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The original documents are located in Box 4, folder "Final Report - Draft, Undated (6)" of the Charles E. Goodell Papers at the Gerald R. Ford Presidential Library. Copyright Notice The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted material. Charles Goodell donated to the United States of America his copyrights in all of his unpublished writings in National Archives collections. Works prepared by U.S. Government employees as part of their official duties are in the public domain. The copyrights to materials written by other individuals or organizations are presumed to remain with them. If you think any of the information displayed in the PDF is subject to a valid copyright claim, please contact the Gerald R. Ford Presidential Library. Digitized from Box 4 of the Charles E. Goodell Papers at the Gerald R. Ford Presidential Library APPENDIX J. J. HISTORY FOR : GERALD APPENDIX J THE HISTORICAL PERSPECTIVE OF CLEMENCY I. CONSTITUTIONAL AUTHORITY TO PARDON (There are no changes to Chapters II through V, Appendix J) CONSTITUTIONAL AUTHORITY TO PARDON English Heritage Article II, Section 2 of the Constitution of the United States reads, in part, that the President "shall have the Power to grant Reprieves and Pardons for Offences against the United States, except in cases of impeachment. "1/ By the time the Founding Fathers wrote the Constitution, they could draw upon their knowledge of English and colonial precedents in order to shape our own national constitution. The First Supreme Court opinion which considered the President's pardoning power expressly recognized the important link provided by our English heritage: -As this power had been exercised from time immemorial by the executive of that nationa whose language is our language, and to whose judicial institutions our bear a close resemblance, we adopt their principles respecting the operation and effect of a pardon, and look into their books for the rules prescribing the manner in which it is to be used by the person who would avail himself of it. To properly place and interpret the President's pardoning power, it is therefore appropriate to trace the development of the pardoning power in England. Clemency during the Anglo-Saxon period, up until the Normal Conquest of 1066 was extremely vague. The king possessed relatively little power during this period, for the real authority lay with the clan chiefs, in whom the authority to pardon was vested. The privilege of pardon was a question of power, not yet a problem of law. 3/ Although the king technically had the authority to pardon, the existence of the right of private vengence and retaliation, and the opposition of powerful nobles combined to confine the exercise of the clemency power to those offenses which were committed by members of the king's household, or to offenses which posed a personal threat to the security and authority of the king. -2- The Norman Conquest brought with it the belief that the pardon power was an exclusive perogative of the sovereign. 5/ However strong this belief may have been in Norman political thought, it rarely was accepted by the groups contending for power with the king. Other contenders for the pardoning power includes the great earls 6/, the church (through the use of "benefit of clergy" 7/, and finally, parliament. The fourteenth century witnessed a long series of parliamentary attempts to curtail the royal power. From time to time Parliament enacted laws restricting the king's power to pardon. In 1389, Parliament enacted a law 8/ which provided that no pardon for treason, murder, or rape could be allowed unless the offense were particularly specified in the pardon decree. In the case of murder, the pardon decree had to state whether the murder was committed by lying in wait, assault, or with malice. According to Sir Edward Coke, Parliament enacted such a statute in order to curtail the king's use of his pardon power when the enumerated felonies were committed. The king would be less likely to grant a pardon for these kinds of offenses if he publicly had to disclose it. 9/ During the reign of Henry VIII, the full pardon power shifted back to the King. In 1535 Parliament enacted a statute which provided the kind with the exclusive authority to grant a pardon: 'No person or persons, of what estate or degree soever they be shall have any power or authority to pardon or remit but that the Kings' highness, his heirs and successors, kings of this realm, shall have the whole and sole power and authority thereof united and knit to the Imperial Crown of this realm, as of good right and equity it appertaineth "10/ -3 Within two-hundred years following this enactment, Parliament enacted three import restrictive measures on the kings authority to pardon: The Habeas Corpus Act of 1679 11/, the Bill of Rights 12/, and the Act of Settlement. 13/ Section eleven of the Habeas Corpus Act of 1679 prohibited arbitrary imprisonment and made it an offense against the King and his government "to send any subject of this realm of prisoner into parts beyond the seas. " Any person committing such an offense could not receive a pardon from the King. The Bill of Rights Act of 1689 prohibited the granting of dispensations, by declaring it illegal for the Crown to claim its previously claimed power of the right to suspend a given law and also the right to disregard the law in the execution of a particular case. The Act of Settlement, enacted twelve years later, after the king abused his pardoning power by shielding his favorites from punishment, probihited the use of pardon in cases of impeachment, although it did not prohibit its use after the impeachment had been heard. In addition to the above limitations on the kings pardoning prerogative, it is also noted that the King could not pardon anyone who had harmed a private individual. The King could only pardon offenses against the crown or the public. 14/ By 1721, Parliament gave itself the authority to grant pardons. 15/ The Kings authority to grant pardons included the right to make such pardons conditional. Blackstone pointed out that "The king may extend his mercy upon what terms he pleases, and may annex to his bounty a condition, either precedent or subsequent, on performance where of the validity of the pardon will depend, and this by the common law." 16/ -4- One particular situation where conditional pardons were utilized by the king was time of war. During time of war, pardons were generously granted, subject to the condition that the particular individual agreed to serve one year during the military. 17/ It was not necessary, however, that the criminal serve in a foreign land in order to secure a pardon during war time. Securance of the good offices of a nobleman who was in who the service of the King overseas and/would testify as to the criminal's innocence, was sufficient. With the outbreak of hostilities, the King needed the support of the lords and bishops, and he was eager to do them a favor. 18/ Banishment was another form of conditional pardon utilized by the King. The individual being pardoned had, to agree to transport himself to some foreign country, usually the American colonies, for life, or for a term of years. 19/ All felons under death could petition the king for a pardon on condition of their agreeing to transport themselves to the colonies either for life or for a specified term. The usual procedure was for the king, if he were willing to grant such a pardon on these terms, to require the felon to enter into a bond himself, and to provide sureties for his transportation. 20/ If the offender did not live up to the conditions, English judges were willing to hold that the condition upon which the original pardon was given was broken, with the offender remitted to his original punishment of death. 21/ - 5- Colonial and State Government Practice Up Until the 1789 As the American colonies became settled, the English legal con- ceptions of the seventeenth and eighteenth centuries were trans- 22/ planted to the new world. Included in these concepts was the principle of pardon and clemency for criminal offenders. In most of the colonial charters the king delegated his authority to grant pardons. However, the ultimate individual(s) who could grant a pardon pursuant to the King's delegation of authority varied from colony to colony, and sometimes changed within a given colony as new charters were written. For instance, in the first Virginia charter of 1606 no mention occurs regarding the pardoning power, but in the second charter of 1609 there is granted: - 6- "until the said treasurer and company, and their successors, and to such Governors, Officers, and Ministers, as shall be by our Council constituted full and absolute Power and authority to correct, punish, pardon, govern, and rule all such the subjects of us, as shall from time to time adventure them- selves in any Voyage thither as well in cases capital and criminal, as civil, both Marine and other. So always as the said Statutes Ordinances and Proceedings as near as conveniently may be, be agreeable to the Laws, Statutes, Government, and Policy of this our realm of England. ,23 / The third Virginia charter written in 1612 contained no reference to the pardon power. When this charter was annulled by writ of quo warranto in 1624 Virginia became a royal colony and the pardon power from then on to the American Revolution was exercised by 24/ the royal governor. When Maine became a royal colony in 1639 Sir Ferdinando Georges and his successors were given the authority to pardon, remit, and release all offenses and offenders against any of the laws or 25/ ordinances within the boundaries which comprised Maine. In 1677 Maine was purchased by the Massachusetts Bay Company and became incorporated into that colony. It remained a part of Massachusetts until 1820. 7 Connecticut did not receive a charter until 1662. This charter provided that the General Assembly, or the major part thereof, under their common seal could release or pardon offenders if the governor and six of the assistants were present in such assembly or court. Unlike Virginia and Maine, Connecticut's pardoning authority did not rest solely with the royal governor. The General Assembly was given the authority to pardon offenders as long as 26 / the governor and six of his assistants were present. The Carolinas received their first charter in 1663. The Lord proprietors were given the authority to remit, release, pardon, and abolish, whether before judgment or after, all crimes and offenses of every character against the laws of the colony. In 1665 the proprietors granted the settlers who had settled in Carolina a government through an instrument known as "Concessions and Agreements of the Lord Proprietors of the Province of Carolina. 11 Under this instrument, the governor and council, after 8 an individual was condemned could reprieve a case for cause until the case with a copy of the whole trial proceedings could be presented to the proprietors who would either grant the individual a pardon or command execution of his sentence. À new charter was granted to the lord proprietors in 1665 in which the pardon power remained as it was in the first charter. Later, when the Carolinas became royal colonies the pardon power became 27 lodged in the hands of the royal governors. / In 1664 The Duke of York was granted New York. In this same year, the Duke transferred to Lord John Berkeley and Sir George Carteret that part of his domain which now comprises the State of New Jersey. These proprietors set up a government in the same year, allowing the governor and his council to issue reprieves to condemned offendors until the case could be presented with a copy of the entire trial proceedings to the proprietors who would either pardon or 28 / command the execution of the sentence. 9 Sometime later, Berkeley and Carteret divided their original holdings. Berkeley sold his share, the western part, to William Penn and other Quakers. The Quakers provided that any person who should prosecute or prefer any indictment or information against others for any personal injuries or for other criminal matters (treason, murder, and felony only excepted) should be "master of his own process, and have full power to forgive and remit the person or persons offending against him or herself only, as well before as after judgment and condemnation, and pardon and remit the sentence, fine and imprisonment of the person or persons 29/ offending, be it personal or other whatsoever. On August 6, 1680, the Duke of York made a second grant for both the land and government of West Jersey to William Penn and five other persons. This grant included the authority to grant pardons and other forms of clemency. In March 14, 1682, the Duke of York granted the pardoning power to twenty-four proprietors in East 10 Jersey. In the following year they set up a government known as the Fundamental Constitutions for the Province of East New Jersey which provided that the power of pardoning should never be made use of but by the consent of eighteen of the proprietors or their proxies. In addition, the governor, with four proprietors who were to be judges of the Court of Appeals, could reprieve any person after the day of execution had been set, not to exceed one month. In 1702 the proprietors of East and West Jersey surrendered their "pretended right of Government" to the governor and from 30 30/ then on the exercise of clemency was vested in the royal governor. In New Hampshire, before it became a royal colony, it was provided that in all criminal cases where the punishment extends to the loss of 11 life or limb, wilful murder only excepted, the person convicted shall either be sent to England with a statement of his case, or execution of sentence was upheld until the case could be reported to the Privy Council and a decision reached. When New Hampshire became a royal colony the pardon power was vested in the same governmental 31/ authority as in other royal colonies. In 1681 William Penn received from Charles II a charter for the province of Pennsylvania. Included in this grant was a delegation to the proprietor and his heirs of full power to remit, release, pardon, and abolish, whether before judgment or after, all crimes and offenses with the exception of treason and wilful and malicious murder. For these particular offenses, the proprietor could only grant reprieves until the royal will could be determined. From then on until the American Revolution it appears that the granting of 12 clemency was placed in the hands of the Executive Council of the province. Delaware, also acquired by William Penn, in 1682, contained the same plan for administering clemency that existed in 32/ Pennsylvania. The Georgia charter granted in 1732 conferred authority upon the corporation to "sell, impose, and inflict reasonable pains and penalties upon offenders, and to mitigate the same as they or the major part of them present shall see requisite. " When Georgia became a royal colony this power reverted to the crown. In general, it can be said from an examination of the above colonial charters that the crown delegated the pardoning power in the colonies. This power was lodged in the hands of an executive authority, which varied from the proprietor himself or to a group of proprietors. In the so called royal colonies the proprietor usually could not grant pardons for treason and wilful and malicious 34/ murder. In these instances they could only empower to grant reprieves until the royal will could be determined. 