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Originally Processed With FOIA(s): FOIA Number: S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Speechwriting, White House Office of Series: Snow, Tony, Files Subseries: Subject File, 1988-1993 OA/ID Number: 13899 Folder ID Number: 13899-016 Folder Title: State of the Union Research Stack: Row: Section: Shelf: Position: G 18 29 2 7 STATE OF THE UNION 393 The committee was established in members, visitors, and reporters. A spe- 1967 in response to public outcry at a cial escort committee, dispatched by series of congressional scandals. The the Speaker, greets the president and first chairman was Illinois Democrat accompanies him down the aisle. Melvin Price. The House gave the panel The president's speech is usually only a limited mission at first: to write a interrupted several times with ap- code of conduct. Approved in 1968, the plause. On rare occasions members of code expanded the committee's respon- an opposing party groan to indicate sibility, giving it authority to enforce their disagreement with a statement. the new rules. More typical is the reaction of the Dem- But the code was couched in gen- ocratic-controlled Congress to Republi- eral terms and FINANCIAL DISCLOSURE can President Ronald Reagan in 1988. was confined to sources, not amounts, Even when he was criticizing Congress of income. The House and Senate each for its catchall spending bills, and heft- revamped its code in 1977, and in 1978 ing a forty-three pound stack of docu- Congress applied ethics codes to the en- ments to demonstrate their unwieldi- tire federal government. ness, the legislators reacted with Although the House usually goes applause and cheers. along with the recommendations of the The nation's first two presidents, ethics committee, it has acted indepen- George Washington and John Adams, dently. In 1983 the committee recom- delivered their annual messages as mended that two legislators be repri- speeches to Congress. The third presi- manded because of improper relation- dent, Thomas Jefferson, chose in 1801 ships with teenage pages; the House to avoid what was an elaborate, formal opted for the stiffer penalty of ceremony, complete with a chair called censure. "the president's throne." Instead he had his private secretary carry the mes- sage to Capitol Hill. No president addressed Congress State of the Union again until 1913, when Woodrow Wilson renewed the custom of delivering the message in person, a decision that was Early each year the president ad- quite controversial. He eventually ap- dresses a joint session of Congress, peared before Congress twenty-six spelling out his legislative program and times, a record that still held in 1988. goals for the year in a State of the Since Wilson's time, only President Union message. The annual address is Herbert Hoover has declined to visit the traditional way presidents comply Capitol Hill at all with a constitutional directive to "from President Lyndon B. JOHNSON in time to time give to the Congress In- 1965 shifted the time of the State of the formation of the State of the Union address from midday to evening, Union a move designed to attract the large The evening session of Congress, television audience during prime time. usually in late January, brings a rare The next year Republicans got a half- mood of pageantry to the House cham- hour slot from each network to offer ber, which is seldom so filled with peo- their own assessment of national affairs. ple. Seated in the front rows are the By 1976 television time was available to Supreme Court justices, wearing their the opposing party immediately follow- judicial robes, and members of the pres- ing the State of the Union broadcast. ident's cabinet. Nearby are foreign dip- In 1986 the State of the Union ad- lomats. Galleries are packed with family dress was postponed for the first time. 394 STATES AND CONGRESS State of the Union, 1974 The House and Senate meet in joint session early each year to hear the president deliver his State of the Union address. In this 1974 picture, President Richard Nixon hands a copy of his address to Vice President Gerald R. Ford. Half hidden behind Ford is House Speaker Carl Albert. Before the year was over, Nixon had resigned, and Ford had succeeded him as president. On the morning of President Reagan's governing is called federalism, with a scheduled January 28 address to Con- national government, fifty state govern- gress, the space shuttle Challenger ex- ments, and thousands of local govern- ploded, taking the lives of all seven crew ments operating at different levels. By members. Reagan delayed the speech the 1980s the federal government until February 4. clearly dominated the relationship; sev- eral Supreme Court decisions had en- hanced federal authority, as had the enormous flow of federal money to state States and Congress and local governments. State and local officials found it almost impossible to refuse their share Their relationship uneasy from the of tax dollars, even when the money beginning, Congress and the states have came with rules and regulations that never agreed on how to share-or di- encroached on their autonomy. Con- vide-responsibility for governing the gress, for its part, became accustomed nation. in the 1960s and 1970s to setting na- The ongoing conflict, which tional goals and giving other govern- erupted once into civil war, has ments money to carry them out. spawned numerous political disputes. By the 1980s constraints on the Certain areas, such as national defense, federal budget made that pattern in- are clearly in the federal domain. But creasingly difficult to sustain. Sweeping the Constitution left many gray areas, new programs simply were not possible, with no clear rules about what level of and existing policies were at risk. Con- government was in charge. Often the gress continued to set national goals but Supreme Court has been forced to ref- could no longer be counted on to couple eree, deciding whether the federal gov- the rules with federal money-"car- ernment or the states are ultimately re- rots"-for state and local governments sponsible. to use in carrying them out. Governors The sharing of responsibility for and mayors, who developed an exten- THOUGHTS ON THE STATE OF THE UNION THOUGHTS ON THE STATE OF THE UNION Notable Quotes Lessons from Past State of the Unions The Importance of Ideals Presidential Approval Ratings Dates of State of the Unions Lists of Firsts Bibliography " the one great public document of the United States which is widely read and discussed. Congressional debates receive scant notice, but the President's message is ordinarily printed in full on nearly every metropolitan daily, and is the subject of general editorial comment throughout the length and breadth of the land. It stirs the country; it often affects Congressional elections; and it may establish grand policy. " Charles Beard LESSONS FROM PAST STATE OF THE UNIONS As a result of perusing many articles I found these points of interest on the State of the Union. o As evidenced in past State of the Unions, the administration's agenda is shaped by crisis items. If there is no front page crisis, there is an opportunity for the President to set the priorities of the Nation. O There are two different approaches to the State of the Union address: first, the Christmas list of proposals which is a longer speech where every Congressman calls and volunteers his input. The other approach is a shorter thematic and inspirational speech. With the shorter speech the President submits a Christmas list of proposals. Thus he satisfies those who want to submit proposals and he also sustains the public's interest. O Reagan found exceptional people and made them heroes by describing their feats in his address. This maneuver inspired the public and stimulated more patriotism. O Reagan moved issues that caused Congressional resistance off of his agenda. From 1986-87, time dedicated to Reagan's social agenda in the State of the Union addresses dropped from 14 to 7% (after he lost seats on the hill). O Reagan hardly mentioned women and civil rights in his State of the Unions (only 377 words in 7 years or 1.1171% of all seven State of the Unions). O A study conducted by Journalism Quarterly "asserts press influence on the president's address and holds that the empirical relationship between the president's address and subsequent press coverage is spurious." O In a study conducted by Presidential Studies Quarterly, it was demonstrated that presidents who are better teachers are better leaders. - O Summary of Reagan's State of the Union Priorities 1) In 1981 the state of the domestic economy was the number one priority. The importance of domestic affairs diminished over the years. 44% of all Reagan's State of the Unions focused on domestic issues. 2) During his administration Reagan's domestic agenda was curbed and international affairs became a larger priority. 30% of all Reagan's State of the Unions were designated to international affairs. 3) The Iran-Contra affair affected the priorities in 1987 State of the Union. 4) Reagan's social agenda received special emphasis in election years. In social issues, his focus was on moral issues.* 5) Reagan focused on U.S./U.S.S.R. relations rather than any other region of the world i.e. avoided the Middle East. 6) In economic affairs Reagan's focus was on budget and spending. *The importance of moral issues featured in next section. QUOTES "All this will not be finished in the 100 days. Nor will it be finished in the first 1,000 days, nor in the life of this Administration, nor even perhaps in our lifetime of this planet " John F. Kennedy "But I have promises to keep and miles to go before I sleep." Robert Frost President Kennedy quoted this remark at the close of many meetings. "Sometimes people call me an idealist. That is why I know I am an American." Woodrow Wilson "We have every right to dream heroic dreams believe in ourselves and believe in our capacity to perform great deeds, believe that together with God's help we can and will resolve the problems which now confront us And after all, why shouldn't we believe that? We are Americans." Ronald Reagan "Of all the dispositions and habits which lead to political prosperity, religion and morality are indispensable support reason and experience forbid us to expect that national morality can prevail in exclusion of religious principle." George Washington "The Founding was an act of panoramic idealism and unbounded hopefulness and optimism. It is this idealism and optimism that distinguishes America from Europe; it is the basis for what is known as 'American exceptionalism. " Steven Hayward Policy Review " America is alarmingly optimistic, compassionate, incredibly generous It was a spiritual wind that drove Americans irresistibly ahead from the beginning. Luigi Barzini "The American sees in his glorious past a prologue to an even more glorious future. " Steven Hayward Policy Review "The American sound is hopeful, big-hearted, idealistic, daring, decent and fair." Ronald Reagan "the distinguishing feature of America -- expansion, growth, perennial rebirth, and new opportunity." Frederick Jackson Turner "...the torch has been passed to a new generation of Americans... " John F. Kennedy "Can we forge...a grand and global alliance, north and south, east and west, that can assure a more fruitful life for all mankind?" John F. Kennedy Devise "United, there is little we cannot do in a host of new co- operative ventures." John F. Kennedy on famine in Kasai "To those people in the huts and villages of half the globe we pledge our best efforts to help them help themselves " John F. Kennedy "If a free society cannot help the many who are poor, it cannot save the few who are rich." John F. Kennedy Quotes on "City on a hill" theme FDR? "rendez vous with destiny" keeping alight the "the torch of freedom" "the last best hope of mankind" Cmola Ronald Reagan PUBLIC VALUES AND PRESIDENTIAL RHETORIC According to a study published by Presidential Studies Quarterly, there are five core values that every President (Democrat or Republican) has incorporated into his speeches. These core values are: a) Puritan and Pioneer Morality b) Peace c) Patriotism d) Effort and Optimism e) Progress and Change The following are key points regarding the public value system and presidential rhetoric. Presidents "sell and defend their programs and behavior through their conceptions of the American public and its values (Presidential Studies Quarterly). Words like "Morality," "Peace," and "Patriotism" have been used with different meanings for different presidents. "Morality" has been used to begin Affirmative Action and to attack it. ''Peace' and 'Patriotism' were used to begin the War in Vietnam, to criticize it, to sustain it, and to end it." Presidents have been most influential when addressing bipartisan issues. "Therefore it should be politically wise to stress common national problems or values rather than partisan ones addressing the nation. In the cauldron of American democracy the use of transcendent, ambiguous, inoffensive, but inspiring values can more successfully unite the political masses than can specific, divisive, potentially polarizing partisan values." Although agenda priorities have changed since the 40's only one change has been in made in the five core values. Peace became an important and respectable ideal after Kennedy's American University speech in 1963. Presidents have not always succeeded in presenting new unpleasant ideas i.e. Carter's 'national malaise' and Nixon's Cambodian incursion speech. Presidents usually and more successfully say what the public wants to hear. And when presidents introduce unpleasant ideas they are more successful when they wrap them in familiar rhetoric within the "consistent set of value priorities." "Ultimately this study suggests that the relationship between presidential values and public priorities is highly interdependent, and that a change in individual presidents, or parties, or eras will not noticeably change the criteria by which national policies are advocated." Attached is a more extensive list of values to which the public responds. TABLE I Steele and Redding's "American Values" PUR'TAN AND PIONEER MORALITY The world 8 seen in terms of good and evi. Virtues such as honesty. simplicity, courage, orderliness, humility, responsibility, and coopera- tion are stressed. Actions need to be justified with a moral purpose VALUE OF THE INDIVIDUAL Every person is a unique, autonomous person worthy of concern and possessing intrinsic dignity which should not be violated. ACHIEVEMENT AND SUCCESS The accumulation of wealth is a measure of personal ment. Business success IS capecially valued. Success a equated with morality Means can be justified by goals or results. CHANGE AND PROGRESS Human nature can be improved The present a better than the past, and the future will be better than the present. Change 13 necessary and beneficial. ETHICAL EQUALITY All individuals are spiritually and ethically equal in the sight of God and the law, regardless of material differences. EQUALITY OF OPPORTUNITY Each individual, regardless of circumstance of birth, has the opportunity to nse in the economic and social system. EFFORT AND OPTIMISM Optimistic action can overcome any problem Hard work is inherently good, apart from its consequences. "Doing something" = good. idlaness is bed. Since hard work will overcome problems. optimism is advisable EFFICIENCY, PRACTICALITY AND Activity. when guided by reason, emphasizes getting things done PRAGMATISM through the choice of the most effective means. Abstraction and long- range planning are devalued. REJECTION OF AUTHORITY A deep aversion to coercive restraint by established social organizations or personal authorities. SCIENCE AND SECULAR Behef in an ordered universe that can be understond. predicted, and RATIONALITY controlled by rationality. SOCIALITY Emphasis on getting along with a group. Also emphasizes being loved or being lovable, but not necessarily giving love. MATERIAL COMFORT An unlimited desire for material comforts. Happiness is material. QUANTIFICATION Size is equated with goodness. Bigger is better, quantity is preferred over quality. EXTERNAL CONFORMITY Adherence to the group pattern or norm is routine or automatic without regard to situational necessities. This includes role-playing. coopers- tion, and a compulsive need to be popular. HUMOR Humor is characteristically equalitarian in nature. "Poking fun* at one- self, or one's opponents is a leveling influence. GENEROSITY AND A universal concern for others. Generosity, humanitarianism. helpful- CONSIDERATENESS ness. compassion, and 0 "missionary spirit" are good. PATRIOTISM Loyalty 10 the tradition and values of Amenca rather than undifferents- ated. egocentric nationalism. A willingness to defend the United States. COMPARATIVE DATA 415 ment of Article 2, section 3 of the Constitution, Monroe Lincoln which provides that the President "shall from Dec. 2, 1817 Dec. 3, 1861 time to time give to the Congress Information Nov. 16, 1818 Dec. 1, 1862 of the State of the Union." The term "State Dec. 7, 1819 Dec. 8, 1863 of the Union Message" came into use on Nov. 14, 1820 Dec. 6, 1864 January 6, 1941; before then, the messages Dec. 3, 1821 were generally called "annual messages." Dec. 3. 1822 A. Johnson William Henry Harrison and James Abram Dec. 2, 1823 Dec. 7. 1824 Dec. 4, 1865 Garfield did not prepare annual messages. Dec. 3, 1866 Harrison served only 32 days and Garfield only 199 days. J. Q. Adams Dec. 3, 1867 Dec. 9, 1868 George Washington did not prepare a mes- Dec. 6, 1825 sage during the calendar year 1789, but deliv- Dec. 5, 1826 ered two messages in 1790, one on January 8 Dec. 4, 1827 Grant and one on December 8. Dec. 2. 1828 Dec. 6, 1869 Until the administration of Franklin Delano Dec. 5, 1870 Jackson Roosevelt in 1933, there were 141 messages. Of Dec. 4, 1871 these 125 were delivered in December, 1 in Dec. 8, 1829 Dec. 2, 1872 January, 1 in September, 3 in October, and 11 Dec. 6, 1830 Dec. 1, 1873 Dec. 6, 1831 in November. Dec. 7, 1874 Dec. 4, 1832 Dec. 7, 1875 Since the inauguration date was changed to Dec. 3, 1833 Dec. 5. 1876 January, 41 messages have been made in Jan- Dec. 1, 1834 uary and 2 in February. Dec. 7, 1835 Hayes The longest State of the Union message was Dec. 5, 1836 sent to Congress in 1946 by President Harry S. Dec. 3, 1877 Truman and consisted of more than 25,000 Van Buren Dec. 2, 1878 words. Dec. 5, 1837 Dec. 1, 1879 It is generally conceded that most presiden- Dec. 3, 1838 Dec. 6, 1880 tial speeches are prepared by writers, presum- Dec, 2, 1839 ably carrying out the wishes and thoughts of Ded. 5, 1840 Arthur the executives. It is estimated that President Dec. 6, 1881 Lyndon Baines Johnson's speech of January 8, Tyler Dec. 4, 1882 1964, consisting of 3,059 words, required the Dec. 7, 1841 Dec. 4, 1883 services of about twenty-four writers, who took Dec. 6, 1842 Dec. 1, 1884 about six weeks to draft the speech, with ten Dec. 5, 1843 to sixteen major revisions. Dec. 3, 1844 Cleveland- 1st Administration Polk Dec. 8, 1885 STATE OF THE UNION MESSAGES Dec. 2, 1845 Dec. 6, 1886 Dec. 8, 1846 Washington Dec. 6, 1887 Dec. 7, 1847 Dec. 3, 1888 Jan. 8, 1790 Dec. 3, 1793 Dec. 5, 1848 Dec. 8, 1790 Nov. 19, 1794 Oct. 25, 1791 Dec. 8, 1795 Taylor B. Harrison Nov. 6, 1792 Dec. 7, 1796 Dec. 4, 1849 Dec. 3, 1889 Dec. 1, 1890 J. Adams Fillmore Dec. 9, 1891 Nov. 22, 1797 Dec. 3, 1799 Dec. 2, 1850 Dec. 6, 1892 Dec. 8, 1798 Nov. 22, 1800 Dec. 2, 1851 Dec. 6, 1852 Cleveland- Jefferson Pierce 2nd Administration Dec. 8, 1801 Dec. 3, 1805 Dec. 5, 1853 Dec. 4, 1893 Dec. 15, 1802 Dec. 2, 1806 Dec. 4, 1854 Dec. 3, 1894 Oct. 17, 1803 Oct. 27, 1807 Dec. 31, 1855 Dec. 2, 1895 Nov. 8, 1804 Nov. 8, 1808 Dec. 2, 1856 Dec. 7, 1896 Madison Buchanan McKinley Nov. 29, 1809 Dec. 7, 1813 Dec. 8, 1857 Dec. 6, 1897 Dec. 5, 1810 Sept. 20, 1814 Dec. 6, 1858 Dec. 5, 1898 Nov. 5, 1811 Dec. 5, 1815 Dec. 19, 1859 Dec. 5, 1899 Nov. 4, 1812 Dec. 3, 1816 Dec. 3, 1860 Dec. 3, 1900 416 COMPARATIVE DATA STATE OF THE UNION MESSAGES Every Bill which shall have passed the -Continued House of Representatives and the Senate, shall, before it becomes a Law, be pre- T. Roosevelt Jan. 7, 1943 sented to the President of the United Dec. 3, 1901 Jan. 11, 1944 States; if he approve he shall sign it, but Dec. 2, 1902 Jan. 6, 1945 if not he shall return it, with his Objections Dec. 7, 1903 Truman to that House in which it shall have origi- Dec. 6, 1904 nated, who shall enter the Objections at Dec. 5, 1905 Jan. 22, 1946 large on their Journal, and proceed to re- Dec. 3, 1906 Jan. 6, 1947 consider it. If after such Reconsideration Dec. 3, 1907 Jan. 7, 1948 two thirds of that House shall agree to Dec. 8, 1908 Jan. 5, 1949 pass the bill, it shall be sent, together with Jan. 4, 1950 Taft the Objections, to the other House, by Jan. 8, 1951 which it shall likewise be reconsidered, and Dec. 7, 1909 Jan. 9, 1952 if approved by two thirds of that House, Dec. 6, 1910 Jan. 7, 1953 it shall become a Law. If any Bill Dec. 5, 1911 Eisenhower shall not be returned by the President Dec. 3, 1912 Feb. 2, 1953 within ten Days (Sundays excepted) after Wilson Jan. 7, 1954 it shall have been presented to him, the Jan. 6, 1955 Same shall be a Law, in like Manner as Dec. 2, 1913 Dec. 8, 1914 Jan. 5, 1956 if he had signed it, unless the Congress by Dec. 7, 1915 Jan. 10, 1957 their Adjournment prevent its Return, in Jan. 9, 1958 which case it shall not be a Law. Dec. 5, 1916 Dec. 4, 1917 Jan. 9, 1959 Every Order, Resolution, or Vote to Dec. 2, 1918 Jan. 7, 1960 which the Concurrence of the Senate and Dec. 2, 1919 Jan. 12, 1961 House of Representatives may be necessary Dec. 7, 1920 (except on a question of Adjournment) Kennedy shall be presented to the President of the Harding Jan. 30, 1961 United States; and before the Same shall Dec. 4, 1921 Jan. 11, 1962 take Effect, shall be approved by him, or Dec. 8, 1922 Jan. 14, 1963 being disapproved by him, shall be repassed by two thirds of the Senate and House Coolidge L. B. Johnson of Representatives, according to the Rules Dec. 6, 1923 Jan. 8, 1964 and Limitations prescribed in the Case of Dec. 3, 1924 Jan. 4, 1965 a Bill. Dec. 8, 1925 Jan. 12, 1966 Dec. 7, 1926 Jan. 10, 1967 The Constitution thus provides not only for a Dec. 6, 1927 Jan. 17. 1968 regular veto, which Congress may override by Dec. 4, 1928 Jan. 14, 1969 a two-thirds majority of both Houses, but also for a "pocket veto"-if the President opposes a Hoover Nixon bill sent to him ten days before the adjourn- Dec. 3, 1929 Jan. 22, 1970 ment of Congress, he can, instead of vetoing Dec. 2, 1930 Jan. 22, 1971 it, merely ignore it, or "pocket" it, and prevent Dec. 8, 1931 Jan. 20, 1972 it from becoming a law. Dec. 6, 1932 Feb. 2, 1973 The following list shows the number of bills Jan. 30, 1974 vetoed by each President. Noted in parenthesis F. D. Roosevelt Ford after each total are the figures comprising the Jan. 3, 1934 Jan. 15, 1975 total: first, the number of regular vetoes; sec- Jan. 4, 1935 Jan. 19, 1976 ond, the number of pocket vetoes; third, the Jan. 3, 1936 Jan. 12, 1977 number of vetoes sustained by Congress; and Jan. 6, 1937 fourth, the number passed over his veto. Jan. 3, 1938 Carter Jan. 4, 1939 Jan. 19, 1978 Washington-2 (2, 0; 2, 0) Jan. 3, 1940 Jan. 23, 1979 J. Adams-0 Jan. 6, 1941 Jan. 23, 1980 Jefferson-0 Jan. 6, 1942 Jan. 16, 1981 Madison-7 (5, 2; 7, 0) Monroe-2 (1, 1; 1, 1) THE PRESIDENTIAL VETO J. Q. Adams-0 Jackson-12 (5, 7; 12, 0) Article I, section 7 of the Constitution con- Van Buren-0 tains the following provisions: W. H. Harrison-0 PRESIDENT REAGAN'S STATE OF THE UNION ADDRESSES Jan. 26, 1982 Jan. 25, 1983 Jan. 25, 1984 Feb. 6, 1985 - Feb. 4, 1986 Jan. 27, 1987 - Jan. 25, 1988 OPINION ROUNDUP (Applamic pu REAGAN AND HIS Houthis PREDECESSORS pelps- Question: Do you approve or disapprove of the way (name of President) is handling his job as president? Percent 100 Approval 70 Truman (4/45) Elsenhower Esenhower (1/53) Kennedy (1/61) Johnson (11/63) Nixon (1/69) Ford (8/74) Carter (1/77) Reagan (1/81) 8 Johnson Month took office - - 59% 71% - 51% 50 After 1st month - 68% - 79% 61 50 71% 55 Reagan After 2nd month - 59 73% 80 63 55 72 60 After 3rd month 87% 74 83 75 61 48 63 67 40 After 4th month - 74 76 73 65 42 64 68 After 5th month - - 74 77 63 39 63 58 Truman After 6th month - 71 71 75 65 39 67 60 30 After 7th month 75 - 73 74 62 37 66 60 After 8th month - 75 75 - 58 39 59 52 After 9th month - 65 76 - 56 51 51 56 20 Nixon After 10th month 63 - 77 - 68 52 56 54 After 11th month - 60 78 - 59 - 57 49 After 12th month 50 68 77 69 61 46 52 47 0 After 13th month - 71 78 69 56 47 50 47 60th 61 62 63 64 65 66 57 68 69 70 71 72 73 74 75 76 77 78 79 80 5 After 14th month - 68 79 71 53 44 48 46 Month took office After 15th month 43 - 77 - 56 41 41 44 After 16th month - 64 73 69 59 39 43 45 After 17th month - 61 71 67 55 46 42 44 After 18th month 32 - 69 64 55 48 39 41 After 19th month - 71 66 70 56 50 43 42 Truman Elsenhower Kennedy Johnson Reagen After 20th month - 65 67 69 Nixon 48 42 Ford Carter - 48 After 21st month 35 64 62 65 58 47 49 42 After 53rd month 51 50 44 58 After 22nd month 48 57 - 65 57 45 50 43 After 54th month 63 41 39 63 After 23rd month 60 63 74 63 52 - 51 41 After 55th month 43 36 65 After 24th month - 69 76 64 56 - 43 35 After 56th month - 59 40 33 60 After 25th month - 71 70 63 50 - 37 40 After 57th month 45 57 35 27 63 After 26th month 54 66 67 61 50 - 42 41 After 58th month - - 27 65 After 27th month - 68 66 56 50 - 40 41 After 59th month - 42 29 63 After 28th month - 69 64 57 49 53 32 46 After 60th month - 58 43 26 64 After 29th month 55 - 61 54 48 - 29 47 After 61st month 37 54 44 27 After 30th month - 72 61 51 50 - 29 42 After 62nd month 37 50 59 26 63 After 31st month 71 63 48 49 - 32 43 After 63rd month 46 54 - 26 62 After 32nd month - 56 56 - - 30 48 After 64th month 43 53 26 68 After 33rd month - 58 47 52 - 31 46 After 65th month - 54 25 64 After 34th month 77 58 46 49 38 53 After 66th month 39 52 24 63 After 35th month - 75 - 44 50 54 54 After 67th month - 56 24 After 36th month 36 77 - 49 50 58 55 After 68th month - 54 After 37th month - 76 44 52 - 55 55 After 69th month 36 58 63 After 38th month 39 72 46 53 39 54 After 70th month 26 52 After 39th month - 69 45 - 39 52 After 71st month - 57 48 After 40th month - 45 62 - 38 54 After 72nd month 28 57 49 After 41st month - - 49 57 31 54 After 73rd month 24 59 After 42nd month - 69 45 - 21 52 After 74th month 25 58 After 43rd month - 67 51 - 32 54 After 75th month 29 62 49 After 44th month 47 - 57 After 76th month 31 60 After 45th month 69 - 39 - I 58 After 77th month 32 60 53 After 46th month - 75 38 62 - 61 After 78th month 29 61 51 After 47th month 57 79 38 59 34 59 After 79th month 23 66 After 48th month - 73 42 67 64 After 49th month - 72 46 65 60 After 50th month 57 72 49 - 56 After 51st month I 67 41 48 52 After 52nd month - 62 44 55 pase :Trum an Eisenhower Kennedy Johnson Nixon Ford Carter Reagan After 80th month - 66 - - - - - 49 After 81st month 25 66 - - - - - - After 82nd month - 64 - - - - - - After 83rd month - 76 - - - - - 49 After 84th month - 66 - - - - - 49 After 85th month 28 64 - - - - - - After 86th month 32 64 - - - - - 50 After 87th month - 65 - - - - - 50 After 88th month - 65 - - - - - 48 After 89th month - 57 - - - - - 51 After 90th month 32 63 - - - - - 51 After 91st month - 61 - - - - - - After 92nd month 31 65 - - - - - 53 After 93rd month - 58 - - - - - 54 After 94th month - 59 - - - - - - After 95th month - 59 - - - - - TK After 96th month - - - - - - - TK Note: In months in which more than one approval poll was conducted, the last results of the month are presented. Source: Surveys by the Gallup Organization, latest that of September 25-October 1, 1988. Question: Do you approve or disapprove of the way (name of President) is handling his job as president? Percent 100 70 Eisenhower 60 Johnson 50 Reagan 40 Truman 30 Nixon 20 0 60th 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 Month took office INDEX BY YEARS 737 Methodist College-Cokesbury College-Abing- 1789 don. Md.-opened-Dec. 6 Money-Continental coin-copper Fugio-au- Army-army organization under the Constitution thorized-July 6 -act enacted, April 30 Army-medical corps-Richard Allison appoint- Music Book-secular songbook-A. Reinagle- ed surgeon-Sept. 29 published-Philadelphia, Pa. Army Officer-commander-in-chief of the U.S. Play (drama)-native American play successfully Army-Josiah Harmar-September acted on a regular stage-Royall Tyler-The Attorney General-Attorney General-E. J. Ran- Contrast dolph-Sept. 26 Playwright-playwright (professional)-William Attorney of the United States-Attorney General Dunlap-comedy written of the United States-Samuel Sherburne, Jr.- Prison Reform Society-formed-Philadelphia. appointed-Sept. 26 Pa.-May 8 Bibliography-bibliography of Americana in Ship-ship to carry the United States flag around English-published the world-Columbia-sailed-Boston. Mass. Book Publisher of denominational books-New -Sept. 30 York City-May Ship-steamboat to carry a man-John Fitch- Cabinet of the United States-Cabinet-April 30. Aug. 27 Catholic Diocese-established-Baltimore, Md.- Slavery-law (federal) prohibiting slavery in a April 6 territory of the United States-Northwest Terri- Catholic Periodical-Catholic magazine-pub- tory-enacted July 13 lished-Boston. Mass.-April 23 State-state to ratify the federal Constitution- College-Catholic college-Georgetown College Delaware-Dec. 7 -established-Washington, D.C.-Jan. 23 Territorial Expansion-acquisition of land by the Comb-of ivory-manufactured-Centerbrook. Conn. federal government Unitarian Minister-Unitarian minister-James Comptroller-Comptroller of the United States Freeman-Boston, Mass.-ordained-Nov. 18 Treasury-Nicholas Eveleigh-served-Sept. 11 Congress (U.S.)-Congress of the U.S.-New 1788 York City-March 4 Algebra Book-algebra book by a native-born Congress (U.S.)-congressional act-June 1 American-published-Newburyport Mass. Congress (U.S.)-congressional act declared un- Cloth-sailcloth factory-Boston, Mass. constitutional by the Supreme Court of the U.S. Constitution of the United States-printed copies -Sept. 24 of the Constitution-Constitution ratified— Congress (U.S.)-joint meeting of the Senate and June 21 the House of Representatives-April 6 Cotton-cotton goods to be trademarked-Bever- Congress (U.S.)-House of Representatives- ly, Mass.-June 6 clerk of the House of Representatives-John Cotton Mill-cotton mill-established-Beverly, Beckley-began service April 1 Mass. Congress (U.S.)-House of Representatives- chaplain of the House of Representatives-Wil- Dictionary-dictionary published in the United liam Linn-began service May 1 States-Worcester, Mass. Congress (U.S.)-House of Representatives- Dictionary-pocket dictionary published in the committee of the House of Representatives- United States-William Perry-Royal Stan- appointed-April 2 dard English Dictionary-Worcester, Mass. Congress (U.S.)-House of Representatives-con- Election-federal election in the United States— tested election-April 13 authorized-Sept. 13 Congress (U.S.)-House of Representatives- Horse-horse (trotting horse)-imported--Phila- House of Representatives-assembled-March delphia, Pa. 4 Music Book-secular songbook by a native Congress (U.S.)-House of Representatives-ser- American-published-Philadelphia, Pa. geant at arms-Joseph Wheaton-began ser- Naval Officer-naval chaplain (Continental navy) vice April 8 -B. Parks-appointed-Oct. 28 Congress (U.S.)-House of Representatives— Shaker Society-organized Shaker community- Speaker of the House-F. A. Muhlenberg New Lebanon, N.Y. Congress (U.S.)-Senate-president pro tempore Ship-ship built on the Pacific coast-Northwest of the United States Senate-John Langdon- America-begun-June 11 April 6 Ship-steamboat patent-Isaac Briggs-Georgia Congress (U.S.)-Senate-Senate-Senate meet- -Feb. 1 ing-New York City-March 4 Wool-worsted mill operated by waterpower- Constitution of the United States-printed copies Hartford, Conn. of the Constitution-Constitution declared in effect-March 4 738 FAMOUS FIRST FACTS Constitutional Amendment (U.S.)-constitutional Senate Journal-published-New York City amendments-submitted to the states-Sept. 25 Senator (U.S.)-Catholic senator-Daniel Carroll Constitutional Amendment (U.S.)-proposed -March 4 amendment to the Constitution State Department (U.S.)-State Department (U.S.) Cotton Mill-cotton mill-established-Charles- -established-July 27 ton. S.C. Supreme Court (U.S.)-Chief Justice of the Su- Drawback Legislation-tariff act-July 4 preme Court-John Jay-Sept. 24 Flour Mill-flour mill-of importance-designed Supreme Court (U.S.)-Supreme Court Justice -Oliver Evans who was nominated but who did not serve-R Holiday-Thanksgiving Day-designated by H. Harrison-Sept. 24 presidential proclamation-Oct. 3-for Nov. 26 Supreme Court (U.S.)-Supreme Court of the Horse-Morgan horse-foaled-Randolph. Vt. United States-appointments made Insurance Treatise-English reprint-published- Tariff-tariff legislation-enacted-July 4 Philadelphia, Pa. Temperance Society-temperance organization Internal Revenue Commissioner-Tench Coxe- (local)-formed-Litchfield County. Conn. Commissioner of Revenue-Sept. 11 Treasury Department (U.S.)-Register of the Justice Department (U.S.)-office of Attorney Treasury-Joseph Nourse-began service, General created-Sept. 24 Sept. 12 Land Office-"Great American Wilderness"- Treasury Department (U.S.)-Secretary of the Canandaigua, N.Y. Treasury-Alexander Hamilton-Sept 11 Lawbook-law compilation of federal session Treasury Department (U.S.)-Treasury Depart- laws-published ment (U.S.)-organized-Sept. 2 Law Reports-E. Kirby-Reports of Cases-pub- lished-Litchfield, Conn. War Department (U.S.)-War Department (U.S.) Lighthouse-lighthouse built after American in- -authorized-Aug. 7 White Lead Manufacturer-Samuel Wetherill- dependence-legislation-Aug. 7 Loan-loan to the United States-negotiated by Philadelphia, Pa. Alexander Hamilton-Sept. 13 1790 Map-road map-published-New York City Money-trade tokens-issued-"Motts. N.Y."- Actor-actor of American birth-appeared- New York City March 13 Navigation Act-navigation act (U.S.)-approved Bible-Catholic Bible-printed-Philadelphia, -July 20 Pa. Newspaper-political newspaper-Gazette of the Birds-partridge propagation-Beverly. N.J. United States-published-New York City- Bond-bonds-of the U.S. Government-author- April 15 ized-Aug. 4 Novel-American novel published in America- Book-book entered for copyright-Pennsylvania The Power of Sympathy-published-Boston. -June 9 Mass. Button-pewter or block tin buttons-manufac- Pension-pensions paid by the United States tured-Waterbury, Conn. Government-authorized-Sept. 29 Catholic Bishop-Catholic bishop appointed to Periodical-children's magazine-published- serve in the U.S.-John Carroll-consecrated- Hartford, Conn. Dorset, England-Aug. 15 Pharmacy Professor-pharmacy professor-S. P. Census-census of the United States-authorized Griffiths-Philadelphia, Pa. -March 1-enumerated-Aug. 1 Post Office-Post Office Department of the United States-established-Sept 22 Coast Guard (U.S.)-Coast Guard-revenue cut- Postmaster-postmaster general of the United ter service-organized-Aug. 4 States-Samuel Osgood-Sept. 26 Congress (U.S.)-Congress of the United States- Presbyterian General Assembly-Philadelphia, first session in Philadelphia. Pa.-Dec. 6 Pa.-May 22 Congress (U.S.)-House of Representatives-fli- President (U.S.)-President elected-George buster of "dilatory tactics"-June 11 Washington-inaugurated-April 30 Copyright Law-copyright law of the U.S.-enact- President (U.S.)-President to receive the unani- ed-May 31 mous vote of the presidential electors-George Cotton Mill-cotton mill to spin cotton yarn suc- Washington cessfully-Pawtucket, R.I.-Dec. 20 President (U.S.)-President to tour the country- Dictionary-agricultural dictionary-The New George Washington-Oct. 15 England Farmer-published-Worcester. Presidential Inaugural Ball-New York City- Mass. May 7 Diplomatic Service-consul under the Depart- "Presidential Mansion"-New York City-April ment of State-Samuel Shaw-Feb. 9 23 Diplomatic Service-consuls of the United States Representative (U.S.)-Catholic representative- appointed after the adoption of the constitution began service March 4 Drill-dental drill-invented-John Greenwood INDEX BY YEARS 795 Bank-bank for blacks operated by blacks— Telautograph-telautograph-invented-Elisha chartered-Richmond. Va.-March 2 Gray-patented. July 31 Bank-bank for blacks privately operated by Time Recorder-dial time recorder-invented- blacks-organized-Washington, D.C.-Oct. Alexander Dey 17 Time Recorder-employees' time recorder-pat- Baseball Team-baseball teams to go on a world ented-W. L Bundy-Auburn. N.Y.-Nov. 20 tour-Oct. 20 Typewriter Ribbon-typewriter "copy" ribbon- Camera-roll-film camera-patented-George patented-J. L. Wortman-Philadelphia, Pa.- Eastman Jan. 24 College-papal seminary-Pontifical College Union Labor Party-convention-Cincinat Josephinum-established-Worthington Ohio Ohio-May 15 -Sept. 1 United Labor Party-formed-Cincinnati. Ohio- Corporation Course-industrial corporation May 16 course-University of Nebraska-Lincoln, Neb. County-county created by federal legislation- 1889 Latah County, Idaho-authorized May 14 Crematory-crematory (state)-authorized- Agriculture Bureau-agriculture bureau-made New York-May 21 an executive department-Feb. 9 Door (revolving)-patented-T. Van Kannel- Agriculture Department (U.S.)-Secretary of the Philadelphia, Pa.-Aug. 7 Department of Agriculture-N. J. Colman-ap- Election Law-Australian ballot system-adopt- pointed-Feb. 13 ed-Kentucky-Feb. 24 Aluminum-aluminum-C M. Hall-patented Electric Meter-patented-O. B. Shallenberger- process-April 2 Rochester, Pa.-Aug. 14 Bacteriology Laboratory-bacteriology laborato- Ferryboat-double-deck ferryboat-launched- ry-Hoagland Laboratory-New York City- Bergen-Newburgh, N.Y.-Oct. 25 opened-Feb. Health Laboratory-health laboratory (munici- Bank-bank for blacks operated by blacks- pal}-Providence, R.I.-established-Jan. 1 opened—Richmond. Va.-April 3 Holding Company authorization (state)-enacted Bicycle-bicycle with a back-pedal brake-pat- -New Jersey-April 4 ented-Dec. 24 Hotel-hotel transported-Brighton Beach Hotel. Bicycle Race-women's six-day bicycle race- Brooklyn, N.Y.-April 3-July 29 Madison Square Garden. New York City-Feb. Incubator for Infants-constructed-New York 11-16 City Brokerage-investment trust-New York Stock Locomotive-electric freight locomotive-built- Trust formed-April 11 Pullman, Ill.-tested-May 1 Business School-business high school-author- Mayor-woman mayor elected with an all-wom- an council-M. D. Lowman-Oskaloosa, Kans. ized-Washington. D.C.-June 11 Clarinet-made of metal-patentod-Aug. 27 -April Monument-monument to George Washington Conference-Pan American Conference-Wash- (national)-Washington, D.C.-opened to pub- ington, D.C.-Oct. 2 lic-Oct. 9 Dam-dam disaster of great consequence- Motorboat-storage-battery motorboat-Magnet Johnstown, Pa.-May 31 -built-Newark, N.J. Electric Power Plant-alternating-current hydro- Naval Officer-naval chaplain who was Catholic electric power plant to operate over a long dis- -C. H. Parks tance-June 2 Pen-ball-point pen patent-J. J. Loud-Wey- Elevator-electric elevator successfully operated mouth, Mass.-Oct. 30 -installed-New York City Presidential Candidate-black presidential candi- Fellowship-fellowship (graduate) awarded by a date nominated-Frederick Douglass-Chica- women's college-Bryn Mawr College-Bryn go, Ill.-June 23 Mawr, Pa.-June 6 Psychology Professor-J. M. Cattell-Phila- Football Dummy-used-New Haven, Conn. delphia, Pa. Freemasons-Grotto-forned-Hamilion N.Y.- Rodeo-competition-Prescott. Ariz.-July 4 Sept. 10 Saxophone-manufactured-Elkart, Ind. Golf Match-mixed foursome-Yonkers. N.Y.- Seismograph-exhibited-Lick Observatory- March 30 Mount Hamilton, Calif.-June 1 High School-county high school-Dickinson Ship-battleship of importance-Maine-keel County Community High School-opened- laid-Oct. 17 Chapman, Kan. Ship-torpedo boat of importance-Cushing Historical Society-historical society (general)- -keel laid-Bristol, Pa. American Historical Association-incorporat- Straws (artificial)-for drinking-patented--M. C. ed-Jan. 4 Stone-Washington, D.C.-Jan. 3 Holiday-national holiday-April 30 796 FAMOUS FIRST FACTS Library-children's department in a library- Architect-woman architect-L. B. Bethune— Minneapolis Public Library-Minneapolis. elected to membership in American Institute of Minn. Architects-Sept. 15 Lithuanian Church-organized-Plymouth. Pa.- Building-steel-frame residence-built-Brook. Oct. 27 lyn, N.Y. Medical Clinic-medical clinic (general)-Johns Business School-business high school-opened Hopkins Medical School-Baltimore, Md.- -Washington. D.C.-Sept. 22 opened-Oct. Button-buttons of freshwater pearl-Muscatine. Medical Instruction-bacteriology courses in a Iowa college-University of Michigan-Ann Arbor, Census-census compiled by machines-June 1 Mich.-Jan. Dairy School-of collegiate rank-University of Wisconsin-Madison, Wis.