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Originally Processed With FOIA(s): FOIA Number: S; 2004-2265-S S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Speechwriting, White House Office of Series: Speech File Backup Files Subseries: Chron File, 1989-1993 OA/ID Number: 13798 Folder ID Number: 13798-001 Folder Title: Multilateral Investment Fund Signing 2/11/92 [OA 7568] Stack: Row: Section: Shelf: Position: G 26 22 3 2 George Jolson To michelle To Michelle Date 6 Fell Time 5:33 Date 219/0 Time 2:30p WHILE YOU WERE OUT WHILE YOU WERE OUT escorge Colsem M Lisa Reategui of of Phone 566-8243. Extension Phone 647-9100 Area Code Number Area Code Number Extension TELEPHONED TELEPHONED X PLEASE CALL PLEASE CALL CALLED TO SEE YOU WILL CALL AGAIN CALLED TO SEE YOU WILL CALL AGAIN WANTS TO SEE YOU URGENT URGENT WANTS TO SEE YOU RETURNED YOUR CALL RETURNED YOUR CALL 633-7832 Message Message ILLIF speech 7ay 23-021 CARBONLESS Operator Operator mg AMPAD AMPAD EFFICIENCY 23-021 CARBONLESS EFFICIENCY® FRIDAY, FEBRUARY 7, 1992 America's Growing Economic Lead By LAWRENCE B. LINDSEY striking. Nearly half of America's real eco- in particular are increasing their pace of Two leading Japanese politicians, nomic growth over the past five years has investment. During 1989, the U.S. exported Prime Minister Kiichi Miyazawa and been in exports. twice as many capital goods to Latin Speaker of the House Yoshio Sakurauchi Also contrary to the pessimists' claims, America as did Japan. The other area of have caused a firestorm by questioning the U.S. exports have become less based on potential investment in the years ahead is quality and work ethic of America's farm and other primary goods and more the former communist bloc, which could workers and this country's ability to com- focused on high technology. Capital equip- become a staggering source of future pete in the world. But doubts about Amer- ment has risen to 41% of U.S. exports from growth of U.S. capital goods exports. ica are not confined to foreigners. Not too 30% in the late 1960s, largely as a result of The most urgent message of this long ago, some American leaders warned the world-wide investment boom: As other analysis is that encouraging faster world- that the country is at risk of a future of countries develop their economies, they wide economic development might be the flipping hamburgers and sweeping up purchase increasing amounts of American- single most effective policy for promoting around Japanese computers. made machines, computers and air- the growth of exports. The export-promo- Fortunately, the evidence is strong that planes. tion policy that many suggest as an alter- those who are bearish about America's fu- During the past two decades, the invest- native to freer trade is a reduction in the ture are wrong about both the past and the ment share of world product has risen to exchange value of the dollar. This has future. But the pessimism about America 26% from 22%. In dollar terms, gross three potential drawbacks. First, it's not is SO widespread that talk of protectionism world investment outside the U.S. in 1992 clear that a country's monetary authorities and a retreat from active involvement in will be roughly $5 trillion. can control the value of their currency. international economic and political affairs We should hope that this process con- Second, If forelgn-exchange markets per- is again fashionable. The facts suggest that ceive that devaluation is an intended pol- those seeking a truly effective industrial policy should actually favor active Ameri- In the late 1960s, only icy of the U.S. government, interest rates in assets denominated in dollars might rise can promotion of rapid world-wide eco- 20% of American capital to offset the exchange-rate loss. Third, de- nomic growth in the context of free valuation would reduce Americans' pur- trade. goods were exported. chasing power and standard of living. Growing Advantage Today, about 45% of capi- Recent history provides a good test of Research by Andrew Warner of Har- the relative efficacy of world-wide invest- vard University and the Federal Reserve tal-goods output is sold ment and exchange-rate depreciation. The shows that, contrary to popular belief, late 1980s were a period not only of rapidly America's advantage is in the production abroad. Capital-goods ex- growing world-wide investment spending, of high-technology capital goods, and that ports now amount to 4% but also of real dollar depreciation. During this advantage has been growing. A key the five years following the Plaza Accord reason for the recent boom in exports has of GDP. of 1985, the dollar fell 38% on a trade- been the rapid rise of world-wide spending weighted basis. World-wide investment on capital goods. tinues, not only for humanitarian reasons, spending rose 38% over the same period. Over those five years, total U.S. mer- Industrial Giant but also to benefit the American economy. chandise exports rose $192 billion in infla- Each 1% in world investment spending Back in the late 1960s, when by all ac- tion-adjusted terms. $106 billion of the ad- produces a 1.5% increase in exports of cap- counts the U.S. was the world's industrial ital goods, and almost a full point increase ditional merchandise exports, or 55%, was giant, manufacturing amounted to about statistically associated with the rise of in total merchandise exports. Strikingly, 22% of real gross domestic product. Much global investment. not only does the relationship between of this manufacturing went into defense world-wide investment and U.S. exports Common-Sense Ideas and the production of consumer goods pass traditional statistical tests easily, the Let there be no mistake: Neither Amer- from shirts to automobiles. Only 28% of relationship stands up to a wide variety of ica nor any other country can expect to en- the manufacturing base was devoted to mathematical and statistical specifica- joy an economic free ride. Americans capital goods such as computers, aircraft tions. In fact, the link between U.S. exports should continue their efforts to reform the and industrial machinery, and only 20% of and world-wide investment shows some nation's schools, increase the investment American capital goods were exported. signs of having strengthened in recent rate, encourage the natural entrepeneur- The total value of U.S. capital-goods ex- years. ship of the population and subject govern- ports was just 1.4% of GDP. It is interesting to contrast the U.S. per- ment spending and regulation to rigorous Today, when some assert that the U.S. formance with that of Japan. There is no cost-benefit tests. But these are common- has lost its manufacturing base, manufac- evidence of a statistical relationship be- sense ideas that we would be well advised turing output has risen to 23% of real GDP. tween Japanese exports and world invest- to undertake regardless of the interna- The share of the manufacturing base de- ment spending over the past quarter cen- tional trading situation. voted to capital goods has risen to 38%. tury. There does appear to be some im- There may be some advantage in hav- This capital-goods boom has been made provement over time for Japan, although ing Mr. Miyazawa and his countrymen possible by exports: About 45% of capital this improving trend does not pass statisti- think that America is in decline. It proba- goods output is now sold abroad, more cal muster. Further, even at its highest, bly pays to be underestimated. But we than double the proportion of the late the sensitivity of Japanese exports to would be foolish to underestimate our- 1960s. Capital-goods exports now amount to world-wide investment spending remained selves. World economic trends are moving 4% of GDP. below America's. our way and we do not need to be pro- Contrary to the pessimists' view, a ma- One reason for the popularity of the pes- tected from them. If anything, we need to jor part of this improvement occurred dur- simists' view is that America's strengths reinforce them and to increase our expo- ing the 1980s, and particularly the late are not apparent in goods that consumers sure to them. The best industrial policy for 1980s. During the 1980s, the growth in real normally buy. To see them, one has to visit America to pursue is active involvement in exports amounted to one-fifth of the real factories, construction sites and airport the world's affairs to promote global-eco- growth of the economy. Inflation-adjusted hangars-not your usual tourist stops. nomic development and free trade. growth in exports of capital goods out- The regional composition of investment paced overall growth by better than two to also appears to be shifting in America's fa- one. Since 1986, the story is even more Mr. Lindsey is a governor of the Fed- vor. Latin America as a whole and Mexico eral Reserve, in Washington, D.C. Photo copy Preservation 02/06/92 18:32 202 633 0985 OASIA IDB 001/003 DEPARTMENT OF THE TREASURY WASHINGTON Facsimile Transmittal From Office of Multilateral Development Banks (OASIA/IDB) 1500 Pennsylvania Avenue, N.W. Room 5400 Washington, D.C. 20220 (Fax # 202-633-0985) Date: 2/6/92 Page 1 of 3 Page(s) To: michelle nix Tel. # 456-7750 FAX # 456-6218 From: George Folsom Comments: Draft talking points on MIF Signing for President Bush 02/06/92 18:33 202 633 0985 OASIA IDB 002/003 Draft Talking Points for President Bush MIF Signing Ceremony President Iglesias, distinguished representatives, honored guests, -- I am delighted to be with you today to host this ceremony for the signing of the Multilateral Investment Fund. When I launched the Enterprise for the Americas Initiative in June 1990, I placed a great deal of importance on assisting Latin American countries to open their economies to investment. -- This is good for Latin America and for the U.S. economy. The Multilateral Investment Fund, is a critical component of my Initiative. -- It will stimulate private investment in Latin America by promoting reforms that encourage an open investment climate. - In turn, this will promote economic growth in the region and provide new trade and investment opportunities for the American people. Today, Latin America is the strongest and most visible market for U.S. exports and direct investment. | Half of our foreign investment in developing countries goes to Latin America, and one in seven dollars of U.S. exports world wide are to this region. As investment in this region expands, U.S. exports and U.S. jobs will be generated, which will stimulate economic growth in our country. Indeed, all nations will benefit from a more open investment climate and expanded economic opportunities in Latin America. But this is not an objective that any one country can achieve; international cooperation is key. -- That's why the Multilateral Investment Fund is widely supported by the international community -- both by the countries outside the region as well as those through- out Latin America and the Caribbean. 02/06/92 18:33 202 633 0985 OASIA IDB 003/003 - 2 - -- At least $1.2 billion has already been pledged for this important Fund, and more countries are expected to make financial pledges soon -- advancing us toward our $1.5 billion funding goal. For our part, the United States intends to contribute $500 million to the Multilateral Investment Fund. -- I look forward to early congressional approval of legislation to authorize and appropriate funds for our contribution. And to administer this Fund, the Inter-American Development Bank will lead the way - adding to its critical role in promoting economic growth and development in Latin America. -- I place a great deal of confidence in this institution and in it's effective President, Mr. Enrique Iglesias. o In signing these documents, we bring the Multilateral Investment Fund into existence. -- It is my commitment to promote economic growth and prosperity in our hemisphere -- jobs for our people, and opportunities for our business communities. - I believe that the Multilateral Investment Fund will advance these objectives. It is, therefore, with great pleasure that I welcome you to this signing ceremony. 02/07/92 12:16 202 633 0985 OASIA IDB 001/002 3 DEPARTMENT OF THE TREASURY WASHINGTON Facsimile Transmittal From Office of Multilateral Development Banks (OASIA/IDB) 1500 Pennsylvania Avenue, N.W. Room 5400 Washington, D.C. 20220 (Fax # 202-633-0985) Date: 2/7/92 Page 1 of 2 Page(s) To: Michelle Nix Tel. # 456-7750 FAX # 456-6218 From: Ronda Bresnich for George Folsom Comments: attached is material on U.S. exports and jobs that can be used for the President's talking points at the MIF signing ceremony 02/07/92 12:17 202 633 0985 OASIA IDB 1 002/002 ENTERPRISE FOR THE AMERICAS INITIATIVE (EAI) Benefits to the United states and to the Region from the EAI -- Latin America and the Caribbean represent the fastest growing regional market for U.S. exports. U.S. exports to the region have grown by 12 percent annually during the past 5 years -- much faster than exports to the rest of the world. Exports to the region have doubled since 1986 -- to $62 billion. 1 of every 7 dollars of U.S. exports now goes to Latin America and the Caribbean. The United States accounts for 57% of the region's imports, compared to 29% for Europe and 11% for Japan - - we have the most to gain from stronger economies and more open markets. Every $1 billion increase in U.S. exports generates 20,000 export-related jobs. : The Enterprise for the Americas Initiative will: support economic growth and improve individual welfare throughout the region; open markets for U.S. exporters; expand opportunities for U.S. investors; and ease debt burdens, releasing resources for capital formation, imports, education, health, and the environment. -- The United States will benefit through: stronger growth at home, improved investment earnings, increased exports, more jobs, and better regional security. - To advance the EAI further, Congress needs to: provide the necessary authorizing legislation (currently pending in the foreign aid bill rewrite); appropriate $310 million in FY '92 and $286 million in FY '93 to fund debt reduction; and appropriate $100 million each year for 5 years for the U.S. contribution to the Multilateral Investment Fund. Claire 20 dignitures Fouign See Body Enrique Idesias will be # o jobs created by depends",Rate of aform USTR Bet, Myles Frechette 1/6 and 1/7 395- 6135 Ast. U.S. Trade More than Rep. '90+'89 2/3 "has gove" 68.5% Fact Check Copy / (Duggan/Nix) February 7, 1992 Draft Two Invest PRESIDENTIAL REMARKS: MULTILATERAL INVESTMENT FUND SIGNING CEREMONY ROOSEVELT ROOM TUESDAY, FEBRUARY 11, 1992 2:30 p.m. [Acknowledgments] Today marks another milestone along the path of mutual progress for the United States and its friends and neighbors. We move a large step closer to fulfilling the vision of a free, peaceful, prospering Western Hemisphere. As we sign the charter NSCDeal for the new Multilateral Investment Fund, we advance the far- sighted aims of the Enterprise for the Americas Initiative. Our new fund is an exciting innovation: It will provide targetted support for Latin American countries as they transform lumbering George 566-8243 Folson state-run industries into efficient private enterprises. In a neighborhood of free and stable economies, investment helps everyone. Our effort today will lift the tide of hope and freedom. It will free up new resources so that men and women throughout the Americas can carry their dreams and achievements as far as their God-given talents will take them. Make no mistake: The future growth of the United States economy depends on expanding mutual investment and trade with our neighbors in the Americas. Flourishing trade and investment throughout the hemisphere will create new jobs for men and women in Syracuse and St. Louis as well as in Sao Paolo and Santiago. TimDeal billion dollars Right now, we earn one in every seven of our worldwide export of George 566-824 566 Folson DOC Lindywood AID 7 642-9100 Inter-American More than 2/3 (68.5%) George dollars from Latin America. Over Half of our foreign investment in 566-8243 has goml Fact Tim Deal developing countries goes to Latin America. And we're moving NSC forward to create in this hemisphere a new free trade area of 360 million consumers and six trillion billion dollars in annual output -- the Bob Carla soffice North American Free Trade Area of Mexico, Canada and the United Fisher & States. This commitment will endure -- we're in this to stay. Dir. USTR Mex. Aff. The future doesn't frighten us. I ask you to look up on the wall USTR of this Roosevelt Room: We're sitting beneath a portrait of the great world leader who said in a truly dark and dangerous time - 395- 3412 DC Batlets - a time far more we have difficult, far more threatening than ours -- pg.779 "the only thing to fear is fear itself." a I know the people of the United States, and I can assure you that we will say no to the gloomy spirits that want to make pessimism a self-fulfilling prophecy. We don't want to "protect" our future from freedom, opportunity and growth. Working Americans -- and those looking for work -- have common sense. They know that when other countries develop their economies, that results in more sales for America's airplanes, computers, and Governor other high-quality capital goods. Over the past five years, nearly half of America's real economic growth has been in exports Larry Linday -- and exports will carry us to rewarding new destinations in our 452-321 Cond trics future. Sysu Lati America Latin America? Our partners in Canada and Japan and Europe already have joined us in pledging a total at cast of 1.2 billion dollars to this (mine than important fund for our future. The U.S. pledge alone is 500 George Folson million dollars -- one-third of the 1.5 billion dollar goal. I 566-Am 824 Appreciate Johnson equal Treasury Inter Ank Spain 3 urge the United States Congress to act without delay to provide the funds to fulfill this pledge. Let me salute all the representatives of the nations Debbik Myerst participating in this promising new effort. I want to commend the Inter-American Development Bank and its president, Enrique Folson George Iglesias, who will administer the new fund. I am confident you 566 8243 will do an outstanding job with your new responsibility. This is a moment not so much for us but for future generations. It is they who will benefit from what we commence today. It is for them that we invest in a new age of discovery and opportunity -- from Hudson Bay to the Strait of Magellan. Thank you, and may God bless all the peoples of the Americas. # # # Additional Fact Check Entries (Duggan/Nix) February 8, 1992 Draft Three Invest PRESIDENTIAL REMARKS: MULTILATERAL INVESTMENT FUND SIGNING CEREMONY ROOSEVELT ROOM TUESDAY, FEBRUARY 11, 1992 2:30 p.m. [Acknowledgments] Today marks another milestone along the path of mutual progress for the United States and its friends and neighbors. We move a large step closer to fulfilling the vision of a free, peaceful, prospering Western Hemisphere. As we sign the charter for the new Multilateral Investment Fund, we advance the far- sighted aims of the Enterprise for the Americas Initiative. Our new fund is an exciting innovation: It will provide targeted support for Latin American countries as they transform lumbering state-run industries into efficient private enterprises. In a neighborhood of free and stable economies, investment helps everyone. Our effort today will lift the tide of hope and freedom. It will free up new resources so that men and women throughout the Americas can carry their dreams and achievements as far as their God-given talents will take them. Make no mistake: The future growth of the United States economy depends on expanding mutual investment and trade with our neighbors in the Americas. Flourishing trade and investment throughout the hemisphere will create new jobs for men and women in Syracuse and St. Louis as well as in Sao Paolo and Santiago. Right now, we earn 62 billion dollars -- one in every seven of George 2 our worldwide export dollars -- from Latin America. Half of our foreign investment in developing countries goes to Latin America. And we're moving forward to create in this hemisphere a new free trade area of 360 million consumers and six billion dollars in annual output -- the North American Free Trade Area of Mexico, Canada and the United States. This commitment will endure -- we're in this to stay. The future doesn't frighten us. I ask you to look up on the wall of this Roosevelt Room: We're sitting beneath a portrait of the great world leader who said in a truly dark and dangerous time - - a time far more difficult, far more threatening than ours -- "the only thing we have to fear is fear itself." I know the people of the United States. I can assure you that we will say no to the gloomy spirits that want to make pessimism a self-fulfilling prophecy. We don't want to "protect" our future from freedom, opportunity and growth. Working Americans -- and those looking for work -- have common sense. They know that when other countries develop their economies, that results in more sales for America's airplanes, computers, and other capital goods. Over the past five years, nearly half of America's real economic growth has been in exports. During those same five years, U.S. exports to Latin America and the Caribbean George Folson increased by 12 percent annually -- much faster than exports to the rest of the world. Exports will carry us to rewarding new Treasury 566 destinations in our future. Every billion-dollar increase in 8243 exports generates 20,000 new jobs in the United States. 