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Personnel - Conflict of Interest: C
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Personnel - Conflict of Interest: C
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Philip W. Buchen Files
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The original documents are located in Box 37, folder "Personnel - Conflict of Interest: C" of the Philip Buchen Files at the Gerald R. Ford Presidential Library. Copyright Notice The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted material. Gerald R. Ford donated to the United States of America his copyrights in all of his unpublished writings in National Archives collections. Works prepared by U.S. Government employees as part of their official duties are in the public domain. The copyrights to materials written by other individuals or organizations are presumed to remain with them. If you think any of the information displayed in the PDF is subject to a valid copyright claim, please contact the Gerald R. Ford Presidential Library. Some items in this folder were not digitized because it contains copyrighted materials. Please contact the Gerald R. Ford Presidential Library for access to these materials. Buchen Carey haspens Edge THE WHITE HOUSE WASHINGTON pls file mofacther me, July 25, 1975 MEMORANDUM FOR: PHIL BUCHEN FROM: KEN LAZARUS Kl You asked for a report regarding allegations that the office of Governor (then-Congressman) Hugh Carey urged the Federal Energy Administration to grant an oil export license to his brother, Ed Carey. Attached for your information is a newspaper article dated June 25 at Tab A. The General Counsel of FEA informs me (see letter dated July 21 at Tab B) that FEA has conducted an internal investigation of these allegations. Further, the Department of Justice became involved in the matter at the request of Governor Carey and FEA promptly turned over to Justice the tentative results of its investigation. The Department of Justice intends to pursue the investigation further. It should also be noted that FEA has provided Congressman John Moss and his subcommittee with information concerning its internal investigation. Lastly, an article in today's New York Times (Tab C) points to a further development in this matter. No further action by this office would appear to be necessary. FORD LIBRARY Digitized from Box 37 of the Philip Buchen Files at the Gerald R. Ford Presidential Library 1 FORD OIL CALLS LINKED 975 O CAREY' OFFICE Calls on Oil Deal Linked to Carey Office Ex-U.S. Aide Cites Repeated Continued From Page 1, Col. 4 "Thev got a cold shoulder tial economic hardship. A mere simply because we were so dis- 77 that there is an oppor- Efforts for Deal Involving declined to be named. organized," the former oide 10 at a higher price the Governor's Brother "The only reason that it scid. "It was not for any other in a foreign market shall not stands out was that it wasn't reasons." be deemed. by itself. to consti- the normal constituent prob- "Finally we said, 'you're just tute an economic hardship." lem," the former aide said. going to have to go to [the De- Gorman C. Smith, F.E.A.'s as- By MARTIN TOLCHIN The normal requests from partment of] Commerce," the sistant administrator of regu- Special to The New York Times Congressmen, he said, were for former aide recalled. latory programs, contended WASHINGTON, June 25 fuel for filling stations, facto- Governor Carey said today that the fifth license, to ex- The Federal Energy Adminis- ries. trucks. bearses and other that "my formal request yes- pert 250,000 barrels of oil, tration was told by one of its industrial purposes in the Unit- terday to the Attorney General "could have serious adverse for a full invesigation was for former officials today that re- ed States. In this case, however, economic consequences." it was a request to license the the very purpose of ending "F.E.A. believes that a strict: peated efforts were made by exporting of off from the Unit- speculation by unnamed export-control program is ad- the office of Governor Carey, ed States to the Bahamas. sources." solutely essential so long as while he was serving in the In a related development, the Regulation Cited Congress continues to require House of Representatives, to Times also has received infor- Meanwhile, officials of the price and allocation controls." intervene to obtain a Federal mation from a petroleum indus- Federal Export Administration Mrs. Smith said in a letter to license in an oil deal involving try source that Edward M. and the Commerce Department, Thiton H. Dobbin, the Depart-- his brother, Edward M. Carey. Carey has had difficulty meet- which approved and issued the ment of Commerce's assistant ing payments on his Bahamas The former aide said that be- licenses, respectively, agreed secretary for domestic and in-' refinery. and that he was espe- ternational business. that a regulation issued last tween December, 1973, and cially hard-pressed in early April was aimed specifically at March, 1974, his office had re- 1974, when the oil deal was preventing future oil deals be- 8. ceived