13 With the outbreak of the American revolution colonial governments were replaced by new state governments. Because the executive department in the state governments had not yet gained the confidence of the people, due to the lingering memories of royal governors and their opposition to colonial rights, most state governments provided that the powers of government would be concentrated in the legisla- - 35 / ture. Accordingly, in New Hampshire, Massachusetts, Pennsylvania, and Virginia, the pardoning power could be exercised only by the governor with the consent of the executive council. Vermont, although not one of the original states, provided in its constitution of 1777 that the pardoning authority would be exercised 36/ by the governor and the executive council. Rhode Island and Connecticut made no changes in the administration of clemency 37/ and retained their charter form of government for many years. Georgia authorized the governor only to "reprieve a criminal or suspend a fine until the meeting of the assembly, who may determine therein as they shall judge fit. 38/ Only in the states of New York 14 Delaware, Maryland, North Carolina, and South Carolina was the 39./ pardon authority vested in the governor alone. The President's Grant of authority under the Federal Constitution: By the virtue of English and colonial precedent, 7 The Founding Fathers had ample precedent to establish the pardoning power for the President. Little debate occurred on how the power should be utilized. Part of it was directed at the suggestion that the President would need the consent of the United States Senate before he could grant a pardon. That suggestion was 40! rejected by a vote of 8-1. A journal kept by James Madison on the day to day proceedings of the Federal Convention provides the following: Saturday, August 25th, 1787 Mr. Sherman moved to amend the 'power to grant reprieves and pardons, I so as to read, 'to grant re- 15 prieves until the ensuring session of the Senate, and pardons with consent of the Senate.' On the question, -Connecticut, aye, --1, New Hampshire, Massachusetts, Pennsylvania, Maryland, Virginia, North Carolina, South Carolina, Georgia, no--8. The words, 'except in cases of impeachment,' were inserted, nem, con. after 'pardons.' Two days later, on August 27, 1787, a suggestion was made that the President should have the authority to grant a pardon only after the offender had been convicted. That suggestion was quickly withdrawn, however, after an objection was made to it: Monday, August 27th, 1787 In Convention, -Article 10, Section 2, being resumed, -- Mr. L. Martin moved to insert the words, 'after conviction,' after the words, 'reprieves and pardons.' Mr. Wilson objected, that pardon before conviction might be necessary, in order to obtain the testimony of accomplices. He stated the case of forgeries, in which this might particularly happen. Mr. L. Martin withdrew his motion. Later, Edmund Randolph of Virginia proposed to add the words, "except in cases of treason. " His motion was rejected by a vote of 8-2: 16 Saturday, September 15th, 1787 Article 2, Sect. 2. 'He shall have power to grant reprieves and pardons for offences against the United States, &c. Mr. Randolph moved to except 'cases of treason. The prerogative of pardon in these cases was too great a trust. The President may himself be guilty. The traitors may be his own instruments. Col. Mason supported the motion. Mr. Gouverneur Morris had rather there should be no pardon for treason, than:let the power devolve on the Legislature. Mr. Wilson. Pardon is necessary for cases of treason, and is best placed in the hands of the Executive. If he be himself a party to the guilt, he can be impeached and prosecuted. Mr. King thought it would be inconsistent with the constitutional separation of the Executive and Legislative powers, to let the prerogative be exercised by the latter. A legislative body is utterly unfit for the purpose. They are governed too much by the passions of the moment. In Massachusetts, one assembly would have hung all the insurgents in that State; the next was equally disposed to pardon them all [Shays Rebellion]. He suggested the expedient of requiring the concurrence of the Senate in acts of pardon. Mr. Madison admitted the force of objections to the Legislature, but the pardon of treasons was so peculiarly improper for the President, that he should acquiesce in the transfer of it to the former, rather than leave it altogether in the hands of the latter. He would prefer to either, an association of the Senate, as a council of advice, with the President. Mr. Randolph could not admit the Senate into a share of the power. The great danger to liberty lay in a combination between the President and that body. Col. Mason. The Senate has already too much power. There can be no danger of too much leinity in legislative pardons, as the Senate must concur; and the President moreover can require two-thirds of both Houses. 17 On the motion of Mr. Randolph, -- Virginia, Georgia, aye--2; New Hampshire, Massachusetts, New Jersey, Pennsylvania, Delaware, Maryland, North Carolina, South Carolina, no--8; Connecticut, divided. Thereafter, Alexander Hamilton, in Federalist No. 74 presented URE an argument that the legislative should not have any control 39 / 41 over the pardoning power: But the principal argument for reposing the power of pardoning in this case in the chief magistrate, is this: in seasons of insurrection or rebellion, there are often critical moments, when a well-timed offer of pardon to the insurgents or rebels may restore the tranquility of the commonwealth; and which, if suffered to pass unimproved, it may never be possible afterwards to recall. The dilatory process of convening the legisla - ture, or one of its branches, for the purpose of obtaining its sanction, would frequently be the occasion of letting slip the golden opportunity. The loss of a week, a day, an hour, may sometimes be fatal. If it should be observed, that a discretionary power, with a view to. such contingencies, might be occasionally conferred upon the president; it may be answered in the first place, that it is questionalbe, whether, in a limited constitution, that power could be delegated by law; and 18 in the second place, that it would generally be impolitic beforehand to take any step which might hold out the prospect of impunity: A proceeding of this kind, out of the usual course, would be likely to be construed into an argument of timidity or of weakness, and would have a tendency to embolden guilt. Ultimately, the Founding Fathers concluded that there was no need, contrary to the English practice, to curtail the President's authority to grant pardons, except to one particular situation: cases of impeachment. As one supreme court decision noted: The framers of our Constitution had in mind no necessity for curtailing this feature of the kings prerogative in transporting it into the American governmental structure save by excepting cases of impeachment. ... (Ex parte Grossman, 267 U.S. 87, 113, 45 S. Ct. 332, 334, 69 L. Ed. 527 (1925). 19 I. The Exercise of the President's Power to Pardon as shown by applicable case Law: A. Conditional Pardons 1) In general: The applicable case law has uniformly supported a very broad inter- 42/ pretation of the President's pardoning authority. Ex Parte Wells, one of the first Supreme Court decisions interpreting the President's pardoning authority, upheld a pardon granted by President Fillmore to a convicted murderer on the condition that he submit to life imprison- ment in place of his death sentence. The high Court held that the power of the President to pardon includes the power to grant less than 43 / full pardons. 2) Limits of a Conditional Pardon: Even if an individual accepts a conditional pardon, the condition may not be valid if beyond the President's authority to pardon. In other words, the President does not have an unlimited right to attach ANY condition he may desire. One measure of the lawfulness of a condition 44/ is that it be reasonable and neither illegal nor against public policy. 20 State courts have also held that for a conditional pardon to be valid it must not be "unlawful, unreasonable, immoral or impossible of 45/ performance. 11 Saxbe 46/ In Hoffa V. United States, one of the most recent Federal cases to consider the question of conditional pardons, the District Court for the District of Columbia, after summarizing the precedents established by earlier cases stated: "We find in these admittedly imprecise standards two overriding concerns in determining the lawfulness of a condition. First, there is a public policy concern, which can be expressed in terms of the President's duty to exercise his discretion under the pardoning power in the public interest. Second, there is the concept of illegality, which in some instances may be painfully apparent, but which, for the purposes of cases like the one at bar, might also be taken to reflect the concern that a condition might unduly override the rights and liberties of the convicted person in a manner constitutionally impermissible. Based on our study of the precedents, we therefore arrive at a two- pronged test of reasonableness in determining the lawfulness of a condition: first, that the condition be directly related to the public interest; and second, that the condition not unreasonably infringe on the individual commutee's constitutional freedoms. 147/ 21 The court in. Hoffa went on to approve a four-part test enunciated 48/ in United States V. O'Brien, a case where "speech", a right guaranteed under the First Amendment and "nonspeech" elements were combined in the same course or conduct: "(A) government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest. 11 49/ The most recent Supreme Court decision on the nature of the presidential pardoning power is Schick V. Reed, 50 / a case dealing with a conditional commutation. The Court, in upholding a particular condition imposed by President Eisenhower, when he pardoned the petitioner in 1960, 22 recognized that the President's pardoning power is not absolute and 51/ is limited by the Constitution "A fair reading of the history of the English pardoning power, from which our Art. II, SEP 2, derives, of the language of that section itself, and of the unbroken practice since 1790 compels the conclusion that the power flows from the Con- stitution alone, not from any legislative enactments, and that it cannot be modified, abridged, or diminished by the Congress. Additionally, considerations of public policy and humanitarian impulses support an interpretation of that power so as to permit the attachment of any condition which does not otherwise offend the Constitution. The plain purpose of the broad power con- ferred by § 2 was to allow plenary authority in the President to "forgive" the convicted person in part or entirely, to reduce a penalty in terms of a specified number of years, or to alter it with conditions which are in themselves constitu- tionally unobjectionable. If we were to accept petitioner's contentions, a commutation of his death sentence to 25 or 30 years would be subject to the same challenge as is now made, i.e., that parole must be available to petitioner be- cause it is to others. That such an interpretation of SED 2 would in all probability tend to inhibit the exercise of the pardoning power and reduce the frequency of commutations in hardly open to doubt. We therefore hold that the pardoning power is an enumerated power of the Constitution and its limitations, if any, must be found in the Constitution itself. It would be a curious logic to allow a convicted person who petitions for mercy to retain the full benefit of a lesser punishment with conditions, yet escape burdens readily assumed in accepting the commutation which he sought. (Emphasis added) 3) The recipient of a conditional pardon or commutation must accept it before it can become legally valid: Applicable case law shows that with the exception of the commutation of a prisoners death sentence by the President, the offeree of a pardon 23 or commutation has the option of either accepting the conditional commutation or pardon, or of rejecting it. Two Supreme Court 52/ decisions speak of this necessity: United States V. Wilson, and 53/ Burdick V. United States. In the Wilson case, the issue before the court was whether or not a Presidential pardon was judicially noticeable or had to be specially pleaded. The Court stated that the pardon had to be pleaded because a pardon was in the nature of a private deed requiring acceptance and delivery: "A pardon is a deed, to the validity of which delivery is essential, and delivery is not complete without acceptance. It may then be rejected by the person to whom it is tendered; and if it be rejected, we have discovered no power in a court to force it on him. 1.54 The Court pointed out that the lower court could not give notice to a pardon where the recipient specifically "waived and declined any advantage or protection, 55/ which might have been provided by the pardon. The Court went on to say: 24 "It may be supposed that no being condemned to death would reject a pardon; but the rule must be the same in capital cases and in misdemeanors. A pardon may be conditional, and the condition may be more objectionable than the punishment inflicted by the judgment. 1156/ Hence, the recipient has the choice of rejecting the offer of clemency 57/ and abiding by his initial sentence. The Court pointed out that the pardon could be rejected because it might involve "consequences of even greater disgrace that those 58 / from which it purports to relive. " B. The Pardoning Power of the President is not subject to legislative control: 59 / The Supreme Court stated in Ex Parte Garland that except for impeachment, the President's pardoning power extends to every offense known to the law, and may be exercised at any time after its commission, either before legal proceedings are taken, or during pendency, or after conviction and judgment. The Supreme Court held that Garland did not have to take the oath, notwithstanding that Congress had enacted a law requiring the oath, 25 for if Garland had to do so, it would restrict the President's power to pardon. The Court said: "The Constitution gives him unlimited power in respect to pardon, save only in cases of impeachment. The Constitution does not say what sort of pardon; but the term being generic necessarily includes every species of pardon, individual as well as general, conditional as well as absolute It extends to every offence known to the law, and may be exercised at any time after its commission, either before legal proceedings are taken, or during their pendency, or after conviction and judgment. This power of the President is not subject to legislative control. Congress can neither limit the effect of his pardon, nor exclude from its exercise any class of offenders. The benign prerogative of mercy reposed on him cannot be fettered by any legislative restrictions. 1160/ NOTES Appendix B The Historical Perspective of Clemency Chapter I. Constitutional Authority to Pardon 1. U.S. Const. Art II $ 2. 2. United States V. Wilson, 32 U.S. (7 Pet.) 150, 160 (1833). 3. Attorney General's Survey of Release Procedures, Vol. III: Pardon, 27 (1939). 4. Grupp, Some Historical Aspects of the Pardon in England, 7 Am J. Legal History 51, 53-54 (Jan, 1963) Jensen, The Pardoning Power in the American States 1 (1922). "In cases of flagrant or aggravated injury vengeance was permitted without waiting for slow redress from law. If any one slew another openly, he was delivered over to the kindred of the person slain. If a man detected anyone with his wife or daughter, or with his sister or mother, within closed doors, or under the same coverlet, he might slay him with impunity." See Allen, Inquiry into the Rise and Growth of the Royal Prerogative in England ( ) London. 5. In 1827 See Grupp, Historical Aspects of the Pardon in England, supra note at 57. Grupp, supra Note 4, at 55. "As representative of the state, the king may frustrate by his pardon an indictment prosecuted in his name. In every crime that affects the public he is the injured person in the eye of the law, and may therefore, it is said, pardon an offense which is held to have been committed against himself." See Allen, supra Note 4, at 108. 6. The great Earls obtained the right to exercise a power of clemency within their jurisdiction. They had the same right as the king to remit and pardon treasons, murders, and felonies. By the act of 27 Henry VIII, C. 24, the greater part of the privileges that had belonged to them were taken away. See Allen, supra note 4 at 109. 7. Benefit of clergy "originally meant that an ordained clerk charged with a felony could be tried only in the Ecclesiastical Court. But, before the end of Henry III's reign, the king's court, though it delivered him to the Ecclesiastical Court for trial, took a preliminary inquest as to his guilt or innocence In time it [benefit of clergy] changed and became a complicated set of rules exempting certain persons from punishment for certain criminal offenses. It was extended to secular clerks, then to all who could read." -Humbert, -The Pardoning Power of the President, at 10. It arose out of the church-state conflict of the twelfth century. It remained in effect until abolished by statute. 8. 13 Richard II, St. 2 C. 1 9. Blackstone, Commentaries, Book IV, p. 401. - To circumvent this statute, the king claimed that he had the right to suspend the execution of a law and to dispense with its execution in particular cases. The use of the royal dispensing power was fairly common. It was apparently intro- :- duced into English Law by Henry III in about the year 1252. Parliament, in the English Bill of Rights enacted in 1689, declared that both of these alleged powers were illegal. Humbert, supra note 7 at 11, P. Brett, Conditional Pardons and the Commutation of Death Sentences, 20 Modern Law Review, 131, 133 (1957). NOTES Chapter I, (Contd) 10. 27 Henry VIII, C. 24. It should be noted that notwithstanding this particular statute, the King's pardoning authority was not absolute. As previously noted, all those who could claim the "benefit of clergy" were exempted from criminal responsibility, until it was abolished by statute in 1827. The institution of sanctuary also served as an encroachment upon the king's prerogative. If an offender left the realm, forfeited all of his goods and submitted to a life of banishment, he could obtain the same effect that a king's pardon would bestow upon him. See Grupp, Historical Aspects, supra note 4, at 57-58. 