-Jan. 3 Niagara Falls-utilization of Niagara Falls water- Dam-rock-filled dam-Castlewood, Colo.- power (large-scale)-Cataract Construction Company incorporated-June 13 opened-Nov. Deaf-School-lipreading school for adults-es- Novel Course-lecture course on the English nov- tablished-New York City el-University of Pennsylvania-Philadelphia, Decalcomanias-manufactured-Thomas Burke Pa. -Philadelphia, Pa. Photograph-photograph (taken in the U.S.) on Election Law-corrupt election practices law which a meteor was found-Cambridge. Mass. (state)-New York State-enacted-April 4 -Aug. 10 Electric Transmission-alternating-current power Political Science Society-political and social transmission-Telluride, Colo. science society (national)-American Acade- Employment Service-state employment service my of Political and Social Science-organized -Ohio-April 28 -Philadelphia, Pa.-Dec. 14 Execution-electrocution of a human being-An- Railroad-daily railroad service to the Pacific burn Prison-Auburn, N.Y.-Aug. 6 coast-through service without a change-Nov. Football Game-Army-Navy football game- 17 West Point, N.Y.Nov. 29 Sanitary District-Chicago, Ill.-authorized- Golf Course-golf course (nine holes)-complet- Nov. 5 ed-Newport, R.I. Sewing Machine-electric sewing machine- Hammer (pneumatic)-invented-C. B. King- manufactured-Singer Manufacturing Compa- Detroit, Mich. ny-Elizabethport, N.J. Leather-chrome tanned leather successfully State-state named for a native-born American- marketed-R. H. Foerderer-Philadelphia, Pa. Washington-admitted to Union-Nov. 11 Library Society-state library society-Albany. State-states admitted to the Union simulta- N.Y. neously-North and South Dakota-Nov. 3 Meat Inspection Legislation (federal)-enacted- Stock Quotation Board-stock quotation boards Aug. 30 Milk Tester-of value-invented-S. M. Babcock -manufactured-New York City Narcotics Legislation-narcotic regulation (feder- Tabulating Machine-patented-Herman Hol- al)-enacted-Oct. 1 lerith-New York City-Jan. 8 Navy-naval militia (state)-Massachusetts-or- Telephone-automatic telephone system (suc- ganized-March 18 cessful)-A. B. Strowger-patent application- Niagara Falls-utilization of Niagara Falls water- March 12 power (large-scale)-ground broken-Oct. 4 Telephone-coin telephone-patented-Willian Opera-light opera presented in 2 cities on the Gray-Aug. 13 same day by the same company-The Gondo- Tennis Match-professional lawn tennis contest liers-Francis Wilson's Company-New York (international)-Newport, R.I.-Aug. 29 City and Philadelphia-April 17 Time Recorder-dial time recorder-patented- Pan American Union-established-Washington A. Dey-Sept. 24 D.C.-April 14 Tour of the World-tour of the world made by a Paper—crepe paper-manufactured-Brooklyi woman traveling alone-E. Cochrane (Nellie N.Y. Bly)-started-Nov. 14 Polo Club-polo association (national)-U.S. Trust-antitrust law (state)-general law-enact- Polo Association-formed-New York City- ed-Kansas-March 9 June 6 Tuberculosis Circular-issued-New York City- Prizefight-state legislation concerning prizefight- July ing-Louisiana-enacted-May 12 Sewage-sewage disposal by chemical precipita- tion-Worcester, Mass. 1890 Ship-battleship of importance-Maine- Animal Husbandry-animal husbandry professor launched-Nov. 18 -J. A. Craig-University of Wisconsin-Madi- Ship-navy vessel equipped to lay mines-Bal- son, Wis. timore-commissioned-Jan. 7 INDEX BY YEARS 847 Post Office-airplane post office-dedicated- Autogiro-autogiro patent-Juan de la Cierva- May 15-Washington, D.C. granted posthumously-assigned to Autogiro Prizefighter-pugilist to hold three titles simulta- Company of America-April 25 neously-H. J. Armstrong-Aug. 17 Autogiro-autogiro rotary-wing aircraft fellow- Radar-passenger ship equipped with radar- ship-student enrolled-New York City-Sept. New York-in service-Feb. 26 8 Radio Facsimile Transmission-radio facsimile Automobile-air-conditioned automobile-Pac- broadcasting on the regular broadcast band- kard-exhibited-Chicago. Ill.Nov. 4 began-Des Moines, Iowa-Feb. 4 Automobile-miniature automobile manufac- Radio Station-municipal school-owned ultra- tured in the U.S.-Crosley-offered for sale- high-frequency radio station-Cleveland. Ohio April 28 -licensed-Nov. 21 Aviation-Flights (transatiantic)-Atlantic Ocean Railroad Car-car with fluorescent lighting-in scheduled air service-inaugurated-May 20 service-Sept. 2 Aviation-Flights (transatlanti-transatlant regular commercial airplane service-began- Recreational Ranching Course-in a college- June 28 Laramie, Wyo.-degree conferred-June 6 Aviation-License-airplane instructor's license Representative (U.S.)-woman representative -Civil Aeronautics Authority-A. 1. Banks- who was not sworn in-E. H. Gasque of South Sept. 27-issued to a woman-E. P. Kilgore- Carolina-began service Sept. 13 Oct. 13 Saint (Catholic)-Saint (Catholic) who was a citi- Aviation-Passenger-woman flown in a U.S. zen-F. X. Cabrini-beatified-Nov. 13 Army plane from one country to another-left Ship-seaplane tender designed and built for the New York City-Dec. 7 U.S. Navy-keel laid-April 25 Aviation-Passenger-woman to fly entirely Ski Lift-aerial tramway-Franconia, N.H.- around the world by commercial heavier-than- opened, June 17-dedicated June 28 air plane-completed trip-June 19 Skimobile-in operation-North Conway, N.H.- Baseball Player-baseball player to play in more Dec. 27 than 2,100 games-H. L Gehrig-2.130th game. Submarine-submarine refloated-Squalus- April 30 launched-Portsmouth, N.H.-Sept. 14 Building-building devoted entirely to highway Tape Recording-radio broadcast from a tape re- traffic-completed-Saugatuck. Conn: July 1 cording-New York City-Aug. 26 Cans-disposable can for dispensing liquids Television-electronic television system-pat- under pressure-J. S. Kahn-patented Aug. 22 ented-V. K. Zworykin-Dec. 20 Catholic Beatification-Catholic beatification of Television-Telecast-book review to be tele- an American Indian-Rome. Italy-May 19 vised-New York City-May 3 College-woman dean of a graduate school- elected-New York City-Jan. 4 Television-Telecast-motion picture (full- length) telecast-The Return of the Scarlet Congress (U.S.)-House of Representatives Pimpernel-May 31 -page (female)-served-Washington. D.C.- Jan. 3 Television-Telecast-play to be televised with Degrees (academic and honorary)-Doctor of its original Broadway cast-Susan and God Philosophy in Accounting degree-Urbana. III. -New York City-June 7 -conferred-June 12 Tennis Player-lawn tennis champion to win four Degrees (academic and honorary)-Master of He- major titles-J. D. Budge-New York City- brew Literature degree awarded a woman- Sept. 24 New York City-May 28 Theater-television theater-licensed-Boston, Electric Power-electric power generated by COS- Mass.-July 13 mic rays-Hayden Planetarium. New York City Toothbrush-with synthetic bristles-marketed -April 30 Voice Mechanism-voice mechanism capable of Electric Starting Gate (racetrack)-installed-In- creating the complex sounds of speech-public- glewood. Calif.-May 8 ly exhibited-Philadelphia. Pa.-June 5 Federal Crop Insurance Corporation-indemnity Woman-woman of American descent to become payment-J. F. Biggs-Floydada. Tex.-April a queen-married-King Zog of Albania-April 14 27 Federal Security Agency-established-April 25 Federal Works Agency-established-July 1 Flea Laboratory-San Francisco. Calif.-opened -Jan. 1 1939 Hall of Fame-hall of fame (baseball)-dedicated -June 12 Airmail Service-airmail transatlantic service- Helicopter-helicopter (direct-lift aircraft)-suc- inaugurated-May 20 cessful-constructed-Stratforl. Conn. Airmail Service-autogiro mail delivery regular Impregnation-impregnation [artificial)-Cam- service-Philadelphia. Pa.-July 6 bridge, Mass. 848 FAMOUS FIRST FACTS Judge-woman judge (black)-J. M. Bolin-ap- Television-Telecast-operetta to be televised— pointed-New York City-July 22 New York City-June 20 Locomotive-rack-rail diesel-electric locomotive Television-Telecast-play to be televised as a -in service-July 16 full-hour program-New York City-June 29 Motion Picture-motion picture to gross more Television-Telecast-President to appear on than $70 million-Gone With the Wind-pre- television-F. D. Roosevelt-April 30 miere in Atlanta, Ga.-Dec. 15 Television-Telecast-prizefight to be televised Museum-museum devoted exclusively to paper- -New York City-June 1 making-opened-Cambridge, Mass.-June 5 Television-Telecast-surgical-operation class- Newspaper-offset-printed daily newspaper- room-instruction telecast-Brooklyn. N.Y.- World-Opelousas, La.-operations began. March 21 Dec. 24 Television-Telecast-telecast (long-distance) Nylon-nylon yarn manufacture (commercial)- received in an airplane-Oct. 17 Seaford, Del.-Dec. 15 Television-Telecast-telecast produced for a tri- Pinball Game-pinball legislation enacted by a city gathering-Schenectady, N.Y.-Dec. 8 major city prohibiting the machines-Atlanta, Television-Telecast-telecast (public) over tele- Ga.-effective-July 1 phone wires-New York City-May 20 Postal Service-coin-operated mailbox-in- Television-Telecast-tennis tournament to be stalled-New York City-May 17 televised-Rye, N.Y.-Aug. 9 President (U.S.)-President to hold an airplane pi- Visiting Celebrities-King and Queen of Great lot's license-D. D. Eisenhower-license issued Britain-arrived-Niagara Falls, N.Y.-June 7 Public Buildings Administration-approved- Vitamin-synthetic vitamin K-produced-Cam- April 3 bridge, Mass.-Aug. 1 Radar-battleship equipped with radar-New Water Ski Association (national)-American York-tested-Jan. Water Ski Association-formed-Trenton. N.J. Radio Instruction-radio college course-offered -April -New York City Water Ski Tournament (national)-Jones Beach Railroad Car-train with fluorescent lights-in State Park, N.Y.-June 22 service-April 30 Woman-woman presidential campaign CO- Ski School-indoor ski school-R. H. Johnson- manager-R. H. M. Simms-Dec. 2 opened-Boston, Mass.-Oct. 16 Snow Cruiser (automobile)-demonstrated- 1940 Chicago, Ill.Oct. 22 Air Defense Command (U.S.)-created-Feb. 26 Strike-anti-sit-down-strike decision (federal)- Air Raid Shelter-air raid shelter-completed- Feb. 27 Fleetwood, Pa.-Nov. 1 Submarine-submarine refloated-Squalus- Aquatic Mammals-born in captivity-porpoise foundered-off Portsmouth, N.H.-May 23- -Marineland, Fla.-Feb. 14 raised, Sept. 13 Archival Administration-American University- Suture-fiberglass sutures-used-R. P. Scholz- Washington, D.C.-training program offered— St. Louis, Mo.-July 19 Sept. 25 Telephone-telephone weather-forecasting ser- Army Officer-brigadier-general (black)-B. O. vice-inaugurated-New York City-April 8 Davis-appointed-Oct.25 Television-Telecast-baseball game (collegiate) Army Parachute Troops-training started-July 1 televised-New York City-May 17 Art Course-industrial camouflage course-Kan- Television-Telecast--baseball games (major- sas City. Mo.-Oct. 15 league) televised-New York City-Aug. 26 Automobile Tire-synthetic rubber tire-exhibit- Television-Telecast-beauty contest telecast- ed-Akron, Ohio-June 5 New York City-June 22 Aviation-Airplane-naval patrol bomber- Television-Telecast-bicycle race telecast- launched like a ship-Mars-keel laid-Bal- New York City-May 20 timore, Md.-Aug. 22 Television-Telecast-fashion show telecast- Aviation-Airplane-plastic-bonded airplane- New York City-May 17 built-Van Nuys, Calif.-July Television-Telecast-football game (collegiate) Aviation-Airport-airport (federally owned and to be televised-New York City-Sept. 30 operated)-cornerstone laid-Washington. Television-Telecast-football game (profession- D.C.-Sept. 28 al) to be televised-Brooklyn, N.Y.-Oct. 22 Aviation-Flights-all-blind distance flight by the Television-Telecast-king and queen to be tele- U.S. Army-New York City-Langley Field, Va. vised-New York City-June 10 -April 6 Television-Telecast-motion picture premiere Aviation-Flights-stratoliner commercial flight festivities to be televised-New York City- -July 8 Dec. 19 Aviation-License-Civil Aeronautics Adminis- Television-Telecast-musical comedy telecast tration-honorary license-to Orville Wright- (one-hour)-New York City-July 25 Aug. 19 JANUARY 20 St Agnes Eve, popularly the day upon which a woman could divine her future husband; subject of a poem by John Keats. Rio de Janiero Foundation Day, Brazil. National Heroe: Day, Cape Verde Islands. National Heroes Day, Guinea-Bissau. Army Day, Republic of Mali. Presidential Inauguration Day, USA (every four years). Feasts of SS: Fabian, pope and martyr; Sebastian, martyr; Euthymius the Great, abbot; Fechin, abbot. First assembly of the Commons as an agreed representational body (according to Sir William Dugdale), 1265. T The first Secretary of State for the Colonies is appointed in Britain, 1768. 1 The London Docks are opened, 1805. 9 Chile victorious over Peru and Bolivia at the battle of Yungay, 1839. 1 Adrianople is taken by the Russians, 1878. I British-Chinese Treaty of Peking, 1925. 1 Edward VIII ascends the throne in Britain upon the death of George V, 1936. 1 Assassina- tion of Mahatma Gandi in India, 1948. 1 Inauguration of Dwight D. Eisenhower as US President, 1953. 1 The South Pole is reached by the British contingent of the Commonwealth Transantarctic Expedition under the leadership of Vivian Fuchs, 1958. 9 Inauguration of John F. Kennedy as US President, 1961. 1 Inauguration of L. B. Johnson as 36th President of US, 1965. 9 Inauguration of Richard M. Nixon as President of the US, 1969. 1 Four members of the RAF's Red Arrow aerial display team are killed in a mid-air collision in Gloucestershire, 1971. Я British and French authorities abandon the Channel Tunnel proposal, 1975. I Press censorship is brought to an end in India and many political prisoners are released, 1977. 1 Inauguration of Jimmy Carter as President of US, 1977. BORN: Theobald Wolfe Tone, Irish Nationalist, fought against British rule in Ireland and enlisted French support, Dublin, 1763. André-Marie Ampère, physicist, Lyon, 1775. Johannes Jensen, poet and novelist, The Long Journey, Denmark, 1873. Federico Fellini, film director, La Dolce Vita, Italy, 1920. Edwin 'Buzz' Aldrin, US astronaut, New Jersey, 1930. DIED: David Garrick, actor and theatre manager, 1779. Sir John Soane, architect, London, 1837, John Ruskin, art critic, teacher and reformer, The Stones of Venice, Modern Painters, near Coniston, Lancashire, 1900. Dmitri Mendeleyev, chemist, formulated the periodic table of chemical elements, St Petersburg, Russia, 1907. Charles Doughty, writer, Travels in Arabia Deserta, 1926. King George V of England (reigned 1910-36), 1936. Robinson Jeffers, poet, Tamar and Other Poems, 1962. Edmund Blunden, poet and literary critic, Undertones of War, 1974. [34] INDEX BY DAYS 901 JANUARY 20 1789 Novel-American novel published in America-Power of Sympathy-adver- 1778 Court-Martial-military court-martial- tised Cambridge, Mass. 1812 Bridge-"Y" bridge-authorized-Zanes- 1783 Treaty-treaty between the United States ville, Ohio Government and a nation with which it had been at war-hostilities ceased-Great 1847 Senator (U.S.)-senator who served a term of less than 6 weeks-Pierre Soule of Loui- Britain siana-began service 1809 Geology Book-geology book-of impor- tance-William Maclure-read before 1853 Envelope-envelope folding machine- American Philosophical Society-Phila- patented-R. L. Hawes 1865 Oil-oil well drilled by torpedoes delphia, Pa. 1880 Sewage-separate system of sewage dis- 1820 Agricultural "Board" (state)-New York State board formed posal-started-Memphis. Tenn. 1894 Medal-Medal of Honor action-medal 1869 Woman-woman congressional hearing awarded to B. J. D. Irwin witness-E. C. Stanton 1918 Air Force-air force aviation unit-landed 1885 Railroad-switchback railway-roller -Ponta Delgada, Azores coaster patent-L. A. Thompson-Coney 1927 Opera-opera broadcast over a national Island, N.Y. network from an American opera house- 1919 Ship-destroyer of the U.S. Navy named Chicago, III. for a Confederate officer-Buchanan- 1937 Automobile License (federal)-common commissioned carrier license-effective 1929 Motion Picture-talking picture taken out- 1937 Legislature-unicameral legislature (state) doors (full-length)-In Old Arizona- -first appropriation bill-Nebraska released 1941 Magnesium-magnesium commercial pro- 1937 President (U.S.)-President inaugurated on duction-Freeport, Tex. Jan. 20-F. D. Roosevelt 1947 Army Officer-army officer to occupy both 1937 President (U.S.)-President whose mother the nation's highest military post and the saw her son inaugurated President of the highest nonelective civilian post-Chief of United States for a second term-F. D. Staff G. C. Marshall-became Secretary of Roosevelt State 1943 Ship-ship transported overland across 1954 Automobile-gas-turbine automobile- the Rocky Mountains-Brennan-commis- publicly introduced-New York City sioned 1954 Submarine-atomic-powered submarine- 1947 Christmas Carols Association (national)- Nautilus-launched-Groton, Conn. organized-St. Louis, Mo. 1954 Submarine-submarine of the U.S. Navy 1952 Bullfight-woman bullfighter (profession- christened by a President's wife-Nautilus al)-Patricia McCormick-debut -M. G. D. Eisenhower-Groton, Conn. 1953 Television-Telecast-telecast transmit- 1961 Cabinet (U.S.)-Cabinet member who was ted to Canada-from Buffalo, N.Y. a brother of a President-R. F. Kennedy- 1954 Radio Station-black network-National took office Negro Network-formed 1971 Representative (U.S.)-representative of 1959 Attorney General-state attorney general Puerto Rican ancestry-Herman Badillo of (woman)-A. X Alpern-commissioned- New York-sworn in Harrisburg, Pa. 1966 Medicare-medicare identification card— JANUARY 22 presented to H.S. Truman-Independence, Mo. 1673 Postal Service-postal route-service be- 1967 Hospital-general hospital to adopt the So- gan-Boston-New York City 1814 cial Security account number as a number- Freemasons-Knights Templar Grand En- ing system for medical records-Altoona, campment-New York City Pa. 1879 Senator (U.S.)-senator to serve three 1969 Rowing-transatlantic solo trip by row- states-James Shields-elected boat-John Fairfax-left Canary Islands 1881 Monument-obelisk to be brought to the 1975 College-college commencement exercises United States-erected on pedestal-New York City within a prison-Jackson, Mich. 1895 Manufacturers' Association-National As- sociation of Manufacturers-organized- JANUARY 21 Cincinnati, Ohio 1677 Medical Book-medical pamphlet-pub- 1931 Autogiro-autogiro of the U.S. Government lished-Boston, Mass. -ordered from Pitcairn Aircraft Company, 1781 Diplomatic Service-consular officer de- Inc.-Philadelphia, Pa. tailed for duty in the Department of Foreign 1932 Reconstruction Finance Corporation-au- Affairs-Thomas Barclay-appointed thorized January the Twentieth We perish, we disappear, but the march of time goes on forever. Many famous men are reported as having died on this dayemperors and cardinals, an archbishop and an architect, writers and actors-here they are for those who are curious about the dates upon which men die: Cardinal Bembo in 1547, Rodolph II, Emperor, in 1612, Charles, first Duke of Manchester, in 1722, Sir James Fergusson in 1759, David Garrick 'who never had his equal as an actor' in 1779, John Howard in 1790. He was a great philanthropist. Sir John Soane, the architect and founder of the Soanean Museum at Lincoln's Inn Fields, in 1837, Cadell, the Scots publisher, at Edinburgh in 1849, Sothern, the actor, in 1881, John Ruskin in 1900, R. D. Blackmore, author of Lorna Doone, in 1900, and King George V in 1936. Two birthdays may be noted— Frederick, Prince of Wales, at Hanover in 1707, Jean Jacques Barthelemy at Casis in 1716. A number of curious happenings are related on this day- One king was deposed and another ascended a throne- a foreign Prince was naturalized a British subject. In all their incongruity they are at one in this that they occurred on January the Twentieth. ENGLAND'S FIRST PARLIAMENT, 1265, EDWARD II WAS DEPOSED, 1327, ARCHBISHOP OF CANTERBURY KILLED HIS PARK KEEPER BY MISTAKE IN 1621, PRINCE ALBERT WAS NATURALIZED A BRITISH SUBJECT IN 1840, HONG KONG WAS CEDED TO GREAT BRITAIN IN 1841, LEFT-HANDED PERSONAL SALUTE WAS ABOLISHED BY ADMIRALTY IN 1923, EDWARD VIII ACCEDED TO THE THRONE IN 1936, MR. CHURCHILL INVITED NEUTRALS TO JOIN IN THE WAR IN 1940. [21] ers attacked the 1806 Britain took possession of the Cape Colony (South Africa) Prussia 1807 Robert E. Lee, Civil War general, born 3 first met (Southern U.S. holiday) 1809 Edgar Allan Poe, writer, born San Jose, 1813 Sir Henry Bessemer, steel-making inventor, ided born awaii 1839 Paul Cezanne, French artist, born in-orator, born 1855 Mescalero Apaches ambushed the First Dragoons 1 in Australia of the U.S. Cavalry in New Mexico the first U.S. 1861 Georgia seceded from the Union died 1883 Germany's Cambria hit an iceberg; 389 died aventor, died 1887 Alexander Woollcott, author, born lied 1907 Train wreck in Fowler, Indiana 1910 National Institute of Arts and Letters incor- :I of Germany porated by an act of Congress 1927 Empress Charlotte, wife of Maxmilian, of ournal, founded Mexico, died leekly Trade 1940 Province of Osorno, Chile created 1943 Princess Margriet of the Netherlands born Massachusetts 1947 Greek Hemeia hit a mine off Athens and 392 died ed 1961 Dr. Thomas Dooley, medical missionary to Viet Nam, died e South Pole but 1970 Vasant Panchami (Hindu harvest festival in Surinam) orn lorer, born aris January 20th an 3 days of ns U.S. Presidential Inauguration Day d in Lake St. Agnes Eve na Feast of St. Sebastian, invoked against plague of flood 250 AD St. Fabian, Pope, martyred (Basque folk 473 St. Euthymius the Great died (Feast Day) Idaho 1320 Wladislaus was crowned king of Poland isconsin 1479 John II, King of Aragon, died 1500 Pinzon discovered Brazil 1612 Rudolph II, Holy Roman Emperor, died 1615 Portuguese again defeated by the British off Swally, India 1732 Richard Henry Lee, signer of the Declaration chum, sons of of Independence, born a 1734 Robert Morris, signer of the Declaration of of Denmark Independence, born , martyred bishop, 1779 David Garrick, English actor, died Finland 1788 The first settlers, mostly convicts, arrived ia, martyrs in New South Wales, Australia named "Augustus" 1795 The French cavalry captured the ice-bound ster, died Dutch fleet 1830 Red Jacket, chief of the Seneca Indians, died vas kidnapped 1840 Adelie Island, Antarctic, discovered by born Jules d'Urville itor, born 1866 Livingstone landed in Zanzibar 1870 Jenny Lind, singer, gave her last performance 1879 New Orleans mint began manufacturing money 1880 Ruth St. Denis, dancer, born 1882 Franklin D. Roosevelt, U.S. President, born 1887 Ships Kapunda and Ada Melmore collided in Brazil 1891 Mischa Elman, violinist, born 1892 The first real basketball game was played 1894 Harold L. Gray, creator of "Little Orphan Annie," born 1918 German warship Breslau mined off Imbros Island 1925 "Ma" Ferguson installed as governor of Texas 1926 Charles M. Doughty, Arabian explorer, died Patricia Neal, actress, born 1936 King George V of England died of a chill 1939 El Salvador adopted a constitution 1962 Robinson Jeffers, poet, died 1969 Marble Canyon proclaimed a National Monument 1970 Grandmothers' Day in Bulgaria 1971 Meteor 7, U.S.S.R. weather satellite, launched January 21st 259 AD St. Fructuosus of Tarragona died (Feast Day) 304 St. Agnes, patron of young girls, martyred (Feast Day) (As St. Inez, patron of Cumana, Venezuela) 861 St. Meinrad died (Feast Day) 1506 Papal Swiss Guard first entered Rome 1527 Juan de Grijalva, discoverer of Mexico, died 1670 Claude Duval, English highwayman, hanged 1743 John Fitch, steamboat pioneer, born 1785 U.S. treaty signed with the Wyandot, Delaware, Chippewa, and Ottowa Indians 1793 King Louis XVI of France guillotined 1813 John C. Fremont, California explorer, born 1824 General "Stonewall" Jackson born 1829 Oscar II, King of Sweden and Norway, born 1831 Paterson-Hudson Railroad Company incorporated 1846 The London Daily News first appeared 1851 The first practical envelope-folding machine was patented 1865 Akron, Ohio, incorporated as a city 1869 PEO Sisterhood founded (Paternal Order of 1873 Eliza H. Bordman Eagles) died, having succeeded in making Washington's birthday a U.S. holiday 1879 Cheyenne Indians imprisoned at Fort Robinson escaped 1906 Aquidaban exploded off Brazil 1776 = 1734. James Watt, Scottish inventor; perfected the steam engine. 1807. Robert E. Lee, General-in-Chief of the Confederate Army 1809. Edgar Allan Poe, poet, critic, short-story writer 1813. Sir Henry Bessemer, inventor of Bessemer process for making steel 1839. Paul Cezanne, French painter, "the Father of Modern Art" 1839. James M. Guffey, Pennsylvania oil developer 1842. George Trumbull Ladd, founder of psychology laboratory at Yale 1851. David Starr Jordan, first President of Leland Stanford, Jr. University 1866. Harry Devenport, character actor 1887. Alexander Woollcott, literary critic 1894. Karl Krueger, orchestra conductor 1900. Mady Christians, actress 1905. Oveta Culp Hobby, Director of Women's Army Corps; first Secre- tary of Health, Education, and Welfare 1906. Millen Brand, novelist (The Outward Room) 1916. Victor Mature, actor January 20. 1734. Robert Morris, signer of the Declaration of Independence 1804. Eugene Sue, novelist (Mysteries of Paris) 1814. David Wilmot, U.S. Senator; introduced the "Wilmot proviso." 1866. Richard LeGallienne, English writer 1876. Joseph Hofmann; pianist 1880. Ruth St. Denis, dancer 1891. Mischa Elman, concert violinist 1894. Harold Gray, cartoonist ("Little Orphan Annie") 1894. Walter Piston, composer 1896. Paul E. Richter, co-founder of Trans-World Airline 1896. George Burns, comedian 1897. Ivan L. Albright, painter 1897. Rosa Ponselle, soprano 1908. Henry L. Scott, pianist-humorist 1914. Willie Turnesa, golf champion 1926. Patricia Neal, actress, winner of Drama Critic Awards 1940. Carol Heiss, figure-skater 14 BIBLIOGRAPHY BOOKS Agenda, Alternatives & Public Policies (Boston: Little Brown & Co.) John Kingdon "I do solemnly swear ; " the Story of the Presidential Inaugurations (New York, Ariel Books) 1966 The President's Agenda (Baltimore: Johns Hopkins University Press 1983) Paul Light Presidential Inaugurations: A Selected List of References, Library of Congress 1969 Presidential Influence in Congress (San Francisco, CA: W. H. Freeman & Co. 1980) George C. Edwards Presidential Power: The Politics of Leadership from FDR to Carter (New York: John Wiley & Sons 1980) Richard E. Neudstat Presidents, and Public Opinion (New York: John Wiley & Sons, 1973) The Presidents and the Public, Rhetoric & National Leadership edited by Craig Allen Smith and Kathy B. Smithh (University Press of America; 1985) The Presidency & the Political System (Washington, DC Congressional Quarterly, 1988) Michael Nelson Organizing the Presidency (Brookings 1976) Stephen Hess The White House, an Historic Guide, Mrs John N. Pearce & William V. Elder III 1963 PERIODICALS Journalism Quarterly "The State of the Union address and the press agenda" winter 1980 p. 584-588 Journalism Quarterly Winter 1985 Vol. 62 no.4 p.869-876 "Coverage of Transitions" Mass Communication Review Vol. 13(1-3) p.18-24 "1986 Coverage of Inaugural & State of the Unions" M. McDecitt National Geographic Magazine "Pennsylvania Avenue, route of Presidents" January 1957 p.63-95 New York Times Magazine "story of the Poem" (Interview with Robert Frost) Harvey Shapiro; January 15, 1961, p.6,86 Policy Review "Voice of America: Ronald Reagan & the American Rhetorical Tradition" summer 1985 p.66-69 Presidential Studies Quarterly fall 1980 Chester (author) "Inaugural Addresses" Presidential Studies Quarterly "The Foundation of Presidential Leadership: Teaching" winter 1981, p.99-105 Presidential Studies Quarterly "Presidential Values and Public Priorities: recurrent patterns in addresses to the Nation" fall 1985 p.743-753 Social Sciences Quarterly "Identifying Presidents Domestic Agendas" March 1983 p.163-172 OTHER MacNeil Lehrer Report "State of the Union Reaction" January 26, 1983 "The Parameters of Presidential Politics" John Kessel, Paper delivered at American Political Science Association 1972 Annual Meeting The Annual Message to the Congress I shall be happy to submit the matter, with a favorable recom- mendation, to the Congress at the first opportunity. Very sincerely yours, Honorable A. W. Mellon, Washington, D. C. 235 The Annual Message to the Congress. January 6, 1937 Mr. President, Mr. Speaker, Members of the Congress of the United States: OR the first time in our national history a President de- F livers his Annual Message to a new Congress within a fortnight of the expiration of his term of office. While there is no change in the Presidency this year, change will occur in future years. It is my belief that under this new constitutional practice, the President should in every fourth year, in so far as seems reasonable, review the existing state of our national affairs and outline broad future problems, leaving specific recommendations for future legislation to be made by the President about to be inaugurated. At this time, however, circumstances of the moment compel me to ask your immediate consideration of: First, measures ex- leg tending the life of certain authorizations and powers which, business under present statutes, expire within a few weeks; second, an addition to the existing Neutrality Act to cover specific points raised by the unfortunate civil strife in Spain; and, third, a de- ficiency appropriation bill for which I shall submit estimates this week. In March, 1933, the problems which faced our Nation and which only our national Government had the resources to meet were more serious even than appeared on the surface. It was not only that the visible mechanism of economic life had broken down. More disturbing was the fact that long neglect of the needs of the underprivileged had brought too many of our 634 A working session ngress The Annual Message to the Congress a favorable recom- people to the verge of doubt as to the successful adaptation of our historic traditions to the complex modern world. In that lay a challenge to our democratic form of Government itself. Ours was the task to prove that democracy could be made to function in the world of today as effectively as in the simpler world of a hundred years ago. Ours was the task to do more than to argue a theory. The times required the confident answer of Congress. performance to those whose instinctive faith in humanity made them want to believe that in the long run democracy would prove superior to more extreme forms of Government as a process of ongress of the United getting action when action was wisdom, without the spiritual sacrifices which those other forms of Government exact. a President de- That challenge we met. To meet it required unprecedented Congress within a activities under Federal leadership to end abuses, to restore a of office. While large measure of material prosperity, to give new faith to mil- this year, change lions of our citizens who had been traditionally taught to expect belief that under that democracy would provide continuously wider opportunity should in every and continuously greater security in a world where science was review the existing continuously making material riches more available to man. future problems, In the many methods of attack with which we met these prob- gislation to be made lems, you and I, by mutual understanding and by determination to cooperate, helped to make democracy succeed by refusing to moment compel permit unnecessary disagreement to arise between two of our First, measures ex- branches of Government. That spirit of cooperation was able to and powers which, solve difficulties of extraordinary magnitude and ramification weeks; second, an with few important errors, and at a cost cheap when measured specific points by the immediate necessities and the eventual results. and, third, a de- I look forward to a continuance of that cooperation in the next bmit estimates this four years. I look forward also to a continuance of the basis of that cooperation - mutual respect for each other's proper sphere our Nation and of functioning in a democracy which is working well, and a com- resources to meet mon-sense realization of the need for play in the joints of the surface. machine. economic life had On that basis, it is within the right of the Congress to deter- hat long neglect of mine which of the many new activities shall be continued or abandoned, increased or curtailed. too many 780280 of our 635 2240 The Annual Message to the Congress On that same basis, the President alone has the responsibility for their administration. I find that this task of Executive manage- ment has reached the point where our administrative machinery needs comprehensive overhauling. I shall, therefore, shortly ad- dress the Congress more fully in regard to modernizing and improving the Executive branch of the Government. That cooperation of the past four years between the Congress and the President has aimed at the fulfillment of a twofold policy: first, economic recovery through many kinds of assistance to agri- culture, industry and banking; and, second, deliberate improve- ment in the personal security and opportunity of the great mass of our people. The recovery we sought was not to be merely temporary. It was to be a recovery protected from the causes of previous dis- asters. With that aim in view - to prevent a future similar crisis - you and I joined in a series of enactments - safe banking and sound currency, the guarantee of bank deposits, protection for the investor in securities, the removal of the threat of agricultural surpluses, insistence on collective bargaining, the outlawing of sweat shops, child labor and unfair trade practices, and the begin- nings of security for the aged and the worker. Nor was the recovery we sought merely a purposeless whirring of machinery. It is important, of course, that every man and woman in the country be able to find work, that every factory run, that business and farming as a whole earn profits. But Gov- ernment in a democratic Nation does not exist solely, or even primarily, for that purpose. It is not enough that the wheels turn. They must carry us in the direction of a greater satisfaction in life for the average man. The deeper purpose of democratic government is to assist as many of its citizens as possible, especially those who need it most, to improve their conditions of life, to retain all personal liberty which does not adversely affect their neighbors, and to pursue the happiness which comes with security and an opportunity for recreation and culture. Even with our present recovery we are far from the goal of 636 ngress The Annual Message to the Congress as the responsibility that deeper purpose. There are far-reaching problems still with Executive manage- us for which democracy must find solutions if it is to consider histrative machinery itself successful. herefore, shortly ad- For example, many millions of Americans still live in habita- 0 modernizing and tions which not only fail to provide the physical benefits of mod- ernment. ern civilization but breed disease and impair the health of future etween the Congress generations. The menace exists not only in the slum areas of the of a twofold policy: very large cities, but in many smaller cities as well. It exists on of assistance to agri- tens of thousands of farms, in varying degrees, in every part of deliberate improve- the country. ty of the great mass Another example is the prevalence of an un-American type of tenant farming. I do not suggest that every farm family has the herely temporary. It capacity to earn a satisfactory living on its own farm. But many uses of previous dis- thousands of tenant farmers, indeed most of them, with some uture similar crisis - financial assistance and with some advice and training, can be - -safe banking and made self-supporting on land which can eventually belong to osits, protection for them. The Nation would be wise to offer them that chance hreat of agricultural instead of permitting them to go along as they do now, year after g, the outlawing of year, with neither future security as tenants nor hope of owner- tices, and the begin- ship of their homes nor expectation of bettering the lot of their children. purposeless whirring Another national problem is the intelligent development of hat every man and our social security system, the broadening of the services it ren- that every factory ders, and practical improvement in its operation. In many Na- rn profits. But Gov- tions where such laws are in effect, success in meeting the expecta- xist solely, or even tions of the community has come through frequent amendment of the original statute. ey must carry us in And, of course, the most far-reaching and the most inclusive or the average man. problem of all is that of unemployment and the lack of economic ment is to assist as balance of which unemployment is at once the result and the e who need it most, symptom. The immediate question of adequate relief for the all personal liberty unemployed who are capable of performing useful work, S, and to pursue the I shall discuss with the Congress during the coming months. The an opportunity for broader task of preventing unemployment is a matter of long- range evolutionary policy. To that we must continue to give our ar from the goal of best thought and effort. We cannot assume that immediate indus- 637 The Annual Message to the Congress trial and commercial activity which mitigates present pressures justifies the national Government at this time in placing the un- employment problem in a filing cabinet of finished business. Fluctuations in employment are tied to all other wasteful fluc- tuations in our mechanism of production and distribution. One of these wastes is speculation. In securities or commodities, the larger the volume of speculation, the wider become the upward and downward swings and the more certain the result that in the long run there will be more losses than gains in the underlying wealth of the community. And, as is now well known to all of us, the same net loss to society comes from reckless overproduction and monopolistic underproduction of natural and manufactured commodities. Overproduction, underproduction and speculation are three evil sisters who distill the troubles of unsound inflation and dis- astrous deflation. It is to the interest of the Nation to have Gov- ernment help private enterprise to gain sound general price levels and to protect those levels from wide perilous fluctuations. We know now that if early in 1931 Government had taken the steps which were taken two and three years later, the depression would never have reached the depths of the beginning of 1933. Sober second thought confirms most of us in the belief that the broad objectives of the National Recovery Act were sound. We know now that its difficulties arose from the fact that it tried to do too much. For example, it was unwise to expect the same agency to regulate the length of working hours, minimum wages, child labor and collective bargaining on the one hand and the complicated questions of unfair trade practices and business con- trols on the other. The statute of N.R.A. has been outlawed. The problems have not. They are still with us. That decent conditions and adequate pay for labor, and just return for agriculture, can be secured through parallel and simul- taneous action by forty-eight States is a proven impossibility. It is equally impossible to obtain- curbs on monopoly, unfair trade practices and speculation by State action alone. There are those 638 Congress The Annual Message to the Congress igates present pressures time in placing the un- who, sincerely or insincerely, still cling to State action as a theo- f finished business. retical hope. But experience with actualities makes it clear that all other wasteful fluc- Federal laws supplementing State laws are needed to help solve and distribution. One the problems which result from modern invention applied in an es or commodities, the industrialized Nation which conducts its business with scant re- gard to State lines. er become the upward n the result that in the During the past year there has been a growing belief that there ains in the underlying is little fault to be found with the Constitution of the United States as it stands today. The vital need is not an alteration of our S, the same net loss to fundamental law, but an increasingly enlightened view with ion and monopolistic reference to it. Difficulties have grown out of its interpretation; ured commodities. but rightly considered, it can be used as an instrument of prog- speculation are three ress, and not as a device for prevention of action. und inflation and dis- It is worth our while to read and reread the preamble of the Nation to have Gov- Constitution, and Article I thereof which confers the legislative nd general price levels powers upon the Congress of the United States. It is also worth lous fluctuations. We our while to read again the debates in the Constitutional Con- nt had taken the steps