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Originally Processed With FOIA(s): FOIA Number: S S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Speechwriting, White House Office of Series: Speech File Backup Files Subseries: Chron File, 1989-1993 OA/ID Number: 13819 Folder ID Number: 13819-011 Folder Title: Jarvis Tax Reform 6/20/92 [OA 7575] [2] Stack: Row: Section: Shelf: Position: G 26 22 6 2 "California's Organization of Tax Fighters" Taxing Times The Official Newsletter of the Howard Jarvis Taxpayers Association Howard Jarvis, Founder Fall 1991 PROP. 13 IS 13; WILL IT SEE 14? John Barr for Taxing Times High Court Agrees To Hear Prop. 13 Challenge, Then Macy's Withdraws Suit treatment after the company's 1986 TAXPAYERS WAGE 100 HOUR WAR ON DEPT. STORE CHAIN reorganization forced a reevaluation of its property at Sunvalley Mall, had been On June 3. word that the United rejected by three California courts in- States Supreme Court would hear the R.H. cluding the state Supreme Court. Legal Macy and Co. challenge to Proposition experts agreed that if Macy's pre- 13 sent shock waves through California vailed, they would succeed in over- homes. turning Proposition 13 protections for Macy's suit was one of three chal- homeowners as well. lenges filed against Proposition 13 after On learning the Macy's case would HJTA goes the U.S. Supreme Court had ruled in a be heard by the U.S. Supreme Court, there on the 1989 West Virginia case that.a county tax was a spontaneous eruption of outrage by offensive. policy, with similarities to Proposition 13, California taxpayers that would have made Estelle Jarvis and was in violation of the equal protection Howard Jarvis and Paul Gann proud. Joel Fox with copy clause of the United States Constitution. Macy's was deluged with angry calls and of the six page The Macy's suit, charging unfair tax See PROP. 13 IS 13, Page S "Don't Blame Proposition 13" ad that ran in the H.LTA GOES TO COURT TO EIGHT on June 13. Joel holds a seventh SCHOOL ASSESSMENT DISTRICTS page, with additional names, Districts Begin To Back Down the Fullerton school district cancelled which ran in both efforts to impose an assessment. A week "Don't Blane the Bee and HJTA has filed suit against the later, Huntington Beach and three other Proposition Sacramento Union Orange Unified School District to overtum school districts that had combined to on July 8. a recently created maintenance assessment create an assessment district, rescinded district for school facilities. their action under threat of HJTA legal "This is an arrogant attempt by the challenge and continuing citizen protest. school district to circumvent Proposition Proposition 13 requires a two-thirds 13's requirement for a vote of the people vote for local special taxes. those taxes for special taxes," stated HJTA president which are earmarked for a particular Joel Fox at a July 30 news conference at purpose. The Orange Unified School the Orange County Court House. District and nearly a dozen other school Commenting on the escalating growth districts are attempting to use the author- in the number of these school assessment ity of the 1972 Landscaping and Lighting SENATE COMMISSION WOULD districts in recent weeks, Fox said, "Our Act to levy a "fee" for the maintenance of lawsuit is the penicillin for the raging tax school facilities. "We believe this is an OVERHAUL PROPERTY TAXES assessment epidemic running wild in outrageous perversion of the landscaping California. We filed against the Orange and Lighting Act, and we are confident Longtime Homeowners As HJTA members know, the 18 Unified because, to our knowledge, it was the court will agree," said Fox. the first to approve this new burden for The 1972 act was intended to allow member Senate commission was estab- Would Pay More lished last year by legislation sponsored taxpayers. If the court rules for the assessment districts to be formed for On June 13 the Senate Commission by Senator Gary Hart. HSTA opposed taxpayers, we expect this to invalidate property related services such as sheet lighting. The measure's author, State on Property Tax Equity and Revenue re- the commission's creation, seeing it as a assessments by other districts as well." leased its long awaited plan 10 change ploy to promote property tax increases. HJTA is also preparing other suits. Senator Robert Beverly, has called these See COMMISSION, Page 6 The day after HJTA filed against Orange, See ASSESSMENT, Page 7 Proposition 13. Howard Jarvis Taxpayers Association Nonprofit 621 S. Westmoreland Avenue Dept. 2526 Organization Los Angeles, CA 90005-3971 U.S. POSTAGE Taxing Times PAID Howard Jarvis GOV. WILSON Taxpayers Association Published quarterly by the Howard Jarvis Taxpayers Association (HITA) and the American Tax Reduction WRITES TO Movement (ATRM). Kris Vosburgh, Editor. HJTA MEMBERS Members of HJTA and ATRM enjoy dual HEADQUARTERS See Page 6 621 Westmoreland Ave. Los Angeles, CA 90005-397 Photo Copy Preservation PAGE 2 TAXING TIMES TAX THE LEGAL FRONT PRESIDENT'S MESSAGE CON i the mon page By Trevor Grimm, HJTA General Counsel The Tax Revolt is rising again. affili On the heels of the recession, state HJTA Files Lawsuits Over New Property Taxes Con and local government have made the and decision to turn to the taxpayer for more As part of the ongoing fight to preserve the integrity of Proposition 13, funds to balance their budgets. It is a HJTA has filed suits against the City of Los Angeles and the Orange Unified truism that government budgets are Cha School District. always balanced by cuts. The question Rob The suit against the City of Los Angeles was made necessary when the is, will government cut its budget or will Assi city increased its real estate transfer tax by over 800 percent! Bringing the the taxpayers have to tighten their Univ lawsuit for HJTA are attorneys with the Pacific Legal Foundation, its longtime belts? Unfortunately, the taxpayers usu- tax fighting ally. Vice ally end up as the victims. This year is The plain language of Proposition 13 prohibits real estate transfer Kirk no exception. taxes. Section 4 permits local government to increase "special taxes" with a Presi HJTA is fighting back. two-thirds vote "except ad valorem taxes on real property or a transaction of C The assessment district problem we tax or sales tax on the sale of real property within such City, County or special district." have warned about for years is starting to Davi get some media attention. School districts. Form Until recently, local governments obeyed Section 4 and did not impose have latched onto the "lighting and land- new or increased real estate transfer taxes. Then, relying on another court created loophole in Proposition 13, a Court of Appeal in Oakland said that real scaping" assessment district as a way to to write such a law and we are determin- Iren raise funds. We think this is an illegal and estate transfer taxes were legal as long as the revenue was placed into the ing if the practice has spread to the point Presi outrageous use of the law and HJTA has "general fund" of the city or county levying the tax. HJTA believes that case, where enough outraged taxpayers will Sena Cohn V, City of Oakland, ignored the specific language of Proposition 13 and begun filing lawsuits against it. support a costly initiative effort. State In Ventura County's Port Hueneme, violated several rules of legal interpretation. The state tax situation is well known the city council used the same law to raise Because of the devastating effects of the Cohn case, HJTA tried unsuc- to HJTA members. A record $7.5-billion Jack what amounts to a "view tax." The better cessfully to convince the California Supreme Court to review it. was raised to help close a $14.3-billion Vice When the City of Los Angeles imposed its own tax hike, HJTA saw this view you have of the ocean, the higher deficit. The money will come from sales Loca as an opportunity to challenge not only an ill-advised, grossly excessive new tax you pay. Our attorneys are assisting tax, vehicle fees, and income tax increases in a lawsuit against the view tax. If this is on higher earners. Sena property tax, but also an opportunity to challenge the Cohn decision. Simply not stopped, who knows what will be put, the Court of Appeal in Los Angeles is not bound by the Court of Appeal We have invited Governor Pete State taxed next? in Oakland. Moreover, if HJTA can create a "conflict" among the Courts of Wilson to address the issue of the budget Gera Appeal, this would increase the chance that the California Supreme Court In other communities, we have given deficit and the tax increase for Taxing Coun would have to resolve the issue once and for all. advice and support to local activists. We Times readers. His article appears Why should HJTA members be concerned about this issue? Even if you have found from experience the most on page 6. Judge the Governor's case Mau have no current plans to sell your house, chances are you will eventually. A influential lobbyists of local governmen- for yourself. Presi- tal bodies are local residents who will be real estate transfer tax is really a tax imposed on your property now, even (To find out how your representa- Calif though it won't be collected until your sell your house. Moreover, higher tax forced to pay the new tax or assessment. tives voted on the new taxes, please see (Now burdens reduce the value of your property. In short, by imposing this onerous HJTA is also supporting a bill intro- the Sacramento Report on page 4.) Deve tax hike, the City of Los Angeles has lowered the value of property as well as duced by Senator John Lewis (R-Orange) I believe there will be a move to lower unfairly hurt the current real estate market. which will require a two-thirds vote of some of the new taxes as the economy Patsy the people for the school assessment dis- To cut off another end-around Proposition 13 by local officials, HJTA breaks out of recession, and to guarantee Teac: attorneys have filed suit against the recently created maintenance assessment tricts. We are asking all HJTA members the right to vote on assessment districts district (MAD) through which the Orange Unified School District is attempt- to write their, legislatorsinsupportofthe4sassthe1992election-year approaches Lewis school assessment bill, which, HJTA will be active in these efforts. BLAP ing to impose an annual $50 levy to maintain school facilities. unfortunately, did not have a bill number A final note. I want to thank all of charg Proposition 13 permits local governments and special districts to impose at press time. "special taxes," but only with a two-thirds vote of the people. The school those who contacted state representatives from The final solution is an initiative to district has attempted to circumvent Proposition 13 by using the authority of protesting bills that would undermine to $3 firmly give, the taxpayers a right to vote Proposition 13. Your cards and letters I the 1972 Lighting and Landscaping Act which allows assessments for certain on these newly created assessment dis- property related services. are critical to our effort to preserve devic In three causes of action, HJTA's suit charges the maintenance assess- tricts. Our lawyers are studying the ways Proposition 13. Il which gland ment districts lack statutory authority, violate the constitutional special tax in ser provisions of Proposition 13 and constitute an illegal double property tax. assurance that even those on fixed incomes property taxes provide $8.5-billion a year gener Since HJTA filed suit against Orange Unified, several other districts that can remain in their homes. (1988-89) for cities, counties and special lands approved MADs have rescinded them, and several more that were considering Before Proposition 13 passed districts, other taxes and fees, not in- ment creating MADs, have had a change of heart. Californians were in the same predica- cluding sales taxes, supply an additional 1978 As "Taxing Times" goes to press, HJTA has just filed suit against the ment President Bush now finds himself. $6.5-billion year. ures, Whittier Union High School District, which has also imposed a MAD on Recently, an assessor announced the Business license taxes. hotel/motel set as local taxpayers. President's Maine home had increased in taxes, and utility user taxes have jumped. such (For more on assessment districts see "HJTA Goes to Court..." page 1. value about 250%. Without a major The utility user tax revenue has gone from have For update on HJTA efforts to defend Prop. 13 against "equal protection" suits decrease in the tax rate, the President's just over $200-million before Proposition see "High Court..." page 1.) property tax bill is about to sky-rocket. 13 passed to over $777-million in 1988- entie In California, because of Proposition 13, 89, a 250% increase in increase. Service the property owners are protected against such See BLAME, Page 11 reven This column appeared in the May 31, San Diego Union unpredictable increases. Sales CORRECTIONS I Don't Blame Prop. 13 It also has provided substantial and stable funding for local government. on Il New figures compiled by the business- In our rush to get out the summer Prope by Joel Fox sponsored California Taxpayers Assoc- 1991 issue of "Taxing Times" and keep Supre iation from records in the state Board of our members abreast of fast moving Pries With California now facing over a feel government does not get enough of Equalization and the state Controller's events in the Capitol, we made the fol- $14-billion deficit, supporters of big the taxpayers' money. Proposition 13 office paint a clear picture of healthy lowing errors: passe could government are certain where to place co-author Howard Jarvis once said gov- revenue streaming into local coffers. Page 7. In the story on the Cali- effect the blame: Proposition 13. ernment officials would blame the erup- Property taxes for cities, counties, and fornia Poll we incorrectly reported that would Proposition 13 passed as an initiative tion of Mt. Saint Helens on Proposition special districts were $4.7-billion the year a 1/2 cent sales tax increase was op- cation in 1978, cutting property taxes by nearly 13 if they could. and he was right. before Proposition 13 passed. The first posed by 57% of respondents. In fact, take 60% and setting up restrictions for prop- Ugly charges continue to be made year under Proposition 13 property tax 57% found a 1/2 cent sales tax increase ing. crty tax increases, as well as tough bar- against it. At a recent Sacramento rally, collection for these government divisions acceptable while 40% did not. The than riers for increased state and local taxes. sponsored by the state teachers' union, statewide dropped to $2.3-billion. How- other figures we published were correct sition Since that time, Proposition 13 has Jesse Jackson declared Proposition 13 a ever, in 1988-89 property taxes have 56% objected to a 10% income tax I been a handy scapegoat for those who "Scud missile which must be blown from swelled to $8.5-billion, or a 271% increase increase and 67% were opposed to a Califi the sky." despite Proposition 13's restrictions. 10% property tax increase. obvio See Page 4 for The truth is Proposition 13 has been But that's only a part of the local Page 8. In typesetting the column states Sacramento good for the taxpayers of California. Not revenue picture. Bureaucratic creativity "The Bomb in Wilson's Budget Plan,' much only did it save people's home and prop- turned to other methods of raising revenue which had appeared in the Los Angeles vider Report crty. it relieved them of the fear of rising, when Proposition 13 checked the unre- Times, Joel Fox's by-line was inad- with out-of-control taxation, while giving the stricted flow of property taxes. While vertently deleted. the Photo Copy Preservation Sioux City Sue An Unforgettable Collection From America's Golden Age! Sioux 3 Great Albums 3 Big Cassettes 2 City Sue CD's 42 Great Heart-Warming Songs From The War Years LEGENDARY STARS! ALL-TIME FAVORITES! Original Hits! Original Stars! ON RECORDS, TAPES & Remember when an entire nation fell in ES by George Morgan GHOST RID- COMPACT DISCS love with the fabulous heart-warming ERS IN THE SKY by Vaughn Monroe songs that bring back our fondest mem- and Hank Williams' immortal COLD YOU ARE MY SUNSHINE SIOUX CITY ories? 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Date GOT THE TIME I LOVE YOU ONE THOUSAND Name WAYS/Lefty Frizzell JAMBALAYA (ON THE Address BAYOU) COLD, COLD HEART/Hank Williams City State Zip Good Music Record Photo Copy Preservation PAGE 4 TAXING TIMES HOW THEY VOTED INCOME TAX SALES TAX VEHICLE TAX Sacramento Report SB 169 AB 2181 AB 758 NOT YES NOT SENATE NO NO YES NOT YES NO VOTING VOTING VOTING By Steve Carlson Alquist . . . HJTA Legislative Advocate Ayala . Bergeson . Beverly . Boatwright . Calderon . BLOODY BUDGET BATTLE Craven . . Davis . . Deddeh . . . Dilla In a very rough debut for Governor Wilson, the 1991-92 budget was C. Green . approved minutes before midnight on July 16th, over a month after the B. Greens . . L.Greene . . constitutional deadline and more than two weeks after the beginning of the Hart . . . 1991-92 fiscal year. HIII . Faced with a deficit exceeding $14 billion, Wilson pushed through a Johnston . Keone . combination of spending cuts and tax increases. Needing a two-thirds vote for Killea . . approval of new taxes as required by Proposition 13 - the Governor was Kopp . Leonard . able to corral the votes of barely enough lawmakers to pass his program. Leslie . The major elements of the state tax increases were contained in two bills, Lewis . . . Lockyer . SB 169 (Alquist) and AB 2181 (Vasconcellos). What good news there is, Maddy . . . A is that in the final tax package there is no general utility tax increase, no limits Marks . McCorquodale . . 0 0 on the home mortgage interest deduction, and, most important, no new Mello . property based taxes. Morgan . . e Patris . . . Presley . a The major provisions of SB 169 include: Robbins . . Robertl . . Rogers . . . An increase in personal income tax rates to 10 percent for single Rosenthal : . . . Royce . . - persons making over $100,000 and couples making over $200,000 Russell . and 11 percent for singles making over $200,000 and couples Torres . . making over $400,000. The new rates expire at the end of the Thompson . a Vuich . . . 1995 tax year. Watson . . . NOT NOT NOT ASSEMBLY YES NO YES NO YES Reduction of the renter's credit for high income taxpayers. VOTING VOTING NO VOTING Allon Alpert . Increase in the withholding rate-for supplemental wages. Achie-Hudson . . . Andal . . . Arelas . . . Conformity to many provisions of the federal tax law. Baker . . . Bane . . . Batos . 0 . Also approved were increases in the vehicle registration fee, the drivers' Becorra . . . license fee and the vehicle license fee. Bentley . Boland AB 2181 is the one-and-a-quarter percent sales tax increase that also Bronzan . . removes previous exemptions for items such as snack foods,candy. bottled shres r(Brown minute 19 - - Bruite water, newspapers, magazines, and bunker fuel. Burton Votes of your Senate and Assembly representatives on SB 169, Compbell . . . Cannella . . . . AB 2181 and AB 758 (Bates), the vehicle license fee increase, are shown Chacon . . in the accompanying chart. Chandler . Clute . Conhelly . Cortese . . Costs . . . . BILLS HOSTILE TO PROP. 13 Eastin . . . Eavos . Eldor . AWAIT ACTION Epple Farr . Felando . . . . Forguson At press time we had just entered the month-long summer legislative Filante . recess. The legislature is due to return August 19th and adjourn on September Floyd Frazee 15th. Although we have disposed of or delayed most of the bills hostile to Friedman . . . Prop. 13 and the initiative process, there are still some very important measures Firzzelle . Golch . . . pending which we oppose. Hannigan . . As we have reported to you in the past, the three anti-Proposition 13 Hansan . Harvey - . . measures of greatest concern are ACA 4 (Klehs). ACA 6 (O'Connell) and SCA Houser . . . 8 (Hart). These will be considered at the end of the session. You will recall Haydon o . . Horcher - that these bills deal with reduction of the two-thirds vote requirement at the Hughes . 0 . local level for special taxes or increases in property taxes, either directly or Hunter Isenberg . . . through bonding authority. ACA 4 also reduces from two-thirds to majority Johnson . . the vote necessary for the Legislature to impose new state taxes. Your cards Jones . . Katz and letters opposing these bills have had a major impact. We will continue Kelly our vehement opposition until these ill-conceived measures are defeated. Klehs . . . Most of the bills hostile to the initiative process have been killed except for Knowles . . . Lancaster . h ACA 17 (Farr), which would increase the number of signatures needed to place Lee . . a constitutional amendment on the ballot, and SCA 9 (Roberti), which would Lampert . o Margolin . . . . remove the ability to have a "severability clause" in an initiative. If SCA 9 Mays . . o were to pass this would mean that if even one minor provision of an initiative McClintock - Moore . . . C were found invalid by the courts, the entire initiative would be invalidated. We Mounjoy . . . Murray . S are strongly opposed to ACA 17 and SCA 9 and will continue to oppose these . . Nolan . and future attempts to obstruct the access of California's citizens to the ballot. u O'Connell . Another bill that we, along with CalTax and the Contra Costa Taxpayers Peace . e Palonco . Association, strongly oppose is AB 394 (Campbell) which would permit a Queckenbush . n number of cities and counties to impose or increase property tax rates above Roybal-Allard . . . Seastrand Proposition 13's one percent limit to fund costs of their pension system. Our y Sher strong opposition was responsible for the bill being tabled for this year, Speier p Statham . although it will be back in January. Tanner 0 . . In our next edition of "Taxing Times" we will report to you on how your Tucker . representatives voted on the anti-Proposition 13 bills still awaiting action. Umberg Vasconcellos . Woodruff . . Wright Wyman . Photo Copy Preservation By Special Arrangement With Reader's Digest® 50 Beloved Songs of Faith By special arrangement with Reader's Digest and Your spirits will soar as you hear each of these famous America's leading record companies we proudly present stars sing of the joy and comfort they've found in God's one of the most beautiful and needed music treasuries love. Every song is a cherished favorite and every ever made. Yes! You get 50 of America's favorite stars performer is one you know and love. Just read the list and groups singing your all-time favorite songs of faith. of classic hymns and gospel songs below. 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Date unconditionally guarantee you'll No. enjoy this music treasury You won't find this Reader's more and play it more than any Digest® treasury in any store at Name you own or it won't cost you a any price. Be sure to mail the Address penny. Send for yours today. no-risk coupon today. City State Zip Money Back Guaranteed! No Questions Asked! Photo copy Preservation PAGE 6 TAXING TIMES TAY Gov. Wilson Writes To Taxing Times As taxpayers begin to feel the pinch of the new state levies, many are asking about the thinking of the man they helped elect Governor last November. Pete Wilson ran as a fiscal conservative, proudly pointing sure to his record as a tight-fisted administrator during the eleven years he WILL desti mayor of San Diego. But in his first seven months as Governor, he has at the overseen one of the largest tax increases in state history. While the rate again of increase in state spending has been cut from the 12.8 percent of last year. I spending is still up 7 percent. Paul How did this come about? Will the taxpayers receive something anno substantial in return for their additional sacrifices? Will reforms in the 1992 operation of state government assure that more tax increases will not be initia necessary next year? I HJTA has asked the Governor to respond to the legitimate concerns prope of taxpayers and HJTA members. The following column by Governor Wilson is an exclusive for "Taxing Times" readers. vote chang stitut two-1 "To raise taxes goes against my every instinct." Furth infan requi By Pete Wilson quali Final. Call 1991 the year of living dangerously. During my first six months as Governor, California has faced a major earthquake, a killer freeze. a searing fifth year of drought was more than twice as large as the one facing California this year. The increase in visor 1967 took the top income tax bracket from 7% to 10% and also raised sales taxes and peopl and, most recently, a deadly herbicide spill. But none of these challenges compares in the bank and corporations tax. gover magnitude or severity to that posed by the largest state budget gap in American history. This year we rejected out-of-hand Democratic proposals to repeal income tax out In January, I took office to discover that California faced a $7 billion budget gap. indexing, which would have automatically raised the income taxes of middle-class powe Lest anyone forget, let me emphasize that I did not create this gap. I inherited it. Let me also remind readers of the wise requirement in our state constitution for a Californians. After cutting spending by $5 billion, we were compelled to raise taxes balanced state budget. Unlike the Congress, we in California wisely and properly but chose only those taxes that would do the least harm to our state's economy and competitiveness. This balance our income and spending. We can't and don't want to run a deficit to mortgage our children's future. I stood firm against all attempts to raise property taxes through the notorious But that means that a new governor must balance the budget in one year even split-roll. And I rebuffed attempts to repeal the present sales tax exemptions on food, if that means closing a gap you inherited and even if that gap is one-third of the medicine, and prescription drugs, or to extend taxes to services like dry cleaning, the whole budget! preparation of taxes, hair care, and medical treatment. So, first you logically cut spending as much as you can without imposing To protect California jobs, we rejected a proposed increase in bank and cor- by hardship. poration taxes but secured a five-year extension of the research and development tax In January, I proposed a plan to balance our budget that included more than credit. We also took the first step toward workers' compensation reform, and secured $4 billion in cuts and no general tax increases. a five-year extension of the net operating loss carry-forward - tax relief of great suit But as the months passed and as the recession deepened and state tax revenues importance to new small businesses struggling to survive. Prope continued to fall, the state's fiscal hole deepened from $7 billion to $12.6 billion. It In fact, during this year's budget negotiations we achieved far more reform in the grinds bottomed out at $14.3 billion - a shortfall of nearly a third of our state's entire general way state government does business than ever before in California's history. fund. In fact, it was greater than the entire budget of all but ten other states. To control costs, we demanded spending reform - and we got it. In fact, we've To balance this budget we continued to look for cuts, but the more we cut the more suspended cost-of-living increases throughout state government. it became obvious that this budget couldn't be balanced by spending cuts alone. In To make government more efficient, we are transferring health and social services fact, if we were to close all our state universities, shut down every state prison, and to the county level, SO that we can trim bureaucracy and cut red tape. It will both even fire every worker on the state payroll, we still would not have cut enough improve the quality of service and produce enormous taxpayer savings. spending to balance this budget. We are also reforming the state's public pension system to bring it in line with And while many programs suffered deep cuts, I rejected more extreme measures. similar benefits in the private sector. And I've appointed a taxpayers' watchdog to I refused to release dangerous felons back to the streets or to jeopardize aid for the as the employer. blind, disabled and elderly. To raise taxes goes against my every instinct, and against a long record as a fiscal Finally, we reformed welfare so that the system will reward, not punish, those conservative opposed to taxes and spending. As Mayor of San Diego, I cut property who want to work. By reducing grants, for the first time in California history, we have taxes substantially. In fact, when I was Mayor of San Diego, Howard Jarvis said, "If rolled back part of the welfare state. Reform will save taxpayers $5 billion over the they had all run their cities the way Pete Wilson has run San Diego, we wouldn't have next five years. But more important, working mothers will be allowed to work another organ prope state that plan teent! calls lawso intere matte the lated U.S. ( 1 S I the ju keep the board honest, and to gain control over what taxpayers are required to contribute needed Proposition 13." And during my eight years as a United States Senator, I won 8 hours a month and keep their additional earnings. They will be able to teach their the Watchdog of the Treasury Award every year. children that welfare isn an acceptable, permanent lifestyle. able And I'm the same Pete Wilson who first imposed a spending limit on San Diego No budget is perfect, and this - by common consensus was far and away the and then helped Paul Gann put into place a similar limit on state spending. most difficult and challenging in California's history. Neither taxes nor spending cuts by And you and I last shared a common cause last year when I endorsed Prop- are welcomed by many Californians. But by acting fairly and responsibly now, we osition 136. have avoided even more painful taxes and spending cuts later. We have not only But this wasn't the first time a conservative Republican governor was forced balanced this year's budget but brought major reform, so that we can now set a new to raise taxes to close an inherited budget deficit. During his first year in office, course for California - a course that will allow us to achieve the golden promise of discus then-Governor Ronald Reagan was forced to sign a tax increase that, proportionally, our Golden State effective and affordable public expenditures and prosperity for 13: private citizens. 11 ASSI COMMISSION, Page / be maintained by lowering the countywide The commission's recommendations level with a simple majority vote, increas- school Three members of the commission. in- tax-rate to level which would generate ing the likelihood that tax increases on "I nev proved HJTA to be correct. an amount of revenue equal to the prior cluding the chair and vice chair, opposed H In the event that Proposition 13 is property owners could be approved year's revenue, "to be adjusted annually splitting the tax roll saying it would drive by voters who, because they own no ment overturned by the U.S. Supreme Court, industry out of the state. Seven commis- for growth in population and an appropri- the Senate commission recommends a re- property, would not be obligated to pay well. ate inflation index." In other words, taxes sion members, who supported the plan. the tax. behine turn to an inflation driven system, or as it would increase with inflation and popula- recommended that the Legislature initiate Finally, the Senate commission rec- Lewis is known, "market valuation" for prop- tion growth, and homeowners would the changes without waiting for action by crty. To accomplish this, the commission ommends immediately reassessing all a two lose the predictability they enjoy under the U.S. Supreme Court. would increase the annual reassessment business property, including apartment the in. Proposition 13, which limits tax increases Regular readers of Taxing Times will buildings, at market value (a split roll) tenane cap for longtime homeowners by two per- know that HJTA President Joel Fox to no more than two percent. for a total tax increase of $5.9 billion. requir cent per year so that taxes would increase led a team of experts that defended While some recent home buyers by four percent the first year, six percent The commission did not deal with the distric might see a modest decrease in their taxes Proposition 13 before the commission dur- effect this could have on small businesses, ducing the second year. eight percent the third at the expense of long time homeowners, ing hearings last December (see Spring the economy, jobs or price increases. must year and so on, until the assessment their saving would be temporary as infla- 1991 Taxing Times). HJTA members The commission justified its recom- Comn reached market value. tion pushes everyone's taxes higher. will be pleased to know that the six page mendations for a tax increase saying that venes The commission claims that revenue The commission would also allow "Don't Blame Proposition 13" ad was run neutrality for residential property could overturning Proposition 13 would cause memb property taxes to be increased at the local in the Sacramento Bee on the same day over $11 billion in property tax increases. Senate See COMMISSION, Page 11 A Photo Copy Preservation Photo copy Preservation 4ES TAXING TIMES PAGE 7 Gann Proposes Initiative to Protect the Initiative Proposition 137, HJTA's 1990 mea- the legislature. by citizens. sure to protect the initiative process from The Gann initiative to preserve and law banning assault rifles is so technically If legislators claim the process is out destruction by the legislature was defeated flawed that enforcement is not practical. protect the initiative could not come at a of control, they should look to their own at the election, a victim of the backlash The law was co-authored by Senator more important time. house and colleagues for a reason. against the long ballot. The initiative process is under threat Roberti, and he has introduced "clean-up" Perhaps the legislative attack against Now Richard Gann, president of the legislation to fix the problems. If he were of drastic change from legislators who the initiative is prompted by resentment Paul Gann's Citizens Committee, has operating under the provisions he wants feel abused by the process. About 40 bills over the term limit initiative. announced he will circulate for the initiative writers to work under, his law to change the initiative were intro- However, the real issue isone of power. 1992 ballot a new initiative to protect the would be stricken from the books. duced into the legislature. Most have The legislators don't want to share law initiative process. been defeated. Steve Carlson, HJTA Asecondbill requiring drasticchanges making power with the citizenry. HJTA is strongly endorsing this on qualifying initiatives for the ballot is Legislative Advocate is lobbying to defeat Two noteworthy initiative "reform" proposition. also still alive. Assemblyman Sam Farr those that remain. measures are still under consideration as of Gann's measure calls for a 75 percent wants to increase the number of signatures The most often declared justification this writing. One, by Senator David Roberti, vote in the legislature to pass any statutory required to qualify a constitutional amend- for changing the initiative process is the among other things, would do away with changes to the initiative process. (Con- ment from 8% of the number of votes cast lengthy ballot faced by the voters last the severability clause. The clause, added stitutional changes already require a in the last gubernatorial election to 10%. November. Voters and commentators ex- to most initiatives, declares that if a section two-thirds vote, plus a vote of the people.) Richard Gann's initiative will protect pressed frustration with both the number " of the initiative is found deficient by the Further, the Gann initiative will repeal the the citizens' right to make law in the face of decisions to be made, and the complex- courts, it shall be severed from the remain- of these threats. infamous Chacon bill passed in 1988 which ity of the issues presented on the ballot. ing law, which will stay in force. Roberti required a greater number of signatures to If you want more information about The number of ballot propositions does wants the whole law thrown out if one qualify initiatives for the local ballot. the initiative or want to sign a petition, not mean we have too many initiatives. section is found wanting. Finally, the Gann measure allows for ad- please write to Richard Gann at: Twenty-eight propositions appeared on the Roberti's bill declares that the citizen visory initiatives which would allow the ise in state ballot in November. fter subtract- lawmaker must adhere to a stricter stan- people to express their feelings to the and ing those measures placed on the ballot by dard than legislators who employ an Paul Gann's Citizens Committee government about important matters with- legislative action, and those initiatives experienced army of consultants and law- 9848-B Business Park Drive out setting a law. This would be akin to the e tax sponsored by elected officials, only six of yers to draft a law. Recently, Attorney power of Resolution now enjoyed by Sacramento, CA 95827 class 28 ballot propositions were sponsored General Dan Lungren stated California's taxes and This column appeared in the June 13, Los Angeles Times rious food, 11. the 13 Gets Changed, Back to Basics cor- by Joel Fox and residential property, and a reassess- estate market. There would be no reason- seem to be a political impossibil- at tax ment of residential property to full able relationship between ability to pay Although the R. 11. Macy Co. law- ity because of the need to impose a cured market value with a floating tax rate be- and a property tax based on home value. suit challenging the constitutionality of replacement tax, probably on income great low the current 1%, which will produce Increasing the taxes on long time Proposition 13 has succumbed to a or consumption. no more revenue than is now collected homeowners could place homeownership in the grinding bombardment of angry phone Selling a new tax to the voters to from homeowners. in jeopardy for people on low and fixed calls and cut-up credit cards, two other replace the property tax appears politi- The split roll system would place an incomes. The solution, we are told, is to lawsuits arguing that Proposition 13 vio- cally impossible. ve've even greater burden on income producing let these people live in the house until lated the equal protection clause of the Yet, looked at in the context of the property, which already shoulders U.S. Constitution are making their way to they die, with the government claiming history of property taxes, it may not vices two-thirds of the property tax collected in pastdue tax revenue upon the sale of both the nation's highest court. be hopeless. California. The split roll may be the last the home. Because the court has expressed an Property taxes originally were a good straw for many businesses as they weigh It is a heartless state which deprives interest in challenges to Proposition 13, test of people's wealth before the advent with the excessive cost of doing business in citizens who have lived in, improved and the justices are likely to consider the of intangible property which evaded the og to California against the siren song of paid taxes on their homes for years to be ribute matter sooner or later. tax collector, such as stocks and bonds. out-of-state business recruiters. denied the pleasure of leaving them to So as Proposition 13 passed its thir- Farmers, whose land was readily available A higher commercial property tax their children or using their equity for teenth birthday on June 6, some in the for the tax collector to assess, started the those will be a tremendous obstacle to small retirement or health emergencies. movement toward income and other taxes have state were making plans to replace it. businesses, which often operate on a small As news, spread of this threat to But, it won't be easy to develop a to ease the burden of property taxes. :f the profit margin and cannot easily absorb Proposition 13, the Howard Jarvis Proposition 13 also eased the burden other plan that can be sold to a voting public the tax or pass it on to customers. Taxpayers Assn. was inundated with calls that has come to expect a simple, predict- of property taxes by reflecting an ability their The plan dealing with homeowners from senior citizens asking whether they able property tax system. to pay property taxes at the time property is even more disturbing. The floating tax should sell their homes now - before y the One proposal was made public today was purchased. In retrospect, Proposition rate and reassessment to full market value taxes go up and they. lose them to cuts by a divided state Senate Commission 13 may be just a step toward the end of an means that long time homeowners would the taxman. archaic property tax system. we organized more than a year ago to study pay more taxes and newer homeowners, Proposition 13 was Howard Jarvis' property tax equity. If the court decides against Prop- only less. The protection of Proposition 13's fourth attempt to change the property tax. new The plan relies on the two most often osition 13, the property tax law will fall inflation cap would be removed for all His first effort, eliminating the property se of discussed "remedies" to fix Proposition back into the chaos of the political arena and, once again, property taxpayers would tax, will be re-considered in light of where best laid plans have met uncertain y for 13: a split tax roll separating commercial be at the mercy of an out-of-control real the court challenges. However, this would fates before. ASSESSMENT, from Page / district front has taken place in the coastal school assessments farfetched, saying, community of Port Hueneme, where the in- "I never intended this for the act." city council has voted to impose a fee osed HJTA will be battling school assess- based on residents' view of the ocean. Drive ment districts on the legislative front as HJTA is providing assistance to local mis- well. HJTA is throwing its support plan, citizens and legal action is pending. behind legislation by State Senator John tiate The special assessments will vary Lewis which would specifically require from $66 to $184 per year depending on by a two-thirds vote of the people before proximity to the beach and will be used the imposition of any future school main- will for beach clean up. Mayor Orvene tenance assessment districts as well as Carpenter has denied that the assessment Fox requiring a vote to renew any existing aded is a "view tax," saying "Even a blind man districts. Because the deadline for intro- living in an oceanfront home would have dur- ducing new legislation has passed, Lewis to pay:" Local HJTA members have no bring must get a waiver from the Senate Rules doubt. "This city would tax a potato if ibers Committee when the Legislature recon- its eyes were on the beach," one resident page venes August 19. (We will keep our commented. run members informed on the progress of (For more on view taxes see Joel day Joel Fox and Senator John Lewis spoke to the press outside the Orange County Senator Lewis' bill.) Fox's column "The Sweet Things in Life Court House after HJTA filed its suit against the Orange Unified School District Another outrage on the assessment Will Cost You Dearly" page 9.) maintenance assessment district. PAGE 8 TAXING TIMES PROP. 13 IS 13, from Page / letters, some containing cut up credit quick to point out that the new resident is cards, from angry customers who vowed equally protected by Proposition 13 be- never again to shop in any Macy's owned cause taxes on the new home would be No. 90-1912 stores (which include Bullock's and capped at one percent of the value and 1. Magnin). increases limited to two percent annually, After a hundred hours of this bom- just as for other homeowners. Before In The bardment, Macy's New York based man- Proposition 13 the tax rate averaged 3 agement announced on June 7 that it was percent and property was regularly reas- Supreme Court of the United States withdrawing its suit. "It has become clear sessed upward as other homes in the to that there is no way to guarantee neighborhood sold at higher prices. October Term, 1990 that pursuing this through the courts would Thanks to Proposition 13 taxes are held not ultimately have some effect on home- at a reasonable level and the homeowner STEPHANIE NORDLINGER, owners," said Macy's representative. will always know what his or her taxes "Sometimes it pays to raise hell," said are going to be. Petitioner, Estelle Jarvis, in tribute to those who had V. contacted Macy's. HJTA WILL BE READY HJTA President Joel Fox said, "We are a little surprised but very pleased to Attorney Jonathan Coupal, holder of see that Macy's has come to their senses. the Howard Jarvis Chair of Citizen/ KENNETH HAHN, in his capacity as Tax Assessor Taxpayer Law with the Pacific Legal for Los Angeles County and the We were prepared for any eventuality, Foundation, has prepared an amicus COUNTY OF LOS ANGELES, but this public outpouring of support for Proposition 13 shows how important curiae - friend of the court brief that Respondents. Proposition 13 is to the average Califor- has been submitted to the U.S. Supreme nia homeowner. I hope our elected Court on behalf of HJTA and the Paul officials are making note of this." Gann's Citizens Committee. The brief Petition for Writ of Certiorari argues that the Court should let stand the to the Court of Appeal of the SECOND SUIT PENDING ruling of the state courts in support of State of California BEFORE HIGH COURT Proposition 13 by not agreeing to hear the case. If the Court does agree to hear The Macy's case was the first to be the suit, Coupal will file a second brief in BRIEF AMICUS CURIAE OF HOWARD JARVIS appealed to the U.S. Supreme Court. The support of Proposition 13. TAXPAYERS ASSOCIATION AND PAUL GANN'S case of Los Angeles attorney Stephanie Additionally, HJTA has hired attor- CITIZENS COMMITTEE IN OPPOSITION TO Nordlinger has also been appealed to the ney Jay Curtis, a nationally recognized PETITION FOR CERTIORARI high court and a decision on whether or expert on tax policy with the firm of Baker not to hear her case is expected this fall. & Hostetler, McCutchen, Black. Curtis The Nordlinger suit maintains that Propo- is assisting Los Angeles County Assessor RONALD A. ZUMBRUN sition 13 violates the equal protection Kenneth Hahn in preparing the county's ANTHONY T. CASO clause of the U.S. Constitution. She ar- response to the Nordlinger challenge. JONATHAN M. COUPAL gues that because a person buying a new Although elected to the assessors' post *Counsel of Record home would be taxed on the purchase just last year, Hahn has proven a stalwart Pacific Legal Foundation price, and this could result in having to supporter of Proposition 13 and HJTA 2700 Gateway Oaks Drive pay more taxes than longtime owners of will continue to work closely with his neighboring homes, this interferes with Suite 200 office to assure that Proposition 13 gets the "right to travel.' Sacramento, California 95833 the best-legal defense possible. Proposition 13 supporters would be Telephone: (916) 641-8888 Attorneys for Amici Curiae This column appeared in the July 25 editions of the COCKLE LAW BRIEF PRINTING CO. (800) 225-6964 OR CALL COLLECT (402) 342-2831 Los Angeles Daily News and the San Francisco Chronicle BUDGET THAT RELIES ON LUCK Cover of the 19 page amicus curiae brief filed with the United States Supreme IS RISKY BET FOR TAXPAYERS Court on behalf of HJTA and Paul Gann's Citizen Committee. by Joel Fox The box score on the state budget that money continued to pour into the therefore, be a worthwhile investment? be on the docket next year. reads taxes up; spending up, but slowed; state treasury after the shortfall was fixed, If you don't get concessions in times Meanwhile, taxpayers budgets are and errors made all around. helping to set the stage for the tax revolt a of crisis, they cannot be won in more already stretched to the breaking point. Reading the fine print you find the decade later. sedate periods. Their pockets are turned inside out and public employees claim they caught However, not enough of the new Governor Wilson did get cutbacks in they are empty. If budget reform is to Governor Wilson stealing (from their taxes will sunset. The Governor says two- welfare payments, the highest in the 48 have meaning, then government must be pension fund); Assemblyman Tom thirds of the deficit problem is recession contiguous states. And, as noted, he streamlined, waste and duplication must McClintock's "no new taxes" pledge was driven, yet only one-third of the taxes and stopped the automatic spiraling of cost- be cut, and innovative new ways to pro- considered a wild pitch; Assembly Re- fees, the income tax increase and a half- of-living increases-for awhile, at least, vide services must be found. Look for the publican leader Ross Johnson was tossed cent of the sales tax, were made temporary He did start his prevention programs to Governor to search for savings in this from the game; and while the tax on pea- to deal with the recession problem. control future costs by arresting problems direction. And, if the economy doesn't nuts in the stands didn't go up, the tax on The budget plan calls for an end to now. He also got a small victory in mod- recover, the Governor should propose a crackerjacks did. the income tax increase in five years. At est reform of the workers compensation tax cut to stimulate business. There were no homeruns, but plenty the same time a freeze placed on the program for stress claims. Much of the focus in the media was of sacrifices-by those who pay the taxes automatic cost-of-living increases paid But, he didn't end the Proposition 98 on the Governor convincing members of and those who receive public monies. to people on welfare would also end. In guarantees for school funding, thus leav- his own party to go along with the budget It was a difficult game to follow and other words, state spending will rise just ing intact the idea that certain govern- compromise. Wilson was faced with a perhaps even more difficult to analyze when tax revenue drops off. What hap- ment services can earmark a portion of Democratic majority. How different after it was over. pens then? Do we end up in the same the state general fund for themselves, with would his program have been if his own