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Memoranda - Buchen, Philip
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1506009
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Memoranda - Buchen, Philip
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Charles E. Goodell Papers
Presidential Clemency Board Subject Files
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President (1974-1977 : Ford). Presidential Clemency Board. 9/16/1974-9/15/1975
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The original documents are located in Box 7, folder "Memoranda - Buchen, Philip" of the Charles E. Goodell Papers at the Gerald R. Ford Presidential Library. Copyright Notice The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted material. Charles Goodell donated to the United States of America his copyrights in all of his unpublished writings in National Archives collections. Works prepared by U.S. Government employees as part of their official duties are in the public domain. The copyrights to materials written by other individuals or organizations are presumed to remain with them. If you think any of the information displayed in the PDF is subject to a valid copyright claim, please contact the Gerald R. Ford Presidential Library. Digitized from Box 7 of the Charles E. Goodell Papers at the Gerald R. Ford Presidential Library Extra CEG PRESIDENTIAL CLEMENCY BOARD THE WHITE HOUSE WASHINGTON April 18, 1975 MEMORANDUM FOR: PHIL BUCHEN Attached is a Summary of Case No. 75-1223, an applicant to the Presidential Clemency Board. The Board would appreciate guidance from the President as to whether this is the type of case that the President had in mind to receive clemency. I would appreciate your asking the President to read the Summary and give the Clemency Board his decision. Charles Goodill Charles E. Goodell Chairman Attachment FORD d LIBRARY 03RALD PRESIDENTIAL CLEMENCY BOARD CASE SUMMARY go Pres go PCB Attorney: Broder Case Number: 75-1223-BRO-M Telephone Number: (202) 456-2110 Branch of Service: Army Summary Completed: 10 Mar 1975 Age: 25 Total Time Served: 25 days pre- Present Status: Civilian discharge confinement Date of Application: 21 Jan 1975 Discharge Status: Undesirable Discharge in lieu of court-martial Offenses: AWOL - 2 specifications: 27 Jan 1972 - 1 Mar 1972 (1 month, 5 days); 2 Mar - 26 Nov 1972 (8 months, 25 days) Total absence: 10 months Total Creditable Service: 1 year, 2 days Background: This married, Caucasian applicant, one of four brothers, was born in Washington, D.C., on 10 Dec 1949. He has one child. Available records disclose no other information about his family background, except that his father did not live with his family. Applicant is a high school graduate with a GT score of 141 and an AFQT score measuring 99 (Group I). He has attended several years of college, and in a letter to the Board accompanying his application he relates that he is presently studying to be an optometrist, expecting to graduate in 1978. On 17 Feb 1971 applicant enlisted in the Army for a period of two years. During his one year and two days of creditable service he was awarded the M-16 expert rifle badge and a hand grenade badge. Additionally, in Sept 1971, he was given the Self-Achievement Award for his battalion. Applicant was rated twice as excellent for conduct and efficiency. He has neither prior civilian nor prior military convictions, and he has no non-judicial punishments. Circumstances of Offense: During the summer and fall of 1971 applicant was stationed at Ft. Carson, Colorado, where he encountered many men returning from Vietnam. In a letter to the Board dated 8 Jan 1975 applicant relates that he was troubled by the attitude and bitterness of these men which caused him to reconsider carefully the United States involvement in Southeast Asia. Applicant does not characterize himself as a conscientious objector. Specifically, he states: I believe there is a need for an armed forces to defend the United States and I cannot classify myself as a conscientious objector because this status indicates a belief that all war is wrong and therefore a military force is unnecessary. -2- Case Number: 75-1223-BRO-M Nonetheless, when applicant received orders for duty in Vietnam in Dec 1971, " [he] became more distressed and confused as to what course of action [he] should take. " Despite serious doubts about his own feelings he reported to the overseas replacement station at Ft. Lewis, Washington, in January 1972 where he ultimately received counselling as to discharge by reason of conscientious objection. Having concluded that he was not a conscientious objector, applicant "decided to go AWOL until [he] had cleared up [his] own doubts. " He proceeded home to his wife and daughter. A short time later he was returned to military control, but went AWOL again because he 11 still needed more time to resolve the conflicts [he] felt about service to [his] country. " He surrendered from this second absence on 26 Nov 1972. In this letter to the Board, applicant's own words best describe his feelings: I examined the interests of the United States in this war. The enemy was not a threat to our country and no U.S. lives were jeopardized by this war. It was and still is a civil war. It was said to be a matter of honor but I felt our country's [sic] honor lay in serving a just cause, not in serving the ends of another country's civil war. * * * * * As I examined this inner conflict, my questions were: Can a man believe in the right to a military defense and the duty of a citizen to serve and yet refuse to support a particular military action? Does government policy make a cause just? Am I in a situation where I cannot consciously [sic] support a policy/action? If so, what measures are justifiable? ***** I accepted the adverse affect [sic] on my life and the loneliness of my decision because I believe a citizen must serve his country the best way he can, not the easiest. Applicant's request for an Undesirable Discharge was granted on 21 Dec 1972. In his letter to the Board accompanying his application he states that his discharge was not the result of, nor did it involve, any proced- ural unfairness. Victnam Service: None -3- Case Number 75-1223-BRO-M Chronology: 10 Dec 1949 Date of birth 1968 High School graduation 17 Feb 1971 Two-year enlistment Sept 1971 Self-Achievement Award July 1971 - Dec 1971 Stationed at Ft. Carson, Colorado 27 Jan 1972 1 mo AWOL 1 Mar 1972 Termination of AWOL 2 Mar 1972 9 mos AWOL 26 Nov 1972 Surrender 26 Nov - 21 Dec 1972 Pre-discharge confinement 21 Dec 1972 Undesirable Discharge Jan 1973 Attendance at community college June 1973 Attended Maryland University Sept 1973 - June 1974 Attended Ohio State University Sept 1974 to date Attends Optometry College in California 8 Jan 1975 Letter to Board 21 Jan 1975 PCB application; letter to Board Awards and Decorations: National Defense Service Medal; Expert Badge M-16 Hand Grenade Badge Prior Military Offenses: None Sources: 1. Military Personnel Records jacket 2. Letters of Applicant dated 8 and 21 Jan 1975 Evelyn: I believe these should be in their respective case files - don't you? Marilyn M. 9/10 THE WHITE HOUSE WASHINGTON April 24, 1975 MEMORANDUM FOR: Charles E. Goodell FROM: Philip W. Buchen T.W.B. This memorandum is in response to your request on behalf of the Presidential Clemency Board ("Board") for guidance in the disposition of cases similar to Case No. 75-1223. In that case the applicant violated the Uniform Code of Military Justice twice by absenting himself from his unit during the Vietnam Era because he believed the war was unjust. Your memo inquires whether the President intended the reconciliation program to apply to offenders who evidence such anti-war motives. The language in the Proclamation and the Executive Order establishing the program gives no indication whether an offender's motives are relevant to the Board's deliberations. Thus the President's intent is not affirmatively stated. The absence of such language might be interpreted to infer that such a matter was left to the Board's discretion. However, if such an examination of motives were intended, it would have to apply equally to the Departments of Justice and Defense in order not to create a gross inequity in the overall administration of the reconciliation program. An examination of the language in the Proclamation establishing the guidelines for the Departments indicates that distinguishing cases based on the motives of the offenders was not intended because these guidelines are drawn too tightly. Therefore, I conclude that there was no intention that the Board distinguish between the motives of any applicant in considering whether to recommend Executive clemency. PRESIDENTIAL CLEMENCY BOARD April 18, 1975 MEMORANDUM FOR: PHIL BUCHEN Attached is a Summary of Case No. 75-1223, an applicant to the Presidential Clemency Board. The Board would appreciate guidance from the President as to whether this is the type of case that the President had in mind to receive clemency. I would appreciate your asking the President to read the Summary and give the Clemency Board his decision. Charles E. Goodell Chairman Attachment CEG:mm PRESIDENTIAL CLEMENCY BOARD CASE SUMMARY go Pres go PCB Attorney: Broder Case Number: 75-1223-BRO-M Telephone Number: (202) 456-2110 Branch of Service: Army Summary Completed: 10 Mar 1975 Age: 25 Total Time Served: 25 days pre- Present Status: Civilian discharge confinement Date of Application: 21 Jan 1975 Discharge Status: Undesirable Discharge in lieu of court-martial Offenses: AWOL - 2 specifications: 27 Jan 1972 - 1 Mar 1972 (1 month, 5 days); 2 Mar - 26 Nov 1972 (8 months, 25 days) Total absence: 10 months Total Creditable Service: 1 year, 2 days Background: This married, Caucasian applicant, one of four brothers, was born in Washington, D. C., on 10 Dec 1949. He has one child. Available records disclose no other information about his family background, except that his father did not live with his family. Applicant is a high school graduate with a GT score of 141 and an AFQT score measuring 99 (Group I). He has attended several years of college, and in a letter to the Board accompanying his application he relates that he is presently studying to be an optometrist, expecting to graduate in 1978. On 17 Feb 1971 applicant enlisted in the Army for a period of two years. During his one year and two days of creditable service he was awarded the M-16 expert rifle badge and a hand grenade badge. Additionally, in Sept 1971, he was given the Self-Achievement Award for his battalion. Applicant was rated twice as excellent for conduct and efficiency. He has neither prior civilian nor prior military convictions, and he has no non-judicial punishments. Circumstances of Offense: During the summer and fall of 1971 applicant was stationed at Ft. Carson, Colorado, where he encountered many men returning from Vietnam. In a letter to the Board dated 8 Jan 1975 applicant relates that he was troubled by the attitude and bitterness of these men which caused him to reconsider carefully the United States involvement in Southeast Asia. Applicant does not characterize himself as a conscientious objector. Specifically, he states: I believe there is a need for an armed forces to defend the United States and I cannot classify myself as a conscientious objector because this status indicates a belief that all war is wrong and therefore a military force is unnecessary. -2- Case Number: 75-1223-BRO-M Nonetheless, when applicant received orders for duty in Vietnam in Dec 1971, " [he] became more distressed and confused as to what course of action [he] should take. 11 Despite serious doubts about his own feelings he reported to the overseas replacement station at Ft. Lewis, Washington, in January 1972 where he ultimately received counselling as to discharge by reason of conscientious objection. Having concluded that he was not a conscientious objector, applicant "decided to go AWOL until [he] had cleared up [his] own doubts. 