vention of one hundred and fifty years ago. From such reading, the depression would I obtain the very definite thought that the members of that ning of 1933. Convention were fully aware that civilization would raise prob- us in the belief that lems for the proposed new Federal Government, which they very Act were sound. themselves could not even surmise; and that it was their definite 1 the fact that it tried intent and expectation that a liberal interpretation in the years to expect the same to come would give to the Congress the same relative powers over urs, minimum wages, new national problems as they themselves gave to the Congress e one hand and the over the national problems of their day. ces and business con- In presenting to the Convention the first basic draft of the Constitution, Edmund Randolph explained that it was the pur- The problems have pose "to insert essential principles only, lest the operation of government should be clogged by rendering those provisions y for labor, and just permanent and unalterable which ought to be accommodated to times and events." h parallel and simul- in impossibility. It is With a better understanding of our purposes, and a more in- hopoly, unfair trade telligent recognition of our needs as a Nation, it is not to be ne. There are those assumed that there will be prolonged failure to bring legislative and judicial action into closer harmony. Means must be found to 639 The Annual Message to the Congress adapt our legal forms and our judicial interpretation to the actual present national needs of the largest progressive democracy in the modern world. That thought leads to a consideration of world problems. To go no further back than the beginning of this century, men and women everywhere were seeking conditions of life very different from those which were customary before modern invention and modern industry and modern communications had come into being. The World War, for all of its tragedy, encouraged these demands, and stimulated action to fulfill these new desires. Many national Governments seemed unable adequately to re- spond; and, often with the improvident assent of the masses of the people themselves, new forms of government were set up with oligarchy taking the place of democracy. In oligarchies, milita- rism has leapt forward, while in those Nations which have re- tained democracy, militarism has waned. I have recently visited three of our sister Republics in South America. The very cordial receptions with which I was greeted were in tribute to democracy. To me the outstanding observation of that visit was that the masses of the peoples of all the Americas Shength are convinced that the democratic form of government can be made to succeed and do not wish to substitute for it any other form of government. They believe that democracies are best able Jamoe to cope with the changing problems of modern civilization within themselves, and that democracies are best able to maintain peace among themselves. The Inter-American Conference, operating on these funda- mental principles of democracy, did much to assure peace in this Hemisphere. Existing peace machinery was improved. New in- struments to maintain peace and eliminate causes of war were adopted. Wider protection of the interests of the American Re- publics in the event of war outside the Western Hemisphere was provided. Respect for, and observance of, international treaties and international law were strengthened. Principles of liberal trade policies, as effective aids to the maintenance of peace, were reaffirmed. The intellectual and cultural relationships among 640 The Annual Message to the Congress to the actual American Republics were broadened as a part of the general essive democracy in peace program. In a world unhappily thinking in terms of war, the representa- world problems. To tives of twenty-one Nations sat around a table, in an atmosphere century, men and of complete confidence and understanding, sincerely discussing of life very different measures for maintaining peace. Here was a great and a perma- invention and nent achievement directly affecting the lives and security of the had come into two hundred and fifty million human beings who dwell in this encouraged these Western Hemisphere. Here was an example which must have a new desires. wholesome effect upon the rest of the world. adequately to re- In a very real sense, the Conference in Buenos Aires sent forth of the masses of a message on behalf of all the democracies of the world to those were set up with Nations which live otherwise. Because such other Governments oligarchies, milita- are perhaps more spectacular, it was high time for democracy to which have re- assert itself. Because all of us believe that our democratic form of govern- Republics in South ment can cope adequately with modern problems as they arise, which I was greeted it is patriotic as well as logical for us to prove that we can meet tanding observation new national needs with new laws consistent with an historic of all the Americas constitutional framework clearly intended to receive liberal and government can be not narrow interpretation. for it any other The United States of America, within itself, must continue the cracies are best able task of making democracy succeed. civilization within In that task the Legislative branch of our Government will, I am to maintain peace confident, continue to meet the demands of democracy whether they relate to the curbing of abuses, the extension of help to those on these funda- who need help, or the better balancing of our interdependent assure peace in this economies. improved. New in- So, too, the Executive branch of the Government must move causes of war were forward in this task, and, at the same time, provide better man- the American Re- agement for administrative action of all kinds. Hemisphere was The Judicial branch also is asked by the people to do its part ternational treaties in making democracy successful. We do not ask the Courts to call rinciples of liberal non-existent powers into being, but we have a right to expect of peace, were that conceded powers or those legitimately implied shall be made elationships among effective instruments for the common good. 641 The Annual Budget Message The process of our democracy must not be imperiled by the denial of essential powers of free government. Your task and mine is not ending with the end of the depres- sion. The people of the United States have made it clear that they expect us to continue our active efforts in behalf of their peaceful advancement. In that spirit of endeavor and service I greet the 75th Congress at the beginning of this auspicious New Year. 236 [The Annual Budget Message to the Con- gress. January 7, 1937 To the Congress of the United States:' PURSUANT to provisions of law I transmit herewith the Budget of the United States Government for the fiscal year ending June 30, 1938, together with this message, which is a part thereof. The esti- mates have been developed after careful analysis of the revenues, obligations, and reasonable needs of the Government, and I rec- ommend appropriations for the purposes specifically detailed herein. PART I The programs inaugurated during the last four years to combat the depression and to initiate many needed reforms have cost large sums of money, but the benefits obtained from them are far outweighing all their costs. We shall soon be reaping the full benefits of those programs and shall have at the same time a bal- anced Budget that will also include provision for reduction of the public debt. The fiscal plans of the Federal Government for these four years have been formulated with two objectives in mind.- Our first was to restore a successful economic life to the country, by providing greater employment and purchasing power for the people, by stimulating a more balanced use of our productive capacity, and 642 Anatomy of an Enigma: for Jimmy Carter's 1980 State ms of the Union Address ns Dan F. Hahn and J. Justin Gustainis the This essay identifies several "image" problems faced by President Jimmy Carter during the period leading up to his 1980 State of the Union speech. It is contended that Carter's address failed to overcome those problems, largely the due to a series of rhetorical "errors" contained in the speech. for KEY CONCEPTS Jimmy Carter, presidential rhetoric, State of the Union addresses, political rhetoric, rhetorical criticism, argumentation, U.S. presidents, media coverage, 1980 presidential campaign. pe DAN F. HAHN (Ph.D., University of Arizona, 1968) is Professor and Chairman in the an Department of Communication Arts and Sciences at Queens College of the City University of New York, Flushing, NY 11367. J. JUSTIN GUSTAINIS (Ph.D., Bowling Green State University, 1981) is Assistant Professor in the Department of Communication at the State University of New York, Plattsburgh, Plattsburgh, NY 12901. ity I n his 1980 State of the Union address, President Jimmy Carter said that the state of the union was bad because the state of the world was bad. Thus, if America were to put her own house in order, it would be necessary to be tough with the Soviet Union and to help put the world in order. But, he suggested, it would not be easy. 15. Neither was the rhetorical situation faced by Carter an easy one to modify. an Given public cynicism about government generally, Carter's own lackluster performance in office and the ways in which news media portray the modern presidency (and the effects of such portrayals on public opinion), Carter was in need of a rhetorical miracle. The 1980 State of the Union speech did not provide one. This essay discusses the above mentioned factors affecting Carter's popularity and then considers how, through a series of rhetorical errors-including the use of absolutes and superlatives, internal contradic- tions, argumentative deficiencies, stylistic problems and a lack of toughness- Carter failed to mitigate them. Carter's Problems One of the biggest problems which Jimmy Carter faced in his attempts to create and implement policy was public cynicism about government perfor- mance. In 1958, dûring the latter part of Dwight Eisenhower's administration, Communication Quarterly Vol. 33, No. 1, Winter 1985, Pages 43-49 43 60 percent of Americans surveyed indicated that they were "trusting" of government; only 11 percent saw themselves as "cynical." By 1978, opinions had shifted drastically. Only 19 percent of Americans who were questioned regarding their opinions about government described themselves as "trust- ing"; a characterization of "cynical" was given by 52 percent (Harwood, Johnson, & Lemann, 1980, p. 7). Of course, much of this decline in trust could not be blamed on Jimmy Carter. The Vietnam War and the Watergate scandal had been primary culprits. But Carter had been unable to reverse the trend, at least partially because of his own ineptness, including his rhetorical weaknesses (Hahn, 1984). His plan for a tax rebate had been abandoned because of "changed circumstances"; he characterized his energy program as the "moral equiva- lent of war" and then saw it mangled by a Congress dominated by his own party. And, although Carter described America's power as "second to none," it apparently was insufficient to deter Iranian militants from taking American diplomats hostage (Walsh, 1980, pp. 236-237). Thus, due partly to a general cynicism about government and partly to a specific cynicism that Jimmy Carter was not up to the job, the American people did not trust their president to lead them out of the international wilderness. Time magazine pointed out that many Americans felt that Carter had been "too soft" in dealing with Iran; the number expressing dissatisfac- tion had risen from 27 percent in December of 1979 to 44 percent by January ("In a fiercely," 1980, p. 23). A writer for The Washington Post noted that, "for most of Carter's presidency, it appeared that the country basically did not give a damn" (Schram, 1980, p. A22). In fact, Lewis Lapham contended that Carter had been elected not to lead but to "perform the rites of purification." He argued: He had a talent for telling fairy tales and cautionary stories, and most people didn't expect him to do much of importance. By electing him President, the country thought it had declared a four-year holiday, saying in effect that after the trouble caused by Richard Nixon, it might be nice not to have any President at all. It was enough that Mr. Carter merely existed, a passive and ceremonial figure, representing noble or democratic states of feeling, making occasional well-photographed gestures signifying his earnest and life-long commitment to truth, liberty, justice, beauty, equality and the flag. (Lapham, 1980, p. 18) Carter's task was further complicated by the ways in which modern Americans tend to view their Presidents in the latter stages of their administra- tions. Just as the Presidential "honeymoon" (that period immediately follow- ing the inauguration when the President's popularity reaches great heights, almost irrespective of his actions) is a recognized phenomenon, so too is the fact that Presidential popularity inevitably declines over time, and reaches its lowest levels during the final two years of office (Cronin, 1977, p. 81). The State of the Union address is, of course, broadcast live on television and radio during "prime time," and this massive public exposure represents the final monkey wrench that was waiting to drop into Jimmy Carter's machinery. As Grossman and Kumar (1981, p. 239) point out, "The President 44 Communication Quarterly Winter 1985 of and his aides know that a public judgment of his commitments will be made ions on the basis of what he says in [the State of the Union] address," for there is a med "public expectation that the President show himself as a policy leader." The rust- extensive media coverage which the President receives in the modern world has created a series of extremely high expectations for his performance, both rhetorically and otherwise. And, since these expectations are so unreasonably nmy high much of the time, Presidents often fail to meet them; their standing in nary public opinion often suffers as a result (Cronin, 1975, p. 109). Jimmy Carter was no exception. The situation he faced in January of 1980 called for a tough-minded and emotionally stirring piece of rhetoric. As is shown below, ged the speech that was given failed to meet these criteria. iiva- ne," Carter's Errors ican Despite the problems just outlined, the situation faced by Jimmy Carter as he prepared his State of the Union address did not lack for opportunities. With a the Iranian takeover of the U.S. embassy in Teheran and the Soviet invasion of Afghanistan, Carter was given a chance to move away from symbolism toward action, while concomitantly moving up in the estimation of his fellow citizens lac- and thus in the polls: The people could now find out if the man they had elected was the right answer to the "Why Not the Best"? question or if "Wee for Jimmy" (as James Reston called him) was as ineffectual as his critics had been give charging. The 1980 State of the Union speech was one of the first indications rier of Carter's response to the situation presented to him by the Iranians and the He Russians. It was his chance to convert to toughness, to shed his "Mr. Nice Guy" image and demonstrate that he was the right man for the job, both then and for the next four years. To use terms first employed by Bitzer (1968), Carter was faced with a rhetorical situation, the exigencies of which were modifiable, if only he could find the right rhetoric. While Carter's failure to win reelection nine months later can be taken as indicative of his failure to convert his opportunity into votes, it remains to be demonstrated whether any of that failure can reasonably be ascribed to weaknesses in the speech. The assessment argued here is that the speech, while one of Carter's better efforts, did contain a number of tactical errors. It was not a giant failure in the "wrong content at the wrong time by the wrong speaker" mold, but there were a number of deficiences which, added together, undermined his attempt to portray himself as the right person saying what needed to be said in the exigencies existing at the moment. Then too, as suggested earlier, he had other problems to overcome-those involving high public expectations of presidential media performances and the low public opinion which often afflicts presidents towards the end of their terms. its One error committed by Carter in his State of the Union address was the use of absolutes and superlatives. Americans have come to expect some exaggeration from politicians, of course, but those who understood that Afghanistan had already been a puppet of the Soviets for several years may have detected a poor fit between Carter's announcement that henceforth -nt America was going to "face the world as it is" and his description of the 85 Communication Quarterly Winter 1985 45 Russian use of troops to consolidate its hold there as "this latest Soviet attempt to extend its colonial domination of others."¹ Carter's most famous superlative in the address was his contention that the Soviet invasion was "the most serious threat to the peace since the second world war." Senator Edward Kennedy, Carter's major opponent within his own party, took issue with that assertion, asking: "Is it a graver threat than the Berlin blockade. the Korean War, the Soviet march into Hungary and Czechoslovakia, the Berlin wall, the Cuban missile crisis, or Vietnam?" Kennedy concluded that, "Exaggeration and hyperbole are the enemies of sensible foreign policy" ("Transcript of Kennedy's Speech," 1980, p. A12). In short, Carter's superlatives undermined his assertion of fealty to the facts and brought into question his ability to assess the world realistically. The superlatives might, however, have been seen as justifications for a tough stand-and Carter made some major forays into toughness, saying, "The United States will not yield to blackmail," and "The Soviet Union must pay a concrete price for their aggression," and most notably, in laying down a new Persian Gulf doctrine: "Any attempt by an outside force to gain control of the Persian Gulf will be regarded as an assault on the vital interests of the United States of America. And such an assault will be repelled by any means necessary, including military force." But Carter also undermined his new toughness in two ways. First, he interlaced his speech with calls for caution and restraint-talk of avoiding bloodshed in Iran and observing the "mutual constraints" of the SALT treaties, as well as exercising restraint in the use of military force. The situation, Carter said, called for "careful thought," "steady nerves," "resolute action," "con- sultation," "close cooperation," "national will," and "diplomatic and political wisdom." Hahn (1982, p. 41) defines "tough talk" as "strong language in support of polar positions." Although the positions taken by Carter with respect to the Soviet Union may have been tough, the toughness was undermined by his vacillating language. This contrast was not, apparently, lost on the President's staff. One of Carter's aides, after the speech had been given, described it as "forcefully ambiguous" ("Carter Takes Charge," 1980, p. 14). The second way in which Carter watered down his earlier tough rhetoric probably had its roots in political considerations. He could not, after all, allow the new crises to be seen as undermining his previous three years in the presidency. So, in the latter half of the speech, Carter emphasized the necessity of continuing his policies, from stressing human rights in interna- tional relations to cutting bureaucratic paperwork at home. In nine of the eleven references to his earlier policies, he even employed the phrase, "we will continue," so that it would be obvious that his administration was on the right track all along. But the implied contradiction was obvious. If Carter had been on the right track, then why did these crises develop? Or, conversely, since the world had moved into a crisis situation, why should the old policies be continued? Either way, the call for continuation of the policies seemed to conflict with the announcement of new crises demanding new policies. While that conflict 46 Communication Quarterly Winter 1985 may have been more apparent than real, and while restraint may have been the best course of action given the nature of the Iran and Afghanistan crises, the fact remained that the seeming contradictions between the international exigencies and Carter's solutions made him appear weak and passive at precisely the moment when he needed to be perceived as tough and active. As Schumacher (1980, p. A13) observed, "Critics say the statements [in the State of the Union address] represent not evolution but inconsistent lurching from crisis to crisis." As a final demonstration of this "lack of fit," one may compare the first few paragraphs of the speech with the last few. In the introduction, Carter laid out the problems: "turmoil," "strife," "change," "challenges," "terrorism," "an- archy," "attempted subjugation," and "threats to peace." And, in the conclu- sion, he provided his vision of America's future: "strong," "free," "at peace," "with equal rights," "jobs," "good health," "good education," "a clean and bountiful life," "secure," with "justice, tolerance and compassion." The formidable challenges depicted in the beginning of the speech were coun- tered, not with a tough new foreign policy, but with the mushiness of the American dream. Carter had lapsed from national leader to national dreamer. Another type of lapse by Carter might be called "argumentative inadequa- cy." When putting forth a new policy, a President is normally expected to argue for it, to give reasons why it should be adopted. Such argumentation need not be highly detailed, but it should be easy to follow. Causes and effects need to be clearly related. The nature of the change, and the reasons for it, should be persuasively stated. And, if possible, the dovetailing of the new policy with American experience and values should be demonstrated. In his State of the Union address, Jimmy Carter did very few of these things. He did establish a need for change, and he did announce a new doctrine. But he did not demonstrate how or whether the new doctrine would work, nor did he place it in the framework of past American policy. Rather, perhaps because his own thought processes were honed by his engineering years, Carter tended to provide lists. and leave the listeners to establish the relationships and rationales on their own. Thus, in this speech, 1 he presented seven lists: a list of three basic developments which created the contemporary challenges, a list of five goals which he would continue to pursue, a four-part historic list of American-Soviet confrontations organized by decades in chronological order, beginning with the 1940's, a list of six ways in which America will continue to work for world peace, a list of five actions that will be undertaken to strengthen the national economy, a list of eight visions of the American future and a list of three things which all Americans could do together to make these visions realities. In no case were Carter's lists expanded upon, defended or in any way argued for in subsequent paragraphs; in only one instance, in reference to the need to continue supporting human rights in international relations (point four of list four), was an item on one of the lists argued for within the confines of the list-making. In short, his lists consisted of 33 unsupported assertions and one supported one. Whether these 34 items were meant to be the meat of his argument or mere byproducts offered as addenda to the argumentation found Communication Quarterly Winter 1985 47 with our children. In fact, a case could be made that Carter response was so soft that Reagan was able to soften his pro-military force stance enough to escape his "trigger happy" image and still come off as much tougher than the he incumbent. he Conclusion To the extent that a specimen of rhetoric may be measured by its effects, his Jimmy Carter's 1980 State of the Union address was a failure. It did not convince the Iranians to return the hostages, did not influence the Russians to withdraw from Afghanistan, and did not persuade the American people that Jimmy Carter was tough enough to be allowed to direct America's fight against as her enemies for another four years. Thus, several months later, amid the wreckage (both literal and figurative) of the abortive attempt by American commandos to rescue the hostages from Iran, a widely held conclusion was that the episode was "just the sort of tragically flawed comedy of errors the public had come to expect from its president-a nice try, too bad the little guy couldn't pull it off" (Walsh, 1980, p. 236). NOTE this 'All subsequent quotations from Carter's speech are taken from "Transcript of President's State of the Union Address to Joint Session of Congress," The New York Times, January 24, 1980, p. A12. REFERENCES the Bitzer, L.F. (1968). The rhetorical situation. Philosophy and Rhetoric, 1, 1-14. Carter takes charge. (1980, February 4). Time, pp. 12-17. Cronin, T. E. (1975). The state of the presidency. Boston, MA: Little, Brown and Co. the Cronin, T. E. (1977). The presidency and its paradoxes. In T. E. Cronin & R. G. Tugwell (Eds.), The presidency reappraised (2nd ed., pp. 69-85). New York: Praeger Publishers. Grossman, M. B., & Kumar, M. J. (1981). Portraying the president: The White House and the News Media (Baltimore, MD: The Johns Hopkins Press). Hahn, D.F. (1982). The semi-tough language of the 1980 presidential campaign. The Pennsylvania Speech Communication Annual, 38, 41-45. rult Hahn, D. F. (1984). The rhetoric of Jimmy Carter, 1976-1980. Presidential Studies Quarterly, 14, 265-288. Harwood, R., Johnson, H. & Lemann, N. (1980). On the eve. In R. Harwood (Ed.): The pursuit of the presidency 1980 (pp. 3/62). New York: Berkeley Books. In a fiercely hawkish mood. (1980, February 11). Time, pp. 22-23. Lapham, L. H. (1980). King Frederick's mules. Harper's, pp. 12-22. Schram, M. (1980, January 25). Carter speech: Outtlanking, undercutting rivals. The Washington Post, p. A22. Schumacher, E. (1980, January 24). For Carter, a shift in view on Russians. The New York Times, p. A13. Transcript of Kennedy's speech at Georgetown University on campaign issues. (1980, January 29). The New York Times, p. A12. Transcript of the President's State of the Union Address to joint session of Congress. (1980, January 24). The New York Times, p. A12. Walsh, E.J. (1980). Carter. In R. Harwood (Ed.), The pursuit of the presidency 1980 (pp. 232-252). New York: Berkeley Books. in Communication Quarterly Winter 1985 49 3m 3pm. Dwall. 7.20 track have down. sen him to ground. fugition MR. N. is lake for Liven appointment in Miami Dwight D. Eisenhower, I957 I 8 with our friends the purposes and 7 Ч Statement by the President on the promptly to send a Resignation of Sir Anthony Eden. the cooperation we Fanuary 9, I957 I HAVE JUST BEEN INFORMED of the official announce- burdens and indeed ment of the resignation of Sir Anthony Eden as head of Her the area will not Majesty's Government in the United Kingdom. Sir Anthony is an old and good friend. During the days of ossly distorting our World War II and since, there have been few periods when he seen our nation's and their fortitude and I were not engaged in the study of some problem common to our two countries. Through the years I have developed for egardless of hostile him a great respect and admiration. in the cause of As Foreign Minister and then as Prime Minister, Sir Anthony has been a dedicated leader in the cause of freedom. He is a Var II, been meas- staunch believer in the need for unity among the community of of the precious free nations, especially between his country and ours. great areas of the Mrs. Eisenhower and I extend to him and to Lady Eden our be thrown away. President and the hopes that Sir Anthony will soon fully recover his health so that serve the vital in- he may have many useful years of happiness ahead. gain our national 8 Ч Annual Message to the Congress on the State respect for the vever great, how- of the Union. Fanuary 10, 1957 o this purpose we ourselves. [Delivered in person before a joint session ] EISENHOWER To the Congress of the United States: I appear before the Congress today to report on the State of Ist sess.). the Union and the relationships of the Union to the other nations as reported from the the Congressional of the world. I come here, firmly convinced that at no time in p. 181). the history of the Republic have circumstances more emphati- cally underscored the need, in all echelons of government, for vision and wisdom and resolution. You meet in a season of stress that is testing the fitness of polit- 17 8 Public Papers of the Presidents ical systems and the validity of political philosophies. Each stress stems in part from causes peculiar to itself. But every stress is a reflection of a universal phenomenon. In the world today, the surging and understandable tide of nationalism is marked by widespread revulsion and revolt against tyranny, injustice, inequality and poverty. As individuals, joined in a common hunger for freedom, men and women and even children pit their spirit against guns and tanks. On a larger scale, in an ever more persistent search for the self-respect of authentic sovereignty and the economic base on which national independence must rest, peoples sever old ties; seek new alliances; experiment-sometimes dangerously-in their struggle to satisfy these human aspirations. Particularly, in the past year, this tide has changed the pattern of attitudes and thinking among millions. The changes already accomplished foreshadow a world transformed by the spirit of freedom. This is no faint and pious hope. The forces now at work in the minds and hearts of men will not be spent through many years. In the main, today's expressions of nationalism are, in spirit, echoes of our forefathers' struggle for independence. This Republic cannot be aloof to these events heralding a new epoch in the affairs of mankind. Our pledged word, our enlightened self-interest, our character as a Nation commit us to a high role in world affairs: a role of vigorous leadership, ready strength, sympathetic understanding. The State of the Union, at the opening of the 85th Congress continues to vindicate the wisdom of the principles on which this Republic is founded. Proclaimed in the Constitution of the Na- tion and in many of our historic documents, and founded in devout religious convictions, these principles enunciate: A vigilant regard for human liberty. A wise concern for human welfare. A ceaseless effort for human progress. Fidelity to these principles, in our relations with other peoples, has won us new friendships and has increased our opportunity for 18 Dwight D. Eisenhower, 1957 8 Each stress service within the family of nations. The appeal of these prin- every stress is a ciples is universal, lighting fires in the souls of men everywhere. We shall continue to uphold them, against those who deny them ndable tide of and in counselling with our friends. revolt against At home, the application of these principles to the complex ividuals, joined problems of our national life has brought us to an unprecedented men and even peak in our economic prosperity and has exemplified in our way On a larger of life the enduring human values of mind and spirit. self-respect of Through the past four years these principles have guided the which national legislative programs submitted by the Administration to the Con- new alliances; gress. As we attempt to apply them to current events, domestic uggle to satisfy and foreign, we must take into account the complex entity that is the United States of America; what endangers it; what can ged the pattern improve it. hanges already The visible structure is our American economy itself. After y the spirit of more than a century and a half of constant expansion, it is still forces now at rich in a wide variety of natural resources. It is first among na- spent through tions in its people's mastery of industrial skills. It is productive of nationalism beyond our own needs of many foodstuffs and industrial-products. independence. It is rewarding to all our citizens in opportunity to earn and to eralding a new advance in self-realization and in self-expression. It is fortunate in its wealth of educational and cultural and religious centers. It our character is vigorously dynamic in the limitless initiative and willingness fairs: a role of to venture that characterize free enterprise. It is productive of a understanding. widely shared prosperity. 85th Congress Our economy is strong, expanding, and fundamentally sound. on which this But in any realistic appraisal, even the optimistic analyst will tion of the Na- realize that in a prosperous period the principal threat to efficient nded in devout functioning of a free enterprise system is inflation. We look back on four years of prosperous activities during which prices, the cost of living, have been relatively stable-that is, inflation has been held in check. But it is clear that the danger is always present, particularly if the government might become profligate other peoples, in its expenditures or private groups might ignore all the possible opportunity for results on our economy of unwise struggles for immediate gain. 19 I 8 Public Papers of the Presidents This danger requires a firm resolution that the Federal Gov- ernment shall utilize only a prudent share of the Nation's re- sources, that it shall live within its means, carefully measuring against need alternative proposals for expenditures. Through the next four years, I shall continue to insist that the executive departments and agencies of Government search out additional ways to save money and manpower. I urge that the Congress be equally watchful in this matter. We pledge the Government's share in guarding the integrity of the dollar. But the Government's efforts cannot be the entire campaign against inflation, the thief that can rob the individual of the value of the pension and social security he has earned during his productive life. For success, Government's efforts must be paralleled by the attitudes and actions of individual citizens. I have often spoken of the purpose of this Administration to serve the national interest of 170 million people. The national interest must take precedence over temporary advantages which may be secured by particular groups at the expense of all the people. In this regard I call on leaders in business and in labor to think well on their responsibility to the American people. With all elements of our society, they owe the Nation a vigilant guard against the inflationary tendencies that are always at work in a dynamic economy operating at today's high levels. They can powerfully help counteract or accentuate such tendencies by their wage and price policies. Business in its pricing policies should avoid unnecessary price increases especially at a time like the present when demand in so many areas presses hard on short supplies. A reasonable profit is essential to the new investments that provide more jobs in an expanding economy. But business leaders must, in the national interest, studiously avoid those price rises that are possible only because of vital or unusual needs of the whole nation. If our economy is to remain healthy, increases in wages and other labor benefits, negotiated by labor and management, must 20 Dwight D. Eisenhower, I957 8 Federal Gov- be reasonably related to improvements in productivity. Such Nation's re- increases are beneficial, for they provide wage earners with greater measuring purchasing power. Except where necessary to correct obvious injustices, wage increases that outrun productivity, however, are insist that the an inflationary factor. They make for higher prices for the public search out generally and impose a particular hardship on those whose welfare urge that the depends on the purchasing power of retirement income and sav- ings. Wage negotiations should also take cognizance of the right the integrity of the public generally to share in the benefits of improvements be the entire in technology. the individual Freedom has been defined as the opportunity for self-discipline. earned during This definition has a special application to the areas of wage fforts must be and price policy in a free economy. Should we persistently fail citizens. to discipline ourselves, eventually there will be increasing pressure ninistration to on government to redress the failure. By that process freedom The national will step by step disappear. No subject on the domestic scene antages which should more attract the concern of the friends of American work- of all the ing men and women and of free business enterprise than the forces that threaten a steady depreciation of the value of our money. labor to think With all vigilant guard Concerning developments in another vital sector of our econ- at work in a omy-agriculture-I am gratified that the long slide in farm in- They can come has been halted and that further improvement is in prospect. encies by their This is heartening progress. Three tools that we have devel- oped-improved surplus disposal, improved price support laws, necessary price and the soil bank-are working to reduce price-depressing govern- demand in ment stocks of farm products. Our concern for the well-being of asonable profit farm families demands that we constantly search for new ways jobs in an by which they can share more fully in our unprecedented pros- the national perity. Legislative recommendations in the field of agriculture possible only are contained in the Budget Message. Our soil, water, mineral, forest, fish, and wildlife resources are in wages and being conserved and improved more effectively. Their conserva- agement, must tion and development are vital to the present and future strength 21 8 Public Papers of the Presidents of the Nation. But they must not be the concern of the Federal Government alone. State and local entities, and private enter- prise should be encouraged to participate in such projects. I would like to make special mention of programs for making the best uses of water, rapidly becoming our most precious natural resource, just as it can be, when neglected, a destroyer of both life and wealth. There has been prepared and published a com- prehensive water report developed by a Cabinet Committee and relating to all phases of this particular problem. In the light of this report, there are two things I believe we should keep constantly in mind. The first is that each of our great river valleys should be considered as a whole. Piecemeal operations within each lesser drainage area can be self-defeating or, at the very least, needlessly expensive. The second is that the domestic and industrial demands for water grow far more rapidly than does our population. The whole matter of making the best use of each drop of water from the moment it touches our soil until it reaches the oceans, for such purposes as irrigation, flood control, power production, and domestic and industrial uses clearly demands the closest kind of cooperation and partnership between municipalities, States and the Federal Government. Through partnership of Federal, state and local authorities in these vast projects we can obtain the economy and efficiency of development and operation that springs from a lively sense of local responsibility. Until such partnership is established on a proper and logical basis of sharing authority, responsibility and costs, our country will never have both the fully productive use of water that it SO obviously needs and protection against disastrous flood. If we fail in this, all the many tasks that need to be done in America could be accomplished only at an excessive cost, by the growth of a stifling bureaucracy, and eventually with a dangerous degree of centralized control over our national life. In all domestic matters, I believe that the people of the United 22 Dwight D. Eisenhower, 1957 8 of the Federal States will expect of us effective action to remedy past failure in private enter- meeting critical needs. projects. High priority should be given the school construction bill. ms for making This will benefit children of all races throughout the country- recious natural and children of all races need schools now. A program designed stroyer of both to meet emergency needs for more classrooms should be enacted blished a com- without delay. I am hopeful that this program can be enacted Committee and on its own merits, uncomplicated by provisions dealing with the complex problems of integration. I urge the people in all sec- S I believe we tions of the country to approach these problems with calm and at each of our reason, with mutual understanding and good will, and in the le. Piecemeal American tradition of deep respect for the orderly processes of self-defeating law and justice. second is that I should say here that we have much reason to be proud of the grow far more progress our people are making in mutual understanding-the chief buttress of human and civil rights. Steadily we are moving drop of water closer to the goal of fair and equal treatment of citizens without hes the oceans, regard to race or color. But unhappily much remains to be done. er production, Last year the Administration recommended to the Congress the closest kind a four-point program to reinforce civil rights. That program palities, States included: hip of Federal, (1) creation of a bipartisan commission to investigate asserted we can obtain violations of civil rights and to make recommendations; operation that (2) creation of a civil rights division in the Department of Justice in charge of an Assistant Attorney General; per and logical (3) enactment by the Congress of new laws to aid in the en- forcement of voting rights; and ts, our country (4) amendment of the laws SO as to permit the Federal Gov- vater that it SO ernment to seek from the civil courts preventive relief in civil flood. rights cases. to be done in I urge that the Congress enact this legislation. ve cost, by the th a dangerous Essential to the stable economic growth we seek is a system of of the United well-adapted and efficient financial institutions. I believe the 23 8 Public Papers of the Presidents time has come to conduct a broad national inquiry into the nature, performance and adequacy of our financial system, both in terms of its direct service to the whole economy and in terms of its function as the mechanism through which monetary and credit policy takes effect. I believe the Congress should authorize the creation of a commission of able and qualified citizens to under- take this vital inquiry. Out of their findings and recommenda- tions the Administration would develop and present to the Congress any legislative proposals that might be indicated for the purpose of improving our financial machinery. In this message it seems unnecessary that I should repeat rec- ommendations involving our domestic affairs that have been urged upon the Congress during the past four years, but which, in some instances, did not reach the stage of completely satis- factory legislation. The Administration will, through future messages either di- rectly from me or from heads of the departments and agencies, transmit to the Congress specific recommendations. These will involve our financial and fiscal affairs, our military and civil defenses; the administration of justice; our agricultural economy; our domestic and foreign commerce; the urgently needed increase in our postal rates; the development of our natural resources; our labor laws, including our labor-management relations legislation, and vital aspects of the health, education and welfare of our people. There will be special recommendations dealing with such subjects as atomic energy, the furthering of public works, the continued efforts to eliminate government competition with the businesses of tax-paying citizens. A number of legislative recommendations will be mentioned specifically in my forthcoming Budget Message, which will reach you within the week. That message will also recommend such sums as are needed to implement the proposed action. 