11. 31 Charles II, Stat. 11, C. 2. 12. 1 William and Mary, sess. II, C. 2. 13. 12 and 13 William III, C. 2. 14. As Blackstone put it, the king had no power to pardon "where private justice is principally concerned" under the doctrine of "non potest rex gratiam facese cum injuria at damno alirum" (the king cannot confer a favour by the injury and loss of others). Blackstone, Commentaries, supra note at 399. Blacksone also states that the king could not pardon a common nuisance while it remained unredressed. However, after the abatement of the nuisance, the king could remit the fine. Blackstone states that although the prosecution of a common nuisance is vested in the king SO as to avoid multiplicity of suits, it is, until abated, more in the nature of a private injury to each individual in the neighborhood. In addition, the king could not pardon an offense against a popular or penal statute after in- formation has been brought. Once a private individual has brought such information he acquires a private property right in his part of the penalty. 15. Stephen, New Commentaries on the Laws of England (London, 1903), Vol. II, p. 370. A pardon granted by Parliament had one particular feature that a pardon granted by the king did not. A pardon granted by an Act of Parliament had to be judicially noticed by a court. It did not have to be pleaded. However, if an individual received a pardon by the king under the Great Seal, the pardon had to be pleaded at a particular stage in the proceeding. An individual who failed to plead his pardon at the appropriate stage could be held to have "waived the pardon" and to be precluded from pleading it at a later stage. See Blackstone, supra note 10 at 402 and Brett, supra note 10 at 132. 7 George 1, ch. 29 (172 ). "The power and jurisdiction of Parliament is so transcendent and absolute, that it cannot be confined, either for causes or persons, within any bounds. It has sovereign and un- controllable authority in the making, conforming, enlarging, restrain- ing, abrogating, repealing, reviving, and expounding of laws, concern- ing matters of all possible denominations, ecclesiastical or temporal, civil, military, maritime, or criminal." NOTES Chapter I, (Contd) 16. Blackstone, Commentaries, supra, note 10, at 401. 17. As soon as war was declared, it was the custom to issue a proclamation in which a general pardon of all homicides and felonies was granted to everyone who would serve for a year at his own cost. The terms were readily accepted, and the king increased his force by a number of men who would perhaps be inferior to none in courage, though they might not improve the discipline of the army. The rolls according abound with instances in which a pardon was alleged for military service, and allowed without dispute. Grupp, supra note 4, at 58. 18. See Attorney General's Survey, supra note 3 at 30. 19. Blackstone, Commentaries, supra note 10, at 401. 20. P. Brett, supra note 10, at 134. 21, Ibid. 22. Jensen, Pardoning Power in the Colonies, p. 3 23. Ibid. p. 4. 24. Ibid. p. 4. 25. Ibid. p. 5. 26. Ibid. P. 5. 27. Ibid. P. 6. 28. Ibid. P. 6. 29. Ibid. P. 6. 30. Ibid. P. 7. 31. Ibid. p. 7. 32. Ibid. p. 8. 33. Ibid. p. 8. 34. Ibid. p. 8. 35. Ibid. P. 9. 36. Constitution of New Hampshire, 1784; Massachusetts, 1780, Part II, chap. ii, Sec. 1, Art. 8; New Jersey, 1776, Part IX; Pennsylvania, 1776, Sec. 20; Virginia, 1776, cited in Jensen, Ibid. at P. 10. 37. Ibid. p. 10. 38. Ibid. p. 10 39. Ibid. P. 10 40. Tansill, (ed) Documents Illustrative of the Formation of the American States, Government Printing Office, Washington, D.C., at 620 (1927). 41. The Federalist No. 74, at 500 (J. Cooke, Ed. 1961) - In Federalist No. 69, Hamilton summarized the proposed §2 powers, including the power to pardon, as "resembl (ing) equally that of the king of Great Britain and the Governor of New York." Ibid., at 464. 42. Ex Parte Wells, 59 U.S. (18 How. ) 307 (1856) 43. In this particular case, the offender had his death sentence commuted to a sentence of life imprisonment. The Court held that the commuta- tion of a sentence is, essentially, a quid pro quo. The Presidert offers a remission of a sentence coupled with a condition--the "convict" has the choice of remaining under his judicially imposed sentence or accepting the remission of his sentence and abiding by the condition on which it was offered. There are additional cases upholding condi- tional pardons: In Re Ruhl, 20 F. Cas. 1335 (No. 12, ,124)(D. C. Nev. 1878), in which the condition had been payment of certain fines and costs; Kavalin V. White, 44 F. 2d 49 (10th Cir. 1930), where the condition was deportation of the prisoner from the United States; United States V. Six Lots of Ground, 27 F. Cas. 1097 (No. 16, 299) that he refrain from pressing certain claims against the govern- ment for land which had been confiscated; Lupo V. Zerbst, 92 F. 2d 362 (5th Cir. 1937), where the petitioner's sentence was commuted on the condition that he be law-abiding and not associate with people of "evil" character; Bishop V. United States, 223 F. 2d 582 (D. C. Cir. 1955), where the President commuted the petitioner's death sentence to life imprisonment with the further condition that the life term be measured, for the purposes of parole eligibility, from the date of commutation and not from the date of initial incarceration; and Hoffa V. Saxbe, 378 F. Supp. 1221 (1974), where the condition of a commutation of a sentence was that the petitioner not engage in direct or indirect management of any labor organization for nine and one -half years. A commutation of a sentence is the substitution of a lesser punish- ment for a more severe punishment. It is considered to be part of the power to pardon. Id. at 316. 44. In Bishop V. United States, supra, the President commuted the petitioner's death sentence to life imprisonment with the condition that the life term be measured, for the purposes of parole eligibility, from the date of commutation and not from the date of initial incarceration. The Court held, in sustaining the con ition, that "it would seem clear that the power to commute the dea 44. Continued sentence would necessarily include the power to attach reason- able conditions. 11 In Lupo V. Zerbst, supra, the President commuted petitioner's sentence on the condition that he be law- abiding and not associate with people of "evil" character. In sustaining the condition attached by the President, the Court said "(t)here is nothing illegal or against public policy in any of the conditions therein contained. 11 Id. at 364. 45. See also State et nel Bailey V. Mayo, 65, So. 2d 721, 722 (Fla. 1953). Guy V. Utecht, 216 Minn. 255, 12 N.W. 2d 753, 757 (1943). Silvey V. Kaiser, 173 S.W. 2d 63, 64 (Mo. 1943) (en bono) ; Huff V. Aldredge, 192 Go. 12, 14 S.E. 2d 456, 458-459 (1941) Commonwealth et nel. Meredith V. Hall, 277 Ky 612, 126 S.W. 2d 1056, 1057 (1939). Wilborn V. Sanders, 170 Va. 153, 195 S.E. 723, 726 (1938). 46. Hoffa V. Saxbe, supra. 47. In applying the first part of the test, Hoffa stated that the conditions must "relate to the reason for the initial judgment of conviction, because it is the crime and circumstances that give use to the public interest in regulating and circumscribing the future behavior of the offendor. 11 Id. at 1236. The Court in Hoffa used as its standard the standard employed in setting the conditions of parole, itself an outgrowth of the conditional pardon. Id. at 1236, citing C. L. Newman, Sourcebook on Probation, Parole and Pardons, 18 (3rd ed. 1968). Under the federal system, the U.S. Board of Parole can release prisoners on parole where there is a "reasonable probability that such prisoner will live and remain at liberty without violating the laws" and where "such release is not incompatible with the welfare of society." 18 U.S. C. SEQ 4203(a). Also, the release may be "upon such terms and conditions ... as the Board shall prescribe. " The conditions, however, must be reasonably related to the valid ends of the interests that the Government retains after the prisoner is re- leased. In Birzon V. King, 469 F. 1241 (1972), the Second Circuit sustained the standard condition that a parolee not associate with persons who have a criminal record, stating: "Although a parolee should enjoy greater freedom in many respects than a prisoner, we see no reason why the Government may not impose restrictions on the rights of the parolee that are reasonably and necessarily related to the interests that the Government retains after his condi- tional release. " Id. at 1243. 47. Continued Hoffa went on to state that the lawfulness of a conditional pardon or commutation is much the same, but with respect to Presidential pardons, the President has a broader discretion "which encom- passes a regard for protective measures in the public interest. 11 Hoffa V. Saxbe, supra, at 1237. With respect to the second condition, namely, that the condition not unreasonably infringe on the individual commutee's constitutional freedoms, Hoffa recognized that when an individual is granted a conditional pardon or commutation, reasonable restrictions may be placed on the future conduct of the commutee, and when particular constitutional rights are curtailed. as a result of restricting future conduct, a sufficiently important governmental interest in regulating the future conduct can justify inci- dental limitations on one's rights guaranteed under the Bill of Rights. Id. at 1238-40. There are num erous cases that uphold the restriction on constitutional rights provided that the restrictions are precisely drawn to accomplish a legitimate governmental purpose. See Rosario V. Rockefeller, 410 U.S. 752, 93 S. Ct. 1245, 36 L. Ed. 2d 1 (1973); Dunn V. Blumstein, 405 U.S. 330, 336, 92 S. Ct. 995, 31 L. Ed. 2d 274 (1972); Bullock V. Carter, 405 U.S. 134, 140-141, 92 S. Ct. 849, 31 L. Ed. 2d 92 (1972); Jenness V. Fortson, 403 U.S. 431, 91 S. Ct. 1970, 29 L. Ed. 2d, 554 (1971); Williams V. Rhodes, 393 U.S. 23, 30-31, 89 S. Ct. 5, 21 L. Ed. 2d 24 (1968); NAACP V. Button, 371 U.S. 415, 438, 83 S. Ct. 328, 9 L. Ed. 2d 405 (1963); Konigsberg V. State Bar of California, 366 U.S. 36, 49, 81 S. Ct. 997, 6, L. Ed. 2d 105 (1961). 48. United States V. O'Brien, 391 U.S. 367, 88 S. Ct. 1673, 20 L. Ed. 2d 672 (1968). 49. Id. at 377, 88 S. Ct. at 1679. The Hoffa court went on to note that conditional commutations are within the President's power under Article II, Section 2, Clause One of the Constitution, and that with respect to Mr. Hoffa, the Government had satisfied the other three elements of the four-part test. 50. Schick V. Reed, 95 S. Ct. 379 (1974). 51. Ibid, at 385. Y 52. United States V. Wilson, 32 U.S. (7 Pet.) (1833) 53. Burdick V. United States, 236 U.S. 79, 35 S. Ct. 267, 59 L. Ed. 476 (1915). 54. United States V. Wilson, supra at 161. 55. Id. at 158. 56. Id. 57. Burdick V. the United States, supra, also illustrates this point. In this particular case President Wilson offered a pardon to the petitioner. The effect of the pardon would have been to immunizing him from any liability for incriminating statements made in the course of testifying before a federal grand jury. The petitioner had previously refused to testify concerning alleged fraud violations, claiming his right against self-incrimination under the Fifth Amend- ment would be violated. Even though President Wilson offered petitioner Burdick a pardon, he still refused to testify, and was therefore held in contempt. Upon a writ of habeas corpus, the Supreme Court reversed the contempt conviction, arguing that the petitioner did not have to accept the pardon, because he had the right to refuse to testify: "Granting, then, that the pardon was legally issued and was sufficient for immunity, it was Burdick's right to refuse it, as we have seen; and it, therefore, not be - coming effective, his right under the Constitution to decline to testify remained to be asserted. 11 Ex Parte Wells, supra at 312. 58. Id. 59. Ex Parte Garland, 71 U.S. (4 Wall.) 333 (1866). 60. Id. at 351-52. See also Schick V. Reed, 483 F. 2d 1266, 1268 (D. C. Cir. 1973) cert. granted, 42 Bishop V. United States, 223 F. 2d 582, 588 (D. C. Circuit. 1955). APPENDIX K. K. GALLUP POLL APPENDIX : The Gallup Poll of August, 1975. For many years the Gallup Organization has polled the American People on a variety of subjects, including clemency. As we were about to close the Clemency Board, Gallup again felt the country's pulse on the issue which was central to our work. We feel the results of that poll are instructive and have included part of them in the following pages. Question One "Have you heard or read anything about a program which would grant a limited pardon to those who evaded the draft or deserted from the armed forces during the Vietnam war?" Yes NATIONAL 72 SEX Male 74 Female 71 RACE White 75 Non-white 52 EDUCATION College 86 High School 73 Grade School 55 REGION East 73 Midwest 74 South 67 West 79 AGE Total Under 30 73 18-24 years 74 25-29 years 72 30-119 yours 75 50 & older 70 "Have you heard or read anything about a program which would grant a limited pardon 1:0 those who evaded the draft or descrted from the armed forces during the Victnam war?" Yes INCOME $20,000 & over 82 $15,000 - $19,999 85 $10,000 - $14,999 74 $7,000 DAP $9,999 75 $5,000 - $6,999 58 $3,000 - $4,999 61 Under $3,000 61 POLITICS Republican 74 Democrat 69 S. Democrat 60 Do Democrat Other 72 Independent 77 RELIGION Protestant 72 Catholic 69 OCCUPATION Prof. & Bus. 86 Cler. & Sales 78 Manual Workers R Non-Labor Force- 63 CITY SIZE 1,000,000 & over 71 500,000 - 999,999 77 50,000 - 499,999 77 2,500 - 49,999 72 Under 2,500, Rural 68 Question Two "Do you happen to know which of these groups are eligible for the program?" (Respondents were handed a card with choices; see over for column headings.) 1 2 3 4 5 6 @ 8 9 NATIONAL 43 17 14 15 2 / 4 8 in SEX Male 45 19 15 17 2 3 4 10 74 Female 41 16 14 13 1 / 4 7 y RACE White 44 18 14 15 2 / 4 8 25 Non-white 30 12 16 10 / / 7 9 y EDUCATION College 63 27 15 20 / / / 3 is High School 43 17 15 15 2 a 4 9 & Grade School 17 5 10 (7) - - b 12 by REGION East 44 19 15 15 2 in 3 8 so Midwest 43 15 12 15 / ! / 4 " 27 South 38 14 13 11 / / 5 5 41 West 47 25 18 18 2 3 5 9 21 AGE Total Under 30 51 21 16 14 3 / 3 6 18 18-24 years so 19 16 15 3 / 3 > A 25-29 years 54 23 17 13 3 3 3 4 23 stool 64-08 48 19 11 15 / / 4 8 27 50 & older 31 14 15 15 / 2 5 11 40 J. Draft evaders and deserters who are now in Canada and other foreign countries. 2. Draft evaders and deserters who are fugitives in the United States. 3. People who served in Vietnam and then deserted the armed forces after they came home. 4. Draft evaders and deserters who have already gone through the courts and have been punished for their offenses. 5. People who demonstrated against the Vietnam war. 6. First offenders convicted of non-violent federal crimes. 7. Service men still on active duty who have been court- martialed for non-violent military offenses. 8. None are eligible. 9. Don't know , "Do you happen 1:0 know which of these groups are eligible for the program?" / (1) 2.) 3 (21.) 5.) b 6 (7) D INCOME $20,000 & over 62 27 18 17 3 / 2 5. 19 $15,000 - $19,999 55 22 10 13 / 4 7 24 $10,000. - $14,999 44 15 16 17 2 / 4 10 25 $7,000 - $9,999 39 13 If 14 / / 4 9 33 $5,000 - $6,999 27 15 is 15 - / 5 9 39 $3,000 - $4,999 27 17 14 7 3 21 4 13 38 Under $3,000 26 10 14 15 3 2 5 5 53 POLITICS Republican 47 18 15 17 / / 3 7 29 Democrat 36 15 14 14 / / G 9 35 S. Democrat 29 : 12 15 12 2 / 6 7 45 Do Democrat other 40 17 14 is / / 5 9. 31 Independent 49 20 13 13 a 2 4 9 25 RELIGION Protestant. - 43 17 12 14 / / 4 8 33 Catholic 38 16 17. 16 / / 6 11 27 OCCUPATION - Prof. & Bus. 59 25 15 16 N / 2 4 22 - Cler. & Sales 54 20 13 14 1 / 7 8 22 Nanual Workers -- 39 16 14 14 / / 4 9 31 Non-Labor Force 31 12 15 16 2 2 4 12 41 - CITY SIZE 1,000,000 & over I 44 18 is 13 / 3 3 10 23 500,000 - 999,999 - 47 26 17 22 / / 4 4 as - 50,000 = 499,999 so 20 18 13 / - 3 8 28 2,500 49,999 37 15 11 14 2 - 4 D 3: Under 2,500, Ruyal 36 10 10 14 3 / 4 8 41 \ Question Three "Which would you favor: a pardon after completion of alternative service, a pardon without requiring alternative service, or no pardon at all?" With Without alternative alternative No No service service pardon opinion NATIONAL 47 18 24 11 SEX Male 44 18 30 8 Female 49 18 18 15 RACE White 48 17 25 10 19 Non-white 38 21 12 22 EDUCATION College 53 25 18 4 High School 47 17 26 10 Grade School 38 10 20 26 REGION East 47 20 24 9 Midwest 51 17 22 10 South 43 12 2> 18 West 45 24 23 8 AGE Total Under 30 52. 24 18 6 18-24 years SI 27 16 6 25-29 years 54 19 8 > 30-49 years 46 15 29 10 50 & older 43 16 24 17 "Which would you prefer: a pardon after completion of alternative service, a pardon without requiring alternative service, or no pardon at all?" / INCOME $20,000 & over 52 24 20 4 $15,000 $23 $19,999 47 17 30 6 $10,000 ** $14,999 49 14 28 9 $7,000 - $9,999 47 20 21 12 $5,000 - $6,999 40 16 22 22 $3,000 (ve $4,999 41 19 19 21 Under $3,000 46 21 13 : POLITICS Republican 54 11 21 14 Democrat 39 20 28 13 S. Democrat 35 19 25 31 Do Democrat other 40 21 29 10 Independent 52 19 21 8 RELIGION Protestant 47 14 26 13 Catholic 47 19 23 11 OCCUPATION Prof. & Bus. 15 25 20 4 Cler. & Sales 46 23 23 Do Manual Workers 45 14 28 13 Non-Labor Force. 