11 He proceeded home to his wife and daughter. A short time later he was returned to military control, but went AWOL again because he 11 still needed more time to resolve the conflicts [he] felt about service to [his] country. " He surrendered from this second absence on 26 Nov 1972. In this letter to the Board, applicant's own words best describe his feelings: I examined the interests of the United States in this war. The enemy was not a threat to our country and no U.S. lives were jeopardized by this war. It was and still is a civil war. It was said to be a matter of honor but I felt our country's [sic] honor lay in serving a just cause, not in serving the ends of another country's civil war. As I examined this inner conflict, my questions were: Can a man believe in the right to a military defense and the duty of a citizen to serve and yet refuse to support a particular military action? Does government policy make a cause just? Am I in a situation where I cannot consciously [sic] support a policy/action? If so, what measures are justifiable? * * * I accepted the adverse affect [sic] on my life and the loneliness of my decision because I believe a citizen must serve his country the best way he can, not the easiest. Applicant's request for an Undesirable Discharge was granted on 21 Dec 1972. In his letter to the Board accompanying his application he states that his discharge was not the result of, nor did it involve, any proced- ural unfairness. Vietnam Service: None -3- Case Number 75-1223-BRO-M Chronology: 10 Dec 1949 Date of birth 1968 High School graduation 17 Feb 1971 Two-year enlistment Sept 1971 Self-Achievement Award July 1971 - Dec 1971 Stationed at Ft. Carson, Colorado 27 Jan 1972 1 mo AWOL 1 Mar 1972 Termination of AWOL 2 Mar 1972 9 mos AWOL 26 Nov 1972 Surrender 26 Nov - 21 Dec 1972 Pre-discharge confinement 21 Dec 1972 Undesirable Discharge Jan 1973 Attendance at community college June 1973 Attended Maryland University Sept 1973 - June 1974 Attended Ohio State University Sept 1974 to date Attends Optometry College in California 8 Jan 1975 Letter to Board 21 Jan 1975 PCB application; letter to Board Awards and Decorations: National Defense Service Medal; Expert Badge M - 16 Hand Grenade Badge Prior Military Offenses: None Sources: 1. Military Personnel Records jacket 2. Letters of Applicant dated 8 and 21 Jan 1975 THE WHITE HOUSE WASHINGTON April 28, 1975 MEMORANDUM FOR: Chairman Charles E. Goodell FROM: Philip W. Buchen T.W.B. By your memorandum to the President dated April 18, 1975, you requested the President's personal consideration of Case No. 041 which is pending before the Presidential Clemency Board. The Board is narrowly divided on its recommendation and both the majority and the minority have supporting reasons which they want to insure are brought to the President's attention. Since the Board has not made a recommendation to the President in this case, the President's review at this time might be considered premature. Also, such review would only serve to insure that the Board's final recommendation would coincide with the President's final action. There is no indication that such complete agreement is necessary. An alternate course of action which the Board might adopt in this case is to submit its majority and minority views to the President along with a final recommendation. In this way, the President would be fully informed of the Board members' views before reaching his final decision. The Counsel's office will delay action on the Board's memo until the Board determines whether the proposed alternate course of action is acceptable. PRESIDENTIAL CLEMENCY BOARD THE WHITE HOUSE WASHINGTON ACTION April 18, 1975 MEMORANDUM FOR THE PRESIDENT Cherles C Hoodell FROM: CHARLES E. GOODELL SUBJECT: Case #041 At the request of the members of the Presidential Clemency Board, I am transmitting to you by special memorandum Case #041. The Board has considered this case a number of times and is divided on the proper recommendation. They ask that you consider the case personally. The Board, by a divided vote of 4 - 3, recommends a full and immediate pardon. The majority believes that this applicant was so mentally ill that he was not responsible for his action. They also believe that his continuing psychological problems are such as to make him unable to perform any alternative service. In effect, a requirement to do service would be tantamount to a denial of clemency. The minority believes that a period of alternative service of at least three months is proper. They are not persuaded by the evidence of mental infirmity. It is quite clear that absent this infirmity the Board would have recommended that this particular individual perform a term of service. The summary prepared for the Board's use is attached. OPTIONS: (a) Approve an immediate pardon for Case #041. (b) Approve a pardon conditioned on 3 months alternative service. DECISION: (a) (b) Attachment PRESIDENTIAL CLEMENCY BOARD Case Summary Case No. 74-041 -C Sentence: 2 years; no jail time Present Status: PCB furlough Time Served: 8 months, 2 days Offense: Failure to report for civilian duty Background Applicant was born on 20 Oct 1946 in Ft. Lauderdale, Florida. He is the younger of two children. The applicant's father reportedly (presentence report) is an alcoholic and thrice married. The second marriage followed a period of four to five years during which the applicant lived with his pater- nal grandparents. The second wife of applicant's father reportedly was such a poor housekeeper (prison report) that a half-sister was hospitalized due to living conditions. The third marriage is reportedly a happy one and the applicant's stepmother took a strong interest in him. During high school the applicant was seen as an "All American Boy". He was in the upper 15% of his class, played football for two years, and was president of his senior class. Upon graduation in 1965 the applicant entered the University of Cincinnati. He continued there until spring of 1968 where he accumulated 142 quarter hours. Following a short period of work and another semester of school, the applicant left the country to travel in Europe, Africa and Lebanon. He was arrested and sentenced in Beirut, Lebanon, to a three year prison term for smuggling hashish. A panel of medical experts found his medical condition unstable and the sentence was reduced to nine months (pre- sentence report). Subsequently the applicant appeared in Holland where he joined a society that advocated the benefits of trephination. The applicant performed this operation on himself (drove a hole in his skull), was sub- sequently hospitalized for infection, returned to the United States and hos- pitalized in Cincinnati, Ohio. The report of a prison psychiatrist indicates the applicant is suffering from paranoid schizophrenia (prison report). Circumstances of Offense The applicant registered for the draft, received a student deferment, and in 1967 was granted conscientious objector status. In July 1969 the appli- cant was authorized civilian work at Citizens Hospital in Ohio but failed to report. PRESIDENTIAL CLEMENCY BOARD May 15, 1975 FORD MEMORANDUM FOR: PHILIP W. BUCHEN FROM: CHARLES E. GOODELL SUBJECT: Pending Clemency Board Issues Before the President The President has acted on 65 recommendations from the Presidential Clemency Board to date. There are now 236 recommendations pending, including 114 recommendations sent to the President on March 26, 1975. I understand they are being held because some question as re-arison with reference to the President granting a pardon for the AWOL offenses that led to an Undesirable Discharge. If you will recall, this issue was resolved by the President in a meeting with Marsh, Buchen and Goodell in late November or early December. You and I discussed the issue in your office prior to meeting with the President. I recall your reaching for a copy of the Constitution and reading the language as follows: "and he shall have power to grant reprieves and pardons for offenses against the United States". I explained that the elemency Board had then reached a serious impasse because we unanimously felt that we could not require alternative service of an applicant if all we had to offer him was a change from an Undesirable Discharge to a Clemency Discharge. We distinguished the cases being processed by the Department of Defense because that program dealt with fugitives who had charges hanging over them. Their participation in the clemency program benefitted them by the military dropping the pending charges against them. I believe it would be not only unfortunate, but a serious disruption of the Elemency Board functions to reopen the issue of pardons for AWOL offenses leading to Undesirable Discharges. The matter was discussed in the presence of the President and a decision was made which solved a major policy crisis in the Board last fall. Since - 2 . approximately 70% of our applications are from undesirable dischargees, a decision to grant them only a Clemency Discharge would expose the President to vehement criticism and perhaps even ridicule. All of the members of the Elemency Board have repeatedly stated in public the President's decision to grant pardons for AWOL offenses leading to Undesirable Discharges. This is not the time for a retraction or an apparent reneging on public commitments with reference to clemency. I understand that there are those advisors to the President who have been advocating, in view of events in Vietnam, that the President announce universal and 1 ? n/ot advocate such a course, Insert - page 2 following actions previo .... date, 5 of which have been forwarded 1. Upgrade to the President. The Board has recomme These are individuals who volunteering for extra h up and are now denied V on the motion of the Boa that these individuals ro benefits. 2. Effect of Clemency O. We proposed that any individual going to a Discharge Review Board or Board for the Correction of Military Records having received a Pardon from the President would be treated as follows: (a) He would not have to make a separate, special application to these boards. The application to the clemency Board would be considered the functional equivalent of the application to the military; (b) Any review would be taken without regard to the acts for which the President has issued a Pardon. 3. Nature of Clemency Discharge The Proclamation and the President's evident intent is that the Clemency Discharge be a truly neutral discharge, neither less-than- honorable nor "under honorable conditions". The actual certificate 2 $ t approximately 70% of our applications are from undesirable dischargees, a decision to grant them only a Clemency Discharge would expose the President to vehement criticism and perhaps even ridicule. All of the members of the Elemency Board have repeatedly stated in public the President's decision to grant pardons for AWOL offenses leading to Undesirable Discharges. This is not the time for a retraction or an apparent reneging on public commitments with reference to clemency. I understand that there are those advisors to the President who have been advocating, in view of events in Vietnam, that the President announce universal and unconditional amnesty at this time. I do not advocate such a course, but 1 believe the President should take the following actions previously recommended by the Glemency Board: 1. Upgrade The Board has recommended twenty-one upgrade cases to date. (insent) These are Individuals who served gallantly in Vietnam, often volunteering for extra hazardous duty. They subsequently cracked up and are now denied voterans benefits. We recommend unanimously, on the motion of the Board members who are veterans of Vietnam, that these individuals receive General Discharges with veterans benefits. 