Ask the Scholar

Document scope · 1 page
doc
Scholar
Ask about this object, its catalog metadata, its source description, or the page inventory. For page-specific OCR and visual context, open one of the page chats.

Scholar Source Context

Document identity
localId
323152899
label
White House Conference on Global Change 4/17/90 [OA 6895] [2]
core
doc
dtoType
document
pageCount
1
Source metadata
Source extras
naId
323152899
levelOfDescription
fileUnit
recordType
description
ocrSource
nara-archive
Single page context
seq
1
pageIndex
0
type
document
mediaId
1f540be10acf9650
ocrText
Originally Processed With FOIA(s): FOIA Number: S S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Speechwriting, White House Office of Series: Speech File Backup Files Subseries: Chron Files, 1989-1993 OA/ID Number: 13713 Folder ID Number: 13713-008 Folder Title: White House Conference on Global Change 4/17/90 [OA 6895] [2] Stack: Row: Section: Shelf: Position: G 26 20 5 1 List of Handouts: Background paper on IPCC IPCC Secretariat report to UNGA on IPCC activities Organization charts of IPCC and RSWG List of upcoming IPCC meetings 1/20/89 remarks of Secretary Baker at RSWG meeting 5/12/89 statement by the President Reporting cable and summary report of October 2-6 RSWG meeting Speech of Assistant Secretary Bernthal on climate change, September 19, 1989 10/17/89 Background Paper on the Intergovernmental Panel on Climate Change In response to the growing international awareness of the potentially serious consequences of global climate change, the governing bodies of the United Nations Environment Program (UNEP) and the World Meteorological Organization (WMO) established the Intergovernmental Panel on Climate Change (IPCC). The IPCC is designed to serve as the primary international forum for assessing the state of knowledge about global climate change and its impacts and considering possible response strategies. The first session of the IPCC, which was held in Geneva in November 1988, was attended by participants from 30 countries as well as 16 international organizations. At that meeting the Panel agreed that its main mission was to assess available scientific and technical information on the nature of climate change and its potential impacts, and to formulate realistic response strategies for addressing climate change. To carry out these tasks the IPCC established three working groups on science, impacts, and response strategies, chaired, respectively, by the United Kingdom, Soviet Union, and United States. The U.S. -chaired response strategies working group (RSWG) first met in January 1989 in Washington and agreed on a work plan for developing response options. The RSWG established four subgroups to consider response options in the fields of: energy and industry; agriculture and forestry; coastal zone management; and resource use management. The first two of these subgroups deal with measures for reducing greenhouse gas emissions, while the latter two subgroups deal with measures for adapting to the impacts of climate change. The RSWG is also considering available mechanisms for implementing response strategies. At a workshop in Geneva from October 2-6, 1989, the RSWG reviewed implementation mechanisms in the fields of economic measures; public information and education; financial measures; technology development and transfer; and legal measures, including elements of a framework convention on climate. The IPCC is scheduled to complete a report, incorporating the work of all three working groups, by September 1990, prior to the U.N. General Assembly meeting and the Second World Climate Conference. President Bush in May 1989 announced U.S. support for negotiations on a framework convention on climate following completion of the IPCC report. Support for a framework convention, based on the work of the IPCC, was also expressed by the Governing Bodies of the UNEP and the WMO and by the leaders of the G-7 countries during the July 1989 Paris summit. UNITED NATIONS GENERAL ASSEMBLY REPORT ON THE ACTIVITIES OF THE INTERCOVERNMENTAL PANEL ON CLIMATE CHANGE (Submitted by Chairman, IPCC) 1. The Intergovernmental Panel on Climate Change (IPCC) has been established jointly by the World Meteorological Organization (WMO) and the United Nations Environment Programme (UNEP). 2 IPCC has met twice since its' formation, once in Geneva (9-11 November 1989) at the WMO Headquarters and once in Nairobi (28-30 June 1989) at the UNEP Headquarters. Thirty countries were present at the first session and forty three at the second. 1. THE STRUCTURE OF THE PANEL 1.1 At its first session: 1.1.1 The Panel elected Prof. B. Bolin of Sweden; Dr. A. Al-Gain of Saudi Arubia and Dr. J.A. Adejokun of Nigeria as its Chairman, Vice-Chairman and Rapporteur respectively. (See annex VI of reference 1 for their duties and terms of office.) 1.1.2 The Panel agreed that its main task was (a) to assess the scientific information that is related to the various components of the climate change issue, such as increases of major greenhouse gases in the Earth's stmosphere and modification of the Earth's radiation balance resulting therefrom, and that needed to enable the environmental and socio-economic consequences of climate change to be evaluated, and (b) to formulate realistic response strategies for the management of the climate change issue. 1.1.3 To accomplish its task, the Panel sat up three Working Groups: (i) Working Group I for the assessment of available scientific information on climate change, (ii) Working Croup II for the assessment of the environmental and socio-economic impacts of climate change and (iii) Working Croup III for formulating response strategies. The Working Croups are chaired respectively by the UK, the USSR and the USA. Brazil and Senegal were named as the Vice-Chairs of Working Group I, Australia and Japan as the Vice-Chairs of Working Group II, and Canada, China, Maita, the Netherlands and Zimbabwe as the Vice-Chairs of Working Group III. 1.1.4 Noting the need for co-ordination among the Working Groups, the Panel established & Bureau for the purpose, consisting of the three Officers of the Panel (vis, the Chairman, the Vice-Chairman and the Rapporteur) and the Chairs and Vice-Chairs of the Working Groups. 1.2 At its second session: 1.2.1 The Panel, much concerned sbout the inadequate participation of the developing countries in its activities and searching for ways and means to promote such participation, and after considering a special report prepared on the subject by its Ad-Hoc Subgroup (see para 4.1(a) below), established a Special Committee on Matters Related to the Developing Countries. This Committee would be chaired by France and will consist of 5 members from the developing countries and 5 from the developed countries (including France). 1.2.2 With regard to the membership in various Working Croups, the Panel decided to do away with the concept of core members. It may be recalled that such members were named during the first session, the underlying idea being that responsibility for the tasks had to be assigned in order to ensure their timely completion. (It may further be recalled that IPCC is open to all member governments of WMO and UNEP, as pet the decision made at the first session.) 2. FINANCIAL SUPPORT FOR THE ACTIVITIES OF THE PANEL 2.1 At its first session: 2.1.1 The Panel agreed on the formation of a trust fund to finance its activities. Such a fund, the joint WMO/UNEP IPCC Trust Fund, has since been established and is administered by the Secretary-Ceneral, WMO, as agreed to between WMO and UNEP 2.1.2 The sources of funding to the Trust Fund are WMO, UNEP and voluntary contributions by IPCC member governments and organizations. It should be noted that the contributions are in cash or in kind or both. 2.1.3 WMO contributes the person-year cost of the Secretary of IPCC, the cost of housing the IPCC Secretariat and SF 125,000 per annum. UNEP contributes the person-year cost of the Programme Officer and SF 125,000 per annum. In addition, UNEP provides the equivalent of SF 100,000 per annum in non-convertible currency. 2.2 At its second session: 2.2.1 At the suggestion of the Executive Heads of the two sponsoring organizations, the Panel set a target of $ 1,000,000 for the support of the participation of the developing countries in its activities between now and the release of the draft IPCC first assessment report (see para 5.1 below). It decided that the contributions from IPCC member governments made for this specific purpose would be separately administered from other contributions. 3 THE ACTIVITIES OF THE WORKING GROUPS 3.1 The terms of reference of the Working Croups can be found in anner IV of reference 1. 3.1 WORKING GROUP I (SCIENCE) 3.1.1 Working Group I will complete a review of available scientific assessments of climate warming, with special emphasis on (i) recent measurements of greenhouse gases and the new information on their chemistry and tropospheric lifetimes, (11) critical review of available climate data for detecting trends, (111) evaluations of existing disagreements in model calculations of regional scale climate change (for the mcnsoon region, the Sahel, the Creat Plains of N. America, the Mediterranean region and Australia; the results of these evaluations would be used in obtaining and interpreting model predictions of regional scale climate change in all other regions of the world subsequenty), (iv) transient climate change calculations, (v) new evaluations of sea level rise, (vi) biosphere-ecosystems feedback processes, and (vii) future requirements for climate research and observing systems for monitoring climate change. 3.2 WORKING GROUP II (IMPACTS) 3.2.1 Working Group II (Impacts) will focus its efforts on (the countries shown in paranthses have lead responsibility): (i) agriculture, forestry and land use (India, UK, USSR) (ii) natural terrestrial ecosystems (Canada, USSR) ' (iii) hydrology and water resources (Algeria, USA, USSR) (1v) energy, industry, transportation, settlements and human health (Japan, USSR), (v) world oceans and coastal sones (USA,USSR) (vi) the cryosphere including permatrost (Canada, USSR). 3.2.2 The Working Croup set up a Steering Group composed of the Co-Chairs and contributing organizations for co-ordination purposes. 3.3 WORKING CROUP III (POLICY) 3.3 1 Working Group III (Folicy) will concentrate in two broad sreas of tesponse strategies: - Limitation - Adaptation 3.3.2 Under the former strategy, two subgroups have been formed, one on energy and industry (including - transportation) and the other on agriculture and forestry. The first will be primarily concerned with carbon dioxide emissions from industrial activities (the chiorofluoro- carbons and halons being left to the Montreal process) and the second with emissions of methane and nitrous oxide and with emissions and/or uptake of carbon dioxide. The first will be co-chaired by Japan and China (with Canada acting as rappor(eur) and the second by the Federal Republic of Cermany and Zimbabwe. 3.3.3 Under the latter strategy, two more subgroups have been formed, one on coastal zone management and the other on resource use and management. The first will be co-chaired by the Netherlands and New Zealand and the second by Canada, France and India. 3.3.4 This Working Croup set up & Steering Committee to co-ordinate and, as initial tasks, - to develop base emissions scenatios - to examine implementation mechanisms (legal instruments, financial measures, public information etc.) 3.3.5 Three base emissions scenarios have since been developed and correspond to the radiative equivalent of & doubling of the atmospheric concentration of carbon dioxide from its pre-industrial value assumed to occur by the year (i) 2030, (ii) 2060 and (iii) 2090 and stabilizing thereafter. Among these, the "2030" scenario can be thought of as "business-as-usual" scenatio. Another scenario will be developed which will be radiatively equivalent to a carbon dioxide concentration of less than twice the pre-industrial value. 3.3.6 The Working Group will also develop the elements of a possible framework convention on climate change. To this end, the views of all governments on. such alements are being solicited. These views, after collation, will be discussed at a meating of the Working Croup in October 1989. In the process, the Working Group will identify, and suggest measures for the possible strengthening of, existing international legal instruments having a bearing on climate change. 4. THE FIRST SESSION OF IPCC BUREAU 4.1 The Bureau mat on 6-7 February in Ceneva to review the work outlines prepared by the Working Groups. In the course of approving them, the Bureau: &. reiterated the need to promote participation of the developing world in the activities of IPCC. It set up a small Ad-Hoc Subgroup (Brazil, Senegal, Zimbabwe, chaired by Saudi Arabia) to make recommendations to the second session of IPCC, b. instructed the IPCC Secretariat to prepare and disseminate an IPCC Bulletin, with the widest readership in mind, as & measure of promoting public awareness of IPCC activities. 5. IPCC FIRST ASSESSMENT (1990) REPORT 5.1 The target date for completing the first assassment report of IPCC on the climate change issue is late August/early September 1990. The report will consist - of (i) the reports of the three Working Groups, each I approximately 200 pages long, (ii) 20-page summaries of the these reports written in a fashion understandable to the non-specialist and the policy-maker and (iii) 20-page summary integrating the findings and conclusions of IPCC. Reference: IPCC-1, Report of the first session of the Intergovernmental Panel on Climate Change, WMO TD No. 267, World Meteorological Organization, P.O. Box 2300, CH 1211 Geneva 2, Switserland, 1988. INTERGOVERNMENTAL PANEL ON CLIMATE CHANGE Chairman, B. Bolin (Sweden) Vice-Chair, A. Algain (Saudi Arabia) WORKING GROUP I WORKING GROUP II WORKING GROUP III SCIENCE IMPACTS RESPONSE STRATEGIES Chairman: Chairman: Chairman: J. Houghton (U.K.) Y. Izrael (USSR) F. Bernthal (U.S.) IPCC WORKING GROUP I SCIENCE ASSESSMENT GREENHOUSE GASES AND TRANSIENT CLIMATE CHANGE OTHER FORCING AGENCIES U.S., Sweden, Switz. U.S. RELATIVE IMPORTANCE CLIMATE CHANGE OF FORCING AGENCIES AND VARIABILITY France, U.S. U.K., U.S., USSR PROCESSES AND COMPARISON OF TRANSIENT MODELLING OBSERVATIONS/SIMULATIONS FRG, U.S. U.K., U.S. EQUILIBRIUM SEA LEVEL RISE CLIMATE CHANGE U.K., U.S., USSR, Japan U.K., Netherlands VALIDATION OF ECOSYSTEM INTERACTIONS CLIMATE MODELS W/ATMOSPHERE & CLIMATE U.S., U.K., PRC U.S., India, Brazil, U.K. RESEARCH REQUIREMENTS U.S., Canada IPCC WORKING GROUP II ASSESSMENT OF CLIMATE CHANGE IMPACTS SUB-GROUP A: AGRICULTURE & FORESTRY U.K., India, USSR SUB-GROUP B: NATURAL TERRESTRIAL ECOSYSTEMS Canada, USSR SUB-GROUP C: HYDROLOGY & WATER RESOURCES U.S., Algeria, USSR SUB-GROUP D: ENERGY, INDUSTRY AND TRANSPORT Japan, USSR SUB-GROUP E: WORLD OCEANS AND CRYOSPHERE U.S., USSR SUB-GROUP F: STEERING COMMITTEE IPCC RESPONSE STRATEGIES WORKING GROUP STEERING "Task A": COMMITTEE Emissions "Task B": Implementation Scenarios Mechanisms: Legal Measures (U.K., Canada, Malta) Financial Measures (France, Neth.) Economic Measures (Australia, N.Z.) Technology Measures (Japan, India) Public Education Measures (U.S., PRC) Energy and Agriculture Coastal Zone Resource Use Industry and Forestry Management Management Subgroup Subgroup Subgroup Subgroup (Japan and (FRG and (N. Zealand & (France, India, China) Zimbabwe) Netherlands) and Canada) LIST OF IPCC MEETINGS 4/29, Date Venue Meeting/activity Organization AUGUST 8 Toronto Ecosystems subgroups IPCC WGI/WGII SEPTEMBER 11-15 Berne Workshop: Greenhouse Gases IPCC WGI Subgroup 18-20 Geneva Hydrology and Water Resources IPCC WGII (postponed Subgroup to 26-27 Oct. 1989) 18-20 Toronto Meeting of Subgroup on IPCC WGII Cryosphere and Permafrost 18-21 Tokyo Subgroup on Energy. Industry. IPCC WGII Japan Transportation, Health and Humann Settlements 21-22 Paris Agriculture and Forestry IPCC WGII/OECD* (postponed) Subgroup 25-26 Pangbourne, Workshop: Sea level rise IPCC WGI/Univ. of UK Subgroup East Anglia 28-29 Paris IPCC Special Committee on Govt. of France/ Developing Countries IPCC 28-29 Geneva Energy and Industry Subgroup IPCC WGIII - Washington Agricultural Data and Practices: IPCC WGIII Subgroup on Agriculture and Forestry (AFOS)** - Helsinki Workshop on Boreal Forests: IPCC WGIII (AFOS) OCTOBER 2-6 Geneva Second session IPCC WGIII 2-6 Moscow Climate Change and World IPCC WGII Fisheries: Subgroup on World Oceans and Cryosphere * OECD - Organization for Economic Co-operation & Development ** AFOS - Agriculture and Forestry Subgroup of WG III (WCP-478) - 2 - 18-20 Boston Workshop: Greenhouse gases IPCC WGI (non-CO2) 30-31 Bonn Workshop on Temperate Forests IPCC WGIII (AFOS) 30-1 Nov. Geneva Resource Use & Management IPCC WGIII Subgroup 31-3 Nov. Geneva Second session IPCC WGII NOVEMBER 2-3 Geneva Agriculture & Forestry Subgroup IPCC WGIII 23-24 Egham, UK Paleo-analogue Climate IPCC WGI/WGII Forecasting 27-1 Dec. Miami Coastal Zone Management Subgroup IPCC WGIII 29-1 Dec. Bracknell, Climate Trends Subgroup IPCC.WGI UK DECEMBER 11-14 Washington Agricultural Emissions Workshop IPCC WGIII 11-15 Brisbane Subgroup on Model Predictions IPCC WGI and Validation 17-19 Berkeley, Integrated Energy Analysis, EIS IPCC WGIII U.S. SECTION B: 1990 JANUARY - Reading, UK Workshop: Climate Forcing Agencies IPCC WGI - San Diego, Workshop: Comparison Transient IPCC WGI USA Simulations 9-12 Brazil Workshop: Tropical Forests, Govts. of USA/ WGIII (AFOS) Brazil/IPCC WGIII FEBRUARY 5-7 Washington IPCC third session Govt. of USA/IPCC 7-8 Washington IPCC Bureau second session Govt. of USA/IPCC 26-2 Mar. UK ? Meeting Lead Authors IPCC WG I - Australia Coastal Zone Management Subgroup IPCC WGIII (WCP-478) MARCH-APRIL: Geneva (?) IPCC WGIII Subgroup Meetings IPCC WGIII - 3 - MAY 8-10 TBD Third session, IPCC WGIII (tentative) approval or report of WG 23-25 UK Second session, IPCC WGI approval of report of WG JUNE - Moscow Third session, IPCC WGII approval of report of WG AUGUST - Stockholm IPCC fourth session, Govt. Sweden/IPCC approval of first assessment report (WCP-478) RESPONSE STRATEGIES WORKING GROUP of the INTERGCVERNMENTAL PANEL ON CLIMATE CHANGE FIRST MEETING WASHINGTON, D.C. January 30 - February 1, 1989 Speech I 1/30/89 REMARKS BY THE HONORABLE JAMES A. BAKER III SECRETARY OF STATE BEFORE THE RESPONSE STRATEGIES WORKING GROUP INTERGOVERNMENTAL PANEL ON CLIMATE CHANGE DEPARTMENT OF STATE JANUARY 30, 1989 Thank you Fred Bernthal, Professor Bolin, ladies and gent.lemen. I am very pleased to have the opportunity to join you this morning, however briefly, and to welcome you to the Department of State. You are the first official group that I've had the pleasure of welcoming to the Department. I would also like to welcome Bill Reilly, who is here with us this morning -- President of the World Wildlife Fund and the Conservation Foundation. Bill has let President Bush talk him into becoming the nominee for the post of Administrator of the United States Environmental Protection Agency, and it's my fervent hope. Bill, that nothing you hear at this conference this morning will cause you to change your mind. The truth is, though, as I don't need to tell those of you who are here, we face some very difficult problems. It is also true, though, that we now recognize them to be problems, and in my experience in government that is at least half of the battle Some months ago President Bush said, "We face the prospect of being trapped on a boat that we have irreparably damaged -- not REPRODUCED AT GOVERNMENT`EXPENSE by the cataclysm of war, but by the slow neglect of a vessel WF believed to be impervious to our abuse. " The establishment of the Intergovernment Panel on Climate Change and this meeting of the Panel's Response Strategies Working Group, I think, shows beyond a doubt that this is a transnational issue. We are all in the same boat. And as I put it in my testimony to the Senate recently, "The tides and the winds can spread environmental damages to continents and hemispheres far removed from the immediate disasters." PR NO. 11 -2- So, if I may borrow a phrase from the environmentalists, the political ecology is now ripe for action. We know that we need to act, and we also know that we need to act together: That is what this meeting is all about. But I would take it even a step further. One of the big advantages of being Secretary of State is that because I am not a scientist, I am, therefore, not called upon to assess the evidence, especially on global climate change. Yet it is also clear, I think, that we face more than simply a scientific problem. It is also a diplomatic problem of when and how we take action. And here, if I might, 1 would like to make four points. The first is that we can probably not afford to wait until all of the uncertainties have been resolved before we do act. Time will not make the problem go away. The second is that while scientists refine the state of our knowledge, we should focus immediately on prudent steps that are already justified on grounds other than climate change. These include reducing CFC emissions, greater energy efficiency and reforestation. The third is that whatever global solutions to global climate change are considered, they should be as specific and cost-effective as, they can possibly be. The fourth is that those solutions will be most effective if they transcend the great fault line of our times, the need to reconcile the transcendent requirements for both-economic development and a safe environment. Without in any way downgrading the difficulty of the task, I would conclude, ladies and gentlemen, by noting that progress generally results when common interests are joined to a common understanding. This meeting and others like it will play a REPRODUCED AT GOVERNMENT EXPENSE crucial role in moving us all toward that common understanding of what we must do to protect and to preserve our environment. Thank you very much for having me this morning, and Godspeed. **** FB RJS WAN 0 S N CP THE WHITE HOUSE ENJ Office of the Press Secretary (College station, Texas) EHC OSP NTS For Immediate Rolease May 12, 1989 SCT SAT STATEMENT BY THE PRESIDENT EX The United States Dalegation to the Stoering Group of the Response Strategies Working Group on climate change carried instructions to move the international community forward in establishing a process for considering how to respond to climate change. I am pleased to note that the nations meeting in Geneva have agreed to a workshop this fall looking at the range of financial, economic, technical and legal issues for responding to climate change. The United States looks forward to playing a significant role in afforts to assess and respond to global climate change. I expect that these efforts will lead to formal negotiations on the establishment of a framework convention on global climate. It is important that this process lead to international scientific consensus on the serioushess of the issue for the environment and for the world economy. At the same time, we should ensure that the interests of developing countries are taken into account in -this process. The United States will host a meeting under the auspices of the Response Strategies Working Group this fall that is intended to advance our understanding and promote consensus. I look forward, personally, to reviewing its results. # # # UNCLASSIFIED INCOMING Department of State TELEGRAM PAGE 21 OF 04 GENEVA 98788 " OF 05 181938Z 5132 GENEVA 98788 00 OF BS 191038Z 5132 ACTION OES-09 SUBMITTED, ONLY ONE WAS FROM AN LDC AND NONE WERE FROM CPES. SOME LDCS SAID THEY WERE UNABLE TO PREPARE PAPERS INFO LOG-56 ADS-B9 AID-98 INR-07 EUR-00 SS-00 01C-92 DUE TO THE SHORT LEAD TIME, AND FRANCE SAID IT HAD BEEN CIAE-99 EB-00 DINT-05 DODE-09 H-01 10-19 NSCE-98 HAMPERED BY LANGUAGE DIFFICJLTIES AND THE SUMMER NSF-#2 NSAE-89 COME-#9 SSO-09 L-03 PM-19 EPA-94 VACATIONS. RSWG CHAIRMAN BERNTHAL EMPHASIZED THAT WHILE IMRE-00 ACDA-12 USIE-00 DOEE-09 CEQ-81 PRS-01 E-01 THE TOPIC PAPERS ARE TO BE TREATED AS LIVING DOCUMENTS T-91 /978 W THE RSWG SHOULD AIM TO COMPLETE THEM IN TIME FOR THE #55301 1919412 /25 25 FEBRUARY 1990 PLENARY. HE INVITED ALL COUNTRIES TO o 180928Z OCT 89 SUBMIT ADDITIONAL COMMENTS/SUGGESTIONS THROUGH THE END OF FM USMISSION GENEVA 1989. INTERIM REPORTS CN THESE TOPICS WILL BE REVIEWED TO SECSTATE WASHDC IMMEDIATE 2319 BY THE RSWG CHAIRMAN, VICE CHAIRMAN, TOPIC COORDINATORS, AMEMBASSY PARIS AND SUBGROUP CHAIRMEN AT THE TIME OF THE IPCC PLENARY IN FEBRUARY 1999. END SUMMARY. UNCLAS GENEVA 98788 2. REPORT ON SPECIAL COMMITTEE ON PARTICIPATION OF LDCS MR. JEAN RIPERT OFRANCEQ SUMMARIZED THE REPORT OF THE MEETING SEPTEMBER 28-29 IN PARIS OF THE IPCC SPECIAL DEPT PLS PASS WHITE HOUSE FOR OSTP/OBROMLEY, COMMITTEE ON PARTICIPATION OF LDCS, WHICH HE CHAIRED. CEQ/MDELAND, DPC/DBATES; COMMERCE/JKNAUSS; NOTING THE NEED FOR IPCC TO STRENGTHEN COMMUNICATION AND DOE/JEASTON; EPA/WREILLY DISSEMINATION OF IPCC INFORMATION AND PAPERS TO DEVELOPING COUNTRIES, HE APPEALED FOR ADDITIONAL E.O. 12356: N/A RESOURCES TO THE IPCC SECRETARIAT, BOTH FINANCIAL AND IN TAGS: SENV, EAID, ETRD, KSCE, AORC, IPCC THE FORM OF SECONDED PERSONNEL. HE ALSO URGED THAT IPCC SUBJ:. IPCC WRAP UP CABLE RECONSIDER ITS POLICY OF CONDUCTING WORKING GROUPS IN ENGLISH ONLY, NOTING THAT USE OF ADDITIONAL UN LANGUAGES 1. SUMMARY: THE SECOND MEETING OF THE RESPONSE WOULD MAKE IPCC'S WORK ACCESSIBLE TO A FAR WIDER STRATEGIES WORKING GROUP OF THE INTERGOVERNMENTAL POTENTIAL AUDIENCE IN LDCS. HE REPORTED THE COMMITTEE'S PANEL ON CLIMATE CHANGE QIPCCO WAS HELD IN GENEVA GENERAL SUPPORT FOR PROPOSALS MADE IN THE AL-GAIN REPORT, OCTOBER 2 TO 6. FORMAT OF THE MEETING WAS A SUCH AS QUOTE CRASH SEMINARS UNQUOTE AND THE WORKSHOP TO CONSIDER IMPLEMENTATION MEASURES IN $ ESTABLISHMENT OF FOCAL POINTS AND SOUGHT THE GUIDANCE OF TOPIC AREAS: EDUCATION AND PUBLIC INFORMATION, THE WORKSHOP ON THE FUTURE OF THE SPECIAL COMMITTEE. TECHNOLOGY DEVELOPMENT AND TRANSFER, ECONOMIC THIS TOPIC WILL BE ADDRESSED AT THE FEBRUARY PLENARY. QMARKETO, FINANCIAL, AND LEGAL MEASURES. SUMMARIES OF THE TOPIC DISCUSSIONS AT PARAS 4 8. 3. ACTIVITIES OF ENERGY INDUSTRY SUBGROUP QEISQ FORTY-THREE NATIONAL DELEGATIONS AND 29 OBSERVERS FROM NGOS AND INTERNATIONAL ORGANIZATIONS ATTENDED, MEMBERS OF THE EIS GROUP CLARIFIED SOME OF THE DECISIONS REPRESENTING A SIGNIFICANT BROADENING OF PARTICIPATION BY LDCS AND THE EASTERN BLOC IN THE MADE IN THE EIS SUBGROUP MEETING THE PREVIOUS WEEK. WORK OF RSWG. USSR, POLAND AND GDR SENT ASSIGNMENTS FOR DRAFTING A FIRST VERSION QANNOTATED REPRESENTATIVES. THIS BROADER PARTICIPATION HAD THE OUTLINE FORMATO OF THE EIS REPORT WERE: PREDICTABLE EFFECT OF FRAGMENTING WHAT AT THE OUTSET OF THE MEETING HAD APPEARED TO BE A DISCERNIBLE -- A. INTRODUCTION JAPAN CONSENSUS ON EACH OF THE FIVE TOPICS. THE WORKSHOP SERVED A USEFUL PURPOSE IN REVEALING THE RANGE OF B. ANALYSIS AND SYNTHESIS OF THE NATIONAL CASE VIEWPOINTS. IN ADDITION TO THE ISSUES OF A STUDIES AND SPECIALIZED STUDIES U.S. CONVENTION, NEW INSTITUTIONS, ADDITIONAL FUNDING AND 975) 8,3 ?6 30 INTELLECTUAL PROPERTY RIGHTS, THE WORKSHOP REVEALED NOVEMBERO ADDITIONAL POINTS OF DISAGREEMENT WHICH WILL REQUIRE SUSTAINED DIALOGUE AND NEGOTIATION. C. DISCUSSION OF OPTIONS - JAPAN Q31 DECEMBERQ JEAN RIPERT QFRANCEQ REPORTING ON THE SEPTEMBER 28 TO 29 MEETING OF THE SPECIAL COMMITTEE ON -- D. ANALYSIS OF POLICY OPTIONS UK METHERLANDS Q38 PARTICIPATION OF LDCS, CALLED FOR ADDITIONAL NOVEMBERG SUPPLEMENTED BY ECONOMIC ANALYSIS US 031 RESOURCES TO STRENGTHEN THE IPCC SECRETARIAT'S JANUARY. OUTREACH, AND FOR TRANSLATION OF IPCC WORKING GROUP MEETINGS INTO ADDITIONAL LANGUAGES BESIDES E. CONCLUSIONS « AND WETHERLANDS Q38 NOVEMBERO ENGLISH. THESE SUGGESTIONS RECEIVED CONSIDERABLE SUPPORT AND WILL BE ADDRESSED AT THE FEBRUARY PLENARY, AS WILL JAPAN AND US MET TO SET THE TIMING AND PROPOSED VENUE FOR THE QUESTION OF THE FUTURE ROLE OF THE COMMITTEE. A MEETING OF THE ENERGY AND INDUSTRY SUBGROUP ON THE INTEGRATED ANALYSIS TO BE DONE BY SPECIALISTS. THIS IS CHAIRMAN BERNTHAL ENCOURAGED EACH COUNTRY PARTICIPATING SET AS 17 19 DECEMBER AT LAWRENCE BERKELEY LABS, IN IPCC/RSWG TO UNDERTAKE A NATIONAL ANALYSIS OF ITS CALIFORNIA. THE NATIONAL CASE STUDIES WILL ALSO BE INDIVIDUAL GREENHOUSE GAS EMISSIONS, TO PROVIDE A DISCUSSED. BASELINE FOR PLANNING NATIONAL AND INTERNATIONAL RESPONSE STRATEGIES. THESE ANALYSES ARE TO BE SHARED WITH THE EIS 4. PUBLIC EDUCATION AND INFORMATION AND AFOS SUBGROUPS. THE SYNOPSIS REPORT OF THE TASK GROUP ON PUBLIC EDUCATION VIRTUALLY ALL THE TOPIC COORDINATORS EXPRESSED CONCERN AT AND INFORMATION WAS CONSIDERED IN THE MORNING PLENARY THE SPARSE RESPONSE FROM LDCS IN SUBMITTING PAPERS. FOR SESSION ON OCTOBER 3. DELEGATES SUGGESTED MEANS FOR EXAMPLE, IN ECONOMIC MEASURES, OF THE 7 COUNTRY PAPERS STRENGTHENING THE CLARITY AND SUBSTANCE OF THE REPORT. A UNCLASSIFIED UNCLASSIFIED INCOMING Department of State TELEGRAM PAGE 02 OF-94 GENEVA 98788 11 OF #5 101938Z 5132 GENEVA #8788 " OF as 1018382 5132 DRAFTING GROUP LED BY GARY EVANS QUSQ AND LUO JIBIN QPRCQ MEASURES, FRANCE, CANADA, THE NETHERLANDS, FRG, AND PRODUCED A CONSENSUS DOCUMENT REVIEWED BY-RSWG III INDONESIA INDICATED THEY ALSO SAW THE NEED FOR GOVERNMENT DELEGATES AND RECEIVING APPROVAL WITHOUT SIGNIFICANT INTERVENTION, AND THE GDR STRESSED ITS IMPORTANCE FOR CHANGE IN THE AFTERNOON PLENARY SESSION OCTOBER 5. THE CPES. CONSENSUS REPORT EMPHASIZED THE NECESSITY OF AN INFORMED GLOBAL POPULATION AND THE IMPORTANCE OF ACCURATE MALTA AND.THE METHERLANDS WERE VOCAL ON THE NEED TO INFORMATION AND EFFECTIVE EDUCATION. THE REPORT PUT A ELIMINATE PERVERSE SUBSIDIES, WITH INDIA OBSERVING THAT PRIORITY CN INTERNATIONAL AND NATIONAL MEANS OF NOT ALL SUBSIDIES ARE PERVERSE. DEVELOPING INFORMATION AND FORMAL AND INFORMAL EDUCATIONAL STRATEGIES APPROPRIATE TO DIVERSE AUDIENCES, REGARDING TAXES, THE WORLD RESOURCES INSTITUTE STRONGLY CULTURES, AND COUNTRIES. SPECIFIC SHORT- AND LONG-TERM ADVOCATED USE, WHILE SWEDEN CAUTIONED THAT THEY SUGGESTIONS ARE SET FORTH IN THE REPORT. MUST BE "AREFULLY ANALYZED AND HARMONIZED AMONG NATIONS. S. TECHNOLOGY DEVELOPMENT AND TRANSFER OBSERVERS FROM THE IEA AND THE DECD STRESSED THE NEED FOR COST EFFECTIVE MEASURES AND THE NECESSITY TO PROVIDE FOR THE PAPER ON TECHNOLOGY DEVELOPMENT AND TRANSFER CALLED POSITIVE ECONOMIC GROWTH. FOR GREATER COOPERATION AMONG ALL NATIONS TO EXCHANGE TECHNOLOGICAL INFORMATION. SOME OF THE LDC'S MADE IT THE LDCS GENERALLY EMPHASIZED THE IMPORTANCE OF CLEAR THAT THEY EXPECT PREFERENTIAL TREATMENT IN RECEIPT CONSIDERING THEIR SPECIAL CIRCUMSTANCES, E.G., MALAYSIA OF INFORMATION. HOWEVER, WITH THE EXCEPTION OF BRAZIL POINTED TO THE NEED TO PROVIDE AN ECONOMIC ALTENATIVE. TO AND INDIA, NO ONE DISPUTED THE NEED TO PROTECT DEFORESTATION, AND SENEGAL TO ITS NEED FOR MORE FUNDS TO INTELLECTUAL OR OTHER PROPERTY RIGHTS. MANY COUNTRIES ACQUIRE TECHNOLOGY: PERHAPS THE MOST SWEEPING STATEMENT AGREED WITH THE U.S. POSITION. THE FINAL VERSION OF THE ON THE LDCS PLIGHT CAME FROM MEXICO, WHICH OPINED THAT PAPER STATES THE VIEWS CLEARLY. CLEANING UP THE ENVIRONMENT WILL BE A VERY COSTLY PROCESS THAT WILL END UP BEING PAID FOR BY THE LDCS. -- SOME COUNTRIES NOTED THE NEED TO FOCUS ON GREENHOUSE GAS EMISSION LIMITATION TECHNOLOGIES IN THE NEAR TERM THE WORKSHOP REPORT ON ECONOMIC MEASURES WAS A-BALANCED WHILE OTHERS STRESSED THE NEED TO ADDRESS ADAPTIVE PRESENTATION OF THE CONCEPTS AND ISSUES COVERED IN THE TECHNOLOGIES IN THE NEAR TERM AS WELL. INITIAL COUNTRY PAPERS AND THE DISCUSSION IN THE MEETING. THE ONLY NOTABLE EVENT IN THE APPROVAL OF THE -- MANY LDC'S NOTED THE NEED TO TAILOR TECHNOLOGIES TO REPORT WAS AN EXCHANGE BETWEEN THE US DELEGATE ON THE ONE LDC DOMESTIC TECHNOLOGICAL AND HUMAN RESOURCE HAND, AND BRAZIL AND INDIA ON THE OTHER HAND, REGARDING CAPABILITIES AND TO BETTER DEVELOP THOSE CAPABILITIES. PROTECTION OF INTELLECTUAL PROPERTY RIGHTS. THE FINAL REPORT REFLECTS THE OPPOSING VIEWS ON THIS ISSUE. -- IMPEDIMENTS TO TECHNOLOGY TRANSFER AND MECHANISMS TO 7. FINANCIAL OVERCOME THOSE IMPEDIMENTS WERE DISCUSSED AT LENGTH AND ENUMERATIVE LISTS DEVELOPED. HOWEVER, NO ENDORSEMENTS OF THE FINANCIAL MEASURES DISCUSSION AND PAPER EMPHASIZED A ANY PARTICULAR MECHANISMS WERE MADE. COLLABORATIVE APPROACH BY DEVELOPED AND DEVELOPING COUNTRIES. IT WAS GENERALLY AGREED THAT DEVELOPED 6. DISCUSSION OF ECONOMIC MEASURES COUNTRIES SHOULD ATTEMPT TO ASSIST DEVELOPING COUNTRIES IN RESPONDING TO CLIMATE CHANGE AND IN MEETING THEIR THE U.S. DELEGATION IN DISCUSSION OF ECONOMIC MEASURES RESPONSIBILITIES UNDER A FUTURE CLIMATE CONVENTION OR COVERED THE PRINCIPAL POINTS IN OUR MEASURES PAPER, PROTOCOL. IT WAS ALSO AGREED. THAT CLIMATE CHANGE SHOULD STRESSING THE IMPORTANCE OF USING MARKET MECHANISMS NOT BE SEPARATED FROM OTHER ENVIRONMENTAL AND DEVELOPMENT TOGETHER WITH GOVERNMENT ACTIONS TO ACHIEVE ENVIRONMENTAL PROBLEMS. OBJECTIVES, AS WELL AS THE NEED FOR COST-BENEFIT ANALYSIS IN SELECTING OPTIONS AND ALLOWING MAXIMUM FLEXIBILITY BY ALL DELEGATIONS AGREED THAT EXISTING INSTITUTIONS SHOULD COUNTRIES IN SELECTING RESPONSE STRATEGIES. IT POINTED BUILD CLIMATE CHANGE CONCERNS INTO THEIR PROGRAMS AND BE OUT THAT INEFFICIENT APPROACHES COULD REDUCE. FINANCIAL STRENGTHENED IN THEIR ABILITY TO DEAL WITH THESE ISSUES. RESOURCES NEEDED FOR SOCIAL PURPOSES AND ECONOMIC AT THIS STAGE OF THE DISCUSSION, THE PLANS OF THE ASSISTANCE, AND EMPHASIZED THE NEED FOR INFORMATION AND DEVELOPMENT ASSISTANCE COMMITTEE OF THE OECD AND THE EDUCATION PROCESSES IN CONNECTION WITH ECONOMIC COMMUNIQUE FROM THE SEPTEMBER MEETING OF THE WORLD BANK MEASURES. THE IMPORTANCE OF AVOIDING DISTORTION TO DEVELOPMENT COMMITTEE IN THIS REGARD WERE MIGHLIGHTED. THE U.S. MADE IT CLEAR IT HAD NO ADDITIONAL RESOURCES TO OFFER. INTERNATIONAL TRADE AND THE NECESSITY TO ACCORD EFFECTIVE DEVELOPING COUNTRIES, JOINED BY THE METHERLANDS AND THE PROTECTION AT INTELLECTUAL PROPERTY RIGHTS WAS ALSO NORDIC COUNTRIES, FELT THAT A NEW FINANCIAL MECHANISM WAS ELABORATED ON. ALREADY JUSTIFIED. IN A DEPARTURE FROM PAST POSITIONS, OF THE MEASURES COVERED IN THE SYNOPSIS PAPER; TAXES, THESE COUNTRIES EMPHASIZED THAT THE NEED WAS PRINCIPALLY SUBSIDIES, TRADEABLE EMISSIONS PERMITS, AND SANCTIONS, FOR NEW MECHANISMS TO GENERATE ADDITIONAL FINANCIAL THE LATTER TWO WERE THE MOST CONTROVERSIAL, WITH A NUMBER RESOURCES. THEY INDICATED FLEXIBILITY ON HOW THE FUNDS. OF DELEGATIONS EXPRESSING RESERVATIONS TO ONE OR BOTH. WOULD BE ALLOCATED. MANY DELEGATIONS EXPRESSED SUPPORT BRAZIL STRONGLY OPPOSED SANCTIONS; WITH SUPPORT FROM THE FOR ALLOCATING THESE NEW FUNDS THROUGH A SPECIAL WINDOW USSR AND AUSTRIA. THE USE OF TRADEABLE EMISSIONS PERMITS WITHIN THE WORLD BANK SYSTEM WHILE A FEW EXPRESSED A WAS QUESTIONED SHARPLY BY JAPAN AND BRAZIL, WITH FINLAND, PREFERENCE FOR USING THE U.N. SPECIALIZED AGENCIES OR A AUSTRIA, AND SWEDEN ALSO VOICING CONCERN, AT LEAST AT NEW INSTITUTION. THE DEVELOPING COUNTRIES STRESSED THAT THEIR USE AT THE INTERNATIONAL LEVEL. ASSISTANCE RELATED TO CLIMATE CHANGE SHOULD NOT BE SUBJECT TO THE SAME CONDITIONS AS TRADITIONAL WORLD BANK ALTHOUGH THEY ACCEPTED THE UTILITY OF SOME MARKET ASSISTANCE. THE U.S. AND OTHERS POINTED OUT THE NEED FOR UNCLASSIFIED UNCLASSIFIED INCOMING Department of State TELEGRAM PAGE 83 OF 84 GENEVA 98788 80 OF 05 1918382 5132 GENEVA #8788 " OF 85 101#382 5132 VIEW THAT NO TARGETS SHOULD BE SET FOR THEM IN THE CONVENTION, ONLY FOR INDUSTRALIZED COUNTRIESQ. ON THAT SUPPORTIVE ECONOMIC POLICIES AND DIALOGUE AND THAT POINT, IT WAS ALSO STRESSED THAT THERE SHOULD BE AN CONSIDERATION OF NEW MECHANISMS IS PREMATURE. APPROPRIATE BALANCE BETWEEN BEING MORE AMBITIOUS IN DEVELOPING A CONVENTION QUICKLY AND OBTAINING A GOOD THE U.S. SUGGESTED THAT DEVELOPING COUNTRIES, WITH THE INSTRUMENT WITH WIDE ACCEPTANCE. HELP OF INDUSTRIALIZED COUNTRIES, SHOULD INITIATE STUDIES TO DEFINE THE SCOPE AND SCALE OF FUTURE RESOURCE THE REPORT OF THE MEETING CONTAINS A COMPILATION OF REQUIREMENTS SIMILAR TO THE APPROACH NOW BEING USED TO POSSIBLE ELEMENTS FOR A FRAMEWORK CONVENTION ON CLIMATE ASSESS FINANCIAL.NEEDS ASSOCIATED WITH THE IMPLEMENTATION CHANGE PROPOSED BY VARIOUS PARTICIPANTS. THE REPORT OF THE MONTREAL PROTOCOL. DONORS WERE ENCOURAGED TO EXPLICITLY NOTES THAT THE INCLUSION OF ANY PARTICULAR PROVIDE ASSISTANCE AND TO HELP COMPLETE THESE STUDIES SUGGESTION DOES NOT IMPLY CONSENSUS WITH RESPECT TO IT, QUICKLY. THIS DATA WOULD HELP IN ASSESSING THE OR THE AGREEMENT OF ANY PARTICULAR GOVERNMENT TO INCLUDE CAPABILITIES OF EXISTING INSTITUTIONS. IT WOULD ALSO BE IT IN A FRAMEWORK-CONVENTION, IT ALSO NOTES THAT SOME OF. ESSENTIAL IN ANALYZING THE NEED FOR NEW MECHANISMS. THE PROPOSED ELEMENTS ARE CONTROVERSIAL, BUT HAVE BEEN INCLUDED TO STIMULATE DISCUSSION AT THE NATIONAL AND TROUBLESOME PROPOSALS FOR GENERATING RESOURCES THROUGH PRIOR OBLIGATION OF FUNDS SUCH AS FROM TAXES ON GREENHOUSE GAS EMISSIONS AND OTHER LEVIES WERE INCLUDED INTERNATIONAL LEVELS. AS OPTIONS TO BE STUDIED. THE FINAL PAPER OUTLINED A SERIES OF PRIORITY AREAS FOR TECHNICAL AND FINANCIAL DESPITE BROAD CONSENSUS ON CERTAIN BASIC ISSUES, LEGAL ASSISTANCE INCLUDING TECHNOLOGY TRANSFER AND SUPPORT FOR MEASURES DRAFTING COMMITTEE WORK AND FINAL DISCUSSION IN THE DESIGN OF POLICIES AND PROGRAMS. PLENARY DISCLOSED FUNDAMENTAL DIFFERENCES AMONG DIFFERENT GROUPS OF COUNTRIES ON KEY ISSUES. SCANDINAVIANS, FRG 8. LEGAL MEASURES: THE WORKSHOP CONSIDERED, ON THE AND NEW ZEALAND EXPRESSED CLEAR DESIRE FOR EMISSIONS BASIS OF A SYMOPSIS PREPARED BY THE TOPIC COORDINATORS CONTROL PROVISIONS IN CONVENTION ITSELF. INDIA, BRAZIL QUK, CANADA, MALTAQ OF NUMEROUS WRITTEN CONTRIBUTIONS AND AND MEXICO REPEATEDLY MENTIONED NEED FOR LDCS TO INCREASE VIEWS EXPRESSED AT THE MEETING, WHICH ELEMENTS SHOULD BE EMISSIONS OVER SHORT TERM, NEED FOR CLIMATE FUND OR OTHER INCLUDED IN A FRAMEWORK CONVENTION ON CLIMATE CHANGE; FINANCIAL ASSISTANCE AND RIGHT TO RECEIVE TECHNOLOGY ON WHAT OTHER INSTRUMENTS QEG., PROTOCOLSQ MIGHT BE PREFERENTIAL AND NON COMMERCIAL TERMS. INDIA AND BRAZIL EMPLOYED; AND THE INSTITUTIONAL IMPLICATIONS OF A PROPOSED LANGUAGE ON INTELLECTUAL PROPERTY RIGHTS IN FRAMEWORK CONVENTION. DIRECT CONFLICT WITH LANGUAGE PROPOSED BY U.S. AT CONCLUSION OF MEETING, SEVERAL DELEGATIONS EXPRESSED THE GENERAL VIEW WAS THAT EXISTING LEGAL INSTRUMENTS AND DISAPPOINTMENT AT THE LACK OF CONSENSUS DURING.FINAL INSTITUTIONS WITH A BEARING ON CLIMATE SHOULD BE FULLY DISCUSSION OF LEGAL MEASURES. JAPAN AND UK GENERALLY UTILIZED AND FURTHER STRENGTHENED QA LIST OF THE SUPPORTED U.S. POSITIONS AND CANADIAN INTERVENTIONS WERE U.S. -COMPILED RELEVANT INSTRUMENTS AND INSTITUTIONS WILL MODERATE AND HELPFUL. BE ANNEXED TO THE REPORTQ; BUT, THEY WERE IGNORED AS INSUFFICIENT TO MEET THE CHALLENGE OF CLIMATE CHANGE. NEXT STEPS THE DISCUSSION THEREFORE CONCENTRATED ON THE CONTENTS OF A FRAMEWORK CONVENTION. CHAIRMAN BERNTHAL INVITED COUNTRIES TO MAKE ADDITIONAL COMMENTS ON THE DRAFT TEXTS BY THE END OF 1989. COMMENTS BROAD CONSENSUS EMERGED AMONG THE PARTICIPANTS ON THE SHOULD BE DIRECTED TO THE IPCC SECRETARIAT, WHICH WILL NEED FOR A FRAMEWORK CONVENTION ON CLIMATE CHANGE AND DISTRIBUTE THEM TO THE TOPIC CCORDINATORS AND THE RSWG THAT IT SHOULD GENERALLY FOLLOW THE FORMAT OF THE VIENNA CHAIRMAN. COPIES OF THE TOPIC PAPERS, WITH ANY PROPOSED CONVENTION FOR THE PROTECTION OF THE OZONE LAYER. THE ADDITIONAL MODIFICATIONS, WILL BE MADE AVAILABLE TO ALL FRAMEWORK CONVENTION WOULD LAY DOWN GENERAL PRINCIPLES IPCC MEMBERS BY THE SECRETARIAT BEFORE THE IPCC MEETING AND OBLIGATIONS, AND PROVIDE FOR A CONTINUING ASSESSMENT IN FEBRUARY. OF THE SCIENTIFIC ASPECTS OF CLIMATE CHANGE AND ITS IMPACTS, AND FOR RESPONSE STRATEGIES. CHAIRMAN BERNTHAL WILL MEET WITH THE TOPIC COORDINATORS, VICE CHAIRMEN, AND SUBGROUP CHAIRMEN FOR ADDITIONAL THERE WAS ALSO BROAD AGREEMENT THAT THE FRAMEWORK DISCUSSIONS ON THESE TOPICS AT THE IPCC PLENARY, FEBRUARY CONVENTION SHOULD CONTAIN PROVISION FOR SEPARATE 5-8, 1999, IN THE U.S. PROTOCOLS TO BE NEGOTIATED TO DEAL WITH SPECIFIC OBLIGATIONS, EG., ON THE DIFFERENT GREENHOUSE GASES. IN THE MEANTIME, THE SUBGROUPS, AS THEY MEET, SHOULD MOST DELEGATIONS WHO SPOKE TO THE ISSUE NOTED THE NEED TO CONSIDER THE RECOMMENDATIONS THAT HAVE EMERGED FROM THIS GO BEYOND THE VIENNA CONVENTION EITHER IN TERMS OF WORKSHOP. PROPOSED MODIFICATIONS TO THE IMPLEMENTATION STRENGTHENING PROCEDURES FOR FINANCIAL AND TECHNICAL TOPIC PAPERS WILL BE MADE AVAILABLE TO THE SUBGROUP ASSISTANCE TO DEVELOPING COUNTRIES, STRENGTHENING CHAIRMEN AT THE FEBRUARY MEETING. RESEARCH AND DEVELOPMENT PROVISIONS, ENHANCED INSTITUTIONAL AUTHORITY OR BY INCORPORATING GENERAL FINALLY, ALL RSWG SUBGROUP REPORTS AND TOPIC PAPERS GREENHOUSE GAS QGHGQ EMISSION CONTROL OBJECTIVES IN THE SHOULD BE IN FINAL DRAFT BY APRIL 38, 1999 so THAT THEY CONVENTION ITSELF. ON THE LATTER POINT, A NUMBER OF CAN BE INCORPORATED INTO AN OVERALL RSWG REPORT. THE DELEGATIONS EXPRESSED THE VIEW THAT ONE OR MORE GHG RSWG MEETING IN LATE SPRING 1999 WILL REVIEW AND APPROVE PROTOCOLS SHOULD BE CONSIDERED SIMULTANEOUSLY WITH THE THE RSWG REPORT, WHICH WILL THEN BE SUBMITTED TO THE IPCC CONVENTION. DRAFTING COMMITTEE IN JUNE. IT WAS RECOMMENDED BY SEVERAL DELEGATIONS THAT EFFORTS BE ABRAM MADE TO TRY AND CONCLUDE NEGOTIATIONS ON A CONVENTION BY THE END OF 1991 THE DEVELOPING COUNTRIES GENERALLY TOOK THE UNCLASSIFIED INTRODUCTION TO FINAL REPORT Introduction As part of the work of the WMO/UNEP Intergovernmental Panel on Climate Change (IFCC), 163 representatives from 43 governments and 25 observers from governmental, intergovernmental and non-governmental organizations met October 2-6 in Geneva, Switzerland, at the second meeting of the Response Strategies Working Group or RSWG (IPCC Working Group III), convened as a multidisciplinary workshop on possible means'of implementing response options to deal with potential climate change. The meeting was chaired by Dr. Frederick M. Bernthal, Chairman of RSWG. Participants included a broad spectrum of experts -- from both developed and developing countries, representing both market and centrally planned aconomies. The topics considered included: Legal and Institutional Measures, including elements of a framework climate convention; Technology Transfer and Development; Financial Measures (especially assistance to developing countries); Public Education and Information: and Economic and Market Measures. Views on Workshop topics Certain views energed from the group's identification and assessment of potential implementation mechanisms for climate change response strategies: Legal and Institutional Measures -- In addition to strengthening existing legal and institutional mechanisms to address climate change issues, a framework convention on climate change 15 timely and necessary. The 1985 Vienna Convention on the Protection of the Czone Layer should provide a point of departure for the development of such a convention. At a minimum the convention should set forth principles of cooperation, provide & legal and institutional framework for nonitoring and assessing climate change and for developing and implementing responses, and should aim to attract the largest number and widest range of signatory countries. A number of nations suggested that binding commitments and control measures be included in a framework convention. A number suggested that the convention or its protocols deal with the special circumstances of developing countries, and make clear mechanisms for providing financial assistance. Negotiations on a convention should begin as soon as possible after the issuance of the IPCC first assessment report due in September of 1990. Technology Development and Transfer -- Sustainable development requires the development of technologies to address climate change, and should be pursued in a wide range of public and private sectors and through active international collaboration. Such development could be promoted by an inventory of priority areas, public/private partnerships, and the creation of information-gathering and -sharing systems. Effective alternatives to -2- existing technologies must take account of social, environmental and economic variances among countries and regions. Mechanisms for implementing technology transfer include the establishment of incentives for private sector transfer, initiation of pilot programs in developing countries, and creation of an international clearinghouse on relevant technologies and new developments. There should be particular emphasis on the need to identify and enhance the preconditions for technology transfer, such as financial capacity, domestic institutional and technical infrastructure, and resolution of the issues concerning protection of intellectual property. Financial Measures -- Industrialized and developing countries share a common responsibility for addressing climate change. The special needs of developing countries, including their vulnerability to climate change impact, and lack of financial resources and technology must be recognized. Some countries suggested that industrialized countries should show leadership by initiating domestic actions to limit and reduce emissions of carbon dioxide and other greenhouse gases and providing financial support to developing countries wishing to take similar actions. Regional and subregional cooperation to limit emissions was encouraged. The need for cooperation at the international, regional and subregional level, as well as the need for assistance in developing adaptation strategies was stressed. Existing relevant financial institutions should be strengthened and their mandates expanded to address climate change concerns. A number of delegations from both developed and developing countries suggested that parallei action was already justified with respect to creation of new financial mechanisms and facilities. It was agreed that further analysis should be conducted on the nature of projects that might be warranted, the likely magnitude of assistance needs, and the scope and need for new institutions or mechanisms. Proposals for generating resources and mechanisms for administering a new fund should be examined expeditiously to make early decisions possible. Public Education and Information -- Public education and information is of paramount importance for dealing with the climate change issue. There is a particular need both for effective international coordination and for national coordination in each country. Mechanisms should be developed to assure efficient compilation and dissemination of up-to-date information to all sectors. In addition, it is desirable to draw upon the expertise of existing international organizations and to assist developing countries in structuring materials and programs appropriate to their particular social, economic, and cultural requirements. - 3 - Economic and Market Mechanisms -- Economic and market mechanisms that might achieve stabilization or reduction in greenhouse gas emissions at minimum cost to society should be reviewed. These mechanisms may be particularly relevant domestically and may also have some international applications. They entail use of adjustment to market forces (or environmentally adjusted market forces) to take account of environmental impacts. Regulations, tradeable emission permits, emission charges, subsidies and sanctions were discussed as possible economic market mechanisms. Some of the proposed mechanisms would require further careful study. Such measures must be sensitive to the needs of developing countries. It may become necessary to use some economic and market mechanisms in tandem with traditional regulatory approaches. Various potential applications of economic and market mechanisms were identified. Report on LDC participation A report was submitted by Mr. J. Ripert, Chairman of the IPCC Special Committee on the Participation of the Developing Countries, which held its first meeting in Paris on the 28 and 29 September 1989. The attention of the delegates was drawn to the necessity of quick implementation of short term measures, including crash seminars, establ ishment of national climate committees, training of experts and establishment of effective means of communication including communication in regard to IPCC activities. Results of Workshop The meeting produced a report of its work, which will be further refined and developed within the IPCC process. The workshop report will be used by the four RSWG subgroups in developing recommended response options, and will itself form the basis for a portion of the IPCC first assessment report. Finally, and perhaps most importantly, the RSWG expects that this report will serve AS the basis for much more detailed and intensive study of the many issues here outlined, in a wide variety of national and international, public and private fora. The IPCC (and RSWG) in its work must make use of all relevant work of other organizations and individual countries. All countries have been invited to make additional comments on the draft texts through the end of this year. The RSWG Chairman, Vice-chairmen, Sub-group Co-chairmen and Topic Coordinators will neet for further consultations just prior to the third session of IFCC in February 1990 in the United States. This session will bring together the members of the IPOC. The first RSWG report to IPCC, after its review and approval in a meeting to be held next spring, will be submitted to the IPCC Drafting Committee by mid-June 1990. July 28, 1989 MEMORANDUM Re: 20 Suggested Events Involving Reforestation & Trees The following is a list of ideas for events involving trees. The suggestions are intended to spur ideas of ways for the President to take advantage of the public's increasing interest in the environment and reforestation, and to continue the momentum that has built up since the successes of our recent environmentally-related events. One theme of reforestation is that trees symbolically represent the linking of generations. Thus, events involving the planting of trees will be especially effective if they involve children and/or older Americans. Many of the suggestions below reflect this point. In addition to these suggestions, a list of tree-related dates and anniversaries can be found at Tab 1. 