indicate in their summary
A heat wave is defined as a series of days with
of climate effects on forests that the frequency,
abnormally high temperatures (i.e., temperatures
intensity, and lengths of heat waves under climate
exceeding some critical threshold). Examples
change conditions are important factors influencing
include the 1980 heat wave in the United States
seedling survival and can contribute to the loss of a
when Kansas City had 17 consecutive days above
species from an ecosystem. A run of warm years
39°C (102°F) (Jones et al., 1982), and Dallas had
can affect the location of tree lines. Shugart et al.
42 consecutive days with temperatures above 38°C
(1986) established that a period of warm summers
(100°F) (Becker and Wood, 1986). The death toll
at high altitudes during the 1930s, when the mean
that year was several times above normal (1,265
annual temperature was no more than 1°C higher
lives).
than average, resulted in a burst of regeneration in
boreal forest trees near polar and altitudinal limits
Studies have specifically tried to pinpoint the
in North America.
most significant meteorological factors associated
with heat-related death and illness. Jones et al.
High temperatures have their most immediate
(1982) determined that high maximum
impact on energy by causing increased electricity
temperatures, the number of days that the
demand for air-conditioning. Using climate
temperature is elevated, high humidity, and low
scenarios similar to those in this report (see
wind velocity contributed to excess mortality in
Chapter 4: Methodology), Linder et al. (1987) found
Kansas City and St. Louis in the 1980 heat wave.
that energy demand in New York would significantly
Kalkstein et al. (1987) established that runs of days
increase in summer (on the order of 3% for an
with high minimum temperatures, low relative
average August day in 2015 for the downstate area).
humidities, and maximum temperatures above 33°C
(92°F) contributed to heat-related deaths in New
Minimum Temperatures
York City.
Extreme minimum temperatures will not
Increases in heat waves are virtually certain,
necessarily be less of a problem with CO2-induced
assuming global warming. But how they increase
climate warming. For example, changes will most
(longer or greater departure from the mean) very
likely occur in the growing areas of certain crops,
much depends on changes in variability that would
where risks of frost damage may not be clearly
affect the persistence of high temperatures.
known.
Such crops as corn, soybeans, wheat, and
The best example of frost damage to crops is
sorghum are sensitive to high temperatures during
the effect of low minimum temperatures on citrus
their bloom phases. For example, Shaw (1983)
trees. This problem has been studied in depth for
reported that severe temperature stress during a
the citrus crop in Florida. (See Glantz, Volume J,
10-day period around silking (a critical period
for a discussion of the Florida citrus industry's
during which the number of kernels on the ear is
responses to freezes in the early 1980s.) The most
determined) will result in crop failure. McQuigg
striking aspect of these freezes is the very short
(1981) reported that the corn crop was severely
freezing time necessary for damage to occur. New
damaged in July 1980 as a result of temperatures
citrus growth (i.e., bloom buds) can be completely
exceeding 38°C (100°F). The destructive effects of
killed during a 30-minute exposure to -3.3°C (26°F)
runs of hot days on corn yields were particularly
or a 3-hour exposure to -2.2°C (28°F). The effect
apparent during 1983 in the U.S. Corn Belt.
of freezes is exacerbated if the crops have not
Although the damage from high temperatures is
hardened with the cold. Thus, if a freeze follows a
best documented for corn, it has also been noted in
warm period (i.e., indicating high daily temperature
wheat and soybean yields (e.g., Neild, 1982;
variability) when dormancy has been broken, more
Mederski, 1983).
damage will occur at less extreme temperatures.
For example, the December 24-26, 1983, freeze
Although not as much research has been
caused the Florida citrus yield to be 30% lower than
performed on the effects of temperature extremes
it had been the previous year (Mogil et al., 1984).
33
Chapter 3
Extreme lows on a seasonal basis tend to most
parameters, such as streamflow). These "types" of
directly affect winter energy use for heating. In the
drought are not completely independent, but can
United States, the difference in heating fuel use
show up at different time lags one from the other.
for a warm as compared with a cold winter can vary
by as much as 400 million gallons of oil. During the
Drought of any kind is anomalous as an
extremely cold winter of 1976-77, heating degree
extreme climatological event in that it is a "creeping"
days (calculated on a base of 18°C (65°F)) were
phenomenon; neither its onset nor its end is clearly
10% greater than normal for the nation as a whole
punctuated in time. It is difficult to measure
(Dare, 1981).
drought severity, since drought is a combination of
factors: duration, intensity, and areal extent.
Precipitation
Drought also can be one of the longer-lived extreme
events in that it can be measured in terms of
Anticipated changes in precipitation resulting
seasons or, more frequently, years.
from climate change are not well known at this
point. However, geographic shifts in rainfall
In the United States, major droughts have
patterns will likely occur. Changes in the
usually been defined in terms of several years, and
frequencies of extremes of both droughts and floods
the rate of occurrence is most strongly influenced by
must be considered.
interannual variability of precipitation.
Drought is of particular interest at the time of
The effect of drought on crop production is
this writing because of the 1988 drought in the
perhaps the impact of drought that has received the
United States and the energetic speculations being
most research attention. The occurrence of
made concerning its possible connection with
droughts has been a major cause for yearly
CO2-induced climate change (Wilford, 1988). It
variability in crop production in the United States
cannot be said that the summer 1988 drought was
(Newman, 1978). During the 1930s, drought yields
caused by CO2-induced climate warming, but rather
of wheat and corn in the Great Plains dropped to as
that such droughts would be possible and perhaps
much as 50% below normal, whereas the drought in
more frequent with such a warming. (In fact, most
the 1950s brought less dramatic declines in yields
recent evidence presented by Trenberth et al. (1988)
(Warrick et al., 1975). In 1988, national corn yields
indicates that the cause of the drought was primarily
were 40% below normal (see Chapter 6:
temperature anomalies in the Pacific (i.e., cool
Agriculture).
temperatures along the Equator and warmer
temperatures to the North), which led eventually to
Soil moisture deficits affect natural vegetation
the anomalous displacement of the jet stream
as well as crops. Much of the research in natural
northward. These causes are considered to be
ecosystems has been on forests. Soloman and West
natural variations in the coupled atmosphere-ocean
(1985) identify drought as the cause for death of
system.)
seedlings and for slowed or stopped growth of
mature trees.
Droughts
Aside from the direct effects of insufficient
The most basic, general definition of drought
moisture on unmanaged ecosystems, indirect effects
may be lack of sufficient water to meet essential
also result from increased incidence of fires.
needs (Gibbs, 1984). From a more strictly
During the drought of 1988, forest fires broke out
climatological point of view, it may be considered a
across the country; the most notable was the
condition determined relative to some long-term
devastating August fire in Yellowstone National
average condition of balance between rainfall and
Park, which blackened 60% of its land area.
evapotranspiration in a particular region (Wilhite
and Glantz, 1987). Different types of drought are
The effects of drought on U.S. energy
recognized, such as meteorological drought (a
resources are most apparent with regard to
departure of precipitation from normal), agricultural
hydroelectric power generation. Linder et al. (1987)
drought (insufficient soil moisture based on crop
discussed the effect of decreased streamflow due to
growth needs), or hydrological drought (based on
drought on the production of hydroelectric power in
departures from normal or relevant hydrologic
New York (see Chapter 10: Electricity Demand).
34
Climate Variability
The possibility of combined effects of higher
The recurrence interval of flooding is most
maximum temperatures and drought on electricity
important in applying effective control and
demand and supply should be noted. Increased
protection mechanisms. These include building
demand (due primarily to increased temperature)
dams, reservoirs, and levees, and improving
would very likely occur when drought would limit
channels and floodways (White et al., 1975). For
generating capacity in regions such as New York
example, flood control reservoirs are designed to
and the Pacific Northwest.
operate at a certain level of reliability, and the
reliability is determined by a certain flood
Floods
magnitude that the reservoir can handle, such as a
100-year flood. The statistics of flooding are vital
On average, 200 people die each year from
for designing for protection and are based on a
flooding; flash floods account for most of these
certain climate variability determined from the
deaths (AMS, 1985). Floods also destroy property,
historical record. As that variability changes, the
crops, and natural vegetation, and disrupt organized
reliability of the protection system will change.
social systems.
Floods in the 1980s have been less serious in
Floods result from a combination of
terms of loss of life, but changing frequencies of
meteorological extremes (heavy precipitation from
severe storms, such as thunderstorms and
severe storms, such as hurricanes and
hurricanes, as well as general shifting of
thunderstorms), the physical characteristics of
precipitation patterns could result in unprecedented
particular drainage basins, and modifications in
losses from floods in a climate-changed world.
drainage basin characteristics made by urban
development. Loss of life and property is increasing
Severe Storms - Hurricanes
as use of vulnerable floodplains increases.
Three important kinds of weather extremes
are present in hurricanes: strong winds, intense and
Major recent floods include the following:
high precipitation amounts, and extreme storm
surges. A hurricane is an extreme form of a
1. Rapid City, South Dakota (June 1972),
tropical cyclone, characterized by torrential rains,
231 deaths and more than $100 million
typically as much as 127 to 254 millimeters (5 to 10
in property damage:
inches) in one storm; high windspeeds, which can
exceed 160 kilometers per hour (100 miles per
2. Northeastern United States (June 1972),
hour); very steep pressure gradients, with pressure
120 deaths and about $4 billion in
at the center as low as 915 millibars (27 inches) and
property damage inundation from
diameters of 160 to 640 kilometers (100 to 400
Hurricane Agnes;
miles).
3.
Big Thompson Canyon, Colorado (July
Hurricanes are classified according to their
1976), 139 deaths and $50 million in
severity on the Saffir/Simpson Scale (categories 1
property damage - a result of a stalled
through 5), taking into account the central pressure,
thunderstorm system that delivered 12
windspeed, and surge. Major hurricanes are
inches (305 millimeters) of rain in less
considered to be all those of categories 3 through 5
than 6 hours (Henz and Sheetz, 1976);
wherein central pressure is less than 945 millibars
and
(27.9 inches), windspeeds exceed 176 kilometers per
4. Johnstown, Pennsylvania (July 1977), 76
hour (110 miles per hour), and the surge is greater
deaths and $200 million in property
than 2.4 meters (8 feet) (Herbert and Taylor, 1979).
damage a result of slowly moving
thunderstorms that deposited 11 inches
From 1900 through 1978, 53 major hurricanes
(279 millimeters) of rain in 9 hours.
(averaging two major hurricanes every 3 years)
directly hit the United States. Overall, 129
hurricanes of any strength hit the United States
(averaging approximately two each year). In recent
35
Chapter 3
decades, the number of major hurricanes has
STUDIES OF CHANGING
declined. From 1970 to 1978, only three hurricanes
occurred, compared with six or more in earlier
CLIMATE VARIABILITY
decades. The last hurricane of category 4 or 5 to
strike the United States was Hurricane Camille in
Empirical Studies
1969. In 1980, Hurricane Allen, which at one time
reached force 5, weakened before it struck a
relatively unpopulated segment of the Texas coast
One of the methods available for gaining some
(Oliver, 1981). Since then, the population of the
insight into how climate variability may change in a
south coastal regions of the United States has grown
generally warmer climate is to investigate the
tremendously, and most inhabitants have never
climate record for past relationships between mean
experienced a major-force hurricane. Building in
climate change and changes in variability. However,
coastal areas has also increased with population,
past research efforts to determine changes in
which raises the potential for high property damage.
climate variability and relationships with changes in
mean climate conditions have not resulted in a clear
Thus, the population may be more vulnerable and
consensus.
less prepared to handle this particularly devastating
extreme event (Sanders, 1982).
Van Loon and Williams (1978) found
Any increase in the frequency and/or intensity
significant differences in interannual temperature
of these storms, which could result from climate
variability in North America during two different 51-
change, would be of great concern to southern
year periods. However, they found no single
coastal regions of the United States. Hurricane
connection between trend in temperature and trend
Gilbert, which occurred in September 1988,
in its interannual variability. Specifically, they assert
reinforced this concern, even though it did not cause
that their results do not support the postulated
major damage to the coastal United States.
association between cold periods and high variability
Hurricane Gilbert may well prove to be the most
of temperature. Diaz and Quayle (1980), in a
powerful hurricane of the 20th century; its lowest
thorough analysis of the U.S. climate (temperature
central pressure (883 millibars or 26.13 inches) was
and precipitation), found no systematic relationship
the lowest ever measured in the Atlantic Gulf and
between changes in mean temperature and
Caribbean regions of tropical storm activity.
precipitation and their corresponding variances.
Serious damage did occur primarily in Jamaica, the
Cayman Islands, and the northern tip of the
Brinkmann (1983) analyzed the relationship
Yucatan Peninsula (Ludlum, 1988).
between mean temperature and variability in
Wisconsin using climate data for three stations. She
Coleman (1988) has found in the historical
found no relationship between mean temperature
record some limited evidence for increased
and interannual variability, but did find a negative
frequency for the number of storms formed in the
correlation between winter mean temperatures and
the day-to-day variability, and a corresponding
North Atlantic during years of warmer-than-average
positive relationship for summer conditions. What
sea surface temperatures. Emmanuel (1987) has
this means is that cold winters are more variable
found through a hurricane modeling experiment that
than warm winters, but that cool summers are less
the intensity of hurricanes increases under warmer
variable than warm ones. Brinkmann explains these
conditions. The extreme intensity of Hurricane
relationships on the basis of Wisconsin's location
Gilbert in September 1988 is consistent with the
findings. Emmanuel (1988) also asserts the
with respect to general circulation patterns.
importance of establishing a general theory of
Lough et al. (1983) analyzed the association
hurricane development independent of current
between mean temperature and precipitation and
atmospheric conditions, so that scientists can predict
variability in Europe by using the analog approach
changes in frequency and intensity of storms with
climate change.
to create climate change scenarios (the analog
36
Climate Variability
approach is further discussed in Chapter 4:
variability and climate prediction. He focused on
Methodology). They selected two periods when
the additional variability attributed to external
arctic temperatures were particularly warm and cold
boundary conditions (i.e., in this modeling context,
(1934-53 and 1901-20). Results indicate that the
external boundary conditions refer to important
regions of lower winter temperatures roughly
conditions outside the atmosphere that cause
coincide with the region of increased variability, but
changes to the atmosphere but are not in turn
the coincidence is far from perfect.
affected by it, such as sea surface temperatures).
He eliminated sources of external variability in the
These studies indicate that significant changes
model, such that discrepancies between modeled
have occurred in both interannual and day-to-day
and observed variability would reflect this external
climate variability in historical times, but that simple
component. The variability of mean sea level
or distinct relationships between changes in mean
pressure and 700-millibar geopotential height (which
climate conditions and changes in variability have
roughly corresponds to the height above the surface
not been established. Moreover, the value of
where the atmospheric pressure equals 700
seeking such relationships in the past as a key to the
millibars, and is related to large-scale wind patterns)
future is potentially limited, since the causes of very
were analyzed for the Northern Hemisphere, with
short-term warming or cooling in the past are not
particular focus on the United States. Results,
known, but in any event, are not caused by increases
however, indicated no significant differences
in greenhouse gases.
between modeled and observed variabilities of mean
sea level pressure over the United States and only
The failure of the analog approach to provide
limited areas of differences in the variability of
an empirically consistent and causally coherent
700-millibar geopotential height.
scenario of possible changes in climate variability
contributes to the necessity of examining climate
Bates and Meehl (1986) also used the CCM to
variability in climate modeling experiments. As
investigate changes in the frequency of blocking
discussed in Chapters 2 and 4, GCMs have
events (stationary pressure systems that block the
limitations, but they have one clear strength over
flow of upper air currents in the atmosphere) on a
empirical attempts to analyze future climate change:
global scale under doubled CO₂ conditions.
the modeling experiments are constructed such that
Blocking events are strongly related to persistent
the response of the climate system to the true cause
surface temperature anomalies, such as heat waves
of the change (increased greenhouse gases in the
in the summer. They found that the model
atmosphere) is simulated.
generally produces too few extreme blocking events.
Under doubled CO₂ conditions, standard deviations
Modeling Studies
of blocking activity were found to mainly decrease
in all seasons (i.e., the variability of blocking events
Studies comparing variability statistics of
decreased).
observed time series with variability statistics of
GCM-generated time series of climate variables
Two studies were recently conducted on local or
relevant to climate impacts are not numerous in the
regional scales using the U.K. Meteorological Office
atmospheric sciences literature, although studies
five-layer GCM. Reed (1986) analyzed observed
first appeared in the early 1980s (e.g., Manabe and
versus model control run results for one gridpoint in
Hahn, 1981; Chervin, 1981). Such studies are
eastern England. Compared with observations, the
critical if climate change research is to determine
model tended to produce temperatures that were
whether the variability statistics of doubled CO₂
too cool and variability that was too high as
experiments with GCMs are valid. To accomplish
measured by the standard deviation. For
this, the ability of GCMs to reproduce present-day
precipitation, the model produced too many rain
climate variability statistics must be examined, and
days but did not successfully simulate extreme rain
a thorough understanding of discrepancies must be
events of greater than 20 millimeters per day.
attained.
More recently, Wilson and Mitchell (1987)
Chervin (1986) used the National Center for
examined the modeled distribution of extreme daily
Atmospheric Research Community Climate Model
climate events over Western Europe, using the same
(NCAR CCM) to investigate interannual climate
model. Again, the model produced temperatures
37
Chapter 3
that were too cold, and hence, extreme minimum
temperatures were overestimated. This problem
STUDIES FOR THIS REPORT
was most pronounced in grid boxes away from the
coasts. The model also produced too much
Two research efforts were undertaken for this
precipitation in general, did not successfully
report to attempt to increase knowled~ concerning
reproduce observed highest daily totals, and
how climate variability may change. The climate
overestimated the number of rain days. Wilson and
change scenarios used in the climate change impact
Mitchell examined changes under quadrupled CO₂
studies reviewed in this report excluded
conditions and found that variability of temperature
consideration of changes in variability (see Chapter
generally decreased.
4: Methodology). The following two studies on
GCM estimates of current and future variability
Hansen et al. (1988) used the Goddard Institute
were performed for this report:
for Space Studies (GISS) general circulation model
to simulate the global climate effects of
Variability and the GISS Model - Rind,
time-dependent variations of atmospheric trace
Goldberg, and Ruedy, Goddard Institute for
gases and aerosols. It was determined that the
Space Studies (Volume I); and
model only slightly underestimates the observed
interannual variability across the globe. However,
Variability and the NCAR Model - Mearns,
the model's variability tends to be larger than that
Schneider, Thompson, and McDaniel, National
observed over land (i.e., only considering land areas,
Center for Atmospheric Research (Volume I).
not ocean areas).
It should be recalled that scenarios of climate
Among the calculations made with output from
change generated by the GISS GCM are used in
the transient run were changes in the frequencies of
most of the impact studies summarized in this
extreme temperature events. This was accomplished
report. The results of these two studies are directly
by adding the model-induced temperature change
compared in a later section.
with climate warming to observed local daily
temperatures, assuming no change in variability.
The GISS Study
Results indicate that predicted changes in the
frequency of extremes beyond the 1900s at locations
Rind et al. (1989) examined how well the GISS
such as New York, Washington, and Memphis
GCM simulates the observed variability of climate
become quite large and would have serious impacts.
by comparing the model and the observed
interannual and daily variations of temperature and
The studies reviewed above indicate some
precipitation. They described the model assessment
important shortcomings of GCMs with regard to
of changes in variability for these two major climate
their ability to faithfully reproduce observed
variables, under climate change using the GISS
variability statistics. More research is clearly
doubled CO₂ run (8° X 10° resolution) and the
needed to further determine the sensitivity of the
transient climate change experiment in which trace
models to changes in physics, resolution, and so
gases were increased gradually. The analysis was
forth, with regard to the determination of variability.
conducted for the Great Plains, the Southeast, the
Moreover, only one of these studies explicitly
Great Lakes region, and California (see Figure 3-
concerns variables of importance to climate impact
2). Observed data consist of the average of
analysis. Studying the higher moments (e.g.,
observations at nine different stations per grid box.
variance) of climate variable statistics, and carefully
verifying the models' ability to reproduce observed
First, mean conditions were compared for actual
variability on regional scales, are the necessary
weather observations with the GCM control run (or
prerequisites to rigorously analyzing possible
single CO₂), the doubled CO2 run, and the transient
changes in these statistics under doubled CO₂
run. The model values for mean temperatures for
conditions.
four months in the four regions are generally cooler
than observations (particularly in summer and fall),
38
Climate Variability
47.0
as
39.1
31.3
23.5
-135
-125
-115
-105
-95
-85
-75
-65
Figure 3-2. The locations of the four GISS model grids.
but only by a few degrees Celsius. Model
compared for all months. In most months, the
precipitation values are fairly close to observed
model year-to-year temperature variability is similar
values in the Great Lakes and Southeast grid boxes,
to the observed variability in the four regions, but in
but model values are higher than observed for the
summer the variability was overestimated by 0.3 to
other two regions (e.g., January in the southern
0.6°C (0.5 to 1.1°F). Precipitation variability is
Great Plains: model = 2.1 millimeters per day,
overestimated in half the cases where precipitation
observed = 0.46 millimeters per day). Under the
amount is also overestimated. The relative annual
doubled CO2 scenarios, temperatures increase over
variability of precipitation (that is, the standard
the control run by 4 to 6°C (7 to 11°F) in the winter
deviation relative to the mean) of the model is
and 3 to 4°C (5 to 7°F) in the summer. Warming
generally in agreement with observations.
in the transient scenarios is progressive, but
temperature changes more gradually than with
Under conditions of climate change (doubled
simply doubling the CO₂ amount. Winter warms
CO₂), comparing control versus climate change,
more than summer, and so the annual seasonal
there is generally reduced variability of temperature
cycle is reduced under climate change. Precipitation
from January through April. Results for other
changes are not statistically significant at individual
seasons of the year are more ambiguous. For
grids, but there is an overall tendency for increased
precipitation, the doubled CO2 climate resulted in
precipitation.
increased variability in most months at the four
grids (in 31 of 48 cases), but was particularly
Interannual Variability
striking at the Southeast grid. These changes,
however, were often of the same order as the
Standard deviations of temperature and
model's natural variability (from examination of the
precipitation of observed and modeled data were
100-year control run). The sign of the change in
39
Chapter 3
mean value and the sign of change in interannual
warmest time period exhibits increases in standard
variability are highly correlated.
deviations in half of the cases. These results are
again consistent with those for interannual
Daily Variability
variability.
Daily variability of temperature was analyzed by
Variability of the Diurnal Cycle
taking the daily departures from monthly means and
comparing the resulting model distribution with the
It would be expected that the diurnal cycle
distribution formed in the same manner from the
would decrease under changed climate as the
observational data.
additional greenhouse gases could limit nighttime
cooling. Comparisons of control model results with
Ten years of control run for the transient
observations are reasonable in the four regions.
experiment for four months (January, April, July,
Under doubled CO₂ conditions, it was found that
and October) were compared with 30 years of
the amplitude of the diurnal cycle very definitely
observations. Distributions of observed versus
decreases in summer but changes inconsistently in
modeled daily temperature data were, in general,
the other seasons. The reason for this is the
not significantly different. Comparisons were also
dominance of radiative heating in the summer and
made by calculating the standard deviations of the
of other forms of heating and cloud cover change
departures from the mean for the four months
in other seasons.
(Table 3-2). These results indicate that the model's
values are significantly greater than the observed
The NCAR Study
values, which demonstrates that the model is
producing too many extremes.
In this study, Mearns et al. (1989) analyzed
mean and variance of climate variable time series
Results in Table 3-2, comparing standard
from selected empirical stations and those produced
deviations, indicate that although changes with time
by general circulation model control and doubled
are not strictly progressive, most cases by the end of
CO₂ runs. They attempted first to determine how
the climate change experiment show reductions in
faithfully the GCMs reproduce these measures of
the standard deviation although these reductions are
the present variability and then to examine how the
not statistically significant. (Note in Table 3-2 that
variability is estimated to change in CO2-perturbed
standard deviations for the future decades are
cases. By comparing the relative performance (i.e.,
changes in standard deviation (SD): model current
model versus observations) of various versions of
SD minus future decade SD) Since the results are
the NCAR CCM (i.e., versions with different
not statistically significant, a decrease of daily
physical parameterizations or formulations), Mearns
temperature variability is not demonstrated.
et al. helped to determine what formulations may be
needed for forecasting certain measures of
For precipitation, comparisons are more
variability and how much credibility to assign to
complex. For example, the number of observation
those forecasts.
stations used to represent a grid box does affect the
results. Model rainfall distributions differ
Methods
significantly from observed distributions in half the
cases (in three seasons for California and the
This study used the output from control runs of
southern Great Plains). The model also produces
three different versions of the NCAR Community
fewer days of light rain in general and more
Climate Model (CCM). These versions use
extreme values in the winter in all four regions
different parameterizations of important physical
(Table 3-3).
processes in the model, such as surface hydrology.
The Chervin version (Chervin, 1986) is the primary
In the transient experiment, the precipitation
one used for comparison of observed and model
distributions differ from the control climate about
control output (i.e., model runs to simulate the
one-fourth of the time with no general progression
actual present-day climate), since it has the longest
over the decades. Figure 3-3 presents a sample set
time integration (20 years).
of distributions for precipitation during several
decades of warming for the West Coast in April. In
The CCM is a spectral general circulation
comparing standard deviations (Table 3-3), the
model originally developed by Bourke and
40
Climate Variability
Table 3-2. Daily Temperature Standard Deviations (SD) (°C)
Model
Observed
Current
2010s
2030s
~2060
Month
Location
SD
SD
*ASD
SD
SD
January
Southern
Great Plains
4.81
8.15
0.61
-1.19
-0.83
Southeast
4.53
6.90
-0.14
-1.14
-0.23
West Coast
3.63
5.86
-0.61
0.05
-0.16
Great Lakes
4.97
5.79
0.44
-0.33
-0.44
April
Southern
Great Plains
3.72
5.77
-0.57
-0.27
-0.80
Southeast
3.71
5.50
-0.65
-1.61
-1.24
West Coast
2.59
4.29
0.77
0.60
0.33
Great Lakes
4.65
6.15
-0.51
-0.26
-1.39
July
Southern
Great Plains
1.74
2.56
0.54
-0.19
0.18
Southeast
1.50
2.34
0.14
-0.22
-0.24
West Coast
2.40
3.56
0.03
0.54
0.28
Great Lakes
2.38
3.02
-0.48
-0.84
-0.14
October
Southern
Great Plains
3.79
5.16
1.16
0.97
1.35
Southeast
3.59
5.21
-0.54
-0.25
-0.73
West Coast
3.15
6.51
-0.55
-0.30
-0.80
Great Lakes
4.09
5.46
-0.37
0.91
-0.06
*ASD = Change in standard deviation (model current - future decade).
Source: Rind et al. (Volume I).
collaborators (Bourke, 1974; Bourke et al., 1977),
latitude and 7.5 degrees in longitude, and has nine
which has been modified by the incorporation of
levels in the vertical.
radiation and cloud parameterization schemes. The
model has a resolution for physical processes (i.e.,
The other two versions of the CCM used are
grid box size) of approximately 4.5 degrees in
the Washington version (Washington and Meehl,
41
Chapter 3
Table 3-3. Daily Precipitation Standard Deviations (SD) (mm/day)
Model
Observed
Current
2010s
2030s
~2060
Month
Location
SD
SD
* SD
SD
ASD
January
Southern
Great Plains
1.08
2.80
0.05
0.05
1.68
Southeast
4.35
4.62
-1.20
-1.35
-0.85
West Coast
3.23
4.55
-0.18
0.34
0.13
Great Lakes
2.23
4.06
-1.07
-0.94
-0.50
April
Southern
Great Plains
2.51
3.26
0.94
1.99
1.17
Southeast
4.35
3.85
0.95
-0.15
0.81
West Coast
1.41
2.76
0.07
1.02
-0.12
Great Lakes
3.85
3.29
-0.43
-0.31
0.44
July
Southern
Great Plains
2.79
3.08
-0.10
-0.09
0.36
Southeast
4.13
3.31
0.28
0.29
0.11
West Coast
0.57
1.53
0.44
0.24
0.71
Great Lakes
3.68
2.48
-0.06
0.72
0.35
October
Southern
Great Plains
2.75
1.79
0.52
0.34
0.00
Southeast
3.77
3.88
0.72
-0.15
-0.28
West Coast
1.86
2.69
1.20
-0.63
1.34
Great Lakes
3.58
2.26
0.52
0.76
0.95
*ASD = Change in standard deviation (model current - future decade).
Source: Rind et al. (Volume I).
1984), which includes an interactive thermodynamic
This model calculates the transfer of momentum,
ocean and surface hydrology; and the Dickinson
heat, and moisture between the Earth's surface and
version (Dickinson et al., 1986), a version of the
atmospheric layers, and includes a very detailed
more sophisticated CCM1 containing a diurnal cycle
surface hydrology scheme that accounts for
and a very sophisticated land surface package, the
vegetation type and amount, and water use by the
Biosphere-Atmosphere Transfer Scheme (BATS).
vegetation.
42
Climate Variability
70
70
CONTROL
2030
60
60
50
50
FREQUENCY (Percent)
40
30
FREQUENCY (Percent)
40
30
20
20
10
10
0
0
0.0
3.0
6.0
9.0
12.0
15.0
18.0
21.0
0.0
4.0
8.0
12.0
16.0
20.0
24.0
28.0
PRECIPITATION (mm/Day)
PRECIPITATION (mm/Day)
70
70
2010
2060
60
60
50
50
FREQUENCY (Percent)
40
30
FREQUENCY (Percent)
40
30
20
20
10
10
0
0
0.0
3.0
6.0
9.0
12.0
15.0
18.0
21.0
0.0
3.0
6.0
9.0
12.0
15.0
18.0
21.0
PRECIPITATION (mm/Day)
PRECIPITATION (mm/Day)
Figure 3-3. Sample set of precipitation distributions for the West Coast in April for specified years of the
transient run (Rind et al., Volume I).
The four regions of the United States chosen
Temperature
for investigation were roughly the same as those
chosen for the GISS study: the Great Plains
Figure 3-5 displays the time series of daily
(GP; represented by three grid boxes), the
average temperature for modeled and observed data
Southeast (SE), the Great Lakes (GL), and the
for the four regions investigated. The model
West Coast (WC). The locations of the grid boxes
successfully simulates the annual cycle for the four
and observation stations are indicated on Figure 3-4.
regions, which represents the seasonal variability.
Comparison of Observed versus Chervin Control
Solar Radiation and Relative Humidity
Run
Simulation of solar radiation ranges from very
Four variables deemed particularly relevant to
good (the Great Plains region) to only fair at the
climate impact analysis were chosen for this
Southeast, where the model consistently
analysis: daily mean temperature, daily total
overestimated absorbed solar radiation during all
precipitation, mean daily relative humidity, and
months. The Chervin CCM is poor at simulating
mean daily absorbed solar radiation.
the annual cycle of relative humidity at all four
locations.
43
Chapter 3
WC
I
GL
GP
II
III
SE
Temperature and
Precipitation Stations
Relative Humidity and
Radiation Stations
Figure 3-4. NCAR model grid cells and station locations.
GREAT PLAINS I, II, III
GREAT LAKES
35
35
30
OBSERVED DATA
30
OBSERVED DATA
25
MODEL
25
MODEL
20
20
15
15
TEMPERATURE (°C)
10
TEMPERATURE (°C)
10
5
5
0
0
-5
-5
-10
-10
-15
-15
I
a
-
20
20
I
60
120
180
240
300
360
60
120
180
240
300
360
DAYS
DAYS
SOUTHEAST
WEST COAST
35
35
30
OBSERVED DATA
30
OBSERVED DATA
MODEL
25
25
MODEL
20
20
15
15
TEMPERATURE (°C)
10
5
TEMPERATURE (°C)
10
5
0
0
-5
-5
-10
-10
-15
-15
-20
-20
60
120
180
240
300
360
60
120
180
240
300
360
DAYS
DAYS
Figure 3-5. Average temperature for a 20-year average year (NCAR model and observations) (Mearns et al.,
Volume I).
44
Climate Variability
Precipitation
reproducing mean climate (temperature and
precipitation) at the four locations.
The Chervin CCM consistently overestimates
precipitation, although the seasonal cycle is well
The Dickinson model most accurately
simulated in the Great Plains region and the West
reproduces daily variability of temperature, while
Coast grid. The authors do not know why the
the other two models overestimate it. This result is
model overestimates precipitation, but speculate
graphically illustrated in the temperature histograms
that it may partly be a result of a precipitation
(three models and observed) for two key months for
parameterization criterion of 80% relative humidity.
the Southeast grid (Figure 3-6).
The reasons for these discrepancies have yet to
Variability Comparisons of the Chervin CCM
be explored in depth, but are likely related to
different land surface packages in the models. A
Interannual variability of temperature is
possible explanation for the lowered daily
generally underestimated by the Chervin CCM in
temperature variability of the Dickinson model
all four regions. Interannual variability of
concerns the more sophisticated surface energy
precipitation (i.e., relative variability, the standard
balance used, which includes consideration of soil
deviation relative to the mean) is generally in
heat capacity.
reasonable agreement with observed data, although
it is occasionally overestimated. This is a
Control Versus CO2-Perturbed Runs
particularly encouraging result for the credibility of
predicting climate changes, given how inaccurate the
The authors included a preliminary analysis of
control precipitation results are in terms of absolute
changes in precipitation and temperature, under a
values.
scenario of doubled CO₂, using the output from
Washington's control and doubled CO₂ runs for the
In terms of daily variance, the model's relative
four regions. Interannual variability could not be
humidity tends to be much less variable than
analyzed because the time series are too short.
observed values at all locations and in most months.
However, they examined the daily variability of
Results for temperature for January and July
temperature and precipitation.
indicate that the Chervin model generally
overestimates daily temperature variance.
An annual temperature increase of about 2 or
3°C (4 to 5°F) occurs at all locations. Annual
Intercomparisons of Three CCM Versions and
total precipitation increases between 22 and 26%
Observed Data
at three locations but decreases slightly (2%) in the
Southeast. There are also potentially important
Comparing different model versions' simulations
changes in the seasonal distribution of precipitation.
of present-day climate facilitates understanding of
For example, at the Southeast grid a smaller
the possible ranges of errors and the effect of a
percentage of the annual total occurs during the
model's structural differences. The present-day
summer in the CO2-perturbed case (from 13 to
climate runs of models incorporating physics
6%).
different from those of the CCM version of Chervin
(1986) are compared. Both the Washington and
Statistics comparing the daily temperature
Dickinson runs consist of 3-year integrations.
variance of the control and perturbed runs for
January, April, July, and October indicate that the
There is considerable variability in how well the
temperature variance in general does not
models reproduce mean total precipitation for the
significantly change (at the 0.05 level of significance)
four grids, ranging from the relatively good results
at these four grids. Without consideration of
of Dickinson's model, to the fair results of
statistical significance levels, results are mixed with
Washington's model, to the overestimation of
both increases and decreases.
Chervin's model. On the basis of mean annual and
seasonal comparisons, no one model is clearly
The percentage of rain days decreases in the
superior to the other two in accurately
summer under climate change in three of the four
45
Chapter 3
100
100
JANUARY
APRIL
OBSERVED DATA
80
80
OBSERVED DATA
N
CHERVIN MODEL
V
CHERVIN MODEL
60
PERCENTAGE
60
40
PERCENTAGE
40
20
20
0
0
-30
-20
-10
0
10
20
30
40
-30
-20
-10
0
10
20
30
40
(°C)
(°C)
100
100
JANUARY
APRIL
DICKINSON MODEL
80
DICKINSON MODEL
80
1
WASHINGTON MODEL
WASHINGTON MODEL
PERCENTAGE
60
PERCENTAGE
60
40
40
20
20
0
0
-30
-20
-10
0
10
20
30
40
-30
-20
-10
0
10
20
30
40
(°C)
(°C)
Figure 3-6. Histograms of daily temperature, observations and three model versions, for two key months of the
Southeast grid (Mearns et al., Volume I).
grids. Overall, there is a tendency for increased
explain discrepancies in variability between model
daily precipitation variability at the four locations,
control runs and observations. Since the spatial
based on analysis of precipitation distribution
resolutions of the models differ, the grid boxes of
characteristics.
the models do not coincide, and so the regions
analyzed differ. These are only some of the
problems that would affect these comparisons.
COMPARISON OF GISS AND
Nevertheless, an attempt is made here to compare
some of the results that roughly coincide. Some
NCAR RESULTS
regions, such as the Great Lakes grids, coincide
fairly well (see Figures 3-2 and 3-4), and some
It is difficult to compare the two studies. The
similar analyses were conducted.
modeling experiments were conducted partly with
different purposes in mind using two different
A brief comparison is made of how the models
models (which differ not only in how physical
reproduce the observed mean climate. In general,
processes are modeled but also in their spatial
the GISS model is too cool and the NCAR model(s)
resolutions). They also use different qualitative and
too warm. The GISS model overestimates
statistical methods for making comparisons. The
precipitation at two grids, and the Chervin version
GISS experiment was aimed primarily at examining
of the NCAR model overestimates precipitation at
the changes in variability with climate change,
all grid boxes (although this is not true of two other
whereas the immediate purpose of the NCAR
versions of the NCAR CCM).
experiment was primarily to examine and
46
Climate Variability
The following sections compare the observed,
West Coast winter. In summer, the GISS model
control, and perturbed runs of interannual and daily
overestimates, and the NCAR model underestimates
variability of temperature and precipitation. Table
temperature variability at all locations.
3-4 summarizes the comparisons between the
modeled control runs and observations for
Regarding the relative variability of precipitation
variability.
(measured by the coefficient of variation), the
results for the two models are rather similar. The
Interannual Variability
differences between observed and model values are
very close (from 1 to 6 percentage points) in each
Rind et al. used a 100-year control run for
study. The NCAR model slightly underestimates
interannual variability calculations. Their
the variability at each location, whereas the slight
observational data set consists of 30 years (1951-80).
errors in the GISS results are mixed.
The NCAR study uses a 20-year control run of
Chervin (1986) and a 20-year observational data set
The reasons for the lack of agreement in the
(1949-68). The differences in sample size should be
two studies are far from obvious, and speculation
noted.
can only be rough. Certainly the difference in how
the atmosphere-ocean interaction is modeled may
Table 3-5 presents the relevant results, winter
play a role (i.e., the NCAR model uses fixed sea
and summer standard deviations for temperature,
surface temperatures, whereas the GISS model
and annual coefficients of variation (i.e., a measure
computes sea surface temperatures from a simple
of relative variability) for precipitation for the four
ocean mixed-layer model).
regions for both studies. Relative variability values
(standard deviation relative to the mean) for the
Daily Variability
GISS study were provided by its authors (Rind,
personal communication). Both models
Daily variability of temperature can be
overestimate the temperature variability of the
compared for two season months (January and July)
Great Plains region in winter. (However, the
at the four locations using the standard deviations
difference in the NCAR study was deemed to be
(Table 3-6). Because of certain problems
statistically insignificant.) Both models
concerning necessary statistical assumptions for
underestimate the temperature variability (but the
quantitative testing, these comparisons must be
NCAR model much more so than the GISS) for the
Table 3-4. Variability Results for Control Runs vs. Observationsᵃ
Interannual
Daily
Model
Temperature
Precipitation
Temperature
Precipitation
(Relative/Absolute)⁵
(Relative/Absolute)
GISS
High
Good/High
High
Good/High
NCARᶜ
Low
Good/High
Highᵈ
Good/High
ᵃValues in chart refer to how the model estimates compare to the observations.
Relative/absolute refers to comparison of coefficients of variation (relative) and standard deviation (absolute).
ᶜChervin version of the NCAR model.
Values are good or slightly low for the Dickinson version of the NCAR model.
47
Chapter 3
Table 3-5. Interannual Standard Deviations, Temperature and Coefficient of Variation, Precipitation, GISS,
and NCAR Control Runs
Precipitation
Temperature (°C)
coefficient of
standard deviation
variation (%)
Model and region
Dec.-Feb.
June-Aug.
(standard deviation/
mean)
GISS (n = 100)
SGP
Model
1.65
1.05
15
Obs.
1.20
0.75
21
SE
Model
1.65
1.05
22
Obs.
1.65
0.70
18
WC
Model
1.35
1.35
18
Obs.
1.45
0.75
23
GL
Model
1.35
1.25
18
Obs.
1.50
0.70
18
NCAR (n = 20)
GP III
Model
1.3
0.62
17
Obs.
1.1
1.20
22
SE
Model
1.0
0.38
10
Obs.
1.8
0.74
12
GL
Model
2.2
0.71
10
Obs.
1.6
0.88
11
WC
Model
0.8
0.76
17
Obs.
1.6
0.81
17
Abbreviations:
SGP = Southern Great Plains; SE = Southeast; WC = West Coast; GL = Great Lakes; GP = Great Plains.
Source: Rind, personal communication; Mearns et al. (Volume I).
viewed strictly qualitatively. In seven of the eight
reduce daily temperature variability). (The relative
cases, the studies agree that the models
success of the Dickinson version of the CCM in
overestimate daily temperature variability.
reproducing daily temperature variability partially
supports such an explanation, since it has a more
In both studies, explanations for the
sophisticated surface hydrology scheme compared
overestimations are related to the modeling of
with the Chervin version.)
surface hydrology (i.e., both models fail to
completely account for important
The models produce, in the majority of cases,
surface-atmosphere interactions that would tend to
too few light rain days. The GISS model produces
48
Climate Variability
Table 3-6. Daily Temperature Standard Deviations (°C)
GISS
NCAR
Month
Obs. Model
Obs. Model
January
Great Plains
4.81
8.15
6.18
8.84
Southeast
4.53
6.90
5.41
5.92
Great Lakes
4.97
5.79
5.50
11.20
West Coast
3.63
5.86
4.10
5.00
July
Great Plains
1.74
2.56
2.90
2.79
Southeast
1.50
2.34
1.55
1.70
Great Lakes
2.38
3.02
2.67
2.82
West Coast
2.40
3.56
2.18
3.52
Source: Rind et al. (Volume I); Mearns et al. (Volume I).
too many extreme rain events in winter at all
A slightly clearer picture is gained from
locations. The NCAR model tends to produce too
comparison of results for daily precipitation. The
many high extremes in all four seasons. Neither
results of both models point to increased daily
study accounts for these discrepancies.
precipitation (although not from analysis of the
same statistic). This is not true for all locations
Comparison of Climate Change
during all seasons, however.
Comparison of climate change results of the
Table 3-7 summarizes the very tentative
two models is restricted to changes in daily
conclusions that can be drawn given all climate
temperature variability and daily precipitation
change results regarding changes in climate
variability for four months for the four locations,
variability from the GISS and NCAR studies. The
since the NCAR study includes a quantitative
degree of uncertainty in these conclusions should be
analysis of only daily variability change.
noted, as should the observation that many of the
results are from only one model (GISS).
The two studies do not agree on the direction
of change of daily temperature variability. The
Limitations of the Two Studies
NCAR results are mixed, showing both increases
and decreases, although most of these changes are
Both studies underline the importance of
statistically insignificant. Rind et al. conclude that
viewing the climate change results of the models in
in general, there is a decrease in daily temperature
the context of how well they reproduce the present
variability on the basis of changes in standard
climate. Model deficiencies can be expected to limit
deviations (but the changes are not statistically
the reliability of climate change results, and faith in
significant). On the basis of the two research
quantitative results is probably misplaced.
reports, no clear statement may be made about
changes in daily temperature variability under CO₂
A major model deficiency is inability to resolve
warming conditions.
subgrid-scale atmospheric phenomena that
49
Chapter 3
Table 3-7. Summary of GISS and NCAR Model "Scenarios" for Direction of Variability
Changes from Present Climate to Doubled CO₂ Climate for Four U.S. Regionsᵃ
Variability Results
CO₂-Perturbed Runs
Variable
Interannual
Daily
Temperature
1?
???
Precipitation
1?
1??
a Question marks indicate degree of uncertainty:
? = results of only one model;
?? = results of two models, but some conflicting results.
contribute to climate variability, such as fronts and
The lack of this information resulted in the
intense cyclones (hurricanes), and important
formation of climate scenarios wherein the temporal
variations in atmosphere-ocean coupling, such as El
variability of both precipitation and temperature
Niño Southern Oscillation (ENSO) events.
were not changed (see Chapter 4: Methodology).
(However, it appears that more sophisticated GCMs
This was considered a limitation or concern in many
incorporating complete ocean models do produce
studies, some of which are discussed in this section.
ENSO-type events (Meehl, 1989).) However, model
results do give crude estimates as to the importance
In the Johnson et al. study on agricultural runoff
of some physical processes responsible for variability
and leaching (reviewed in Chapter 6: Agriculture),
and what must be done to improve them. Further
the results were considered to be limited by the
testing is needed to determine how the models'
failure to consider changes in storm frequency and
deficiencies in reproducing present-day climate
duration that would result from climate change.
affects "predictions" for a CO2-warmed future
The results of this study could be vastly different
climate.
from those presented, depending upon assumptions
concerning precipitation duration, frequency, and
intensity, all of which would change if a changed
IMPLICATIONS FOR STUDIES
daily variability were assumed.
OF CLIMATE CHANGE IMPACTS
Several studies on hydrology summarized in this
report also are highly dependent upon assumptions
As indicated in the second section of this
about precipitation variability. These include the
chapter, virtually all systems affected by climate are
Lettenmaier et al. study on the hydrology of
affected by climate variability, although some are
catchments in the Central Valley and the Sheer and
more affected than others. The relative importance
Randall study on the impact of climate scenarios on
of climate variability and changes in variability, as a
water deliveries, both reviewed in Chapter 14:
result of climate change, to particular impact areas
California. The scenarios assumed that the number
is reflected in the results and limitations of some of
of days of rainfall remains the same under the
the studies summarized in this report.
climate change. Model results in terms of
predicting runoff amounts would be quite different
Of greatest concern is the lack of information
if more rainfall events of lower intensity were
regarding changes in the variability of temperature
and precipitation that would attend climate change.
50
Climate Variability
assumed compared with the same number of rainfall
daily maximum temperatures and the persistence of
events of (generally) higher intensity.
such temperatures (i.e., heat waves).
The studies for the Southeast (Chapter 16) did
It would be impossible to quantitatively or even
not consider changes in the frequency of droughts
qualitatively estimate how different the results of
or severe storms such as hurricanes, which could
these studies would be if changes in climate
certainly affect the likelihood of flooding for some
variability had formed part of the climate scenarios
coastal communities. However, these concerns are
made available as input for the various climate
considered to be secondary to changes in sea level
impact models used. Primarily, it is impossible
that would dominate in terms of changing the
because the variability changes are not known;
likelihood of floods.
second, it is impossible because most of the studies
are so complex that the effect of a change in one
Crop yields are very dependent on daily
variable (a complex change at that) is not intuitively
variability. For example, heat waves occurring
obvious in most cases. Analyses of the sensitivity of
during the grain filling process lower wheat yields.
the impact models involved to changes in variability
Whether a drought occurs early or late in the
would be required to provide specific answers.
growing season has differential effects on yields.
What can be said at this point is that the lack of
Changes in variability were not considered in the
information on climate variability has limited a
Rosenzweig, Peart et al., Ritchie, and Dudek studies
number of studies in this report and has limited the
(see Chapter 6: Agriculture).
completeness of the answers they could provide.
Changes in the frequencies of extreme events
are considered to be of great importance to
RESEARCH NEEDS
potential forest disturbance, as discussed in Chapter
5: Forests. The possibility of increases in the
frequencies of events such as droughts, flooding,
The research reported above clearly indicates
wind, ice, or snowstorms may be of greater
that research of changes in climate variability
significance to forest survival than the gradual mean
associated with climate change is truly in its infancy.
change in climate that has been studied so far.
Much needs to be done. Future research needs
may be broken into three categories: further
The Kalkstein study, which is reviewed in
analysis of GCMs; improvements in GCMs; and
Chapter 12: Human Health, is strongly dependent
sensitivity analysis of impacts.
upon the determination of certain maximum
temperature threshold values beyond which human
Further Investigation of Variability in
mortality increases. In applying the death/weather
GCMs
effects statistical models to scenarios of climate
change, Kalkstein held temperature variability
Results summarized here represent only an
constant, so that temperatures that exceed the
initial effort at looking at variability in GCMs. We
threshold values are determined unrealistically.
need to examine in more models and at many more
grid boxes the daily and interannual variability of
Changes in the variability of temperature both
many climate variables (such as relative humidity,
seasonally and daily are important to studies
solar radiation, and storm frequency) in addition to
concerned with the effect of temperature change on
temperature and precipitation. Other time scales
electricity demand (discussed in Chapter 10).
of variability also should be examined, such as 7- to
Although new generating capacity requirements for
10-day scales, which correspond to the lifetime of
the nation for 2010 and beyond are calculated
many frontal storms. Moreover, the most
assuming climate change, the numbers generated
sophisticated statistical techniques must be used or,
could be considerably different for any particular
where needed, developed, such that uniform
year, depending mainly on air-conditioning needs,
quantitative indicators are available to evaluate both
which would be the major use increase for
how well the current models reproduce present
electricity. Such needs are sensitive to extremes in
variability and how they forecast the change
51
Chapter 3
in variability under climate change conditions. The
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55
CHAPTER 4
METHODOLOGY
NEED FOR CLIMATE CHANGE
SCENARIO COMPONENTS
SCENARIOS
To assess the potential effects of global climate
change, regional scenarios of such change should
As discussed in Chapter 2: Climate Change,
have the following characteristics:
there is a scientific consensus that increased
atmospheric concentrations of greenhouse gases will
1. The scenarios should be internally
likely increase global temperatures, and that such a
consistent with global warming caused by
global temperature increase will likely increase
increases in greenhouse gas emissions. A
global precipitation and sea levels. There is no
doubling of the CO₂ concentration in the
consensus on how regional climates may change.
atmosphere is thought to increase global
We do not know whether temperatures will rise in
temperatures by approximately 1.5 to 4.5°C
all regions; we do not know whether precipitation in
(3 to 8°F). The regional temperature
any particular region will rise or fall or whether we
changes and seasonal distributions may be
will have seasonal changes, and we are uncertain
higher or lower, as long as they are
about the rate and magnitude of change. As
internally consistent with the global range.
discussed in Chapter 3: Climate Variability,
scientists do not know how variability - that is, the
2. The scenarios must include a sufficient
frequency of droughts, storms, heat waves, and
number of meteorological variables to meet
similar phenomena -- may change. Without
the requirements for using effects models.
knowing how regional climate may change, we
These effect models include models of crop
cannot predict impacts.
growth, forest succession, runoff, and other
systems. Some models of the relationship
Despite these uncertainties, we can get a sense
between climate and a system use only
of what the future may look like through the use of
temperature and precipitation as climate
scenarios. Scenarios are plausible combinations of
variables, while others also need solar
conditions that may be used to illustrate future
radiation, humidity, winds, and other
events. They may be used to identify possible
variables.
effects of climate change and to evaluate responses
to those effects. To incorporate uncertainties
3. The meteorological variables should be
surrounding regional climate change, regional
internally consistent. While a scenario is
scenarios should include a variety of potential
not a prediction, it should at least be
climate changes consistent with the state of
plausible. The laws of physics limit how
knowledge regarding global warming. By analyzing
meteorological variables may change in
many scenarios, we may be able to identify the
relationship to each other. For example, if
direction and relative magnitude of impacts. Yet,
global temperatures increase, global
unless scenarios have probabilities assigned to them,
precipitation must also rise. Regional
predictions of future impacts cannot be made. In
changes should be internally consistent with
this report, probabilities are not assigned and results
these large-scale changes.
do not represent predictions. Only the direction of
change and relative magnitude are identified. The
4. The scenarios should provide
scenarios used in this report do not represent the
meteorological variables on a daily basis.
entire range of possible climate change. Thus, the
Many of the effects models used in this
range of effects identified does not represent the
study, such as crop yield and hydrology
entire range of potential effects.
models, need daily meteorological inputs.
57
Chapter 4
5. Finally, the scenarios should illustrate what
arbitrary amount. For example, one could assume
climate would look like on a spatial scale
that temperatures increase by 2 or 4°C, or that
fine enough for effects analysis. Many
rainfall rises or falls by 10% and all other variables
effects models consider changes in
are held constant. Such scenarios are relatively easy
individual stands of trees or farm fields. To
to use and can help to identify the sensitivities of
run them, scenarios must illustrate how
systems to changes in different variables. To
climate may change locally.
determine how sensitive a system is to temperature
alone, one could hold other variables at current
climate levels and change temperature by arbitrary
TYPES OF SCENARIOS
amounts.
Two questions should be answered in analyzing
A major drawback to using scenarios with
the potential impacts of the greenhouse effect:
arbitrary changes is that they may not be realistic,
What would be the effects of a large climate change
since evaporation, precipitation, wind, and other
in the future? How quickly will the effects become
variables will most likely change if global
apparent over time? The first question asks what
temperatures change. A combination of unrealistic
the world will be like in the future; the second is
meteorological changes may yield an unrealistic
about the speed of change and the sensitivity of the
effect. We are not sure how other meteorological
system.
variables would change on a regional scale if
temperature rose a certain amount. Thus, scenarios
One way of examining the first question is to
with arbitrary changes may be useful for
use scenarios of an equilibrium future climate.
determining sensitivities to particular variables but
Climate equilibrium is defined as climate in which
not for determining the possible magnitudes of
average conditions are not changing (although year-
effects.
to-year variations could still occur).
Analog Warming
A drawback of an equilibrium scenario is that
it occurs at an arbitrary point in the future and
Many climatologists have advocated the use of
assumes that the climate has reached a stable level
historic warming periods as an analog of how a
corresponding with the higher concentrations of
future warming may affect regional climates
greenhouse gases. It does not indicate how climate
(Vinnikov and Lemeshko, 1987). The instrumental
may change between now and the equilibrium
weather record can be used by comparing a cool
condition or how soon effects may be seen.
decade on record, such as the 1880s, with a warm
Furthermore, a "stable" climate has never happened,
decade, such as the 1930s (Wigley, 1987), or by
nor is it likely to occur.
comparing a decade such as the 1930s with the
present.
To help identify sensitivities and give a sense
of when effects may occur, this study uses transient
Paleoclimatic data may also be incorporated
scenarios of climate change. A transient scenario is
into an analog warming scenario. For example,
a scenario of how climate may change over time.
6,000 years ago the temperatures were about 1°C
warmer. Paleoclimatologists have determined how
The options for creating regional scenarios of
rainfall and temperature patterns on a broad
global warming include the following:
regional scale differed in the past. The changes
associated with past climates that were warmer than
1. arbitrary changes in climate;
now may be used as an analog warming scenario.
2. analog warming; and
The advantage of using an analog is that it
gives a realistic sense of how regional and local
3. use of general circulation models.
weather patterns change as global climate warms.
For example, climate data from 1880 to 1930 show
Arbitrary Changes
how daily and local weather changed during a
warming period.
A simple way of constructing a scenario is to
assume that climate variables change by some
58
Methodology
However, analogs have several drawbacks.
GCMs have several advantages over the other
First, they are not consistent with the range of
approaches for creating scenarios. First, the models
global warming now thought likely under the
are used to estimate how global climate may change
greenhouse effect: 1.5 to 4.5°C. The warmest
in response to increased concentrations of
period of the last 125,000 years was 1°C warmer
greenhouse gases. Thus, regional outputs are
than the present temperature. (Although the
internally consistent with a global warming
Pliocene Epoch (2 to 5 million years ago) had
associated with doubled CO₂. Second, the estimates
global temperatures several degrees higher than
of climate variables (for example, rainfall,
now, there is virtually no information on the
temperature, and humidity levels) are physically
regional distribution of temperature and rainfall
consistent within the bounds of the model physics.
during that period.) In addition, the past warmings
Third, GCMs estimate outputs for many
were not necessarily caused by changes in the
meteorological variables (including wind, radiation,
concentration of greenhouse gases, but may have
cloud cover, and soil moisture) providing enough
been due to such factors as shifts in the inclination
input for effects models. Fourth, GCMs simulate
of the Earth's axis. These factors caused different
climate variability on at least a daily basis.
regional climate changes than would be associated
with increases in radiative forcing. Second,
Among the most important limitations are the
paleoclimatic and historic records do not provide
GCMs' simulations of the oceans. The oceans play
enough detail to conduct comprehensive analysis of
a critical role in determining the rate of climate
the 1°C warming. Paleoclimatic records only
change, regional climate differences, and climate
indicate broad regional patterns of change for a few
variability. The GCMs, however, are coupled to
variables, such as temperature, rainfall, and solar
relatively simple models of ocean circulation, which
radiation. We cannot discern local, daily, or
either treat the oceans as a "swamp" or only model
interannual climate from these records. Even using
the upper layers of oceans. The models'
the 1930s data presents some problems. Daily
assumptions oversimplify the transfer of heat to and
records are available only for temperature and
from the oceans. In addition, the GCMs simplify
rainfall. Some effects models need more variables,
other important factors that affect climate, including
such as wind or radiation. Furthermore, the
cloud cover and convection, sea ice, surface albedo
number of weather stations with 1930s data is
(the amount of light reflected, rather than absorbed,
limited, which could present problems for creating
from the surface) and land surface hydrology (i.e.,
comprehensive regional scenarios.
soil moisture), which may also contribute to
uncertainty about the estimates of climate change
General Circulation Models (GCMs)
(Dickinson, 1986; Schlesinger and Mitchell, 1985;
Gates, 1985). For example, some of the GCMs
GCMs are dynamic models that simulate the
model soil moisture storage in a simple manner,
physical process of the atmosphere and oceans to
assuming the soils act like a "bucket." (There have
estimate global climate. These models have been
been recent improvements on this method.) This
developed over two decades and require extensive
method of modeling raises uncertainties concerning
computations to run. They can be run to estimate
estimates of runoff from the models. The way
current climates and the sensitivity of climate to
GCMs simulate such important climate factors as
different conditions such as different compositions
oceans, clouds, and other features casts some doubt
of greenhouse gases. The GCMs are often used to
on the validity of the magnitude of global warming
simulate climate caused by a doubling of carbon
estimated by the models. (For a further discussion
dioxide levels, also referred to as doubled CO2.
of the role of oceans in climate change, see Chapter
Estimates of climate change caused by this effective
2: Climate Change. For a discussion of the GCMs'
doubling of co₂¹ are referred to as "doubled CO₂
ability to estimate climate variability, see Chapter 3:
scenarios." Output is given in regional grid boxes.
Climate Variability.)
One of the major disadvantages of using
1 The "effective doubling of CO2" means that the total radiative
GCMs for effects analysis is their low spatial
forcing of all greenhouse gases (CO2, CH4, N2O, CFCs, etc.) is
resolution. GCMs give outputs in grid boxes that
the same as the radiative forcing caused by doubling carbon
vary in size from 4 by 5 degrees latitude to as much
dioxide concentrations, over midcentury levels, alone. In other
words, the combination of all greenhouse gases has the same
as 8 by 10 degrees longitude. Figure 4-1 shows the
radiative forcing as simply doubling CO2.
grid boxes from the Goddard Institute for Space
59
Chapter 4
47.0
39.1
31.3
23.5
-135
-125
-115
-105
-95
-85
-75
-65
Figure 4-1. GISS model of the United States.
Studies (GISS) model overlaid on a map of the
observations on different scales. GCM estimates of
United States. Each grid box is 8 by 10 degrees and
rainfall are less reliable on a regional scale. As
is an area larger than France (Mitchell, 1988).
Grotch points out, the disparities between GCM
Within each grid box, the actual climate may be
estimates of current regional climate and actual
quite variable. For example, although both are in
conditions calls into question the ability of GCMs to
the same grid box, the weather in southern
predict climate change on a regional scale.
Washington State may be quite different from the
weather in northern California. The models,
The disparities among GCM estimates on a
however, do not account for variations within each
regional scale are due to a number of factors. One
grid box. For any simulated time, they provide a
of the most important is the simplified assumptions
single value for temperature, for rainfall, and for
concerning the oceans. The assumptions on other
other variables for the entire area of the box.
factors such as cloud cover, albedo, and land surface
hydrology also affect regional estimates. The GCMs
A second disadvantage for effects analysis,
also simplify topographic features within grid boxes,
which may be more critical than the first, is that
such as the distribution of mountains or lakes. The
GCMs generally do not accurately simulate current
large size of the grid boxes means that these
regional climate conditions. In general, the
features are oversimplified on a geographic scale.
accuracy of GCM climate estimates decreases with
This contributes to uncertainty regarding estimates
increasing resolution. The GCMs do a reasonable
of regional climate change. In sum, as Grotch
job of estimating observed global and zonal
concluded, GCM estimates of regional climate
climates, but the estimates of regional climate are,
change should not be taken as predictions of
in many cases, far from observed conditions. This
regional climate change. They should be
is shown in Table 2-2 (see Chapter 2: Climate
interpreted as no more than illustrations of possible
Change), adapted from Grotch (1988), which
future regional climate conditions.
displays GCM temperature estimates and actual
60
Methodology
CHOICE OF DOUBLED CO2
of warm, cold, wet, and dry years. Since the data
are from the most recent decades, they are the most
SCENARIO
complete historic data available. A complete daily
record for a number of weather variables only
GCM outputs were employed as a basis for
began in 1948.
constructing the scenarios to be used in our report
because they produce the best estimate of climate
GCMs Used
change due to increased greenhouse gas
concentrations and they produce regional climate
To obtain a range of scenarios, output from
estimates internally consistent with doubled CO₂
three GCMs was used:
concentrations. Yet, GCMs are relatively new tools
that need a great degree of refinement. Their
Goddard Institute for Space Studies (GISS)
results must be applied with caution. The regional
(Hansen et al., 1988);
GCM estimates of climate change are considered
to be scenarios, not predictions. Given the
Geophysical Fluid Dynamics Laboratory
uncertainties about GCM estimates of daily and
(GFDL) (Manabe and Wetherald, 1987);
interannual variability (see Chapter 3: Variability),
and
a conservative approach involves using average
monthly changes for each grid box.
Oregon State University (OSU)
(Schlesinger and Zhao, 1988).
The scenarios described in this chapter are a
hybrid between GCM outputs and historic weather
The average seasonal temperature and
data. The estimates of average monthly change in
precipitation for the U.S. gridpoints for each model
temperature, precipitation, and other weather
are displayed in Figure 4-2. All three models
variables are used from GCM grid boxes. Model
estimate that average temperatures over the United
simulations of monthly doubled CO₂ conditions are
States would rise, but they disagree on the
divided by model simulations of average monthly
magnitude. OSU gives 3°C, GISS 4.3°C, and GFDL
current conditions in each grid. The ratios of
5.1°C. The seasonal patterns are different, with
(2xCO₂): (1xCO₂) are multiplied by historic weather
GISS having a larger warming in winter and fall,
conditions at weather stations in the respective grid
GFDL having the highest temperature change in the
boxes. Parry et al. (1987) used this approach in an
spring, and OSU having little seasonal variability.
analysis of impacts of climate change on agriculture.
All three models estimate that annual precipitation
Thus, if a grid box is estimated to be 2°C warmer
over the United States would increase. GISS and
under the GCM doubled CO₂ run, all stations in
OSU estimate that annual precipitation would rise,
that grid are assumed to be 2°C warmer in the
respectively, by 73 millimeters (2.92 inches) and 62
doubled CO₂ scenario. The effect of this is to
millimeters (2.48 inches), while GFDL estimates a
keep geographic variation from station to station
rainfall increase of only 33 millimeters (1.31 inches).
within a grid the same as in the historic base period.
The first two models have precipitation increases in
Furthermore, interannual (year to year) and daily
all four seasons, while GFDL has a decline in
variability remain the same. If rainfall occurs 10
summer rainfall. As can be seen in the regional
days in a month, in the scenario it also occurs 10
chapters, the models show greater disagreement on
days in the month, and the amount of rainfall is
the direction and pattern of regional rainfall
adjusted by the GCM output. Since these scenarios
changes than on regional temperature. Overall,
are hybrids between GCM average monthly
OSU appears to be the "mildest" scenario, with the
estimates and daily historic weather records, these
lowest temperature rise and largest increase in
scenarios are not strictly GCM scenarios. Each
precipitation. GFDL appears to be the most
scenario is referred to by the GCM, whose monthly
"extreme," with the highest temperature rise, the
output serves as its base (e.g., the "GISS scenario").
smallest increase in precipitation, and a decrease in
summer rainfall. Some of the important parameters
The years 1951-80 were chosen as the base
in the three GCMs are displayed in Table 4-1.
period to which average doubled CO₂ changes were
applied. Several decades of data give a wide range
61
Chapter 4
Temperature
Precipitation
6
0.4
GISS
5
0.3
GFDL
0.2
4
OSU
CHANGE (°C)
3
CHANGE (mm/day)
0.1
0
2
-0.1
1
-0.2
O
-0.3
Winter
Spring
Summer
Fall
Annual
Winter
Spring
Summer
Fall
Annual
Figure 4-2. Average changes in temperature (°C) and precipitation (mm/day) over the grid boxes of the lower
48 states (2xCO₂ less 1xCO₂).
The "extreme" values in the GFDL doubled
temperatures above a certain level. The studies do
CO₂ scenario are due, in part, to assumptions made
not identify how these and other systems could be
in the model run used in this report. That run did
affected by changes in temporal climate variability.
not constrain sea surface temperature and sea ice,
Holding spatial variability within a grid box constant
which yielded seasonal extremes in the northern
also affects the results of the analyses performed for
hemisphere. A later run, produced too late for use
this report. Climate change may also lead to
in this study, constrained sea surface temperature
changes in wind patterns, which could change storm
and sea ice to observed values. Both runs yield the
patterns, cloud distribution, deposition of air
same average global warming of 4.0°C, while the
pollutants, and other systems. In addition, the years
later run has greater seasonal extremes in the
1951 to 1980 were a period of relatively low weather
southern hemisphere. Both runs show a large
variability in the United States. Only adjusting
decrease in summer soil moisture (Wetherald,
average conditions from the base period in the
personal communication, 1988).
scenarios may underestimate potential increases
invariability. (For further discussion, see Chapter
Limitations
3: Variability.)
A major limitation of the doubled CO₂
The choice of the three doubled CO2 scenarios
scenarios used for this study is the lack of temporal
does not necessarily bracket the range of possible
and spatial variability. By applying average monthly
climate change in the latter half of the next century.
changes to the historic data set, it is assumed that
Due to the uncertainties about the rate and
the daily and interannual patterns of climate remain
magnitude of global warming, it is possible that
the same. This assumption is probably unrealistic,
average global temperatures could be lower or
since a change in average conditions will probably
higher than indicated by the models. Other climate
lead to a change in variability. Furthermore,
variables could be different too. Thus, these
holding variability constant can have an impact on
scenarios should be interpreted as illustrations of
effects analysis.
possible future conditions, not as predictions.
Furthermore, we did not assign probability to these
Most climate-sensitive systems are sensitive to
scenarios. Currently, there is not enough
climate variability. For example, riverflow is very
information or a methodology for making such a
sensitive to the amount and intensity of rainstorms.
determination.
Certain crops are sensitive to consecutive days with
62
Methodology
Table 4-1. Major Features for the Three GCMsᵃ
Model
Base
Temp for
Increase
When
resolution
Model
Diurnal
1xCO2
doubled
in global
GCM
calculated
(lat. X long.)
levelsᵇ
cycle
(ppm)
CO₂
precipitation
(°C)
(%)
GISSC
1982
7.83 X 10d
9
yes
315
4.2
11
GFDLᵈ
1984-85
4.44 X 7.5d
9
no
300
4.0
8.7
OSU
1984-85
4.00 X 5.0ᵈ
2
no
326
2.8
7.8
GISS Transient
1984-85
7.83 X 10d
9
yes
315
--
--
(in 1958)
a All models are global in extent and have an annual cycle. All models have a smoothed topography that varies
between models. The later GFDL run has been added for information. All models (except the transient) give
data for the present climate (1xCO₂) and double CO₂ climate (2xCO₂).
b All models make calculations for surface conditions as well as for the listed upper-air levels.
CA gridpoint model with stated resolution.
This is a spectral model that has 15 waves.
Note: Oceans in Models:
GISS: This model has a slab ocean not over 65 meters deep; it has some variation of mixed depth over the
seasonal cycle (for example, the depth is shallower in summer than winter in mid-latitudes). It has a
specified pseudo ocean heat transport designed to reproduce the present day sea surface temperature
(SST) in the simulation of the present climate. Ice thickness is predicted. For the GISS transient runs,
the ocean depth was not limited in this way. In it, the average annual maximum mixed-layer depth
was 127 inches.
GFDL: The slab ocean is 68 meters deep. There is no horizontal heat transport that would make the present
day SST come out exactly right. Ice thickness is predicted.
OSU: This model has a slab ocean that is 60 meters deep (only 5 meters deep during spin-up period). It does
not have heat transport that would force the model to reproduce the present day SST (this is being
added in 1989).
If current emission trends continue, the
doubling would not occur at the same time as the
effective doubling of CO2 concentrations will occur
increase in greenhouse gas concentrations. The
around the year 2030. However, that estimate does
oceans absorb greenhouse gases and heat from the
not account for some recent developments that may
atmosphere and serve to delay the warming. The
slow the increase in greenhouse gas concentrations.
full extent of climate change associated with CO₂
If implemented, the Montreal Protocol would cut
doubling could take several decades or more and
emissions of chlorofluorocarbons (CFCs) by 50%.
may not occur until the latter half of the next
If an international agreement is reached on
century.
reduction of nitrogen oxides (NOx), the
concentration of nitrogen dioxide (N₂O) may be
In this report, results from doubled CO₂
slightly reduced. Pollution control measures in
scenarios are generally not associated with a
countries such as the United States may also reduce
particular year. When analysis is necessary, we have
concentrations of low-level ozone, another
generally assumed that the CO₂ warming will occur
greenhouse gas. Thus, the effective doubling of
in 2060. In some cases, researchers assumed a
CO₂ may happen after 2030.
different time period for CO2 warming, and those
exceptions are noted as appropriate in the text.
As discussed in Chapter 2: Climate Change,
the change in climate potentially caused by CO₂
63
Chapter 4
The doubled CO2 scenarios are often
analog takes one only as far as a 0.5°C warming or,
interpreted as estimates of future static
in the case of paleoclimatic records, a 1°C
(equilibrium) conditions. The assumption that the
warming. It does not indicate what happens in the
concentration of greenhouse gases becomes constant
decades after the 0.5 to 1.0°C level is reached. In
at doubled CO₂ levels is an arbitrary one. In fact,
addition, the analog may not represent the regional
if emissions are not limited, concentrations could
distribution of climate associated with greenhouse
become greater and the global climate would
forcing.
continue to change. In many places in this report,
responses are presented as if the climate stabilizes
GCM Transient Runs
at doubled CO₂ conditions. Natural systems and
society, however, may be responding and adapting
The Goddard Institute for Space Studies has
to continuing and perhaps, accelerating changes in
modeled how global climate may change as
climate.
concentrations of greenhouse gases gradually rise
over the next century. This is called the transient
run. GISS has modeled climate change under
OPTIONS FOR CREATING
several assumptions of trace gas growth. The
TRANSIENT SCENARIOS
transient runs start in 1958 with the atmospheric
concentrations of greenhouse gases that existed
The options for developing transient scenarios
then. The concentrations of the gases and
are similar to the options for the doubled CO₂
equivalent radiative forcing were estimated to
scenarios:
increase from 1958 until an arbitrary point in the
future according to several different assumptions
1. arbitrary changes;
regarding trace gas growth. The GISS transient run
yields daily climate estimates from 1958 until that
2. analog warming; and
arbitrary point.
3. GCM transient runs.
For example, one of the transient scenarios,
which is known as GISS A, assumes that trace gas
concentrations continue to increase at historic rates
Arbitrary Changes
and net greenhouse forcing increases exponentially.
The scenario is run from 1958 to 2062. The end of
One could examine the manner in which a
the transient corresponds with a global warming
system responds to an arbitrary 1 or 2°C
equivalent to that of the equilibrium climate from
temperature warming and to small arbitrary changes
the doubled CO2 run. This scenario does not
in other variables. The problems of physically
account for the potential reduction in CFC
inconsistent assumptions about changes among
emissions due to the Montreal Protocol or for other
variables and regions pertain here also. In addition,
activities that may reduce the growth in emissions.
the arbitrary warming scenario gives no indication
GISS B assumes a decreasing trace gas
of when the warming may occur.
concentration growth rate such that climate forcing
increases linearly (Hansen et al., 1988). It stops in
Analog Warming
2029. GISS B includes volcanoes, while GISS A
does not.
Wigley (1987) has suggested using analogs as
scenarios for climates that may occur within the
Since the GCMs are used to produce this
next several decades. He noted that the warming
transient run, the advantages and disadvantages of
from the late 19th century to 1940 was about 0.4°C,
using this approach are the same as those described
which may approximate the transient warming over
in the discussion of doubled CO2 scenarios. In
the next two decades. The problem is that climate
addition, the timing of the changes estimated by the
may change faster in the future than in the early
GCMs is complicated by the uncertainties regarding
20th century. (The average decadal warming may
the growth of greenhouse gas emissions and the
be as much as 0.5°C, rather than the 0.1°C
roles of the oceans and clouds in delaying climate
identified for earlier years.) Furthermore, the
changes (Dickinson, 1986).
64
Methodology
CHOICE OF TRANSIENT
In this study, the historic time series 1951-80 is
used, and the transient monthly statistics are applied
SCENARIO
to the time series. The procedure for creating the
transient scenario was to first linearly interpolate
This study used transient scenarios based on
between decadal means. This smoothes out the
the GISS transient run because, of all the different
sharp decadal changes from the actual transient
approaches, only this one provides internally
GISS results and is shown in Figure 4-4(a). The
consistent estimates of climate change and allows
baseline 1951-80 weather data were repeated for 80
examination of the entire range of climate change
years, with the last 20 years consisting of a
between current conditions and doubled CO2
repetition of the 1951-70 data. Figure 4-4(b) shows
climate.
the average U.S. temperatures for 1951-80 repeated
for 80 years. The data transformations displayed in
In creating the transient scenario, an approach
Figures 4-4(a) and (b) were done for data for each
similar to that used for the doubled CO₂ scenario
month for each grid box, site, and climate variable.
was employed. Since relatively little confidence
The smoothed month-by-month transient data were
exists in the GCM's estimates of changes in
added to the repeated 1951-80 data for each site
interannual and daily variability, the monthly means
and variable. Figure 4-4(c) displays the addition of
were calculated for each decade of the transient.
the smoothed average U.S. transient temperatures
This process gives average decadal temperature,
with actual U.S. 1951-80 temperatures, repeated.
precipitation, and other changes. The average
Although there is a cooling from the 1950s to the
decadal temperature changes in GISS A and B for
1960s, followed by a warming in the 1970s, the
the United States are shown in Figure 4-3.
underlying warming of the transient, which is 3.7°C
by the middle of the 2050s in GISS A, is much
As in the doubled CO₂ scenario, the average
greater than the variability in the base period.
meteorological changes from the transient are
combined with a historic time series. What is
Limitations
different from the doubled CO2 scenario is that a
gradual change in temperature and other variables
Since the transient scenarios were also derived
is mixed with a historic time series with its own
from GCMs, the same limitations concerning
variability. This can produce a regular oscillation.
4
4
3.72
3.5
3.5
2.99
3
3
2.47
TEMPERATURE (°C)
2.5
1.72
1.36
TEMPERATURE (°C)
2.5
2
2
1.5
1.5
1.26
1.02
1
0.88
1
0.70
0.59
0.35
0.5
0.30
0.5
0.18
0
0
1980s
1990s
2000s
2010s
2020s
2030s
2040s
2050s
1980s
1990s
2000s
2010s
2020s
TRANSIENT SCENARIO A
TRANSIENT SCENARIO B
Figure 4-3. GISS transients "A" and "B" average decadal temperature change for lower 48 states gridpoints.
65
Chapter 4
A. SMOOTHED GISS "A" ANNUAL AVERAGE U.S. TEMPERATURE
OTHER SCENARIOS
4.0
3.5
In a few cases, researchers used meteorologic
3.0
data from the 1930s as an analog scenario. This
2.5
TEMPERATURE (°C)
scenario was used to provide additional information
2.0
on the sensitivity of systems to climate change. In
1.5
a few other cases, researchers only examined
1.0
paleoclimatic records. In these cases, the goal was
0.5
to determine how a system responded to past
0.0
climate change.
-0.5
1980
1990
2000
2010
2020
2030
2040
2050
2060
YEAR
EPA specified that researchers were to use
B. OBSERVED 1951-1980 ANNUAL U.S. TEMPERATURE REPEATED
2.0
three doubled CO2 scenarios, two transient
1.5
scenarios, and an analog scenario in this study.
1.0
Many researchers, however, did not have sufficient
TEMPERATURE (°C)
time or resources to allow for the use of all
0.5
scenarios. EPA asked the researchers to run the
0.0
-0.5
scenarios in the following order, going as far
-1.0
through the list as time and resources allowed:
1980
1990
2000
2010
2020
2030
2040
2050
2060
YEAR
C. TRANSIENT SCENARIO: SMOOTHED GISS "A" COMBINED WITH
1. GISS doubled CO2;
1951 AND 1980 REPEATED
4.0
3.5
2. GFDL doubled CO2;
3.0
2.5
3. GISS transient A;
TEMPERATURE (Ce)
2.0
1.5
4. OSU doubled CO2;
1.0
0.5
5. Analog (1930 to 1939); and
0.0
-0.5
6. GISS transient B;
1980
1990
2000
2010
2020
2030
2040
2050
2060
YEAR
Most researchers were able to use at least the GISS
Figure 4-4. Transient scenarios (temperature
change).
and GFDL doubled CO₂ scenarios. Comparison of
results across studies may be limited because of
inconsistent use of scenarios.
temporal and spatial variability pertain as in the
doubled CO2 scenario. An additional limitation in
Sea Level Rise Scenarios
the transient scenario is the rate of change. The
GISS transient runs assume a gradual rate of
Unlike the climate scenarios, the alternative
change in temperature. The simplistic treatment of
sea level rise scenarios were not based solely on the
ocean circulation in the GCM affects the rate of
differences between various general circulation
warming estimated by the model. Broecker (1987)
models. Instead, they were based on the range of
has shown that past climate changes may have been
estimates that previous studies have projected for
abrupt. Broecker, however, analyzed a global
the year 2100 (Hoffman et al., 1983, 1986; Meier et
cooling, and the changes occurred over a much
al., 1985; Revelle, 1983; Thomas, 1986), which have
longer period than greenhouse warming. A sudden
generally considered alternative rates of greenhouse
warming could mean that significant effects happen
gas emissions, climate sensitivity ranging from 1.5 to
sooner and more suddenly than the results of the
4.5°C for a CO₂ doubling, and uncertainties
transient analysis used in this study indicate. The
regarding ocean expansion and glacial melting.
inclusion of the 1951-80 base period in the scenario
Estimates for the year 2100 generally range from 50
yields short-term oscillations.
to 200 centimeters.
66
Methodology
This report uses three scenarios for the year
considered. In some cases, researchers ran
2100 -- 50, 100, and 200 centimeters -- and
additional scenarios with assumptions about
compares them to the current trend of 12
technological and other changes. In addition,
centimeters per century. Because most studies have
potential responses to climate change were
not reported estimates for the intermediate years,
considered in some, but not all, cases. For these
we followed the convention of a 1987 National
and many other reasons, the results should be
Research Council report (Dean et al., 1987) and
interpreted only as an indication of the sensitivity of
interpolated sea level rise using a parabola. The
current systems to global warming, not as a
rates of sea level rise assumed in this report are
prediction of what the effects will be.
displayed in Figure 7-8 in Chapter 7: Sea Level
Rise. Because various coastal areas are also sinking
In some situations, quantitative models of the
(and in a few cases rising), relative sea level rise at
relationship between climate and a particular system
specific locations was estimated by adding current
did not exist. In those cases, other approaches were
local subsidence trends. Note that sea level rise
used to try to identify sensitivities. Some
scenarios are presented for the year 2100, while
researchers examined how systems responded to
doubled CO₂ scenarios are presented for the latter
analog warmings. In other cases, expert judgment
half of the 21st century.
was used. This consisted of literature reviews to
assemble information on sensitivities as they appear
in the literature, and workshops and interviews to
EFFECTS ANALYSES
poll experts on how they thought systems would
respond to global warming.
In this study, the preferred approach for
analyzing potential impacts of climate change was to
develop quantitative estimates. Most researchers
RESEARCH NEEDS
estimated impacts by running models that simulate
the relationship between weather and the relevant
The scenarios used in this report help identify
system. The climate scenarios were used as inputs
the sensitivities of systems to climate change.
into the models. Since the researchers had only
Because of the lack of confidence concerning
several months to do the analysis, they used either
regional estimates of climate change from GCMs,
"off-the-shelf" models or analytic techniques. In
we cannot predict impacts. In order to predict the
many cases, existing models were calibrated to new
effects of climate change, major improvements need
sites. This lack of time also limited the gathering of
to be made in GCMs. These could take many
new data to a few studies.
years. In the meantime, we will continue to use
scenarios to identify sensitivities. As with GCMs,
A drawback of using empirical models of
scenarios can also be improved.
systems to estimate sensitivities is that the models
are applied to climates for which they were not
GCMs
developed. The models estimate relationships with
observed climate. This relationship is then
To produce better estimates of regional
extrapolated to an unprecedented climate. It is
climate change, both the resolution of GCMs and
possible that in the new climate situation, the
the modeling of physical processes need to be
statistical relationship may be different owing to the
improved. The GCMs used for this report had
crossing of a threshold or for some other reason.
large grid boxes, in which major geographic
With the drawbacks of empirical models, the
features, such as the Great Lakes or the Sierra
current statistical relationships are the best basis for
Nevada Mountains, which have large impacts on
quantitatively estimating sensitivities.
local climate, were not well represented. Ideally,
the higher the resolution, the better the
For the most part, researchers analyzed the
representation of geographic features. But each
potential effects of climate change on systems as
increase in resolution means a large increase in
they currently exist. Although these changes may be
computations and computing power needed to run
quite substantial, potential changes in populations,
the model. Furthermore, at high resolutions, the
the economy, technology, and other factors were not
GCMs may require new parameterizations. The
67
Chapter 4
resolution should be increased at least to the point
REFERENCES
at which major geographic features are well
represented in the models.
Broecker, W.S. 1987. Unpleasant surprises in the
It is also important that the estimates of
greenhouse? Nature 328:123-126.
physical processes in the models be improved to
increase the confidence about estimates of the
Dean, R.G., R.A. Darylrumple, R.W. Fairbridge,
magnitude and timing of changes. Three areas need
S.P. Leatherman, D. Nummendal, M.P. O'Brien,
the most attention: oceans, clouds, and hydrology.
O.H. Pilkey, W. Sturges, R.L. Wiegel. 1987.
The oceans play an important role in delaying
Responding to Changes in Sea Level: Engineering
climate change and have a large influence on
Implications. National Research Council.
regional climates. However, the ocean models
Washington, DC: National Academy Press.
currently used in GCMs are relatively simple.
Ocean models that better simulate the absorption
Dickinson, R.E. 1986. How will climate change:
and transport of heat and gases would give
The climate system and modelling of future climate.
improved estimates of transient and regional climate
In: Bolin, B., B.R. Doos, J. Jager, and R.A.
change. Clouds are a major feedback to global
Warrick, eds. Scope 29: The Greenhouse Effect,
warming and influence regional climate. More
Climatic Change and Ecosystems. New York: John
realistic modeling of clouds by GCMs would
Wiley and Sons. pp. 221-231.
improve the estimates of the magnitude of global
warming and regional change. Finally, more
Gates, W.L. 1985. Modeling as a means of studying
sophisticated hydrology in GCMs will yield better
the climate system. In: MacCracken, M.C., and
estimates of soil moisture and runoff, which will also
F.M. Luther, eds. Projecting the Climatic Effects of
improve estimates of regional climate changes.
Increasing Carbon Dioxide. Washington, DC: U.S.
Department of Energy. DOE/ER-0237.
Scenarios
Grotch, S.L. 1988. Regional Intercomparisons of
General Circulation Model Predictions and
The scenarios in this report were based on
Historical Climate Data. Prepared for U.S.
changes in average conditions, either at equilibrium
Department of Energy. TR041.
(doubled CO₂) or due to a gradual change in
average underlying conditions (transient). As
Hansen, J., I. Fung, A. Lacis, D. Rind, G. Russell,
pointed out in Chapter 3: Variability, many systems
S. Lebedeff, R. Ruedy, and P. Stone. 1988. Global
are quite sensitive to changes in the frequency and
climate changes as forecast by the GISS 3-D model.
intensity of extreme events. In the future, scenarios
Journal of Geophysical Research 93:9341-9364.
should incorporate change in variability to help
identify sensitivities to variability. Transient
Hansen, J., G. Russell, D. Rind, P. Stone, A. Lacis,
scenarios can also be improved. Such scenarios
S. Lebedeff, R. Ruedy, and L. Travis. 1983.
should be useful for testing sensitivities to changes
Efficient three-dimensional global models for
in long-term climate trends as well as year-to-year
climate studies: Models I and II. Monthly Weather
variations. At the same time, it is important to
Review 3(4):609-622.
keep scenarios simple. More detailed scenarios,
involving a lot of data (such as daily data from
Hoffman, J.S., D. Keyes, and J.G. Titus. 1983.
GCMs) may be difficult to use. The more detailed
Projecting future sea level rise. Washington, DC:
the scenario, the more likely it will be applied
U.S. Government Printing Office.
incorrectly, which limits the ability to compare
results by different researchers. In addition,
Hoffman, J.S., J. Wells, and J.G. Titus. 1986.
scenarios should be simple, so the assumptions used
Future global warming and sea level rise. In:
in creating them can be easily understood.
Sigbjarnarson G., ed. Iceland Coastal and River
Designers of scenarios will have to wrestle with the
Symposium. Reykjavik, Iceland: National Energy
competing desires of being more detailed and
Authority.
maintaining simplicity.
68
Methodology
Manabe, S., and R.T. Wetherald. 1987. Large scale
Schlesinger, M., and Z. Zhao. 1988. Seasonal
changes in soil wetness induced by an increase in
Climate Changes Induced by Doubled CO2 or
carbon dioxide. Journal of Atmospheric Sciences
Simulated by the OSU Atmospheric GCM/Mixed-
44:1211-1235.
Layer Ocean Model. Corvallis, OR: Oregon State
University, Climate Research Institute.
Meier, M.F. et al. 1985. Glaciers, ice sheets, and
sea level. Washington, DC: National Academy
Thomas, R.H. 1986. In: Titus, J.G., ed. Effects of
Press.
Changes in Stratospheric Ozone and Global
Climate. Washington, DC: U.S. Environmental
Mitchell, J.F.B. 1988. Local effects of greenhouse
Protection Agency and UNEP.
gases. Nature 332:399-400.
Vinnikov, K.Y., and N.A. Lemeshko. 1987. Soil
Parry, M., T. Carter, N. Konijin, and J. Lockwood.
moisture content and runoff in the USSR territory
1987. The Impact of Climatic Variations on
with global warming. Journal of Meteorology and
Agriculture: Introduction to the IIASA/UNEP Case
Hydrology No. 12.
Studies in Semi-Arid Regions. Laxenburg, Austria:
International Institute for Applied Systems Analysis.
Wigley, T.M.L. 1987. Climate Scenarios. Prepared
for the European Workshop in Interrelated
Revelle, R. 1983. Probable future changes in sea
Bioclimate and Land-Use Changes. Boulder, CO:
level resulting from increased atmospheric carbon
National Center for Atmospheric Research. NCAR
dioxide. In: Changing Climate. Washington, DC:
3142-86/3.
National Academy Press.
Schlesinger, M.E., and J.F.B. Mitchell. 1985.
Model projections of the equilibrium climatic
response to increased carbon dioxide. In:
MacCracken, M.D., and F.M. Luther, eds.
Projecting the Climatic Effects of Increasing Carbon
Dioxide. Washington, DC: U.S. Department of
Energy. DOE/ER-0237.
69
CHAPTER 5
FORESTS
FINDINGS
Reforestation along northern portions of
potential forest ranges could mitigate some of
these impacts.
Global warming could significantly affect the forests
of the United States. Changes could be apparent in
30 to 80 years, depending upon the region, the
If elevated CO₂ concentrations substantially
increase the water-use efficiency of tree species,
quality of a site, and the rate of climate change.
the southern declines could be alleviated.
There may be northward shifts in species ranges,
dieback along the southern reaches of species
If climate stabilizes, forests might eventually
ranges, and changes in forest productivity. Other
regain a generally healthy status (over a period
stresses in combination with climate change may
of several centuries). In the meantime,
exacerbate these impacts. Different migration rates
declining forests could be subject to increased
and climate sensitivities may result in changes in
fires, pest attacks, and replacement with low-
forest composition. Without large-scale
value trees, grasslands, and shrubs. A
reforestation, large reductions in the land area of
continually changing climate could result in
healthy forests are possible during this century of
even greater dislocations among forests.
adjustment to climate changes. Although climate
fluctuations, timber harvests, disease outbreaks,
wildfires, and other factors have affected forests
Productivity Changes
during the last century, the magnitude of these
changes is substantially less than those projected in
Dieback along the southern limits of
response to climate changes considered in this
distribution of many species could result in
report.
productivity declines of 40 to 100%, depending
on how dry soils become.
Range Shifts
Productivity could increase along the northern
The southern ranges of many forest species in
limits of some eastern tree species, particularly
the eastern United States could die back as a
as slow-growing conifers are replaced by more
result of higher temperatures and drier soils.
rapidly growing hardwoods.
The southern boundary could move several
hundred to 1,000 kilometers (up to 600 miles)
Combined Impacts With Other Stresses
in a generally northward direction for the
scenarios studied.
Large regions of severely stressed forests,
combined with possible increases in fires, pests,
The potential northern range of forest species
disease outbreaks, wind damage, and air
in the eastern United States could shift
pollution, could produce major regional
northward as much as 600 to 700 kilometers
disturbances. These factors were not
(370 to 430 miles) over the next century.
considered for this report.
Actual northward migration could be limited to
as little as 100 kilometers (60 miles) owing to
Additional impacts of changes in forests could
the slow rates of migration of forest species.
include reductions in biotic diversity, increased
Without reforestation, full migration of eastern
soil runoff and soil erosion, reduced aquifer
forests to potential northern distributions could
recharge, changes in recreation, and changes in
take centuries. If climate change occurs too
wildlife habitat.
rapidly, some tree species may not be able to
form healthy seeds, thus halting migration.
71
Chapter 5
Policy Implications
rate of global warming. This study did not evaluate
the effectiveness of reforestation efforts.
Institutions such as the U.S. Forest Service,
state forest agencies, and private companies
EXTENT AND VALUE OF U.S.
should begin to consider how to factor climate
FORESTS
change in their long-term planning. Global
climate change may need to be a factor in the
Forest Service's 50-year planning horizon.
Forests occupy 33% of the U.S. land area and
exist on some lands in all 50 states. In total, they
Where U.S. forests are clearly reduced by
occupy 298 million hectares (738 million acres) and
climate change, forest agencies will have to
are rich in such resources as water and wildlife.
consider intensive strategies to maintain
productivity. For example, they could
Many biotic and abiotic factors influence the
undertake reforestation on a more massive scale
condition of forests, but climate is the dominant
than now practiced and possibly introduce
factor (Spurr and Barnes, 1980). This chapter
subtropical species into the Southeast.
summarizes the current knowledge and predictions
concerning the effects of rapid climate change on
A coordinated public and private reforestation
U.S. forests.
effort, together with development of new and
adapted silvicultural practices, would also be
Distribution and Ownership
required. Forests are major carbon sinks, so a
large reforestation program would also reduce
Eight major forest regions of the conterminous
atmospheric CO₂ concentrations, slowing the
48 states contain 84% of the forested ecosystems of
the United States (Figure 5-1). The forested areas
WESTERN REGIONS
Pacific Northwest
Douglas fir/hemlock/fir
California
Pine/fir/redwood
Northern Rockies
Pine/fir/birch
Southern Rockies
Pinyon/juniper/pine
EASTERN REGIONS
Northeast
Spruce/fir
Maple/beech/birch
Central
Maple/beech/birch
Oak/hickory
Southeast
STUDY PLOT SITES
Southern pine
Botkin et al.
0. Davis
ALASKA
Lake States
Urban and Shugart
Spruce/fir
Spruce/hardwood
Maple/beech/birch
Spruce/hemlock
Figure 5-1. Major forest regions of the United States and their primary tree groups.
72
Forests
Table 5-1. Area of U.S. Forest Lands in 1977 by Federal, State, Private, and Other Ownerships (millions
of hectares)ᵃ
Commercial Forestsᵇ
Private
Non-
%
Region/States
Primary Tree Species
Federal
State
Industry
Indus
Otherᶜ
Total
Total
EAST
Northeast
spruce-fir
0.3
0.4
3.9
7.8
0.7
13.1
4.4
CT, MA, ME, NH, RI, VT
maple-beech-birch
Lake States
spruce-fir
2.3
2.8
1.7
9.9
4.2
20.9
7.0
MI, MN, WI, ND, SD(E)
maple-beech-birch
Central
maple-beech-birch
1.8
2.0
8.6
22.9
2.6
37.9
12.7
DE, IA, IL, IN, KA, KY, MD,
oak-hickory
MO, NB, NJ, OH, PA, TN, WV
Southeast
loblolly, shortleaf
5.8
1.0
14.7
54.3
8.0
83.8
28.1
AL, AR, FL, GA, LA, MS, NC,
slash pine
OK, SC, TN, TX, VA
WEST
Northern Rockies -
pine-fir-birch
9.1
0.6
0.8
2.7
9.3
22.5
7.6
ID, MT, SD(W), WY
Southern Rockies -
pinyon-juniper-pine
6.4
0.3
0.0
2.4
24.1
33.2
11.1
AZ, CO, NM, NV, UT
Pacific Northwest
D. fir-hemlock-fir
7.8
1.2
4.0
3.2
5.3
21.5
7.2
OR, WA
California CA
pine-fir-redwood
3.4
.03
1.1
2.0
9.8
16.3
5.4
SEPARATE
Alaska - AK
spruce-hemlock-hardwood
3.3
1.0
0.0
0.1
43.9
48.3
16.2
STATES
Hawaii HI
ohia
.01
0.2
0.0
0.2
0.4
0.8
0.3
TOTAL
40.2
9.5
34.8
105.5
108.3
298.3
100
% TOTAL
13.5
3.1
11.7
35.4
36.3
100
a Hectare X 2.47 = acres.
b
Commercial forests are those capable of growing at least 1.4 cubic meters per hectare per year (20 cubic feet
per acre per year) of industrial wood materials.
C Other forests include county and municipal forests and those federal lands withdrawn from industrial and wood
production for use as parks, preserves, and wilderness.
Source: USDA (1982).
of Alaska and Hawaii represent the remaining 16%
Superimposed over the natural distribution of
(Table 5-1). Each forest region includes one or
trees, forests, and ecosystems in the United States
more forest types distinguished by the major tree
is the human infrastructure. Ownerships include
species present. As a general rule, some types in
federal, state, and private lands (Table 5-1). Within
each region have predominantly coniferous tree
the forests classified as "commercial" (64% of 298
species (i.e., evergreen, needle-leaved, and
million hectares), the federal government ownership
softwoods); other forest types are composed mostly
of 40 million hectares (99 million acres) is primarily
of deciduous trees (i.e., tree species that are broad-
in the national forest system managed by the U.S.
leaved, have no winter foliage, and are hardwoods).
Department of Agriculture's Forest Service (36
Forest types with a mix of coniferous and deciduous
million hectares or 91 million acres); most of the
trees, however, are not uncommon.
remainder is managed by the Department of
73
Chapter 5
Interior's Park Service, Fish and Wildlife Service,
Value of U.S. Forests
or Bureaus of Land Management and Indian
Affairs. State ownerships total 9 million hectares
Most populated regions in the United States are
(23 million acres). Private lands are divided
located close to or within a forested region. For
between those of industrial forest companies (35
instance, the Boston-Washington corridor is within
million hectares or 86 million acres) and those of
the eastern hardwoods. The populations of Atlanta
small, private landowners, who collectively have 106
and the Southeast are interspersed among the
million hectares (262 million acres) (USDA, 1982).
southern pine forests. Chicago and nearby Great
Lakes communities are surrounded by the mixed
Another significant segment of American forests
conifer-hardwood forests of that region, and the Los
consists of those maintained within urban and
Angeles to San Francisco populations parallel the
suburban areas. Examples are community parks,
Sierra Nevadas to the east. In addition,
greenbelts, roadside forests, and wooded residential
urban/suburban forests exist in or near most of the
and industrial zones (USDA, 1981). These forest
nation's cities. Forests, therefore, are part of the
areas are important sources of outdoor recreation,
environmental fabric and general habitability for the
wildlife habitat, and real estate values. In total, the
majority of U.S. citizens.
urban/suburban forests of the United States occupy
approximately 28 million hectares (69 million acres)
All forests shed water to some degree, and two-
(Grey and Deneke, 1978).
thirds of the water runoff in the contiguous 48 states
comes from forested ecosystems. Precipitation
To the degree that all forest lands are owned by
passes through forested ecosystems as canopy
some individual or organization, all forest lands are
throughfall or flows along tree stems, and then flows
under some form of management. A continuum of
along the ground surface or into the soil; eventually,
management policies exists, ranging from lands
some of the water flows into streams. Water yields
intended to have minimal human intervention except
from U.S. forests provide about 750 billion liters
for protection from catastrophic wildfire (e.g., some
(200 billion gallons) of water each day for major
parks and most wilderness areas) to lands where
uses such as irrigation, electricity production,
silvicultural practices are intensively applied (e.g.,
manufacturing, and domestic consumption. These
the most productive federal, state, and industrial
levels of demand are projected to continue to the
forest lands dedicated to growing tree crops);
year 2030 (USDA, 1981).
(Table 5-2). These forests under government and
industrial management constitute roughly one-fourth
A favorite use of forests is outdoor recreation.
of the total and might be the easiest to manage
Activities include hiking, camping, hunting,
under climatic impacts simply because they are
sightseeing, boating, swimming, fishing, skiing,
larger blocks of lands already under strong
sledding, and snowmobiling. A 1977 survey of U.S.
management commitments.
Table 5-2. Percentage of Forest Lands by Level of Management within Four U.S. Regions (estimates for 1977)
Forest
Other
Reserved/
U.S. regions
plantations
commercialᵇ
deferredᶜ
East
North
9
80
11
South
21
69
10
West
Rocky Mountains
2
38
60
Pacific Coast
16
44
40
a Intensively managed plantations.
b Moderately managed forests.
C Recreational and protected forests.
Source: USDA (1982).
74
Forests
households indicated that a majority of people
RELATIONSHIP BETWEEN
participated in outdoor recreation four or more
times each year (USDA, 1981).
FORESTS AND CLIMATE
About 190 million hectares (470 million acres),
Scientific understanding of forest ecosystems
or 64% of the total U.S. forested ecosystems, are
has greatly advanced with each decade of this
highly productive commercial forest lands. These
century. Yet the literature contains little
lands represent about 10% of the world's forest
information concerning the direct or indirect effects
area, but they supplied nearly a quarter of the
of climate change on the complex biological and
world's industrial forest products in the late 1970s
physical processes in forest ecosystems. Some
(USDA, 1982). In 1980, 1.7 million people were
insights are gained from paleobotanical studies of
employed in timber-based occupations across the
past rates and magnitudes of ecological change
United States. Such employment is basic to the
during glacial-interglacial cycles, as well as changes
economic well-being of many small towns and
in the species composition of forested ecosystems.
communities (Schallau, 1988). The total value of
Similarly, observations of forest responses to
timber products harvested in 1972 was about $6.4
unusual drought or other weather extremes provide
billion, and the total value after such processes as
some knowledge. Estimates of rate, magnitude, and
manufacturing, marketing, transport, and
quality of change have also been derived using
construction amounted to $48 billion, or 4% of the
computer models developed by plant ecologists or
nation's gross national product. In 1979, timber
forest management scientists for other objectives.
product exports and imports were valued at $7
Their validation for understanding how a forest can
billion and $9 billion, respectively. Looking ahead,
adapt to climate change is only in the initial stages.
the consumption of wood products in the United
States is projected to increase between current
Climate is a primary determinant of existing
levels and the year 2030 (USDA, 1982).
forests. The ranges of annual average temperature
and rainfall variation determine global forest
distributions relative to different biotic regions
(Figure 5-2). Substantial increases in temperature
Desert
Grassland
30
Tropical Forest
20
MEAN ANNUAL TEMPERATURE (°C)
Deciduous Forest
10
0
Coniferous Forest
Artic and
-10
Alpine Tundra
100
200
300
400
MEAN ANNUAL PRECIPITATION (cm)
Figure 5-2. Approximate distributions of the major groups of world biomass based upon mean annual
temperatures and precipitation (Hammond, 1972).
75
Chapter 5
or decreases in rainfall could, for example, produce
At the expected rapid rate of climate change,
a shift from a forest to a grassland type. Thus,
the potential rates of forest migration would
accelerated climate change resulting from human
become a major concern. Migration rates vary by
activities and related effects on U.S. forests is of
species. Paleorecords of the Holocene (10,000 years
high concern to citizens and policymakers alike.
ago to present) show that extension of ranges for
tree species of eastern North American (in response
Magnitude
to glacial retreat) varied from 10 to 20 kilometers (6
to 12 miles) per century for chestnut, beech, maple,
Vegetation has been in an almost constant state
and balsam fir (Zabinski and Davis, Volume D).
of distributional change and adjustment due to an
Other species within the oak and pine groups
almost constantly changing climate over the past
extended at faster rates, i.e., 30 to 40 kilometers (19
10,000 years and even over the past several hundred
to 25 miles) per century. It should be noted that
years (Spurr and Barnes, 1980). Lines of evidence
there is some uncertainty as to whether these
come from studies of fossils, tree rings, carbon-14
migration rates were in response to glacial retreat
dating, plus peat and pollen analyses (Webb, 1987).
plus climate warming or primarily warming alone.
Historical climate changes appear to have been
Mechanisms
associated with such phenomena as fluctuations in
solar radiation, earth orbit variations, and volcanic
Knowledge of causal links between weather
activity. Evidence of repeated continental glacial
patterns and forest response is fundamental to
advances and contractions in the Northern
projecting growth and composition effects resulting
Hemisphere dramatically illustrates the large-scale
from climate change. Another requirement is to
effects of global climate change.
understand the climatic influences on processes
influencing populations of forest plants and animals.
In response to the glaciation, species shifted
These include such phenomena as fires, windstorms,
south. Evidence from fossil pollen, for example,
landslides, pest outbreaks, and other disturbances
indicates a southward shift of spruce into Georgia
that affect survival and subsequent colonization by
and east Texas during the last glacial advance and
different species. Furthermore, the processes that
treeless tundra in the Great Lakes region (Spurr
control the dispersal of seeds through a mosaic of
and Barnes, 1980). During the maximum
different ecosystem types (such as forest patches
interglacial warmth of 6,000 to 9,000 years ago,
interspersed with agricultural lands, wetlands,
which was 1.5°C (2.7°F) warmer than the present
grasslands, and other land-use groups) must be
temperature level, plant zones were one to several
clearly defined.
hundred kilometers (60 to 250 miles) north of
present distributions.
Among the important factors now known to
influence the growth and distribution of forests are
Rates
the following.
Temperature
All forested ecosystems experience change on
both spatial and temporal scales; each biological and
The optimum temperature for growth depends
physical forest component may respond to climatic
upon the tree species and other conditions.
variation on different spatial and temporal scales.
Warmer temperatures usually increase the growth of
For example, microorganisms, insects, and birds
plants. However, high temperatures can decrease
come and go with relatively short-term climatic
the growth of plants or cause mortality where
variation; shrub species' abundances vary within the
temperatures greatly exceed optimum ranges for
timespan of decades; trees, once established, could
growth. Cold temperatures can limit plant
persist for centuries. This understanding is
distributions by simply limiting growth at critical
important from the perspective of climate change,
stages or by directly killing plants.
since it implies that forested ecosystems do not
respond as a unit, but in terms of parts. Different
Precipitation
parts respond differently; consequently, future
forested ecosystems under a rapidly changing
Too much or too little precipitation can limit
climate could be quite different from those existing
forest production and survival. Too much rainfall in
today.
76
Forests
some areas can cause flooding or raise the water
disturbances, and by the time required for forests to
table, thus drowning roots by reducing soil air that
shift into new ranges. The length of day exerts
contains oxygen required for respiration or by
considerable control on physiological processes such
promoting fungal attack. Too little rainfall can
as release from and onset of dormancy. Significant
reduce growth, cause susceptibility to fire or
northward shifts of forests would alter their day-
pestilence, and possibly kill plants. The seasonal
length regime, producing uncertain results.
timing of rainfall is more important than total
annual rainfall, although forests also require some
Nutrient Status
minimum total annual rainfall (see Figure 5-2).
In addition to climate, most forest growth is
CO₂ Concentration
strongly influenced by availability of soil nutrients.
Disturbances over vast regions, such as drought
High CO2 concentrations could increase tree
followed by fire, can release large quantities of
growth through increases in photosynthesis rates
essential nutrients into the atmosphere or into
and water-use efficiency (primarily hardwood
surface waters. This leaves soils nutrient deficient.
species) when water and other nutrients are not
Lengthy periods of soil development are usually
limited (Strain and Cure, 1985). Plant responses to
required to replenish the soil nutrients before a
CO2 have been investigated largely in growth
large, mature forest stand can be supported. In
chambers and are difficult to extrapolate to the real
turn, soils reflect properties of the forests that they
world. Responses are varied and do indicate some
support. This results from decades of nutrient
measure of adaptive capability most likely imparted
uptake, litterfall, decomposition, and other
from ancestral exposure to much higher and lower
processes.
levels in the geologic past. However, in natural
situations, water nutrients or temperature usually
Atmospheric Chemistry
are limiting factors in forest growth, thus making
the impacts of CO2 enrichment uncertain. If water-
Much of the nutrient budget of forests involves
use efficiency increases, then tolerance to drought
deposition of chemicals from the atmosphere as
might increase, ameliorating declines in southern
gases, aerosols, or particles, or in solution with
parts of ranges. Unfortunately, the current state of
water as precipitation. Although most of these act
knowledge does not allow generalizations on this
as nutrients, some produce acid deposition that can
subject.
leach important soil nutrients (e.g., SO₄⁻) produce
a fertilizing effect (e.g., NO₃), or damage leaf tissue
Another important relationship between forests
(e.g., O3). Climate change will alter transport paths
and CO2 is the role forests play as carbon sinks.
of air pollutants, and increased temperature could
Globally, forest vegetation and supporting soil
increase the rates at which gases convert to
contain about 60% of the organic carbon stored on
deleterious forms.
world land surfaces. This organic carbon is largely
cycled between forest ecosystems and the
Disturbances
atmosphere by photosynthesis (uptake of CO₂) and
respiration (CO₂ release) in the plants (Waring and
Almost continually, forests experience natural
Schlesinger, 1985). Anthropogenically caused
disturbances or stresses from biotic or abiotic agents
reductions of forests either directly (e.g.,
alone or in combination. Examples are insect and
urbanization, mismanagement) or indirectly (as a
disease outbreaks, plant competition, wildfire,
response to CO2-induced global warming) would
drought, cold extremes, and windstorms.
tend to increase the "greenhouse effect."
These disturbances, which are among the
Light
primary factors controlling the successional
processes in forests (Pickett and White, 1985), may
The amount of sunlight bathing an ecosystem
range from an opening of small gaps in the canopy
sets the upper limit on net primary productivity.
as the result of single tree death or of windthrow
Thus, the tropics exhibit higher productivity than do
occurring when trees are blown down by heavy
the boreal regions. This potential productivity
winds (predominant successional mechanisms in
would, of course, be limited by other climatic effects
eastern hardwoods) to large clearings from fire,
such as drought, cold, heat, and natural
77
Chapter 5
windthrow, or pestilence (predominant successional
The methods used in the previous studies are
mechanisms in western forests).
quite similar to those used in this report. They
include computer modeling of forest processes,
Landscape Processes
literature surveys, studies of fossil evidence, and
empirical relationships constructed by experts. The
The horizontal movements of materials such as
estimates of future change produced from these
soil and biological organisms, together with human
studies are generally based on the output of one or
disturbances across the landscape, are critical to
more of the general circulation models (GCMs)
processes controlling tree migration, species
used for this report. Thus, the results of the
diversity in forests, and the spread of fire,
previous studies are consistent with those reported
windthrow, and pestilence effects. These processes
here.
are very poorly understood; quantification in the
emerging field of landscape ecology is just
beginning.
STUDIES IN THIS REPORT
Multiple Stresses
Six studies on forest effects contributed to the
regional case studies reported in this volume. The
In general, trees or forests stressed by one
purpose was to use existing data bases analyzed in
factor, e.g., accelerated climate change, are more
new ways to estimate effects on U.S. forests from
susceptible to natural stresses (secondary
climate change scenarios. The selection of the six
disturbances) such as insects, disease, or invading
studies was based upon three criteria: use of
weed species. The concept of multiple stresses
established statistical methods; hypotheses testing
leading to forest declines is becoming more widely
concerning causal mechanisms; and selection of a
recognized (Manion, 1981). Regional climate
mix of studies that complemented each other, such
changes, even if temporary, frequently predispose
that the strengths in one approach might overcome
forests to damage by other natural or anthropogenic
the weaknesses of another.
stresses.
This report focuses primarily on forests within
the contiguous 48 states. It is worth noting,
PREVIOUS STUDIES ON THE
however, that the largest magnitude of warming is
NATIONAL EFFECTS OF
expected in the northern latitudes encompassing the
boreal forest and other forest types in Alaska and
CLIMATE CHANGE ON FORESTS
Canada. Thus, these large forests could also be
under significant risk from climate warming.
Concern regarding effects of climate change on
U.S. forests has prompted several excellent reviews.
One of the most comprehensive (Shands and
RESULTS OF FOREST STUDIES
Hoffman, 1987) was the result of a conference
sponsored by EPA, the National Forest Products
Association, and the Society of American Foresters.
Design of the Studies
While pointing out the high uncertainty associated
with current predictions of climate change, several
Characteristics of the six studies are briefly
authors suggested that if predictions are true,
listed in Table 5-3. With the exceptions of the
distributions of key forest species in the United
Overpeck and Bartlein study and the Woodman
States will change significantly.
study, the methods are discussed in the regional
case study chapters and will be mentioned only
Other recently produced compilations broadly
briefly here. All of the forest studies are in Volume
consider forest effects along with other impacts
D.
(e.g., those on agriculture, prairie land, and the
Great Lakes) (White, 1985; Titus, 1986; Meo, 1987;
Two studies used correlations between tree
Tirpak, 1987). These reviews are largely pioneering
distributions and climate (Overpeck and Bartlein;
efforts and some overlap occurs, but each presents
Zabinski and Davis). Overpeck and Bartlein's
some key points.
approach consisted of correlating the modern pollen
distributions of important tree species with January
and July mean temperature and annual rainfall.
78
Forests
Table 5-3. Principal Investigators, Regional Focus, and Method of Approach for the Regional Forested
Ecosystem Studies
Principal investigator
Region
Method
Overpeck and Bartlein
Eastern North America
Correlation and fossil studies
Urban and Shugart
Southeast Uplands
Forest dynamics model
Botkin et al.
Great Lakes
Forest dynamics model
Zabinski and M. Davis
Great Lakes
Correlation
O. Davis
California
Fossil studies
Woodman et al.
Southeast, California,
Literature review
and National
The correlation was then tested by reconstructing
ranges in tolerance to stresses of temperature,
past pollen distributions from general circulation
moisture, and shade. Both studies explored forest
model simulations of past climates (during the most
response starting with bare ground on a range of
recent glacial-interglacial cycle) for each species and
soil types from well drained to poorly drained.
comparing them to observed pollen distributions
Forest growth simulations from bare ground
from those periods. Future pollen distributions
represent conditions after a fire, logging, or similar
were then constructed from the expected doubled
disturbance. Mature stand simulations are useful
CO2 climate projected from the different model
for investigating the potential response of present
climate scenarios. The correlations were
forests to gradual climate change in the immediate
constructed on modern pollen distributions, rather
future.
than tree distributions, to allow the direct
comparison to fossil pollen data. Modern pollen
For the California case study, Davis
distributions are similar to, but not exactly the same
reconstructed vegetation patterns in the Sierra
as, modern tree distributions. The verification
Nevadas from fossil pollen studies for the
studies indicated that the approach works
interglacial warm periods that occurred between
reasonably well at a coarse spatial resolution. That
about 6,000 and 9,000 years ago. These
is, northern trees are in the north and southern
reconstructions represent possible analogs of a
trees are in the south, with the regional patterns
future warm period at the lower magnitude of the
being reasonably well represented.
predicted future warming.
The approach of Zabinski and Davis was
Woodman conducted a literature review for the
essentially the same as that of Overpeck and
Southeast and California forested regions and
Bartlein, except that the correlations were
peripherally for the entire nation. The purpose was
constructed from the actual modern tree
to ascertain the attributes of the forest resource in
distributions rather than from the modern pollen
terms of extent, ownership, economic and
distributions (see Chapter 15: Great Lakes).
recreational value, and policy considerations.
Two of the studies used computer models of
Limitations
forest dynamics (Botkin et al.; Urban and Shugart).
Growth characteristics of each tree species
Although predicted effects vary, these six
occurring in the study region are used by the models
analytical studies have results that are collectively
to determine the growth and development
consistent enough to advance our knowledge and
ofindividual trees on a site. These growth
justify concern regarding the future of U.S. forests
characteristics include such attributes as maximum
under rapid climate change. The range of
age, maximum height, maximum diameter, and
79
Chapter 5
predicted effects is large; however, uncertainties
indices of environmental stress, such as July
exist regarding (1) the climate scenarios; (2) the
temperature or annual rainfall, are usually related to
kind and rates of responses of individual tree
factors that more directly affect plant growth, such
species; and (3) changes in forested ecosystems as
as accumulated warmth or summer drought.
a whole resulting from environmental change. All
However, large uncertainties exist in some instances.
of these factors significantly influence the precision
This is particularly true with regard to the climatic
and accuracy of the results.
controls of the southern limits of southeastern
forests, simply because of their association with the
A major uncertainty in the simulation model
continental margin. Does the climate at that
approach involves the rates of species dispersal into
latitude represent the actual climatic limitation to
a region. The current generation of models has no
the distributions, or are the species simply stopped
dispersal mechanisms. A species is simply present
by a geographic barrier? No one really knows.
or it is not present. For example, Botkin et al.
These uncertainties were partially addressed by
excluded most southern tree species so that their
Overpeck and Bartlein, who compared their fossil
dispersal was unrealistically nonexistent, and these
pollen approach to the modeling approach. The
southern species could never enter the Great Lakes
two approaches use similar relations to climate, and
region. But if they had been included in the
both can be used reasonably well to simulate forest
simulations, these species would have entered the
distributions in the geologic past.
northern forests at the same rate as the climate
change. This would have assumed dispersal rates
Several uncertainties with the pollen-climate
far in excess of reality. This limitation can, in part,
correlation approach limit its precision and
be overcome by studies, such as those of Zabinski
accuracy. First, many of the plant taxa used in the
and Davis, that provide some insight into actual
study are plant genera (e.g., pine, oak) rather than
dispersal rates and species migration. The
species, and thus the simulated results are not
simulations did not consider the impact of
taxonomically precise. Second, the results are
transplanting southern species in these areas.
applicable only on a regional scale; local scale
predictions are not made. Third, and very
The timing of forest declines as estimated by
significant, the simulated results assume that all the
the models should be interpreted with caution.
plants are in equilibrium with the new climate.
Declines are triggered by periods of high
Rates of dispersal vary between species, and several
environmental stress. Forest models are usually not
hundred years may pass before plant communities
operated far beyond current conditions, such as for
are again in equilibrium with climate. How this lag
extremely dry soils. Therefore, the extreme climate
would affect plant community dynamics is not
simulated by these models may not estimate the
addressed in this study and is an important research
timing and behavior of forest declines as accurately
question.
as desired. It should also be remembered that there
is much uncertainty concerning the rate and timing
The paleoecological analysis of the past
of the climate change itself.
vegetation in the Sierra Nevadas (O. Davis) presents
several uncertainties. First, differences with respect
A further cautionary point is that although the
to weather variations (i.e., season to season and year
models considered temperature limitations, nutrient
to year) could produce strikingly different types of
deficiencies, and soil moisture stress, other
vegetation. Also, there is much uncertainty about
important factors might affect the timing and
what the most appropriate analog period might be
magnitude of tree responses. Examples of factors
-- or if one even exists. Furthermore, the rate of
in need of consideration include disturbance effects
climate change in the future is predicted to be much
(e.g., impacts from wildfires, pests, and pathogens),
faster than the rate of climate change during the
age-dependent differences in tree sensitivities to
past 20,000 years. Lags in the response of species
stress (e.g., older trees are often more susceptible),
to the future climate could strongly affect the type
and potential CO2-induced increases in water-use
of forest at any one location, whereas in the past,
efficiency.
with a more slowly varying climate, lags in species
response were not as important in determining
The models also carry assumptions about the
forest composition.
environmental controls of species limits. In most
cases these assumptions are reasonable, given that
All of the studies are deficient in some very
important processes controlling forest responses to
80
Forests
climate, particularly disturbance regimes such as
migration coupled with a fairly rapid decline in the
fires, windstorms, hurricanes, landslides, and pest
southern and western parts of species ranges. Drier
outbreaks. Over some forest areas, periods of cloud
forest conditions in the United States, induced as
cover could change. This is an important
much by increased temperature as by changes in
uncertainty, for if the annual total is significantly
rainfall, would mean less tree growth and therefore
increased, reductions in solar radiation could mean
reduced forest productivity in general.
reduced photosynthesis and thus less forest growth.
The forest simulation models provide an
In addition, the responses of mature trees to
indication of the importance of uncertainties
elevated CO2 under conditions of moisture,
imparted by the climate scenarios. The climate
temperature, or other nutrient limitations remain
scenarios differ primarily in their representation of
largely unexplored. Most research on elevated CO2
regional rainfall patterns. The model results
on trees has been performed in controlled chambers
indicate that temperature has a large effect on
using seedlings, and results show an increase in
forest health, either directly through cold and heat
photosynthesis and improved water-use efficiency in
stress or indirectly through exaggeratedg drought
some cases (Strain and Cure, 1985). However, the
effects. Thus, the overall characteristics of forest
seedlings were not previously grown in or
responses are remarkably similar among the three
acclimatized to high CO₂ environments. Evidence
climate scenarios. However, this generalization is
has shown that plants grown under high CO2 will
uncertain because models usually do not incorporate
respond differently to changes in temperature, light,
all possible mechanisms of impact.
and moisture conditions (Strain and Cure, 1985).
Magnitude
Another shortcoming is that methods to
extrapolate CO₂ fertilization results from laboratory
Eastern Forests Northern Limits
experiments to the natural world are limited, and an
understanding of regional changes in water-use
All of the study results suggest a northward
efficiency is even more limited. Furthermore,
expansion of most eastern tree species (Figure 5-3
complex interactions between fertilization effects
displays results from Overpeck and Bartlein). That
and changes in water-use efficiency can produce
is, spruce, northern pine, and northern hardwood
unexpected problems such as increased heat loads
species would move north by about 600-700
due to effects on evaporation cooling. These
kilometers (375-440 miles) into the Hudson Bay
interactions are not well understood but could
region of the Canadian boreal forest (Overpeck and
produce major regional changes in forest responses.
Bartlein; Zabinski and Davis). New England
Therefore, it is not yet possible to quantitatively
coniferous forests would be replaced by more
incorporate the direct effects of CO₂ on forests into
hardwood forests and especially by the oak species
studies such as these. Further, if water or nutrients
from the eastern mid-United States (Botkin et al.;
are limiting to forest growth, they would likely
Overpeck and Bartlein; Zabinski and Davis). As
exceed the fertilization effects of elevated CO2.
the northern mixed forests shift from spruce-fir to
Also, forest canopies at optimum development have
sugar maple, some sites could actually triple their
multilayered leaf areas so that light limitations exist
present productivity (Botkin et al.).
for the lower portion of the foliage in addition to
frequent water and nutrient limitations. This adds
Additionally, southern pine species could shift
further weight to the belief that CO₂ enrichment
about 500 kilometers (310 miles) into the present
may not significantly affect forest productivity.
hardwood forest lands of eastern Pennsylvania and
New Jersey (Overpeck and Bartlein; Urban and
Results
Shugart; Solomon and West, 1986; Miller et al.,
1987). Depending upon the severity of climate
The six studies conducted for EPA consistently
change, Urban and Shugart estimated that near the
indicate that climate changes would significantly
northern limits of slash pine in East Tennessee,
affect the natural forests of the United States. The
aboveground woody biomass in 100 years could
distribution of healthy forests in the eastern United
range from little change to an extremely low
States appears to become greatly reduced from their
biomass with almost no trees (i.e., a grassland,
present areas during the next century (Figures 5-3
savanna, or scrub). However, even with little
and 5-4). This results from a very slow northward
decrease in productivity, species shifts would alter
81
Chapter 5
Current Climate
A
Spruce
Birch
N. Pines
Oak
S. Pines
Prairie Forbs
GISS Model Output
B
GFDL Model Output
C
OSU Model Output
D
Spruce
Birch
N. Pines
Oak
S. Pines
Prairie Forbs
Figure 5-3. Maps of eastern North America depicting present distributions of major forest genera and herbacious
vegetation compared with potential future distributions after reaching equilibrium with the climate predicted for
doubled CO₂. The comparison is based upon (A) simulations using modern pollen data and simulated future
pollen abundances for each of the three doubled CO₂ scenarios: (B) GISS; (C) GFDL; and (D) OSU. The
three levels of shading in each scenario map indicate estimated future pollen abundances ranging from 20%
(darkest or strongest chance of future distributions) to 5% and 1% (lightest or least chance of future
distributions) (Overpeck and Bartlein, Volume D).