2. Effect of Clemency on Future Discharge Review We proposed that any individual going to a Discharge Review Board or Board for the Correction of Military Records having received a Pardon from the President would be treated as follows: (a) He would not have to make a separate, special application to these boards. The application to the clemency Board would be considered the functional equivalent of the application to the military; (b) Any review would be taken without regard to the acts for which the President has issued a Pardon. 3. Nature of Clemency Discharge The Proclamation and the President's evident intent is that the Clemency Discharge be a truly neutral discharge, neither less-than- honorable nor "under honorable conditions". The actual certificate - 3 - used by Defense states that it is a Clemency Discharge given "under clemency conditions" or some similar phraseology. However, the Department has made it quite clear that they consider the Clemency Discharge to be a discharge under other than honorable conditions (the functional equivalent of an Undesirable Discharge), not only for the purposes of continuing to preclude veterans benefits (the President's desire), but also as a public connotation and an official description within the government. We recommend that the President make it clear that a Clemency Discharge replaces a discharge under less than honorable conditions. The Executive Order states that a Clemency Discharge is "in lieu of" and "substituted for" a Bad Discharge. The Clemency Discharge should be regarded as completely neutral, smither under honorable conditions or less than honorable conditions. 4. The President should act upon the 236 recommendations made by the clemency Board thus far and publicly announce that he has signed the warrants implementing those recommendations. CEG FYI PRESIDENTIAL CLEMENCY BOARD THE WHITE HOUSE WASHINGTON May 16, 1975 MEMORANDUM FOR: PHILIP W. BUCHEN Charles E. Hoodell FROM: CHARLES E. GOODELL SUBJECT: Pending Clemency Board Issues Before the President The President has acted on 65 recommendations from the Presidential Clemency Board to date. There are now 236 recommendations pending, including 114 recommendations sent to the President on March 26, 1975. I understand they are being held because some question has re-arisen with reference to the President granting a pardon for the AWOL offenses that led to an Undesirable Discharge. If you will recall, this issue was resolved by the President in a meeting with Marsh, Buchen and Goodell in late November or early December. You and I discussed the issue in your office prior to meeting with the President. I recall your reaching for a copy of the Constitution and reading the language as follows: "and he shall have power to grant reprieves and pardons for offenses against the United States". I explained that the Clemency Board had then reached a serious impasse because we unanimously felt that we could not require alternative service of an applicant if all we had to offer him was a change from an Undesirable Discharge to a Clemency Discharge. We distinguished the cases being processed by the Department of Defense because that program dealt with fugitives who had charges hanging over them. Their participation in the clemency program benefitted them by the military dropping the pending charges against them. I believe it would be not only unfortunate, but a serious disruption of the Clemency Board functions to reopen the issue of pardons for AWOL offenses leading to Undesirable Discharges. The matter was discussed in the presence of the President and a decision was made which solved a major policy crisis in the Board last fall. Since - 2 - approximately 70% of our applications are from undesirable dischargees, a decision to grant them only a Clemency Discharge would expose the President to vehement criticism and perhaps even ridicule. All of the members of the Clemency Board have repeatedly stated in public the President's decision to grant pardons for AWOL offenses leading to Undesirable Discharges. This is not the time for a retraction or an apparent reneging on public commitments with reference to clemency. I understand that there are those advisors to the President who have been advocating, in view of the events in Vietnam, that the President announce universal and unconditional amnesty at this time. I do not advocate such a course, but I believe the President should take the following actions previously recommended by the Clemency Board: 1. Upgrade The Board has recommended twenty-one upgrade cases to date, 5 of which have been forwarded to the President. These are individuals who served gallantly in Vietnam, often volunteering for extra hazardous duty. They subsequently cracked up and are now denied veterans benefits. We recommend unanimously, on the motion of the Board members who are veterans of Vietnam, that these individuals receive General Discharges with veterans benefits. 2. Effect of Clemency on Future Discharge Review We proposed that any individual going to a Discharge Review Board or Board for the Correction of Military Records having received a Pardon from the President would be treated as follows: (a) He would not have to make a separate, special application to these boards. The application to the Clemency Board would be considered the functional equivalent of the application to the military; (b) Any review would be taken without regard to the acts for which the President has issued a Pardon. 3. Nature of Clemency Discharge The Proclamation and the President's evident intent is that the Clemency Discharge be a truly neutral discharge, neither less-than- - 3 - honorable nor "under honorable conditions". The actual certificate used by Defense states that it is a Clemency Discharge given "under clemency conditions" or some similar phraseology. However, the Department has made it quite clear that they consider the Clemency Discharge to be a discharge under other than honorable conditions (the functional equivalent of an Undesirable Discharge), not only for the purposes of continuing to preclude veterans benefits (the President's desire), but also as a public connotation and an official description within the government. We recommend that the President make it clear that a Clemency Discharge replaces a discharge under less than honorable conditions. The Executive Order states that a Clemency Discharge is "in lieu of" and "substituted for" a Bad Discharge. The Clemency Discharge should be regarded as completely neutral, neither under honorable conditions or less than honorable conditions. 4. The President should act upon the 236 recommendations made by the Clemency Board thus far and publicly announce that he has signed the warrants implementing those recommendations. I firmly believe Presidential action on all of the above issues would re-emphasize the fair, generous and significantly beneficial nature of the President's approach to amnesty, stopping far short of unconditional amnesty. Any arguments that such actions create difficult precedents for existing agencies or open floodgates, ignore the fact that the clemency program is by definition unique and sets no precedents whatsoever in other agencies for those beyond the purview of the clemency program itself. Feb 27, 1975 - Memo from Jerry Jones to all concerned, "The President has made the decision to extend the Clemency Board application deadlines, as well as the deadlines of the Departments of Defense and Justice, for a period to end March 31st. This is to be the absolute final extension and the extension of time in no way implies any broadening of authority" THE WHITE HOUSE WASHINGTON May 22, 1975 MEMORANDUM FOR: CHAIRMAN CHARLES GOODELL FROM: PHILIP W. BUCHEN T.W.B. This memo is in response to your memo dated May 16, 1975, in which you raised four issues concerning the President's clemency program. Although you believe the issue concerning pardons for servicemen who received undesirable discharges was discussed with the President last year, I have confirmed that positions on this issue were never requested from the Departments of Defense and Justice. Attached for your review are memos from the United States Pardon Attorney and the Department of Defense opposing your recommendation. In light of their opinions, it would be desirable to hold a meeting of the interested agencies for the purpose of reaching a resolution on this issue. With respect to the issue you raised in item number three of your memo, I believe it also should be discussed at the meeting of all interested agencies. This issue had been raised with the President in September, 1974. At that time he decided that a clemency discharge would be equivalent to an undesirable discharge. However, because that decision was made prior to the appointment of the Board, I believe it would be appropriate to have an exchange of views on this issue in a meeting with other interested agencies. Also, your memo raises two issues (numbers one and two) which were previously raised by you in a memorandum dated February 24, 1975, to the President. On February 25 these issues were discussed with the President. All interested agencies had the opportunity to convey their views to the President in person or by memo, and on February 27 the staff secretary by memo informed all parties that the President did not approve the Board's recommendations. Therefore, I feel that these issues are moot. 2 Finally, in response to item number four in your memo, it is my intention to forward to the President the recommendations of the Board as soon as final agreement is reached among all parties on these issues. You will be contacted concerning a convenient date for the proposed meeting. PRESIDENTIAL CLEMENCY BOARD May 16, 1975 MEMORANDUM FOR: PHILIP W. BUCHEN FROM: CHARLES E. GOODELL SUBJECT: Pending Clemency Board Issues Before the President The President has acted on 65 recommendations from the Presidential Clemency Board to date. There are now 236 recommendations pending. including 114 recommendations sent to the President on March 26, 1975. I understand they are being held because some question has re-arisen with reference to the President granting a pardon for the AWOL offenses that led to an Undesirable Discharge. If you will recall, this issue was resolved by the President in a meeting with Marsh, Buchen and Goodell in late November or early December. You and I discussed the issue in your office prior to meeting with the President. I recall your reaching for a copy of the Constitution and reading the language as follows: "and he shall have power to grant reprieves and perdons for offenses against the United States". I explained that the Clemency Board had then reached a serious Impasse because we unanimously felt that we could not require alternative service of an applicant if all we had to offer him was a change from an Undestrable Discharge to Liamancy Discharge, we distinguished the