1. While he is on vacation in Kennebunkport, the President could plant a tree on Walker's Point. More significantly, the President could plant a tree with Maine's Democratic Senator George Mitchell and his family in a day trip to a state park. Both the Bushes and the Mitchells could be joined by selected Boy Scouts and Girl Scouts, local naturalists, etc. We could arrange for there to be seedlings left over. The President and Sen. Mitchell would then ask Senators, particularly those from states having a Senator from each party, to plant trees in their own states, e.g., Sens. Robb and Warner in Virginia, Sens. McConnell and Ford in Kentucky, Sens. Graham and Mack in Florida, etc. 2. Around Bethel, Maine are located a number of studies conducted by state authorities involving the effects of acid rain on maple trees. Bethel is close enough to Kennebunkport to suggest a short day trip. 3. The President could inspect the famous poisoned oak in Austin, Texas in the company of the country's most respected tree expert. Lady Bird Johnson would be natural for this event, as with other national events. (more) 2-2-2 4. The President could announce the formation of a National Registry of Historic Trees. The setting could be a tour of the White House grounds and Lafayette Park to see the historic trees that were planted by previous Presidents (see Tab 2). Perhaps Mrs. Bush could conduct this walking tour. The President should be accompanied by one of the media's avuncular human interest story journalists, e.g., Charles Kuralt, Charles Osgood, or Andy Rooney, as well as by noted writers from the nature magazines, e.g., National Geographic, Nature, the Smithsonian, etc. In this connection, we could determine which trees on the White House grounds were planted by the families of the previous Presidents. President Bush could then plant a tree with his own family, thus sending the message that trees are a link between the generations. 5. There is bound to be some latter-day Johnnie Appleseed -- the person in America who has planted the most trees. The President could henor this person in some suitable way involving tree planting and reforestation -- perhaps by awarding a Johnnie Appleseed award and/or visiting one of the remaining trees planted by the actual Johnnie Appleseed. 6. A Presidential event could involve the oldest tree in the world, which is in the White Mountains of California. The tree, a Bristlecone Pine known as "Methusela," is 4,600 years old. 7. The President could visit a Brazilian rainforest in order to draw attention to the deforestation of tropical forests. Each year, an area of tropical forest larger than the size of Tennessee is cleared, with now well-known effects on the global environment. Any event should involve nature journalists, as well as Robert Redford. Redford is currently planning a film based on the story of Francisco Mendes, the rubber tapper who was murdered while trying to organize other rubber tappers to fight deforestation of Brazil's tropical rainforests. (see Tab 3) Other celebrity activists concerned about deforestation include Jerry Garcia and Sting. (more) 3-3-3 8. The first planting of trees in Alaska was done by the Russians in 1803 on Unalaska Island in the Aleutians. Some of the trees are apparently still living. This obviously suggest an event highlighting Soviet-American cooperation, particularly in light of the Soviet desire to improve their reputation on the environment. 9. Another international reforestation event could involve the donation of trees from each nation to an International Grove, featuring a tree from each of the 150-odd nations from around the world. 10. In the same vein, perhaps the President could dedicate a National Grove, using the types of official state trees in an event involving the governors and state forestry officials (for a list of official state trees, see Tab 4). 11. At HUD, Jack Kemp could set up a Task Force on Urban Esthetics, focusing on the role of trees in urban beautification. An urban tree is as much as 15 times more valuable in offsetting pollution and heat than a rural tree. 12. A Presidential essay contest on the importance of trees could involve a suitable prize, say, planting a tree with the President. Each young person entering an essay -- there are 104 million young Americans between ages 5 and 19 -- would receive a Presidential letter and a seedling. The First Lady could judge the entries and/or award the prize. 13. A Presidential art contest, for younger children, would award a prize for the best tree-related art work. The finalists could be displayed by the National Endowment for the Arts in a travelling exhibit. 14. The National Endowment For the Humanities could sponsor a scholarly collocation on the culture aspects of trees. 15. The President could call upon "Punch" Sulzberger of the New York Times to seek the involvement of the children of the Fresh Air Fund (a charity much trumpeted by the Times) in planting trees. Other newspapers with similar programs could be similarly approached. 16. The President could meet with the head of the Jewish National Fund, an organization which has planted a total of 180 million trees in Israel, largely donated as memorials. (more) 4-4-4 17. The President could encourage grandparents (or parents) to plant a tree to honor the birth or a grandchild. Should the circumstances arise, the President and Mrs. Bush could so commemorate their own new grandchild. The President could give each of his grandchildren (or other relatives, foreign dignitaries, and the like) a membership in the National Arbor Day Foundation (Nebraska City, Nebraska), and give them each a seedling with the membership. The cost is ten dollars per year. 18. The President could send a proclamation to, invite to the White House, or visit the "Tree Musketeers," a troop of girl scouts in E1 Segundo, CA who have devoted themselves to promoting and caring for trees through newsletters, celebrations, tree-plantings, creating stationery, etc. 19. There are any number of events that could be arranged around Arbor Day (the last Friday in April -- April 27, 1990) and the National Arbor Day Foundation (see Tab 5). Among these are the following: - On Arbor Day, the President could visit a city that is becoming a "Tree City.' There are already 1,000 communities that are "Tree Cities," having met the criteria of 1) having an Arbor Day celebration, 2) spending at least $1/year/person in the community, 3) having a "Tree Board," and, 4) having tree ordinances. - The President could invite John Rosenow, Executive Director of the National Arbor Day Foundation, to a White House ceremony or Arbor Day celebration. I Honorary Members of the National Arbor Day Foundation include Stuart Udall, Eddie Albert, Cong. Douglas Bereuter, Dick Cavett, Lady Bird Johnson, and Ted Turner. - Presidential recognition of the statue of JS Morton, founder of Arbor Day, in Statuary Hall, at the Capitol. Morton once said, "Other holidays repose upon the past. Arbor Day proposes for the future." - Presidential recognition the J. Stuart Morton Elm, which was planted on the Capitol grounds in 1932 (100th anniversary of his birth). (more) .10 12.5 4,787 63.1 3,612 2,266 62.7 1,410 JMV 773 1965 7,582 1964 7,341 4,459 2,017 60.5 1,328 826 62.2 2,680 1,616 60.3 774 12.5 60.7 3,333 12.4 58.3 58.8 1,276 748 58.6 2,502 1,437 57.4 776 1963 6,922 4,034 3,144 1,849 1,274 53.0 12.4 1962 6,668 3,723 55.8 2,977 1,744 58.6 1,285 705 54.9 2,406 777 1961 782 12.4 3,645 56.5 2,841 1,697 59.7 1,219 675 55.4 2,388 1,273 53.3 6,448 1960* 56.8 62.2 1,185 655 55.3 2,279 1,175 51.6 776 12.4 6,060 3,445 2,596 1,615 12.4 1959 2,846 52.7 2,432 1,280 52.6 1,087 572 52.6 1,885 994 52.7 767 5,404 768 12.5 1958 53.9 2,180 1,141 52.3 989 541 54.7 1,868 1,032 55.2 5,037 2,714 923 48.6 925 488 52.8 1,717 952 55.4 12.5 1957 4,541 2,363 52.0 1,899 1956 2,122 45.7 1,735 820 47.3 896 415 46.3 2,013 887 43.6 759 4,644 12.7 1955 1,869 44.8 1,642 746 45.4 877 387 44.1 1,656 736 44.4 757 4,175 661 42.3 833 374 44.9 1,770 775 43.8 757 12.7 1954 4,165 1,810 43.5 1,562 766 12.8 1953 3,608 1,646 45.6 1,332 569 42.7 715 369 51.5 1,561 708 45.4 730 12.7 1952 2,995 1,406 47.0 1,126 493 43.8 575 313 54.5 1,294 600 46.3 12.9 1951 1,212 442 36.5 40.7 931 396 42.5 482 231 47.9 728 12.9 2,625 1,069 1950 2,332 901 343 39.0 453 205 45.3 999 353 41.0 727 38.7 879 13.1 1949 802 39.7 286 38.4 366 171 46.9 910 345 37.9 741 13.1 2,019 744 732 300 1948 1,657 673 40.6 636 235 36.9 289 138 37.9 41.0 746 13.2 1947 46.6 500 189 37.7 193 107 55.1 557 287 51.5 747 1,250 582 13.3 1946 617 13.1 13.0 Denotes first year for which figures include Alaska and Hawaii. 2 Covers real property against damage by autos. 540 3 Covers auto fire, theft, collision, and comprehensive. 519 13.1 1 For 1970, includes adjusting expenses. 604 13.5 694 13.8 678 13.8 Series Q 175-186. Percent Distribution of Automobile Ownership, and Financing: 1947 to 1970 668 13.8 658 13.9 [In percent. Excludes Alaska and Hawaii] 648 13.9 635 14.0 Method of financing purchases Families owning automobiles All passenger cars 1 New passenger cars 1 Used passenger cars 1 Owning 1 Owning Installment Installment Years automobile 2 or more Installment Total automobiles Full credit Total Full credit Total Full credit Total and other cash 2 and other cash 2 and other cash 2 borrowing borrowing borrowing 175 176 177 178 179 180 181 182 183 184 185 186 28 100 47 53 100 34 66 100 52 48 1970 82 54 1969 79 52 100 47 53 100 34 66 100 51 49 27 50 53 26 100 42 58 100 31 69 100 50 1968 79 1967 25 100 48 52 100 38 62 100 53 47 78 53 54 25 52 100 37 63 100 52 48 1966 79 100 48 53 47 24 100 48 52 100 40 60 100 1965 79 55 1964 78 47 53 100 40 60 100 51 49 55 22 100 58 22 100 45 55 100 38 62 100 49 51 1963 80 62 100 48 50 57 17 100 44 56 100 38 1962 74 1961 76 58 18 48 52 100 39 61 100 52 48 100 62 15 100 38 62 100 33 67 100 41 59 1960 77 61 100 33 66 100 41 57 1959 74 59 15 100 38 1958 70 60 10 100 43 56 100 36 63 100 45 54 13 100 38 60 100 36 63 100 39 58 1957 75 62 36 61 100 34 63 100 38 60 1956 72 61 9 100 60 10 100 38 60 100 39 60 100 37 60 1955 70 100 37 61 100 38 61 100 36 61 1954 66 58 8 5 61 100 40 59 100 37 62 1953 61 55 100 38 33 65 100 35 63 100 41 57 100 1952 60 56 4 44 55 100 52 47 100 39 60 1951 60 56 4 100 1950 59 52 7 100 47 52 100 54 46 100 41 57 100 47 52 33 100 50 49 100 56 43 1949 56 ³48 1948 39 100 66 33 100 55 42 54 100 59 1947 100 65 35 100 71 29 100 63 37 1 Refers to purchases during preceding year. Includes cars received as gifts, whether 2 Includes trade-in allowance. cash or credit purchased. Detail in purchases excludes buyers for whom method of 3 Based on spending units (persons living in the same dwelling and related by blood, (series Q 151) financing was not ascertained. marriage, or adoption) who pooled their income for major items of expense. 717 N 238-258 CONSTRUCTION AND HOUSING Series N 238-245. Occupied Housing Units and Tenure of Homes: 1890 to 1970 Total population Tenure of homes Total occupied Number Occupied Owner occupied Renter occupied housing units of Per occupied units report- Year 1 (1,000) persons housing ing tenure (1,000) unit (1,000) Number Number (1,000) Percent (1,000) Percent 238 239 240 241 242 243 244 245 TOTAL 1970 ² 63,450 203,211 3.2 63,450 39,885 62.9 23,565 37.1 1960* 53,024 179,326 3.4 53,024 32,796 61.9 20,227 38.1 1956 3 49,874 (NA) (NA) 49,874 30,121 60.4 19,753 39.6 1950 42,826 150,697 3.5 42,826 23,560 55.0 19,266 45.0 1945 37,600 140,186 3.7 37,600 20,009 53.2 17,591 46.8 1940 34,855 131,669 3.8 34,855 15,196 43.6 19,659 56.4 1930 29,905 122,775 4.1 29,322 14,002 47.8 15,320 52.2 1920 24,353 105,711 4.3 23,811 10,867 45.6 12,944 54.4 1910 20,256 91,972 4.5 19,782 9,084 45.9 10,698 54.1 1900 15,964 75,995 4.8 15,429 7,205 46.7 8,224 53.3 1890 12,690 62,948 5.0 12,690 6,066 47.8 6,624 52.2 NONFARM 1970 60,351 192,624 3.2 60,351 37,393 62.0 22,957 38.0 1960* 49,458 165,851 3.4 49,458 30,164 61.0 19,294 39.0 1950 37,105 127,649 3.4 37,105 19,802 53.4 17,304 46.6 1945 31,281 (NA) (NA) 31,281 15,878 50.8 15,403 49.2 1940 27,748 101,453 3.7 27,748 11,413 41.1 16,335 58.9 1930 23,300 92,618 4.0 22,917 10,550 46.0 12,367 54.0 1920 17,600 74,096 4.2 17,229 7,041 40.9 10,188 59.1 1910 14,132 '59,895 4.2 13,672 5,245 38.4 8,427 61.6 1900 10,274 9,780 3,567 36.5 6,213 63.5 1890 7,923 7,923 2,924 36.9 4,999 63.1 FARM 1970 ² 3,095 10,589 3.4 3,095 2,492 80.5 603 19.5 1960* 3,566 13,475 3.8 3,566 2,633 73.8 933 26.2 1950 5,721 23,049 4.0 5,721 3,758 65.7 1,963 34.3 1945 6,319 (NA) (NA) 6,319 4,131 65.4 2,188 34.6 1940 7,107 30,216 4.3 7,107 3,783 53.2 3,324 46.8 1930 6,605 30,158 4.6 6,405 3,452 53.9 2,953 46.1 1920 6,751 31,614 4.7 6,581 3,826 58:1 2,755 41.9 1910 6,124 32,077 45.2 6,110 3,838 62.8 2,271 37.2 1900 5,690 5,649 3,638 64.4 2,011 35.6 1890 4,767 4,767 3,143 65.9 1,624 34.1 * Denotes first year for which figures include Alaska and Hawaii. 2 Farm-nonfarm breakdown will not add to total; "Total" figures were revised as NA Not available. a result of errors found after the tabulations were completed. 1 Figures for 1956 are for December 31; figures for 1945 are for November 1; figures 3 These figures are not comparable with other years; based on sample surveys. for decennial years, 1890 to 1970, are for census dates. 4 Estimated; see text. Series N 246-258. Housing Units Vacancy Rates, by Region: 1940 to 1970 [In percent. Annual averages, except as noted. For composition of regions, see text for series A 172-194] All housing units vacancy rate Homeowner vacancy rate Rental vacancy rate Year- Seasonal United North United North Year Total round vacancy States Northeast Central South West States Northeast Central South West vacancy 246 247 248 249 250 251 252 253 254 255 256 257 258 1970 8.8 6.3 2.5 1.0 0.8 1.0 1.2 1.1 5.3 2.7 5.8 7.2 5.6 1969 9.1 6.5 2.6 1.0 .8 .9 1.2 1.2 5.5 3.0 5.7 7.2 6.1 1968 9.3 6.7 2.6 1.1 .8 1.0 1.4 1.3 5.9 3.7 5.4 7.5 7.1 1967 9.9 7.2 2.7 1.3 .7 1.0 1.7 2.0 6.8 4.8 5.7 8.0 8.9 1966 10.3 7.5 2.8 1.4 .9 1.0 1.8 2.1 7.7 5.3 6.5 8.5 10.9 1965 10.5 7.6 2.9 1.5 1.0 1.2 2.0 1.9 8.3 5.6 7.2 9.0 11.9 1964 10.3 7.3 3.0 1.5 1.1 1.3 1.9 1.8 8.3 5.2 7.9 9.1 11.0 1963 10.3 7.2 3.1 1.5 1.0 1.4 1.9 1.9 8.3 5.1 8.7 9.2 10.2 1962 10.1 7.4 2.7 1.4 1.1 1.2 1.7 1.6 8.1 4.7 9.0 9.9 9.5 1961 10.2 7.6 2.6 1.4 1.1 1.2 1.7 1.3 8.7 4.9 9.3 10:4 10.7 1960* 10.1 7.4 2.7 1.3 1.0 1.2 1.6 1.4 8.1 4.9 8.3 9.5 11.0 1959 10.0 7.0 3.0 1.2 1.0 1.1 1.2 1.4 7.0 3.9 7.1 9.4 8.5 1958 9.9 6.7 3.2 1.2 1.0 1.4 1.0 1.2 6.5 3.8 7.3 7.9 7.5 1957 9.1 6.2 2.9 1.0 .7 .9 .9 1.3 5.6 3.4 5.4 6.7 7.4 1956 8.8 6.2 2.6 1.0 .9 .8 1.0 1.4 6.1 3.1 5.6 8.1 8.7 1950 1 6.9 4.4 2.5 is 1940 1 6.6 4.5 2.0 * Denotes first year for which figures include Alaska and Hawaii. 1 As of April. 646 HOUSING N 259-272 Series N 259-261. Price Indexes for 1-Family Houses: 1890 to 1947 Owner-occupied Median Owner-occupied Median Owner-occupied Owner-occupied houses, 22 cities asking houses, 22 cities asking houses, 22 cities houses, 22 cities (1929 = 100) price for (1929 = 100) price for (1929 = 100) (1929 = 100) existing existing houses, houses, Year Un- Adjusted Washing- Year Un- Adjusted Washing- Year Un- Adjusted Year Un- Adjusted adjusted for depre- ton, D.C. adjusted for depre- ton, D.C. adjusted for depre- adjusted for depre- ciation ciation ciation ciation 259 260 261 259 260 261 259 260 259 260 1947 $12,309 1932 78.7 82.0 $6,515 1917 80.1 68.0 1903 64.9 45.5 1946 12,638 1931 87.9 90.4 6,796 1916 78.5 65.8 1902 63.9 42.4 1901 54.2 37.0 1945 10,131 1930 95.7 97.1 7,146 1915 71.7 59.2 1944 8,649 1929 100.0 100.0 7,246 1914 78.1 63.7 1900 64.6 43.5 1943 8,011 1928 102.1 100.7 7,333 1913 75.3 60.5 1899 56.5 37.5 1942 7,573 1927 100.6 97.9 7,682 1912 75.3 59.7 1898 59.1 38.7 1941 6,954 1926 104.5 100.4 7,748 1911 72.5 56.7 1897 55.5 35.9 1896 53.8 34.3 1940 6,558 1925 108.9 103.1 7,809 1910 74.2 57.3 1939 6,416 1924 103.5 96.7 7,720 1909 68.7 52.3 1895 62.1 39.0 1938 6,420 1923 103.3 95.2 7,400 1908 70.3 52.8 1894 68.4 42.4 1937 6,622 1922 101.8 92.5 7,197 1907 77.9 37.7 1893 58.7 35.9 1936 6,145 1921 100.4 90.0 7,019 1906 70.6 51.6 1892 56.3 34.0 1891 55.3 32.9 1935 6,296 1920 102.7 90.8 6,296 1905 59.5 42.9 1934 77.9 78.3 5,972 1919 93.7 81.7 5,626 1904 67.9 48.3 1890 61.3 36.0 1933 75.7 80.0 5,759 1918 85.2 73.3 4,821 Series N 262-272. Residential Nonfarm Mortgage Debt Outstanding, by Type of Holder: 1890 to 1970 [In millions of dollars] Debt, excluding real estate bonds Total debt, Institutional including real Non- Year estate Total institutional Mutual Savings Life Home Federal bonds Total Commercial savings and loan insurance Owners' National Other banks banks associations companies Loan Corp. Mortgage Assn. 1 262 263 264 265 266 267 268 269 270 271 272 1970 338,198 35,733 302,465 45,640 49,936 138,800 42,737 20,708 4,644 1969 318,984 34,361 284,623 44,573 48,682 129,658 42,083 15,797 3,830 1968 298,587 32,688 265,899 41,433 46,748 120,839 41,784 11,420 3,675 1967 279,970 31,119 248,851 37,642 44,641 112,804 41,480 8,912 3,372 1966 263,952 30,062 233,890 34,876 42,242 106,028 40,522 7,109 3,113 1965 250,120 29,445 220,675 32,387 40,096 102,347 38,400 4,769 2,676 1964 231,142 28,673 202,469 28,933 36,487 94,236 35,761 4,464 2,588 1963 211,229 27,244 183,985 26,476 32,718 84,882 32,674 4,729 2,506 1962 192,295 25,898 166,397 23,482 29,181 74,103 31,122 6,032 2,477 1961 175,895 24,564 151,331 21,225 26,341 65,447 29,899 6,216 2,203 1960 161,636 22,493 139,143 20,362 24,306 57,569 28,744 6,297 1,865 1959 149,522 21,120 128,402 20,320 22,486 51,187 27,249 5,581 1,579 1958 134,535 19,701 114,834 18,591 20,935 44,122 25,921 3,937 1,328 1957 122,947 17,757 105,190 17,147 19,010 38,885 24,992 4,011 1,145 1956 2 113,880 16,707 97,173 17,004 17,703 34,761 23,745 3,085 875 1956 3 112,051 (NA) (NA) (NA) 17,004 17,703 35,014 23,745 3,047 (NA) 1955 100,670 (NA) (NA) (NA) 15,888 15,568 30,832 21,213 2,615 (NA) 1954 87,280 (NA) (NA) (NA) 14,152 13,211 25,670 18,557 2,436 (NA) 1953 77,117 (NA) (NA) (NA) 12,925 11,334 21,523 16,558 2,463 (NA) 1952 68,878 (NA) (NA) (NA) 12,188 9,883 18,028 15,045 2,242 (NA) 1952 4 69,561 69,121 10,990 58,131 12,188 9,833 17,590 15,112 2,210 1,198 1951 62,506 62,026 10,604 51,422 11,270 8,595 14,801 13,865 1,818 1,073 1950 54,882 54,362 10,422 43,938 10,431 7,054 13,104 11,035 10 1,328 978 1949 46,456 45,896 10,461 35,435 8,676 5,569 11,117 8,232 231 806 804 1948 41,461 40,861 10,189 30,672 8,066 4,758 9,841 6,754 369 198 686 1947 35,701 35,071 9,689 25,382 6,933 3,937 8,475 5,005 486 4 542 1946 30,139 29,459 8,809 20,650 5,146 3,588 6,843 4,021 636 6 410 1945 25,383 24,643 7,874 16,769 3,395 3,387 5,162 3,632 852 7 334 1944 24,820 24,000 7,348 16,652 3,218 3,476 4,638 3,819 1,091 50 360 1943 24,956 24,056 7,181 16,875 3,256 3,558 4,422 3,835 1,338 60 406 1942 25,647 24,667 7,316 17,351 3,335 3,725 4,449 3,625 1,567 206 444 1941 25,915 24,875 7,462 17,413 3,308 3,884 4,481 3,235 1,777 203 525 1940 24,930 23,810 7,278 16,532 2,997 3,914 4,073 2,887 1,956 178 527 1939 23,940 22,740 7,156 15,584 2,719 3,875 3,748 2,557 2,038 144 503 1938 23,326 22,046 7,105 14,941 2,535 3,830 3,523 2,226 2,169 80 578 1937 23,284 21,924 7,089 14,835 2,415 3,851 3,414 2,163 2,398 594 1936 23,435 21,915 6,967 14,948 2,285 3,897 3,257 2,142 2,763 604 1935 23,891 22,211 6,984 15,227 2,225 3,984 3,301 2,200 2,897 620 1934 24,811 22,811 7,377 15,434 2,183 4,109 3,749 2,370 2,379 644 1933 25,464 23,083 8,356 14,727 2,528 4,293 4,473 2,626 132 675 1932 27,438 24,918 9,208 15,710 2,561 4,554 5,020 2,854 721 1931 29,293 26,673 9,940 16,733 2,769 4,568 5,704 2,948 744 See fbotnotes at end of table. 647 594 Transportation-Land No. 1012. MOTOR-VEHICLE REGISTRATIONS, 1970 TO 1987, AND VEHICLE-MILES OF TRAVEL, 1986, No. 1011. MOTOR VEHICLES-SUMMARY: 1970 TO 1987 BY STATE Unit 1970 1975 1980 1982 1983 1984 1985 1986 1987 [In thousands, except as Indicated. Motor vehicle registrations cover publicly, privately, and commercially owned vehicles. For ITEM uniformity, figures have been adjusted to a calendar-year basis as registration years in States differ, figures represent net numbers where possible, excluding re-registrations and nonresident registrations] PASSENGER CARS Passenger car production 1,000 6,550 6,717 6,376 5,073 6,781 7,773 8,185 7,829 7,099 Passenger car factory sales 1,000 6,547 6,713 6,400 5,049 6,739 7,621 8,002 7,516 7,085 AUTOMOBILES, TRUCKS, AND BUSES , MOTORCY- 1986 1,000 8,405 8,640 8,979 7,982 9,182 10,390 11,042 11,460 10,278 CLES (incl. Passenger car (new). retail sales 1 Domestic 2 1,000 7,116 7,050 6,581 5,759 6,795 7,952 8,205 8,215 7,081 1987, est. official) 1987, Vehicle miles of Public 3 1,000 700 1,604 1,489 1,776 2,322 1,297 1,325 1,101 est. travel Subcompact 2,563 2,461 2,388 Automobiles road 1,000 1,338 2,336 1,659 1,257 1,110 1,336 1,000 1,956 1,358 1,377 1,825 1,817 STATE and Compact 3 1,882 1,888 1,565 (incl. taxis) Standard 3 5,778 1,641 2,071 2,484 2,464 2,540 2,026 1970 1980 1985 1986 Per street Per Intermediate 3 1,000 2,058 1,957 Total Per mile- Total mile of 1,000 1,285 1,587 2,398 2,223 2,387 2,439 2,838 3,245 3,197 Total 1,000 Imports 1,000 age (bil. Total popu- road lation 2 (1,000 mi.) TRUCKS popu- mi.) (1,000) Truck and bus production 1,000 1,734 2,270 1,634 1,912 2,444 3,151 3,468 3,490 3,811 lation 2 Truck and bus factory sales 1,000 1,692 2,272 1,667 1,906 2,414 3,075 3,357 3,393 3,821 1,000 1,746 2,351 2,232 2,248 2,709 3,538 3,984 4,031 4,174 Truck and bus retail sales 5 U.S 108,418 155,796 171,654 176,191 3,766 3,885 180,989 139,041 571 5,148 21 3,879.5 1,838.2 473.8 Light duty (up to 14,000 GVW) 6 1,000 (NA) 2,076 1,964 2,064 2,521 3,261 3,700 61 53 51 55 AL Med. duty (14,001-26,000 GVW) 6 1,000 (NA) 169 92 46 48 1,966 2,938 3,338 3,457 3,470 2,534 621 56 14 88.0 34.0 386.4 Heavy duty (over 26,000 GVW) 6 1,000 126 106 176 138 141 216 231 214 234 AK 139 262 353 363 371 233 444 10 19 13.6 4.0 294.1 AZ 1,093 1,917 2,235 2,346 2,440 1,698 501 80 24 77.3 22.7 293.7 MOTORCYCLES AR 1,043 1,574 1,384 1,426 1,459 952 399 20 8 77.1 17.6 228.3 689 811 772 722 631 550 CA 11,901 Motorcycle registrations, new 7 1,000 751 747 838 16,873 18,899 19,760 20,608 15,978 578 684 25 175.1 214.9 1,227.3 Motorcycle (new) retail sales 8 1,010 940 1,070 990 1,185 1,305 1,260 1,045 935 1,000 CO 1,442 2,342 2,759 2,763 2,769 2,016 612 107 32 76.3 26.4 346.0 250 425 550 550 465 395 CT 1,733 2,147 All-terrain vehicles 1,000 (NA) (NA) (NA) 2,465 2,562 2,658 2,496 777 57 18 19.7 24.1 1,223.4 (NA) (NA) 275 430 635 683 498 320 1,000 (NA) DE 312 397 465 480 All-terrain vehicle imports 492 386 599 9 14 5.3 5.8 1,094.3 Motorcycle imports, total 9 1,000 1,091 948 1,120 917 540 441 733 550 318 763 463 Mil. dol 308 713 1,142 1,110 697 523 783 DC 257 268 326 289 295 278 447 3 5 Value 10 1.1 3.3 3,000.0 FL 4,120 7,614 9,865 10,362 10,943 8,752 728 227 19 99.1 87.3 880.9 FOREIGN TRADE GA 2,584 3,818 4,580 4,841 5,106 3,659 588 125 20 106.6 56.8 532.8 1,000 285 640 617 379 554 616 704 673 633 HI 405 Passenger cars (new), exported 11 570 651 689 735 640 591 16 15 4.0 7.0 1,750.0 2,926 3,134 3,559 4,398 4,691 4,589 ID 488 Passenger cars (new), imported 12 1,000 2,013 2,075 3,116 834 854 857 858 536 537 47 47 71.5 7.8 109.1 Canada 734 595 703 836 1,073 1,145 1,162 927 1,000 693 IL 5,238 7,477 7,727 7,420 7,409 6,084 525 214 18 134.8 74.1 549.7 259 240 335 473 452 378 IN 2,818 Germany, Federal Republic of 1,000 675 370 339 3,826 4,024 4,174 4,325 3,241 586 117 21 91.5 40.8 445.9 1,000 381 696 1,992 1,801 1,871 1,949 2,527 2,619 2,418 IA 1,790 2,329 2,696 2,638 2,623 1,890 667 227 80 112.5 20.4 181.3 Japan 1,000 91 219 186 124 132 159 183 205 222 Trucks (new) exports 1,000 166 295 747 697 785 1,025 1,253 1,351 1,177 KS 1,548 Trucks (new) imports 12 2,007 2,148 2,176 2,203 1,518 613 86 35 132.6 19.8 149.3 142 483 356 430 567 800 976 772 KY 1,763 2,593 2,615 2,685 2,745 1,838 493 43 12 69.6 29.3 421.0 Japan 1,000 27 Mil. dol 3,719 7,483 16,675 20,180 23,394 29,264 36,474 45,302 47,858 LA Import value, new passenger cars 1 1,742 2,779 3,012 2,890 2,831 1,868 419 48 11 58.2 29.9 513.7 1,985 4,453 4,848 6,541 7,734 8,504 8,729 ME 510 724 840 872 916 694 585 Trucks and buses, new Mil. dol 381 620 43 36 22.0 10.0 454.5 Mil. dol 10,658 16,015 16,039 17,078 20,776 22,820 21,955 24,812 3,871 MD 1,872 Export value 13 2,803 3,276 3,361 3,451 2,830 624 84 19 27.7 35.2 1,270.8 2,867 4,208 4,876 6,027 6,258 6,695 MA Passenger cars (new) 13 Mil. dol 822 2,852 3,932 2,575 3,749 3,738 3,841 3,927 3,430 586 114 19 33.8 40.7 1,204.1 Mil. dol 636 2,305 2,977 2,642 2,130 2,479 2,789 2,953 3,375 MI Trucks and buses (new) 13 4,569 6,488 6,727 6,832 6,939 5,493 597 247 27 117.7 72.0 611.7 10,530 10,740 13,421 14,004 12,744 14,742 MN Parts and accessories 14 Mil. dol 2,413 5,501 9,106 2,207 3,091 3,385 3,087 3,107 2,400 565 132 31 132.6 33.8 254.9 VEHICLES IN USE AND RETIRED MS 1,117 1,577 1,746 1,770 1,798 1,374 523 23 9 71.8 19.2 267.4 106.9 109.0 112.0 114.7 117.3 119.8 MO 2,408 3,271 3,558 3,683 3,790 2,741 537 74 15 Cars in use, total Million 80.4 95.2 104.6 119.4 41.6 348.4 Under 3 years 24.4 25.8 26.8 21.5 20.7 22.0 24.8 27.9 28.1 Million MT 485 680 652 673 693 468 578 26 32 71.7 7.7 107.4 Million 24.9 27.0 25.5 .29.9 28.8 26.8 23.9 22.7 24.7 NE 974 1,254 1,257 1,281 1,306 871 546 27 17 92.2 12.6 136.7 3-5 years Million 25.2 22.2 23.5 26.8 27.8 26.5 24.4 18.4 22.0 NV 355 655 709 769 812 581 577 19 19 44.4 8.0 180.2 6-8 years Million 7.7 13.9 14.6 17.9 18.9 17.4 17.2 18.7 21.4 NH 390 704 974 1,071 1,164 972 920 67 63 14.5 7.9 544.8 9-11 years Million 4.9 6.6 12.5 15.4 17.0 19.0 21.0 21.5 21.2 NJ 3,586 4,761 4,909 12 years and over 5,267 5,373 4,870 635 118 15 34.0 55.4 1,629.4 7.2 7.4 7.5 7.6 7.6 7.6 NM Years 5.6 6.0 6.6 637 1,068 1,176 1,320 1,407 894 596 47 31 53.6 13.2 246.3 Average age Cars retired from use 15 1,000 7,461 5,669 8,405 6,921 6,243 6,675 7,729 8,442 8,103 NY 6,718 8,002 9,042 35.2 37.0 38.1 40.1 42.4 44.8 47.3 9,515 9,996 8,754 491 236 13 110.1 94.7 860.1 Trucks in use, total Million 17.7 24.8 Million 4.7 6.9 8.8 5.6 5.9 7.2 9.0 11.1 11.9 NC 2,826 4,532 4,450 Under 3 years 8.3 4,739 4,934 3,585 559 61 10 93.6 52.9 565.2 10.7 9.5 8.0 6.3 6.6 ND 428 627 655 648 641 379 564 39 5.6 65.0 3-5 years Million 4.3 5.8 8.1 26 86.2 6-8 years 3.0 7.4 7.1 7.7 9.2 10.2 8.9 7.4 4.4 OH Million 5,974 7,771 8,102 8.0 8,159 8,204 6,730 624 303 28 113.3 81.3 717.6 5.7 6.5 6.2 6.2 6.7 OK 1,713 2,583 2,864 2,902 67 20 277.5 9-11 years Million 1.9 3.2 4.4 7.9 8.5 9.6 10.7 11.5 11.8 2,934 1,893 579 111.0 30.8 12 years and over Million 3.9 4.4 6.5 OR 1,369 2,081 2,204 8.0 2,264 2,336 1,709 627 82 30 94.6 22.7 240.0 7.8 8.1 8.2 8.1 8.0 PA Years 7.3 6.9 7.1 5,818 6,926 7,209 2,364 7,477 Average age 7,724 6,267 525 196 16 115.7 77.6 670.7 Trucks retired from use 15 1,000 837 908 1,732 1,459 1,491 1,602 2,100 2,309 RI 488 623 610 632 652 544 552 25 25 6.0 5.4 900.0 SC 1,360 1,996 2,222 2,304 2,369 1,782 520 32 9 63.3 28.3 447.1 TIRES AND BATTERIES SHIPMENTS SD 426 601 650 664 678 412 210.8 581 34 48 73.5 6.2 84.4 Tires, passenger car, total 16 Million 168.6 167.0 145.9 167.5 182.0 201.6 200.9 202.7 115.9 133.4 156.6 164.7 174.0 187.3 TN 2,050 3,271 3,754 Radials Million 2.9 61.5 83.5 3,932 4,156 83.9 39.5 129.6 130.5 134.0 144.6 141.5 144.3 151.9 3,298 679 123 25 470.8 Replacement Million 122.5 106.9 TX 6,693 44.4 10,475 12,444 12,407 12,421 8,495 506 240 14 286.0 148.3 518.5 33.8 36.9 40.8 41.1 40.6 UT 664 Tires, truck and bus, total 16 Million 25.7 27.3 31.1 992 26.0 1,099 1,111 1,125 760 452 46 27 49.9 12.1 242.5 Million (NA) 8 3.8 10.4 13.4 16.0 19.7 21.1 VT 229 347 398 34.5 418 439 326 Radials 595 20 36 14.0 4.8 342.9 30.3 31.7 32.1 32.4 VA 2,263 3,626 4,253 Replacement Million 16.7 19.8 24.4 28.1 75.7 4,532 4,718 3,711 629 76 13 65.8 51.7 785.7 Batteries, total 17 Million 46.9 52.9 61.7 64.6 69.0 74.7 74.4 75.7 WA 2,102 3,225 59.9 3,526 3,752 3,906 2,716 599 144 32 80.5 36.0 447.2 59.3 58.7 60.3 WV 801 Replacement automobile batteries Million 37.9 42.6 50.1 54.2 56.1 1,320 1,143 1,170 1,195 826 435 32 17 35.1 13.2 376.1 WI 2,182 2,941 3,187 3,120 3,121 2,402 500 185 38 108.7 38.4 353.3 2 Includes domestic models produced in Canada and WY 247 467 500 440 417 237 484 23 47 38.9 5.4 138.8 Mexico. 3 Source: Board of Governors of the Federal Reserve System, unpublished data. Represents total auto sales data those from NA Not available. 1 Based on data from U.S. Dept. of Commerce. Ward's Automotive Reports. Criteria by which each year's car models are grouped into the major size categories vary among foreign 1 Excludes vehicles owned by military services. 2 Based on resident population as of July 1. collecting data. Data shown here follow Automotive News classifications. in Canada. Beginning 1980, 5 Excludes cars produced motorcoaches in U.S. and by light-duty Source: U.S. Federal Highway Administration, Highway Statistics, annual; and Selected Highway Statistics and Charts, annual. manufacturers imports from foreign are included. manufacturers. Excludes Beginning domestic 1975, includes models imports produced sold by franchised dealers of U.S. manufacturers. loaded Starting vehicle). in 4 1986, includes sales of trucks over 10,000 lbs. GVW by foreign manufacturers. 6 Gross vehicle weight (fully 1984, excludes New York. Reproduction prohibited without Polk permission. 7 Source: R. L. Polk & Company, Detroit, MI, New Motorcycle Registrations 8 Estimates by States. by Motorcycle 1970-1986 Industry excludes Council Oklahoma; Inc., Costa Mesa, CA. Includes all-terrain vehicles and scooters. Excludes mopeds/motorized bicycles. 9 Source: Motorcycle vehicles. Industry Council, Inc., Costa Mesa, CA. Data from U.S. Dept. of Commerce. Excludes mopeds/motorized 11 1970-1975, covers bicycles assembled and all-terrain vehicles only. vehicles. 14 Includes rubber tires and tubes and used vehicles. 15 For years ending June 30. Represents vehicles failing Beginning 1980, includes chassis. 12 Includes other countries, not shown separately. 13 Covers assembled and unassembled to 10 Dutiable value for customs purposes prior to 1980 thereafter, c.i.f. value. re-register. 18 Includes original equipment. Also includes exports, not shown separately. Source: The Rubber Manufacturers Association, Source: Except Inc., Washington, as noted, Motor D.C., Vehicle AMA Monthly Manufacturers Report. Association of the United States, Inc., Detroit, MI, Motor Vehicle Facts Tire 17 Source: Battery Council International, Chicago, IL. and Figures, annual; and World Motor Vehicle Data, annual. New Trucks-Recreational Vehicles-Motorcycles 597 596 Transportation-Land No. 1013. MOTOR VEHICLES-REGISTRATIONS FACTORY SALES, AND RETAIL SALES: 1955 TO 1987 No. 1015. NEW TRUCKS-RETAIL SALES, BY WEIGHT CLASS AND TYPE: 1980 TO 1987 to [Minus sign (-) indicates decrease. For definition of average annual percent change, see Guide to Tabular Presentation. See also NUMBER (1,000) PERCENT CHANGE Historical Statistics, Colonial Times to 1970, series Q 148-155] WEIGHT CLASS AND TYPE 1983- 1984- 1985- 1986- 1980 1983 1984 1985 1986 1987 REGISTRATIONS 1 AVERAGE ANNUAL 1984 1985 1986 1987 FACTORY SALES PASSENGER CARS (mil.) Motor- (1,000) RETAIL SALES (1,000) PERCENT CHANGE 4 cycle Total 2,232 2,709 3,538 3,984 4,031 4,174 30.6 12.6 1.2 3.5 YEAR Total Pas- registra- Total Trucks Pas- Trucks tions Do- Im- Registra- Retail cars, cars, and and Total Under 6,000 pounds 985 1,314 2,031 2,408 2,541 2,696 54.6 18.6 5.5 6.1 senger sales trucks, senger (1,000) trucks, mestic ports tions 5 buses 3 Utility 51 254 370 429 382 383 45.7 15.9 -10.8 .2 cars 2 buses cars buses buses Pickup, cartype 50 26 26 24 24 15 -1.8 -5.0 -1.5 -35.8 Pickup, conventional 545 445 632 644 582 566 42.0 1.9 -9.7 -2.8 1955 62.7 52.1 10.6 412 9,169 7,920 1,249 7,466 7,408 58 7.2 (NA) Pickup, compact 254 488 613 696 757 861 25.6 13.4 8.9 13.7 560 679 795 29.4 11.6 8.5 17.2 1960 73.9 61.7 12.2 574 7,869 6,675 1,194 6,641 6,142 499 3.5 -2.3 Domestic 26 433 625 75.3 15.1 1,382 11,057 9,306 8,763 569 4.7 7.0 Import 229 55 53 70 79 66 -4.1 32.9 -11.9 -16.7 1965 90.4 1,752 9,332 Van 79 67 121 115 112 101 80.4 -5.3 -2.2 -9.9 1967 96.9 80.4 16.5 1,953 8,976 7,437 1,539 8,337 7,568 769 3.1 -5.5 Mini van (x) (z) 24 103 110 89 1,317.2 335.1 6.6 -19.2 14.1 11.1 9,656 8,625 1,031 4.1 15.8 Station wagon (truck chassis) (x) 8 62 86 98 108 634.1 38.9 1968 100.9 83.6 17.3 2,089 10,718 8,822 1,896 9,583 8,464 1,118 4.2 -.8 Mini passenger carrier (x) 8 169 301 460 546 1,923 1,964.8 78.3 52.8 18.8 1969 105.1 86.9 18.2 2,316 10,147 8,224 1970 108.4 89.2 19.2 2,824 8,239 6,547 1,692 8,405 7,119 1,285 3.2 12.3 6,000 to 10,000 pounds 975 1,207 1,224 1,280 1,214 1,175 1.5 4.6 -5.2 -3.2 103 108 101 91 22.2 4.4 -6.4 -9.6 1971 113.0 92.7 20.3 3,344 10,638 8,585 2,053 10,250 8,681 1,568 4.2 22.0 Utility 108 84 118.8 97.1 21.7 3,760 11,271 8,824 2,447 10,950 9,327 1,623 5.1 6.8 Van 172 311 265 261 261 254 -14.8 -1.5 .1 -2.8 1972 2,980 11,439 9,676 1,763 5.8 4.5 Pickup, conventional 546 574 573 628 582 569 -.2 9.7 -7.3 -2.2 1973 125.7 102.0 23.7 4,371 12,637 9,658 1,413 3.4 -22.5 Station wagon (truck chassis) 39 69 86 95 98 91 25.0 9.9 4.1 -7.5 1974 129.9 104.8 25.1 4,966 10,059 7,331 2,727 8,867 7,454 1975 132.9 106.7 26.2 4,964 8,985 6,713 2,272 8,640 7,053 1,587 2.3 -2.6 10,001 pounds and over 271 189 283 295 276 302 49.9 4.2 -6.4 9.6 1976 138.5 110.2 28.4 4,933 11,480 8,500 2,979 10,110 8,611 1,498 4.2 17.0 1977 142.1 112.3 29.8 4,881 12,642 9,201 3,441 11,185 9,109 2,076 2.6 10.6 X Not applicable. Z Less than 500. 1978 148.4 116.6 31.8 4,868 12,871 9,165 3,706 11,312 9,312 2,000 4.4 1.1 2.4 -5.7 Source: Motor Vehicle Manufacturers Association, Motor Vehicle Facts and Figures, annual. 1979 151.9 118.5 33.4 5,422 11,456 8,419 3,037 10,671 8,341 2,329 1980 155.8 121.6 34.2 5,694 8,067 6,400 1,667 8,979 6,581 2,398 2.6 -15.9 No. 1016. RECREATIONAL VEHICLES-NUMBER AND RETAIL VALUE OF SHIPMENTS: 1970 TO 1987 1981 158.3 123.1 35.2 5,831 7,956 6,255 1,701 8,536 6,209 2,327 1.6 -4.9 -6.5 1982 159.6 123.7 35.9 5,754 6,955 5,049 1,906 7,982 5,759 2,223 .8 1983 163.9 126.2 37.7 5,585 9,153 6,739 2,414 9,182 6,795 2,387 2.7 15.0 NUMBER (1,000) RETAIL VALUE (mil. dol.) 166.2 128.1 38.1 5,480 10,696 7,621 3,075 10,391 7,952 2,439 1.6 13.2 1984 1985 171.7 131.9 39.8 5,444 11,359 8,002 3,357 11,042 8,204 2,838 3.3 6.3 YEAR Motor- 40.8 5,262 10,909 7,516 3,393 11,460 8,215 3,245 Travel Folding 2.6 Truck Motor- 3.8 Travel Folding Truck 1986 176.2 135.4 Total ized camping Total ized camping 1987 6 181.0 139.0 41.9 5,148 10,907 7,085 3,821 10,278 7,081 3,197 2.7 -10.3 trailers homes campers trailers trailers homes trailers campers NA Not available. 1 Excludes Alaska and Hawaii prior to 1960. Includes publicly owned vehicles. Excludes military services' 1970 380.3 30.3 138.0 116.1 95.9 1,122 318 445 175 183 vehicles. 2 Includes taxis. 3 Includes standard equipment. 4 From immediate prior year. 5 Excludes motorcycles. 1973 528.8 129.0 212.3 97.7 89.8 2,322 1,153 843 160 167 6 Estimate. 1974 295.8 68.9 126.3 55.2 45.4 1,392 624 567 109 92 Source: Registrations-U.S. Federal Highway Administration, Selected Highway Statistics and Charts, annual; sales-Motor 1975 339.6 96.6 150.6 48.1 44.3 2,320 1,251 856 101 112 Vehicle Manufacturers Association of the United States, Inc., Detroit, MI, MVMA Motor Vehicle Facts and Figures, annual. 1976 541.1 256.1 189.7 53.3 42.0 4,284 2,923 1,132 117 112 1977 533.9 280.2 167.9 53.9 31.9 5,327 3,876 1,229 123 99 1978 526.3 293.6 159.8 48.2 24.7 5,683 4,329 1,153 116 85 No. 1014. MOTOR VEHICLE OUTPUT AND TRADE IN NATIONAL INCOME ACCOUNTS: 1970 TO 1987 1979 307.7 172.6 90.2 31.1 13.8 3,538 2,682 725 83 48 1980 181.4 99.9 52.0 24.5 5.0 1,952 1,381 485 69 17 (In billions of dollars, except percent. Vehicle output equals final dollar sales value of new vehicles, plus net dollar value of 1981 239.1 135.2 63.8 35.0 5.1 2,775 2,019 631 105 20 used vehicle sales, adjusted for changes in inventories and net balance of vehicle exports and imports] 1982 258.0 152.5 65.5 34.3 5.7 3,505 2,701 666 110 28 1983 358.0 223.7 90.0 37.5 6.8 6,324 5,099 1,067 122 36 1984 CONSTANT (1982) DOLLARS 398.2 257.3 92.4 40.9 7.6 7,610 6,262 1,157 145 46 CURRENT DOLLARS 1985 359.2 233.5 82.9 35.9 6.9 7,029 5,724 1,122 137 46 Vehicle 1986 379.5 249.6 86.0 36.5 7.4 1,213 53 Vehicle output 7,564 6,155 144 Vehicle output Vehicle 1987 400.2 255.7 92.8 41.6 10.1 8,400 6,826 1,331 167 76 YEAR Per- Per- GNP Ex- Im- GNP Ex- Im- cent cent Truck port port Source: Recreation Vehicle Industry Association, Reston, VA, RVs The Family Camping Vehicle, A Year-End Report/1986. Total Auto Truck port port Total Auto of of value value value value Data also in Motor Vehicle Manufacturers Association of the United States, Inc., Detroit, MI, Motor Vehicle Facts and Figures, GNP GNP annual. 1970 1,016 36.8 3.6 28.5 8.3 1.4 4.4 2.416 73.2 3.0 53.1 20.1 3.0 11.8 No. 1017. MOTORCYCLES-TRAVEL, REGISTRATION, AND FUEL CONSUMPTION: 1970 TO 1986 93.6 3.8 69.8 23.8 3.5 14.8 1971 1,103 49,3 4.5 38.9 10.4 1.8 5.9 2,485 1972 1,213 55.0 4.5 41.4 13.6 2.0 6,8 2,609 104.2 4.0 73.9 30.3 4.0 16.0 1973 4.6 46.0 17.1 2.7 7.8 2,744 119.4 4.4 82.0 37.4 5.3 17.2 Number FUEL CONSUMPTION 1,359 63.1 Average 1974 1,473 57.7 3.9 38.8 18.9 3.7 8.8 2,729 103.7 3.8 65.4 38.3 6.7 17.5 Travel of Average miles per 8.5 14.9 (mil. veh. registered travel per Average YEAR 1975 8.4 2,695 90.9 3.4 61.8 29.1 vehicle Total (mil. gallon 1,598 56.7 3.5 40.3 16.4 5.1 per 1976 1,783 78.3 4.4 55.2 23.1 5.4 11.0 2,827 118.0 4.2 80.1 37.9 8.3 18.2 miles) vehicles con- (1,000) (miles) gal.) vehicle sumed 1977 1,991 95.1 4.8 64.3 30.8 5.6 13.3 2,959 135.7 4.6 88.7 47.0 8.1 20.3 (gal.) 1978 2,250 105.1 4.7 68.3 36.8 6.5 17.4 3,115 138.6 4.4 87.3 51.3 8.7 23.7 1979 2,508 104.0 4.1 66.9 37.1 8.0 18.6 3,192 128.1 4.0 80.2 47.9 10.0 22.8 1970 2,979 2,824 1,055 59.6 21 50 28.1 23.5 1975 5,629 4,964 1,134 112.6 23 50 1980 2,732 84.4 3.1 60.1 24.3 7.1 20.9 3,187 95.2 3.0 67.1 8.1 3.1 73.3 28.8 23.4 1977 7.6 6,349 4,933 1,287 127.0 26 50 1981 3,053 96.6 3.2 69.4 27.2 7.2 22.6 3,249 102.1 1982 3,166 94.3 3.0 66.5 27.8 5.4 25.5 3,166 94.3 3.0 66.5 25.5 1978 27.8 5.4 7,158 4,868 1,470 143.2 29 50 1979 8,637 5,422 1,593 172.7 32 50 1983 3,406 123.6 3.6 88.6 35,0 6.2 29.5 3,279 119.8 3.7 85.9 33.9 6.0 28.6 1984 51.2 38,9 36.7 1980 6.9 10,214 5,694 1,794 204.3 36 50 3,772 156.3 4.1 105.1 7.3 3,501 146.2 4.2 98.5 47.7 1981 10,690 5,831 1,833 213.8 37 50 41.1 1982 9,910 5,754 1,722 198.2 34 50 1985 4,015 172.8 4.3 116.5 56.3 8.8 45.5 3,619 157.4 4.3 106.5 50.9 7.9 4.1 106.2 47.8 46.2 1983 7.9 8,760 5,585 1,568 175.2 31 50 1986 4,240 175.8 4.1 120.6 55.2 9.3 55,6 3,722 154.0 1987 4,527 175.9 3.9 116.3 59.6 9.9 58.2 3,847 151.4 3.9 45.6 1984 8.2 8,784 5,480 1,603 175.7 32 50 100.6 50,8 1985 9,086 5,444 1,669 181.7 33 50 1986 9,414 5,262 1,789 188.3 36 50 1 For definition of gross national product (GNP), see text, section 14, Source: U.S. Bureau of Economic Analysis, The National Income and Product Accounts of the United States, 1929-82, and Source: U.S. Federal Highway Administration, Highway Statistics Summary to 1985 and Highway Statistics, annual. Survey of Current Business, July issues. 