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Weekly Briefing Notes, 2/27/1976
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Weekly Briefing Notes, 2/27/1976
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William J. Baroody Files (Ford Administration)
William Baroody's Copies of "Weekly Briefing Notes on U.S. Domestic Developments"
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Environmental Protection Agency. 12/2/1970-
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The original documents are located in Box 39, folder "Weekly Briefing Notes, 2/27/1976" of the William J. Baroody Files at the Gerald R. Ford Presidential Library. Copyright Notice The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted material. Gerald R. Ford donated to the United States of America his copyrights in all of his unpublished writings in National Archives collections. Works prepared by U.S. Government employees as part of their official duties are in the public domain. The copyrights to materials written by other individuals or organizations are presumed to remain with them. If you think any of the information displayed in the PDF is subject to a valid copyright claim, please contact the Gerald R. Ford Presidential Library. Digitized from Box 39 of the William J. Baroody Files at the Gerald R. Ford Presidential Library * 71 * # THE VICE preSIdENT # 4 * WASHINGTON * * = * March 11, 1976 MEMORANDUM FOR BILL BAROODY Attached is a copy of the Weekly Briefing Notes special report entitled State and Local Government Finances. The regular weekly report will be sent tomorrow. lesson STATE AND LOCAL GOVERNMENT FINANCES Prepared for the President and the Vice President GERALD LISSEN TEAM February 27, 1976 COMPILED BY THE FEDERAL STATISTICAL SYSTEM Coordinated by the Bureau of the Census at the request of the Statistical Policy Division, Office of Management and Budget Vincent P. Barabba, Director Joseph W. Duncan, Bureau of the Census Deputy Associate Director for Statistical Policy Office of Management and Budget GERALD LIBRARY February 27, 1976 SOURCES OF DATA U.S. Department of Commerce, Bureau of the Census Governmental Finances "Governmental Finances in 1963-64" through "Governmental Finances in 1973-74" Census of Governments, 1972, vol. 4, Government Finances, No. 5: "Compendium of Government Finances" Census of Governments, 1972, vol. 6, Topical Studies, No. 4: "Historical Statistics on Governmental Finances and Employment" State Government Finances "State Government Finances in 1974" Finances of Municipalities "City Government Finances in 1973-74" Census of Governments, 1972, vol. 4, Governmental Finances, No. 4: "Finances of Municipalities and Township Governments" County Finances "County Government Finances in 1973-74" Census of Governments, 1972, vol. 4, Governmental Finances, No. 3: "Finances of County Governments" Special District Finances Census of Governments, 1972, vol. 4, Governmental Finances, No. 2: "Finances of Special Districts" School District Finances Census of Governments, 1972, vol. 4, Governmental Finances, No. 1: "Finances of School Districts" Employment "Public Employment in 1974" BERALD, Census of Governments, 1972, vol. 3, Public Employment, No. 2: "Compendium of Public Employment" Government Organization Census of Governments, 1972, vol. 1: "Governmental Organization" For further information, please contact Sherman Landau, Chief, Governments Division, Bureau of the Census, 763-7366. TABLE OF CONTENTS Explanatory Notes FEDERAL, STATE, AND LOCAL GOVERNMENT - TRENDS AND COMPARISONS A.1 Total Revenue and Expenditure by Financial Sectors: 1974 A.2 Number of Public Employees by Level of Government: 1957, 1962, 1967, 1972, and 1974 A.3 Per Capita Governmental General Revenue: 1964 to 1974 A.4 Tax Revenue by Level of Government: 1970 to 1974 A.5 Per Capita Governmental General Expenditure: 1964 to 1974 A.6 Federal Intergovernmental Expenditure by Function: 1962 to 1974 A.7 General Expenditure by Level of Government: 1967 and 1974 STATE GOVERNMENT FINANCES B.1 State Government Revenue and Expenditure: 1974 B.2 Trends in State Government Revenue, Expenditure, and Long-Term Indebt- edness: 1965 to 1974 B.3 Selected Components of State General Revenue: 1965 to 1974 B.4 Selected Components of State General Expenditure: 1965 to 1974 GERALD LOCAL GOVERNMENT FINANCES C.1 Local Governments by Type: 1957, 1962, 1967, and 1972 C.2 Local Government Revenue and Expenditure: 1974 C.3 Trends in Local Government General Revenue, Expenditure, and Long-Term Indebt- edness: 1965 to 1974 TABLE OF CONTENTS-Continued Local Government Finances-Continued C.4 Trends in General Revenue, General Expenditure, and Long-Term Indebtedness of County Governments: 1965 to 1974 C.5 Selected Components of County General Revenue: 1965 to 1974 C.6 Selected Components of County General Expenditure: 1965 to 1974 C.7 Trends in Municipal General Revenue, General Expenditure, and Long-Term Indebtedness: 1965 to 1974 C.8 Selected Components of Municipal General Revenue: 1965 to 1974 C.9 Selected Components of Municipal General Expenditure: 1965 to 1974 C.10 Trends in General Revenue Direct General Expenditure, and Long-Term Indebtedness of Townships: 1965 to 1974 C.11 Trends in General Revenue, Direct General Expenditure, and Long-Term Indebtedness of Special Districts: 1965 to 1974 C.12 Trends in General Revenue, Direct General Expenditure, and Long-Term Indebtedness of School Districts: 1965 to 1974 APPENDIX A. State and Local Governmental General Revenue, Expenditure, and Indebt- edness by State: 1967 and 1974 (Per $1,000 Personal Income and Per Capita) APPENDIX B. Definitions of Selected Terms Explanatory Notes 1. All years displayed in the charts or cited in the accompanying narrative are fiscal years. For local governments, the financial statistics for each year relate to fiscal years which ended some- time in the 12-month period ending June 30 of the year cited. All State governments except Alabama, Texas, and New York have fiscal years which end June 30. These three States are treated as though they were part of the June 30 group. 