cases being processed by the Department of Defense because that program dealt with fugitives who had charges hanging over them. Their participation in the clemency program benefitted them by the military dropping the pending charges against them. I believe It would be not only unfortunate, but a serious disruption of the Clemency Board functions to reopen the issue of pardons for AWOL offenses leading to Undesirable Discharges. The matter was discussed in the presence of the President and a decision was made which solved a major policy crisis in the Board last fall. Since - 2 - approximately 70% of our applications are from undesirable dischargees, a decision to grant them only a Clemency Discharge would expose the President to vehement criticism and perhaps even ridicule. All of the members of the Clemency Board have repeatedly stated in public the President's decision to grant pardons for AWOL offenses leading to Undesirable Discharges. This is not the time for a retraction or an apparent reneging on public commitments with reference to clemency. I understand that there are those advisors to the President who have been advocating, in view of the events in Vietnam, that the President announce universal and unconditional amnesty at this time. I do not advocate such a course, but I believe the President should take the following actions previously recommended by the Clemency Board: 1. Upgrade The Board has recommended twenty-one upgrade cases to date, 5 of which have been forwarded to the President. These are individuals who served gallantly in Vietnam, often volunteering for extra hazardous duty. They subsequently cracked up and are now denied veterans benefits. We recommend unanimously, on the motion of the Board members who are veterans of Vietnam, that these individuals receive General Discharges with veterans benefits. 2. Effect of Clemency on Future Discharge Review We proposed that any individual going to a Discharge Review Board or Board for the Correction of Military Records having received a Pardon from the President would be treated as follows: (a) He would not have is make a suparate, special application to these boards. The application to the Clamency Board would be considered the functional equivalent of the application to the military; (b) Any review would be taken without regard to the acts for which the President has issued a Pardon. 3. Nature of Clemency Discharge The Proclamation and the President's evident intent is that the Clemency Discharge be a truly neutral discharge, neither less-than- - 3 - honorable nor "under honorable conditions". The actual certificate used by Defense states that it is a Clemency Discharge given "under clemency conditions" or some similar phraseology. However, the Department has made it quite clear that they consider the Clemency Discharge to be a discharge under other than honorable conditions (the functional equivalent of an Undesirable Discharge), not only for the purposes of continuing to preclude veterans benefits (the President's desire), but also as a public connotation and an official description within the government. We recommend that the President make it clear that a Clemency Discharge replaces a discharge under less than honorable conditions. The Executive Order states that a Clemency Discharge is "in lieu of" and "substituted for" a Bad Discharge. The Clemency Discharge should be regarded as completely neutral, neither under honorable conditions or less than honorable conditions. 4. The President should act upon the 236 recommendations made by the Clemency Board thus far and publicly announce that he has signed the warrants implementing those recommendations. I firmly believe Presidential action on all of the above issues would re-emphasize the fair, generous and significantly beneficial nature of the President's approach to amnesty, stopping far short of unconditional amnesty. Any arguments that such actions create difficult precedents for existing agencies or open floodgates, ignore the fact that the clemency program is by definition unique and sets no precedents whatsoever in other agencies for those beyond the purview of the clemency program itself. CEG:mm THE WHITE HOUSE WASHINGTON May 22, 1975 MEMORANDUM FOR: CHAIRMAN CHARLES GOODELL FROM: PHILIP W. BUCHEN T.W.B. This memo is in response to your memo dated May 16, 1975, in which you raised four issues concerning the President's clemency program. Although you believe the issue concerning pardons for servicemen who received undesirable discharges was discussed with the President last year, I have confirmed that positions on this issue were never requested from the Departments of Defense and Justice. Attached for your review are memos from the United States Pardon Attorney and the Department of Defense opposing your recommendation. In light of their opinions, it would be desirable to hold a meeting of the interested agencies for the purpose of reaching a resolution on this issue. With respect to the issue you raised in item number three of your memo, I believe it also should be discussed at the meeting of all interested agencies. This issue had been raised with the President in September, 1974. At that time he decided that a clemency discharge would be equivalent to an undesirable discharge. However, because that decision was made prior to the appointment of the Board, I believe it would be appropriate to have an exchange of views on this issue in a meeting with other interested agencies. Also, your memo raises two issues (numbers one and two) which were previously raised by you in a memorandum dated February 24, 1975, to the President. On February 25 these issues were discussed with the President. All interested agencies had the opportunity to convey their views to the President in person or by memo, and on February 27 the staff secretary by memo informed all parties that the President did not approve the Board's recommendations. Therefore, I feel that these issues are moot. 2 Finally, in response to item number four in your memo, it is my intention to forward to the President the recommendations of the Board as soon as final agreement is reached among all parties on these issues. You will be contacted concerning a convenient date for the proposed meeting. THE WHITE HOUSE WASHINGTON Evelyn- mtq. 10:00- Thus. 5/29 w) Buchen etal Ur. THE WHITE HOUSE WASHINGTON May 22, 1975 MEMORANDUM FOR: CHAIRMAN CHARLES GOODELL FROM: PHILIP W. BUCHEN T.W.B. This memo is in response to your memo dated May 16, 1975, in which you raised four issues concerning the President's clemency program. Although you believe the issue concerning pardons for servicemen who received undesirable discharges was discussed with the President last year, I have confirmed that positions on this issue were never requested from the Departments of Defense and Justice. Attached for your review are memos from the United States Pardon Attorney and the Department of Defense opposing your recommendation. In light of their opinions, it would be desirable to hold a meeting of the interested agencies for the purpose of reaching a resolution on this issue. With respect to the issue you raised in item number three of your memo, I believe it also should be discussed at the meeting of all interested agencies. This issue had been raised with the President in September, 1974. At that time he decided that a clemency discharge would be equivalent to an undesirable discharge. However, because that decision was made prior to the appointment of the Board, I believe it would be appropriate to have an exchange of views on this issue in a meeting with other interested agencies. Also, your memo raises two issues (numbers one and two) which were previously raised by you in a memorandum dated February 24, 1975, to the President. On February 25 these issues were discussed with the President. All interested agencies had the opportunity to convey their views to the President in person or by memo, and on February 27 the staff secretary by memo informed all parties that the President did not approve the Board's recommendations. Therefore, I feel that these issues are moot. 2 Finally, in response to item number four in your memo, it is my intention to forward to the President the recommendations of the Board as soon as final agreement is reached among all parties on these issues. You will be contacted concerning a convenient date for the proposed meeting. PRESIDENTIAL CLEMENCY BOARD May 16, 1975 MEMORANDUM FOR: PHILIP W. BUCHEN FROM: CHARLES E. GOODELL SUBJECT: Pending Clemency Board Issues Before the President The President has acted on 65 recommendations from the Presidential Clemency Board to date. There are now 236 recommendations pending, including 114 recommendations sent to the President on March 26, 1975. I understand they are being held because some question has re-arisen with reference to the President granting a pardon for the AWOL offenses that led to an Undesirable Discharge. If you will recall, this issue was resolved by the President in a meeting with Marsh, Buchen and Goodell in late November or early December. You and I discussed the issue in your office prior to meeting with the President. I recall your reaching for a copy of the Constitution and reading the language as follows: "and he shall have power to grant reprieves and pardons for offenses against the United States". I explained that the Clemency Board had then reached a serious Impasse because we unanimously felt that we could not require alternative service of an applicant if all we had to offer him was a change from an Undesirable Discharge to a Clemency Discharge. We distinguished the cases being processed by the Department of Defense because that program dealt with fugitives who had charges hanging over them. Their participation in the elemency program benefitted them by the military dropping the pending charges against them. I believe it would be not only unfortunate, but a serious disruption of the Clemency Board functions to reopen the issue of pardons for AWOL offenses leading to Undesirable Discharges. The matter was discussed in the presence of the President and a decision was made which solved a major policy crisis in the Board last fall. Since . 2 - approximately 70% of our applications are from undesirable dischargees, a decision to grant them only a Clemency Discharge would expose the President to vehement criticism and perhaps even ridicule. All of the members of the Clemency Board have repeatedly stated in public the President's decision to grant pardons for AWOL offenses leading to Undesirable Discharges. This is not the time for a retraction or an apparent reneging on public commitments with reference to elemency. I understand that there are those advisors to the President who have been advocating, in view of the events in Vietnam, that the President announce universal and unconditional amnesty at this time. I do not advocate such a course, but I believe the President should take the following actions previously recommended by the Clemency Board: 1. Upgrade The Board has recommended twenty-one upgrade cases to date, 5 of which have been forwarded to the President. These are individuals who served gallantly in Vietnam, often volunteering for extra hazardous duty. They subsequently cracked up and are now denied veterans benefits. We recommend unanimously, on the motion of the Board members who are veterans of Vietnam, that these individuals receive General Discharges with veterans benefits. 