24 Dwight D. Eisenhower, 1957 8 into the nature, Turning to the international scene: n, both in terms The existence of a strongly armed imperialistic dictatorship in terms of its poses a continuing threat to the free world's and thus to our own etary and credit Nation's security and peace. There are certain truths to be re- Id authorize the membered here. itizens to under- First, America alone and isolated cannot assure even its own d recommenda- security. We must be joined by the capability and resolution of present to the nations that have proved themselves dependable defenders of ndicated for the freedom. Isolation from them invites war. Our security is also enhanced by the immeasurable interest that joins us with all ould repeat rec- peoples who believe that peace with justice must be preserved, that have been that wars of aggression are crimes against humanity. ears, but which, Another truth is that our survival in today's world requires completely satis- modern, adequate, dependable military strength. Our Nation has made great strides in assuring a modern defense, so armed in ssages either di- new weapons, so deployed, so equipped, that today our security its and agencies, force is the most powerful in our peacetime history. It can pun- ons. These will ish heavily any enemy who undertakes to attack us. It is a major ilitary and civil deterrent to war. ultural economy; By our research and development more efficient weapons- needed increase some of amazing capabilities-are being constantly created. al resources; our These vital efforts we shall continue. Yet we must not delude tions legislation, ourselves that safety necessarily increases as expenditures for mili- welfare of our tary research or forces in being go up. Indeed, beyond a wise ns dealing with and reasonable level, which is always changing and is under con- public works, the stant study, money spent on arms may be money wasted on sterile betition with the metal or inflated costs, thereby weakening the very security and strength we seek. ill be mentioned National security requires far more than military power. Eco- which will reach nomic and moral factors play indispensable roles. Any program recommend such that endangers our economy could defeat us. Any weakening of action. our national will and resolution, any diminution of the vigor and initiative of our individual citizens, would strike a blow at the heart of our defenses. The finest military establishment we can produce must work 25 8 Public Papers of the Presidents closely in cooperation with the forces of our friends. Our system of regional pacts, developed within the Charter of the United Nations, serves to increase both our own security and the security of other nations. This system is still a recent introduction on the world scene. Its problems are many and difficult, because it insists on equality among its members and brings into association some nations tra- ditionally divided. Repeatedly in recent months, the collapse of these regional alliances has been predicted. The strains upon them have been at times indeed severe. Despite these strains our regional alliances have proved durable and strong, and dire predictions of their disintegration have proved completely false. With other free nations, we should vigorously prosecute meas- ures that will promote mutual strength, prosperity and welfare within the free world. Strength is essentially a product of eco- nomic health and social well-being. Consequently, even as we continue our programs of military assistance, we must emphasize aid to our friends in building more productive economies and in better satisfying the natural demands of their people for progress. Thereby we shall move a long way toward a peaceful world. A sound and safeguarded agreement for open skies, unarmed aerial sentinels, and-reduced armament would provide a valuable contribution toward a durable peace in the years ahead. And we have been persistent in our effort to reach such an agreement. We are willing to enter any reliable agreement which would re- verse the trend toward ever more devastating nuclear weapons; reciprocally provide against the possibility of surprise attack; mutually control the outer space missile and satellite development; and make feasible a lower level of armaments and armed forces and an easier burden of military expenditures. Our continuing negotiations in this field are a major part of our quest for a con- fident peace in this atomic age. This quest requires as well a constructive attitude among all the nations of the free world toward expansion of trade and in- 26 Dwight D. Eisenhower, I957 9 8 Dur system vestment, that can give all of us opportunity to work out economic he United betterment. he security An essential step in this field is the provision of an administra- tive agency to insure the orderly and proper operation of existing scene. arrangements under which multilateral trade is now carried on. equality To that end I urge Congressional authorization for United States tra- membership in the proposed Organization for Trade Coopera- collapse of tion, an action which will speed removal of discrimination against upon our export trade. strains We welcome the efforts of a number of our European friends and dire to achieve an integrated community to develop a common market. false. We likewise welcome their cooperative effort in the field of atomic meas- energy. welfare To demonstrate once again our unalterable purpose to make of eco- of the atom a peaceful servant of humanity, I shortly shall ask as we the Congress to authorize full United States participation in the emphasize International Atomic Energy Agency. and in World events have magnified both the responsibilities and the progress. opportunities of the United States Information Agency. Just world. as, in recent months, the voice of communism has become more unarmed shaken and confused, the voice of truth must be more clearly a valuable heard. To enable our Information Agency to cope with these And new responsibilities and opportunities, I am asking the Congress agreement. to increase appreciably the appropriations for this program and would re- for legislation establishing a career service for the Agency's over- weapons; seas foreign service officers. attack; The recent historic events in Hungary demand that all free elopment; nations share to the extent of their capabilities in the responsibility forces of granting asylum to victims of Communist persecution. I re- continuing quest the Congress promptly to enact legislation to regularize the for a con- status in the United States of Hungarian refugees brought here as parolees. I shall shortly recommend to the Congress by special among all message the changes in our immigration laws that I deem neces- and in- sary in the light of our world responsibilities. 27 I 8 Public Papers of the Presidents The cost of peace is something we must face boldly, fearlessly. Beyond money, it involves changes in attitudes, the renunciation of old prejudices, even the sacrifice of some seeming self-interest. Only five days ago I expressed to you the grave concern of your Government over the threat of Soviet aggression in the Mid- dle East. I asked for Congressional authorization to help counter this threat. I say again that this matter is of vital and immediate importance to the Nation's and the free world's security and peace. By our proposed programs in the Middle East, we hope to assist in establishing a climate in which constructive and long-term solutions to basic problems of the area may be sought. From time to time, there will be presented to the Congress requests for other legislation in the broad field of international affairs. All requests will reflect the steadfast purpose of this Ad- ministration to pursue peace, based on justice. Although in some cases details will be new, the underlying purpose and objectives will remain the same. All proposals made by the Administration in this field are based on the free world's unity. This unity may not be immediately ob- vious unless we examine link by link the chain of relationships that binds us to every area and to every nation. In spirit the free world is one because its people uphold the right of independent existence for all nations. I have already alluded to their economic interdependence. But their interdependence extends also into the field of security. First of all, no reasonable man will question the absolute need for our American neighbors to be prosperous and secure. Their security and prosperity are inextricably bound to our own. And we are, of course, already joined with these neighbors by historic pledges. Again, no reasonable man will deny that the freedom and prosperity and security of Western Europe are vital to our own prosperity and security. If the institutions, the skills, the man- power of its peoples were to fall under the domination of an 28 Dwight D. Eisenhower, 1957 8 idly, fearlessly. aggressive imperialism, the violent change in the balance of world e renunciation power and in the pattern of world commerce could not be fully g self-interest. compensated for by any American measures, military or economic. ve concern of But these people, whose economic strength is largely dependent on in the Mid- on free and uninterrupted movement of oil from the Middle East, to help counter cannot prosper-indeed, their economies would be severely im- and immediate paired-should that area be controlled by an enemy and the move- rity and peace. ment of oil be subject to its decisions. hope to assist Next, to the Eastward, are Asiatic and Far Eastern peoples, and long-term recently returned to independent control of their own affairs or t. now emerging into sovereign statehood. Their potential strength the Congress constitutes new assurance for stability and peace in the world-if f international they can retain their independence. Should they lose freedom ose of this Ad- and be dominated by an aggressor, the world-wide effects would though in some imperil the security of the free world. and objectives In short, the world has so shrunk that all free nations are our neighbors. Without cooperative neighbors, the United States field are based cannot maintain its own security and welfare, because: inmediately ob- First, America's vital interests are world-wide, embracing both lationships that hemispheres and every continent. spirit the free Second, we have community of interest with every nation in of independent the free world. their economic Third, interdependence of interests requires a decent respect tends also into for the rights and the peace of all peoples. These principles motivate our actions within the United Na- e absolute need tions. There, before all the world, by our loyalty to them, by secure. Their our practice of them, let us strive to set a standard to which all our own. And who seek justice and who hunger for peace can rally. May we at home, here at the Seat of Government, in all the bors by historic cities and towns and farmlands of America, support these prin- ciples in a personal effort of dedication. Thereby each of us can e freedom and help establish a secure world order in which opportunity for ital to our own freedom and justice will be more widespread, and in which the skills, the man- resources now dissipated on the armaments of war can be released mination of an for the life and growth of all humanity. 29 I 8 Public Papers of the Presidents When our forefathers prepared the immortal document that proclaimed our independence, they asserted that every individual is endowed by his Creator with certain inalienable rights. As we gaze back through history to that date, it is clear that our nation has striven to live up to this declaration, applying it to nations as well as to individuals. Today we proudly assert that the government of the United States is still committed to this concept, both in its activities at home and abroad. The purpose is Divine; the implementation is human. Our country and its government have made mistakes-human mistakes. They have been of the head-not of the heart. And it is still true that the great concept of the dignity of all men, alike created in the image of the Almighty, has been the compass by which we have tried and are trying to steer our course. So long as we continue by its guidance, there will be true progress in human affairs, both among ourselves and among those with whom we deal. To achieve a more perfect fidelity to it, I submit, is a worthy ambition as we meet together in these first days of this, the first session of the 85th Congress. DWIGHT D. EISENHOWER NOTE: This is the text of the docu- I, 85th Cong., Ist sess.). ment which the President signed and The Address as reported from the transmitted to the Senate and the floor appears in the Congressional House of Representatives (H. Doc. Record (vol. 103, p. 387). 30 EE reform: We will never coupon, our purciples We - 2014 THEODORE ROOSEVELT First Annual Message 2015 FIRST ANNUAL MESSAGE private soldier. Wealth was not struck at when the President was assassinated, but the honest toil which is content with moderate gains WHITE HOUSE, December 3, roor. after a lifetime of unremitting labor, largely in the service of the pub- To the Senate and House of Representatives: lic. Still less was power struck at in the sense that power is irrespon- The Congress assembles this year under the shadow of a great calam- sible or centered in the hands of any one individual. The blow was ity. On the sixth of September, President McKinley was shot by an not aimed at tyranny or wealth. It was aimed at one of the strongest anarchist while attending the Pan-American Exposition at Buffalo, and champions the wage-worker has ever had; at one of the most faithful died in that city on the fourteenth of that month. representatives of the system of public rights and representative gov- Of the last seven elected Presidents, he is the third who has been ernment who has ever risen to public office. President McKinley filled murdered, and the bare recital of this fact is sufficient to justify grave that political office for which the entire people vote, and no President alarm among all loyal American citizens. Moreover, the circumstances not even Lincoln himself was ever more earnestly anxious to repre- of this, the third assassination of an American President, have a pecul- sent the well thought-out wishes of the people; his one anxiety in every iarly sinister significance. Both President Lincoln and President Gar crisis was to keep in closest touch with the people - to find out what field were killed by assassins of types unfortunately not uncommon in they thought and to endeavor to give expression to their thought, after history; President Lincoln falling a victim to the terrible passions having endeavored to guide that thought aright. He had just been re- aroused by four years of civil war, and President Garfield to the revenge- elected to the Presidency because the majority of our citizens, the ma- ful vanity of a disappointed office-seeker. President McKinley was jority of our farmers and wage-workers, believed that he had faithfully killed by an utterly depraved criminal belonging to that body of upheld their interests for four years. They felt themselves in close and criminals who object to all governments; good and bad alike, who are intimate touch with him. They felt that he represented so well and so against any form of popular liberty if it is guaranteed by even the most honorably all their ideals and aspirations that they wished him to con- just and liberal laws, and who are as hostile to the upright exponent of tinue for another four years to represent them. a free people's sober will as to the tyrannical and irresponsible despot. And this was the man at whom the assassin struck! That there It is not too much to say that at the time of President McKinley's might be nothing lacking to complete the Judas-like infamy of his act, death he was the most widely loved man in all the United States; he took advantage of an occasion when the President was meeting the while we have never had any public man of his position who has been people generally; and advancing as if to take the hand out-stretched to so wholly free from the bitter animosities incident to public life. His him in kindly and brotherly fellowship, he turned the noble and gener- political opponents were the first to bear the heartiest and most gener- ous confidence of the victim into an opportunity to strike the fatal blow. There is no baser deed in all the annals of crime. ous tribute to the broad kindliness of nature, the sweetness and gentle- ness of character which so endeared him to his close associates. To a The shock, the grief of the country, are bitter in the minds of all standard of lofty integrity in public life he united the tender affections who saw the dark days, while the President yet hovered between life and home virtues which are all-important in the make-up of national and death. At last the light was stilled in the kindly eyes and the character. A gallant soldier in the great war for the Union, he also breath went from the lips that even in mortal agony uttered no words shone as an example to all our people because of his conduct in the save of forgiveness to his murderer, of love for his friends, and of un- most sacred and intimate of home relations. There could be no per- faltering trust in the will of the Most High. Such a death, crowning sonal hatred of him, for he never acted with aught but consideration the glory of such a life, leaves us with infinite sorrow, but with such for the welfare of others. No one could fail to respect him who knew pride in what he had accomplished and in his own personal character, him in public or private life. The defenders of those murderous that we feel the blow not as struck at him, but as struck at the Nation criminals who seek to excuse their criminality by asserting that it is We mourn a good and great President who is dead; but while we mourn exercised for political ends, inveigh against wealth and irresponsible we are lifted up by the spléndid achievements of his life and the grand heroism with which he met his death. power. But for this assassination even this base apology cannot be urged. When we turn from the man to the Nation, the harm done is so great President McKinley was a man of moderate means, a man whose as to excite our gravest apprehensions and to demand our wisest and stock sprang from the sturdy tillers of the soil, who had himself be- most resolute action. This criminal was a professed anarchist, inflamed longed among the wage-workers, who had entered the Army as a by the teachings of professed anarchists, and probably also by the reck- less utterances of those who, on the stump and in the public press, 2016 THEODORE ROOSEVELT First Annual Message 2017 appeal to the dark and evil spirits of malice and greed, envy and sullen meetings are essentially seditious and treasonable. hatred. The wind is sowed by the men who preach such doctrines, I earnestly recommend to the Congress that in the exercise of its and they cannot escape their share of responsibility for the whirlwind wise discretion it should take into consideration the coming to this that is reaped. This applies alike to the deliberate demagogue, to the country of anarchists or persons professing principles hostile to all gov- exploiter of sensationalism, and to the crude and foolish visionary who, ernment and justifying the murder of those placed in authority. Such for whatever reason, apologizes for crime or excites aimless discontent. individuals as those who not long ago gathered in open meeting to The blow was aimed not at this President, but at all Presidents; at glorify the murder of King Humbert of Italy perpetrate a crime, and every symbol of government. President McKinley was as emphatically the law should ensure their rigorous punishment. They and those like the embodiment of the popular will of the Nation expressed through them should be kept out of this country; and if found here they should the forms of law as a New England town meeting is in similar fashion be promptly deported to the country whence they came; and far-reach- the embodiment of the law-abiding purpose and practice of the people ing provision should be made for the punishment of those who stay. of the town. On no conceivable theory could the murder of the Presi- No matter calls more urgently for the wisest thought of the Congress. dent be accepted as due to protest against " inequalities in the social The Federal courts should be given jurisdiction over any man who order," save as the murder of all the freemen engaged in a town meeting kills or attempts to kill the President or any man who by the Constitu- could be accepted as a protest against that social inequality which puts tion or by law is in line of succession for the Presidency, while the a malefactor in jail. Anarchy is no more an expression of social dis- punishment for an unsuccessful attempt should be proportioned to the content' than picking pockets or wife-beating. enormity of the offense against our institutions. The anarchist, and especially the anarchist in the United States, is Anarchy is a crime against the whole human race; and all mankind merely one type of criminal, more dangerous than any other because should band against the anarchist. His crime should be made an of- he represents the same depravity in a greater degree. The man who fense against the law of nations, like piracy and that form of man- advocates anarchy directly or indirectly, in any shape or fashion, or the stealing known as the slave trade; for it is of far blacker infamy than man who apologizes for anarchists and their deeds, makes himself mor- either. It should be so declared by treaties among all civilized powers. ally accessory to murder before the fact. The anarchist is a criminal Such treaties would give to the Federal Government the power of deal- whose perverted instincts lead him to prefer confusion and chaos to the ing with the crime. most beneficent form of social order. His protest of concern for work- A grim commentary upon the folly of the anarchist position was ingmen is outrageous in its impudent falsity; for if the political insti- afforded by the attitude of the law toward this very criminal who had tutions of this country do not afford opportunity to every honest and just taken the life of the President. The people would have torn him intelligent son of toil, then the door of hope is forever closed against limb from limb if it had not been that the law he defied was at once him. The anarchist is everywhere not merely the enemy of system invoked in his behalf. So far from his deed being committed on behalf and of progress, but the deadly foe of liberty. If ever anarchy is tri- of the people against the Government, the Government was obliged at umphant, its triumph will last for but one red moment, to be succeeded once to exert its full police power to save him from instant death at the for ages by the gloomy night of despotism. hands of the people. Moreover, his deed worked not the slightest dis- For the anarchist himself, whether he preaches or practices his location in our governmental system, and the danger of a recurrence of doctrines, we need not have one particle more concern than for any such deeds, no matter how great it might grow, would work only in the ordinary murderer. He is not the victim of social or political injus- direction of strengthening and giving harshness to the forces of order. tice. There are no wrongs to remedy in his case. The cause of his No man will ever be restrained from becoming President by any fear as criminality is to be found in his own evil passions and in the evil con- to his personal safety. If the risk to the President's life became great, duct of those who urge him on, not in any failure by others or by the it would mean that the office would more and more come to be filled by State to do justice to him or his. He is a malefactor and nothing else. men of a spirit which would make them resolute and merciless in deal- He is in no sense, in no shape or way, a " product of social condi- ing with every friend of disorder. This great country will not fall into tions," save as a highwayman is produced" by the fact than an un- anarchy, and if anarchists should ever become a serious menace to its armed man happens to have a purse. It is a travesty upon the great institutions, they would not merely be stamped. out, but would involve and holy names of liberty and freedom to permit them to be invoked in in their own ruin every active or passive sympathizer with their doc- such a cause. No man or body of men preaching anarchistic doctrines trines. The American people are slow to wrath, but when their wrath should be allowed at large any more than if preaching the murder of is once kindled it burns like a consuming flame. some specified private individual. Anarchistic speeches, writings, and 2018 THEODORE ROOSEVELT First Annual Message 2019 During the last five years business confidence has been restored, and the nation is to be congratulated because of its present abounding pros- this continent, who have built up our commerce, who have developed perity. Such prosperity can never be created by law alone, although it our manufactures, have on the whole done great good to our people. is easy enough to destroy it by mischievous laws. If the hand of the Without them the material development of which we are SO justly proud could never have taken place. Moreover, we should recognize the im- Lord is heavy upon any country, if flood or drought comes, human mense importance of this material development of leaving as unham- wisdom is powerless to avert the calamity. Moreover, no law can guard pered as is compatible with the public good the strong and forceful men us against the consequences of our own folly. The men who are idle or upon whom the success of business operations inevitably rests. The credulous, the men who seek gains not by genuine work with head or slightest study of business conditions will satisfy anyone capable of hand but by gambling in any form, are always a source of menace not forming a judgment that the personal equation is the most important only to themselves but to others. If the business world loses its head, factor in a business operation; that the business ability of the man at it loses what legislation cannot supply. Fundamentally the welfare of the head of any business concern, big or little, is usually the factor each citizen, and therefore the welfare of the aggregate of citizens which which fixes the gulf between striking success and hopeless failure. makes the nation, must rest upon individual thrift and energy, resolution, An additional reason for caution in dealing with corporations is to be and intelligence. Nothing can take the place of this individual capacity; found in the international commercial conditions of to-day. The same but wise legislation and honest and intelligent administration can give business conditions which have produced the great aggregations of cor- it the fullest scope, the largest opportunity to work to good effect. porate and individual wealth have made them very potent factors in international commercial competition. Business concerns which have The tremendous and highly complex industrial development which the largest means at their disposal and are managed by the ablest men went on with ever accelerated rapidity during the latter half of the are naturally those which take the lead in the strife for commercial su- nineteenth century brings us face to face, at the beginning of the twentieth, with very serious social problems. The old laws, and the premacy among the nations of the world. America has only just begun to assume that commanding position in the international business world old customs which had almost the binding force of law, were once quite which we believe will more and more be hers. It is of the utmost im- sufficient to regulate the accumulation and distribution of wealth. Since portance that this position be not jeoparded, especially at a time when the the industrial changes which have so enormously increased the pro- overflowing abundance of our own natural resources and the skill, busi- ductive power of mankind, they are no longer sufficient. ness energy, and mechanical aptitude of our people make foreign markets The growth of cities has gone on beyond comparison faster than the growth of the country, and the upbuilding of the great industrial centers essential. Under such conditions it would be most unwise to cramp or to fetter the youthful strength of our Nation. has meant a startling increase, not merely in the aggregate of wealth, but in the number of very large individual, and especially of very large Moreover, it cannot too often be pointed out that to strike with igno- rant violence at the interests of one set of men almost inevitably en- corporate, fortunes. The creation of these great corporate fortunes has dangers the interests of all. The fundamental rule in our national life not been due to the tariff nor to any other governmental action, but to the rule which underlies all others is that, on the whole, and in natural causes in the business world, operating in other countries as the long run, we shall go up or down together. There are exceptions; they operate in our own. and in times of prosperity some will prosper far more, and in times of The process has aroused much antagonism, a great part of which is wholly without warrant. It is not true that as the rich have grown adversity, some will suffer far more, than others; but speaking gen- richer the poor have grown poorer. On the contrary, never before has erally, a period of good times means that all share more or less in them. and in a period of hard times all feel the stress to a greater or less the average man, the wage-worker, the farmer, the small trader, been so well off as in this country and at the present time. There have been degree. It surely ought not to be necessary to enter into any proof of abuses connected with the accumulation of wealth; yet it remains true this statement; the memory of the lean years which began in 1893 is that a fortune accumulated in legitimate business can be accumulated still vivid, and we can contrast them with the conditions in this very by the person specially benefited only on condition of conferring im- year which is now closing. Disaster to great business enterprises can mense incidental benefits upon others. Successful enterprise, of the never have its effects limited to the men at the top. It spreads through- out, and while it is bad for everybody, it is worst for those farthest type which benefits all mankind, can only exist if the conditions are such as to offer great prizes as the rewards of success. down. The capitalist may be shorn of his luxuries; but the wage- worker may be deprived of even bare necessities. The captains of industry who have driven the railway systems across The mechanism of modern business is so delicate that extreme care 2020 THEODORE ROOSEVELT First Annual Message 2021 must be taken not to interfere with it in a spirit of rashness or igno- as to the value of the property in which the capital is to be invested. rance. Many of those who have made it their vocation to denounce the Corporations engaged in interstate commerce should be regulated if great industrial combinations which are popularly, although with tech- they are found to exercise a license working to the public injury. It nical inaccuracy, known as "trusts," appeal especially to hatred and should be as much the aim of those who seek for social betterment to fear. These are precisely the two emotions, particularly when com- rid the business world of crimes of cunning as to rid the entire body pol- bined with ignorance, which unfit men for the exercise of cool and steady itic of crimes of violence. Great corporations exist only because they judgment. In facing new industrial conditions, the whole history of are created and safeguarded by our institutions; and it is therefore our the world shows that legislation will generally be both unwise and in- right and our duty to see that they work in harmony with these insti- tutions. effective unless undertaken after calm inquiry and with sober self- restraint. Much of the legislation directed at the trusts would have The first essential in determining how to deal with the great indus- been exceedingly mischievous had it not also been entirely ineffective. trial combinations is knowledge of the facts- publicity. In the inter- In accordance with a well-known sociological law, the ignorant or reck- est of the public, the Government should have the right to inspect and less agitator has been the really effective friend of the evils which he examine the workings of the great corporations engaged in interstate has been nominally opposing. In dealing with business interests, for business. Publicity is the only sure remedy which we can now invoke. the Government to undertake by crude and ill-considered legislation to What further remedies are needed in the way of governmental regula- do what may turn out to be bad, would be to incur the risk of such far- tion, or taxation, can only be determined after publicity has been ob- reaching national disaster that it would be preferable to undertake tained, by process of law, and in the course of administration. The nothing at all. The men who demand the impossible or the undesirable first requisite is knowledge, full and complete-knowledge which may serve as the allies of the forces with which they are nominally at war, be made public to the world. for they hamper those who would endeavor to find out in rational fash- Artificial bodies, such as corporations and joint stock or other associa- ion what the wrongs really are and to what extent and in what manner tions, depending upon any statutory law for their existence or privileges, it is practicable to apply remedies. should be subject to proper governmental supervision, and full and ac- All this is true; and yet it is also true that there are real and grave curate information as to their operations should be made public regularly evils, one of the chief being over-capitalization because of its many at reasonable intervals. baleful consequences; and a resolute and practical effort must be made The large corporations, commonly called trusts, though organized in to correct these evils. one State, always do business in many States, often doing very little There is a widespread conviction in the minds of the American people business in the State where they are incorporated. There is utter lack that the great corporations known as trusts are in certain of their of uniformity in the State laws about them; and as no State has any features and tendencies hurtful to the general welfare. This springs exclusive interest in or power over their acts, it has in practice proved from no spirit of envy or uncharitableness, nor lack of pride in the impossible to get adequate regulation through State action. Therefore, great industrial achievements that have placed this country at the head in the interest of the whole people, the Nation should, without interfer- of the nations struggling for commercial supremacy. It does not rest ing with the power of the States in the matter itself, also assume power upon a lack of intelligent appreciation of the necessity of meeting of supervision and regulation over all corporations doing an interstate changing and changed conditions of trade with new methods, nor upon business. This is especially true where the corporation derives a por- ignorance of the fact that combination of capital in the effort to accom- tion of its wealth from the existence of some monopolistic element or plish great things is necessary when the world's progress demands that tendency in its business. There would be no hardship in such super- great things be done. It is based upon sincere conviction that combina- vision; banks are subject to it, and in their case it is now accepted as a tion and concentration should be, not prohibited, but supervised and simple matter of course. Indeed, it is probable that supervision of cor- within reasonable limits controlled; and in my judgment this conviction porations by the National Government need not go so far as is now the is right. case with the supervision exercised over them by so conservative a State It is no limitation upon property rights or freedom of contract to re- as Massachusetts, in order to produce excellent results. quire that when men receive from Government the privilege of doing When the Constitution was adopted, at the end of the eighteenth cen- business under corporate form, which frees them from individual tury, no human wisdom could foretell the sweeping changes, alike in responsibility, and enables them to call into their enterprises the capital industrial and political conditions, which were to take place by the be- of the public, they shall do so upon absolutely truthful representations ginning of the twentieth century. At that time it was accepted as a First Annual Message 2023 THEODORE ROOSEVELT 2022 matter of course that the several States were the proper authorities to States to do away with the competition of convict contract labor in the regulate, so far as was then necessary, the comparatively insignificant open labor market. So far as practicable under the conditions of Gov- and strictly localized corporate bodies of the day. The conditions are ernment work, provision should be made to render the enforcement of now wholly different and wholly different action