3 Our partners in Canada, Japan, Spain and other countries in Europe and Latin America already have joined us in pledging more than 1.2 billion dollars to this important fund for our future. The U.S. pledge alone is 500 million dollars -- one-third of the 1.5 billion dollar goal. I urge the United States Congress to act without delay to provide the funds to fulfill this pledge. Congress also must provide funds for our Latin American debt 8243 reduction plans. By focusing on the future and advancing the 566 Enterprise for the Americas Initiative, Congress can help me lead the United States to improved investment earnings, increased exports and more jobs. Let me salute all the representatives of the nations participating in this promising new effort. I want to commend the Inter-American Development Bank and its president, Enrique Iglesias, who will administer the new fund. I am confident you will do an outstanding job with your new responsibility. This is a moment not so much for us but for future generations. It is they who will benefit from what we commence today. It is for them that we invest in a new age of discovery and opportunity -- from Hudson Bay to the Strait of Magellan. Thank you, and may God bless all the peoples of the Americas. # # # Fact Check Copy / (Duggan/Nix) d February 7, 1992 Draft Two Invest PRESIDENTIAL REMARKS: MULTILATERAL INVESTMENT FUND SIGNING CEREMONY ROOSEVELT ROOM TUESDAY, FEBRUARY 11, 1992 2:30 p.m. [Acknowledgments] Today marks another milestone along the path of mutual progress for the United States and its friends and neighbors. We move a large step closer to fulfilling the vision of a free, peaceful, prospering Western Hemisphere. As we sign the charter NSCDeal for the new Multilateral Investment Fund, we advance the far- sighted aims of the Enterprise for the Americas Initiative. Our and areasury new fund is an exciting innovation: It will provide targetted George support for Latin American countries as they transform lumbering 566-8243 Folson state-run industries into efficient private enterprises. In a neighborhood of free and stable economies, investment helps everyone. Our effort today will lift the tide of hope and freedom. It will free up new resources so that men and women throughout the Americas can carry their dreams and achievements as far as their God-given talents will take them. Make no mistake: The future growth of the United States economy depends on expanding mutual investment and trade with our neighbors in the Americas. Flourishing trade and investment throughout the hemisphere will create new jobs for men and women in Syracuse and St. Louis as well as in Sao Paolo and Santiago. Tim Deal Right now, we earn one in every seven of our worldwide export of George 566-8243 Folson Inter American treasury Jon George 2 566-8243 dollars from Latin America. Half of our foreign investment in Fact Tim developing countries goes to Latin America. And we're moving Deal NSC forward to create in this hemisphere a new free trade area of 360 trillion million consumers and six billion dollars in annual output -- the Carla Hills North American Free Trade Area of Mexico, Canada and the United States. This commitment will endure -- we're in this to stay. The future doesn't frighten us. I ask you to look up on the wall of this Roosevelt Room: We're sitting beneath a portrait of the great world leader who said in a truly dark and dangerous time - Batlets pg.779 - a time far more difficult, far more threatening than ours -- we have "the only thing to fear is fear itself." n I know the people of the United States, and I can assure you that we will say no to the gloomy spirits that want to make pessimism a self-fulfilling prophecy. We don't want to "protect" our future from freedom, opportunity and growth. Working Americans -- and those looking for work -- have common sense. They know that when other countries develop their economies, that results in more sales for America's airplanes, computers, and Governor other high-quality capital goods. Over the past five years, Fed Reserve nearly half of America's real economic growth has been in exports Larry -- and exports will carry us to rewarding new destinations in our 452-3213 Lindry and trics future. Spon the & Latin America contristen Latin Our partners in Canada and Japan and Europe already have America? joined us in pledging a total at least of 1.2 billion dollars to this (hose than important fund for our future. The U.S. pledge alone is 500 George Folson million dollars -- one-third of the 1.5 billion dollar goal. I 566-Am 8243 Appreciate-the Janes Spain equal Treasury Bank 3 urge the United States Congress to act without delay to provide the funds to fulfill this pledge. Let me salute all the representatives of the nations Debbik Mycrst + participating in this promising new effort. I want to commend the Inter-American Development Bank and its president, Enrique Folson George Iglesias, who will administer the new fund. I am confident you 566 8243 will do an outstanding job with your new responsibility. This is a moment not so much for us but for future generations. It is they who will benefit from what we commence today. It is for them that we invest in a new age of discovery and opportunity -- from Hudson Bay to the Strait of Magellan. Thank you, and may God bless all the peoples of the Americas. # # # February 10, 1992 INFORMATION MEMORANDUM FOR THE PRESIDENT THROUGH: DAVID DEMAREST TONY SNOW FROM: JOE DUGGAN SUBJECT: MULTILATERAL INVESTMENT FUND SIGNING CEREMONY I. SUMMARY On Tuesday, February 11, at 2:30 p.m., in the Roosevelt Room, you will deliver remarks to an audience of approximately 40 people gathered for the signing of the MIF agreement. Included in this audience will be ambassadors from the 16 countries who have pledged to contribute to this fund. II. DISCUSSION Your remarks highlight the benefits of this fund not only for Latin America, but also for Canada, Europe and the United States. Changes made after Staffing 2/711:35 (Duggan/Nix) February 7, 1992 Draft Two Invest PRESIDENTIAL REMARKS: MULTILATERAL INVESTMENT FUND SIGNING CEREMONY ROOSEVELT ROOM TUESDAY, FEBRUARY 11, 1992 2:30 p.m. [Acknowledgments] Today marks another milestone along the path of mutual progress for the United States and its friends and neighbors. We move a large step closer to fulfilling the vision of a free, peaceful, prospering Western Hemisphere. As we sign the charter for the new Multilateral Investment Fund, we advance the far- sighted aims of the Enterprise for the Americas Initiative. Our new fund is an exciting innovation: It will provide targeted support for Latin American countries as they transform lumbering state-run industries into efficient private enterprises. In a neighborhood of free and stable economies, investment helps everyone. Our effort today will lift the tide of hope and freedom. It will free up new resources so that men and women throughout the Americas can carry their dreams and achievements as far as their God-given talents will take them. Make no mistake: The future growth of the United States economy depends on expanding mutual investment and trade with our neighbors in the Americas. Flourishing trade and investment throughout the hemisphere will create new jobs for men and women in Syracuse and St. Louis as well as in Sao Paolo and Santiago. 2 Right now, we earn one in every seven of our worldwide export dollars from Latin America. Half of our foreign investment in developing countries goes to Latin America. And we're moving forward to create in this hemisphere a new free trade area of 360 million consumers and six billion dollars in annual output -- the North American Free Trade Area of Mexico, Canada and the United States. This commitment will endure -- we're in this to stay. The future doesn't frighten us. I ask you to look up on the wall of this Roosevelt Room: We're sitting beneath a portrait of the great world leader who said in a truly dark and dangerous time - - a time far more difficult, far more threatening than ours -- "the only thing we have to fear is fear itself." I know the people of the United States, and I can assure you that we will say no to the gloomy spirits that want to make pessimism a self-fulfilling prophecy. We don't want to "protect" our future from freedom, opportunity and growth. Working Americans -- and those looking for work -- have common sense. They know that when other countries develop their economies, that results in more sales for America's airplanes, computers, and other high-quality capital goods. Over the past five years, nearly half of America's real economic growth has been in exports -- and exports will carry us to rewarding new destinations in our future. Our partners in Canada, Japan, Spain and other countries in Europe and Latin America already have joined us in pledging more than 1.2 billion dollars to this important fund for our future. 3 The U.S. pledge alone is 500 million dollars -- one-third of the 1.5 billion dollar goal. I urge the United States Congress to act without delay to provide the funds to fulfill this pledge. Let me salute all the representatives of the nations participating in this promising new effort. I want to commend the Inter-American Development Bank and its president, Enrique Iglesias, who will administer the new fund. I am confident you will do an outstanding job with your new responsibility. This is a moment not so much for us but for future generations. It is they who will benefit from what we commence today. It is for them that we invest in a new age of discovery and opportunity -- from Hudson Bay to the Strait of Magellan. Thank you, and may God bless all the peoples of the Americas. # # # 02/08/92 16:27 202 623 3612 IDB US EXD 001 INTER-AMERICAN DEVELOPMENT BANK WASHINGTON, D.C. 20577 EXECUTIVE DIRECTOR CABLE, ADDRESS INTAMBANC United States FACSIMILE COVER SHEET DATE: 6 February 1992 NUMBER OF PAGES TO FOLLOW: 20 TO: Michelle Nix White House / Speich Writing ADDRESSEE'S FAX NUMBER: 456-6218 ADDRESSE'S CONFIRMATION NUMBER: 456-7750 FROM: U.S. Executive Directors office SENDER'S FAX NUMBER: 623-3612 SENDER'S CONFIRMATION NUMBER: (202) 623-1031 COMMENTS/SPECIAL INSTRUCTIONS: Here is the MDF Concept Paper and agreement Establishing the MDF. I will send the countries in a minute. NATIONAL SECURITY COUNCIL 06-Feb-1992 15:24 EDT UNCLASSIFIED MEMORANDUM FOR: Robert B. Morley ( MORLEY ) FROM: Pat A. Battenfield (BATTENFIELD) SUBJECT: Call from Speechwriting Joe Dugan (Speechwriting) has been tasked with preparing remarks for the President for the MIF signing ceremony. He said he's not familiar with the subject and would like to talk with someone here as soon as possible. Tim is out at a meeting for at least another 30 minutes. Do you want to talk with Dugan or should he speak with Tim? Dugan's number is: x2930. CC: Roseanne M. Hill ( HILLR ) CC: O. Ruth Stalcup ( STALCUP ) CONFIDENTIAL CONF IDENTIAL 8996 The Bush Record on A ENTERPRISE FOR THE AMERICAS INITIATIVE n (The Enterprise for the Americas Initiative) is a prescription for greater growth and a higher standard of living in Latin America -- and right here at home, new markets for American products, and more jobs for American workers." -- President George Bush June 27, 1990 Enterprise for the Americas: Creating Jobs for Americans President Bush's proposal to create a free trade zone in the Americas is rapidly becoming a reality. - The United States has taken the first step toward the vision of a hemispheric free trade system by commencing negotiations with Mexico and Canada on a North American Free Trade Agreement. In addition, the Bush Administration has signed trade framework agreements with approximately thirty hemispheric countries. Our neighbors are responding by reducing trade barriers and introducing reforms that offer opportunities for American exports and investment. U.S. exports to the region grew by 10% in 1990 and are expected to grow by 14% in 1991, creating more jobs for Americans. - The Bush Administration has signed debt agreements with Chile, Bolivia, and Jamaica on the basis of their commitment to economic reform. Congress has authorized debt relief for other countries willing to open their markets and implement strong economic reform measures. The Bush Administration's innovative proposal to establish a Multilateral Investment Fund to provide additional targeted support for privatization of hemispheric economies is By it NARA, Date 06/12/23 PER NSC WAIVER, gaining support and producing results. Chile, Argentina, Brazil, Mexico, Venezuela, and others have initiated this difficult process, creating opportunities for local DECLASSIFIED businesses as well as American companies. up to American business and the products of American labor. A market of close to five hundred million people is opening Enterprise for the Americas: Strengthening Freedom in the Hemisphere Political freedoms are never secure unless people have economic freedoms that bring opportunity and prosperity. The three pillars of the Enterprise for the Americas Initiative, trade, investment, and debt relief, are helping hemispheric countries grow and develop as never before. Venezuela is expected to grow by 8% this year, Argentina, Mexico and Chile by CONFIDENTIAL 2 4-5%. These growth rates produce employment and better living standards in these countries, reducing immigration pressures and the threat of authoritarian governments in the hemisphere. Enterprise for the Americas: Protecting the Environment In the context of the Enterprise for the Americas Initiative, the Bush Administration has made a strong statement in support of the concept of debt relief in exchange for protection of the environment. - It led to the Group of Seven's 1990 Houston Economic Declaration statement singling out debt for environment swaps as a mechanism that can play a useful role in protecting the environment. - In the fall of 1990, the Paris Club decided to accept debt for environment transactions as a strategy for reducing foreign debt burdens in heavily indebted countries. - As part of the Enterprise for the Americas Initiative process, we have signed debt for environment agreements with Chile, Bolivia, and Jamaica, and expect more to follow. The Bush Administration is negotiating a comprehensive plan with Mexico to deal with border environmental concerns in the context of the broad Enterprise for the Americas effort. Enterprise for the Americas: The Next Steps The Bush Administration remains committed to working with our hemispheric neighbors to sustain the excellent progress we have made to date. - We hope to conclude the North America Free Trade Agreement with Mexico and Canada by early 1992. - We will promote active use of Trade and Investment Councils to resolve trade issues, discuss the requirements for free trade agreements, and facilitate negotiations when the appropriate time arrives. We are pursuing such discussions with Chile, for example. We and the Japanese have pledged $500 million each over five years to the Multilateral Investment Fund and will solicit additional contributions from other countries. Congressional action is needed to provide funding for the Multilateral Investment Fund and for debt reduction purposes. In short, the Bush Administration has made the Enterprise for the Americas Initiative a high priority because it produces jobs for Americans, helps assure freedom and prosperity for our neighbors, and promotes measures designed to protect the environment throughout the hemisphere. PB The Bush Record on THE ENTERPRISE FOR THE AMERICAS INITIATIVE "[The Enterprise for the Americas Initiative] is a prescription for greater growth and a higher standard of living in Latin America -- and right here at home, new markets for American products, and more jobs for American workers." -- President George Bush June 27, 1990 The Enterprise for the Americas Initiative has supported the economic revitalization of Latin America and the Caribbean. It has bolstered the commitment to market-oriented reforms and investment liberalization by Latin American leaders, by producing tangible results for their developing economies, while also providing new, profitable opportunities for U.S. trade and investment. As a result: 0 capital inflows to the region more than tripled, from $4 to $14 billion, between 1989 and 1990; O foreign exchange reserves increased by $13 billion, the largest increase in a decade; O as one of the fastest growing markets for American products, U.S. exports to the region grew by 10% in 1990, with growth forecast at 14% in 1991; and O U.S. direct investment in Latin America rose by more than 15% in each of the last two years. * * * The three pillars of the Enterprise for the Americas are trade, investment, and debt. To expand trade -- President Bush proposed that we begin the process of creating a hemisphere-wide free trade zone; to increase investment -- that we adopt measures to create a new flow of capital into the region; and to further ease the burden of debt, a new approach to debt in the region -- with important benefits for our environment. TRADE President Bush's proposal to create a free trade zone in the Americas is a goal that is now widely accepted throughout the Hemisphere. As a first step, the United States has already successfully negotiated bilateral trade framework agreements with thirty countries in the Hemisphere: We are engaged in intense négotiations with our Canadian and Mexican colleagues on the North American Free Trade Agreement. [Chile could also be a free trade agreement candidate based on its open trade and investment regimes and prudent macroeconomic management.) 