598 Transportation-Land Motor-Vehicle Accidents and Fatalities 599 No. 1018. MOTOR VEHICLE ACCIDENTS-NUMBER AND DEATHS: 1970 TO 1987 [See also Historical Statistics, Colonial Times to 1970, series Q 208 and Q 224-232] NO. 1020. FATAL MOTOR-VEHICLE ACCIDENTS-NUMBER OF ACCIDENTS AND FATALITIES, BY TYPE OF VEHICLE: 1980 TO 1986 ITEM Unit 1970 1972 1975 1980 1982 1983 1984 1985 1986 [Based on data from the Fatal Accident Reporting System] 1987 Motor vehicle accidents 2 Million Cars 16.0 17.0 Million 16.5 17.9 18.1 23.5 18.3 18.8 19.3 ACCIDENTS 1 Trucks 24.5 17.7 OCCUPANT FATALITIES 22.5 Million 22.8 23.2 3.2 23.5 3.5 25.2 3.8 25.6 (NA) Motorcycles 27.7 TYPE OF VEHICLE 1,000 5.5 5.8 305 5.8 343 6.3 372 6.1 (NA) 6.1 1980 1982 1983 1984 1985 1986 1980 1982 1983 1984 1985 1986 Motor vehicle deaths within 1 yr.3 1,000 560 550 54.6 530 570 45.9 480 (NA) Noncollision accidents 56.3 440 1,000 53.2 45.8 15.4 44.4 (NA) Collision accidents: 15.8 46.2 12.7 45.9 14.7 48.3 12.6 12.2 48,8 Total 2 12.6 45,284 39,092 37,976 39,631 39,195 41,090 41,927 35,646 34,843 36,284 36,043 38,229 With other motor vehicles 12.9 13.9 13.5 With pedestrians 1,000 23.2 23.9 19.5 23.0 19.8 Passenger cars 3 31,550 27,548 26,698 27,745 27,142 28,752 27,449 23,330 22,979 23,621 23,214 24,947 1,000 9.9 19.2 With fixed objects 10.3 20.3 8.4 19.9 9.7 20.5 8.4 20.8 Mini-compact 3,263 3,559 3,753 4,001 3,973 4,346 2,966 3,194 3,278 3,470 3,429 3,647 1,000 3.8 8.2 Deaths within 30 days 4 3.9 8.6 8.4 3.1 3.7 8.3 3.2 8.6 Subcompact 4,875 4,649 4,884 5,275 5,445 6,006 4,158 3,881 4,000 4,346 4,422 4,770 1,000 52.6 3.1 Vehicle occupants 54.6 3.0 44.5 2.7 51.1 3.3 43.9 3.8 Compact 1,118 1,565 1,936 2,670 3,445 4,374 927 1,210 1,499 2,081 2,635 3,312 Pedestrians 1,000 40.6 42.6 41.4 44.3 32.8 43.8 36.8 46.1 31.2 46.4 Intermediate 5,224 5,305 5,352 5,976 6,064 6,555 3,878 3,919 3,985 4,287 4,391 4,763 5 1,000 9.0 30.6 Motorcyclists 9.2 31.9 7.5 31.5 8.1 33.7 7.3 34.5 Full size 7,026 5,691 5,361 5,199 4,906 5,094 4,831 3,651 3,489 3,269 2,974 3,191 Bicyclists 1,000 2.3 6.8 3.0 7.0 3.2 6.8 5.1 6.8 4.5 4.3 6.7 Largest size 10,817 8,343 7,524 7,334 6,452 6,339 6,746 4,779 4,470 4,160 3,612 3,662 Traffic death rates: 6 1,000 .8 1.0 4.6 1.0 4.6 4.6 1.0 .9 .8 4.0 Unknown 5,134 3,863 3,264 2,905 2,699 2,053 3,943 2,696 2,258 2,008 1,751 1,602 Per 100,000 resident population .8 .9 .9 .9 Per 100,000 registered vehicles Rate 25.8 Motorcycles 4,879 4,201 4,045 4,378 4,342 4,209 4,961 4,270 4,104 4,431 4,417 4,309 26.2 20.7 22.6 19.0 Per 100 million vehicle miles Rate 47.3 18.2 44.5 18.7 Moped, mini bike 180 177 158 172 151 250 183 183 161 177 147 257 Rate 32.3 18.4 31.6 19.1 26.6 25.1 19.1 Per 100,000 licensed drivers 4.7 4.3 25.7 24.8 25.4 Light trucks 2 10,841 9,597 9,347 10,255 10,470 11,179 6,566 5,590 5,395 5,773 5,834 6,390 Rate 3.4 3.3 2.8 24.9 47.2 2.6 8,796 7,842 7,698 8,285 5,463 4,873 4,886 46.1 2.6 Motor vehicle accidents 7 34.3 2.5 35.2 2.5 Pickup 8,375 8,526 4,677 4,579 5,090 29.2 27.6 2.4 28.5 27,9 28.9 Van 28.6 2,009 1,722 1,615 1,737 1,807 1,952 1,000 814 712 764 791 879 Injuries 7 Million 22.1 24.9 24.9 1,000 24.1 28.5 29.4 30.9 32.5 Medium trucks 1,076 666 672 680 654 661 285 154 172 153 157 145 Economic loss 8 4,983 5,190 Bil. dol 4,978 5,230 33,3 4,490 33.9 4,665 4,850 5,044 5,300 Heavy trucks 2 4,036 3,754 3,968 4,185 4,217 4,171 976 789 807 920 814 781 23.5 28.7 36.1 57.1 60.2 62.7 5,400 69.0 76.0 Single-unit 4 377 283 323 271 370 305 89 52 60 83 48 42 80.0 NA Not 85.0 available. Two-unit 5 3,396 3,072 3,144 3,359 3,411 3,351 812 663 648 758 692 689 the road. 3 1 Represents occur peak year for deaths from motor vehicle accidents. Multi-unit 148 129 168 188 182 179 41 25 36 37 31 50 System. days 7 Source: of accident. 5 Insurance Includes Deaths Source: that motor Information U.S. scooters National within and one Highway year motorized of Traffic accident. bicycles Safety Includes Administration, (mopeds). collision 6 unpublished categories Based not 30-day 2 data Covers shown from only separately. Fatal accidents Accident occurring 4 Within Reporting 30 on Buses 329 288 305 302 304 282 46 35 53 45 55 39 Institute, New on definition of traffic 1 Each accident involving multiple types of vehicles is recorded in each category; therefore, the aggregate of all types will Survey. of representative disability. 8 Wage 1986 cross-section data loss; for legal, economic of States. medical, loss Includes hospital, based all on and motor York, information funeral vehicle NY, Insurance accidents from the on Facts. National and off Estimates Center the road for based and Health all on injuries Statistics, official regardless reports National of from deaths. Health length a exceed the total number of accidents. 2 Includes other types and unknown, not shown separately. Mini-compact wheel base less than 95 in.; subcompact, 95 in. to 99 in.; compact, 100 in. to 104 in,; intermediate, 105 in. to 109 in.; full size, 110-114 in.; and largest size greater than 115 in. 4 Gross vehicle weight greater than 26,000 lbs. 5 Tractor-trailer combination. Source: Except as noted, National Safety Council, Chicago, IL, expenses; Accident Facts, insurance annual. administrative (Copyright.) costs; and property damage. Source: U.S. National Highway Traffic Safety Administration, Fatal Accident Reporting System, annual. No. 1019. DEATHS FROM MOTOR VEHICLE ACCIDENTS, BY STATE: 1970 TO 1986 No. 1021. HIGHWAY MILEAGE, VEHICLE MILES OF TRAVEL, ACCIDENTS, AND FATALITIES, 1975 TO 1986, AND BY TYPE OF HIGHWAY SYSTEM, 1986 [Data based tional curred. differ Classification Includes from table deaths of 1018 Diseases, of nonresidents because for data earlier of are years U.S. based Beginning classified on date 1980, of death, deaths not classified date of according accident. to Data the reflect ninth revision State where of the death Interna- OC- FATAL NONFATAL on Vital Registration System, see Appendix III. For composition according of to regions, the revision see fig. in use I, inside at the front time; cover] see Vehi- High- Daily text, section 2. Data ACCIDENTS INJURY FATALITIES² cle vehi- way ACCIDENTS miles cle REGION, YEAR AND TYPE OF SYSTEM mile- of miles DIVISION, 1970 1972 1980 DIVISION age Num- 1975 1985 travel per- Num- Num- AND STATE 1986 1970 (1,000) Rate ber Rate Rate AND 1972 1975 1980 ber STATE 1986 (bil.) mile ber 1985 (1,000) U.S 54,845 56,528 46,032 53,476 46,159 48,140 S.A 9,796 1975, total 3,838 1,328 948 39,993 3.01 1,861 140 45,500 3.43 Region: 10,600 DE 8,358 9,767 9,389 9,986 1980, total 3,857 1,527 1,082 45,284 2.96 2,008 131 51,091 3.35 158 130 Northeast 129 MD 164 8,850 119 809 160 1982, total 3,866 1,595 1,130 39,092 2.45 1,966 123 43,945 2.76 8,992 7,431 Midwest 8,255 6,797 852 14,629 7,090 DC 686 822 766 140 796 1983, total 3,880 1,653 1,167 37,976 2.30 2,005 121 42,589 2.58 14,670 11,293 South 12,244 9,760 100 21,964 10,115 VA 91 79 96 20,792 18,029 1,251 86 1984, total 1,256 3,892 1,720 1,208 39,631 2.30 2,137 124 44,257 2.57 West 21,014 19,250 WV 1,069 20,189 1,111 10,574 10,902 561 1,021 1,141 1985, total 3,862 1,774 1,259 39,168 2.21 2,219 125 43,795 2.47 9,279 578 11,963 499 N.E 2,095 10,352 NC 583 2,180 10,746 461 1,801 470 1,953 2,026 2,246 288 1,873 SC 1,560 1,588 1,880 1,070 1,553 1,727 ME 1,148 1986, total 3,880 1,838 1,298 41,062 2.23 2,254 123 46,056 2.51 252 837 895 NH 235 264 224 218 GA 943 182 1,825 1,077 172 1,940 155 FL 1,420 VT 192 1,558 198 2,181 1,462 1,604 Urban 702 1,088 4,250 18,740 1.72 1,577 145 20,307 1.87 116 181 2,570 126 2,067 124 2,967 131 2,968 2,925 Rural 3,178 677 90 25,749 117 E.S.C 4,850 750 647 22,322 2.98 3.43 MA 918 105 4,972 1,042 895 KY 3,881 3,995 RI 933 773 1,081 3,664 4,166 761 1,114 143 TN 885 144 865 749 1,525 829 Interstate 44 391 24,411 3,716 .95 144 37 4,251 1.09 CT 140 142 124 155 1,526 448 AL 1,280 1,280 444 M.A 1,297 1,219 1,372 Urban 404 11 231 1,356 57,266 1,908 .83 107 46 2,139 .93 584 449 448 MS 1,087 6,755 1,054 1,005 1,180 Rural 33 160 13,327 1,808 1.13 37 23 2,112 1.32 6,812 NY 5,478 6,009 3,117 4,924 947 3,140 5,210 976 W.S.C 629 796 691 785 2,277 2,717 6,146 1,289 2,121 6,392 NJ 2,183 AR 5,790 7,252 1,099 595 6,197 6,037 Noninterstate 1,352 750 3,836 1,447 1,034 37,346 2,58 2,110 146 41,805 2.89 577 PA 1,130 2,349 986 1,059 LA 607 580 624 2,320 1,194 Urban 2,102 1,136 691 857 3,401 16,832 1.96 1,470 172 18,168 2.12 E.N.C 2,162 1,817 1,968 OK 993 1,261 787 1,011 987 Rural. 792 3,145 590 514 20,514 3.47 640 108 23,637 4.00 9,623 9,514 OH 7,361 8,000 6,602 6,754 TX 748 1,006 3,570 781 725 2,488 2,336 IN 1,652 3,714 1,976 1,609 Mt 3,472 1,581 4,378 3,549 3,825 3,701 3,764 Federal-aid highway system, total 847 1,483 4,795 30,757 2.07 1,498 101 34,794 2.35 1,587 1,578 1,139 3,206 4,071 3,409 3,589 Urban 1.80 IL 1,213 1,045 1,077 MT 340 408 190 880 12,678 14,565 1.66 1,102 125 15,858 2,267 2,216 1,816 1,633 ID 294 339 MI 1,985 1,594 320 233 240 324 Rural 657 603 2,514 16,192 2.69 396 66 18,936 3.14 2,172 2,236 291 1,811 345 1,817 268 273 1,605 WY 1,666 210 196 Interstate 210 44 391 24,411 3,716 .95 144 37 4,251 1.09 WI 1,109 1,148 CO 246 943 145 163 W.N.C 1,009 777 5,006 769 697 746 621 783 Other primary arterial 259 537 5,677 12,584 2.34 512 95 14,579 2.71 5,156 3,932 4,244 NM 568 628 657 588 556 Urban 3,158 33 251 20,891 4,014 1.60 317 126 4,408 1.75 MN 1,028 1,052 3,361 798 AZ 617 561 539 IA 900 782 858 Rural 713 226 286 3,461 8,570 3.00 195 68 10,171 3,56 657 946 904 608 714 UT 983 354 942 1,073 662 354 285 Urban (arterial and collector) 146 398 7,450 8,643 2.18 677 170 9,311 2.34 MO 478 1,479 1,500 446 NV 370 335 370 1,105 278 290 236 Secondary (collector) 398 157 1,083 5,814 3.69 165 105 6,653 4.23 ND 1,239 194 1,005 1,205 Pac 388 7,025 297 274 206 183 SD 184 117 7,138 240 120 WA 6,073 7,892 902 6,943 7,157 312 216 836 804 1,048 763 Non-Federal-aid highway system, total 3,032 355 321 10,305 2.90 756 213 11,262 3.17 NE 238 435 142 OR 786 504 152 739 774 582 Urban 511 208 1,116 4,175 2.01 476 229 2.14 KS 406 259 CA 698 4,449 385 684 311 5,114 605 649 531 5,300 4,414 5,860 Rural AK 5,294 5,523 2,521 147. 160 6,130 4.16 280 190 6,813 4.63 678 615 500 519 107 64 120 Collector 349 70 553 2,061 2.92 101 143 2,301 3.26 HI 91 124 98 163 164 153 195 Urban 19 19 2,799 309 1.57 20 102 332 1.68 134 124 Rural 330 51 422 1,752 3.45 81 159 1,969 3.88 1 Represents peak year for deaths from motor vehicle accidents. Source: U.S. National Center for Health Statistics, Vital Statistics of the United States, annual; and unpublished data. Local 2,672 257 263 7,742 3.01 634 247 8,391 3.27 Urban 483 165 932 3,466 2.11 437 266 3,680 2.24 Rural 2,189 92 116 4,276 4.63 197 214 4,711 5.10 1 Rate per 100 million vehicle miles of travel. 2 Represents fatalities occurring within 30 days of accident. Excludes nontraffic 600 Transportation-Land Motor Vehicle Travel-Fuel Consumption-Gasoline Supply 601 No. 1022. MOTOR VEHICLE SAFETY DEFECT RECALLS, BY DOMESTIC AND FOREIGN MANUFACTURERS: No. 1025. MOTOR VEHICLE TRAVEL, BY TYPE OF VEHICLE; AND SPEED: 1970 TO 1986 1975 TO 1987 in billions of vehicle-miles, except as Indicated. Travel estimates based on automatic traffic recorder data. Oct. Speed 1975 trend all [Travel data 1970-1975 collected by several State highway agencies, normally during summer months; beginning Monitoring [Covers manufacturers reporting to U.S. National Highway Traffic Administration under section 151 of National Traffic and Motor States for have monitored were speeds at locations on several highway systems as part of 55 mile per hour Speed Limit Vehicle Safety Act of 1966, as amended] Program. See also Historical Statistics, Colonial Times to 1970, series Q 199-207] MANUFACTURER Unit 1975 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 AVG. MILES PER VEHICLE MOTOR VEHICLE SPEED 2 VEHICLE-MILES OF TRAVEL (bil.) (1,000) Motor vehicles: Total recall Passenger Avg. Percent of vehicles YEAR vehicles Vehicles speed exceeding- campaigns 1 Number 217 271 275 167 156 135 140 164 173 174 199 Domestic Number 190 199 218 129 128 107 110 127 137 139 150 Total Cars 1 Buses Trucks Trucks recorded (miles (1,000) per 55 60 65 Foreign Number 27 72 57 38 28 28 30 37 36 35 49 Cars Buses hour) m.p.h. m.p.h. m.p.h. Total vehicles recalled 1,000 2,109 9,063 8,919 4,863 9,405 1,914 6,114 7,220 5,629 2,880 9,091 Domestic 6,997 7,379 3,090 9.9 200 63.8 87 69 44 1,000 1,829 7,921 3,939 1,401 6,283 4,995 1,731 7,297 1970 1,110 920 4.5 186 10.0 12.0 Vehicles recalled by 1,013 5.7 262 9.2 12.7 10.6 203 57.6 65 29 9 4 leading auto 1974 1,281 1,328 1,040 6.1 282 9.3 13.1 10.9 102 57.6 68 27 7 manufacturers 1,000 1,602 7,670 6,989 3,730 7,247 1,324 3,021 6,148 4,811 1975 11.2 515 58.2 69 32 10 1,382 6,944 1,402 1,084 6.3 312 9.4 13.1 Foreign 1,000 280 1,141 1,922 924 2,026 513 3,024 937 634 1,149 1,793 1976 1,467 1,116 5.8 346 9.5 11.9 11.8 500 58.8 74 35 10 Motor vehicle tires: 1977 5.9 385 9.5 11.6 12.3 468 58.8 74 36 10 1978 1,545 1,154 Recall campaigns 1 Number 31 17 21 16 12.2 506 58.3 72 32 9 22 42 24 25 19 14 16 1979 1,529 1,122 5.9 401 9.1 11.3 Tires recalled 1,000 72 14,686 235 7,070 125 131 95 81 28 164 43 1,527 1,122 6.1 399 8.8 11.5 11.9 667 57.5 66 25 7 1980 1,142 6.2 405 8.9 11.5 11.7 3,048 57.9 68 30 9 1981 1,553 9.1 10.4 11.7 4,895 59.0 73 40 14 1A recall campaign is the notification to the Secretary of the U.S. Dept. of Transportation and to owners, purchasers, and 1,595 1,176 5.8 413 1982 dealers, of a motor vehicle safety defect. 1,653 1,207 5.2 441 9.1 8.9 12.0 7,856 59.1 74 41 15 1983 1,720 1,234 4.6 482 9.2 8.0 12.8 8,067 59.3 75 43 16 Source: U.S. National. Highway Traffic Safety Administration, Motor Vehicles Defect Recall Campaigns, annual. 1984 1,774 4.9 500 9.2 8.2 12.7 8,449 59.5 75 44 17 1985 1,270 1,838 1,313 5.1 520 9.3 8.6 13.0 8,549 59.7 76 46 18 No. 1023. LICENSED DRIVERS AND ESTIMATED ARRESTS FOR DRIVING UNDER THE INFLUENCE, BY 1986 AGE: 1975 AND 1986 : Includes recorded motorcycles. on level, straight sections of rural interstate highways during off-peak 3 hours; beginning 1980, based violations. on 2 Represents speed on rural interstate highways. For 1970-1979, based on free flow speed all of [Total drivers and arrests In thousands. Represents licensed drivers and arrests for those 16 years old and over] vehicles vehicles on rural interstate highways. Beginning 1976, for year ending Sept. 30. Citations issued for 55 mph 1975 1986 No. 1026. DOMESTIC MOTOR FUEL CONSUMPTION, BY TYPE OF VEHICLE: 1970 TO 1986 Percent AGE Arrests per Arrests per change in Drivers Arrests 100,000 Drivers Arrests 100,000 rate, [Comprises purchases for military use. Minus sign (-) indicates decrease. See also Historical Statistics, Colonial Times all fuels (gas, diesel, or other fuels) used for propulsion of vehicles under State motor fuels laws. to Excludes 1970, series Federal Q drivers 1975-86 drivers 156-162] AVERAGE FUEL CONSUMPTION PER AVERAGE MILEAGE Total 129,671 946 729 158,494 1,792 1,130 55 FUEL CONSUMPTION Percent distribution VEHICLE (gal.) PER GALLON 100.0 100.0 (x) 100.0 100.0 (x) (x) 16-17 years old 3.7 1.8 352 2.6 1.5 647 84 18-24 years old 18.9 25.3 979 15.7 28.8 2,075 112 All 12.9 15.0 847 22.0 YEAR Avg. 25-29 years old 13.0 125 vehi- Cars 2 Buses 3 Trucks 4 All All 1,909 annual 1,471 (bil. (bil. (bil. vehi- Cars 2 Buses 3 Trucks vehi- Cars 2 Buses 3 Trucks 4 30-34 years old 10.3 12.2 867 12.2 15.8 70 cles percent 35-39 years old 8.5 10.6 909 10,9 11.1 1,158 27 (bil. gal.) gal.) gal.) cles cles 40-44 years old 7.9 9.8 904 8.5 7.2 968 7 change gat.) 45-49 years old 8.0 8.9 812 6.9 4.9 805 -1 50-54 years old 7.9 7.3 675 6.3 3.4 609 -10 5.4 67.8 .8 23.6 830 760 2,172 1,257 12.02 13.52 5.54 7.85 55-59 years old 6.8 4.6 490 6.3 2.4 434 -11 1970 92.3 1973 6.2 78.7 1.0 30.7 850 771 2,326 1,321 11.89 13.30 5.86 8.34 60-64 years old 5.7 2.7 347 5.9 1.6 299 -14 110.5 12.05 13.42 5.89 8.70 1974 106.3 -3.8 75.1 1.0 30.1 788 716 2,159 1,224 65 years old and over 9.5 1.8 141 11.9 1.2 118 -16 1975 109.0 2.5 76.4 1.1 31.4 790 716 2,279 1,217 12.18 13.52 5.75 8.99 1976 115.7 6.2 79.7 1.0 34.8 806 723 2,188 1,250 12.12 13.53 5.98 8.95 716 1,984 1,301 12.26 13.80 5.98 9.06 X Not applicable. 1977 119.6 3.4 80.4 1.0 38.1 814 1978 125.1 4.5 81.7 1.0 42.3 816 701 1,957 1,349 12.35 14.04 5.95 9.11 Source: U.S. Bureau of Justice Statistics, Drunk Driving, Special Report. 1979 122.1 -2.4 77.3 1.0 43.6 776 653 1,891 1,326 12.52 14.41 5.97 9.19 1980 115.0 -5.9 71.9 1.0 41.9 712 591 1,926 1,243 13.29 15.46 5.95 9.54 1.1 42.2 697 576 1,938 1,219 13.57 15.94 5.92 9.59 No. 1024. LICENSED DRIVERS, FATAL MOTOR-VEHICLE ACCIDENTS, AND ALCOHOL INVOLVEMENT, 1981 114.5 -.4 71.0 1982 113.4 -.9 70.1 1.0 42.1 686 566 1,756 1,191 14.07 16.65 5.93 9.80 BY AGE OF DRIVER: 1987 2.4 69.9 .9 45.1 686 553 1,507 1,229 14.24 17.14 5.92 9.77 1983 116.1 1984 118.7 2.3 68.7 .8 49.0 691 536 1,359 1,308 14.49 17.83 5.85 9.83 2.2 69.3 .8 51.0 685 525 1,407 1,302 14.62 18.20 5.84 9.79 1985 121.3 AGE OF DRIVER 1986 125.2 3.2 71.2 is 52.9 690 525 1,500 1,318 14.68 18.32 5.71 9.83 65 ITEM Unit Total 16-17 18-21 22-24 25-34 35-44 45-54 55-64 years 1 From prior year shown. For 1970, change from 1965. 2 Includes taxicabs. 3 Includes school buses. years years years years years years years and 4 Includes combinations. over Source of tables 1025 and 1026: U.S. Federal Highway Administration, Highway Statistics Summary to 1985. and Highway Statistics, annual. Licensed drivers (estimated) 1 1,000 161,975 4,202 12,400 11,583 40,738 32,369 21,367 19,339 19,880 Percent distribution Percent 100.0 2.6 7.7 7,2 25.2 20.0 13.2 11.9 12.3 No. 1027. DOMESTIC MOTOR GASOLINE SUPPLY: 1974 TO 1987 Licensed drivers involved in fatal accidents Number 261,434 3,326 8,874 6,513 16,554 9,774 5,472 4,221 5,078 Percent distribution Percent 2100.0 5.4 14.4 10.6 26.9 15.9 8.9 6.9 8.3 [In 1,000 barrels per day, except as noted] Drinking drivers involved in fatal accidents Number 20,384 798 3,534 2,966 6,889 3,067 1,225 511 SUPPLY 1 767 SUPPLY 1 Percent distribution Percent 2100.0 3.9 17.3 14.6 33.8 15.0 6.0 3.8 2.5 Net Stocks Net Stocks Unleaded Pro- Unleaded Pro- im- im- (mil. YEAR (mil. YEAR duction 1 Source: U.S. Federal Highway Administration, Selected Highway Statistics and Charts, annual. 2 Includes ages unknown and duction bbls.) Total ports bbls.) Total ports Per- less than 16 years old. Per- Total Total cent cent Source: Except as noted, U.S. National Highway Traffic Safety Administration, unpublished data from the Fatal Accident Reporting System. 1974, avg 6,537 (NA) (NA) 6,360 202 1981, avg 6,588 3,264 49.5 6,405 155 253 218 (NA) 235 1982, avg 6,539 3,409 52.1 6,338 177 235 1975, avg 6,675 (NA) 6,520 182 231 1983, avg 6,622 3,647 55.1 6,340 237 222 1976, avg 6,978 1,508 21.6 6,841 128 243 215 258 1984, avg 6,693 3,987 59.6 6,453 293 1977, avg 7,177 1,976 27.5 7,033 1985, avg 6,831 4,406 64.5 6,419 371 223 1978, avg 7,412 2,521 34.0 7,169 189 238 1986, avg 7,034 4,854 69.0 6,752 293 233 1979, avg 7,034 2,798 39.8 6,852 181 237 1987, avg 7,206 5,470 75.9 6,841 349 226 1980, avg 6,579 3,067 46.6 6,506 139 261 602 Transportation-Land Cost of Owning Automobile-Passenger Transit Industry 603 No. 1028. HOUSEHOLD VEHICLES: ANNUAL MILEAGE, FUEL CONSUMPTION, AND FUEL EXPENDITURES: No. 1030. COST OF OWNING AND OPERATING AN AUTOMOBILE: 1975 TO 1987 1985 [See headnote, table 1029] Unit 1975 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 ITEM NUMBER OF- Cents 18.31 20.19 19.57 23.97 27.95 31.92 32.35 33.42 31.32 27.20 29.59 32.64 MILES DRIVEN GALLONS EXPENDITURES Cost per mile 1 CONSUMED Cost per 10,000 2,959 Dollars 1,831 2,019 1,957 2,397 2,795 3,192 3,235 3,342 3,132 2,720 3,264 HOUSEHOLD AND VEHICLE miles CHARACTERISTICS Vehicles Variable cost 6,45 5,80 5.65 5.86 7.62 8.17 8.37 8.36 7.86 8.04 6.52 7.20 House- Cents/mile. 3.89 4.11 5.86 6.27 6.74 6.64 6.19 6.16 4.48 4.80 Vehicles per Total Per- Gas and oil Cents/mile. 4.82 4.11 holds Total Per- (millions) Total house- (billion) Per- .97 1.03 1.10 1.10 1.12 1.18 1.00 1.04 1.04 1,23 1.37 1.60 (millions) cent (billion) cent Maintenance Cents/mile (bil. dol.) .72 .63 .68 .63 .65 .67 .80 hold cent Cents/mile .66 .66 .66 .65 .64 Tires Total Fixed cost Dollars 1,186 1,439 1,392 1,811 2,033 2,375 2,398 2,506 2,346 2,441 2,596 2,782 77.7 137.3 1.8 1,353 100.0 83.9 100.0 99.1 100.0 Insurance: 70 76 53 80 80 92 86 87 Metropolitan status: Fire and theft 2 Dollars 53 80 57 74 Metropolitan Collision 3 Dollars 141 188 138 168 172 180 153 201 200 198 191 196 59.0 103.0 Central city 1.7 1,029 76.1 25.5 62.6 41.0 74.6 73.8 74.5 Property damage 4 254 243 222 225 213 232 252 Outside central city 1.6 383 28.3 33.6 23.9 28.5 62.0 28.3 646 28.5 Dollars 189 250 229 241 248 Nonmetropolitan 1.8 and liability 47.8 18.7 38.7 46.1 34.3 45.6 1.8 324 23.9 46.0 License and 74 74 90 82 88 54 102 106 115 130 140 Origin of householder: White 68.1 21.3 122.3 25.4 25.2 25.5 registration Dollars 30 Black 1.8 1,204 89.0 74.3 87.7 773 847 894 942 1,038 1,287 1,356 1,343 1,207 1,253 1,320 1,506 7.2 88.5 11.0 88.5 Depreciation Dollars 423 490 539 558 528 570 637 601 Hispanic descent: Yes 1.5 112 8.3 3.5 7.4 6.0 8.9 8.8 8.8 Finance charge Dollars (NA) (NA) (NA) 296 No 1.7 58 4.3 74.3 3.6 131.3 4.3 1.8 4.3 1,295 4.3 95.7 80.3 95.7 94.8 95.7 Average fixed cost per 5.57 6.51 6.57 6.87 6.43 6,69 7.11 7.62 Household size: 1 person Dollars 3.25 3.94 3.81 4.96 15.9 19.0 2 persons 1.2 162 12.0 24.5 10.0 day 41.3 11.9 1.7 11.8 386 12.0 3 persons 28.6 23.5 28.0 data. 2 $50 deductible 1975 and 1977, and $100 14.6 29.0 27.8 28.0 1 4 persons 2.0 293 21.7 Beginning 12.9 18.2 26.6 21.7 21.5 NA Not available. $100 1985, deductible not comparable 1975 and to previous 1977, and $250 deductible 1978 through 1987. 4 Coverage: 5 or more persons 2.1 281 21.7 20.8 9.9 17.8 21.3 2.2 21.0 deductible 1978 through 1987. 3 21.3 230 21.2 Family income 1985: 17.0 14.4 17.1 16.9 17.1 Less than $5,000 $100,000/$300,000. Source: Motor Vehicle Manufacturers Association of the United States, Inc., Detroit, MI, Motor Vehicle Facts and Figures, annual. 3.7 $5,000-$9,999 4.4 1.2 34 2.5 9.7 2.4 12.5 2.8 1.3 2.8 2.8 $10,000-$14,999 98 7.2 10.7 6.7 15.8 8.0 1.5 7.8 7.9 149 No. 1031. PASSENGER TRANSIT INDUSTRY-SUMMARY: 1970 TO 1987 $15,000-$19,999 11.0 9.7 9.8 15.8 11.7 11.5 $20,000-$24,999 1.6 141 11.6 10.4 9.5 9.0 16,9 10.7 10.5 $25,000-$34,999 1.8 10.6 165 12.2 10.4 [Includes school buses. Covers (a) local motorbus systems, (b) light rail systems, (c) data Puerto Rico. Comprises all privately and publicly owned organized local passenger transportation heavy agencies rail systems, except (d) 14.7 28.2 12.3 12.2 1.9 12.3 $35,000 or more 289 21.4 19.8 17.8 43.7 21.3 2.2 21.0 21.2 477 35.2 taxicabs coach and sightseeing systems, and and (e) automated guideway, inclined plane, cable car, and aerial tramway systems. vanpools Beginning and 1984, demand 27.9 33.2 33.3 33.6 trolley railroads. urban ferry boats, rural fixed-route non-intercity motorbus systems, received Number of drivers (fall 1984): 1 24.7 2 29.6 1.2 also include suburban data non-continuous between 1983 and 1984. Based on financial and statistical reports See also 257 19.0 39.1 16.1 73.1 19.1 1.9 19.0 730 19.2 3 or more 53.9 12.5 45.3 32.9 54.0 response by American systems. Public Thus, Transit all Association are from transit systems representing more than 85 percent of the industry. Type of fuel: Leaded 2.6 53.5 54.0 352 26.0 (x) 21.7 42.0 25.9 Historical Statistics, Colonial Times to 1970, series Q 238-250] 25.7 Unleaded (x) 25.9 332 24.5 (x) 24.5 92.8 29.2 27.3 Type of vehicle: Automobile (x) 27.6 1986, 1987, 990 73.2 (x) 57.8 106.6 68.9 69.9 1981 1982 1983 1984 1985 Jeep-like vehicle (x) 70.6 1,059 61.7 73.4 ITEM Unit 1970 1975 1980 prel. prel. 78.3 Van (x) 3.7 73.5 (x) 74.1 39 2.9 (x) 3.1 3.6 Pickup truck 4.7 3.6 (x) 3.6 49 3.6 (x) 3.7 21.2 4.4 4.3 1,036 1,036 4,938 4,973 5,019 5,048 4.4 (x) 199 14.7 14.7 17.5 Operating systems Number 1,079 947 1,044 1,035 16.9 17.1 Number 1,075 941 1,040 1,030 1,031 1,031 2,604 2,632 2,654 2,672 Number of cylinders: 4 (x) 39,9 Motorbus systems 1 333 576 578 581 599 (NA) 1,435 (NA) (NA) 144 6 (x) 445 32.9 (x) 19.6 35.6 23.4 23.5 23.7 Publicly owned systems 1 Number 8 (x) 362 26.8 (x) 22.7 61.0 27.0 26.9 27.2 Number 61,428 62,261 71,018 72,098 73,838 73,813 95,603 88,691 91,218 91,115 (x) 536 Passenger vehicles owned 2 62,114 62,093 63,497 57,285 58,000 57,687 Air conditioning: Yes 39.6 41.1 (x) 86.3 49.0 48.1 48.5 (x) 885 Motorbuses 2 Number 49,700 50,811 59,411 60,393 No 65.4 55.2 65.8 65.6 66.2 Number 9,286 9,556 9,641 9,749 9,815 9,891 9,083 9,326 10,386 10,168 Type of transmission: (x) 51.0 (x) 468 Heavy rail 2 1,829 1,527 1,623 1,519 1,581 34.6 28.7 34.2 33.5 33.8 Other electric 23 Number 2,442 1,894 1,966 1,956 1,909 Automatic (x) 954 Suburban rail Number (NA) (NA) (NA) (NA) (NA) (NA) 4,075 4,035 4,440 4,656 (x) Manual 99.0 70.5 63.2 (NA) (NA) (NA) 17,421 16,422 16,873 17,023 (x) 38.3 75.4 74.7 75.4 Vehicle used on the job: Yes (x) 29.5 24.6 All other Number 399 (NA) (NA) (NA) No (x) 20.7 17.3 24.4 24.6 (x) 203 15.0 12.6 15.0 MII. dol (NA) 3,451 6,510 7,366 8,044 8,526 11,623 12,195 13,147 13,968 (x) 120.0 15.0 15.2 Total revenue 4,575 5,011 5,156 (x) 1,150 85.0 71.3 85.0 84.0 84.8 Passenger revenue Mil. dol 1,639 1,861 2,557 2,701 3,077 3,172 4,448 68 183 248 344 380 333 780 702 743 771 X Not applicable. Other operating revenue 4 Mil. dol (NA) 1,408 3,705 4,321 4,587 5,023 6,395 6,918 7,393 8,041 Operating assistance Mil. dol Mil. dol (NA) 302 1,094 1,095 1,005 827 996 940 912 894 Federal (NA) 1,106 2,611 3,226 3,582 4,195 5,399 5,978 6,481 7,147 No. 1029. HOUSEHOLD MOTOR VEHICLE TRANSPORTATION, BY VEHICLE MODEL YEAR: 1985 State and local Mil. dol Mil. dol 1,996 3,752 6,711 7,623 8,314 8,736 12,957 14,077 15,080 15,997 Total expense 12,381 13,353 13,967 [Preliminary. large trucks, Household and vehicles include all motorized vehicles used for personal transportation, excluding Mil. dol (NA) 3,537 6,246 7,024 7,553 7,956 11,574 the Residential buses. The reporting unit for 1985 is all households which owned a vehicle at any time during motorcycles, 1985. Based mopeds, on Operating expense Mil. dol (NA) 1,877 3,248 3,596 3,882 3,931 5,142 5,655 6,106 6,019 Transportation Energy Consumption Survey; subject to sampling variability] Transportation Mil. dol (NA) 814 1,774. 1,946 2,168 2,392 3,062 3,672 3,965 4,310 Maintenance 1,503 1,634 3,370 3,054 3,282 3,638 Mil. dol (NA) 846 1,224 1,482 Administration Mil. dol (NA) 215 464 597 761 780 1,383 1,696 1,727 2,030 House- VEHICLES (millions) Reconciling expense MILES PER GALLON Capital expenditure, Federal Mil. dol (NA) 1,287 2,787 2,946 2,544 3,162 2,876 2,510 3,137 2,476 holds Model year 2,134 2,129 2,117 2,749 2,791 2,890 2,962 HOUSEHOLD CHARACTERISTICS with Model year Vehicle-miles operated Million 1,884 1,989 2,094 motor Total 1973 Aver- Motorbus Million 1,409 1,526 1,677 1,685 1,669 1,678 1,845 1,863 1,896 1,927 vehicles 1974 1979 1983 1973 1974 1979 1983 423 385 420 429 408 436 451 476 490 407 (mil.) and to to and age and to to and Heavy rail Million 40 32 29 31 31 32 33 33 34 earlier 1978 Other electric 3 Million 68 1982 later 1978 1982 later (NA) (NA) (NA) (NA) (NA) (NA) 168 183 186 189 earlier Suburban rail Million Million (NA) (NA) (NA) (NA) (NA) (NA) 268 261 299 322 Total All other 77.7 137.3 26.9 43.3 37.8 28.7 16.1 13.4 13.8 17.9 19.3 Passengers carried 5 Million 7,361 6,988 8,249 7,978 7,755 7,903 8,851 8,659 8,801 8,340 Northeast 5,908 5,675 5,748 15.0 24.8 3.0 Million 5,034 5,084 5,837 5,594 5,324 5,422 5,207 Midwest 8.1 7.6 6.1 19.5 17.0 13.6 34.1 14.0 18.8 20.2 Motorbus 5 Million 1,881 1,673 2,108 2,094 2,115 2,167 2,231 2,290 2,333 2,402 6.4 11.4 9.0 Heavy rail 5 329 303 304 300 South 7.0 27.0 15.6 48.5 12.6 13.2 9.2 17.6 19.1 West 15.0 13.8 10.5 15.8 12.9 13.5 Other electric 3 5 Million 446 231 304 290 316 314 16.1 29.8 8.3 17.4 18.9 Million (NA) (NA) (NA) (NA) (NA) (NA) 267 275 303 311 8.9 7.3 113 120 5.1 Family income in 1985: 16.5 14.4 15.0 19.2 Suburban rail 18.3 Million (NA) (NA) (NA) (NA) (NA) (NA) 116 116 All other Less than $5,000 3.7 4.4 1.4 Cents 22.4 26.7 31.0 33.9 39.7 40.2 50.3 52.8 56.9 61.8 $5,000-$9,999 1.7 .7 .6 9.7 14.2 Avg. revenue per passenger 270 276 12.5 12.5 13.7 4.3 17.5 15.6 $10,000-$14,999 4.4 2.4 1.4 10.7 14.6 12.7 16.8 19.9 Employees, number (avg.) 138 160 187 192 194 195 263 275 13.3 1,000 15.8 4.4 Mil. dol 2,236 3,281 3,494 3,731 3,921 5,488 5,843 6,228 6,540 $15,000-$19,999 5.8 3.8 1.8 9.7 15.2 1,274 13.4 $20,000-$24,999 15.8 3.5 13.8 17.5 18.9 Payroll, employee 5.7 3.9 2.6 9.5 15.7 16.9 12.9 3.1 13.4 18.1 20.4 $25,000-$34,999 5.5 4.7 3.4 $35,000 or more 14.7 16.0 28.2 13.3 14.0 4.5 17.9 18.9 1 with combined services including motorbuses, heavy rail cars, light urban rail cars, ferry boats, trolley 9.2 8.5 5.9 19.8 16.2 43.7 13.2 14.0 18.2 19.0 NA Not available. Includes systems Beginning 1984, combined services also include suburban rail includes cars, active vehicles 5.7 11.0 13.7 13.1 17.1 13.9 14.3 17.9 19.4 coaches, vanpools, cable cars, and inclined automated plane guideways, cars. and demand response vehicles. 2 Beginning 1984, 4 Includes other Survey: Source Consumption of tables Patterns 1028 and of 1029: Household U.S. Vehicles, Energy Information 1985. Administration, Residential Transportation Energy Consumption only. 3 aerial Includes tramways, light rail, trolley coach, cable car, inclined income. plane, aerial 5 Data tramway, for 1970 and and automated 1975 not guideways. comparable with later years. revenue, and auxiliary operating Source: revenue, American non-operating Public Transit Association, Washington, DC, Transit Fact Book, annual. 44 Population Household Characteristics 45 No. 55. INTERRACIAL MARRIED COUPLES: 1970 TO 1987 No. 58. HOUSEHOLDS, FAMILIES, SUBFAMILIES, MARRIED COUPLES, AND UNRELATED INDIVIDUALS: [In thousands. 1970 data as of April; 1980 and 1987 data as of March. 1970, persons 14 years old and over; 1980 and 1987 1960 TO 1988 persons 15 years old and over. 1980 and 1987 based on Current Population Survey; see headnote, table 49] [In thousands, except as indicated. As of March. Based on Current Population Survey; includes members of Armed Forces living off post or with their families on post, but excludes all other members of Armed Forces; see text, section 1 and Appendix III. For ITEM 1970 1980 1987 ITEM 1970 1980 1987 definition of terms, see text, section 1. Minus sign (-) indicates decrease. See also Historical Statistics, Colonial Times to 1970, series A 288-319] Total married couples 44,597 49,714 52,286 Other Interracial married couples 245 484 622 Interracial married couples 310 651 799 Husband Black 8 20 33 PERCENT All Black-White married couples 65 167 177 Wife Black 4 14 8 CHANGE Husband Black, wife White 41 122 121 Husband White 139 287 358 TYPE OF UNIT 1960 1970 1975 1980 1984 1985 1986 1987 1988 Wife Black, husband White 24 45 56 Wife White 94 163 223 1970- 1980- 1980 1988 Source: U.S. Bureau of the Census, Census of Population: 1970, Marital Status, PC(2)-4C; Current Population Reports, series P-20, No. 424 and earlier reports. Households 52,799 63,401 71,120 80,776 85,407 86,789 88,458 89,479 91,061 27.4 12.7 Average size 3.33 3.14 2.94 2.76 2.71 2.69 2.67 2.66 2.64 (x) (x) No. 56. UNMARRIED COUPLES, BY SELECTED CHARACTERISTICS, 1970 TO 1987, AND BY MARITAL Family households 44,905 51,456 55,563 59,550 61,997 62,706 63,558 64,491 65,133 15.7 9.4 Married couple 39,254 44,728 46,951 49,112 50,090 50,350 50,933 51,537 51,809 9.8 5.5 STATUS OF PARTNERS, 1987 Male householder 1,228 1,228 1,485 1,733 2,030 2,228 2,414 2,510 2,715 41.1. 56.7 Female householder 1 4,422 5,500 7,127 8,705 9,878 10,129 10,211 10,445 10,608 58.3 21.9 (In thousands. As of March, except 1970, as of April. An "unmarried couple" is two unrelated adults of the opposite sex sharing the same household. See headnote, table 58] Nonfamily households 7,895 11,945 15,557 21,226 23,410 24,082 24,900 24,988 25,929 77.7 22.2 Male householder 2,716 4,063 5,912 8,807 9,752 10,114 10,648 10,652 11,305 116.8 28.4 Female householder 5,179 7,882 9,645 12,419 13,658 13,968 14,252 14,336 14,623 57.6 17.7 MARITAL STATUS OF FEMALE One person 6,896 10,851 13,939 18,296 19,954 20,602 21,178 21,128 21,884 68.6 19.6 Mar- PRESENCE OF CHILDREN AND ried, Families 45,111 1970 1980 1985 1987 Total Never 51,586 55,712 59,550 61,997 62,706 63,558 64,491 65,133 15.4 9.4 MARITAL STATUS OF MALE AGE OF HOUSEHOLDER Di- Wid- hus- Average size 3.67 3.58 3.42 3.29 3.24 3.23 3.21 3.19 3.17 (x) (x) mar- vorced owed band Married couple 39,329 44,755 ried 46,971 49,112 50,090 50,350 50,933 51,537 51,809 9.7 5.5 ab- Male householder 1 1,275 1,239 1,499 1,733 2,030 2,228 2,414 2,510 2,715 39.9 56.7 sent Female householder 1 4,507 5,591 7,242 8,705 9,878 10,129 10,211 10,445 10,608 55.7 21.9 Unrelated subfamilies 207 130 149 360 504 526 505 566 537 176.9 49.2 Married couple 75 27 20 20 53 46 45 37 38 (B) (B) Unmarried couples 523 1,589 1,983 2,334 Total, 1987 2,334 1,286 731 171 146 Male reference persons 1 47 11 14 36 63 85 63 77 46 (B) (B) No children under 15 yr 327 1,159 1,380 1,614 Never married 1,315 950 269 60 37 Female reference persons 1 85 91 115 304 388 395 397 452 452 234.1 48.7 Some children under 15 yr 1 196 431 603 720 Divorced 762 261 389 46 65 Related subfamilies 1,514 1,150 1,349 1,150 2,198 2,228 2,256 2,286 2,396 - 108.3 Under 25 yr. old 55 411 425 524 Widowed 88 11 24 46 7 Married couple 871 617 576 582 722 719 726 712 765 -5.7 31.4 25-44 yr. old 103 837 1,203 1,414 Married, wife absent 169 63 49 20 38 Father-child 1 115 48 69 54 113 116 131 123 152 (B) (B) 45-64 yr. old 186 221 239 252 Mother-child 1 528 484 705 512 1,363 1,392 1,399 1,451 1,479 5.8 188.9 65 yr. old and over 178 119 116 143 Married couples 40,200 45,373 47,547 49,714 50,864 51,114 51,704 52,286 52,613 9.6 5.8 1 Children in unmarried-couple households are under 14 years old. With own household 39,254 44,728 46,951 49,112 50,090 50,350 50,933 51,537 51,809 9:8 5.5 Source: U.S. Bureau of the Census, 1970 Census of Population, vol. II, part 4B, and Current Population Reports, series P-20, Without own household 946 645 596 602 775 764 771 749 803 -6.7 33.4 Percent without 2.4 1.3 1.2 No. 423 and earlier reports. _1.4 1.5 1.5 1.5 1.4 1.5 (x) (x) Unrelated Individuals 11,092 14,988 19,100 26,426 29,497 30,518 31,506 31,914 33,120 76.3 25.3 No. 57. HOUSEHOLDER AND MARITAL STATUS OF POPULATION, 15 YEARS OLD AND OVER: 1987 Nonfamily householders 7,895 11,945 15,557 21,226 23,410 24,082 24,900 24,988 25,929 77.7 22.2 Secondary individuals 3,198 3,043 3,543 5,200 6,087 6,436 6,606 6,926 7,191 70.9 38.3 [In thousands, except percent. As of March. See headnote, table 51] Male 1,746 1,631 2,087 3,006 3,531 3,743 3,764 3,947 4,081 84.3 35.8 Female 1,451 1,412 1,456 2,194 2,556 2,693 2,842 2,978 3,110 55.4 41.8 Total, MALE FEMALE - Represents zero: B Not shown; base less than 75,000. X Not applicable. 1 No spouse present. HOUSEHOLDER AND MARITAL 15 yrs. STATUS and 20-24 25-44 45-64 65 yr. 20-24 25-44 45-64 65 yr. Source: U.S. Bureau of the Census, Current Population Reports, series P-20, No. 432. Total' and Total' and over' years years years years years years over over No. 59. HOUSEHOLDS, BY TYPE-PROJECTIONS: 1989 TO 2000 Total persons 186,688 89,368 9,499 37,671 21,428 11,578 97,320 9,859 38,597 23,472 16,397 [In thousands. As of July. Series A reflects the assumption that the recent moderation in marriage and divorce trends will Householder 89,479 61,735 2,884 28,861 19,304 10,487 27,744 1,915 10,346 6,774 8,511 1,356 3,365 603 continue but that historical changes spanning the last 25 years must be taken into consideration. Series A assumes a Single 12,071 5,985 1,224 3,514 734 391 6,086 601 Married, spouse present 51,537 48,573 1,523 22,405 16,371 8,197 2,964 239 1,630 817 260 continuation of past trends in householder proportions but changes in recent years are given more weight. Series B reflects Married, spouse absent 59 815 506 188 2,638 152 1,535 709 227 assumptions intermediate between series A and C, namely changes in marriage and divorce will slow considerably, but will not 4,206 1,569 Widowed 11,291 1,721 41 363 1,317 9,570 5 362 2,385 6,819 cease during the next 15 years. Series C reflects the assumption that the rapid change in marriage and divorce may have come Divorced 10,374 3,887 77 2,087 1,331 393 6,487 164 3,455 2,261 603 to an end, and householder proportions will remain constant for the next 15 years] Not householder 97,209 27,634 6,615 8,809 2,124 1,091 69,575 7,944 28,252 16,698 7,887 Single 37,114 20,801 6,155 5,058 514 135 16,313 4,634 2,622 411 295 FAMILY NONFAMILY Married, spouse present 53,035 3,713 277 1,966 960 479 49,322 2,999 24,203 15,566 6,165 Married, spouse absent 1,847 1,021 106 639 183 67 825 156 423 141 62 YEAR AND SERIES Total Male Female Male Female Widowed 1,952 399 59 305 1,553 3 59 239 1,252 Total Married 11 25 house- house- Total house- house- Divorced 3,261 1,699 66 1,121 406 104 1,562 151 944 342 111 couple holder holder holder holder PERCENT DISTRIBUTION 1989: Series A 93,622 65,403 51,521 2,616 11,266 28,219 12,403 15,816 Series B Total persons 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 92,847 66,034 52,554 2,508 10,972 26,814 11,583 15,231 Householder 47.9 69.1 30.4 76.6 90.1 90.6 28.5 19.4 26.8 28.9 51.9 Series C 92,126 66,653 53,562 2,410 10,681 25,473 10,802 14,671 Single 6.5 6.7 12.9 9.3 3.4 3.4 6.3 13.8 8.7 2.6 3.7 1990: Series A 95,243 65,964 51,704 2,723 11,538 29,279 13,008 16,270 Married, spouse present 27.6 54.4 16.0 59.5 76.4 70.8 3.0 2.4 4.2 3.5 1.6 Series B 94,227 66,758 53,012 2,581 11,165 27,469 11,946 15,523 Married, spouse absent 2.3 1.8 .6 2.2 2.4 1.6 2.7 1.5 4.0 3.0 1.4 Series C 93,297 67,535 54,282 2,455 10,798 25,762 10,949 14,814 Widowed 6.0 1.9 - .1 1.7 11.4 9.8 .1 .9 10.2 41.6 Divorced 5.6 4.3 .8 5.5 6.2 3.4 6.7 1.7 9.0 9.6 3.7 1995: Series A 102,785 68,219 52,178 3,276 12,765 34,565 16,102 18,463 Not householder 52.1 30.9 69.6 23.4 9.9 9.4 71.5 80.6 73.2 71.1 48.1 Series B 100,308 69,787 54,863 2,940 11,984 30,520 13,666 16,854 Single 19.9 23.3 64.8 13.4 2.4 1.2 16.8 47.0 6.8 1.8 1.8 Series C 98,180 71,294 57,410 2,667 11,217 26,887 11,490 15,396 Married, spouse present 28.4 4.2 2.9 5.2 4.5 4.1 50.7 30.4 62.7 66.3 37.6 2000: Series A Married, spouse absent 1.0 1.1 1.1 1.7 .9 .6 .8 1.6 1.1 .6 .4 110,217 70,024 52,263 3,845 13,916 40,193 19,471 20,722 Widowed 1.0 .4 .1 .1 .3 2.6 1.6 1.0 7.6 Series B .2 105,933 72,277 56,294 3,282 12,701 33,656 15,452 18,204 Series C Divorced 1.7 1.9 .7 3.0 1.9 .9 1.6 1.5 2.4 1.5 .7 102,440 74,449 60,080 2,855 11,515 27,991 11,985 16,006 - Represents or rounds to zero. 1 Includes 15-19 year olds. 1 With no spouse present. Source: U.S. Bureau of the Census, Current Population Reports, series P-20, No. 423 and earlier reports. Source: U.S. Bureau of the Census, Current Population Reports, series P-25, No. 986. 46 Population Household Characteristics 47 No. 60. WHITE, BLACK AND HISPANIC HOUSEHOLDS, BY TYPE: 1970 TO 1987 - [As of March, Hispanic 3.42 3.00 3.31 3.77 3.97 3.70 2.98 2.39 2.09 3.11 3.54 3.34 3.63 1.00 2.00 3.00 4.00 5.00 6.00 8.08 2.50 4.03 2.96 3.03 2.38 2.53 3.72 3.22 except as noted. Based on Current Population Survey, except as noted; see headnote, table 58. See also Historical Statistics, Colonial Times to 1970, series A 292-295 and A 320-334] CHARACTERISTIC NUMBER (1,000) PER HOUSEHOLD PERCENT DISTRIBUTION Black 2.91 2.62 2.92 3.20 3.44 3.15 2.56 2.34 1.90 2.79 2.88 3.02 2.61 1.00 2.00 3.00 4.00 5.00 6.00 8.19 2.41 3.68 2.68 2.76 2.31 2.44, 3.17 2.70 1970 1975 1980 1985 1987 1970 1975 1980 1985 1987 WHITE Total Total 2.66 2.31 2.65 3.08 3.37 3.07 2.37 1.88 1.57 2.62 2.67 2.66 2.70 1.00 2.00 3.00 4.00 5.00 6.00 7.89 1.78 3.27 2.33 2.47 1.56 2.03 2.82 2.39 Family households 56,602 62,945 70,766 75,328 77,284 46,166 100.0 100.0 49,334 100.0 52,243 100.0 54,400 100.0 Married couple 55,676 41,029 81.6 78.4 42,951 73.8 44,751 72.2 45,643 72.0 Male householder¹ 46,410 1,038 72.5 1,257 68.2 63.2 Female householder 1,441 60.6 1,816 60.1 2,038 1.8 2.0 Non- family house- holds 100.0 9.0 11.8 9.7 12.9 8.9 2.0 2.4 12.5 17.3 17.8 22.0 24.5 32.4 21.1 84.6 12.3 2.0 8' .3 (z) NN 36.6 (x) 7.9 5.6 33.0 22.5 43.9 56.1 Nonfamily households 4,099 5,126 6,052 6,941 2.6 7,227 Male householder. 10,436 7.2 13,612 8.1 18,522 8.6 20,928 9.2 9.4 21,608 3,406 18.4 5,038 21.6 7,499 26.2 27.8 Female householder 8,608 28.0 9,034 7,030 6.0 8,574 8.0 10.6 11,023 11.4 12,320 11.7 12,574 12.4 13.6 BLACK 15.6 16.4 Female house- holder 100.0 8.1 12.0 14.0 25.6 15.5 11.5 7.4 6.0 21.7 23.5 36.6 18.2 (x) 43.1 31.2 14.7 6.2 2.7 2.2 20.6 (x) 16.3 17.5 15.3 24.9 36.9 45.5 54.5 Total Family households 6,223 7,262 8,586 9,480 9,922 4,856 100.0 5,468 100.0 100.0 6,184 100.0 6,778 100.0 Married couple 7,096 78.0 75.3 Male householder 1 3,317 3,343 3,433 72.0 71.5 3,469 71.5 3,742 181 53.3 256 Family households Married couple 100.0 3.6 46.0 36.6 37.7 10.0 13.0 23.6 17.4 16.0 11.5 4.9 20.4 24.9 34.9 19.9 (x) 38.1 22.7 23.3 10.3 3.6 1.9 (x) 100.0 (x) (x) (x) (x) 77.7 22.3 3 No spouse present. Female householder 211 40.0 344 386 2.9 2.9 lonfamily households 1,358 1,915 3.0 2,495 3.6 2,964 3.9 2,967 Male householder 1,367 21.8 1,793 26.4 29.1 2,402 31.3 2,703 29.9 2,826 564 22.0 791 24.7 28.0 Female householder 1,146 28.5 1,244 28.5 1,313 803 9.1 1,002 10.9 1,256 13.3 13.1 1,459 13.2 1,513 12.9 13.8 HISPANIC 14.6 15.4 15.2 Total 2 100.0 4.6 10.4 13.1 24.0 17.1 15.1 10.8 5.1 20.7 24.6 34.9 19.8 (x) 39.6 24.3 21.4 9.5 3.4 2.0 4.5 79.9 3.4 2.9 4.7 7.4 71.8 28.2 Total amily households 2,303 (NA) 3,684 4,883 5,418 2,004 100.0 (NA) (NA) 100.0 3,029 100.0 3,939 100.0 Married couple 4,403 1,615 87.0 (NA) 82.2 80.7 81.3 Male householder (NA) 2,282 2,824 3,118 PERCENT 82 70.1 (NA) (NA) 61.9 57.8 57.5 No. 62. HOUSEHOLD CHARACTERISTICS, BY RACE, HISPANIC ORIGIN AND TYPE: 1987 [As of March. Based on Current Population Survey; see headnote, table 58. For composition of regions, see fig. I, Inside front cover] Hispanic - 100.0 9.7 15,6 14.9 24.0 14.9 10.9 6.5 3.5 138 20.2 6.0 32.9 40.8 15.0 21.6 19.3 20.9 12.8 5.7 4.7 14.4 10.0 6.5 11.5 40.6 Female householder 210 57.5 7.9 59.4 253 307 3.6 (NA) 3.7 4.3 onfamily households (NA) 610 905 4.7 1,032 299 13.3 (NA) (NA) 16.6 Male householder 654 18.5 944 19.0 1,015 Female householder 150 13.0 (NA) 365 (NA) 17.8 19.3 509 18.7 521 148 6.5 (NA) 289 (NA) 9.9 10.4 435 9.6 494 6.4 (NA) 7.8 8.9 9.1 NA Not available. Black 100.0 6.8 11.7 13.9 21.3 16.2 13.1 10.5 6.6 17.8 19.2 53.5 9.5 25.2 24.6 19.7 15.1 8.0 3.8 3.6 22.2 37.7 11.4 10.0 13.8 14.8 45.4 54.6 1 No spouse present. 2 Hispanic persons may be of any race. 1970 data as of April. sports, Source: series U.S. P-20, Bureau No. of 424 the and Census, earlier Census reports. of Population: 1970, Persons of Spanish Origin, PC(2)-1C; Current Population Total 100.0 5.8 10.8 12.1 20.9 14.8 14.4 12.6 8.7 21.1 24.6 34.2 20.1 23.6 32.0 18.1 15.6 6.9 2.4 1.4 13.5 57.6 4.7 3.7 12.6 11.6 64.0 36.0 2 Includes male householder, no spouse present. No. 61. HOUSEHOLDS BY CHARACTERISTIC OF HOUSEHOLDER AND SIZE OF HOUSEHOLD: 8 1970 TO 1987 Non- family house- holds 24,988 2,258 2,957 2,433 3,228 2,213 3,130 4,313 4,456 5,505 6,129 8,084 5,269 21,128 3,084 492 200 66 10 9,138 (x) 1,985 1,390 8,248 5,616 10,972 14,016 S of March. Based on Current Population Survey; see headnote, table 58. See also Historical Statistics, Colonial Times to 1970, series A 335-349] Female house- holder 10,445 843 1,257 1,460 2,675 1,614 1,196 772 628 2,262 2,458 3,824 1,900 (x) 4,501 3,257 1,532 645 282 228 2,155 (x) 1,831 1,595 2,604 3,854 4,755 5,690 HARACTERISTIC OF HOUSEHOLDER AND NUMBER (mil.) SIZE OF HOUSEHOLD PERCENT DISTRIBUTION 1970 1975 1980 1984 1985 1986 1987 1970 1975 1980 1985 1987 Total 71.1 Married couple 51,537 1,858 5,170 6,708 12,157 8,947 8,240 5,935 10,504 12,817 17,964 (x) 11,713 12,013 5,330 1,833 1,002 (x) 51,537 (x) (x) (x) (x) 63.4 40,057 11,480 80.8 85.4 86.8 88.5 89.5 100.0 100.0 100.0 a of householder: 100.0 100.0 5-24 years old 2 5-29 years old 4.4 5.8 6.6 5.5 5.4 NUMBER OF HOUSEHOLDS (1,000) Family households 2,522 10,252 19,645 5.5 6.1 5.2 6.8 0-34 years old 7.8 8.2 9.3 8.1 9.8 6.3 9.6 5.8 9.8 5.6 9.7 9.6 5-44 years old 7.1 11.0 9.3 11.5 2,939 6,695 10.0 11.1 10.4 10.8 10.9 8.8 Total 2 64,491 8,417 15,667 6,097 2,221 10,6 15,476 10,998 9,738 6,937 3,292 13,367 15,844 22,536 12,744 (x) 25,519 13,783 2,165 1,259 2,932 51,537 1,902 3,043 4,758 46,287 18,205 10.0 11.5 12.0 5-54 years old 11.8 11.9 14.0 16.6 17.5 18.0 12.1 12.2 18.7 18.6 12.9 16.7 12.7 17.3 12.5 20.1 12.6 20.9 5-64 years old 13.1 13.2 19.5 18.2 15.7 Hispanic persons may be of any race. 5-74 years old 10.8 11.3 12.5 13.1 14.6 13.1 14,8 12.9 7.7 12.9 8.9 17.1 10.1 15.9 15.5 10.7 15.1 14.4 Hispanic - 5,418 524 845 805 1,300 807 589 354 .192 325 5 years old and over 10.9 11.2 1,097 1,785 2,211 810 1,170 1,048 1,132 695 307 257 781 3,118 543 426 350 625 2,198 3,220 4.8 11.3 12.1 5.4 12.5 6.4 12.5 7.2 12.6 7,3 12.6 7.4 7.7 7.6 7.6 7.9 8.4 8.7 e rafe 50.0 54.3 58.0 59.4 60.0 61,0 13.4 61.7 16.8 78.9 76.4 22.8 71.8 26.0 69.2 26.8 69.0 27.4 27.7 21.1 23.6 28.2 30.8 to 31.0 Black 9,922 671 56.6 1,159 1,382 2,109 1,604 1,301 1,038 658 1,766 1,905 5,305 945 2,499 2,440 1,951 1,500 797 374 361 2,202 3,742 1,136 990 1,373 1,468 4,505 5,417 * 62.9 70.8 74.4 75.3 76.6 77.3 6.2 7.3 89.5 88.5 8.6 87.6 9.2 86.8 9.5 86.4 9.8 9.9 9.8 10.2 10.6 10.9 anic 3 11.1 (NA) (NA) 3.7 4.3 4.9 5.2 5.4 (NA) (NA) 4.6 5.6 6.1 wson Total 89,479 5,197 9,652 10,850 18,704 13,211 12,868 11,250 7,748 18,873 21,973 30,620 18,014 21,128 28,602 16,159 13,984 6,162 2,176 1,268 12,071 51,537 4,206 3,292 11,291 10,374 57,258 alle 10.9 32,221 13.9 18.3 20.0 20.6 21.2 3.5 21.1 17.1 4.9 7.0 19.6 22.7 7.5 23.7 smale 7,9 23.6 8.3 7.3 8.2 5.5 asons 9.0 11.3 6.9 8.7 12.4 12.7 9.1 12.9 9.2 18.3 12.9 21.8 11.5 25.3 12.7 rsons 26.9 14.0 27,4 14.6 27.7 14.4 Z Less than .05 percent. 