45 14 24 17 CITY SIZE 1,000,000 & over 52 22 16 10 500,000 - 999,999 48 21 22 9 50,000 = 499,999 43 19 27 11 2,500 en 49,999 42 16 34 8 Under 2,500, Ruyal 49 13 20 18 Question Lour "The deadline for application in the program by those seeking a pardon has passed. Do you believe the application deadline should be extended or should not be extended?" Should No Should Not Opinion NATIONAL 42 48 10 SEX Male 41 53 6 Female 43 44 13 RACE White 40 so 10 Non-white ST 30 13 EDUCATION College 49 45 6 High School 41 SI 8 Grade School 38 43 19 REGION East 45 45 10 Midwest 43 48 9 South 36 50 14 West 48 47 5 AGE Total Under 30 56 38 6 18-24 years 56 37 7 25-29 years 55 39 6 30-49 years 35 57 8 50 & older 39 47 14 =2 "The deadline for application in the program by those seeking a pardon has passed. Do you believe the application deadline should be extended or should not be extended?" / Should No Should Not Opinion INCCME $20,000 & over 43 52 5 $15,000 - $19,999 42 SI 7 $10,000 are $14,999 38 56 6 $7,000 - $9,999 43 45 12 $5,000 - $6,999 43 44 13 $3,000 M $4,999 144 36 207 Under $3,000 SI 32 17 POLITICS [ Republican 35 S3. 12 Democrat 43 46 11 S. Democrat 42 43 15 Do Democrat Other 43 48 9. Independent 46 48 6 RELIGION Protestant 39 51 10 Catholic 44 46 10. OCCUPATION Prof. & Bus. 45 48 7 Cler. & Sales 45 48 7 Manual Workers 42 so 8 Non-Labor Force 36 46 18 CITY SIZE 1,000,000 & over 59 35 6 500,000 ** 999,999 45 45 10 50,000 - 499,999 43 48 9 2,500 - 49,999 '37 53 10 Under 2,500, Rural 31 55 14 Question five "Persons who receive a pardon under .the present program have done a period of alternative service to the country. How would you react to such a person in terms of his becoming a neighbor?" (Respondents were handed a card with the following alternatives: I would welcome him MORE than I would welcome someone else; I would welcome him LESS than I would someone else; I would welcome him ABOUT AS MUCH AS I would welcome someone else.) Welcome Welcome About More Less Same No opinion NATIONAL b 13 74 8 SEX Male 4 19 70 7 Female by 7 78 10 RACE White 4 13 75 8 Non-white 00 7 73 12 EDUCATION College 4 10 82 4 High School 4 13 76 7 Grade School 6 16 62 16 REGION East 5 10 74 11 Midwest 4 12 79 9 South 5 18 65 12 West 4 D 82 by AGE Total Under 30 5 4 86 5 18-24 years 5 2 88 by 25-29 years 4 7 84 5 30-49 years 4 16 74 6 50 & older 16 16 66 12 Welcome Welcome About No More Less Same Opinion INCOME $20,000 & over 5 13 80 2 $15,000 - $19,999 3 15 75 > $10,000 - $14,999 4 15 75 6 $7,000 - $9,999 5 13 74 8 $5,000 - $6,999 3 9 75 13 $3,000 - $4,999 18 9 69 14 Under $3,000 11 10 67 12 POLITICS Republican 3 14 73 10 Democrat 5 14 71 10 S. Democrat 4 15 65 15 Do Democrat other 5 13 74 8 Independent 5 11 79 9 RELIGION Protestant 5 14 73 8 Catholic 3 12 74 11 OCCUPATION Prof. & Bus. 4 13 72 6 Cler. & Sales 3 15 77 9 Manual Workers 4 11 78 6 Non-Labor Force 6 i 15 64 15 CITY SIZE 1,000,000 & over 4 00 81 > 500,000 - 999,999 9 10 77 8 50,000 - 499,999 9 16 72 7 2,500 - 49,999 9 15 71 9 Under 2,500, Rural 5 12 73 10 If the sample was limited to persons who had heard or read something about the program [A "Yes" response to Question One], the results of the subsequent question are as follows: [National Only] Question Two: Who was eligible ? Response 1 54% 2 22% 3 17% 4 18% 5 1% 6 1% 7 4% 8 -- 9 -- Question Three ? Which do you favor? Pardons with A/S 50% Pardons, no A /S 20% No Pardons 23% No Opinion 7% Question Four: Should the application deadline be extended? Yes 44% No 50% No Opinion 6% Question Five: How would you welcome a pardonee in terms of other people ? Welcome him more 5% Welcome hime less 13% About the same 77% No Opinion 5% If the sample was limited to those who had heard about the program ["Yes" on Question One] and who knew who was eligible for the Presidential Clemency Board [Response Four on Question Two], the results of the subsequent questions are as follows: [National Only] Question Three: Which do you favor ? Pardons with A/S 53% Pardons, no A/S 21% No Pardons 23% No Opinion 3% Question Four: Should the application deadline be extended? Yes 50% No 46% No Opinion 4% Question Five: How would you welcome a pardonee in terms of other people ? Welcome him more 4% Welcome him less 14% About same 79% No opinion 3% APPENDIX L. GERALD LIBRARY 4 FORD L. PEARMAN STUDY An Analysis of the Impact of Clemency Discharges on Recipient's Employment Prospects William A. Pearman Millersville State College This study is directed at assessing the impact that receipt of a clemency discharge under the recent Presidential Clemency Program will have on an individual's employment chances. Military discharges can be viewed as being of two basic types: administrative and punitive. The administrative types include honorable, general and undesirable. The punitive types are bad conduct and dis- honorable. The clemency discharge can be classified as being of the administrative type. 1 Although exact empirical evidences are not always available, Army regulations, military court proceedings and various congressional hearing presentations imply that a discharge under other than honorable circumstances may have substantial consequences for the civilian life of the recipient. The current study attempts to examine one aspect of this problem, namely consequences in terms of future employment. It also attempts to empirically evaluate the various types of discharges in re- lation to each other. The main concern is with an assessment of the clemency discharge relative to other types of discharges. Data presented in this report were obtained through a mailed questionnaire. The study was conducted in two stages. Stage one con- sisted of a systematic random sampling drawn from a list of prospective employers listed in the College Placement Annual and a second list com- prising the Harrisburg, Pennsylvania Industrial Directory. Stage two entailed an accidental non-random sample representing small businesses and local employers in the Lancaster, Pennsylvania area, not likely to be primarily recruiting college graduates. 2 The data demonstrate that the clemency discharge is perceived by employers as being slightly less favorable than the general discharge, but considerably more favorable than the undesirable discharge. The clemency discharge is also perceived by the prospective employers as being more favorable than either of the punitive types, bad conduct or dishonorable. Evidences for these generalizations follow below. Personnel directors, placement officers and company officials engaged in the hiring process were asked to react to various types of discharges on a scale of from one to five. Specifically, they were asked, "What would be your reaction to the following people if they came to you 2 seeking employment?". The types of persons suggested were: A) A former serviceman with an honorable discharge. B) A former serviceman with a general discharge, who was not eligible for the Presidential Clemency Program. C) A former serviceman with an undesirable discharge for desertion, who did not participate in the clemency program. D) A former serviceman with a bad conduct discharge, who did not participate in the clemency program. E) A former serviceman with a dishonorable discharge for desertion, who did not participate in the clemency program. F) A former serviceman who had been discharged for desertion, but who received an outright Presidential pardon and clemency discharge under the clemency program. G) A former serviceman who had been discharged for desertion, but who received a Presidential pardon and clemency discharge after completing three to twelve months of alternative service under the clemency program. H) A convicted draft offender who did not participate in the clemency program. I) A convicted draft offender who received an outright Presidential pardon under the clemency program. J) A convicted draft offender who received a Presidential pardon after completing three to twelve months of alternative service under the clemency program. The scale of responses represented the employers' reaction to- ward the above ten types. A score of one indicated an inclination to give preference in hiring over other job applicants. A score of two indicated that a prospective employee with the stated characteristic could expect the same treatment as most other job applicants. A score of three indicated that the person would be considered, but that the employer would be less inclined to hire him than most other job applicants. A score of four indicated that a person of the given characteristics would be considered, but that the respondent would be reluctant to hire him. Final- ly, a response of five indicated refusal to consider the candidate. The following table indicates the mean response given by the em- ployers as to their willingness to employ the ten types. Table I Distribution of Mean Scores Depicting Employers' Willingness to Hire Various Discharge Types Mean Scores (Scale 1-5) 3 Discharge Type National Sample Local Sample Combined Score Honorable Discharge 1.71 1.64 1.68 General Discharge 2.40 2.50 2.45 Undesirable Discharge 3.31 3.97 3.59 Bad Conduct Discharge 3.51 4.30 3.70 Dishonorable Discharge 3.54 4.21 3.87 Clemency Discharge 2.67 3.24 2.95 Clemency Discharge 2.53 2.88 2.71 with alternate Service Convicted Draft Offender 3.24 4.15 3.70 Convicted Draft Offender 2.64 3.42 3.03 with Clemency Discharge Convicted Draft Offender 2.51 2.94 2.72 with Clemency Discharge with alternate Service As can be seen in the above table, the four clemency discharge types all are rated somewhere between the general and the undesirable types of administrative discharge. Those clemency discharges to which alternate service has been attached are perceived slightly more favor- ably than those to which it is not. In the national sample the former serviceman who has gone through clemency proceedings is perceived just slightly better than the civilian draft offender, while in the local sample this reverses. This reversal may be due to a history of alternate service by various groups in the local sample area. The average score for the four clemency type discharges was 2.59 for the national sample, 3.12 for the local sample and 2.85 for the combined sample. In every case, national, local, and combined sample, the average of the four clemency type discharges was closer to the perception of the general discharge than to the undesirable discharge. Table II below compares the percentage of prospective em- ployers stating that they would give something less than equal con- sideration to persons of varying types of military discharge status. Something less than equal consideration is operationalized as a rating of three or less on the scale of from one to five. 4 Table II Comparison of Various Military Status Types According to Employers Inclination to Give Less Than Equal Employment Consideration Per Cent of Prospective Employers Indicating Less than Equal Considera- Discharge Type tion National Sample Local Sample Combined Sample Honorable 0 % 0% 0 % General 36 % 41 % 39 % Undesirable 67 % 82 % 75 % Dishonorable 69 % 88 % 79 % Clemency 40 % 54 % 47 % Clemency with 36 % 45 % 40 % Alternate Service Civilian Draft Offender 40 % 73 % 57 % with Presidential Pardon under Clemency Program Civilian Draft Offender 33 % 48 % 41 % with Presidential Pardon under Clemency with Alternate Service The above table indicates that on the average, the prospective employers included in the national sample tend to discriminate against persons with clemency type discharges in approximately equal proportion to those receiving general discharges. The civilian draft offender who receives a Presidential pardon and performs alternate service is discriminated against slightly less than the former serviceman with a general discharge. Persons with undesirable or dishonorable dis- charges seem to be twice as likely to be given less than equal con- sideration for employment than persons undergoing the clemency process. Similar trends appear in the data obtained in the local sample, how- ever, alternate service appears as an important consideration there. 5 The table below reports outright refusal on the part of prospective employers to consider various military status types. Table III Comparison of Various Military Status Type According to Employers Refusal to Consider for Employment Per Cent of Prospective Employers Indicating Refusal to Consider for Discharge Type Employment National Sample Local Sample Combined Sample Honorable 0 % 0% 0 % General 3% 6 % 5 % Undesirable 23 % 45% 34 % Dishonorable 43 % 61 % 52% Clemency 11 % 24 % 18 % Clemency with 6 % 18 % 12 % Alternate Service Civilian Draft Offender 9 % 24 % 16 % with Presidential Pardon under Clemency Program Civilian Draft Offender 6% 18 % 12 % with Presidential Pardon under Clemency with Alternate Service When we analyze only the refusals to consider for employment, clemency discharges maintain the same relative position as earlier, i. e. somewhere between the general and undesirable discharge type, closer to the general. A relatively small percentage of employers, approximately 16%, refuse to consider a person with clemency discharge for employment. Alternate service does add some appeal to the consideration. 6 Respondents were asked whether they would be more likely to hire a clemency recipient if he had been a Victnam Veteran whose de- sertion offense was not in a combat situation. 41% of the national sample, 36% of the local sample, and 39% of the combined sample answered in the affirmative. A substantial number of respondents who would not have given clemency recipients equal consideration for employment prob- ably would if they knew more about the nature of the offense, and if it were non-combatant. The employers were asked, "Would you view a clemency re- cipient differently depending on the type of job he was seeking?". 17% of the National sample answered in the affirmative, while the smaller businessmen in the local sample answered "yes" 42% of the time. The data on consideration according to type of job can be summarized as follows: prospective employers were less likely to consider individuals with clemency discharges for professional or sales jobs, slightly more likely to give equal consideration with other job applicants for clerical or blue collar skilled jobs, most likely to give equal consideration with other job applicants for unskilled or labor jobs. There is a tendency to not consider persons with clemency discharges for jobs which will result in substantial contact with the public, or presentation of the company to the out- side world. Respondents were asked both why they might not hire a clemency recipient, and why they might hire him. In both cases they were given eight possible reasons as well as the opportunity to provide 'other' answers. They were encouraged to check as many responses as applied. The respondents in the national sample provided approximately as many reasons for not hiring as for hiring clemency recipients. The local respondents gave two times as many negative as positive responses. The three most frequently offered reasons for not hiring a clemency recipient in the national sample were: 1) It is unfair to give him a job when so many veterans with honorable discharges are unemployed, 2) He may be untrustworthy or undependable as an employee, 3) His fellow employees might not accept him well. The above three were noted by 38, 31, and 27 per cent of the respondents respectively. Local respondents also checked #1 and #2 above as their main reasons as to why they might not hire a clemency recipient, but as their third most often cited reason they offered, "He has not fulfilled his obligation to his country". These responses were offered by 58, 42 and 42 per cent of the respondents re- spectively. In the national sample the three most frequently cited reasons why an employer might hire a clemency recipient were: 1) His draft or desertion offenses have nothing to do with how well he will perform his job, 2) If he performed alternative service, he has fulfilled his ob- ligation to his country, and 3) It would be discriminatory and unfair to 7 hold these offenses against him. These responses were checked by 42, 36, and 16 per cent of the respondents respectively. In the local sampling the three most often cited reasons why an employer might hire a clemency recipient were: 1) If he performed alternative service, he has fulfilled his obligation to his country, 2) His draft or desertion offenses have nothing to do with howwell he vill perform his job, 3) He stood up for what be believed. These responses were offered by 33, 27, and 18 per cent of the respondents respectively. Again, alternative service seems to lessen the stigma attached to a discharge that is other than honorable. An indication of employer's agreement with the President's clemency program was solicited. At the national level, 47% of the re- spondents said they personally agreed with the program, 40% personally disagreed with the program and 13% did not answer. On the local level, 39% personally agreed with the program, 58% personally disagreed with the program, and 3% did not answer. The disagreements were analyzed separately as to whether the respondent disagreed because he felt the clemency program to be too generous, or because he perceived it as being not generous enough. On the national level the disagreement were divided into 71% feeling the program was too generous, 22% feeling the program was not generous enough, and 7% simply registering disagreement. On the more conservative local level, the negatives divided into 79% feeling the program was too generous, only 5% feeling it was not generous enough, with the balance of the replies feeling that some aspects of the program were too generous, others not generous enough. Data was obtained on other sociologically and demographically relevant variables. These included the scope of the employment operation, the number of persons employed, the type of business or industry involved, the role of military status in the hiring process. Generally, larger more specialized businesses expressed a greater willingness to employ clemency recipients. More detailed information on this aspect of the study will be reported elsewhere. For a clearer distinction between the various types of discharges the reader is referred to Army Regulation No. 635-200, Para. 1-5 C 15 Jul. 1966. The distinction is also presented in "The Gravity of Administrative Dis- charges: A Legal and Empirical Evaluation' by Major Bradley R. Jones in Military Law Review Vol. 59, Winter 1973, pp. 1-25 2The data presented in this article is drawn from replies received at the time of writing. It is expected that sample size will increase while and after the current report is in press. The national sample, as stated, draws from companies which engage in nationwide recruiting of personnel. The local sample is biased in the direction of such industries as small retail, contruction, food and restaurant, and repair services. FORD i LIBRARY GERALD APPENDIX M. M. BIBLIOGRAPHY A Selected Bibliography on Amnesty, AWOL and Sesertion 1. Addlestone, David F. and Susan Hewman, Practice Manual on Military Discharge Upgrading, American Civil Liberties Union Foundation, 1975. 