six to eight telephone made. tween Mr. Carey and Bart B. Is calls from members of Mr. "He's had continuous finan- Chamberlain, an Alabama oil- Carey's Congressional office on cial difficulties," the source said. man who shipped his crude oil "So far, however, he's succeed- behalf of the. licensing. The to a Bahamas refinery jointly Ji ed in making all his payments." owned by Mr. Carey and Stand- former aide said that he had Mr. Carey, asked to comment, ard Oil of California. C) received two of the calls him- said that he had met all pay- th The refined oil was then self, and that the remainder ments to the E.N.I. group. an sold to Mr. Carey's New TE had been received by his Italian conglomerate that built England Petroleum Corporation ST and financed the Bahamas re- colleagues. (NEPCO). The oil, frozen do- ei The New York Times learned finery. He said that he was not mestically at $5.10 a barrel, especially hard-pressed in early of the alleged intervention was sold to the refinery at an A 1974. and said that contrary re- from an official in the Federal average price of $13.51 and V ports "just are not true." then sold in New York at of Energy Administration, which Governor Carey, asked at a prices of up to $23 a barrel. 3, is conducting an investigation news conference yesterday "We wanted to preclude the e of charges that political pres- whether members of his staff granting of any further licenses u had intervened on behalf of the sures were exerted to obtain on those terms," said Raueur C licenses in the oil deal, replied the licenses. The Times then that he had no such knowledge. H. Meyer, director of the Office! interviewed the former official, "Knowing my staff as I do, of Export Administration. who, like the present official, I don't believe any one of them The regulation came the day would have done that without after his administration had Continued on Page 70, Column 6 asking me," the Governor said. granted Mr. Chamberlain his Nevertheless. the former Fed- fourth export license. The li- eral Energy Administration aide, censes were issued on Dec. 26, who was not among the three 1973; Jan. 2, 1874; Feb. 26, interviewed by the Cox news- 1974, and April 14, 1974. An papers. which first published application for a fifth license, the story, said that he distinctly March 20. 1975. was rejected. FORD is remembered the calls because The regulation provides that they were rquests to ship oil oil can be exported only after out of th country. rather than "the exporter has made reason- into a Congressional district. able efforts to dispose of this GERALD LIBRARY "They said, "Listen, we've crude oil domestically and due got a problem." the former to particular circumstances be- aide recalled. "They said, 'we yond hisc ontrol, such oil can- want to get some help on some not be disposed of domestically licenses." without his incurring substan- T E ( # FORD LIBRARY FEDERAL ENERGY ADMINISTRATION WASHINGTON, D.C. 20461 JUL 2 1 1975 Mr. Ken Lazarus The White House Washington, D.C. Dear Mr. Lazarus: This is in response to your note of July 15, 1975 asking for my comments on what the FEA has done in response to the alle- gations that the office of Governor (then-Congressman) Hugh Carey of New York called the Federal Energy Office on behalf of his brother, Ed Carey, the president of New England Petro- leum Company, urging the granting of an oil export license. When news stories involving this matter first appeared, Frank Zarb ordered an internal FEA investigation to determine whether in fact Governor Carey's office had contacted the FEO and whether there had been any impropriety on the part of Governor Carey or any FEO official. Shortly thereafter, Governor Carey asked the Attorney General to conduct an in- vestigation into the matter, which the Attorney General agreed to do. At about the same time, Congressman John E. Moss also announced that he intended to open an inquiry into the matter. When the Justice Department became involved, we promptly turned over to it the tentative results of our investigation. We have also provided some information to Congressman Moss in response to his inquiries. Copies of our correspondence with both the Department of Justice and Congressman Moss are enclosed. The Department of Justice apparently intends to pursue the investigation further. We are in close contact with the Department and will continue to provide it with the assis- tande it needs. We also intend to be as cooperative as possible with Congressman Moss' Subcommittee, subject, of course, to limitations imposed upon us by the Department of Justice because of its ongoing investigation. If there is any additional information I can provide you, please let me know. Sincerely, (Signed) Robert E. Montgomery, Jr. FORD Robert E. Montgomery, Jr. General Counsel LIBRARY Enclosures July 8, 1975 G. Allen Carver General Crimes Section Criminal Division Department of Justice Washington, D.C. 20530 Dear Allen: This is to confirm the understanding reached at the meeting in your office on July 7, 1975 concerning the roles of our respective agencies in the continued investigations