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Originally Processed With FOIA(s): FOIA Number: S S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Speechwriting, White House Office of Series: Speech File Backup Files Subseries: Chron File, 1989-1993 OA/ID Number: 13785 Folder ID Number: 13785-008 Folder Title: Chicago Mercantile Exchange 12/10/91 [OA 8331] [2] Stack: Row: Section: Shelf: Position: G 26 22 1 3 CHICAGO MERCANTILE EXCHANGE Minimum Performance Bond Requirements and Contract Specifications Revised November 26, 1991 NOTES: Contract specification information for all products follow performance bond requirement information. For additional general information, call the CME Clearing House at (312) 930-3170 For Options and SPAN information, call (312) 648-3888 For margin changes, call a recorded message at (312) 930-8201 THIS DOCUMENT IS BASED ON INFORMATION THAT MAY CHANGE WITHOUT NOTICE. PLEASE CONSULT THE CME OR YOUR BROKER IF YOU HAVE QUESTIONS. THIS DOCUMENT SHALL IN NO WAY BE CONSTRUED AS BEING THE OFFICIAL RULES OF THE CME. CHICAGO MERCANTILE EXCHANGE TM SPAN Minimum Performance Bond Requirements (SPAN refers to Standard Portfolio Analysis of Risk margining system) CONTRACT SPECIFICATIONS NOW FOLLOW PERFORMANCE BOND REQUIREMENTS Revised November 26, 1991 Changes since last revision (September 10, 1991): Changes to SPAN initial and maintenance performance bonds for Deutsche Mark, Japanese Yen, Swiss Franc, BP/DM XRate, DM/JY XRate, and DM/SF XRates, effective close of business November 26, 1991. Changes to SPAN initial and maintenance performance bonds for calendar spreads for Feeder Cattle, Live Cattle, Live Hog, Pork Bellies and Broiler Chicken futures, effective close of business November 26, 1991. Changes to inter- commodity spreads for BP vs. SF, DM vs. SF, JY VS. AD and JY vs. SF, effective close of business November 26, 1991. Addition of allowable spread between S&P 500 vs. Nikkei 225, effective December 9, 1991. Changes to volatility scan range for Pork Bellies, Feeder Cattle, Deutsche Mark, Swiss Franc and Eurodollar. LEGEND I - refers to Initial Performance Bond M - refers to Maintenance Performance Bond S - refers to Speculative Positions H - refers to Hedged Positions MEM - refers to CME Members CBOE - refers to Chicago Board Options Exchange members PAGE 1 Agricultural Futures - SPAN Performance Bond Requirements (Exchange Minimums) OUTRIGHTS OUTRIGHTS- INTRA-COMMODITY INTRA-COMMODITY ALLOWABLE INTER-COMMODITY DELIVERY MONTH SPREADS SPREADS-DEL MONTH SPREADS COMMODITY SPEC H/MEM SPEC H/MEM SPEC H/MEM SPEC H/MEM SPEC H/MEM Initial Maint. I & M LIVE I $700 $500 I $980 $700 I $140 $100 I $420 $300 LC vs. PB* $1,400 $1,000 $1,000 CATTLE M $500 $500 M $700 $700 M $100 $100 M $300 $300 LC vs. FC** $420 $300 $300 LC vs. LH** $700 $500 $500 LC vs. BR ** $560 $400 $400 FEEDER I $700 $500 Same as Non-Delivery I $140 $100 MARKET CATTLE M $500 $500 Month M $100 $100 FC vs. LH** $700 $500 $500 FC vs. LC** $420 $300 $300 LIVE I $560 $400 I $840 $600 I $140 $100 I $420 $300 HOGS M $400 $400 M $600 $600 M $100 $100 M $300 $300 LH vs. PB* $840 $600 $600 LH vs. LC** $700 $500 $500 LH vs. FC** $700 $500 $500 LH vs. BR ** $560 $400 $400 old/new: old/old: PORK I $1,120 $800 I $2,800 $2,000 I $1,260 $900 I $1,260 $900 PB vs. LH* $840 $600 $600 BELLIES M $800 $800 M $2,000 $2,000 M $900 $900 M $900 $900 PB vs. LC* $1,400 $1,000 $1,000 old/old & new/new: PB vs. BR* $1,400 $1,000 $1,000 I $140 $100 M $100 $100 BROILER I $560 $400 Same as Non-Delivery I $140 $100 MARKET CHICKENS M $400 $400 Month M $100 $100 BR vs. LH** $560 $400 $400 BR vs. LC** $560 $400 $400 BR vs. PB* $1,400 $1,000 $1,000 Forest Product Futures - SPAN Performance Bond Requirements (Exchange Minimums) RANDOM SPEC H/MEM SPEC H/MEM SPEC H/MEM SPEC H/MEM LENGTH - $ $1,200 $800 I $1,350 $900 I $600 $400 I $1,350 $900 N/A LUMBER M $800 $800 M $900 $900 M $400 $400 M $900 $900 NOTE: For Agricultural & Forest products, Delivery month performance * Inter-commodity spreads are not allowed when either contract is in the delivery month. bonds become effective close of business on the first delivery date ** If either contract is in the delivery month, the performance bond will be (see contract specifications) the higher of the two non-spread delivery month performance bonds. For allowable Inter-Exchange Spreads, see Page 7. Revised November 26, 1991 Page 2 Currency Futures - SPAN Performance Bond Requirements (Exchange Minimums) OUTRIGHTS OUTRIGHTS- INTRA- INTRA-COMMODITY ALLOWABLE INTER-COMMODITY DEL. MONTH COMMODITY SPREADS DELIVERY SPREADS COMMODITY SPEC H/MEM SPREADS MONTH SPEC H/MEM Initial Maint. I & M AUSTRALIAN I $1,013 $750 Same as Non-Delivery MARKET Same as Non-Delivery AD vs. BP $1,688 $1,250 $1,250 DOLLAR M $750 $750 Month Month AD vs. CD $1,350 $1,000 $1,000 AD vs. DM $1,688 $1,250 $1,250 AD vs. JY $1,215 $900 $900 AD vs. SF $1,350 $1,000 $1,000 BRITISH I $2,430 $1,800 Same as Non-Delivery MARKET Same as Non-Delivery BP vs. AD $1,688 $1,250 $1,250 POUND M $1,800 $1,800 Month Month BP vs. CD $2,025 $1,500 $1,500 BP vs. DM $1,148 $850 $850 BP vs. JY $1,688 $1,250 $1,250 BP vs. SF $810 $600 $600 CANADIAN I $540 $ 400 Same as Non-Delivery MARKET Same as Non-Delivery CD vs. AD $1,350 $1,000 $1,000 DOLLAR M $ 400 $ 400 Month Month CD vs. BP $2,025 $1,500 $1,500 CD vs. DM $1,688 $1,250 $1,250 CD vs. JY $2,025 $1,500 $1,500 CD vs. SF $2,025 $1,500 $1,500 DEUTSCHE I $1,350 $1,000 Same as Non-Delivery MARKET Same as Non-Delivery DM vs. AD $1,688 $1,250 $1,250 MARK M $1,000 $1,000 Month Month DM vs. BP $1,148 $850 $850 DM vs. CD $1,688 $1,250 $1,250 DM vs. JY $1,688 $1,250 $1,250 DM vs. SF $675 $500 $500 JAPANESE I $1,350 $1,000 Same as Non-Delivery MARKET Same as Non-Delivery JY vs. AD $1,215 $900 $900 YEN M $1,000 $1,000 Month Month JY vs. BP $1,688 $1,250 $1,250 JY vs. CD $2,025 $1,500 $1,500 JY vs. DM $1,688 $1,250 $1,250 JY VS. SF $1,215 $900 $900 SWISS I $1,755 $1,300 Same as Non-Delivery MARKET Same as Non-Delivery SF vs. AD $1,350 $1,000 $1,000 FRANC M $1,300 $1,300 Month Month SF vs. BP $810 $600 $600 SF vs. CD $2,025 $1,500 $1,500 SF vs. DM $675 $500 $500 SF vs. JY $1,215 $900 $900 Revised November 26, 1991 Page 3 Currency Cross-Rate Futures - SPAN Performance Bond Requirements (Exchange Minimums) OUTRIGHTS OUTRIGHTS- INTRA- INTRA-COMMODITY ALLOWABLE INTER-COMMODITY DEL. MONTH COMMODITY SPREADS DELIVERY SPREADS NOTES COMMODITY SPEC H/MEM SPREADS MONTH SPEC H/MEM Initial Maint. I & M British Pound/ I $1,013 $750 Same as Non-Delivery MARKET Same as Non-Delivery MS XRATE vs. DM * $1,620 $1,200 $1,200 Deutsche Mark M $750 $750 Month Month MS XRATE VS. BP $1,620 $1,200 $1,200 Currency Cross-Rate MS XRATE vs. JM XRATE * $2,025 $1,500 $1,500 MS XRATE vs. FM XRATE * $1,350 $1,000 $1,000 MS XRATE vs. DM-BP Spread # $1,080 $800 $800 Ratio - 1:1:1 MS XRATE vs. DM-BP Spread # $675 $500 $500 Ratio: See notes below Deutsche Mark/ I $1,350 $1,000 Same as Non-Delivery MARKET Same as Non-Delivery JM XRATE vs. JY * $2,025 $1,500 $1,500 Japanese Yen M $1,000 $1,000 Month Month JM XRATE vs. DM $1,620 $1,200 $1,200 Currency Cross-Rate JM XRATE vs. MS XRATE * $2,025 $1,500 $1,500 JM XRATE vs. FM XRATE $1,890 $1,400 $1,400 JM XRATE vs. JY-DM Spread # $675 $500 $500 Ratio - 1:1:1 JM XRATE vs. JY-DM Spread # $1,080 $800 $800 Ratio: See notes below Deutsche Mark/ I $675 $500 Same as Non-Delivery MARKET Same as Non-Delivery FM XRATE vs. SF * $1,755 $1,300 $1,300 Swiss Franc M $500 $500 Month Month FM XRATE vs. DM $1,620 $1,200 $1,200 Currency Cross-Rate FM XRATE vs. MS XRATE * $1,350 $1,000 $1,000 FM XRATE vs. JM XRATE $1,890 $1,400 $1,400 FM XRATE vs. SF-DM Spread # $405 $300 $300 Ratio - 1:1:1 FM XRATE vs. SF-DM Spread # $675 $500 $500 Ratio: See notes below ADDITIONAL NOTES: * Long vs. Long or Short vs. Short The Clearing House will recognize 3-legged intercommodity spreads in # 3-Legged Spreads ratios designed to estimate the appropriate arbitrage relationships. They are based on current market conditions and will change as the value of the component contracts flutuate. For currently recognized ratios and additional information contact the Clearing House at (312) 648-3888. Revised November 26, 1991 Page 4 Interest Rate Futures - SPAN Performance Bond Requirements (Exchange Minimums) OUTRIGHTS OUTRIGHTS INTRA-COMMODITY INTRA-COMMODITY ALLOWABLE INTER- DEL. MONTH SPREADS SPREADS-DELIVERY COMMODITY SPREADS COMMODITY SPEC H/MEM SPEC H/MEM MONTH SPEC H/MEM Initial Maint. I&) M If one/both legs in months: EURODOLLAR I $540 $400 Same as Non-Delivery SPEC H/MEM Same as Non-Delivery ED VS. TB $270 $200 $200 TIME DEPOSIT M $400 $400 Month 1-6 I $270 $200 Month ED VS. EM $270 $200 $200 M $200 $200 7-16 Mkt Mkt 13-WEEK U.S. I $540 $400 Same as Non-Delivery I $203 $150 Same as Non-Delivery TB VS. ED $270 $200 $200 TREASURY BILLS M $400 $400 Month M $150 $150 Month TB vs. EM $270 $200 $200 ONE-MONTH I $540 $400 Same as Non-Delivery I $270 $200 Same as Non-Delivery EM VS. TB $270 $200 $200 LIBOR M $400 $400 Month M $200 $200 Month EM VS. ED $270 $200 $200 Stock Index Futures - SPAN Performance Bond Requirements (Exchange Minimums) SPEC H/MEM SPEC H/MEM/CBOE SPEC H/MEM/CBOE Initial Maint. I & M STANDARD & I $22,000 $9,000 Same as Non-Delivery I $490 $200 Same as Non-Delivery SP VS. NK* $7,350 $3,000 $3,000 POOR'S 500 M $9,000 $9,000 Month M $200 $200 Month NIKKEI 225 I $18,000 $12,000 Same as Non-Delivery I $300 $200 Same as Non-Delivery NK VS. SP* $7,350 $3,000 $3,000 STOCK AVERAGE M $12,000 $12,000 Month M $200 $200 Month For allowable Inter-Exchange Spreads, see Page 7. Revised November 26, 1991 Page 5 * S&P 500 vs. Nikkei 225 spread performance bond effective December 9, 1991. Options - SPAN Short Option Minimums SPAN SPAN Short SPAN SPAN Short SPAN SPAN Short OPTION/SIZE Option Minimum OPTION/SIZE Option Minimum OPTION/SIZE Option Minimum Australian $ Refer to Daily $ 19 Eurodollar Refer to Daily $ 10 Live Cattle Refer to Daily $ 13 Options-One SPAN risk arrays Options-One SPAN risk arrays Options-One SPAN risk arrays AD Futures generated by ED Futures generated by Live Cattle generated by Contract the CME. Contract the CME. Futures Contract the CME. British Pound Refer to Daily $ 45 Treasury Refer to Daily $ 10 Feeder Cattle Refer to Daily $ 13 Options-One BP SPAN risk arrays Bill Options SPAN risk arrays Options-One SPAN risk arrays Futures Contract generated by One T-Bill generated by Feeder Cattle generated by the CME. Futures Contract the CME. Futures Contract the CME. Canadian $ Refer to Daily $ 10 One-Month Refer to Daily $ 10 Live Hog Refer to Daily $ 10 Options-One SPAN risk arrays Libor Options SPAN risk arrays Options-One SPAN risk arrays CD Futures generated by One Libor generated by Live Hog generated by Contract the CME. Futures Contract the CME. Futures Contract the CME. Deutsche Mark Refer to Daily $ 25 British Pound/ Refer to Daily $ 19 Frozen Pork Refer to Daily $ 20 Options-One SPAN risk arrays Deutsche Mark SPAN risk arrays Bellies Options SPAN risk arrays DM Futures generated by Cross-Rate Options-- generated by One Pork Bellies generated by Contract the CME. One MS Cross the CME. Futures Contract the CME. Japanese Yen Refer to Daily $ 25 Futures Contract Broiler Chickens Refer to Daily $ 10 Options-One SPAN risk arrays Deutsche Mark/ Refer to Daily $ 25 Options--One SPAN risk arrays JY Futures generated by Japanese Yen SPAN risk arrays Broiler Chicken generated by Contract the CME. Cross-Rate Options-- generated by Futures Contract the CME. Swiss Franc Refer to Daily $ 33 One JM Cross the CME. Random Length Refer to Daily $ 20 Options-One SPAN risk arrays Futures Contract Lumber Options SPAN risk arrays SF Futures generated by Deutsche Mark/ Refer to Daily $ 13 One Lumber generated by Contract the CME. Swiss Franc SPAN risk arrays Futures Contract the CME. S&P Options Refer to Daily $100 Cross-Rate Options-- generated by One S&P 500 SPAN risk arrays One FM Cross the CME. Futures generated by Futures Contract Contract the CME. Nikkei Options Refer to Daily $100 One Nikkei 225 SPAN risk arrays Futures generated by Contract the CME. SEE PAGE 7 FOR NOTES AND INTER-EXCHANGE SPREADS See Clearing House Manual of Operations for additional information on options margining. For additional option information call (312) 648-3888 Revised November 26, 1991 Page 6 NOTES TO SPAN MINIMUM PERFORMANCE BOND REQUIREMENTS I. INTER-EXCHANGE SPREADS Speculative H/Mem Speculative H/Mem I M /M/CBOE CME FUTURES VS. FUTURES ON OTHER EXCHANGES: I M I&M CME S&P 500 FUTURES & OPTIONS VS. OCC Cleared Non-Equity Index Options: Live Cattle vs MidAm Cattle; Live Hogs vs MidAm Hogs (1:2) 280 200 200 vs. AMEX XMI-Major Market Index $7,350 $3,000 $3,000 90-Day.T-Bill vs. CBOT T-Bond (30 Year) 540 400 400 S & P 500 VS. AMEX XII-Institutional Index $7,350 $3,000 $3,000 S & P 500 vs KCBOT Value Line 7,350 3,000 3,000 VS. CBOE OEX-S&P 100 Index $7,350 $3,000 $3,000 Futures vs. CBOE SPX, SPL-S&P 500 Index $7,350 $3,000 $3,000 CME NIKKEI 225 FUTURES & OPTIONS VS. FUTURES ON OTHER EXCHANGES: vs. CBOE NSX-S&P 500 Index $7,350 $3,000 $3,000 Nikkei 225 Futures & Options vs. SIMEX Nikkei Futures $9,000 $6,000 $6,000 & Options vs. CBOE OLX-S&P 100 Index $7,350 $3,000 $3,000 Nikkei 225 Futures & Options vs. OSE Nikkei Futures $9,000 $6,000 $6,000 vs. CBOE LSX-S&P 500 Index $7,350 $3,000 $3,000 NOTE: vs. NYSE NYA-NYSE Index $7,350 $3,000 $3,000 The above Options/Futures ratio spreads must be on a 1 to 1 futures equivalent basis. vs. PHLX XVL-Value Line Index $7,350 $3,000 $3,000 Holders of CME Nikkei Futures & Options vs. Amex Nikkei 225 Warrants qualify for hedge rates vs. PSE FNC-Financial News Com. $7,350 $3,000 $3,000 NOTE: SPAN The above Options and Futures vs. Options on Other Exchanges ratio spreads must be on a OPTIONS IMPLIED weighted (5:1) futures equivalent basis. Contact the Options Unit for details on calculation VOLATILITY SCAN RANGE of spreads. Commodity Scan Range LC .015 SCHEDULE OF SPAN INTER-COMMODITY SPREAD CREDIT PRIORITIES FC .030 LH .020 CURRENCIES Credit INTEREST RATES Credit PB .020 Priority Spread Rate Priority Spread Rate BR .030 INITIAL/MAINTENANCE RATIO 1 *SP/NK 86 1 TB/ED .75 LB .020 AGRICULTURAL 1.4 2 BP/SF .81 2 ED/EM 75 AD .010 FOREST PRODUCTS 1.5 3 DM/SF .78 3 TB/EM .75 BP .010 CURRENCIES 1.35 4 BP/DM .70 CD .010 INTEREST RATES 1.35 5 JY/SF .61 DM .010 S & P 2.45 6 BP/JY .55 AGRICULTURAL Credit JY .010 NIKKEI 1.5 7 BP/MS .53 Priority Spread Rate SF 010 8 AD/BP .51 1 LC/FC 70 SP .020 9 AD/SF .51 2 LC/BR .56 ED .003 10 AD/JY .49 3 LH/PB .50 TB .003 11 DM/JM 40 4 LH/BR .50 EM .003 12 DM/JY .38 5 LC/LH 44 NK 030 13 BP/CD 32 6 LH/FC .44 MS 010 14 AD/DM .29 7 LC/PB 23 JM 010 15 DM/FM 20 8 PB/BR .17 FM 010 16 AD/CD .13 17 CD/SF 12 THIS DOCUMENT IS BASED ON INFORMATION THAT MAY CHANGE WITHOUT NOTICE. 18 CD/DM .11 PLEASE CONSULT THE CME OR YOUR BROKER IF YOU HAVE QUESTIONS. 19 JM/FM .07 THIS DOCUMENT SHALL IN NO WAY BE CONSTRUED AS BEING THE OFFICIAL RULES 20 CD/JY .07 OF THE CME. * spread effective 12/09/91 Revised November 26, 1921 Page 7 CHICAGO MERCANTILE EXCHANGE Contract Specifications MINIMUM PERFORMANCE BOND REQUIREMENTS NOW PRECEDE THE CONTRACT SPECIFICATIONS Note: There were changes made to the Nikkei Daily Price Limits effective October 7, 1991; See page 16 for new limits. See pages 13-15 for Options Contract Specifications Revised November 26, 1991 PAGE 8 Agricultural Futures Contract Specifications MINIMUM COMMODITY/ CODES FLUCTUATION LAST DAY OF 1st DELIVERY SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING ** DATE ** Live 9:05 Feb, Apr, Jun 48 LC 2 1/2 C /100 lb. 1 1/2 C /lb. Bus. day prior 4th business day Cattle 1:00 Aug, Oct, Dec ($4.00/pt.) (150 pt.) to last 5 bus. following 1st Fri 40,000 lbs. (12:00) ($10.00) ($600) days of contract of contract month Feeder 9:05 Jan, Mar, Apr 62 FC 2 1/2 c /100 lb. 1 1/2 C /lb. Last Thurs. Cash Settled the day Cattle 1:00 May, Aug, Sep ($4.40/pt.) (150 pt.) of contract following the last 44,000 lbs. (12:00) Oct, Nov ($11.00) ($660) month day of trading Live Hogs 9:10 Feb, Apr, Jun 54 LH 2 1/2 C /100 lb. 1 1/2 C /lb. Bus. day prior 2nd business day 40,000 lbs. 1:00 Jul, Aug, Oct ($4.00/pt.) (150 pt.) to last 5 bus. following 1st Fri (12:00) Dec ($10.00) ($600) days of contract of contract month Pork 9:10 Feb, Mar, May 56 PB 2 1/2 C /100 lb. 2 c /lb. Bus. day prior 1st bus. day Bellies 1:00 Jul, Aug ($4.00/pt.) (200 pt.) to last 5 bus. of contract month 40,000 lbs. (12:00) ($10.00) ($800) days of contract Broiler 9:10 Feb, Apr, May BR BR 2 1/2 c /100 lb. 2 c /lb. Second to last Cash Settled the day Chickens 1:00 Jun, Jul, Aug ($4.00/pt.) (200 pt.) Fri of contract following the last 40,000 lbs. (12:00) Oct, Dec ($10.00) ($800) month day of trading Forest Product Futures Contract Specifications Random Length 9:00 Jan, Mar, May 69 LB 10 c /thous $5 /thous board ft. Bus day prior Any bus. day after Lumber 1:05 Jul, Sep, Nov board ft. (500 pt.) to 16th cal. last day of trading, 160,000 board feet (12:05) ($1.60/pt) ($800) day up to and including ($16) No Limit Spot Month last business day of contract month. Contract Specifications for less active contracts may not necessarily be included in this summary. SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 9 Currency Contract Specifications MINIMUM COMMODITY/ CODES FLUCTUATION LAST DAY OF 1st DELIVERY SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING** DATE Australian 7:20 Jan, Mar, Apr AD AD .0001 OPENING LIMIT 2nd Bus Day 3rd Dollar 2:00 Jun, Jul, Sep (1 pt) BETWEEN before 3rd Wed 100,000 (9:16) Oct, Dec & ($10.00/pt) 7:20 AM-7:35 AM Wed Spot Month ($10.00) 150 POINTS British 7:20 Jan, Mar, Apr BP BP .0002 OPENING LIMIT 2nd Bus Day 3rd Pound 2:00 Jun, Jul, Sep (2 pt) BETWEEN before 3rd Wed 62,500 (9:16) Oct, Dec & ($6.25/pt) 7:20 AM-7:35 AM Wed Spot Month ($12.50) 400 POINTS Canadian 7:20 Jan, Mar, Apr C1 CD .0001 OPENING LIMIT 2nd Bus Day 3rd Dollar 2:00 Jun, Jul, Sep (1 pt) BETWEEN before 3rd Wed 100,000 (9:16) Oct, Dec & ($10.00/pt) 7:20 AM-7:35 AM Wed Spot Month ($10.00) 100 POINTS Deutsche 7:20 Jan, Mar, Apr D1 DM .0001 OPENING LIMIT 2nd Bus Day 3rd Mark 2:00 Jun, Jul, Sep (1 pt) BETWEEN before 3rd Wed 125,000 (9:16) Oct, Dec & ($12.50/pt) 7:20 AM-7:35 AM Wed Spot Month ($12.50) 150 POINTS Japanese 7:20 Jan, Mar, Apr J1 JY .000001 OPENING LIMIT 2nd Bus Day 3rd Yen 2:00 Jun, Jul, Sep (1 pt) BETWEEN before 3rd Wed 12,500,000 (9:16) Oct, Dec & ($12.50/pt) 7:20 AM-7:35 AM Wed Spot Month ($12.50) 150 POINTS Swiss 7:20 Jan, Mar, Apr E1 SF .0001 OPENING LIMIT 2nd Bus Day 3rd Franc 2:00 Jun, Jul, Sep (1 pt) BETWEEN before 3rd Wed 125,000 (9:16) Oct, Dec & ($12.50/pt) 7:20 AM-7:35 AM Wed Spot Month ($12.50) 150 POINTS SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 10 Currency Cross-Rate Contract Specifications MINIMUM COMMODITY/ CODES FLUCTUATION LAST DAY OF 1st DELIVERY SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING** DATE British Pound/ 7:20 Mar, Jun, Sep MS MS .0005 OPENING LIMIT 2nd Fri Cash Deutsche Mark 2:00 Dec (5 pt) BETWEEN before 3rd Settled $50,000 X BP/DM XRATE (2:00) ($5.00/pt) 7:20 AM-7:35 AM Wed ($25.00) 500 POINTS Deutsche Mark/ 7:20 Mar, Jun, Sep JM JM .0002 OPENING LIMIT 2nd Fri Cash Japanese Yen 2:00 Dec (2 pt) BETWEEN before 3rd Settled $125,000 X DM/JY XRATE (2:00) ($12.50/pt) 7:20 AM-7:35 AM Wed ($25.00) 150 POINTS Deutsche Mark/ 7:20 Mar, Jun, Sep FM FM .0002 OPENING LIMIT 2nd Fri Cash Swiss Franc 2:00 Dec (2 pt) BETWEEN before 3rd Settled $125,000 X DM/SF XRATE (2:00) ($12.50/pt) 7:20 AM-7:35 AM Wed ($25.00) 150 POINTS SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 11 Interest Rate Futures Contract Specifications COMMODITY/ CODES MIN. FLUCTUATION LAST DAY OF 1st DELIVERY SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING** DATE Eurodollar Time 7:20 Mar, Jun, Sep ED ED .01 (1 basis pt) 2nd London bus Cash Settled Deposit 2:00 Dec & spot ($25/pt) NO day before 3rd last day $1,000,000 (9:30) month ($25.00) LIMIT Wed of trading 13-Week U.S. 7:20 Mar, Jun, Sep T1 TB .01 (1 basis pt) 1st bus day 1st day Treasury Bills 2:00 Dec ($25/pt) NO prior to of issue $1,000,000 (10:00) ($25.00) LIMIT delivery date *** One-Month LIBOR 7:20 Spot month plus EM EM .01 (1 basis pt) 2nd London bus Cash Settled $3,000,000 2:00 next 5 calendar ($25/pt) NO day before 3rd last day (9:30) months ($25.00) LIMIT Wed of trading Stock Index Futures Contract Specifications COMMODITY/ CODES MIN. FLUCTUATION LAST DAY OF 1st DELIVERY SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING* DATE Standard & 8:30 Mar, Jun, Sep SP SP .05 Limits in place Thurs 3rd Fri Poor's 500 3:15 Dec (5 pt) See Pages prior to $500 X S&P's (3:15) ($5/pt) 17 20 3rd Fri Cash 500 Stock Index ($25.00) Settled Nikkei 225 Stock 8:00 Mar, Jun, Sep NK NK 5 See table on Bus day preceding 2nd Fri Average 3:15 Dec ($5/pt) Page 16 2nd Friday of contract $5 X Nikkei (3:15) ($25.00) month Cash Settled Stock Index NOTE: Nikkei Spot Month trades without limits on the last day of contract month. SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 12 Options Contract Specifications CODES MIN FLUCTUATION LAST DAY OF STRIKE PRICE OPTION/SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING INTERVALS Australian $ 7:20 Mar, Jun, Sep AD/KA Calls .0001 = 1 pt. Option ceases 2nd Friday $/AD** Options-One 2:00 Dec and JA Puts ($10.00/pt) trading when prior to 3rd $.01 intervals AD Futures (2:00) Serial Month ($10.00) corresponding Wed of e.g. $.76, $.77 Contract Options + cab = $5.00 future locks limit contract mo. British Pound 7:20 Mar, Jun, Sep BP/CP Calls .0002 = 2 pts. Option ceases 2nd Friday $/BP Options-One BP 2:00 Dec and PP Puts ($6.25/pt) trading when prior to 3rd $.025 intervals Futures Contract (2:00) Serial Month ($12.50) corresponding Wed of e.g.$1.600,$1.625 Options + cab = $6.25 future locks limit contract mo. Canadian $ 7:20 Mar, Jun, Sep C1/CV Calls .0001 = 1 pt. Option ceases 2nd Friday $/CD Options-One 2:00 Dec and PV Puts ($10.00/pt) trading when prior to 3rd $.005 intervals CD Futures (2:00) Serial Month ($10.00) corresponding Wed of e.g. $.800,$.805 Contract Options + cab = $5.00 future locks limit contract mo. Deutsche Mark 7:20 Mar, Jun, Sep DI/CM Calls .0001 = 1 pt. Option ceases 2nd Friday $ / DM ** Options-One 2:00 Dec and PM Puts ($12.50/pt) trading when prior to 3rd $.01 intervals DM Futures (2:00) Serial Month ($12.50) corresponding Wed of e.g. $.63, $.64 Contract Options + cab = $6.25 future locks limit contract mo. Japanese Yen 7:20 Mar, Jun, Sep J1/CJ Calls .000001 = 1pt. Option ceases 2nd Friday $ / JY ** Options-One 2:00 Dec and PJ Puts ($12.50/pt) trading when prior to 3rd $.0001 intervals JY Futures (2:00) Serial Month ($12.50) corresponding Wed of e.g.