2. Effect of Clemency on Future Discharge Review We proposed that any individual going to a Discharge Review Board or Board for the Correction of Military Records having received a Pardon from the President would be treated as follows: (a) He would not have to make a separate, special application to these boards. The application to the Clemency Board would be considered the functional equivalent of the application to the military; (b) Any review would be taken without regard to the acts for which the President has issued a Pardon. 3. Nature of Clemency Discharge The Proclamation and the President's evident intent is that the Clemency Discharge be a truly neutral discharge, neither less-than- - 3 - honorable nor "under honorable conditions". The actual certificate used by Defense states that it is a Clemency Discharge given "under clemency conditions" or some similar phraseology. However, the Department has made it quite clear that they consider the Clemency Discharge to be a discharge under other than honorable conditions (the functional equivalent of an Undesirable Discharge), not only for the purposes of continuing to preclude veterans benefits (the President's desire), but also as a public connotation and an official description within the government. We recommend that the President make it clear that a Clemency Discharge replaces a discharge under less than honorable conditions. The Executive Order states that a Clemency Discharge is "in lieu of" and "substituted for" a Bad Discharge. The Clemency Discharge should be regarded as completely neutral, neither under honorable conditions or less than honorable conditions. 4. The President should act upon the 236 recommendations made by the Clemency Board thus far and publicly announce that he has signed the warrants implementing those recommendations. I firmly believe Presidential action on all of the above issues would re-emphasise the fair, generous and significantly beneficial nature of the President's approach to amnesty, stopping far short of unconditional amnesty. Any arguments that such actions create difficult precedents for existing agencies or open floodgates, ignore the fact that the elemency program is by definition unique and sets no precedents whatsoever in other agencies for those beyond the purview of the clemency program itself. CEG:mm THE WHITE HOUSE WASHINGTON June 12, 1975 Dear Chairman Goodell: On the basis of the recommendations contained in your memorandum dated June 2, 1975, the President has decided that the Presidential Clemency Board may recommend pardons to him in meritorious cases for those applicants to the Board, under the Program for the Return of Vietnam Era Draft Evaders and Military Deserters, who were discharged from the Military Departments for their absentee offenses. The grant of pardons in these cases would be conditioned on the satisfactory completion of any period of alternate service recommended by the Board and approved by the President. In reaching this decision, the President was aware that to grant pardons to those who received undesirable discharges for their offenses is an unusual exercise of his power to grant clemency. However, the President concluded that in meritorious cases the unique purposes of his Proclamation, to show mercy and to offer these young Americans the chance to contribute a share in the rebuilding of peace, required an unusual exercise of clemency. Sincerely, PhilyW.Buchen Philip W. Buchen Counsel to the President The Honorable Charles E. Goodell Chairman Presidential Clemency Board The White House Washington, D.C. 20500 THE WHITE HOUSE The Honorable Charles E. Goodell Chairman Presidential Clemency Board The White House Washington, D.C. 20500 July 2, 1975 Dear Phil: The Presidential Clemency Board is fortunate to have the services of approximately 130 legal interns who represent a broad geographical section of the United States. Because many of our legal interns are from other parts of the United States, and will return to their respective homes once their stay with the PCB is over in order to finish their legal education, I would very much like to make their stay in Washington, D.C. as instructive as possible. Members of my staff are now in the process of putting together a number of interesting programs that are speci- fically designed for our legal interms, I would very much appreciate it if Bill Casselman could give an informal talk to our interns on the nature of his work as a White House Counsel. Bill has informally indicated to a member of my staff that he could do so. In addition, at some further time I think that an informal meeting between Jay French and our legal interns would also be very beneficial. Jay has been very much involved with the Presidential Clemency Board from its inception, and I believe that our interns would particularly profit from his observations about the origins and aims of the program. With kind regard, I am Sincerely, Charles E. Goodell Chairman Mr. Philip W. Buchen The White House Washington, D.C. 20500 July 21, 1975 Dear Phil: Thank you for your letter of July 17, 1975. I am aware that the President wishes the Clemency Board program to be completed by September 15. We have now processed 9,000 cases, and we will complete all the cases for which we have files by September 15. There will be some carryover, for which we must make provision, because there are no files whatsoever on some cases. I have a special project working to reconstruct files where necessary in order to minimize that problem. We sent 413 cases to the President last week, totaling 1,067 cases to the President to date. As you know, we guarantee an applicant 30 days in which to correct the summary of his record after receipt thereof. We began virtually full time operations the first week in June, disposing of 1200 to 1500 cases a week. Those cases are now "ripe" and the President will be receiving upwards of 1,000 recommendations per week from the Clemency Board hereafter. You need have no concern about the matter of late applications. The Clemency Board established a policy from the outset that any confirmed inquiry to an official Government agency should be considered an application if followed up by a written application by May 31, 1975. Our projected applications, taking account of the fallout that we have had thus far, are between 16,000 and 17,000. The Clemency Board has not changed its rules in order to accom- modate late applicants. I suspect that Jay French's inquiry arises from a single case which the full Board heard last week. The applicant had inquired as to how to apply for elemency to the United States consulate in Canada prior to March 31, 1975, the deadline for applications. He was given misinformation. He returned to the United States on April 12 and turned himself in to the U.S. Attorney. -2- The Board unanimously accepted the application since, on the basis of our established rule, he submitted his application prior to March 31, 1975. I am not about to permit revision of rules contrary to the President's directives, and I certainly do not intend to complicate our problem of completing disposition of all cases for which we have adequate infor- mation by September 15. It will be done. Sincerely, Charles E. Goodell Chairman Mr. Philip W. Buchen The White House Washington, D.C. 20500 PRESIDENTIAL CLEMENCY BOARD August 15, 1975 MEMORANDUM FOR: PHILIP BUCHEN FROM: CHARLES E. GOODELL SUBJECT: Presidential Clemency Board's Final Recommendations Under section 9 of Executive Order 11803 ("Establishing a Clemency Board..."), the Presidential Clemency Board is charged to "submit its final recommendations to the President not later than December 31, 1976". Since the Board contemplates a completion of its caseload by September 15, we are preparing a final report to the President to be submitted by that date. That report will describe to the President what kinds of people applied to the Board and what kinds of problems generated their offense, the procedure by which the Board reached its recommendations on clemency applications, some broad problems which we have learned about as we see patterns emerging from the cases, and some recommendations as to what the President might do to remedy those broad problems, It is the President's prerogative, not the Board's, to re- lease or to elect not to release all or part of the Board's final recommendations to him. On that assumption, I envision submitting those recommendations in a two-part package: (1) A final report written in a form appropriate for public release, in contemplation of its release by the White House very shortly after submission to the President. The Board itself will submit the report to the President, and will not publicly release anything. Although the existence of a report will obviously be known to the press, the President will retain the option of releasing it or not. (2) An options memorandum forwarding the Board's recommendations for action by the President. This memorandum will not be released to the public. GERALD FORD LIBRARY - 2 - To avoid confusion about who will publicly release what materials at what time, we should establish procedural ground rules well before the Board's recommendations are formulated. Please let me know whether you concur on the procedure which I propose, and, if not, what alternatives you proffer. CC.: DONALD RUMSFELD RTropp: mm THE WHITE HOUSE WASHINGTON August 26, 1975 MEMORANDUM FOR: CHARLES E. GOODELL FROM: PHILIP W. BUCHEN T.W.B. SUBJECT: Your memorandum of August 15 As I read your memorandum, you interpret Section 9 of Executive Order 11803 differently from the way I think it must be interpreted. Section 9 calls for "final recommendations to the President" by a specified date which you now indicate will be no later than September 15. The only recommendations called for by the Order are those specified in Section 3. The Board's recommendations shall be "as to whether executive clemency should be granted or denied in any case [and] if clemency is recommended the form that such clemency should take." Thus, according to the Order, once the Board makes its recommendations as to granting or denial of clemency in each case which has come before it, its work will have been completed. You, on the other hand, appear to read the Order as requiring recommendations of how the President should deal in the future with broad problems which you may have detected as a result of the activities of the Board. This is an interpretation which I do not believe is supported in any way by the language of the Order or the President's intent, and I believe you should confine the remaining activities of the Board to completing review of the cases before you in accordance with Section 3 of the Order. By following this appropriate course, we avoid any question about preparing either a further report to the President for him to release or a confidential memorandum to him. CC: Donald Rumsfeld THE WHITE HOUSE WASHINGTON August 26, 1975 MEMORANDUM FOR: CHARLES E. GOODELL FROM: PHILIP W. BUCHEN P.W.B. SUBJECT: Your memorandum of August 15 As I read your memorandum, you interpret Section 9 of Executive Order 11803 differently from the way I think it must be interpreted. Section 9 calls for "final recommendations to the President" by a specified date which you now indicate will be no later than September 15. The only recommendations called for by the Order are those specified in Section 3. The Board's recommendations shall be "as to whether executive clemency should be granted or denied in any case [and] if clemency is recommended the form that such clemency should take." Thus, according to the Order, once the Board makes its recommendations as to granting