involving the Citronelle-Mobile Gathering Corporation, New England Petroleum Company ("NEPCO") and others. The FEA plans to continue its current audits of the crude oil companies owned or controlled by Mr. Bart Chamber- lain and of NEPCO to determine whether there have been any violations of FEA pricing or allocation regulations. We will have the audit teams in each case contact Rudy Giuliani and Jeffrey Harris of the U.S. Attorney's office in New York for the purpose of coordinating our respective investications. We understand that Messrs. Giuliani and Harris will provide the Chamberlain audit team with copies of their notes on their interview with Mr. Chamberlain and the documents ob- tained as a result of the subpoena served on him. We also understand that both audit teams will be provided with a list of issues of concern to the Department of Justice and specific areas of inquiry in order that the audit teams can provide as much assistance to the U.S. Attorney's office as possible. With respect to the possible involvement of Senator Sparkman and Governor Carey in the granting of export licenses to Mr. Chamberlain, we have, as you know, provided you with copies of all evidence gathered within FEA with respect to that matter, and we have agreed to provide you immediately with any additional evidence discovered by us. We further understand that any further inquiry with respect to this issue will be conducted by the Department of Justice, with whatever assistance and cooperation from the FEA as you might require. FORD : GERALD LIBRARY - 2 - Finally, we have agreed to provide the U.S. Attorney's office in New York with as much assistance in the inter- pretation of FEA regulations as possible. Carl Corrallo of my staff, who is knowledgeable in this area, will arrange to meet with Messrs. Giuliani and Harris in New York next week. In addition, we are providing them with various FEA memoranda, interpretations and other documents that relate to the issues raised. As you know, we are anxious to coordinate with and assist you in these matters to the maximum extent possible. If there is anything further we can do to facilitate our respective inquiries, please call me at 961-8301. Sincerely, (Signed) Douglas G. Robinson Douglas G. Robinson Deputy General Counsel CC: Rudolph W. Giuliani bcc: Frank G. Zarb John Hill Robert E. Montgomery, Jr. Gorman C. Smith Avrom Landesman Carl Corrallo GERALD LIBRARY 4. FORD July 2, 1975 John C. Keeney Acting Assistant Attorney General Criminal Division Department of Justice Room 2107 Washington, D.C. 20530 Dear Jack: Enclosed please find two additional documents which might be of interest to you in your investigation of the Citmoco-BORCO-NEPCO matter. Sincerely, (Signed) Douglas G. Robinson Douglas G. Robinson Deputy General Counsel Enclosures LIBRARY GERALD Bituro June 30, 1975 John C. Keeney, Esquire Acting Assistant Attorney General Criminal Division Department of Justice Room 2107 Washington, D.C. 20530 Dear Jack: Pursuant to our telephone conversation of. this after- noon, please find enclosed: (1) A report to Frank Zarb on the results to date of an internal FEA investigation of the Federal Energy Office's involvement in the granting of export licenses for crude oil produced by Citronelle-Mobile Gathering Corporation ("Citmoco") in Alabama and sold to a New England Petroleum Company affil- iate for refining in the Bahamas and resale as residual oil on the East Coast. (2) A draft memorandum prepared on April 25, 1974 by Chris Kirtz, an attorney in the General Counsel's office, which deals with a limited aspect of the transaction. (This draft memorandum should not be treated as an authoritative interpretation of FEA regulations; it is possibly inaccurate in some respects.) In a brief search of our files, WE have been unable to determine whether there was any follow-through on this memorandum. (3) A memorandum I prepared for the file on a meeting we had last Saturday with a former FEO employee, John Venners. In view of the fact that the Attorney General has referred to the Criminal Division the investigation of this matter to determine whether or not there were any violations of criminal law, particularly on the part of New England Petroleum Company or Governor Carey, we have decided that it would be an unnecessary duplication of effort for us to con- tinue our own internal investigation. Therefore, we are deferring to the Department of Justice's investigation, and will offer you our full cooperation and assistance in that is FORD GERALD LIBRARY - 2 - project. You might want to initiate your investigation by contacting Mr. Thomas Hinkel, who has been in charge of the FEA's internal investigation, at 2000 M Street, N.W., Room 6128J, telephone 254-3927. You should also be advised that the FEA's Office of Compliance is today initiating a complete and thorough audit of Citmoco to determine whether that company violated the FEA's crude oil pricing or allocation regulations at any time during the Arab embargo (November 1973-April 1974). We intend to pursue our routine administrative investigation of, this company until completed, unless