$.0072,$.0071 Contract Options + cab = $6.25 future locks limit contract mo. Swiss Franc 7:20 Mar, Jun, Sep EI/CF Calls .0001 = 1 pt. Option ceases 2nd Friday $ / SF ** Options-One 2:00 Dec and PF Puts ($12.50/pt) trading when prior to 3rd $.01 intervals SF Futures (2:00) Serial Month ($12.50) corresponding Wed of e.g. $.72, $.73 Contract Options + cab = $6.25 future locks limit contract mo. S&P Options 8:30 Mar, Jun, Sep SP/CS Calls .05 = 5 pts. All S&P options Bus day prior See note ++ One S&P 500 3:15 Dec and PS Puts ($5.00/pt) series close to 3rd Fri +++ (Page 16) Futures (3:15) Serial Month ($25.00) when S&P futures Contract Options + cab = $12.50 lock limit Serial-3rd Fri Nikkei Options 8:00 Mar, Jun, Sep NK/KN Calls 5 = 5 pts. Bus day prior 500 point One Nikkei 225 3:15 Dec and JN Puts ($5.00/pt) NO to 2rd Fri +++ intervals Futures (3:15) Serial Month ($25.00) LIMIT Serial-Bus day e.g. 23,000, 23,500 Contract Options + cab = $12.50 prior to 3rd Sat SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 13 Fonedditional option information call (312) 648-3888 Option Contract Specifications CODES MIN FLUCTUATION LAST DAY OF STRIKE PRICE OPTION/SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING ** INTERVALS Eurodollar 7:20 Mar, Jun, Sep ED/CE Calls .01 = 1 pt. NO 2nd London bus day IMM Index for ED Options-One 2:00 Dec PE Puts ($25.00/pt) LIMIT before 3rd Wed of Futures .25 intervals ED Futures (9:30) ($25.00) contract month+++ e.g. 92.00, 92.25 Contract cab = $12.50 Treasury 7:20 Mar, Jun, Sep T1/CQ Calls .01 = 1 pt. Fri which is at IMM Index for TB Bill Options 2:00 Dec PQ Puts ($25.00/pt) NO least 6 bus days Futures .25 intervals One T-Bill (2:00) ($25.00) LIMIT prior to 1st bus e.g. 92.50, 92.75 Futures Contract cab = $12.50 day of contract mo One-Month LIBOR 7:20 Mar, Jun, Sep, EM/EM Calls .01 = 1 pt. 2nd London bus day IMM Index for EM Options 2:00 Dec and EM Puts ($25.00/pt) NO before 3rd Wed of Futures .25 intervals One EM Futures (9:30) Serial Month ($25.00) LIMIT contract month+++ e.g. 92.25, 92.50 Contract Options+ cab = $12.50 British Pound/ 7:20 Mar, Jun, Sep MS/MS Calls .0005 = 5 pt. Option ceases 2nd Friday IMM BP/DM XRATE Deutsche Mark Options 2:00 Dec and MS Puts ($5.00/pt) trading when prior to 3rd at intervals of .025 One MS Futures (2:00) Serial Month ($25.00) corresponding Wed of e.g. 2.9250, 2.9500 Contract Options + cab = $12.50 futures locks limit contract mo. Deutsche Mark/ 7:20 Mar, Jun, Sep JM/JM Calls .0002 = 2 pt. Option ceases 2nd Friday IMM DM/JY XRATE Japanese Yen Options 2:00 Dec and JM Puts ($12.50/pt) trading when prior to 3rd at intervals of .01 One JM Futures (2:00) Serial Month ($25.00) corresponding Wed of e.g. 0.8500, 0.8600 Contract Options + cab = $12.50 futures locks limit contract mo. Deutsche Mark/ 7:20 Mar, Jun, Sep FM/FM Calls .0002 = 2 pt. Option ceases 2nd Friday IMM DM/SF XRATE Swiss Franc Options 2:00 Dec and FM Puts ($12.50/pt) trading when prior to 3rd at intervals of .01 One FM Futures (2:00) Serial Month ($25.00) corresponding Wed of e.g. 0.8200, 0.8300 Contract Options + cab = $12.50 futures locks limit contract mo. For additional option information call (312) 648-3888 SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 14 Option Contract Specifications CODES MIN FLUCTUATION LAST DAY OF STRIKE PRICE OPTION/SIZE HOURS* MONTHS CLR / TICK IN PRICE LIMIT TRADING ** INTERVALS Live Cattle 9:05 Feb, Apr, Jun 48/CK Calls 2 1/2 C/100 lbs 1st Fri of the cents/pound Options-One 1:00 Aug, Oct, Dec PK Puts ($4.00/pt) NO delivery month of $0.02 intervals Live Cattle (1:00) ($10.00) LIMIT the underlying futures e.g. $0.76, $0.78 Futures Contract cab = $5.00 contract Feeder Cattle 9:05 Jan, Mar, Apr 62/KF Calls 2 1/2 C/100 lbs Last Thurs of cents/pound Options-One 1:00 May, Aug, Sep JF Puts ($4.40/pt) NO contract month+++ $0.02 intervals Feeder Cattle (12:00) Oct, Nov ($11.00) LIMIT e.g. $0.88, $0.90 Futures Contract cab = $5.50 Live Hog 9:10 Feb, Apr, Jun 54/CH Calls 2 1/2 c/100 lbs 1st Fri of the cents/pound Options-One 1:00 Jul, Aug, Oct PH Puts ($4.00/pt) NO delivery month of $0.02 intervals Live Hog (1:00) Dec ($10.00) LIMIT the underlying futures e.g. $0.48, $0.50 Futures Contract cab = $5.00 contract Frozen Pork 9:10 Feb, Mar, May 56/KP Calls 2 1/2 c/100 lbs Last Friday that is cents/pound Belly Options 1:00 Jul, Aug, Nov JP Puts ($4.00/pt) NO more than 3 bus days $0.02 intervals One Pork Belly (1:00) ($10.00) LIMIT prior to 1st bus day e.g. $0.60, $0.62 Futures Contract cab = $5.00 of delivery month Broiler Chickens 9:10 Feb, Apr, May BR/BR Calls 2 1/2 c/100 lbs Second to last Friday cents/pound Options-One 1:00 Jun, Jul, Aug BR Puts ($4.00/pt) NO of the contract month $0.02 intervals Broiler Chicken (12:00) Oct, Dec ($10.00) LIMIT (or prior business day e.g. $0.60, $0.62 Futures Contract cab = $5.00 if a holiday) +++ Random Length 9:00 Jan, Mar, May 69/KL Calls 10 C/thous brd ft Last Friday prior $ / thous bd. ft. Lumber Options 1:05 Jul, Sep, Nov JL Puts ($1.60/pt) NO to delivery month $5.00 intervals One Lumber (1:05) ($16) LIMIT e.g. $160, $165 Futures Contract cab = $8.00 For additional option information call (312) 648-3888 SEE PAGE 16 FOR NOTES. Revised November 26, 1991 Page 15 NOTES TO CONTRACT SPECIFICATIONS Times in parentheses indicate close on last day of trading (Central Time). Please note that pursuant to Rule 3902.F the Eurodollar contract will close on the last day of trading at 3:30 London Time. This is 9:30 a.m. Chicago time except when Daylight Savings time is in effect in either, but not both London or Chicago. See special provisions of contract in Rulebook. The first delivery day (issue date) shall be the first day of the spot month on which a 13-week Treasury bill is issued and a one-year Treasury bill has thirteen (13) weeks remaining to maturity. + For options that expire in months other than those in the March quarterly cycle, ie. serial month options, the underlying futures contract is the next futures contract in the March quarterly cycle. ++ In the third and fourth nearest contract month in the S&P March quarterly cycle, the exercise prices shall be an integer divisible by 10. In all other months, the exercise prices will be an integer divisible by 5. +++ There will be automatic exercise and cash settlement of One-Month LIBOR, Feeder Cattle, Broiler Chickens, and quarterly in-the-money contracts in S&P 500, Nikkei 225, and Eurodollar options on settlement day. NIKKEI DAILY PRICE LIMITS Daily Limit MUTUAL OFFSET SYSTEM - FUTURES ONLY Lead Month Settlement (Index Points) The Mutual Offset System (MOS) is the facility by which CME firms can have trades Less than 20,000.00 1000.00 executed on the Singapore International Monetary Exchange (SIMEX) and transferred More than 20,000.00 but less than 30,000.00 1500.00 back to the CME as new or liquidating trades. Similarly, SIMEX firms can have More than 30,000.00 2000.00 trades executed on the CME and transferred back to the SIMEX as new or liquidating trades. Mutual offset commodities for FUTURES ONLY are shown below: 1. Eurodollar 3. Japanese Yen 2. Deutsche Mark 4. British Pound 1991 HOLIDAY EARLY CLOSING SCHEDULE FOR CURRENCY, INTEREST RATE AND AGRICULTURAL PRODUCTS: The following list indicates the days on which currency, interest rate and agricultural products will close at 12:00 noon through the end of 1991: Monday, January 21, 1991 Martin Luther King Day Friday, August 30, 1991 Labor Day Friday, November 29, 1991 Post-Thanksgiving Friday, Feburary 15, 1991 President's Day Monday, October 14, 1991 Columbus Day Tuesday, December 24, 1991 Christmas Eve Thursday, March 28, 1991 Good Friday Monday, November 11, 1991 Veteran's Day Tuesday, December 31, 1991 New Year's Eve Friday, May 24, 1991 Memorial Day Wednesday, November 27, 1991 Thanksgiving Eve THIS DOCUMENT IS BASED ON INFORMATION THAT MAY CHANGE WITHOUT NOTICE. PLEASE CONSULT THE CME OR YOUR BROKER IF YOU HAVE QUESTIONS. THIS DOCUMENT SHALL IN NO WAY BE CONSTRUED AS BEING THE OFFICIAL RULES OF THE CME. Revised November 26, 1991 Page 16 CHICAGO MERCANTILE SPECIAL EXCHANGE EXECUTIVE REPORT S-2328 December 17, 1990 APPROVAL OF NEW S&P 500 CIRCUIT BREAKER RULES The CFTC approved changes to S&P 500 Stock Price Index futures Rule 4002 I. - DAILY PRICE LIMIT (circuit breaker rule), and S&P 500 Stock Price Index futures options Rule 4101.A. - CONTRACT MONTHS, TRADING HOURS, AND TRADING HALTS, on Wednesday, December 12, 1990. These rules were implemented effective Thursday, December 13, 1990. The effect of the rule changes is to reduce the current 30 index point maximum daily limit to 20 index points. The proposed rule keeps the current 5 point up or down opening limit and the 12 point down limit in effect. There will be a two-minute trading halt if the primary futures contract is limit offered 12 points down at the end of the thirty-minute period. After this two-minute halt, the market would reopen with the 20 point limit in effect. The proposed rule would also keep provisions for trading halts in the futures and options when trading halts are declared in the corresponding cash markets. Trading in the futures and futures options markets would halt, and the futures markets would not reopen until 50% of the S&P 500 stocks (selected by capitalization weights) had reopened. The new rules are set forth below, with additions underscored and deletions bracketed: 4002. FUTURES CALL - I. Daily Price Limit [For a period of 180 days from [actual date of Commission approval to be inserted here], the date of Commission approval, Rule 4002.I. shall read as follows:] Daily price limits and trading halts of the S&P 500 Stock Price Index futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets. CME Contract Specifications - November 26, 1991 Page 17 S-2328 December 17, 1990 Page 2 There shall be an initial daily price limit of 12.00 index points below the previous day's settlement price. Once the primary futures contract is limit offered, a 30-minute period shall commence after which the 12.00 point limit shall not apply. In no case shall the 12.00 point limit apply after 2:30 p.m. Chicago time. If the primary futures contract is limit offered at the 12.00 index points limit at the end of the 30-minute period or at 2:30 p.m. Chicago time, trading shall terminate for a period of two minutes, at which time the market shall reopen. The 12-point Initial Daily Price Limit shall not apply to such reopening. [There shall be an intermediate daily price limit of 20.00 index points below the previous day's settlement price. Once the primary futures contract is limit offered, a 60 minute period shall commence after which the 20.00 point limit shall not apply. However, if the 20.00 index point limit goes into effect after 1:30 p.m. Chicago time, it shall remain in effect for the remainder of the trading day.] If at any time the primary futures contract is limit offered at the initial [or intermediate] daily price limit and there is a trading halt declared in the primary securities market, trading shall be halted in the futures contract and shall not resume until at least 50 percent of the underlying S&P 500 stocks (selected according to capitalization weights) reopen. Upon reopening after such a trading halt, the total daily price limit of [30.00] 20.00 index points shall apply, superseding the initial [and intermediate] daily price limit[s]. There shall be a total daily price limit of [30.00] 20.00 index points below the previous day's settlement price. If the market is limit offered and there is a one-hour trading halt declared in the primary security market, trading shall be halted. Once trading in the primary security market resumes after a one-hour trading halt, trading on the S&P 500 Stock Price Index futures contract shall resume only after 50 percent of the underlying S&P 500 stocks (selected according to capitalization weights) reopen. Upon reopening after a one-hour trading halt, prices may not trade beyond the [30.00] 20.00 index point limit. CME Contract Specifications . November 26, 1991 Page 18 S-2328 December 17, 1990 Page 3 If the market is limit offered and there is a two-hour trading halt declared in the primary security market, trading shall be halted. Once trading in the primary security market resumes after a two-hour trading halt, trading on the S&P 500 Stock Price Index futures contract shall resume only after 50 percent of the underlying S&P 500 stocks (selected according to capitalization weights) reopen, except that there shall be no trading at a price more than [30.00] 20.00 index points below the previous day's settlement price. There shall be no trading at a price more than [30.00] 20.00 index points above the previous day's settlement price. If a one-hour trading halt occurs within 30 minutes of the normal close of trading that day, the S&P 500 Stock Price Index futures contract shall not reopen that day. If a one-hour trading halt occurs more than 30 minutes but less than 60 minutes before the normal close of trading that day, the S&P Price Limit Committee, after consultation with the Executive Committee, shall determine whether an abbreviated reopening of the S&P 500 Stock Price Index futures contract shall be allowed in order to settle the futures contracts to market forces. In the event of such a reopening, there shall be no trading at a price more than [30.00] 20.00 index points below the previous day's settlement price. If a two-hour trading halt occurs within 60 minutes of the normal close of trading that day, the S&P 500 Stock Price Index futures contract shall not reopen that day. If a two-hour trading halt occurs more than 60 minutes but less than 120 minutes before the normal close of trading that day, the S&P Price Limit Committee, after consultation with the Executive Committee, shall determine whether an abbreviated reopening of the S&P 500 Stock Price Index futures contract shall be allowed in order to settle the futures contract to market forces. In the event of such a reopening, there shall be no trading at a price more than [30.00] 20.00 index points below the previous day's settlement price. CME Contract Specifications - November 26, 1991 Page 19 S-2328 December 17, 1990 Page 4 4101. OPTION CHARACTERISTICS. - A. Contract Months, Trading Hours, and Trading Halts Options contracts shall be listed for such contract months and scheduled for trading during such hours, except as indicated below, as may be determined by the Board of Governors, subject to the requirement that all such determinations be submitted to the Commodity Futures Trading Commission in accordance with the provisions of Section 5a (12) of the Commodity Exchange Act and all Commission regulations thereunder. There shall be no trading in any option contract when the S&P 500 Stock Price Index primary futures contract is limit bid or offered: 1) at its Opening Price Limit, 2) at its Initial Daily Price Limit, [3) at its Intermediate Daily Price Limit,] or [4]3) at its Total Daily Price Limit, except that provision 2,] 3[7 and 4] shall not apply on an option's last day of trading. There shall be no trading in any option contract during a period when trading in the primary futures contract is terminated pursuant to Rule 4002.I. or 4002.J. For purposes of this rule, the primary futures contracts shall be defined as the futures contract trading in the lead-month configuration in the pit. For purposes of this rule, the S&P Price Limit Committee shall have the responsibility of determining whether the primary futures contract is trading at its limit. If you have any questions, please contact Mr. Todd Petzel, Senior Vice President and Chief Economist, Financial Research Department, at (312) 930-4580; Mr. Mark Jackson, Senior Research Analyst, Financial Research Department, at (312) 930- 4581; or Ms. Mary Foster, Manager, Equity Index Marketing, Equity Index Product Department, at (312) 930-8549. CME Contract Specifications - November 26, 1991 Page 20 LAST TRADING DAY/DELIVERY DAY SUMMARY FOR 1991 (These dates are subject to change.) JAN 91 FEB 91 MAR 91 APR 91 MAY 91 JUN 91 JUL 91 AUG 91 SEP 91 OCT 91 NOV 91 DEC 91 LIVE CATTLE LAST DAY OF TRADING FEB 21 APR 23 JUN 21 AUG 23 OCT 24 DEC 20 DELIVERY DAY/VALUE DAY FEB 7 APR 11 JUN 13 AUG 8 OCT 10 DEC 12 FEEDER CATTLE LAST DAY OF TRADING JAN 31 MAR 28 APR 25 MAY 23 AUG 29 SEP 26 OCT 31 NOV 21 DELIVERY DAY/VALUE DAY FEB 1 APR 1 APR 26 MAY 24 AUG 30 SEP 27 NOV 1 NOV 22 LIVE HOGS LAST DAY OF TRADING FEB 21 APR 23 JUN 21 JUL 24 AUG 23 OCT 24 DEC 20 DELIVERY DAY/VALUE DAY FEB 5 APR 9 JUN 11 JUL 9 AUG 6 OCT 8 DEC 10 PORK BELLIES LAST DAY OF TRADING FEB 21 MAR 21 MAY 23 JUL 24 AUG 23 DELIVERY DAY/VALUE DAY FEB 1 MAR 1 MAY 1 JUL 1 AUG 1 BROILER CHICKEN LAST DAY OF TRADING APR 19 MAY 24 JUN 21 JUL 19 AUG 23 OCT 18 DEC 20 DELIVERY DAY/VALUE DAY APR 22 MAY 28 JUN 24 JUL 22 AUG 26 OCT 21 DEC 23 LUMBER LAST DAY OF TRADING JAN 15 MAR 15 MAY 15 JUL 15 SEP 13 NOV 15 DELIVERY DAY/VALUE DAY JAN 16 MAR 18 MAY 16 JUL 16 SEP 16 NOV 18 CURRENCY LAST DAY OF TRADING JUN 07 SEP 06 DEC 06 CROSS-RATES DELIVERY DAY/VALUE DAY JUN 07 SEP 06 DEC 06 CURRENCIES LAST DAY OF TRADING JAN 14 FEB 15 MAR 18 APR 15 MAY 13 JUN 17 JUL 15 AUG 19 SEP 16 OCT 11 NOV 18 DEC 16 (SF,AD,DM, DELIVERY DAY/VALUE DAY JAN 16 FEB 20 MAR 20 APR 17 MAY 15 JUN 19 JUL 17 AUG 21 SEP 18 OCT 16 NOV 20 DEC 18 CD,BP,JY) EURODOLLAR LAST DAY OF TRADING JAN 14 FEB 15 MAR 18 APR 15 MAY 13 JUN 17 JUL 15 AUG 19 SEP 16 OCT 14 NOV 18 DEC 16 DELIVERY DAY/VALUE DAY JAN 14 FEB 15 MAR 18 APR 15 MAY 13 JUN 17 JUL 15 AUG 19 SEP 16 OCT 14 NOV 18 DEC 16 1-MO. LIBOR LAST DAY OF TRADING JAN 14 FEB 15 MAR 18 APR 15 MAY 13 JUN 17 JUL 15 AUG 19 SEP 16 OCT 14 NOV 18 DEC 16 DELIVERY DAY/VALUE DAY JAN 14 FEB 15 MAR 18 APR 15 MAY 13 JUN 17 JUL 15 AUG 19 SEP 16 OCT 14 NOV 18 DEC 16 T-BILLS LAST DAY OF TRADING MAR 06 JUN 26 SEP 18 DEC 11 DELIVERY DAY/VALUE DAY MAR 07 JUN 27 SEP 19 DEC 12 DELIVERABLE JUN 6 '91 SEP 26 '91 DEC 19 '91 MAR 12 '92 S&P 500 LAST DAY OF TRADING MAR 14 JUN 20 SEP 19 DEC 19 DELIVERY DAY/VALUE DAY MAR 15 JUN 21 SEP 20 DEC 20 NIKKEI 225 LAST DAY OF TRADING MAR 7 JUN 13 SEP 12 DEC 12 DELIVERY DAY/VALUE DAY MAR 8 JUN 14 SEP 13 DEC 13 Revised November 26, 1991 Page 21 LAST TRADING DAY/DELIVERY DAY SUMMARY FOR 1992 (These dates are subject to change.) JAN 92 FEB 92 MAR 92 APR 92 MAY 92 JUN 92 JUL 92 AUG 92 SEP 92 OCT 92 NOV 92 DEC 92 LIVE CATTLE LAST DAY OF TRADING FEB 21 APR 23 JUN 23 AUG 24 OCT 23 DEC 22 DELIVERY DAY/VALUE DAY FEB 13 APR 09 JUN 11 AUG 13 OCT 08 DEC 10 FEEDER CATTLE LAST DAY OF TRADING JAN 30 MAR 26 APR 30 MAY 21 AUG 27 SEPT 24 OCT 29 DELIVERY DAY/VALUE DAY JAN 31 MAR 27 MAY 01 MAY 22 AUG 28 SEPT 25 OCT 30 LIVE HOGS LAST DAY OF TRADING FEB 21 APR 23 JUN 23 JUL 24 AUG 24 OCT 23 DEC 23 DELIVERY DAY/VALUE DAY FEB 11 APR 07 JUN 09 JUL 07 AUG 11 OCT 06 DEC 8 PORK BELLIES LAST DAY OF TRADING FEB 21 MAR 24 MAY 21 JUL 24 AUG 24 DELIVERY DAY/VALUE DAY FEB 03 MAR 02 MAY 01 JUL 01 AUG 03 BROILER CHICKEN LAST DAY OF TRADING FEB 21 APR 16 MAY 22 JUN 19 DELIVERY DAY/VALUE DAY FEB 24 APR 20 MAY 26 JUN 22 LUMBER LAST DAY OF TRADING JAN 15 MAR 13 MAY 15 JUL 15 SEP 15 DELIVERY DAY/VALUE DAY JAN 16 MAR 16 MAY 18 JUL 16 SEP 16 CURRENCY LAST DAY OF TRADING MAR 06 CROSS-RATES DELIVERY DAY/VALUE DAY MAR 06 CURRENCIES LAST DAY OF TRADING JAN 13 FEB 14 MAR 16 APR 13 MAY 18 JUN 15 JUL 13 AUG 17 SEP 14 OCT 19 NOV 16 DEC 14 (SF,AD,DM, DELIVERY DAY/VALUE DAY JAN 15 FEB 19 MAR 18 APR 15 MAY 20 JUN 17 JUL 15 AUG 19 SEP 16 OCT 21 NOV 18 DEC 16 CD,BP,JY) EURODOLLAR LAST DAY OF TRADING JAN 13 FEB 14 MAR 16 APR 13 MAY 18 JUN 15 JUL 13 AUG 17 SEP 14 OCT 19 NOV 16 DEC 14 DELIVERY DAY/VALUE DAY JAN 13 FEB 14 MAR 16 APR 13 MAY 18 JUN 15 JUL 13 AUG 17 SEP 14 OCT 19 NOV 16 DEC 14 1-MO. LIBOR LAST DAY OF TRADING JAN 13 FEB 14 MAR 16 APR 13 MAY 18 DELIVERY DAY/VALUE DAY JAN 13 FEB 14 MAR 16 APR 13 MAY 18 T-BILLS LAST DAY OF TRADING MAR 04 JUN 24 SEP 16 DEC 09 DELIVERY DAY/VALUE DAY MAR 05 JUN 25 SEP 17 DEC 10 DELIVERABLE JUN 4 '92 SEP 24 '92 DEC 17 '92 MAR 11 '93 S&P 500 LAST DAY OF TRADING MAR 19 JUN 24 SEPT 17 DELIVERY DAY/VALUE DAY MAR 20 JUN 25 SEPT 18 NIKKEI 225 LAST DAY OF TRADING MAR 12 DELIVERY DAY/VALUE DAY MAR 13 Revised November 26, 1991 Page 22 LAST TRADING DAY/DELIVERY DAY SUMMARY FOR 1993 (These dates are subject to change.) JAN 93 FEB 93 MAR 93 APR 93 MAY 93 JUN 93 JUL 93 AUG 93 SEP 93 OCT 93 NOV 93 DEC 93 LIVE CATTLE LAST DAY OF TRADING DELIVERY DAY/VALUE DAY FEEDER CATTLE LAST DAY OF TRADING DELIVERY DAY/VALUE DAY LIVE HOGS LAST DAY OF TRADING DELIVERY DAY/VALUE DAY PORK BELLIES LAST DAY OF TRADING DELIVERY DAY/VALUE DAY BROILER CHICKEN LAST DAY OF TRADING DELIVERY DAY/VALUE DAY LUMBER LAST DAY OF TRADING DELIVERY DAY/VALUE DAY CURRENCY LAST DAY OF TRADING CROSS-RATES DELIVERY DAY/VALUE DAY CURRENCIES LAST DAY OF TRADING JAN 18 FEB 12 MAR 15 (SF,AD,DM, DELIVERY DAY/VALUE DAY JAN 20 FEB 17 MAR 17 CD,BP,JY) EURODOLLAR LAST DAY OF TRADING JAN 18 FEB 12 MAR 15 APR 19 MAY 17 JUN 14 JUL 19 AUG 16 SEP 13 OCT 18 NOV 15 DEC 13 DELIVERY DAY/VALUE DAY JAN 18 FEB 12 MAR 15 APR 19 MAY 17 JUN 14 JUL 19 AUG 16 SEP 13 OCT 18 NOV 15 DEC 13 1-MO. LIBOR LAST DAY OF TRADING DELIVERY DAY/VALUE DAY T-BILLS LAST DAY OF TRADING DELIVERY DAY/VALUE DAY DELIVERABLE S&P 500 LAST DAY OF TRADING DELIVERY DAY/VALUE DAY NIKKEI 225 LAST DAY OF TRADING DELIVERY DAY/VALUE DAY Revised November 26, 1991 Page 23 LAST TRADING DAY/DELIVERY DAY SUMMARY FOR 1994 (These dates are subject to change.) JAN 94 FEB 94 MAR 94 APR 94 MAY 94 JUN 94 JUL 94 AUG 94 SEP 94 OCT 94 NOV 94 DEC 94 LIVE CATTLE LAST DAY OF TRADING DELIVERY DAY/VALUE DAY FEEDER CATTLE LAST DAY OF TRADING DELIVERY DAY/VALUE DAY LIVE HOGS LAST DAY OF TRADING DELIVERY DAY/VALUE DAY PORK BELLIES LAST DAY OF TRADING DELIVERY DAY/VALUE DAY BROILER CHICKEN LAST DAY OF TRADING DELIVERY DAY/VALUE DAY LUMBER LAST DAY OF TRADING DELIVERY DAY/VALUE DAY CURRENCY LAST DAY OF TRADING CROSS-RATES DELIVERY DAY/VALUE DAY CURRENCIES LAST DAY OF TRADING (SF,AD,DM, DELIVERY DAY/VALUE DAY CD,BP,JY) EURODOLLAR LAST DAY OF TRADING JAN 17 FEB 14 MAR 14 APR 18 MAY 16 JUN 13 JUL 18 AUG 15 SEP 19 OCT 17 NOV 14 DEC 19 DELIVERY DAY/VALUE DAY JAN 17 FEB 14 MAR 14 APR 18 MAY 16 JUN 13 JUL 18 AUG 15 SEP 19 OCT 17 NOV 14 DEC 19 1-MO. LIBOR LAST DAY OF TRADING DELIVERY DAY/VALUE DAY T-BILLS LAST DAY OF TRADING DELIVERY DAY/VALUE DAY DELIVERABLE S&P 500 LAST DAY OF TRADING DELIVERY DAY/VALUE DAY NIKKEI 225 LAST DAY OF TRADING DELIVERY DAY/VALUE DAY Revised November 26, 1991 Page 24 LAST TRADING DAY/DELIVERY DAY SUMMARY FOR 1995 (These dates are subject to change.) JAN 95 FEB 95 MAR 95 APR 95 MAY 95 JUN 95 JUL 95 AUG 95 SEP 95 OCT 95 NOV 95 DEC 95 LIVE CATTLE LAST DAY OF TRADING DELIVERY DAY/VALUE DAY FEEDER CATTLE LAST DAY OF TRADING DELIVERY DAY/VALUE DAY LIVE HOGS LAST DAY OF TRADING DELIVERY DAY/VALUE DAY PORK BELLIES LAST DAY OF TRADING DELIVERY DAY/VALUE DAY BROILER CHICKEN LAST DAY OF TRADING DELIVERY DAY/VALUE DAY LUMBER LAST DAY OF TRADING DELIVERY DAY/VALUE DAY CURRENCY LAST DAY OF TRADING CROSS-RATES DELIVERY DAY/VALUE DAY CURRENCIES LAST DAY OF TRADING (SF,AD,DM, DELIVERY DAY/VALUE DAY CD,BP,JY) EURODOLLAR LAST DAY OF TRADING JAN 16 FEB 13 MAR 13 APR 17 MAY 15 JUN 19 JUL 17 AUG 14 SEPT 18 DELIVERY DAY/VALUE DAY JAN 16 FEB 13 MAR 13 APR 17 MAY 15 JUN 19 JUL 17 AUG 14 SEPT 18 1-MO. LIBOR LAST DAY OF TRADING DELIVERY DAY/VALUE DAY T-BILLS LAST DAY OF TRADING DELIVERY DAY/VALUE DAY DELIVERABLE S&P 500 LAST DAY OF TRADING DELIVERY DAY/VALUE DAY NIKKEI 225 LAST DAY OF TRADING DELIVERY DAY/VALUE DAY Revised November 26, 1991 Page 25 RCV BY:Xerox Telecopier 7020 :12- 5-91 :12:29PM ; 9303439- ;# 2 THE CHICAGO MERCANTILE EXCHANGE BACKGROUNDER The Chicago Mercantile Exchange (CME), founded in 1919, is the world's leading financial futures and options exchange. An international marketplace, it is the most diversified exchange in the world. The CME trades futures and futures-options contracts on agricultural commodities, currencies, interest rates and stock index products. One-third of the CME's business comes from overseas. On an average day, the Exchange clearing division processes about $500 million in performance bonds which back market positions taken by customers, members and member firms. Of the more than 90 member firms at the CME, 25 are owned by non-U.S. banks and investment firms. In 1991, the underlying value of all contracts traded at the CME will total more than $50 trillion. In contrast, the underlying value of all equities traded at the New York Stock Exchange in 1990 was about $1.3 trillion. The CME Center, located at 30 South Wacker Drive in Chicago, consists of twin 40- story office towers connected by a state-of-the-art trading complex. The complex encompasses two trading floors totalling 70,000 square feet, 34 trading pits and more than 1200 individual communications booths. More than 5,000 people engage in business activity on the main trading floor during the course of a typical business day, which begins as 7:20 a.m. and ends at 3:15 p.m. The Exchange also maintains offices in New York, Washington, D.C., London and Tokyo. The CME is a not-for-profit corporation consisting of and owned by its members. It provides an open forum for the trading of futures and futures-options. The Exchange establishes and enforces trading rules and collects and disseminates information on transactions executed on its trading floor. Exchange membership, numbering 2,724, comprises independent traders and brokers as well as representatives of major brokerage firms, banks, investment houses and corporations. These members execute trades for themselves, for others, or both. All CME memberships are subject to a thorough review process and must be approved by the Exchange's Board of Governors. Memberships are purchased from existing members 1 RCV BY:Xerox Telecopier 7020 :12- 5-91 :12:30PM ; 9303439- ;# 3 at prevailing market prices. All members are qualified (guaranteed) by a CME Clearing Member firm. Three types of memberships may be purchased on the Exchange: The full Chicago Mercantile Exchange (CME) Division membership entitles the owner to execute trades in any contract offered on the Exchange. The International Monetary Market (IMM) Division membership entitles the owner to execute trades in all IMM and IOM futures and futures-options contracts, i.e., all currency futures, interest rate futures and stock index futures contracts as well as all futures-options contracts. The Index and Option Market (IOM) Division membership entitles the member to execute trades in all IOM futures and futures-options contracts, i.e., all stock index futures contracts, random length lumber contracts and all futures-options contracts. The CME (full) seat is the highest priced seat on any U.S. exchange. Record seat prices on the Exchange are: CME $550,000 on March 9, 1989 IMM $475,000 on April 28, 1989 IOM $180,000 on September 22, 1987 TRADING VOLUME In 1990, the CME traded just under 103 million contracts. Between 1980 and 1990, overall volume at the CME increased 460 percent -- nearly twice the industry rate. The key to CME growth is found in its diversity: the Exchange trades four product groups -- agricultural, currency, interest rate and stock index. Financial futures and options are responsible for a great deal of this spectacular growth, accounting for approximately 90 percent of all trading at the CME in 1990 and representing a 60 percent industry-wide market share. CME 1990 volume was led by Eurodollar futures which traded more than 34 million contracts, making it the industry's second most active contract. More than 12 million futures contracts were traded on the S&P 500 stock index in 1990, the largest equity index product traded in the world. The 1983 introduction of options on the S&P 500 stock index futures contract paved the way for a new era of growth and possibilities; the CME now trades 16 options on futures. In 1990 the CME recorded annual volume of more than one million on five of those options contracts. 