2. Total revenue and expenditure comprise actual receipts and payments (net of such correcting transactions as recoveries or refunds) of a government and its agencies, including government-operated enter- prises, utilities, and public trust funds. Transactions excluded are debt issuance and retirement, loans and investments, agency and private trust transactions, and internal transfers between government funds. Aggregates for groups of governments exclude intergovernmental transactions between the governments involved. 3. The percentages in the pie charts that display components of governmental revenue and expenditure in 1974 are calculated on the basis of total government revenue and expenditures, which include utility, liquor store, and insurance trust revenue and expenditure (except contributions from governments to insurance funds they administer; see definitions). The percentages for components of revenue and expenditure displayed in the line charts will vary slightly from the pie charts because they are computed as percent- ages of general revenue and expenditure which exclude utility, liquor store, and insurance trust revenue and expenditure (see definitions). 4. Long-term indebtedness amounts that are displayed in the various charts include both full faith and credit obligations which are secured by the government's power of taxation, and nonguaranteed debt, which is payable solely from earnings of revenue-producing activities (see definitions). 5. Other measures of Federal Grants-in-Aid calculated on slightly different conceptual bases are shown in Special Analysis 0 of the Budget of the United States: Fiscal Year 1977. A.1 - Total Revenue and Expenditure by Financial Sectors: 1974 Federal Government Total Revenue $289.1 Billion Insurance Trust Revenue $70.7 24.5 % Individual Income Taxes $119.0 41.2 % Post Office Receipts $8.6 3.0 % Other Charges and Miscellaneous $25.0 8.6 % Corporate Income Taxes Other Taxes $38.6 $6.7 13.4 % 2.3 % Sales Taxes $20.5 7.1 % Total Expenditure FORD is LIBRARY CERALD $297.2 Billion Insurance Trust Expenditure National Defense $74.1 $87.0 24.9 % 29.3 % Interest on Education General Debt $13.3 $22.5 4.5 % 7.6 % Public Welfare $19.1 Other General 6.4 % Expenditure $68.4 23.0 % Natural Resources $12.8 4.3% Source: Bureau of the Census 27 February 1976 A.1-Total Revenue and Expenditure by Financial Sectors: 1974 State and Local Governments Total Revenue Insurance Trust $237.9 Billion Revenue $18.4 7.7 % Individual Income Taxes $19.5 Utility And Liquor 8.2 % Store Revenue The different patterns of revenue and expenditure of the Federal $11.8 5.0 % Government compared to State and local governments reflect their Property Taxes different functions and roles. $47.7 From Federal 20.1 % Government $41.8 Federal, State, and local governments receive most of their tax 17.6 % revenues from different sources. Individual and Corporate Income Taxes comprise 54.6 percent of the Federal Government's income. Charges And Miscellaneous Sales Taxes $35.2 $46.1 14.8 % 19.4 % Local governments rely on property tax, while State govern- ments depend upon a combination of general and selective sales taxes. Other Taxes $17.4 7.3 % The Federal Insurance Trust Programs (primarily Old Age, Survivor's, Disability, and Health Insurance) accounted for nearly one-fourth of all Federal revenue and expenditure. Insurance Trust Programs at the State and local government Total Expenditure level accounted for only 7.7 percent of revenue and 5.6 $226.0 Billion percent of total expenditure. Insurance trust Expenditure State and local governments disburse three-fourths of total $12.7 5.6 % governmental expenditures for delivery of public services such as Education, Public Welfare, Health and Hospitals, etc. Utility And Liquor Stores $14.4 Education and Public Welfare account for about 45 percent 6.4 % Education of State and local government outlays, compared to only 11 $75.8 percent for the Federal Government. 33.5 % Other General Federal payments to State and local governments ($41.8 billion in Expenditure 1974) have increased from 12.6 percent to 17.6 percent of total $62.2 State and local revenue since 1965. 27.5 % Public Welfare $25.1 11.1 % Health and Hospitals $15.9 Highways 7.0 % $19.9 8.8 % GERALO FORD LIBRARY Source: Bureau of the Census 27 February 1976 A.2 - Number of Public Employees by Level of Government: 1957, 1962, 1967, 1972, and 1974 Federal 1957 2.439 1962 2.539 1967 2.993 1972 2.795 1974 2.874 FORD & LIBRARY GERALD State 1957 1-300 1962 1-680 1967 2-335 1972 2.957 1974 3.155 Local 1957 4-307 1962 5-169 1967 6.539 1972 8.007 1974 8.639 0 1 2 3 4 5 6 7 8 9 Millions of Persons Source: Bureau of the Census 27 February 1976 FORD LIBRARY is GERALD The number of Public Employees of State and local governments has more than doubled between 1957 and 1974. The increase at the Federal level was only 18 percent over the same period. A.3 - Per Capita Governmental General Revenue: 1964 to 1974 Charges and Miscellaneous State and Local Taxes Thousands Federal Taxes of Dollars 2 $1-816 18 FORD LIBRARY is BERALD $1648 10 $1-486 14 $1.341$1.346 $1279 12 $1-087 $1043 1 $0-961 $0-875 $0-840 08 00 or 02 0 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 Total Per Capita General Revenue has risen nearly as much in the 3 years between 1971 and 1974 as in the 7-year period from 1964 to 1971. Between 1964 and 1974, the Federal Tax share of per capita revenue of all governments has decreased from 56.3 percent to 48.2 percent. The State and Local Tax share has increased from 29.8 percent in 1964 to 34.0 percent in Fiscal 1974. Combined Federal, State, and local revenue from Charges and Miscella- neous sources increased from 13.9 percent to 17.8 percent of per capita General Revenue. FORD is LIBRARY QERALD A.4 - Tax Revenue by Level of Government: 1970 to 1974 Other Taxes Sales Taxes FORD & LIBRARY GERALD Income Tax (Federal and State) Billions Property Tax (Local) of Dollars 