2 INVESTMENT Inter-American Development Bank is taking the lead role in a The investment sector lending program aimed at helping Latin American new and Caribbean countries undertake dramatic liberalization of their investment regimes. Four investment sector loans have already been negotiated with Chile, Bolivia, Jamaica, and Colombia. Negotiations are now underway with Argentina, Costa Rica, El Salvador, Guatemala, Honduras, Trinidad and Tobago, and Uruguay. The United States has also proposed the creation of a Multilateral Investment Fund, with a one-time capitalization of approximately $1.5 billion. The Fund, to be administered by the Inter-American Development Bank, will provide resources for privatization, for strengthening the productive capacities of the work force, and for making capital more easily available to the smaller entrepreneur. Japan, Spain, Portugal, and Canada have all expressed their enthusiastic support. Major Latin countries have also stated their intention to join the Fund. We expect the MIF agreement to be signed as early as January 1991. DEBT/ENVIRONMENT Chile, Bolivia, and Jamaica have already received initial benefits under the EAI debt pillar, eliminating a total of $263 million in food assistance debt. We are seeking further authority and appropriations from Congress to reduce foreign economic assistance debt and to sell a limited portion of Eximbank and Commodity Credit Corporation assets for debt/equity, debt-for-nature, or debt-for-development swaps. Bolivia and Jamaica have already signed Environmental Framework Agreements with the United States. This enables them to make interest payments on their reduced debt obligations in local currency to support grass roots environmental projects. This element of the EAI has received strong support from the environmental community, and involves their active participation through the recent creation of a U.S. Environment for the Americas Board to review the local environmental programs. In short, the Enterprise for the Americas Initiative is actively working to encourage trade, investment, and growth in Latin America and the Caribbean. Services of Mead Data Central, Inc. PAGE 2 4TH STORY of Level 1 printed in FULL format. Copyright (c) The Bureau of National Affairs, Inc., 1991 BNA INTERNATIONAL TRADE DAILY Dec. 31, 1991 LENGTH: 1458 words Export Trends TORRICELLI, HAMILTON OPPOSE IDEA THAT CUBAN TRADE EMBARGO BE EASED MIAMI (BNA) -- Two House Foreign Affairs Committee members said the United States will not ease its trade embargo against Cuba--as was suggested by Massachusetts Institute of Technology Professor Rudiger Dornbusch--as long as Cuban leader Fidel Castro remains in power. The suggestion that the embargo be eased met with strong opposition from Rep. Robert Torricelli (D-NJ), chairman of the House Foreign Affairs Subcommittee on Western Hemisphere Affairs. Easing the embargo at this time, he said, would give false hope to the communists, prolong the dictatorship in Cuba, and postpone the "day of reckoning." No change in U.S. relations with Cuba is coming under Castro's government, he said. Speaking at the 15th Annual Miami Conference on the Caribbean sponsored by Caribbean/Latin American Action, which took place in Miami Dec. 2-6, Dornbusch told Torricelli that Cuba and Castro are not the same thing. Saying that the United States had won the war, Dornbusch commented that the biggest risk was losing the peace and making Cuba into another Haiti. Rep. Lee Hamilton (D-Ind), chairman of the House Foreign Affairs Subcommittee on Europe and the Middle East, also said it was not possible for the United States to have normal relations with or lift the embargo on a Castro-led Cuba. But, Hamilton said, discussions with Cuba on specific issues should begin. To the extent that Cuba is able to accommodate the United States, Hamilton said that he would be prepared to take "modest steps" to improve the situation. The U..S. trade embargo against Cuba has been in place since 1963. Need for a Soft Landing for Cuba Dornbusch said that the greatest challenge to the region is how to engineer a "soft landing" for Cuba. Caribbean and Central American countries should seek ways to lighten the U.S. trade embargo against Cuba in order to facilitate Cuba's re-entry into the region's economy, he said. If re-entry into the world economy is not facilitated, Cuba could become another Haiti, Dornbusch suggested. Haiti's economy is being devastated by a trade embargo imposed Oct. 29 by the United States after Haiti's democratically elected president was toppled (8 ITR 1583, 10/30/91). At a panel discussion on Cuba and tourism Dec. 5, attorney Bruce Colan, of Fine, Jacobson, Schwartz and Nash, said that the extent to which trade between the United States and Cuba will occur after the embargo is lifted is heavily dependent on the availability of financing. Products that Cuba will export include sugar, fish, tobacco, and citrus, he said. Miami should LEXIS'NEXIS'LEXIS NEXIS Services of Mead Data Central, Inc. PAGE 3 BNA INTERNATIONAL TRADE DAILY (c) BNA, Inc., Dec. 31, 1991 receive more benefits from trade with Cuba than any other area in the United States, Colan added. Efforts should be made to identify and minimize any "bottlenecks" that could result from a resumption of normal relations with Cuba, he said. Substantial Air Traffic Predicted The air traffic between Havana and Miami will be "very substantial" once normal relations are resumed, attorney Pedro Freyre of Dow Latin America said. Antolin Carbonell, who is with the Miami International Airport, said that a plan has been developed to accommodate the increase in air traffic that would follow a change of government in Cuba. Jean Holder, secretary general of the Caribbean Tourism Organization, said that Cuba is making serious efforts to address conditions for tourism. If the embargo is lifted, there will be a lot more hotel joint ventures in Cuba, Colan said, adding that Cuba will have a start-up advantage since it will be able to offer deals that few countries in the region will be able to match. Freyre noted that Cuba has fallen off the most preferred trading partner list of the former communist bloc countries. In his view, there is a "faint smell of desperation" in the air. Business Unlikely to Return to Haiti In the case of the Haitian trade embargo, even if the embargo were lifted tomorrow, business will not return to the area anytime soon, speakers at the Dec. 4 session of the conference said. Andrew Postal, president of Judy Bond Inc., a company that manufactured blouses in Haiti, said that 20,000 to 30,000 jobs have been lost as a result of the embargo. However, Haitian Association of Industries President Jean Baker estimated that more than 60,000 jobs have been lost. Some U.S. firms have been lost permanently in the area and those that are thinking of going back will do so on a limited basis, Postal said. Speakers agreed that the embargo has devastated the already struggling private sector and that economic recovery would be a slow process for Haiti after the embargo is lifted. Doubts about Haiti's Future Prior to the embargo, Haiti imported about 65 percent of its products from the United States, and the United States took about 85 percent of its exports, according to the State Department. The issue now is whether U.S. companies will go back, Postal said, adding that there will be the perception in board rooms of "enormous risk" in going back after the embargo is lifted. Peter Evelyn, president of Kirk Line Inc., said he did not see trade with Haiti resuming after the embargo is lifted. "No one will be able to buy goods," he commented. LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 4 BNA INTERNATIONAL TRADE DAILY (c) BNA, Inc., Dec. 31, 1991 Haitian private sector representative Andre Apaid, who is also a trustee for Caribbean/Latin American Action, blasted the embargo, saying it was starving people and ruining the private sector. The embargo is punishing the private sector, not the army, he said. The Organization of American States called for the embargo after Haitian President Jean-Bertrand Aristide was ousted in a military coup (8 ITR 1507, 10/16/91). President Bush prohibited exports and imports of goods and services to and from Haiti as of Nov. 5, 1991 (8 ITR 1584, 10/30/91). Postal argued that it would take more than the lifting of the embargo and the restoration of Aristide to get Haiti on track again, adding that anyone who thought it would be business as usual after the embargo is lifted is living in a "fool's paradise." According to Postal, even if the embargo were lifted "tomorrow," U.S. business would not return to the area for at least several months "on a best-case basis." U.S. Department of Commerce Caribbean Basin Division Director Jay Dowling said that it will be harder and harder to bring U.S. companies back with each passing day of the embargo. He added that the United States does not have a plan to bring back investment to Haiti because the situation changes every day. Rick Helfenbein, president of Crystal Brands/Izod Kids, said that while he said was committed to going back to Haiti after the crisis is over, guarantees would have to be provided that his goods and people would be safe. Investment Fund Will Be Finalized During a luncheon address Dec. 5, Mexican Deputy Secretary of Commerce Pedro Noyola tried to assuage the fears that NAFTA will be a source of problems for countries in the Caribbean region. Noyola said that the Mexico is interested in analyzing the possibilities of negotiations with the Caribbean region on improved market access and tariff and non-tariff barrier elimination. While acknowledging Caribbean concern that new foreign investment may be diverted to Mexico as a result of NAFTA, Treasury Undersecretary for International Affairs David Mulford Dec. 3 emphasized that NAFTA is still being negotiated and the Mexico will "not get duty-free treatment overnight but gradually over a transition period as a result of mutual concessions." Mulford said the United States plans to finalize and sign the multilateral investment fund agreement in early 1992. The MIF concept is contained in President Bush's Enterprise for the Americas Initiative, a reform package for Latin America that includes a debt-reduction plan, a vision for hemispheric free trade, and a stronger emphasis on environmental protection in the hemisphere (7 ITR 983, 7/4/90). While the Inter-American Development Bank is the "focal point" for implementing the investment portion of the initiative, Mulford noted that a number of non-IDB members, particularly in the eastern Caribbean, are interested in participating. The U.S. government supports participation by LEXIS'NEXIS'LEXISNEXIS Services of Mead Data Central, Inc. PAGE 5 BNA INTERNATIONAL TRADE DAILY (c) BNA, Inc., Dec. 31, 1991 non-IDB member countries, Mulford said, adding that the United States is exploring options with the IDB and hopes to develop a workable solution. LEXIS'NEXIS'LEXIS NEXIS Draft Talking Points for President Bush DRAFT MIF Signing Ceremony President Iglesias, distinguished representatives, honored guests, -- I am delighted to be with you today to host this ceremony for the signing of the Multilateral Investment Fund. When I launched the Enterprise for the Americas Initiative in June 1990, I placed a great deal of importance on assisting Latin American countries to open their economies to investment. -- This is good for Latin America and for the U.S. economy. The Multilateral Investment Fund, is a critical component of my Initiative. -- It will stimulate private investment in Latin America by promoting reforms that encourage an open investment climate. -- In turn, this will promote economic growth in the region and provide new trade and investment opportunities for the American people. Today, Latin America is the strongest and most visible market for U.S. exports and direct investment. Half of our foreign investment in developing countries goes to Latin America, and one in seven dollars of U.S. exports world wide are to this region. As investment in this region expands, U.S. exports and U.S. jobs will be generated, which will stimulate economic growth in our country. Indeed, all nations will benefit from a more open investment climate and expanded economic opportunities in Latin America. But this is not an objective that any one country can achieve; international cooperation is key. That's why the Multilateral Investment Fund is widely supported by the international community -- both by donors and the countries of Latin America. DRAFT - 2 - -- $1.2 billion has already been pledged for this important Fund, and more countries are expected to make financial pledges soon --- advancing us toward our $1.5 billion funding goal. For our part, the United States intends to contribute $500 million to the Multilateral Investment Fund. -- I look forward to early congressional approval of legislation to authorize and appropriate funds for our contribution. And to administer this Fund, the Inter-American Development Bank will lead the way -- adding to its critical role in promoting economic growth and development in Latin America. -- I place a great deal of confidence in this institution and in it's effective President, Mr. Enrique Iglesias. o In signing these documents, we bring the Multilateral Investment Fund into existence. -- It is my commitment to promote economic growth and prosperity in our hemisphere -- jobs for our people, and opportunities for our business communities. -- I believe that the Multilateral Investment Fund will advance these objectives. O It is, therefore, with great pleasure that I welcome you to this signing ceremony. 02/00/92 17.18 TY202 023 3012 IDB US EXD 002 Countries that have pledged to the Multilateral Investment Fund (MIF) United States Japan Canada Italy Portugal France Mexico Venezuela Brazil Argentina Chile Colombia Peru Uruguay 02/06/92 17:19 202 623 3612 IDB US EXD 001 INTER-AMERICAN DEVELOPMENT BANK WASHINGTON, D.C. 20577 EXECUTIVE DIRECTOR CABLE ADDRESS INTAMBANC United States FACSIMILE COVER SHEET DATE: 6 February 1992 NUMBER OF PAGES TO FOLLOW TO: Michelle nix White Howes /Speech Whiting ADDRESSEE'S FAX NUMBER: 0/56-6218 ADDRECED'E CONFIRMATION NUMBER: 456-7750 FROM: July Mass Executive Directors SENDER'S FAX NUMBER: 623-3612 SENDER'S CONFIRMATION NUMBER: (202) 623-1031 COMMENTS/SPECIAL INSTRUCTIONS: Here is the list of countries that have pladge/donated to the MDF 1) 02/06/92 16:28 202 623 3612 IDB US EXD 002 MULTILATERAL INVESTMENT FUND Overview Most countries in Latin America and the Caribbean have sustained serious economic losses during the 1980's, with the average per capita income declining by almost 8%. Low or negative economic growth, high inflation and frequent balance of payments crises have led to a lack of private sector confidence in the region. On a net transfer basis, some $200 billion has fled the region, and the level of investment has dropped by one-third during the decade. To resume economic growth in the region, a dramatic increase in investment is needed. This requires a fundamental transformation in development strategies. The public sector, which prior to the debt crisis had been identified as an engine of growth in these countries, is no longer able, or expected, to provide the investment required. In fact, many inefficient state enterprises represent a major drain on these economies. Latin governments in general now have come to the realization that private sector investment must play a larger role in promoting economic growth. However, the private sector remains unable to make the investment because of severe constraints imposed by government policies and inadequate domestic or foreign financing. Moreover, substantial domestic savings are being transferred out of Latin America and what remains is too small to meet public and SI private investment needs. Many governments have a window of opportunity to make comprehensive reforms. The transition must be swift and special levels of picn international support must be mobilized to stimulate investment and finance reform efforts during a transition period. Poor economic fide performance in Latin America could spill over into domestic discontent with the national governments, placing added pressure on the viability of many of the emerging democracies in the region. awel To resume private sector oriented growth, three basic elements are required: (i) macroeconomic stabilization; (ii) an open market ecdom system built on private investment; and (iii) a private sector that can stimulate and respond to new investment opportunities. Much of the work to foster these conditions can be supported through existing IMF, IBRD and IDB programs. However, a number of do difficult obstacles cannot be reached through the existing financial structures of these institutions. The institutions are & unable to generate the level of net income needed to finance the for activities desired. Therefore, grant resources to complement MDB God heats efforts are needed over the next several years to facilitate a more rapid and successful transition to private sector-led growth. The Enterprise for the Americas Initiative calls for reforms to cre establish private sector-led, open market economies. Those countries willing to undertake investment reforms, will become 02/06/92 16:29 202 623 3612 IDB US EXD 003 candidates for official debt relief and improved trade access. To support investment liberalization, the IDB will design investment needed sector operations utilizing appropriate loans to finance the reforms. To complement and strengthen the efforts of multilateral and bilateral agencies in identifying and removing investment constraints in Latin American and Caribbean countries, President Bush proposed establishment of a Multilateral Investment Fund (MIF) The Fund would be administered by the Inter-American Development Bank. The Fund is designed to augment the IDB, IIC and World Bank's loan and technical assistance resources. The MIF would support countries making difficult policy reforms in situations where IDB or World Bank financing would be inappropriate. The needed reforms often require far-reaching, costly, and painful measures, such as reducing government employment and privatizing public onterprises; opening protected domestic markets; and, revitalizing private sectors crippled by years of neglect and a lack of interaction with global markets. MIF funding would also help develop the mechanisms that support private enterprise, such as banking and trade finance services. A large portion of MIF support would be in the form of grant funding to assist countries that are experiencing large budget deficits and are unable to increase revenues or borrow internationally. MIF funding would also provide the funding for training needed to speed the rebuilding of a vigorous private sector. We are proposing a Multilateral Investment Fund totalling $1.5 billion to be paid in at $300 million per year for five years. The United States would contribute $100 million per year. Other IDB non-borrowing countries would fund the remaining $200 million per year. Funding levels for the various facilities and allocations for individual programs are to be determined by the donors. Structure of the Multilateral Investment Fund The Multilateral Investment Fund will have three separate facilities for activities: an expanded technical assistance facility to identify and implement the policy changes needed to transform recipient economies; a human resources facility to mitigate the social costs of economic restructuring by retraining displaced workers, and to strengthen the productive capacities of the workforce, from laborer to manager; and, 02/06/92 16:30 202 623 3612 IDB US EXD 004 - 3 - an enterprise development facility to stimulate investment and private sector financing while broadening participation of low-income groups, women and minorities in the economy. The three facilities provide the flexibility to design assistance tailored to a specific country's situation. Funds can be shifted among facilities depending on need, in consultation with donor governments. I. Technical Assistance Facility The and scope of reform differs substantially from country to country. pace Many governments are not in a position to identify constraints to investment or the reforms that are needed. Therefore expert technical assistance is required to evaluate national and sectoral policies. Creation of a positive policy environment for investment will often require a more facilitating regulatory environment and a legal code compatible with international standards. In addition, reforms involving privatization require highly trained expertise capable of assisting in valuing and selling public-owned assets. Technical assistance grants are needed to contract the required advisory services. This is especially true for those countries unable to incur additional foreign indebtedness or in cases where foreign exchange generally is a binding constraint. The Technical Assistance Facility would provide grant assistance in the following areas: -- Country diagnostic studies to identify investment constraints and advisory services for legislation and regulatory reform, Design and implementation of privatization programs, -- Financial sector development, -- Business infrastructure development. A. Country Diagnostic Studies and Reform. AS a first step, MIF funds would be used to finance country diagnostic studies to identify investment constraints and to develop options for removing them. These studies would examine legislative, financial and regulatory constraints among other investment impediments. This exercise would serve as the basis for comprehensive reform of the investment climate. Many countries in the region subsequently will need substantial assistance to bring their investment and commercial codes, tax systems, regulatory procedures and agencies and their judicial systems up to international standards. Some countries are already revising their investment codes; other should do it if funds were available. 