82
Forests
Sugar Maple
Present Range
Range After 2050: GISS
Range After 2050: GFDL
Scale 0 400Km
Potential Range
Inhabited Range
Figure 5-4. Present and future geographical range for sugar maple (Zabinski and Davis, Volume D).
the forest composition from shortleaf to loblolly
conditions. This estimation results from scenario
pine, a more commercially valuable tree species.
conditions of heat that would exceed the tolerance
limits for most tree species. Under the mildest
Eastern Forests - Southern Limits
scenario (OSU), even forest areas in South Carolina
and southward would be marginal, supporting about
Ultimately, forest decline and mortality could
half their current biomass.
truncate southern distributions of tree species by as
much as 1,000 kilometers (625 miles) in many
Biomass accumulations in 100 years for mature
northern hardwood species (Zabinski and Davis;
natural forests in productive sites in the Great
Overpeck and Bartlein) or by as little as a few
Lakes region could be reduced to 23-54% of their
hundred kilometers (about 120 miles) in southern
present values (Botkin et al.; Solomon and West,
pines and hardwoods (Urban and Shugart; Solomon
1986). On poor sites, forests could be converted to
and West, 1986). Under the driest scenario
grassland or savanna with very low productivity,
(GFDL), Zabinski and Davis estimate local
ranging from 0.4 to 28% of their present values.
extinction in the Great Lakes region of many
eastern tree species such as eastern hemlock and
Western Forests
sugar maple (Figures 5-3 and 5-4). These estimates
bear considerable uncertainty for all species.
Similar projections were made for six western
coniferous species: ponderosa and lodgepole pine,
These uncertainties are particularly true for the
Douglas-fir, western hemlock, western larch, and
southern limits of southeastern species that border
Englemann spruce (Leverenz and Lev, 1987).
the continental margin. The actual southern
Estimations are mixed for the West. Because of
climatic limitations of these species are not well
the mountainous conditions in the West, upslope
known (Urban and Shugart). Nevertheless, under
shifts are possible for Douglas-fir, ponderosa pine,
the most severe climate scenario in the Southeast
and western hemlock in the northern Rocky
with increased temperatures and decreased growing-
Mountains. In the coastal mountains of California
season precipitation, Urban and Shugart's results
and Oregon, Douglas-fir could shrink in the
suggest that the 18 tree species they considered
lowlands and be replaced by western pine species
would no longer grow in the southern half of the
(O. Davis; Leverenz and Lev, 1987). Overall, the
region. Present forest lands in the region would be
western forest lands are estimated to favor more
replaced by scrub, savanna, or sparse forest
drought-tolerant tree species, such as the hard pine
83
Chapter 5
A. MISSISSIPPI FORESTS
B. SOUTH CAROLINA FORESTS
180
180
160
160
140
140
WOODY BIOMASS (T/ha)
120
100
WOODY BIOMASS (T/ha)
120
100
80
80
60
60
40
No Climate Change
40
No Climate Change
GISS A
GISS A
20
20
0
0
1980
2000
2020
2040
2060
1980
2000
2020
2040
2060
YEAR
YEAR
Figure 5-5. Estimated changes in biomass of mature forests in Mississippi (A) and South Carolina (B) under
the GISS transient climate change scenario (Urban and Shugart, Volume B).
group, at the expense of fir, hemlock, larch, and
These rapid declines, coupled with the expected
spruce species.
magnitude of climate change, raise the question of
how fast forests can migrate. Based upon fossil
If regional drought persisted, the frequency of
records, Zabinski and Davis have estimated that the
fires could increase, significantly reducing total
maximum dispersal rate of several tree species in
forested area. Also, with massive upslope
response to the last glacial retreat was roughly 50
movement, some species could be pushed off the
kilometers (30 miles) per century. Under the
tops of mountains into local extinction.
expected rapid warming, they estimated that a
dispersal rate of about 1,000 kilometers (600 miles)
No quantitative estimates have been derived for
per century would be required to maintain species
productivity for the western forests under potential
distributions near their current extent. Such
warming conditions. However, using the analog
migration rates are doubtful, suggesting greater
approach of Davis, under the most severe conditions
reductions in species ranges under rapid climate
projected for California, the species composition of
change, with declines in the drier western portions.
the west-side Sierra Nevada forests would become
more similar to that of the east-side forests. This
Mechanisms of Migration
could reduce the standing biomass to about 60% of
current levels.
Distribution changes (i.e., migrations) suggested
by these studies must be considered carefully.
Rates of Decline and Migration
Reproductive processes are essential for the
migration of tree species across the landscape. For
In the Great Lakes region, significant forest
many tree species, climate change could reduce
decline and forest compositional change could
natural regeneration in an existing location and
become evident within 30 to 60 years (Figure 5-5A;
introduce the species at different latitudes or
Botkin et al.). In the Southeast region, forest
altitudes. Reproductive processes in trees, such as
declines could become most evident in 60 to 80
flowering, pollination, seed set, seed germination,
years with declines in the drier western portions
and seedling competitive success, are particularly
occurring even earlier, perhaps in about 30 years
sensitive to climate.
(Figure 5-5B and C); Urban and Shugart). As
previously discussed in this chapter (see Limitations)
Specific regional climate scenarios vary as a
there is considerable uncertainty about these
function of the GCM. All scenarios estimate
numbers.
increases in temperature; however, some include
84
Forests
increases in rainfall, and others have decreases. The
region, for example, beech could decrease in
northward shifts of species appear to result from a
abundance (Zabinski and Davis), and birch and
release from cold temperature stress, which
maple could increase (Botkin et al.). On some
normally freezes flowers, seedlings, and even adult
lands, forest productivity could remain about the
trees. However, the western and southern limits of
same as today, but changes to less economically
eastern tree species appear to result from
important species could be significant.
insufficient moisture and excessive heat stress, which
primarily affect sensitive life history stages but can
Not considered quantitatively in any of the
also affect mortality rates of adult trees. Though
studies are changes in forest disturbance regimes.
difficult to detect in the early phases of rapid
These changes should not be considered lightly.
climate change, tree mortality is sensitive to chronic
Extreme and more frequent climatic variations (see
moisture stress and mortality rates would likely
Chapter 3: Variability) could cause much higher
increase among the major forest regions of the
mortality in U.S. forests than the current
United States.
experience. Although little is known as yet, some
locations may experience an increase in the
Two points are important about regional
frequency of extreme weather events, for example,
uncertainties of future rainfall distribution. First,
wind, ice, or snow storms, droughts, and flooding.
changes in the seasonal distribution of rainfall are as
Besides the direct damage these events can cause,
or more important than relatively small changes in
they can predispose forests to damage from
the annual total. If summer rainfall decreases while
secondary stresses such as insects, disease, and
winter rainfall increases, the trees may still
wildfires.
experience summer drought stress. Second,
evapotranspiration is a log function of temperature.
Therefore, as temperature goes up, water loss from
ECOLOGICAL AND SOCIO-
trees and soils can increase tremendously. If minor
increases in rainfall are not sufficient to override the
ECONOMIC IMPLICATIONS
evapotranspirational losses of water, drought
impacts will pervade. Both of these mechanisms
The effects of doubled CO₂ climate changes
appear to dominate the forest impacts in this study.
may be considered from two perspectives:
ecological and socioeconomic. Evidence for
All of the study approaches used under all of
significant national implications is strong from both
the climatic scenarios estimate major forest declines
viewpoints.
in the southern parts of species ranges and
expansions to the north. These declines, resulting
Ecological Implications
primarily from drought stress, would occur despite
the differing rainfall predictions among the climate
Ecological implications for forests commonly
scenarios used in this study. Global precipitation is
start with tree response. But strong implications
generally projected to increase slightly with global
also exist for other ecosystem components, e.g.,
warming (see Chapter 4: Methodology), but it is not
animals, soils, water, secondary impacts, and as
known whether this increase would be sufficient to
noted, the atmosphere through which climate
compensate for potential increases in plant moisture
change is mediated. Forest effects are described in
stress caused by higher temperatures. Precipitation
terms of tree distribution changes and biomass
in some regions may decline. Droughts would
production changes, but many other processes
become more common. The western limits of
interact among the other major components. Thus,
eastern forests could similarly retract as the climate
significant changes in tree response would be
warms.
accompanied by ecological reverberations
throughout all the forested areas of major U.S.
Existing forests probably would not shift intact,
regions.
but would change in composition. Variations in
migration rates and sensitivities to weather variables
Tree Distributions and Biomass Productivity
produce individual responses to climate change.
These changes are consistent with the well-known
As discussed, migrations of forest tree species
dynamic nature of ecosystems and were projected
to the North in response to rapid warming in North
for the forests of all regions. In the Great Lakes
America during the next century will be likely.
85
Chapter 5
However, significant lag is possible. Even under the
effects. All of these factors illustrate that climate
maximum rates of species dispersal estimated by
change could influence the regional patterns of
Zabinski and Davis, healthy forest areas may not
biotic diversity in both plants and animals (see
redevelop for several centuries. Furthermore, if
Chapter 8: Biodiversity).
climate continues to change beyond the next
century, then healthy forests may never redevelop.
Soils
Meanwhile, distribution ranges may not be under
such constraints, so the extent of healthy forested
Soils under warmer climates also would change,
regions in the United States probably would be
although at a much slower rate than shifts in species
greatly reduced. Though some locations may have
distribution. Increased soil temperatures, however,
increased productive potential from a biomass per
would affect the entire range of physical, chemical,
hectare standpoint, the large reductions in areas
and biological soil processes and interactions. For
with healthy forests would likely create a net
example, populations of bacteria, fungi, and animals
reduction in forest productivity for the United States
could increase in a way that would accelerate
for several centuries or longer.
decomposition of litter and thereby reduce the
availability of nutrients essential for forest growth
Even if a massive reforestation effort were
(Spurr and Barnes, 1980).
undertaken, the new forests resulting from species
shifts might or might not be as productive as
Considerable time may be required to develop
existing forests. More northern latitudes or higher
optimum soil conditions for high forest productivity
elevations raise other considerations. Farther north,
supporting species at more northern latitudes or
days are longer in the summer and shorter in the
higher elevations. Furthermore, it is not at all clear
winter. At higher elevations, damaging ultraviolet
how well some northern soils could support more
light intensity is greater. All of these conditions
southern species. The soils of the boreal forest
could lower forest productivity below present levels.
differ from those under the deciduous forests to the
Furthermore, it is not clear that reforestation would
south.
be successful. A major intent of reforestation would
be to artificially speed up northward migration of
Water
tree species. However, seedlings that would appear
to be favored on some northern sites several
Where forests give way to drier conditions (e.g.,
decades in the future may not survive there now
in the Great Lakes region and California), many
because of constraints imposed by temperature, day
lands now serving as watersheds might be used for
length, or soil conditions. Similarly, seedlings that
different purposes. Furthermore, regional-scale
could not survive on those sites now might not be
disturbances (such as fire) and applications of
the best adapted species for those same sites several
chemicals (such as fertilizers and pesticides) could
decades in the future.
degrade regional water quality and increase airborne
toxic chemicals (see Chapter 9: Water Resources).
Animals
Sea level rise may impact some coastal forests.
A change in the size and relative homogeneity
Many forest lands of high value for timber
of forests could influence whether some animals can
production (e.g., in the Southeast) or recreation (in
continue to live in their present locations. Often,
the Northeast, Northwest, and California) are close
animals are finely adapted to habitats specific to a
to ocean coasts. Inundations, decreases in depth to
certain location. For some animals, migration can
the water tables, and saltwater intrusions could
be hindered by boundaries between forests and
trigger rapid forest declines near these areas.
other land types or facilitated as animals move
along edges. Furthermore, some animals (e.g.,
Secondary Impacts
many game species) prefer young forests, and others
(e.g., many rare and endangered species) prefer old
As the southern bounds of forests tend to shift
forests. In turn, animals can exert a profound
north, forest decline (sick and dying trees) could
influence on forest structure and composition
become extreme over large areas that would
through selective browsing of seedlings, insect attack
become highly susceptible to weed competition, pest
of different tree species, seed dispersal, and other
86
Forests
outbreaks, or wildfire. As forests decline, species of
elicit a strong concern. In the Atlanta-Southeast
lower economic value, as well as weedy shrubs and
region, the southern pine forests, while undergoing
herbs, could invade via wind dispersion. Under
a gradual expansion of their northern boundaries,
stressful environments, such species are severe
would have less vigor in the remaining stands. This
competitors with most commercial tree species.
could raise their vulnerability to damage from
insects and disease, reducing esthetic values --
Trees experiencing less favorable growth
atleast an intermediate impact for most of the local
conditions are more stressed and will be vulnerable
citizens. In contrast, within some portions of the
to insect and disease attack. These secondary pest
Southeast, the Great Lake region, and California,
impacts could last "until the most vulnerable forest
drier climates may cause the loss of some forest
stands or tree species are eliminated" (Hedden,
lands to prairie or desert conditions -- a severe
1987). In addition, it is estimated that the incidence
change for the people there, not only in their living
of catastrophic wildfires will increase in U.S. forests
environment but also in the whole spectrum of
with higher temperatures. Simand and Main (1987)
forest land use.
estimated that fire occurrence and fire-suppression
costs would increase 8 and 20%, respectively.
Recreation
Socioeconomic Implications
Forests must be in a relatively healthy condition
to support quality recreational use (Clawson, 1975).
The United States enjoys substantial economic
Forests undergoing gradual composition changes
and cultural benefits from its forests. Until recently,
might remain healthy, but rapid changes would most
the nation's forest managers assumed that these
likely cause stressed or declining forests. Such
benefits could be sustained by maintaining forests in
forest conditions would have less recreational appeal
a healthy condition (Fosberg, 1988). This was
because of such factors as less pleasing appearance,
achieved, for example, by preventing fires or pest
greater threat of wildfire, and reduced hunting
invasions, avoiding careless use, and enhancing
quality when game populations change or are
productivity through good silviculture.
diminished. Furthermore, drier conditions in U.S.
forests would harm recreational opportunities that
Beginning with the possibility of regional air
depend on abundant water or snow.
pollution damage to forests, suspected in the 1980s,
alterations of the environment external to forests
Wood Products
presented a new concern. Research and policy
discussions to deal with this issue are ongoing.
Altered U.S. forest productivity resulting from
climate change would have obvious major economic
If climate changes as rapidly as predicted, this
impacts. Significant yield reductions could lead to
additional external influence with its more global
unemployment, community instability, industrial
dimensions looms as a possible hazard to forests
dislocation, and increased net imports of wood
and their use. As can be imagined, a list of
products.
potential socioeconomic concerns would be large.
To provide a brief perspective, three issues are
Reforestation projects could make up for some
considered.
losses in forest productivity and artificially advance
migrations forced by climate change. Reforestation
Quality of the Human Environment
technology has greatly improved in recent decades
so that success rates also have increased greatly.
The forest amenities enjoyed by most U.S.
Examples are high-vigor seedlings developed
citizens will be affected according to different forest
through improved nursery practices, genetic
responses. In the Boston-Washington corridor, a
selection, and vegetative propagation.
composition change from predominantly hardwood
Improvements in the field include machine planting,
to predominantly pine forests, though ecologically
fertilization, and weed control on selected sites.
significant, may not be noticed by most people if it
Results are evident from the large acreages of
occurs gradually. However, a delay of years or
plantations established in the United States in
decades between the decline of existing forests and
recent decades, particularly with loblolly pine in the
replacement by migrating tree species would likely
Southeast and Douglas-fir in the Pacific Northwest
87
Chapter 5
(Table 5-2). Large-scale reforestation in the United
What constraints (e.g., mandatory forest
States and elsewhere could significantly add to the
practices) should be placed on forest
total carbon sink provided by world forests, thereby
managers to ensure national environmental
offsetting some of the buildup of atmospheric CO2.
goals?
Although this was not studied, attempts to reforest
some very dry sites may be unsuccessful.
Who should pay the additional costs
incurred in implementing new policies?
Innovative manufacturing trends should prove to
be timely during times of rapid forest change.
The large array of forest ownerships in the
High-strength and durable products from
United States, public and private, makes
reconstituted wood (e.g., new particle board
development and implementation of forest policy
concepts, warp-proof hardwood lumber, paper
more complicated than in most countries. Around
products of fiber from multispecies) are now in use
the world, about 77% of all forests are in some
or well along in development. These new methods
form of public ownership (Hummel, 1984). The
will lessen the present overdependency on a few
diversity of owners and managers results in widely
commercial conifer species from stands above
divergent goals and objectives.
minimum size and quantity (Ince, 1987). The result
will be an ability to use the timber resources of the
How Much Land Should Be Forested?
future, however they change in composition.
Changes in forest composition or regional
boundaries induced by rapid climate change would
FOREST POLICY AND CLIMATE
magnify the complexity of national forest policy even
CHANGE
further. Lands in forests now would require review
relative to such competing needs as agriculture and
Historically, U.S. forest policies have undergone
residential use, which would also be adjusting to
climate change.
continued development to meet national change
(Young, 1982). The earliest policies were adapted
How Much Should Be Withdrawn From
by the New England colonies in the 1600s to
regulate overcutting near settlements. Wood was
Timber Production?
needed for fuel and buildings, but existing methods
were not capable of long distance log transportation.
Where the productivity of wood is significantly
Development of U.S. forest policies has continued
reduced, increased, or shifted, a policy question that
and has been particularly intense this century, as the
would surely arise concerns whether forest lands
national forests, national parks, and wilderness areas
should be reallocated to maintain timber
have been established.
production. If so, how should competing forest
uses, such as watersheds, parks, and wilderness, be
At present, forest managers are dealing with
treated? How much of each can the United States
many additional policy issues. Five of these
afford under changed climatic conditions? Should
(Clawson, 1975) are important to climate
the federal government purchase more forest lands
change/forest response:
to support all public needs?
How much U.S. land should be devoted to
In the short term, forest managers could
forests?
compensate for some loss of productivity by
improved technology, although at increased costs.
How much forest land should be withdrawn
An example would be establishment of more
from timber production and harvest?
drought-tolerant plantations through genetic
selections, improved nursery stock, and more
How should the federal forest lands be
intensive silvicultural practices (e.g., weed control
managed? (That is, the lands under the
and thinning). Introducing new species adapted to
USDA Forest Service, USDI Park Service,
warmer climates might be possible in some
Bureaus of Land Management and Indian
locations, but this would call for development of
Affairs, and other federal agencies that
new silvicultural regimes and utilization methods
manage forest lands.)
possible, but time consuming and costly. In the long
88
Forests
term, if growing conditions become extremely
control, fertilization, and reforestation be employed
difficult on some U.S. forest lands because of
in an attempt to preserve them? This question and
climate changes, establishing trees for wood
others will challenge the fundamental concepts of
production on such sites may not be economically
the benefits of multiple use and sustained yield of
justified.
U.S. forests.
How Should We Manage Federal Forests?
How Can We Ensure National Goals?
The national forests under the USDA Forest
At the minimum, federal agencies must plan
Service are managed according to a series of
and act in concert with the state and private forest
complex legal directives and administrative
organizations. In the first half of this century, the
procedures, beginning with the Organic Act of 1897
federal government attempted to regulate forest
(Woodman and Furiness, Volume D). Ultimately,
harvests on all federal, state, and private lands.
the objective became to manage the national forests
Development of this policy did not survive strong
for multiple uses, with timber and other forest
public concern and intense political debate against
resources on a sustained-yield basis and certain
such policy (Worrell, 1970); the same sentiment
lands set aside as wilderness areas. The National
would likely exist today. However, under the
Forest Management Act of the mid-1970s requires
influence of climate change, the nation may once
management plans for each national forest subject
again have to face the touchy issue of what
to public review. The plans look ahead 50 years
restraints or forest practices must be regulated for
and are to be updated every 10 years.
all public and private lands.
Lands managed by the Department of Interior
Solomon and West (1985) point out that while
are under similar mandates. For example, a
climate change might disrupt forest ecosystems in
congressional act passed in 1976 charged the Bureau
the future, it is uncertain whether forest managers
of Land Management to manage its 2.3 million
could or would be able to apply silvicultural
hectares (5.1 million acres) of forest and range land
practices on a scale large enough to maintain the
according to multiple-use and sustained-yield
net productivity of commercial forest lands in the
principles. Similarly, the National Park Service is
United States. Some states (e.g., Washington,
mandated to manage national parks, monuments,
Oregon, and California) have laws specifying fire
historic sites, and so forth, for the recreational
protection requirements, control burn practices, and
enjoyment of people. Such activities as timber
reforestation minimums following timber harvests.
harvesting, hunting, mining, and grazing are not
Zoning, permits, licenses, and various taxation
permitted. In addition to the federal government,
measures also have been attempted with mixed
most states, many counties, and some municipalities
results. It is much easier to prevent owners from
own forest lands.
destroying forests than to compel them to
implement silvicultural practices.
The Forest and Rangeland Renewable
Resources Planning Act of 1974 requires the
Reforestation
Secretary of Agriculture to make periodic reviews of
the nation's forest and rangeland resources. In the
To keep pace with the global climate changes
future, these assessments and planning efforts
estimated, the U.S. reforestation effort conceivably
should include consideration of the possible effects
would need to be doubled or tripled in size. In
of predicted climate changes.
recent years, about 800,000 hectares (2 million
acres) per year (approximately 700+ million
A key issue is the level of priority given to
seedlings) have been reforested in the United States
maintaining forest health under changed climate
(USDA, 1982). Costs range from $200 to $700 per
conditions. For instance, under more adverse
hectare ($80 to $280 per acre) depending upon
environments, should national forests be left to
species, site preparation, plantation density, and
decline as a natural process, thereby losing esthetic
planting method. Using $500 per hectare ($200 per
values in parks, water yields from watersheds, and
acre) as a mode, the total annual expenditure is
highly productive timber crops? Or should
near $400 million. About 0.4% of the commercial
silvicultural forest techniques such as thinning, weed
land base is reforested annually. At this rate, it
89
Chapter 5
would take 100 years to reforest 40% of the U.S.
the middle of the 21st century? While subsets of
forest lands, assuming no repeat hectares to cover
this question must include extent, magnitude, and
failures or harvests of the first plantations.
risk considerations, additional knowledge is needed
concerning the following:
An expansion on the scale suggested above
would require large investments in seed
1. Forest migration processes and rates,
procurement, tissue culture capability, nursery
including the landscape processes that
capacity, and research to improve knowledge about
control the horizontal movements of forests,
the establishment and silviculture of drought-
animals, and disturbances;
resistant plantations. Even if the dollar
commitments were made, reforestation at this scale
2. Interactions among the different landscape
might be possible only if all forest lands were
components and land-use practices that
managed by one organization. The complex forest
affect biodiversity, and water quantity and
ownership pattern in the United States, therefore,
quality;
would be an issue to overcome in a national
reforestation program.
3. The impact of climate change alone and in
combination with other natural or
Who Should Pay?
anthropogenic influences, such as insects,
pathogens, CO₂ enhancement, air
Adjusting forest policies to address the issues
pollutants, UV-B radiation, and acid
arising from climate change will most likely raise
deposition on U.S. forests; and
the costs of using the nation's forests whether for
water, recreation, esthetics, or timber. Additional
4. The processes and mechanisms that play
research to answer many new questions will also
key roles in forest ecosystem effects both
require more funds. A major question will be who
biologically as in photosynthesis and
should pay for these costs. Land owners? Forest
respiration, and physically as in flows of
users? Consumers? All taxpayers? The answers
energy, carbon, water, and nutrients
will come when better information is available on
through ecosystems.
resulting forest effects, followed by public debate
establishing new priorities for forest use in a
Methods
changed climate.
How can forest ecosystems be measured to
reliably detect the effects of rapid climate change?
RESEARCH NEEDS
Today, the response of ecosystems to environmental
change is largely based upon extrapolating from
The forest effects resulting from rapid climate
field observations, from knowledge about seedlings
or individual trees of a small number of
change are at present hypothetical. The change has
not yet occurred, and many uncertainties are
commercially valuable species, and from computer
associated with the predictions. Effective policies to
models. The following must be accomplished:
deal with new forest effects will require more
1. A determination of the most useful
information and fewer uncertainties that must come
through forest ecosystem research. Four broad
integrating variables for forest ecosystems
questions concerning U.S. forests frame the
that indicate the effects of climate change
research needs for the 1990s: What will the effects
-- particularly variables that are early-
be? How can they be measured reliably? How
warning indicators of ecosystem response;
should they be managed? How can we ensure that
research will be conducted in a timely fashion?
2. Effective sampling designs developed for
experiments and long-term monitoring at
the forest ecosystem scale; and
Effects of Climate Change
3. Improved models capable of projecting
What will be the effect on the nation's forest
regional effects on forests across multiple
ecosystems if climate changes occur as predicted by
spatial and temporal scales.
90
Forests
Forest Management
Policy Issues. New Orleans, LA: U.S.
Environmental Protection Agency.
What options are available to the public and
private forest managers and owners in the United
Davis, M.D., and D.B. Botkin. 1985. Sensitivity of
States to address the changes in the nation's forests
the cool-temperate forests and their pollen to rapid
that might occur in the next century? Research is
climatic change. Quaternary Research 23:327-340.
needed to accomplish the following:
Fosberg, M.A. 1988. Forest productivity and health
1. Understand the socioeconomic impacts of
in a changing atmospheric environment. In:
all forest ecosystem effects to clarify
Berger, A., et al., eds. Climate and Geosciences: A
economic risks and alternatives; and
Challenge for Science and Society in the 21st
Century. NATO ASI Series. Series C;
2. Develop technology to mitigate the adverse
Mathematical and Physical Sciences, Vol. 285.
effects or to exploit the benefits of forest
Dordrecht, The Netherlands: Kluwer Academic
change, such as breeding, bioengineering,
Publishers. pp. 681-688.
transplanting, fertilization, irrigation, and
other management approaches.
Grey, G.W., and F.J. Deneke. 1978. Urban
Forestry. New York: John Wiley and Sons.
Timing of Research
Hammond, A.L. 1972. Ecosystem analysis: biome
approach to environmental science. Science 175:46-
The timing of the research is critical. The
48.
effects of climate change may be some decades
away, but this should not lessen the urgency to
Hedden, R. 1987. Impact of climate change on
begin research toward better information and
forest insect pests in the southern U.S. In: Meo,
methods. The complexities of the science are very
M., ed. Proceedings of the Symposium on Climate
large. Developing a base of knowledge to identify
Change in the Southern U.S.: Future Impacts and
potential forest changes before they are upon the
Present Policy Issues. New Orleans, LA: U.S.
nation will require significant time and resources.
Environmental Protection Agency.
Hummel, F.C., ed. 1984. Forest Policy, a
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Contribution to Resource Development. The
Hague: Martinus Nijhoff/Dr. W. Junk, Publishers.
Barbour, M.G., J.H. Burk, and W.D. Pitts. 1987.
Terrestrial Plant Ecology, 2nd Ed. Menlo Park,
Ince, P.J. 1987. Technology, timber demand and
CA: Benjamin/Cummings Publishers.
timberland investment. In: A Clear Look at
Timberland Investment, Milwaukee, WI; April 27-
Botkin, D.B. 1979. A grandfather clock down the
29. Conference proceedings. Forest Products
staircase: stability and disturbance in natural
Research Society.
ecosystems. In: Waring, R.H., ed. Proceedings of
the 40th Annual Biological Colloquium. Forests:
Lavdas, L.G. 1987. The impact of climate change
Fresh Perspectives From Ecosystem Analysis.
on forest productivity. In: Meo, M., ed.
Corvallis, OR: Oregon State University Press, pp. 1-
Proceedings of the Symposium on Climate Change
10.
in the Southern U.S.: Future Impacts and Present
Policy Issues. New Orleans, LA: U.S.
Clawson, M. 1975. Forests for Whom and for
Environmental Protection Agency.
What? Resources for the Future. Baltimore, MD:
Johns Hopkins University Press.
Leverenz, J.W., and D.J. Lev. 1987. Effects of
carbon dioxide-induced climate changes on the
Cubbage, F.W., D.G. Hodges, and J.L. Regens.
natural ranges of six major commercial tree species
1987. Economic implications of climate change
in the western United States. In: Shands, W.E., and
impacts on forestry in the South. In: Meo, M., ed.
J.S. Hoffman, eds. The Greenhouse Effect, Climate
Proceedings of the Symposium on Climate Change
Change, and U.S. Forests. Washington, DC:
in the Southern U.S.: Future Impacts and Present
Conservation Foundation, pp. 123-156.
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Manion, P.D. 1981. Tree Disease Concepts. New
Spurr, S.H., and B.V. Barnes. 1980. Forest
Jersey: Prentice Hall.
Ecology, 3rd Ed. New York: John Wiley and Sons.
Meo, M., ed. 1987. Proceedings of the Symposium
Strain, B.R., and J.D. Cure, eds. 1985. Direct
on Climate Change in the Southern United States:
Effect of Increasing Carbon Dioxide on Vegetation.
Future Impacts and Present Policy Issues; May 28-
Washington, DC: U.S. Department of Energy.
29. New Orleans, LA: University of Oklahoma and
DOE/ER-0238.
U.S. Environmental Protection Agency.
Tirpak, D.A., ed. 1987. Potential Effects of Future
Miller, F.W., P.M. Dougherty, and G.L. Switzer.
Climate Changes on Forest and Vegetation,
1987. Effect of rising carbon dioxide and potential
Agriculture, Water Resources and Human Health,
climate change on loblolly pine distribution, growth,
Vol. V. Assessing the Risks of Trace Gases That
survival and productivity. In: Shands, W.E., and
Can Modify the Stratosphere. Washington, DC:
J.S. Hoffman, eds. The Greenhouse Effect, Climate
U.S. Environmental Protection Agency. EPA 400/1
Change, and U.S. Forests. Washington, DC:
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Titus, J.G., ed. 1986. Climate Change, Vol. 3.
Pickett, S.T.A., and P.S. White. 1985. The Ecology
Effects of Changes in Stratospheric Ozone and
of Natural Disturbance and Patch Dynamics.
Global Climate. Washington, DC: U.N.
Academic Press, Inc. Harcourt Brace Jovanovich.
Environmental Program and U.S. Environmental
Protection Agency.
Schallau, C.H. 1988. The forest products industry
and community stability: the evolution of the issue.
USDA. 1981. U.S. Department of Agriculture,
Montana Business Quarterly Summer: 1-8.
Forest Service. An Assessment of the Forest and
Range Land Situation in the U.S. Forest Resource
Shands, W.E., and J.S. Hoffman, eds. 1987. The
Report No. 22.
Greenhouse Effect, Climate Change, and U.S.
Forests. Washington DC: Conservation
USDA. 1982. U.S. Department of Agriculture,
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Forest Service. An Analysis of the Timber Situation
in the U.S. 1952-2030. Forest Resource Report No.
Simand, A.J. and W.A. Main. 1987. Global climate
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change: the potential for changes in wildland fire
activity in the Southeast. In: Meo, M., ed.
Waring, R.H., and W.H. Schlesinger. 1985. Forest
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Webb, T. 1987. The appearance and disappearance
of major vegetational assemblages: long-term
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92
CHAPTER 6
AGRICULTURE
FINDINGS
above temperature thresholds for particular crops in
some locations. The exact magnitude of change will
Climate change would affect crop yields and result
be sensitive to changes in climatic variability,
in northward shifts in cultivated land, causing
particularly the frequency of droughts.
significant regional dislocations in agriculture with
associated impacts on regional economies. It would
Economic Impacts
expand crop irrigation requirements, stress livestock
production, and increase infestations of agricultural
Under three out of four scenarios, a small to
pests and diseases. Preliminary results suggest that
moderate aggregate reduction in the nation's
although U.S. crop production could decline,
agricultural output was estimated. The
supplies would be adequate to meet domestic needs.
estimated production levels appeared to be
The potential for reduction of the national
adequate to meet domestic consumption
agricultural capacity and the many uncertainties
needs. If droughts occur more frequently
surrounding the interactive effects on the
under changing climate, effects on agriculture
agricultural system create the necessity to respond
may be more severe.
to the climate change issue.
Assuming no change in export demand,
Crop Yields
reduced outputs would decrease exports, which
could negatively affect global food supplies and
The effects of climate change alone may
the U.S. trade balance. This report did not
reduce average yields of corn, soybeans, and
analyze global changes in agriculture, which
wheat, both rainfed and irrigated, except in the
could have a major effect on demand for U.S.
northernmost latitudes where warmer
products.
conditions provide a longer frost-free growing
season. Decreases in modeled yields result
Under the most severe climate change
primarily from higher temperatures, which
scenarios, continued technological
shorten a crop's life cycle.
improvements, similar to those in recent years,
would have to be sustained to offset losses.
When the direct effects of CO2 on crop
Increasing food demand from higher U.S. and
photosynthesis and transpiration are
world population would aggravate the
approximated along with the effects of climate
economic losses due to climate change.
change, average rainfed and irrigated corn,
soybean, and wheat yields could overcome the
The economic response of agriculture to
negative effects of climate change in some
changes in regional productivity may be to
locations. If climate changes are severe, yields
shift crop production and associated
could still decline. The extent to which the
infrastructure in a northward direction. This
beneficial direct effects of CO2 will be seen
is because yields in northern areas generally
under field conditions with changed climate is
increase relative to yields in southern areas.
uncertain.
Although availability of agricultural soils was
included in the economic analysis, neither the
Even if the patterns of climate variability are
sustainability of crop production in northern
unchanged, yield stability may decrease,
areas nor the introduction of new crops into
particularly under rainfed conditions. This
southern areas was studied.
may occur because there would be more days
93
Chapter 6
Irrigation Demand
into southern regions of the United States. Cold
stress conditions may be reduced in the winter, but
The demand for irrigated acreage is likely to
heat stress is likely to increase in the summer.
increase in all regions. This is due to the
Reproductive capabilities may also decrease.
reliability of irrigated yields relative to dryland
yields and to higher commodity prices that
Policy Implications
make expansion of irrigated production more
economically feasible. Actual increases in
Global climate change has important
irrigated acreage would depend on the
implications for all parts of the agricultural
adequacy of water supply and on whether the
system. The agricultural research structure,
cost of water to farmers increases.
which is dedicated to maintaining U.S. farm
productivity, should expand climate change
Demand for more irrigation would increase
research in activities ranging from the field
stress on and competition for regional water
level to the national policy level.
supplies. If irrigation does increase, it could
increase surface and groundwater pollution
Current U.S. Department of Agriculture
and other forms of environmental degradation.
(USDA) research on heat- and drought-
tolerant crops and practices and maintenance
Agricultural Pests
of crop germ plasm should be sustained and
enhanced to limit vulnerability to future
Climate warming could change the ranges and
climate change.
populations of agricultural pests. Temperature
increases may enhance the survival of insect
The USDA should evaluate current legislation
pests in the winter, extend their northward
in regard to its ability to allow adaptation to
ranges, increase pest species with more than
global warming. Flexibility in shifting crop
one generation per year, and allow pest
types and farm practices will speed adjustment.
establishment earlier in the growing season.
Such adaptation strategies should consider the
These effects could result in a substantial rise
impacts on soil erosion and water quality.
in pesticide use, with accompanying
environmental hazards. Changes in pests will
The USDA, the Department of Commerce,
also depend on regional shifts in crop
the U.S. Trade Representative, and the State
production.
Department should consider the implications
of potential long-term changes in the level of
Farm-Level Adjustments
U.S. crop exports for the U.S. balance of trade
and strategic interests.
Farmers may adjust to climate change by using
A national drought policy is strongly needed to
full-season and heat-resistant crop species or
coordinate federal response to the possibility
varieties, by altering planting dates, by planting
of increased droughts due to climate change.
two crops during one growing season, by
Even without climate change, such a policy is
increasing or altering their scheduling of
necessary not only for the agricultural sector
irrigation, by using more pesticides, and by
but also for other sectors.
harvesting earlier. If climate change is not
severe, these adjustments may mitigate losses
in crop yields; more severe climate change is
likely to make major adaptation necessary.
SENSITIVITY OF AGRICULTURE
TO CHANGES IN CLIMATE
Livestock Effects
Agriculture is a critical American industry,
Higher temperatures may increase disease and
providing food for the nation's population and as
heat stress on livestock in some regions.
much as $42.6 billion in exports for the nation's
Existing livestock diseases may shift north,
trade balance (Figure 6-1). Agriculture employs 21
while tropical diseases may extend their ranges
million people more than any other industry,
94
Agriculture
50
Others
Fruits, nuts, and vegetables
Cotton
40
Livestock and by-products
Oilseeds and by-products
Grains and preparations
30
Billions of $
20
10
0
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
YEAR
Figure 6-1. Value of U.S. agricultural exports by commodity, 1972-86 (not adjusted for inflation). Livestock
excludes poultry and dairy products (The World Food Institute, 1987; U.S. Department of Agriculture, Economic
Research Service, Foreign Agricultural Trade of the United States, Washington, DC, January-February 1987,
and various other issues).
when taking into account workers on farms and in
For example, failure of the monsoon season
meat, poultry, dairy, baking, and food-processing
caused shortfalls in crop production in India,
activities (Council for Agricultural Science and
Bangladesh, and Pakistan in 1987. The 1980s have
Technology, 1988). The U.S. agricultural
also seen the continued deterioration of food
production system includes farm equipment
production in Africa, despite adequate world food
manufacture, fertilizer and seed supplies, rural
supplied elsewhere, because of persistent drought,
banking, and shipping. Total farm assets were $771
internal wars, poor distribution, weak infrastructure,
billion in 1985; food and fiber were 17.5% of the
and a deteriorating environment. Climate extremes
total gross national product in the same year.
have had large effects on U.S. agriculture. During
Wheat, corn, soybeans, cotton, fruits and vegetables,
the Dust Bowl years of the 1930s, U.S. wheat and
and livestock are among the most important U.S.
corn yields dropped by up to 50%. Midsummer
agricultural commodities.
1983 saw an unpredicted drought in the U.S. Corn
Belt and in the southeastern United States, causing
Worldwide, agricultural products must provide
U.S. corn yields to fall by about a third, from over
sustenance for the world's growing population, now
7,000 kilograms per hectare to about 5,000
estimated at about 5 billion and projected to rise to
kilograms per hectare (from about 110 to 80 bushels
8.2 billion by 2025 (Zachariah and Vu, 1988).
per acre).
Global production and consumption of grain have
grown steadily since 1960, although regional food
The 1988 drought recently demonstrated the
shortages continue to occur owing to climate
impact that climate variability can have on
variability and socioeconomic factors. Technological
agricultural productivity. This drought decreased
advances, such as improved hybrids and irrigation
U.S. corn yields by almost 40%, and the cost of the
systems, have reduced the dependence of crop yields
1988 Drought Relief Bill is estimated to be $3.9
on local environmental conditions, but weather is
billion (Schneider, 1988). The 1988 drought
still an important factor in agricultural productivity.
emphasizes anew the close link between agriculture
and climate.
95
Chapter 6
Light from the sun, frost-free growing seasons,
Thus, climate plays a major role in
and the hydrologic cycle largely govern the
determining crop and livestock productivity.
suitability of geographic areas for crop production
Agricultural productivity determines profitability and
and affect crop productivity. Livestock production
decisionmaking at the farm level, which in turn
is responsive to climate through differing levels of
define farming systems at the regional level and
heat and cold stress and altered ranges of disease-
import-export supply and demand at the national
carrying vectors such as mosquitoes and ticks.
and international levels. These complex
interrelationships necessitate a broad consideration
Higher levels of CO₂ in the air would also
of the impacts of potential climate change on U.S.
affect crops. Increased CO2 has enhanced crop
agriculture.
photosynthesis and has improved crops' use of water
in experimental settings. Because experimental
research has rarely simultaneously investigated both
PREVIOUS STUDIES OF
the climatic and the direct effects of CO2 on plants,
it is difficult to assess the relative contributions of
CLIMATE CHANGE AND
CO2 and increased temperature to plant responses.
AGRICULTURE
This remains one of the most crucial questions in
the analysis of impacts of climate change and
increased CO2 on agriculture.
Relationships between climate and agriculture
have been studied intensively for many years.
However, relatively few studies have specifically
The presence and abundance of pests affecting
addressed both the climatic and the direct effects
both crops and livestock are highly dependent on
that the growth in trace gases will have on
climate. The severity of the winter season, wind
agriculture. Even fewer studies have addressed
patterns, and moisture conditions determine in large
these potential effects in an integrated approach
part where pests will be prevalent. The
that links both biophysical and economic spheres of
geographical distribution of pests also depends on
analysis.
locations of crop types.
Most research attention in the United States,
Much of U.S. agricultural production takes
supported primarily by the U.S. Department of
place under technologically advanced cropping
systems that are primarily monocultural. Likewise,
Energy, has focused on the direct effects of CO2 on
crops. These studies are reviewed by Acock and
livestock production is highly specialized, both
Allen (1985) and Cure (1985), who found an
technically and geographically, and a high degree of
average increase in yields of about 30% and
integration exists between grain and livestock
production. Any significant level of economic
increases in water-use efficiency for crops growing
in air with doubled CO2 (660 ppm) and favorable,
robustness associated with general, multiple-
current climate conditions. Kimball (1985) and
enterprise farms has long since passed from the
Decker et al. (1985) suggested that the potential
scene. The ability of our agricultural system to
adapt to climate change may be more limited now
effects of CO2 and/or climate change on
agricultural production systems may include shifts in
in some ways than it was in the past.
production areas and changes in levels of livestock
stresses, water availability, and pest control
Agriculture strongly affects the natural
management.
environment. It often increases soil erosion,
intensifies demand for water, degrades water
Integrated approaches to the impacts of
quality, reduces forested land, and destroys wildlife
climate change on agriculture involving both
habitats. Many agricultural practices contribute to
biophysical and economic processes have been
soil degradation, groundwater overdraft, loss of
considered in studies by Callaway et al. (1982), the
plant and aquatic communities, and generally
Carbon Dioxide Assessment Committee (1983),
reduced resilience in environmental and genetic
Warrick et al. (1986), and the Land Evaluation
resources. Therefore, climate-driven shifts in
Group (1987). A benchmark international study on
agricultural regions have implications for
both the agronomic and economic effects of climate
environmental quality.
change on agriculture was conducted by the
International Institute for Applied Systems Analysis
(Parry et al., 1988). No study has as yet
96
Agriculture
comprehensively examined the combined effects of
three crops were selected for the modeling studies
climate change and the direct effects of CO2 on
on the effects of climate change on yields.
U.S. agriculture.
The results from the regional studies of crop
production (not including California), hydrological
CLIMATE CHANGE STUDIES IN
predictions from the climate models, and an
agricultural economics model were linked in an
THIS REPORT
integrated approach to enable investigators to
translate the estimated yield changes from the crop
Structure of and Rationale for the Studies
modeling studies and predicted changes in water
availability into economic consequences (see Figure
The regions studied for this report are
6-2). Such a coordinated analytical framework is
important agricultural production areas (see Table
necessary to account for the effects of market forces
6-1). The Great Lakes and Southeastern States are
on the total agricultural sector, including livestock,
major corn and soybean producers, and the Great
and to evaluate the adequacy of the nation's
Plains States grow mainly wheat and corn.
resource base for agricultural production under
California annually produces about 10% of U.S.
climate change. Economic forces may lead farmers
cash farm receipts from cotton, grapes, tomatoes,
to grow more crops in areas with relatively high
lettuce, and many other crops.
productivity and fewer crops in areas with relatively
low productivity.
The agricultural studies involve the following
research topics (see Table 6-2): (1) crop growth and
The studies of demand for irrigation water,
yield, (2) regional and national agricultural
water quality, and farm-level adjustment were also
economics, (3) demand for water for irrigation, (4)
linked with the integrated modeling studies by
water quality, (5) pest-plant interactions, (6) direct
common assumptions, sites, or outputs. Because
effects of CO2 on crop growth and yield, (7)
California grows a large and diverse number of crop
impacts of extreme events, (8) potential farm-level
commodities, a simple approach was used to
adjustments, (9) livestock diseases, and (10)
estimate crop yield changes for the California case
agricultural policy.
study based on heat, sunlight, and photosynthetic
response to CO2. These yield changes were then
Production of corn, wheat, and soybeans is
used in a model of agricultural land and water use
critical to the economic well-being of the nation's
in California. Adjustment experiments were
farmers and the national trade balance. These
included in several studies to test possible
crops make up about two-thirds of the total U.S.
adaptation mechanisms, such as changes in planting
agricultural acreage, and their economic value is
dates and crop varieties.
equal to that of all other crops combined. These
Table 6-1. Crop Production by Region
Harvested
Wheat
acres
EPA study areas
Corn
(thousands of bushels)
Soybeans
(thousands)
Southeast
311
272
306
29
Great Lakes
4,644
297
822
92
Great Plains
921
755
136
71
California
38
63
--
6
Total (48 states)
8,209
2,507
1,990
337
Source: U.S. Department of Commerce (1983).
97
Chapter 6
Table 6-2. Agriculture Projects for EPA Report to Congress on the Effects of Climate Change
Regional Studies
Effects of Projected CO2-Induced Climate Changes on Irrigation Water Requirements in the Great Plains
States - Allen and Gichuki, Utah State University (Volume C)
Climate Change Impacts upon Agriculture and Resources: A Case Study of California - Dudek,
Environmental Defense Fund (Volume C)
Farm-Level Adjustments by Illinois Corn Producers to Climate Change - Easterling, Illinois State Water
Survey (Volume C)
Impacts of Climate Change on the Fate of Agricultural Chemicals Across the USA Great Plains and Central
Prairie - Johnson, Cooter, and Sladewski, Oklahoma Climatological Survey (Volume C)
Impact of Climate Change on Crop Yield in the Southeastern U.S.A.: A Simulation Study - Peart, Jones,
Curry, Boote, and Allen, University of Florida (Volume C)
Effects of Global Climate Change on Agriculture: Great Lakes Region - Ritchie, Baer, and Chou, Michigan
State University (Volume C)
Potential Effects of Climate Change on Agricultural Production in the Great Plains: A Simulation Study -
Rosenzweig, Columbia University/NASA Goddard Institute for Space Studies (Volume C)
National Studies
The Economic Effects of Climate Change on U.S. Agriculture: A Preliminary Assessment - Adams, Glyer,
and McCarl, Oregon State University and Texas A&M University (Volume C)
Analysis of Climate Variability in General Circulation Models - Mearns, Schneider, Thompson, and
McDaniel, National Center for Atmospheric Research (Volume I)
Direct Effects of Increasing CO₂ on Plants and Their Interactions with Indirect (Climatic) Effects - Rose,
Consultant (Volume C)
Potential Effects of Climatic Change on Plant-Pest Interactions - Stinner, Rodenhouse, Taylor, Hammond,
Purrington, McCartney, and Barrett, Ohio Agricultural Research and Development Center and Miami
University (Volume C)
Agricultural Policies for Climate Changes Induced by Greenhouse Gases - Schuh, University of Minnesota
(Volume C)
Changing Animal Disease Patterns Induced by the Greenhouse Effect Stem, Mertz, Stryker, and Huppi,
Tufts University (Volume C)
Effect of Climatic Warming on Populations of the Horn Fly Schmidtmann and Miller, USDA, Agricultural
Research Service (Volume C)
98
Agriculture
Variability
All of the modeling studies used the doubled
Trace Gases
GCMs
CO2 climate change scenarios developed for the
report (see Chapter 4: Methodology). These
scenarios were developed from estimated changes in
monthly mean climate variables from general
circulation models (GCMs), without alterations in
Climate Change
Scenarios
climate variability. For example, the number of
days of precipitation remains the same in the
baseline and climate change scenarios, and the
amount of precipitation on each of those days is
adjusted by the GCM ratio for climate change.
Crop-Response
Extreme events, such as maximum temperature,
Models
vary in the climate change scenarios according to
the ratios, but the daily and interannual patterns of
warm episodes are determined by the observed
baseline climate.
Yield Predictions
by Crop
The lack of changes in the daily and
interannual patterns of extreme events may result in
underestimation of impacts of climate change. This
is because runs of extreme climate variables (for
Soil and Water
Trade
example, prolonged heat spells during grain filling
Resource Availability
Assumptions
and drought) can decrease crop productivity. For
rainfed crops, yields may change considerably,
depending on whether a change in precipitation is
Agro-Economic
caused by more or fewer events or by higher or
Model
lower precipitation per event. The frequency,
intensity, and/or duration of extreme climatic events
can be much more consequential to crop yields than
Economic Consequences
are simple changes in means.
Land Use and Irrigated
Acreage Changes
Timing of Effects
The timing of climate change is uncertain --
Figure 6-2. Flow chart of model interactions in
rates of future emissions of trace gases, as well as
EPA studies of the effects of global climate change
when the full magnitude of their effects will be
on U.S. agriculture (Dudek, 1987).
realized, are unknown. CO₂ concentrations are
estimated to be about 450 ppm in 2030 and 555
ppm in 2060 if current emission trends continue
(Hansen et al., 1988). Other greenhouse gases
The agricultural studies performed for this
besides CO₂ (e.g., methane (CH₄), nitrous oxide
EPA report explore the sensitivities of the different
(N₂O), and chlorofluorocarbons (CFCs)) are also
parts of the agricultural system (shown in Table 6-
increasing. The effective doubling of CO2 means
2) to climate change scenarios. They are not meant
that the combined radiative forcing of all
to be predictions of what will happen; rather, they
greenhouse gases has the same radiative forcing as
aim to define ranges and magnitudes of the
doubled CO₂ (usually defined as 600 ppm). The
potential responses as the system is currently
effective doubling of CO₂ concentrations will occur
understood. Regional results were extrapolated to
around the year 2030, if current emission trends
other areas to give estimates of changes in national
continue. The climate change caused by an effective
production.
doubling of CO₂ may be delayed by 30 to 40 years
or longer.
99
Chapter 6
RESULTS OF AGRICULTURAL
Table 6-3. Increase in Daily Canopy Photosynthesis
STUDIES
Rates Used in Crop Modeling Studies
(%)
Regional Crop Modeling Studies
Soybean
Wheat
Corn
Design of the Studies
Increase in
Widely validated crop growth models --
photosynthesis
35
25
10
CERES-Wheat and CERES-Maize (Ritchie and
(%)
Otter, 1985; Jones and Kiniry, 1986) and SOYGRO
(Jones et al., 1988) -- were used to simulate wheat,
Source: Peart et al. (Volume C); Ritchie et al.
corn, and soybean yields at selected geographically
(Volume C); Rosenzweig (Volume C).
distributed locations within the Great Lakes, the
Southeast, and the Great Plains. Representative
agricultural soils were modeled at each site.
California crop yield changes were predicted
yields. Technology and cultivars were assumed not
separately by using an agroclimatic index. (See the
to change from present conditions.
regional chapters, Chapters 14 through 17 of this
report, for descriptions of individual studies.)
The CERES and SOYGRO models describe
Changes in temperature, precipitation, and solar
relationships between plant processes and current
radiation were included in the crop modeling
climate. These relationships may or may not hold
studies. The crop models simulated both rainfed
under differing climatic conditions, particularly the
and irrigated production systems. The crop
high temperatures estimated for the greenhouse
modeling approach allowed for analysis of
warming. Lack of analysis of the nature and extent
latitudinal gradients in changes in crop yields and
of agricultural soils at each modeling site adds
provided compatible results for each climate change
uncertainty to the results.
scenario to be used as inputs in the agricultural
economics study. (See Ritchie et al., Peart et al.,
The direct effects of CO₂ in the crop modeling
and Rosenzweig, Volume C.)
results may be overestimated for two reasons. First,
experimental results from controlled environments
The direct effects of CO2 -- i.e., increased
may show more positive effects of CO₂ than would
photosynthesis and improved water-use efficiency
actually occur in variable, windy, and pest-infested
-- were also included with the climate change
(weeds, insects, and diseases) field conditions.
scenarios in some model runs to evaluate the
Second, since the study assumed higher CO2 levels
combined effects. The direct effects were
(660 ppm) in 2060 than will occur if current
approximated by computing ratios of elevated CO₂
emission trends continue (555 ppm), the simulated
(660 ppm) to ambient CO2 (330 ppm) values for
beneficial effects of CO2 may be greater than what
daily photosynthesis (Table 6-3) and
will actually occur.
evapotranspiration rates (see Peart et al., Volume
C, for detailed description of method).
Results
Limitations
Under climate change scenarios alone, without
the direct effects of CO2, yields of corn, soybeans,
Uncertainties in the crop modeling studies
and wheat were generally estimated to decrease in
reside in climate model predictions, locations of the
the Great Lakes, Southeast, and Great Plains
climate stations (not always in production centers),
regions, except in the northernmost latitudes, where
crop growth models, and estimates of the direct
warmer conditions provided a longer frost-free
effects of CO₂. In particular, the climate change
growing season. Figures 6-3 and 6-4 show change
scenarios did not include changes in climate
in modeled rainfed corn and soybean yields for the
variability, even though changes in the frequencies
GISS and GFDL scenarios. The northern locations
of extreme events may considerably affect crop
where yields increased included sites in Minnesota.
100
Agriculture
145
100
80
60
40
20
0
-20
-40
-60
-80
40
Duluth, MN
20
0
60
-20
40
-40
20
-60
0
-80
Des Moines, IA
20
-40
09
-60
40
-80
20
Columbus, OH
0
-20
40
40
-40
20
20
-
0
c
08-
-20
Wichita, KS
-20
-40
-40
-60
-80
-80
Memphis, TN
-80
Charleston, SC
40
60
20
0
40
-20
20
100
-40
0
80
-
-20
60
-80
-40
40
-100
-60
20
Macon, GA
-80
0
San Antonio, TX
20
-40
-60
80
Meridan, MS
GISS
GFDL
GISS + Direct Effects of CO₂
GFDL + Direct Effects of CO₂
Figure 6-3. Percent change in rainfed corn yields simulated by the CERES-Maize model for baseline (1951-
80) and GISS and GFDL climate change scenarios with and without the direct effects of CO2 for selected
locations (Peart et al., Volume C; Ritchie et al., Volume C; Rosenzweig, Volume C).
Decreases in modeled yields resulted primarily from
Southeast, the direct effects of CO₂ would not fully
higher temperatures, which would shorten the crop
compensate for changes in climate variables -- net
life cycle thus curtailing the production of usable
yields were estimated to decrease significantly from
biomass. In the Southeast, rainfall reductions were
the base case. Elsewhere, yields were generally
a major factor in the GFDL results. Modeled
estimated to increase, with relatively greater
rainfed yields were estimated to decrease more than
increases at the northern locations.
irrigated yields.
The crop models were also used to test several
When increased photosynthesis and improved
possible adaptations by farmers to the predicted
water-use efficiency were included in the crop
climate changes. For example, a corn variety that is
models along with the climate change scenarios,
better adapted to longer growing seasons was tested
yields increased over the baseline in some locations
in Indiana. Use of this later maturing variety would
but not in others (see Figures 6-3 and 6-4).
not compensate entirely for the yield decreases
Particularly when combined with the hotter and
caused by the warmer climate change scenarios.
drier GFDL climate change scenario in the
101
Chapter 6
100
80
60
100
40
120
80
20
60
80
40
0
Duluth, MN
40
20
0
0
-20
40
-40
60
-80
Columbus, OH
Des Moines, IA
0
-10
-20
-30
-40
40
-50
-60
20
-70
0
-80
-20
Memphis, TN
40
20
-60
-80
0
0
-10
-100
-20
-20
Charleston, SC
-30
-40
-40
-50
-60
-60
-80
-70
-80
-100
Macon, GA
Meridan, MS
GISS
GFDL
GISS + Direct Effects of CO₂
GFDL + Direct Effects of CO₂
Figure 6-4. Percent change in rainfed soybean yields simulated by the SOYGRO model for baseline (1951-80)
and GISS and GFDL climate change scenarios with and without the direct effects of CO2 for selected locations
(Peart et al., Volume C; Ritchie et al., Volume C).
Implications
This could further tighten water supply problems in
some areas and increase pollution from nonpoint
The potential for climate change-induced
sources (i.e., pollution that is not traceable to any
decreases in crop yields exists in many agricultural
one distinct source, such as agricultural chemicals
regions of the United States. In some northern
from farmers' fields). Considerable uncertainty
areas, crop yields may increase. Farmers would
exists regarding the future availability of surface
need varieties of corn, soybeans, and wheat that are
water and groundwater supplies with climate
better acclimated to hotter and possibly drier
change, and concerning the competing demands for
conditions to substitute for present varieties.
and costs of using or extracting the water (see
Chapter 9: Water Resources).
If the major agricultural areas are to continue
to provide a stable supply of food under the
Regional and National Economics Study
predicted changes in climate, supplemental
irrigation may be required for many soils. Pressure
The estimated yield changes from the crop
for increased irrigation may grow in these regions.
modeling studies (not including California) and
102
Agriculture
projected changes in irrigation water demand and
Acreage available for production is based on current
availability were introduced into an agricultural
definition of agricultural land classes. Both irrigated
economic model to translate the physical effects of
and nonirrigated crop production and water supply
climate change into economic consequences.
relationships are included for most regions. The
Adams et al. (see Volume C) estimated the regional
model simulates a long-run, perfectly competitive
and national economic implications of changes in
equilibrium and was developed using 1980-83
yields of wheat, corn, soybeans, and other crops and
economic and environmental parameters.
in the demand for and availability of water
associated with alternative global climate change
A set of model runs was conducted, using the
scenarios.
GISS and GFDL climate change scenarios, with and
without the direct effects on crop yields. Potential
Study Design
changes in technology and in future U.S. and world
food demand due to population growth were also
A spatial equilibrium agricultural model
introduced into the climate change analysis.
developed by Adams et al. (1984) was used to
represent production and consumption of numerous
Limitations
agricultural commodities for the U.S. farm
production regions as designated by the USDA
The economic approach used in this study has
(Figure 6-5). The model has been used to estimate
several limitations. The economic model is static in
agricultural losses due to increased ultraviolet-B
the sense that it simulates an equilibrium response
(UV-B) radiation caused by stratospheric ozone
to climate change, rather than a path of future
depletion (Adams et al., 1984). It consists of farm-
changes. Substitution of crop varieties, new crops,
level models for production regions, integrated with
and adjustments in farm management techniques
a national-level model of the agricultural sector.
were not included; thus, the negative effects of
PACIFIC
LAKE STATES
NORTHEAST
MOUNTAIN
PLAINS
CORN BELT
MOUNTAIN
APPALACHIAN
DELTA
SOUTHEAST
SOUTHERN
STATES
PLAINS
Figure 6-5. Farm production regions in the United States (USDA, 1976).
103
Chapter 6
climate change were possibly overestimated. Since
are not explicitly included in the model. Such
CO₂ levels were assumed to be high in the crop
changes could have major impacts on U.S.
modeling study, estimates of the beneficial direct
agriculture. For example, warming may enhance
effects of CO2 on crop yields may have biased the
the agricultural capabilities of high-latitude countries
economic results in the positive direction in some
such as Canada and the U.S.S.R. While the net
scenarios.
effect of climate change on the rest of the world is
uncertain, global changes could overwhelm U.S.
Furthermore, changes in yields used as inputs
national impacts. A net negative effect on
to the economic model were modeled for only
agriculture abroad would improve the position of
wheat, corn, and soybeans for a limited number of
U.S. agricultural producers through enhanced
sites and regions. The regional crop yield analyses
exports, but could increase the negative impacts on
cover 72% of current U.S. corn production, 33% of
U.S. consumers through increases in global
wheat production, and 57% of the soybean output.
commodity prices.
National estimates were extrapolated from these for
all other crop commodities in the model. Changes
Results
in risk, where risk is defined as increases in variance
of crop yields, were not explicitly included in the
It is important to note that the results of the
economic analysis. The accuracy of the estimates of
economic study are not predictions. Rather, they
changes in water supply and crop water
are initial estimates of how the current agricultural
requirements derived from the GCMs cannot be
system would respond to the projected climate
ascertained. Potential increases in the demand for
change scenarios.
water by nonagricultural users, which would reduce
water available for irrigation, were not included. All
The economic model showed a small to
of these assumptions introduce uncertainties into
moderate aggregate loss in economic welfare
the results.
associated with the estimated crop yield and
hydrologic changes derived from the climate change
Potential changes in international agricultural
scenarios (see Table 6-4). For the moderate GISS
supply, demand, and prices due to climate change
climate change scenario, net losses were small; for
Table 6-4. Aggregate Economic Effects of GISS and GFDL Doubled CO₂ Climate Change on U.S.
Agriculture with and without the Direct Effects of CO2 on Crop Yields
Economic effects
(billions of 1982 dollars)
Run
Consumer
Producer
Total
GISS Analysis 4ª:
-7.3
1.5
-5.9
without CO2
GISS Analysis 4:
9.4
1.3
10.6
with CO₂
GFDL Analysis 4:
-37.5
3.9
-33.6
without CO2
GFDL Analysis 4:
-10.3
0.6
-9.7
with CO2
a Analysis 4 includes the crop yield and irrigation water supply and demand consequences of climate change
throughout the United States.
Source: Adams et al. (Volume C).
104
Agriculture
the more extreme GFDL scenario, they were
Production of most crops was reduced because
greater. The magnitudes of these changes, which
of yield declines and limited availability of land and
are annual, may be compared with the estimated
resources. With climate change alone, corn
$2.5 billion (in 1982 dollars) in agricultural losses
production decreased 12 and 47% in the GISS and
due to increased UV-B radiation caused by
GFDL scenarios, respectively, while soybean
stratospheric ozone depletion of 15% (Adams et al.,
production was estimated to be reduced by 12 and
1984). In general, consumers lose and producers
53% for the same scenarios. In all scenarios, land
gain because of the increased prices of agricultural
under production in Appalachia, the Southeast, the
commodities and inelastic demand (i.e., insensitivity
Mississippi Delta, and the Southern Plains could
to price changes) for agricultural crops.
decrease on average by 11 to 37%, while in the
Lake States, the Northern Plains, and the Pacific it
Higher CO2 levels could reduce negative
could increase by small amounts (see Figure 6-6).
economic impacts (Table 6-4). Under the less
While availability of agricultural soils was included
severe GISS climate scenario, the CO₂ direct effects
in the economic analysis, the sustainability of crop
were estimated to sufficiently counter the climatic
production in northern areas was not studied.
effects in most regions, so that both producers and
consumers gain. With the more severe GFDL
Irrigated acreage was estimated to increase in
climate change scenario combined with the direct
all areas, primarily because irrigation becomes
effects of CO2, lower yields led to higher prices, but
economically feasible as agricultural prices rise (see
not by as much as occurred with the climate change
Figure 6-7). These changes reflect both increased
scenarios alone. However, significant changes in
demand by farmers for irrigation water and changes
regional agricultural land use occurred even when
in water availability as estimated by the GCM
the beneficial direct effects of CO2 were taken into
scenarios, but do not take into account changes in
account.
competition with industrial or municipal users.
20+
20t
10
10
0
0
10
20-
10
20+
Lake States
20
10
VI
30
0
140
40
10
-50-
Northeast
20-
20+
Northern Plains
20
10
10
0
88
888
0
10
/
20th
10
20-
10
20
Corn Belt
20
0
Mountain
10
10
0
20
10
30
20-
20t
40
Pacific
10-
20t
20t
50
0
10
10
60
10
0
0
70
20
10
10
80L
30
20
20
Appalachia
40
30
30
50-
40
GISS
40
Southern Plains
50
50
GFDL
60
60
-70
70
GISS + Direct Effects of CO₂
80L
80L
GFDL
Delta States
Southeast
+ Direct Effects of CO₂
Figure 6-6. Percent change in regional agricultural acreage simulated by an economic model of the U.S.
agricultural sector for the GISS and GFDL climate change scenarios with and without the direct effects of CO2
on crop yields (Adams et al., Volume C).
105
Chapter 6
80t
70
60
50
40
40
30
20
30
10
0
20
10
20-
10
Northern Plains
0
40t
10
30
20
20
Mountain
40
10
2.5
80t
30
2.0
70
0
1.5
60
20
1.0
50
10
0.5
40
10
0
30
20
0.5
20
0
1.0
10
Pacific
GISS
Delta States
0
10
GFDL
10
20-
GISS + Direct Effects of CO2
20
Southeast
Southern Plains
GFDL + Direct Effects of CO2
Figure 6-7. Change (100,000s of acres) in regional irrigation acreage simulated by an economic model of the
U.S. agricultural sector for the GISS and GFDL climate change scenarios with and without the direct effects of
CO₂ on crop yields. Changes are not shown in the Great Lakes, Corn Belt, Appalachia, and Northeast because
currently irrigated acreage is small (2% of total U.S. irrigated acreage) in these regions (Adams et al.,
Volume C).
Technological changes, such as higher yielding
Implications
crop varieties, chemicals, fertilizers, and mechanical
power, have historically enabled agriculture to
Food Supply and Exports
increase production with the same amount of, or
less, land, labor, and other resources. When the
The economic analysis implies that although
effect of future technological change (based on yield
climate change could reduce the productive capacity
increases from 1955 to 1987) was modeled along
of U.S. agriculture, major disruption in the supply of
with the less severe GISS climate change (without
basic commodities for American consumers would
the direct effects of CO2), most of the adverse
not occur. Domestic consumers would face slightly
climate effects were estimated to be offset. Under
to moderately higher prices under some analyses,
the severe GFDL climate change scenario,
but supplies could be adequate to meet current and
continued and substantial improvements in yields
projected domestic demand. However, if droughts
would be required to overcome the climate change
occur more frequently under changed climate,
effects. Stated another way, the adverse effects of
effects on agriculture may be more severe.
climate change could negate most of the higher
output attributable to improved technology over the
Exported commodities in some scenarios
next 50 years. It is important to note, however, that
decline by up to 70%, assuming the demand for
the rate of future technological advances is very
exports remains constant. Thus, climate change
difficult to predict. Increasing food demand from
could affect the United States in its role as a
higher U.S. and world population aggravated the
reliable supplier of agricultural export commodities.
estimated economic losses from the climate change
It is likely that supply of and demand for
scenarios.
106
Agriculture
agricultural commodities could shift among
prairie potholes for ducks and flyways for bird
international regions, and responses of U.S.
migrations.
agriculture will take place in this global context.
There is a great need to determine the nature of
In addition, many of the glacial till soils in the
these changes in global agriculture by analyzing the
northern latitudes are not as productive as Corn
potential impacts of climate change on both major
Belt soils. Thus, large increases in production of
world agricultural production regions and potentially
crops would most likely require greater applications
vulnerable food deficit regions.
of chemical fertilizers. The use of these fertilizers
in humid regions on glacial till and sandy soils is
Regional Economics and Land Use
now creating an environmental hazard to the
underlying groundwater, receiving waters, and
Regional shifts in U.S. agricultural production
aquatic habitats in many areas. With climate
patterns (not only grain crops but also vegetables
change, water and fertilizer use would have to be
and fruits) are highly likely, as all climate change
carefully managed to minimize still more leaching of
scenarios tested show that the southern areas of the
water-soluble nutrients such as nitrogen and potash.
United States become less productive relative to the
northern areas. This is primarily because the high
Demand for Water for Irrigation
temperatures estimated for climate change would
stress crop production more in southern areas than
Water is the single most critical factor in
in northern areas where crops are currently limited
determining the development, survival, and
by lower temperatures and shorter growing seasons.
productivity of crops. The amount of water that
However, increased agricultural production may be
crops use and thus the demand for irritation water
difficult to sustain in the North, because some soils
are governed largely by the evaporation process.
may be less fertile and may have lower water-
Higher air temperatures due to increasing trace
holding capacity. Crops grown in soils with lower
gases in the atmosphere could heighten evaporative
water-holding capacity require more evenly
demands. Increased irrigation to satisfy these
distributed rainfall to produce comparable yields.
higher demands could accelerate depletion of
groundwater and surface water resources. Also, the
Regional changes in agriculture would have
rate of evaporation might outstrip precipitation, thus
important implications for rural communities. As
decreasing crop yields.
production areas shift, climate change effects would
reverberate through these communities and are
Studies reported in the California and the
likely to result in structural changes in local
Great Plains case studies (see Chapters 14 and 15)
economies, such as relocation of markets and
explicitly examined the potential changes in demand
transportation networks. At its most extreme,
for water for irrigation. The studies did not
climate change could cause dislocation of rural
consider changes in competing demands for water
communities through farm abandonment.
such as industrial and residential use, which also
may change in a warmer climate. The California
Environmental Concerns
study, however, considered changes in supply due to
earlier snowmelt and sea level rise. In these
Regional agricultural adjustments could place
regions, water is a critical resource for agriculture;
environmental resources at risk. Where agricultural
California and the parts of the Great Plains fed by
acreage would increase, demands for natural
the Ogallala Aquifer, in particular, depend very
resources, such as soil and water, might intensify
heavily on irrigation for crop production.
current pressures on environmental elements, such
as rivers, lakes, aquifers, wetlands, and wildlife
Irrigation Requirements in the Great Plains
habitats. Northern States, such as Minnesota and
North Dakota, could become more productive for
Allen and Gichuki (see Volume C) computed
annual crops like corn and soybeans because of
irrigation water requirements for sites in the Great
warmer temperatures and a longer frost-free
Plains for the baseline climate and the GISS and
growing season. Given the presence of forests and
GFDL climate change scenarios. The direct effect
wetlands in these regions, increased agricultural
of CO2 on water use was also included. (For study
production in the area might threaten natural
design and limitations, see Chapter 17: Great
ecosystems, including wildlife habitats such as
Plains.) Major changes in irrigation water
107
Chapter 6
requirements were estimated for all locations in the
Great Plains and for all crops (see Figure 6-8). The
CORN
most significant would be the persistent increases in
80
seasonal net irrigation water requirements for
70
alfalfa, which would be driven by the climate
60
changes in temperature, wind, humidity, and solar
season. Decreases in irrigation requirements were
Percent Change From Baseline Value
50
radiation, and by the lengthening of the growing
40
30
estimated for winter wheat in most regions. These
20
decreases would be the result of earlier planting
10
dates and shorter crop life cycle due to high
0
temperatures. When crop varieties appropriate to
10
the longer growing season were modeled, irrigation
Nebraska
Kansas
Oklahoma
Texas
water requirements for winter wheat were estimated
GISS
to increase. Simulated irrigation water
GFDL
requirements during peak periods increased in
almost all areas (see Figure 6-9).
Figure 6-9. Percent change in peak irrigation
requirements of corn for GISS and GFDL climate
change scenarios with direct effect of CO₂ on crop
ALFALFA
water use included (Allen and Gichuki, Volume C).
120
100
Percent Change From Baseline Value
80
While farmers in the Great Plains would
60
probably shift to longer season crops, climate
40
change conditions (warmer temperatures and drying
20
in some areas) during the later summer months
0
could increase irrigation requirements and elevate
Nebraska
Kansas
Oklahoma
Texas
leaf temperatures to a point that exceeds optimum
CORN
temperatures required for high productivity. This
30
might make it uneconomical to take full advantage
Percent Change From Baseline Value
20
of the longer growing season, especially if the higher
CO₂ levels increase photosynthesis and offset the
10
effects of a shorter season to some degree.
0
Water Resources for Agriculture in California
-10
20
Nebraska
Kansas
Oklahoma
Texas
In the California regional case study, Dudek
(see Volume C) characterized the potential shifts in
WHEAT
2
demand for water for agricultural production that
0
would accompany shifts in cropping patterns driven
Percent Change From Baseline Value
-2
by changing climate. Changes in competing
4
-6
demands for water from industrial or municipal
-8
users were not considered. (For description of
-10
study design and limitations, see Chapter 14:
-12
GISS
California.) When climate change was considered
-14
GFDL
-16
alone, groundwater extraction and surface water use
Nebraska
Kansas
Oklahoma
Texas
were estimated to decline in California as a result of
changes in both supply of (derived from GCM
Figure 6-8. Percent change in net seasonal
climate change scenarios) and agricultural demand
irrigation requirements for GISS and GFDL climate
for water. When the direct effects of CO2 on crop
change scenarios with direct effect of CO₂ on crop
yields were included, groundwater extraction would
water use included (Allen and Gichuki, Volume C).
increase because of improved yields of all crops
108
Agriculture
except corn and because of enhanced economic
and sprinklers currently requires about $1,500 to
welfare. Institutional responses to changes in
$5,000 per hectare in capital investment (Postel,
surface and groundwater use could include water
1986).
transfers, which could improve irrigation efficiency.
When water markets were included in the
Direct Effects of CO2 on Crops
simulations, economic welfare was improved by 6 to
15% over the base, while crop acreage increased
Global increases in CO₂ are likely to influence
and groundwater extraction decreased.
crop metabolism, growth, and development directly
through physiological processes and indirectly
Implications for Demand for Irrigation Water
through climate. Rose (see Volume C) reviewed
recent experimental work performed on the direct
Expanded use of irrigation is implied from the
effects of CO2 on crops, with emphasis on wheat,
regional crop modeling studies for the Great Lakes,
corn, soybeans, and cotton.
the Southeast, and the Great Plains (see Chapters
15, 16, and 17, respectively). Increases in irrigated
Elevated concentrations of CO2 directly affect
acreage are also estimated for most regions when
plant processes such as photosynthesis and
the economics of crop production are factored in
transpiration. Higher CO2 concentrations are also
(see Adams et al., Volume C). When these results
expected to influence these processes indirectly
are considered along with the irrigation studies, it
through predicted increases in temperature and
appears that climate change is likely to increase the
other changes in climate variables such as
demand for water from the agricultural sector in
precipitation. Because experimental research has
many regions.
rarely simultaneously studied both the direct and
indirect effects of plant responses, it is difficult to
In the Great Plains, heightened evaporative
assess the relative contributions of elevated CO2
demand and variability of rainfall may increase the
and climate changes to predictions of crop
need for irrigation in dryland farming regions. The
responses.
simulated changes in irrigation water requirements
are varied, and specific crops and locations probably
Research on the physiological effects has
would be affected differently. Higher peak
focused primarily on responses of rates of
irrigation water requirements for some crops may
photosynthesis and transpiration to increasing
require larger capacity irrigation systems and may
concentrations of atmospheric CO2. Photosynthesis
enlarge energy demands.
rates have increased in these crops in relatively ideal
experimental environments. At moderate
Intensified extraction of water poses serious
temperatures, most crops will probably show
environmental and economic problems, especially in
increases in size and possibly yield as CO₂
areas where groundwater is being overdrawn.
concentrations rise. However, plants also have
Streamflows also may slacken if more surface water
internal regulation mechanisms that may lessen
is used for irrigation, thereby aggravating water
these effects under field conditions.
quality problems. This in turn would harm fish,
wildlife, and recreational activities.
Transpiration rates per unit leaf area decrease,
while total transpiration from the entire plant
Regional changes in cropping locations and
sometimes increases because of greater leaf area.
patterns of water use also could exacerbate
Drought-stressed plants exposed to high partial
agricultural, nonpoint source pollution, and could
pressures of CO₂ should be better able to cope with
further deplete groundwater resources. Institutional
water deficits. Leaf temperatures in all species are
responses, such as markets for water transfers,
expected to rise even more than air temperatures;
could help improve irrigation water management
this may inhibit plant processes that are sensitive to
and alleviate some of these negative effects.
high temperature.
The economic and social costs of shifting the
Few studies have examined the interactive
location of irrigated agriculture could be
effects of CO2, water, nutrients, light, temperature,
considerable. The construction of irrigation systems
pollutants, and sensitivity to daylength on
consisting of reservoirs, wells, ditches, pipes, pumps,
photosynthesis and transpiration. Even fewer
109
Chapter 6
studies have examined the effects of these
For example, the potato leafhopper, a serious pest
interactions on the growth and development of the
on soybeans and other crops, at present overwinters
whole plant. Therefore, considerable uncertainty
only in a narrow band along the coast of the Gulf of
exists concerning the extent to which the beneficial
Mexico (Figure 6-10). Warmer winter temperatures
effects of increasing CO2 will be seen in crops
in the GFDL and GISS scenarios could cause a
growing in the field under normal farming
doubling or tripling of the overwintering range in
conditions with climate change.
the United States, respectively. This would increase
the invasion populations in the northern states by
Climate Impacts on Pest-Plant
similar factors. The invasions also would be earlier
Interactions
in the growing season, assuming planting dates do
not change. Both features are likely to lead to
Compared with the existing information on the
greater insect density and damage. This pattern is
potential effects of climate change on crop
repeated with the other three pests studied and
production, relatively little effort has been directed
indicates that these pests, and possibly others, may
toward assessing the influence of climate change on
move northward and invade cropping systems earlier
plant-pest interactions. Atmospheric increases in
in the growing season under climate change
conditions.
temperature and CO2, and changes in moisture
regimes, all can directly or indirectly affect
interactions between pests and crops. Changes in
pests will also depend on regional shifts in crop
production. Although crop pests may be defined as
weeds, insects, or disease pathogens, the EPA work
Potato leafhopper
on this subject focused on insects.
Study Design and Results
Stinner et al. (see Volume C) conducted a
literature survey and modeling experiments on the
GISS
GFDL
major mechanisms through which climate change
Present
may affect pest-plant interactions. This study
emphasized the major insect pest and pathogen
species of corn and soybeans. The survey indicates
that temperature and precipitation patterns are the
key variables that affect crop-pest interactions. The
temperature increases associated with the climate
change scenarios would bring about the following
trends: (1) increased survival for migratory and
Figure 6-10. Present and potential (GISS and
nonmigratory insect pest species in the winter; (2)
GFDL climate change scenarios) overwintering
northern range extensions of current pests in the
range of the potato leafhopper, Empoasca fabae, a
higher latitudes and migration of southern species
major pest of soybeans (Stinner et al., Volume C).
into the northern Grain Belt regions; (3) an increase
in pest species with more than one generation per
year in the northern Grain Belt; (4) earlier
The Soybean Integrated Crop Management
establishment of pest populations in the growing
(SICM) model (Jones et al., 1986) was run with the
season; and (5) increased abundance of pests during
GISS and GFDL climate change scenarios to
more susceptible crop growth stages.
estimate changes in damages caused by corn
earworm. Modeling results show that earworm
The potential changes in the overwintering
damage to soybeans would increase in severity in
the Grain Belt under a warmer climate. Such
ranges of four major pests were mapped for the
GISS and GFDL climate change scenarios and were
damage could cause grain farmers in the Midwest to
compared to present ranges. The overwintering
suffer significant economic losses. These results
capability of the four major pests may extend
were particularly marked with the warmer and drier
GFDL scenario.
northward with both climate change scenarios.
110
Agriculture
Limitations
wheat, corn, and cotton production regions in the
Great Plains and the Corn Belt. (For details of the
Lack of knowledge about the physiological
study, see Chapter 17: Great Plains.) They used
effects of CO2 on crop plants and lack of
the Pesticide Root Zone Model (PRZM) (Carsel et
experimental evidence of direct CO₂ effects on
al., 1984), which simulates the vertical movement of
insect-plant interactions make the study of pest-
pesticides in the soil. The model consists of
plant interactions particularly difficult. Only one
hydrological and chemical transport components
cultivar was used in the modeling study under both
that simulate runoff, erosion, plant uptake, leaching,
the baseline and the climate change scenarios, and
decay, foliar washoff, and volatilization of a
planting dates remained the same. In reality,
pesticide. The interactions among soil, tillage,
farmers would probably switch to a more
management systems, pesticide transport, and
climatically adapted cultivar as climate changed, and
climate change were studied.
they would advance planting dates in response to
longer growing seasons.
Limitations
Implications
The frequency and duration of precipitation
remain the same in the climate change scenarios,
Increased pest-related crop damage could
even though these storm characteristics are critical
intensify pesticide use. The economic and
factors in determining the transport of agricultural
environmental ramifications of such an increase
chemicals and may change. The scenarios assume
could be substantial, not only in current farming
that the number of days with rainfall does not
regions but also in new areas if agriculture shifts to
change, but the intensity of rainfall increases or
the more northern regions such as the northern
decreases. Runoff and leaching estimates would
Plains, the Great Lakes States, and the Pacific
most likely be different if the number of days of
Northwest (see Figure 6-6).
rainfall changed and daily rainfall amounts were
held constant.
Increased use of pesticides would create
additional threats to the integrity of ecosystems
The PRZM is a one-dimensional, point model
through soil and water contamination and could
that does not simulate the transport of water below
increase risks to public health. If agricultural
the root zone. Thus, results on a regional basis
production is not to rely increasingly on chemicals
must be extrapolated with care. The direct effects
that are potentially harmful to the environment, an
of CO₂ on crop growth, which may increase the size
increased need will exist for alternative pest
of the plants and the extent to which crops cover
management strategies such as biological control,
the soil, are not included.
genetic resistance, and innovative cropping systems.
Results
Effects of Climate Change on Water
Quality
Regional changes in chemical loadings of
water and sediment are likely due to climate change
Agricultural pesticides are ranked as a high-
but probably will not be uniform. There appears to
priority pollution problem in many rural regions.
be some consensus between the GCM scenarios
Potentially toxic agricultural chemicals can be
concerning the estimated regional changes (Table
transported away from fields via runoff of surface
6-5). Modeled pesticides in runoff increase in the
soils and via downward leaching and percolation
cotton production area, and pesticides carried by
through the soil. An understanding of these
sediments decrease in the spring wheat and corn
processes is needed to evaluate potential threats to
regions. Leaching of pesticides tends to be less
drinking water quality caused by climate change.
everywhere owing to changes in seasonal
precipitation and increased evaporation.
Study Design
Implications
Johnson et al. (see Volume C) modeled the
partitioning of agricultural pesticides among uptake,
When the changes in water quality from the
degradation, surface runoff, and soil leaching for
predicted climate change scenarios are considered
111
Chapter 6
Table 6-5. Summary of GISS and GFDL GCM Model Consensus of PRZM Pesticide Transport by Cropping
Region and Pesticideᵃ
Surface
Surface
Crop and
pesticide
pesticide
Pesticide
pesticide type
runoff losses
erosion losses
leaching
Spring wheat
Highly soluble/short-livedᵇ
+
+
-
Highly soluble/long-lived
+
-
Slightly soluble/long-lived
-
Winter wheat
Highly soluble/short-lived
+
+
Highly soluble/long-lived
+
-
Slightly soluble/long-lived
-
Cotton
Highly soluble/short-lived
+
+
Highly soluble/long-lived
+
+
-
Slightly soluble/long-lived
+
+
-
Corn
Highly soluble/short-lived
-
-
Highly soluble/long-lived
-
-
Slightly soluble/long-lived
-
-
-
a
+ indicates that median values increase under climate change; - indicates that median values decrease under
climate change; blank indicates no consensus among median values.
b
Example: median value of all tillage, soil, weather site scenarios for highly soluble/short-lived pesticides in the
spring wheat crop area.
Source: Johnson et al. (Volume C).
in conjunction with the estimated increases in pests
potential changes in climate variability, a review of
and implied higher applications of pesticides
literature on agriculture and extreme events that
described in the study on pest-plant interactions, the
focuses on the nature and magnitudes of significant
potential for changes in the nation's water quality
impacts is included in Chapter 3: Climate
becomes apparent. Any deterioration in water
Variability.
quality could adversely affect public drinking water
supplies and human health.
Corn, soybeans, wheat, and sorghum are
sensitive to high maximum temperatures during
Climate Variability
blooming. Lower yields of corn, wheat, and
soybeans have been correlated with high
The impacts of climate change result not only
temperatures. The damaging effect of runs of hot
from a slow change in the mean of a climate
days on corn yields was particularly evident in the
variable but often from shifts in the frequency of
U.S. Corn Belt in 1983.
extreme events. Droughts, freezes, and prolonged
periods of hot weather have strong effects on
Although the problems associated with low
agricultural production. Although the agricultural
temperatures may diminish with climate change,
modeling studies did not include the effects of
risks of frost damage to crops may change in the
112
Agriculture
growing areas of certain crops. Citrus trees are very
a longer growing season (see Chapter 15: Great
vulnerable to low minimum temperatures. Winter
Lakes). Rosenzweig (see Chapter 17: Great Plains)
wheat is often damaged by low temperatures known
showed that adjusting the planting date of winter
as winter kill, especially in the absence of snow.
wheat to later in the fall would not ameliorate the
Even with warmer winters and fewer frosts, more
effects of climate change, but that changing to
damage may occur at less extreme temperatures.
varieties more suited to the predicted climate could
For example, the effect of freezing temperatures is
overcome yield decreases at some locations.
exacerbated if crops have not yet been hardened by
cold temperatures or if the crops are no longer
Dudek's California study found that flexible
dormant and a cold snap occurs.
institutional responses to climate change would help
to compensate partly for negative climate change
Drought is a major cause of year-to-year
effects (see Chapter 14: California). By allowing
variability in crop production. In the Dust Bowl
movement of water around the state by transferral
years of the 1930s, yields of wheat and corn in the
of water rights, California's water resource
Great Plains dropped to as much as 50% below
managers could alleviate some groundwater
normal. In 1988, agricultural disaster in areas of the
extraction and compensate for surface water
northern Great Plains demonstrated a high
reductions.
vulnerability to drought, and nationwide corn yields
decreased by nearly 40%. Reduction in vegetative
Easterling (see Chapter 15: Great Lakes)
cover associated with drought also brings about
found that potential farmer adjustments to climate
severe wind erosion of soils, which will affect future
change include changes in tillage practices,
crop productivity. Low yields of forage crops during
increased application of fertilizers, selection of more
droughts result in food shortages for livestock and
full-season and heat-resistant varieties, changes in
premature selling of livestock. If frequency of
planting densities, higher use of pesticides, earlier
drought increases with climate change, impacts on
harvest, and reduced artificial drying. Different
agriculture can be severe.
adjustments could occur at different times in the
cropping season. With the hotter and drier GFDL
Farm-Level Management and Adjustments
scenario, farmers may have to adopt production
to Climate Change
practices different from those in use today. Climate
changes that leave soils drier during summer than
they are at present will most likely lead to an
Adjustments to existing production practices
increased use of irrigation in the Corn Belt. This
would be the first course of action in the face of
increased irrigation is also supported by the
climate change. The net effect of climate change
projected price increases for all crops grown in
with adjustment by farmers may be significantly
Illinois.
different from the estimated effects of climate
change alone.
Implications
Study Design
Although detrimental climate change effects on
agriculture may be partly offset naturally by
Several studies addressed possible adjustments
increased photosynthesis and water-use efficiency
that could modify the effects of climate change.
caused by higher levels of atmospheric carbon
These adjustments include changes in planting and
dioxide, farmers themselves would use a variety of
harvesting dates, tillage practices, crop varieties,
adjustments to adapt to climate change. Market
application of agricultural chemicals, irrigation
forces also would aid adaptation to climate change
technology, and institutional responses for water
because they help to allocate resources efficiently.
resource management.
Each crop and region would respond differently to
climate change, and adjustment strategies would
Results
need to be tailored to each situation.
Ritchie et al. demonstrated that the yield
Costs of adjustments are likely to vary
reduction in corn in the Great Lakes could be partly
considerably from region to region. Costs would be
overcome with selection of new varieties that have
113
Chapter 6
relatively small in regions where farmers can switch
vectors responsible for the transmission of infectious
from one variety to another or from one grain crop
diseases in livestock. The activity and reproduction
to another, thus enabling continued use of existing
of disease-carrying vectors infecting livestock,
farm machinery and marketing outlets. However, at
humans, and crops are driven primarily by
locations near the present limit of major agricultural
temperature, humidity, and precipitation. These
regions (e.g., the boundary between wheat farming
impacts are likely to be similar to those on mortality
and ranching), relatively small changes in climate
and morbidity of disease in humans (see Chapter
may require a substantial switch in type of farming.
12: Human Health), and they also are similar to
This may require substantial costs in new equipment
changes predicted for crop pests.
and other changes in agricultural infrastructure.
Severe climate change may necessitate farm
Design of Studies
abandonment in some regions.
Stem et al. (see Volume C) studied the
Improvements in agricultural technology also
available literature on four livestock diseases to
may be expected to ease adjustment through
evaluate the range of potential changes in disease
development of appropriate farming practices, crop
distribution and occurrence under climate change
varieties, and livestock species. Adjustment and
conditions. Schmidtmann and Miller (see Volume
adaptation to climate change should be included in
C) used a population dynamics simulation model to
agricultural research programs to enable this
estimate the effects of the GFDL climate change
process to occur.
scenario on the life cycle of the horn fly, a
ubiquitous pest of pastured cattle throughout the
Livestock
United States.
Animal products are a critical source of
Limitations
protein, energy, vitamins, and minerals. U.S.
livestock production, mainly from cattle, swine,
The horn fly model is based on population
sheep, and poultry, was estimated to be worth over
counts taken at various times under different
$31 billion in 1986 (USDA, 1987).
weather and management conditions. However, the
prediction of current horn fly populations appears to
Climate is known to significantly affect many
be well correlated with observations. The model is
aspects of animal health and production. The direct
not validated for the high temperatures predicted
effects of climate warming on animal health include
for the climate change. Schmidtmann and Miller
differences in incidence of heat and cold stress,
used only the hottest climate change scenario,
changes in weight gain, and decline in reproductive
GFDL; the other scenarios may have resulted in a
capabilities. Indirect effects may involve trends in
smaller geographic shift in the range of the horn fly.
the availability and prices of animal feeds and the
It should also be noted that the horn fly analysis is
expanded geographic distribution and activity of
based on current livestock management, breeds, and
disease-carrying vectors.
distribution. Possible changes in these factors are
beyond the scope of this study. For example,
Higher winter temperatures may lower the
changes in location and extent of grassland regions
incidence of respiratory diseases in livestock
and forage production caused by climate warming
(Webster, 1981). Conversely, warmer summers may
would affect livestock production and horn fly
necessitate more hours of indoor cooling during
distributions.
which pathogens are confined to housing structures.
Climate warming may significantly increase the costs
Results
of air-conditioning in poultry housing. Changes in
reproductive capabilities such as decreased ovulation
Stem et al. found that under warmer
rates, shortened intensity and duration of estrus,
conditions, livestock diseases currently causing
decreased fertility of males, and increased
serious economic losses in tropical countries could
embryonic mortality also have been shown to occur
spread into the United States. Rift Valley fever is
with high temperatures (Ames, 1981).
transmitted principally by mosquitoes, and the
disease may spread as rising winter temperatures
Climate change may also affect the
become able to support an increase in the mosquito
survivability, activity, and geographic distribution of
114
Agriculture
population (see Figure 6-11). African swine fever
United States could be extended by 8 to 10 weeks.
also may become a greater threat.
The increase in horn fly populations could
substantially reduce the average daily gain of
The ranges and activities of disease-carrying
growing beef cattle. Also under the GFDL
agents of blue tongue and anaplasmosis, diseases
simulation, increased pest activity was estimated in
currently causing severe losses in cattle and sheep
dairy cattle in the North and Northwest -- a result
production in the United States, may expand. If
that could significantly decrease milk production.
disease-carrying insects increase their winter survival
Conversely, under the same scenario, the
and reproduce year-round in more states, the
summertime activity of the horn fly could decrease
geographical distribution of blue tongue, which is
in the South because the warmer climate would
caused by a virus, may expand northward and
exceed the horn fly's tolerance to high temperatures.
eastward. Anaplasmosis, a rickettsial infection of
ruminants, is the second most important disease of
Implications
cattle in the United States. Distribution of the
insect carrier's habitat could expand to northern
With climate change, patterns of livestock
states with climate change, and the insects' day-to-
diseases and pests may also change. Tropical
day activity may increase; this process may also
livestock diseases may become an increased threat,
cause an increase in disease transmission.
because more geographical areas are potential
ranges for the insect carriers of the diseases.
The horn fly causes annual losses of $730.3
Temperature conditions may improve in the winter
million in the beef and dairy cattle industries
but may be exacerbated in the summer.
(Drummond, 1987). Schmidtmann and Miller found
Reproductive capabilities may be lower. Livestock
that with the very warm GFDL climate change
production would also be affected if rangeland areas
scenario, the horn fly season throughout most of the
shift and forage production levels change.
CURRENT & DOUBLED CO₂
DOUBLED CO₂
Figure 6-11. States where significant Culex spp. activity permits establishment of Rift Valley fever for current
and doubled CO₂ levels (Stem et al., Volume C).
115
Chapter 6
ECONOMIC AND ECOLOGICAL
the agricultural system strives to adapt to a changing
IMPLICATIONS OF
climate, there may be no chance of optimizing for
static conditions. Rather, the system may be caught
AGRICULTURAL STUDIES
in forever playing catch-up.
The U.S. agricultural system has historically
Effects of CO2
been able to adopt new technologies rapidly and
may be less vulnerable to climate change than
It is also important to note that the crop
natural ecosystems. In fact, global warming may
modeling studies showed that the direct CO₂ effects
cause a number of benefits. Potential benefits of
on crop photosynthesis and water-use efficiency
induced climate change include increases in
ameliorate the negative effects of climate change in
length of growing season and in air temperatures,
some locations under certain climate conditions;
which would benefit regions where crop growth is
however, such effects do not occur uniformly, and
constrained by short summers and low
they do not occur everywhere. Regional changes in
temperatures. Longer growing seasons would likely
U.S. agriculture occurred with the GISS and GFDL
lead to increased yields of hay and other perennial
climate change scenarios both with and without the
crops. Energy costs for grain drying may be
direct effects of CO2. While much work must be
reduced, since annual crops would reach maturity
done to improve both climate and crop models,
earlier and would have more opportunity to dry in
policy analysis should consider that the beneficial
the fields. Furthermore, in places where
direct effects of CO₂ may not offset the negative
precipitation increases during the growing season,
effects of climate change.
irrigation requirements could be reduced. If
irrigation requirements are lessened, demand on
Environmental Quality
regional water resources and associated costs to
farmers may fall.
Changes in the agricultural production system
are likely to have significant impacts on resource
However, many reasons to avoid complacency
use and the environment. Many of the agricultural
about the predicted climate change remain.
studies suggest that climate warming could result in
Concern for our major resources (especially land
accelerated rates of demand for water for irrigation
and water), rural communities, and the environment
(see Chapter 9: Water Resources), increases in
is justified. While many critical uncertainties exist
pesticide usage to control changes in pest vectors,
regarding the magnitude and timing of impacts, it
and changes in water quality from agricultural
appears that climate change is likely to affect U.S.
chemicals. Decreases in biological diversity may
agriculture significantly in the coming century.
limit the adaptive capacity of agriculture, which
requires a broad base of germ plasm for modifying
Costs and Timing of Adjustment
current crops and developing new ones (see Chapter
8: Biodiversity).
Since our agricultural production system
primarily consists of specialized farms producing
A northward migration of agriculture would
commodities in geographically specialized
increase the use of irrigation and fertilizers on sandy
production patterns, the costs of adjusting to
soils, thus endangering underlying groundwater
changed comparative advantage among agricultural
quality. From South Dakota to southern Canada,
regions, with ensuing changed resource use and
critical prairie wetlands may be lost to drainage and
changed agricultural infrastructure, may be quite
conversion to cropland. Many of these areas are
high in some regions. These shifts would also entail
important wildlife habitats. Shifts in agricultural
involvement of and costs to the federal government.
activities may increase the susceptibility of soils to
wind and water erosion. Climate change could thus
If warming occurs rapidly, U.S. agriculture will
exacerbate many of the current trends in
have less time to adjust and costs may be greater.
environmental pollution and resource use associated
As climate continues to warm, costs may rise at an
with agriculture as well as initiate new ones.
increasing rate. Finally, unless CO₂ and other trace
gas emissions are limited, we may be facing a
Sea level rise, an associated impact of climate
continual and possibly accelerating rate of
change, will threaten low-lying coastal agricultural
atmospheric accumulations and climate change. As
regions with seasonal and in some instances
116
Agriculture
permanent flooding, saltwater intrusion of
forces as well as government programs would play
freshwater aquifers and rivers, and salt
a crucial role in creating the flexibility to respond to
contamination of soils. Agricultural lands in coastal
climate changes by sending signals on the efficient
regions may be lost. (See Chapter 9: Water
use of resources, and in mitigating their ultimate
Resources, and Chapter 7: Sea Level Rise, for
impact as they have done in the past. Agricultural
linkages with agriculture.)
policies should be evaluated to ensure that they are
appropriate to both current and possible future
Furthermore, climate change will act on
conditions in regard to their ability to facilitate
agriculture simultaneously with other environmental
adaptation to climate change. For example,
stresses. Levels of UV-B radiation caused by
flexibility in shifting crop types and farm practices
depletion of stratospheric ozone are likely to
will speed adjustments.
increase in the future, as are levels of tropospheric
ozone and acid precipitation. The interactions
Land-Use Programs
among these multiple stresses and climate change
need to be studied in agricultural settings.
Federal legislation aimed at reducing the use
of newly plowed grasslands, e.g., the "Sod-Buster
Global Agriculture
Bill," and the related "Swamp-Buster Bill," which
restricts agricultural encroachment into wetlands
Finally, U.S. agriculture is an integral part of
subject to flooding and water-logging, are examples
the global, international agricultural system.
of new policies meant to protect marginal lands.
Consequently, the adjustment of U.S. agriculture to
The basic goals of these new laws, which are part of
climate change cannot be considered in isolation
the 1985 Farm Bill, are to protect the most erodible
from the rest of the world. The optimal
farmland by removing it from crop production and
configuration of U.S. adjustments will depend very
to use conservation as a tool for reducing
much on how simultaneous changes in regional
overproduction. Nearly 80 million acres of U.S.
climates affect global agriculture and how other
cropland were retired under these and other farm
countries, in turn, respond to those changes.
programs in 1988. Policy research should address
how these programs may fare under changing
climate conditions.
POLICY IMPLICATIONS
Another program established in the 1985 Farm
Since climate change appears likely to
Bill that may help alleviate the negative effects of
reconfigure the agricultural activities and
climate change is the Conservation Reserve
demographics of rural America, policies should be
Program. This program is aimed at removing from
examined in light of these potential effects.
crop production the cropland classified as "highly
Agricultural policies should be designed to ease
erodible" by the Soil Conservation Service. The bill
adjustments to climate change and to ensure the
created a new form of long-term contract of up to
sustainability of our natural and human resources
10 years and provides payments to farmers who
(see Schuh, Volume C, and Dudek, Volume C).
apply conservation practices, such as maintaining a
Following are specific policy areas that policymakers
grass cover, on those acres. If successful, the
could investigate to respond appropriately to the
Conservation Reserve Program may reduce the
projected climate change.
impact of climate fluctuations on total grain
production by taking the most sensitive lands out of
Commodity Policies
use.
The 1988 drought, however, demonstrated that
Agricultural pricing and production policies
the Conservation Reserve Program may be difficult
should promote efficient adjustment to the changing
to maintain in the face of climate stress. As the
conditions of global supply and demand induced by
the greenhouse effect, which may include shifts in
drought worsened during the summer, use of the
set-aside lands was requested so that badly hit
comparative advantage among regions and increased
farmers could salvage some economic benefits from
likelihood of droughts in some regions. Although
these acres. Such conflicts may be more common
these shifts may be slow, the cumulative effects may
in the future, and land retirement strategies must be
be large and they deserve close monitoring. Market
117
Chapter 6
weighed against possible needed increases in
The frequency and magnitude of climate
production.
extremes may be altered with climate change.
Responding to the changes may be costly for the
Awareness of potential changes in agricultural
government if crops fail frequently. The Drought
land use due to regional climate change should be
Relief Bill for the drought of 1988 is scheduled to
built into land-use planning programs, especially in
cost $3.9 billion to cover just 1 year of a climatic
regions where agricultural activities may expand into
extreme. On the other hand, some areas that
natural, unmanaged ecosystems. Large-scale
currently suffer from climate extremes may benefit
drainage and water projects would need
from climate change. Risk policy mechanisms for
environmental impact studies to carefully assess this
relief, recovery, and mitigation of climate change
potential expansion of agricultural land (see
should be examined so that they will be ready to
Baldwin, Volume J).
help farmers adjust.
Water-Resource Management Programs
A national drought policy is strongly needed to
coordinate federal response to the possibility of
Current water supply policies do not generally
increased frequency and duration of future droughts
encourage optimum water-use efficiency. A greater
due to climate change. Even without climate
degree of water efficiency should promote flexibility
change, such a policy is needed not only for the
in light of the potential for increased irrigation
agricultural sector but also for other sectors.
demands with climate change. Policies such as
water transfers and markets should be considered
International Trade Agreements
for irrigated areas.
Policies designed to ease the adjustment to
Water Quality Policy
greenhouse effects must be global in scope because
the effects, although varied, are global in nature.
The increased use of agricultural chemicals,
Comparative advantage will likely shift significantly
along with changes in the hydrological cycle,
both within the United States and in other
potentially threaten both soil and water supplies,
countries. Population and economic activities also
and eventually, public health.
Negative
would change geographically with climate change,
consequences could be avoided or lessened by
thus affecting the location of demand for
including potential climate change effects in water
agricultural products. It is already a goal of U.S.
quality planning and by supporting alternative pest
agricultural policy to incorporate global conditions
management strategies that use such techniques as
of supply and demand into the agricultural sector.
biological control, genetic resistance, and innovative
The potential seriousness of the impacts on the
cropping systems.
agricultural production system of the greenhouse
effect may provide added incentive to establish such
Risk Management and Drought Policy
policies both nationally and internationally. The
vulnerability of current and potential food-deficit
Changes in the frequency, intensity, and
regions to climate change should also be considered.
location of extreme events are important for
agriculture and the regional income that it produces.
Agricultural Contributions to the
The adequacy of the private crop insurance and
Greenhouse Effect
federal disaster payment programs should be
assessed in the face of climatic uncertainty. For
Agriculture itself is an active contributor to the
example, only about 20 to 25% of potentially
greenhouse effect. Clearing of forested land for
insurable acreage is currently covered by crop
agriculture often involves burning of trees and
insurance. Farmers tend to rely on federal disaster
shrubs that release CO₂. The biomass that is not
relief programs to bail them out of such disasters as
burned tends to decay gradually, also emitting CO2.
droughts, floods, hail, and windstorms. Financial
Agricultural activities release other radiatively active
risk is also part of the credit structure that covers
trace gases. Flooded rice fields emit methane
land, equipment, and production in modern farming.
(CH₄) as a product of the anaerobic decomposition
of organic matter. Ruminants also release methane
118
Agriculture
as a consequence of their digestive processes. In
exports and the role of the United States as
addition, soils may volatilize some of the
a reliable supplier of agricultural export
nitrogenous fertilizer applied to them in the form of
commodities.
nitrous oxide (N₂O). Finding effective ways to
reduce these emissions presents a major challenge
2. Crop and livestock productivity -- Study the
to the agricultural research community. In this
interactive effects of climate variability and
regard, the Conservation Reserve Program and
change, CO2, tropospheric ozone, UV-B
forestation efforts could provide a partial solution,
from stratospheric ozone depletion, and
since vegetation fixes CO₂ from the air. (See
other environmental and societal variables
Lashof and Tirpak, 1989, for further discussion of
on agricultural productivity. Determine
agriculture's contribution to the greenhouse effect.)
how changed climatic variability may
amplify or lessen the preliminary EPA
Agricultural Research
results.
The agricultural research community should
Because of the significant production
enhance climate change research from the field level
changes indicated by these studies, the need
to the national policy level. It should continue to
for better simulation of the direct effects of
breed heat- and drought-resistant crop varieties and
CO2 in the crop models, and the limited
new crop species in preparation for global warming.
adjustment studies performed, further crop
Research in biotechnology may also be directed
research should be conducted on a longer
toward alleviating the negative effects of climate
term basis. Necessary work includes
change. Improved water-use and irrigation
resolving the differences in forecasts of the
efficiency also take on renewed importance in the
GCMs, and designing more appropriate
light of potential climate change. Energy
scenarios including transient climate change
requirements of the agricultural system under
and changes in climatic variability.
climate change should be defined, given the
Physiologically based submodels are needed
potential for increases in energy-intensive activities
for the effects of increased CO2 on various
such as irrigation and application of agricultural
crops. The effects on other major crops
chemicals. Research attention also should be
such as cotton also should be studied. Crop
directed toward reducing agricultural emissions of
models should be improved in their
trace gases.
simulation of the effects of increasing
temperatures.
RESEARCH NEEDS
Research on the direct CO2 effects on
crops to this point has provided windows of
knowledge concerning certain crops at
1. International agriculture -- Study the
specific stages of their life cycles. Both the
potential shifts in international comparative
direct and the climate change effects of
advantage and the vulnerability of food-
deficit regions, and evaluate the
high CO2 are probably quite different at
different stages of development. Research
implications of such shifts for the United
should evaluate the interactive effects of
States.
CO2 and temperature over the whole life
One of the most crucial areas for further
cycle of the plant, with varying conditions of
water and nutrition, rather than with plants
research is the projection of potential
under optimal conditions. Then crop
climate change effects at the international
response to the combined climatic and
level. Potential changes in agricultural
physiological effects of CO2 may be
yields and production of major crops, and
predicted more realistically. Much more
impacts on regions that are food-deficient
research on climate change and livestock
now or that may become food-deficient in
production is needed. Important research
the future, all need to be studied.
areas include crop-livestock interactions,
Economics and policy research should
reproduction, and diseases.
consider the implications of shifts in global
agriculture for the levels of U.S. crop
119
Chapter 6
3. Adaptation strategies -- Study the dynamic
Adams, R.M., S.A. Hamilton, and B.A. McCarl.
nature of climate change: What is the rate
1984. The Economic Effects of Ozone on
of adaptation of regional agricultural
Agriculture. Corvallis, OR: U.S. Environmental
systems compared with the rate of climate
Protection Agency. EPA-600/3-84-090.
change? Evaluate the thresholds of
sensitivity of U.S. agriculture. Studies
Ames, David R. 1981. Effect of climate on
should analyze the ability of various aspects
livestock production data. In: Knapp, F.W., ed.
of the agricultural production systems to
Systems Approach to Animal Health and
adapt to various rates and degrees of
Production. Lexington, KY: University of
climate change to determine these
Kentucky. pp. 148-148.
thresholds of sensitivity. It would also be
useful to identify the costs of different types
Callaway, J.M., F.J. Cronin, J.W. Currie, and J.
of adjustments and the regions most likely
Tawil. 1982. An analysis of methods and models
to experience greater costs.
for assessing the direct and indirect impacts of CO2-
induced environmental changes in the agricultural
4. Agricultural economics -- Expand the
sector of the U.S. economy. Richland, WA: Pacific
national analysis to include crops and
Northwest Laboratory, Battelle Memorial Institute.
regions not now included (for example,
PNL-4384.
cotton and grasslands, and the western
regions of the United States). Conduct
Carbon Dioxide Assessment Committee. 1983.
further analyses of regional shifts in
Changing Climate. Washington, DC: National
agriculture. Studies that link water
Academy of Sciences.
resource and agriculture models are needed
to estimate changes in water demand
Carsel, R.F., C.N. Smith, L.A. Mulkey, J.D. Dean,
among agriculture and competing users.
and P. Jowise. 1984. Users Manual for the
Thus, estimates of actual changes in
Pesticide Root Zone Model (PRZM). Athens, GA:
irrigated acreage could be made.
U.S. Environmental Protection Agency. EPA-
600/3-84-109.
5. Environmental impacts -- Elucidate the
impacts of climate change on water
Council for Agricultural Science and Technology.
quantity, water quality, and other
1988. Long-Term Viability of U.S. Agriculture.
components of the environment caused by
Ames, IA: Council for Agricultural Science and
shifts in crop and livestock production and
Technology. Report No. 114.
related industries.
Cure, J.D. 1985. Carbon dioxide doubling
6. Agricultural emissions of trace gases --
responses: A crop survey. In: Strain, B.R., and J.D.
Discover effective ways to reduce emissions
Cure, eds. Direct Effects of Increasing Carbon
of methane from livestock, nitrous oxide
Dioxide on Vegetation. Washington, DC: U.S.
from fertilizer application, and other
Department of Energy. DOE/ER-0238. pp. 99-
agricultural sources of trace gases.
116.
Decker, W.L., V. Jones, and R. Achutuni. 1985.
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Information Requirements for Studies of CO2
Acock, B., and L.H. Allen, Jr. 1985. Crop
Effects: Water Resources, Agriculture, Fisheries,
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Forests and Human Health. Washington, DC: U.S.
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of Increasing Carbon Dioxide on Vegetation.
Washington, DC: U.S. Department of Energy.
DOE/ER-0238. pp. 33-97.
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Dudek, D.J. 1987. Economic implications of
Lashof, D., and D. Tirpak, eds. 1989. Policy
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Meo, M., ed. Proceedings of the Symposium on
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Climate Change in the Southern United States:
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Future Impacts and Present Policy Issues. Norman,
OK: University of Oklahoma, Science and Public
Parry, M.L., T.R. Carter, N.T. Konijn, eds. 1988.
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Drummond, R.O. 1987. Economic aspects of
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Ritchie, J.T., and S. Otter. 1985. Description and
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122
CHAPTER 7
SEA LEVEL RISE
FINDINGS
The Southeast would bear approximately 90% of
the land loss and 66% of the shore protection
Global warming could cause sea level to rise 0.5 to
costs.
2 meters by 2100. Such a rise would inundate
wetlands and lowlands, erode beaches, exacerbate
Policy Implications
coastal flooding, and increase the salinity of
estuaries and aquifers.
Many of the necessary responses to sea level
rise, such as rebuilding ports, constructing
A 1-meter rise could drown approximately 25 to
levees, and pumping sand onto beaches, need
80% of the U.S. coastal wetlands; ability to
not be implemented until the rise is imminent.
survive would depend largely on whether they
On the other hand, the cost of incorporating sea
could migrate inland or whether levees and
level rise into a wide variety of engineering and
bulkheads blocked their migration. Even
land use decisions would be negligible compared
current sea level trends threaten the wetlands of
with the costs of not responding until sea level
Louisiana.
rises.
A 1-meter rise could inundate 5,000 to 10,000
Many wetland ecosystems are likely to survive
square miles of dryland if shores were not
sea level rise only if appropriate measures are
protected and 4,000 to 9,000 square miles of
implemented in the near future. At the state
dryland if only developed areas were protected.
and local levels, these measures include land use
planning, regulation, and redefinitions of
Most coastal barrier island communities would
property rights. The State of Maine has already
probably respond to sea level rise by raising
issued regulations to enable wetlands to migrate
land with sand pumped from offshore. Wide
landward by requiring that structures be
and heavily urbanized islands may use levees,
removed as sea level rises.
while communities on lightly developed islands
may adjust to a gradual landward migration of
The coastal wetlands protected under Section
the islands.
404 of the Clean Water Act will gradually be
inundated. The act does not authorize measures
Protecting developed areas against such
to ensure survival of wetland ecosystems as sea
inundation and erosion by building bulkheads
level rises.
and levees, pumping sand, and raising barrier
islands could cost $73 to $111 billion
The National Flood Insurance Program may
(cumulative capital costs in 1985 dollars) for a
wish to consider the implications of sea level
1-meter rise by the year 2100 (compared with
rise on its future liabilities. A recent HUD
$6 to $11 billion under current sea level trends).
authorization act requires this program to
Of this total, $50 to $75 billion would be spent
purchase property threatened with erosion. The
(cumulative capital costs in 1985 dollars) to
act may imply a commitment by the federal
elevate beaches, houses, land, and roadways by
government to compensate property owners for
the year 2100 to protect barrier islands
losses due to sea level rise.
(compared with $4 billion under current trends).
Developed barrier islands would likely be
The need to take action is particularly urgent in
protected from sea level rise because of their
coastal Louisiana, which is already losing 100
high property values.
square kilometers per year.
123
Chapter 7
CAUSES, EFFECTS, AND
gulf coasts, to a slight drop in much of the Pacific
Northwest (Figure 7-1). Areas such as Louisiana
RESPONSES
provide natural laboratories for assessing the
possible effects of future sea level rise (Lyle et al.,
Global warming from the greenhouse effect
1987).
could raise sea level approximately 1 meter by
expanding ocean water, melting mountain glaciers,
and causing ice sheets in Greenland to melt or slide
TIME, YEARS
into the oceans. Such a rise would inundate coastal
1850
1865
1880
1895
1910
1925
1940
1955
1970
1985
wetlands and lowlands, erode beaches, increase the
risk of flooding, and increase the salinity of
SITKA, AK
estuaries, aquifers, and wetlands.
In the last 5 years, many coastal communities
throughout the world have started to prepare for the
7.0
possibility of such a rise. In the United States,
NEW YORK, NY
Maine has enacted a policy declaring that shorefront
6.6
buildings will have to be moved to enable beaches
and wetlands to migrate inland to higher ground.
SCALE, FEET
6.2
Maryland has shifted its shore-protection strategy
CHARLESTON, SC
from a technology that can not accommodate sea
MIAMI BEACH, when FL
5.8
level rise to one that can. Seven coastal states have
held large public meetings on how to prepare for a
5.4
rising sea. Australia, the Netherlands, and the
Republic of Maldives are beginning to undergo a
5.0
similar process.
Causes
GALVESTON, TX
Ocean levels have always fluctuated with
changes in global temperatures. During the ice ages
when the earth was 5°C (9°F) colder than today,
Figure 7-1. Time series graph of sea level trends
much of the ocean's water was frozen in glaciers
for New York, Charleston, Miami, Galveston, and
and sea level often was more than 100 meters (300
Sitka (Lyle et al., 1987).
feet) below the present level (Donn et al., 1962;
Kennett, 1982; Oldale, 1985). Conversely, during
the last interglacial period (100,000 years ago) when
Global sea level trends have generally been
the average temperature was about 1°C (2°F)
estimated by combining the trends at tidal stations
warmer than today, sea level was approximately 20
around the world. Studies combining these
feet higher than the current sea level (Mercer,
measurements suggest that during the last century,
1968).
worldwide sea level has risen 10 to 15 centimeters
(4 to 6 inches) (Barnett, 1984; Fairbridge and
When considering shorter periods of time,
Krebs, 1962). Much of this rise has been attributed
worldwide sea level rise must be distinguished from
to the global warming that has occurred during the
relative sea level rise. Although climate change
last century (Meier, 1984; Gornitz et al., 1982).
alters worldwide sea level, the rate of sea level rise
Hughes (1983) and Bentley (1983) estimated that a
relative to a particular coast has greater practical
complete disintegration of West Antarctica in
importance and is all that monitoring stations can
response to global warming would require a 200- to
measure. Because most coasts are sinking (and a
500-year period, and that such a disintegration
few are rising), the range of relative sea level rise
would raise sea level 20 feet. Most recent
varies from more than 3 feet per century in
assessments, however, have focused on the likely
Louisiana and parts of California and Texas to 1
rise by the year 2100. Figure 7-2 illustrates recent
foot per century along most of the Atlantic and
estimates of sea level rise, which generally fall into
the range of 50 to 200 centimeters.
124
Sea Level Rise
purposes. In many cases, the responses to sea level
4.0
rise are sufficiently well established and the
probability of no response is sufficiently low that it
would be misleading to discuss the potential effects
Hoffman (1983) High
without also discussing responses. For example,
much of Manhattan Island is less than 2 meters
3.0
above high tide; the effect of sea level rise would
almost certainly be the increased use of coastal
SEA LEVEL RISE RELATIVE TO 1986 (Meters)
engineering structures and not the inundation of
downtown New York.
Glacier Volume Estimate of Polar
Hoffman (1983) Mid-High
A rise in sea level would inundate wetlands and
2.0
Board Augmented With Thermal
Expansion Estimates by NRC
Meier (1985b) High
lowlands, accelerate coastal erosion, exacerbate
(1983)
coastal flooding, threaten coastal structures, raise
WMO (1986) High
water tables, and increase the salinity of rivers,
Hoffman (1983) Mid-Low
III
bays, and aquifers (Barth and Titus, 1984). Most of
the wetlands and lowlands are found along the gulf
1.0
II
coast and along the Atlantic coast south of central
Revelle (1983)
New Jersey, although a large area also exists around
Hoffman (1983) Low
San Francisco Bay. Similarly, the areas vulnerable
I
Meier (1985b) Low*
to erosion and flooding are also predominately in
Past Century
Estimated
WMO (1986) Low
the Southeast; potential salinity problems are spread
0.12 m Rise
0.0
more evenly along the U.S. Atlantic coast. We now
2000
2050
2100
YEAR
discuss some of the impacts that would result if no
responses were initiated to address sea level rise.
Figure 7-2. Estimates of future sea level rise
(derived from Hoffman, 1983, 1986; Meier, 1985;
Destruction of Coastal Wetlands
Revelle, 1983).
Coastal wetlands are generally found between
the highest tide of the year and mean sea level.
Although most studies have focused on the
Wetlands have kept pace with the past rate of sea
impact of global warming on global sea level, the
level rise because they collect sediment and produce
greenhouse effect would not necessarily raise sea
peat upon which they can build; meanwhile, they
level by the same amount everywhere. Removal of
expanded inland as lowlands were inundated (Figure
water from the world's ice sheets would move the
7-3). Wetlands accrete vertically and expand inland.
earth's center of gravity away from Greenland and
Thus, as Figure 7-3 illustrates, the present area of
Antarctica and would thus redistribute the oceans'
wetlands is generally far greater than the area that
water toward the new center of gravity. Along the
would be available for new wetlands as sea level
U.S. coast, this effect would generally increase sea
rises (Titus et al., 1984b; Titus, 1986). The
level rise by less than 10%. Sea level could actually
potential loss would be the greatest in Louisiana
drop, however, at Cape Horn and along the coast of
(see Chapter 16: Southeast).
Iceland. Climate change could also affect local sea
level by changing ocean currents, winds, and
In many areas, people have built bulkheads just
atmospheric pressure; no one has estimated these
above the marsh. If sea level rises, the wetlands will
impacts.
be squeezed between the sea and the bulkheads (see
Figure 7-3). Previous studies have estimated that if
Effects
the development in coastal areas were removed to
allow new wetlands to form inland, a 1.5- to 2-meter
In this section and in the following sections, the
rise would destroy 30 to 70% of the U.S. coastal
effects of and responses to sea level rise are
wetlands. If levees and bulkheads were erected to
presented separately. However, the distinction is
protect today's dryland, the loss could be 50 to 80%
largely academic and is solely for presentation
(Titus, 1988; Armentano et al., 1988).
125
Chapter 7
5000 YEARS AGO
TODAY
D
CURRENT
X
SEA LEVEL
SEA LEVEL
SEDIMENTATION AND
PAST
PEAT FORMATION
SEA LEVEL
FUTURE
COMPLETE WETLAND LOSS WHERE HOUSE IS PROTECTED
SUBSTANTIAL WETLAND LOSS WHERE THERE IS VACANT UPLAND
IN RESPONSE TO RISE IN SEA LEVEL
FUTURE
FUTURE
SEA LEVEL
X
SEA LEVEL
CURRENT
CURRENT
SEA LEVEL
SEA LEVEL
PEAT ACCUMULATION
Figure 7-3. Evolution of marsh as sea rises. Coastal marshes have kept pace with the slow rate of sea level rise
that has characterized the last several thousand years. Thus, the area of marsh has expanded over time as new
lands have been inundated. If in the future, sea level rises faster than the ability of the marsh to keep pace, the
marsh area will contract. Construction of bulkheads to protect economic development may prevent new marsh
from forming and result in a total loss of marsh in some areas.
Such a loss would reduce the available habitat for
barriers are generally long narrow islands and spits
birds and juvenile fish and would reduce the
with the ocean on one side and a bay on the other.
production of organic materials on which estuarine
Typically, the oceanfront block of an island ranges
fish rely.
from 5 to 10 feet above high tide, and the bay side
is 2 to 3 feet above high water. Thus, even a 1-
The dryland within 2 meters of high tide
meter sea level rise would threaten much of this
includes forests, farms, low parts of some port cities,
valuable land with inundation.
cities that sank after they were built and are now
protected with levees, and the bay sides of barrier
Erosion threatens the high part of these islands
islands. The low forests and farms are generally in
and is generally viewed as a more immediate
the mid-Atlantic and Southeast regions; these would
problem than the inundation of the bay sides. As
provide potential areas for new wetland formation.
Figure 7-4 shows, a rise in sea level can cause an
Major port cities with low areas include Boston,
ocean beach to retreat considerably more than it
New York, Charleston, and Miami. New Orleans is
would from the effects of inundation alone. The
generally 8 feet below sea level, and parts of
visible part of the beach is much steeper than the
Galveston, Texas City, and areas around the San
underwater portion, which comprises most of the
Francisco Bay are also well below sea level.
active "surf zone." While inundation alone is
Because they are already protected by levees, these
determined by the slope of the land just above the
cities are more concerned with flooding than with
water, Bruun (1962) and others have shown that the
inundation.
total shoreline retreat from a sea level rise depends
on the average slope of the entire beach profile.
Inundation and Erosion of Beaches and Barrier
Islands
Previous studies suggest that a 1-foot rise in sea
level would generally cause beaches to erode 50 to
Some of the most important vulnerable areas
100 feet from the Northeast to Maryland (e.g.,
are the recreational barrier islands and spits
Kyper and Sorensen, 1985; Everts, 1985); 200 feet
(peninsulas) of the Atlantic and gulf coasts. Coastal
along the Carolinas (Kana et al., 1984); 100 to 1,000
126
Sea Level Rise
upon. A 1-meter sea level rise would enable a
15-year storm to flood many areas that today are
flooded only by a 100-year storm (e.g., Kana et al.,
1984; Leatherman, 1984). (2) Beach erosion also
would leave oceanfront properties more vulnerable
A
to storm waves. (3) Higher water levels would
reduce coastal drainage and thus would increase
flooding attributable to rainstorms. In artificially
drained areas such as New Orleans, the increased
need for pumping could exceed current capacities.
(4) Finally, a rise in sea level would raise water
PREVIOUS
SEA LEVEL
tables and would flood basements, and in cases
B
where the groundwater is just below the surface,
perhaps raise it above the surface.
Saltwater Intrusion
A rise in sea level would enable saltwater to
penetrate farther inland and upstream into rivers,
bays, wetlands, and aquifers. Salinity increases
C
would be harmful to some aquatic plants and
animals, and would threaten human uses of water.