we receive contrary advice from the Department of Justice or unless evidence of criminal conduct is discovered, in which event we will cease our own investigation and turn the matter over to the Depart- ment of Justice. Please let me know if there is anything further we can do to assist you in this matter. Sincerely, (Signed) Douglas G. Robinson Douglas G. Robinson Deputy General Counsel Enclosures CC: Frank G. Zarb bcc: Robert E. Montgomery, Jr. Gorman C. Smith Fred Stuckwisch Thomas Hinkel FORD i LIBRARY 07V830 JOHN E. MOSS, CALIF., CHAIRMAN ROOM 2323 PICHARD L. OTTINGER, N.Y. JAMES M. COLLINS, TEX. RAYBURN HOUSE OFFICE BUILDING ROBERT (BOB) KRUEGER, TEX. NORMAN F. LENT, N.Y. PHONE (202) 225-4441 ANTHONY TOBY MORFETT, CONN. EDWARD R. MADIGAN, ILL. JIM SANTINI, NEV. MATTHEW J. RINALDO. N.J. W.S. (BILL) STUCKEY, GA. SAMUEL L. DEVINE, OHIO JAMES H. SCHEVER, N.Y. (EX OFFICIO) HENRY A. WAXMAN, CALIF. PHILIP R. SHARP, IND. ANDREW MAGUIRE, N.J. HARLEY O. STAGGERS, W. VA. (EX OFFICIO) 25S MICHAEL R. LEMOV CHIEF COUNSEL CONGRESS OF THE UNITED STATES HOUSE OF REPRESENTATIVES SUBCOMMITTEE ON OVERSIGHT AND INVESTIGATIONS OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE WASHINGTON, D.C. 20515 June 23, 1975 Honorable Frank G. Zarb Administrator Federal Energy Administration Washington, D. C. 20461 Dear Mr. Zarb: The Washington Post has recently reported that the Office of Export Administration, in December, 1973 and January and February, 1974, granted licenses to Mr. Bart Chamberlain per- mitting the export of domestic crude oil to a Bahamas refinery at inflated prices. The Post story also refers to an inquiry made by the Federal Energy Office into the granting of those licenses and the subsequent exporting of crude oil to the Bahamas. It is requested that you submit to the Subcommittee on Oversight and Investigations a full report on this matter. In addition to any other information that you may have, it is requested that you provide answers to the following questions: (a) Would the granting of licenses by the Office of Export Administration permit the sale of domestic crude oil to offshore refineries at prices in excess of the ceiling prices applicable to sales of crude oil for processing at domestic refineries? (b) Did the FEO (or FEA) conduct an investigation into the matter described above? FORD Honorable Frank G. Zarb June 23, 1975 Page 2 (c) What conclusions and actions resulted from that investigation? (d) What FEO (or FEA) employees worked on that investi- gation? (e) What persons outside the FEO contacted FEO officials with the purpose or effect of di touraging further inquiry into this matter? Your prompt response will be much appreciated. Sincerely, JOHN E. MOSS Chairman Oversight and Investigations Subcommittee JEM:dsh ORD LIBRAD. JUL 10 1975 Nonorable John E. Moss Chairman, Subcommittee on Oversight and Investigations Committee on Interstate and Foreign Commerce 2323 Rayburn House Office Building Washington, D.C. 20515 Dear Mr. Chairman: This is in response to your letter of June 23, 1975 requesting a report on the FEA's inquiry into the granting of export licenses to a Mr. Bart Chamberlain, which licenses had the effect of permitting the export of domestic, price- controlled crude oil to a Bahamas refinery at uncontrolled prices. When the first news stories on this matter appeared, I directed Corman C. Smith, Assistant Mministrator for Regulatory Programs, to conduct an inquiry into the matter to determine: (1) whether, and the extent to which, Senator John Sparkman and former Representative Hugh Carey (now Governor of Sew York) had contacted what was then the Federal Energy Office ("FEO") in connection with the granting of export licenses to Mr. Chamberlain or companies owned by him; (2) the extent of the FEO's involvement in the granting of those licenses; and (3) whether there exist any lingering compliance issues or problems with our regulations or procedures which require current corrective action by the FEA. This internal PEA inquiry was undertaken principally to provide me with suffi- cient relevant facts to determine what, if any, additional action might be appropriate on FEA's part. Our inquiry involved only interviewing current FEA and a limited number of former FEA or FEO personnel to determine the facts of their involvement in this matter, and searching our files for documents that might be relevant to this matter. OGC DGRobinson:1b:rm5120:x8301:005256 7/7/75 GERALD FORD LIBRARY - 2 - The information obtained through chis inquiry was turned over to the Department of Justice last week, and we have met with representatives of the Criminal Division of the Department of Justice and the U.S. Attorney's office for the Southern District of New York to determine whether there is any other way that we can assist them in this inquiry. Since the investigation is now fully under the control of the Department of Justice, we felt compelled to seek the Department's concurrence on the release to your Subcommittee of the documents gathered in our own internal investigation and turned over to it. The Department has asked for the