2. American State Papers: Documents, Legislative and Executive of the Congress of the United States Class X, Miscellaneous, Vol. I. Washington: Gales and Seaton, 1832. 3. Amnesty: Repatriation for Draft-Evaders, Deserters." Congressional Quarterly Weekly, March 4, 1972, PP. 506-509. 4. Army War College, Carlisle Barracks, Pa. Amnesty for those who Wouldn't Go, by Wilfred L. Ebel, 1973. 5. AWOL in the Court of Claims: Denying pay without a military determinaion of absence. Iowa Law Review, June 1974, 59, 1365-1377. 6. "AWOL." The New Yorker, 21 October 1972, pp. 96-133. 7. Baldwin, Leland D. Whiskey Rebels. Pittsburgh: Univ. of Pittsburgh Press, 1939. 8. Bell, D. B. and Houston, T. J., The Vietnam Era Deserter: Characteristics of Unconvicted Army Deserters Participating in the Presidential Clemency Program (Unpublished draft). U.S. Army Research Institute for the Behavioral and Social Services, 1975. 9. Berbiglia, J. C. The AWOL Syndrome. Los Angeles: Psychological Publications, In 1971. 10. Begard, R., McCubbin, H., and Connolly, J., Jr. CTF AWOL study: The influence of assignment and MOS on the rates of AWOL recidivism: The Preliminary report. Ft. Riley, Kans.: U.S. Army Correctional Training Facility, 1969. 11. Boyd, N. K., and Jones, H. H. An analysis of factors related to desertion among FY 1968 and FY 1969 Army accessions. Alexandria, Va. : Manpower Development Division, Air Force Human Resources Laboratory, AFHRL- TR-73-63, January 1973. (AD 772 751) 12. Boyle, Richard. Flower of the Dragon: The Breakdown of the US Army in Vietnam. San Francisco: Ramparts Press, 1972. 13. Chapman, James F., Presidential Pardons, JAG Journal, May, 1975, pp. 7-10. 14. A Compilation of the Messages and Papers of the Presidents. 20 Vols. New York: Bureau of National Liturature, [n. d.] - 2 - 15. Comptroller General of the United States. Uniform Treatment of Prisioners Under the Military Correctional Facilities Act Currently Not Being Achieved. Washington, D. C.: The Comptroller General of the United States, May 1975. 16. Congress and the Amnesty Issue; A Review of Activities and Proposals during the Period 1969-1972. February 5, 1973. 17. Cooke, Jacob E., ed. The Federalist. Middletown: Wesleyan Univ. Press, 1961. 18. Commager, H.S., Documents of American History. New York: Appleton- Century Crofts, 1963. 19. Cortright, David, Soldiers in Revolt: The American Military Today. New York: Anchor Press/Doubleday, 1975. 20. Davis, D. B., Wolman, H. M., Berman, R. E., and Wright, J. Absence without Leave. War Medicine, 1945, 7, 147-151. 21. Department of the Army Pamphlet 600-14. The AWOL Soldier, a Challenge to Leadership, September 1972. 22. Department of Defense. Assignment of Male and Female Serving on Active Duty as of 30 June 1971, and 30 June 1972 by Service and DOD. (Manpower Research Note 73-3.) Washington, D. C.: Office of the Assistant Secretary of Defense (Manpower and Reserve Affairs), June 1973. 23. Department of Defense. Racial and Ethnic Group Composition of the Male Enlisted Force: 30 June 1971 and 30 June 1972. (Manpower Research Note 73-8.) Office of the Assistant Secretary of Defense (Manpower and Reserve Affairs), August 1973. 24. Dorris, Jonathan Truman. Pardon and Amnesty Under Lincoln and Johnson. Chapel Hill: Univ. of North Carolina. 25. "Draft Resisters in Exile: Prospects and Risks of Return." Columbia Journal of Law and Social Problems 7 (1971): 1-24 26. Drucker, E., and Schwartz, S. The predicition of AWOL, Military Skills and Treadership Potential. Alexandria, Va.: Human Resources Research Organization, January 1973. 27. Etridge, John C. "Amnesty: A Brief Historical Overview." In Amnesty Hearings, infra, pp. 660-671. In remarks of Sen. Kennedy (Mass.) in the Senate, 92d Congress, 2d Sess., Cong. Record 118: S3332-3337 (daily ed.-- March 6, 1972. 28. Finan, J. L., et al. A Preliminary Investigation of Delinquency in the Army. (HumRRO Tech. Rep. 5) Alexandria, Va.: Human Resources Research - 3 - 29. Fitt, A. B. Military Deserters. Statement at Hearings Before the U.S. Senate Committee on Armed Forces, Subcommittee on the Treatment of Deserters, 90th Cong., 2d Sess., 21-22 May 1968. Washington, D. C.: Government Printing Office, 1968. 30. Fox, L., Sullivan, T., and McCubbin, H. Literature review: Research on Military Offenders. Ft. Riley, Kans.: U. S. Army Correctional Training Facility, November 1970. 31. Freeman, Harrop A. "An Historical Justification and Legal Basis for Amnesty Today." Law and the Social Order 1971: 515-534. In Amnesty Hearings, infra, pp. 437-450. 32. Glynn, Edward. "Wooing of the President: Views of Richard Nixon and the U.S. Bishops on Amnesty." America, September 30, 1972, P. 221. 33. Guttmacher, M. S., and Stewart, F. A. A psychiatric study of absence with- out leave. American Journal of Psychiatry, 1945, 102, 74-81. 34. Halifax, Montreal, Toronto and Vancouver Aid Groups. A Trans- Canada Position Statement. Halifax, 17 January 1972. 35. Howay, Jack W. "Amnesty: An Old Gift in New Wrappings." Naval War College Review 25 (March-April, 1973): 46-57. 36. Index to Legal Periodicals. New York: H. W. Wilson Co. Citations for amnesty are found under the heading pardon." The best source for law- review articles. 37. Jones, Bradley K., "The Gravity of Administrative Discharges," Military Law Review, Vol. 59, Winter 1973. 38. Jones D., and Raish, D. American deserters and draft dodgers: Exile, punish- ment or amnesty? Harvard International Law Journal, Winter 1971, 13, 88-131. 39. Leach, Jack Franklin. Conscription in the United States: Historical Back- ground. Rutland, Vermont: Charles E. Tuttle Publishing Co., 1952. 40. Lindley, Forrest B., unpublished draft of paper on the administrative dis- charge system. Available from Vietnam Veterans Center, Washington, D. C. 41. Littlepage, G. E., and Fox, L. J. Personnel control facilities: An analysis of AWOL offenders awaiting disposition. Ft. Riley Kans. 4 42. McCubbin, H. I., et al. Leadership and Situational Factors Related to AWOL: A Research Report. Ft. Riley, Kans.: U.S. Army Correctional Training Facility, 1971. 43. McCubbin, H. I., Fox L. J., and Connolly, J. R. AWOL Factors and Trainees' Evaluations of the Correctional Training Facility program. Ft. Riley, Kans.: U.S. Army Correctional Training Facility, 1969. 44. Malloy, William M. Treaties, Conventions, International Acts, Protocols and Agreements Between the United States of America and Other Powers, 1776-1909. 2 Vol. Washington: G.P.O., 1910. 45. "Memo to Nixon: Why Not an Amnesty?" National Catholic Reporter 5, no. 10, January 1, 1969. 46. Miller, James Robert. "Amnesty for Draft-Evaders." San Diego Law Review 10 (1972) 176-193. 47. Mueller, J. E. Trends in Popular Support for the Wars in Korea and Vietnam. American Political Science Review, 1971, 65(2), 358-375. 48. Office of the White House Press Secretary. Program for the Return of Vietnam Era Draft Evaders and Military Deserters. Washington, D.C.: Mimeographed Fact Sheet, 16 September 1974. 49. Official Opinions of the Attorneys-General. Published privately and by the Government Printing Office. Volume 11, published by W. H. and O. Morrison, Washington, 1869; Volume 20 by the G.P.O. Washington, 1895. 50. The Pardoning Power of the President. Washington: American Council on Public Affairs, 1941. 51. Pennsylvania Archives. 2d Series, Vol. 4. Harrisburg: Secretary of the Commonwealth, 1876. 52. Plag, J. A., and Goffman, J. M. The prediction of four-year military effectiveness from characteristics of Naval recruits. Military Medicine, 1966, 131, 729-735. 53. Polner, Murray, ed. When Can I Go Home Again: A Debate on Amnesty for Exiles, Anti-War Prisoners and Others. Garden City: Doubleday and Co., Anchor Books, 1972. 54. Richardson, James D. A Compilation of the Messages and Papers of the Presidents. 10 Vols. Washington: G.P.O., 1897. 55. Roth, Jeffrey and Rothman, Mitchell. "The Authority of Congress to Grant Amnesty." Yale Legislative Services, April 14. 1972; in Amnesty Hearings, PP. 490-501. 56.. Russ, William A. "Does the President Still Have Amnestying Power?" Mississippi Law Journal 16 (1944): 127-141. - 5 - 57. Schaffer, Helen B. "Amnesty Question." Editorial Research Reports, 2, no. 6 (August 9, 1972). 58. Schissel, Lillian, ed. Conscience in America. New York: E. P. Dutton & Co., Inc., 1968. 59. "Sentencing Selective Service Violators: A Judicial Wheel of Fortune." Columbia Journal of Law and Social Problems 5 (1969) : 164-196. 60. Shapiro, Andrew 0., and Striker, John M. Mastering the Draft--A Compre- hensive Guide for Solving Draft Problems. Boston: Little, Brown & Company, 1970. 61. Starr, Paul with James Henry & Raymond Bonner, The Discarded Army: Veterans After Vietnam. New York: Charterhouse, 1975. 62. Stouffer, S. A., et al. The American Soldier: Adjustment During Army Life. Princeton, N. J.: Princeton University Press, 1949. 63. Stouffer, S. A., Suchman, E. A., DeVinney, L. C., Star, S. A., and Williams, R. M. The American Soldier: Adjustment During Army Life. Volume I. New York: Wiley, 1965. (Originally published, 1949.) 64. A study of desertion. (n.p., n.d.) Available from Pentagon Library, call number UB 789. S33. 65. U. S. Army Recruiting Command. Armed Forces Examining and Entrance Station Qualitative Distribution Report of Male Enlistments, Inductions, and Rejections (RCS DD-M(M) 663). Ft. Sheridan, Evanston, IL: Continuous distributions monthly and annually. 66. U. S. Congress. House of Representatives, Committee on the Judiciary. Amnesty, Hearings before the Subcommittee on Courts, Civil Liberties and the Advisory station of Justice. 93rd Congress, 2d Sess., 1974. 67. U. S. Congress. Senate. Committee on the Judiciary. Amnesty and Pardon for Political Prisoners. Hearings before a subcommittee on the Judiciary on S. J. Res. 171. 66th Congress, 3d sess., 1921. 68. U. S. Congress. Senate. Committee on the Judiciary. Selective Service System Procedures and Administrative Possibilities for Amnesty. Hearings before a subcommittee on Administrative Practice and Procedure. 92nd Congress, 2d sess., 1972. 69. U. S. Library of Congress. Congressional Research Service. Amnesty: A Selective and Annotated Bibliography. April 9, 1973. 70. U. S. President. Proclamation "Granting Pardon to Certain Persons Con- victed of Violating the Selective Training and Service Act of 1940 as Amended." Federal Register, XII, No. 250, 24 December 1947, P. 8731. - 6 - 71. US Selective Service System. Backgrounds of Selective Service--A Historical Review of the Principle of Citizen Complusion in the Raising of Armies. Washington: Government Printing Office, 1947. 72. U.S. War Department. War Department policy with reference to the disposal of draft deserters (August 1920). Washington, D.C.: U.S. Government Printing Office, 1920. 73. U.S. War Department. The War of the Rebellion: a Compilation of the Official Records of the Union and Confederate Armies. Washington, D.C.: U.S. Government Printing Office, 1890-1901. (See Index vol., P. 248 under "Deserters." 74. Walkup, John Knox. "Swords into Plowshares: Alternative Service require- ments for Conscientious Objectors." Harvard Civil Rights--Civil Liberities Law Review, Vol. 6, No. 3, May 1971, PP. 505-524. 75. Washington, G. The Writings of George Washington. Washington, D.C.: U.S. Government Printing Office, 1931-44. Desertion during the Revolution. (See Vol. 38, General Index A-N under "Desertion", PP. 173-174. E 312.7 .A5 1931.) 76. Weisman, Norman. "A History and Discussion of Amnesty." Columbia Human Rights Law Review 4 (1972). 77. Wick, William D. "The Case for an Unconditional Amnesty for Draft-Evaders and Armed Forces Deserters." Buffalo Law Review 22 (1972: 311-334 78. Williston, Samuel. "Does a Pardon Blot Out Guilt?" Harvard Law Review 28 (1915). 79. Wool, Harold, The Military Specialist: Skilled Manpower For the Armed Forces. Baltimore: The John Hopkins Press, 1968.

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    "ocrText": "The original documents are located in Box 4, folder \"Final Report - Draft, Undated (6)\" of\nthe Charles E. Goodell Papers at the Gerald R. Ford Presidential Library.\nCopyright Notice\nThe copyright law of the United States (Title 17, United States Code) governs the making of\nphotocopies or other reproductions of copyrighted material. Charles Goodell donated to the United\nStates of America his copyrights in all of his unpublished writings in National Archives collections.\nWorks prepared by U.S. Government employees as part of their official duties are in the public\ndomain. The copyrights to materials written by other individuals or organizations are presumed to\nremain with them. If you think any of the information displayed in the PDF is subject to a valid\ncopyright claim, please contact the Gerald R. Ford Presidential Library.\nDigitized from Box 4 of the Charles E. Goodell Papers at the Gerald R. Ford Presidential Library\nAPPENDIX J.\nJ. HISTORY\nFOR\n:\nGERALD\nAPPENDIX J\nTHE HISTORICAL PERSPECTIVE OF CLEMENCY\nI. CONSTITUTIONAL AUTHORITY TO PARDON\n(There are no changes to Chapters II through V, Appendix J)\nCONSTITUTIONAL AUTHORITY TO PARDON\nEnglish Heritage\nArticle II, Section 2 of the Constitution of the United States reads,\nin part, that the President \"shall have the Power to grant Reprieves and\nPardons for Offences against the United States, except in cases of\nimpeachment. \"1/ By the time the Founding Fathers wrote the Constitution,\nthey could draw upon their knowledge of English and colonial precedents\nin order to shape our own national constitution. The First Supreme\nCourt opinion which considered the President's pardoning power expressly\nrecognized the important link provided by our English heritage:\n-As this power had been exercised from time immemorial by the\nexecutive of that nationa whose language is our language, and\nto whose judicial institutions our bear a close resemblance, we\nadopt their principles respecting the operation and effect of\na pardon, and look into their books for the rules prescribing\nthe manner in which it is to be used by the person who would\navail himself of it.\nTo properly place and interpret the President's pardoning power, it is\ntherefore appropriate to trace the development of the pardoning power in\nEngland.