or denial of clemency in each case which has come before it, its work will have been completed. You, on the other hand, appear to read the Order as requiring recommendations of how the President should deal in the future with broad problems which you may have detected as a result of the activities of the Board. This is an interpretation which I do not believe is supported in any way by the language of the Order or the President's intent, and I believe you should confine the remaining activities of the Board to completing review of the cases before you in accordance with Section 3 of the Order. By following this appropriate course, we avoid any question about preparing either a further report to the President for him to release or a confidential memorandum to him. CC: Donald Rumsfeld THE WHITE HOUSE WASHINGTON September 5, 1975 MEMORANDUM FOR: CHARLES E. GOODELL FROM: PHILIP W. BUCHEN P.W.B. This is in response to a memorandum dated June 2, 1975, from the Clemency Board's General Counsel to Jay French, of my staff, forwarding a letter dated May 29 from Forrest R. Browne, Director, Federal Personnel and Compensation Division, General Accounting Office, advising you that GAO intends to conduct a survey of the Presidential Clemency Board. The request of the GAO has been considered by the Department of Justice and this office. Based on the following discussion, I have prepared a suggested response for you to send to Mr. Browne. (See Tab A.) In large measure, the operations of the Presidential Clemency Board are based upon the President's exclusive constitutional authority to grant Executive clemency. To the extent the GAO survey seeks information about this area of the Board's operations, such informa- tion is not subject to disclosure without the President's permission. A small part of the operations of the Board involves upgrading dis- charges of former servicemen. To the extent the GAO survey con- cerns information about this part of the Board's activities, such information falls within a legitimate area of interest to the Congress because the Congress has the constitutional authority to "make rules for the government and regulation of the land and naval forces. 11 See Article I, Section 8, Constitution. If the GAO decides that it would like to have access to material of this specific nature, it will be necessary to review each document to determine whether it may be subject to a claim of privilege. FORD i LIBRARY Page 2 Privileged material is generally intra-executive advisory, deliberative material, or material directed to the President. The Counsel's office should review all material which you determine is privileged. DRAFT Dear Mr. Browne: This is in response to your letter dated May 29 informing me that the General Accounting Office intends to perform a survey of the Presidential Clemency Board. The operations of the Board are largely based upon the President's exclusive constitutional authority to grant "reprieves and pardons for offenses against the United States. " To the extent the GAO survey concerns information based upon this authority, such information is not subject to disclosure. A smaller part of the Board's actions, however, concern upgrading discharges of former servicemen. Information about this area of the Board's activities would be available to GAO, unless it was determined that such information involved intra-executive advisory, deliberative material, or material directed to the President. If the General Accounting Office would like to conduct a survey of matters involving the upgrading of discharges of former servicemen, the Board and its staff would be pleased to assist in any way possible. Sincerely, Ecielgn- a copy has been 1 given to Rick. Mi - 9/8 THE WHITE HOUSE WASHINGTON September 5, 1975 MEMORANDUM FOR: CHARLES E. GOODELL FROM: PHILIP W. BUCHEN P.W.T. This is in response to a memorandum dated June 2, 1975, from the Clemency Board's General Counsel to Jay French, of my staff, forwarding a letter dated May 29 from Forrest R. Browne, Director, Federal Personnel and Compensation Division, General Accounting Office, advising you that GAO intends to conduct a survey of the Presidential Clemency Board. The request of the GAO has been considered by the Department of Justice and this office. Based on the following discussion, I have prepared a suggested response for you to send to Mr. Browne. (See Tab A.) In large measure, the operations of the Presidential Clemency Board are based upon the President's exclusive constitutional authority to grant Executive clemency. To the extent the GAO survey seeks information about this area of the Board's operations, such informa- tion is not subject to disclosure without the President's permission. A small part of the operations of the Board involves upgrading dis- charges of former servicemen. To the extent the GAO survey con- cerns information about this part of the Board's activities, such information falls within a legitimate area of interest to the Congress because the Congress has the constitutional authority to "make rules for the government and regulation of the land and naval forces. 11 See Article I, Section 8, Constitution. If the GAO decides that it would like to have access to material of this specific nature, it will be necessary to review each document to determine whether it may be subject to a claim of privilege. Page 2 Privileged material is generally intra-executive advisory, deliberative material, or material directed to the President. The Counsel's office should review all material which you determine is privileged. DRAFT Dear Mr. Browne: This is in response to your letter dated May 29 informing me that the General Accounting Office intends to perform a survey of the Presidential Clemency Board. The operations of the Board are largely based upon the President's exclusive constitutional authority to grant "reprieves and pardons for offenses against the United States. 11 To the extent the GAO survey concerns information based upon this authority, such information is not subject to disclosure. A smaller part of the Board's actions, however, concern upgrading discharges of former servicemen. Information about this area of the Board's activities would be available to GAO, unless it was determined that such information involved intra-executive advisory, deliberative material, or material directed to the President. If the General Accounting Office would like to conduct a survey of matters involving the upgrading of discharges of former servicemen, the Board and its staff would be pleased to assist in any way possible. Sincerely, DRAFT. September 25, 1975 MEMORANDUM TO : Phil, Buchen Counsel to the President Paul O'Neill Deputy Director, OMB Edward H. Levi Attorney General FROM : Charles E. Goodell FORDO & 071770 LIBRARY SUBJECT : Final Report and Other PCB Policy Issues Which Remain Unresolved As the result of several discussions with the White House, OMB and the Justice Department, it was my understanding that the Presidential Clemency Board was required by statute to issue a final report. Previously I expressly assured all concerned that the PCB final report would not be a political document but rather would be a narrative describing the Board's activities during the past year. Since there was no disagreement on the necessity and desirability of issuing such a document, I fully expected that necessary support would be provided to assure that the report would be issued quickly and without much fanfare. As of this date I am uncertain that this belief is shared by others involved in the transition of Presidential Clemengy activities to the Justice Department. On September 19, I addressed a memorandum to the Attorney General requesting that certain key staff members be retained on detail to the Justice Department, beyond September 29th, the date Board members will meet at 2033 M Street, Novement, to review the latest draft of the final report. Although I have not received any formal THARE arer ,ES the Federal orig Advisory Commission Act OT МИСИАЯ requires a Final Report from 1069 the PCB. Phil Buchen & l discussed that IssumeD matter some time ago & agreed, The Final Report will be descriptive, informative of the process 19530 bne followed, Irniq and factual, It will bevioaemU not be contr oversiel and will contain no recommendations, 9ds bns amo dolv anoteascałb Israves to JIVEST edit aA [sat] the 909 Full Jadj bonzo Board is Vm 28W meeting 31 description bisod in Washington voluntarily & at their HB own between expense ed VIsuol on bluow monday, Sept 29 ntusat & give final bris directions to the staff and final approval of the report add по in VIINA accordance ,Inemusob w/ those botena twodshy directions, beneet ad bluow droger odd Jaris Stuars at forled still me I 23sb abds to 8A 03 mubnexomem At besepible the moment, there appears to be a misapprikan brsog # by those directing st the THE PCB clean Issenso my earry over operation that 03 there will be no Final Regort, Perhaps that reflects a Jon higher dguodsIA misunderstanding. the any event, they are in the Rocess of Decemating the small staff necessary to away the Final Report. the of - 2 - response from the Attorney General, I have received verbal messages through intermediaries working for the Pardon Attorney, indicating that my request was denied. These same people, acting on what they believe are instructions from their superiors, have also released or re-assigned both the professional and clerical staff working on the final report. Obviously, without the necessary professional and clerical support, it will be impossible to issue a report satisfactory for submission to the President., I am certain that such a result was not intended by any of the principals with whom this matter was discussed. However, it now becomes essential critical that specific written instructions be issued as quickly as possible to insure that the final report can be completed. In my opinion there have been too many people involved in preparing the report to permit the whole issue to be swept under the rug. ever and Therefore, I suggest that efforts be made to completetche final report. # I believe this can be accomplished within the next 4 weeks. The remaining work required is as follows. Phase 1 will involve final editing and incorporation of changes and suggestions made by the Board members on September 29. Nine professionals, including Baskir, Knisely, Horn and Strauss, and three secretaries (two with MTST experience) would be required through October 3. Phase 2 involves proofreading and final preparation of the report for printing. It requires 5 provessionals, including Baskir and Strauss, and three secretaries, and should be completed by October 17. Phase 3 involves review of galleys and arranging for and monitoring the actual printing. It will involve Baskir ) and one - 3 - professional and one secretary, it should be completed by November 1. I am also concerned about the apparent lack of progress that has been made since September 15 in completing the residual work of the Clemency Board. To my knowledge no additional recommendations have been sent to the President since September 15. The previous rate was 1,000 a week. Packets 12 through 41 previously submitted by the Clemency Board have been returned. Although a few of these packets require re-typing in order to separately list persons with felony convictions, the vast majority of these transmittals require no additional work. If the transition is to be completed by November 1, the remaining 6000 recommendations not transmitted as of September 15 must be in the