2 RCV BY:Xerox Telecopier 7020 :12- 5-91 :12:31PM ; 9303439- ;# 4 INTERNATIONAL MOMENTUM The CME is programmed for diversification and internationalization. In 1980, the CME was the first U.S. exchange to open an office in Europe. The CME established an historic bridge to the markets of the Pacific Rim in 1984 with its mutual offset trading link to the Singapore International Monetary Exchange (SIMEX). In April 1987, the CME reaffirmed that global commitment and its leadership role by being the first exchange to open a Tokyo office. In response to the demands of globalization, the Chicago Mercantile Exchange, the Chicago Board of Trade and Reuters Holdings PLC entered into an historic long-range agreement to create an "after hours" global electronic automated transaction system for the trading of futures and futures-options. The concept embodied in GLOBEX embraces the realities brought about by technological advancements of recent years and takes a giant step toward unification of the world's separate financial centers. ECONOMIC IMPACT A study commissioned by the Commercial Club of Chicago in 1987 found that "at least 33,000 people were directly employed by the Chicago exchanges, their members and the organizations that use the exchanges and provide services to them and their members." Total direct and indirect employment was put at 110,000. Approximately one-third of these figures can be attributed to the CME and its members. Naturally, the CME also adds vitality to the Chicago economy through its spending, payment of both city and property taxes and by attracting tourists and foreign investors to the Chicago area. What's more CME members have some $3.4 billion in cash and treasury securities is on deposit in Chicago banks as margin collateral. 3 RCV BY:Xerox Telecopier 7020 :12- 5-91 12:33PM ; 9303439- :# 9 CME EURODOLLAR STATISTICS Year Volume Pct Inc. 1981 15,171 Dec. 9, 1981, 1st day 1982 323,619 1983 891,066 175.34% 1984 4,192,952 370.55% 1985 8,900,528 112.27% 1986 10,824,914 21.62% 1987 20,416,216 88.60% 1988 21,705,223 6.31% 1989 40,818,269 88.06% 1990 34,695,625 -15.00% 1991 34,047,370 6.30% Jan-Nov. RCV BY:Xerox Telecopier 7020 :12- 5-91 :12:33PM ; 9303439- ;# 8 Chicago Mercantile Exchange Annual volume of contracts traded Year Vol Pct. Inc. 1980 22,261,295 1981 24,527,020 10.18% 1982 33,574,286 36.89% 1983 38,111,134 13.51% 1984 44,870,922 17.74% 1985 56,548,476 26.02% 1986 68,775,524 21.62% 1987 84,367,214 22.67% 1988 78,011,668 -7.53% 1989 104,654,457 34.15% 1990 102,994,612 -1.59% Compound increase 1980-1990 363% 1991 99,147,847 4.10% Jan-Nov. World financial centers that have established futures and options exchanges since 1980: London Tokyo Hong Kong Osaka Singapore Switzerland Sydney Frankfurt Paris Sao Paolo New Zealand Amsterdam Countries that have announced intentions to establish futures and options exchanges: Mexico USSR Panama Chile Hungary China (PRC) Czechoslovakia Italy RCV BY:Xerox Telecopier 7020 :12- 5-91 :12:32PM ; 9303439-> ;# 6 CME CONTRACTS CME FUTURES: AGRICULTURAL Live Cattle Live Hogs Feeder Cattle Frozen Pork Bellies Broiler Chickens IMM FUTURES: CURRENCIES Australian Dollar British Pound Canadian Dollar Deutschemark Japanese Yen Swiss Franc British Pound/Deutschemark Currency Cross-Rates Japanese Yen/British Pound Currency Cross-Rates Deutschemark/Japanese Yen Currency Cross-Rates INTEREST RATES Three-Month Eurodollar U.S. Treasury Bill One-Month LIBOR IOM FUTURES: STOCK INDEXES Standard & Poor's 500 Nikkei 225 OTHER Random Length Lumber Futures and Options IOM OPTIONS ON FUTURES: AGRICULTURAL Live Cattle Live Hogs Feeder Cattle Frozen Pork Bellies Broiler Chickens CURRENCIES Australian Dollar British Pound Canadian Dollar Deutschemark Japanese Yen Swiss Franc 4 RCV BY:Xerox Telecopier 7020 :12- 5-91 :12:32PM ; 9303439- 1# 7 INTEREST RATES Eurodollar U.S. Treasury Bill One-Month LIBOR STOCK INDEXES Standard & Poor's 500 Nikkei 225 5 Reagan at CME Administration of Ronald Reagan, 1988 / Sept. 30 parts or make up stories, jokes, and tell them among on, jump. Go over the fall." And he did. And inci- themselves, which reveals they've got a And my man went down the rocks around to see great sense of humor, but also a little cyni- the fall to see if he could be of help. And people cism about their way of life. And just as I proud of, was coming home from the Moscow there he was down there wringing out his ything summit, I got another new one that was shirt. And he said, "When he told you to I've handed to me. This is their story, this is the jump and go over the falls, why did you do more way they treat it, and it shows a little differ- that?" He said, "I got a wife and three im- mat- ence between two systems. kids." [Laughter] Ladies and The story has it that I and Gorbachev are So, thank you all, and God bless you all. I wonder in his limousine. And I had the head of our believed Secret Service unit, and he had his chief Note: The President spoke at 12:49 p.m. at hopes and security man with him. And we were sight- Wozniak's Casino. He was introduced by seeing. And we got out to where there was Gov. James R. Thompson. In his opening happened, a waterfall. And we got out of the car to remarks, he referred to the late Aloysius 8 look at the waterfall. And the Secretary Mazewski and his wife, Florence, who was or President General Gorbachev said to my man, "Go seated beside the President. He also referred an ahead, jump. Go over the fall." And my oppor- to Representative Jack Davis; Stanley Woz- onths man said, "I've got a wife and three kids." niak, owner of the casino; and Mr. Woz- ago, podium So he turned to his own man and said, "Go at niak's mother, Theresa. the young about the And have been Remarks at a Republican Party Fundraiser in Chicago, Illinois Chicago Merc Ex. all the September 30, 1988 they had come to the Young Thank you very much. And, Jim, I thank 34, Sweetness itself, Walter Payton. Let me you for that introduction. And thank you, tell you something about that town: It ain't Mike Galvin and Dick Morrow. And I'd like we have no Second City! enerations to say hello to Congresswoman Lynn Of course, it's not exactly the same place noment of Martin, who happens to be the Congress- it was in the old days. I remember hearing So, let woman where my hometown is-or was. us about a fellow who was assigned to be a he Ameri- And my valued friend and old colleague, precinct watcher on election day here. He the fate Howard Baker. And again, a special thank saw a fellow walk in and vote and walk out. vision of a you to Jim Thompson for that marvelous And then the same fellow came in again, future of introduction. Jim, you're a great guy and an only this time with a different hat on- Idren and even greater Governor and a man who [laughter]-and voted. And then he came gives new meaning to an old phrase-be- in again, only this time with a different for a cause unlike some Governors, Jim, you took sport coat on, and voted. And the first let's the Pledge. [Laughter] fellow went up to the precinct captain and We Now, they tell me I'm standing right in said, "Hey, I think that man voted three going to front of the pork bellies pit here. [Laughter] times already." And the precinct captain if you That's funny, I never knew Congress spent said, "Three times? That's impossible. He's November time in Washington-or in Chicago, I not even dead yet." [Laughter] at the should say. [Laughter] They spend time in Seriously, it's a great pleasure to be here horses in Washington-and spend it and spend it. on the floor of the Merc because this is a to switch [Laughter] Actually, I might have to revise place devoted to the future. And believe direction my opinion of Congress if that were true, me, when you've had as much past as I because anyone with half a brain knows have, you just love the future. [Laughter] nitting to that this is one of the world's great towns. A Just think, only a few hours ago traders and discov- city that's home to Saul Bellow and Allan brokers were waving their arms, screaming Union Bloom and Ernie Banks and yes, Number themselves hoarse, betting on the future. 1255 Sept. 30 / Administration of Ronald Reagan, 1988 Come to think of it, they were a lot like the change. We began the change 8 years ago. But we did crowd in New Orleans during and after one Now, let me talk a little bit about that work ourselv of the finest speeches I've ever heard, given change: We're in the 70th straight month of encouraging by one of the finest men I've ever known, a economic recovery. We've been dedicated manding not fellow by the name of George Bush. to slashing taxes and liberating the Ameri- cellence isn't Some people want to talk this year about can economy from the regulations and con- ophy that say competence. Well, I say, fine, let's talk fiscations of the "malaise" years. When we cause that is GB about competence. I just happen to think came into office, families everywhere were can." Excelle that the youngest flier in the Navy with 58 reeling from tax rates that were sapping going to get combat missions, the Texas wildcatter who this nation's initiative. We took that money We've go Praise made his own way in the world, the Repub- out of the grasping hands of the Washing- system, app lican Congressman from Houston, the chair- ton bureaucrats and put it back in the wal- who respect man of the Republican Party, the de facto lets of the people from whom they confis- meaning of Ambassador to China, the Ambassador to cated it in the first place: the working men crime has fal the United Nations, the Director of the and women of America. cause we pu Central Intelligence Agency, and the Vice But you know, I have to interrupt myself Make a false President of the United States has it just right here with just a little anecdote from hear is the about wrapped up in the competence de- my previous days as Governor of California. shut. partment. We've all seen what a brilliant I came into a situation there as Governor We've gor job he's done in the past, and I can promise that was about the same as I came into in fenses. We'r you he's going to do an even better job in world. Our Washington a few years ago. But the differ- the future. Looking ahead to the future is something ence between the two parties is evidence of America is allies stood George Bush has in common with the this. We began to have surpluses, and about the fourth surplus was the biggest. And siles pointin people who work on this floor. It's also Asia. And M something he has in common with all of each time that we had a surplus, we gave it He did busir you and with the Republican Party as a back to the people by way of the tax business; and whole. You know, it used to be that being a system. Well, this fourth one was big America } Republican in Cook County was a little bit enough, and each time I would have to-I'd distance in t like being Elliot Ness in "The Untouch- find out first that we were going to have a has faded ables"-[laughter]-outnumbered in a big surplus so that I could go public and tell the people what we were going to do with it. policy crises way. But more and more Chicagoans are dent Bush a beginning to realize that if you want to go I had a Democratic legislature, and then so many thi with a future of opportunity, economic they couldn't quite take on the people after right after growth, and peace through strength, there's they'd heard that I was giving them back do the canca only one place to turn: the party of Abra- the money. [Laughter] And this particular Yes, let's ham Lincoln, the Republican Party. day, a leader-Democratic leader in the years before But I'm delighted to see so many new senate-stormed into my office and hit my to Washingt faces in this room, a sign of the change in desk. And he said, "Mr. President, giving Nicaragua, : Republican fortunes in Cook County. And that money back to the people is an unnec- Ambassador of course, there are two fellows here who essary expenditure of public funds." by Commu really have seen the light, men of vision [Laughter] I think that kind of sums up the invaded by and tenacity, Jim O'Grady and Ed Vrdo- difference between our two philosophies. what was go lyak. They saw the light and came aboard, The result has been astounding. In the The mise which is fine by me. It's no secret I used to past years, we've seen an explosion of hard by adding t. be a Democrat before I saw the light, too. work and innovation across this country, unemploym Only when I saw the light, I had to ask people putting their shoulders to the wheel ed in the 1 Tom Edison, "What in heck is that thing, and shifting their entrepreneurial energies candidate anyway?" [Laughter] into overdrive. And now more Americans against Jerry George and our party look to the future- are at work today, an amazing 62.7 percent misery inde a future of continued growth, a future of of all-this is what is considered to be the has a right expanded opportunity, a future of peace. I potential employment pool-of all Ameri- misery ind hear some people say it's time for a change. cans, male and female, from age 16 and up. 1976. In 1 Well, ladies and gentlemen: We are the And 62.7 percent of that group have jobs. misery inde 1256 Administration of Ronald Reagan, 1988 / Sept. 30 ago. But we didn't stop there. We've gone to was now 21 percent. that work ourselves on the educational system, Well, today it's less than 10 percent, and onth of encouraging the return to basics and de- it's been shrinking faster than Walter licated manding nothing less than excellence. Ex- Hudson, the 1,200-pound man in New York Ameri- cellence isn't just a good grade: It's a philos- who just lost 700 pounds. Now, if only we con- ophy that says, "You must do your best be- could get Congress to follow Walter's exam- we cause that is what it means to be an Ameri- ple. Maybe you didn't hear me a moment were can." Excellence-that's our goal, and we're ago. He's that 1,200-pounder who's lost 700 apping going to get it! pounds-if we could get Congress to follow money We've gone to work on our judicial Walter's example and cut the fat out of ashing- system, appointing serious-minded judges their diet. I think we ought to put them on wal- who respect the Constitution and know the a diet, a diet called the line-item veto and confis- meaning of the word punishment. Violent the balanced budget amendment. Now, you men crime has fallen significantly since 1981 be- know when I'm talking about the Congress cause we put America's crooks on notice: this way, present company is excepted- myself Make a false move, and the next sound you [laughter]-and a lot of her kind that are from hear is the clang of a jail cell slamming there on our side. fornia. shut. We've gone to work on our nation's de- Well, back in 1979, Americans were wait- in fenses. We're once again respected in the ing in lines a mile long to buy gasoline. And world. Our Armed Forces are strong, and a President went on television that year to differ- America is at peace. We and our NATO blame it all on the American people, telling of allies stood firm in the face of Soviet mis- them it was all their fault. They were suf- about And siles pointing at the heart of Europe and fering from some kind of malaise. Well, it it Asia. And Mr. Gorbachev got the message. wasn't the American people: It was the He did business because he knew we meant guys in Washington who had the malaise. tax big business; and we still mean business! And come 1980, those guys felt the winds America has traveled such a remarkable coming in off the lake, and those winds a distance in the last 8 years that the memory blew them all the way back to Georgia. has faded of the economic and foreign Today we have peace and prosperity, and the policy crises that we faced when Vice Presi- the liberals are trying to pretend those eco- it. dent Bush and I took office. The last time nomic and foreign policy nightmares they then after so many things went wrong all at once was gave us never happened. They're singing right after Mrs. O'Leary's cow decided to the same song they sang back then, and it back do the cancan. [Laughter] sure isn't, "Don't Worry, Be Happy." ticular Yes, let's take a little journey back to the [Laughter] It's more like, "Please Worry, Be the years before George Bush and I were sent Miserable." [Laughter] my to Washington. In just one year, 1979, Iran, You can hardly blame them for trying to giving Nicaragua, and Grenada were all lost. Our convince the country that good news is ac- Ambassador to Afghanistan was murdered tually bad news. After all, what issues do by Communist gunmen, and that country they have to run on? Take defense-they the invaded by Soviet troops. And add to that opposed rebuilding our military defenses. what was going on at home. They opposed the deployment of the mis- the The misery index-which you determine siles in Europe to counter the Soviet threat. hard by adding the rate of inflation to the rate of They opposed the liberation of Grenada. unemployment. And that had been invent- They opposed the raid on terrorist Libya. ed in the 1976 election, and it was used by They oppose our policy of helping freedom ergies candidate Carter-or President Carter fighters advance the cause of liberty around against Jerry Ford. He used this because the the world. George and I did all those things, misery index was 13.4, and he said no one and I'll tell you proudly right now: We'd the has a right to ask to be President with a both do every single one of them over misery index that big. Well, that was in again. up. 1976. In 1980 they never mentioned the Well, now they're trying to get elected, jobs. misery index, after their 4 years, because it and so they say the Nation's defenses are 1257 Sept. 30 / Administration of Ronald Reagan, 1988 safe with us. Well, ladies and gentlemen, decided which department they should go send the Chic I've been Commander in Chief for almost 8 to and initialed them and sent them on. Well, on No years now, and I've studied their record And one day a classified paper came to his people will be and their positions. And based on my re- desk marked "secret." And he initialed it liberal bears search, I'm going forth with a message for and sent it on. In 24 hours it came back to And why? Be the American people: When they talk about him with a memorandum attached that bullish on Am a strong defense, I don't buy it. said, "You weren't supposed to see this. So, let us { They oppose the death penalty, even for Erase your initials and initial the erasure." sages and o a crack dealer with a machinegun who [Laughter] Well, now the liberals are talk- woman, and murders a police officer in the line of duty. ing about fiscal responsibility and how and across thi George and I fought to protect the noble that a vote fo they'll pay America's debts. Well, once men and women who protect us, and that again, we've got to go out to the American for prosperit means the death penalty for these vicious future. people with a message: Don't look to a big killers. If you ask me, there are no Ameri- And I think spender to pay America's bills. cans braver and no citizens more precious long. I just W There's a solution to the spending crisis. than the men and women who guard us: you not only That solution is so simple only a liberal our State and local police. also for what could miss it. [Laughter] We just have to But the liberals, like their flagship, the you all. ACLU-{laughter-often seem to concern spend less. But big spending is as seductive themselves with the rights of criminals and as anabolic steroids, and it's time the big forget about the rights of the citizens those spenders were disqualified. We can accom- criminals prey upon. But now they want to plish that by giving George Bush what he needs to do the job: a new Congress, a Message t get elected, and so they claim they're tough on crime. Well, I've examined that record, better Congress, a Republican Congress. September and we've all got to go out and tell the And people in this area can help get the job American people: When they say they're done by reelecting a terrific first-term Con- To the Congr tough on crime, don't you believe it. gressman from the Fourth District. He's got In accorda The liberals opposed our tax cuts, our tax a tough race, but he's a tough-as-nails guy: Control Act reform efforts, our economic program that Jack Davis. Send him back there. deferrals of I slashed interest rates in half and put Amer- We're working hard to solve the drug $2,024,171,27 ica back to work. Now they say they want crisis in this country, but we're facing some The defer to help the American middle class. And resistance. Guess where? With the liberals Appropriated what they're planning to do for the Ameri- on Capitol Hill, that's where. The House has partments of can middle class is to tax them. Well, the passed a drug bill with a lot of good and Health and I traders on this floor would understand what tough provisions. But now that bill is stalled and Transpor they're doing, and it's a message we all in the Senate. I tell you this: If the Senate have to bring to our fellow Americans: The were controlled by Republicans today, we'd liberals are selling the middle class short. already have signed into law that drug bill, The liberals have been slashing away at and dealers and users everywhere would Informal ] our nation's defenses while passing budget- know this country stands united behind two busting bills through Congress-$87 billion powerful words: zero tolerance, September here, $23 billion there; and as Everett Dirk- What it all comes down to is a clash of sen might have said, pretty soon you're talk- principles, of values, of visions. The liberals The Presid ing about real money. [Laughter] Every look at this country and see problems, woes, here. I had 1 time they see a problem, they think a big gloom and doom. And you know, that's the of the dog-à government program run by bureaucrats in kind of thinking that can turn into a self- gressional bu Washington is the solution-the same bu- fulfilling prophecy. We look at this country, hoped to ret reaucrats who do so much to stifle individ- and we see expanded opportunities, a glori- the required ual initiative and economic growth. ous future, a future in which this nation is they're not al I brought with me to Washington a little strong, protected by land and sea and air have to stay memory of what I had learned about a gen- and, yes, space-courtesy of the Strategic bills will be tleman who had a job in Washington. He Defense Initiative. We look to the future sat at a certain place, and documents and and see a nation healthy, a nation strong, a bills and so forth came to his desk. And he nation at peace. I know all of you want to 1258 Administration of Ronald Reagan, 1988 / Sept. 30 they should go send the Chicago Bears to the Super Bowl. Note: The President spoke at 7 p.m. on the sent them on. Well, on November 8th, the American trading floor of the Chicago Mercantile Ex- per came to his people will be sending the gloom-and-doom change. He was introduced by Gov. James he initialed it liberal bears into hibernation. [Laughter] R. Thompson. In his opening remarks, the it came back to And why? Because they know that we are President referred to Michael Galvin, Illi- attached that bullish on America. nois Bush/Quayle campaign finance chair- ed to see this. So, let us go then. Let's bring our mes- man; Richard Morrow, chairman of the re- il the erasure." sages and our optimism to every man, woman, and child across this great State ception; Howard H. Baker, Jr., former Chief berals are talk- and across this great nation. Let them know of Staff to the President; writers Saul ility and how ts. Well, once that a vote for us is a vote for peace, a vote Bellow and Allan Bloom; former Chicago ) the American for prosperity, and, yes, a vote for the Cubs baseball player Ernie Banks; and Chi- 't look to a big future. cago Bears football player Walter J. Payton. S. And I think I've kept you from dinner too The President also referred to James spending crisis. long. I just want to say a thank you to all of O'Grady, Cook County sheriff, and Edward you not only for your warm reception but R. Vrdolyak, Republican candidate for only a liberal also for what you're doing. And God bless Cook County Circuit Court clerk. 