10.9 28.6 12.4 28.9 30.6 14.1 31.4 15.1 31.6 rsons 15.5 32.0 16.1 10.0 16.2 17.3 11.1 12.7 17.4 13.6 17.5 17.8 13.6 13.8 18.1 Source: U.S. Bureau of the Census, Current Population Reports, series P-20, No. 424 and series P-60, No. 159. rsons 6.5 14.0 15.8 6.4 15.6 6.1 15.7 6.1 15.7 6.1 15.6 rsons 6.3 3.5 6.2 10.3 3.1 9.0 rsons or more 2.5 7.5 2.4 7.0 2.3 6.9 2.1 3.2 2.2 2.5 5.6 1.8 4.3 1.4 3.1 1.3 2.6 2.4 1.3 1.3 5.0 3.5 2.2 1.5 1.4 \ Not available. 1 Ispanic persons may be of any race. other Includes races, not shown separately. 2 1970 and 1975, persons 14 to 24 years old. CHARACTERISTIC arce: U.S. Bureau of the Census, Current Population Reports, series P-20, No. 424 and earlier reports; and unpublished data. Total Age of householder: 15-24 years old 25-29 years old 30-34 years old 35-44 years old 45-54 years old 55-64 years old 65-74 years old 75 years old and over Seven persons or more. Marital status of householder: Single (never married) Married, spouse present Married, spouse absent Not applicable. Region: Northeast Midwest South Size of household: One person Two persons Three persons Four persons Five persons Six persons Separated West Widowed Divorced Tenure: Owner occupied Renter occupied No. 63. HOUSEHOLDS-STATES: 1980 TO 1987 No. 65. LIVING ARRANGEMENTS OF PERSONS 15 YEARS OLD AND OVER, BY SELECTED [1980, as of April 1; thereafter, as of July 1. For definition of household, see text, section 1. For composition of regions, see fig. I, CHARACTERISTICS: 1987 inside front cover] [As of March. Based on Current Population Survey which includes members of Armed Forces living off post or with families on post, but excludes other Armed Forces; see text, section 1 and Appendix III] NUMBER PERSONS PER REGION, DIVISION, NUMBER (1,000) PERSONS PER HOUSEHOLD AND STATE DIVISION AND (1,000) HOUSEHOLD ALL RACES 1 WHITE PERSONS BLACK PERSONS STATE 1980 1985 1980 PERCENT LIVING- PERCENT LIVING- 1987 1987 1980 1985 1987 1980 1987 Percent living- U.S 80,390 87,489 90,031 2.75 2.64 So. Atl With 13,160 14,940 15,655 2.59 AGE AND SEX With 2.73 legion: DE Total With With With other With other 207 227 238 2.79 2.64 Alone Alone (1,000) With other non- spouse rela- spouse rela- Northeast MD 1,461 17,471 1,587 18,424 1,656 2.82 2.68 Alone 18,768 2.74 2.61 DC 253 248 248 2.40 spouse rela- rela- tives tives Midwest 20,859 2.35 21,758 22,153 2.75 South 2.62 VA 1,863 2,076 tives tives 2,171 2.77 2.63 26,486 29,859 30,899 2.77 2.65 WV 686 West 710 707 2.79 2.63 15,574 17,448 18,211 2.71 2.66 NC 2,043 2,294 2,390 2.78 2.60 Total 186,688 11.3 56.0 27.0 5.7 11.4 58.6 24.4 11.9 36.2 46.1 SC 1,030 ! Eng 1,154 1,199 2.93 2.77 GA 15-19 years old 18,186 .5 2.8 93.5 3.2 .5 3.2 92.9 .4 .9 96.4 4,362 4,674 4,791 2.74 2.59 1,872 2,138 2,258 2.84 2.69 13.2 6.3 28.5 51.5 4.5 12.8 73.7 ME 395 432 447 Fl 3,744 4,506 20-24 years old 19,358 6.0 26.0 54.8 2.75 2.57 4,787 2.55 NH 2.46 25-44 years old 76,267 8.5 65.8 18.4 7.3 8.4 68.7 15.7 9.3 44.7 38.5 323 366 391 2.75 17.4 51.6 26.4 VT 2.61 E. So. Cent 45-64 years old 44,901 10.8 75.1 11.4 2.7 10.2 77.8 9.6 178 196 204 2.75 2.58 5,051 5,438 5,580 2.83 2.68 KY 65 years old and over 27,975 30.4 54.0 13.2 2.4 30.4 55.1 12.1 33.0 41.7 22.7 MA 2,033 2,156 2,190 2.72 2.58 1,263 1,344 1,366 2.82 2.65 RI TN 1,619 1,759 2.77 65-74 years old 17,232 24.1 63.7 10.2 2.0 23.9 65.2 9.0 29.0 47.4 20.7 339 359 369 2.70 1,820 2.61 40.8 39.0 17.1 39.8 31.9 CT 2.57 AL 1,342 1,444 1,483 75 years old and over 10,743 40.5 38.5 17.9 3.1 25.9 1,094 1,165 1,189 2.76 2.62 2.84 2.69 MS 827 890 909 2.97 2.81 Male 89,368 9.2 58.5 25.3 7.0 9.0 60.9 23.4 11.6 40.4 39.3 Id. Atl 13,109 13,749 13,976 2.74 2.61 W. So. Cent 15-19 years old 9,193 .4 1.2 95.6 2.8 .4 1.3 95.3 4 .4 97.4 NY 8,276 6,340 9,481 6,634 9,665 2.80 6,722 2.72 2.70 6.6 18.9 60.1 14.3 6.9 20.8 57.8 4.6 9.3 75.1 NJ 2.58 AR 816 875 895 2,549 2.74 20-24 years old 9,499 2,740 2.61 2,807 2.84 2.68 LA 25-44 years old 37,671 10.3 64.7 15.5 9.5 10.1 67.0 13.8 12.1 47.4 28.3 PA 1,412 1,556 1,566 2.91 2.78 4,220 4,375 4,447 2.74 2.62 OK 1,119 1,252 1,244 2.62 2.55 45-64 years old 21,428 8.9 80.9 6.9 3.4 8.1 82.9 6.1 17.1 61.2 14.3 TX 4,929 65 years old and over 11,578 15.6 74.9 6.9 2.6 14.9 76.0 6.5 22.8 63.9 10.1 No. Cent 5,797 5,960 2.82 2.75 14,654 15,204 15,495 2.78 2.64 65-74 years old 7,608 12.3 79.7 5.6 2.5 11.7 81.1 5.0 20.0 65.9 9.9 OH 3,834 Mt 75 years old and over 3,970 21.8 65.9 9.6 2.7 21.3 66.4 -9.5 28.0 60.1 10.6 3,963 4,035 2.76 2.61 3,986 4,589 IN 4,780 2.79 2.70 1,927 2,011 2,049 2.77 2.63 MT 284 305 303 2.70 IL 2.60 ID 324 354 Female 97,320 13.2 53.7 28.6 4.4 13.6 56.6 25.3 12.2 32.7 51.6 4,045 4,212 4,271 2.76 2.65 357 2.85 2.74 MI 3,195 3,266 WY 3,355 2.84 2.68 166 182 2.72 15-19 years old 8,994 .5 4.5 91.3 3.6 .6 5.1 90.5 .4 1.3 95.6 177 2.78 WI CO 5.7 45.3 4.5 15.7 72.5 1,652 1,751 1,785 2.77 2.62 1,061 1,222 1,255 2.65 2.56 20-24 years old 9,859 5.5 32,8 49.6 12.0 36.2 NM 441 510 533 25-44 years old 38,597 6.8 66.9 21.2 5.0 6.8 70.5 17.6 7.0 42.4 47.1 2.90 2.77 No. Cent AZ 957 1,143 1,240 45-64 years old 23,472 12.6 69.8 15.6 2.0 12.2 73.0 12.8 17.6 44.0 35.9 6,205 6,554 6,658 2.68 2.57 2.79 2.68 UT 65 years old and over 16,397 40.9 39.2 17.6 2.3 41.4 40.2 16.1 39.8 26.7 31.1 MN 1,445 449 1,546 505 1,585 518 2.74 3.20 2.60 3.19 IA NV 304 368 1,053 1,074 397 65-74 years old 9,624 33.5 51.0 13.9 1.6 33.6 52.6 12.2 35.4 34.0 28.6 1,072 2.59 2.68 2.49 2.55 75 years old and over 6,773 51.5 22.4 22.8 3.3 52.1 23.1 21.5 46.7 15.3 34.9 MO 1,793 1,895 1,940 2.67 2.56 Pac ND 11,587 12,859 13,431 228 2.68 2.65 248 247 2.75 2.62 WA SD 1,541 1,691 1,761 2.61 2.51 243 260 1 Includes other races not shown separately. 264 2.74 2.59 OR NE 992 1,044 1,074 2.60 2.48 571 605 608 2.66 2.54 CA 8,630 KS 9,619 10,076 2.68 2.68 Source: U.S. Bureau of the Census, Current Population Reports, series P-20, No. 423. 872 926 943 2.62 2.54 AK 131 175 175 2.93 2.89 HI 294 330 345 3.15 3.02 No. 66. LIVING ARRANGEMENTS OF YOUNG ADULTS: 1970 TO 1987 Source: U.S. Bureau of the Census, Current Population Reports, series P-25, No. 1024. [1970 and 1980, as of April. Beginning 1985, as of March and based on Current Population Survey, see headnote, table 65] No. 64. HOUSEHOLDS, 1980 AND 1987, AND PERSONS IN HOUSEHOLDS, 1987, BY TYPE OF PERSONS 18-24 YEARS OLD PERSONS 25-34 YEARS OLD LIVING ARRANGEMENTS AND SEX HOUSEHOLD AND PRESENCE OF CHILDREN 1970 1980 1985 1986 1987 1970 1980 1985 1986 1987 [As of March. Based on Current Population Survey; see headnote, table 58. Minus sign (-) indicates decrease] Total (1,000) 22,357 29,122 27,844 27,111 26,462 24,566 36,796 40,857 42,053 42,636 Percent distribution: HOUSEHOLDS PERSONS IN Child of householder 1 47.3 48.4 53.6 52.6 54.3 8.0 8.7 10.6 11.1 11.1 HOUSEHOLDS, Per- Family householder or spouse 37.9 28.9 24.3 24.9 23.3 82.8 72.3 67.9 66.6 66.6 Number Change, Percent 1987 sons 9.5 8.2 8.5 8.5 4.9 12.0 12.9 13.1 12.6 YPE OF HOUSEHOLD AND PRESENCE OF CHILDREN (1,000) Nonfamily householder 4.8 1980-1987 distribution per Other 10.0 13.2 13.8 14.0 14.0 4.3 7.0 8.6 9.2 9.7 house- Num- Per- Num- Percent 1980 hold, Male (1,000) 10,398 14,278 13,695 13,324 13,029 11,929 18,107 20,184 20,956 21,142 1987 ber 1980 cent 1987 ber distribu- 1987 Percent distribution: (1,000) (1,000) tion Child of householder 1 54.3 54.3 59.7 58.8 61.3 9.5 10.5 13.3 14.2 14.5 Family householder or spouse 30.0 21.3 16.4 17.1 15.3 79.3 66.4 60.1 58.2 58.1 Total households 80,776 89,479 16.6 8,703 10.8 100.0 100.0 Nonfamily householder 5.4 11.1 9.6 9.5 9.5 6.5 15.3 16.1 15.7 238,261 100.0 2.66 Other 10.3 13.3 14.3 14.6 14.0 4.8 7.9 10.5 10.9 11.7 nily households With own children under 18 59,550 64,491 4,941 8.3 73.7 72.1 207,772 87.2 3.22 Without own children under 18 31,022 31,898 876 2.8 38.4 35.6 124,642 52.3 Female (1,000) 11,959 14,844 14,149 13,787 13,433 12,637 18,689 20,673 21,097 21,494 3.91 28,528 larried couple family 32,593 4,065 14.2 35.3 36.4 Percent distribution: 83,130 34.9 2.55 8.0 7.7 49,112 51,537 Child of householder 1 41.3 42.7 47.8 46.7 47.5 6.6 7.0 8.0 With own children under 18 2,425 4.9 60.8 57.6 168,302 70.6 3.27 24,961 24,645 Family householder or spouse 44.7 36.2 32.0 32.4 31.2 86.1 78.1 75.5 74.9 74.9 Without own children under 18 -316 -1.3 30.9 27.5 102,134 42.8 4.14 Nonfamily householder 4.2 8.1 6.9 7.5 7.5 3.5 8.8 9.7 9.6 9.7 lale householder, no spouse present 24,151 26,892 2,741 11.3 29.9 30.1 66,168 27.8 2.46 Other 9.7 13.1 13.3 13.4 13.9 3.9 6.2 6.7 7.5 7.7 With own children under 18 1,733 2,510 777 44.8 2.1 2.8 7,232 3.0 2.88 616 955 Without own children under 18 339 55.0 .8 1.1 2,767 1.2 2.90 1,117 1,554 437 emale householder, no spouse present 39.1 1.4 1.7 1 Includes unmarried college students living in dormitories. 4,465 1.9 2.87 With own children under 18 8,705 10,445 1,740 20.0 10.8 11.7 32,238 13.5 3.09 Source: U.S. Bureau of the Census, 1970 and 1980 Census of Population, PC(2)-4B and Current Population Reports, series P- 5,445 Without own children under 18 6,297 852 15.6 6.7 7.0 19,741 8.3 3.13 20, No. 423 and earlier reports. 3,261 family households 4,147 886 27.2 4.0 4.6 12,497 5.2 3.01 21,226 Living alone 24,988 3,762 17.7 26.3 27.9 30,489 12.8 1.22 18,296 ale householder 21,128 2,832 15.5 22.7 23.6 21,128 8.9 1.00 8,807 Living alone 10,652 1,845 20.9 10.9 11.9 14,303 6.0 1.34 6,966 emale householder 8,246 1,280 18.4 8.6 9.2 8,246 3.5 1.00 Living alone 12,419 14,336 1,917 15.4 15.4 16.0 16,186 6.8 1.13 11,330 12,881 1,551 13.7 14.0 14.4 12,881 5.4 1.00 purce: U.S. Bureau of the Census, Current Population Reports, series P-20, No. 424 and earlier reports; and unpublished data. Order Code IB89010 CRS Issue Brief Tropical Deforestation: International Implications Updated March 22, 1989 by A Susan R. Fletcher Environment and Natural Resources Policy Division CRS Congressional Research Service The Library of Congress CONTENTS SUMMARY ISSUE DEFINITION BACKGROUND AND ANALYSIS Moist Tropical Forests: A Special Concern Extent of Rain Forests and Rate of Depletion Causes of Deforestation Major Impacts of Deforestation Congressional Responses Bilateral Aid Multilateral Aid Legislative Proposals International Responses Tropical Forestry Action Plan International Tropical Timber Organization FOR ADDITIONAL READING IB89010 03-22-89 Tropical Deforestation: International Implications SUMMARY Tropical forests are being cut down and permanently lost at a rapid pace in many parts of the world. Most such forests are found in developing countries where poverty and economic pressures are key factors. Results of deforestation include significant releases of carbon dioxide, a "greenhouse" gas, with possible consequences for global climate; rapid loss of thousands of plant and animal species, many of which may have potential medical or chemical values; flooding of adjacent countries as watersheds lose their capacity to store water; loss of coastal and riverine fisheries and resources as soil erosion washes sediment into rivers and the sea; and the failure of economic development efforts as poor farmers attempt to farm marginal deforested soils that cannot support sustained agriculture. Congress has addressed this issue over the past several years primarily in legislation guiding United States foreign assistance programs. Laws have been passed guiding the U.S. Agency for International Development (AID) and establishing requirements for environmental protection in U.S. participation in multilateral development banks (MDBs) such as the World Bank. Congressional concern over tropical deforestation, especially its contributions to the greenhouse effect and resulting warming of the climate, grew rapidly during the 100th Congress and has continued in the 101st. Several comprehensive bills to deal with climate change contain sections on protection of tropical forests. IB89010 03-22-89 ISSUE DEFINITION Tropical forests are being cut down at a rapid pace in many areas of the world. Among the international consequences are: loss of biological diversity and impacts on global climate change. The major issue for U.S. policymakers is what can be done to influence other countries to reduce deforestation and to avoid actions that will contribute to deforestation? BACKGROUND AND ANALYSIS Protection of tropical forests is largely an international issue for the United States, since there are almost no tropical forests within U.S. borders. Only in Hawaii and Puerto Rico are such forests found, and only in Puerto Rico is there direct Federal jurisdiction. Moist Tropical Forests: A Special Concern Loss of forests is a concern around the world. Trees contribute to healthy functioning of many types of ecosystems and provide important "services" in agriculture in temperate areas, savannah areas, and at most latitudes. However, moist tropical forests, known as "rainforests" are of special concern for several reasons: 1. They occur in extensive systems that stretch uninterruptedly over large territories; these massive areas of forest are thought to play a key role in climate patterns, influencing moisture/rainfall cycles far from their location. 2. They are among the most chemically dynamic of the earth's ecological types, and their role in atmospheric chemistry, particularly the greenhouse effect, is thought to be significant. 3. They contain the richest store of biological diversity on earth, harboring more than half of the species on earth, many of which have made ingenious adaptations to unique surroundings and thereby offer clues to possible medical cures and genetic puzzles. Modern medicine includes many critically important medicines that originated among the unusually specialized plant and animal species of the rainforest. Many of these species are found only in very small niches within these rainforests, and as tracts of any significant size are cut, they can be permanently lost through extinction. 4. The clearing of tropical moist forests for agricultural development is frequently uneconomic, since the soils underlying such forests are often infertile and lateritic (such soils harden and become barren when CRS-2 IB89010 03-22-89 exposed). This unsustainable conversion of the land can have tragic results for the poverty stricken people who attempt such marginal agricultural operations. Extent of Rain Forests and Rate of Depletion Tropical rainforests are found primarily in a "belt" around the globe on either side of the equator. In South America there are several countries that contain such forests, but the vast majority are found in the Amazon Basin, which comprises a large area of Brazil as well as parts of Ecuador and other countries. In Africa, the Congo Basin and several West African countries share the bulk of the rainforest. In Southeast Asia, such forests are found in several large island countries such as Indonesia and New Guinea, as well as in Malaysia and others. In other countries, tropical forests were once widespread, but have now been cut back to small proportions of their previous range. India and countries in Central America, among others, are in this category. One reason the Amazon, particularly in Brazil, is of such concern with regard to deforestation is that it is sustaining the most rapid loss of forest. Brazil contains by far the largest area under tropical moist forest cover. It contains nearly twice as much forest area than the second and third largest areas -- Indonesia and Zaire respectively -- combined. Precise data on the exact extent of tropical rainforest on the earth do not exist, nor do data on the rate of deforestation that is occurring. The numbers commonly used, though often based on the best available information, may differ because of varying definitions, methods, and purposes. Despite differing estimates, however, there is wide agreement among scientists and analysts that tropical forests are being subjected to rapid cutting and burning and are being permanently lost at an increasingly rapid rate. The following summary uses figures developed from several sources, primarily the Tropical Forest Action Plan (discussed below). Of the 4 billion hectares of forest covering the earth (one-third of the earth's land surface), some 58% is in developing countries, mostly tropical; 42% is in developed countries and is mainly temperate forests. Thus tropical forests cover an estimated 2.3 billion hectares. These forests can be divided into two main types: closed forest in which trees and undergrowth cover the ground, such as in the humid forests, and open forests with continuous grass cover and intermittent tree cover. It is estimated that each year some 7.5 million hectares of closed forest and 3.8 million hectares of open forest are cleared in the tropics. The United Nations Food and Agriculture Organization (FAO) completed a worldwide forest survey at the end of the 1970s that established the extent and location of existing forest cover. However, no systematic plans for a follow-up survey to establish rates of change in forest cover were made. Most of the data in the FAO survey resulted from reports by each country on its forest cover, which makes the results uneven and somewhat unreliable on a worldwide basis. CRS-3 IB89010 03-22-89 Satellite data are now being analyzed on a yearly basis for areas in Brazil, and baseline studies are underway for areas in Africa, in a small program in the National Aeronautics and Space Administration (NASA). Results from these analyses indicate that the forest loss in the Brazilian Amazon from burning and clearing of the land is much more rapid than had been thought. Agreement on precise amounts of deforestation in Brazil is difficult to find; however, there is agreement on the very large magnitude and seriousness of deforestation there. The Brazilian Space Research Center has been conducting analyses of remote sensing data over the past several years, as has NASA. Researchers in these institutions collaborate in efforts to measure deforestation, but some differences in interpretation do exist between them. This is partly because only limited field work to provide "ground truth" has been done, and detailed analysis of Landsat data is only now being completed. Recent information, based on interviews with officials from Brazil and NASA researchers, is as follows: Legal Amazonia covers nearly 5 million square kilometers in Brazil. This area contains both forested and non-forested areas. Within this area, remote sensing data show some over 204,000 square km. burned in 1987, according to the Brazilian Space Research Agency. This agency estimates some 300,000 sq. km. burned in 1988. However, because these figures reflect burning of both forested and non-forested land, the amount of forest burned is considerably less. The Brazilian agency estimates that some 80,000 of the 204,000 sq. km. in 1987 was primary forest being cleared for the first time; NASA researchers estimate it may be 50,000 sq. km of the total that was first-time burning of a forested area. Protected areas, designated as parks or reserves, total only some 10, 825,141 hectares (2.47 acres per hectare) or 2.04% of Legal Amazonia. However, protective status has not been effectively implemented, so even these figures do not represent areas that are well studied or adequately protected from human encroachment. Types and amounts of burning and deforestation vary greatly among the states of Amazonia. The Brazilian Space Research Agency reports the following amounts of area burned for the various states in 1987: Acre 7,274 sq. km. Amazonas 1,094 Para 19,365 Rondonia 45,452 Mato Grosso 78,718 Goias 38,940 Maranhao 13,765 In the more developed states, more of the burning was on nonforested lands; in the less developed state of Amazonas, the largest in Brazil, for example, the burning was probably mostly forest, and was about 1% of the forest area in that state. In Rondonia, where development is more extensive, of the 45,452 sq. km. burned, between 6,000 and 8,000 is estimated to be forest. However, this may represent up to 18% of the forest of that state. CRS-4 IB89010 03-22-89 Rapid deforestation is also occurring in Southeast Asia. In Africa, the humid closed forests are believed to be under less severe pressure in most countries, but in some African countries tropical rainforest has already been largely lost. Causes of Deforestation The causes of deforestation in the humid tropics are complex, and the amounts of forest loss attributable to each cause are not precisely known. However, most observers believe that land clearing for marginal agriculture, often through the use of slash-and-burn practices, is the most widespread cause of deforestation. In large areas, conversion to pasture is blamed for tropical deforestation. Today, in addition to direct clearing for pasture, there is a widespread cycle of activity found in tropical rainforests that begins with road construction, followed by an influx of poor peasants who have often been encouraged by government policies to seek lands for farming. After the trees are felled and when the soils are depleted, often after only two or three seasons, or when subsistence agriculture fails for other reasons, peasants move again, and the land is sold or abandoned, then used for cattle pasture. In this way large areas are converted to grazing lands, despite the unsuitability of much of the land for grazing and its susceptibility to compaction under grazing pressure. When large areas are converted from tropical rainforest in these ways, it may be difficult or impossible for the forest to regenerate; many of the native species that created the complex cycle of life in the rainforest become extinct. Considerable attention has been paid to the United States "hamburger connection" to tropical deforestation. The concern is that beef exported to the U.S. market is being raised on land cleared from tropical rainforest. Although beef for export may have been an early incentive for the cattle industry in many countries in Latin America, currently domestic consumption in those countries accounts for a large portion of the beef production there. The United States presently imports little or no beef from countries where tropical deforestation is occurring. The vast majority of beef imports to the United States are from Australia and New Zealand. Another cause of forest degradation and loss is commercial logging, often carried out for export to obtain scarce foreign exchange, under pressure of enormous international debt loads in many developing countries. The sight of huge logs being transported along jungle highways is familiar in some severely deforested countries; however, commercial logging is a minor contributor to the overall problem, compared to land clearing for other uses. Brazil recently banned the export of round logs in its new Forest Protection Law; however, some estimate that only 5% of deforestation of the Amazon is attributable to commercial timber operations. Major Impacts of Deforestation Greenhouse effect. Deforestation makes a contribution to the greenhouse effect and resultant global warming through emissions of carbon dioxide in burning or decay of forests, and loss of a carbon dioxide "sink" provided by large forests (see CRS Issue Brief 89005, Global Climate Change). The National Aeronautics and CRS-5 IB89010 03-22-89 Space Administration (NASA) currently is sponsoring research on the chemistry of carbon dioxide exchanges above the Amazonian forest in an effort to understand the dynamics of this "sink" and the extent to which forests produce and absorb greenhouse gasses such as carbon dioxide and nitrogen compounds. The Worldwatch State of the World 1987 report estimated that the amount of carbon added to the atmosphere annually from deforestation is between 1.0 and 2.6 billion tons. This is between 20% and 50% of the amount added by fossil fuels. All but 100 million tons of this comes from tropical forests, mainly due to burning or decay. Biological diversity. Tropical moist forests contain the greatest diversity of life found in any type of ecosystem on earth. They harbor innovative adaptations to conditions that may prevail in only a small area. Whenever a tract of any significant size is cut down, species adapted to that specific area can be lost. These diverse biological components have been the sources of critically important medicines and chemicals that contribute to daily life in the developed world. Just as bioengineering is becoming increasingly important, the "raw material" for this science is being eliminated by the rapid loss of tropical forest habitat. Some half of all medical prescriptions have their origins in wild organisms. If all pharmaceuticals are counted, the yearly commercial value of products derived from organisms found in the wild is over $40 billion. Scientists are in substantial agreement that the world is experiencing an unprecedented wave of extinctions as the tropical rainforest habitats are reduced in size. However, since only a small proportion of the world's species has been identified or studied, it is not known how many species do indeed exist, or exactly how many are being lost. Estimates vary widely, but some put the number of species on earth at 30 million. However, only some one and a half million of them have been identified or studied. If deforestation rates continue in the Amazon Basin at rates prevailing in the mid-1980s, some estimates are that 15% of all plant species will be lost by the turn of the century. Weather circulation patterns. Possible impacts on regional weather systems as moisture circulation patterns change over large areas are also being studied by NASA researchers. Tropical forests recycle enormous amounts of water as the dense vegetation absorbs rainfall, transpiration occurs, clouds form over the forest, and the cycle repeats itself. When an area is deforested, this cycle is eliminated, with possible effects not only in the denuded forest area, but far away as well. Watershed protection. An important ecological "service" provided by all forests is watershed protection, in which the trees anchor and shield the soil and prevent it from being washed away by rainfall or blown by wind. Soil erosion and increased downstream flooding are two major consequences of deforestation. In some tropical countries, rivers that once ran clear are mud-filled with silt from previously forested areas; consequences include the silting up of dams along the river, and damages to riverine and coastal aquatic life. Spawning areas for economically important fisheries may be destroyed in some instances. In hilly or mountainous areas, runoff from rainstorms is greatly increased after deforestation removes the trees that used to hold soil in place and absorbed water. Recent floods in Bangladesh and Northern India are dramatic examples of increased flooding due to deforestation in the nearby Himalayan Mountains and their foothills. CRS-6 IB89010 03-22-89 Sustainable Development. Despite their lush appearance, tropical forests often grow on some of the world's poorest and most problematic soils. These forests are tremendously efficient at recycling nutrients through interdependent plant, animal, and insect species; and few of the necessary nutrients reside in the soils. In addition, many of these soils are "lateritic" in nature, which means that as they are deprived of vegetation and exposed to the elements without protective cover, they become hardened and dry. Rainfall runs off such hardened soil and does not soak in to nurture regeneration of forest plants. Thus, deforestation in some areas may cause irreversible degradation of the life-sustaining capacity of the soil. When economic development efforts involve clearing of tropical forests in such areas, the farming or cultivation that results may be unsustainable, sometimes with dire consequences for the farmers, usually poor to begin with, who make the attempt. Even projects that do not have farming as their objective, such as road construction through tropical forests, may result in the influx of settlers who attempt to practice agriculture. Unproductive soils may be only one factor, among a spectrum of difficulties including poor social support services, lack of markets, health problems, and lack of nonfarm income opportunities. However, environmental conditions that involve problem soils and climate can create additional burdens on already poor colonists. In many tropical forest areas, indigenous people have developed complex systems for making productive use of forest plant and insect and animal species. These people may be displaced by colonists, and both their livelihood and their knowledge of productive use of forest resources may be eliminated. Scientists and activists are concerned that valuable knowledge of the practical application of forest resources and products are being lost as this occurs. The other problems attendant upon deforestation such as soil erosion, silting of dams, and increased flooding also put at risk the sustainability of economic development efforts based on irrigation dams, coastal development, and downstream settlements. In all of these cases, development will be more sustainable over the long term if the ecological support services of forests are recognized and built into the project planning. Congressional Responses Congress has passed a number of laws and held numerous hearings on tropical deforestation and related issues. To date, most such legislation and hearings have focused on bilateral and multilateral foreign economic development assistance. Bilateral Aid U.S. bilateral aid programs are administered primarily through the Agency for International Development (AID), although a wide array of domestic agencies contribute to these efforts or may work in other countries on a reimbursable basis. The basic authorizing legislation for AID programs is the Foreign Assistance Act of CRS-7 IB89010 03-22-89 1961 as amended. This Act has been amended many times, several times to add environmental protection provisions. Such provisions for AID focus strongly on tropical forests and biological diversity, and many of the more general directives to assure that environmental deterioration is avoided apply to protection of forests or watersheds. In addition to authorizing legislation, in recent years foreign operations appropriations laws have contained environmental protection requirements for AID and U.S. agencies engaged in foreign assistance activities. Most recently, the Foreign Assistance Act was amended in the 99th Congress by P.L. 99-529, substantially augmenting the environmental protection provisions applying to U.S. foreign assistance. At present, Section 117 of the Act, Environment and Natural Resources, notes that the world faces enormous, urgent problems with respect to natural resources, and that it is "in the economic and security interests of the United States to provide leadership. and in cooperating extensively with developing countries in order to achieve environmentally sound development." This Section directs that special efforts be made to maintain and restore the land and resources in developing countries, and that environmental impact assessments or statements be done on all projects that significantly affect the environment and natural resources of developing countries. Section 118, titled Tropical Forests, states that "Congress is particularly concerned about the continuing and accelerating alteration, destruction and loss of tropical forests in developing countries, which pose a serious threat to development and the environment." It requires a high priority for recommendations of the United States Interagency Task Force on Tropical Forests. In providing assistance to developing countries, the United States is to put a high priority on conservation and sustainable management of tropical forests. AID is to facilitate exchanges of information with countries receiving U.S. aid on the importance of long-term economic and other benefits of forest conservation and on the irreversible losses associated with forest destruction. Section 118 details a long list of specific measures to be undertaken in foreign assistance to provide economic alternatives to forest clearing, and to help developing countries better manage tropical forest resources. In addition, assistance is to be denied for a list of activities that would destroy forests. Section 118 further requires that private voluntary organizations and other nongovernmental organizations be used whenever feasible. An annual report on activities under this section is required as part of the foreign assistance annual report. Section 119, Endangered Species, provides for protection of biological diversity. In June 1988, U.S. AID produced a combined report on Progress in Conserving Tropical Forests and Biological Diversity in Developing Countries, as required by Sections 118 and 119. This 120-page report provided extensive details on forestry and biological diversity programs carried out by the agency; it reported 146 forestry projects or projects with forestry components in 46 developing countries for FY87, and funding for these activities of $56.2 million. AID's biological diversity activities in 1987 included obligations of $2.4 million for 21 new activities in 15 countries, with another $2.5 million obligated for biodiversity in other agency projects. CRS-8 IB89010 03-22-89 This represents a considerable increase in the priority extended to tropical forest and biological diversity efforts by AID. However, the majority of its forestry efforts remain on agroforestry, or the use of trees in agriculture, rather than protection of or productive use of existing forests. Multilateral Aid Beginning in 1983, various committees of Congress have held numerous hearings and investigated the operations of the multilateral development banks (MDBs), focusing extensively on the World Bank and examining the impacts of MDB projects on the environment of recipient countries. Much of this interest focused on the extensive deforestation occurring in Brazil, a majority of it occurring around roads constructed with MDB loans. Each year for the past 4 years, the foreign operations appropriations legislation has contained extensive language directing U.S. participation in the multilateral development banks (MDBs) such as the World Bank to be based on assurances that environment received a high priority, including such evidence as hiring additional trained environmental staff. While some of this legislation specified protection of tropical forests as a goal, language was often more general, urging that MDB projects should avoid environmental degradation. In most cases, these more general goals would be relevant to efforts to protect tropical forests. Most recently, P.L. 100-461, passed in October 1988, specified a number of environmental concerns, including promotion of policies that minimize greenhouse gases and promotion of conservation of biological diversity through existing and new mechanisms. Legislative Proposals In the 100th Congress, greatly heightened concern about climate change as a result of the "greenhouse effect" resulted in a number of comprehensive bills to deal with greenhouse gases. Some of these bills contained extensive provisions to protect and study tropical forests because of their contributions to the greenhouse effect. Other bills, H.R. 3010, the Tropical Forest Protection Act, and S. 1538, the Tropical Forest and Wetlands Protection Act, focused specifically on forests. In the 101st Congress, a number of the comprehensive bills directed at climate change and greenhouse effect issues contain extensive sections or titles on tropical forest protection. The measures proposed deal with forest resource assessments, bilateral and multilateral assistance programs to assist countries in preserving tropical forests, international timber trade-related measures, debt reduction or debt- for-nature measures, and others. (The provisions of these bills relevant to tropical forests are listed below under the Legislation section hereafter.) In addition, it is expected that specific tropical forest protection bills will again be introduced. CRS-9 IB89010 03-22-89 International Responses Tropical Forestry Action Plan In June 1987, the Tropical Forestry Action Plan was released by the four organizations that produced it: the United Nations Food and Agricultural Organization (FAO), the United Nations Development Programme (UNDP), the World Bank, and the World Resources Institute (WRI). The Plan details the economic consequences of tropical deforestation and identifies several priority action areas: improving land use and integrating forestry into various kinds of land uses; developing appropriate forest-based industries; restoring fuelwood supplies in developing countries; conservation of tropical forest ecosystems; and building institutional capacity in developing countries for optimal forest resource management. Among others, U.S. AID has made use of this plan in assisting aid recipients to engage in appropriate tropical forest management. International Tropical Timber Organization In 1983 the International Tropical Timber Agreement was signed by both timber producing and consuming nations, and the International Tropical Timber Organization (ITTO) was established to carry out the agreement (see CRS Report 87-795, Tropical Deforestation: The International Tropical Timber Agreement). The emphasis of ITTO is on timber production and management of timber resource production, but it has increasingly adopted the term "sustainable management" and helping timber producing countries to maintain ecological balance is among its purposes. In ITTO's June 1988 meeting, three areas of priority action identified for ITTO activities were: (1) sustainable management of tropical timber resources, including appropriate harvesting methods; (2) further processing; and (3) market transparency and trade diversification. LEGISLATION H.R. 1078 (Schneider) Global Warming Prevention Act of 1089. Contains 12 titles dealing with a large number of energy and natural resources management issues. Title VIII on Forest and Agricultural Policies deals primarily with domestic forest and agricultural concerns. Title IX on Development Assistance contains several sections dealing with tropical forest resource assessment and protection. The relevant sections are on Bilateral Tropical Forestry and Agroforestry Program; Multilateral programs; Trade in Wood and Wood Products; and Environmental Conservation and Debt Reduction. Introduced Feb. 22, 1989; referred to more than one committee. S. 201 (Gore) World Environment Policy Act of 1989. Covers a wide range of international environmental issues, focused strongly, but not exclusively, on protection of the atmosphere. Of the ten titles of this bill, those which address or are relevant to tropical deforestation are Title VI - The World Bank and Sustainable Economic CRS-10 IB89010 03-22-89 Development; Title VIII - Conservation of World Biodiversity; Title IX - Replanting and Conserving the World's Forests; and Title X - International Cooperation. Introduced Jan. 25, 1989; referred to Committee on Environment and Public Works. S. 324 (Wirth) National Energy Policy Act of 1989. Focused on global climate change, this bill includes tropical deforestation among the concerns it addresses. Of its 15 titles, sections particularly relevant to tropical deforestation are in Title XIII - Development Assistance, including bilateral aid, multilateral assistance, trade and debt related sections focused on forest protection. Introduced Feb. 2, 1989; referred to Committee on Energy and Natural Resources. S. 603 (Boschwitz) Contains extensive provisions relating to tropical forest protection. Introduced Mar. 16, 1989; referred to Committee on Foreign Relations. FOR ADDITIONAL READING Mahar, Dennis. Government policies and deforestation in Brazil's Amazon region. The World Bank policy and planning staff, Environment Department working paper no. 7. June 1988. 42 p. United Nations Food and Agriculture Organization. The tropical forestry action plan. June 1987. 32 p. United States Agency for International Development. Progress in conserving tropical forests and biological diversity in developing countries. The annual report to Congress on the implementation of Sections 118 and 119 of the Foreign Assistance Act, as amended. June 1988. 120 p. U.S. Congress. Office of Technology Assessment. Technologies to sustain tropical forest resources. March 1984. U.S. Department of Energy. Office of Energy Research, Office of Basic Energy Sciences. Carbon Dioxide Research Division The prospect of solving the C02 problem through global reforestation. Washington, D.C. February 1988. DOE/NBB-0082 U.S. Library of Congress. Congressional Research Service. Tropical deforestation: The international tropical timber agreement, by Ross Gorte. [Washington] Sept. 30, 1987. 8 p. CRS Report 87-795 CRS-11 602 Transportation-Land Cost of Owning Automobile-Passenger Transit Industry 603 No. 1028. HOUSEHOLD VEHICLES: ANNUAL MILEAGE, FUEL CONSUMPTION, AND FUEL EXPENDITURES: No. 1030. COST OF OWNING AND OPERATING AN AUTOMOBILE: 1975 TO 1987 1985 ITEM Unit 1975 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 [See headnote, table 1029] Cost per mile 1 Cents 18.31 20.19 19.57 23.97 27.95 31.92 32.35 33.42 31.32 27.20 29.59 32.64 NUMBER OF- MILES DRIVEN GALLONS EXPENDITURES Cost per 10,000 CONSUMED miles Dollars 1,831 2,019 1,957 2,397 2,795 3,192 3,235 3,342 3,132 2,720 2,959 3,264 HOUSEHOLD AND VEHICLE Variable cost Cents/mile 6.45 5.80 5.65 5.86 7.62 8.17 8.37 8,36 7.86 8.04 6.52 7.20 Vehicles 4.82 4.11 3.89 4.11 5,86 6.27 6.74 6.64 6.19 6.16 4.48 4.80 CHARACTERISTICS House- Total Per- Total Per- Total Per- Gas and oil Cents/mile. Vehicles per Maintenance Cents/mile .97 1.03 1.10 1.10 1.12 1.18 1.00 1.04 1.04 1.23 1.37 1.60 holds (millions) house- (billion) cent (billion) cent (bil. dol.) cent Tires Cents/mile .66 .66 .66 .65 .64 .72 .63 .68 .63 .65 .67 .80 (millions) hold Fixed cost Dollars 1,186 1,439 1,392 1,811 2,033 2,375 2,398 2,506 2,346 2,441 2,596 2,782 Total 77.7 137.3 1.8 1,353 100.0 83.9 100.0 99.1 100.0 Insurance: Fire and theft 2 Dollars 53 80 57 74 70 76 53 80 80 92 86 87 Collision 3 Dollars 141 188 138 168 172 180 153 201 200 198 191 196 Metropolitan status: Metropolitan 59.0 103.0 1.7 1,029 76.1 62.6 74.6 73.8 74.5 Property damage 4 229 241 248 254 243 222 225 213 232 252 25.5 41.0 1.6 383 28.3 23.9 28.5 28.3 28.5 and liability Dollars 189 250 Central city Outside central city 33.6 62.0 1.8 646 47.8 38.7 46.1 45.6 46.0 License and 25.4 25.2 25.5 registration Dollars 30 74 74 90 82 88 54 102 106 115 130 140 Nonmetropolitan 18.7 34.3 1.8 324 23.9 21.3 Origin of householder: White 68.1 122.3 1.8 1,204 89.0 74.3 88.5 87.7 88.5 Depreciation Dollars 773 847 894 942 1,038 1,287 1,356 1,343 1,207 1,253 1,320 1,506 (NA) (NA) 296 423 490 539 558 528 570 637 601 Black 7.2 11.0 1.5 112 8.3 7.4 8.9 8.8 8.8 Finance charge Dollars (NA) Hispanic descent Yes 3.5 6.0 1.7 58 4.3 3.6 4.3 4.3 4.3 No 74.3 131.3 1.8 1,295 95.7 80.3 95.7 94.8 95.7 Average fixed cost per day Dollars 3.25 3.94 3.81 4.96 5.57 6.51 6.57 6.87 6.43 6.69 7.11 7.62 Household size: 1 person 15.9 19.0 1.2 162 12.0 10.0 11.9 11.8 12.0 24.5 41.3 1.7 386 28.6 23.5 28.0 27.8 28.0 NA Not available. 1 Beginning 1985, not comparable to previous data. 2 $50 deductible 1975 and 1977, and $100 2 persons 14.6 29.0 2.0 293 21.7 18.2 21.7 21.5 21.7 3 persons 4 persons 12.9 26.6 21.0 21.2 deductible 1978 through 1987. $100 deductible 1975 and 1977, and $250 deductible 1978 through 1987. 