Figure 7-4. The Bruun Rule: (A) initial condition;
For example, increased salinity already has been
(B) immediate inundation when sea level rises; (C)
cited as a factor contributing to reduced oyster
subsequent erosion due to sea level rise. A rise in
harvests in the Delaware and Chesapeake Bays, and
sea level immediately results in shoreline retreat
to conversion of cypress swamps to open lakes in
due to inundation, shown in the first two examples.
Louisiana. Moreover, New York, Philadelphia, and
However, a 1-meter rise in sea level implies that
much of California's Central Valley obtain their
the offshore bottom must also rise 1 meter. The
water from areas located just upstream from areas
sand required to raise the bottom (X') can be
where the water is salty during droughts. Farmers
supplied by beach nourishment. Otherwise, waves
in central New Jersey and the city of Camden rely
will erode the necessary sand (X) from upper part
on the Potomac-Raritan-Magothy Aquifer, which
of the beach as shown in (C).
could become salty if sea level rises (Hull and Titus,
1986). The South Florida Water Management
District already spends millions of dollars every year
feet along the Florida coast (Bruun, 1962); 200 to
to prevent Miami's Biscayne Aquifer from becoming
400 feet along the California coast (Wilcoxen, 1986);
contaminated with seawater.
and perhaps several miles in Louisiana. Because
most U.S. recreational beaches are less than 100
Responses
feet wide at high tide, even a 1-foot rise in sea level
would require a response. In many areas,
The possible responses to inundation, erosion,
undeveloped barrier islands could keep up with
and flooding fall broadly into three categories:
rising sea level by "overwashing" landward. In
erecting walls to hold back the sea, allowing the sea
Louisiana, however, barrier islands are breaking up
to advance and adapting to the advance, and raising
and exposing the wetlands behind them to gulf
the land. Both the slow rise in sea level over the
waves; consequently, the Louisiana barrier islands
last thousand years and the areas where land has
have rapidly eroded.
been sinking more rapidly offer numerous historical
examples of all three responses.
Flooding
For over five centuries, the Dutch and others
If sea level rises, flooding would increase along
have used dikes and windmills to prevent inundation
the coast for four reasons: (1) A higher sea level
from the North Sea. By contrast, many cities have
provides a higher base for storm surges to build
been rebuilt landward as structures have eroded; the
127
Chapter 7
town of Dunwich, England, has rebuilt its church
Most of the measures for counteracting
seven times in the last seven centuries. More
saltwater intrusion attributable to sea level rise have
recently, rapidly subsiding communities (e.g.,
also been employed to address current problems.
Galveston, Texas) have used fill to raise land
For example, the Delaware River Basin Commission
elevations; the U.S. Army Corps of Engineers and
protects Philadelphia's freshwater intake on the
coastal states regularly pump sand from offshore
river and New Jersey aquifers recharged by the river
locations to counteract beach erosion. Venice, a
by storing water in reservoirs during the wet season
hybrid of all three responses, has allowed the sea to
and releasing it during droughts, thereby forcing the
advance into the canals, has raised some lowlands,
saltwater back toward the sea. Other communities
and has erected storm protection barriers.
have protected coastal aquifers by erecting
underground barriers and by maintaining freshwater
Most assessments in the United States have
pressure through the use of impoundments and
concluded that low-lying coastal cities would be
injection wells.
protected with bulkheads, levees, and pumping
systems, and that sparsely developed areas would
adapt to a naturally retreating shoreline (e.g., Dean
et al., 1987; Gibbs, 1984; Schelling, 1983). This
HOLDING BACK THE SEA: A
conclusion has generally been based on estimates
NATIONAL ASSESSMENT
that the cost of structural protection would be far
less than the value of the urban areas being
The studies referenced in the previous section
protected but would be greater than the value of
have illustrated a wide variety of possible effects
undeveloped land.
from and responses to a rise in sea level from the
greenhouse effect. Although they have identified
Studies on the possible responses of barrier
the implications of the risk of sea level rise for
islands and moderately developed mainland
specific locations and decisions, these studies have
communities show less agreement but generally
not estimated the nationwide magnitude of the
suggest that environmental factors would be as
impacts. This report seeks to fill that void.
important as economics. Some have suggested that
barrier islands should use seawalls and other "hard"
It was not possible to estimate the nationwide
engineering approaches (e.g., Kyper and Sorensen,
value of every impact of sea level rise. The studies
1985; Sorensen et al., 1984). Others have pointed to
thus far conducted suggest that the majority of the
the esthetic problems associated with losing beaches
environmental and economic costs would be
and have advocated a gradual retreat from the shore
associated with shoreline retreat and measures to
(Howard et al., 1985). Noting that new houses on
hold back the sea, which can be more easily
barrier islands are generally elevated on pilings,
assessed on a nationwide basis. Because the
Titus (1986) suggested that communities could hold
eventual impact will depend on what people actually
back the sea but keep a natural beach by extending
do, a number of important questions can be
the current practice of pumping sand onto beaches
addressed within this context:
to raising entire islands in place.
Would a gradual abandonment of
Responses to erosion are more likely to have
moderately developed mainland areas
adverse environmental impacts along sheltered
significantly increase the amount of
water than on the open coast (Titus, 1986).
wetlands that survived a rise in sea level?
Because the beach generally is a barrier island's
most important asset, economics would tend to
Would the concave profiles of coastal areas
encourage these communities to preserve their
ensure that more wetlands would be lost
natural shorelines; actions that would prevent the
than gained, regardless of land-use
island from breaking up also would protect the
decisions?
adjacent wetlands. However, along most mainland
shorelines, economic self-interest would encourage
Should barrier islands be raised in place by
property owners to erect bulkheads; these would
pumping sand and elevating structures and
prevent new wetland formation from offsetting the
utilities?
loss of wetlands that were inundated.
128
Sea Level Rise
Park
Weggel
Leatherman
Yohe
Cost of
Cost to
Value
Loss of
Cost
Levees
Rebuild
of
Wet/Dry
Elevations
of
Erosion
Island
Infra-
Threatened
Land
Sand
Retreat
structure
Property
Decision to Use
Island Raising
Scenario
CASE STUDY
NATIONAL ANALYSIS
Park
Weggel
Leatherman
Titus
Cost
Area of
Elevations
Assumptions
Barrier
Islands
Cost of Nourishing
Cost of
Loss of
Beaches and Raising
Non-Sand Cost
Protecting
Wet/Dry
Barrier Elevations
of Raising
Sheltered Coasts
Land
(assuming fixed costs
Coastal Barriers
2-m Scenario
of sand)
Titus
Titus
Titus
Confidence
Cost of Protecting
Intervals
Sheltered Shores
Increasing Sand
50 and 100 cm
Cost Scenario
for Wetland
Loss
Scenarios
Figure 7-5. Overview of sea level rise studies and authors.
Would a landward migration of developed
STRUCTURE OF STUDIES FOR
barrier islands or encircling them with dikes
and levees be feasible alternatives?
THIS REPORT
How much property would be lost if barrier
A central theme underlying these questions is
islands were abandoned?
that the implications of sea level rise for a
community depend greatly on whether people
adjust to the natural impact of shoreline retreat or
129
Chapter 7
undertake efforts to hold back the sea. Because no
noted that the cost of this option would be
one knows the extent to which each of these
considerably less than the resources that would be
approaches would be applied, this study was
lost if the islands were not protected as shown in
designed to estimate the impacts of sea level rise for
Figure 7-6.
(1) holding back the sea, and (2) natural shoreline
retreat.
Once the case study was complete, Park,
Leatherman, and Weggel proceeded independently
The tasks were split into five discrete projects:
with their studies (although Park provided
Weggel with elevation data). When those studies
1. Park et al. estimated the loss of coastal
were complete, Titus synthesized their results,
wetlands and dryland.
developing a nationwide estimate of the cost of
holding back the sea and interpolating Weggel's
2. Leatherman estimated the cost of pumping
200-centimeter results for the 50- and 100-
sand onto open coastal beaches and barrier
centimeter scenarios.
islands.
In presenting results from the Park and Weggel
3. Weggel et al. estimated the cost of
studies, the sites were grouped into seven coastal
protecting sheltered shores with levees and
regions, four of which are in the Southeast: New
bulkheads.
England, mid-Atlantic, south Atlantic, south
Florida/gulf coast peninsula, Louisiana, other gulf
4. Yohe began a national economic
(Texas, Mississippi, Alabama, Florida Panhandle),
assessment by estimating the value of
and the Pacific coast. Figure 7-7 illustrates these
threatened property.
regions.
5. Titus and Greene synthesized the results of
other studies to estimate ranges of the
200
175
nationwide impacts.
Lost Rent
150
From Not
125
Raising the Island
100
Figure 7-5 illustrates the relationships between
90
the various reports. (All of the sea level rise studies
80
70
are in Volume B of the Appendices to this report.)
60
50
As the top portion shows, the assessment began
40
with a case study of Long Beach Island, New Jersey,
30
which was necessary for evaluating methods and
Millions
25
providing data for purposes of extrapolation. The
Costs of Raising
Island
Park and Leatherman studies performed the same
20
calculations for the case study site that they would
15
subsequently perform for the other sites in the
nationwide analysis. However, Weggel and Yohe
10
conducted more detailed assessments of the case
study whose results were used in the Leatherman
5
and Titus studies.
0
1980
2000
2020
2040
2060
2080
2100
Year
Because it would not be feasible for
Leatherman to examine more than one option for
Figure 7-6. Annual cost of raising island versus
the cost of protecting the open coast, Weggel
annual costs (lost rent) from not protecting the
estimated the cost of protecting Long Beach Island
island (in 1986 dollars) (Titus and Greene, Volume
by three approaches: (1) raising the island in place;
B).
(2) gradually rebuilding the island landward; and (3)
encircling the island with dikes and levees. Yohe
estimated the value of threatened structures. Titus
SCENARIOS OF SEA LEVEL RISE
analyzed Weggel's and Yohe's results and concluded
that raising barrier islands would be the most
reasonable option for the Leatherman study and
Although the researchers considered a variety of
scenarios of future sea level rise, this report focuses
130
Sea Level Rise
NORTHEAST
MID
ATLANTIC
SOUTH
ATLANTIC
WEST COAST
OTHER
GULF
LOUISIANA
OTHER
GULF
SOUTHERN
WEST FLORIDA
Figure 7-7. Coastal regions used in this study.
on the impacts of three scenarios: rises of 50, 100,
A rise in sea level greater than the rate of
and 200 centimeters by the year 2100. All three of
vertical wetland accretion would result in
these scenarios are based on quantitative estimates
a net loss of coastal wetlands.
of sea level rise. No probabilities were associated
with these scenarios. Following the convention of a
The loss of wetlands would be greatest if all
recent National Research Council report (Dean et
developed areas were protected, less if
al., 1987), the rise was interpolated throughout the
shorelines retreated naturally, and least if
21st century using a quadratic (parabola). For each
barrier islands were protected while
site, local subsidence was added to determine
mainland shores retreated naturally.
relative sea level rise. Figure 7-8 shows the
scenarios for the coast of Florida where relative sea
The loss of coastal wetlands would be
level rise will be typical of most of the U.S. coast.
greatest in the Southeast, particularly
Sea level would rise 1 foot by 2025, 2040, and 2060
Louisiana.
for the three scenarios and 2 feet by 2045, 2065, and
2100.
Study Design
Park's study was based on a sample of 46
RESULTS OF SEA LEVEL
coastal sites that were selected at regular intervals.
This guaranteed that particular regions would be
STUDIES IN THIS REPORT
represented in proportion to their total area in the
coastal zone. The sites chosen accounted for 10%
Loss of Coastal Wetlands and Dryland
of the U.S. coastal zone excluding Alaska and
Hawaii. To estimate the potential loss of wet and
dry land, Park first had to characterize their
Park (Volume B) sought to test a number of
elevations. For wetlands, he used satellite imagery
hypotheses presented in previous publications:
to determine plant species for 60- by 80-meter
parcels. Using estimates from the literature on the
131
Chapter 7
and assumed that mangroves would begin to replace
2.5
marsh after that year.
200cm
Limitations
2.0
The greatest uncertainty in Park's analysis is a
poor understanding of the potential rates of vertical
accretion. Although this could substantially affect
1.5
SEA LEVEL RISE (Meters)
the results for low sea level rise scenarios, the
practical significance is small for a rise of 1 meter
100cm
because it is generally recognized that wetlands
1.0
could not keep pace with the rise of 1 to 2
centimeters per year that such a scenario implies for
0.70
2 Ft.
50cm
the second half of the 21st century.
0.5
1 Ft.
0.35
Errors can be made when determining
Baseline
vegetation type based on the use of infrared
"signatures" that satellites receive. Park noted, for
0.0
1986
2000
2050
2100
example, that in California the redwoods have a
YEAR
signature similar to that of marsh grass. For only a
Figure 7-8. Sea level scenarios (Miami Beach).
few sites, Park was able to corroborate his estimates
of vegetation type.
frequency of flooding that can be tolerated by
Park's study did not consider the potential
various wetland plants, Park determined the
implications of alternative methods of managing
percentage of time that particular parcels are
riverflow. This limitation is particularly serious
currently under water. From this, Park inferred
regarding application to Louisiana, where widely
wetland elevation based on the known tidal range.
varying measures have been proposed to increase
For dryland, he used spot elevation measurements
the amount of water and sediment delivered to the
to interpolate between contours on U.S. Geological
wetlands. Finally, the study makes no attempt to
Survey topographic maps.
predict which undeveloped areas might be
developed in the next century.
Park estimated the net loss of wetlands and
dryland for no protection, protection of developed
At the coarse (500-meter) scale Park used, the
areas, and protection of all shores. For the
assumption of protecting only developed areas
no-protection scenario, estimating the loss of
amounts to not protecting a number of mainland
dryland is straightforward. However, for calculating
areas where the shoreline is developed but areas
net wetland loss, Park had to estimate the loss of
behind the shoreline are not. Therefore, Park's
existing wetlands as well as the creation of new
estimates for protecting developed areas should be
wetlands. For calculating losses, Park used
interpreted as applying to the case where only
published vertical accretion rates (see Armentano et
densely developed areas are protected. Finally,
al., 1988), although he allowed for some
Park's assumption that dryland would convert to
acceleration of vertical accretion in areas with
vegetated wetlands within 5 years of being
ample supplies of sediment, such as tidal deltas.
inundated probably led him to underestimate the
Park assumed that dryland would convert to
net loss of wetlands due to sea level rise.
wetlands within 5 years of being inundated.
Results
For sites in the Southeast, Park also allowed for
the gradual replacement of salt marshes by
Park's results supported the hypotheses
mangrove swamps. The upper limit for mangroves
suggested by previous studies. Figure 7-9 shows
is around Fort Lauderdale. Park used the GISS
nationwide wetlands loss for various (0- to 3-meter)
transient scenario to determine the year particular
sea level rises for the three policy options
sites would be as warm as Fort Lauderdale is today
investigated. For a 1-meter rise, 66% of all coastal
wetlands would be lost if all shorelines were
protected, 49% would be lost if only developed
132
Sea Level Rise
areas were protected, and 46% would be lost if
Figure 7-10 illustrates Park's estimates of the
shorelines retreated naturally.
inundation of dryland for the seven coastal regions.
If shorelines retreated naturally, a 1-meter rise
As expected, the greatest losses of wetlands
would inundate 7,700 square miles of dryland, an
would be in the Southeast, which currently contains
area the size of Massachusetts. Rises of 50 and 200
85% of U.S. coastal wetlands (Figure 7-9). For a 1-
centimeters would result in losses of 5,000 and
meter sea level rise, 6,000 to 8,600 square miles
12,000 square miles, respectively. Approximately
(depending on which policy is implemented) of U.S.
70% of the dryland losses would occur in the
wetlands would be lost; 90 to 95% of this area
Southeast, particularly Florida, Louisiana, and North
would be in the Southeast, and 40 to 50% would be
Carolina. The eastern shores of the Chesapeake and
in Louisiana alone. By contrast, neither the
Delaware Bays also would lose considerable
Northeast nor the West would lose more than 10%
acreage.
of its wetlands if only currently developed areas are
protected.
Costs of Defending Sheltered Shorelines
Study Design
COMPOSITE FOR UNITED STATES
ALL DRYLAND PROTECTED
This study began by examining Long Beach
100
Island in depth. This site and five other sites were
SALT MARSH
used to develop engineering rules of thumb for the
80
BEACH/FLAT
PERCENT OF 1986
WETLAND AREAS
@@@@@@@@@@@
cost of protecting coastal lowlands from inundation.
60
MANGROVE
Examining the costs of raising barrier islands
40
FRESH MARSH
required an assessment of two alternatives: (1)
SWAMP
20
building a levee around the island; and (2) allowing
the island to migrate landward.
0
0.0
0.1
0.3
0.6
1.0
1.5
2.2
3.0
SEA LEVEL RISE (Meters)
After visiting Long Beach Island and the
adjacent mainland, Weggel (Volume B) designed
DEVELOPED AREAS PROTECTED
and estimated costs for an encirclement scheme
consisting of a levee around the island and a
100
drainage system that included pumping and
80
PERCENT OF 1986
WETLAND AREAS
underground retention of stormwater. For island
60
migration, he used the Bruun Rule to estimate
40
oceanside erosion and navigation charts to calculate
the amount of sand necessary to fill the bay an
20
equivalent distance landward. For island raising and
0
0.0
0.1
0.3
0.6
1.0
1.5
2.2
3.0
island migration, Weggel used the literature to
SEA LEVEL RISE (Meters)
estimate the costs of elevating and moving houses
and of rebuilding roads and utilities.
NO PROTECTION
Weggel's approach for estimating the nationwide
100
costs was to examine a number of index sites in
80
PERCENT OF 1986
WETLAND AREAS
depth and thereby develop generalized cost
60
estimates for protecting different types of shorelines.
40
He used the topographic information collected by
20
Park for a sample of 95 sites to determine the area
0
and shoreline length that had to be protected. He
0.0
0.1
0.3
0.6
1.0
1.5
2.2
3.0
then applied the cost estimation factors to each site
SEA LEVEL RISE (Meters)
and extrapolated the sample to the entire coast.
Figure 7-9. Nationwide wetlands loss for three
After assessing Long Beach Island, Weggel
shoreline-protection options. Note: These wetlands
conducted less detailed studies of the following
include beaches and flats that are not vegetated
areas: metropolitan New York; Dividing Creek,
wetlands; however, results cited in the text refer to
vegetated wetlands (Park, Volume B).
133
Chapter 7
A. DRYLAND LOSS BY 2100 WITHOUT SHORE PROTECTION
3.0
2.8
2.6
2.4
2.2
2.0
LOSS OF DRYLAND
(THOUSANDS OF SQ. MILES)
1.8
1.6
1.4
1.2
1.0
0.8
0.6
0.4
0.2
IIIIIIII
0.0
Northeast
Mid-
South
South
Louisiana
Other Gulf
West
Atlantic
Atlantic
& West
Florida
B. DRYLAND LOSS BY 2100 WITH PROTECTION OF DEVELOPED AREAS
3.0
2.8
2.6
2.4
2.2
2.0
LOSS OF DRYLAND
(THOUSANDS OF SQ. MILES)
1.8
1.6
1.4
1.2
1.0
0.8
0.6
0.4
0.2
0.0
Northeast
Mid-
South
South
Louisiana
Other Gulf
West
Atlantic
Atlantic
& West
Florida
SEA LEVEL RISE
BASELINE
50 CM
100 CM
200 CM
SCENARIO:
Figure 7-10. Loss of dryland by 2100: (A) if no areas are protected, and (B) if developed areas are protected
with levees (derived from Park, Volume B; see also Titus and Greene, Volume B).
New Jersey; Miami and Miami Beach; the area
Finally, Weggel was able to examine only one
around Corpus Christi, Texas; and parts of San
scenario: a 2-meter rise by 2100. This scenario was
Francisco Bay.
chosen over the more likely 1-meter scenario
because an interpolation from 2 meters to 1 meter
Limitations
would be more reliable than an extrapolation from
1 meter to 2 meters. (See the discussion of Titus
The most serious limitation of the Weggel study
and Greene for results of the interpolation.)
is that cruder methods are used for the national
assessment than for the index sites. Even for the
Results
index sites, the cost estimates are based on the
literature, not on site-specific designs that take into
Case Study of Long Beach Island
consideration wave data for bulkheads and potential
savings from tolerating substandard roads. Weggel
Weggel's cumulative cost estimates clearly
did not estimate the cost of pumping rainwater out
indicate that raising Long Beach Island would be
of areas protected by levees.
much less expensive ($1.7 billion) than allowing it to
134
Sea Level Rise
migrate landward ($7.7 billion). Although the cost
Nationwide Costs
of building a levee around the island ($800 million)
would be less, the "present value" would be greater.
Table 7-2 shows Weggel's estimates for the
Weggel concluded that the levee would have to be
index sites and his nationwide estimate. The index
built in the 2020s, whereas the island could be
sites represent two distinct patterns. Because urban
raised gradually between 2020 and 2100. Thus, the
areas such as New York and Miami would be
(discounted) present value of the levee cost would
entirely protected by levees, the cost of moving
be greater, and raising the necessary capital for a
buildings and rebuilding roads and utilities would be
levee at any one time could be more difficult than
relatively small. On the other hand, Weggel
gradually rebuilding the roads and elevating houses
concluded that in more rural areas such as Dividing
as the island was raised. Moreover, a levee would
Creek, New Jersey, only the pockets of development
eliminate the waterfront view. A final disadvantage
would be protected. The roads that connected them
of building a levee is that one must design for a
would have to be elevated or replaced with bridges,
specific magnitude of sea level rise; by contrast, an
and the small number of isolated buildings would
island could be raised incrementally.
have to be moved.
The Weggel analysis shows that landward
Weggel estimates that the nationwide cost of
migration is more expensive than island raising,
protecting developed shorelines would be $25
primarily because of the increased costs of
billion, assuming bulkheads are built, and $80 billion
rebuilding infrastructure. Thus, migration might be
assuming levees are built. Unlike wetlands loss, the
less expensive in the case of a very lightly developed
cost of protecting developed areas from the sea
island. Levees might be more practical for wide
would be concentrated more in the Northeast than
barrier islands where most people do not have a
in the Southeast because a much greater portion of
waterfront view.
the southeastern coast is undeveloped.
Table 7-1. Total Cost of Protecting Long Beach Island from a 2-Meter Rise in Sea Level (millions of 1986
dollars)
Island
Island
Protective measure
Encirclement
raising
migration
Sand costs:
Beach
290
290
0
Land creation/maintenance
NA
270
321
Moving/elevating houses
NA
74
37
Roads/utilities
0
1072
7352
Levee and drainage
542
0
0
Total
832
1706
7710
NA = Not applicable.
Source: Leatherman (Volume B); Weggel (Volume B)
135
Chapter 7
Table 7-2. Cumulative Cost of Protecting Sheltered Waters for a 2-Meter Rise in Sea Level (millions of 1986
dollars)
New
Raise old
Move
Roads/
bulkhead
bulkhead
building
utilities
Total
Index sites
New York
57
205
0.5
9.5
272.3
Long Beach Island
3
4
2.7
3.8
13.7
Dividing Creek
4
6
4.8
18.2
33.0
Miami area
11
111
0.3
8.3
130.7
Corpus Christi
11
29
2.8
40.9
83.4
San Francisco Bayᵃ
3
19
2.0
20.0
44.0
Nationwide estimate
Low
High
Northeast
6,932
23,607
Mid-Atlantic
4,354
14,603
Southeast
9,249
29,883
West
4,097
12,802
Nation
24,633
80,176
Site names refer to the name of U.S. Geological Survey quadrant, not to the geographical area of the same
name.
Source: Weggel et al. (Volume B).
Case Study of the Value of Threatened
"lost" when the house was within 40 feet of the
Coastal Property
spring high tide mark. (See Titus and Greene,
Volume B, for discussion.)
Study Design
Limitations
Yohe's (Volume B) objective was to estimate
Yohe's results for a sea level rise of less than 18
the loss of property that would result from not
holding back the sea. Using estimates of erosion
inches are sensitive to the assumption regarding
and inundation for Long Beach Island from
when a property would be lost. On the bay side,
Leatherman and Park et al., Yohe determined
people might learn to tolerate tidal inundation.
which land would be lost from sea level rise for a
Unless a major storm occurred, people could
sample of strips spanning the island from the ocean
probably occupy oceanfront houses until they were
to the bay. He then used the Ocean County, New
flooded at high tide. However, the resulting loss of
Jersey, tax assessor's estimates of the value of the
recreational use of the beach probably would have
land and structures that would be lost, assuming
a greater impact than abandoning the structure.
that the premium associated with a view of the bay
Tax maps do not always provide up-to-date
or ocean would be transferred to another property
estimates of property values. However, the
distinction between the tax assessor's most recent
owner and not lost to the community. He estimated
estimate of market value and the current market
the annual stream of rents that would be lost by
assuming that the required return on real estate is
value is small compared with the possible changes
10% after tax. Yohe assumed that a property on
in property values that will occur over the next
the bay side was "lost" whenever it was flooded at
century; hence, Titus and Greene used tax assessors
estimates of market values.
high tide, and that property on the ocean side was
136
Sea Level Rise
Results
also examined one representative site in each of the
remaining states.
Yohe's results suggest that the cost of gradually
raising Long Beach Island would be far less than
Limitations
the value of the resources that would be protected.
Figure 7-6 compares Yohe's estimates of the annual
Although the samples of sites in the Northeast
loss in rents resulting from not holding back the sea
and Northwest are representative, complete
with Weggel's estimates of the annual cost of raising
coverage would have been more accurate.
the island for the 2-meter scenario. With the
Furthermore, Leatherman used conservative
exception of the 2020s, the annual loss in rents
assumptions in estimating the unit costs of sand.
resulting from not holding back the sea would be
Generally, a fraction of the sand placed on a beach
far less than the annual costs of pumping sand and
washes away because the sand's grain is too small.
elevating structures. Titus and Greene point out
Moreover, as dredges have to move farther offshore
that the cost would be approximately $1,000 per
to find sand, costs will increase.
year per house, equivalent to 1 week's rent (peak
season).
For Florida, Leatherman used published
estimates of the percentage of fine-grain sand and
Nationwide Cost of Pumping Sand Onto
assumed that the dredging cost would rise $1 per
Recreational Beaches
cubic yard for every additional mile offshore the
dredge had to move. For the other states, however,
Leatherman's goal (Volume B) was to estimate
he assumed that the deposits mined would have no
the cost of defending the U.S. ocean coast from a
fine-grain sand and that dredging costs would not
rise in sea level.
increase. (To test the sensitivity of this assumption,
Titus and Greene developed an increasing-cost
Study Design
scenario.) Leatherman assumed no storm worse
than the 1-year storm, which underestimates the
Owing to time constraints, it was possible to
sand volumes required.
consider only one technology. Based on the Long
Beach Island results, Leatherman assumed that the
A final limitation of the Leatherman study is
cost of elevating recreational beaches and coastal
that it represents the cost of applying a single
barrier islands by pumping in offshore sand would
technology throughout the ocean coasts of the
provide a more representative cost estimate than
United States. Undoubtedly, some communities
assuming that barrier islands would be abandoned,
(particularly Galveston and other wide barrier
would migrate landward, or would be encircled with
islands in Texas) would find it less expensive to
dikes and levees.
erect levees and seawalls or to accept a natural
shoreline retreat.
The first step in Leatherman's analysis was to
estimate the area of (1) the beach system, (2) the
Results
low bayside, and (3) the slightly elevated oceanside
of the island. Given the areas, the volume of sand
Table 7-3 illustrates Leatherman's estimates. A
was estimated by assuming that the beach system
total of 1,900 miles of shoreline would be nourished.
would be raised by the amount of sea level rise.
Of 746 square miles of coastal barrier islands that
The bay and ocean sides of the island would not be
would be raised for a 4-foot sea level rise, 208
raised until after a sea level rise of 1 and 3 feet,
square miles would be for a 2-foot rise. As the
respectively. Cost estimates for the sand were
table shows, two-thirds of the nationwide costs
derived from inventories conducted by the U.S.
would be borne by four southeastern states: Texas,
Army Corps of Engineers.
Louisiana, Florida, and South Carolina.
Leatherman applied this method to all
Figure 7-11 illustrates the cumulative nationwide
recreational beaches from Delaware Bay to the
costs over time. For the 50- and 200-centimeter
mouth of the Rio Grande, as well as California,
scenarios, the cumulative cost would be $2.3 to $4.4
which accounts for 80% of the nation's beaches. He
billion through 2020, $11 to $20 billion through
2060, and $14 to $58 billion through 2100. By
137
Chapter 7
Table 7-3. Cost of Placing Sand on U.S. Recreational Beaches and Coastal Barrier Islands and Spits
(millions of 1986 dollars)
Sea level rise by 2100
State
Baseline
50 cm
100 cm
200 cm
Maineᵃ
22.8
119.4
216.8
412.2
New Hampshireᵃ
8.1
38.9
73.4
142.0
Massachusettsᵃ
168.4
489.5
841.6
1,545.8
Rhode Islandᵃ
16.3
92.0
160.6
298.2
Connecticut
101.7
516.4
944.1
1,799.5
New Yorkᵃ
143.6
769.6
1,373.6
2,581.4
New Jerseyᵃ
157.6
902.1
1,733.3
3,492.5
Delaware
4.8
33.6
71.1
161.8
Maryland
5.7
34.5
83.3
212.8
Virginia
30.4
200.8
386.5
798.0
North Carolina
137.4
655.7
1,271.2
3,240.4
South Carolina
183.5
1,157.9
2,147.7
4,347.7
Georgia
25.9
153.6
262.6
640.3
Florida
120.1
786.6
1,791.0ᵇ
7,745.5ᵇ
(Atlantic coast)
Florida
149.4
904.3
1,688.4
4,091.6
(gulf coast)
Alabama
11.0
59.0
105.3
259.6
Mississippi
13.4
71.9
128.3
369.5
Louisiana
1,955.8
2,623.1
3,492.7
5,231.7
Texas
349.6
4,188.3
8,489.7
17,608.3
California
35.7
174.1
324.3
625.7
Oregonᵃ
21.9
60.5
152.5
336.3
Washington Stateᵃ
51.6
143.0
360.1
794.4
Hawaiiᵃ
73.5
337.6
646.9
1,267.5
Nation
3,788.0
14,512.0
26,745.0
58,002.0
ᵃIndicates states where estimate was based on extrapolating a representative site to the entire state. All other
states have 100% coverage.
b Florida estimates account for the percentage of fine-grain sediment, which generally washes away, and for cost
escalation as least expensive sand deposits are exhausted. All other estimates conservatively ignore this
issue.
Source: Leatherman (Volume B) (baseline derived from Leatherman).
contrast, if current trends continue, the total cost of
proceeded independently. Titus and Greene's
sea level rise for beach nourishment would be about
primary objectives (Volume B) were to combine
$35 million per year.
various results to estimate the nationwide cost of
holding back the sea for various sea level rise
Synthesis of the Three National Studies
scenarios and to derive ranges for the specific
impacts. Their objectives were as follows:
Study Design
1. Use Park's results to weight Weggel's high and
Although Weggel used Park's topographic data,
low scenarios according to whether levees or
the analysis in the three nationwide studies
bulkheads would be necessary, and interpolate
138
Sea Level Rise
on Weggel's assumption that the cost of building
bulkheads and levees rises as a function of the
structure's height.
60
200 Cm
Cost of Raising Barrier Islands Other Than Dredging
50
40
Weggel's case study of Long Beach Island
provided cost estimates for elevating structures and
30
rebuilding roads, while Leatherman estimated the
100 Cm
20
area that would have to be raised. Many barrier
$ Billions
50 Cm
islands have development densities different from
10
those of Long Beach Island because they have large
tracts of undeveloped land or larger lot sizes.
Therefore, Titus and Greene used census data to
5
estimate a confidence interval for the average
building density of barrier islands, and they applied
Weggel's cost factors.
0
Sensitivity of Sand Costs to Increasing Scarcity of
1980
2000
2020
2040
2060
2080
2100
Year
Sand
Titus and Greene used Leatherman's escalating
cost assumptions for Florida to estimate sand
Figure 7-11. Nationwide cost of sand for protecting
pumping costs for the rest of the nation.
ocean coast (in 1986 dollars) (Leatherman, Volume
B).
Confidence Intervals
Weggel's cost estimate for the 2-meter rise to
The Park and Weggel studies involved sampling,
rises of 50 and 100 centimeters;
but the researchers did not calculate statistical
confidence intervals. Therefore, Titus and Greene
2. Use results from Leatherman and Weggel,
developed 95% confidence intervals for the cost of
along with census data, to estimate the
protecting sheltered coasts, the area of wetlands loss
nationwide cost (other than pumping sand) of
for various scenarios.
raising barrier islands;
Limitations
3. Develop an increasing-cost scenario for the cost
of protecting the open ocean coast; and
Besides all of the limitations that apply to the
Park, Leatherman, and Weggel studies, a number of
4. Develop statistical confidence intervals for
others apply to Titus and Greene.
wetland loss, impacts of the various policy
options, and costs of protecting developed
Cost of Protecting Sheltered Shores
shores.
Titus and Greene assumed that the portion of
Cost of Protecting Sheltered Shores
the coast requiring levees (instead of bulkheads)
would be equal to the portion of lowlands that
Titus and Greene developed a single estimate
otherwise would be inundated. This assumption
for protecting each site with bulkheads and levees
tends to understate the need for levees. For
by assuming that the portion of developed areas
example, a community that is 75% high ground
protected with levees would be equal to the portion
often would still have very low land along all of its
of the lowlands that Park estimated would be
shoreline and hence would require a levee along
inundated. They interpolated the resulting 2-meter
100% of the shore. But Titus and Greene assume
estimate to 50- and 100-centimeter estimates, based
that only 25% would be protected by levees.
139
Chapter 7
sand costs would increase by the same pattern
Cost of Raising Barrier Islands
nationwide as they would in Florida.
The data provided by Weggel focused only on
Results
elevating roads, buildings, and bulkheads. Thus,
Titus and Greene do not consider the cost of
Loss of Wetlands and Dryland
replacing sewers, water mains, or buried cables. On
the other hand, Weggel's cost factors assume that
Table 7-4 illustrates 95% confidence intervals
rebuilt roads would be up to engineering standards;
for the nationwide losses of wetlands and dryland.
it is possible that communities would tolerate
If all shorelines were protected, a 1-meter rise
substandard roads. In addition, the census data
would result in a loss of 50 to 82% of U.S. coastal
Titus and Greene used were only available for
wetlands, and a 2-meter rise would result in a loss
incorporated communities, many of which are part
of 66 to 90%. If only the densely developed areas
barrier island and part mainland; thus, the data
were protected, the losses would be 29 to 69% and
provide only a rough measure of typical road
61 to 80% for the 1- and 2-meter scenarios,
density.
respectively. Except for the Northeast, no
protection results in only slightly lower wetland loss
Sensitivity of Sand Costs to Increased Scarcity of
than protecting only densely developed areas.
Sand
Although the estimates for the Northeast, mid-
Atlantic, the gulf regions outside Louisiana, and the
Finally, Titus and Greene made no attempt to
Florida peninsula are not statistically significant (at
determine how realistic their assumption was that
the 95% confidence levels), results suggest that
wetlands loss would be least in the Northeast and
Northwest.
Table 7-4. Nationwide Loss of Wetlands and Drylandᵃ (95% confidence intervals)
Square milesᵇ
Baseline
50-cm rise
100-cm rise
200-cm rise
Wetlands
Total protection
N.C.
4944-8077
6503-10843
8653-11843
(38-61)
(50-82)
(66-90)
Standard
1168-3341
2591-5934
3813-9068
4350-10995
protection
(9-25)
(20-45)
(29-69)
(33-80)
No protection
N.C.
2216-5592
3388-8703
3758-10025
(17-43)
(26-66)
(29-76)
Dryland
Total protection
0
0
0
0
Standard
1906-3510
2180-6147
4136-9186
6438-13496
protection
No protection
N.C.
3315-7311
5123-10330
8791-15394
ᵃWetlands loss refers to vegetative wetlands only.
ᵇNumbers in parentheses are percentages.
NC = Not calculated.
Source: Titus and Greene (Volume B).
140
Sea Level Rise
Table 7-5. Cumulative Nationwide Cost of Protecting Barrier Islands and Developed Mainland Through the
Year 2100 (billions of 1986 dollars)ᵃ
Sea level scenario
Baseline
50-cm rise
100-cm rise
200-cm rise
Open coast
Sand
3.8
15-20
27-41
58-100
Raise houses,
roads, utilities
0
9-13
21-57
75-115
Sheltered shores
1.0-2.4
5-13
11-33
30-101
Totalᵇ
4.8-6.2
32-43
73-111
119-309
a Costs due to sea level rise only.
ᵇRanges for totals are based on the square root of the sum of squared ranges.
Source: Titus and Greene (Volume B).
Costs of Holding Back the Sea
coastal wetlands acreage (outside Louisiana) by 17
to 76% if no mainland areas were protected, by 20
Table 7-5 illustrates the Titus and Greene
to 80% if only currently developed areas were
estimates of the costs of holding back the sea. The
protected, and by 38 to 90% if all mainland areas
low range for the sand costs is based on
were protected. These estimates of the areal losses
Leatherman's study, and the high range is based on
understate the differences in impacts for the various
the increasing cost scenario Titus and Greene
land-use options. Although a substantial loss would
developed. The uncertainty range for the costs of
occur even with no protection, most of today's
elevating structures reflects the uncertainty in census
wetland shorelines would still have wetlands; the
data regarding the current density of development.
strip simply would be narrower. By contrast,
High and low estimates for the cost of protecting
protecting all mainland areas would generally
sheltered shorelines are based on the sampling
replace natural shorelines with bulkheads and
errors of the estimates for the 46 sites that both
levees. This distinction is important because for
Park et al. and Weggel et al. examined.
many species of fish, the length of a wetland
shoreline is more critical than the total area.
Titus and Greene estimated that the cumulative
nationwide cost of protecting currently developed
Options for State and Local Governments
areas in the face of a 1-meter rise would be from
$73 to 111 billion, with costs for the 50- and 200-
Titus (1986) examined three approaches for
centimeter scenarios ranging from $32 to 309
maintaining wetland shorelines in the face of a
billion. These costs would imply a severalfold
rising sea: (1) no further development in lowlands;
increase in annual expenditures for coastal defense.
(2) no action now but a gradual abandonment of
Nevertheless, compared with the value of coastal
lowlands as sea level rises; and (3) allowing future
property, the costs are small.
development only with a binding agreement to allow
such development to revert to nature if it is
threatened by inundation.
POLICY IMPLICATIONS
The first option would encounter legal or
financial hurdles. The extent to which the
Wetlands Protection
"due-process" clause of the Constitution would allow
governments to prevent development in anticipation
The nationwide analysis showed that a 50- to
of sea level rise has not been specifically addressed
200-centimeter rise in sea level could reduce the
141
Chapter 7
by the courts. Although purchases of land would be
The Federal Role
feasible for parks and refuges, the cost of buying
the majority of lowlands would be prohibitive.
Section 404 of the Clean Water Act discourages
Moreover, this approach requires preparation for a
development of existing wetlands, but it does not
rise in sea level of a given magnitude; if and when
address development of areas that might one day be
the sea rises beyond that point, the wetlands would
necessary for wetland migration. This program will
be lost. Finally, preventing future development
provide lasting benefits, even if most coastal
would not solve the loss of wetlands resulting from
wetlands are inundated. Although marshes and
areas that have already been developed.
swamps would be inundated, the shallow waters that
formed could provide habitat for fish and
Enacting no policy today and addressing the
submerged aquatic vegetation. No one has assessed
issue as sea level rises would avoid the costs of
the need for a federal program to protect wetlands
planning for the wrong amount of sea level rise but
in the face of rising sea level.
would probably result in less wetlands protection.
People are developing coastal property on the
Coastal Protection
assumption that they can use the land indefinitely.
It would be difficult for any level of government to
State and Local Efforts
tell property owners that they must abandon their
land with only a few years' notice, and the cost of
State and local governments currently decide
purchasing developed areas would be even greater
which areas would be protected and which would
than the cost of buying undeveloped areas.
be allowed to erode. Currently, few localities
contribute more than 10% of the cost of beach
Economic theory suggests that under the third
nourishment, with the states taking on an increasing
alternative, people would develop a property only if
share from the federal government. However, many
the temporary use provided benefits greater than
coastal officials doubt that their states could raise
the costs of writing it off early. This approach
the necessary funds if global warming increased the
would result in the greatest degree of flexibility,
costs of coastal protection over the next century by
because it would allow real estate markets to
$50 to $300 billion. If state funds could not be
incorporate sea level rise and to determine the most
found, the communities themselves would have to
efficient use of land as long as it remains dry.
take on the necessary expenditures or adapt to
erosion.
This approach could be implemented by
regulations that prohibit construction of bulkheads
Long Beach Island, New Jersey, illustrates the
as sea level rises or by the use of conditional long-
potential difficulties. The annual cost of raising the
term leases that expire when high tide falls above a
island would average $200 to $1,000 per house over
property's elevation.
the next century (Titus and Greene, Volume B).
Although this amount is less than one week's rent
The State of Maine (1987) has implemented
during the summer, it would more than double
this third approach through its coastal dune
property taxes, an action that is difficult for local
regulations, which state that people building houses
governments to contemplate. Moreover, the island
along the shore should assume that they will have to
is divided into six jurisdictions, all of which would
move their houses if their presence prevents the
have to participate.
natural migration of coastal wetlands, dunes, or
other natural shorelines. A number of states also
More lightly developed communities may decide
have regulations that discourage bulkheads, although
that the benefits of holding back the sea are not
they do not specifically address sea level rise. The
worthwhile. Sand costs would be much less for an
option can be implemented through cooperative
island that migrated. Although Weggel estimated
arrangements between developers, conservancy
that higher costs would be associated with allowing
groups, and local governments. (See Titus and
Long Beach Island to migrate landward than with
Greene, Volume B, for additional details.)
raising the island in place, this conclusion resulted
largely from the cost of rebuilding sewers and other
utilities that would still be useful if the island were
raised.
142
Sea Level Rise
Regardless of how a barrier island community
protective beach would have constituted a
intends to respond to sea level rise, the eventual
considerably higher fraction of the total benefits
costs can be reduced by deciding on a response well
(Titus, 1985).
in advance. The cost of raising an island can be
reduced if roads and utilities are routinely elevated
Wetlands Loss in Louisiana
or if they have to be rebuilt for other reasons (e.g.,
Titus et al., 1987). The cost of a landward
By preventing freshwater and sediment from
migration also can be reduced by discouraging
reaching the coastal wetlands, federal management
reconstruction of oceanfront houses destroyed by
of the Mississippi River is increasing the
storms (Titus et al., 1984a). The ability to fund the
vulnerability of coastal Louisiana to a sea level rise
required measures also would be increased by
(e.g., Houck, 1983). For example, current
fostering the necessary public debate well before
navigation routes require the U.S. Army Corps of
the funds are needed.
Engineers to limit the amount of water flowing
through the Atchafalaya River and to close natural
Federal Efforts
breaches in the main channel of the Mississippi;
these actions limit the amount of freshwater and
While state governments generally are
sediment reaching the wetlands. Alternative routes
responsible for protecting recreational beaches, the
have been proposed that would enable water and
U.S. Army Corps of Engineers is responsible for
sediment to reach the wetlands (Louisiana Wetland
several major federal projects to rebuild beaches
Protection Panel, 1987). These include dredging
and for efforts to curtail land loss in Louisiana. The
additional canals parallel to the existing Mississippi
long-term success of these efforts would be
River gulf outlet or constructing a deepwater port
improved if the corps were authorized to develop
east of the city.
comprehensive long-term plans to address the
impacts of sea level rise.
Either of these options would cost a few billion
dollars. By contrast, annual resources for correcting
Beach Erosion
land loss in Louisiana have been in the tens of
millions of dollars. As a result, mitigation activities
In its erosion-control efforts, the corps has
have focused on freshwater diversion structures and
recently shifted its focus from hard structures (e.g.,
on other strategies that can reduce current wetland
seawalls, bulkheads, and groins) to soft approaches,
loss attributable to high salinities but that would not
such as pumping sand onto beaches. This shift is
substantially reduce wetlands loss if sea level rises
consistent with the implications of sea level rise:
50 to 200 centimeters (Louisiana Wetland
groins and seawalls will not prevent loss of beaches
Protection Panel, 1987).
due to sea level rise. Although more sand will have
to be pumped than current analyses suggest, this
The prospect of even a 50-centimeter rise in sea
approach could ensure the survival of the nation's
level suggests that solving the Louisiana wetlands
beaches.
loss problem is much more urgent than is commonly
assumed. Because federal activities are now a
Nevertheless, consideration of accelerated sea
major cause of land loss, and would have to be
level rise would change the cost-benefit ratios of
modified to enable wetlands to survive a rising sea,
many corps erosion control projects. As with the
the problem is unlikely to be solved without a
operations of reservoirs (discussed in Chapter 16:
congressional mandate. A recent interagency report
Southeast), the corps is authorized to consider flood
concluded that "no one has systematically
protection but not recreation. When they evaluated
determined what must be done to save 10, 25, or 50
the benefits of erosion control at Ocean City,
percent of Louisiana's coastal ecosystem" (Louisiana
Maryland, the corps concluded that less than 10%
Wetland Protection Panel, 1987). Until someone
of the benefits would be for flood control (most
estimates the costs and likely results of strategies
were related to recreation). Had they considered
with a chance of protecting a significant fraction of
accelerated sea level rise, however, the estimated
the wetlands in face of rising sea level, it will be
flood protection benefits from having a
difficult for Congress to devise a long-term solution.
143
Chapter 7
Flood Insurance
was great enough to outweigh the likely damages
from floods. However, statutes limiting the rate at
In 1968, Congress created the National Flood
which flood insurance rates can increase could keep
Insurance Program with the objective of reducing
rates from rising as rapidly as the risk of flooding,
federal disaster relief resulting from floods. The
thereby increasing the federal subsidy.
Federal Emergency Management Agency (FEMA),
which already had responsibility for administering
No assessment of the impacts of sea level rise
disaster relief, was placed in charge of this program
on the federal flood insurance program has been
as well.
undertaken.
The National Flood Insurance Program sought
Sewers and Drains
to offer localities an incentive to prevent
flood-prone construction. In return for requiring
Sea level rise also would have important impacts
that any construction in a floodplain be designed to
on coastal sewage and drainage systems. Wilcoxen
withstand a 100-year flood, the federal government
(1986) examined the implications of the failure to
would provide subsidized insurance to existing
consider accelerated sea level rise in the design of
homes and a fair-market rate for any new
San Francisco's West Side (sewerage) Transport,
construction (which was itself a benefit, since private
which is a large, steel-reinforced concrete box
insurers generally did not offer flood insurance).
buried under the city's ocean beach. He found that
Moreover, as long as a community joined the
beach erosion will gradually expose the transport to
program, it would continue to be eligible for federal
the ocean, leaving the system vulnerable to
disaster relief; if it did not join, it would no longer
undermining and eventual collapse. Protection costs
be eligible. As a result of this program, new coastal
for the $100 million project would likely amount to
houses are generally elevated on pilings.
an additional $70 million. Wilcoxen concludes that
had sea level rise been considered, the project
Although Congress intended to prevent coastal
probably would have been sited elsewhere.
disasters, the National Flood Insurance Act does
not require strategic assessments of long-term issues
The impacts of sea level rise on the construction
(see Riebsame, Volume J). Thus, FEMA has not
grants program probably would be less in most
conducted strategic assessments of how the program
other cases. As sea level rises, larger pumps will
could be managed to minimize flood damage from
be necessary to transport effluents from settling
shoreline retreat caused by both present and future
ponds to the adjacent body of water. However, sea
rates of sea level rise.
level rise would not necessarily require alternative
siting. The projects serving barrier islands often are
Congress recently enacted the Upton-Jones
located on the mainland, and projects located on
Amendment (Public Housing Act of 1988), which
barrier islands are generally elevated well above
commits the federal government to pay for
flood levels. If barrier islands are raised in
rebuilding or relocating houses that are about to
response to sea level as the nationwide analysis
erode into the sea. Although the cost of this
suggests, sewerage treatment plants will be a small
provision is modest today, a sea level rise could
part of the infrastructure that has to be modified.
commit the federal government to purchase the
houses on all barrier islands that did not choose to
Engineering assessments have concluded that it
hold back the sea. Furthermore, this commitment
is already cost-beneficial to consider sea level rise
could increase the number of communities that
in the construction of coastal drainage systems in
decided not to hold back the sea.
urban areas. For example, the extra cost of
installing the larger pipes necessary to accommodate
The planned implementation of actuarially
a 1-foot rise in sea level would add less than 10% to
sound insurance rates would ensure that as sea level
the cost of rebuilding a drainage system in
rise increased property risk, insurance rates would
Charleston, South Carolina; however, failure to
rise to reflect the risk. This would discourage
consider sea level rise would require premature
construction of vulnerable houses, unless their value
rebuilding of the $4 million system (Titus et al.,
1987).
144
Sea Level Rise
RESEARCH NEEDS
Barth, M.C., and J.G. Titus, eds. 1984.
Greenhouse Effect and Sea Level Rise: A
A much better understanding of erosion
Challenge for This Generation. New York: Van
processes is needed to (1) understand how much
Nostrand Reinhold Company.
erosion will take place if no action is taken; and (2)
help identify the most cost-effective means for
Bentley, C.R. 1983. West Antarctic ice sheets:
protecting sandy shores. An improved
diagnosis and prognosis. In: Proceedings of the
Carbon Dioxide Research Conference: Carbon
understanding of how wetland accretion responds
to different temperatures, higher CO₂
Dioxide, Science, and Consensus. Conference
concentrations, changing mineral content, and the
820970. Washington, DC: Department of Energy.
drowning of adjacent wetlands is needed. This will
refine our ability to project future wetlands loss and,
Bruun, P. 1962. Sea level rise as a cause of shore
perhaps, devise measures for artificially enhancing
erosion. Journal of Waterways and Harbors
their vertical growth.
Division (ASCE) 1:116-130.
This report did not examine the impacts of
Dean, R.G. et al. 1987. Responding to Changes in
increased flooding because flood models have not
Sea Level. Washington, DC: National Academy
Press.
been applied to the large numbers of coastal sites
that would be necessary to conduct a nationwide
assessment. Time-dependent estuarine salinity
Dony, W.L., W.R. Farrand, and M. Ewing. 1962.
models, such as that of the Delaware River Basin
Pleistocene ice volumes and sea level lowering.
Commission, should be applied to major estuaries
Journal of Geology 70:206-214.
to examine impacts on ecosystems and drinking
water supplies.
Everts, C.H. 1985. Effect of sea level rise and net
sand volume change on shoreline position at Ocean
Assessments of the impacts of global warming
City, Maryland. In: Titus, J.G., ed. Potential
on coastal environments would be greatly improved
Impact of Sea Level Rise on the Beach at Ocean
by better estimates of future sea level rise. In
City, Maryland. Washington, DC: U.S.
addition to the improved ocean modeling that will
Environmental Protection Agency.
be necessary for better projections of surface air
temperatures (see Chapter 2: Climate Change), this
Fairbridge, R.W., and W.S. Krebs, Jr. 1962. Sea
will also require a substantial increase in the
level and the southern oscillation. Geophysical
Journal 6:532-545.
resources allocated for monitoring and modeling
glacial processes. Finally, this report assumed that
winds, waves, and storms remained constant; future
Gibbs, M. 1984. Economic analysis of sea level
studies will need estimates of the changes in these
rise: methods and results. In: Barth, M.C., and
climatic variables.
J.G. Titus, eds. Greenhouse Effect and Sea Level
Rise: A Challenge for This Generation. New York:
Van Nostrand Reinhold Company.
REFERENCES
Gornitz, V.S., S. Lebedeff, and J. Hansen. 1982.
Global sea level trend in the past century. Science
Armentano, T.V., R.A. Park, and C.L. Cloonan.
215:1611-1614.
1988. Impacts on coastal wetlands throughout the
United States. In: Titus, J.G. ed. Greenhouse
Hoffman, J.S., D. Keyes, and J.G. Titus. 1983.
Effect, Sea Level Rise, and Coastal Wetlands.
Projecting Future Sea Level Rise. Washington, DC:
Washington, DC: U.S. Environmental Protection
U.S. Environmental Protection Agency.
Agency.
Hoffman, J.S., J. Wells, and J.G. Titus. 1986.
Barnett, T.P. 1984. The estimation of "global" sea
Future global warming and sea level rise. In:
level change: a problem of uniqueness. Journal of
Sigbjarnarson, G., ed. Iceland Coastal and River
Geophysical Research 89(C5):7980-7988.
Symposium. Reykjavik, Iceland: National Energy
Authority.
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Chapter 7
Houck, O.A. 1983. Land loss in coastal Louisiana:
Louisiana Wetland Protection Panel. 1987. Saving
causes, consequences, and remedies. Tulane Law
Louisiana's Coastal Wetlands and the Need for a
Review 58(1):3-168.
Long-Term Plan of Action. Washington, DC: U.S.
Environmental Protection Agency/Louisiana
Howard, J.D., O.H. Pilkey, and A. Kaufman. 1985.
Geological Survey. EPA-230-02-87-026.
Strategy for beach preservation proposed. Geotimes
30(12):15-19.
Lyle, S.D., L.E. Hickman, and H.A. Debaugh. 1987.
Sea Level Variations in the United States. Rockville,
Hughes, T. 1983. The stability of the West
MD: National Ocean Service.
Antarctic ice sheet: what has happened and what
will happen. In: Proceedings of the Carbon
Meier, M.F. et al. 1985. Glaciers, Ice Sheets, and
Dioxide Research Conference: Carbon Dioxide,
Sea Level. Washington, DC: National Academy
Science, and Consensus. Conference 820970.
Press.
Washington, DC: Department of Energy.
Meier, M.F. 1984. Contribution of small glaciers to
Hull, C.H.J., and J.G. Titus. 1986. Responses to
global sea level. Science 226(4681):1418-1421.
salinity increases. In: Hull, C.H.J., and J.G. Titus.
1986. Greenhouse Effect, Sea Level Rise, and
Mercer, J.H. 1968. Antarctic ice and Sangamon
Salinity in the Delaware Estuary. Washington, DC:
sea level. Geological Society of America Bulletin
U.S. Environmental Protection Agency and
79:471.
Delaware River Basin Commission.
Oldale, R. 1985. Late quaternary sea level history
Hull, C.H.J., and J.G. Titus. 1986. Greenhouse
of New England: a review of published sea level
Effect, Sea Level Rise, and Salinity in the Delaware
data. Northeastern Geology 7:192-200.
Estuary. Washington, DC: U.S. Environmental
Protection Agency and Delaware River Basin
Revelle, R. 1983. Probable future changes in sea
Commission.
level resulting from increased atmospheric carbon
dioxide. In: Changing Climate. Washington, DC:
Kana, T.W., J. Michel, M.O. Hayes, and J.R.
National Academy Press.
Jensen. 1984. The physical impact of sea level rise
in the area of Charleston, South Carolina. In:
Schelling, T. 1983. Climatic change: implications
Barth, M.C., and J.G. Titus, eds. Greenhouse
for welfare and policy. In: Changing Climate.
Effect and Sea Level Rise: A Challenge for This
Washington, DC: National Academy Press.
Generation. New York: Van Nostrand Reinhold
Company.
Sorensen, R.M., R.N. Weisman, and G.P. Lennon.
1984. Control of erosion, inundation, and salinity
Kennett, J. 1982. Marine Geology. Englewood
intrusion. In: Barth, M.C., and J.G. Titus, eds.
Cliffs, NJ: Prentice-Hall.
Greenhouse Effect and Sea Level Rise: A
Challenge for This Generation. New York: Van
Kyper, T., and R. Sorenson. 1985. Potential
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impacts of sea level rise on the beach and coastal
structures at Sea Bright, New Jersey. In: O.T.
State of Maine. 1987. Dune Rule 355. Augusta,
Magson, ed. Coastal Zone '85. New York:
ME: Maine Department of Environmental
American Society of Civil Engineers.
Protection.
Leatherman, S.P. 1984. Coastal geomorphic
Thomas, R.H. 1986. Future sea level rise and its
responses to sea level rise: Galveston Bay, Texas.
early detection by satelite remote sensing. In: Titus,
In: Barth, M.C., and J.G. Titus, eds. Greenhouse
J.G., ed. Effects of Changes in Stratosphere Ozone
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Thomas, R.H. 1985. Responses of the polar ice
Titus, J.G., M.C. Barth, J.S. Hoffman, M. Gibbs,
sheets to climatic warming. In: Meier, M.F., D.G.
and M. Kenney. 1984b. An overview of the causes
Aubrey, C.R. Bentley, W.S. Broecker, J.E. Hansen,
and effects of sea level rise. In: Barth, M.C., and
W.R. Peltier, and R.J.C. Somerville, eds. Glaciers,
J.G. Titus, eds. Greenhouse Effect and Sea Level
Ice Sheets, and Sea Level. Washington, DC:
Rise: A Challenge for This Generation. New York:
National Academy Press.
Van Nostrand Reinhold Company.
Titus, J.G. 1988. Sea level rise and wetlands loss:
Titus, J.G., T. Henderson, and J.M. Teal. 1984.
an overview. In: Titus, J.G., ed. Greenhouse
Sea level rise and wetlands loss in the United States.
Effect, Sea Level Rise, and Coastal Wetlands.
National Wetlands Newsletter 6:4.
Washington, DC: U.S. Environmental Protection
Agency.
Titus, J.G., C.Y. Kuo, M.J. Gibbs, T.B. LaRoche,
M.K. Webb, and J.O. Waddell. 1987. Greenhouse
Titus, J.G., ed. 1988. Greenhouse Effect, Sea Level
effect, sea level rise, and coastal drainage systems.
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113(2):216-227.
Titus, J.G. 1987. The greenhouse effects, rising sea
level, and society's response. In: Devoy, R.J.N.
Wilcoxen, P.J. 1986. Coastal erosion and sea level
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Francisco's West Side Transport Project. Coastal
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Atmospheric ozone 1985. Assessment of our
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present distribution and change. Global Ozone
the Beach at Ocean City, Maryland. Washington,
Research and Monitoring Project, Report No. 16.
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Van Nostrand Reinhold Company.
147
CHAPTER 8
BIOLOGICAL DIVERSITY
FINDINGS
Rapid climate change would add to the already
existing threats biodiversity faces from
Unlike most other impacts, loss of species and
anthropogenic activities, such as deforestation
reduced biological diversity are irreversible. The
and habitat fragmentation.
ability of a natural community to adapt to changing
climate conditions will depend on the rate of climate
Marine Ecosystems
change, the size of species ranges, the dispersal
rates of the individual species, and whether or not
The loss of coastal wetlands and coastal
barriers to species migration are present. If climate
habitat resulting from sea level rise and
changes rapidly, many species will be lost.
saltwater intrusion may profoundly affect the
populations of all inhabitants of these
Species Diversity
ecosystems, including mollusks, shellfish,
finfish, and waterfowl. However, there is no
The effect of climate change on species and
evidence to indicate these species would
ecosystems will most likely vary, with some
become extinct.
species benefiting and others facing extinction.
The uncertainties surrounding the rate of
Freshwater Ecosystems
warming, individual species response, and
interspecies dynamics make impacts difficult to
Freshwater fish in large bodies of water, such
assess. However, climate change would alter
as the Great Lakes, may increase in
competitive outcomes and destabilize natural
productivity, but some significant species could
ecosystems in unpredictable ways.
decline. Fish in smaller bodies of water may
be more constrained in their ability to respond
In many cases, the indirect effects of climate
to climate change. They also may be harmed
change on a population, such as changes in
by reductions in water quality.
habitat, in food availability, and in
predator/prey relationships, may have a
Migratory Birds
greater impact than the direct physiological
effects of climate change.
Migratory birds are likely to experience mixed
effects from climate change, with some arctic
Natural and manmade barriers, including
nesting herbivores benefiting and continental
roads, cities, mountains, bodies of water,
nesters and shorebirds suffering. The loss of
agricultural land, unsuitable soil types, and
wintering grounds due to sea level rise and
habitat fragmentation, may block migration of
changing climate could harm many species, as
species in response to climate change and
would the loss of inland prairie potholes due to
exacerbate losses.
potentially increased continental dryness.
The areas within the United States that appear
to be most sensitive to changes in climate are
Policy Implications
those that have a number of threatened and
endangered species, species especially sensitive
Existing refuges, sited to protect a species or
to heat or drought stress, and species
ecosystem under current climate, may not be
inhabiting coastal areas.
properly located for this purpose if climate
changes or as species migrate.
149
Chapter 8
Wildlife agencies such as the Department of
may face a more rapid change in climate that may
the Interior, state government agencies, and
have important consequences for biological diversity.
conservation organizations may wish to assess
the feasibility of establishing migratory
The National Resource
corridors to facilitate species migration.
Public and private lands in the United States
Areas that may become suitable future habitat
provide sanctuary for an abundant diversity of plants
for threatened and endangered species, such as
and animals. About 650 species of birds reside in
lowland areas adjacent to current wetlands,
or pass through the United States annually. Over
need to be identified and protected.
400 species of mammals, 460 reptiles, 660
freshwater fishes, and tens of thousands of
The practice of restoration ecology may need
invertebrates can be found in this country, in
to be broadened to rebuild parts of ecosystems
addition to some 22,000 plants (U.S. Fish and
in new areas as climates shift.
Wildlife Service, 1981). These species compose a
wide variety of ecosystem types within the United
The increase in the number of species at risk
States, including coniferous and broad-leaf forest,
as a result of climate change may require new
grassland, desert, freshwater, marine, estuarine,
strategies for balancing ecosystem level
inland wetland, and agricultural ecosystems. Figure
concerns with single species concerns. Agency
8-1 shows the major ranges of natural vegetation in
programs such as the Fish and Wildlife
the United States.
Service's Endangered Species Program, may
wish to assess the relative risk of climate
The U.S. national parks, forests, wilderness
change and more current stresses on ecological
areas, and fish and wildlife refuges are among the
systems.
public lands that provide sanctuary for wildlife
resources, including many endangered species. U.S.
public lands, which encompass over 700 million
VALUE OF BIOLOGICAL
acres (about 32% of the land area of the United
DIVERSITY
States), support about 700 rare species and
communities (Roush, 1986). Over 45% of the lands
held by the Forest Service, Fish and Wildlife
Maintaining the biological diversity of our
Service, National Park Service, and Bureau of Land
natural resources is an important goal for the
Management are in Alaska, and over 48% are
nation. The preamble to the Endangered Species
located in the 11 most western states (U.S.
Act of 1973 emphasizes the value of individual
Department of the Interior, 1987). However, much
species, stating that endangered and threatened
of the nation's biological diversity lies outside these
species of fish, wildlife, and plants "are of aesthetic,
areas.
ecological, educational, historical, recreational and
scientific value to the Nation and its people." We
Private land holdings also account for a great
depend upon our nation's biological resources for
deal of this nation's biological endowment. Private
food, medicine, energy, shelter, and other important
groups, such as the Nature Conservancy and the
products. In addition to species diversity, the
Audubon Society, manage 500,000 acres and 86,000
genetic variability within a species and the wide
acres, respectively, for biological diversity.
variety of ecosystems add to biological diversity.
Reduced biological diversity could have serious
implications for mankind as untapped resources for
GENERAL COMPONENTS OF
research in agriculture, medicine, and industry are
irretrievably lost.
BIOLOGICAL DIVERSITY
The evolving biological diversity of this planet
Biological diversity can be broadly defined as
is inevitably affected by climate change. Historic
the full range of variety and variability within and
climate changes have resulted in major changes in
among living organisms. It includes species
species diversity. This has been true for the millions
diversity, genetic diversity, and ecosystemic or
of years life has existed on Earth. Now our planet
community diversity. This report concentrates on
150
Biological Diversity
Sf
Sg
Mt
Ne
Tg
S
Oh
SW
Op
Op
Se
C
Rb
Mg
M
Sf
Spruce-fir forest
SW
Southwest broadleaf woodland
S
Sagebrush shrubland
Tf
Transition pine-aspen forest
Sg
Short grassland
Mg
Mesquite and desert grassland
Ne
Northeast hardwood forest
Tg
Tall grassland
C
Creosote bush shrubland
Oh
Pacific coast forest
Oak-hickory forest
north: spruce, hemlock
Rb
Riverbottom cypress-tupelo-sweetgum
south: douglas fir
Op
Oak-pine forest
Mt
Coast Range-Rocky
Mountain conifer forest
Mangrove swampland
lower: pine, douglas fir
higher: spruce-fir
Se
Southeast pine forest
summits: alpine meadow
Figure 8-1. Natural vegetation in the United States (Hunt, 1972).
species diversity, but only because it is better
The stresses brought about by development,
understood. Genetic and ecosystemic diversity are
overuse, and alteration of habitat have fragmented
equally important.
much of the world's natural habitat and have
created many new barriers. Consequently, for many
Species Diversity
species, dispersal has become much more difficult
than it was in the past. For other species, humans
Each species occurs in a characteristic range or
have inadvertently aided dispersal and have caused
geographical area. The factors controlling species
rapid spread in recent years. Such practices as
ranges are critical constraints on biological diversity.
clearcut logging prevent the dispersal of species
The presence of a species in an area suggests that
adapted to dense forest conditions (e.g., flying
the species must have successfully achieved the
squirrels) and promote the dispersal of species
following: (1) dispersal into an area (no barriers to
suited to open areas (e.g., deer).
dispersal, such as the presense of bodies of water or
unsuitable soil types); (2) survival in that area (the
Currently, 495 species are listed as endangered
physical characteristics of the area were suited to
within the United States, and over 2,500 species
the species' physiology, and food was available); and
await consideration for that status by the Fish and
(3) establishment in the area (the organism found
Wildlife Service. The list of endangered species is
an appropriate place in the food web in the absence
dominated by plants, birds, fishes, and mammals but
of excessive competition and predation, and was
also includes insects, amphibians, reptiles, mollusks,
able to reproduce).
and crustaceans (U.S. Fish and Wildlife Service,
1988).
151
Chapter 8
New species are created through the
contribute to the extinction of a species by reducing
evolutionary process of speciation, whereas existing
its ability to adapt to changing environmental
species are lost through extinction. Speciation
conditions.
generally requires at least hundreds of thousands of
years. However, extinction as a result of human
Generally, species with larger populations have
activities, even without climate change, is occurring
greater genetic diversity. Species near extinction
rapidly and at an increasing rate. Owing to its
represented by few individuals in few populations
slowness, the process of speciation does little to
have lower genetic diversity, a situation exacerbated
offset species' loss to extinction.
by inbreeding. Additionally, extreme climatic events
may cause bouts of natural selection that reduce
Stressed Biological Diversity
genetic variability (Mayr, 1963).
Biological diversity continues to erode steadily
Community and Ecosystemic Diversity
around the globe as a result of human activities.
Habitat destruction, degradation, and fragmentation
Ecosystemic diversity is the number of
have resulted in the loss of many species and have
distinctive assemblages of species and biotic
reduced the ranges and populations of others.
processes that occur in different physical settings.
These impacts affect all three levels of biological
A long-leaf pine forest, a sand dune, and a small
diversity. Through providing an additional pressure
pond are all part of our diversity at this level.
on ecological systems, climate change will further
Ecosystems come into existence through complex
reduce the biological diversity in this nation and
physical and biological processes not now well
around the globe.
understood. They may be lost by outright
replacement of one by another (as in the
It is difficult to determine the exact rate of
desertification of a grassland) or by the gradual
species extinction because the number of species on
merging of two formerly separate ecosystems (as in
the Earth is known only to an order of magnitude.
the loss of some estuarine systems when they
A recent estimate by Wilson (1988) places the total
become saltier and take on more of the
number of species between 5 and 30 million.
characteristics of a purely saltwater ecosystem).
Assuming 10 million species, Wilson made the
Ecosystems can also be eliminated because of
rough calculation that one in every 1,000 species is
human activities (as in the filling in of a wetland).
lost each year. Wilson then compared this to
estimates of extinction rates over geologic time,
which ranged between 1 in every 1 million and 1 in
FACTORS AFFECTING THE
every 10 million each year. Thus, human activities
RESPONSE OF BIOLOGICAL
may be eliminating species at least 1,000 times
faster than natural forces.
DIVERSITY TO CLIMATE
CHANGE
The significance of rare species should not be
underestimated. A narrowly or sparsely distributed
species may be a keystone in an ecosystem,
Species respond to environmental change on a
controlling the structure and functioning of the
hierarchy of time scales. For relatively small
community, or it may be a species of great and yet
changes occurring within the lifetime of an
unknown value to humans.
individual, each member of the species can respond
through a variety of physiological adjustments.
Individual species differ in their ability to adjust to
Genetic Diversity
change. Some can withstand a great deal of climate
change, whereas others are restricted to a narrow
Each species that persists has a characteristic
range. Over several generations, natural selection
genetic diversity. The pool of genetic diversity
can cause genetic adaptation and evolution in
within a species constitutes an adaptation to its
response to the change. Alternatively, a species can
present environment as well as a store of adaptive
respond to climate change by moving into a new
options for some possible changes in the
area through migration and dispersal. This can
environment. The loss of genetic diversity can
occur over a relatively short period of time if the
152
Biological Diversity
species has the biological ability to move quickly.
negative response, such as local extinction in an
The discussion of response to climate change
area, is usually quicker than the positive response of
centers on migration as the response that could
new species' colonization of a region (see Chapter
occur over a relatively short period of time.
5: Forests). In the Arctics, the lag period between
climate change and species response by migration
The distributions of species are significant
and colonization may be several hundred years
indicators of climate change. Local climate appears
(Edlund, 1986). This lag period will leave areas
to be the primary factor defining an environmental
open for weedy, opportunistic species that can
setting and determining the species composition and
quickly migrate and propagate in a region.
spatial patterns of communities in terrestrial zones
(Bolin et al., 1986). Temperature means,
The rate of climate change will be crucial to
temperature extremes, and precipitation are the
the survival of the species in an ecosystem. A 3°C
factors most often affecting the potential natural
(5°F) increase in temperature, for example, would
distributional limits of a species (Ford, 1982), while
effect a several hundred kilometer poleward shift in
the actual distribution of a species is also affected
the temperate vegetation belts (Frye, 1983). If this
by soil type, soil moisture, ecological dynamics, and
change took place within a century, species would
regional isolation.
need to migrate several kilometers each year to
adapt to this warming. Plants have a wide range of
Rate of Climate Change
migration rates, and only some may be able to
achieve this rate. Failure of a species to "keep up"
Predicting how a species or ecosystem might
with suitable environmental conditions would
respond to a given environmental change is difficult.
eventually result in extinction.
Adaptation to climate change will inextricably
depend on the rate of climate change. For some
Many factors make evaluating the impact of
species, migration rates may be inadequate to keep
climate change on ecosystems difficult. The great
up.
interdependencies among species in an ecosystem
add considerable uncertainty to the effect that the
The large number of combinations of dispersal
various responses of individual species will have on
range and age to reproduction make the potential
the system. An impact upon a single species could
rate of migration different for every species.
profoundly affect the entire ecosystem. Certain
Paleorecords suggest migration rates between 10
species are vital to the workings of their ecosystems.
and 20 kilometers per century for chestnut, maple,
Among them are large carnivores that regulate
and balsam fir, and between 30 and 40 kilometers
predator-prey relationships, large herbivores that
per century for some oak and pine species (see
significantly change vegetation, and organisms that
Chapter 5: Forests). On the other hand, cattle
pollinate plants (WRI, 1988). Plants can also be key
egrets have shown a much quicker migration rate by
species within an ecosystem. For example,
colonizing all of the North American tropics within
elimination of a tree species in a region could have
approximately 40 years.
a significant effect on the whole forest ecosystem,
including birds, insects, and mammals.
As species shift at different rates in response
to climate change, communities may disassociate
Animal populations are generally much more
into new arrangements of species. Local extinction
mobile than plants. But animal distributions heavily
can result either directly from physiological
depend on vegetation for food, protection, and
pressures or indirectly from changes in interspecies
nesting habitat. Species not directly dependent on
dynamics. Hence, the effect of climate change on
vegetation ultimately depend on some other species
an area will be to cause sorting and separation of
that is. The ranges of the fig wasp and the fig
species as a result of the differential rate of
depend entirely upon one another. In this case, the
migration and species retreat (Ford, 1982).
plant species depends on a single pollinator, and
Ecosystems, therefore, will not migrate as a unit.
the insect species relies upon a single species of
plant for food (Kiester et al., 1984).
Species do not immediately respond to
changed and changing environmental conditions. A
153
Chapter 8
Effect on Genetic Diversity
change frequently result from insufficient habitat
area or isolation from other populations. The
With regard to genetic diversity, rapid climate
problem of isolation is similar to that of island
change would select for those genotypes
species and has become known as the island
(combinations of genes) that were best suited to the
dilemma. Species on reserves are often remnants of
new climate regime and would tend to eliminate
larger populations and are more susceptible to
others. This process of natural selection would
environmental stress and extinction.
usually decrease the genetic variability within a
population. In the long term (evolutionary time), it
Species on reserves are likely to be pressured
is possible that greater climatic variability could
from two directions as a result of climate change.
select for greater genetic variability.
A population isolated on a reserve surrounded by
altered or unsuitable habitat receives little
Barriers to Response
immigration from populations outside the reserve.
Also, that population may not be able to colonize
The rate of species migration is also affected
areas outside the reserve as these areas become
by natural and manmade barriers and by
suitable because of development or other alterations
competition. Peters and Darling (1985) examined
of habitat.
the potential responses of species to climate change,
ecological interactions, and barriers to adaptation.
Even without the added pressure of climate
Physical barriers include mountains, bodies of water,
change, reserve populations are vulnerable because
roads, cities, agricultural land, inappropriate soil
many reserves are not large enough to support a
type, and habitat heterogeneity (landscape
self-sustaining population (Lovejoy, 1979). The
patchiness). A species whose migration rate is
predictive theory of island biogeography showed
sufficient to keep up with changing conditions could
that, other factors being equal, small islands
become constrained by a physical barrier. Inability
accommodate smaller numbers of species than do
to cross the barrier could result in a reduction of
large islands (MacArthur and Wilson, 1967). This
the range of the species and its eventual extinction.
held true for other ecological "islands," such as
mountaintops, woodlots, and lakes. Also, when
Reserve and Island Species
large ecosystems become smaller through
fragmentation, the number of species always
Additional constraints on the ability of
declines. Figure 8-2 shows how mammalian
populations living on reserves to respond to climate
extinctions have been inversely related to refuge
area in North American parks.
REFUGE AREA VS, SPECIES LOSS
45
2
40
35
1
3
5
PERCENT OF ORIGINAL
SPECIES LOSS (AS PERCENT OF ORIGINAL)
PARK
AREA (km²)
SPECIES LOST
30
4
6
1)
Bryce Canyon
144
36
25
2)
Lassen Volcano
426
43
7
3)
Zion
588
36
8
4)
Crater Lake
641
31
20
5)
Mount Rainier
976
32
6)
Rocky Mountain
1,049
31
7)
Yosemite
2,083
25
15
8)
Sequoia-Kings Canyon
3,389
23
9)
Glacier-Waterton
4,627
7
10
10)
Grand Teton-Yellowstone
20,736
4
5
9
10
0
4
6
8
10
REFUGE AREA (LOG SQ. Km)
Figure 8-2. Habitat area and loss of large animal species in North American parks (1986) (Newmark, 1987).
154
Biological Diversity
Reserves that originally may have been well
often respond more easily to changing conditions on
sited to protect a vulnerable population and its
a slope because a shorter distance is required to
habitat may, after climate change and population
migrate to achieve the same temperature change.
response, exist outside the now suitable range.
Figure 8-3 illustrates this problem. Large reserves
Among the problems associated with altitudinal
and buffer zones around reserves help to lessen
migration are displacement of the species at the top
these problems. Corridors between reserves lessen
(Peters and Darling, 1985). Also, with the increase
the problem of spatial isolation by allowing for
in altitude, the area available for colonization
some migration between reserves.
usually becomes smaller, communities become
isolated, and these smaller populations are more
DISTRIBUTION BEFORE MAN
prone to extinction.
A.
N
CLIMATE EFFECTS RESEARCH
FUTURE
RESERVE
This section reviews some previous studies of
ecological response to past changes in climate,
SL
recent studies of potential response to climate
change, and studies done for this report, which use
climate change scenarios from general circulation
CURRENT DISTRIBUTION
models for a doubled CO2 environment (see Table
B.
8-1).
Forest Ecosystems
RESERVE
The tree species that make up any forest are
SL
major factors in determining the biological diversity
found there. Trees provide a multitude of habitats
and are the basis of much of the food web in a
forest.
DISTRIBUTION WITH CLIMATE CHANGE
C.
Changes in forest composition resulting from
New SL
climate change (see Chapter 5: Forests) would have
FORMER
significant implications for biological diversity.
RESERVE
Potential northerly range shifts of several hundred
to a thousand kilometers may be limited by the tree
Old SL
species' ability to disperse. One possibility is that
southern pine forests will move farther north into
the regions currently occupied by mixed hardwood
Figure 8-3. Effect of climate change on biological
species. Some of these hardwood forests contain
reserves. Hatching indicates the following:
the highest tree species diversity found anywhere in
(A) species distribution before human habitation
the United States (Braun, 1950). If they migrated
(SL indicates southern limit of species range);
north, species would inevitably be lost, and overall
(B) fragmented species distribution after human
biological diversity would substantially decrease.
habitation; (C) species distribution after warming
(Peters and Darling, 1985).
If forests were disrupted by the extinction of
the dominant tree species, the land would be
Mountain Species
invaded by weedy, opportunistic species. This would
create a system with very low diversity, similar to
Just as species can migrate latitudinally, they
that following logging. Ultimately, these new
can respond altitudinally to climate change by
systems would not persist as succession took place,
moving up or down a mountain slope. Species can
but the pattern of succession following the removal
of a forest by rapid climate change is unknown.
155
Chapter 8
Table 8-1. Studies Conducted for This Report and
Freshwater Ecosystems
Cited in This Chapter
A study conducted by Magnuson et al.
(Volume E) concludes that in most areas of the
Potential Responses of Great Lakes Fishes and
Great Lakes, climate warming would increase the
Their Habitat to Global Climate Warming -
amount of optimal thermal habitat for warm-, cool-
Magnuson, Regier, Shuter, Hill, Holmer, and
and coldwater fishes (see Chapter 15: Great Lakes).
Meisner, University of Wisconsin (Volume E)
Although overall productivity would increase, overall
biological diversity could decrease through
The Effects of Global Climate Change on the
intensified species interactions.
Water Quality of Mountain Lakes and Streams
- Byron, Jassby, and Goldman, University of
A study by Byron et al. (Volume E) on
California at Davis (Volume E)
mountain lakes suggests that climate change would
cause a range of impacts, including higher
The Effects of Climate Warming on Lake Erie
productivity, changes in species composition, and
Water Quality - Blumberg and DiToro,
decreased water quality resulting from an increase
HydroQual, Inc. (Volume A)
in algal growth (see Chapter 14: California).
Blumberg (Volume A) found that thermal
Ecological Effects of Global Climate Change:
stratification in Lake Erie could decrease dissolved
Wetland Resources of San Francisco Bay -
oxygen levels.
Josselyn and Callaway, San Francisco State
University (Volume E)
The combined pressures of warmer waters,
saltwater intrusion, and a rising sea level would
Projected Changes in Estuarine Conditions
significantly affect estuaries. The regional studies
Based on Models of Long-Term Atmospheric
suggest that coastal estuaries would see a growth in
Alteration - Livingston, Florida State University
marine species and a loss of some estuarine species.
(Volume E)
A study by Josselyn (Volume E) on the San
Francisco Bay estuary suggests a decline in species
that use the delta for spawning (see Chapter 14:
California). Livingston (Volume E) concluded that
Tropical Forest Ecosystems
crabs, shrimp, oysters, and flounder in the
Apalachicola estuary could not survive the warming
The greatest concentration of biological
in the GISS and GFDL scenarios (see Chapter 16:
diversity in the world is in the rain forests of the
Southeast).
Tropics (Wilson, 1988). Besides reducing diversity,
deforestation contributes to disruption of the global
Saltwater Ecosystems
carbon cycle by releasing CO₂ into the atmosphere
and will directly affect the rate of climate change
In general, a warmer global climate would
(Prance, 1986). Indeed, on a global scale, the
increase productivity in ocean fisheries, but the
problems of tropical deforestation, rapid climate
location and relative abundance of species are likely
change through (among other factors) increased
to change (Sibley and Strickland, 1985). Up to
CO₂ production, and the loss of biological diversity
some threshold temperatures, such as 2°C (4°F),
can be seen as aspects of the same problem.
warmer ocean temperatures would increase ocean
productivity in many species, but beyond that
Tropical forests are also important as wintering
threshold, productivity could decline (Glantz,
grounds for migratory birds coming from the United
Volume J). It is likely that as productivity decreases,
States and as sources of new knowledge, because
biological diversity would decrease as well. Warmer
the patterns of interactions between species and
temperatures would most likely cause fish to
climate are at their most sensitive and complex
migrate poleward, although many other factors, such
there (Robinson, 1978; Janzen, 1986). The Tropics
as shifts in upwelling, may affect this.
may provide important leading indicators of the
ecological effects of climate change.
156
Biological Diversity
Coral Reef Ecosystems
Migratory Birds
Coral reefs provide the structural base for the
Migratory waterfowl are likely to experience
very biologically diverse reef ecosystems. Coral
very mixed effects as a result of warmer
reefs in the Caribbean and the Pacific may be
temperatures (Boyd, 1988). Herbivorous, arctic
severely stressed as a result of warmer water
nesting species, such as geese, could benefit from
temperatures and the rising sea level associated with
the shortened winter season and from the increases
climate change. Extensive bleaching of coral (the
in vegetation, in nesting habitat, and in ecosystem
expelling of symbiotic algae in response to
productivity (Harington, 1987). Smaller arctic
environmental stress) occurred in the Pacific after
nesting shorebirds, on the other hand, would be
the 1982-83 El Niño (Glynn, 1984) and in the
harmed by the encroachment of taller vegetation,
Caribbean following a summer of elevated water
potentially eliminating the preferred low-lying
temperatures in 1987 (Roberts, 1987). Loss of the
tundra breeding ground. Other effects on
algae, the primary food source of the coral, is
shorebirds could result from changes in ecosystem
thought to kill coral, making the reef ecosystem
predator-competitor relationships and changes in
vulnerable to erosion and physical devastation.
the seasonal timing of such events as larval blooms,
upon which these birds depend for nourishment
Coral reefs also will very likely be affected by
while they are in a flightless stage and during
sea level rise. Studies by Buddemeier and Smith
migration (Myers, 1988).
(1988) and Cubit (1985) suggest that vertical
accretion of reef flats eventually may be unable to
Waterfowl that breed in the continental interior
keep up with an accelerating rise in sea level. Reef
may suffer more than arctic nesters. Over half of
flats also may be subject to the stress of increasingly
all waterfowl in North America originate in the
large waves, erosion, and sedimentation, which can
prairie pothole region, a large agricultural area
inhibit coral growth (Buddemeier, 1988).
riddled with ecologically productive permanent and
semipermanent wetlands. Increased temperature
Arctic Ecosystems
and changes in seasonal precipitation could reduce
the highly variable number of potholes (wetlands)
Within the North American Arctics, plant size,
in the area and could significantly impair the
vigor, and reproduction could be expected to
productivity of breeding ducks.
increase with higher temperatures in the near term
(years to decades). Some low-lying plants would
Because of the drought of 1988, over 35% of
most likely become upright, and there would be a
the seasonal wetlands within the prairie pothole
northerly movement of the tree line and all
region were dry during the breeding season (U.S.
vegetative zones (Edlund, 1986).
Fish and Wildlife Service, 1988). The Fish and
Wildlife Service forecast that only 66 million ducks
Over the longer term, however, rising
would migrate during the fall of 1988, a total of 8
temperatures may be a mixed blessing. Overall
million fewer than in 1987 and the second-lowest
biological productivity is likely to increase, and some
migration on record (Irion, 1988). The productivity
species may be able to increase their range.
index for mallards (number of young per adult) was
However, some arctic plant species are likely to be
0.8, which was down by over 20% from the
out-competed by invading species, and many others
historical average (U.S. Fish and Wildlife Service,
would face the same type of problem that
1988).
mountaintop species face: they would have nowhere
to go once they reach the Arctic Ocean. Thus,
Waterfowl and other migratory birds are likely
native arctic species may be especially at risk.
to be affected on both ends of their migratory
Other arctic species may face their own problems.
journey and at staging areas along the way. The
For example, caribou would be severely harmed if
loss of coastal wetlands, already an area of great
rivers do not freeze for periods long enough to
concern in the United States, reduces the amount of
allow for migration.
habitat available to waterfowl, creating population
pressures on a limited resource. Of the 215 million
157
Chapter 8
acres of wetlands in the coterminous United States
NATIONAL POLICY
at the time of settlement, fewer than 99 million
IMPLICATIONS
acres (46%) remain (U.S. Fish and Wildlife Service,
1988). Loss of an additional 26 to 82% of existing
coastal wetlands could occur over the next century
Climate change presents new challenges for
as a result of a 1-meter rise in sea level, saltwater
policymakers, regulators, and resource managers.
intrusion, and human development (see Chapter 7:
Planning for climate change may help to minimize
Sea Level Rise). Loss of wintering habitat along the
the disruption to natural systems and facilitate
Gulf of Mexico would affect many waterfowl,
adaptation under changing conditions. Decisions
including mallards, pintails, and snow geese.
will need to be made in an environment of
increased pressure on many other resources.
The Tropics, the winter home for many species
of migratory birds, may be significantly altered by
Policies regarding rare and endangered species
rapid climate change. The need to protect a species
are likely to change as the number of species at risk
in all parts of its range underscores the truly global
greatly increases. As more species become stressed
nature of the effects of rapid climate change on
and potentially threatened by climate change,
biological diversity (Terborgh, 1974).
reevaluation of protection policies may be required.
The tradeoffs between protection of individual
Endangered Species
species and species' habitats and the broader
protection of biodiversity at the level of ecosystems
Hundreds of species are currently listed as
may need to be reexamined. As a part of this
endangered in the United States, and several
question, decisions concerning whether to protect
thousand await consideration for that status. These
existing communities or to foster establishment of
species are likely to be stressed further as a result
new communities may need to be made.
of climate change.
Management Options to Maintain
Threatened and endangered species of the
Biological Diversity
Southeast would be very susceptible to the impacts
of sea level rise. Some species potentially at risk in
Only a limited number of techniques are
that region include the Key deer, manatee, Florida
available for maintaining biological diversity.
panther, and Everglades kite (Breckenridge, 1988).
However, these techniques can be adapted and
Climate change could also greatly increase the
intensified to meet the potentially great impacts of
number of rare, threatened, and endangered species
rapid climate change.
in the United States.
Maintenance of Native Habitats
Other Direct and Indirect Stresses
The most direct way to maintain biological
As plant and animal species experience
diversity is to manage land to retain ecosystems,
increasing pressures from changes in temperature,
communities, and habitats. This already has been
precipitation, and soil moisture, so too will
successfully undertaken on a broad scale by federal
agriculture and urban water supplies. The changes
and state governments and by private organizations.
that result from the human response to climate
Ecosystem conservation, especially as represented by
change may have the greatest impact on biological
the national parks and other large reserves,
diversity. If the continental interior of North
maintains much of our national biological diversity.
America dries, for example, wetlands that dry out
These ongoing efforts will be the crucial first step
may be cultivated, and our current uses of water
for maintaining biological diversity in the face of
resources may change. These secondary effects may
climate change.
significantly compound the loss of biological
diversity.
158
Biological Diversity
Land acquisition and management policies
species is propagated in captivity. Indeed, some
should take climate change into account. Climate
rare species, such as the Pere David deer and the
change and the future requirements of whole
California condor, now exist only in captivity. This
ecosystems should be considered in siting and
technique can be made to work for a variety of
managing reserves. To preserve functioning
species, depending on their biology and the degree
ecosystems, large areas of land will be required.
to which they successfully adapt to captive
Preserves would need to be at least large enough to
conditions. As more species become threatened
support self-sustaining populations. Lands that
with extinction due to climate change, the effort
could be more important as future plant and animal
applied in this area may have to increase
habitats need to be identified and evaluated. Land
dramatically. However, only a tiny fraction of the
managers should consider whether these lands
nation's species can be maintained in this way.
should be set aside. Although identification of
Existing seed bank programs also provide an
appropriate future habitats is difficult and highly
important method for conserving plant genetic
dependent on the future rate and extent of climate
diversity.
change, some areas, such as lowland areas adjacent
to current wetlands, hold good potential for habitat
Restoration of Habitat
protection.
Restoration ecology is a new discipline whose
To protect a species, alternative sites should
goal is to develop methods to restore damaged
be considered with regard to the ecological needs of
ecological communities to their prior unaltered
target species under changing conditions. Siting
state. Except in forestry, where reforestation has a
reserves in mountainous areas is beneficial because
longer tradition, restoration ecology has been in
it allows for the shorter-distance altitudinal shifts of
existence for only a few years. Nonetheless, it offers
adjustment to changing climate. Stream corridors,
some real promise for ameliorating the effects of
which can be effective avenues of dispersal for
rapid climate change.
terrestrial as well as aquatic organisms, should be
protected wherever possible. Providing corridors
Normally, restoration is done at the site where
for migration between reserves also should enhance
the community previously existed and was altered or
the ability of wildlife to adapt to climate change.
damaged. Historical and baseline information is
Ideally, these corridors should be wide enough to
used to manage the species in such a way as to
maintain the ecosystem characteristics of the reserve
eliminate unwanted new species and to encourage
in their center. Some species do not find the
and possibly reintroduce native species.
habitat conditions of narrow corridors suitable for
migration.
Perhaps the theory and practice of restoration
ecology could be expanded to include rebuilding
The pressures caused by changing climate are
natural communities on sites where they have not
likely to exacerbate competing land-use demands.
previously existed. This activity has not yet been
Acquisition of land for preserving biological
attempted but may be necessary to save
diversity will often be difficult, especially in areas
communities displaced by climate change. If the
where agriculture or forestry may be expanding.
climate changes so that many of the key species of
Flexible management strategies that reserve the
a community can no longer survive in their original
possibility of land management for biological
range, and if the species are incapable of dispersing
diversity in the future, while allowing for other use
and establishing themselves elsewhere, then the
in the interim, hold potential for reducing resource
artificial transplantation of components of entire
conflicts and maintaining biological diversity.
communities may become necessary. This
Creative approaches such as encouraging
transplantation of communities would be a
hedgerows, which may serve as migratory corridors,
monumental task and could help to save much
should also be considered.
biological diversity, but it cannot possibly be
undertaken on the scale necessary to preserve all
Maintenance of Species in Artificial Conditions
species threatened by climate change. Restoration
ecology can be useful for extending reserve
When individual species are threatened with
boundaries and for providing migratory corridors.
extinction, a possible option is to ensure that the
159
Chapter 8
Planning Options
The federal government manages an enormous
amount of land and should consider management
While there are only a few management
options to preserve biological diversity on much of
techniques to maintain biological diversity, many
that land. The major management techniques of
different groups in our society can implement them.
habitat maintenance and restoration ecology could
These groups can be divided into the private and
be applied by the agencies actively responsible for
public sectors.
managing the nation's public lands.
Many different groups in the private sector,
ranging from private individuals to large
RESEARCH NEEDS
conservation organizations, will have an interest in
maintaining biological diversity. However, all would
The ability to protect biological diversity is
need information about the current and probable
severely restricted by a lack of knowledge regarding
future state of biological diversity. The federal
the rate of climate change, the precise nature of the
government may be able to play a role here by
change, how individual species will respond, and
providing information on the state of biological
how ecological balances will shift. Research should
diversity, including the systematics and distribution
be expanded in two areas: identification of
of species; on the genetic variability of species; and
biological diversity, and species interactions and
on the distribution of communities and ecosystems.
biological diversity. New management options for
biological diversity should be derived from these
The four major federal land management
studies.
agencies develop plans intended to lay out a
comprehensive framework and direction for
Identification of Biological Diversity
managing federal land. Land Resource
Management Plans, required for each national
forest, define the direction of management in the
First and most important, an intensified, better
forest for the next 10 to 15 years. In addition, the
coordinated research effort, involving both
Forest Service prepares 50-year plans, as required
systematics (organism classification) and ecology, is
by the Resource Conservation Act. The National
required to identify the biologically diverse
Park Service prepares a General Management Plan
resources of our country. There should be more
for each unit in the system that defines a strategy
coordination to identify U.S. plants and animals,
for achieving management objectives within a 10-
range maps, and habitat requirement information
for those species.
year time frame. A Statement for Management is
also prepared for each national park and is
evaluated every 2 years; this includes a
The apparently simple task of identifying the
determination of information needs. The Bureau
species of plants and animals that exist in a given
of Land Management's (BLM) Resource
area is actually a major barrier to further
Management Plans and the Fish and Wildlife
understanding. Although common species are
Service's Refuge Master Plans are prepared and
usually easy to identify, serious problems are often
revised as needed for BLM resource areas and
encountered in attempts to determine whether a
wildlife refuges (U.S. Department of the Interior,
widespread group is, for example, one or two
1987). These periodic reviews of the management
species. For example, there is currently no federally
plans for public lands should include consideration
sponsored Flora (listing of all known plants) of the
United States.
of the possible effect of climate change on
biodiversity.
Although it is necessary to describe the genetic
diversity of our nation's species, it is difficult to do
Some federal land management agencies are
so in a direct fashion. What may be feasible is the
beginning to devote resources to the climate change
issue. The Forest Service, for example, has begun
further development of population genetic theory
planning the Forest Atmosphere Interaction (FAI),
and of data that would predict the genetic diversity
which will be concerned with the relationship
of a species based on species' properties, such as
between the atmosphere and our national forests.
population size and habitat range variability.
The FAI has been designated a priority research
program for the Forest Service.
160
Biological Diversity
The challenge in describing ecosystem diversity
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biological diversity. Such a system will most likely
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and the indirect interactions of species with other
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moisture gradients would provide valuable
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studied using analog climate regions under changed
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response under changing climate conditions will not
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ecosystemic responses would enhance knowledge of
Buddemeier, R. 1988. Impacts of Climate Change
the likely effects. Further research on how species
on Coral Reefs, Islands and Tropical Coasts. Paper
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Impact of Climate Change on the Third World,
Washington, DC; March 24-25.
There should be further study on the question
of the relationship between ecosystem function and
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species diversity to resolve the uncertainty in this
and Turn-Offs: Causes and Mechanisms of the
area. Modeling the effect of climate change on
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ecosystem function and its relationship to diversity
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James Cook University, Townsville, Australia;
It will be impossible to study in detail even a
August 8-12.
fraction of the nation's species. The groups chosen
for study either must be representative of many
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species or must possess some special properties
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(such as extreme sensitivity to climate change). The
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CEQ. 1980. Council on Environmental Quality.
Kiester, A.R., R. Lande, D.W. Schemske. 1984.
Environmental Quality: Eleventh Annual Report.
Models of Coevolution and Speciation in Plants and
Washington, DC: U.S. Government Printing Office.
Their Pollinators. American Naturalist 124(2):220-
243.
Cubit, J. 1985. Possible Effects of Recent Changes
in Sea Level on the Biota of a Caribbean Reef Flat
Leatherman, S. 1987. Effects of Sea Level Rise on
and Predicted Effects of Rising Sea Levels.
Beaches and Coastal Wetlands. Climate Institute,
Preprint from the Proceedings of the Fifth
Proceedings of the First North American
International Coral Reef Congress, Tahiti.
Conference on Climate Change, Washington, DC,
pp. 140-146.
Edlund, S. 1986. Modern Arctic Vegetation
Distribution and Its Congruence With Summer
Lovejoy, T. 1979. Refugia, refuges and minimum
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neotropical herpetofauna. In: Duellman, W., ed.
Canadian Arctic.
The South American Herpetofauna: Its Origin,
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Ford, Michael. 1982. The Changing Climate.
Museum Natural Hist. Monograph 7:1-485.
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MacArthur, R., and E. Wilson. 1967. The Theory
Frye, R. 1983. Climatic Change and Fisheries
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Glynn, P. 1984. Widespread Coral Mortality and the
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1982-83 El Niño Warming Event. Environmental
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Myers, N. 1979. The Sinking Ark. New York:
Climate Change.
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Hunt, C.B. 1972. Geology of Soils. San Francisco,
Naveh, Z., and A. Lieberman. 1984. Landscape
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Irion, R. 1988. Drought Helps Two Endangered
Peters, R., and J. Darling. 1985. The greenhouse
Species Rebound, but It's a Dismal Year for Ducks.
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Janzen, D. 1986. The Future of Tropical Ecology.
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Wetlands, With Emphasis on the Great Lakes.
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Current Status and Recent Trends. U.S. Fish and
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Topping, J.C., and J. Bond. 1988. The Potential
Impact of Climate Change on Fisheries and Wildlife
Robinson, M.H. 1978. Is tropical biology real?
in North America. Report of the Climate Institute
Tropical Ecology 19(1):30-50.
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Roush, J. 1986. Private action for public lands.
U.S. Department of the Interior. 1987. National
The Nature Conservancy News 36(4):4-7.
Park Service and National Recreation and Park
Association. Trends 24(2):2-43.
Sibley, T., and R. Strickland. 1985. Fisheries:
some relationships to climate change and marine
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Means There's Still Time. Washington, DC:
ed. Characterization of Information Requirements
Department of the Interior, U.S. Fish and Wildlife
for Studies of CO₂ Effects. Washington, DC: U.S.
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U.S. Fish and Wildlife Service. 1988. Endangered
Strain, B. 1986. The biosphere and links to
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Climate-Vegetation Interactions. Proceedings of a
Wilcox, B. 1982. Biosphere Reserves and the
NASA/Goddard Space Flight Center Workshop;
Preservation of Biological Diversity. Towards the
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Biosphere Reserve: Exploring Relationships
Interdisciplinary Earth Studies, University
Between Parks and Adjacent Lands. Kalispell, MT:
Corporation for Atmospheric Research.
Parks Canada and U.S. National Park Service; June.
Strain, B. 1987. Direct effects of increasing
Wilson, E.O. 1988. Biodiversity. Washington, DC:
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2(1):18-21.
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BioScience 24(12):715-722.
163
CHAPTER 9
WATER RESOURCES
FINDINGS
to evaporative cooling. New plants may also locate
in coastal areas to obtain a water source that is
reliable and that may be used without violation of
Higher temperatures will most likely result in
thermal restrictions, although sea level rise could be
greater evaporation and precipitation; earlier
a problem. This would have important implications
snowmelt and reduced water availability in summer;
for land use, transmission lines, and the costs of
and, during dry periods, more rapid declines in soil
power.
moisture and water levels, volumes, and flows.
Although a general warming and global increase in
Where water availability is reduced, conflicts
precipitation are likely, the distribution of
among users could increase. These include
precipitation is highly uncertain and may change in
conflicts over the use of reservoir systems for
unexpected ways. As a result, the frequency,
flood control storage, water supply, or flow
seasonality, variability, and spatial distribution of
droughts, water availability constraints, floods, and
regulation; and conflicts over water rights
among agricultural, municipal, and industrial
water quality problems will very likely change.
users of water supply.
Some regions could benefit from changing
precipitation patterns, while others could experience
Should extreme flood events become more
great losses.
frequent in a river basin as a result of earlier
snowmelt and increased precipitation, activities
Although great uncertainty is associated with the
located in the floodplain would endure more
projection of future hydrologic conditions and their
water-use implications, we must be most concerned
damages or could require more storage
about current vulnerabilities to climate extremes
capacity (whether by construction, reallocation,
that could become exacerbated under climate
or changes in operating procedures), often at
the expense of other water uses.
change. For instance, certain dry regions could
become more vulnerable to drought as a result of
higher temperatures, earlier snowmelt, and/or shifts
Policy Implications
in precipitation.
Water management responses to current
vulnerabilities are available and in use, and can
Impacts on Water Uses
appropriately be brought into play to respond to
changing hydrologic conditions. These responses
If climate in a given region were to become
include the following:
warmer and drier, water availability would
decrease and water demand would increase,
Build new storage capacity, provided that the
especially demand for irrigation and electric
structures show positive net benefits under a
power production.
variety of possible climatic conditions;
Lower riverflows resulting from drier
Modify water system operations to improve
conditions could adversely affect instream uses
performance under extreme conditions, to
such as hydropower production, navigation,
enhance recovery from extreme conditions,
aquatic ecosystems, wildlife habitat, and
and to accept greater risk to low-valued uses to
recreation.
protect high-valued uses; and
Lower streamflow and lower lake levels could
Encourage a reduction in water demand and
cause powerplants to shift from once-through
an increase in water-use efficiency through
165
Chapter 9
conservation, water markets, water quality
owing to weather variability, 675 bgd of the 1,435
control, drought contingency planning, and
bgd of runoff water in the coterminous United
coordinated uses of regional and interstate
States is considered to be available for use in 95
water resources, provided that such measures
years out of 100 (Figure 9-1).
do not reduce the performance and recovery
capabilities of supply systems.
Surface and groundwaters are managed by
controlling and diverting flows through
impoundments and aqueducts; by withdrawing water
IMPACTS OF CLIMATE CHANGE
for such "offstream" applications as irrigation and
municipal use; by regulating flows to maintain
ON THE WATER RESOURCES IN
"instream" water quality and such uses as navigation,
THE UNITED STATES
hydropower, and recreation; and by controlling
flows under flood conditions to avoid loss of life,
damage to property, or inconvenience to the public.
Current Status of Water Resources
Water may be "withdrawn" and returned to the
source more than once, or "consumed" and not
The potential effects of climate change on
returned to the source.
water resources must be examined within the
context of the existing and projected supply of, and
In 1985, freshwater withdrawals for offstream
demands for, water.
uses totaled 338 bgd. Of the withdrawals, 92 bgd
were consumed, mostly for irrigation. Withdrawals
The United States is endowed with a bountiful
and consumption of freshwater by major offstream
supply of water, but the water is not always in the
uses in 1985 are summarized in Figure 9-1.
right place at the right time, or of the right quality.
On the average, 4,200 billion gallons per day (bgd)
Our investment in water infrastructure is
of precipitation fall on the lower 48 states.
substantial. Water supply for municipal and
However, a large portion of this water (66%)
industrial use represented a $108 billion national
evaporates, leaving 1,435 bgd (34%) for surface
investment in infrastructure in 1984 (National
water runoff and groundwater recharge. Largely
Council on Public Works Improvement, 1988).
Government agencies and industries spent $336
WITHDRAWALS
CONSUMPTION
RETURN FLOWS
76
EVAPORATION
2765
IRRIGATION/LIVESTOCK 140
64
4
THERMOELECTRIC POWER 131
127
PRECIPITATION
4200
DOMESTIC/COMMERCIAL 36
29
5
INDUSTRIAL/MINING 31
26
WITHDRAWALS
338
RETURN FLOW
SURFACE/
246
GROUND-WATER
FLOWS
SURFACE/
1435
INSTREAM/SUBSURFACE USE
GROUND-
1097
WATER
FLOW TO
OCEANS
1343
NUMBERS INDICATE BILLIONS OF GALLONS PER DAY
Figure 9-1. Water withdrawals and consumption by offstream uses, coterminous United States, 1985 (Solley et
al., 1988).
166
Water Resources
billion (in constant 1982 dollars) from 1972 to 1985
gap between demand for water and available supply
(Farber and Rutledge, 1987) on water pollution
is narrow, or the variability in water supply is high,
abatement and control activities. In other areas,
or both. For example, average surface water
excess water periodically floods agricultural and
withdrawal exceeds average streamflow in the Great
urban areas, causing annual average damages valued
Basin, Rio Grande, and Colorado River Basins. In
at $3 billion (in constant 1984 dollars) during the
these water-short basins, offstream water uses often
past decade (National Council on Public Works
conflict with instream uses, such as recreation and
Improvement, 1988).
maintenance of environmental quality. Degraded
water quality further limits water availability in
On a national scale, water supplies are
many regions. Table 9-1 summarizes the current
adequate, and water availability exceeds withdrawals
status of water supply by major river basin. The
and consumption. However, in some regions, the
regions are delineated in Figure 9-2.
Table 9-1. Current Status of Water Supply
Average
Stream-
Ground-
renewable
With-
Consump-
flow
water
supply
drawalsᵇ
tionᵇ
Reservoir
exceeded
overdraft
River basin
(bgd)ᵃ
(1985)
(1985)
storageᵇ
95% of timeᶜ
(%)
New England
78.4
11.7
0.9
15
62.4
0
Mid-Atlantic
80.7
29.5
2.1
11
62.2
1.2
South Atlantic-Gulf
233.5
13.5
2.1
15
55.5
6.2
Great Lakes
74.3
42.9
2.9
8
62.6
2.2
Ohio (exclusive of
139.5
22.3
1.5
13
59.0
0
Tennessee region)
Tennessee
41.2
22.3
0.8
24
77.0
0
Upper Mississippi (exclusive
of Missouri region)
77.2
21.9
2.3
14
54.0
0
Mississippi (entire basin)
464.3
3.7
1.2
32
46.7
0.5
Souris-Red Rainy
6.5
4.3
1.9
110
32.1
0
Missouri
62.5
55.2
20.3
120
40.7
24.6
Arkansas-White-Red
68.6
22.3
11.7
41
36.5
61.7
Texas-Gulf
33.1
41.4
18.2
67
27.5
77.2
Rio Grande
5.1
109.8
43.7
182
33.3
28.1
Upper Colorado
14.7
51.4
16.3
229
39.0
0
Colorado (entire basin)
15.6
47.4
27.2
403
75.0
48.2
Great Basin
9.9
81.8
36.4
30
50.0
41.5
Pacific Northwest
276.2
12.9
4.5
20
70.7
8.5
California
70.2
53.6
29.9
49
44.0
11.5
Alaska
975.5
0.4
0.0
0.1
78.5
0
Hawaii
7.4
17.2
1.8
0.1
60.3
0
Caribbean
5.1
11.9
3.2
5
35.6
5.1
ᵃAverage renewable supply is defined as the average flow potentially or theoretically available for use in the
region; units = billion gallons per day.
ᵇWithdrawals, consumption, and reservoir storage are expressed as a percentage of the average renewable supply.
ᶜAs a percentage of average streamflow.
Source: U.S. Water Resources Council (1978); U.S. Geological Survey (1984); Solley et al. (1988).
167
Chapter 9
SOURIS-RED RAINY
REGION 9
PACIFIC NORTHWEST
NEW ENGLAN
MISSOURI REGION 10
GREAT LAKES
REGION
4
UPPER MISSISSIPPI
MID-ATLANTIC
GREAT BASIN
REGION 7
REGION 16
OHIO REGION 5
UPPER
COLORADO
REGION 14
CALIFORNIA REGION 18
REGION
ARKANSAS WHITE RED
TENNESSEE
LOWER COLORADO
REGION 11
RIO
GRANDE
REGION 13
LOWER
MISSISSIPPI
REGION
SOUTH REGION 3 ATLANTIC GULF
8)
TEXAS-GULF
REGION 12
HAWAII
ALASKA
REGION 20
REGION 19
CARIBBEAN REGION 21
Puerto Rico
Figure 9-2. Water resources regions (U.S. Geological Survey, 1985).
Water supply and use have changed
on instream uses have made diversion of water for
significantly during the past decade. For the first
such applications as agriculture in the West and for
time since 1950, when the United States Geological
powerplant cooling in the East more difficult.
Survey began recording water withdrawals, national
total fresh and saline water withdrawals dropped
Climate Change, Hydrologic Conditions,
10% from 1980 to 1985 (from 443 billion gallons to
and Water Resources
399 billion gallons, of which 338 billion gallons were
freshwater) (Solley et al., 1988). Increased
As shown in Figure 9-3, weather controls
conservation and water recycling in agriculture,
hydrologic conditions through precipitation (mean
industry, and energy production, slower growth in
and frequency), runoff, snowmelt, transpiration and
energy demand, and decline in availability of new
evaporation, soil moisture, and the variability of
water supply reduced or tempered water use in all
storms and drought. In turn, the ability to use
sectors (Solley et al., 1988). Withdrawals declined
water resources is greatly influenced by variability in
by 7% in irrigation, by 33% in industry, and by 13%
hydrologic conditions.
in thermal power during the same period. Of the
major users, only municipal/domestic water supply
Climate change will affect both the supply of
increased (by 7%).
and demand for water. Figure 9-4 outlines the
major potential impacts of global warming and
The value of instream uses has risen relative
changes in precipitation on water resources.
to that of offstream uses. Navigation and
hydropower have retained their importance as
If climate warms in the United States, there
society has begun to place greater value on
will likely be greater evaporation and, in turn,
wastewater dilution, ambient water quality, fish and
greater precipitation; earlier snowmelt and, in turn,
wildlife habitats, and recreation. Higher values
reduced water availability in summer; and, during
168
Water Resources
ATMOSPHERIC MOISTURE
40,000 bgd
PRECIPITATION
4,200 bgd
EVAPORATION AND TRANSPIRATION FROM
SURFACE-WATER BODIES, LAND SURFACE
AND VEGETATION
2,800 bgd
CONSUMPTIVE USE
100 bgd
EVAPORATION
FROM OCEANS
WELL
RECHARGE
STREAMFLOW
TO OCEANS
WATER TABLE
1,230 bgd
TOTAL SURFACE
AND GROUND-WATER
FLOW TO OCEANS
FRESH GROUND WATER
1,300 bgd
INTERFACE
OCEAN,
SALINE GROUND WATER
bgd=billion gallons per day
Figure 9-3. Hydrologic cycle showing the gross water budget of the coterminous United States (Langbein et al.,
1949; Solley et al., 1983).
dry periods, more rapid declines in soil moisture
than in humid areas. In addition, each degree of
and water levels, volumes, and flows. Over the very
temperature increase causes a relatively greater
long term, groundwater availability may be affected
decline in runoff and water availability in arid
by altered recharge rates. Transpiration may not
regions as compared with humid regions. If
increase as much because increased levels of carbon
regional climate becomes warmer and drier, more
dioxide may shrink the stoma or pores of plants
vulnerability to interruptions in water availability
(Rosenberg, 1988). Although general warming is
may be observed.
likely to occur, the distribution of precipitation is
highly uncertain and may change in unexpected
As a result, the frequency, seasonality,
ways.
variability, and spatial distribution of droughts,
water availability constraints, floods, and water
Earlier studies have shown that small changes
quality problems would probably change. In many
in regional temperature, precipitation, and
locations, extreme events of dryness and flooding
evaporation patterns can cause significant changes
could become more frequent. Some regions may
in water availability, especially in arid areas (see
experience more drought conditions, others more
Nemec and Shaake, 1982; Klemes and Nemec, 1985;
flooding, others degraded water quality, and others
Beran, 1986). Precipitation is more variable in arid
a combination.
169
Chapter 9
Climate Change
Temperature Increase in
Regional Weather Variability
All Regions
Increased demand
Greater evapotranspiration
Less precipitation
More precipitation
Soil moisture loss
for air conditioning
Less runoff and
More runoff and
Earlier snowmelt
streamflow
streamflow
Reduced water supply
Increased flooding
in hotter, drier
in hotter, wetter
regions
regions
Increased demand for
Increased demand
cooling water for
Increased demand
for flood
electric power
for irrigation
control
production
Increased water
Increased surface
consumption and
water withdrawals
groundwater
mining
Adverse effects
Conflicts between
Conflicts between
Conflicts between
on water
off-stream and
irrigation and
flood control and
quality
in-stream uses
municipal/ industrial
all other uses
uses
Storage/supply
Nonstructural/demand
policy alternatives
policy alternatives
NOTE: Figure does not trace the impacts of reduced flows and increased evapotranspiration
on navigation, hydropower, and the Great Lakes.
Figure 9-4. National impacts of climate change on water supply and demand.
170
Water Resources
Global warming may have a significant impact
instream uses that depend on levels and
on the demand for water in some regions. Warmer
flows; and
temperatures may raise the demand for air-
conditioning in the South without a proportionate
domestic supplies that are vulnerable to
decrease in demand for electric heat. Increased
hazardous and toxic substances in ground
demand for cooling water for electricity powerplants
and surface water.
would result (see Chapter 10: Electricity Demand).
Warmer temperatures may also prompt more
Table 9-2 highlights the vulnerability of major
farmers to irrigate crops (see Chapter 6:
water uses in each region to climate change.
Agriculture).
Irrigation
Impacts of Climate Change on Water
Uses
Irrigation accounts for 42% of freshwater
withdrawals and 82% of freshwater consumption in
Models of global climate change do not yet
the United States. Although irrigated land
provide reliable data to predict regional changes in
comprises about 10% of harvested cropland acreage
the water supplies; however, we can indicate
nationwide, it contributes 30% of the value of
possible directions of impacts and the water uses
cropland production. Many of these crops are
and sectors affected.
fruits, vegetables, and specialty crops (U.S. Water
Resources Council, 1978; Bajwa et al., 1987). The
The following sections outline the potential
17 western states account for 85% of the irrigated
impacts of climate change on offstream and
lands in the country (Bajwa et al., 1987).
instream water uses. The uses most likely to be
affected are those currently vulnerable to water
Water-short western states are exploring
quantity and quality constraints:
numerous options for minimizing water
requirements. Because of depleted groundwater
irrigation, the major source of withdrawals
supplies, the rising cost of obtaining groundwater,
and consumption in the West;
and the high cost and limited availability of sites for
new surface water developments, irrigated acreage
thermal power production, a major source
has stabilized or is declining in some areas of the
of heat effluent and evaporative
West (Solley et al., 1988). Groundwater pumping
consumption, especially in the East;
for irrigation has already started to decline in the
Table 9-2. Potential Regional Impacts of Climate Change on Water Uses: Areas of Vulnerability
Arid
Western
Use
Pacific
River
Northwest
California
Basins
Great Plains
Great Lakes
Mississippi
Southeast
Northeast
Irrigation
X
X
X
X
X
Thermal
X
X
power
Industrial
X
X
X
Municipal/
X
X
X
domestic
Water quality
X
X
X
X
X
X
X
Navigation
X
X
X
Flood control
X
X
X
X
X
Hydropower
X
X
X
X
Recreation
X
X
171
Chapter 9
southern Great Plains States and in Arizona,
temperatures raise air-conditioning use (see Chapter
although the impacts on production have been
10: Electricity Demand). If streamflows are
mitigated by the adoption of more efficient
reduced as a result of climate change, powerplants
irrigation systems and by a switch to crops offering
using once-through cooling could be adversely
higher returns to water (Frederick and Kneese,
affected. Increased demand for power may
1989). In contrast, supplemental irrigation is rising
reinforce existing trends in powerplant design
in the Southeast, largely because of expansion in
toward evaporative cooling, and in powerplant siting
Georgia (Bajwa et al., 1987).
toward coastal locations. With less water available,
low-flow conditions may interrupt power production
Climate change may significantly affect
and may increase power production costs and
agriculture. Summer drought and earlier runoff are
consumer electricity prices.
likely to change agricultural practices and increase
demands for irrigation in most areas east of the
Industrial Uses
Rocky Mountains.
Since 1954, self-supplied industry steadily used
Thermal Power Generation
less and less water per unit of production (Solley et
al., 1988). This decline was partly due to
Steam electric powerplants withdraw almost as
efficiencies achieved to comply with federal and
much freshwater as irrigation but consume much
state water pollution legislation that restricts the
less than irrigation. Although the freshwater
discharge of untreated water. The trend toward
withdrawn to produce the nation's electricity totals
more efficient industrial water uses is likely to
131 bgd, only 4.35 bgd are actually consumed
continue.
(Solley et al., 1988).
In regions where flows are reduced, there
Future demand for water for power
could be a reduction in both the quantity and the
production will depend on energy demand,
quality of water available for industrial production.
technology, and on federal and state regulations
In addition, if the climate becomes drier, the
governing instream water quality, instream flow, and
potential for interruption of industrial supply will be
thermal pollution. Although a large amount of
increased.
installed capacity exists along eastern rivers,
freshwater withdrawals by powerplants in the East
Domestic Water Uses
have decreased, and siting of plants in coastal areas
has increased, so that by 1987, 30% of installed
Domestic uses account for 10% of total water
capacity in coastal areas used saline surface water
withdrawn and 11% of consumption. Over the past
(Solley et al., 1988). In addition, the thermal
20 years, domestic water use has increased from 16
regulations have caused a shift in the design of new
to 25 bgd owing to growth in the number of
cooling systems from once-through cooling, which
households, with little change in usage per
discharges heat back into the water sources, to
household (Solley et al., 1988).
evaporative cooling with towers and ponds
(Breitstein and Tucker, 1986). Although
Most municipal water supply systems are
evaporative cooling alleviates thermal pollution, it
designed to provide reliable water at all times (safe
increases water consumption.
yield). However, urban growth depends upon
developed water supply, which is approaching
During droughts, federal and state regulations
exhaustion in some areas. For instance, in the
protecting instream uses and limiting thermal
Southeast and parts of the West, a large percentage
discharges may constrain withdrawals for
of municipal water supply comes from groundwater
powerplant cooling. In addition, powerplant water
(U.S. Water Resources Council, 1978; Solley et al.,
needs on some eastern rivers are so large that
1988). These regions withdraw more groundwater
insufficient water may be available to dissipate heat
than can be recharged; consequently, any increased
during low-flow conditions (Hobbs and Meier,
drought caused by climate change could accelerate
1979).
groundwater mining (see Chapter 14: California and
Chapter 16: Southeast).
Demand for electric power and construction of
new generating capacity may increase as warmer
172
Water Resources
Municipalities in the West are purchasing
and streams depends in part on water quantity.
irrigators' water rights to ensure adequate water
Water supply is needed for dilution of wastewaters
supplies for urban growth. If climate change results
that flow into surface and groundwater sources.
in reduced municipal supply, this trend will continue
Freshwater inflows are needed to repel saline waters
or accelerate, leading to the loss of irrigated
in estuaries and to regulate water temperatures in
acreage.
order to forestall changes in the thermal
stratification, aquatic biota, and ecosystems of lakes,
In the East, Midwest, and Southeast,
streams, and rivers.
municipalities may be able to increase safe yield by
repairing and replacing existing leaking water
The Federal Clean Water Act of 1972 and
delivery systems and by consolidating fragmented
subsequent amendments ushered in a new era of
water supply districts. These actions could provide
water pollution control. Massive expenditures for
the margins of safety necessary to accommodate
treatment facilities and changes in water-use
climate change.
practices by government and industry have
decreased the amount of "conventional" water
Navigation
pollutants, such as organic waste, sediment, oil,
grease, and heat, that enters water supplies. Total
If riverflow and lake levels became lower,
public and private, point and nonpoint, and capital
navigation would be impeded. Systems that are
and operating water pollution abatement and
particularly vulnerable are those with unregulated
control expenditures from 1972 to 1985 totaled $336
flows or levels and high traffic, such as the
billion in 1982 dollars (Farber and Rutledge, 1987).
Mississippi River and the Great Lakes. The effects
of dry conditions and reduced water levels on barge
Nevertheless, serious surface water quality
traffic on the Mississippi in 1988 illustrate the
problems remain. Groundwater pollution problems,
potential impacts of climate change.
especially toxic contamination and nonpoint source
pollution, are receiving increased recognition (U.S.
Hydropower
EPA, 1987b).
Because of the decline in water availability
One-third of municipal sewage treatment
that could result from climate change, hydropower
plants have yet to complete actions to be in full
output and reliability, which depend on flows, could
compliance with the provisions of the Clean Water
decline in the West and the Great Lakes. If the
Act (U.S. EPA, 1987a). Federal and state
Southeast became drier, it could face the same
regulation of previously unregulated toxic and
problems unless it sacrificed water supply reliability
hazardous water pollutants has just begun. In the
to maintain hydropower production.
West, irrigation has increased the salinity levels in
the return water and soils of several river basins
Recreation
(the lower Colorado, the Rio Grande, and the San
Joaquin) to an extent that threatens the viability of
If the Southeast becomes drier, there may be
irrigation (Frederick and Kneese, 1989).
an increase in the conflict among water uses,
especially over reservoir releases and levels in the
Should climate change involve reduced flows,
Tennessee Valley and the Lake Lanier, Georgia,
less freshwater may be available in some regions for
system. The conflicts are among flood control,
diluting wastewater salt and heat, especially in low-
which relies on storage; recreation, which depends
flow periods (Jacoby, 1989). Dissolved oxygen levels
on stable reservoir pool elevations; and downstream
in the water would decline while temperature and
uses and water supply, which depend on flows.
salinity levels would increase, affecting the viability
of existing fish and wildlife. Increased thermal
Climate Change and Water Quality
stratification and enhanced algal production due to
higher temperatures may degrade the water quality
Water quality directly affects the availability of
of many lakes (see Chapter 15: Great Lakes;
water for human and environmental uses, since
Blumberg and DiToro, Volume A). Finally, the
water of unsuitable quality is not really "available."
combination of declining freshwater availability
Likewise, water quality in the nation's rivers, lakes,
173
Chapter 9
and rising sea level would move salt wedges up
many large dams are designed to pass a "probable
estuaries, changing estuarine ecology and
maximum flood" (an extreme flood event much
threatening municipal and industrial water supplies.
greater than the 100-year flood).
On the other hand, should climate change involve
increased flows, greater dilution of pollutants would
Smaller structures, such as urban drainage
be possible in some regions.
culverts and sewers and local flood protection
projects, are currently more susceptible to failure
Groundwater is the source for over 63% of
and are in poorer condition than large structures
domestic and commercial use (Solley et al., 1988).
(National Council on Public Works Improvement,
Although only a small portion of the nation's
1988). One-third of the non-federal flood control
groundwater is thought to be contaminated, the
dams inspected under the national non-federal dam
potential consequences may be significant and may
program were found to be unsafe, mostly owing to
include cancer, damage to human organs, and other
inadequate spillways (National Council on Public
health effects (U.S. Congress, 1984).