\nClemency during the Anglo-Saxon period, up until the Normal Conquest\nof 1066 was extremely vague. The king possessed relatively little power\nduring this period, for the real authority lay with the clan chiefs, in\nwhom the authority to pardon was vested. The privilege of pardon was a\nquestion of power, not yet a problem of law. 3/ Although the king technically\nhad the authority to pardon, the existence of the right of private vengence\nand retaliation, and the opposition of powerful nobles combined to confine\nthe exercise of the clemency power to those offenses which were committed\nby members of the king's household, or to offenses which posed a personal\nthreat to the security and authority of the king.\n-2-\nThe Norman Conquest brought with it the belief that the pardon power\nwas an exclusive perogative of the sovereign. 5/ However strong this\nbelief may have been in Norman political thought, it rarely was accepted\nby the groups contending for power with the king. Other contenders for\nthe pardoning power includes the great earls 6/, the church (through the\nuse of \"benefit of clergy\" 7/, and finally, parliament.\nThe fourteenth century witnessed a long series of parliamentary attempts\nto curtail the royal power. From time to time Parliament enacted laws\nrestricting the king's power to pardon. In 1389, Parliament enacted a law 8/\nwhich provided that no pardon for treason, murder, or rape could be allowed\nunless the offense were particularly specified in the pardon decree. In\nthe case of murder, the pardon decree had to state whether the murder was\ncommitted by lying in wait, assault, or with malice. According to\nSir Edward Coke, Parliament enacted such a statute in order to curtail the\nking's use of his pardon power when the enumerated felonies were committed.\nThe king would be less likely to grant a pardon for these kinds of offenses\nif he publicly had to disclose it. 9/\nDuring the reign of Henry VIII, the full pardon power shifted back to\nthe King. In 1535 Parliament enacted a statute which provided the kind with\nthe exclusive authority to grant a pardon:\n'No person or persons, of what estate or degree soever they be\nshall have any power or authority to pardon or remit but that the\nKings'\nhighness, his heirs and successors, kings of this realm, shall have\nthe whole and sole power and authority thereof united and knit to\nthe Imperial Crown of this realm, as of good right and equity it\nappertaineth \"10/\n-3\nWithin two-hundred years following this enactment, Parliament enacted\nthree import restrictive measures on the kings authority to pardon:\nThe Habeas Corpus Act of 1679 11/, the Bill of Rights 12/, and the Act\nof Settlement. 13/\nSection eleven of the Habeas Corpus Act of 1679 prohibited arbitrary\nimprisonment and made it an offense against the King and his government\n\"to send any subject of this realm of prisoner into parts beyond the seas. \"\nAny person committing such an offense could not receive a pardon from the\nKing. The Bill of Rights Act of 1689 prohibited the granting of dispensations,\nby declaring it illegal for the Crown to claim its previously claimed\npower of the right to suspend a given law and also the right to disregard\nthe law in the execution of a particular case. The Act of Settlement,\nenacted twelve years later, after the king abused his pardoning power\nby shielding his favorites from punishment, probihited the use of pardon in\ncases of impeachment, although it did not prohibit its use after the\nimpeachment had been heard.\nIn addition to the above limitations on the kings pardoning prerogative,\nit is also noted that the King could not pardon anyone who had harmed a\nprivate individual. The King could only pardon offenses against the crown\nor the public. 14/ By 1721, Parliament gave itself the authority to\ngrant pardons. 15/\nThe Kings authority to grant pardons included the right to make such\npardons conditional. Blackstone pointed out that \"The king may extend his\nmercy upon what terms he pleases, and may annex to his bounty a condition,\neither precedent or subsequent, on performance where of the validity of\nthe pardon will depend, and this by the common law.\" 16/\n-4-\nOne particular situation where conditional pardons were utilized by\nthe king was time of war. During time of war, pardons were generously\ngranted, subject to the condition that the particular individual agreed\nto serve one year during the military. 17/ It was not necessary, however,\nthat the criminal serve in a foreign land in order to secure a pardon\nduring war time. Securance of the good offices of a nobleman who was in\nwho\nthe service of the King overseas and/would testify as to the criminal's\ninnocence, was sufficient. With the outbreak of hostilities, the King\nneeded the support of the lords and bishops, and he was eager to do them\na favor. 18/\nBanishment was another form of conditional pardon utilized by the King.\nThe individual being pardoned had, to agree to transport himself to some\nforeign country, usually the American colonies, for life, or for a term\nof years. 19/ All felons under death could petition the king for a pardon\non condition of their agreeing to transport themselves to the colonies\neither for life or for a specified term. The usual procedure was for the\nking, if he were willing to grant such a pardon on these terms, to require\nthe felon to enter into a bond himself, and to provide sureties for his\ntransportation. 20/ If the offender did not live up to the conditions,\nEnglish judges were willing to hold that the condition upon which the original\npardon was given was broken, with the offender remitted to his original\npunishment of death. 21/\n- 5-\nColonial and State Government Practice Up Until the 1789\nAs the American colonies became settled, the English legal con-\nceptions of the seventeenth and eighteenth centuries were trans-\n22/\nplanted to the new world.\nIncluded in these concepts was\nthe principle of pardon and clemency for criminal offenders.\nIn most of the colonial charters the king delegated his authority to\ngrant pardons. However, the ultimate individual(s) who could\ngrant a pardon pursuant to the King's delegation of authority varied\nfrom colony to colony, and sometimes changed within a given\ncolony as new charters were written. For instance, in the first\nVirginia charter of 1606 no mention occurs regarding the pardoning\npower, but in the second charter of 1609 there is granted:\n- 6-\n\"until the said treasurer and company, and their\nsuccessors, and to such Governors, Officers, and\nMinisters, as shall be by our Council constituted\nfull and absolute Power and authority to correct,\npunish, pardon, govern, and rule all such the subjects\nof us,\nas shall from time to time adventure them-\nselves in any Voyage thither\nas well in cases\ncapital and criminal, as civil, both Marine and other.\nSo always as the said Statutes Ordinances and Proceedings\nas near as conveniently may be, be agreeable to the Laws,\nStatutes, Government, and Policy of this our realm of\nEngland. ,23 /\nThe third Virginia charter written in 1612 contained no reference\nto the pardon power. When this charter was annulled by writ of\nquo warranto in 1624 Virginia became a royal colony and the pardon\npower from then on to the American Revolution was exercised by\n24/\nthe royal governor.\nWhen Maine became a royal colony in 1639 Sir Ferdinando Georges\nand his successors were given the authority to pardon, remit, and\nrelease all offenses and offenders against any of the laws or\n25/\nordinances within the boundaries which comprised Maine.\nIn\n1677 Maine was purchased by the Massachusetts Bay Company and\nbecame incorporated into that colony. It remained a part of\nMassachusetts until 1820.\n7\nConnecticut did not receive a charter until 1662. This charter\nprovided that the General Assembly, or the major part thereof,\nunder their common seal could release or pardon offenders if the\ngovernor and six of the assistants were present in such assembly\nor court. Unlike Virginia and Maine, Connecticut's pardoning\nauthority did not rest solely with the royal governor. The General\nAssembly was given the authority to pardon offenders as long as\n26 /\nthe governor and six of his assistants were present.\nThe Carolinas received their first charter in 1663. The Lord\nproprietors were given the authority to remit, release, pardon,\nand abolish, whether before judgment or after, all crimes and\noffenses of every character against the laws of the colony. In\n1665 the proprietors granted the settlers who had settled in\nCarolina a government through an instrument known as \"Concessions\nand Agreements of the Lord Proprietors of the Province of\nCarolina. 11 Under this instrument, the governor and council, after\n8\nan individual was condemned could reprieve a case for cause until\nthe case with a copy of the whole trial proceedings could be presented\nto the proprietors who would either grant the individual a pardon or\ncommand execution of his sentence.\nÀ new charter was granted to the lord proprietors in 1665 in which\nthe pardon power remained as it was in the first charter. Later,\nwhen the Carolinas became royal colonies the pardon power became\n27\nlodged in the hands of the royal governors.\n/\nIn 1664 The Duke of York was granted New York. In this same year,\nthe Duke transferred to Lord John Berkeley and Sir George Carteret\nthat part of his domain which now comprises the State of New Jersey.\nThese proprietors set up a government in the same year, allowing\nthe governor and his council to issue reprieves to condemned\noffendors until the case could be presented with a copy of the entire\ntrial proceedings to the proprietors who would either pardon or\n28\n/\ncommand the execution of the sentence.\n9\nSometime later, Berkeley and Carteret divided their original\nholdings. Berkeley sold his share, the western part, to William\nPenn and other Quakers. The Quakers provided that any person\nwho should prosecute or prefer any indictment or information\nagainst others for any personal injuries or for other criminal\nmatters (treason, murder, and felony only excepted) should be\n\"master of his own process, and have full power to forgive and remit\nthe person or persons offending against him or herself only, as well\nbefore as after judgment and condemnation, and pardon and remit\nthe sentence, fine and imprisonment of the person or persons\n29/\noffending, be it personal or other whatsoever.\nOn August 6, 1680, the Duke of York made a second grant for both\nthe land and government of West Jersey to William Penn and five\nother persons. This grant included the authority to grant pardons\nand other forms of clemency. In March 14, 1682, the Duke of York\ngranted the pardoning power to twenty-four proprietors in East\n10\nJersey. In the following year they set up a government known\nas the Fundamental Constitutions for the Province of East New\nJersey which provided that the power of pardoning should never\nbe made use of but by the consent of eighteen of the proprietors\nor their proxies. In addition, the governor, with four proprietors\nwho were to be judges of the Court of Appeals, could reprieve any\nperson after the day of execution had been set, not to exceed one\nmonth. In 1702 the proprietors of East and West Jersey surrendered\ntheir \"pretended right of Government\" to the governor and from\n30\n30/\nthen on the exercise of clemency was vested in the royal governor.\nIn New Hampshire, before it became a royal colony, it was provided\nthat in all criminal cases where the punishment extends to the loss of\n11\nlife or limb, wilful murder only excepted, the person convicted shall\neither be sent to England with a statement of his case, or execution\nof sentence was upheld until the case could be reported to the\nPrivy Council and a decision reached. When New Hampshire became\na royal colony the pardon power was vested in the same governmental\n31/\nauthority as in other royal colonies.\nIn 1681 William Penn received from Charles II a charter for the\nprovince of Pennsylvania. Included in this grant was a delegation to\nthe proprietor and his heirs of full power to remit, release, pardon,\nand abolish, whether before judgment or after, all crimes and\noffenses with the exception of treason and wilful and malicious\nmurder. For these particular offenses, the proprietor could only\ngrant reprieves until the royal will could be determined. From then\non until the American Revolution it appears that the granting of\n12\nclemency was placed in the hands of the Executive Council of the\nprovince. Delaware, also acquired by William Penn, in 1682,\ncontained the same plan for administering clemency that existed in\n32/\nPennsylvania.\nThe Georgia charter granted in 1732 conferred authority upon the\ncorporation to \"sell, impose, and inflict reasonable pains and penalties\nupon offenders, and to mitigate the same as they or the major part\nof them present shall see requisite. \" When Georgia became a royal\ncolony this power reverted to the crown.\nIn general, it can be said from an examination of the above colonial\ncharters that the crown delegated the pardoning power in the\ncolonies. This power was lodged in the hands of an executive\nauthority, which varied from the proprietor himself or to a group of\nproprietors. In the so called royal colonies the proprietor usually\ncould not grant pardons for treason and wilful and malicious\n34/\nmurder.\nIn these instances they could only empower to grant\nreprieves until the royal will could be determined.\n13\nWith the outbreak of the American revolution colonial governments\nwere replaced by new state governments. Because the executive\ndepartment in the state governments had not yet gained the confidence\nof the people, due to the lingering memories of royal governors and\ntheir opposition to colonial rights, most state governments provided\nthat the powers of government would be concentrated in the legisla- -\n35\n/\nture.\nAccordingly, in New Hampshire, Massachusetts,\nPennsylvania, and Virginia, the pardoning power could be exercised\nonly by the governor with the consent of the executive council.\nVermont, although not one of the original states, provided in its\nconstitution of 1777 that the pardoning authority would be exercised\n36/\nby the governor and the executive council.\nRhode Island and\nConnecticut made no changes in the administration of clemency\n37/\nand retained their charter form of government for many years.\nGeorgia authorized the governor only to \"reprieve a criminal or\nsuspend a fine until the meeting of the assembly, who may determine\ntherein as they shall judge fit. 38/ Only in the states of New York\n14\nDelaware, Maryland, North Carolina, and South Carolina was the\n39./\npardon authority vested in the governor alone.\nThe President's Grant of authority under the Federal Constitution:\nBy the virtue of English and colonial precedent,\n7\nThe Founding Fathers had ample precedent to establish\nthe pardoning power for the President. Little debate occurred on\nhow the power should be utilized. Part of it was directed at the\nsuggestion that the President would need the consent of the United\nStates Senate before he could grant a pardon. That suggestion was\n40!\nrejected by a vote of 8-1. A journal kept by James Madison on\nthe day to day proceedings of the Federal Convention provides the\nfollowing:\nSaturday, August 25th, 1787\nMr. Sherman moved to amend the 'power to grant\nreprieves and pardons, I so as to read, 'to grant re-\n15\nprieves until the ensuring session of the Senate,\nand pardons with consent of the Senate.'\nOn the question, -Connecticut, aye, --1, New\nHampshire, Massachusetts, Pennsylvania, Maryland,\nVirginia, North Carolina, South Carolina, Georgia,\nno--8.\nThe words, 'except in cases of impeachment,'\nwere inserted, nem, con. after 'pardons.'\nTwo days later, on August 27, 1787, a suggestion was made that the\nPresident should have the authority to grant a pardon only after\nthe offender had been convicted. That suggestion was quickly\nwithdrawn, however, after an objection was made to it:\nMonday, August 27th, 1787\nIn Convention, -Article 10, Section 2, being\nresumed, --\nMr. L. Martin moved to insert the words, 'after\nconviction,' after the words, 'reprieves and pardons.'\nMr. Wilson objected, that pardon before conviction\nmight be necessary, in order to obtain the testimony of\naccomplices. He stated the case of forgeries, in which\nthis might particularly happen.\nMr. L. Martin withdrew his motion.\nLater, Edmund Randolph of Virginia proposed to add the words,\n\"except in cases of treason. \" His motion was rejected by a vote\nof 8-2:\n16\nSaturday, September 15th, 1787\nArticle 2, Sect. 2. 'He shall have power to grant\nreprieves and pardons for offences against the United\nStates, &c.\nMr. Randolph moved to except 'cases of treason.\nThe prerogative of pardon in these cases was too great\na trust. The President may himself be guilty. The\ntraitors may be his own instruments.\nCol. Mason supported the motion.\nMr. Gouverneur Morris had rather there should be\nno pardon for treason, than:let the power devolve on the\nLegislature.\nMr. Wilson. Pardon is necessary for cases of\ntreason, and is best placed in the hands of the Executive.\nIf he be himself a party to the guilt, he can be impeached\nand prosecuted.