4 Coverage: 2.1 281 20.8 17.8 21.3 5 or more persons 9.9 21.3 2.2 230 17.0 14.4 17.1 16.9 17.1 $100,000/$300,000. Source: Motor Vehicle Manufacturers Association of the United States, Inc., Detroit, MI, Motor Vehicle Facts and Figures, annual. Family income 1985: 2.4 2.8 2.8 2.8 Less than $5,000 3.7 4.4 1.2 34 2.5 $5,000-$9,999 9.7 12.5 1.3 98 7.2 6.7 8.0 7.8 7.9 No. 1031. PASSENGER TRANSIT INDUSTRY-SUMMARY: 1970 TO 1987 $10,000-$14,999 10.7 15.8 1.5 149 11.0 9.8 11.7 11.5 11.6 $15,000-$19,999 9.7 15.8 1.6 141 10.4 9.0 10.7 10.5 10.6 12.2 12.3 [Includes Puerto Rico. Comprises all privately and publicly owned organized local passenger transportation agencies except 12.3 $20,000-$24,999 9.5 16.9 1.8 165 12.2 10.4 taxicabs and sightseeing and school buses. Covers (a) local motorbus systems, (b) light rail systems, (c) heavy rail systems, (d) $25,000-$34,999 14.7 28.2 1.9 289 21.4 17.8 21.3 21.0 21.2 $35,000 or more 19.8 43.7 2.2 477 35.2 27.9 33.3 33.6 trolley coach systems, and (e) automated guideway, inclined plane, cable car, and aerial tramway systems. Beginning 1984, data 33.2 also include suburban railroads, urban terry boats, rural fixed-route non-intercity motorbus systems, vanpools and demand Number of drivers (fall 1984): 1 24.7 29.6 1.2 257 19.0 16.1 19.1 19.0 19.2 response systems. Thus, all data are non-continuous between 1983 and 1984. Based on financial and statistical reports received 54.0 by American Public Transit Association from transit systems representing more than 85 percent of the industry. See also 2 39.1 73.1 1.9 730 53.9 45.3 54.0 53.5 Historical Statistics, Colonial Times to 1970, series Q 238-250] 3 or more 12.5 32.9 2.6 352 26.0 21.7 25.9 25.7 25.9 Type of fuel: Leaded (x) 42.0 (x) 332 24.5 24.5 29.2 27.3 27.6 (x) 990 73.2 57.8 68.9 69.9 70.6 1984 1985 1986, 1987, Unleaded (x) 92.8 ITEM Unit 1970 1975 1980 1981 1982 1983 Type of vehicle: Automobile (x) 106.6 (x) 1,059 78.3 61.7 73.5 73.4 74.1 prel. prel. Jeep-like vehicle (x) 3.7 (x) 39 2.9 3.1 3.6 3.6 3.6 Van (x) 4.7 (x) 49 3.6 3.7 4.4 4.3 4.4 4,973 5,019 5,048 17.5 16.9 17.1 Operating systems Number 1,079 947 1,044 1,035 1,036 1,036 4,938 Pickup truck (x) 21.2 (x) 199 14.7 14.7 Motorbus systems 1 Number 1,075 941 1,040 1,030 1,031 1,031 2,604 2,632 2,654 2,672 576 578 581 599 (NA) 1,435 (NA) (NA) Number of cylinders: 4 (x) 39.9 (x) 445 32.9 19.6 23.4 23.5 23.7 Publicly owned systems 1 Number 144 333 6 (x) 35.6 (x) 362 26.8 22.7 27.0 26.9 27.2 Passenger vehicles owned Number 61,428 62,261 71,018 72,098 73,838 73,813 95,603 88,691 91,218 91,115 48.1 48.5 63,497 57,285 58,000 57,687 8 (x) 61.0 (x) 536 39.6 41.1 49.0 Motorbuses 2 Number 49,700 50,811 59,411 60,393 62,114 62,093 Air conditioning: Yes (x) 86.3 (x) 885 65.4 55.2 65.8 65.6 66.2 Heavy rail 2 Number 9,286 9,556 9,641 9,749 9,815 9,891 9,083 9,326 10,386 10,168 33.8 1,623 1,519 1,581 No (x) 51.0 (x) 468 34.6 28.7 34.2 33.5 Other electric 23 Number 2,442 1,894 1,966 1,956 1,909 1,829 1,527 Type of transmission: Suburban rail Number (NA) (NA) (NA) (NA) (NA) (NA) 4,075 4,035 4,440 4,656 Automatic (x) 99.0 (x) 954 70.5 63.2 75.4 74.7 75.4 All other Number (NA) (NA) (NA) (NA) (NA) (NA) 17,421 16,422 16,873 17,023 Manual (x) 38.3 (x) 399 29.5 20.7 24.6 24.4 24.6 17.3 (x) 203 15.0 12.6 15.0 15.0 15.2 Total revenue MII. dol (NA) 3,451 6,510 7,366 8,044 8,526 11,623 12,195 13,147 13,968 Vehicle used on the job: Yes (x) 120.0 (x) 1,150 85,0 71.3 85.0 84.0 84.8 Passenger revenue Mil. dol 1,639 1,861 2,557 2,701 3,077 3,172 4,448 4,575 5,011 5,156 No (x) Other operating revenue 4 Mil. dol 68 183 248 344 380 333 780 702 743 771 Operating assistance Mil. dol (NA) 1,408 3,705 4,321 4,587 5,023 6,395 6,918 7,393 8,041 X Not applicable. Federal Mil. dol (NA) 302 1,094 1,095 1,005 827 996 940 912 894 State and local Mil. dol (NA) 1,106 2,611 3,226 3,582 4,195 5,399 5,978 6,481 7,147 No. 1029. HOUSEHOLD MOTOR VEHICLE TRANSPORTATION, BY VEHICLE MODEL YEAR: 1985 Total expense MII. dol 1,996 3,752 6,711 7,623 8,314 8,736 12,957 14,077 15,080 15,997 Operating expense Mil. dol (NA) 3,537 6,246 7,024 7,553 7,956 11,574 12,381 13,353 13,967 [Preliminary. Household vehicles include all motorized vehicles used for personal transportation, excluding motorcycles, mopeds, Transportation Mil. dol (NA) 1,877 3,248 3,596 3,882 3,931 5,142 5,655 6,106 6,019 large trucks, and buses. The reporting unit for 1985 is all households which owned a vehicle at any time during 1985. Based on Maintenance Mil. dol (NA) 814 1,774 1,946 2,168 2,392 3,062 3,672 3,965 4,310 the Residential Transportation Energy Consumption Survey; subject to sampling variability] Administration Mil. dol (NA) 846 1,224 1,482 1,503 1,634 3,370 3,054 3,282 3,638 Reconciling expense Mil. dol (NA) 215 464 597 761 780 1,383 1,696 1,727 2,030 VEHICLES (millions) MILES PER GALLON House- Capital expenditure, Federal MII. dol (NA) 1,287 2,787 2,946 2,544 3,162 2,876 2,510 3,137 2,476 holds Model year Model year Vehicle-miles operated Million 1,884 1,989 2,094 2,134 2,129 2,117 2,749 2,791 2,890 2,962 with HOUSEHOLD CHARACTERISTICS Aver- Motorbus Million 1,409 1,526 1,677 1,685 1,669 1,678 1,845 1,863 1,896 1,927 motor Total 1973 1974 1979 1983 1973 1974 1979 1983 Heavy rail Million 407 423 385 420 429 408 436 451 476 490 vehicles and to and age and to to and to Other electric 3 Million 68 40 32 29 31 31 32 33 33 34 (mil.) earlier 1978 1982 later earlier 1978 1982 later Suburban rail Million (NA) (NA) (NA) (NA) (NA) (NA) 168 183 186 189 All other Million (NA) (NA) (NA) (NA) (NA) (NA) 268 261 299 322 Total 77.7 137.3 26.9 43.3 37.8 28.7 16.1 13.4 13.8 17.9 19.3 Passengers carried 5 Million 7,361 6,988 8,249 7,978 7,755 7,903 8,851 8,659 8,801 8,340 Motorbus 5 Million 5,034 5,084 5,837 5,594 5,324 5,422 5,908 5,675 5,748 5,207 Northeast 15.0 24.8 3.0 8.1 7.6 6.1 17.0 13.6 14.0 18.8 20.2 Heavy rail 5 Million 1,881 1,673 2,108 2,094 2,115 2,167 2,231 2,290 2,333 2,402 Midwest 19,5 34.1 6.4 11.4 9.0 7.0 15.6 12.6 13.2 17.6 19.1 303 18.9 Other electric 3 5 Million 446 231 304 290 316 314 329 304 300 South 27.0 48.5 9.2 15.0 13.8 10.5 15.8 12.9 13,5 17.4 Suburban rail Million (NA) (NA) (NA) (NA) (NA) (NA) 267 275 303 311 West 16.1 29.8 8.3 8.9 7.3 5.1 16.5 14.4 15.0 18,3 19.2 All other, Million (NA) (NA) (NA) (NA) (NA) (NA) 116 116 113 120 Family income in 1985; 15.6 Avg. revenue per passenger Cents 22.4 26.7 31.0 33.9 39.7 40.2 50.3 52.8 56.9 61.8 Less than $5,000 3.7 4.4 1.4 1.7 .7 .6 14.2 12.5 13.7 17.5 13.3 12.7 16.8 19.9 Employees, number (avg.) 1,000 138 160 187 192 194 195 263 270 276 275 $5,000-$9,999. 9.7 12.5 4.3 4.4 2.4 1.4 14.6 Payroll, employee 1,274 3,281 3,494 3,731 3,921 5,488 5,843 6,228 6,540 $10,000-$14,999 10.7 15.8 4.4 5.8 3.8 1.8 15,2 13.4 13.8 17.5 18.9 Mil. dol 2,236 $15,000-$19,999 9.7 15.8 3.5 5.7 3.9 2.6 15.7 12.9 13.4 18.1 20.4 $20,000-$24,999 9.5 16.9 3.1 5.5 4.7 3.4 16.0 13.3 14.0 17.9 18.9 coaches, Not cable available. cars, and inclined plane cars. Beginning 1984, combined services also include suburban rail cars, urban ferry boats, NA 1 Includes systems with combined services including motorbuses, heavy rail cars, light rail cars, trolley $25,000-$34,999 14.7 28,2 4.5 9.2 8.5 5.9 16.2 13.2 14.0 18.2 19.0 $35,000 or more 19.8 43.7 5.7 11.0 13.7 13.1 17.1 13.9 14.3 17.9 19.4 vanpools, aerial tramways, automated guideways, and demand response vehicles. 2 Beginning 1984, includes active vehicles only. 3 Includes light rail, trolley coach, cable car, inclined plane, aerial tramway, and automated not guideways. comparable with 4 Includes other Source of tables 1028 and 1029: U.S. Energy Information Administration, Residential Transportation Energy Consumption operating revenue, non-operating revenue, and auxiliary income. 5 Data for 1970 and 1975 later years. Source: American Public Transit Association, Washington, DC, Transit Fact Book, annual. CLOSE HOLD THE WHITE HOUSE WASHINGTON January 29, 1990 MEMORANDUM FOR THE GLOBAL CHANGE WORKING GROUP FROM: D. ALLAN BROMLEY Chairman Duan SUBJECT: Meeting of the Global Change Working Group There will be a meeting of the Global Change Working Group on Tuesday, January 30, 1990 from 2:00 to 3:00 p.m. in the Roosevelt Room for principals only. Please call Dean Schultheiss at 456- 6722 if you are able to attend. The issues to be discussed include (1) the guidelines for the U.S. delegation to the plenary meeting of the IPCC, (2) the President's speech to the IPCC and suggestions for the text of his remarks, and (3) the dates for the White House Conference on Science and Economics Research on the Environment. Enclosed is a copy of the guidelines to the U.S. IPCC delegation. The guidelines were prepared by an interagency working group headed by OES at the State Department and reflect consensus working level recommendations for U.S. policy. Two points warrant specific consideration as you review the document: (1) The first is the structure of negotiations of a climate convention (see "Preparations for Negotiation of a Climate Convention" on pages 8-11). The U.S. position has consistently been that any climate convention, and the negotiation process leading thereto, would follow the model used in dealing with the stratospheric ozone problem -- a broad framework convention calling for research and the exchange of data (the Vienna Convention), followed by targeted protocols (such as the Montreal Protocol on CFCs). Alternatives to this approach are (a) the negotiation of a comprehensive framework convention that itself contains specific provisions spelling out emissions reductions or (b) the negotiation of a general framework convention accompanied by concurrent negotiation of specific protocols. (2) The second is the future of the IPCC (see "Future of IPCC" on pages 13 and 14) and whether it should be the forum for climate convention negotiations or whether those negotiations will be conducted in another forum (e.g., the U.N. General Assembly. Please review the guidelines carefully and be prepared to make any specific comments at Tuesday's meeting, as it is essential that the Working Group act at that time. Also please be advised that both documents are close hold. Please refrain from making additional copies. LIMITED OFFICIAL USE Guidelines for U.S. Delegation to IPCC Plenary Background: The Third Plenary Meeting of the Intergovernmental Panel on Climate Change (IPCC) will take place in Washington from February 5-7, 1990. While the meeting will focus on the status of efforts to complete the IPCC's First Assessment Report (Annotated Provisional Agenda Item 3), a number of additional include: issues will also form the basis for plenary discussions. These o Possible additional tasks that should be undertaken by the IPCC based on recent international meetings (e.g., Noordwijk) (Annotated Provisional Agenda Item 2.1) O Resolution(s) of the 44th (1989) session of the United Nations General Assembly related to IPCC activities (Annotated Provisional Agenda Item 2.2) o Preparations for the Second World Climate Conference (Annotated Provisional Agenda Item 2.3) o Preparations for Negotiation of a Framework Climate Convention (Note: This item has been deleted from the Annotated Provisional Agenda, but we understand that Dr. Bolin will raise it in his opening remarks at the IPCC Plenary and at the RSWG Officers' Meeting on February 2) o Report of the IPCC Special Committee on the Participation of the Developing Countries (Annotated Provisional Agenda Item 4) o The IPCC's 1990 Budget, specifically the shortfall between anticipated expenses and funding pledged to date (Annotated Provisional Agenda Item 5) IPCC activities after completion of the IPCC First Assessment Report (Annotated Provisional Agenda Item 6) LIMITED OFFICIAL USE LIMITED OFFICIAL USE -2- In addition, the President or another high-level Administration official may address the opening plenary session and restate the President's proposal to Chairman Gorbachev at the Malta Summit (that the United States is prepared to host "a conference next fall to negotiate a framework treaty on global climate change, after the working groups of the UN-sponsored Intergovernmental Panel on Climate Change submit their final report." The following provides guidance to the U.S. delegation on each of the items identified. Additional IPCC Tasks The United States successfully steered the Noordwijk Ministerial Conference on Atmospheric Pollution and Climate Change (November 6-7, 1989) to the IPCC as the appropriate forum for international consideration of issues related to global climate change. In so doing, the Noordwijk Declaration mentions a number of issues for further consideration by the IPCC. These "remands" to the IPCC are likely first to be discussed at the RSWG officers' meeting on February 2 that will precede the plenary. At that meeting and in the plenary itself, the United States should: 1) Agree that the IPCC should examine estimates of reductions in global anthropogenic greenhouse gas (GHG) emissions, based on the best scientific knowledge as to the options for containing climate change within tolerable limits (see Noordwikj Declaration, para. 8) ; the United States should propose that such examination take place first by Working Groups I and II (in view of the references to "best scientific knowledge" on the one hand and "tolerable limits" on the other) and subsequently by the RSWG (all subgroups, i.e., EIS, AFOS, CZMS and RUMS) ; 2) Agree that the IPCC should consider the necessity and efficiency of the introduction of the concept of CO2 equivalence (see Noordwijk Declaration, para. 10) and stress that this is a high-priority task; stress also that CO2 equivalence must be based on full equivalence, i.e., on the entire life-cycle of each gas; and propose that this task be taken up by Working Group I; LIMITED OFFICIAL USE LIMITED OFFICIAL USE -3- 3) Agree that the IPCC should investigate the feasibility of achieving targets to limit or reduce CO2 emissions including for example a 20 percent reduction of CO2 emission levels by the year 2005 (see Noordwijk Declaration, para. 16) but propose that CO2 emissions be taken to mean "net" CO2 emissions and that this investigation be extended to the feasibility of achieving such targets with respect to all GHGs; propose that "feasibility" be taken to include "technological and socio-economic feasibility and the trade-offs involved among these;" could agree that the IPCC investigate the feasibility of stabilizing net GHG emissions in various timeframes, including the year 2000; could also agree that the IPCC investigate several options for short, medium and long-term targets for limiting or controlling GHG emissions and the trade-offs involved among such targets; should propose that these investigations be undertaken by the RSWG, specifically by the EIS and the AFOS, in consultation with the CZMS and the RUMS; 4) Agree that the IPCC should consider the feasibility of achieving a world net forest growth of 12 million hectares a year in the beginning of the next century as a provisional aim (see Noordwijk Declaration, para. 21) ; should propose that such consideration be undertaken by the RSWG, specifically by the AFOS and the RUMS; 5) Request that the RSWG develop a workplan for analysis of target options resulting from further investigation of quantitative emission targets to limit or reduce CO2 emissions (and, as will be proposed by the United States, emissions of all GHGs) ; the workplan should indicate what analysis can be included in the IPCC's First Assessment Report due in 1990 (see Noordwijk Declaration, para. 15), what analysis can be presented to the Second World Climate Conference in November 1990 (see Noordwijk Declaration, para. 18), and what analysis can be presented after the Second World Climate Conference. LIMITED OFFICIAL USE LIMITED OFFICIAL USE -4- Resolution(s) of the 44th UNGA Session Among the resolutions adopted by the U.N. General Assembly at its 44th Session, the resolution concerning "Protection of the Global Climate for Present and Future Generations of Mankind" (adopted December 17, 1989) will be directly relevant to IPCC Plenary discussion. In addition, the resolution concerning "International Cooperation in the Field of the Environment" will also be relevant to this discussion. While both resolutions express support for the IPCC, both also contain a specific recommendation that the U.N. General Assembly should take a decision early in its 45th session "recommending ways and means and modalities for further pursuing these negotiations (negotiations on a framework convention on climate), taking into account the work of the preparatory committee for the conference on environment and development to be held in 1992 The U.S. UNEP Mission in Nairobi has indicated (see Nairobi 01051, 11 JAN 90) that "This is clearly intended to assert General Assembly (and G-77) control over the process after the IPCC presents its report in October. In addition, the resolution (also adopted at the 44th Session) concerning the 1992 Conference on Environment and Development will also be relevant. In that resolution, the General Assembly, inter alia: O Decides to convene a United Nations Conference on Environment and Development of two weeks' duration to coincide with World Environment Day, 5 June 1992; o accepts Brazil's offer to host the Conference; O affirms that protection of the atmosphere by combating climate change, depletion of the ozone layer and transboundary air polution is among the environmental issues of major concern in maintainiing the quality of the Earth's environment and especially in achieving environmentally sound and sustainable development in all countries; O decides to establish a Preparatory Committee of the General Assembly open to all States Members of the United Nations or members of the specialized agencies; LIMITED OFFICIAL USE LIMITED OFFICIAL USE -5- O decides that the Preparatory Committee shall hold an organizational session of two weeks' duration in March 1990 and a final session, both at United Nations Headquarters, in New York, and three additional substantive sessions, the first in Nairobi and the following two in Geneva, the timing and duration of which shall be determined by the Preparatory Committee at its organizational session; o decides that the Preparatory Committee shall: (a) draft the provisional agenda of the Conference; b) adopt guidelines to enable States to take a harmonized approach in their preparations and reporting; c) prepare draft decisions for the Conference and submit them the the Conference for consideration and adoption. While the United States joined in the consensus with respect to the resolution concerning "Protection of Global Climate for Present and Future Generations of Mankind, U.S. Special Adviser to the 44th Session of the U.N. General Assembly Edward Marks made a statement following its adoption, which reads in pertinent part: "We support the proposal in operative paragraph 10 that negotiations on a framework convention on climate begin as soon as possible after adoption of the interim report of the Intergovernmental Panel on Climate Change. In order to ensure that these negotiations be conducted in a focused, efficient manner. We believe that they should take place independently from the important work to be done by the Preparatory Committee for the 1992 Conference on Environment and Development." As noted by the U.S. UNEP Mission in Nairobi, these resolutions demonstrate that an effort is underway to shift control over the process of negotiating a framework climate convention to the U.N. General Assembly. Consequently, in IPCC plenary discussions of the U.N. resolutions adopted at its 44th Session, the United States should: 1) Reiterate the view expressed by U.S. Special Adviser Marks that "We believe that negotiations LIMITED OFFICIAL USE LIMITED OFFICIAL USE -6- toward a framework convention on climate should take place independently from the important work to be done by: the Preparatory Committee for the 1992 Conference on Environment and Development;" 2) Alternatively, propose that work currently taking place within the IPCC and preparations being undertaken by UNEP Executive Director Tolba and WMO Secretary General Obasi in accordance with UNEP Governing Council Resolution 15/36 and WMO EC-XLI Resolution 4 (requesting them to "begin preparations for negotiations" for a framework climate convention should constitute the arm of the Preparatory Committee responsible for initiating and conducting negotiations toward a framework convention on climate (see also item 3 on page 10 of these Guidelines). Preparations for Second World Climate Conference Under this item, the Annotated Provisional Agenda notes that, "The Chairman of the International Organizing Committee and/or the Co-ordinator for SWCC will be invited to inform the Panel of the preparations for, and the activities planned during, the Conference." (Note: The Second World Climate Conference will take place from October 29 to November 9, 1990, in Geneva.) WMO EC-XLI Resolution 4 and U.N. Resolution 43/53 provide that the IPCC's First Assessment Report should be provided "to the governing bodies of WMO and UNEP, through the Secretary- General and the Executive Director, not later than September 1990, be ready for its first presentation at the Second World Climate Conference in November 1990" and that the "Secretary- General and the Organizing Committee for the Second World Climate Conference, in consultation with the Chairman of the IPCC, (should) ensure that this conference provides the first international forum for discussion of the September 1990 report of the IPCC." The U.N. Secretary-General is requested "to report to the General Assembly at its 44th session on the implementation of the present resolution" (43/53). Assuming that the IPCC's Fourth Plenary in Sweden in August 1990 adopts the IPCC's First Assessment Report by the close of the session, the final version of the First Assessment Report should be ready and printed by the end of September. The Report can be given to the WMO Secretary-General and the UNEP Executive Director by the Chairman of the IPCC at the end of LIMITED OFFICIAL USE LIMITED OFFICIAL USE -7- September 1990. The WMO Secretary-General and the UNEP Executive Director can then present it to the WMO President, acting on behalf of the WMO Executive Council, and the Chairman of the UNEP Governing Council for the UNEP Governing Council. The WMO President and the Chairman of the Governing Council can distribute the First Assessment Report to Members of WMO and UNEP about two to four weeks before the Second World Climate Conference begins. The IPCC's First Assessment Report does not have to be presented by the U.N. Secretary-General to the General Assembly. The U.N. Secretary-General can report that the First Assessement Report has been distributed to WMO and UNEP Members, but he may wish to submit the report of the results of the Second World Climate Conference to the General Assembly. There has been some discussion internationally concerning the procedures that will be followed in submitting the IPCC's First Assessment Report to the Second World Climate Conference. Since the IPCC's First Assessment Report has been requested by the WMO Executive Council and the UNEP Governing Council, it should go to these bodies through the Secretary-General of WMO and the Executive Director of UNEP. These governing bodies do not meet, however, during the period between finalization of the First Assessment Report and the Second World Climate Conference. Therefore, the WMO President and the Chairman of the UNEP Governing Council should act on behalf of their governing bodies to receive it and distribute it before the Second World Climate Conference. In some international discussions, there have been suggestions that the IPCC's First Assessment Report should be made confidential or embargoed against release until the Second World Climate Conference. Both ideas are impractical since the final drafts as well as the text agreed at the IPCC's Fourth Plenary will have had wide prior distribution. In addition, media interest in the recommendations or conclusions of the First Assessment Report will be intense, and any effort to withhold distribution will be very difficult. However, in keeping with the spirit of WMO EC-XLI Resolution 4, the IPCC could agree to have no press conferences or lengthy interviews or intervening meetings with respect to the First Assessment Report before the Second World Climate Conference. LIMITED OFFICIAL USE LIMITED OFFICIAL USE -8- It is highly desirable that the IPCC's First Assessment Report be circulated to all U.N. Members for review and internal discussion prior to the Second World ClimateConference so that scientists and ministers can discuss it knowledgeably at the Conference. At the IPCC Plenary the United State should: 1) Support presentation of the First Assessment Report by the IPCC Chairman to the WMO Secretary-General and the UNEP Executive Director as soon as possible following the Fourth IPCC Plenary in August 1990; 2) Support presentation of the First Assessment Report by the WMO Secretary-General and the UNEP Executive Secretary to the WMO President, acting on behalf of the WMO Executive Council, and the Chairman of the UNEP Governing Council, acting on behalf of the Governing Council, respectively, for distribution to WMO and UNEP Members as soon as possible thereafter and prior to the Second World Climate Conference; 3) If proposed at the IPCC Plenary, discourage press conferences, lengthy interviews or intervening meetings after submission of the First Assessment Report and prior to the Second World Climate Conference; but 4) Oppose any effort to embargo the IPCC's First Assessment Report or classify it between its submission and the Second World Climate Conference. Preparations for Negotiation of a Climate Convention On November 17, 1989, UNEP Executive Director Tolba and WMO Secretary General Obasi sent a letter to foreign ministers outlining their own thoughts on possible elements of a future convention on climate change and asking for national views on this issue by January 15. The U.S. response indicated that substantive exchanges on possible elements of a framework convention should take place in the IPCC and noted that the RSWG has already begun an extensive review of this issue and is LIMITED OFFICIAL USE LIMITED OFFICIAL USE -9- seeking to develop an international consensus on possible elements of a convention. The U.S. response further indicated that U.S. views on this question were delivered to the RSWG last October and that additional comments were provided in December 1989. The U.S. response to the Tolba/Obasi letter also welcomed the input that will be provided to the RSWG from the UNEP/WMO Task Group by the RSWG observers Mr. Beetham (of the U.K.) and Mr. Cordeiro (of Brazil). At the IPCC plenary, the United States should: 1) Support the effort of IPCC Chairman Dr. Bolin to have representatives of WMO and UNEP inform the IPCC of the activities to date of the UNEP/WMO Task Group, and of their plans for further activity; 2) Encourage that the work of this Task Group be provided to the RSWG as soon as possible so that the RSWG, specifically the Topic Coordinators on Legal Measures, may take it into account in finalizing their report. It is our understanding that the Legal Measures Topic Coordinators (the U.K., Canada and Malta) are preparing another attempt at a consensus elements paper, drawing on the October RSWG meeting. They are planning to get comments on the paper from key countries before the upcoming IPCC Plenary. Given the lack of consensus with respect to legal measures at the RSWG October Workshop in Geneva, the United States has informally encouraged efforts on the part of the Topic Coordinators to move forward on this issue. At the RSWG Officers' Meeting, and in the IPCC Plenary, the United States should: 1) Support the efforts of the RSWG Legal Measures Topic Coordinators to refine further the Legal Measures Paper, making sure that the recent U.S. comments are included; 2) Oppose any effort to take final action on any of the RSWG October Papers at the IPCC Plenary, LIMITED OFFICIAL USE LIMITED OFFICIAL USE -10- especially any paper dealing with the issue of a framework convention, urging instead that final action be taken at the June RSWG meeting; 3) Seek IPCC agreement to recommend that negotiations on a framework convention take place under UNEP/WMO auspices, the first session to be held as soon as possible after submission of the IPCC's First Assessment Report; 4) Remain within the bounds of the U.S. legal measures paper prepared for the Geneva Workshop, including the U.S. position that it is currently premature to consider the subject of possible protocols and other agreed response measures, the order in which they might be taken up, and whether there will be linkage between various agreed measures. In this latter connection, questions may arise with respect to the additional U.S. comments submitted to the IPCC Secretariat and the Topic Coordinators of the RSWG October Legal Measures Paper. In the comments, the United States proposed to add additional ticks in section 3 (General Obligations). Specifically, the United States proposed to add the following: Development as soon as possible of a protocol addressing all adequately scientifically understood greenhouse gases, their sources and sinks (with appropriate treatment of substances subject to control under the Montreal Protocol), in a comprehensive approach to controlling net emissions of greenhouse gases through national performance targets, leaving to each country the choice of domestic policy responses to achieve its net greenhouse gas emissions target; keep under continuing review the set of greenhouse gases, their sources and sinks, and revise the set, according to evolving understanding of the science, economics, and technological advancement. (This approach is further elaborated in Appendix ) Should the question arise in the RSWG Officers' Meeting or in the IPCC Plenary as to whether, in light of the additional U.S. comments, the United States is now prepared to consider possible protocols, the United States should: LIMITED OFFICIAL USE LIMITED OFFICIAL USE -11- 1) Make clear that the call for development as soon as possible of a protocol in the U.S. additional comments must be read in the context of the Legal Measures Paper that grew out of the RSWG October Workshop; 2) Indicate that, by including its proposed additional language as an additional tick in the General Obligations Section of the Legal Measures Paper, the United States sought to preserve the comprehensive approach to GHGs as an option for further consideration by the RSWG and the IPCC; and 3) Reiterate that the United States continues to believe that it is currently premature to consider the subject of possible protocols and other agreed response measures, the order in which they might be taken up, and whether there will be linkage between various agreed measures. LDC Participation At the IPCC Plenary, the Chairman of the Special Committee on the Participation of Developing Countries, Mr. Ripert (of France), will be asked to present the report of the Committee for consideration by the Panel. The United States should: 1) Support the broadest possible participation of developing countries in the work of the IPCC, so as to make the IPCC truly representative of the world community of nations and thereby strengthen its First Assessment Report; 2) Reaffirm U.S. commitment to the two-track (phase) approach developed in Geneva and endorsed at Noordwijk on financial measures, i.e., a first stage involving assessing needs in the developing countries and the availability and potential of existing assistance mechanisms on an industry-by-industry basis, followed by consideration of a new funding mechanism as a second stage, if warranted; LIMITED OFFICIAL USE LIMITED OFFICIAL USE -12- 3) Reaffirm U.S. belief that, before a new mechanism is created, existing institutions and mechanisms, reoriented if necessary to take account of climate change, should be utilized as fully as possible, and that use of existing institutions would make resources available more rapidly with better integration with ongoing development programs in each country; 4) Note that, if significant action is required to prevent or slow potential climate change, developed countries alone will not be able to accomplish it; 5) Emphasize the need for global action to deal with potential climate change, particularly in view of projections of likely increases in GHG emissions on the part of developing countries in the near future; and 6) Note, that the United States is committed under the Montreal Protocol to providing technical assistance, and indicate that, if significant action is ultimately required to deal with the potential for climate change, the United States will likewise undertake to provide appropriate assistance. IPCC's 1990 Budget The IPCC Secretariat projects 1990 expenses totaling SFR 1,363,000 (approximately $909,880 converting SFR to U.S. dollars at a rate of 1.4980 SFR to the dollar -- New York Times January 16, 1990, conversion rate). The IPCC Secretariat further projects receipts in 1990 to total SFR 864,000 (approximately $576,769). Of the receipts anticipated, SFR 538,000 (approximately $359,146) constitute pledges from members, including $150,000 from the United States. (FYI: The United States has not yet transferred its pledged amount, but should be able to do so later this spring, both from the $100,000 that the Department of State has sought to collect from U.S. agencies to support the IPCC Trust Fund and from additional amounts contained in the International Organizations and Programs (IO and P) portion of the Foreign Assistance Appropriation. End FYI.) LIMITED OFFICIAL USE LIMITED OFFICIAL USE -13- The IPCC Secretariat thus anticipates a shortfall of SFR 499,000 (approximately $333,111) in 1990. Under Revised Provisional Agenda Item 6, the Secretary of the IPCC will summarize the expenditures for 1989 and present the budget request for 1990 for the consideration of the Panel. To date, it would appear that only the United States and the following countries have made pledges to the IPCC for 1990: Japan, Italy, Finland, FRG and France. In the plenary discussion under this item, the United States should: 1) Await indications from other members of the IPCC who may be willing to pledge amounts to help meet the 1990 budget; 2) If appropriate, point to the rather significant pledge made by the United States for 1990; 3) Make no further U.S. commitment to help meet the IPCC's 1990 budget at the plenary, although it is possible that, the United States may ultimately exceed its pledge if (for information of U.S. delegation only): (1) all U.S. agencies who have been asked to contribute to the IPCC Trust Fund by the Department of State ultimately do so; (2) the Department of State's authorization and appropriation for FY 1990 ultimately include the amount requested for the IPCC; and (3) the United States receives credit toward its pledge from providing interpretation for the IPCC plenary and subsequent meeting of the IPCC Bureau. Future of IPCC Under this agenda item (Annotated Provisional Agenda item 6), it is noted that "The delegations may wish to take the opportunity to express their views on the role and possible activities of the Panel after it completes its first assessment report. In the IPCC Plenary discussion the United States should: LIMITED OFFICIAL USE LIMITED OFFICIAL USE -14- 1) Support continuation of the work of the IPCC after submission of its First Assessment Report in the fall of 1990; 2) Provide, by way of example, a number of specific tasks that should be taken up or continued by the IPCC's Working Groups; and 3) Support efforts within the IPCC to develop a specific list of tasks and schedules (workplan) that the IPCC views as necessary to undertake or continue after October 1990. Finally, with regard to the specific mandate of the IPCC after submission of the First Assessment Report, the United States should: 1) Note that, eventually, we anticipate that the IPCC will become the Conference of the Parties; and 2) Urge that the governing bodies of UNEP and WMO be asked to adopt resolutions at their meetings this summer specifying the IPCC's mandate after submission of its First Assessment Report. IPCC Endorsement of President's Proposal If appropriate in the view of the U.S. delegation, it may be useful to seek endorsement by the IPCC of the President's proposal to host "a conference next fall to negotiate a framework treaty on global climate change, after the working groups of the UN-sponsored Intergovernmental Panel on Climate Change submit their final report." Informal reactions solicited to date from foreign governments indicate, however, that there may be some confusion with respect to the President's offer. Specifically, some countries have expressed confusion at whether the United States plans to host its own conference or simply provide a venue for the first international negotiating session. They have also indicated that it is not clear whether New York, and thus the UNGA, falls within the scope of the proposal. In addition, at least one country (the FRG) has informally urged that the United States not seek IPCC endorsement for the President's proposal at the forthcoming plenary, since to do so would risk "politicizing" the IPCC. LIMITED OFFICIAL USE LIMITED OFFICIAL USE -15- At the plenary, the U.S. delegation should make clear in informal discussions with other delegations that: 1) The President has proposed simply to provide a venue (and thus support) for the first international negotiating session; and 2) That while the President's proposal did not specifically mention a site, we understand that it contemplated a location in the United States other than New York, and definitely not the UNGA. If the President or another high-level Administration official should make opening remarks on behalf of the United States at the plenary which reiterate the President's proposal at the Malta Summit, the U.S. delegation may choose to: Seek IPCC endorsement of the President's proposal, which endorsement should be communicated by the IPCC Chairman to the UNEP and the WMO. LIMITED OFFICIAL USE UNCLASSIFIED CLASSIFICATION CIRCLE ONE BELOW MODE PAGES 2 IMMEDIATE SECURE FAX # DTG 1522302 PRIORITY ADMIN FAX # 227 RELEASER PMD ROUTINE FROM/LOCATION 1. DAVE BENFORADO TO/LOCATION/TIME OF RECEIPT 1. PEGGY DOCLEY HC 09 S 2. 3. 2. 4. R DUSE U 5. 53 6. 7. INFORMATION ADDEES/LOCATION/TIME OF RECEIPT 1. TOR. 1522327 2. SPECIAL INSTRUCTIONS/REMARKS: UNCLASSIFIED CLASSIFICATION 3M ENVIRONMENTAL ENGINEERING AND POLLUTION CONTROL FACSIMILE TRANSMITTAL FORM PLEASECALL PEGGY TO: Poggy Dooley ( phone 202/456-7750) FAX PHONE NUMBER: 202 / 456 - 6218 COMPANY: White House STorf FROM: Dave Benforado (bhone 612/778-5189) DATE: 9/15/89 PAGES TO FOLLOW: / COMMENTS: Please call if you have any questions. - 3M EE&PC Bldg. 21-2W-05 900 Bush Avenue P.O. Box 33331 St. Paul, MN. 55133-33331 Fax phone # 612-778-7203 Direct call # 612-778-5543 3M Machine Type: Harris/3M 2110 09/15/89 16:27 ENV. ENG. 21-2W-05 002 POLLUTION PREVENTION PAYS David M Benfords 3M Benforado Status Report 612/798-5189 APRIL 1989 Creative technical Innovation which eliminates or reduces pollution at source, before cleanup problems occur, continues to pay off for 3M operations worldwide. Since the Pollution Prevention Pays (3P) Program was begun in 1975, these first-year only cumulative results have been obtained: TOTAL WORLDWIDE SAVINGS - $482 MILLION Pollution Prevented Annually U.S. International Air Pollutants 111,000 tons 112,0007 11,000 tons Water Pollutents 15,000 tons 15,000T 1,100 tons Wastewater 1 billion gal. 600 million gel. Sludge/Solld Waste 388,000 tons 400,0007 12,000 tons The $482 million savings Include $408 million from U.S. Operations and 574 million from International Operations. The pollution prevented statistics are total for U.S. Operations and pertial for International Operations, as not all subsidiaries reported these flgures. Pollution Prevention Pays Projects United States 718 International 1,725 TOTAL 2,444 Participating Countries Argentina New Zealand Australia Philippines Beiglum South Africa Brazil Spain Canada Sweden France Switzerland France (Riker) Thalland Germeny United Kingdom Italy United Kingdom (Health Care) Japan United States Mexico Venezuela Employees at all 3M locations are encouraged to participate In the 3P Program. Recognition of Individuals responsible for 3P products is an Intrinsic part of this successful program. The worldwide use of the 3P concept - ellmination of pollution at the source - Is essential. 4/89 JNB:3P (1.51) Foreign Policy no. 74, Spring 1989 NOTICE TO CONTRIBUTORS CLIMATE CHAOS Articles offered to FOREIGN POLICY by David A. Wirth should be original and should not be sub- mitted simultaneously to any other publi- cation. For the past several years scientists have All manuscripts should be typewritten, issued ominous warnings about the future of double-spaced, with 25 lines per page and the earth's climate. Predictions of dramatic margins of at least one inch. Full names of global change arising from the continued authors, addresses with zip codes, and tele- dumping of industrial by-products into the phone numbers should be given. All man- atmosphere and forest loss of massive scale can uscripts must be fully documented to no longer be ignored. Compelling scientific facilitate fact checking. Authors must pro- evidence now strongly suggests that world vide copies of complete English translations climate patterns, previously regarded as reli- for all non-English source materials. A stan- ably stable, could be thrust into a state of dard length for FOREIGN POLICY articles turmoil. Emissions of natural and synthetic is 4,000-6,000 words. For spelling, punctua- gases are increasing the heat-trapping capacity tion, and style, refer to the American Heritage of the atmosphere through a phenomenon Dictionary and the Chicago Manual of Style. known as the greenhouse effect. Address all correspondence to the Editor, The projected effects of this worldwide FOREIGN POLICY, 11 Dupont Circle, climatic disruption dwarf many of the envi- NW, Washington, DC 20036. For manu- ronmental problems of the past and augur script return, include a postpaid, self-ad- political, economic, and social disruptions on dressed envelope. an enormous scale. Global warming could The copy deadline for the Fall 1989 issue have catastrophic consequences for the habita- is June 1. bility and productivity of the whole planet. The accompanying strain and upheaval on the international scene in turn could have serious foreign-policy consequences for all countries. Broad scientific agreement exists on the FOREIGN POLICY (ISSN 0015-7228) is published underlying theory of climate change, although quarterly by the Carnegie Endowment for International Peace, 11 Dupont Circle, N.W., Washington, D.C., the nature and magnitude of future effects 20036, which bears no responsibility for the editorial from greenhouse warming as predicted by content; the views expressed in the articles are those of the individual authors. computer models remain in debate. Some of Subscription department: P.O. Box 984, Farming- these, such as a rise in the sea level, have been dale, NY 11737. Subscriptions: $23.00, one year; established with greater certainty than others. $37.00, two years; $53.00, three years. Outside USA Nonetheless, the range of consequences is add $5.00 for surface, $20.00 for air mail, payable in U.S. funds. Second-class postage paid at Washington, sufficiently clear and the magnitude of the DC, and at additional mailing offices. Postmaster: Send resources at stake so enormous that policy change of address to FOREIGN POLICY magazine, action is required sooner rather than later. P.O. Box 984, Farmingdale, NY 11737. National distributor for newsstands and bookstores: Once a crisis has been reached, it will be too Eastern News Distributors, 1130 Cleveland Rd., San- late to act. dusky, OH 44870. The international political and legal system Syndication requests should be addressed to the New York Times Syndication Sales Corporation, 130 Fifth remains ill-equipped to offer a solution that Ave., New York, NY 10011; (212) 645-3000. will assure the integrity of the earth's climate. For authorization to photocopy individual articles, contact the Copyright Clearance Center, 27 Congress DAVID A. WIRTH is a senior attorney at the Natural St., Salem, MA 01970, using item-fee code 0015-7228/ Resources Defense Council and former attorney-adviser 89/$.50 + .10. for Oceans, International Environmental and Scientif- ic Affairs in the State Department's Office of the Legal Adviser. 