is called for. I believe the eight-hour law easy and certain. In all industries carried on directly or indirectly for the United States Government women and that a law can be framed which will enable the National Government to exercise control along the lines above indicated; profiting by the experi- children should be protected from excessive hours of labor, from night work, and from work under unsanitary conditions. The Government ence gained through the passage and administration of the Interstate- Commerce Act. If, however, the judgment of the Congress is that it should provide in its contracts that all work should be done under lacks the constitutional power to pass such an act, then a constitutional 'fair'' conditions, and in addition to setting a high standard should uphold it by proper inspection, extending if necessary to the subcon- amendment should be submitted to confer the power. There should be created a Cabinet officer, to be known as Secretary tractors. The Government should forbid all night work for women of Commerce and Industries, as provided in the bill introduced at the and children, as well as excessive overtime. For the District of last session of the Congress. It should be his province to deal with Columbia a good factory law should be passed; and, as a powerful commerce in its broadest sense; including among many other things indirect aid to such laws, provision should be made to turn the in- whatever concerns labor and all matters affecting the great business habited alleys, the existence of which is a reproach to our Capital city, into minor streets, where the inhabitants can live under conditions corporations and our merchant marine. The course proposed is one phase of what should be a comprehensive favorable to health and morals. and far-reaching scheme of constructive statesmanship for the purpose American wage-workers work with their heads as well as their hands. of broadening our markets, securing our business interests on a safe Moreover, they take a keen pride in what they are doing; so that, basis, and making firm our new position in the international industrial independent of the reward, they wish to turn out a perfect job. This world; while scrupulously safeguarding the rights of wage-worker and is the great secret of our success in competition with the labor of foreign capitalist, of investor and private citizen, so as to secure equity as be- countries. The most vital problem with which this country, and for that matter tween man and man in this Republic. With the sole exception of the farming interest, no one matter is of the whole civilized world, has to deal, is the problem which has for one such vital moment to our whole people as the welfare of the wage- side the betterment of social conditions, moral and physical, in large workers. If the farmer and the wage-worker are well off, it is abso- cities, and for another side the effort to deal with that tangle of far- lutely certain that all others will be well off too. It is therefore a reaching questions which we group together when we speak of "labor." matter for hearty congratulation that on the whole wages are higher The chief factor in the success of each man -wage-worker, farmer, to-day in the United States than ever before in our history, and far and capitalist alike must ever be the sum total of his own individual higher than in any other country. The standard of living is also higher qualities and abilities. Second only to this comes the power of acting than ever before. Every effort of legislator and administrator should in combination or association with others. Very great good has been be bent to secure the permanency of this condition of things and its and will be accomplished by associations or unions of wage-workers, improvement wherever possible. Not only must our labor be protected when managed with forethought, and when they combine insistence by the tariff, but it should also be protected so far as it is possible from upon their own rights with law-abiding respect for the rights of others. the presence in this country of any laborers brought over by contract, The display of these qualities in such bodies is a duty to the nation no or of those who, coming freely, yet represent a standard of living SO less than to the associations themselves. Finally, there must also in depressed that they can undersell our men in the labor market and drag many cases be action by the Government in order to safeguard the them to a lower level. I regard it as necessary, with this end in view, rights and interests of all. Under our Constitution there is much more to re-enact immediately the law excluding Chinese laborers and to scope for such action by the State and the municipality than by the strengthen it wherever necessary in order to make its enforcement nation. But on points such as those touched on above the National Government can act. entirely effective. The National Government should demand the highest quality of When all is said and done, the rule of brotherhood remains as the service from its employees; and in return it should be a good employer. indispensable prerequisite to success in the kind of national life for If possible legislation should be passed, in connection with the Inter- which we strive. Each man must work for himself, and unless he SO state Commerce Law, which will render effective the efforts of different works no outside help can avail him; but each man must remember also 2024 THEODORE ROOSEVELT First Annual Message 2025 that he is indeed his brother's keeper, and that while no man who refuses to walk can be carried with advantage to himself or anyone else, tional policy. The first requisite to our prosperity is the continuity yet that each at times stumbles or halts, that each at times needs to and stability of this economic policy. Nothing could be more unwise have the helping hand outstretched to him. To be permanently effect- than to disturb the business interests of the country by any general ive, aid must always take the form of helping a man to help himself; tariff change at this time. Doubt, apprehension, uncertainty are ex- and we can all best help ourselves by joining together in the work that actly what we most wish to avoid in the interest of our commercial and is of common interest to all. material well-being. Our experience in the past has shown that sweep- Our present immigration laws are unsatisfactory. We need every ing revisions of the tariff are apt to produce conditions closely approach- honest and efficient immigrant fitted to become an American citizen, ing panic in the business world. Yet it is not only possible, but every immigrant who comes here to stay, who brings here a strong eminently desirable, to combine with the stability of our economic sys- body, a stout heart, a good head, and a resolute purpose to do his duty tem a supplementary system of reciprocal benefit and obligation with other nations. Such reciprocity is an incident and result of the firm well in every way and to bring up his children as law-abiding and God- fearing members of the community. But there should be a comprehen- establishment and preservation of our present economic policy. It was specially provided for in the present tariff law. sive law enacted with the object of working a threefold improvement over our present system. First, we should aim to exclude absolutely Reciprocity must be treated as the handmaiden of protection. Our not only all persons who are known to be believers in anarchistic princi- first duty is to see that the protection granted by the tariff in every ples or members of anarchistic societies; but also all persons who are of case where it is needed is maintained, and that reciprocity be sought for so far as it can safely be done without injury to our home indus- a low moral tendency or of unsavory reputation. This means that we tries. Just how far this is must be determined according to the individ- should require a more thorough system of inspection abroad and a more rigid system of examination at our immigration ports, the former being ual case, remembering always that every application of our-tariff policy to meet our shifting national needs must be conditioned upon the car- especially riecessary. dinal fact that the duties must never be reduced below the point that The second object of a proper immigration law ought to be to secure will cover the difference between the labor cost here and abroad. The by a careful and not merely perfunctory educational test some intelli- well-being of the wage-worker is a prime consideration of our entire gent capacity to appreciate American institutions and act sanely as policy of economic legislation. American citizens. This would not keep out all anarchists, for many Subject to this proviso of the proper protection necessary to our in- of them belong to the intelligent criminal class. But it would do what dustrial well-being at home, the principle of reciprocity must command is also in point, that is, tend to decrease the sum of ignorance, so potent our hearty support. The phenomenal growth of our export trade em- in producing the envy, suspicion, malignant passion, and hatred of phasizes the urgency of the need for wider markets and for a liberal order, out of which anarchistic sentiment inevitably springs. Finally, policy in dealing with foreign nations. Whatever is merely petty and all persons should be excluded who are below a certain standard of vexatious in the way of trade restrictions should be avoided. The cus- economic fitness to enter our industrial field as competitors with Amer- tomers to whom we dispose of our surplus products in the long run, ican labor. There should be proper proof of personal capacity to earn directly or indirectly, purchase those surplus products by giving us an American living and enough money to insure a decent start under something in return. Their ability to purchase our products should as American conditions. This would stop the influx of cheap labor, and far as possible be secured by so arranging our tariff as to enable us to the resulting competition which gives rise to so much of bitterness in take from them those products which we can use without harm to our American industrial life; and it would dry up the springs of the pesti- own industries and labor, or the use of which will be of marked benefit lential social conditions in our great cities, where anarchistic organiza- to us. tions have their greatest possibility of growth. It is most important that we should maintain the high level of our Both the educational and economic tests in a wise immigration law present prosperity. We have now reached the point in the develop- should be designed to protect and elevate the general body politic and ment of our interests where we are not only able to supply our own social. A very close supervision should be exercised over the steam- markets but to produce a constantly growing surplus for which we ship companies which mainly bring over the immigrants, and they must find markets abroad. To secure these markets we can utilize ex- should be held to a strict accountability for any infraction of the law. isting duties in any case where they are no longer needed for the pur- pose of protection, or in any case where the article is not produced here There is general acquiescence in our present tariff system as a na- and the duty is no longer necessary for revenue, as giving us something THEODORE ROOSEVELT First Annual Message 2027 2026 to offer in exchange for what we ask. The cordial relations with as the standard money and to maintain at a parity therewith all forms other nations which are so desirable will naturally be promoted by the of money medium in use with us, has been shown to be timely and judi- course thus required by our own interests. cious. The price of our Government bonds in the world's market, when The natural line of development for a policy of reciprocity will be in compared with the price of similar obligations issued by other nations, connection with those of our productions which no longer require all of is a flattering tribute to our public credit. This condition it is evi- the support once needed to establish them upon a sound basis, and with dently desirable to maintain. those others where either because of natural or of economic causes we In many respects the National Banking Law furnishes sufficient lib- are beyond the reach of successful competition. erty for the proper exercise of the banking function; but there seems I ask the attention of the Senate to the reciprocity treaties laid before to be need of better safeguards against the deranging influence of com- it by my predecessor. mercial crises and financial panics. Moreover, the currency of the country should be made responsive to the demands of our domestic The condition of the American merchant marine is such as to call for trade and commerce. immediate remedial action by the Congress. It is discreditable to us as The collections from duties on imports and internal taxes continue to a Nation that our merchant marine should be utterly insignificant in exceed the ordinary expenditures of the Government, thanks mainly comparison to that of other nations which we overtop in other forms of to the reduced army expenditures. The utmost care should be taken business. We should not longer submit to conditions under which only not to reduce the revenues so that there will be any possibility of a a trifling portion of our great commerce is carried in our own ships. deficit; but, after providing against any such contingency, means To remedy this state of things would not merely serve to build up our should be adopted which will bring the revenues more nearly within shipping interests, but it would also result in benefit to all who are in- the limit of our actual needs. In his report to the Congress the Secre- terested in the permanent establishment of a wider market for Ameri- tary of the Treasury considers all these questions at length, and I ask -can products, and would provide an auxiliary force for the Navy. Ships your attention to the report and recommendations. work for their own countries just as railroads work for their terminal I call special attention to the need of strict economy in expenditures. points. Shipping lines, if established to the principal countries with The fact that our national needs forbid us to be niggardly in provid- which we have dealings, would be of political as well as commercial ing whatever is actually necessary to our well-being, should make us benefit. From every standpoint it is unwise for the United States to doubly careful to husband our national resources, as each of us hus- continue to rely upon the ships of competing nations for the distribu- bands his private resources, by scrupulous avoidance of anything like tion of our goods. It should be máde advantageous to carry American wasteful or reckless expenditure. Only by avoidance of spending goods in American-built ships. money on what is needless or unjustifiable can we legitimately keep At present American shipping is under certain great disadvantages our income to the point required to meet our needs that are genuine. when put in competition with the shipping of foreign countries. Many of the fast foreign steamships, at a speed of fourteen knots or above, are subsidized; and all our ships, sailing vessels and steamers alike, In 1887 a measure was enacted for the regulation of interstate rail- cargo carriers of slow speed and mail carriers of high speed, have to ways, commonly known as the Interstate Commerce Act. The cardi- meet the fact that the original cost of building American ships is nal provisions of that act were that railway rates should be just and greater than is the case abroad; that the wages paid American officers reasonable and that all shippers, localities, and commodities should be and seamen are very much higher than those paid the officers and sea- accorded equal treatment. A commission was created and endowed men of foreign competing countries; and that the standard of living on with what were supposed to be the necessary powers to execute the pro- our ships is far superior to the standard of living on the ships of our visions of this act. commercial rivals. That law was largely an experiment. Experience has shown the Our Government should take such action as will remedy these inequali- wisdom of its purposes, but has also shown, possibly that some of its ties. The American merchant marine should be restored to the ocean. requirements are wrong, certainly that the means devised for the en- forcement of its provisions are defective. Those who complain of the management of the railways allege that established rates are not main- tained; that rebates and similar devices are habitually resorted to; that The Act of March 14, 1900, intended unequivocally to establish gold these preferences are usually in favor of the large shipper; that they 2028 THEODORE ROOSEVELT First Annual Message 2029 drive out of business the smaller competitor; that while many rates are too low, many others are excessive; and that gross preferences are made, vation of our forests is an imperative business necessity. We have affecting both localities and commodities. Upon the other hand, the come to see clearly that whatever destroys the forest, except to make railways assert that the law by its very terms tends to produce many of way for agriculture, threatens our well being. these illegal practices by depriving carriers of that right of concerted The practical usefulness of the national forest reserves to the mining, action which they claim is necessary to establish and maintain non- grazing, irrigation, and other interests of the regions in which the discriminating rates. serves lie has led to a widespread demand by the people of the West for re- The act should be amended. The railway is a public servant. Its their protection and extension. The forest reserves will inevitably be rates should be just to and open to all shippers alike. The Govern- of still greater use in the future than in the past. Additions should be ment should see to it that within its jurisdiction this is so and should made to them whenever practicable, and their usefulness should be in- provide a speedy, inexpensive, and effective remedy to that end. At creased by a thoroughly business-like management. the same time it must not be forgotten that our railways are the arteries At present the protection of the forest reserves rests with the General through which the commercial lifeblood of this Nation flows. Nothing Land Office, the mapping and description of their timber with the could be more foolish than the enactment of legislation which would United States Geological Survey, and the preparation of plans for their unnecessarily interfere with the development and operation of these conservative use with the Bureau of Forestry, which is also charged commercial agencies. The subject is one of great importance and calls with the general advancement of practical forestry in the United States. for the earnest attention of the Congress. These various functions should be united in the Bureau of Forestry, to which they properly belong. The present diffusion of responsibility is The Department of Agriculture during the past fifteen years has bad from every standpoint. It prevents that effective co-operation be- steadily broadened its work on economic lines, and has accomplished tween the Government and the men who utilize the resources of the results of real value in upbuilding domestic and foreign trade. It has reserves, without which the interests of both must suffer. The scien- gone into new fields until it is now-in touch with all sections- of our tific bureaus generally should be put under the Department of Agricul- country and with two of the island groups that have lately come under ture. The President should have by law the power of transferring lands our jurisdiction, whose people must look to agriculture as a livelihood. for use as forest reserves to the Department of Agriculture. He already It is searching the world for grains, grasses, fruits, and vegetables has such power in the case of lands needed by the Departments of War and the Navy. specially fitted for introduction into localities in the several States and Territories where they may add materially to our resources. By scien- The wise administration of the forest reserves will be not less helpful tific attention to soil survey and possible new crops, to breeding of new to the interests which depend on water than to those which depend on varieties of plants, to experimental shipments, to animal industry and wood and grass. The water supply itself depends upon the forest. In applied chemistry, very practical aid has been given our farming and the arid region it is water, not land, which measures production. The stock-growing interests. The products of the farm have taken an un- western half of the United States would sustain a population greater precedented place in our export trade during the year that has just than that of our whole country to-day if the waters that now run to closed. lems are perhaps the most vital internal questions of the United States. waste were saved and used for irrigation. The forest and water prob- Public opinion throughout the United States has moved steadily toward Certain of the forest reserves should also be made preserves for the a just appreciation of the value of forests, whether planted or of natural wild forest creatures. All of the reserves should be better protected growth. The great part played by them in the creation and mainte- from fires. Many of them need special protection because of the great nance of the national wealth is now more fully realized than ever before. injury done by live stock, above all by sheep. The increase in deer, Wise forest protection does not mean the withdrawal of forest re- elk, and other animals in the Vellowstone Park shows what may be sources, whether of wood, water, or grass, from contributing their full expected when other mountain forests are properly protected by law and share to the welfare of the people, but, on the contrary, gives the as- properly guarded. Some of these areas have been so denuded of surance of larger and more certain supplies. The fundamental idea of face vegetation by overgrazing that the ground breeding birds, includ- sur- forestry is the perpetuation of forests by usé. Forest protection is not ing grouse and quail, and many mammals, including deer, have been an end of itself; it is a means to increase and sustain the resources of exterminated or driven away. At the same time the water-storing our country and the industries which depend upon them. The preser- capacity of the surface has been decreased or destroyed, thus promoting rains. floods in times of rain and diminishing the flow of streams between 2030 THEODORE ROOSEVELT First Annual Message 2031 In cases where natural conditions have been restored for a few years, vegetation has again carpeted the ground, birds and deer are coming remain, however, vast areas of public land which can be made available back, and hundreds of persons, especially from the immediate neighbor- for homestead settlement, but only by reservoirs and main-line canals hood, come each summer to enjoy the privilege of camping. Some at impracticable for private enterprise. irrigation works should be least of the forest reserves should afford perpetual protection to the na- built by the National Government. The lands reclaimed by them tive fauna and flora, safe havens of refuge to our rapidly diminishing should be reserved by the Government for actual settlers, and the cost wild animals of the larger kinds, and free camping grounds for the ever- of construction should so far as possible be repaid by the land reclaimed. increasing numbers of men and women who have learned to find rest, The distribution of the water, the division of the streams among health, and recreation in the splendid forests and flower-clad meadows irrigators, should be left to the settlers themselves in conformity with of our mountains. The forest reserves should be set apart forever for State laws and without interference with those laws or with vested the use and benefit of our people as a whole and not sacrificed to the rights. The policy of the National Goverument should be to aid irriga- shortsighted greed of a few. tion in the several States and Territories in such manner as will enable the people in the local communities to help themselves, and as will The forests are natural reservoirs. By restraining the streams in stimulate irrigation. needed reforms in the State laws and regulations governing flood and replenishing them in drought they make possible the use of waters otherwise wasted. They prevent the soil from washing, and so The reclamation and settlement of the arid lands will enrich every protect the storage reservoirs from filling up with silt. Forest conser- portion of our country, just as the settlement of the Ohio and Missis- vation is therefore an essential condition of water conservation. sippi valleys brought prosperity to the Atlantic States. The increased The forests alone cannot, however, fully regulate and conserve the demand for manufactured articles will stimulate industrial production, waters of the arid region. Great storage works are necessary to equalize while wider home markets and the trade of Asia will consume the the flow of streams and to save the flood waters. Their construction has larger food supplies and effectually prevent Western competition with been conclusively shown to be an undertaking too vast for private effort. Eastern agriculture. Indeed, the products of irrigation will be, con- Nor can it be best accomplished by the individual States acting alone. sumed chiefly in upbuilding local centers of mining and other industries, Far-reaching interstate problems are involved; and the resources of which would otherwise not come into existence at all. Our people as a single States would often be inadequate. It is properly a national whole will profit, for successful, home-making is but another name for the upbuilding of the nation. function, at least in some of its features. It is as right for the National Government to make the streams and rivers of the arid region useful by The necessary foundation has already been laid for the inauguration engineering works for water storage as to make useful the rivers and of the policy just described. It would be unwise to begin by doing too harbors of the humid region by engineering works of another kind. much, for a great deal will doubtless be learned, both as to what can The storing of the floods in reservoirs at the headwaters of our rivers is and what cannot be safely attempted, by the early efforts, which must but an enlargement of our present policy of river control, under which of necessity be partly experimental in character. At the very begin- levees are built on the lower reaches of the same streams. ning the Government should make clear, beyond shadow of doubt, its The Government should construct and maintain these reservoirs as it intention to pursue this policy on lines of the broadest public interest. does other public works. Where their purpose is to regulate the flow No reservoir or canal should ever be built to satisfy selfish personal or of streams, the water should be turned freely into the channels in the local interests; but only in accordance with the advice of trained ex- dry season to take the same course under the same laws as the natural perts, after long investigation has shown the locality where all the flow. conditions combine to make the work most needed and fraught with The reclamation of the unsettled arid public lands presents a differ- the greatest usefulness to the community as a whole. There should be ent problem. Here it is not enough to regulate the flow of streams. no extravagance, and the believers in the need of irrigation will most The object of the Government is to dispose of the land to settlers who benefit their cause by seeing to it that it is free from the least taint of will build homes upon it. To accomplish this object water must be excessive or reckless expenditure of the public moneys. brought within their reach. Whatever the nation does for the extension of irrigation should har- The pioneer settlers on the arid public domain chose their homes monize with, and tend to improve, the condition of those now living on along streams from which they could themselves divert the water to re- irrigated land. We are not at the starting point of this development. claim their holdings. Such opportunities are practically gone. There Over two hundred millions of private capital has already been expended in the construction of irrigation works, and many million acres of arid 2032 THEODORE ROOSEVELT First Annual Message 2033 land reclaimed. A high degree of enterprise and ability has been shown ourselves of the best experience of the time in the solution of its prob- in the work itself; but as much cannot be said in reference to the laws lems. A careful study should be made, both by the Nation and the relating thereto. The security and value of the homes created depend States, of the irrigation laws and conditions here and abroad. Ulti- largely on the stability of titles to water; but the majority of these rest mately it will probably be necessary for the Nation to co-operate with on the uncertain foundation of court decisions rendered in ordinary suits the several arid States in proportion as these States by their legislation at law. With a few creditable exceptions, the arid States have failed to and administration show themselves fit to receive it. provide for the certain and just division of streams in times of scarcity. Lax and uncertain laws have made it possible to establish rights to water In Hawaii our aim must be to develop the Territory on the tradi- in excess of actual uses or necessities, and many streams have already tional American lines. We do not wish a region of large estates tilled passed into private ownership, or a control equivalent to ownership. by cheap labor; we wish a healthy American community of men who Whoever controls a stream practically controls the land it renders themselves till the farms they own. All our legislation for the islands productive, and the doctriue of private ownership of water apart from should be shaped with this end in view; the well-being of the average land cannot prevail without causing enduring wrong. The recognition home-maker must afford the true test of the healthy development of the of such ownership, which has been permitted to grow up in the arid islands. The land policy should as nearly as possible be modeled on regions, should give way to a more enlightened and larger recognition our homestead system. of the rights of the public in the control and disposal of the public It is a pleasure to say that it is hardly more necessary to report as to water supplies. Laws founded upon conditions obtaining in humid Puerto Rico than as to any State or Territory within our continental regions, where water is too abundant to justify hoarding it, have no limits. The island is thriving as never before, and it is being adminis- proper application in a dry country. tered efficiently and honestly. Its people are now enjoying liberty and In the arid States the only right to water which should be recognized order under the protection of the United States, and upon this fact we is that of use. In irrigation this right should attach to the land re- congratulate. them and ourselves. Their material welfare must be as claimed and be inseparable therefrom. Granting perpetual water rights carefully and jealously considered as the welfare of any other portion of to others than users, without .compensation to the public, is open to all our country. We have given them the great gift of free access for the objections which apply to giving away perpetual franchises to the their products to the markets of the United States. I ask the attention public utilities of cities. A few of the Western States have already of the Congress to the need of legislation concerning the public lands of recognized this, and have incorporated in their constitutions the doctrine Puerto Rico. of perpetual State ownership of water. In Cuba such progress has been made toward putting the independ- The benefits which have followed the unaided development of the ent government of the island upon a firm footing that before the present past justify the nation's aid and co-operation in the more difficult and session of the Congress closes this will be an accomplished fact. Cuba important work yet to be accomplished. Laws so vitally affecting will then start as her own mistress; and to the beautiful Queen of the homes as those which control the water supply will only be effective Antilles, as she unfolds this new page of her destiny, we extend our when they have the sanction of the irrigators; reforms can only be final heartiest greetings and good wishes. Elsewhere I have discussed the and satisfactory when they come through the enlightenment of the question of reciprocity. In the case of Cuba, however, there are people most concerned. The larger development which national aid weighty reasons of morality and of national interest why the policy insures should, however, awaken in every arid State the determination to should be held to have a peculiar application, and I most earnestly ask make its irrigation system equal in justice and effectiveness that of any your attention to the wisdom, indeed to the vital need, of providing for country in the civilized world. Nothing could be more unwise than for a substantial reduction in the tariff duties on Cuban imports into the isolated communities to continue to learn everything experimentally, United States. Cuba has in her constitution affirmed what we desired. instead of profiting by what is already known elsewhere. We are deal- that she should stand, in international matters, in closer and more ing with a new and momentous question, in the pregnant years while friendly relations with us than with any other power; and we are bound institutions are forming, and what we do will affect not only the present by every consideration of honor and expediency to pass commercia but future generations. measures in the interest of her material well-being. Our aim should be not simply to reclaim the largest area of land and In the Philippines our problem is larger. They are very rich tropical provide homes for the largest number of people, but to create for this islands, inhabited by many varying tribes, representing widely different new industry the best possible social and industrial conditions; and this stages of progress toward civilization. Our earnest effort is to help requires that we not only understand the existing situation, but avail these people upward along the stony and difficult path that leads to self- 2034 THEODORE ROOSEVELT First Annual Message 2035 government. We hope to make our administration of the islands hon- ious, first for their sakes, and next, because it relieves us of a great orable to our Nation by making it of the highest benefit to the Filipinos burden. There need not be the slightest fear of our not. continuing to themselves; and as an earnest of what we intend to do, we point to give them all the liberty for which they are fit. what we have done. Already a greater measure of material prosperity The only fear is lest in our overanxiety we give them a degree of in- and of governmental honesty and efficiency has been attained in the dependence for which they are unfit, thereby inviting reaction and Philippines than ever before in their history. disaster. As fast as there is any reasonable hope that in a given dis- It is no light task for a nation to achieve the temperamental qualities trict the people can govern themselves, self-government has been given without which the institutions of free government are but an empty in that district. There is not a locality fitted for self-government which mockery. Our people are now successfully governing themselves, be- has not received it. But it may well be that in certain cases it will cause for more than a thousand years they have been slowly fitting have to be withdrawn because the inhabitants show themselves unfit to themselves, sometimes consciously, sometimes unconsciously, toward exercise it: such instances have already occurred. In other words. this end. What has taken us thirty generations to achieve, we cannot there is not the slightest chance of our failing to show a sufficiently hu- expect to see another race accomplish out of hand, especially when large manitarian spirit. The danger comes in the opposite direction. portions of that race start very far behind the point which our ancestors There are still troubles ahead in the islands. The insurrection has had reached even thirty generations ago. In dealing with the Philip- become an affair of local banditti and marauders, who deserve no higher pine people we must show both patience and strength, forbearance and regard than the brigands of portions of the Old World. Encourage- steadfast resolution. Our aim is high. We do not desire to do for the ment, direct or indirect, to these insurrectors stands on the same foot- islanders merely what has elsewhere been done for tropic peoples by ing as encouragement to hostile Indians in the days when we still had even the best foreign governments. We hope to do for them what has Indian wars. Exactly as our aim is to give to the Indian who remains never before. been done- for any people of the tropics- to make them peaceful the fullest and amplest consideration, but to have it understood fit for self-government after the fashion of the really free nations. that we will show no weakness if he goes on the warpath, so we must History may safely be challenged to show a single instance in which make it evident, unless we are false to our own traditions and to the a masterful race such as ours, having been forced by the exigencies of demands of civilization and humanity, that while we will do everything war to take possession of an alien land, has behaved to its inhabitants in our power for the Filipino who is peaceful, we will take the sternest with the disinterested zeal for their progress that our people have measures with the Filipino who follows the path of the insurrecto and shown in the Philippines. To leave the islands at this time would mean the ladrone. that they would fall into a welter of murderous anarchy. Such deser- The heartiest praise is due to large numbers of the natives of the tion of duty on our part would be a crime against humanity. The islands for their steadfast loyalty. The Macabebes have been conspicu- character of Governor Taft and of his associates and subordinates is a ous for their courage and devotion to the flag. I recommend that the proof, if such be needed, of the sincerity of our effort to give the island- Secretary of War be empowered to take some systematic action in the ers a constantly increasing measure of self-government, exactly as fast way of aiding those of these men who are crippled in the service and as they show themselves fit to exercise it. Since the civil government the families of those who are killed. was established not an appointment has been made in the islands with The time has come when there should be additional legislation for any reference to considerations of political influence, or to aught else the Philippines. Nothing better can be done for the islands than to in- save the fitness of the man and the needs of the service. troduce industrial enterprises. Nothing would benefit them so much as In our anxiety for the welfare and progress of the Philippines, it throwing them open to industrial development. The connection be- may be that here and there we have gone too rapidly in giving them tween idleness and mischief is proverbial, and the opportunity to do local self-government. It is on this side that our error, if any, has remunerative work is one of the surest preventatives of war. Of course been committed. No competent observer, sincerely desirous of finding no business man will go into the Philippines unless it is to his interest out the facts and influenced only by a desire for the welfare of the na- to do so; and it is immensely to the interest of the islands that he tives, can assert that we have not gone far enough. We have gone to should go in. It is therefore necessary that the Congress should pass the very verge of safety in hastening the process. To have taken a laws by which the resources of the islands can be developed; so that single step farther or faster in advance would have been folly and weak- franchises (for limited terms of years) can be granted to companies ness, and might well have been crime. We are extremely anxious that doing business in them, and every encouragement be given to the in- the natives shall show the power of governing themselves. We are anx- coming of business men of