opportunity to review these documents before their release, and it is currently doing SO. Upon completion of this review we will promptly supplement this response to your request. We are also conducting ongoing administrative audits of both the New England Petroleum Company and Nr. Chamberlain's crude oil producing companies to determine whether there have been price and/or allocation regulation violations. Those inves- tigations are also being closely coordinated with the Depart- ment of Justice. Once those investigations have been con- cluded, we will provide the results to your Subcommittee. In order to allay any concern you might have that the TEA is not providing to your Subcommittee information that it has provided to the press, I should indicate that we have attempted to keep the results of our inquiry confidential. While some current FEA personnel in the first few days of the inquiry granted limited interviews to the press concerning this matter, we have subsequently notified all employees involved that they are no longer to discuss it publicly while it is the subject of a Justice Department investigation. Moreover, to the best of our knowledge no current FEA employee was the source of recent newspaper accounts purportedly describing the contents of internal FEA memoranda. Most of the infor- mation appearing in such stories was apparently obtained from former FEA or FEO officials, over whom, of course, we have no control. You have my continued commitment to be as open as possible with your Subcommittee. We will gladly provide you with information that does not directly relate to the Justice FORD is LIBRARY 079830 - 3 - Department's investigation. We consider some of the infor- mation specifically requested in your letter of June 23 to fall in this latter category, and therefore answers to those specific requests are enclosed. Sincerely, Frank G. Zarb Administrator Enclosure Note: This letter has also received the concurrence of the Department of Justice per G. Allen Carver, Criminal Divi- sion, 7/9/75. bcc: Signer/Exec. Comm. Cong. Affairs D. Robinson QERALD FORD LIBRARY INFORMATION REQUESTED BY THE HONORABLE JOHN E. MOSS ON JUNE 23, 1975 (a) Information Requested: "Would the granting of licenses by the Office of Export Administration permit the sale of domestic crude oil to off- shore refineries at prices in excess of the ceiling prices applicable to sales of crude oil for processing at domestic refineries?" Answer: Crude oil can be exported only pursuant to a valid export license. The FEA regulations have always provided that crude oil (or any refined product) sold for export is exempt from both FEA's allocation and pricing regulations. 10 C.F.R. SS 211.1 (b) (1), 212.53 (a). Therefore, assuming there are no other factors bearing on the issue, the sale of crude oil by a U.S. producer to a foreign refiner for export pursuant to a validly issued export license is exempt from U.S. price controls and can occur at whatever price the parties agree upon. However, the issue may be complicated by other factors. For example, 10 C.F.R. $ 211.63 (a) provides that a supplier/ purchaser relationship for the sale of non-stripper well crude oil that was in effect on December 1, 1973 must be maintained unless it terminated by mutual consent of the parties or unless the December 1 purchaser is given the opportunity to meet a higher lawful price offered by another purchaser. The argu- ment has been made that the export exemption of $ 211.1 (b) (1) allows a producer that was a party to a December 1 relation- ship covered by S 211.63 (a) unilaterally to terminate that relationship by selling the oil for export. There might also be some question as to whether 10 C.F.R. $ 210.62(c), which prohibits "[a]ny practice which constitutes a means to obtain a price higher than is permitted by the regulations," can be used to prevent an exporter from selling oil for export at market prices if the refined product will be imported back into the United States. The FEA currently has these issues under consideration. fono GERALD LIBRARY - 2 - (b) Information Requested: "Did the FEO (or FEA) conduct an investigation into the matter described above?" Answer: Yes. An investigation was conducted in early 1974 of both NEPCO's pricing and the sale by Citronelle-Mobile Gathering Corp. ("Citmoco"), a company owned by Mr. Bart Chamberlain, of crude oil to a Bahamas refinery. More recently, the FEA has reopened investigations into these two areas, as well as a limited internal investigation into the extent to which the Office of Export Administration was influenced by Senator Sparkman, Governor Carey or others. (c) Information Requested: "What conclusions and actions resulted from that inves- tigation?" Answer: The IRS inquiry into Citmoco's transactions reached no conclusions. Inquiries were made of Mr. Chamberlain in April 1974 that were inconclusive. The matter has been reopened under the FEA's producer audit program. The FEO's Region II office turned its audit of NEPCO over to the United States Attorney for the Southern District of New York in February or March of 1974. No action has