'e just have to is as seductive you all. $ time the big We can accom- Bush what he W Congress, a Message to the Congress Reporting Budget Deferrals ican Congress. September 30, 1988 elp get the job first-term Con- To the Congress of the United States: The details of these deferrals are con- istrict. He's got gh-as-nails guy: In accordance with the Impoundment tained in the attached report. Control Act of 1974, I herewith report 10 ere. deferrals of budget authority now totalling RONALD REAGAN olve the drug $2,024,171,278. The White House, re facing some The deferrals affect programs in Funds th the liberals September 30, 1988. Appropriated to the President, and the De- The House has partments of Agriculture, Defense, Energy, t of good and Note: The attachment detailing the defer- Health and Human Services, Justice, State, at bill is stalled rals was printed in the "Federal Register" and Transportation. : If the Senate of October 14. ns today, we'd that drug bill, ywhere would ed behind two Informal Exchange With Reporters e. September 30, 1988 D is a clash of IS. The liberals The President. I have a short statement roblems, woes, sign. So, goodnight, and pleasant dreams. here. I had hoped that we'd mark the end now, that's the Q. Do you think you'll be able to sign of the dog-ate-my-homework era of con- them all by tomorrow? rn into a self- gressional budgetry, but it was not to be. I'd it this country, Q. Are you disappointed? hoped to return tonight to sign the last of The President. Yes. unities, a glori- the required 13 appropriations bills, but L this nation is d sea and air they're not all here. So, Congress is going to the Strategic have to stay and work so that all remaining Note: The exchange began at 10:48 p.m. on to the future bills will be complete and in a form I can the South Lawn of the White House. ation strong, a f you want to 1259 DECEMBER 4, 1991 MEMORANDUM FOR TONY SNOW FROM: MICHELE NIX SUBJECT: CHICAGO MERCANTILE EXCHANGE Merc is sending me tons o' stuff. Re: trade volume, etc. i bios of all the officers; a backgrounder at Merc; a recent speech delivered by the CEO; and other goodies. Dave Prosperi does not work at Merc; he works at the Chicago Board of Trade. I spoke with his counterpart at Merc, Andy Yemma, V. Pres of Communications at Merc. Before addressing the Exchange, the Pres will tour the trading floor. He will receive a red jacket, which will probably have "Zapata" printed on it. Attached will also be a badge with the word "Pres." The Pres will address 400-500 people from the Upper Trading Floor. The audience will be seated in the Main Trading Floor, which usually accommodates approximately 4,000 people at one time. Approximately 200-300 people will be members of the exchange -- all wearing their jackets -- many different colors. The rest of the audience will include CEOs from leading corporations in the Chicago area -- also the mayor, Sen. Rostenkowski, and other Chicago politicos. THE EXCHANGE The building is 8 years old. This is the 4th building they've had. Their old building is a couple blocks away. One block from the building is the Sears Tower. Monday, Dec. 9, Merc is celebrating the 10th anniversary of the 3-Month Euro Dollar Futures Contract. (Yawn) They will be bringing in the media and having a big party for this on Monday. This is the leading futures contract in the world -- used by commercial banks to hedge short-term interest rate exposure [enabling banks to handle volatile interest rates] and is one of the self-corrective measures allowed in free markets. The Merc is 1 of 4 major exchanges in the Chicago area and thus Chicago is fast becoming known as a financial services center. They are the world leader in futures trading. Although the Merc's market share has decreased over the years from 90% to 50%, their volume has continued to grow. For the past 3 years, they have the highest seat value than any exchange in the world. Their membership runs at approximately half a million a seat -- greater than the NYSE. There are roughly 2,700 memberships. Their growth really surged in 1971, after the Treasury Dept. allowed futures contracts on foreign currency exchange rates. The Merc is best known for its SNP 500 index future, which is used by pension and mutual fund managers to curb risk. The Merc likes to refer to themselves as leaders in risk management -- and a mention of this would please the members. Several of their consultants and former board members are Nobel Laureates for Economics -- including Merton Miller, who shared the prize with 2 others in 1990. The University of Chicago, whose Graduate Business School has a rep for producing Nobel Prize winners in economics or for hosting them as faculty, is well-respected by the senior staff at Merc and is a close tie with the Exchange. OFFICERS These three will be with Pres on the Upper Trading Floor. Chairman: John F. Sandner -- Pres can refer to him as "Jack." Merc is sending bio. A couple things: Sandner was a Golden Gloves Boxer. [JOKE] On Oct. 16, 1990, POTUS awarded the Presidential Citizen's Medal to Tony Zale -- a former boxing champion and a mentor and trainer to Sandner his youth. Sandner lead the cause for Zale's recognition. Sandner and POTUS met at this event. Sandner is also a graduate of Notre Dame -- Irish football season joke here. Sandner likes to use the phrase -- "Free markets for a free society." President: Bill J. Brodsky. His predecessor was Clayton Yeutter. JOKE Chairman Emeritus: Leo Melamed. Was the principle behind their growth surge in 1971. Very well thought of. RCV BY:Xerox Telecopier 7020 :12- 5-91 ; 5:35PM ; 9303439- ;# 1 CHICAGO MERCANTILE EXCHANGE TELEFAX MESSAGE TO: Michelle Nix - WHITE House FROM: Andy 12/4 Yemma - CME Communications DATE: 4 pages will follow this cover page. Please call (312) 930-3436 if there are any problems with this transmission. NOTES: 30 South Wacker Drive Chicago, Illinois 60606 312/930-1000 LONDON NEW YORK WASHINGTON,DC TOKYO RCV BY:Xerox Telecopier 7020 :12- 5-91 ; 5:35PM ; 9303439- # 2 REMARKS OF MEXICAN PRESIDENT CARLOS SALINAS DE GORTARI AT THE CHICAGO MERCANTILE EXCHANGE APRIL 11, 1991 It was a very moving experience the one I just had walking the floor with you, and getting the sense, the sense of the meaning precisely of free trade. That's what you get walking there watching the intense exchange of goods and also of currencies. But something that struck me very strongly was to look at the eyes of those that work down there. They are young people. Not only because of their age, but mainly because of their attitude. They had in their eyes, brightness, because they know what's at stake. They know their responsibility, they know they can gain and lose in a matter of seconds, but that they have an opportunity to exercise their freedom, their talent, their capacity. That is precisely why we want free trade. Because my countrymen also want to have the chance to exercise their freedom, their tremendous capacity to change the world in which they live, and they have in their eyes that brightness, that positive perspective, and I want to fulfill their dreams, but not manana, today. That is precisely my complement. We in Mexico are committed to trade on a multi-lateral basis. We are convinced that for the world to increase the standards of living, unilateral free trade must be among us... We have been promoting freer trade with the rest of the countries of Latin America. We are going faster with those who have opened themselves already This brings me to our commitment to have freer trade north of our border. This is a proposal we've been promoting. President Bush has stated his full commitment to make it a reality, as has Prime Minister Mulroney of Canada. I'm convinced that freer trade would mean more jobs in Mexico, no doubt, but also more jobs in the U-S as well as Canada. The past three years thanks to freer trade, a quarter of a million additional jobs have been created in the U-S, thanks to increased exports to the Mexican Market We have the studies and they prove and show that free trade will mean more jobs for Mexico, for the U-S, and for Canada as well We are fully committed to a very orthodox economic policy. We paid a very high price for lacking discipline in fiscal policy three years ago. The deficit was 16% GDP and inflation was breaking the 200% level, and our debt was beyond 100 billion dollars. So we have for many years paid a tremendous price to bring inflation and the economy under control, and we are not willing to repeat the mistakes of the past. That is why last year the public sector deficit was only half RCV BY:Xerox Telecopier 7020 :12- 5-91 ; 5:36PM ; 9303439- ;# 3 Salinas--Page Two a percentage point of GDP and this year we will run a balanced budget for the first time in this century in Mexico. This has allowed us, as we mentioned before, to reduced drastically inflation. And let me tell you last year we were able to grow almost 4% in real terms while bringing the deficit down. That is, it shows that you can bring the deficit down, get the economy up and keep prices under control. That's what convinces us to keep this very strict economic policy, and to keep it permanent. But while we trade the peso here, we would like your advice on establishing a Mercantile Exchange in Mexico. It would help us very much because we are trading some goods like oil Last year at the beginning of August, three days after Iraq invaded Kuwait, and the price of oil went immediately up, I called a meeting of the economic cabinet, and I told them that the last time the price of oil had gone suddenly up, we had ended with 100 billion dollars in debt. So this time we were going to consider those price increases and those additional resources as not permanent, and we would not channel them to expenditures. We put the additional 3 billion dollars we got from increasing the price of oil into our international reserves and nothing for additional expenditures. At the same time, we knew that oil was reflecting a non-market situation, so I instructed the minister of finance to create a contingency fund that would get resources from enterprises we were privatizing. At the same time we knew that the price of oil would go down soon, so when it was at the level of about $30, we considered in our budget for this year $17 per barrel. And last but not least, we wanted to be sure we were going to get those resources, that revenue, that foreign exchange that we were considering for this year. So in spite of being an oil exporting country, we decided to go into the options market. It was a very delicate operation and was kept very private because of the amount it represented and the precedent it was creating. Well, we did it when the price of oil was very high, and some people thought it was going to stay there. We wanted to be sure if the price went below $17, we would guarantee those resources. I don't know what the price is today, and let me say in quotes I don't even care, because in the sense that we are covered in this options, we certainly care because if the price goes up, we benefit, but if it goes down, we are covered, and what is actually covered is our economic program. We are trying to eliminate uncertainties, and that in why we docided to take this unprecedented step In the perspective of the free trade agreement, they would have to have a competitive status in order to participate in the market that would be created. But let me tell you, let me emphasize, they would have to fulfill the environmental laws that we have We are committed to the environmental problem in the rest of the country. Because we want a clean recovery, we do not want jobs that damage the RCV BY:Xerox Telecopier 7020 ;12- 5-91 ; 5:37PM ; 9303439-> ;# 4 Salinas--Page Three environment. We are not thinking only about this generation. We are thinking about the next as well. We want trade, not aid. Those who argue that jobs may be lost with a free trade agreement in the U-s. Without the free trade agreement, you will lose jobs inevitably to other regions of the world who are having a higher competitive advantage that you. Goods that are imported into the U-S come mainly from countries that have wages similar or higher than yours. The competitive advantage doesn't come from lower wages but from markets that work from better technology, better organization. You create those competitive advantages. That's precisely what we want to do...In the global economy of today the only way to grow on a sustained basis is through interrelation. If we do not get a free trade agreement, you will really lose jobs in the U-S to Mexican migrants coming here because they could not find jobs in their own country. This is a question of vision. This is a matter of how this region and the world will be able to cope at the end of this century and the next with other regions that are getting together with a tremendous competitive advantage. I am convinced that through a free trade agreement among sovereign nations, we will be able to create here a region of well being for all its citizens If its a trilateral agreement, it will be a win, win, win negotiation that will benefit all of our countries RCV BY:Xerox Telecopier 7020 :12- 5-91 ; 5:37PM 9303439- 5 REMARKS OF AUSTRALIAN PRIME MINISTER JAMES LEE HAWKE AT THE CHICAGO MERCANTILE EXCHANGE JUNE 20, 1988 We've got our priorities worked out, we came to Chicago first, then we go to New York later we of course are very interested to see the operations of the Exchange here because it fits very concisely with the philosophy that we have developed in our country. We want to see a freeing up of transactions within our own economy and between the economies of the world. My message in the United States as I said to you briefly at breakfast Jack, will be here in Chicago, New York and in Washington will be a very simple one, and that is that the world has prospered, when you look at its history, when it has been prepared to trade and eliminate its possible barriers between nations. That's true within nations and it's true between nations, and to the extent that your institution here provides a greater elasticity of opportunity for allowing firms the types and amounts of risk that they want to assume in their operations. So it is to say that is consistent with the approach we've adopted in our country. We have tried to create within Australia an economy, essentially a de-regulated economy, and one which we are increasingly trying to make outward-looking and competitive. The problem of the Australian economy we inherited is that we had a very high profile of exposure to sudden and deep variations of prices of commodities. So we've tried to create an economy in which our services and our manufacturing sectors will grow in importance. And we have very substantially achieved that to this point. Our proportion of cattle merchandise exports constituted by manufacturers have increased from 21% to 26% in the period that we've been in office. We are seeing a very significant increase in the exports of manufactured goods. And of course one of our great sources of strength is tourism, which is growing at a very rapid rate. In terms of trying to create a more competitive, more exposed economy, just recently a few weeks ago, Jack introduced a decision to affect a very significant reduction in tariffs, which will mean over four years a 30% reduction in the affective tariff rate in our country. And internally, as far as our own budgetary situation is concerned, the important statistic is that when we came to office, we were looking at about a 5% GDP deficit. In five years we've now eliminated that and we're not looking at a significant surplus. So that when we come here to your country, we'll try to tell your administration what they should be doing to about balancing the budget Services of Mead Data Central, Inc. PAGE 2 6TH REFERENCE of Level 1 printed in FULL format. Copyright (c) 1991 Mead Data Central, Inc. BILL TRACKING REPORT 102nd Congress 1st Session U. S. House of Representatives HR 223 1991 H.R. 223 COMMODITY EXCHANGE ACT AMENDMENT DATE-INTRO: January 3, 1991 LAST-ACTION-DATE: January 3, 1991 SPONSOR: Representative Neal Smith D-IA TOTAL-COSPONSORS: 0 Cosponsors SYNOPSIS: A bill to amend the Commodity Exchange Act to require public disclosure of certain information relating to sales of commodities for export, and for other purposes. ACTIONS: Committee Referrals: 01/03/91 House Agriculture Committee Legislative Chronology: 1st Session Activity: 01/03/91 137 Cong Rec H 60 Referred to the House Agriculture Committee BILL-DIGEST: Amends the Commodity Exchange Act to require certain exporters of wheat, corn, or soybeans to report specified export sales information to the Commodity Futures Trading Commission. Requires the Commission to make such information available to the public. Directs the Commission to revoke the registration (for at least 12 months) of any broker violating these provisions or accepting an order from any person violating these provisions. CRS Index Terms: Agriculture; Agriculture in foreign trade; Commodity exchanges; Corn; Exports; Government paperwork; Soybeans; Wheat CO-SPONSORS: No cosponsors have been added to HR 223 LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 3 9TH REFERENCE of Level 1 printed in FULL format. Copyright (c) 1991 Mead Data Central, Inc. BILL TRACKING REPORT 102nd Congress 1st Session U. S. House of Representatives HR 707 1991 H.R. 707 COMMODITY FUTURES IMPROVEMENTS ACT OF 1991 DATE-INTRO: January 29, 1991 LAST-ACTION-DATE: November 6, 1991 SPONSOR: Representative Glenn English D-OK TOTAL-COSPONSORS: 3 Cosponsors: 2 Democrats / 1 Republicans SYNOPSIS: A bill to improve the regulation of futures trading, authorize appropriations for the Commodity Futures Trading Commission, and for other purposes. ACTIONS: Committee Referrals: 01/29/91 House Agriculture Committee 03/07/91 Senate Agriculture, Nutrition, and Forestry Committee Legislative Chronology: 1st Session Activity: 01/29/91 137 Cong Rec H 781 Referred to the House Agriculture Committee 02/06/91 137 Cong Rec H 993 Cosponsors added 02/19/91 137 Cong Rec D 151 House Subcommittee on Conservation, Credit, and Rural Development approved for full Committee action, amended 02/26/91 137 Cong Rec D 188 House Agriculture Committee ordered reported, amended 02/27/91 137 Cong Rec H 1181 House Agriculture Committee received permission to have until 6:00 p.m. on March 1, 1991 to file a report 03/04/91 137 Cong Rec H 1341 Reported in the House on March 1, 1991 amended (H. Rept. 102-6) 03/05/91 137 Cong Rec H 1350 House agreed to suspend the rules and pass by a recorded vote of 395 yeas and 27 nays and 1 voting "present" (Roll No. 27) 03/05/91 137 Cong Rec H 1350 House agreed to amend the title 03/07/91 137 Cong Rec S 2923 House requested the concurrence of the Senate 03/07/91 137 Cong Rec S 2924 Referred to the Senate Agriculture, Nutrition, and Forestry Committee 04/18/91 137 Cong Rec S 4683 Passed in the Senate by a recorded vote of LEXIS'NEXIS'LEXIS`NEXIS Services of Mead Data Central, Inc. PAGE 4 BILL TRACKING REPORT HR 707 90 yeas and 8 nays (Vote No. 45), after striking all after the enacting clause and inserting in lieu thereof the text of S. 207, amended, by voice vote 04/18/91 137 Cong Rec S 4683 Senate Agriculture, Nutrition and Forestry Committee was discharged from further consideration 05/14/91 137 Cong Rec S 5815 Senate appointed as conferees Sens. Leahy, Boren, Heflin, Conrad, Lugar, Dole, and Cochran 05/15/91 137 Cong Rec H 3039 Senate requested the concurrence of the House 05/15/91 137 Cong Rec H 3039 Senate insisted on its amendments and requested a conference with the House 05/15/91 137 Cong Rec H 3039 Senate appointed as conferees Sens. Leahy, Boren, Heflin, Conrad, Lugar, Dole, and Cochran 10/02/91 137 Cong Rec H 7202 House disagreed to the Senate amendment to the bill, and agreed to a conference -- appointed conferees from various committees 10/02/91 137 Cong Rec H 7202 House agreed to a conference with the Senate, and appointed as conferees -- from the Agriculture Cmte., for consideration of the House bill, and the Senate amend., and changes committed to conference, Reps. de la Garza, English, Staggers, Stallings, Nagle, Sarpalius, Johnson (SD), Huckaby, Glickman, Penny, Espy, Long, Stenholm, Tallon, Coleman (MO), Smith (OR), Gunderson, Combest, Allard Barrett, Nussle, Boehner, and Roberts 10/02/91 137 Cong Rec H 7202 House agreed to a conference and appointed as conferees --- from the Banking, Finance and Urban Affairs Committee, for consideration of section 263 and title III of the Senate amendment, and modifications committed to conference -- Reps. Gonzales, Annunzio, Neal of North Carolina, Hubbard, LaFalce, Oakar, Wylie, Leach, McCollum, and Roukema 10/02/91 137 Cong Rec H 7202 House agreed to a conference and appointed as conferees -- from the Energy and Commerce Committee, for consideration of section 263 and title III of the Senate amendment, and modifications committed to conference -- Reps. Dingell, Markey, Scheuer, Synar, Eckart, Slattery, Lent, Rinaldo, Moorhead, and Ritter 11/06/91 137 Cong Rec D 1386 Conferees met on the differences between the Senate- and House-passed versions but did not complete action thereon and recessed subject to call BILL-DIGEST: 0418/91 (Measure passed Senate, amended, in lieu of S. 207, roll call 45 (90-8) ) Futures Trading Practices Act of 1991 LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 5 BILL TRACKING REPORT HR 707 Title I: Commodity Futures Trading Commission; Funding and Personnel Amends the Commodity Exchange Act to authorize FY 1992 through 1996 appropriations for the Commodity Futures Trading Commission (Commission). Authorizes the Commission to requests eight additional Senior Executive Service positions. Directs the Commission to establish a service fee schedule. (Currently authority is discretionary.) Establishes annual FY 1992 through 1996 aggregate fee limits. Excludes from coverage under such Act any deposit (as defined by the Federal Reserve Act and related regulations) offered by: (1) an insured depository institution; (2) an insured credit union; or (3) a Federal or State branch or agency of a foreign bank. Excludes from coverage under such Act any loan: (1) that is a consumer credit transaction subject to the Truth in Lending Act; (2) made by an insured depository institution or credit union; or (3) made by a foreign bank to a specified peson or made by a Federal or State branch of a foreign bank. Title II: Futures Trading Practices Subtitle A: Floor Surveillance and Dual Trading Requires every contract market to maintain a system to monitor trading to detect and deter violations of the Act relating to the making of trades and the execution of customer orders. Requires any audit trail system that is part of such a monitoring system to capture transaction times independently, promptly, precisely, and completely, including a record of the time a customer order is received on the exchange floor and received and exectuved by the floor broker. Authorizes audit trail exemptions for: (1) small exchanges with demonstrated compliance; and (2) certain categories of customer