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The original documents are located in Box 9, folder "FY 1977 - 11/21/75, Defense, Intelligence (1)" of the White House Special Files Unit Files at the Gerald R. Ford Presidential Library. Copyright Notice The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted material. Gerald Ford donated to the United States of America his copyrights in all of his unpublished writings in National Archives collections. Works prepared by U.S. Government employees as part of their official duties are in the public domain. The copyrights to materials written by other individuals or organizations are presumed to remain with them. If you think any of the information displayed in the PDF is subject to a valid copyright claim, please contact the Gerald R. Ford Presidential Library. Digitized from Box 9 of the White House Special Files Unit Files at the Gerald R. Ford Presidential Library NATIONAL ARCHIVES AND RECORDS SERVICE WITHDRAWAL SHEET (PRESIDENTIAL LIBRARIES) FORM OF CORRESPONDENTS OR TITLE DATE RESTRICTION DOCUMENT 1. papers background papers for meeting on the FY 1977 11/21/75 A Budget 23 pages 2. papers background papersf or meeting on the FY 1977 11/21/75 A Budget 12 pages FILE LOCATION Special Files, Issue Decision Papers for the President Fy 1977, 11/21/75, Defense Intelligence (box 9) plc 4/17/84 RESTRICTION CODES (A) Closed by Executive Order 12065 governing access to national security information. (B) Closed by statute or by the agency which originated the document. (C) Closed in accordance with restrictions contained in the donor's deed of gift. GENERAL SERVICES ADMINISTRATION GSA FORM 7122 (REV. 1-81) 1 Operations & Maintenance 54 Department of Defense 1977 Budget Operations and Maintenance Background The O&M appropriations finance the basic housekeeping services for the Defense establishment. Included are pay for most DOD civilians, fuel, supplies, and contract services for all operating units, and maintenance costs for equipment and facilities. Alternative Levels O&M is showing very large growth from 1975 to 1977, despite the relatively stable nature of the force structure it supports. The "non-pay" area, where the major increases are occurring, is the only significant portion of Defense purchases which has not been granted an exception to A-11 policy on inflation. A-11 states that the budget year must be priced according to the prices prevailing at the time the submission is made (Fall, 1975). Interpretation of this policy by BRD would permit Defense to recognize the inflation that has occurred from the Fall of 1974 to the Fall of 1975 (7%) and project that much increase into 1977. In addition, the Presidential decision of last year providing for 1% per quarter real program growth applies to O&M, as well as to procurement accounts. The following table illustrates the impact of these allowances and shows the extent of the growth beyond these levels. TOA ($ Billions) 1975 1977 % Change Total O&M 26.2 33.7 +29% GERALD Less Pay-Related 8.6 9.5 +10% R. Non-Pay O&M 17.6 24.2 +38% FORD GERALD R. Fall-to-Fall Inflation +1.2 + 7% LIBRARY 1% per Quarter Growth FORDO +1.76 +10% Other Growth LIBRANY +3.64 +21% 55 Summary of Issues There are a number of program issues and "budget scrub" adjustments which can be made in the O&M area. The following table summarizes these issues and indicates the extent to which reductions are anticipated in the framework of the joint review. Issue papers are attached on each item. ($ Billions) Total Adjustments Service Request Budget Scrub (OSD adjustments in the joint review) -.8 PCS moves -.3 Real Property maintenance -.2 - MAC Airlift charter * Inventory levels -.6 - Travel -.1 Energy Consumption -.3 - Civil Defense -.1 Subtotal adjustments -2.4 Other Issues (civilian personnel, commissaries, rate stabilization) -1.1 Total adjustments -3.5 * Under .05 Thus, another way of perceiving our issues is that, in a rough way, they account for most of the real growth in the Operations and Maintenance request. SERAID $0.00 56 Issue Paper Department of cefense 1977 Budget Permanent Change of Station Moves (PCS) Statement of Issue Can a series of revised policies be implemented to reduce personnel turbulence and PCS moves? Background Defense has requested almost $1.8 B for transportation and per diem travel costs associated with 1,700,000 PCS moves in 1977. This amounts to 0.8 moves for each active military person. In addition, the services have requested an allowance of 97,300 in transient personnel ($1.1 B) to offset military unit strength shortfalls due to PCS. PCS moves are driven by force deployments, personnel turnover and military travel policies. Changing three current travel policies could significantly reduce the number of PCS moves required in 1977 and the outyears. These three policies are: 1. Plan to meet prescribed average overseas tour lengths. 2. Remove Hawaii and Alaska from consideration as overseas tours. 3. Implement a limited homebasing policy for personnel assigned to hardship overseas tours. Alternatives #1. Maintain existing PCS policies. (Agency request) #2. Implement these policy changes gradually in 1977. (OMB recommendation) #3. Accelerate implementation of these revised policies in 1977. (Fiscal constraint level) BERRED 57 TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 1,440 1,650 1,760 1,870 Alternative #2 1,440 1,616 1,518 1,606 Alternative #3 1,440 1,593 1,415 1,525 Analysis 1. Prescribed Overseas Tour Lengths DOD currently prescribes tour lengths in all overseas areas. The Navy and Marine Corps plan to meet or exceed their prescribed average overseas tour lengths in 1977, while the Army and Air Force plan to meet only 77 percent and 86 percent of their respective prescribed average overseas tour lengths. These planned average overseas tour lengths for 1977 are also less than the actual tour lengths achieved during 1975. This is inconsistent with past trends indicating an increase in average overseas tour lengths for the Army. Moreover, a Defense audit study on overseas tour lengths in 1975 indicates that the actual Air Force overseas tour lengths tend to meet or exceed prescribed tour lengths. 2. Designate Hawaii and Alaska Nonhardship Tours as Domestic Assignments Currently all the military services consider tours in Hawaii and Alaska as overseas tours and therefore treat them differently from tours in the other 48 States (the CONUS). This generates additional moves because personnel completing tours in Hawaii/Alaska must be returned to the CONUS rather than being redeployed to a foreign overseas area. Likewise arrivals to Hawaii/Alaska must come from the CONUS, since personnel departing non-U.S. overseas areas cannot be directly assigned to Hawaii/Alaska tours. The Marine Corps has the only exception to this general policy, since they do GERALD send some Hawaii personnel directly to Okinawa and return some Okinawa personnel to Hawaii. 3. Implement a Limited Homebasing Policy Public law permits officers and entitled enlisted personnel serving an unaccompanied overseas tour to move their dependents to any place within CONUS at their selection. These moves are called designated point moves. Two Defense policies appear to cause the number of these moves to be greater than necessary: (1) Dependents occupying Government quarters must move when the sponsor is reassigned. (2) Advance notification of the assignment following a short (12-13 months) overseas hardship tour is not provided prior to departure for overseas. 58 Eliminating these two policies would save PCS resources by reducing the number of designated point moves and would improve morale by reducing the disruption in family life created by frequent movement. Additional savings would accrue, if the advanced assignment provided for a return to the military members' current location, his current "homebase." The Navy currently permits dependents whose sponsors serve hardship overseas tours to remain in quarters and also attempts to return the sponsor to his "homebase." Prior notification, however, is not provided. The Marine Corps is exploring the possibility of "homebasing" and concurs with the housing policy change. The Army is also testing the feasibility of providing advanced notification and "homebasing," but contends that the housing policy change will significantly increase waiting time for CONUS housing and thereby create morale problems. Table 1 shows the impact of implementing those policy changes under two alternatives. Alternative 2 provides a gradual implementation of these changes and Alternative 3 accelerates the implementation of these policies. Under the accelerated alternative (Alternative 3) : a. The Army would be required to meet its prescribed overseas tour lengths rather than only 90 percent in 1977. b. Alaska/Hawaii would be the same as CONUS tours for all personnel after January 1, 1976, rather than only for those assigned to Hawaii/Alaska after that date. C. The homebasing policy would continue to apply to one-third of the personnel assigned to overseas hardship tours. GLRALD Table 1 ($ in Millions) FY 1977 FY 1978 Alternative 2 Alternative 3 Alternative 2 Alternative 3 1. Overseas Tours -150 -206 -150 -206 2. Hawaii/Alaska -46 -93 -68 -93 3. Homebasing -46 -46 -46 -46 Total -242 -345 -264 -345 59 Finally, reducing the number of PCS moves would permit a reduction in the number of transient military personnel without in any way affecting unit strength or capabilities. Agency Request: Alternative #1. The department believes existing policies should be maintained pending their detailed review of the feasibility of implementing a "homebasing" policy and the morale implications from changing the overseas status of Hawaii/Alaska tours. OMB Recommendation: Alternative 2. Implementing these changes moderately in 1977 should be feasible; the morale impact from a change in Hawaii/Alaska tour status depends upon the attractiveness of those tours relative to other U.S. tours as perceived by military personnel. GERALD Issue Paper 60 Department of Defense 1977 Budget Real Property Maintenance Activities Statement of Issue Can funding for Operation and Maintenance of DOD real property be reduced while still providing facilities adequate to accomplish the military missions? Background Funding for operation and maintenance of real property in DOD, exclusive of family housing, is exceeding a $4 billion annual level. The Services, however, maintain that these funds are inadequate to do the essential maintenance and repair, and that the resulting unfunded requirement, referred to as the Backlog of Maintenance and Repair (BMAR), has grown to the point where mission capability is affected. OSD initiated an audit to determine the validity of the backlog while allowing the Services to begin funding to reduce it. The 1977 funding request represents initiation of the effort to bring the backlog of maintenance and repair work to what the Services feel is a manageable level. Alternatives #1. Approve the Defense request ($4,289 million), which provides for decreasing the backlog of maintenance significantly and assumes a $100 million reduction below the service requests. (Agency request) #2. Reduce the Agency request by $222 million in 1977 through application of cost saving techniques and allowing the BMAR to remain constant. (OMB recommendation) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 3,624 4,002 4,289 -- Alternative #2 3,624 4,002 4,067 -252 Analysis The following items have been analyzed and identified as reductions with the extent to which Defense can be expected to concur indicated. 61 a. Use of military construction units - The 59 military construction units in all four services can be used to accomplish at least $70 million in real property maintenance and repair annually. There is no law which precludes their use for such type work and it can be advantageously substituted for certain aspects of the construction unit's training. Accomplishing $70 million of RPM work with these units would require only about 20% of their time, leaving the balance available for training activities. Union opposition can be expected in some parts of the country. Defense staff reaction will be mixed to favorable. b. Reduction of Air Force military personnel - The Air Force utilizes military personnel to perform RPM functions to a far greater extent than the other services, as the following table indicates: 1977 Military End Strength Army 1,570 Navy 3,472 Marine Corps 613 Air Force 27,002 Total 32,657 Use of military personnel is much more expensive than either government civilian or contractor personnel. The Air Force justification for the use of military personnel has been analyzed, and we estimate that a conversion of 11, 786 military workyears to contract is feasible. Military end strength reductions related to this issue total approximately 14,000 due to the addition of supporting "tail" positions which always accompany a reduction in military personnel. Savings would be $30 million in 1977 and $60 million in 1978. This is a net savings after the cost of adding contract labor is computed. Defense reaction to this item will probably be favorable. C. Backlog of Maintenance and Repair - The proposed funding of $222 million to work down the back- log of maintenance and repair projects can be deferred. Adequate funding is being provided on an annual basis to provide facilities to accomplish the military missions. In addition, results of the Defense directed audits of the Navy and Army have cast doubt as to the validity of over 80% of the backlog. Defense staff reaction will vary from mild support to strong opposition. It is anticipated that OSD will reduce this request by $100 million in the budget scrub. Further reductions of $122 million are feasible. 62 Agency Request: Alternative #1. Last year the Secretary requested special information on the subject and indicated skepticism. However, we anticipate strong opposition from certain staff elements. The Services will oppose all alternatives to their request to varying degrees on the basis that any reduced funding will reduce their readiness. OMB Recommendation: Alternative #2. This provides adequate funding for operation and maintenance of DOD real property in 1977. There is no evidence to support assertions that readiness will be degraded as a result of this adjustment. GERALD is FORD Issue Paper Department of Defense 1977 Budget 63 Defense Energy Consumption Statement of Issue Can Defense consumption of petroleum products for operating forces be reduced without degradation of readiness? Background Defense consumes over $3 billion annually in fuel oil to operate its forces. Fuel costs for air, sea and ground operations for the Department of Defense continue to spiral upward. Some efforts have been undertaken to reduce consumption of petroleum and thereby absorb a portion of the huge price increase which has occurred since 1974. For example, a large investment program for aircraft simulators has been undertaken to permit lower flying hours without hurting readiness. Notwithstanding these efforts, petrcleum costs to the Department will increase 27% for the period of 1975 through 1977. During this two-year period, flying hours decrease 2%, ships' steaming hours increase 3.6% and ground operations increase by 2.3%. A summary of annual operating rates and fuel consumption is shown below: Total Total Total BBL's Flying Hours Steaming Hours Consumed 1975 8,500,000 849,000 182,000,000 1976 8,200,000 864,000 180,000,000 1977 8,300,000 880,000 182,000,000 Alternatives #1. Reflects planned military air, sea, and ground operations of the military services. (Agency request) #2. Reduces flying hours through increased use of smaller aircraft and flight simulators. (OMB recommendation) GERALD 64 #3. All of the reductions in Alternative #2 plus a further reduction of 2.5% in the tempo of operations. (Fiscal constraint level) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 2,770 3,123 3,354 3,520 Alternative #2 2,770 3,123 3,207 3,362 Alternative #3 2,770 3,123 3,127 3,282 Analysis Air, sea and ground operations within the Department will decrease less than 1 percent from 1975 through 1977, while overall petroleum costs will rise more than 27 percent. Several opportunities to reduce fuel consumption are possible: Navy and Air Force are presently utilizing large cargo aircraft to provide experience to new pilots. In lieu of the C-130 and C-141 aircraft presently used for this purpose, smaller aircraft (T-37 and T-38) can provide a large portion of the pilot training curricula. There would be no reduction in flying hours, but petroleum consumption would be reduced by 2.2 million barrels which would save $50 million. The Air Force is testing a reduced flying hour program for the B-52 strategic bomber which is the largest consumer of fuel per flying hour in the inventory. The new program stresses greater use of ground based training aids and fewer flying hours. No problems have been identified to date. Appli- cation of this new program to the entire B-52 fleet would reduce 2.2 million barrels of petroleum consumption and save $50 million. Similar reliance by the Navy on training aids could reduce petro- leum consumption by 1.0 million barrels and $24 million. Reserve force flying hours are projected to rise from 344,000 in 1975 to 391,000 in 1977. If the flying hour program were held to the 1975 level, a decrease of 1.2 million barrels of petroleum and $23 million would result. 65 Significant savings can occur by minor reductions in tempo of operations which we believe will not effect military readiness. A 2.5% reduction in flying and steaming hours would result in additional savings of 4.5 million barrels and $30 million. Agency Request: Alternative #1. Defense would oppose any reduction in operations tempo. Their objection would be based on an assumption that the reduction would decrease military readiness to an unacceptable condition. They would have less objection to increasing use of training aids. OMB Recommendation: Alternative #2. Offset a greater portion of the fuel price increase through smaller aircraft and substitution of flight simulators. GERALD h. FORD 66 Issue Paper Department of Defense 1977 Budget Inventory Levels Statement of Issue Can inventories of items procured through stock funds be reduced from planned levels? Background Inventories of supplies are maintained for issue to military customers on demand and to provide stocks to cover time lapsing between ordering and receipt from production, for protection against fluctuation in demands and receipts, and for mobilization purposes. As demands grow, the absolute size of backup stocks also grows. The converse should be true when customer demands decrease. Inventories of these items are projected to increase by $500 M from 1976 to 1977. Alternatives #1. Provide for restoration of fuel stocks drawn down in 1975 and other increases for greater protection against stock-outs (Agency request). #2. Maintain current stock levels. Do not increase fuel above the 1975 level. Allow increases for new items entering the supply system and for cost increases experienced (OMB recommendation). / Outlays ($ millions) 1975 1976 1977 1978 Alternative #1 240 500 500 Alternative #2 : 140 150 150 1/ Appropriations are generally not required in the revolving funds; however, excesses generated through sale of inventory without replacement may provide funds for transfer to offset appropriation requests elsewhere. GERALD ? eyes 67 Analysis A portion of the inventory increase relates to fuel drawn down in 1975 for economy measures. If the decision were prudent then, it is prudent today ($150 M). (Defense consumes under peacetime operations less than 2% of the U. S. fuel consumption.) Many of the items stocked are commercial type and although considered critical to Defense require- ments, they can, in emergencies, be obtained from the civilian sector (e.g., dress shoes, aspirin, radio tubes and transistors). Again Defense consumption of these items is only a small portion of the total production. Even for military technical repair parts, increasing stock levels across-the-board insures only that long supply stocks will increase since many items have adequate stocks. (More than two-thirds of all the orders are filled immediately by the supply depots.) In many instances, the reason for stock-outs is contractor backlog, strikes, etc., and no matter how large the order, delivery is limited by production capacity (e.g., forgings, castings). Two basic questions are: How long a pipeline should be funded and how much mobilization reserve stocks should we buy. Agency Request: Alternative #1. Defense would oppose further reductions, particularly of fuel stocks as possibly impairing readiness levels. OMB Recommendation: Alternative #2. We believe that inventory levels are generally adequate and across-the-board increases are not required. 68 Issue Paper Department of Defense 1977 Budget Civil Defense Statement of Issue Should the scope of the Civil Defense program be redefined? Background The Defense Civil Preparedness Agency (DCPA) within the Department of Defense has responsibility for the federal civil defense program whose mission is to prepare for the protection of the civilian population in the event of a nuclear attack. Activities of the agency include developing and operating a nationwide warning and detection system, identifying radioactive fallout shelters, providing for civil defense training and education, and assisting state and local governments in strengthening emer- gency operating capabilities. About 65% of the DCPA program is provided in the form of grants and contracts to State and local governments. While all use of DCPA funds must be related to preparing for a nuclear disaster, State and local governments encourage secondary use of preparedness funds for natural disaster contingencies. They look upon the DCPA as the major federal source of funding for such purposes, and for supporting their own staff and institutional base. Funding for DCPA activities has been about level over the past several years in the $80-85 million range. The DCPA request for 1977 is $123 million, reflecting increases for communication and warning systems support, and planning for a city evacuation program. Alternatives #1. Continue DCPA role of broad support of activities relating to both natural and nuclear preparedness. (Agency request) #2. Redefine scope of DCPA program to limit support to functions narrowly related to nuclear disaster preparedness. (OMB recommendation) 69 TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 82 87 123 130 Personnel end strength 653 653 653 653 Alternative #2 82 87 40 42 Personnel end strength 653 653 300 300 Analysis The alternative proposes that DCPA should limit its role to Defense peculiar nuclear disaster require- ments, shifting more responsibility for the funding of disaster preparedness to the States and to agencies responsible for natural disaster preparedness, such as the Federal Disaster Assistance Agency and the Federal Preparedness Agency. DCPA would reduce and/or eliminate such activities as: salary support of personnel in State and local offices who are being utilized primarily for natural disaster preparedness; procurement of emergency vehicles and equipment which are used mainly for normal community rescue oper- ations; and construction funds for disaster emergency centers in areas which have a low probability of being affected by a nuclear strike. DCPA would continue to support functions which relate primarily to nuclear preparedness. These would include the national communication and warning systems, preparation and publication of material relating to nuclear disaster preparedness, procurement and maintenance of radiological monitors to measure the effects of radioactive contamination, and planning related to the city evacuation program. Unless accompanied by compensating increases in other Federal preparedness agencies, a significant reduction in DCPA funding would raise strong political opposition since virtually every State participates in the program. Agency Request: Alternative #1. Defense believes that neither the States nor other Federal agencies can be depended upon to provide a common base upon which DCPA can build a nuclear preparedness program. Defense would also point out that the 1972 NSDM #184 established a floor on the level of DCPA funding and recognized the dual use of DCPA resources for both natural and nuclear preparedness. OMB Recommendation: Alternative #2. Defense should fund only those functions closely related to nuclear preparedness. States and other agencies should have primary responsibility for providing funds for natural disaster preparedness. Consideration should be given to providing increased funding for appropriate Federal agencies, including FDAA and FPA. Issue Paper 70 Department of Defense 1977 Budget Travel Statement of Issue Should Defense travel funding be reduced? Background Current estimates for travel funding show an increase of $12 million from 1976 to 1977, and $128 million from 1975 to 1977. This covers travel for administration, operations, training and civilian permanent change of station (PCS) moves. It does not include active military PCS, training or unit moves. Since 1977 estimates do not contemplate an increase in per diem or mileage rates, all growth can be attributed to expanded travel plans. Alternatives #1. Provide sizable increases in 1976 and 1977 over 1975 actual use (Agency request) #2. Reduce 1977 Defense travel to a level 5% below the actual 1975 travel level, adjusted for per diem increases. (OMB recommendation) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 502 618 630 630 Alternative #2 502 536 536 536 Analysis Program increases since 1975 are generally related to administrative type travel. Since reduc- tions in civilian personnel are contemplated, it is unrealistic to assume that administrative travel should be increased--rather a decrease in requirements should be expected. Some travel could be deferred or shortened and that deferral would not affect readiness. For example, travel for meetings and conferences could be reduced. A 5% reduction in travel below actual 1975 experience would save $94 million in 1977. 71 In the past, Congress has suggested and, in fact, legislated curtailment of travel. They would undoubtedly support reductions in this area. The Defense Department would oppose reductions, claiming 1975 was an austere year for travel, and would attempt to reverse such a decision. Agency Request: Alternative #1. Defense claims the travel level is needed to accomplish its mission. OMB Recommendation: Alternative #2. This would reduce travel by 5% below the 1975 level adjusted for legislated increases in per diem costs. GERALD P. 72 Issue Paper Department of Defense 1977 Budget MAC Charter Concept Statement of Issue Should the Military Airlift Command (MAC) reduce commercial aircraft charter flights and utilize unused commercial capacity at reduced rates on scheduled airlines? Background Annually, Defense airlifts over 1.1 million passengers to overseas locations from military airfields. Almost all fly on commercially chartered aircraft to overseas areas serviced by U. S. flag scheduled airlines. Scheduled flag carriers are willing to use their unsubscribed seating at less than charter seat cost for military passengers since the incremental cost of adding a few extra passengers is insignificant. Alternatives #1. Continue to provide commercial charter service from military airfields for military passengers, retirees and their dependents. (Agency request) #2. Use block seat purchases on commercial scheduled airlines to move passengers to and from overseas locations. (OMB recommendation) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 21 23 26 24 Alternative #2 21 23 13 13 GERALD 73 Analysis In recent years, U. S. flag carriers have experienced decreasing load factors on their overseas flights. Commercial flights are currently flying half empty to the same locations for which Defense is chartering dedicated flights for military personnel and their dependents. This results in an unnecessary expense and waste of fuel. Four engine jets consume 40,000 gallons of fuel on round trip from New York to Europe. Recognizing this situation the CAB granted a limited "Fuel Crisis" waiver thru June 1976 to permit two scheduled airlines to offer less than charter rates to the military for block seat purchases. During this waiver period, there has been no problem with passenger movement. Defense would like to continue use of block seat procurement but cannot without a waiver or change in policy by the CAB. They also cannot pursue the waiver for fear of being cited for favoritism to scheduled airlines. The Interagency Steering Committee which is reviewing the 1970 United States International aviation policy has endorsed the part charter concept as a means to achieve fuller utilization of aircraft. Extension of the waiver, however, is not now contemplated. The major concern of the CAB appears to be allocation of business to all scheduled and non-scheduled airlines. One possible resolution of the problem would be to allow scheduled airlines to carry recurring passenger loads and to contract with the non-scheduled airlines for special charter flights. In addition to the fuel savings, cost reductions are possible by: ERALD - eliminating military terminal personnel and facilities, including possible termination of MAC FORD operations at McGuire AFB, New Jersey. - eliminating travel costs between commercial airports and the military airport which often require overnight stays at $35 per day. - savings of 10% per passenger ticket thru block seat procurement. Strong opposition to this proposal can be expected from service personnel (both active and retired) since this would virtually eliminate the free transoceanic space available travel that they now enjoy. Unless an equitable distribution of work is assured, opposition can also be expected from the non-scheduled carriers participating in the CRAF. A decision by the CAB follows consideration of all parties' views and opposition by the non-scheduled airlines could result in disapproval. 