200 200 184.8 180 180 165.5 160 160 153.7 146.1 140 137.3 140 120 120 100 100 80 80 74.2 68.1 59.9 60 56.5 60 51.5 53.0 48.0 48.9 43.4 40 38.8 40 20 20 0 0 Federal Federal Federal Federal Federal State State State State State Local Local Local Local Local 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 FORD LIBRARY is GERALD During the 1970's, State and Local Tax Revenues were expanding at a rate nearly twice that of Federal Tax Revenues. Between 1970 and 1974 Federal tax revenue rose 26.7 percent to $184.8 billion, while State and local tax revenues combined increased 50.6 percent to a total of $130.7 billion. While the absolute dollar amounts of total tax revenue have been in- creasing, the proportions of revenue from various types of taxes at each level of government have remained relatively constant. A.5 - Per Capita Governmental General Expenditure: 1964 to 1974 State and Local Other Federal Thousands National Defense and of Dollars International Relations 2 $1793 18 16 GERALD R. LIDRARY FORD $1660 $1.558 $1.473 14 $1.353 $1.267 12 $1.182 $1-096 1 $0-968 $0-868 $0-896 08 06 04 02 0 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 On a per capita basis, State and local General Expenditure now accounts for more than half (52.4 percent) of all governmental spending, up from 41.7 percent in 1964. Excluding National Defense and International Relations, State and local government spending comprise more than two-thirds of total expenditure. Federal expenditure for National Defense and International Relations as a share of total per capita governmental expenditure has decreased sharply from 34.5 percent to 23.0 percent between 1964 and 1974. All other Federal Expenditure has remained relatively unchanged at approximately 24 percent of Total General Expenditure. FORD is LIBRARY QERALD A.6 - Federal Intergovernmental Expenditure by Function: 1962 to 1974 THIS CHANGE CHANGE HIGHWAYS - - R.FORD & LIBRARY BERALD PERIOD LAST PER. YEAR AGO $4.6 N/A -5.2% PUBLIC WELFARE $12.8 N/A 6.1% ALL OTHER $11.9 N/A 8.4% EDUCATION - $7.5 N/A 10.4% BILLIONS GENERAL REVENUE SHARING $6.1 N/A -8.0% BILLIONS OF DOLLARS OF DOLLARS 15 15 10 10 5 5 0 0 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 FORD & LIBRARY GERALD The Federal Government distributed a total of $42 billion to State and local governments in 1974, a four-fold increase over the past 10 years. Following a 3-year period, 1970 to 1973, of accelerating growth averaging 21 percent, Federal intergovernmental expenditure leveled off, increasing only 3.8 percent in 1974. About 30 percent of this total, or $12.8 billion, was earmarked for Public Welfare programs, which, in 1967, became the largest intergovernmental expenditure. The sharp rise in Public Welfare Expenditure in 1972 and subsequent decline the following year, was due to a large 1973 advance payment made in 1972. Another $7.5 billion, or 18 percent, was disbursed for Education, an increase of 10.4 percent from 1973. Grants-in-Aid to local schools amounted to $6.4 billion, or 86 percent of the total. Upon inception in 1973, General Revenue Sharing became the third largest intergovernmental outlay. Of the $6.1 billion distributed in 1974, $2.0 billion was transferred to the States with $4.1 billion going to.local governments. Housing and Urban Renewal, Health and Hospitals, and Waste Water Treatment Facilities are the primary components contributing to the sharp rise in the "A11 Other" category since 1969. Federal payments for Highway programs have remained relatively stable since 1962, dropping from the largest single component of Intergovernmental Expenditure. A.7 - General Expenditure by Level of Government: 1967 and 1974 1967 FORD is LIBRARY OERALD 1974 Per Capita Per $1,000 Personal Income $1,098 $374 All Governments $1,793 $358 $624 $213 Federal $853 $170 $474 $161 State and Local $940 $188 2,000 1,500 1,000 500 0 0 100 200 300 400 Per Capita Per $1,000 Income Source: Bureau of the Census 27 February 1976 FORD & LIBRARY GERALD In 1974, General Expenditure of All Governments amounted to $1,793 for each person in the U.S., 63 percent above the $1,098 expended in 1967. Conversely, relative to personal income, Total Governmental Expenditure has actually declined over the same period. $358 per $1,000 of personal income in 1974 compared to $374 in 1967. A 20-percent decline in Federal Expenditures (excluding amounts transferred to State and local governments) per $1,000 of personal income was responsible for the overall decrease. State and local expenditures per $1,000 of personal income rose 17 percent. B.1 - State Government Revenue and Expenditure: 1974 Total Revenue $140.8 Billion Other Taxes $10.6 7.5% Insurance Trust Revenue Intergovernmental $16.4 11.7% $33.2 23.6% Liquor Stores Revenue $2.0 1.4% Charges and Miscellaneous $15.0 10.6% Income Taxes $23.1 16.4% Sales Taxes $40.5 28.8% FORD is LIBRARY GERALD Total Expenditure $132.1 Billion Insurance Trust And Liquor Stores $12.2 9.2% All Other Functions $26.3 19.9% Education $46.9 35.5% Health And Hospitals $8.4 6.4% Highways $15.8 12.0% Public Welfare $22.5 17.0% Source: Bureau of the Census 27 February 1976 FORD & 038870 LIBRARY In 1974 Total State Revenue exceeded Total Expenditure by $8.7 billion, considerably lower than the $11.0 billion excess in 1973. Total Revenue of $140.8 billion (including Insurance Trust and Liquor Store Revenue) was 8.5 percent above 1973. Tax Revenue from all sources provided 52.7 percent ($74.2 billion) of Total Revenue. 