every kind. 2036 THEODORE ROOSEVELT First Annual Message 2037 Not to permit this is to do a wrong to the Philippines. The franchises recognized as inadequate to supply the base for the construction and must be granted and the business permitted only under regulations maintenance of a necessarily American ship canal, is abrogated. It which will guarantee the islands against any kind of improper exploita- specifically provides that the United States alone shall do the work of tion. But the vast natural wealth of the islands must be developed, building and assume the responsibility of safeguarding the canal and and the capital willing to develop it must be given the opportunity. shall regulate its neutral use by all nations on terms of equality without The field must be thrown open to individual enterprise, which has been the guaranty or interference of any outside nation from any quarter. the real factor in the development of every region over which our flag The signed treaty will at once be laid before the Senate, and if approved has flown. It is "urgently necessary to enact suitable laws dealing with the Congress can then proceed to give effect to the advantages it secures general transportation, mining, banking, currency, homesteads, and the us by providing for the building of the canal use and ownership of the lands and timber. These laws will give free The true end of every great and free people should be self-respecting play to industrial enterprise; and the commercial development which peace; and this Nation most earnestly desires sincere and cordial friend- will surely follow will accord to the people of the islands the best proofs ship with all others. Over the entire world, of recent years, wars be- of the sincerity of our desire to aid them. tween the great civilized powers have become less and less frequent. Wars with barbarous or semi-barbarous peoples come in an entirely dif- I call your attention most earnestly to the crying need of a cable to ferent category, being merely a most regrettable but necessary interna- Hawaii and the Philippines, to be continued from the Philippines to tional police duty which must be performed for the sake of the welfare points in Asia. We should not defer a day longer than necessary the of mankind. Peace can only be kept with certainty where both sides construction of such a cable. It is demanded not merely for commer- wish to keep it; but more and more the civilized peoples are realizing cial but for political and military considerations. the wicked folly of war and are attaining that condition of just and in- Either the Congress should immediately provide for the construction telligent regard for the rights of others which will in the end, as we of a Government cable, or else an arrangement should be made by which hope and believe, make world-wide peace possible. The peace confer- like advantages to those accruing from a Government cable may be ence at The Hague gave definite expression to this hope and belief and secured to the Government by contract with a private cable company. marked a stride toward their attainment. This same peace conference acquiesced in our statement of the No single great material work which remains to be undertaken on Monroe Doctrine as compatible with the purposes and aims of the con- this continent is of such consequence to the American people as the ference. building of a canal across the Isthmus connecting North and South The Monroe Doctrine should be the cardinal feature of the foreign America. Its importance to the Nation is by no means limited merely policy of all the nations of the two Americas, as it is of the United to its material effects upon our business prosperity; and yet with view to States. Just seventy-eight years have passed since President Monroe these effects alone it would be to the last degree important for us im- in his Annual Message announced that The American continents are mediately to begin it. While its beneficial effects would perhaps be henceforth not to be considered as subjects for future colonization by most marked upon the Pacific Coast and the Gulf and South Atlantic any European power." In other words, the Monroe Doctrine is a dec- States, it would also greatly benefit other sections. It is emphatically laration that there must be no territorial aggrandizement by any non a work which it is for the interest of the entire country to begin and American power at the expense of any American power on American complete as soon as possible; it is one of those great works which only soil. It is in no wise intended as hostile to any nation in the Old a great nation can undertake with prospects of success, and which when World. Still less is it intended to give cover to any aggression by one done are not only permanent assets in the nation's material interests, New World power at the expense of any other. It is simply a step, but standing monuments to its constructive ability. and a long step, toward assuring the universal peace of the world by I am glad to be able to announce to you that our negotiations on this securing the possibility of permanent peace on this hemisphere. subject with Great Britain, conducted on both sides in a spirit of friend- During the past century other influences have established the perma- liness and mutual good will and respect, have resulted in my being able nence and independence of the smaller states of Europe. Through the to lay before the Senate a treaty which if ratified will enable us to be- Monroe Doctrine we hope to be able to safeguard like independence and gin preparations for an Isthmian canal at any time, and which guaran- secure like permanence for the lesser among the New World nations. tees to this Nation every right that it has ever asked in connection with This doctrine has nothing to do with the commercial relations of any the canal. In this treaty, the old Clayton-Bulwer treaty, so long American power, save that it in truth allows each of them to form such 2038 THEODORE ROOSEVELT First Annual Message as it desires. In other words, it is really a guaranty of the commercial 2039 independence of the Americas. We do not ask under this doctrine for mercially, and to guarantee the safety of the American people. any exclusive commercial dealings with any other American state. We Our people intend to abide by the Monroe Doctrine and to insist do not guarantee any state against punishment if it misconducts itself, it as the one sure means of securing the peace of the Western Hemi- upon provided that punishment does not take the form of the acquisition of sphere. The Navy offers us the only means of making our insistence territory by any non-American power. upon the Monroe Doctrine anything but a subject of derision to what- Our attitude in Cuba is a sufficient guaranty of our own good faith. ever nation chooses to disregard it. We desire the peace which comes We have not the slightest desire to secure any territory at the expense as of right to the just man armed; not the peace granted on terms of of any of our neighbors. We wish to work with them hand in hand, ignominy to the craven and the weakling. so that all of us may be uplifted together, and we rejoice over the good It is not possible to improvise a navy after war breaks out. The fortune of any of them, we gladly hail their material prosperity and ships must be built and the men trained long in advance. Some aux- political stability, and are concerned and alarmed if any of them fall iliary vessels can be turned into makeshifts which will do in default of into industrial or political chaos. We do not wish to see any Old World any better for the minor work, and a proportion of raw men can be military power grow up on this continent, or to be compelled to become mixed with the highly trained, their shortcomings being made good by a military power ourselves. The peoples of the Americas can prosper the skill of their fellows; but the efficient fighting force of the Navy best if left to work out their own salvation in their own way. when pitted against an equal opponent will be found almost exclusively The work of upbuilding the Navy must be steadily continued. No in the war ships that have been regularly built and in the officers and one point of our policy, foreign or domestic, is more important than men who through years of faithful performance of sea duty have been this to the honor and material welfare, and above all to the peace, of trained to handle their formidable but complex and delicate weapons our nation in the future. Whether we desire it or not, we must hence- with the highest efficiency. In the late war with Spain the ships that forth recognize that we have international duties no less than inter- dealt the decisive blows at Manila and Santiago had been launched from national rights. Even if our flag were hauled down in the Philippines two to fourteen years, and they were able to do as they did because the and Puerto Rico, even if we decided not to build the Isthmian Canal, men in the conning towers, the gun turrets, and the engine-rooms had we should need a thoroughly trained Navy of adequate size, or else be through long years of practice at sea learned how to do their duty. prepared definitely and for all time to abandon the idea that our nation Our present Navy was begun in 1882. At that period our Navy con- is among those whose sons go down to the sea in ships. Unless our sisted of a collection of antiquated wooden ships, already almost as out commerce is always to be carried in foreign bottoms, we must have war of place against modern war vessels as the galleys of Alcibiades and craft to protect it. Hamilcar-certainly as the ships of Tromp and Blake. Nor at that Inasmuch, however, as the American people have no thought of time did we have men fit to handle a modern man-of-war. Under the abandoning the path upon which they have entered, and especially in wise legislation of the Congress and the successful administration of a view of the fact that the building of the Isthmian Canal is fast becom- succession of patriotic Secretaries of the Navy, belonging to both ing one of the matters which the whole people are united in demanding, political parties, the work of upbuilding the Navy went on, and ships it is imperative that our Navy should be put and kept in the highest equal to any in the world of their kind were continually added; and state of efficiency, and should be made to answer to our growing needs. what was even more important, these ships were exercised at sea singly So far from being in any way a provocation to war, an adequate and and in squadrons until the men aboard them were able to get the best highly trained navy is the best guaranty against war, the cheapest and possible service out of them. The result was seen in the short war with most effective peace insurance. The cost of building and maintaining Spain, which was decided with such rapidity because of the infinitely such a navy represents the very lightest premium for insuring peace greater prepareduess of our Navy than of the Spanish Navy. which this nation can possibly pay. While awarding the fullest honor to the men who actually commanded Probably no other great nation in the world is so anxious for peace and manned the ships which destroyed the Spanish sea forces in the as we are. There is not a single civilized power which has anything Philippines and in Cuba, we must not forget that an equal meed of whatever to fear from aggressiveness on our part. All we want is praise belongs to those without whom neither blow could have been peace; and toward this end we wish to be able to secure the same re- struck. The Congressmen who voted years in advance the money to spect for our rights from others which we are eager and anxious to lay down the ships, to build the guns, to buy the armor-plate; the extend to their rights in return, to insure fair treatment to us com- Department officials and the business men and wage-workers who fur- nished what the Congress had authorized; the Secretaries of the Navy 2040 THEODORE ROOSEVELT First Annual Message 2041 who asked for and expended the appropriations; and finally the officers portant to have our Navy of adequate size, but it is even more important who, in fair weather and foul, on actual sea service, trained and disci- that ship for ship it should equal in efficiency any navy in the world. plined the crews of the ships when there was no war in sight all are This is possible only with highly drilled crews and officers, and this in entitled to a full share in the glory of Manila and Santiago, and the turn imperatively demands continuous and progressive instruction in respect accorded by every true American to those who wrought such target practice, ship handling, squadron tactics, and general discipline. signal triumph for our country. It was forethought and preparation Our ships must be assembled in squadrons actively cruising away from which secured us the overwhelming triumph of 1898. If we fail to harbors and never long at anchor. The resulting wear upon engines show forethought and preparation now, there may come a time when and hulls must be endured; a battle ship worn out in long training of disaster will befall us instead of triumph; and should this time come, officers and men is well paid for by the results, while, on the other hand, the fault will rest primarily, not upon those whom the accident of events no matter in how excellent condition, it is useless if the crew be not puts in supreme command at the moment, but upon those who have expert. failed to prepare in advance. We now have seventeen battle ships appropriated for, of which nine There should be no cessation in the work of completing our Navy. So are completed and have been commissioned for actual service. The re- far ingenuity has been wholly unable to devise a substitute for the great maining eight will be ready in from two to four years, but it will take war craft whose hammering guns beat out the mastery of the high seas. at least that time to recruit and train the men to fight them. It is of It is unsafe and unwise not to provide this year for several additional bat- vast concern that we have trained crews ready for the vessels by the tle ships and heavy armored cruisers, with auxiliary and lighter craft time they are commissioned. Good ships and good guns are simply in proportion; for the exact numbers and character I refer you to the good weapons, and the best weapons are useless save in the hands of report of the Secretary of the Navy. But there is something we need men who know how to fight with them. The men must be trained and even more than additional ships, and this is additional officers and men. drilled under a thorough and well-plauned system of progressive in- To provide battle ships and cruisers and then lay- them up, with the struction, while the recruiting must be carried on with still greater expectation of leaving them unmanned until they are needed in actual vigor. Every effort must be made to exalt the main function of the war, would be worse than folly; it would be a crime against the Nation. officer- the command of men. The leading graduates of the Naval To send any war ship against a competent enemy unless those aboard Academy should be assigned to the combatant branches, the line and it have been trained by years of actual sea service, including incessant marines. gunnery practice, would be to invite not merely disaster, but the bitterest Many of the essentials of success are already recognized by the Gen- shame and humiliation. Four thousand additional seamen and one eral Board, which, as the central office of a growing staff, is moving thousand additional marines should be provided; and an increase in the steadily toward a proper war efficiency and a proper efficiency of the officers should be provided by making a large addition to the classes at whole Navy, under the Secretary. This General Board, by fostering Annapolis. There is one small matter which should be mentioned in con- the creation of a general staff, is providing for the official and then the nection with Annapolis. The pretentious and unmeaning title of "naval general recognition of our altered conditions as a Nation and of the cadet" should be abolished; the title of midshipman," full of his- true meaning of a great war fleet, which meaning is, first, the best men, toric association, should be restored. and, second, the best ships. Even in time of peace a war ship should be used until it wears out, The Naval Militia forces are State organizations, and are trained for for only so can it be kept fit to respond to any emergency. The officers coast service, and in event of war they will constitute the inner line of and men alike should be kept as much as possible on blue water, for it defense. They should receive hearty encouragement from the General is there only they can learn their duties as they should be learned. The Government. big vessels should be manœuvred in squadrons containing not merely But in addition we should at once provide for a National Naval Re- battle ships, but the necessary proportion of cruisers and scouts. The serve, organized and trained under the direction of the Navy Depart- torpedo boats should be handled by the younger officers in such manner ment, and subject to the call of the Chief Executive whenever war as will best fit the latter to take responsibility and meet the emergencies becomes imminent. It should be a real auxiliary to the naval seagoing of actual warfare. peace establishment, and offer material to be drawn on at once for man- Every detail ashore which can be performed by a civilian should be ning our ships in time of war. It should be composed of graduates of SO performed, the officer being kept for his special duty in the sea the Naval Academy, graduates of the Naval Militia, officers and crews service. Above all, gunnery practice should be unceasing. It is im- of coast-line steamers, longshore schooners, fishing vessels, and steam 2042 THEODORE ROOSEVELT First Annual Message 2043 yachts, together with the coast population about such centers as life- saving stations and light-houses. The process of elimination of the least fit should be conducted in a The American people must either build and maintain an adequate manner that would render it practically impossible to apply political or navy or else make up their minds definitely to accept a secondary social pressure on behalf of any candidate, so that each man may be position in international affairs, not merely in political, but in com- judged purely on his own merits. Pressure for the promotion of civil mercial, matters. It has been well said that there is no surer way officials for political reasons is bad enough, but it is tenfold worse of courting national disaster than to be opulent, aggressive, and un- where applied on behalf of officers of the Army or Navy. Every pro- armed." motion and every detail under the War Department must be made solely with regard to the good of the service and to the capacity and It is not necessary to increase our Army beyond its present size at merit of the man himself. No pressure, political, social, or personal, this time. But it is necessary to keep it at the highest point of effi- of any kind, will be permitted to exercise the least effect in any ques- ciency. The individual units who as officers and enlisted men compose tion of promotion or detail; and if there is reason to believe that such this Army, are, we have good reason to believe, at least as efficient as pressure is exercised at the instigation of the officer concerned, it will those of any other army in the entire world. It is our duty to see that be held to militate against him. In our Army we cannot afford to have their training is of a kind to insure the highest possible expression of rewards or duties distributed save on the simple ground that those who power to these units when acting in combination. by their own merits are entitled to the rewards get them, and that, The conditions of modern war are such as to make an infinitely heavier those who are peculiarly fit to do the duties are chosen to perform them. demand than ever before upon the individual character and capacity Every effort should be made to bring the Army to a constantly in- of the officer and the enlisted man, and to make it far more difficult for creasing state of efficiency. When on actual service no work save that men to act together with effect. At present the fighting must be done directly in the line of such service should be required. The paper work in extended order, which means that each man must act for himself and in the Army, as in the Navy, should be greatly reduced. What is at the same time act in combination with others with whom he is no needed is proved power of command and capacity- to work well in the longer in the old-fashioned elbow-to-elbow touch. Under such condi- field. Constant care is necessary to prevent dry rot in the transporta- tions a few men of the highest excellence are worth more than many tion and commissary departments. men without the special skill which is only found as the result of special Our Army is so small and SO much scattered that it is very difficult training applied to men of exceptional physique and morale. But now- to give the higher officers (as well as the lower officers and the enlisted adays the most valuable fighting man and the most difficult to perfect men) a chance to practice manœuvres in mass and on a comparatively is the rifleman who is also a skillful and daring rider. large scale. In time of need no amount of individual excellence would The proportion of our cavalry regiments has wisely been increased. avail against the paralysis which would follow inability to work as a The American cavalryman, trained to manœuvre and fight with equal coherent whole, under skillful and daring leadership. The Congress facility on foot and on horseback, is the best type of soldier for general should provide means whereby it will be possible to have field exercises purposes now to be found in the world. The ideal cavalryman of the by at least a division of regulars, and if possible also a division of na- present day is a man who can fight on foot as effectively as the best tional guardsmen, once a year. These exercises might take the form of infantryman, and who is in addition unsurpassed in the care and man- field manœuvres; or, if on the Gulf Coast or the Pacific or Atlantic Sea: agement of his horse and in his ability to fight on horseback. board, or in the region of the Great Lakes, the army corps when assem- A general staff should be created. As for the present staff and bled could be marched from some inland point to some point on the supply departments, they should be filled by details from the line, the water, there embarked, disembarked after a couple of days' journey at men so detailed returning after a while to their line duties. It is very some other point, and again marched inland. Only by actual handling undesirable to have the senior grades of the Army composed of men and providing for men in masses while they are marching, camping, who have come to fill the positions by the mere fact of seniority. A embarking, and disembarking, will it be possible to train the higher system should be adopted by which there shall be an elimination grade officers to perform their duties well and smoothly. by grade of those who seem unfit to render the best service in the next A great debt is owing from the public to the men of the Army and grade. Justice to the veterans of the Civil War who are still in the Navy. They should be so treated as to enable them to reach the high- Army would seem to require that in the matter of retirements they be est point of efficiency, so that they may be able to respond instantly to given by law the same privileges accorded to their comrades in the Navy. any demand made upon them to sustain the interests of the Nation and the honor of the flag. The individual American enlisted man is proba- 2044 THEODORE ROOSEVELT First Annual Message 2045 bly on the whole a more formidable fighting man than the regular of already had experience under arms, and especially for the selection in any other army. Every consideration should be shown him, and in advance of the officers of any force which may be raised; for careful return the highest standard of usefulness should be exacted from him. selection of the kind necessary is impossible after the outbreak of war. It is well worth while for the Congress to consider whether the pay of That the Army is not at all a mere instrument of destruction has been enlisted men upon second and subsequent enlistments should not be in- shown during the last three years. In the Philippines, Cuba, and creased to correspond with the increased value of the veteran soldier. Puerto Rico it has proved itself a great constructive force, a most potent Much good has already come from the act reorganizing the Army, implement for the upbuilding of a peaceful civilization. passed early in the present year. The three prime reforms, all of them of literally inestimable value, are, first, the substitution of four-year de- No other citizens deserve so well of the Republic as the veterans, the tails from the line for permanent appointments in the so-called staff survivors of those who saved the Union. They did the one deed which divisions; second, the establishment of a corps of artillery with a chief if left undone would have meant that all else in our history went for at the head; third, the establishment of a maximum and minimum limit nothing. But for their steadfast prowess in the greatest crisis of our for the Army. It would be difficult to overestimate the improvement history, all our annals would be meaningless, and our great experiment in the efficiency of our Army which these three reforms are making, in popular freedom and self-government a gloomy failure. Moreover, and have in part already effected. they not only left us a united Nation, but they left us also as a heritage The reorganization provided for by the act has been substantially the memory of the mighty deeds by which the Nation was kept united. accomplished. The improved conditions in the Philippines have ena- We are now indeed one Nation, one in fact as well as in name; we are bled the War Department materially to reduce the military charge upon united in our devotion to the flag which is the symbol of national great- our revenue and to arrange the number of soldiers so as to bring this ness and unity; and the very completeness of our union enables us all, number much nearer to the minimum than to the maximum limit estab- in every part of the country, to glory in the valor shown alike by the lished by law. There is, however, need of supplementary legislation. sons of the North and the sons of the South in the times that tried Thorough military education must-be provided, and in addition to the men's souls. regulars the advantages of this education should be given to the officers The men who in the last three years have done so well in the East of the National Guard and others in civil life who desire intelligently to and the West Indies and on the mainland of Asia have shown that this fit themselves for possible military duty. The officers should be given remembrance is not lost. In any serious crisis the United States must the chance to perfect themselves by study in the higher branches of this rely for the great mass of its fighting men upon the volunteer soldiery art. At West Point the education should be of the kind most apt to who do not make a permanent profession of the military career; and turn out men who are good in actual field service; too much stress whenever such a crisis arises the deathless memories of the Civil War should not be laid on mathematics, nor should proficiency therein be will give to Americans the lift of lofty purpose which comes to those held to establish the right of entry to a corps élite. The typical whose fathers have stood valiantly in the forefront of the battle. American officer of the best kind need not be a good mathematician; but he must be able to master himself, to control others, and to show The merit system of making appointments is in its essence as demo- boldness and fertility of resource in every emergency. cratic and American as the common school system itself. It simply Action should be taken in reference to the militia and to the raising means that in clerical and other positions where the duties are entirely of volunteer forces. Our militia law is obsolete and worthless. The non-political, all applicants should have a fair field and no favor, each organization and armament of the National Guard of the several States, standing on his merits as he is able to show them by practical test. which are treated as militia in the appropriations by the Congress, Written competitive examinations offer the only available means in should be made identical with those provided for the regular forces. many cases for applying this system. In other cases, as where laborers The obligations and duties of the Guard in time of war should be care- are employed, a system of registration undoubtedly can be widely ex- fully defined, and a system established by law under which the method tended. There are, of course, places where the written competitive of procedure of raising volunteer forces should be prescribed in advance. examination cannot be applied, and others where it offers by no means It is utterly impossible in the excitement and haste of impending war an ideal solution, but where under existing political conditions it is, to do this satisfactorily if the arrangements have not been made long though an imperfect means, yet the best present means of getting beforehand. Provision should be made for utilizing in the first volun- satisfactory results. teer organizations called out the training of those citizens who have Wherever the conditions have permitted the application of the merit 2046 THEODORE ROOSEVELT First Annual Message 2047 system in its fullest and widest sense, the gain to the Government has the service is now, in the main, efficient, but a standard of excellence been immense. The navy-yards and postal service illustrate, probably cannot be permanently maintained until the principles set forth in the better than any other branches of the Government, the great gain in bills heretofore submitted to the Congress on this subject are enacted economy, efficiency, and honesty due to the enforcement of this prin- into law. ciple. I recommend the passage of a law which will extend the classified In my judgment the time has arrived when we should definitely make service to the District of Columbia, or will at least enable the President up our minds to recognize the Indian as an individual and not as a thus to extend it. In my judgment all laws providing for the tempo- member of a tribe. The General Allotment Act is a mighty pulveri- rary employment of clerks should hereafter contain a provision that zing engine to break up the tribal mass. It acts directly upon the they be selected under the Civil Service Law. family and the individual. Under its provisions some sixty thousand It is important to have this system obtain at home, but it is even Indians have already become citizens of the United States. We should more important to have it applied rigidly in our insular possessions. now break up the tribal funds, doing for them what allotment does for Not an office should be filled in the Philippines or Puerto Rico with the tribal lands; that is, they should be divided into individual holdings. any regard to the man's partisan affiliations or services, with any There will be a transition period during which the funds will in many regard to the political, social, or personal influence which he may have cases have to be held in trust. This is the case also with the lands. at his command; in short, heed should be paid to absolutely nothing A stop should be put upon the indiscriminate permission to Indians to save the man's own character and capacity and the needs of the service. lease their allotments. The effort should be steadily to make the In The administration of these islands should be as wholly free from the dian work like any other man on his own ground. The marriage law. suspicion of partisan politics as the administration of the Army and of the Indians should be made the same as those of the whites. Navy. All that we ask from the public servant in the Philippines or In the schools the education should be elementary and largely indus Puerto Rico is that he reflect honor on his country by the way in which trial. The need of higher education among the Indians is very, very he makes that country's rule a benefit to the peoples who have come limited. On the reservations care should be taken to try to suit the under it. This is all that we should ask, and we cannot afford to be teaching to the needs of the particular Indian. There is no use in at- content with less. tempting to induce agriculture in a country suited only for cattle raising The merit system is simply one method of securing honest and where the Indian should be made a stock grower. The ration system, efficient administration of the Government; and in the long run the sole which is merely the corral and the reservation system, is highly detri- justification of any type of government lies in its proving itself both mental to the Indians. It promotes beggary, perpetuates pauperism, honest and efficient. and stifles industry. It is an effectual barrier to progress. It must con- tinue to a greater or less degree as long as tribes are herded on reserva- The consular service is now organized under the provisions of a law tions and have everything in common. The Indian should be treated passed in 1856, which is entirely inadequate to existing conditions. as an individual- like the white man. During the change of treatment The interest shown by so many commerical bodies throughout the coun- inevitable hardships will occur; every effort should be made to minimize try in the reorganization of the service is heartily commended to your these hardships; but we should not because of them hesitate to make attention. Several bills providing for a new consular service have in the change. There should be a continuous reduction in the number recent years been submitted to the Congress. They are based upon the of agencies. just principle that appointments to the service should be made only after a practical test of the applicant's fitness, that promotions should In dealing with the aboriginal races few things are more important be governed by trustworthiness, adaptability, and zeal in the perform- than to preserve them from the terrible physical and moral degradation ance of duty, and that the tenure of office should be unaffected by par- resulting from the liquor traffic. We are doing all we can to save our tisan considerations. own Indian tribes from this evil. Wherever by international agree- The guardianship and fostering of our rapidly expanding foreign ment this same end can be attained as regards races where we do not commerce, the protection of American citizens resorting to foreign coun- possess exclusive control, every effort should be made to bring it about. tries in lawful pursuit of their affairs, and the maintenance of the dig- nity of the nation abroad, combine to make it essential that our consuls I bespeak the most cordial support from the Congress and the people should be men of character, knowledge and enterprise. It is true that for the St. Louis Exposition to commemorate the One Hundredth An- 2048 THEODORE ROOSEVELT First Annual Message 2049 niversary of the Louisiana Purchase. This purchase was the greatest instance of expansion in our history. It definitely decided that we were cordance with the plans which its Secretary has presented, for the to become a great continental republic, by far the foremost power in the preservation of the vanishing races of great North American animals Western Hemisphere. It is one of three or four great landmarks in in the National Zoological Park. The urgent needs of the National our history - the great turning points in our development. It is emi- Museum are recommended to the favorable consideration of the Con- nently fitting that all our people should join with heartiest good will in gress. commemorating it, and the citizens of St. Louis, of Missouri, of all the adjacent region, are entitled to every aid in making the celebration a Perhaps the most characteristic educational movement of the past noteworthy event in our annals. We earnestly hope that foreign na- fifty years is that which has created the modern public library and de- tions will appreciate the deep interest our country takes in this Exposi- veloped it into broad and active service. There are now over five tion, and our view of its importance from every standpoint, and that thousand public libraries in the United States, the product of this period. they will participate in securing its success. The National Government In addition to accumulating material, they are also striving by organi- should be represented by a full and complete set of exhibits. zation, by improvement in method, and by co-operation, to give greater efficiency to the material they hold, to make it more widely useful, and The people of Charleston, with great energy and civic spirit, are by avoidance of unnecessary duplication in process to reduce the cost of carrying on an Exposition which will continue throughout most of the its administration. present session of the Congress. I heartily commend this Exposition to In these efforts they naturally look for assistance to the Federal library, the good will of the people. It deserves all the encouragement that can which, though still the Library of Congress, and so entitled, is the one be given it. The managers of the Charleston Exposition have requested national library of the United States. Already the largest single col- the Cabinet officers to place thereat the Government exhibits which lection of books on the Western Hemisphere, and certain to increase have been at Buffalo, promising to pay the necessary expenses. I have more rapidly than any other through purchase, exchange, and the oper- taken the responsibility of directing that this be done, for I feel that it ation of the copyright law, this library has a unique opportunity to is due to Charleston to help her in her praiseworthy effort. In my render to the libraries of this country to American scholarship- opinion the management should not be required to pay all these ex- service of the highest importance. It is housed in a building which is penses. I earnestly recommend that the Congress appropriate at once the largest and most magnificent yet erected for library uses. Resources the small sum necessary for this purpose. are now being provided which will develop the collection properly, equip it with the apparatus and service necessary to its effective use, render The Pan-American Exposition at Buffalo has just closed. Both from its bibliographic work widely available, and enable it to become, not the industrial and the artistic standpoint this Exposition has been in a merely a center of research, but the chief factor in great co-operative high degree creditable and useful, not merely to Buffalo but to the efforts for the diffusion of knowledge and the advancement of learning. United States. The terrible tragedy of the President's assassination in- terfered materially with its being a financial success. The Exposition For the sake of good administration, sound economy, and the ad- was peculiarly in harmony with the trend of our public policy, because vancement of science, the Census Office as now constituted should be it represented an effort to bring into closer touch all the peoples of the made a permanent Government bureau. This would insure better, Western Hemisphere, and give them an increasing sense of unity. cheaper, and more satisfactory work, in the interest not only of our Such an effort was a genuine service to the entire American public. business but of statistic, economic, and social science. The remarkable growth of the postal service is shown in the fact that The advancement of the highest interests. of national science and its revenues have doubled and its expenditures have nearly doubled learning and the custody of objects of art and of the valuable results within twelve years. Its progressive development compels constantly of scientific expeditions conducted by the United States have been com- increasing outlay, but in this period of business energy and prosperity mitted to the Smithsonian Institution. In furtherance of its declared its receipts grow so, much faster than its expenses that the annual deficit purpose for the increase and diffusion of knowledge among men has been steadily reduced from $11,411,779 in 1897 to $3,923,727 in - the Congress has from time to time given it other important func- 1901. Among recent postal advances the success of rural free delivery tions. Such trusts have been executed by the Institution with notable wherever established has been so marked, and actual experience has fidelity. There should be no halt in the work of the Institution, in ac- made its benefits so plain, that the demand for its extension is general and urgent. 