74 Agency Request: Alternative #1. The budget request assumes there will be no block seat purchases in 1977. OMB Recommendation: Alternative 2. Assume CAB approval to extend the block purchase plan into 1977 and expand its coverage to all MAC routes. Strong Presidential support will probably be required. This cannot be unilaterally implemented by Defense. GERALD R. FORD 75 Issue Paper Department of Defense 1977 Budget Rate Stabilization Statement of Issue Should rates charged DOD customers for supplies and services furnished by revolving fund activities be fixed in advance each year to include an allowance for inflation? Background Most consumable supplies for defense users are purchased centrally through revolving funds--called stock funds--and paid for by the customer, when issued, out of annual operation and maintenance appropri- ations. Similarly, major overhaul of ships, aircraft and certain other services are provided by industrial type activities financed through revolving funds--called industrial funds--and paid for by the various customers out of annual operation and maintenance appropriations. These revolving funds have, in the past, operated as a business under a "break-even" procedure, adjusting their prices, as experienced, to recover allowable costs. Alternatives #1. Adjust prices to include an allowance for future inflation. This would permit the customer Operation and Maintenance appropriations to plan and budget for higher costs based upon anticipated inflation in the coming year. (Agency request) #2. Do not permit customer accounts to anticipate any inflation in the coming year in establishing their budget levels. (OMB recommendation) TOA ($ millions) 1975 1976 1977 1978 Alternative #1 - +350 +500 +500 Alternative #2 - -0- -0- -0- GERALD & ГОЛО 76 Analysis The intent behind the revolving fund system was to create an environment similar to that of private industry--the cost of operations to be recouped when goods and services were sold to customers. The Defense Department now proposes to fix prices and rates at an inflated level with no changes until the following fiscal year. At that time a new rate would be established to recover any past losses which might have occurred and to anticipate future inflation increases. Private industry cannot operate this way because of the presence of competition. Despite the fact that the Defense revolving funds are monopolistic, the principle of current pricing has been the expressed will of Congress. Another argument against rate stabilization is that, to the extent that it incorporates anticipated inflation in its prices, it is in violation of the A-11 prohibition against budgeting for anticipated inflation in annual operating appropriations. In favor of the proposal, two points can be made. First, planning in the industrial activities is made extremely difficult with significant resultant inefficiencies. This is due to extreme changes in workload generated by price changes which have to be absorbed by customers with a fixed amount to spend. Thus, for example, a naval shipyard may plan to employ enough labor to accomplish 20 ship overhauls, but when ensuing inflation occurs, perhaps only 15 overhauls can be funded. Because of the rigidity of Civil Service regulations, it is not possible to bring about rapid drops in employment levels and inefficiencies result. The second point in favor of the proposal is that there are instances where the A-11 prohibition against budgeting for anticipated inflation has been broken under very similar conditions. The Standard Level User Charges (SLUC) applied by GSA, the GSA General Supply Fund, and Medicare all include in their rates some anticipation of inflation. Agency Request: Alternative #1. Defense argues that given existing exceptions and the resulting inefficiencies, rate stabilization, including anticipated inflation, should be approved. OMB Recommendation: Alternative #2. We do not object to rate stabilization per se. However, inclusion of anticipated inflation in the budget for an operating appropriation violates the rules of A-11. Construction & Family Housing DEPARTMENT DEFENSE 1977 Budget 77 Construction and Family Housing Background The construction/family housing area shows a substantial growth pattern in recent years as the following table indicates. TOA ($ millions) 1977 1970 1975 Request OMB Recommendation Military Construction (less ASTF) 1015 1858 2512 1708 ASTF (Aeropropulsion Systems Test Facility) -- -- -- 437 Family Housing 581 1164 1449 1129 With the exception of ASTF, which is a single 1977 construction project, some background is in order concerning the forces which have been operating on both the military construction and family housing programs in recent years. A number of significant program initiatives have impacted on the military construction program since 1970. These initiatives have originated in part outside DOD. Three programs, in particular, water pollution, air pollution and energy conservation have become significant elements of the Military Construction Program in recent years. In addition to these federally driven programs, Defense initiatives for the achievement of an all-volunteer Army, the improvement of nuclear weapons storage facilities, a program to provide shelter protection for all tactical aircraft in Europe and the new facility program in support of the TRIDENT project have all generated significant requirements for construction projects. In family housing there have been, since 1970, significant changes in the criteria applied by DOD in assessing the eligibility for family housing and in determining qualitative standards for military family quarters. In 1970, it was Government policy to provide family housing quarters only to married officers and non-commissioned officers. In 1973, that criteria was reevaluated and changed to include all married military personnel. This generated a significant deficit of family housing units, despite the fact that military manpower levels have been declining in recent years. Construction of units to meet these deficits has now been virtually completed but significant cost increases are now showing up in the O&M area where these new units must be operated and maintained. Several years ago, DOD also GERALD FORD 78 revised the criteria by which family housing units were judged to be adequate or inadequate. The measure used was comparison with the type and size house being constructed by builders on the open market. This has resulted in a significant program of improvements to existing family housing units. This program is addressed specifically in the family housing issue. Alternative Level The OMB recommendation recognizes and continues the initiatives and programs described above, with the exception of the family housing improvement program, which we consider unwarranted, to the extent requested. Summary of Issues The following table shows the adjustments made in the OMB recommendation by category of facility. Impacts on 1978 are shown, but it is assumed that an offsetting amount of 1978 construction can be deferred to future years. TOA ($ millions) 1977 Agency OMB 1978 Request Adjustment Impact Military Construction 2512 -804 (+499) Program/Force Related 330 - 65 (+120) Operating Facilities 762 -249 (+196) Pollution and Energy 424 - 74 (+ 11) Medical Facilities 313 -210 (+ 60) Guard & Reserve 208 - 60 ( --) Other 475 -146 (+112) ASTF Agency Request -- -- (+437) OMB Recommendation -- +437 ( --) GERALD R. FORD Agency OMB 1978 Request Adjustment Impact 79 Family Housing 1449 -320 ( --) Operations & Maintenance 1116 -130 ( --) Leases 116 - 18 ( --) New Construction 126 - 91 ( --) Improvements 91 - 81 ( --) TOTAL, Construction/Family Housing 3961 -742 (+499) GERALD is Issue Paper Department of Defense 1977 Budget 80 Military Construction Statement of Issue To what extent can the Military Construction budget be reduced without adverse impact on military capabilities? Background The budget submission for Military Construction contains about 2,000 individual projects. While the program itself shows a year-to-year trend consistent with the other elements of the Defense budget, it should be recognized that, with certain minor exceptions, the projects which make up any single year's construction program are fully funded single items which bear no direct relation to either prior year or future year funding. Alternatives #1. The services initially requested $2,831 million in 1977 and $3,071 million in 1978. OSD will probably recommend adjustments of $-319 million in 1977 and $-200 million in 1978 for a revised estimate of $2512 million in 1977 and $2871 in 1978. (Agency request) #2. In addition to the amounts adjusted by OSD, further adjustments of $-859 million in 1977 are feasible on the basis that certain projects, while desirable, are either not essential or have not demonstrated a satisfactory economic justification. Approximately $500 million of this adjustment would probably have to be deferred to 1978. Although we have not examined 1978 in the same detail as 1977, it can be assumed that the $500 million can be offset by further deferrals from 1978 to subsequent years. (OMB recommendation) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 1858 2300 2512 2871 Alternative #2 1858 2300 1708 2671 78 Impact (-499) (+499) ( 81 Analysis The construction program has been analyzed by using the following definitions: Deletable - Projects deleted under this definition are considered desirable, but not essential to basic Defense mission requirements. Deferrable - Projects adjusted under this definition are considered deferrable from 1977, but will probably have to accomplished in the future. The following table illustrates our analysis of the 1977 construction program. While attempts have been made to be as objective as possible, there are no firm criteria for this type of analysis and the results must be regarded as subjective, to a large extent. 1977 Adjustments Request Deletable Deferrable 1. Operating Facilities 762 - 53 -196 Normal Military Housekeeping and Operational Construction 2. Pollution and Energy 424 - 63 - 11 Projects governed by special Federal policies and direct- ives originating outside DOD (i.e., OMB Cir. A-106) 3. Medical Facilities 313 -150 - 60 Related to all Defense Medical Programs 4. Guard and Reserve 208 - 60 -- Facilities for all Reserve components (Politically sensitive) 1977 Adjustments 82 Request Deletable Deferrable 5. Program/Force Related 330 -- -65 Facilities tied to major procurement programs or force initiatives 6. Other 475 - 34 -112 Miscellaneous utility construction, land acquisition, planning funds, etc. Agency Request: Alternative #1. The services will defend the construction program requested on the basis that it is necessary to provide facilities for mission accomplishment and to upgrade a small portion of the deteriorating facilities at military installations around the world. OMB Recommendation: Alternative #2. We believe the 1977 program can be reduced by about $859 million, without impact on major Defense programs. R. Issue er Department of Defense 1977 Budget 83 Aeropropulsion Systems Test Facility Statement of Issue Should funding be provided in 1977 to construct an Aeropropulsion Systems Test Facility (ASTF) ? Background The proposed ASTF at Arnold Engineering Research and Development Center in Tennessee would provide by 1983 a capability for testing new generations of high-performance turbine engines in environments similar to those experienced in actual flight. This includes testing of engines, with intake and adjacent structures at various angles in relation to air flow. Current facilities permit engine testing only in isolation from surrounding aircraft structure and, hence, do not provide direct information on possible interface and integration problems. Defense claims that the new facility would avoid costly flight testing and the need for post-flight engine and structural modifications. The new test facility would be used for both military and commercial engine development. Total costs for construction of an entirely new facility are estimated to be $437 million. Alternatives #1. The services initially requested funding for this project in 1977. OMB agrees that ASTF should be funded, if possible, in 1977. (OMB recommendation) #2. Defer for reconsideration in the FY 1978 budget. The Deputy Secretary has already approved this course of action. (Agency request and fiscal constraint level) TOA ($Millions) 1977 1978 1979 1980 1981 BA 0 BA 0 BA C BA 0 BA 0 - Alternative #1 437 60 -- 105 -- 104 -- 110 -- 58 Alternative #2 : -- 437 60 -- 105 -- 104 -- 110 Analysis The requirement for this facility is based on the need for full-sized wind tunnels as a basic tool in the development of turbine engines. While research on engine technology is NASA's responsibility, ERALD R. FOR, the actual development of high performance engines is an Air Force responsibility, since it is historically the military (fighter aircraft) requirement that pushes the existing state-of-the-art. The only way to develop a new turbine engine is to build it full-size, test it in a wind tunnel, correct the performance discrepancies found, test it again and repeat the process until the engine will perform to specifications. Existing wind tunnels in NASA and DOD were originally constructed in the immediate post World War II period. At that time, it was felt that all that was necessary for an effective test was to direct the flow of air into the front end of the engine at the appropriate speed. We have since learned that the interaction of the engine, the engine inlet (as large or larger than the engine itself), and even the surrounding portions of the aircraft are all critical to an accurate prediction of engine performance. Existing facilities simply cannot handle such simulations. As a result, engines now being developed can only be tested in small segments of their potential flight regimes. This results in overly-conservative designs and in the possibility of engine defects being discovered during the flight test phase of the program. The ASTF would permit full coverage of all potential engine flight regimes up to the limits of turbine engine technology and would permit ground testing in areas which can now only be tested in flight. Engine problems in an aircraft development program are extremely costly in terms of schedule slippage and cost overruns. DOD contends that the avoidance of one major engine-related problem in a large aircraft development program would probably amortize the cost of this facility. NSD staff agree with this assessment. OMB Recommendation: Alternative #1. OSD (DDR&E) is the major proponent for this facility, primarily on the basis of permitting bolder design of engines in the future. We support inclusion of ASTF primarily on the basis of its potential for reducing cost overruns in future development programs. Agency Request: Alternative #2. This is a new initiative which cannot be justified in support of any current mission requirement or approved program. Therefore, despite its desirability, it must be con- sidered deferrable under stringent economic conditions. The Deputy Secretary has made this decision, at present, although it will be appealed by DDR&E. ERALD R. FORD Issue er Department of Defense 1977 Budget 85 Family Housing Statement of Issue Should the Defense Family Housing program be reduced? Background The Defense Family Housing program provides funds for operation and maintenance of nearly 400,000 houses, for leasing nearly 25,000 units, and for the construction of new housing. Alternatives #1. Provide a family housing program of $1449 million in 1977. This would include 24,753 leases and construction of 2667 new units. (Agency request) #2. Provide $1129 million for family housing in 1977. This would include 22,418 leases and ERALFORSTRUCTION of 894 new units. (OMB recommendation) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 1164 1279 1449 1516 Alternative #2 1164 1279 1129 1187 Analysis Operations and Maintenance: (Request $1116 million in FY 1977) This program has been analyzed by: (1) recognizing the inflation that has occurred from the Fall of 1974 to the Fall of 1975 (7%) and providing for that much increase in 1977 and 1978 over the 1975 base and, (2) providing for 1% per quarter program growth through the end of 1978. The Defense request is substantially above the resulting level and can be reduced by $130 million in 1977. The services argue these increases are needed because of rising utility rates, to reduce maintenance backlogs, and to provide financing flexibility. Leasing: (Request $116 million in 1977) Historically, the Army has had about a 5,000 lease short- fall in Germany because of resistance of the Germans to lease. Rephasing the German lease program to 80 recognize this reluctance and recognizing that the public sector can provide adequate housing in many domestic areas, the request can be reduced by $18 million in 1977. New Construction: (Request $126 million in 1977) The services are requesting construction of 2,667 new houses in FY 1977 and 3,961 units in FY 1978. The services assert these houses are required because of installation mission changes; because local communities cannot provide adequate, sufficient, or economical housing, and because of remoteness of foreign installations. Review of the requested construction projects indicate that local communities can provide support. For example, New Orleans with over 1.5 million people has sufficient housing to negate a 200-unit project. Mission changes at Fort Polk, Louisiana and at Bangor, Washington (TRIDENT) would require funding for 894 units in FY 1977 and 1058 units in FY 1978. Allowing for these projects, the service request can be reduced by 1773 units in 1977 and 2903 units in 1978. Savings would be $91 million in 1977 and $128 million in 1978. Improvements: (Request $91 million in FY 1977) The types of projects include: modernizing kitchens with dishwashers, disposals and cabinet space; modernizing bathrooms; adding bathrooms, bedrooms, family rooms, porches, carports, lanais, patios; enlarging patios, closets; increasing storage space; providing privacy screening; improving playgrounds; adding skylights; soundproofing; adding entry canopies; central air conditioning; painting; adding utility space; adding fire protection; adding sunshades; and rearranging bedrooms. On some units total improvements exceed $20,000. The services justify these programs to increase unit life, to improve morale, and to bring housing up to comparable industry construction standards. The OMB alternative would limit improvements to: increasing unit life, repair of major faults, improving safety, and replacement of non-functional features. The alternative challenges the assertion that these improvements are necessary because: (1) the existence of family housing waiting lists at most installations implies that military personnel desire to live in the presently configured quarters without these added improvements; (2) as presently constructed, the average difference between DOD estimated housing fair market rental and forfeited BAQ exceeds $1,300. To the extent these improve- ments are made, the difference would increase, thus, providing a further subsidy for married military personnel occupying family housing. OMB recommendation would delete $81 million. Congress has been sympathetic to the housing program and has often provided funds above the amount requested. 8, Agency Request: Alternative #1. Provide a family housing program as follows: 1977 1978 Units TOA Units TOA O&M (existing units) n/a $1116 n/a $1139 Leases 24,753 116 20,624 82 New Construction 2,667 126 3,961 178 Improvements n/a 91 n/a 117 OMB Recommendation: Alternative #2. Provide a family housing program as follows: Units TOA Units TOA O&M n/a $ 986 n/a $1037 Leases 22,418 98 22,024 90 New Construction 894 35 1,058 50 Improvements n/a 10 n/a 10 Investment DEPARTMENT OF DEFENSE 88 1977 Budget Investment Overview Defense request and alternative levels The 1977 Defense request for research, development and procurement of new systems and equipment totals $41.4 B, an increase of $11 B or 35% above the estimated 1976 level and 60% above the 1975 level. This increase provides for large growth in all categories of defense modernization. The recommended alternative provides an overall increase of more than 20%, continuing to allow real growth in all areas. The alternative makes no adjustments in the Defense request for strategic forces modernization and recommends more moderate but still significant increases for tactical systems and non-major systems procurement. Research and Development. Except for the Navy F-18 aircraft development program, the recommended alternative accepts the Defense proposed R&D level. The 1977 R&D program reflects level spending for strategic R&D. Significant increases are planned for tactical systems development and for the research and technology base. Procurement. Strategic systems procurement is planned to increase sharply in 1977 as both the B-1 bomber and Trident missile enter full-scale production. The recommended alternative provides the full requests for these systems. The Minuteman III missile program will be an issue if Defense amends its request and proposes to continue production. In the tactical systems category, large increases are proposed for new ship construction, including expanded procurement of nuclear-powered attack submarines and guided missile frigates, initial procure- ment of a conventionally powered destroyer, and long-lead procurement of the new CVNX carrier and the new CSGN nuclear powered strike cruiser. There are also significant increases in the procurement of tactical aircraft and land forces equipment, including tanks. The recommended alternative provides increases in these tactical areas but at a more moderate pace by adjusting production rate schedules, by deferring initial production where procurement appears premature, and by terminating several low priority aircraft and missile programs. The fiscal constraint alternative includes further deferrals of tactical systems procurement. Both alternatives add $.8 B to the agency request to cover full funding of ship construction. The intelligence program reduction shown in the Defense modernization summary is not included as a separate issue in this review, but will be addressed in the intelligence program review. GERALD R.FORD FORD 89 Defense Modernization Summary (TOA in $ billions) 1977 1978 1976 Agency OMB Agency OMB 1975 Est. request Recommendation request Recommendation R&D Ștrategic 2.1 2.4 2.5 2.5 Major Tactical Systems Development 2.9 3.3 4.2 4.0 Other 3.6 3.7 4.1 4.1 8.6 9.4 10.8 10.6 12.0 11.8 Procurement Strategic 2.1 1.6 3.6 3.6 Major Tactical Systems Procurement 6.8 9.9 14.5 12.7* Intelligence 1.8 2.0 2.4 2.2 Other 6.7 7.8 10.1 9.1 17.4 21.3 30.6 27.6 34.0 30.6 Total R&D and Procurement 26.0 30.7 41.4 38.2 46.0 42.4 * Includes $.8B not included in Agency request for full funding of ship construction. GERALD R. FORD 90 A large increase is also requested for non-major systems procurement including ammunition, communi- cations equipment, aircraft modifications, spares and repair parts, and general support equipment. The recommended alternative assumes that this procurement category can be considered on a level of effort basis and still provides an increase which allows significant real growth. Impact of recommended level The recommended alternative achieves the following objectives: maintains our commitment to continuation of major strategic programs and moves ahead with a range of new strategic options. signals real growth in principal areas of tactical systems development and procurement, reaffirming the President's commitment to general purpose force modernization. includes real growth in the Defense research and technology base. demonstrates a commitment to efficiency by terminating or deferring low priority systems. Summary of Issue The following table lists the specific program issues: Adjustments to 1977 Agency Request (TOA in $M) Issues OMB Recommendation Fiscal Constraint Level Non-major systems procurement -1,000 -1,000 Ground forces procurement -238 -359 Major warships: Cruisers/Destroyers --- -1,029 Aircraft carrier funding -200 -200 Attack submarines and patrol frigates -249 -660 Support ships -363 -363 Full funding of shipbuilding +846 +846 Condor missile GERALD R. -49 -49 F-18 development -233 -233 Tactical aircraft procurement 7403 -1,102 -1,270 Aerospace overcapacity -402 -513 Advanced tanker/cargo aircraft --- --- Minuteman III missile procurement (-322) (-322) -2,990 1 -4,830 91 Issue Paper Department of Defense 1977 Budget Non-major Systems Procurement Statement of Issue Should the level of non-major systems procurement be reduced below the current Defense estimate? Background About 35% of Defense procurement is comprised of non-major systems such as communications and electronics equipment, ammunition, aircraft spares, repair parts, and support equipment. These are the items which directly impact the capability and readiness of the current operating forces as opposed to the major procurements of new ships, tanks and aircraft which will impact future force levels. Alternatives #1. Allow a 30% increase in non-major systems procurement in 1977. (Agency request) 2. Allow a 17% increase in non-major systems procurement in 1977. (OMB recommendation) TOA ($ millions) 1975 1976 1977 1978 Alternative #1 6,700 7,800 10,100 11,300 Alternative 2 6,700 7,800 9,100 10,200 Analysis The table shows funding of non-major systems procurement by principal category. The Defense request will provide an overall increase of about 30%. The OMB alternative assumes that, in the aggregate, non- major systems procurement can be treated on a level of effort basis. It assumes that a 17% overall increase will cover inflation, provide real growth of 5%, and cover possible congressional action. ERALD caps 92 Non-major Systems Procurement (TOA $B) 1977 1976 Agency OMB 1975 Est. Request Recom. Munitions 1.2 1.3 1.6 Modifications and spares 2.2 2.3 3.1 Support equipment and facilities 2.0 2.4 3.1 Support vehicles .2 .4 .5 Communications and electronics 1.1 1.4 1.8 6.7 7.8 10.1 9.1 Agency Request: Alternative #1. Additional reductions, however, are likely to be achieved during the internal Defense budget review. OMB Recommendation: Alternative #2. An overall non-major systems procurement increase of 17% can be allocated to avoid any adverse programmatic effect. BERALD R. FORD 93 Ground Forces Modernization - Objectives and Programs The major objectives of the ground forces modernization programs are to: - Provide new technology equipment for the anti-tank and air defense missions. - Counter the tank-rich Warsaw Pact forces by a combination of helicopters, tanks, and anti-tank weapons. - Continue to modernize the reserve forces. - Rebuild war reserve stocks. The major 1977 programs proposed by DOD to accomplish this are: - Upgrading of helicopter gunships to provide improved anti-tank capabilities and development of a new attack helicopter. - Initial procurement of a new troop-carrying helicopter (UTTAS). - Procurement of new missiles for air defense and anti-tank purposes (TOW, Dragon, Stinger). - Upgrading of existing M-48 tanks. - Increased production of new M-60 tanks. - Development of a next generation tank (the XM-1). - Procurement of a long range non-nuclear Lance missile to augment artillery capabilities. The recommended alternative adjusts tank development and production schedules to (a) recognize a fact-of-life slip in the build-up of M-60 tank production rate, (b) insure competition between U.S. and German prototypes of the new tank. The alternative also proposes cancelling the non-nuclear Lance program because of its marginal effectiveness. Other major initiatives are fully supported. GERALD FORD Issue Paper 94 Department of Defense 1977 Budget Ground Forces Procurement Statement of Issue Should procurement of the non-nuclear Lance missile, and the XM-1 tank, be initiated in 1977? What should be the production rate of the M-60 tank? Background The Army's force modernization Program includes initial procurement in 1977 of the Lance non-nuclear surface-to-surface missile, initial long-lead procurement for the new XM-1 tank, and acceleration of on-going production of the M-60 tank. Alternatives #1. Accept Army plans for 1977 procurement of the systems mentioned above. (Agency request) #2. Cancel procurement of non-nuclear Lance and defer long-lead funding of the XM-1 tank. Recognize a fact-of-life slip in the M-60 tank production build-up. (OMB recommendation) #3. Maintain a constant M-60 tank production rate in the 1976-80 period and defer funding for ancillary equipment. (Fiscal constraint level) TOA ($Millions) 1975 1976 1977 1978 Alternative #1 186 379 656 564 Alternative #2 186 379 418 488 Alternative #3 186 379 297 470 GERALD P. 95 Analysis Non-nuclear Lance - The Army has completed procurement of the nuclear Lance missile and now proposes to procure a non-nuclear version to augment conventional artillery capability. The requirement for a Lance armed with conventional warheads has been controversial both in Congress and within Defense because this system overlaps existing Air Force capability. Both OMB and Defense staff have concluded that Lance is not cost-effective. The Israelis have procured 104 non-nuclear Lance missiles and carriers. This equipment will be completely delivered by December of 1975, and is not a factor in the 1977 budget request. In the absence of additional foreign procurement, a decision to cancel non-nuclear Lance in 1977 would terminate the production line. XM-1 tank - The Army program for 1977 includes initial production funds for the new XM-1 tank leading to initial production in 1979 with full-scale production commencing in FY 1980. The Army has been directed to test a Leopard II German developmental tank in competition with U.S. developed prototypes. Because of delays in testing the modified Leopard II, the Army plans to select a winner of the U.S. competition and to enter full-scale development prior to completion of tests with the Leopard II. This puts the German tank under a heavy competitive disadvantage since the Leopard must not only outperform its U.S. competition, but must provide cost savings at least equal to the termination costs for the ongoing domestic contractor. The alternative would rephase the program to permit evaluation of the modified Leopard II tank, con- sistent with the Defense commitment to the Germans to provide a competitive opportunity for the Leopard II as part of the NATO Standardization program. Rephasing the XM-1 program to permit competition with the Leopard II was raised by the 1976 House Appropriations Committee report. If the HAC proposed reductions are sustained, the program will probably be forced to slip one year. M-60 tank production - The Army has undertaken to increase its tank inventory and has significantly expanded its M-60 tank production capability by opening a second source for hull and turret castings. Production of tanks is planned to rise from 662 in 1976 to 886 in 1977. This is motivated by inventory drawdowns experienced as a result of the 1973 Middle East War, by higher reestimates of requirements to meet attrition losses, and by a decision to convert two combat divisions from infantry to armor. GERALD ? 96 The recommended alternative supports the Army's decision to increase tank production but recognizes a fact-of-life slip in the production of tanks procured with 1976 and prior year funds. The Army program is based on achieving a tank production rate of 104 per month by March 1977. Delays in selecting a second source for hull and turret castings have caused a seven-month slip in achieving this production rate. This allows the funding of about 170 tanks to be deferred from 1977. The fiscal constraint alternative further reduces the 1977 tank program by smoothing production rates over the 1977 to 1980 time period. This would shift funding from earlier to later years with inventory objectives still being achieved by 1980. A disadvantage of this alternative is that tank production capability, which has just been expanded, will not be fully utilized. In addition to the production rate adjustment, the fiscal constraint alternative defers funding of some ancillary tank equipment (a laser range-finder and solid state computer) to permit more complete operational field testing of these systems before commitment to production. The following table compares M-60 production rates under all three alternatives. Alternative 1 Alternative 2 Alternative 3 1976 662 662 662 1977 886 716 623 1978 649 649 623 1979 786 786 623 1980 171 341 623 Total 3,154 3,154 3,154 Agency Request: Alternative #1. The Army considers these items of high priority. OMB Recommendation: Alternative #2. Continue to support Army modernization efforts but recognize fact-of- life changes in the M-60 tank and phase the XM-1 tank program to allow competition with the German Leopard II tank. Cancel non-nuclear Lance. GERALD 97 Naval Forces Modernization - Objectives and Programs The major objectives of the naval forces modernization programs are to: - Increase the overall size of the combat fleet from 496 ships at the end of 1975 to 541 by the end of 1984. - Improve the capability against enemy cruise missiles by introducing an improved air defense missile system into the fleet. - Maintain a carrier force control of the seas and to project power ashore. - Improve anti-submarine capability to protect sea lanes. - Replace aging support ships to supply and maintain the operating forces. The major 1977 programs proposed by DOD to accomplish this are: - Maximum procurement of the Patrol Frigate combat ship to serve as convoy escorts. - Initial funding for a new class of smaller carriers. - Purchase the first destroyer equipped with the new air defense missile system and provide initial funding for a missile equipped nuclear strike cruiser. - Continued procurement of nuclear attack submarines. - Acquisition of fleet oilers and destroyer tenders. The recommended alternative fully supports planned procurement of Patrol Frigates and new destroyer/cruisers. The alternative modifies the proposed program by (1) adjusting attack submarine funding to recognize shipyard capacity constraints, (2) deferring lead funding for the new carrier to permit better program definition, and (3) slowing down support ship replace- ment to allow for a Navy reassessment of support requirements. GERALD 98 Issue Paper Department of Defense 1977 Budget Major Warships: Cruisers/Destroyers Statement of Issue How should procurement of nuclear and conventionally powered cruiser/destroyers be phased? Background The Navy has identified as a high priority requirement an improved air defense capability against Soviet cruise missiles. Defense plans to initiate procurement of a mix of nuclear and conventionally powered destroyers and cruisers equipped with the Aegis air defense missile system to meet this need. The first ship, a modified DD 963 destroyer, (DDG) is planned for 1977 and would be conventionally powered. The second ship, a strike cruiser, with some offensive as well as defensive capability, is planned for 1978 and would be nuclear powered. Last summer, the President amended the 1976 budget to provide advanced funding for the ship but Congress deleted the funds requested. Title VIII of the 1975 Authorization Bill requires all major warships to be nuclear powered unless the President determines, and informs the Congress that it is not in the national interest. The current production plan is as follows: GERALD R. 1977 1978 1979 1980 1981 FORD Conventionally powered destroyers 1 2 2 2 LIBRARY Nuclear powered cruisers 1 1 1 Alternatives #1. Fund a conventionally powered destroyer in 1977 and plan for a nuclear powered cruiser in 1978; the President must make a Title VIII determination in conjunction with the 1977 budget. (Agency request and OMB recommendation) 95 2. Fund a nuclear powered ship in 1977 and a conventional powered ship in 1978; a Title VIII determination is not required in 1977. #3. Slip the planned Navy program for one year; no Title VIII determination is required in 1977. (Fiscal constraint level) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 1,029 1,073 Alternative #2 1,173 1,120 Alternative #3 1,029 Analysis Defense plans to procure a mix of nuclear and conventionally powered destroyer/cruisers as a feasible compromise between a more cost-effective but politically unacceptable all conventional force and a very costly all nuclear fleet. The Navy desires to introduce the Aegis air defense system into the fleet as early as possible in order to counter the Soviet cruise missile threat. The Navy now appears to have overcome Aegis development problems and this complicated but highly capable system appears ready for deployment. Alternative #1 provides for the most rapid introduction of the Aegis into the fleet since the lead ship, a derivative of the DD 963, would be relatively simple to design and build. The ship could be available by 1982. The design of the nuclear strike cruiser, on the other hand, is as yet not well defined. Even if the ship were fully-funded in 1977 as provided by alternative #2, its delivery date could probably not be earlier than December 1983, the currently planned date. While alternative #1 will require a Title VIII determination by the President, such a determination can argue that (a) early deployment of a new air defense capability is essential and this can only be provided by funding a conventionally powered ship; (b) we are still committed to the construction of a nuclear powered cruiser but full-funding of this ship in 1977 would be premature. GERALD R. Alternative #3 allows large 1977 savings with penalty of at least a year's delay introducing the Aegis missile system into the fleet. Agency Request/OMB Recommendation: Alternative #1. This will require a Title VIII determination 13788 by the President in 1977 and will provide for the earliest possible introduction of the Aegis air defense system into the fleet. 