95 percent of the $33.2 billion in Intergovernmental Revenue came from the Federal Government. Total Expenditure, including payments to local governments, amounted to $132.1 billion, an 11.2-percent rise from 1973. At $46.9 billion, a 12.6-percent increase from 1973, Education continued to account for a larger fraction of State spending than any other function. Public Welfare, totaling $22.5 billion, or 17.0 percent of the total, was the second largest single expenditure. Spending on Health and Hospitals was up 14.9 percent, the largest annual change among the major functions. B.2 - Trends in State Government Revenue, Expenditure, and Long-Term Indebtedness: 1965 to 1974 FORD is LIBRARY GERALD THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO GENERAL REVENUE $122.3 N/A 8.1% GENERAL EXPENDITURE $119.9 N/A 10.9% BILLIONS LONG-TERM INDEBTEDNESS $61.7 N/A 11.4% BILLIONS OF DOLLARS OF DOLLARS 160 160 140 140 120 120 100 100 80 80 60 60 40 40 20 20 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 FORD is LIBRARY GERALD Both State General Revenue and Expenditure have tripled since 1965. Long-Term Indebtedness has increased at a slower pace. The ratio of General Revenue to Long-Term Indebtedness has risen from 1.54 in 1965 to 1.98 in 1974. B.3 - Selected Components of State General Revenue: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO FORD is LIBRARY GERALD INTERGOVERNMENTAL REVENUE - -- $33.2 N/A 1.4% GENERAL SALES TAXES $22.6 N/A 14.2% * INCOME TAXES $23.1 N/A 9.9% MOTOR FUEL SALES TAXES $8.2 N/A 1.8% MOTOR VEHICLE AND $3.8 N/A 3.3% OPERATORS' LICENSES - - - BILLIONS BILLIONS OF DOLLARS OF DOLLARS 35 35 30 30 25 25 20 20 15 15 10 10 5 5 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census *Includes both individual and corporate 27 February 1976 net income taxes. FORD & LIBRARY GERALD After increasing at an average annual rate of 17.3 percent between 1970 and 1973, State Intergovernmental Revenue began to level off, rising only 1.4 percent in 1974. Sales and Income Taxes became an increasingly important source of funds, accounting for 52 percent of General Revenue in 1974 compared to 50.4 percent in 1965. B.4 . Selected Components of State General Expenditure: 1965 to 1974 THIS CHANGE CHANGE FORD LIBRARY & GERALD PERIOD LAST PER. YEAR AGO EDUCATION $46.9 N/A 12.6% HIGHWAYS - $15.8 N/A 5.5% PUBLIC WELFARE $22.5 N/A 4.0% HEALTH AND HOSPITALS $8.4 N/A 14.9% BILLIONS INTEREST ON DEBT -- - $2.9 N/A 17.6% BILLIONS OF DOLLARS OF DOLLARS 50 50 45 45 40 40 35 35 30 30 25 25 20 20 15 15 10 10 5 5 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 BERALD FORD LIBRARY Over the 10-year period 1965 to 1974, Public Welfare expenditures have shown a four-fold increase to become the second largest State expendi- ture. Public Welfare now accounts for 18.8 percent of State General Expenditure compared to 13.5 percent in 1965. Education has shown a three-fold increase from 1965 to 1974. In 1974, Education accounted for 39.1 percent of State General Expenditure, an increase of 3.1 percentage points over the 36.0 percent in 1965. Of the total $46.9 billion State expenditure for Education in 1974, $27.1 billion, or 57.8 percent, was State fiscal aid to local governments for support of public schools. C.1 - Local Governments by Type: 1957, 1962, 1967, and 1972 Counties 1957 3.1 1962 3.0 1967 3.0 FORD is LIBRARY GERALD 1972 3.0 Municipalities 1957 17.2 1962 18.0 1967 18.0 1972 18.5 Townships 1957 17.2 1962 17.1 1967 17.1 1972 17.0 Special Districts 1957 14.4 1962 18.3 1967 21.3 1972 23.9 School Districts 1957 50.5 1962 34.7 1967 21.8 1972 15.8 0 5 10 15 20 25 30 35 40 45 50 8 Thousands Does Not Include School Systems Dependent on Other Governments. Source: Bureau of the Census 27 February 1976 FORD is LIBRARY 03RA70 Between 1957 and 1972, the overall number of local governments decreased by 24,072, or 23.6 percent. There have been only small changes in the number of townships, municipalities, and counties. However, the number of school districts decreased nearly 70 percent. The decrease in the number of school districts has been taking place over the last 30 years, primarily as a result of school district consolidation and reorganization. Four States--California, Illinois, Nebraska, and Texas-- account for nearly one-third of all school districts in the United States. During the same period, the number of special districts rose 79 percent. In part, the increasing number of special districts reflects the increased public demand for the provision of specialized services either not offered or not performed on a satisfac- tory scale by existing governments. Also, debt and tax rate limits applicable to counties and municipalities are further stimulants to creating districts for raising funds for both capital construction and operation expenditure. C.2 - Local Government Revenue and Expenditure: 1974 Total Revenue $143.2 Billion Utility,Liquor Store And Insurance Trust GERALD FORD LIBRARY From Federal Revenue Government 8.2 % 7.1 % Charges And Miscellaneous 142 % From State Other Taxes Governments 3.1 % 31.1 % Sales Taxes 3.9 % Property Taxes 32.4 % Total Expenditure $140.4 Billion Intergovernmental Expenditure .6% Other General Expenditures 26.4 % Education 40.0 % Utilities, Liquor Stores, And Insurance Trust Systems 10.6 % Police Protection 4.4 % Public Welfare Highways 6.8 % 5.2 % Health And Hospitals 6.0 % Source: Bureau of the Census 27 February 1976 FORD is GERALD LIBRARY In 1974, local government Revenue exceeded Expenditure by $2.8 billion. Total Revenue amounted to $143.2 billion. Intergovernmental Revenue was the largest source of funds, a total of $54.8 billion, or 38.2 percent of all revenues. State Governments contributed the major portion, $44.6 billion, which includes Federal funds routed through the States. Federal payments made directly to local governments amounted to $10.2 billion. Property Taxes were the next most important source of funds, accounting for 32.4 percent of Total Revenue . Sales and Other Taxes contributed only 7 percent. Total Expenditure amounted to $140.4 billion. Education was by far the largest single expenditure, constituting 40 percent of all spending. Other General Expenditure, 26.4 percent of the total, mainly consisted of Fire Protection ($3.0 billion), Sewerage ($4.1 billion), Sanitation Other Than Sewerage ($1.9 billion), Local Parks and Recreation ($3.0 billion), Housing and Urban Renewal ($3.1 billion, and Interest on General Debt ($4.8 billion). C.3 - Trends in Local Government General Revenue, Expenditure, Long-Term Indebtedness: 1965 to 