02/06/92 16:31 202 623 3612 IDB US EXD 005 - 4 - would B. be used for designing privatization programs at the national Design and Implementation of Privatization Programs. Funds level and for implementing the privatization of specific enterprises. Technical assistance grants of this type are needed in the larger economies but also would be ideally suited for the smaller state-owned enterprises located in Central America and the Caribbean. MIF resources are needed to help in the valuing, restructuring, marketing and sale of small and medium state-owned enterprises. C. Financial System Development. Tecnnical assistance in the banking sector and capital markets is needed to review a country's [inameial syctom to identify impediments to the mobilization and allocation of resources. The primary objective would ne to creale new capabilities for the financial system. This could entail improving operations of existing institutions or examining the possibilities for developing new institutions where needed. Technical assistance for countries with weak financial systems, such as many in Central America, would focus on basic reforms to eliminate practices that inhibit or distort the financial system. Countries with more sophisticated financial institutions would be candidates for targeted innovations, such as creation of an over- the-counter equity markets or a metals exchange, building where possible on institutions and infrastructure already in place. Overall objectives in addressing the financial system would be to: create improved investment instruments and improve the availability of longer-term financing from private sources; eliminate interest rate distortions; increase the security of the financial sector through prudential regulations, improved accounting and disclosure standards, and training of professional staff in risk and credit analysis; and, assist in the modernization of technical infrastructure to access and process information more quickly. D. Business Infrastructure Development. Technical assistance in this area would be used to assist governments to identify, In prioritize and develop needed business infrastructure. addition, substantial technical assistance is needed to assist governments to develop strategies that promote private sector integration and support for government initiatives to develop needed infrastructure such as telecommunications, roads, ports, power, etc. II. Human Resources Facility While human resources development has long been an objective of the 02/06/92 16:32 202 623 3612 IDB US EXD 006 - 5 - IDB and other international financial institutions, circumstances today demand additional and urgent efforts to mitigate the social if cost of the transformation to open market economies. And investment is to be attracted, the skills needed to support a dynamic business environment must be developed quickly. Human resource programs most often require grant financing. While they build the capacity of individuals to participate in the economy they often do so without any assured means to recover the cost. And addition, workers displaced by a shrinking public sector generally lack the finances needed for retraining and relocation. The human resources facility would provide grant assistance in the following areas: -- Restructuring work forces, -- Vocational education, -- Management training. A. Restructuring Work Forces. Many governments have been heavily over-staffed, especially in their public enterprises. Unless this overstaffing can be eliminated in an acceptable manner and public unrest and fiscal imbalances. Democracies need to support expenditure cut quickly, economic reforms can be defeated by social redundant workers with a social safety net and train them for economically viable jobs elsewhere. The needs here are often massive and compelling, given the level of restructuring required. Often the retraining of displaced workers can be carried out through government programs or through local NGO's. A minimum family support package to include basic housing and food may be required for a defined period while the training is in progress. B. Vocational Education. In many countries skilled labor is in short supply and unable to service the manpower needs of growing, export-oriented enterprises. It is essential that business be able to obtain appropriately trained workers. This will require the development of vocational training programs that are responsive to the manpower needs of the private sector. In particular, workers have to be trained to international standards of production if these countries are to attract foreign investors. Vocational educational programs often may require institutional development to carry out the training. Such programs are traditionally recognized as requiring public sector support because the financial benefits are hard to capture as workers enter the workforce or move from business to business. Grant funding to governments launching such programs is often essential as the only means of financing available. C. Management Training. As the private sector expands and a country integrates further into the global economy, a variety of management skills must be available at international standards. 02/06/92 16:33 202 623 3612 IDB US EXD 007 - 6 - Managers need to improve quickly their capabilities in international norms of finance and accounting, dispute settlement, transportation, computers, etc. In several poor countries where markets were protected from external competition, there is both a lack of trained managers and the absence of an institutional structure to develop managers able to function in these areas. In these special instances, where government budgets are constrained and the country is over-indebted, some of these areas should be considered for grant technical assistance. III. Enterprise Development Fund Throughout the region, micro and small enterprises lack the necessary skills to respond to business opportunities that arise from changing economic conditions and policy reforms. But even with the appropriate skills, many entrepreneurs are handicapped by lack of access to essential financing. Stimulating small businesses activity is a key element in promoting sustainable economic growth. Growth in this sector can produce important economic and social benefits that extend well beyond improving the living standards of the owners. These benefits include job creation and significant participation by women who make up a large percentage of micro-entrepreneurs. For countries in recession, the growth of smaller enterprises also contributes to a broader-based recovery of domestic demand. The Enterprise Development Facility is designed to improve the responsiveness of smaller enterprises to changing economic conditions and policy reforms. The Facility has three basic objectives: -- Business Development Program to improve the ability of micro and small enterprises to identify and pursue business opportunities; and -- Financial Services Program to create or expand financial services to small and micro enterprises, Investment Fund to provide loan and equity financing to small entrepreneurs. A. Business Development Program Throughout Latin America there is a desire to broaden the participation of low-income groups, women and minorities in the economy. Typically these groups do not have the skills to exercise their entrepreneurial instincts. Street vendors and microenterprises are unable to plan their businesses, apply for working capital and other financing and interact successfully with the government for licenses and contracts. In many countries this has led to the development of a large informal 02/06/92 16:34 202 623 3612 IDB US EXD 008 - 7 - economy which is highly efficient given the constraints within which it operates, but inefficient as regards the overall economy and its development. The Business Development Program will organize or provide grants to existing non-governmental organizations (NGOS) (such as foundations, educational institutions, business cooperatives and associations, and community organizations) and to local financial institutions that provide services to micro and small business. These grants can be used to help individuals develop business plans, to assist smaller entrepreneurs solve business problems such as production or distribution, to work with smaller enterprises to identify sources of financing, and to bring entrepreneurs together with business opportunities. B. Financial Services Program Domestic financial institutions throughout the region are most often unwilling or unable to provide financial services to micro and small entrepreneurs. In general, transaction costs for lenders are high relative to revenue and risks are perceived to be great. And even if financing is available to small businesses, it is usually very short term and expensive. Finally, financial institutions are often physically remote from where smaller entrepreneurs live and work and may be intimidating, especially for microentrepreneurs in the informal sector. Financial requirements of smaller businesses include working capital loans, leasing, seed capital for start-ups, finance for recovery or expansion, and equity to create a solid capital base from which to grow. These capital needs are diverse and there is no single type of financial service or form of organization that can address the requirements of all smaller businesses. The purpose of the Financial Services Program is to promote "institution-building" of NGOS and domestic financial intermediaries to expand the volume and range of services for smaller businesses. The goal is to establish self-sustaining channels for resources to flow to those businesses. These objectives will be pursued by (1) technical assistance grants to fund development costs associated with creating or expanding financial services to smaller businesses (including innovations in deposit taking, rediscount facilities and interbank markets, credit analysis and risk management, supervisory techniques and information management) and (2) equity investments and long-term loans to NGOs and intermediaries to build their capital base. C. Investment Fund. An Investment Fund will provide financing through NGOs and domestic financial intermediaries that are creating or expanding services to smaller businesses. Small and 02/06/92 16:36 202 623 3612 IDB US EXD 009 - 8 - micro enterprises to be funded through these intermediaries will be selected according to guidélines determined by the management of the Multilateral Investment Fund. In general, financing techniques will be chosen to maximize the "multiplier" effect of the Fund's resources. Financing will be in the form of equity, quasi-equity, loans or guarantees. The Investment Fund will be "revolving": income and proceeds from the Investment Fund's loans and investments will be reinvested in new projects. The Investment Fund will also be available for financing specific companies where this would be more efficient than using intermediaries and the projects are too small for direct investment. Loans and investments made by the Investment Fund will be priced at market-based rates rather than subsidized rates. This policy will avoid contributing to price distortions in the domestic financial system, will encourage efficient allocation of Investment Fund resources, and will build viable, self-sustaining financial institutions to service target enterprises. March 19, 1991 4:00pm 02/08/92 18.38 262 323 3812 ILL US EXL 316 MULTILATERAL INVESTMENT FUND 1. When President George Bush Launched the Enterprise for the Americas; one of the pillars of the program was the creation of a Multilateral Investment Fund to be administered by the Inter-American Development Bank. During the latter half of 1991. intensive discussions took place among a group of member countries of the Bank to establish the parameters of the Fund, to reach agreement on how it would be operated and to discuss its possible contribution to said Fund. 2. The Fund is being established with a number of goals in mind, all related to the desire to provide critical support for the landmark economic reforms now belug undereaken throughoue the region. Thus, the purposes of the Fund are to: (a) encourage the development and implementation of investment reforms and facilitate significantly increased levels of private investment, both foreign and domestic, thereby accelerating the economic and social growth and development in the reglonal developing member countries of the Bank, and the developing member countries of the Caribbean Development Bank; (b) encourage those members in their efforts to implement development strategies based on sound economic policies which encourage increased private investment and an expanding private sector, as those policies will increase employment opportunities and foster small businesses and micro-enterprises, and thus help alleviate poverty, improve income distribution, and strengthen the role of women in development; (c) stimulate micro enterprises, small businesses and other entrepreneurial activities in those members; (d) provide financing to help enable those members to (i) identify and implement policy reforms which will increase investment, (ii) bear certain of the costs associated with investment reforms and an expanding private sector, and (iii) broaden participation of smaller entrepreneurs in their economies; and (e) promote in the full range of its operations environmentally sound and sustainable economic development. 3. Principal decisions relating to the use of the resources of the Fund will be taken by the donors who will, for that purpose, constitute a Donors Committee. These decisions include final approval of proposals for grants or loans and allocation of Fund resources among the various facilities. However, the administration of the Fund would rest with the Bank. which would be responsible for, among others, identifying appropriate operations, developing proposals, submitting those proposals In the Donors and evenuting the operations that Are approved. In addition, the Bank would administer the Fund resources and keep the Bank's Board of Executive Directors fully informed of the Fund's activities to ensure that they are consistent with the Bank's policies and, where relevant, the policies of the Inter-American Investment Corporation. 02/06/92 16:37 202 623 3612 IDB US EXD 011 4. The arrangements which would govern the Bank's administration of the Fund are contained in an Agreement for the Administration of the Multilateral Investment Fund, which would be signed by the Bank and all of the donors, if it is approved by the Board. The donors would also sign, among themselves, an Agreement Establishing the Multilateral Investment Fund. The Agreement Establishing the Fund would enter into force only when at least five prospective donors with contributions of at least $800,000,000 had deposited instruments of ratification, asceptance or approval. Within sixty days of ratifying. accepting or approving, the respective donor must deposit an instrument of Contribution and then pay its first installment within 30 days of that deposit. 5. There is transmitted to the Board the following documents: (a) The Agreement for the Administration of the Fund, for its consideration and discussion by the Board; (b) A Proposed Resolution which, if approved by the Board, would authorize the President of the Bank, or such person as he shall designate, to sign the Administration Agreement on behalf of the Bank; (c) The Agreement Establishing the Fund, for the information of the Board; and (d) For the information of the Board, a Memorandum to the President from the General Counsel of the Bank setting forth the legal considerations pursuant to which the privilages and immunities of the Bank extend to the resources administered by the Bank on behalf of others. If the Board is in agreement, If is requested to Approve the attached Proposed Resolution. 02/06/92 16:38 202 623 3612 IDB US EXD 012 AGREEMENT ESTABLISHING THE MULTILATERAL INVESTMENT FUND WHEREAS, many leaders in Latin America and the Caribbean have embraced market-based economic reform, recognized the need to reduce external debt burdens to manageable levels and recognized the need for liberalized investment regimes; WHEREAS, the need to attract private capital is critical to the economic development of the countries of Latin America and the Caribbean, and investment reform is needed to stimulate foreign and domestic investment in these countries; WHEREAS, the prospective donor members of the Inter-American Development Bank listed in Schedule A of this Agreement (each considered a "Donor" on adherence to this Agreement and so referred to hereinafter) have agreed to establish a multilateral fund in the Bank as a transitional measure to as- sist in investment reform; WHEREAS, such a multilateral fund can provide critical resources to sup- plement and complement the activities of the Inter-American Development Bank, the Inter-American Investment Corporation and other multilateral development banks, to provide support for their policies and their initiatives to promote investment reform and stimulate in particular the activities of micro-enterprises; WHEREAS, the Inter-American Development Bank (hereinafter referred to as the "Bank"). to fulfill its purposes and in pursuit of its objectives, has agreed to administer such a fund, and on has signed the Agreement for the Administration of the Multilateral Investment Fund (hereinafter referred to as the "Administration Agreement"); THEREFORE, the Donors agree to establish the Multilateral Investment Fund (hereinafter referred to as the "Fund") as follows: Article 1: General Purposes The general purposes of the Fund are to: (a) encourage the development and implementation of investment reforms and facilitate significantly increased levels of private invest- ment, both foreign and domestic, thereby accelerating the economic and social growth and development in the regional developing member countries of the Bank, and the developing member countries of the Caribbean Develop- ment Bank; (b) encourage those members in their efforts to implement de- velopment strategies based on sound economic policies which encourage increased private investment and an expanding private sector, as those 02/06/92 16:39 202 623 3612 IDB US EXD 013 2 policies will increase employment opportunities and foster small businesses and micro-enterprises, and thus help alleviate poverty, improve income distribution, and strengthen the role of women in development; (c) stimulate micro-enterprises, small businesses and other entrepreneurial activities in those members; (d) provide financing to help enable those members to (i) identify and implement policy reforms which will increase investment, (ii) bear certain of the costs associated with investment reforms and an expanding private sector, and (iii) broaden participation of smaller entrepreneurs in their economies; and (a) promote in the full range of its operations environmentally sound and sustainable economic development. Article 2: Contributions to the Fund Section 1. Instruments of Contribution. (a) As soon as reasonably possible after depositing the instrument indicating that it has ratified, accepted, or approved this Agreement under Article 6, Section 1 (hereinafter referred to as an "Instrument of Acceptance"), but no later than sixty days after depositing. that instru- ment, each Donor shall deposit with the Bank an Instrument of Contribution in which it agrees to pay to the Fund the amount set forth for it in Schedule A in five equal annual installments (such Contribution herein- after referred to as an "Unqualified Contribution"). Donors which have deposited an Instrument of Contribution prior to the date this Agreement enters into force pursuant to Article 5, Section 1 (hereinafter referred to as the "Effective Date") may postpone payment of the first installment until the 30th day after that date. Donors depositing an Instrument of Contribution on or after the Effective Date shall pay their first install- ment within 30 days after such deposit, but no later than the first an- niversary of the Effective Date or such later date as determined by the committee established under Article 4 (hereinafter referred to as the "Donors Committee"). Donors shall pay each subsequent installment before or on the corresponding anniversary of the first installment. (b) Notwithstanding the provisions of paragraph (a) of this Sec- tion regarding Unqualified Contributions, as an exceptional case, each Donor may deposit an Instrument of Contribution in which it agrees that payment of all installments except the first is subject to subsequent bud- getary appropriations, and in which it undertakes to seek to obtain the necessary appropriations to pay the full amount of each installment by the payment dates set out in paragraph (a) (such Contribution hereinafter re- ferred to as a "Qualified Contribution"). Payment of an installment due after any such date shall be made within 30 days after the requisite ap- propriations have been obtained. 