yet resulted from the U.S. Attorney's investigation, although it has recently been reopened. The FEA's Region II office is also conducting a renewed audit of NEPCO's pricing prac- tices. As indicated in Mr. Zarb's letter, information obtained in the FEA's limited internal inquiry has been turned over to the Department of Justice, which now has full responsibility for the investigation. BERALD FORD LIBRARY - 3 -- (d) Information Requested: "What FEO (or FEA) employees worked on that investiga- tion?" Answer: At the time of the initial investigation into "E. Chamber- lain's transactions, the FEO's audits were conducted by the Internal Revenue Service. Robert F. Gossin of the FEO's Office of Policy, Planning and Regulation recommended that an investigation be conducted, and the Director of that office, Charles Owens, directed that the investigation be commenced. The actual investigation, which apparently con- sisted only of an interview of Mr. Chamberlain, was conducted by a Harry C. Evans of the IRS's Birmingham, Alabama, office. The NEPCO matter was referred to the U.S. Attorney by Gerald Turetsky, who was at that time the FEO's Regional Administrator in New York and is currently the Regional Administrator for GSA in New York. The employees principally involved in the FEA's recent internal inquiry were Gorman C. Smith, Assistant Administra- tor for Regulatory Programs; John Vernon, Deputy Assistant Administrator for Regulatory Programs; and Thomas Hinkel, Office of Regulatory Programs. (c) Information Requested: "What persons outside the FEO contacted FEO officials with the purpose or effect of discouraging further inquiry into this matter?" Answer: To our knowledge, no person outside the FEO contacted FEO officials with the purpose or effect of discouraging further inquiry into either Citmoco or NEPCO or of influ- encing the granting of an export license to Citmoco. Similarly, no person outside the FEA has contacted it with the purpose or effect of discouraging the FEA's recent inquiries. is FORD GERALD LIBRARY JOHN E. MODE, CALIF., CHAIRMAN ROOM 2323 RICHARD : OTTER JOURY. JAMES M. COLLINS. TIX. RAYBERN HOUSE OFFICE BUILDING HOMERT CLR, TEX. NORMAN F. LINT. U.Y. PHONE (202) 225-4441 ANTHONY TODY MO! FLTT. CONN.- LDWARD R. MADIGAN, ILL, JIM SANTING NEV. MATTHEW 1. MINALDO, N.J. W. 5. (JLL) STUCKEY. GA. SAMUEL L. DEVINE. OHIO MICHAEL R. LEMOV (EX OFFICIO) CONGRESS OF THE UNITED STATES JAMES P. N.Y. CHICF COUNSEL HENRY A. WAXMAN, CALIF, PHILIP H. SHARP, IND. HOUSE OF REPRESENTATIVES J. THOMAS GREENE ANDREW MAGUIRE, N.J. COUNSEL TO THE CHAIRMAN HARLEY O. STAGGERS, W. VA. SUBCOMMITTEE ON OVERSIGHT AND INVESTIGATIONS (EX OFFICIO) OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE WASHINGTON, D.C. 20515 July 14, 1975 Honorable Frank G. Zarb Administrator Federal Energy Administration Washington, D. C. 20461 Dear Mr. Zarb: I have received your letter of July 10, 1975, in response to my request for documents in the matter involving the granting of export oil licenses to Mr. Bart Chamberlain and am deeply concerned about the position you have chosen to take. As you are aware, the Subcommittee on Oversight and Investi- gations of the House Committee on Interstate and Foreign Commerce under the mandates of Rule X of the House of Representatives has the oversight responsibility for the activities of your agency. In order to comply with this we need your full cooperation which has not been received on my request of June 23, 1975. In order to avoid any misunderstanding concerning the scope of this request you are advised that the Subcommittee must be furnished any and all documents relating in any way to the appli- cation for and subsequent granting of export licenses to Citmoco, Inc. and any investigations relating thereto in the possession of the Federal Energy Administration. These should include but not be limited to memoranda, correspondence, tapes, notes of personal or telephonic contacts and investigative reports. Be assured that all of the information advanced by you has been carefully considered. Notwithstanding your desires on this matter, I assure you this Subcommittee must now have the documents requested and will expect your full cosperation ensuring that the documents are received by us without any further delay. Signerely, John E. Moss Chairman Subcommittee on Oversight and Investigations JEM:amw BY HAND 18 JUL 1975 Honorable John E. Moss Chairman, Subcommittee on Oversight and Investigations Committee on Interstate & Foreign Commerce House of Representatives Washington, D.C. 20515 Dear Mr. Chairman: This is in response to your letter of July 14, 1975 regarding the Citmoco export license matter. My letter to you of July 10, 1975 noted that the Department of Justice requested an opportunity to review those documents that we provided to it in connection with the Citmoco export license matter before we made such documents available to your Subcommittee. In view of the fact that such documents bore directly on the Department's ongoing investigation into this matter and that the investigation could conceivably result in criminal prosecutions, I