Works Improvement, 1988). The capacity of these
non-federal, smaller, mostly urban flood control and
Adequate recharge of aquifers is needed not
stormwater structures is more likely to be exceeded.
only to perpetuate supplies but also to flush
Urbanization upstream from many dams and water
contaminants. Should climate change result in
control structures is already resulting in increased
reduced flows and reduced recharge, the quality as
impervious surfaces (such as pavement) and
well as the available quantity of groundwater could
increased peak runoff, making some structures
be adversely affected.
increasingly vulnerable to failure.
Climate Change and Flood Hazards
Climate Change and Conflicts Among
Water Uses
Because of the buffering and redundancy
designed into large structures, major federal flood
There is no doubt that climate change has the
control projects may be able to contain or mitigate
potential to exacerbate water availability and quality
the impacts of more frequent severe floods.
problems and to increase conflicts between regional
However, continued performance for flood control
water uses as a result. The foregoing discussion has
may come at the expense of other uses. For
highlighted a number of such conflicts:
example, drawing down the levels of reservoirs to
contain floodwaters from anticipated increases in
conflicts between instream and offstream
precipitation or earlier snowmelt may curtail water
uses;
availability for water supply. (This aggravated
conflict is a distinct possibility in California, for
conflicts among offstream uses, such as
example; see Chapter 14: California.)
agriculture, domestic use, and thermal
power production;
The major concern with existing dams and
levees is the consequence of failure under extreme
conflicts between water supply and flood
conditions. For instance, an increased probability of
control in the West;
great floods, whether due to urbanization of
upstream watersheds or to climate change, would
conflicts between all uses and recreation in
cause dams with inadequate spillways to fail.
the Southeast; and
(Spillways are designed to prevent dam failure
through overtopping.)
conflicts between thermal power production
and instream uses, especially in the East.
The majority of large dams that provide
substantial flood storage are in good condition. The
In some areas, increased precipitation due to
National Dam Safety Inventory shows that the
climate change could alleviate water quality/quantity
overall condition of the U.S. Army Corps of
problems and conflicts, but only after water
Engineers' more than 300 flood control reservoirs is
infrastructure is modified to accommodate the
sound (National Council on Public Works
increased probability of extreme events.
Improvement, 1988). In addition, the spillways of
174
Water Resources
REGIONAL IMPACTS OF
climate change models and forecasts need to
CLIMATE CHANGE
address regional impacts.
The regional studies conducted by the U.S.
Water resources supply and management occurs
Environmental Protection Agency for this document
at the regional, river basin, state, and local levels.
(see Table 9-3) examine the potential regional
To be of use to water resources decisionmakers,
impacts of climate change. (With the exception of
Table 9-3. Regional Water Resource Studies
California
Interpretation of Hydrologic Effects of Climate Change in the Sacramento-San Joaquin River Basin,
California - Lettenmaier, University of Washington (Volume A)
Methods for Evaluating the Potential Impact of Global Climate Change - Sheer and Randall, Water
Resources Management, Inc. (Volume A)
The Impacts of Climate Change on the Salinity of San Francisco Bay - Williams, Philip Williams &
Associates (Volume A)
Great Lakes
Effects of Climate Changes on the Laurentian Great Lakes Levels - Croley, Great Lakes Environment
Research Laboratory (Volume A)
Impact of Global Warming on Great Lakes Ice Cycles - Assel, Great Lakes Environment Research
Laboratory (Volume A)
The Effects of Climate Warming on Lake Erie Water Quality - Blumberg and DiToro, HydroQual, Inc.
(Volume A)
Potential Climatic Changes to the Lake Michigan Thermal Structure McCormick, Great Lakes Environment
Research Laboratory (Volume A)
Great Plains
Effects of Projected CO2-Induced Climate Changes on Irrigation Water Requirements in the Great Plains
States - Allen and Gichuki, Utah State University (Volume C)
Southeast
Potential Impacts of Climatic Change on the Tennessee Valley Authority Reservoir System - Miller and
Brock, Tennessee Valley Authority (Volume A)
Impacts on Runoff in the Upper Chattahoochee River Basin - Hains, C.F. Hydrologist, Inc. (Volume A)
Methods for Evaluating the Potential Impact of Global Climate Change - Sheer and Randall, Water
Resources Management, Inc. (Volume A)
175
Chapter 9
Allan and Gichuki (Volume C), all studies listed in
Climate change may exacerbate water shortage
Table 9-3 are found in Volume A.) The studies use
and quality problems in the West. Higher
scenarios generated from up to four global
temperatures could cause earlier snowmelt and
circulation models (GCMs) as their starting points
runoff, resulting in lower water availability in the
(see Chapter 4: Methodology) and match them with
summer. Some GCM scenarios predict midsummer
regional or subregional water resource models.
drought and heat, less groundwater recharge, and
This section reviews the findings from the studies on
less groundwater and surface water availability for
California, the Great Plains, the Great Lakes, and
irrigation in the middle latitudes of the country.
the Southeast; from previous studies of the impacts
The sensitivity analyses conducted by Stockton and
of climate change on these and other regions; and
Boggess (1979) indicated that a warmer and drier
from previous hydrologic studies and models of
climate would severely reduce the quantity and
individual river basins.
quality of water in arid western river basins (Rio
Grande, Colorado, Missouri, California) by
The GCMs do not yet provide definitive
increasing water shortages. Water shortages and
forecasts concerning the frequency, amount, and
associated conflicts between instream and offstream
seasonality of precipitation and the regional
uses, between agricultural and urban/industrial
distribution of these hydrologic effects (see Chapter
water uses, and between flood control and other
2: Climate Change; Chapter 3: Variability; Chapter
water uses of reservoirs may be expected under
4: Methodology; Rind and Lebedeff, 1984; Hansen
these scenarios. Hydropower output also would
et al., 1986; Gleick, 1987; Rosenberg, 1988). The
decline as a result of lower riverflow.
uncertainty of the forecasts is partially due to the
limitations and simplifications inherent in modeling
Pacific Northwest
complex natural and manmade phenomena.
Modeling efforts are made more difficult by the
The competition for water for irrigation,
feedbacks and interconnections between changes in
hydropower, and fisheries habitat is increasing in
temperature; and the amount and frequency of
the Pacific Northwest (Butcher and Whittlesey,
precipitation, runoff, carbon dioxide, growth and
1986). Climate change may alter the seasonality
transpiration of foliage, cloud cover, ocean
and volume of precipitation and snowmelt,
circulation, and windspeed.
increasing the risk of flooding, changing reservoir
management practices, and affecting the output and
However, the regional studies commissioned
reliability of hydroelectric power production and the
for this report are a significant step in the effort to
availability of water for irrigation.
bring GCM and regional water resources models
together to examine the regional impacts of climate
California
change.
The diversion of water from water-rich northern
The West
California and from the Colorado River to southern
California via federal and state systems of dams,
The arid and semiarid river basins west of the
aqueducts, and pumping stations has transformed
Mississippi River have significant surface and
California into the nation's leading agricultural state
groundwater quantity and quality problems and are
and has made possible the urbanization of southern
vulnerable to restricted water availability. Total
California. Irrigation accounted for 83% of the
water use exceeds average streamflow in 24 of 53
total value of California's agricultural output in 1982
western water resource regions (U.S. Water
(Bajwa et al., 1987). Because of this high economic
Resources Council, 1978), with the majority of the
dependence on water in an arid area, southern
West's water withdrawals going to irrigation.
California is vulnerable to droughts and any altered
Surface and groundwater quality in the West have
temporal pattern of runoff that may be caused by
deteriorated as a result of low flow, salts
atmospheric warming.
concentrated by irrigation, and pesticide use. The
West also depends upon nonrenewable groundwater
Total annual runoff from the mountains
supplies for irrigation (Solley et al., 1988).
surrounding the Central Valley is estimated to
increase slightly under GCM scenarios, but runoff
in the late spring and summer may be much less
176
Water Resources
than today because higher temperatures cause
Plains). The region heavily depends on
earlier snowmelt (Lettenmaier, Volume A). The
groundwater mining (when pumping exceeds aquifer
volume of water from the State Water Project may
recharge) for irrigation. The region was severely
decrease by 7 to 16% (see Chapter 14: California;
affected during the "Dust Bowl" years of the 1930s
Sheer, Volume A). Existing reservoirs do not have
and suffered from severe drought in 1988.
the capacity to increase storage of winter runoff and
at the same time to retain flood control capabilities.
Because of the greater reliability in irrigated
In addition, flows required to repel saline water
yields relative to dryland yields, the demand for
near the major freshwater pumping facilities in the
irrigation could rise (Allen and Gichuki, Volume C;
upper Sacramento-San Joaquin River Delta may
Adams et al., Volume C). Thus, while total
have to be doubled as a result of sea level rise,
agricultural acreage could decrease, irrigated
further reducing water available to southern
acreage and groundwater mining may increase in
California (Williams, Volume A).
the southern Great Plains. Greater demand may be
placed on the Ogallala Aquifer, which underlies
Decreases in water availability may also reduce
much of the region, causing further mining of the
hydroelectric power produced in California. In the
aquifer.
1976-77 drought, hydroelectric production in
northern California dropped to less than 50% of
Great Lakes
normal, a deficiency relieved by importing surplus
power from the Pacific Northwest and by burning
Based on analyses for this report (Croley and
additional fossil fuels at an approximate cost of $500
Hartmann, Volume A), higher temperatures may
million (Gleick, 1989).
overwhelm any increase in precipitation and may
evaporate lakes to below the lowest levels on
Colorado, Rio Grande, and Great Basins
record. However, changes in Great Lakes
evaporation under climate change are highly
Total consumption is more than 40% of
uncertain and depend on such variables as
renewable supply in these river basins. The
basinwide precipitation, humidity, cloud cover, and
Colorado River Basin has huge reservoir storage,
windspeed. Under a possible set of conditions, lake
but demand exceeds supply in the lower half of the
levels could rise. The winter ice cover would be
basin. Ordinarily all of the Colorado River's water
reduced but would still be present, especially in
is consumed before it reaches the Gulf of California
shallow areas and northern lakes (Assel, Volume
in Mexico. The Colorado River Compact of 1922,
A). Navigation depths, hydropower output, and
the 1963 Supreme Court decision in Arizona V.
water quality all would be adversely affected, but
California, the treaties with Mexico of 1944 and
losses of existing shorelands from erosion would be
1973, and other agreements allocate Colorado River
reduced as a result of lower lake levels (see Chapter
water to seven states and Mexico (Dracup, 1977).
15: Great Lakes).
Some studies show that the Upper Colorado region
will use all of its allocation by the year 2000,
Mississippi River
reducing water hitherto available to lower Colorado
and California (Kneese and Bonem, 1986).
The Mississippi River historically has been
affected by both spring floods and drought. In 1988,
Climate change may further reduce the
low flows due to drought received national
availability of water in these basins. A model by
attention. Low flows disrupt navigation, permit
Stockton and Boggess (1979) of a 2°C temperature
saltwater intrusion into the drinking water of
increase and a 10% precipitation decrease shows
southern Louisiana cities, reduce the dilution of
decreases in the water supply in the upper Colorado
contaminants transported from upstream locations,
and the Rio Grande of 40 and 76%, respectively.
and reduce the inflow of water to the vast
Mississippi Delta wetlands (see Glantz, Volume J).
Great Plains
Northeast
The southern Great Plains States of Kansas,
Nebraska, Oklahoma, and Texas produce almost
Although the Northeast is humid, cities and
40% of the nation's wheat, 15% of its corn, and
powerplants demand large amounts of water at
50% of its fattened cattle (see Chapter 17: Great
177
Chapter 9
localized points in a watershed, necessitating storage
of a global warming trend on the nation's water
and interbasin transfers. Because of the small
resources. How will we manage water resources
amount of storage in the Northeast, the region is
given the possibility of change and uncertainties
vulnerable to prolonged drought. No new major
about its nature and timing?
storage has been built in the Northeast during the
past 20 years, except the Bloomington Dam on the
Policy approaches to water resources may be
Potomac River. Water supply in lower New
grouped under supply (or structural) approaches
England, New York, and Pennsylvania, and power
and demand (or nonstructural) approaches. Supply
production in the Northeast, remain vulnerable to
approaches mitigate hydrologic variability and
drought, which may occur more frequently
climate change; demand approaches modify
(Schwartz, 1977; Kaplan et al., 1981). During
behaviors that create vulnerability to such change.
periodic droughts in the Northeast, such as those in
For example, water shortages may be addressed
1962-65 and 1980-81, instream flow regulations
either by developing surface water storage capacity
ration water and threaten shutdowns of electrical
and improving the quality of water from available
powerplants (U.S. Army Corps of Engineers, 1977;
sources (supply approaches), or by decreasing water
Schwartz, 1977; Kaplan et al., 1981).
use and consumption (a demand approach).
Southeast
Many of the policy approaches discussed below
have been recommended by water resource experts
In the Southeast, the experience with drought
for 20 years and are in use to address existing water
in recent years is increasing the use of groundwater
problems and vulnerabilities. The potential of
and surface water for irrigation and is prompting
climate change provides another reason for
farmers to consider shifting crops. In Georgia, for
expanded use of these approaches.
instance, the use of groundwater for irrigation has
grown quite rapidly. However, the GCMs disagree
Supply and Structural Policy Approaches
on whether the Southeast may become wetter or
drier (see Haines, Volume A; Miller and Brock,
The supply-related policy approaches to water
Volume A). Most reservoirs in the area have
resources include design for uncertainty, surface
sufficient capacity to retain flood surges and to
water development, and optimization of water
maintain navigation, hydropower, water supply, and
resource systems.
instream uses (e.g., dilution, wildlife) under both
wetter and drier conditions (see Chapter 16:
Design for Uncertainty
Southeast; Sheer and Randall, Volume A).
However, drier conditions would pose conflicts
Most water resource decisions in the past have
between recreational uses (which would be hurt by
been based on the assumption that the climate of a
changes in reservoir levels) and all other instream
region varies predictably around a stationary mean.
and offstream uses.
Water managers develop water resources plans
based on statistical analyses of historical
Should the Southeast become drier, a decline
climatological and hydrologic data. However, the
in the inflow of freshwater could alter the estuarine
frequency of extreme events, which has been
ecology of the gulf coast, which may be most
assumed to be fixed or to be modified only by the
vulnerable to sea level rise (see Chapter 16:
urbanization of watersheds, may be changed
Southeast).
significantly by altered climatic conditions.
In addition to being uncertain about hydrologic
POLICY IMPLICATIONS
conditions, we are uncertain about future
demographic, economic, and institutional factors
Decreases in water availability and quality,
that affect offstream water uses and social and
increased risk of flood damages, and the
economic values attached to instream uses. As an
exacerbation of conflicts between water users
example, water withdrawals in 1985 declined overall
competing for an increasingly scarce or difficult to
from 1980, falling far short of projections made
manage resource are the major potential impacts
starting in 1960 and as recently as 1978 (Solley et
al., 1988).
178
Water Resources
Finally, we are uncertain about how our
decisionmaking, conditions beyond 10 or 20 years
economic, regulatory, and institutional systems will
may have little impact on design and investment
respond to climate change in the absence of
decisions (see Chapter 19: Preparing for a Global
concerted governmental action. It would be a
Warming; Hanchey et al., 1988).
mistake to attempt to project the impacts of climate
change simply by superimposing projected future
Surface Water Development
hydrologic conditions on today's social systems.
Surface water structures increase developed or
The planners and designers of water resources
available water supply, provide for the regulation of
must address such uncertainties. Three types of
flows for instream uses, prevent flooding, or
response are often used to address conditions of
perform some combination of these functions. These
great uncertainty:
structures include dams, reservoirs, levees, and
aqueducts. Because of high costs of construction,
Avoid inflexible, large-scale, irreversible,
adverse impacts on the environment, the limited
and high-cost measures; opt for shorter
number of sites available for new structures, and
term, less capital-intensive, smaller scale,
opposition by citizen groups, the trend during the
and incremental measures.
past decade has been away from large
excess-capacity, capital-intensive projects. Only the
Conduct sensitivity analysis and risk-cost
Central Utah Project and the Central Arizona
exercises in the design of structural and
Project have gone forward in recent years. Only
management systems to address the
one major project in the Northeast has been
potential range of climate change impacts.
completed in past 20 years: the Bloomington Dam
Sensitivity analysis describes the sensitivity
on the Potomac River. In 1982, California citizens
of projections to variables affecting their
voted down funds for the proposed Peripheral Canal
accuracy; risk-cost analysis identifies the
that would have permitted increased diversion of
costs, for various conditions other than
water from north to south in the state. In addition,
those projected, associated with
the national trend toward increased local/state
underdesign or overdesign of a structure.
financing and reduced federal financing for projects
The consideration of hydrologic extremes
has reduced funds available for large projects
and the use of risk analysis in the design of
(National Council on Public Works Improvement,
specific projects to mitigate the adverse
1988).
consequences of hydrologic variability may
incidentally mitigate many of the physical
These current trends in water resources
impacts of climate change (Hanchey et al.,
management may be reevaluated in light of possible
1988).
new demands for developed water caused by climate
changes. Pressure to build proposed projects such
Design structures and systems for rare
as the Narrows Project in Colorado, the Garrison
events. Matalas and Fiering (1977) found
Diversion in North Dakota, the Peripheral Canal in
that many large systems have substantial
California, and structures to divert water from
redundancy (margins of safety) and
northern New England to southeastern
robustness (ability to perform under a
Massachusetts may be renewed if droughts reoccur
variety of conditions) that enable them to
or demand increases. The pace at which existing
adapt technologically and institutionally to
projects are upgraded, modified, or expanded may
large stresses and uncertain future events.
also accelerate.
Although the principle of design for rare
Optimization of Water Resource Systems
extremes may provide robustness, it has a cost and
may conflict with the principle of maximizing the
Water resources can be managed to maximize
economic return from a project. Most public and
the water availability from a given resource base
private water developers subject projects to "net
such as a dam, watershed, or aquifer. Adoption of
present value" or "internal rate or return" analyses.
systemwide strategies for a large-scale water system
These analyses discount future benefits relative to
may allow for substantial operating flexibility related
present benefits. If a high discount rate is used in
to releases of stored water. This flexibility can have
179
Chapter 9
an enormous influence on the overall performance
Demand Management and Nonstructural
and resilience (recovery abilities) of the system, and
Policy Approaches
may provide additional yields that mitigate the
impacts of climate change. For example, the U.S.
Demand-related adaptations encourage a
Department of the Interior's Bureau of Reclamation
reduction in water demand and an increase in water
(1987) is adopting operational, management, or
use efficiency through pricing, market exchange of
physical changes to gain more output from the same
water rights, conservation, protection of water
resources. Water management agencies nationwide
quality, education and extension service assistance,
are implementing methods to protect groundwater
technological innovation, and drought management
recharge areas and to use ground and surface
planning. Policies that discourage activities in flood-
waters conjunctively (U.S. EPA, 1987b). Watershed
prone areas are the nonstructural counterparts for
management practices also affect water supply; for
reducing flood damage.
example, water yields can be significantly affected by
timber harvest practices.
Water Pricing, Water Markets, and Water
Conservation
In the East, consolidation of or coordination
among fragmented urban water supply authorities
In the past, many people considered that water
can achieve economies of scale in water delivery,
was too essential a resource or too insensitive to
decrease the risk of shortage in any one subsystem
price to allow market forces to allocate its use,
within a region, increase yields, and provide
especially during shortages. Policy took the form of
effective drought management procedures. Sheer
direct controls and appeals to conserve (Hrezo et
(1985) estimated that coordinated water authority
al., 1986). In recent years, greater attention has
activities in the Potomac River basin eliminated the
been given to market-based policies and
need for new reservoirs, saving from $200 million to
mechanisms that allocate limited water supplies
$1 billion.
among competing uses and promote water
conservation.
River basin and aquifer boundaries in many
cases traverse or underlie portions of several states.
Water prices that reflect real or replacement
Regional and interstate cooperation to manage
costs and the exchange of water rights by market
water resources has a long tradition in some U.S.
mechanisms can promote conservation and efficient
river basins. Although numerous opportunities exist
use. Since water use is sensitive to price (Gibbons,
for additional coordination of water management
1986) water users faced with higher prices will
between states, within basins, or between basins, the
conserve water and modify their technologies and
agreements required for regional compacts and
crop selection to use less without substantial
operating procedures and sharing of water supplies
reduction in output. If there is a market for water
may require substantial and lengthy negotiations.
rights, those willing to pay more may purchase
rights from those less willing to pay. As a
Several interstate water authorities have
consequence, water will be transferred out of
significant water allocation authority. For example,
marginal uses and will be conserved.
the Delaware River Basin Commission allocates
water to users in the Delaware Basin and transfers
Three related pricing and conservation
it to New York City under authority of a 1954
approaches are irrigation conservation, municipal
Supreme Court ruling (347 U.S. 995) and federal
and industrial water use, and water markets and
legislation, which established the Commission in
transfers.
1961 and granted it regulatory, licensing, and project
construction powers. Similarly, water authorities in
Irrigation Conservation
the Washington, D.C., metropolitan area operate
Potomac River water supply projects as integrated
Relatively small reductions in irrigation demand
systems under a 1982 agreement. Both the
can make large amounts of water available for
Delaware and Potomac regional compacts include
urban and industrial uses. For instance, nearly 83%
provisions for drought allocations. (See Harkness et
of the withdrawals and 90% of the consumptive use
al., 1985, for management actions taken by the
of western water is for irrigation. A 10% reduction
Delaware River Basin Commission during a 1984-85
in irrigation use would save 20 million acre-feet
drought.)
(maf) in water withdrawn and 10 maf in water
180
Water Resources
consumed annually, effectively doubling the water
Water Markets and Transfers
available for municipal and industrial uses in the
West (Frederick, 1986). (For comparison, the
The "first in time, first in right" appropriation
average annual flow of the Upper Colorado River
doctrine, which favors the longest standing water
Basin is 15 maf.)
rights, governs much of the West's surface water
and some groundwater. The appropriation doctrine
Inexpensive water was a key factor in the
has the potential to establish clear, transferable
settlement of the West and the expansion of
property rights to water -- a precondition for
agriculture (Frederick, 1986). The Bureau of
effective operation of water markets. The potential
Reclamation was established early in this century to
for water transfers to the highest value users has not
promote the development of irrigation in the West.
yet been fully realized because the nature and
The Bureau provides irrigation for about 11 million
transferability of the rights are obscured by legal
acres, more than one-fifth of the total irrigated
and administrative factors (Trelease, 1977;
acreage. Since the Bureau accounts for nearly
Frederick, 1986; Saliba et al., 1987). Following are
one-third of all surface water deliveries and about
some examples:
one-fifth of total water deliveries in the 17 western
states, actions by the Bureau to use this water more
Rather than grant absolute ownership,
efficiently have an impact throughout the West
states with prior appropriation rules grant
(Frederick, 1986).
rights to use water for beneficial purposes.
Water rights not put to beneficial use may
In the past, demand for Bureau water was not
be forfeited. This encourages a use-it-or-
based on the real cost of the water, because more
lose-it attitude.
than 90% of the Bureau's irrigation projects have
been subsidized, and payments on some projects no
Federal and Native American water rights
longer even pay for operation and maintenance
remain unquantified in some areas such as
(Frederick and Hansen, 1982). Irrigators fortunate
the Colorado River Basin.
enough to receive such inexpensive water may have
little or no incentive to conserve. However, the
The emergence in law of the "public trust
Bureau's more recently stated objectives include
doctrine," which states that all uses are
revising their water marketing policy, promoting
subject to the public interest, has cast a
conservation, and pricing water to reflect its real
cloud over some water rights. This has
cost (U.S. Department of the Interior, 1987).
been true in California, where the public
interest has driven a reexamination of
Municipal and Industrial Water Use
withdrawals from Mono Lake, and where
existing permits have been modified to
Municipalities throughout the country are
protect the Sacramento-San Joaquin Delta
finding it difficult and expensive to augment their
from saltwater intrusion. Montana is
supplies to meet the demands of population and
increasingly basing water management plans
economic growth and are finding that users would
on its instream flow requirements and is
rather use less than pay more (Gibbons, 1986).
exploring ways to have these requirements
Traditional average-cost pricing provides adequate
for all future beneficial instream uses count
service to customers and adequate returns to water
as a bona fide use of the Missouri River to
companies, but is being reevaluated because it tends
slow the growth rate of water diversion for
to cause overinvestment in system capacity (U.S.
offstream uses (Tarlock, 1987).
Congress, 1987). Marginal-cost pricing (charging
for the cost of the last-added and most expensive-
In resolving interstate water disputes, a
increment of supply) or progressive-rate pricing
federal common law of "equitable
(charging more per unit to users of large amounts)
apportionment" has developed under which
can reduce domestic and industrial water
an informed judgment, based on
consumption because water use is sensitive to price
consideration of many factors, secures a
(Gibbons, 1986).
"just and equitable" water allocation (see
Strock, 1987). The Supreme Court
181
Chapter 9
decided in Colorado V. New Mexico (456
U.S. 176, 1982) that equitable
Frederick and Kneese (1989) caution that water
apportionment may be used to override
transfers occur gradually and are not likely to affect
prior appropriation priorities in cases of
more than a small percentage of agricultural water
major flow reductions. The Supreme Court
rights for the foreseeable future. However, legal
specifically mentioned climatic conditions in
and institutional changes facilitating water markets
ruling that prior appropriation systems
and demand for water by high-value users may be
would otherwise protect arguably wasteful
accelerated under the stress of climate change
and inefficient uses of water at the expense
(Trelease, 1977).
of other uses (see Strock, 1987).
Drought Management Policies
Because of imperfect competition,
third-party effects, uncertainty over
Integrating drought planning into water resource
administrative rules, and equity
management may assume greater priority if climate
considerations, water market prices may
change aggravates water shortages. The Model
not appropriately measure water values
Water Use Act (Hrezo et al., 1986) advocates that
according to economic efficiency criteria
states or water supply authorities integrate drought
(Gibbons, 1986; Saliba et al., 1987).
management and advance planning into their
policies by designating a governmental authority for
It is possible to control groundwater
drought response and by adopting mechanisms for
withdrawals, but for a number of reasons it
automatically implementing and enforcing water-use
is difficult to establish market mechanisms
restrictions. In 1986, only seven states had
for groundwater allocation. Because all
comprehensive management plans for water
groundwater users essentially draw from a
shortages (Hrezo et al., 1986). Most states rely on
shared pool, groundwater resources are
water rights appropriations, emergency conservation
treated as "common property." As a result,
programs, and litigation to allocate water during
property rights are difficult to define,
shortages. Improved capabilities in surface
third-party impacts of transfers of
hydrology and in water system modeling and
groundwater rights are significant, and
monitoring would be required to support broadened
interstate agreements concerning allocation
drought contingency planning.
of interstate aquifer water are difficult to
attain (Emel, 1987).
Water Quality
Despite the obstacles, transfer of water rights
Federal and state legislation and regulations for
among users -- especially from irrigators to
control of instream water quality have had a
municipalities and power companies seeking water
dramatic effect on reducing conventional water
for urban expansion and electricity production is
pollutants since the enactment of the 1972 Clean
becoming common in many western states (Wahl
Water Act. The reduced riverflows and lake levels
and Osterhoudt, 1986; Frederick, 1986). Methods
that are possible under altered climate conditions
include negotiated purchases, short-term exchanges
could necessitate more stringent controls on point
during droughts, and water banks and markets
and nonpoint sources to meet water quality
(Wahl and Osterhoudt, 1985; Saliba et al., 1987;
standards. Promotion of nonpolluting products,
Wahl and Davis, 1986).
waste minimization, and agricultural practices that
reduce the application of chemicals will also
Legislation in many western states has
enhance water quality, making more water of
facilitated water transfers (Frederick, 1986;
suitable quality available for use.
Frederick and Kneese, 1989). For instance,
Arizona's new water law facilitates the purchase of
Many states have adopted measures to protect
agricultural land for water rights, and the use of that
instream water uses. These include reserving flows
water for urban development. Strict technical
or granting rights for particular instream uses and
standards imposing conservation on municipal and
directing agencies to review impacts before granting
industrial water uses, such as watering golf courses
new rights (U.S. Water Resources Council, 1980;
with wastewater, are also part of Arizona's laws
Frederick and Kneese, 1989). Regulations limiting
(Saliba et al., 1987).
182
Water Resources
water use may have to be modified where climate
Research activities should include the following:
change has resulted in reduced flows during
droughts.
Monitor atmospheric, oceanic, and
hydrologic conditions to detect evidence of
Policies for Floodplains
water resources impacts of climate change.
The National Flood Insurance Program was
Continue to develop and refine regional
enacted in 1968, with major amendments in 1973.
hydrologic models that are capable of
The program provides subsidized flood insurance
modeling the changes in runoff, water
for existing structures in flood-prone areas, provided
availability, water use, and evapotran-
that the community with jurisdiction regulates the
spiration induced by changes in
location and construction of new buildings to
temperature and atmospheric conditions.
minimize future flood losses. New structures that
This research should focus on vulnerable
comply with the restrictions are eligible for
river basins where demand approaches or
insurance at full actuarial rates.
exceeds safe yield or where hydrologic
variability is high.
In 1979, the program took in $140 million in
premiums and paid $480 million in claims.
Refine global climate change models and
Recently, the program was authorized to relocate
link them to regional hydrologic models so
structures exposed to repeated flood or erosion
that regional water resource planners,
damage rather than pay claims for such structures.
engineers, and managers can use their
projections more confidently.
Where rainfall and flooding increase, the
100-year floodplain would expand, and rate maps
Study the sensitivity of existing water
would need revision. Premium payments and claims
systems to possible changes in climate
would rise.
conditions.
At the same time, the following research is
RESEARCH NEEDS
needed to identify opportunities for adopting
measures to adjust and adapt to climate change.
Water is the principal medium by which
changes in atmospheric conditions are transmitted
Quantify federal and Native American
to the environment, the economy, and society.
water rights in the West.
Hydrology is the key discipline that enables us to
understand and project these effects. Improvements
Examine how present institutions and
in both the GCMs and regional hydrologic models
markets can better allocate water among
are needed so that we may understand the impacts
users and provide incentives to conserve
of climate change and devise appropriate water
water.
resources management strategies. Specifically,
GCMs do not yet provide regional forecasts at the
Assess the extent to which laws and
level of certainty and temporal and spatial
regulations may exacerbate the effects of
resolution required for decisionmakers. To be more
climate change. (Examples include thermal
helpful, the GCMs should provide forecasts specific
controls for rivers and federal pricing and
to individual river basins or demand centers, and
reallocation policies for irrigation water.)
should describe hydrologic conditions over the
typical design-life of water resource structures.
Identify, project, and quantify the
demographic and institutional adjustments
that may occur in the absence of public
action in response to climate-induced
impacts on water resources. This research
will reduce uncertainty for policymakers
regarding where concerted public action
may be or not be needed.
183
Chapter 9
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186
CHAPTER 10
ELECTRICITY DEMAND
FINDINGS
increases in demand for electricity to run
irrigation equipment.
Global warming would increase electricity demand,
These results are sensitive to assumptions about
generating capacity requirements, annual generation,
the rates of economic growth, technological
and fuel costs nationally. The impacts could be
improvements, and the relationship between
significant within a few decades and would increase
electricity use and climate. The potential savings
substantially over time if global warming continues.
in other energy sources (gas and oil) used for
space heating and other end uses sensitive to
The new generating capacity requirements
climate and the potentially significant impacts on
induced by climate change effects on electricity
hydroelectric supplies and other utility
demand estimated for 2010 show an increase of
operations were not analyzed.
25 to 55 gigawatts (GW), or 9 to 19% above
estimated new capacity requirements assuming
Policy Implications
no change in climate. Between 2010 and 2055,
climate change impacts on electricity demand
Utility executives and planners should begin to
could accelerate, increasing new capacity
consider climate change as a factor in planning
requirements by 200 to 400 GW (14 to 23%)
new capacity and future operations. The
above what would be needed in the absence of
estimated impacts of climate change in some
climate change. These capacity increases would
regions are similar to the range of other
require investments of approximately $200 to
uncertainties and issues utility planners need to
$300 billion (in 1986 dollars). In the absence of
consider over the 20- to 30-year period.
climate change, population and economic
Additional climate and utility analyses are
growth may require investments of
needed to develop refined risk assessments and
approximately $2.4 to 3.3 trillion through 2055.
risk management strategies.
Estimated increases in annual electricity
The increased demand for electricity induced by
generation and fuel use induced by climate
climate change also could exacerbate other
change represent several thousand gigawatt-
environmental problems, such as the
hours by 2055. The estimated increases are 1 to
implementation of "acid rain" strategies,
2% in 2010 and 4 to 6% in 2055. Annual fuel,
adherence to the international nitrogen oxide
operation, and maintenance cost to meet
treaty, state implementation plans for ozone
increased electricity demand would be several
control, and thermal pollution control permit
hundred million dollars in 2010 and several
requirements. The Environmental Protection
billion dollars in 2055. Without climate change,
Agency should analyze the impacts of climate
these annual costs would be $475 to 655 billion
change on long-range policies and should
in 2055.
include climate change as an explicit criterion in
making risk management decisions when
Estimated regional impacts differ substantially.
appropriate.
The largest increases could occur in the
Southeast and Southwest, where air-conditioning
The increased demand for electricity could
demands are large relative to heating. Northern
make policies to stabilize the atmosphere
border states may have a net reduction in
through energy conservation more difficult to
electricity generation relative to base case
achieve. The estimated increases in electricity
requirements assuming no change in climate.
generation induced by climate change could
These changes could be exacerbated by
increase annual CO₂ emissions, depending upon
reductions in hydropower production and
future utility technology and fuel choice
187
Chapter 10
decisions. Assuming no change in efficiency of
and refrigeration. These applications of electricity
energy production and demand, reliance on
may account for up to a third of total sales for some
coal-based technologies to meet the increased
utilities and may contribute an even larger portion
demands could increase CO2 emissions by 40 to
of seasonal and daily peak demands.
65 million tons in 2010 and by 250 to 500
million tons in 2055. Use of other, lower CO2-
Changes in weather-sensitive demands for
emitting technologies and fuels (e.g., efficient
electricity can affect both the amount and the
conversion technologies and nuclear and
characteristics of generating capacity that a utility
renewable resources) would reduce these
must build and maintain to ensure reliable service.
incremental additions. In addition, warmer
These changes also can affect fuel requirements and
winter temperatures could reduce the demand
the characteristics of efficient utility system
for oil and gas in end uses such as residential
operations, particularly the scheduling and
furnaces for heating, thereby lowering CO2
dispatching of the utility's generating capacity. For
emissions from these sources. Future analyses
example, electric energy used for air-conditioning
of national and international strategies to limit
exceeds that used for space heating nationwide, and
greenhouse gases should include the changes in
the temperature sensitivity associated with cooling
energy demand created by global warming as a
is higher than that associated with heating. This
positive feedback.
implies not only changes in seasonal electricity
demands but also increases in annual electricity
demands as a result of higher temperatures.
CLIMATE CHANGE AND
ELECTRICITY DEMAND
Similarly, utilities in most regions experience
their peak demands in the summer. A rise in air-
conditioning and other temperature-sensitive
Climate change could affect a wide range of
summer loads would significantly increase peak
energy sources and uses. In the near term, policies
loads and, as a result, would step up utility
aimed at reducing emissions of greenhouse gases
investments in new generating capacity needed to
from fossil fuel combustion could affect the level
meet additional demands and to maintain system
and mix of fuel consumption in various end-use
reliability.
technologies and in the generation of electric power.
In the longer term, changes in temperature,
Examples of other ways in which climate could
precipitation, and other climatic conditions also
affect electric utilities include the following.
could affect energy resources. For example, warmer
Changes in precipitation, evaporation, and runoff
temperatures likely would reduce the demand for
from mountain snowpack as well as changes in
fuels used in the winter for space heating and
water management practices in response to climate
increase the demand for fuels used in the summer
change could affect the annual and seasonal
for air-conditioning; and reduced precipitation and
availability of streamflow to generate hydropower.
soil moisture in some regions could increase the use
Reductions in hydropower would require utilities to
of energy to pump water for irrigation. These
rely upon other, possibly more costly and less
effects could be particularly significant for planning
environmentally benign generation sources to meet
in the electric utility industry based upon the
customer needs. Furthermore, reductions in water
substantial amount of electric load accounted for by
resources would adversely affect the availability
weather-sensitive end uses, the variety of resources
and/or cost of water for powerplant cooling.
used to generate electric power, and the capital-
intensivity of the industry. One major consideration
Other direct impacts of climate change on
is the potential impact of climate change on the
electric utilities include the effects of temperatures
demand for electricity and the implications of
on powerplant operating efficiencies, the effects of
changes in demand on utility capacity and
sea level rise on the protection and siting of coastal
generation requirements.
facilities, and the effects of changes in various
climate conditions on the supply of renewable
Many electrical end uses vary with weather
energy resources such as solar and wind power.
conditions. The principal weather-sensitive end uses
Also, legislation and regulations designed to limit
are space heating, cooling, and irrigation pumping
greenhouse gas emissions from utility sources could
and to a lesser degree - water heating, cooking,
significantly affect the supply and cost of electricity
generation.
188
Electricity Demand
Although some of these impacts could
Linder et al. found that temperature increase
significantly affect utility planning and operations
could significantly heighten annual and peak
(particularly on a regional basis), they have not been
electricity demands by 2015, and that a temperature
analyzed in detail and are not addressed in this
rise would require construction of new generating
report. Further research and analysis are needed to
capacity and increases in annual generation. The
develop a more complete assessment of utility
southeastern utility had higher estimated increases
impacts.
in electricity demand, generation, and production
costs than the New York utilities because of greater
electricity demands for air-conditioning. In
PREVIOUS CLIMATE CHANGE
addition, streamflow used to generate hydropower
STUDIES
in New York could be reduced, requiring increased
use of fossil fuel generation to meet customer
demands for electricity.
A number of utilities conduct analyses relating
short-term variations in weather conditions with a
need to "weather-normalize" historical demand data
CLIMATE CHANGE STUDY IN
and to test the sensitivity of system reliability and
operations to these short-term variations.
THIS REPORT
Furthermore, some researchers have speculated
regarding the potential effects of longer term
climate changes on electricity demand (e.g., Stokoe
Study Design
et al., 1987).
Linder and Inglis (Volume H) expanded the
However, only one previous study has estimated
case studies (Linder et al., 1987) of the sensitivity of
the potential implications of longer term, global
electricity demand to climate change and conducted
warming-associated temperature changes on
a national analysis of electricity demand. Relevant
electricity demands and the effects of changes in
regional results from the national studies of Linder
demand on utility investment and operating plans.
and Inglis are discussed in the regional chapters of
Linder et al. (1987) used general circulation model
this report.
(GCM) results to estimate the potential impacts of
temperature change on electricity demand (and on
The analytic approach developed by Linder et
the supply of hydropower) for selected case study
al. (1987) formed the basis for estimating the
utility systems in two geographical areas: a utility
regional and national impacts described in this
located in the southeastern United States and the
report. The principal steps in the approach are
major utilities in New York State, disaggregated
summarized in Figure 10-1 (see Volume H for more
into upstate and downstate systems.
details). Estimated impacts were developed for the
relatively near term (from the present to 2010,
Climate
Weather-
Change
Sensitivity of
Scenarios
Electricity Demand
Utility
Impacts on
Planning
Utility Investments,
Model
Operations, Costs
Utility
Planning
Assumptions
Figure 10-1. Analytic approach (Linder and Inglis, Volume H).
189
Chapter 10
within electric utility long-range resource planning
and other utility characteristics. Linder and Inglis
horizons of 20 to 30 years) and over the longer term
assumed that future capacity and generation
(to 2055), when the magnitude of temperature
requirements will be met by investments either in
changes is expected to approach equilibrium levels
new coal-fired baseload capacity or in oil- and
representative of a doubling of atmospheric
natural gas-fired peaking capacity. Other sources,
concentrations of CO₂. Linder and Inglis used
such as nuclear energy and renewables or innovative
Goddard Institute for Space Studies (GISS) A and
fossil fuel-fired technologies (e.g., fluidized bed
B transient estimates of temperature change in 2010
combustion), were not considered (for further
and GISS A estimates for 2055 in their calculations.
details, see Linder et al., 1987).
The scenario changes in annual temperatures for
the United States range from about 1.0 to 1.4°C in
Demands for electricity in the absence of
2010 and are approximately 3.7°C by 2055.
climate change can be related to the overall level of
Regional temperature scenarios show greater
economic activity as represented by the gross
variation.
national product (GNP). Because economic growth
assumptions are critical to estimates of future
Linder and Inglis used actual utility demand and
electricity demands, alternative GNP growth rates
temperature data from the case study utilities, and
were assumed in developing the base cases; these
from five other large, geographically dispersed utility
ranged from 1.2 to 2.1% per year. 2 These
systems, to develop a set of weather-sensitivity
alternative assumptions are referred to as "lower
parameters for utility areas. On a weighted-average
growth" and "higher growth," respectively.
basis (weighted by electricity sales), utility peak
demands were estimated to increase by about 3.1%
These assumptions served as inputs to a regional
per change in degree Celsius (ranging from -1.35 to
planning model called the Coal and Electric Utilities
5.40% across utility areas), and annual energy
Model (CEUM). CEUM outputs include the
demands were estimated to increase by about 1.0%
amount and characteristics of new generating
per change in degree Celsius (ranging from -0.54 to
capacity additions, electricity generation by fuel
2.70%).
type, and electricity production costs.
A number of uncertainties associated with the
Limitations
data and assumptions used to develop these
weather-sensitivity relationships suggested that the
The study extrapolated temperature-sensitivity
relationships may understate customer response to
findings for some regions and did not include
climate change, particularly at higher temperature
specific analyses of temperature sensitivity for all
change levels occurring in the future. For example,
utility regions of the United States. It focused
the approach did not explicitly account for probable
narrowly on impact pathways, considering only the
increases in the market saturation of air-
potential effects of temperature change on changes
conditioning equipment as temperatures rise over
in electricity demand. Neither the potentially
time. To address this possibility, an alternative case
significant impacts of climate change on hydropower
was designed in which the estimated weather-
availability nor the impacts of reduced water
sensitivity values were increased by 50%. This was
supplies for powerplant cooling were included.
designated as the "higher sensitivity" case.
Furthermore, the study did not evaluate the
Since this study is focused on estimating how
sensitivity of the results to different, doubled-CO2
climate change may affect key utility planning
factors, Linder and Inglis used a planning scenario
assuming no change in climate (a "base case") to
1
Note that the development and use of a base case reflecting
serve as a basis for comparison with planning
changes in non-climate-related conditions over time was
scenarios under alternative assumptions of climate
undertaken only for the electricity demand study, not for other
areas in this report. Changes in population and technology are
change for 2010 and 2055. Thus, base case utility
considered in Chapter 6: Agriculture.
plans were developed for 2010 and 2055, using
assumptions regarding future demands for electricity
2 These GNP growth rates are relatively conservative, but they
in the absence of climate change (reflecting
are comparable with GNP growth rates used by EPA in its
report to Congress on Policy Options for Stabilizing Global
population and economic growth), generating
Climate.
technology option performance and costs, fuel costs,
190
Electricity Demand
GCM climate scenarios (GFDL and OSU),
climate change scenarios (GISS A and GISS B) and
although the use of the GISS transient experiment
assumptions of the weather sensitivity of demand
results for 2010 and 2055 indicates relative
("estimated sensitivity" and "higher sensitivity").
sensitivities to small and large temperature changes.
Estimated increases in peak demand over the
The study did not consider variations in
base case on a national basis range from 2 to 6% by
temperature changes and the occurrence of extreme
2010. Changes in estimated annual energy
events, which affect powerplant dispatch and
requirements by 2010 are more modest, ranging
determinations of peak demands, respectively, and
from 1 to 2%. In 2055, peak national demands are
are important for utility planning.
estimated to increase by 13 to 20% above base case
values, and annual energy requirements are
Many uncertainties exist regarding the concepts,
estimated to increase by 4 to 6%.
methods, and assumptions involved in developing
and applying estimates of the temperature sensitivity
By 2010, new climate change-induced generating
of demand. For example, a key assumption is that
capacity requirements increase by 6 to 19%, or
the estimated sensitivities of demand to historical,
about 24 to 55 GW, representing an average
short-term variations in temperature are adequate
increase of up to 1 GW per state (approximately the
representations of future relationships between
capacity of one to two large nuclear or coal-fired
electricity demand and long-term changes in mean
baseload powerplants). The majority of the capacity
temperatures.
increase is for peaking capacity rather than baseload
capacity. The investment associated with these
Uncertainties also exist regarding market,
capacity increases is several billion dollars (in
regulatory, technological, and other conditions that
constant 1986 dollars). By 2055, the change in new
will face the utility industry in the future. For
capacity requirements increases in percentage terms
example, technological changes that improve the
and represents several hundred GW. Under high
energy efficiency of weather-sensitive end-use
GNP and higher weather-sensitivity assumptions, the
equipment or electricity-generating equipment will
estimated increase attributable to climate change is
continue to evolve. These changes would likely lead
almost 400 GW, or 23%. To put these results into
to lower climate change impacts than estimated in
perspective, it should be noted that current
this report. On the other hand, regulatory changes
generating capacity in the United States is about 700
aimed at reducing the emissions of greenhouse
GW. The increase in new capacity requirements
gases from electricity generation could limit a
under the base case is 1,350 to 1,780 GW.
utility's future fuel and technology investment
options, leading to higher estimates of cost impacts
Annual generation increases for the United
than reported here. Because of these limitations, it
States are not as large in percentage terms as those
is important to recall that the results presented in
estimated for new generating capacity requirements,
the next section should not be considered as
but nonetheless, they account for several hundred
projections of actual powerplant investments and
billion kWh by 2055. In the near term (i.e., to
utility operations, but rather as comparisons
2010), increased levels and changing patterns of
providing estimates of the magnitude of sensitivities
climate change-induced electricity demand permit
to alternative climate change assumptions.
utilities in some areas having excess generating
capacity to serve the growing needs of utilities in
Results
other areas through substitution of lower cost
baseload generation for higher cost peaking
The potential national impacts for 2010 and
generation. On net, peaking generation would be
2055 are summarized in Table 10-1. The table
lower as a result of climate change in 2010 (see
presents base case values (i.e., assuming no change
Linder et al., 1987, for further detail). In 2055,
in climate) for each year and estimated impacts
peaking generation is projected to increase along
represented by changes from the base case values.
with baseload generation, because all the excess
The impacts for 2055 are presented for both the
capacity that had existed in 2010 either would have
lower growth GNP and the higher growth GNP
been fully used by growing demands to 2055 or
cases. Also, where ranges of impacts are presented,
would have been retired. The estimated impacts of
they summarize the estimates under alternative
climate change on national new generating capacity
191
Chapter 10
Table 10-1. The Potential National Impacts of Climate Change on Electric Utilities
2010
2055
Lower GNP
Higher GNP
Base
Increase
Base
Increase
Base Increase
Peak demand (GW)
774
20-44
1,355
181
1,780
238-357
New capacity requirements (GW)ᵃ
Peaking
50
13-33
176
118
254
182-286
Baseload
226
11-22
1,011
67
1,423
74-98
Total
276
24-55
1,187
185
1,677
227-384
Annual sales (bkWh)
3,847
39-67
6,732
281
8,848
370-555
Annual generationᵇ (bkWh)
Oil/gas
287
(12)-(29)
221
2
308
27-51
Coal
2,798
54-103
6,242
305
8,295
381-560
Other
1,092
1-(1)
846
(2)
1,003
(7)-0
Total
4,177
43-72
7,309
305
9,607
401-611
Cumulative capital costsᶜ,ᵈ
669
25-48
1,765
173
2,650
222-328
Annual costsd
162
3-6
474
33
655
48-73
ᵃIncludes reserve margin requirements; does not include "firm scheduled" capacity.
ᵇIncludes transmission and distribution losses.
ᶜ"Base" values include regional capital expenditures for utility-related equipment in addition to new generating
capacity (e.g., new transmission facilities).
ᵈIₙ billions of 1986 dollars.
Abbreviations: GW = gigawatts; bkWh = billion kilowatthours.
Source: Linder and Inglis (Volume H).
requirements and annual generation are illustrated
state-by-state basis. The state and regional
in Figure 10-2.
differences reflect differences in current climate
conditions (e.g., seasonal temperature patterns),
Table 10-1 also indicates that the increase in
assumed future climate changes, and electricity end-
annual costs for capital, fuel, and operation and
use and utility system characteristics (e.g., market
maintenance associated with climate change-induced
saturation of weather-sensitive appliances and
modifications in utility investments and operations
equipment).
are a few billion dollars in 2010 and are $33 to $73
billion by 2055, a 7 to 15% increase over base case
Figure 10-3 shows that estimated reductions in
values of $475 to $655 billion for 2055.
new capacity requirements induced by climate
change are limited to the winter-peaking regions of
Figures 10-3 and 10-4 illustrate the diversity of
the extreme Northeast and Northwest. The Great
the estimated results for generating capacity on a
Lakes, northern Great Plains, and Mountain States
192
Electricity Demand
2200
11000
New Capacity Requirements
Annual Generation
2000
10000
1800
9000
1600
8000
Additional Climate Change Impacts:
1400
7000
Higher Sensitivity
Glgawatts
1200
6000
Billion KWH
Climate Change Impacts:
Base Sensitivity
1000
5000
Base Case (No Climate Change)
800
4000
600
3000
400
2000
200
1000
0
0
2010
2055
2055
2010
2055
2055
Lower
Higher
Lower
Higher
GNP
GNP
GNP
GNP
Assumption Assumption
Assumption Assumption
Figure 10-2. Potential impacts of climate change on electric utilities, United States (Linder and Inglis, Volume
H).
2055
% CHANGE IN NEW CAPACITY
20 to 30
10 to 20
0 to 10
10 to 0
Figure 10-3. Changes in electric utility capacity additions by state, induced by climate change in 2055 (derived
from Linder and Inglis, Volume H).
193
Chapter 10
are estimated to experience increased new capacity
may be for powerplants that are utilized heavily
requirements by 2055 in the range of 0 to 10%.
during only part of the year. Low annual utilization
Increases greater than 20% are concentrated in the
in the region would not justify construction of high-
Southeast, southern Great Plains, and Southwest.
capital and low-fuel cost baseload powerplants that
can produce electricity more cheaply (per kWh)
Figure 10-4 shows a somewhat similar
than low-capital and high-fuel-cost peaking units.
geographic pattern of impacts for electricity
However, when considered across several regions,
generation in 2055. Reductions in generation are
the least-cost plan may be to construct baseload
estimated in the North, and the greatest increases
powerplants in certain regions, utilize them to an
are concentrated in the Southwest. Despite
extent greater than required by the region, and sell
substantial use of air-conditioning in the Southeast,
the "excess" electricity from these plants into other
the estimated increases in generation are only in the
regions. The location and amount of these
5 to 10% range. There is a relatively high market
interregional sales would be subject to the transfer
saturation of electric heat in the region, and the
capabilities of transmission capacity in place. An
increase in cooling is partly offset by a decrease in
alternative to increased interregional bulk power
heating as a result of warmer winters.
sales would be the development and application of
efficient and effective energy storage technologies.
Because regions are affected differently, the
results indicate potential changes in the patterns of
interregional bulk power exchanges and capacity
SOCIOECONOMIC AND
sales over time and as climate changes. For
example, under the assumption of increasing
ENVIRONMENTAL
temperatures, some regions may require significant
IMPLICATIONS
amounts of additional generating capacity to reliably
meet increased demands during peak (cooling)
Despite the limitations of the analysis and the
seasons, but may experience lower demands in other
need for more research to refine the data and
(heating) seasons. As a result, the region's needs
methods used, the results are judged to be
2055
% CHANGE GENERATION
10 to 15
5 10
to 5
-5 to 0
Figure 10-4. Changes in electricity generation by state, induced by climate change in 2055 (derived from Linder
and Inglis, Volume H).
194
Electricity Demand
reasonable estimates of the sensitivity of electricity
new technological and market focus would
demand to potential climate change. Key
be directed toward this type of generating
socioeconomic and environmental implications of
plant. Related to this would be increased
the results stem from the increases in electric
research and development on electricity
generating capacity and generation requirements
storage technologies, which would allow
associated with climate-induced changes in demand.
lower cost, more efficient powerplants to
The implications include the following:
generate, at off-peak times, electricity for
use during peak periods.
Climate change could result in overall fuel
mixes for electricity generation that differ
Because increases in customer demands for
from those expected in the absence of
electricity may be particularly concentrated
climate change.
in certain seasons and at peak periods,
conservation and especially load
Climate change would not evenly affect
management programs that improve the
regional demands for electricity. Greater
efficiency or change the patterns of
impacts would occur in regions where
customer uses of electricity could be more
weather-sensitive end uses (particularly air-
cost-effective when considered in the
conditioning) are important sources of
context of potential changes in climate.
electricity demand. Substantially greater
climate change impacts were estimated for
Increased electricity generation implies the
the Southeast and Southwest than for other
potential for increased adverse
regions, especially the northern tier of
environmental impacts depending upon
states. Other impacts not addressed in this
generating technology and fuel-use
study, such as the availability of water for
assumptions. Potential adverse impacts
hydropower generation and powerplant
compared with the base case are associated
cooling, also would be more important in
with the following:
some regions (e.g., the West) than in
others.
--
air quality (e.g., emissions of sulfur
dioxide, NOx, and other pollutants);
Regional differences in capacity and
generation requirements suggest that
--
land use for new powerplant sites, fuel
important new opportunities for
extraction, fuel storage, and solid waste
interregional bulk power exchanges or
disposal;
capacity sales may arise as a result of
climate change.
-- water quality and use (e.g., for
powerplant cooling and fuel
The impacts of uncertain climate conditions
processing); and
over the long term could pose significant
planning and economic risks. Because of
resource depletion, especially of
long lead times required to plan and build
nonrenewable fuels such as natural gas.
economic baseload generating capacity, the
ability of utility planners to correctly
Of particular concern would be additional
anticipate climate change could result in
water withdrawal and consumption
lower electricity production costs. The
requirements in areas where water supplies
magnitude of these risks in some regions
may be reduced by climate change. 3
(e.g., the Southeast and the southern Great
Plains) could be similar to other
uncertainties that utility planners and
decisionmakers must face.
³For example, increased electricity generation induced by
climate change in northern California could increase
requirements for water withdrawal by 600 to 1,200 million cubic
If the result is confirmed that the majority
feet and for water consumption by 200 to 400 million cubic feet
of new capacity requirements in response to
in 2055. Comparable figures for the southern Great Plains in
climate change are for peaking capacity, a
2055 would be water withdrawal of 5,800 to 11,500 million cubic
feet and consumption of 1,800 to 3,500 million cubic feet.
195
Chapter 10
Increased electricity generation also implies
policies should be considered with respect
increased emissions of CO2 and other
to their potential implications related to
greenhouse gases compared with base case
climate change issues.
emissions. For example, if the estimated
increases in climate change-induced
Increases in electricity demands induced by
generation reported in Table 10-1 were met
climate change will make achievement of
by conventional technologies, CO2
energy conservation goals more difficult.
emissions could increase by 40 to 65 million
For example, the conference statement
tons per year by 2010 and by 250 to 500
from "The Changing Atmosphere:
million tons per year by 2055. 4 Use of
Implications for Global Strategy"
lower CO2-emitting technologies and fuels
(Environment Canada, 1988) calls for
-- such as efficient conversion technologies
reductions in CO₂ emissions to be achieved
and nuclear or renewable resources --
in part through increased efforts in energy
would lower these estimated impacts.
efficiency and other conservation measures.
An initial goal for wealthy, industrialized
nations set by the conference is a reduction
POLICY IMPLICATIONS
in CO2 emissions through conservation of
approximately 10% of 1988 emissions levels
In general, the study results suggest that utility
by 2005. The impacts of climate change to
planners and policymakers should begin now to
increase electricity demand should be
assess more fully and to consider climate change as
factored into the policies and plans
a factor affecting their planning analyses and
designed to achieve this conservation goal.
decisions. If more complete and more detailed
analyses support the socioeconomic and
Similarly, climate change impacts may
environmental implications of the climate change
exacerbate the difficulties or costs
effects described above, they should be explicitly
associated with implementing acid rain
addressed in planning analyses and decisions.
mitigation strategies being considered by
Specific policy implications related to the findings
the Congress. However, these strategies
include the following:
center primarily on near-term solutions
focusing on emissions reductions from
In formulating future National Energy
existing powerplants, and the impacts of
Plans, the Department of Energy may wish
climate change may not be large within that
to consider the potential impacts of climate
time frame.
change on utility demands.
Although not addressed directly in the
The interactions of climate change and the
analyses underlying this report, state and
current efforts of the Federal Energy
federal agencies should consider mitigation
Regulatory Commission (FERC) to
strategies that include energy conservation;
restructure the electric utility industry are
increased efficiency in the production,
difficult to assess. For example, the
conversion, and use of energy; and the
industry's response to FERC policies could
development and reliance on fuel sources
either accelerate or reduce the rate of
with low CO2 emissions.
emissions of greenhouse gases, depending
upon changes in the mix of generating fuels
and effects on the efficiency of electricity
RESEARCH NEEDS
production. The possible alternative
responses should be assessed, and FERC
Important areas for further climate change
research include improved methods for developing
and disseminating climate change scenarios, with
4 Note, however, that these increases in emissions from
particular emphasis on (1) improved estimates of
climate variables (in addition to temperature)
electricity production could be offset, at least in part, by
reduced demand for space heating provided by natural gas and
relevant to utility impact assessment (e.g.,
oil furnaces or by other direct uses of fossil fuels.
196
Electricity Demand
hydrologic factors, winds); (2) estimates of the
REFERENCES
possible impacts of global warming on variations in
weather conditions and the occurrence of extreme
Environment Canada. 1988. The Changing
events; (3) continued attention to estimates of the
Atmosphere: Implications for Global Security
rate of climate change over time; and (4) estimates
Conference Statement. Environment Canada,
of climate change at a more disaggregated regional
Government of Canada. Toronto; June 27-30.
or local level.
Linder, K.P., M.J. Gibbs, and M.R. Inglis. ICF
Follow-on research suggestions on the utility
Incorporated. 1987. Potential Impacts of Climate
side include (1) refinement of the analytical
Change on Electric Utilities. Report 88-2. Albany,
approach, in part through lessons learned from
New York: New York State Energy Research and
additional utility-specific analyses; (2) more detailed
Development Authority. (Note: This report was
and complete analyses of the weather sensitivity of
also published by the Electric Power Research
customer demand for electricity; (3) extension of the
Institute, Palo Alto, California, in January 1989;
approach to consider other pathways (including
report no. EN-6249.)
indirect and secondary effects) through which
climate change could affect utility investments and
Stokoe, P.K., and M. LeBlanc. P. Lane and
operations; and (4) an assessment of the value of
Associates, Ltd., and Discovery Consultants, Ltd.
improved climate change information to utility
1987. Socio-economic Assessment of the Physical
planners and managers.
and Ecological Impacts of Climate Change on the
Marine Environment of the Atlantic Region of
Canada, Phase I. Halifax, Nova Scotia, Canada:
School for Resource and Environmental Studies,
Dalhousie University.
197
CHAPTER 11
AIR QUALITY
FINDINGS
ultimate effect on acid deposition is difficult to
assess because of changes in clouds, winds, and
Potential changes in regional temperatures,
precipitation.
precipitation patterns, clouds, windspeed and
direction, and atmospheric water vapor that will
-- Visibility may decrease because of the
accompany global climate change will affect
increase in hydrocarbon emissions and the
future air pollution levels and episodes in the
rate at which sulfur dioxide is oxidized to
United States.
sulfate.
While uncertainties remain, it is likely that an
-- The small increase in temperature will not
increase in global temperatures would have the
significantly affect carbon monoxide
following effects on air quality, if other variables
emissions.
remain constant. These potential impacts
should be interpreted as relative changes as
Preliminary analyses of the effects of a scenario
compared with air quality levels without climate
of a 4°C temperature increase in the San
change. This chapter does not predict what will
Francisco Bay area, with no change in emissions
happen to air quality without climate change
or other climate variables, on ozone
and does not consider changes in anthropogenic
concentrations suggest that maximum ozone
emissions or technology.
concentrations could increase by approximately
20%, that the area in which the National
-- Ozone levels in many urban areas would
Ambient Air Quality Standard (NAAQS) would
increase because higher global temperatures
be exceeded would almost double, and that the
would speed the reaction rates producing
number of people-hours of exposure would
ozone in the atmosphere.
triple. The Midwest and Southeast also could
incur high concentrations and an increase in the
-- Natural emissions of hydrocarbons would
area of high ozone by a factor of three.
increase with a temperature rise. Natural
emissions of sulfur would also change, but
Increases in ambient ozone levels resulting from
the direction is uncertain. The
climate change could increase the number of
hydrocarbons and nitrogen oxides
nonattainment areas and make attainment more
participate in reactions that produce ozone.
expensive in many regions. Preliminary
estimates suggest that an expenditure of several
-- Manmade emissions of hydrocarbons,
million dollars per year may be necessary for
nitrogen oxides, and sulfur oxides may rise
volatile organic compound (VOC) controls
if more fossil fuel is used to meet higher
above those needed to meet standards without
electricity needs (see Chapter 10: Electricity
climate change. The total costs for additional
Demand) and if technology does not
air pollution controls that may be needed
improve.
because of global warming cannot be estimated
at this time.
-- The formation of acidic materials (such as
sulfates) would increase with warmer
Because of the close relationship between air
temperatures because sulfur and nitrogen
pollution policies and global climate change, it
oxides would oxidize more rapidly. The
is appropriate for EPA to review the impact of
199
Chapter 11
global climate change on air policies and the
emissions can enter their circulation patterns. In
impact of air pollution regulations on global
addition, they are frequently free of clouds, resulting
climate change.
in maximum sunlight and therefore more
photochemical ozone production during the day.
Also, during the evenings, the clear skies allow
RELATIONSHIP BETWEEN
surface-based (see below) inversion layers to form,
CLIMATE AND AIR QUALITY
concentrating pollutants in a small volume of air
and often creating very high air pollution levels.
The summer of 1988 provided direct evidence
Climatologically, certain places in the country,
of the importance of weather to pollution episodes
such as the Great Plains and the Northeast (Figure
in the United States. Despite significant progress in
11-1A), are frequently windy, and others, such as
reducing emissions of many pollutants over the last
the Southwest (Figure 11-1B), frequently have large
decade, the extended stagnation periods and high
mixing depths. These areas will have cleaner-than-
temperatures caused ozone levels in 76 cities across
average air if they do not contain too many
the country to exceed the national standard by at
pollutant sources. Areas, such as California, that
least 25%. Whether this recent summer is an
are frequently affected by high-pressure systems --
appropriate analog for the future cannot be
causing lower windspeeds and smaller mixing depths
determined with certainty, but scientists have
will have more major air pollution episodes.
recognized for some time that air pollution does
vary with seasons and is directly affected by
Circulation
ventilation, circulation, and precipitation, all of
which could be affected by future global climate
Two semipermanent high-pressure systems are
changes.
important to the global circulation pattern and
greatly influence U.S. air pollution climatology: the
Ventilation
large Pacific high, which is often situated between
the Hawaiian Islands and the west coast of North
Two major factors, referred to as "ventilation"
America, and the Bermuda high, located over the
when considered together, control the dilution of
western Atlantic Ocean.
pollutants by the atmosphere: windspeed and the
depth of the atmospheric mixing layer (frequently
The Pacific high often results in extended
called the mixing depth). If windspeed is high,
periods of air stagnation over the western United
more air is available to dilute pollutants, thus
States from Oregon and California to over the
lowering pollutant concentrations. The mixing layer
Rockies, and is responsible for many severe ozone
(the distance between the ground and the first
episodes in southern California. Air stagnation
upper-layer inversion) tends to trap pollutants
associated with the westward extension of the
because the inversion above it acts as a barrier to
Bermuda high occurs most often during the summer
vertical pollutant movement. Thus, pollutant
months and affects the eastern United States from
concentrations decrease as mixing depth increases,
southern Appalachia northward to New England.
providing greater dilution.
Within the Bermuda high, pollutants are slowly
transported from the industrial areas of the Ohio
The ventilation characteristics of an area
River Valley into the populated areas of the
change, depending on whether a high- or low-
Northeast. The Bermuda high is also responsible
pressure system is present. Low-pressure systems
for the general southwest-to-northeast airflow in the
usually produce good ventilation because they
summer, carrying pollutants along the metropolitan
normally have greater mixing depths and
corridor from Richmond to Boston and exacerbating
windspeeds, and precipitation is often associated
the ozone problem in the Northeast.
with them. High-pressure systems, on the other
hand, generally produce poor ventilation conditions
Precipitation
because they frequently have smaller mixing depths
on their western sides and lower windspeeds. They
Atmospheric pollutants in both particulate and
also tend to move more slowly than lows, so more
gaseous forms are incorporated into clouds and
200
Air Quality
A
B
12
6
789
8
16
16
14
12
12
9
8
I2
10
8
4
6
16
IO
8
I2
8
5
5
7
I2
16
6
24
26
10
6
26
10
I2
8
8
24
20
16
9
9
I2
14
Figure 11-1. (A) Mean annual windspeed averaged through the afternoon mixing layer (speeds are in meters
per second); (B) mean annual afternoon mixing height, in hundreds of meters (adapted from Holzworth, 1972).
precipitation. These pollutants can then be
a number of pollutants, including total suspended
transported to the ground through rainfall (wet
particulates (TSP), O₃, carbon monoxide (CO),
deposition). Cloud-formation processes and the
nitrogen dioxide (NO₂), lead, and sulfur dioxide
consequent type of precipitation, together with the
(SO₂). This section does not attempt to predict
intensity and duration of precipitation, are
future trends in emission levels.
important in determining wet deposition of
pollutants.
Total Suspended Particulates
Annual average TSP levels decreased by 23%
PATTERNS AND TRENDS IN AIR
between 1977 and 1986, and particulate emissions
QUALITY
decreased by 25% for the same period. The more
recent TSP data (1982-86) show that concentrations
are leveling off, with a 3% decrease in ambient TSP
To protect the public health and welfare, the
levels and a 4% decrease in estimated emissions
U.S. EPA has promulgated National Ambient Air
during that time.
Quality Standards (NAAQS). In 1986, more people
lived in counties with measured air quality levels
In the future, air quality may decrease as the
that violated the primary NAAQS for ozone (O₃)
benefits of current pollution control measures are
than for other pollutants (Figure 11-2).
affected by increases in population and economic
growth.
Although millions of people continue to breathe
air that is in violation of the primary NAAQS,
Sulfur Dioxide
considerable progress is being made in reducing air
pollution levels. Nationally, long-term 10-year (1977-
86) improvements have been seen for
Annual average SO₂ levels decreased 37% from
1977 to 1986. An even greater improvement
201
Chapter 11
Nationally, between 1979 and 1986, O₃ levels
POLLUTANT
decreased by 13%. Emissions of volatile organic
compounds (VOCs), which are ozone precursors,
TSP
41.7
decreased by 20% from 1979 to 1986. The
estimated number of violations of the ozone
SO₂
0.9
standard decreased by 38% between 1979 and 1986.
CO
41.4
The highest concentrations were in southern
NO
7.5
2
California, but high levels also persisted in the
Ozone
75
Texas gulf coast, the northeast corridor, and other
Pb
4.5
heavily populated regions.
O
IO
20
30
40
50
60
70
80
90
Acid Deposition
millions of persons
Widespread concern exists concerning the
effects of acid deposition on the environment. With
Figure 11-2. Number of persons living in counties
the present monitoring network density in eastern
with air quality levels above the primary National
North America, it is now possible to quantify
Ambient Air Quality Standards in 1986 (based on
regional patterns of concentration and deposition of
1980 population data) (U.S. EPA, 1988).
sulfate, nitrate, and hydrogen ions, primary
constituents of acid deposition. In Figures 11-3
through 11-5, isopleth maps show the geographic
was observed in the estimated number of violations
pattern of acid deposition, as reflected by the
of the 24-hour standard for so, concentration,
concentration and deposition of these three species
which decreased by 98%. These decreases
(Seilkop and Finkelstein, 1987).
correspond to a 21% drop in sulfur dioxide
emissions during this 10-year period. However, most
For the relatively short period from 1980 and
of the violations and the improvements occurred at
1984, evidence indicates the total deposition and
source-oriented sites, particularly a few smelter
average concentration of sulfate, nitrate, and
sites. Additional reductions may be more difficult
hydrogen ions in precipitation falling over eastern
to obtain. The higher concentrations were found in
North America decreased by 15 to 20%. The
the heavily populated Midwest and Northeast.
observed decreases correspond with reported
reductions in the U.S. emissions of sulfur oxides
Ozone
(SOx) and nitrogen oxides (NOx), and sulfate and
nitrate precursors. However, the emission figures
A national standard for ambient levels of ozone
are subject to estimation error and should be used
was established with the original Clean Air Act in
cautiously (Seilkop and Finkelstein, 1987).
1972, along with standards for five other pollutants.
While headway has been made in meeting all these
national air quality standards, progress in meeting
STUDIES OF CLIMATE CHANGE
the ozone standard has been particularly slow and
frustrating for concerned lawmakers and
AND AIR QUALITY
environmental officials at all levels of government.
At the end of 1987, the date anticipated in the act
Some of the climate factors that could affect air
for final attainment of the ozone standard, more
quality are listed in Table 11-1. To explain these
than 60 areas had not met the standard. In recent
relationships, two projects were undertaken for this
years, the number of nonattainment areas has
report to identify the potential impacts of climate
fluctuated with meteorology, often overwhelming the
change on air quality:
progress being made through reduced emissions.
Thus "bad" weather (summertime conditions
1. Climate Change and Its Interactions with
favorable to ozone formation) in 1983 led to an
Air Chemistry: Perspectives and Research
increased number of nonattainment areas, and
Needs Penner, Connell, Wuebbles, and
"good" conditions in 1986 led to a decreased number
of areas.
202
Air Quality
SULFATES
CONCENTRATION
DEPOSITION
30
13
4.0
1980
25
3.0
25
15
LS
20
20
1984
20
20
20
L5
20
15
Figure 11-3. Isopleth maps of average annual concentrations (mg/liter) and total annual deposition (g/m²) of
sulfates in 1980-84 (Seilkop and Finkelstein, 1987).
NITRATES
CONCENTRATION
DEPOSITION
L5
LS
20
20
30
25
2.0
2.5
1980
L5
L5
LO
L5
LS
20
20
2.0
1984
LO
LO
LO
LO
LO
Figure 11-4. Isopleth maps of average annual concentration (mg/liter) and total annual deposition (g/m²) of
nitrates in 1980-84 (Seilkop and Finkelstein, 1987).
203
Chapter 11
HYDROGEN IONS
CONCENTRATION
DEPOSITION
p.os
0.00
0.00
0.00
1980
0.05
0.00
0.06
0.05
0.03
0.04
0.04
0.04
0.05
0.05
0.05
0.05
0.00
0.06
0.03
0.04
1984
0.07
0.04
0.03
Figure 11-5. Isopleth maps of average annual concentration (mg/liter) and total annual deposition (g/m²) of
hydrogen ions in 1980-84 (Seilkop and Finkelstein, 1987).
Table 11-1. Climate Change Factors Important for Regional Air Quality
Changes in the following affect air quality:
1. the average maximum or minimum temperature
6. the vegetative and soil emissions of
and/or changes in their spatial distribution
hydrocarbons and NOₓ that are sensitive to
leading to a change in reaction rates and the
temperature and light levels, leading to changes
solubility of gases in cloud water;
in their concentrations;
2. stratospheric O₃ leading to a change in reaction
7. deposition rates to vegetative surfaces whose
rates;
absorption of pollutants is a function of
moisture, temperature, light intensity, and other
3. the frequency and pattern of cloud cover
factors, leading to changes in concentrations;
leading to a change in reaction rates and rates
of conversion of so₂ to acid deposition;
8. energy usage, leading to a change in energy-
related emissions;
4. the frequency and intensity of stagnation
episodes or a change in the mixing layer leading
9. aerosol formation, leading to changes in
to more or less mixing of polluted air with
reaction rates and the planetary albedo
background air;
(reflectivity); and
5. background boundary layer concentrations of
10. circulation and precipitation patterns leading to
water vapor, hydrocarbons, NO, and O₃,
a change in the abundance of pollutants
leading to more or less dilution of polluted air
deposited locally versus these exported off the
in the boundary layer and altering the chemical
continent.
transformation rates;
Source: Adapted from Penner et al. (Volume F).
204
Air Quality
Covey Lawrence Livermore National
maximum temperature. In 1988, the mean
Laboratory (Volume F)
maximum temperature was 77°F and there were 12
ozone excursions. In 1984, with a mean
2. Examination of the Sensitivity of a Regional
temperature of 73.50°F, there was only one
Oxidant Model to Climate Variations -
excursion.
Morris, Gery, Liu, Moore, Daly, and
Greenfield - Systems Applications, Inc.
Temperature-dependent modeling studies were
(Volume F)
conducted by Gery et al. (1987). For this modeling
effort, Gery et al. used the OZIPM-3 trajectory
The literature does not contain studies on the
model, which is city specific. The scenarios for the
effects of climate change on air quality. Thus, these
different cities used actual observed mixing heights,
studies should be considered as preliminary analyses
solar radiation and zenith angle, and pollutant
of the sensitivity of air quality to climate change.
concentrations characteristic for the particular city
considered for June 24, 1980. This base case was
Climate Change and Its Interactions with
chosen because it was a high-pollution day, and
Air Chemistry
ambient data were available. The increased
temperature scenarios applied the increase
Penner et al. conducted a literature review of
throughout the day and were added to the base case
studies on the relationship of climate and air quality.
scenario. The light intensity increase was achieved
They also organized a workshop on the issue.
by increasing the photolyses rates for nitrogen
dioxide, formaldehyde, acetaldehyde, hydrogen
Effect of Climate Change on Ozone Formation
peroxide, and ozone. Results for New York in June
1980 are shown in Table 11-2. In general, ozone
Changes in ventilation, circulation, precipitation,
concentration increased with increasing temperature.
and other aspects of climate affect the concentra-
The concentration of hydrogen peroxide (H₂O₂), a
tions of the ozone precursors (VOCs and NOv).
strong oxidant that converts SO₂ to sulfuric acid,
Climate changes can also increase or decrease the
was also observed to increase with higher
rates at which these precursors react to form ozone.
temperatures. This is compatible with the increase
The effects of change in global temperature and in
in ozone because the entire photochemical reaction
stratospheric ozone concentration on tropospheric
process is accelerated when temperature rises. As
ozone precursor concentrations, reaction rates, and
a result, cities currently violating the ozone NAAQS
tropospheric ozone concentrations are discussed
will be in violation to a greater degree in the future,
below.
and cities that are complying with the NAAQS now
could be forced out of compliance just by a
Temperature Change
temperature increase. Figure 11-6 shows the
predicted increase in low-level ozone for two
Studies of the Effects of Temperature on
temperature increases in Los Angeles, New York,
Ozone. Smog chamber and modeling studies have
Philadelphia, and Washington.
shown that ozone levels increase as temperature
increases. Kamens et al. (1982) have shown in an
Modeling studies by Penner et al. have shown
outdoor smog chamber study that the maximum
that the effect temperature has on ozone formation
ozone concentration increases as the daily maximum
also depends on the ratio of volatile organic
temperature increases (holding light intensity
compounds to nitrogen oxides, both of which are
constant). Their data show that there is no critical
ozone precursors. Figure 11-7 shows that ozone
"cut-off" temperature that eliminates photochemical
levels will generally go up, except in areas where the
ozone production. Instead, a general gradient is
ratio of VOCs to NOₓ is low.
observed as a function of temperature.
Temperature change has a direct effect on
Samson (1988) has recently studied ambient
ozone concentrations because it increases the rates
data for Muskegon, Michigan, and found that the
of ozone-forming reactions. However, a
number of ozone excursions above the standard
temperature rise can also affect ozone formation by
(0.12 ppm) is almost linearly related to mean
altering four other aspects of climate or the
atmosphere: cloud cover, frequency and intensity of
205
Chapter 11
Table 11-2. Maximum Hourly Concentrations and Percentage Changes for Ozone, H2O2, and PAN for the
Future Sensitivity Tests Using an EKMA Model for the Simulation of June 24, 1980, New York
Ozone
Percent change
Concentration (ppm)
(from base)
Change in Temp (°C)
0
+2
+5
0
+2
+5
Stratospheric Ozoneᵃ
Base
0.125
0.130
0.138
--
4
10
-16.6%
0.150
0.157
0.167
20
26
34
-33.3%
0.165
0.170
0.178
32
36
42
Hydrogen Peroxide (H₂O₂)
Percent change
Change in Temp (°C)
Concentration (ppb)
(from base)
Stratospheric Ozoneᵃ
Base
0.05
0.06
0.08
--
20
60
-16.6%
0.43
0.58
0.84
760.0
1060
1580
-33.3%
3.08
3.31
3.60
6060.0
6520
7100
Peroxyacetyl Nitrate (PAN)
Percent change
Change in Temp (°C)
Concentration (ppb)
(from base)
Stratospheric Ozoneᵃ
Base
3.98
3.50
2.79
---
-12
-30
-16.6%
5.85
5.26
4.34
47
32
9
-33.3%
7.59
6.73
5.49
91
69
38
ᵃBase refers to the present stratospheric ozone column. The -16.6 and -33.3% refer to a depletion of the base
value. Ultraviolet light will increase with the depletion (Gery et al., 1987).
stagnation periods, mixing layer thickness, and
cloud cover occurs. If clouds occur in the afternoon
reactant concentrations.
or evening, little effect is observed in the ozone
production, but if clouds occur during the morning
Effect of Changes in Cloud Cover. The
hours, photochemical reactions are slowed, and less
reduction in light intensity caused by increased
ozone is produced. Jeffries et al. (1989) suggest
cloud cover can reduce ozone production. Penner et
that cloud cover can decrease ultraviolet radiation
al. (Volume F) calculate that a reduction in light
by 7 to 14% in their outdoor smog chamber located
intensity of 50% throughout the day will reduce the
in North Carolina. Although a global temperature
ozone formation. However, the magnitude of ozone
change would affect cloud cover, the type and
reduction depends on the time of day when the
direction of the change are unknown.
206
Air Quality
15.0
6
14.0
13.0
5
12.0
11.0
HC/NOx 28
10.0
PERCENT INCREASE IN OZONE
9.0
8.0
CONCENTRATION (ppm)
4
PEAK OZONE
3
HC/NOx=7
7.0
6.0
2
5.0
4.0
HC/NOx 7, INCREASED BL HEIGHT
3.0
HC/NOx=2
2.0
1.0
0
10
15
20
25
30
35
40
0.0
L.A.
N.Y.
Phil.
Wash.
L.A.
N.Y.
Phil.
Wash.
TEMPERATURE (°C)
2°C TEMPERATURE INCREASE
5°C TEMPERATURE INCREASE
BL = Boundary Layer
Figure 11-6. Percent increase in predicted O₃ over
Figure 11-7. The effect of temperature on the peak
future base case (0.12 ppm) for two temperature
O₃ concentrations predicted in a box model
increases in four cities (Gery, 1987).
calculation of urban O₃ formation. Calculations are
shown for three hydrocarbon to NOₓ ratios. The
effect of increasing the boundary layer depth for the
case with a hydrocarbon to NO ratio of 7 is also
shown (Penner et al., Volume F).
The Penner et al. study assumes that cloud
Smog chamber studies have shown that at high
cover causes an equal decrease in all wavelengths of
pollutant levels, increases in water vapor can
solar radiation. However, clouds are not expected
significantly accelerate both the reaction rates of
to cause an equal decrease at all wavelengths. Solar
VOCs and the rate of oxidant formation (Altshuller
radiation is needed to form ozone. Since Penner et
and Bufalini, 1971). Walcek (1988) has shown with
al. may have underestimated the intensity of some
the use of a regional acid deposition model
wavelengths of light, they may have overestimated
(RADM) that the ozone, hydrogen peroxide, and
the decrease in ozone production.
sulfate production rates in the boundary layer of the
troposphere all increase with increasing water vapor.
Effect of Water Vapor. Water vapor is
involved in the formation of free radicals (reactive
Effect of Changes in Frequency and Intensity of
compounds) and hydrogen peroxide, which are
Stagnation Periods. As noted previously, high-
necessary for the formation of ozone. Global
pressure systems significantly enhance ozone
increases in temperature are expected to raise
formation potential. During a high-pressure
tropospheric water vapor levels.
episode, pollutants are exposed to high
temperatures and prolonged irradiation (Research
If sources of water vapor are not perturbed by
Triangle Institute, 1975), resulting in high levels of
vegetative changes, and if global circulation patterns
ozone. If the intensity and frequency of high-
do not significantly affect precipitation events (an
pressure episodes increase with global warming,
unlikely assumption), then global water vapor levels
then ozone levels can be expected to be even higher.
are expected to increase with increasing
temperature. A temperature increase of 2°C could
Effect of Changes in Mixing Layer Thickness.
raise the water vapor concentration by 10 to 30%
As shown in Figure 11-7, increases in the mixing
(Penner et al., Volume F). This change should
layer height decrease ozone formation, presumably
affect both oxidant formation and sulfur dioxide
because there are less ozone precursors per volume
oxidation (acid deposition).
of atmosphere. An increase of global temperature
207
Chapter 11
would probably lead to an increase in average
mixing depths as a result of greater convection,
which raises the mixing depth and increases mixing.
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
0.28
Effect of Changes in Reactant Concentrations.
0.24
0.24
The concentrations of ozone precursor pollutants
0.48
(VOCs, NOX) play a large part in determining the
0.20
0.20
amount of ozone produced. With increasing
0.36
NOx, PPM
016
34
0.16
temperature, natural hydrocarbon emissions are
32
0.12
030
expected to increase. Also, unless preventive
0.12
028
measures are taken, manmade emissions would
0.08
0.24
0.08
increase (vapor pressure of VOCs increases with
020
0.04
016
004
increasing temperature). If these ozone precursors
0.12
0.00
increased in concentration, ozone production would
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
increase.
VOC, PPMC
Lamb et al. (1985) have shown that natural
hydrocarbon (VOC) emissions from deciduous
forests would increase by about a factor of three
Figure 11-8. Ozone isopleths as a function of NOₓ
with a temperature change from 20 to 30°C.
and volatile organic compounds (VOCs) (Dodge,
However, as discussed in Chapter 5: Forests, the
1977).
abundance of some deciduous forests could decline
because of global warming. However, grasslands or
shrubs that replace forests would still emit
because stratospheric ozone regulates the amount of
hydrocarbons. The net effect is probably uncertain.
ultraviolet (UV) radiation available for producing
Emissions of NOₓ from powerplants would grow
ozone in the troposphere. Stratospheric ozone
because of a greater demand for electricity during
absorbs UV light from the sun and decreases the
the summer months. Soil microbial activity is also
UV energy striking the Earth's surface. When
expected to increase with increasing temperature.
stratospheric ozone is depleted by the
This will increase natural emissions of NOx.
chlorofluorocarbons (CFCs) generated by human
Evaporative emissions of VOCs from vehicles and
activity, more UV radiation reaches the Earth's
refueling would also be expected to rise with
surface, which increases the photolysis rates of
warmer temperatures. However, exact predictions
compounds that absorb solar radiation (NO₂,
of the effects of all these factors on ozone formation
formaldehyde, acetaldehyde, O₃, and H₂O₂). Faster
are difficult to make because the relationship
photolysis produces more free radicals (high-energy
between precursor emissions and ozone is extremely
species) that increase the amount of smog. Thus,
complex and not fully understood, and because
less stratospheric ozone will lead to enhanced ozone
increases in emissions are difficult to quantify.
formation in the troposphere.
An example of this complex relationship
Modeling results for New York from Gery et al.
between ozone and its precursors is shown in Figure
(1987) show that tropospheric ozone increased when
11-8 (Dodge, 1977). At high VOC levels and low
stratospheric ozone decreased (see Table 11-2).
NOx, adding or reducing VOCs has very little effect
They also show that H2O2 and peroxyacetyl nitrate
on ozone formation. Likewise, when NOX
(PAN) yields increased. H2O2 is a strong oxidant
concentrations are high and VOC concentrations
that converts SO₂ to sulfuric acid, and PAN is an
are low, increasing NOₓ reduces ozone formation
air pollutant that damages plants and irritates eyes.
while lowering NO increases ozone formation.
The 16.6 and 33.3% decreases (Table 11-2) in
Thus, VOCs and NOx must be examined together
stratospheric ozone far exceed the expected
when considering any ozone reduction strategy
decrease resulting from the buildup of CFC
based on controlling ozone-forming precursors.
concentrations. This is especially true since the
Stratospheric Ozone Change
1 Photolysis is the breakdown of chemicals as a result of the
Changes in stratospheric ozone concentration
absorption of solar radiation.
can also affect tropospheric ozone formation
208
Air Quality
Montreal Protocol agreement will limit CFC
Organic acids, such as formic and acetic acids,
production. These high values of stratospheric
are also formed in the atmosphere. However, their
ozone depletion are used only for illustrative
relative importance to the acid deposition problem
purposes.
is unknown at present. Because they are weak acids
(compared to H2SO4 and HNO3), their contribution
Changes in Tropospheric Hydroxyl Radicals
to the problem is expected to be much less than
that of the inorganic acids (Galloway et al., 1982;
Hydroxyl radicals (reactive compounds) are the
Keene et al., 1983, 1984; Norton, 1985).
most important free radicals found in the
atmosphere. These reactive compounds are
The acids produced in the atmosphere can be
responsible for removing many atmospheric
"dry deposited" to the Earth's surface as gases or
pollutants (such as CH₄, VOCs, methyl chloroform,
aerosols, or they can be "wet deposited" as acid rain.
CO) from the atmosphere (Penner et al., Volume
Changes in total acid levels depend on changes both
F). Without these free radicals, pollutants would
in atmospheric chemistry and changes in
not be removed from the atmosphere and would
precipitation. Wet deposition is affected most by
build up to higher levels (global heating would be
the amount, duration, and location of precipitation.
greater). Hydroxyl radicals in the free troposphere
Since the direction of regional precipitation
are produced primarily by the decomposition of
changes is unknown, it is not known whether acid
ozone by sunlight and the subsequent reaction of
rain will increase or decrease in the future.
high-energy oxygen with water. In the urban
However, many of the same factors that affect
atmosphere, hydroxyl radicals are produced through
ozone formation will also affect the total deposition
a complex series of reactions involving VOCs,
of acids.
nitrogen oxides, and sunlight. The solar photolysis
of hydrogen peroxide also gives rise to hydroxyl
Temperature Change
radicals. This occurs in both urban and rural areas.
Higher temperatures accelerate the oxidation
The effect of global climate changes on
rates of SO₂ and NOx to sulfuric and nitric acids.
hydroxyl radical abundance is unclear. In urban
Gery et al. (1987) have shown that a temperature
areas with increases in VOCs and NO,, a
rise would also speed the formation of H2O2,
temperature increase will increase hydroxyl radical
increasing the conversion of SO₂ to sulfuric acid
concentration. Also, if natural hydrocarbons and
(see Table 11-2). Hales (1988) studied the
NOX increase in rural areas, hydroxyl radicals are
sensitivity to a 10°C temperature rise using the
expected to increase. However, if methane, CO,
storm-cloud model PLUVIUS-2. Considering only
and natural hydrocarbons increase without an
the chemistry occurring with a 10°C temperature
additional increase in NO,, then hydroxyl radicals
rise, sulfate production increased 2.5 times. No
will be depleted. A definitive prediction on the
modeling was performed at more modest
effect of increasing temperature on global
temperature increases (e.g., ~4°C); however, it is
concentrations of hydroxyl radicals cannot be made
likely that oxidation would also increase with a
at this time.
smaller increase in temperature. The limiting factor
in the oxidation of SO₂ appears to be the availability
Effect of Climate Change on Acid Deposition
of H₂O₂. The model also suggested that a
temperature increase would cause more sulfuric acid
Rainwater and surface waters are more acidic
to form near the sources where SO₂ is emitted.
than natural background levels because of industrial
and mobile emissions of so, and NO,, which form
Effect of Global Circulation Pattern Changes.
sulfuric and nitric acids in the atmosphere. In the
Potential changes in global circulation patterns
air, sulfuric acid (H₂SO₄) is produced primarily by
would greatly affect local acid deposition, because
the reaction of SO₂ with hydroxyl radicals (high-
they would alter ventilation and precipitation
energy species); in clouds, the oxidation of SO₂ to
patterns. Galloway et al. (1984) have calculated that
H2SO4 is more complex, involving reactions with
over 30% of the sulfur emissions from the eastern
hydrogen peroxide and other dissolved oxidants.
United States are transported to the north and
Nitric acid (HNO₂) is produced in air by the
farther east. Changes in circulation patterns would
reaction of hydroxyl radicals with NOₓ.
209
Chapter 11
affect this transport, although the direction or
changes in climate. The scenario assumed that
magnitude of the effect is unknown.
temperatures would be 4°C warmer than in the base
case, but all other climate variables were held
Effects of Changes in Emissions. If electricity
constant (relative humidity was held constant). The
demand rises with rising temperatures (see Chapter
scenario assumed no change in emission levels, no
10: Electricity Demand), if more fossil fuels are
change in boundary layer, and no change in wind
burned, and if technology is not improved, SO₂ and
velocity.
NOₓ emissions will increase. An approximate 10%
growth in use of electricity in the summer could
The RTM-III is a three-dimensional model that
increase SO₂ emissions during the summer by
represents point sources embedded in a grid
approximately 30% if present-day technology is used
framework. The model has three prognostic vertical
in the future. This, in turn, would increase acid
layers and a diagnostic surface layer. This means
deposition.
that the surface layer is represented by actual
observations. The other three layers are predicted
Effects of Reduced Stratospheric Ozone. A
by using the surface layer data. The photochemical
decrease in stratospheric ozone due to CFCs may
reactions are based on the latest parameterized
increase acid deposition because more UV radiation
chemical mechanism.
would be available to drive the chemical reactions.
As discussed above, a modeling study by Gery et al.
Limitations
(1987) showed an increase in the yield of H2O2
when stratospheric ozone was reduced by 16 and
Perhaps the most important limitation is that
33%. Because H2O2 is a strong oxidant, SO₂ would
emission levels were held constant. It is likely that
probably also be oxidized more quickly into sulfate
future emission levels will be different, although this
aerosols and acid rain, but this depends on the
study did not estimate how. The results of this
availability of water vapor (e.g., clouds, rain).
study are useful for indicating the sensitivity of
Implementation of the Montreal Protocol should
ozone formation to temperature, but should not be
help reduce CFC emissions.
considered as a prediction of future ozone levels.
The model ignored future increases in emissions
Reduced Visibility. The growth in natural
that would occur with increased temperatures. The
organic emissions and increases in sulfates resulting
estimates for ozone are only coarse approximations.
from warmer temperatures should reduce visibility,
Morris et al. used the National Acid Precipitation
assuming that the frequency of rain events, wind
Assessment Program (NAPAP) emissions data of
velocity, and dry deposition rates remain the same.
1980. These data appear to underestimate actual
If rain events increase, washout/rainout should
ratios of VOCs to NOₓ as measured in urban areas.
increase and visibility would be better than
Ching et al. (1986) state that for most cities, the
predicted (see Chapter 3: Climate Variability).
NAPAP data underestimate VOC emission values
by a factor of three or more. The model simplified
some reactions of the hydrocarbons (VOCs)
MODELING STUDY OF CLIMATE
because the chemistry is not well known.
AND AIR QUALITY
This study did not estimate climate-induced
alterations in most meteorological variables, except
Study Design
temperature and water vapor, which is an
oversimplification. For example, this study assumed
Morris et al. (Volume F) applied a regional
that the mixing heights remain unchanged for the
transport model RTM-III to an area covering
temperature increase scenario; in reality, mixing
central California and a region covering the
heights could increase with rising temperature.
midwestern and the southeastern United States.
Holding the mixing heights constant probably
The model was run for the present-day conditions
overemphasized the importance of temperature in
and for a future climate. For California, Morris et
oxidant production, because an increased mixing
al. used input data from August 5-10, 1981; for the
layer depth might have had a dilution effect. Also,
Midwest and the Southeast, they used input data
as stated earlier, cloud cover will affect ozone
from July 14-21, 1981. These were periods with
production. If cloud cover increases, then ozone is
high ozone levels and may be most sensitive to
expected to decrease. Frequency and intensity of
210
Air Quality
stagnation periods can also have profound effects on
little change in ozone levels was observed with the
ozone formation. This modeling exercise did not
increased temperature.
consider these factors.
Midwest and Southeast Study
Results
The results from applying RTM-III to the
Central California Study
midwestern and southeastern areas are shown in
Table 11-4. On one particular day (July 16), raising
Table 11-3 summarizes the results from the
the temperature caused maximum ozone to increase
base case scenario and a climate sensitivity scenario
from 12.5 pphm to 13.0 pphm (Figure 11-10).
that used a 4°C temperature increase and an
Although this is only a slight increase (0.5 pphm),
attendant increase in water vapor concentration.
the predicted area of exceedance of the ozone
All of the days studied show a larger area exposed
NAAQS increased by almost a factor of three, from
to high levels of ozone. An increase in temperature
9,800 to 27,000 square kilometers. The differences
may lengthen the duration of high ozone levels,
occurred mainly in the upper Midwest. In general,
although the maximum levels may be the same.
the results range from a reduction of 2.4% to an
Figure 11-9 illustrates the August 6 base case and
increase of 8.0% in ozone levels. Although a
climate sensitivity case. The temperature change
temperature increase will generally increase ozone
increased the August 6 maximum ozone
formation, it is noted in Table 11-4 that on two
concentration from 15 parts per hundred million
days, July 14 and July 21, no ozone increases were
(pphm) to 18 pphm, a 20% increase in ozone. The
observed. This occurs when there are insufficient
area in which the NAAQS was exceeded almost
precursors to sustain ozone formation. Under these
doubled from 3,700 to 6,600 square kilometers.
conditions, ozone is produced more quickly with
increasing temperature but the total amount
The temperature increases in the two main
produced need not be greater and could even be
cities in the San Joaquin Valley (Fresno and
less in some cases.
Bakersfield) resulted in an approximate 0.5-pphm
increase (approximately 8%) in maximum daily
Both modeling exercises indicate that
ozone concentration. In regions farther away from
temperature change alone could increase ozone
the emissions, such as the Sierra Nevada Mountains,
levels over what they would be without climate
change.
Table 11-3. Maximum Daily Ozone Concentrations Predicted by the RTM-III for Each Day of the Central
California Modeling Episodes for the Base Case and the Case of Climate Sensitivity to Increased
Temperature of 4°C
Maximum daily ozone concentrations (pphm)
Date of Episode
Base
4°C temperature
Percent
(1981)
case
increase
increase
August 5
11.8
12.1
3
August 6
15.0
18.0
20
August 7
11.7
13.1
12
August 8
13.5
13.7
2
August 9
10.5
11.2
7
August 10
9.1
9.18
8
Source: Morris et al. (1988).
211
Chapter 11
Exceeds Standard
<6
>6
>8
>10
>12
>14
>16
Sacramento
Sacramento
San Fran.
Oakland
San Fran.
Oakland
Stockton
Stockton
San Jose
San Jose
Modesto
Crow's Landing
Modesto
Crow's Landing
Castle AFB
Castle AFB
Yosemite
Yosemite
Salinas
Salinas
Base Case
Climate Sensitivity Scenario No. 1
August 6, 1981
4°C Temperature Increase
Figure 11-9. Comparison of estimated maximum daily ozone concentrations (pphm) for the base case and
climate sensitivity scenario No. 1 (temperature and water increase) for August 6, 1981 (Morris et al., 1988).
Table 11-4. Maximum Daily Ozone Concentrations Predicted by the RTM-III for Each Day of the
Midwestern/Southeastern Episode for the Base Case and the Case of Increased Temperature of
4°C
Maximum daily ozone concentrations (pphm)
Date of Episode
Base
4°C temperature
Percent
(1981)
case
increase
increase
July 14
11.3
11.3
0.0
July 15
11.5
11.9
3.5
July 16
12.5
13.0
4.0
July 17
11.7
12.0
2.6
July 18
11.2
12.1
8.0
July 19
13.8
14.8
7.2
July 20
11.1
11.2
0.9
July 21
12.6
12.3
-2.4
Source: Morris et al. (1988).
212
Air Quality
Exceeds Standard
7
7
L
L
L
L
L
'o
18
'6
be
be
Base Case
Climate Sensitivity Scenario #1
Figure 11-10. Comparison of predicted estimated maximum daily ozone concentrations (pphm) for the base case
and climate sensitivity scenario No. 1 (temperature and water increase) for July 16, 1980 (Morris et al., 1988).
Population Exposure
ECONOMIC, ECOLOGICAL,
As discussed above, both the California and
AND ENVIRONMENTAL
Midwest/Southeast studies show a significant
IMPLICATIONS
increase in the area that is potentially exposed to
higher levels of ozone when the temperature is
increased as compared with base case conditions.
Ozone
Data taken from the 1980 census from central
California and the midwestern and southeastern
An increase in ozone levels due to climate
areas were used to determine the number of people
change is important for several reasons:
exposed to ozone for the base case and a 4°C
temperature rise scenario. Table 11-5 presents the
Ozone itself is a radiatively important gas
number of people-hours of exposure to ozone
and contributes to climate change. Ozone
concentrations exceeding 8, 12, and 16 pphm. These
absorbs infrared energy much like carbon
estimates of human exposure were generated by
dioxide. It has been calculated that a 15%
multiplying the number of people in the grid cells by
increase in tropospheric ozone could lead to
the total number of hours that the estimated hourly
a 0.1°C rise in global temperature
ozone concentration in those grid cells exceeded the
(Ramanathan et al., 1987).
8-, 12-, or 16-pphm levels. Actual exposure levels
may be less because indoor levels are generally
Ozone levels in many areas are just below
lower than ambient air levels.
the current standard. If emissions are not
reduced, any increase in ozone formation
may push levels above the standard.
213
Chapter 11
Table 11-5. Number of People-Hours of Exposure to Ozone Concentrations in Excess of 8, 12, and 16 pphm
for the Base Case and the Case of Climate Sensitivity to Increased Temperature
Exposure to
Exposure to
Exposure to
Scenario
O₃ ≥ 8 pphm
O₃ ≥ 12 pphm
O₃ ≥ 16 pphm
Central California Modeling Episode
Base case
70,509,216
660,876
0
Increased
temperature
102,012,064
2,052,143
92,220
Midwestern/Southeastern Modeling Episode
Base case
1,722,590,208
29,805,348
0
Increased
temperature
1,956,205,568
47,528,944
0
Source: Morris et al. (1988).
Many inexpensive controls for ozone are
peak ozone levels could affect a number of potential
already in place in nonattainment areas.
ozone violations. In the 1983-85 period for example,
Increases in ozone levels would require
68 areas showed measured exceedances of the
relatively expensive measures to sufficiently
ozone air quality standards (for technical and legal
reduce ozone precursors to attain the
reasons, not all these areas were officially
standard.
designated nonattainment areas). A 10% increase
in ozone levels in that period doubled the number
The standard itself is defined in terms of
of nonattainment areas to 136. This would include
the highest levels of ozone experienced in
41 new metropolitan statistical areas (MSAs) added
an area, not average levels. (As a yearly
to the list and 27 non-MSAs. These new
average, no area of the country would
nonattainment areas would add most midsize and
exceed the standard of 0.12 ppm.) Thus, a
some small cities in the Midwest, South, and East to
factor such as temperature that may have a
the list of nonattainment areas.
modest effect on average levels of ozone
formation may have a much more significant
The policy implications of this should be put
effect on peak levels.
into context because the full effect of climate change
may not be felt until well into the next century.
A rough estimate of each of these factors can
Over the next several decades, various national
illustrate the potential policy problems created by
measures to reduce ozone precursors, such as a
a rising temperature scenario. The data in Figure
reduction in the volatility of gasoline, may go into
11-9 suggest that 4°C degree rise in temperature
effect. These would provide a cushion to marginal
may lead to an increase in peak ozone
areas and could offset a temperature effect.
concentrations of around 10%. A 10% increase in
However, other factors suggest that rising
temperatures could be a problem.
214
Air Quality
Ozone levels and ozone precursors are closely
First, emissions from fossil fuel powerplants
related to economic expansion and population
both influence acid rain and contribute to global
growth. Consumer solvents (e.g., paints, sprays, and
warming. In the future, global warming may
even deodorants) are a major source of ozone
increase energy demand and associated emissions.
precursors. These are very difficult to control and
Because the growth in demand for electricity in
are likely to increase in the future in areas currently
northern states (see Chapter 10: Electricity
attaining the standards. Growth in other sources
Demand) may be lower than in southern states,
of ozone precursors would bring many areas
regional shifts in emissions may occur in the future.
relatively close to the limits of the ozone standard.
Gradual increases in temperature would make
Second, global climate change would influence
remaining in compliance with the standard more
atmospheric reaction rates and the deposition and
difficult. Although any sudden change in the
form of acidic material. It is conceivable that
number of nonattainment areas as a result of a
regions of high deposition may shift or that more
secular trend toward increased temperature is
acid rain may be transported off the North
unlikely, a number of small to midsize cities
American continent. Strategies that seek to control
eventually may be forced to develop new control
powerplants in regions near sensitive areas may or
programs.
may not be as effective, as global climate change
occurs.
The implications of warmer temperatures for
existing nonattainment areas can also be estimated.
Third, global climate change may alter the
In these areas, existing and planned control
impacts of acid rain on ecological and other systems
measures may not be adequate to reach the
in as yet unpredictable ways. For example:
standard, if additional ozone forms. In the past,
EPA has attempted to project the emission
Changes in the amount of rainfall may dilute
reductions and costs associated with the attempts
the effect of acid rain on many sensitive
of existing nonattainment areas to reach the ozone
lakes.
standard. Using the same modeling approach, the
effects of a temperature increase were analyzed to
Changes in clouds may alter the fertilization
estimate the additional tons and costs associated
of high-elevation forests.
with a projected temperature rise. Extrapolations
of existing inventories to the year 2000 suggest that
Changes in humidity and frequency of rain
higher temperatures could require an additional
may alter degradation rates for materials.
reduction of 700,000 tons of VOC from an inventory
of about 6 million tons. Given that most current
Increased midcontinental dryness would alter
nonattainment areas already will have implemented
the amount of calcium and magnesium in
the most inexpensive measures, these additional
dust, neutralizing impacts on soils.
reductions may cost as much as $5,000 per ton per
year. Their aggregate cost could be as much as $3.5
Increased numbers of days without frost
billion each year.
would decrease forest damage associated
with frost and overfertilization by
These conclusions should be viewed as
atmospheric nitrogen.
preliminary. Nonetheless, they demonstrate that
the potential economic consequences could be
Changes in snowpack and the seasonality of
significant for an already expensive program to
rainfall would change acid levels in streams
combat ozone.
and alter the timing and magnitude of spring
shocks on aquatic species.
Acid Rain
Finally, solutions to both problems are
The global climate change is likely to affect
inextricably linked. Some solutions, such as SO₂
acidic deposition in the near future for several
scrubbers and clean coal technologies, may abate
reasons.
acid rain levels, but they may do little to improve air
quality or may increase global warming. Other
215
Chapter 11
solutions, including increased energy efficiency and
determined, perhaps as each significant regulation
switching fuels to natural gas or to renewable
is proposed or reevaluated.
energy sources, may provide positive solutions to
both problems.
The impact of EPA regulations, particularly
the impact on energy use and greenhouse
In summary, an examination of the time
gases, should be a more important weight in
horizons of importance to both acid rain and global
future regulatory decisions. Since EPA
climate change problems suggests that these two
regulations often serve as models for other
issues should not be viewed in isolation. Emissions,
countries, the cost penalty for better energy
atmospheric reaction rates, pollutant transport, and
usage, while sometimes small in the United
environmental impacts will likely be altered by
States, may be important on a global basis.
climate change. This suggests that a more holistic
approach must be taken to air pollution problems
Future reports to Congress and major
and that proposed solutions should be evaluated on
assessments of ecological effects, e.g., the
the basis of their contributions to solving both
1990 Acid Deposition Assessment document,
problems.
should include sensitivity analyses of
alternative climates. Risk management
decisions of the Agency could then be made
POLICY IMPLICATIONS
with improved knowledge of climate impacts.
The Environmental Protection Agency issues
air pollution regulations to improve air quality and
RESEARCH NEEDS
to protect public health and welfare. In general,
current regulations to reduce oxidant levels will also
Some of the key questions that need to be
provide positive benefits toward a goal of limiting
resolved regarding climate change and air quality
the rate of growth in global warming. Other
include the following: How important will climate
programs aimed at reducing carbon monoxide
change be relative to other factors such as
levels, particularly from mobile sources, or CFCs to
population growth to future air pollution problems?
protect the stratospheric ozone layer, also positively
Is the impact of climate change likely to be
affect greenhouse gases and the rate of global
significant enough to require totally different air
warming. However, the regulatory activities of the
pollution strategies? What mix of control strategies
Agency have not been retrospectively reviewed to
could be most cost effective in reducing acid rain,
determine their impacts on global warming. In
global warming, tropospheric ozone, and other
some cases, there may be important benefits; for
pollution problems? The research elements needed
example, current emission standards for automobiles
to address these issues include basic research,
do not encourage more efficient use of gasoline. A
sensitivity analyses, full-scale atmospheric modeling,
different form of standard, while potentially
and cost-effectiveness studies. Examples are
disruptive to air pollution efforts, might produce
presented below:
positive greenhouse gas benefits via reduced energy
consumption. These issues will have to be analyzed
Basic Research - There is an important need to
in the future.
understand how manmade and natural emissions of
hydrocarbons and other pollutants might change in
Because of the climate change issue, the
the future when temperature, CO₂, and UV-B
following are some of the more important policy
radiation increase and other climate parameters
issues:
vary.
Air pollution control agencies such as EPA
Sensitivity Analyses - Analyses of ozone
should undertake a broad review to
concentrations are dependent on boundary layer
determine the impact of global climate
height, clouds, water vapor, windspeed, UV-B
change on air pollution policies. In
radiation, and other parameters. Sensitivity tests
particular, the cost of added controls
using single models could improve our
resulting from climate change should be
understanding of the relative importance of these
216
Air Quality
variables and could provide important information
Park, NC: U.S. Environmental Protection Agency.
for general circulation modelers.
October.
Full-Scale Modeling Complete understanding of
Hales, J. 1988. In: Sensitivity of Urban/Regional
the interactions of climate change and air quality
Chemistry to Climate Change: Report of the
will ultimately require that general circulation
Workshop, Chapel Hill, NC. Wuebbles, D.J., and
models and mesoscale chemistry models be linked
J.E. Penner, eds. Livermore, CA: Lawrence
in some direct or indirect manner. This will require
Livermore National Laboratory. Feb. 17-18.
the development of innovative approaches between
the general circulation and air pollution modeling
Holzworth, G.C. 1972. Mixing Heights,
communities.
Windspeeds and Potential for Urban Air Pollution
Throughout the Contiguous United States. Research
Cost-Effectiveness Studies There are currently a
Triangle Park, NC: U.S. Environmental Protection
number of congressional proposals to improve the
Agency, Office of Air Programs. Publication No.
Clean Air Act and to reduce global climate change.
AP-101.
To assume that both air quality and global climate
change goals are achieved, analyses of the cost-
Jeffries, H.E., K.G. Sexton, J.R. Arnold, and T.L.
effectiveness of alternating strategies will be
Kole. 1989. Validation Testing of New
necessary.
Mechanisms with Outdoor Chamber Data, Volume
4: Appendixes to Photochemical Reaction Photolysis
Rates in the UNC Outdoor Chamber. EPA/600/3-
REFERENCES
89/010d. Research Triangle Park, NC: U.S.
Environmental Protection Agency.
Altshuller, A.P., and J.J. Bufalini. 1971.
Photochemical aspects of air pollution.
Kamens, R.M., H.E. Jeffries, K.G. Sexton, and A.A.
Environmental Science and Technology 5:39-64.
Gerhardt. 1982. Smog Chamber Experiments to
Test Oxidant-Related Control Strategy Issues. EPA
Ching, J.K.S., J.H. Novak, K.L. Schere, and F.A.
600/3-82-014. Research Triangle Park, NC: U.S.
Schiermeier. 1986. Reconciliation of Urban
Environmental Protection Agency. August.
Emissions and Corresponding Ambient Air
Concentrations Using Mass Flow Rate Technique.
Keene, W.C., J.N. Galloway, and J.D. Holden Jr.
Draft report prepared for EPA/ORD; April.
1983. Measurement of weak organic acidity in
precipitation from remote areas of the world.
Dodge, M.C. 1977. Effect of Selected Parameters
Journal of Geophysical Research 88:5122-5130.
on Predictions of a Photo-Chemical Model. EPA
600/3-77/048. Research Triangle Park, NC: U.S.
Keene, W.C., and J.N. Galloway. 1984. Organic
Environmental Protection Agency. June.
acidity in precipitation of North America.
Atmospheric Environment 18: 2491-2497.
Galloway, J.N., G.E. Likens, W.C. Keene, and M.M.
Miller. 1982. The composition of precipitation in
Lamb B.K., H.H. Westberg, T. Quarles, and D.L.
remote areas of the world. Journal of Geophysical
Flyckt. 1985. Natural Hydrocarbon Emission Rate
Research 87:8771-8788.
Measurements From Selected Forest Sites.
EPA-600/3-84-001. Research Triangle Park, NC:
Galloway, J.N., D.M. Whelpdale, and G.T. Wolff.
U.S. Environmental Protection Agency. October.
1984. The flux of sulfur and nitrogen eastward from
North America. Atmospheric Environment
Norton, R.B. 1985. Measurements of Formate and
18:2595-2607.
Acetate in Precipitation at Niwot Ridge and
Boulder, Colorado. Geophysical Research Letters
Gery, M.W., R.D. Edmond, and G.Z. Whitten. 1987.
12:769-772.
Tropospheric Ultraviolet Radiation: Assessment of
Existing Data and Effect on Ozone Formation.
Ramanathan, V., L. Callis, R. Cess, J. Hansen, I.
EPA Report 600/3-87/047. Research Triangle
Isaksen, W. Kuhn, A. Lacis, F. Luther, J. Mahlman,
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R. Reck, and M. Schlesinger. 1987. Climate-
Seilkop, S.K., and P.L. Finkelstein. 1987. Acid
chemical interactions and effects of changing
precipitation patterns and trends in eastern North
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Research Triangle Institute. 1975. Investigation of
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036. Research Triangle Park, NC: U.S.
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218
CHAPTER 12
HUMAN HEALTH
FINDINGS
in the winters) have been observed in several
areas in the United States. The longer and
Global warming may lead to increases in human
hotter summers that may accompany climate
illness (morbidity) and mortality during summer.
change could increase infant mortality rates,
Populations at particular risk are the elderly and
although changes in variability may be more
very young (age 1 year and below), particularly
important than average changes in
those who are poor and/or homeless. These effects
temperature.
may be more pronounced in some regions than in
others, with northern regions more vulnerable to
Vector-borne diseases, such as those carried
the effects of higher temperature episodes than
by ticks, fleas, and mosquitoes, could increase
southern regions. Milder winters may offset
in certain regions and decrease in others. In
increases in morbidity and mortality, although net
addition, climate change may alter habitats.
mortality may increase. Mortality in southern cities
For example, some forests may become
currently shows a lesser effect from heat waves,
grasslands, thereby modifying the incidence of
presumably because populations have acclimatized.
vector-borne diseases.
If northern populations show this same
acclimatization, the impact of global warming on
While uncertainties remain about the
summer mortality rates may be substantially lower
magnitude of other effects, climate change
than estimated. The full scope of the impacts of
could have the following impacts:
climate change on human health remains uncertain
and is a subject for future research.
-- If some farmland is abandoned or some
forests become grasslands, a result could be
Although there may be an increase in weather-
an increased amount of weeds growing on
related summer deaths due to respiratory,
cultivated land, and a potential increase in
cardiovascular, and cerebrovascular diseases,
the incidence of hay fever and asthma.
there may be a decrease in weather-related
winter deaths from the same diseases. In the
-- If humidity increases, the incidence and
United States, however, our studies suggest that
severity of skin infections and infestations
an increase in weather-related deaths in
such as ringworm, candidiasis, and scabies
summer would be greater than the decrease in
may also rise.
weather-related deaths in winter. To draw firm
conclusions, however, this area needs additional
-- Increases in the persistence and level of air
study.
pollution episodes associated with climate
change may have adverse health effects.
Sudden changes in temperature are correlated
with increases in deaths. So if climate
variability increases, morbidity and mortality
CLIMATE-SENSITIVE ASPECTS
may also increase. Conversely, a decrease in
OF HUMAN HEALTH
the frequency or intensity of climate extremes
may be associated with a decrease in mortality
and morbidity.
Human illness and mortality are linked in
many ways to the environment (Figure 12-1).
Seasonal variation in perinatal mortality and
Mortality rates, particularly for the aged and very ill,
preterm birth (higher in the summers, lower
219
Chapter 12
H
HEAT STRESS
C
U
L
M
REPRODUCTIVE EFFECTS
M A
I
0 N
M
NUTRITION
R
A
B
T
Food Production
Organic Disease
I
D
E
FISHERIES
I
COMMUNICABLE DISEASES
T
AGRICULTURE
Y
Pollen Production
ALLERGENS
ALLERGIC DISEASES
AND
C
FORESTS
H
M
VECTORS
VECTOR-BORNE DISEASES
0
A
WETLANDS
R
N
CHRONIC DISEASES
T
G
Habitat
A
L
E
I
S
T
AIR POLLUTION
Y
Figure 12-1. Schematic showing how climate change can affect human health.
are influenced by the frequency and severity of
summer when the mosquitoes that transmit it are
extreme temperatures. The life cycles of disease-
active. In addition, adverse effects on reproduction,
carrying insects, such as mosquitoes and ticks, are
such as increased incidence of premature births,
affected by changes in temperature and rainfall, as
show a summertime peak in some cities. Table 12-
well as by modifications in habitat that result from
1 lists the number of deaths and the number of
climate change. Air pollution, frequently associated
physician visits (used to estimate the incidence of
with climate change, is known to increase the
illness associated with a given effect) associated with
incidence or severity of respiratory diseases such as
major causes of mortality and illness in the United
emphysema and asthma. A variety of human
States.
illnesses show sensitivity to the changes in
temperature (and/or humidity) that accompany
General Mortality and Illness
changes in season. Stroke and heart attacks
increase with very cold or very warm weather.
The relationship between mortality and
Allergic diseases such as asthma and hay fever
weather has been studied for over a century
increase in spring and summer when pollens are
(Kutschenreuter, 1959; Kalkstein, Volume G), with
released. Diseases spread by insects such as St.
the relationship between mortality and temperature
Louis encephalitis increase in the warmth of
receiving the most attention. Kutschenreuter (1959)
observed "mortality is higher during cold winters
1
and hot summers and lower during warm winters
St.Louis encephalitis is an example of a vector-borne disease.
and cool summers." The people most sensitive to
Such diseases are spread to humans or animals by arthropods
(e.g., mosquitoes or ticks). The disease-causing organism, such
temperature extremes are the elderly (White and
as a virus, is carried and transmitted by the vector, also known
Hertz-Picciotto, 1985). One explanation is the
as the agent. Some vectors, such as ticks, live on other animals,
increased susceptibility of the elderly is that for
such as deer and birds, which are called intermediate hosts.
individuals already stressed by the circulatory
For example, Lyme disease is caused by a bacteria (the agent),
which is carried by a certain type of tick (the vector), which
problems associated with vascular and heart disease,
lives on deer and mice (the intermediate hosts).
heat waves (temperatures above 100°F for 5
220
Human Health
Table 12-1. Major Causes of Illness and Mortality in the United States (1984)ᵃ
Estimated
number of
Estimated mortality
physician
Cause of illness or mortality
contacts
Number
Rate/100,000
Accidents and adverse effects
70,000,000
93,520
39.6
Cerebrovascular diseases b
9,100,000
154,680
65.5
Chronic liver disease
and cirrhosis
1,400,000
26,690
11.3
Chronic obstructive pulmonary
diseases and allied conditions
20,500,000
70,140
29.7
Congenital anomalies
4,300,000
12,900
5.5
Diabetes mellitus
35,600,000
35,900
5.2
Heart diseases
72,400,000
763,260
323.2
Malignant neoplasms
20,300,000
453,660
192.1
Pneumonia and influenza
14,500,000
58,800
24.9
Suicides, homicides
--
47,470
20.1
Total for potentially weather-
sensitive diseases
152,100,000
1,082,780
448.5
Total all causes
248,100,000
1,717,020
717.1
a Causes are presented in alphabetical order and therefore are not ranked by severity.
b Conditions that can be influenced by changes in weather and climate are indicated in bold type.
Source: CDC (1986).
consecutive days) "overload" the thermoregulatory
total mortality from all causes, a growing body of
system, which is struggling to maintain the
literature evaluates the relationship of weather to
appropriate body temperature. This results in heat
specific causes of death. For example, changes in
stress, heatstroke, and often mortality as well
weather have been associated with impacts on the
(White and Hertz-Picciotto, 1985).
cardiovascular, cerebrovascular, and respiratory
systems. As previously shown in Table 12-1,
In addition to the elderly, people working in
diseases of these three systems cause the majority of
hot environments, such as steel mills and
deaths observed on a yearly basis in the United
construction sites, are at special risk from heat
States, as well as significant illness. Incidences of
waves (Dukes-Dobos, 1981). These workers face
these diseases rise as climate extremes increase.
even greater risk if they have underlying medical
problems such as impaired circulation; higher than
The relationships of weather variables to
normal body temperature due to disease; chronic
diseases of these systems are diverse and
diseases such as alcoholism, diabetes, and obesity;
complicated. Weather is not the main causative
or other problems.
factor in these diseases but, rather, changes in
weather have an impact because they add stress to
Cardiovascular, Cerebrovascular, and
systems that have already been compromised for
Respiratory Diseases
some other reason(s). For example, although it has
been observed that deaths in individuals with
Although much of the earlier information
diseases of the cardiovascular system go up with
characterized the relationship between weather and
heat waves, the precise reason for this relationship
is not known.
221
Chapter 12
To understand the relationship between
Mountain spotted fever and Lyme disease, induce
weather and these diseases, one must examine the
similar initial symptoms: high fever, chills, headache,
specific diseases that come under broad categories
backache, and profound fatigue. Rocky Mountain
such as "cardiovascular disease." For instance, heart
spotted fever can eventually result in hemorrhagic
attack, coronary heart disease, and possibly coronary
areas that ulcerate, and Lyme disease may cause
arteriosclerosis and rheumatic heart disease are
permanent neurologic, cardiac, and rheumatologic
apparently sensitive to changes in temperature
abnormalities (APHA, 1985). The ticks that spread
(particularly cold and heat waves), whereas ischemic
these diseases, and therefore the geographic
heart disease is not (Vuori, 1987).
distribution of the diseases themselves, are affected
both directly and indirectly by climate variables.
That these different relationships exist is not
Such environmental factors as temperature,
unexpected given that different parts of the system
humidity, and vegetation directly affect tick
are compromised (e.g., the arteries in
populations and the hosts of the tick populations,
arteriosclerosis and the heart muscle in rheumatic
e.g., deer, mice, and birds.
heart disease), and that different causes are also
likely (e.g., an infection-related process in rheumatic
Mosquito-borne diseases, such as malaria and
heart disease and diet and heredity in
certain types of encephalitis (inflammation of the
arteriosclerosis). What this information does
brain), are not a major health problem in the
indicate, however, is that these relationships are
United States today because occurrences are
very complex and that unraveling them to predict
relatively rare. However, mosquitoes are also
the effects of global warming will require
weather-sensitive insects favoring a warm, humid
considerable analysis (Lopez and Salvaggio, 1983).
climate. The spread of mosquito populations and
the diseases they carry depends in part upon such
The relationship between temperature changes
climate factors as temperature and humidity, and
and illness (morbidity) from diseases such as heart
upon vegetation, which is also influenced by the
attack and stroke is not as well defined as the
climate.
relationship reported for mortality. Mortality has
national reporting procedures, whereas morbidity
Human Reproduction
must be estimated from such data as hospital
admission figures. A few studies have evaluated the
Preterm delivery and perinatal mortality (i.e.,
relationship of weather to hospital admissions from
death just before, during, or just after birth) are two
cardiovascular or cerebrovascular disease. These
adverse reproductive outcomes that are associated
have shown a relationship to weather changes, e.g.,
with particular seasons and, thus, might be affected
an increase in admissions for cardiovascular effects
by climate change. Statistically significant increases
with heat waves, similar to that observed for
in preterm births and in perinatal mortality in the
mortality (Sotaniemi et al., 1970; Gill et al., 1988).
summer months have been documented (Keller and
Nugent, 1983; Copperstock and Wolfe, 1986) (see
Morbidity from respiratory diseases is
Figure 12-2). The data on total perinatal deaths
somewhat easier to estimate, principally because
correspond closely with those on perinatal deaths
two such diseases, asthma and hay fever, affect as
associated with infection in the mother or infant,
much as 3 and 6% of the U.S. population,
suggesting that the observed seasonality in perinatal
respectively, causing significant losses of work time.
death is linked to a seasonality of reproductive
The most common seasonal pattern for the allergic
infections (Keller and Nugent, 1983).
type of asthma and for hay fever is an increased
springtime occurrence in response to grass pollens.
A nonseasonal form of allergic asthma may also
POTENTIAL HUMAN HEALTH
occur in response to allergens such as molds, which
are affected by changes in precipitation and
EFFECTS OF CLIMATE CHANGE
temperature.