02/06/92 16:40 202 623 3612 IDB US EXD 014 3 (c) If any Donor which has made a Qualified Contribution has not obtained the appropriations to make payment in full of any installment by the dates indicated in paragraph (a), then any Donor which has paid the corresponding installment on time and in full, may, after consultation with the Donors Committee, direct the Bank in writing to restrict commit- ments against that installment. That restriction shall not exceed the percentage which 4.0 unpaid porsion of the installment, Lo be paid by the Donor which has made the Qualified Contribution, bears TO the entire amount of the installment to be paid by that Donor, and shall be in effect only for the time that unpaid portion remains unpaid. (a) Any member of the Bank which dues who appoul 3A askadula A, and which becomes a Donor in accordance with Article 6, Section 1, shall make a contribution to the Fund by depositing an Instrument of Contribu- tion in which it agrees to pay an amount and on dates and on conditions approved by the Donors Committee under that Article. (e) The Fund shall not be increased beyond the total of the amounts set out in Schedule A plus the amounts set out in Instruments of Contribution deposited pursuant to paragraph (d). Section 2. Payments. (a) Payments due under this Article shall be made in any freely convertible currency determined by the Donors Committee, or in non- negotiable non-interest-bearing promissory notes (or similar securities) denominated in such currency and payable on demand in accordance with unIteria and procedures to be established by the Donoro Committoo to moot the operational commitments of the Fund. Payments to the Fund in a freely convertible currency, which are transferred from a trust fund of a Donor, shall be deemed to be paid towards the amount due from that Donor when transferred. (b) Euch paymontc chall be made to an account nr accounts established specially for that purpose by the Bank, and such notes shall be deposited in that account or with the Bank, as the Bank shall determine. (c) To determine amounts due for each Donor paying in a con- vertible currency other than the United States dollar, the U.S. dollar amount opposite its name in Schedule A shall be converted into the cur- rency of payment at the IMF representative exchange rate for that currency calculated by averaging those rates on a daily basis during the six-month period ending on November 30, 1991. Article 3: Operations of the Fund Section 1. General. The operations of the Fund shall be managed through three Facilities, namely, the Technical Cooperation Facility, the Human Resources Facility and the Small Enterprise Development Facility. It is the responsibility of the Donors Committee to ensure that all Fund 02/06/92 16:41 202 623 3612 IDB US EXD 015 4 operations shall be consistent with the Bank Group's general programs and policies applicable to its own operation, and the Bank Group's strategy and program for the respective country resulting from the continued policy dialogue and the development priorities of the country concerned through the formal mechanisms set out in the Administration Agreement. Section 2. The Technical Cooperation Facility. Under the Technical Cooperation Facility, grants shall be provided for technical cooperation, as appropriate to governments, government agencies, privatization agencies, stock exchanges or others, to achieve the purposes of the Fund, and, in particular, to finance: (a) country diagnostic studies to identify investment constraints, including legislative, financial and regulatory impediments to investment; (b) the development of national country plans for comprehensive reform of the policy and legal environment for investment, in conjunction with, and complementary to, Bank country programs; (c) advisory services Lu Implement plans mentioned 11's paragraph (b), which may involve advice on reforming investment laws, laws on intellectual property rights, commercial laws, tax systems, labor laws, laws to protect the environment and legal procedures, as well as advice on implementing those laws, and regulatory agencies; (d) advice on the design and implementation of privatization programs, including advice on the valuation and techniques for privatizing particular enterprises; and (e) assistance on developing and strengthening financial systems (i) to remove impediments (such as interest rate distortions) and support healthy competition; (11) to develop sound prudential safeguards, in- cluding accounting and disclosure standards, and institutions to administer them; (iii) to expand the capabilities of the banking sector and capital markets by more direct, transparent and technically-current information networks; and (iv) to take other measures to strengthen the financial sector, such as advice on the creation and development of capital or commodity markets. Section 3. The Human Resources Facility. Under the Human Resources Facility, grants shall be provided, as appropriate to governments, government agencies, educational institutions or others. t.n develop the human resource base needed for increased investment flows and an expanded private sector, and, in particular, to finance: (a) the training of workers who may be displaced as governments implement investment reforms, reduce public expenditures, restructure or privatize; (b) the training of workers and managers to assure that skilled workers and managers are available to meet the manpower needs of investors and an expanded private sector, and that managers are familiar with 02/06/92 16:42 202 623 3612 IDB US EXD 016 5 international practice in such areas as finance, accounting, planning, marketing and distribution, management information systems and so forth; (c) the training of individuals who can serve those regulatory functions essential for the operation of a market-oriented system, including training in such disciplines as consumer protection, worker protection, the administration of competition laws and the protection of the environment; (d) the training of professionals who are considered important to the development of the local economy, through strengthening the scien- tific, technical and managerial capabilities of the human resource base; and (e) the strengthening of vocational training and other institu- tions which will serve the purposes set out in (a), (b), (c) and (d). Section 4. The Small Enterprise Development Facility. (a) Under the Small Enterprise Development Facility, financing shall be provided to indigenous micro-enterprises and smaller businesses directly or through intermediaries, and to institutions serving them, to achieve the purposes of the Fund, as set out below. (b) For the purposes set out in paragraph (a), grants may be pro- vided for technical cooperation to non-governmental organizations and domestic financial institutions (including financial intermediaries) to expand the volume and range of services available to micro-enterprises or smaller businesses. Such grants for technical cooperation may be used to help those organizations and institutions to: (i) improve financial and business practices so that they may become self-sustaining; (ii) develop innovative financial services, such as leasing and rediscount facilities, and participate in interbank markets; and (iii) develop services to assist micro-enterprises or smaller businesses to prepare business plans, identify business oppor- tunities and sources of financing, and solve particular marketing or other business problems. (c) To also achieve the purposes of paragraph (a), a Small Enter- prise Investment Fund shall be established, and shall at all times and in all respects be held, used, obligated, invested and accounted for separately from other resources of the Multilateral Investment Fund. The resources of the Small Enterprise Investment Fund may be used to make loans, equity investments, and quasi-equity investments to smaller business and micro-enterprises, and to non-governmental organizations and domestic financial institutions which are creating or expanding services to micro-enterprises or smaller businesses, or which are lending to or investing in micro-enterprises or smaller 02/06/92 16:43 202 623 3612 IDB US EXD 017 6 businesses. The Donors Committee shall determine the basic terms and conditions of such loans and investments. Any amounts, whether dividends, interest or otherwise, received by the Bank from the operations of the Small Enterprise Investment Fund shall be deposited to the account of the Multilateral Investment Fund, for allocation by the Donors Committee pursuant to Article 4, Section 3. Section 5. Principles for Fund Operations. (a) Financing from the Fund shall be provided under the terms and conditions of this Agreement consistent with the rules set out in Articles III, IV and VI of the Agreement Establishing the Inter-American Development Bank (hereinafter referred to as the "Charter"), the policies of the Bank applicable to its own operations, and the rules and policies of the Inter-American Investment Corporation where relevant. In addition, while all developing member countries of the Bank are potentially eligible recipients, financing from the Fund shall be provided only if (i) in the case of grant assistance, the recipient has established that the assistance will likely have a catalytic impact on invest- ment flows; (11) the developing member country of the Bank, in the territory of which the resources will be utilized, either (A) is in compliance with an investment sector loan agree- ment between that country and the Bank, or (B) (1) in the case of financing under Section 2(a), (b) or (c) of this Article, is committed to sound macroeconomic policies and to investment reform; or (2) in the case of any other financing under this Agree- ment, is implementing both sound macroeconomic policies and policies and practices which have removed and continue to remove impediments to increased investment flows, and which are resulting in a significant expan- sion of the private sector; and (iii) the developing member country of the Bank, in the territory of which the resources will be utilized, is in compliance with agreements with relevant international financial institutions. (b) In deciding on providing grant funds, the Donors Committee shall pay particular attention to the commitment of specific member countries to poverty reduction and investment reform, the social costs of economic reforms, the financial needs of the prospective recipients and the relative levels of poverty in specific member countries. (c) Financing in the territories of countries which are members of the Caribbean Development Bank, but not the Inter-American Development Bank, shall be conducted in consultation and agreement with, and through, 02/06/92 16:44 202 623 3612 IDB US EXD 018 7 the Caribbean Development Bank and under such conditions, consistent with the principles of this Section, as the Donors Committee shall decide. (d) Fund resources shall not be used to finance or pay for project expenses which have been incurred prior to the date the Fund resources may be made available. (a) Comito from LL may ha made available an A hnnin which permits contingent recovery in appropriate cases of funds disbursed. Any amounts so recovered shall be deposited to the account of the Multilateral Investment Fund, for allocation by the Donors Committee pursuant to Article 4, Section 3. (f) Only nationals or companies from Donors, or regional de- veloping countries which are members of the Bank, shall be eligible for procurement from Fund resources, except that developing member countries of the Caribbean Development Bank shall be eligible for procurement from financing provided pursuant to paragraph (c) of this Section. (g) The Fund shall not be used to finance any undertaking in the territory of & regional developing member country of the Bank if that member objects to such financing. Article 4: The Donors Committee Section 1. Composition. Each Donor may participate in and appoint a representative, on the basis of a nomination by its Governor of the Bank, to meetings of the Donors Committee. Section 2. Responsibilities. The Donors Committee shall be responsible for the final approval of all proposals for grants from the Technical Cooperation Facility, the Human Resources Facility and the Small Enterprise Development Facility, and all proposals for loans, equity investments or other financings from the Small Enterprise Investment Fund, Section 3. Allocation Among Facilities. The Donors Committee may allocate the resources of the Fund at any time to any Facility, including the Small Enterprise Investment Fund, and may decide that a specific percentage of total Fund assets be reserved for a particular Facility, provided that no more than forty (40) per cent of total resources of the Fund may be allocated to any Facility. Section 4, Meetings. The Donors Committee shall meet at the prin- cipal office of the Bank as often as the business of the Fund requires. The Secretary of the Bank (serving as Secretary of the Committee) or any Donor may call a meeting. As necessary the Donors Committee shall determine its organization, rules of operation and procedure. A quorum for any meeting of the Donors Committee shall be a majority of the total number of representatives representing not less than four-fifths of the total voting power of the Donors. 02/06/92 16:45 202 623 3612 IDB US EXD 019 8 Section 5. Voting. Unless otherwise specified in this Agreement, the Donors Committee shall reach decisions by a three-quarters majority of the total voting power. The total voting power of each Donor shall con- sist of the sum of its proportional votes and its basic votes. Each Donor shall have one proportional vote for each one hundred thousand United States dollars it has contributed in cash or notes (or similar securities) under Article 2, Section 2, or the equivalent in cash or notes (or similar securities) which it has contributed in freely convertible currencies under Article 2, Section 2. Each Donor shall also have basic votes con- sisting of such number of votes as results from the equal distribution among all the Donors of twenty (20) per cent of the aggregate sum of the basic votes and proportional votes of all the Donors. Section 6. Report. When approved by the Donors Committee the annual information statement submited under Article 5, Section 2(a) of the Administration Agreement shall be forwarded to the Bank's Board of Executive Directors, Article 5: Term of the Agreement Section 1. Entry into force. This Agreement shall enter into force on the date when at least five prospective donors listed on Schedule A, the proposed contributions of which on that Schedule total at least 800, United States dollars, have deposited the instruments referred to in Article 6, Section 1. Section 2. Term of this Agreement. This agreement shall remain in force for a period of ten years after the Effective Date, and may be renewed for no more than one additional renewal period of five years. Prior to the end of the initial period, the Donors Committee shall consult with the Bank about the advisability of extending the operations of the Fund or any Facility for the renewal period. At that time the Donors Committee, acting by a vote of at least two-thirds of the Donors representing not less than three-quarters of the total voting power of the Donors, may extend this Agreement or any of the operations of any Facility or Fund for the renewal period or a period shorter than the renewal period. Section 3. Termination by the Bank or the Donors Committee. This Agreement shall terminate in the event that the Bank suspends or ter- minates its own operations under Article X of the Charter. This Agreement shall also terminate in the event that the Bank terminates the Administra- tion Agreement under Article 6, Section 3 of that Agreement. The Donors Committee may decide to terminate this Agreement or any Facility. or the Small Enterprise Investment Fund, at any time by a vote of at least two- thirds of the Donors representing not less than three-quarters of the total voting power of the Donors. Section 4. Winding up of Fund Operations. (a) On termination of this Agreement, the Donors Committee shall direct the Bank to make a distribution of assets to Donors after all the 02/06/92 16:46 202 623 3612 IDB US EXD 020 9 liabilities of the Fund are discharged or provided for. Any such dis- LIIbution of remaining assets shall be in proportion to contributions made by Donors in cash or by encashment of notes or similar obligations under Article 2, Section 2. Balances remaining in any such notes or similar obligations shall be canceled. (b) On termination of any Facility or the Small Enterprise Invest- ment Fund, and after all relevant liabilities are discharged or provided for, the Donors Committee, by a vote of at least two-thirds of the Donors representing not less than three-quarters of the total voting power of the Donors, may decide on the allocation or distribution of funds remaining in the Facility. Any distribution to Donors shall be in the proportions referred to in paragraph (a) above. Article 6: General Provisions Section 1. Adherence to this Agreement. This Agreement may be signed by any prospective donor. Any such signatory may become a Donor under this Agreement by depositing with the Bank an instrument of ratification, acceptance or approval, setting forth that it has ratified, accepted or approved this Agreement. Any member of the Bank not on Schedule A may adhere to this Agreement by depositing an Instrument of Acceptance and an Instrument of Contribution in an amount, and on dates and conditions, approved by the Donors Committee, which shall reach decision by a vote of at least two-thirds of the Donors representing not less than three-quarters of the total voting power of the Donors. Section 2. Amendment. (a) This Agreement may be amended by the Donors Committee, which shall reach decision by a vote of at least two-thirds of the Donors representing not less than three-quarters of the total voting power of the Donors. The approval of all Donors shall be required for an amendment to this Section, to the provisions of Section 3 of this Article which limit the liabilities of Donors, or an amendment which increases the financial or other obligations of Donors, or an amendment to Article 5, Section 3. (b) Notwithstanding the provisions of paragraph (a) of this Section, any amendment which increases the existing obligations of the Donors under this Agreement or involves new obligations of the Donors shall take effect for each Donor which has notified its acceptance in writing to the Bank. Section 3. Limitations on Liability. In the operations of the Fund, the financial liability of the Bank shall be limited to the resources and reserves (if any) of the Fund, and the liability of Donors as Donors shall be limited to the unpaid portion of their respective contributions that has become due and payable. Services of Mead Data Central, Inc. PAGE 9 7TH STORY of Level 1 printed in FULL format. Business America Copyright (c) 1991 Information Access Company; U.S. Government Printing Office 1991 September 23, 1991 SECTION: Vol. 112 ; No. 19 ; Pg. 6 LENGTH: 3147 words HEADLINE: The Enterprise for the Americas Initiative: supporting a 'silent revolution' in Latin America; Includes related articles BYLINE: Clark, Carrie B. BODY: The almost daily headlines about revolutionary changes occurring in the Soviet Union and Eastern Europe tend to overlook the silent revolution occurring in the Western Hemisphere. To the surprise of many, changes similar to the political and market-opening measures taking place in the Soviet Union and Eastern Europe have been under way in Latin America since the mid-1980s. Drawing little attention from world media, democracy has flourished throughout the Latin American region. Latin American countries are shaping models of political and economic liberty by pushing aside military and authoritarian governments, and restructuring their inward-looking economies to adopt open market-oriented practices. AS of 1990, every country in Latin America (except Cuba) had, for the first time in history, a democratically elected president. These newly elected officials have taken bold steps by turning their backs on the traditional closed policies of the past to implement positive market-oriented reforms. Translated, this means abundant trade and investment opportunities for U.S. firms in the region. Gradually, U.S. firms are awakening to these opportunities. The allure of the Latin American market has always been its considerable size and huge resource base. The combined population of Latin America reaches 445 million, 8.4 percent of the world total. This is the same as the entire population of the European Community and almost one-half greater than that of the Soviet Union or the United States. Based on population alone, the Latin American market provides tremendous potential for U.S. firms. The United States is economically tied to Latin America. Latin American markets produce output (in terms of gross domestic product) valued at more than $ 825 billion. Almost 60 percent of the merchandise trade of Latin America is transacted with countries in the Western Hemisphere. The United States provides more than 40 percent of Latin America's imports and buys a similar share of its exports. U.S. exports to the region have prospered, growing by 74 percent since 1986. Additionally, the mix of U.S. and Latin American cultural and historical ties, and geographic proximity make a formula for natural partners. Common values and democratic traditions play an important