Taxes and fees were raised a record fix? And, why didn't the legislators and no oversight from elected representatives. party controlled the Legislature? $7.5 billion, which will undoubtedly slow Governor deal with this irony? Could it Other government services were watch- That is why coming budget battles, the bounceback from recession and keep be that five years in politics is a lifetime, ing and may take to the ballot for similar taxincreases, and budget reforms will not California's extraordinary high unem- and many will be gone if the term limit guarantees. Health care seems lined up to necessarily be won or lost in future sum- ployment rate up for some time. initiative takes effect? do just that. mer tussles under the capitol dome, but Wilson, learning from the experience Reforming the budget was a major This is a budget based on faith right now, when the Legislature and of his predecessor, Ronald Reagan. pushed part of the Governor's agenda. He is proud and luck. Faith that the economy will Governor hook up to determine how to for some temporary taxes to bridge the of the reforms he forced through the rebound, and luck if it does. If the reapportion the seats of elected officials. gap. When Reagan raised taxes to cover a Legislature. but are they enough for the economy doesn't recover to the extent of When it comes to the politicians home huge deficit in the 1960s, the income tax price paid by the taxpayer? Will they cut the rosy forecast made by administration turf, the box scores are quite different. change was permanent, with the result the cost of government in the future and officials, a deficit and more taxes-will Sacrifices never.happen. Photo Copy Preservation Photo Copy Preservation MES TAXING TIMES PAGE 9 This column appeared in the July 22, Los Angeles Times The Sweet Things in Life 3 OT Will Cost You Dearly TING by Joel Fox The Port Hueneme City Council has networks and instantly found itself No. 1 passed a tax on ocean views to offset its on school board agendas. The act assumes city budget crunch. Assessments to pay that the schools' neighbors will receive for beach upkeep would vary depending benefits from these facilities and well- on how close the homeowner is to the kept yards - that is, if they can climb strand. City officials think this makes over, the locked fences in the dead sense considering the market value of the of night. breathtaking views of the Channel Islands It's anybody's guess where this will ASSESSMENT from the beachfront. The question is, will end? the Port Hueneme residents have a rebate If Port Hueneme officials get away coming on foggy days? with their ocean view assessment, up and DISTRICTS It seems there is no end to the down the coast we may soon see toll expanding use of assessment districts in booths collecting fees for a peek at the the hands of bureaucrats. Assessment ocean. Taking deep breaths of salt air districts are revenue devices, historically would demand a surcharge. used to pay for capital improvements, If assessments are appropriate for from Roman roads to medieval English ocean views, why not assessments for sea-walls to California irrigation projects certain city views? Doubters should re- of the early 1900s. member that beauty is in the eye of the The creative use of assessments for beholder who sets the rates. There could maintenance and services has mush- be an assessment on mountain views for roomed in recent years because they have those in Los Angeles. There would be a been ruled outside Proposition 13's smog discount, of course, for the days the restrictions. Although the assessments are Hollywood sign is lost in the haze or al- TAXPAYERS levied against property and appear on the tered by pranksters. But, don't spend that. property tax bill, on the theory that the IOT money you get back for the smoggy days TING property benefits from the new greenbelt you' need it to pay the assessment or updated street lighting, the assessment levied to clear away the smog. is not counted against Proposition 13's Rationales for assessments appear 1% property tax limit. Nor is a vote of the endless. As long as there is a remote con- CFRL REPORT people required before assessments are nection between a taxpayer and the object By: Mark Dolan, Chairman levied. Both characteristics put assess- to be built; protected, maintained, cleaned, ments at the top of city hall wish lists. Californians For Fair Rent Laws (CFRL), a special project of HJTA, was formed observed or enjoyed, there is a potential Benefit assessments have stretched in direct response to the CALIF-data outlining the horrendous impact on landlords and assessment lurking. like, Pinocchio's nose beyond their origi- rent-paying tenants of the current and recurring abuse of the state's unlawful detainer Assessments have gone from land to nal size,and intent Recently, school (eviction) system. CFRL's legislative approach to the problem was the financing and sea. and probably will turn space. Is districts were advised that they, too, can it so hard to imagine an assessment to creation, of SB 270, the pre-trial. rent deposit law now carried. by. Senator Quentin use special tax assessments to build and protect against a killer asteroid destroy- Kopp, and sponsored/supported by: Apartment Association of Greater Los Angeles, maintain pools, play yards and the like ing Earth? California Association of Realtors, California Apartment Association, Apartment under the Landscape and Lighting Ben- One thing is certain: the chances of Owners Association, Apartment Association of California Southern Cities, Apartment efit Assessment Act. This "discovery" our wallets getting hit by an assessment Association of San Fernando Valley/Ventura, among others. A hearing deciding the flashed around the state over computer fate of the legislation will be reported on in the next issue of "Taxing Times." district are improving by the day. RESULTS OF TAXPAYERS OPINION POLL CALIF REPORT By: Leonard Walsh, Chairman Thank you to those HJTA members who took the time to complete the Taxpayers Opinion Poll we sent you several months ago. Here As mentioned in prior articles, with HJTA's support, the California Apartment are the results. Law Information Foundation ("CALIF") was itself founded as a research source/liti- gation arm to service the many landlords and tenants who help make up the hundreds of thousands of HJTA members. Since its inception, and with the direct financial Question 1: Should California's state taxes be higher, lower or contribution of HJTA members and members of the apartment industry, including the should they remain the same? Apartment Association of Greater Los Angeles, CALIF has: (1) produced two statewide studies establishing that taxpayers are saddled with paying the cost of courts necessary Higher: 4% Lower: 38% Stay the same: 58% to handle an annual 236,000 eviction actions, or 40% of all municipal court filings, and that rent-paying tenants pay about 1/3 of a billion dollars in higher rents each year because of the recurring annual losses caused by the non-payers; and, (2) filed 5 major Question 2: Do you support or oppose a 10% increase in the state lawsuits against public entities, alleging the imposition of illegal ordinances on the tax-paying public. CALIF's most recent and dramatic success was its obtaining of a income tax which would raise 1.5 billion dollars in new government revenue? judgment from Los Angeles Superior Court Judge Carol Fieldhouse (7/31/91) invali- Support: 5% Oppose: 95% dating a Los Angeles ordinance requiring the payment of interest on tenant security deposits, meaning untold administrative-cost savings for Los Angeles rental property owners. (Apartment Association of Greater Los Angeles V. City of Los Angeles) CALIF attorneys are also assisting HJTA with the current "MAD" lawsuits, attacking Question 3: Do you support or oppose a one cent increase in the the spread and taxing appetites of municipal assessment districts. Contributions to state sales tax? CALIF are tax-deductible. Support: 28% Oppose: 72% QUOTES WORTH NOTE Question 4: Do you support or oppose a new tax on services such as lawyer services, dry cleaning and auto repair? "I keep telling people that two days "The reason school districts are after the budget passes everybody having trouble is bad budget man- Support: 10% Oppose: 90% forgets it. People don't know what's agement. They overspent what they in it. Later, when they have to dig didn't have." for some higher taxes, they may Question 5: Do you support or oppose plans to raise property taxes above the limits set by Proposition 13? think about it for awhile, but Treasurer Kathleen Brown that passes." in remarks to the Los Angeles Taxpayers Association on Support: 2% Oppose: 98% Senate Republican Leader May 17. Ken Maddy The Most Glorious Treasury Ever Assembled! Sousa JOHN PHILLIP Tribute! SOUSA You Get 18 An American Legend Do your spirits soar every time you hear a band play the Famous legendary Sousa Marches? 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US-4 777 Larkfield Road The Gladiator Commack, NY 11725 Please rush me the brand new SOUSA treasury on your unconditional guarantee U.S. Field Artillery March that it must be one of the most beautiful treasuries I've ever owned or you will refund my purchase price. I enclose $9.98. Send Record. The Invincible Eagle I enclose $10.98. Send Cassette. (Please add $1.00 for shipping & handling) Charge to my: Visa MasterCard American Express Diner's Club The Fairest Of The Fair Acct. Exp. No. Date Name Sound Off Address City AND 7 MORE! State Zip Photo Copy Preservation Photo Copy Preservation TAXING TIMES PAGE 11 COMMISSION, from Page 6 Melvin Gagerman Marla B. Marshall the commission released its report. (For CPA/Managing Partner Special Projects Coordinator more information see photo and caption, Good, Gagerman & Berns Office of the President, CSU TAX BYTES page 1.) San Marcos Following are the names and Michael Glaze affiliations of the Members of the Senate General Manager, Lake Oroville Area Tom Rogers EXERCISING YOUR Commission on Property Tax Equity Public Utility District Supervisor, County of Santa Barbara TAX MONEY and Revenue. Senator Gary K. Hart Jack Theimer The Associated Press reports State of California Principal, Jack Theimer & Associates that the IRS is paying for employee Chairperson memberships to an expensive pri- Robyn Phillips Michael A. Kahn Iola Williams vate fitness center next door to its Assistant Professor of Economics Attorney, Folger & Levin President. League of California Cities Washington, D.C headquarters University of California, San Diego This spares workers the six block Vice Chair walk to a free, government gym. Kirk West About 125 memberships, each President. California Chamber costing approximately $700 a year, are being purchased of Commerce David E. Anderson IT STARTS AT THE TOP Former CEO, GTE California When Bill Anton became Su- perintendent of the Los Angeles Irene Angelo President, Angelos Marketing Properties Unified School District last year, one of the first things he did was II Senator Ruben Ayala give up the chauffeur enjoyed by State of California his predecessors. With the School 11 district facing spending cuts, this Jack Baugh May he volunteered to take a 10 n Vice President, Operating Engineers percent cut in his $161,390 annual Local Union No. 3 salary to set an example for district Senator Marian Bergeson employees that all should work to State of California cut spending a rare gesture of CALIF VOTERS economy on the part of a public 1 Gerald Cochran official g County Assessor, Del Norte County PROP WON'T TAKE "NO" Maureen G. DiMarco President CALIE PoLiTiciANS 13 FOR AN ANSWER California School Boards Association Last November, Pasadena vot- (Now California Secretary of Child ers overwhelmingly rejected pay Development and Education) raise for the City Council. This July P.M. 'I' the council voted to create a sub- Patsy Estrellas KIRKCALD committee to propose pay increases Teacher. Nuffer School for members of the Community Development Commission, whose CITIZEN TAXPAYERS pay be raised without a public BLAME, from Page 2 vote. The seven members of the charges and fees have increased 260% A POWERFUL FORCE Community Development Com- from the year following Proposition 13, mission also happen to be the seven to $3.3-billion. 10 members of the City Council Benefit assessments, a traditional Howard Jarvis always believed in the power of the individual to shape politics. device to pay for capitol improvements And he believed that if informed, motivated individuals were to join forces to pursue a M-I-C-K-E-Y which dates back to pre-medieval En- common goal, this could be an irresistible political force. gland, have been creatively altered to take While the taxpayers have been receiving much bad news lately, we still see many M-O-N-E-Y in services normally paid for out of the successes achieved at the local level because citizens are willing to step forward and The Disney Development Com- general fund such as street lighting and fight efforts to impose unjust taxes or assessments. pany is seeking $395 million in tax landscaping. These non-voted assess- The following letter from Al Goeppinger of Escondido illustrates the point. payers aid to support the expansion ments have grown from $36-million in of Disney theme.parks. Among the 1978-79 to $279-million in the latest fig- projects Disne would like to see ures, a rise of 672%. In special districts, Dear Mr. Fox: federal highway funds used for | set aside to perform individual functions would be transportation improve I. such as flood control, benefit assessments Thank you for your letter of June 13th with some helpful suggestions on fighting the ments, parking facilities and n have increased 2506%. assessment district as proposed by the Escondido Union High School District. people mover. Critics, who object 11 Compare these figures with the rev- to-taxpayers being asked to finance enue produced for local government by We are happy to report that through the efforts of " grass roots public protest with projects that primarily benefit the sales tax, which has been a steady petitions, telephone calls and attendance at the school board meeting. the school single private enterprise, include revenue source during this time period. board saw fil to postpone indefinitely any formation of the tax district. Congressman Robert K. Dornan Sales tax revenue has increased 118%. The district spent between $36,000 and $40,000 for engineering and legal fees which who represents the district that in It is true the schools no longer rely we feel is a great waste of school district funds. cludes Disneyland. "Disney, on the property tax as they did before much as love them. is a commer Proposition 13. However, the California Perhaps the best chance of retaining Proposition 13 will be an awareness by the cial enterprise the Los Angeles Supreme Court decision in Serrano VS public at the local level. Times quoted Doman as saying. Priest - handed down before Prop. 13 passed stated that "spending on schools Thank you for your interest and help! DING DONG could not be a function of wealth." The SNACK TAX CALLING effect of that ruling was that property taxes would no longer be the backbone of edu- We appreciate Mr. Goeppinger's remarks and agree with his comments on the Many are confused by the new cation revenue. This forced the state to California 'snac tax under which importance of awareness at the local level. Our HJTA hat is off to Al and the other take over the major portion of school fund- popcorn, brownies and Ritz crackers Escondido residents who proved what can be accomplished by an aroused citizenry. ing. The state school budget today is larger While we are on the subject of active citizens we would like to mention another are taxed, but peanuts doughnuts than the entire state budget when Propo- dedicated tax-fighter from the other end of the state, Ralph Morrell of Dixon. Almost and saltine crackers are exempt. sition 13 passed. Brad Sherman. chairman of the state single handedly, Ralph and his Committee to Reform Spending Practices in the Proposition 13 is not the cause of California Legislature (known as Operation Slush Fund) has exposed such practices as Board of Equalization. is (urging California's budget crisis, just as it is "phantom voting" where legislators who are not in attendance are recorded as voting, taxpayers to protest this new tax by obviously not the cause in the 30 other or where recorded votes are changed after the vote is concluded so legislators can deluging the Governor with taxable states facing budget deficits. Mix too deceive constituents on how they actually voted. Hostess Ding Dongs, much spending spurred on by the pro- Ralph is continuing his efforts to shine light into dark corners by pressing to have viders of government services together the Legislature's own budget audited as well as that of the Governor's office. Compiled by HJTA Executive with a national recession, and you'll find In spite of some reverses, citizen taxpayers continue to be a powerful force to Director Kris Vosburgh the reason for the budget shortfall. correct irresponsible, corrupt, or abusive government practices. Photo Copy Preservation How a Stop in a German Shoe Store Ended a Lifetime of Foot Pain W were in Germany Luxis' specially designed on the very first day metatarsal support helps your of our vacation and my feet feet assume their proper post- were already killing me. ure and balance. 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Address State Zip City 2) Require able-bodied welfare recipients to work or perform community service in exchange for benefits received. 3) Increase the financial rewards available to low-income working families, both married and single, relative to the rewards to non-working parents on welfare by providing tax relief to low-income working families. 4) Increase the financial rewards available to low-income working families, both married and single, relative to the rewards to non-working parents on welfare by providing tax credits and vouchers for medical insurance to working families who currently lack medical coverage. Of these four tools for reforming the welfare incentive system, the work requirement is the most important. Under the current welfare system a non-working single mother receives an in- come from the government for free; if she becomes employed she must give up all or part of this free income. However, if the welfare recipient is required to work in exchange for benefits, a new cost is attached to welfare dependence and the attractiveness of welfare relative to employ- ment is greatly reduced. Indeed, if the work requirement can be coupled with other government policies which ensure the family will be somewhat better off financially when the mother is em- ployed than when the family is on welfare, then the anti-work incentives of welfare would be utterly eliminated. However, as long as the welfare recipient has the option of receiving a size- able income from the government without work, then it will be impossible through other means to reduce significantly welfare's anti-work incentives. Surprisingly, a work requirement also eliminates the anti-marriage incentives of the current welfare system. Under the current welfare system, when a single mother marries a fully em- ployed male she loses most of her welfare benefits. Under a welfare system with a work requirement, a single mother still would lose her benefits upon marrying-but she would now be losing benefits which she had to earn rather than a free income, so the loss would be far less sig- nificant. As long as the mother could obtain a private sector job which paid roughly as much as welfare, then marriage would no longer impose a significant financial or personal cost on the mother or her prospective spouse. Indeed, if required to work for welfare benefits, some welfare mothers would prefer to marry and be supported by a husband's income rather than enter the labor force. By converting welfare from free income to income which must be earned, a work re- quirement eliminates most of welfare's anti-marriage incentives and would make marriage economically rational once again for millions of low-income parents. While few states have attempted to establish serious work requirements for AFDC parents, those experimental programs which do exist indicate that work requirements can have a signifi- cant impact in reducing welfare dependency. As part of a workfare program operated on an experimental basis in six Ohio counties, AFDC mothers were required to perform community service for twenty hours per week. While only 25 percent of all AFDC mothers were required to participate, the work program reduced overall number of families on AFDC by some 12 percent. In other words, for every hundred mothers that were required to work in exchange for benefits, over forty mothers left welfare entirely.²² 22 Bradley R. Schiller and C. Nielsen Brasher, "The Effects of Saturation Workfare on AFDC Caseloads," 8 While a serious work requirement will change the welfare incentive structure and reduce de- pendency, it is also vital for other reasons. Society should provide aid to those in need. But aid which is merely a one-way handout is harmful to both society and the recipient. Such aid under- mines the individual's ability to take responsibility for his or her own life. If the habit of dependence becomes entrenched, it limits the individual's capability to become a fully function- ing member of mainstream society. Welfare is currently a check in the mail with no obligations. This is wrong. Instead, welfare should be based on reciprocal responsibility: Society will provide assistance, but able-bodied re- cipients will be expected to contribute back to society in exchange for the benefits they receive. TOWARD COMPREHENSIVE WELFARE REFORM What is needed is a comprehensive welfare reform strategy. Many elements of comprehensive reform can be implemented at the state level; however, state actions should be complemented by tax relief and an overhaul of the U.S. medical system at the federal level. Although tax policy and medical reform are formally outside the welfare system, reforms in these areas will have a significant impact on the opportunities and behavior of low-income families, and therefore are an important part on any welfare reform strategy. Comprehensive welfare reform must strike a balance between two key themes. First, it must seek to increase the rewards for work and marriage among low-income families. Second, it must reduce the incentives currently provided by welfare for non-work and single parenthood. Re- forms which fail to follow this balanced approach will be unsuccessful. Comprehensive reform would have seven parts: 1) Reduce Benefits. Welfare benefits for families on AFDC should be reduced. This is particu- larly true in states with high benefits levels. AFDC recipients are eligible for benefits from nearly one dozen major welfare programs. In all but five states, the combined value of benefits received by the average AFDC family exceeds the federal poverty income threshold. Moreover, there is considerable inequality in welfare benefit levels within each state. Because some fami- lies receive aid from many programs, they will have overall benefits much greater than other welfare families of the same size and characteristics within the state. Example: AFDC families that also receive housing aid will have overall benefits some $4,000 to $5,000 higher than other AFDC families within the state. In almost every state such families will have combined welfare benefits well above the poverty threshold. States should reduce AFDC payments to families that also receive housing aid. 2) Require Work in Return for Benefits. States should require some but not all welfare recip- ients to work in exchange for benefits received. Recipients of Food Stamps and General Assistance who are not elderly and not disabled and who are not directly caring for children should be required to perform community service for at least twenty hours per week. 23 Within unpublished paper, November 1991. 23 Requiring someone to perform community service means that they would perform useful functions in government or in non-profit private sector organizations. Community service is also called "work experience." Many legislators argue that they would like to require welfare recipients to work in for-profit private sector jobs, but this expectation is unrealistic because few private sector employers are willing to employ persons who literally have to be forced to work. However, requiring the recipient to perform community service with a government organization removes the recipient's option of receiving welfare income without labor. The work requirement makes welfare less attractive relative to employment and will thereby induce many recipients to take real private sector jobs. 9 the AFDC program, mothers who do not have children under age five or who have received AFDC for over five years should be required to perform community service for at least 35 hours per week in exchange for benefits. In all two-parent families receiving AFDC, one parent would be required to work. For all programs the work requirement should be permanent, lasting as long as the individual or family receives benefits. This policy specifically exempts most mothers with pre-school children from the work require- ment. Because of the high costs of providing day care, work requirements for mothers with pre-school children would almost certainly increase rather than cut welfare costs. Moreover, great caution should be exercised toward any policy which separates young children from their mothers, as this will often have a significant negative effect on the child's development. Thus a well designed work program generally would not include mothers with young children; how- ever, a second rule requiring work from mothers who have received AFDC payments for over five years, either continuously or in separate periods, is needed to discourage mothers from inten- tionally having added children in order to avoid their work obligation. If a work requirement of the sort outlined here were established, roughly 50 percent of AFDC mothers would be required to work as a condition of receiving benefits. This would be an enor- mous improvement from the present situation; in the average state only 6 percent of AFDC mothers currently participate in job search, work, or training programs. 3) Require Responsible Behavior. States should require responsible behavior as a condition of receiving welfare benefits. This would include policies such as insisting that unmarried minor mothers reside with their parents or in some other adult supervised setting, and reducing pay- ments to mothers who fail to provide their children with free immunizations. Most important, mothers who bear additional children while they are already receiving welfare should not receive an increase in welfare benefits. 4) Enforce Education Requirements. States should rigorously enforce the current federal law requiring all AFDC mothers under age eighteen who have not completed high school or passed a GED to attend school. To avoid the negative affects of separating infants from their mothers, however, mothers with infant children should not be required to participate more than twenty hours per week. 5) Experiment with Wedfare. More mothers leave AFDC through marriage than through em- ployment. States should experiment with "wedfare" programs which provide bonuses to AFDC mothers who marry, leave AFDC and remain off the welfare rolls. However, since the real ef- fects of wedfare programs are uncertain, any such program should be rigorously evaluated through controlled experiments. 6) Provide Tax Credits or Vouchers for Medical Coverage to All Working Families. The current welfare system which provides free medical coverage to single parents and non-working two-parent families on AFDC, but does not provide medical assistance to low income working families, discourages both work and marriage. The federal government could reduce the anti- work/anti-marriage effects of welfare by enacting the comprehensive medical reform proposed by The Heritage Foundation in A National Health System for America. 24 This plan would, among other reforms, provide federal tax credits and vouchers for the purchase of medical insur- ance to low-income working families not eligible for Medicaid. A proposal similar to the Heritage plan recently was introduced by President Bush. 24 Stuart M. Butler and Edmund F. Haislmaier, eds., A National Health System for America (Washington, D.C.: The Heritage Foundation, 1989). 10 7) Provide Tax Relief to All Families with Children. The federal government currently im- poses heavy taxes on low-income working families with 25 children. A family of four making $20,000 a year currently pays $3,780 in federal taxes. This heavy taxation promotes welfare dependence by reducing the rewards of work and marriage relative to welfare. A crucial step in welfare reform is broad family tax relief along the lines proposed in The Heritage Foundation's A Prosperity Plan for America: How to Strengthen Family Finances, Revive the Economy, and Balance the Budget. 26 This plan would provide a $1,000 tax credit for each school-age child in a family and a $1,500 tax credit for each pre-school child; the tax credits could be used to reduce the family's income tax liability and both the employee and employer share of the Social Secu- rity payroll tax. The effect of this plan would be to eliminate all federal taxes on working families with children with incomes below 120 percent of the poverty threshold. The revenue loss of these tax credits would be offset by corresponding spending constraint through capping the growth of total federal domestic spending at 5 percent per annum. Thus the plan would not add to the federal deficit. CONCLUSION Any attempt to reform the current structure of public welfare must begin with a realization that most programs designed to alleviate "material" poverty lead to an increase in "behavioral" pov- erty. While the poor were supposed to be the beneficiaries of War on Poverty's transfer programs, they instead have become its victims. If policy makers fail to recognize or respond to this relationship, the welfare state will continue to worsen, rather than improve, the lives of America's poor. The rule in welfare as in other government programs is simple: You get what you pay for. For over forty years the welfare system has been paying for non-work and single parenthood and has obtained dramatic increases in both. But welfare which discourages work and penalizes marriage is a system which ultimately harms its intended beneficiaries. Comprehensive welfare reform must combine toughness and refusal to reward negative behav- ior with positive rewards for constructive behavior. Reforms which fail to include both sides of this equation will not succeed. 25 Figures are for 1991. 26 Scott A. Hodge, ed., A Prosperity Plan for America: How to Strengthen Family Finances, Revive the Economy and Balance the Budget (Washington, D.C.: The Heritage Foundation, 1992). 11 3/15/92 16:08 0202 737 1069 NCSL F-165 T-372 P-882/202 MRY 14 '92 12:07 +2825452886 NAT TRXPAYER'S UNION Fish NATIONALI A NONPARTISAN NONPROFIT ORGANIZATION DECICATED TO THE PUBLIC INTEREST WASHINGTON, DISTRICT of COLUMBIA 20002 TELEPHONE: AREA CODE (202) 543-1360 329 PENNSYLVANIA AVENUE. SOUTHEAST 543-1300 NASTONAL TAXPAYERS UNION CONTINMS COUNT an 32 STATE LEGISLARS TO HAVE CALLING FC II: COMMENTION ON A MEANCED The 32 state legislatures which have passed balanced budget amendment resolu- tions are: HJR 227, Act 302 1976 Alabama 1 1982 Alaska HJR 17 SJR 1002, BOI 2003 1979, 1977 Arisona 1975 Arkansas HJR 1 1978 Colorado SJM 1 1975 Delaware HCR 36 Ben. Mamorial #234, NY 2801 1976, 1976 Florida 2 Res. Act. #93, MR #469-1267 1976 Georgia 1979 Ideho HCR 7 1979 Indiana SJR 8 1979 SJR 1 Iewa 1978 SCR 1661 Kansas Louisiana 3 SCR 4, SK 73, ACR 269 1979, 1978, 1975 Maryland 5JR 4 (Original), Md JR 77 (Enrolled) 1975 1975 Mississippi HCR 51 1983 Missouri SCR 3 1976 Nebraska LR 106 SJR 0, SJR 2 1979, 1977 Nevada 1979 New Sampshire HCR 8 1976 New Mexico SJR 1 North Carolina Recolution 5 1979 1975 North Dekota SCR 4018 1975 Cklahoma HJR 1049 1977 SJ Memorial #2 Oregon 1976 Pennsylvania HR 236 South carolina SCR 1024, SCR 570 1978, 1976 1979 South Dakota SJR 1 1977 Tennessee SJR 22 1978, 1977 Texas MCR 13, HCR 31 1979 Utah HJR 12 1976 Virginia HJR 12 (Original) JR 1 (Enrolled) SJR 36 1977 Ryoming Certified copies of these resolutions are on file at the National Taxpayers union. 1 Alabama voted to rescind 4/28/08. 2 Florida voted to rescind 5/25/88 (SM 302). 3 Louisiana voted to rescind 7/90. DRII:67 Contact Al Cors 202/543-1303 TWE AMERICAN TAXPAYER ACTS THROUGH NTU TEW: FROM PAGE 16 6TH STORY of Level 1 printed in FULL format. Copyright 1992 American Broadcasting Companies, Inc., All rights reserved. ABC NEWS SHOW: THIS WEEK WITH DAVID BRINKLEY This is an uncorrected copy. Not a final version. May 24, 1992 LENGTH: 9024 words BODY: ANNOUNCER: From ABC News, This Week with David Brinkley. Now, from our Washington headquarters, here's David Brinkley. DAVID BRINKLEY, ABC News: In 1969, the U.S. Government spent $3 billion less than it collected in taxes and so did not have to borrow a nickel. In the 23 years since, that has not happened again, not once. Instead, government has spent more and borrowed more every year, which the debt has risen into the trillions and the estimate for this year alone is to borrow $400 billion more. Congress is already in deep trouble with the American people. It thinks it might redeem itself if it can put a stop to this with a constitutional amendment to force federal budgets to be balanced and an end to the borrowing. And they say this year, after years of talking about it, they may actually do it. Even if they do, it'll not be simple and it will not be easy. Well, why not? [voice-over] We'll ask today's guests- Representative Tom Foley, a Democrat, Washington, Speaker of the House; Senator Phil Gramm, Republican, Texas, a member of the Senate Budget Committee; and Representative Leon Panetta, Democrat, California, Chairman of the House Budget Committee. Some background from our man, Jack Smith, and our discussion here with George Will, Sam Donaldson and Tom Wicker- here on our Sunday program. [on cameral First a little news since the Sunday morning papers. General Suchinda in Thailand tried to shoot his way in the office of Prime Minister without being elected and by having his troops fire on people who protested, killing a hundred or more. He did not succeed. Here's ABC's Bill Redeker in Thailand. BILL REDEKER, ABC News: [voice-over] The Thai Prime Minister's brief and bloody rule came to an end in a nationally televised announcement. "I have submitted my resignation to the king," said former General Suchinda, "to show my political responsibility." On the streets, thousands of Thais gathered at Democracy Monument where, only a few days ago, hundreds of their countrymen had been killed or wounded by soldiers. Many said they were relieved Suchinda had stepped down. THAI WOMAN: We don't want him out, but we want to kill him here. REDEKER: [voice-over] The man who ruled Thailand for only 48 days appeared briefly in public today after visiting a Buddhist shrine and Thailand's supreme patriarch. [on cameral Suchinda's resignation has defused a lot of tension here, but after 60 years of military interference in Thai politics, no one here expects a truly representative democracy to emerge overnight. Bill Redeker, ABC News, Bangkok. Mr. BRINKLEY: In anger over the continued civil war in what used to be Yugoslavia, Secretary of State James Baker says he will ask the United Nations LEXIS:NEXIS® LEXIS-NEXIS® LEXIS-NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 17 ABC NEWS, May 24, 1992 to invoke Chapter Seven. That is a resolution allowing formation of a military force like that used against Iraq. We'll be back with all the rest of today's program in a moment. [Commercial break] Mr. BRINKLEY: Balancing the budget would require less spending or higher taxes or both. Some economists oppose it, saying government should have some flexibility in taxing and spending to get out or stay out of recessions. That may be true, but it's had that flexibility for years and we have had recessions as usual. Of every dollar we all pay in taxes, one-fifth goes to interest on the debt. It will soon be the biggest single item in the federal budget, doing nothing for health, for education, the environment. It is a massive transfer of wealth from working people to those rich enough to buy government bonds. Jack Smith has background on all of this. Jack? JACK SMITH, ABC News: [voice-over] David, meet Pat and Bob Worniewski [sp?], two Americans getting help planning their financial future. FINANCIAL CONSULTANT: Save as much as you can out of your cash flow. SMITH: [voice-over] They are balancing their budget, something millions of Americans every day, but which the government in Washington hasn't been able to do in 23 years. And with Washington now spending a billion more every day than it takes in, the deficit is out of control. 1st MAN ON STREET: It's infuriating. I have to balance my budget. Why shouldn't they? BOB WORNIEWSKI: [sp?] I can't see how we can continue- how the country could continue to spend the way it is without having some kind of, you know, balanced budget. PAT WORNIEWSKI: [sp?] And at some time, we're going to have to sort of bite the bullet and just do it. SMITH: It's because of sentiment like this than an amendment to the Constitution, requiring a balanced budget, is now making its way through the Congress and, for the first time ever, it's expected to pass with the required two-thirds majorities in both houses and then be ratified by three-quarters of the states within two or three years. Rep. CHARLES STENHOLM, (D) Texas, House Budget Committee: It seemed to us, 278 of us, that the time has come for a constitutional amendment to give us the backbone, to give us the courage, to give us whatever is necessary to deal with our nation's fiscal problem. SMITH: [voice- over] Democrat Charles Stenholm of Texas is sponsoring an amendment in the House. Democrat Paul Simon of Illinois is doing the same in the Senate and lobbying his colleagues. What's making this possible is the large number of liberals, traditionally opposed to restraints on government spending, who've changed their minds. Why? Well, for one thing, despair of ever controlling the federal deficit that today stands at a record $400 billion and is slowly bleeding the country dry. Interest payments on the national debt now siphon off one-fifth of federal spending. LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 18 ABC NEWS, May 24, 1992 Sen. PAUL SIMON, (D), Budget Committee: interest is going to be the number one expenditure of the federal government this next fiscal year. Rep. BOB WISE, (D), Budget Committee: It's competing directly with education, infrastructure, health care- all the vital domestic programs- job training, economic growth, that are vital to make our country and our economy grow. SMITH: [voice-over] And politics is involved, too. A balanced budget amendment gives political cover to incumbents in a year when voters are angry with do-nothing government. WOMAN ON STREET: They just want to get reelected and that's all. And I think most people feel that way. We're all disgusted- and powerless. We feel powerless. 2nd MAN ON STREET: At the rate that this country is into deficit spending, how in heaven's name can the economy improve? SMITH: [voice-over] But is a constitutional amendment the right way to go? Skeptics and opponents think not and believe a balanced budget amendment will rank with prohibition as misguided and even dangerous. IRWIN KELLNER, Economist: There are times in the economic cycle where you don't have to have a balanced budget. In recessions, the government should be spending more and taxing less to make up for the reduction in spending by the private sector. SMITH: [voice-over] But what mainly animates skeptics is the belief that a constitutional amendment is unworkable, just a hoax by politicians who lack the courage to really cut the deficit. CHARLES KRAUTHAMMER, "Washington Post" Columnist: You can be sure that, faced with a choice of a radical rise in taxes or huge cuts in entitlement spending - which are going to be the only says to really do this and the way that we ought to do it - that they will choose some kind of trick and the tricks are out there. SMITH: [voice-over] Remember the Gramm- Rudman deficit-reduction law to balance the budget by 1991? It only missed by $269 billion and the same techniques used to emasculate it are still available today to Congress and the White House - things like phony economic forecasting and declaring items off-budget, which is what's been done with the cost of the S&L mess - and skeptics don't expect anything different this time. MOLLY IVINS, "Fort Worth Star-Telegram": People are smart enough to understand that passing a constitutional amendment is not going to solve the deficit. When you find a politicians who is willing to look you in the eye and say, "OK, I'll tell what we'll do about the deficit, we'll put a dollar-a-gallon tax on gasoline," then you're talking to a politician who's leveling with you. SMITH: There is no free lunch, but no politician is going to risk his job by saying that. In fact, in a year when voters want to throw the bums out, scared incumbents are likely to point to a constitutional amendment, even if it ends up accomplishing nothing, as a real accomplishment. David? TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 19 ABC NEWS, May 24, 1992 Mr. BRINKLEY: Jack, thank you. Coming next, Representative Leon Panetta, Democrat, California, Chairman of the House Budget Committee; and shortly, Senator Phil Gramm, Republican, Texas, a member of the Senate Budget Committee; and the Speaker of the House, Tom Foley, Democrat, Washington- in a moment. [Commercial break] Mr. BRINKLEY: Mr. Panetta, I believe you're at the Quail Valley Lodge in Carmel Valley, California. Is that right? Rep. LEON PANETTA, (D), California, Chairman House Budget Committee: That's correct. Mr. BRINKLEY: It looks awfully pretty. If you live there- Rep. PANETTA: It's in the middle of my district. Mr. BRINKLEY: If you live there, why would you want to be sent to Washington? I withdraw the question. Here with us in the studio in Washington are George Will and Sam Donaldson, both of ABC News. Now, Mr. Panetta, tell me this. Here in Washington, we've been hearing talk for years about balancing the budget and an amendment to require it and so on. Now, suddenly, it seems to have acquired some life. Why? Rep. PANETTA: Well, for a number of reasons. Obviously, the most important is that we're in a political years and there are a lot of members that are running scared from this issue, afraid that the public is looking for some kind of symbol that they really are serious about taking on the deficit, and also because, obviously, we're looking at $400-billion deficits. So the fact is that all of those issues are now driving the institution towards trying to get some kind of amendment in place. Mr. BRINKLEY: Well, if you got some kind of amendment in place, is the Congress able and willing to deal with it. It would be very hard. Rep. PANETTA: That's my concern. My concern is that what we're looking at is the prospect of changing this country's most important governing Constitution - that deals with the rights of people, that deals with the powers of government - when the fact is this is not a constitutional problem. We have the powers now. The President has the power, the Congress has the power to deal with balancing the budget. The problem is getting the leadership to make the touch choices necessary in order to get that done. And no constitutional amendment is going to assure that kind of leadership. GEORGE WILL, ABC News: Congressman, it can't assure it, of course, but when one looks at the groups that are adamantly opposed to a constitutional amendment to require a balanced budget - organized labor, particularly public employees unions, lobbies for the elderly in the cities and others - they seem to think that it really might work all too well. Rep. PANETTA: You know, obviously, there are going to be groups that are looking at their own personal interests in terms of what does or does not happen. My view is that if you're going to get a balanced budget, there's no reason why the President of the United States can't start now, present a LEXIS:NEXIS® LEXIS·NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 20 ABC NEWS, May 24, 1992 proposal to get us to a balanced budget, deal with the issues that have to be confronted in order to get us there- the spending cuts, the entitlement savings, the issues related to defense savings or taxes, the combination that you're going to need. The Congress Budget Office tells us that we need to achieve almost $600 billion in deficit reduction if we want to a reach a balanced budget by 1997. That means about another $40 billion that we would have to do in deficit reduction this. We want to know the answer to how you get there, not just simply do an amendment and hope that somebody down the road will deal with issues themselves. Mr. WILL: Well, you're absolutely right, of course, that political will would obviate the need for this amendment, but is it not the case that political will might be instilled by raising to the level of a constitutional infraction what we now all recognize to be an immoral use of the country's resources? Rep. PANETTA: That's the primary argument, obviously, George - is that somehow there'll be the moral force now, with the Constitution, to do the right thing - but I'm not so sure that really is going to be the result. I mean, the fact is that you can find ways around laws that have been enacted, such as Gramm-Rudman. You can find ways around constitutional amendments. The states do that all the time. Mr. WILL: Yet- Congressman, that is another argument one hears, is that we daren't trivialize then Constitution because the current leadership and political class in Washington would be corrupt regarding this, tricky and devious and cook the numbers and all the rest. What does that tell us, that argument against a balanced budget amendment, about the political class's assessment of itself? Rep. PANETTA: Well, look, it still comes down to one thing, which is the will of the President and the will of the Congress to confront the tough choices that you have to make to deal with this. That means you have to take risks. The President, in 1990, showed us that you can do this without a constitutional amendment. He basically challenged the Congress to come up with a deficit reduction package of $500 billion. It took us five months of negotiating, but we came up with what I think is probably the best discipline we've put in place in a long time. Why can't the President do that again? Why do we have to resort to a constitutional amendment in order for the President and the Congress to exert that kind of leadership? SAM DONALDSON, ABC News: Mr. Panetta, last week, you wanted to tie a vote on the constitutional amendment in the House to actual guidelines about how you would achieve the reduction if it became part of the Constitution. You lost that. The people who want the constitutional amendment said, "Now, let's have that first and then we'll tell you how we're going to do it." But that's the crux of it. How are you going to do it? If that constitutional amendment were in place today, how would you do it? Rep. PANETTA: Well, Sam, first of all, it tells you a lot about those who are advocating a constitutional amendment and their motives. I mean, the problem is it's easy to pass a constitutional amendment. It's tough, again, to make the policy decisions. My approach was, "Why don't WE make those policy decisions at the same time that we're considering a constitutional amendment?" But the reason why people don't want to do it obviously because it means offending a lot of constituencies out there. If you're going to do it, if you're going to achieve LEXIS·NEXIS® LEXIS·NEXIS® LEXIS:NEXIS Services of Mead Data Central, Inc. Recyclable PAGE 21 ABC NEWS, May 24, 1992 this $600 billion in deficit reduction just to reach a balanced budget by 1997, you're talking about probably doing something in the vicinity of $200 billion in the savings in the entitlement areas. That largely means that you have to deal with health care costs, which are the greatest villain right now, and it means establishing some very tough cost controls on health care. Secondly, you got to deal with retirement programs, either limiting- Mr. DONALDSON: Social Security? Rep. PANETTA: That's correct- limiting cost-of-living increases or taxing Social Security benefits. You've got to get additional defense savings above and beyond what the President has already called for and you also have to look at taxes. You've got to look at the possible of a gas tax or a VAT tax or increasing the rates. You need a combination of all of those if you're going to be serious about taking on the deficit. That's where the crux is of the challenge. If the President's not willing to confront those issues, if the Congress is not willing to confront those issues, you can pass all the constitutional amendments in the world and you're not going to get a balanced budget. Mr. DONALDSON: Now, what's going to happen if the constitutional amendment is in place and on a Monday morning, the Treasury reports that, in fact, the government has slipped over into deficit, into red ink? I take it, by law, the government is required to shut down. Rep. PANETTA: Well, unless you can get a three-fifths vote under these constitutional amendments we're dealing with. One of the other problems you have is the requirement for a three-fifths vote in order to be able to have an unbalanced budget. We already have witnessed the kind of constructions the Senate can place on itself when it allows the minority to basically run the show. I think that's one of the problems with this constitutional amendment, is that it could put a straight-jacket on what is a $5 trillion national economy. There's no other Industrialized country in the world that has this kind of constitutional amendment requiring that kind of balanced budget. The other problem you have is that we may wind up putting very sensitive economic decisions not in the hands of the elected leadership of this country, where it should be, but in the unelected judges of the federal court, who will then have to decide issues related to constitutional amendment. We could have a