To assess the effects of climate change on
Vector-Borne Diseases
human health, EPA sponsored three studies for this
report (Table 12-2). Longstreth and Wiseman
Two tick-borne diseases currently posing a
(Volume G) reviewed the literature on the role of
public health problem in the United States, Rocky
climate, season, and weather variables in the
222
Human Health
infectious diseases in the United States. Following
A.
the workshop, Haile (Volume G) conducted
5.1
modeling studies of the potential impact of climate
5.0
change on (1) the distribution of the American dog
4.9
tick, the vector of Rocky Mountain spotted fever;
Probability of a Perinatal Death
By Month Per 1,000 at Risk
4.8
and (2) the potential for malaria transmission in the
4.7
United States. The third study, by Kalkstein
4.6
(Volume G), as an extension of an earlier modeling
4.5
Deaths
study that assessed the potential effects of global
4.4
climate change on the elderly and on total mortality
4.3
in New York (Kalkstein et al., 1986). Kalkstein
J
F
M
A
M
J
J
A
S
O
N
D
(Volume G) expanded the New York analysis to
Month
include 14 other cities. A detailed review of these
three studies, supplemented with other information
from the literature, is presented in this section.
B.
60
General Mortality
59
Preterm
Probability of a Preterm Birth by
Births
Month Per 1,000 at Risk
Preliminary analyses suggest that unless the
58
U.S. population becomes fully acclimatized² to
higher temperatures, climate change will be
57
associated with a sharply rising number of summer
deaths. With full acclimatization to the warmer
56
summers, heat-related mortality might increase less
dramatically or not at all. In winter, the number of
J
F
M
A
M
J
J
A
S
O
N
D
weather-related deaths will probably decline
Month
regardless of acclimatization. It is not clear what
the net effect of these two offsetting trends may be.
Figure 12-2. Probabilities of (A) perinatal death or
(B) preterm delivery (Keller and Nugent, 1983).
Only a few studies have evaluated the effects of
global climate change on human mortality.
Kalkstein et al. (1986) developed a regression
Table 12-2. Studies Conducted for This Report
equation involving nine weather elements, such as
temperature, windspeed, and humidity, to give the
best algorithm for describing the current impact of
The Impact of CO₂ and Trace Gas-Induced
weather on mortality. The algorithm used mortality
Climate Change Upon Human Mortality
data from New York City for 1964-66, 1972-78, and
Kalkstein, University of Delaware (Volume G)
1980.
Computer Simulation of the Effects of Changes
The analysis revealed the existence of a
in Weather Pattern on Vector-Borne Disease
summertime "threshold temperature" -- the
Transmission - Haile, U.S. Department of
maximum temperature above which mortality
Agriculture (Volume G)
increases -- for New York City of 92°F for total
deaths. This information was then used to assess
The Potential Impact of Climate Change on
the potential impact of climate change under the
Patterns of Infectious Disease in the United
assumption that the population would not
States - Longstreth and Wiseman,
ICF/Clement Associates, Inc. (Volume G)
2 Estimations of the impact of warming on future mortality must
address the question of whether humans will acclimatize
incidence of, and mortality due to, vector-borne
(socially, psychologically, or physiologically adapt) to changing
weather. How quickly humans may become acclimatized is a
diseases. In November 1987, they also conducted a
topic of considerable controversy, so it is difficult to predict
workshop of scientists to evaluate the potential
whether the climate changes due to global warming will occur
impacts of global climate change on vector-borne
slowly enough to permit acclimatization.
223
Chapter 12
acclimatize, as well as under the assumption that it
For this report, Kalkstein (Volume G)
would acclimatize. Unacclimatized impacts were
extended the New York analysis to cover 14
estimated by combining the climate scenarios and
additional metropolitan areas and to evaluate the
the historical weather algorithm described above,
impact of two climate scenarios: the GISS doubled
and acclimatized impacts were estimated by
CO₂ scenario, and the GISS transient A scenario,
analyzing analog cities that have values of weather
evaluated at 1994 to 2010 and at 2024 to 2040.
variables today that look like those New York is
Threshold temperatures were calculated for each
estimated to have under climate change.
city for summer and winter. Historical relationships
between mortality and temperature were derived
Assuming full acclimatization and a scenario
independently for each of these 15 cities for both
predicting that New York will be 3 to 4°C (5 to 7°F)
summer and winter. Table 12-3 summarizes the
warmer than it is today, no additional deaths were
results for total mortality, by city and by season
predicted. However, assuming no acclimatization,
(summer or winter), for the doubled CO, scenario
the number of summertime deaths attributable to
with and without acclimatization.
The cities
temperatures above the threshold (hereafter called
with the highest estimated number of
suprathreshold summer deaths) increased seven- to
suprathreshold summer deaths historically were
tenfold. Changes in winter weather, i.e., more
New York City, Chicago, and Philadelphia; each
subthreshold temperatures, were not estimated to
averaged over 100. All of the cities with the highest
affect mortality.
average number of summer deaths are in the
Table 12-3. Estimated Future Mortality Under Doubled CO2 Climate Conditions without
and with Acclimatization
Number of deaths per season
Summer
Winter
City
Current
Without
With
Current
Without
With
Atlanta
18
159
0
2
2
0
Chicago
173
412
835
46
2
96
Cincinnati
42
226
116
14
6
0
Dallas
19
309
179
16
1
0
Detroit
118
592
0
16
2
37
Kansas City
31
60
138
21
5
0
Los Angeles
84
1,654
0
0
0
0
Memphis
20
177
0
0
0
0
Minneapolis
46
142
235
5
1
0
New Orleans
0
0
0
0
0
0
New York
320
1,743
23
56
18
25
Oklahoma City
0
0
47
0
0
0
Philadelphia
145
938
466
10
1
1
St. Louis
113
744
0
47
7
0
San Francisco
27
246
159
10
7
0
Total
1,156
7,402
2,198
243
52
159
Source: Kalkstein (Volume G).
224
Human Health
Midwest or Northeast, and those with the lowest
The direction of predicted change, i.e., an increase,
number are in the South.
is probably much more solid than the magnitude of
change. In addition, this research has concentrated
As would be expected, generally more deaths
on mortality occurring above a particular threshold
were predicted for populations that do not
temperature for summer or below a particular
acclimatize. However, for certain cities, e.g.,
threshold temperature for winter. Consideration of
Chicago, Kansas City, and Minneapolis, more deaths
a broader range of temperatures could conceivably
were predicted with acclimatization than without.
result in different conclusions being drawn.
Exactly why this occurred is uncertain. The results
appear to be very sensitive to the choice of the
Cardiovascular, Cerebrovascular, and
analog city. For example, Chicago appears to have
Respiratory Diseases
more deaths if its population becomes acclimatized
than if it does not. It may be that the analog city
Overall global warming and climate change
chosen to represent a particular acclimatized city,
may exacerbate the effects of cardiovascular,
Chicago for instance, is more sensitive to weather
cerebrovascular, and respiratory diseases. Data
effects on mortality than Chicago currently is. More
from these studies show an inverse relationship
research is planned to investigate this apparent
between mortality and temperature (i.e., deaths go
anomaly to refine the estimates of what global
down as temperature goes up) for the range
warming will mean in terms of mortality. Thus,
between -5°C and about +25°C, with sharp
Kalkstein's results should not be used as predictions
increases at temperatures above and below this
of individual city behavior, but as illustrations of
range, particularly for the elderly and for hot
sensitivities.
weather (White and Hertz-Picciotto, 1985); the
exact range appears to depend on the city.
In the absence of any acclimatization,
Illustrations of this relationship for coronary heart
suprathreshold summer mortality in the United
disease and stroke are shown in Figures 12-3 and
Stated under conditions of doubled CO2 is
12-4, respectively (Rogot and Padgett, 1976). This
estimated to rise from an estimated current total of
complex relationship precludes simple prediction of
1,156 deaths to 7,402 deaths, with deaths in the
the net effect of climate change. For example, it is
elderly (aged 65 or over) subset contributing about
possible that hot weather-associated mortality from
60% of each figure (727 and 4,605, respectively).
these diseases may increase in some localities, but
Currently, the percentage of elderly in the U.S.
this trend may be offset, at least in part, by a
population is increasing. Thus, the mortality
decrease in cold weather-associated mortality.
estimated to result from climate change may be
larger than that found by Kalkstein because his
Just as higher summer temperatures are
analysis is predicated on today's age distribution.
associated with increases in mortality from
Even with full acclimatization, the number of
cardiovascular, cerebrovascular, and respiratory
weather-associated summer deaths almost doubles
diseases, they are also likely to be associated with
to 2,198, possibly because hot weather increases
increases in morbidity from these diseases through
physiological stress. Kalkstein's analysis also
increases in the number or duration of hospital
estimates a drop in the number of subthreshold
admissions. Particular stress may be put on the
winter deaths. Historically, however, the number of
respiratory system because climate change can
these deaths during the winter in the United States
potentially increase pollen, urban smog (discussed
is much smaller (243) than that observed for the
below), and heat stress, all of which have an adverse
summer, and subthreshold winter deaths were
effect on the respiratory system.
estimated to fall to 52 without acclimatization and
to 159 with acclimatization. The net result for the
For example, if, as has been suggested in the
United States is an increase in yearly mortality
chapter on forests, climate change encourages a
associated with doubled CO2.
transition from forest to grassland in some areas,
grass pollens could increase. This, in turn, may
This study is exploratory research in the field
increase cases of pollen-induced hay fever and
of the potential impacts of climate change on
allergic asthma. (However, the switch from forest
human health. Some aspects of the analyses that
to grassland would reduce the amount of tree
led to these estimates need further investigation;
pollens that also cause allergic responses in some
thus, the estimates should be accepted with caution.
225
Chapter 12
200
50
8
NEW YORK
9
NEW YORK
40
100
NEW ORLEANS
90
30
a LOS ANGELES
80
70
CHICAGO
60
LOS ANGELES
50
20
40
DETROIT
PHILADELPHIA
AVERAGE DAILY NUMBERS OF DEATHS FROM CHD (LOG SCALE)
30
SAN
FRANCISCO
20
AVERAGE DAILY NUMBERS OF DEATHS FROM STROKE (LOG SCALE)
CHICAGO
9 ST. LOUIS
PHILADELPHIA
ST. LOUIS
10
DETROIT
MINNEAPOLIS
9
10
9
8
SAN FRANCISCO
8
DALLAS
7
a
7
6
ATLANTA
6
MINNEAPOLIS
5
4
MEMPHIS
5
3
MEMPHIS
4
ATLANTA
2
3
DALLAS
NEW ORLEANS
1
2
-20
0
20
40
60
80
100
F
-20
0
20
40
60
80
100
F
-29
-18
-7
4
16
27
38
C
-29
-18
-7
4
16
27
38
C
AVERAGE TEMPERATURE ON DAY OF DEATH
AVERAGE TEMPERATURE ON DAY OF DEATH
Figure 12-3. Relationship of temperature to heart
Figure 12-4. Relationship of temperature to
disease mortality (adapted from Rogot and Padgett,
mortality from stroke (adapted from Rogot and
1976).
Padgett, 1976).
individuals.) Rises in humidity also may affect the
ozone, adverse consequences could result for adult
incidence of mold-induced asthma and hay fever.
asthmatics and people who suffer from acute or
chronic bronchitis.
As indicated in Chapter 11: Air Quality, global
warming may modify global and regional air
Vector-Borne Diseases
pollution because it may increase concentrations of
ozone and may also have impacts on acid deposition
Potential changes in humidity and temperature
and general oxidant formation. The increasing
could alter the geographic ranges and life cycles of
occurrence of numerous respiratory diseases, such
plants, animals, insects, bacteria, and viruses. (For
as lung cancer, emphysema, bronchitis, and asthma,
further discussion of forestry and agriculture, see
has been attributed to the pollutants in urban smog
Chapters 5 and 6, respectively.) For example, the
(Lopez and Salvaggio, 1983). Many of the trace
range of many plant pests may move northward by
gases implicated in global warming contribute to
several hundred miles. Such changes could occur
these problems; other pollutants are created from
for insects that spread diseases to both humans and
the interaction of ultraviolet light with these and
animals. Vector-borne diseases that affect humans
other chemicals present in the atmosphere.
are relatively rare in the United States. The
incidence of most of those found, however, is
The component that causes the greatest
increasing. The incidence of some, such as Lyme
concern in urban smog is ozone (Grant, 1988). If
disease, is increasing dramatically (CDC, 1986).
global warming causes an increase in tropospheric
226
Human Health
Tick-Borne Diseases
CO2 scenarios (GISS, GFDL, and OSU) to estimate
population dynamics, growth rate, and generation
Both Rocky Mountain spotted fever and Lyme
time. Haile assumed that habitats and host density
disease are considered to be public health problems
did not change in response to global warming.
in the United States. Although these two diseases
Sample results for six cities representing the most
are spread by different species of ticks, some
southern, the most northern, and the two middle
overlap exists in their geographic distribution
latitudes are presented in Figure 12-6. The results
(Figure 12-5). Because tick populations appear to
indicate that under all scenarios, tick populations
be limited by the size of their intermediate host
would shift from south to north and would be
populations (such as white-tailed deer), the spread
virtually eliminated from the most southern
of tick-borne diseases may be particularly sensitive
locations (Jacksonville and San Antonio). However,
to any change that may affect the geographic range
in the middle latitude cities, the results are mixed
of these hosts and, consequently, the range of the
and depend on the scenario evaluated. The model
vector, or carrier.
does not estimate changes in incidence of the
disease.
In addition to the presence of the host, tick
populations also depend upon the seasonality of
In this analysis, the only model inputs that
environmental factors such as temperature,
were changed to simulate climate change were the
humidity, and vegetation. Optimally, climate must
weather inputs. Other important parameters in the
be warm enough to promote progression through
model are the distribution of habitat between forests
the life cycles, humid enough to prevent the drying
and meadows and the presence of suitable hosts.
out of eggs, and cold enough in winter to initiate the
Both parameters are likely to be changed relative to
resting stage.
current conditions under climate change. As
indicated in Chapter 5: Forests, a change from
As for many tick-borne diseases, the
forests to meadows may occur in certain areas of
opportunity for a tick to acquire the infective agent
the country; this would depress the tick population.
from an infected animal is limited to the short
However, the distribution of small mammals also
period when the level of the agent in the blood of
may change. If small mammal populations
the host is high enough for the tick to receive an
increased, tick populations would grow. In addition,
infective dose. Higher temperatures may increase
this study did not consider changes in climate
the amount of the agent (the organism that is
variability, which may have a major effect on the
transmitted by the carrier, such as a virus) and the
outbreak of diseases.
time it remains lodged on the host animal. Both
these mechanisms would increase the rate of
In a sensitivity analysis of their model, Mount
infection of the carrier. However, although higher
and Haile (1988) found that the model predictions
temperatures may favor the presence of the agent,
could vary sixteenfold, depending on the inputs used
there is some indication that they could disrupt the
for host density, whereas the variability conferred by
life cycle of some tick species. In these cases,
changes in the weather inputs is about fourfold.
warmer temperatures would reduce both tick
Based on the sensitivity analysis, host densities are
survival and the spread of diseases they carry.
extremely important to these predictions. Keeping
them constant, as was done in this analysis, could
Tick populations also vary with the natural
have underestimated or overestimated the impact of
vegetation of an area. The incidence of Rocky
climate change on the density of the American dog
Mountain spotted fever, in particular, has been
tick.
linked to natural vegetation and changes in climate.
Mosquito-Borne Diseases
In examining the potential impact of climate
change in the United States on Rocky Mountain
A second category of vector-borne diseases
spotted fever, Haile (Volume G) used a weather-
that can be affected by climate change consists of
based model, ATSIM, to evaluate the impact of the
diseases carried by mosquitoes. Climate changes
scenario climate changes on the distribution of the
resulting in more days between 16 and 35°C (61 to
American dog tick, the primary carrier of this
95°F), with humidity between 25 and 60%, are likely
disease (Haile, Volume G; Mount and Haile, 1988).
to favor the growth of mosquitoes (White and
The model uses data inputs from the three doubled
Hertz-Picciotto, 1985). Mosquito populations are
227
Chapter 12
LYME DISEASE
ROCKY MOUNTAIN SPOTTED FEVER
No. of Cases
0 - 10
10 25
25 100
States With Highest
100 226
Incidence (Cases Per 100K)
NC 3.6, SC 3.2, OK 2.3
Figure 12-5. Geographic distribution of Lyme disease and Rocky Mountain spotted fever (Longstreth and
Wiseman, Volume G).
228
Human Health
OSU
GISS
GFDL
Richmond, VA
BASE
Columbus, OH
Jacksonville, FL
San Antonio, TX
Halfax, N.S.
Missoula, MT
0
5
10
15
20
25
30
35
DENSITY (ADULT TICKS ON HOSTS/HECTARE)
Figure 12-6. Simulated tick densities for selected cities under various scenarios of climate change (Haile,
Volume G).
also sensitive to the presence of standing water. It
At a recent workshop, five of the numerous
is not clear whether standing water will generally
mosquito-borne diseases were considered to pose a
increase or decrease (see Chapter 9: Water
potential risk to U.S. populations if the status quo
Resources).
is disturbed by climate change (Longstreth and
Wiseman, Volume G). Malaria, dengue fever, and
Worldwide, mosquito-borne diseases are
arbovirus-induced encephalitides were considered to
associated with significant illness and mortality. In
be significant risks, and yellow fever and Rift Valley
the United States, however, vector control programs
fever were considered to be possible risks.
and improved hygiene have virtually eliminated
endogenously transmitted cases of these diseases,
Malaria
with the exception of sporadic outbreaks of
arbovirus-encephalitis. (Imported cases are seen
Malaria is an infectious disease transmitted by
occasionally.) Numerous mosquito species are
mosquitoes and induced by parasites (Plasmodia).
present in the United States, however. Recent
The symptoms are highly variable, depending on the
restrictions on pesticide use, coupled with the influx
species of the agent. They include chills, sweats,
of visitors and immigrants who can serve as sources
and headache, and in severe cases, may progress to
of infectious agents, as well as the lack of available
liver damage and even liver and renal failure.
vaccines for many of the potential diseases, suggest
the potential for reintroduction and establishment of
As a result of effective vector control and
these diseases in the United States -- particularly if
treatment programs, malaria is no longer indigenous
global warming provides a more suitable climate for
to the United States. However, imported cases
their growth and development (Longstreth and
occur regularly, and occasionally indigenous
Wiseman, Volume G).
transmission has been documented (Longstreth
229
Chapter 12
and Wiseman, Volume G). Current U.S.
South (e.g., Miami, Key West, and Orlando), under
demographic trends, including a large number of
current climate conditions, are very favorable for
legal and illegal immigrants from locations where
malaria transmission. 3 Using the climate change
malaria is endemic, could present a pool of infected
scenarios in MALSIM did little to affect the
individuals that, in conjunction with climate changes,
estimated transmission potential of malaria in the
may create sufficient conditions for increased
United States (Figure 12-7). In a few cities, e.g.,
disease incidence.
Richmond, Nashville, and Atlanta, the model
estimated large increases in one scenario relative to
Haile used the weather-dependent model
those that would occur normally. However, the
MALSIM to evaluate the potential impact of
results varied with different climate scenarios, did
climate change on malaria in an infected population
not occur at all locations, and should be considered
living in an area where a competent carrier is
to be inconclusive.
present. The model was originally developed to
help predict malaria outbreaks in tropical countries
such as Kenya. This is the first application of the
model to the United States. This analysis did not
³The MALSIM estimates of malaria incidence by city under
consider changes in climate variability, which may
current conditions were based on two assumptions: that there
were 100,000 female mosquitoes in the vicinity of each city and
be important for the spread of malaria. The
that 100 infected people were added to the cities' populations.
MALSIM model showed that several cities in the
Under those assumptions, infection of virtually the entire
population of Miami was predicted to be possible unless
protective measures were taken.
Miami, FL
Key West, FL
Orlando, FL
Jacksonville, FL
San Antonio, TX
Atlanta, GA
Nashville, TN
Tulsa, OK
Dallas, TX
Richmond, VA
XXXXX
OSU
Baltimore, MD
GISS
GFDL
BASE
Indianapolis, IN
Boston, MA
0
1000
2000
3000
4000
5000
6000
7000
8000
9000
10000
INCIDENCE (CASES/10,000 POPULATION)
Figure 12-7. Simulated incidence of malaria for selected cities under various scenarios of climate change (Haile,
Volume G).
230
Human Health
Dengue Fever
Outbreaks of encephalitis attributable to these
viruses are normally limited to specific geographic
Dengue fever is an arbovirus-induced⁴ illness
locations and seasons for several reasons. First,
characterized by fever, rash, and severe pain in the
warm temperatures are normally required for the
joints. The dengue virus has four different types
viruses to multiply and to be transmitted to a new
(DEN 1 through DEN 4). Sequential infection by
host. Higher temperatures may quicken the
different types is possible and has been suggested
transmission process and promote epidemic disease.
to lead to an increased risk of developing a more
However, the extent of this effect depends largely
severe, hemorrhagic form of the disease that can be
on the particular virus. Some viruses require cooler
fatal in the very young and the elderly. Like
weather and higher moisture conditions. Thus,
malaria, it is not currently endemic in the United
higher temperatures may reduce their prevalence.
States, although potential carriers are present and
Second, environmental conditions that favor the
the disease is imported here regularly by people
presence of carriers and hosts must prevail. For
who have traveled abroad.
example, relative humidity may affect plant life
necessary for the feeding of hosts.
The ability of the vector to transmit the agent
appears to depend on temperature, and current
Other Diseases
conditions do not appear to be favorable for this
process. Climate changes that raise temperatures,
The incidence of a variety of other U.S.
however, may reduce the required incubation period
diseases appears to be sensitive to changes in
and increase the infectivity of the carrier, increasing
weather. If humidity is higher, an increased
the potential transmission of the disease.
incidence and severity of fungal skin diseases (such
as ringworm and athlete's foot) and yeast infections
Arbovirus-Related Encephalitides
(such as candidiasis) may be observed. Studies on
soldiers stationed in Vietnam during the war
Arbovirus-related encephalitides are a group
indicated that outpatient visits for skin diseases (the
of acute inflammatory diseases that involve parts of
largest single cause of outpatient visits) were
the brain, spinal cord, and meninges. In mild cases,
directly correlated to increases in humidity but
these infections result in feverish headaches or
showed a 4-month lag with relationship to
aseptic meningitis; in more severe cases, those
temperature increases (Figure 12-8). In addition,
symptoms can be accompanied by stupor, coma,
excessively high temperatures can lead to such skin
convulsions (in infants), and occasionally spastic
diseases as prickly heat and heat rash, which impair
paralysis (APHA, 1985).
the ability of the skin to breathe and thus place
additional stress on people already suffering from
At least seven types of viruses causing
overexposure to heat from other causes.
encephalitis are present in the United States. These
include the three forms that also infect horses (the
Several diseases appear to be associated with
western, eastern, and Venezuelan equine
the acquisition of winter infections. If a reduction
encephalitis viruses) as well as four that are named
in winter severity is also accompanied by a decrease
after the location of their discovery (the La Cross,
in wintertime infections, these diseases could be
St. Louis, Powassan, and California encephalitis
reduced under global warming.
viruses). Cases range in severity depending on the
type of virus, with yearly fatality rates between 0.3
For example, birth in cold winter months has
and 60%. These infections are rare. In 1984, 129
been associated with a higher risk of schizophrenia
cases were reported to the Centers for Disease
in individuals whose schizophrenia is without an
Control, which maintains an active surveillance
apparent genetic component (Kovelman and
program for them (CDC, 1986).
Scheibel, 1983). In addition, juvenile-onset diabetes,
which has been reported to be increasing over the
past several decades, has been shown to be
associated with a seasonal variation in that the
⁴An arbovirus is a virus transmitted by an arthropod.
month of first admission peaks in the winter
Arthropods are a group of animals that includes insects and
arachnids. Examples of arthropods that transmit disease
(Glatthaar et al., 1988; Patterson et al., 1988). It is
include mosquitoes and ticks.
a common clinical experience that a minor viral
illness precedes the onset of symptoms.
231
Chapter 12
1200
1100
OUTPATIENT VISITS
1000
900
800
OUTPATIENT VISITS/1000/YEAR
700
RELATIVE
HUMIDITY
29
88
MEAN
600
TEMPERATURE
28
86
A
500
27
84
400
26
82
300
25
80
200
24
78
100
23
76
0
22
74
JAN
JUN
JAN
JUN
JAN
JUN
JAN
JUN
1967
1968
1969
1970
MONTH AND YEAR
TEMPERATURE (°C)
RELATIVE HUMIDITY
Figure 12-8. Relationship of skin infections to humidity and temperature (Longstreth and Wiseman, Volume G).
SOCIAL AND ECONOMIC
Climate change may affect regional and
IMPLICATIONS
national health care. For instance, the treatment
requirements for asthma may increase or decrease
as locations experience changes in the distribution
Demographic and technological trends (the
and intensity of pollen concentrations. Increased
aging of the population, an influx of immigrants,
resources may be needed to treat premature infants
advances in treatment techniques) make it difficult
if the number of preterm births increases. If heart
to analyze the potential impacts of climate change
attacks, stroke, and respiratory problems increase,
on human health. Although this chapter attempts
hospitalization costs and costs due to days lost from
to identify those human health effects at risk from
work may also increase. Higher health care costs
climate change, the analyses were not designed to
might be particularly obvious in Medicaid and
consider adaptive responses and should not be
Medicare because those below the poverty line
treated as predictions of what will happen with
would be less able to take adaptive measures (e.g.,
climate change but as illustrations of sensitivities.
air-conditioning), and the elderly are more
Rather, the analyses presented here represent
susceptible to the ill effects of extreme weather
possible scenarios, in the absence of consideration
conditions.
of demographic trends or adaptive responses, that
may either exacerbate or ameliorate the impact of
The United States is already experiencing an
climate change on human health. Societies possess
infant mortality higher than that of any other
considerable ability to adapt to change. The
industrialized nation (World Bank, 1987). Some
potential for climate to affect human health may be
studies have found that perinatal mortality is higher
considerably modified by adaptive responses, such
in the summer; consequently, the increased
as immunizations, modification of the environmental
temperatures expected with global warming may
temperature (e.g., use of air conditioners), and
well exacerbate infant mortality (or at least neonatal
control of disease carriers.
mortality).
232
Human Health
The need for irrigation may increase in many
In the future, a cadre of trained professionals
regions of the United States (see Chapter 6:
may be needed to respond to outbreaks of diseases.
Agriculture). Irrigation may result in greater
A shift in the distribution of carriers of human
amounts of standing water and can therefore
disease may necessitate regional shifts in
increase mosquito populations. Arbovirus
surveillance and eradication programs. States that
encephalitis may become a greater problem than at
do not have these programs may need to develop
present, and other mosquito-borne diseases, such
them.
as dengue or yellow fever, could be more easily
spread if introduced.
RESEARCH NEEDS
One health impact of climate change not
assessed in this report is the morbidity and mortality
Although information evaluating the
associated with certain kinds of extreme events, e.g.,
relationship of weather and season to various health
tornadoes and hurricanes. These currently cause
effects is plentiful, research into the significance of
some mortality in the United States; however, it is
these relationships in the context of global warming
difficult to say whether there will be a change in the
is scarce. A number of areas requiring further
mortality induced by these events with global
research are described below.
warming. As indicated in Chapter 3: Variability,
changes in the frequency of such extreme events
A number of studies have identified
cannot be predicted on the basis of an analysis of
relationships between temperature changes and
the general circulation model (GCM) output,
mortality from diseases of the heart, respiratory
although an increase in severity of some kinds of
system, and cerebrovascular system. These studies
storms, e.g., hurricanes, is not inconsistent with
show slightly different relationships depending on
current theories and more detailed models of storm
the city that provided the data, although some
behavior.
common elements exist. A statistical analysis of this
information might be warranted to determine if one
The impact of global change on human health
general relationship (across the United States, or
will most likely be greater in the lesser-developed
perhaps related to latitude) could be developed for
countries (LDCs) that do not have the resources to
each of these categories. Such a relationship could
take the adaptive or preventative measures available
then be used to estimate the impact of global
to the United States. Impacts on agriculture and
warming by specific disease category.
water resources in the LDCs could result in poor
nutrition and water shortages that may make
A companion study to that proposed above
populations more susceptible to disease. Changes
should identify the top 10 causes of deaths
in insect (arthropod) habitats may allow diseases to
associated with changes in weather in the Kalkstein
flourish where they never have before. Changes in
study. The results could then be compared with the
extreme events such as monsoons or floods could
information derived above to determine other
significantly affect mortality in the developing world.
causes of mortality that show great sensitivity to the
Such external impacts on health might have an
weather.
impact on the United States not only via the
potential for introduction of diseases already
The Kalkstein analysis did not look at deaths
discussed but also via our participation in
occurring in the very young (aged 1 year and
international aid and relief programs.
below). Given the seasonality of perinatal mortality
and preterm death observed in several studies, an
investigation of the relationship between
POLICY IMPLICATIONS
temperature and mortality in the very young
probably would be worthwhile. More baseline
The full impacts of climate change on human
information is needed for the latter study. Related
health will require more research. Agencies such as
studies on perinatal mortality could examine the
the Department of Health and Human Services
following:
should consider conducting studies on potential
impact.
233
Chapter 12
Whether the South has a higher per capita
changes associated with global warming
incidence of perinatal mortality.
may affect famine development.
Similarly, the Department of Defense is
Whether infections, which have been
using a number of models comparable to
suggested as a potential cause of the
those used by Haile to attempt to predict
perinatal mortality observed, show a
where infectious diseases are likely to
seasonality in parallel to perinatal
pose problems for U.S. troops. It might
mortality, and whether more such
be interesting to evaluate how the climate
infections occur in the South.
variables from the GCM-generated
scenarios would affect these predictions,
The principal causes (e.g., bacteria,
particularly in the LDCs where these
viruses) for perinatal infections, and
diseases present a very real problem to
whether they are the same as those for
the health care systems.
skin infections that increase with increases
in humidity.
Introduction of infectious diseases into the
United States via immigrants. Anecdotal
Whether the incidence of preterm birth or
information indicates that many
perinatal mortality is related to weather
immigrants are not served by the health
parameters such as temperature, humidity,
care system; consequently, they could
or high-pressure systems.
become a population where diseases
might develop into full-blown epidemics
The following additional research areas are
before initiation of treatment.
suggested:
Determining whether or not global
warming will affect this process, either
Synergism between stratospheric ozone
directly via the provision of a more
depletion (due to increases in UV-B
hospitable environment for the disease or
radiation) and global warming. Increased
indirectly via an increased number of
UV-B radiation and global warming might
immigrants and refugees, will require a
be expected to exacerbate infectious
better characterization of the current
diseases. UV-B radiation may have an
situation.
impact on the ability of an individual to
respond to a disease, and global warming
Intermediate hosts and their habitats. In
may change the incidence of certain
the models used by Haile, two important
infectious diseases. For example,
input parameters that were held constant
leishmaniasis is an important disease in
were the size of the intermediate host
many African countries. In animal
population and the distribution of habitat
models, UV-B irradiation adversely affects
between forest and meadow. It is likely
the development of immunity to
that both of these parameters will
Leishmania. If climate change creates
themselves be affected by climate change.
more favorable habitats for the sand-fly
A better grasp of how climate change will
vector of this disease, then a double insult
affect these parameters needs to be
to the system could occur: a higher
developed and integrated into the
incidence, and a worse prognosis.
infectious disease models.
The impacts on LDCs. The Agency for
Irrigation and incidence of vector-borne
International Development is supporting
disease. An increase in irrigation is
the development of a Famine Early
possible, which could have a significant
Warning System (FEWS) that will use a
impact on mosquito development and
variety of inputs (many of them weather
therefore on mosquito-borne diseases.
related) to help predict when conditions
The importance of such water is time-
leading to famine may be occurring.
dependent, however (i.e., it must occur at
Appropriate GCM outputs could be input
the right moment in the insect's life-
into this system to evaluate how the
cycle). Thus an analysis of how the
growing season overlaps transmission of
234
Human Health
diseases such as La Cross encephalitis
Grant, L.D. 1988. Health effects issues associated
might provide an indication of whether
with regional and global air pollution problems.
changes in irrigation practices should be a
Prepared for World Conference on the Changing
concern in terms of public health.
Atmosphere, Toronto. Draft document.
Mortality from extreme events. Another
Harris, R.E., F.E. Harrell, K.D. Patil, and R. Al-
issue that might warrant investigation is
Rashid. 1987. The seasonal risk of pediatric/juvenile
how climate change may affect the
acute lymphocytic leukemia in the Unites States.
mortality associated with extreme events,
Journal of Chronic Diseases 40:915-923.
such as hurricanes and floods.
Kalkstein, L.S., R.E. Davis, J.A. Skindlov, and K.M.
Air pollution and respiratory disease. Air
Valimont. 1986. The impact of human-induced
pollution is already a major contributing
climate warming upon human mortality: a New
factor in the incidence and severity of
York case study. Proceedings of the International
respiratory disease in the United States.
Conference on Health and Environmental Effects of
An analysis of the extent that global
Ozone Modification and Climate Change,
warming will exacerbate air pollution is
Washington, DC; June.
critical to an assessment of the potential
health effects of climate change.
Kalkstein, L.S., and K.M. Valimont. 1987. Effect
on human health. In: Tirpak, D., ed. Potential
Effects of Future Climate Changes on Forest and
REFERENCES
Vegetation, Agriculture, Water Resources, and
Human Health, Vol. V, pp. 122-152. Washington,
APHA. 1985. American Public Health Association.
DC: U.S. Environmental Protection Agency. EPA
In: Berenson, A.S., ed. Control of Communicable
400/1-87/101E.
Diseases in Man. Springfield, VA: John D. Lucas
Printing Company.
Keller, C.A., and R.P. Nugent. 1983. Seasonal
patterns in perinatal mortality and preterm delivery.
CDC. 1986. Centers for Disease Control. Annual
American Journal of Epidemiology 118:689-98.
Summary 1984. MMWR 33:54.
Kovelman, J., and A. Scheibel. 1986. Biological
Cooperstock, M., and R.A. Wolfe. 1986. Seasonality
substrates of schizophrenia. Acta Neurologica
of preterm birth in the collaborative perinatal
Scandinavica 73:1-32.
project: demographic factors. American Journal of
Epidemiology 124:234-41.
Kutschenreuter, P.H. 1959. A study of the effect of
weather on mortality. New York Academy of
Dukes-Dobos, F., 1981. Hazards of heat exposure.
Sciences 22:126-138.
Scandinavian Journal of Work and Environmental
Health 73-83.
Lopez, M., and J.E. Salvaggio. 1983. Climate-
weather-air pollution. In: Middleton, E., and C.E.
Gill, J.S., P. Davies, S.K. Gill, and D.G. Beevers.
Reed, eds. Allergy, Chapter 54. St. Louis, MO:
1988. Wind-chill and the seasonal variation of
C.V. Mosby Company.
cerebrovascular disease. Journal of Clinical Epidem-
iology 41:225-230.
Mount, G.A., and D.G. Haile. 1988. Computer
simulation of population dynamics of the American
Glatthaar, C., P. Whittall, T. Welborn, M. Giboon,
dog tick, Dermacentor variabilis (Acari: ixodidae).
B. Brooks, M.M. Ryan, and G. Byrne. 1988.
Journal of Medical Entomology. In press.
Diabetes in Western Australian children:
descriptive epidemiology. Medical Journal of
Patterson, C., P. Smith, J. Webb, M. Heasman, and
Australia 148:117-123.
J. Mann. 1988. Geographical variation in the
incidence of diabetes mellitus in Scottish children
Glenzen, W.P. 1982. Serious illness and mortality
during the period 1977-1983. Diabetic Medicine
5:160-165.
associated with influenza epidemics.
Epidemiological Reviews 4:25-44.
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Chapter 12
Rogot, E., and S.J. Padgett. 1976. Associations of
White, M.R., and I. Hertz-Picciotto. 1985. Human
coronary and stroke mortality with temperature and
health: analysis of climate related to health. In:
snowfall in selected areas of the United States 1962-
White, M.R., ed. Characterization of Information
1966. American Journal of Epidemiology 103:565-
Requirements for Studies of CO2 Effects: Water
575.
Resources, Agriculture, Fisheries, Forests, and
Human Health. Washington, DC: Department of
Sontaniemi, E., U. Vuopala, E. Huhta, and J.
Energy. DOE/ER/0236.
Takkunem. 1970. Effect of temperature on hospital
admissions for myocardial infarction in a subarctic
World Bank. 1987. World Development Report
area. British Medical Journal 4:150-1.
1987. New York: Oxford University Press.
Vuori, I. 1987. The heart and the cold. Annals of
Clinical Research 19:156-162.
236
CHAPTER 13
URBAN INFRASTRUCTURE
FINDINGS
-- As sea level rises, some coastal cities
would require levees to hold back the sea
or fill to raise the land surface area. In the
Global climate change could require U.S. cities to
make major changes in capital investments and
case of Miami, the cost of these activities
operating budgets. Areas most likely to be affected
might exceed $500 million over the next
include water supplies, roads, and bridges; storm
50 to 75 years, necessitating an average
sewers and flood control levees; and energy demand
increase of 1 to 2% in annual capital
in municipal buildings and schools.
spending in Greater Miami.
Most urban infrastructure in the United States
Water Supply and Demand
will turn over in the next 35 to 50 years. If
potential changes in climate are considered,
Climate change will influence the supply and
this turnover will allow cities to prepare for
demand for water in many cities. A lengthened
climate change at lower costs. In some cases,
summer season and higher temperatures would
the risk of climate change should be
increase the use of water for air conditioners,
incorporated into decisions beginning today,
lawns, and gardens. Changes in rainfall
such as coastal drainage systems that are likely
patterns, runoff, and flood control measures
to last for 50 to 100 years.
may alter water supplies. In the Hudson River
Basin, summer water demand could increase by
Northern and Southern Cities
5% over the demand for water without climate
change, while supplies might fall. Such a
Northern cities, such as Cleveland, may incur
change would require new institutional and
a change in the mix of their expenditures. In
management approaches for both the Delaware
such locations, increased electricity costs for
and Hudson Rivers.
air-conditioning could be offset by reductions
in expenditures for heating fuel, snow and ice
Policy Implications
control, and road maintenance. Southern
cities could see increases in operating budgets
Climate change has implications for many
due to the demand for additional air-
national programs and policies, including the
conditioning.
following:
Coastal Cities
-- The National Flood Insurance Program may
react to climate change by redrawing
Coastal cities, including 12 of the 20 largest
floodplain maps and adjusting insurance
metropolitan areas, may face somewhat larger
rates to account for sea level rise and
impacts, such as the following:
changes in riverflows. This program might
consider discouraging development that
-- Sea level rise or more frequent droughts
would be vulnerable to sea level rise.
would increase the salinity of shallow
coastal aquifers and tidal surface waters.
-- Because of the key role federal programs
Cities that rely on water from these sources
play in the development of cities, the
should examine water supply options. Such
Department of Housing and Urban
areas as Dade County, Florida, or New
Development should examine the
York City would probably be vulnerable.
implications of climate change on long-term
policies. A minimum response might be to
237
Chapter 13
provide guidance on the certainties and
of $45 billion to the capital stock (National Council
uncertainties of climate change to groups
on Public Works Improvement, 1988).
such as the National League of Cities, the
U.S. Conference of Mayors, and the
Of the 20 most populated U.S. urban areas, 18
American Planning Association.
have access to oceans, major lakes, or rivers and
have invested in infrastructure for port facilities and
-- Because water supply infrastructure may last
flood control. 1 The expenditure required to
for several centuries, improved planning is
construct coastal defense structures which prevent
important. The U.S. Geological Survey
inundation by the sea, slow oceanfront erosion,
should study the probable impacts of global
control storm surges, slow saltwater advance up
climate change and sea level rise on the
rivers, and reduce saltwater intrusion into aquifers
water supplies of major cities. The U.S.
-- is now minimal.
Army Corps of Engineers should factor
climate change into the design of major
projects.
Table 13-1. Value of the Nation's Stock of
Selected Infrastructure (billions of
-- Given the assumption that modest changes
1984 dollars)
in the design and location of many
transportation systems may facilitate an
accommodation to climate change, the
Component
Valueᵃ
Department of Transportation should factor
climate change into the design of roads,
bridges, and mass transit facilities.
Water supply
$108
-- Voluntary standards organizations, such as
Wastewater
136
the American Society of Civil Engineers, the
Building Officials and Code Administrators
Urban drainage
60
International, and the American Society of
Heating and Refrigerating and Air
Streets
470
Conditioning Engineers should examine the
need for changes in existing energy and
Public airports
31
safety factors to account for the possibility
of climate change.
Mass transit
34
Electric power
266
RELATIONSHIP BETWEEN
(private only)ᵇ
URBAN INFRASTRUCTURE AND
Public buildings
unknown
CLIMATE
Total
$1,105+
Three-quarters of the U.S. population is
a Based on a useful life of 35 to 50 years for most
concentrated in urban areas (Statistical Abstract,
assets, and 10 to 20 years for transit vehicles.
1988). The majority of the nation's investment in
b About 77% of electric power is privately produced.
water supply, wastewater transport and treatment
Source: Statistical Abstract (1988); National Council
facilities, drainage, roadways, airports, mass transit,
on Public Works Improvement (1988).
electric power, solid waste disposal sites, and public
buildings serves these urban areas. The current
value of selected infrastructure nationwide,
displayed in Table 13-1, provides insight into the
1 Of the 20 most populated urban areas in the United States, 12
aggregate investment at stake if climate changes.
are tidal waterfront cities (Baltimore, Boston, Houston, Los
Angeles, Miami, New York, Philadelphia/Wilmington, San
Most of these items could be considered part of
Francisco/Oakland, San Diego, Seattle, Tampa/St. Petersburg,
urban infrastructure; their locations and designs
and Washington, DC), 3 are located on the Great Lakes
have been based on historic meteorologic
(Chicago, Cleveland, and Detroit), 3 are on navigable rivers
information. Annually, governments add an average
(Minneapolis, Pittsburgh, and St. Louis), and 2 are not on a
navigable waterway (Atlanta and Dallas).
238
Urban Infrastructure
Although actual practice varies, the nominal
protection in Dade and Broward Counties, Florida,
replacement cycle for most infrastructure is 35 to 50
and concluded that the effects might be substantial.
years (National Council on Public Works
Linder et al. (1987) estimated that CO₂ doubling
Improvement, 1988). Some water supply
might require raising electric capacity by 21% in a
investments have 100-year cycles between planned
southeastern utility and by 10 to 19% in New York
replacement; however, sea level rise, temperature
State. Hull and Titus (1986) analyzed the potential
change, and changes in precipitation patterns could
impact of sea level rise on water supply in the
alter the balance between water supply and demand.
Philadelphia-Wilmington-Trenton area and found
The nature and pattern of precipitation could affect
that a rise of 0.3 meters could require adding 140
drainage requirements as well as highway design
million cubic meters of reservoir capacity, about a
and maintenance.
12% increase, to prevent saltwater from advancing
past water intakes on the Delaware River.
The heat wave of 1988 illustrated some of the
Additional investment would be required to prevent
potential impacts. Hundred-degree weather
or respond to saltwater infiltration into underground
distorted railroad tracks, forcing Amtrak to cut
aquifers. Cohen (1987) estimated that large
speeds from 200 to 128 kilometers per hour between
municipalities along the Great Lakes might increase
Washington and Philadelphia (Bruske, 1988) and
water withdrawals by 5.2 to 5.6% during May to
possibly contributing to a train wreck that injured
September because of increased lawn watering.
160 people on a Chicago-Seattle run (The
Washington Post, 1988). A U.S. Army Corps of
Two recent studies illustrate the importance of
Engineers contractor worked around the clock for
considering sea level rise in urban coastal
2 weeks to build a 170-meter-wide, 9-meter-high silt
infrastructure planning and the uncertain nature of
wall across the bottom 40% of the Mississippi River
the decisions involved. Wilcoxen (1986) examined
channel, 48 kilometers below New Orleans
the impact of sea level rise on a portion of San
(Sossaman, 1988a,b). This $2 million wall, designed
Francisco's sewage transport system buried near the
to wash away when spring snowmelt demands the
shoreline. The study estimated that if sea level rose
full capacity of the channel, slowed an advancing
0.6 meters by the year 2100, an expenditure of
wedge of saltwater that threatened the water supply
roughly $70 million on beach nourishment might be
in New Orleans and nearby parishes. In Manhattan,
required to prevent damage to a structure that cost
heat exacerbated the effects of longstanding leaks in
$100 million to build in the late 1970s. The author
256 kilometers of steam pipes, causing the asphalt
suggested that consideration (at no additional cost)
to soften. As vehicles kneaded the soft asphalt,
of sea level rise in siting the structure could have
thousands of bumps formed on city streets,
prevented these expenses. Titus et al. (1987)
requiring extensive repairs (Hirsch, 1988). In the
examined the impact of sea level rise on a proposed
suburbs of Washington, DC, steel expansion joints
coastal drainage system in Charleston, South
bubbled along a 21-kilometer stretch of Interstate
Carolina, and estimated that a 0.3-meter sea level
66 (Lewis, 1988).
rise by 2025 would require almost $2.5 million in
additional investments to maintain the target level
The following sections of this chapter will
of flood protection. The present value of these
examine such issues as the portions of the
investments is $730,000. In contrast, only about
infrastructure that will be significantly affected, and
$260,000, one-third of the cost of responding in
anticipated costs and who will bear them.
2025, would be required to add this level of
protection at initial construction. Thus, the
investment would be worthwhile if the probability of
PREVIOUS CLIMATE CHANGE
sea level rising this rapidly exceeds 35%.
STUDIES ON URBAN
INFRASTRUCTURE
URBAN INFRASTRUCTURE
STUDY IN THIS REPORT
Available literature on the potential effects of
global climate change on urban infrastructure is
Several studies undertaken for this report
sparse. Rhoads et al. (1987) examined the potential
impacts of sea level rise on water supply and flood
examined some of the implications of climate
change in relationship to urban infrastructure. One
239
Chapter 13
study comprehensively examined the impacts on
Study Design
infrastructure in several cities:
The study was based on a critical review of
Impact of Global Climate Change on Urban
existing infrastructure studies in the three cities,
Infrastructure Walker, Miller, Kingsley,
discussions of likely impacts with local infrastructure
and Hyman, The Urban Institute (Volume
experts, analyses undertaken by these experts, and
H)
preliminary calculations of probable impacts.
Experts were presented with GCM scenarios for
The following studies, referenced in this chapter,
CO2 doubling, and scenarios were used to calculate
covered issues relating to urban infrastructure:
effects on energy demand, roadways, and other
systems. The study also derived conclusions based
The Potential Impacts of Climate Change
on experiences in other cities where current
on Electric Utilities: Regional and National
temperatures are analogous to temperatures
Estimates - Linder and Inglis, ICF Inc.
projected for the cities under study, using the
(Volume H)
analogs identified by Kalkstein (Volume G).
Impacts of Extremes in Lake Michigan
Limitations
Levels Along the Illinois Shoreline: Low
Levels - Changnon, Leffler, and Shealy,
The principal limitation of the overall study is
University of Illinois (Volume H)
the limited use of hydrologic and other modeling.
In addition, experts were asked to derive
Methods for Evaluating the Potential
conclusions regarding conditions beyond their
Impacts of Global Climate Change: Case
experience. Since only three cities are included, the
Studies of the Water Supply Systems of the
full range of effects on urban infrastructure was not
State of California and Atlanta, Georgia
covered. The authors did not perform engineering
Sheer and Randall, Water Resources
analyses of cost-effective responses, and they did not
Management Inc. (Volume A)
assess the potential for reducing impacts through
technological change. Thus, these results should be
National Assessment of Beach Nourishment
considered as approximations of the costs of impacts
Requirements Associated with Sea Level
and as illustrative of the sensitivity of urban
Rise Leatherman, University of Maryland
infrastructure to climate change.
(Volume B)
Results and Implications
The Costs of Defending Developed
Shorelines Along Sheltered Waters of the
Miami's Infrastructure
United States from a Two-Meter Rise in
Mean Sea Level - Weggel, Brown,
Greater Miami is bounded by water on all
Escajadillo, Breen, and Doheny, Drexel
sides during the rainy season. An extensive network
University (Volume B)
of canals and levees has been built to control ocean
and freshwater flooding and to recharge the aquifer
Effect of Climate Change on Shipping
beneath the area. Miami has one of the world's
Within Lake Superior and Lake Erie -
most porous aquifers, which lies less than 1.5 meters
Keith, DeAvila, and Willis, Engineering
below the surface in one-third of the developed
Computer Optecnomics (Volume H)
area. Federal law requires that roughly 15% of
Miami's freshwater be released into the Everglades
National Park.
RESULTS OF THE
INFRASTRUCTURE STUDY
The Miami case study examined the probable
impacts of climate change and sea level rise on
Dade County's water supply, water control and
Impacts on Miami, Cleveland, and New
drainage systems, building foundations, roads,
York City
bridges, airports, solid waste disposal sites, and
sewage transport and treatment systems, assuming
Walker et al. examined three cities distinctly
that a gradual sea level rise would be managed
affected by climate change to determine a range of
through strategies such as raising the land in
impacts on urban infrastructure.
240
Urban Infrastructure
low-lying areas, upgrading levees and dikes with
Table 13-2. Probable Infrastructure Needs and
pumped outflows, retreating selectively from some
Investment in Miami in Response to a
areas, and increasing the freshwater head roughly in
Doubling of CO₂ (millions of 1987
proportion to sea level rise to prevent saltwater
dollars)
infiltration into the aquifer.
As Table 13-2 shows, global climate change
Infrastructure need
Cost
could require more than $500 million in capital
investment in Greater Miami over the next century.
Because needed investments in many systems could
Raising canals/levees
60ª
not be estimated and because a complete
Canal control structures
50
engineering analysis was not performed, these
Pumping
not estimated
results should be considered only as rough
Raising streets
250 added to
estimates. They imply an increase of 1% to 2% in
reconstruction
Greater Miami's capital spending for the next 100
cost
years, no more than $20 per household per year at
Raising yards and houses
not estimated
1985 population levels (Metropolitan Dade County
Pumped sewer connections
not estimated
Planning Department, 1988).
Raising lots at reconstruction
not estimated
Drainage
200-300
Because the south Florida aquifer extends
Airport
30
under the ocean, the typical urban response to a
Raising bridges
not estimated
rising sea diking the water at the surface and
Sewer pipe corrosion
not estimated
pumping out the seepage from ditches behind the
Water supply
uncertain
dikes appears to be unworkable. Unless the dike
Electric generation
20-30% capacity
extended downward more than 45 meters, rising
increase
seawater pressure would cause the sea to rush into
the aquifer below the surface and push freshwater
Costs are partially based on Weggel et al.,
upward, almost to the surface.
Volume B.
Source: Walker et al. (Volume H); Linder and
The one-time capital costs for upgrading
Inglis (Volume H).
existing canals and levees in response to a 1-meter
sea level rise could be about $60 million. However,
almost $50 million in new control structures,
would have to be raised or risk collapse. If sea level
including extensive pumping capacity, might be
rose gradually, thereby permitting raising of streets
required for the canals used to maintain the
and related sewer mains during scheduled recon-
freshwater head. Large-scale pumping along canals
struction, the added public cost might be
also could involve substantial operating costs, but
approximately $250 million. Building owners would
these have not been estimated. Storm sewers and
incur substantial costs to improve drainage, raise
drainage would need upgrading, requiring invest-
yards, raise lots at reconstruction, and pump sewage
ment of several hundred million dollars above
to mains. Miami's airport also would need better
normal replacement costs.
drainage, requiring an approximately $30 million
investment.
Building foundations generally should remain
stable if the freshwater head rises 1 meter because
A 1-meter rise in sea level would require
houses are built on concrete slabs, most buildings in
raising most bridges to ensure adequate clearances
newer areas already are built on raised lots to meet
and reduce vulnerability to storm surges during
Dade County's flood control ordinance, and the
hurricanes.
foundations of many larger buildings are designed to
extend into the water table.
It is unclear what effect climate change will
have on hurricanes. Without increased hurricane
Conversely, the water table could infiltrate the
activity, climate change probably would exacerbate
base of about a third of Dade County streets, which
water shortages that are expected to result from
population growth in Greater Miami. Thus, climate
241
Chapter 13
change could accelerate Miami's long-range plan
Table 13-3. Estimated Impacts of a CO2 Doubling
for large-scale production of desalinated water at
on Cleveland's Annual Infrastructure
three times current water prices. If hurricanes
Costs (millions of 1987 dollars)
increase, Miami's added expense for water supply
might be roughly $100 million to move some wells
farther inland. Conversely, increased hurricane
Annual
frequency and intensity could cause billions of
Infrastructure category
operating costs
dollars in property damage.
Analysis of Miami's coastal defense and water
Heating
-2.3
supply options provides insight into the impacts of
Air-conditioning
+6.6-9.3
sea level rise on cities built on coral reefs, but not
Snow and ice control
-4.5
into the response of most mainland cities on the
Frost damage to roads
-0.7
U.S. coastline. Dade County is unusual because
Road maintenance
-0.5
readily extracted fill is extensively available on
Road reconstruction
-0.2
public lands having easy access to a canal system
Mass transit
summer increase
that can be navigated by flat-bottomed barges.
offsets winter
Nevertheless, this case study suggests that global
savings
climate change could cause large coastal cities to
River dredging
less than 0.5
invest billions of dollars over the next 50 to 75 years
Water supply
negligible
to add and upgrade infrastructure.
Storm water system
negligible
Total
-1.6 to + $1.1
Cleveland's Infrastructure
Source: Walker et al. (Volume H); Keith et al.
The Cleveland case study examined impacts of
(Volume H).
climate change on snow and ice control costs, road
construction and maintenance, heating and cooling
costs and equipment needs, water supply, and storm
and wastewater transport. The study also included
conditioning costs seemed likely to rise by $6.6 to
a preliminary analysis of the effects of a drop in the
$9.3 million. The impacts on the transit operating
level of Lake Erie as estimated by Croley (see
budget seemed likely to mirror the impacts on the
Chapter 15: Great Lakes). The impact on the snow
general budget, with reduced mishaps and traffic
and ice control budget was estimated by analogy to
delays in ice and snow offsetting increased fuel costs
the budget in Nashville, Tennessee.
for vehicle cooling.
Results are displayed in Table 13-3, which
The study suggested Cleveland might spend
shows that the net impact of climate change on
about $65 to $80 million to add air-conditioning to
Cleveland's annual infrastructure costs could be
older schools and to large nonoffice spaces such as
negligible, although expenditures probably would
gyms and repair garages. Much of this expenditure
shift between categories. In addition to the costs
would occur as buildings were replaced or
shown in Table 13-3, a one-time capital expenditure
refurbished and might have occurred even without
of $68 to $80 million could be required to add air
climate change.
conditioners in public buildings. Also, many private
residences probably would install air conditioners.
The rise in winter temperatures associated with
a doubling of CO2 might allow Cleveland to use
Walker et al. estimated that global climate
thinner pavement, resulting in possible savings of
change could cause annual snowfall in Cleveland to
about 3% in road resurfacing costs and 1% in
drop from 1.25 to roughly 0.2 meters (4.1 to 0.7
reconstruction costs. The net savings could average
feet), reducing annual snow and ice control costs by
about $200,000 per year or 1.3% of the city's current
about $4.5 million. Decreased frost damage to
capital budget. Engineering standards (AASHTO,
roads and bridges could yield further savings
1987) suggested that the rate of pavement
estimated at $700,000 per year. A drop of $2.3
deterioration probably also should decline as winter
million per year in heating costs for public buildings
temperatures rise, saving roughly $500,000 per year.
also was estimated. Conversely, annual public air-
242
Urban Infrastructure
A climate-induced drop in the level of Lake
Table 13-4. Probable Impacts of a CO2 Doubling
Erie probably would not adversely affect Cleveland,
on Selected Infrastructure in the New
although some dredging might be required in the
York Metropolitan Area (millions of
Cuyahoga River and port area (Keith et al., Volume
1987 dollars)
H). Upgrading of the city's combined storm and
wastewater collection system appeared to be
unnecessary, although this would depend upon
Infrastructure
rainfall variability.
category
Costs
If temperature rises several degrees, most
northern cities probably could anticipate savings in
Upgrading levees
120
snow and ice control, heating, and roadway
construction and maintenance costs similar to those
Drainage
increased flooding in low-
described for Cleveland. These savings might
lying areas, minimal
approximately offset the increase in air-conditioning
sewer system changes
costs. More southern cities could experience
modest budget increases.
Sewer outflows
more frequent inspection
Cleveland could become a more attractive
Water supply
3,000
location for water-intensive industry if water
supplies in other areas become less reliable.
Snow and ice control
reduced substantially
Resulting in-migration could bring further growth-
related infrastructure costs. Lower Great Lakes
Road maintenance and
winter savings, offset by
levels could require dredging, modification to ports,
reconstruction
melting asphalt in
and relocation of some water intakes. (For a
Manhattan
further discussion of these issues, see Chapter 15:
Great Lakes.)
Mass transit
summer increase offsets
winter savings
New York City's Water Supply
Electricity production
65-150
New York City's infrastructure may be affected
in many ways by global climate change.
Heating
reduced
Temperature change could affect the same capital
expense categories in both New York City and
NOTE: Impacts on underground infrastructure,
Cleveland. In addition, the city may have to
airports, and ports have not been probed,
gradually raise its dikes and better protect
but a discussion of these impacts among
underground infrastructure from seawater
Port Authority representatives and other
infiltration. Interpolating from Weggel et al.
experts at the Second North American
(Volume B), approximately $120 million might be
Conference on Preparing for Climate
invested to protect shorelines from a sea level rise
Change, Washington, DC, December 7,
of 1 meter. The most pressing, and perhaps largest,
1988, suggested they might be small.
problem facing the city may be the effects of global
Source: Walker et al. (Volume H); Weggel et al.
climate change on the adequacy of the city's water
(Volume B); Linder et al. (1987); Schwarz and
supply. The New York City study focused on that
Dillard (1989).
issue. Table 13-4 provides estimates drawn from a
number of studies about possible infrastructure
impacts on New York City.
The water supply network is in deficit. The
The New York metropolitan area draws water
Mayor's Task Force (1987) has recommended
from the adjoining Hudson and Delaware River
remedying New York City's portion of the deficit
Basins and from underground aquifers serving
through better management of water demand and
coastal New Jersey and Long Island. Figure 13-1
detailed study of the possibility of reactivation of a
shows the region and its water supply sources.
243
Chapter 13
DELAWARE
SYSTEM
GILBOA
CATSKILL
CATSKILL
SCHOHARIE
SYSTEM
BRANCH
RESERVOIR
CREEK
CANNONSVILLE
RESERVOIR
WEST
WALTON
PEPACTON
125MILES 125
RESERVOIR
DEPOSIT
WEST
SHANDAKEN TUNNEL
<<<<<<<<<<<<<<<<<<<<<<<<<
SCREEK CREEKE
CATSKILL
DOWNSVILLE
NEW YORK CONNECTICUT
KAST
ASHOKAN
RESERVOIR
NEW YORK
EAST
PENNSYLVANIA
HANCOCK
BRANCH
BEAVER KILL DELAWARE TUNNEL DELAWARE LAWARE
RONDOUT
RESERVOIR
ONE
ESOPUS CREEK
HUDSON RIVER
CREEK
DELAWARE RIVER
LIBERTY
LACKAWACK
CROTON
100MILES
RONDOUT
NEVERSINK
NEVERSINK
SYSTEM
RESERVOIR
TUNNEL
POUGHKEEPSIE
ELLENVILLE
CHELSEA
NEVERSINK RIVER
PUMP
STATION
75MILES
WALLKILL RIVER
COTTSKITY
WEST BRANCH
RESERVOIR
PORT JERVIS
AQUEDUCT
MILFORD
MONTAGUE
CROTON LAKE
PENNSYLW VANIA JERSEY SOMES
NEW NEW JERSEY YORK
NEW CROTON
AQUEDUCT
OLD CROTON
KENSICO
AQUEDUCT
RESERVOIR
HILL VIEW
NEW CROTON
AQUEDUCT
HILL VIEW
RESERVOIR
LONGOUND ISLAND
RESERVOIR
JEROME PARK
K MES HALL RESERVOIR
JEROME PARK
RESERVOIR
RESERVOIR
OLD CROTON
FROM
CENTRAL PARK
AQUEDUCT
LONG
ISLAND
CITY TUNNEL
NO.
CITY TUNNEL NO. 1
CITY TUNNEL NO. 2
CENTRAL PARK
RICHMOND
RESERVOIR
TUNNEL
SIL VER LAKE
CITY TUNNEL
PARK
NO 2
(UNDERGROUND
STATE
STORAGE TANKS
ISLAND
ATLANTIC OCEAN
Figure 13-1. The sources of New York City's water supply (New York City Municipal Water Finance Authority,
1986).
244
Urban Infrastructure
water intake at Chelsea, a $223 to $391 million
Implications Arising from Other EPA
investment that would yield 375 to 750 million liters
of water daily.
Studies in This Report
Walker et al. estimated changes in water
Linder and Inglis (Volume H; Chapter 10:
demand using design standards for commercial
Electricity Demand) suggest that increased air-
cooling-tower demand, changes in electricity
conditioning use could raise peak electricity demand
demand estimated by Linder et al. (1987), and
by 10 to 30% in the southern half of the United
historic residential summer water use. The impact
States. Nationally, utilities supplying the
of sea level rise on water supply was estimated by
northernmost cities could experience decreased
analogy using Hull and Titus (1986), which analyzes
demand, while those supplying cities in the
possible saltwater advance up the Delaware River.
remainder of the country could experience
The impact on reservoir supply also was estimated
electricity needs higher than they have anticipated.
by analogy, using a Great Lakes water balance
Sheer's study of California (see Chapter 14) water
model (Linder et al., 1987). Walker et al. assumed
supply suggests that new surface water
that baseline demand would not increase above
impoundments may be needed to meet urban water
projected demand in 2030, potentially
needs and other demands. The coastal defense
underestimating the increased demand for water.
strategies suggested in Chapter 7: Sea Level Rise
would apply to most urban coastal areas, especially
Walker et al. estimated that a rise in
those along the Atlantic and Gulf coasts.
temperatures consistent with the GISS and GFDL
scenarios would mean about a 20% increase in
Changnon et al. (Volume H) conclude that a
cooling degree days. In response, average daily
falling lake level might prompt investment of $200
demand for water used in cooling large buildings
to $400 million to adapt recreational and
could increase by 190 million liters during the
commercial harbors and beach facilities, and an
summer, and increased lawn watering could raise
investment of $20 million to adjust water supply
demand by 110 million liters per day, thereby
intakes and sewer outfalls along the Illinois
generating a 5% rise in annual demand.
shoreline of Lake Michigan, with similar costs likely
on the other Great Lakes. The Keith study (see
Higher temperatures could increase
Chapter 15: Great Lakes) suggests that each
evaporation and evapotranspiration, decreasing the
commercial harbor on Great Lakes Erie and
ability to store water efficiently in surface
Superior could spend $5 to $30 million on dredging
to maintain harbor access.
impoundments. The water balance model indicated
the supply loss could range from 10 to 24%.
Saltwater infiltration due to rising sea level
RESULTS OF RELATED STUDIES
would further reduce supply. The study suggested
that a 1-meter sea level rise could place the
proposed $300 million Chelsea intake below the salt
Metropolitan Water Supply
line during the peak summer demand period in mild
drought years, reducing supply another 13%.
Schwarz and Dillard (1989) conducted
Larger sea level rise or greater droughts might
telephone interviews with local infrastructure
prevent use of the existing Poughkeepsie intake
managers to identify the probable impacts of global
during severe droughts, further reducing supply. In
climate change on water supply and drainage in
addition, subsurface infiltration could reduce the
several metropolitan areas. Results from some
cities are discussed here.
supply available from the Long Island aquifer.
In summary, a doubled CO₂ atmosphere could
Washington, DC
produce a shortfall equal to 28 to 42% of planned
supply in the Hudson River Basin.
Longer hot spells could warm the Potomac
River and cause trihalomethane formed during
chlorination to rise above allowable limits.
Remedying this could require a capital investment
of roughly $50 to $70 million and could increase
245
Chapter 13
treatment costs. Also, lawn watering probably
roughly offsetting gains and losses. Others
would increase during long spells of hot, dry
especially those along the coastlines and in water-
weather. Although a substantial decrease in runoff
short areas, could bear increased infrastructure
could reduce supply in parts of the system, the
costs. The costs would be especially high if changes
availability of additional storage capacity would
came through abrupt "sawtooth" shifts or increases
make a shortage unlikely.
in extreme events, making it difficult to adapt
infrastructure primarily during normal repair and
New Orleans
replacement. The likely impacts of an effective
doubling of atmospheric CO₂ could affect a wide
Sea level rise could necessitate moving the
range of infrastructure. Additional climate change
water intakes considerably farther up the Mississippi
effects beyond doubled CO2 or sea level rise above
and replacing cast iron water mains that would
1 meter could result in even greater costs.
corrode if exposed to saltwater. Reduced riverflow
also could increase settling and treatment
Water
requirements. Rising sea level could increase
saltwater infiltration into the water system and could
Hotter temperatures could cause faster
require increased pumping capacity.
evaporation of groundwater and raise the demand
for water to support commercial air-conditioning
New York City
systems and lawn watering. Earlier snowmelt in the
West could force a lowering of dam levels to ensure
This study raised many of the same concerns
availability of enough capacity to control flood
regarding water supply and demand as the study by
waters. At the same time, sea level rise could cause
Walker et al. (Volume H) and indicated that even
saltwater to advance up rivers and to infiltrate into
a 0.25-meter sea level rise would mean the proposed
coastal aquifers. In droughts, many existing water
Chelsea intake was too far downstream. The
intakes might deliver brackish water.
sanitary and storm sewage system capacity and
design probably would not need revision.
The solution to these problems could involve
Nevertheless, in a few low-lying areas, higher sea
strong conservation measures, such as miles of
level could increase sewer backups, ponding, and
aqueducts from new water intakes at higher river
basement flooding when high tides coincided with
elevations, new reservoirs, sewage effluent recycling
high runoffs.
systems to support commercial cooling or lawn
watering, and perhaps desalinization efforts along
Tucson
the coasts. The solution for the New York-
Philadelphia corridor alone is likely to cost $3 to $7
Tucson is depleting its aquifer despite substan-
billion. Communities in the Delaware River Basin,
tial conservation efforts and lawn watering with
northern New Jersey, the lower Hudson, and Long
treated wastewater. Higher temperatures would
Island might well form a multistate water supply
increase demand and tighten supply, possibly
and management district of unprecedented size and
jeopardizing the city's ability to draw on water from
complexity to handle financing and capital
the Central Arizona Project on the already strained
construction.
Colorado River. While modest savings might be
achieved through stricter conservation measures and
Drainage and Wastewater Systems
more wastewater use, purchase of water in the
regional market most likely would be the only
Increased storm size and intensity could tax
practical response to climate-related shortfalls.
many storm sewer systems. Sea level rise also could
reduce coastal flood protection levels in low-lying
areas. The resulting increases in flooding and
IMPLICATIONS FOR URBAN
releases of untreated waste into watercourses from
INFRASTRUCTURE
combined storm and wastewater systems probably
would motivate new sewer investments. In Dade
County alone, costs to maintain flood protection at
The implications of climate change for urban
America vary spatially. Some localities, especially
existing levels could be $200 to $300 million if sea
level rose 1 meter.
those along the Great Lakes, might experience
246
Urban Infrastructure
Temperature rise could increase hydrogen
Electricity and Air-Conditioning
sulfide formation in sewer pipes, leading to internal
corrosion and eventual failure. In coastal areas with
Hotter temperatures could increase air-con-
increased ocean flooding, storm sewers would carry
ditioning use. Consequently, peak load capacity to
corrosive saltwater with increased frequency. Sea
generate electric power might have to increase in
level rise also could cause more pipes in coastal
response to global climate change. Fortunately, air-
areas to face the external risk of corrosive seawater.
conditioning equipment is replaced frequently, so
More frequent inspection and earlier replacement of
increased loads on existing equipment could be
much existing pipe, as well as a gradual shift to
accommodated incrementally. Some houses and
more corrosion-resistant pipe with plastic lining,
public buildings in northern climates might need to
might be required.
add air-conditioning, but such retrofitting has been
performed since the first window air conditioners
Coastal Defenses
were introduced.
Protection from a rising sea could require
periodic investment in many major coastal
POLICY IMPLICATIONS
communities. In urban areas, a common approach
might be the New Orleans solution, where
The possibility of global climate change
extensively developed coastal areas are protected by
increases the risks of infrastructure investment.
dikes, and covered drainage ditches behind the dikes
Application of design standards and extrapolation
are pumped to keep out the saltwater.
from historical data still may not provide reasonable
assurance that water and power supply, dam
Roads
strength and capacity, bridge clearances, or storm
sewerage capacity will be adequate for the 35-,
Rising temperatures could reduce the costs of
50-, and 100-year design cycles of these facilities.
road construction and maintenance. Snow and ice
For example, the National Flood Insurance
control costs might drop dramatically. A decrease
Program's maps identifying the historical 100-year
in deep freezes and freeze-thaw cycles also would
floodplain and 500-year floodway may no longer
mean fewer potholes. Warmer temperatures and
provide a reliable basis for local building and zoning
the improved drainage resulting from higher
ordinances designed to minimize flood losses to life
evaporation rates could permit use of thinner
and property.
pavements in many areas, but could require
enhanced expansion capabilities.
Investment Analysis Methods
Bridges
Especially in coastal areas, the possibility of
global climate change may soon require careful
Sea level rise and increased storm intensity
decisions regarding how and when to adapt the
could require upgrading of many bridges either
infrastructure. A strong emphasis on lifecycle
through costly retrofit or as part of normal recon-
costing and upgrading during reconstruction in
struction. The range of temperature accommodated
anticipation of future changes could yield large,
by expansion joints also might need to be increased.
long-term cost savings. To accomplish this goal,
The costs might be modest if bridge planners
such institutions as the Department of Housing and
upgraded in anticipation of climate change.
Urban Development might work with the American
Public Works Association, the National League of
Mass Transit
Cities, the U.S. Conference of Mayors, the
American Planning Association, and similar groups
In the North, buses and railcars could
to educate their constituencies regarding the
experience fewer snow-related delays. Conversely,
uncertainties and ways to incorporate them into the
slight increases in fuel costs could result from
decisionmaking process.
increased use of air conditioners.
247
Chapter 13
Water Supply
geographically based standards -- for example, on
roadbed depth and home insulation levels -- and
Water supply is of particular concern because
provide significant savings. Thus, the standard-
decades are required to plan and complete projects,
making organizations might beneficially establish
which then might last 100 years. Dams, reservoirs,
policies concerning how and when their committees
and water intakes currently being planned and built
should account for global climate change or educate
could become obsolete or inadequate as a result of
their committees about the prospects.
global climate change. Elsewhere, communities
might be allowing development of land needed for
reservoirs to meet the water shortages that would
RESEARCH NEEDS
result from climate change.
The following are recommended for further
Such federal agencies as the U.S. Geological
research:
Survey, U.S. Army Corps of Engineers, and EPA
may wish to work with states and municipalities to
1. More case studies of urban impacts, with
study the possible impacts of climate change on the
priority on a west coast city and an inland city.
water supply of major metropolitan areas.
Issues of particular interest include the effects
on subsidence problems in cities similar to
Water supply investments frequently affect
Phoenix, the implications for sewage treatment
multistate areas, creating a need for federal
capacity in areas where more frequent and
coordination. The Supreme Court has been forced
intense periods of low riverflow could reduce
to settle previous water rights disputes concerning
acceptable effluent discharge rates, the impact
many major rivers, and global climate change might
on bridge replacement costs, and the potential
well generate new disputes. Cost-effective response
for and probable consequences of saltwater
to climate change also might require new multistate
infiltration into pipes in older coastal
water projects. For example, a major project on the
communities.
Hudson River that allowed New York City to
reduce its use of Delaware River water might be the
2. The probable impacts of global climate change
least costly way to increase water supply in
on domestic and international migration flows
Philadelphia. The upcoming state debates over
and the infrastructure demands these flows
water supply financing should be informed by the
produce. Heat and high water prices might
lesson of past infrastructure crises: water piping
drive jobs and people away from some regions,
and pumping costs resulting from global climate
while others might flourish. Infrastructure
change should be fully recovered from the water
investment in new water supply, for example,
users to avoid stimulating artificial demand for
might be unnecessary in areas that would lose
bargain water.
population, but extra capacity might be needed
in areas where population would grow.
Infrastructure Standards
Similarly, as climate change shifts the best
growing areas for specific crops, new farm-to-
Voluntary standards organizations, such as the
market transportation networks might need to
American Society of Civil Engineers, the Building
be developed. Rights-of-way for these systems
Officials and Code Administrators International,
might best be set aside now, before land prices
and the American Association of State Highway and
rise in response to climate change.
Transportation Officials, may wish to educate their
committees on global climate change. Growing
uncertainty concerning future temperature,
REFERENCES
precipitation, and sea levels might dictate a
reassessment of existing standards and safety factors
AASHTO. 1987. American Association of State
for ventilation, drainage, flood protection, facility
Highway and Transportation Officials. Manual for
siting, thermal tolerances, resistance to corrosion,
the Design of Permanent Structures, Appendix A.
and so forth. Conversely, prompt detection of
Treatment of Roadbed Swelling and/or Frost Heave
lasting changes could allow adjustment of
248
Urban Infrastructure
in Design. Washington, DC: American Association
New York City Municipal Water Finance Authority.
of State Highway and Transportation Officials.
1986. Water and Sewer System Revenue Bonds,
Fiscal 1986, Series A. Prospectus. New York.
Bruske, E. 1988. 104 (phew!) degrees hottest in 52
years. The Washington Post 111(225):A1, A6. July
Rhoads, P.B., G.C. Shih, and R.L. Hamrick. 1987.
17.
Water resource planning concerns and changing
climate: a Florida perspective. In: Proceedings of
Cohen, S.J. 1987. Projected increases in municipal
the Symposium on Climate Change in the Southern
water use in the Great Lakes due to CO2-induced
United States: Future Impacts and Present Policy
climatic change. Water Resources Bulletin
Issues. Norman, OK: University of Oklahoma, pp.
23(1):91-101.
348-363.
Hirsch, J. 1988. As streets melt, cars are
Schwarz, H.E., and L. Dillard. 1989. Urban water.
flummoxed by hummocks. The New York Times
Chapter III-D. In: Waggoner, P.E., ed. Climatic
137(47599):B1, B5. August 16.
Variability, Climate Change, and U.S. Water
Resources. New York: John Wiley and Sons. In
Hull, C.H.J., and J.G. Titus, ed. 1986. Greenhouse
press.
Effect, Sea Level Rise, and Salinity in the Delaware
Estuary. Washington, DC: U.S. Environmental
Sossaman, B.A. 1988a. News release. U.S. Army
Protection Agency. Publication No. 230-05-86-010.
Corps of Engineers, New Orleans District. June 28.
Lewis, N. 1988. Two more heat records fall as
Sossaman, B.A. 1988b. News release. U.S. Army
summer of 1988 boils on. The Washington Post 111
Corps of Engineers, New Orleans District. July 15.
(257):A1, A10, A11. August 18.
Statistical Abstract of the United States. 1988.
Linder, K.P., M.J. Gibbs, and M.R. Inglis. ICF
Washington, DC: U.S. Government Printing Office.
Incorporated. 1987. Potential Impacts of Global
Climate Change on Electric Utilities. Albany, NY:
Titus, J.G., C.Y. Kuo, M.J. Gibbs, T.B. LaRoche,
New York State Energy Research and Development
M.K. Webb, and J.O. Waddell. 1987. Greenhouse
Authority. Publication No. 824-CON-AEP-86.
effect, sea level rise, and coastal drainage systems.
Journal of Water Resources Planning and
Mayor's Intergovernmental Task Force on New
Management 113(2):216-227.
York City Water Supply Needs. 1987. Managing
for the Present, Planning for the Future; December.
The Washington Post. 1988. Warped rails checked
in Amtrak wreck. 111(246):A5. August 7.
Metropolitan Dade County Planning Department.
1988. Comprehensive Development Master Plan for
Wilcoxen, P.J. 1986. Coastal erosion and sea level
Metropolitan Dade County, Florida. July 1979, July
rise: implications for Ocean Beach and San
1985, June 1987, and April 1988.
Francisco's Westside Transport Project. Coastal
Zone Management Journal 14(3):173-191.
National Council on Public Works Improvement.
1988. Fragile Foundations - Final Report to the
President and Congress, Washington, DC; February.
249
CHAPTER 14
CALIFORNIA
FINDINGS
maintained, the estuary could still increase in
area and volume by 30 and 15%, respectively,
as a result of a 1-meter sea level rise alone.
Global warming could cause higher winter runoff
and lower spring runoff in California and increase
Sea level rise of 1 meter could cause saline
the difficulty of meeting water supply needs. It
(brackish) water to migrate inland between 4
could also increase salinity in the San Francisco Bay
and 10 kilometers (2.5 and 6 miles,
and the Sacramento-San Joaquin Delta and increase
respectively) if the levees fail and if tidal
the relative abundance of marine species in the bay;
channels do not erode. Freshwater releases
degrade water quality in subalpine lakes; raise
into the delta might have to be doubled to
ambient ozone levels; increase electricity demand;
repel saline water near the major freshwater
and raise the demand for water for irrigation.
pumping facilities.
Water Resources
Wetlands and Fisheries
Higher temperatures would lead to higher
The wetlands in the San Francisco Bay estuary
winter runoff from the mountains surrounding
would be gradually inundated as sea level rises
the Central Valley, because less precipitation
faster than the wetlands accrete sediments.
would fall as snow, and the snowpack would
The amount of wetlands lost would be a
melt earlier. Runoff in the late spring and
function of the rate of sea level rise and of
summer consequently would be reduced.
whether shorelines are protected. If sea level
rises 1 meter by 2100, the rate of rise will be
As a result, the amount and reliability of the
greater than wetland vertical accretion by the
water supply from reservoirs in the Central
middle of the next century. If sea level rises 2
Valley Basin would decrease. Annual water
to 3 meters by 2100, wetland inundation will
deliveries from the State Water Project (SWP)
begin early in the 21st century.
could be reduced by 200,000 to 400,000 acre-
feet or 7 to 16%. In comparison, the statewide
If salinity increases within the San Francisco
increase for water from the SWP, due to non-
Bay estuary, wetland vegetation will shift from
climate factors such as population growth, may
brackish and freshwater species to more salt-
total 1.4 million acre-feet by 2010. Even if
tolerant plants. This shift could severely
operating rules were changed, current
reduce waterfowl populations that depend on
reservoirs would not have the capacity to store
freshwater habitats. The timing, magnitude,
the heavier winter runoff and at the same time
and location of phytoplankton production could
retain flood control capabilities.
shift. Marine fish species could increase in
abundance, while saltwater species that breed
Rising sea level could increase the possibility of
in freshwater areas would most likely decline.
levee failure. If the delta and bay levees failed
and sea level rose 1 meter (40 inches) by 2100,
Higher temperatures in subalpine lakes could
agriculture in the delta region would be almost
increase annual primary production (such as
eliminated, the pumping of freshwater out of
algae) by between 16 and 87%, which could
the delta to users to the south could be
degrade lake water quality and change the
jeopardized by increasing salinity, and the area
composition of fish species.
and volume of the estuary could triple and
double, respectively. Even if the levees were
251
Chapter 14
Agriculture
By 2010, 2 to 3 gigawatts (GW) would be
needed to meet the increased demand. By
The impacts of climate change on agriculture
2055, 10 to 20 GW would be needed a 14 to
in California are uncertain. The effects of
20% increase over baseline additions that may
changes in temperature and precipitation alone
occur without climate change. The additional
would most likely reduce yields by 3 to 40%,
capital cost by 2055 would be $10 to $27 billion
depending on the crop. However, with the
(in 1986 dollars).
combined effects of climate and higher CO₂
levels, yields for all modeled crops, except corn
Policy Implications
and sugarbeets, might increase.
Water management institutions, such as the
The potential growth in irrigation in some
U.S. Bureau of Reclamation and the California
parts of the state may require increased
Department of Water Resources, should
extraction of groundwater because of current
analyze the potential impacts of climate change
full use of surface water supplies. This would
on water management in California. They
decrease water quality and affect water
should consider whether and how the Central
management options.
Valley Project and State Water Project should
be modified to meet increasing demands in the
Yields in California may be less adversely
face of diminishing supplies due to climate
affected than those in most parts of the
change. They may also consider whether to
country. Crop acreage could increase because
change water allocation procedures to
of the shifts in yields and the presence of
encourage more efficient use of water.
irrigation infrastructure.
The California Water Resources Control
Natural Vegetation
Board should consider the impact of climate
change on surface and groundwater quality.
Drier climate conditions could reduce forest
density, particularly pine and fir trees, and
State and local entities should consider the
timber productivity. (The full impacts on
impacts of climate change on levee and
California forests were not assessed in this
wetland management in San Francisco Bay and
report.)
the delta.
Air Quality
The California Air Quality Board should
review the long-term implications of climate
If today's emissions exist in a future warmer
change on air quality management strategies.
climate, ozone levels in central California could
increase and could change location because of
The California Energy Commission should
higher temperatures. As a result, the area in
consider the impacts of climate change on the
central California with ozone levels exceeding
energy supply needs for the state.
EPA standards (0.12 parts per hundred million
(pphm)) on a given day could almost double
unless additional steps are taken to control
CLIMATE-SENSITIVE
emissions. These additional controls would
RESOURCES OF CALIFORNIA
increase the cost of pollution control.
California's Central Valley is the most
Electricity Demand
productive and diverse agricultural region of its size
in the world. The Central Valley Basin, which
The annual demand for electricity in California
includes the drainages of the Sacramento and San
could rise by 3 to 6 billion kilowatthours (kWh)
Joaquin Rivers, encompasses several large
(1 to 2%) over baseline demand in 2010 and by
metropolitan areas, dispersed manufacturing, major
21 to 41 billion kWh (3 to 5%) over baseline
port facilities, important timber reserves, heavily
demand in 2055.
used recreational areas, and diverse ecosystems.
252
California
Much of the region's economic and social
importance is derived from its water resources.
Over 40% of California's total surface water runoff
drains from the Central Valley Basin into the San
120°
Francisco Bay area (Miller and Hyslop, 1983). The
basin supplies water for irrigated agricultural,
municipal, and industrial uses, and for a host of
124°
other resources and activities.
42°
42°
The Central Valley Basin encompasses
approximately 40% of California's land area (Figure
RED BLUFF
40°
40°
14-1). Elevations range from just below sea level
124°
on leveed islands in the Sacramento-San Joaquin
River Delta to peaks of over 4,200 meters (14,000
SACRAMENTO
feet) in the Sierra Nevada (Figures 14-2 and 14-3).
CENTRAL VALLEY
DRAINAGE BASIN
38°
38°
Mountains ring most of the basin: the Sierra
Nevada along the eastern side and the Coast Ranges
on the west. The only outlet to the Pacific Ocean is
FRESNO
116°
via the San Francisco Bay estuary (Figure 14-2).
N
36°
36°
122°
Current Climate
CENTRAL VALLEY
0
40
80 Miles
California's climate is characterized by little, if
34°
0
50 100 Kilometers
*
LOS ANGELES
34°
BLYTHE
any, summer precipitation and by generally wet
GISS
120°
winters (Major, 1977). Both temperature and
GFDL
OSU
precipitation vary with elevation and latitude in the
116°
Central Valley Basin. Extremes in mean annual
precipitation range from about 15 centimeters (6
inches) in the southern San Joaquin River Basin to
about 190 centimeters (75 inches) in the mountains
of the Sacramento River Basin. While almost all
Figure 14-1. The Central Valley (shaded) and
valley floor precipitation falls as rain, winter
Central Valley Drainage Basin of California.
precipitation in the high mountains often falls as
Symbols refer to locations of general circulation
snow. Storage of water in the snowpack controls
model (GCM) gridpoints. (See California Regional
the seasonal timing of runoff in the Central Valley
Climate Scenarios section of this chapter for details
rivers and has shaped the evolution of strategies for
on GCMs).
water management and flood protection. Under
current climatic conditions, peak runoff occurs
between February and May for individual rivers
70% of its population and 80% of its total demand
within the Central Valley Basin (California
for water lie to the south (California Department of
Department of Water Resources, 1983; Gleick,
Water Resources, 1985). In addition, about 85% of
1987b).
the Central Valley Basin's total annual precipitation
occurs between November and April, whereas peak
Water Resources
water use occurs during the summer.
In working to solve these water distribution
Water Distribution
problems, the U.S. Government and California have
built two of the largest and most elaborate water
California's water resources are poorly
development projects in the world: the Federal
distributed relative to human settlement patterns in
Central Valley Project (CVP) and the California
the state. Over two-thirds of the state's surface
State Water Project (SWP). Both are essentially
water supply originates north of Sacramento, and
designed to move water from water-rich northern
253
Chapter 14
N
Scaramento
50
28
36
SUISUN BAY
SAN PABLO
BAY
Carquinez
Strait
14
CENTRAL
BAY
Delta
0
Golden Gate
Pumping
Oakland
Plant
Tracy
Pumping
Plant
San
Francisco
SOUTH BAY
PACIFIC
OCEAN
Figure 14-2. The San Francisco Bay estuary and locations of the freshwater pumping plants in the delta. The
numbered bars indicate distance (in miles) from the Golden Gate. The dotted line indicates the maximum area
affected by a 100-year high tide with a 1-meter (40-inch) sea level rise.
254
California
o SACRAMENTO
N
RIVER
SEA LEVEL
SA
N
o STOCKTON
D
LEGEND
Pumping
Delta Waterways
Plant
Above Sea Level
Sea Level to 10 Feet
Pumping
Plant
10 to 15 Feet
Pumping
SKY
- 15 Feet and Deeper
Plant
2
0
2
4
6
Scale In Miles
Figure 14-3. The Sacramento-San Joaquin River Delta. Shaded areas indicate land below sea level. See Figure
14-2 for location of the delta in the San Francisco Bay estuary.
255
Chapter 14
California to the water-poor south, and to supply
Commerce
water for agricultural, municipal, and industrial
purposes. Currently, the CVP has a water surplus
The San Francisco Bay estuary includes the
and the SWP has a shortage, especially in
largest bay on the California coast (see Figure 14-
relationship to users' projected requirements. Thus,
2). The bay's northern reach between the Golden
the SWP is particularly susceptible to dry years.
Gate and the Sacramento-San Joaquin River Delta
is a brackish estuary dominated by seasonally
Flood Control and Hydroelectric Power
varying river inflow (Conomos et al., 1985). The
southern reach between the Golden Gate and the
Another objective of the CVP and SWP is
southern terminus of the bay is a tidally oscillating
flood control. By 1984, CVP facilities had
lagoon-type estuary. The port facilities of the San
prevented almost $500 million in flood damages
Francisco Bay area are vital to California's internal
(U.S. Bureau of Reclamation, 1985). Flood control,
trade, to Pacific coast commerce, and to foreign
however, comes at the expense of water storage
trade, particularly with Asian countries. The ports
(and hence water deliveries), because reservoir
of Oakland and San Francisco, combined, ranked
levels must be kept low to absorb high riverflows
fourth in the United States in tonnage of
during the rainy season.
containerized cargo handled in 1983 (U.S. Maritime
Administration, 1985). These facilities and
Hydroelectric power generation is also an
operations are sensitive, in varying degrees, to both
objective of the CVP and SWP, and surplus power
sea level change and fluctuation in freshwater
is sold to utility companies. CVP powerplants
runoff.
produce an average of 5.5 to 6 billion kWh per year.
In 1976 and 1977, precipitation was 35 and 55%
Agriculture
below normal, respectively, and hydroelectric power
generation fell to 50 and 40%, respectively, of target
production.
California annually produces about 10% of the
cash farm receipts in the United States and
Sacramento-San Joaquin River Delta
produced $14.5 billion in farm income in 1986 (U.S.
Department of Agriculture, 1987). Central Valley
The delta at the confluence of the Sacramento
farms make up significant proportions of total U.S.
and San Joaquin Rivers is the focal point of major
production of many crops, including cotton, apricots,
water-related issues in California (Figure 14-3). For
grapes, almonds, tomatoes, and lettuce.
example, most islands in the delta lie below sea
level and are protected by levees, some of which are
Agriculture, the primary land use and the
made of peat and are relatively fragile. These
largest consumer of water in the Central Valley
islands would be vulnerable to inundation from
Basin, accounts for 87% of total net water use in
rising sea level associated with climate warming.
the region. Furthermore, the region accounts for
72% of total net water use for the entire state and
The deep peat soils on these islands support highly
productive agriculture that would be lost if
almost 80% of net agricultural use (California
inundated.
Department of Water Resources, 1987a).
In addition to agricultural importance, the
Forestry
delta is also the source of all CVP and SWP water
exports to points farther south, and in this regard
Silviculture is extensively practiced in
basically functions as a transfer point of water from
California's mountains. The nine national forests
the north to the south. The freshwater pumping
substantially within the Central Valley Basin
plants (see Figure 14-3) in the delta are the largest
recorded over $88.6 million in timber sales in fiscal
freshwater diversions in California (Sudman, 1987).
year 1986 (U.S. Department of the Interior, 1986).
Delta outflow must be maintained at a required
Forest productivity is sensitive to climate variation.
level to prevent saltwater intrusion into the pumping
For example, the drought of 1976-77 contributed to
plants. The volume of water released from
significant tree mortality because of large
upstream reservoirs to achieve this level is known as
infestations of bark beetles (California Division of
carriage water.
Forestry and Fire Protection, 1988).
256
California
Natural Vegetation
freshwater areas for breeding), and the delta is an
important nursery for these species. Chinook
Approximately one-fourth of all the threatened
salmon also constitute an important commercial fish
and endangered plants in the United States are
species, and Central Valley rivers support about
found in California. About 460 species, or about
75% of California's chinook salmon catch, valued at
9% of the California species listed by Munz and
$13.4 million at 1981 prices. The populations of
Keck (1959), are either extinct or in danger of
these species are affected by water quality in the
becoming extinct.
estuary.
California contains about 5,060 native vascular
To protect aquatic organisms in the delta, the
plant species; of these, about 30% occur only in
State Water Resources Control Board (SWRCB)
California (Munz and Keck, 1959; Raven, 1977).
adopted water right Decision 1485 in 1978 that sets
These species are more numerous than those
water quality standards to protect the delta and
present in the entire central and northeastern
Suisun Marsh. The standards vary from year to
United States and adjacent Canada, a region about
year, with less stringent requirements in dry years.
eight times larger than California (Fernald, 1950).
The standards are achieved by meeting minimum
delta outflow requirements. If delta outflow falls
Within the Central Valley Basin, terrestrial
below the required level, then releases from
vegetation may be grouped into the following broad
upstream state and federal reservoirs must be
classes, listed according to decreasing elevation:
increased so that the outflow requirement is met.
alpine, subalpine forest, montane forest, mixed
The water quality standards take precedence over
evergreen forest, chaparral and oak woodland, and
water export from the delta.
valley grassland (Barbour and Major, 1977).
Recreation and Nature Preservation
Wetlands
Recreation and nature preservation are
The San Francisco Bay estuary includes
important in California. Major recreational areas in
approximately 90% of the salt marsh area in
the Central Valley Basin include four national parks
California (Macdonald, 1977). Nichols and Wright
(Lassen Volcanic, Sequoia, Kings Canyon, and
(1971) documented a 60% reduction in San
Yosemite) and nine national forests that lie either
Francisco Bay marsh between 1850 and 1968. This
completely or largely within its boundaries. Two
reduction was largely the result of reclamation for
national recreation areas and 13 designated wildlife
salt ponds, agriculture, expanding urbanization,
refuges and management areas also are situated in
shipping facilities, and marinas. Further loss of
the region. Downhill skiing and other winter sports
wetlands could result in substantial ecological and
are economically important in the state. Water
economic losses for the region. For example, the
projects throughout the Central Valley Basin
managed wetlands north of Suisun Bay support a
provide significant recreational opportunities.
hunting and fishing industry producing over $150
million annually (Meyer, 1987). Tourism, rare and
endangered species, and heritage values also could
PREVIOUS CLIMATE CHANGE
be harmed.
STUDIES
Wildlife and Fisheries
Two of the few studies previously undertaken
to assess the potential effects of climate change on
The San Francisco Bay estuary provides vital
the region are discussed in this section.
habitat for many bird and fish species (California
Department of Water Resources, 1983). The
Forests
estuary is an important wintering area for waterfowl
of the Pacific flyway. Important sport fish include
Leverenz and Lev (1987) estimated the
striped bass, chinook salmon, sturgeon, American
potential range changes, caused by CO2-induced
shad, and steelhead rainbow trout. These species
climate change, for six major commercial tree
are anadromous (i.e., saltwater species that enter
species in the western United States. Two of the
257
Chapter 14
species, ponderosa pine and Douglas-fir, have
Water is a key limiting resource in both
significant populations in California. Leverenz and
managed and unmanaged ecosystems in the Central
Lev based their estimates of range changes on the
Valley Basin, and freshwater is important in
species' response to increased temperature,
estuarine ecosystems in the delta region.
decreased water balance, and higher CO₂
Consequently, the California studies were organized
concentrations. The scenario of climate change
so that the impacts of climate warming on the entire
used was based on a simulation using the
hydrologic system could be examined, starting at
Geophysical Fluid Dynamics Laboratory (GFDL)
subalpine lakes in the mountains surrounding the
model (a different run from that used for this
valley and finishing at the freshwater outflow into
study), with CO2 concentrations double their
the delta region and estuary (Figure 14-4). The
present levels. Their results suggest that in
individual projects examined the potential impacts
California, ponderosa pine could increase in range
of climate change and sea level rise on particular
and abundance because of its ability to withstand
ecosystems and water-delivery systems in the
long summer drought. Douglas-fir could be
Central Valley (see Chapter 4: Methodology). One
eliminated from coastal lowlands in California but
of the major goals of this regional study was to
might occur in coastal areas at higher elevations.
determine how much runoff would flow into the
Central Valley from the surrounding mountains
Water Resources
under different scenarios of climate change, how
much of that runoff would be available for delivery
Gleick (1987a,b) applied 18 general circulation
to the water users in the state, and how much would
model (GCM)-based and hypothetical scenarios of
reach the delta.
climate change to a hydrologic model of the
Sacramento River Basin. He used a two-part water
Analyses Performed for This Study
balance model to estimate monthly runoff and soil
moisture changes in the basin. His results suggest
The following analyses were performed for this
that winter runoff could increase substantially, and
study.
summer runoff might decrease under most of the
scenarios. Summer soil-moisture levels might also
Interpretation of Hydrologic Effects of
decrease substantially. These changes are driven by
Climate Change in the Sacramento-San
higher temperatures, which decrease the amount of
Joaquin River Basin - Lettenmaier and
winter precipitation falling as snow and cause an
Gan, University of Washington, and Dawdy,
earlier and faster melting of the snowpack that does
consultant (Volume A)
form.
The Lettenmaier et al. project is the first of a
series of four projects designed to determine the
CALIFORNIA STUDIES IN THIS
impact of climate change on runoff and water
REPORT
deliveries within the Central Valley Basin (Figures
14-4 and 14-5). Their project was designed to
estimate changes in runoff from the mountains to
Seven studies were completed as part of this
the water resource system in the floor of the valley.
regional study of the possible impacts of climate
Lettenmaier et al. used data from climate scenarios
warming on California (Figure 14-4). These studies
supplied by EPA as input to their modeling studies.
were quantitatively integrated as much as possible
(See Chapter 4: Methodology, and the following
within the overall timeframe of this report to
section, California Regional Climate Change
Congress to obtain as complete a picture of those
Scenarios).
impacts as possible. Also, several of the national
studies have results pertaining to California. At the
Methods for Evaluating the Potential
outset, it should be emphasized that most of these
Impacts of Global Climate Change: Case
studies used existing models, and most evaluated
Studies of the Water Supply Systems of the
potential climate change in terms of present
State of California and Atlanta, Georgia
demands, values, and conditions (including the
Sheer and Randall, Water Resources
current population and water delivery system).
Management, Inc. (Volume A)
258
California
Hydrologic
Water Quality
CLIMATE
Impacts
of Subalpine Lakes
SCENARIOS
(Lettenmaier et al.)
(Byron et al.)
CALIFORNIA
TERRESTRIAL
Effects on
AGRICULTURAL
VEGETATION
Water Deliveries
EFFECTS
EFFECTS
(Sheer and Randall)
(Dudek)
(Davis)
National Studies:
Salinity Effects in
San Francisco
Agriculture
Bay Estuary
Air Quality
(Williams)
Electricity
SEA LEVEL
RISE
SCENARIOS
Sensitivity of
San Francisco
Bay Wetlands
(Josselyn and
Callaway)
Figure 14-4. Organization of the study, showing paths of data input from scenarios and between projects (solid
lines). Dashed lines indicate some important linakges between projects that were not quantitatively made in this
study.
Sheer and Randall used the projected runoff
level rise effects in the delta (see Figure 14-3).
from the mountains determined by Lettenmaier et
al. to simulate the response of the Central Valley
Ecological Effects of Global Climate
and State Water Projects to climate change. Output
Change: Wetland Resources of San
from this study includes estimated total water
Francisco Bay Josselyn and Callaway, San
deliveries to State Water Project users.
Francisco State University (Volume E)
The Impacts of Climate Change on the
Josselyn and Callaway used results from
Salinity of San Francisco Bay - Williams,
Williams and Park (see Chapter 7: Sea Level Rise)
Philip Williams and Associates (Volume A)
to assess the impact of changing salinity and sea
level rise on the wetlands within San Francisco Bay.
The main goal of Williams' project was to
determine the impact of sea level rise and changing
Climate Change Impacts upon Agriculture
freshwater outflow into the delta on salinity within
and Resources: A Case Study of California
the bay. Williams also determined how much
- Dudek, Environmental Defense Fund
carriage water might be required to hold back
(Volume C)
salinity intrusions from the delta pumping plants
after sea level rise. The new carriage water
Dudek simulated the impact of changing
requirements were then factored into Sheer and
climate on California agriculture. Besides using the
Randall's simulation of the water resource system,
climate data from the different climate scenarios to
and they represent an important feedback between
estimate crop productivity impacts, Dudek used
the hydrologic effects of climate change and sea
estimates of mean annual water deliveries for
259
Chapter 14
Ancient Analogs for Greenhouse Warming
of Central California - Davis, University of
Arizona (Volume D)
McCLOUD
RIVER BASIN
Davis reconstructed the vegetation present in
CASTLE LAKE
the Sierra Nevada during warm analog periods of
THOMES
the Holocene to estimate the potential impact of
CREEK BASIN
NORTH FORK
warming on the present-day vegetation in these
AMERICAN RIVER
Secramento River
BASIN
mountains (see Figure 14-5).
National Studies That Included Results for
FOSSIL POLLEN
California
SITES
MERCED RIVER
BASIN
The Economic Effects of Climate Change
on U.S. Agriculture: A Preliminary
N
Assessment - Adams and Glyer, Oregon
State University, and McCarl, Texas A&M
CENTRAL VALLEY
University (Volume C)
DRAINAGE BASIN
0
40
80 Miles
0
50 100 Kilometers
Adams et al. conducted a national study of
agriculture to estimate shifts in land and water use.
Results pertaining to California are discussed in this
chapter.
The Potential Impacts of Climate Change
Figure 14-5. The Central Valley Drainage Basin of
on Electric Utilities: Regional and National
California. Shaded areas refer to the four study
Estimates - Linder and Inglis, ICF, Inc.
catchments used by Lettenmaier et al. Dots
(Volume H)
indicate the positions of the Castle Lake study site
(Byron et al., Volume E) and the five fossil pollen
As part of a national study, Linder and Inglis
sites (Davis, Volume D).
estimated future California electrical demands in
response to climate change.
deliveries for irrigation under the different climate
Examination of the Sensitivity of a Regional
scenarios as input to a regional economic model to
Oxidant Model to Climate Variations -
estimate shifts in land and water use. This
Morris, Gery, Liu, Moore, Daly and
information was qualitatively used to compare
Greenfield, Systems Applications, Inc.
available future water supplies and future water
(Volume F)
demand (see Figure 14-4). The ability of water
policy changes to compensate for climate impacts
Morris et al. describe possible interactions of
was also evaluated.
climate change and air pollution. Results pertaining
to California are discussed in this chapter.
The Effects of Global Climate Change on
Water Quality of Mountain Lakes and
Streams - Byron, Jassby, and Goldman,
CALIFORNIA REGIONAL
University of California at Davis (Volume
E)
CLIMATE CHANGE SCENARIOS
Byron et al. studied the impact of climate
Results from two GCM gridpoints were used
change on the water quality of a subalpine lake in
to drive the effects models used in most of the
northern California (see Figure 14-5).
260
California
California studies. (For a discussion of how the
remains virtually unchanged in the GFDL and OSU
scenarios were developed and applied, see Chapter
scenarios. Seasonal changes are more varied. For
4: Methodology.) Both gridpoints lie at 120°W, with
instance, spring rainfall in GFDL is 0.35 millimeters
the northern gridpoint near the Oregon-California
per day (0.41 inches per month) lower, while spring
border and the southern gridpoint south of
rainfall in the OSU and GISS scenarios is higher.
Sacramento (see Figure 14-1). Average
The scenarios also show a large difference in fall
temperature and precipitation changes for both
precipitation (Figure 14-6).
gridpoints are displayed in Figure 14-6. Generally
large seasonal increases in mean temperature are
Overall, the OSU scenario represents a smaller
projected by the models. Winter temperatures are
change from the present climate, and GFDL and
between 1.7°C (OSU) and 4.9°C (GISS) warmer,
GISS show larger temperature changes. The GISS
and summer temperatures are between 2.6°C
scenario has higher precipitation than the other two
(OSU) and 4.8°C (GFDL) warmer. The OSU
scenarios. Generally, temperature increases are
model generally projects less warming than the
larger in the northern gridpoints than in the
other two GCM models.
southern gridpoints. Changes in annual
precipitation are greater in the north in GISS and
Annual precipitation increases in GISS by 0.28
show little regional difference for the other models.
millimeters per day (4.02 inches per year) and
A. Temperature
B. Precipitation
6
0.6
GISS
0.5
5
0.4
GFDL
0.3
OSU
4
0.2
CHANGE (°C)
CHANGE (mm/Day)
0.1
3
0
-0.1
2
-0.2
-0.3
1
-0.4
-0.5
0
Winter
Spring
Summer
Fall
Annual
-0.6
Winter
Spring
Summer
Fall
Annual
Figure 14-6. General circulation model (GCM) scenario results showing seasonal and annual (A) temperature
and (B) precipitation changes between GCM model runs at doubled CO₂ and current CO₂ concentrations. The
values are averages of the two gridpoints used by the water resource modelers. (See Figure 14-1 for the location
of the gridpoints.)
261
Chapter 14
RESULTS OF THE CALIFORNIA
Limitations
STUDIES
Results would be different if geographic and
temporal variability were not held constant within
Hydrology of Catchments in the Central
each grid. Several assumptions made in this study
Valley Basin
are important considerations in terms of limitations
of the results. The intensity of rainfall is the same.
Fewer rainfall events of higher intensity could
Changes in mountain snowpack and runoff
increase runoff relatively more than a greater
could have a major impact on water supply and
number of rainfall events of lower intensity. One
quality in the Central Valley Basin. Lettenmaier et
implicit assumption is that no long-term changes in
al. used a hydrologic modeling approach to simulate
runoff under different climate scenarios; these
vegetation cover and composition would occur,
when in fact such changes are virtually certain (but
estimates then served as input to the simulation of
their hydrologic manifestations are difficult to
the Central Valley Basin water resource system
predict). If vegetation cover decreases, runoff could
response to climate change (Sheer and Randall,
increase, since less precipitation would be used by
Volume A).
plants.
Study Design
Lettenmaier et al. assumed that the flows into
the water resource system were adequately
The approach taken was to model the
hydrologic response of four representative medium-
estimated from the study catchment flows using
their statistical model. One limitation of this model
sized catchments in the Central Valley Basin. Then
was that the study catchments are at high elevations
streamflows for 13 larger subbasins in the Central
and their runoff is strongly affected by changes in
Valley Basin were estimated using the results from
the four catchments. The four catchments chosen
snowfall, whereas some of the areas contributing
runoff to the water resource system are at lower
(see Figure 14-5) for modeling range in size from
526 to 927 square kilometers (203 to 358 square
elevations with runoff driven primarily by rainfall
under present climatic conditions. Since the
miles). Outflows for each basin were determined
using two hydrologic models that estimate snow
principal change under the scenarios was a change
in snowfall accumulation patterns, the statistical
accumulation, ablation, and daily runoff. The
model was biased toward these effects and may have
models were calibrated using a subset of the historic
somewhat overestimated the total effect of snowfall
record and were verified using an independent
subset of the data.
change on the water resource system. However,
because basins at lower elevations have a relatively
small impact on the total hydrology, this bias
Lettenmaier et al. developed an additional
minimally affected the results.
climate scenario besides those specified by EPA to
test the sensitivity of their results to changes in the
Despite these limitations, the results from this
scenarios. The scenario they developed included
study are qualitatively robust. Any improvement in
only the GISS doubled CO₂ temperature estimates;
the hydrologic modeling probably would not alter
precipitation was kept unchanged from the current
the general nature of the results, although their
values. The purpose of this scenario was to
precision probably would increase.
determine the sensitivity of runoff to temperature
changes alone.
Results
To provide input for the water resource
Total annual runoff from the four subbasins
simulation model of Sheer and Randall (Volume
would remain about the same or increase slightly
A), Lettenmaier et al. developed a statistical model
that relates historic flows in the four study
under the doubled CO₂ scenarios, but major
changes occur in the seasonality of the runoff.
catchments to historic flows in 13 larger subbasins
Runoff could be higher in the winter months than it
in the Central Valley Basin. This statistical model
was then used to estimate flows in the 13 subbasins
is today, because less of the precipitation would fall
as snow and the snowpack could melt earlier
under the different climate scenarios.
(Figure 14-7A). As a consequence of higher early
winter snowmelt, spring and summer runoff would
262
California
A. Merced
B. Merced
150
150
Base
Base
GFDL 2xCO2
GISS Temp. Only
120
GISS 2xCO2
120
GISS 2xCO2
OSU 2xCO2
1930 Analog
Flow (x1000 Acre-Feet)
90
60
Flow (x1000 Acre-Feet)
90
60
30
30
0
0
Oct
Dec
Feb
Apr
Jun
Aug
Oct
Oct
Dec
Feb
Apr
Jun
Aug
Oct
Month
Month
Figure 14-7. Mean monthly streamflows under difference climate scenarios for the Merced River Basin, one of
the the four study catchments modeled (see Figure 14-5 for locations of the study catchments): (A) results from
the three doubled CO₂ scenarios; and (B) results from the scenario incorporating only the temperature change
projected in the GISS model run, and from the 1930s analog scenario (Lettenmaier et al., Volume A).
substantially decrease under these scenarios. The
base case (Figure 14-7B). The reason for this
variability of the runoff could substantially increase
difference is that the 1930s drought was mainly
in the winter months. Winter soil moisture could
caused by a reduction in precipitation, rather than
increase; evapotranspiration could increase in the
by an increase in temperature.
spring; and late spring, summer, and fall soil
moisture could decrease. A major shift in the
These results are consistent with those of
seasonality of runoff could occur in 50 to 75 years,
Gleick (1987b), in that higher temperatures cause a
according to the transient scenario GISS A.
major change in the seasonality of runoff. Since two
different modeling approaches using many climate
When only temperature changes were
change scenarios produced similar results, these
incorporated into the climate scenario and
results can be viewed as relatively robust.
precipitation was held equal to the base case, total
annual runoff was estimated to be lower in all four
Implications
catchments than in the scenario in which both
temperature and precipitation were changed (Figure
The potential change in seasonality of runoff
14-7). However, the seasonal shift in runoff, which
could have significant implications for stream
is the dominant effect of a general warming, would
ecosystems and the water resource system in the
be similar.
Central Valley Basin. Reduction in streamflows in
the late spring and summer could negatively affect
The scenario producing results that differed
aquatic organisms simply because of decreased
the most from the other scenarios was the 1930s
water volume. Wildlife using streams for food and
analog. In this case, runoff was estimated to be
water also could be harmed. Water quality
lower in most months in the four subbasins, but the
probably could be degraded because pollutants
seasonal distribution of runoff was similar to the
would become more concentrated in the streams as
263
Chapter 14
flows decrease. The possible impacts on the water
determine the effects of doubling the carriage water
resource system are discussed in the next section.
requirement on water deliveries. Both simulations
were run with a monthly time step, with water
The decrease in spring, summer, and fall soil
deliveries summarized on a yearly basis.
moisture could have a strong impact on the
Interannual variation was used as an indicator of
vegetation in the basin, with plants adapted to drier
delivery reliability.
conditions becoming more abundant at the expense
of plants adapted to higher moisture conditions.
Sheer held a meeting with representatives of
These potential vegetation changes also could affect
the California Department of Water Resources and
wildlife, and perhaps water quality, through changes
the U.S. Bureau of Reclamation to discuss the
in the nutrient composition of upland runoff and
results of his analyses and to obtain their responses
changes in erosion rates.
on how the water resource system would handle the
changes in runoff.
Water Resources in the Central Valley
Basin
Limitations
Changes in runoff under the different climate
The limitations to Lettenmaier's study carry
scenarios could have a major impact on water
over to this one. Thus, interpretation of the results
resources in the Central Valley. The study by Sheer
of the simulation of the water resource system's
and Randall (Volume A) used estimates from
response to climate change should focus on how the
Lettenmaier et al. of streamflows into the Central
system deals with the change in seasonality of
Valley to simulate how the water resource system
runoff, rather than on the absolute values of the
would perform under the various climate scenarios.
model output. Also, the model was run using 1990
Particular emphasis was given to how water
conditions, and changes in future management
deliveries to users would be affected by climate
practices, operating rules, physical facilities, water
change.
marketing, agriculture, and demand were not
considered in the simulation.
Study Design
Results
To estimate the climate scenarios' impact on
water deliveries, Sheer and Randall used an existing
The simulation results suggest that both the
model of the California water resource system
amount and reliability of water deliveries could
currently used by the southern California
decrease after global warming. The decreases in
Metropolitan Water District (MWD) (Sheer and
mean annual SWP deliveries were estimated to
Baeck, 1987). The model emulates the State of
range from 7% (OSU) to 14% (GISS) to 16%
California's Department of Water Resources
(GFDL) (200,000 to 400,000 acre-feet) (Figure 14-
Planning Simulation Model (California Department
8). In some years, the decreases would be over
of Water Resources, 1986). The model used
20% for all three doubled CO2 scenarios. The
hydrologic inputs to project water-use demands,
projected decrease in water deliveries occurs despite
instream and delta outflow requirements, and
a slight increase in precipitation over current levels
reservoir operating policies. Water requirements
in the climate scenarios and greater total outflow
were set at levels projected for 1990.
from the delta. Deliveries to the CVP are not
reduced under the scenarios. Average monthly
Two different sets of runs were made with the
outflow from the delta increases in the late fall and
model. The first involved running the model for
winter under the climate scenarios and is lower in
the different climate scenarios using current carriage
the spring (Figure 14-9). In comparison, the state
water requirements. Williams (see the following
estimates that population growth and other factors
section of this chapter, Salinity in San Francisco
will increase demand for SWP deliveries by 1.4
Bay) determined that in response to rising sea level
million acre-feet by 2010 (California DWR, 1983).
and levee failure, carriage water might have to be
doubled to maintain the water quality at the delta
The driving factor behind this decrease is the
pumping plants (see Figure 14-2). Consequently,
change in seasonality of runoff. Higher winter
Sheer and Randall ran the model a second time to
temperatures could lead to more of the winter
264
California
100
120
0
Base
GISS
GFDL
100
OSU
-100
80
4 KAF
-200
Average Flow (CFS)
(Thousands)
60
-300
40
20
-400
0
Oct
Nov
Dec
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
-500
Month
GISS
GFDL
OSU
Figure 14-8. Mean annual change in SWP deliveries
Figure 14-9. Projected monthly delta outflows
(base case minus scenario). KAF = thousands of
under different general circulation model climate
acre-feet (Sheer and Randall, Volume A).
scenarios (adapted from Sheer and Randall,
Volume A).
precipitation in the mountains falling as rain rather
The consensus of the meeting of the
than snow, and also to an earlier melt of the
representatives from the state DWR and the Bureau
snowpack. Consequently, more water would flow
of Reclamation concerning the potential changes in
into the system during the winter, and less during
seasonality of runoff was that the magnitude of this
the spring and summer. Given current operating
change would be such that operational changes
rules and storage capacity, much of the higher
alone would not markedly improve the system's
winter runoff would be spilled from the reservoirs to
performance. One factor limiting the potential for
maintain enough storage capacity to capture heavy
adjusting the system to the projected changes is the
runoff later in the rainy season and thus prevent
likely need to provide for additional flood control
downstream flooding. When the threat of floods
storage during the winter months because of higher
decreases at the end of the rainy season in the
peak flows.
spring and the reservoirs could be filled, runoff into
the system would be reduced because of the smaller
Implications
snowpack. Thus, total storage would be lower at
the end of spring and water deliveries would be
Under the three doubled CO2 climate
lower during the dry summer months. With system
scenarios, water deliveries would be less than the
changes, the extra runoff could be stored. The shift
base case and could fall short of 1990 requirements.
in the seasonality of runoff and the response of the
Moreover, if carriage water requirements are
water resource system to that shift determine the
doubled, shortages during a prolonged drought
changes in monthly delta outflow (Figure 14-9).
could become more significant. In comparison to
these projected changes, the severe drought of 1977
Doubling the carriage water requirement in
reduced water deliveries by over 50% from the
the model run for the GFDL scenario would only
previous year. This decrease is over three times
minimally affect SWP deliveries. This is because
greater than those projected by Sheer and Randall.
the base period (1951-80) does not include a lengthy
However, their study produced estimates of average
drought period, during which the doubled carriage
changes, while the 1977 value reflects an extreme
water requirement could have a substantial impact
event over a short time period, which would have
on deliveries.
to be dealt with less frequently and in a potentially
265
Chapter 14
different manner than a more persistent shortfall in
would affect the shape of the bay by establishing the
average supply. Also, Sheer and Randall did not
elevation/area and elevation/volume relationships
consider future increases in water requirements
for all areas below +3 meters (+10.0 feet)
caused by population increases and changes in the
according to National Geodetic Vertical Datum
state's economy, which would exacerbate the
(NGVD). In the second part of the study, the bay's
projected water shortages. For instance, users and
tidal exchange characteristics were determined for
managers project a 55% (1.3 million acre-feet)
its future shape by using a tidal hydrodynamic
increase in water required by SWP users in 2010
model (Fischer, 1970).
over the amount the system can reliably supply to
them today (California Department of Water
Finally in the third part of Williams' study, the
Resources, 1983).
bay's salinity under the combined impacts of sea
level rise and changing delta outflows was calculated
The potential decrease in water deliveries
using a mixing model developed by Denton and
could affect urban, agricultural, and industrial water
Hunt (1986). This model was first run with nine
users in the state. How the potential decrease
different constant delta outflows (all months the
should be managed has many policy implications,
same) to establish new carriage water requirements
which are discussed at the end of this chapter.
after sea level rise. (These requirements will also
meet the state water quality standards for Suisun
On a positive note, the increase in delta
Marsh, as detailed in Water Rights Decision 1485.)
outflow shows that more water could flow through
Once these were established, and Sheer and Randall
the Central Valley Basin under these scenarios, and
(Volume A) had run their simulation model with
water deliveries could be increased if major new
the new requirements, the mixing model was run
storage facilities were constructed. However, this
again to determine the salinity regime in the estuary
would be an environmentally and politically
after climate change. Included in the model output
controversial option (see Policy Implications section
were average monthly and average annual salinities
of this chapter).
in different parts of the estuary under the different
scenarios.
Salinity in San Francisco Bay
Limitations
Climate change could affect the San Francisco
Bay estuary in two ways: first, changes in
Because of the short time available for
precipitation and temperature could affect the
analysis, Williams used some old and inaccurate
amount of freshwater runoff that will flow into the
surveys in the morphometric analysis instead of
bay; and second, global warming could cause sea
making new surveys. These could produce errors of
level to rise because of thermal expansion of the
plus or minus 20% in the estimates of the estuary's
water and glacial melting, which could in turn affect
volume. In addition, some levees probably would be
a wide range of physical characteristics in the bay.
maintained under any delta management plan, and
The major objective of the study by Williams
thus the flooding of the delta islands would not be
(Volume A) was to estimate the implications of
as extensive as assumed in the levee failure scenario.
global warming and rising sea level on the size and
Williams did not consider changes in siltation and
shape (morphometry) of the San Francisco Bay
erosion of sediments that would likely occur under
estuary and on salinity in the estuary.
the different climate change scenarios. However,
erosion would probably have a significant impact on
Study Design
water flow in the delta. For instance, deepening of
the tidal channels in the delta could lead to
Williams' project was conducted in three parts,
intrusion of salinity farther upstream than projected
using two sea level rise scenarios and delta outflows
in this study. In addition, more sophisticated
estimated by Sheer and Randall (Volume A). The
models of salinity and tidal ranges and exchanges
sea level rise scenarios are a 1-meter (40-inch) rise
might improve the accuracy of the results. Finally,
with the levees in the Sacramento-San Joaquin
the new carriage water requirements were based on
Delta and San Francisco Bay maintained, and a 1-
a steady-state analysis (e.g., constant delta outflows).
meter sea level rise with levee failure. The first part
Changes in the hydraulics of the Sacramento-San
of this study involved estimating how sea level rise
Joaquin Delta and Suisun Bay with sea level rise
266
California
could increase these requirements. Williams' results
should be viewed as a preliminary estimate of
estuarine changes, with emphasis placed on the
direction of change, rather than on the absolute
amount of change.
Results
The morphometric analyses suggested that
given a 1-meter (40-inch) sea level rise and failure
of the levees, the total area of the estuary might
Suisun Bay
triple, and its volume could double. If the levees
are maintained, the increases in area and volume
could be about 30 and 15%, respectively. The
amount of sea level rise would be less important to
OSU
the physical size of the bay than whether or not the
GFDL
Carquinez
GISS
levees are maintained.
Strait
BASE
Under the sea level rise scenarios with levees
maintained, tidal ranges would not change
significantly from current conditions. If the levees
failed, downstream constrictions at Carquinez Strait
and to the east of Suisun Bay (see Figure 14-2)
would limit tidal transport and reduce tidal range in
Figure 14-10. Movement of mean annual salinity
the delta, assuming that erosion does not alter the
of 10 parts per thousand under different hydrology
tidal characteristics of the delta.
scenarios. Other salinity levels move similar
distances (see Figure 14-2 for location of Suisun
The results from the initial application of the
Bay; Williams, Volume A).
salinity model to constant delta outflows indicate
that monthly carriage water requirements might
have to be doubled to repel saline water from the
for all months as compared with the base case,
upper part of the delta. Also, whether or not the
except for winter and early spring months in the
levees are maintained would have little effect on the
GISS scenario. The greatly increased runoff of the
salinity regimes in the bay according to the model's
GISS scenario (see Figure 14-9) during these
results. However, because possible scouring of tidal
months kept the salinity at the same level as the
channels was not incorporated into the model, the
base case. Williams additionally modeled the
predicted salinity after levee failure is probably
frequency of a given salinity value in any month. In
underestimated.
June, for example, salinities that were exceeded in
50% of the years in the base case might be
Using Sheer and Randall's estimated delta
exceeded in 80% of the years in both the GISS and
outflow with double carriage water, Williams also
OSU scenarios because of the lower outflows
estimated annual salinity in the bay. The results
predicted under these scenarios.
suggest that after a climate warming, a 1-meter sea
level rise, and failure of the levees, water of a given
Implications
average annual salinity could migrate inland
between 4 kilometers (2.5 miles) (GISS scenario)
Rising sea level could place the delta islands
and 9.6 kilometers (6 miles) (OSU scenario) (Figure
under increased risk of inundation, not only because
14-10).
of higher water levels but also because the larger
area and volume of the San Francisco Bay estuary
Williams also calculated the average monthly
could result in greater wave energy and higher
salinity for Suisun Bay for the three climate
erosion rates of the levees. Improving the levees
scenarios, levee failure, and double carriage water
just to protect them against flooding at the current
requirements. Monthly salinities would be higher
sea level could cost at least $4 billion (California
267
Chapter 14
Department of Water Resources, 1982). With
between sedimentation rates required for marsh
higher sea levels, the cost of maintaining the levees
maintenance and sea level rise rates was examined.
would increase.
The effects of salinity changes on the distributions
and abundances of organisms were related to
The large body of water created if all the
various freshwater outflow scenarios developed by
levees failed would have a longer water residence
Sheer and Randall (see Figure 14-9). In the
time. This means that any contamination (salt or
absence of appropriate quantitative models, biotic
other pollutant) would be more difficult to flush out
changes in the estuary in response to changing
of the delta region. Also, if saline water fills the
salinity were qualitatively determined based on
islands when levees fail, significant amounts of
literature review and expert judgment.
freshwater would be needed to flush out the salt.
Limitations
Increasing salinity could necessitate increases
in carriage water to maintain freshwater at the
Circulation and sedimentation in the estuary
export point in the delta or could require developing
could change dramatically as sea level rises and if
a different method to convey freshwater from
levees fail. The specific characteristics of these
reservoirs to users. Assuming the current water
biologically important changes are unknown at
management system is not expanded, the increase in
present and were not considered in this study. The
carriage water coupled with the decrease in
sea level rise scenarios did not consider the
reservoir storage would most likely mean reduction
possibilities of sudden changes in sea level.
in water deliveries to at least some of the system's
Increased water temperature, which may directly
users during extended droughts. With higher future
affect the reproduction, growth, and survival of
water requirements, shortages caused by the higher
estuarine organisms, or may have an indirect effect
carriage water requirements may not be limited to
through changes in oxygen availability, also was not
extended droughts. An increase in sea level could
considered. Although specific impacts on plant and
make navigation easier, temporarily reducing the
animal species in the estuary are difficult to assess,
need for dredging of navigation channels. On the
the general impacts would most likely be similar to
other hand, a rising sea level could threaten fixed
those reported here.
port terminals and piers.