\nMr. King thought it would be inconsistent with the\nconstitutional separation of the Executive and Legislative\npowers, to let the prerogative be exercised by the latter.\nA legislative body is utterly unfit for the purpose. They\nare governed too much by the passions of the moment.\nIn Massachusetts, one assembly would have hung all the\ninsurgents in that State; the next was equally disposed to\npardon them all [Shays Rebellion]. He suggested the\nexpedient of requiring the concurrence of the Senate in\nacts of pardon.\nMr. Madison admitted the force of objections to the\nLegislature, but the pardon of treasons was so peculiarly\nimproper for the President, that he should acquiesce in\nthe transfer of it to the former, rather than leave it\naltogether in the hands of the latter. He would prefer to\neither, an association of the Senate, as a council of\nadvice, with the President.\nMr. Randolph could not admit the Senate into a\nshare of the power. The great danger to liberty lay in\na combination between the President and that body.\nCol. Mason. The Senate has already too much power.\nThere can be no danger of too much leinity in legislative\npardons, as the Senate must concur; and the President\nmoreover can require two-thirds of both Houses.\n17\nOn the motion of Mr. Randolph, --\nVirginia, Georgia, aye--2; New Hampshire,\nMassachusetts, New Jersey, Pennsylvania,\nDelaware, Maryland, North Carolina, South\nCarolina, no--8; Connecticut, divided.\nThereafter, Alexander Hamilton, in Federalist No. 74 presented\nURE\nan argument that the legislative should not have any control\n39\n/\n41\nover the pardoning power:\nBut the principal argument for reposing the power of\npardoning in this case in the chief magistrate, is this:\nin seasons of insurrection or rebellion, there are often\ncritical moments, when a well-timed offer of pardon\nto the insurgents or rebels may restore the tranquility\nof the commonwealth; and which, if suffered to pass\nunimproved, it may never be possible afterwards to\nrecall. The dilatory process of convening the legisla -\nture, or one of its branches, for the purpose of obtaining\nits sanction, would frequently be the occasion of letting\nslip the golden opportunity. The loss of a week, a day,\nan hour, may sometimes be fatal. If it should be\nobserved, that a discretionary power, with a view to.\nsuch contingencies, might be occasionally conferred\nupon the president; it may be answered in the first\nplace, that it is questionalbe, whether, in a limited\nconstitution, that power could be delegated by law; and\n18\nin the second place, that it would generally be\nimpolitic beforehand to take any step which might\nhold out the prospect of impunity: A proceeding of\nthis kind, out of the usual course, would be likely to\nbe construed into an argument of timidity or of\nweakness, and would have a tendency to embolden\nguilt.\nUltimately, the Founding Fathers concluded that there was no need,\ncontrary to the English practice, to curtail the President's\nauthority to grant pardons, except to one particular situation:\ncases of impeachment. As one supreme court decision noted:\nThe framers of our Constitution had in mind no\nnecessity for curtailing this feature of the kings\nprerogative in transporting it into the American\ngovernmental structure save by excepting cases of\nimpeachment.\n...\n(Ex parte Grossman, 267 U.S.\n87, 113, 45 S. Ct. 332, 334, 69 L. Ed. 527 (1925).\n19\nI.\nThe Exercise of the President's Power to Pardon as shown by\napplicable case Law:\nA.\nConditional Pardons\n1) In general:\nThe applicable case law has uniformly supported a very broad inter-\n42/\npretation of the President's pardoning authority. Ex Parte Wells,\none of the first Supreme Court decisions interpreting the President's\npardoning authority, upheld a pardon granted by President Fillmore to\na convicted murderer on the condition that he submit to life imprison-\nment in place of his death sentence. The high Court held that the\npower of the President to pardon includes the power to grant less than\n43\n/\nfull pardons.\n2) Limits of a Conditional Pardon:\nEven if an individual accepts a conditional pardon, the condition may\nnot be valid if beyond the President's authority to pardon. In other\nwords, the President does not have an unlimited right to attach ANY\ncondition he may desire. One measure of the lawfulness of a condition\n44/\nis that it be reasonable and neither illegal nor against public policy.\n20\nState courts have also held that for a conditional pardon to be valid it\nmust not be \"unlawful, unreasonable, immoral or impossible of\n45/\nperformance. 11\nSaxbe\n46/\nIn Hoffa V. United States,\none of the most recent Federal cases to\nconsider the question of conditional pardons, the District Court for the\nDistrict of Columbia, after summarizing the precedents established by\nearlier cases stated:\n\"We find in these admittedly imprecise standards two\noverriding concerns in determining the lawfulness of a\ncondition. First, there is a public policy concern, which\ncan be expressed in terms of the President's duty to\nexercise his discretion under the pardoning power in the\npublic interest. Second, there is the concept of illegality,\nwhich in some instances may be painfully apparent, but\nwhich, for the purposes of cases like the one at bar, might\nalso be taken to reflect the concern that a condition might\nunduly override the rights and liberties of the convicted\nperson in a manner constitutionally impermissible. Based\non our study of the precedents, we therefore arrive at a two-\npronged test of reasonableness in determining the lawfulness\nof a condition: first, that the condition be directly related to\nthe public interest; and second, that the condition not unreasonably\ninfringe on the individual commutee's constitutional freedoms. 147/\n21\nThe court in. Hoffa went on to approve a four-part test enunciated\n48/\nin United States V. O'Brien, a case where \"speech\", a right\nguaranteed under the First Amendment and \"nonspeech\" elements\nwere combined in the same course or conduct:\n\"(A) government regulation is sufficiently justified if\nit is within the constitutional power of the Government;\nif it furthers an important or substantial governmental\ninterest; if the governmental interest is unrelated to the\nsuppression of expression; and if the incidental restriction\non alleged First Amendment freedoms is no greater than\nis essential to the furtherance of that interest. 11 49/\nThe most recent Supreme Court decision on the nature of the presidential\npardoning power is Schick V. Reed, 50 / a case dealing with a conditional\ncommutation. The Court, in upholding a particular condition imposed\nby President Eisenhower, when he pardoned the petitioner in 1960,\n22\nrecognized that the President's pardoning power is not absolute and\n51/\nis limited by the Constitution\n\"A fair reading of the history of the English pardoning\npower, from which our Art. II, SEP 2, derives, of the language\nof that section itself, and of the unbroken practice since 1790\ncompels the conclusion that the power flows from the Con-\nstitution alone, not from any legislative enactments, and that\nit cannot be modified, abridged, or diminished by the Congress.\nAdditionally, considerations of public policy and humanitarian\nimpulses support an interpretation of that power so as to permit\nthe attachment of any condition which does not otherwise offend\nthe Constitution. The plain purpose of the broad power con-\nferred by § 2 was to allow plenary authority in the President\nto \"forgive\" the convicted person in part or entirely, to\nreduce a penalty in terms of a specified number of years, or\nto alter it with conditions which are in themselves constitu-\ntionally unobjectionable. If we were to accept petitioner's\ncontentions, a commutation of his death sentence to 25 or\n30 years would be subject to the same challenge as is now\nmade, i.e., that parole must be available to petitioner be-\ncause it is to others. That such an interpretation of SED 2 would\nin all probability tend to inhibit the exercise of the pardoning\npower and reduce the frequency of commutations in hardly open\nto doubt. We therefore hold that the pardoning power is an\nenumerated power of the Constitution and its limitations, if\nany, must be found in the Constitution itself. It would be a\ncurious logic to allow a convicted person who petitions for\nmercy to retain the full benefit of a lesser punishment with\nconditions, yet escape burdens readily assumed in accepting\nthe commutation which he sought. (Emphasis added)\n3) The recipient of a conditional pardon or commutation\nmust accept it before it can become legally valid:\nApplicable case law shows that with the exception of the commutation\nof a prisoners death sentence by the President, the offeree of a pardon\n23\nor commutation has the option of either accepting the conditional\ncommutation or pardon, or of rejecting it. Two Supreme Court\n52/\ndecisions speak of this necessity: United States V. Wilson,\nand\n53/\nBurdick V. United States.\nIn the Wilson case, the issue before the court was whether or not a\nPresidential pardon was judicially noticeable or had to be specially\npleaded. The Court stated that the pardon had to be pleaded because\na pardon was in the nature of a private deed requiring acceptance and\ndelivery:\n\"A pardon is a deed, to the validity of which delivery is\nessential, and delivery is not complete without acceptance.\nIt may then be rejected by the person to whom it is tendered;\nand if it be rejected, we have discovered no power in a\ncourt to force it on him. 1.54\nThe Court pointed out that the lower court could not give notice to\na pardon where the recipient specifically \"waived and declined any\nadvantage or protection, 55/ which might have been provided by the\npardon. The Court went on to say:\n24\n\"It may be supposed that no being condemned to death\nwould reject a pardon; but the rule must be the same in\ncapital cases and in misdemeanors. A pardon may be\nconditional, and the condition may be more objectionable\nthan the punishment inflicted by the judgment. 1156/\nHence, the recipient has the choice of rejecting the offer of clemency\n57/\nand abiding by his initial sentence.\nThe Court pointed out that the pardon could be rejected because it\nmight involve \"consequences of even greater disgrace that those\n58 /\nfrom which it purports to relive. \"\nB.\nThe Pardoning Power of the President is not subject to\nlegislative control:\n59\n/\nThe Supreme Court stated in Ex Parte Garland that except for\nimpeachment, the President's pardoning power extends to every\noffense known to the law, and may be exercised at any time after its\ncommission, either before legal proceedings are taken, or during\npendency, or after conviction and judgment.\nThe Supreme Court held that Garland did not have to take the oath,\nnotwithstanding that Congress had enacted a law requiring the oath,\n25\nfor if Garland had to do so, it would restrict the President's\npower to pardon. The Court said:\n\"The Constitution gives him unlimited power in respect\nto pardon, save only in cases of impeachment. The\nConstitution does not say what sort of pardon; but the\nterm being generic necessarily includes every species\nof pardon, individual as well as general, conditional as\nwell as absolute\nIt extends to every offence known\nto the law, and may be exercised at any time after its\ncommission, either before legal proceedings are taken,\nor during their pendency, or after conviction and judgment.\nThis power of the President is not subject to legislative\ncontrol. Congress can neither limit the effect of his\npardon, nor exclude from its exercise any class of\noffenders. The benign prerogative of mercy reposed\non him cannot be fettered by any legislative restrictions. 1160/\nNOTES\nAppendix B\nThe Historical Perspective of Clemency\nChapter I. Constitutional Authority to Pardon\n1. U.S. Const. Art II $ 2.\n2. United States V. Wilson, 32 U.S. (7 Pet.) 150, 160 (1833).\n3. Attorney General's Survey of Release Procedures, Vol. III:\nPardon, 27 (1939).\n4. Grupp, Some Historical Aspects of the Pardon in England, 7 Am J. Legal\nHistory 51, 53-54 (Jan, 1963)\nJensen, The Pardoning Power in the American States 1 (1922).\n\"In cases of flagrant or aggravated injury vengeance was permitted\nwithout waiting for slow redress from law. If any one slew another\nopenly, he was delivered over to the kindred of the person slain.\nIf a man detected anyone with his wife or daughter, or with his sister\nor mother, within closed doors, or under the same coverlet, he might\nslay him with impunity.\" See Allen, Inquiry into the Rise and Growth\nof the Royal Prerogative in England ( ) London.\n5. In 1827 See Grupp, Historical Aspects of the Pardon in England, supra\nnote at 57. Grupp, supra Note 4, at 55.\n\"As representative of the state, the king may frustrate by his pardon\nan indictment prosecuted in his name. In every crime that affects the\npublic he is the injured person in the eye of the law, and may therefore,\nit is said, pardon an offense which is held to have been committed\nagainst himself.\" See Allen, supra Note 4, at 108.\n6. The great Earls obtained the right to exercise a power of clemency\nwithin their jurisdiction. They had the same right as the king to\nremit and pardon treasons, murders, and felonies. By the act of 27\nHenry VIII, C. 24, the greater part of the privileges that had belonged\nto them were taken away. See Allen, supra note 4 at 109.\n7. Benefit of clergy \"originally\nmeant that an ordained clerk\ncharged with a felony could be tried only in the Ecclesiastical Court.\nBut, before the end of Henry III's reign, the king's court, though it\ndelivered him to the Ecclesiastical Court for trial, took a preliminary\ninquest as to his guilt or innocence\nIn time it [benefit of\nclergy] changed and became a complicated set of rules exempting certain\npersons from punishment for certain criminal offenses. It was extended\nto secular clerks, then to all who could read.\" -Humbert, -The Pardoning\nPower of the President, at 10. It arose out of the church-state\nconflict of the twelfth century. It remained in effect until abolished\nby statute.\n8. 13 Richard II, St. 2 C. 1\n9. Blackstone, Commentaries, Book IV, p. 401. - To circumvent this statute,\nthe king claimed that he had the right to suspend the execution of a\nlaw and to dispense with its execution in particular cases. The use of\nthe royal dispensing power was fairly common. It was apparently intro- :-\nduced into English Law by Henry III in about the year 1252. Parliament,\nin the English Bill of Rights enacted in 1689, declared that both of\nthese alleged powers were illegal. Humbert, supra note 7 at 11, P. Brett,\nConditional Pardons and the Commutation of Death Sentences, 20 Modern\nLaw Review, 131, 133 (1957).\nNOTES\nChapter I, (Contd)\n10. 27 Henry VIII, C. 24. It should be noted that notwithstanding this\nparticular statute, the King's pardoning authority was not absolute.\nAs previously noted, all those who could claim the \"benefit of\nclergy\" were exempted from criminal responsibility, until it was\nabolished by statute in 1827. The institution of sanctuary also\nserved as an encroachment upon the king's prerogative. If an\noffender left the realm, forfeited all of his goods and submitted\nto a life of banishment, he could obtain the same effect that a\nking's pardon would bestow upon him. See Grupp, Historical Aspects,\nsupra note 4, at 57-58.\n11. 31 Charles II, Stat. 11, C. 2.\n12. 1 William and Mary, sess. II, C. 2.\n13. 12 and 13 William III, C. 2.\n14. As Blackstone put it, the king had no power to pardon \"where private\njustice is principally concerned\" under the doctrine of \"non potest\nrex gratiam facese cum injuria at damno alirum\" (the king cannot\nconfer a favour by the injury and loss of others).\nBlackstone, Commentaries, supra note at 399. Blacksone also states\nthat the king could not pardon a common nuisance while it remained\nunredressed. However, after the abatement of the nuisance, the king\ncould remit the fine. Blackstone states that although the prosecution\nof a common nuisance is vested in the king SO as to avoid multiplicity\nof suits, it is, until abated, more in the nature of a private injury\nto each individual in the neighborhood. In addition, the king could\nnot pardon an offense against a popular or penal statute after in-\nformation has been brought. Once a private individual has brought\nsuch information he acquires a private property right in his part of\nthe penalty.\n15. Stephen, New Commentaries on the Laws of England (London, 1903),\nVol. II, p. 370. A pardon granted by Parliament had one particular\nfeature that a pardon granted by the king did not. A pardon granted\nby an Act of Parliament had to be judicially noticed by a court. It\ndid not have to be pleaded. However, if an individual received a\npardon by the king under the Great Seal, the pardon had to be pleaded\nat a particular stage in the proceeding. An individual who failed to\nplead his pardon at the appropriate stage could be held to have\n\"waived the pardon\" and to be precluded from pleading it at a later\nstage. See Blackstone, supra note 10 at 402 and Brett, supra note 10\nat 132.