3. FOREIGN POLICY Wirth Although the greenhouse theory of warming Third World countries is particularly severe, has been accepted for about a century, policy- with the destruction of tropical forests in makers have only recently become aware of its developing countries like Brazil and Indonesia significance for the global environment. The exceeding 27 million acres annually from international community cannot afford to activities such as burning, logging, and con- continue to delay elevating the greenhouse version to agricultural and pastureland. In- effect to the top of the foreign-policy agenda. deed, the release of CO2 into the atmosphere as Arresting the impending climate instability a result of deforestation amounts to 2-10 will require a concerted international agenda billion tons annually. and a reorientation of energy and develop- Concentrations of a second important ment priorities in virtually all countries of the greenhouse gas, nitrous oxide (N₂O), have also world. Heading this agenda for action should been rising, probably because of heavier fossil- be a global multilateral agreement that sets fuel use, greater agricultural activity, and strict, binding standards for national emis- other ecological disturbances. Average global sions of greenhouse gases. Human activities since the Industrial Revo- atmospheric levels of N2O at the end of 1985 were approximately 300 parts per billion (ppb) lution have dramatically altered the composi- and are increasing at an annual rate of .2 per tion of the global atmosphere. A number of cent. Both CO2 and N₂O, unlike some conven- gases, emitted in small but significant amounts, absorb infrared radiation reflected tional pollutants, are very stable compounds. from the surface of the earth. As the concen- CO₂ remains in the upper atmosphere for decades after its release and N2O for consider- trations of these heat-absorbing gases increase, average global temperatures will rise. ably more than a century. Consequently, with- Emissions of carbon dioxide (CO2) are the out major reductions in emissions of these single largest cause of elevated terrestrial gases with long atmospheric lifetimes, their temperatures from the greenhouse effect, ac- concentrations will continue to grow. counting for approximately one-half of the problem. Concentrations of CO2 in the range The international community can- of 280 parts per million (ppm), together with not afford to delay elevating the water vapor in the atmosphere, established the greenhouse effect to the top of the preindustrial equilibrium temperature of the planet. Since the middle of the 19th century INCR. foreign-policy agenda. atmospheric CO2 levels have increased by about 25 per cent to approximately 350 ppm By and are continuing to rise by approximately .4 fis of A group of volatile chemicals known as chlorofluorocarbons (CFCs) is believed to be per cent per year. Elevated CO2 concentra- tions result primarily from the intensified 4/10 currently responsible for 15-20 per cent of the global warming trend. These chemicals, un- burning of fossil fuels-coal, oil, and natural worth top- another like CO2, are strictly synthetic and are not gas-which liberates the chemical in varying known in nature. They have a number of uses amounts. Coal burning releases the most CO2, as refrigerants, propellants, solvents, and ther- while the combustion of quantities of natural mal insulators. A related class of bromine- gas and oil needed to produce the same containing chemicals called "halons" are amount of energy results in only about 57 per found in fire-extinguishing systems. Average cent and 83 per cent as much CO2, respective- global atmospheric concentrations of CFC-11 ly. and CFC-12, two of the most commercially The world's forests are vast storehouses or important chlorofluorocarbons, in 1985 were "sinks" for carbon. Worldwide loss of forest approximately .22 ppb and .38 ppb, respective- cover, by releasing this vast stockpile of car- ly. Atmospheric concentrations of CFC-11 and bon into the atmosphere as CO2, aggravates CFC-12 are growing at a rate of more than 7 the greenhouse problem. Deforestation in Serious 4. S. FOREIGN POLICY Wirth per cent annually as a result of increased world production in recent years. of total CO2 emissions. Western Europe emit- Although their concentrations are small ted 15 per cent of the total, Japan 5 per cent, relative to that of CO2, CFCs are up to 10,000 and the People's Republic of China 11 per times more potent in absorbing infrared radia- cent. Other developing countries together tion. After release, CFCs and halons reside in accounted for only 20 per cent of total indus- the atmosphere for close to a century, or trial CO2 emissions. sometimes more, because of their great chemi- Emissions of CFCs are even more strongly cal stability at low altitudes. Consequently, an skewed. In 1980 the United States produced immediate 85 per cent reduction in emissions roughly 28 per cent of the global total of of CFC-11 and CFC-12, for example, would be approximately 817,300 tons of CFC-11 and necessary merely to stabilize their atmospher- CFC-12. Western Europe produced about 30 ic concentrations. With their long atmospher- per cent, industrialized Asian countries 12 per ic lifetimes, CFCs and halons eventually reach cent, and the East-bloc countries an estimated the upper atmosphere. There, they are the 14 per cent. The entire developing world principal culprits in the worldwide loss of the accounted for just slightly more than 2 per protective stratospheric ozone layer, which cent of this amount. shields life on earth from harmful levels of ultraviolet solar radiation. Consequences of Greenbouse Warming Methane, the principal component of natu- An international scientific consensus now ral gas, is another significant climate-modify- supports the assertion that the accumulation ing chemical. It has an atmospheric residence in the atmosphere of CO2, N2O, CFCs, meth- time of about 11 years. Average global concen- ane, and low-level ozone could have sweeping trations of methane were approximately 1,700 and far-reaching effects on the earth's ppb at the end of 1985 and are increasing by climate.¹ By as early as the year 2030, the heat- about 1 per cent per year, the highest rate of retaining capacity of the atmosphere may have any naturally occurring greenhouse gas, for increased by an amount equivalent to dou- reasons that are not now clear. Animal hus- bling preindustrial concentrations of CO2. By bandry and rice cultivation have been identi- fied as major sources of increased methane I Much of the scientific information in this article is emissions. Coal mining and landfills are also drawn from the following reports: World Meteorologi- cal Organization and United Nations Environment significant sources, with large potential for Programme, Developing Policies for Responding rapid growth in the future. to Climatic Change (Summary of workshops beld in Low-level ozone is another greenhouse gas. Villach, Austria, 28 September-2 October, 1987, and Bellagio, Italy, 9-13 November 1987 under the aus- Although ozone in the stratosphere is benefi- pices of the Beijer Institute, Stockbolm), 1988; Interna- cial, this highly unstable chemical is the tional Council of Scientific Unions, United Nations leading component of photochemical smog Environment Programme, and World Meteorological Organization, Report of the International Confer- pollution at the earth's surface. ence on the Assessment of the Role of Carbon While greenhouse gases are dispersed rela- Dioxide and of Other Greenhouse Gases in Climate Variations and Associated Impacts (Re- tively quickly throughout the global atmos- port of a conference held under the auspices of the World phere after release. industrial emissions of Climate Program at Villach, Austria, 9-15 October these heat-absorbing chemicals are highly con- 1985), 1986; U.S. Environmental Protection Agency and United Nations Environment Programme, Ef- centrated in the developed world. In 1985, 23 fects of Changes in Stratospheric Ozone and per cent of total global CO2 emissions of more Global Climate (Proceedings of a conference beld at than 20.5 billion tons of CO2 originated in the Leesburg, Virginia, 16-20 June 1986); U.S. Environ- United States-the single largest emitting mental Protection Agency, Assessing the Risks of Trace Gases That Can Modify the Stratosphere, country and the highest per capita contributor vol. 3: chaps. 6-18, prepared for the Office of Air and among industrial countries to the greenhouse Radiation by Jobn S. Hoffman (Washington, D.C., problem. The second biggest contribution 1987); and Irving M. Mintzer, A Matter of De- grees: The Potential for Controlling the Green- came from the Soviet Union, with 19 per cent house Effect (Wasbington, D.C.: World Resources 6. Institute, 1987). 7. FOREIGN POLICY Wirth the middle of the next century, average global ple. In Bangladesh, a 3-foot rise would inun- temperatures may have risen by as much as date 11.5 per cent of the country's land area, 3°F-9°F. The absolute magnitude of these displace 9 per cent of the 112.3 million people temperatures, as well as the rapidity of tem- in this densely populated country, and threat- perature change, will exceed any previously en 8 per cent of the annual GNP. experienced in human history. The range of uncertainties associated with The effects of a greenhouse-driven climate local climatic changes is substantially larger disruption will be characterized with com- than for global averages. The dramatic antici- plete certainty only after significant damage pated increases in global temperature are has already occurred. However, among the virtually certain to cause a wide variety of most dramatic effects likely to ensue from modifications in regional climates. In middle greenhouse warming is an unprecedented rise latitudes, where the continental United States in sea level resulting from thermal expansion lies, summertime temperature increases are of the oceans and melting of glaciers and polar expected to exceed the global average by 30-50 ice. Over the past century the average global per cent. Forests, many of them economically sea level has increased less than 6 inches. By productive, could begin to die off as early as contrast, the sea level will have accelerated the year 2000 if they prove unable to adjust to considerably, producing a total increase of up rapidly shifting climatic zones. Regions of to 1-7 feet by 2075, depending on the degree of agricultural productivity could shift at the global warming that occurs. expense of the American Midwest, which The impact of sea-level rise in the United currently has some of the most fertile soils in States is likely to be severe. The anticipated the world. A warming of only 3.6°F could increase in the elevation of the oceans could decrease wheat and cereal yields by 3-17 per permanently inundate low-lying coastal cent. Computer models predict continental plains, accelerate the erosion of shorelines and drying in middle latitudes, which means that beaches, increase the salinity of drinking-wa- parched soils, scorching droughts, and massive ter aquifers and biologically sensitive estuar- heat waves, like those that devastated crops in ies, and increase the susceptibility of coastal the Midwest in summer 1988, could become properties to storm damage. An increase of 5- commonplace. Water levels in the Great Lakes 7 feet in sea level would submerge 30-80 per could drop by a foot, interfering with naviga- cent of America's coastal wetlands, which are tion for ocean-going vessels. Extreme tempera- crucial to the productivity of commercially tures have been shown to elevate human important fisheries. Extensive existing coastal mortality. Some models also project disrup- development may prevent the widespread tions in atmospheric and ocean circulation formation of new wetlands. Even in undevel- patterns. The impact of these changes is oped coastal areas, the rapidity of the predict- highly unpredictable. ed sea-level rise will mean that existing wet- Countries with tropical climates could expe- lands would be lost faster than new ones can rience especially severe consequences. Semiar- be created. id areas like much of sub-Saharan Africa The increase in elevation of the oceans will might suffer from even lower rainfall. Many also seriously affect the approximately 50 per semiarid areas are already marginal for agri- cent of the earth's population that inhabits culture, are highly sensitive to changes in coastal regions. Entire countries, such as the climate, and have had severe droughts and Maldives, could disappear. A rise in sea level famines for the last several decades. Tropical of only 3 feet could flood an area of the Nile humid climates could become hotter and wet- Delta that constitutes 12-15 per cent of ter, with an increase in the frequency and Egypt's arable land, produces a similar por- severity of tropical storms. Floods, which tion of the Egyptian annual gross national between 1968 and 1988 killed more than 80,000 product (GNP), and is home to a comparable people and affected at least 200 million more, percentage of the country's 51.4 million peo- could worsen. Natural disasters such as floods, 8. 9. FOREIGN POLICY Wirth now unusual, could become increasingly com- unless the warming trend is halted. Even the mon. limited goal of a steady-state warmer climate Indeed, climate disruption caused by the will require major policy reform. Otherwise, greenhouse effect may already be evident. greenhouse-gas concentrations and global tem- Global temperatures in 1988 were again at or peratures will continue to increase indefinite- near the record for the period of instrumental ly, nullifying any short-term benefits. data, with temperatures elevated by .7°F rela- Even if a stable warmer climate were identi- tive to the average for the 30-year period fied as a policy goal, the rate of climate change beginning in 1950. The five warmest years in resulting from greenhouse gases already in the this century all occurred during the 1980s. atmosphere would be faster than ever experi- Moreover, the rate of global warming for the enced in human history. This climate alter- past two decades was higher than any in ation would undoubtedly result in decades of recorded history. Whether the planet is al- destruction resulting from an inability to alter ready experiencing greenhouse-driven warm- human behavior, such as agricultural tech- ing as measured against a background of niques, fast enough to take advantage of new natural temperature variability is still a sub- weather patterns. The transition to warmer ject for debate. However, because there is a lag climates is expected to be highly disruptive on the order of decades between emissions of and accompanied by an increase in the fre- greenhouse gases and their effects, the level of quency, intensity, duration, and geographic heat-absorbing chemicals already released into extent of extreme weather events like the atmosphere has irrevocably committed the droughts and storms. Moreover, sea-level rise world to an additional .9°F-2.7°F increase over would be certain to entail net harm the world the next 50 years even if the atmosphere's over. No region or individual country should composition were stabilized today. place the health and well-being of its public The greenhouse effect, if unchecked, is and environment at stake in what amounts to likely to cause unpredictable disruptions in a crapshoot. the balance of power worldwide, exacerbating While all countries are likely to be losers in the risk of war. The projected climate distur- the global climate gamble, some countries bance and its accompanying impacts are suffi- have more at stake than others. The United ciently dramatic in quality, magnitude, and States has a particularly large investment in rapidity that policymakers should give the the status quo. Its current pre-eminence in most serious consideration to the security world affairs ultimately derives from the implications of the ongoing failure to antici- strength of the country's economy. The pro- pate and arrest greenhouse warming. The oil ductivity of the country's natural resources, crises of the 1970s were widely perceived as a such as the incomparably valuable farmland of national security issue because excessive de- the Midwest, was an essential prerequisite to pendence on foreign oil threatened the Ameri- America's elevation as a dominant superpower can economy. Prevention of global climate in the latter half of the 20th century. Impend- disruption demands the immediate attention ing climate change means that this productivi- of U.S. leaders for the same reason. But so far, ty can no longer be taken for granted. The the implications of the greenhouse phenome- greenhouse effect threatens the overall health non have not played the slightest role in long- of the American economy and could require a term strategic planning by the government. massive diversion of resources to nonproduc- The odds are strongly stacked against every tive adaptive activities. country in the game of climate roulette. Con- The United States has one of the most trary to some speculation, it is very unlikely productive agricultural sectors on earth, pro- that any region of the world will be a net ducing nearly 50 per cent of the world's corn "winner" from climate change. The very and nearly 60 per cent of its soybeans. The concept of "winning" implies the existence of United States is also the world's leading a stable warmer climate, which will not occur exporter of wheat and corn. By contrast, the 10. 11. FOREIGN POLICY Wirth USSR is now the planet's largest importer of Maldives would require the relocation of wheat and its second largest importer of corn. nearly 200,000 people. Competition over terri- Climate models, however, suggest that this tory and natural resources launched by those pattern could change dramatically if the Mid- displaced by sea-level rise could create or west became 10-20 per cent drier and crop exacerbate regional strife. Pressure from the yields were reduced. The drought of 1988 10 million individuals in Bangladesh that demonstrated that falling crop yields are a would be uprooted by a 3-foot sea-level rise very real possibility. U.S. Department of could heighten regional tensions. Famine Agriculture forecasts for the 1988-89 market- created by greenhouse-driven crop failures ing year project that domestic consumption could also generate regional clashes that might and exports of U.S. grain and soybeans will encourage the major powers to take sides. exceed production by approximately 4.2 bil- Such an acceleration in showdowns among the lion bushels. At the same time, Soviet agricul- superpowers would destabilize the world po- tural areas, located considerably farther north, litical balance in highly unpredictable ways, could suffer smaller losses in productivity tempting those countries that already have a relative to their American counterparts. The tendency toward global adventurism and plac- difference between last summer's events and ing U.S. security interests at risk. the effects of greenhouse-induced climate change would be that the latter is permanent Arresting Climate Change and worsening, not just an isolated calamity. The worst effects of a greenhouse-induced Adapting to future climate change is also climate cataclysm can be averted. And the likely to require significant resources in the sooner action is taken, the more effective it United States. Fighting the effects of a rising will be. Conversely, the longer a policy re- sea level on the heavily developed coasts of the sponse is delayed, the greater the warming United States, where about 75 per cent of the that will have accumulated "in the bank" and U.S. population will reside by 1990, will be the more radical the measures that will be phenomenally expensive. Maintaining threat- required to prevent further climatic upheaval. ened shorelines just on the American East CFCs and halons are by far the easiest Coast by measures such as diking cities could component of the greenhouse problem to cost $10-$100 billion for a 3-foot rise. Seven eliminate. Motivated by concern over the out of the 10 most populous cities in the pivotal role these chemicals play in depleting United States are located either on the coasts the stratospheric ozone layer, 45 countries and or on coastal estuaries that would be severely 1 international organization have signed the affected by sea-level rise. By contrast, the Montreal Protocol on Substances That De- USSR, which has relatively less exposed shore- plete the Ozone Layer, which took effect at line and considerably less investment in ex- the beginning of 1989 after negotiations spon- pensive coastal infrastructure, would suffer sored by the United Nations Environment little damage. Only. 1 of the 10 largest Soviet Programme. The agreement overcame a seri- cities-Leningrad- would face significant ous lapse of concern about this issue by U.S. problems from an elevation in sea level. More- and European policymakers in the early 1980s over, the Soviet Union could benefit greatly and a complete breakdown of negotiations in from improved navigability in its polar coastal 1985. Aside from representing a diplomatic areas as Arctic ice melts. milestone for international cooperation on The effects of greenhouse warming will also environmental problems, the Montreal Proto- be felt in other parts of the world, potentially col is also an important precedent for a fueling turbulent regional conflicts that could multilateral strategy on the more challenging upset the existing global balance of power. issue of greenhouse warming. Loss of low-lying territory could create refu- The Montreal Protocol requires an incre- gee problems of an unprecedented scale. Inun- mental 50 per cent reduction in the consump- dation of just the tiny island country of the tion of five ozone-depleting CFCs by the end 12. 13. FOREIGN POLICY Wirth of this century. Beginning in July 1989 con- if CFCs and halons are phased out within 5-7 sumption of these substances must be frozen years, the long atmospheric lifetimes of these at 1986 levels. A reduction of 20 per cent must chemicals mean that the environment could be achieved beginning 4 years later and an take up to a century to recover. Moreover, additional 30 per cent beginning in July 1998. even if production of these dangerous chemi- The agreement permits each country to imple- cals were to be eliminated altogether, they ment these requirements as it chooses through would continue to seep out of the existing recycling, destruction, or abandonment of stock of refrigerators, air conditioners, insula- unnecessary uses of these chemicals. However, tion, and other repositories. the overall strategy is to stimulate the develop- To stabilize global concentrations of CO2 ment of alternatives to existing CFCs by gas it will be necessary to cut global emissions constricting supply. The Montreal Protocol of CO2 by at least one-half. Burning fossil fuels contains ground-breaking trade incentives for releases most of the excess CO2 in the atmo- broad participation, including a ban on im- sphere. Because no economical technology for ports of controlled substances from countries removing CO2 from waste-gas streams is now that are not party to the accord. Its provisions available, cutting back releases of CO2 will dealing specifically with developing countries require a lower total energy consumption and resolve delicate equity issues by allowing a shift in energy sources toward low- or non- Third World countries a 10-year grace period CO2-emitting technologies. Greenhouse im- to make required reductions. pacts should be an explicit part of all future Despite the precedential importance of the decision-making processes in the energy sec- Montreal Protocol, the agreement is inade- tor. Reductions in fossil-fuel use will also help quate. Because of loopholes and leakages built to ease other environmental problems associ- into the document, the actual reductions in ated with current patterns of energy use, such emissions of substances controlled by the as acid rain and local air pollution. protocol will be only about one-third under Even with the most optimistic assumptions even the most optimistic assumptions. Con- about economic growth, major reductions in sumption of halons, which are up to 10 times CO2 emissions from industrialized countries as destructive of ozone as the strongest CFC, is can be achieved with energy conservation, merely leveled off and not reduced. The efficiency technologies, and renewable energy agreement explicitly specifies that produc- sources. For example, the 1,200 kilowatt-hours tion-as distinct from consumption-of CFCs per year used by a typical frost-free refrigera- and halons may actually increase by as much tor can be reduced to only 500 with a state-of- as 10 per cent over the 1986 level. the-art model. Current technology can light an It is now clear that emissions of CFCs and office building with an expenditure of only .55 halons must be virtually eliminated because of watts per square foot, as little as one-fifth of the overwhelming risks these chemicals pose today's average. It is now possible to produce to climate and stratospheric ozone. Soon after motor vehicles-which currently account for the Montreal Protocol was signed in Septem- more than one-fourth of greenhouse gases ber 1987, a seasonal thinning of 50 per cent of released in the United States-that have fuel the ozone layer over Antarctica-the ozone economies of up to 98 miles per gallon, 2-5 "hole"-was conclusively connected to CFCs. times as efficient as those now on the road. New and widely accepted scientific evidence Efficiency improvements have meant that documents that average global losses in strato- the amount of energy used in the United spheric ozone of about 3 per cent-two to States today is about the same as in 1973, three times that previously predicted by com- despite a 40 per cent increase in GNP during puter models-have already occurred.² Even the same period. Application of existing effi- ²U.S. National Aeronautics and Space Administration, ciency technologies could reduce U.S. CO2 1988. "Executive Summary of the Ozone Trends Panel, emissions by 14-18 per cent by the end of the century. In California alone, a steady improve- 14. 15. FOREIGN POLICY Wirth ment in efficiency of 3.4 per cent per year has The fundamentals of the greenhouse phe- been achieved over the past 12 years with only nomenon are now well understood and the mild encouragement from state and local need for swift policy responses firmly estab- governments through policy measures to en- lished. While these responses are being imple- courage conservation and efficiency. Through mented, the development and dissemination of a strategy involving efficiency improvements, technologies to combat climate disturbance- national progress could be much faster. such as CFC-free, energy-efficient refrigera- Nuclear energy has been proposed in some tors and low-methane strains of rice-should quarters as the preferred solution to the prob- be a high priority. Increased basic research to lem of greenhouse warming. Although atomic resolve remaining uncertainties concerning power is a CO2-free technology, its other risks the magnitude, rate, and effects of greenhouse currently make it the least attractive alterna- warming should also be undertaken. tive to fossil fuels. Nuclear energy carries the inherent danger of weapons proliferation. The The Role of Developing Countries current generation of nuclear reactors still An equitable response to the special needs entails the unacceptable danger of accidents of developing countries is crucial to removing and suffers from a critical lack of public greenhouse threats to the global climate. On confidence in an increasingly large number of the one hand, developing countries have countries. The problem of disposing of waste caused little of the problem and industrialized that will remain hazardously radioactive for countries must bear the bulk of the blame. On many hundreds of thousands of years has yet the other hand, as economic development to be adequately solved. Of the alternative accelerates, Third World countries may ac- strategies for reducing CO2 emissions, nuclear count for the preponderance of greenhouse- energy is among the most expensive. More- gas emissions by the middle of the next over, to reduce CO2 emissions by 50 per cent century. An international solution that pro- by the year 2020 solely through the expansion vides incentives for the participation of devel- of the nuclear industry would require bring- oping countries while fairly distributing the ing a new plant on line somewhere in the responsibility for implementing solutions is world at the rate of almost one a day starting essential to a successful global strategy for in the mid-1990s-clearly a practical impossi- combating greenhouse warming. bility. While the nuclear option may be wor- The consequences of the greenhouse effect thy of consideration as part of the public strongly suggest that it is in the self-interest of debate on ultimate solutions to the greenhouse Third World countries to re-examine expedi- problem, increased reliance on nuclear power tiously their energy priorities. Developing at present would be both politically infeasible countries, with fewer resources to adapt to and irresponsible when major, cheap reduc- environmental disturbances, stand to suffer tions in CO2 emissions are available with disproportionately from a rapid climate existing technologies. change. For example, the productivity of com- Reversing deforestation and creating new mon rice varieties falls off dramatically at forested areas will help to offset current levels temperatures just a few degrees higher than of CO2 emissions. New forests, in absorbing those currently prevailing in many rice-grow- CO2 from the air during photosynthesis, will ing areas. contribute to climate stabilization by serving Tapping the tremendous potential for con- as supplementary reservoirs for carbon. Ag- servation and improved end-use efficiency in gressive policies to conserve existing forests the developing world would contribute to a and create new forested areas will yield other solution for greenhouse warming while meet- significant environmental benefits, including ing much of the Third World's growing erosion control and the preservation of a rich energy needs. This strategy also avoids other diversity of species whose genetic potential is serious environmental and social problems, only now becoming accessible to humankind. such as land degradation, local air pollution, 16. 17. FOREIGN POLICY Wirth at controlling trade in tropical woods and reduce and halt greenhouse warming. Consid- compensate exporting countries for lost reve- erable precedent is now in place for multina- nues through alternative investments. tional environmental agreements containing The Third World debt crisis presents major strict regulatory standards. In addition to the opportunities for encouraging better forest Montreal Protocol, which is an ancillary management in developing countries. As the agreement to the 1985 Vienna Convention for market value of such debt has fallen, a number the Protection of the Ozone Layer, several of private banks have sold debt owed to them other international agreements establish re- by Third World governments to private con- quirements for controlling emissions of specif- servation organizations, which have then for- ic air pollutants. The Protocol on the Reduc- given the debt in return for specific promises tion of Sulphur Emissions or Their Trans- by the governments concerned, such as a boundary Fluxes by at Least 30 Percent and commitment to conserve a particular area and the Protocol Concerning the Control of Emis- to support its maintenance with a stream of sions of Nitrogen Oxides or Their Transboun- payments in local currency. Such "debt for dary Fluxes-both auxiliary agreements to nature" swaps are already in place in Bolivia, the 1979 Convention on Long-Range Trans- Costa Rica, and Ecuador, and more are under boundary Air Pollution-set out precise regu- negotiation. Governments can adopt policies, latory limitations on releases of specified such as tax incentives, that encourage creditor chemicals. Principles established in the case banks to sell debt for swaps. Creditor gov- law of international tribunals and in the 1972 ernments can reduce interest or principal on Stockholm Declaration adopted by the United sovereign debt in return for promises of policy Nations Conference on the Human Environ- reform in this critical sector. ment also discouraged countries from acting Coordinating policies on the international in ways that could harm the environment in level to fight greenhouse warming will maxi- another's territory. mize environmental and foreign-policy bene- A multilateral treaty designed to arrest fits. Unilateral reductions in releases of green- global climate change should satisfy several house gases by large emitters such as the basic requirements. First, it must require United States and the Soviet Union will go a reductions in releases of greenhouse gases of a long way toward arresting global climate magnitude and speed sufficient to stabilize the disruption. However, a multilateral consensus earth's climate. The most important gas to strategy will further the crucial goals of creat- control is CO2, for which global reductions of ing incentives for universal participation and at least 50 per cent are necessary. Participating establishing an equitable balancing of respon- countries should accomplish these reductions sibility for solving the problem. by means of environmentally and economical- Existing international mechanisms are an ly sound technologies that do not present important part of such a strategy. A reassess- unacceptable risks to public health or global ment of the Montreal Protocol, a process that security. The creation of new forested areas is provided for by the document itself, is the might be encouraged by allowing credits most expeditious way to eliminate the contri- against reductions of CO2 emissions that butions CFCs and halons make to the global would otherwise be required and by provi- warming problem. The World Bank's institu- sions establishing or promoting forestry pro- tional structure also includes mechanisms for grams. Because the agreement could be ex- member countries to redirect priorities in the pected to cover a large number of emissions critical energy and forest sectors. sources, it should mandate strict mechanisms The remainder of the greenhouse problem for enforcement through reporting of emis- could be handled most effectively through a sions, on-site audits, and internationally con- multilateral treaty, with standards binding trolled remote sensing. under international law that would require Second, the responsibility for making re- each country to take prescribed actions to ductions must be distributed equitably. 20. 21. FOREIGN POLICY Among the criteria that could be applied is ENVIRONMENT relative national wealth as measured by per capita GNP. Another test could be per capita AND SECURITY emissions of CO2, with the highest reductions required of those countries with the highest by Norman Myers emissions per unit of population. Another possibility would be to require the imposition of a fee for carbon emissions, either as a The world is increasingly interdependent primary mechanism for achieving reductions environmentally as well as economically. Pol- or as a supplementary measure. Any of these lution, whether air- or waterborne, is readily formulas would require proportionally greater transported from one country to another, as is cutbacks by the wealthiest countries and leave the case between the United States and Cana- the poorest countries with the fewest con- da, between the Soviet Union and its neigh- straints on CO2 emissions. All countries would bors, among the countries of Western Europe, be encouraged to use existing energy supplies and across the Mediterranean basin. The ef- more efficiently. fects of soil erosion on agricultural productivi- A treaty should also require a commitment ty are a legitimate cause for international from the wealthier countries for increased concern, whether the erosion occurs in India research into non-CO2 energy supply technol- or in Indiana. Mass extinction of species ogies and development assistance to help poor- affects all countries through agriculture, medi- er countries meet the requirements imposed cine, and industry, all of which depend to on them by the agreement. One mechanism varying degrees on the genetic resources in- for generating the necessary capital is to herent in wild plants and animals. The global require countries to contribute to a fund in atmosphere is shared by all as well. Following proportion to their CO2 emissions. Restricting the build-up of carbon dioxide and other gases access to this fund to those countries that that increase the retention of the sun's radiant accepted the obligations of the treaty would energy in the earth's atmosphere-known as create incentives for broad participation. the greenhouse effect-all countries will suf- Considering the importance of the re- fer the vagaries of changed climate. If the sources at risk, it would be nothing short of ozone layer continues to be depleted, exposure reckless to continue with business as usual. A to enhanced ultraviolet radiation will pose failure to respond to the threat of greenhouse serious health threats to all populations. Simi- warming would amount to an affirmative lar observations can be made with regard to decision to wager the health and well-being of tropical deforestation and the spread of des- current and future generations against over- erts. These two latter problems, like certain whelming odds. others, are closely connected to rapid popula- tion growth in the Third World, a problem related in turn to pervasive poverty and to associated issues of massive unemployment, overburdened cities, and refugees from envi- ronmental degradation. Some of these problems affect the United States directly and immediately. For example, acid rain from the United States and Canada destroys animal and plant ecosystems in both countries, and refugees flee environmental NORMAN MYERS is an independent scientist and consultant in environment and development. He has worked with the World Bank, the U.S. National Academy of Sciences, and the State Department. 22. 23. DRAFT DRAFT COVER to PAMPHLET FOR INFORMAL SEMINAR 2/3/90 DRAFT COVER LETTER February 2, 1990 Dear Participant: Tomorrow morning, Saturday, February 3, 1990, an "Informal Seminar" will be held to discuss approaches that might be taken to address potential global climate change. In : particular, the Seminar will focus on the two approaches recently suggested by the United States for consideration by the IPCC/RSWG: - a "comprehensive" approach in which all greenhouse gases, their sources and sinks would be treated together, leaving to each nation the choice of its internal policies to achieve its net emissions target through a mix of policies covering the various gases, sources and sinks; and - an "emissions trading" approach in which the total amount of pollution emitted would be limited or reduced (just as in traditional regulation), in which emitters are required to hold allowances for their pollution, and in which allowances may be transferred among emitters. Each of these approaches deserves serious consideration. Each holds the promise of important advantages in any effort to address potential global climate change. Each also raises scientific, technological, economic and environmental questions which must be explored. We hope that discussion at tomorrow's Informal Seminar and in meetings to come will advance the understanding and analysis of these approaches. Although consideration of specific protocols implementing any such approaches would be premature before the negotiation of a framework convention, informed discussion of relevant concepts DRAFT 2 and ideas can improve our shared understanding and can help ensure that any eventual negotiations toward an international agreement incorporate the best thinking on the subject. Tomorrow's Informal Seminar will be chaired by , and will beg:- with short presentations by and . Audience discussion will follow. Attached please find: - Agenda for the Informal Seminar, February 3, 1990 - Introductory Discussion Paper, with References Suggested for Further Reading In addition, photocopies of papers on related topics will be available to you at the Informal Seminar. These materials are provided to suggest fruitful areas of discussion; they do not necessarily represent the official views of the United States nor of the participants in the Informal Seminar. Our hope is that through these materials, and more importantly, through our conversations at the Seminar, we will be more informed about possible approaches to possible international agreement on global climate change issues, and more understanding of each others' experiences and views on these subjects. DRAFT DRAFT AGENDA for INFORMAL SEMINAR, 2/3/90 DRAFT AGENDA for INFORMAL SEMINAR February 3, 1990 U.S. Department of State, Room XXXX 10:00 a.m. - 12:00 noon SCHEDULE 10:00 a.m. Coffee 10:10 a.m. Welcome State Dept. 10:20 a.m. Brief Presentations : Moderator: State Dept. Remarks: (one or two speakers; some combination of representatives from:) Office of the White House Counsel CEA EPA DOJ 11:00 a.m. Break 11:10 a.m. Audience Discussion Moderator: State Dept. (Additional U.S. Agencies interested in participating) (Other nations) (NGOs?) (Congress?) 12:00 noon Conclusion DRAFT DRAFT PAMPHLET for INFORMAL SEMINAR, 2/3/90 INTRODUCTORY DISCUSSION PAPER: "COMPREHENSIVE" AND "EMISSIONS TRADING" APPROACHES TO GLOBAL CLIMATE CHANGE SUMMARY In its submission of a "Concept Paper" to the IPCC/RSWG on December 29, 1989, the United States proposed consideration of two approaches to any international agreement on potential global climate change: 1 a "comprehensive" approach and an "emissions trading" approach. This paper briefly surveys each approach. Under a comprehensive, performance-based approach, all greenhouses gases, sources and sinks would be addressed together. Each international legal instrument produced -- whether convention or protocol -- would deal, to the maximum extent possible, with the entire array of gases, their sources and : sinks. This approach employs the concept of a parameter, such as an "index," to enable comparison of the contributions of different gases, their sources and sinks, to total global climate change. It also employs the concept of "net emissions" to fashion performance targets that would not be limited to any one gas or source or sink, but would permit attainment of the target through policies aimed at reducing sources or expanding sinks or both. Such net emissions performance targets would be set, at least initially, for each nation, 2 and would leave to each nation the choice of internal policies desired to attain the target. Thus, employing the parameter or "index," each nation could devise a set of policies that would focus on one or more gases of its choice and thereby reduce its "net emissions,' through restriction of sources or expansion of sinks or both, to meet the target. Such an approach would provide maximum flexibility for developing diverse, innovative, cost-effective measures. ¹The term "potential global climate change" is used in this paper to refer to possible changes in global and regional climate that may result from increased concentrations of substances in the atmosphere that alter the atmosphere's thermal radiation budget. 2 In appropriate circumstances, targets might be set for groups of nations, such as regional affiliations. DRAFT 2 The "emissions trading" approach is conceptually separate from, but compatible with, the "comprehensive" approach. Emissions trading, which is one form of transferable allowances, is simply a tool to implement regulations on pollution or other uses of scarce resources. In a traditional regulatory scheme, the government sets the proper total amount of emissions (and its growth or decline over time), and then requires every emitter to meet the same standard, or to apply the same control technology. In emissions trading, the government sets the same total limits on emissions, but then permits emitters to allocate among themselves who will emit how much. This allocation is accomplished through issuing allowances to emitters, which they may trade among each other. The total amount of allowances is set equal to the total amount of emissions the government has chosen. The government supervises trades to ensure accurate reporting, and may take steps to facilitate trades as well. An emissions trading system can be designed to meet diverse circumstances: for example, allowances could be tradeable at specified ratios, or auctioned, or depositable in a bank for future withdrawal, or other variations. The United States has used emissions trading to implement a variety of environmental protection programs, and has developed practical experience in the design and functioning of trading systems. This experience indicates that emissions trading is a pragmatic tool for protecting the environment at substantially lower costs to society than traditional regulatory approaches. An emissions trading approach could be highly advantageous to nations seeking to regulate their greenhouse gas emissions: limits on such emissions will be economically and socially costly, and choosing cost-effective methods that both achieve environmental goals and encourage diversity and innovation will be of great importance. Emissions trading programs could be used domestically by nations under the "comprehensive" approach just described, or under a system in which only one greenhouse gas is regulated; and, if desired, a trading system could be adapted for use among nations. 