constitutional crisis as a result of doing this kind of amendment. Mr. BRINKLEY: thank That's quite a hops' nest you're describing th Rep. PANETTA: GRamm Mr. BRINKLEY: ber of the Senate Bu Foley, Democrat, Was [Commercial b Mr. BRINKLEY: h us. Sen. PHIL GRA LEXIS: NEXI NEXIS® Services of Mead Data Cent Recyclable PAGE 22 ABC NEWS, May 24, 1992 Mr. BRINKLEY: Now, you've heard what has gone before. The Gramm-Rudman - a third of it is yours, the name is yours - and it was a spending limitation law. Members of Congress found a way to get around it. Why wouldn't they find a way to get around this constitutional amendment? Sen. GRAMM: Well, first of all, David, if you're looking for a four-sided fort where you can pull up the drawbridge and the citizenry can go to sleep, you're not going to find it in American democracy. And when Jefferson said the price of liberty is eternal vigilance, he wasn't talking about the British coming over the water or the Indians coming over the mountain. He was talking about vigilance abortions government. The advantage of a balanced budget amendment to the Constitution is it strengthens the hands of those in the Congress and the country that want to balance the budget. It tilts the debate in their favor. Gramm-Rudman made a great progress for 4-1/2 years, but the S&L bailout and the recession killed it. The problem with it was it was a law. It's like pulling a trailer up a hill. When the chain got too tight, you either had to back off or it broke. The strength of a balanced budget amendment to the Constitution is it's a contract between the people and their government and Congress cannot undo it and that's why we need it. Mr. WILL: But the other side of that is is that if Congress scoffs at fundamental law, then the Constitution is trivialized and brought into disrespect, 50 let's go to what Mr. Panetta was dealing with and that is the problem of enforcement. Congress, under this amendment, would be required to get outlays and revenues in synch. Congress really controls neither in a great welfare state. Suppose we come to the end of the fiscal year, the budget isn't balanced. Who has standing to sue? How do you keep the courts out of this? They've made enough of a hash of the school system, we don't want them in this. How do you answer those questions? Sen. GRAMM: Well, David, I've already started to work on it with a balanced budget implementation act and how I would do it is I would give the President, every member of Congress and every Attorney General of every state and all the territories standing in court, give them the ability to file a suit in the Appellate Court of the District of Columbia is they claim that the budget was out of balance. If that court found that they had a case, it would go to the Supreme Court. If the Supreme Court determined that the constitutional amendment had been violated, then they would be empowered by Congress or directed by Congress to cut all programs, projects, activities and entitlements across the board. Mr. WILL: Time out. Who gives that order to cut- judges? The Supreme Court? Sen. GRAMM: Well, the Supreme Court- the way the enabling legislation would work is that it would say, in preserving Congress's relative priorities, it would pare back all programs, projects and activities through a federal court order. Now, Congress obviously would respond to this, the public would demand it and it would force Congress to go back and to do it right. That's the enforcement mechanism I see. Mr. WILL: Well, might you not avoid that potential mare's nest if you simply said, "The balanced budget amendment will require a super majority to raise the debt ceiling"? The government- Sen. GRAMM: Well, that's what I- you've got several versions of the bill, but TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS'NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 23 ABC NEWS, May 24, 1992 one ingredient [that], I think, is indispensable, is a 60-vote, 60-percent margin to raise the debt ceiling. I think, in doing that, you get an enforcement not only in terms of balancing the budget, but also, you get a protection against people taking programs off- budget to avoid the constitutional amendment. Mr. DONALDSON: I take it the fundamental objective is to force legislature to do what it has been unwilling to do on its own because it has a constitutional mandate to do it. But I'm not certain how that would work and I'd like you to explain it to me. I think all of the members of the Senate are for reducing the deficit, but in someone else's area. Senators from states that have large farming communities, livestock communities, oil interests, have not been in the forefront, for instance, of balancing the budget that way. So, if you have this amendment, but you have a three-fifths vote escape clause, how do you force each other to vote for your own programs? Sen. GRAMM: Well, Sam, I think the strength of the constitutional amendment is that it forces choices. You have the three-fifths vote to deal with emergencies that you can't foresee, where you've got three- fifths of the members of both houses and the President who believe that there is a crisis. But the idea is that that raises the threshold you've got to get over, forces Congress to make hard choices and gives congressmen from agricultural districts the ability to go to their district and say, "Look, I don't want to redo this farm program, but we have a constitutional prohibition, there's going to be an across-the-board cut if we don't do it and therefore, I've got to vote to do it." Mr. DONALDSON: And you think their constituents would buy that any more than the constituents would buy the same members saying, "We've got this problem, this deficit problem and everyone has to contribute"? Sen. GRAMM: Well, the reason that we need this in the Constitution is to force A choice. People say, "Well, Congress can do it already." Well, Congress can protect freedom of religion, freedom of the press. Congress can do everything in the Constitution, but the founders recognized that people are imperfect and they set out prohibitions limiting the power of Congress. When Jefferson first saw the Constitution he'd been in France during the debate -- he said, "It has one flaw and that is it doesn't limit the power of government to borrow money." I believe this amendment closes that loophole in the Constitution. Mr. DONALDSON: Well, it closes it by making the threshold a little higher from the vote. It does not close it. Sen. GRAMM: There isn't a perfect solution. Ultimately, citizens have to be involved. They have to determine who the good people are and the bad people are and they have to vote on the basis of it. But it puts a stone wall to your back in a gunfight, as opposed to a four-sided fort. That's a big advantage. It affects the debate. Mr. DONALDSON: Senator, I'm simply unclear as to how strong that gunfight would be. In the face, for instance, of the elderly, if you try to cut back Social Security- today, you could do it by a 51-49 vote or 50-50 with the Vice President breaking the tie. Now, you would require 60 votes and I'm not so certain that the elderly would let you get away with that. Sen. GRAMM: Well, let me respond by saying it's the 60 votes you've got to TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS'NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 24 ABC NEWS, May 24, 1992 have to raise the debt ceiling. That then forces you to come back and make hard choices- Medicare, for example. Mr. DONALDSON: By your plan, but there's three-fifths plan, for instance, that doesn't embroider what you propose. Sen. GRAMM: Well, but Medicare, for example- everybody knows we can't go on with that program growing at 14 percent a year, yet Congress does not want to take the political heat of dealing with it. What I'm saying is, with a balanced budget, you're going to force hard choices. Mr. BRINKLEY: Sam- Mr. DONALDSON: Well, one- I know- I really have to nag about this. One final questions- you don't want to take the political heat, but how can you stand the heat if you say, "I had to do it," and your constituents say, "You could have voted to raise the ceiling. You could have been part of that 60-vote majority to exempt that program and you didn't make that vote"? Sen. GRAMM: You've made the threshold higher. Again, you can't make the system perfect. We're not going to reinvent democracy with the amendment, but I think we're going to strengthen it and I think America will gain from it. And I think the people who are against it do not want to 52e the growth of government slowed. Mr. BRINKLEY: George, we have a few seconds left. Mr. WILL: Some conservatives say that a balanced budget amendment without a super majority requirement to raise taxes will simply guarantee tax increases. The representatives will go to their constituents with the alibi you've just given them, saying, "I had to raises, the Constitution made me do it." Sen. GRAMM: George, I would rather have the two-thirds majority to raise taxes, but I don't agree with that thesis. Remember, catastrophic health care was adopted at the peak strength of Gramm-Rudman. It's the first entitlement that we ever had to pay for. People hated it. Socialism is popular when somebody else pays for it. It's terrible when you have to pay for it and Congress came back and repealed it. That is living proof, in my opinion, that if people have to pay as they go, there are many cases in which they will not go. Mr. BRINKLEY: They had a head-on collision with human nature, Senator. Sen. GRAMM: That's right. Mr. BRINKLEY: Thank you very much for being with us today. Pleasure to have you. Sen. GRAMM: Thank you. Mr. BRINKLEY: Good luck to you. Coming next, the Speaker of the House, Representative Tom Foley, Democrat of Washington- in a moment. [Commercial break] Mr. BRINKLEY: Mr. Speaker, thanks for coming. TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 25 ABC NEWS, May 24, 1992 Rep. THOMAS FOLEY, (D), Washington, House Speaker: Pleasure. Mr. BRINKLEY: Pleased to have you with us. You heard what has gone before. Tell us, how politically horrible would it be if there were a constitutional amendment, as discussed, and all those cuts had to be made? Rep. FOLEY: Well, I'm not sure all the cuts would be made. I think the problem would be that we would constitutionalize, as George Will said very well 10 years ago, economic policy- Mr. BRINKLEY: You remember George Will from 10 years ago? Rep. FOLEY: Yes, indeed. Mr. BRINKLEY: That's not fair. Rep. FOLEY: July 25, 1982. In that column, he said it was wrong to pass a constitutional amendment to balance the budget. I think it's still wrong. It would complicate our fiscal policy, might create increased costs, would certainly lead to inflexibility in dealing with economic problems, could threaten actually raising the specter of default, which would force U.S. government securities to stream upwards in rates and cost the American people billions of dollars. Beyond that, it would, as Senator Gramm just indicated, almost necessarily involve the courts. A year ago, Judge Bork wrote me a letter opposing a constitutional amendment to balance the budget and spoke of this possible judicial intervention as either a vain hope or a dismal prospect and I agree with him on this issue. Mr. BRINKLEY: Which way- dismal prospect? Rep. FOLEY: Dismal prospect. To have the courts, unelected, decide to file suits, either through hundreds of district courts or in the Circuit Court for the District of Columbia, try to give orders to either raise taxes or cut spending- we're doing our whole constitutional support- Mr. BRINKLEY: If it is as you say- Mr. DONALDSON: Well now, you really fight dirty, don't you? Mr. BRINKLEY: -and George was right 10 years 200. what do WP do? You don't let the defi Rep. FOL FOLEY oney and the attracti : of it, I suppose, ecret of making i tta said, we design i can do that without Mr. WILL 14th Amendment dn't' have written an amendment. Rep. FOLE thing LEXIS-N S'NEXIS® Services of Mead Data Recyclable PAGE 26 ABC NEWS, May 24, 1992 entirely different than mandate a fiscal policy. Mr. WILL: I understand, but it- Rep. FOLEY: And what we're dealing with here is making a fiscal problem, an economic problem into a constitutional problem and a constitutional crisis, altering the nature of American government. Minorities- the 60-percent, three-fifths rule changes the nature of fundamental democracy. It leads to minorities of every kind in the Congress. In each House and Senate, there would be a 60-percent requirement to either eliminate the balanced budget limit or to raise the debt ceiling. That will lead to a crisis almost inevitably- Mr. WILL: Congressman- Rep. FOLEY: -in which each small group of interests in the Congress will hold out to get its particular objectives met until it provides the help to get the 60-percent majority. Mr. WILL: Congressman, there are super-majority provisions all through the Constitution. This is not a novelty. Rep. FOLEY: No, but it's a novelty for the direct implementation of fiscal policy, the day-to-day business of meeting obligations and paying costs. Mr. WILL: When you bring up the problem of enforcement - and all sides recognize it as a problem - you seem to be assuming that Congress will not fulfill what will become a constitutional obligation, 50 you're assuming that Congress will sort of "disobey" the Constitution. It won't have- Rep. FOLEY: I think the same pressures are going to be there, with or without a constitutional amendment, to find easy ways for various groups in the Congress and the executive branch- we don't want to forget that [neither] this President nor his predecessor ever, not once, recommended a balanced budget to the Congress. President Bush has been for just about every constitutional amendment I can think of, from protecting against burning the flag to abortion to dealing with term limits and now, a balanced budget amendment. Mr. WILL: But aren't you really saying that we daren't put this in the Constitution because the Constitution would be brought into disrespect because the political class in Washington - Republicans, Democrats, executive and legislative branches - is so corrupt and spineless that it will misbehave under this? Rep. FOLEY: Not corrupt, but obviously, under great pressure to avoid very difficult things to the constituencies they represent. That's not the only problem. It's not just the problem that there will be efforts to get around it, but the problem is you might not be able to get around it and if you can't get around it; will make recessions; will lead to defaults on government obligations; will create circumstances where the country's national economic interests will be perverted by the operation of this amendment if it works and if it cannot be superseded or be- Mr. DONALDSON: Mr. Speaker, the people who are for the amendment - whether they were for it previously or not - have a very powerful argument, which is, "You are not doing it on your own." Now, without going in the blame game some more, TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 27 ABC NEWS, May 24, 1992 what assurance could you give the American people today that if they will not support a constitutional amendment, Congress will get its act together, will, in fact- Rep. FOLEY: It's not just Congress, Sam. Mr. DONALDSON: Well, there you are. Rep. FOLEY: It's Congress and the President that have the joint responsibility for fiscal policy in the country. Mr. DONALDSON: All right, that the two of you- Rep. FOLEY: All right. If President Bush- Mr. DONALDSON: -that the two of you would get your act together. There is no evidence that you'll do it. Rep. FOLEY: -or his successor or all the candidates who are running to be his successor today will pledge that on their election, they will call a meeting of the Congress to devise a means to deal, over a reasonable period of time - I would say five or six years - a balanced budget process- Mr. DONALDSON: You mean another study commission, Mr. Speaker? Rep. FOLEY: Not another study commission, but specific hard choices. Everybody likes this amendment because it's absolutely painless. It doesn't say anything except, "Sometime in the future, we'll do this." Nobody's particular benefits have to be cut, nobody's taxes have to be increased. Nobody loses anything by a constitutional amendment vote. We need the hard choices, hard, difficult choices that the Administration, the President and the Congress have to make jointly. If we get about doing that, rather than dealing- Mr. DONALDSON: Well, with all due respect, I think campaign promises are worth what, in the past, they have demonstrated that they were worth- nothing, often. So, for all the candidates'- Rep. FOLEY: Well, I used to have a saying that some of the worst things about campaign promises, [were] if they're kept, not that they're violated, but- Mr. WILL: True. Rep. FOLEY: -the practical problem we have here is that the amendment itself will do nothing without the implementation language. The implementation language could be adopted if the President and Congress came together to devise a policy over a reasonable time - I would say five years, six years to get the budget deficit down - without imposing upon the Constitution- what President Johnson, the first President Johnson, suggested was a way of trivializing the document and leading to its eventual demise. Mr. BRINKLEY: If the amendment were passed, it would be four, five, six, seven years before it took effect. Rep. FOLEY: Oh, I don't think 50. I provides two years after its ratification or, in some cases- no, I think its ratification, if we passed it and sent it TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS'NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 28 ABC NEWS, May 24, 1992 to the states this year, its ratification would probably be next year. Mr. DONALDSON: Mr. Speaker- Rep. FOLEY: I think we'd have the provisions imposed in about three years' time. Mr. WILL: There's another- Mr. BRINKLEY: We've got a little time left, George. Mr. WILL: There's another constitutional amendment, now bottled up by a 20-term congressman in the Judiciary Committee, preventing term limits from coming to a vote on the floor. There are those who say, "If you had term limits" - thereby reducing the career legislator's incentive to spend borrowed money, pleasing this year's voters, burdening coming generations "if you had term limits, you wouldn't be having this pressure for a constitutional amendment to balance the budget." Why don't you just let the term-limit amendment come to the floor and see what happens? Rep. FOLEY: Well, in the first place, this is another one on which you used to be right, George, and have changed your mind, regrettably. Mr. WILL: I saw through a glass darkly, now face to face. Mr. BRINKLEY: He's been going through your old columns. Rep. FOLEY: As a matter of fact, the idea for term limits proceeds from the notion that the Congress is full of professional members that never leave- Mr. WILL: Where'd they get that idea? Rep. FOLEY: After this election, in particular, I think you're going to see a very substantial turnover in the Congress and I think- Mr. WILL: Would you just come to the question, though? Why not bring out term limits and- Rep. FOLEY: Because I think it's a bad idea. I don't think we ought to propose bad ideas to the Constitution. It limits the democracy of the country by preventing people from making choices. Mr. WILL: Would it pass if it came to the floor? Rep. FOLEY: I'm not sure. It might be like this amendment, passed more in defense than for reasons that are sound. Mr. BRINKLEY: Sam, we have a few seconds. Mr. DONALDSON: Mr. Speaker, on May 6th, subpoenas came up Capitol Hill for three sitting members of the House, Democrats, and two members of your staff, and you suppressed that knowledge. Why? Why didn't- Rep. FOLEY: I did not suppress the knowledge. The United States Attorney subpoenaed certain documents of three members and the Sergeant-at-Arms and the Clerk, who are custodians. They're not involved in any way- in any other way. TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 29 ABC NEWS, May 24, 1992 We were in discussions with the U.S. Attorney about what he actually needed and as soon as that was determined, the subpoenas were laid down and the- Mr. DONALDSON: Well, the view is that you kept that from public view which you got your ducks in order because Congressman Rostenkowski, a very powerful member of Congress, was one of those whose records were subpoenaed. Rep. FOLEY: There was no, in any way, violation of any of the rules of the House and there was no effort to keep it from anyone's attention. I explained this fully in the House on the day that the subpoenas were- Mr. DONALDSON: Well, will you now pledge that any more subpoenas will be immediately divulged? Rep. FOLEY: We have just created new procedures so that the Republican leader and I and the Democratic leader are all informed at the same time the moment any subpoenas arrive in the House. Mr. BRINKLEY: Mr. Speaker, thank you. Rep. FOLEY: Thank you. Mr. BRINKLEY: Thanks very much for being with us. Rep. FOLEY: Pleasure to be here. Mr. BRINKLEY: Pleasure to have you. Come again. Rep. FOLEY: Thank you. Mr. BRINKLEY: Coming next, our discussion here, dealing with what else is happening in the world, and joining us will be commentator Tom Wicker- in a moment. [Commercial break] Mr. BRINKLEY: An actress on a television program called Murphy Brown had a baby out of wedlock. This is the way the story went. Would that have happened, could that have happened five, six, eight, 10 years ago and if not, why? George, what do you think? Mr. WILL: Well, it couldn't have happened a decade ago, I think, probably, because popular culture follows values and values have changed in the country and that, in a way, is what the argument's been about this week- some people saying popular culture merely reflects values, that if the values hadn't already moved, television wouldn't have dared to put it on. Others say, the Vice President among them, that it's more complicated than that, mass culture not just reflects but shapes values and that we ought to be very careful about what we put on the air, particularly in a era when we are seeing, at all hands, the evidence of the cost of unwed parenthood. Mr. DONALDSON: Well, mass culture shapes values, but, George, I must reveal something to you here. Women were having babies out of wedlock and men were fathering them long before television was invented. I must tell you that that practice was not shaped by television and- TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 30 ABC NEWS, May 24, 1992 Mr. WILL: You're right. As you know perfectly well, the rate has gone up rather a lot recently. Mr. DONALDSON: Well, the rate of illegitimate children is another thing. [It has] always been with us. But what the Vice President did - and if you read his speech, there's a lot in it that people may agree with, as far as family values - was shoot himself in the foot quite clearly. He never watched the television show, he says, and if this is the way he makes decisions, I think that's scary. He wanted to criticize Murphy Brown for deciding not to have an abortion, but to have the child and I thought the Vice President was on the other side of that issue. I think what he simply did was show that, in trying to enhance his message's prominence, to get it on the front page, he chose a route that, in fact, like the Australian boomerang, came around and knocked him in the head. Mr. BRINKLEY: Tom, what are your ideas? TOM WICKER: It seemed to me he wanted Murphy Brown to "just say no" and I think that's not very likely to happen in modern times. As you point out, it didn't happen in past times. But what's really struck me about that episode was that Murphy Brown is a fictional character, this is a fictional episode and yet, you would have thought that the Vice President had attacked Martha Washington. And I think it shows the extent to which television has become a reality in our lives, a reality that's greater, let us say, for most Americans than the reality of life in the ghettos of Los Angeles. What happens on television, that's a true reality. When the Vice President or anybody mentions that sort of thing. I mean, the country either goes up in arms or else it comes to his defense, as the case might be, but- Mr. DONALDSON: But if you accept George's argument, which I do not, that television shapes our lives, then the shaping from this show must be not to have an abortion. Mr. WICKER: I don't think that's the case. As George said, the Murphy Brown episode- Mr. BRINKLEY: When you say "this show," you mean the Murphy Brown show? Mr. DONALDSON: Yeah, yeah. Mr. WICKER: Yeah, the Murphy Brown episode wouldn't have happened 10 years ago because that wasn't common in popular culture. On the other hand, I think the fact that it did happen on the Murphy Brown show now tends to - to this extent, I would agree with the Vice President tends to reinforce that as an acceptable fact of modern life. Again, it's a reality on television, rather than the true reality that it's all about us, that has the importance. Mr. WILL: Surely, Sam, you are not enjoining, upon public officials or anyone else, indifference about what messages are contained and what is pumped into 100 million American living rooms. Surely, this is something we can talk about without dissolving into the sniggering hysteria that a good bit of the media lavished on Dan Quayle. Mr. DONALDSON: Well, they need not be indifferent and the Vice President certainly has not only the constitutional right, but, I would urge, the public TM LEXIS:NEXIS® LEXIS·NEXIS® LEXIS-NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 31 ABC NEWS, May 24, 1992 duty to say whatever he thinks about any television show. Mr. WICKER: Yeah, and surely- Mr. DONALDSON: But if he's a smart guy and he wants his message on family values to be read and debated on its merits, then smart guys don't attack Murphy Brown. I mean, I think this is another example. of the Vice President simply going off half-cocked. Mr. BRINKLEY: Don't we know, Sam, that children growing up without fathers - and there are increasing numbers of them - are far more likely to wind up uneducated, in trouble, in crime, in jail? Mr. DONALDSON: Absolutely, and the Vice President's message there seemed to be one that, on the surface, we'd all adhere to. It is far preferable to have a two-parent home. It is far preferable not to have illegitimate children. I would agree with that. But the way he would achieve that, of course, is the old Republican bootstrap- "Let them pull themselves up by their bootstraps, if they will." Mr. BRINKLEY: That's a rather long leap, isn't it, Sam? Mr. DONALDSON: No. Read his speech, David. That's what people haven't been able to do because we've all be talking about Murphy Brown. Mr. BRINKLEY: OK. Anything further on this? I think not. Let's raise a question about Ross Perot, who, by one poll, anyway, is leading for President of the United States - ahead of George Bush, ahead of Governor Clinton - and he's almost unknown until, what, two months ago. How did this happen? Is he running a new kind of campaign for President? Mr. WICKER: That's why he's leading. Mr. BRINKLEY: Because no one knows anything about him? Mr. WICKER: The more he's defined in the public mind, the less- the more he'll lose votes from various factions who don't like whatever the definition is that they see. I'm not suggesting that Ross Perot will decline into insignificance here, but the fact that he seems such a powerful figure now is due, to a great extent, to the fact that people can read into him anything they want to read into him. Mr. BRINKLEY: Well, don't you think he will try to continue working that way, without actually offering any position? Mr. WICKER: Yes, I'm sure he will, if he's smart, but he won't be able to, as time goes on. For example, at some point, constitutionally, if he runs for President - and I'm not persuaded that he will, finally, but if he does - he's going to have to choose a Vice Presidential candidate. Now, most people would think, "Well, you know, that'll strengthen him," but it won't. Choosing Vice Presidential candidates tends to hurt presidential candidates. Mr. DONALDSON: Well, his news management is brilliant in the way they're going about it, because no one wants to come to election day, running for the presidency, having all of his positions out there - or her positions, some day TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS-NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 32 ABC NEWS, May 24, 1992 - because then, you anger a lot of people who are on the other side. If Ross Perot had been on this program this morning and we'd asked him the same questions about the balanced budget amendment we asked both supporters and detractors of that amendment, he would have said - judging from his past interviews recently - "Well, what is a sound bite? I don't have time here. Give me a long time and I will. You want me to think through my position." He would have dodged every intricate question of enforcement, of mandating, of three-fifths. Now, if you want to buy that, folks, go ahead. Mr. WICKER: Well, you raised another interesting question about Perot, which is that TV interviews show that he has a very short fuse and over the long pull of campaigning, that's likely to hurt him, too, because he'll lost his temper in such a way - - I mean, he might - that the public would be disaffected. Mr. DONALDSON: Well, you know, they think they can get a certain- all politicians think they can get a certain mileage out of losing their temper, in the sense, to something like me. "Well, we showed him. I mean-" but if they don't have the answers, what they win, in a superficial sense, of having bested, what, little old me, they lose because they don't come with a solution that people like. Mr. WILL: Right now, Ross Perot is a national Rorschach [sp?] test. The country sees it and we learn about the country, not about Ross Perot and what they're seeing in him. I don't think that the persona that Perot is showing is going to wear well because I think what the country wants now is a little seemly modesty from the political class. The country says, "Look, we have a lot of problems and none of you has the answer, 50 quit running around pretending that you do." Ross Perot has one message and it is that all problems are simple; they exist because everyone but Ross Perot lacks courage; "Give me the reins of government for four years and I'll solve them." That is, (A) preposterous. (B), it's vain as the day is long because it means that he's the only honest man in America and I think, over time, people will find that cloying. Mr. WICKER: Well, yes, and that leads to another- Mr. BRINKLEY: Well, he has got the lead in the polls. Is that- does that- what we earlier were talking about, television shaping our habits, values- Mr. DONALDSON: Well, could I just say something about what George- Mr. BRINKLEY: -he's our television candidate, period. Mr. DONALDSON: What George just said- I mean, it does require, as you know, a huge ego and a certain vanity to run for the presidency. You don't want, really, Mr. Caspar Milktoast, the guy next door, to run, George. Mr. WILL: I understand, but I don't think the public, in this of all years, is going to rally 'round a man who says, "All these problems are simple," 'cause the public knows better. Mr. WICKER: And that leads to another point about his high standing in the polls and that is the deep unpopularity of the other two candidates. Ordinarily, our parties produce at least one candidate that the public is enthusiastic about. This time, the parties are producing assuming Governor Clinton is the nominee - candidates that the public seems to be deeply- they either mistrust or they LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 33 ABC NEWS, May 24, 1992 don't- Mr. DONALDSON: Well, do you think it's going to the House of the Representatives? Mr. WILL: I think it's possible, but unlikely because I think the best way for Ross Perot to maximize his strength is for him to come out and say, "Look, you got Bush, you have Clinton- are you telling me that four years of Ross Perot would be worse than these two guys?" Mr. DONALDSON: Yes. Mr. WILL: He can underscore that by saying, "By the way, I'll only stay there four years., Wild horses couldn't drag me back for a second term, so take a risk for four years." The country just might say, at that point, "How wrong can we go?" Mr. DONALDSON: If you still think he doesn't have to enunciate what he stands for and how he would solve the problems. Mr. WILL: Well, he'll have to do a little bit of enunciating, but you know, throughout the 19th century, men running for the presidency were almost under a constitutional ethic not to spell out their programs and we might be heading back for that. Mr. DONALDSON: I mean, don't you think women are going to want a definitive answer - - he's sort of slid by it - on the question of freedom of choice? I mean, don't you think the people out there want it? Mr. WICKER: Well, that's one of the few things he's been pretty explicit about, as a matter of fact. Mr. WILL: Yeah, he's clear on that. Mr. WICKER: I still think that American political history would suggest that the importance of Ross Perot by next November is going to be that he may change the outcome- Mr. BRINKLEY: Make it quick. Mr. WICKER: -as between Bush and Clinton, not the man himself. Mr. BRINKLEY: We're almost out of time. Thank you all very much. In fact, we are out of time. We'll be back with a few words about one of television's great moments and great figures- in a moment. [Commercial break] Mr. BRINKLEY: Finally, it took 30 years of Johnny Carson doing his show almost every night. It took how many jokes? I don't know- half a million and not all of them about Dan Quayle. And in all those years, he became a part of show business history. Indeed, he became a part of history history because, for several nights a week for 30 years, blanketing 50 states, over time he had an audience larger than anyone ever and he held it for all those years- a formidable record, unlikely to be matched. Johnny Carson and I have been friends for a long time TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS-NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 34 ABC NEWS, May 24, 1992 and in his years of great success, I have seen that he kept his head and his good humor through it all. On Thursday night, Bette Midler sang to him an old song from the '40s by Harold Arlen and Johnny Mercer, "One for My Baby and One for the Road." It was an electric moment. BETTE MIDLER: ["Tonight Show," May 22, 1992] [singing] For all of the years / For the laughs, the tears / For the class that you showed / Make it one for my baby / And one more for the road / That long, long road. Mr. BRINKLEY: For the occasion, the perfect song, so perfectly sung it had Carson in tears, along with maybe half the American people, including me. Johnny, we'll miss you and I hope we'll see you around. For all of us here at ABC News, until next week, thank you. TM TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS-NEXIS Services of Mead Data Central, Inc. Recyclable PAGE 13 4TH STORY of Level 1 printed in FULL format. Copyright 1992 Newspaper Publishing PLC The Independent May 14, 1992, Thursday SECTION: INTERNATIONAL NEWS PAGE; Page 13 LENGTH: 734 words HEADLINE: US dusts off its 'last weapon' to balance budget BYLINE: From RUPERT CORNWELL in Washington BODY: THE WISHFUL thinking of advocates of Reaganite supply-side economics has failed. So too has the Gramm-Rudman Act, which imposed strict limits on the runaway budget deficit. Now a Congress basking in unparalleled disrepute is dusting off its last weapon to bring the country's shambolic finances into order - the venerable US constitution itself. For years now, the notion of a ' balanced budget amendment'' has lurked in the backrooms of Capitol Hill, as executive and legislature have failed to halt a spiralling federal deficit which will reach $ 400bn ( pounds 221bn) in fiscal 1993, and which has quadrupled the national debt to $ 4,000bn ( pounds 210bn) in barely a decade. Suddenly though, a pipe-dream of the few has become the fashionable rage of an apparent majority. Congressional leaders of both parties now predict that within a month or two, both House and Senate will deliberate and approve a change in the Constitution, obliging the country to balance its books. Nor are any problems envisaged at the White House. Without such extra discipline, the Budget Director, Richard Darman, said recently, there would be no protection ''for all the Americans yet to be born and all the Americans who are not now of voting age, who are going to pick up the bills if we don't address this''. By 1995, promoters of the measure are confident, the required amendment will have been ratified by the required three-fourths majority of the 50 states - all but one of which are already bound by law to produce balanced budgets of their own. That, at any rate, is the theory. In practice a host of issues have not been settled. Not one of the several versions of the proposed amendment spells out the painful details of how such fiscal rectitude would be achieved. Interest groups are meanwhile queuing up to have particular areas of spending exempted. In fact, according to the most widely backed variant, the amendment would not outlaw a deficit but simply make one harder to pass. An unbalanced budget would require approval by a three- fifths majority of both houses instead of the simple majority at present. No one, however, has seriously examined what would happen if the President and Congress still disagreed: almost certainly a constitutional crisis played out in the Supreme Court. TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS-NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 14 The Independent, May 14, 1992 Today, however, as critics of the scheme have been quick to point out, such considerations are of less concern to congressmen than the overriding need, in an election year, to convince their rebellious and disgusted voters that Washington politics signifies more than the lurid scandal at the House Bank. The whole idea was a ''cop- out'', according to a withering editorial in the Washington Post this week. ''These sloppy, dangerous proposals are the ultimate expression of the weakness and flight from responsibility they purport to correct. Difficult decisions would be further postponed, ''the Constitution should not become the permanent monument of a temporary failure of political will''. For their part, congressional opponents of the amendment dwell on what it would mean in practice. Conservative Republicans raise the spectre of large tax increases. Democrats have the opposite fear, that huge cuts would be made in welfare programmes accounting for half of the pounds ,500bn of federal spending each year, most notably social security and health care. Thus far, however, all objections have been in vain. The balanced budget amendment' I is a nostrum whose hour has come. As expected, President George Bush and Governor Bill Clinton, his all-but-certain Democratic challenger this autumn, scored easy victories in Tuesday's primaries in Nebraska and West Virginia. Mr Clinton, who has begun consultations to choose a vice- presidential running mate, now has almost 1,800 of the 2, 144 pledged delegates needed to be selected as the candidate. Both, though, are increasingly threatened by the candidate-in- waiting, H Ross Perot. A new survey shows the Texas billionaire carrying California in a three-way contest. According to the California Poll, Mr Perot is backed by 37 per cent of Californian voters, ahead of Mr Bush with 31 per cent and Mr Clinton with only 25 per cent. The Arkansas Governor, however, is credited with a narrow lead over the former California governor, Jerry Brown, in the state's Democratic primary, which is due on 2 June. TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable THE WHITE HOUSE WASHINGTON DATE: 6-8 TO: Joe Dugan in FROM: HANNS KUTTNER Associate Director for Health and Social Services Policy Office of Policy Development Room 219, OEOB, x6563 As we discussed - a summary of Wilson's plan. or State of California HEALTH AND WELFARE AGENCY 1600 NINTH STREET, ROOM 460 SACRAMENTO 95814 CALIFORNIA 1992 MAY 20 All 9 TELEPHONE (916) 654-3454 PETE WILSON FAX GOVERNOR RECEIVED (916) 654-3343 FAMILY May 19, 1992 Jo Anne Barnhart, Assistant Secretary Administration for Children and Families U.S. Department of Health and Human Services 370 L'Enfant Promenade, S.W. Washington, D.C. 20447 Dear Ms. Barnhart: Attached is California's Welfare Reform package demonstration project proposal pursuant to Section 1315 of Title 42 of the United States Code which has been the topic of discussion during our meetings this past winter. Due to our anticipation that State legislation will be enacted shortly in support of the provisions, we request that the package be reviewed and any identified issues be resolved as soon as possible. In the meantime, we will continue to work with members of your staff on details of the evaluation design. This proposal is a historic attempt to alter the policy underpinnings of California's welfare program. Proposal components are aimed at providing work incentives, promoting individual responsibility, supporting/reinforcing the policy of family preservation, and addressing disturbing trends related to teen pregnancy and school dropouts. We believe all of these problems significantly contribute to the growing phenomenon of government dependency. If successful, the proposal will help hundreds of thousands of Californians to reduce or eliminate their dependence on governmental support. California's welfare population is growing at an alarming rate with increases of more than ten percent per year. Less than eight percent of AFDC recipients have earned income. The current AFDC program has very few built-in incentives to work and, in most cases, works as a disincentive for able-bodied recipients to find and maintain employment. The result is that welfare recipients are relegated to a life style dependent on government support, without opportunity to realize their true potential and become productive contributing members of our society. The proposed changes will enhance and motivate these people to become self-supporting and to break the cycle of dependency. This will result in tremendous personal benefit to these individuals and their families and also address several very perplexing State/national economic societal problems. Jo Anne Barnhart Page Two We estimate that the proposal will immediately save $1.2 billion annually ($579 million Federal, $580 million State, and $26 million County with administrative costs taken into account) in welfare costs in California. Given the current fiscal condition of the State and Federal governments, it is imperative that these reforms be implemented as soon as possible. Currently, basic services are being sacrificed in order to sustain over 2 million people on AFDC. In making welfare recipients more responsible and productive members of society, funds currently used to support them on welfare can be diverted to other essential services and benefits which will ultimately improve the quality of life for Californians as a whole. The proposal makes several major changes in California's AFDC program. These and other changes are discussed below. WORK INCENTIVE The proposal increases the work incentive in California's AFDC program in three ways. First, by reducing the Maximum Aid Payments (MAP) by 10 percent for recipients in their first six months and by an additional 15 percent after six months, the proposal will reduce the financial incentive to choose welfare over work. In his "Work and the U.S. Welfare System: A Review, May 1987 (DHHS contract No. HHS-OS-100-86-0021), Robert Moffitt states that "in the economic model, the offer of a payment to nonworkers decreases the need to work to generate consumption (the 'income effect'). He goes on to state that the fact that "1986 monthly AFDC maximum levels are in excess of monthly earnings from full- time minimum wage" earnings in eight states (including California) strongly suggests that such work disincentives are present. Currently in California, households of four or more with one full-time minimum wage worker would receive more in an AFDC grant than they would earn from employment. If the total economic benefits (i.e., the wage plus the Earned Income Tax Credit, less work expenses, including child care, less taxes, especially FICA) of work are compared to the total welfare benefits (i.e., AFDC, Food Stamps, and Medicaid), many households of two and three are also better off on welfare than with employment. This work disincentive has existed throughout the 1980's and undoubtedly accounts for much of the rapid increase in California's AFDC caseloads as evidenced by the fact that less than eight percent of AFDC recipients have earned income. We therefore believe that the proposed reduction in the MAP, for which we are requesting a waiver of Title 42 of the United States Code, Section 1396a(c), is an essential component of our welfare reform proposal. Jo Anne Barnhart Page Three Second, by leaving the Minimum Basic Standard of Adequate Care (MBSAC) at the 1990 levels, the proposal will allow recipients to retain net non-exempt income from all sources, including work, in an amount equal to the difference between the MBSAC and the MAP. This equates to 14 percent of the MBSAC for recipients in their first six months and 27 percent after six months. It is noteworthy that the heads of most AFDC households would only have to work a few hours per week in order to generate enough net non-exempt income to take full advantage of these work incentives. This type of work incentive is also key to our proposal because, by encouraging recipients to work, even while they remain on welfare, it will (1) raise their self-esteem, since they will be contributing to their own support, (2) increase acceptance of the AFDC program by the general population, since much of the current objection to the program surrounds the perception that it supports able-bodied adults without asking anything of them in return, and (3) allow recipients, through exposure to the labor market and through actual work experience, to increase their "human capital formation", and thereby increase their future potential earnings. As you know, these are all themes at the cutting edge of recent works on welfare reform by such divergent thinkers as David Ellwood (Poor Support), Lawrence Mead (Beyond Entitlement), and Stuart Butler and Anna Kondratas (Out of the Poverty Trap). Third, by eliminating the time limits on the $30 and 1/3 earned income disregard, the proposal will allow for a smoother transition to total independence from welfare for families as their incomes from employment increase. Without the extension of this disregard, AFDC families have only minimal financial incentives to increase their earned income over a broad band of potential incomes. The disregard gives them a financial incentive to work more hours and to seek higher wage jobs by allowing them to retain one third of any increase in their earnings (at least up to the point where the 185 percent gross income limit causes them to leave aid altogether). In addition to increasing financial incentives to work, the proposal would also eliminate a major barrier to employment, the 100-hour work rule, for which we are also requesting a waiver. This rule is inconsistent with the basic thrust of our welfare reform proposal. For larger AFDC households, the 100-hour work limit could actually prevent the household from earning enough income to take full advantage of the work incentive that would result from the proposed gap between the MBSAC and the MAP. Our proposal recognizes that some recipients are not able to work due to the incapacity or age of the head of household. Thus, these recipients would be exempted from the 15 percent MAP reduction that would otherwise occur after six months on aid. Jo Anne Barnhart Page Four MEDICAL CARE We also recognize the key role that the availability of Medicaid services without a share of cost plays for many low- income households, especially those newly terminated or about to be terminated from AFDC due to increases in earnings. For some, the prospect of losing eligibility to Medi-Cal could overwhelm any other financial incentives provided by our welfare reform proposal. We are therefore seeking the Secretary's concurrence and approval that, if California retains the current Medicaid maintenance need levels, the lower spenddown (a result of the higher maintenance need levels) is an appropriate cost of the demonstration project, and Federal financial participation would be made available under Title 42, United States Code, Section 1315a(2). To further alleviate concerns about potential loss of medical benefits and also to provide additional incentives for California's low-income families to free themselves from the "welfare trap," California will implement CheckUp, a new State- supported health insurance program which will provide low-income pre-schoolers up to the age of six with access to prevention and primary care services. The CheckUp program is designed to provide subsidized private health insurance to an ever-increasing segment of the population -- uninsured low-income children, many of whom are the dependents of working parents. More than 300,000 uninsured children under age six will be eligible for this coverage in California. Implementation of CheckUp will begin in FY 1992/93. A second, longer-term goal of CheckUp will be to integrate children currently served by Medi-Cal into the streamlined private insurance system established by CheckUp to offer prevention and primary. care services to all of California's pre- schoolers. This long-term integration will ultimately reach more than one million additional children under age six. The longer term integration of Medi-Cal and CheckUp will begin as Federal waivers are obtained and as provider capacity and financial resources allow. In the short-term, the State will use residual funds (CheckUp program funds not used to subsidize participation for the uninsured) to enhance Medi-Cal prevention and primary care services for pre-schoolers. In addition to the obvious health benefits of such a program, we also expect it to relieve the pressure that some working families feel to reduce their incomes in order to qualify for Medicaid. Jo Anne Barnhart Page Five EMPLOYMENT SERVICES We recognize that financial incentives to work may not be enough for some recipients, especially those who