1974 THIS CHANGE CHANGE FORD is LIBRARY GERALD PERIOD LAST PER. YEAR AGO LONG-TERM INDEBTEDNESS- - - $128.3 N/A 9.7% GENERAL EXPENDITURE $125.6 N/A 9.5% GENERAL REVENUE $131.5 N/A 11.1% BILLIONS BILLIONS OF DOLLARS OF DOLLARS 140 140 130 130 120 120 110 110 100 100 90 90 80 80 70 70 60 60 50 50 40 40 30 30 1966 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 FORD & LIBRARY 038870 In 1973, local government General Revenue exceeded General Expenditure for the first time in the 10-year period from 1965 to 1974. This is partly a result of the Federal Government's Revenue Sharing Program: Federal funds were channeled into local govern- ments which, for various reasons, have not been spending the new funds pending the establishment of priorities. Over the period 1965 to 1974, General Expenditure and Revenue have increased at a faster rate than Indebtedness. General Revenue has increased 174.3 percent while Long-Term Indebtedness has increased by 88.7 percent. All three components have increased more rapidly between 1970 and 1974 than between 1965 and 1970. C.4 - Trends in General Revenue, General Expenditure, and Long-Term Indebtedness of County Governments: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO FORD & LIBRARY BERALD GENERAL REVENUE $30.1 N/A 12.0% GENERAL EXPENDITURE $28.9 N/A 10.5% BILLIONS LONG-TERM INDEBTEDNESS $16.4 N/A 12.8% BILLIONS OF DOLLARS OF DOLLARS 50 50 40 40 30 30 20 20 10 10 0 0 1966 1966 1967 1968 1969 1970 1971 1972 1973 1974 C.5 - Selected Components of County General Revenue: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO PROPERTY TAX $9.6 N/A 3.1% INTERGOVERNMENTAL $13.8 N/A 17.6% CHARGES AND MISCELLANEOUS $4.7 N/A 14.0% BILLIONS OTHER TAXES - - $2.1 N/A 17.4% BILLIONS OF DOLLARS OF DOLLARS 16 15 10 10 5 6 0 0 1966 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 C.6 - Selected Components of County General Expenditure: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO PUBLIC WELFARE - $6.3 N/A 1.8% HIGHWAYS $3.1 N/A 12.7% LIBRARY GERALD ? FORD EDUCATION $4.8 N/A 12.1% BILLIONS HEALTH AND HOSPITALS - - $4.0 N/A 10.1% BILLIONS OF DOLLARS OF DOLLARS 10 10 8 8 6 6 4 4 2 2 0 0 1965 1966 1967 1968 1968 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 Sixty percent of the rise in County General Revenue since 1972 is ac- counted for by the rise in Intergovernmental Revenue. Intergovernmental Revenue provided $13.8 billion, or 45.8 percent of the 1974 total General Revenue of counties. Property Tax as a proportion of total county General Revenue, has declined from 43.4 percent in 1965 to 31.8 percent in 1974. From 1965 to 1974, Total General Expenditure has nearly tripled. Sharply higher outlays for Public Welfare, Education, and Health and Hospitals were the major factor. Highway Expenditures rose more moderately, increasing 80 percent over this period. C.7 - Trends in Municipal General Revenue, General Expenditure, and Long-Term Indebtedness: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO BERALD R.FORD LIBRARY LONG-TERM INDEBTEDNESS $53.4 N/A 8.3% GENERAL REVENUE $44.2 N/A 9.4% BILLIONS GENERAL EXPENDITURE $42.5 N/A 9.0% BILLIONS OF DOLLARS OF DOLLARS 60 60 50 50 40 40 30 30 20 20 10 10 0 0 1966 1966 1967 1968 1969 1970 1971 1972 1973 1974 C.8 - Selected Components of Municipal General Revenue 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO PROPERTY TAX $12.2 N/A 3.1% INTERGOVERNMENTAL $16.6 N/A 13.1% CHARGES AND MISCELLANEOUS $8.1 N/A 17.4% BILLIONS OTHER TAX - - $7.2 N/A 9.0% BILLIONS OF DOLLARS OF DOLLARS 25 25 20 20 15 15 10 10 5 5 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 C.9 - Selected Components of Municipal General Expenditure: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO FORD & LIBRARY GERALD POLICE AND FIRE PROTECTION $7.2 N/A 6.9% EDUCATION $6.4 N/A 7.4% HIGHWAYS $3.3 N/A 14.0% HEALTH AND HOSPITALS $3.1 N/A 2.3% BILLIONS PUBLIC WELFARE $3.4 N/A 2.3% BILLIONS OF DOLLARS OF DOLLARS 12 12 10 10 8 8 6 6 4 4 2 2 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 As in the case of counties, Intergovernmental Revenue has become a major source of municipal funds. From 1965 to 1974, Intergovernmental Revenue increased from 22.2 percent to 37.6 percent of total municipal General Revenue. Property Taxes, another major source of municipal revenue, as a proportion of total municipal General Revenue, has declined from 41.2 to 27.7 percent. From 1965 to 1974, general expenditure for Public Welfare increased nearly four-fold; Police and Fire Protection rose two and one-half times; Health and Hospitals nearly tripled; and Highways rose 84 per- cent. Municipal expenditures for Education are concentrated in a small number of large cities, including New York City, that directly administer public schools. In most cities public schools are administered by independent school districts. Similarly, Public Welfare expenditures are concentrated in large cities. New York City alone accounts for nearly three-fourths of all municipal expenditures for Public Welfare. C.10 - Trends in General Revenue, Direct General Expenditure, and Long-Term Indebtedness of Townships: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO FORD is LIBRARY GERALD GENERAL REVENUE $5.1 N/A 11.9% DIRECT GENERAL EXPENDITURE $4.4 N/A 7.0% BILLIONS LONG-TERM INDEBTEDNESS $2.8 N/A 1.1% BILLIONS. OF DOLLARS OF DOLLARS 8 8 6 6 4 4 2 2 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 About 90 percent of township Revenue and Expenditure are concentrated in the New England area and New Jersey, Pennsylvania, Michigan, New York, and Wisconsin. In these areas, townships are vested with relatively broad powers and perform functions usually associated with municipal governments. Over the past 2 years General Revenue has increased at a faster rate than Direct General Expenditure. Although Property Taxes remained the largest source of town- ship Revenue, accounting for 58 percent of the total, Inter- governmental Revenue is becoming increasingly important. Amounts spent for Education and Highways together constituted 