role in easing U.S. firms' movement into the Latin American market. Enterprise for the Americas Initiative LEXIS'NEXIS'LEXIS NEXIS Services of Mead Data Central, Inc. PAGE 10 Business America (c) 1991 IAC It was this in mind that the Bush Administration launched the Enterprise for the Americas Initiative (EAI) on June 27, 1990. The EAI is a program designed to strengthen Latin American and Caribbean economies through increased trade, investment, and reduction of official debt to the United States. These three components are packaged to work independently but toward a common goal. The EAI serves as the blueprint for the eventual creation of a hemispheric free trade area from the "Northern tip of Alaska to the southernmost point of Tierra del Fuego." It will take a lot of time, hard work, cooperation, and patience to build this free trade area. The goals of the EAI and the Uruguay Round are mutually complementary. Success of the Uruguay Round is of utmost importance to hemispheric free trade initiatives. A successful Round will establish international baseline baseline standards for services trade, intellectual property protection, investment performance requirements, and other areas that will facilitate negotiation of a free trade agreement. Trade With the shift to democratically-oriented political environments, countries in Latin America and the Caribbean have undertaken widespread economic and trade policy reforms. These reforms show a broad shift away from the inward-looking policies of import substitution and protectionism toward recognition of the benefits of uninhibited forces and the advantages of participating fully in the global economy. To encourage this emerging trend, President Bush proposed a three-point plan in the trade portion of the EAI that establishes free trade relationships based on a balance of benefits and obligations. Keeping in mind the long-term goal of a hemispheric free trade area, President Bush announced a willingness to enter into free trade agreements with other countries in the Latin American region. The negotiation of a North American Free Trade Agreement (NAFTA) with Mexico and Canada represents the first step in this process. Chile also may be an eventual candidate for a free trade agreement. Framework Agreements Recognizing that some countries may not be ready to take the dramatic step toward negotiating a comprehensive free trade agreement in the current "fast tract" authority period which extends to June 1, 1993, the President invited interested countries to negotiate bilateral framework agreements with the United State. These framework agreements will enable us to move forward on a step-by-step basis to eliminate counter-productive barriers to trade and investment. They also provide a forum to resolve disputes with individual countries. Much progress has been made on the trade front during the past year. The United States has signed framework agreements with Colombia; Ecuador; Chile; Honduras; Costa Rica; Venezuela; E1 Salvador; Peru; Panama; Nicaragua; the South American Quadripartite Common Market (MERCOSUR), which consists of Argentina, Brazil, Uruguay, and Paraguay; and CARICOM, which consists of Antigua and Barbuda, Bahamas, Barbados, Belize, Dominica, Grenada, Guyana, Jamaica, LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 11 Business America (c) 1991 IAC Montserrat, St. Kitts-Nevis, St. Lucia, St. Vincent, and the Grenadines, Bilateral framework agreements were signed with Mexico and Bolivia before creation of the EAI, and negotiations with Guatemala are currently in progress. The remarkable pace in negotiating framework agreements with such a broad range of countries in the Americas testifies to the commitment of so many nations in the Western Hemisphere to economic reform, liberalization, and democracy. The bilateral framework agreements negotiated to date generally contain similar objectives. They are based on a statement of agreed principles regarding the benefits of open trade and investment, increased importance of services to economies, the need for adequate intellectual property rights protection, the importance of observing and promoting internationally-recognized worker rights, and the desirability of resolving trade and investment problems expeditiously. The parties agree that a bilateral/plurilateral consultative mechanism is useful, and accordingly have established a Council on Trade and Investment. The Council's objectives are to monitor trade and investment relations, hold consultations on specific trade and investment matters of interest to both sides, and work toward removing impediments to trade and investment flows. Framework agreements do not bind signatories to implement specific trade liberalization commitments. The signing of a framework agreement with a country, or group of countries, does not imply that the United States will propose free trade negotiations with such countries immediately. Indeed, many countries are not ready politically or economically for such a relationship. Investment The investment portion of the EAI is designed to unlock the potential for domestic and foreign investment, encourage capital flows, and improve the environment. U.S. direct investment in the region amounts to almost $ 72 billion. To increase this level, sectoral and structural reforms are encouraged in the Latin American region. Restrictive investment regimes in Latin America and the Caribbean have hampered efforts to attract capital and induced existing capital to move offshore. The investment component of the EAI seeks to support countries' efforts to liberalize investment regimes and thereby generate foreign and domestic investment and the return of capital held by nationals overseas. To compete effectively for capital in a world of scarce resources, countries need to establish clear and predictable regulatory systems that are hospitable to all investors. To help fuel investment reform, the Initiative includes two proposals administered by the Inter-American Development Bank (IDB), an investment sector loan program and a multilateral investment fund (MIF). Investment Sector Loan Program The EAI proposes creation of a new lending program in the IDB to support investment sector reforms. The IDB has been evaluating the need for reform in LEXIS'NEXIS'LEXIS`NEXIS Services of Mead Data Central, Inc. PAGE 12 Business America (c) 1991 IAC individual countries and has been negotiating investment sector loans. The first of these was approved in June, with Chile receiving $ 150 million to open its copper and transport sectors to foreign investment, sign inheritance tax and investment agreements, and pass legislation allowing international dispute settlement mechanisms to arbitrate foreigners' investment disputes. Negotiations on loans for Jamaica and Bolivia have been completed, and are awaiting IDB Board approval. Multilateral Investment Fund (MIF) In a parallel effort, the EAI proposes a five-year $. 1.5 billion MIF for the years 1992-96. The Fund will serve as a complement to the new IDB investment sector lending program. Because the Fund is designed to serve as an incentive, funds would be disbursed after reforms are enacted. The Fund would provide program and project grants to advance specific, market-oriented investment policy initiatives and reforms and encourage domestic and foreign investment in Latin America and the Caribbean. It also would finance technical assistance for privatizing government-owned industries, enterprise development, business infrastructure, and worker training and education programs to develop supporting human capital. To combat micro-and small-sized enterprises' lack of access to capital, the Fund could provide them with credit and equity financing through arrangements to be developed with local nongovernmental organizations and other financial intermediaries. The "Enterprise for the Americas Initiative Act of 1991," currently being considered by Congress, requests and appropriation of $ 500 million in the next five years, to be transferred to the IDB in five installments of $ 100 million, beginning in fiscal year 1992. Japan has committed $ 100 million per year for five years in grant resources to the Fund. Spain, Portugal, Canada, and France have indicated a willingness to contribute to the Fund, in amounts not specified. The United States also is seeking contributions from other European and Asian countries. Debt The large amount of debt owed by Latin American and Caribbean countries (approximately $ 425 billion) to commercial banks and official creditors has inhibited economic growth and discouraged investor interest over the last decade. Debt reduction can restore the confidence of domestic and foreign investors and encourage repatriation of flight capital. Debt reduction also is an important tool for encouraging countries in the region to persist in their economic reform efforts. The overhang of external debt has tested the resolve of nearly every government in the region. By easing the burden of debt on Latin American and Caribbean economies, the rewards of reform will develop immediately and visibly. The debt component of the EAI proposes to reduce official concessional and nonconcessional bilateral debt. U.S. concessional debt owed by Latin American and Caribbean countries totals $ 6.9 billion. The EAI works to reduce this amount substantially for eligible countries. This covers Agency for International Development (AID) and PL-480 loans, $ 5.1 and $ 1.9 billion, respectively. The old debt would be exchanged for new, reduced obligations. LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 13 Business America (c) 1991 IAC Concessional debt The stock of concessional debt would be substantially reduced at the outset, depending on circumstances in each country. New dollar payments on this reduced debt would be applied to retire principal. Hence, a country's concessional debt would be eliminated in a designated time period. Interest on new, reduced debt would be assessed at a concessional rate and payable in local currency, contingent on negotiation of a bilateral environmental framework agreement establishing an Enterprise for the Americas Environmental Fund. Otherwise, interest would be paid in U.S. dollars. Currently, Bolivia, Jamaica, and Chile are eligible to negotiate Environmental Framework Agreements. Local currency interest payments would be deposited in the Environmental Fund, administered by local committees comprised of host country and U.S. government representatives and local nongovernmental organization members. This structure will nurture local support for the environment. The public/private Environment for the Americas Board has been established in Washington, D.C., to review implementation. The Board's three primary functions will be to advise the Secretary of State on negotiation of environmental framework agreements; ensure, in consultation with local governments and groups, proper constitution of local administering bodies; and review the programs, operations, and fiscal audits of these bodies. Nonconcessional debt Total nonconcessional debt owed to the U.S. government as of December 1990 by Latin American and Caribbean governments is about $ 4.9 billion. About $ 4.0 billion is owed to the U.S. Export-Import Bank, and $ 0.9 billion to the Commodity Credit Corporation (CCC). Under the EAI, a portion of this nonconcessional debt would be sold to facilitate debt-for-nature, debt-for-development, or debt-for-equity swaps in eligible countries. These swaps would retire part of a country's nonconcessional obligations to the U.S. government. About 10-15 percent could be eligible for swaps. Countries eligible for debt reduction under the EAI will be implementing strong economic reform programs. The statute providing the Administration with authority to reduce PL-480 obligations (1990 farm bill) identifies eligible countries as those which have an IMF program, or in exceptional cases, are close to one; have a World Bank adjustment loan, as appropriate; are undertaking major investment reform, possibly in conjunction with an IDB investment sector loan; and have negotiated a financing program with commercial bank, if commercial loans are a significant share of the country debt portfolio. The legislation enacted to date allows flexibility in applying criteria to take into account individual country circumstances. This flexibility would be used, as needed, to allow countries with strong economic reform and investment liberalization programs to benefit from debt reduction. Two-Way Street LEXIS' NEXIS'LEXIS NEXIS Services of Mead Data Central, Inc. PAGE 14 Business America (c) 1991 IAC Unlike aid packages of the past, the EAI is a "two-way street." It is designed to benefit both the United States and Latin American countries. To reap the benefits, however, Latin American countries must undertake the necessary structural economic reforms to liberalize their economies and open their markets. Many Latin American countries are making important strides toward these goals. Just to illustrate a few examples: * Venezuela has implemented significant reforms in the two years since President Carlos Andres Perez took office. Under his leadership, Venezuela has eliminated quantitative restrictions on manufactured imports, established a free foreign exchange market, will cap tariffs at 20 percent by 1993, joined the GATT, and improved the investment environment b allowing 100 percent foreign ownership in most sectors, and eliminating remittance restrictions and prior approval. He also reformed the tax structure and lowered corporate rates substantially, and privatization is under way in the telecommunications, airline, ports, and banking sectors. * Colombia has aggressively liberalized the external sector. Effective Sept. 10, 1991, tariffs now range from 0-15 percent, and 40 percent of import items enter duty-free. The country has also dismantled the import license system, eased foreign exchange controls, reduced or eliminated export subsidies via accession to GATT Subsidies. Code and bilateral subsidies agreements with the United States, and dramatically liberalized the investment regime, including the highly lucrative financial sector, and begun a privatization process with several financial institutions. * Brazil is gradually implementing important structural reforms by reducing tariffs from a current average of 32 percent to a 14 percent average by 1994, eliminating one of the most pervasive import barriers - the Law of Similars, beginning an ambitious privatization program, and developing a new Industrial Property Code to strengthen intellectual property rights protection and to provide patent protection for pharmaceuticals. * Chile has already accomplished extensive structural reforms and continues to do 50 by improving its investment climate with the passage of enhanced intellectual property legislation which further reduces its import tariff rate. * Argentina is moving to resolve past economic problems by privatizing 11 state public sector companies in the past two years, including the airline, telephone, electric utility, natural gas, and water/sewerage sewtors, eliminating domestic price controls, lowering the average tariff rate to 9 percent - with a maximum rate of 35 percent on some consumer and intermediate goods, simplifying the tax system, and extending foreign investors' national treatment in virtually all sectors. Many U.S. Businesses are Flourishing Many U.S. companies have watched their businesses flourish since the beginning of the wave of democratic fever and implementation of structural reforms. Latin American countries have a tremendous internal market that is desperate for goods after a lengthy period of repressed demand. This success signals an important turn of market events for American companies which have had only limited market access in the past. Recent successes include increasing LEXIS'NEXIS'LEXIS'NEXIS Services of Mead Data Central, Inc. PAGE 15 Business America (c) 1991 IAC market access to the telecommunications, transportation, oil and gas, pulp and paper sectors in several Latin American countries, with even greater prospects for the future. With positive political and structural changes taking place during Latin America's silent revolution, the resulting U.S. private sector opportunities, and U.S. government programs of the TPCC/EAI, U.S. businesses should take advantage of the opportunities presented and include Latin America as a high priority in their marketing plans. GRAPHIC: ;Photograph SUBJECT: Enterprise for the Americas Initiative, Evaluation ; Latin America, International trade ; Free trade and protection, Political aspects ; Export marketing, Political aspects ; Caribbean Area, International trade ; United States, Relations with Latin America NAME: Quayle, Dan, Foreign relations ; Mosbacher, Robert A., Foreign relations GEOGRAPHIC: Caribbean Area ; South America ; Central America 11316690 LOAD-DATE-MDC: November 01, 1991 LEXIS' NEXIS'LEXIS NEXIS 02/06/92 16:47 202 623 3612 IDB US EXD 021 10 Section 4. Withdrawal. (a) After full payment under a Qualified or Unqualified Contribu- tion, any Donor may withdraw from this Agreement by delivering to the Bank at its principal office written notice of its intention to do so. Such withdrawal shall become finally effective on the date specified in the notice but in no event less than six months after the notice is delivered to the Bank. However, at any time before the withdrawal becomes finally effective, the Donor may notify the Bank in writing of the cancellation of its notice of intention to withdraw. (b) When a Donor has withdrawn from this Agreement, it shall remain liable for all its obligations under this Agreement which shall have been in effect before the effective date of its notice of withdrawal. (c) Arrangements for settling respective claims and obligations, entered into by the Bank and a Donor pursuant to Article 7, Section 7 of the Administration Agreement, shall be subject to approval by the Donors Committee. IN WITNESS WHEREOF, each of the prospective donors, each acting through its authorized representative, has signed this Agreement. Done at Washington, District of Columbia, on , in a single original, whose English, French, Portuguese and Spanish texts are equally authentic, which shall be deposited in the archives of the Bank which shall transmit a duly certified copy to each of the prospective donors listed in Schedule A of this Agreement. FEBRUARY 6, 1992 MEMORANDUM FOR JOE DUGGAN FROM: MICHELE NIX SUBJECT: MULTILATERAL INVESTMENT FUND SIGNING On Tuesday, February 12, at 2:30 p.m., in the Roosevelt Room, the President will deliver remarks (5 minutes) to an audience of 40 people for a signing ceremony for a Multilateral Investment Fund Agreement. The entire ceremony will last 15 minutes. POTUS will walk in -- no introduction. The agreement will be signed by: Enrique Iglesias, President of the Inter-American Development Bank and Brady. Secretary Baker will probably be at the event. He is slated to meet with the President right before the signing. The audience makeup will include: approximately 16 foreign ambassadors and private sector reps from corporations such as American Express and others. Claire Sechler has no info on the agreement; she has been scrambling to get Treasury to get info to us by the end of the day; their working on a fact sheet on the agreement and other items. Services of Mead Data Central, Inc. PAGE 6 6TH STORY of Level 1 printed in FULL format. Copyright 1991 Buraff Publications, a division of Millin Publications, Inc. International Securities Regulation Report October 7, 1991 LENGTH: 1693 words HEADLINE: MOUS ABOUND AT ANNUAL MEETING; SEC SIGNS FIVE UNDERSTANDINGS BODY: WASHINGTON -- If Richard Breeden felt a little soreness in his writing hand Sept. 23-26, there was good reason. The U.S. Securities and Exchange Commission chairman picked up the pen on five occasions at the J.W. Marriott Hotel in Washington, site of the 16th annual conference of the International Organization of Securities Commissions, to sign "statements," "communiques," and "memoranda of understanding" with several countries and institutions. The SEC signed MOUs with Norway and the United Kingdom, a statement reaffirming an earlier communique with Sweden, a joint statement with the European Community, and a joint understanding with the Inter-American Development Bank and the United Nations Economic Commission for Latin America and the Caribbean. The U.S. Commodity Futures Trading Commission also signed a financial information sharing memorandum of understanding with the Ontario Securities Commission, the Commission des Valeurs Mobilieres du Quebec, the Toronto Futures Exchange, and the Montreal Exchange. U.S., U.K. MOU Expanded Five years after their initial memorandum of understanding, the SEC and U.K. regulators entered into a new MOU Sept. 25 providing for a wider range of mutual assistance in securities law enforcement. The U.K.