Results
Wetlands in the San Francisco Bay
Estuary
Rates of sea level rise from 1990 to 2040 for
the three scenarios are presented in Figure 14-11.
Climate warming could alter two important
Once the rate of sea level rise exceeds the rate of
physical factors that affect wetland distribution: sea
sediment accretion, tidal marsh habitats would
level and freshwater outflow. Major impacts of sea
become inundated and erosion of the marsh edge
level rise could include erosion and marsh
could increase. For the 1-meter rise scenario, the
inundation. Changes in freshwater outflow can
rate of rise was not estimated to exceed maximum
change the distribution and productivity of estuarine
accretion rates (7 to 8 millimeters per year) until
plants and animals. Josselyn and Callaway (Volume
about the year 2040. For the 2- and 3-meter (80-
E) estimated the possible effects of climatic
and 120-inch) rise scenarios, the rate of sea level
warming on deep-water and wetland habitats of the
rise could exceed accretion rates after 2010 and
San Francisco Bay estuary (see Figure 14-2).
2000, respectively (Figure 14-11).
Study Design
Peak primary productivity, at present, occurs in
early spring in San Pablo Bay and in the summer in
Josselyn and Callaway examined the impacts of
Suisun Bay. These maximum productivity levels
a 1-, 2-, and 3-meter (40-, 80-, and 120-inch) sea
could be substantially reduced, particularly for
level rise by the year 2100. Of the three scenarios,
brackish and freshwater plant species, under the
a 1-meter rise by the year 2100 is regarded as the
higher salinities of the OSU scenario (see Figure
most probable (NRC, 1987). Models were used to
14-10). Peak spring production might also shift
estimate rates of sea level rise from 1990 through
upstream into the delta if levees fail. However,
2100 under these three scenarios. The relationship
under the higher freshwater outflows of the GFDL
268
California
25
25
20
20
3-m rise
SEA-LEVEL RISE RATE (mm/yr)
15
15
rise
2-m
10
10
max. sedimentation rate
SEDIMENT ACCRETION RATE (mm/yr)
5
1-m rise
5
0
0
1990
2000
2010
2020
2030
2040
YEAR
Figure 14-11. Estimated sea level rise at San Francisco for three scenarios by the year 2100 (Josselyn and
Callaway, Volume E).
and GISS scenarios, the locations of maximum
fish (saltwater fish that enter freshwater areas for
production levels might remain in their present
spawning). Lower outflows could result in declines
positions if the levees are maintained. If the levees
among these populations (Kjeldson et al., 1981).
fail, primary production could increase in the
extensive shallow water and mudflat areas created.
If levees failed, a large inland lake with fresh
to brackish water quality could be created in the
Since many areas currently protected by levees
delta. Striped bass and shad spawn in essentially
are 1 to 2 meters (40 to 80 inches) or more below
freshwater conditions and their spawning could be
sea level, levee failure would cause them to become
reduced under increased salinity, especially if they
deepwater areas rather than marshes (see Figure
did not move upstream to relatively fresh water.
14-3). Eventually, enough sediment might be
Marine fish species could increase in abundance in
deposited in these formerly leveed areas to support
the Suisun and San Pablo Bays in response to the
marsh development. Inundation of marshes and
projected higher salinities, and freshwater and
salinity impacts on freshwater and brackish-water
anadromous species could decrease.
plant species could reduce sources of food and
cover for waterfowl. Loss of emergent vegetation
Implications
could significantly reduce the numbers of migratory
waterfowl using the managed wetlands along Suisun
The loss of wetlands could result in substantial
Bay's north shore.
ecological and economic losses for the region. For
example, the managed wetlands north of Suisun Bay
If levees are maintained under conditions of
support a hunting and fishing industry valued at
sea level rise, salt may build up behind them from
over $150 million annually (Meyer, 1987). Tourism,
the evaporation of standing water. This salt would
hunting, fishing, rare and endangered species, and
cause marsh vegetation to die back and reduce the
heritage values also could suffer.
value of these wetlands to wildlife.
California Agriculture
Freshwater outflows estimated during
springtime under the climate change scenarios (see
Figure 14-9) may be too low to support anadromous
California's agricultural production is highly
dependent on irrigation, which accounts for
approximately 80% of the state's net annual water
269
Chapter 14
use.
Dudek (Volume C) used existing
consideration of the direct effects of CO₂).
agroecological models to explore potential responses
Generally, the greatest impacts are estimated under
of California agriculture to climate change.
the hotter GISS scenario. Table 14-1 presents
regional yield changes for sugarbeets, corn, cotton,
Study Design
and tomatoes. These projections were generated by
the agricultural productivity model and did not
Climate changes from the GISS and GFDL
consider economic adjustments or water supply
doubled CO2 scenarios were linked to an
limitations. Tomatoes might suffer the least
agricultural productivity model adapted from
damage, with yields reduced by 5 to 16%.
Doorenbos and Kassam (1979). Growth responses
Sugarbeets could be hardest hit, with declines of 21
to both climate change and climate change plus
to 40%. Yield reductions in sugarbeets were
direct effects of carbon dioxide were modeled.
estimated to be greatest in the relatively hot interior
These productivity responses were then introduced
southern regions. Differences in growth response
into the California Agriculture and Resources
between the two climate scenarios are greatest for
Model (CARM) (Howitt and Mean, 1985), which
corn and least for tomatoes.
estimates the economic and market implications of
such changes. Mean surface water supplies under
Without economic adjustments, corn yields are
the base, GISS, and GFDL scenarios, calculated
estimated to decline by 14 to 31%, based on the
from the simulations of Sheer and Randall (Volume
agricultural productivity model under the GISS
A), were also used as inputs into CARM.
scenario (Table 14-1). With economic adjustments,
declines of roughly 15% were estimated, a result at
Limitations
the lower end of the direct productivity impacts.
The CO2 direct effects results should be
When the direct effects of CO2 on crop yields
viewed as preliminary, since they are based on data
were considered, yields of cotton and tomatoes
from growth chamber experiments that may poorly
generally increased over the 1985 base (Table 14-
represent field conditions. This study did not
1). Corn and sugarbeets were generally estimated
consider changes in crop varieties, planting dates,
to be unable to increase growth in response to
energy costs, water-use efficiency, changes in the
increases in CO2 concentration, although yield
status of groundwater resources under a changed
reductions were not as great as with climate change
climate, or possible changes in delta agricultural
alone (Table 14-1). Cotton could benefit the most
acreage caused by flooding after levee failure. Also,
from inadvertent CO₂ fertilization, with yields
new crop/location combinations were not
increasing in most cases by 3 to 41% (although
considered, nor were changes in soil quality such as
under the GISS scenarios in the Sacramento Valley,
increases in salinity. The interaction between
they were estimated to decrease by 2%).
climate change and direct CO₂ effects on
productivity were not examined but may significantly
Potential increases in yields in response to
limit potential growth increases. The effects of
CO₂ fertilization might be achieved only at a cost of
climate changes on other agricultural production
increased groundwater extraction in many areas.
regions in the nation and the rest of the world were
For example, when surface water use was projected
not considered. These could be major factors in
at 100% of capacity, as in the Central Coast regions,
determining how California farmers respond to
higher water requirements would necessitate
climate change. Given these limitations, realistic
increased groundwater usage (Figure 14-12).
estimates of agricultural responses to climate change
However, increased crop yields may offset increased
may be difficult to obtain. The results may be more
economic costs of water.
valuable as indications of sensitivity than as specific
impacts.
Regionally, across all scenarios (not
considering potential changes outside California) the
Results
largest reductions in crop acreage were projected in
the Imperial Valley, while the delta region showed
Relative to the 1985 base, yields could be
the largest gains in acreage (Figure 14-12). This
significantly reduced for California crops in
expansion of agriculture in the delta region would
response to climate changes alone (i.e., without
270
California
Table 14-1. Regional and Statewide Percentage Yield Changes (relative to 1985) Under Different
General Circulation Model Climate Scenariosᵃ
Crop
sugarbeets
corn
cotton
tomatoes
Regionᵇ
Scenario
CC Net
CC
Net
CC Net
CC Net
South Coast
Los Angeles
GISS
-27 -3
-22 -18
-22 11
-8 17
GFDL
-21 5
-3 3
-4 41
-5 20
North Interior
Red Bluff
GISS
-34 -11
-17 -12
-30 3
-16 10
GFDL
-26 0
-14 -9
-26 9
-14 12
Sacramento Valley
Sacramento
GISS
-29 -3
-14
-9
-34 -2
-14
13
GFDL
-24 3
-8
0
-32 2
-12 15
Southern San Joaquin
Fresno
GISS
-34 -14
-19 -14
-29 6
-15
10
GFDL
-32 -13
-13 -7
-26 11
-15
10
Southern Deserts
Blythe
GISS
-40 -2
-31 -27
-28 6
-13 13
GFDL
-39 0
-14 -8
-19 21
-12 15
CARM Statewide
GISS
-31 -8
-15 -10
-29 6
-14 12
GFDL
-25 -1
-10 -4
-26 11
-13 13
a Regional changes were projected by the Doorenbos and Kassam agricultural productivity model, while statewide
production changes were projected by the California Agriculture and Resources Model (CARM). The latter
estimates included economic adjustment. "Net" includes the direct effects of increases in CO₂ and climate
change (CC).
Refer to Figure 14-12 for locations.
Source: Dudek (Volume C).
depend on maintenance of levees protecting the
of existing nonpoint source pollution and
farmland. Without a consideration of CO₂
accelerated rates of groundwater overdraft with
fertilization, statewide crop acreage was estimated
ensuing environmental impacts.
to be reduced by about 4 to 6% from the 1985 base.
When CO2 direct effects were considered, statewide
Changing water supply requirements may result
crop acreage was estimated to be approximately
in increased conflicts between water users. In
equal with 1985 base levels.
addition, shifts in the location of agricultural
production could affect the future viability of natural
Implications
systems. Such shifts could also have a significant
impact on the economic health of small agricultural
Regional changes in cropping locations and
communities.
patterns of water use imply potential exacerbation
271
Chapter 14
140
140
Delta
Sacramento
120
120
100
100
Resource Use Index
80
Resource Use Index
80
60
60
40
De
20
20,
0
crop acreage groundwater surface water
0
crop acreage groundwater surface water
140
140
Central Coast
Northern San Joaquin
20
120
100
100
Resource Use Index
80
Resource Use Index
80
80
60
40
20
20
0
crop acreage groundwater surface water
crop acreage groundwater surface water
140
South Coast
120
$
Southern San Joaquin
100
120
Resource Use Index
80
rod
60
40
Resource Jae Index
so
80
40
20
20
0
crop acreage groundwater surface water
0
crop acreage groundwater surface water
140
LEGEND
Imperial Valley
120
100
GISS Climate Change
Resource Use Index
80
GFDL Climate Change
60
GISS Net Effect
40
20
GFDL Net Effect
0
crop acreage groundwater surface water
Figure 14-12. Regional crop acreage, groundwater use, and surface water use under different GCM climate
scenarios. Net effect includes the direct effects of increases in CO₂ and climate change. The resource use
indices represent the ratio (as percentages) of scenario results to the 1985 base period (Dudek, Volume C).
272
California
Regional Implications of National
Study Design
Agriculture Changes
Goldman et al. (1989) correlated an index of
Adams et al. conducted a national agricultural
water quality, primary production (i.e., the amount
study that included results relevant to California
of biomass produced by algae in the lake) with
(Adams et al., Volume C). The results of the study
climate variability at Castle Lake. Subsequently,
are not directly comparable with the results from
Byron et al. (Volume E) were able to develop
Dudek's study (discussed above), since Adams et al.
empirical models relating primary production with
considered national agricultural impacts and
various climate parameters.
aggregated California into a Pacific region with
Limitations
Oregon and Washington. Further, the two studies
did not examine the same set of crops and modeled
productivity differently. (For a description of the
Their model was limited to estimating annual
study's design and methodology, see Chapter 6:
values of primary production; seasonal variability
Agriculture.)
was not calculated. The model also did not project
changes in species composition and nutrient
Results
dynamics, which could have important consequences
for water quality. Changes in upland vegetation and
Adams et al. (Volume C) estimated that
nutrient cycling, which could also affect the lake's
national crop acreage could decline by 2 to 4% in
water quality, were not part of the model.
response to climate change, but Pacific Coast State
acreage could increase by 18 to 20%. This increase
The estimates of annual primary production
in the Pacific region is attributable to the region's
produced by this model are precise, although the
extensive use of irrigated agriculture. In contrast,
results are general in the sense that no species-
most other regions of the United States
specific projections are made.
predominantly use dryland farming, and crop
Results
acreage might decline in response to moisture
stress. The Adams et al. approach was based on
maximizing farmers' profits and indicates that
Byron et al. estimate that mean annual primary
higher yields associated with direct CO2 effects
production could increase under all three doubled
might result in further declines in crop acreage (or
CO₂ scenarios, with increases ranging from 16%
in the case of the Pacific Coast States, a smaller
(OSU scenario) to 87% (GISS scenario) (Figure 14-
increase), since fewer acres might be required to
13). The OSU results are within one standard error
produce the necessary crops.
of present production. Thus, under this scenario,
there would be no significant decrease in water
Water Quality of Subalpine Lakes
quality. The increase in annual primary production
in the transient scenario was only statistically
significant in the last decade of the transient
Subalpine lakes are common in the California
scenario (2050-59). Primary production in the last
mountains, and many of these are the source of
decade was estimated to be 25% greater than the
streams and rivers flowing down into the lowlands.
base case.
Changes in the water quality of these lakes could
significantly alter their species composition and
The increase in annual primary production is
nutrient dynamics and also could have an impact on
attributed principally to the temperature increase
downstream water quality and ecosystems. The
projected by the scenarios. The higher
sensitivity of California's subalpine lakes to weather
temperatures would result in less snow
variability and climate change has not been
accumulation, which is correlated with an earlier
extensively studied. Consequently, Byron et al.
melting of the lake ice and a longer growing season.
studied how climate controls the water quality of
Castle Lake, a subalpine lake in northern California
Implications
(see Figure 14-5).
Higher primary production could result in
climatic effects being indirectly felt at higher points
273
Chapter 14
Summary of Effects on Water Resources
In terms of economic and social importance,
changes in water resources are among the most
800
important possible effects of climate change in
Mean
700
California. A wide variety of factors related to
95% Confidence Interval
600
climate change could affect water resources, ranging
Primary Production (mg C/m2/yr)
from those factors changing water supply to those
500
affecting water requirements. All the individual
400
projects discussed above addressed some aspect of
300
climate impacts on water resources in the state.
However, these studies did not consider all the
200
major factors that could affect California water
100
resources in the next century, mainly because of the
0
complexity and inherent difficulties in forecasting
Measured
Model
GFDL
GISS
OSU
future requirements for water. This section
discusses other factors that would affect future
water demands not directly considered by the
individual studies, including future changes in
agriculture, population, water-use efficiency, and
Figure 14-13. Annual primary production estimates
sources of water, including groundwater.
for Castle Lake showing actual and model values
for present conditions and model values for three
Dudek's study used estimates of water
GCM climate scenarios (see Figure 14-5 for the
deliveries from Sheer and Randall's study, but
location of Castle Lake). Solid bars show the 95%
changes in agriculture that he determined, and
confidence interval for each estimate (Byron et al.,
hence changes in agricultural demand for water, are
Volume E).
not factored back into the water simulation model.
For instance, Dudek's results indicate that because
of climate conditions, crop acreage in the Imperial
in the Castle Lake food web and could affect the
Valley decreases, freeing water used there for
lake's nutrient dynamics.
irrigation to be used elsewhere in the state if water
institutions permit such transfers. Also, as cropping
Extrapolating these results to other subalpine
patterns change, so does the pattern of needed
lakes suggests their water quality could decrease and
water transfers via the water resource system, thus
their species composition might change after climate
affecting water deliveries. Finally, Dudek found that
warming. Increased primary production could
groundwater usage can increase when the direct
provide additional food for other aquatic organisms,
effects of CO2 are included in his model. Estimated
such as fish, but could also degrade water quality by
groundwater usage is projected to increase when
ultimately causing a decrease in dissolved oxygen
full use of surficial water sources does not meet
and by blocking light filtration to lower levels.
agricultural demands estimated in the model. Thus,
Fisheries in unproductive lakes may be enhanced,
Dudek's results suggest that agricultural demand for
although trout populations may suffer in lakes
water could exceed surficial supplies after climate
where temperatures rise past a threshold value and
warming, further exacerbating water shortages.
oxygen levels drop too low.
Not considered in the overall California study,
Changes in production and concomitant
but critical to determining the magnitude of
changes in nutrient dynamics could affect
potential water shortages in the next century, are
downstream river and reservoir water quality.
population growth and accompanying changes in
However, since the streams draining subalpine lakes
water demands. Projections of population growth
are well oxygenated, the increased biomass entering
place the state's population at about 35 million in
them would most likely be rapidly decomposed and
2010 as compared with 24 million in 1980, an
probably would not affect the water quality of lower
increase of 45% (California Department of Water
reaches of streams and rivers.
Resources, 1983). As mentioned earlier,
274
California
requirements for SWP deliveries by urban,
California could present a possible analog to a
agricultural, and industrial users could increase by
warmer future climate.
50% over what the system can reliably supply today.
This shortfall by itself is significantly greater than
Study Design
the decrease in deliveries caused by the climate
scenarios as determined by Sheer and Randall.
The composition of the vegetation that existed
in the central Sierra Nevada over the last 12,000
If water shortages become more common,
years was determined using fossil pollen analysis.
agricultural, industrial, and residential users will
Fossil pollen samples were collected from five lakes
probably change their water-use efficiency. Changes
situated along an east-west transect (see Figure 14-
in efficiency could moderate possible future
5) passing through the major vegetation zones of the
shortages. Any change in water pricing or water
Sierra Nevada. Dissimilarity values were calculated
law also could affect water demand and supply, but
between modern and fossil pollen samples to
these changes are very difficult to project far into
determine the past vegetation at a particular site.
the future.
Limitations
Groundwater usage is discussed by Dudek, but
the overall impacts of climate change on
The climate estimated in the three doubled
groundwater are not addressed in this project. As
CO₂ scenarios is different from the climate that
demand for water increases beyond the capability of
probably existed between 6,000 and 9,000 years ago
the water resource system to deliver the needed
in the Sierra Nevada, according to Davis's
water, mining of groundwater (as Dudek shows for
interpretation of the region's vegetation history.
agriculture) is one option users could adopt to meet
Davis suggests that 9,000 years ago, the climate was
their demand. Using groundwater could lessen the
drier than it is today. Whether it was warmer or
severity of water shortages in the short term but
cooler is uncertain. The climate 6,000 years ago
presents environmental problems, such as land
was not much different from the modern climate.
subsidence, over the long term..
Thus, the analog climates are in marked contrast to
the warmer climate estimated by all three GCMs
In general, given the current water resource
for the gridpoint closest to the western slope of the
system, qualitative considerations of future changes
Sierra Nevada. Also, the models suggest that total
in water requirements suggest that future water
annual precipitation will not significantly change.
shortages could be significantly greater than
Consequently, the results of this study do not
estimated here for climate change alone.
provide an indication of how the present-day
vegetation could respond under the climate
Vegetation of the Sierra Nevada
scenarios constructed from the GCMs.
Nevertheless, they do present a possible analog for
To better understand the sensitivity of natural
how Sierra Nevada vegetation could respond to an
vegetation in California to climate change, Davis
overall warmer Northern Hemisphere climate that
(Volume D) studied changes that have occurred
produces a drier but not significantly warmer Sierra
over the past 12,000 years in terrestrial vegetation
Nevada climate.
growing in the California Sierra Nevada. Changes
in vegetation that occurred during this period
Furthermore, the warming 6,000 to 9,000 years
suggest how the vegetation that currently exists in
ago occurred over thousands of years, as opposed to
the mountains could respond to future climate
the potential warming within a century. Thus, the
changes. The middle latitudes of the Northern
analog does not indicate whether vegetation would
Hemisphere are believed to have been warmest (1
be able to migrate and keep up with a relatively
to 3°C warmer than today) about 6,000 years ago
rapid warming.
(Budyko, 1982), and parts of western North
America were apparently warmest 9,000 years ago
Another constraint associated with using the
(Ritchie et al., 1983; Davis et al., 1986). Thus, the
past as an analog to trace gas-induced warming is
period between 6,000 and 9,000 years ago in
that carbon dioxide levels were lower during the
past 12,000 years than those projected for the next
275
Chapter 14
century. Higher carbon dioxide concentrations
If future forests west of the Sierra crest
could partially compensate for adverse effects of
become similar to current forests east of the crest,
higher temperatures and lower moisture levels on
timber production could significantly decline. Based
tree growth. The extent of this compensating effect
on inventory data from national forests, timberlands
is uncertain at this time. Nevertheless, the
east of the crest currently support only about 60%
possibility exists that the magnitude of the
of the wood volume of timberlands west of the crest
vegetation change in the past to a warmer
(U.S. Forest Service, Portland, Oregon, personal
hemispheric climate could have been less if carbon
communication, 1988). Different future climates
dioxide concentrations had been higher.
could also necessitate changes in timber practices
(e.g., reforestation techniques).
A relatively small set of modern pollen samples
was available for comparison to the fossil samples;
Vegetation change in response to climate
therefore, the precision of the vegetation
change could produce additional stress for
reconstruction is uncertain. Also, the precision of
endangered animal species as their preferred
the estimated elevational shifts in the vegetation
habitats change. Populations of nonendangered
zones is low because of the limited number of fossil
wildlife also could be affected as vegetation changes.
sites available for the analysis. Nevertheless, this
study provides a good general summary of the
Since the GCMs estimate a different future
vegetation changes in the Sierra Nevada during the
climate than the climate reconstructed for the
past 12,000 years.
analog period, it is important to consider how the
vegetation in the Sierra Nevada could respond
Results
under the GCM-based climate scenarios as
compared with the way it responded during the
The forests existing in the western Sierra
analog period. Recall that the climate in the GCMs
Nevada 9,000 years ago resembled those found east
is estimated to be significantly warmer than today's
of the crest today (Figure 14-14), with lower forest
climate, with similar amounts of precipitation, while
cover and tree density. Pine and fir densities, in
the analog climate was significantly drier with
particular, were lower. Between 9,000 and 6,000
similar temperatures. One major difference in the
years ago, the vegetation gradually became similar
impact of the two types of climate scenarios could
to the modern vegetation in the same area, and by
be in the response of species at higher elevations in
6,000 years ago the modern vegetation zones were
the Sierra Nevada. Since growing season length and
established on both sides of the Sierra crest. The
warmth are generally considered to control the
vegetation 6,000 years ago was subtly different from
position of timberline (Wardle, 1974; Daubenmire,
that in the area today, with less fir and more sage.
1978), warmer temperatures under the GCM
The forests may have been slightly more open than
scenarios could be expected to raise the timberline.
today.
The timberline was not significantly higher during
the analog period. Higher temperatures could also
Implications
increase the elevation of other vegetation zones in
the Sierra Nevada.
If climate conditions of the Sierra Nevada in
the next century become similar to those that
Another effect of higher temperatures in the
existed 9,000 years ago, major changes could occur
GCM scenarios that would probably affect
in forest composition and density. The vegetation
vegetation at all elevations is a reduction in effective
changes could generate significant environmental
moisture during the growing season. Lettenmaier et
impacts, ranging from changes in evapotranspiration
al. (Volume A), in fact, estimate such a decrease as
and related hydrogeological feedbacks to changes
soil moisture decreases in late spring, summer, and
in nutrient cycling and soils, which could degrade
fall compared with the base case. Furthermore, for
the water quality of mountain streams. Fire
lower elevations at least, the growing season could
frequency could increase as a function of changes in
be effectively shortened because of the earlier onset
fuel loads and vegetation. If dead wood rapidly
of moisture stress after winter rains. One result of
builds up because of the decline in one or more tree
this could be the extension of grasslands and
species, large catastrophic fires could occur.
chaparral higher up the slopes of the Sierra Nevada.
276
California
4000
MODERN
3000
Tioga Pass Pond 0
SA
ES
0 Barrett
UM
Starkweather 0
Exchequer
Baisam 0
PF
2000
Sierra Montane
1000
Great Basin
Grassland
0
(West)
(East)
4000
6K
Tioga Pass Pond O
SA
3000
ES
0 Barrett
UM
Starkweather O
Exchequer
2000
Baisam
0
PF
Sierra Montane
1000
Great Basin
Grassland
0
(West)
(East)
4000
9K
3000
Tioga Pass Pond 0
ES
a Barrett
Starkweather 0
Exchequer
2000
Baisam o
Pine Forest
1000
Great Basin (?)
0
(West)
(East)
Elev. (m)
Figure 14-14. Vegetation zonation in the central Sierra Nevada at present; 6,000 years (6K) before present; and
9,000 years (9K) before present. (See Figure 14-5 for approximate locations of fossil pollen sites.) The dashed
lines indicate uncertainty in the placement of vegetation zone boundaries (Davis, Volume D). SA = subalpine;
UM = upper montane; ES = eastern subalpine; and PF = pine forest.
Also, reduced moisture availability could alter the
Electricity Demand
outcome of competition between plant species with
different growth forms and longevity, thus changing
Electric power demand is sensitive to potential
the composition of the vegetation zones. Plant
climate change. As part of a national study, Linder
species with drought-resistant characteristics would
and Inglis estimated California's energy demand for
probably increase in relative abundance. One
the years 2010 and 2055. (For a description of the
possible consequence of this shift in species
study's design and methodology, see Chapter 10:
abundance is the formation of plant communities
Electricity Demand.)
that resemble in some aspects plant communities
that occurred 9,000 years ago. However, the
Results
complicating factor of more direct effects of higher
temperatures makes such a projection uncertain, as
In California, climate change scenarios result
does the lack of consideration of the direct effects
in only small changes in estimated electrical utility
of increasing concentrations of carbon dioxide.
generation and costs by the year 2010. Annual
277
Chapter 14
power generation is estimated to increase by 1 to
climate warming in central California. The National
2% (over the 345 billion kWh estimated to serve the
Ambient Air Quality Standard (NAAQS) for ozone
California population and economy in 2010), and
is 12 ppm. Morris et al. estimated that the number
new generation capacity requirements would be less
of August days that exceed this standard could
than 1% greater than increases without climate
increase by 30%. Furthermore, the area exceeding
change. By the year 2055, annual power generation
the NAAQS could increase by 1,900 square
is estimated to increase by 3% under lower growth
kilometers (730 square miles), and the number of
of electricity demand (604 billion kWh base) to 5%
people exposed to these elevated ozone levels could
under higher growth (794 billion kWh base). New
increase by over 275,000.
generation capacity requirements would be 14 to
20% greater than non-climate-induced needs. Then
Implications
cumulative investments in new capacity could cost
$10 to $27 billion (in 1986 dollars).
Trace gas-induced climate change may
significantly affect the air's chemistry on local and
Implications
regional scales. These changes may exacerbate
existing air quality problems around California
More powerplants may be required. These
metropolitan areas and agricultural areas of the
would need more cooling water, further depleting
Central Valley, causing health problems and crop
the water supply. Climate-induced changes in
losses. Increases in air pollution may directly affect
hydrology may reduce hydropower generation and
the composition and productivity of natural and
increase dependence on fossil fuels and nuclear
managed ecosystems.
power. Increased use of fossil fuels may provide
positive feedback for the greenhouse effect and may
deteriorate local air quality. The increased utility
POLICY IMPLICATIONS
rates that may be required to pay for new power
generation capacity may limit groundwater pumping
for agriculture.
An overall question applies to resource
management in general: What is the most efficient
Air Pollution
way to manage natural resources? Currently,
management is based on governmental jurisdiction
with, for example, forests managed at the local,
Morris et al. (Volume F) studied possible
state, or federal level. Management of hydrologic
interactions of climate change and air pollution in
systems is also based on governmental jurisdiction.
California. They estimated the impacts of climate
An alternative would be to manage these systems
change on ozone concentrations using a regional
using natural boundaries as the criteria for
transport model. The values they calculated should
determining management jurisdiction. The pros and
be viewed as coarse approximations because of the
cons of such a management strategy deserve at least
limitations in the application of the model. For
some preliminary research.
instance, the study looked only at changes in
temperature and water vapor and kept as
Water Supply and Flood Control
unchanged many other important meteorological
variables. An important unchanged variable was
Water supply is the basis for most economic
mixing height. Instead of remaining unchanged,
development in California. Yet, almost all the
mixing height could increase with rising
water available in the SWP is allocated for use. A
temperatures. This would have a dilution effect on
air pollution. (The study's design limitations and
major problem is to accommodate rising demand
for water, interannual climate fluctuations, and the
methodology are discussed in Chapter 11: Air
need to export water from northern to southern
Quality.)
California.
Results
In addition, the results from these studies
Morris et al. estimated that ozone
suggest that climate change over the next 100 years
concentrations could increase up to 20% during
could cause earlier runoff, thus reducing water
deliveries below their projected 1990 level. This
some days in August in response to a 4°C (7°F)
278
California
situation (together with increasing requirements for
avoid a significant loss of flood safety would most
water caused by increasing population) would create
likely bring about little improvement in the system's
a set of major policy problems for the water
performance under the given climatic scenarios.
managers and land-use planners in California.
Detailed study of this point is needed, however.
Two major policy questions can be raised
The second approach to maintain or increase
concerning the possible reduction in water
water deliveries might be to construct new water
deliveries: How can the water resource system be
management and storage facilities. However, trends
changed to prevent a decrease in water deliveries
over the past decade have shifted away from
caused by climate change? If water deliveries fall
planning large physical facilities (e.g., the Auburn
short of demand, how should potential water
Dam and Delta Peripheral Canal). Building new
shortages be allocated?
facilities is expensive and raises serious
environmental concerns about such issues as wild
Approaches for Modifying the Water Resource
and scenic rivers. Another option is to use smaller
System
facilities, such as the proposed new offstream
storage facility south of the delta, and to improve
Several possible approaches can be attempted
the delta's pumping and conveyance facilities. With
to increase water deliveries. First, system
the help of these facilities, the SWP plans to achieve
management can be modified. For instance, the
a 90% firm yield (the amount that can be delivered
most recent SWP development plan suggests the
in 9 out of 10 years) of about 3.3 maf by 2010
possibility of state management of both SWP and
(California Department of Water Resources, 1987a).
CVP facilities (California Department of Water
Another relatively inexpensive option for off-line
Resources, 1987a). Complete joint management
storage is artificial recharge of groundwater during
could produce more than 1 million acre-feet (maf)
wet years. The SWP is currently pursuing a proposal
additional reliable yield in the system. Steps toward
to deliver surplus water to groundwater recharge
greater cooperation have been taken. The
areas in the southern Central Valley to provide
Coordinated Operating Agreement (H.R. 3113)
stored water for dry years.
between the SWP and the CVP, ratified in 1986,
allows the SWP to purchase water from the CVP.
The third approach to increase water deliveries
Using conservation techniques and improving the
is to turn to other sources of water. For instance,
efficiency of transfer might also increase water
use of groundwater could be increased. However,
deliveries.
in many metropolitan areas, groundwater bodies are
currently being pumped at their sustainable yields.
Operating rules for the reservoirs also could be
Any increase in pumping could result in overdraft.
modified to increase allowable reservoir storage in
Furthermore, decisions to use groundwater are
April, which would increase water storage at the
made by local agencies and/or individual property
end of the rainy season and deliverable water during
owners, and groundwater is not managed as part of
the peak demand season in midsummer. However,
an integrated regional water system. Whether or
an increase in storage in the late winter and early
not to include it in the system is an important policy
spring would likely reduce the amount of flood
issue.
protection (increase the risk of flooding) in the
region; this in itself could negatively affect owners
Another option is for southern California to
of floodplain property. Floods also place the delta
choose to fully use its allotment of Colorado River
islands at risk because of higher water levels. The
water (which could lead to conflicts between
tradeoff between water supply and flood control in
California and other users of that water, especially
northern California represents a potentially serious
Arizona). Other possibilities include desalinization
policy conflict affecting all levels of government in
plants, cloud seeding over the Sierras, and reuse of
the region. In fact, the meeting between
wastewater. However, desalinization plants are
representatives of the State DWR and Bureau of
energy intensive and may exacerbate air quality
Reclamation, which was held to discuss Sheer and
problems. Also, cloud seeding is controversial, since
Randall's results (Volume A), concluded that any
downwind users may not be willing to lose some of
likely changes in reservoir operation that would
their precipitation.
279
Chapter 14
Options for Allocating Water Shortages
The individual delta islands have a significant
range of values. For example, some islands contain
The second major policy question is how best
communities and highways, and others are strictly
to allocate potential water shortages. One way
agricultural. The property value of the islands is
would be to allow greater flexibility in water
about $2 billion (California Department of Water
marketing. The adverse effects of this policy change
Resources, 1987b). The islands also help repel
(e.g., perhaps water becoming too expensive for
saline water from the delta pumping plants (see
agriculture and possible speculative price increases)
Figure 14-2).
could be ameliorated through a variety of
governmental policies. Yet, even with regulation,
The levees have been failing at an increasing
any changes in the current system along these lines
rate in recent years, and further sea level rise could
would most likely be very controversial.
increase failure probability. Improving the levees to
protect the islands from flooding at the existing sea
A second way to allocate the shortages is to
level and flood probability would cost approximately
rely on mechanisms used in the past to deal with
$4 billion (California Department of Water
droughts and water shortages, specifically
Resources, 1982).
governmental restrictions on water use. In the past,
these mechanisms have included increased use
The issue of levee failure raises three
efficiency, transfers of agricultural water to
important policy questions. First, will some or all of
municipal and industrial uses, and restrictions on
the levees be maintained? The range of options
"nonessential" uses of water (e.g., watering of
concerning the levees includes inaction, maintenance
lawns). Increased efficiency of water usage through
of the status quo, strategic inundation of particular
various conservation techniques could effectively
islands, and construction of polder levees.
increase the number of water users without actually
increasing the amount of water delivered. If climate
Inaction, meaning the levees would not be
gradually changed and water shortages became
improved with time, could eventually lead to the
more common, these restrictions could become
formation of a large brackish-water bay as all of the
virtually permanent.
levees failed. Williams (Volume A) suggests that
the area of the San Francisco Bay estuary could
Sacramento-San Joaquin River Delta
triple if all the levees failed.
The delta area of the Sacramento and San
Currently, the general policy is to maintain the
Joaquin Rivers in the San Francisco Bay estuary
delta's configuration. One important policy favoring
receives great attention from governmental bodies
the maintenance of the levees is the Delta Levee
at all levels because of its valuable agricultural land,
Maintenance Subventions Program, in which state
its crucial role in the state's water resource system,
financial assistance is available for maintaining and
and its sensitive environment. The results of the
improving levees. The value of the islands for
studies in this overall project suggest that this region
agriculture and maintenance of water quality (see
could be significantly affected by climate change.
below) has created additional institutional support
Major changes could occur in delta island land use
for maintaining the levees, even though the
and in the water quality of the San Francisco Bay
cumulative cost may exceed the value of the land
estuary. The policy implications of these possible
protected. Future funding decisions for this and
changes are discussed below.
related programs should consider the possibility of
climate change. If the levees are maintained, an
Delta Island Land Use
important policy question must be considered: Who
will pay for the maintenance?
A critical land use issue is whether to maintain
the levees surrounding islands threatened by
Not all the islands are equal with regard to
inundation. Much of the land present on these
their value in protecting the freshwater delivery
islands is below sea level and is usable for
system. A possible future policy response to rising
agriculture, recreation, and settlement only through
sea level would be to maintain only certain levees
levee protection.
and not reclaim other islands as they became
flooded. In essence, this would be a strategic
280
California
inundation policy. Some precedence exists for this
delivery. Current policy does not explicitly take into
policy, as Mildred Island was flooded in 1983 and
account the potential for future climate change.
not reclaimed; the high cost of reclaiming the island
Thus, D-1485 could be interpreted as requiring
relative to its value was cited as a rationale.
maintenance of delta water quality standards even
if sea level rises and causes further penetration of
Construction of large levees similar to the
saline water into the delta. Delta water quality
polders in Holland is an option for protecting the
standards are currently being reviewed at the Bay-
islands and maintaining shipping channels.
Delta Hearing in Sacramento, which began in mid-
However, this approach would be expensive and,
1987 and is expected to continue for 3 years. The
although it has been discussed, has not attracted
choice of future options will be greatly affected by
much serious attention.
decisions made at the hearing.
The second policy question concerns failure of
Possible methods of combating the impacts of
the levees. If all or some levees are allowed to fail,
saltwater intrusion include maintaining levees,
will landowners be compensated? If so, where will
increasing freshwater outflows, reducing
the money come from? The delta islands contain
withdrawals, enlarging channels, constructing a
some of the most valuable agricultural land in the
barrier in the Carquinez Strait or lower delta,
state. Loss of this land would be a severe economic
and/or constructing a canal around the delta's
hardship for the local farmers and for the associated
periphery. Alternatively, the freshwater pumping
business community. Whether these farmers should
plants could be moved to less vulnerable sites.
be compensated for their loss is an important public
Decisions regarding response options will not be
policy issue.
easily made. Levee maintenance and construction
are costly. The water delivery agencies might be
A final policy question remains: How will
reluctant to increase delta outflows or to reduce
management of the delta islands be coordinated?
withdrawals. Enlargement of delta channels,
Four government bodies have jurisdiction over the
construction of saltwater barriers, and construction
islands at the local, state, and federal levels. These
of a peripheral canal are extremely controversial
bodies will need to coordinate activities to reach
environmental issues. Another possible response to
decisions regarding the future of individual delta
these climatic impacts would be a gradual, planned
islands.
retreat from the delta, devoting resources to options
compatible with the absence of a freshwater delta.
Water Quality of the San Francisco Bay Estuary
This response would also be very controversial, both
politically and environmentally.
The intrusion of saline waters into the upper
reaches of the San Francisco Bay estuary could be
Water Quality of Freshwater Systems
a major problem in a warmer climate. Climate
change is projected to cause increased salinity in the
The water quality of lakes, streams, and rivers
estuary, largely as a result of sea level rise, levee
could change as climate changes. Results from the
failure, and the inadequacy of freshwater outflow to
Castle Lake study indicate that primary production
offset the increase in salinity. Furthermore, land
of subalpine lakes could increase, with the potential
subsidence due to groundwater extraction could
for changes in the water quality of mountain
augment sea level rise. In some areas of the
streams (Byron et al., Volume E). Reduction in
estuary, subsidence up to 1.5 meters (59 inches) has
summer flows of streams and rivers in the Central
occurred within the past 40 years (Atwater et al.,
Valley Basin could concentrate pollutants in these
1977).
aquatic systems. A major policy question relates to
these potential changes: How will potential
Maintenance of current salinity levels is
reductions in water quality below levels mandated in
addressed in the water right Decision 1485 (D-1485)
the current Water Quality Act of 1987 (Public Law
of 1978. This decision requires that water quality
100-4) be prevented?
standards in the delta be maintained. If they are
not, additional water must be released from
Maintaining water quality despite decreased
reservoirs to improve delta water quality, which
summer flows could be difficult and expensive.
could reduce the amount of water available for
Controlling nonpoint source pollution is a goal of
281
Chapter 14
the Water Quality Act of 1987, and meeting this
One major step in response to possible future
goal in the future could be more difficult and
climate change is to incorporate climate
expensive because of the lower summer flows.
considerations into current planning processes.
Changes in land use near streams and rivers may be
Federal planning for the effects of climate change
required to prevent runoff from agricultural land
on forests is discussed in Chapter 5: Forestry.
from reaching them. Reducing herbicide and
Similar changes in the planning process could be
pesticide use could also be another response, but
considered at other levels of government.
this could harm agricultural production. Another
Coordinating the actions of government agencies
option for preventing increased concentrations of
involved with land management to climate change in
pollutants in river reaches below reservoirs is to
California is another possible response.
increase releases from reservoirs during summer
months; this strategy would dilute the pollutants.
The flora and fauna in California are highly
However, this strategy would also have obvious
diverse and include many rare and endangered
negative impacts on water deliveries.
species. Climate could change faster than some
species could adapt, leading to local extinction of
Municipalities that release treated sewage into
these species. Species conservation (as mandated by
rivers also could face increased difficulties in
the Rare and Endangered Species Act of 1973)
meeting water quality standards. Options include
might require habitat reconstruction and/or
expanding sewage treatment facilities, which is
transplanting in some situations. Monitoring
expensive; releasing water from reservoirs to dilute
programs may need to be instituted to track trends
the pollutants, as discussed above; or controlling the
in populations and communities. Extensive
production of wastewater. Any municipalities
programs have been developed for currently
planning for new sewage treatment plants should
endangered species in the state (e.g., the California
include climate change as one factor in the design
condor), and similar efforts probably could be
criteria.
mounted in the future for other highly valued
species.
Reductions in summer flows could harm
populations of aquatic organisms and terrestrial
Agriculture
organisms that use riparian habitats. To the extent
that these species become threatened with
Changes in water availability and temperature
extinction, laws requiring preservation of
stresses are projected to affect agricultural
endangered species (e.g., Endangered Species Act of
production. How will changes in agricultural
1973) may be invoked as a legal basis for increasing
production and crop types be managed, and how
reservoir releases to preserve these species. This
will California agriculture respond in national and
could place into conflict the governmental agencies
international settings? (For further discussion, see
and public constituencies concerned with preserving
Chapter 6: Agriculture.)
biodiversity and those concerned with the economic
impacts on agriculture and industry.
Historically, agriculture has quickly adapted to
climate fluctuations. New technology and
Terrestrial Vegetation and Wildlife
reallocation of resources might offset the impact of
changed climatic conditions and water availability.
Changing species composition and productivity
Improved farm irrigation efficiency, such as
might alter the character of forestry operations and
extensive use of drip irrigation, could mitigate the
the esthetic appeal of currently popular recreational
impact of water-delivery shortages. Water
areas. Climate-induced reductions in growth and
marketing may provide a cost-effective means of
regeneration rates, and increases in losses from
meeting water demands and providing market
wildfire and insect damage, could decrease the size
opportunities for conserving water (Howitt et al.,
and value of industrial forests in the state. How
1980). For example, water marketing may provide
these changes would be managed is a complex
rights holders with the financial ability to invest in
question involving all levels of government as well as
water conservation programs to cope with climate
private landowners.
warming impacts on water availability.
282
California
Changes in cropping locations and patterns of
level rise. (For further discussion of these issues,
water use could exacerbate nonpoint source
see Chapter 7: Sea Level Rise.)
pollution and accelerate rates of groundwater
overdraft. Furthermore, changing water supply
The accumulation of sediment behind water
demands may heighten the conflicts between water
project dams and the effects of diversion structures,
allocation strategies and ecosystem and wildlife
dredging operations, and harbor developments have
values.
limited the sources of sediment for beach
maintenance (particularly along the southern
It is uncertain how agricultural effects would
California coast). Individual landowners and
be manifest in California's evolving economic and
institutions constructing such infrastructures should
policy environment. For example, increased
consider their effects on sedimentation processes.
commodity prices could mitigate the financial
Only through artificial deposition of sand (primarily
impacts of potential reductions in crop acreage and
from offshore sources) have southern California
production.
beaches been maintained. Beaches provide
recreational areas and storm buffers, and their
Wetland Vegetation and Fisheries
maintenance will require a major and continued
commitment.
Wetland species are valuable ecologically,
esthetically, and economically (photography,
Energy Demand
hunting, fishing, etc.). With rising sea level, areas
supporting shallow-water vegetation might be
A warmer climate could affect both energy
inundated and converted to deep-water habitats
demand and supply. For instance, higher
supporting different species. New shallow-water
temperatures could cause increased cooling
sites could be created by artificially adding
demands, and changes in runoff could affect
sediment. This option features its own
hydroelectric power generation. Institutions in
environmental impacts and would most likely be
California that are involved with energy planning,
expensive. However, maintaining shallow-water
such as the State Energy Resources Conservation
vegetation is important not only to the conservation
and Development Commission, should begin to
of plant species but also to migratory birds, which
consider climate change in their planning efforts so
feed on such vegetation.
that future energy demands can be met in a timely
and efficient fashion.
Salinity impacts on phytoplankton and fisheries
might be controlled via levee maintenance coupled
Air Quality
with increases in delta outflow.
Increasing temperatures could exacerbate air
Shoreline Impacts of Sea Level Rise
pollution problems in California, increasing the
number of days during which pollutant levels are
The California coast includes a diverse array of
higher than the National Ambient Air Quality
shorelines ranging from cliffs to sandy beaches.
Standards. Devising technological and regulatory
Erosion along these coastlines may increase as a
approaches to meet ambient air standards is
consequence of sea level rise. Such erosion could
currently a major challenge in certain regions of the
substantially damage shoreline structures and
state, and these efforts must be continued. Under
recreational values. Preventing the erosion would
a warmer climate, achieving air quality standards
be very costly. For example, protecting the sewer
may become even more difficult. To ensure that air
culvert of the San Francisco Westside Transport
quality standards are met under warmer conditions,
Project from potential damage caused by sea level
policymakers, such as EPA and the California Air
rise may cost over $70 million (Wilcoxen, 1986).
Quality Board, may wish to consider possible
Sound planning for shoreline structures should
climate changes as they formulate long-term
consider future erosion that may be caused by sea
management options for improving air quality.
283
Chapter 14
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National Research Council. 1987. Responding to
and R.G. Barry, eds. Arctic and Alpine
Changes in Sea Level. Committee on Engineering
Environments. London: Metheun and Company,
Implications of Changes in Relative Mean Sea
pp. 371-402.
Level. Washington, DC: National Academy Press.
Wilcoxen, P.J. 1986. Coastal erosion and sea level
Nichols, D.R., and N.A. Wright. 1971. Preliminary
rise: implications for ocean beach and San
map of historic margins of marshland, San
Francisco's Westside Transport Project. Coastal
Francisco, California. U.S. Geological Survey Open
Zone Management Journal 14:173-191.
File Map, San Francisco Bay Region Environment
and Resource Planning Study. Basic Data
Contribution 9.
285
CHAPTER 15
GREAT LAKES
FINDINGS
dredging, shipping costs could rise 2 to 33% as
a result of reduced cargo capacity. However,
reduced ice cover would lengthen the shipping
Global climate change could affect the Great Lakes
season by 1 to 3 months. Under scenarios of
by lowering lake levels, reducing ice cover, and
relatively smaller lake level drop (0.7 to 1
degrading water quality in rivers and shallow areas
meter), the shipping season would be
of the lakes. It could also expand agriculture in the
lengthened sufficiently to allow for the
northern states, change forest composition, decrease
transport of at least the same amount of cargo.
regional forest productivity in some areas, increase
Under a scenario of larger lake level drops
open water fish productivity, and alter energy
(1.65 meters) and no dredging, total annual
demand and supply.
cargo shipments could be reduced.
Lakes
Water Quality and Fisheries
Average lake levels could fall by 0.5 to 2.5
Higher temperatures could change the thermal
meters (1.7 to 8.3 feet) because of higher
structure of the Great Lakes. The result would
temperatures under the doubled CO₂
be a longer and greater stratification of the
scenarios in this report. A drop of 1 meter
lakes and increased growth of algae. This
would leave average levels below historic lows.
result is very sensitive to changes in windspeed
Even if rainfall increases, the levels would fall
and storm frequency two areas of relative
because higher temperatures would reduce the
uncertainty. These two factors would combine
snowpack and accelerate evaporation. The
to reduce dissolved oxygen levels in shallow
estimates of lake level drop are sensitive to
areas of lakes such as Lake Erie. A study of
assumptions about evaporation; under certain
southern Lake Michigan indicated that annual
limited conditions, lake levels could rise.
turnover of the lakes could be disrupted.
As a result of higher temperatures, the
Climate change could increase concentrations
duration of ice cover on the lakes would be
of pollutants in the Great Lakes Basin.
reduced by 1 to 3 months. Ice could still form
Dredging of ports could suspend toxic
in near-shore and shallow areas. Changes in
sediments in near-shore areas. Potential
windspeed and storm intensity would affect the
reductions in riverflow in the basin would
duration of ice cover.
create higher concentrations of pollutants in
streams. The disposal of toxic dredge spoils
Shoreline communities would have to make
was not studied in this report.
adjustments to lower lake levels over the next
century. Hundreds of millions of dollars may
The effects on fisheries would be generally
have to be spent along the Illinois shoreline
beneficial. Higher temperatures may expand
alone, dredging ports, harbors, and channels.
fish habitats during fall, winter, and spring, and
Water intake and outflow pipes may have to
accelerate the growth and productivity of fish
be relocated. On the other hand, lower levels
such as black basses, lake trout, and yellow
would expose more beaches, which would
perch. On the other hand, fish populations
enhance shoreline protection and recreation.
could be hurt by decreased habitats and lower
dissolved oxygen levels during the summer.
Climate change could have both good and bad
The effects of potential changes in wetlands
effects on shipping. Lower lake levels may
due to lower lake levels, reductions in ice cover,
necessitate increased dredging of ports and
introduction of new exotic species, and increase
channels or reduced cargo loads. Without
in species interaction were not analyzed,
287
Chapter 15
although they could offset the positive results of
Electricity Demand
these studies.
There could be little net change in annual
Forests
electricity demand. In northern areas, such as
Michigan, reduced heating needs could exceed
The composition and abundance of forests in
increased cooling requirements, while in
the Great Lakes region could change. Higher
southern areas, such as Illinois, cooling needs
temperatures and lower soil moisture could
may be greater than heating reductions. The
reduce forest biomass in dry sites in central
annual demand for electricity in the entire
Michigan by 77 to 99%. These mixed
region could rise by 1 to 2 billion kilowatthours
hardwood and oak forests could become oak
(kWh) by 2010 and by 8 to 17 billion kWh (less
savannas or grasslands. In northern areas such
than 1%) by 2055. This study did not analyze
as Minnesota, boreal and cedar bog forests
the reduced use of other fuels such as oil and
could change to treeless bogs, and mixed
gas in the winter, changes in demand due to
northern hardwood and boreal forests in
higher prices, and the impacts on hydroelectric
upland areas could become all northern
supplies. Previous studies have suggested that
hardwoods. Productivity could decrease on
reduced lake levels and river flows could lead
dry sites and bogland sites, but it could
to reductions in hydroelectric power production.
increase on some well-drained wet sites.
Softwood species that are currently
By 2010, approximately 2 to 5 gigawatts (GW)
commercially important could be eliminated
could be needed to meet the increased demand,
and replaced by hardwoods, such as oak and
and by 2055, 23 to 48 GW could be needed
maple, which are useful for different purposes.
an 8 to 11% increase over baseline additions
that may be needed without climate change.
Depending on the scenario, changes in forests
These additions could cost $23 to $35 billion by
could be evident in 30 to 60 years. These
2055.
results do not reflect additional stresses, such
as pests and increased fire frequency, nor do
Policy Implications
they reflect the possible beneficial impacts of
increased CO2 levels.
U.S. and Canadian policymakers, through such
institutions as the International Joint
Agriculture
Commission, should consider the implications
of many issues for the region. This study raises
Considering climate change alone, corn and
additional issues concerning the following:
soybean yields in northern areas, such as
Minnesota, could increase by 50 to 100% and
-- The water regulation plans for Lake
could decline in the rest of the region by up to
Ontario and possibly for Lake Superior lake
60%. The combined effects of climate and
levels.
higher CO₂ levels could further increase yields
in the north and result in net increases in the
-- The potential increased demands for
rest of the region, unless climate change is
diverting Great Lakes water for uses
severe.
outside the basin. Before such a potential
demand could be accommodated, additional
Agricultural production in the northern part of
analysis would be required. This is not
the region may expand as a result of declines
currently allowed by federal statutes.
elsewhere. However, the presence of glaciated
soils in northern states could limit this
-- Long-range industrial, municipal, and
expansion. Acreage in the Corn Belt states
agricultural water pollution control
may change little. Wider cultivation in the
strategies. Agencies such as EPA may wish
north could increase erosion and runoff, and
to examine the implications for long-term
degrade surface and groundwater quality.
point and nonpoint water pollution control
Increased agriculture would require changes in
strategies.
the infrastructure base, such as in
transportation networks.
288
Great Lakes
-- The research, planting, and land purchase
soils, moderate temperatures, and abundant rainfall
decisions in northern forests by federal,
have made the southern part of the region a major
state, and private institutions.
agricultural producer. Forests are abundant in the
north and support commercial and recreational
uses. The basin has become the home of over 29
CLIMATE-SENSITIVE NATURAL
million Americans and produces 37% of U.S.
RESOURCES IN THE GREAT
manufacturing output (U.S. EPA and Environment
Canada, 1987; Ray et al., Volume J).
LAKES REGION
Current Climate
The Great Lakes region¹ is highly developed,
largely because of its natural resources. The steel
The Great Lakes region has a midlatitude
industry developed along the southern rim of the
continental climate. Winter is sufficiently cold to
lakes, in part because iron ore from the north could
produce a stable snow cover on land and ice on the
be inexpensively transported over the lakes. Rich
lakes. The average January temperature over Lake
Superior is -15°C (5°F), and the average July
temperature in the southern part of the region is
1 This chapter will cover only the U.S. side of the Great Lakes
22°C (72°F). The average rainfall varies from 700
and the eight states bordering them (see Figure 15-1).
CREAT LAFES
DRAINAGE BASIN LIMIT
Virginia
LAKE SUPERIOR
Twin Harbors
Duluth
White Fish Bay
Sault St. Marie
MINNESOTA
WISCONSIN
Georgian
Cornwall
Bay
LAKE
HURON
Mount Pleasant
Green Bay
LAKE MICHIGAN
ONTARIO
LAKE ONTARIO
MICHIGAN
Buffalo
NEW YORK
Flint
ERIE
LAKE
GREAT Toledo LAKES Cleveland DRAINAGE BASIN LIMIT
PENNSYLVANIA
Fort Wayne
Pittsburg
ILLINOIS
INDIANA
OHIO
Forest Sites
Compensating Works
Agriculture Sites
Shipping Sites
Figure 15-1. Map of the Great Lakes study sites.
289
Chapter 15
to 1,000 millimeters (27 to 39 inches), depending
and along the St. Lawrence River and Seaway. Two
on location (Cohen, in Glantz, Volume J).
regulatory plans (Plan 1977 for Superior and Plan
1958D for Ontario) set ranges of levels between
The Lakes
which Lakes Superior and Ontario must be
maintained. Diversion out of the lakes is also
The Great Lakes consist of a system of five
limited by law. Flow through the Chicago diversion
major lakes that contain approximately 18% of the
was limited by the Supreme Court to 90 cubic
world supply of surface freshwater and 95% of the
meters per second (3,200 cubic feet per second)
surface freshwater in the United States (U.S. EPA
(Tarlock, 1988), and the 1986 Water Resources
and Environment Canada, 1987) (see Figure 15-1,
Development Act forbids diversion out of the lakes'
Map of the Great Lakes). The natural flow of the
basin without the consent of all Great Lakes
lake system begins in Lake Superior, the largest of
governors (Ray et al., Volume J).
the lakes, which drains via the St. Mary's River into
Lakes Michigan and Huron (considered a single
Climate-Sensitive Uses of the Lakes
hydrologic unit because they are connected by the
Straits of Mackinac). Water from Lakes Michigan
Shipping
and Huron flows out through the St. Clair River
into Lake St. Clair. From there, the water flows
The U.S. Great Lakes fleet, which consists of
through the Detroit River and into Lake Erie, the
approximately 70 ships, transported over 171 million
shallowest lake. The Niagara River connects Lakes
tons of cargo in 1987 (The New York Times, 1988).
Erie and Ontario, and the system ultimately empties
The tonnage of U.S. shipping consists of iron ore,
into the Atlantic Ocean via the St. Lawrence River
coal, and limestone, all primary inputs for steel
and Seaway.
(77%); lake grain (13%); and petroleum products,
potash, and cement (10%) (Nekvasil, 1988). Cargo
The greatest influence on lake levels is nature.
volumes are displayed in Table 15-1. Most of the
Seasonal fluctuations are on the order of 0.3 to 0.5
goods are shipped within the Great Lakes, with only
meter (1 to 1.7 feet), with the lakes peaking in late
7% of the tonnage (mainly grains) shipped to
summer because of condensation over the northern
overseas markets (Ray et al., Volume J). Although
lakes and reaching minimum levels in late winter.
shipping activity had declined as a result of
Interannual lake level changes have been much
reductions in U.S. steel production, recent increases
larger, approximately 2 meters (6.6 feet).
in steel output have led to additional demand for
shipping (The New York Times, 1988).
Lake Regulation
Great Lakes ships last over half a century and
The flow between the lakes is controlled by
are designed to pass within a foot of the bottom of
dams at two points: (1) the St. Mary's River to
control levels of Lake Superior; and (2) Iroquois,
Ontario, to control Lake Ontario. The major
Table 15-1. 1987 U.S. Great Lakes Shipping Cargo
diversion out of the lakes is the Chicago diversion,
(thousands of tons)
which transfers water from Lake Michigan through
the Illinois River into the Mississippi River. Human
Cargo
Weight
Percentage
influence on lake levels is relatively small. Doubling
the flow down the Chicago diversion would lower
lake levels only by 2.5 inches in 15 years (F. Quinn,
Iron ore
61,670
36
Great Lakes Environmental Research Lab., 1987,
Coal
37,731
22
personal communication).
Stone
33,164
19
Grain
22,338
13
Joint control of lake supply was codified in the
Petroleum
11,491
7
Boundary Waters Treaty of 1909 between Canada
products
and the United States, which created the
Cement
3,806
2
International Joint Commission (IJC) consisting of
Potash
1,702
1
representatives from both countries. The IJC
Total 171,902
100
regulates flow through the control structures and
diversions by balancing the needs of shipping,
Source: Nekvasil (Lake Carriers Association, 1988,
hydropower, and consumptive uses among the lakes
personal communication).
290
Great Lakes
channels and locks. Cargo capacity is quite sensitive
near the water's edge. Shoreline property owners
to lake and channel depth because of this low
have riparian rights to use adjoining waters. The
clearance. The presence of ice usually shuts down
shoreline property owners cannot substantially
Great Lakes shipping up to 4 months each year.
diminish the quantity or quality of surface waters
(Ray et al., Volume J).
Hydropower
Climate and Water Quality
The eight Great Lakes States use the
connecting channels and the St. Lawrence River to
Water quality is directly affected by climate.
obtain 35,435 gigawatt hours of hydropower each
Lower stream runoff increases concentrations of
year, which is about 5% of their electricity
pollutants. Every summer, the lakes stratify into a
generation. About four-fifths of the hydropower is
warmer upper layer and a cooler lower layer. This
produced in New York State, which derives over
stratification can limit biological activity by
26% of its electricity from hydropower (Edison
restricting the flow of nutrients between layers. In
Electric Institute, 1987).
addition, warm temperatures and an excess supply
of nutrients (phosphorous and other chemicals from
Municipal Consumption
agricultural runoff and sewage effluent) can lead to
algal blooms that decay and cause a loss of oxygen
Most water used for the domestic and
(eutrophication) and reduction in aquatic life in the
industrial consumption in the basin is taken from
lower layers of lakes such as Lake Erie. Cool
the lakes. Surface waters supply 95% of the basin's
weather and the formation of ice help to deepen the
water needs. By the year 2000, consumption is
mixed layer, break up the stratification, and
estimated to increase by 50 to 96% (Ray et al.,
thoroughly mix the lakes in the winter.
Volume J; Cohen, 1987b; IJC, 1985).
Development, industrialization, and intensive
Fisheries
agriculture in the Great Lakes Basin have created
serious pollution in the lakes, especially Lake Erie.
In 1984, the value of the harvest to the U.S.
In the early 1970s, nutrient loadings were so high
commercial fishing industry was approximately $15
that Lake Erie experienced significant
million (U.S. EPA and Environment Canada, 1987;
eutrophication problems for several years (DiToro
U.S. Department of Commerce, 1987). Although
et al., 1987).
most fishing in the Great Lakes is for recreation,
fisheries are managed by the states; the Great Lakes
Two measures have helped improve water
Fishery Commission coordinates activities among
quality. The U.S.-Canada Great Lakes Water
the states.
Quality Agreement of 1972 called for controlling
nutrient inputs and eliminating the discharge of
Tourism
toxic chemicals, and the Clean Water Act mandated
construction of sewage treatment plants and
Three national and 67 state parks are located
controls on industrial pollutants. The United States
along the shores of the lakes, as are numerous local
and Canada spent a total of $6.8 billion on sewage
parks. Over 63 million people visited these parks in
treatment in the Great Lakes. By 1980, nutrient
1983 (Ray et al., Volume J; Great Lakes Basin
loadings into Lake Erie had been cut in half (Ray et
Commission, 1975). In 1984, lake-generated
al., Volume J; DiToro et al., 1987), and water
recreation yielded revenues of $8 to 15 million.
quality had markedly improved.
Fishing, boating, and swimming are very popular.
Fluctuating Lake Levels
Shoreline Development
Recent high and low lake levels have
Over 80% of the U.S. side of the Great Lakes
significantly affected users of the lakes. In 1964,
shoreline is privately owned. One of the most
Lake Michigan was 0.92 meters (3 feet) below
developed shorelines is the 101-kilometer Illinois
average, making some docks and harbors unusable.
shoreline, where many parks and residential
Shipping loads were reduced by 5 to 10% and more
structures, including apartment houses, are built
shipments were required, subsequently raising the
291
Chapter 15
cost of raw materials and supplies by 10 to 15%. In
pasture. The Great Lakes States encompass most
addition, many water intakes had to be extended or
of the Corn Belt. In 1983, roughly 59% of all U.S.
lowered (Changnon, Volume H). Flow through the
cash receipts for corn and 40% of the receipts for
Niagara hydropower project fell by more than 20%,
soybeans came from this region. Overall, the Great
with electricity generation off by more than 35%.
Lakes States produced 26% of the total U.S.
Flow through New York's St. Lawrence hydro
agricultural output, or $36 billion (Federal Reserve
project was more than 30% below its mean, with
Bank of Chicago, 1985). Most crops are grown on
electricity generation decreased by 20% (Linder,
dryland, as only about 1% of the region's croplands
1987). However, low lake levels also provided
were irrigated in 1975 (U.S. Department of
benefits, for example, beaches became larger.
Commerce, 1987).
In the mid-1980s, a series of cool and wet
Livestock are also important to the agricultural
years caused the lakes to rise to record heights.
economy of the region. Approximately 18% of U.S.
Apartment houses that were built too close to the
cattle are raised in these eight states; of these, 52%
shoreline during the low levels of the 1960s were
are dairy COWS (USDA, 1987). (The sensitivity of
flooded, as were roadways built close to the shore.
livestock to climate change is discussed in Chapter
The low water levels in the 1960s exposed the
6: Agriculture.)
supporting structures along Chicago's shoreline to
air, causing dry rot. When lake levels rose, the
Forests
wood pilings and sections of the revetment
collapsed. The estimated construction cost for
The forests in the region have commercial,
rebuilding the damaged shoreline protection system
recreational, and conservation uses. The forests in
is $843 million (Changnon, Volume H). The last 2
the south are mainly oak and northern hardwoods,
years have been relatively hot and dry, causing lake
such as maple. The north has almost 21 million
levels to recede to average levels. The lower levels
hectares (52 million acres) of forests consisting
have forced shippers to reduce tonnage just as the
mostly of northern hardwoods, such as maple, birch,
steel industry in the region is undergoing a
and beech, and boreal forests, such as spruce and fir
resurgence.
trees. The federal and state governments own,
respectively, 11 and 13% of the forests in Michigan,
Land Around the Lakes
Minnesota, and Wisconsin, while over half are
privately owned (USDA, 1982). The pulp,
The land in the Great Lakes region is
construction, and furniture industries are major
extensively used for industry, agriculture, and
consumers of such species as aspen, pines, balsam
forestry. Many of the uses are sensitive to climate.
fir, spruce, maples, paper birch, and oak. The
forest industry is a major employer in the northern
Land Uses
part of the region. In Wisconsin, for example,
283,000 jobs are in timber harvesting and
Urban Development
manufacturing related to forestry (Botkin et al.,
Volume D; U.S. EPA and Environment Canada,
Approximately 29 million people live in the
1987). Forestry is considered to be a growth
Great Lakes Basin, mostly in the urban areas
industry in the region, since Michigan has identified
around the cities on the southern edge of the Great
forest products as one of the three key industries
Lakes: Chicago, Detroit, Cleveland, Toledo, and
targeted for expansion in the state (Ray et al.,
Buffalo. Many of the residents work in
Volume J).
manufacturing industries, which despite recent
declines, still provide 23% of payroll employment
(Ray et al., Volume J).
PREVIOUS CLIMATE CHANGE
STUDIES
Agriculture
Agriculture is the single largest user of land:
The impacts of climate change on many of the
42% of all land in the eight Great Lakes States is
systems in the Great Lakes have been analyzed in
devoted to crops, and an additional 10% is used for
previous studies, mainly by Canadian researchers.
292
Great Lakes
These studies are summarized in Cohen and
decline between 6 and 8.5% as a result of
Allsopp (1988). Several Canadian studies have
reductions in streamflow.
examined the potential impacts of climate change on
Great Lakes levels and concluded that levels would
Impacts on managed and unmanaged vegetation
fall. Southam and Dumont (1985) used the
have also been studied. The Land Evaluation
Goddard Institute for Space Studies (GISS) scenario
Group examined the potential impacts of climate
to estimate that lake levels would fall by 0.2 to 0.6
change on agriculture in Ontario and found that
meters (0.7 to 2 feet). Cohen (1986) used
yields could decrease in southern Ontario and
hydrologic calculations to estimate that the lakes
farming could become feasible in northern Ontario.
might fall between 0.2 and 0.8 meters. More
The study also indicated that the direction of change
recently, Marchand et al. (1988) also used a
for yields depends on whether rainfall increases or
hydrologic model of the lakes to estimate that the
decreases (Land Evaluation Group, 1986). Solomon
lakes would drop by an average of 0.2 to 0.6 meters.
and West (1986) used a stand simulation model (see
Cohen (1987a) found that changes in lake levels are
this chapter, Forests) to estimate the impacts of
very sensitive to humidity and windspeed. It is not
doubling and quadrupling of CO₂ levels on a
known how climate change would affect these
northwest Michigan coniferous-deciduous
parameters on a regional scale. Wall (1985)
transitional forest. They found that doubled CO₂
concluded that lower lake levels could reduce
would lead to an eventual disappearance of boreal
ecological diversity and dry up enclosed marshes. In
forests and an increase in deciduous trees. Total
another study, Cohen (1987b) estimated that
biomass would decline at first and rebound in about
withdrawals of water from the lakes for municipal
two centuries.
consumption would increase by about 2.5% on an
annual basis and would only marginally affect lake
Two studies by Canadian researchers examined
levels.
the possible impacts of climate change on tourism
and recreation in Ontario. Both studies used
Assel et al. (1985) studied the extent of ice
climate change scenarios based on the GISS and
cover during the winter of 1982-83, which had
Geophysical Fluid Dynamics Laboratory (GFDL)
temperatures 3.3 to 4.4°C warmer than the 30-year
models (although these may have been earlier
mean. They found that ice cover on Lake Superior
model runs). Crowe (1985) estimated that snowfall
was reduced from a normal 75% coverage to 21%.
would decrease by 25 to 75%, and the ski season
On Lake Erie, ice coverage was down to 25% from
would be cut by 75 to 92% (7 to 12 weeks) in
the normal 90%. Meisner et al. (1987) conducted
southern Ontario and by 13 to 31% (2 to 4 weeks)
a literature review on the possible effects of global
in northern Ontario. Wall found similar results.
warming on Great Lakes fish. Results are discussed
He concluded that reduced snowfall could eliminate
in the fisheries section of this chapter.
skiing in southern Ontario and would shorten the
northern Ontario ski season by 30 to 44%. A
Marchand et al. (1988) (see also Sanderson,
longer summer season could increase such summer
1987) estimated the combined effects of lower lake
tourism activities as camping. Wall (1985) also
levels and reduced ice cover due to climate change,
thought that lower lake levels could decrease
and higher water consumption and shipping tonnage
ecological diversity and dry up enclosed marshes.
due to population and economic growth of
Canadian shipping and hydropower production.
They found that without economic changes, lower
GREAT LAKES STUDIES IN THIS
lake levels would increase shipping costs by 5%.
REPORT
After consideration of economic growth, lower lake
levels and reduced ice cover could increase shipping
costs by 12%.
Unlike previous studies, the studies for this
report used common scenarios to address some of
Linder (1987) used the transient scenarios to
the potential impacts of climate change on a
estimate impacts on electricity demand and
number of natural and societal systems in the Great
hydropower generation in 2015 in upstate New
Lakes region. The studies address the direct effects
York. He found total energy demand declining by
of climate change on the resources and some of the
0.21 to 0.27%, but peak demand increasing by 1 to
indirect effects on infrastructure and society. They
2%. Meanwhile, hydropower production could
focused on the lakes themselves, examining such
293
Chapter 15
issues as lake levels, ice cover, thermal structure,
Water Quality
and fisheries. They also looked at the effects of
these changes on shipping and shoreline properties,
The following studies focus on water quality
and examined the sensitivities of agriculture and
and the effects on aquatic life in the lakes. The first
forest to climate change. Finally, the studies
two studies examined the direct effects of climate on
examined the implications of climate change for
the thermal structure of some of the lakes.
Great Lakes policies and institutions. Some of the
studies were linked quantitatively, but most were
Potential Climatic Changes to the Lake
conducted independently of each other.
Michigan Thermal Structure - McCormick,
Great Lakes Environmental Research
The studies involved either new topics or
Laboratory (Volume A)
approaches that were not used in previous studies.
For example, the analysis of lake levels used a more
The Effects of Climate Warming on Lake
complex hydrologic model than was used previously.
Erie Water Quality - Blumberg and
The agriculture analysis complements the Land
DiToro, Hydroqual, Inc. (Volume A)
Evaluation Group's study of Ontario by using a
different model to examine impacts on the U.S. side
The results from these studies were used in the
of the lakes. The potential impacts of climate
following:
change on thermal structure were examined for the
first time. Also for the first time, models were used
Potential Responses of Great Lakes Fishes
to analyze impacts on fisheries. This study
and Their Habitat to Global Climate
complements previous studies on forests by using a
Warming - Magnuson, Regier, Hill,
combination of modeling techniques to test the
Holmes, Meisner, and Shuter, Universities
similarity of results.
of Wisconsin and Toronto (Volume E)
The following analyses were performed for this
Forests
report:
A series of studies on forests was commissioned
Direct Effects on Lakes
to examine shifts in ranges, transient impacts, and
the potential for migration of some Great Lakes
Effects of Climate Changes on the
forests. Basically, these are different analytic
Laurentian Great Lakes Levels - Croley and
techniques for understanding how climate change
Hartmann, Great Lakes Environmental
may affect the composition and abundance of
Research Laboratory (Volume A)
forests in the region.
Impact of Global Warming on Great Lakes
Transient Effects on Great Lakes Forests -
Ice Cycles - Assel, Great Lakes
Botkin, Nisbet, and Reynales, University of
Environmental Research Laboratory
California at Santa Barbara (Volume D)
(Volume A)
Hard Times Ahead for Great Lakes
Impacts of Lake Changes on Infrastructure
Forests: A Climate Threshold Model
Predicts Responses to CO2-Induced
The results from the first two studies were
Climate Change - Zabinski and Davis,
used in the following studies:
University of Minnesota (Volume D)
Effect of Climatic Change on Shipping
Assessing the Response of Vegetation to
Within Lake Superior and Lake Erie -
Future Climate Change: Ecological
Keith, DeAvila, and Willis, Engineering
Response Surfaces and Paleoecological
Computer Optecnomics, Inc. (Volume H)
Model Validation - Overpeck and Bartlein,
Lamont-Doherty (regional results were
Impacts of Extremes in Lake Michigan
taken from this study) (Volume D)
Levels Along Illinois Shoreline Part 1: Low
Levels - Changnon, Leffler, and Shealy,
Illinois State Water Survey (Volume H)
294
Great Lakes
Agriculture
GREAT LAKES REGIONAL
CLIMATE CHANGE SCENARIOS
The potential changes in agriculture in the
Great Lakes were analyzed by studying changes in
crop yields in the region and integrating the results
All three general circulation models (GCMs)
in a national analysis of production changes. That
that provide the basis for the climate change
national analysis was used to determine if
scenarios show rather large increases in temperature
production in the region could increase or decrease.
for the Great Lakes region under the doubled CO₂
The results of these studies were used to examine
climate. The seasonal and annual temperatures and
potential farm level adjustments.
precipitation are displayed in Figure 15-2. The
Oregon State University (OSU) scenario has an
Effect of Global Climate Change on
annual temperature rise of 3.5°C, with no change in
Agriculture: Great Lakes Region Ritchie,
seasonal pattern. The Goddard Institute for Space
Baer, and Chou, Michigan State University
Studies (GISS) scenario is about a degree warmer
(Volume C)
on average and has the largest warming in the
winter and fall. The Geophysical Fluid Dynamics
Farm Level Adjustments by Illinois Corn
Laboratory (GFDL) scenario has the largest
Producers to Climatic Change - Easterling,
warming of the three models, about 6.5°C annually,
Illinois State Water Survey (Volume C)
with the largest warming in the summer. All three
scenarios have annual increases in precipitation.
This chapter will use regional results from the
OSU has an increase of approximately 0.1
following:
millimeters per day (0.1 inches per year), with
precipitation rising in all seasons. GISS has an
The Economic Effects of Climate Change
increase of approximately 0.2 millimeters per day
on U.S. Agriculture: A Preliminary
(0.03 inches per year), with precipitation declining
Assessment - Adams, Glyer and McCarl,
slightly in the fall. GFDL has an annual
Oregon State University (Volume C)
precipitation increase of only 0.05 millimeters per
day (0.07 inches per year), but rainfall drops by 0.5
millimeters per day (0.02 inches per day) in the
Energy
summer. The large temperature increase and small
rainfall increase combine to make GFDL the most
This project analyzed potential changes in the
severe scenario. This is especially true in summer
national demand for electricity and estimated
months, when GFDL has the largest temperature
changes in regional demands. Results for the Great
rise of any scenario and is the only scenario that
Lakes region are presented in this chapter.
reduces rainfall. OSU is the mildest scenario owing
to the smaller temperature increase. (Other runs
Electric Utilities Linder and Inglis, ICF,
of the GFDL model have lower temperature
Inc. (Volume H)
increases, although they still estimate a decline in
summer rainfall.) GISS is in the middle in terms
Policy
of severity, and OSU is the mildest of the three
scenarios.
The potential policy implications of the
changes indicated by these and previous studies for
One limitation related to using the GCMs as a
local, state, federal, and international
basis for climate change scenarios for the Great
decisionmaking are examined. This project
Lakes region is that the lakes are not well
provided information for the background and policy
represented in the GCMs. The relatively large size
implications sections.
of the GCM grid boxes results in little feedback
from the lakes to the regional climate estimates
Effects of Global Warming on the Great
from the GCMs.
Lakes: The Implications for Policies and
Institutions - Ray, Lindland, and Brah, The
Center for the Great Lakes (Volume J)
295
Chapter 15
A. Temperature
B. Precipitation
0.7
8
GISS
0.8
7
0.6
GFDL
0.4
6
0.3
OSU
NC
0.2
6
CHANGE (°C)
CHANGE (mm/Day)
0.1
4
O
-0.1
3
-0.2
-0.3
2
-0.4
-0.5
1
-0.6
0
-0.7
Winter
Spring
Summer
Fall
Annual
Winter
Spring
Summer
Fall
Annual
NC No Change
Figure 15-2. Average change in temperature (A) and precipitation (B) over Great Lakes gridpoints in GISS,
GFDL, and OSU models (2xCO₂ minus 1xCO₂).
RESULTS OF THE GREAT
Croley and Hartmann simulated runoff in each of
LAKES STUDIES
the subbasins, overlake precipitation, and
evaporation. Lake levels are very sensitive to
Lakes
evaporation; therefore, Croley and Hartmann ran
each GCM scenario with different assumptions
Lake Levels
about evaporation. 2 Finally, they used the current
plans (Plan 1977 for Superior and Plan 1958-D for
Geologic records indicate that Great Lakes
Ontario) and hydraulic routing models of outlet and
levels have fluctuated as paleohistoric climates have
connecting channel flow and estimated water levels
been wetter and drier (Larson, 1985). Recent short-
on each of the Great Lakes.
term variations have been the result of short-term
changes in precipitation patterns. Croley and
The regulation plan for Lake Superior failed
Hartmann examined the potential impacts of global
under the GFDL scenario. To obtain an estimate
warming on average lake levels.
of changes in levels for Superior-Huron, St. Clair,
and Erie, Croley and Hartmann assumed that over
Study Design
a 30-year period, total inflows into Lake Superior
(runoff + overlake precipitation + diversions -
Croley and Hartmann used a water supply and
evaporation) would equal total outflows, and Lake
lake level model of the Great Lakes Basin
developed by the Great Lakes Environmental
Research Laboratory to estimate the potential
²Iₙ Volume A, Croley focuses on results from his latest run.
impacts of climate change on levels of the Great
This run includes assumptions that lead to relatively high
Lakes (Croley, 1983a,b; Croley, 1988; Quinn, 1978).
amounts of evaporation and larger drops in lake levels. Earlier
This model is the most detailed hydrologic model of
runs had less evaporation and larger drops in lake levels.
the Great Lakes Basin and includes a separate
Results in this chapter include the latest run and an earlier run.
model for each of the 121 watersheds in the basin.
296
Great Lakes
Superior levels would not change. No figures are
were estimated to continue fluctuating on an annual
presented for changes in the level of Lake Superior
basis. Specific estimates of fluctuation are not
in the GFDL scenario. The levels of Lake Superior
discussed here, since variability was assumed not to
would probably fall. Only 30-year average lake
change.
levels were calculated for the other lakes.
Croley and Hartmann also found that the flow
Limitations
in the St. Mary's could increase by less than 1% in
the GISS high rainfall scenario and drop by 13% in
The relationships in this model were
the drier OSU scenario for Lake Superior. The
developed for a cool and wet climate. The analysis
flow in the Niagara River was estimated to be 2 to
did not account for changes in the consumptive uses
30% lower. Croley and Hartmann did not estimate
of the lakes (due to population and economic
the flow of these rivers for the GFDL scenario.
growth or climate change), and it did not consider
changes in the regulation plans, or increases in or
The lowering of lake levels appears to be
additions to diversions into or out of the lakes. The
correlated with increased temperatures in the
analysis also used the difference in vector winds
scenarios. Under all the doubled CO2 scenarios,
from the GCMs as a proxy for the difference in
there could be declines in runoff to the lakes and
scalar winds because GCM estimates of changes of
increases in evaporation from the lakes. The
scalar winds were not available. Thus, the wind
reduction in runoff would be largely the result of
estimates probably underestimate changes in
changes in snowpack accumulation and ablation.
windspeed (David Rind, Goddard Institute for
Snowpack in the Lake Superior Basin could be
Space Studies, 1988, personal communication). The
reduced by one-third to two-thirds, and in the other
uncertainty on winds is complicated by the
basins, farther to the south, the snowpack could be
uncertainties concerning evaporation. Different
almost entirely absent. The reduction in runoff
assumptions of evaporation in this analysis affect the
would reduce average streamflow in the basin.
magnitude of lake level drop, but they do not affect
These results appear to be driven mainly by the
the direction of change lake levels fall under all
temperature increase, since precipitation rises in all
evaporation assumptions. Cohen (1987a) found that
scenarios.
potential changes in Great Lakes levels are very
sensitive to estimates of changes in windspeed and
humidity. He concluded that with the right
Table 15-2. Doubled CO2 Scenarios: Reduction in
combination of conditions, even with higher
Average Great Lakes Levels from 1951
temperatures, it is possible for lake levels to rise.
to 1980 (meters)
Results
Scenario
Superior
Michigan
Erie
Ontario
Lake levels were estimated to fall significantly
under all three scenarios (see Table 15-2). The lake
level changes are displayed in ranges from low to
GISS
-0.43 to
-1.25 to
-0.95 to
NA
high evaporation.
-0.47
-1.31
-1.16
Average levels for Lake Superior would be
GFDL
NA
-2.48 to
-1.65 to
NA
about 0.4 to 0.5 meters (1.3 to 1.7 feet) below
-2.52
-1.91
average levels for the 1951-80 period under the
OSU and GISS scenarios. These average levels
OSU
-0.39 to
-0.86 to
-0.63 to
NA
would be generally lower than recorded lows of
-0.47
-0.99
-0.80
recent history. The lakes would likely still fluctuate
around these average levels, so levels during some
Transient Scenario
years would be lower. Even though precipitation
(average rate of change per decade 1980-2060)
rose in all three scenarios, lake levels were
estimated to fall, primarily as a result of the higher
GISS-A
-0.006
-0.055
-0.04
NA
temperatures. Apparently, only a large increase in
rainfall or humidity or a large decrease in
NA = Not applicable.
windspeeds could offset these changes. Lake levels
Source: Croley and Hartmann (Volume A.)
297
Chapter 15
Evaporation would increase under all three
other lake levels fall 0.04 to 0.055 meter (1.6 to 2.2
scenarios. The increase in evaporation varied under
inches) per decade. An extrapolation of the
different assumptions about the relationship of
transient results to the decade of the 2060s (when
evaporation to change in climate variables and
the GISS A transient run reaches doubled CO₂
ranged from 20 to 48%. For a given assumption
climate conditions) results in lake level reductions
about evaporation, higher temperature scenarios
less than for the doubled CO₂ GISS scenario. This
would generally cause more evaporation. Lake level
is because lake levels may not respond immediately
reductions could also be higher or lower, depending
to climate change, but must catch up. The results
on these assumptions.
may also be affected by the variability assumptions
in the transient scenarios (see Chapter 4:
All of these changes could cause a reduction
Methodology). By the end of the transient scenario,
in net basin supply (the sum of overlake
the 2050s, lake levels fall at a faster rate by more
precipitation and runoff minus evaporation) by 14 to
than 0.05 meters (2.0 inches) per decade. Thus,
68%. The exception to this is the GISS scenario for
these studies do not clearly indicate the length of
Lake Superior. In that scenario, annual rainfall
time required for the lakes to drop by the amounts
increased by 18%, which could lead to a 1%
shown in Table 15-2.
increase in net basin supply.
Croley and Hartmann found that enough heat
The Ontario regulation plan would fail under
could reside in Lakes Superior, Michigan, Huron,
all scenarios, including the transient run. Under
and Ontario to maintain water surface temperatures
these conditions, the system would not contain
at a sufficiently high level throughout the year, so
enough water to keep the level of Lake Ontario and
that buoyancy-driven turnovers of the water column
the flow in the St. Lawrence River within ranges
may not occur at all. This could significantly affect
currently specified by the plan. The Lake Superior
lakewater quality and aquatic life (see this chapter,
regulation plan was estimated to fail under the
Thermal Structure of Southern Lake Michigan).
GFDL scenario. Although net basin supply in Lake
Croley estimated that average surface water
Superior increased under GISS, the regulation plan
temperatures in the winter would be above 0°C and
would require increased flow through the St. Mary's
would significantly reduce ice concentrations.
River to the water-short lower lakes, resulting in a
net drop in Lake Superior levels.
Implications
These results are consistent with other studies
Hydropower production could be reduced, as
done on lake levels and climate change. Both
flows through the St. Mary's, the Niagara, and the
Cohen and Sanderson agree with Croley and
St. Lawrence Rivers fall. Losses to hydropower
Hartmann that lake levels would drop under various
were not estimated for the EPA study, although
climate change scenarios. The other two studies,
Linder's earlier work on hydropower losses by 2015
however, estimated lake levels would drop less than
in New York State showed potential loss of 1500 to
1 meter. Croley and Hartmann may have estimated
2066 gigawatt-hours (6 to 9%) (Linder, 1987).
greater changes because they used a more
Sanderson (1987) estimated that under a doubled
sophisticated runoff, evaporation, and routing model
CO₂ scenario, Canadian hydroelectric power
and because of different assumptions made about
production on the St. Mary's River could rise by
evaporation. Croley and Hartmann also used a
2.5% (because the level of Lakes Michigan-Huron
more integrated approach and more variables from
falls more than that of Lake Superior) and power
the GCMs. The estimates for GFDL may also be
production on the Niagara River could fall by 13 to
higher because the GFDL scenario used in this
18% as a result of a drop in flow. The impacts of
study had a higher temperature rise than the GFDL
lower lake levels on wetlands were not estimated,
scenarios used by Cohen and Sanderson.
and the impacts on shipping and on shoreline
infrastructure are discussed later in this chapter.
The results of the transient run (GISS A) are
expressed as the average change in lake level per
Lower lake levels and reduced riverflow would
decade and are not indicative of what would happen
likely adversely affect water quality in the basin.
in any particular decade. Lake Superior levels drop
Less water would reduce dilution of pollutants.
only 0.006 meters (0.2 inches) per decade, while the
Forty-two "hot spots" occupy many bays and harbors
298
Great Lakes
along the Great Lakes. These are contaminated
only the costs of rebuilding infrastructure and did
with a wide variety of halogenated organics and
not examine ecological impacts.
heavy metals, as well as remobilizable nutrients.
Lower lakes may cause emergence and near
Results
emergence of these toxic sediments through erosion,
leaching, oxidization, or volatilization.
The largest costs appear to accrue to
recreational and commercial harbors (see Table 15-
Higher temperatures may lead to increased
3). The major expenses are associated with
withdrawals of water from lakes for municipal
dredging harbors and lowering bulkheads, which
consumption. Climate change may also result in
could cost approximately $200 to $400 million. If
more calls for diversion of water out of the Great
lake levels fall enough, keeping some harbors open
Lakes Basin for use elsewhere. However, lake
(e.g., Waukegan, Illinois) may not be a cost-effective
levels may be lowered even more as a result of
choice.
higher demand for withdrawals for use in the basin
as a result of population and economic growth.
Changnon et al. concluded that slips and docks
would be only slightly affected. Many of these
Effects of Lower Lake Levels
probably would have been replaced anyway and
could be set at lower levels as the lakes fall. (The
Coastal infrastructure around the Great Lakes
impacts on commercial shipping in Lakes Superior
has generally been built assuming average lake
and Erie are discussed below.)
levels would not change. A drop in levels could
make much of the current infrastructure unusable
Intake valves for municipal and industrial
and necessitate reconstruction. Changnon et al.
consumption could be exposed and may have to be
examined the potential impacts and adjustments to
lowered or moved farther offshore. Outfalls for
infrastructure along the 101-kilometer (63-mile)
stormwater would have to be extended. Changnon
Illinois shoreline. This study and the shipping
et al. estimated that extending urban water intakes
analysis used the lower range of the lake level drops
and stormwater outfalls could cost $16 to 17 million.
from Table 15-2 because subsequent analyses that
gave different lake levels were performed too late to
Although the exposure of more land could
be incorporated.
present some erosion problems, it could also
enlarge many beaches. An additional 1 to 2.2
Study Design
square kilometers (0.3 to 0.8 square miles) of
beaches would be added to the Illinois shoreline. In
Changnon et al. interviewed experts about the
all, Changnon et al. estimated that the costs of
possible impacts and costs of adjustment along the
adjusting to lower levels of 1.25 to 2.5 meters along
Illinois shoreline to the lower lake level estimates
the Illinois shoreline, excluding normal replacement
described above. Results are expressed in current
of docks and piers, would be $220 to $430 million.
dollars.
If normal replacement costs do not account for
lower lake levels, costs could be $30 to $110 million
Limitations
higher. To put these figures into context, the City
of Chicago may spend over $800 million to repair
This analysis did not use economic models,
shorelines damaged by high water levels in recent
used current prices, and did not consider changes in
years.
population, GNP, or technology. Results are based
on expert judgment. Changnon et al. also assumed
Walker et al. (Volume H; for a discussion of
that lakes would reach the levels described above by
methodology and results, see Chapter 13: Urban
2030. The change in lake levels may not be reached
Infrastructure) examined the potential capacity of
until decades later (by the year 2060 or later) so
climate change on Cleveland's infrastructure. They
costs may be borne over a longer period than
found that savings in such areas as snow removal
Changnon estimated, allowing for more routine
and bridge repair could offset increased cooling and
replacement of infrastructure. This study examined
dredging costs. Cities on the Illinois shoreline
would also have savings due to reduced winter
expenditure.
299
Chapter 15
Table 15-3. Estimated Economic Impacts of Lowerings of the Levels of Lake Michigan Over a 50-Year Period
(1990-2040)
Costᵃ
Type of expense
1.25 meters lower
2.5 meters lower
Recreational harbors
Dredging
30-50
75-100
Sheeting
15
35
Slips/docks
20ᵇ
40ᵇ
Commercial harbors
Dredging
108
212
Sheeting/bulkheads
38
38
Slips/docks
40ᵇ
90ᵇ
Water supply sources
Extending urban intakes
15
15
Wilmette Harbor Intake
1
2
Beaches
Facility relocations
1-2
1-2
Outfalls for stormwater
Extensions and modifications
2
4
Totals
$270-292
$512-540
a Costs in millions of 1988 dollars to address future lake levels at indicated depths below average (1951-80)
levels of Lake Michigan.
b Some costs could be partly covered by normal replacement expenditures over the period of changing levels.
Source: Changnon et al. (Volume H).
Ice Cover
Eastern Basins, and for Whitefish Bay in Lake
Superior. Whitefish Bay was included because it
Warmer winters would reduce ice cover on
has the longest period of ice cover and acts as a
the Great Lakes. Some analysts have speculated
choke point on shipping in and out of Lake
that ice would be completely eliminated. Assel used
Superior. Lakes Superior and Erie represent
a model to estimate the potential extent and
extremes in terms of air temperature regimes, lake
duration of ice cover.
depth, and heat storage capacity, and bound the
range of potential ice cover changes.
Study Design
Limitations
Assel developed a statistical relationship
between temperature and ice cover for this study.
Assel's study did not consider the effects of
The models were developed for the three basins of
wind and other variables on ice formation.
Lake Erie, for the Lake Superior Western and
Implicitly, the analysis assumed that winds stay the
300
Great Lakes
same. Stronger winds would make the ice season
shorter than estimated, and weaker winds (and
calmer waters) would make it longer. The three
100
GCMs estimate that windspeeds over the two lakes
BASE
drop by 0.0 to 0.3 meters per second (see Croley,
GISS 1981-2009
GISS 2010-2039
Volume A). Inclusion of windspeed changes would
GISS 2xCO2
80
have lowered ice cover reduction results. The
GFDL 2xCO2
OSU 2xCO2
model was built based on the relatively cool years of
the 1960s and 1970s; therefore, the doubled CO₂
scenario temperatures are outside the range of
winter temperatures in those years. However, the
model simulated ice duration within 3 weeks of
actual ice duration for the warm winter of 1982-83.
Percentage of Basin Ice Covered
60
40
Results
20
Assel found that although average ice cover
might be significantly reduced, ice would still form
on the lakes (Table 15-4). Results for the central
0
Dec
Jan
Feb
Mar
Apr
basin of Lake Erie are displayed in Figure 15-3. It
Month
now averages 83 days of ice cover. In the 1981-2009
transient scenario, ice cover was estimated to be 71
days; in the 2010-2039 scenario, it was estimated to
Figure 15-3. Changes in duration and extent of ice
decline to 41 days. Under the doubled CO₂
cover in central basin of Lake Erie under transient
climate, ice cover could be reduced to a total of 6 to
and doubled CO₂ scenarios (Assel, Volume A).
19 days, and ice formations would be generally
limited to near-shore and shallow areas. Whitefish
Bay in Lake Superior currently averages about 115
The temperature rise in the scenarios may not
days of ice cover. Under the doubled CO₂
be warm enough to eliminate ice cover on the Great
scenarios, ice duration would be reduced to 69 to 80
Lakes, but many winters could have no ice at all.
days. Also, the maximum percentage of Whitefish
The Lake Erie Central Basin is estimated to be ice-
Bay covered by ice would be reduced from close to
free from 11 to 22 years out of 30 years, rather than
100% to 70-20%.
1 out of 30 years, as estimated for base climate
Table 15-4. Reduction in Ice Cover in Lakes Erie and Superior (average annual days of cover)
Base
GISS Transient A
Doubled CO₂
Analog
Lake
1951-80
1981-2009
2010-2039
GISS
GFDL
OSU
1930s
Erie West
93
84
54
26
23
35
85
Erie Cent
83
71
41
8
6
19
61
Erie East
97
82
43
6
5
13
70
Supr West
112
108
88
46
24
75
106
Supr East
108
103
84
43
19
69
103
Supr WFB
115
109
92
55
26
80
112
Abbreviations:
Supr = Superior; WFB = Whitefish Bay; Cent = Central.
Source: Assel (Volume A).
301
Chapter 15
conditions. This result appears to be sensitive to
Whitefish Bays in Lake Superior; and Toledo,
depth, as estimates indicate that the deeper Lake
Cleveland, and Buffalo in Lake Erie. They used the
Erie East Basin would be ice-free 60 to 84% of the
"ECO Great Lakes Shipping Model," which includes
time, and the shallow West Basin would be ice-free
current data on major ports and commercial ships
in 7 to 17% of the winters. Since it is colder, Lake
in the Great Lakes, types of cargo, costs of
Superior would have ice cover in virtually all winters
transport, and operating costs. Keith et al. used
under the scenarios.
lake level reductions from Croley and Hartmann to
study the change in cargo capacity and costs per ton,
Assel found that ice cover reductions during
and they used the change in cargo capacity to
the first 30 years of the transient scenario (model
estimate how many days of shipping would be
years 1981-2010) may not be significantly different
needed to transport the same amount of cargo as
than under current conditions. The length and
transported at present. The latter figure was
extent of ice cover noticeably decline, beginning in
compared to ice duration reductions estimated by
the second 30 years of the transient scenario (2011-
Assel to determine whether the shipping season was
40). By the last decade of the transient scenario,
sufficiently extended to allow for transport of the
the 2050s, the extent of ice cover was almost
same amount of annual cargo as currently
identical to the GISS doubled CO₂ coverage.
transported.
Croley also found that ice cover would be
Limitations
reduced. His analysis found that average surface
temperatures on all the lakes in the winter could be
The analysis did not consider changes in the
above 0°C. Even if average temperatures are that
composition of the fleet or in the mix and amount
high, water temperatures in near-shore and shallow
of cargo. It also assumed that demand for shipping
areas, the areas to which Assel said ice would be
of goods did not change, even in response to
limited, would be sufficiently cold to cause ice
changes in availability of shipping. The analysis did
formation.
not examine whether goods would shift to or from
alternate ports or means of transportation and how
Implications
changes in the costs of shipping and in the shipping
season would affect users. Keith et al. also assumed
Ice cover reductions could have positive and
that channels were not dredged to be deeper. Thus,
negative effects. On the positive side, the shipping
analysis is useful for estimating the direction and
season would be extended (see below). Water
approximate magnitude of change, but quantitative
would flow more freely through rivers and
results should be interpreted with caution.
connecting channels, allowing for more hydropower
production in the winter. On the other hand, ice
Results
protects some aquatic life, such as whitefish, and
protects shorelines against the erosive impact of
The costs of shipping were estimated to
high-energy waves (Meisner et al., 1987).
increase as a result of lower lake levels. The effect
on the cargo load for ships using the Port of Buffalo
Shipping
are displayed in Figure 15-4. Under drops of 0.7 to
1.0 meter in Lake Erie, which are the lake level
With lower lake levels, ships would have to
reductions estimated by Croley for the OSU and
reduce their cargo, or ports and channels would
GISS scenarios, cargo capacity would decrease by
have to be dredged. However, the shorter duration
about 5 to 13%, and costs per ton would rise by the
of ice cover would allow for a longer shipping
same amount. Croley's estimate from the GFDL
season. The additional days of transport may make
scenario was that Lake Erie would fall 1.65 meters
up for the loss of capacity on each voyage.
(5.4 feet), but the shipping model does not include
lake level drops of more than 5 feet. A drop of 5
Study Design
feet would decrease cargo capacity per voyage by
27% and increase costs by 33%. Thus, the drop in
Keith et al. studied the potential impacts of
lake levels estimated under the GFDL scenario
changes in lake levels and ice cover on shipping in
could increase costs by more than 33%. Since lake
six ports: Two Harbors; Duluth/Superior and
levels in Lake Superior were not estimated to fall as
302
Great Lakes
GFDL
35
100
30
GISS
80
25
OSU
20
60
15
40
10
PERCENT CHANGE
20
5
0
0
DAYS
-5
-20
-10
Increase in Costs
-40
-15
-20
Reduction in Tonnage/Voyage
-60
-25
Additional Days Required to
Transport Same Amount of Cargo
-80
-30
-35
-100
0
1
2
3
4
5
WATER LEVEL REDUCTION (Feet)
Figure 15-4. Impacts of lower lake levels and reduced ice cover on shipping, cargo capacity, costs, and days of
transport for the Port of Buffalo (Keith et al., Volume H).
much, the corresponding reduction in cargo capacity
to 3-foot drop of the wetter and relatively cooler
for ships on those ports would be in the range of 2
OSU and GISS scenarios, another 15 to 40 days of
to 8%.
shipping would be needed. Assel estimated that
under those scenarios, ice duration in eastern Lake
Sanderson estimated that lake level reduction
Erie would be reduced by 84 to 91 days. Thus,
of 0.2 to 0.6 meters would increase total Canadian
under these scenarios, even with reduced capacity
shipping costs by 5%, assuming the current fleet and
per voyage, there would be enough additional days
mix stayed the same. Although results are not
of travel to transport even more goods. If lake
directly comparable, since Keith et al. examined
levels fell 5 feet, which is less than estimated by
U.S. flagships and ports while Sanderson studied
GFDL, an additional 100 days of transport would be
Canadian ships and ports, the estimates are of the
needed to handle the same amount of cargo. Ice
same magnitude.
duration in eastern Lake Erie could be reduced by
92 days under this scenario, which would not allow
Whether the same amount of annual cargo can
enough time to transport the same amount of cargo,
be transported, assuming no dredging to deepen
assuming the current fleet and demand for
channels, depends mostly on how much lake levels
transport. The results appear to be more sensitive
drop. If the drop is sufficiently large, annual
to changes in lake levels than to reductions in ice
tonnage could be reduced. The following discussion
cover.
assumes that lake level declines occur at the same
time as ice cover reductions. It is not clear from
Keith and Willis used current dredging costs to
these studies whether lake levels will respond more
estimate the cost of dredging the ports to restore
slowly to climate change than ice cover. Figure 15-
current channel depths. The total costs of dredging
4 also displays the additional days needed to
the three ports in Lake Erie range from $7 to $31
transport the same amount of cargo as is currently
million per port (1987 dollars). Current annual
shipped through Buffalo. Under the approximate 2-
dredging costs for those ports range from $800,000
303
Chapter 15
per year in Buffalo to $2.5 million per year in
limited baseline climate variability, although these
Toledo (J. Hasseler, U.S. Army Corps of Engineers
years include cold and warm periods. The results
Buffalo District, 1988, personal communication).
are most sensitive to changes in windspeed. Since
the scenario may underestimate reductions in
Implications
windspeed from the GCMs (see the discussion of
the limitations of the lake level study), this analysis
Reduction in the tonnage per voyage or
may overestimate wind-driven mixing in the upper
increased costs for dredging would raise shipping
layer and underestimate changes in the length of
costs. However, with a longer shipping season,
time and degree of stratification. On the other
users of shipping such as powerplants would not
hand, if the intensity of summer storm increases,
have to carry large inventories to last through the
then stratification may be weakened and shortened.
winter and own enough land to store those
The analysis assumed there was no change in the
inventories. Besides reducing costs, this could allow
frequency of storms. More summer storms may
current lakefront storage areas to be used for other
weaken stratification, while fewer storms could
purposes. Whether these savings would offset
strengthen stratification.
higher shipping costs was not examined.
Results
Dredging the ports and channels could
degrade the water quality of the lakes. The
McCormick estimated that the length of the
sediments in many of these ports are toxic, and
stratified season could increase under all three
disposal of the sediments could be complicated by
scenarios. Figure 15-5 displays the mixed-layer
their toxicity and by the reduced disposal areas
depth over an average year. The higher heat
resulting from lower lake levels.
content may cause the lake to begin to thermally
stratify, on average, about 2 months earlier than in
Water Quality
the base case (in April as opposed to June). The
stratified layers were estimated to begin to deepen
Two studies estimated the temperatures and
around late fall, as under current climate conditions.
thermal structures of southern Lake Michigan and
the Lake Erie Central Basin. The Lake Erie study
estimated biological activity, such as algal
production and changes in dissolved oxygen levels.
The Michigan and Erie analyses were used by
Magnuson et al. to study changes in the thermal
0
habitats of fish.
Thermal Structure of Southern Lake Michigan
45
Study Design
DEPTH (m)
90
McCormick used a one-dimensional thermal
structure model (Garwood, 1977) to estimate the
BASE
heat content and structure of a site in south-central
135
GISS
GFDL
Lake Michigan. The model has been successfully
OSU
applied to oceans and inland seas and was used by
180
McCormick to analyze a site 150 meters (500 feet)
J
F
M
A
M
J
J
A
S
o
N
D
deep. GCM data for windspeed, temperature,
MONTH
humidity, solar radiation, and cloud cover were
applied to hourly data from 1981 to 1984.
Limitations
Figure 15-5. Average annual mixed-layer depth in
southern Lake Michigan (McCormick, Volume A).
McCormick used the years 1981-84 as his base
case because hourly water temperature data are not
available for 1951-80. Three years provide very
304
Great Lakes
Surface lake temperatures were estimated to
model is similar to the one used by McCormick for
be up to several degrees higher than in the base
southern Lake Michigan.
case. The increase in surface temperatures was
greater than the increase in subsurface
Blumberg and DiToro then examined the direct
temperatures. There appears to be a larger
effects of changes in the thermal structure on
warming of the entire water column in the winter,
aquatic life in the basin. The outputs from the
about 2 to 3°C, than in the summer, which has a
thermal model were fed into a eutrophication model
warming of about 2°C. The warmer lake
that had been previously developed by DiToro
temperatures are consistent with the studies of
(DiToro and Connolly, 1980). The latter model
Croley and Assel, which suggest that midlake water
estimates what would happen to dissolved oxygen
would generally be ice-free. The earlier onset of
levels in the lakes by simulating the interactions
stratification, reduced winds in the scenarios, and
between nutrient availability and biological (e.g.,
greater temperature differences between lake layers
plankton) activity.
could yield stronger density differences between
upper and lower layers.
The models were run using only two base years,
1970 and 1975. In 1970, the thermocline (density
McCormick detected a significant decrease in
gradient between the upper and lower layers) was
the frequency of complete mixing of the lakes. The
deep, and over 60% of the hypolimnion (lower
surface layer could be warmer and more buoyant,
level) in the Lake Erie Central Basin was anoxic
making it more difficult for entrainment and mixing
(depleted of oxygen). In 1975, the thermocline was
to occur. Temperatures were too warm in the
shallow, and less than 10% of the lower layer was
winters of some years to allow the lake to become
anoxic (DiToro et al., 1987).
isothermal (the mixed layer would stay above the
bottom of the lake all year), leading to a year-long
Limitations
stratification. This result is consistent with Croley's
analysis.
Although the two base years encompass a wide
range of baseline anoxic conditions, they do not
Implications
represent a full range of climate variability. In
addition, as in the Lake Michigan study, the
Reduced turnover of the lakes could have
scenario assumed no change in the frequency of
serious implications for aquatic species in the lakes.
storms. More summer storms would weaken
Mixing of oxygen and nutrients could be disrupted,
stratification and increase dissolved oxygen levels,
possibly affecting the abundance of life in the lower
while fewer storms would have the opposite effect.
and upper layers of the lakes.
The analysis did not incorporate the actual
reduction in nutrient loadings from the base years,
Eutrophication of the Lake Erie Central Basin
or the estimated drop in lake levels from Croley's
work. Lower lake levels would reduce the volume
Nutrient loadings have made many areas of
of the lower layer in Lake Erie, possibly increasing
the shallow Lake Erie eutrophic at times. The
eutrophication. The models were not run for the
shallow western and central basins of the lake are
winter, but Blumberg and DiToro tested the
particularly vulnerable to eutrophication.
sensitivity of results to higher water column
Installation of pollution controls in recent years has
temperatures (due to warmer winter air
improved water quality. Blumberg and DiToro
temperatures) in the spring and found no significant
analyzed whether climate change would have an
difference in results. Blumberg and DiToro used
effect on eutrophication in the Lake Erie Central
the vector wind estimates from the GCMs, which
Basin.
may overestimate mixing in the upper layer.
Study Design
Pollution loadings in 1970 and 1975 were much
higher than they are today. Use of current pollution
Blumberg and DiToro modeled the thermal
loadings would have resulted in higher estimates of
structure of the Lake Erie Central Basin. They
dissolved oxygen levels and lower estimates of the
developed a thermal model for the basin, using a
area of the basin that could become anoxic. The
modeling framework previously designed by
Blumberg (Blumberg and Mellor, 1983). This
305
Chapter 15
direction of change estimated by Blumberg and
DiToro would not have been affected.
Results
AUGUST 1970*
AUGUST 1975*
Blumberg and DiToro estimated that the Lake
BASE CASE
Erie Central Basin could remain stratified about 2
to 4 months longer than under current conditions,
with the stratified season starting 2 to 6 weeks
40.6%
0.0%
sooner and ending 2 to 7 weeks later. The
GISS
temperature differences between the upper and
lower layers of the basin were estimated to be
W
greater under all scenarios, leading to less exchange
80.5%
0.0%
of nutrients across the thermocline. The depth of
GFDL
the thermocline appears to be most sensitive to
estimated changes in windspeeds. In two scenarios,
W
GISS and GFDL, windspeeds were generally lower,
94.4%
5.9%
and the thermocline was estimated to be about 2
OSU
meters higher than current depths. Under the OSU
scenario, windspeeds were estimated to increase and
the thermocline was estimated to be approximately
100%
28.8%
1 meter deeper than current levels. A lowering of
the thermocline depth by 2 meters in the 25-meter-
deep Lake Erie Central Basin can reduce the
* Base Case Years
/////
Area That Is Anoxic (Has No Oxygen)
volume of the lower layer by 20%, limiting total
oxygen availability.
All three scenarios generally led to decreases
in dissolved oxygen levels compared with base case
Figure 15-6. Area of central basin of Lake Erie that
conditions despite differences in thermocline depth.
becomes anoxic (Blumber and DiToro, Volume A).
The increase in area of the Lake Erie Central Basin
that was estimated to become anoxic is shown in
Figure 15-6. Dissolved oxygen levels were estimated
longer in Lake Erie and begins earlier and breaks
to increase only in the July 1970 case, and this
up at the same time as the present stratification in
occurred because the levels were near zero to begin
Lake Michigan. It is not clear whether this
with. Blumberg and DiToro concluded that the
difference is attributable to different lake depths, to
difference in oxygen content was caused by warmer
surface meteorology used to force the models, or to
lake temperatures, which raise biological activity
surface boundary conditions in the calculations.
enough to increase oxygen demand. The enhanced
biological activity was combined with a more intense
Implications
and longer stratified season to further lower
dissolved oxygen levels. Lower thermocline depths,
Decreased dissolved oxygen levels could make
such as in the OSU scenario, result in even greater
the Lake Erie Central Basin less habitable for
decreases in dissolved oxygen levels.
finfish and shellfish during the summer. This could
reduce recreational uses of the lake such as
The estimated changes in the thermal
swimming, fishing, and boating. It also could put
structure of Lake Erie are comparable to
more pressure on reducing sources of pollutants,
McCormick's results for southern Lake Michigan.
especially such nutrients as phosphorous, from point
Both estimated that average temperatures in the
and nonpoint sources.
water column would rise, that there would be
greater differences in temperature between the
Fisheries
epilimnion and hypolimnion, and that stratification
would last longer. One major difference in the
The Blumberg and McCormick studies show
results is that stratification begins earlier and lasts
that climate change would probably raise lake
306
Great Lakes
temperatures and reduce oxygen levels in certain
Limitations
areas. To get an initial sense of what these changes
might mean for Great Lakes fish, Magnuson et al.
The study did not examine the combined effects
examined the potential ecosystem, organism, and
of reduced habitat and greater need for forage in
population responses to warmer temperatures.
the summer, which would combine to intensify
species interactions. The analysis did not
Study Design
incorporate impacts resulting from lower lake levels,
such as possible loss of wetlands, and it did not
Magnuson et al. estimated changes in fish
analyze the aquatic effects of the potential reduction
habitat, growth, prey consumption, and population
in the frequency of lake turnover or the impacts of
for sites in Lakes Erie, Michigan, and Superior. The
a reduction in ice cover. The introduction of new
work used several approaches and models to
species, which could have negative impacts on
examine the following:
existing fish, was not examined.
Changes in ecosystem activity, such as
Any uncertainties associated with the
changes in phytoplankton populations, were
McCormick and Blumberg studies would be carried
estimated by using a community "Q₁₀" rule
over into the analysis on habitat. These changes in
(Ruttner, 1931), which approximates the
the lakes and littoral systems may have negative
higher biological activity associated with
impacts on Great Lakes fish. These uncertainties
higher temperatures.
could reverse the direction of results and lead to
more declines in fish populations than indicated
Magnuson et al. used the Blumberg and
here.
McCormick thermal structure studies to
estimate the potential effects on thermal
Results
habitats - the niche in which temperatures
are optimum for fish. To estimate changes
Phytoplankton production, zooplankton
in habitats, the study used laboratory
biomass, and maximum fishery yields were
estimates of the temperature regimes
estimated to increase 1.3- to 2.7-fold, with the
preferred by fish (Magnuson et al., 1979;
largest increase in phytoplankton production (1.6-
Crowder and Magnuson, 1983) and
to 2.7-fold) (Figure 15-7). The larger increases in
assumed that the lower layer of the Lake
biological activity were generally associated with
Erie Central Basin is uninhabitable. In
larger temperature increases. The increase in
addition, using a thermal model for streams
phytoplankton provides more forage for
(Delay and Seaders, 1966), the study
zooplankton, which, in turn, provides more forage
calculated the change in habitat for brook
for fish. The increase in phytoplankton can also
trout in a southern Ontario river.
enhance eutrophication, as was estimated by
Blumberg and DiToro.
Magnuson et al. used a food consumption
and conversion model (Kitchell et al., 1977)
Magnuson et al. found that the average annual
to estimate the changes in annual growth
thermal habitat for all fishes would increase. This
and prey consumption at three near-shore
was especially apparent for lake trout, which is a
sites in Lakes Superior, Michigan, and Erie.
coldwater fish with a preference for very cold water,
This analysis assumed that consumption
and which could have more than a 100% increase in
rates increase with climate warming.
habitat (see Figure 15-8). The major reason for the
Growth simulation for Lake Michigan using
increase in habitat is that more habitable waters
water temperature scenarios from
would be found in the fall, winter, and spring. On
McCormick assumed that prey availability
the other hand, hotter temperatures could decrease
did not increase. This study assumed that
summer habitats for certain species by 2 to 47%,
fish migrate to habitable sites when inshore
depending on the temperature rise and species. The
temperatures are too warm.
length of stream suitable for brook trout in the
summer could be reduced by 25 to 33% because of
higher temperatures.
307
Chapter 15
0
COLD REGION
COOL REGION
WARM REGION
50
3
BASE CLIMATE
PHYTOPLANKTON PRODUCTION
100
2
0
50
PRODUCTIVITY INCREASE (2XCO₂ BASE)
1
OSU
3
ZOOPLANKTON BIOMASS
DEPTH (M)
100
0
2
50
GISS
1
100
3
FISHERY MAXIMUM SUSTAINED YIELDS
0
2
50
GFDL
100
1
JAN
MAR
JUN
SEP
DEC
OSU
GISS
GFDL
MONTH
HABITAT:
+ 2°C OF OPTIMUM TEMPERATURE
+ 5°C OF OPTIMUM TEMPERATURE
Figure 15-7. Increases in Great Lakes aquatic
Figure 15-8. Increase in lake trout habitat
productivity (Magnuson et al., Volume E).
(Magnuson et al., Volume E).
Fishes were generally estimated to have
recruitment, and Meisner et al. concluded that loss
increased body size under the scenarios. Cool and
of wetlands due to lower lake levels could reduce
cold coldwater fishes could have 20 to 70% more
spawning, nursery, and feeding grounds for fish in
growth, and warmwater fishes in warm areas could
shallow areas, reducing fish populations (Meisner et
have 220 to 470% more growth. This assumes that
al., 1987).
prey availability increases. If prey availability does
not increase, fish growth would also decrease owing
Implications
to an inability to compensate for the increased
metabolic costs of living in higher temperatures.
Fish populations could increase, with beneficial
Magnuson et al. calculated that if prey availability
implications for commercial and recreational fishing,
does not increase, fish growth in Lake Michigan
although certain species, such as brook trout in
could decrease by 10 to 30%. Warmwater fish
streams, may be reduced. A net increase in
would have larger decreases if prey did not increase.
fisheries would lead to more employment in
Furthermore, the increased demand for forage may
commercial fishing and tourism industries, but
intensify species' interactions and alter the food web
would increase the need for maintaining water
structure.
quality in the lakes. Increased demand on the
forage base by predators and the introduction of
The effects of reduced ice cover and possible
new species and reduced ice cover could have
reduction in wetlands on Great Lakes fishes was not
negative effects, but these cannot be predicted and
investigated, although Freeberg (1985) suggests that
must be considered as surprises of unknown
a reduction in ice cover would reduce whitefish
probability.
308
Great Lakes
Forests
al., 1972, 1973). This model, which is known as a
stand simulation model, can be used to estimate the
Climate change could affect the distribution
transitional changes in composition and abundance
and abundance of forests in the Great Lakes region.
of forest species in response to environmental
Overpeck and Bartlein examined the equilibrium
changes such as higher temperature and
range shift of forests, Botkin et al. studied
precipitation.
transitional impacts on composition and abundance,
and Zabinski and Davis analyzed the ability of trees
Botkin et al. studied two diverse sites in the
to migrate along with a rapidly changing climate.
Great Lakes region. The first is in Mt. Pleasant,
Michigan, a heavily settled area dominated by
Potential Range Shifts
northern hardwoods and oaks, where commercial
forests are an important resource. The other site is
Study Design
in Virginia, Minnesota, an undeveloped area
dominated by boreal forests that have commercial
Overpeck and Bartlein studied the potential
and recreational uses.
shifts in ranges of forest types over eastern North
America. This analysis suggests where trees are
Limitations
likely to grow in equilibrium doubled CO₂ climate
conditions after allowing for migration of tree
The model includes all dominant tree species
species to fully catch up with climate change (see
in the northern United States and assumes that
Forest Migration). It indicates only the
seeds from all these trees are universally available
approximate abundance of different species within
throughout the region. Species with predominantly
a range, not what the transitional effects of climate
southern distributions are not included; therefore,
on forests might be, or how fast trees will be able to
the model does not estimate whether they could
migrate to the new ranges. (For a discussion of the
grow in the region under the warmer climate.
study's methodology and limitations, see Chapter 5:
(Overpeck found that southern pines may migrate
Forests.)
into the southern part of the region.) Thus, the
stand simulation model does not accurately estimate
Results
migration of trees, either within the region or from
other areas. Furthermore, the results do not assess
Under all three doubled CO2 scenarios, the
whether transplantation by humans of more
range of spruce, a major component of the boreal
southern species would be successful. In addition,
forests, could shift almost entirely out of the region.
the model does not account for fertilization effects
Northern hardwoods, such as birch and northern
of CO2, although CO₂ may not have positive effects
pine species, would shift to the north but may still
in the competitive environment of unmanaged
be in the region. Oak trees, which are mostly found
ecosystems (see Botkin et al., Volume D). Botkin
in the southern part of the region, would be found
et al.'s analysis did not account for introduction of
all over the region in the warmer conditions. The
new pests into the region, for the possibility of
abundance of prairie forbs (shrubs) would increase
increased frequency of fires, or for the combined
in the region, and southern pines could eventually
impact of changes in tropospheric air pollution
migrate to the southern part of the region.
levels and UV-B radiation.
Transitional Effects
Results
In contrast to Overpeck and Bartlein, Botkin
Botkin et al. estimated the doubled CO2
et al. examined the transitional effect of climate
climate would cause major changes in forest
change on forests as well as doubled CO₂ effects.
composition throughout the region. Results from
the Mt. Pleasant site indicate that tree biomass at
Study Design
dry sites, which now have oak and sugar maple,
could be reduced by 73 to 99% and could convert to
Botkin et al. used a model of forest species
oak savannas or even prairies. Relatively wet soil
growth and competition to estimate the effects of
sites might be converted from sugar maple to mostly
climate change on Great Lakes forests (Botkin et
309
Chapter 15
oak woodlands with some red maple. Biomass at
that more southern species could be transplanted to
these sites could be reduced by 37 to 77%.
these sites, although this was not studied.
In the Minnesota site, the boreal forests could
In both sites, the biggest decline is seen in the
be replaced by northern hardwood forests, now
hotter and drier GFDL scenario. Decreased soil
characteristic of areas to the south (see Figure 15-
moisture, which is a result of higher temperatures
9). Relatively dry areas, such as the Boundary
and reduced rainfall, appears to be the most
Waters Canoe Area where balsam fir dominates,
significant factor reducing biomass.
and upland areas where white birch and quaking
aspen dominate, could be replaced by forests
Botkin et al. found that the abundance of
consisting mainly of sugar maples. Where currently
species could significantly change in three to six
saturated soils in these upland areas become drier
decades. Figure 15-10 displays results from the
and better sites for tree growth, wood production
transient scenarios for balsam fir and sugar maple
may increase. However, bogs that now contain
at the Minnesota site. The basal area of balsam fir
white cedar could become treeless. This is because
could start to decline in three to six decades.
no species that could tolerate warmer bog
Potential declines in several decades are also seen
conditions are currently in the region. It is possible
in simulations of white cedar and white birch in the
NORTHERN MINNESOTA IN 1980
BALSAM FIR
White Birch
Balsam Fir
8000
Quaking Aspen
NO CLIMATE CHANGE
GISS A
6000
White Cedar
120
Very Dry
100
Wetland
80
60
Soil
Centimeters
BASAL AREA (cm sq/100 m sq.)
GISS B
4000
40
2000
20
Bog
Water Table
0
Base of Soil
1980
2000
2020
2040
2060
2080
Bedrock
YEAR
NORTHERN MINNESOTA 2xCO2
Sugar Maple
SUGAR MAPLE
8000
Sugar Maple
NO CLIMATE CHANGE
GISS A
6000
GISS B
100
80
40
Centimeters
BASAL AREA (cm sq./100 m sq.)
4000
120
Soil
60
2000
Treeless
Bog
20
0
Water Table
1980
2000
2020
2040
2060
2080
Base of Soil
YEAR
Bedrock
Figure 15-9. Changes in composition of northern
Figure 15-10. Change in forest composition during
Minnesota forests (Virginia, Minnesota; soil depth
the next century for a deep, wet, sandy soil in
= 1.0 meter; water table depth = 0.8 meter)
northern Minnesota (Botkin et al., Volume D).
(Botkin et al., Volume D).
310
Great Lakes
Minnesota site. Sugar maple, which has negligible
Results
basal area in the current climate, was estimated to
start to exhibit significant growth within three
Under the wetter GISS scenario, the potential
decades in both transient scenarios.
ranges of sugar maple, yellow birch, hemlock, and
beech move markedly northward to central Canada.
Forest Migration
The results for hemlock and sugar maple are
displayed in Figure 15-11. The stippled area shows
Both Overpeck and Botkin assumed that trees
the potential range, and the black area shows how
would be able to migrate to new locations (although
far the trees could migrate by 2090. Zabinski and
Botkin did not assume southern species would be
Davis found that hemlock, yellow birch, and sugar
able to migrate into the Great Lakes region).
maple could become much less abundant in the
Zabinski and Davis examined the potential range
parts of Wisconsin and Michigan where they
shifts of sugar maple, yellow birch, hemlock, and
currently grow. Beech may be completely
beech currently found in the Great Lakes region
eliminated from the lower peninsula of Michigan
and compared that shift with potential rates of
where it is presently abundant. In addition, the rate
migration.
of migration would be slower than the climate
change. The trees would not migrate as far as the
Study Design
northern boundary of the climate range (the
stippled area). The southern boundary would be
Zabinski and Davis assumed that tree species
driven northward by climate change. Since the shift
grow only in climates with temperatures and
in climate zones is faster than the assumed rate of
precipitation identical to their current range. They
migration, the southern boundary would move north
determined the location of potential species ranges
faster than the northern migration rates. The total
under the GISS and GFDL scenarios. The climate
range of all four species would be reduced.
values were determined by extrapolating between
gridpoints. Zabinski and Davis examined the
Under the GFDL scenario, which is the hottest
potential migration of the species by assuming that
and driest, all four species are eliminated from the
the doubled CO₂ climate would not occur until
Great Lakes region. Northern hardwood tree
2090, and that these species could migrate into new
species might be replaced by trees characteristic of
regions at the rate of 100 kilometers (62 miles) per
more southern latitudes or by prairie or scrubland.
century.
Since the southern range of the trees moves farther
north than in GISS, the inhabited range would be
Limitations
much smaller than under GISS. Zabinski and Davis
found that all four tree species would be confined to
The study did not consider human
an area in eastern Canada having a diameter of only
transplantation of seedlings to speed migration.
several hundred kilometers.
The analysis did not consider competition among
species or whether migratory routes would be
The ability of the four species to survive in
blocked. It also did not analyze whether species
more northern latitudes may depend on whether
could survive in the soil conditions, nutrient
they could adapt to different day lengths and soils.
availability, sunlight, and other relevant factors in
northern areas. Doubled CO₂ climate conditions
Implications of Forest Studies
could occur sooner than 2090, resulting in greater
range reductions. The rate of forest migration used
All three studies, through different analytic
is double the maximum rate ever recorded for
approaches, agree that the scenarios of climate
temperate trees. A faster warming and slower
change would produce major shifts in forest
migration would make it more difficult for forests to
composition and abundance. Boreal forests would
keep up with shifts in range attributable to climate
most likely no longer exist in the region. Northern
change. Zabinski and Davis did not consider
hardwood forests might still be present, especially in
whether higher atmospheric CO₂ concentrations
the north. Uncertainty exists concerning whether
would mitigate the decline of forests along southern
forests in the southern part of the region will die
boundaries of their ranges.
back leaving grasslands or whether new species will
be able to migrate or will be transplanted and
flourish.