orders. Requires biennial Commission assessments of each market's trade monitoring system. Directs the Commission to issue deficiency orders requiring timely correction of any such system failing to meet standards. Requires suspension of dual trading, except under specified circumstances, on any market subject to such an order. Bars the placing of oral orders except according to certain Commission rules. Subtitle B: Broker Associations Prohibits trading between floor traders or brokers and affiliated customers. Requires disclosure of formal or informal business affiliations between floor brokers and traders. Subtitle C: Governing Structure Prescribes meaningful representation on exchange boards of brokerage firms, commodity producers and consumers, and floor traders and brokers. Specifies diversity of membership that must prevail on major disciplinary panels. Subtitle D: Floor Trader Registration LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 6 BILL TRACKING REPORT HR 707 Requires floor trader registration. Subtitle E: Penalties Revises penalties for violations of the Act. Makes Commission merchants liable to customers for any losses caused by the malfeasance of their chosen floor brokers. Allows customers to sue floor brokers for punitive damages of up to double actual losses. Authorizes the Commission to require customer restitution. Increases penalties for violations under such Act. Repeals the requirement that the Commission consider financial circumstances when assessing a civil penalty. Suspends a person's registration and trading privilege for failure to pay a civil monetary penalty. Authorizes the Commission to seek monetary penalties in civil court. Makes it a felony to provide false information to a contract market, board of trade, or futures association. Applies criminal penalties for willful and knowing violations of such Act. Authorizes class action suits against registered persons if the Commission has issued final rules permitting such actions. Directs the Commission to make a study of Commission and contract market penalties and related industry guidelines. Subtitle F : Assistance to Foreign Futures Authorities Provides for cooperation with foreign futures authorities (as defined by this Act) with regard to: (1) subpoena authority; (2) investigative assistance; (3) information disclosure and receipt; and (4) payment for necessary investigative expenses. Subtitle G: General Provisions Defines specified terms for purposes of such Act, including "floord trader" and "foreign futures authority." Authorizes the Commission to require futures commission merchants to provide information on the activities of affliated persons (as defined by this Act) that are reasonably likely to affect the financial or operational conditions of such entities. Sets forth: (1) exemptions from such requirements; and (2) confidentiality provisions. Requires the Commission to publish any disserting or separate opinions whenever it publishes any opinion, rule, other official rule. Requires ethics training for new registrants. Grants the Commission authority to conduct limited undercover investigations where it has reason to believe that violations of the Act may be taking place and the Department of Justice has declined to do 50. Grants the General Accounting Office (GAO) access to information maintained by self-regulatory organizations, subject to specified confidentiality requirements. Revises provisions regarding Commission registration authority. Authorizes the Commission to suspend or modify the registration of a person charged with a felony that reflects on such person's fiduciary fitness. Prohibits insider trading. Directs the Commission to: (1) facilitate the development of computerized trading as an adjunct to the open out cry auction system; and (2) seek to remove any foreign trade barriers on the international use of electronic trading systems. Directs the Commission to consider agricultural interests in discharging its duties and functions under such Act. Permits futures LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 7 BILL TRACKING REPORT HR 707 associations to appeal certain Commission decisions. Requires each futures association to adopt telemarketing fraud disciplinary criteria, which shall include a prohibition on a person who has solicited a new account by telephone from entering any orders for such account for three days after the customer has signed the risk disclosure statement. Provides for nationwide service of process and venue in U.S. district courts. Directs GAO to study delivery points for agricultural commodity contracts. Title III: Intermarket Coordination Requires any contract market in a stock index futures contract to file with the Board of Governors of the Federal Reserve System any rule establshing or changing margin levels on stock index futures. Authorizes the Board to direct an exchange to adjust margin levels. Authorizes the Commission to exempt any agreement, contract, or transaction from Commission requirements when in the public interest to do so if such agreement will: (1) be between institutional participants; (2) be in connection with a line of business or for hedging risk management; and (3) not adversely affect the Commission or any contract market. States that such Act shall not apply to a swap transaction entered into: (1) for hedging or business-related risk management; and (2) where each party expect to make specified payments. Establishes a function-based determination of whether or not a hybrid commodity instrument falls within Commission jurisdiction. States that there would be no Commission jurisdiction in the case of an instrument: (1) deriving less than 50 percent of its value in commodity option, to the extent that it has commodity option elements; and (2) expected to have less than 50 percent of its change in value owing to movement in a commodity's specified price or in the terms and conditions of the transaction, to the extent that the instrument has futures contract elements. Excludes from such Act stock index participations approved for trading by the Securities and Exchange Commission by April 11, 1989, or pending approval on or prior to December 31, 1990. Directs the Commission to utilize existing authorities to facilitate the registration of certain persons associated with a broker or dealer for the pruposes of marketing stock index futures products to the public. Title IV: Effective Date Sets forth the effective date for this Act. CRS Index Terms: Agriculture; Administrative procedure; Agricultural economics; Agriculture in foreign trade; Auditing; Brokers; Business ethics; Civil procedure; Commodity exchanges; Computers; Congressional oversight; Congressional reporting requirements; Exports; Fines (Penalties); Foreign exchange futures; Foreign trade; Fraud; Futures trading; Independent regulatory commissions--Authorization; Insider trading in securities; Law enforcement--International cooperation; Program trading (Securities); Securities regulation; Telemarketing; Telephone; Undercover operations; White collar crime LEXIS'NEXIS'LEXIS'NEXIS Sept. 30 / Administration of George Bush, 1991 these deferrals are contained in the at- to throw out the first pitch. [Laughter] leng tached report. Marlin thinks I don't notice these things, com George Bush but last time I gave a press conference he'd that left his rosin bag there at the podium in the Cou The White House, newsroom. [Laughter] van September 30, 1991. to S Commerce in Miami, it's always been an ven adventure. Dade County now numbers 2 Y Note: The attachment detailing the defer- million residents, but in an exciting sense rals was published in the Federal Register plai it's still an outpost of opportunity. Your or- on October 7. ratl ganization's symbol, the beacon on the old larg Cape Florida Lighthouse, reminds us that rate less than a century ago, south Florida was a ren frontier less developed and more forbidding pay Remarks at the Beacon Council Annual than the Western deserts. And in the year ing Meeting in Miami, Florida 1900, Miami was a sultry settlement of gai fewer than 1,700 souls. And today, Miami September 30, 1991 up serves as the gateway of the Americas, a An Thank you for that welcome back. And powerful magnet for economic growth. job I'm delighted to be here. And Jim Batten, Here, you look beyond your borders, and thank you, sir. What is it about the water in beyond your time. And you take seriously with Miami? I think about Alvah Chapman and your obligation to build a prosperous econo- cro all he did as a civic leader in addition to my not just for today, but for the future. al running Knight-Ridder. And now in that For instance, you do care deeply about ha same marvelous, unselfish tradition, you education, and your schools reflect that de have Jim Batten who introduced me here commitment. Educators across our country so] today, and I'm very grateful to him for that admire Dade County's international schools en warm introduction. And I listened carefully program. Graduates of the program will ar to his counsel. And, yes, the Federal Gov- meet all the requirements for university ad- CO ernment must help when you have active mission not only in the United States but citizens like Miami, trying to take care of also in participating foreign countries. le their own problems. We have a role. We This sort of imagination, this commitment es understand it. And we want to be your to quality lies at the heart of our adminis- in partners in these efforts for economic de- tration's America 2000 strategy, to spark a W velopment. So, thank you, sir, very, very veritable revolution in education. Miami much. can take pride that our Secretary of Educa- I want to thank John Anderson, the coun- tion, Lamar Alexander, this month gave C cil president. I want to salute Burt Landy, special recognition to the Dade County at the incoming chairman. And I would like to schools' innovations. 50 just say what a great job your outgoing But you should not rest on today's laurels tv chairman has done. [Laughter] I'm entitled because you'll need to do even better in the to my opinion. Now, wait a minute here. future. b. I'm also pleased that one of the repre- You know, we talk a lot at our students n sentatives from here, Ileana Ros-Lehtinen, and about our students. Well, tomorrow I fi flew down with us. And your State insur- will be going into a junior high classroom to e ance commissioner is with us today. And I talk to and with our students about their t] hope I'm not neglecting others, but that is a role in this revolution. ic marvelous turnout. All across the United States via CNN and c Jeb, I've got to hand it to you. You've PBS, other students in their own schools a been telling me Miami is friendly territory, will be able to hear this message about the and I'm beginning to see what you mean. need for educational excellence. And we're Imagine winning a new major league base- determined to deepen the involvement of ball franchise and naming it for my Press parents. We want to give parents the free- Secretary. I hear Marlin, Fitzwater that is, dom to choose their children's schools, is serious about these rumors that he'll get public, private, or parochial. We're chal- 1366 Administration of George Bush, 1991 / Sept. 30 ter] lenging parents, students, businesses, and a bill that incorporates many of our sugges- ags, community leaders to help develop schools tions. It's important that you urge the e'd that simply break the mold. Because Dade House to do the same thing. We must pre- the County already is in the forefront, in the vent the criminals from holding up our vanguard, I count on you to light the way, economy. And we need fewer stickups and to show the whole Nation how we can rein- an more lockups, and this bill will help get the 2 vent American education. job done. ense You also build a better future with just On a more positive note, Miami faces an or- plain common sense. You invite business, exciting future in international banking and old rather than shooing it away. Miami enjoys a financial services. Among American cities, that large tax base with some of the lowest tax rates in the country. But one important tax only New York conducts more foreign as a remains not just for Miamians but for tax- banking business. And with expected ding payers all across the country. And I'm talk- growth in foreign trade, the market for year ing here about the Federal tax on capital Miami-based financial services should grow t of gains. A capital gains tax cut will boost start- ever more robust. And unfortunately, you iami up companies and other small businesses. must be dealing now, at the Federal level as, a And these are the primary sources of new at least, with banking laws that lag way jobs in our country. behind our times. Our administration wants and And I may be talking to the choir here to bring them up to date. busly with some of the entrepreneurs in this I worry about the economy. Jim Batten cono- crowd, but that's because I want you to sing touched on it. These are tough times. But ture. a louder chorus. Some folks in Congress still we can do something about it. We sent bout haven't gotten the message. They don't un- Congress a comprehensive package of bank- that derstand that a capital gains tax cut is not a ing reforms earlier this year. Our plan intry sop for the rich. It offers a helping hand to would protect depositors' hard-earned hools entrepreneurs and dreamers, people who money, strengthen and modernize our will aren't rich today but whose contributions banks and financial institutions, and make y ad- could enrich our entire society tomorrow. them more competitive in global markets. S but A capital gains tax cut also will help be- So, this is no time for delay. And this is no leaguered industry, especially the real time for anticompetitive measures. If we ment estate business. And a cut will produce an want strong banks and a strong economy, ninis- immediate increase in property values, Congress must enact comprehensive bank- ark a which in turn can offer new hope for strug- ing reforms. And I might add, parentheti- Miami gling financial institutions. cally, we also need a full and vigorous team duca- So, I hope you'll make the truth vivid to on the Federal Reserve. This is a matter on gave Congress. Talk about your own experiences which the United States Senate needs a ounty and needs. Tell them to cut the capital loud wake-up call. Two of the seven seats gains taxes and give our people jobs. The on the Fed sit empty right now. And my aurels two things are interlocked. nomination for the first vacancy, Larry in the And we also must fight as a Nation to Lindsey, won an overwhelming endorse- battle another tax, an invisible tax. And ment from the Senate Banking Committee, idents many in this room have been in the fore- but one or two Senators have held up his row I front of this. I'm talking about crime. Crime nomination for months. And given the om to exacts enormous costs. I think of the job problems the country faces, the financial their that many of you did in battling the narcot- problems, that's just plain inexcusable. ics coming into this country, battling the And when the Senate confirms Larry N and crime related to all of that. I'm talking Lindsey, we hope it will move quickly to chools about crime. Crime exacts enormous costs confirm Susan Phillips, my choice for the ut the in security systems, in business losses, in other open seat. The Senate also needs to we're workers' morale, in pain, and in fear. act on my renomination of Alan Greenspan ent of Our administration has proposed a com- as Chairman of the Federal Reserve Board. e free- prehensive crime package that offers He's doing a good job. There's no contro- chools, people hope, and it gives them a chance to versy, but they ought to get on about the chal- reclaim their streets. The Senate has passed Nation's financial business, it seems to me. 1367 Sept. 30 / Administration of George Bush, 1991 The Fed faces a host of important deci- Mexico has enacted breathtaking economic sions in monetary policy, in bank regula- reforms. And now, with the Fast Track pro- tion, and international affairs. And it cedures in place, we are negotiating with shouldn't have to address them with any- Mexico and Canada to create a North thing less than a full team, a team dedicat- American free trade agreement that will ed to ensuring price stability and fostering create an open market of 360 million con- economic growth. sumers, one that produces $6 trillion a year Our administration wants to take on in economic output. issues that you care about. And here I've Our prospects south of Mexico look just as touched on just a few: the education, crime exciting. We have signed framework trade and economic growth, the capital gains tax, and investment agreements with 28 coun- Fed and banking reform. And I could talk, tries in this hemisphere. And I have asked too, about energy or transportation or Congress to act promptly on legislation for homeownership or tenant management in debt reduction and a multilateral invest- housing or in defense. But the point is, we ment fund for the hemisphere. These need Congress' help if we want to move forward toward our goals. And looking out simple acts will let us put our Enterprise for the Americas Initiative into full effect and on the enormous collection of talent, of business talent, I can't resist asking you to make Miami a key gateway to our Nation's economic future. volunteer in helping me persuade Congress to get moving, not tomorrow, not next year, I might say, having challenged the Con- not the next congressional session, but now. gress to take certain action on the domestic And now I'd like to briefly look ahead. As side, that we approach this Fast Track au- we gather here, we can almost see a new thority in a totally nonpartisan way. It age of liberty dawning around the globe. I wasn't Democrat; it wasn't Republican; it can't think of a more exciting time in the was just sound, good business that will help history of our country to be President than our neighbors and, in my view, will create right now. The changes around the world job after job right here in the United States are amazing, and freedom and democracy of America. It was government at its very is on the move, and I think peace has a best, and now we're working to hammer much better chance than it's had in a long, out an agreement that Congress can accept, long time. a trade agreement with Mexico and Canada Now, I spoke of that new age just this that Congress can enthusiastically endorse. past Friday night in an address to the And it shows that it can be done when you American people. And because of the dra- reach out and work across the aisle Republi- matic changes that have swept our world, can and Democrat and even Independent. particularly in the Soviet Union, we are So, that is what we've got to do, and I must now able to take equally dramatic steps to say, I think this sets a good example. And I make our world safer from the threat of hope when we bring these things to frui- nuclear weapons. I am very pleased with tion, Miami and south Florida will be the the positive worldwide response to our an- immediate beneficiaries of what I think is nouncement, particularly from President farsighted foreign policy. Gorbachev. But our hopes for the future involve I believe that this announcement the more than just the promise of trade, impor- other day really does have the chance of tant though that is. We also see a dramatic removing fear from the minds and hearts of increase in individual freedom and our young people in schools, not just in our empowerment throughout our region. country, but all around the world. Democratic elections, respect for human We are seeing that new age of democracy rights, economic liberty are fast becoming and freedom also dawn right here in our the rule, not the exception. own hemisphere. With each passing day, we This phenomenon just begs for a catchy move closer to realizing the dream of free name. Here's one, "La revolución sin fron- trade, from the Arctic Circle to the Strait of teras," the revolution without frontiers. Magellan. Under President Carlos Salinas, Now some here will know that I stole the this outstanding young President of Mexico, term. It comes from the bad old days of 1368 Administration of George Bush, 1991 / Sept. 30 C Sandinista rule in Nicaragua. When Marxists community. You're an example to the rest used this slogan, it signaled a threat to free- of the country. And I salute you, I'm grate- h dom and sovereignty of Nicaragua's neigh- ful to you, and I might just say on a very h bors. Threat to the sovereignty, threat to personal basis, thanks for embracing my ill the freedom. son, our daughter-in-law. We've got a n- And how times have changed. Today, a granddaughter here, and these Bushes feel ar real liberation movement sweeps the globe. that they're an integral part of the love and And it threatens no one's peace or sover- honor that is Miami. Thank you all very, eignty, no one's right to worship, no one's as very much. de freedom to buy and sell, or to imagine and create. It's the revolution of democracy. n- Note: The President spoke at 3:33 p.m. at ed And it makes possible the equally startling the James L. Knight International Center. for revolution of ideas that gives rise to eco- In his remarks, he referred to James Batten, nomic progress. st- chairman and chief executive officer of In closing, it's absolutely impossible to ese Knight-Ridder, Newspaper, Inc.; Alvah for visit Miami these days without feeling that Chapman, director and chairman of the ex- nd this revolution soon will sweep away our ecutive committee of Knight-Ridder; John hemisphere's last dictator, Fidel Castro. Al- n's Anderson, president of the Beacon Council; ready, a savvy team of experts from the Burt Landy, chairman of the Beacon Coun- Greater Miami Chamber of Commerce has cil; John Ellis (Jeb) Bush, the President's son on- prepared a detailed report on the economic stic and former chairman of the Beacon Coun- opportunities that will emerge along with cil; Representative Ileana Ros-Lehtinen; au- freedom in Cuba. Trade and investment It State insurance commissioner Tom Galla- will offer new hope to the Cuban people ; it gher; Marlin Fitzwater, Press Secretary to who have suffered enough despotism and elp the President; Secretary of Education deprivation. eate Lamar Alexander; Larry Lindsey and Susan Remember how we used to dream about ates Phillips, Presidential nominees to the Feder- a free Cuba and a prosperous, free hemi- al Reserve Board; Alan Greenspan, Chair- ery sphere? Well, it's no longer a fantasy. It's man of the Federal Reserve Board; Presi- mer inevitable in my view. Soon our new world, ept, dent Mikhail Gorbachev of the Soviet our hemisphere of the Americas, will be a ada Union; President Carlos Salinas de Gortari community where liberty, peace, and pros- of Mexico; President Fidel Castro Ruz of orse. perity know no frontiers. And Miami will Cuba; and the President's daughter-in-law you flourish, you can see it clearly, as its hub ubli- Columba Garnica Bush and granddaughter and as its beacon. lent. Noelle. Following his remarks, the President Some have suggested to me that now is nust departed for New Orleans. the time, given the enormous changes in nd I Eastern Europe, changes in the Soviet frui- Union, the changes for democracy south of the Mexico, that now is the time to alter our ak is policy towards Cuba. Remarks at a Fundraising Dinner for Let me tell you something, I'm not going Governor Buddy Roemer in New volve to change it one single bit. The Cuban Orleans, Louisiana ipor- people are entitled to have this wave of September 30, 1991 natic democracy fulfill their dreams. And we and want to be a part of that answer, a part of Thank you all very, very much. Thank gion. that new democracy in which many people you, Buddy, and thank all of you. Thank uman in this room can have such an active role as you so very much for that warm welcome. ming we try to bring commerce and prosperity to I'm just delighted to be here. It was a won- people that have been deprived too long derful introduction, recalling why the atchy because they've been the victim of totalitar- author Pearl Buck wrote, "I fell in love with fron- ianism. Louisiana generally and New Orleans in itiers. It's a great pleasure to be back here in particular." Well, thinking back to the 1988 e the Miami