-U.S. MOU -- which also was signed by CFTC Chairman Wendy Gramm; John Redwood, minister of state for corporate affairs, U.K. Department of Trade and Industry; and David Walker, chairman of the U.K. Securities and Investments Board -- supersedes the previous MOU signed in 1986. According to the SEC, the - new agreement "builds on the experience of operating the earlier MOU and the excellent working relationship the parties have developed during the five years it has been in effect." In particular, the SEC said, the new MOU provides for mutual assistance "across a wider range of laws and regulations," and expands the forms of assistance the regulators may provide. The MOU also "sets out procedures for more effective cooperation" between the parties, and prescribes the manner in which the SEC and the DTI will use their newly obtained power to compel the production of documents and testimony on behalf of a foreign counterpart. CFTC reauthorization legislation "will provide similar powers," the SEC stated. It said the MOU "makes assistance available in virtually all types of cases that could arise" under U.K. and U.S. futures and securities laws, including LEXIS'NEXIS'LEXIS`NEXIS Services of Mead Data Central, Inc. PAGE 7 1991 Int'l Securities Regulation Report, October 7, 1991 disclosure violations, fraud or manipulation, prohibited futures trading practices, and failure to comply with reporting requirements. The SEC said the MOU contemplates that the parties will provide assistance making information available, taking testimony, obtaining specified information and documents, conducting compliance inspections, and permitting representatives of the requesting authority to participate in conducting inquiries. SEC, Norway Sign MOU Meanwhile, on Sept. 24, Breeden and Svein Aasmundstad, director general of Norway's Banking, Insurance and Securities Commission, signed an MOU that "provides for mutual assistance and cooperation in the full range of enforcement and regulatory matters," the SEC said. Under the MOU, assistance will be provided in the form of access to agency files, taking testimony and obtaining information and documents, and conducting compliance inspections. "Such assistance is intended to facilitate the investigation, litigation, or prosecution of securities matters in both countries where information needed by one authority is located in the territory of the other," the SEC said. It added that assistance is contemplated in securities law matters involving insider trading and other fraudulent or manipulative conduct, disclosure requirements, and financial qualifications. "Each party also represents its intention to engage in consultations to enhance the coordination of their respective market oversight functions," the SEC said. It noted that over the past 10 years, "there has been a substantial increase in cross-border securities transactions between the U.S. and Norway." Also at the IOSCO meeting, Breeden and Stig Danielsson, deputy director general of the Swedish Financial Supervisory Authority reaffirmed on Sept. 25 their respective agencies' commitment to the terms of a June 27 communique between the SEC and the SFSA's predecessor agency, the Swedish Bank Inspection Board (ISRR, July 15, P. 4). The SEC also signed a joint statement with the Commission of the European Communities on Sept. 23 to promote information sharing and mutual assistance efforts between the SEC and relevant national authorities in EC countries (ISRR, Sept. 23, P. 6). CFTC, Canada Agree The financial information sharing MOU between the CFTC and Ontario and Quebec establishes a framework for sharing information on a "routine" and "as needed" basis, the CFTC's Gramm said at the Sept. 23 signing. The FISMOU provides for information sharing with respect to Ontario and Quebec futures brokers selling Canadian futures contracts to U.S. customers. These firms are exempted from registration with the CFTC based on their compliance with applicable Canadian law. The agencies also agreed to share financial information for "key related firms," which are Ontario and Quebec futures brokers directly or indirectly controlling, controlled by, or under common control with a U.S. futures LEXIS'NEXIS'LEXIS`NEXIS Services of Mead Data Central, Inc. PAGE 8 1991 Int'l Securities Regulation Report, October 7, 1991 broker, or U.S. futures brokers with a similar relationship to a Quebec or Ontario futures broker. The FISMOU was signed by Gramm, Robert J. Wright, chairman of the OSC; Paul Fortugno, chairman of the CVMQ; James S. Gallagher, president of the TFE; Giovanni Giarrusso, executive vice chairman of the ME; and Robert K. Wilmouth, president. U.S. National Futures Association. Finally, the SEC signed on Sept. 26 an understanding with the IDB and the UNECLAC to conduct consultations and provide technical assistance for the development of capital markets in Latin America and the Caribbean. The understanding provides for consultation with the SEC's Emerging Market Advisory Committee, which has been active in providing assistance to developing markets. The understanding was signed by Breeden, Enrique V. Iglesias, president of the IDB, and Gert Rosenthal, executive secretary of UNECLAC. No specific funding arrangements have been made for providing technical assistance, but Iglesias said that funding could come from the IDB's newly established multilateral investment fund, set up in response to President Bush's Enterprise for the Americas Initiative. Rosenthal said the work done under this agreement will be funded as part of UNECLAC's "ongoing work program." LEXIS NEXIS LEXIS'NEXIS 06/00/06 1/ 606 023 JULE IVD UP CAD VVI 1 INTFR-AMERICAN DEVELOPMENT DANK WASHINGTON, U.C. 20577 EXECUTIVE DIRECTOR CABLE ADDRESS United States INTAMBANC FACSTMILE COVER SHEET DATE: 6 February 1492 NUMBER OF PAGES TO FOLLOW: / TO. Michelle nic - Thrle Wring, (Minnich ADDRESSEE'S FAX NUMBER: x/57 6218 THOM iler I 78 111 1161 1 7" JENUDR'S CONFIRMATION NUMBER: (202) 623-1031 rir 1 to the MNF - 02/08/02 17:20 1202 623 3812 IDD US EXD 002 Countries that have pledged to the Multilateral Investment Fund (MLF) United states nature Canada Spain Portugal France Mexico Venezuela Brazil Argentina Chile Colombia Peru uruguay THE WHITE HOUSE Office of the Press Secretary For Immediate Release February 11, 1992 REMARKS BY THE PRESIDENT DURING THE MULTILATERAL INVESTMENT FUND SIGNING CEREMONY Roosevelt Room 2:33 P.M. EST THE PRESIDENT: Welcome -- especially excellencies -- and may I single out President Iglesias of the IDB -- thank him for being here; and of course, Secretary Brady who has been so instrumental from the U.S. side in all of this. Today marks another milestone along the path of mutual progress for the United States and its friends and neighbors. And we move another stop closer to fulfilling the vision of a free, peaceful and prospering Western Hemisphere. As we sign the charter for the new Multilateral Investment Fund, we advance the far-sighted aims of Enterprise for the Americas Initiative. Our new fund is an exciting innovation. It will provide targeted support for Latin American countries as they transform lumbering, state-run industries into efficient private enterprises. This fund assures our neighbors that together we share a stake in a better future and that we will stand by them and help them as they carry out some very difficult reforms. In a neighborhood of free and growing economies, investment helps everyone. Our effort today will lift the tide of hope and freedom, and will free up new resources so that the men and women throughout the Americas can carry their dreams and achievements as far as their God-given talents will take them. Make no mistake: The future growth of the United States economy depends on expanding mutual investment and trade with our neighbors in the Americas. Flourishing trade and investment throughout the hemisphere will create new jobs and raise the quality of life for people in Syracuse and St. Louis as well as Sao Paolo and Santiago. Right now, we earn $62 billion -- one in every seven of our worldwide export dollars from Latin America. Well over half of our foreign investment in developing countries goes to Latin America. And we're moving forward to create in this hemisphere a new free trade area of 360 million consumers and $6 trillion in annual output -- the North American Free Trade Area of Mexico, Canada and the United States. This commitment will endure because we're in this to stay. And I know the people of the United States. And I can assure you that we will say no to the gloomy spirits that want to make pessimism a self-fulfilling prophecy. We embrace a future founded upon freedom, opportunity and growth. Working Americans and those looking for work have common sense. And they know that when other countries develop their economies, that results in more sales for America's airplanes and MORE - 2 - computers and other capital goods. The world is buying U.S. products at a record pace. Over the past five years, nearly half of America's real economic growth has been in exports. During those same five years, U.S. exports to Latin America and the Caribbean increased by 12 percent annually -- much faster than the exports to the rest of the world. Exports will carry us to rewarding new destinations in our future. And remember what exports do right here at home. Every billion-dollar increase in exports generates 20,000 new jobs in the United States. So the long and short of it is, the prophets of American decline simply don't grasp the facts. The 21 countries represented here already have pledged more than $1.2 billion to this important fund for our future. The U.S. pledge alone is $500 million, one-third of the $1.5 billion goal; Japan pledging an equal amount. I urge the United States Congress to act without delay to provide the funds to fulfill our pledge. And I also urge Congress to support debt reduction under the broader Enterprise for the Americas Initiative which will provide further support for U.S. exports, investment and jobs. Let me salute all of the representatives of the nations participating in this promising new effort. I want to commend the Inter-American Development Bank, its President, Enrique Iglesias, who will administer the new fund; and I am confident, sir, that you will do an outstanding job with your new responsibility. This is a moment not so much for us, but for future generations, really. It's they who will benefit from what's beginning here today. And it is for them that we invest in a new age of discovery and opportunity from Hudson Bay to the Staits of Magellan. And now I would like to invite all the signatories who are here today with us -- those that have signed this agreement already -- to come up here and we can muster behind the two remaining, two final signatures. But thank you all for being here and for your constructive work on this wonderful project. Thank you. (Applause.) END 2:38 P.M. EST ENTERPRISE FOR THE AMERICAS INITIATIVE A VISION FOR ECONOMIC GROWTH IN THE WESTERN HEMISPHERE PRESDENT THE OF VISIT UNUM OF STATES the UNITED February 1992 " The Enterprise for the Americas is a prescription for growth and a higher standard of living in Latin America and, right here at home, a new market for American products and more jobs for American workers. " President George Bush Washington D.C. June 27, 1990 Executive Summary A quiet revolution for political and economic freedom is under way in the Western Hemisphere. In its own right, it is just as profound as the revolutionary events in Eastern and Central Europe and the new Commonwealth of Independent States. Elected civilian governments hold office in virtually every nation, encompassing 96 percent of the Hemisphere's population. The "open market" outlook now embraced by most countries in the region is a far cry from the discriminatory and protective trade and investment policies of the past. While the pace of economic reform varies, each country in the region offers significant commercial opportunities for the United States. With a population of 451 million, a gross domestic product valued at more than $860 billion, and total world trade of $236 billion, Latin America and the Caribbean provide natural partners for U.S. business. The established market presence puts U.S. business in a uniquely competitive position to profit from the expanding and increasingly diversified production, as well as the growing consumer market in the region. U.S. exports to Latin America and the Caribbean have risen from $31 billion in 1986 to an estimated $62 billion in 1991, creating an additional 620,000 U.S. jobs. Much of this increased trade and investment is occurring in Mexico, where the government has acted aggressively to make the changes necessary to bring about the economic growth which attracts U.S. business. As the rest of the region undertakes similar reforms, it will be up to U.S. business to capitalize on the increased opportunities for trade and investment in the Hemisphere. President Bush introduced the Enterprise for the Americas Initiative (EAI) in June 1990 to create a private-public partnership that will assure continued growth and stability throughout the Hemisphere. The appeal of this initiative is an appeal to economic self-interest. It serves the interests of both U.S. and Latin American and Caribbean businesses and governments and ushers in a new era of U.S.-Latin American and Caribbean relations--one that is based on mutual respect and mutual responsibility. The benefits, like the responsibilities, are two-way. The program's three pillars--trade, investment, and debt reduction--are mutually reinforcing. The goal of the trade pillar is to expand free trade throughout the Hemisphere, creating growth, jobs, productivity, and new private sector initiative. The investment pillar is designed to stimulate economic reform and investment liberalization that will create an attractive environment for new capital and repatriated flight capital. The debt reduction pillar, by alleviating the region's financial burden, will strengthen economies, generate demand for traded goods, and stimulate investment. In addition, by allowing the repayment of interest on remaining debt in local currency to support grassroots environmental projects, the EAI includes an innovative mechanism to support sustainable use of the environment. A successful EAI is essential to a strong U.S. economic future. For the vision of the EAI to become a reality, governments and private sectors from every nation must work together as partners. The U.S. government is already working with other governments to move toward a free trade area and to create more attractive investment climates throughout the hemisphere. It is now time for the private sector to capitalize on the improving economic climate and maximize the new opportunities generated in Latin America and Caribbean. As they have done in Mexico, U.S. companies must reconsider the benefits of doing business with the region, identify opportunities for entering the market, and stimulate a broader commitment to the Hemisphere. Doing so will strengthen the U.S. economy and create U.S. jobs. Why Latin America and the Caribbean is Important to U.S. Businesses Latin America and the Caribbean as a More than 50 percent of that trade is with Market for U.S. Exports the United States. Of the total exports to Latin America and the Caribbean from The attraction of the Latin American and industrialized countries, the United States Caribbean market has always been its considerable size, its large resource base, commands a 57 percent share, as compared and its close proximity to the United States. to only 11 percent for Japan and 29 percent for Europe. For 1991, the total population in the region is estimated at 451 million, 8.4 percent of Industrial Country Exports the world total. This population base rivals to Latin America and the Caribbean that of all of Europe. The gross domestic product of Latin 1989 America and the Caribbean exceeds $860 U.S. 57% billion. This makes the region's economy nearly 40 percent larger than that of Canada, the number one export market for the United States. It is over three times Other 3% larger than that of Eastern and Central Europe and it is larger than the entire South-East Asia market. Japan 11% Europe 29% Gross Domestic Product Source: United Nations 1989 $ Billions 1000 Encouraging Trends in the Region Political Stability 800 Almost all Latin American and Caribbean 600 countries have replaced authoritarian regimes with elected civilian governments. 400 Armed conflict has diminished. Most citizens now live in peace throughout the 200 Hemisphere. The growing political stability in the region encourages investment and 0 sustained economic growth. LAC Canada E. Europe SE Asia Economic Growth LAC: Latin America and the Caribbean Source: World Bank Real gross domestic product in the region is Latin American and Caribbean trade with estimated to have risen by 2.4 percent in the world is estimated at $236 billion. 1991, a significant improvement over the 0.3 percent figure for 1990 and the average $140.5 billion in 1986 to an estimated $236 growth rate of 1.3 percent from 1981 to billion in 1991. During that same period 1990. For several countries the growth rate merchandise trade with the United States in 1991 was much higher: Mexico estimates grew from $72.1 billion to an estimated 4-4.5 percent growth, Venezuela 6 percent new record high of more than $125 billion. growth, and Chile 5.5 percent growth. In As a result of the market-oriented 1992, economic growth for the entire region is projected to accelerate to 3.5 economic policies it has implemented since the mid-1980's, Mexico is experiencing the percent. fastest growth in trade in the region. Total U.S.-Mexican merchandise trade has risen from $29.5 billion in 1986 to $57.9 billion Gross Domestic Product for Latin America and the Caribbean in 1990. Other countries in the region have begun to adopt similar reforms and are 4% beginning to see increases in trade, from $42.5 billion in 1986 to $58.6 billion in 1990. 3% 2% Increased Investment 1% Capital inflows into Latin America and the Caribbean accelerated to $14 billion in 0% 1990, up from only $4 billion in 1989. U.S. -1% direct investment in the region has risen -2% U.S. Direct Investment Position -3% in Latin America and the Caribbean 1982 1984 1986 1988 1990 1992 proj. $ Billions Source: United Nations ECLAC 80 Reduced Inflation 60 For the most part, hyperinflation has been brought under control. The weighted 40 average annual inflation rate for the region in 1991 is expected to be down over four fold from the average of 1,200 percent in 20 1989 and 1990. Except for Brazil and Peru, where prices are still rising by more than o 100 percent a year, inflation is generally 1980 1982 1984 1986 1988 1990 expected to range from 10 to 35 percent. Source: U.S. Department of Commerce Growing Trade substantially over the past five years, from $36.8 billion in 1986 to $72.5 billion in Latin American and Caribbean trade with 1990. Mexico's market-based policy the world has risen dramatically from reforms have attracted a large portion of 2 this new investment. As other countries in by more than 7 percent over each of the last the region follow suit they too will attract five years. new U.S. investors. Because of this strong export growth, the U.S. trade deficit with the region has Impact on the U.S. Economy declined from $10.8 billion in 1986 to less U.S. merchandise exports to Latin America than $1 billion in 1991. and the Caribbean totalled $54 billion in Much of the gain in U.S. exports to Latin 1990 and are expected to reach about $62 America is attributed to rapidly growing billion in 1991. This represents almost 14 demand for manufactured goods, which percent of U.S. exports worldwide. now account for 83 percent of total U.S. Latin America and the Caribbean is the exports to the region. Leading U.S. fastest growing regional market for U.S. manufactured exports are motor vehicle exports. For the last five years, U.S. exports parts, aircraft, telecommunications, to the region have averaged 12 percent electrical switching gear, construction and annual growth. In 1991, exports are mining equipment, and electrical expected to grow almost 14 percent. This machinery. rate of increase is well above U.S. export growth to the rest of the world which is Industrial Countries expected to be about 5 percent in 1991. Manufactured Exports to Latin America and the Caribbean U.S. Trade 60% with Latin America and the Caribbean 50% $ Billions 80 40% 60 30% 40 20% 20 10% 0 0% U.S. Japan Europe Other -20 1980 1985 1989 -40 Source: United Nations 1981 1983 1985 1987 1989 1991 est. US Exports US Imports Trade Balance The U.S. market share of industrialized- Source: U.S. Department of Commerce country exports to Latin America and the Caribbean has gained relative to that of U.S. export growth is strong not only in Japan and Europe, rising from 50 percent Mexico, where it is averaging 18 percent in 1980 to 57 percent in 1989. For annually since 1986, but also in the rest of manufactured goods the U.S. share rose the region, where U.S. exports have grown from 47 percent to 54 percent. 