lack job search skills and those who are simply having trouble finding work on their own. To address this, we are also proposing a new JOBS component to provide voluntary up-front job club workshops to recipients in their first six months on aid who are not being served by GAIN. As you know, job club workshops have been proven to be cost-effective in the past and we believe that they will prove extremely beneficial when combined with significant financial incentives to work. We believe that the proposed Job clubs will be more beneficial on a solely volunteer basis. The individuals subject to the grant reductions under this proposal will be highly motivated to increase earned income through work and will volunteer. It is under this basic concept that we are requesting waiver of the good cause, conciliation and sanction sections of the Federal laws and regulations for these job club workshops. We intend that these workshops be a strong, positive support of our work incentives. We also believe that our current GAIN (JOBS) program can be better tailored to serve clients in the new more work-oriented AFDC environment that will result from our proposal. Thus, we are currently exploring several options for redesigning GAIN to make it more work-oriented. CALIFORNIA RELOCATION GRANT The proposal reduces the incentive for families to migrate to California for the purpose of obtaining higher aid payments. This would be accomplished by limiting (for a 12-month period) the grant level for families moving to California to the lesser of California's grant level or the MAP of the State of previous residence. MAXIMUM FAMILY GRANT The proposal encourages family responsibility by capping the MAP to exclude any children conceived while the mother or father was receiving aid. It is important to note that such children would be counted in determining the appropriate MBSAC for the family and would be covered by Medicaid. TRANSITIONAL GRANT As indicated above, the proposal would reduce a family's MAP after six months on aid by 15 percent. We believe that it is important to provide six months of financial assistance at the higher transitional level in order to allow able-bodied adult recipients to overcome temporary economic and family setbacks. Jo anne Barnhart Page Six This 15 percent reduction will not be imposed on families in which the adult caretaker is disabled and receiving SSI/SSP or over 60 years of age nor will it apply to a minor parent living independently and regularly attending school. CAL LEARN Cal Learn will encourage pregnant and parenting teens to stay in school by providing a $50 per month incentive payment or a $50 per month grant reduction based on school attendance. In addition, Cal Learn participants living independently will not be subject to the 15 percent transitional grant reduction referenced above if they are regularly attending school. We believe that, in the long run, keeping these children in school will increase their parenting skills, enhance their earning potential and reduce their chances of long-term welfare dependency. To further assist the teen parent, child care services, necessary transportation to and from the child care provider, ancillary expenses and case management will be provided to Cal Learn participants under the JOBS Program, but outside of the GAIN program. TEEN PREGNANCY DISINCENTIVE The proposal also includes a provision which restricts the conditions under which minors who have children can receive AFDC. The additional condition of eligibility is that such minors can be eligible for AFDC only if they remain at home with their parent (s) or legal guardian. Current requirements provide that the income of the parent(s) would also be considered in determining the minor's eligibility. The provision also requires that the AFDC payment be made directly to the parent or guardian on behalf of the minor. The provision also recognizes certain specified exceptions to the requirement that the minor live with his/her parent. These exceptions were developed to ensure that the minor is not forced to live in an unsafe or inappropriate environment. We believe that this welfare reform component will discourage teen pregnancy and encourage families to stay intact. Though not a part of this demonstration project, the Wilson Administration currently has the following three major family planning initiatives under development which will also help address the teen pregnancy problem. "Education Now and Babies Later" is a multifaceted preventive health information and education initiative that targets teens between the. ages of 12-14 to help them postpone sexual activity. "Expanded Office of Family Planning (OFP) Teen Counseling Services" targets AFDC, GAIN, Foster Care and other teens at risk of pregnancy due to ineffective use of contraceptives or lack of access/knowledge of OFP Services. "Expanded Adolescent Family Life Program" (AFLP) expands AFLP case management services in counties with the highest teen birth rates. Jo Anne Barnhart Page Seven CHILD SUPPORT State legislation signed by the Governor in 1991 will increase most child support awards due to a revised statewide mandatory formula; prohibit State licensure of professionals (e.g., realtors, contractors) who refuse to come into compliance with court-ordered support obligations; require labor unions and public utility companies to provide information to child support agencies; and mandate maintenance of Social Security Numbers as part of the Department of Motor Vehicles' driver's license and vehicle registration data bases. A major statewide automation project, now in the procurement process, will significantly increase the effectiveness of locate, enforcement and collection actions on behalf of single parent families, thus decreasing their need for public assistance. These activities will complement the overall welfare reform effort by increasing child support collections on behalf of AFDC recipients and former recipients, as well as other single parents needing assistance enforcing support orders. We have attached amended sections of the IV-A State Plan to implement portions of the welfare reform proposal. In addition, we will propose State legislation to modify California's GAIN program and to make it more employment oriented and remove program barriers to employment in an effort to help welfare recipients move more quickly to paying jobs. We are convinced that our comprehensive statewide proposal will significantly reduce welfare dependency in California. Yet many of its features, the extension of $30 and 1/3 and the Cal Learn component, for example, involve significant investments which will further Governor Wilson's commitment to preventive government. In combination with other initiatives that we are proposing in the Health and Welfare area, we believe that our welfare reform proposal will not only result in savings to the taxpayer but in reductions in poverty and improvements in the quality of life for California's less fortunate families. All cost/savings estimates are subject to revision as part of our April Subvention revision of the Governor's Budget; revised numbers will be provided to you as soon as the Subvention process is completed. Jo Anne Barnhart Page Eight To facilitate expeditious review of the proposal, we have separately addressed each proposal component. If you have any concerns about any of the concepts, we would like to discuss them with you as soon as possible in order to assure a rapid approval date. Questions should be directed to me at (916) 654-3345, or John Healy, Interim Director of the Department of Social Services, at (916) 657-2598. Questions concerning Medicaid should be directed to John Rodriguez, Chief Deputy Director of Programs, Department of Health Services at (916) 654-0391. Sincerely, RUSSELL S. GOULD Secretary Attachments cc: Ms. Christine Nye, Director Medicaid Bureau Health Care Financing Administration East High Rise Building, Room 200 6325 Security Blvd. Baltimore, MD 21207 Ms. Mary Kennison, Director Office of Demonstrations and Evaluations Health Care Financing Administration 2430 Park Meadows Building 6325 Security Blvd Baltimore, MD 21207 Mr. Lawrence L. McDonough Associate Regional Administrator Division of Medicaid Health Care Financing Administration 75 Hawthorne Street, Fourth Floor San Francisco, CA 94105 Sharon Fujii Regional Administrator Administration for Children and Families 50 United Nations Plaza, Room 450 San Francisco, CA 94102 - me. APPLICATION FOR & DATE SUBMITTED Applicant teamsfer FEDERAL ASSISTANCE & TYPE or BURNEACH 1 AGE RECEIVED BY STATE Store Application convier Application Protessication Conservation Construction a DATE RECEIVED BY FEDERAL ADDICT Federal tentiner ReniConstruction N/A 1 APPLICANT INFORMATION Lager Name. Organizatione LIVE State of California Department of Social Services ACCRESS Lane ON. county. stam. and as code): Name and twichone number of 70 person to - spreaced on matters main; - ACCREADOR (gro are acce) 744 P Street Kathy B. Lewis, Chief Sacramento, CA 95814 AFDC Program Branch (916) 657-2128 & EMPLOYER EXEXTIFICATION NUMBER IDNE 7. me a APPLICANT: uner associate letter in DOE) A Store M Independent School Date - a County 1 Susu Controlled instruction of Higher Lawrning C Municipal d. Private University & TYPE OF APPLICATION D. Tewrerup K thoun Troe XX Name Continuation Revenue E inversists L Individual F. Intermunicial M Prote Organization If Reversion, enter accreans letter(s) in DON(S). 0. Detrict N Other (Soecify) & increase Award B. Decrease Award C. Increase Duranon D Decrease Duration Other (specify): & NAME OF FEDERAL ASDICY: Department of Health and Human Services N/A Administration for Children and Families- 16. CATALOG - FEDERAL DOMESTIC 11. DESCRIPTIVE TITLE OF APPLICANTS PROJECT: ASSISTANCE NUMBER 13 8 812 TITLE Assistance Payments California Welfare Reform Research & Demonstration Project Demonstration Project 12 AREAS AFFECTED BY PROJECT ICIDEL countries SIZES. OKI Statewide 12 PROPOSED PROJECT " CONGRESSIONAL DISTRICTS or Start Date Ending Date a Applicant b. Provect 3, 4 Statewide 11. ESTIMATED FUNDING: 18. is APPLICATION SUBJECT TO REVIEW BY STATE EXECUTIVE ORDER 12372 PROCESS? s 8 a YES THIS PREAPPLICATION/APPLICATION was MADE AVAILABLE TO THE & Faceral 7,500,000 STATE EXECUTIVE ORDER 12372 PROCESS FOR REVIEW ON a Applicant 1 8 DATE & State 8 8 7,500,000 b NO. PROGRAM IS NOT COVERED BY ED. 12372 a Local $ 8 OR PROGRAM HAS 1.5T BEEN TELECTED BY 5000 - a Diner 8 8 1. Program income $ 8 17. a THE APPLICANT DELIVERENT 8 ANY FEDERAL DESTI Yes E "Yes" smach an signaturetion. No 0 TOTAL $ 20 15,000,000 18. TO THE BEST - MY DIOWLEDGE AND MLSF. ALL DATA - THIS ARE TRUE AND CORNECT. TVE DOCUMENT MAS B/TEW DULY AUTHORIZED BY THE DOVERNING BOOT 8 THE APPLICANT we THE APPLICANT We COMPLY WITH THE ATTACHED ASSURANCES THE ASSISTANCE a AWARDED a. Techno Name of Authorized Represe surve 1 Time C Terephone: number Interim Director (916) 657-2598 John D. Healv 0 Date Signed & Signature of Authorized Representative Xohn PICK - D duy Standard Form 424 (REV ass: Provide Presented by OMB Circuar 4152 Authorized for Local Reproduction DMI Approval No. APPLICATION FOR 2. DATE SUBMITTED Applicant teanther FEDERAL ASSISTANCE L - or SUBMISSION 2 DATE RECEIVED BY STATE State Application Application Presselication Construction Construction a DATE RECEIVED BY FEDERAL ADDICT Federal townuher is Non-Canstruction Non-Construction N/A & APPLICANT INFORMATION Lacal Name. State of California Organizational Unit Department of Health Services Address - city. county. stam. and mp code): Name and telephone number of the person to to sonucted on matters moving the application (me area code) 714 P Street Sacramento, CA 95814 John Rodriguez (916) 654-0391 & EMPLOYER IDENTIFICATION NUMBER HOWE 1. TYPE of APPLICANT: lenter appropriate letter in box) a Sure H. Independent School Diet. - 8. County & State Controlled instruction of Higher Learning c Municipal d. Private University & TYPE OF APPLICATION D. Tewnship K thoun Tribe How Continuation Revision E inverstate L Individual F. Intermunicipal M Prote Organization E Revert, enter accrephane letter(s) in box(es). a. Special District N Other (Specify) a increase Award B. Decrease Award C. Increase Duration D Decrease Duration Other (specify): 1 NAME OF FEDERAL ADDICT: Department of Health and Human Services Health Care Financing Administration M. CATALDO 8 FEDERAL DOMESTIC 11. DESCRIPTIVE TITLE OF APPLICANTS PROJECT: ASSISTANCE NUMBER a TITLE California Welfare Reform Demonstration Project - Medicaid 12 AREAS AFFECTED BY PROJECT (CIDOL countries states. OK.F Elements 11 PROPOSED PROJECT 14 CONGRESSIONAL DISTRICTS OF fun Date Enoing Date & Applicant D Provict 3, 4 Statewide 11. EXTIMATED FUNDING 18. is APPLICATION SUBJECT TO REVIEW BY STATE EXECUTIVE ORDER 12372 PROCESS? & Faceral $ 8 & YES. THIS PREAPPUICATION/APPLICATION WAS MADE AVAILABLE TO THE (See STATE EXECUTIVE ORDER 12372 PROCESS FOR REVIEW ON accompanying a Appricant $ 8 DATE SF 424 submitted = State $ so by Calif. Dept. of b NO. PROGRAM 13 NOT COVERED BY E.D. 12372 a Local $ 8 Social Services.) OR PROGRAM HAS 1.37 BEEN SELECTED BY 5 5. a Other 1 8 L Program Income s 8 17. = THE APPLICANT DELINOUENT 8 ANY FEDERAL DEXT) Yes X "You" attach an experination. No : TOTAL $ 8 18. TO THE BEST 8 APT KNOWLEDGE AND ALL DATA . THIS APPLICATION/PREAPFLICATION ARE TRUE AND CORRECT. THE DOCUMENT MAS BOTH DULT AUTHORIZED BY THE DOVERNING BOOT OF THE APPLICANT AND THE APPLICANT will COMPLY WITH THE ATTACHED ASSURANCES w THE ASSISTANCE = AWARDED & Tecms Name of Authorized Represe surve b Time : Teachere number John Rodriguez Deputy Director of Programs (916) 654-0391 . Date Signed a Signature of Approved Representative Previous John Enjons No: LISSON Roduging 4/7/92 Sundard Form 624 (REV 4-88) Presented BY DMB Circular A-102 Authorized for Local Reproduction DI Flood Disaster Protection Act o! 1973 (P.L. 83-2341 -ncuires recipients in a special flood besard Historic U.S.C. Preservation 470). EO 11583 (identification and area & A Licipate in the program andio purchase protection of bistoric properties). and the disurance if the soial 5081 of insurable Archeological and Historic Preservation Act of istruction and acquisition is $10,000 of more. 1974 DE L.S.C. dEga.1 et seq.). Will comply with environments' standards which 14. Will comply with P.L. 83.348 regarding the my be prescribed pursuant to the following: (a) institution of environmental Quality control development, and related activities supported by protection of human subjects involved in research. measures under the National Environmental this award of assistance. Policy Act of 1969 (P.L. 91-190) and Executive 15. Will comply with the Laboratory Animal Welfare Order (EO) 11514: (b) notification of violating Ac: of 1566 (P.L. 85.544, as amended. 7 U.S.C. facilities pursuant so EO 1173E; (c) protection of 2131 et mg.) persining to the are, handling. and wellands pursuant to EO 11990; (d) evaluation o! treatment of WATED blooded animals held for flood hererds in floodplains in accordance with EO research, teaching. or other activities supported by 11953; (e) assurance of project consistency with this award of assistance. 1be approved Siris management program developed under the Coasts) Zone Management 16. Fill comply with the Lead.Based Paint Poisoning Ac: of 1972 (16 U.S.C. 11 1451 el BEQ.); 15) Prevention At. (42 U.S.C. 11 4501 e! seq.) which conformity of Federal actions to Siste (Clear Air) probibits the use of lead based paint in Implementation Plans under Section 176(c) of the construction of rehabilitation of residence Clear Air AC. of 1955, as amended (42 U.S.C. I 7401 =: seq.): (g) protection of understound sources 17. Will cause to be performed the required Financial of drinking wale: under the Sile Drinking Water and compliance audits in accordance with the Ad of 1974. LS amended, (P.L. 53-523): and (h) Single Audit Act of 1964. protection of endangered species under the Endengered Species ACL of 1973. 25 amended, (P.L. 18. Will comply with all applicable requirements of all other Federal irws, executive orders. regulations 93-205). and policies governing this program. 12 will comply with the Wild znd Scenit Rivers h=: 1955 (15 U.S.C. 11 1271 e: seq.) related 10 Potecting components or potential components of actional will and scenic rivers system. SIGNATURE Di AUTHORIZED CERTIFYING OFFICIAL TITLE Interim Director John Bldealy DATE SUBMITTED DESARTATION Department of Social Services = 4765 back - U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES Attachment CERTIFICATION REGARDING DRUG-FREE WORKPLACE REQUIREMENTS GRANTEES OTHER THAN INDIVIDUALS BY signing and/or submitting this application or grant agreement, the grantee is providing the certification set out below. This certification is required by regulations implementing the Drug-Free Workplace ACI of 19EE, 45 CFR Part 75, Subpart F. The regulations, published in the January 31, 1989 Federal Register, require certification by grantees thet they will maintain a drug-free workplace. The certification set DUE below is a material representation of fact upon which reliance will be placed when the U.S. Department of Health and Human Services determines to award the grant. False certification OI violation of the certification shall be grounds for suspension of payments. suspension = termination of the grant, or governmentwide suspension = debarment. A. The grantee certifies that it will provide a drug- free workplace by: (2) Publishing 2 statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, == use of 2 controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees fb= violation of such prohibition; (b) Establishing 2 drug-free awareness program =0 inform employees about: (1) the dangers of doug abuse in the workplace; (2) the grantee's policy of maintaining a drug-free workplace; (3) any available drug counseling, zehabilitation, and employee assistance programs; and ( ≤ ) the penalties that may be imposed upon employees for drug EDUSE violations occurring in the workplace; (c) make it E requirement that each employee =0 be engaged in the performance of the grant be given E copy of the statement required by paragraph (E); ( ≤ ) Notifying the employee in the statement required by paragraph (a) that, 25 a condition of employment under the grant, the employee -111: (1) abide by the terms of the statement; and (2) notify the employer of any criminal drug statute conviction for a violation occurring in the workplace not later than five days after such conviction; (e) Notifying the agency within ten days after receiving notice under subparagraph (d) (2) from an employee or otherwise receiving actual notice of such conviction; (:) Taking one of the following actions, within 30 days of receiving notice under subparagraph (d) (2), with respect to any employee who is ED convicted: (1) taking appropriate personnel action against such an employee, up to and including termination; or (2) requiring such employee to participate satisfactorily in a trug abuse assistance or rehabilitation program approved for such purposes by 2 Federal, state or local health, law enforcement, = other appropriate agency; (g) Making 2 good faith effort to continue to maintain = drug-free workplace through implementation of paragraphs (E), (b), (c), (d), and (f). E. The grantee shall insett in the space provided below, the size (s) for the performance of work done connection with the specific grant (Street address, city, county, state, ==p code): State-ide Joe Dugan- More information from Hanns Kuttur the second piece is a draft of what will eventually be a background paper on welfare. Stephanie Fossan Welfare Reform Important because the number of people on welfare is growing and is now at the highest number ever. The recent history of welfare reform has focused on welfare-to-work initiatives. - Implementing the JOBS [Job Opportunities and Basic Skills] program has been an important activity of this Administration. - JOBS means that [250,000] welfare recipients are today engaged in some kind of activity to get them into or ready for the workforce, participating in "job clubs" to provide mutual support for job seekers, in a literacy program, etc. Now we are making a significant turn in welfare reform. - Welfare-to-work effort is a descendant of the income hypothesis: what makes people poor is that they don't have enough money. Therefore, job training or job search will increase incomes. - Now we are confronting a new agenda: an agenda that focuses on values. Our society is saying it wants people on welfare to share the values of mainstream society: work, family, and striving for success in many ways. And, consistent with our American way of doing things, this new agenda is moving forward because of actions at the state level, not in Washington. - Wisconsin: Two years, "Learnfare." This year: Parental and Family Responsibility [White House event in March. ] - This week: Maryland's waiver approved [we hope.] Focus: Provide incentives to welfare parents to see that their children get health care and make sure their children attend school. - And also Governor Wilson's proposal. We are in a new stage of welfare reform, designed in the states and being carried out by the states. The federal role is largely one of getting out of the way, although there is a leadership role as well -- point to the place on the horizon where we should be headed. - Where to go: - independence, not dependence - therefore target those on/likely to be for a long time. - responsibility while on welfare -- enforcing social obligations. I lyfathers Jone The three largest means-tested federal programs are Medicaid, Food Stamps, and Aid to Families with Dependent Children (AFDC). Those who receive assistance from these programs are the focus of the welfare reform effort. Each is growing rapidly. Participants 13 Estimated Combined Federal Cost Federal/State (FY 1993) Ber 248-8926 (in millions) Godwin AFDC 13,649,000 $14,652 Food Stamps 25,042,000 $28,000 $28,000 John 4 Medicaid 25,255,067 $84,401 $ 140,896 Klemm AFDC and Food Stamps participants as of 1992; Medicaid as of 1990 FTS 646- AFDC provides cash assistance to children and adults who (301) 966 are in need; Food Stamps provides vouchers that can be used to purchase food; Medicaid pays for medical assistance. The programs have significant overlap. All AFDC recipients are eligible for Medicaid; 85.2 percent of AFDC families receive Food Stamps. Beyond this inner core of welfare programs exists more than a hundred other federal programs targeted to the poor. Among AFDC recipients, 9.6 percent live in public housing. All AFDC children are eligible to participate in Head Start before they start school. Once in school, the federal school lunch program provides free or subsidized school lunches. During the summer, older poor children are eligible for the summer youth employment program. Who gets welfare? AFDC gives cash assistance to families and children with income and assets below specified levels when a parent, usually the father, is absent or incapacitated. Each state sets the income level at which people begin to receive AFDC benefits as well as the overall level of benefits. not death a parent Table on '89 93 increases??? The absence of two parents because of divorce, separation, or never marrying together provide the basis of eligibility for more than 85 percent of families that receive AFDC. AFDC Recipient Characteristics Reason for Receipt Parents Present (Incapacitated/Unemployed) Death Divorce/Separation Never Married 0% 10% 20% 30% 40% 50% 60% Percentage 1969 1989 The proportion due to out-of-wedlock births has almost doubled since 1969. The rising share of AFDC households headed by never- married parents follows the demographic trend toward a higher proportion of children being born outside of marriage. [CHART: Trends in percent born out of wedlock.] Children Born Out-of-Wedlock As Percent of all Births 70% 60% 50% 40% 30% 20% 10% 0% 1970 1980 1985 1987 All Women White Women Black Women Growth in the proportion of never-married AFDC parents compared to divorced or separated parents has produced a decline in the average size of an AFDC household. [( S. AFDC Recipient Characteristics Average Family Size 4.2 4 3.8 Persons Per Family 3.6 3.4 3.2 3 2.8 2.6 1969 1973 1975 1979 1983 1986 1989 Teen mothers are more likely to have their babies out-of- wedlock than older mothers. This contributes heavily to welfare receipt. Among AFDC recipients in 1988, 59 percent were 19 or younger when they gave birth to their first child. Among non-poor mothers, 25 percent were 19 or younger. The age at which a parent begins to receive AFDC is significant in predicting how long he or she will receive AFDC. Younger first-time recipients are more likely to become long- term recipients. AFDC Recipient Characteristics [CHART: Age Age at Beginning of First Spell 50% 40% 30% 20% 10% Spells of 10+ Years 0% New Recipients Under 22 22-30 31-40 40 plus Work The most important variable that determines whether a child is poor or on welfare is whether or not the child's parent S work. Only 8.5 percent of AFDC households reported any earnings in 1989. Recent expansions in the Earned Income Tax Credit (EITC) have increased the returns to work. This year a single mother with a child who works full time, even at the minimum wage, will, with the EITC payment, have an income above the poverty level. Such a minimum wage earning parent can expect an EITC payment of $1,311. Those who qualify for the maximum EITC will receive $2,189 this year. Education Education is an important factor in determining what energ a single mother can earn and whether she is likely to need to turn to welfare. Among female heads of AFDC households, 57 percent have completed high school or obtained a General Equivalency Diploma (GED.) Among non-poor women with children, 88 percent have completed high school. CHART Short-term Receipt V. Long-term Dependency For some, welfare programs provide temporary assistance. For others, receiving welfare continues SO long that it can be termed a way of life. Welfare reform is unlikely to affect the changes in life circumstances that lead to relatively short stays on welfare, for example, women who find themselves suddenly abandoned by their husbands. But, welfare reform can change the circumstances and incentives faced by those who make up the greatest share of the welfare rolls at any one time, those who are the long-term dependent, likely to be receiving welfare for eight years or more. Two views provide very different pictures of dependency. Of a group of mothers beginning to receive AFDC, those for whom welfare will be a short-term experience make up the largest share. About one-half can be expected to leave AFDC within two years. However, a snapshot view of all those receiving AFDC at one moment in time provides a very different picture of the recipients. More than half are in the midst of a period of receiving welfare that will last eight years or more. [CHAP LENGTH OF TIME ON WELFARE ecipients] 65% "Long Termers" 35% o "Short Termers" U At any point, 65% of recipients have been on welfare for 8 or more years [put food stamps chart here or in later Food Stamp- specific part?] Getting off welfare While the AFDC rolls are dominated by long-term recipients, nearly half of those coming on the welfare rolls will be off in two years. Reasons for leaving are lead by marriage and increased earnings. AFDC Recipient Characteristics Events Associated with Endings of Spells Marriage 35% [CHART: Children Leave Home 11% Other Increased Earnings 14% 26% Other Government Payments 14% Other factors that distinguishes short-term from long- term recipients (when long-term recipients are defined as those recipients who have received welfare benefits for three out of the last five years) are: - Number of children. The more children, the less likely a family will get off the rolls. Three in ten long-term recipients have three or more children, compared to two in ten short-term recipients, and one in ten non-poor mothers. - Teen motherhood. 43 percent of long-term recipients were 17 or younger at the birth of their first child, compared to 25 percent of shorter term recipients. Work experience. Those who have some work history leave welfare faster than those who never worked before. what are the number 02 the ? Food Stamps/Medicaid (different demographics) alex white / Lena Lee readable jaavocacy z June 21 - family value week A STRATEGY FOR WELFARE REFORM will have a spece announcing Apaper popular Introduction 1 approach Principles for Welfare Reform 2 The Current Welfare System 4 The Administration's Welfare Reform Strategy: Achievements 5 Implementation of the Family Support Act 5 Expansion of the Earned Income Tax Credit 6 Job Training 2000 6 Other current welfare-related initiatives 7 Laboratories of Democracy: The States 9 Where We Are 10 The Administration's Goals for the Future: Policy Options 14 Actions that can be accomplished under current law 15 Working with states to develop waivers that fit their needs 16 Encouraging specific waiver proposals 17 Actions that require legislation 19 Additional Waiver Authority 20 Expanding Options for Program Waivers 21 Removing Obstacles to Opportunity 23 ii Summary 24 Appendix A: Achieving a Balance Between State Innovation, Research Standards, and Budget Neutrality 25 Summary statement of the issue 25 Background 26 A STRATEGY FOR WELFARE REFORM Americans are the most generous people on earth. But we have to go back to the insight of Franklin Roosevelt who, when he spoke of what became the welfare program, warned that it must not become 'a narcotic' and a 'subtle destroyer of the human spirit.' Welfare was never meant to be a lifestyle; it was never meant to be a habit; it was never supposed to be passed from generation to generation like a legacy. It's time to replace the assumptions of the welfare state and help reform the welfare system. President George Bush State of the Union address January 28, 1992 Introduction Welfare benefits and income assistance can help those in need. For the elderly and disabled individuals, welfare programs provide needed financial assistance. However, for too long, such assistance has entangled able-bodied welfare recipients in a safety net. For the able-bodied, these streams of assistance must change from operating as part of a welfare state to being ladders to an opportunity society. Their objective must be to assist recipients to move into the economic mainstream, to 2 achieve greater self-reliance, and to become a part of their community. All Americans should have the opportunity for productive and meaningful lives, and the talents and abilities of all individuals are needed to meet the challenges of the next century. To achieve that end, the President pledged to improve the welfare system in his 1992 State of the Union address. This paper presents the Administration's strategy and plans for welfare reform. It begins with a statement of principles for goals of welfare policy, describes the current welfare system, and presents the Administration's achievements to date. Finally, the paper provides a set of policy options for the future to carry forward the President's commitment to comprehensive reform. Principles for Welfare Reform The Administration believes that an effective welfare system should create conditions of greater economic opportunity and personal responsibility for able-bodied welfare recipients --- to enable them to leave the welfare system at the earliest possible time, and thereby participate fully in their community. Achieving this goal obviously would not end the need for public assistance programs, but rather would mean that all those who find themselves on the welfare rolls would have opportunities to become self-sufficient. 3 An effective welfare system consistent with this goal would operate as a ladder as well as a safety net. It would help able-bodied welfare recipients receive education and training to find jobs, and hence achieve the dignity and self-respect that flow from economic self-sufficiency. Consistent with these objectives, the Administration's welfare policy is intended to promote: Personal responsibility and independence -- to end welfare dependency, to create opportunities for all low-income Americans to become productive members of society; Family responsibility -- to educate individuals to understand the responsibilities of the childbearing decision, to encourage the rearing of children within the structure of the family, to encourage marriage and encourage families to stay together, and to promote school attendance among children in welfare families. Economic opportunity -- to encourage welfare recipients to enroll in job training programs, to help people start their own enterprises, to give individuals greater incentives to save money, and to create new jobs in areas where welfare recipients are concentrated; and 4 Sound administration -- to make every effort to administer programs efficiently, to prevent fraud, and to deter those who would abuse these programs and undercut taxpayers' support. for these public assistance services. In order to achieve these goals, the Administration looks first to states' proposals to develop innovative welfare programs. Many such programs exist or are under discussion. Comprehensive programs for teenage parents encourage these individuals to attend school, live with their parents, and avoid bearing children outside marriage. Plans that strengthen work requirements help recipients move from the welfare system to the workplace. Policies that promote parental responsibility require that parents exercise their parental role to promote the well-being of their children in exchange for receiving benefits. The Administration seeks to encourage states to develop programs reflecting these principles. The Current Welfare System Individual states currently operate welfare programs under guidelines from Federal agencies. The Department of Health and Human Services (HHS) administers Aid to Families with Dependent Children (AFDC), the child support enforcement program, Supplemental Security Income (SSI) program, and Medicaid; the Department of Agriculture manages Food Stamps and other food assistance programs; and the Department of Housing and Urban Development (HUD) oversees housing programs. 5 Current law allows states substantial flexibility in the design of the AFDC and Medicaid components of their welfare programs. Hence, innovations in welfare have concentrated on changes in these programs. The Administration's Welfare Reform Strategy: Achievements Since 1989, the Administration has undertaken a number of initiatives that seek to reform the current welfare system. Consistent with the objectives identified earlier, these efforts have provided education and job training for able-bodied recipients as well as requiring work as a condition for receiving benefits. In addition to improving the welfare programs themselves, these initiatives have also improved other programs that serve our poorest citizens. Implementation of the Family Support Act A major Administration project in changing the operation of the AFDC program has been implementation of the Family Support Act of 1988 (FSA). The FSA began to change the focus of AFDC from income maintenance to education, employment, and child support enforcement. It provides states with broad flexibility to design basic education and work-to-welfare programs that meet the needs of individual families. In response to the legislation, states have begun to design programs to link the 6 payment of welfare benefits to education, employment, and changes in behavior. Child support enforcement is also being strengthened through a variety of changes. Expansion of the Earned Income Tax Credit (EITC) A large expansion of the Earned Income Tax Credit (EITC), included in a comprehensive advanced as a child care initiative proposed by the President, was signed into law in 1990. It increases the incentives to work for low-income family heads, including those who leave welfare for a job. Because the credit is refundable, individuals who pay no income tax still qualify for the benefit. The EITC provides a work incentive by insuring that low-income workers with children receive payments from the Federal government, even if they do not owe any tax on their earnings. The 1990 changes in the EITC have two primary effects. The changes substantially increasing the size of the maximum benefit, providing a greater return to work for low-income families with children. More importantly, the changes further lowered the tax rate on the first dollars in income, thus making it easier for individuals to leave welfare and join the labor force. Job Training 2000 The Job Training 2000 proposals, announced in 1991, would provide a new, market-driven system for job-training programs that serve welfare recipients. The 7 President's Job Training 2000 initiative, currently proposed in the Fiscal Year 1993 Budget, seeks to reform vocational training. It restructures the current Federal job training and vocational education system, which has more than 60 programs, operating at a cost of about $18 billion per year. The Job Training 2000 proposal will bring greater coordination and efficiency to these programs and will also foster more private sector involvement in meeting the needs of a community. To facilitate the transition from welfare to work, Job Training 2000 also calls for demonstration projects linking the private sector with welfare-to-work programs. These projects will allow states to use private and non-profit firms to provide basic training and job placement for welfare recipients. These firms would function in a similar manner to an employment agency, but would not receive payment for services until the worker held a job for a specified period of time. Other current welfare-related initiatives The Administration's FY 1993 budget submission to the Congress proposed to: Permit States to raise the AFDC assets limit from $1,000 to $10,000 for families, thereby removing disincentives to savings for those already on the welfare rolls; 8 Allow AFDC recipients to participate in a Plan for Achieving Self-Support (PASS). At the State's option, income and resources related to achievement of a recipient's approved plan to move from dependency to self-employment could be excluded when calculating AFDC eligibility and the amount of AFDC benefits. Establish, through a demonstration, "escrow" savings accounts for long-term AFDC recipients working their way off the welfare rolls. Such a demonstration would test the effects of setting aside the amount by which a long-term AFDC family's benefits are reduced once the family head takes a job, then paying it in a lump-sum to the family if they succeed in working their way off the rolls. The budget also contains proposals indirectly affecting the current AFDC program. Those proposals would: Create enterprise zones in our most troubled communities, looking to the degree of welfare dependence as one indicator of which communities merit such zones; Widen opportunities for public housing tenants to change the management of troubled projects; 9 Eradicate unsafe and unhealthy conditions for public housing residents. Not directly affecting the welfare system, but affecting the integrity of benefits and the administration of benefit programs are proposals for: Continued implementation and testing of multiprogram Electronic Benefits Transfer (EBT) pilot projects to demonstrate the application of technology to the electronic delivery of Federal benefits to eligible recipients, reduce the incidence of welfare fraud, and decrease long range administrative costs. timesp bersell 123 bin NV Laboratories of Democracy: The States her Y While the Family Support Act has already proven very beneficial state interest and and ml and in further experimentation continues. States are showing a new interest in furthering a basic principle of the Family Support Act by requiring responsible behavior as a condition for receiving benefits. The reforms, which are at various stages of development in the States, include: Paying AFDC benefits for a specified time period at the level of the state in which the recipient previously lived, to reduce incentives to migrate in search of higher benefit levels; 10 Reducing AFDC payments to families headed by non-disabled adults, either after an initial transitional period, or after refusal to participate in appropriate work, training or education, or both; Limiting AFDC payments based on the size of the family at application for benefits; Expanding AFDC eligibility to two-parent families; and Requiring specific parental responsibilities, including receipt of preventive health services, regular school attendance, and regular payment of rent, as a condition for benefits. Where We Are In his State of the Union address, the President pledged the assistance of the federal government in approving waivers required for state welfare reform efforts, saying: We are going to help this movement. Often, state reform requires waiving ≥ certain federal regulations. I will act to make that process easier and quicker for every state that asks for help. 11 Flexibility comes in several forms. As an example to states, the Administration is committed to eliminating unnecessary variation in the rules of the myriad of Federal assistant programs through interagency cooperation and application of waiver authority where applicable. First, the law governing some programs allows for program waivers that are routinely granted to allow states to pursue cost-effective alternatives to current practices. These waivers relax some limitation in law or regulation, and allow a state to pursue a different course in a defined area. For example, states often obtain "home and community-based waivers" in the Medicaid program to allow people who can be treated at home at less expense than in a hospital or institution to be treated at home. Second, the Federal government can grant research waivers for demonstration projects. The Social Security Act provides broad authority to waive rules governing a broad array of programs whose governing legislation is found in that statute -- including AFDC, child support enforcement, and Medicaid. In contrast to waivers granted to provide flexibility, research waivers change rules in order to test hypotheses in the "laboratories of democracy." For example, hypotheses about the effects of restricting payments for additional children and payments for children with regular school attendance are currently being pursued in state demonstrations. To the extent that the laws allow, demonstration projects can receive waivers from the relevant agency when criteria of good evaluation design and cost neutrality are met. In the 12 past, these waivers have run for predetermined lengths of time, have met the criterion of cost neutrality, and have required an evaluation at the end of the experiment. Third, a state can obtain flexibility without a waiver by using a state plan amendment. A state plan amendment represents a change in what services, benefits, or payments a state chooses given the flexibility and options available under current law. The largest welfare programs, AFDC and Medicaid, are operated under state plans that describe how those programs are structured. Some innovations in structure can thus be accomplished by approving a state plan amendment. Finally, Congress can enact waivers. For Minnesota's welfare reform proposal, the state obtained a statutory waiver of provisions of law that would conflict with the state's approach. To encourage state experimentation with different forms of welfare policy, the Administration is committed to reviewing states' waiver proposals in a timely manner. Senior officials from the relevant agencies are brought together soon after a waiver request is submitted. That interagency group tracks proposals closely as they are received to ensure speedy review by the appropriate agencies. Since the State of the Union, four states -- Wisconsin, Oregon, Maryland, and California -- have submitted AFDC research waiver proposals. Using the 13 coordinating process, Wisconsin's request was approved within 30 days of submission. Its proposal included an expansion of the Learnfare program that requires all teenagers on AFDC (dependent children and heads of families) who have not graduated from high school or earned a high school equivalency diploma to attend school on a regular basis. Wisconsin's Parental and Family Responsibility Demonstration Project (PFR) provides new incentives for teenage welfare recipients to work and marry. The program broadens AFDC eligibility for married teenagers; limits additional payments for additional children; increases earnings that can be received before welfare payments are reduced; and requires participation in education and employment-related services. It was reviewed consistent with an agreement that the review process begin with a meeting among White House, HHS, and Office of Management and Budget officials to look at difficult issues as early as possible. The Administration's strong belief in federalism means that, in some cases, it will approve waivers even where it does not support certain aspects of the proposal. The Administration's current waiver criteria are designed to reduce approval obstacles. These criteria, presented as Appendix A, "Achieving a Balance Between State Innovation, Research Standards and Budget Neutrality," reflect the following: 1. The rigor of evaluation required should be proportional to the financial and programmatic risk posed by a demonstration. A high standard of rigor is 14 required for a project that, if broadly implemented, could have significant effects on family structure, work effort, or costs. A rigorous evaluation can be costly. The cost of an evaluation is shared by a single state and the Federal government, while the benefits of the knowledge gained are available to all states. This problem is exacerbated for small states, which are unlikely to have the expertise to prepare both a waiver proposal and a rigorous evaluation plan. Hence, the Administration proposes to identify additional sources of Federal domestic discretionary funds that could be awarded to supplement the 50/50 match currently available for evaluation costs. 2. Waivers must be budget neutral for the period of experimentation, with interim comparisons of actual demonstration costs versus costs that would have occurred in the absence of the demonstration. 3. Waiver projects may include a significant proportion of program participants in a state, provided that an appropriate evaluation approach is maintained. The Administration's Goals for the Future: Policy Options The Administration has made substantial strides in coordinating welfare payments with work and education in order to encourage individuals to view welfare as 15 a stepping stone to a more productive life. More must be done, however, if welfare reform is to improve individual, family, and community life. Employment is the best way to reduce welfare dependence, and getting a job -- even a low-skilled job -- provides work experience, encourages good habits, and may lead to a better job in the future. Encouraging welfare recipients to finish high school or to enroll in further vocational training or apprenticeship programs will help bring about that outcome. Reform efforts must build on the Family Support Act, strengthening work requirements and extending requirements for responsible behavior to areas beyond their traditional ties to employment and child support enforcement. In order to facilitate state-level innovation, the Administration will pursue steps that can be accomplished within current law as well as propose legislation that will allow for further progress. Actions that can be accomplished under current law 1. Work with states to encourage an interest in welfare reform, and the development of waiver proposals that fit their needs. 2. Encourage specific waiver proposals that we believe offer promise in advancing the overall cause of welfare reform. 16 Current demonstration waiver authority within the Social Security Act and the Food Stamp Act is not intended to permit States to make permanent changes to their programs. However, successful demonstrations can lead to legislative changes to give States the option of adopting the alternative practices proved to be effective. The Family Support Act permits States to limit the benefits provided under their AFDC-UP programs to as few as six months out of a year and to make benefit payments like a paycheck, after satisfactory completion of assigned activities. These provisions resulted from successful demonstrations by the State of Utah. The Administration supported legislation to permit States to adopt Utah's approach on a permanent basis. Similarly, the Administration would tend to support legislation to provide States with options to adopt other practices proved effective in demonstrations. Working with states to develop waivers that fit their needs The President should immediately send a letter to all Governors informing them of steps we are now taking to facilitate waivers. Through various means, states would be provided with information on the waiver process and waivers that the Administration seeks to encourage. Administration representatives will consult with Governors as a follow-up to the President's letter, and encourage grass roots interest that can shape state proposals. 17 Waivers affecting welfare programs will also become part of the Administration's strategy fulfilling the National Education Goals and pursuing the objectives of the America 2000 program. Encouraging specific waiver proposals The Administration will encourage states to request specific waivers involving approaches to reform welfare that we particularly wish to test. Those approaches include providing comprehensive services for teen parents, promoting parental responsibility, and encouraging independence. For state programs involving any or all of these approaches, a waiver will be reviewed in thirty days, subject to the States including an appropriate evaluation plan and cost neutrality mechanism. The Administration believes comprehensive programs for teen parents must be pursued. Elements of comprehensive programs, not all of which require waivers, include: Requiring teen parents to attend school, as the Family Support Act requires and Wisconsin has demonstrated; Requiring teen parents to live with their parents, as has been discussed in California; 18 Requiring teenagers to receive parental training, as has been proposed in the recent Wisconsin waiver; Providing necessary childcare and comprehensive services for children of teen parents, as is done in several states, such as Minnesota; Allowing bonuses to teen parents who attend school, and penalizing those who do not attend, as is the case in Ohio; and Cooperating with school systems to test model educational programs to encourage at-risk teenagers to stay in school. Such programs will help end the cycle of dependency that begins with teenagers having children and not completing high school. The Administration also encourages waiver proposals that promote parental responsibility. States could require that absent fathers who receive Food Stamps or general assistance from state-run programs participate in work or training. The effects of allowing non-custodial parents of AFDC children to volunteer to participate in JOBS are being tested and could be expanded. 