3 3 The RSWG Economic and Market Measures Paper has discussed allowing international trades (on a bilateral, regional or multilateral basis, and possibly conducted by governmental or private sector actors) as a method for attaining national net emissions targets, in order to achieve further environmental and economic benefits from the use of the trading principle. DRAFT 3 DISCUSSION A. "Comprehensive" Approach. 1. Description. A comprehensive performance-based approach stands in contrast to a piecemeal pollutant-by-pollutant approach, such as those that focus on adopting targets for one greenhouse gas, carbon dioxide (C02), alone. 4 The comprehensive approach would treat all greenhouse gases collectively: each nation would be obligated to meet a target for its total combined contribution to greenhouse gas emissions. The total contribution would be the sum of the emissions of each greenhouse gas, weighted by the incremental contribution each different gas makes to total climate change. The weights assigned to the various gases would be measured by a parameter, such as an "index," expressing the comparative contribution of each gas (and, in turn, useful for estimating the comparative role played by any given source or sink) 6 Further, the "comprehensive" approach would set a target for each nation's "net emissions" of greenhouse gases, allowing: 4 For example, the November 1989 Noordwijk Declaration appeared to urge pollutant-by-pollutant control rules, starting with CO2. On the other hand, it did suggest (in paragraph 10) possible development of a method for comparing the effects of other gases to the effects of CO2, similar to the parameter for comparing gases discussed here. ⁵The term "greenhouse gases" is used in this paper to refer to substances that, when present in the atmosphere, act to trap thermal radiation. ⁶For example, analysts have discussed a "global warming potential index, and the Noordwijk Declaration referred to "the concept of CO2 equivalence" in paragraph 10. Such a parameter is a system for computing the contribution to total atmospheric warming of any alteration in the emissions of any particular gréenhouse gas. It assigns a value to each greenhouse gas describing the contribution of each additional molecule of that gas to the total warming of the atmosphere. The value depends on variables such as the molecular composition of the gas and its attendant capacity for radiative forcing, the lifetime of such molecules in the atmosphere, the existing atmospheric concentration of the gas and related gases at the time the additional molecule reaches the atmosphere, and the discount rate at which future warming is compared to present warming. DRAFT 4 compliance to be achieved by reductions in sources⁷ of greenhouse gases, or expansion of sinks, 8 or both. The targets would be "performance-based," in the sense that they would obligate nations to achieve certain net emissions levels by whatever means, rather than "design standards" that obligate parties to adopt specified technological applications or undertake specified response activities. The targets could, for example, consist of reductions. a cap or a phased-in cap, possibly followed by subsequent 2. United States Experience: the Environmental Advantages of a Comprehensive Approach In the United States we have followed a medium-by- medium and pollutant-by-pollutant approach for the last several decades. Our environmental laws, such as the Clean Air Act, the Clean Water Act, the hazardous waste statutes, were each written to address one kind of pollution. Often, these statutes required separate regulations for each different type of source of that kind of pollution: thus, for example, there are separate regulatory programs for air pollutants from large utility plants, from smaller industrial plants, and from mobile sources. Breaking pollution control down into these piecemeal categories may initially seem logical, but we have learned through frustrating experience that it has a serious drawback: pollution or other undesirable residual effects of economic activity regulated in one category may simply shift to another, unregulated or less regulated, category. Shifts from one environmental medium -- air, water, land -- to another have thwarted attempts to reduce pollution, and these "cross-media" shifts have played a part in the evolution of new (though still piecemeal) laws aimed at the new manifestations of pollution. For example, stringent regulations on water pollution have induced industry to convert liquid pollutants into sludge, in turn creating toxic waste disposal problems. Statutes regulating solid waste pollution were not enacted until several years after the initial air and water laws were put in place. 9 7 "Sources" of greenhouse gases include anthropogenic, biogenic and other sources of greenhouse gases emitted into the atmosphere. 8 "Sinks" of greenhouse gases include anthropogenic, biogenic and other activities, processes, and phenomena that remove greenhouse gases from the atmosphere. Examples of sinks are forests and oceanic plankton. 9 Other examples include [ EPA please suggest items ]. DRAFT 5 Moreover, restrictions on emissions from one kind of source of a pollutant can result in compliance strategies that, while adhering to the law, fail to reduce environmental degradation, and may even make it worse. For example, laws regulating smokestack air pollution were written to require that the ambient air quality in the locality of the smokestack not fall below certain levels. One industry response to this approach was to build taller smokestacks, so that the pollutant plumes were fed into higher wind currents and were dispersed more rapidly from the local area. Pollutants continued to degrade the environment farther downwind. Later, the laws were amended to try to prevent such circumvention. Recognizing the inherent and recurring problems in the piecemeal approach, the U.S. Environmental Protection Agency is now devising a more integrated strategy to address the "cross- media" and "cross-source" difficulties of our system of environmental control. Preliminary versions of a unified environmental statute have been drafted. Dealing with all environmental impacts in a comprehensive fashion will, we hope, lead to better reduction in deleterious pollution while avoiding environmentally troublesome and economically wasteful compliance strategies that merely shift pollution around. This experience is particularly apt for the problems of potential global climate change. Such change is thought to be the result of numerous pollutants: several different greenhouse gases, such as carbon dioxide (C02), methane (CH4), nitrous oxide (N20) chlorofluorocarbons (CFCs) and tropospheric ozone (03) ; gases like carbon monoxide (CO) that chemically generate greenhouse gases in the atmosphere; and other substances (e.g. soot and aerosol pollutants like sulfur dioxide (S02) ) that may alter the atmospheric thermal budget in other ways. In turn, each of these gases is produced by a variety of sources on the earth's surface. Imposing narrow controls on one greenhouse gas alone, or on one source of such gases, is likely to be ineffective and possibly even counterproductive. Limits on CO2 alone, for example, could encourage industry to shift to production and combustion processes, alternative fuel sources, and other activities that emit other greenhouse gases, possibly including CO and CH4. Narrow limits on one source of CO2, such as coal combustion in utility power plants, could encourage development of alternative combustion methods (e.g., coal gasification). The end results of these kinds of shifts might even be greater contributions to total greenhouse gas emissions per unit of economic output or per capita. A comprehensive approach to all greenhouse gases, their sources and sinks would DRAFT 6 limit total impacts on global climate change, while avoiding undesirable cross-pollutant and cross-source shifts. 10 3. Additional Considerations in Applying the "Comprehensive" Approach There are several additional advantages to applying the "comprehensive" approach to an international agreement on potential global climate change. First, the comprehensive approach would allow each nation to use that combination of source and sink controls and other measures that is best adapted to its economic and other circumstances, achieving greenhouse environmental protection at significantly lower cost than a pollutant-by-pollutant strategy. This approach maximizes the opportunity for and encourages the adoption of diverse, flexible, innovative, and cost-effective solutions to global climate change. For example, an approach that mandated specific percentage reductions in each gas -- such as a 20% reduction in CO2 and a 30% reduction in methane -- would be more costly than an approach that required a reduction in each nation's contribution to total warming (as measured by the gas-: comparison parameter) and permitted each nation to adopt its least-cost mix of choices achieving the target overall. Some nations might be able to reduce CO2 emissions much more than 20% through substitution of non-fossil fuels, but be unable to reduce methane output (e.g., a nation importing oil and dependent on rice crops, but endowed with untapped solar power opportunities) Those nations would meet their net targets by reducing CO2 more rapidly than methane; reducing each the same amount would prove much more costly (perhaps in terms of higher taxes, or reduced 10 Although a "comprehensive" approach to greenhouse gases would avoid shifts within the realm of greenhouse factors, it still might be said to be focused on the "single medium" of atmospheric temperature change. The problem of the environmental "second-best" could then persist even in our "comprehensive" approach: the adoption of a comprehensive greenhouse gas agreement might lead to previously undiscovered non-greenhouse environmental impacts. An extreme analog is the history of chlorofluorocarbons (CFCs) : enthusiastically introduced to replace chemicals that were highly toxic to humans, CFCs later proved to have serious effects on the stratospheric ozone layer. Nevertheless, a "comprehensive" approach to greenhouse gases, sources and sinks is a vast improvement over pollutant-by- pollutant or source-by-source control of greenhouse factors. Meanwhile, the IPCC or other appropriate body could be directed to monitor possible non-greenhouse environmental impacts of any agreement and to report to the international community at regular intervals. DRAFT 7 rice production) and would leave available CO2 reductions unexploited. Other nations might find themselves in the opposite situation, able to reduce methane more than CO2 (e.g., a nation dependent on coal reserves but able to reduce its ruminant animal husbandry) 11 The economic and social costs of policy responses to global climate change are likely to be great. It is thus particularly important in this context to use institutional strategies that will maximize the incentives and opportunities for development of new technologies and other innovative responses that will reduce these costs. A comprehensive approach employing performance-based standards will contribute substantially to achieving this goal. Second, this approach reserves to each nation the freedom to employ whatever institutional mechanisms it wishes to use to achieve its target objective. This flexibility takes account of the widely varying legal and cultural systems present in different nations, and avoids the obstacles to international agreement among sovereign states that would be raised by dictating to each nation how it must institutionally manage its climate-related policies and industries. A free market economy would not be required to employ strict command and control regulations; by the same token, a centrally planned economy would not be required to employ market measures. Third, a comprehensive approach would be more equitable. An approach that set targets first for one gas, or for certain sources or sinks, and progressed to others only later would unfairly put the onus of compliance disproportionately upon those nations whose economies are comparatively more burdened by the initial measure. For example, an approach that first mandated 20% reductions in CO2 emissions would place much greater burdens on those heavily committed to using fossil fuels, and on those whose economies depend on exports of fossil fuels; alternatively, an approach that first mandated 20% reductions in methane emissions would place much greater burdens on those heavily dependent on rice crops and ruminant animal husbandry. A comprehensive approach gives nations a more equal obligation to shoulder the costs of compliance. The comprehensive approach is consequently likely to avoid some of the obstacles to international agreement that would be faced by a pollutant-by- pollutant approach. The latter approach could engender ¹¹A similar analysis applies to approaches mandating specific changes in sources alone or sinks alone, rather than combining them in a "net emissions" requirement that leaves the domestic policy mix to each nation. DRAFT 8 opposition from nations who feared that the initial burden would fall on them; the comprehensive approach would ease such fears. 12 There are, however, important caveats to a comprehen- sive approach that should be reviewed. First, the calculation of proper gas-comparison parameter or "index" values will require effort. Scientific study of this calculation has made progress, but more needs to be done before consensus values are obtained. As mentioned above, the parameter values depend on a variety of complex and sometimes interrelated variables. 13 So far, efforts to define a parameter have reached somewhat different results. In addition, if the parameter values are to be useful in assessing the comparative contributions of different sources and sinks, there remains the practical problem of assigning values sensitive enough to yield efficient environmental policy. 14 12 Moreover, a comprehensive approach reduces the ability of nations to manipulate the design of international regulatory measures to their own competitive or other economic advantage. A pollutant-by-pollutant command and control approach is vulnerable to attempts by nations to "game" the standard-setting agenda in their favor. For example, a nation reliant on non-fossil fuel energy sources, and whose chief rival earns its income from fossil fuel exports, could press for reductions in CO2 emissions not for their environmental value but to improve its competitive standing relative to its rival. or a wheat-growing nation could press for methane emission reductions at the expense of its rice- growing neighbor. Such attempts would hinder international agreement on reductions of any particular pollutant. Such attempts to "game" the design of international regulatory controls are also likely to distort trade and reduce global welfare, as well as impede environmental improvement. By leaving the mix of compliance policies to each nation's discretion SO long as the overall target is achieved, the comprehensive approach greatly reduces the potential for such gaming. 13 For example, the atmospheric lifetimes of some important gases are not yet completely understood. In addition, parameter values for each gas are usually expressed as constants, whereas their dependence on such variables as the changing ambient concentrations of related gases suggests that mapping a continuous function could be helpful for policy analysis. 14 As sources and sinks are assigned performance values for their contributions to emissions of gases and thus to total climate change, those values must be sensitive and flexible enough to take account of numerous variables, such as diverse and improving combustion techniques and scrubbing methods, and the varying regional characteristics of forests. Otherwise, the (continued ) DRAFT 9 Finally, the policy ramifications of assigning different parameter values to different gases -- effectively altering the costs to different nations of achieving their performance targets mean that the parameter values obtained must be carefully derived and highly accurate. The committee conducting this work should be composed of the best experts, and must produce methods and conclusions that are legitimate in the eyes of the world. Second, pursuit of the "comprehensive" approach might appear to some critics to delay the process of reaching international agreement on global climate change issues. Some may believe that the fastest approach is to adopt protocols quickly for substances we can agree on now, and then proceed to thornier issues as we go. On the other hand, the comprehensive approach could in fact proceed more quickly, because (as discussed above) it raises the probability of broad consensus by eliminating the divisive inequitable effects of single-pollutant protocols. In addition, the comprehensive approach may achieve better overall environmental protection than a single-pollutant protocol, even if it does take slightly longer to achieve than the first single-pollutant protocol would take, because it will prevent cross-pollutant shifts. 15 14 ( continued) values set will entrench existing practices and discourage investment in advances that could further reduce net greenhouse gas emissions. For example, if "coal combustion" were assigned a constant parameter value regardless of combustion technique, industry would have no incentive to adopt innovative combustion techniques that reduce the quantity of greenhouse gases emitted per BTU (indeed, the incentive could operate in the opposite direction). A similar analysis would apply to assigning a parameter value to, say, "trees" generally, whereas different types of trees, and trees in different settings, remove greenhouse gases from the atmosphere at different rates. The source and sink values should also be able to take account of long-term investments in emissions-affecting policies, such as sink development, which may have inherently long lead times. 15 Efforts might also be directed to accelerating work on the scientific issues raised by the comprehensive approach, in order not to waste time. A different tack would be to consider including in a framework convention, depending on the status of development of the first protocol, a requirement that within a specified period after the convention enters into force the parties will agree on the scope and timetable for the first protocol. It may, however, be infeasible to ask parties to bind themselves to future agreement; and specifying too early a date might hinder efforts to achieve an intelligent resolution of difficult issues. DRAFT 10 Third, the comprehensive approach requires a decision on which greenhouse gases to include. (Although the same question could be faced at several junctures in a pollutant-by- pollutant approach, the comprehensive approach depends upon an overall decision earlier in the process. 16, For example, it may be difficult to decide how to treat chlorofluorocarbons (CFCs) and other greenhouse gases already regulated under the Montreal Protocol on Substances Depleting the Ozone Layer. Options for addressing CFCs in a greenhouse gas agreement include: (a) giving credit for reductions in CFCs that go beyond the reductions required under the Montreal Protocol; (b) giving credit for all reductions in CFCs; and (c) not giving credit for reductions in CFCs. Each of these options would have different effects on CFC consumption. 17 Other options might also be suggested. A related question is the treatment of the existing reservoir of CFCs trapped in such containers as abandoned refrigerators. Venting such CFCs could be counted as greenhouse gas emissions, thus giving incentives to store or recycle such gases safely. Fourth, the comprehensive approach will also require decision on what treatment to give past practices, such as investments in fossil and non-fossil fuel energy sources; energy conservation; efforts at controlling pollutants that reduce greenhouse gas emissions; and deforestation. This question must be faced, of course, under a single-pollutant approach as well. Fifth, a multi-pollutant agreement may complicate the task of monitoring compliance, because it covers many more gases and sinks which must be watched. This concern points to the need to ensure scientifically credible methods of monitoring emissions 16 Limitations in data and scientific understanding may preclude inclusion, at least at the outset, of "all" greenhouse gases, sources and sinks, even in a comprehensive approach. An ideal comprehensive approach would include all factors influencing global climate change. If that is infeasible, a comprehensive approach could begin with the set of major, scientifically understood gases, their sources and sinks, and proceed to add other gases as they become understood. 17 For example, option (c), no credit, would provide no additional incentive to nations producing CFCs to achieve further reductions. Option (a) would provide such an incentive. Option (b) would provide such an incentive and recognize the value to potential global climate change of reductions made in CFCs under the Montreal Protocol. DRAFT 11 climate. of various 18 sources, changes in sinks, and their effects on global In this respect, a comprehensive approach reinforces the need to base response agreements on sound science and data. (It is also possible that the effects of certain gases, sources and sinks may not be sufficiently well understood to include them in an initial agreement limiting net emissions. The ideal of total comprehensiveness may thus be limited by gaps in knowledge. As scientific knowledge advances, however, additional gases, sources and sinks could be included in the basic agreement.) B. "Emissions Trading" Approach. The second approach suggested for consideration is "emissions trading" in greenhouse gas emissions. This paper discusses emissions trading systems that nations could choose to employ in their domestic implementation of environmental protection goals, such as for curtailing greenhouse gas emissions. The paper surveys how emissions trading works in principle, and what experience the United States has had in employing trading systems for environmental protection. 1. Description. Emissions trading is one system for employing transferable allowances to ration the use of scarce resources, such as land, air, or water. These systems are not methods for increasing the amount of resource exploitation permitted. They are simply methods for implementing the same limit on total resource use that would be imposed under a traditional regulatory scheme. Under a traditional scheme, every resource user must reduce its use by the same percentage or to the same uniform level. For some users, that will be very expensive; for others, even further reductions would be feasible, but there is no incentive to achieve further reductions. Under a trading system, the total target limit (or reduction) is the same, but the resource users are able to reallocate who uses more and who uses less -- that is, to trade allowances among the users. They will do so according to how valuable it is to each user to continue using the resource. Those users for whom reducing resource use is very expensive can purchase allowances from those users for whom reductions are less expensive. Allowance sellers then must reduce their use of the regulated resource even further, but they gain the sale price of their allowances. The result is that those best able to reduce resource use do so the most. Overall, 18 For example, in many nations data on methane emissions from diverse non-point sources, such as rice fields, landfills and animal herds, are not well developed. DRAFT 12 the aggregate resource use target is achieved at lower total cost than if all users were required to meet the same target regardless of differences in their costs. To put the point more concretely: say that the government determines to reduce total emissions of a pollutant to Level X, which works out to an average reduction from present levels of 20 units per polluter. 19 Initially, the government instructs each polluter to reduce its emissions to a target level of 20 units less than current emissions; or, stated in other words, each polluter is allowed to pollute up to the target level, 20 units less than its current emissions. Allowances are distributed to polluters which, in total, add up to Level X. No pollution may be emitted by each polluter above its target, or, in other words, unless it is accompanied by an allowance. So far, this system is identical to the traditional scheme. Some polluters will find it inexpensive to meet the 20 unit reduction, and could even reduce further, while others will find it very costly -- possibly ruinous. Now, we add the simple change that polluters are permitted to trade the allowances they hold. Then emitters would find mutual advantages to trading. For example, one emitter of the pollutant might find it more costly to reduce its own emissions 20 units than to reduce its own emissions only 10 units and to purchase allowances worth the remaining 10 units (those it will still be producing above its target level) from another emitter -- so that the second emitter must reduce its emissions 30 units (the initial 20 units plus an additional 10 units to account for the allowances it is selling). This decision is a good choice for the second emitter if it is able to reduce the extra 10 units at less cost than the price the first emitter is paying it for the accompanying allowances. The net result is the same average 20 unit reduction sought by the government, achieving Level X overall, but at less total cost to society, because the sum of the price paid for the allowance trade and the second emitter's reduction expenses is less than the sum of expenses if each emitter had to reduce 20 units. The "cost" society saves is resources that can be put to good use on other activities. The payment for the allowances could be in cash. For example, a large emitter might meet its allowance limit by paying a landowner to plant trees. or the payment could be in-kind; thus, the second emitter might receive some service from the first emitter. For example, the first emitter might be a large farming company which could give the second emitter, a town's public utility plant, harvested grain in return for the extra 10 units of allowances. Whatever the mode of payment, both sides 19 The analysis is similar for a certain percentage reduction per polluter, or for a rule limiting each polluter's emissions to a certain maximum. DRAFT 13 would gain, at no loss to society in pollution prevention. Indeed, the gains from trade in allowances are similar to the gains from trade when two parties voluntarily exchange other things of value, such as when two neighbors have different jobs (e.g., farmer and doctor) and rely on each other's services, or when nations with different economic strengths trade different goods with each other. It is less costly to everyone for the parties to produce goods according to their own strengths and to trade, than for each party to be self-sufficient in every needed item. Trading in emissions allowances has several advantages over nontransferable emissions limits. As just described, it enables society to achieve pollution reductions at lower total cost. Given the likely high cost of reducing greenhouse gas emissions in most societies, a trading system could be a critical tool in implementing greenhouse gas emissions limits. In addition, emissions trading gives incentives for energy conservation and other forms of fuel efficiency and pollution prevention, whereas regulations that direct firms to employ a certain pollution control technology do not. Moreover, emissions trading encourages innovation in technologies, processes and social systems that reduce emissions at least cost over the long term, whereas regulations that direct firms to employ a certain pollution control technology do not. There would be no requirement that every regulated emitter "take part" in the trading system; those who saw no economic need to engage in trades, or who were philosophically opposed, could refrain. At the same time, other organizations who wanted to reduce total pollution further -- such as a philanthropic foundation or the government -- could purchase allowances and hold them without emitting pollutants. (The government could also announce in advance that the value of allowances would be reduced over time, or that tiers of allowances would expire in time, or that allowances must be repurchased periodically.) Implementation of such a system would require a role for government, as discussed further below. The government could monitor emissions, as it would under a traditional regulatory scheme, and it could monitor the trades themselves, to ensure accurate accounting. The government could facilitate trading, by acting as an auctioneer or broker, and by establishing "banks" to trade in allowances. To avoid unregulated increases in pollution, the government would not permit pollution without accompanying allowances. Allowances could expire and be issued or auctioned annually, in revised total amounts that reflect the government's desired rate of decline or growth in total pollution. To avoid forcing new entrants to the market to purchase their allowances directly from their competitors, the DRAFT 14 government could retain some of the allowances for issuance or auction to new businesses. 2. U.S. Experience with "Emissions Trading" Approaches Emissions trading is not just a concept; it is a practical method now operating in the United States in several different areas of environmental policy. A growing literature has analyzed these efforts. 20 Trading has been used, for example, to implement controls on air pollution, water pollution, use of fuels and hazardous substances, and land development. For the most part, these efforts have been highly successful, but we have learned as well from the few trading systems that have not functioned well. Experience with trading systems has been sufficiently impressive to encourage the Administration to employ an emissions trading approach in its ambitious proposal to reduce acid rain; this proposal is now being debated in Congress. Examples of U.S. experience with emissions trading and related systems include: (a) Emissions trading under the Clean Air Act. Under the Clean Air Act, each region of the country must attain ambient air quality standards. Existing, modified, and new sources of pollution are all regulated to achieve the ambient standards and to prevent deterioration once standards are attained. Depending on the type of source and whether the area is "in attainment" or not, sources must employ a range of pollution controls. The U.S. Environmental Protection Agency (EPA) has implemented the ambient air quality requirements and the pollution control requirements through several different emissions trading systems. "Offsets" allow new or modified sources to be created in nonattainment areas so long as they obtain corresponding decreases in emissions from existing sources in the same area. The new source must still employ the most stringent pollution control technologies. "Netting" allows a source modification to occur without employing the most stringent pollution control technology if it obtains a corresponding decrease in emissions from other parts of the same plant. "Bubbles" allow existing plants with multiple sources to reallocate emissions within the plant, so long as total emissions 20see the articles cited in the "References" section at the end of this paper. Experience with several specific trading systems is surveyed by Dudek & Palmisano, "Emissions Trading: Why is this Thoroughbred Hobbled?" 13 Colum. J. Envtl. L. 217 (1988) ; and Hahn & Hester, "Marketable Permits: Lessons for Theory and Practice," 16 Ecol. L. Q. 361 (1989). The discussion of trading system examples in this section draws from these articles and other sources. DRAFT 15 do not increase. In addition, a banking program lets existing sources store extra reductions in emissions for future use. Experience has been different under each of these programs, but in general, there have been significant cost savings to industry from the netting and bubble programs. There have been numerous netting trades, yet fairly few bubble program trades. There have been a number of offset trades, but it is difficult to assess the cost savings obtained. No overall environmental effects have been observed; that is consistent with the design of the trading programs to permit reallocation of emissions among and within plants but to maintain the same aggregate emissions level. Yet observers believe that these trading programs could be more successful. First, trading is limited but some non- transferable emissions reduction duties; for example, new sources are not permitted to avoid employing the most stringent pollution control technologies, even if they can find an existing source willing to reduce its emissions commensurately. This situation prevents trading that could reduce costs while maintaining constant total emissions. Second, the combination of technology- based emissions control rules and emissions trading often adds costs. Firms that have installed control technology are in compliance, but they must separately measure actual past and present emissions if they want to trade. Trading would be relatively less costly if the law regulated emissions directly, not technology. Similarly, standards for ambient air quality do not mesh well with emissions trading, because allowances traded may subject to confiscation if the region as a whole fails to meet its ambient quality standard. Third, the variety of trading systems, and the variety of attendant regulatory oversight, favor some kinds of trades (chiefly trades internal to a firm, such as netting) over others. Moreover, some specific trading programs have not worked well. For example, the agency operating the Los Angeles program has authorized additional pollution from new sources without requiring the sources to obtain emissions allowances. That kind of waiver or loophole effectively expands the limit on total pollution; it is as though the overall emissions target set by the government had been relaxed. The agency's action permits pollution to rise and simultaneously undercuts the allowance market (and lowers allowance prices) by making allowances effectively unnecessary. (b) Acid rain reduction proposal. The Administration has proposed, and Congress is now considering, new Clean Air Act legislation to reduce emissions of pollutants which contribute to acid precipitation. A key feature of the Administration proposal is a system of transferable emission allowances. The proposal sets a permanent cap of 10 million tons per year on emissions of sulfur dioxide (one of the main precursors of acid precipitation) from certain fossil fuel-burning electric utilities (the primary source of SO2 emissions in the U.S.) The proposal requires each DRAFT 16 utility to hold an allowance for each ton of SO2 it emits. Allowances for 10 million tons of emissions per year would be allocated among the utilities by multiplying each utility's historic power output levels by an average SO2 emissions rate. Under this formula, most utilities would not be allocated enough allowances to cover their emissions at historic levels. To make up this allowance shortfall, utilities could reduce their emissions by installing additional pollution control equipment or taking conservation measures, or could purchase additional allowances. Utilities that could afford to reduce their emissions below the average emission rate (i.e. below the number of allowances they had been allocated) would be able to sell those "extra" allowances to other utilities. This system provides flexibility for each utility to choose the compliance strategy that is most cost-effective for it. Each utility can adopt the mix of emission reductions and allowance sales or purchases that best minimizes its own costs. It also creates a strong financial incentive for all utilities to minimize their emissions; thus, it encourages energy conservation and technological innovation, either of which would be encouraged by a rule requiring utilities to adopt specific pollutant control mechanisms such as scrubbers. And by permitting trading, it ensures that the overall environmental objective -- limiting utility SO2 emissions to 10 million tons per year -- is achieved at the lowest possible cost to the economy as a whole. (c) Lead phasedown. Also under the Clean Air Act, the EPA issued regulations reducing the allowable lead content of gasoline. In 1982 EPA instituted limits on lead content and permitted trading within and among refiners: leaded gasoline producers and importers could transfer (i.e., buy and sell) lead content credits freely among themselves through 1986, or could apply such credits to their own gasoline. But such credits expired quarterly if unused. In 1985, EPA substantially reduced the lead content limit further; the content was required to decline, in phases, from 1.10 grams of lead per gallon (gpg) to no more than 0.10 gpg by the end of 1985. To provide leaded gasoline producers and importers with some flexibility in complying with the new limits, EPA also issued regulations in 1985 permitting producers and importers whose gasoline in 1985 contained less lead per gallon than the applicable standard, to "bank" lead content credits (i.e., to avoid the expiration of credits). The "banking" regulations then permitted gasoline producers and importers to "withdraw" those lead content credits through the end of 1987 and to apply them to help meet the new, more stringent lead content standards that took effect in 1985. The banking and trading system helped the industry as a whole to comply with the new lead limits, while ensuring that the total amount of lead content did not exceed the maximum that otherwise would have been allowed under the lead content standards in the absence of the banking provisions. Data DRAFT 17 indicate that banking and trading were active, and that they resulted in substantial cost savings (on the order of hundreds of millions of dollars). The design of the lead phasedown system facilitated widespread trading. Firms were not required to apply to the EPA for permission to enter into trades; they simply reported their trades to the government, as part of their regularly required reports of the lead content in their gasoline. Each firm was simply required to have a net balance of lead content credits greater than or equal to zero in each quarter. In addition, because gasoline refiners and importers were accustomed to trading feedstocks and other commodities with each other, trades in lead content credits did not require new information networks. In sum, the lead phasedown was highly successful. (d) CFCs reduction. In order to implement national and international requirements that production and use of CFCs be reduced in the 1990s, the EPA has issued regulations limiting total U.S. CFC production and requiring a 50% reduction in production by the end of the decade. The EPA regulations implement these phased reductions by issuing allowances to each producer of CFCs. These allowances may be traded among producers. Analysts expect this system to work well. EPA is able to monitor emissions of CFCs, and to keep track of allowance : trades. Producers are aware of potential buyers and sellers and can trade allowances freely. One important question is whether EPA will issue initial allowances free of charge, or sell them at fixed prices or at an auction. Free issuance is administratively simpler, but selling the allowances -- especially at an auction - - would provide a natural method for allocating the allowances to start the program, and would give producers an incentive to develop CFC substitutes even sooner. (e) Pinelands development. A somewhat different kind of allowance system has been used successfully by the State of New Jersey to regulate development of the Pinelands, a forest zone the State wishes to protect from excessive development. Here the allowances are not for emissions of a pollutant, but for rights to develop certain property. Property in parts of the Pinelands is slated for preservation, and the owners of that property may agree to be prohibited from developing their land. In return, they are issued "transferable development rights" (TDRs) which they may sell to others wishing to develop land in the other areas of the Pinelands. Different amounts of TDRs are issued to each owner, depending on the value to society of preserving that owner's property. In areas in which development is permitted, landowners must hold TDRs to develop their property. Thus, the total amount of development in the Pinelands is capped, and the regional distribution is partly restricted; but the precise allocation of development on permissible properties is left to the market for TDRs. In addition, no current landowner is entirely deprived of the former market value DRAFT 18 of his or her land, because those who are barred from developing their own land receive TDRs to sell to others. Because anyone may purchase the TDRs, landowners in high-growth areas who wish to block further development may buy TDRs to retire them. The government has established a TDR exchange to facilitate trades: the exchange buys TDRs from willing sellers and sells them to interested buyers. (f) Fox River water pollution. Under the Clean Water Act, sources of water pollution must meet water quality standards. The State of Wisconsin adopted a pollution discharge limit system for the Fox River that set the limit for each source, but also permitted sources to devise new discharge limits, by mutual agreement, so long as the total discharge did not rise. In principle, the system implements a market in transferable emissions allowances. In practice, however, the system has proved cumbersome. Sources hold five-year permits from the state, and trades may expire at the close of a permit cycle, impairing their use for reallocations that involve long- term investments in capital equipment. No allowances or credits are actually issued to sources; instead, each agreement between sources must be submitted for approval to the state agency. Parties must demonstrate to the state that they "need" to make : changes in their permits. Review by the agency can be complex and time-consuming. And there is no broker to help arrange trades. Thus, transaction costs are high and the market is sluggish. Agency review of proposed trades is necessitated, moreover, by the fact that agreements between sources can yield very low discharges of toxic substances in one local area and very high discharges of toxics in another, placing too great an ecological burden on the latter area. Hence the spectrum of possible trades is limited. (g) Dillon Reservoir water pollution. In the state of Colorado, economic growth was adding pollutants to the Dillon Reservoir, endangering drinking water supplies. Pollutants came from both point sources (e.g. factory discharge pipes) and nonpoint sources (e.g. runoff). The government issued annual discharge allowances to all sources. It then requires that sources may increase their discharges only if they acquire allowances from nonpoint sources, at a ratio of 2:1. That is, for each pound of discharges a source wishes to add, it must reduce discharges by two pounds from nonpoint sources. Because control of point sources is about seven times as expensive as control of nonpoint sources, the 2:1 trading ratio leaves dischargers considerable room for cost-saving trades. Thus, trading will both save costs and reduce pollution. Although the program is just getting under way, observers expect active trading and significant cost savings. (h) Other related programs. Transferable allowances and related systems are also being used in other environmental DRAFT 19 protection programs. Some truck and automobile manufacturers are being permitted to trade internally in different types of emissions. That is, a manufacturer is instructed to achieve total or average emissions for its fleet, but permitted flexibility to allocate those emissions among its vehicles. A similar program is being developed for trading between different pollutant gases (nitrogen oxides and particulates) emitted from truck engines. A trading program for reducing asbestos emissions has also been discussed. 