today. As I say, I think of the activity convention, this town reminds me of win- ays of and the energy of Miami's civic business ning. And I have a feeling that, come Octo- 1369 Apr. 7 / Administration of George Bush, 1991 objectives which we so beautifully have I've been looking forward to this meeting achieved. None. And I hope that helps clari- today. We've had a series of these, as some fy it. of you know. Some have attended one in Thank you all very much. Washington, then we had one out in Cali- fornia, and now this. Because I do want to Note: President Bush's 79th news confer- discuss with you two issues that are vitally ence began at 11:51 a.m. in the Briefing important to all of us: America's ability to Room at Ellington Field. President Salinas compete in the global marketplace and our spoke in Spanish, and his remarks were ability to negotiate with our trading part- translated by an interpreter. Marlin Fitz- ners. That's what's at stake right now. I've water is Press Secretary to President Bush. said many times that the hard work of free- dom awaits us. And now, I'm asking for your help in that challenge. I love the way that Mexico's very able Remarks at a Meeting With Hispanic President Carlos Salinas talked yesterday Business Leaders in Houston, Texas about the vision-the vision of free and fair April 8, 1991 trade between the two countries. It's a vision that we share. Last month, I asked Thank you all very much. And Miguel, Congress to support this Fast Track author- thank you for your leadership for the Great- ity in trade negotiations. You see, Fast er Houston Partnership. And to all of you Track is a way of assuring our trading coun- who managed to get through security and terparts that the agreements that they struggle in here, why-[laughter]-apolo- reach with us at that bargaining table, the gies for the delay, but I'm sure glad to see one they reach with our negotiators will be you. the same ones that Congress has a chance Even though these lights are bright, I can to vote on, up or down. Some are alleging see many, many friendly faces out there, Congress has no say. And that's simply not people with whom I've worked for one true. cause or another over the years. You have Fast Track doesn't affect Congress' power this wonderful way of making a guy feel at to accept or reject trade agreements. But it home. So, thank you for coming. Lionel does prevent these 11th-hour changes to Sosa, I love those ads. They're terrific. I agreements that have been hammered out, believe they're going to be very effective. changes that force everyone to start all over And I thank you for your energy and your again. expertise. Those are the people that-also, We need Fast Track authority to pursue would thank all of those who are helping vital trade objectives: the North American you on this project. free-trade agreement, the Uruguay round, To my old friend, Bob Mosbacher, our and the Enterprise for the Americas Initia- able Secretary of Commerce, I'm glad to tive. If we lose our Fast Track authority, we see him. He's slightly jet lagged out, having lose any hope of achieving these three vital just returned from Japan on yet another agreements. The North American free-trade mission to try to encourage our exports-a agreement, the Uruguay round, and the En- mission in favor of free and fair trade- terprise for the Americas Initiative. We lose something we must continue to press for, trade, we lose jobs, and we jeopardize eco- whether it's halfway across the world or nomic growth. whether it's in relation to our own neigh- Here's the key: A vote against Fast Track bors to the south. And Bob is doing a great is a vote against things that we all hold job, a leadership role in fighting for free dear-prosperity at home and growth in trade because he knows as I do, and as all of other lands. It ignores the dramatic and you do, that the freer the trade is, the more wonderful changes in the world economy. job opportunities there are for the people of We want to play a leading role in that the United States of America, say nothing of emerging, exciting world, and we don't our trading partners. And so, I'm glad to want to hide from it. We want to join in the see him back from his mission. thrilling business of innovation, and we do 408 Administration of George Bush, 1991 / Apr. 8 eting not want to chain people to outmoded tech- any agreement may have on American jobs, nologies and ideas. some American companies, American exports. ne in Right now, we have the chance to expand Other Members of Congress say that they Cali- opportunity and economic growth from the worry about wage rates or environmental Yukon to the Yucatan. Think of it. The ant to quality, health and safety issues. I believe, I vitally North American free-trade agreement firmly believe that concern about those ity to would link us with our largest trading part- very same issues is the strongest argument d our ner, Canada, and our third-largest trading for support for Fast Track. part- partner, Mexico. It would create the largest, Let me just talk about those concerns. richest trade zone on Earth: 360 million V. I've We've already seen what the reduction in f free- consumers in a market that generates $6 trillion in output in a single year. Mexican tariffs has done for our exports- ng for A unified North American market would American exports to Mexico. A free-trade let each of our countries build on our own agreement would eliminate the remaining y able strengths. It would provide more and better tariffs entirely. And that would stimulate terday jobs for U.S. workers. Let me repeat that exports, create new jobs, generate wealth, nd fair one. It would provide more and better jobs and hope, I might add, on both sides of the It's a border. for U.S. workers. It would stimulate price asked competition, lower consumer prices, im- Let's take a look at the impact on Ameri- author- prove product quality. The agreement can companies. When trade barriers vanish, ,, Fast would make necessities such as food and goods flow freely across borders. And every- g coun- clothing more affordable, more available to body-businessmen and workers, to farmers t they our poorest citizens. It would raise produc- and consumers-reaps the benefits of ole, the tivity and produce a higher standard of growth. will be living throughout the continent. Consider the environment. The North chance Let me illustrate the stakes involved in American free-trade agreement fits into a alleging the Fast Track debate by discussing the winning strategy of improving environmen- ply not Mexican component of the North American tal quality. Opponents of Fast Track and free-trade agreement. Trade with Mexico the trade pacts forget that prosperity offers , power has helped both our countries. the surest road to worker safety, public S. But it Just 4 years ago, we had a $4.9 billion health, and indeed, environmental quality. nges to trade deficit with Mexico. Since then, we've This administration wants to ensure that red out, cut that deficit by two-thirds, to $1.8 billion. Mexican economic growth goes hand in all over This turnaround took place in part because hand with the environmental protection. Mexico's President believes in free trade. Our EPA is already assisting the Salinas pursue He's slashed tariff rates for some goods from government with its environmental pro- merican 100 percent to 10 percent. One result: our grams. President Salinas has shown that he's / round, exports to Mexico have increased 130 per- serious about cleaning up the environment, as Initia- cent in the past 4 years. by requiring all new cars to have catalytic brity, we This export boom has created more than converters, and recently, I'm sure all of us ree vital 300,000 new jobs here in the United States noticed with pride and pleasure the fact ee-trade of America. And each additional billion dol- that he shut down Mexico's largest oil refin- 1 the En- lars in exports creates 20,000 new jobs here ery because, frankly, it was just too much We lose in the United States. pollution into the air. I know that President dize eco- I don't have to tell anyone in this room Salinas cares deeply about his nation and its about Mexico's market potential: 85 million people and that he means business when he ast Track consumers who want to buy our goods. Nor says he wants to clean up Mexico's air and all hold do I have to tell you that as Mexico grows water. rowth in and prospers, it will need even more of the And finally, consider the matter of work- atic and goods we're best at producing: computers, ing conditions in Mexico. As our trade with economy. manufacturing equipment, high-tech and Mexico has grown, so have the wages of e in that high-value products. Mexican workers. Indeed, Mexican wages we don't Unfortunately, we've got a tough fight have risen very quickly in recent years, oin in the ahead of us. Some Members of Congress are with no tangible impact on America's pay d we do concerned about the potential impact that scales. That being the case, someone ought 409 Apr. 8 / Administration of George Bush, 1991 to ask the opponents of Fast Track why And so, I will be fighting my heart out to they oppose prosperity in Mexico. win passage of this. I was very privileged to Someone should ask why they oppose let- receive for the second time in Houston the ting our neighbors enjoy the benefits of able President of Mexico yesterday. He's progress. These are our friends. These are doing a first-class job. He's moved that our neighbors. Ask them what's wrong with country in ways that some of his critics increased productivity throughout the whole continent. We benefit when others in would never dared dream possible. And I think that it is in our interest now to build this continent prosper. And ask them what's on this improved and strengthened relation- wrong with a more stable Mexico. A free- ship to give them and give ourselves the trade pact would encourage investment, benefit of free and fair trade. would create jobs, would lift wages, and give talented Mexican citizens opportunities So, as we join a world that is linked pri- that they don't enjoy today. A stronger marily by economic-not military-compe- Mexico, in turn, means a stronger United tition, we have nothing to fear except the States; it means a stronger North American fearmongers themselves. They seem to be alliance. the only ones who haven't learned lately So, you see, we have much to gain from that defeatism produces defeat, while confi- extending Fast Track: a new era of open, dence and self-reliance produce greatness. free and fair trade, a future of unprecedent- We've got to seize the opportunities that ed economic growth and regional harmony. this new world economy offers us. And with As with most good things in life, competi- your help, I am absolutely convinced that we will do it. tion involves risk. But we always have been a nation of risktakers, of adventurers. So, once again, thank you for coming. Our forefathers transformed a rough wil- And I pledge to each and every one of you derness into an industrial superpower. that this goal is so important to the United We've created technologies and products States that it will be priority with me, with unlike any others produced in human histo- Secretary Mosbacher, with every other ry. We've placed the wisdom of the ages member of the Bush administration in within reach of anyone who can operate a Washington, DC. We are going to win this computer. fight. But we need your help. Thank you all The vote on Fast Track is really a vote on very, very much. what kind of America we want to build. A "yes" vote expresses confidence in Ameri- Note: The President spoke at 8:30 a.m. in can know-how and ingenuity. I say we be- the Evergreen Room at the Houstonian lieve in ourselves. Hotel. In his remarks, he referred to Miguel I want to make clear that this isn't a par- San Juan, vice president, world trade divi- tisan political issue. I want to salute those sion, Greater Houston Partnership, and Democratic leaders in the United States Lionel Sosa, who produced a video shown Congress, including our own Senator Lloyd prior to the President's remarks. Bentsen, who's a key player in this debate, and others in the House-Speaker Foley- who have the vision to say this is good for the United States and it's good for Mexico. Remarks on Presenting a Point of Light I'm going to approach this strictly in a non- Award to the Voice of Hope Ministries partisan, nonpolitical manner. It is too im- in Dallas, Texas portant to get it bogged down in partisan April 8, 1991 politics. I take great pride in the fact that the relationship between Mexico and the Let me just say Barbara and I are delight- United States has never been better. But it ed to be here. In the first place, I want to is my view that we owe Mexicans the op- salute all at the Dallas Naval Air Station, portunity that they will get from Fast and say it's a pleasure to be back. Track. And when they get that opportunity But today what I wanted to do here in it is going to benefit the United States of this very brief period of time was to salute America. those that are gathered here not only to 410 Week Ending May 3, 1991 Remarks and a Question-and-Answer helping these democracies-fledgling de- Session With the National Association mocracies, many of them-in South Amer- of Farm Broadcasters ica and thus building new markets for our April 29, 1991 own goods. But in any event, that's the second one. And then the third one, of The President. Sit down, please, and wel- course, is the North American free trade th come, welcome. Let me just make a couple agreement that I mentioned earlier that, in a of of comments and then try, with the assist- this instance, features Mexico. ance of our able Secretary of Agriculture, Now, there are some questions about nth- my friend and yours, too, Ed Madigan, to whether these would be of benefit to the respond to your questions. American farmers. Let me just give you a But in the first place, I'm delighted that couple-click off a couple of little numbers Ed is here. I was very high on Clayton here. Free trade in North America would Yeutter-moved over to a new and very give our farmers a freely accessible market ite difficult and very different assignment. Ed of 365 million people with a GNP of $6 stepped into the breach. He's doing a fan- trillion. And that's a market that's larger tastic job for our country. And I understand than the European Community. And like- ment that he's rapidly making believers out of wise, the negotiation of a successful GATT rlos those in ag business that didn't know him. agreement would decrease the trade bar- Those that did I think already were believ- riers worldwide, offering potentially unlim- ers, as I have been. ited export opportunities. But anyway, we are the most agricultural- We're not there yet. We've had some dif- ly productive nation the world has ever ficulties getting our friends in Europe-and s-555 ments- known. And I want to be sure that we con- they are friends-to understand this. But tinue to be that. I'm still convinced that we the Secretary and I and our USTR, Ambas- -555 can compete with anybody, provided we sador Carla Hills, and the Secretary of the remove some of the barriers to trade. And Treasury and the Secretary of Commerce- that's one of the reasons that the Secretary all of us are working on this important and I are as committed to the successful agreement. But we think that it would be a conclusion of the GATT round; also why I boon to American agriculture when we're believe that a Mexico free trade agreement successful. would be in our own best interests. The success, obviously, hinges on what As a matter of fact, we've got a new one you know and I know as Fast Track negoti- with Canada. It's been in effect for 2 years, ating authority. It is simply not right to- and agricultural exports have gone up by 35 you can't negotiate an agreement if the percent. So, those that want to criticize people you're negotiating with think that it ought to take a look at the reality, and I will be amended in many, many ways. The think then they'd understand why we are Congress will, though-there's a misunder- the Federal committed-because we think it's good for standing because some think that when we 1 CFR Part American agriculture as well as good for-I ask for Fast Track, that we're asking Con- nt of Docu- think it's good for jobs, too. Just across the gress to yield their right to vote on it. And C 20402. The labor frontier there. that simply isn't-I found that hard to be- be furnished There are three important trade agree- lieve, but I think there's been some confu- r ($96.00 for .75 per year, ments. You're all familiar with them. The sion on that. We are going to-they obvi- nment Print- Uruguay round-the GATT talks; the trade ously would vote up and down. And if they single copy is component of our Enterprise for the Ameri- didn't like it, they'd vote it down. If they material cas Initiative, which is, I think, a bold new liked it, they'd vote for it. But you can't ocuments. program that must succeed in terms of have 25,000 amendments to an agreement 523 Apr. 29 / Administration of George Bush, 1991 and expect your trading partners to negoti- I'd like to defer the first question to the ate seriously. elder statesman of our group from Des So, the Congress-and I'm very respectful Moines, Iowa, a gentleman who was our of Congress' role in this. They have a consti- second president in 1946, Herb Plambeck. tutional role on international trade, and The President. Is that right? Herb, you some forget that. So, we're sensitive to that didn't tell me all that. Thank you, Ron, and role. We've had extensive consultations. I I'm just delighted you are here, really. don't believe I've seen an initiative that's had more consultation with Congress than Trade With Iraq this one. And I think we're going to be all Q. Mr. President, I'm sure I speak for right on it, but we're going to continue to everyone here in our group when I voice work very hard to get Fast Track approval. the pride and the gratitude we have toward New applications for agricultural prod- you for the way the Persian Gulf crisis was ucts, like the alternative fuels, fuels blended handled and the humanitarian efforts that with ethanol, and biodegradable plastics, have been made since then. and some not so modern uses like food and There are, however, a few questions re- clothing, provide farmers with exciting op- maining. One relates to Iraq, having been portunities. I understand that there's some one of our good customers for our farm differences in the ag community. I was just products. Is any thought being given al- talking to the Secretary about this. But gen- ready toward the restoration of this trade? erally speaking, we're committed to alterna- The President. The restoration of food tive fuels. I believe that the Clean Air Act support for Iraq is underway, the United alone is going to create tremendous oppor- Nations having taken some steps. We are tunities for alternative fuel. So I haven't lost not going to let people starve. But in terms my enthusiasm for this at all. of building reliable markets and in terms of The Fast Track assures our trading part- trying to have normalized trade, the United ners that we will go through with our States will not have normalized trade as agreement. We will vote on what they and long as Saddam Hussein is in power. we negotiate, and I mentioned that point Food is an exception now, because we're earlier. New applications for agricultural not going to let people starve. We are going products is important. And we're talking to go forward with helping people in Iraq about some fuels blended with ethanol and without regard to what sect they're from or biodegradable plastics. And all of these anything of that nature. But I don't want to kinds of things I think have a brilliant mislead any farmer in this country. We will future for agriculture. It's been a little not have normalized trade with Iraq as long slower than I had hoped, frankly, but I as Saddam Hussein is in office. And they're think there's a big market and big future now trying to appeal to get some relief on out there. the oil. There's not going to be any relief as And so I would say to farmers, do not far as the United States goes until they despair because you haven't yet reached move forward on a lot of fronts, incidental- the full potential of these new markets for ly. I mean, what's happened to these Kurds your products. is absolutely-it's so sad you're just moved. I'm going to be asking agriculture over Frankly-and Herb, I'm glad you men- and over again for support on this Fast tioned it-we have responded. We respond- Track extension, and I think that the ed from day one, and now we're respond- bottom line is, they will enjoy more export ing to enormous-hundreds of millions of opportunity if we're successful here. And I dollars relief. That's what we do. We're think it will be a boon for the rural econo- Americans. We do that to help people. But my as well as-well, obviously it would if we're not going to have normalized rela- we continue to sell more abroad. So, these tions with this man. were just a couple of the points, and now I'd be glad to respond to some questions. Credit for the Soviet Union Q. Mr. President, on behalf of NAFB, we Q. Mr. President, have you made a deci- appreciate this time on your schedule. As sion on granting the Soviet Union more president of the organization here in 1991, credit? 