19 Parents must be held accountable for their responsibility to their children. For example, states could sanction recipients who do not ensure that their children: Receive recommended immunizations; Receive appropriate health screening and preventive health services; and Attend school regularly, as required in Wisconsin and Ohio. The Administration supports waiver requests for proposals encouraging independence. In particular, states are encouraged to extend the current JOBS work requirements for the AFDC population. Consistent with cost neutrality principles, waivers could allow additional Federal funds for States that are currently at their cap for JOBS funds. Actions that require legislation 1. Expanding waiver authority; 2. Enacting specific waivers and program options that would expand the range of reforms States could undertake on their own; and 20 3. Removing obstacles to opportunity. Additional Waiver Authority Under Section 1115 of the Social Security Act, the Secretary of Health and Human Services may waive compliance with AFDC, child support enforcement, and Medicaid state plan requirements and provide matching funds for costs associated with the waivers. The Administration proposes to expand waiver authority for states. First, the Administration has proposed to expand demonstration authority in Section 1115 of the Social Security Act to include all Federal-State programs authorized in that statute. The Administration also proposes to expand similar waiver authority to the Food Stamp Act and the Housing Act of 1937. This would encourage cities and states to undertake service integration projects, making use of several types of programs on a demonstration basis. While incremental additions to waiver authority are useful, the Administration believes that the process of making federal programs work as part of an opportunity society rather than a welfare society requires broader waiver authority. Last year the Administration proposed the Community Opportunity Act as a means to break down the walls between Federal programs and state and local institutions. 21 Former President Carter recently met with President Bush to discuss The Atlanta Project, an effort to address many of the social problems that affect Atlanta. Flexibility in the application of federal rules and requirements (rather than more resources) tops Atlanta's list of how the federal government can be helpful. Were the Community Opportunity Act to be enacted into law, the broad flexibility that Atlanta seeks would be possible. The Administration reaffirms its support for the Community Opportunity Act. However, there are serious institutional impediments to favorable Congressional action on legislation that cuts across several committees. The Administration will submit new legislation, called the Limited Authority for Local Solutions Act (LALSA), that applies the principles of the Community Opportunity Act on a more limited basis. Through the LALSA initiative, innovative programs will be fostered at the local level. Sites will be selected through a competitive process on a limited basis, by limiting the number of sites in which community opportunity projects could operate or by limiting the number of projects that could be approved in a specified time frame. Expanding Options for Program Waivers The Administration would seek expanded program waiver authority where alternative practices have been shown to be effective, States would be provided with waivers to continue or adopt them through waivers free of research requirements. 22 These options include: strengthening work requirements for welfare recipients; focusing JOBS programs on attachment to employment rather than classroom training; waiving Federal regulations that pose a barrier to employment; and mandating regular school attendance in exchange for benefits; allowing states to vary AFDC benefits by county to reflect regional disparities. These options promote the principles of encouraging individual responsibility and economic independence. The Administration seeks to encourage waivers that attempt to move able- bodied welfare recipients from welfare to work, either through incentives to work or through disincentives to remain on welfare. This approach could include placing more recipients in paid jobs or in unpaid work in public or non-profit agencies. Waivers could allow additional Federal funds for states whose current JOBS spending is at the state's JOBS cap. 23 Successful programs that emphasize job placement are the San Diego, California, Saturation Work Incentive Model (SWIM) and the Riverside, California, GAIN program. These programs provide an alternative to models that focus heavily on classroom education rather than first encouraging job search activities. These programs could be encouraged through a legislative proposal that would simplify their implementation by any state. The Family Support Act requires older teen parents to be in JOBS. Expanding this requirement to younger parents is a possible option for state plans. New Jersey and Illinois have required this in demonstration projects. Experiments of this type are underway in Wisconsin. Ohio combines bonuses for regular school attendance with penalties. Removing Obstacles to Opportunity Certain Federal limitations pose barriers to effective work programs. Their repeal would help welfare recipients attain independence. First, current law prohibits workfare assignments for AFDC recipients if these assignments supplant work of regular public employees. The Administration supports repeal, of this provision because it means that States cannot fund workfare programs through economies in spending for the same kinds of work. Second, the Administration proposes to allow states to calculate workfare hours based on the combined value of AFDC, food 24 stamps, and Medicaid that the family is receiving, up to 40 hours. (need clarifying sentence) Third, the Administration proposes to allow states to pay AFDC to single- parent families in similar form to a paycheck, based on satisfactory attendance and performance in a JOBS activity. Finally, the Administration believes that current limitations on duration of job search should be removed. The Davis-Bacon-regulations and the Fair Labor Standards Act are programs that keep wage levels artificially high for certain occupations. Building on agreements that allow Davis-Bacon to be waived for self-help programs, the Administration proposes that the Fair Labor Standards Act also be waivable. result Summary It is time to reform our welfare system and break the cycle of dependency that for too long has poorly served our neediest citizens. Instead of creating dependency, we must promote personal responsibility and economic independence for all Americans. We must ensure that our welfare system encourages family responsibility. And we must create economic opportunities for welfare recipients by providing them with job training and education. Through flexibility and innovation at the State level, welfare program such provide all Americans with the opportunity for productive and meaningful lives. The talents and abilities of all individuals are too precious to waste as we meet the challenges of the next century. Appendix A: Achieving a Balance Between State Innovation, Research Standards, and Budget Neutrality Summary statement of the issue The Administration currently has the high ground in State welfare reform demonstrations. It is providing States with broad flexibility, but in a responsible way. States are required to do rigorous evaluations and keep their demonstrations cost neutral to the Federal government. Even Senator Moynihan, who opposed some of the policies in Wisconsin's welfare reform demonstration, affirmed that the waivers were worthwhile because a rigorous evaluation would be performed. One State, Wisconsin, has received waivers consistent with these high standards. A number of other states have submitted waiver applications or are in the process of doing so. These States will show that the Administration is living up to the President's promises to make it quicker and easier to get waivers. On the other hand, if rigorous evaluation and cost-neutrality were not required, there is no doubt that more States would apply for waivers. The number of States that will apply for waivers only if rigorous evaluation and cost-neutrality are not required is unknown. So far, only New Jersey has been very resistant to these standards, probably because the State's demonstration is almost sure to involve higher spending and probably will increase the welfare rolls. The question is whether the benefit from giving waivers to more States outweighs the cost of abandoning the high standards for welfare waivers set out in the President's 1993 Budget and applied to all States so far. Background Current broad waiver authority in Sec. 1115 of the Social Security Act and Sec. 17(b) of the Food Stamp Act is research and demonstration authority. It is not intended to let the Executive Branch permit States to make permanent changes in their programs that do not comply with statute. (In fact, the demonstration waiver authority in the Food Stamp Act prohibits this explicitly.) Evaluation of demonstration waivers is not mentioned in either statue, but is assumed. cost-neutrality for the Federal government is not required. HHS has approved many waivers where only minimal evaluation was planned. These have tended to be demonstrations where a State wanted to try a relatively minor change in only a few sites, rather than Statewide. Beginning with evaluations of mandatory job search and workfare in the early 1980s, a higher standard of evaluation has been applied to demonstration waivers. High standards generally benefitted the Administration. Policies such as work requirements that the Reagan Administration supported were found by rigorous 27 evaluations to work, while program liberalizations the Administration opposed did not prove to be effective. Like the current effort, the 1987 White House Low Income Opportunity Board (LIOB) also sought to encourage State welfare reform demonstrations, and about a dozen significant demonstrations were approved. Despite a desire to make it as easy as possible for States to get waivers, the LIOB adopted rigorous evaluation and Federal cost-neutrality as its principle. Rather than viewing the principles as constraints on State flexibility, the Administration viewed evaluation and cost-neutrality as the guarantees that made broad flexibility possible. Although advocates of welfare reform always expect savings, the more common outcome is higher costs. For example, Washington's Governor promised the State legislature that his Family Independence Program demonstration would be cost- neutral by the second year, and save money after that. In fact, as Federal analysts predicted, the demonstration had cost overruns beyond $100 million in the first two years. The LIOB could have argued about future costs and savings with States that wanted waivers, and turned down requests when it looked like they would cost money. That was essentially the policy the individual agencies followed before the LIOB. Instead, the LIOB decided to go ahead and approve waivers the States wanted, even 28 if they were likely to involve additional costs, as long as the Federal government was protected from overruns. Similarly, a high standard for evaluation permitted the LIOB to approve demonstrations of policies to which the Administration was opposed. Without rigorous evaluation results that command credibility, States could be expected to make exaggerated claims about the effectiveness of their demonstrations -- Massachusetts' liberal Education and Testing Program is a prime example. Rigorous evaluation made it possible to permit States to test virtually any legal policy with minimal risk of future unfounded claims of success. In short, a strong desire for real federalism, allowing States maximum policy flexibility, led to adoption of high standards of evaluation and cost-neutrality. The same standards were set out in the States as Laboratories section of the President's 1993 budget. It would not contradict statutory authority to adopt much weaker cost and evaluation standards. No doubt that would increase the number of States that would be interested in obtaining waivers. Whether it would increase the credit the Administration received for inspiring welfare reform is another question. Currently, Wisconsin has received waivers for a demonstration with rigorous evaluation and cost-neutrality. Terms to provide Oregon with waivers for an AFDC 29 demonstration that involves rigorous evaluation and cost-neutrality have been drafted. The State will probably will have its waivers in the next week or two. The State of California is expected to submit its waiver application very soon. The State will perform a rigorous evaluation and keep the demonstration cost-neutral to the Federal government. So far, only New Jersey has been very resistant to the standards of rigorous evaluation and cost-neutrality, probably because the demonstration clearly will increase costs and probably will not be shown to be effective in getting families off welfare. The Administration currently has the high ground on welfare reform. It is giving States wide latitude to experiment, even with controversial policies, but in a responsible way. A rigorous evaluation is required, so that when the demonstration is over, we are sure we know whether it made any difference. And, because welfare reforms, that intend to save money often end up costing money, cost-neutrality is required. If the Administration backs away from the principles in the 1993 Budget, and approved waivers without rigorous evaluation and cost neutrality, it will approve more waivers. Whether the incremental increase over the number it would approve without abandoning these principles will have a positive impact on the public's perception 30 about the President's support for welfare reform is not clear. On the cost side, the Administration could expect partisan charges of misusing research authority for political ends and abandoning its stated principles. PAGE 12 1ST STORY of Level 1 printed in FULL format. Copyright 1992 Globe Newspaper Company The Boston Globe May 21, 1992, Thursday, City Edition SECTION: NATIONAL/FOREIGN; Pg. 1 LENGTH: 1126 words HEADLINE: Swipe at 'Murphy' snarls White House BYLINE: By Michael Kranish, Globe Staff; Walter V. Robinson of the Globe staff contributed to this story from California. Material from the Associated Press was included. DATELINE: WASHINGTON KEYWORD: GEORGE BUSH TELEVISION UNUSUAL NAME-MURPHY BROWN BODY: President Bush, stunned by the intense reaction to Vice President Dan Quayle's criticism of a television character who had a child out of wedlock, tried yesterday to distance himself from the controversy but wound up in the fray anyway, unable to say definitively whether it was better to have an abortion or a fatherless child. Bush's comments were the latest in a series of missteps that might have seemed to mirror the antics on CBS's popular "Murphy Brown." Quayle initiated the events on Tuesday when, in a speech in California, he said the fictional Brown, played by Candice Bergen, was "mocking the importance of fathers by bearing a child alone and calling it just another lifestyle choice." In the show's season finale Monday, Brown - a single, independent-minded, forty-something television reporter - gave birth to a baby boy after choosing to go ahead with a pregnancy. An estimated 38 million Americans watched the show. But Quayle, in his comments on Tuesday, did not mention that Brown had had the baby only after deciding against an abortion. Quayle's critical comments prompted a sharp response by the show's producer, who noted that Quayle should ensure that abortions are legal if he does not want fatherless children. The Bush administration opposes abortion except in the case of rape or if the health of the mother is endangered. White House advisers, sensing that the abortion issue was about to backfire in a way they had never intended, set to work to minimize the effect of Quayle's comment. Yesterday, Bush's spokesman, Marlin Fitzwater, a fan of the show, told reporters that the White House applauded the fictional character's decision not to have an abortion. "The fact is she is demonstrating prolife values which we think are good,' Fitzwater said. He added, "We're not very comfortable getting involved in criticizing her show." LEXIS:NEXIS® LEXIS-NEXIS® LEXIS:NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 13 The Boston Globe, May 21, 1992 That upset Quayle's staff, which considered it a slap at the vice president just as Quayle was putting himself on a limb to appeal to the Republican Party's conservative base. Quayle's staff also provided a clue about why the vice president had targeted the popular comedy in the first place: The show's characters frequently tell Quayle jokes. Quayle, told in Los Angeles that Fitzwater had said the show was prolife, said: "That is not correct. The Murphy Brown show does not represent prolife policies." Quayle declined to say whether Brown should have had an abortion, saying: "Hey, this is a sitcom. My complaint is that Hollywood thinks it's cute to glamorize illegitimacy. Hollywood doesn't get it." Finally, amid this confusion, Bush himself wandered into the ideological minefield yesterday afternoon. At a sun-splashed press conference on the back steps of the White House with Canada's prime minister, Brian Mulroney, Bush was clearly itching to address the issue with a carefully worded response that his aides had spent the morning putting together. "OK, everybody, give me a Murphy Brown question," Bush said, holding up a prepared statement. "I've got one answer right here for you." Bush then tried to sidestep the issue by saying he wanted children to have both a mother and father, even though he said he knew that was "not always possible.' He insisted he would say nothing more on the subject. "I believe that children should have the benefit of being born into families with a mother and a father who will give them love and attention all their lives," Bush said. "That is the best environment in which to raise kids. Not always possible, but that's the best environment." Bush continued: "That's really the kind of guidance I would place on that. I'm not going to get into the details of a very popular television show." That was hardly a ringing endorsement of Quayle's statement, and Bush never did say whether he agreed with his vice president. Then, asked whether it was a mistake for Murphy Brown to portray an unwed mother on the show, as Quayle had maintained, Bush angrily said he was not going to respond. "I told you you must have missed what I said," Bush said. "I said I've just taken the last Murphy Brown question and tried to put it in a serious context that I hope the American people can understand. That's it." But Bush nonetheless went on to back away further from Quayle's comment. While saying that the country would be better off with two-parent households, he suddenly sounded sympathetic to Brown's fictional situation. "It's not always easy, not always possible," Bush acknowledged, referring to two-parent families. TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS·NEXIS® Services of Mead Data Central, Inc. Recyclable PAGE 14 The Boston Globe, May 21, 1992 Still, a reporter pointed out that Bush had not addressed the question of whether it was better for Brown to have an abortion or to have a fatherless child. "Well, as you know, I don't favor abortion," Bush said. "And I think that opting for life is a better path." So does that mean he favors Brown's decision to have the child out of wedlock? In the end, Bush refused to say what he would advise a woman who had to choose between having an abortion or a fatherless child. "I don't know that much about the show," Bush said. "I've told you I don't know any more questions about it I just can't go into details." Bush's advisers seemed split over how the controversy would play out. Quayle made the comment as part of a law-and-order speech in California tailored to Bush's conservative base. But with Bush counting on getting a large female vote to win reelection, some advisers were concerned that Quayle's comment came off as a hypocritical tirade that showed little sympathy for a woman who was trying to follow the administration's policy against abortion. In California, where Quayle touched off the firestorm with his speech on Tuesday, Republicans strategists searching for the motive behind Quayle's remarks said his rivalry with Housing Secretary Jack Kemp, a likely competitor for the White House in 1996, almost certainly explains the conservative oratory. These sources said they believe Quayle has resented the recent spotlight on Kemp and his urban agenda and has been seeking an opportunity to to remind conservatives of his own credentials. "What was Quayle thinking?" one Bush aide lamented back in Washington. "This isn't even a real person. He is attacking a fictional character in a television show that millions of people love." Even though Bush had been forewarned that reporters would question him about Quayle's comment, Bush seemed exasperated that Murphy Brown was the issue of the day. Bush turned to Mulroney, who had dodged all questions, in French and English, about the show. "See, I told you," Bush said, apparently alluding to a warning that there would be questions about Quayle's comment. "You thought I was kidding." GRAPHIC: PHOTO, 1. Vice President Dan Quayle, the "Murphy Brown" critic, talks to students yesterday. REUTERS PHOTO 2. Actress Candice Bergen, in her title role on "Murphy Brown," cradles the newborn baby for the TV program's season finale Monday. CBS-TV PHOTO VIA AP TM TM LEXIS:NEXIS® LEXIS-NEXIS® LEXIS-NEXIS® Services of Mead Data Central, Inc. Recyclable Mary or diff Table 3 State Balanced Budgets and Deficit Limitations: X-6697 Constitutions and Statutory Provisions Governor Governor Must May Carry Legislature May Not Must May Net Constitutional Over Deficit Submit a Must Pass Carry Over Sign a Carry Over Limit on For One Balanced Deficit a Balanced Deficit Balanced General Year into Next Budget into Next State Budget Budget Obligation Maximum Biennium Fiscal Year Debt' Alabama CS YR YR NP NP YR Alaska2 YR Arizona S s S NP NP YR Arkansas S NP NP $350.000 NP YR YR California YR NP NP YR YRS NP YR' 300,000 Colorado $ C C C C C Connecticut YR YR YR YR NP NP NP Delaware C NP C C NP YR YR Florida $ C NP NP NP NP YR NP Georgia YR YR YR NP NP NP 4 Hawaii NP C,S NP NP NP $ Idaho C C NP NP NP YR Illinois C C 2,000.000 NP NP NP NP Indiana C C NP C NP YR C YR Iowa C NP O NP NP NP 250,000 Kensas $ S NP NP YR Kentucky C YR c C 1,000,000 NP YR Louisiana YR YR YR YR 500,000 NP NP Maine YR NP NP . NP NP NP Maryland NP C C NP 2,000,000 YR' YR' YR' NP Massachusettes NP NP NP NP Michigan c NP C C NP NP YR Minnesota YR CS CS 0 S CS NP Mississippi S NP NP NP NP NP Missouri NP 8 C C C NP NP YR 0 Montana C C NP Nebraska YR c YR C C NP NP NP Nevada S NP C NP 100,000 NP NP New Hampshire S NP NP YR AV NP YR YR New Jersey C C NP C NP YR YR 9 New Mexico NP NP YR NP NP New York C YR NP AV c C North Carolina NP C NP c V C NP YR North Dakota YR YR YR YR YR NP YR NP Ohio YR YR NP YR NP YR YR 10 Oklahoma $ NP NP NP YR Oregon YR CS V NP NP Pennsylvania NP c c 50,000 S c Rhode Island NP NP C.S YR NP NP South Carolina YR c V c c NP YR YR " South Dakota c c c NP Tennessee NP C YR C c 100.000 NP Texas NP C YR c NP C NP Utah NP NP $ C NP 200,000 NP Vermont YR NP YR NP AV NP NP NP NP NP Virginia $ NP NP NP S Washington $ $ NP V.T NP NP YR NP West Virginia2 T Wisconsin NP NP NP NP NP NP Wyoming YR YR AV YR NP YR YR AV There are 34 skates corrently, which have some provision Calling for a batanced State budget 6 Advisory Commission on Intergovernmental Relations Table s (cont) State Balanced Budgets and Deficit Limitations: Constitutional and Statutory Provisions Key AV-Percentage of property value NP-No provision T-Percentage of taxes YR-Yes/restriction applies C-Constitutional provision S-Statutory provision V-Popular vote required for any debt 1 Different provisions may apply to other long- and short-term debts. 2 Information not available. 3 May carry over only with legislative concurrence. 4 Not more than 10% of prior year's net general revenues. 5 Not to exceed 20% of average of General Fund revenues for 3 fiscal years preceding; may not be exceeded by popular vote. 6 Limited to 10% of 3-year average of Bond Security and Redemption Fund. 7 General Fund must have positive balance at end of fiscal year of proposed budget. 6 5% of General Fund. 9 5% of General Fund. 10 Highway, $500 million; coal, $100 million. 11 Limited to 5% of last completed fiscal year revenue for capital improvement bonds. Source: National Association of State Budget Officers. Budgetary Processes in the States, 1987. Advisory Commission on Intergovernmental Relations 7 "California's Organization of Tax Fighters" Taxing Times The Official Newsletter of the Howard Jarvis Taxpayers Association Howard Jarvis, Founder Winter 1991 HIGH COURT TO HEAR PROP. 13 JUSTICES TO DECIDE "LIFE" OR "DEATH" FOR TAX CUTTING MEASURE On Monday, October 7, the U.S. of her neighbors, who have owned Supreme Court announced it would their homes for a longer period of time. rule on the constitutionality of Nordlinger's attorney, Carlyle Hall, Proposition 13. The decision of the calls it an "outrageous" equal protec- court in the Nordlinger vs. Hahn (Los tion violation. Angeles County) case could have far At an afternoon press conference reaching effects on every homeowner called to discuss the Supreme Court's in the state. acceptance of the Nordlinger case, Joel Hearings are expected to: take Fox told reporters that HJTA was place early next year and a decision ready for the challenge. to be rendered by July. "We will prove once and for all "It's the ultimate test for Proposi- time that Proposition 13 is constitu- tion 13," said HJTA president Joel tional. We will show the court that Fox. "There's no appeal from the Proposition 13 is sound policy U.S. Supreme Court, so this is life or benefiting all California property own- erst-By-basing property This challenge to Proposition 13 ability to pay at the time of voluntary comes from Los Angeles attorney purchase, and guaranteeing certainty Stephanie Nordlinger. Nordlinger as to what taxes will be in the future, HJTA president Joel Fox is joined at Prop. 13 news conference In the State Capitol by maintains that her constitutional right Proposition 13 protects taxpayers from (L to R) HJTF president John Suttie, Assemblyman Jim Brulte; Assemblyman Chris losing their homes to the tax collec- Chandler and Professor Clark Kelso. to equal protection is being violated because the taxes on her recently tor. These benefits are available purchased home are higher than those See COURT, Page 6 RULING COULD BE RETROACTIVE California taxpayers could be hit California taxpayers liable for with $28 billion in back property taxes additional property taxes going back MAD TAX UPDATE if the U.S. Supreme Court rules the last four years." Proposition 13 unconstitutional. According to Kelso, "The court In the fall issue, "Taxing Times" install custom street lights, does not At a Sacramento news conference, has been wrestling with the reported on HJTA's suit to overturn give authority to school districts to Professor Clark Kelso of the retroactivity issue for the last two McGeorge School of Law discussed terms and appears to be badly frac- illegal maintenance assessment impose fees. districts (MADs) for school facilities Responding to this violation of the possibility that an adverse ruling tured." in Orange County. Proposition 13 - which requires a on Proposition 13 could be made Kelso said Justices Stevens, Last summer, a number of school two-thirds vote of the people to retroactive. Professor Kelso was Blackmun and Scalia have said all districts throughout the state, includ- approve special taxes - HJTA filed joined by HJTA president Joel Fox, cases should be applied retroactively, ing most of the districts in Orange suit against Orange Unified School HJTF president John Suttie and while Justice Souter has expressed County, listened to a consultant's District. Orange was the first district Assemblymembers Chris Chandler some agreement. Justices Rehnquist, recommendations and attempted to to approve a MAD. and Jim Brulte. White, Connor and Kennedy have impose assessments on local property Before a month was out, every "If the court rules that Prop. 13 is, said some decisions should not be owners under the little known 1972 school district in Orange County that in fact, unconstitutional, there is a applied retroactively. The views of Landscaping and Lighting Act. The had passed or was considering a MAD significant risk the court will apply its Justice Thomas on this issue are 1972 Act, which was intended to allow responded to HJTA's legal challenge decision retroactively," said Kelso. currently unknown. a Manhattan Beach neighborhood to See MAD, Page 9 "The result may well be to make See RETROACTIVE, Page 8 Howard Jarvis Taxpayers Association Nonprofit 621 S. Westmoreland Avenue Dept. 2527 Organization Los Angeles, CA 90005-3971 U.S. POSTAGE Taxing Times PROP. 13 PAID Howard Jarvis Taxpayers Published quarterly by the Howard Jarvis Taxpayers LEGAL EXPERT Association Association (HJTA) and the American Tax Reduction Movement (ATRM). Kris Vosburgh, Editor. JOINS Members of HJTA and ATRM enjoy dual membership. HJTA HEADQUARTERS 621 S. Westmoreland Ave., Suite 202 See Page 2 Los Angeles, CA 90005-3971 Photo Copy Preservation PAGE 2 TAXING TIMES This column appeared in the October 13, Los Angeles Times PRESIDENT'S MESSAGE STATE'S TAX REVOLT IS FAR FROM OVER Remember Ben Franklin by Joel Fox The ultimate challenge to Proposi- The United States Supreme Court Rehnquist included a footnote, tion 13 now faces us. The United has decided, to hear a unique death- however, that raised the question that States Supreme Court will determine if penalty case - the court will decide the West Virginia decision may not the life or death of Proposition 13. apply to Proposition 13, a law enacted Proposition 13 is constitutional. We are doing everything possible to de- Good! Let's get on with it, by the people of California to protect against taxation based on inflationary fend Proposition 13. As we have done and prove that Proposition 13 is in all the Proposition 13 court chal- constitutional. housing prices. Historically, for the court, equity lenges, our attorneys will file briefs The court will test Proposition 13 with the Court and assist in the defense on legal principles. However, the has meant equal treatment of equals. court's decision will not be assessed We believe Proposition 13 affords that put up by the defendant, Los Angeles County Assessor Kenneth Hahn. by the national media as a technical protection by requiring everyone to interpretation of the law, but as a pay 1% of the value of the property at We think the arguments are on our side and we will win. But there is no verdict on the tax revolt itself. Both the time of voluntary purchase. When the case comes before the appeal from a decision by the Supreme the national media and many Court, and we must be ready if the opponents of Proposition 13 care little court we will argue that there is a Court rules against Proposition 13. invalid, the Legislature will propose its if Californians are forced to pay more reasonable policy established by When Ben Franklin said we must own alternatives, as will special interest in property taxes. They care if the Proposition 13. The court looks for hang together or hang separately, he organizations that favor higher taxes. symbol for the tax revolt is torn down. reasonable policies behind state tax The legal test will be measured laws. Not only did Proposition 13 save could just as easily have been talking If a Proposition 13 replacement to California taxpayers. In November, becomes necessary, it will take mil- against the ambiguous standard of property from loss to confiscatory taxation, it gave owners certainty in the Howard Jarvis Taxpayers Associa- lions of dollars to run a successful equity of taxation. tion hosted a meeting of leaders of campaign for a measure to protect the Proposition 13 freezes assess- future property taxes. ments at market value at the time of We will remind the court of one many of the taxpayer groups in taxpayers. We may also, at the same the state. Our goal was to discuss time, have to oppose propositions purchase and allows an increase of Adam Smith's maxims in his ideas and alternatives so that, if the which will raise taxes. for inflation of no more than 2% a seminal work on taxation, "Wealth of Nations": The certainty of what each court requires a change to Proposition So, as we prepare our defense year and a change to full market. 13, we can move forward on a united of Proposition 13, we are also looking value when the property transfers individual ought to pay in taxation is front. toward the future. I guarantee we will ownership. a matter of so great importance that a We must work together because, if be ready to protect the taxpayers no In an unanimous court decision very considerable degree of inequality the court rules that Proposition 13 is matter what the Court does. written by Chief Justice William is not near so great an evil as a small Rehnquist nearly three years ago, the degree of uncertainty. Court ruled in a West Virginia case We will remind the court that that taxing similar property based on Justice Frank Richardson of the See Page 4 for the value at time of purchase was California Supreme Court declared, Sacramento Report a violation of equal protection of in ruling Proposition.13 constitutional: the law. See REVOLT, Page 6 QUOTES WORTH NOTE unlimited access to the public's money "Prior to Prop. 13's passage, the house next door sold for big bucks by reinstating their control of property homeowners never knew from year to it meant your home would probably "Those on the government payroll taxes. Proposition 13 tied their hands year how much they' d have to pay in be reassessed next year." who speak of inequities and unfairness and they have been crying ever since." property taxes. You trembled with Columnist Raymond Brown don't really care about inequities and Jim Berry, columnist for West fear when you opened your annual in the San Francisco fairness, what they really want is Coast Community Newspapers property tax bill. You hated it when Examiner-Chronicle Prop. 13 Legal Expert Joins HJTA Staff Washington Report ATRM Fights Gas Tax Tax and term limitation expert Jonathan Coupal has been named If all that went on in Washington the nests of various Senators and Director of Legal Affairs for the was midnight pay raises for Senators Representatives with a highly dispro- Howard Jarvis Taxpayers Association. accompanied by the sound of House portionate number of these projects Fresh from victory in defending members bouncing checks, we might going to the states of the chairmen of Proposition 140 (term limits) before call ourselves lucky. the committees with jurisdiction." the California Supreme Court, Coupal While California taxpayers' Added Crane, "Frankly, I find this comes to HJTA from the Pacific Legal attention has been riveted on new state whole process revolting." Foundation where he held the Howard taxes and threats to Proposition 13, The American Tax Reduction Jarvis Chair of Citizen Taxpayer Law there has been a move in Congress to Movement (ATRM) lobbied strongly - a position endowed by HJTA. wring another nickel a gallon out of the in opposition, contacting all 535 mem- Coupal will be devoting his full motoring public. bers of Congress. On September 1, attention to the defense of Proposition H.R. 2950, the Intermodal Surface Speaker Thomas Foley and Congress- 13 before the U.S. Supreme Court. Jonathan Coupal, HJTA Director of Transportation Infrastructure Act of man Dan Rostenkowski, Chairman of Coupal has successfully briefed and Legal Affairs. 1991, would have added another 5 the Joint Committee on Taxation, argued on behalf of Proposition 13, energies on behalf of taxpayers." cents to the cost of a gallon of gasoline. jointly announced that efforts to pass Proposition 62 and the Gann spending Coupal is a graduate of the This on top of the 5 cent increase the gas tax would be abandoned. limit in numerous cases. Marshall-Wythe School of Law, at the Congress approved last year. Only for now, we suspect. "Jon has one of the finest legal College of William and Mary As Congressman Phil Crane minds in the state," commented HJTA in Virginia. (R-III.) told ATRM, "The bill contains Members of HJTA and ATRM president, Joel Fox. "We are fortunate See Jon's report under "Legal nearly 460 "special" projects to feather enjoy duel membership. that he can now devote his full Front," page 6. Photo Copy Preservation PAGE 4 TAXING TIMES TAXING MAD. Sacramento Report AB 1505 was a bill that, like a stealth aircraft, moved quietly though the legislative process with little attention or opposition. We learned of the existence of the bill in the late afternoon of Aug 1991 LEGISLATIVE WRAP UP 30th, the day before the end of the 1991 legislative session. by Steve Carlson Once we analyzed the measure we knew we must vigorously oppose HJTA Legislative Advocate even though it would be extremely difficult to stop a bill at this late stage ( the legislative process and such opposition is often viewed as a breach C Taxpayers bashed by budget, but HJTA holds "legislative protocol" (assuming that is not an oxymoron). On the morning of Aug. 31st, the Assembly was only a few agenda items the line on Proposition 13 and the initiative away from taking up the matter of concurrence in Senate Amendments, AB process 1505's last legislative stop before the Governor's desk. I dashed off a two- The 1991 legislative session was one of the most turbulent and line letter opposing the bill and FAXed it over to Assemblyman Mountjoy's difficult in recent memory due in large part to the budget crisis and the office at the Capitol. Nancy, Mountjoy's top legislative aid, grabbed it and ran it down to the Assembly floor moments before final consideration of AB beginnings of the push and shove of reapportionment that will continue into 1505. 1992. Recent announcements indicate that despite the new tax increases, a As the front page story in the Sacramento Bee recounted, when AB 1505 deficit of between $2 and $3 billion is projected for the next fiscal year. Economists say that much of the shortfall is due to the loss of jobs in was debated and Assemblyman Mountjoy rose to inform Assemblymembers that he had just received a FAXed opposition letter from the Howard Jarvis California, and many believe that tax increases contribute to the loss of jobs and reduction of tax revenue. Taxpayers Association, "the red lights began to blink," which is legislative For the Howard Jarvis Taxpayers Association, however, the major non- parlance for negative votes. The mere mention of HJTA's opposition to budget issues in the legislature were focused in two major areas, assaults on the bill garnered 31 NO votes, when the bill had previously received only 6 negative votes in its first trip though the Assembly. Proposition 13 and attacks on the initiative process. Happily, HJTA's legis- After the measure passed the Assembly, we embarked on an intense and lative record on these most important issues was highly successful. ultimately successful effort to secure the Governor's veto. We were joined Assaults on Proposition 13 by groups such as Cal-Tax, the Farm Bureau, friendly legislators and private citizens. Action on the three bills about which we have the greatest concern, ACA 4, ACA 6 and SCA 8, each of which would make it easier to raise property This story illustrates the complexity of the legislative process, but more By specia taxes, has been put over until next year. Of the other bills that attempted in importantly demonstrates that the Howard Jarvis Taxpayers Association has America's le: various ways to circumvent Proposition 13, only a few survived the legisla- the respect and attention of the Governor and a significant portion of the tive process and arrived at the Governor's desk. We are glad to report the Legislature. The credit for this belongs to the HJTA membership. Your one of the r Governor vetoed all of them. petitions, postcards, personal letters and calls are a constant reminder ever made. One of the most dangerous to taxpayers, AB 1505 by Assemblyman Sam to lawmakers that their votes are being watched by tens of and groups Farr (D Carmel), would have made the creation and implementation of thousands of very concerned citizens. Keep up the good work! It Is county service areas (CSAs) much easier. CSAs are a form of benefit The Governor vetoes Jin assessment district. Counties use these districts to assess property owners for the "benefit" of various services such as police, fire and others. HJTA two more direct attacks views these CSAs as schemes to impose property tax increases without the on Proposition 13: YOU WRITE Bless Pe requisite Proposition 13 vote of the people. anoSB 164(Mello) opposed LAWMAKERS While backers of AB 1505 called it "user friendly," in fact, the bill and ultimately obtained a veto of In would have radically increased the percentage of homeowners required to this bill which imposed an "excise" ANYTIME submit written protests in order to prevent the creation of a new CSA. This tax of $35 per parcel for open space write your state would have made a successful challenge a virtual impossibility. areas in Monterey and Santa Clara Ta senator assembly representative Our efforts to derail AB 1505 tell an interesting story about the legisla- counties. We advised the Governor P or the Governor the State tive process and how HJTA is viewed in Sacramento. See SACRAMENTO Capitol Sacramento CA 95814. In each two-year legislative session nearly 8,000 bills are introduced and REPORT, Page 11 W ILo This column appeared in the June 3, Sacramento Bee Let Taxpayers Beware of the 'Fair-Share' Ruse Robin Hood is back. On the silver his no-new-taxes pledge last year. So, we deal with perception. One getting more money for government. screen, on the television tube, and in The question is: Exactly what argument put forth by the tax fairness Will an income tax increase on the political arena - and in this year's constitutes a fair share of taxes? side is that the wealthiest residents the wealthy end the hollering for more state budget debate. "Take from the Statistics do not provide an must pay a larger proportionate tax dollars? Temporarily, at best. rich and give to the poor" is the answer. They are often contrary and Su share of their income since they have When the income tax was created by strategy of many Democratic confusing. For example, Citizens for profited from the benefits of the 14 the 16th amendment to the United politicians, the education establish- Tax Justice, a group which favors California work environment and sta States Constitution, the promise was ment and public employee unions. higher income taxes on the rich, claims they must re-pay for their success. off that only the rich would pay the toll. Governor Pete Wilson's budget that the lowest family income group Ignored is the fact that California has Over 98% of American families were plan does not include income tax pays 14.1% of their incomes in state benefited from the efforts and creativ- No exempted from its levies. Yet, we increases. Wilson insists that raising taxes, while the richest pays 10.6%. ity of these people, who have brought be know that the income tax now catches the income tax on- the wealthy will However, other studies reveal this jobs and produced more taxable most Americans in its net. dry up investment-capital-and.thus state already has the most progressive revenue for the state. to drive jobs from the state. The fair share strategy is the income tax, in the country. The top If the fair share concept is clouded as advance guard for more tax increases. Those who want more govern- 10% of California income tax payers with emotion, is there any simple way This is not Robin Hood redux. ment spending feel the wealthy can pay 75% of the income tax revenue to measure fair and equitable tax Robin's victims were often the best afford to pay for it. However, gathered in by the state. On top of shares? government - Prince John, the instead of making the unpalatable that, these richest of Californians Probably the fairest income tax is st sheriff of Nottingham and his argument that the rich have the money undoubtedly pay more sales tax dollars a flat tax, with everyone paying tax-collecting henchmen, who became a) so we'll take it from them, they for they buy more goods, and, the same percentage of income. la rich by overtaxing the peasants. complain that the rich are not paying usually, at higher prices. Under such a scheme, those who made is their fair share of taxes. Robin Hood was taking the tax money Statistics in the hands of a a larger income would pay more 0 The tax fairness issue has become confiscated by government and politician are like a lamp post to a dollars. returning it to its rightful owners. successful political tool since it was drunk. They're used more for support However, the fair share debate is N Beware spenders in false Lincoln used to back President Bush away from than for illumination. not really about fair share; it's about green. Photo Copy Preservation PAGE 6 TAXING TIMES REVOLT, from Page 2 Property taxes revert to current THE LEGAL FRONT "An acquisition value system may market value at 1%. According to a operate on a fairer basis than a current state Senate commission, that would value system." amount to an $11 billion tax increase. By Jonathan Coupal, HJTA Director of Legal Affairs We will remind the Court that A new property tax plan will face Proposition 13 has not only given a long, hard battle. There is no perfect Challenge To Proposition 13 Goes To certainty in taxation and helped solution. As the 18th century poet, stimulate the economy by keeping Alexander Pope, discovered: "Who- United States Supreme Court dollars in the taxpayers' pockets, but ever hopes a faultless tax to see, hopes it has also provided a 10% increase in what ne'er was, is not, and ne er - Nordlinger V. Hahn. property taxes for local government shall be." each year. Proposition 13's property tax A major attack on Proposition 13 will be heard by the United States The property tax is a general tax, system should withstand the equal Supreme Court early next year. The lawsuit is being financed by groups not a charge for certain services. An protection challenge. However, if that claim the landmark measure is "unfair" and therefore want to destroy argument is often made that owners Proposition 13 is ruled unconstitu- it at any cost. HJTA's lawyers argued the case in the California Court of of similar properties should pay the tional, this will hardly be the end of Appeal, which rejected the challenge. The lower court agreed with same for similar services. This the tax revolt, as some fervently wish. HJTA's argument that California's property tax system is/better than argument ignores the individual The spirit of Proposition 13 lives on. traditional tax schemes. For example, only a system like Proposition 13 taxpayer's ability to pay. The spirit abounds in this past provides protection against taxes on increases in property value (paper Britain's Margaret Thatcher weekend's Connecticut anti-tax profits), guarantees certainty in future property tax bills and provides a attempted to have services paid for rally and the polls measuring the stable revenue source for local governments. HJTA will submit its equally by those who received them. opposition to California's new tax arguments to the court later this month. Her idea was to show how much local increases. A question on everyone's mind is, "What are the chances that Proposition government spending really cost. If the court strikes down the old 13 will be thrown out?" HJTA continues to believe that the chance of Despite this worthy objective, the Proposition 13, a new one quickly will losing Proposition 13 is very small. However, if we are wrong, the results political. results were a disaster rise to limit taxation. Considering the would be catastrophic. No matter how slight the possibility that Propsition because she, too, ignored the impor- anti-tax mood in the state, it will have 13 will be overturned, HJTA must take all precautions to protect its tant requirement of ability to pay. the same support as the original. members and all California taxpayers. What happens if Proposition 13 Symbolically, and as law, Propo- is thrown out by the Court? sition 13 is far from finished. CALIFORNIA SUPREME COURT SHOWS INTEREST IN PROPO- National Taxpayers Union SITION 62 - Rider V. San Diego. Justices of the California Supreme president David Stanley Court grilled government lawyers recently in a hearing on the constitu- presents achievement tionality of Proposition 62, an HJTA sponsored initiative intended to plug award to Joel Fox who some earlier court created loopholes in Proposition 13. HJTA has accepts on behalf The plaque reads, "This participated in several Proposition 62 lawsuits in the lower courts with award is presented to Joel only limited success. However, HJTA both briefed and argued Rider Fox, the BoardofDirectors, San Diego before the California Supreme Court in October and the Members and Staff of the questions from the justices indicated that they may agree with HJTA's Howard Jarvis Taxpayers Association for their out- arguments. If the validity of Proposition 62 is upheld; it would some d'standing work on behalf teeth back in the requirements found in both Proposition 13 and Propo- "all California taxpayers. sition 62 for voter approval of many non-property related local taxes. A The award was presented at the 1991 National decision from the high court can be expected within several weeks. Taxpayers Conference in CALIFORNIA SUPREME COURT TO HEAR IMPORTANT Washington, D.C. ASSESSMENT DISTRICT SUIT - Knox V. City of Orland. One of the ways local governments have gotten around Proposition 13 is through "benefit assessments," also called "special assessments." In fact, HJTA COURT, from Page 1 To make certain that the initiative recently filed suit in Orange County against such a tax, forcing a school equally to all property owners," Fox process is available to the people for district to abandon its plans to use the Landscaping and Lighting Act of stated. a new Proposition 13, if needed, Gann 1972 to impose new taxes on local residents. (HJTA V. Orange Unified One of HJTA's attorneys, Jay is working on an initiative to protect School District). Now, the California Supreme Court has agreed to hear Curtis, a nationally recognized expert the initiative process from attacks by a case involving the 1972 Act, one of the main culprits in this new taxing on tax policy with the firm of Baker the state Legislature. HJTA is fully scheme, in Knox V. City of Orland. HJTA had written a letter to the court & Hostetler, McCutchen, Black, supporting the Gann effort. urging that it accept the case for review. joined Joel Fox in responding to To reinforce the defense of questions from the press. Curtis, who HJTA ATTACKS REAL ESTATE TRANSFER TAXES - Fielder et Proposition 13 before the Supreme has been hired by HJTA to assist Los al. V: City of Los Angeles. HJTA as lead plaintiff, along with two home Court, HJTA has hired attorney and Angeles County in preparing the owners and realtor groups, has sued the city of Los Angeles over its huge Proposition 13 expert Jonathan Coupal response to the Nordlinger suit, told increase in real estate transfer taxes. Proposition 13 flatly prohibits these on a full-time basis (see related story reporters that if Proposition 13 is taxes, bat a court of appeal in San Francisco validated the City of page 2). Coupal's first priority will struck down, Californians can expect be preparing a new amicus brief to Oakland's tax two years ago. HJTA filed suit in Los Angeles as a way to much higher taxes. "The pressure in challenge the other court decision, in the hope that the California support the landmark tax cutting the Legislature is for higher taxes," measure. Supreme Court will ultimately decide the issue. Curtis said. The Nordlinger suit is one of three HJTA TAKES ON VIEW TAX Joel Fox vowed that if Proposi- challenges filed against Proposition 13 HJTA and local homeowners have filed suit against the City of Port tion 13 is struck down, taxpayers will after the U.S. Supreme Court ruled in Hueneme to overtum the recently approved "view tax." The Port be back with a new initiative to pro- a 1989 West Virginia case that a Hueneme City Council voted to impose a special assessment on local tect homeowners. "Those who want county tax policy, with similarities to residents ranging from $66 to $184 per year, depending on the view from to raise our taxes may like the new Proposition 13, was in violation of the property and its proximity to the ocean. HJTA maintains the one even less than Proposition 13." the equal protection clause of the assessment is really a special tax which, under Proposition 13, requires Commenting from his Sacramento United States Constitution. All three a two-thirds vote of the people. office, Rich Gann, president of Paul challenges have been rejected by Gann's Citizen committee, agreed. state courts. PERSONAL NOTE: For several years, I have represented HJTA in The son of Proposition 13's co-author numerous lawsuits seeking to protect the interests of its members, and / In June, the U.S. Supreme Court said a property protection constitu- have come to know the people at HJTA on both a professional and agreed to hear the case filed by R.H. tional amendment would definitely be personal level. They are the most dedicated group of tax fighters 1 have Macy and Co., but the giant depart- placed on the ballot if Proposition 13 ment store chain withdrew its suit ever seen. Howard Jarvis-would be proud. Therefore, when they asked is overturned. "Right now the only under pressure from customers. The me to join the team as the Director of Legal Affairs, it didn't take long for way Proposition 13 could be improved third suit, by Northwest Financial, Inc. me to say yes. I look forward to working with HJTA for many years to would be to close the gates to stop the come. against San Diego County, has not ways they have found to get around yet been appealed to the nation's Proposition 13." highest court. Photo Copy Preservation Photo Copy Preservation IMES TAXING TIMES PAGE 7 current ng to a would Fox Testifies Before Senate Committee on Misuse of Assessment Districts icrease. ill face perfect The following statement was made by Joel Fox before the Senate Local Government Committee y poet, on October 30, 1991. "Who- hopes I have with me a report of the The court of 1979 looked at connection between a taxpayer and an additional $1408. 