granted the request. I assure you, however, that I did so reluctantly, in view of the personal commitment M have expressed to you on several occasions that we will also cooperate to the fullest extent possible with your Subcommittee. Upon receipt of your letter of July 14, 1975, we contacted the Department of Justice to request again that it complete its review of the documents as promotly as possible. The Department at that time expressly instructed us not to re- lease the documents to you, but instead requested that we ask your staff counsel contact one of the two attorneys in the office of the United States Attorney for the Southern District of New York directly responsible for the investi- gation. They are Rudolph W. Giuliani, Executive Assistant U.S. Attorney, telephone (212) 791-0060, and Mr. Jeffrey Harris, Assistant U.S. Attorney, telephone (212) 791-0073. They have indicated a willingness to discuss with your staff the release of the documents under terms that would not result in prejudice to future litigation. OGC DGRobinson:1b:rm5120:x8301 FORD is LIBRARY GERALD 7/18/75 - 2 - I hope you will appreciate the difficult position into which we have been placed because of our desire to cooperate fully with both your Subcommittee's and the Department of Justice's investigations. Please let me know if there is anything further I can do to help resolve this mattor. Sincerely, Frank G. Zarb Administrator bcc: Signer/Exec. Comm. (2) Cong. Affairs D. Robinson FORD is QERALD LIBRARY TAB C or LEVI MAY BLOCK said the Joseph A. de The cas CAREY OIL PAPERS al export ] the oil cri early 1974 Inclined Against Honoring Chamberla who man, sold last Governor's Bid for Release barrels of pira- Bahamian pen- of oil was tate- By MARTIN TOLCHIN at $5.10 a Special to The New York Times sold on ex i Mr. WASHINGTON, July 24-At- of $13.51 a Mr. dale" torney General Edward H. Levi At the tors. indicated today that he was interventio THE WHITE HOUSE WASHINGTON Pass on to Ken Lazarus for his handling. P. CORD THE WHITE HOUSE WASHINGTON June 28, 1975 MEMORANDUM FOR: PHILIP BUCHEN FROM: RODERICK HILLS RH Do you believe we should have somebody on our staff (Lazarus) see what the FEA is doing about the attached matter? You may have seen the news report which complains that the FEA was investigating itself. your LIBRARY Aven OIL CALLS LINKED TO CAREY'S OFFICE Ex-U.S. Aide Cites Repeated Efforts for Deal Involving the Governor's Brother By MARTIN TOLCHIN Special to The New York Times WASHINGTON, June 25 - The Federal Energy Adminis- NATIONAL ARCHIVES AND RECORDS ADMINISTRATION Presidential Libraries Withdrawal Sheet WITHDRAWAL ID 01458 REASON FOR WITHDRAWAL Donor restriction TYPE OF MATERIAL Memo (s) CREATOR'S NAME Buchen, Philip RECEIVER'S NAME Connor, James DESCRIPTION O.C. Carmichael and HEW. With attachments. CREATION DATE 04/23/1975 COLLECTION/SERIES/FOLDER ID 001900423 COLLECTION TITLE Philip W. Buchen Files BOX NUMBER 37 FOLDER TITLE Personnel - Conflict of Interest, A-G DATE WITHDRAWN 08/24/1988 WITHDRAWING ARCHIVIST LET THE WHITE HOUSE 1/10/75 TO: Phil Buchen FROM: Bill Casselman Noted Information XXX Action: As appropriate See me Prepare reply Concur and return Children David JAN 10 1975 MEMORANDUM FOR THE HONORABLE WILLIAM E. CASSELMAN II Counsel to the President Re: Possible Conflict of Interest Problems -- the Appointment of David W. Childs as Chairman of the National Capital Planning Commission This responds to your memorandum of December 14 requesting our assistance concerning the conflict of interest aspects in- volved in Mr. Childs' proposed appointment as Chairman of the National Capital Planning Commission (NCPC). The Commission, composed of 13 members, is the statutory central planning agency for the Federal and District Govern- ments in the National Capital. 40 U.S.C. 71a(a). It appears to be an executive branch agency. of the members, eight are designated individuals holding Government office, serving ex officio.* 40 U.S.C. 71a(b) (1). There are five public members appointed by the President. 40 U.S.C. 71a(b)(2). The Chairman of the Commission, designated by the President, receives no compensation as such but is paid a per diem in lieu of sub- sistence and is entitled to travel reimbursement. 40 U.S.C. (a) (b) (2). Presumably, the Chairman will serve fewer than 130 days during any period of 365 consecutive days. Accord- ingly, he would be a special Government employee as defined by 18 U.S.C. 202(a) of the conflict of interest statute. Mr. Childs is associated as a partner with Skidmore, Owings and Merrill, a firm engaged in architectural engineering and urban design work in Washington, D.C. The firm has a limited number of Federal contracts described in Mr. Childs' letter of November 16, 1974, to Mr. Buckels, attached to your memorandum. He states that where a Commissioner is "involved" (presumably in a financial way) with a project before the NCPC, he "steps aside from that particular decision," and he is pre- pared to "follow that practice when necessary." Clearly, Mr. Childs' association with Skidmore, Owings and Merrill does not constitute a legal bar to his appointment #/ Some of the ex officio members are Members of Congress." GERALD LIBRARY as Chairman of NCPC. Indeed, the Act establishing the Com- mission contemplates that its public members shall be eminent citizens "well qualified and experienced in city or regional planning." 