100 Issue Paper Department of Defense 1977 Budget Aircraft Carrier Funding Statement of Issue Should advance funding be provided in 1977 for a nuclear aircraft carrier? Background The Navy plans to retain a force of 13 aircraft carriers. In September, during the 1977 Defense program review, the Secretary of Defense directed the Navy to develop a new carrier type instead of continuing to build large follow-on carriers of the Nimitz class (90,000 tons). The intent of the smaller carrier is to reduce investment and operating costs but the specifics remain undefined. The new carrier will require extensive design work and the development of a new nuclear propulsion plant. The cost of the first ship is budgeted at $1,900 million, of which $200 million in advance funding is included in the 1977 request (about the same as a follow-on Nimitz class). In addition, about $250 million will be required in R&D funds, mostly for development of a nuclear plant. The funding profile for the first of a new size nuclear carrier (CVNX) is as follows: ($ Millions) 1977 1978 1979 CVNX 200 300 1,400 Alternatives #1. Fund $200 million in advance procurement for the CVNX in 1977. (Agency request) #2. Provide no funding for the CVNX in 1977. Defer procurement one year to permit better definition of ship characteristics. (OMB recommendation) GERALD FORD 101 TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 - - 200 300 Alternative 2 - - - 200 Analysis There are three considerations that argue against funding advance procurement for the carrier in 1977. - The design characteristics are not defined. So little is known at this point about what the ship will be like and the specifics of its power plant that the 1977 funding is no more than a convenient number. - Many in the Navy are skeptical about the cost-effectiveness of the new type carrier. The cost of the first 50,000 ton carrier will be at least as great as a Nimitz class carrier and it is likely to be less capable. The departure of Secretary Schlesinger removes the prime catalyst for this program. - The CVNX procurement in 1977 assumes both a 13 carrier force and replacement of Forrestal class carriers after 30 years of service. However, the size of the force in the mid-80s is still under discussion and a carrier force of 12 ships is a strong possibility. Also, service life of the older Forrestal class carrier may be extended from 30 to 35 years. Agency Request: Alternative #1. The CVNX represents a major new initiative by Defense aimed ultimately at reducing procurement and operating costs by scaling down carrier ship sizes. Defense believes the 1977 funding would demonstrate its commitment to the new ship. OMB Recommendation : Alternative #2. Continue to provide R&D funding only as evidence of Defense commitment to the new concept. Deferment of production funding for a year will encourage a better thought-out and planned program. GERALD 102 Issue Paper Department of Defense 1977 Budget Support Ships Statement of Issue Should the Navy buy fewer oiler and destroyer tender support ships in 1977? Background Defense plans to modernize and expand its fleet of oilers from 16 to 19 by 1984. They plan to procure nine new oilers for this program. The destroyer tender force will be maintained at 9. However, 7 new tenders are required to replace the aging fleet. The procurement plan is as follows: 1975 1976 1977 1978 1979 1980 1981 Oilers 2 2 2 2 3 2 Destroyer Tenders 1 1 1 1 1 1 Alternatives #1. Fund two oilers and one destroyer tender in 1977 and in 1978. (Agency request) #2. Defer funding one oiler and one destroyer tender in 1977 and defer one oiler in 1978. (OMB recommendation) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 128 441 465 573 Alternative #2 128 441 102 431 GERALD FORD 103 Analysis Deferral of these ships would have minimal effect on the combat capability of the fleet and would allow the Navy more time to reassess alternatives to satisfying support requirements. Oilers - The Navy plans to increase its force of 16 oilers by 3 additional ships. At present, half of the oilers are manned by Navy personnel and half by Military Sealift Command (MSC) personnel. The new ships are to be Navy manned and built to Navy specifications. The Navy has not adequately assessed options to man a greater portion of its oilers with MSC or union crews in order to increase ship utilization and decrease ship requirements. A shift to more civilian manning would require extensive retrofit of the new ships to meet commercial specifications. A delay in oiler construction would permit the Navy time to reevaluate manning plans before commiting to a specific ship design. Destroyer tenders - The Navy plans to replace existing destroyer tenders because of their age (26 year average) and because of requirements generated by the new destroyers now being delivered. At the same time, however, the Navy is embarking on an ambitious program to upgrade existing shore- based repair facilities which perform the functions of destroyer tenders. The shore facilities are in fact more efficient and capable than the tenders. It is not clear that the Navy continues to need as many tenders as are now in the fleet to satisfy mobility requirements. Delay of the 1977 procurement would allow time to consider placing greater reliance on fixed shore facilities than now exists. Agency Request: Alternative #1. The Navy believes that deferral of support ship modernization is not prudent. OMB Recommendation: Alternative #2. Slowdown of support ship procurements will permit the orderly consideration of lower cost methods of meeting requirements and not impact on force capability. GERALD FORD 104 Issue Paper Department of Defense 1977 Budget Attack Submarines and Patrol Frigates Statement of Issue Should patrol frigate and nuclear attack submarines procurement funding be rephased to reflect industry capacity? Background Navy patrol frigates (FFG) are small ships with a guided missile capability. They are a relatively inexpensive ship and can be constructed in one to two years faster than the 963 class destroyer. The Navy plans to procure 60 of these ships through 1981 as a major step toward expanding the size of the combat fleet. Nuclear attack submarines are tactical submarines used to search out and destroy enemv submarines. Defense procurement plans are as follows: 1976 1977 1978 1979 1980 1981 Attack submarines 2 3 2 3 2 3 Patrol frigates 6 11 12 11 13 13 Alternatives #1. Accept Defense procurement plans for 1977 and 1978. (Agency request) 2. Shift funding of one attack submarine from 1977 to 1978. (OMB recommendation) GERALD #3. In addition, reduce patrol frigate procurement by three ships in 1977. (Fiscal constraint level) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 688 1,343 2,475 2,476 Alternative #2 688 1,343 2,226 2,707 Alternative #3 688 1,343 1,815 2,718 105 Analysis Because of current shipyard backlogs, funding profiles can be adjusted for procurement of both patrol frigates and nuclear submarines without any impact on production delivery dates. Attack Submarines - Newport News and Electric Boat are the only shipyards currently capable of producing nuclear attack submarines. The Navy estimates 60 months as the minimum required time between ship award and delivery for this class of submarine. Consequently, the last of the 1977 ships can be awarded in January 1978 and still meet a January 1983 delivery date, as planned. By 1978, capacity problems are expected to ease sufficiently to permit procurement of three of these submarines. Patrol Frigates - The Navy has already reduced its planned buy from thirteen to eleven ships in 1977 and has indicated that even this number may be excessive given the capacity of the three yards that are building these ships. Current estimates project that the time elapsing from contract award to start of construction for the 1977 ships is nearly two years. Funding for three ships can be slipped in both 1977 and 1978 without affecting delivery. While the 1977 funding for both ships can be adjusted with no impact on ship delivery dates, the recommended alternative provides requested procurement funding for patrol frigates. This reaffirms the Administration's commitment to the program that most visibly increases combat fleet size. The fiscal constraint alternative reduces funding for both ships in 1977. Agency Request: Alternative #1. The Navy would oppose any reduction to its planned schedule as a lack of commitment to the programs in question. Efforts to reduce 1976 funding for attack submarines because of capacity problems were successfully opposed by Defense. OMB Recommendation: Alternative 2. Defer funding of one nuclear attack submarine to 1978 because of capacity constraints. Signal the Administration's approval of plans for significant increases in combat fleet size by accepting the full Defense patrol frigate request. GERALD 106 Issue Paper Department of Defense 1977 Budget Full Funding of Shipbuilding Statement of Issue Should shipbuilding be fully funded in 1977 for 1975 and prior year programs? Background The 1976 budget as presented to Congress requested 1976 funds to cover cost growth and escalation experienced in prior year programs. However, Congress made some reductions in these funds and authorized only the portion required for obligation in 1976, 197T, and part of 1977. The 1977 budget request fully funds cost growth for all program years and escalation for 1976 and 1977. Escalation for 1975 and prior year programs, however, is funded only for obligations required in 1977, with remaining funds of $846 M deferred to 1978-80. The funding profile is as follows: 1976 1977 1978 1979 1980 1975 and Prior: Cost Growth 932 532 Escalation 420 244 366 377 103 Alternatives #1. Incrementally fund escalation for 1975 and prior year programs as directed by the Authorizing Committees, deferring $846 M of funding to 1978-80. (Agency request) #2. Reestablish a full funding policy for all program years, adding $846 M to the shipbuilding program total in 1977. (OMB recommendation) TOA ($ millions) 1975 1976 1977 1978 Alternative #1 - - - +366 Alternative #2 +846 -366 GERALD 107 Analysis From the early fifties through 1974, the Department of Defense adhered to a full funding policy for shipbuilding and other procurement. "Full funding" means that before a contract is awarded, all the funds necessary to complete that contract should be in hand. In the event that additional funding is required before award but after authorization, necessary funds are provided by cancelling program. Additional funding required after awards are requested in the next budget. In the 1976 budget, when rising inflation rates increased the unfunded cost of 1975 and prior year programs by over $1 billion, the President, in response to a request from the Secretary of Defense, permitted a one-time exception to not fully fund the 1975 program. This avoided reductions in the planned 1975 program and presented Congress with a "fait accompli" since the $.9 B for escalation and cost growth was committed before Congress provides the funding. Congress, in the 1977 authorization, has taken a further step away from full funding and stated their intent "to authorize only such funds for escalation in shipbuilding programs as are estimated to be obligated in the current fiscal year and the next following fiscal year.' In the 1977 budget, Defense is proposing to return to full funding for the 1976 and 1977 programs but to continue to incrementally fund 1975 and prior year escalation. The merits of full funding rest on the proposition that the estimated end cost of a procurement, particularly of a major weapons system, should always be clearly visible and completely covered, both at the time of authorization and throughout construction. In this way, programs are not bought into on the basis of artificially low cost; cost increases are seen in their entirety when they occur and provide an opportunity to realistically reassess program. Future year program funding is not committed in advance to past year program completion. Agency Request: Alternative #1. Defense believes incremental funding of 1975 prior year escalation is a marginal deviation from the full funding concept and in line with congressional action on the 1976 budget. Defense would point out that full funding of prior year program escalation is a certain target for con- gressional reductions. OMB Recommendation: Alternative 2. We should avoid any further compromise of the full funding principal. GERALD R. FORD 108 Tactical Air Forces Modernization - Objectives and Programs The objective of the Air Force 1977 tactical air modernization programs is to increase our ability to defeat a major air/armored attack by the Warsaw Pact against NATO in Central Europe. Specific objectives are: - Improve the air-to-air combat capability, both quality and quantity, to maintain air superiority. - Provide increased support to the ground forces with particular emphasis on destroying tanks. - Provide the capability to detect and intercept low flying aircraft. The objectives of the Navy tactical air modernization program are to: - Improve its defense capability against anti-ship missiles. - Provide an air combat fighter to replace the F-4. The major 1977 programs proposed by DOD to accomplish this are: Air Force - Continued procurement of the F-15 fighter and initial procurement of the F-16 fighter as replacements for the F-4 aircraft. - Continued procurement of the A-10 aircraft for close air support of ground forces. - Continued procurement of the AWACS (airborne warning and control) aircraft for aircraft detection and battle management. GERALD R. FORD LIBRARY 109 Navy - Continued procurement of the F-14 fighter and A-7 attack aircraft. - Development of the F-18 aircraft to supplement the F-14 and A-7 aircraft. - Continued development and procurement of several tactical air-delivered missiles. The recommended alternative provides for continuation of all major Air Force procurement programs but, except for the F-16 program, at slower rates than planned. With respect to the Navy, the alternative provides for planned F-14 procurement but delays development of a new air combat fighter pending a thorough design competition. In addition, the alternative proposes termination of several uneconomic naval aircraft production lines and the cancellation of a marginal missile development program. GERALD R. 110 Issue Paper Department of Defense 1977 Budget CONDOR Missile Statement of Issue Should the CONDOR missile be cancelled? Background Since 1968 the Navy has proposed the initial production of this long-range air-to-ground missile. However, because of reliability problems, high cost and questionable utility, production has been denied by either the Secretary of Defense or Congress. Last year, despite wide opposition from Defense staff, CONDOR procurement was at the last moment included in the 1976 budget. Alternatives #1. Fund the Service request for procurement of the CONDOR missile starting in 1976. (Agency request) #2. Cancel the CONDOR procurement program in 1976. (OMB recommendation) TOA ($ millions) 1975 1976 197T 1977 1978 Alternative #1 -- 86 10 49 65 Alternative #2 -- -- -- -- Analysis Aimed at designing a missile capable of long-range (60 mile) air delivery against heavily protected, high value targets, the development of CONDOR began in the mid-1960's and has not yet been successfully completed. BERALD R. 111 The following considerations argue against procuring the CONDOR and for cancelling the program: Procurement is premature in view of the continued lack of missile reliability. Recent Navy tests found the missile unsuitable for service use because of reliability problems. Even if technical deficiencies are corrected, the missile has significant operational limitations. It can be used only under clear weather conditions; its large size and low speed make it vulnerable to anti-air defenses. CONDOR is very costly and will be procured only in small numbers. The Navy now plans to procure 800 missiles at a procurement cost estimated by Defense of about $600 M, including costs of ancillary delivery equipment. There are attractive competitors to CONDOR both in the inventory and under development. The Walleye guided bomb (5,000 is the current inventory) and the Harpoon missile are examples. The alternative assumes that the CONDOR missile is not worth its costs and should be cancelled. Agency Request: Alternative #1. The Navy wishes to procure a limited number of CONDOR missiles to provide a specialized capability to attack at stand-off ranges, heavily defended high-value land-based targets. OMB Recommendation: Alternative 2. Terminate the CONDOR program in 1976. There is considerable Defense staff support for the view that CONDOR is not worth the cost. CERALD FORD 112 Issue Paper Department of Defense 1977 Budget F-18 Development Statement of Issue Should the Navy reopen comeptition for a new air combat fighter? Background The Navy Air Combat Fighter (NACF) will replace F-4 fighter and A-7 attack aircraft. The F-18 design was chosen by the Navy in May 1975, on the basis of a congressionally-directed competition between the F-16 and F-17 air combat fighter prototypes. While the F-16 was selected by the Air Force, the Navy chose the F-18, a derivative of the competing F-17 prototype. Alternatives #1. Initiate full-scale development of the F-18 at a pace which will allow replacement of F-4s to start in 1982. (Agency request) #2. Recompete industry designs for a new NACF. (OMB recommendation) TOA ($ Millions) 1975 1976 19TQ 1977 1978 Alternative #1 20 110 23 346 638 Alternative #2 30 5 113 396 Analysis The F-18 design evolved as a compromise between performance requirements desired by the Navy and the restriction imposed by Congress to select an aircraft from the F-16/F-17 competition. The F-18 design that was chosen, however, has several deficiencies: GERALD R. FORD LIBRARY 113 Since the Air Force and Navy chose different aircraft designs, cost advantages of a common system cannot be realized. The F-18 only barely satisfies minimum Navy requirements especially with respect to range and payload. It falls far short of goals that the Navy desires. Although conceived as a low cost aircraft, F-18 program costs are already estimated to be comparable to those of procuring additional F-14s and A-7s. F-18 costs are likely to rise as the Navy attempts to upgrade F-18 performance characteristics. Since important elements of the Navy are known to prefer the F-14 to the F-18, there is little motivation for the Navy to restrain F-18 costs. The OMB recommendation assumes that recompeting the aircraft without the constraint of choosing an F-16 or an F-17 derivative may yield alternative designs that would approach Navy performance goals at acceptable costs. Several contractors appear confident that better solutions than the F-18 can be found. If such an alternative were found, the Navy would then be strongly motivated to keep costs below the threshold imposed by the F-14 options. The OMB recommendation differs from the views of congressional critics, who wish the Navy to delay the F-18 and more thoroughly consider F-16 derivatives in the interest of greater commonality. Agency Request: Alternative #1. DOD believes that the requested development program is essential in order to prevent a gap in Navy fighter availability during the early 1980s and attack aircraft in the mid-1980s, and that recompetition is not likely to produce more cost-effective alternatives than the F-18. Also, a delay in the F-18 program would raise total systems costs. OMB Recommendation: Alternative 2. Reopen design competition for a new Navy Air Combat Fighter. This will delay introduction of a new combat fighter by about one year, but may produce more acceptable alternatives than the F-18. GERALD R. FORD 114 Issue Paper Department of Defense 1977 Budget Tactical Aircraft Procurement Statement of Issue Should the procurement rate of new Air Force aircraft be reduced? Background The Air Force tactical air forces are being modernized through procurement of three aircraft: the F-15 air superiority fighter, the A-10 for close air support of land forces, and the Airborne Warning and Control System (AWACS) for command and control of the air battle. The Air Force plans to spend $2.7 billion in 1977 on these aircraft. In light of structural problems with the A-10 and foreign sales potential in the F-15 and AWACS, it may be prudent to stretch out procurement of these aircraft. Alternatives #1. Build up the monthly procurement of A-10s from a rate of 5 per month in 1976 to 13 per month in 1977; procure 6 AWACS aircraft and 108 F-15s in 1977 and 1978 (Agency request) #2. Hold production of the A-10 to 5/month through 1977; procure 3 AWACS per year in 1977 and 1978; procure 72 F-15 aircraft in 1977 and 108 in 1978. (OMB recommendation) #3. Hold production of the A-10 to 2/month--the minimum sustaining through 1977, keeping the AWACS and F-15 rates the same as Alternative 2. (Fiscal constraint level) TOA ($ millions) 1975 1976 1977 1978 Alternative #1 1,501 2,101 2,794 2,677 Alternative #2 1,501 2,101 1,692 2,278 Alternative #3 1,501 1,975 1,524 2,278 GERALD ? FORD 115 Analysis A-10. The A-10 is an aircraft designed around a large gun which can destroy tanks and other ground targets. During recent fatigue testing of the A-10 airframe, a major unanticipated structural failure in the fuselage developed after the gun was fired. This is a serious problem which must be thoroughly understood and corrective action taken. Alternatives 2 and 3 delay increasing the planned procurement rate of A-10s until the aircraft fix has been completed and demonstrated. Alternative 2 reduces 1977 TOA by $393 million; alternative 3 by $561 million. AWACS. DOD plans to procure a total of 34 AWACS aircraft for worldwide contingencies with the NATO theater driving the force size. Efforts are underway to encourage European countries to purchase some of the 34 aircraft, but the outcome of these efforts is uncertain. The buy of 6 aircraft in both 1977 and 1978 will give the U.S. 27 aircraft and will reduce the incentive for European countries to partici- pate in the procurement. If the 1977 procurement level were reduced to 3, it would give the European countries more time and incentive to make a positive decision regarding procurement. The risk of such a cutback would be higher unit procurement costs for those procured in 1977. Alternative 2 reduces 1977 TOA by $188 million. F-15. Defense plans to purchase 108 aircraft in 1976 and in 1977. The OMB alternative of 72 aircraft in 1977 assumes that at least 36 F-15 aircraft can be sold to foreign buyers in 1977, allowing the F-15 production line to be maintained at an efficient rate of 9 per month. Israel has already expressed strong interest in the F-15. While the rate of F-15 introduction into the Air Force would be slowed, F-4 aircraft could be retained in active inventory for an additional year without force or readiness degradation. Alternative 2 reduces 1977 TOA by $521 million. Agency Request: Alternative #1. Defense will resist any slowdown in the rate of tactical aircraft modernization. F-15 and AWACS are the top priority Air Force modernization programs. OMB Recommendation: Alternative #2. Continue tactical aircraft modernization but at a slower rate than proposed. GERALD R. FORD 116 Issue Paper Department of Defense 1977 Budget Aerospace Overcapacity Statement of Issue Should industry overcapacity be reduced by discontinuing several inefficient Navy aircraft production lines? Background Defense currently supports 11 major aircraft prime contractors. However, the annual requirement for new production military aircraft is not sufficient to maintain most of these contractors at economical production levels. In many cases, aircraft lines are producing well below economic rates. This issue examines the Navy's aircraft procurement program with a view to terminating those production efforts whose principal justification is the maintenance of a "warm base" rather than procurement aimed at filling major voids in the inventory at economical rates of production. Alternatives #1. Fund the Navy's request for procurement. (Agency request) #2. Fund a Navy procurement program which cancels continued production of the A-4M, A-6E, E-2C, and C-130 type aircraft. (OMB recommendation) #3. In addition to Alternative 2, cancel continued production of the EA-6. (Fiscal constraint level) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 1,926 1,994 2,122 2,129 Alternative #2 1,926 1,994 1,720 1,712 Alternative #3 1,926 1,994 1,609 1,596 GERALD R. FORD 117 Analysis The following table compares stated Defense requirements and inventory levels for several Navy aircraft that are being maintained in production at low, uneconomical rates. The table shows that with the exception of the EA-6, inventories either meet or show a surplus above required levels. Defense End 197T Surplus (+) Requirement Inventory Deficit (-) A-4 (light attack) 198 238 +40 C-130 (tanker, electronic surveillance and drone control) 68 68 A-6 (long-range attack) 219 310 +91 E-2C (early warning) 63 72 +9 EA-6 (long-range attack and jamming) 85 67 -18 A-4 DOD plans to reopen production lines for the procurement of only 36 A-4M aircraft during the transition quarter through 1978 period. A planned transfer of all remaining Navy A-4's to the Marines will satisfy the total requirement for these aircraft. No additional A-4 aircraft need to be purchased. C-130 The C-130 family turbo-prop cargo aircraft has been in production at Lockheed's Georgia plant for almost 20 years. The contractor's C-130 production line has been supported principally by foreign sales at a level of only three aircraft per month. Hence, the very expensive airframe cost of $9 million each. In 1978 the Navy proposes to procure three of these aircraft to launch drone targets and for a special communications mission. GERALD R. FORD 118 The need to enhance the target launching capability with this aircraft is not compelling. To the extent that any of these special communications missions for C-130 aircraft are valid, existing inventory aircraft should be modified for the purpose. Should foreign support of this line diminish, there would be no way to justify the cost of these procurements. A-6 This is the Navy's all-weather medium attack aircraft produced at a 12 per year rate. The Secretary directed the Marines to transfer all Marine A-6's to the Navy and, hence, the requirement for this aircraft has recently been reduced from 17 to 12 squadrons leaving the Navy with excess quantities of A-6 on hand. There is no justification for continuing to procure this aircraft. The quantities on hand are sufficient to maintain the total force until the next generation medium all- weather attack aircraft is ready for procurement in the late 1980's. E-2C The E-2C is the Navy's early warning aircraft. Production is planned at a 6 per year rate. The current approved requirement is for 63 such aircraft through 1982. Our present inventory includes 65 aircraft, and planned procurements of the E-2 through FY 1976 build this inventory in excess of the requirement until normal operating attrition reduces the inventory to 64 aircraft in 1982. Continuing to produce this aircraft at one every-other-month can no longer be justified. More selective application of the E-2 assets to those carriers deploying to high threat environments will preclude major loss of readiness in the fleet. EA-6B The EA-6B is the Navy's electronic warfare aircraft and is produced at the rate of 6 per year. The basic purpose of this aircraft is deep interdiction missions against enemy logistics bases where penetration must be made through a heavy electronic countermeasures environment. About 40% of the total requirement for the EA-6 is for Marine Corps, to satisfy an interdiction mission which may be inappropriate as a Marine Corps function. The Marines normally limit air support to the immediate land battle. If the Marines transferred assets for interdiction to the Navy, existing assets would be more than sufficient to meet requirements. GERALD R. 119 Three of these aircraft (the A-6E, EA-6B, and E-2C) are all currently in production at the Grumman Aerospace Corporation. Curtailing all 3, or even 2 of the 3 programs will have a significant impact at Grumman. As nearly all of Grumman's business base is absorbed by the Navy aircraft programs, the dollar values shown for Alternatives 2 and 3 have been adjusted to reflect the cost increases which affect other Navy aircraft programs at Grumman. Agency Request: Alternative #1. The Navy believes that continued low-rate production of these aircraft is justified in order to maintain a "warm base" for aircraft systems not needed in significant numbers in the inventory to provide for replacement and modernization of existing inventories. There is however, some Defense staff support for terminating these lines with the possible exception of the EA-6. OMB Recommendation: Alternative #2. Cancel aircraft procurement programs where requirements have been met. The Navy should aim at modernizing with suitable modifications of aircraft produced in economic quantities. GERALD R. FORD 120 Issue Paper Department of Defense 1977 Budget Advanced Tanker/Cargo Aircraft Statement of Issue Should the Air Force seek authorization to commence buying this type of aircraft in 1978? Background The Advanced Tanker/Cargo Aircraft (ATCA) will be a militarized version of a commercial wide-body jet aircraft, such as the Boeing 747 or McDonnel1-Douglas DC-10. It will be used as both a tanker and a cargo aircraft. The service request includes funds to demonstrate the feasibility of the approach but does not provide for procurement. Alternatives #1. Conduct a feasibility demonstration only. (Agency request) 2. Initiate procurement of an Advanced Tanker/Cargo Aircraft in 1978. Limit purchases to a maximum of 60 aircraft with the balance of the needed lift capability provided by modifying commercial aircraft. (OMB recommendation) TOA. ($Millions) 1975 1976 1977 1978 Alternative #1 62 0 Alternative #2 62 300 Analysis DOD has identified a large unsatisfied requirement for additional airlift capability to meet its NATO requirements on a timely basis. A low-cost plan to obtain this additional capability by modifying GERALD ?. FORD LIBRARY 121 110 wide-body aircraft owned by commercial air carriers has twice been rejected by Congress. That proposal had an estimated cost of S.8 billion over 15 years. DOD also can start to consider a replacement aircraft for its fleet of 600 KC-135 tanker aircraft which were acquired in the 1950's and have become expensive to operate and maintain. The DC-10, 747, and L-1011 wide-body jets currently in production could be adapted without major modifications to meet the Defense cargo and tanker aircraft needs. One wide-body jet tanker, for example, has the capacity of 3-5 KC-135 tankers. Thus, replacing some numbers of KC-135 with a smaller number of wide-body tanker/cargo aircraft would offer large operating economies. The wide-body jet manufacturers are currently experiencing severe financial problems with at least two of the manufacturers each facing losses of up to $1 billion on their program. Future business prospects are low with the distress conditions existing in air transportation. Thus, the manufacturers are eager for new business, and highly-competitive bidding could be expected for a new military tanker/ cargo program. DOD has proposed only a prototype demonstration in 1977 with no follow-on plans for procurement. The acquisition cost would average $30-50 million per aircraft when procured. An alternate plan, which would help meet the airlift and tanker needs, take advantage of the favorable competitive situation and would be more salable for Congress, involves: - Buying 60 tanker/cargo aircraft at a cost of about $2.5 billion. - Modifying 50 commercial aircraft at a cost of $.46 billion. Procurement could be initiated in 1978. Defense would present a plan involving purchase of new aircraft and modifications to the Congress. Approval to proceed would also be contingent upon Air Force agreement to reduce the KC-135 tankers on an agreed ratio of no less than two for each advanced tanker/cargo air- craft delivered, thus reducing future operating costs. Informal discussions indicate the Air Force will support the above plan. OSD staff, however, prefers the commercial aircraft modification, plan~only despite slim chances of Congressional approval. GERALD R. FORD 122 Agency Request: Alternative #1. Limit funding to a prototype demonstration only. Continue to press on an advanced tanker/cargo aircraft and Congressional approval to modify existing commercial aircraft. OMB Recommendation: Alternative #2. Present a plan to Congress to purchase 60 tanker/cargo aircraft and modify 50 commercial aircraft with initial procurement funding in 1978. GERALD R. FORD LIBRARY 123 Strategic Forces - Objectives and Programs The objectives of the 1977 strategic forces modernization program is to maintain a credible deterrent by: - Preserving the capacity to absorb a first strike and effectively respond against any aggressor. - Being prepared to launch a range of appropriate attacks, including attacks limited in terms of targets and numbers of weapons. - Being perceived as equal in overall capability to the forces of any opponent or combination of opponents. The major 1977 programs proposed by DOD to accomplish this are: - Continued engineering development and initial full-scale procurement of the B-1 strategic bomber. - Continued development and procurement of the Trident submarine and missile system. - Development of options for future deployment of improved intercontinental ballistic missiles that could be launched from fixed silos or mobile launchers. - Continued development of ballistic missile warhead accuracy improvement and long range cruise missiles. - Maintenance of a technology base for ballistic missile defense systems. - Improvements in strategic force command, control and communications. The recommended alternative makes no adjustments in the proposed strategic modernization program. The alternative assumes, however, that any expansion or acceleration of this program that may be necessary in the light of SALT developments should require specific Presidential guidance and approval. GERALD FORD 124 Issue Paper Department of Defense 1977 Budget Minuteman III Missile Procurement Statement of Issue Should Minuteman III Intercontinental Ballistic Missile (ICBM) procurement be discontinued after 1976? Background The Minuteman III ICBM carries up to 3 Multiple Independently Targetable Re-Entry Vehicles (MIRV's), is deployed in fixed, hardened silos in the North-Central U.S., and is the only U.S. ICBM currently in production. The last scheduled procurement of 50 missiles in 1976 meets all remaining requirements associated with the current deployment of 550 missiles, a number consistent with the Vladivostok SALT framework. The Air Force has not requested funding for continuing procurement in 1977, but the Defense Secretary may add funds for this purpose to the Defense request. Alternatives #1. Discontinue procurement of Minuteman III after 1976. (Agency request and OMB recommendation) #2. Keep the production line open by procuring 60 Minuteman III missiles per year in 1977 and 1978. (Possible revised Agency request) TOA ($ Millions) 1975 1976 1977 1978 Alternative #1 298 289 Alternative #2 298 289 322 340 GERALD LIBRARY ? FORD Analysis 125 Continuing Minuteman III production beyond 1976 was a principal item in the SALT-contingency budget amendment submitted by Defense but not yet approved by the President. If funds for continued production of the missile are included in the 1977 budget, this would preclude a visible Presidential decision later in possible response to SALT developments. Defense staff estimates that this decision can be delayed until February with no substantial cost penalty. A delay beyond June might incur sizable cost penalties. If a SALT agreement is achieved with MIRV limitations as proposed in the Vladivostok accord, then continued deployment of Minuteman III is not necessary and would be at the expense of less vulnerable missiles currently planned for undersea deployment. Agency Request: Alternative #1 but may be changed to Alternative #2. Defense may assert that continued Minuteman III production is a necessary hedge against SALT developments. OMB Recommendation: Alternative #1. If it is necessary to continue production in view of SALT develop- ments, this can be done later through visible Presidential action. GERALD R. FORD LIBRARY Small Agencies GERALD R. FORD LIBRARY This form marks the file location of item number 1-2 as listed on the pink form (GSA Form 7122, Withdrawal Sheet) at the front of the folder. 