524 Administration of George Bush, 1991 / Apr. 29 The President. No, and we're thinking plenty of Republicans. And Ed's not ap- out that. The legislation-I've talked to proaching it in a partisan manner. Ed about this, and the legislation is fairly But in terms of the farm organizations, specific in terms of creditworthiness. Shake thank heavens most of them are seeing that me off if I'm wrong here, Ed, but I think it will benefit the agricultural economy in that's correct. Regrettably, the Soviet Union this country. I really believe it will. But has not entered into the market reforms we're just going to keep pursuing it because that I think Gorbachev aspires to and that I I don't want to say it's in the bag. It isn't know that the President of the Republic, yet. We're counting votes, but we've got a Mr. Yeltsin, aspires to. So, they've got to ways to go before I can say to the American move forward to be creditworthy if we're farmer, look, we're going to win this one, going to do this. and you're going to be the beneficiaries Now, there may be-and we're thinking thereof. about this-there may be some way to Q. The President, how successful-or extend credits. And I'll tell you another what would it mean not only to the U.S. as problem is we want to be sure how it's a whole but for the U.S. farmer for a suc- distributed-that no area is precluded from cessful GATT agreement? And how impor- being the beneficiaries of this kind of tant is Fast Track to that? credit. So, it's up in the air right now. I The President. It's very important to a don't want to say that I won't go forward successful conclusion to the GATT round. with this. I think in some areas it would be Without it, without Fast Track, I think it very helpful to us, to our grain growers. would be almost impossible to hammer out I'm not immune to the fact that they've an agreement that would pass muster with been hurting, so I'd like to be helpful. But the many countries that have to be in I've got to abide by the law. And if we can accord. And so it's do or die, in a sense, that "nd ways to encourage forward movement this Fast Track-some have wanted to try these credits or find ways to make it to split them off, split off Mexican-the editworthy any other way, so much- North American free trade from Fast Track market reform is a good way to do it. There and relating to Europe-to GATT, I mean. are other ways that perhaps they could And I don't want that. I don't want to see a make the credit more secure. policy that discriminates against a neighbor Fast Track Authority Legislation of ours. And so, we're going to go forward. And I-again back to Bill's question-I Q. Sir, I'd like to get back to Fast Track. think we can do it, but we're not there yet. Only one of the major farm organizations- and they're a glaring example-everybody Mexican Adherence to Pesticide else is in favor of the Fast Track-what's Regulations the hangup? What's the problem? What do Q. One of the problems it seems like that you see? Congress and some agricultural interests The President. Problem with who? With need assurances on is the pesticide regula- that one guy that's out of step, or the other tion issue. What kind of assurances can you 51? [Laughter] I'm for the 51 farm organi- provide that we can get Mexico to conform zations that are for it. Fifty-one are. to our strict pesticide regulations here? Q. Don't you feel it will pass? The President. Well, there's a lot of dis- The President. Well, I hope so, but we're cussion going on with them. It has to do not going to act like it's done yet. We are with the other environmental concerns, too. killing ourselves trying to get this done, and I believe that Mexico-and the technical we are going to continue to work with the way we're doing this I'd have to defer— Democrats in the Congress-Republicans even maybe Ed could answer it, but I'd Incidentally, we're approaching this in a have to defer to Carla. I'm not sure. I have nonpartisan manner. We've got some Re- discussed at length the environmental con- publicans that I still have to convince, and cerns here with the President of Mexico. enty of Democrats. And then we've got And all I can tell you is that he has moved enty of Democrats that are for us and forward. He's already shut down or is in the 525 Apr. 29 / Administration of George Bush, 1991 process of shutting down the highest pollut- ideas or conservation program-and we ing refinery in Mexico. It's the PEMEX re- want it. But I also don't want this country finery. He is well aware of the environmen- to be shoved into a no-growth mode. I tal concerns in this country, and he shares mean, there's a lot of young people that them as far as Mexico. need economic opportunity in this country, I'll give you an example. When I first a lot of farmers that can sell more if the met-maybe not the first meeting but market increases for their products. But you early-on meeting with President Salinas, put your finger on something I feel strongly who's a good man-and he started telling about, and that is that we must, from our me about the children in the Mexican national security standpoint, become less schools. They paint the sky at night with no dependent on foreign oil. And alternative stars. Imagine that-a school child painting fuels is one good way to do it. the sky gray. He said, "My ambition is to I happen to think another way to do it is have the children paint the night with the to expand our exploration domestically. And stars and the moon so they can see it." And you run into conflict with special interests I am convinced that he is going to do what groups on that, but I am convinced that is reasonable and what he should do to pro- that is in our national security interests, too. tect his environment, just as we're trying hard to do it on ours. Federal Emergency Assistance for Kansas So, in terms of this, I'm embarrassed to Q. Mr. President, any decision on Federal say I can't give you the technical language assistance for the tornado victims? as to what we might be doing right now on The President. I'm glad you asked about agricultural pesticide use, pesticide use in that one because one of the reasons I kept agriculture, but I am confident-and inci- you all waiting a little bit is I just signed the dentally, the Senators tell me that they are disaster assistance for Kansas-and I expect, confident that the environmental questions as the other requests come in, they will be can be readily answered. processed that rapidly. I mentioned yester- Ed, do you want to add anything? day coming out of church that our hearts Secretary Madigan. You covered it very really go out to the victims. Bob Dole was well. out there the night before last in Kansas, The President. I mean, it's more general and he called me up, I think it was Friday than you wanted, but I am satisfied we can night-or Saturday night I guess he got get it done. back-and said he really had never seen anything like this. And of course, it was Energy Policy widely covered on the television. Q. You mentioned the commitment to al- And I said, Bob, what more do we need ternative fuels, and I think wheat and corn to be doing? He said, well, the FEMA emer- producers realize that commitment came gency people are there now-and then, of long before the Persian Gulf war. But course, then in came the formal request, haven't the events of the last few months and I'm happy to say that we did sign that reemphasized our need to get away from right now, and we'll do what's necessary for those foreign fuels? other States. The President. Getting away from this much reliance on foreign oil has been there China for a long, long time. It's more clear today Q. Mr. President, what about most-fa- because of the Gulf. We must learn. And vored-nation status for China? one of the things that we are trying to do The President. Well, Mike, it's a difficult with our whole new national energy pro- one. What I have tried to do with China is gram is to become less dependent on for- to make clear our concern about human eign oil. Now, one way to do that is through rights abuses, stemming out of-highlighted alternative fuels. particularly by Tiananmen Square, but rec- We also, I want to say-and I hope I don't ognize that cutting off all contacts or trying sound defensive-do have some pretty good to drive them to their knees economically is ideas in terms of conservation. And we're not the way to effect change. And I go back accused of not having any conservation to when we opened relation with China: 526 Administration of George Bush, 1991 / Apr. 29 And, yes, there's some abuses there that no Soviet Union American can be tolerant of. But there's a lot of changes in China that have taken Q. Your reaction to the instability shown place that are beneficial. last week, of Gorbachev resigning and then And I would point to the fact that our the Communist Committee not taking it. policy of at least trying to keep some rea- What would him stepping down mean to soned relation with China paid off in spades U.S. agriculture? on the recent war, because we needed-I The President. Well, I think it would felt we needed-the international sanction mean uncertainty inside the Soviet Union. that those United Nations gave the effort. And there's a lot of question as to some- And if we'd have had enmity with China, it thing-if Mr. Gorbachev stepped down, is very. clear in my mind that they might-I which way the Soviet Union would go. I can't say would have, but they might well like to feel that the changes manifested by have vetoed the resolutions. And we operat- the lightening up in Eastern Europe and by ed with an international sanction, an inter- much more openness, glasnost, inside is ir- national approval that gave the whole oper- reversible. I like to believe that. But that is ation worldwide credibility. an internal matter of the Soviet Union. I So, I think it's important that we have have elected to stay in close touch with Mr. reasonable relations with China. I think it's Gorbachev. He is the man there right now. important we have trade relations with We meet with opposition leaders from time China. But on the other hand, China some- to time at various levels, including mine times doesn't see eye-to-eye with us on with the Baltic leaders. We have differences some of the fundamental human rights with them in terms of, well, treatment of questions that concern me as President and the Republics, for example, right now. concern all Americans. But what happened last week I think in a So, that's a long way of saying I don't sense was quite reassuring because there know exactly what we're going to do on the were some widespread speculation that Mr. MFN to China. We fought for it last year. Gorbachev was in trouble, even with the We have protected the students in this party. And I think that showed that that country, Chinese students-will continue to was not the case. do that. But I'm one who believes that if we But, again, there's a lot of turmoil there. can keep contact and keep showing them And there's a lot of economic difficulty in our way, showing them how good our prod- the Soviet Union today. And we don't take uct is, that that's a better way than break- joy in that at all. We don't take joy in their ing off relations. problems. They've moved considerably There's a billion-what, 1.1 billion people since-on a lot of things. And, again, going in China. And give them their due, they're back to the war, the answer I gave you on feeding 1.1 billion people. I wish our trade China is very valid in terms of the Soviet balance with China was better. It's gone Union. They approved every resolution. more in their favor. But again, we can't They stayed with us, even when Gorba- legislate that. But I think I understand chev-you remember just before the China. I note the importance of China. I ground war started-was talking about, respect the sovereignty of China. I've said well, please hold off. But I didn't take that over and over again, I wish that-I have not as a disapproval of what we were trying to certainly approved, indeed, have con- do. Indeed, when we said, okay, it's Satur- demned some of the human rights abuses. day, Mr. Saddam Hussein, or you've got So, we've got to work with this big coun- problems-the Soviets, having tried their try. And it is in our interest so to do. approach, were supportive. Whether that will lead to MFN renewal, And so again, we want to keep good rela- that question will be decided very soon. tions, but they have enormous-just enor- And I, myself, must decide what role the mous-problems, and we take no joy in that administration will take, because we had a at all. I'd like to find ways to be helpful. But battle on it before, as you know. when it comes to these credits, we cannot- Two more-there are two persistent we are bound by our laws. And I think that hands up, and then we'll go. Yes? protects the American taxpayers-that 527 Apr. 29 / Administration of George Bush, 1991 there has to be a certain creditworthiness. ers. But it's being done, and the discussion So, it's a tough one right now for them, but of it will continue-discussion of it in th let's hope that this democratic process will Uruguay round and elsewhere is a process keep going and keep evolving until we of getting the tariffs removed. So, you start have just pluperfectly good relations with by getting rid of the quotas and putting on them. I mean, we've got good relations, but a tariff with a schedule for the tariff to de- they've got such enormous problems that cline. their full potential is unrealized. The President. That's what I wanted to You talk about energy-somebody asked say, but I was just kind of hung up on it. me the energy question-the potential is Thank you all very much. enormous. But they've got to move forward Q. I just wanted to say thank you, and we with more than rhetoric. They've got to go appreciate your accèss to talk about agricul- with these market reforms. ture for a few moments. Free and Fair Trade The President. Thank you all very much. Q. Mr. President, there's been a lot of Note: The President spoke at 2:35 p.m. in talk about tariffication. One of those places the Roosevelt Room at the White House. In where it has happened-Japan has removed his remarks, he referred to Clayton Yeutter, quotas and put on tariffs on beef. Could you chairman of the Republican National Com- relate to that, please? mittee; Secretary of the Treasury Nicholas The President. What was the word? F. Brady; Secretary of Commerce Robert A. Q. Tariffication-putting tariffs on instead Mosbacher; Ronald Hays, president of the of quotas in trade negotiations. That's been National Association of Farm Broadcasters; one of the goals. Senator Robert Dole; Bill Mason, farm The President. I don't think just substitut- broadcaster at WGEL in Greenville, IL; Mi- ing one barrier for another, if that's what chael LePorte, farm broadcaster at KRVN the question is, is a good way to do it. in Lexington, NE; and Michael J. Boskin We're trying to get open markets. It is my fundamental belief that the American Chairman of the Council of Economic Ad visers. farmer can compete with anybody provided we're talking total freedom of trade. We're not there yet. We're not there yet in terms of trade with a lot of countries-put it that way. But if the substitution is being substi- Statement by Press Secretary Fitzwater tuted to throw up a barrier under a differ- on the Task Force on United States ent name, I don't think we should be very Government International Broadcasting enthusiastic about that approach. April 29, 1991 Maybe I'm missing your question, but- Q. The question is, as opposed to just a Hundreds of millions of people worldwide strict quota, put on a tariff-and that's been rely on U.S. Government broadcasting for one of the things that have been talked objective world news, local news, explana- about in trade negotiations, that has hap- tions of U.S. policy, and information about pened, and apparently beef exports to democratic values and institutions, includ- Japan have increased. ing free-market economics. In light of dra- The President. Can I refer to my econom- matic political developments worldwide, in- ic expert to answer that which I do not cluding the democratic revolution in East- know? [Laughter] Mike? This is Dr. Mike ern Europe, the end of the cold war, and Boskin here. events in the Persian Gulf and Middle East, Chairman Boskin. We have been gener- it is appropriate and timely to examine U.S. ally in favor of substituting tariffs for quotas Government international broadcasting op- in the context of reducing the tariffs in a erations. variety of ways. So, I think the President's The President is pleased to announce the quite right-you don't want to just substi- establishment of an independent, bipartisan tute one form of barrier for another. That Task Force on U.S. Government Interna won't help us. That won't help our export- tional Broadcasting to study the best futur 528 Leo Melamed 1987 The Tenth Planet *7000 Library u Pub'd by Bonus Books of Chicago DEC- 5-91 THU 14:09 TEACH'EM/BONUS BOOKS P.01 bonusks 160 east Illinois street chicago, illinois 60611 (312) 467-0580 FACSIMILIE COVER SHEET TO: Michelle Nix FACSIMILIE NUMBER (202) 456-6218 FROM: Lori 160 E. Illinois Street Chicago, IL 60611 (312) 467-9271 (fansimilie number) DATE: 12/5 NUMBER OF PAGES TO FOLLOW: 7 Andrew A. Yemma Vice President Communications Chicago Mercantile Exchange 30 South Wacker Drive 312/930-3434 Chicago, IL 60606-7499 FAX: 312/930-3439 "Leo Melamed spins a fascinating sci-fi tale. The Tenth Planet is a far-out mystery and Commander Kyro is a new kind of space hero." SENATOR JOHN GLENN A Scl-Fi Mystery Even Humanoids Can't Solve An advanced alien civilization discovers a space probe from earth. Their quest to find us sets into motion a chain of events that threaten their very existence. At the center of the mys- tery is Agot, a 3-million- year-old android from another galaxy and a mind-boggling solution to the missing link puzzle in human evolution. The creator of financial Leo Melamed, a life-long futures, author Leo SF buff, is Chairman of Melamed charts the un- the Executive Committee known here with the of the Chicago Mercan- same brilliance, style tile Exchange as well as and vigor he applies to Chairman of the National the business world. Futures Association. >> $8.95 00037 bonusks 0 80962 00037 ISBN 0-933893-37-X 160 East Illinois Street Chicago, IL 60611 1 DISCOVERY W here are you off to now. Dormah?" It was Rafflo. Dormah detested the little creep. Not for his neuter sex, nor his nasal whine (which was not unusual for neuters), but for his demeanor and sarcasm. Rafflo knew he was superior and made certain everyone was aware of it. "To pee-want to watch?" Rafflo gave her the finger and twirled around smartly. making certain his rear wiggled as only neuters' can-as defi- ant a gesture as he was capable of. Dormah smiled inwardly, pleased she didn't merely ig- nore the twerp as was her normal inclination. Rafflo had been on her case since the moment they left Zamos. Somehow, he had detected she had a secret. For the life of her, Dormah couldn't figure out how he had reached this conclusion; she feared he could read her mind. She desperately tried to avoid his presence. She waited, making certain he didn't turn around be- fore she made for the Computer Center. The last thing she wanted was for Rafflo to follow her there. Not that he could ever see what her work was about-everyone's station was pri- 3 DISCOVERY DISCOVERY vate. She simply didn't want him to know about her move- Dormah nodded happily. "That's where I'm going." ments, ospecially hot nood to uso the ship's computer so soon she admitted as he fell into step beside her. after their departure. Com was a dear old friend. He was also It good chum Her bizarro discovory had left her with an unbearable of Commander Kyro and 8 highly-regarded astrophysicist. sense of excitement. There were moments during the last few The throo of them had spent many a night together pondering days when she thought she might explode from norvousness. the alien puzzlo, with no success, of course. but it WHS great What dramatically intensified these emotions was the strong fun. Kyro had told her that if he had to bet on it, Coni was the possibility that after nearly four years of Trustration and dis- most likely person to find the solution, except for Putral. appointment she actually stood on the throshold of solving "For A second I thought you were Rafflo" she con- the puzzle which had eluded overyone, including Putral. Even fided. "That croep has been following me all around the ship now she had difficulty believing that the answer was really because he thinks 1 made a discovery. He'd be the last person within her grasp. and yet she was convinced of it, This time in the world I'd confide in." everything fit. Cont nodded sympethetically. "I know just how you The first thing she did after the One's liftoff from Dish- feol. I'd rether talk to a dead ford." to Ret was to place an interplanetary transmission to Kyro. It "You're right." Dormah giggled. "dead fords are better WHIS an instinctive action, one she rogretted as soon as she company." heard his voice. How could she say anything meaningful to "And have you made a discovery?" him when the call WIIS probably monitored by millions of Dormah giggled again. "I'll tell you right ufter I toll eavosdroppers the world over? (Not to mention the little croop Rafflix" who had probably also lound H way to intercept the ship's pri- Goni chuckled and hugged her. "That's what I like vate transmissions.) about you. Dormah girl, you're so diplomatic." Consequently their universation was unusually "Thanks, but I take no credit. I owe all my diplomatic guarded and her attempt to convey e signal to Kyro awkward. skills to the commander." filly probably 80 confused the commander he didn't know Moments lator, when she sat alone in the privacy of what to make of hot WORDS. " Licen be her liubiele with her hands on the keyboard. she noticed for could be of untile help under the eircumstances. The full expla- the first time that Uney were trumeing. Al., P......... It. 100mlf in nation would have to want. Her computer analysis, howover, take deop breaths in order to value down. No such now. she AS- could not. sured herself. No one in Galona knew what she know and no "Dormah. Dormah." one could pry the information from her. All she now had to For a moment she thought it was Rafflo again, but to do was organize her thoughts and instruct the computer. She her Immenso relief it WIIH not. It was good old Coni. would know the truth soon enough. The rest would be history, "If you're hoaded for the C.C., I'm with you. I've dovel- She tried to think back to the beginning. to the day Pu- spoul e thang m) the IPIIII farm and I'm burning for the tral delivered his "primcomm" address to billions of Galo- computer to tell me why I'm wrong again." siene. The day "nould former change the of Calotian 4 5 DEC- 5-91 THU 14:11 TEACH'EM/BONUS BOOKS P.05 DISCOVERY history" as he put it. I low right he was but how wrong his reason. Shr recalled how she and Kyro spt transfixed before FOON the videom and Batoned Irs 111st Conuster's hypnotic voice. His (neo. the usual SON of tranquility. divulged nothing. "I como before you today." Putral stated triumphantly. "with news of IIII unprevadented nature. Nows, that will for- ever change the course and history of our civilization. We have at long Inst obtained irrefutable ovidence of the existence in the cosmos of an intelligent alien civilization. We are no longer alone" Had four years really elapsed? she wondered. The broadcast seemed like only last week. yet so much had hap- pened since then more to her than to anyone elso. She smiled. Would anyone believe her weird experience? M any saw the phenomenon. The official Probably not. She still had trouble believing it horself sometimes. tally, conducted much later. established How desporately she wanted to share her thoughts with Kyra that more than thirty million witnessed the event. Com- Soon enough. mander Kyro, P-406. was one of them. She koyod in her personal access code and the termi- It happened by accident. Were it not for Captain So- nal in front of her instantly sprang to life. It was ready 10 fol- tim's abrupt Intrusion, Kyro would have missed it. In fact, at low her every command. the time. he was furious at the captain for interrupting the tranquility and beauty of the moment. Although the trip was commonplace for the com- mander. It gave him great pleasure. His tiny persh was a mar- val of engineering and Kyro, who know the function of its every part, could feel the perfection of its synchronized move- ments. At moments such as this, his own body seemed to as- sume the power of the vessel and he and machine functioned as one. It was a feeling reserved for those who cherished and understood the magnificence of space flight and the vehicles that made it possible. He was sitting in absolute silence while the plenet he left shrank behind him and took on the spherical proportions of a globe. His vessel. enveloped by the velvet of space, had be- come but an insignificant speck in the vastness of the dark 8 7 DEC- 5-91 THU 14:12 TEACH'EM/BONUS BOOKS P.06 FOON FOON hoavens about him. As often as he had seen this sight. it never "hart me get this right-you're telling 11111 = visual of the coased to awe him. One failed to come up on your vidcom? Is that what you want Galos, when viewod from this distance. always gave me to believe?" him something new to admire. He especially liked the spec- "Yes, sir." tacular color offect caused by the sun; this, of course. do- "And you've made a CPS-stat review?" pended on its angle. Sometimes the planet looked entirely "Of course, sir. It found nothing." orange, other times " shade of blue or purple. Then there were The commander's impulse to get engry WH8 suddenly moments, as in that instance, when the planet reflected five or overtaken by a desire to laugh. He could not remember the six colors in kalvidoscopo fashion, one absorbing another. last time B genuine commscope failure occurred: the idea was Suddenly Kyro's concentration was rudely inter- preposterous. rupted by 8 signal from OS-3. the Outstation toward which he Automatically, he switched on the videom on his WAN traveling. The commander automatically resented the in- persh and requested a visual of the ICS-1. The starship In- trusion since the Foon had no reason to communicate until stantly appeared in all her majosty. Although she lacked the he requested docking permission. When he acknowledged the dramatics of Fletin-built ships, she was distinctly recogniz- signal, the excited voice of Captain Salin shattered the still- able by her sheer size; there was nothing else that large in ness of his cabin. space. "Excuse the intrusion, Commander Kyro, but I believe "The One looks fine from here. Salin," Kyro said with We may be facing an umergency 303." more than a touch of sarcasm. He stopped himself from ask- "A what?" ing whether the good Captain was under the influence of "A 303, sir 1 think it's either a malfunction of the some controlled substance. "My vidcom seems to be func- commscope. or worse" tioning properly." "Salin, what in the name of Eon are you talking "Sir. I can fully understand that." about?" "Understand what, Salin?" "I'm sorry. sin I know it sounds silly but it's the only "Understand why your vidcom might still be showing thing I can think off" the IGS. Doesn't the persh commscope operate on post-image, "Alright, please calm yourself and explain." Commander Kyro?" "Well. sir, the thing is that at 6:02 COS, our sutomatic Kyro was taken aback; Salin WAS right. Because the check on the 1084 failnd." One was traveling in excess of the speed of light. simple "What do you mean. failed?" commscope equipment such as his could not produce an "on- "The videom remained blank, sir. We got nothing but line" Image. The persh commscope showed И "post-image" stars. It's like the spacoship is gone." picture of the starship as she appeared some time before. The "Have you tokon leave of your senses, Salin?" fact she still appeared on his screen proved nothing. On the "I know it's crazy. sir I've never encountered any- other hand, on OS-3 the equipment was sufficiently sophisti- thing like it. otherwise I wouldn't have disturbed you." cated to receive and exhibit visual signals at twice the speed 9 B DEC- 5-91 - THU 14:12 TEACH'EM/BONUS BOOKS P.07 FOON POON of the object heing observed. Their visual images wore live. obsolote: their use now Was as ports of call for interplanetary "You are correct, Salin. How long ago was your at. space traffic bound for the mother planot. Galos.' Conse- tempt? Oh yes, you said 6:02 COS" quontly, the Outstations had over time become # center for "Yes, sit." smuggling and illicit trafficking. which in turn became a lu- "Then this suggests that either you have a commscope crative sideline to OS marine duty. Calotian officialdom malfunction on From or the IGS-1 has vanished? Is that found no way to stop this underground activity. Kyro knew right?" this first-hand. The Foons were under his command. "YOR, sir" "Sit. I have Lieutonant Jeng with a CPS report." "And, If the One is grine. it will also vanish from my "Your report. Jeng. please." scroon within kyro made the calculations, "within 17 "I'm afraid, Commander Kyra I must confirm our GOS minutes." provious findings. The Commscope is in operational mode. "That's Correct, sir" no malfunctions apparent and yet the IGS-1 will not material- "Well, Salin, Will both know that's not possible. so ize." while WD wait to 900 what happens on my videom. why don't Kyro said nothing while he pondered whether it might you get CPS to do " second review? And when it's finished let not be H conspiracy by everyone on the Foom. Such practical me talk to leng." jokes had been played before. "Yes, Hir" "Shall we request permission for audio transmission. Kyro found the whole episode absurd. He could as- Commander?" sume noither Il commscope failure nor the preposterous no- Because the One currently attracted millions of space tion that the IGS-1 had disappeared. Indeed the screen on his watchers. nobody was allowed to contact the starship directly vidcom presented clear tustimony to the opposite. It was without specific permission from IGS Mission Command. pouring out pertinent statistics about the starship's maiden The ship's passengers would otherwise be constantly bom- expedition: the distance it had traveled since the inception of barded with communications. its journey, its spood. the time clapsed since It left Zamos, its "Not yet. Salin. 