40 U.S.C. 71a(b) (2). There are two provisions of the conflict of interest statute that may come into play-sections 208(a) and 207 (c). 1. Section 208(a). Section 208(a) prohibite an officer or employee of the executive branch, including a special Government employee, from participating "personally and substantially as a Govern- ment officer or employee" in particular matters in which he or an organization in which he is a partner has a financial interest. Section 208(a) would require Mr. Childs to disqualify himself from participating in any particular NCPC matter in- volving his firm's financial interest (such as payment for services, review and approval of work performed by the firm or its contractors on a contract, etc.). Apparently Mr. Childs is aware of this requirement. 2. Section 207(c). Section 207 (c) relates to individuals outside the Govern- ment who are partners of someone serving in the executive branch, including a special Government employee. This provi- sion prohibits the outside partners from acting as attorney or agent for anyone other than the United States in particular matters in which their Government partner is participating or has participated, or which are the subject of the latter's official responsibility. It would bar Mr. Childs' firm from acting as an agent for its clients before the NCPC. In the event that doubtful situations arise in the future involving Mr. Childs' work with the NCPC, we will be glad to be of further assistance. Antonin Scalia Assistant Attorney General Office of Legal Counsel - 2 - NATIONAL ARCHIVES AND RECORDS ADMINISTRATION Presidential Libraries Withdrawal Sheet WITHDRAWAL ID 01459 REASON FOR WITHDRAWAL Donor restriction TYPE OF MATERIAL Memo (s) CREATOR'S NAME Chapman, Dudley RECEIVER'S NAME Buchen, Philip DESCRIPTION Personal financial data. With attachments. CREATION DATE 04/23/1975 COLLECTION/SERIES/FOLDER ID 001900423 COLLECTION TITLE Philip W. Buchen Files BOX NUMBER 37 FOLDER TITLE Personnel - Conflict of Interest, A-G DATE WITHDRAWN 08/24/1988 WITHDRAWING ARCHIVIST LET NATIONAL ARCHIVES AND RECORDS ADMINISTRATION Presidential Libraries Withdrawal Sheet WITHDRAWAL ID 01460 REASON FOR WITHDRAWAL Donor restriction TYPE OF MATERIAL Memo (s) CREATOR'S NAME Buchen, Philip RECEIVER'S NAME Marsh, Jack DESCRIPTION Charles Collatos and the Selective Service Appeals Board. CREATION DATE 12/06/1975 COLLECTION/SERIES/FOLDER ID 001900423 COLLECTION TITLE Philip W. Buchen Files BOX NUMBER 37 FOLDER TITLE Personnel - Conflict of Interest, A-G DATE WITHDRAWN 08/24/1988 WITHDRAWING ARCHIVIST LET THE WHITE HOUSE WASHINGTON July 1, 1976 MEMORANDUM FOR: DOUGLAS BENNETT FROM: PHILIP BUCHEN -> SUBJECT: Charles Crutchfield to be a Member, Board of Directors, Corporation of Public Broad- casting We have concluded our review of the Personal Data Statement made by Mr. Crutchfield. These responses reveal attitudes and actions on his part which are likely to cause contro- versy during the confirmaton process. Among them are: 1. A speech he made on August 11, 1972, in Atlanta, Ga., which was printed and circulated by the Georgia Association of Broadcasters. The title of the speech was "A Commitment to Balanced News" in which the speaker cited a personal incident where he had made ad lib comments while meeting with North Carolina legislators to support retention of State laws that permitted cities like Charlotte to annex additional areas. His report of that incident is: "I commented that 'Blacks are not -- at this time -- mentally or economically qualified to run a city the size of Charlotte.' This was an unfortunate choice of words. I should not have used the word 'mentally qualified'. The meaning I was trying to convey was that, general speaking, blacks do not -- at this time -- possess the education and experience necessary to administer a large city." His point in using this example was that he had been unfairly treated by the news media for having used an ill-considered phrase, but the fact that he did use it will undoubtedly come up in the hearings. DENAL LIBRARY - 2 - 2. Also, in another speech delivered March 26, 1970, he very much defended the attacks by Spiro Agnew on the media. 3. Mr. Crutchfield was active in trying to ban non- communists from speaking at tax-supported colleges in the State of North Carolina. 4. The proposed nominee also has publicly criticized the networks for permitting programs to be aired in which blasphemy was used such as one episode of the "All in the Family" series. In the aftermath of the refusal of the Senate to accept the nomination of Joseph Coors, we are likely to face efforts by liberal Senators to characterize Mr. Crutch- field as equally objectionable, and I think it necessary that you be aware of this likelihood and the types of evidence which will be available to the Senate Committee.