3. The Fruits of Experience. U.S. experience with these and other trading systems has yielded several insights. They are summarized here. Creating a market. Trading systems work when a resource -- such as stock in a corporation, or available land for development, or the ability to emit a substance while keeping the environment healthy -- is in demand, and when the supply of the resource is finite. Thus, it is essential for a trading system to work that there be a limit, or "cap, on the total amount of. allowances. In an emissions trading system, this cap will be the total amount of pollution the government wants to allow, and it may change over time (say, as the government reduces the total amount of allowed pollution). In addition, it is essential that the market include participants with diverse interests in holding the allowances -- that is, some who will want to buy and some who will want to sell. Thus, emissions allowances should not be distributed only to the worst polluters; they should also be distributed to firms that historically have been "clean," and to firms for whom pollution reduction is inexpensive as well as firms for whom it is expensive. In the Administration acid rain bill described above, the system will include a large number of utility plants, with a wide spectrum of pollution reduction costs, so that a robust trading market develops. Preventing evasion. At the same time, trading systems will fail to achieve their overall environmental protection goals if pollution is permitted in the absence of allowances, or if the total amount of pollution is permitted to rise through the issuance of unrestricted allowances (as in the Los Angeles bubble). The agency supervising the trading system must maintain the integrity of the market for allowances, monitor to prevent cheating, and issue allowances according to the desired overall limit on pollution. Facilitating trades. In some systems, such as the lead phasedown described above, trading occurs easily. In others, the allowance holders are not sufficiently able to trade with each other. This may occur because each holder lacks information DRAFT 20 about other holders and cannot find or communicate with them. Government can facilitate trades by furnishing such information; by acting as a broker, arranging buyers and sellers; by acting as an auctioneer; or by creating a "bank" which buys and sells (or borrows and lends) allowances. The New Jersey TDR exchange for Pinelands development is a good example of such a bank. Monitoring trades. Some monitoring must occur lest participants in the market overstate their trades or the allowances they hold. Monitoring trades could be accomplished through reporting requirements, spot checks, or designated periods in which trading is conducted. Other markets, such as securities ("stock") markets, function well in the presence of careful government monitoring. But requiring trades to be submitted to regulators for prior approval, or requiring them to meet special criteria, may tend to discourage effective trading. Monitoring emissions. In addition, the government must monitor the emissions of pollutants to be sure that emitters do not understate their emissions. This task would be necessary whether or not a trading approach is employed. If monitoring emissions is infeasible, effective regulation -- whether implemented through a trading system or not -- is difficult. More than local significance. A trading system is most effective when the problem it is applied to has significance beyond local areas. That is, the resource being preserved (such as clean air or water) should be of at least regional significance. For example, trading works well in reducing air pollution dispersed over a wide area from numerous source points. The potential greenhouse effect is just such a regional issue. One problem encountered in some trading programs is that too many pollution allowances (and hence too much pollution) could be concentrated in one locality, or "hot spot"; if the pollution has direct toxic effects, this concentration could excessively endanger the local population. This type of danger, and attendant agency review, inhibited trading in the Fox River program. Even if such concentrations did occur in a trading system for greenhouse gases (and given the wide variety of gases, sources and sinks and their wide geographic distributions, such concentrations seem unlikely), "hot spots" are not generally a problem for the important greenhouse gases, because those gases may have global thermal effects but do not usually have local toxic effects. Moral issues. Some observers have criticized trading systems as "immoral licenses to pollute," because trading allows emitters to pay others for permits to allow their own emissions to grow. A system without trading, however, involves the same "license" to pollute within the same total target; trading only allows emissions to be reallocated within the overall limit. That is, nontransferable regulatory limits on pollution give DRAFT 21 polluters the very same "license" to pollute up to the regulated limit; trading does not change the overall limit. Moreover, if trading is effective at reducing pollution at less cost, then it is unclear what moral concern is applicable to the difference between a trading system and a non-trading system. The central concern should be which system better achieves desirable environmental protection at least cost. 21 Some critics have also argued that if a firm is able to achieve additional pollution reductions beyond regulated standards, those extra reductions should "benefit society" and should not be sold to another firm to raise the second firm's pollution level. First, such criticism is really directed at the government's initial standard: if less total pollution is desired, the standard may be tightened, but once the standard is set, further reductions are not legally obligated. Second, such criticism fails to note that firms only reduce pollution when given an incentive to do so (such as threat of punishment or promise of financial benefit). Trading, appropriately designed and monitored, provides the incentive -- the market for extra allowances -- to firms to reduce their emissions beyond the standard; simply setting a standard does not. It is only in a trading system (or a similar system of emissions charges) that the "extra" reduction is induced among firms who find it in their interest to do SO. 4. Potential Elective Use of Trading Among Nations. Just as trading is a useful tool for implementing domestic environmental policies, one or more nations could elect to participate in trading internationally, to meet global environmental protection goals. As with domestic trading, such a system would not be mandatory; only those wishing to participate need do SO. Such a trading system could provide the mechanism for international financial and technological assistance to nations who seek to grow economically, to preserve their forests, and to avoid the use of technologies that imply greenhouse gas emissions. An international agency and/or national governments would monitor the trades and perhaps facilitate them. Indeed, using trading systems to implement environmental protection is already a feature of the world economy. "Debt-for-nature" swaps are perhaps the best-known example. The Montreal Protocol on Substances Depleting the Ozone Layer contains "industrial rationalization" provisions allowing limited substance trading among the parties. And the concept of "trading" in the global 21 It is worth noting in this regard that, in comparison with a comprehensive approach, a single-pollutant approach is an even larger "license" because it begins by permitting unrestricted emissions of the as-yet-unregulated gases, which might increase even faster as industry shifts to systems producing them. DRAFT 22 climate context has been discussed in the RSWG as part of the topic discussion of "Economic (Market) Measures." CONCLUSION Addressing the potential problems of global climate change will require creative policy thinking. Attacking the causal factors of global climate change one at a time, pollutant- by-pollutant and source-by-source, could jeopardize sound environmental protection, squander scarce resources, and impose inequitable burdens and unreasonably uniform requirements on nations with diverse needs and capabilities. A "comprehensive" approach would avoid these problems while addressing the potentially serious environmental goals of global climate policy. In addition, nations may choose to implement environmental policy through various means. Some may choose to adopt uniform standards, or even dictate which technologies businesses must employ. Others may choose more flexible systems, such as transferable allowances. United States experience with: "emissions trading" and other transferable allowance systems suggests that they could be quite useful means of implementing global climate change policy. DRAFT 23 References and Suggestions for Further Reading Ackerman & Stewart, "Reforming Environmental Law," 37 Stan. L. Rev. 1333 (1985). Ackerman & Stewart, "Reforming Environmental Law: The Democratic Case for Market Incentives," 13 Colum. J. Envtl. L. 171 (1988). Assarsson [ or Levander ?], "The Importance of Greenhouse Gases other than Carbon Dioxide and Other Possible Differences Between Various Fuels," Swedish National Energy Administration (Heat & Electricity Production Div.) memorandum dated Sept. 14, 1989 presented to delegates of the OECD Group on Energy and Environment, Oct. 13, 1989. Dudek, "Marketable Instruments for Managing Global Atmospheric Problems," paper presented to the Annual Meeting of the Western Economics Assn., Vancouver, BC, July 7-11, 1987. Dudek, "Offsetting New CO2 Emissions: A First Rational Greenhouse Policy Step," paper presented at the Annual Meeting of the Western Economics Assn., Lake Tahoe, CA, June 18-22, 1989. Dudek & Palmisano, "Emissions Trading: Why is this Thoroughbred Hobbled?" 13 Colum. J. Envtl. L. 217 (1988). Grubb, "Alternative Approaches to International Agreements," in The Greenhouse Effect: Negotiating Targets, chapter 5 (Energy & Envtl. Programme, Royal Institute of Int'l Affairs, London, 1989) Hahn, "An Evaluation of Options for Reducing Hazardous Waste," 12 Harv. Envtl. L. Rev. 201 (1988). Hahn, "Economic Prescription for Environmental Problems: How the Patient Followed the Doctor's Orders," 3 J. Econ. Persp. 95 (1989). Hahn, "Marketable Permits: What's All the Fuss About?" 2 J. Pub. Policy 395 (1982). Hahn & Hester, "Marketable Permits: Lessons for Theory and Practice," 16 Ecol. L. Q. 361 (1989). DRAFT 24 Hahn & Hester, "Where Did All the Markets Go? An Analysis of EPA's Emissions Trading Program," 6 Yale J. Regulation 109 (1989). Hahn & Noll, "Barriers to Implementing Tradable Air Pollution Permits: Problems of Regulatory Interactions, 1 Yale J. Regulation 63 (1983). Hahn & Noll, "Designing a Market for Tradeable Emissions Permits," in Reform of Environmental Regulation (Magat ed. 1982). Hahn & Noll, "Implementing Tradeable Emission Permits, in Reforming Social Regulation: Alternative Public Policy Strategies (1982) Heffernan & Lave, "Adjusting to Greenhouse Effects: Exploring the Economic Costs to Rich and Poor Countries," paper presented at the Workshop on Energy and Environmental Modeling and Policy Analysis, MIT Center for Energy Policy Research (July-Aug. 1989). Jorgenson & Wilcoxen, "Environmental Regulation and U.S. Economic Growth," paper presented at the Workshop on Energy and. Environmental Modeling and Policy Analysis, MIT Center for Energy Policy Research (July-Aug. 1989). Kaya, "Impact of Carbon Dioxide Emission Control on GNP Growth: Interpretation of Proposed Scenarios," paper submitted to IPCC/RSWG, May 8, 1989. Lashof & Ahuja, "Relative Global Warming Potentials of Greenhouse Gas Emissions," paper submitted to Nature, as revised Dec. 6, 1989. Manne & Richels, "CO2 Emission Limits: An Economic Analysis for the USA, " paper presented at the Workshop on Energy and Environmental Modeling and Policy Analysis, MIT Center for Energy Policy Research (July-Aug. 1989). Nordhaus, "The Economics of the Greenhouse Effect, paper presented at the Workshop on Energy and Environmental Modeling and Policy Analysis, MIT Center for Energy Policy Research (July- Aug. 1989). Roberts, "Some Problems of Implementing Marketable Pollution Rights Schemes: The Case of the Clean Air Act," in Reform of Environmental Regulation (Magat ed. 1982). Stavins, "Harnessing Market Forces to Protect the Environment, 31 Environment 5 (1989). Stewart, "Controlling Environmental Risks Through Economic Incentives," 13 Colum. J. Envtl. L. 153 (1988). DRAFT 25 Stewart, "Economics, Environment, and the Limits of Legal Control, " 9 Harv. Envtl. L. Rev. 1 (1985). Swisher & Masters, "International Carbon Emission Offsets: A Tradeable Currency for Climate Protection Services, TEchnical Report No. 309, Civil Engineering Dept., Stanford Univ., Feb. 28, 1989. Tripp & Dudek, "Institutional Guidelines for Designing Successful Transferable Rights Programs," 6 Yale J. Regulation 369 (1989) U.S. Environmental Protection Agency, "Emission Trading Policy Statement," 51 Fed. Reg. 43,814 (1986). U.S. Environmental Protection Agency, "Protection of Stratospheric Ozone," 53 Fed. Reg. 30,566 (1988) (to be codified at 40 C.F.R. pt. 82) (Final Rule) (capping CFC production with marketable permits) ; 53 Fed. Reg. 30,604 (1988) (Advance Notice of Proposed Rulemaking) (proposing allocation of permits). Langer - Back from the gengetown walkthru An @ my disk Jim found good stuff @ Lib. of Cong. Thought your like to read this article. - -C2 DRAFT 26 Likely candidates for handouts at seminar: Dudek & Palmisano, Colum. J. Envtl. L. Hahn & Hester, Ecol. L. Q. Stavins, Environment Stewart, Colum. J. Envtl. L. : U.S.NEWS Enviro-cops on the prowl for polluters DARRYL HEIKES-USN&WR With halfhearted backing, a new corps of E-men probes the Energy Department and other environment foulers t was the FBI that drew the attention early one morning last June when 70 federal agents swarmed into Rocky Flats, a federal nuclear-weapons facility near Denver, and declared the place un- der criminal investigation. It is always the FBI that draws attention, it seems. But marching alongside the G-men were 17 agents from a special force of 48 criminal investigators whose specialty is bringing polluters to justice-the E-men of the Environmental Protection Agen- cy. The unit was set up seven years ago Chemical reaction. Federal agents train state investigators in environmental busts as an experiment and has since won the backing of many environmentalists. But for the E-men. Agents say tougher regu- the EPA persuaded their bosses to fund it has only a few ardent supporters with- lations have actually spawned large num- criminal investigators with the necessary in the EPA. bers of midnight dumpers, companies expertise to enforce the tougher laws. The The E-men may provide the kind of that cannot afford to dispose of wastes prosecutors did not want EPA techni- prosecutorial punch the Bush administra- properly. In Illinois, for instance, the cians but street-tough detectives who tion, busily trying to build its environmen- manager of an industrial plant was knew how to collect evidence, follow leads tal credentials, could use. In its first six caught dumping a 55-gallon drum of and make arrests. years, the force has won 385 indictments polychlorinated biphenyls, a suspected State side. The upstart E-men, with and 279 convictions, with about 100 cases carcinogen, at a forest preserve. He their law-and-order approach, made few still to be tried. Their targets have run the pleaded guilty. Larger companies are just friends at the EPA. Not all the agency's gamut from a Winchester, N.H., leather- as culpable. Last year, Ocean Spray leaders were convinced they should be in tanning company that illegally dumped Cranberries, Inc., pleaded guilty to spew- the law-enforcement business. The squad solvents and greases into the Ashuelot ing undertreated waste water into the grew slowly, from an initial 23 investiga- River to W.R. Grace & Company, which Nemasket River at Middleboro, Mass. tors to 48 by 1986. Fifteen more slots are was charged with making false statements Most cases begin with tips from troubled expected under the 1990 federal budget, about chemical solvents used at its Wo- employes, which means that the agents which still would mean just a handful of burn, Mass., plant and concealing the nearly always are dealing with crimes agents in each of the EPA's 10 regions. illegal dumping of chemicals that have already been com- To bridge the gap, the E-men have of- on nearby grounds. The com- mitted. There is not enough fered training to state law-enforcement pany pleaded guilty to one WALARDOUS manpower to put agents un- and environmental officers as well as to count and was fined $10,000. WASTE dercover, and there is nothing Drug Enforcement Administration and Lately, the targets have includ- simple in proving crimes the FBI agents. Bush's EPA administrator, ed the government itself. The * agents do learn about. Chemi- William Reilly, has promised that the raid on the Department of En- INVESTIGATIONS cals do not leave fingerprints; agency "will get tougher on enforcement, ergy's Rocky Flats, a joint illegal substances quickly which is the cornerstone of EPA's envi- EPA-FBI fraud investigation wash away or are absorbed by ronmental program. We expect to see focusing on the illegal dump- soil. When agents do find the even more activity in the future." ing and burning of hazardous wastes, was goods, they often must don oxygen masks It is not clear whether that means the E-men's most ambitious effort so far. and protective "moon suits" to collect even greater emphasis on enviro-cops' They have opened similar investigations samples of deadly substances. criminal investigations. There are still into the DOE's uranium-refining center The deployment of criminal investiga- plenty of officials around Washington at Fernald, Ohio, and at its West Valley tors to environmental cases has bucked a who think that the best environmental- nuclear-waste site near Buffalo, N.Y. And long tradition of punishing polluters with enforcement work is done through the more probes of once secretive DOE facili- hefty civil fines. Congress actually made EPA's civil inspectors or individual ties are soon to come. "It's no holds fouling the environment a crime when it states. Those arguments raise the stakes barred now," says Marty Wright, chief of passed the 1899 Rivers and Harbors Act, of high-profile cases like the Rocky Flats the EPA's National Enforcement Investi- but few prosecutors applied the act. Even investigation. The agents are betting that gations Center. "There's almost an open- a wave of tough environmental laws a new administration, one that has door policy for us." passed in the 1970s spurred only "haphaz- promised a crackdown on environmental Midnight dumpers. In a nation that pro- ard" environmental enforcement, accord- criminals, will back up its tough talk duces 265 million metric tons of hazard- ing to Judson Starr, former head of the with action that could turn attention to ous wastes a year, wastes that increasing- Justice Department's environmental en- the E-men for a change. ly are lacing rivers, creek beds, woods forcement unit. That changed in 1982, and fields, there is no shortage of work when Starr and colleagues at Justice and by Stephen J. Hedges U.S.NEWS & WORLD REPORT, Oct. 9, 1989 23 SCIENCE CLIMATOLOGY New Models Chill Some Predictions of Severely Overheated Earth By William Booth knowledge that they do not understand or even ature rises in half when the researchers change Washington Post Staff Writer recognize all the variables that affect their pre- the way raindrops are represented. THE WARMING WORLD dictions, thus compounding policy uncertainties. Of course, not all the climate modelers agree he most dire predictions about global "The things we can say with confidence, the with the lower estimates. One exception is James LONG-RANGE TEMPERATURE T warming are being toned down by many policy-makers are not interested in. And the Hansen of National Aeronautics and Space Ad- Variation of annual surface temperatures for the world. The shaded line experts, who now predict that tempera- things the policy-makers are interested in, we ministration's Goddard Institute for Space shows long-term trends. The planet has warmed on average by almost 1 tures and sea levels in the next century will not don't know with much confidence," said Jerry Studies in New York. Hansen said he thinks his degree Fahrenheit. rise as dramatically as once feared. Mahiman, director of NOAA's Geophysical Fluid model and the observed temperature record are 1.0 While climate researchers tend to agree that Dynamics Laboratory at Princeton University. still in keeping with a greater future increase in 0.8 our grandchildren will inherit a warmer world, 1989 "Modelers have been thrust into the limelight temperatures. At the meeting at the National many scientists are now betting on an average 0.6 way too soon," said Richard Cooper, an econo- Academy of Sciences, Hansen stated again that warming of only 3 or 4 degrees Fahrenheit by mist from Harvard University. They don't have he thinks warming associated with increased 0.4 the middle of the next century, the low end of a models today you can build public policy on." greenhouse gases has already begun and that the 0.2 range that prognosticators once put as high as 9 The frustration was evident at a meeting Earth will warm by more than 4 degrees on av- degrees. °F 0.0 Cooper and Mahlman attended last week at the erage in the next century. A rise in sea level, one of the most feared con- National Academy of Sciences, where an expert All the modelers stress how uncertain the -0.2 sequences of global warming, also is expected to panel was grappling with the policy implications forecasts are. "People are hedging," Washington -0.4 be far less drastic than previously thought, large- of global warming. After a long afternoon, during said. "You get put into a defensive position, be- ly because of the surprising observation that the -0.6 which the invited scientists displayed graphs cause everyone wants the lower estimates." polar ice sheets are not melting, but growing in with past and future temperatures bouncing up Given all the uncertainities, what is known for -0.8 size. According to Mark Meier of the Institute of and down like rubber balls, they were finally sure? It is agreed that carbon dioxide has in- -1.0 Arctic and Alpine Research at the University of begged to put aside the carefully hedged fore- creased over the last 100 years. Since 1958, 1860 1880 1900 1920 1940 1960 1980 2000 Colorado, the consensus now is that sea level will casts and simply make a "best guess." While the when accurate surveys were begun, carbon di- rise by about a foot in the next century, rather SOURCE: United Kingdom Meteorological Office ranges of guesses varied, the favorite seemed to oxide has increased from 316 parts per million than the three feet that had been suggested in be a 4-degree increase by the middle of the next Photocopy-Preservation parts of air to 353 parts per million today, an 11 CREENHOUSE GAS previous studies. century, when concentrations of carbon dioxide percent increase. This accumulation is attributed But even if the revised forecast is correct, Carbon dioxide concentrations monitored at Mauna Loa, Hawaii. gas-which contributes to the "greenhouse ef- primarily to the burning of fossil fuels, of which there would be major effects, the scientists The gas traps heat close to the Earth's surface. fect"-are expected to double. the United States is the largest user. warn. A one-foot rise in sea level would inundate CARBON DIOXIDE (PARTS PER MILLION) One reason many researchers are shying away The basic phenomena of the greenhouse effect some shorelines, moving the water's edge inland 355 from the worst-case scenarios so popular a year are also agreed upon. It has been operating for by hundreds or thousands of feet. And a global 350 ago has to do with climate record itself. While millions of years and is one reason Earth is as 345 warming of only a few degrees might upset com- researchers argue that the oldest records are warm as it is. In the last few months, the green- 340 munities of plants and animals that have devel- highly suspect, in general they agree that tem- house effect was actually measured for the first 335 oped over millennia. Weather patterns also could peratures have risen over the past 100 years by time by University of Chicago researchers who 330 change, meaning more frequent droughts and about 1 degree. But there are tremendous ar- 325 used satellites to measure the radiation coming severe storms. 320 guments over whether or not this increase is due into the atmosphere and bouncing back out to 315 Yet along with the new forecasts are indica- to an accumulation of greenhouse gases such as space. 310 tions that not all changes will be bad. Some re- carbon dioxide and methane, which trap heat So it is almost universally agreed that Earth searchers have begun to stress that a warmer, close to Earth. Instead it may be the result of probably will warm as carbon dioxide and other 1958 '60 '62 '64 '66 '68'70 '72 '74 '76 '78 '80 '82 '84 '86 '88 wetter world might be welcome in some regions. some other climatic cycle unrelated to human greenhouse gases accumulate. How much it SOURCE: Charles Keeling, Scripps Institution of Oceanography "It is an interesting point that people ought to activity. But whatever its cause, the tempera- warms is the question. Richard Lindzen, one of think about more. By and large, there are pos- ture record is more consistent with a rise of 4 the most outspoken critics of current projec- THE GREENHOUSE EFFECT itive effects. More wheat in the Ukraine. Thin- degrees, rather than 9 degrees, by the middle of tions, conceded at last week's meeting that tem- Sunlight (mostly short waves) ner ice in Arctic. Better winters in Moscow. But the next century. peratures probably will rise, but not by much. penetrates Earth's Heat (long waves) at the same time, you're building up a bigger "The new runs do favor the lower estimate," The Massachusetts Institute of Technology pro- atmosphere and is radiates up from time bomb that is becoming harder and harder to said Warren Washington of the National Center fessor said he thinks that the planet will respond absorbed at surface the surface but is dismantle," said John Perry, staff director of the and stored for Atmospheric Research, who is another top to the buildup of greenhouse gases by producing largely absorbed Board of Atmospheric Sciences and Climate at as heat. climate modeler. "negative feedbacks," such as high, dry clouds, by greenhouse the National Research Council. Two of the most recent climate simulations, that will lift warmed air from the ground toward gas molecules, Perry points to a recent study by the climate heating the done by the National Center for Atmospheric the upper atmosphere where its heat will radiate office of National Oceanic and Atmospheric Ad- atmosphere. Research in Boulder, Colo., and the Geophysical into space, counteracting a warming trend. ministration (NOAA) that concluded that a Fluid Dynamics Lab in Princeton, suggest slight- But researchers tend to think that while Han- slightly warmer, wetter world would increase ly lower temperature increases, according to the sen's projections may be too hot, Lindzen's are food production, enhance forest growth and en- scientists who run them. definitely too cold. large water supplies. An obvious drawback was Both models showed uneven warming in the Researchers say it may take another decade that billions of dollars would have to be spent Northern and Southern hemispheres. In one run, or more to settle the issues. At present, the protecting coastal areas from rising seas. the region around the Southern Ocean that sur- most common response by government officials The great uncertainty in predicting global rounds Antarctica did not warm at all. The model and scientists has been a call for more research warming and its effects is making life difficult for showed it cooling, thanks to improved simula- and a push to reduce emissions of carbon dioxide government policy-makers. The computer mod- tions of how the ocean currents circulate and by increasing energy efficiency-a painless rem- els upon which all forecasts are based are gen- mix. Another world-class model, run by the Unit- edy that would provide benefits regardless of. erated by a small group of scientists who ac- ed Kingdom Meteorological Office, cuts temper- future temperatures. ATMOSPHERE All the News That's Fit to Print VOL.CXXXIX No. 48,083 Copyright © 1989 The New York Times Skeptics Are Challenging Dire 'Greenhouse' Views By WILLIAM K. STEVENS As governments try to come to theory is valid in general, there grips with what is widely depicted are too many uncertainties about as a potentially catastrophic its future effects. warming of the Earth's surface, Both of the other factions dissenting scientists are challeng those who believe global warming ing what they see as unneces to be a clear and definite threat sarily gloomy predictions. and those who say there is likely The skeptics contend that fore- to be no significant warming casts of global warming are appear to be in a minority. Au- flawed and overstated and that thorities on weather and climate the future might even hold no sig- can be found in all three groups. nificant warming at all. Some say Much of the dissenters' criti- that if the warming is modest, as cism is aimed at computerized they believe likely, it could bring mathematical models of the world climate on which fore Split Forecast casts of global warming are largely based. The critics also cite Dissent on Global Warming data on past climatic trends, and A special report. they say the theory of greenhouse warming has not yet been fully explored. benefits like longer growing sea- "It's not that we have a bad sons in temperate zones, more theory," said Reid A. Bryson of rain in dry areas and an enrich- the University of Wisconsin, a ment of crops and plant life. leading climate theorist. "It's In any case, they argue, it would that we have an incomplete be a mistake to take drastic and theory with a lot of bad science costly steps to limit emissions of Pr. being done." carbon dioxide and other gases on that trap the sun's heat in the Forecast and Its Basis earth's atmosphere until more is Most of the dissenters' asser- known about the problem. These tions are being challenged in turn "greenhouse" gases are building by scientists who adhere to the B up as a result of human activity, better-known view of global especially the burning of fossil warming. This view holds that in- I fuels. creasing concentrations of green- Most Have No Firm Position house gases are likely to cause the average temperature of the Exactly how many scientists air at the Earth's surface to in- H are involved in serious climatic crease by three to eight degrees research is unclear, but experts in Fahrenheit some time in the next I₁ the field say it includes fewer than century, from the current global 300 climatologists, meteorolo- average level of 57 degrees. That gists, geophysicists and people in amount of increase is generally related fields. Many of them, per- accepted by a number of national haps the majority, have not taken and international scientific W. a firm position in the debate; they ing say that while the greenhouse Continued on Page B12, Column 3 Pre: to said Photocopy-Preservation THE NEW YORK TIMES NATIONAL WEDNESDAY, DECEMBER 13, 1989 Skeptics Challenge Forecasts of Global Warming Continued From Page AI A Diversity of Views groups that have sought consensi the Issue, including various panels of Although many scientists have predicted dire consequences from global warming, skeptics the National Academy of Sciences, contend that such views are flawed and overstated. The forecast is based largely on what the forecustors see as the Inherent scientific logic of the greenhouse theory and on the computerized simu- lations of the future atmosphere. The forecasters expect the warming to rulse sea levels, through the expansion of warming water and the melting of Ice around the world; to change the cll- mate of the globe, and to disrupt weath- er, human society and balances among plants and animals. Both the dissenters and those who call for action have been pressing their arguments In Washington as the Bush Administration grapples with pres- sures to reduce the burning of fossil luels like coal and oll, which are the main source of human-produced at- mospheric carbon dioxide. Current forecasts of global warming "are so Inaccurate and fraught with uncertainty as to be useless to policy- makers,' Richard S. Lindzen of the Massachusetts of Institute of Tech- nology and Jerome Namias of the Scripps Institution Oceanography in La James E. Hansen Jolla, Callf., wrote In a letter to Presi- Goddard Institute for Space Studies' dent Bush In late September. The two authorities on meteorology are both Helped propel the issue to the forefront last year by members of the National Academy of testifying before Congress that global warming was under way. Sciences. Their warning was one of several cautionary pleas now coming forth in the aftermath of months of speeches, Robert D. Cess writings and testimony to Congress by State University of scientists and environmentalists who New York Stony urge prompt countermeasures. Some Bropk. Important officials in the Administra- tion, Including John H. Sununu, the "Common physical White House chief of staff, have also sense tells us some- urged caution until further research Is thing is going to be performed. The New York Times/Rick Prindman happening" to the Richard S. Lindzen world's climate be- Arguments and Evidence Massachusetts Institute of Technology cause of the green- Current forecasts of global warming house effect, he Computer Models' "are so inaccurate and fraught with says, but argues Accuracy Debated uncertainty as to be useless to policy that current models makers." cannot be used to predict global Some of the dissenters, Including Dr. The New York Times/Michael Shavel Lindzen, say the scientific uncertainty warming. could be reduced through a decade or less of Intensive research, perhaps In model experts say they could "also, through complex set of feedback have not done well at matching the cll- three to five years. They counsel slightly. There is evidence of the same against drastic action to cut fossil-fuel mechanisms, Increase the warming. matic trends on the scale of a century. pattern in China and Australia, Mr. emissions until then. Clouds are poorly simulated In all the In the last century, according to some Karl said. He said the reasons are un- studies of temperature records, the "The expense is patently obvlous," models, most climatologists agree. A clear, although Increasing cloudiness average global temperature has risen said one of the most outspoken skep- team at the United Kingdom Metcoro- appears to have contributed to It in this tics, Patrick Michaels, a professor of logical Office In England reported In by about one degree. Simulations by country. some models show that It should have environmental sciences at the Univer- September that by representing clouds "If nature is declaring hor green- risen by about twice that much. sity of Virginia and a former president more realistically, its model had ro. house with relative rise In the night- of the American Meteorological Soci- duced the projection of expected To the dissenters, this gap casts time rather than the daytime,' sold Dr. ety. "If the policy is going to be that ex- warming from about nine degrees to doubt on the models' crodibility. To Michaels, "then the severity of the some environmental scientists It shows pensive, the science should be much about five. The British model has usu. problem is drastically reduced." In the opposite. "We should be flabber- less murky than is now,' he said. ally produced the highest estimates. fact, he said, warmer nights In temper- gasted that the models can come that Other scientists have long acknowl- The findings have been cited by the ata regions would lengthen growing close, given the uncertainties, said Dr. edged the uncertainties of global skeptics as evidence that they are seasons. M Oppenhelmer of the Environmental warming predictions, but argue that probably right in their contention that This could especially benefit north- Defense Fund, a research and ad- they will not be eliminated in time for the warming has been overstated. But em regions, in the Northern Heml- John F. B. Mitchell, the chief scientist vocacy organization. The dispute on effective action to be taken. sphere, some acientists believe, and on the Brittish project, said the result this point is muddled by the variations "My feeling. is that the uncertainty southern regions In the Southern. Some will always remain," said Syukuro In temperature profiles for past dec- did not mean that the group was cut- say, In fact, that countries like the ades that emerge from different stud- Manabe of the National Oceanic and ting its forecast In half. Soviet Union and Canada might well So Tittle is known about the charac- ics. Some studies suggest little or no Atmospheric Administra Geo: benefit from even a high degree of physical Fluid Dynamics Laboratory teristics of clouds; he said, warming over the last century, depend- warming. at Princeton University, a leading this latest simulation cannot be taken ing on the data and methods used. and this has occasioned argument. climatologist. Dr. Manabe's laboratory as realistic. Rather, he sald, the result Russians Predict Benefits runs one of the major mathematical essentially illustrates our uncertain- Two Soviet scientists, M. I. Budyko models of the global climate on which ty" and underscores a serious lack of Positive Views and S. Sedunov, have said In a paper attempts to forecast future warming data on how clouds behave. Without that Increased rainfall over all the con- are mostly based. "We have to make better data, he sald, "we cah go on Some See Benefits tinents,:along with the "fertilizer" ef- decisions based on uncertain Informa- doing numerical experiments un we're feet on plants of carbon dioxide, "will tion," he said. "I don't think we have blue In the face and we won't reduce any other choice." In Warmer Earth considerably enhance" plant produc- the uncertainties." tivity, Increase harvests, make large In view of the uncertainty, some Oceans' Moderating Effects barron territories suitable for agricul- scientists favor taking actions that Few scientists believe greenhouse ture and permit the expansion of crops would bring major benefits In their The models have only recontly begun warming can now be detected amid the in other regions. own right, like Increasing energy effi- to reflect the enormous capacity of the oceans to absorb heat, a factor that normal swings of climate. But If It can, But Dr. Woodwell of the Woods Hole clency and pressing the development of scientists believe will slow down global says Dr. Michaels, the evidence might ulternative power sources. Institute argues that global warming warming substantially. Scientists be emerging from data collected by a would produce even more atmospheric The Theory's Backers studying model at the National Con- team headed by Thomas Karl, a cli- carbon dioxide by speeding the decay mate-change analyst at the Govern- Among those who oppose dissenters tor for Atmospheric Research In Boul- of organic matter and accelerating the like Dr. Bryson, Dr. Lindzen, Dr. der, Colo., recently completed a simu- ment's climatic duta center at Ashe- respiration of plants. This new source ville, N.C. Namins and Dr. Michaels are, for OX- lation that Included the ocean's Influ- of carbon dioxide, he believes, would ample, James E. Hanson of the God- ence. It resulted warming of nearly Studies there found that since the more than offset the amount absorbed dard Institute for Space Studies In New three degrees when carbon dioxide In mid-1950's, nighttime temperatures In by plants In photosynthosis. It could York City; Michael Oppenholmer, a the atmosphere doubled, as against much of the United States have risen In easily exceed the amount from fossil- senior scientist with the the Environ- about seven degrees In an earller fall, summer and winter, while day. fuel burning, he says, and cause the mental Defense Fund; Goorge M. model run. time temperatures have dropped planet to warm up even more. Woodwell, director of the Woods Hole This was also seen by some dissent- Research Center, and Stephen H. ers and Government officials as a one- Schnelder of the National Center for half reduction In the models' warming Atmospheric Research. estimates, but Warren Washington, one Dr. Hansen helped propel the Issue of of the chiefs of the Boulder experiment, global warming to the forefront last sald that was a misinterpretation. The year when, at the height of the 1988 modeling exercise was not fully played heat wave and drought, he testified be- out because of lack of computer access, fore Congress that global warming and the simulation was carried only 30 caused by Increasing concentrations of years Into the future, he sald. If It had greenhouse gases was already under continued to the point where full effects way. were felt, he sald, the warming would The climate models that draw much have been substantially larger. of the dissenters' criticism are mathe- matical equations. that simulate the physical workings of the atmosphere. Models and Measurements Scientists can Insert any set of condi- tions they like given concentration of greenhouse gases, for instance Both Sides Claim and a computer calculates how the cll- mate would change, including changes Support in Data In the average global temperatu Global warming theorists maintain To some scientists who $00 them- that a relatively small increase in the selves as neither dissenters nor back- temperature can have major conse- ors of specific warming predictions, quences, For example, they point out, the uncertainties are perplexing and the average temperature since the end frustrating. of the last Ice age has increased by nine "Common physical sense tells us degrees. something is going to be happening' to But the computer models "are seri- the world's climate because of the ously exaggerating the warming by at greenhouse effect, said Robert D. Cess, least two to threefold," said Hugh W. a professor of atmospheric sciences at Ellsaesser, a meteorologist at Law. the State University of New York at rence Livermore Laboratory In Call- Stony Brook, who heads an Interna- fornia who retired in 1086. He has been tional group that assesses the models. working on the question of global But he sold the group's conclusion, warming since 1972. soon to be published, is that "we don't know what those models are doing." lie said the models "as presently formu- Complicating Factors lated" cannot be used to predict future global warming, and that "whether Clouds and Oceans they can ever be used for that purpose is problematical." Poorly Understood Dr. Hansen defends the models, pointing out that even as they have be- come more sophisticated, their conclu- All the models, sold Dr. Lindzen, con- sions about global warming have gon. tain flaws that "could easily reduce the erally remained within the range pro- predictions for warming to well under dicted In the 1970's. Somo defenders of the models say they doubt that another Photocopy-Preservation a degree" centigrade, or 1.8 dogrees Fahrenhelt. Not least among the flaws, decade of refinements would substan- he and others say, is that the models tially alter the range. fall to properly reflect the climatic ef- Defenders also say the models have fects of water vapor and clouds, which validated themselves by successfully can each overwhelm the effect of the simulating the waxing and waning of greenhouse gases. Ice ages, present-day varia- Skeptics say that clouds might well lions and the workings of the almos- reduce the warming by reflecting:sun- pheres of Venus and Mars. light back Into space, but some.of, the But the critics say that the models