1 want to see what happens on my vid- ETA on Galos and II host of other technical date. com." He smiled " the wild Idea that anything could be Everyone remained silent until 17.07 when, to Kyro's amiss with the majostic One. He could only assume that Cap- tain Salin was in an oping stupor. The drug. a current fad in the Marino Corps. was known to cause a dysfunction of the 'After the Second Calactic War nearly destroyed Galos, the Outstations were placed around the planet ON " protective monsure. Thrir sole purpose Was to optic nerves. Its acquisition, while illegal, presented no prob- house Glosan worships where they could quickly be deployed In the event of tem on the Foons. another stock. Hownver, the necossity for rapid ship deployment was NM- The six Outstations, or Foons as they were commonly dered absolete by the Invention of the V-Tor antimatter defense system. This known (a contraction of Falso Moons), resulted from the Sec- system and the contingent of marines to stoff = attlized but a small sugment of each Mon. allowing the remainder to be converted to porte of call for In- ond Galactic War. Their original purpose had long become coming space traffic. 10 11 DEC- 5-91 THU 14:13 TEACH'EM/BONUS BOOKS P.08 FOON amazement, the IGS-1 venished from his screen, just as the calculations had indicated. Nothing remained of the magnifi- cent starship. so visible moments before, except the last few 3 CAUSE UNKNOWN statistics of her voyage. The ompty videom now showed only the backdrop of stars and the planet Zamos in the far distance. It WHE HN though the One wore never there. M icro-seconds after the starship vanished Putral possessed all the available data about the occurrence. Seconds later his analysis was com- plete. The resulting conclusion was a jolt to his central ner vous system. "Cause unknown" was " response Putral has never before encountered. of equal shock was the unequivo cal fact that all traces of matter and energy had disappeare together with the intergalactic starship. a phenomenon no' known possible. So unbelievable did the C-mastor find these conclu- sions that instinctively ordered a re-analysis, something h. had seldom before requested. It failed to change the result Putral then did something even more unusual. He ordered comprehensive examination of his vast and complicated com munications network. including every data source station throughout the world: e formidable task oven for someone o his talents-something never before necessary. Unfortunately the exercise did nothing to alloviate his state of dismay. No malfunction materialized. It was conclu sive. The IGS-1 had disappeared. an event without prece 12 13 DEC- 5-91 THU 14:25 TEACH'EM/BONUS LEAR OCEAN fronted the Arlian Emril in a lonely sector off Dvook. Flotin's number four moon. The Emrit was escorting soveral chemical 35 LEAF OCEAN carriors back to its colony when, according to the Zifron, it vi- olated Galosan territorial space. In its zeal to protect the mer- chant ships, the Arlian warship ignored the Zifron's repeated warnings. It WIN not much of a contest and might have served as the necessary face-saving Galosan reprisal-had the Galosan battleship not accidentally crippled one of the unarmed tank. ers and killed many of its crow. Naturally the incident begat an Arlian retaliation. This occurred the very next day when two Arlian heavy cruisers pursued and cornered the Galosan Fluur, B T We Zamotian days passed while the Dannsk first generation warship, claiming it had opened fire without continued to circle the planet, the two Za- provocation. The ensuing battle was fierce and lasted several motion warships never for behind. Contact with Agot did not hours. All aboard the Galosan vessel perished. OCCUR These incidents and those that inavitably followed Each day Putrul made several inquiries about the an- wore clear signals that the war disease was about to reach droid: each time Kyro pressod him for an interpretation of the contagious proportions. Not only were the fleets of every gov- silence. Putral refused to speculate. "It is as 1 expected" was ernment encircling their respective planets and closely moni- all hn would sny. Nan Was more imaginativo. Sho offered a va- toring each other's movements. internal preparations were riety of explanations. the most telling of which was that Agot frantically underway at a pace which bespoke inevitability already knew the answor. "After all." she sold. giving Kyro Every action of one government was viewed with sus- one of her plaintive smiles, "he scems to know everything picion by all others. Emergency meetings were conducted else." without respite. Official proclamations, often contradictory, in the meantime the world continued to move toward became commonplace, confidence in any of them virtually galactic confrontation with inuxorable certainty. Putral's fail- nonexistent. ure to persunde the Elders 10 overlook the Delt incident sent The Cerdian Congreso made It clear that, in the event an interplanatory chill through Galotin. It set the stage for a of 0 declared war. in would come to the aid of the mather undino If I 1. J Brank VIV meen and Anl whom inturnity and A Inval from where the final mount tisk, 36, a healthy regotated nonaggression treaty with its could not hm Amount It name from this nronn that the intorpiene long standing ally A.L. tary conflagration would bo exported to the rost of Calotia. The most troublesome effect of these events WHS to di- The Galoson battloship Zifron. an LF monster. con- minish Canng's authority. Putral's pleas for restraint Were in- 294 295 DEC- 5-91 THU 14:26 TEACH'EM/BONUS BOOKS P LEAF OCEAN LEAF OCEAN croasingly ignored 118 normal life within the planetary and unroal dimension. A sunse of impending doom seemed structures came to it heat standstill. The populations of each to prevail. Daily functions were carried out in a trance-like propared for the worst. yet no one know exactly what to ex- fashion. Crew members spoke in whispers or not at all. No podt. Bizarro and irrational revelations became accepted gos- one dured question Kyro's roasons for remaining new Zamos pul. Rumors of every sort, espectally of an imminent alien and he volunteered none. invasion. abounded The Dannsk's commander once again immersed him. In (12) early incident, the commander of a Flatin vessel. self in II flow of interplanetary transmissions from friends Thrmyn C-89. reported sighting R UPO. Two Fletin cruisers and officials aliko: many called to discuss the state of the were sent spooding 111 the direction of the discovery. world in general. some to commiserate with Kyro's plight in At about the same time, the Cordian Astro Observa- particular lory reported il landing by "alien-liko" space vehicles on Brot. These involvements occupied Kyro's time. but did III- Date of the uninhabited planets in the outermost reachos of the the to dislodge his feeling that the last scene of Il tragedy was system. A Cordian worship WIIH dispatched to investigate. about to be enacted. Try us he might. his efforts to reach Agot The parliament of Zamos issued another proclama- went unrewarded. The responsibility for deteriorating world Non. reversing its previous views and implicating the SEU as conditions became a heavier burden with each passing hour instigator of the disasters. It was part of an Interplanetary and the anticipated value of Agot's cooperation diminished plot, they said, "to advance the cause of anarchy:" accordingly. However, the renowned Zamotion physicist Afsh The idea that ho could somehow convinco the android Wollbra demurred. stating the cause could not be galanoid in- to reverse his course of action was fast becoming n remote spired. Instead he announced that he was on the verge of dis- possibility. As he had said to Nan, there was an undentable covering the source of the unknown power and that "a logic to Agot's decision to save the terranold world. It was a deterrent force" WHIN within his reach. "them or us" proposition as she herself had so often stated. On Galos the highly respected philosopher Alvyt Z- On the fourth day, the inevitable happened. Putral ap- 2000 procluimed that the end of the world was at hand. Later. peared to advise the commander: "Upheaval is at hand." Ga- "Tho Life." an interplanatory theosophical organization los and Cord had officially declared war on Arl and Fletin. whose membership included some of Galotia's most re- Only Zamos remained uncommitted. spected philosophers and scientists. substantiated Alvyt's The news was more a relief than a shock. "How much prediction by requesting that all important records be placed time do we have?" Kyro calmly inquired. in time capsulos. "In Zamotian terms, no more then one day." On Arl, almost IN comic reliof, the underworld's "Then I am going to the android." the commander Triad. realizing that galactic war would be disastrous for its said without hesitation. "There is enough time for me to get investments, announced that as a gesture of good will it to the Leaf Ocean and back before you need to act." would suspond all torrorist activities. Putral opposed the idea. "There may be sufficient Meanwhile. aboard the Dannsk. life took on a tense time. but the trip is an unnecessary danger for you. 296 297 DEC- 5-91 THU 14:27 TEACH'EM/BONUS BOOKS P.04 LEAF OCEAN LEAF OCEAN "Pursuant to Bril Fistt's warning," he cautioned, "if avoided giving the impression he was curious. allowing the you are captured by the ZCR no one will be able to save you. commander to keep his private counsel. Your commander status will be meaningloss. Resides, you Now Kyro knew the moment to enlighten Landu had have no Idea how Agot will troat an uninvited visit. If he come. In the event he did not return in time, it was imperative knows the outcome of the program analysis, as Nan suggests, the Dannsk be safely taken back to Galosan territorial space. a visit by you without his approval could enrage him unneces. In such case. his second officer was ontitled to a personal sarily" briefing. The only precaution the commander took was to "I must chance it," said Kyro emphatically. "Our op. hold the conversation within the relative safety of the Cul's in- tions have run out and I fool compolled to make this one last torior. effort. My ducision is unalterable." "I thought you'd like to know why wo keep circling the Nan applied all her intellectual and emotional skills in fruit farm." Kyro said by way of greeting. "It's H long tale and 1 an attempt to be included in the mission. She would accept, have but n few minutes. so listen close." she said. nothing less than an affirmative response. Her ef- Throughout the length of the explanation. except for forts. however. were futile. The commander would not budge. an occasional involuntary whistle, Landu did not breathe a Never again. he told her, would he be party to a decision sound. When Kyro finished. the socond officer asked several which brought her back to Zamos. questions to fill in some voids. then stood up and grinned at "Whatever also." he said with finality, "I am still A bat. him. tleship communder. You are A Zamotian outcast, a discredited "You know what bothers me most about all of this, officer of the ZCR an accused spy for the SEU, and officially commander? Coddamn Sukrs was closer to the truth than I wanted for the murder of Lar Ban. Your life isn't worth a sas- was! The alienics won!" for leaf on that phinot" Both officers broke into laughter. So it remained with but one prerequisite. The C- At the precise moment set, the Cul-fully repaired but master provailed that he should be in constant contact with with ZCP insignia in place of its own-siipped away from Its Kyro throughout the trip and oncounter with the android. mother ship under an image-block cover. When these issues were finally settled, the com- Kyro's strategy was to keep the Gul near the upper mander prepared an explanatory vidcom broadcast for the limit of the stratosphere until he was in the vicinity of the Dannsk crew, to be aired in the event he did not return. Then Leaf Ocean. At that juncture. he programmed the lander to he hastily summoned Landu. follow the route originally set by Agot. Although this proce- Until that moment, the second officer of the Dannsk dure would lengthon the Journey. he thought it necessary to had behaved like the good soldier ho was. No doubt # lesser ensure finding the exo-chamber. officer would have succumbed to the temptation of trying to Twice during the voyage, at Putral's suggestion, Kyro pry from his commander some Information about the mys- attempted to contact Agot. The android refused to respond. tery which enveloped their vassel. Not Landul He carefully To occupy Kyro's time, Putral gave him a complete history of 288 299 DEC- 5-91 THU 14:28 TEACH'EM/BONUS BOOKS P.05 LEAF OCEAN LEAF OCEAN the Leaf Ocean and the biological makeup of the troos. While again and again. Nothing happened. Agot refused to acknowl- Kyro appreciated the diversion, it did little to diminish his ap- odgo, Was he angry at the uninvited intrusion? ()r obstinately prehension. refusing to talk? The first time Kyro snw the sastor forost. it was day- Kyro activated his space suit to go below. Putral said light. The Intensity of the color had been unboarable. Now, in nothing. II took Kyro only a few seconds. He stepped into the the Zamotian night. tin could seo nothing but a continuous evacuation chamber and used his lift-beum to lower himself to black shroud. The only uninistakable similarity between this the ocoan floor. The exo-vapor quickly enveloped him. Hu visit and the original one was the constant moaning of the could KOB nothing. leaves as they left their branches to find their final resting Slowly ho descended to the bottom. He was now only place below. Yet even this sounded different. Sunlight. it H short distance from where he knew the android to be. His soemed, caused the frenk leavos to depart at n much faster spaceboam illuminated the area before him, casting AN erie rate. At night the rhythm was slowor, the effect more ominous. green light. He stepped toward where the monitor had Indi- To Kyrn. the sound resembled the slow drum beat he ented. had onco hoard in an image theator production of an ancient At first he thought he had lost his direction. for there tribal ritual. The bent announced the arrival of an intruder. was nothing except the soft slimy occan substance beneath The present sound sound to transmit a similar message. his feet, now green from the light. Suddenly there be was. Finally, the Col roached the surface of the Loaf Ocean. Kyro froze in his tracks. He was positive it was Agot lying on Unhesitatingly, BN before, il entered and began its slow de- the ocean floor directly in front of him. Ho again tried to talk scent. This time. however, the yollow leaves were indistin- to him. No response. guishable from the colorloss blanket surrounding them, nor He bent over to touch the android with his hands. He could Kyro discorn the changing composition of the matter could feel the shape of his body. Agot was lying outstretched beneath the surface. Everything was uniformly black. on the ocean bottom. Kyro ran his hands over the creature's When the vessel stopped, presumably in the same to- torso. There was no responsive movement. He touched Agot's cation as the first time, tot # sound could be heard, not even faco. It remained still. Kyro began to believe what his instincts by the monitor. The surrounding darkness was much heavier had been telling him for some time-Agot was doad. than he had over encountered in space, the stillness unique to Kyro lifted the android's body with his hands. It was his experience much heavier than he had expected. Slowly he carried it back Suddenly the monitor recorded an object beneath the to the lander. The location sensors guided his direction. He vessel. First it registered HS "unknown," thon, by way of cor- again used the lift-beam to ascend. Slowly Kyro moved up- rection, the monitor advised il was the same object encoun- ward with the android's body in his arms. tered there before. Agot was on the ocean floor directly under Aboard the Gul, he carefully put Agot down and the vessel. quickly replaced his space suit into his belt. Ho looked at the Kyro broke into " sweat. Putral became silent. Kyro body for the first time in light. Agot's eyes were closed. There tried to make contact with the android. No rosponse. He tried was no sign of life. Kyro asked the science monitor to examine 300 301 DEC- 5-91 THU 14:29 TEACH'EM/BONUS BOOKS P.06 LEAF OCEAN LEAF OCEAN the object. II registered "abanned of function." II was con- alterable. There was only one thing I could do. an ovontuality I firmed: the android will doad. had propared for. Since I couldn't change his programs or Kyro suddenly remembored Putral. Ho recounted to neutralize his power, I gave Agot the gift of a new one. I pro- him what had transpired. Putral continued his silence. Kyro grammed him with the ability for scientific analysis, an abil- told him that hu was ordering the lander to return to the ity. he so often stated. that the Satos had failed to provide him Dannsk. Putral finally responded. saying it Was a good idea. with." The Cul uncountored no Zamotian craft and was ún- "You gave Agot the means to discover Terra's location! detected as il asconded nt maximum spood to the stratosphore He died by completing his purpose on Zamos" above the Leaf Orean Unovantfully, it rendezvoused with its "Yes" said Putrai quietly. "I WBS fairly certain the date mother ship and found the safety of its bosom. During the 1 placed in his new program would lead him to the solution." swift journey. nother Kyro nor Putral spoke to each other. Kyro fell silent. awed by Putral's brilliance. It was the Kyro spoke only with Lando to propare for the docking. only means to save Galotia. Putral had come through again. Onco aboard. Kyro set the Dannsk on a return course "I am speechless." he said finally. "I nevor would have to Galos He explained the situation to Nan, isolated the dock- thought of it." ing chamber and quickly went to his own quarters. There, be "I am programmed to think of such things" the C- contacted Putral again. muster modestly intoned. "You know." be accused. but why did you delay advising Cosog and Putral nodded slowly. "I wasn't positive. but I thought chance a Galactic war?" it probable." "I explained it to you. It was 8 difficult decision. I "How?" kyro demanded. restraining his emotions. couldn't be certain my strategy had yet been affected. Think "How did you know? How did it happen? You told me Agot of the risks involved if I had revealed overything before he was was indestructible" dead. Think of Agot learning what I had done. How would he "He was." carre Putrol's calm reply. "There was no react? I needed as much time as possible for my measures to power in our world that could injure him." be successful, even at the risk of war." "Then how did he die, Putral?" Putral was right. Agot's ability to know everything was "The only way possible-at the hands of the Satos" a serious concern. Still, Kyro felt cheated. "I don't understand." "You could have told me," he protested. Putral smiled. "You see, Kyro, It happened during the The C-master disagreed. "Not really," he responded. android's de-analysis. As soon #8 I realized his programs "The same constraint applied to a conversation with you. were Irreversibly locked Agot was tuned to everything involving his existence. The "Then you understood the language." Kyro inter- danger was too great. so I opted for silence. Besides, I pre- rupted. "You didn't need the additional time to decipher it?" forred you learn the truth by yourself:" "That is true. I knew the truth-the programs wore un- "You know I would go to the Leaf Ocean?" 302 303 DEC- 5-91 THU 14:29 TEACH'EM/BONUS BOOKS P.07 11 oct AN "I thought 11 likely" Again Kyro become quiet. the full scope of Putral's thought process bocoming clear GLOSSARY "You know. Putral." he said in a whisper, "I feel like 1 participated 111 11 murder." The C master shook his hend. "Actually, if anyone did. it WIS Dormah. 1 placed her statistical analysis within the an- droid's new scientific program. It was her tenth planet hy- pothosis that 111 the end enabled Agot to find Terro." Kyro smiled. "The ultimate form of pootic justice." he whisporod. Suddenly another startling thought struck him. "Hul Putral, by saving our world. we have doomed Torta. The Sales will now the able to carry out their intent." The C master hesitated 8 moment. He shrugged. "Om A dilomma at # time. Kyro, please" Afsh Wollbre. Renowned Zamotian physiciat. Agen. Three-million-your-old android created by the Sates; the care- taker of planet Zamos: in Satian mythology. the god who is carotaker of all planets. Aldor. 1)-1504. Dannsk marine captain. Allenics. Those who believed the disappearance of the IGS-1 was the result of an alien causation. Alvyt. Z-2000. Famous Galesan philosopher Antident. Sutian weapon utilized by Agot to annibilate matter and change energy into Its opposite, anti-energy Arl. One of the five inhabited planets of Galotin Arlian. Portaining to planet Arl: a citizen of the colony of Arl. Aryl. See Centur. Baftin. Sci-Sti Investigatory worship on Arl commandeored by Com- mander Eron. 304 305