311
Chapter 15
Hemlock
Present Range
Range After 2050: GISS
Range After 2050: GFDL
Sugar Maple
Present Range
Range After 2050: GISS
Range After 2050: GFDL
Potential Range
Scale 0 400Km
Inhabited Range
Figure 15-11. Shifts in range of hemlock and sugar maple (Zabinski and Davis, Volume D).
The rapid rate of climate change, coupled with the
for production of pulp, paper, and construction
presence of urban areas and extensive farmland in
materials. These species would decline and would
the southern Great Lakes States, may impede
be replaced by oaks and maples, which are useful
migration of southern species into the region. Such
for furniture but take longer to become fully grown.
a shift could result in increased soil erosion and
Red maple, which may be more abundant in the
decreased water quality. In addition, higher tree
southern area, is not currently used commercially.
mortality and drier soils could increase fire
Changes in forest abundance may also affect
frequency. There also may be an increase in
tourism and recreation.
pathogen-related mortality in trees. Shifts in forest
composition and abundance may have implications
Agriculture
for wildlife in the region.
The agriculture studies combined analyses of
This shift in species also could have significant
impacts on the region and across the country.
impacts on the commercial forest industry in the
Ritchie et al. studied the potential impacts of
region. The industry currently harvests softwoods
climate change on crop yields in the region. Adams
312
Great Lakes
et al. then used the results from this study and other
very large because current yields are very low
regional crop yield analyses to estimate economic
relative to other sites.
adjustments by farmers. Easterling studied how a
typical Illinois corn farmer would try to adapt to
Results
climate change.
Ritchie et al. found that temperature and
Crop Yields
precipitation changes alone could reduce crop yields
everywhere in the region, except in the
Study Design
northernmost latitudes, such as Duluth, where yields
could increase depending on rainfall availability.
Ritchie et al. used crop growth models to
Results from selected sites are displayed in Table
estimate the impacts of climate change on yields for
15-5. Corn yields could decrease from 3 to 60%,
corn and soybeans in the Great Lakes States (Jones
depending on climate and water regime (dryland or
and Kiniry, 1986; Wilkerson, 1983). The two
irrigated). However, Duluth, the most northern
physiological models examine the direct effects of
site, could see increases of 49 to 86%. Current
temperature and precipitation on crop yields.
dryland and irrigated corn yields are lower in
Ritchie et al. also used simple estimates of
Duluth than in the more southern sites. Dryland
increased photosynthesis and decreased
yields in Duluth under climate change could be
transpiration to conduct a sensitivity analysis of the
equal to other sites, and irrigated yields could
combined impacts of change in weather and CO₂
exceed the other locations.
fertilization on crop yields. In addition, they studied
whether crop varieties currently in southern areas
Dryland soybean yields are estimated to drop
may mitigate climate effects.
by 3 to 65% in the region, except in the north.
There, dryland yields may decrease by 6% under
Limitations
GFDL but increase by 109% under the wetter GISS.
Under irrigated scenarios, soybean yields in the
The direct effects of CO₂ in the crop modeling
north increase by 96 to 153%. Even with the
study results may be overestimated for two reasons.
increase in output, the soybean yields in Duluth may
First, experimental results from controlled
still be lower than in areas to the south.
environments may show more positive effects of
CO2 than would actually occur in variable, windy,
The reduction in yields in the south would be
and pest-infested (weeds, insects, and diseases) field
due mainly to the shorter growing period resulting
conditions. Second, because other radiatively active
from extreme summer heat. Production in the
trace gases, such as methane (CH₄) also are
north is currently limited by the long winter, so a
increasing, the equivalent warming of a doubled
longer frost-free season results in increased yields.
CO2 climate may occur somewhat before an actual
doubling of atmospheric CO₂. A level of 660 ppm
Ritchie found that the demand for irrigation
CO₂ was assumed for the crop modeling
would rise between 20 and 173% under the GFDL
experiments, while the CO₂ concentration in 2060 is
scenario and up to 82% under GISS, although some
estimated to be 555 ppm (Hansen et al., 1988).
sites under GISS were estimated to have reductions
in demand of up to 21%.
All the scenarios assumed that by having low
salinity and no compaction, soils would be relatively
The combined effects of higher concentrations
favorable for crops, and there were would be no
of CO2 and climate change could increase yields if
limits on the supply of all nutrients. In addition, the
sufficient rainfall is available. If it is not, yields
analysis assumed farmers would make no
could rise or fall. Dryland corn and soybean yields
technological adjustments to improve crop yields or
may rise up to 135% under the GISS scenario and
introduce new crops. Possible negative impacts due
up to 390% in Duluth. In the dry GFDL scenario,
to changes in storm frequency, droughts, and pests
however, yields could fall up to 30% or rise up to
and pathogens were not factored into this study.
17%, again except for Duluth, which has an increase
The results could be significantly affected by such
of 66 to 163%. Irrigated yields for corn rise and fall
changes. The percentage changes for Duluth are
under both scenarios, but irrigated soybean yields
313
Chapter 15
Table 15-5. Effects of Climate Change Alone on Corn and Soybean Yields for Selected Sites in Great
Lakes States (ranges are GISS-GFDL and are % change from base)
Corn
Soybeans
Site
Dryland
Irrigated
Dryland
Irrigated
Duluth, MN
+49 to -30
+86 to + 36
+ 109 to -6
+ 153 to +96
Green Bay, WI
-7 to -60
-3 to -44
-3 to -65
+3 to -26
Flint, MI
-17 to -48
-14 to -38
-6 to -51
+6 to -11
Buffalo, NY
-26 to -47
-18 to -38
-21 to -53
+6 to -6
Fort Wayne, IN
-11 to -51
-15 to -48
-2 to -58
0 to -19
Cleveland, OH
-26 to -50
-19 to -43
-16 to -59
-1 to -14
Pittsburgh, PA
-22 to -55
-19 to -45
-13 to -59
0 to -13
Source: Ritchie et al. (Volume C).
could rise 43 to 72% in the south and up to 465%
Regional Shifts
in Duluth. The combined effects lead to an
estimated reduction in demand for irrigation for
Ritchie et al.'s analysis only estimates changes
corn of 26 to 100% under both scenarios, whereas
in potential yields for the Great Lakes region. How
irrigation needs for soybeans under GFDL rise by
much farmers actually grow will depend in part on
65 to 207% and range in GISS from a reduction of
what happens elsewhere. If the relative productivity
10% to an increase of 32%.
of agriculture rises, farmers will probably increase
output. If relative productivity falls, they would
Ritchie found that use of a longer season corn
most likely cut back. Adams et al. examined how
variety could reduce the negative effects of climate
different regions of the United States may react to
alone, under the GFDL scenario, but would still
potential productivity changes. Results are
result in net losses.
presented here for the Great Lakes region only.
It is not clear whether crop yields would rise
Adams et al. modeled potential nationwide
or fall in the region. Among other factors, this will
shifts in crops using the Great Lakes analysis and
depend upon how CO₂ and climate change combine
analyses of shifts in other regional crop yields. He
to affect crop growth and on how hot and dry the
did the analysis for yields attributable to climate
climate becomes. Yields and the potential demand
change alone, and for the combined effects of
for irrigation appear to be quite sensitive to rainfall,
climate and enhanced CO₂ concentrations. Adams
being higher under relatively drier scenarios. If
et al.'s analysis did not account for the effects of
climate change is severe enough, as under the
climate on agriculture in other countries. How U.S.
GFDL scenario, yields could fall. In general,
and regional agriculture respond to climate change
irrigation demand would rise, but some significant
may be strongly influenced by changes in relative
exceptions exist.
global productivity and demand. The study did not
consider introduction of new crops such as citrus.
Implications
(For a discussion of the study's design and
limitations, see Chapter 6: Agriculture.)
The potential shifts of agriculture northward
are discussed below. Since the demand for
Results
irrigation is generally higher, it could become a
more attractive option for farmers in the region.
Adams et al.'s estimates of acreage changes for
Whether more irrigation is actually used will depend
the Great Lakes States are shown in Table 15-6. It
on its costs and the price of crops.
appears that land devoted to agriculture in the
314
Great Lakes
Great Lakes region would not change significantly
change scenarios and with estimates of corn yields
in response to climate change. The results indicate
and prices for climate effects alone from the Ritchie
a slight tendency to increase acreage in the northern
et al. and Adams et al. studies. Based on the
Great Lakes States, although only by small amounts.
interviews, a set of decision rules was established to
Results for the Corn Belt States are inconclusive.
estimate how a typical Illinois corn farmer would
alter farming practices in response to the climate
and agriculture scenarios.
Table 15-6. Percentage Change in Acreage for
Great Lakes States After Doubled
Limitations
CO2 Climate Change (Corn Belt
States include Iowa and Missouri)
The climate change scenarios involve climate
conditions not experienced by the experts. Their
estimates of how farmers would respond are not
Climate change
Climate and
based on experience with similar conditions but on
alone
CO₂
speculation. The results of the combined climate
Area
GISS
GFDL
GISS GFDL
and CO2 sensitivity analyses were not presented to
the experts. The analysis is specifically for Illinois
corn farmers and cannot be extrapolated to other
Lake States
+3
0
+1
+10
areas or crops.
Corn Belt
+2
-6
-1
-6
Results
Easterling found that the degree of adjustment
depends on how much climate changes. Under the
Implications
wetter GISS scenario, farmers could make
adjustments to help mitigate the impacts of higher
The results of Adams et al. and Ritchie et al.
temperatures. Such adjustments could include
suggest that northern regions could become more
planting earlier in the spring to avoid low soil
attractive for agriculture, although more extensive
moisture levels in the summer, using full-season
analysis is needed to confirm this result. The
corn varieties for earlier planting, and changing
presence of thin, glaciated soils may limit this
tillage practices and lowering planting densities to
expansion. If it occurs, such an expansion could
better conserve soil moisture. Under the hotter and
have significant implications for development of the
drier GFDL scenario, corn production might not be
north. Additional acreage could be converted from
feasible. Farmers would likely install irrigation
current uses, such as forests, to agriculture.
systems; switch to short-season corn, soybeans, and
Increased erosion and runoff from this additional
grain sorghum; and perhaps remove marginal lands
acreage would pollute groundwater and streams and
from production. This last conclusion is consistent
lakes in relatively pristine areas. Enhanced
with the Adams et al. study.
agriculture may increase the need for more shipping
as lower lake levels raise shipping costs.
Implications
Adjustments by Illinois Corn Producers
Although farmers have a variety of adjustment
options to help cope with climate change, they may
Farmers may make many adjustments to
have great difficulty coping with extreme changes
climate change such as planting different crop
such as the dry climate implied by the GFDL
varieties, planting earlier in the season, irrigating,
scenario. Use of more irrigation would have
and using different fertilizers. Easterling examined
negative implications for water quality, although this
how a typical corn farmer in Illinois would react to
would be partly counterbalanced by any retirement
climate change.
of marginal lands.
Study Design
Easterling presented several professional crop
consultants with the GISS and GFDL climate
315
Chapter 15
Electricity Demand
Table 15-7. Estimated Changes in Electricity
Demand Induced by Transient
Study Design
Climate Change Scenarios
for Great Lakes Utilities (%)
Linder and Inglis used the GISS transient
scenarios to estimate the national changes in
demand for electricity for the years 2010 and 2055.
Utility
Annual (2010)
Annual (2055)
The temperature change for 2055 is almost as high
as the GISS doubled CO₂ estimate of 4.2°C. They
first estimated the change in electricity demand due
Minnesota
-0.2 to -0.3
-1.2
to gross national product (GNP) and population
Wisconsin
0.4 to -0.5
-2.3
growth, and then factored in demand changes based
Michigan
-0.2 to -0.3
-1.2
on change in climate. The results for the Great
Upstate
Lakes States are displayed here in terms of the
New York
-0.2 to -0.5
-1.3
percentage change from the non-climate-related
Ohio, north
-0.2 to -0.3
-1.3
growth. The Great Lakes analysis did not consider
Ohio, south
0.4 to -0.5
2.1
any reductions in hydropower production resulting
Pennsylvania
0.4 to -0.5
2.2
from drops in lake levels. (For a description of the
Illinois
0.5
2.0
study's design and limitations, see Chapter 10:
Indiana
0.4
1.9
Electricity Demand.)
Total
Negligible
<1
Results
Source: Linder and Inglis (Volume H).
Estimates of changes in annual demand
induced by climate change arę displayed in Table
15-7. The results for 2010 are a range based on
million. By 2055, costs would rise to $23 to $35
GISS transient scenarios A and B, and the results
billion under GISS A. However, Linder and Inglis
for 2055 are just for GISS A. A latitudinal
estimated that the cost to build additional capacity
difference exists within the Great Lakes region. In
to meet GNP and population growth without
the northern states of Minnesota, Wisconsin,
climate change would be $488 to $715 billion.
Michigan, northern Ohio, and upstate New York,
annual demand falls. The reduced demand for
Implications
winter heating apparently offsets the increased
demand for summer cooling. This is true in 2010
Increased capacity requirements could place
and 2055, when scenario temperatures are,
additional stress on the region. Fossil fuel plants
respectively, 1 and 4°C higher than the base case.
could add more pollutants to the air. The lake level
Annual demand in the southern part of the region
analysis indicates that hydropower production from
(in Illinois, Indiana, southern Ohio, and
the lakes would be reduced, further increasing the
Pennsylvania) was estimated to rise because
demand for energy from other sources.
increased cooling needs are apparently greater than
reductions in heating.
POLICY IMPLICATIONS
Although annual demand could fall in some
areas, new generation capacity requirements for all
Climate change could raise many issues to be
utilities in the region would be higher than they are
addressed by policymakers in the region.
now because of increased summer cooling needs.
Fundamentally, decisionmakers may have to cope
New generation capacity requirements needs are
with water use, water quality, and land management
estimated to rise by 3 to 8% in 2010 and by 8 to
issues. They could have to respond to a decline in
11% in 2055. Whether costs would rise in the next
water availability, increased demand for water,
two decades is not clear. Linder and Inglis
poorer water quality, and shifts in land use,
estimated that under the gradual warming of GISS
including the possibility of expanded agriculture in
B, cumulative capital costs in the region would be
the north.
reduced by $1.3 billion, while under the more rapid
warming of GISS A, costs would increase by $300
316
Great Lakes
Most likely, many of the decisions in response
makers will have to balance these demands with the
to climate change, especially issues concerning water
needs of people in the basin.
management, would be made on an international
basis. Both Canada and the United States oversee
Shipping
the regulation of the lakes, water quality, and
diversions of water out of the basin.
Any response to the potential impacts on the
shipping industry may be costly. Possibilities
Water Supply Issues
include dredging of both ports and connecting
channels. Dredging could cost tens, if not hundreds,
Lake Regulation
of millions of dollars. In addition to the high capital
costs of dredging, substantial environmental costs
One important issue to be faced by both
could be incurred in disposing of dredge soils
countries may be regulation of the lakes. Lower
contaminated with toxic chemicals. If dredging were
lake levels may require altering regulation plans for
not undertaken, cargo loads would be lower and
Lakes Superior and Ontario. This would involve
would possibly impair Great Lakes commerce.
tradeoffs among the needs of shippers, hydropower,
shoreline property owners, and infrastructure, and
Pollution Control
downstream needs, in deciding how high to keep the
lakes and rivers. For example, maintaining
Climate change could lead to stricter pollution
highwater levels in the lakes to support shipping,
control to maintain water quality. Reduced
hydropower, consumption, and improved water
riverflow, lower lake levels, changed thermal
quality would be at the expense of shipping,
structure, and potentially reduced groundwater
hydropower, municipal and industrial consumption,
supplies may necessitate stricter standards and
and water quality in the St. Lawrence River.
additional controls on sources of pollution. A need
Additional structures to control the flow on the
may exist for better management of nutrient runoff
lakes may be an option. The International Joint
from farms into shallow areas, such as the Lake
Commission should begin to consider in its long-
Erie Western and Central Basins. Many pollution
term planning the potential impacts of climate
control institutions, such as EPA and state and local
change on lake regulations.
water quality agencies, would have the authority to
impose appropriate controls on polluters.
Withdrawals
The water quality problems directly caused by
Even without climate change, population
climate change could be exacerbated by other
growth would increase demand for water for
responses to climate change. Intensified agriculture
municipal and industrial consumption and power
in the region could increase runoff, necessitating
generation. Climate change would most likely
more control of nonpoint sources of pollution. If
intensify the demand for withdrawals from the lakes
agriculture in northern areas expands, surface and
for even more uses within and outside the basin.
groundwater quality in relatively pristine areas may
Municipal consumption would rise (Cohen, 1987b),
be degraded. Pollution control authorities such as
and farmers in the region may need more water for
the U.S. EPA may need to impose more
irrigation.
comprehensive controls for those areas and should
consider this in their long-term planning.
Others outside the Great Lakes may demand
diversion of water from the basin. The 1986 Water
Fisheries
Resources Development Act prohibits such
diversion without the agreement of all Great Lakes
Although the analysis on fisheries indicates that
governors and prohibits the federal government
fish populations in the Great Lakes would generally
from studying this issue. Increased diversion
increase, maintaining fisheries may require intensive
through the Chicago Ship Canal was requested in
management. In productive areas, the possibility of
the summer of 1988 to raise water levels on the
introduction of new species could mean major
drought-starved Mississippi River. The U.S. Army
changes in aquatic ecosystems. Fisheries
Corps of Engineers rejected the request. Policy-
management may be needed to maintain
commercially and recreationally valuable species.
317
Chapter 15
The Great Lakes Fishery Commission may wish to
of such plantings. The forestry industry may
consider the possible implications of climate change
consider growing different types of species and
on valuable fisheries and management strategies to
producing wood for different uses, such as for
handle these possible changes. Additional pollution
furniture rather than for pulp and paper.
controls may be needed to help maintain fisheries in
such areas as western and central Lake Erie.
Agriculture
Land Use
Although forests may decline, demand for more
land for agriculture in northern areas may grow;
Shorelines
however, Adams et al. indicated this demand may
be small and will depend on market forces and
The potential changes in land availability and
policies. Federal and state land managers as well as
uses present opportunities and challenges. Lower
local zoning laws may need to consider that the
lake levels would open up new beaches and
demand for land use may change. Rules on these
potential areas for recreation and development,
lands could have a major influence on how, if at all,
although high capital costs may be associated with
the north is developed.
developing them. These lands could be kept
undeveloped to serve as recreational areas and as
Demographic Shifts
protection against fluctuating lake levels and
erosion. Conversely, they could be developed to
This report did not study the demographics
provide more housing and commercial uses.
associated with climate change and cannot say
Building structures closer to the shorelines would
whether people will migrate north along with
make them more vulnerable to short-term rises in
warmer climates. A workshop on climate change
lake levels.
and the Great Lakes region, conducted by Ray et al.
and attended by government representatives,
How these lands will be used will be decided
academics, and citizens group representatives who
by local and state governments as well as private
have studied climate-related Great Lakes resources,
shoreline property owners. Under the Coastal Zone
concluded that populations from other regions of
Management Act, states may identify coastal zone
the United States could migrate to the Great Lakes.
boundaries and define permissible land (and water)
The region could have a more favorable climate
uses (Baldwin, 1984). Thus, the act could be used
than more southern areas. Although lake levels
to help manage the use of exposed shorelines.
may fall, the lakes will still contain a large amount
of freshwater while other areas have more severe
Lower lake levels and less ice cover may also
water availability problems. Consequently, the
increase shoreline erosion, decreasing the value of
Great Lakes region may be relatively more
shorelines and degrading water quality. The Great
attractive than other regions.
Lakes Basin is not included in the U.S. coastal
barrier system, a program that denies federal funds
Like lower lake levels, an in-migration could
for development of designated erosion or flood-
present opportunities and challenges. Such a
prone coastal barriers (Ray et al., Volume J).
migration could revitalize the region, reversing
population and economic losses of recent decades.
Forestry
However, it also could exacerbate some of the
problems associated with climate change. More
The potential decline in forests and northward
people and industries would require more water and
shift in Great Lakes agriculture raise many land-use
add more pollution, further stressing water supplies
issues. One important issue may be how to manage
and quality. Population growth could increase
potentially large and rapid shifts in forest
pressure to develop exposed shorelines along the
composition. To speed northward colonization,
lakes.
plantings of the species might be recommended
along the advancing front of suitable climate.
However, unsuitable soils and day lengths shorter
than the species can tolerate might limit the success
318
Great Lakes
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Impact of climate change on Great Lakes levels and
outflows. Inland Waters Directorate. Ontario
U.S. EPA and Environment Canada. 1987. The
Region. Environment Canada. Unpublished report.
Great Lakes: An Environmental Atlas and Resource
Book. Chicago, IL.
Tarlock, D.A. 1988. Multi-Jurisdictional Issues
Presented to National Research Council, Water
Wall, G. 1985. Climate Change and Its Impact on
Science Technology Board Colloquium Series, Great
Ontario Tourism and Recreation. Submitted to
Lakes Water Levels: Shoreline Dilemma. Chicago,
Environment Canada.
IL. March.
Wilkerson, G.G., J.W. Jones, K.J. Boote, K.J.
U.S. Department of Commerce. 1987. U.S.
Ingram, and J.W. Mishoe. 1983. Modeling soybean
Department of Commerce, Bureau of the Census.
growth for crop management. Transactions of the
Statistical Abstract of the United States: 1987.
American Society of Agricultural Engineers, St.
(107th edition). Washington, DC: Government
Joseph, Michigan, 26:1, 63-73.
Printing Office.
321
CHAPTER 16
SOUTHEAST
FINDINGS
Considering various scenarios of climate
change and CO2, the productivity of
Global climate change could diminish the extent of
southeastern agriculture could decline relative
the region's forests, reduce agricultural productivity
to northern areas, and 10 to 57% of the
and increase the abandonment of farms, diminish
region's farmland could be withdrawn from
fish and shellfish populations, and increase
cultivation. This analysis did not consider
electricity demand. Approximately 90% of the
whether new crops would be introduced. The
national coastal wetland loss and two-thirds of the
decline in cultivated acreage may tend to be
national shoreline protection costs from sea level
concentrated in areas where farming is only
rise could occur in the Southeast. The impacts on
marginally profitable today. A reduction in
rivers and water supplies are uncertain.
agriculture could hurt farm-related
employment and the regional economy.
Agriculture
Forests
Southeastern agriculture is generally more
vulnerable to heat stress than to freezing, so
There may be a significant dieback in southern
the adverse impacts of more hot days would
forests. Higher temperatures and drier soils
more than offset the beneficial impact of a
may make it impossible for most species to
longer growing season.
regenerate naturally and may cause forests to
convert to shrub terrain or grassland. The
As a result of climate change alone, yields of
decline in the forests could be noticeable in 30
soybeans and corn would vary from no change
to 80 years, depending on the site and scenario.
in the cooler regions to up to a 91% decrease
Southern noncoastal areas, such as Atlanta and
in warmer areas, even if rainfall increases.
Vicksburg, may have particularly large
reductions. The moist coastal forests and the
A preliminary assessment suggests that when
relatively cool northern forests may survive,
the direct effects of CO₂ are included, yields
although with some losses.
might increase in parts of the region if climate
also becomes wetter. If climate becomes drier,
The forest industry, which is structured around
yields could decrease everywhere in the region.
currently valuable tree species, would have to
However, our understanding of the direct
either relocate or modify its planting strategies.
effects of CO₂ fertilization is less certain than
our understanding of the impacts of climate
Historically, abandoned farms have generally
change. Increased CO₂ could also affect
converted to forests. If large portions of the
weeds, but these impacts were not analyzed.
Southeast lose the ability to naturally generate
forests, much of the region's landscape may
If rainfall decreases, irrigation will become
gradually come to resemble that of the Great
necessary for farming to remain viable in much
Plains.
of the region.
Water Supplies
The range of such agricultural pests as potato
leafhoppers, sunflower moths, and black
Because the winter accumulation of snow plays
cutworms could move north by a few hundred
a negligible role in determining riverflow, our
kilometers. This would most likely result in
inability to predict whether rainfall will increase or
increased use of pesticides.
323
Chapter 16
decrease makes it difficult to say whether riverflows
finfish and shellfish, such as shrimp, flounder, and
will increase or decrease.
oysters. Oysters and other species could be
threatened by the increased salinity that will
The limited number of hydrologic studies
accompany sea level rise. Some species, such as
conducted in the Southeast further prevents us
pink shrimp and rock lobster, could increase in
from making any definitive statement about the
abundance.
regionwide implications for rivers.
Electricity Demand
Decreases in rainfall could disrupt navigation,
drinking water availability, recreation,
The annual demand for electricity in the
hydropower, powerplant cooling, and dilution
Southeast could rise by 14 to 22 billion
of effluent, while increased rainfall could
kilowatthours (kWh), or 2 to 3%, by 2010 and
exacerbate the risk of flooding.
by 100 to 197 billion kWh, or 7 to 11%, by
2055 as a result of increased temperature.
For the scenarios used in this report, changes
in operating rules for managed water systems
By 2010, approximately 7 to 16 gigawatts (GW)
would allow current water demands to be met
could be needed to meet the increased
in most instances.
demand, and by 2055, 56 to 115 GW could be
needed -- a 24 to 34% increase over baseline
The Southeast generally has ample
additions that may be needed without climate
groundwater supplies. The potential
change. The cumulative costs could be $77 to
implications of increased irrigation on
$110 billion by 2055.
groundwater need to be examined.
Policy Implications
Sea Level Rise
Federal laws constrain the U.S. Army Corps
A 1-meter rise in sea level by the year 2100
of Engineers and other water resource
would inundate 30 to 90% of the region's
managers from rigorously considering tradeoffs
coastal wetlands and flood 2,600 to 4,600
between many nonstatutory objectives of
square miles of dryland, depending on the
federal dams in the Southeast, including
extent to which people erect levees to protect
recreation, water supply, and environmental
dryland from inundation. If current river
quality. Increased flexibility would improve the
management practices continue, Louisiana
ability of these agencies to respond to and
alone would account for 40% of national
prepare for climate change.
wetland loss, and developed areas could be
threatened as soon as 2025.
Given the potential withdrawals of acreage
from agriculture, the potential for growing
Holding back the sea by pumping sand or
tropical crops needs to be examined.
other measures to raise barrier islands, and
protecting mainland areas with bulkheads and
Strategies now being evaluated by the
levees, would cost approximately $42 to $75
Louisiana Geological Survey and the U.S.
billion through the year 2100 for a 1-meter
Army Corps of Engineers to address coastal
rise.
wetland loss in Louisiana should consider a
possible sea level rise of 0.5 to 2.0 meters.
Marine Fisheries
Measures that would enable this ecosystem to
survive would require major public works and
Gulf coast fisheries could be negatively affected
changes in federal navigation and riverflow
by climate change. A loss of coastal wetlands
policies. Because of the decades required to
due to sea level rise could eliminate critical
implement necessary projects and the prospect
habitats for shrimp, crab, and other
that much of the ecosystem would be lost by
commercially important species. Temperatures
2030 even without climate change, these
in the gulf coast estuaries may exceed the
programs need to proceed expeditiously.
thermal tolerances for commercially important
324
Southeast
Given the potentially important impacts on
abundant rainfall, and generally flat terrain gave rise
forests, private companies as well as agencies
in the 17th century to a strong agricultural economy
such as the U.S. Forest Service and state
with a distinctive regional culture. The combination
agencies may wish to assess the potential for
of a benign climate and 60% of the nation's ocean
large losses of southern forests and the
beaches continues to attract both tourists and new
implications for research and management
residents to the southeastern coastal plain. Florida,
strategies.
for example, is the nation's fastest growing state and
will be the third largest by the year 2000 (Meo et
al., Volume J).
CLIMATE AND THE SOUTHEAST
The climate and the coastal zone of the
CLIMATE-SENSITIVE
Southeast are among the chief factors that
RESOURCES OF THE
distinguish the southeastern United States from the
rest of the nation. 1 The warm temperatures,
SOUTHEAST
Water Resources
1 Except for the discussion of the economic implications for
When statewide averages are considered, each
of the seven states in the Southeast receives more
agriculture, the term "Southeast" refers to the study area shown
in Figure 16-1: North Carolina, South Carolina, Georgia,
rainfall than any other state in the continental
Florida, Alabama, Mississippi, Tennessee, and the coastal zones
of Louisiana and Texas.
NASHVILLE
CHARLOTTE
MEMPHIS
ATLANTA
BIRMINGHAM
JACKSON
JACKSONVILLE
NEW
ORLEANS
MIAMI
Figure 16-1. Southeast region.
325
Chapter 16
United States (although parts of some western
but only 30% for public supplies (see Meo et al.,
states receive more). Moreover, the rivers of the
Volume J).
Southeast drain over 62% of the nation's lands; the
Mississippi River alone drains 38% of the nation
Atlanta and some other metropolitan areas
(Geraghty et al., 1973).
obtain their water supplies from federal reservoirs;
however, even the many cities that do not still may
The Southeast supports 50,000 square miles of
benefit from federal and federal/state water
bottomland hardwood forests (Mitch and Gosselink,
management. For example, New Orleans obtains its
1986), 2 which are periodically flooded areas that
water from the Mississippi River. Without the Old
offer winter habitat for migratory birds such as
River Control Structure in Simmesport, Louisiana,
ducks, geese, and songbirds. Bass, catfish, and
which prevents the river from changing its course to
panfish are found in the slow-moving rivers, and
the Atchafalaya River, the New Orleans water
trout inhabit the fast-moving mountain streams.
supply would be salty during droughts. Although
Miami obtains its water from the Biscayne Aquifer,
Dams have been constructed along most of the
some coastal wells would be salty without the efforts
region's major rivers. Although private parties have
of the U.S. Army Corps of Engineers and the South
built a few dams, most of the major projects were
Florida Water Management District to recharge the
built by the U.S. Army Corps of Engineers, the
aquifer with supplemental freshwater from canals
Tennessee Valley Authority, and other federal
and Lake Okeechobee.
agencies. In general, the statutory purposes of these
reservoirs have been to ensure a sufficient flow of
The various uses of water often conflict with
water during droughts, to prevent floods, and to
each other. Hydroelectric power generators,
generate electricity. The nonstatutory objectives of
lakefront residents, and boat owners benefit when
environmental quality, recreation, and water supply
water levels are maintained at high levels. However,
also are considered in the operation of dams.
high water levels make flood control more difficult,
and municipal uses, navigation, hydropower, and
Dam construction has created large lakes along
environmental quality require that water be released
which people have built houses, hotels, and marinas.
during the dry season, which adversely affects
These dams generate 22.2 billion kilowatthours
recreation.
(kWh) per year, approximately 7% of the region's
power requirements (Edison Electric Institute,
Estuaries
1985). In general, the reservoirs have sufficient
capacity to retain flood surges and to maintain
Over 43% of the fish and 70% of the shellfish
navigation flows during the dry season. The one
harvested in U.S. waters are caught in the Southeast
notable exception is the Mississippi River: levees
(NOAA, 1987). Commercially important fishes are
and land-use regulations are the main tools for
abundant largely because the region has over 85%
preventing flood damages; although the Mississippi's
of the nation's coastal wetlands; over 40% are in
base flow usually is sufficient to support navigation,
Louisiana alone.
boats ran aground on many stretches of the river
during the drought of 1988.
Most of the wetlands in the Southeast are less
than 1 meter above sea level. The wetlands in
In Florida, which accounts for 45% of water
Louisiana are already being lost to the sea at a rate
consumption in the Southeast, groundwater supplies
of 50 square miles per year because of the
about half the water used by farms and 85% of the
interaction of human activities and current rates of
water used for residential and industrial purposes.
relative sea level rise resulting from the delta's
For the rest of the Southeast, groundwater supplies
tendency to subside 1 centimeter per year. (This
most water for agricultural and rural uses
problem is discussed in greater detail below.)
2 This measure includes Mississippi, Arkansas, Louisiana, Texas
Summer temperatures in many of the gulf
and Virginia.
coast estuaries are almost as warm as crabs, shrimp,
oysters, and other commercially important fishes can
tolerate (Livingston, Volume E). Winter
326
Southeast
temperatures along the gulf coast are almost warm
coasts, this region has wide low-lying coastal plains
enough to support mangrove swamps, which
and experiences several hurricanes annually.
generally replace marshes once they are established;
Florida, Texas, and Louisiana account for 62% of
mangroves already dominate the Florida coast south
the $144 billion of private property insured by the
of Fort Lauderdale.
Federal Flood Insurance Program (see Riebsame,
Volume J).
Beach Erosion and Coastal Flooding
Agriculture
The Southeast has 1,100 miles of sandy ocean
beaches, many of which are found on low and
In the last few years, droughts and heat waves
narrow barrier islands. The Atlantic coast is heavily
have caused crop failures in many parts of the
developed, while much of the gulf coast is only now
Southeast. Unlike much of the nation, cold weather
being developed. In part because of their
generally is not a major constraint to agricultural
vulnerability to hurricanes, none of Mississippi's
production, except for Florida's citrus industry.
barrier islands has been developed, and only one of
Louisiana's barrier islands is developed at present.
Although cotton and tobacco were once the
Because much of Florida's gulf coast is marsh, it is
mainstays of the Southeast's economy, agriculture
still largely undeveloped.
now accounts for only 1% of the region's income
(U.S. Department of Commerce, 1986). Since
All eight coastal states are experiencing coastal
World War II, substantial amounts of farmland have
erosion. Along developed coasts, recreational
been withdrawn from agriculture, and much of this
beaches have narrowed, increasing the vulnerability
land has been converted to forest. The cotton crop
of shorefront structures to storms. In Louisiana,
has been largely lost to the irrigated Southwest, and
some undeveloped barrier islands are eroding and
although tobacco remains profitable, it is grown on
breaking up. Elsewhere, narrow barrier islands are
only 500,000 acres. However, in the last few
keeping pace with sea level rise by "overwashing"
decades, southeastern farmers have found soybeans
(i.e., rolling over like a rug) in a landward direction,
to be profitable; this crop now accounts for 45% of
while wide islands and mainland coasts have simply
all cultivated land in the Southeast. Corn continues
eroded. The coastal states of the Southeast are
to account for 5% of southeastern agriculture (U.S.
responding by holding back the sea in some areas
Department of Commerce, 1982). Table 16-1
and by adapting to erosion in others.
compares annual revenues by state for various
crops.
The two greatest natural disasters in U.S.
history resulted from floods associated with
Forests
hurricanes in Galveston, Texas, and Lake
Okeechobee, Florida, in which over 8,000 people
The commercial viability of southeastern
drowned. After the Mississippi River overflowed
forests has increased greatly since World War II,
its banks and inundated most of coastal Louisiana
primarily as a result of the increased use of
in the 1930s, Congress directed the U.S. Army
softwoods, such as pines and firs, for plywood and
Corps of Engineers to initiate a major federal
for applications that once required hardwood.
program of flood control centered around the
Because this transition coincided with lower farm
Southeast. Nevertheless, flood waters often remain
prices and declining soils in the piedmont foothills
over some low areas in Louisiana and Florida for
of the Southeast, many mountain farms have been
several days after a major rainstorm.
converted to forests. However, in the last 10 years,
7 million acres of coastal plain forests have been
Hurricanes continue to destroy recreational
converted to agriculture (Healy, 1985).
development in at least a few ocean beach
communities almost every year in the Southeast.
Approximately 45% of the nation's softwood
The region presently experiences the majority of
(mostly loblolly pine) and 50% of its hardwood are
U.S. coastal flooding and probably would sustain
grown in the region. Forests cover 60% of the
the worst increases in flooding as a result of global
Southeast, and 90% of forests are logged.
warming. Unlike the Northeast and Pacific
Oak-hickory covers 35%, and pine covers another
327
Chapter 16
Table 16-1. Annual Revenues by State for
33% of commercial forests. Only 9% of the
Various Crops (thousands of 1986
southeastern forests are owned by federal and state
dollars)
governments, and 18% are owned by the forest
industry. In contrast, 73% of the forests are owned
by farmers and other private parties (Healy, 1985).
Crop
Value
Indoor and Outdoor Comfort
Corn for grain
Alabama
856,550
The Southeast is one of the few areas that
Florida
31,493
spends as much money on air-conditioning as on
Georgia
203,931
heating. Figure 16-2 shows temperatures
Mississippi
22,600
throughout the Southeast for the months of January
North Carolina
324,789
and July. Even in January, about half the region
South Carolina
104,333
experiences average temperatures above 50°F, and
Tennessee
193,687
almost the entire region has a typical daily high
above 50°F. Thus, with the possible exception of
Cotton
the cool mountains of Tennessee and North
Alabama
145,540
Carolina, a global warming would increase the
Florida
8,112
number of days during which outdoor temperatures
Georgia
97,325
would be unpleasantly hot much more than it would
Mississippi
449,630
reduce the number of unpleasantly cold days.
North Carolina
30,944
Tennessee
109,610
PREVIOUS STUDIES OF THE
Sugarcane for sugar and seed
Florida
369,899
IMPACTS OF CLIMATE CHANGE
ON THE SOUTHEAST
Tobacco
Florida
NA
Georgia
NA
Most studies examining the impact of global
North Carolina
warming on the Southeast have focused on sea level
NA
South Carolina
NA
rise. Recent efforts have addressed other topics.
Tennessee
NA
Several dozen researchers presented papers on
other global warming impacts on the Southeast at a
Peanuts for nuts
1987 EPA conference held in New Orleans (Meo,
Alabama
133,930
1987). Their papers suggested that agricultural
Florida
yields would decline, forest species would shift, and
48,600
that coastal and water supply officials should start to
Georgia
472,645
North Carolina
122,941
plan for the consequences of global warming.
South Carolina
5,882
Flooding
Soybeans
Alabama
140,719
Leatherman (1984) and Kana et al. (1984)
Florida
31,036
applied flood-forecasting models to assess the
Georgia
179,676
potential increases in flooding in Galveston, Texas,
Mississippi
365,018
and Charleston, South Carolina. For the Galveston
North Carolina
196,673
area, a 90-centimeter (3-foot) rise would increase
South Carolina
125,214
the 100-year floodplain by 50%, while a 160-
Tennessee
230,373
centimeter (5.2-foot) rise would enable the 100-year
storm to overtop the seawall erected after the
NA = Not available.
disaster of 1900. For the Charleston area, a 160-
Source: U.S. Department of Agriculture (1987).
centimeter rise would increase the 10-year
328
Southeast
A.
B.
40
35
80
45
70
70
75
80
35
82
80
V
40
50
85
80
80
45
55
60
82
50
82
65
55
85
55
82
60
70
JANUARY
JULY
Figure 16-2. Typical temperatures in the Southeast: (A) January, (B) July.
floodplain to the area currently covered by the 100-
necessitate substantial changes in the ports and
year floodplain.
shipping lanes of the Mississippi River to prevent
the loss of several thousand square miles of coastal
Gibbs (1984) estimated that the economic
wetlands. Titus et al. (1987) showed that a
impact of a 90-centimeter rise by 2075 could be as
reconstructed coastal drainage system in Charleston
great as $500 million for Galveston and over $1
should be designed for a 1-foot rise in sea level if
billion for Charleston. However, he also estimated
the probability of such a rise is greater than 30%.
that the adverse impacts of flooding and land loss
Linder et al. (1988) found that warmer temperatures
could be cut in half if the communities adopted
would require an electric utility company to
measures in anticipation of sea level rise. Titus
substantially increase its generating capacity.
(1984) focused on decisions facing Sullivans Island,
South Carolina, in the aftermath of a storm. He
concluded that rebuilding $15 million in oceanfront
CLIMATE CHANGE STUDIES IN
houses after a storm would not be economically
THIS REPORT
sound if future sea level rise is anticipated, unless
the community is prepared to continuously nourish
its beaches.
Table 16-2 and Figure 16-3 illustrate the
studies undertaken as part of this effort. Few
Wetlands
resources had previously been applied to examining
the various impacts of climate change for the
Kana et al. (1986) surveyed marsh transects
Southeast. Models of coastal erosion, coastal
and estimated that 90- and 160-centimeter (3.0- and
wetland loss, agricultural yields, forest dynamics,
5.2-foot) rises in sea level would drown 50 and 90%,
and electricity consumption were sufficiently refined,
respectively, of the marsh around Charleston, South
so that it was possible to inexpensively apply them
Carolina. Armentano et al. (1988) estimated the
to numerous sites and develop regional assessments.
Southeast would lose 35 and 70% of its coastal
Louisiana, which accounts for half of the region's
wetlands for respective rises of 1.4 and 2.1 meters,
wetlands, has been the subject of previous studies.
assuming that developed areas are not protected.
It is discussed following the studies for this report.
Infrastructure
By contrast, the impacts on water resources
and ecosystems required more detailed site-specific
The Louisiana Wetland Protection Panel
studies, and it was not possible to undertake such
(1987) concluded that a rise in sea level might
case studies for a large number of watersheds or
329
Chapter 16
Table 16-2. Studies of the Southeast
Regional Studies
Impacts on Runoff in the Upper Chattahoochee River Basin - Hains, C.F. Haines, Hydrologist, Inc.
(Volume A)
Projected Changes in Estuarine Conditions Based on Models of Long-Term Atmospheric Alteration
- Livingston, Florida State University (Volume E)
Policy Implications of Global Climatic Change Impacts Upon the Tennessee Valley Authority
Reservoir System, Apalachicola River, Estuary, and Bay and South Florida - Meo, Ballard, Deyle,
James, Malysa, and Wilson, University of Oklahoma (Volume J)
Potential Impacts on Climatic Change on the Tennessee Valley Authority Reservoir System -
Miller and Brock, Tennessee Valley Authority (Volume A)
Impact of Climate Change on Crop Yield in the Southeastern U.S.A. - Peart, Jones, and Curry,
University of Florida (Volume C)
Methods for Evaluating the Potential Impacts of Global Climate Change - Sheer and Randall,
Water Resources Management, Inc. (Volume A)
Forest Response to Climate Change: A Simulation Study for Southeastern Forests - Urban and
Shugart, University of Virginia (Volume D)
National Studies That Included Southeast Results
The Economic Effects of Climate Change on U.S. Agriculture: A Preliminary Assessment - Adams,
Glyer, and McCarl, Oregon State University (Volume C)
National Assessment of Beach Nourishment Requirements Associated with Accelerated Sea Level
Rise - Leatherman, University of Maryland (Volume B)
The Potential Impacts of Climate Change on Electric Utilities: Regional and National Estimates -
Linder and Inglis, ICF Inc. (Volume H)
The Effects of Sea Level Rise on U.S. Coastal Wetlands -Park and Trehan, Butler University and
Mausel and Howe, Indiana State University (Volume B)
Potential Effects of Climatic Change on Plant-Pest Interactions - Stinner, Rodenhouse, Taylor,
Hammond, Purrington, McCartney, and Barrett, Ohio Agricultural Research and Development
Center (Volume C)
Assessing the Responses of Vegetation to Future Climate Change: Ecological Response Surfaces
and Paleological Model Validation - Overpeck and Bartlein, Lamont-Doherty Geological
Observatory (Volume D)
An Overview of the Nationwide Impacts of Rising Sea Level - Titus and Greene, U.S.
Environmental Protection Agency (Volume B)
The Cost of Defending Developed Shorelines Along Sheltered Waters of the United States from
a Two Meter Rise in Mean Sea Level - Weggel, Brown, Escajadillo, Breen, and Doheny, Drexel
University (Volume B)
330
Southeast
Region and Coastal Studies of Wetland
Loss and Cost of Holding Back the Sea
Forest Study Sites
Agriculture Study Sites
TVA, Apalachicola, and South
Florida Watersheds
Figure 16-3. Overview of studies of the Southeast.
ecosystems. Therefore, our analysis was limited to
Table 16-3 illustrates how the frequency of
representative case studies. For water resources, we
mild days during the winter and the frequency of
picked (1) the Tennessee Valley, because it is the
very hot days during the summer might change
largest managed watershed in the region; and (2)
under the Goddard Institute for Space Studies
Lake Lanier, because it serves Atlanta, the region's
(GISS) doubled CO2 scenario. As explained in
second largest city. In both cases, we were able to
Chapter 4: Methodology, these estimates used
identify researchers who were already familiar with
average monthly changes in temperature and
the area. The sole aquatic ecosystem studied in
assumed no change in variability. Under this
depth was Apalachicola Bay, picked because the
scenario, the number of days per year in which the
estuary had already been the subject of the most
mercury would fall below freezing would decrease
comprehensive data collection effort in the
from 34 to 6 in Jackson, Mississippi; from 39 to 20
Southeast.
in Atlanta; and from 41 to 8 in Memphis. The
number of winter days above 70°F would increase
from 15 to 44 in Jackson, from 4 to 14 in Atlanta,
SOUTHEAST REGIONAL
and from 5 to 24 in Memphis.
CLIMATE CHANGE SCENARIOS
Of the nine cities shown, only Nashville has
summer temperatures that currently do not
Figure 16-4 illustrates the scenarios of future
regularly exceed 80°F. However, the number of
climate change from general circulation models.
days with highs below 80°F would decline from 60
Table 16-3 shows the more detailed seasonal
to 34. Elsewhere, the heat would be worse. The
changes.
331
Chapter 16
Table 16-3. The GISS Doubled CO₂ Scenario: Frequency of Hot and Cold Days (°F)
Number of winter days with:
Number of summer days with:
Daily low <32
Daily high >70
Daily high <80
Daily high >90
Daily high >100
Location
HISTᵃ
2xCO₂
HISTᵃ
2xCO₂
HISTᵃ
2xCO₂
HISTª
2xCO₂
HISTᵃ
2xCO₂
Atlanta, GA
38.3
20.5
4.2
13.6
10.0
2.2
17.1
53.3
0.6
4.2
Birmingham, AL
35.5
8.1
7.1
30.7
4.5
0.4
34.1
72.5
1.5
10.7
Charlotte, NC
42.1
23.8
3.4
9.9
11.9
3.7
23.1
56.5
0.1
5.9
Jackson, MS
33.5
5.9
15.3
43.5
0.8
0.2
55.1
83.1
2.0
19.5
Jacksonville, FL
9.3
1.7
34.6
49.6
2.3
0.3
46.4
81.3
0.6
14.1
Memphis, TN
41.2
8.1
5.2
23.6
4.9
0.7
50.5
74.8
2.6
19.1
Miami, FL
0.2
0.0
72.9
82.7
0.6
0.0
29.8
83.5
0.0
2.5
Nashville, TN
42.5
15.4
0.3
8.6
60.4
33.7
10.5
20.2
0.3
3.5
New Orleans, LA
14.9
3.5
24.9
39.5
0.9
0.1
55.4
84.9
0.3
13.5
ᵃHIST = Historic.
Source: Kalkstein (Volume G).
A. Temperature
B. Precipitation
6
0.9
0.8
GISS
0.6
5
0.5
GFDL
0.4
4
OSU
0.3
CHANGE (°C)
3
CHANGE (mm/Day)
0.2
0.1
0
-0.1
2
-0.2
-0.3
1
-0.4
-0.5
0
0.6
Winter
Spring
Summer
Fall
Annual
Winter
Spring
Summer
Fall
Annual
Figure 16-4. 2xCO₂ less 1xCO₂ climate scenarios for the Southeast: (A) temperature, and (B) precipitation.
332
Southeast
number of days per year above 90°F would increase
from 30 to 84 in Miami, from 17 to 53 in Atlanta,
and from 55 to 85 in New Orleans. Memphis,
ALL DRYLAND PROTECTED
Jackson, New Orleans, and Jacksonville, which
currently experience 0 to 3 days per year above
100
SALT MARSH
100°F, would have 13 to 20 such days (Kalkstein,
80
BEACH/FLAT
Volume G).
RESULTS OF SOUTHEASTERN
PERCENT OF 1986
WETLAND AREAS
60
MANGROVE
FRESH MARSH
40
SWAMP
20
STUDIES
0
0.0
0.1
0.3
0.6
1.0
1.5
2.2
3.0
SEA LEVEL RISE (Meters)
Coastal Impacts
DEVELOPED AREAS PROTECTED
A number of national studies for the report
presented results for the effects of climate change
100
on the southeastern coast. Leatherman estimated
80
the cost of maintaining recreational beaches. Park
et al. and Weggel et al. examined the impacts on
PERCENT OF 1986
WETLAND AREAS
60
40
wetland loss and shoreline defense, and used their
results to estimate the regionwide cost of raising
20
barrier islands. The projected rise in sea level
0
would cause shorelines to retreat, exacerbate coastal
0.0
0.1
0.3
0.6
1.0
1.5
2.2
3.0
flooding, and increase the salinity of estuaries,
SEA LEVEL RISE (Meters)
wetlands, and aquifers. (For a discussion of the
NO PROTECTION
rationale, methods, and nationwide results of these
100
studies, see Chapter 7: Sea Level Rise.)
Coastal Wetlands
PERCENT OF 1986
80
WETLAND AREAS
60
40
Park et al. (Volume B) examined 29
20
southeastern sites to estimate the regionwide loss
0
of coastal wetlands for a variety of scenarios of
0.0
0.1
0.3
0.6
1.0
1.5
2.2
3.0
future sea level rise. Their analyses included such
SEA LEVEL RISE (Meters)
societal responses as providing structural protection
for all shorelines (total protection), protecting areas
that are densely developed today (standard
Figure 16-5. Wetlands loss in the Southeast for
protection), and allowing shorelines to adjust
three shoreline protection options (Park et al.,
naturally without coastal protection (no protection).
Volume B). (NOTE: These numbers are different
from those in Table 16-4 because they include
Figure 16-5 illustrates their estimates for the
nonvegetated wetlands, i.e., beaches and flats.)
year 2100 for the various scenarios of sea level rise
and coastal defense. Even if current sea level
trends continue, 25% of the Southeast's coastal
wetlands will be lost, mostly in Louisiana.
a 100-centimeter rise could result in losses
Excluding Louisiana:
of 45 to 68%; and
current trends imply a loss of 15%;
a 200-centimeter rise implies losses of 63 to
80%.
a 50-centimeter rise could result in a loss of
35 to 50%, depending on how shorelines
Park et al. estimated losses of 50, 75, and 98%
are managed;
for Louisiana under the three scenarios. However,
they did not consider the potential for mitigating the
333
Chapter 16
loss by restoring the flow of river water into these
Cost of Protecting Recreational Beaches
wetlands; no model exists that could do so
(Louisiana Wetland Protection Panel, 1987). Titus
In Volume B, Leatherman notes that the
and Greene estimated statistical confidence intervals
projected rise in sea level would threaten all
illustrated in Table 16-4.
developed recreational beaches. Even a 1-foot sea
level rise would erode shorelines over 100 feet
Total Coastal Land Loss
throughout the Southeast. Along the coasts of
North Carolina and Louisiana, the erosion would be
Park et al. also estimated total land loss,
considerably greater. Because the distance from the
including both wetlands and dryland. Most of the
high tide line to the first building is rarely more
land loss from a rise in sea level would occur in
than 100 feet, most recreational beaches would be
Louisiana. A 50-centimeter (20-inch) sea level rise
lost, unless either the buildings were removed or
would result in the loss of 1,900 to 5,900 square
coastal protection measures were undertaken.
miles of land, while a 200-centimeter rise would
inundate 10,000 to 11,000 square miles.
Table 16-4 illustrates Leatherman's estimates
of the cost of protecting recreational beaches by
Table 16-4. Summary of Results of Sea Level Rise Studies for the Southeast (billions of dollars)
Response
Baseline
50-cm rise
100-cm rise
200-cm rise
Developed areas are
protected
Land lost
Dryland lost (mi²)
1,300-3,700
1,900-5,500
2,600-6,900
4,200-10,100
Wetlands lost (%)ᵃ
11-22
24-50
34-77
40-90
Cost of coastal defense
19-28
42-75
127-174
Open coast
Sand
3
10-15
19-30
44-74
Elevated structures
negligibleᵇ
5-9
10-40
60-75
Sheltered shores
negligibleᵇ
2-5
5-13
9-41
All shores are
protected
Land lost
Dryland lost (mi²)
0
0
0
0
Wetlands lost (%)ᵃ
0
38-61
47-90
68-93
No shores are
protected
Land lost
Dryland lost (mi²)
N/A
2,300-5,900
3,200-7,600
4,800-10,800
Wetlands lost (%)ᵃ
N/A
22-48
30-75
37-88
"Wetlands" refers to vegetated wetlands only; it does not include beaches or tidal waves.
b Costs due to sea level rise are negligible.
Source: Titus and Greene (Volume B).
334
Southeast
pumping sand from offshore locations. (See Table
to over 7 million people and contains 675 miles of
7-3 for state-by-state results). A 1-meter rise in sea
navigable waterways with annual commercial freight
level could imply almost $20 billion in dredging
of 28 million tons. The lakes created by the dams
costs, with Texas spending $8.5 billion and Florida
have over 10,000 miles of shorelines, which generate
and Louisiana each spending over $3 billion.
75 million visits each year and along which people
have invested $630 million, boosting the region's
Using constant unit costs (except for Florida),
annual economy by $400 million (Miller and Brock,
Leatherman estimated that a 2-meter rise could only
Volume A).
double the total cost to $43 billion. Titus and
Greene estimated that if the unit costs of sand
To assess the potential impacts of climate
increased, 1- and 2-meter rises could cost $30 and
change, Miller and Brock conducted a modeling
$74 billion, respectively. They also estimated that
study of the water resource implications, and Meo
the respective costs of rebuilding roads and utilities
et al. examined the policy implications for the TVA.
on barrier islands could be $5 to 9 billion, $10 to 40
billion, and $60 to 75 billion for the three scenarios.
TVA Modeling Study
Cost of Protecting Calm-Water Shorelines
Methods
While Leatherman focused only on the open
Miller and Brock used the TVA's "Weekly
ocean coast, Weggel et al. estimated the regionwide
Scheduling Model," which the Agency currently uses
costs of holding back the sea in developed sheltered
in setting the guidelines for its operations, to assess
and calm-water areas. Weggel et al. estimate that
the impacts of climate change. This linear
about $2 billion would be spent to raise roads and
programming model selects a weekly schedule for
to move structures, and $23 billion would be spent
managing each reservoir in the TVA system by
to erect the necessary levees and bulkheads for a 2-
sequentially satisfying the objectives of flood control,
meter rise. Table 16-4 shows confidence intervals
navigation, water supply, power generation, water
estimated by Titus and Greene, which imply a total
quality, and recreation. Miller and Brock used this
cost of $42 to 75 billion for a 1-meter rise. The
model to simulate reservoir levels, riverflows, and
combined cost is $68 to 83 billion. These estimates
hydropower generation for wet and dry scenarios,
do not include the costs of preventing flooding or of
derived from the runoff estimates from the GISS
protecting water supplies.
doubled CO2 model run.
Tennessee Valley Authority Studies
TVA was unable to use a hydrologic model to
estimate runoff for this study. Instead, they sought
The Tennessee Valley Authority (TVA) was
to use the runoff estimates from general circulation
created in 1933 to spur economic growth in an area
models. Unfortunately, the OSU and GFDL
previously considered to be one of the nation's
models estimate that there is no runoff today, which
poorest. Geographically isolated by the
would not permit derivation of a scenario.
Appalachian Mountains, the region lacked electricity
Therefore, the GISS runoff estimates were used as
and roads, and the Tennessee River could not
the "wet scenarios." Based on Rind (1988), the dry
provide reliable transportation because it flooded in
scenario simply assumed that the change in runoff
the spring and dried to a trickle during the summer.
would be the inverse of the change assumed in the
By creating the TVA, Congress sought to remedy
wet scenario. Therefore, a TVA study should be
this situation by harnessing the river to provide
viewed as an assessment of the system's sensitivity
electricity, to prevent the flooding that had plagued
to climate change, not as the literal implications of
Chattanooga, and to ensure sufficiently stable
particular general circulation models.
riverflows that would permit maintenance of a 9-
foot-deep navigation channel.
Miller and Brock assessed the potential
impacts of climate change on flood levels in
The region administered by the TVA covers
Chattanooga, Tennessee, using a model that had
40,000 square miles and includes parts of seven
been developed to estimate the constraints on
states. In the last half century, the TVA has
weekly tributary releases. They also estimated the
coordinated the construction of 43 major dams
potential implications for water quality in the Upper
along the river and its tributaries, many of which are
Holston Basin of the valley, using a reservoir water
shown in Figure 16-6. The system provides power
quality model, a riverflow model, and a water
335
Chapter 16
A.
NASHVILLE
KNOXVILLE
MEMPHIS
CHATTANOOGA
LEGEND:
TVA POWER SERVICE AREA
TENNESSEE RIVER WATERSHED
B.
BARKLEY
RIVER OIHO
CUMBERLAND RIVER
NORMANDY
COLUMBIA
NORRIS
TIMS FORD
MISSISSIPPI RIVER
KENTUCKY
TENNESSEE RIVER
MELTON HILL
PICKWICK
CHEROKEE
WILSON
WHEELER
GUNTERSVILLE
NICKAJACK
:
CHICKAMAUGA
WATTS BAR
FORT
LOUDOUN
DOUGLAS
TELLICO
***** :
Figure 16-6. (A) Map of the TVA region, and (B) schematic of the TVA reservoir system (Miller and Brock,
Volume A).
336
Southeast
quality model that TVA has used in the past to
determine the environmental constraints affecting
90%
riverflow.
1025
NORMAL
1020
1015
1010
Limitations
1005
(FEET)
1000
995
Because the riverflow scenarios were not based
990
on hydrologic analysis, conclusions cannot be drawn
985
980
regarding the sensitivity of riverflow to climate
975
BASE
970
change; a more thorough study should apply a
DRY
965
WET
basinwide hydrologic model to the region. A key
960
NORMAL MINIMUM
955
limitation for the flood analysis was that EPA
NTM
;
assumed that every storm in a given month would
result in a change in riverflow proportional to the
change in monthly runoff rather than incorporating
10%
1025
potential changes in flood frequency and intensity.
NORMAL MAXIMUM
1020
(For climate change scenarios, see Chapter 4:
1015
1010
Methodology.) Finally, the study assumed that TVA
1005
1000
would not mitigate impacts by changing its
ION (FEET)
995
operating rules for the reservoirs in response to
990
985
climate change.
980
R
975
BASE
DRY
970
Results
WET
965
NORMAL MINIMUM
960
955
Reservoir levels
---
i
isa
Figure 16-7 shows the estimates of the changes
in reservoir levels in the Norris Reservoir for the
MEDIAN
1025
NORMAL
wet and dry scenarios. Currently, water levels are
1020
1015
typically above 1,010 feet (NGVD) from early May
1010
1005
to early August. Under the wet scenario, the water
(FEET)
1000
would generally be above this level from early April
995
TION
990
to early September; during the driest years (1%),
985
the water levels would be similar to the current
980
975
normal level between May and October. In the dry
BASE
970
DRY
965
WET
scenario, water levels would never exceed 1,005 feet
NORMAL MINIMUM
960
in a typical year, and even during the wettest years
955
27M
;
}
in A
:
non
:
(1%) they would barely exceed the current normal
condition between April and September.
Figure 16-7. Water levels in Norris Reservoir under
Changes in lake levels of this magnitude would
climate scenarios: (A) 10% wettest years; (B)
have important implications for recreation in the
median; and (C) 10% driest years (adapted from
Tennessee Valley, which is supported by facilities
Miller and Brock, Volume A).
worth over $600 million. Even today, recreation
proponents are concerned with reservoir levels
flows would reduce the dilution of municipal and
dropping during some summers. Miller and Brock
industrial effluents discharged into the river and its
found that the wet scenario would largely eliminate
tributaries. Moreover, because water would
current problems with low lake levels; in contrast,
generally remain at the bottom of reservoirs for a
the dry scenario would make these problems the
longer period of time, the amount of dissolved
norm.
oxygen could decline; this would directly harm fish
and reduce the ability of streams to assimilate
Water Quality
wastes. Miller and Brock concluded that the water
supplies from TVA would probably be sufficient,
Miller and Brock found that a drier climate
but that TVA could experience operational
could also create environmental problems. Lower
difficulties and customer dissatisfaction due to
337
Chapter 16
degraded water quality. During extended low-flow
feasible operational change would be to cut back
conditions, wastes would have increased
power generation at fossil-fuel powerplants during
opportunities to backflow upstream to water supply
periods of low flow. However, hydropower
intakes.
production would also be reduced during periods of
low flow, so cutting back production might not be
Flooding
acceptable. One alternative would be to construct
cooling towers, which would eliminate discharges of
Although a drier climate could exacerbate
hot water, at a capital cost of approximately $75
many current problems facing TVA, a wetter
million.
climate could create difficulties, particularly the risk
of flooding, in matters that are currently under
Tennessee Valley Policy Study
control. Miller and Brock found that in the wet
scenario, during exceptionally wet years, storage
Meo et al. (Volume J) analyzed the history,
would be inadequate at the tributary reservoirs; this
statutory authority, and institutional structure of the
condition could result in uncontrolled spillage over
TVA to assess the ability of the organization to
dams. A high probability of flooding would also
respond to climate change. Their analysis relied
exist at Chattanooga. Miller and Brock examined
both on the available literature and on interviews
the levels of the five worst floods of the last 50
with a few dozen officials of TVA and states within
years at Chattanooga, which did not overflow the
the region. They divided the possible responses of
banks of the Tennessee River or flood the city.
TVA into two broad categories: (1) continuing the
However, under the wet scenario, two of the floods
current policy of maximizing the value of
would overtop the banks. The worst flood could
hydroelectric power, subject to the constraints of
reach a level of 56.3 feet and cause over $1 billion
flood control and navigation; and (2) modifying
in damages; the second worst could reach a level of
priorities so that power generation would be
46 feet and cause over $200 million in damages (see
subordinated to other objectives if doing so would
Figure 16-8).
yield a greater benefit to the region. They
concluded that if the climate became wetter, current
Flooding could be reduced if operating rules
policies would probably be adequate to address
were modified to keep water levels lower in
climate change because the only adverse effect
reservoirs on tributaries (although this would
would be the risk of additional flooding, which is
diminish the hydropower benefits from a wetter
already a top priority of the system.
climate). However, changes in operating rules
would not be sufficient to protect Chattanooga from
If climate became drier, on the other hand,
being flooded during a repeat of the worst storm,
existing policies might be inadequate, because they
because rainfall would be largely concentrated over
require power generation to take precedence over
the "mainstem" reservoirs, which do not have
many of the resources that would be hardest hit.
substantial flood-control storage.
Although they expect that the TVA will be more
successful at addressing future droughts, Meo et al.
Power Generation
found that during the 1985-86 drought, falling lake
levels impaired recreation and reduced hydropower
Miller and Brock calculated that the wet and
generation, forcing the region to import power while
dry scenarios imply, respectively, an annual increase
five powerplants sat idle.
of 3.2 megawatt-hours (16%, $54 million per year)
and a decrease of 4.6 megawatt-hours (24%, $87
Meo et al. point out that groundwater tables
million per year), given current capacity and
are falling in parts of the region, in part because
operating rules.
numerous tributaries recharge the aquifers
whenever water is flowing but are allowed to run
Climate change could also have an impact on
dry when water is not being released for
fossil-fuel powerplants. If river temperatures
hydropower. They suggest that even without climate
become warmer, they will require additional dilution
change, the deteriorating groundwater quality and
water. Although sufficient water would be available
availability are likely to lead a number of
if the climate became wetter, meeting minimum
communities to shift to surface water supplies in the
flow requirements would be more difficult if climate
coming decades, adding another use that must
became drier. Miller suggested that the most
compete for the water that is left over when the
338
Southeast
Figure 16-8. Chattanooga was vulnerable to flooding until the TVA system of dams was constructed. The upper
photo shows the 1867 Flood, with water levels similar to those projected by the Miller and Brock under the wet
scenario (Miller and Brock, Volume A).
demands for power have been met. Even with
Studies of the Impacts on Lake Lanier
current climate, they contend, the TVA should
and Apalachicola Bay
assess whether other uses of the region's water
resources would benefit the economy more. If
Figure 16-9 shows the boundaries of the
climate becomes drier, the need for such a
19,800-square-mile Chattahoochee-Flint-
reevaluation will be even more necessary.
Apalachicola River Basin. The U.S. Army Corps
of Engineers and others who manage the
339
Chapter 16
Lake Lanier
Lake Lanier, located 30 miles northeast of
Atlanta, is a source of water for the city and nearby
jurisdictions. Federal statutes require the U.S.
Army Corps of Engineers to manage Lake Lanier to
BUFORD DAM
provide flood control, navigation, and hydropower.
TO
PEACHTREE CREEK
Nevertheless, the lake is also managed to meet
nonstatutory objections such as recreation, minimum
LAKE
flows for environmental dilution, and water supply.
LANIER
Since Lake Lanier was dammed in 1957, the
PEACHTREE CREEK
statutory objectives of flooding and navigation have
TO HEADWATERS OF
WEST POINT LAKE
been met; annual hydropower generation has been
134 MWH³, equal to 2% of today's power
WEST POINT LAKE
TO
JIM WOODRUFF DAM
requirements for Atlanta; and the releases of water
have fulfilled the additional minimum flow needed
to dilute the effluents from sewage treatment plants.
During the last two decades, the lake's
shoreline has been substantially developed with
marinas, houses, and hotels. To a large degree, the
residents have become accustomed to the higher
water levels that prevailed from the 1970s through
1984. Droughts from 1985 to the present, however,
have lowered lake levels, disrupting recreation. In
APALACHICOLA RIVER
the summer of 1986, navigation for recreational
AND
APALACHICOLA BAY
boats located downstream of the lake was curtailed
because of minimal releases from the lake. In 1988,
Atlanta imposed water-use restrictions, with the
objective of cutting consumption by 10 to 20%. A
bill has been introduced to add recreation to the list
of statutory purposes (HR-4257).
Runoff in the Chattahoochee River Basin
Figure 16-9. Drainage area of the Apalachicola-
Chattahoochee-Flint River system.
Study Design. Hains estimated runoff in the
Chattahoochee River Basin and the flow of water
into Lake Lanier for the three scenarios. He
Chattahoochee River as it passes through Lake
calibrated the Sacramento hydrology model
Lanier on its way to the Apalachicola estuary and
developed by the National Weather Service
the Gulf of Mexico face many of the same issues as
(Burnash et al., 1973) to the conditions found in
those faced by the TVA. However, they also are
the watershed of the upper Chattahoochee River.
managing the water supply of Atlanta, the second
He then generated scenarios of riverflow for the
largest city in the Southeast, and the flow of water
baseline climate and the GCM scenarios.
into an estuary that supports the most productive
fishery in Florida (U.S. Department of Commerce,
Limitations. The Sacramento model was
1988).
designed primarily for flood forecasting, not base
flow. In addition, the model was calibrated using
A number of researchers were involved in
the data on evaporation of water from pans, which
EPA's assessment of the potential implications of
climate change for this watershed. A study of Lake
Lanier and a study of the implications for the fish in
3 Personal communication from Harold Jones, Systems
Apalachicola Bay are discussed in the following
Engineer, Southeast Power Administration, Department of
Energy, September 12, 1988.
sections of this chapter.
340
Southeast
is not perfectly correlated with evapotranspiration,
modified a monthly water balance model/operations
and these data came from a nearby watershed.
model previously applied in southern California for
the lake, based on current operating rules for the
Since the analysis was based on scenarios of
reservoir. For the first set of runs, the model
average monthly change, it did not consider
assumes that (1) minimum flows are maintained for
potential changes in variability of events such as
navigation and environmental dilution at all times,
floods. The analysis did not incorporate changes in
(2) lake levels are kept low enough to prevent
vegetation, which could affect runoff.
flooding, (3) historic rates of consumption continue,
and (4) peak hydropower generation is maximized.
Results. As with the Tennessee River, the
To ensure that the assumptions adequately reflect
major climate models disagree on whether the
the actual decision rules used by water managers,
Chattahoochee watershed would become wetter or
Sheer and Randall reviewed the rules with local
drier with an effective doubling of greenhouse gases.
officials from the U.S. Army Corps of Engineers,
Hains estimated that under the wetter GISS
the Atlanta Regional Council, and others
scenario, the average annual riverflow of the
responsible for managing the water supply. In a
Chattahoochee River would increase by 13%; the
second set of runs, they examined the impacts of
drier OSU and GFDL models imply declines of 19
climate change under alternative operating rules
and 27%, respectively, as shown in Figure 16-10.
that assume recreation is also a statutory objective.
The GISS scenario implies slight decreases in winter
flow and increases the rest of the year. Under the
Limitations. Sheer and Randall did not
GFDL scenario, these substantial decreases were
consider changes in demand for water due to
estimated throughout the year, with almost no flow
climate change or population growth; thus, it
in late summer. The OSU scenario also shows
produces high estimates of future water availability
reductions, but the reduction is greatest during the
under all scenarios. Moreover, the results were not
flood season (February to May) and negligible
compared with historic lake levels.
during the dry season (late summer/early fall).
Results. Figure 16-11 shows the Sheer and
Management of Lake Lanier
Randall estimates of lake levels; Figure 16-12 shows
quarterly hydropower production. Under the
Study Design. Sheer and Randall (Volume A)
relatively wet GISS scenario, annual power
examined the implications for water management of
production could increase by 9%. The higher
the riverflow changes estimated by Hains. They
streamflows in this scenario would still be well
below those that occasionally occurred before Lake
Lanier was closed; hence, no significant threat of
flooding would exist for a repeat of the climate of
SEASONAL FLOW RATIOS
1.5
1951-80. Under the relatively dry GFDL scenario,
1.4
GFDL
however, power production could drop 47%, and
OSU
1.3
lake levels would be likely to drop enough to
GISS
1.2
substantially disrupt recreation. This scenario
OBSERVED
assumes that Atlanta would continue to take as
1.1
RATIO (SCENARIO/BASE)
1.0
much water as it does currently (allowing for growth
would increase water supply problems).
0.9
0.8
Sheer and Randall also examined the
0.7
implications of making recreation a statutory
0.6
objective. Although it would be possible to
0.5
maintain lake levels, Atlanta's water supply would
0.4
be threatened. With the current climate, strict
0.3
OCT
NOV
DEC
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
enforcement of such a policy would result in Lake
MONTH
Lanier supplying no water to metropolitan Atlanta
for 8 months of every 30 years. Although under the
Figure 16-10. Ratios of flow under doubled CO2
GISS scenario this would be reduced to 1 month,
scenarios to base case in Upper Chattahoochee
under the dry GFDL scenario, Atlanta would have
River.
to use an alternative source of water 1 to 3 months
each summer.
341
Chapter 16
BASE
GISS
GFDL
1075
1065
TARGET
ELEVATION (FEET)
1055
1045
50
55
60
65
70
75
80
YEAR
Figure 16-11. Lake Lanier elevation (September) under doubled CO₂ scenarios (Sheer and Randall,
Volume A).
BASE
GISS
GFDL
20000
1
15000
MWH PER YEAR
10000
5000
0
50
55
60
65
70
75
80
YEAR
Figure 16-12. Lake Lanier power generation under doubled CO2 scenarios (Sheer and Randall, Volume A).
Implications. Climate change combined with
would be unwise to assume that minimum flows
population growth may require water managers to
could be decreased because future growth may
reexamine the tradeoffs between the various uses of
increase the need for dilution of effluents, and
the Chattahoochee River and Lake Lanier. A
warmer temperatures would speed biological
number of local water officials who met with Sheer
activity. The likely impacts of climate change on
suggested that an appropriate response to changing
Apalachicola Bay may also increase the need to
water availability might be to relax minimum flow
maintain minimum flows.
requirements for navigation and environmental
quality. They reasoned that minimum flows for
Apalachicola Bay
environmental purposes are based on the
assumption that sewage treatment plants are
Apalachicola Bay supports hundreds of
discharging at their maximum rates and that
commercial fishermen; over 80% of Franklin
temperatures are high, conditions that are usually
County earns a livelihood from the bay (Meo et al.
not met. They also argued that little is
Volume J). The contribution of fishing to the area
accomplished by maintaining minimum flows for
was estimated at $20 million for 1980, representing
navigation because ship traffic is light in the lower
90% of Florida's oyster harvest and 10% of its
Chattahoochee. Others argued, however, that it
shrimp harvest. This figure is projected to grow to
$30 to $60 million by 2000.
342
Southeast
Although the state has purchased most of the
regression expressed the logarithm of riverflow as a
land that is not part of a commercial forest,
function of the logarithms of precipitation and
economic pressures on forestry companies to sell
evapotranspiration for a few weather stations
land for coastal development are increasing. In
located in the basin.
1979, the National Oceanic and Atmospheric
Administration created the Apalachicola National
Limitations.
Hains' procedure greatly
Estuarine Sanctuary to prevent development from
oversimplified the relationships between the causal
encroaching into this relatively pristine estuarine
variables and riverflow, ignoring the impacts of
environment.
reservoir releases and the failure of the relationships
to fit the simple log-linear form. These results
The biology of the Apalachicola Bay estuary
should be interpreted as an indication of the
may be affected by higher temperatures, higher sea
potential direction of change.
levels, and different flows of water into the
Apalachicola River. Hains estimated the flow of the
Results. Figure 16-13 illustrates Hains'
Apalachicola River, and Park et al. estimated
estimates of average monthly flows for the
wetland loss due to sea level rise. Livingston used
Apalachicola estuary. Annual riverflow would
both of these results and the temperature change
scenarios to evaluate the potential impacts on the
bay's fish populations.
SEASONAL FLOW
1.2
Sea Level Rise
GFDL
1.1
OSU
1.0
GISS
The methods of Park et al. for estimating
OBSERVED
0.9
wetland loss are described in Chapter 7: Sea Level
0.8
Rise. They estimated that a 1-meter rise in sea
level would inundate approximately 60% of the salt
marshes in Apalachicola Bay, and that mangrove
DISCHARGE M³/SEC)
(THOUSANDS)
0.7
0.6
swamps, which are rarely found outside southern
0.5
Florida today, would replace the remaining salt
0.4
marsh. Table 16-5 illustrates their estimates.
0.3
0.2
Apalachicola Riverflow
0.1
OCT
NOV
DEC
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
MONTH
Study Design. Hains estimated the impact of
climate change on riverflow, using a regression
model, which is simpler than the Sacramento model
Figure 16-13. Doubled CO₂ flow into Apalachicola
he used for the Chattahoochee River analysis. The
Bay (Hains, Volume A).
Table 16-5. Remaining Coastal Wetlands in Apalachicola Bay in the Year 2100 (hectares)
Current sea
50-cm
100-cm
200-cm
Area
1987
level rise
rise
rise
rise
Swamps
9.46
6.71
6.26
5.47
4.16
Fresh marsh
1.46
1.27
1.17
1.00
0.25
High marsh
1.19
0.37
0.04
0.04
0.02
Low marsh
3.42
2.33
0.39
0.06
0.03
Mangrove
0
0
3.06
2.13
1.80
Total wetlands
15.53
10.68
10.92
8.70
6.26
Source: Park et al. (Volume B).
343
Chapter 16
decrease under all scenarios, although it would
unable to estimate the impact of wetland loss on
increase in the summer and fall for the GISS and
populations of finfish and shellfish.
OSU scenarios, respectively.
The limitations in Hains' estimates of riverflow
Fish Populations in Apalachicola Bay
do not significantly affect the results of Livingston's
study because riverflow was only one of several
Study Design. Using data from the literature
variables to be considered. The uncertainties
on the tolerance of various species to warmer
surrounding changes in rainfall probably dwarf any
temperatures, Livingston estimated the number of
errors due to Hains' simplified hydrology, and
months in a typical 30-year period during which the
higher temperatures and sea level rise appear to be
estuary would be too hot for these species and
more important.
extrapolated this information to estimate reductions
in populations.
Results. The results of this study suggest a
dramatic transformation of the estuary from
Hydrologic modeling was not used to estimate
subtropical to tropical conditions.
the combined impacts of sea level rise and changing
riverflow on salinity. Instead Livingston used
Warmer temperatures. Livingston concluded
historic data to estimate regression equations
that warmer temperatures would have a profound
relating riverflow to salinity and salinity to
effect on seafood species in the estuary because
populations of some commercially important
many species cannot tolerate temperatures much
seafood species.
above those that currently prevail. Figure 16-14
compares the number of months in a 6-year period
Limitations. There is no historical record by
(based on 1971-76) in which temperatures exceed a
which to estimate the impact of warmer
particular level for the current climate and the
temperatures on the Apalachicola (or any other)
GISS and GFDL scenarios, with known thresholds
estuary. Livingston did not model the relationships
for major commercial species.
between various aquatic species or how they would
change. He did not consider how finfish and
Livingston concluded that crabs, shrimp,
shellfish might adapt to climate change, and he was
oysters, and flounder could not survive in the
Base
GISS
25
GFDL
20
Number of months
15
10
5
Blue Crab
Blue Crab
Oyster Larvae
Croaker
Redfish
White Shrimp
Larvae (30°)
Juvenile (33°)
Spotted Sea Trout
(36°)
(37.5°)
(42°)
Pinfish
Flounder
(35°)
Figure 16-14. Months in a 6-year period during which temperatures (°C) would be too high for selected species
under doubled CO2 scenarios (Livingston, Volume E).
344
Southeast
estuary with the warming estimated in the GISS and
impacts on the estuary. Table 16-6 shows
GFDL scenarios, which imply close to 100%
Livingston's estimates of losses in particulate
mortality for blue crab larvae and juveniles. The
organic carbon, the basic source of food for fish in
GFDL scenario could cause over 90% mortality for
the estuary. Sea level rise between 50 and 200
spotted sea trout, oyster larvae, panfish, and
centimeters would reduce available food by 42 to
flounder. The mortality under the milder GISS
78%. A proportionate loss in seafood populations
scenario would be only 60%.
would not necessarily occur, since organic carbon
food supplies are not currently the constraining
Although Livingston concludes that the oysters
factor for estuarine populations. However, wetlands
would probably be eliminated, he cautions that
also are important to larvae and small shrimp,
shrimp and other mobile species might adapt by
crabs, and other species, serving as a refuge from
fleeing the estuary for cooler gulf waters during the
predators. A rise in sea level of a meter or more
summer. However, such a flight would leave them
could lead to a major loss of fisheries.
vulnerable to predators.
Despite the adverse impacts on shellfish and
Increased salinity. Although sea level rise and
flounder, a number of species might benefit from
warmer temperatures seem likely to substantially
global warming. For example, Livingston points out
reduce the productivity of the estuary, the probable
that pink shrimp could become more prevalent.
impact of precipitation changes is less clear. If
Moreover, some finfish spend their winters in
riverflow in the Chattahoochee declines, it would
Apalachicola Bay and occasionally find the estuary
combine with sea level rise to increase salinity
too cold. Other species such as rock lobster that
concentrations in the estuary. Livingston concluded
generally find the waters too cold at present may
that oysters are the most vulnerable to increases in
also be found in the estuary in the future.
salinity because oyster drill and other predators, as
well as the disease MSX, generally require high
Implications.
Based on Livingston's
salinities. Livingston estimated losses of 10 to 35%
projections, Meo et al. (Volume J) used current
for oysters, blue crabs, finfish, and white shrimp
retail prices of fish to estimate that the annual net
under the GFDL scenario because of salinity
economic loss to Franklin County could be $5 to
increases alone.
$15 million under the GFDL scenario, $1 to $4
million under GISS, and $4 to $12 million under the
Sea level rise. Livingston also concluded that
OSU scenario.
the loss of wetland acreage would have important
Table 16-6. Projected Changes of the Net Input of Organic Carbon (metric tons per year)
to the Apalachicola Bay System for Various Scenarios of Sea Level Rise
Fresh
Sea-
Salt
Phyto-
Factor
wetlands
grass
marshes
plankton
Total
Current scenario
30,000
27,200
46,905
233,280
337,385
for 2100
Baseline
26,100
28,700
23,500
144,640
222,940
sea level rise
0.5-meter rise
24,000
28,800
4,690
71,450
128,940
1.0-meter rise
21,300
30,100
940
58,790
111,130
2.0-meter rise
4,980
31,035
780
15,160
51,955
Source: Livingston (Volume E).
345
Chapter 16
Livingston's results should not be interpreted
yields. The direct effects of CO2 in the crop
to mean that fishing will be eliminated from
modeling study results may be overestimated for
Apalachicola Bay. The extent to which
two reasons. First, experimental results from
commercially viable tropical species could replace
controlled environments may show more positive
the species that are lost was not estimated.
effects of CO2 than would actually occur in variable,
windy, and pest-infested (weeds, insects, and
Agriculture
diseases) field conditions. Second, because other
radiatively active trace gases, such as methane, also
Agriculture in the Southeast will be affected
are increasing, the equivalent warming of a doubled
directly by changes in climate and indirectly by
CO2 climate may occur somewhat before an actual
changes in economic conditions and pests. This
doubling of atmospheric CO2. A level of 660 ppm
section presents results from a crop modeling study
CO2 was assumed for the crop modeling
of yield changes by Peart et al., and regional results
experiments, while the CO₂ concentration in 2060 is
from national studies of agricultural production
estimated to be 555 ppm (Hansen et al., 1988) (see
shifts by Adams et al. (Volume C) and of impacts of
Chapter 6: Agriculture).
changes in pest populations by Stinner et al.
(Volume C).
The study assumed that soils were relatively
favorable for crops, with low salinity or compaction,
Crop Modeling Study
and assumed no limits on the supply of all nutrients,
except nitrogen. The analysis considers neither
Study Design
change in technology nor adverse impacts due to
changes in storm frequency, droughts, and pests and
Peart et al. (Volume C) used the crop models
pathogens.
CERES-Maize (Jones and Kiniry, 1986) and
SOYGRO (Wilkerson et al., 1985) to estimate the
Results
impacts of climate change on yields of corn and
soybeans for 19 sites throughout the Southeast and
Soybean Yields. Table 16-7 illustrates the
adjacent states. Agricultural scientists have used
results of the soybean model for 13 nonirrigated
these models for several years to project the impacts
sites in the study area, as well as Lynchburg,
of short-term climatic variations. They incorporate
Virginia, a colder site included for comparison
the responses of crops to solar radiation,
purposes.
temperature, precipitation, and soil type, and they
have been validated over a large range of climate
The relatively wet GISS and relatively dry
and soil conditions in the United States and other
GFDL scenarios imply very different impacts on
countries.
yields. In the GISS scenario, the cooler sites in
Georgia and the Carolinas mostly show declines in
The major variable not considered by these
soybeans yields of 3 to 25%, and the other sites
and other existing agricultural models is the direct
show declines of 20 to 39%, ignoring CO₂
"fertilization effect" of increased levels of
fertilization. When the latter effect is included, the
atmospheric carbon dioxide. Peart et al., therefore,
Atlantic Coast States were estimated to experience
modified their models to consider both the
gains of 11 to 39%, and the other states could vary
increased rate of photosynthesis and the increased
from a 13% drop in Memphis to a 15% gain in
water-use efficiency that corn and soybeans have
Tallahassee. (Tennessee fares worse than the North
exhibited in field experiments (see Chapter 6:
Carolina sites at similar latitudes because its grid
Agriculture).
cell does not receive as favorable an increase in
water availability.)
Limitations
By contrast, the dry GFDL scenario results in
The analysis of combined effects is new
very large drops in soybean productivity, with all but
research and will need further development and
one site experiencing declines greater than 50% and
refinement. The model runs use simple parameters
eight sites losing over 75%, considering only the
for CO₂ effects, assume higher atmospheric
impact of climate change. Even when CO2
concentration of CO2 than are predicted, and
fertilization is considered, all but four sites
probably overestimate the beneficial impact on crop
experience losses greater than 50%.
346
Southeast
Table 16-7. Impacts of Doubled CO2 Climate Change on Soybean Yields for Selected Southeastern Sites
for Climate Change Alone and for Climate Change and CO2 Fertilization (percentage change
in yield)ᵃ
Climate change
Climate change
only
and CO₂ fertilization
Site
GISS
GFDL
GISS
GFDL
Memphis, TN
-38
-88
-13
-70
Nashville, TN
-30
-52
+4
-81
Charlotte, NC
-7
-92
+32
-88
Raleigh, NC
-3
-87
+ 39
-76
Columbia, SC
-20
-78
+ 18
-62
Wilmington, NC
-11
-62
+ 25
-41
Atlanta, GA
-11
-78
+ 27
-67
Macon, GA
-25
-91
+ 11
-82
Tallahassee, FL
-20
-51
+ 15
-17
Birmingham, AL
-31
-54
0
-29
Mobile, AL
-34
-43
-8
error
Montgomery, AL
-39
-84
-10
-68
Meridian, MS
-37
-78
-9
-66
Lynchburg, vab
+1
-74
+49
-55
The impacts of CO₂ fertilization cannot be quantified as accurately as climate change only. The climates
shown here overstate the beneficial impact of CO₂ because Peart et al. assume that CO₂ has doubled.
Because other gases contribute to the global warming, CO2 will have increased by a smaller fraction.
ᵇPeart et al. investigated a number of sites in states adjacent to the Southeast. Lynchburg is included to permit
comparison of results for the Southeast with a colder site.
Source: Peart et al. (Volume C).
Corn Yields. The two scenarios differ in a
The results are mixed on whether currently dry
similar fashion for nonirrigated corn. However, in
land areas would be shifted to irrigation. Table 16-
the case of irrigated corn, where the analysis
8 shows the percentage increases in yields that
primarily reflects the impact of temperature
would result from adding irrigation for particular
increases, the two scenarios show more agreement.
scenarios. All but four sites could increase yields
When CO₂ fertilization was not considered, drops of
today by 50 to 75% by irrigating. Under the wetter
13 to 20% were estimated in the GISS scenario, and
GISS scenario, irrigation would increase yields only
drops of 20 to 35% were calculated for the GFDL
7 to 53% (compared with not irrigating under the
scenario. When CO₂ fertilization was included, the
GISS scenario). However, under the dry GFDL
GISS scenario implied declines of less than 8% for
scenario, irrigation would increase yields by 50 to
all sites, and the GFDL model showed similar
493% -- that is, it would mean the difference
declines for two sites and respective declines of 17
between crop failure and a harvest slightly above
and 27% for Charlotte, North Carolina, and Macon,
today's levels in most years. Even without CO₂
Georgia.
fertilization, 75% of the nonirrigated southeastern
sites could gain more from irrigation than they
Irrigation. The two scenarios show more
would lose from the change in climate resulting
agreement for agricultural fields that are already
from the GFDL scenario.
irrigated. Since the changes in water availability are
irrelevant here, the impacts are dominated by the
A farmer's decision to irrigate, shift to other
increased frequency of very hot days.
crops, or remove land from production would
depend to a large degree on what happens to prices
347
Chapter 16
Table 16-8. Increases in Corn Yields from a Shift
study are discussed in Chapter 6: Agriculture.)
to Irrigation (percent, assuming no
Their results suggest that the impact of climate
CO2 fertilization)ᵃ
change on southeastern agriculture would not be
directly proportional to the impact on crop yields
(Table 16-9).
Current
Site
climate
GISS
GFDL
Considering only the impact of climate change,
Adams et al. found that the GISS and GFDL
scenarios would reduce crop acreage by 10 and
Memphis, TN
70
50
270
16%, respectively. When CO2 fertilization is
Nashville, TN
65
49
205
considered, however, Adams et al. project respective
Charlotte, NC
64
43
486
declines in farm acreage of 57 and 33% for the
Raleigh, NC
51
28
444
GISS and GFDL scenarios. As yields increase,
Columbia, SC
58
47
386
prices decline. Adams et al. estimate that most
Wilmington, NC
16
8
50
areas of the nation would lose farm acreage.
Atlanta, GA
15
7
79
However, they estimate that the Southeast would
Macon, GA
61
33
489
experience the worst losses: while the Southeast has
Birmingham, AL
6
9
61
only 13% of the cultivated acreage, it would account
Mobile, AL
36
41
91
for 60 to 70% of the nationwide decline in farm
Montgomery, AL
72
39
493
acreage. This result is driven by the increased
Meridian, MS
62
53
323
yields that the rest of the nation would experience
Lynchburg, vab
56
37
361
relative to the Southeast.
a Estimates represent the change in yields, given
When the CO2 fertilization effect is ignored,
a particular scenario, from shifting to irrigation.
the reductions in acreage would be much smaller,
b Peart et al. investigated a number of sites in states
although the Southeast would still account for 40 to
adjacent to the Southeast. Lynchburg is included
75% of the nationwide loss. The general decline in
to permit comparison of Southeast results with
yields would boost prices, which could make it
those for a colder site.
economical for many farmers to irrigate and thereby
Source: Column 1 from Peart et al. (Volume C);
avoid the large losses associated with a warmer and
Columns 2 and 3 derived from Peart et al.
possibly drier climate.
and Column 1.
Agricultural Pests
of both crops and water. Even though water is
The modeling and economic studies of
plentiful today, the capital costs of irrigation prevent
agriculture do not consider the impact of pests on
most farmers in the Southeast from taking
crop yields. However, Stinner et al. (Volume C)
advantage of the potential 50% increases in yields.
suggest that global warming would increase the
But if crop failures due to drought became as
range of several agricultural pests that plague
commonplace as Peart et al. project for the dry
southeastern agriculture. (For details on the
GFDL scenario, a major increase in irrigation
methods of this nationwide study, see Chapter 6:
probably would be necessary. Although
Agriculture.) They point out that the northern
groundwater is currently plentiful in the Southeast,
ranges of potato leafhoppers, sunflower moths,
no one has assessed whether there would still be
black cutworms, and several other southeastern
enough water if the climate became drier and
pests are limited by their inability to survive a cold
irrigation increased. Furthermore, climate change
winter. Thus, milder winters would enable them to
may increase the demand for water for
move farther north, as illustrated in Figure 16-15.
nonagricultural uses.
Stinner et al. also note that increased drought
frequency could increase the frequency of pest
Shifts in Production
infestations.
Adams et al. (Volume C) examined the
Implications of Agriculture Studies
impacts of changes in crop yields on farm
profitability and cultivated acreage in various
Agriculture appears to be at least as vulnerable
regions of the United States. (The methods for this
to a potential change in climate in the Southeast
348
Southeast
Table 16-9. Impact of Climate Change on Cultivated Acreage in the Southeastᵃ (figures in parentheses
are percentage losses)
With Direct CO,
Without Direct CO₂
Region
Baseline
GISS
GFDL
GISS
GFDL
Acreage (millions)
SE coast
12.5
8.7(30)
7.8(38)
11.5(8)
11.2(10)
Appalachia
15.5
2.8(82)
7.4(52)
14.1(9)
12.9(17)
Delta
19.9
9.3(53)
16.7(16)
17.7(11)
16.2(19)
Total
47.9
20.8(57)
31.9(33)
43.3(10)
40.3(16)
SE coast includes Florida, South Carolina, Georgia, Alabama. Appalachia includes North Carolina, Tennessee,
Virginia, West Virginia, Kentucky. Delta includes Mississippi, Louisiana, Arkansas.
Source: Adams et al. (Volume C).
SUNFLOWER MOTH
GREEN CLOVERWORM
GISS
PRESENT
GFDL
GISS
PRESENT
GFDL
POTATO LEAFHOPPER
BLACK CUTWORM
GISS
GFDL
PRESENT
PRESENT
GISS
GFDL
Figure 16-15. Present and predicted northern ranges of various agricultural pests (Stinner et al., Volume C).
as in any other section of the country. Unlike many
Florida may present an important exception to
of the colder regions, the benefits of a longer
the generally unfavorable implications of climate
growing season would not appreciably offset the
change for crop yields. Although Florida is the
adverse impacts of warmer temperatures in the
warmest state in the Southeast, its agriculture
Southeast, where cold weather generally is not a
appears to be harmed by cold temperatures more
major constraint to agricultural production.
than the agriculture of other states in the region. In
349
Chapter 16
recent years, hard freezes have destroyed a large
the stand simulation model did not include sub-
fraction of the citrus harvest several times. As a
tropical species, it was unable to simulate any
result, the industry is moving south into areas near
vegetation along the gulf coast under the very warm
the Everglades, and sugarcane, which also thrives in
doubled CO2 climate. The results for southern pine
warm temperatures, is expanding into the
were less conclusive but generally show the upper
Everglades themselves. Global warming could
border of the species range moving northward while
enable the citrus and sugarcane areas to include
the southern border remains stable. Growing
most of the state. Warmer temperatures also would
conditions along the gulf coastal region, however,
help coffee and other tropical crops that are
would also be favorable to subtropical species in a
beginning to gain a foothold in the state. This
doubled CO2 environment, but since the models
study, however, did not examine how the frequency
used in the study had no data on such species, it is
of extreme events, such as the number of days
unclear how southern pine might fare under
below freezing in Florida, would change.
competition with subtropical varieties.
Although Florida's relative abundance of water
Transitional Effects
may make it the exception, the current situation
there highlights an important aspect of climate
Study Design
change: Within the context of current prices and
crop patterns, the impact of climate change appears
Urban and Shugart (Volume D) applied a
to be unfavorable. However, warmer temperatures
forest simulation model to a bottomland hardwood
may present farmers with opportunities to grow
forest along the Chattahoochee River in Georgia
different crops whose prices would justify irrigation
and to upland sites near Knoxville, Tennessee,
or whose seasonal cycles would conform more
Macon, Georgia, Florence, South Carolina, and
closely to future rainfall patterns.
Vicksburg, Mississippi. Their study considered the
OSU, GFDL, and GISS scenarios for doubled CO₂,
Forests
as well as the GISS transient A scenario through the
year 2060.
Potential Range Shifts
The model these researchers used was derived
Study Design
from FORET, the "gap" model originally developed
by Shugart and West (1977). The model simulates
Overpeck and Bartlein (Volume D) used two
forest dynamics by modeling the growth of each tree
independent methods to study the potential shifts in
in a representative plot of forest land. It keeps
ranges of forest types over eastern North America.
track of forest dynamics by assigning each of 45 tree
These analyses suggest where trees are likely to
species optimal growth rates, seeding rates, and
grow in equilibrium doubled CO₂ climate conditions
survival probabilities, and by subsequently adjusting
after allowing for migration of tree species to fully
these measures downward to account for less than
catch up with climate change. The study only
optimal light availability, temperature, soil moisture,
indicates the approximate abundance of different
and soil fertility. In the case of the bottomland
species within a range, not what the transitional
hardwood site, the model also considers changes in
effects of climate on forests might be, or how fast
river flooding, based on the flows in the lower
trees will be able to migrate to the new ranges.
Chattahoochee calculated in the Lake Lanier study.
(For a discussion of the study's methodology and
The researchers applied the model to both mature
limitations, see Chapter 5: Forests.)
forests and the formation of a new forest from bare
ground.
Results
Limitations
Three GCM scenarios and two vegetation
models yielded similar results. The abundance of
The results should not be taken literally owing
deciduous hardwood populations (e.g., oak), which
to a number of simplifying assumptions that Urban
currently occupy the entire modeled eastern region
and Shugart had to make. First, they assumed that
from the Great Lakes region to the gulf coast,
certain major species, such as loblolly pine, could
would shift northward away from the gulf coast and
not tolerate more than 6,000 (cooling) degree-days
almost entirely out of the study region. Because
per year. These species are not currently found in
warmer areas, but the southern limits of their
350
Southeast
range are also limited by factors other than
be generated from bare ground, particularly if the
temperature, such as the Gulf of Mexico and the
climate becomes drier as well as warmer. For the
dry climate of Texas and Mexico. Although the
Knoxville site, the dry GFDL scenario implies that
6,000 degree-day line coincides with these species'
a forest could not be started from bare ground,
southern boundary across Florida, the peculiar
while the GISS and OSU doubled CO2 scenarios
environmental conditions of that state make it
estimate reductions in biomass of 10 to 25%. For
impossible to confidently attribute an estimate of
the South Carolina site, only the GISS climate
thermal tolerance to that observation alone. This
would support a forest, albeit at less than 50% of
caveat does not apply to most of the oaks, hickories,
today's productivity. The Georgia and Mississippi
and other species found in the cooler areas of the
sites could not generate a forest from bare ground
Southeast.
for any of the scenarios. Thus, even with increased
rainfall, some sites would have difficulty supporting
Another important caveat is that the model
regeneration.
does not consider the potentially beneficial impact
of CO2 fertilization on photosynthesis, changes in
The transient analyses suggest that mature
water-use efficiency, or leaf area. Nor did the
forests could also be lost -- not merely converted to
analysis consider introduction of new species into
a different type -- if climate changes. Figure 16-16
the region. Thus, there is more confidence about
shows that none of the forests would decline
the fate of species currently in the region than about
significantly within 50 years; however, all would
what may replace those species.
decline substantially before the end of the transient
run in 80 years. The Mississippi forest would
Results
mostly die within 60 years, and the South Carolina
and Georgia forests within 80 years. Only the
The simulations by Urban and Shugart call
relatively cool Tennessee site would remain
into question the ability of southeastern forests to
MISSISSIPPI TRANSIENT
GEORGIA TRANSIENT
Dynamics of Mature Forest
Dynamics of Mature Upland Forest
160
180
140
160
140
120
Woody Biomass (T/ha)
120
100
80
Woody Biomass (T/ha)
100
80
60
60
Woody Biomass
40
40
Woody Biomass
Control
20
Control
20
Transient
Transient
0
0
1970
1980
1990
2000
2010
2020
2030
2040
2050
2060
1970
1980
1990
2000
2010
2020
2030
2040
2050
2060
Simulation Year
Simulation Year
SOUTH CAROLINA TRANSIENT
EAST TENNESSEE TRANSIENT
Dynamics of Mature Forest
Dynamics of Mature Forest
180
180
160
160
140
140
Woody Biomass (T/ha)
120
Woody Biomass (T/ha)
120
100
100
80
80
60
60
40
Woody Biomass
40
Woody Biomass
Control
Control
20
Transient
20
Transient
0
0
1970
1980
1990
2000
2010
2020
2030
2040
2050
2060
1970
1980
1990
2000
2010
2020
2030
2040
2050
2060
Simulation Year
Simulation Year
Figure 16-16. Response of southeastern forests to GISS transient scenarios of climate change (Urban and
Shugart, Volume D).
351
Chapter 16
somewhat healthy, although biomass would decline
demand would rise more than annual demand. (This
35%.
result is also sensitive to changes in variability.)
Although the simulation results suggest that
Linder and Inglis compared increases in
southeastern forests are unlikely to benefit from the
electric capacity required by climate change with
global warming, the impact on forests may not be as
those necessitated by economic growth. They
bad as the model suggests, if new species move in
estimated that through 2010, climate change could
or if loblolly pine can tolerate more than 6,000
increase the expected capital costs of $137 billion by
degree days per year. Nevertheless, major shifts in
6 to 9%; through 2055, it could increase expected
forest types are almost certain to occur from the
requirements of $350 to $500 billion by as much as
warmer temperatures alone.
20%.
Electric Utilities
COASTAL LOUISIANA
Linder and Inglis (Volume H) examined the
impact of global warming on the demand for
The sediment washing down the Mississippi
electricity throughout the Southeast for the two
River has formed the nation's largest delta at the
GISS transient scenarios. (For additional details on
river's mouth, almost all of which is in Louisiana.
the methods and limitations of this study, see
Composed mostly of marsh, cypress swamps, and
Chapter 10: Electricity Demand.) Because their
small "distributary" channels that carry water,
study was limited to electricity, it did not consider
sediment, and nutrients from the river to these
the reduced consumption of oil and gas for space
marshes and swamps, Louisiana's wetlands support
heating that would result from warmer
half of the nation's shellfish, one-fourth of its fishing
temperatures.
industry, and a large trapping industry. They also
provide flood protection for metropolitan New
Table 16-10 shows the percentage changes in
Orleans and critical habitats for bald eagles and
electric power requirements for various areas in the
other migratory birds.
Southeast. Along the gulf coast, annual power
requirements could increase 3 to 4% by 2010 and 10
Water management and other human activities
to 14% by 2055; elsewhere, the increases could be
of the last 50 years are now causing this delta to
somewhat less. Because peak demand for electricity
disintegrate at a rate of about 100 square kilometers
generally occurs during extremely hot weather, peak
per year. Sediment that used to replenish the
Table 16-10. Percentage Increases in Peak and Annual Demand for Electricity by 2010 and 2055 as a Result of
Climate Change
GISS A (2010)
GISS B (2010)
GISS A (2055)
Area
Annual Peak
Annual
Peak
Annual
Peak
North Carolina,
1.6
7.3
1.3
2.4
5.9
24.4
South Carolina,
Georgia
Florida
2.7
4.9
2.7
3.6
9.3
20.0
Eastern Tennessee
1.6
3.7
1.3
1.2
5.9
12.2
Alabama, Western
1.9
3.8
2.2
5.7
6.8
13.5
Tennessee
Mississippi
3.8
7.6
4.4
11.4
13.6
6.9
Louisiana
2.9
7.6
2.7
6.6
10.2
23.4
East Texas
3.1
7.9
2.8
6.6
11.3
25.3
Source: Linder and Inglis (Volume H).
352
Southeast
delta now largely washes into the deep waters of the
Strictly speaking, the entire loss of coastal
gulf because flood-control and navigation guide
Louisiana's estuaries should not be attributed to
levees confine the flow of the river. Thus, the delta
global warming because the ecosystem is already
is gradually being submerged, and cypress swamps
being lost. However, major efforts are being
are converting to open-water lakes as saltwater
initiated by the U.S. Army Corps of Engineers, the
penetrates inland. If current trends continue,
U.S. Fish and Wildlife Service, the Louisiana
almost all the wetlands will be lost in the next
Geological Survey, several local governments, and
century.
other federal and state agencies to curtail the loss,
generally by erecting structures to provide
A rise in sea level would further accelerate the
freshwater and sediment to the wetlands. Technical
rate of land loss in coastal Louisiana. As shown in
staff responsible for developing these solutions
Figure 16-17, even a 50-centimeter rise in sea level
generally fear, however, that a 1-meter rise in sea
(in combination with land subsidence) would
level could overwhelm current efforts, and that if
inundate almost all of the delta and would leave
such a rise is ultimately going to take place, they
New Orleans, most of which is below sea level and
already should be planning and implementing a
only protected with earthen levees, vulnerable to a
much broader effort (Louisiana Wetland Protection
hurricane.
Panel, 1987).
SISSIN
N
ISSIPPI
Baton Rouge
Lafayette
Lake Charles
New
Orleans
Morgan City
Houma
GULF
OF
MEXICO
Projected Land Surface
0
20
40
miles
0
20
40
kilometers
Figure 16-17. Projected future coastline of Louisiana for the year 2033, given a rise in sea level of 55 cm as
predicted in the high scenario (Louisiana Wetland Protection Panel, 1987).
353
Chapter 16
POLICY IMPLICATIONS
Impacts of Wetter Climate
Agriculture and Forests
Although most water resource problems have
been associated with too little water, it does not
Climate change could have a major impact on
necessarily follow that a wetter climate would be
land use in the Southeast. The estimated
generally beneficial. The designs of water
abandonment of 10 to 50% of the farmland in the
management infrastructure and the location of
Southeast and large declines in forests raise the an
development along lakes and rivers have been based
important question: How will this land be used?
on current climate. Hence, shifts in either direction
would create problems.
In the past, forests have been cleared for
agriculture, and when abandoned, they have been
The chief problem from a wetter climate would
converted to forest again. But the forest models
be more flooding, particularly in southern Florida
suggest that the impact of climate change on the
and coastal Louisiana, where water often lingers for
generation of new forests from bare ground would
days and even weeks after severe rainstorms and
be even more adverse than the impact on existing
river surges. Inland communities, such as
forests. If the forest simulations are correct, the
Chattanooga, also might face flooding if wetter
abandoned fields would become grasslands or would
periods exceed the ability of dams to prevent
become overgrown with weeds, and the Southeast
flooding.
could gradually come to resemble the scenery found
today in the Great Plains. However, no one has
Impacts of Drier Climate
systematically investigated the extent to which
human infrastructure might stabilize these changes.
A drier climate, on the other hand, would
Changes in crops might enable more farms to stay
exacerbate current conflicts over water use during
in business than Adams et al. project, and new
dry periods. Hydropower would decline, increasing
varieties of trees may find the region more
the need to use fossil or nuclear power, both of
hospitable. Because the commercial forests in the
which would require more water for cooling.
Southeast generally have short rotation cycles, it
Conflicts between municipal water users and
may be easier to respond to climate change there
recreational interests also would intensify. Lake
than in other regions. To a large degree, the ability
levels could drop more during the summer, even if
of human intervention to maintain the present
municipal use of water did not grow. However,
landscape would depend on international prices of
warmer temperatures probably would increase
agricultural and forest products, estimation of which
municipal water demand for cooling buildings and
is outside the scope of this report.
watering lawns.
These conflicts could be further exacerbated
Water Resources
if farmers increase the use of irrigation.
Groundwater is available in reasonably shallow
The water resource problems faced by the
aquifers that drain into rivers. Any consumptive use
Southeast are not likely to be as severe as the
of water from these aquifers would reduce, and in
problems faced by other regions of the country.
some cases reverse, the base flow of water from
Rainfall and runoff were estimated to increase in
aquifers into these rivers. Water also could be
the GISS scenario. Although most other
drawn directly from rivers for irrigation in some
assessments suggest that runoff would decline, the
areas.
magnitude of the decline does not appear to
threaten the availability of water for municipal,
A decline in riverflows could be important for
industrial, or residential use. However, the
both navigation and environmental quality. For the
nonconsumptive uses for hydropower, navigation,
Tennessee, as well as the Chattahoochee and other
environmental quality, and recreation could be
small rivers, adequate reservoir capacity exists to
threatened. Although sufficient time exists to
maintain flows for navigation, if this use continues
develop rational strategies to implement the
to take precedence over water supply and
necessary tradeoffs, current federal statutes
recreation. However, the 1988 drought has
constrain the ability of water managers to do so.
354
Southeast
graphically demonstrated that there are not enough
development, long-term water supply sources,
dams to guarantee navigation in the Mississippi. If
powerplant construction, and other activities
this situation became more commonplace, the
sensitive to the availability of water would risk
economic impact on New Orleans could be severe.
basing their decisions on incorrect assumptions
On the other hand, traffic on the Tennessee and
regarding the future allocation of water.
Ohio Rivers might use the Tennessee-Tombigbee
Canal as an alternative, which would benefit the
Estuaries
Port of Mobile.
Coastal plants and animals across the
Lower flows also would reduce the dilution of
Southeast may have difficulty surviving warmer
municipal and industrial effluents discharged into
temperatures. For example, along the northern
rivers and would decrease the level of dissolved
coast of the Gulf of Mexico, several types of fish
oxygen. This would directly harm fish populations
spend at least part of their lifetimes in estuaries that
and would cause indirect harm by reducing the
are already as hot as they can tolerate. If climate
abilities of streams to assimilate wastes. Reduced
became warmer, however, migrating north would
flows also would threaten bottomland hardwood and
not be feasible. While these species could escape
estuarine ecosystems. To prevent these problems,
the summer heat by fleeing to the cooler waters of
factories and powerplants might have to erect
the gulf, such a flight would make them vulnerable
cooling towers or curtail their operations more
to larger fish.
frequently.
In addition to the direct effect of climate
Is Current Legislation Adequate?
change on estuaries, human responses to climate
change and sea level rise also could hurt coastal
The same issues that face the TVA and Lake
estuaries. Besides the impacts of flood control,
Lanier would likely face decisionmakers in other
increased reservoir construction would decrease the
areas. Federal laws discourage water managers in
amount of sediment flowing down the river and
the Southeast from rigorously evaluating the
nourishing the wetlands. If the climate becomes
tradeoffs between the various uses of water. Most
drier, irrigation could further reduce freshwater flow
dams are more than sufficient to meet the statutory
into estuaries.
requirements for navigation and flood safety and to
continue generating substantial hydropower on
To a large extent, the policy implications for
demand. Consequently, there has been little need
wetland loss in the Southeast are similar to those
to analyze the tradeoffs between these factors. For
facing the rest of the U.S. coastal zone. Previous
example, a literal application of the law would not
studies have identified several measures to reduce
allow the U.S. Army Corps of Engineers to cut
the loss of coastal wetlands in response to sea level
hydropower production or navigation releases to
rise (e.g., Titus, 1988). These measures include the
ensure a supply of water for Atlanta. Therefore,
following:
agencies have not analyzed the allocation of water
that best serves the public for various levels of water
increase the ability of wetlands to keep
availability (although the TVA is beginning to do
pace with sea level;
so).
remove impediments to landward creation
At a practical level, federal water managers
of new wetlands; and
have shown flexibility, as in the case of cutting
navigation along the Chattahoochee instead of
dike the wetlands and artificially maintain
further cutting Atlanta's water supply. If climate
water levels.
changes and more than a modest level of flexibility
is necessary, water resource laws could be changed;
All these measures are being employed or actively
the physical infrastructure is largely in place to
considered.
address water problems of the Southeast. But until
the laws are changed, the federal agencies in the
Congress has authorized a number of
Southeast often would be forced to allocate water
freshwater and sediment diversion structures to
inefficiently. Moreover, people making decisions
assist the ability of Louisiana's wetlands to keep up
concerning siting of recreational and industrial
with relative sea level rise. These structures are
355
Chapter 16
engineered breaches in river levees that act as
the implications for the mid-Atlantic and the
spillways into the wetlands when water levels in the
Northeast. If shore-protection measures are not
river are high. Although decisions on where to
taken, the majority of resorts will have no beach at
build diversion structures are being based on
high tide by 2025 under the midrange scenario of
current climate and sea level, consideration of
future sea level rise. The cost of undertaking the
global warming would substantially change the
necessary measures through 2025 probably would be
assumptions on which current analyses are being
economically justified for most resorts (see Chapter
based and the relative merits of alternative options.
7: Sea Level Rise). However, the cost of protecting
More frequent or higher surges in the Mississippi
all recreational beaches through 2100 would be $100
River would increase the amount of water delivered
to $150 billion, which would probably lead some of
to the wetlands. And if climate change resulted in
the more vulnerable areas to accept a landward
more soil erosion, more sediment might also reach
migration much as areas on North Carolina's Outer
the wetlands; lower flows could have the opposite
Banks are facing today, particularly if warmer
effect. Sea level rise might shorten the useful
temperatures also lead to more hurricanes.
lifetimes of these projects, but because the
flood-protection benefits of protecting coastal
The potential responses to global warming
wetlands would be greater with a higher sea level
should be viewed within the context of current
(Louisiana Wetland Protection Panel, 1987).
responses to erosion flooding. Florida has a trust
fund to nourish its beaches and has received federal
Artificially managing water levels also has been
assistance for pumping sand onto the shores of
proposed for Louisiana, particularly by Terrebonne
Miami Beach. Mississippi has nourished the
Parish, whose eastern wetlands are far removed
beaches of Biloxi, Gulfport, and other resort
from a potential source of sediment. Such an
communities that lie on the mainland along the
approach also might be possible for parts of Florida,
protected waters behind the barriers. Louisiana is
where wetlands already are confined by a system of
rebuilding its undeveloped barrier islands because
dikes and canals, and water levels already are
they protect the mainland from storms. Most states
managed. Although no one has yet devised a
are moving toward "soft engineering" solutions, such
practical means by which shrimp and other fish
as beach nourishment, because of doubts about the
could migrate between ocean and estuary, other
effectiveness of hard structures in universal erosion
species spend their entire lifetimes within the
and their interference with recreational uses of the
estuary, and freshwater species could remain in
beach.
artificially maintained freshwater wetlands.
Land-use measures also have been employed
A final response would be to accept the loss
to adapt to erosion. Because of unusually high
of existing wetlands, but to take measures to prevent
erosion rates on the Outer Banks, houses along the
development from blocking the landward creation of
coast are regularly moved landward. North
new wetlands. This approach has been enacted by
Carolina requires houses, hotels, and condominiums
the State of Maine (1987) and would be consistent
to be set back from the shore by the distance of a
with the proposals to discourage bulkheads that
100-year storm plus 30 years' worth of erosion on
have been widely discussed by coastal zone
the assumption that after 30 years, the house could
managers and enacted by the State of South
be moved back. Texas requires that any house left
Carolina. Titus and Greene estimate that 1,800
standing in front of the vegetation line after the
square miles of wetlands in the Southeast could be
shore erodes must be torn down.
created if developed areas were not protected.
Although this area represents a small fraction of the
If a global warming increases the frequency of
potential loss, it would increase the remaining areas
hurricanes, a number of southeastern communities
of wetlands by 30 to 90%, and it would maintain
will be devastated. However, the overall impact of
and perhaps increase the proportion of shorelines
increased hurricane frequency would be small
on which at least some wetlands could be found.
compared with the impact of sea level rise. While
a doubling of hurricanes would convert 100-year
Beach Erosion
floodplains to 50-year floodplains throughout much
of the Southeast, a 1-meter rise would convert them
The implications of sea level rise for
to 15-year floodplains.
recreational beaches in the Southeast are similar to
356
Southeast
Because the open-coast areas most vulnerable
Gibbs, M. 1984. Economic analysis of sea level
to sea level rise are generally recreational beach
rise: methods and results. In: Barth, M.C., and
resorts, the costs of erosion and flooding should be
J.G. Titus, eds. Greenhouse Effect and Sea Level
viewed within the larger context of why people go to
Rise: A Challenge for This Generation. New York:
the beach. People from the north visit southeastern
Van Nostrand Reinhold Company.
beaches to escape winter, and residents of the
region go to escape the summer heat. As
Hansen, J., I. Fung, A. Lacis, D. Rind, G. Russell,
temperatures become warmer, Georgia and the
S. Lebedeff, R. Ruedy, and P. Stone. 1988. Global
Carolinas may be able to compete with Florida for
climate change as forecast by the GISS 3-D model.
northerners. Hotter temperatures also may increase
Journal of Geophysical Research 93(D8):9341-9364.
the desire of the region's residents to visit the
beach.
Healy, R.G. 1985. Competition for Land in the
American South. Washington, DC: The
Thus, it is possible that the cooler communities
Conservation Foundation.
will reap benefits from a longer and stronger tourist
season that are greater than the increased costs for
Jones, C.A., and J.R. Kiniry. 1986. CERES-Maize:
erosion control. Areas that already have a
A Simulation Model of Maize Growth and
year-round season are less likely to benefit, and in
Development. College Station, TX: Texas A&M
a few areas like Miami Beach, the off-season may
Press.
be extended.
Kana, T.W., J. Michel, M.O. Hayes, and J.R.
Jensen. 1984. The physical impact of sea level rise
REFERENCES
in the area of Charleston, South Carolina. In:
Barth, M.C., and J.G. Titus, eds. Greenhouse
Armentano, T.V., R.A. Park, and C.L. Cloonan.
Effect and Sea Level Rise: A Challenge for This
Generation. New York: Van Nostrand Reinhold
1988. Impacts on coastal wetlands throughout the
United States. In: Titus, J.G., ed. Greenhouse
Company.
Effect, Sea Level Rise, and Coastal Wetlands.
Washington, DC: U.S. Environmental Protection
Leatherman, S.P. 1984. Coastal geomorphic
Agency.
responses to sea level rise: Galveston Bay, Texas.
In: Barth, M.C., and J.G. Titus, eds. Greenhouse
Barth, M.C., and J.G. Titus. 1984. Greenhouse
Effect and Sea Level Rise: A Challenge for This
Generation. New York: Van Nostrand Reinhold
Effect and Sea Level Rise: A Challenge for This
Generation. New York: Van Nostrand Reinhold
Company.
Company.
Linder, K.P., M.J. Gibbs, and M.R. Inglis. 1988.
Burnash Robert J.C., R.L. Ferral, and R.A.
Potential Impacts of Climate Change on Electric
Mcguire. 1973. A Generalized Streamflow
Utilities. New York: New York State Energy
Simulation System, Conceptual Modeling for Digital
Research and Development Authority.
Computers. Sacramento, CA: National Weather
Service and California Department of Water
Louisiana Wetland Protection Panel. 1987. Saving
Resources.
Louisiana's Coastal Wetlands: The Need for a
Long-Term Plan of Action. Washington, DC: U.S.
Edison Electric Institute. 1985. Statistical
Environmental Protection Agency/Louisiana
Yearbook of the Electric Utility Industry.
Geological Survey. EPA-230-02-87-026.
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Meo, M. 1987. Proceedings of the Symposium on
Geraghty, J., D. Miller, F. Van Der Leeden, and F.
Climate Change in the Southern United States.
Troise. 1973. Water Atlas of the United States.
Norman, OK: University of Oklahoma.
Port Washington, NY: Water Information Center.
Mitch, W., and J. Gosselink. 1986. Wetlands. New
York: Van Nostrand Reinhold Company.
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NOAA. 1987. National Oceanic and Atmospheric
Titus, J.G. 1984. Planning for sea level rise before
Administration. Fisheries Statistics Division,
and after a coastal disaster. In: Barth, M.C., and
National Marine Fisheries Service. 1987 Preliminary
J.G. Titus, eds. Greenhouse Effect and Sea Level
Statistics for United States Domestic Catch.
Rise: A Challenge for This Generation. New York:
Washington, DC: Unpublished data.
Van Nostrand Reinhold Company.
Rind, D. 1988. The doubled CO2 climate and the
U.S. Department of Agriculture. 1987. Agricultural
sensitivity of the modelled hydrologic cycle. Journal
Statistics: 1987. Washington, DC: U.S. Department
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Shugart, H.H., and D.C. West. 1977. Development
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of an Appalachian deciduous forest succession
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model and its application to assessment of the
Statistical Abstract of the United States: 1988.
impact of the chestnut blight. Journal of
Washington, DC: Government Printing Office.
Environmental Management 5:161-179.
U.S. Department of Commerce. 1986. U.S.
State of Maine. 1987. Dune Rule 355. Augusta,
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Florida.
358
CHAPTER 17
GREAT PLAINS
FINDINGS
with intense groundwater use -- water
depletion,so damage, altered farm and rural
economics, and potential reversion to dryland
Agriculture in the Great Plains (this study focused
farming -- could be exacerbated by global
on Nebraska, Kansas, Oklahoma, and Texas) is
sensitive to climate fluctuations and would be at risk
warming.
from global warming. Although uncertainties
remain regarding the rate and magnitude of global
Water Quality
climate change and the models used to estimate
impacts, results indicate that climate change would
It is not clear how climate change would affect
cause reductions in regional agricultural production.
water quality in the Great Plains. Groundwater
Demand for irrigation is likely to increase, and
quality may be less at risk than surface water
quality of water may diminish. Regional electricity
quality because of increased evaporation and
use may increase.
less leaching. These results are very sensitive
to changes in the amounts and frequency of
Agriculture
rainfall, and groundwater impacts will be
affected by total acres under production, by
The effects of a warmer climate alone would
application rates, by soil type under cultivation,
and by changes in irrigated versus dryland
generally reduce wheat and corn yields. Yield
acres.
changes range from + 15 to -90%. The direct
effects of CO₂ on crop photosynthesis and water
use may mitigate these effects, but the extent to
Electricity Demand
which the beneficial effects of CO2 on crop
yields would be seen with climate change is
Climate warming could cause the annual
uncertain.
demand for electricity in Kansas, Nebraska,
Oklahoma, and West Texas to rise by an
Crop yields in Texas and Oklahoma may decline
additional 5 to 9 billion kilowatthours (kWh) (2
relative to northern areas of the United States.
to 4%) by 2010, and by an additional 37 to 73
This change in productivity could lead to a 4 to
billion kWh (10 to 14%) by 2055. Summertime
22% reduction of cultivated acreage in these
use for air-conditioning and irrigation pumping
states.
could increase and outpace reductions in winter
demand for space heating.
Because of increased reliability of yields from
irrigated lands relative to dryland yields, and
Approximately 3 to 6 gigawatts (GW) of
because of potentially higher crop prices,
generating capacity would be needed by 2010 to
demand for irrigation water on remaining farms
meet the additional increased demand, and 22
would probably increase as global warming
to 45 GW would be needed by 2055 -- a 27 to
proceeds. The number of acres irrigated may
39% increase over baseline additions that may
increase by 5 to 30%.
be needed without climate change. The
cumulative cost of these additions by 2055
Ogallala Aquifer
would be $24 to $60 billion.
Warming and/or drying in the Great Plains may
Policy Implications
place greater demand on regional groundwater
resources. Many of the problems associated
Agencies with responsibility for agricultural
land use, such as the U.S. Department of
359
Chapter 17
Agriculture (USDA) Agricultural Stabilization and
Conservation Service and the Soil Conservation
Service, should begin to analyze how their missions
may be affected by climate change and to consider
development of flexible strategies to deal with
Nebraska
potential impacts. Water resource managers, such
as those on river basin commissions and in state
natural resource agencies, may wish to factor the
OGALLALA
potential effects of climate change into planning of
AQUIFER
Kansas
land use, long-term water supply, irrigation,
drainage, and water-transfer systems.
Oklahoma
CLIMATE-SENSITIVE
RESOURCES IN THE GREAT
PLAINS
The Great Plains consists of a predominantly
treeless region of relatively flat topography between
the Rocky Mountains and the Mississippi lowlands
Texas
of central North America. Although very
productive, the region (Figure 17-1) is sensitive to
climate fluctuations, a fact that has been made
apparent in several major droughts over the last few
decades.
Dryland Farming Area
Despite this climate sensitivity, dryland
agriculture provides the chief economic base for this
thinly populated region with few cities. The region
Figure 17-1. Boundaries of the Ogallala Aquifer
was first settled by farmers in the late 1800s under
and dryland wheat production in the Great Plains
the Homestead Act, which created the family-farm
(Science of Food and Agriculture, 1987, 1988).
system in place today in the Plains (Bowden et al.,
1981).
The Great Plains, including portions of
rice, and cotton has replaced dryland wheat
Nebraska, Kansas, Oklahoma, and Texas, constitutes
production, especially in western Kansas and the
a vital part of the United States' agricultural base
Texas Panhandle (Figure 17-1). However, the
and is the focus of this report. Nearly 100,000
region's groundwater resources have been
farms encompassing over 111 million acres produce
overexploited in some areas, leading to some
an important array of dryland and irrigated crops.
reversion to dryland cropping.