President's hands by October 1. Although the Presidential Clemency Board went out of formal existence on September 15, I do not consider the Board's work concluded until the final report has been completed and the President has acted on all 15,000 Board recommendations. You can understand my continuing concern and interest that the transition phase be completed on schedule in a manner which does not jeopardize the work of the Board or the President's objectives with regard to eCemency. Prof phase i [Straws] Horn, [Kinsely Quartel Baokir Quartel, Beek, Ebel, Pergian, Thru Oct 3rd Remington 2 secretaries MTST robitype 2nd phase -: + Mary Essex Strans & Bashir Them Oct 17th, 3 of 5 professionals 3 secretaries 3rd Phase- : Baskir + / (Remington or Ebel) them Nov 1st l secretary, Access to typewriters, paper & -Xerox nothing is moving Packets #12 #41 / 6500 (2400 signed) Pardons not going out from Dog, 1000/wk to Pres prior to Sept 15. THE WHITE HOUSE WASHINGTON November 6, 1975 RECEIVED NOV 10 1975 Dear Charlie: Thank you for your recent memorandum concerning the disposition of the papers of former members of the Presidential Clemency Board. However, there are two problems that should be resolved prior to the disposition of these papers outside of Government control. As I am sure you are aware, the question of ownership of Presidential papers is now in litigation. Enclosed are the guidelines used by the previous Administration which describe the categories of materials that staff members can take with them on departure. Inasmuch as the present litigation does not appear to affect these guidelines, we have continued to follow them in order to preserve the status quo. In view of the unique nature of the Board's functions, these guide- lines should be applied in this instance. The second problem relates to the confidentiality of the materials which the guidelines authorize to be taken on departure. Although the Board's papers are not now subject to the specific safeguards of the Privacy Act of 1974, P.L. 93-579, any disposition of these papers should also take into account the protection of individual privacy which the Act seeks to assure. In effect, the Board has already made this determination by its regulation guaranteeing the confidentiality of communications to the Board from applicants and potential applicants, 2 CFR 100. 12(a). In view of this regulation and in order to comply fully with the spirit of the Privacy Act, appropriate guidelines should be developed -2- prior to the disposition of any of these materials to points outside government control. My staff would be pleased to discuss further these matters with you at your convenience. With best wishes, Sincerely, Thil Philip W. Buchen Counsel to the President The Honorable Charles E. Goodell Hydeman, Mason & Goodell 1225 - 19th Street, N.W. Washington, D.C. 20036 § 101.11 Title 2-Clemency (3) As to any person denied executive plicant is entitled to representation and clemency, again not recommend the ap- will be encouraged to seek legal counsel plicant for executive clemency. experienced in military or selective serv- ice law. Upon request, Board staff § 101.11 Referral to appropriate agen- will attempt to refer an applicant to a cies. skilled volunteer representative. After the expiration of the period (b) An applicant who does not wish allowed for petitions for reconsideration, to file his application in person may have the Chairman of the Board shall forward his representative do so on his behalf. for further action to the Secertaries of the Army, Navy, and Air Force, the § 101.14 Requests for information about Secretary of the Department of Trans- the clemency program. portation, the Director of the Selective (a) Upon receipt by the Board of an Service System, and the Attorney oral or written request for information or General, as appropriate, the President's consideration concerning an individual determination as to each recipient of who is clearly beyond the jurisdiction of executive clemency. the Board, a member of the Board's staff shall inform the individual: § 101.12 Confidentiality of communica- (1) That jurisdiction does not lie; tions. (2) Whether jurisdiction may lie (a) The Board has determined that it within the Presidential clemency pro- will take all steps possible to protect the gram, and if so, with which agency; privacy of applicants and potential ap- (3) That in the event the individual plicants to the Presidential clemency prefers not to contact personally such program. No personal information con- other agency that an Action Attorney cerning an applicant or potential ap- will obtain from such other agency in- plicant and related to the Presidential formation concerning the individual's clemency program will be made known status with respect to the Presidential to any agency, organization, or individ- clemency program, and provide to the ual, whether public or private, unless individual that information. such disclosure is necessary for the (b) The Action Attorney shall submit normal and proper functioning of the to the Executive Secretariat of the Presi- Presidential Clemency Board. How- dential Clemency Board a summary of you ever, information which reveals the the communication with, and informa- not existence of a violation of law (other tion provided to, such individuals. you than an offense subject to the Presi- chd dential clemency program) will of neces- APPENDIX A1 tha sity be forwarded to the appropriate APPENDIX B-INSTRUCTIONS FOR APPLICATION tain authorities. FOR CLEMENCY will (b) In order to have his case con- On September 16, 1974, the President an- you sidered by the Board, an applicant IV nounced a program of clemency. Depending need submit only information sufficient on your case, you may apply to the Presi- whis for a determination of jurisdiction, and dential Clemency Board, the Department of lette for the retrieval of necessary official Justice, or the Department of Defense. records and files. The application You may be eligible for clemency by the form will therefore require the ap- Presidential Clemency Board if you have been convicted of a draft evasion offense 5 plicant's name; date of birth; selective such as failure to register or register on time; the service number; military service and failure to keep the local board informed of If service number, if applicable; informa- current address; failure to report for or sub- writ tion concerning the draft evasion of- mit to pre-induction or induction examina- Whit fenses or absence-related military of- tion; failure to report for or submit to or 456 fenses and the disposition thereof; and complete service, during the period from sent the mailing address of either the appli- August 4, 1964 to March 28, 1973; or if you that have received an undesirable, bad conduct, cant or his representative. If the appli- ber or dishonorable discharge for desertion, ab- cant submits such information as part sence without leave, or missing movement, indic of his initial filing, the completion of the and for offenses directly related, between Au- and application form itself is not necessary. gust 4, 1964 to March 28, 1973. ber If you are now absent from military serv- Ap § 101.13 Representation before the ice or have a charge against you for a Selec- shoul Board. tive Service violation and have not been con- no (a) Although an applicant may bring victed or received a discharge, you may still Speci his case before the Board without a rep- perso resentative or legal counsel, each ap- 1 Filed as part of original document. have 6 Chapter I-Presidential Clemency Board $ 102.3 be eligible for clemency under another part PART 102-SUBSTANTIVE STANDARDS of the President's program. If you have any OF THE PRESIDENTIAL CLEMENCY questions, please contact the Board and we BOARD will try to answer your questions. If you believe that you are eligible to be Sec. considered by the Presidential Clemency 102.1 Purpose and scope. Board but are not sure, you should apply to 102.2 Board decision on whether or not to the Board. If it turns out that you are not recommend that the President grant eligible for consideration by the Board, you executive clemency. may possibly qualify under another part of 102.3 Aggravating circumstances. the clemency program. You do not have to 102.4 Mitigating circumstances. identify your current location. We will then 102.5 Calculation of length of alternative be able to notify you of the proper agency to service. contact. If you are appealing a conviction or a military discharge you may continue your AUTHORITY: E.O. 11803, 39 FR 33297. appeal, and still apply to the Board at the SOURCE: 39 FR 41353, Nov. 27, 1974, unless same time. otherwise noted. Correctly designated, 39 FR I. The Board will not give its files to any 44709, Dec. 27, 1974. other federal agency. It will keep any in- formation you provide in strictest confidence, § 102.1 Purpose and scope. except evidence of a serious crime which is This part articulates the standards not covered in the Presidential Clemency pro- which the Presidential Clemency Board gram. will employ in deciding whether to rec- II. Although you may apply to the Board ommend that the President grant execu- without attorney or any other representative tive clemency to a particular applicant, if you wish, we encourage you to obtain the and in then deciding whether that grant help of legal counsel. If you do not have a of celemency should be conditional. and, counsel but desire one, we will be glad to refer you to a lawyers' organization which if so, upon what specified period of alter- native service. will help you find one. These organizations will help you get legal assistance even if you § 102.2 Board decision on whether or cannot afford to pay. not to recommend that the President III. To apply to the Board, you need only grant executive clemency. supply the information necessary to find your file from other departments. If you do (a) The first decision which the Board not wish to file your application personally, will reach, with respect to an application you may select a representative of your own before it, is whether or not it will recom- choice to do it for you, but you must tell us mend to the President that the applicant that he is authorized. The Board will main- be granted executive clemency. In reach- tain its own file on your case and that file ing that decision, the Board will take will be available for examination by you or notice of the presence of any of the ag- your own attorney. IV. You are encouraged to submit evidence gravating circumstances listed in $ 102.3, which you feel helps your case, and to submit and will further take notice of whether letters from other people on your behalf. You such aggravating circumstances are bal- may submit evidence in order to correct in- anced by the presence of any of the miti- accurate, incomplete, or misleading informa- gating circumstances listed in § 102.4. tion to the Board's file. (b) Unless there are aggravating cir- V. A personal appearance by you before cumstances not balanced by mitigating the Board will not be necessary. circumstances, the Board will recommend If you have any questions, please call or write the Presidential Clemency Board. The that the President grant executive clem- White House, Washington, D.C. 20500, (202- ency to each applicant. 