2050 THEODORE ROOSEVELT First Annual Message 2051 It is just that the great agricultural population should share in the States, Mr. William Woodville Rockhill, to whom high praise is due improvement of the service. The number of rural routes now in oper- for the tact, good judgment, and energy he has displayed in performing ation is 6,009, practically all established within three years, and there an exceptionally difficult and delicate task. are 6,000 applications awaiting action. It is expected that the number The agreement reached disposes in a manner satisfactory to the in operation at the close of the current fiscal year will reach 8,600. The powers of the various grounds of complaint, and will contribute ma- mail will then be daily carried to the doors of 5,700,000 of our people terially to better future relations between China and the powers. who have heretofore been dependent upon distant offices, and one-third Reparation has been made by China for the murder of foreigners dur- of all that portion of the country which is adapted to it will be covered ing the uprising and punishment has been inflicted on the officials, by this kind of service. however high in rank, recognized as responsible for or having partici- The full measure of postal progress which might be realized has long pated in the outbreak. Official examinations have been forbidden for a been hampered and obstructed by the heavy burden imposed on the period of five years in all cities in which foreigners have been murdered Government through the intrenched and well-understood abuses which or cruelly treated, and edicts have been issued making all officials have grown up in connection with second-class mail matter. The ex- directly responsible for the future safety of foreigners and for the sup- tent of this burden appears when it is stated that while the second-class pression of violence against them. matter makes nearly three-fifths of the weight of all the mail, it paid Provisions have been made for insuring the future safety of the for- for the last fiscal year only $4,294,445 of the aggregate postal revenue eign representatives in Peking by setting aside for their exclusive use a of $111,631,193. If the pound rate of postage, which produces the quarter of the city which the powers can make defensible and in which large loss thus entailed, and which was fixed by the Congress with the they can if necessary maintain permanent military guards; by dismant- purpose of encouraging the dissemination of public information, were ling the military works between the capital and the sea; and by allow- limited to the legitimate newspapers and periodicals actually contem- ing the temporary maintenance of foreign military posts along this line. plated by the law, no just exception could be taken. That expense An edict has been issued by the Emperor of China prohibiting for two would be the recognized and accepted cost. of a liberal -public policy years the importation of arms and ammunition into China. China has deliberately adopted for a justifiable end. But much of the matter agreed to pay adequate indemnities to the states, societies, and indi- which enjoys the privileged rate is wholly outside of the intent of the viduals for the losses sustained by them and for the expenses of the law, and has secured admission only through an evasion of its require- military expeditions sent by the various powers to protect life and ments or through lax construction. The proportion of such wrongly restore order. included matter is estimated by postal experts to be one-half of the Under the provisions of the joint note of December, 1900, China has whole volume of second-class mail. If it be only one-third or one- agreed to revise the treaties of commerce and navigation and to take quarter, the magnitude of the burden is apparent. The Post-Office such other steps for the purpose of facilitating foreign trade as the Department has now undertaken to remove the abuses so far as is pos- foreign powers may decide to be needed. sible by a stricter application of the law; and it should be sustained in The Chinese Government has agreed to participate financially in the its effort. work of bettering the water approaches to Shanghai and to Tientsin, Owing to the rapid growth of our power and our interests on the the centers of foreign trade in central and northern China, and an in- Pacific, whatever happens in China must be of the keenest national ternational conservancy board, in which the Chinese Government is concern to us. largely represented, has been provided for the improvement of the The general terms of the settlement of the questions growing out of Shanghai River and the control of its navigation. In the same line of the antiforeign uprisings in China of 1900, having been formulated in a commercial advantages a revision of the present tariff on imports has joint note addressed to China by the representatives of the injured been assented to for the purpose of substituting specific for ad valorem powers in December last, were promptly accepted by the Chinese Gov- duties, and an expert has been sent abroad on the part of the United ernment. After protracted conferences the plenipotentiaries of the States to assist in this work. A list of articles to remain free of duty, several powers were able to sign a final protocol with the Chinese including flour, cereals, and rice, gold and silver coin and bullion, has plenipotentiaries on the 7th of last September, setting forth the meas- also been agreed upon in the settlement. ures taken by China in compliance with the demands of the joint note, During these troubles our Government has unswervingly advocated and expressing their satisfaction therewith. It will be laid before the moderation, and has materially aided in bringing about an adjustment Congress, with a report of the plenipotentiary on behalf of the United which tends to enhance the welfare of China and to lead to a more bene- 2052 THEODORE ROOSEVELT Second Annual Message 2053. ficial intercourse between the Empire and the modern world; while in the critical period of revolt and massacre we did our full share in safe- such grief and regard as to touch the hearts of our people. In the guarding life and property, restoring order, and vindicating the national midst of our affliction we reverently thank the Almighty that we are at interest and honor. It behooves us to continue in these paths, doing peace with the nations of mankind; and we firmly intend that our what lies in our power to foster feelings of good will, and leaving no policy shall be such as to continue unbroken these international rela- effort untried to work out the great policy of full and fair intercourse tions of mutual respect and good will. between China and the nations, on a footing of equal rights and advan- tages to all. We advocate the open door" with all that it implies; not merely the procurement of enlarged commercial opportunities on the coasts, but access to the interior by the waterways with which China has been so extraordinarily favored. Only by bringing the peo- ple of China into peaceful and friendly community of trade with all the peoples of the earth can the work now auspiciously begun be carried to fruition. In the attainment of this purpose we necessarily claim parity of treatment, under the conventions, throughout the Empire for our trade and our citizens with those of all other powers. We view with lively interest and keen hopes of beneficial results the SECOND ANNUAL MESSAGE. proceedings of the Pan-American Congress, convoked at the invitation of Mexico, and now sitting at the Mexican capital. The delegates of WHITE HOUSE, December 2, 1902. he United States are under the most liberal instructions to co-operate To the Senate and House of Representatives: with their colleagues in all matters promising advantage to the great family of American commonwealths, as well in their relations among We still continue in a period of unbounded prosperity. This pros- themselves as in their domestic advancement and in their intercourse perity is not the creature of law, but undoubtedly the laws under which with the world at large. we work have been instrumental in creating the conditions which made My predecessor communicated to the Congress the fact that the Weil it possible, and by unwise legislation it would be easy enough to de- and La Abra awards against Mexico have been adjudged by the highest stroy it. There will undoubtedly be periods of depression. The wave courts of our country to have been obtained through fraud and perjury will recede; but the tide will advance. This Nation is seated on a on the part of the claimants, and that in accordance with the acts of the continent flanked by two great oceans. It is composed of men the Congress the money remaining in the hands of the Secretary of State on descendants of pioneers, or, in a sense, pioneers themselves; of men these awards has been returned to Mexico. A considerable portion of winnowed out from among the nations of the Old World by the energy, the money received from Mexico on these awards had been paid by this boldness, and love of adventure found in their own eager hearts. Such Government to the claimants before the decision of the courts was ren- a Nation, so placed, will surely wrest success from fortune. dered. My judgment is that the Congress should return to Mexico an As a people we have played a large part in the world, and we are amount equal to the sums thus already paid to the claimants. bent upon making our future even larger than the past. In particular, the events of the last four years have definitely decided that, for woe or for weal, our place must be great among the nations. We may either fail greatly or succeed greatly; but we can not avoid the en- The death of Queen Victoria caused the people of the United States deavor from which either great failure or great success must come. deep and heartfelt sorrow, to which the Government gave full expres. sion. When President McKinley died, our Nation in turn received Even if we would, we can not play a small part. If we should try, from every quarter of the British Empire expressions of grief and sym- all that would follow would be that we should play a large part ignobly and shamefully. pathy no less sincere. The death of the Empress Dowager Frederick of Germany also aroused the genuine sympathy of the American people; But our people, the sons of the men of the Civil War, the sons of and this sympathy was cordially reciprocated by Germany when the the men who had iron in their blood, rejoice in the present and face President was assassinated. Indeed, from every quarter of the civilized the future high of heart and resolute of will. Ours is not the creed world we received, at the time of the President's death, assurances of of the weakling and the coward; ours is the gospel of hope and of THEODORE ROOSEVELT Second Annual Message 2055 2054 triumphant endeavor. We do not shrink from the struggle before us. the past year has emphasized, in my opinion, the desirability of the There are many problems for us to face at the outset of the twentieth steps I then proposed. A fundamental requisite of social efficiency is century-grave problems abroad and still graver at home; but we a high standard of individual energy and excellence; but this is in no know that we can solve them and solve them well, provided only that wise inconsistent with power to act in combination for aims which can we bring to the solution the qualities of head and heart which were not so well be achieved by the individual acting alone. A fundamental shown by the men who, in the days of Washington, founded this Gov- base of civilization is the inviolability of property; but this is in no ernment, and, in the days of Lincoln, preserved it. wise inconsistent with the right of society to regulate the exercise of No country has ever occupied a higher plane of material well-being the artificial powers which it confers upon the owners of property, than ours at the present moment. This well-being is due to no sudden under the name of corporate franchises, in such a way as to prevent or accidental causes, but to the play of the economic forces in this the misuse of these powers. Corporations, and especially combinations country for over a century; to our laws, our sustained and continuous of corporations, should be managed under public regulation. Experi- policies; above all, to the high individual average of our citizenship. ence has shown that under our system of government the necessary Great fortunes have been won by those who have taken the lead in supervision can not be obtained by State action. It must therefore be this phenomenal industrial development, and most of these fortunes achieved by national action. Our aim is not to do away with corpora- have been won not by doing evil, but as an incident to action which tions; on the contrary, these big aggregations are an inevitable develop- has benefited the community as a whole. Never before has material ment of modern industrialism, and the effort to destroy them would be well-being been so widely diffused among our people. Great fortunes futile unless accomplished in ways that would work the utmost mis- have been accumulated, and yet in the aggregate these fortunes are chief to the entire body politic. We can do nothing of good in the small indeed when compared to the wealth of the people as a whole. way of regulating and supervising these corporations until we fix The plain people are better off than they have ever been before. The clearly in our minds that we are not attacking the corporations, but insurance companies, which are practically mutual benefit societies- endeavoring to do away with any evil in them. We are not hostile to especially helpful to men of moderate means-represent accumulations them; we are merely determined that they shall be so handled as to of capital which are among the largest in this country. There are subserve the public good. We draw the line against misconduct, not more deposits in the savings banks, more owners of farms, more well- against wealth. The capitalist who, alone or in conjunction with his paid wage-workers in this country now than ever before in our history, fellows, performs some great industrial feat by which he wins money Of course, when the conditions have favored the growth of so much is a welldoer, not a wrongdoer, provided only he works in proper and that was good, they have also favored somewhat the growth of what legitimate lines. We wish to favor such a man when he does well. was evil. It is eminently necessary that we should endeavor to cut We wish to supervise and control his actions only to prevent him from out this evil, but let us keep a due sense of proportion; let us not in doing ill. Publicity can do no harm to the honest corporation; and fixing our gaze upon the lesser evil forget the greater good. The evils we need not be over tender about sparing the dishonest corporation. are real and some of them are menacing, but they are the outgrowth, In curbing and regulating the combinations of capital which are, or not of misery or decadence, but of prosperity-of the progress of our may become, injurious to the public we must be careful not to stop the gigantic industrial development. This industrial development must great enterprises which have legitimately reduced the cost of produc- not be checked, but side by side with it should go such progressive tion, not to abandon the place which our country has won in the leader- regulation as will diminish the evils. We should fail in our duty if ship of the international industrial world, not to strike down wealth we did not try to remedy the evils, but we shall succeed only if we with the result of closing factories and mines, of turning the wage- proceed patiently, with practical common sense as well as resolution, worker idle in the streets and leaving the farmer without a market for separating the good from the bad and holding on to the former while what he grows. Insistence upon the impossible means delay in achiev- endeavoring to get rid of the latter. ing the possible, exactly as, on the other hand, the stubborn defense In my Message to the present Congress at its first session I discussed alike of what is good and what is bad in the existing system, the reso- at length the question of the regulation of those big corporations com- lute effort to obstruct any attempt at betterment, betrays blindness monly doing an interstate business, often with some tendency to to the historic truth that wise evolution is the sure safeguard against monopoly, which are popularly known as trusts. The expérience of revolution. THEODORE ROOSEVELT 2056 Second Annual Message 2057 No more important subject can come before the Congress than in the slightest degree by a change in the tariff, save as such change this of the regulation of interstate business. This country can not interfered with the general prosperity of the country. The only rela- afford to sit supine on the plea that under our peculiar system of gov- tion of the tariff to big corporations as a whole is that the tariff makes ernment we are helpless in the presence of the new conditions, and manufactures profitable, and the tariff remedy proposed would be in unable to grapple with them or to cut out whatever of evil has arisen effect simply to make manufactures unprofitable. To remove the tariff in connection, with them. The power of the Congress to regulate inter- as a punitive measure directed against trusts would inevitably result state commerce is an absolute and unqualified grant, and without limi- in ruin to the weaker competitors who are struggling against them. tations other than those prescribed by the Constitution. The Congress Our aim should be not by unwise tariff changes to give foreign prod- has constitutional authority to make all laws necessary and proper for ucts the advantage over domestic products, but by proper regulation executing this power, and I am satisfied that this power has not been to give domestic competition a fair chance; and this end can not be exhausted by any legislation now on the statute books. It is evident, reached by any tariff changes which would affect unfavorably all do- therefore, that evils restrictive of commercial freedom and entailing mestic competitors, good and bad alike. The question of regulation restraint upon national commerce fall within the regulative power of of the trusts stands apart from the question of tariff revision. the Congress, and that a wise and reasonable law would be a necessary Stability of economic policy must always be the prime economic need and proper exercise of Congressional authority to the end that such of this country. This stability should not be fossilization. The coun- evils should be eradicated. try has acquiesced in the wisdom of the protective-tariff principle. It I believe that monopolies, unjust discriminations, which prevent or is exceedingly undesirable that this system should be destroyed or that cripple competition, fraudulent overcapitalization, and other evils in there should be violent and radical changes therein. Our past experi- trust organizations and practices which injuriously affect interstate ence shows that great prosperity in this country has always come under trade can be prevented under the power of the Congress to "regulate a protective tariff; and that the country can not prosper under fitful commerce with foreign nations and among the several States" through tariff changes at short intervals. Moreover, if the tariff laws as a regulations and requirements operating directly upon such commerce, whole work well, and if business has prospered under them and is the instrumentalities thereof, and those engaged therein. prospering, it is better to endure for a time slight inconveniences and I earnestly recommend this subject to the consideration of the Con- inequalities in some schedules than to upset business by too quick and gress with a view to the passage of a law reasonable in its provisions too radical changes. It is most earnestly to be wished that we could and effective in its operations, upon which the questions can be finally treat the tariff from the standpoint solely of our business needs. It is, adjudicated that now raise doubts as to the necessity of constitutional perhaps, too much to hope that partisanship may be entirely excluded amendment. If it prove impossible to accomplish the purposes above from consideration of the subject, but at least it can be made secondary set forth by such a law, then, assuredly, we should not shrink from to the business interests of the country-that is, to the interests of amending the Constitution so as to secure beyond peradventure the our people as a whole. Unquestionably these business interests will power sought. best be served if together with fixity of principle as regards the tariff The Congress has not heretofore made any appropriation for the we combine a system which will permit us from time to time to make better enforcement of the antitrust law as it now stands. Very much the necessary reapplication of the principle to the shifting national has been done by the Department of Justice in securing the enforce- needs. We must take scrupulous care that the reapplication shall be ment of this law, but much more could be done if the Congress would made in such a way that it will not amount to a dislocation of our make a special appropriation for this purpose, to be expended under system, the mere threat of which (not to speak of the performance) the direction of the Attorney-General. would produce paralysis in the business energies of the community. One proposition advocated has been the reduction of the tariff as a The first consideration in making these changes would, of course, be means of reaching the evils of the trusts which fall within the cate- to preserve the principle which underlies our whole tariff system- gory I have described. Not merely would this be wholly ineffective, that is, the principle of putting American business interests at least on but the diversion of our efforts in such a direction would mean the a full equality with interests abroad, and of always allowing a suffi- abandonment of all intelligent attempt to do away with these evils. cient rate of duty to more than cover the difference between the labor Many of the largest corporations, many of those which should certainly cost here and abroad. The well-being of the wage-worker, like the be included in any proper scheme of regulation, would not be affected well-being of the tiller of the soil, should be treated as an essential 2058 THEODORE ROOSEVELT Second Annual Message 2059 in shaping our whole economic policy. There must never be any that these rates may be equalized to meet the varying needs of the sea- change which will jeopardize the standard of comfort, the standard of sons and of widely separated communities, and to prevent the recur- wages of the American wage-worker. rence of financial stringencies which injuriously affect legitimate busi- One way in which the readjustment sought can be reached is by ness, it is necessary that there should be an element of elasticity in reciprocity treaties. It is greatly to be desired that such treaties may our monetary system. Banks are the natural servants of commerce, be adopted. They can be used to widen our markets and to give a and upon them should be placed, as far as practicable, the burden of greater field for the activities of our producers on the one hand, and furnishing and maintaining a circulation adequate to supply the needs on the other hand to secure in practical shape the lowering of duties of our diversified industries and of our domestic and foreign com- when they are no longer needed for protection among our own people, merce; and the issue of this should be so regulated that a sufficient or when the minimum of damage done may be disregarded for the supply should be always available for the business interests of the sake of the maximum of good accomplished. If it prove impossible country. to ratify the pending treaties, and if there seem to be no warrant for It would be both unwise and unnecessary at this time to attempt to the endeavor to execute others, or to amend the pending treaties so reconstruct our financial system, which has been the growth of a cen- that they can be ratified, then the same end-to secure reciprocity- tury; but some additional legislation is, I think, desirable. The mere should be met by direct legislation. outline of any plan sufficiently comprehensive to meet these require- Wherever the tariff conditions are such that a needed change can ments would transgress the appropriate limits of this communication. not with advantage be made by the application of the reciprocity idea, It is suggested, however, that all future legislation on the subject then it can be made outright by a lowering of duties on a given product. should be with the view of encouraging the use of such instrumentali- If possible, such change should be made only after the fullest consid- ties as will automatically supply every legitimate demand of productive eration by practical experts, who should approach the subject from a industries and of commerce, not only in the amount, but in the char- business standpoint, having in view both the particular interests af- acter of circulation; and of making all kinds of money interchangeable, fected and the commercial well-being of the people as a whole. The and, at the will of the holder, convertible into the established gold machinery for providing such careful investigation can readily be standard. supplied. The executive department has already at its disposal methods I again call your attention to the need of passing a proper immigra- of collecting facts and figures; and if the Congress desires additional tion law, covering the points outlined in my Message to you at the consideration to that which will be given the subject by its own com- first session of the present Congress; substantially such a bill has mittees, then a commission of business experts can be appointed whose already passed the House. duty it should be to recommend action by the Congress after a delib- How to secure fair treatment alike for labor and for capital, how erate and scientific examination of the various schedules as they are to hold in check the unscrupulous man, whether employer or employee, affected by the changed and changing conditions. The unhurried and without weakening individual initiative, without hampering and cramp- unbiased report of this commission would show what changes should ing the industrial development of the country, is a problem fraught be made in the various schedules, and how far these changes could go with great difficulties and one which it is of the highest importance to without also changing the great prosperity which this country is now solve on lines of sanity and far-sighted common sense as well as of enjoying, or upsetting its fixed economic policy. devotion to the right. This is an era of federation and combination. The cases in which the tariff can produce a monopoly are so few Exactly as business men find they must often work through corpora- as to constitute an inconsiderable factor in the question; but of course tions, and as it is a constant tendency of these corporations to grow if in any case it be found that a given rate of duty does promote a larger, so it is often necessary for laboring men to work in federations, monopoly which works ill, no protectionist would object to such reduc- and these have become important factors of modern industrial life. tion of the duty as would equalize competition. Both kinds of federation, capitalistic and labor, can do much good, In my judgment, the tariff on anthracite coal should be removed, and as a necessary corollary they can both do evil. Opposition to each and anthracite put actually, where it now is nominally, on the free list. kind of organization should take the form of opposition to whatever This would have no effect at all save in crises; but in crises it might is bad in the conduct of any given corporation or union-not of attacks be of service to the people. upon corporations as such nor upon unions as such; for some of the Interest rates are a potent factor in business activity, and in order most far-reaching beneficent work for our people has been accom- 2060 THEODORE ROOSEVELT Second Annual Message 2061 plished through both corporations and unions. Each must refrain from arbitrary or tyrannous interference with the rights of others. Or- be an advance toward dealing with and exercising supervision over the ganized capital and organized labor alike should remember that in the whole subject of the great corporations doing an interstate business; long run the interest of each must be brought into harmony with the and with this end in view, the Congress should endow the department interest of the general public; and the conduct of each must conform with large powers, which could be increased as experience might show the need. to the fundamental rules of obedience to the law, of individual freedom, and of justice and fair dealing toward all. Each should remember I hope soon to submit to the Senate a reciprocity treaty with Cuba. that in addition to power it must strive after the realization of healthy, On May 20 last the United States kept its promise to the island by formally vacating Cuban soil and turning Cuba over to those whom lofty, and generous ideals. Every employer, every wage-worker, must be guaranteed his liberty and his right to do as he likes with his prop- her own people had chosen as the first officials of the new Republic. erty or his labor so long as he does not infringe upon the rights of Cuba lies at our doors, and whatever affects her for good or for ill affects us also. So much have our people felt this that in the Platt others. It is of the highest importance that employer and employee amendment we definitely took the ground that Cuba must hereafter alike should endeavor to appreciate each the viewpoint of the other and the sure disaster that will come upon both in the long run if either have closer political relations with us than with any other power. Thus grows to take as habitual an attitude of sour hostility and distrust in a sense Cuba has become a part of our international political system. toward the other. Few people deserve better of the country than those This makes it necessary that in return she should be given some of the benefits of becoming part of our economic system. It is, from our representatives both of capital and labor-and there are many such- who work continually to bring about a good understanding of this own standpoint, a short-sighted and mischievous policy to fail to rec- kind, based upon wisdom and upon broad and kindly sympathy between ognize this need. Moreover, it is unworthy of a mighty and generous employers and employed. Above all, we need to remember that any nation, itself the greatest and most successful republic in history, to kind of class animosity in the political world is, if possible, even more refuse to stretch out a helping hand to a young and weak sister republic wicked, even more destructive to national welfare, than sectional, race, just entering upon its career of independence. We should always or religious animosity. We can get good government only upon con- fearlessly insist upon our rights in the face of the strong, and we should with ungrudging hand do our generous duty by the weak. I dition that we keep true to the principles upon which this Nation was urge the adoption of reciprocity with Cuba not only because it is emi- founded, and judge each man not as a part of a class, but upon his individual merits. All that we have a right to ask of any man, rich nently for our own interests to control the Cuban market and by every means to foster our supremacy in the tropical lands and waters south or poor, whatever his creed, his occupation, his birthplace, or his resi- dence, is that he shall act well and honorably by his neighbor and by of us, but also because we, of of the giant republic of the north, should make all our sister nations of the American Continent feel that when- his country. We are neither for the rich man as such nor for the poor man as such; we are for the upright man, rich or poor. So far as the ever they will permit it we desire to show ourselves disinterestedly and effectively their friend. constitutional powers of the National Government touch these matters A convention with Great Britain has been concluded, which will be of general and vital moment to the Nation, they should be exercised at once laid before the Senate for ratification, providing for reciprocal in conformity with the principles above set forth. trade arrangements between the United States and Newfoundland on It is earnestly hoped that a secretary of commerce may be created, with a seat in the Cabinet. The rapid multiplication of questions substantially the lines of the convention formerly negotiated by the Secretary of State, Mr. Blaine. I believe reciprocal trade relations affecting labor and capital, the growth and complexity of the organi- will be greatly to the advantage of both countries. zations through which both labor and capital now find expression, the As civilization grows warfare becomes less and less the normal con- steady tendency toward the employment of capital in huge corporations, dition of foreign relations. The last century has seen a marked diminu- and the wonderful strides of this country toward leadership in the international business world justify an urgent demand for the creation tion of wars between civilized powers; wars with uncivilized powers are largely mere matters of international police duty, essential for the of such a position. Substantially all the leading commercial bodies welfare of the world. Wherever possible, arbitration or some similar in this country have united in requesting its creation. It is desirable method should be employed in lieu of war to settle difficulties between that some such measure as that which has already passed the Senate be enacted into law. The creation of such a department would in itself civilized nations, although as yet the world has not progressed suffi- ciently to render it possible, or necessarily desirable, to invoke arbitra- 2062 THEODORE ROOSEVELT Second Annual Message 2063 tion in every case. The formation of the international tribunal which retary of State, asking whether permission would be granted by the sits at The Hague is an event of good omen from which great conse- President to a corporation to lay a cable from a point on the Cali- quences for the welfare of all mankind may flow. It is far better, fornia coast to the Philippine Islands by way of Hawaii. A state- where possible, to invoke such a permanent tribunal than to create ment of conditions or terms upon which such corporation would under- take to lay and operate a cable was volunteered. special arbitrators for a given purpose. It is a matter of sincere congratulation to our country that the United Inasmuch as the Congress was shortly to convene, and Pacific- States and Mexico should have been the first to use the good offices cable legislation had been the subject of consideration by the Con- of The Hague Court. This was done last summer with most satis- gress for several years, it seemed to me wise to defer action upon factory results in the case of a claim at issue between us and our sister the application until the Congress had first an opportunity to act. Republic. It is earnestly to be hoped that this first case will serve as The Congress adjourned without taking any action, leaving the mat- a precedent for others, in which not only the United States but foreign convened. ter in exactly the same condition in which it stood when the Congress nations may take advantage of the machinery already in existence at The Hague. Meanwhile it appears that the Commercial Pacific Cable Company I commend to the favorable consideration of the Congress the had promptly proceeded with-preparations for laying its cable. It also Hawaiian fire claims, which were the subject of careful investiga- made application to the President for access to and use of soundings tion during the last session. taken by the U. S. S. Nero, for the purpose of discovering a prac- The Congress has wisely provided that we shall build at once an ticable route for a trans-Pacific cable, the company urging that with isthmian canal, if possible at Panama. The Attorney-General reports access to these soundings it could complete its cable much sooner that we can undoubtedly acquire good title from the French Panama than if it were required to take soundings upon its own account. Pend- Canal Company. Negotiations are now pending with Colombia to ing consideration of this subject, it appeared important and desirable secure her assent to our building the canal. This canal will be one to attach certain conditions to the permission to examine and use the of the greatest engineering feats of the twentieth century; a greater soundings, if it should be granted. engineering feat than has yet been accomplished during the history of In consequence of this solicitation of the cable company, certain con- mankind. The work should be carried out as a continuing policy with- out regard to change of Administration; and it should be begun under ditions were formulated, upon which the President was willing to circumstances which will make it a matter of pride for all Administra- allow access to these soundings and to consent to the landing and laying of the cable, subject to any alterations or additions thereto tions to continue the policy. The canal will be of great benefit to America, and of importance to imposed by the Congress. This was deemed proper, especially as it all the world. It will be of advantage to us industrially and also as was clear that a cable connection of some kind with China, a foreign improving our military position. It will be of advantage to the coun- country, was a part of the company's plan. This course was, more- tries of tropical America. It is earnestly to be hoped that all of these over, in accordance with a line of precedents, including President countries will do as some of them have already done with signal suc- Grant's action in the case of the first French cable, explained to cess, and will invite to their shores commerce and improve their ma- the Congress in his Annual Message of December, 1875, and the in- terial conditions by recognizing that stability and order are the pre- stance occurring in 1879 of the second French cable from Brest to St. Pierre, with a branch to Cape Cod. requisites of successful development. No independent nation in America need have the slightest fear of aggression from the United These conditions prescribed, among other things, a maximum rate States. It behoves each one to maintain order within its own borders for commercial messages and that the company should construct a and to discharge its just obligations to foreigners. When this is done, line from the Philippine Islands to China, there being at present, as they can rest assured that, be they strong or weak, they have nothing is well known, a British line from Manila to Hongkong. to dread from outside interference. More and more the increasing The representatives of the cable company kept these conditions interdependence and complexity of international political and economic long under consideration, continuing, in the meantime, to prepare for relations render it incumbent on all civilized and orderly powers to laying the cable. They have, however, at length acceded to them, and an all-American line between our Pacific coast and the Chinese insist on the proper policing of the world. During the fall of 1901 a communication was addressed to the Sec- Empire, by way of Honolulu and the Philippine Islands, is thus pro- 2064 THEODORE ROOSEVELT Second Annual Message 2065 vided for, and is expected within a few months to be ready for busi- pletely successful. Every effort has also been made to detect and ness. punish the wrongdoers. After making all allowance for these mis- Among the conditions is one reserving the power of the Congress deeds, it remains true that few indeed have been the instances in which to modify or repeal any or all of them. A copy of the conditions is war has been waged by a civilized power against semicivilized or herewith transmitted. barbarous forces where there has been so little wrongdoing by the Of Porto Rico it is only necessary to say that the prosperity of the victors as in the Philippine Islands. On the other hand, the amount island and the wisdom with which it has been governed have been of difficult, important, and