1977 Presidential Review Small Agencies Table of Contents *United States Information Agency *Board for International Broadcasting *Overseas Private Investment Corporation Arms Control and Disarmament Agency Office of the Special Representative for Trade Negotiations Council on International Economic Policy Inter-American Foundation FORD & LIBRARY BERRED Foreign Claims Settlement Commission *Selective Service System American Battle Monuments Commission U.S. Soldiers' and Airmen's Home National Security Council *Issue paper, agency appeal letter, or background paper follows summary. United States Information Agency UNITED STATES INFORMATION AGENCY Comments Agency requested modest program increases and several large Voice of America radio construction projects. OMB recommends (1) deferral of 1976 VOA construction project in the Philippines, already appropriated, (2) denial of all 1977 program increases, including VOA construction, and (3) cessation of low priority VOA language broadcasts (Baltic languages, Greek, etc.) and activities in countries of minor foreign policy importance (mostly African and Latin American). Agency appeals the Philippine project and restoration of program to level only slightly below that of 1976. See attached paper and appeal letter. Budget Full-time Authority Outlays permanent (In thousands of dollars) employment 1975 actual 243,358 240,193 8,662 1976 current estimate 273,230 268,787 8,650 1976 OMB employment ceiling XXX XXX 9,046 Transition quarter current estimate 72,989 69,217 XXX 1977 agency request 274,600 275,100 8,945 1977 OMB recommendation 246,057 252,933 8,452 Effect of OMB recommendation on agency request -28,543 -22,167 -493 1978 estimate 281,519 273,194 8,452 FORD UNITED STATES INFORMATION AGENCY The initial agency request of $309M BA included only minimal programmatic increases but contained a number of large Voice of America radio construc- tion projects. Given current budget policy, OMB recommends disallowing all increases and the radio construction projects (deferring the Philippine radio construction project already appropriated in 1976.) Further, OMB recommends reducing current low priority agency operations as follows: $ M Close lower priority country programs (approximately 20) 6.5 Close individual lower priority information centers 1.5 Discontinue VOA languages (approximately 10) 5.7 Reduce media output 4.2 Cut India book program, etc. 1.6 Reduce other support operations 1.9 While these have been identified by USIA as their lowest priority operations, the agency argues that most of these cuts should not be made. The agency believes a policy of detente makes USIA activities all the more important to our foreign policy. Further, the agency points out that some of these cuts would be unpopular with vocal minority groups in this country. The country programs to be closed are largely in sub-Sahara Africa and Latin America. The list of potential languages to be cut includes Estonian, Latvian, and Lithuanian, and Greek. In both instances, the agency argues opposition in this country to these cuts would be damaging to the administration even though those country programs and those languages are of little importance to the attainment of our foreign policy objectives. FORD LIBRARY & GERALD UNITED STATES INFORMATION AGENCY WASHINGTON DIRECTOR November 17, 1975 Dear Mr. President: In the past eight years USIA has made a substantial contribution to reducing the growth of Federal spending. The Agency's real resources (constant dollars) as of Fiscal Year 1976 are 20% less than they were in 1967. In the same period the USIA staff has been cut by more than 20% -- a reduction of 2, 774 positions. While USIA has already been thus reduced, we recognize fully the need to hold down the growth of Federal spending at this time. Accordingly, we are now significantly lowering our orig- inal budget proposals for Fiscal Year 1977. I am concerned, however, that the cut in the 1977 budget allowance for USIA set by OMB would greatly weaken the Agency when it is challenged to pursue around the world the ideological struggle that is inherent in the policy of detente. Detente seeks to replace a confrontation of arms with a competition of ideas. USIA is a principal instrument in this competition. If its capa- bilities to wage this vital struggle are damaged, critics would charge that the Administration was giving away an advantage to the Communist countries. Furthermore, the influence of our country in world affairs has been altered significantly by events of the last decade. Now, in a universe of nations interdependent more than ever, the United States must not weaken its ability to communicate with and persuade others about the strength of our values, the wisdom of our policies and the integrity of our leadership. The President of the United States FORD LIBRARY & -2- USIA requested budget authority of $309.1 million. OMB has allowed $246.1 million, a reduction of $63. 0 million (20.4%). We believe that the results of a cut of this magnitude would be damaging to the Administration and the nation. We have searchingly recxamined our request and can find ways to take a substantial cut but one with less drastic effects than the OMB allowance. We propose for USIA a 1977 budget authority of $274.6 million -- $34.5 million (11.2%) below our earlier request. To achieve this reduction, we would defer all Voice of America construction in Europe and modernization in the U.S. and forego additional funding for new posts and new program activities. In addition to the impact we foresee on the controversy about detente, let me mention some of the other implications of a cut of the size proposed by OMB. It is not possible to take such a slash in USIA resources without sharply cutting the Voice of America. We estimate that perhaps 10 of the 35 languages in which VOA now broadcasts would have to be dropped. Most of these language broadcasts have the backing of determined and militant ethnic constituencies with influential supporters in the Congress and the media. Protest among these constituencies across the country would be severe if it became necessary for us to drop several language services and 1080 would ultimately be directed against the Administration. The OMB proposals would also require that USIA cease GERALD operations in as many as 20 countries. National priorities dictate that these cuts would be concentrated in Africa and Latin America. This would bring protests from the governments of those countries, from the Black Caucus in Congress and from Black constituencies in the United States. The charge would be made that this large scale exit meant that the Administration did not care what happened in those African countries and did not consider them important enough to merit American attention. The same kind of reaction would greet the closing of a substantial number of our operations in Latin America and would echo through the Spanish-speaking con- stituencies who are quick to protest that the government ignores them. -3- The OMB proposal would impound funds already appropri- ated to construct VOA relay transmitters in the Philippines and deny 1977 funds requested for that purpose. While we accept the fiscal need to defer VOA construction elsewhere, we respectfully submit that aborting the Philippine project would have serious consequences. These transmitters would replace the VOA facility on Okinawa which is scheduled to close in May 1977 as a result of the Reversion Agreement with Japan. The loss of those trans- mitters, without replacement, would reduce the Voice of America in China and elsewhere in Asia. This result could bc seized upon and exploited by critics of the Administration's foreign policy. For all these reasons, I felt that I must appeal to you for relief from the proposed cut of $63. 0 million (20. 4%) in the USIA 1977 budget request. While the amounts we are considering here are relatively minor in the whole U.S. budget, we believe we could make an appropriate contribution to the cause of reducing the growth in Federal spending if our request were cut by the amount we now propose: $34.5 million (11. 2%). Respectfully, James Keogh Keogh ΓOKO LIBRARY & Board for Inter- national Broad- casting BOARD FOR INTERNATIONAL BROADCASTING Comments The Board seeks on appeal its original request which would maintain current Radio Free Europe and Radio Liberty operating levels, improve pension plans ($1.2M) and replace some old, low-powered transmitters with, high-powered ones ($2.9M). In addition to denying these increases, OMB recommends a cut in Radio employment ($1.2M) and a reduction because of recent appreciation of the dollar against the deutsche mark, ($4.5M). The Board argues there should be no employment cuts beyond the 550 made since 1972 and that the deutsche mark is unlikely to remain depreciated against the dollar. Budget Full-time Authority Outlays permanent (In thousands of dollars) employment 1975 actual 49,800 49,858 6 1976 current estimate 64,500 64,499 7 1976 OMB employment ceiling XXX XXX 7 Transition quarter current estimate 17,968 17,968 XXX 1977 agency request 62,546 62,546 7 1977 OMB recommendation 52,160 52,160 7 Effect of OMB recommendation on agency request -10,386 -10,386 - 1978 estimate 56,300 56,300 7 GREAT FORD OBRARY BOARD FOR INTERNATIONAL BROADCASTING United States of America Suite 430 1030 Fifteenth Street, N.W. Washington, DC 20005 202/254-8040 November 11, 1975 Honorable Gerald R. Ford President of the United States GERALD FORD LIBRARY The White House Washington, D. C. 20500 Dear Mr. President: The Board for International Broadcasting is cognizant of the fiscal problems and constraints with which OMB must contend in its effort to stop the spiralling increase in the cost of operations of the U. S. Government. In recognition of this problem, the Board reduced its final 1977 budget request by almost four million dollars, or over 6 percent, when compared to the amount authorized for fiscal 1976. However, the additional cuts of almost 20 percent recommended by OMB, coupled with those generated by the Board, would reduce RFE/RL to an inefficient operating level. Throughout the Board's Congressional hearings and during Floor debates, repeated references were made to expanding the role of the Radios to broadcast--as would an uncensored local station--to other countries and areas of the world where there is a restriction in the free flow of information. The Board believes that discussion of this nature reflects Congressional support for and understanding of the mission of the two Radios and underlines the necessity for at least maintaining the status quo. The Radios face some unique problems that arose because of previous operating decisions. These problems must be resolved to insure the Radios' ability to effectively function. They fall into three major areas: antiquated and underpowered transmitter equipment; operational dependence on the valuation of one foreign currency; and labor unrest stemming from a large number of recent terminations and the lack of improvements in pension plans. - 2 - 1. Funding authority for new transmitter equipment was received in fiscal 1976, marking the first time new hardware was purchased in over a decade. During this same timeframe, jamming of the Radios continued at a highly sophisticated and powerful level in four of the six target countries. Other broadcasters increased their power dramatically with stations which had been on the air with 50 or 100 kilowatts, building 1,000 kilowatt or even larger facilities. In addition to the power increase by other broadcasters, many new countries entered the field with very powerful equipment, thus causing interference due to crowding of the band and power overlap. The funds requested this year ($2,900,000), coupled with those of last year ($3,080,000) would provide installations on politically stable soil (West Germany). It should be noted that the situation on the Iberian peninsula, the single overriding point which generated favorable response to the FY 76 request for equipment, has not stabilized. The ability of the Board to increase its transmitter strength in West Germany would strengthen our position, should anything happen at either site in Iberia. Moreover, it would put us in a position to help USIA/VOA if problems arose for them in Morocco or Greece. As it stands now, if there were a loss of facili- ties in Iberia, there are no adequate facilities available within a reasonable period and the Board would be dependent FORD upon the use of USIA/VOA facilities for an interminable length of time. 2. The Deutsche Mark/Dollar relationship of 2.6742 to 1 used for our budget request appears extremely optimistic. As you are aware, and as has been pointed out during the last few years of Congressional testimony, the Radios are uniquely vulnerable to currency fluctuations, as more than 70 percent of their expenditures are in Deutsche Mark. The average for the DM/$ ratio so far this fiscal year has been 2.55 to 1, with the average for last year being 2.45 to 1. It would be very stabilizing and helpful to the operations of the Radios to have the legislation specify the level actually authorized. Such language was incorporated in the House International Relations Committee Report 94-329 in a letter from Comptroller General Staats to Congressman Slack suggesting that a specific reserve to cover possible currency devaluation would insure a stable operating level and allow management to concentrate on management without worrying about currency fluctuations. There still seems to be some reservation among Congressional staff members as to whether, in fact, the wording of our current legislation allows for authorization of a supplemental appropriation request to cover currency devaluation. There is general - 3 - concern among Radio management and our Board about this operational stability in the event there is a currency decline, and it would be most helpful to have this very major point clarified. 3. Almost 80% of the Radios' operational costs are related to staff salaries and benefits. Consequently, any budget cuts would result in further reductions in staff. During the last three years, more than 550 people have been terminated by the two organizations, nearly all at the middle or lower levels--a reduction in staff of 25 percent. The last round, in June 1975, was accompanied by a near-strike and continuing litigation. Staff reductions of this magnitude cannot and should not be continued within an organization that is not only expected to maintain the level of its mission but has received funding authority to increase programming. A sizeable increase in funding pension costs was approved in fiscal 76 to allow the Radios to make minimum compliance with the pension reform legislation covered in ERISA (Employee Retirement Income Security Act). The funding level requirements of this legislation have put an increased burden on the financial resources of the Radios which is being spread over the next few years. The present pension plans in force at both Radios have not been upgraded in line with the rest of private industry in over five years. The modifications in the pension plans requested in the fiscal 1977 budget presentation are of a "catch- up" nature, allowing the Radios' plans to become more in line with similar organizations and private industry as a whole. FORD LIBRARY is CERALD In closing, I would like to make a short comment about the Board's own budget. With the steady inflationary rise in all areas, even a small cut will cause more problems than one might anticipate. In order to fund the October legislated pay raise, the Board has been required to request that its budget authority of $400,000 for fiscal 1976 be increased by $10,000. We are aware that our office rental increased by 15% to 20%; the service support contract with GSA has increased by 10% to 15% and we can assume inflationary increases in telephone, air travel, etc., all of which makes even a minor budget reduction difficult to absorb. It should be noted that the House International Relations Committee Report covering the authorizing legis- lation for Fiscal 1976 called for an increase in the Board's oversight responsibilities. - 4 - The Board believes that, in light of present circumstances, the budget request for fiscal 1977 as presented to OMB merits approval. With warm regards, Sincerely yours, Dear David M. Abshire Chairman FORD LIBRAR & Overseas Private Investment Corporation OVERSEAS PRIVATE INVESTMENT CORPORATION Comments Agency requested personnel ceiling increases of 9 in 1976 and 14 in 1977 to expand and reorient its program. Agency requires no budget authority and outlays are usually negative. OMB mark would allow no personnel increases. Agency has appealed OMB mark. (Narrative attached) Budget Full-time authority Outlays permanent (In thousands of dollars) employment 1975 actual - + 12,307 120 1976 current estimate - - 24,574 117 1976 OMB employment ceiling XXXX XXXX 130 Transition quarter current estimate - - 2,751 XX 1977 agency request - - 35,214 153 1977 OMB recommendation - - 35,690 130 Effect of OMB recommendation on agency request - (-) 476 (-) 23 1978 estimate - - 41,220 130 1080 LIBRARY & GERALD OPIC Personnel Increase The Overseas Private Investment Corporation provides: - insurance to U.S. investors in developing countries covering losses from currency inconvertability, expropriation, and war; and, - direct loans and loan guarantees to encourage U.S. investment under its finance program. Congress has mandated that 1) the insurance program be shifted to private-sector auspices with OPIC serving only as a reinsurer; and, 2) the finance program be shifted to another agency after 1979 while concentrating more on small U.S. businesses and the poorest developing countries. In requesting increased positions, OPIC primarily cites the desire to increase the size of the finance program in order to give it a fairer test of its potential. OMB doubts that a larger program is necessary to permit evaluation of its effectiveness. In fact, OMB questions whether OPIC programs should continue at all and plans a study of them during the next year. For the interim, the agency has 13 vacant positions which can be filled to meet any priority workload increases. Agency Request: A ceiling increase of 9 positions for 1976 and an increase of 14 for 1977. OMB Recommendation: No ceiling increase for 1976 or 1977. GERALD R. FORD LICERRY Arms Control and Disarmament Agency ARMS CONTROL AND DISARMAMENT AGENCY Comments Agency requested increases primarily for additional research contracts on safeguards applications. OMB recommends the expanded safeguards research, but not other marginal research and personnel increases. Agency will not appeal OMB mark. Budget Full-time Authority Outlays permanent (In thousands of dollars) employment 1975 actual 9,410 9,726 167 1976 current estimate 10,500 10,200 175 1976 OMB employment ceiling XXX XXX 167 Transition quarter current estimate 2,700 2,800 XX 1977 agency request 11,900 11,300 178 1977 OMB recommendation 11,645 11,100 175 Effect of OMB recommendation on agency request -255 -200 -3 1978 estimate 11,900 11,300 175 FORD GERALD Office of the Special Representative for Trade Negotiations Special Representative for Trade Negotiations Comments Agency requested 17' additional personnel to carry out provisions of the Trade Act of 1974. OMB mark would allow a 1977 ceiling increase of 15 persons. Reductions are expected after trade negotiations terminate. Agency agrees to OMB mark. Budget Full-time authority Outlays permanent (In thousands of dollars) employment 1975 actual 1,850 1,471 45 1976 current estimate 1,980 1,971 45 1976 OMB employment ceiling XXXX XXXX 45 Transition quarter current estimate 495 545 XX 1977 agency request 2,650 2,490 1977 OMB recommendation 62 2,500 2,400 Effect of OMB recommendation 60 on agency request - 150 - 90 -2 1978 estimate 2,500 2,500 60 FORD y GERALD Council on Inter- national Economic Policy Council on International Economic Policy Comments Agency requested funds to continue programs at last year's level. OMB mark would reduce personnel ceiling by 1 in 1976 and 2 in 1977. BA and outlays at requested levels would allow Agency to absorb 1975 pay cost increase for 1977. Agency agrees to OMB mark. Budget Full-time authority Outlays permanent (In thousands of dollars) employment 1975 actual 1,600 1,379 28 1976 current estimate 1,650 1,724 30 1976 OMB employment ceiling XX XX 29 Transition quarter current estimate 412 520 XX 1977 agency request 1,670 1,452 30 1977 OMB recommendation 1,670 1,452 28 Effect of OMB recommendation on agency request 0 0 -2 1978 estimate 1,670 1,670 28 57V835 Inter-American Foundation INTER-AMERICAN FOUNDATION Comments Agency has proposed increased reliance on Latin American currencies, generated by earlier U.S. assistance, to finance overseas program costs. This allows program growth within a dollar budget of $7.0 million in 1976 ($3 million below the budget request) and 1977. OMB mark reduces 1977 personnel ceiling by 4. Agency concurs in OMB mark. Program Full-time Limitation Outlays permanent (In thousands of dollars) employment 1975 actual 6,497 7,732 62 1976 current estimate 7,000 7,940 71 1976 OMB employment ceiling XXX XXX 74 Transition quarter current estimate 1,750 1,601 74 1977 agency request 7,000 8,159 74 1977 OMB recommendation 6,936 8,098 70 Effect of OMB recommendation on agency request -64 -61 -4 1978 estimate 6,936 7,224 70 FORD & GERALD LLBRARY Foreign Claims Settlement Commission FOREIGN CLAIMS SETTLEMENT COMMISSION Decrease in 1977 reflects completion of Micronesian and Hungarian claims programs. The reduced staff will conduct residual activities of past programs, and compile an overall index digest of Commission decisions. Current negotiations with East Germany and Czeckoslovakia may result in additional activity. Budget Full-time authority Outlays permanent (In thousands of dollars) employment 1975 actual 1,260 1,271 62 1976 current estimate 1,400 1,673 67 1976 OMB employment ceiling XXX XXX 67 Transition quarter current estimate 375 630 XX 1977 agency request 775 870 19 1977 OMB recommendation 775 870 19 Effect of OMB recommendation on agency request XXX XXX XXX 1978 estimate 540 685 16 FORD LIERARY & SERALD Selective Service System SELECTIVE SERVICE SYSTEM Comments Agency is requesting $26 million annually to maintain a military mobilization manpower plan- ning capability and to conduct a one-day regis- tration each year. OMB mark would disestablish the agency and require the Department of Defense to assume the planning function within available resources. Emerging from a similar posture just prior to World War II, the military services were able to induct or recruit men at rates that exceed those required under current plan- ning contingencies. Budget Full-time authority Outlays permanent (In thousands of dollars) employment 1975 Actual 45,000 48,465 2,121 1976 current estimate 37,500 39,500 1,325 1976 OMB employment ceiling XXX XXX 1,707 Transition quarter current estimate 8,300 9,000 1,325 1977 agency request 27,200 27,000 1,094 1977 OMB recommendation 0 0 0 Effect of OMB recommendation on agency request -27,200 -27,000 -1,094 1978 estimate 0 0 0 FORD & Issue Paper DEPARTMENT OF DEFENSE 1977 Budget Selective Service System Statement of Issue Should the Selective Service System be disestablished? Background Last year you directed major program adjustments in the System. Local board operations are being phased down in 1976 while a new standby draft system is designed and tested and an annual registration procedure is evaluated. The new system is totally dependent upon an annual registration for young men born in a given year. This annual registration will provide the data necessary for a central computerized record of registrants from which initial mobilization requirements would be met basically by accelerating the induction of non-resisting draftees. The registration and its related services to registrants make up the major part of the 1977 budget request calling for $27 million and 1,100 people. The steady state costs of maintaining the standby system would be similar and are considerably higher than an OMB estimate last year of $18 million and 400 people. The new system represented a middle ground decision by you last year between the Selective Service System recommendation for active operation of local boards and an OMB recommendation for no registration and retention of only a planning function. The middle ground position was supported by DOD as the minimum level to meet its mobilization requirements. BERALD Alternatives #1. Continue planning for a once a year registration as part of a standby draft system. (This is consistent with your decision of last year and is the initial agency request.) #2. Eliminate pre-registration but retain the Selective Service System in a deep standby as a separate agency with planning and reserve training functions only. Minor changes in law would be required. (This is Director Pepitone's preference and is acceptable to DOD.) #3. Eliminate pre-registration and the Selective Service System as an independent agency and assign residual planning and reserve training functions to the GSA Federal Preparedness Agency. Major changes in law would be required. (This is also acceptable to DOD.) 2 #4. Abolish the Selective Service System completely and require DOD to absorb residual mobilization planning functions within existing resources. Major changes in law would be required. (OMB recommendation) Analysis 1976 Alternative Jul 1- Employment Budget Authority/Outlays 1975 1976 Sep 30 1977 1978 1979 Levels ($ Millions) BA 0 BA 0 BA 0 BA 0 BA 0 BA 0 1977 Alternative #1 45 48 38 40 8 9 27 27 26 26 26 26 1,094 Alternative #2 45 48 38 40 8 9 8 8 8 8 8 8 200 Alternative #3 45 48 38 40 8 9 6 6 6 6 6 6 100 Alternative #4 45 48 38 40 8 9 0 0 0 0 0 0 0 The Selective Service System is well along in planning a one day nationwide registration at over 50,000 temporary registration sites on March 31, 1976, utilizing over 100,000 uncompensated volunteer registrars. A major publicity campaign with nationwide advertising would precede the registration and provision is made for a make-up registration. The Advertising Council has agreed to undertake this campaign and a contract has been signed. National support has been pledged by such organizations as the American Legion and VFW. Director Pepitone asserts that other alternatives were carefully studied, including a 2-3 day plan and a registration-by-mail plan. He is convinced that the one day registration will succeed and is by far the best approach. DOD and OMB believe that a one-day registration is not a good idea, whose implementation would jeopardize the standby draft system, for the following reasons: - Requiring 2 million young men to appear at a designated place on a designated day is a major Government intrusion for a purpose that may not be too clear to the individuals involved. - One day could be inconvenient to registrants, could be adversely affected by weather in local situations and could result in long lines of impatient young people at some sites with a high potential for disturbance. - A poor turnout could result in adverse publicity with headlines focusing on the number who failed to register. - The high visibility could also awaken latent hostility toward the Government and foster counter demonstrations, particularly at the large universities, where thousands of young men will have to register. GERALD ? FORD LIERARY 3 Because of these reservations, the case for a standby draft system with pre-registration has been reevaluated. DOD mobilization requirements for recruits and trained soldiers under worst case assump- tions involving major combat in Europe lasting beyond 90 days were compared with actual World War II experience in which there was no pre-registration and the Selective Service emerged from a War Depart- ment planning activity. It was determined that while pre-registration provides a 30-45 day lead time in delivering draftees, the extensive use of volunteers in the early days of a major conflict can be anticipated to meet stated DOD requirements. There would appear to be relatively little national security risk in moving to a deeper standby system and eliminating the annual registration. This view is consistent with the likelihood that any major war would be preceded by a period of growing world tension which might in itself require reacti- vation of Selective Service. As a related matter, the Selective Service System is deeply involved in operating the alternate Service phase of the clemency program. This program must continue until those persons promised clemency in exchange for alternate service have had the opportunity to perform their service. Residual activities concerning this program will continue in FY 1977 and would need to be transferred elsewhere, probably to the Labor Department, under Alternative #4. Actual workload involved at that time will be minimal. Agency Request: Alternative #1. During the 1976 budget deliberations, both the Senate and the House Appropriations Committees requested the Armed Services Committees to review the need for a Selective Service System. It appears that hearings will be held early next year by the Armed Services Committees and it would be well to defer action until after those hearings. DOD Recommendation: Alternative #2 or #3. Some planning is essential to assure an orderly mobilization if one is ever required. There was a significant amount of planning that preceded the successful World War II reinstitution of the draft. OMB Recommendation: Alternative #4. Most Americans believe the Selective Service System is a prime example of a Government agency clinging to life when its mission is gone. There is a more than even chance that the Congress will virtually eliminate the agency next year. By taking the initiative now, we can demonstrate the seriousness of our purpose in cutting back unnecessary Federal Government activity. American Battle Monuments Commission AMERICAN BATTLE MONUMENTS COMMISSION Comments Agency requested an increased level of maintenance and two new construction projects. OMB mark deferred the two projects and held maintenance to last year's level. Agency has accepted OMB mark. Budget Full-time authority Outlays permanent (In thousands of dollars employment 1975 actual 4,808 4,756 391 1976 current estimate 5,405 5,285 392 1976 OMB employment ceiling --- 392 Transition quarter current estimate 1,457 1,407 -- 1977 agency request 6,740 6,314 392 1977 OMB recommendation 5,855 5,814 392 Effect of OMB recommendation on agency request. -885 -500 --- 1978 estimate 5,855 5,800 392 FORD LIBRARY & SERALD U.S. Soldiers' and Airmen's Home U. S. SOLDIERS' AND AIRMEN'S HOME Comments The Home's request reflects a level program of 2600 members but includes budgeting for future inflation. The OMB mark would pre- clude budgeting for inflation. The Home accepts the OMB mark. Budget Full-time authority Outlays permanent (in thousands of dollars) employment 1975 actual 15,224 15,580 943 1976 current estimate 15,520 15,054 981 1976 OMB employment ceiling --- --- 1014 Transition quarter current estimate 3,869 3,776 --- 1977 agency request 15,453 15,321 966 1977 OMB recommendation . 15,228 15,180 966 Effect of OMB recommendation on agency request -225 -141 0 1978 estimate 15,228 15,228 966 FORD LIBRARY & National Security Council NATIONAL SECURITY COUNCIL Comments Agency requested 7 new positions for activities required by the Freedom of Information Act and Declassification Order. It also requested increased funding for contract research, and for overhead and travel costs. The OMB mark would allow additional part-time/temporary personnel to be hired for FOI/Declassification workload but provides no increase in permanent positions. It also allows modest funding increases for overhead and travel, and partial restoration of previous contract funding levels. The Agency has agreed to the OMB recommendation. Budget Full-time authority Outlays permanent (In thousands of dollars) employment 1975 actual 2,980 2,621 72 1976 current estimate 3,030 3,120 72 1976 OMB employment ceiling XXXX XXXX 72 Transition quarter current estimate 650 780 XX 1977 agency request 3,480 3,550 79 1977 OMB recommendation 3,210 3,280 72 Effect of OMB recommendation on agency request -270 -270 -7 1978 estimate 3,210 3,210 72 PERALE R. FORD