53 percent of total township Expenditure of $4.4 billion in 1974. Another 11 percent was spent on Police and Fire Protection. C.11 - Trends in General Revenue, Direct General Expenditure, and Long-Term Indebtedness of Special Districts: 1965 to 1974 FORD THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO GERALD LIBRARY LONG-TERM INDEBTEDNESS $29.6 N/A 13.9% DIRECT GENERAL EXPENDITURE $6.4 N/A 12.7% BILLIONS GENERAL REVENUE $7.0 N/A 24.0% BILLIONS OF DOLLARS OF DOLLARS 35 35 30 30 25 25 20 20 15 15 10 10 5 5 0 0 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 Special districts comprise the most diverse group of local governments in the Nation. The services provided by these districts range from such basic social needs as hospitals and fire protection to the less: conspicuous tasks of mosquito abatement and upkeep of cemeteries. In contrast to other local government units, the main revenue source of special districts is Charges and Miscellaneous General Revenue, which constituted half of all General Revenue in 1974. Property taxes constituted only 15 percent of all special district General Revenue, as opposed to 36.5 percent for all other local governments. Direct General Expenditure and General Revenue do not include utilities (including transit systems) and liquor stores. However, in contrast to other local governments, these components are a large portion of total Revenue and Expenditure (see definitions of General Revenue and General Expenditure). For example, in 1974 utility and liquor store expenditure of $4.1 billion was two-thirds as large as the $6.4 billion in Direct General Expenditure. Capital outlay and interest on debt comprise slightly more than one- half of total special district expenditure, compared to one-fifth of the expenditures of all other local governments combined. C.12 - Trends in General Revenue, Direct General Expenditure, and Long-Term Indebtedness of School Districts: 1965 to 1974 THIS CHANGE CHANGE PERIOD LAST PER. YEAR AGO FORD is LIBRARY GERALD DIRECT GENERAL EXPENDITURE $44.9 N/A 9.4% GENERAL REVENUE $47.6 N/A 14.1% BILLIONS LONG-TERM INDEBTEDNESS $26.1 N/A 7.2% BILLIONS OF DOLLARS OF DOLLARS 50 50 45 45 40 40 35 35 30 30 25 25 20 20 15 15 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 Source: Bureau of the Census 27 February 1976 In 1972, school districts accounted for approximately 38 million pupils, or 81 percent of total public school enrollment. The remain- ing 19 percent were enrolled in school systems that operated as dependent agencies of county, municipal, township, or State governments. In 1974 Intergovernmental Revenue became the major source of school district funds, accounting for nearly half of all General Revenue. Property Tax Revenue amounted to $20.6 billion, or 43.3 percent of total General Revenue. In 1972, current operations consumed about 87 percent of all school district expenditure. About three-fourths of current expenses were for salaries and other compensation for personal services. Capital Outlays accounted for approximately 13 percent of total expenditure. APPENDIX A. State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 There is substantial interstate variation in the level of activity of each State and its local governments as measured on a per capita basis and per $1,000 of personal income. On a per capita basis the lowest values are found in the South, but when calculated per $1,000 of Personal Income the North Central region is shown to have the lowest level of State and local government activity. The highest values for both measures are generally found in the West and Northeast. With few exceptions, Per Capita General Revenue, General Expenditure, and Total Indebtedness are up sharply from 1967 to 1974: Median State Value 1967 1974 General Revenue $463 $932 General Expenditure $472 $867 Indebtedness $489 $788 When measured against each $1,000 of Personal Income, the increases are less striking and many States show declines over this period. Median State Value 1967 1974 General Revenue $168 $199 General Expenditure $177 $187 Indebtedness $182 $180 APPENDIX A. State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 Per $1,000 Personal Income and Per Capita 1974 1974 1967 1967 FORD is LIBRARY BERALD General Revenue General Expenditure Indebtedness Northeast $246 $1416 $252 N.Y. $1448 $360 $2069 $284 $1137 $266 Vt. $1064 $310 $1241 $208 $1096 $201 Mass. $1058 $218 $1149 $167 $989 $161 Conn. $955 $243 $1436 $172 $1012 $167 N.J. $977 $194 $1137 $190 $953 $180 RJ. $903 $180 $905 600 400 200 0 0 500 1000 1500 Per $1,000 Income Per Capita Source: Bureau of the Census *Decline from 1967. 27 February 1976 APPENDIX A. State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 Per $1,000 Personal Income and Per Capita N.E., cont'd $232 $932 FORD is LIBRARY GERALD $206 Maine $824 $161 $645 $185 $930 $176 Penn. $885 $239 $1198 $166 $765 $169 N.H. $775 *$138 $636 South $285 $1863 $268 D.C. $1753 $410 $2683 $190 $1106 $182 Dela. $1056 $270 $1565 $190 $1039 $193 Md. $1055 $209 $1141 $228 $897 $209 La. $822 $261 $1024 $190 $809 $181 Okla. $773 $181 $772 $199 $856 $184 Ga. $794 *$171 $735 600 400 200 0 0 500 1000 1500 Per $1,000 Income Per Capita Source: Bureau of the Census *Decline from 1967. 27 February 1976 APPENDIX A. State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 Per $1,000 Personal Income and Per Capita South. cont'd $177 $825 $168 Fla. $783 $160 $747 FORD is LIBRARY GERALD $211 $836 $205 W. Va. $815 $194 $769 $170 $816 $171 Va. $821 *$143 $683 $226 $790 $210 Miss. $734 $185 $644 $173 $775 $161 Texas $720 $204 $911 $195 $745 $186 Ala. $712 * $207 $794 $199 $797 $178 Ky. $713 $272 $1091 $184 $751 $180 Tenn. $735 $216 $884 $177 $745 $163 N.C. $685 $93 $392 600 400 200 0 0 500 1000 1500 Per $1,000 Income Per Capita Source: Bureau of the Census *Decline from 1967. 