1 Landscaping and Lighting Act of 1972 benefit assessments as they were the object to be built, protected, As this continues we will return put together by the Legislative Intent traditionally used in this state; the maintained, cleaned, observed or Service located in Sacramento. The to the atmosphere of the pre- rty tax jurists could not have imagined enjoyed, there is a potential assess- Howard Jarvis Taxpayers Association Proposition 13 days when the match equal assessments levied as a benefit to ment lurking. ver, if commissioned this study this past was set to the powder by government property miles away from a park, as Our world renowned view tax in onstitu- summer when the school maintenance officials who decided what they was the case in Orland; or an Port Hueneme could be the forerunner wanted to run their agencies, and also end of assessment districts began sprouting assessment to build a new police of taxes not only for those living by around the state. decided how much the taxpayers could 'y wish. station, as they want to do in the ocean but for those who just come afford. ves on. Nowhere does this Act give the Alhambra; or for the benefit of an for a peek; and like Lot's wife, Like the property tax of those IS past authority to school districts to establish ocean view, as was done in Port everyone who looks will be damned, days, most assessments have no limits, nti-tax the maintenance assessment landscap- Hueneme, over a majority protest of in this case by the tax man. ing district. The purpose of the Act nor is a vote of the people required ng the the people. In fact, a court in a 1980 As absurd as this may sound, before they are levied. Both charac- tax was to streamline procedures in the decision- expressly stated a govern- imagine how absurd the uses of the teristics make assessments welcomed 1911 Assessment Act, not make ment facility like a fire station could current assessment districts would traditional assessment authority at government Halls like long lost the old not be constructed with a benefit look to those legislators who passed children. kly will available to a new class of government assessment. Tell that to the people in the original California assessment acts entity. The notification system can be ring the Alhambra. at the beginning of the century. ill have Many benefit assessments and frustrating for the taxpayers. A Benefit assessments have If we intend to use service charges contract city attorney boasted of his al. special assessments on property are stretched like Pinocchio's nose beyond or user fees for each service rendered, property taxes. There is no distinction way to get around Proposition 13 Propo- their original size and intent. These such as an assessment on a parcel of in the taxpayer's mind between these when he suggested making the district expanding assessment districts, and, I property to provide for nearby as large as possible because it was property taxes and other varieties, and would add, Community Service Areas, landscaping and lighting, then perhaps harder to get a protest vote. He further the image is becoming blurred because should be the focus of this committee's we no longer need a general property of the way assessment districts are advised to, "Put your public announce- investigation, not just the Landscaping tax. But, beware the political fates. ment of the creation of the assessment being misused. and Lighting Act. Britain's Margaret Thatcher attempted There is a clear pattern that some district in the newspaper where it gets If they are not checked, where will to have services paid for equally by government authorities and consult- lost with the divorces. If nobody this lead? Is it so unreasonable to those who received them. Her idea ants have decided that assessment notices within 30 days, you're home imagine a view tax on the Redwood was to show how much government free." districts are the way to raise property Coast, or the mountains around Los spending really cost. While the logic taxes and escape the voting Angeles? The Committee's report notes one for her community service charge was city used a benefit assessment to requirements of Proposition 13 If assessments are appropriate for sound, the political results were While a court ruled in 1979 that ocean views, why not assessments for disaster. "launder" money for its general fund. "true" assessments were not taxes in certain city views? Doubters should I suggest that nearly all expanded We are headed in that direction. I assessments are used like that to free the meaning of Proposition 13, the remember that beauty is in the eye of have here a two year old tax bill from up general fund revenues. expanded assessment districts of today. the beholder who sets the rates. Alameda County. On this residential Before I conclude, I would like to are different from the assessment Rationales for assessments appear property the property tax is $494. Ten say a word about the criticism levied districts of 1979. endless. As long as there is a remote other assessments and charges total See FOX TESTIFIES, page 9 tiative de for Gann rotect ks by fully CRAs Pose Hidden Burden for Taxpayers se of preme By Norton Halper, Guest Columnist y and The concept of redevelopment real blight, the CRAs are used as a "oupal cow pastures, and well-to-do areas like This diversion of property tax (urban renewal), as conceived in the weapon for economic competition story Hidden Hills in L.A. County, have revenue places a tremendous addi- 1940's, had the well-intentioned goal between cities at the expense of local y will been declared blighted. tional burden on taxpayers. The state of cleaning up blighted neighbor- residents, small businesses and rief to Cities, through their development has to make up the loss to schools and hoods, replacing rundown buildings taxpayers. utting agencies, aggressively compete with other local programs. Last year the with new homes and businesses that When Proposition 13 passed, each other to see who can give the state paid an additional $450 million would serve the local community. To cities looked for new sources of three most to lure autos, malls, shopping to schools alone to make up for the accomplish these ends laws were revenue: The sales tax from CRA on 13 centers, even sports teams and property tax shortfall created by passed which allowed cities to form iled in initiated projects was seen as the stadiums. CRAs. Community Redevelopment Agencies answer. Cities tried to outdo each hat a The idea is to increase the city's The economic slowdown exposes (CRAs) which would be semi- ties to other in making lucrative offers to sales tax revenue, while the agency the CRAs as a giant ponzi scheme autonomous, the commissioners being on of developers, using as bait the land gets the bulk of the increased tax on with the taxpayers as its victims. appointed by local elected officials. of the purchased at below value or taken the property caused by the change in While school districts, counties and The CRA's were to obtain truly three from local owners through the ownership. This additional property cities throughout California are cutting blighted urban property under threat condemnation process. di by tax revenue, known as the tax back vital services, the CRAs' coffers of condemnation, paying the owners When a redevelopment plan is increment, is used to further expand are flush with billions of dollars based on the agency determined value. Court adopted, citizens within the boundaries the redevelopment agency's activities. diverted from regular taxing agencies. To stimulate development, the CRA R.H. live under a cloud of uncertainty. The original property tax base is The Legislature must critically would use tax breaks, low cost loans Frightened property owners don't available to local government to fund epart- examine the operation of CRAs and and outright sale at less than true suit know if they should repair, improve, vital services like police and fire exact reforms curbing the cruel abuses market value to attract private The or sell, at a reduced price to protection, schools and trauma centers. of the redevelopment system or, better developers. speculators. I, Inc. Howard Jarvis called it "an end run yet, scrap the whole thing. What is occurring now would be Numerous abuses of redevelop- IS not around Proposition 13." There were almost unrecognizable to the original ment have occurred. Flooded areas, lion's 179 redevelopment agencies when Norton Halper is the president of proponents of urban renewal. Rather golf courses, communities needing Proposition 13 passed in 1978; today SCRAP, Stop the CRA Plague. He than a tool to eliminate pockets of only minor cosmetic improvements, there are nearly 400 may be reached at 213/467-1753 TAXING TI MAD, from / TAXING TIMES PAGE 8 and the angry by cancellin included scho This column appeared in the August 15, Los Angeles Times Beach, West Midway Cit THE PEOPLE WANT A as the Place and the Oran VOTE IN THEIR TAXATION MADs Burbank. B by Joel Fox at a halfpenny a stamp. but pockets HJTA I The "mob" opposing a school A few pennies here, a few pennies maintenance assessment district in there, and soon you're talking about a against th School Dis Orange County was described as yoke of taxes. Most of the new assessment MAD to l' "almost maniacal" by Jerry Sullivan, a trustee of the Huntington Beach districts were set up to aid education. Union High School District Thus those in support of the tax try to LOCAL FOX TES change the focus of the debate from TAX- The "mob" raging against against 11 PAYERS Britain's infamous Stamp Act in taxation to education. How could the against so Boston was described as full of "ill tax protestors be opposed to funding One humors" by Francis Bernard, Royal education? making a Governor of the Massachusetts Bay The Stamp Act was instituted to MAINTENANCE school Colony. provide funds for defense of the districts, There are great similarities Colonies. The primary function of any a lawsu between the spontaneous outburst of government is defense of its citizens. assessme California property owners to the How could the tax protestors of two property imposition of taxes in the form of centuries ago be opposed to funding membe assessment districts in the summer of their own defense? protesti 1991, and the Colonists' reaction to Neither education nor defense almost the British Stamp Act of 1765. were the issues in the protests. The The Members of the Sons of Liberty issue was and is taxes and how they tarred and feathered stamp agents to are levied. THE BATTLE OF ORANGE COUNTY between Califor protest the tax which required stamps While the battle cry of the East imposit to be affixed on such things as business Coast Americans was "no taxation licenses, legal documents, diplomas, without representation," the taxes on and newspapers. Modern day tar and the West Coast have been levied by declared that "no taxes be imposed on place of a vote of school trustees. feathering for officials who voted for duly elected officials. Wasn't the them (the people) but with their own However, the requirement of a two- a new tax on property comes in the revolution fought to establish a consent, given personally or by their thirds vote for tax increases was not form of recall petitions. representative government? representatives.' only part of Proposition 13's property Proponents of the assessments Yes, but even Colonial leaders The Colonists complained of the tax protection plan, it has also existed W don't understand what all the fuss is protesting the Stamp Act always arrogance of the taxing authorities. in the state Constitution since 1879 That vanted 10 LOX for bonds property taxes: hatche to mystified that a Lhad consent to being he The same cries can be The way we tax ourselves how HJTA lawsuit an thought that representative govern- heard today under representati much is taken; and how it is taken early assessment that amounted to $2.50 per ments make tax decisions came government. In Port Hueneme, last is an expression of our freedom had 11 property per month. This strategy of second month, more than half the affected Facing withering and continuing sessin breaking down a tax to a seemingly In the Virginia House of property. owners objected to a beach protests, many, of, the maintenance until insignificant amount is not uncommon Burgesses, Patrick Henry proposed area assessment district; the City assessment districts have been by lo to those who seek more taxes. When seven resolutions against the Stamp Council passed it anyway. rescinded. Facing an outraged popu- watcl the bonds to provide money for the Act. One called for "taxation of the The people are demanding a vote lace, the Stamp Act was rescinded. was 911 network were placed on the Los people by themselves, or by persons to raise local taxes. At the time, a New Yorker wrote MAI Angeles City ballot last spring, chosen by themselves to represent California School Superintendent that when people became "turbulent proponents argued that the tax would them, who can only know what taxes Bill Honig jumped into the fray over and uneasy" it showed "a certain sign Cou: amount to three cents a day, the people are able to bear. maintenance assessment districts of maladministration" in government. But, then the stamps required to The Stamp Act Congress, the first supporting the idea of a majority vote His words echo down through the be affixed to documents in 1765 started intercolonial meeting in America, of the people to approve the district in years. 7 RETROACTIVE, from Page 1 proportions." since its passage in 1978. "In 1989, the U.S. Supreme Court John Suttie, president of the The HOWARD JARVIS TAXPAY- QUOTES WORTH NOTE Suj put California on notice that Prop. 13 Howard Jarvis Taxpayers Foundation, ERS ASSOCIATION (HJTA), formerly 141 may be unconstitutional when it said his group will file its own brief the California Tax Reduction Move- "For 13 years Proposition 13 has sta decided Allegheny-Pittsburgh Coal with the court, this one arguing against ment, was founded by Howard and protected Californians from a cruel of Company V. County Commission of retroactive ruling. Estelle Jarvis to serve as a legal and tax. The ever-upward spiral of Webster County," said Kelso.- This We re operating on the assump- political watchdog over Proposition property taxation had been particu- No may suggest to the court that it would tion the court will uphold Proposition 13. Joel Fox serves as president. larly unfair to seniors. For the sake not be unfair to the state of California 13, said Suttie, "but if it shouldn't, The HOWARD JARVIS TAX of fairness and good economic P1 to apply its decision retroactively.' we'll be ready to defend against a PAYERS FOUNDATION (HJTF), policy, Californians ought not to HJTA president Joel Fox said, "A retroactive ruling." formerly the American Tax Reduction abandon the historic achievement of retroactive decision by the court may Suttie said he has sent letters to Foundation, was also founded by Proposition 13." cost California taxpayers $28 billion every member of the Legislature, the Howard Jarvis. It is separate from the Congressman Tom Campbell - $933 for every man, woman and Governor, the state's other constitu- HOWARD JARVIS TAXPAYERS child living in California." The $28 tional officers; and every tax assessor ASSOCIATION and is devoted to "During 19 years in the Solano S billion estimate is based on data in California asking them to sign the promoting economic education and the County administrator's office, I supplied by state Board of foundation's legal brief. study of tax policy. The Foundation learned about local duplications in Equalization member Matt Fong. "When looking down the barrel recently funded four major academic services. Activities were allowed "While we're confident that the of a $28 billion tax hit, it's critical we studies to provide alternatives that because elected officials did not want court will uphold the constitutionality stand together," concluded Fox. would protect taxpayers if Proposi- to offend other elected officials, and of Proposition 13, we're not taking Authored by tax crusaders tion 13 is overturned by the U.S. funds were spent that might not benefit any chances," said Fox. "Obviously, Howard Jarvis and Paul Gann, Supreme Court. John Suttie serves as all the county but would help an a $28 billion property tax bill would Proposition 13 has saved California president. elected official in the next election." be an economic disaster.of Don Dowling Photo Copy Preservation Photo copy Preservation TAXING TIMES PAGE 9 MAD, from Page / football stadium, HJTA attorneys are and the angry complaints of taxpayers studying the possibility of filing suit by cancelling their efforts. These against the Jefferson Union High included school districts in Huntington School District in Daly City, the Beach, Westminster, Fountain Valley, Sequoia Union High School District Midway City, and Fullerton, as well in Redwood City and Bonita Unified as the Placentia-Yorl Linda Unified in La Verne, all of which have and the Orange Unified. approved MADs. MADs have also been rejected in HJTA believes that success in one Burbank, Escondido and Kem County, suit will eventually invalidate all but pockets of resistance remain. MADs, but the concern remains that HJTA has followed up with a suit if these school districts are not against the Whittier Union High challenged, other districts will think School District which has imposed a it is safe to impose assessments on MAD to pay for refurbishment of a local property owners. FOX TESTIFIES, from page 7 assessment districts in the summer of against the taxpayers for rallying 1991, and the American Colonists' against some of these assessments. reaction to the British Stamp Act One of the consultants, who was of 1765. making a tidy profit. from pushing the The British officials labeled the school maintenance assessment American patriots who protested the districts, claimed to be mystified that tax "mobs." And the tax which started a lawsuit was brought against an at a half-penney, could be considered assessment that amounted to $2.50 per "insignificant." property per month. A school board The Stamp Act was instituted to member complained that those provide funds for defense of the Colo- Joel Fox talked with political commentator Bruce Herschensohn before Taxpayer Action protesting the assessments were nies. The primary function of any gov- Dayrally in West Los Angeles on Oct. 19. Later the same day, Fox spoke at rallies in Orange emment is defense of its citizens. How County (below) and in Ventura County (bottom). HJTA's Jonathan Coupal spoke at the almost a "maniacal mob." Sacramento rally. There are great similarities could the tax protestors of two centu- between the spontaneous outburst of ries ago be opposed to funding their California property owners to the own defense, and protestors of today imposition of taxes in the form of See FOX TESTIFIES, page 11 CITIZEN TAXPAYERS STRIKE AGAIN! When new tax schemes are in person at school board meetings, as hatched by local government, it is well as the many others who protested HJTA's members that provide the by phone or letter, are an example for early warning system. We at HJTA taxpayers everywhere. We would like had never heard of maintenance as- to tip our HJTA hat to two tax fighters sessment districts (MADs) for schools in particular. Carole Walters and until they were brought to our attention Roland Krucger not only were stal- by local tax fighters. As a result of the wart in keeping the pressure on the watchfulness of these citizens, HJTA Orange Unified School Board, but they was able to move rapidly against the stood tall for the taxpayers by MADs with legal action. volunteering to serve as co-plaintiffs The many hundreds of Orange in HJTA's lawsuit against the school County residents who protested MADs district. TERM LIMITS UPHELD LAWMAKERS' RETIREMENT SET By a vote of 6 to 1, the California one of 'politicians'.' Said Mosk, "The Supreme Court has upheld Proposition intitiative process is out of control." 140, voter approved term limits for Proposition 140 limits state con- state lawmakers and constitutional stitutional offices and state senators officers. to two four-year terms (eight years) After Proposition 140 passed in and members of the Assembly to three November of 1990, indignant incum- two-year terms (six years). The court bent legislators filed suit claiming that also upheld limitations on how much Proposition 140 denied voters the right the Legislature can spend on itself, to re-elect candidates of their choice but limitations on pensions must begin as well as infringed on the rights of with those elected in 1992. candidates for re-election. The court Jonathan Coupal, who represented rejected these arguments. term limit sponsors in court, hailed Term limits are justified by "the the ruling as a "victory for the voters." state's strong interest in protecting Lee Phelps, co-author of the term against an entrenched dynastic legis- limits measure, said, "This will rattle lative bureaucracy, thereby encourag- the foundations of that most ing new candidates to seek public unresponsive of all institutions, the office," wrote Chief Justice Malcolm U.S. Congress. And they' 're our next Lucus for the majority. Justice Stanley term limitation target." Phelps is the Mosk was the sole dissenter. He founder of the Aptos based Alliance challenged the right of voters to create of California Taxpayers and Involved a "legislature of "citizens' in place of Voters (ACTIV). Photo Copy Preservation MES TAXING TIMES PAGE 11 FOX TESTIFIES, from page 9 TAX BYTES be opposed to education funding? TAXPAYERS Neither education nor defense were the issues in the protests. The SELF-DEFENSE MANUAL NO PROP 13 IN issue was and is taxes and how they For those members who don't have one, are levied. FLORIDA we still have copies of the "Howard Jarvis The way we tax ourselves how Taxpayers Association Taxpayers Self- Dupayers Association President Bush mother much is taken, and how it is taken - Defense Manual." TAXPAYERS challenging her latest property is an expression of our freedom. This useful 20 page booklet has tips tax bill. Dorothy Walker Bush SELF-DEFENSE Which leads to the issue: should on how to fight taxes at the grass roots MANUAL says the appraiser's $682,320 these assessment districts be allowed level, as well as answers to some of the assessment of her Florida home if voted on by the people? most commonly asked questions about is $173,000 too high. Mrs California has a crazy quilt of state and local taxes. Bush's total tax bill for her two assessment procedures, protest mecha- While they last, the booklet is free bedroom two-bath house with a nisms, and overrides. to members who mail the coupon below swimming pool is $11,840. directly to: To simplify the use of assess- ments, I recommend that a vote of the Booklet c/o HJTA CONGRATULATIONS! people be required for all expanded 621 S. Westmoreland Ave., Ste. 202 assessments and community service According to the Los Angeles Los Angeles, CA 90005 areas. Times, lobbyists were asked to No phone calls please. And, I believe this vote should be buy $1,000 advertise a two-thirds vote for the same reason ments to extend their congratula our state constitution has had a two- NAME tions in a commemorative book nent thirds vote governing local general ADDRESS for Assemblyman John obligation bonds requirements since Vasconcellos Santa Clara), 1879. A simple majority vote means CITY AND ZIP the chairman of the Ways and the the property owners will carry an PHONE Means Committee, at his 25th unfair burden of government. legislative anniversary gala. TAXPAYERS PAY FOR SACRAMENTO REPORT, from test on each legislator's support for LOBBYISTS required a ballot pamphlet to include Page 4 Proposition 13. will a summary statement of the meaning At: a time when many local that this was merely a thinly veiled government entities are pleading Initiative process of "yes" and "no" votes and one that scheme to raise property taxes required pro and con arguments on poverty, records on file with the without a vote of the people, still intact - - the petition itself. Secretary of State' office show notwithstanding the fact that it was that local governments, special called a "parcel" or "excise" tax. In addition to the bills dealing with Another threatening measure SB 246 (Presley) - Earlier in the Proposition 13 there were many vetoed by the Governor in part at districts, government associa measures we have previously HJTA's request was SB 55 (Alquist). here tions and public employee 1991 session Assemblyman Robert Campell (D Richmond) had intro- discussed aimed at weakening the This bill established a Constitutional organizations spent $5.5 million duced AB 394, which-was yet another people's right to use the initiative Revision Commission to study the lobbying the Legislature in just process to pass or change laws. Most budget and initiative reforms. Based the first half of the year incarnation in a series of bills over the of these bills were either delayed, made on the potential makeup of the Seventy sevenicities and twenty last several years attempting to allow counties to fund public employee into two-year bills to be taken up commission and the language of the nine counties have their.own, tax paid lobbyists pension benefits by raising property next year, or killed in the Legislature. bill, we saw this as a two-pronged "Polities makes strange bedfellows attack on Proposition 13' and the bly Needless to say they aren't in taxes without a vote of the people. was seldom more accurate than when initiative process. Sacrament campaigning for (Opposition from HJTA, Cal Tax and we joined Common Cause, the Given the huge number of bills lower taxes the Contra Costa County Taxpayers Association had resulted in vetoes of Planning and Conservation League and that targeted both Proposition 13 and the League of Women Voters to the initiative process, we feel our two previous bills by Governor GRAVE BILLING oppose these measures. Of the bills legislative effort has been very Deukmejian.) After we were success- ERRORS that made it to the Governor's desk, successful. However, we must not ful in stopping this latest attempt to burden property taxpayers, a last nearly all were vetoed, including those forget to express our gratitude to the Blaming bookkeeping errors, Stanford University has paid minute legislative maneuver was that HJTA strongly opposed. These Governor and those members of the included: Legislature who stood with us. back $1.35 million to the federal pulled wherein the provisions of the government for inappropriate moribund AB 394 were amended into AB 1331 (Speier) - This bill established a pre-circulation review The challenge research bills. Among those an unrelated bill authored by Senator Robert Presley, Chairman of the process, increased the initiative filing ahead - things for which taxpayers were fee from $200 to $1,000 and set billed: Six years of upkeep on the powerful Senate Appropriations There are still many bills awaiting Stanford family mausoleum at Committee. We strongly opposed this up a legal review team to review all action next year, which threaten $1,300 per year amendment and ultimately secured initiatives before submission to the Proposition 13 and the initiative Governor Wilson's veto. Attorney General for title and sum- process. If we are to prevail, we must mary. The Governor agreed with our be prepared to continue a strong Is FROM THE DEPTHS OF Big three await criticism that this was little more than lobbying effort. Please continue to THE PORK BARREL action - an attempt to obstruct access to the sign the petitions and post cards to initiative process and that the courts Since we are no longer paying elected officials that we send you. The Despite our success to date, we were the appropriate arbiter of the grass roots support of HJTA members for mausoleum upkeep, appar- must continue to focus attention on legality of initiatives. is vital to our success on behalf of all ently Congress, believes there is these three major bills, ACA 4 (Klehs), Other initiative-assault bills vetoed taxpayers. surplus to spend on other dead ACA 6 (O'Connell) and SCA 8 (Hart), by the Governor included one that issues. The Wall Street Journal which will be considered next year. reports that there is $150,000 in All of these bills would make it easier the current federal budget to to raise property taxes and they BEST WISHES FOR THE HOLIDAYS study the economic and social have the support of powerful special- Estelle Jarvis contexts of the 1878 feud Joel Fox spending interests. We will continue Board of Directors S between the Hatfields and to devote our efforts to the final defeat Mark Dolan President, HJTA McCoys. The feud, by the way, of these ill-conceived measures and Dolores Tuttle Board of Directors started with the theft of a pig. Trevor Grimm keep HJTA members informed of our Board of Directors progress. As promised in our last John Suttie General Counsel Compiled by HJTA Executive report, we intend to publicize how Board of Directors Director, Kris Vosburgh Ralph Horowitz Kris Vosburgh lawmakers finally vote on these bills. Board of Directors Executive Director This will provide.an.excellent litmus "California's Organization of Tax Fighters" Taxing Times The Official Newsletter of the Howard Jarvis Taxpayers Association Howard Jarvis, Founder Spring 1992 GOVERNOR, LAWMAKERS PLEDGE SUPPORT FOR PROP. 13 AT HJTA PUBLIC HEARING JOHN BARR FOR TAXING TIMES FOX PROMISES NEW INITIATIVE IF PROP. 13 RULED INVALID On December 14, HJTA ex- HJTA on behalf of Proposition 13 and amined the survival and future of the taxpayers. (In addition to submit- Proposition 13 during a three hour ting its own brief to the Supreme public hearing. The Los Angeles Court, HJTA has provided legal Biltmore was the scene of the packed assistance to Hahn and the County meeting of over 600 HJTA members of Los Angeles in the defense of and friends, including Estelle Jarvis Proposition 13.) and Richard Gann, son of Proposition Jonathan Coupal, HJTA Director 13's coauthor. of Legal Affairs, reviewed the HJTA President Joel Fox intro- Nordlinger Challenge to Proposition duced keynote speaker Governor Pete 13, which is based on a U.S. Supreme Wilson. Wilson pledged his continu- Court ruling in a 1989 case out of Gayle Wilson and Estelle Jarvis at December HJTA hearing on Prop. 13. ing backing for Proposition 13. He West Virginia. The court ruled a told HJTA members he and Assem- county policy, which taxed similar WILSON ASKS SUPPORT FOR bly Republicans are filing a brief with properties at differing amounts and the U.S. Supreme Court in support of had similarities to Proposition 13, was TAXPAYER PROTECTION ACT Proposition 13. The State Senate also in violation of the equal protection voted to submit its own brief on be- clause of the 14th Amendment to the HJTA BACKS GOVERNOR'S PLAN half of the tax limiting measure. (The U.S. Constitution. Coupal pointed out full Assembly, under the leadership there were also significant differences "State Government is running up authority to the governor to declare a of Willie Brown, has refused to fol- See HEARINGS, Page 7 a bill that the people of California fiscal emergency if revenue drops or low the governor's and the State 'can't afford," Governor. Pete Wilson expenditures increase causing a Senate's lead.)/ told HJTA members attending the Dec- budget imbalance of at least three If the high court rules Proposition *BULLETIN* ember 14 hearing on Proposition 13. percent. In a fiscal emergency, the 13 unconstitutional, the governor During his program opening re- governor may reduce spending that promised immediate legislative action SUPREME COURT TO marks, Wilson said that unless action is not specifically protected by the to replace the current law with simi- HEAR PROP. 13 is taken to control autopilot spend- state constitution. lar taxpayer protections which meet CHALLENGE ON FEB. 25 ing on public assistance programs, * Ending Budget Impasse - al- the court's standards. Wilson went California will be forced to reduce The U.S. Supreme Court will hear oral lows the governor to declare a fiscal on to describe his Taxpayer Protec- spending on both higher and basic edu- emergency if the budget is not passed arguments in the Proposition 13 chal- tion Act of 1992, which he intends to cation, public safety, and prevention lenge on Feb. 25. Joel Fox and HJTA and signed by July I. The prior year's put before voters this November. (See programs that can make the budget would continue to operate until attorneys will be present and will accompanying story.) difference between success or failure report back to HJTA members. the Legislature and governor pass a The legal session of the program for children. new budget bill. began with Los Angeles County As- THE DECISION WILL NOT The governor outlined for HJTA * Forfeit Salaries - requires the sessor Kenneth P. Hahn, the defen- BE RENDERED THE DAY members the Taxpayer Protection Act Legislature to pass a budget by June dant in the Proposition 13 case being OF THE HEARING. initiative he is proposing to rein in 15, and if it fails to do so, the governor considered by the U.S. Supreme state spending through reforms in the and Legislature forfeit their salaries It will be at least 30 days after the oral Court. Hahn told Proposition 13 sup- budget process. until a budget is passed. (The state arguments that a final decision will be porters that he is a taxpayer advocate. Major elements of the Taxpayer budget has come in on time in only six announced and it could take as long as He said it would be chaos if Proposi- Protection Act include: four months. For more information of the last 25 years.) tion 13 were overturned and he * Fiscal Emergencies - gives See TAXPAYERS, Page 12 see "President's Message" page 2. pledged to continue to work with Howard Jarvis Taxpayers Association 621 S. Westmoreland Avenue Dept. 2473 Nonprofil $Taxing Times Los Angeles, CA 90005-3971 Organization U.S. POSTAGE HJTA PAID Published quarterly. by the Howard Jarvis Taxpayers Howard Jarvis Association (HJTA) and the American ] Reduction PROPOSITION 13 Taxpayers Association Movement (ATRM).. Vosburgh, HEARING PHOTOS Members of and enjoy HEADQUARTERS See Pages 10-11 621 Photo Copy Preservation PAGE 2 TAXING TIMES TA PRESIDENT'S MESSAGE THE LEGAL FRONT Nine Black Robed Justices By Jonathan Coupal, HJTA Director of Legal Affairs On February 25, the United States major lawsuits against Proposition 13 UNITED STATES SUPREME COURT SETS Supreme Court will hear oral argu- which HJTA has been battling ments in the "equal protection" chal- ever since. HEARING DATE ON PROPOSITION 13 ATTACK. lenge to Proposition 13. Along with The hearing of February 25 will - Nordlinger V. Hahn. HJTA attorneys Trevor Grimm and be the most important Proposition 13 Jonathan Coupal, I will be present. has ever faced. As the justices ask This will be my second visit to questions of the attorneys in the case, The major challenge to Proposition 13 will be heard by the United the Supreme Court's chambers. In I will be taking it all in - written States Supreme Court on February 25th of this year. HJTA has worked December of 1988, HJTA General notes are prohibited by court rules - closely with the County of Los Angeles and County Assessor Ken Counsel Trevor Grimm and I heard so I can report back to you. Hahn to ensure that Proposition 13 receives the best possible legal the arguments in Allegheny-Pitts- The first thing I will do when the defense. We are pleased that the county has retained Rex Lec, former burgh V. Webster County, West Vir- hearing concludes is go to the phone Solicitor General of the United States, to argue the case. ginia, the case that gave rise to the to dictate a message to be sent imme- HJTA argued this important case in the state court proceedings. current challenge to Proposition 13. diately to HJTA members. I will We remain confident that the highest court in the land will agree with I remember feeling I was witness- give you my evaluation of the pro- our arguments that California's property tax system is better than ing history in the making. Here were ceedings as well as the analysis of traditional tax schemes. For example, only a system like Proposition nine black robed justices acting as the attorneys. 13 provides protection against taxes on increases in property value judge and jury in a matter that could Will the justices provide clues to (unrealized profits), provides certainty in future property tax bills and prove critical to California taxpayers their thinking? Possibly. Jon Coupal, provides a stable revenue source for local governments. - and they would render a decision who has argued Proposition 13 and from which there could be no appeal! term limits cases before the Califor- CALIFORNIA SUPREME COURT UPHOLDS VOTE REQUIRE- As you now know, shortly there- nia Supreme Court tells me that the MENTS OF PROPOSITION 13. Rider V. San Diego. As originally after, the justices found Webster justices, through their questions, intended by Howard Jarvis and Paul Gann, Proposition 13 limited both County, West Virginia, had violated sometimes reveal their point of view. property taxes and other kinds of "special" taxes which might be raised the U.S. Constitution when it imposed I will not attempt to make a pre- to make up for lost property tax revenues. This was done by imposing a tax policy with similarities to our diction. Keep in mind, the decision a two-thirds vote requirement for local "special" taxes. Unfortunately, Proposition 13. of the court will not be rendered for at the Rose Bird court created two major loopholes in the clear language Still, Proposition 13 supporters re- least 30 days after the oral arguments of Proposition 13. First, the court ruled in 1982 that the two-thirds ceived some encouragement. HJTA and it may take much longer. Most vote requirement would not apply to any special district which was not had submitted a brief arguing the court of the work of the court is done be- previously empowered to levy a property tax. Therefore, a transporta- should not tie a negative decision in hind the scenes through the legal briefs tion district which levied only a sales tax was not legally obligated to the West Virginia case to California's submitted by the interested parties. submit its tax to the people as required by Proposition 13. Second, the Proposition 13. Chief Justice The oral arguments are only one hour Rose Bird court said that the two-thirds vote requirement would not Rehnquist wrote, "We need not and in length. We will not have any idea apply to any tax which was placed in the general fund of a government do not decide today whether the how the justices will react to the hun- entity. Both of these loopholes were exploited quickly by local Webster County assessment method dreds of pages of written arguments governments to raise hundreds of millions of dollars in new taxes. would stand on a different footing that have been submitted on both sides In Rider V. San Diego, decided in December, the California Supreme if it were the law of a State, general- of this issue. Court curtailed these two loopholes. It first ruled that local ly applied, instead of the aberational Of one thing we can be certain. governments could not conspire with the legislature to create sham enforcement policy it appears to be. Thanks to the continuing support and special districts whose only purpose was to avoid the two-thirds vote The State of California has adopted confidence of HJTA members, we requirement of Proposition 13. Second, the court said that whether similar policy as Article XIIIA of its have done everything possible to see a tax is a "special" tax, depends on the purposes for which it is raised, Constitution, popularly known as that Proposition 13 receives the best not whether it is put into a "general" fund. Rider is one of the most 'Proposition 13." legal defense. important Proposition 13 cases ever decided. It will go far in slowing However, Rehnquist gave hope to If we win, HJTA will continue as ever increasing special taxes and will directly help several of HJTA's Proposition 13 opponents when he the guardian of taxpayers' rights as other lawsuits currently pending in the courts. HJTA both briefed and also wrote, "the fairness of one's Howard Jarvis intended. argued the Rider case before the Supreme Court. allocable share of the total property If we lose, HJTA will not stand HJTA FILES NEW ASSESSMENT DISTRICT SUIT. Howard tax burden can only be meaningfully idly by. We will be at the forefront Jarvis Taxpayers Association V. Bonita Unified School District. evaluated by comparison with the of the battle with a new initiative One of the ways local governments have gotten around Proposition 13 share of others similarly situated..." to protect taxpayers. The spirit of is through "benefit assessments," also called "special assessments." These words gave inspiration to three Proposition 13 will prevail! HJTA recently filed suit in Los Angeles County against a school district for attempting to use the Landscaping and Lighting Act of 1972 to impose new taxes on local residents. Several school districts previ- ously attempted this circumvention but most dropped their plans after being sued by HJTA (HJTA V. Orange Unified School District). HJTA has also brought suit against the Whittier Union High School District in a similar suit. HJTA WILL SUE TO BLOCK SAN FRANCISCO SALES TAX INCREASE As this edition of "Taxing Times" goes to press, HJTA is preparing to go to court to invalidate San Francisco's Proposition A, which will increase the local sales tax by 1/4 cent. (The new 8.5% rate would be the highest in California.) When the measure, appeared on the ballot in December, it failed to receive the two-thirds vote required by Proposition 13. This requirement was reaffirmed in the case of Rider 16 San Diego. SEE-PAGE 4 FOR Joel Fox, ACTIV's Lee Phelps, and HJTA's Jonathan Coupal during a break at November meeting of grass roots taxpayer groups. The meeting, sponsored by SACRAMENTO REPORT HJTA, Paul Gann's Citizens Committee, and ACTIV, brought together 36 repre- sentatives of 17 taxpayer organizations to build a united front in the face of the threats to Proposition 13. Photo Copy Preservation TAXING TIMES PAGE 3 The 22 Greatest Songs of the Legendary Patsy As Seen Cline On 22 Great Hits on Patsy Cline is one of the true singing legends to 2 Cassettes, 2 Records emerge from the 50's. Her pure honest voice touches Estelle Jarvis and Joel Fox joined Governor Wilson as he announced that or 1 Compact Disc your deepest emotions with every song. Even today. he and Republican legislators would submit a friend-of-the-court brief on nearly 30 years after a plane crash tragically ended behalf of Proposition 13. The announcement was made at a Nov. 11 press her life, Patsy's songs are requested more than ever conference on the lawn of the home of Muriel and Jim MacGregor in Bellflower. I Fall To Pieces on radio stations all across America. And now The MacGregors, who built their home in 1951, said they would probably have to sell their house if Proposition 13 is overturned. She's Got You Heartland Music brings you her most loved recordings in this classic, 2-record treasury This article appeared in the Nov. 25 Los Angeles Times Sweet Dreams The Legendary Patsy Cline. ONLY A TAX CUT WILL SLAY OUR Walkin' After Midnight The Most Complete Patsy Cline FISCAL MONSTER Crazy Collection Ever Offered. By Joel Fox Anytime I FALL TO PIECES CRAZY SHE'S GOT YOU. Imagine how Hollywood would business to grow and create more jobs. handle it: "Just When You Thought Easier said than done, considering that Blue Moon Of Kentucky These are all her best-loved classics from her very first hit.. WALKIN' AFTER MIDNIGHT to the last It Was Safe to Count Your Money. many in the business community are Crazy Arms beautiful songs she ever recorded... SOMEDAY and Budget Crisis II!" Coming soon from prepared to abandon California. One in four companies is contemplating Faded Love SWEET DREAMS (the title song of the major motion your state government, a creature that has more lives than Frankenstein's leaving the state, up from one in seven picture honoring Patsy's life). 