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    "ocrText": "The original documents are located in Box 9, folder \"FY 1977 - 11/21/75, Defense,\nIntelligence (1)\" of the White House Special Files Unit Files at the Gerald R. Ford\nPresidential Library.\nCopyright Notice\nThe copyright law of the United States (Title 17, United States Code) governs the making of\nphotocopies or other reproductions of copyrighted material. Gerald Ford donated to the United\nStates of America his copyrights in all of his unpublished writings in National Archives collections.\nWorks prepared by U.S. Government employees as part of their official duties are in the public\ndomain. The copyrights to materials written by other individuals or organizations are presumed to\nremain with them. If you think any of the information displayed in the PDF is subject to a valid\ncopyright claim, please contact the Gerald R. Ford Presidential Library.\nDigitized from Box 9 of the White House Special Files Unit Files at the Gerald R. Ford Presidential Library\nNATIONAL ARCHIVES AND RECORDS SERVICE\nWITHDRAWAL SHEET (PRESIDENTIAL LIBRARIES)\nFORM OF\nCORRESPONDENTS OR TITLE\nDATE\nRESTRICTION\nDOCUMENT\n1. papers\nbackground papers for meeting on the FY 1977\n11/21/75\nA\nBudget\n23 pages\n2. papers\nbackground papersf or meeting on the FY 1977\n11/21/75\nA\nBudget\n12 pages\nFILE LOCATION\nSpecial Files, Issue Decision Papers for the President\nFy 1977, 11/21/75, Defense Intelligence (box 9)\nplc 4/17/84\nRESTRICTION CODES\n(A) Closed by Executive Order 12065 governing access to national security information.\n(B) Closed by statute or by the agency which originated the document.\n(C) Closed in accordance with restrictions contained in the donor's deed of gift.\nGENERAL SERVICES ADMINISTRATION\nGSA FORM 7122 (REV. 1-81)\n1\nOperations &\nMaintenance\n54\nDepartment of Defense\n1977 Budget\nOperations and Maintenance\nBackground\nThe O&M appropriations finance the basic housekeeping services for the Defense establishment.\nIncluded are pay for most DOD civilians, fuel, supplies, and contract services for all operating\nunits, and maintenance costs for equipment and facilities.\nAlternative Levels\nO&M is showing very large growth from 1975 to 1977, despite the relatively stable nature of the\nforce structure it supports. The \"non-pay\" area, where the major increases are occurring, is the\nonly significant portion of Defense purchases which has not been granted an exception to A-11 policy\non inflation. A-11 states that the budget year must be priced according to the prices prevailing at\nthe time the submission is made (Fall, 1975). Interpretation of this policy by BRD would permit\nDefense to recognize the inflation that has occurred from the Fall of 1974 to the Fall of 1975 (7%)\nand project that much increase into 1977. In addition, the Presidential decision of last year\nproviding for 1% per quarter real program growth applies to O&M, as well as to procurement accounts.\nThe following table illustrates the impact of these allowances and shows the extent of the growth\nbeyond these levels.\nTOA ($ Billions)\n1975\n1977\n% Change\nTotal O&M\n26.2\n33.7\n+29%\nGERALD\nLess Pay-Related\n8.6\n9.5\n+10%\nR.\nNon-Pay O&M\n17.6\n24.2\n+38%\nFORD\nGERALD\nR.\nFall-to-Fall Inflation\n+1.2\n+ 7%\nLIBRARY\n1% per Quarter Growth\nFORDO\n+1.76\n+10%\nOther Growth\nLIBRANY\n+3.64\n+21%\n55\nSummary of Issues\nThere are a number of program issues and \"budget scrub\" adjustments which can be made in the\nO&M area. The following table summarizes these issues and indicates the extent to which reductions\nare anticipated in the framework of the joint review. Issue papers are attached on each item.\n($ Billions)\nTotal\nAdjustments\nService Request\nBudget Scrub (OSD adjustments in\nthe joint review)\n-.8\nPCS moves\n-.3\nReal Property maintenance\n-.2 -\nMAC Airlift charter\n*\nInventory levels\n-.6 -\nTravel\n-.1\nEnergy Consumption\n-.3 -\nCivil Defense\n-.1\nSubtotal adjustments\n-2.4\nOther Issues (civilian personnel,\ncommissaries, rate stabilization)\n-1.1\nTotal adjustments\n-3.5\n*\nUnder .05\nThus, another way of perceiving our issues is that, in a rough way, they account for most of\nthe real growth in the Operations and Maintenance request.\nSERAID $0.00\n56\nIssue Paper\nDepartment of cefense\n1977 Budget\nPermanent Change of Station Moves (PCS)\nStatement of Issue\nCan a series of revised policies be implemented to reduce personnel turbulence and PCS moves?\nBackground\nDefense has requested almost $1.8 B for transportation and per diem travel costs associated with\n1,700,000 PCS moves in 1977. This amounts to 0.8 moves for each active military person. In addition,\nthe services have requested an allowance of 97,300 in transient personnel ($1.1 B) to offset military\nunit strength shortfalls due to PCS.\nPCS moves are driven by force deployments, personnel turnover and military travel policies.\nChanging three current travel policies could significantly reduce the number of PCS moves required\nin 1977 and the outyears. These three policies are:\n1. Plan to meet prescribed average overseas tour lengths.\n2. Remove Hawaii and Alaska from consideration as overseas tours.\n3. Implement a limited homebasing policy for personnel assigned to hardship overseas tours.\nAlternatives\n#1. Maintain existing PCS policies. (Agency request)\n#2. Implement these policy changes gradually in 1977. (OMB recommendation)\n#3. Accelerate implementation of these revised policies in 1977. (Fiscal constraint level)\nBERRED\n57\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n1,440\n1,650\n1,760\n1,870\nAlternative #2\n1,440\n1,616\n1,518\n1,606\nAlternative #3\n1,440\n1,593\n1,415\n1,525\nAnalysis\n1. Prescribed Overseas Tour Lengths\nDOD currently prescribes tour lengths in all overseas areas. The Navy and Marine Corps plan to\nmeet or exceed their prescribed average overseas tour lengths in 1977, while the Army and Air Force\nplan to meet only 77 percent and 86 percent of their respective prescribed average overseas tour\nlengths. These planned average overseas tour lengths for 1977 are also less than the actual tour\nlengths achieved during 1975. This is inconsistent with past trends indicating an increase in average\noverseas tour lengths for the Army. Moreover, a Defense audit study on overseas tour lengths in 1975\nindicates that the actual Air Force overseas tour lengths tend to meet or exceed prescribed tour lengths.\n2. Designate Hawaii and Alaska Nonhardship Tours as Domestic Assignments\nCurrently all the military services consider tours in Hawaii and Alaska as overseas tours and\ntherefore treat them differently from tours in the other 48 States (the CONUS). This generates\nadditional moves because personnel completing tours in Hawaii/Alaska must be returned to the CONUS\nrather than being redeployed to a foreign overseas area. Likewise arrivals to Hawaii/Alaska must come\nfrom the CONUS, since personnel departing non-U.S. overseas areas cannot be directly assigned to\nHawaii/Alaska tours. The Marine Corps has the only exception to this general policy, since they do\nGERALD\nsend some Hawaii personnel directly to Okinawa and return some Okinawa personnel to Hawaii.\n3. Implement a Limited Homebasing Policy\nPublic law permits officers and entitled enlisted personnel serving an unaccompanied overseas tour to\nmove their dependents to any place within CONUS at their selection. These moves are called designated\npoint moves. Two Defense policies appear to cause the number of these moves to be greater than\nnecessary:\n(1) Dependents occupying Government quarters must move when the sponsor is reassigned.\n(2) Advance notification of the assignment following a short (12-13 months) overseas hardship\ntour is not provided prior to departure for overseas.\n58\nEliminating these two policies would save PCS resources by reducing the number of designated\npoint moves and would improve morale by reducing the disruption in family life created by frequent\nmovement. Additional savings would accrue, if the advanced assignment provided for a return to the\nmilitary members' current location, his current \"homebase.\"\nThe Navy currently permits dependents whose sponsors serve hardship overseas tours to remain in\nquarters and also attempts to return the sponsor to his \"homebase.\" Prior notification, however, is\nnot provided. The Marine Corps is exploring the possibility of \"homebasing\" and concurs with the\nhousing policy change. The Army is also testing the feasibility of providing advanced notification\nand \"homebasing,\" but contends that the housing policy change will significantly increase waiting\ntime for CONUS housing and thereby create morale problems.\nTable 1 shows the impact of implementing those policy changes under two alternatives.\nAlternative 2 provides a gradual implementation of these changes and Alternative 3 accelerates\nthe implementation of these policies.\nUnder the accelerated alternative (Alternative 3) :\na. The Army would be required to meet its prescribed overseas tour lengths rather than only\n90 percent in 1977.\nb. Alaska/Hawaii would be the same as CONUS tours for all personnel after January 1, 1976,\nrather than only for those assigned to Hawaii/Alaska after that date.\nC. The homebasing policy would continue to apply to one-third of the personnel assigned\nto overseas hardship tours.\nGLRALD\nTable 1\n($ in Millions)\nFY 1977\nFY 1978\nAlternative 2\nAlternative 3\nAlternative 2\nAlternative 3\n1. Overseas Tours\n-150\n-206\n-150\n-206\n2. Hawaii/Alaska\n-46\n-93\n-68\n-93\n3. Homebasing\n-46\n-46\n-46\n-46\nTotal\n-242\n-345\n-264\n-345\n59\nFinally, reducing the number of PCS moves would permit a reduction in the number of transient\nmilitary personnel without in any way affecting unit strength or capabilities.\nAgency Request: Alternative #1. The department believes existing policies should be maintained\npending their detailed review of the feasibility of implementing a \"homebasing\" policy and the morale\nimplications from changing the overseas status of Hawaii/Alaska tours.\nOMB Recommendation: Alternative 2. Implementing these changes moderately in 1977 should be\nfeasible; the morale impact from a change in Hawaii/Alaska tour status depends upon the attractiveness\nof those tours relative to other U.S. tours as perceived by military personnel.\nGERALD\nIssue Paper\n60\nDepartment of Defense\n1977 Budget\nReal Property Maintenance Activities\nStatement of Issue\nCan funding for Operation and Maintenance of DOD real property be reduced while still providing\nfacilities adequate to accomplish the military missions?\nBackground\nFunding for operation and maintenance of real property in DOD, exclusive of family housing, is\nexceeding a $4 billion annual level. The Services, however, maintain that these funds are inadequate\nto do the essential maintenance and repair, and that the resulting unfunded requirement, referred to\nas the Backlog of Maintenance and Repair (BMAR), has grown to the point where mission capability is\naffected. OSD initiated an audit to determine the validity of the backlog while allowing the Services\nto begin funding to reduce it. The 1977 funding request represents initiation of the effort to bring\nthe backlog of maintenance and repair work to what the Services feel is a manageable level.\nAlternatives\n#1. Approve the Defense request ($4,289 million), which provides for decreasing the backlog of\nmaintenance significantly and assumes a $100 million reduction below the service requests.\n(Agency request)\n#2. Reduce the Agency request by $222 million in 1977 through application of cost saving\ntechniques and allowing the BMAR to remain constant. (OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n3,624\n4,002\n4,289\n--\nAlternative #2\n3,624\n4,002\n4,067\n-252\nAnalysis\nThe following items have been analyzed and identified as reductions with the extent to which\nDefense can be expected to concur indicated.\n61\na. Use of military construction units - The 59 military construction units in all four services\ncan be used to accomplish at least $70 million in real property maintenance and repair annually. There\nis no law which precludes their use for such type work and it can be advantageously substituted for\ncertain aspects of the construction unit's training. Accomplishing $70 million of RPM work with these\nunits would require only about 20% of their time, leaving the balance available for training activities.\nUnion opposition can be expected in some parts of the country. Defense staff reaction will be mixed\nto favorable.\nb. Reduction of Air Force military personnel - The Air Force utilizes military personnel to perform\nRPM functions to a far greater extent than the other services, as the following table indicates:\n1977 Military End Strength\nArmy\n1,570\nNavy\n3,472\nMarine Corps\n613\nAir Force\n27,002\nTotal\n32,657\nUse of military personnel is much more expensive than either government civilian or contractor\npersonnel. The Air Force justification for the use of military personnel has been analyzed, and we\nestimate that a conversion of 11, 786 military workyears to contract is feasible. Military end strength\nreductions related to this issue total approximately 14,000 due to the addition of supporting \"tail\"\npositions which always accompany a reduction in military personnel. Savings would be $30 million in\n1977 and $60 million in 1978. This is a net savings after the cost of adding contract labor is computed.\nDefense reaction to this item will probably be favorable.\nC. Backlog of Maintenance and Repair - The proposed funding of $222 million to work down the back-\nlog of maintenance and repair projects can be deferred. Adequate funding is being provided on an annual\nbasis to provide facilities to accomplish the military missions. In addition, results of the Defense\ndirected audits of the Navy and Army have cast doubt as to the validity of over 80% of the backlog.\nDefense staff reaction will vary from mild support to strong opposition. It is anticipated that OSD will\nreduce this request by $100 million in the budget scrub. Further reductions of $122 million are feasible.\n62\nAgency Request: Alternative #1. Last year the Secretary requested special information on the subject\nand indicated skepticism. However, we anticipate strong opposition from certain staff elements. The\nServices will oppose all alternatives to their request to varying degrees on the basis that any reduced\nfunding will reduce their readiness.\nOMB Recommendation: Alternative #2. This provides adequate funding for operation and maintenance of\nDOD real property in 1977. There is no evidence to support assertions that readiness will be degraded\nas a result of this adjustment.\nGERALD\nis\nFORD\nIssue Paper\nDepartment of Defense\n1977 Budget\n63\nDefense Energy Consumption\nStatement of Issue\nCan Defense consumption of petroleum products for operating forces be reduced without degradation\nof readiness?\nBackground\nDefense consumes over $3 billion annually in fuel oil to operate its forces. Fuel costs for air,\nsea and ground operations for the Department of Defense continue to spiral upward. Some efforts have\nbeen undertaken to reduce consumption of petroleum and thereby absorb a portion of the huge price\nincrease which has occurred since 1974. For example, a large investment program for aircraft\nsimulators has been undertaken to permit lower flying hours without hurting readiness. Notwithstanding\nthese efforts, petrcleum costs to the Department will increase 27% for the period of 1975 through 1977.\nDuring this two-year period, flying hours decrease 2%, ships' steaming hours increase 3.6% and ground\noperations increase by 2.3%.\nA summary of annual operating rates and fuel consumption is shown below:\nTotal\nTotal\nTotal BBL's\nFlying Hours\nSteaming Hours\nConsumed\n1975\n8,500,000\n849,000\n182,000,000\n1976\n8,200,000\n864,000\n180,000,000\n1977\n8,300,000\n880,000\n182,000,000\nAlternatives\n#1. Reflects planned military air, sea, and ground operations of the military services. (Agency\nrequest)\n#2. Reduces flying hours through increased use of smaller aircraft and flight simulators. (OMB\nrecommendation)\nGERALD\n64\n#3. All of the reductions in Alternative #2 plus a further reduction of 2.5% in the tempo\nof operations. (Fiscal constraint level)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n2,770\n3,123\n3,354\n3,520\nAlternative #2\n2,770\n3,123\n3,207\n3,362\nAlternative #3\n2,770\n3,123\n3,127\n3,282\nAnalysis\nAir, sea and ground operations within the Department will decrease less than 1 percent from 1975\nthrough 1977, while overall petroleum costs will rise more than 27 percent. Several opportunities to\nreduce fuel consumption are possible:\nNavy and Air Force are presently utilizing large cargo aircraft to provide experience to new pilots.\nIn lieu of the C-130 and C-141 aircraft presently used for this purpose, smaller aircraft (T-37 and\nT-38) can provide a large portion of the pilot training curricula. There would be no reduction in\nflying hours, but petroleum consumption would be reduced by 2.2 million barrels which would save\n$50 million.\nThe Air Force is testing a reduced flying hour program for the B-52 strategic bomber which is the\nlargest consumer of fuel per flying hour in the inventory. The new program stresses greater use of\nground based training aids and fewer flying hours. No problems have been identified to date. Appli-\ncation of this new program to the entire B-52 fleet would reduce 2.2 million barrels of petroleum\nconsumption and save $50 million. Similar reliance by the Navy on training aids could reduce petro-\nleum consumption by 1.0 million barrels and $24 million.\nReserve force flying hours are projected to rise from 344,000 in 1975 to 391,000 in 1977. If\nthe flying hour program were held to the 1975 level, a decrease of 1.2 million barrels of petroleum\nand $23 million would result.\n65\nSignificant savings can occur by minor reductions in tempo of operations which we believe will not\neffect military readiness. A 2.5% reduction in flying and steaming hours would result in additional\nsavings of 4.5 million barrels and $30 million.\nAgency Request: Alternative #1. Defense would oppose any reduction in operations tempo. Their\nobjection would be based on an assumption that the reduction would decrease military readiness to an\nunacceptable condition. They would have less objection to increasing use of training aids.\nOMB Recommendation: Alternative #2. Offset a greater portion of the fuel price increase through\nsmaller aircraft and substitution of flight simulators.\nGERALD h. FORD\n66\nIssue Paper\nDepartment of Defense\n1977 Budget\nInventory Levels\nStatement of Issue\nCan inventories of items procured through stock funds be reduced from planned levels?\nBackground\nInventories of supplies are maintained for issue to military customers on demand and to provide\nstocks to cover time lapsing between ordering and receipt from production, for protection against\nfluctuation in demands and receipts, and for mobilization purposes. As demands grow, the absolute\nsize of backup stocks also grows. The converse should be true when customer demands decrease.\nInventories of these items are projected to increase by $500 M from 1976 to 1977.\nAlternatives\n#1. Provide for restoration of fuel stocks drawn down in 1975 and other increases for greater\nprotection against stock-outs (Agency request).\n#2. Maintain current stock levels. Do not increase fuel above the 1975 level. Allow increases for\nnew items entering the supply system and for cost increases experienced (OMB recommendation).\n/\nOutlays ($ millions)\n1975\n1976\n1977\n1978\nAlternative #1\n240\n500\n500\nAlternative #2\n:\n140\n150\n150\n1/ Appropriations are generally not required in the revolving funds; however, excesses generated through\nsale of inventory without replacement may provide funds for transfer to offset appropriation requests\nelsewhere.\nGERALD\n?\neyes\n67\nAnalysis\nA portion of the inventory increase relates to fuel drawn down in 1975 for economy measures. If\nthe decision were prudent then, it is prudent today ($150 M). (Defense consumes under peacetime\noperations less than 2% of the U. S. fuel consumption.)\nMany of the items stocked are commercial type and although considered critical to Defense require-\nments, they can, in emergencies, be obtained from the civilian sector (e.g., dress shoes, aspirin, radio\ntubes and transistors). Again Defense consumption of these items is only a small portion of the total\nproduction. Even for military technical repair parts, increasing stock levels across-the-board insures\nonly that long supply stocks will increase since many items have adequate stocks. (More than two-thirds\nof all the orders are filled immediately by the supply depots.) In many instances, the reason for\nstock-outs is contractor backlog, strikes, etc., and no matter how large the order, delivery is limited\nby production capacity (e.g., forgings, castings). Two basic questions are: How long a pipeline should\nbe funded and how much mobilization reserve stocks should we buy.\nAgency Request: Alternative #1. Defense would oppose further reductions, particularly of fuel stocks\nas possibly impairing readiness levels.\nOMB Recommendation: Alternative #2. We believe that inventory levels are generally adequate and\nacross-the-board increases are not required.\n68\nIssue Paper\nDepartment of Defense\n1977 Budget\nCivil Defense\nStatement of Issue\nShould the scope of the Civil Defense program be redefined?\nBackground\nThe Defense Civil Preparedness Agency (DCPA) within the Department of Defense has responsibility\nfor the federal civil defense program whose mission is to prepare for the protection of the civilian\npopulation in the event of a nuclear attack. Activities of the agency include developing and operating\na nationwide warning and detection system, identifying radioactive fallout shelters, providing for\ncivil defense training and education, and assisting state and local governments in strengthening emer-\ngency operating capabilities.\nAbout 65% of the DCPA program is provided in the form of grants and contracts to State and local\ngovernments. While all use of DCPA funds must be related to preparing for a nuclear disaster, State and\nlocal governments encourage secondary use of preparedness funds for natural disaster contingencies. They\nlook upon the DCPA as the major federal source of funding for such purposes, and for supporting their own\nstaff and institutional base.\nFunding for DCPA activities has been about level over the past several years in the $80-85 million\nrange. The DCPA request for 1977 is $123 million, reflecting increases for communication and warning\nsystems support, and planning for a city evacuation program.\nAlternatives\n#1. Continue DCPA role of broad support of activities relating to both natural and nuclear\npreparedness. (Agency request)\n#2. Redefine scope of DCPA program to limit support to functions narrowly related to nuclear\ndisaster preparedness. (OMB recommendation)\n69\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n82\n87\n123\n130\nPersonnel end strength\n653\n653\n653\n653\nAlternative #2\n82\n87\n40\n42\nPersonnel end strength\n653\n653\n300\n300\nAnalysis\nThe alternative proposes that DCPA should limit its role to Defense peculiar nuclear disaster require-\nments, shifting more responsibility for the funding of disaster preparedness to the States and to agencies\nresponsible for natural disaster preparedness, such as the Federal Disaster Assistance Agency and the\nFederal Preparedness Agency. DCPA would reduce and/or eliminate such activities as: salary support of\npersonnel in State and local offices who are being utilized primarily for natural disaster preparedness;\nprocurement of emergency vehicles and equipment which are used mainly for normal community rescue oper-\nations; and construction funds for disaster emergency centers in areas which have a low probability of\nbeing affected by a nuclear strike. DCPA would continue to support functions which relate primarily to\nnuclear preparedness. These would include the national communication and warning systems, preparation\nand publication of material relating to nuclear disaster preparedness, procurement and maintenance of\nradiological monitors to measure the effects of radioactive contamination, and planning related to the\ncity evacuation program.\nUnless accompanied by compensating increases in other Federal preparedness agencies, a significant\nreduction in DCPA funding would raise strong political opposition since virtually every State participates\nin the program.\nAgency Request: Alternative #1. Defense believes that neither the States nor other Federal agencies can\nbe depended upon to provide a common base upon which DCPA can build a nuclear preparedness program. Defense\nwould also point out that the 1972 NSDM #184 established a floor on the level of DCPA funding and recognized\nthe dual use of DCPA resources for both natural and nuclear preparedness.\nOMB Recommendation: Alternative #2. Defense should fund only those functions closely related to nuclear\npreparedness. States and other agencies should have primary responsibility for providing funds for natural\ndisaster preparedness. Consideration should be given to providing increased funding for appropriate\nFederal agencies, including FDAA and FPA.\nIssue Paper\n70\nDepartment of Defense\n1977 Budget\nTravel\nStatement of Issue\nShould Defense travel funding be reduced?\nBackground\nCurrent estimates for travel funding show an increase of $12 million from 1976 to 1977, and\n$128 million from 1975 to 1977. This covers travel for administration, operations, training and\ncivilian permanent change of station (PCS) moves. It does not include active military PCS, training\nor unit moves. Since 1977 estimates do not contemplate an increase in per diem or mileage rates, all\ngrowth can be attributed to expanded travel plans.\nAlternatives\n#1. Provide sizable increases in 1976 and 1977 over 1975 actual use (Agency request)\n#2. Reduce 1977 Defense travel to a level 5% below the actual 1975 travel level, adjusted for\nper diem increases. (OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n502\n618\n630\n630\nAlternative #2\n502\n536\n536\n536\nAnalysis\nProgram increases since 1975 are generally related to administrative type travel. Since reduc-\ntions in civilian personnel are contemplated, it is unrealistic to assume that administrative travel\nshould be increased--rather a decrease in requirements should be expected. Some travel could be\ndeferred or shortened and that deferral would not affect readiness. For example, travel for meetings\nand conferences could be reduced. A 5% reduction in travel below actual 1975 experience would save\n$94 million in 1977.\n71\nIn the past, Congress has suggested and, in fact, legislated curtailment of travel. They would\nundoubtedly support reductions in this area. The Defense Department would oppose reductions, claiming\n1975 was an austere year for travel, and would attempt to reverse such a decision.\nAgency Request: Alternative #1. Defense claims the travel level is needed to accomplish its mission.\nOMB Recommendation: Alternative #2. This would reduce travel by 5% below the 1975 level adjusted for\nlegislated increases in per diem costs.\nGERALD\nP.\n72\nIssue Paper\nDepartment of Defense\n1977 Budget\nMAC Charter Concept\nStatement of Issue\nShould the Military Airlift Command (MAC) reduce commercial aircraft charter flights and utilize\nunused commercial capacity at reduced rates on scheduled airlines?\nBackground\nAnnually, Defense airlifts over 1.1 million passengers to overseas locations from military airfields.\nAlmost all fly on commercially chartered aircraft to overseas areas serviced by U. S. flag scheduled\nairlines. Scheduled flag carriers are willing to use their unsubscribed seating at less than charter\nseat cost for military passengers since the incremental cost of adding a few extra passengers is\ninsignificant.\nAlternatives\n#1. Continue to provide commercial charter service from military airfields for military passengers,\nretirees and their dependents. (Agency request)\n#2. Use block seat purchases on commercial scheduled airlines to move passengers to and from\noverseas locations. (OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n21\n23\n26\n24\nAlternative #2\n21\n23\n13\n13\nGERALD\n73\nAnalysis\nIn recent years, U. S. flag carriers have experienced decreasing load factors on their overseas\nflights. Commercial flights are currently flying half empty to the same locations for which Defense\nis chartering dedicated flights for military personnel and their dependents. This results in an\nunnecessary expense and waste of fuel. Four engine jets consume 40,000 gallons of fuel on round trip\nfrom New York to Europe.\nRecognizing this situation the CAB granted a limited \"Fuel Crisis\" waiver thru June 1976 to permit\ntwo scheduled airlines to offer less than charter rates to the military for block seat purchases. During\nthis waiver period, there has been no problem with passenger movement. Defense would like to continue\nuse of block seat procurement but cannot without a waiver or change in policy by the CAB. They also\ncannot pursue the waiver for fear of being cited for favoritism to scheduled airlines.\nThe Interagency Steering Committee which is reviewing the 1970 United States International aviation\npolicy has endorsed the part charter concept as a means to achieve fuller utilization of aircraft.\nExtension of the waiver, however, is not now contemplated. The major concern of the CAB appears to\nbe allocation of business to all scheduled and non-scheduled airlines. One possible resolution of the\nproblem would be to allow scheduled airlines to carry recurring passenger loads and to contract with the\nnon-scheduled airlines for special charter flights.\nIn addition to the fuel savings, cost reductions are possible by:\nERALD\n- eliminating military terminal personnel and facilities, including possible termination of MAC\nFORD\noperations at McGuire AFB, New Jersey.\n- eliminating travel costs between commercial airports and the military airport which often require\novernight stays at $35 per day.\n- savings of 10% per passenger ticket thru block seat procurement.\nStrong opposition to this proposal can be expected from service personnel (both active and retired) since\nthis would virtually eliminate the free transoceanic space available travel that they now enjoy. Unless\nan equitable distribution of work is assured, opposition can also be expected from the non-scheduled carriers\nparticipating in the CRAF.\nA decision by the CAB follows consideration of all parties' views and opposition by the non-scheduled\nairlines could result in disapproval.\n74\nAgency Request: Alternative #1. The budget request assumes there will be no block seat purchases\nin 1977.\nOMB Recommendation: Alternative 2. Assume CAB approval to extend the block purchase plan into 1977\nand expand its coverage to all MAC routes. Strong Presidential support will probably be required.\nThis cannot be unilaterally implemented by Defense.\nGERALD\nR.\nFORD\n75\nIssue Paper\nDepartment of Defense\n1977 Budget\nRate Stabilization\nStatement of Issue\nShould rates charged DOD customers for supplies and services furnished by revolving fund activities\nbe fixed in advance each year to include an allowance for inflation?\nBackground\nMost consumable supplies for defense users are purchased centrally through revolving funds--called\nstock funds--and paid for by the customer, when issued, out of annual operation and maintenance appropri-\nations. Similarly, major overhaul of ships, aircraft and certain other services are provided by industrial\ntype activities financed through revolving funds--called industrial funds--and paid for by the various\ncustomers out of annual operation and maintenance appropriations. These revolving funds have, in the past,\noperated as a business under a \"break-even\" procedure, adjusting their prices, as experienced, to recover\nallowable costs.\nAlternatives\n#1. Adjust prices to include an allowance for future inflation. This would permit the customer\nOperation and Maintenance appropriations to plan and budget for higher costs based upon anticipated\ninflation in the coming year. (Agency request)\n#2. Do not permit customer accounts to anticipate any inflation in the coming year in establishing\ntheir budget levels. (OMB recommendation)\nTOA ($ millions)\n1975\n1976\n1977\n1978\nAlternative #1\n-\n+350\n+500\n+500\nAlternative #2\n-\n-0-\n-0-\n-0-\nGERALD\n&\nГОЛО\n76\nAnalysis\nThe intent behind the revolving fund system was to create an environment similar to that of private\nindustry--the cost of operations to be recouped when goods and services were sold to customers. The\nDefense Department now proposes to fix prices and rates at an inflated level with no changes until the\nfollowing fiscal year. At that time a new rate would be established to recover any past losses which\nmight have occurred and to anticipate future inflation increases. Private industry cannot operate this\nway because of the presence of competition. Despite the fact that the Defense revolving funds are\nmonopolistic, the principle of current pricing has been the expressed will of Congress. Another argument\nagainst rate stabilization is that, to the extent that it incorporates anticipated inflation in its\nprices, it is in violation of the A-11 prohibition against budgeting for anticipated inflation in annual\noperating appropriations.\nIn favor of the proposal, two points can be made. First, planning in the industrial activities is\nmade extremely difficult with significant resultant inefficiencies. This is due to extreme changes in\nworkload generated by price changes which have to be absorbed by customers with a fixed amount to spend.\nThus, for example, a naval shipyard may plan to employ enough labor to accomplish 20 ship overhauls, but\nwhen ensuing inflation occurs, perhaps only 15 overhauls can be funded. Because of the rigidity of\nCivil Service regulations, it is not possible to bring about rapid drops in employment levels and\ninefficiencies result.\nThe second point in favor of the proposal is that there are instances where the A-11 prohibition\nagainst budgeting for anticipated inflation has been broken under very similar conditions. The Standard\nLevel User Charges (SLUC) applied by GSA, the GSA General Supply Fund, and Medicare all include in their\nrates some anticipation of inflation.\nAgency Request: Alternative #1. Defense argues that given existing exceptions and the resulting\ninefficiencies, rate stabilization, including anticipated inflation, should be approved.\nOMB Recommendation: Alternative #2. We do not object to rate stabilization per se. However, inclusion\nof anticipated inflation in the budget for an operating appropriation violates the rules of A-11.\nConstruction &\nFamily Housing\nDEPARTMENT\nDEFENSE\n1977 Budget\n77\nConstruction and Family Housing\nBackground\nThe construction/family housing area shows a substantial growth pattern in recent years as the\nfollowing table indicates.\nTOA ($ millions)\n1977\n1970\n1975\nRequest\nOMB Recommendation\nMilitary Construction (less ASTF)\n1015\n1858\n2512\n1708\nASTF (Aeropropulsion Systems Test Facility)\n--\n--\n--\n437\nFamily Housing\n581\n1164\n1449\n1129\nWith the exception of ASTF, which is a single 1977 construction project, some background\nis in order concerning the forces which have been operating on both the military construction\nand family housing programs in recent years.\nA number of significant program initiatives have impacted on the military construction program since\n1970. These initiatives have originated in part outside DOD. Three programs, in particular, water\npollution, air pollution and energy conservation have become significant elements of the Military\nConstruction Program in recent years. In addition to these federally driven programs, Defense initiatives\nfor the achievement of an all-volunteer Army, the improvement of nuclear weapons storage facilities,\na program to provide shelter protection for all tactical aircraft in Europe and the new facility\nprogram in support of the TRIDENT project have all generated significant requirements for construction\nprojects.