3 U.S. Exports to Latin America and the Elected civilian governments are in office Caribbean Create U.S. Jobs in virtually every nation, with 96 percent of It is estimated that each $1 billion in U.S. the Hemisphere's population governed democratically. Just ten years ago, nearly exports creates 20,000 U.S. jobs. The $62 40 percent was living under authoritarian billion in U.S. exports to Latin America regimes. and the Caribbean in 1991 thus supported more than 1,000,000 U.S. jobs. More than Countries in the Hemisphere are also one-half of those jobs were created since turning away from the failed statist 1986, as a result of U.S. export growth to economic model of government-owned the region. This steady growth in enterprise, excessive regulation and import U.S.-job-creating exports to Latin America substitution. Instead they are turning and the Caribbean since 1986 stands in toward market-oriented economic policies sharp contrast to the bleak economic times which open up trade and private investment in the region from 1981 to 1983. During opportunities as a basis for broad that period U.S. exports fell by $16 billion participation in lasting economic growth. at a cost of over 300,000 jobs. The "open market" outlook now embraced The strong U.S. market share in the region is a far cry from the panoply of licensing indicates a preference in Latin America requirements, price controls, high tariffs, and the Caribbean for U.S. goods. The and discriminatory investment policies of principal constraint on growth in U.S. the past. The new liberalization measures exports to the region is the limited are designed to generate economic growth, purchasing power of Latin Americans and attract foreign and domestic investment, Caribbeans. Economic growth in Latin and reverse the economic stagnation America and the Caribbean means engendered by past economic policies. increased ability to purchase which is While the pace of economic reform varies, translated into U.S. export growth and into each country in the region offers significant more jobs in the United States. commercial opportunities for U.S. business. As a result of the changes occurring in the A New Era of U.S.-Latin American and region, U.S. relations with Latin America Caribbean Relations and Caribbean are increasingly A quiet revolution for political and characterized by mutual respect and mutual economic freedom is underway in the responsibility, based on shared interests Western Hemisphere which, in its own and values. right, is just as profound as those revolutions in Eastern Europe and the new Commonwealth of Independent States. 4 Enterprise for the Americas Initiative Overview the U.S. already enjoys a competitive advantage, is a natural partner for trade and The Enterprise for the Americas Initiative investment. (EAI), introduced by President Bush on June 27, 1990, crystallized a vision of The EAI's three pillars--trade, investment promoting economic growth through and debt reduction--are interrelated and increased trade and investment and has mutually reinforcing components which served as a catalyst for furthering this should all move forward in order to achieve vision. The EAI offers market access, the economic growth that is necessary to a financial and technical resources and debt peaceful, democratic and prosperous reduction opportunities to countries that Hemisphere. liberalize their trade and investment regimes, maintain sound economic policies Trade conducive to investment and competition, The long-term goal of the EAI is a free and manage responsibly their international trade area stretching from Point Barrow, debt obligations. A few countries are at the Alaska to Argentina's Tierra del Fuego, the forefront of the swing toward market- southernmost tip of Latin America. oriented liberalization in the region. The However, hemispheric free trade is not a pattern of reform they have set is clear, and substitute for an open global trading the EAI seeks to encourage further system. The successful completion of the progress in these and other countries. Uruguay Round of the General Agreement The appeal of the Initiative is an appeal to on Tariffs and Trade (GATT), therefore, self interest. It serves the interests of both remains the first priority of the United U.S. and Latin American and Caribbean States in assuring our own access--and that businesses and governments. It ushers in a of Latin America and the Caribbean--to the new era of U.S.-Latin American and markets of the world. A concurrent priority Caribbean relations which is no longer for the region is to complete the characterized by dependency. It envisions a negotiation of the North American Free partnership among all of the countries in Trade Agreement (NAFTA) with Canada the Hemisphere. The benefits, like the and Mexico. Additional free trade responsibilities, are two-way. agreements will be negotiated with other countries or groups of countries in the To realize the vision of the EAI requires a region under the EAI. partnership of the public and private sectors working together to make it a As an important first step toward this vision reality. Building business linkages of hemispheric free trade, the EAI calls for throughout the hemisphere will improve the negotiation of trade and investment the position of U.S. businesses in the region framework agreements between the United for the future. If U.S. businesses are to States and the countries of Latin America remain competitive and continue to grow, and the Caribbean. These framework they must focus on the international arena. agreements establish commissions to Latin America and the Caribbean, where identify and discuss steps for the 5 elimination of obstacles to expanded trade flight capital must be encouraged to and investment. Successful implementation return; of the trade pillar will greatly expand trade open investment policies must be within the region, opening markets, codified so that the "rules of the game" enhancing opportunities for U.S. businesses are clear; and creating more U.S. jobs. state owned businesses should be privatized; Investment credible and internationally accepted Businesses throughout the region will dispute settlement procedures must be benefit from the open investment climates adopted. that the EAI strives to create. The The IDB has already negotiated Investment removal of government restrictions and Sector Loans with the Governments of disincentives will stimulate employment, Chile, Jamaica, Bolivia and Colombia. increase investment in industry, and encourage the return of flight capital. By increasing market access, protecting The five year, $1.5 billion Multilateral intellectual and physical property, and Investment Fund (MIF) will facilitate the providing recourse for resolving disputes, adoption of investment reform by providing Latin American and Caribbean countries grant and loan financing for the following can compete for scarce investment capital three purposes: in the global marketplace. technical assistance to implement policy To support such reforms, President Bush reforms such as the privatization of has called upon the Inter-American government owned enterprises and Development Bank (IDB) to implement business infrastructure development; two programs which will help create a human resource development to meet positive investment climate in the region: the needs of an expanded private sector the Investment Sector Loan Program and including retraining of former the Multilateral Investment Fund. employees of privatized state owned enterprises; and The Investment Sector Loan Program credit and equity financing and technical provides adjustment loans to countries assistance to small enterprises. committed to reforming their trade and investment regimes. These loans Open investment regimes will allow for the encourage the further opening of free flow of capital throughout the investment regimes which will help Hemisphere, increasing opportunities for recipient countries mobilize and attract U.S. investors. The strengthening of the Latin American and Caribbean economies private capital and strengthen private sector contributions to development. will allow the region as a whole to compete Specific investment reforms encouraged by for scarce resources on the global market. the loans include: Debt Reduction financial sectors must be open to competition, and financial services and The large amounts of debt owed by Latin markets must be modernized to facilitate American and Caribbean countries have private investment; slowed economic growth and investment 6 flows into the region. Debt reduction can Environment Component restore the confidence of domestic and foreign investors, and will encourage The debt reduction pillar of the EAI repatriation of flight capital and help renew includes an innovative mechanism to access to international financial markets. support environmental protection and conservation in Latin America and the The EAI will work to reduce bilateral debt Caribbean. Each country that benefits owed to the U.S. Government, which from a reduction of its P.L. 480 and/or totalled about $12 billion at the end of A.I.D. debt can pay the interest on the debt 1990. Such debt includes both concessional that remains in local currency. These local debt and non-concessional debt. currency payments will be used to support Eligibility for reduction of concessional grassroots environmental projects. debt resulting from USDA food aid loans Following the negotiation of an (and upon Congressional authorization, Environmental Framework Agreement, Agency for International Development each debtor country will set up an loans) requires that the beneficiary country administering body, with U.S. membership, meet the following conditions: to make decisions about the use of these funds. Local non-governmental have an IMF program or its equivalent organizations will hold a majority of the in place; seats on these bodies. The U.S. have in place a World Bank adjustment Environment for the Americas Board, a loan, if appropriate; body combining government and have undertaken major investment non-governmental members, will provide reform in conjunction with the IDB general oversight of the program. investment sector loan program, or otherwise implementing or making Conclusion significant progress towards an open investment regime; and The future prosperity of the United States have negotiated a financing program and our neighbors in the Western with commercial banks if commercial Hemisphere is dependent upon our loans are a significant share of country's capacity to build mutually beneficial debt portfolio. economic partnerships. In order for this to happen, business and government must The Administration is also seeking work together to create healthy and Authority to swap non-concessional expanding economies throughout the Export-Import Bank and Commodity region. The EAI builds upon the positive Credit Corporation assets under the EAI to trends within the Hemisphere by offering a facilitate equity investment, development partnership that through investment policy and environmental activities. reform and trade liberalization will expand U.S. commitment to the debt reduction Latin American and Caribbean economies pillar is critical to continue to reinvigorate and increase demand for U.S. goods and the confidence of the global market in the services. region. 7 Status of the EAI Progress to Date negotiation of the North American Free In the year and a half since President Trade Agreement (NAFTA) with Mexico Bush's June 1990 announcement of the and Canada and furthers the trade pillar of Enterprise for the Americas Initiative, the EAI. The NAFTA negotiations are significant progress has been made toward currently underway in six broad categories: realizing the program's objectives. With market access, trade rules, investment, each step, new opportunities are opening services, intellectual property rights and for trade with and investment in the Latin dispute settlement. The NAFTA will America and the Caribbean region. greatly increase U.S.-Mexico trade and Important advancements include: bring more jobs to the United States. Stimulus of Economic Reform throughout Opening up of Trade Negotiations the Region The U.S. has signed 16 Trade and The EAI is supporting dramatic reforms in Investment Framework Agreements with 31 countries in Latin America and the the region to open up economies. These include the reduction of trade barriers, the Caribbean, leaving only three small countries outside the Initiative. These reform of investment regulation, the privatization of nationalized industries, and agreements provide a forum for discussing sub-regional free trade negotiations. Such restrictive trade and investment policies reforms open markets for U.S. goods and that limit business opportunities, allow for services as well as opportunities for U.S. the resolution of disagreements, and advance efforts at trade liberalization and investment. opening of markets. Increased Support of U.S. Positions in Meetings have been held or are scheduled GATT Negotiations for all of the trade and investment councils. This process will help the parties to identify In conjunction with the increased and put in place the measures that will be cooperation brought about by the EAI, necessary for the future negotiations of free many countries in the region are committed trade agreements. to the GATT process, taking an active role in the Uruguay Round of multilateral trade The EAI has also served as a stimulus to negotiations and actively pursuing global regional arrangements which are lowering agreements on agriculture, balance of barriers to trade within groups of countries payments and trade related investment in Latin America and the Caribbean. Trade measures negotiations, among others. groups such as the Andean Pact, Central America, MERCOSUR and CARICOM Progress in the Negotiation of the NAFTA are simultaneously expanding regional markets. The extension by Congress of fast track authority until June 1993 allows for the 8 Implementation of the Investment Sector negotiation of Environmental Framework Loan Program (ISLP) and the Multilateral Agreements, to ensure appropriate Investment Fund (MIF) non-governmental participation in local administering bodies, and to review the ISLP loans totaling $485 million have been operation of funds established in made by the Inter-American Development participating countries. This Board is Bank (IDB) to Chile, Jamaica, Bolivia and chaired by a representative from the Colombia. Seven additional loans are Treasury Department and includes under review for approval by the end of representatives from the Agency for 1992. International Development, the The U.S. and Japan will each contribute Department of State, Environmental $500 million to the MIF. Spain, Canada, Protection Agency, the Inter-American Portugal, and several Latin American Foundation and four private sector countries are also committed to representatives. Two additional seats will contributing. Additional countries are soon be added to the Board to include a considering participation, which will representative from the Department of continue to advance the MIF toward the Agriculture and a fifth private sector $1.5 billion funding target. representative. Full implementation of the ISLP and MIF With the advice of the Board, the U.S. programs will greatly enhance U.S. Government has now negotiated and investment opportunities in the region. signed Environmental Framework Agreements with Bolivia and Jamaica. Reduction of Concessional Food Aid Debt Negotiations are underway with Chile, and an agreement is expected to be signed early Pursuant to the authorization gained under in 1992. It is hoped that authorization and the 1990 Farm Bill, in fiscal year 1991 the appropriations for reduction of A.I.D. loans Administration reduced concessional food and for debt swaps of non-concessional aid debt owed by Chile, Jamaica and CCC and EXIMBANK debt will be Bolivia by a total of $263 million. These obtained. countries have implemented extensive economic and investment reforms, Status of Pending Legislation demonstrating strong commitment to expanding their economies through the free While remarkable progress has been made market approach. over the past year and a half, full implementation of the President's Initiative Signing of Environmental Framework remains contingent upon the passage of the Agreements Administration's "Enterprise for the Americas Act of 1991." Submitted to In September 1991, President Bush named Congress in February 1991, the Bill seeks the Environment for the Americas Board, a authorization to work actively on the joint public and private body established by investment and debt reduction pillars of the Congress. The functions of the Board are Initiative. to advise the Administration on the 9 The Enterprise for the Americas Initiative Once these authorizations are granted, Act has two major components: Congress must then appropriate funding for A $500 million contribution over five both components. Congressional support years (1992-1996) of U.S. funds for the for both the Enterprise for the Americas Initiative Act of 1991 and the Multilateral Investment Fund (MIF) to be administered by the Inter-American corresponding appropriations is essential to the success of the Initiative. Development Bank. This contribution will match the Japanese commitment and, when combined with amounts pledged by other donors, will substantially fulfill the $1.5 billion target for the MIF. The authority to reduce official debt owed by the Latin American and Caribbean countries to the U.S. Government. Congress already authorized the reduction of PL 480 food debt, in the 1990 Farm Bill. Additional legislative authority is needed to reduce debt owed to the Agency for International Development, the Export-Import Bank and the Commodity Credit Corporation. 10 Why U.S. Business Must Act Now The possible benefits of increased economic cooperation among the nations of the Western Hemisphere are tremendous. The region is rapidly stabilizing and improving both economically and politically. Most countries are experiencing positive economic growth. Nations are eliminating laws and regulations that restrict trade and investment. Because of strong U.S. competitiveness and established market presence, the United States is uniquely positioned to participate in and benefit from such cooperation. Working together will result not only in the strengthening of the economies throughout the region, but also in the creation of U.S. jobs. From a national perspective, the consequences of failing to strengthen economic ties with Latin America and the Caribbean could be severe. By the year 2020 the region's population is estimated to grow to more than 700 million. The question that should concern us is whether those 700 million people will be living in poverty and desperation, disillusioned with the principles of democratic government and market economies, and vulnerable to the false appeals of extremists. Or will they be informed, productive citizens and consumers with whom we share common interests and values grounded in individual liberty, the rule of law, and free enterprise? If both the U.S. government and the U.S. business community are actively engaged in the region, prospects for success are greatly increased. The positive trends and growing opportunities in Latin America and the Caribbean are becoming increasingly evident to investors from other industrialized countries. As they have done in Mexico, U.S. companies should reconsider the benefits of doing business in the region, identify new opportunities for entering the market, and make a sustained commitment to the Hemisphere. Doing so will stimulate growth in the region, strengthen the U.S. economy and create U.S. jobs. The EAI provides governments and businesses with a framework for assuring that the region is marked by strong, interdependent economies. In order for the vision of the EAI to become a reality, it will take the coordinated effort of governments and private sectors from every nation in the Hemisphere to work together as partners. The United States is both a critical partner in and a beneficiary of this process. 11 printed on recycled paper