456-6476). If application is made by a repre- § 102.3 Aggravating circumstances. sentative on your behalf, it is not necessary that your home address and telephone num- (a) Presence of any of the aggravating ber be included. Your representative should circumstances listed herein either will indicate his capacity (attorney, friend, etc.) disqualify an individual for executive and give us his address and telephone num- clemency or may be considered by the ber. Board as cause for recommending to the Application for people not in custody President executive clemency conditioned should be completed and mailed to the Board no later than midnight, January 31, 1975. upon a length of alternative service ex- Special procedures will be established for ceeding the applicant's "baseline period persons incarcerated whether or not they of alternative service," as determined have been released on furlough. under § 102.5. 7 WHITE HOUSE OFFICE PAPERS By custom and tradition, all White House Office of newspapers or magazine clippings; and copies papers are regarded as the personal property of of records of a personnel nature relating to a per- the President and subject to such control and dis- son's employment or service. Personal files should position as he may determine. At the close of the not include any copies, drafts or working papers Administration, the entire collection of papers now that relate to official business or any documents or being created may be expected to be deposited in records, whether or not adopted, made or received a Presidential library similar to the libraries that in the course of official business. preserve the papers of the last six Presidents. To 3. Each staff office shall forward regularly to provide the President with a complete and accu- Central Files three copies of all outgoing official rate record of his tenure in office, the White House business consisting of correspondence and memo- staff must oversee the preservation of the papers randa. One copy of all other outgoing related it generates. materials should also be filed. The procedures set forth in this document rep- 4. Each staff office shall forward regularly to resent the collective thinking of many members of Central Files any incoming official business from the staff as to how best to preserve papers and sources other than White House staff offices after documents for the President. Compliance with action, if any, has been taken. Each staff office, if these procedures is an expression of loyalty by the it SO desires, may keep a copy of such incoming staff to the President. For these procedures to be official business for its own working files. effective, it will require cooperation and assistance 5. Each staff office shall forward regularly to of every staff member. Central Files any originals of incoming official The security classification of each document business from other White House staff offices after prepared in the White House is determined by the action, if any, has been taken and if such originals individual staff member writing it in accordance were not intended to be returned to the sender. with Executive Order 10501-or other applicable If desired, a copy may be kept for the staff's work- Executive Orders. He is responsible for insuring ing files. that the classification assigned to his work reflects 6. Each staff office shall forward to Central Files the sensitivity of the material concerned, and also at such times as it determines to be appropriate for making certain that this classification is not all working files of official business which are in- excessively restrictive. active and no longer needed. These files will be stored by office as well as listed by subject matter. White House Office Papers: Filing with Central They will, of course, always be available for later Files reference. 7. Each staff office at its own discretion may seg- 1. It is requested that the maximum possible regate any materials that. it believes to be partic- use be made of Central Files, and the procedures ularly sensitive and which should not be filed by listed below be followed. This will aid in the faster subject matter. Such sensitive materials should be and more complete retrieval of current informa- forwarded to the Staff Secretary on the same basis tion, eliminate unnecessary duplication of files, as outlined in paragraphs 3 through 6 in an en- prevent excessive xeroxing, and maximize preser- velope marked SENSITIVE RECORDS FOR vation of White House papers. STORAGE with the office or individual from 2. Each staff member shall maintain his per- which they are sent marked on the outside and (as sonal files separate from any working files he may appropriate) a list of inventory in general terms keep on official business and clearly designate them attached. This list of inventory should also be as such. Personal files include correspondence un- sent to Central Files SO that notations can be made related to any official duties performed by the staff in subject files that certain material is missing from member; personal books, pamphlets and periodi- the file. These materials will be filed in locked con- cals; daily appointment books or log books; folders tainers and will only be made available to the in- dividual or office from whom they were received. 3. A staff member, upon termination of employ- 8. No defense material classified under Execu- ment, may at his discretion make copies for his tive Order No. 10501 with a classification of TOP personal use of a carefully chosen selection of the SECRET or Restricted Data under the Atomic following types of documents within his files: Energy Act of 1954 should be forwarded to Cen- (A) Documents which embody original intel- tral Files. All such material should be forwarded lectual thought contributed by the staff member, to the Staff Secretary for storage. such as research work and draftsmanship of 9. No exceptions to the above shall be made speeches and legislation. without the express consent of the Counsel to the (B) Documents which might be needed in President. Additional advice on the operation of future related work by the individual. Central Files may be obtained from Frank 4. No staff members shall make copies as per- Matthews, Chief of Central Files (Ext. 2240). mitted in paragraph three of any documents which contain defense material classified as CONFI- White House Office Papers: Disposition of Papers DENTIAL, SECRET OR TOP SECRET under Upon Leaving Staff Executive Order No. 10501, Restricted Data under 1. Upon termination of employment with the the Atomic Energy Act of 1954, or information staff, each staff member will turn over his entire supplied to the government under statutes which files to Central Files with the exception of any make the disclosure of such information a crime. personal files he might have maintained. 5. Each staff member who decides to make copies 2. Personal files include: correspondence unre- of such documents described in paragraph three lated to any official duties performed by the staff shall leave a list of all such documents copied with member; personal books, pamphlets and periodi- Central Files. This will enable retrieval of a docu- cals; daily appointment books or log books; folders ment in the event that all other copies of it and the of newspaper or magazine clippings; and copies original should be later lost. of records of a personal nature relating to a per- 6. The discretionary authority granted in para- son's employment or service. Personal files should graph three is expected to be exercised sparingly not include any copies, drafts, or working papers and not abused. All White House Office papers, that relate to official business; or any documents or records, whether or not adopted, made or received including copies thereof, are the personal property in the course of official business. The White House of the President and should be respected as such. Office of Presidential Papers, staffed by represen- Any copies retained by a staff member should tatives of the National Archives, is available to be stored in a secure manner and maintained assist staff members in the determination of what confidentially. are personal files. Any question in this regard 7. All confidential and sensitive materials will should be resolved with their assistance by con- be protected from premature disclosure by specific tacting John Nesbitt, supervisory archivist of the provisions of the Presidential Libraries Act of Office of Presidential Papers (Ext. 2545). 1955 (44 U.S.C. 2108). RECEIVED NOV 10 1975 THE WHITE HOUSE WASHINGTON November 7, 1975 Dear Charlie: Thank you for providing me with a copy of your letter to Byron Pepitone dated August 20 in which you set forth the Clemency Board's recommendations for handling referrals to Selective Service who are required to perform short terms of alternate service. The Director of Selective Service has assured me that he shares the Board's concern and interest in these cases. Indeed, after considering these recommendations, Mr. Pepitone issued instruc- tions that referrals with three to six months of alternate service should be permitted to keep their regular employment by working twenty hours a week at their alternate service jobs. This new procedure satisfies the first and second recommendations con- tained in your August 20 letter. Mr. Pepitone did not implement the Board's third recommendation, that sixteen hours would be the equivalent of a forty-hour week, because he felt that it created too great an inequity between persons who are already working at full-time alternate service jobs or who have fulfilled their obliga- tions and those who would be permitted to take advantage of such a change in the rules. I appreciate the principal concern underlying the Board's recom- mendations to insure that large numbers of referrals with short terms of service find employment. However, to date, only 542 referrals from the Clemency Board have enrolled at Selective Service and it has been reasonably successful in locating alternate service jobs. I think we now should give the Director of Selective November 7, 1975 Page Two Service an opportunity to evaluate the effectiveness of the Board's recommendations as larger numbers of referrals report for alter- nate service. Sincerely, Thil Philip W. Buchen Counsel to the President Charles Goodell, Esquire Room 601 1225 - 19th Street, N.W. Washington, D.C. 20036 THE WHITE HOUSE MASHINGTON,OF NOV DC ALWAYS USE ZIP 1375 code STATES Charles Goodell, Esquire Room 601 1225 - 19th Street, N.W. Washington, D.C. 20036 November 14, 1975 Mr. Robert C. Carter 601 Eye Street, S. W. Washington, D. C. Dear Bob: Enclosed you will find a copy of a letter from Phil Buchen on the alternative service recommendations made to Selective Service by the Clemency Board. I think it would be helpful if either one of you, or both, expressed your strong feelings on the issue directly to Phil Buchen. He obviously has decided not to intervene at this time or to hold a meeting with us to discuss intervention. Selective Service is telling him that things are going swimmingly. If that turns out to be over-optimistic, it will be too late to do anything about it. You might also consider meeting with Byron Pepitone. Byron's letter arrived after our discussion at Jim Maye's party. In light of the letter, I think you two would be more effective by yourselves without me. That also leaves me more freedom to go directly to the President, in the event you run into a stone wall. I am hesitant to do that, however, until all other avenues have been explored. After you have received this and discussed it with each other, perhaps one or both of you might like to discuss the matter further by phone. I should be available all next week. With warm regard, I am Sincerely, Charles E. Goodell CEG:daw Enclosure