\nIn family housing there have been, since 1970, significant changes in the criteria applied by DOD\nin assessing the eligibility for family housing and in determining qualitative standards for military\nfamily quarters. In 1970, it was Government policy to provide family housing quarters only to married\nofficers and non-commissioned officers. In 1973, that criteria was reevaluated and changed to include\nall married military personnel. This generated a significant deficit of family housing units, despite\nthe fact that military manpower levels have been declining in recent years. Construction of units to\nmeet these deficits has now been virtually completed but significant cost increases are now showing up\nin the O&M area where these new units must be operated and maintained. Several years ago, DOD also\nGERALD\nFORD\n78\nrevised the criteria by which family housing units were judged to be adequate or inadequate. The\nmeasure used was comparison with the type and size house being constructed by builders on the open\nmarket. This has resulted in a significant program of improvements to existing family housing units.\nThis program is addressed specifically in the family housing issue.\nAlternative Level\nThe OMB recommendation recognizes and continues the initiatives and programs described above, with\nthe exception of the family housing improvement program, which we consider unwarranted, to the extent\nrequested.\nSummary of Issues\nThe following table shows the adjustments made in the OMB recommendation by category of facility.\nImpacts on 1978 are shown, but it is assumed that an offsetting amount of 1978 construction can be\ndeferred to future years.\nTOA ($ millions)\n1977\nAgency\nOMB\n1978\nRequest\nAdjustment\nImpact\nMilitary Construction\n2512\n-804\n(+499)\nProgram/Force Related\n330\n- 65\n(+120)\nOperating Facilities\n762\n-249\n(+196)\nPollution and Energy\n424\n- 74\n(+ 11)\nMedical Facilities\n313\n-210\n(+ 60)\nGuard & Reserve\n208\n- 60\n( --)\nOther\n475\n-146\n(+112)\nASTF\nAgency Request\n--\n--\n(+437)\nOMB Recommendation\n--\n+437\n( --)\nGERALD\nR.\nFORD\nAgency\nOMB\n1978\nRequest\nAdjustment\nImpact\n79\nFamily Housing\n1449\n-320\n( --)\nOperations & Maintenance\n1116\n-130\n( --)\nLeases\n116\n- 18\n( --)\nNew Construction\n126\n- 91\n( --)\nImprovements\n91\n- 81\n( --)\nTOTAL, Construction/Family Housing\n3961\n-742\n(+499)\nGERALD\nis\nIssue Paper\nDepartment of Defense\n1977 Budget\n80\nMilitary Construction\nStatement of Issue\nTo what extent can the Military Construction budget be reduced without adverse impact on military\ncapabilities?\nBackground\nThe budget submission for Military Construction contains about 2,000 individual projects. While\nthe program itself shows a year-to-year trend consistent with the other elements of the Defense budget,\nit should be recognized that, with certain minor exceptions, the projects which make up any single\nyear's construction program are fully funded single items which bear no direct relation to either prior\nyear or future year funding.\nAlternatives\n#1. The services initially requested $2,831 million in 1977 and $3,071 million in 1978. OSD\nwill probably recommend adjustments of $-319 million in 1977 and $-200 million in 1978 for a revised\nestimate of $2512 million in 1977 and $2871 in 1978. (Agency request)\n#2. In addition to the amounts adjusted by OSD, further adjustments of $-859 million in 1977\nare feasible on the basis that certain projects, while desirable, are either not essential or have not\ndemonstrated a satisfactory economic justification. Approximately $500 million of this adjustment\nwould probably have to be deferred to 1978. Although we have not examined 1978 in the same detail as\n1977, it can be assumed that the $500 million can be offset by further deferrals from 1978 to subsequent\nyears. (OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n1858\n2300\n2512\n2871\nAlternative #2\n1858\n2300\n1708\n2671\n78 Impact\n(-499)\n(+499)\n(\n81\nAnalysis\nThe construction program has been analyzed by using the following definitions:\nDeletable - Projects deleted under this definition are considered desirable, but not essential to\nbasic Defense mission requirements.\nDeferrable - Projects adjusted under this definition are considered deferrable from 1977, but will\nprobably have to accomplished in the future.\nThe following table illustrates our analysis of the 1977 construction program. While attempts have\nbeen made to be as objective as possible, there are no firm criteria for this type of analysis and the\nresults must be regarded as subjective, to a large extent.\n1977\nAdjustments\nRequest\nDeletable\nDeferrable\n1. Operating Facilities\n762\n- 53\n-196\nNormal Military Housekeeping\nand Operational Construction\n2. Pollution and Energy\n424\n- 63\n- 11\nProjects governed by special\nFederal policies and direct-\nives originating outside DOD\n(i.e., OMB Cir. A-106)\n3. Medical Facilities\n313\n-150\n- 60\nRelated to all Defense\nMedical Programs\n4. Guard and Reserve\n208\n- 60\n--\nFacilities for all Reserve\ncomponents (Politically\nsensitive)\n1977\nAdjustments\n82\nRequest\nDeletable\nDeferrable\n5. Program/Force Related\n330\n--\n-65\nFacilities tied to major\nprocurement programs or\nforce initiatives\n6. Other\n475\n- 34\n-112\nMiscellaneous utility\nconstruction, land acquisition,\nplanning funds, etc.\nAgency Request: Alternative #1. The services will defend the construction program requested on the\nbasis that it is necessary to provide facilities for mission accomplishment and to upgrade a small\nportion of the deteriorating facilities at military installations around the world.\nOMB Recommendation: Alternative #2. We believe the 1977 program can be reduced by about $859 million,\nwithout impact on major Defense programs.\nR.\nIssue\ner\nDepartment of Defense\n1977 Budget\n83\nAeropropulsion Systems Test Facility\nStatement of Issue\nShould funding be provided in 1977 to construct an Aeropropulsion Systems Test Facility (ASTF) ?\nBackground\nThe proposed ASTF at Arnold Engineering Research and Development Center in Tennessee would provide\nby 1983 a capability for testing new generations of high-performance turbine engines in environments\nsimilar to those experienced in actual flight. This includes testing of engines, with intake and\nadjacent structures at various angles in relation to air flow. Current facilities permit engine testing\nonly in isolation from surrounding aircraft structure and, hence, do not provide direct information on\npossible interface and integration problems. Defense claims that the new facility would avoid costly\nflight testing and the need for post-flight engine and structural modifications. The new test facility\nwould be used for both military and commercial engine development. Total costs for construction of an\nentirely new facility are estimated to be $437 million.\nAlternatives\n#1. The services initially requested funding for this project in 1977. OMB agrees that ASTF\nshould be funded, if possible, in 1977. (OMB recommendation)\n#2. Defer for reconsideration in the FY 1978 budget. The Deputy Secretary has already approved\nthis course of action. (Agency request and fiscal constraint level)\nTOA ($Millions)\n1977\n1978\n1979\n1980\n1981\nBA\n0\nBA\n0\nBA\nC\nBA\n0\nBA\n0\n-\nAlternative #1\n437\n60\n--\n105\n--\n104\n--\n110\n--\n58\nAlternative #2\n:\n--\n437\n60\n--\n105\n--\n104\n--\n110\nAnalysis\nThe requirement for this facility is based on the need for full-sized wind tunnels as a basic tool\nin the development of turbine engines. While research on engine technology is NASA's responsibility,\nERALD\nR.\nFOR,\nthe actual development of high performance engines is an Air Force responsibility, since it is\nhistorically the military (fighter aircraft) requirement that pushes the existing state-of-the-art.\nThe only way to develop a new turbine engine is to build it full-size, test it in a wind tunnel, correct\nthe performance discrepancies found, test it again and repeat the process until the engine will perform\nto specifications.\nExisting wind tunnels in NASA and DOD were originally constructed in the immediate post World War II\nperiod. At that time, it was felt that all that was necessary for an effective test was to direct the\nflow of air into the front end of the engine at the appropriate speed. We have since learned that the\ninteraction of the engine, the engine inlet (as large or larger than the engine itself), and even the\nsurrounding portions of the aircraft are all critical to an accurate prediction of engine performance.\nExisting facilities simply cannot handle such simulations.\nAs a result, engines now being developed can only be tested in small segments of their potential\nflight regimes. This results in overly-conservative designs and in the possibility of engine defects\nbeing discovered during the flight test phase of the program. The ASTF would permit full coverage of\nall potential engine flight regimes up to the limits of turbine engine technology and would permit\nground testing in areas which can now only be tested in flight.\nEngine problems in an aircraft development program are extremely costly in terms of schedule\nslippage and cost overruns. DOD contends that the avoidance of one major engine-related problem in\na large aircraft development program would probably amortize the cost of this facility. NSD staff agree\nwith this assessment.\nOMB Recommendation: Alternative #1. OSD (DDR&E) is the major proponent for this facility, primarily\non the basis of permitting bolder design of engines in the future. We support inclusion of ASTF\nprimarily on the basis of its potential for reducing cost overruns in future development programs.\nAgency Request: Alternative #2. This is a new initiative which cannot be justified in support of any\ncurrent mission requirement or approved program. Therefore, despite its desirability, it must be con-\nsidered deferrable under stringent economic conditions. The Deputy Secretary has made this decision,\nat present, although it will be appealed by DDR&E.\nERALD\nR.\nFORD\nIssue\ner\nDepartment of Defense\n1977 Budget\n85\nFamily Housing\nStatement of Issue\nShould the Defense Family Housing program be reduced?\nBackground\nThe Defense Family Housing program provides funds for operation and maintenance of nearly 400,000\nhouses, for leasing nearly 25,000 units, and for the construction of new housing.\nAlternatives\n#1. Provide a family housing program of $1449 million in 1977. This would include 24,753 leases\nand construction of 2667 new units. (Agency request)\n#2. Provide $1129 million for family housing in 1977. This would include 22,418 leases and\nERALFORSTRUCTION of 894 new units. (OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n1164\n1279\n1449\n1516\nAlternative #2\n1164\n1279\n1129\n1187\nAnalysis\nOperations and Maintenance: (Request $1116 million in FY 1977) This program has been analyzed\nby: (1) recognizing the inflation that has occurred from the Fall of 1974 to the Fall of 1975 (7%) and\nproviding for that much increase in 1977 and 1978 over the 1975 base and, (2) providing for 1% per\nquarter program growth through the end of 1978. The Defense request is substantially above the\nresulting level and can be reduced by $130 million in 1977. The services argue these increases are\nneeded because of rising utility rates, to reduce maintenance backlogs, and to provide financing\nflexibility.\nLeasing: (Request $116 million in 1977) Historically, the Army has had about a 5,000 lease short-\nfall in Germany because of resistance of the Germans to lease. Rephasing the German lease program to\n80\nrecognize this reluctance and recognizing that the public sector can provide adequate housing in many\ndomestic areas, the request can be reduced by $18 million in 1977.\nNew Construction: (Request $126 million in 1977) The services are requesting construction of\n2,667 new houses in FY 1977 and 3,961 units in FY 1978. The services assert these houses are required\nbecause of installation mission changes; because local communities cannot provide adequate, sufficient,\nor economical housing, and because of remoteness of foreign installations. Review of the requested\nconstruction projects indicate that local communities can provide support. For example, New Orleans\nwith over 1.5 million people has sufficient housing to negate a 200-unit project. Mission changes at\nFort Polk, Louisiana and at Bangor, Washington (TRIDENT) would require funding for 894 units in FY 1977\nand 1058 units in FY 1978. Allowing for these projects, the service request can be reduced by 1773\nunits in 1977 and 2903 units in 1978. Savings would be $91 million in 1977 and $128 million in 1978.\nImprovements: (Request $91 million in FY 1977) The types of projects include: modernizing\nkitchens with dishwashers, disposals and cabinet space; modernizing bathrooms; adding bathrooms,\nbedrooms, family rooms, porches, carports, lanais, patios; enlarging patios, closets; increasing storage\nspace; providing privacy screening; improving playgrounds; adding skylights; soundproofing; adding entry\ncanopies; central air conditioning; painting; adding utility space; adding fire protection; adding\nsunshades; and rearranging bedrooms. On some units total improvements exceed $20,000. The services\njustify these programs to increase unit life, to improve morale, and to bring housing up to comparable\nindustry construction standards.\nThe OMB alternative would limit improvements to: increasing unit life, repair of major faults,\nimproving safety, and replacement of non-functional features. The alternative challenges the assertion\nthat these improvements are necessary because: (1) the existence of family housing waiting lists at\nmost installations implies that military personnel desire to live in the presently configured\nquarters without these added improvements; (2) as presently constructed, the average difference between\nDOD estimated housing fair market rental and forfeited BAQ exceeds $1,300. To the extent these improve-\nments are made, the difference would increase, thus, providing a further subsidy for married military\npersonnel occupying family housing. OMB recommendation would delete $81 million.\nCongress has been sympathetic to the housing program and has often provided funds above the amount\nrequested.\n8,\nAgency Request: Alternative #1. Provide a family housing program as follows:\n1977\n1978\nUnits\nTOA\nUnits\nTOA\nO&M (existing units)\nn/a\n$1116\nn/a\n$1139\nLeases\n24,753\n116\n20,624\n82\nNew Construction\n2,667\n126\n3,961\n178\nImprovements\nn/a\n91\nn/a\n117\nOMB Recommendation: Alternative #2. Provide a family housing program as follows:\nUnits\nTOA\nUnits\nTOA\nO&M\nn/a\n$ 986\nn/a\n$1037\nLeases\n22,418\n98\n22,024\n90\nNew Construction\n894\n35\n1,058\n50\nImprovements\nn/a\n10\nn/a\n10\nInvestment\nDEPARTMENT OF DEFENSE\n88\n1977 Budget\nInvestment Overview\nDefense request and alternative levels\nThe 1977 Defense request for research, development and procurement of new systems and equipment\ntotals $41.4 B, an increase of $11 B or 35% above the estimated 1976 level and 60% above the 1975\nlevel. This increase provides for large growth in all categories of defense modernization. The\nrecommended alternative provides an overall increase of more than 20%, continuing to allow real growth\nin all areas. The alternative makes no adjustments in the Defense request for strategic forces\nmodernization and recommends more moderate but still significant increases for tactical systems and\nnon-major systems procurement.\nResearch and Development. Except for the Navy F-18 aircraft development program, the recommended\nalternative accepts the Defense proposed R&D level. The 1977 R&D program reflects level spending\nfor strategic R&D. Significant increases are planned for tactical systems development and for the\nresearch and technology base.\nProcurement. Strategic systems procurement is planned to increase sharply in 1977 as both the\nB-1 bomber and Trident missile enter full-scale production. The recommended alternative provides\nthe full requests for these systems. The Minuteman III missile program will be an issue if Defense\namends its request and proposes to continue production.\nIn the tactical systems category, large increases are proposed for new ship construction, including\nexpanded procurement of nuclear-powered attack submarines and guided missile frigates, initial procure-\nment of a conventionally powered destroyer, and long-lead procurement of the new CVNX carrier and the\nnew CSGN nuclear powered strike cruiser. There are also significant increases in the procurement of\ntactical aircraft and land forces equipment, including tanks. The recommended alternative provides\nincreases in these tactical areas but at a more moderate pace by adjusting production rate schedules,\nby deferring initial production where procurement appears premature, and by terminating several low\npriority aircraft and missile programs. The fiscal constraint alternative includes further deferrals\nof tactical systems procurement. Both alternatives add $.8 B to the agency request to cover full\nfunding of ship construction.\nThe intelligence program reduction shown in the Defense modernization summary is not included as\na separate issue in this review, but will be addressed in the intelligence program review.\nGERALD\nR.FORD\nFORD\n89\nDefense Modernization Summary\n(TOA in $ billions)\n1977\n1978\n1976\nAgency\nOMB\nAgency\nOMB\n1975\nEst.\nrequest\nRecommendation\nrequest\nRecommendation\nR&D\nȘtrategic\n2.1\n2.4\n2.5\n2.5\nMajor Tactical Systems Development\n2.9\n3.3\n4.2\n4.0\nOther\n3.6\n3.7\n4.1\n4.1\n8.6\n9.4\n10.8\n10.6\n12.0\n11.8\nProcurement\nStrategic\n2.1\n1.6\n3.6\n3.6\nMajor Tactical Systems Procurement\n6.8\n9.9\n14.5\n12.7*\nIntelligence\n1.8\n2.0\n2.4\n2.2\nOther\n6.7\n7.8\n10.1\n9.1\n17.4\n21.3\n30.6\n27.6\n34.0\n30.6\nTotal R&D and Procurement\n26.0\n30.7\n41.4\n38.2\n46.0\n42.4\n*\nIncludes $.8B not included in Agency request for full funding of ship construction.\nGERALD\nR.\nFORD\n90\nA large increase is also requested for non-major systems procurement including ammunition, communi-\ncations equipment, aircraft modifications, spares and repair parts, and general support equipment. The\nrecommended alternative assumes that this procurement category can be considered on a level of effort\nbasis and still provides an increase which allows significant real growth.\nImpact of recommended level\nThe recommended alternative achieves the following objectives:\nmaintains our commitment to continuation of major strategic programs and moves ahead with\na range of new strategic options.\nsignals real growth in principal areas of tactical systems development and procurement, reaffirming\nthe President's commitment to general purpose force modernization.\nincludes real growth in the Defense research and technology base.\ndemonstrates a commitment to efficiency by terminating or deferring low priority systems.\nSummary of Issue\nThe following table lists the specific program issues:\nAdjustments to 1977 Agency Request\n(TOA in $M)\nIssues\nOMB Recommendation\nFiscal Constraint Level\nNon-major systems procurement\n-1,000\n-1,000\nGround forces procurement\n-238\n-359\nMajor warships: Cruisers/Destroyers\n---\n-1,029\nAircraft carrier funding\n-200\n-200\nAttack submarines and patrol frigates\n-249\n-660\nSupport ships\n-363\n-363\nFull funding of shipbuilding\n+846\n+846\nCondor missile\nGERALD\nR.\n-49\n-49\nF-18 development\n-233\n-233\nTactical aircraft procurement\n7403\n-1,102\n-1,270\nAerospace overcapacity\n-402\n-513\nAdvanced tanker/cargo aircraft\n---\n---\nMinuteman III missile procurement\n(-322)\n(-322)\n-2,990\n1\n-4,830\n91\nIssue Paper\nDepartment of Defense\n1977 Budget\nNon-major Systems Procurement\nStatement of Issue\nShould the level of non-major systems procurement be reduced below the current Defense estimate?\nBackground\nAbout 35% of Defense procurement is comprised of non-major systems such as communications and\nelectronics equipment, ammunition, aircraft spares, repair parts, and support equipment. These are\nthe items which directly impact the capability and readiness of the current operating forces as\nopposed to the major procurements of new ships, tanks and aircraft which will impact future force levels.\nAlternatives\n#1. Allow a 30% increase in non-major systems procurement in 1977. (Agency request)\n2. Allow a 17% increase in non-major systems procurement in 1977. (OMB recommendation)\nTOA ($ millions)\n1975\n1976\n1977\n1978\nAlternative #1\n6,700\n7,800\n10,100\n11,300\nAlternative 2\n6,700\n7,800\n9,100\n10,200\nAnalysis\nThe table shows funding of non-major systems procurement by principal category. The Defense request\nwill provide an overall increase of about 30%. The OMB alternative assumes that, in the aggregate, non-\nmajor systems procurement can be treated on a level of effort basis. It assumes that a 17% overall increase\nwill cover inflation, provide real growth of 5%, and cover possible congressional action.\nERALD\ncaps\n92\nNon-major Systems Procurement\n(TOA $B)\n1977\n1976\nAgency\nOMB\n1975\nEst.\nRequest\nRecom.\nMunitions\n1.2\n1.3\n1.6\nModifications and spares\n2.2\n2.3\n3.1\nSupport equipment and facilities\n2.0\n2.4\n3.1\nSupport vehicles\n.2\n.4\n.5\nCommunications and electronics\n1.1\n1.4\n1.8\n6.7\n7.8\n10.1\n9.1\nAgency Request: Alternative #1. Additional reductions, however, are likely to be achieved during the\ninternal Defense budget review.\nOMB Recommendation: Alternative #2. An overall non-major systems procurement increase of 17% can be\nallocated to avoid any adverse programmatic effect.\nBERALD\nR.\nFORD\n93\nGround Forces Modernization - Objectives and Programs\nThe major objectives of the ground forces modernization programs are to:\n- Provide new technology equipment for the anti-tank and air defense missions.\n- Counter the tank-rich Warsaw Pact forces by a combination of helicopters, tanks, and\nanti-tank weapons.\n- Continue to modernize the reserve forces.\n- Rebuild war reserve stocks.\nThe major 1977 programs proposed by DOD to accomplish this are:\n- Upgrading of helicopter gunships to provide improved anti-tank capabilities and development\nof a new attack helicopter.\n- Initial procurement of a new troop-carrying helicopter (UTTAS).\n- Procurement of new missiles for air defense and anti-tank purposes (TOW, Dragon, Stinger).\n- Upgrading of existing M-48 tanks.\n- Increased production of new M-60 tanks.\n- Development of a next generation tank (the XM-1).\n- Procurement of a long range non-nuclear Lance missile to augment artillery capabilities.\nThe recommended alternative adjusts tank development and production schedules to (a) recognize\na fact-of-life slip in the build-up of M-60 tank production rate, (b) insure competition between U.S.\nand German prototypes of the new tank. The alternative also proposes cancelling the non-nuclear\nLance program because of its marginal effectiveness. Other major initiatives are fully supported.\nGERALD\nFORD\nIssue Paper\n94\nDepartment of Defense\n1977 Budget\nGround Forces Procurement\nStatement of Issue\nShould procurement of the non-nuclear Lance missile, and the XM-1 tank, be initiated in 1977?\nWhat should be the production rate of the M-60 tank?\nBackground\nThe Army's force modernization Program includes initial procurement in 1977 of the Lance non-nuclear\nsurface-to-surface missile, initial long-lead procurement for the new XM-1 tank, and acceleration of\non-going production of the M-60 tank.\nAlternatives\n#1. Accept Army plans for 1977 procurement of the systems mentioned above. (Agency request)\n#2. Cancel procurement of non-nuclear Lance and defer long-lead funding of the XM-1 tank. Recognize\na fact-of-life slip in the M-60 tank production build-up. (OMB recommendation)\n#3. Maintain a constant M-60 tank production rate in the 1976-80 period and defer funding for\nancillary equipment. (Fiscal constraint level)\nTOA ($Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n186\n379\n656\n564\nAlternative #2\n186\n379\n418\n488\nAlternative #3\n186\n379\n297\n470\nGERALD\nP.\n95\nAnalysis\nNon-nuclear Lance - The Army has completed procurement of the nuclear Lance missile and now proposes\nto procure a non-nuclear version to augment conventional artillery capability. The requirement for a\nLance armed with conventional warheads has been controversial both in Congress and within Defense\nbecause this system overlaps existing Air Force capability. Both OMB and Defense staff have concluded\nthat Lance is not cost-effective. The Israelis have procured 104 non-nuclear Lance missiles and\ncarriers. This equipment will be completely delivered by December of 1975, and is not a factor in\nthe 1977 budget request. In the absence of additional foreign procurement, a decision to cancel\nnon-nuclear Lance in 1977 would terminate the production line.\nXM-1 tank - The Army program for 1977 includes initial production funds for the new XM-1 tank\nleading to initial production in 1979 with full-scale production commencing in FY 1980. The Army\nhas been directed to test a Leopard II German developmental tank in competition with U.S. developed\nprototypes. Because of delays in testing the modified Leopard II, the Army plans to select a winner\nof the U.S. competition and to enter full-scale development prior to completion of tests with the\nLeopard II. This puts the German tank under a heavy competitive disadvantage since the Leopard\nmust not only outperform its U.S. competition, but must provide cost savings at least equal to the\ntermination costs for the ongoing domestic contractor.\nThe alternative would rephase the program to permit evaluation of the modified Leopard II tank, con-\nsistent with the Defense commitment to the Germans to provide a competitive opportunity for the Leopard II\nas part of the NATO Standardization program. Rephasing the XM-1 program to permit competition with the\nLeopard II was raised by the 1976 House Appropriations Committee report. If the HAC proposed reductions\nare sustained, the program will probably be forced to slip one year.\nM-60 tank production - The Army has undertaken to increase its tank inventory and has significantly\nexpanded its M-60 tank production capability by opening a second source for hull and turret castings.\nProduction of tanks is planned to rise from 662 in 1976 to 886 in 1977. This is motivated by inventory\ndrawdowns experienced as a result of the 1973 Middle East War, by higher reestimates of requirements\nto meet attrition losses, and by a decision to convert two combat divisions from infantry to armor.\nGERALD\n?\n96\nThe recommended alternative supports the Army's decision to increase tank production but\nrecognizes a fact-of-life slip in the production of tanks procured with 1976 and prior year funds.\nThe Army program is based on achieving a tank production rate of 104 per month by March 1977. Delays\nin selecting a second source for hull and turret castings have caused a seven-month slip in achieving\nthis production rate. This allows the funding of about 170 tanks to be deferred from 1977.\nThe fiscal constraint alternative further reduces the 1977 tank program by smoothing production\nrates over the 1977 to 1980 time period. This would shift funding from earlier to later years with\ninventory objectives still being achieved by 1980. A disadvantage of this alternative is that tank\nproduction capability, which has just been expanded, will not be fully utilized. In addition to the\nproduction rate adjustment, the fiscal constraint alternative defers funding of some ancillary\ntank equipment (a laser range-finder and solid state computer) to permit more complete operational field\ntesting of these systems before commitment to production. The following table compares M-60 production\nrates under all three alternatives.\nAlternative 1\nAlternative 2\nAlternative 3\n1976\n662\n662\n662\n1977\n886\n716\n623\n1978\n649\n649\n623\n1979\n786\n786\n623\n1980\n171\n341\n623\nTotal\n3,154\n3,154\n3,154\nAgency Request: Alternative #1. The Army considers these items of high priority.\nOMB Recommendation: Alternative #2. Continue to support Army modernization efforts but recognize fact-of-\nlife changes in the M-60 tank and phase the XM-1 tank program to allow competition with the German\nLeopard II tank. Cancel non-nuclear Lance.\nGERALD\n97\nNaval Forces Modernization - Objectives and Programs\nThe major objectives of the naval forces modernization programs are to:\n- Increase the overall size of the combat fleet from 496 ships at the end of 1975 to 541 by\nthe end of 1984.\n- Improve the capability against enemy cruise missiles by introducing an improved air defense\nmissile system into the fleet.\n- Maintain a carrier force control of the seas and to project power ashore.\n- Improve anti-submarine capability to protect sea lanes.\n- Replace aging support ships to supply and maintain the operating forces.\nThe major 1977 programs proposed by DOD to accomplish this are:\n- Maximum procurement of the Patrol Frigate combat ship to serve as convoy escorts.\n- Initial funding for a new class of smaller carriers.\n- Purchase the first destroyer equipped with the new air defense missile system and provide\ninitial funding for a missile equipped nuclear strike cruiser.\n- Continued procurement of nuclear attack submarines.\n- Acquisition of fleet oilers and destroyer tenders.\nThe recommended alternative fully supports planned procurement of Patrol Frigates and new\ndestroyer/cruisers. The alternative modifies the proposed program by (1) adjusting attack\nsubmarine funding to recognize shipyard capacity constraints, (2) deferring lead funding for\nthe new carrier to permit better program definition, and (3) slowing down support ship replace-\nment to allow for a Navy reassessment of support requirements.\nGERALD\n98\nIssue Paper\nDepartment of Defense\n1977 Budget\nMajor Warships: Cruisers/Destroyers\nStatement of Issue\nHow should procurement of nuclear and conventionally powered cruiser/destroyers be phased?\nBackground\nThe Navy has identified as a high priority requirement an improved air defense capability against\nSoviet cruise missiles.\nDefense plans to initiate procurement of a mix of nuclear and conventionally powered destroyers\nand cruisers equipped with the Aegis air defense missile system to meet this need. The first ship,\na modified DD 963 destroyer, (DDG) is planned for 1977 and would be conventionally powered. The\nsecond ship, a strike cruiser, with some offensive as well as defensive capability, is planned for\n1978 and would be nuclear powered. Last summer, the President amended the 1976 budget to provide\nadvanced funding for the ship but Congress deleted the funds requested. Title VIII of the 1975\nAuthorization Bill requires all major warships to be nuclear powered unless the President determines,\nand informs the Congress that it is not in the national interest.\nThe current production plan is as follows:\nGERALD\nR.\n1977\n1978\n1979\n1980\n1981\nFORD\nConventionally powered destroyers\n1\n2\n2\n2\nLIBRARY\nNuclear powered cruisers\n1\n1\n1\nAlternatives\n#1. Fund a conventionally powered destroyer in 1977 and plan for a nuclear powered cruiser in\n1978; the President must make a Title VIII determination in conjunction with the 1977 budget. (Agency\nrequest and OMB recommendation)\n95\n2. Fund a nuclear powered ship in 1977 and a conventional powered ship in 1978; a Title VIII\ndetermination is not required in 1977.\n#3. Slip the planned Navy program for one year; no Title VIII determination is required in\n1977. (Fiscal constraint level)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n1,029\n1,073\nAlternative #2\n1,173\n1,120\nAlternative #3\n1,029\nAnalysis\nDefense plans to procure a mix of nuclear and conventionally powered destroyer/cruisers\nas a feasible compromise between a more cost-effective but politically unacceptable all conventional\nforce and a very costly all nuclear fleet. The Navy desires to introduce the Aegis air defense\nsystem into the fleet as early as possible in order to counter the Soviet cruise missile threat.\nThe Navy now appears to have overcome Aegis development problems and this complicated but highly\ncapable system appears ready for deployment.\nAlternative #1 provides for the most rapid introduction of the Aegis into the fleet since the\nlead ship, a derivative of the DD 963, would be relatively simple to design and build. The ship\ncould be available by 1982. The design of the nuclear strike cruiser, on the other hand, is as\nyet not well defined. Even if the ship were fully-funded in 1977 as provided by alternative #2,\nits delivery date could probably not be earlier than December 1983, the currently planned date.\nWhile alternative #1 will require a Title VIII determination by the President, such a determination\ncan argue that (a) early deployment of a new air defense capability is essential and this can only\nbe provided by funding a conventionally powered ship; (b) we are still committed to the construction\nof a nuclear powered cruiser but full-funding of this ship in 1977 would be premature.\nGERALD\nR.\nAlternative #3 allows large 1977 savings with penalty of at least a year's delay introducing\nthe Aegis missile system into the fleet.\nAgency Request/OMB Recommendation: Alternative #1. This will require a Title VIII determination\n13788\nby the President in 1977 and will provide for the earliest possible introduction of the Aegis air\ndefense system into the fleet.\n100\nIssue Paper\nDepartment of Defense\n1977 Budget\nAircraft Carrier Funding\nStatement of Issue\nShould advance funding be provided in 1977 for a nuclear aircraft carrier?\nBackground\nThe Navy plans to retain a force of 13 aircraft carriers. In September, during the 1977 Defense\nprogram review, the Secretary of Defense directed the Navy to develop a new carrier type instead of\ncontinuing to build large follow-on carriers of the Nimitz class (90,000 tons). The intent of the\nsmaller carrier is to reduce investment and operating costs but the specifics remain undefined.\nThe new carrier will require extensive design work and the development of a new nuclear propulsion\nplant. The cost of the first ship is budgeted at $1,900 million, of which $200 million in advance\nfunding is included in the 1977 request (about the same as a follow-on Nimitz class). In addition,\nabout $250 million will be required in R&D funds, mostly for development of a nuclear plant.