22 beautiful original Half As Much monster. last year, according to a current recordings - all digitally remastered to sound better After "solving" the $14.3-billion than ever before. survey of business leaders belonging Have You Ever Been budget deficit, the largest in Califor- to the Business Roundtable. nia history, with tax increases and Lonely Rarely do you get the opportunity to collect all the In the early 1970s, Seattle, in the some spending cuts, the governor and midst of an economic slowdown. I Love You So Much most beautiful songs of such legendary singer, Every the Legislature now face the second displayed billboards showing a single It Hurts song is a timeless classic you'll enjoy for years to largest deficit in the state's history- hanging light bulb with pull chain come. This is an opportunity you won't want to miss. $5 billion and counting. Sorry, Jack, and a message: Will the last one San Antonio Rose the taxman's back! Order Now. No Risk. out of Seattle please turn out the The Department of Finance issued Love Letters light. The California Chamber of Satisfaction Guaranteed. a report last week that shows things Commerce may want to start a simi- In The Sand will only get worse. lar campaign here. Call toll free or mail the coupon today. Listen to Someday You'll Want Me California's population is grow- So, what do we do? The Legendary Patsy Cline with no risk or ing. but the bulk of the increase is To Want You There are a number of things we obligation. If you' not convinced that this will be made up of people who lend to use can do, starting with-and don't stop The Wayward Wind one of your favorite albums, just return it within 30 government services, such as the me if you've heard this one-tax cuts. days for a full refund including shipping & handling. young and immigrants. Business leaders list the poor tax True Love While the state is witnessing an climate as a major reason to look for Credit Card Customers overall growth in population, many greener pastures-greener, as in You Belong To Me Call Toll-Free 1-800-788-2400 people are leaving. The Finance keeping more money in the busi- Your Cheatin' Heart 24 Hours Everyday Department study says that those ness for expansion. But it is not only on the way out, are thesproducers, business that needs money. I Can't Help It If I'm Still Ask for Operator 805 the taxpayers. Nothing perks up consumer con- In Love With You Or Mail The Coupon Below Today ! The report projects that in the year fidence more than money in the 2000 our state will have 2.02 taxpay- shopper's pocket. California consum- Leavin' On Your Mind ers paying for every public-school stu- ers cannot be very confident or very Not Sold In Stores. Lovesick Blues dent, down from the current ratio of cager to spend, given their increased 2.63 to 1. Each recipient of Aid to WHEARTLAND MUSIC tax burden. According to the non- NO-RISK ORDER FORM Families with Dependent Children partisan. Washington-based Tax is helped by 6.94 taxpayers today. MAIL TO: HEARTLAND MUSIC 1341 Ocean Avenue Box 106 Foundation, California's per-capita Dept. 805 Santa Monica, CA 90401 In less than 10 years, only 2.94 tax- state tax burden jumped about $220 a payers will be funding each recipient. Yes, please send me The Legendary Palsy Cline to preview with no obligation. If am not person to $1,679 in 1991, which entirely satisfied for any reason, can return the collection for a full refund including shipping The report conjectures that the vaulted California in one year from and handling. state's budget deficit at the turn of the ninth on the list of comparative state pay only $2.50 shipping and handling no matter how many collections order. century will be a whopping $20 bil- tax burdens to fifth. Send my collections on: 805 lion in a budget of $105 billion, nearly If taxes are cut, what will happen 2 Records Item# HL 1097/98 $12.98 NAME twice today's budget. No projection to people who rely on public services 2 Cassettes Item# HC1097/98 $12.98 is included for local government bud- supported by tax dollars? As Senate CD Item# HD1097/98 $16.98 ADDRESS RI API gets. However, it is clear that they Majority Leader George Mitchell said I,I CHECK or MONEY ORDER. will be in the same boat, going down recently, the best welfare program is Amount Enclosed $ CITY STATE ZIP in a sea of red ink with too few a job. We must stimulate the economy Sorry no C.O.D.'s OR CASH, taxpayer life preservers to save them. Please allow 3-4 weeks delivery. and create those jobs, and a tax cut is SIGNATURE REQUIRED FOR CHARGE ORDERS) CA and NY residents add sales lax. The weapon suggested by the a way to do it. CHARGE IT: Finance Department to slay this While cutting taxes could be the [ VISA MASTERCARD AMEX ACCOUNT NO. resurrected monster is for California EXP. DATE See FISCALMONSTER, Page 7 Photo Copy Preservation PAGE 4 TAXING TIMES Sacramento Report HOW THEY VOTED ACA 6 would undercut Proposition 13 by making it easler to pass local bonds by Steve Carlson that must be repaid by property owners. Because it is a constitutional amend- HJTA Legislative Advocate ment, trequires atwo thirds vote each house of the Legislature. Inthe Assembly the vote was 44 yes to 29 no. Lacking 54 votes, the measure failed. 1992 SESSION STARTS OFF WITH A BANG - ACA 6 Despite the intense focus on reapportionment and the budget deficit, this second year of the ASSEMBLY YES NO NOT VOTING legislative session has already seen a number of new proposals in anticipation of the U.S. Supreme Allen Court's February 25 hearing in Nordlinger Hahn, and an attempt to pass an anti-Proposition 13 bill. Alpert ACA 6 would undercut Proposition 13 by lowering the vote requirement to pass local bonds that Achie-Hudson must be repaid by property taxes. Last year we wrote HJTA members asking you to send postcards in Andal opposition to ACA 6 to your Assembly and State Senate representatives. Thanks to the thousands of Arelas you who responded by writing, sending cards and calling, we were given a fighting chance to defeat Baker this bill. Bane On January 23, with the briefest of notice, Assemblyman Jack Connell (D-Carpinteria) put Bates ACA 6 before the full Assembly for a vote. Because Governor Wilson supported this measure, Becerra supporters of Proposition 13 were concerned Democrats could enlist enough Republicans to obtain the Bentley required 54 votes (a two-thirds vote of the Assembly is necessary to pass a Constitutional Amendment). Boland In discussing the measure with legislators and their staff immediately prior to the vote, we were Bronzan gratified at the strong and virtually unanimous opposition to ACA 6 by Republican members. That Brown support translated into the defeat of ACA 6 by a vote of 44 to 29, ten votes short of the requirement. Bruite The accompanying chart shows how your Assembly representative voted on ACA 6. Burton At press time, ACA 6 was on the Assembly inactive file, meaning that the bill is on life support Campbell Cannella but not yet completely dead. We will keep close track of this issue. Chacon Two other anti-Proposition 13 measures, SCA 8 and ACA 4, are pending. However, given the Chandler 1. catment ACA 6 received in the Assembly, it is unlikely those bills will be moved without significant Clute change in attitudes in the Assembly. Collins Other measures dealing with Prop. 13 include: Connelly AB (Klehs) - this bill, attempting to curb the retroactive impact of a possible overturning of Conroy Prop. 13 was passed unanimously by the Assembly Revenue and Taxation Committee and the full Cortese Assembly. During the hearing, the bill was amended at the recommendation of Assemblyman Phil Costa Isenberg (D-Sacramento), who suggested that assessments be frozen for a two-year period after an Eastin adverse court decision to permit the legislature to craft adequate implementation measures. Eaves As befits the born-again nature of some new Proposition 13 supporters, AB 851 garnered many Elder co-authors from both parties. To understand why this is happening, one only needs to look at the new Epple 1, islative district lines, confirmed by the State Supreme Court the day before this article was written. Farr R districting will force many legislators to run in new, more competitive districts where the property Felando taxpayer's vote could well mean the difference between victory and defeat. Thus we are seeing many Ferguson instant converts to Proposition 13. Filante ACR 80 (Brulte) - this Assembly concurrent resolution requests Legislative Counsel, on behalf Floyd of the legislature, to intervene on behalf of Prop. 13 in the Nordlinger case. In a clear example of looking Frazee ahead to new districts, the Senate Rules Committee, chaired by Senate President-Pro-Tem-David Friedman, T. Roberti - hardly a Prop. 13 supporter during his years in the legislature - voted 4 to 1 with Roberti Friedman, in support of the Senate's backing of Prop. 13 in the Supreme Court. Firzzelle 7 Gotch SCA 31 (Kopp) - this measure introduced by Senator Quentin Kopp (I-San Francisco) intends to deal with the potential overturning of Prop. 13. In this measure, if Prop. 13 were invalidated, all Hannigan Hansen property would be reappraised as of the 1993 lien date but the homeowners' exemption, currently Il Harvey $7,000 of value, would change to 75 percent of the full cash value of the dwelling. Hauser Another area of major concern to HJTA is assessment districts. We recently supported SB 773 Hayden to (Bergeson) which sought to tighten some of the assessment procedures of the Landscaping and Horcher Lighting Actof 1972. Although we still believe in and continue to work for a popular vote requirement, Hughes we supported SB 773 as an incremental step to curb some of the abuses of assessment districts and return Hunter more due process rights to taxpayers. The bill, which passed the Senate Local Government Committee Isenberg unanimously: 1) requires notices of proposed assessments to be mailed to taxpayers; 2) revises the Johnson bi definition of majority protest to represent 50 percent of the value of the lands in the district rather than Jones 50 percent of the area and; 3) prohibits a local agency from imposing an assessment if there is a majority Katz protest. This last provision repeals the current power of a local agency to override a majority protest Kelly with a four-fifths vote. Klehs We have also heard there will be an attempt to revive legislation dealing with county service areas. Knowles Readers will remember our last minute efforts resulting in a veto of AB 1505 (Farr) which would have Lancaster expanded the powers of county service areas. We are working on a proposal to tighten up the county Lee service area provisions much as SB 773 does with landscaping and lighting districts. Counties may also Lampert attempt to revive their anti-taxpayers proposal from last year. We watch this closely. Margolin Assemblyman Sam Farr (D-Carmel) has introduced AB 826. As was the case with SR 42 (Hart), Mays which created the Senate Commission on Property Tax Equity and Revenue that was nothing more than McClintock th. Moore an attack on Prop. 13, this bill provides for a study of local government finance needs by a Joint Commission on Property Tax Equity and Tax Revenue. We will keep a weather eye on this matter to Mounjoy Murray assure that the composition of the commission and the charge of the commission are as fair as possible. Nolan HJTA is supporting SB 267 (Kopp). This measure seeks to exempt magazine sales from the sales O'Connell all tax imposed on periodicals by the legislature last year. Industry representatives testified about the Peace negative effect of the taxes and the competitive disadvantage to which they are put relative to out Palonco of state publishers. The bill was ultimately amended to narrow the scope of the exemption only Quackenbush to subscriptions. Roybal-Allard HJTA also supports SB 177 (Deddeh), which would repeal the so-called "snack tax" on food items. Seastrand pr We take the position that it is inappropriate to tax any of the necessities of life. Sher pc As part of an extensive re-alignment of committee assignments, Senator Leroy Greene Speler (D-Sacramento) was named to replace Senator Wadie Deddeh as the chairman of the powerful and Statham very important Senate Revenue and Taxation Committee. Comments by Senator Greene and his Tanner voting record in recent years have shown a propensity to oppose Proposition 13 and support tax Tucker (In increase proposals. Umberg With February 21 as the last day to introduce bills, we will undoubtedly be seeing more proposals Vasconcellos per dealing with Proposition 13, assessment districts and many other subjects limited only by the very Woodruff elc active imagination of legislators. It will be a very interesting year. Wright sup Wyman is bei Joi Photo Copy Preservation Photo Copy Preservation TAXING TIMES PAGE Change Tiny Small Print Into Special Get-acquainted offer Large Sharp Print TWO SILVER CLASSICS Miracle ACT NOW SEE THE ACTUAL Magnifying OVER DIFFERENCE!!! 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Name Littleton Coin Company Address 5 YEAR FREE ACEMENT Friendly Service to Collectors Since 1945 City/State Zip Against any breakage (add $2 per pair) Mercury Dime & Liberty Walking Half HEARINGS from Page / efforts to persuade one candidate for Regularly $14.00 (Limit I set Dates of Littleton's choice). Now Only $5.00 to Proposition 13. He declared his governor to support Proposition 13 in opinion that, based on the court's his- 1978. The candidate didn't think Send coupon Mr/Mrs/Ms with payment to: tory of upholding state tax policies Proposition 13 was that important or Littleton Coin Co. Address that are shown to be "reasonable," popular and asked what polls Dept. LML240, Littleton, NH 03561 City/State/Zip the court would ultimately uphold Mountjoy had seen. "The Bob's Big Proposition 13. Boy Poll," Mountjoy told him. 45 Day Money-Back Guarantee of Satisfaction Reminding the audience it was "What?" said the puzzled candidate. lack of action by Sacramento that "That's when you go into Bob's Big FISCAL MONSTER, from Page 3 made Proposition 13 necessary in the Boy to get one signature for Proposi- silver bullet needed to destroy the first place, Fox introduced the legis- be revamped. tion 13 and nine others volunteer," creature, it wouldn't hurt to also drive lative session of the program. This As with the monsters in the mov- responded Mountjoy. Proposition 13 a stake through the fiend's heart. Ad- included brief remarks from each of ies, we can never be sure we've killed went on to overwhelming victory ditional remedies will be needed. three representatives of the Legisla- this creature. The spenders will con- and the candidate, who failed to heed California's large and powerful ture, a Democrat, a Republican and tinue to try and chop it out of the ice Mountjoy's advice, lost. congressional delegation must help an Independent. or sew it back together. But if we Proposition 13 is still overwhelm- restrict federal mandates SO that Assemblyman Dick Mountjoy don't do a credible job of dealing with ingly popular, stated Mountjoy, and California and other states can (R-Arcadia), an original Proposition the monster in Budget Crisis II, Part if any portion is destroyed by the manage their own problems. Over- 13 supporter, who was elected with III may play to an empty hall, be- court, it should be patched and "put regulated, unproductive programs the tax cutting measure, told of his cause the audience to pay for it will See HEARINGS, Page 9 such as workers' compensation must simply have walked away. MORE MAD TAXES TAXPAYERS HJTA TAKES ANOTHER SCHOOL SELF-DEFENSE MANUAL DISTRICT TO COURT For those members who don't have one, we still have copies of the "Howard Jarvis As part of the ongoing effort to a two-thirds vote of the people. The Taxpayers Association Taxpayers Self- Defense Manual." wipe out the illegal use of assessment TAXPAYERS school districts are attempting to use This useful 20 page booklet has tips districts by schools, HJTA has filed the authority of the 1972 Lighting and SELF-DEFENSE on how to fight taxes at the grass roots suit against the Bonita Unified School Landscaping Act, which allows as- MANUAL level, as well as answers to some of the District in eastern Los Angeles sessments, without a vote, for certain most commonly asked questions about County. The suit seeks to overtum a services that directly benefit property. state and local taxes. maintenance assessment district This use by schools of the 1972 law While they last, the booklet is free (MAD) for school facilities that was has been called farfetched by its au- to members who mail the coupon below imposed last year by the district which thor, then Assemblyman, now State directly to: serves the communities of San Dimas Senator, Bob Beverly. Booklet and La Verne. This is the third suit filed against a c/o HJTA In three causes of action, HJTA's school district by HJTA since last 621 S. Westmoreland Ave., Ste. 202 suit charges the maintenance assess- summer. After HJTA sued Orange Los Angeles, CA 90005 ment district lacks statutory author- Unified, the school board voted to re- No phone calls please. ity, violates the constitutional special scind the illegal tax. Legal action tax provisions of Proposition 13, is still being pursued against the NAME and constitutes an illegal double prop- Whittier Union High School District ADDRESS crty tax. where property taxpayers are being Proposition 13 permits local billed for refurbishing the football CITY AND ZIP governments and special districts to stadium. The Whittier and Bonita PHONE impose "special taxes," but only with suits may be combined. Photo Copy Preservation TAXING TIMES PAGE9 INTERVIEW WITH LOS ANGELES COUNTY ASSESSOR KENNETH P. HAHN "The Man In The Middle" As Los Angeles County Assessor, Kenneth Hahn is the man in the middle of the Proposition 13 battle. To attack Proposition 13, Los Angeles attorney Stephanie Nordlinger sued the county assessor's office, making Hahn the defendant. HOWARD JARVIS In addition to his key role in the defense of Proposition 13, Hahn heads a department responsible for the valuation of nearly 2.5 million taxable parcels in the nation's most populous county. TAXPAYERS The resulting property taxes will generate revenue of $4.2 billion during the coming fiscal year. ASSOCIATION Hahn brings a professional background to his current responsibilities. He joined the Office of Assessor in 1980 and advanced to Appraiser Specialist. His work was so well regarded that he was Los Angeles County Assessor Kenneth P. Hahn, defendant appointed to develop solutions to some of the most complex appraisal problems encountered by the department. in the anti-Prop. 13 suit before the U.S. Supreme Court, Hahn was elected Los Angeles County Assessor in November 1990 and, in the brief time since his speaks at Dec. 14, HJTA meeting. election, has established a reputation for hard work and professionalism. Taxing Times: What are you doing could create. phone or in person, is taken care of what should they expect? to see that Proposition 13 gets the But it's something I have to think by one person and one office. For best possible defense before the U.S. about and plan for. That's my job example, certain taxpayer questions Hahn: The same thing anyone should Supreme Court? and it's what taxpayers expect and involve coordinating or receiving in- expect when calling any professional should receive from me. Obviously, formation not only from the service organization: prompt, courte- Hahn: We have enlisted the services the extent of disturbance would largely Assessor's office, but from the of- ous, accurate, and responsive action! and support of the three most quali- depend on which key elements of fices of the Treasurer-Tax Collector fied groups to defend our position. Prop. 13 were thrown out, what would and the Auditor-Controller as well. Taxing Times: What would you like Working alongside our top county replace them, and the period of time Why should we shuttle people back to accomplish during your tenure counsel attorneys are Joel Fox and allotted for implementation of any and forth on the phone or by foot to as Assessor? the Howard Jarvis Taxpayers Asso- changes. If a new property tax sys- these various offices when we have ciation legal staff, and the nationally tem were introduced, we would have the ability to obtain this information Hahn: I would like to be able to recognized law firm of Sidley and to undertake a massive re-training of for the taxpayer in any of the regional say that I, and the taxpayers of Los Austin. On the Sidley and Austin personnel and re-programming of our branches or our main County office? Angeles County, won in the team is former California Governor current systems and procedures. This program not only fills a much Nordlinger case. But in the event that George Deukmejian and former U.S. There would be the additional burden needed gap in our previous operation, Prop. 13 is overturned, I would like Solicitor General Rex Lee. I think of informing and educating the public but creates an awful lot of taxpayer to be instrumental in drafting and it's significant to note, here, that Mr. about these changes. goodwill as well. implementing the most fair and equi- Lee has successfully won over 70% We are not burying our heads and Additionally, our regional offices table assessment system for of the 55 cases he has argued before waiting for the axe to fall. We're are now able to provide substitute tax homeowners and businesses alike. the Supreme Court, and, he will be feverishly drafting provisions to deal bills, eliminating the need for people Years ago the Los Angeles presenting oral arguments to the court with any number of possibilities which to make the trip to downtown, Los County Assessor's office was a na- on February 25. might affect our current system, but, Angeles. And, thirdly, we have made' tional model for professionalism and :quite/honestly-ourhope and our legal a big dent-in tackling our backlog of knowledge. Once again we are headed Taxing Times: If, in spite of the argument is that we will not have to technical processing. in the right direction and I want to best efforts by your office and HJTA, use them. There- are a lot more admin- leave a legacy of service and knowl- key clements of Proposition 13 are istrative, educational, and training edgeable personnel to the taxpayers thrown out by the court, we know it Taxing Times: Since your election, improvements we've made and con- of Los Angeles County. would be a disaster for taxpayers, but what have you done to improve the tinue to make, but I think the three There are many smaller goals I tell us how would it affect the opera- level of service your office provides? issues I've just mentioned are ones would like to achieve for my office tion of your office? which directly and immediately but the bottom line is that they all add Hahn: We have implemented a quick, affect the taxpayers. up to my ultimate objective, and that Hahn: It gives me nightmares to easy, and effective one-stop public is, to make the assessment process as even think about the endless possi- service concept. How that works is Taxing Times: If a member of the fair and efficient as we can make it. bilities of disruption and upheaval it that any taxpayer inquiry, whether by public calls your office for assistance, HEARINGS, from Page 7 personal support for the measure, erty tax entirely. "Why must we keep in any consideration of changes to right back on the ballot." he believes the Supreme Court will paying and paying," she asked. Fox Proposition 13. To an audience that included overtum Proposition 13. responded that he had written on the Other HJTA members asked if the many who had worked side-by-side If he is correct, Kopp told his subject and saw society moving gradu- legislators had given consideration to with Howard and Estelle Jarvis in stunned audience, we must begin ally in this direction. But he added, what would happen to seniors and 1978, State Senator Art Torres thinking about what will replace taking into consideration the current those on fixed incomes if Proposition (D-Los Angeles) candidly confessed Proposition 13. He added he has political climate in California, it was 13 were thrown out. Sen. Torres, that he had not been with them. But been giving this matter a great deal not realistic to see this happening in agreed that protecting senior Torres added his experience since then of study and he encouraged others to the near future. homeowners was very important. He has shown him that Proposition 13 is do the same. An apartment building owner added, however, it was also impor- vital to protecting property owners and During the last 45 minutes of the expressed concern over support by tant to look at this fight as one to all California taxpayers. program the legislators, along with some in the public sector for taxing protect. all taxpayers. He warned If Proposition 13 is overturned, Fox and Coupal, took questions from business at a higher rate than against weakening the Proposition 13 Torres declared he will work for a HJTA members. homeowners. He spoke of the need movement by breaking into factions replacement that will restore taxpayer One member wanted to know to protect renters, pointing out that if and he encouraged all taxpayers to protections. He said if the worst hap- what would happen if, as some apartments were taxed at a higher rate, continue to work together. pens, Proposition 13 supporters must experts believe, the high court in over- most of these costs would ultimately Fox promised HJTA will come "flood the Capitol" demanding action turning Proposition 13 requires be borne by tenants. right back with a new initiative to from state representatives. retroactive repayment of property Sen. Kopp expressed agreement protect taxpayers if Proposition 13 State Senator Quentin Kopp taxes. The legislators agreed this that renters must be an important part is overturned. (Ind.-San Francisco), was a county su- would be a disaster and expressed pervisor in 1978 and one of the few support for legislation that would elected officials in the entire state who prevent this from happening. TURN PAGE supported Proposition 13. Kopp, who A woman declared that property is also an attorney, told HJTA mem- taxation was an outmoded concept FOR PHOTOS OF PROP. 13 HEARINGS bers he regretted disagreeing with and asked if consideration had been Jonathan Coupal. In spite of his own given to doing away with the prop- Photo Copy Preservation PAGE 10 TAXING TIMES HJTA PROP. 13 HEARING PHOTOS BY JOHN BARR Howard arvis Taxpayers Association HOWARD JARVIS TAXPAYERS ASSOCIATION Gayle Wilson, Estelle Jarvis and Joel Fox listen as Gov. Wilson pledges to defend Proposition 13 and outlines his Taxpayer Protection Act for HJTA members. HOWARD JARVIS TAXPAYERS HJTA attorney Jonathan Coupal reviews arguments in the Proposition 13 case before the U.S. Supreme Court. Coupal believes Proposition 13 will State Senator Quentin Kopp, a Proposition 13 supporter, is concerned be upheld. Proposition 13 will be overturned. He says taxpayers must be ready to support alternatives. State Senator Art Torres urges taxpayers to work together to preserve Proposition 13. Photo Copy Preservation TAXING TIMES PAGE 11 LOS ANGELES, CA, DEC. 14. 1991 Taxpayers Asso HOWARD JARVIS TAXPAYERS ASSOCIATION HJTA members line up to ask questions and make suggestions. Estelle Jarvis and Joel Fox thank Gov. Wilson for his remarks. Assemblyman Dick Mountjoy, who campaigned for Prop. 13 in 1978, tells a questioner that if the court overturns Prop. 13, it should be patched and put on the ballot again. y HJTA president Joel Fox greets HJTA members. HJTA Executive Director Kris Vosburgh makes note of ideas presented by taxpayers. PAGE 12 TAXING TIMES TAXPAYERS, from Page / "Welfare dependency has grown which increases are automatic, regard- *Maximum Family Grant-grants at a frightening rate in California, less of the state's financial condition. will not be increased for additional TAX BYTES frightening not just fo taxpayers, but *Residency Requirement for children born to a mother who is al- frightening for the thousands of the first 12 months, after arriving in ready receiving welfare. recipients who have been trapped and California, families that apply for wel- *School Incentive teenage par- SET FOR LIFE warehoused by the welfare system," fare will receive grants no larger than ents will get $50 extra if they stay Former State Senator Alan Wilson said. they received, or would have received, in school, but will be cut $50 if they Robbins, who will spend five California's welfare system is now in the state they moved from. drop out. years in prison for extortion and growing almost 12 percent a year * Making Welfare Transitional- Wilson said welfare must be made tax evasion, will continue to four times faster than the rate of popu- sets up a two-tier grant structure. For what it should be for those capable receive a generous pension lation growth. the first six months, families requiring of working transitional support equal to almost two-thirds of his To transform the welfare system, immediate financial support will rather than indefinite maintenance official salary, for life. the Taxpayers Protection Act includes The receive the full grant level. and dependency. the following reforms: After six months, families with an HJTA was the first group to back *Annual Grant Levels - grants A DUBIOUS HONOR able-bodied adult will shift to a basic the governor's plan when it was an- will be determined by the state's grant, which is 15 percent below the nounced. (For more on welfare reform In 1990, California ranked ninth ability to pay for the costs, based on transitional level. (The full grant level see "The Facts Line Up On Wilson's in per capita tax burden. Ac- revenues and caseload growth. This will continue for families in which the Side" on this page.) cording to the Tax Foundation, will replace the current system under adult is disabled or too old to work.) California's 1991 tax increases represent a per capita increase of $220, and our state now ranks This column appeared in the Dec. 15 Los Angeles Times fifth. (The Tax Foundation is a The Facts Line Up on Wilson's Side non-profit, non-partisan re- search organization based in by Joel Fox Washington .C.) It is difficult to fly an uncon- many of us who opposed the size of general fund. At current growth rates MORE FROM THE ventional political idea through the those tax increases predicted, it led to these services will demand more than TAX FOUNDATION partisan flak that is quickly sent up to an even larger economic crisis. State 100-percent of the state general fund shoot it down. The Tax Foundation estimates Controller Gray Davis noted that last by the turn of the century causing a Governor Pete Wilson has been year's tax collection was lower than the typical American family has predicted $20-billion deficit. While labeled a "David Duke" and the the previous year's collection for the lost $695 in the past four years education spending must be reformed, "dictator" of California because first time since the Depression, and to accelerating federal taxes too, education provides a long term of the welfare-reform package he and inflation. five months into this new fiscal year solution to our problems and should has introduced. we are doing worse than last year. be nurtured. Yet, the idea must be judged on New taxes have accelerated the flight AND THINGS The welfare budget, particularly its merits. And the facts are on the of business, jobs and taxpayers from COULD GET WORSE Gayle Aid to Families with Dependent governor's side. the tarnished Golden State. Children, has been escalating at a If the members of the State With the boldness of a fictional While some of our problems are tremendous rate. Over a ten year Senate Revenue and Taxation Daniel Webster who settled the case tied to the nation-wide recession, there period it has increased twice as fast of a man's soul with the devil before Committee get their way, are reforms that have to be made to (9.4%) as real family income (5.1%). Californians will face a $62 a jury of the devil's own, Wilson has our budgetary process. Since we failed AFDC caseload is projected to grow billion tax increase, an amount the facts to stand before welfare to tax ourselves out of financial dis- at a rate four times the rate of state greater than the entire state recipients and make the case that his aster, we must come to grips with the population growth over a four year budget, By a vote of 5-2 the reforms are necessary to protect the spending side of the budget, and period which began in 1989. committee approved SB 36 bill system which produces the largest for Wilson's plan recognizes that. California taxpayers have been (Petris) to create a massive those in need. can't The Department of Finance has generous in providing AFDC benefits. health care program to be told The facts are simple. California, compiled trends which indicate that California payments rank fourth in the financed by a hefty payroll tax embe on its current course, is going broke. the number of tax receivers in United States and first of the ten most and in-come tax increases. The Following last year's record-breaking California are growing faster than populous states. Even if the cuts mammoth program has been mark budget deficit, the state faces another the number of taxpayers. The Depart- proposed by Wilson are enacted, labeled unfeasible by the State deficit of undetermined billions. is tak ment predicted that with the projected California AFDC payments will still Department of Finance. When faced with these shortfalls, ing growth of welfare recipients, school be higher than all other big states. Califi Wilson and the Legislature first tried and higher education students, pris- It is clear that California taxpay- YOU PAY, to relieve the problem largely by oners, and non-welfare Medi-Cal spen ers are doing more than their share in raising taxes. The state levied a THEY STAY? catio cases, by the year 2000 we will have shouldering the welfare commitments staggering $7-billion tax increase on eight-tenths of one taxpayer for each Sacramento lawmakers are prog of this country. While California differ its citizens, enough to account for an tax recipient. contains 12% of the nation's pop- reported working on a ballot additional $220 per Californian. for So-called entitlement programs, ulation, it pays 26% of the nation's proposition which would have I But, this formula for bringing education and health and welfare, take AFDC costs. taxpayers footing the bill for California into the black failed. As meml 77-cents out of every dollar from the The governor's initiative includes political campaigns and extend initial incentives to break dependency on term limits established when vot- state welfare by allowing welfare recipi- ers approved Proposition 140, budge ents to work without losing benefits N and by offering cash incentives for Compiled by HJTA Executive Director Kris Vosburgh Prote teenage mothers to finish high school. Opponents of welfare cuts have suggested that more revenue be taken from business. But business in term. Other cuts must be considered, California has been taxed to a point including those offered up last year Joel where one in four companies in a re- by members of the governor's politi- HOWARD JARVIS TAXPAYERS ASSAL cent Business Roundtable survey cal caucus, most notably Assembly- Public is considering leaving the state. man Tom McClintock (R-Thousand Asso Business is the vehicle to get us out Oaks), which were considered drastic Move of the doldrums and supply the jobs at the time. Meml that most welfare recipients want. The facts before the jury are clear. Business will be the backbone of For the good of all California, to keep HEA 621 S a recovery. the system working so we can con- Los A The governor's welfare proposal Joel Fox commented on the governor's welfare proposal on CBS News with tinue to take care of those in need of Dan Rather and on the "Today Show." will not go far enough to balance the temporary help, the governor's plan budget, either in short range or long must prevail. Welfare story below and commentary WelFare on back page Photo Copy Preservation "California's Organization of Tax Fighters" $Taxing Times SPECIAL SUPREME COURT EDITION The Official Educational Newsletter of the Howard Jarvis Taxpayers Association Howard Jarvis, Founder March 1992 PROP. 13 JUDGEMENT DAY HIGH COURT Michael Geissinger for Taxing Times HEARS ORAL ARGUMENTS WASHINGTON, D.C. - On February 25, at ten in the morning, Proposition 13 faced its ultimate challenge when the U.S. Supreme Court heard oral arguments in the case of Nordlinger vs. Hahn. Present with Joel Fox was the HJTA legal team including Trevor Grimm, Jonathan Coupal and nationally recognized tax policy expert Jay Curtis. Curtis was hired by HJTA specifically to assist Los Angeles county in preparing the defense for Proposition 13. The one hour of oral arguments (Continued on page 2) TaxingTimes Published quarterly by the Howard Jarvis Taxpayers Association (HJTA) and the American Tax Reduction Movement (ATRM). Kris Vosburgh. Editor. Members of HJTA and ATRM enjoy dual membership. HEADQUARTERS HJTA president Joel Fox, Los Angeles County Assessor Kenneth P. Hahn and HJTA General 621 S. Westmoreland Ave., Suite 202 Counsel Trevor Grimm leave the Supreme Court on the way to microphones accompanied Los Angeles, CA 90005-3971 by reporters from major newspapers including the San Francisco Chronicle and Los Angeles Times. Page 2 Michael Geissinger for Taxing Times Joel Fox discusses Proposition 13's prospects with the press on the steps of the Supreme Court. To the left of Joel stands U.S. Senator John Seymour, to the right is Assessor Hahn and HJTA attorney Trevor Grimm. (Continued from page 1) judges state laws on whether or ing Antonin Scalia and Sandra Day was divided between Carlyle Hall, not they are based on a rational O'Conner, appeared skeptical. "It attorney for Los Angeles resident policy. seems to have solved the problem Stephanie Nordlinger, and former Hall opened his attack on Propo- that people can't keep up with U.S. Solicitor General Rex Lee, sition 13 by charging that (taxes on) unrealized gains in their who defended Proposition 13. California's property tax system homes," Scalia said and then drew The Nordlinger challenge is violates the constitutional guaran- a laugh when he said Proposition based on the equal protection tee of equal protection. "There's 13 seems "close enough for guarantees of the 14th Amendment nothing to justify why one government work." of the U.S. Constitution. Nord- group should pay higher amounts 'Conner asked, "Do you think linger says Proposition 13 is un- than the favored group," he said. that the California scheme can constitutional because taxes are Nordlinger, who bought her home rationally be related to the problem based on the value of property at in 1988, claims it is "outrageous" of people on fixed incomes being the time it is purchased. This that she pays more than her neigh- taxed out of their homes?" Hall means it is possible for two iden- bors who have owned their homes responded that the tax system is tical properties to be taxed dif- much longer. Because of these irrational because it is not related ferently because of when they differences, Hall described Propo- to ability to pay, that it benefits were purchased and the price sition 13 as "irrational." the rich. paid. However, the court usually Several of the justices, includ- (Continued on page 3) Page 3 Michael Geissinger for Taxing Times rebuttal. Lee argued Proposition has never been an assumption that 13 is completely fair because it there has to be a one-to-one match- replaces a property tax system ing of benefits to what one pays. based on current market value with When Lee emphasized the value one based on the value of property of Proposition 13 in protecting when it is acquired. "The only homeowners from being taxed out question," said Lee, "is whether of their homes by the effects of California's acquisition value inflation, Stevens added, "Of assessment system furthers some course there's another solution for legitimate State purpose (to help some of these elderly people who people keep their homes), and have suddenly found their $10,000 clearly it does." homes are worth a million dollars. Justice Anthony Kennedy asked Some of them can sell those homes about exceptions to the acquisition and still live, you know." value system, saying "the hodge- To buttress his arguments in podge created by these exceptions defense of Proposition 13, Lee strongly undercuts the acquisition (Continued on page 4) Richard Gann, son of Proposition 13's value theory." coauthor, and Joel Fox confer after Supreme Court hearing. Lee responded that Michael Geissinger for Taxing Times there were only two (Continued from page 2) exceptions and these Hall tried to compare Nord- were not at issue in this linger's taxes with those on a case. (In fact, the ex- Beverly Hills mansion, but was ceptions were not in- interrupted by Justice David Souter. cluded in Proposition "I didn't ask you about Beverly 13 but were added Hills mansions," he said, "I asked when voters approved you for the kind of person in the new initiatives to al- middle we're trying to find a stan- low parents to pass on dard tax payer here, at least a peg property to their chil- to judge rationality." dren, and older resi- Hall urged the justices to view dents to sell existing Proposition 13 as they had the West homes to buy retire- Virginia case in which the court ment homes of equal overturned a county tax system for value without a tax in- violating equal protection. crease.) In spite of what appeared to Justice John Paul be some favorable questions for Stevens commented Proposition 13, experienced court "there's something observers warn against reading too counter intuitive" much into justices' comments. It about a system where is just as likely that justices are people pay much more testing a theory as offering an opin- than neighbors who ion. receive the same police Rex Lee also faced some tough and fire protection. Joel Fox and HJTA attorneys Jonathan Coupal and Trevor Grimm evaluate the justices' responses to oral arguments on, questioning during his half-hour of Lee pointed out that it Proposition 13. Page 4 Supreme Court Historical Society Justices of the United States Supreme Court. Back row, left to right: Souter, Scalia, Kennedy, Thomas. Front row, left to right: Stevens, White, Rehnquist, Blackmun, O'Conner. (Continued from page 3) their homes) in a responsible way. unprepared in the event of an ad- referred to briefs submitted by the The answer to that question is yes, verse court decision." Howard Jarvis Taxpayers Associa- and the judgement of the lower HJTA attorney Jonathan Coupal tion and Paul Gann's Citizens court (in favor of Proposition 13) commented, "Having argued doz- Committee. "I invite the Court to should be affirmed." ens of cases before appellate courts, read the pages of the Gann/Jarvis Immediately following the I am a firm believer in Murphy's briefs," he said. hearing, HJTA president Joel Fox law. I have seen many cases in Lee told the justices that if the met with the press and Proposition which the justices have indicated equal protection argument were 13 supporters. Fox described his they would rule one way, only to used to overturn Proposition 13, reaction as one of "cautious opti- later rule exactly the opposite way. "It's going to make Sherman's mism," because the justices showed This case still could go either way march though Georgia look like a a good grasp of the issues at hand. and we must continue to prepare Sunday picnic," because similar However, he said HJTA should take for the worst." anomalies abound throughout nothing for granted and taxpayers Court observers expect it will federal and state tax laws. must be prepared to move forward be at least six weeks after the date Countering Hall's argument of with a new initiative if the high of the hearing before the decision irrationality, Lee concluded by say- court rules against Proposition 13. is announced and it could as late as ing the question is "did they deal "Proposition 13's opponents would this summer. with it (people being taxed out of like nothing better than to find us CEL Choice-in-Education League ID 910 439 Co-Chairs 1041 Rutland Avenue, Los Angeles, CA 90042 - (213) 257-1827 Joseph F. Alibrandi Whittaker Corporation, CEO Everett E. Berg EBCO Enterprises, President Ron L. Cedillos Cedillos Testing Co., President The Parental Choice In Education Initiative Richard J. Dennis Chicago Resource Center, CEO William T. Huston Watson Land Co., CEO AN AMENDMENT TO THE CONSTITUTION OF THE Vice-Chair STATE OF CALIFORNIA Kevin D. Teasley President, Campaign Counsel David J. Harmer Treasurer Empowers parents to choose any qualified David Barulich K-12 public or private school for their children's Board of Directors J.G. "Mike" Ford, Jr. education. Don Frik Franzen Stephen Guffanti, M.D. Manuel S. Klausner Andrew D. Paterson Provides every resident school-age child a Shawn Steel scholarship worth at least 50 percent of present Advisory Board William J. Bennett state and local educational expenditures per child Former U.S. Secretary of Education John E. Chubb (now approximately $5,200 annually). Senior Fellow Brookings Institute Seymour Fliegel School Superintendent, Retired Requires the Legislature to establish a process for Harlem District 4 Milton Friedman public schools to voluntarily become independent Nobel Laurcate scholarship-redeeming public schools. John Taylor Gatto Teacher of the Year State of New York Dr. Eugene Gonzalez Includes savings from implementation in Society of Hispanic Professional Engineers Foundation currently-mandated educational spending Guilbert C. Hentschke Dean, USC School of Education requirements. Alan L. Keyes President, Citizens Against Government Waste J. Clayburn La Force Permits students whose scholarship amount Dean, Anderston Graduate School of Management, U.C.L.A exceeds the cost of the participating schools to Terry Moc, Ph.D. Professor, Stanford University use the surplus for higher education. John P. Singleton Chairman, Workforce L.A John V. Tunney Authorizes statewide tests to measure academic Former U.S. Senator State of California Annette "Polly" Williams improvement and overall school performance. Legislator/Choice Pioneer State of Wisconsin Beverly J. Williams Limits new regulation of private schools and Associate Director Family Help Line scholarship-redeeming public schools. Finance Director Shawn Steel Shawn Steel & Associates Campaign Consultant Gary Huckaby Huckaby Rodriguez Inc. QUESTIONS & ANSWERS Q1: What does your initiative do? A1: The Parental Choice in Education initiative does several important things: It will save the public education system from itself. It will be a catalyst to restore quality education in California. Ultimately, every education dollar will buy more effectiveness with less waste. It will give parents the power and ability to seek the best education available for their child. It's an idea whose time has come. A statewide poll late last year showed that California voters support school choice including choice of public, private and religious schools 68.9 percent to 28.5 percent. Ten states enacted school choice in 1991, seven in 1990. legislatures. Thirty-seven states, including California, have school choice bills pending in their First and foremost, the Parental Choice In Education initiative gives parents the freedom will be empowered to choose a school public or private that shows it knows how to and right to choose the school their child will attend. For the first time in this state, parents deliver results. Our initiative will take away the power of the educational bureaucracy to dictate where a -- the parents. child must go to school. It gives that decision to those who know what's best for each child It creates open enrollment in the public schools. Once neighborhood children are enrolled, any child may be enrolled in a school on a first come, first served basis. It empowers teachers and parents to take over a public school and gives them the funds to operate that school in much the same way as a private school, free from bureaucracy and free to do what most teachers do best: teach. Teachers and parents, not bureaucrats, will size fits all" education mandated from Sacramento. create the curriculum best suited to the children of that specific neighborhood, not the "one private school. The initiative also gives parents the power and the funds to enroll their child in a qualified next flood five years just to handle the 200,000 additional children which the experts predict will That's tremendously important now that we must build one new school every day for the expensive new schools at a time California simply can't afford the cost. the schools every year for the next ten years. That means we will need nearly 2,000 of California taxpayers. The Parental Choice in Education initiative will take a big part of that burden off the backs what is best for their child. And I have yet to hear one good reason why parents should not have the right to choose voters of this state agree that it is long overdue. That's what the Parental Choice in Education initiative does and we're convinced that the 1 JAN 30 '92 17:13 916 483 4995 PAGE. 002 QUESTIONS & ANSWERS Q2: How does the funding work? What is this "scholarship?" A2: The scholarship is half of what the state now spends on the average for a child's education. The state now spends $5,200. The scholarship is $2,600. It will be sent by the state to the child's parents in care of the qualified school- independent public school or private school- in which the parents have chosen to enroll their child. The child who enrolls in another public school anywhere in or outside his or her district will continue to get the full $5,200. Funds for special needs will follow the child to the chosen school, public or private. Right now, the state is spending 27 plus billion dollars to educate the five million plus Director of Finance, that's an average cost of $5,242 to educate one child. children in the public schools, grades kindergarten through twelve. According to the State The initiative provides that if your child goes to another public school in some other neighborhood, the full amount will be spent on his or her education. If there are funds for special needs added in, that money follows the child. No change. The School Choice initiative provides a scholarship at a minimum of half that amount - - or redeeming, school. qualified private school or an independent, scholarship-redeeming public $2600 to each child whose parents choose to enroll him or her in a scholarship- That causes something financially interesting to happen. stays behind in the public school system. takes half, or $2600, with him or her to the new scholarship school - and half, or $2600, It creates a savings for the public schools. Every child who migrates from a public school In theory, the half that remains behind in the public school system can be used to increase move takes place. spending for students remaining in the public schools during the fiscal year in which the escaping a marginal or even bad school; the public schools benefit because they will have by a So, if student movement does take place because parents so choose, the child benefits added savings to improve classroom resources -- and increased flexibility to handle the flood of this-state. students expected over the next ten years which will also benefit the taxpayers of But the fundamental benefit is that parents- not the bureaucracy - will call the accountable to parents and teachers. Their decisions will make the public school monopoly compete for students and shots. thus more over bureaucrats and teacher; that employs 127 non-teacher personnel for every 100 that priorities child that are now upside down in an educational system that favors the bureaucracy Over time, parental choice will cause a long overdue change in educational priorities - reductions layoffs of teachers, not administrators when the budget gets tight; that implements pays one and a half to two times what it pays teachers; that causes teachers; massive in classes and textbooks, not cuts in overhead fat. 2 JAN 30 '92 17:14 916 483 4995 PAGE. 003 QUESTIONS & ANSWERS Q3: Your critics say that every child that leaves the public schools will cost them $10,000. A3: That's a new math cooked up by the critics. Notice that they haven't produced studies to back up that calculation. We have done our homework- in writing. School choice will dollars. produce savings to the state. The Legislative Analyst says maybe over a billion First, the critics cannot get around the fact that under school choice, many children will be arguably better educated at half the cost to taxpayers -- $2600 as opposed to $5200. Second, absolutely necessary new schools to cope with exploding student growth will be built with private sector -- not public sector - dollars. Let me exaggerate to make the point. Let's say all five million children -- except one migrate to scholarship schools. By leaving half the money behind, half of the entire state budget would be left behind. That means there would be thirteen-and-a-half billion dollars in the public school budget to spend on that one remaining child. Q4: Isn't school choice really a subsidy for the wealthy? A4: The real fact is that only the wealthy have a choice today. Some middle class parents making big sacrifices have made a choice. A tiny handful of poor kids are fortunate enough to be enrolled in subsidized private education - which is some kind of choice. But the real tragedy is that the vast majority of the middle class and 99.99 percent of the poor have no choice at all no way of escaping really poor, really bad schools. Talk to a concerned poor parent. They'll tell you that their pleas to transfer their child to a better public school are routinely ignored or refused by the bureaucrats. It's worth noting that many public school teachers are working to keep their children in private schools - nearly a third in the Los Angeles Unified School District alone. State Schools Superintendent Bill Honig had a choice. He moved his child out of San Francisco public schools to a more affluent bay area public school. School choice critic Jesse Jackson chose private schools for his children. School choice will give all parents the choice that only Superintendent Honig, Jesse Jackson and other wealthy people enjoy today. Q5: Critics say that parents don't know how to make these choices. A5: That statement is offensive and denigrating. Most teachers can tell you that it's simply not true. It is a typical example of the arrogant, patronizing attitude of the mentality. educational establishment. Some say that in many cases it's a vestige of a plantation schools for their children. If parents can vote in elections, they certainly have the right - and the brains -- to choose 3 JAN 30 '92 17:15 916 483 4995 PAGE. 004 QUESTIONS & ANSWERS Rich parents have choices. Why shouldn't all other parents have the same right? could Even in the poorest of neighborhoods, parents know they have bad schools -- and if they figure a way out, they would take it. School choice will give them that escape. So far, the critics are exclusively representatives of the self-serving educational being held accountable for results. establishment. The bureaucrats can't stand the notion of giving up power over parents or Q6: How can school choice do that? A6: School choice will work first - and best -- where the schools are worst. That has been parents and teachers can deliver quality education. proven elsewhere in the nation - in Milwaukee and Harlem. Given the opportunity, school. At the elementary school, only $1800 is available after the bureaucracy takes its Look. Less than half of the $5200 appropriated for each child actually gets down to the bite; maybe $3200 left over at the high school level. profit. the market exists, where schools are failing. Some will be non-profit, some for- where That $2600 scholarship will create a vast new array of educational offerings, particularly You'll see schools that specialize in rescuing the problem student -- the so-called "throw- the public schools today. see schools for the disabled and the handicapped, for kids whose needs are not well met in away" child. Those schools exist today -- and they're producing remarkable results. You'll that You'll see schools that focus intensely on the needs of children who can't speak English and talent in math and science, art, music - the specialized education for kids who are not will give them the tools they need to learn. There will be schools for children with being challenged in our "one size fits all" curriculum today. 