Major dryland crops include winter wheat and grain
sorghum, and key irrigated grains include corn and
Livestock constitute another important
rice. In all, the four states have a combined
agricultural commodity in the region. Almost 50%
production of over 80, 30, and 25% of the nation's
of all cattle fattened in the country are raised in the
grain sorghum, wheat, and cotton, respectively
four states, accounting for 40% of the total U.S.
(Table 17-1).
value of marketed livestock.
Exploitation of water from the Ogallala Aquifer
In addition to contributing substantially to
has supported significant irrigated agricultural
national food supplies, the four states are also major
production in the Great Plains during the last two
exporters of agricultural products. Foreign exports
decades. In many areas, irrigated farming of corn,
of grain and animal products are especially notable
360
Great Plains
Table 17-1. U.S. Agricultural Ranking of Great Plains States and Percent of U.S. Total
(for the four states combined) for Selected Products, 1982
U.S. total
(all four
Product
Kansas
Nebraska
Oklahoma
Texas
states) (%)
Sorghum harvested
2
3
5
1
80.5
Cattle fattened on
2
3
9
1
46.7
grain and concen-
trates sold
Value of cattle
2
3
7
1
40.7
and calves sold
Wheat harvested
1
9
3
6
31.8
Cotton harvested
--
--
9
2
25.8
Hay harvested
9
2
16
7
15.9
Market value of
6
5
20
3
18.5
all agricultural
products
Source: USDA (1983).
Table 17-2. Agricultural Exports from Selected Great Plains States, Fiscal Year 1984
(millions of dollars)
U.S. total
Exports
U.S.
Kansas
Nebraska
Oklahoma
Texas
(%)
Feed grains and
7,585
372
903
-
385
22
byproducts
Wheat and
4,526
797
150
353
276
35
byproducts
Live animal and
1,161
130
134
18
161
38
meats
All agricultural
31,187
1,719
1,762
1,471
2,031
19
products
Source: USDA (1985).
361
Chapter 17
(Table 17-2). In total, these four states provide
(Warrick and Bowden, 1981; Riebsame, 1983).
approximately one-fifth of the dollar value of all
These practices are designed to conserve moisture,
U.S. agricultural exports. Yet, dependence on
reduce energy input, and minimize erosion, and
foreign markets puts Great Plains farmers at high
thus, to increase yields and profits. Nevertheless,
risk. While large historical fluctuations in grain and
dryland crop yields still fluctuate widely with
livestock production levels are partly related to
temperature and precipitation variations between
climatic variability, changing international demand,
years. The coefficient of variation of wheat yields is
and its effects on price, play an important role in
close to 50% over much of the region, and
the region's continuing economic and social
approximately 30-40% of the planted acreage is
instability.
abandoned every year because of poor crops,
especially on the western fringes of agriculture
The Great Plains is also a major source of coal
where the dominant crop is dryland wheat grown on
and oil, though such extractive industries vary more
summer fallow (Michaels, 1985).
with international energy markets than with climate.
Otherwise, the area exhibits little economic
In addition to the developments in cropping
diversity, a pattern that has led to a net
systems, government policies and programs have
outmigration, especially of younger segments of the
also been devised to absorb or mitigate the impacts
population. Regional population is growing slowly
of climate stresses in the Great Plains and
mostly in the fringe cities (e.g., Omaha), while rural
elsewhere. These include federal programs for crop
population and the total number of farms are slowly
insurance, disaster grants and low-interest loans to
decreasing. The region's economy remains
farmers, and government-sponsored drought
inexorably linked to the fortunes of agriculture and,
research (Warrick, 1975). Such programs can be
thus, to the climate.
costly. For example, the projected cost of the 1988
Drought Relief is about $3.9 billion nationally
Dryland Agriculture
(Schneider, 1988).
The dryland farming area of the Great Plains
Despite the adoption of conservation tillage
is one of the most marginally productive agricultural
techniques, drought-resistant cultivars, and risk
regions in the United States. Some observers have
management programs, some analysts argue that
stated that the southern Plains are simply too
the region remains particularly vulnerable to
sensitive to climate swings and that intensive dryland
climate-induced reductions in crop yields and will be
farming should be abandoned (Worster, 1979;
one of the first U.S. agricultural regions to exhibit
Popper and Popper, 1987). Yet in many years, the
impacts of climate change (e.g., Lockeretz, 1978;
Plains produce bumper crops of small grains that
Warrick, 1984). Rapid acreage increases in the
add significantly to the nation's export trade
1970s, destruction of windbreaks for larger fields to
balance.
accommodate bigger machinery, and speculative
farm expansion all raise the possibility of renewed
Dryland farmers in the Great Plains are
land degradation and economic losses similar to
particularly vulnerable to climate variability. The
those of the Dust Bowl period, if climate change
Great Plains States of Nebraska, Kansas, Oklahoma,
creates an increased frequency of heat waves and
and Texas were the hardest hit during the Dust
droughts in the region. Most climate models
Bowl of the 1930s (Worster, 1979; Hurt, 1981).
indicate that the region would become drier as
Yields of wheat and corn dropped as much as 50%
global warming proceeds, suggesting potentially
below normal, causing the failure of about 200,000
severe impacts on dryland farming.
farms and migration of more than 300,000 people
from the region.
Irrigated Agriculture
The Dust Bowl, other droughts, and the desire
One response to the semiarid and highly
for continued expansion and intensification of
variable climate of the Great Plains has been
dryland farming have led to numerous technological
exploitation of surface and groundwater resources
and social adjustments to climate and market
for irrigation to replace dryland farming. In 1982,
fluctuations. Especially critical, from a dryland
19 million acres, or 12% of all Great Plains
farming perspective, has been the improvement of
cropland, mostly in the southern Plains, were
conservation tillage practices like summer fallowing
irrigated. Groundwater provides most of the water
362
Great Plains
for irrigation: 61 to 86% of the water used in
cooling, etc.). Other types of energy are also
Nebraska, Oklahoma, and Kansas as compared with
sensitive to climate, but this study addresses only
only 20% nationally. In this respect, irrigation
electricity.
farmers in the Great Plains are less sensitive to
climate change relative to dryland farmers.
However, the demand for irrigation water
PREVIOUS CLIMATE IMPACT
throughout the region is very sensitive to climate.
STUDIES
The improvement and application of well
drilling and pumping technology after World War II
Many studies of climate impacts on agriculture
permitted the use of water from the immense
in the Great Plains have been performed using a
Ogallala Aquifer (Figure 17-1). Today, the aquifer
variety of approaches and models. Dozens of
supplies irrigation for approximately 14 million acres
climate impact studies have focused specifically on
in the Great Plains States of Colorado, Nebraska,
the 1930s drought (e.g., Lockeretz, 1978; Bowden
Kansas, Oklahoma, New Mexico, and Texas (High
et al., 1981) and, more generally, on Great Plains
Plains Associates, 1982). Use of the aquifer allows
droughts (Warrick, 1975). Many recent studies have
the irrigation of terrain too far from surface
used crop-climate models to estimate impacts of
supplies. The aquifer also provides water for
climate on yields. Warrick (1984) analyzed the
municipal and industrial purposes.
vulnerability of the region to a possible recurrence
of the 1930s drought by running a dryland crop yield
Farmers in Nebraska recently began to use the
model tuned to 1975 technology with 1934 and 1936
aquifer to irrigate corn, which is grown mostly for
temperature and precipitation conditions. He found
livestock feed. Corn, wheat, and some sugarbeets
that recurrence of 1930s conditions in the region
are irrigated farther south, while in Texas the
would result in wheat yield reductions of over 50%.
Ogallala is tapped chiefly for cotton. The aquifer
Terjung et al. (1984) used a crop water demand and
varies in depth from the land surface, in rate of
yield model to investigate irrigated corn production
natural discharge, and in saturated thickness across
sensitivity to differing temperature, precipitation,
the region. In Nebraska, the aquifer has a higher
and solar radiation fluctuations. They found that in
recharge rate (i.e., the rate at which the aquifer is
the central Great Plains, evapotranspiration and
replenished) than in the other Great Plains States,
total water applied for irrigation were very sensitive
and significant drawdown problems have not yet
to climate variations. Liverman et al. (1986)
occurred. In Texas and other states, high
continued this modeling and found that the lowest
withdrawal and low recharge rates of the aquifer
irrigated yields occurred under cloudy, hot, and very
have already resulted in "mining" of the resource
dry climate scenarios. Under dryland cropping,
(i.e., the rate of water withdrawal is greater than
minimum yields occurred under sunny-hot and
rate of recharge) and in the abandonment of
sunny-warm scenarios with very dry conditions.
thousands of irrigated acres (see Glantz et al.,
Volume J).
Using an agroclimatic approach, Rosenzweig
(1985) found that lack of cold winter temperatures
Water Quality
in the southern Great Plains may necessitate a
change from winter to spring wheat cultivars with
Nonpoint pollution (runoff and leaching) is the
climate change projected for a doubling of CO2.
main contributor to water quality problems in the
Changes in temperature, precipitation, and solar
Great Plains. Many of the groundwater supplies in
radiation were considered. Decreased water
the region contain elevated levels of fertilizer and
availability may also increase demand for irrigation.
pesticide-derived pollutants.
In a later study, Rosenzweig (1987) showed that
although the combined impact of doubled CO,
Electricity Demand
climate change (temperature, precipitation, and
solar radiation changes) and the direct effects of
Electricity use in the region is sensitive to
elevated CO2 (increased photosynthesis and
improved water use) compensated for the negative
climate fluctuations in terms of space heating,
effects of climate change in years with adequate
cooling, and agricultural operations such as
rainfall, this compensation did not reduce crop
irrigation and livestock management (heating,
failures in dry years.
363
Chapter 17
Robertson et al. (1987) estimated the combined
Table 17-3.
Great Plains Studies for EPA
impact of temperature and precipitation changes
Report to Congress on the Effects
due to doubled CO₂ climate change and the direct
of Global Climate Change
effects of increased CO2 on rainfed corn and wheat
yields and erosion using the Erosion Productivity
Analyses Performed for This Case Study
Impact Calculator (EPIC). Results showed that
modeled wheat yields in Texas decreased and
Potential Effects of Climate Change on
modeled corn yields increased slightly. Such
Agricultural Production in the Great Plains: A
changes in productivity could result in long-term
Simulation Study - Rosenzweig, Columbia
changes in cropping patterns.
University, NASA/Goddard Institute for Space
Studies (Volume C)
Glantz and Ausubel (1984) suggested that the
Great Plains' mining of the Ogallala Aquifer and its
Effects of Projected CO2-Induced Climatic
susceptibility to future incidence of drought
Changes on Irrigation Water Requirements in
projected by global climate models be combined in
the Great Plains States - Allen and Gichuki,
analyses of the region, since both are critical to the
Utah State University (Volume C)
habitability of the area.
National Studies That Included Great Plains
Results
GREAT PLAINS STUDIES IN
THIS REPORT
Economic Effects of Climate Change on U.S.
Agriculture: A Preliminary Assessment -
Adams, Oregon State University and Glyer and
The studies for this report examine the
McCarl, Texas A&M University (Volume C)
implications of climate change for several important
activities in the region: agricultural production and
Impacts of Climate Change on the Movement
economics, demand for irrigation water, and water
of Agricultural Chemicals Across the U.S.
quality. Climate change impact research on
Great Plains and Central Prairie -Johnson,
livestock, electricity use, and resource management
Cooter, and Sladewski, Oklahoma
policy relevant to the Great Plains is also described.
Climatological Survey, University of Oklahoma
The individual studies performed for this report are
(Volume C)
listed in Table 17-3.
Changing Animal Disease Patterns Induced by
The Great Plains studies explore the sensitivities
the Greenhouse Effect - Stem, Mertz, Stryker,
of regional activities to climate change scenarios.
and Huppi, Tufts University (Volume C)
The results are not meant to be predictions of what
will happen; rather the studies aim to define the
Effect of Climatic Warming on Populations of
ranges and magnitudes of potential responses of
the Horn Fly, with Associated Impact on
critical regional systems to the predicted climate
Weight Gain and Milk Production in Cattle -
changes.
Schmidtmann and Miller, U.S. Department of
Agriculture, Agricultural Research Service
(Volume C)
GREAT PLAINS REGIONAL
CLIMATE CHANGE SCENARIOS
The Potential Impacts of Climate Change on
Electric Utilities: Regional and National
Estimates - Linder and Inglis, ICF Incorporated
The estimated changes in seasonal and annual
(Volume H)
temperatures and precipitation for the scenarios are
shown in Figure 17-2. For a description of the
Climate Change and Natural Resources
global climate models, climate scenarios, and a
Management in the United States -Riebsame,
discussion of the likelihood of these changes, see
University of Colorado (Volume J)
Chapter 2: Climate Change, and Chapter 4:
Methodology. All three scenarios show large
364
Great Plains
Average annual precipitation decreases by 0.26
millimeters per day (3.7 inches per year) in the
GISS scenario, while GFDL and OSU have slight
A. Temperature
increases. However, these annual values mask a
6
pronounced reduction in rainfall in Nebraska and
GISS
Kansas in the GFDL scenario (see Figure 17-3).
5
The large temperature increase and pronounced
GFDL
summer drying combine to make the GFDL
4
OSU
scenario severe in these states, and the most severe
CHANGE (°C)
case among the climate change scenarios.
3
The magnitudes of climate changes in the
2
spring and summer from the GFDL scenario and
the climate of the 1930s drought in Nebraska and
1
Kansas are compared in Figure 17-3. While the
scenario decreases in growing season precipitation
0
are about the same as those during the most severe
Winter
Spring
Summer
Fall
Annual
drought years (1934 and 1936) in the area, the
B. Precipitation
climate change scenario temperatures are about
0.5
3°C higher than the Dust Bowl temperatures.
0.4
0.3
0.2
A. Temperature
CHANGE (mm/Day)
0.1
8
0
7
-0.1
6
-0.2
-0.3
Change (°C)
5
-0.4
4
-0.5
3
-0.6
Winter
Spring
Summer
Fall
Annual
2
1
0
Figure 17-2. Average change in (A) temperature,
1934 1936
GFDL
and (B) precipitation over Great Plains gridpoints in
Spring
GISS, GFDL, and OSU global climate models
B. Precipitation
/
Summer
(2XCO₂ run less 1XCO₂ run).
0.4
0.2
0.0
increases in temperature for the Great Plains States
-0.2
under a doubled CO₂ climate. The GISS scenario
has an annual warming of 4.5°C, the GFDL scenario
Change (mm/day)
-0.4
has an annual warming of 5.0°C, and OSU has an
-0.6
annual warming of 3.3°C. In general, winter
-0.8
temperatures increase more than summer
-1.0
temperatures in the GISS model, and summer
-1.2
temperature changes are greater than winter
-1.4
temperature changes in the GFDL and OSU
1934 1936
GFDL
scenarios. The differences between the models
Figure 17-3. Comparison of observed drought (1943
range from 0.2 to 1.5°C. The impact studies used
and 1936) and GFDL climate change in Nebraska
only the GISS and GFDL climate change scenarios
and Kansas for (A) temperature, and (B)
because of time limitations.
precipitation (Rosenzweig, Volume C).
365
Chapter 17
RESULTS OF THE GREAT
Limitations
PLAINS STUDIES
This work does not consider changes in
frequencies of extreme events, even though
Crop Production
extremes of climatic variables, particularly runs of
extremes, are critical to crop productivity (see
To better understand the potential physical
Chapter 3: Variability). Development of the
impact of climate change on crops, Rosenzweig
CERES models was based on current climate; the
modeled changes in corn and wheat yields in the
relationships in the models may or may not hold
Great Plains using crop growth models.
under differing climate conditions, particularly the
high temperatures predicted for greenhouse
Study Design
warming.
Two crop growth models, CERES-Wheat
The direct effects of CO2 are only
(Ritchie and Otter, 1985) and CERES-Maize (Jones
approximated in the crop modeling study, because
and Kiniry, 1986) were used to test the sensitivity of
the models do not include a detailed simulation of
crop yields to the GISS and GFDL climate change
photosynthesis. Also, experimental results from
scenarios. These models are designed for large-area
controlled environments may show more positive
yield prediction and for farm decisionmaking and
effects of CO2 than would actually occur in variable,
have been validated for a wide range of conditions
windy, and pest-infested (e.g., weeds, insects, and
(Otter-Nacke et al., 1986). The CERES models
diseases) field conditions; thus, this study probably
simulate crop responses to the major factors that
overestimated the beneficial effects of increased
affect crop yields: climate, soils, and management.
CO2.
The models employ simplified functions to predict
Results
crop growth stages; development of vegetative and
reproductive structures; growth of leaves and stems;
dieback of leaves; biomass production and use; root
Climate change scenarios cause simulated
system dynamics; and the effects of soil-water deficit
wheat (Figure 17-4) and corn (Figure 17-5) yields to
decrease in the southern and central Great Plains.
on photosynthesis and biomass use in the plant.
Results shown are means of modeled yields at study
At each of 14 locations, the crop models were
sites grouped by latitude for 30 years of baseline
run with three soils present in the region
and climate change scenarios. With climate change
representing low, medium, and high productive
alone, decreases in modeled yields appear to be
capacity. Model results were generated for changes
caused primarily by increases in temperature, which
in yield, water used for irrigation (if crop is
would shorten the duration of crop life cycle (the
irrigated), crop evapotranspiration, and planting and
period during which a crop grows to maturity). This
maturity dates for both dryland and irrigated cases.
results in reduced yields. When the direct effects
The direct effects of CO2 (i.e., increased
of CO₂ on crop photosynthesis and transpiration are
photosynthesis and decreased transpiration per unit-
included in the climate change simulations, modeled
leaf area) were simulated with the climate change
crop yields overcome the negative effects of climate
scenarios in another set of runs. A method for
change in some cases, but not in others. In general,
approximating the direct effects in the CERES
the more severe the climate change scenario, the
models was developed by computing ratios of daily
less compensation provided by direct effects of CO2.
photosynthesis and evapotranspiration rates for a
canopy exposed to elevated (660 ppm) CO₂ to those
Corn and wheat yields were estimated to
rates for the same canopy exposed to current (330
respond differently to dryland and irrigated climate
ppm) CO2 conditions (see Peart et al., Volume C).
change conditions and to the direct effects of CO2.
Daily photosynthesis rates of wheat and corn
Dryland corn yield decreases were very high in the
canopies were increased 25 and 10%, respectively,
hotter and drier GFDL scenario, particularly at
based on published results of controlled
higher latitudes. These decreases were caused by
environmental experiments with crops growing in air
the combined effects of high temperatures
with increased CO2 levels.
366
Great Plains
(A) DRYLAND
5
4
YIELD (thousands kg/Ha)
3
2
1
0
40-42 N
38-40 N
36-38 N
34-36 N
<34N
LATITUDE
(B) IRRIGATED
8
6
YIELD (thousands kg/Ha)
4
2
0
40-42 N
38-40 N
36-38 N
34-36 N
< 34 N
LATITUDE
BASE
GISS
GISS DE
GFDL
GFDL DE
DE = Direct Effects of CO2
Figure 17-4. CERES-Wheat yields in the Great Plains with GISS and GFDL climate change scenarios with and
without the direct effects of CO2: (A) dryland, (B) irrigated (Rosenzweig, Volume C).
shortening the grain-filling period and increased
yields. These results suggest an increased demand
moisture stress. The GFDL scenario has
for irrigation in the region.
pronounced reductions in summer precipitation
(decreases of about 30 mm per month) in the two
Adjusting the planting date of wheat to later in
northern gridboxes of the study area, which occur
the fall, one potential farmer adjustment to a
during critical growth stages of corn. Irrigated corn
warmer climate, was not estimated to significantly
was more negatively affected than irrigated wheat in
ameliorate the effects of the GISS climate change
the combined climate and direct effects runs
scenario on CERES-Wheat yields. Changing to
because of the lower photosynthetic response of
varieties with lower vernalization requirements
corn to CO2.
(need for a period of cold weather for reproduction)
and lower photoperiod sensitivity (sensitivity to
In general, the amount of water needed for
daylength), in addition to delaying planting dates,
irrigation in the crop models is estimated to
overcomes yield decreases at some sites but not at
increase in the areas where precipitation decreases
others.
and irrigation reduces interannual variability in
367
Chapter 17
(A) DRYLAND
8
6
YIELD (thousands kg/Ha)
4
2
0
40-42 N
38-40 N
36-38 N
34-36 N
< 34 N
LATITUDE
(B) IRRIGATED
14
12
10
YIELD (thousands kg/Ha)
8
6
4
2
0
40-42 N
38-40 N
36-38 N
34-36 N
< 34 N
LATITUDE
BASE
GISS
GISS DE
GFDL
GFDL DE
DE = Direct Effects of CO2
Figure 17-5. CERES-Maize yields in the Great Plains with GISS and GFDL climate change scenarios with and
without the direct effects of CO2: (A) dryland, (B) irrigated (Rosenzweig, Volume C).
Implications
acreage would be irrigated as high temperatures
increase the risk of crop failures. Increased
There is potential for climate change to cause
irrigation would be needed to ensure acceptable and
decreased crop yields in the southern Great Plains.
stable yield levels. However, availability of and
Farmers would need varieties of corn and wheat
competition for water supplies also may change with
that are better acclimated to hotter and possibly
climate change, and defining the extent to which
drier conditions to substitute for present varieties,
irrigation can provide an economic buffer against
and adjustment strategies tailored for each crop and
climate change requires further study.
location.
Agricultural Economics
Pressure for increased irrigation may grow in
the region, particularly with more severe climate
Many economic consequences are likely to
changes. This would occur for two reasons: first,
result from the physical changes in crop yields and
crops currently irrigated would require more water
water availability caused by climate change.
where precipitation decreases; and second, more
Decreased yields will further stress farmers already
368
Great Plains
affected by marginal productivity and economic
Results
fluctuations. Additional irrigation needs could place
greater demand on the Ogallala Aquifer and other
The estimates of Adams et al. (see Volume C)
water resources in the region. To examine the
for total agricultural and irrigated acreage changes
agricultural implications of climate change more
in the southern Great Plains States (Oklahoma and
closely, Adams et al. introduced yield changes from
Texas only) are shown in Table 17-4. Agricultural
the Great Plains and other regional crop modeling
land is estimated to decrease in the southern Great
studies, and changes in crop water use and water
Plains in all scenarios, with and without the direct
availability from the GISS and GFDL scenarios into
effects of CO2. Decreases range from 4 to 22%.
an economic model to translate the physical effects
Irrigated acreage, on the other hand, increases in all
of climate change into economic consequences. (For
scenarios, from 9 to 30%. This is because of
study design and limitations, see Chapter 6:
increased stability of irrigated yields relative to
Agriculture.) Analyses were done both for climate
dryland yields, and because of a rise in commodity
change alone and for the combined effects of
prices that makes expansion of irrigation production
climate change and enhanced CO₂ concentrations to
economically feasible.
explore the sensitivity of the agricultural system to
the projected changes. The economic study did not
Implications
address the issues of whether the physical and
institutional changes required to accommodate
The results of the agricultural economics study
increased demand for irrigated acreage are feasible
imply that wheat and corn production may shift
or whether new crops would be introduced. The
away from the southern Great Plains. This may
study did not consider changes in global agriculture.
weaken the economic base of many rural
Table 17-4. Estimated Changes in Agricultural Land Usage in Oklahoma and Texas (millions of acres)
Base
GISS
GFDL
Usage
acreage
Acreage
Change
% Change
Acreage
Change
% Change
Agricultural land
Without direct
effects
54.7
42.6
-12.1
-22.1
52.0
-2.7
-4.9
With direct
effects
54.7
48.8
-10.9
-19.9
52.7
-2.0
-3.8
Irrigated acreage
Without direct
effects
5.3
6.9
1.6
29.6
5.6
0.3
4.9
With direct
effects
5.3
5.8
0.5
9.4
6.1
0.8
15.3
Source: Adams et al. (Volume C).
369
Chapter 17
communities in the region and cause dislocations of
similarly to increased CO2 (which may reduce
rural populations. Uncertainties exist about
transpiration), although published reports of
adaptation in the region, such as substitution of
experimental results show different responses
more heat- and drought-tolerant varieties and crops.
among crops (see Rose, Volume C). The majority
If irrigated acreage expands as predicted in the
of results presented in this study assumed that crop
economic analysis, changes in capital requirements
varieties would not change, even though farmers
for agriculture would also occur.
may shift to crops more adapted to the changed
climate.
If irrigated acreage does increase in the area,
groundwater overdrafts also would be likely, along
Results
with associated increases in surface and
groundwater pollution and other forms of
In general, modeled results showed that
environmental degradation. The current analysis
seasonal irrigation requirements for an area growing
did not address the issue of whether the physical
alfalfa, corn, and winter wheat in the Great Plains
and institutional changes required to accommodate
would increase by about 15% under the doubled
such an increase in irrigated acreage are feasible.
CO2 scenario. These results are based on averages
of the two GCM doubled CO₂ scenarios and the
Irrigation
likely occurrence of only moderate CO2-induced
decreases in transpiration.
Higher air temperatures cause increased
evaporative demands, which largely govern crop
Irrigation requirements were estimated to vary
water use and irrigation water requirements. The
depending on the type of crop, changes in climatic
climate and crop production changes that might be
factors, and variations in response to CO₂. The
associated with global warming in the southern
perennial crop alfalfa showed persistent increases in
Great Plains are likely to heighten farmer interest
seasonal net irrigation water requirements (see
in irrigation, both because evapotranspiration may
Figure 17-6). These increases are driven primarily
increase and because irrigated crops might obtain a
by higher temperatures, with less influence from
larger economic advantage in a less favorable
stronger winds, greater solar radiation, and a longer
climate. Therefore, climate change impacts on
growing season.
irrigation water requirements were analyzed in more
detail.
Study Design
120
Allen and Gichuki (see Volume C) evaluated
100
the effects of climate change and reduced
transpiration due to enhanced CO₂ on crop
irrigation water requirements in the Great Plains.
Percent Change From Baseline Value
80
They used an irrigation water requirement model to
60
calculate daily soil moisture balances,
40
evapotranspiration, and irrigation water
requirements for corn, wheat, and alfalfa. The
20
model employed the Penman-Monteith combination
0
method to estimate crop evapotranspiration
Nebraska
Kansas
Oklahoma
Texas
(Monteith, 1965). Four levels of potential direct
GISS
effects of CO2 on transpiration were simulated.
GFDL
Limitations
Some uncertainty is embedded in the
evapotranspiration and irrigation water requirement
Figure 17-6. Seasonal irrigation water requirement
estimates owing to mismatching of weather profiles
for alfalfa for GISS and GFDL climate change
and crop characteristics. Also, this study assumed
scenarios and a moderate CO2-induced decrease in
that alfalfa, corn, and wheat all would respond
transpiration (Allen and Gichuki, Volume C).
370
Great Plains
On the other hand, decreases in seasonal net
100
irrigation requirements were estimated for the
(A) ALFALFA
region's two most important crops, winter wheat
80
and corn, in most areas, depending on the projected
60
direct effects of CO2 on transpiration. These water
need decreases would be generally due to shorter
40
crop growing periods caused by higher
temperatures, which accelerate crop maturity.
20
When crop varieties appropriate to the longer
0
growing season were modeled, irrigation
requirements for winter wheat were estimated to
100
increase. Water requirements during peak irrigation
(B) CORN
80
periods (when plant growth and temperatures are
greatest) increased in almost all cases (Figure 17-
PERCENT CHANGE FROM BASELINE VALUE
60
7). These results are consistent with results from
40
the crop modeling study.
20
Plant canopy (leaf) temperatures were
estimated to increase above current baseline values
0
for all crops and sites studied. Increases in leaf
50
temperatures may reduce photosynthetic activity and
(C) WINTER WHEAT
crop yields. They also would make crops more
40
sensitive to moisture stress. (See discussion on
30
direct effects of CO2 in Chapter 6: Agriculture.)
20
Implications
10
0
Any reduction in irrigation requirements for
corn and winter wheat would be beneficial in the
-10
Great Plains because less water and energy would
-20
GISS
GFDL
GISS
GFDL
GISS
GFDL
GISS
GFDL
be required to produce the crops. However, the
NEBRASKA
KANSAS
OKLAHOMA
TEXAS
shortened crop growth periods might allow for
0%
double-cropping (planting two crops in one season),
20%
/
40%
thus increasing total irrigation requirements.
60%
Farmers may shift to longer-season varieties, which
80%
would also increase water needs.
Figure 17-7. Percent change in net peak monthly
irrigation requirement from baseline values for
Expanded farm irrigation systems will require
alfalfa, corn, and winter wheat for GISS and GFDL
increased capital investments and larger peak drafts
climate change scenarios and five levels of CO2-
on groundwater systems and on energy supplies.
induced decreases in transpiration (Allen and
Increased groundwater extraction could pose
Gichuki, Volume C).
environmental and economic problems, especially
where "water mining" is currently a major problem.
Any action of irrigators to increase irrigation
Water Quality
efficiency as an attempt to cope with projected
water shortages, while economically beneficial, may
Agricultural pesticides are a high-priority
lead to increased salinity problems if sufficient water
pollution problem in at least half of the states within
is not applied to meet soil leaching requirements.
the U.S. Great Plains and Central Prairie.
371
Chapter 17
Potentially toxic agricultural chemicals can be
removed from farmers' fields through degradation,
A. PESTICIDE RUNOFF LOSSES
surface runoff, sediment transport, and downward
200
percolation. An understanding of potential climate
BASE
change effects on the movements of agricultural
150
GISS
chemicals is needed to identify potential changes in
drinking water quality.
PERCENTAGE OF BASE
GFDL
100
Study Design
50
Johnson et al. used the Pesticide Root Zone
0
Model (PRZM) (Carsel et al., 1984) to simulate the
WINTER WHEAT
COTTON
CROP REGION
partitioning of pesticides between plant uptake,
chemical degradation, surface runoff, surface
B. PESTICIDE EROSION LOSSES
erosion, and soil leaching in the Great Plains under
baseline climate and climate change scenarios. The
160
locations modeled were representative of cropping
140
practices for winter wheat and cotton in the region.
120
The interactions among soil, tillage, management
were studied. (For further discussion of the study's
PERCENTAGE OF BASE
100
80
systems, pesticide transport, and climate change
60
40
design and limitations, see Chapter 6: Agriculture.)
20
0
Results
WINTER WHEAT
COTTON
CROP REGION
As Figure 17-8 shows, surface runoff and
surface erosion of agricultural pesticides increased
C. PESTICIDE LEACHING
under the GISS scenario for the winter wheat
100
regions of the Great Plains. In the southern Great
Plains cotton simulations, both the GISS and GFDL
80
scenarios produced increases in surface pesticide
losses with runoff and eroded soils.
The quantity of pesticides leached below the
PERCENTAGE OF BASE
60
40
crop root zone is estimated to decrease everywhere
20
except on silty soils in the cotton region. This
0
overall decline most likely results from higher
WINTER WHEAT
COTTON
evaporative demands in response to temperature
CROP REGION
increases and to less available moisture for
Figure 17-8. Regional summary of surface and
infiltration and deep percolation.
subsurface pesticide loss as a percentage of the base
climate scenario losses (Johnson et al., Volume C).
Implications
Results of the modeling imply that water quality
groundwater impacts will depend on total acres
in the southern Great Plains may be affected by
under production, application rates, soil type under
climate change. However, because these results are
cultivation, and changes in irrigated versus dryland
highly dependent on the frequency and intensity of
acres.
precipitation events, directions of change are
uncertain. Surface water appears to be vulnerable
From a water quality perspective, decreased
to deterioration under climate change conditions,
pesticide leaching may be advantageous. From a
although the result does not hold for all cases.
water quantity perspective, these results could be
Groundwater quality in some areas appears to be
cause for concern. Less leaching can imply less
less at risk than surface water quality. However,
water movement through soil profiles and less water
372
Great Plains
availability for aquifer recharge. If water demands
warmer environments permit longer seasonality of
were to increase (as suggested by the crop
diseases currently present. Stem et al. calculated
production, economic, and irrigation analyses) at the
that the ranges of bluetongue and Rift Valley fever
same time that recharge rate decreased, competition
(both serious or potentially serious diseases of
for scarce water resources could increase
cattle) could be extended northward from Texas to
dramatically in the region.
Kansas and Nebraska with climate warming.
Climate change thus has the potential to cause
Livestock
increased incidence of animal disease and to
increase stress on livestock production in the Great
Livestock production is a critical agricultural
Plains.
activity in the Great Plains and may be sensitive to
climate fluctuations in several ways. The warming
Electricity Demand
in the climate change scenarios may alleviate cold
stress conditions in the winter but would exacerbate
Linder and Inglis (see Volume H) estimated
heat stress in the summer. Warmer summers are
the changes in demand for electricity for the years
likely to necessitate more hours of indoor cooling.
2010 and 2055. (For a description of the study's
Reproductive capabilities have been shown to
design and methodology, see Chapter 10: Electricity
decline as a result of higher temperatures. Higher
Demand.) In each case, they first estimated the
temperatures also may enable tropical diseases and
change in electricity demand due to projected
pests to extend their ranges northward into the
regional economic and population growth, and then
southern Great Plains. High temperatures also may
factored in changes in demand based on the GISS
reduce insect pest activities in some locations and
transient climate change scenarios A and B. The
increase them in others. (For a discussion of
results for the southern and central Great Plains are
livestock issues, see Chapter 6: Agriculture.)
discussed here.
Schmidtmann and Miller (see Volume C)
Results
modeled the effect of climate warming on the horn
fly, a common pest of pastured cattle that causes
Estimates of changes in peak demand, capacity
reductions in weight gain and milk production. (For
requirements, and cumulative and annual costs
a description of study design and limitations, see
projected for the climate change scenarios in the
Chapter 6: Agriculture.) This study used only the
Great Plains are shown in Table 17-5. The results
GFDL scenario; since it had the highest
are driven by seasonal changes in weather-sensitive
temperatures, results should be considered as an
demands for electricity: summertime use for air-
extreme case. In Texas, horn fly populations were
conditioning and irrigation-pumping increases and
estimated to become lower in summer than they are
outpaces reductions in demand for space heating in
currently because high temperatures are lethal to
the winter. Electricity demand grows by 2 to 4% by
the insects when they are immature. Thus, weight
2010, and new capacity requirements are estimated
gains of calves and feeder/stocker cattle could
to increase by 15 to 28% by 2010 for the climate
increase relative to current rates in Texas. In
change scenarios as compared with the base case
Nebraska, however, temperatures in the GFDL
(i.e., economic growth without climate change). By
scenario would not reach lethal levels, and increases
2010, additional cumulative capital costs induced by
of 225 to 250 horn flies per head were estimated.
climate change may be $3.7 to $6.7 billion, and
This would result in greater weight reductions than
annual costs of generating power may rise by 3 to
those currently observed. These results suggest that
6%.
greater stress may occur in livestock production in
the northern part of the Great Plains, and that
In 2055, new capacity generating requirements
stress may be alleviated in Texas.
are estimated to increase by 22 to 45 gigawatts or 27
to 39%. Annual electricity demand in the region
Stem et al. (see Volume C) studied the effects
increased an additional 10 to 14% by 2055 under
of climate change on animal disease patterns. (For
the climate change scenarios. New capacity
study design and limitations, see Chapter 6:
requirements without climate change are estimated
Agriculture.) The ranges of some diseases may be
to be 20 GW by 2010 and 112 to 134 GW by 2055.
extended as habitats of disease vectors enlarge or as
373
Chapter 17
Table 17-5. Estimated Change in Peak Demand and Annual Energy Requirements Induced by Climate
Change (%)
2010
2055
GISS A
GISS B
GISS A
Utility area
Ann.
Peak
Ann.
Peak
Ann.
Peak
Kansas/Nebraska
1.7
6.8
1.3
5.2
5.7
22.1
Oklahoma
3.0
7.9
2.8
6.6
11.3
25.3
Texas, east
3.0
7.9
2.8
6.6
11.3
25.3
Texas, south
3.3
10.0
1.7
5.1
10.6
24.6
Texas, west
3.1
8.6
2.4
6.1
11.1
25.1
Source: Linder and Inglis (Volume C).
Linder and Inglis calculated that cumulative
resources. Although the Ogallala Aquifer has come
capital costs for electricity in the region would
under close scrutiny in the past, it is important to
increase from $20 to $53 billion by 2055 with
note that previous studies have not addressed
climate change. The estimated changes in annual
potential climate change impacts on this resource.
costs induced by climate change range from $5 to
Many of the problems associated with intense
$10 billion.
groundwater use (water depletion, soil damage,
altered rural and farm economics, and potential
Implications
reversion to dryland farming) could be exacerbated
by global warming. This study shows that irrigated
Increased electrical capacity requirements and
acreage in the Great Plains could increase and that
the need to maintain the reliability of utility systems
the demand on the aquifer could rise by up to 15%.
could place additional stress on the Great Plains.
These potential adjustments to climate change
This is especially important if climate change
should be studied to understand their implications
increases the demand for irrigation, which is an
for land use, resource conservation, regional
important consumer of electricity in the region.
economics, and community issues in the Ogallala
Also, the potential exists for conflicts between
area.
power production and agriculture over the use of
scarce resources such as water. Powerplants may
take the cooling water they need from rivers or
POLICY IMPLICATIONS
from the already overused Ogallala Aquifer, and
increased coal and oil production in the region
The policy options for responding, either in
would utilize land that might be farmed. However,
anticipation or in reaction, to climate change in the
energy production may provide alternative income
Great Plains range from noninterference, in which
sources in an area whose economy is poorly
agricultural, water, and other resource systems are
diversified.
left to adjust without assistance, to a more active
approach in which federal, state, and local
government agencies plan for and assist in the
CLIMATE CHANGE AND THE
process of adaptation.
OGALLALA AQUIFER
Given the historical government involvement in
Warming and/or drying in the Great Plains may
agriculture, especially in this marginal region where
place greater demand on regional groundwater
support programs may mean the difference between
374
Great Plains
farm survival and failure, it is likely that an active
flexible repertoire of anticipatory strategies; new
adjustment process will be called for. Policymakers
institutional arrangements may be needed.
in the Great Plains may have to respond to
decreased agricultural production in the area,
Some programs already in place can help to
increased demand for water and electricity, poorer
lessen the negative effects of climate change on the
water quality, and changes in livestock production.
Great Plains. Federal legislation such as the "Sod-
The major issues that policymakers should address
Buster Bill" and programs such as the Conservation
include land-use management, water resource
Reserve Program are examples of new policies
management, and agricultural risk management (see
designed to reduce the use of marginal lands for
Riebsame, Volume J). Regional utility planners and
agriculture. The basic goals of these laws are to
policymakers should also begin to consider climate
protect the most erodible farmlands by removing
change as a factor -- along with other uncertainties
them from crop production, and to use conservation
-- affecting their resource availability analyses and
as a tool for reducing overproduction. Such
planning decisions.
programs are prudent now for reducing erosion and
may become even more important for protecting
Of course, uncertain and limited impact
soil and water quality in a changing climate.
assessments such as those described above cannot
However, protection of marginal lands may have to
be used to create and implement detailed policy.
be weighed against the need for greater crop
Rather, they should be viewed as scenarios that
production if climate change lowers yields. For
suggest the types of policies and the range of policy
example, the government's response to the 1988
mechanisms and flexibilities that could alleviate
drought was to release some conservation land for
potentially disruptive impacts from climate change.
cropping in 1989. This would help replenish food
The eventual problem for the policymaker, of
stocks but also would place a greater amount of
course, is deciding when to switch from scenario
marginal land at risk of erosion.
analysis to actual policy formulation and
implementation. The last few sections of this
Water Resource Management
chapter suggest some of the policy implications
raised by the impacts described earlier.
If GCM projections of climate change are
qualitatively correct, parts of the Great Plains are
Land-Use Management
likely to suffer increasing aridity. Farmers may
demand more water for irrigation, although
Land managers should analyze how their
groundwater sources are already taxed.
missions and holdings may be affected by climate
Competition for water resources between
change and should develop flexible strategies to deal
agricultural and nonagricultural demands may be
with potential impacts. Federal agencies, such as
exacerbated. Water managers need to factor the
the Department of Agriculture, the Forest Service,
potential effects of climate change into their
the Fish and Wildlife Service, and the Department
decisions on irrigation, drainage, and water transfer
of Interior, should work with state agriculture,
systems, and they should consider potential climate
forest, and park agencies on such plans.
change as they formulate supply allocation rules,
reservoir operating criteria, safety protocols, and
Climate change may cause agriculture and other
plans for long-term water development. Water
land uses to become more environmentally and
conservation techniques, water reallocation between
economically marginal in the Great Plains.
competing uses, water transfers and marketing, and
Consequently, land uses may shift in intensity, type,
land-use adjustments should be evaluated for their
and location. Indeed, locational shifts may involve
ability to absorb the effects of a range of future
several states or multiple regions. This adjustment
climate changes. The goal at this point may not be
process can be made more efficient and less
to formulate detailed policy, but rather to test the
disruptive if individual jurisdictions, such as
climate sensitivity and feasibility of alternative water
municipalities, states, and federal regions, respond
management policies and practices.
in a coordinated manner. Decisions made by
managers of agriculture will affect forests, wildlife,
Decisionmakers should also consider the
and water resources. Decisionmakers should begin
potential effects of climate change on water quality
now to work together to develop a sound and
and the use of pesticides. They should examine
375
Chapter 17
alternative pest control strategies, such as Integrated
Jones, C.A., and J.R. Kiniry. 1986. CERES-Maize:
Pest Management, which use biological control,
A Simulation Model of Maize Growth and
genetic resistance, and innovative cropping systems
Development. College Station, TX: Texas A&M
to reduce pesticide applications.
Press.
Risk Management
Liverman, D.M., W.H. Terjung, J.T. Hayes, and
L.O. Mearns. 1986. Climatic change and grain corn
Several government, semiprivate, and private
yields in the North American Great Plains. Climatic
institutions have a large financial stake in Great
Change 9:327-347.
Plains agriculture through land credit, commodity
and equipment loans, and insurance. Additionally,
Lockeretz, W. 1978. The lessons of the Dust Bowl.
the federal government provides disaster relief for
American Scientist 66:560-569.
climate extremes affecting regional agriculture.
Climate warming poses a potential long-term risk to
Michaels, P.J. 1985. Economic and climatic factors
the financial institutions supporting agriculture, to
in "acreage abandonment" over marginal cropland.
the resources available for emergency relief, and to
Climatic Change 7:185-202.
individual farmers. This possibility should be
carefully assessed, and plans should be made now to
Monteith, J.L. 1965. Radiation and crops.
monitor risk as climate changes.
Experimental Agriculture Review 1(4):241-251.
Otter-Nacke, S., D.C. Goodwin, and J.T. Ritchie.
REFERENCES
1986. Testing and Validating the CERES-Wheat
Model in Diverse Environments. Houston, TX:
Bowden, M.J., R.W. Kates, P.A. Kay, W.E.
Lyndon B. Johnson Space Center. AgRISTARS
YM-15-00407. JSC 20244.
Riebsame, D. Johnson, H. Gould, and D. Weiner.
1981. The effect of climate fluctuations on human
populations: two hypotheses. In: Wigley, T.M.L.,
Popper, D.E., and F.J. Popper. 1987. The Great
M.J. Ingram, and G. Farmer, eds. Climate and
Plains: from dust to dust. Planning (December):1
18.
History. Cambridge, United Kingdom: Cambridge
University Press, pp. 479-513.
Powers, W.L. 1987. The Ogallala's bounty
Carsel, R.F., C.N. Smith, L.A. Mulkey, J.D. Dean,
evaporates. Science of Food and Agriculture 5(3):2-
5.
and P. Jowise. 1984. Users' Manual for Pesticide
Root Zone Model: PRZM. USEPA/ERL Report
EPA-600-3-84-109. Washington, DC: U.S.
Riebsame, W.E. 1983. Managing agricultural
Government Printing Office.
drought: the Great Plains experience. In: Platt, R.,
and G. Macinko, eds. Beyond the Urban Fringe:
Dregne, H.E., W.O. Willis, and M.K. Adams. 1988.
Land Use Issues in Non-Metropolitan America.
The metamorphosis of the "Great American
Minneapolis: University of Minnesota Press, pp.
257-270.
Desert." Science of Food and Agriculture 6(11):2-
7.
Riebsame, W.E. 1987. Human Transformation of
the United States Great Plains: Patterns and
Glantz, M.H., and Ausubel, J.H. 1984. The Ogallala
Causes. Proc. Symp. on the Earth as Transformed
Aquifer and carbon dioxide: comparison and
by Human Action, Clark University.
convergence. Environ. Conser. 11(2):123-31.
Ritchie, J.T., and S. Otter. 1985. Description and
High Plains Associates. 1982. Six-State High Plains-
performance of CERES-Wheat: user-oriented wheat
Ogallala Aquifer Regional Resources Study. Austin,
yield model. In: Willis, W.O., ed. ARS Wheat Yield
TX.
Project. USDA-ARS. ARS-38. pp. 159-175.
Hurt, R.D. 1981. The Dust Bowl. Chicago: Nelson-
Hall.
376
Great Plains
Robertson, T., V.W. Benson, J.R. Williams, C.A.
USDA. 1983. U.S. Department of Agriculture, U.S.
Jones, and J.R. Kiniry. 1987. Impacts of climate
Bureau of the Census. 1982 Census of Agriculture.
change on yields and erosion for selected crops in
Washington, DC: U.S. Government Printing Office.
the southern United States. In: Meo, M., ed. Proc.
Symp. on Climate Change in the Southern U.S.:
USDA. 1985. U.S. Department of Agriculture,
Impacts and Present Policy Issues, Science and
Economic Research Service. Foreign Agricultural
Public Prog., Univ. of Oklahoma, Norman, OK.
Trade of the United States. Washington, DC: U.S.
Government Printing Office.
Rosenzweig, C. 1985. Potential CO2-induced climate
effects on North American wheat-producing regions.
Warrick, R.A. 1984. The possible impacts on wheat
Climatic Change 7:367-389.
production of a recurrence of the 1930s drought in
the U.S. Great Plains. Climatic Change 6:5-26.
Rosenzweig, C. 1987. Climate change impact on
wheat: the case of the High Plains. In: Meo, M., ed.
Warrick, R.A. 1975. Assessment of Research on the
Proc. Symp. on Climate Change in the Southern
Drought Hazard in the United States. Monograph
U.S.: Impacts and Present Policy Issues, Science and
No. 4. Boulder, CO: Natural Hazards Research and
Public Prog., Univ. of Oklahoma, Norman, OK.
Applications Information Center, University of
Colorado.
Schneider, K. 1988. Drought cutting U.S. grain
crop 31% this year. The New York Times August
Warrick, R.A., and M.J. Bowden. 1981. The
12:A1.
changing impacts of drought in the Great Plains. In:
Lawson, M.P., and M.E. Baker, eds. The Great
Terjung, W.H., D.M. Liverman, and J.T. Hayes.
Plains: Perspectives and Prospects.
Lincoln:
1984. Climatic change and water requirements for
University of Nebraska Press, pp. 111-137.
grain corn in the North American Great Plains.
Climatic Change 6:193-220.
Worster, D. 1979. Dust Bowl: The Southern Great
Plains in the 1930s. New York: Oxford University
Press.
377
CHAPTER 18
RESEARCH NEEDS
This report has suggested that concerns over
Research in the natural and social sciences
the adaptability and fate of both natural and
must have an important role in developing well-
managed ecosystems in a changed climate are well
reasoned adaptation strategies because it will
founded. Natural forested ecosystems, aquatic and
provide the data and understanding of processes
marine biota, wildlife in refuges, water quality in
necessary to design efficient responses to a new
small lakes, and other resources may be vulnerable
climate, and better management techniques for the
to rapid climate change. Strategies for mitigating
resources that must be conserved.
changes in these systems are likely to be complex
and difficult to implement. While it may be difficult
The needs of U.S. and international
to quantify the consequences, climate change may
policymakers for information on the possible
have large effects on biodiversity, primary
environmental effects of climate change and the
productivity, and cycling of nutrients, and it may be
processes that control them should not be
difficult, if not impossible, to reverse these impacts.
underestimated, especially since the task of
attempting to mitigate emissions of greenhouse
This report has also shown that while
gases is so large and complex. This chapter
intensively managed ecosystems, especially
identifies some of the major topics for research in
agroecosystems, may also be affected by a climate
the natural and social sciences that should be
change, there seem to be more opportunities for
pursued to help policy analysis and development in
human intervention to mitigate or adapt to their
this area.
responses. Thus, the critically important question is
whether the capacity for human intervention can
The scope of this chapter is necessarily broad.
keep pace with the rate of change induced by
It addresses both the research proposed by EPA
changing climate. Areas of major concern are the
and the research recommendations of the scientific
interactive effects of climate change and carbon
research community from a perspective that the
dioxide increases on crop yields, and the adaptation
development of sound environmental policy, both
rate of management practices.
for mitigation and adaptation, depends on the
capability of the scientific research community to
Although it is clearly not possible to study all
respond to increasingly specific demands for
the potential effects of a change in the climate
information from policymakers.
system, or to consider all the possible social or
political ramifications of responding to climate
change, there will be a continuing need to
RELATIONSHIP BETWEEN
understand better the possible consequences of
climate change because adaptation to different
POLICY AND SCIENCE
climates will be a necessary part of any complete
societal strategies to cope with the greenhouse
Secretary of State James Baker and EPA
effect. Therefore, it is important to have in place a
Administrator William Reilly recently set forward
research framework for both the natural and the
four principles to guide policy development:
social sciences that will provide the information
required to allow societies to respond to the
The first is that we can probably not
challenge of large-scale, rapid changes in the
afford to wait until all of the uncertainties
climate system. This research should be undertaken
have been resolved before we do act.
simultaneously and in coordination with programs
Time will not make the problem go away.
directed at establishing a broad consensus for
governmental actions, both domestic and
The second is that while scientists refine
international, that address energy, land use, and
the state of our knowledge, we should
other social policies that might lead to reduced
focus immediately on prudent steps that
emissions of greenhouse gases.
are already justified on grounds other
379
Chapter 18
than climate change. These include
international scientific and policy consensus on
reducing CFC emissions, greater energy
greenhouse issues.
efficiency, and reforestation.
EPA's domestic responsibilities, and the
The third is that whatever global solutions
research reported on in this document, have led us
to global climate change are considered,
to formulate several important questions that should
they should be as specific and cost-effective
be thought of as overriding themes, rather than as
as they can possibly be.
a list of all the potential issues:
The fourth is that those solutions will be
How rapidly might climate change as a
most effective if they transcend the great
result of future manmade emissions?
fault line of our times, the need to
reconcile the transcendent requirements for
What are the likely regional atmospheric
both economic development and a safe
manifestations of such global atmospheric
environment.
changes?
These four principles establish a framework
What are the likely extent and magnitude of
within which both domestic and international
ecological, environmental, and societal
programs will develop. They balance the needs for
changes associated with a given change in
both scientific research and policy development,
regional atmospheres?
while clearly recognizing the international scope of
the issue. In doing so, these four principles will act
What technologies and policy options exist
as the basis for U.S. participation in international
to reduce the rate of growth in greenhouse
assessment activities, as well as for domestic policy
gas emissions, and how much would they
development.
cost?
The Global Climate Protection Act of 1987
What are the cultural and institutional
directs EPA and the State Department to
barriers that might limit the implementation
coordinate the development of national policy for
of such options?
global climate change. This coordination involves
many other agencies with essential policy roles, such
What are the likely consequences of
as the Department of Energy.
proposed mitigative or adaptive policies?
In addition, the Global Climate Protection Act
These questions are viewed as the foundation
directs EPA, in cooperation with other agencies, to
for analyzing possible environmental changes due to
prepare a scientific assessment of climate change.
climate change, and eventually for analyzing possible
This assessment is now being coordinated through
approaches to managing risks. They begin to match
the Intergovernmental Panel on Climate Change, an
needs for policy development with scientific needs
organization created under the joint auspices of the
for understanding the functioning of the Earth as an
United Nations Environment Programme and the
integrated system. By doing so, they define the
World Meteorological Organization (WMO). It will
specific areas in which scientific research is
be developed by a work group with extensive U.S.
necessary: biogeochemical dynamics, physical
participation coordinated through the Federal
climate and the hydrologic cycle, ecosystem
Coordinating Committee on Science and
dynamics, Earth system history, and human
Engineering Technology Committee on Earth
interactions with the geosphere-biosphere. Indeed,
Sciences. A second work group will analyze climate
they justify an overall program of research, with one
change impacts, and a third work group is
of the main goals being to "establish the scientific
responsible for examining response strategies. Each
basis for national and international policymaking
work group has approximately 18 months to develop
related to natural and human-induced changes in
an interim report. Reports from these three work
the global earth system" (Federal Coordinating
groups will be critical to the development of
Committee on Science and Engineering
Technology).
380
Research Needs
RESEARCH AND ASSESSMENT
Water resource managers face similar
problems. In California, all the scenarios indicated
NEEDS IN THE SOCIAL
that large changes in the management of water
SCIENCES
might need to be considered if the snowpack were
smaller and melted earlier. In the Great Lakes,
This report has identified many important issues
lower water levels may necessitate changes in
that policy analysts and decisionmakers must begin
management. While changes in precipitation
or have begun to address. It is apparent that even
remain the most uncertain of the outputs from
for the heavily managed environmental resources
GCMs, the lessons for research in water
such as agriculture and water supply, an existing
management are relatively clear. We need to
range of concerns makes the response of resource
understand the degree to which there is flexibility in
managers to climate change difficult to predict.
water allocation decisions, and to develop the
Even current climate variability is not always
information needed by water managers to evaluate
accounted for in resource management. Yet it is
possible changes in allocation under climate change.
the response of resource managers and
environmental policymakers to climate change that
In each of these cases, both the institutional
will ultimately determine how society responds to a
and historical factors that affect the decisionmaking
changed climate both for managed and natural
process must be analyzed and understood, as must
resources. The inadequacy of our current
local, regional, and national political influences. In
knowledge regarding how their decisions are made
particular, the problems of designing resource
demands closer attention from the social science
management systems for flexible response need to
be addressed as institutional and investment
research community.
questions. While the need for flexible resource
Institutional Response to Climate
management is clear, the reality of maintaining
flexibility while still making decisions regarding
Variability and Climate Change
large capital expenditures, such as building
powerplants and dams, may be quite difficult.
One of the major issues identified in this report
There will be a continued need to conduct targeted
is how institutions respond to current variability in
case studies of how resource managers currently
climate. It is well known that current climate
consider climate variability and to address potential
variability, represented by such episodes as the
future changes in variability (see Chapter 19:
recurrence of the El Niño and periodic droughts,
Preparing for Climate Change).
can have catastrophic effects on major regional
industries, that in turn have larger, sometimes global
In addition, while climate change may
consequences on supply and processing of resources.
ultimately be one of the most important variables
It is also well known that in both the relatively
that managers must consider in the decisionmaking
distant and relatively recent past, variability in
prócess, it may not be the most immediate.
climate has led to severe regional economic
Research is necessary to show how devoting
dislocation and subsequent migration of large
attention and resources to a developing issue such
numbers of people, even in industrialized societies
as climate change makes sense from a management
such as the United States. What is not as well
and policy standpoint. Research is also necessary to
known is how the U.S. institutions responsible for
examine the differences in how a wealthy, highly
managing agriculture, forestry, and water resources
industrialized society, such as the United States,
will be able to respond to future climate variability,
makes decisions about responding to climate
especially if that variability increases. The drought
variability and change and how other societies,
of the summer of 1988 clearly illustrates that U.S.
especially lesser developed countries, make such
farms are still susceptible to severe weather
decisions. Since climate change is intrinsically a
conditions; it does not, however, answer the
global issue, such studies will be necessary to form
question of whether a succession of such droughts,
a consensus regarding the need for coordinated
as might be expected in future scenarios of a
responses and management strategies.
warmer, drier Grain Belt, could be accommodated
by the existing government programs.
381
Chapter 18
RESEARCH AND ASSESSMENT
regional consequences of global atmospheric
change. The transition from traditional disciplinary
NEEDS IN THE NATURAL
investigations of processes to interdisciplinary
SCIENCES
investigations of the links between processes on
such large spatial scales will demand new
As reviewed by the National Academy of
approaches from the scientific research community.
Sciences Committee on Global Change (NRC,
1988), in order to be responsive to policy concerns,
Figure 18-1 represents in schematic fashion the
the primary scientific research needs are in those
information flow that must occur among scientific
phenomena and processes that occur on global
disciplines while explicitly taking into account the
scales, or that occur on regional scales but will have
transitions between spatial scales. It indicates that
global consequences over the next few decades to a
the purpose of conducting research in emissions of
few centuries. Therefore, research and assessment
trace gases, inventorying and evaluating the emission
activities must examine global scale questions of
factors of anthropogenic and biogenic sources of
emissions and atmospheric chemistry as well as the
trace gases, evaluating possible technological
Global Emissions
Global Concentrations
CO,
CO2
CH
Global
Global
CH,
N.O
Emissions
Atmospheric
N,O
CFC's
Scenarios
Chemistry
CFC's
CO
& Scenarios
O
& Models
NOx
CO
NMHC
NOx
NMHC
Physical Climate
Models &
Climatology
Regional
Climatology
R
SOx
T
NOx
Regional
NMHC
Regional
CO,
Emissions
SO,
Environmental
Ecosystem
Air
NO,
Resources
Response
CO
Scenarios
Part.'s
Quality
Models
H+
at Risk
& Models
Models
& Scenarios
CH,
etc.
etc.
Atmospheric
Regional Emissions
Scenarios
Productivity
Yield
Distribution
Water Quality
etc.
Impacts
Figure 18-1. Relationship between global and regional information flow.
382
Research Needs
controls, investigating the possibility of positive
Socioeconomic Impacts
feedbacks, and attempting to realistically simulate
the emissions of trace gases is to provide
The final major link is between the ecological
information for understanding the composition of
and environmental consequences of climate change
the atmosphere. Models can then be used to create
and emissions of greenhouse gases. This link must
estimates of atmospheric composition on
include the interaction between societal impacts,
approximately the same temporal and spatial scales.
such as changes in energy demand and end-use, and
changes in emissions. It will be critical to establish
Climate System
interdisciplinary communication because of
feedbacks between the biosphere and the
The scientific research community should fully
atmosphere. Clearly, changes in the growth and
investigate the dynamic consequences of different
distribution of major terrestrial vegetation types, as
compositions of the atmosphere, including the
well as changes in ocean chemistry and biology, will
dynamics of the ocean as it influences both
alter biogenic emissions of trace gases. Of critical
atmospheric composition and heat transfer. The
importance is the possibility that these biogenic
derivation of regional climate scenarios from either
emission changes may lead to even greater
modeling output or analog methods and scientific
temperature changes (positive feedbacks), as has
understanding are then necessary to link the
been hypothesized for methane. How climate
processes on global scales with environmental and
change will affect anthropogenic emissions, and
ecological research questions on regional and local
whether changes would be positive or negative
scales. The climate system modeling community, as
feedbacks, is largely unexplored.
well as the statistical climatology community, must
devote significant effort to improving the ability of
Data
the atmospheric sciences to make predictions on
relatively small regional scales, so that policymakers
Underlying all these concerns for the
can begin to have some quantitative confidence in
interaction among processes in the natural world is
the results from environmental and ecological
a critical need for long time-series of data on Earth
modeling.
system processes, and the information systems
necessary to manage the data. No amount of
Research Scales
modeling or experimentation of processes will
replace actual observations of how the Earth system
A further critical link identified in Figure 18-1
responds to changes in climate forcing and the
is that estimates of environmental changes will be
degree and characteristics of its natural variability.
needed on spatial scales that are larger than
ecologists and environmental scientists have
Objectives of Federal Global Change
traditionally used in their research (e.g., ecoregions
Program
to biomes). While initially qualitative, as in much of
this report, these estimates will be used both as
Both the NAS (NRC, 1988) and the Federal
input for assessments and as a way to formulate
Global Change Program (CES, 1989) have identified
series of testable hypotheses concerning the
the scientific elements intrinsic to understanding the
processes that control projected ecological changes.
Earth's behavior as an integrated system, and
especially its response to global atmospheric change.
The ecological and environmental research
The section below summarizes the scientific
community must, therefore, define those
elements and their rationale, and presents the broad
atmospheric variables that control the growth and
scientific objectives of the research to be sponsored
distribution of major vegetation types, including
in the Federal Global Change Program. These
crops, and must explore the physical and biological
scientific elements refer directly back to the needs
processes that control the distribution of water and
for information identified in Figure 18-1, as shown
nutrients in natural and managed landscapes. These
in Figure 18-2.
definitions and processes must be those that affect
the characteristics and dynamics of ecosystems on
Biogeochemical dynamics include (1) the
spatial scales commensurate with the atmospheric
sources, sinks, fluxes, and interactions
scales defined above.
383
Chapter 18
Scenario
Assessment
Global
Emissions
Atmospheric
Atmospheric
Chemistry
Dynamics
Scenario
Assessment
Figure 18-2. Two-stage scenario approach to integration.
between biogeochemical constituents within
cryosphere (i.e., glaciers, snow), land
the Earth system; (2) the cycling of
surface, and biosphere.
biogeochemical elements in the atmosphere,
oceans, terrestrial regions, biota, and
These are clearly central to the description,
sediments over Earth's history; and (3) the
understanding, and prediction of global climate
influence of biogeochemical elements on
change, particularly in terms of impacts on global
the regulation of ecological systems and
climate conditions and the hydrologic system.
contribution to potential greenhouse
constituents (CO₂, CH4, N₂O, CFCs) that
Human interactions has been defined as the
have a direct influence on climate.
study of the impacts of changing global
conditions on human activities. The global
Ecological systems and dynamics would
environment is a crucial determinant of
involve the responses of ecological systems,
humanity's capacity for continued and
both aquatic and terrestrial, to changes in
sustained development. Research should
global environmental conditions and of the
focus on the interface between human
influence of biological systems on the
activities and natural processes.
atmospheric, climatic, and oceanic systems.
This includes studies of plant succession,
Earth system history is the study of the
terrestrial and aquatic biodiversity,
natural record of environmental change that
extinctions, and relationships with
is contained in the rocks, terrestrial and
geological substrate. Monitoring and
marine sediments, glaciers and ground ice,
specific ecosystem experiments can provide
tree rings, eumorphic features (including
information on stresses influencing the
the record of eustatic changes in sea level),
biota and on the biotic response to natural
and other direct or proxy documentation of
and societal environmental stresses. Such
past environmental conditions. These
information is needed to achieve the basic
archive the Earth's history and document
understanding required for the development
the evolution of life, past ecosystems, and
of models. Identification and study of
human societies. Past ecological epochs
particularly sensitive ecosystems will be
with warmer or cooler climates relative to
especially informative.
the present climate are of particular
scientific interest.
Climatic and hydrologic systems would
involve the study of the physical processes
Solid-earth processes include the study of
that govern the atmosphere, hydrosphere
certain processes that affect the life-
(oceans, surface and groundwaters, etc.),
supporting characteristics of the global
384
Research Needs
environment, and especially the processes
3. Develop integrated conceptual and
that take place at the interfaces between
predictive Earth system models.
the Earth's surface and the atmosphere,
hydrosphere, cryosphere, and biosphere.
Each of these objectives simultaneously leads
Solid-earth processes that directly affect the
toward improving the monitoring, understanding,
environment are of primary interest;
and predicting of global change. They aim to
processes that have only indirect effects are
provide, by the year 2000, detailed assessments of
excluded.
the state of the knowledge of natural and human-
induced changes in the global Earth system and
The solar influence is the study of the
appropriate predictions on time scales 20 to 40 years
variability in solar radiation and its impact
into the future. Assessments of uncertainties in
on atmospheric density, chemistry,
model outputs will be an integral part of these
dynamics, ionization, and climate.
predictions.
Research on the effects of solar variability
on biogeochemical cycles as well as the
impact of ultraviolet light on biology and
THE ROLE OF EPA IN POLICY
chemistry would be particularly important
AND SCIENTIFIC RESEARCH
here.
Of these scientific elements, studies of
EPA's own activities have been structured to
biogeochemical dynamics, climate and hydrologic
provide leadership in both policy analysis and
systems, ecosystem dynamics, Earth system history,
development, as required by the Global Climate
human interactions, and to a lesser extent, solar
Protection Act, and in scientific research, especially
influences, are the most important from the
on the consequences of changes in the climate
standpoint of developing a policy-oriented research
system. The development of a broad-based,
program. The degree to which the solid-earth
interdisciplinary scientific research program that
processes are important depends entirely on their
responds to the policy-oriented questions identified
contribution to global change over the time-scale of
earlier in this chapter has depended strongly on
a few decades to a few centuries. A better
concurrent scientific planning efforts by the National
understanding of these processes remains an
Academy of Sciences and the Federal Global
important scientific aspect of a Federal Global
Climate Change Program.
Change Program but can be anticipated to have less
value from a public policy perspective.
Specifically, the goals and objectives of the
EPA Global Climate Change Research Program
Three Major Scientific Objectives
have been structured to respond both to the policy-
oriented questions, and to the scientific needs
The scientific elements relevant to the
identified by NAS in the U.S. proposal for the
development of well-informed public policy must be
International Geosphere Biosphere Program and as
structured in a way that permits the overall
adopted by the Federal Global Change Program.
objectives of the U.S. program to contribute to both
The program is designed to provide information on
scientific and policy communities. To accomplish
the biosphere and its response to climate change
this, the Federal Global Change Program has
and technical information to develop policy options
outlined three major objectives in its Strategy
to limit and adapt to climate change. EPA's
Document (CES, 1989).
proposed research has two goals:
1. Establish an integrated, comprehensive
1. To assess the probability and magnitude of
program for Earth system measurements on
changes in the composition of the global
a global scale.
atmosphere, the anthropogenic
contributions to those changes, and the
2. Conduct a program of focused studies to
magnitude of subsequent impacts on the
improve our understanding of the physical,
environment and society.
chemical, and biological processes that
influence Earth system changes and trends
2. To assess the likely extent, magnitude, and
on global and regional scales.
rate of regional environmental effects as a
385
Chapter 18
function of changes and variability in
policy responsibilities in issues of global climate
climate, for the purpose of evaluating the
change are going to be able to take advantage of
risks associated with changes in the climate
developments in all areas previously discussed.
system.
Many of the developmental needs in the
atmospheric and space sciences, and many of the
Eight associated scientific and institutional
global monitoring needs, will be beyond the
objectives have been identified:
capability of any one federal agency and will require
the cooperation of all.
1. To develop improved estimates for both
anthropogenic and natural sources of
The goals and objectives of proposed policy
radiatively important trace gases, and to
research and activities in EPA closely follow the
investigate the feedback processes by which
previously listed recommendations. The main foci
climate variability influences the sources of
will be on the development and coordination of a
these gases.
national policy, as called for in the Global Climate
Protection Act, and the coordination and
2. To develop techniques for estimating
implementation of the International Response
current and future emissions of radiatively
Strategies Assessment of the IPCC. Both mitigation
important trace gases.
and adaptation policies will be investigated, as
outlined in the following chapter.
3. To improve understanding of global
atmospheric chemistry in order to project
future concentrations of trace gases,
IMPACT ASSESSMENT
including tropospheric ozone.
METHODOLOGY
4. To relate global changes in climate to
regional changes by constructing a series of
Continued efforts at assessing the causes and
regional atmospheric scenarios.
consequences of climate change are clearly needed.
This report has illustrated one potentially valuable
5. To predict ecosystems' responses to climate
method for conducting such an assessment.
change and to test the processes that
However, because the need will continue, there is a
control those responses.
corresponding need to consider how best to do
assessments in a way that preserves both the
6. To document the spatial covariation of
understanding of what may happen and the certainty
regional climate change with regional
with which we know it. This section outlines the
ecological change in order to establish
approach that will be taken in future impact
comprehensive ecological monitoring in
assessment efforts led by EPA.
selected locations, cooperatively with EPA
and other federal programs.
Integrated modeling of large-scale
environmental issues has been attempted many
7. To develop information on technologies and
times before and may be useful for policy analysis
practices that could limit greenhouse gases
or for heuristic purposes. However, there is general
and to adapt to climate change.
agreement within the scientific community that a
model adequate to simulate the dynamics of
8. To produce periodic scientific assessments
geophysical, chemical, and biological processes on
in conjunction with other federal agencies
global scales will be developed only after decades of
and international research organizations,
research (ESSC, 1988).
and to perform research to evaluate the
consequences of adaptation and mitigation
Although achieving such a goal lies so far in
policies.
the future, the question of how to deal with
integrating diverse aspects of science in global
While defining the framework for EPA's own
climate change and its potential effects in the nearer
scientific research, these goals and objectives also
term remains. One promising approach for
assume that all federal agencies with significant
integrating research results is to treat the entire
386
Research Needs
Scenario
Human &
Scenario
Assessment
Industrial Effects
Assessment
Atmospheric
Regional
Emissions
Dynamics
Atmospheres
Scenario
Environmental &
Ecological
Effects
Assessment
Figure 18-3. Three-stage approach to integration.
cycle of information flow (Figure 18-1) as a series of
results and data, in both qualitative and potentially
two-stage processes (Figures 18-2 and 18-3).
quantitative fashion.
Within each two-stage process, research results
Each pair of scenario-response steps is
should be treated as follows: The first part of the
explicitly decoupled from other pairs, while
process is the creation of a set of scenarios, where
remaining consistent with them. Thus, such an
a scenario is defined as a plausible combination of
approach can indicate both ranges and sensitivities
variables derived from a set of internally consistent
of responses in potentially verifiable fashion within
assumptions. The second part of the process will
each pair, but does not attempt the premature task
evaluate the range of changes that are potentially
of modeling uncertainty all the way through the
attributable to each scenario and will evaluate the
global system.
sensitivity of the underlying systems to different
aspects of the scenarios. Thus, scenarios of changes
The use of scenarios as assessment and
in land use could be used to evaluate possible
integrative tools is not part of the traditional
changes in emissions; scenarios of emissions could
scientific approach toward prediction and validation.
be used to evaluate the possible changes in
Nevertheless, it is important from three standpoints:
atmospheric composition; scenarios of atmospheric
composition could be used to evaluate changes in
1. For scientific information to be of use to
climate; climate scenarios could be used to evaluate
policymakers, a continued iterative process
the possible changes in ecosystems; and scenarios of
of evaluating the state of knowledge in the
ecosystem and land-use changes can in turn be used
suite of sciences relevant to global change
to evaluate possible changes in emissions.
must be maintained. An iterative process
of using and analyzing scenario-based
The use of a scenario-assessment approach for
assessments can provide such information
impact assessments has several advantages. It could
in a usable and informative way.
provide clear priorities for research on the
sensitivities of important environmental processes in
2. To achieve the multidisciplinary syntheses
each scientific area. It maintains a realistically
needed to make scientific advances in
holistic view of the problems of global change, and
problems of global climate change,
it preserves information on the uncertainty of model
evaluation of the methods by which
387
Chapter 18
predictions are made and by which
REFERENCES
scenarios of change can be composed, and
evaluation of the sensitivities of affected
CES. 1989. Committee on Earth Sciences. Our
processes must continue. The scenario-
Changing Planet: The FY 1990 Research Plan.
based assessment approach provides a
The U.S. Global Change Research Program. A
ready-made integrating framework for such
continual evaluations.
Report by the Committee on Earth Sciences. July
1989. Washington, DC: Executive Office of the
3. Because of the importance of this proposed
President, Office of Science and Technology Policy.
July.
research in public policy arenas, it is critical
not to lose sight of what is and is not
ESSC. 1988. Earth Systems Science Committee.
predictable. By distinguishing between a
set of scenarios and actual verifiable
A Program for Global Change: Earth Systems
Science a Closer View. Report of the Earth
predictions, the scenario-based approach
can best illustrate the difference without
Systems Science Committee. Washington, DC:
NASA Advisory Council. January.
becoming a morass of hedged bets.
IGBP. 1988. International Geosphere-Biosphere
Program. Toward an Understanding of Global
Change: Initial Priorities for the U.S. Contribution
to the International Geosphere-Biosphere Program.
Washington, DC: National Research Council,
Committee on Global Change, National Academy
Press.
388
CHAPTER 19
PREPARING FOR CLIMATE CHANGE
The preceding chapters suggest that a global
require thousands, perhaps millions, of
warming could have significant impacts on farms
decisionmakers to consciously consider global
and forests, rivers and lakes, fish and wildlife, and
warming as they plan their activities.
many practical aspects of everyday life. This issue
is very different from other environmental problems.
These differences need not thwart the process
It is global in scope: all nations emit greenhouse
of preparing for global warming. First, many types
gases and all will experience the impacts.
of institutions already cope with equally long-term
Moreover, the changes are likely to last for
and uncertain trends; transportation planners, for
centuries and could shape the very nature of society.
example, routinely consider economic growth over
Although many of the possible consequences may
30- to 50-year periods when picking routes for
not occur for decades, it is important that we begin
highways and urban rail systems. Second, reaching
now to examine how we might respond.
a consensus on what is fair would be easiest when
no one feels immediately threatened. Finally, the
The potential responses fall broadly into two
decentralized nature of adaptation would enable the
categories: (1) limiting the change in climate; and
communities and corporations most sensitive to
(2) adapting to it. These two responses are
climate change to respond quickly, rather than
complementary, not mutually exclusive. Because
having to await a national consensus on the most
past emissions of greenhouse gases may eventually
appropriate response.
warm the Earth one degree Celsius, some
adaptation will be necessary, and efforts to prepare
Because a companion report ("Policy Options
for global warming can contribute information to
for Stabilizing Global Climate") examines options
the process of deciding whether, when, and how to
for limiting future global warming, this chapter
limit it. On the other hand, slowing the rate of
focuses on adaptation strategies. We briefly discuss
global warming would make it easier for humans
the process of choosing such strategies, then present
and other species to adapt.
several examples.
Although limiting climate change would
require worldwide cooperation, responding to its
WHEN IS A RESPONSE
consequences would not. Private citizens and
companies can relocate or modify their operations.
WARRANTED?
Communities and states can undertake public works
or enact planning measures. Charitable foundations
Strategic Assessments
and profit-making corporations can support
research to develop better response strategies.
One of the most fundamental issues facing
National governments can support all of these
activities.
decisionmakers is whether to implement responses
today or to defer preparation until the timing and
magnitude of future climate change are more
Preparing for global warming raises three
certain and the potential impacts are more
challenges. First, the uncertainties make it difficult
imminent. Although global warming might
to be sure that we are employing the correct
eventually require particular actions, such actions
response: the climate may change more (or less)
need not necessarily be taken today. On the other
than anticipated; in the case of precipitation, we do
not even know the direction of change. Second, the
hand, the likelihood of at least some global warming
long-term nature increases the difficulty of
is sufficiently well established and the time required
forecasting the impacts and gaining the attention of
to develop a response sufficiently long that deferring
all preparation could lead us to miss opportunities
decisionmakers more accustomed to focusing on
to substantially reduce the eventual economic and
near-term problems. Finally, adaptation would
environmental costs of the greenhouse effect.
389
Chapter 19
Individual organizations must decide for
potential implications of climate change may require
themselves whether or not to prepare for the
little more than a few additional computer
greenhouse effect. The first question is whether
simulations.
global warming is likely to alter the success of
current activities or projects now being planned. If
The Council on Environmental Quality has held
not, preparing for the impacts of climate change
public meetings on the possibility of requiring
usually would be unnecessary; if so, the next
federal agencies to consider climate change in
question is whether doing something today would be
environmental impact statements. The rationale is
worthwhile.
that (1) if climate changes, the environmental
impact of some federal projects may be different
We use the term "strategic assessment" to
than the impact if the climate does not change; and
refer to the process by which people and
(2) these assessments are an inexpensive way to
organizations examine whether, when, and how to
increase our understanding of the potential
respond to global warming, based on what people
implications of global warming. The Corps of
know today. In some cases, these assessments
Engineers has recently announced that it intends to
formally consider the costs and benefits of
estimate the impacts of sea level rise in future
alternative responses; in others, a qualitative analysis
feasibility studies and environmental impact
is sufficient to reach a conclusion.
statements for coastal projects. (Baldwin, Volume
J, discusses including climate change as a
Strategic assessments would be good
consideration in environmental impact statements.)
investments for almost any organization whose
activities are sensitive to climate or sea level and
Program-Oriented Assessments
whose decisions have outcomes stretching over
periods of 30 years or longer. In many cases, these
Agencies with many potentially vulnerable
studies can use existing analytical tools and
activities may need programwide assessments. In
consequently be relatively inexpensive. If they
some cases, the combined impact of climate change
reveal that action today is worthwhile, the savings
can be summarized by a single variable, such as
from such action may be orders of magnitude
flood insurance claims. On the other hand, many
greater than the cost of the studies. Even if they
agencies, such as the TVA, the Corps of Engineers,
show that no action is necessary, many organizations
and EPA, have programs that face several impacts,
will find it useful to know that their projects are not
each of which must be examined separately.
vulnerable, and the studies would contribute to
society's understanding of the impacts of global
Problem-Oriented Assessments
warming.
These studies are sometimes necessary because
These assessments can be conducted as
project-oriented studies lack a mandate to examine
decision-oriented analyses (e.g., supplements to
broader implications. Utility companies, for
ongoing evaluations of proposed projects) or as
example, may want to consider the implications of
special studies focusing on particular programs or
increased demand due to warmer temperatures.
particular problems; Table 19-1 lists examples of
Moreover, problems that are explicitly the
each type.
responsibility of no one while implicitly the
responsibility of several different groups could be
Decision-Oriented Assessments
beyond the scope of program-oriented assessments.
For example, the combined impact of farm closures
The most cost-effective strategic assessments
and forest dieback raises land-use questions that
are those conducted as a routine part of the
would be outside the responsibility of any single
evaluation of ongoing projects. Because they are
organization.
oriented toward a specific near-term decision, they
are not likely to be ignored. Moreover, their cost is
Criteria for Choosing a Strategy
often minimal because they supplement existing
studies and therefore have little overhead. For
Strategic assessments can objectively identify
example, once a consultant has developed a
the implications of climate change and possible
hydrologic model for a levee or dam, examining the
responses, but picking the "best" response will
390
Preparing for Climate Change
Table 19-1. Examples of Strategic Assessments
Decisionmaker
Question
Decision-Oriented
Home buyers
Is the buyer willing to accept long-term risk of erosion and flooding?
Forestry companies
Are appropriate species being planted? If so, when would a shift be
necessary?
Farmers
Would a new well be even more useful if climate changed?
Utility companies
Is the size of a proposed powerplant optimal given projected climate
change?
City engineers
Should new drainage facilities be designed with extra margin for sea level
rise and possibly increased rainfall?
Water resource agencies
Is the dam designed properly? Would its benefits be different?
Federal agencies
Would sea level rise or climate change significantly alter the environmental
developing environmental
impacts of a project?
impact statements
Program-Oriented
Research directors
For which impacts can we develop a solution? What would be the costs
of the research and the potential benefits of anticipated solutions?
Utility companies
Does system capacity need to be expanded? If not, when would expansion
be necessary?
Flood insurance programs
By how much would insurance claims increase? Does expanding the
program to include erosion increase the impact of climate change?
Agricultural planners
Do current farm programs help or hinder the adjustments climate change
might require?
Public health agencies
Would climate change increase the incidence of malaria and other tropical
diseases in the United States?
Air pollution regulatory
Should current regulatory approaches be supplemented with incentive
agencies
systems, new chemicals, or relocation policies?
391
Chapter 19
Table 19-1. Examples of Strategic Assessments (continued)
Decisionmaker
Question
Problem-Oriented
Natural resource
Do we need a program to aid the survival of forests and other terrestrial
agencies
ecosystems?
Federal and state
Which options would ensure long-term survival of Louisiana's coastal
agencies
wetlands?
Wetland protection
How do we ensure that wetlands can migrate as sea level rises?
agencies
Canada and the
How do we manage changes in levels of the Mississippi River and Great
United States
Lakes?
State coastal zone
Would the state provide necessary funds to hold back the sea on barrier
agencies and barrier
islands? If not, would the town bear the cost of retreat? Are current
island communities
erosion and flood programs consistent with long-term response?
Water resource
What should be done to address increased salinity in estuaries?
agencies
Air pollution
Will climate change alter the results of current air-pollution strategies?
agencies
Publicutility
Should power companies be building extra capacity for increasing demand?
commissions
sometimes be a subjective decision based on a
Economic Efficiency: Are the benefits greater
number of criteria:
than the costs?
Flexibility: Is the strategy reasonable for the
Profitability: Does the investment provide a
entire range of possible changes (including no
return greater than alternative investments,
change) in temperature, precipitation, and sea
i.e., greater than the "discount rate"?
level?
Political Feasibility: Is the strategy acceptable
Urgency: Would the strategy be successful if
to the public?
implemented today but fail if implementation
were delayed 10 or 20 years?
Health and Safety: Would the proposed
strategy increase or decrease the risk of
Low Cost: Can the strategy be implemented
disease or injury?
with a negligible investment today?
Legal and Administrative Feasibility: Can
Irreversibility: Would failure to adopt a
existing organizations implement the strategy
strategy result in irreversible loss of a
under existing law?
resource?
Equity: Would implementing (or failing to
Consistency: Does the policy support other
implement) the strategy impose unfair costs on
national, state, community, or private goals?
some regions or on a future generation?
392
Preparing for Climate Change
Environmental Quality: Would the strategy
in monetary terms. Many decisionmakers do not
maintain clean air and water or help natural
feel comfortable with economic estimates of the
systems survive?
value of a lost human life, unique cultural resource,
or endangered species. Although economic theory
Private versus Public Sector: Does the
provides a procedure (discounting) for comparing
strategy minimize governmental interference
present and future costs, it provides less guidance
with decisions best made by the private
on how much wealth and how many unsolved
sector?
problems one generation should pass along to future
generations. Although it provides tools for assessing
Unique or Critical Resources: Would the
risk and uncertainty, economic theory does not
strategy protect against the risk of losing
specify the extent to which society should be risk-
unique environmental or cultural resources?
averse. Because there is no objective formula for
addressing these types of issues, responses are more
The highest priorities would generally be
likely to be based on intuitive judgment and on what
actions that meet the criteria of flexibility, urgency,
is broadly acceptable to the public.
irreversibility, and low cost, because they inherently
address the major obstacles encountered in
preparing for global warming: (1) flexible policies
EXAMPLE RESPONSES FOR
meet the challenge of uncertainty because they are
appropriate regardless of how the climate eventually
ADAPTING TO GLOBAL
changes; (2) although analytical techniques
WARMING
substantially discount the benefits of taking action
sooner rather than later, delaying action is not a
This chapter presents a variety of example
viable option when the urgency criterion is met; (3)
responses rather than a single integrated strategy
irreversible losses can be avoided only by
because the process of adapting to climate change
anticipating a problem; and (4) low-cost options are
would be relatively decentralized. Although the
always easiest to implement.
various impacts would not be completely
independent of each other, responses to one type of
Nevertheless, these responses would not
impact in one region generally could be
always be sufficient to address the implications of
implemented regardless of whether strategies are
climate change. More comprehensive solutions
implemented to address other types of impacts in
would often involve measures with more significant
other regions. The need to protect California's
costs that might prove, in retrospect, to have been
water supplies, for example, would be largely
unnecessary if climate does not change as projected.
independent of the impact of global warming on
The costs of not acting may still be great enough to
southeastern forests, midwestern agriculture,
justify such actions, but decisionmakers would have
mid-Atlantic barrier islands, and the level of the
to carefully weigh the various tradeoffs.
Great Lakes.
To a large degree, the procedures for doing
For purposes of this discussion, approaches for
so have already been developed and applied. Most
adapting to global warming can be broadly divided
corporations and many government agencies
into four categories, three of which require a
conduct profitability or cost-benefit analyses. If the
response before the climate changes:
principal costs and benefits of a strategy can be
quantified in monetary terms, economic theory
No immediate action is necessary if least-cost
provides a rigorous procedure for making tradeoffs
solutions could be implemented using existing
between present and future costs, and for
technology and institutions as the problem
considering uncertainty, profitability, and most of
emerges.
the other criteria.
Anticipatory action is appropriate where taking
Nevertheless, subjective assessments are
concrete actions today would avert irreversible
necessary when the impacts cannot be readily valued
and expensive costs.
393
Chapter 19
Planning is appropriate where we do not need
in temperature and water availability. If the climate
to physically change what we are doing
of one state gradually comes to resemble the
immediately, but where we need to change the
climate currently experienced in another state,
"rules of the game" now, so that people can
farmers in the former state may gradually begin to
respond to new information in a way that
plant the crops currently grown in the latter. But
furthers social goals.
there is no advantage in switching crops today.
Research and education are appropriate in
Anticipatory Action
cases where decades would® be required to
develop solutions and to train people to
Although many responses will not be necessary
implement them, or where uncertainties must
for a few decades, studies have identified a number
be reduced before the appropriate action can
of instances in which physical responses to global
be identified.
warming are appropriate even today. These
circumstances fall broadly into two categories: (1)
We discuss each of these categories in turn.
incorporating awareness of global warming into
long-term projects that are already under way,
No Immediate Action
where climate change must be addressed either now
or not at all; and (2) taking actions today that,
The urgency of responding to climate change
without climate change, would not be necessary
depends not only on the severity of a potential
until later, if at all.
impact but also on the extent to which taking action
today would diminish the ultimate cost of adaptation
Modifying Ongoing Projects to Consider Climate
or allow us to avoid problems that would be
Change
unavoidable if we waited before taking action. Even
where the impacts of climate change would be
The rationale for incorporating global warming
severe, if the solution to a problem is well defined
into current decisions is that the outcome of
and can be implemented quickly, or if no known
projects initiated today will be altered by changes
solution would substantially mitigate the problem,
in temperature, rainfall, sea level, or other impacts
immediate action is not necessary (although in the
of global warming. For many long-term projects,
latter case, research may be appropriate). Two
factoring climate change into the initial design is
examples follow.
economically efficient because the failure to do so
would risk premature failure of the project, while
Reservoir Operating Rules
the cost of doing so would be only a few percent of
the total project cost. Because consideration of
The decision rules that govern the timing and
global warming would also ensure that projects are
magnitudes of water releases are generally based
adequate to address current climate variability and
on historic climate variability. For example, if the
trends in sea level, such modifications may prove to
flood season is March to May and droughts are
be worthwhile investments even if the anticipated
from July to September, reservoir managers
climate change does not occur, as described in the
typically lower the water levels by the end of
following examples. Thus, these actions can satisfy
February to ensure adequate flood control capacity,
the criteria of flexibility, urgency, irreversibility, and
and they allow the levels to rise in June to ensure
low cost.
adequate water in case of a drought. If global
warming advanced the flood season by one month,
Street Drains
managers could eventually shift the schedule of
water releases. But since such modifications could
Consider the replacement of a century-old
be implemented quickly, there is no advantage in
street drain. If designed for the current 5-year
modifying the schedule until the climate changes.
storm, such a system might be insufficient with a
10% increase in the severity of the design storm or
Choice of Crops
a 1-foot rise in sea level, necessitating a completely
new system long before the end of the project's
The differences among crops grown in various
useful life. On the other hand, installing slightly
regions of the country result largely from differences
larger pipes to accommodate climate change might
394
Preparing for Climate Change
cost only an additional 5%. In such a case,
the technical advisory panel that the barrier would
designing for changes in climate might prove to be
become necessary; once that eventuality was
worthwhile if these changes occurred; even if they
generally recognized, the consensus was that the
did not occur, benefits would be realized because
project should go forward.
the system would provide additional protection
during the more severe 10-year storm. (For
Constructing a project today solely because of
additional examples, see Chapter 7: Sea Level Rise,
the greenhouse effect requires more certainty than
and Chapter 13: Urban Infrastructure.)
incorporating climate change into the design of a
project that would be undertaken anyway, primarily
Commercial Forests
for two reasons: (1) undertaking a new project
requires the legislature or the board of directors to
Because some commercial tree species live as
initiate major appropriations rather than approve
long as 70 years before being harvested,
small increases in the cost of a project already
consideration should be given to modifying the
approved; and (2) because it is not motivated by the
locations of commercial forests and types of species
need to address current problems, the project can
planted to account for global warming. For
be delayed until there is more certainty. Even if
example, some types of Douglas-firs need at least a
decisionmakers are sufficiently certain of future
few weeks of cold winter temperatures to produce
impacts, they do not have to initiate the project
seeds. Forestry companies currently concentrate
today unless the time expected to pass before the
planting efforts at the mountain bases, from which
impacts occur is not much greater than the time
logs can be most readily transported. However, if
required to design, approve, and build the project
temperatures rise, the forests there may no longer
intended to prevent those impacts. Thus, only near-
produce young firs to replace the old. Thus, it
term impacts of global warming and those whose
might be reasonable to begin planting farther up the
solution would take several decades to implement
mountain or in a colder region of the country.
require remedial action today. Two examples
follow.
A shift from long-lived species vulnerable to
climate change to species having less vulnerability or
River Deltas
shorter growing cycles may also be appropriate. If
two species are equally profitable today but one
The loss of wet and dry land in the Mississippi
would fare much better if climate changed, shifting
River Delta in coastal Louisiana is one example of
to the latter species would involve little risk and
how global warming could alter the timing of a
might substantially help long-term profits. Shifting
project (see Chapter 16: Southeast). If current
to a species whose life cycle is only 20 years would
trends continue, most of the delta will be lost by
enable harvests to take place before the climate
2100. But if sea level rise accelerates, this can occur
changes enough to adversely affect growth, and
as soon as 2050. The immediacy of the problem is
would make it easier to respond to climate change
greater than these years suggest, because the loss of
as it occurs (see Chapter 5: Forests).
land is steady. Assuming the additional loss of land
to be proportional to sea level rise, half the delta
Undertaking New Projects Primarily Because of
could be lost by 2030, with some population centers
Future Climate Change
threatened before then.
In a few cases, where authorities are already
Whether or not sea level rise accelerates, the
contemplating public works for which the economic
majority of the delta can survive in the long run
justification is marginal, the prospect of climate
only if society restores the natural process by which
change might encourage decisionmakers to proceed
the Mississippi River once deposited almost all of its
today with such projects. For example, a storm
sediment in the wetlands. Because billions of
surge that almost flooded London during the 1950s
dollars have been invested over the last 50 years in
led the Greater London Council to develop plans to
flood-control and navigation-maintenance projects
build a movable barrier across the Thames River.
that could be rendered ineffective, restoring natural
Although many questioned whether the barrier was
sedimentation would cost billions of dollars and
worth building, steadily rising flood levels (1 foot
could take 20 years or longer. Because of the wide
every 50 years for the past 5 centuries) convinced
variety of interests that would be affected and the
395
Chapter 19
large number of options from which to choose,
Land purchases for protecting ecosystems have
another 10 to 20 years could pass from the time the
two important limitations. First, they would almost
project was authorized until construction began.
certainly be inadequate to address all the species
migration that might be required by climate change:
Thus, if sea level rise accelerates according to
protecting coastal wetlands would require
current projections and a project were initiated
purchasing most of the nation's coastal lowlands,
today, about half of the delta would remain when
and many types of terrestrial species would have to
the project was complete; however, if the project
shift by hundreds of miles. Second, land purchases
were authorized in the year 2000, 60 to 70% might
do not handle uncertainty well: if temperatures,
be lost before it was complete. By contrast, if sea
rainfall, or sea level change more than anticipated,
level rise does not accelerate, the two
the land purchased will eventually prove to be
implementation dates might imply 25% and 35%
insufficient.
losses of coastal wetlands.
Planning: Changing the Rules of the
Undertaking a project today satisfies the
Game
flexibility criterion, because even current trends
imply that something eventually must be done.
Because a failure to act soon could result in an
Although concrete action in response to
irreversible loss of much of the delta, it also satisfies
climate change is necessary today for only a few
the urgency criterion.
types of problems, defining the "rules of the game"
may now be appropriate for a much wider class of
Purchase of Land
problems. Doing so increases flexibility: if climate
changes, we are better prepared; if it does not
change, preparation has cost us nothing. Another
Purchasing land could keep options open for
advantage of this type of long-range planning is
water resource management and wetlands
that reaching a consensus on what is fair is easier
protection. In regions where climate becomes
when no one is immediately threatened. Moreover,
drier, additional reservoirs may become necessary.
However, because accurate forecasts of regional
such planning reduces risk to investors: although
climate change are not yet possible, water managers
they still face uncertainty regarding the timing and
in most areas cannot yet be certain that they will
magnitude of climate change, planning can prevent
need more dams. Even in areas such as California
that uncertainty from being compounded by
where dams will probably be required, these will not
uncertainty regarding how the government will
have to be built for decades. Nevertheless, it may
respond. Two examples in which changing the rules
of the game might be appropriate follow.
make sense to purchase the necessary land today.
Otherwise, the most suitable sites may be
Land Use
developed, making future reservoir construction
more expensive and perhaps infeasible. A number
of potential reservoir sites have been protected by
The potential consequences of global warming
creation of parks and recreation areas, such as
suggest that it may already be appropriate to guide
development away from areas where it could
Tocks Island National Park on the Delaware River.
conflict with future environmental quality or public
Federal, state, and local governments often
safety. This can be done through master plans, laws
purchase land to prevent development from
and regulations, and revisions of ownership rights.
Land use is generally regulated by local
encroaching on important ecosystems. Particularly
governments and planning commissions, with state
in cases where ecosystem shifts are predictable, such
governments also playing a role in some areas.
as the landward migration of coastal wetlands, it
may be worthwhile to purchase today the land onto
A primary rationale for most local land-use
which threatened ecosystems are likely to migrate.
planning is that by themselves, real-estate markets
Even where the shifts are not predictable, expanding
do not always produce economically efficient or
the size of refuges could limit their vulnerability
socially desirable outcomes, because people do not
(see Chapter 8: Biodiversity).
bear all the costs or reap all the benefits from their
actions. The uses to which people put their
396
Preparing for Climate Change
property often can have significant impacts on other
need to migrate; if temperature, rainfall, or sea level
property owners and the environment. Because
change more than expected, zoning provides only
zoning and other land-use restrictions are usually
temporary protection.
implemented long before anyone would want to
undertake the prohibited activities, people have time
Flexible Planning: Allowing the Market to Decide
to plan their activities around the constraints. If
people know the rules of the game well in advance,
The rationale for these mechanisms is that
those who want the option of subdividing their
preventing development is inefficient; in some cases
property or clearing a forest buy land where these
developing a property might be worthwhile even if
activities are permissible, and those who want
it would subsequently have to be abandoned.
property in an area where such activities will not
Flexible planning has the desirable feature of
take place buy land where the activities are
minimizing governmental interference with private
prohibited. Thus, in the long run, planning helps
decisions. For example, the overall constraint of
maintain environmental quality while imposing few
keeping natural shorelines is set by the government,
costs that individuals could not avoid by buying
but the market decides whether nearby property is
property elsewhere.
still worth developing given that constraint. If the
effects of climate change do not materialize, the
The institutional capabilities of planning are
government has not unnecessarily prevented
well suited for addressing environmental impacts of
development (satisfying the low-cost criterion).
climate change when the direction of the impact is
Most importantly, these measures do not require a
known. The example of coastal wetland loss
precise determination of how much climate will
(outside Louisiana) has been extensively examined
change, and thus satisfy the flexibility criterion.
in the literature; many of the same principles would
also apply to shifts in forests, interior wetlands,
With this situation in mind, the State of Maine
changing water levels in the Great Lakes, and
has recently issued regulations stating that structures
keeping land vacant for reservoirs.
would have to be removed to allow wetlands to
migrate inland in response to sea level rise. South
A possible goal of land-use planning would be
Carolina has recently enacted legislation to
to ensure that development does not block
substantially curtail construction of bulkheads.
migration of ecosystems or preclude construction of
Because these rules do not interfere with the use of
a dam. Without planning, the land could be vacated
property for the next several decades, they have a
only by requiring abandonment with relatively little
minimal impact on property values, and thus do not
advance notice, which would require compensation
deprive people of their property. The major
(except for the case of coastal wetlands in states
limitation of this approach is that it may be too
where property owners do not currently have the
flexible: if sea level rise begins to require a
right to erect shore-protection structures). Planning
large-scale abandonment, a state or local
measures can either prevent development through
government may find it difficult to resist pressure
zoning (or purchase of land, discussed above), or set
to repeal the rule.
the basic social constraint that ecosystems will be
able to migrate, while allowing the market to decide
An alternative that avoids the risk of
whether or not development should proceed given
backsliding is to modify conventions of property
this constraint.
ownership. One example would be long-term leases
that expire 50 to 100 years hence or when high tide
Preventing Development: Zoning
rises above a property's elevation. This approach,
which has been applied to Long Island, allows the
The most common tools for directing land use
market to explicitly incorporate its assessment of sea
are master plans and the zoning that results from
level rise into its valuation of the leases. Although
them. Zoning to ensure that land is available for a
leaseholders have requested no-cost extensions on
dam would be similar to zoning to keep land
their leases when they expire, local governments
available for a freeway. For protecting ecosystems,
generally have found enforcing the provisions of
however, zoning has the same problem as land
leases easier than enforcing regulations requiring
purchases: it has to be based on a particular
people to abandon property. Moreover, this
assumption regarding how far the ecosystem will
approach can be implemented by the private sector;
397
Chapter 19
for example, a conservancy willing to lease the land
Research and Development
back to developers for 99 years might be able to buy
lowlands inexpensively (see Chapter 7: Sea Level
Research and development expenditures can
Rise).
often be economically justified in cases where other
responses cannot. Most of the impacts of climate
Water Allocation
change at least theoretically could be mitigated, but
in many cases, effective solutions have not yet been
Particularly in the Southwest, the nation's
developed. Like strategic assessments, research is
water supply infrastructure is guided by policies
as valuable as the savings it makes possible.
embedded in contracts and laws that prescribe who
gets how much water. Many of these rules are not
Research is also one of the major vehicles by
economically efficient; water is wasted because of
which one generation improves life for succeeding
rules that do not allow people with too much water
generations. Even if the economic efficiency of
to sell it to people with too little. The equity of
taking action to mitigate impacts of climate change
these formulas is often sensitive to climate; during
cannot be demonstrated, some policymakers might
wet periods, everyone may receive plenty, but in dry
find it equitable for this generation to provide
periods some get enough while others get none.
solutions to accompany the problems we pass on to
the next generation.
To a large degree, the means by which the
impact of climate change might be reduced are
Table 19-2 lists a number of research questions
already being advocated to address current climate
and applications that would assist adaptation.
variability and potential supply shortages due to
However, for the most part, strategic assessments
population growth. These measures include
have not been undertaken to determine the cost and
legalizing water markets; curtailing federal subsidies,
probability of developing solutions or the magnitude
which lead to waste by keeping prices artificially
of potential savings that might result, so it is difficult
low; and modifying allocation formulas (see Chapter
to be certain that the research would benefit society.
9: Water Resources).
The most notable exception is improvement in
estimates of future climate change; for virtually
Nevertheless, the changes required by global
every impact examined in this report, the relevant
warming may be different in one crucial aspect: the
decisionmakers have told EPA that improved
effective date of any rule changes. Because the
climate projections are critical for developing
most severe changes in rainfall from the greenhouse
responses. (For more details on necessary research,
effect may still be decades in the future, the
see Chapter 18: Research Needs.)
problem can be addressed even if the effective date
is not until 2020. This situation, however, may
Education
enhance the political feasibility of instituting a
rational response today, since no one need be
Efforts to prepare for climate change can be
immediately threatened. By contrast, if planning is
only as enlightened as the people who must carry
deferred another 20 years, the impacts of climate
them out. Education will be a critical component
change may become too imminent for potential
of any effort to address the greenhouse effect
losers to agree to the necessary changes.
because (1) decisionmakers in various professions
will need to routinely consider the implications of
Research and Education: Increasing Our
global warming; and (2) an informed citizenry will
Understanding
be necessary for the public to support the public
policy and institutional changes that may be
Although a particular problem may not
required. Governments will almost certainly have a
require solutions for a few decades, society should
major role.
begin preparing now. In some cases, we are
decades away from having viable solutions or the
To factor global warming into their decision
public awareness necessary to reach a consensus.
processes, people will need information about
We now examine two vehicles for expanding our
changes in climate variables, the resulting effects,
knowledge: research and education.
and techniques for mitigating the impacts. Federal
398
Preparing for Climate Change
Table 19-2. Example Research Problems and Applications
Research problem
Application
Synergistic impacts of CO2, climate change,
Shifts in mix of trees and crops, drought-tolerant crops
and air pollution on plants
Shifts in habitats of birds, fish, and
Restoration ecology: rebuilding ecosystems that are lost
land animals
Ability of wetlands and coral reefs to
Mechanisms to accelerate vertical growth
keep up with sea level changes
Erosion of beaches due to climatology and
More efficient placement of sand when beaches are restored
sea level changes
Ability of alternative plant strains to
Development of heat- and drought-resistant crops
tolerate harsh climate
Magnitude of changes in global sea level
All responses to global warming
and regional climate
Shifts in pests due to climate change
Development of integrated pest management programs and
better background data for groundwater protection policies
Shifts in microorganisms that currently
Long-term water supply planning
diminish water quality in tropical areas
and state agencies have already sponsored large
the issue to the public at large so that the various
conferences on sea level rise each year since 1983;
options can be fully considered. To a large degree,
coastal engineers and policymakers are increasingly
the news media and school systems will be
considering accelerated sea level rise in land-use
responsible for explaining the issue to people.
decisions and the design of public works. This
Nevertheless, governments can support these
process is now beginning to unfold in the fields of
institutions by sponsoring public meetings, issuing
utility planning and water-resource management,
press releases, and perhaps most important,
and may emerge in other areas.
translating the results of its technical studies into
brochures and reports that are accessible to
Because climate change could require major
reporters, teachers, and the general public.
public policy initiatives, governments must explain
399
AUTHORS
Joseph J. Bufalini
USEPA - Atmospheric Research and Exposure
Assessment Laboratory - Research Triangle Park,
North Carolina
Lauretta M. Burke
The Bruce Company
Margaret M. Daniel
The Bruce Company
Robert L. DeVelice
USEPA - Environmental Research Laboratory -
Corvallis, Oregon
Eugene C. Durman
USEPA Office of Policy, Planning and Evaluation
Peter L. Finkelstein
USEPA - Atmospheric Research and Exposure
Assessment Laboratory - Research Triangle Park,
North Carolina
Anthony Janetos
USEPA - Office of Research and Development
Roy Jenne
National Center for Atmospheric Research
Ross A. Kiester
USEPA - Environmental Research Laboratory -
Corvallis, Oregon
George A. King
USEPA - Environmental Research Laboratory -
Corvallis, Oregon
Kenneth P. Linder
ICF, Inc.
Janice A. Longstreth
ICF, Inc.
Linda O. Mearns
National Center for Atmospheric Research
Ted R. Miller
The Urban Institute
Mark W. Mugler
Apogee Research, Inc.
Ronald P. Neilson
USEPA - Environmental Research Laboratory -
Corvallis, Oregon
Alan Robock
University of Maryland
Cynthia Rosenzweig
Columbia University/Goddard Institute for Space
Studies
William E. Riebsame
University of Colorado
Michael C. Rubino
Apogee Research, Inc.
Joel B. Smith
USEPA Office of Policy, Planning and Evaluation
401
Dennis A. Tirpak
USEPA Office of Policy, Planning and Evaluation
James G. Titus
USEPA Office of Policy, Planning and Evaluation
Jack K. Winjum
USEPA - Environmental Research Laboratory -
Corvallis, Oregon
Robert C. Worrest
USEPA - Environmental Research Laboratory -
Corvallis, Oregon
402
CONTRIBUTING INVESTIGATORS AND PROJECTS
Authors:
Adams, Richard M., J. David Glyer, and Bruce A. McCarl
Institution:
Oregon State University and Texas A & M University
Title:
The Economic Effects of Climate Change on U.S. Agriculture: A Preliminary Assessment.
Appendix:
Volume C - Agriculture
Authors:
Allen, Richard C., and Francis N. Gichuki
Institution:
Utah State University
Title:
Effects of Projected CO2-Induced Climate Changes on Irrigation Water Requirements in the
Great Plains States (Texas, Oklahoma, Kansas, and Nebraska).
Appendix:
Volume C - Agriculture
Author:
Assel, Raymond, A.
Institution:
Great Lakes Environment Research Laboratory
Title:
Impact of Global Warming on Great Lakes Ice Cycles.
Appendix:
Volume A - Water Resources
Author:
Baldwin, Malcolm F.
Institution:
Environmental Management Support, Inc.
Title:
Applicability of Federal Long-Range Planning and Environmental Impact Statement Processes
to Global Climate Change Issues.
Appendix:
Volume J - Policy
Authors:
Blumberg, Alan F., and Dominic M. DiToro
Institution:
HydroQual, Inc.
Title:
The Effects of Climate Warming on Lake Erie Water Quality.
Appendix:
Volume A - Water Resources
Authors:
Botkin, Daniel B., Robert A. Nisbet, and Tad E. Reynales
Institution:
University of California, Santa Barbara
Title:
Effects of Climate Change on Forests of the Great Lake States.
Appendix:
Volume D - Forests
Authors:
Byron, Earl R., Alan Jassby, and Charles R. Goldman
Institution:
University of California, Davis
Title:
The Effects of Global Climate Change on the Water Quality of Mountain Lakes and Streams.
Appendix:
Volume E - Aquatic Resources
Authors:
Changnon, Stanley A., Jr., Steven Leffler, and Robin Shealy
Institution:
Illinois State Water Survey and University of Illinois
Title:
Impacts of Extremes in Lake Michigan Levels Along Illinois Shorelines: Low Levels.
Appendix:
Volume H - Infrastructure
403
Authors:
Croley, Thomas E., II, and Holly C. Hartmann
Institution:
Great Lakes Environment Research Laboratory
Title:
Effects of Climate Changes on the Laurentian Great Lakes Levels.
Appendix:
Volume A - Water Resources
Author:
Davis, Owen K.
Institution:
University of Arizona
Title:
Ancient Analogs for Greenhouse Warming of Central California.
Appendix:
Volume D - Forests
Author:
Dudek, Daniel J.
Institution:
Environmental Defense Fund
Title:
Climate Change Impacts upon Agriculture and Resources: A Case Study of California.
Appendix:
Volume C - Agriculture
Author:
Easterling, William E.
Institution:
Resources for the Future
Title:
Farm-Level Adjustments by Illinois Corn Producers to Climate Change.
Appendix:
Volume C - Agriculture
Authors:
Glantz, Michael H., Barbara G. Brown, and Maria E. Krenz
Institution:
National Center for Atmospheric Research
Title:
Societal Responses to Regional Climate Change: Forecasting by Analogy.
Appendix:
Volume J - Policy
Author:
Haile, Daniel G.
Institution:
U.S. Department of Agriculture, Agriculture Research Service - Gainesville
Title:
Computer Simulation of the Effects of Changes in Weather Patterns on Vector-Borne Disease
Transmission.
Appendix:
Volume G - Health
Author:
Hains, David K.
Institution:
C.F. Hains, Hydrologist, Inc.
Title:
Impacts of Global Warming on Runoff in the Upper Chattahoochee River Basin.
Appendix:
Volume A - Water Resources
Authors:
Johnson, Howard L., Ellen J. Cooter, and Robert J. Sladewski
Institution:
University of Oklahoma
Title:
Impacts of Climate Change on the Transport of Agricultural Chemicals Across the USA Great
Plains and Central Prairie.
Appendix:
Volume C - Agriculture
Authors:
Josselyn, Michael, and John Callaway
Institution:
San Francisco State University
Title:
Ecological Effects of Global Climate Change: Wetland Resources of San Francisco Bay.
Appendix:
Volume E - Aquatic Resources
404
Author:
Kalkstein, Laurence S.
Institution:
University of Delaware
Title:
The Impact of CO₂ and Trace Gas-Induced Climate Changes upon Human Mortality.
Appendix:
Volume G - Health
Authors:
Keith, Virgil F., J. Carlos DeAvila, and Richard M. Willis
Institution:
Engineering Computer Optecnomics, Inc.
Title:
Effect of Climatic Change on Shipping within Lake Superior and Lake Erie.
Appendix:
Volume H - Infrastructure
Author:
Leatherman, Stephen P.
Institution:
University of Maryland
Title:
National Assessment of Beach Nourishment Requirements Associated with Accelerated Sea
Level Rise.
Appendix:
Volume B - Sea Level Rise
Authors:
Lettenmaier, Dennis P., Thian Yew Gan, and David R. Dawdy
Institution:
University of Washington
Title:
Interpretation of Hydrologic Effects of Climate Change in the Sacramento-San Joaquin River
Basin, California.
Appendix:
Volume A - Water Resources
Authors:
Linder, Kenneth P., and Mark R. Inglis
Institution:
ICF, Inc.
Title:
The Potential Impacts of Climate Change on Regional and National Demands for Electricity.
Appendix:
Volume H - Infrastructure
Author:
Livingston, Robert J.
Institution:
Florida State University
Title:
Projected Changes in Estuarine Conditions Based on Models of Long-Term Atmospheric
Alteration.
Appendix:
Volume E - Aquatic Resources
Authors:
Longstreth, Janice, and Joseph Wiseman
Institution:
ICF/Clement Associates, Inc.
Title:
The Potential Impact of Climate Change on Patterns of Infectious Disease in the United States.
Appendix:
Volume G - Health
Authors:
Magnuson, John J., David K. Hill, Henry A. Regier, John A. Holmes, J. Donald Meisner, and
Brian J. Shuter
Institution:
University of Wisconsin, University of Toronto, and Ontario Ministry of Natural Resources
Title:
Potential Responses of Great Lakes Fishes and their Habitat to Global Climate Warming.
Appendix:
Volume E - Aquatic Resources
Author:
McCormick, Michael J.
Institution:
Great Lakes Environment Research Laboratory
Title:
Potential Climate Changes to the Lake Michigan Thermal Structure.
Appendix:
Volume A - Water Resources
405
Authors:
Mearns, Linda O., S.H. Schneider, S.L. Thompson, and L.R. McDaniel
Institution:
National Center for Atmospheric Research
Title:
Analysis of Climate Variability in General Circulation Models: Comparison with Observations
and Changes in Variability in 2xCO2 Experiments.
Appendix:
Volume I - Variability
Authors:
Meo, Mark, Thomas E. James, Jr., Steve Ballard, Lani L. Malysa, Robert E. Deyle, and Laura
A. Wilson
Institution:
University of Oklahoma
Title:
Policy Implications of Global Climate Change Impacts upon the Tennessee Valley Authority
Reservoir System, Apalachicola River, Estuary, and Bay, and South Florida.
Appendix:
Volume J - Policy
Authors:
Miller, Barbara A., and W. Gary Brock
Institution:
Tennessee Valley Authority
Title:
Potential Impacts of Climate Change on the Tennessee Valley Authority Reservoir System.
Appendix:
Volume A - Water Resources
Authors:
Morris, Ralph E., Mike W. Gery, Mei-Kao Liu, Gary E. Moore, Christopher Daly, and Stanley
M. Greenfield
Institution:
Systems Applications, Inc.
Title:
Sensitivity of a Regional Oxidant Model to Variations in Climate Parameters.
Appendix:
Volume F - Air Quality
Authors:
Overpeck, Jonathan T., and Patrick J. Bartlein
Institution:
Lamont-Doherty Geological Observatory and University of Oregon
Title:
Assessing the Response of Vegetation to Future Climate Change: Ecological Response Surfaces
and Paleoecological Model Validation.
Appendix:
Volume D - Forests
Authors:
Park, Richard A., Manjit S. Trehan, Paul W. Mausel, and Robert C. Howe
Institution:
Butler University and Indiana State University
Title:
The Effects of Sea Level Rise on U.S. Coastal Wetlands.
Appendix:
Volume B - Sea Level Rise
Authors:
Peart, Robert M., James W. Jones, R. Bruce Curry, Ken Boote, and L. Hartwell Allen Jr.
Institution:
University of Florida
Title:
Impact of Climate Change on Crop Yield in the Southeastern USA: A Simulation Study.
Appendix:
Volume C - Agriculture
Authors:
Penner, Joyce E., Peter S. Connell, Donald J. Wuebbles, and Curtis C. Covey
Institution:
Lawrence Livermore National Laboratory
Title:
Climate Change and Its Interactions with Air Chemistry: Perspective and Research Needs.
Appendix:
Volume F - Air Quality
406
Authors:
Ray, Daniel K., Kurt N. Lindland, and William J. Brah
Institution:
The Center for the Great Lakes
Title:
Effects of Global Warming on the Great Lakes: The Implications for Policies and Institutions.
Appendix:
Volume J - Policy
Author:
Riebsame, William E.
Institution:
University of Colorado
Title:
Climate Change Perceptions Among Natural Resource Decision-Makers: The Case of Water
Supply Managers.
Appendix:
Volume J - Policy
Authors:
Riebsame, William E., and Jeffrey W. Jacobs
Institution:
University of Colorado
Title:
Climate Change and Water Resources in the Sacramento-San Joaquin Region of California:
Policy Adjustment Options.
Appendix:
Volume J - Policy
Authors:
Rind, David, R. Goldberg, and R. Ruedy
Institution:
Goddard Institute for Space Studies, Columbia University, and Sigma Data Service Corporation
Title:
Change in Climate Variability in the 21st Century.
Appendix:
Volume I - Variability
Authors:
Ritchie, Joe T., B.D. Baer, and T.Y. Chou
Institution:
Michigan State University
Title:
Effect of Global Climate Change on Agriculture: Great Lakes Region.
Appendix:
Volume C - Agriculture
Author:
Rose, Elise
Institution:
Consultant
Title:
Direct (Physiological) Effects of Increasing CO2 on Crop Plants and Their Interactions with
Indirect (Climatic) Effects.
Appendix:
Volume C - Agriculture
Author:
Rosenzweig, Cynthia
Institution:
Columbia University/Goddard Institute for Space Studies
Title:
Potential Effects of Climate Change on Agricultural Production in the Great Plains: A
Simulation Study.
Appendix:
Volume C - Agriculture
Authors:
Schmidtmann, Edward T., and J.A. Miller
Institution:
U.S. Department of Agriculture, Agriculture Research Service - Beltsville, Maryland
Title:
Effect of Climatic Warming on Populations of the Horn Fly, with Associated Impact on Weight
Gain and Milk Production in Cattle.
Appendix:
Volume C - Agriculture
407
Author:
Schuh, G. Edward
Institution:
University of Minnesota
Title:
Agricultural Policies for Climate Changes Induced by Greenhouse Gases.
Appendix:
Volume C - Agriculture
Authors:
Sheer, Daniel P., and Dean Randall
Institution:
Water Resources Management Inc.
Title:
Methods for Evaluating the Potential Impacts of Global Climate Change: Case Studies of the
State of California and Atlanta, Georgia.
Appendix:
Volume A - Water Resources
Authors:
Stem, Edgar, Gregory A. Mertz, J. Dirck Strycker, and Monica Huppi
Institution:
Tufts University
Title:
Changing Animal Disease Patterns Induced by the Greenhouse Effect.
Appendix:
Volume C - Agriculture
Authors:
Stinner, Benjamin R., Robin A.J. Taylor, Ronald B. Hammond, Foster F. Purrington,
David A. McCartney, Nick Rodenhouse, and Gary Barrett
Institution:
Ohio Agricultural Research and Development Center and Ohio State University
Title:
Potential Effects of Climate Change on Plant-Pest Interactions.
Appendix:
Volume C - Agriculture
Authors:
Titus, James G., and Michael S. Greene
Institution:
U.S. Environmental Protection Agency
Title:
An Overview of the Nationwide Impacts of Sea Level Rise.
Appendix:
Volume B - Sea Level Rise
Authors:
Urban, Dean L., and Herman H. Sheer
Institution:
University of Virginia
Title:
Forest Response to Climate Change: A Simulation Study for Southeastern Forests.
Appendix:
Volume D - Forests
Authors:
Walker, Christopher J., Ted R. Miller, G. Thomas Kingsley, and William A. Hyman
Institution:
The Urban Institute
Title:
Impact of Global Climate Change on Urban Infrastructure.
Appendix:
Volume H - Infrastructure
Authors:
Weggel, J. Richard, Scott Brown, Juan Carlos Escajadillo, Patrick Breen, and Edward L.
Doheny
Institution:
Drexel University
Title:
The Cost of Defending Developed Shorelines Along Sheltered Waters of the United States from
a Two Meter Rise in Mean Sea Level.
Appendix:
Volume B - Sea Level Rise
Author:
Williams, Philip B.
Institution:
Philip Williams & Associates
Title:
The Impacts of Climate Change on the Salinity of San Francisco Bay.
Appendix:
Volume A - Water Resources
408
Authors:
Woodman, James N., and Cari L. Sasser
Institution:
North Carolina State University
Title:
Potential Effects of Climate Change on U.S. Forests: Case Studies of California and the
Southeast.
Appendix:
Volume D - Forests
Author:
Yohe, Gary W.
Institution:
Wesleyan University
Title:
The Cost of Not Holding Back the Sea: Phase 1, Economic Vulnerability.
Appendix:
Volume B - Sea Level Rise
Authors:
Zabinski, Catherine and Margaret B. Davis
Institution:
University of Minnesota
Title:
Hard Times Ahead for Great Lakes Forests: A Climate Threshold Model Predicts
Responses to CO2-Induced Climate Change.
Appendix:
Volume D - Forests
409
ROBERT T STAFFORD. VERMONT. CHAIRMAN
OHN H. CHAFEE. RHODE ISLAND
LLOYD BENTSEN, TEXAS
LAN K. SIMPSON. WYOMING
QUENTIN N. BURDICK, NORTH DAKOTA
AMES ABDNOR. SOUTH DAKOTA
GARY HART, COLORADO
TEVE SYMMS, ЮАНО
DANIEL PATRICK MOYNIHAN, NEW YORK
GORDON HUMPHREY. NEW HAMPSHIRE
GEORGE J. MITCHELL. MAINE
ETE V DOMENICI. NEW MEXICO
MAX BAUCUS. MONTANA
DAVE DURENBERGER, MINNESOTA
FRANK R. LAUTENBERG. NEW JERSEY
United States Senate
BAILEY GUARD. STAFF DIRECTOR
LEE O. FULLER, MINORITY STAFF DIRECTOR
COMMITTEE ON ENVIRONMENT AND PUBLIC WORKS
WASHINGTON, DC 20510
September 12, 1986
Mr. Lee Thomas
Administrator
Environmental Protection Agency
Washington, D.C. 20460
Dear Mr. Thomas:
The purpose of this letter is to formally request that
EPA undertake two studies on climate change due to the greenhouse
effect and submit them to Congress no later than March 31, 1988.
At the outset, we want to thank you for appearing
before the Subcommittee on Environmental Pollution at hearings
last June on the problems of global climate change and
stratospheric ozone depletion. Your testimony showed a
refreshing appreciation for the magnitude of the environmental
risks presented by these problems and the need to be exploring
incremental actions that can be taken to reduce these risks.
As summarized at those hearings and elsewhere, the
scientific community appears to have reached agreement that
substantial ozone depletion may result from continued use of
chlorofluorcarbons (CFC's) and that increases in CFC's and other
greenhouse gases are like to produce global climate changes
greater than any in man's history. There is a very real
possibility that man - through ignorance or indifference, or both
- is irreversibly altering the ability of our atmosphere to
perform basic life support functions.
What is urgently needed now is for us to begin to deal
with these issues. They can no longer be treated solely as
important scientific questions. First, some actions including
limits on CFC's appear warranted in the near term. Second, we
need to expand efforts to more fully understand the effects that
atmospheric pollution has on the environment and to develop
an extensive range of policy options for dealing with the serious
global problem of climate change due to the greenhouse effect.
This second need has led to our request for two EPA studies.
One of the studies we are requesting should examine the
health and environmental effects of climate change. This study
should include, but not be limited to, the potential impacts on
agriculture, forests, wetlands, human health, rivers, lakes and
estuaries as well as other ecosystems and societal impacts. This
411
Mr. Lee Thomas
September 9, 1986
Page 2
study should be designed to include original analyses to identify
and fill in where important research gaps exist, and to solicit
the opinions of knowledgeable people throughout the country
through a process of public hearings and meetings.
The other study should include an examination of the
policy options that, if implemented, would stabilize current
levels of atmospheric greenhouse gas emissions. This study
should address: the need for and implications of significant
changes in energy policy, including energy efficiency and
development of alternatives to fossil fuel; reductions in the use
of CFC's; ways to reduce other greenhouse gases such as methane
and nitrous oxides; as well as the potential for and effects of
reducing deforestation and increasing reforestation efforts. It
should include a series of policy options and recommendations for
concrete steps to be taken along with a discussion of the
potential effectiveness of each for limiting climate change.
Since the United States must take a leadership role in addressing
these global problems, the policy options that you develop should
include a specific plan for what the United States can do to
stabilize its share of greenhouse gas emissions as well as a plan
for helping other nations to achieve comparable levels of
control.
We realize that undertaking this project will be a
significant challenge and will require substantial resources. We
therefore urge you to immediately direct the necessary funds in
both FY-87 and FY-88 to assure that you can comply with our
request to promptly conduct these studies.
Many of us believe that these are among the most
important environmental problems of the next decade. The sooner
you can provide recommendations to Congress, the sooner we will
be able to provide leadership throughout the world to prevent a
pending environmental disaster.
Your personal attention and prompt reply to this
request will be greatly appreciated. We look forward to working
with you on these important environmental problems. Please do
not hesitate to contact us for additional guidance and
assistance.
Sincerely,
Grage Natiball
George J. Mitchell
John John H. Chafee Chefee
412
Mr. Lee Thomas
September 9, 1986
Page 3
allent Are f.
Albert
Gore
Robert T. Stafford
Max Max Baucus Baucus The Dave Durenberger Diverture
Retucl Lealy
Patrick J. Leahy
Gozdon Humpht
413
EPA
United States
Environmental Protection
Agency
(PM-221)
Washington, DC 20460
Official Business
Penalty for Private Use
$300