27 February 1976 APPENDIX A. State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 Per $1,000 Personal Income and Per Capita South cont'd $178 $694 $156 Ark. $609 $126 $491 FORD LIBRARY & GERALD $193 $735 $195 S.C. $739 $170 $646 N. Central $217 $1110 $204 Minn. $1042 $192 $982 $195 $1077 $187 Mich. $1030 $161 $887 $217 $1032 $206 Wisc. $979 $141 $673 $179 $1042 $162 m. $946 $135 $788 $181 $1035 $155 N.D. $889 *$74 $424 $200 $948 $183 S.D. $867 42 $201 $168 $902 * $159 Iowa $851 *$80 $427 600 400 200 0 0 500 1000 1500 Per $1,000 Income Per Capita Source: Bureau of the Census *Decline from 1967. 27 February 1976 APPENDIX A- State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 Per $1,000 Personal Income and Per Capita N Cent. cont'd. $170 $896 $157 Neb. $826 $267 $1405 FORD & LIBRARY GERALD $167 $890 $156 Kans. $830 $133 $707 $166 $825 $144 Ind. $715 *100 $498 $161 $777 $150 Mo. $722 *$120 $577 $157 $796 $149 Ohio $754 $139 $703 West $333 $1937 $430 Alaska $2501 $534 $3104 $238 $1289 $249 Hawaii $1349 $296 $1603 $218 $1188 $206 Calif. $1119 $170 $923 *$253 $1169 $240 Wyo. $1107 $206 $949 600 400 200 0 0 500 1000 1500 Per $1,000 Income Per Capita Source: Bureau of the Census *Decline from 1967. 27 February 1976 APPENDIX A. State and Local Governmental General Revenue, General Expenditure, and Indebtedness: 1967 and 1974 Per $1,000 Personal Income and Per Capita West cont'd $217 $1190 $208 Nev. $1145 $182 $999 FORD & LIBRARY GERALD $221 $1013 $196 Mont. $899 *$124 $568 $205 $1042 $205 Wash. $1042 $305 $1550 $256 $973 $221 N.M. $839 $132 $500 $204 $1001 $194 Colo. $954 $143 $702 $214 $1017 $209 Ore. $990 $211 $1001 $201 $901 $199 Ariz. $892 $174 $779 $215 $864 $209 Utah $840 $109 $438 $202 $857 $193 Idaho $819 **$66 $279 600 400 200 0 0 500 1000 1500 Per $1,000 Income Per Capita Source: Bureau of the Census *Decline from 1967. 27 February 1976 APPENDIX B Definitions of Selected Terms Cash and Security Holdings-Cash and deposits (including General Revenue Sharing-Funds distributed to States and local demand and time deposits) and governmental and private general purpose governments by the Federal Government under securities (bonds, notes, stocks, mortgages, etc.), except hold- the State and Local Fiscal Assistance Act of 1972. ings of agency and private trust funds. Health-Health services, other than hospital care, including Charges and Miscellaneous General Revenue-Current charges, health research, clinics, nursing, immunization, and other cate- special assessments, and all other general revenue except taxes gorical, environmental, and general public health activities. and intergovernmental revenue. Current Charges comprise School health services provided by health agencies (rather than amounts received from the public for performance of specific school agencies) are included here. services benefiting the person charged and from sales of com- Highways-Streets, highways, and structures necessary for their modities and services except those by liquor store systems and use, street lighting, snow and ice removal, toll highway and local utilities. Interest Earnings consist of earnings on deposits bridge facilities, and ferries. and securities, other than such earnings of insurance trust funds. Special Assessments are compulsory contributions collected Hospitals-Establishment and operation of hospital facilities, from owners of property benefited by specific public improve- provision of hospital care, and support of public or private ments (paving, drainage or irrigation facilities, etc.) to defray hospitals. However, see Public Welfare concerning vendor pay- the costs of such improvements, and apportioned according to ments under welfare programs. the assumed benefits to the property affected. Housing and Urban Renewal-Housing and redevelopment pro- Direct General Expenditure-Paymentsto employees, suppliers, jects and any promotion or support of private housing and contractors, beneficiaries, and other final recipients of govern- redevelopment activities. mental payments (i.e., expenditure other than intergovern- mental) by the general government; excludes utility expenditure, Insurance Trust System-A government-administered program liquor stores expenditure, and insurance trust expenditure. for employee retirement and social insurance protection relating to unemployment compensation, workmen's compensation, Old Education-Provision or support of schools and other educa- Age, Survivors', Disability, Health Insurance, and the lik tional facilities and services. The Local Schools category com- Insurance Trust Revenue comprises amounts from contributions prises all direct expenditure by local governments for education, required of employers and employees for financing these social other than any direct spending for institutions of higher educa- insurance programs, and earnings on assets of such systems. tion, and any direct State government spending for operation Insurance Trust Expenditure comprises only cash payments to of, or facilities and supplies for, elementary and secondary beneficiaries (including withdrawals of contributions). Insurance public schools. Institutions of Higher Education include facilities trust revenue and expenditure do not include any contributions and activities of all educational institutions beyond the high of a government to a system it administers. school level operated by State or local governments, except that agricultural experiment stations and agricultural extension Interest Expenditure-Amounts paid for use of borrowed services are classed under natural resources, and university- money. Interst, excpet that paid on debt incurred distinctively operated hospitals serving the public are classed under hospitals. for local utility purposes, is classed under general expenditure. These educational categories include related services such as General expenditure for interest is not allocated to particular pupil transportation, school milk and lunch programs, cafeterias, functions (education, highways, etc.) but is classed separately and health and recreational programs. as interest on general debt. Expenditure-All amounts of money paid out by a government- Intergovernmental Transactions-Intergovernmenta Revenue net