4 JAN 30 '92 17:15 916 483 4995 PAGE.005 HOW WILL PARENTAL CHOICE IN EDUCATION INITIATIVE AFFECT PROP. 98? Proposition 98 is incorporated in Sections 8 and 8.5 of Article XVI of the California Constitution. A rough summary of Prop. 98 is that excepting fiscal emergency situations, spending on public schools and community colleges must be no less than the greater of the following two tests: 1. the percentage of State General Fund revenues spent on public schools and community colleges in fiscal year 1986-87, which was about 42% 2. the per capita spending on students adjusted for inflation cannot fall below the level from the prior fiscal year Therefore, at least 42% of the state's budget will be spent on public education to satisfy test 1, even if enrollment were to plummet; however, if enrollment increased, then more than 42% will be spent in order to satisfy test 2. Our initiative does three things to impact Prop. 98: 1. expenditures for scholarships shall be counted toward the "spending on public schools and community colleges" used in the Prop. 98 calculations for both conditions. 2. enrollment in scholarship schools will not be counted for purposes of the second condition of Prop. 98. 3. "savings" accruing to the state from the movement of public and private school students into scholarship schools will be counted as if it were an expenditure for measurement purposes of Prop. 98. The result of these three measures will be that it is possible that if enough students leave public schools to enroll in scholarship schools, the Legislature could spend less than 42% of General Fund Revenues on public education. However, real per capita spending on public school students required by Prop. 98 would not be affected. public schools to be increased! In fact, we free up more funds to permit per capita spending in For example if 2.5 million students attend scholarship schools $2,500/yr/student cost and 2.5 million students attend public at schools following: at $5,000/yr/student cost, then we would have the 1. Total spending on scholarship and public schools would be: bil. for a $18.75 bil. total expenditure. 2,500 X 2,500,000 = 6.25 bil. plus 5,000 X 2,5000,000 = 12.5 2. 3. "Savings" would be (5,000 - 2,500) X 2,500,000 = 6.25 bil. Total expenditures for purposes of measuring Prop. 98 4. compliance for test #1 would be 18.75 + 6.25 bil. = 25 bil. at $6.25 billion savings would be "freed" up which could be capita spending on public school students! the discretion of the Logislature to increase the spent per JAN 30 '92 17:16 916 483 4995 PAGE.006 SUMMARY Bill Honig and our other opponents are trying to confuse people about the distinction between the total dollars spend in public schools and the per student expenditures in public schools. If enough students leave public schools, then it is likely that the total dollars spent in the public school system will decline. However, our initiative does not affect the Prop. 98 guarantees that the per student expenditures cannot fall. So our opposition cannot honestly argue that our initiative would affect the per student expenditures in public schools. That protection will remain for public school students. They have been telling the Legislative and Finance Department analysts reviewing the initiative for its fiscal impact that: few students will leave public schools to attend scholarship schools because $2,500 is not enough to pay tuition at private schools. only existing private school students will be using the $2,500 to pay tuition Therefore, they claim that the state will on net have to increase its total expenditures to pay for private school students. There are serious problems with these two claims: it ignores the empirical fact that many parochial schools charge less than 500/year tuition parents can supplement the scholarship with their own funds to pay for any differences the Legislature can always set the scholarship at a higher dollar amount (as it must if per student expenditures at public schools increase). no private schools would convert to or be created as a scholarship schools and be subjected to additional requirements in our initiative unless they could attract new customers by becoming a scholarship school public school students outnumber private school students by over a 10:1 margin so it is hard to believe that a large fraction of the families with 90% of the students in the state would not also be attracted to attend private schools if they were scholarship. able to defray their expenses with a minimum $2,500 As long as the number of public school students who leave public schools (and they will have a two-year head start on their private school counterparts) exceeds the number from private schools who 80 money. to scholarship schools, then this initiative will save taxpayers JAN 30 '92 17:17 916 483 4995 PAGE.007 CALIFORNIA CATHOLIC SCHOOL SUPERINTENDENTS The Current Parental Choice In Education Amendment and California Catholic Schools Currently California voters are being asked to sign petitions which seek to place on the November 1992 ballot a state constitutional amendment known as The Parental Choice in Education Amendment. Opponents of this educational voucher amendment, in seeking to discourage the voter signature process, have raised questions about standards and practices in California private schools. Because California Catholic schools serve nearly half of the state's nonpublic school population, we find it incumbent to respond to some of the contentions which are being circulated by the California Teachers Association. At the November 1991 public meeting of the State Board of Education and in subsequent publications of the California Teachers Association, Mr. Del Weber, C.T.A. President, claimed that there are "no requirements for schools to be accredited." While there is no statute which mandates accreditation for either public or private schools, voluntarily California Catholic K-12 schools long have been accredited by the Western Association of Schools and Colleges which has advised that relatively few public elementary schools hold accreditation. For private schools, Mr. Weber stated that there are "no background checks on teachers for felony convictions including child molestations." Pursuart to 1984 legislation authored by Assemblyman Tom Bates, actively supported by the California Catholic Conference, and enacted into statute, all of our school employees who have contact with minor children are required, as a condition of employment, to submit fingerprints and to undergo a criminal clearance investigation by the State Department of Justice and the Federal Bureau of Investigation. For private schools, Mr. Weber contended that "there are .70 graduation requirements." However, California Education Codes 48222, 51202, 51210 and 51220 give a lengthy list of course requirements and Education Code 51225.3 gives a specific listing of courses which must be taken for a student to qualify for a diploma of graduation. 1 It should be noted that Catholic schools have graduation requirements in excess of those mandated by law. 378. $ California Private Schools Directory, 1990. Bureau of Publications, California Department of Education, pp. 376. JAN 30 '92 17:19 916 483 4995 PAGE. 010 The California Teachers Association President claimed that "there are no health requirements for private schools." In fact, our schools, in common with other enterprises, must meet requirements with respect to fire safety, health and sanitation under regulations of the State Fire Marshall, the State Department of Health Services, and city and county agencies. Mr. Weber stated that on the last time he checked "private schools did not have to meet earthquake safety standards." Apparently he is unaware of private school compliance with earthquake safety standards in the various earthquake zones of California and local city and county ordinances which have prompted Catholic school closures, extensive retrofitting and, as in the case of St. Rose School In Santa Posa, totally new construction. Mr. Weber failed to make mention of our schools' compliance with safety statutes relating to fire drills, first aid, school buses, earthquake emergency procedures, asbestos abatement, immunizations and child abuse reporting. CTA's Government Relations Divisions Is circulating literature which states that "children are at risk from a medically contaminated environment (i.e. no requirement of a measles shot)." Yet, California's Health and Safety Code 3381, by which our schools abide, requires Immunizations against diphtheria, tetanus, poliomyelitis, and measles as 8 condition of enrollment in both public and private schools. It should be recognized that California's Cathollc schools, which serve nearly half of the private school students in the state, enroll a higher percentage of children from minority families than do the public schools. California Catholic schools have a proven record of educational excellence, particularly for disadvantaged urban youth. California Catholic schools are genuine participants In the educational life of the state. Large numbers of public school employees entrust their own children to parochial schools. Significant numbers of Cathollo school graduates are administrators and Instructors in California's public school systems. As Catholic School Superintendents, we do not presume to have the expertise to solve all of the pressing problems of education in this multi-cultural and multi-ethnic state. However, we hope that further discussions of alternative solutions to the educational crisis, including a voucher possibility, might be made in a noninflammatory manner, based on factual Information, without misrepresentation. It should be noted that the current initiative effort to place a voucher proposal on the 1992 justice and concern for all California youth. We urge our parish and school communities to examine the issue from perspectives of ballot has not originated in the Catholic school community but in the business community. We are pleased to see, within The Parental Choice in Education Initiative, special provisions for the Legislature to provide supplementary funding for transportation of physical impairments or learning disabilities. children from low income familles and for educational services needed by youth with JAN 30 '92 17:20 916 483 4995 PAGE. 011 With our colleagues in Catholic education throughout the United States, we continue to children. reinforce the Church's position that parents are the first and foremost educators of their Recognizing that Catholic schools are a significant part of education In California, we encourage efforts to provide financial assistance to all parents to ensure that they can afford to choose the type of schooling they desire for their children. We urge all California Catholics to study The Parental Choice in Education Initiative, to engage in respectful dialogue on the issue, and to exercise their civic rights and responsibilities. On our part, we wish to assure our fellow Californians that we will continue our educational efforts with K-12 parochial school programs which are particularly important to children of disadvantaged families. January 21, 1992 California Catholic School Superintendents Ms. Agnes Leonardich Chairperson, CCSS Superintendent of Schools, Diocese of Monterey Mr. Richard Sexton Superintendent of Schools, Diocese of Fresno Sr. Rose Marie Hennessy Superintendent of Schools, Diocese of Oakland Br. William Carriere Superintendent of Schools, Diocese of Orange Mr. James Adams Superintendent of Schools, Diocese of Sacramento Mr. Thomas Heding Superintendent of Schools, Diocese of San Bernardino Sr. Glenn Anne Mc Phae Superintendent of Schools, Archdiocese of San Francisco Sr. M. Claude Power Superintendent of Schools, Diocese of San Jose Sr. Anne Patricia O'Connor Superintendent of Schools, Diocese of Santa Rosa JAN 30 '92 17:20 916 483 4995 PAGE.012 Sr. Madeline Clancy Superintendent of Schools, Diocese of Stockton Dr. Jerome Porath Superintendent of Schools, Archdlocese of Los Angeles Mrs. Audrey Tellers Superintendent of Schools, Diocese of San Diego Dr. Joseph P, Mc Elligott Associate Director for Education, California Catholic Conference JAN 30 '92 17:21 916 483 4995 PAGE. . 013 What opponents are saying This proposed constitutional amendment, if approved by the voters, would establish a system of state-funded educational vouchers ("scholar- ships"). Key features include: Beginning in 1993-94, all school-age children are eligible to receive a scholarship equal to at least 50 percent (approximately $2,490 in 1993-94) of prior-year per-pupil government spending on K-12 education. (Children who were enrolled in private schools in October 1991, however, are not eligible to receive scholarships until 1995-96.) Parents and students may add to the value of the scholarship, without limit. The Legislature may provide supplemental funds, but only for (1) transportation of low-income students or (2) special needs related to physical or learning disabilities. If the value of the scholarship exceeds charges imposed by a scholarship-redeeming school, the excess is held in trust by the state for later use at any scholarship-redeeming school or any institution of higher education in California. Any surplus remaining at a student's twenty-sixth birthday reverts to the state. Scholarship-redeeming schools may be private or public. Such schools, however, may not (1) discriminate on the basis of race, ethnicity, color, or national origin; (2) advocate unlawful behavior or deliberately provide false or misleading information regarding the school; or (3) enroll fewer than 25 students. Scholarship-redeeming schools are subject to regulation no more restrictive than the relatively minimal level applicable to private schools. Any additional government regulation of all private schools (whether scholarship-redeeming or not) beyond that in effect as of October 1991 is generally prohibited, unless approved by a three-fourths vote of the Legislature. All public school districts must establish mechanisms for allocating district enrollment capacity "based primarily on parental choice." Public schools which choose not to redeem scholarships must open any remaining capacity to inter-district choice. The State Board of Education may require public schools and scholarship-redeeming schools to administer tests "reflecting national standards" for the purpose of measuring individual students' academic improvement. 2 - PROS AND CONS PROS: Increases Budgetary Flexibility. As shown in the fiscal analysis, this measure greatly reduces the protection of public schools' funding levels that would otherwise have been provided by Proposition 98. (Under the public schools' "best case" scenario noted above, the state would save $4.7 billion in 1999-2000, relative to Proposition 98 requirements in the measure's absence.) This, in turn, would allow for greater flexibility in setting overall state budget priorities. (The Governor and the Legislature, of course, could choose to spend some or all of these actual savings on the schools.) Creates Competition. Proponents of vouchers argue that competition will (1) break the bureaucratic structure resulting from the public schools' monopoly position, (2) encourage the creation of more alternatives to meet the educational needs and desires of parents, and (3) require under-performing schools to "shape up" or go out of business. Mandates Public School "Choice." The measure requires intra-district choice for all public schools, and inter-district choice among those public schools which choose not to redeem scholarships. Allows Freedom from State Regulation. Public schools that chose to become scholarship-redeeming would be subject to no more regulation than the relatively minimal level applicable to private schools. Among other things, requirements: scholarship-redeeming schools would not be subject to collective bargaining A Simpler Funding System. In contrast to the existing system of school finance, with its myriad Byzantine formulas, this measure provides all children in a given grade level with a voucher of equal value (although the Legislature is authorized to provide supplemental funds for a limited number of special needs). Proponents argue that such a system, in addition to being simpler than the existing one, would also be fairer. Could Make Everyone Better Off. If (1) the value of the voucher were set at a relatively low level, (2) relatively high numbers of pupils chose to leave the non-scholarship-redeeming public schools, and (3) the Governor and Legislature decided to provide public schools with funding in excess of the new Proposition 98 minimums, it is possible that the public schools could receive slightly more per pupil than they would have in the measure's absence, at less total cost to the state. 3 - CONS: The Rich Get Richer (I). Unlike some other voucher proposals, this measure imposes no limitations on the ability of parents to supplement the value of the voucher--nor does it allow the value of the voucher to vary according to a family's ability to pay. As a result, wealthy parents could use the scholarships to augment their already-substantial purchasing power and "outbid" poorer parents for the most desirable schools. Arguably, such an outcome would be directly violative of the Serrano decision requirement that the quality of publicly- supported education not be a function of wealth (in this case, family wealth).¹ The Rich Get Richer (II). According to the Associated Press, the average private school tuition (excluding Catholic parochial schools) in 1991 was $6,400. A $2,500 voucher will help make this option available to those families that can afford to come up with the additional $3,900 per year; absent financial aid from some other source (or a significantly higher voucher value), however, such schools will remain out of reach of poorer families. The Poor Get Poorer (I). If the Legislature is precluded from providing any supplemental assistance beyond (1) transportation for low-income students and (2) special needs related to physical impairment or learning disability, what will happen to students who have other special needs (e.g., limited English proficient, educationally disadvantaged)? Scholarship-redeeming schools would likely respond by (1) excluding such harder-to-educate students, (2) charging more to education them, and/or (3) attempting to cut costs (e.g., through larger class sizes) Should parents be expected to pay for these factors (which may be largely outside their control)? How will low-income parents come up with the resources to compensate for the well-documented educational disadvantages that accompany poverty?2 The Poor Get Poorer (II). The measure makes no explicit provision for transportation assistance to low-income students who remain within the non- scholarship-redeeming public school system, but who wish to attend a school other than their neighborhood school. Without transportation assistance, such 1 Coons and Sugarman, strong proponents of educational vouchers, nevertheless reject voucher systems in which the rich have an unlimited ability to augment the voucher's value: "Unless the amount of the voucher were so large as to preempt all interest in further spending for education by all but an insignificant number of families (an outcome economically and politically unthinkable), the effect of [such a] proposal is plain. Families unable to add extra dollars would patronize those schools that charged no tuition above the voucher, while the wealthier would be free to distribute themselves among the more expensive schools. What is today merely a personal choice of the wealthy, secured entirely with private funds, would become an invidious privilege assisted by the government. Isolation and excellence might prefer would be foreclosed to the poor--all with the help of the state. This offends a fundamental would be purchased by the rich with public assistance. Both wealthier classmates and the schools they school." (John E. Coons and Stephen D. Sugarman, Education by Choice, p. 191.) value commitment--that any choice plan must secure equal family opportunity to attend any participating ²In their widely-cited study touting the benefits of parental choice in education, Chubb and Moe propose a voucher system in which students with special needs receive add-ons to their scholarships. "At-risk students would then be empowered with bigger scholarships than the others, making them attractive to all schools (and stimulating the emergence of new specialty schools)." (John E. Chubb and Terry M. Moe, Politics, Markets, and America's Schools, p. 220.) Chubb and Moe also recommend against allowing parents and students to supplement their vouchers with personal funds. (Ibid.) 4 - - students may find their only practical options to be (1) attending a poor-quality, but local, public school or (2) attending a second-rate scholarship-redeeming school. Public Schools Hit With "Triple Whammy." Based on the foregoing discussion, in conjunction with the fiscal analysis presented earlier, it is not difficult to envision an outcome in which the remaining public (non-scholarship- redeeming) schools get stuck with the harder-to-educate (i.e., more costly to educate) kids, at the same time that per-pupil support for public schools is drastically reduced. Moreover, the public schools would still be subject to current statutes and regulations, while scholarship-redeeming schools would not. If public schools are unable to meet expectations for academic quality under these adverse conditions, more students may leave the system; as attendance decreases, per-pupil funding will drop further. The end result of such a downward spiral would be the demise of the public school system. Minimal Accountability Requirements. The measure implicitly assumes that market forces will take care of most issues of financial and performance accountability. (With respect to academic accountability, it merely provides that the State Board of Education may require public schools and scholarship- redeeming schools to administer tests "reflecting national standards," with each school's composite results released to the public.) Given a very significant state financial commitment, do we really want to abandon all regulation? (What about sanctions on schools that are consistently low-performing or that otherwise "misuse" public funds? What about facilities structural integrity standards?) Could Lead to Undesirable Discrimination. The measure only prohibits discrimination based on race/ethnicity, color, or national origin. Scholarship- redeeming schools could presumably discriminate based on sex, sexual orientation, religion, physical/mental handicap, and academic or athletic ability. Benefits of Competition Are Unproven. While the potential benefits of competition sound fine in theory, they have yet to be proven in any large-scale demonstration of education vouchers. In light of the concerns noted, are the potential benefits worth gambling the public school system's existence? Overall, A Bad Voucher Plan. Even opponents of vouchers concede that there is a wide continuum in voucher plans from "good" to "bad," depending upon the specifics. This is a very bad voucher plan, the intent of which appears to go far beyond providing "level playing field" competition for the public schools. Instead, it is structured so as to "stack the deck" against the public schools, with the apparent goal of destroying the public school system. - 5 KNOWN PROPONENTS/OPPONENTS Proponents: Excellence through Choice in Education League (ExCEL) Joseph Alibrandi, Whittaker Corporation CEO Former US Secretary of Education William Bennett Milton Friedman (Professor Emeritus of Economics, University of Chicago) Former Governor George Deukmejian Opponents: Superintendent of Public Instruction Bill Honig California School Boards Association Association of California School Administrators California Teachers Association California Federation of Teachers California State PTA California School Employees Association Service Employees International Union United Teachers of Los Angeles Californians for Community Colleges Los Angeles Educational Alliance for Restructuring Now (LEARN): Robert E. Wycoff, President, ARCO; Chairman, LEARN Roy A. Anderson, Chairman, The 2000 Partnership William R. Anton, Superintendent, Los Angeles Unified School Districts Helen F. Bernstein, President, United Teachers of Los Angeles John W. Mack, Urban League, Los Angeles; Black Leadership Coalition on Education William G. Ouchi, UCLA School of Management; Leadership Education for Asian- Pacifics Richard J. Riordan, Riordan & McKenzie; Founder, Kids First Virgil Roberts, Dick Griffey Productions; Solar Records; Chairman, Los Angeles Educational Partnership John P. Singleton, Security Pacific Corp; Chairman, Workforce LA Phillip L. Williams, Vice Chairman, Times Mirror Corp.; Chairman, California Chamber of Commerce Education Committee Mike Roos, President and Chief Executive Officer, LEARN Neutral: California Business Roundtable* * Has indicated intent to oppose measure, if it qualifies for ballot--provided that progress continues to be made towards implementing public school choice. - 6 FISCAL ANALYSIS It is not possible to predict precisely the fiscal effect of this measure. This is because the fiscal effect would depend on several interrelated factors, including: o The number of students in private schools (currently not supported by the state) who chose to receive scholarships. The number of students in public schools who chose to receive scholarships (potentially at lower cost to the state). The value of the scholarship, as set by the Legislature. The level of per-pupil spending on students who chose to remain in non-scholarship-redeeming public schools. A simplistic analysis predicts that, if all of the 500,000 or so students currently attending private schools chose to receive scholarships and no students left the public school system, the measure would result in net additional costs to the state. On the other hand, if many students were to leave the public school system and convert to less-costly scholarships, the measure could result in net savings. Proposition 98 Interactions. A further complication, however, is provided by the interaction of these factors with the Proposition 98 minimum funding requirements. Under the terms of the measure, each student who left the non-scholarship-redeeming public schools would result in a corresponding reduction to Proposition 98 minimum funding requirements as determined by "Test 2" (the "maintenance of prior year's service levels" test). (The amount of the reduction in 1993-94 would be approximately $4,230 per pupil.) This reduction would continue with the departure of additional pupils, until the "Test 2" funding dropped below the "Test 1" (percent of General Fund revenues) level--at which time "Test 1". would be controlling. In addition, however, the measure provides that all spending for scholarships, as well as any "savings" resulting from the granting of scholarships, counts towards meeting Proposition 98 minimum funding requirements. "Savings" are defined as the difference between (1) the amount of the scholarship and (2) the average state and local spending per student in non-scholarship-redeeming public schools. Again using 1993-94 figures, each pupil receiving a scholarship would produce an additional $4,230 in spending and "savings" counting towards Proposition 98 funding requirements. The effect of these provisions would be to produce a "double hit" on the Proposition 98 guarantee for every pupil that leaves the public school system. The first "hit" occurs as the overall guarantee is--appropriately--reduced to reflect fewer students within the public school system. The second "hit" results from counting spending on scholarships and "savings" towards meeting Proposition 98 funding requirements. A"Best Case" and "Worst Case" Analysis. While it is not possible to estimate precisely the value of each of the four factors noted above in all of the years in which the measure would be in effect, it is possible to develop alternative projections based on plausible "best case" and "worst case" scenarios--taking note of the fact that the number of students who chose to receive scholarships would, in all likelihood, be positively correlated with the value of the scholarship. - 7 - The attached charts summarize the results of such an analysis, in which the following two scenarios are contrasted: o High Voucher, High Exodus. In this scenario (a "worst case" from the public schools' perspective), the value of the voucher is set at 75 percent of the prior year's total per-pupil spending on public schools. In the initial year of operation, 3 percent (164,000) of 1992-93 public school enrollment chooses to receive scholarships; this figure grows by 60 percent annually thereafter. In 1995-96, 112 percent (696,000) of the prior year's private school enrollment chooses to receive scholarships; this figure grows by 12 percent annually thereafter. We have further assumed that the Legislature chooses to provide the bare minimum level of funding needed to meet Proposition 98 funding requirements (including counting "savings" towards the guarantee); in no event, however, would per-pupil spending on either vouchers or public schools decline from year to year. Minimal Voucher, No Exodus. In this scenario (a "best case" from the public schools' perspective), the value of the voucher is set at 50 percent of the prior year's total per-pupil spending on public schools. No students attending public schools choose to receive scholarships; all students who would otherwise have attended private schools choose to do so. In contrast to the above, we assume that the Legislature chooses to fund Proposition 98 such that actual total public spending on public schools plus vouchers (excluding "savings") equals the guarantee; again, however, in no event would per-pupil spending on either vouchers or public schools be permitted to decline from year. to year. The charts also show projected "baseline" state and local spending for public schools under Proposition 98, in the absence of the initiative. (Economic assumptions are based on the Commission on State Finance Fall 1991 Long-Term General Fund Forecast.) Chart 1 shows that, under the "high voucher, high exodus" scenario, total state and local spending for public education (excluding spending on vouchers) would drop from a level of $22.5 billion in 1992-93 to $18.1 billion in 1999-2000-55 percent below the projected "baseline" level of $40.4 billion. Obviously, under these circumstances, tens of thousands of teachers would be laid off from the public schools; it is impossible to predict how many of these would find employment in scholarship-redeeming schools. The chart also shows that, under the "minimal voucher, no exodus" scenario, public education spending would be $33.9 billion in 1999-2000--16 percent below the "baseline" level. Chart 2 shows these same data, on a per-pupil basis. The chart shows that, on a per-pupil basis, the impact of the initiative on public education spending is remarkably similar under both scenarios. Specifically, under the "high voucher, high exodus" scenario, per-pupil spending in 1999-2000 is 19 percent below the "baseline" level of $5,633, while under the "minimal voucher, no exodus" scenario, it is 16 percent below the "baseline" level. This analysis therefore suggests that, unless the Governor and the Legislature were to provide funding in excess of the Proposition 98- required minimum guarantee levels, per-pupil funding for those students who remain in public schools would likely decrease significantly (that is, by 16 to 19 percent) below amounts needed to maintain 1992-93 current service levels. This, in turn, would require significantly increased class sizes, reductions in teacher compensation, or both. CHAIR Joint Legislative Budget Committee VICE CHAIR ALFRED E. ALQUIST JOHN VASCONCELLOS SENATE ASSEMBLY ROBERT G. BEVERLY WILLIAM BAKER BILL GREENE GOVERNMENT CODE SECTIONS 9140-9143 JOHN L. BURTON MILTON MARKS ROBERT CAMPBELL NICHOLAS C. PETRIS PATNOLAN ALAN ROBBINS VACANCY CALIFORNIA LEGISLATURE VACANCY VACANCY LEGISLATIVE ANALYST ELIZABETH G. HILL 925 L STREET, SUITE 650 SACRAMENTO, CALIFORNIA 95814 (916)445-4656 December 13, 1991 Hon. Daniel E. Lungren Attorney General 1515 K Street, Suite 511 Sacramento, California 95814 Attention: Mary Whitcomb Initiative Coordinator Dear Attorney General Lungren: Pursuant to Elections Code Section 3504, we have reviewed the proposed initiative cited as the "Parental Choice in Education Initiative" (File No. SA 91 RF 0024, Amendment #1). The Proposal This measure would significantly change the way the state funds K-12 education in California. The initiative's major provisions would: Require the state to provide annual scholarships to all school-age children. These scholarships could be used only at schools that elect to become "scholarship-redeeming schools." The scholarship amount would have to be at least 50 percent of the average level of spending from federal, state, and local sources for public school students in California. Require that the Legislature establish a process by which public schools may become scholarship-redeeming schools. Require that public school districts establish mechanisms to "allo- cate enrollment capacity" primarily on the basis of "parental choice." Presumably, this would require establishment of inter- and intra-district open enrollment programs and policies. Hon. Daniel E. Lungren -2- December 13, 1991 Authorize the State Board of Education to require public and scholar- ship-redeeming schools to administer tests measuring individual students' academic improvement. The proposed initiative also contains language affecting "Proposition 98" minimum education funding requirements. This language could reduce the state's obligation under the minimum funding requirement, thereby giving the state greater flexibility in determining funding levels for education pro- grams. The scholarships required by the proposed initiative would be a new constitutional guarantee, separate from, but coexisting with, the Proposition 98 guarantee. Unlike Proposition 98, the new guarantee could not be suspend- ed. Fiscal Effect The fiscal effect of this proposed initiative is Targely unknown, as it would depend on the legal interpretation of the measure, how the Legislature implemented the measure, and how people responded to those decisions. For instance, a key factor is the level of the scholarship provided. That, in turn, would affect the number of schools that opt to become scholarship- redeeming schools, and the movement of students between public, private, and scholarship-redeeming schools. Scholarships. The primary fiscal impact of the measure would be through the scholarship provision. On the one hand, this requirement could result in added costs to provide scholarship payments to existing private schools (which currently receive virtually no public support) that chose to become scholarship-redeeming schools. On the other hand, the state would save money to the extent that students who otherwise would have attended public schools enroll in scholarship-redeeming schools (assuming the amount of support from state sources per public school student exceeds the scholarship amount). The actual impact would depend on the net effect of these factors and on whether the Legislature accommodated any net costs by reducing the amount school districts would otherwise receive under current law. The net impact, however, could be costs or savings in excess of $1 billion. Open Enrollment. We estimate that implementing the open enrollment policies could result in unknown costs or savings to the state, depending primarily on whether students attending schools outside their district of residence were entitled to higher or lower levels of state per-student funding in the district of attendance. In addition, we estimate that school districts would incur costs to plan for and implement these policies. The magnitude of these costs to school districts is unknown but potentially in the tens of millions of dollars. Testing. We estimate that, if the State Board of Education elected to do so, implementing a program of testing individual academic improvement would result in costs to the state and/or school districts and scholarship-redeeming schools in the tens of millions of dollars annually to develop, administer, Hon. Daniel E. Lungren -3- December 13, 1991 and score tests. These costs would vary depending on the breadth, frequency, and sophistication of the tests. Summary. In summary, the initiative would have the following primary fiscal effects: Costs or savings to the state, potentially in excess of $1 billion, due to the scholarship, open enrollment, and testing requirements. Costs to school districts, potentially in the tens of millions of dollars, due to the open enrollment and testing provisions. Sincerely, Mac Jaylor for Elizabeth G Hill Legislative Analyst of Lasenus Thomas Director W. of Hayes Finance Sancell A20 The Sacramento Bee Sunday, March 8, 1992 * * School choice measure sparks emotional battle By Lisa Lapin Rowlett, a PTA president, is fight- Bee Staff Writer ing to stop an initiative that would give parents $2,600 in tax money to Mark Mezger's four children at- make their own school choice. Mez- tend Holy Rosary Academy in Wood- ger is gathering signatures to put the land, the third generation of Mezgers issue on the November ballot. to get a Catholic education. It's an Parents throughout California are opportunity the Mezgers believe should be available to everyone, rich or poor. Al Rowlett believes that the best place for his four children is in the the being tion property in Opponents Education most issue forced tax emotionally since funding to Initiative say take the Proposition sides 14 Parental charged would years in perhaps destroy ago. Choice educa- 13 cut Elk Grove public schools, where ev- ery student is entitled to an educa- public education in California by tion. Diverting tax money to more milking more than $1 billion from discriminating private schools, he says, is "inherently unfair." Please see LEARN, back page, A20 FROM PAGE ONE Learn: Teachers mobilize to keep initiative off ballot Continued from page Al by the Legislature, which would be asked to re-examine school coffers while skimming off the best students. its method of school funding. The legislative analyst has Supporters say the proposed constitutional amend- Voucher plan would underwrite tuition, limit regulations said the measure could either save or cost the state $1 bil- ment, backed by Los Angeles aerospace entrepreneur Jo- lion, depending on how it is enacted. seph Alibrandi and others, will rescue public schools Bee Metro Staff school regulations could be enacted without a three- The teachers union is not waiting to debate the fine from mediocrity by forcing them to be competitive. fourths vote of the Legislature. points. When the signature drive began in January, The fate of the initiative could be decided long before it What the Parental Choice in Education Initiative Private schools would be free to establish their teachers hit shopping malls and grocery stores en masse ever reaches voters, with the powerful 250,000-member would do: own codes of conduct and discipline. Private schools to dissuade people from signing voucher petitions. The teachers union mobilized to prevent it from getting Provide a scholarship for every school-age child could dismiss students based on their own behavior or teachers are also handing out official forms that will al- enough signatures to qualify. wishing to enroll in a private school. The grant would performance rules. low people to retract their signatures if they've already There are indications that the anti-petition strategy has be about $2,600 - half the amount the state spends The State Board of Education could require test- signed in favor of the initiative. been working so far - the initiative has only 330,000 of per student in public schools - based on 1991-1992 ing to measure private and public schools against na- the 1 million signatures needed by April 27. Campaign "We' fiying to educate people on the facts," said John figures. tional academic standards. consultants predict the initiative needs,96,000 new signa- Cohn, president of the San Juan Unified Teachers Associ- Vouchers could be redeemed at any private Private school teachers would not need creden- tures a week - a tough task even for the most popular ation. "The goal is to stop it now, before it gets on the bal- school with more than 25 students. The school could tials. lot." cause. not discriminate on the basis of race or ethnicity, and Public schools throughout the state would be re- Virtually every group affiliated with public education in it could not advocate unlawful behavior or teach hate. quired to establish open enrollment, removing district If the measure reaches the ballot, the massive CTA is California opposes the measure, as does the Rev. Jesse Private schools would be free from "unnecessary, and school boundaries. reportedly capable of spending $10 million to $15 million Jackson and such disparate lawmakers as Assemblymen burdensome or onerous regulation." No new private - Lisa Lapin to campaign against it - triple what proponents are ex- B.T. Collins, R-Carmichael, and Phil Isenberg, D-Sacra- pected to spend. mento. The teachers have already stunned political consultants Grace Foster, vice president of the 1.5 million-member EXCEL will spend an estimated $500,000 on the peti- The initiative would allow anyone with 25 students or with the energy they've devoted to the anti-petition drive California Parent-Teacher Association, characterizes the tion drive and promises to continue gathering signatures more to run a school, with no regulation as to course con- - said to be the first such effort of its kind in California initiative's primary premises as a "lie." to make the June 1994 ballot if the initiative fails to quali- tent, teacher credentials or health and safety. The vouch- politics. ("This initiative would do nothing to improve education fy this year. er would forbid private schools from discriminating on and nothing to guarantee that parents will get their Regardless of the outcome, educators say the initiative the basis of race or ethnicity - but would allow them to Supporters of the voucher initiative accuse the teachers choices," she said. will force public schools to acknowledge parents' right to be selective on the basis of gender, religion and academic union of using exaggerated cost figures and scare tactics: There are some signs that the voucher campaign is choose how their children are educated. or physical ability. The CTA has criticized private schools for having unqual- gaining favor, particularly among Catholic and other "It's an opportunity for California to democratize its Al Rowlett wonders what would happen to the Califor- ified teachers, poor health and safety records and low ed- Christian school parents and people disenchanted with schools," said John Coons, a University of California, nia children who don't speak English, or who have ucational standards. state-funded education. Berkeley, law professor and an advocate of choice in edu- Downs syndrome or dyslexia. The thought of that inequi- "What they done basically amounts to private school I've got two children in two different public schools on cation for three decades. "This will be the stimulation we ty has prompted Rowlett to spend his evenings persuad- bashing," said James Adams, superintendent of the 50 two different year-round schedules, and neither one of need to change an inefficient system." ing other Elk Grove parents not to sign voucher petitions. schools in the Catholic Diocese of Sacramento. "We them gets any attention in class," said Rhonda Johnson of Coons, however, has not backed the current voucher "Public schools are required to provide an education merely want everyone to be well-informed before they Merced, where schools recently went year-round to ease initiative because it offers too little money to parents and for any child. They have to have competent teachers, make up their mind." overcrowding. "I'm willing to vote for anything that will does not provide enough protection for poor children and mandatory subjects, school lunches, you name it," Row- Catholic school parents are just now organizing to get my kids out of that situation." those with disabilities. lett said. "The private schools could get tax money, but gather signatures in favor of the initiative. Parents from The voucher initiative counts among its backers Nobel The $2,600 the initiative proposes to give parents they wouldn't have to follow the same rules. "I'm not op- some 35 local parochial schools gathered Thursday night laureate Milton Friedman, former U.S. Education Secre- equals half of what the state spends per student, and that posed to competitiveness, but you have to compete on an at St. Francis High School to plot strategy. tary William Bennett and President Bush, who has made money could be spent at any private school. Coons says equal playing field." choice in education a campaign platform. that's not enough financial incentive to create new com- The California Teachers Association claims that public "We're getting a lot of support, because there are a lot "The idea is to make educators accountable to parents, peting private schools. Nor is it enough for poor students schools would lose $4 in school financing for every $1 of parents out there who have not had the financial capa- not to a bunch of bureaucrats who have rules that don't to enroll in existing private schools, where average tu- that goes in a voucher to private schools - as much as $1 bility to send their kids to private schools," said Mezger. produce results," said David Barulich, treasurer of the Ex- ition is $6,500. Parochial schools, subsidized by churches, billion a year, depending on how many students leave. "All we are asking for is half of what public schools get céllènce through Choice in Education League, or EXCEL. cost an average of $1,800 per year. But some of the financial impact would be determined to help a lot of people."