\nThe funding profile for the first of a new size nuclear carrier (CVNX) is as follows:\n($ Millions)\n1977\n1978\n1979\nCVNX\n200\n300\n1,400\nAlternatives\n#1. Fund $200 million in advance procurement for the CVNX in 1977. (Agency request)\n#2. Provide no funding for the CVNX in 1977. Defer procurement one year to permit better\ndefinition of ship characteristics. (OMB recommendation)\nGERALD\nFORD\n101\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n-\n-\n200\n300\nAlternative 2\n-\n-\n-\n200\nAnalysis\nThere are three considerations that argue against funding advance procurement for the carrier\nin 1977.\n- The design characteristics are not defined. So little is known at this point about what\nthe ship will be like and the specifics of its power plant that the 1977 funding is no more\nthan a convenient number.\n- Many in the Navy are skeptical about the cost-effectiveness of the new type carrier. The\ncost of the first 50,000 ton carrier will be at least as great as a Nimitz class carrier\nand it is likely to be less capable. The departure of Secretary Schlesinger removes the\nprime catalyst for this program.\n- The CVNX procurement in 1977 assumes both a 13 carrier force and replacement of Forrestal class\ncarriers after 30 years of service. However, the size of the force in the mid-80s is still\nunder discussion and a carrier force of 12 ships is a strong possibility. Also, service life\nof the older Forrestal class carrier may be extended from 30 to 35 years.\nAgency Request: Alternative #1. The CVNX represents a major new initiative by Defense aimed ultimately\nat reducing procurement and operating costs by scaling down carrier ship sizes. Defense believes the\n1977 funding would demonstrate its commitment to the new ship.\nOMB Recommendation : Alternative #2. Continue to provide R&D funding only as evidence of Defense\ncommitment to the new concept. Deferment of production funding for a year will encourage a better\nthought-out and planned program.\nGERALD\n102\nIssue Paper\nDepartment of Defense\n1977 Budget\nSupport Ships\nStatement of Issue\nShould the Navy buy fewer oiler and destroyer tender support ships in 1977?\nBackground\nDefense plans to modernize and expand its fleet of oilers from 16 to 19 by 1984. They plan to\nprocure nine new oilers for this program. The destroyer tender force will be maintained at 9. However,\n7 new tenders are required to replace the aging fleet.\nThe procurement plan is as follows:\n1975\n1976\n1977\n1978\n1979\n1980\n1981\nOilers\n2\n2\n2\n2\n3\n2\nDestroyer Tenders\n1\n1\n1\n1\n1\n1\nAlternatives\n#1. Fund two oilers and one destroyer tender in 1977 and in 1978. (Agency request)\n#2. Defer funding one oiler and one destroyer tender in 1977 and defer one oiler in 1978.\n(OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n128\n441\n465\n573\nAlternative #2\n128\n441\n102\n431\nGERALD\nFORD\n103\nAnalysis\nDeferral of these ships would have minimal effect on the combat capability of the fleet\nand would allow the Navy more time to reassess alternatives to satisfying support requirements.\nOilers - The Navy plans to increase its force of 16 oilers by 3 additional ships. At present,\nhalf of the oilers are manned by Navy personnel and half by Military Sealift Command (MSC) personnel.\nThe new ships are to be Navy manned and built to Navy specifications. The Navy has not adequately\nassessed options to man a greater portion of its oilers with MSC or union crews in order to increase\nship utilization and decrease ship requirements. A shift to more civilian manning would require\nextensive retrofit of the new ships to meet commercial specifications. A delay in oiler construction\nwould permit the Navy time to reevaluate manning plans before commiting to a specific ship design.\nDestroyer tenders - The Navy plans to replace existing destroyer tenders because of their\nage (26 year average) and because of requirements generated by the new destroyers now being delivered.\nAt the same time, however, the Navy is embarking on an ambitious program to upgrade existing shore-\nbased repair facilities which perform the functions of destroyer tenders. The shore facilities are\nin fact more efficient and capable than the tenders. It is not clear that the Navy continues to need\nas many tenders as are now in the fleet to satisfy mobility requirements. Delay of the 1977 procurement\nwould allow time to consider placing greater reliance on fixed shore facilities than now exists.\nAgency Request: Alternative #1. The Navy believes that deferral of support ship modernization is\nnot prudent.\nOMB Recommendation: Alternative #2. Slowdown of support ship procurements will permit the orderly\nconsideration of lower cost methods of meeting requirements and not impact on force capability.\nGERALD\nFORD\n104\nIssue Paper\nDepartment of Defense\n1977 Budget\nAttack Submarines and Patrol Frigates\nStatement of Issue\nShould patrol frigate and nuclear attack submarines procurement funding be rephased to reflect\nindustry capacity?\nBackground\nNavy patrol frigates (FFG) are small ships with a guided missile capability. They are a relatively\ninexpensive ship and can be constructed in one to two years faster than the 963 class destroyer. The\nNavy plans to procure 60 of these ships through 1981 as a major step toward expanding the size of the\ncombat fleet. Nuclear attack submarines are tactical submarines used to search out and destroy enemv\nsubmarines. Defense procurement plans are as follows:\n1976\n1977\n1978\n1979\n1980\n1981\nAttack submarines\n2\n3\n2\n3\n2\n3\nPatrol frigates\n6\n11\n12\n11\n13\n13\nAlternatives\n#1. Accept Defense procurement plans for 1977 and 1978. (Agency request)\n2. Shift funding of one attack submarine from 1977 to 1978. (OMB recommendation)\nGERALD\n#3. In addition, reduce patrol frigate procurement by three ships in 1977. (Fiscal constraint level)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n688\n1,343\n2,475\n2,476\nAlternative #2\n688\n1,343\n2,226\n2,707\nAlternative #3\n688\n1,343\n1,815\n2,718\n105\nAnalysis\nBecause of current shipyard backlogs, funding profiles can be adjusted for procurement of both\npatrol frigates and nuclear submarines without any impact on production delivery dates.\nAttack Submarines - Newport News and Electric Boat are the only shipyards currently capable of\nproducing nuclear attack submarines. The Navy estimates 60 months as the minimum required time\nbetween ship award and delivery for this class of submarine. Consequently, the last of the 1977\nships can be awarded in January 1978 and still meet a January 1983 delivery date, as planned. By\n1978, capacity problems are expected to ease sufficiently to permit procurement of three of these\nsubmarines.\nPatrol Frigates - The Navy has already reduced its planned buy from thirteen to eleven ships in 1977\nand has indicated that even this number may be excessive given the capacity of the three yards that\nare building these ships. Current estimates project that the time elapsing from contract award to\nstart of construction for the 1977 ships is nearly two years. Funding for three ships can be slipped\nin both 1977 and 1978 without affecting delivery.\nWhile the 1977 funding for both ships can be adjusted with no impact on ship delivery dates,\nthe recommended alternative provides requested procurement funding for patrol frigates. This reaffirms\nthe Administration's commitment to the program that most visibly increases combat fleet size. The\nfiscal constraint alternative reduces funding for both ships in 1977.\nAgency Request: Alternative #1. The Navy would oppose any reduction to its planned schedule as a\nlack of commitment to the programs in question. Efforts to reduce 1976 funding for attack submarines\nbecause of capacity problems were successfully opposed by Defense.\nOMB Recommendation: Alternative 2. Defer funding of one nuclear attack submarine to 1978 because\nof capacity constraints. Signal the Administration's approval of plans for significant increases in\ncombat fleet size by accepting the full Defense patrol frigate request.\nGERALD\n106\nIssue Paper\nDepartment of Defense\n1977 Budget\nFull Funding of Shipbuilding\nStatement of Issue\nShould shipbuilding be fully funded in 1977 for 1975 and prior year programs?\nBackground\nThe 1976 budget as presented to Congress requested 1976 funds to cover cost growth and escalation\nexperienced in prior year programs. However, Congress made some reductions in these funds and authorized\nonly the portion required for obligation in 1976, 197T, and part of 1977. The 1977 budget request fully\nfunds cost growth for all program years and escalation for 1976 and 1977. Escalation for 1975 and prior\nyear programs, however, is funded only for obligations required in 1977, with remaining funds of $846 M\ndeferred to 1978-80. The funding profile is as follows:\n1976\n1977\n1978\n1979\n1980\n1975 and Prior:\nCost Growth\n932\n532\nEscalation\n420\n244\n366\n377\n103\nAlternatives\n#1.\nIncrementally fund escalation for 1975 and prior year programs as directed by the Authorizing\nCommittees, deferring $846 M of funding to 1978-80. (Agency request)\n#2.\nReestablish a full funding policy for all program years, adding $846 M to the shipbuilding\nprogram total in 1977. (OMB recommendation)\nTOA ($ millions)\n1975\n1976\n1977\n1978\nAlternative #1\n-\n-\n-\n+366\nAlternative #2\n+846\n-366\nGERALD\n107\nAnalysis\nFrom the early fifties through 1974, the Department of Defense adhered to a full funding policy for\nshipbuilding and other procurement. \"Full funding\" means that before a contract is awarded, all the funds\nnecessary to complete that contract should be in hand. In the event that additional funding is required\nbefore award but after authorization, necessary funds are provided by cancelling program. Additional\nfunding required after awards are requested in the next budget.\nIn the 1976 budget, when rising inflation rates increased the unfunded cost of 1975 and prior year\nprograms by over $1 billion, the President, in response to a request from the Secretary of Defense,\npermitted a one-time exception to not fully fund the 1975 program. This avoided reductions in the planned\n1975 program and presented Congress with a \"fait accompli\" since the $.9 B for escalation and cost growth\nwas committed before Congress provides the funding.\nCongress, in the 1977 authorization, has taken a further step away from full funding and stated their\nintent \"to authorize only such funds for escalation in shipbuilding programs as are estimated to be\nobligated in the current fiscal year and the next following fiscal year.'\nIn the 1977 budget, Defense is proposing to return to full funding for the 1976 and 1977 programs\nbut to continue to incrementally fund 1975 and prior year escalation.\nThe merits of full funding rest on the proposition that the estimated end cost of a procurement,\nparticularly of a major weapons system, should always be clearly visible and completely covered, both\nat the time of authorization and throughout construction. In this way, programs are not bought into on\nthe basis of artificially low cost; cost increases are seen in their entirety when they occur and provide\nan opportunity to realistically reassess program. Future year program funding is not committed in advance\nto past year program completion.\nAgency Request: Alternative #1. Defense believes incremental funding of 1975 prior year escalation is\na marginal deviation from the full funding concept and in line with congressional action on the 1976 budget.\nDefense would point out that full funding of prior year program escalation is a certain target for con-\ngressional reductions.\nOMB Recommendation: Alternative 2. We should avoid any further compromise of the full funding principal.\nGERALD\nR.\nFORD\n108\nTactical Air Forces Modernization - Objectives and Programs\nThe objective of the Air Force 1977 tactical air modernization programs is to increase our ability\nto defeat a major air/armored attack by the Warsaw Pact against NATO in Central Europe. Specific\nobjectives are:\n- Improve the air-to-air combat capability, both quality and quantity, to maintain air\nsuperiority.\n- Provide increased support to the ground forces with particular emphasis on destroying tanks.\n- Provide the capability to detect and intercept low flying aircraft.\nThe objectives of the Navy tactical air modernization program are to:\n- Improve its defense capability against anti-ship missiles.\n- Provide an air combat fighter to replace the F-4.\nThe major 1977 programs proposed by DOD to accomplish this are:\nAir Force\n- Continued procurement of the F-15 fighter and initial procurement of the F-16 fighter as\nreplacements for the F-4 aircraft.\n- Continued procurement of the A-10 aircraft for close air support of ground forces.\n- Continued procurement of the AWACS (airborne warning and control) aircraft for aircraft\ndetection and battle management.\nGERALD\nR.\nFORD\nLIBRARY\n109\nNavy\n- Continued procurement of the F-14 fighter and A-7 attack aircraft.\n- Development of the F-18 aircraft to supplement the F-14 and A-7 aircraft.\n- Continued development and procurement of several tactical air-delivered missiles.\nThe recommended alternative provides for continuation of all major Air Force procurement\nprograms but, except for the F-16 program, at slower rates than planned.\nWith respect to the Navy, the alternative provides for planned F-14 procurement but delays\ndevelopment of a new air combat fighter pending a thorough design competition. In addition, the\nalternative proposes termination of several uneconomic naval aircraft production lines and the\ncancellation of a marginal missile development program.\nGERALD\nR.\n110\nIssue Paper\nDepartment of Defense\n1977 Budget\nCONDOR Missile\nStatement of Issue\nShould the CONDOR missile be cancelled?\nBackground\nSince 1968 the Navy has proposed the initial production of this long-range air-to-ground missile.\nHowever, because of reliability problems, high cost and questionable utility, production has been denied\nby either the Secretary of Defense or Congress. Last year, despite wide opposition from Defense staff,\nCONDOR procurement was at the last moment included in the 1976 budget.\nAlternatives\n#1. Fund the Service request for procurement of the CONDOR missile starting in 1976. (Agency request)\n#2. Cancel the CONDOR procurement program in 1976. (OMB recommendation)\nTOA ($ millions)\n1975\n1976\n197T\n1977\n1978\nAlternative #1\n--\n86\n10\n49\n65\nAlternative #2\n--\n--\n--\n--\nAnalysis\nAimed at designing a missile capable of long-range (60 mile) air delivery against heavily protected,\nhigh value targets, the development of CONDOR began in the mid-1960's and has not yet been successfully\ncompleted.\nBERALD\nR.\n111\nThe following considerations argue against procuring the CONDOR and for cancelling the program:\nProcurement is premature in view of the continued lack of missile reliability. Recent Navy tests\nfound the missile unsuitable for service use because of reliability problems.\nEven if technical deficiencies are corrected, the missile has significant operational limitations.\nIt can be used only under clear weather conditions; its large size and low speed make it vulnerable to\nanti-air defenses.\nCONDOR is very costly and will be procured only in small numbers. The Navy now plans to procure\n800 missiles at a procurement cost estimated by Defense of about $600 M, including costs of ancillary\ndelivery equipment.\nThere are attractive competitors to CONDOR both in the inventory and under development. The Walleye\nguided bomb (5,000 is the current inventory) and the Harpoon missile are examples.\nThe alternative assumes that the CONDOR missile is not worth its costs and should be cancelled.\nAgency Request: Alternative #1. The Navy wishes to procure a limited number of CONDOR missiles to provide\na specialized capability to attack at stand-off ranges, heavily defended high-value land-based targets.\nOMB Recommendation: Alternative 2. Terminate the CONDOR program in 1976. There is considerable Defense\nstaff support for the view that CONDOR is not worth the cost.\nCERALD\nFORD\n112\nIssue Paper\nDepartment of Defense\n1977 Budget\nF-18 Development\nStatement of Issue\nShould the Navy reopen comeptition for a new air combat fighter?\nBackground\nThe Navy Air Combat Fighter (NACF) will replace F-4 fighter and A-7 attack aircraft. The F-18\ndesign was chosen by the Navy in May 1975, on the basis of a congressionally-directed competition\nbetween the F-16 and F-17 air combat fighter prototypes. While the F-16 was selected by the Air\nForce, the Navy chose the F-18, a derivative of the competing F-17 prototype.\nAlternatives\n#1. Initiate full-scale development of the F-18 at a pace which will allow replacement of F-4s\nto start in 1982. (Agency request)\n#2. Recompete industry designs for a new NACF. (OMB recommendation)\nTOA ($ Millions)\n1975\n1976\n19TQ\n1977\n1978\nAlternative #1\n20\n110\n23\n346\n638\nAlternative #2\n30\n5\n113\n396\nAnalysis\nThe F-18 design evolved as a compromise between performance requirements desired by the Navy\nand the restriction imposed by Congress to select an aircraft from the F-16/F-17 competition. The\nF-18 design that was chosen, however, has several deficiencies:\nGERALD\nR.\nFORD\nLIBRARY\n113\nSince the Air Force and Navy chose different aircraft designs, cost advantages of a common\nsystem cannot be realized.\nThe F-18 only barely satisfies minimum Navy requirements especially with respect to range\nand payload. It falls far short of goals that the Navy desires.\nAlthough conceived as a low cost aircraft, F-18 program costs are already estimated to be\ncomparable to those of procuring additional F-14s and A-7s. F-18 costs are likely to rise\nas the Navy attempts to upgrade F-18 performance characteristics. Since important elements\nof the Navy are known to prefer the F-14 to the F-18, there is little motivation for the\nNavy to restrain F-18 costs.\nThe OMB recommendation assumes that recompeting the aircraft without the constraint of choosing\nan F-16 or an F-17 derivative may yield alternative designs that would approach Navy performance\ngoals at acceptable costs. Several contractors appear confident that better solutions than the F-18\ncan be found. If such an alternative were found, the Navy would then be strongly motivated to keep\ncosts below the threshold imposed by the F-14 options. The OMB recommendation differs from the\nviews of congressional critics, who wish the Navy to delay the F-18 and more thoroughly consider F-16\nderivatives in the interest of greater commonality.\nAgency Request: Alternative #1. DOD believes that the requested development program is essential\nin order to prevent a gap in Navy fighter availability during the early 1980s and attack aircraft\nin the mid-1980s, and that recompetition is not likely to produce more cost-effective alternatives\nthan the F-18. Also, a delay in the F-18 program would raise total systems costs.\nOMB Recommendation: Alternative 2. Reopen design competition for a new Navy Air Combat Fighter.\nThis will delay introduction of a new combat fighter by about one year, but may produce more acceptable\nalternatives than the F-18.\nGERALD\nR.\nFORD\n114\nIssue Paper\nDepartment of Defense\n1977 Budget\nTactical Aircraft Procurement\nStatement of Issue\nShould the procurement rate of new Air Force aircraft be reduced?\nBackground\nThe Air Force tactical air forces are being modernized through procurement of three aircraft: the\nF-15 air superiority fighter, the A-10 for close air support of land forces, and the Airborne Warning\nand Control System (AWACS) for command and control of the air battle. The Air Force plans to spend\n$2.7 billion in 1977 on these aircraft. In light of structural problems with the A-10 and foreign sales\npotential in the F-15 and AWACS, it may be prudent to stretch out procurement of these aircraft.\nAlternatives\n#1. Build up the monthly procurement of A-10s from a rate of 5 per month in 1976 to 13 per month\nin 1977; procure 6 AWACS aircraft and 108 F-15s in 1977 and 1978 (Agency request)\n#2. Hold production of the A-10 to 5/month through 1977; procure 3 AWACS per year in 1977 and 1978;\nprocure 72 F-15 aircraft in 1977 and 108 in 1978. (OMB recommendation)\n#3. Hold production of the A-10 to 2/month--the minimum sustaining through 1977, keeping the\nAWACS and F-15 rates the same as Alternative 2. (Fiscal constraint level)\nTOA ($ millions)\n1975\n1976\n1977\n1978\nAlternative #1\n1,501\n2,101\n2,794\n2,677\nAlternative #2\n1,501\n2,101\n1,692\n2,278\nAlternative #3\n1,501\n1,975\n1,524\n2,278\nGERALD\n?\nFORD\n115\nAnalysis\nA-10. The A-10 is an aircraft designed around a large gun which can destroy tanks and other ground\ntargets. During recent fatigue testing of the A-10 airframe, a major unanticipated structural failure\nin the fuselage developed after the gun was fired. This is a serious problem which must be thoroughly\nunderstood and corrective action taken. Alternatives 2 and 3 delay increasing the planned procurement\nrate of A-10s until the aircraft fix has been completed and demonstrated. Alternative 2 reduces 1977\nTOA by $393 million; alternative 3 by $561 million.\nAWACS. DOD plans to procure a total of 34 AWACS aircraft for worldwide contingencies with the NATO\ntheater driving the force size. Efforts are underway to encourage European countries to purchase some\nof the 34 aircraft, but the outcome of these efforts is uncertain. The buy of 6 aircraft in both 1977\nand 1978 will give the U.S. 27 aircraft and will reduce the incentive for European countries to partici-\npate in the procurement. If the 1977 procurement level were reduced to 3, it would give the European\ncountries more time and incentive to make a positive decision regarding procurement. The risk of such\na cutback would be higher unit procurement costs for those procured in 1977. Alternative 2 reduces 1977\nTOA by $188 million.\nF-15. Defense plans to purchase 108 aircraft in 1976 and in 1977. The OMB alternative of 72 aircraft\nin 1977 assumes that at least 36 F-15 aircraft can be sold to foreign buyers in 1977, allowing the F-15\nproduction line to be maintained at an efficient rate of 9 per month. Israel has already expressed\nstrong interest in the F-15. While the rate of F-15 introduction into the Air Force would be slowed,\nF-4 aircraft could be retained in active inventory for an additional year without force or readiness\ndegradation. Alternative 2 reduces 1977 TOA by $521 million.\nAgency Request: Alternative #1. Defense will resist any slowdown in the rate of tactical aircraft\nmodernization. F-15 and AWACS are the top priority Air Force modernization programs.\nOMB Recommendation: Alternative #2. Continue tactical aircraft modernization but at a slower rate\nthan proposed.\nGERALD\nR.\nFORD\n116\nIssue Paper\nDepartment of Defense\n1977 Budget\nAerospace Overcapacity\nStatement of Issue\nShould industry overcapacity be reduced by discontinuing several inefficient Navy aircraft\nproduction lines?\nBackground\nDefense currently supports 11 major aircraft prime contractors. However, the annual requirement\nfor new production military aircraft is not sufficient to maintain most of these contractors at\neconomical production levels. In many cases, aircraft lines are producing well below economic rates.\nThis issue examines the Navy's aircraft procurement program with a view to terminating those production\nefforts whose principal justification is the maintenance of a \"warm base\" rather than procurement\naimed at filling major voids in the inventory at economical rates of production.\nAlternatives\n#1. Fund the Navy's request for procurement. (Agency request)\n#2. Fund a Navy procurement program which cancels continued production of the A-4M, A-6E,\nE-2C, and C-130 type aircraft. (OMB recommendation)\n#3. In addition to Alternative 2, cancel continued production of the EA-6. (Fiscal constraint level)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n1,926\n1,994\n2,122\n2,129\nAlternative #2\n1,926\n1,994\n1,720\n1,712\nAlternative #3\n1,926\n1,994\n1,609\n1,596\nGERALD\nR.\nFORD\n117\nAnalysis\nThe following table compares stated Defense requirements and inventory levels for several Navy\naircraft that are being maintained in production at low, uneconomical rates. The table shows that\nwith the exception of the EA-6, inventories either meet or show a surplus above required levels.\nDefense\nEnd 197T\nSurplus (+)\nRequirement\nInventory\nDeficit (-)\nA-4 (light attack)\n198\n238\n+40\nC-130 (tanker, electronic surveillance\nand drone control)\n68\n68\nA-6 (long-range attack)\n219\n310\n+91\nE-2C (early warning)\n63\n72\n+9\nEA-6 (long-range attack and\njamming)\n85\n67\n-18\nA-4\nDOD plans to reopen production lines for the procurement of only 36 A-4M aircraft during the\ntransition quarter through 1978 period. A planned transfer of all remaining Navy A-4's to the Marines\nwill satisfy the total requirement for these aircraft. No additional A-4 aircraft need to be purchased.\nC-130\nThe C-130 family turbo-prop cargo aircraft has been in production at Lockheed's Georgia plant\nfor almost 20 years. The contractor's C-130 production line has been supported principally by foreign\nsales at a level of only three aircraft per month. Hence, the very expensive airframe cost of $9\nmillion each. In 1978 the Navy proposes to procure three of these aircraft to launch drone targets\nand for a special communications mission.\nGERALD\nR.\nFORD\n118\nThe need to enhance the target launching capability with this aircraft is not compelling. To\nthe extent that any of these special communications missions for C-130 aircraft are valid, existing\ninventory aircraft should be modified for the purpose. Should foreign support of this line diminish,\nthere would be no way to justify the cost of these procurements.\nA-6\nThis is the Navy's all-weather medium attack aircraft produced at a 12 per year rate. The\nSecretary directed the Marines to transfer all Marine A-6's to the Navy and, hence, the requirement\nfor this aircraft has recently been reduced from 17 to 12 squadrons leaving the Navy with excess\nquantities of A-6 on hand. There is no justification for continuing to procure this aircraft. The\nquantities on hand are sufficient to maintain the total force until the next generation medium all-\nweather attack aircraft is ready for procurement in the late 1980's.\nE-2C\nThe E-2C is the Navy's early warning aircraft. Production is planned at a 6 per year rate. The\ncurrent approved requirement is for 63 such aircraft through 1982. Our present inventory includes\n65 aircraft, and planned procurements of the E-2 through FY 1976 build this inventory in excess of\nthe requirement until normal operating attrition reduces the inventory to 64 aircraft in 1982. Continuing\nto produce this aircraft at one every-other-month can no longer be justified. More selective application\nof the E-2 assets to those carriers deploying to high threat environments will preclude major loss\nof readiness in the fleet.\nEA-6B\nThe EA-6B is the Navy's electronic warfare aircraft and is produced at the rate of 6 per year.\nThe basic purpose of this aircraft is deep interdiction missions against enemy logistics bases where\npenetration must be made through a heavy electronic countermeasures environment. About 40% of the\ntotal requirement for the EA-6 is for Marine Corps, to satisfy an interdiction mission which may be\ninappropriate as a Marine Corps function. The Marines normally limit air support to the immediate\nland battle. If the Marines transferred assets for interdiction to the Navy, existing assets would\nbe more than sufficient to meet requirements.\nGERALD\nR.\n119\nThree of these aircraft (the A-6E, EA-6B, and E-2C) are all currently in production at the\nGrumman Aerospace Corporation. Curtailing all 3, or even 2 of the 3 programs will have a significant\nimpact at Grumman. As nearly all of Grumman's business base is absorbed by the Navy aircraft programs,\nthe dollar values shown for Alternatives 2 and 3 have been adjusted to reflect the cost increases\nwhich affect other Navy aircraft programs at Grumman.\nAgency Request: Alternative #1. The Navy believes that continued low-rate production of these\naircraft is justified in order to maintain a \"warm base\" for aircraft systems not needed in significant\nnumbers in the inventory to provide for replacement and modernization of existing inventories. There\nis however, some Defense staff support for terminating these lines with the possible exception of\nthe EA-6.\nOMB Recommendation: Alternative #2. Cancel aircraft procurement programs where requirements have\nbeen met. The Navy should aim at modernizing with suitable modifications of aircraft produced in\neconomic quantities.\nGERALD\nR.\nFORD\n120\nIssue Paper\nDepartment of Defense\n1977 Budget\nAdvanced Tanker/Cargo Aircraft\nStatement of Issue\nShould the Air Force seek authorization to commence buying this type of aircraft in 1978?\nBackground\nThe Advanced Tanker/Cargo Aircraft (ATCA) will be a militarized version of a commercial wide-body\njet aircraft, such as the Boeing 747 or McDonnel1-Douglas DC-10. It will be used as both a tanker and\na cargo aircraft. The service request includes funds to demonstrate the feasibility of the approach\nbut does not provide for procurement.\nAlternatives\n#1. Conduct a feasibility demonstration only. (Agency request)\n2. Initiate procurement of an Advanced Tanker/Cargo Aircraft in 1978. Limit purchases to a\nmaximum of 60 aircraft with the balance of the needed lift capability provided by modifying commercial\naircraft. (OMB recommendation)\nTOA. ($Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n62\n0\nAlternative #2\n62\n300\nAnalysis\nDOD has identified a large unsatisfied requirement for additional airlift capability to meet its\nNATO requirements on a timely basis. A low-cost plan to obtain this additional capability by modifying\nGERALD\n?.\nFORD\nLIBRARY\n121\n110 wide-body aircraft owned by commercial air carriers has twice been rejected by Congress. That\nproposal had an estimated cost of S.8 billion over 15 years.\nDOD also can start to consider a replacement aircraft for its fleet of 600 KC-135 tanker aircraft\nwhich were acquired in the 1950's and have become expensive to operate and maintain.\nThe DC-10, 747, and L-1011 wide-body jets currently in production could be adapted without major\nmodifications to meet the Defense cargo and tanker aircraft needs. One wide-body jet tanker, for\nexample, has the capacity of 3-5 KC-135 tankers. Thus, replacing some numbers of KC-135 with a\nsmaller number of wide-body tanker/cargo aircraft would offer large operating economies.\nThe wide-body jet manufacturers are currently experiencing severe financial problems with at least\ntwo of the manufacturers each facing losses of up to $1 billion on their program. Future business\nprospects are low with the distress conditions existing in air transportation. Thus, the manufacturers\nare eager for new business, and highly-competitive bidding could be expected for a new military tanker/\ncargo program.\nDOD has proposed only a prototype demonstration in 1977 with no follow-on plans for procurement.\nThe acquisition cost would average $30-50 million per aircraft when procured.\nAn alternate plan, which would help meet the airlift and tanker needs, take advantage of the favorable\ncompetitive situation and would be more salable for Congress, involves:\n- Buying 60 tanker/cargo aircraft at a cost of about $2.5 billion.\n- Modifying 50 commercial aircraft at a cost of $.46 billion.\nProcurement could be initiated in 1978. Defense would present a plan involving purchase of new aircraft\nand modifications to the Congress. Approval to proceed would also be contingent upon Air Force agreement\nto reduce the KC-135 tankers on an agreed ratio of no less than two for each advanced tanker/cargo air-\ncraft delivered, thus reducing future operating costs.\nInformal discussions indicate the Air Force will support the above plan. OSD staff, however, prefers\nthe commercial aircraft modification, plan~only despite slim chances of Congressional approval.\nGERALD\nR.\nFORD\n122\nAgency Request: Alternative #1. Limit funding to a prototype demonstration only. Continue to press\non an advanced tanker/cargo aircraft and Congressional approval to modify existing commercial aircraft.\nOMB Recommendation: Alternative #2. Present a plan to Congress to purchase 60 tanker/cargo aircraft\nand modify 50 commercial aircraft with initial procurement funding in 1978.\nGERALD\nR.\nFORD\nLIBRARY\n123\nStrategic Forces - Objectives and Programs\nThe objectives of the 1977 strategic forces modernization program is to maintain a credible\ndeterrent by:\n- Preserving the capacity to absorb a first strike and effectively respond against any\naggressor.\n- Being prepared to launch a range of appropriate attacks, including attacks limited in\nterms of targets and numbers of weapons.\n- Being perceived as equal in overall capability to the forces of any opponent or combination\nof opponents.\nThe major 1977 programs proposed by DOD to accomplish this are:\n- Continued engineering development and initial full-scale procurement of the B-1 strategic\nbomber.\n- Continued development and procurement of the Trident submarine and missile system.\n- Development of options for future deployment of improved intercontinental ballistic\nmissiles that could be launched from fixed silos or mobile launchers.\n- Continued development of ballistic missile warhead accuracy improvement and long range\ncruise missiles.\n- Maintenance of a technology base for ballistic missile defense systems.\n- Improvements in strategic force command, control and communications.\nThe recommended alternative makes no adjustments in the proposed strategic modernization program.\nThe alternative assumes, however, that any expansion or acceleration of this program that may be\nnecessary in the light of SALT developments should require specific Presidential guidance and approval.\nGERALD\nFORD\n124\nIssue Paper\nDepartment of Defense\n1977 Budget\nMinuteman III Missile Procurement\nStatement of Issue\nShould Minuteman III Intercontinental Ballistic Missile (ICBM) procurement be discontinued after\n1976?\nBackground\nThe Minuteman III ICBM carries up to 3 Multiple Independently Targetable Re-Entry Vehicles (MIRV's),\nis deployed in fixed, hardened silos in the North-Central U.S., and is the only U.S. ICBM currently\nin production. The last scheduled procurement of 50 missiles in 1976 meets all remaining requirements\nassociated with the current deployment of 550 missiles, a number consistent with the Vladivostok SALT\nframework. The Air Force has not requested funding for continuing procurement in 1977, but the Defense\nSecretary may add funds for this purpose to the Defense request.\nAlternatives\n#1. Discontinue procurement of Minuteman III after 1976. (Agency request and OMB recommendation)\n#2. Keep the production line open by procuring 60 Minuteman III missiles per year in 1977 and 1978.