beneficent work which has been done is such as to make it serve as an example of all that is best in insular well-nigh incalculable. administration. Taking the work of the Army and the civil authorities together, it On July 4 last, on the one hundred and twenty-sixth anniversary may be questioned whether anywhere else in modern times the world of the declaration of our independence, peace and amnesty were pro- has seen a better example of real constructive statesmanship than our gated in the Philippine Islands. Some trouble has since from people have given in the Philippine Islands. High praise should also time to time threatened with the Mohammedan Moros, but with the be given those Filipinos, in the aggregate very numerous, who have late insurrectionary Filipinos the war has entirely ceased. Civil gov- accepted the new conditions and joined with our representatives to ernment has now been introduced. Not only does each Filipino enjoy work with hearty good will for the welfare of the islands. such rights to life, liberty, and the pursuit of happiness as he has never The Army has been reduced to the minimum allowed by law. It before known during the recorded history of the islands, but the people is very small for the size of the Nation, and most certainly should be taken as a whole now enjoy a measure of self-government greater than kept at the highest point of efficiency. The senior officers are given that granted to any other Orientals by any foreign power and greater scant chance under ordinary conditions to exercise commands com- than that enjoyed by any other Orientals under their own governments, mensurate with their rank, under circumstances which would fit them save the Japanese alone. We have not gone too far in granting to do their duty in time of actual war. A system of maneuvering these rights of liberty and self-government; but we have certainly our Army in bodies of some little size has been begun and should gone to the limit that in the interests of the Philippine people them- be steadily continued. Without such maneuvers it is folly to expect selves it was wise or just to go. To hurry matters, to go faster than that in the event of hostilities with any serious foe even a small army we are now going, would entail calamity on the people of the islands. corps could be handled to advantage. Both our officers and enlisted No policy ever entered into by the American people has vindicated men are such that we can take hearty pride in them. No better ma- itself in more signal manner than the policy of holding the Philippines. terial can be found. But they must be thoroughly trained, both as The triumph of our arms, above all the triumph of our laws and individuals and in the mass. The marksmanship of the men must principles, has come sooner than we had any right to expect. Too receive special attention. In the circumstances of modern warfare the much praise can not be given to the Army for what it has done in man must act far more on his own individual responsibility than the Philippines both in warfare and from an administrative standpoint ever before, and the high individual efficiency of the unit is of the in preparing the way for civil government; and similar credit belongs utmost importance. Formerly this unit was the regiment; it is now to the civil authorities for the way in which they have planted the not the regiment, not even the troop or company; it is the individual seeds of self-government in the ground thus made ready for them. soldier. Every effort must be made to develop every workmanlike The courage, the unflinching endurance, the high soldierly efficiency; and soldierly quality in both the officer and the enlisted man. and the general kind-heartedness and humanity of our troops have I urgently call your attention to the need of passing a bill pro- been strikingly manifested. There now remain only some fifteen viding for a general staff and for the reorganization of the supply thousand troops in the islands. All told, over one hundred thousand departments on the lines of the bill proposed by the Secretary of have been sent there. Of course, there have been individual instances War last year. When the young officers enter the Army from West of wrongdoing among them. They warred under fearful difficulties Point they probably stand above their compeers in any other military of climate and surroundings; and under the strain of the terrible provo- service. Every effort should be made, by training, by reward of cations which they continually received from their foes, occasional merit, by scrutiny into their careers and capacity, to keep. them of instances of cruel retaliation occurred. Every effort has been made the same high relative excellence throughout their careers. to prevent such cruelties, and finally these efforts have been com- The measure providing for the reorganization of the militia system 2066 THEODORE.ROOSEVELT Second Annual Message 2067 and for securing the highest efficiency in the National Guard, which has already passed the House, should receive prompt attention and sufficient number of the highest type of sailormen, of sea mechanics. action. It is of great importance that the relation of the National The veteran seamen of our war ships are of as high a type as can be Guard to the militia and volunteer forces of the United States should found in any navy which rides the waters of the world they are un- be defined, and that in place of our present obsolete laws a practical surpassed in daring, in resolution, in readiness, in thorough knowledge and efficient system should be adopted. of their profession. They deserve every consideration that can be Provision should be made to enable the Secretary of War to keep shown them. But there are not enough of them. It is no more pos- cavalry and artillery horses, worn-out in long performance of duty. sible to improvise a crew than it is possible to improvise a war ship. Such horses fetch but a trifle when sold; and rather than turn them To build the finest ship, with the deadliest battery, and to send it out to the misery awaiting them when thus disposed of, it would be afloat with a raw crew, no matter how brave they were individually, better to employ them at light work around the posts, and when neces- would be to insure disaster if a foe of average capacity were encoun- sary to put them painlessly to death. tered. Neither ships nor men can be improvised when war has begun. For the first time in our history naval maneuvers on a large scale We need a thousand additional officers in order to properly man are being held under the immediate command of the Admiral of the the ships now provided for and under construction. The classes at Navy. Constantly increasing attention is being paid to the gunnery the Naval School at Annapolis should be greatly enlarged. At the of the Navy, but it is yet far from what it should be. I earnestly same time that we thus add the officers where we need them, we urge that the increase asked for by the Secretary of the Navy in the should facilitate the retirement of those at the head of the list whose appropriation for improving the markmanship be granted. In battle usefulness has become impaired. Promotion must be fostered if the service is to be kept efficient. the only shots that count are the shots that hit. It is necessary to provide ample funds for practice with the great guns in time of peace. The lamentable scarcity of officers, and the large number of re- These funds must provide not only for the purchase of projectiles, cruits and of unskilled men necessarily put aboard the new vessels but for allowances for prizes to encourage the gun crews, and especially as they have been commissioned, has thrown upon our officers; and the gun pointers, and for perfecting an intelligent system under which especially on the lieutenants and junior grades, unusual labor and alone it is possible to get good practice. fatigue and has gravely strained their powers of endurance. Nor There should be no halt in the work of building up the Navy, is there sign of any immediate let-up in this strain. It must continue providing every year additional fighting craft. We are a very rich for some time longer, until more officers are graduated from Annapolis, country, vast in extent of territory and great in population; a country, and until the recruits become trained and skillful in their duties. In moreover, which has an Army diminutive indeed when compared these difficulties incident upon the development of our war fleet the with that of any other first-class power. We have deliberately made conduct of all our officers has been creditable to the service, and the our own certain foreign policies which demand the possession of a first- lieutenants and junior grades in particular have displayed an ability class navy. The isthmian canal will greatly increase the efficiency and a steadfast cheerfulness which entitles them to the ungrudging of our Navy if the Navy is of sufficient size; but if we have an in- thanks of all who realize the disheartening trials and fatigues to which they are of necessity subjected. adequate navy, then the building of the canal would be merely giv- ing a hostage to any power of superior strength. The Monroe Doc- There is not a cloud on the horizon at present. There seems not trine should be treated as the cardinal feature of American foreign the slightest chance of trouble with a foreign power. We most ear- policy; but it would be worse than idle to assert it unless we intended nestly hope that this state of things may continue; and the way to to back it up, and it can be backed up only by a thoroughly good insure its continuance is to provide for a. thoroughly efficient navy. navy. A good navy is not a provocative of war. It is the surest The refusal to maintain such a navy would invite trouble, and if trouble guaranty of peace. came would insure disaster. Fatuous self-complacency or vanity, or Each individual unit of our Navy should be the most efficient of short-sightedness in refusing to prepare for danger, is both foolish its kind as regards both material and personnel that is to be found in and wicked in such a nation as ours; and past experience has shown the world. I call your special attention to the need of providing for that such fatuity in refusing to recognize or prepare for any crisis in the manning of the ships. Serious trouble threatens us if we can not advance is usually succeeded by a mad panic of hysterical fear once the crisis has actually arrived. do better than we are now doing as regards securing the services of a The striking increase in the revenues of the Post-Office Department 2068 THEODORE ROOSEVELT Second Annual Message 2069 shows clearly the prosperity of our people and the increasing activity preserved on our national reserves for the people as a whole, should of the business of the country. be stopped at once, It is, for instance, a serious count against our The receipts of the Post-Office Department for the fiscal year end- national good sense to permit the present practice of butchering off ing June 30 last amounted to $121,848,047.26, an increase of $10,- such a stately and beautiful creature as the elk for its antlers or tusks. 216,853.87 over the preceding year, the largest increase known in the So far as they are available for agriculture, and to whatever extent history of the postal service. The magnitude of this increase will they may be reclaimed under the national irrigation law, the remaining best appear from the fact that the entire postal receipts for the year public lands should be held rigidly for the home builder, the settler I860 amounted to but $8,518,067. who lives on his land, and for no one else. In their actual use the Rural free-delivery service is no longer in the experimental stage; desert-land law, the timber and stone law, and the commutation clause it has become a fixed policy. The results following its introduction of the homestead law have been so perverted from the intention with have fully justified the Congress in the large appropriations made which they were enacted as to permit the acquisition of large areas for its establishment and extension. The average yearly increase in of the public domain for other than actual settlers and the consequent post-office receipts in the rural districts of the country is about two prevention of settlement. Moreover, the approaching exhaustion of per cent. We are now able, by actual results, to show that where the public ranges has of late led to much discussion as to the best rural free-delivery service has been established to such an extent as to manner of using these public lands in the West which are suitable enable us to make comparisons the yearly increase has been upward chiefly or only for grazing. The sound and steady development of the of ten per cent. West depends upon the building up of homes therein. Much of our On November I, 1902, 11,650 rural free-delivery routes had been prosperity as a nation has been due to the operation of the homestead established and were in operation, covering about one-third of the law. On the other hand, we should recognize the fact that in the territory of the United States available for rural free-delivery service. grazing region the man who corresponds to the homesteader may be There are now awaiting the action of the Department petitions and unable to settle permanently if only allowed to use the same amount of applications for the establishment of 10,748 additional routes. This pasture land that his brother, the homesteader, is allowed to use of shows conclusively the want which the establishment of the service arable land. One hundred and sixty acres of fairly rich and well- has met and the need of further extending it as rapidly as possible. watered soil, or a much smaller amount of irrigated land, may keep It is justified both by the financial results and by the practical benefits a family in plenty, whereas no one could get a living from one hundred to our rural population; it brings the men who live on the soil into and sixty acres of dry pasture land capable of supporting at the out- close relations with the active business world; it keeps the farmer in side only one head of cattle to every ten acres. In the past great daily touch with the markets; it is a potential educational force; it tracts of the public domain have been fenced in by persons having enhances the value of farm property, makes farm life far pleasanter no title thereto, in direct defiance of the law forbidding the maintenance and less isolated, and will do much to check the undesirable current or construction of any such unlawful inclosure of public land. For from country to city. various reasons there has been little interference with such inclosures It is to be hoped that the Congress will make liberal appropriations in the past, but ample notice has now been given the trespassers, and for the continuance of the service already established and for its further all the resources at the command of the Government will hereafter extension. be used to put a stop to such trespassing. Few subjects of more importance have been taken up by the Con- In view of the capital importance of these matters, I commend gress in recent years than the inauguration of the system of nationally- them to the earnest consideration of the Congress, and if the Con- aided irrigation for the arid regions of the far West. A good be- gress finds difficulty in dealing with them from lack of thorough ginning therein has been made. Now that this policy of national knowledge of the subject, I recommend that provision be made for irrigation has been adopted, the need of thorough and scientific forest a commission of experts specially to investigate and report upon the protection. will grow more rapidly than ever throughout the public- complicated questions involved. land States. I especially urge upon the Congress the need of wise legislation Legislation should be provided for the protection of the game, and for Alaska. It is not to our credit as a nation that Alaska, which the wild creatures generally, on the forest reserves. The senseless has been ours for thirty-five years, should still have as poor a system slaughter of game, which can by judicious protection be permanently of laws as is the case. No country has a more valuable possession- 2070 THEODORE ROOSEVELT Second Annual Message 2071 in mineral wealth, in fisheries, furs, forests, and also in land avail tillers of the soil or stock raisers. Their industries may properly be able for certain kinds of farming and stockgrowing. It is a territory diversified, and those who show special desire or adaptability for in- of great size and varied resources, well fitted to support a large perma- dustrial or even commercial pursuits should be encouraged so far as nent population. Alaska needs a good land law and such provisions practicable to follow out each his own bent. for homesteads and pre-emptions as will encourage permanent settle- Every effort should be made to develop the Indian along the lines ment. We should shape legislation with a view not to the exploiting of natural aptitude, and to encourage the existing native industries and abandoning of the territory, but to the building up of homes peculiar to certain tribes, such as the various kinds of basket weav- therein. The land laws should be liberal in type, so as to hold out ing, canoe building, smith work, and blanket work. Above all, the inducements to the actual settler whom we most desire to see take Indian boys and girls should be given confident command of colloquial possession of the country. The forests of Alaska should be protected, English, and should ordinarily be prepared for a vigorous struggle and, as a secondary but still important matter, the game also, and at with the conditions under which their people live, rather than for the same time it is imperative that the settlers should be allowed to immediate absorption into some more highly developed community. cut timber, under proper regulations, for their own use. Laws should The officials who represent the Government in dealing with the be enacted to protect the Alaskan salmon fisheries against the greed Indians work under hard conditions, and also under conditions which which would destroy them. They should be preserved as a permanent render it easy to do wrong and very difficult to detect wrong. Conse- industry and food supply. Their management and control should be quently they should be amply paid on the one hand, and on the other turned over to the Commission of Fish and Fisheries. Alaska should hand a particularly high standard of conduct should be demanded have a Delegate in the Congress. It would be well if a Congressional from them, and where misconduct can be proved the punishment committee could visit Alaska and investigate its needs on the ground. should be exemplary. In dealing with the Indians our aim should be their ultimate absorp- In no department of governmental work in recent years has there tion into the body of our people. But in many cases this absorption been greater success than in that of giving scientific aid to the farm- must and should be very slow. In portions of the Indian Territory ing population, thereby showing them how most efficiently to help the mixture of blood has gone on at the same time with progress in themselves. There is no need of insisting upon its importance, for wealth and education, so that there are plenty of men with varying the welfare of the farmer is fundamentally necessary to the welfare degrees of purity of Indian blood who are absolutely indistinguishable of the Republic as a whole. In addition to such work as quarantine in point of social, political, and economic ability from their white against animal and vegetable plagues, and warring against them when associates. There are other tribes which have as yet made no per- here introduced, much efficient help has been rendered to the farmer ceptible advance toward such equality. To try to force such tribes by the introduction of new plants specially fitted for cultivation under too fast is to prevent their going forward at all. Moreover, the tribes the peculiar conditions existing in different portions of the country. live under widely different conditions. Where a tribe has made con- New cereals have been established in the semi-arid West. For in- siderable advance and lives on fertile farming soil it is possible to stance, the practicability of producing the best types of macaroni allot the members lands in severalty much as is the case with white wheats in regions of an annual rainfall of only ten inches or there- settlers. There are other tribes where such a course is not desirable. abouts has been conclusively demonstrated. Through the introduc- On the arid prairie lands the effort should be to induce the Indians to tion of new rices in Louisiana and Texas the production of rice lead pastoral rather than agricultural lives, and to permit them to in this country has been made to about equal the home demand. In settle in villages rather than to force them into isolation. the Southwest the possibility of regrassing overstocked range lands The large Indian schools situated remote from any Indian reserva- has been demonstrated; in the North many new forage crops have tion do a special and peculiar work of great importance. But, excellent been introduced, while in the East it has been shown that some of our though these are, an immense amount of additional work must be done choicest fruits can be stored and shipped in such a way as to find a on the reservations themselves among the old, and above all among the profitable market abroad. young, Indians. I again recommend to the favorable consideration of the Congress The first and most important step toward the absorption of the the plans of the Smithsonian Institution for making the Museum Indian is to teach him to earn his living; yet it is not necessarily under its charge worthy of the Nation, and for preserving at the to be assumed that in each community all Indians must become either National Capital not only records of the vanishing races of men but 2072 THEODORE ROOSEVELT Third Annual Message 2073 of the animals of this continent which, like the buffalo, will soon become extinct unless specimens from which their representatives of the merit system of making appointments in the Government service. may be renewed are sought in their native regions and- maintained It should be extended by law to the District of Columbia. It is much there in safety. to be desired that our consular system be established by law on a The District of Columbia is the only part of our territory in which basis providing for appointment and promotion only in consequence of proved fitness. the National Government exercises local or municipal functions, and where in consequence the Government has a free hand in reference Through a wise provision of the Congress at its last session the to certain types of social and economic legislation which must be White House, which had become disfigured by incongruous additions essentially local or municipal in their character. The Government and changes, has now been restored to what it was planned to be by should see to it, for instance, that the hygienic and sanitary legislation Washington. In making the restorations the utmost care has been affecting Washington is of a high character. The evils of slum exercised to come as near as possible to the early plans and to supple- dwellings, whether in the shape of crowded and congested tenement- ment these plans by a careful study of such buildings as that of the house districts or of the back-alley type, should never be permitted University of Virginia, which was built by Jefferson. The White to grow up in Washington. The city should be a model in every House is the property of the Nation, and so far as is compatible with respect for all the cities of the country. The charitable and cor- living therein it should be kept as it originally was, for the same rectional systems of the District should receive consideration at the reasons that we keep Mount Vernon as it originally was. The stately hands of the Congress to the end that they may embody the results simplicity of its architecture is an expression of the character of the of the most advanced thought in these fields. Moreover, while Wash- period in which it was built, and is in accord with the purposes it ington is not a great industrial city, there is some industrialism here, was designed to serve. It is a good thing to preserve such buildings and our labor legislation, while it would not be important in itself, as historic monuments which keep alive our sense of continuity with the Nation's past. might be made a model for the rest of the Nation. We should pass, for instance, a wise employer's-liability act for the District of Columbia, The reports of the several Executive Departments are submitted to the Congress with this communication. and we need such an act in our navy-yards. Railroad companies in the District ought to be required by law to block their frogs. The safety-appliance law, for the better protection of the lives and limbs, of railway employees, which was passed in 1893, went into full effect on August I, 1901. It has resulted in averting thousands of casualties. Experience shows, however, the necessity of additional THIRD ANNUAL MESSAGE. legislation to perfect this law. A bill to provide for this passed the Senate at the last session. It is to be hoped- that some such measure WHITE HOUSE, December 7,1903. may now be enacted into law. To the Senate and House of Representatives: There is a growing tendency to provide for the publication of masses The country is to be congratulated on the amount of substantial of documents for which there is no public demand and for the printing achievement which has marked the past year both as regards our for- of which there is no real necessity. Large numbers of volumes are eign and as regards our domestic policy. turned out by the Government printing presses for which there is With a nation as with a man the most important things are those no justification. Nothing should be printed by any of the Depart- of the household, and therefore the country is especially to be con- ments unless it contains something of permanent value, and the Con- gratulated on what has been accomplished in the direction of provid- gress could with advantage cut down very materially on all the print- ing for the exercise of supervision over the great corporations and ing which it has now become customary to provide. The excessive combinations of corporations engaged in interstate commerce. The cost of Government printing is a strong argument against the posi- Congress has created the Department of Commerce and Labor, includ- tion of those who are inclined on abstract grounds to advocate the ing the Bureau of Corporations, with for the first time authority to Government's doing any work which can with propriety be left in secure proper publicity of such proceedings of these great corporations private hands. as the public has the right to know. It has provided for the expediting Gratifying progress has been made during the year in the extension of suits for the enforcement of the Federal anti-trust law; and by an- other law it has secured equal treatment to all producers in the trans- THE WASHINGTON WHITE HOUSE Danoroaty Date: January 11, 1990 FOR: Dave Demarest FROM: GOVERNOR JOHN H. SUNUNU Action Your Comment Let's Talk X FYI Document Originally Attached to Following Page bcc: The Honorable John H. Sununu NAM National Association of Manufacturers cc JERRY J. JASINOWSKI President January 8, 1990 The President The White House Washington, DC 20500 Dear Mr. President: It was good of you, and for me a privilege, for the National Association of Manufacturers to be consulted on your State of the Union planning. I have enclosed some brief statements that I hope are helpful. The first page strikes themes we think important and could stand alone; the second follows with more specific elaboration of issues which might amplify the themes; the last articulates NAM's priorities for the 1990s. Clearly, the state of the union is good. Just as clearly, the state of the world is more hopeful now than at any time in recent memory. As the brief passages enclosed suggest, America has opened the world to our ideas about freedom and democracy through our persistence in promoting them. We have also demonstrated that our market systems and manufacturing industries have the strength and flexibility to adapt to the changes that are sweeping the globe. We can, with equal persistence, open the world further to our own goods and to our own ideas about commerce and economics. We are now entering a decade when economic power and competitiveness will be the prime determinants of our success and our national security. We must help define this new global environment by enhancing our own economic strength. More than anything else, Mr. President, this will require your setting higher standards of quality and excellence in those key areas that shape our ability to compete. In any way we can, American manufacturing will support you in such an undertaking, first and foremost by doing what we can do best -- producing quality products at competitive prices. Best regards, 1331 Pennsylvania Avenue, NW Suite 1500-North Lobby Washington, DC 20004-1703 (202) 637-3106 Fax: (202) 637-3182 1 We live in rare times -- privileged, it seems, to see long- held hopes being fulfilled. That peoples around the world would cast off totalitarian chains and assert their rights as free men and free women to determine their own lives and destinies has long been our hope as Americans. Now, nightly, we see it happening. We live in rare times as well because of the opportunity for us, in America, to solve many of our most persistent problems. Building on a solid foundation laid in the 1980s -- almost eight straight years of economic growth -- we can spark innovation, continued growth and the job creation that goes with it. We can fan that spark with: Technology -- we need to stimulate higher levels of research and development and greater investment in the equipment and facilities that comprise the tools of modern research. Capital -- we need to encourage saving and investment in ways that can focus family savers on the future and investors on the longer-term. Lowering capital gains tax rates overall, but on a scale that taxes longer-held investments less and shorter-term investments more, is a necessary step. Quality -- we also need to stress quality in all we do -- in our products, in our workforce, in our health care system and in the way we run government. Trade -- we must also move aggressively to expand our share of world trade. Clearly, this means opening foreign markets and vigorous government action against unfair trade practices; it also means eliminating unnecessary export disincentives in U.S. policy. As we have persisted in promoting the export of American ideas, and found them increasingly accepted despite the barriers erected by other countries -- so must we now promote the export of American goods. Our ideas were accepted, finally, because they proved to be the best. It can be the same for our goods. For too many years now, and understandably, our national secu- rity has been defined by our military capability. Always, though, our economic power has underlain that strength. I can see a future when this economic power will be the primary definition of our strength; when it will be the prime guarantor of our national security. 2 But there is much to do: -- As always, our workforce comes first. Today's American workers are good workers; we must give them better training. Their children are the workers of tomorrow; we must give them better edu- cation, with more emphasis on basic skills, the sciences, math and engineering. -- We must make the marketplace work better through meaningful reform of product liability laws and anti-trust reform to allow joint manufacturing operations by U.S. companies. We also need to redouble our efforts at regulatory reform to unshackle the entrepeneurial forces in our economy, especially those of small business. I will soon desig- nate a senior official in the White House office to see that is done. -- Technology has always been our competitive edge; we need to hone it, with more rational tax treatment for research and develop- ment. This means making the R&D tax credit permanent and maintaining essential R&D funding. Staying competitive in the world can't be done on the cheap; it's capital intensive so we need fiscal and monetary policy that can lower interest rates, keep exchange rates competitive and, over time, bring deficits down to free capital for productive use. Any savings in defense should be dedicated to deficit reduction; we need policies that foster a long-term investment outlook. -- Incentives to encourage investing for the future are essential, including creation of a new tax-free savings account, a permanent cut in the capital gains tax and a start on phased elimination of the double taxation of corporate dividends. The capital gains reduction should reward investors who hold assets for the long term. -- Competition and quality improvements are the key to domestic challenges as well. Increasing access to health care and lowering its costs, both matters of urgent necessity, probably admit of no single, simple solution. Instead of looking for one, we need to stimulate competition among providers to inspire innovations that can improve quality and cut costs. -- We can continue progress on the environment as surely as we can continue economic growth; they are not incompatible. Sound science, flexibility in implementation and reasonable regulatory policies preserve progress on both. -- Our ability to trade in world markets will be a critical component of U.S. economic strength and security as we enter the 21st Century. We should establish a national goal of achieving a trade surplus by the middle of this decade. To do this, we must do a better job of promoting our exports, including strengthening our trade finance system and eliminating unnecessary impediments to U.S. exports. MAM QUALITY MANUFACTURING-THE KEY TO GLOBAL COMPETITIVENESS IN THE 1990s Manufacturing is the prime source of America's economic power. It is the wellspring of individual living standards and wealth, and the foundation of our collective national security. To keep the nation growing stronger economically, U.S. companies must continue to strive to be world class manufacturers in the decade ahead. To do so, they must focus relentlessly on making products of the highest quality at the most competitive price, and on marketing such products aggressively throughout the world. In addition to what manufacturers can do, government and society as a whole also must join in a cooperative effort to enhance the quality of the environment for manufacturing so that we can be competitive worldwide. Each proposed law or regulation should undergo a competitive litmus test, to determine whether it contributes to, or detracts from, U.S. global competitiveness. And each of us individually-whether as managers, employees, or investors-must direct more of our attention, resources and creativity to improving long-term economic perform- ance, and less to short-term gains. In this context, we believe the following policies are crucial to achieving quality manufacturing, and thus global competitiveness, in the 1990s: Building a Quality Workforce. A well-educated workforce can be one of our most important competitive resources. We therefore must significantly upgrade the U.S. educational system to turn out graduates who are better suited to the modern workplace. We need many more fully-trained scientists and engineers, as well as more emphasis on science and engineering at all points in the education process. To deal with rapid changes and dislocations in the workplace, existing workers must be provided with adequate training and retraining assistance. Making the Marketplace Work. We need to unleash the dynamic entrepreneurial forces in the nation's economy, in particular those of small manufacturers, a potent source of new ideas and new jobs. To do so, we must systematically implement changes that stimulate rather than suppress risk-taking by investors and entrepreneurs. Desirable stimulative approaches include lowering capital gains taxes and eliminating double taxation of corporate dividends. One of the most urgently needed actions in the area of removing disincentives to innovative manufacturing risk-taking is reform of the product liability tort system. Winning in the Global Arena. In battling for increased market share both here and abroad, U.S. manufacturers must install manufacturing processes that make high-quality, competitively-priced products and further must implement aggressive marketing strategies to sell those products. Recognizing, however, that the actions of other governments markedly affect the outcome of global competition, the U.S. government must help level the playing field wherever it can. It must seek to open foreign markets to U.S. exports while protecting U.S. firms from unfair trade practices, through vigorous enforcement of U.S. trade laws and hard bargaining in trade negotiations. An exchange rate that reflects competitive fundamentals is also crucially important. U.S. policies that act as export disincentives should be modified to eliminate the disincentive. (more) - 2 - Sharpening our Technological Edge. Constant innovation is essential to success. The quest for quality manufacturing and competitiveness requires solid commitment by U.S. firms to ever-increasing levels of research and development. Government should provide positive encouragement for cooperative generic R&D efforts and streamline its procedures to permit more timely commercialization of technological breakthroughs. Also needed is a stable tax policy that stimulates higher levels of R&D and increased investment in the equipment and facilities constituting the nation's research infrastructure. Capital Competitiveness. Installing the advanced manufacturing technologies needed to make high-quality, competitive products will require enormous amounts of reasonably-priced capital. The U.S. tax system needs further overhaul to reduce its anti-capital, pro-consumption bias and provide better treatment for both business investment and personal savings. Government must adopt fiscal and monetary policies that cause interest rates to come down without reigniting inflation. We also must find ways to reduce volatility in financial markets and to foster a long-term investment outlook by curbing incentives for nonproductive corporate restructurings and takeovers. Quality Health Care at Competitive Prices. The skyrocketing cost of health care benefits is a major impediment to manufacturing competitiveness. We must find ways to raise the quality of the care being delivered while moderating its cost. A key element is improved access to information, enabling both employers and employees to make more informed buying decisions, and stimulating the kind of competition among providers that improves quality and cuts costs. Medical malpractice reform is also needed. Access for those now uninsured is an important goal but one that should be phased in gradually as the quality and effectiveness of the health care system are upgraded. Positive Responses to Environmental Challenges. We must continue to improve the quality of our environment, but for U.S. businesses to stay competitive we must permit flexible, cost-effective responses and ensure access to dependable, reasonably-priced energy. We must maximize the value we get from the resources expended in this effort by minimizing amounts wasted on administrative detail and litigation. Governments should not impose costly regulations on the basis of inconclusive data, but should act only on the basis of reliable scientific research. Moreover, our government must recognize that global problems cannot be solved unilaterally-such solutions require multilateral agreement and cooperation. Industry should develop technologies based on positive approaches, such as pollution prevention and waste minimization. Discipline in Public Finance. To provide the economic environment needed for a thriving manufacturing sector, government must rely less on deficit financing, which keeps interest rates too high and diverts capital from more productive uses. The federal deficit must be gradually reduced, with primary emphasis on restraining the growth of spending rather than on increasing taxes. Shifting government costs to business through the mandated benefits subterfuge is no less anticompetitive than a tax increase and likewise should be avoided. Both entitlement reform and budget process reform are critical to the success of the deficit reduction effort. Any savings from phasing down defense outlays should be used to reduce deficits, not transferred to other spending programs.