of recoveries and other correcting transactions-other than and Intergovernmental Expenditure comprise, respectively, pay- for retirement of debt, investment in securities, extension of ments from one government to another as grants-in-aid, shared credit, or as agency transactions. Expenditure includes only revenues, payments in lieu of taxes, or reimbursements for external transactions of a government and excludes noncash governmental services. Exludes amounts for the purchase of transactions such as the provision of perquisites or other pay- commodities, property, or utility services, any tax levied as such ments in kind. Aggregates for groups of governments exclude on facilities of the payer, and employer contributions by the intergovernmental transactions among the governments involved. government for social insurance. Intergovernmental Revenue From State Government includes any amounts originating with General Expenditure-All expenditure of a government other the Federal Government but channeled through the State for than utility expenditure, liquor stores expenditure, and distribution to local governments. insurance-trust expenditure. Liquor Stores-Alcoholic beverage distribution facilities are General Revenue-All revenue of a government except utility operated by 17 State governments and by some counties a revenue, liquor stores revenue, and insurance-trust revenue. small municipalities in a few States. Liquor Stores Expenditure All tax revenue and all intergovernmental revenue even if comprises purchase of beverages for resale and provision and designated for employee-retirement of local utility purposes, is operation of liquor stores. Excludes expenditures for law classed as general revenue. enforcement and licensing activities, which are classed under general expenditure. Liquor Stores Revenue consists of amounts noncash transactions such as receipts of services, commodities, received from sales of liquor stores (exclusive of any distinctive or other "receipts in kind". *ax revenue they collect). Sales and Gross Receipts Taxes-Taxes, including "licenses" Long-term indebtedness-Comprises long-term credit obligations at more than nominal rates, based on volume or value of trans- of the government and its agencies. Excludes all obligations fers of goods or services, upon gross receipts therefrom, or upon repayable within one year. Full faith and credit debt is long- gross income, and related taxes based upon use, storage, produc- term debt for which the credit of the government, implying the tion (other' than severance of natural resources), importation, power of taxation, is unconditionally pledged. Includes debt or consumption of goods. General Sales or Gross Receipts Taxes payable initially from specific taxes or nontax sources, but comprise such taxes which are applicable with only specified representing a liability payable from any other available re- exceptions to all types of goods, or of goods and services, or sources if the pledged sources are insufficient. Nonguaranteed of all gross income. Taxes imposed distinctively upon sales debt consists of long-term debt payable solely from earnings of of or gross receipts from selected commodities, services, or revenue producing activities, from special assessments, or from businesses are categorized as Selective Sales and Gross Receipts Taxes. specific nonproperty taxes. Social Insurance Administration-For State and local govern- Property Taxes-Taxes conditioned on ownership of property ments, consists of Employment Security Administration and measured by its value. Includes general property taxes activities, which comprise only administration of unemploy- relating to property as a whole, real and personal, tangible or ment compensation programs and employment offices. Includes intangible, whether taxed at a single rate or at classified rates, also Federal administration of Old Age, Survivors', Disability, and taxes on selected types of property, such as motor vehicles and Health Insurance and other social insurance programs. or certain intangibles. Taxes-Compulsory contributions exacted by a government for public purposes. All tax revenue is classified under general Public Welfare-Support of and assistance to needy persons revenue and comprises amounts received (including interest and contingent upon their need. Excludes pensions to former em- penalties but excluding refunds) from taxes imposed by the ployees and other benefits not contingent on need. Expendi- recipient government. Amounts received by a government from tures under this heading include: Cash Assistance Payments a tax it imposes are counted as tax revenue of that government, directly to needy persons under categorical and other welfare even though initially collected by another government; in such programs; vendor payments made directly to private purveyors instances, however, any amounts retained by the collecting or medical care, burials, and other services provided under government are treated as its tax revenue. elfare programs; welfare institutions; and any intergovern- mental or other direct expenditure for welfare purposes. Any Utility-A water supply, electric light and power, gas supply, services provided directly by the government through its or transit system owned and operated by a local government: Hospitals and Health agencies are classed under those headings. Utility Revenue comprises receipts from the sale of utility ser- vices or commodities to the public or to other governments. Utility Expenditure consists of capital outlay for utility Revenue-All amounts of money received by a government from facilities, interest paid on utility debt, and current operation external sources-net of refunds and other correcting trans- expenditure of the utility, net of identifiable costs for provid- actions-other than from issue of debt, liquidation of invest- ing services to the parent government (which are treated as ments, and as agency and private trust transactions. Excludes general expenditure for the function served).