\n(Possible revised Agency request)\nTOA ($ Millions)\n1975\n1976\n1977\n1978\nAlternative #1\n298\n289\nAlternative #2\n298\n289\n322\n340\nGERALD LIBRARY ? FORD\nAnalysis\n125\nContinuing Minuteman III production beyond 1976 was a principal item in the SALT-contingency budget\namendment submitted by Defense but not yet approved by the President. If funds for continued production\nof the missile are included in the 1977 budget, this would preclude a visible Presidential decision\nlater in possible response to SALT developments. Defense staff estimates that this decision can be delayed\nuntil February with no substantial cost penalty. A delay beyond June might incur sizable cost penalties.\nIf a SALT agreement is achieved with MIRV limitations as proposed in the Vladivostok accord, then\ncontinued deployment of Minuteman III is not necessary and would be at the expense of less vulnerable\nmissiles currently planned for undersea deployment.\nAgency Request: Alternative #1 but may be changed to Alternative #2. Defense may assert that continued\nMinuteman III production is a necessary hedge against SALT developments.\nOMB Recommendation: Alternative #1. If it is necessary to continue production in view of SALT develop-\nments, this can be done later through visible Presidential action.\nGERALD\nR.\nFORD\nLIBRARY\nSmall\nAgencies\nGERALD R. FORD LIBRARY\nThis form marks the file location of item number\n1-2\nas listed on the pink form (GSA Form 7122, Withdrawal Sheet)\nat the front of the folder.\n1977 Presidential Review\nSmall Agencies\nTable of Contents\n*United States Information Agency\n*Board for International Broadcasting\n*Overseas Private Investment Corporation\nArms Control and Disarmament Agency\nOffice of the Special Representative for\nTrade Negotiations\nCouncil on International Economic Policy\nInter-American Foundation\nFORD & LIBRARY BERRED\nForeign Claims Settlement Commission\n*Selective Service System\nAmerican Battle Monuments Commission\nU.S. Soldiers' and Airmen's Home\nNational Security Council\n*Issue paper, agency appeal letter, or\nbackground paper follows summary.\nUnited States\nInformation\nAgency\nUNITED STATES INFORMATION AGENCY\nComments\nAgency requested modest program increases and several\nlarge Voice of America radio construction projects.\nOMB recommends (1) deferral of 1976 VOA construction\nproject in the Philippines, already appropriated, (2)\ndenial of all 1977 program increases, including VOA\nconstruction, and (3) cessation of low priority VOA\nlanguage broadcasts (Baltic languages, Greek, etc.)\nand activities in countries of minor foreign policy\nimportance (mostly African and Latin American). Agency\nappeals the Philippine project and restoration of\nprogram to level only slightly below that of 1976.\nSee attached paper and appeal letter.\nBudget\nFull-time\nAuthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n243,358\n240,193\n8,662\n1976 current estimate\n273,230\n268,787\n8,650\n1976 OMB employment ceiling\nXXX\nXXX\n9,046\nTransition quarter current estimate\n72,989\n69,217\nXXX\n1977 agency request\n274,600\n275,100\n8,945\n1977 OMB recommendation\n246,057\n252,933\n8,452\nEffect of OMB recommendation\non agency request\n-28,543\n-22,167\n-493\n1978 estimate\n281,519\n273,194\n8,452\nFORD\nUNITED STATES INFORMATION AGENCY\nThe initial agency request of $309M BA included only minimal programmatic\nincreases but contained a number of large Voice of America radio construc-\ntion projects. Given current budget policy, OMB recommends disallowing\nall increases and the radio construction projects (deferring the Philippine\nradio construction project already appropriated in 1976.)\nFurther, OMB recommends reducing current low priority agency operations\nas follows:\n$ M\nClose lower priority country programs (approximately 20)\n6.5\nClose individual lower priority information centers\n1.5\nDiscontinue VOA languages (approximately 10)\n5.7\nReduce media output\n4.2\nCut India book program, etc.\n1.6\nReduce other support operations\n1.9\nWhile these have been identified by USIA as their lowest priority\noperations, the agency argues that most of these cuts should not be\nmade. The agency believes a policy of detente makes USIA activities\nall the more important to our foreign policy. Further, the agency\npoints out that some of these cuts would be unpopular with vocal\nminority groups in this country.\nThe country programs to be closed are largely in sub-Sahara Africa and\nLatin America. The list of potential languages to be cut includes\nEstonian, Latvian, and Lithuanian, and Greek. In both instances, the\nagency argues opposition in this country to these cuts would be damaging\nto the administration even though those country programs and those\nlanguages are of little importance to the attainment of our foreign\npolicy objectives.\nFORD LIBRARY & GERALD\nUNITED STATES INFORMATION AGENCY\nWASHINGTON\nDIRECTOR\nNovember 17, 1975\nDear Mr. President:\nIn the past eight years USIA has made a substantial\ncontribution to reducing the growth of Federal spending. The\nAgency's real resources (constant dollars) as of Fiscal Year\n1976 are 20% less than they were in 1967. In the same period\nthe USIA staff has been cut by more than 20% -- a reduction of\n2, 774 positions.\nWhile USIA has already been thus reduced, we recognize\nfully the need to hold down the growth of Federal spending at this\ntime. Accordingly, we are now significantly lowering our orig-\ninal budget proposals for Fiscal Year 1977.\nI am concerned, however, that the cut in the 1977 budget\nallowance for USIA set by OMB would greatly weaken the Agency\nwhen it is challenged to pursue around the world the ideological\nstruggle that is inherent in the policy of detente. Detente seeks\nto replace a confrontation of arms with a competition of ideas.\nUSIA is a principal instrument in this competition. If its capa-\nbilities to wage this vital struggle are damaged, critics would\ncharge that the Administration was giving away an advantage to\nthe Communist countries. Furthermore, the influence of our\ncountry in world affairs has been altered significantly by events\nof the last decade. Now, in a universe of nations interdependent\nmore than ever, the United States must not weaken its ability to\ncommunicate with and persuade others about the strength of our\nvalues, the wisdom of our policies and the integrity of our\nleadership.\nThe President\nof the United States\nFORD LIBRARY &\n-2-\nUSIA requested budget authority of $309.1 million. OMB\nhas allowed $246.1 million, a reduction of $63. 0 million (20.4%).\nWe believe that the results of a cut of this magnitude would be\ndamaging to the Administration and the nation.\nWe have searchingly recxamined our request and can find\nways to take a substantial cut but one with less drastic effects than\nthe OMB allowance. We propose for USIA a 1977 budget authority\nof $274.6 million -- $34.5 million (11.2%) below our earlier request.\nTo achieve this reduction, we would defer all Voice of America\nconstruction in Europe and modernization in the U.S. and forego\nadditional funding for new posts and new program activities.\nIn addition to the impact we foresee on the controversy\nabout detente, let me mention some of the other implications of a\ncut of the size proposed by OMB.\nIt is not possible to take such a slash in USIA resources\nwithout sharply cutting the Voice of America. We estimate that\nperhaps 10 of the 35 languages in which VOA now broadcasts\nwould have to be dropped. Most of these language broadcasts\nhave the backing of determined and militant ethnic constituencies\nwith influential supporters in the Congress and the media. Protest\namong these constituencies across the country would be severe if\nit became necessary for us to drop several language services and\n1080\nwould ultimately be directed against the Administration.\nThe OMB proposals would also require that USIA cease\nGERALD\noperations in as many as 20 countries. National priorities dictate\nthat these cuts would be concentrated in Africa and Latin America.\nThis would bring protests from the governments of those countries,\nfrom the Black Caucus in Congress and from Black constituencies\nin the United States. The charge would be made that this large\nscale exit meant that the Administration did not care what happened\nin those African countries and did not consider them important\nenough to merit American attention. The same kind of reaction\nwould greet the closing of a substantial number of our operations\nin Latin America and would echo through the Spanish-speaking con-\nstituencies who are quick to protest that the government ignores\nthem.\n-3-\nThe OMB proposal would impound funds already appropri-\nated to construct VOA relay transmitters in the Philippines and\ndeny 1977 funds requested for that purpose. While we accept the\nfiscal need to defer VOA construction elsewhere, we respectfully\nsubmit that aborting the Philippine project would have serious\nconsequences. These transmitters would replace the VOA facility\non Okinawa which is scheduled to close in May 1977 as a result of\nthe Reversion Agreement with Japan. The loss of those trans-\nmitters, without replacement, would reduce the Voice of America\nin China and elsewhere in Asia. This result could bc seized upon\nand exploited by critics of the Administration's foreign policy.\nFor all these reasons, I felt that I must appeal to you for\nrelief from the proposed cut of $63. 0 million (20. 4%) in the USIA\n1977 budget request. While the amounts we are considering here\nare relatively minor in the whole U.S. budget, we believe we could\nmake an appropriate contribution to the cause of reducing the growth\nin Federal spending if our request were cut by the amount we now\npropose: $34.5 million (11. 2%).\nRespectfully,\nJames Keogh Keogh\nΓOKO LIBRARY &\nBoard for Inter-\nnational Broad-\ncasting\nBOARD FOR INTERNATIONAL BROADCASTING\nComments\nThe Board seeks on appeal its original request which\nwould maintain current Radio Free Europe and Radio\nLiberty operating levels, improve pension plans ($1.2M)\nand replace some old, low-powered transmitters with,\nhigh-powered ones ($2.9M). In addition to denying\nthese increases, OMB recommends a cut in Radio employment\n($1.2M) and a reduction because of recent appreciation\nof the dollar against the deutsche mark, ($4.5M). The\nBoard argues there should be no employment cuts beyond\nthe 550 made since 1972 and that the deutsche mark is\nunlikely to remain depreciated against the dollar.\nBudget\nFull-time\nAuthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n49,800\n49,858\n6\n1976 current estimate\n64,500\n64,499\n7\n1976 OMB employment ceiling\nXXX\nXXX\n7\nTransition quarter current estimate\n17,968\n17,968\nXXX\n1977 agency request\n62,546\n62,546\n7\n1977 OMB recommendation\n52,160\n52,160\n7\nEffect of OMB recommendation\non agency request\n-10,386\n-10,386\n-\n1978 estimate\n56,300\n56,300\n7\nGREAT FORD OBRARY\nBOARD FOR INTERNATIONAL BROADCASTING\nUnited States of America\nSuite 430\n1030 Fifteenth Street, N.W.\nWashington, DC 20005\n202/254-8040\nNovember 11, 1975\nHonorable Gerald R. Ford\nPresident of the United States\nGERALD FORD LIBRARY\nThe White House\nWashington, D. C. 20500\nDear Mr. President:\nThe Board for International Broadcasting is\ncognizant of the fiscal problems and constraints with\nwhich OMB must contend in its effort to stop the\nspiralling increase in the cost of operations of the\nU. S. Government. In recognition of this problem, the\nBoard reduced its final 1977 budget request by almost\nfour million dollars, or over 6 percent, when compared\nto the amount authorized for fiscal 1976. However,\nthe additional cuts of almost 20 percent recommended\nby OMB, coupled with those generated by the Board,\nwould reduce RFE/RL to an inefficient operating level.\nThroughout the Board's Congressional hearings and\nduring Floor debates, repeated references were made to\nexpanding the role of the Radios to broadcast--as would\nan uncensored local station--to other countries and\nareas of the world where there is a restriction in the\nfree flow of information. The Board believes that\ndiscussion of this nature reflects Congressional support\nfor and understanding of the mission of the two Radios\nand underlines the necessity for at least maintaining\nthe status quo.\nThe Radios face some unique problems that arose\nbecause of previous operating decisions. These problems\nmust be resolved to insure the Radios' ability to\neffectively function. They fall into three major areas:\nantiquated and underpowered transmitter equipment;\noperational dependence on the valuation of one foreign\ncurrency; and labor unrest stemming from a large number\nof recent terminations and the lack of improvements in\npension plans.\n- 2 -\n1. Funding authority for new transmitter equipment\nwas received in fiscal 1976, marking the first time new\nhardware was purchased in over a decade. During this\nsame timeframe, jamming of the Radios continued at a highly\nsophisticated and powerful level in four of the six target\ncountries. Other broadcasters increased their power\ndramatically with stations which had been on the air with\n50 or 100 kilowatts, building 1,000 kilowatt or even larger\nfacilities. In addition to the power increase by other\nbroadcasters, many new countries entered the field with\nvery powerful equipment, thus causing interference due to\ncrowding of the band and power overlap. The funds requested\nthis year ($2,900,000), coupled with those of last year\n($3,080,000) would provide installations on politically\nstable soil (West Germany). It should be noted that the\nsituation on the Iberian peninsula, the single overriding\npoint which generated favorable response to the FY 76 request\nfor equipment, has not stabilized. The ability of the Board\nto increase its transmitter strength in West Germany would\nstrengthen our position, should anything happen at either\nsite in Iberia. Moreover, it would put us in a position to\nhelp USIA/VOA if problems arose for them in Morocco or\nGreece. As it stands now, if there were a loss of facili-\nties in Iberia, there are no adequate facilities available\nwithin a reasonable period and the Board would be dependent\nFORD\nupon the use of USIA/VOA facilities for an interminable\nlength of time.\n2. The Deutsche Mark/Dollar relationship of 2.6742 to\n1 used for our budget request appears extremely optimistic.\nAs you are aware, and as has been pointed out during the\nlast few years of Congressional testimony, the Radios are\nuniquely vulnerable to currency fluctuations, as more than\n70 percent of their expenditures are in Deutsche Mark. The\naverage for the DM/$ ratio so far this fiscal year has been\n2.55 to 1, with the average for last year being 2.45 to 1.\nIt would be very stabilizing and helpful to the operations\nof the Radios to have the legislation specify the level\nactually authorized. Such language was incorporated in the\nHouse International Relations Committee Report 94-329 in a\nletter from Comptroller General Staats to Congressman Slack\nsuggesting that a specific reserve to cover possible\ncurrency devaluation would insure a stable operating level\nand allow management to concentrate on management without\nworrying about currency fluctuations. There still seems to\nbe some reservation among Congressional staff members as to\nwhether, in fact, the wording of our current legislation\nallows for authorization of a supplemental appropriation\nrequest to cover currency devaluation. There is general\n- 3 -\nconcern among Radio management and our Board about this\noperational stability in the event there is a currency\ndecline, and it would be most helpful to have this very\nmajor point clarified.\n3. Almost 80% of the Radios' operational costs are\nrelated to staff salaries and benefits. Consequently,\nany budget cuts would result in further reductions in\nstaff. During the last three years, more than 550 people\nhave been terminated by the two organizations, nearly all\nat the middle or lower levels--a reduction in staff of\n25 percent. The last round, in June 1975, was accompanied\nby a near-strike and continuing litigation.\nStaff reductions of this magnitude cannot and should\nnot be continued within an organization that is not only\nexpected to maintain the level of its mission but has\nreceived funding authority to increase programming.\nA sizeable increase in funding pension costs was\napproved in fiscal 76 to allow the Radios to make minimum\ncompliance with the pension reform legislation covered in\nERISA (Employee Retirement Income Security Act). The\nfunding level requirements of this legislation have put\nan increased burden on the financial resources of the\nRadios which is being spread over the next few years. The\npresent pension plans in force at both Radios have not been\nupgraded in line with the rest of private industry in over\nfive years. The modifications in the pension plans requested\nin the fiscal 1977 budget presentation are of a \"catch-\nup\" nature, allowing the Radios' plans to become more in\nline with similar organizations and private industry as a\nwhole.\nFORD LIBRARY is CERALD\nIn closing, I would like to make a short comment\nabout the Board's own budget. With the steady inflationary\nrise in all areas, even a small cut will cause more problems\nthan one might anticipate. In order to fund the October\nlegislated pay raise, the Board has been required to request\nthat its budget authority of $400,000 for fiscal 1976 be\nincreased by $10,000. We are aware that our office rental\nincreased by 15% to 20%; the service support contract\nwith GSA has increased by 10% to 15% and we can assume\ninflationary increases in telephone, air travel, etc.,\nall of which makes even a minor budget reduction difficult\nto absorb. It should be noted that the House International\nRelations Committee Report covering the authorizing legis-\nlation for Fiscal 1976 called for an increase in the Board's\noversight responsibilities.\n- 4 -\nThe Board believes that, in light of present circumstances,\nthe budget request for fiscal 1977 as presented to OMB merits\napproval.\nWith warm regards,\nSincerely yours,\nDear\nDavid M. Abshire\nChairman\nFORD LIBRAR &\nOverseas Private\nInvestment\nCorporation\nOVERSEAS PRIVATE INVESTMENT CORPORATION\nComments\nAgency requested personnel ceiling increases\nof 9 in 1976 and 14 in 1977 to expand and\nreorient its program. Agency requires no\nbudget authority and outlays are usually\nnegative. OMB mark would allow no personnel\nincreases. Agency has appealed OMB mark.\n(Narrative attached)\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n-\n+ 12,307\n120\n1976 current estimate\n-\n- 24,574\n117\n1976 OMB employment ceiling\nXXXX\nXXXX\n130\nTransition quarter current\nestimate\n-\n- 2,751\nXX\n1977 agency request\n-\n- 35,214\n153\n1977 OMB recommendation\n-\n- 35,690\n130\nEffect of OMB recommendation\non agency request\n-\n(-)\n476\n(-) 23\n1978 estimate\n-\n- 41,220\n130\n1080 LIBRARY & GERALD\nOPIC Personnel Increase\nThe Overseas Private Investment Corporation provides:\n- insurance to U.S. investors in developing countries covering losses from currency inconvertability,\nexpropriation, and war; and,\n- direct loans and loan guarantees to encourage U.S. investment under its finance program.\nCongress has mandated that 1) the insurance program be shifted to private-sector auspices with OPIC serving\nonly as a reinsurer; and, 2) the finance program be shifted to another agency after 1979 while concentrating\nmore on small U.S. businesses and the poorest developing countries. In requesting increased positions, OPIC\nprimarily cites the desire to increase the size of the finance program in order to give it a fairer test of\nits potential. OMB doubts that a larger program is necessary to permit evaluation of its effectiveness. In\nfact, OMB questions whether OPIC programs should continue at all and plans a study of them during the next\nyear. For the interim, the agency has 13 vacant positions which can be filled to meet any priority workload\nincreases.\nAgency Request: A ceiling increase of 9 positions for 1976 and an increase of 14 for 1977.\nOMB Recommendation: No ceiling increase for 1976 or 1977.\nGERALD\nR.\nFORD\nLICERRY\nArms Control and\nDisarmament\nAgency\nARMS CONTROL AND DISARMAMENT AGENCY\nComments\nAgency requested increases primarily for additional\nresearch contracts on safeguards applications. OMB\nrecommends the expanded safeguards research, but\nnot other marginal research and personnel increases.\nAgency will not appeal OMB mark.\nBudget\nFull-time\nAuthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n9,410\n9,726\n167\n1976 current estimate\n10,500\n10,200\n175\n1976 OMB employment ceiling\nXXX\nXXX\n167\nTransition quarter\ncurrent estimate\n2,700\n2,800\nXX\n1977 agency request\n11,900\n11,300\n178\n1977 OMB recommendation\n11,645\n11,100\n175\nEffect of OMB recommendation\non agency request\n-255\n-200\n-3\n1978 estimate\n11,900\n11,300\n175\nFORD\nGERALD\nOffice of the Special\nRepresentative for\nTrade Negotiations\nSpecial Representative for Trade Negotiations\nComments\nAgency requested 17' additional personnel to\ncarry out provisions of the Trade Act of 1974.\nOMB mark would allow a 1977 ceiling increase\nof 15 persons. Reductions are expected after\ntrade negotiations terminate. Agency agrees\nto OMB mark.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n1,850\n1,471\n45\n1976 current estimate\n1,980\n1,971\n45\n1976 OMB employment ceiling\nXXXX\nXXXX\n45\nTransition quarter current\nestimate\n495\n545\nXX\n1977 agency request\n2,650\n2,490\n1977 OMB recommendation\n62\n2,500\n2,400\nEffect of OMB recommendation\n60\non agency request\n- 150\n- 90\n-2\n1978 estimate\n2,500\n2,500\n60\nFORD\ny\nGERALD\nCouncil on Inter-\nnational Economic\nPolicy\nCouncil on International Economic Policy\nComments\nAgency requested funds to continue programs\nat last year's level. OMB mark would reduce\npersonnel ceiling by 1 in 1976 and 2 in 1977.\nBA and outlays at requested levels would\nallow Agency to absorb 1975 pay cost increase\nfor 1977. Agency agrees to OMB mark.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n1,600\n1,379\n28\n1976 current estimate\n1,650\n1,724\n30\n1976 OMB employment ceiling\nXX\nXX\n29\nTransition quarter current\nestimate\n412\n520\nXX\n1977 agency request\n1,670\n1,452\n30\n1977 OMB recommendation\n1,670\n1,452\n28\nEffect of OMB recommendation\non agency request\n0\n0\n-2\n1978 estimate\n1,670\n1,670\n28\n57V835\nInter-American\nFoundation\nINTER-AMERICAN FOUNDATION\nComments\nAgency has proposed increased reliance on\nLatin American currencies, generated by\nearlier U.S. assistance, to finance\noverseas program costs. This allows\nprogram growth within a dollar budget of\n$7.0 million in 1976 ($3 million below\nthe budget request) and 1977. OMB mark\nreduces 1977 personnel ceiling by 4.\nAgency concurs in OMB mark.\nProgram\nFull-time\nLimitation\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n6,497\n7,732\n62\n1976 current estimate\n7,000\n7,940\n71\n1976 OMB employment ceiling\nXXX\nXXX\n74\nTransition quarter current\nestimate\n1,750\n1,601\n74\n1977 agency request\n7,000\n8,159\n74\n1977 OMB recommendation\n6,936\n8,098\n70\nEffect of OMB recommendation\non agency request\n-64\n-61\n-4\n1978 estimate\n6,936\n7,224\n70\nFORD\n&\nGERALD\nLLBRARY\nForeign Claims\nSettlement\nCommission\nFOREIGN CLAIMS SETTLEMENT COMMISSION\nDecrease in 1977 reflects completion of Micronesian\nand Hungarian claims programs. The reduced staff\nwill conduct residual activities of past programs,\nand compile an overall index digest of Commission\ndecisions. Current negotiations with East Germany and\nCzeckoslovakia may result in additional activity.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n1,260\n1,271\n62\n1976 current estimate\n1,400\n1,673\n67\n1976 OMB employment ceiling\nXXX\nXXX\n67\nTransition quarter current\nestimate\n375\n630\nXX\n1977 agency request\n775\n870\n19\n1977 OMB recommendation\n775\n870\n19\nEffect of OMB recommendation\non agency request\nXXX\nXXX\nXXX\n1978 estimate\n540\n685\n16\nFORD LIERARY & SERALD\nSelective\nService\nSystem\nSELECTIVE SERVICE SYSTEM\nComments\nAgency is requesting $26 million annually to\nmaintain a military mobilization manpower plan-\nning capability and to conduct a one-day regis-\ntration each year. OMB mark would disestablish\nthe agency and require the Department of Defense\nto assume the planning function within available\nresources. Emerging from a similar posture just\nprior to World War II, the military services\nwere able to induct or recruit men at rates\nthat exceed those required under current plan-\nning contingencies.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 Actual\n45,000\n48,465\n2,121\n1976 current estimate\n37,500\n39,500\n1,325\n1976 OMB employment ceiling\nXXX\nXXX\n1,707\nTransition quarter current\nestimate\n8,300\n9,000\n1,325\n1977 agency request\n27,200\n27,000\n1,094\n1977 OMB recommendation\n0\n0\n0\nEffect of OMB recommendation\non agency request\n-27,200\n-27,000\n-1,094\n1978 estimate\n0\n0\n0\nFORD\n&\nIssue Paper\nDEPARTMENT OF DEFENSE\n1977 Budget\nSelective Service System\nStatement of Issue\nShould the Selective Service System be disestablished?\nBackground\nLast year you directed major program adjustments in the System. Local board operations are being\nphased down in 1976 while a new standby draft system is designed and tested and an annual registration\nprocedure is evaluated.\nThe new system is totally dependent upon an annual registration for young men born in a given year.\nThis annual registration will provide the data necessary for a central computerized record of registrants\nfrom which initial mobilization requirements would be met basically by accelerating the induction of\nnon-resisting draftees.\nThe registration and its related services to registrants make up the major part of the 1977 budget\nrequest calling for $27 million and 1,100 people. The steady state costs of maintaining the standby\nsystem would be similar and are considerably higher than an OMB estimate last year of $18 million and\n400 people.\nThe new system represented a middle ground decision by you last year between the Selective Service\nSystem recommendation for active operation of local boards and an OMB recommendation for no registration\nand retention of only a planning function. The middle ground position was supported by DOD as the minimum\nlevel to meet its mobilization requirements.\nBERALD\nAlternatives\n#1. Continue planning for a once a year registration as part of a standby draft system. (This is\nconsistent with your decision of last year and is the initial agency request.)\n#2. Eliminate pre-registration but retain the Selective Service System in a deep standby as a\nseparate agency with planning and reserve training functions only. Minor changes in law would be required.\n(This is Director Pepitone's preference and is acceptable to DOD.)\n#3. Eliminate pre-registration and the Selective Service System as an independent agency and assign\nresidual planning and reserve training functions to the GSA Federal Preparedness Agency. Major changes in\nlaw would be required. (This is also acceptable to DOD.)\n2\n#4. Abolish the Selective Service System completely and require DOD to absorb residual mobilization\nplanning functions within existing resources. Major changes in law would be required. (OMB recommendation)\nAnalysis\n1976\nAlternative\nJul 1-\nEmployment\nBudget Authority/Outlays\n1975\n1976\nSep 30\n1977\n1978\n1979\nLevels\n($ Millions)\nBA\n0\nBA\n0\nBA\n0\nBA\n0\nBA\n0\nBA\n0\n1977\nAlternative #1\n45\n48\n38\n40\n8\n9\n27\n27\n26\n26\n26\n26\n1,094\nAlternative #2\n45\n48\n38\n40\n8\n9\n8\n8\n8\n8\n8\n8\n200\nAlternative #3\n45\n48\n38\n40\n8\n9\n6\n6\n6\n6\n6\n6\n100\nAlternative #4\n45\n48\n38\n40\n8\n9\n0\n0\n0\n0\n0\n0\n0\nThe Selective Service System is well along in planning a one day nationwide registration at over\n50,000 temporary registration sites on March 31, 1976, utilizing over 100,000 uncompensated volunteer\nregistrars. A major publicity campaign with nationwide advertising would precede the registration and\nprovision is made for a make-up registration. The Advertising Council has agreed to undertake this\ncampaign and a contract has been signed. National support has been pledged by such organizations as the\nAmerican Legion and VFW. Director Pepitone asserts that other alternatives were carefully studied,\nincluding a 2-3 day plan and a registration-by-mail plan. He is convinced that the one day registration\nwill succeed and is by far the best approach.\nDOD and OMB believe that a one-day registration is not a good idea, whose implementation would\njeopardize the standby draft system, for the following reasons:\n- Requiring 2 million young men to appear at a designated place on a designated day is a major\nGovernment intrusion for a purpose that may not be too clear to the individuals involved.\n- One day could be inconvenient to registrants, could be adversely affected by weather in local\nsituations and could result in long lines of impatient young people at some sites with a high potential\nfor disturbance.\n- A poor turnout could result in adverse publicity with headlines focusing on the number who failed\nto register.\n- The high visibility could also awaken latent hostility toward the Government and foster counter\ndemonstrations, particularly at the large universities, where thousands of young men will have to\nregister.\nGERALD\n?\nFORD\nLIERARY\n3\nBecause of these reservations, the case for a standby draft system with pre-registration has been\nreevaluated. DOD mobilization requirements for recruits and trained soldiers under worst case assump-\ntions involving major combat in Europe lasting beyond 90 days were compared with actual World War II\nexperience in which there was no pre-registration and the Selective Service emerged from a War Depart-\nment planning activity. It was determined that while pre-registration provides a 30-45 day lead time\nin delivering draftees, the extensive use of volunteers in the early days of a major conflict can be\nanticipated to meet stated DOD requirements.\nThere would appear to be relatively little national security risk in moving to a deeper standby\nsystem and eliminating the annual registration. This view is consistent with the likelihood that any\nmajor war would be preceded by a period of growing world tension which might in itself require reacti-\nvation of Selective Service.\nAs a related matter, the Selective Service System is deeply involved in operating the alternate\nService phase of the clemency program. This program must continue until those persons promised clemency\nin exchange for alternate service have had the opportunity to perform their service. Residual activities\nconcerning this program will continue in FY 1977 and would need to be transferred elsewhere, probably to\nthe Labor Department, under Alternative #4. Actual workload involved at that time will be minimal.\nAgency Request: Alternative #1. During the 1976 budget deliberations, both the Senate and the House\nAppropriations Committees requested the Armed Services Committees to review the need for a Selective\nService System. It appears that hearings will be held early next year by the Armed Services Committees\nand it would be well to defer action until after those hearings.\nDOD Recommendation: Alternative #2 or #3. Some planning is essential to assure an orderly mobilization\nif one is ever required. There was a significant amount of planning that preceded the successful World\nWar II reinstitution of the draft.\nOMB Recommendation: Alternative #4. Most Americans believe the Selective Service System is a prime\nexample of a Government agency clinging to life when its mission is gone. There is a more than even\nchance that the Congress will virtually eliminate the agency next year. By taking the initiative now,\nwe can demonstrate the seriousness of our purpose in cutting back unnecessary Federal Government activity.\nAmerican Battle\nMonuments\nCommission\nAMERICAN BATTLE MONUMENTS COMMISSION\nComments\nAgency requested an increased level of maintenance and\ntwo new construction projects. OMB mark deferred the\ntwo projects and held maintenance to last year's\nlevel. Agency has accepted OMB mark.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars\nemployment\n1975 actual\n4,808\n4,756\n391\n1976 current estimate\n5,405\n5,285\n392\n1976 OMB employment ceiling\n---\n392\nTransition quarter current\nestimate\n1,457\n1,407\n--\n1977 agency request\n6,740\n6,314\n392\n1977 OMB recommendation\n5,855\n5,814\n392\nEffect of OMB recommendation\non agency request.\n-885\n-500\n---\n1978 estimate\n5,855\n5,800\n392\nFORD\nLIBRARY & SERALD\nU.S. Soldiers'\nand Airmen's\nHome\nU. S. SOLDIERS' AND AIRMEN'S HOME\nComments\nThe Home's request reflects a level program\nof 2600 members but includes budgeting for\nfuture inflation. The OMB mark would pre-\nclude budgeting for inflation. The Home\naccepts the OMB mark.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(in thousands of dollars)\nemployment\n1975 actual\n15,224\n15,580\n943\n1976 current estimate\n15,520\n15,054\n981\n1976 OMB employment ceiling\n---\n---\n1014\nTransition quarter current\nestimate\n3,869\n3,776\n---\n1977 agency request\n15,453\n15,321\n966\n1977 OMB recommendation\n.\n15,228\n15,180\n966\nEffect of OMB recommendation\non agency request\n-225\n-141\n0\n1978 estimate\n15,228\n15,228\n966\nFORD LIBRARY &\nNational\nSecurity\nCouncil\nNATIONAL SECURITY COUNCIL\nComments\nAgency requested 7 new positions for activities required\nby the Freedom of Information Act and Declassification\nOrder. It also requested increased funding for contract\nresearch, and for overhead and travel costs. The OMB\nmark would allow additional part-time/temporary personnel\nto be hired for FOI/Declassification workload but provides\nno increase in permanent positions. It also allows modest\nfunding increases for overhead and travel, and partial\nrestoration of previous contract funding levels. The\nAgency has agreed to the OMB recommendation.\nBudget\nFull-time\nauthority\nOutlays\npermanent\n(In thousands of dollars)\nemployment\n1975 actual\n2,980\n2,621\n72\n1976 current estimate\n3,030\n3,120\n72\n1976 OMB employment ceiling\nXXXX\nXXXX\n72\nTransition quarter current\nestimate\n650\n780\nXX\n1977 agency request\n3,480\n3,550\n79\n1977 OMB recommendation\n3,210\n3,280\n72\nEffect of OMB recommendation\non agency request\n-270\n-270\n-7\n1978 estimate\n3,210\n3,210\n72\nPERALE R. FORD"
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