\n7 George 1, ch. 29 (172 ). \"The power and jurisdiction of Parliament\nis so transcendent and absolute, that it cannot be confined, either\nfor causes or persons, within any bounds. It has sovereign and un-\ncontrollable authority in the making, conforming, enlarging, restrain-\ning, abrogating, repealing, reviving, and expounding of laws, concern-\ning matters of all possible denominations, ecclesiastical or temporal,\ncivil, military, maritime, or criminal.\"\nNOTES\nChapter I, (Contd)\n16. Blackstone, Commentaries, supra, note 10, at 401.\n17. As soon as war was declared, it was the custom to issue a proclamation\nin which a general pardon of all homicides and felonies was granted\nto everyone who would serve for a year at his own cost. The terms\nwere readily accepted, and the king increased his force by a number of\nmen who would perhaps be inferior to none in courage, though they might\nnot improve the discipline of the army. The rolls according abound\nwith instances in which a pardon was alleged for military service,\nand allowed without dispute. Grupp, supra note 4, at 58.\n18. See Attorney General's Survey, supra note 3 at 30.\n19. Blackstone, Commentaries, supra note 10, at 401.\n20. P. Brett, supra note 10, at 134.\n21, Ibid.\n22. Jensen, Pardoning Power in the Colonies, p. 3\n23. Ibid. p. 4.\n24. Ibid. p. 4.\n25. Ibid. p. 5.\n26. Ibid. P. 5.\n27. Ibid. P. 6.\n28. Ibid. P. 6.\n29. Ibid. P. 6.\n30. Ibid. P. 7.\n31. Ibid. p. 7.\n32. Ibid. p. 8.\n33. Ibid. p. 8.\n34. Ibid. p. 8.\n35. Ibid. P. 9.\n36. Constitution of New Hampshire, 1784; Massachusetts, 1780, Part II, chap.\nii, Sec. 1, Art. 8; New Jersey, 1776, Part IX; Pennsylvania, 1776, Sec. 20;\nVirginia, 1776, cited in Jensen, Ibid. at P. 10.\n37. Ibid. p. 10.\n38. Ibid. p. 10\n39. Ibid. P. 10\n40. Tansill, (ed) Documents Illustrative of the Formation of the American\nStates, Government Printing Office, Washington, D.C., at 620 (1927).\n41. The Federalist No. 74, at 500 (J. Cooke, Ed. 1961) - In Federalist No.\n69, Hamilton summarized the proposed §2 powers, including the power\nto pardon, as \"resembl (ing) equally that of the king of Great Britain\nand the Governor of New York.\" Ibid., at 464.\n42.\nEx Parte Wells, 59 U.S. (18 How. ) 307 (1856)\n43.\nIn this particular case, the offender had his death sentence commuted\nto a sentence of life imprisonment. The Court held that the commuta-\ntion of a sentence is, essentially, a quid pro quo. The Presidert offers\na remission of a sentence coupled with a condition--the \"convict\" has\nthe choice of remaining under his judicially imposed sentence or\naccepting the remission of his sentence and abiding by the condition\non which it was offered. There are additional cases upholding condi-\ntional pardons: In Re Ruhl, 20 F. Cas. 1335 (No. 12, ,124)(D. C. Nev.\n1878), in which the condition had been payment of certain fines and\ncosts; Kavalin V. White, 44 F. 2d 49 (10th Cir. 1930), where the\ncondition was deportation of the prisoner from the United States;\nUnited States V. Six Lots of Ground, 27 F. Cas. 1097 (No. 16, 299)\nthat he refrain from pressing certain claims against the govern-\nment for land which had been confiscated; Lupo V. Zerbst,\n92 F. 2d 362 (5th Cir. 1937), where the petitioner's sentence was\ncommuted on the condition that he be law-abiding and not associate\nwith people of \"evil\" character; Bishop V. United States, 223 F. 2d\n582 (D. C. Cir. 1955), where the President commuted the\npetitioner's death sentence to life imprisonment with the further\ncondition that the life term be measured, for the purposes of\nparole eligibility, from the date of commutation and not from\nthe date of initial incarceration; and Hoffa V. Saxbe, 378 F. Supp.\n1221 (1974), where the condition of a commutation of a sentence\nwas that the petitioner not engage in direct or indirect management\nof any labor organization for nine and one -half years.\nA commutation of a sentence is the substitution of a lesser punish-\nment for a more severe punishment. It is considered to be part\nof the power to pardon. Id. at 316.\n44.\nIn Bishop V. United States, supra, the President commuted the\npetitioner's death sentence to life imprisonment with the condition\nthat the life term be measured, for the purposes of parole\neligibility, from the date of commutation and not from the date of\ninitial incarceration. The Court held, in sustaining the con ition,\nthat \"it would seem clear that the power to commute the dea\n44.\nContinued\nsentence would necessarily include the power to attach reason-\nable conditions. 11 In Lupo V. Zerbst, supra, the President\ncommuted petitioner's sentence on the condition that he be law-\nabiding and not associate with people of \"evil\" character. In\nsustaining the condition attached by the President, the Court\nsaid \"(t)here is nothing illegal or against public policy in any\nof the conditions therein contained. 11 Id. at 364.\n45. See also State et nel Bailey V. Mayo, 65, So. 2d 721, 722 (Fla. 1953).\nGuy V. Utecht, 216 Minn. 255, 12 N.W. 2d 753, 757 (1943). Silvey\nV. Kaiser, 173 S.W. 2d 63, 64 (Mo. 1943) (en bono) ; Huff V. Aldredge,\n192 Go. 12, 14 S.E. 2d 456, 458-459 (1941) Commonwealth et nel.\nMeredith V. Hall, 277 Ky 612, 126 S.W. 2d 1056, 1057 (1939). Wilborn\nV. Sanders, 170 Va. 153, 195 S.E. 723, 726 (1938).\n46. Hoffa V. Saxbe, supra.\n47.\nIn applying the first part of the test, Hoffa stated that the conditions\nmust \"relate to the reason for the initial judgment of conviction,\nbecause it is the crime and circumstances that give use to the\npublic interest in regulating and circumscribing the future\nbehavior of the offendor. 11 Id. at 1236. The Court in Hoffa used\nas its standard the standard employed in setting the conditions\nof parole, itself an outgrowth of the conditional pardon. Id. at\n1236, citing C. L. Newman, Sourcebook on Probation, Parole\nand Pardons, 18 (3rd ed. 1968). Under the federal system, the\nU.S. Board of Parole can release prisoners on parole where\nthere is a \"reasonable probability that such prisoner will live\nand remain at liberty without violating the laws\" and where\n\"such release is not incompatible with the welfare of society.\"\n18 U.S. C. SEQ 4203(a). Also, the release may be \"upon such terms\nand conditions ... as the Board shall prescribe. \" The conditions,\nhowever, must be reasonably related to the valid ends of the\ninterests that the Government retains after the prisoner is re-\nleased. In Birzon V. King, 469 F. 1241 (1972), the Second\nCircuit sustained the standard condition that a parolee not\nassociate with persons who have a criminal record, stating:\n\"Although a parolee should enjoy greater freedom in\nmany respects than a prisoner, we see no reason why the\nGovernment may not impose restrictions on the rights of\nthe parolee that are reasonably and necessarily related to\nthe interests that the Government retains after his condi-\ntional release. \" Id. at 1243.\n47. Continued\nHoffa went on to state that the lawfulness of a conditional pardon\nor commutation is much the same, but with respect to Presidential\npardons, the President has a broader discretion \"which encom-\npasses a regard for protective measures in the public interest. 11\nHoffa V. Saxbe, supra, at 1237.\nWith respect to the second condition, namely, that the\ncondition not unreasonably infringe on the individual\ncommutee's constitutional freedoms, Hoffa recognized\nthat when an individual is granted a conditional pardon or\ncommutation, reasonable restrictions may be placed on\nthe future conduct of the commutee, and when particular\nconstitutional rights are curtailed. as a result of restricting\nfuture conduct, a sufficiently important governmental\ninterest in regulating the future conduct can justify inci-\ndental limitations on one's rights guaranteed under the\nBill of Rights. Id. at 1238-40. There are num erous\ncases that uphold the restriction on constitutional rights\nprovided that the restrictions are precisely drawn to accomplish\na legitimate governmental purpose. See Rosario V. Rockefeller,\n410 U.S. 752, 93 S. Ct. 1245, 36 L. Ed. 2d 1 (1973); Dunn V.\nBlumstein, 405 U.S. 330, 336, 92 S. Ct. 995, 31 L. Ed. 2d 274\n(1972); Bullock V. Carter, 405 U.S. 134, 140-141, 92 S. Ct. 849,\n31 L. Ed. 2d 92 (1972); Jenness V. Fortson, 403 U.S. 431, 91 S. Ct.\n1970, 29 L. Ed. 2d, 554 (1971); Williams V. Rhodes, 393 U.S. 23,\n30-31, 89 S. Ct. 5, 21 L. Ed. 2d 24 (1968); NAACP V. Button,\n371 U.S. 415, 438, 83 S. Ct. 328, 9 L. Ed. 2d 405 (1963);\nKonigsberg V. State Bar of California, 366 U.S. 36, 49, 81 S. Ct.\n997, 6, L. Ed. 2d 105 (1961).\n48.\nUnited States V. O'Brien, 391 U.S. 367, 88 S. Ct. 1673, 20 L. Ed. 2d\n672 (1968).\n49.\nId. at 377, 88 S. Ct. at 1679. The Hoffa court went on to note that\nconditional commutations are within the President's power under\nArticle II, Section 2, Clause One of the Constitution, and that\nwith respect to Mr. Hoffa, the Government had satisfied the\nother three elements of the four-part test.\n50. Schick V. Reed, 95 S. Ct. 379 (1974).\n51. Ibid, at 385.\nY\n52.\nUnited States V. Wilson, 32 U.S. (7 Pet.)\n(1833)\n53.\nBurdick V. United States, 236 U.S. 79, 35 S. Ct. 267, 59 L. Ed.\n476 (1915).\n54. United States V. Wilson, supra at 161.\n55. Id. at 158.\n56.\nId.\n57. Burdick V. the United States, supra, also illustrates this point.\nIn this particular case President Wilson offered a pardon to the\npetitioner. The effect of the pardon would have been to immunizing\nhim from any liability for incriminating statements made in the\ncourse of testifying before a federal grand jury. The petitioner\nhad previously refused to testify concerning alleged fraud violations,\nclaiming his right against self-incrimination under the Fifth Amend-\nment would be violated. Even though President Wilson offered\npetitioner Burdick a pardon, he still refused to testify, and was\ntherefore held in contempt. Upon a writ of habeas corpus, the\nSupreme Court reversed the contempt conviction, arguing that\nthe petitioner did not have to accept the pardon, because he\nhad the right to refuse to testify:\n\"Granting, then, that the pardon was legally issued and\nwas sufficient for immunity, it was Burdick's right to\nrefuse it, as we have seen; and it, therefore, not be -\ncoming effective, his right under the Constitution to decline\nto testify remained to be asserted. 11 Ex Parte Wells, supra at 312.\n58. Id.\n59. Ex Parte Garland, 71 U.S. (4 Wall.) 333 (1866).\n60. Id. at 351-52. See also Schick V. Reed, 483 F. 2d 1266,\n1268 (D. C. Cir. 1973) cert. granted, 42\nBishop V. United States, 223 F. 2d 582, 588 (D. C. Circuit.\n1955).\nAPPENDIX K.\nK. GALLUP POLL\nAPPENDIX\n: The Gallup Poll of August, 1975.\nFor many years the Gallup Organization has polled the\nAmerican People on a variety of subjects, including clemency. As we\nwere about to close the Clemency Board, Gallup again felt the country's\npulse on the issue which was central to our work. We feel the results of\nthat poll are instructive and have included part of them in the following\npages.\nQuestion One\n\"Have you heard or read anything about a program which would\ngrant a limited pardon to those who evaded the draft or\ndeserted from the armed forces during the Vietnam war?\"\nYes\nNATIONAL\n72\nSEX\nMale\n74\nFemale\n71\nRACE\nWhite\n75\nNon-white\n52\nEDUCATION\nCollege\n86\nHigh School\n73\nGrade School\n55\nREGION\nEast\n73\nMidwest\n74\nSouth\n67\nWest\n79\nAGE\nTotal Under 30\n73\n18-24 years\n74\n25-29 years\n72\n30-119 yours\n75\n50 & older\n70\n\"Have you heard or read anything about a program which would\ngrant a limited pardon 1:0 those who evaded the draft or\ndescrted from the armed forces during the Victnam war?\"\nYes\nINCOME\n$20,000 & over\n82\n$15,000 - $19,999\n85\n$10,000 - $14,999\n74\n$7,000 DAP $9,999\n75\n$5,000 - $6,999\n58\n$3,000 - $4,999\n61\nUnder $3,000\n61\nPOLITICS\nRepublican\n74\nDemocrat\n69\nS. Democrat\n60\nDo Democrat\nOther\n72\nIndependent\n77\nRELIGION\nProtestant\n72\nCatholic\n69\nOCCUPATION\nProf. & Bus.\n86\nCler. & Sales\n78\nManual Workers\nR\nNon-Labor Force-\n63\nCITY SIZE\n1,000,000 & over\n71\n500,000 - 999,999\n77\n50,000 - 499,999\n77\n2,500 - 49,999\n72\nUnder 2,500, Rural\n68\nQuestion Two\n\"Do you happen to know which of these groups are eligible for\nthe program?\" (Respondents were handed a card with choices;\nsee over for column headings.)\n1\n2\n3\n4\n5\n6\n@\n8\n9\nNATIONAL\n43\n17\n14\n15\n2\n/\n4\n8\nin\nSEX\nMale\n45\n19\n15\n17\n2\n3\n4\n10\n74\nFemale\n41\n16\n14\n13\n1\n/\n4\n7\ny\nRACE\nWhite\n44\n18\n14\n15\n2\n/\n4\n8\n25\nNon-white\n30\n12\n16\n10\n/\n/\n7\n9\ny\nEDUCATION\nCollege\n63\n27\n15\n20\n/\n/\n/\n3\nis\nHigh School\n43\n17\n15\n15\n2\na\n4\n9\n&\nGrade School\n17\n5\n10\n(7)\n-\n-\nb\n12\nby\nREGION\nEast\n44\n19\n15\n15\n2\nin\n3\n8\nso\nMidwest\n43\n15\n12\n15\n/\n!\n/\n4\n\"\n27\nSouth\n38\n14\n13\n11\n/\n/\n5\n5\n41\nWest\n47\n25\n18\n18\n2\n3\n5\n9\n21\nAGE\nTotal Under 30\n51\n21\n16\n14\n3\n/\n3\n6\n18\n18-24 years\nso\n19\n16\n15\n3\n/\n3\n>\nA\n25-29 years\n54\n23\n17\n13\n3\n3\n3\n4\n23\nstool 64-08\n48\n19\n11\n15\n/\n/\n4\n8\n27\n50 & older\n31\n14\n15\n15\n/\n2\n5\n11\n40\nJ. Draft evaders and deserters who are now in Canada and\nother foreign countries.\n2. Draft evaders and deserters who are fugitives in the\nUnited States.\n3. People who served in Vietnam and then deserted the\narmed forces after they came home.\n4. Draft evaders and deserters who have already gone\nthrough the courts and have been punished for their\noffenses.\n5. People who demonstrated against the Vietnam war.\n6. First offenders convicted of non-violent federal crimes.\n7. Service men still on active duty who have been court-\nmartialed for non-violent military offenses.\n8. None are eligible.\n9. Don't know\n,\n\"Do you happen 1:0 know which of these groups are eligible for\nthe program?\"\n/\n(1)\n2.)\n3\n(21.)\n5.)\nb\n6\n(7)\nD\nINCOME\n$20,000 & over\n62\n27\n18\n17\n3\n/\n2\n5.\n19\n$15,000 - $19,999\n55\n22\n10\n13\n/\n4\n7\n24\n$10,000. - $14,999\n44\n15\n16\n17\n2\n/\n4\n10\n25\n$7,000 - $9,999\n39\n13\nIf\n14\n/\n/\n4\n9\n33\n$5,000 - $6,999\n27\n15\nis\n15\n-\n/\n5\n9\n39\n$3,000 - $4,999\n27\n17\n14\n7\n3\n21\n4\n13\n38\nUnder $3,000\n26\n10\n14\n15\n3\n2\n5\n5\n53\nPOLITICS\nRepublican\n47\n18\n15\n17\n/\n/\n3\n7\n29\nDemocrat\n36\n15\n14\n14\n/\n/\nG\n9\n35\nS. Democrat\n29\n:\n12\n15\n12\n2\n/\n6\n7\n45\nDo Democrat\nother\n40\n17\n14\nis\n/\n/\n5\n9.\n31\nIndependent\n49\n20\n13\n13\na\n2\n4\n9\n25\nRELIGION\nProtestant.\n-\n43\n17\n12\n14\n/\n/\n4\n8\n33\nCatholic\n38\n16\n17.\n16\n/\n/\n6\n11\n27\nOCCUPATION\n-\nProf. & Bus.\n59\n25\n15\n16\nN\n/\n2\n4\n22\n-\nCler. & Sales\n54\n20\n13\n14\n1\n/\n7\n8\n22\nNanual Workers\n--\n39\n16\n14\n14\n/\n/\n4\n9\n31\nNon-Labor Force\n31\n12\n15\n16\n2\n2\n4\n12\n41\n-\nCITY SIZE\n1,000,000 & over\nI\n44\n18\nis\n13\n/\n3\n3\n10\n23\n500,000 - 999,999\n-\n47\n26\n17\n22\n/\n/\n4\n4\nas\n-\n50,000 = 499,999\nso\n20\n18\n13\n/\n-\n3\n8\n28\n2,500 49,999\n37\n15\n11\n14\n2\n-\n4\nD\n3:\nUnder 2,500, Ruyal\n36\n10\n10\n14\n3\n/\n4\n8\n41\n\\\nQuestion Three\n\"Which would you favor: a pardon after completion of alternative\nservice, a pardon without requiring alternative service, or no\npardon at all?\"\nWith\nWithout\nalternative\nalternative\nNo\nNo\nservice\nservice\npardon\nopinion\nNATIONAL\n47\n18\n24\n11\nSEX\nMale\n44\n18\n30\n8\nFemale\n49\n18\n18\n15\nRACE\nWhite\n48\n17\n25\n10\n19\nNon-white\n38\n21\n12\n22\nEDUCATION\nCollege\n53\n25\n18\n4\nHigh School\n47\n17\n26\n10\nGrade School\n38\n10\n20\n26\nREGION\nEast\n47\n20\n24\n9\nMidwest\n51\n17\n22\n10\nSouth\n43\n12\n2>\n18\nWest\n45\n24\n23\n8\nAGE\nTotal Under 30\n52.\n24\n18\n6\n18-24 years\nSI\n27\n16\n6\n25-29 years\n54\n19\n8\n>\n30-49 years\n46\n15\n29\n10\n50 & older\n43\n16\n24\n17\n\"Which would you prefer: a pardon after completion of alternative\nservice, a pardon without requiring alternative service, or no\npardon at all?\" /\nINCOME\n$20,000 & over\n52\n24\n20\n4\n$15,000 $23 $19,999\n47\n17\n30\n6\n$10,000 ** $14,999\n49\n14\n28\n9\n$7,000 - $9,999\n47\n20\n21\n12\n$5,000 - $6,999\n40\n16\n22\n22\n$3,000 (ve $4,999\n41\n19\n19\n21\nUnder $3,000\n46\n21\n13\n:\nPOLITICS\nRepublican\n54\n11\n21\n14\nDemocrat\n39\n20\n28\n13\nS. Democrat\n35\n19\n25\n31\nDo Democrat\nother\n40\n21\n29\n10\nIndependent\n52\n19\n21\n8\nRELIGION\nProtestant\n47\n14\n26\n13\nCatholic\n47\n19\n23\n11\nOCCUPATION\nProf. & Bus.\n15\n25\n20\n4\nCler. & Sales\n46\n23\n23\nDo\nManual Workers\n45\n14\n28\n13\nNon-Labor Force.\n45\n14\n24\n17\nCITY SIZE\n1,000,000 & over\n52\n22\n16\n10\n500,000 - 999,999\n48\n21\n22\n9\n50,000 = 499,999\n43\n19\n27\n11\n2,500 en 49,999\n42\n16\n34\n8\nUnder 2,500, Ruyal\n49\n13\n20\n18\nQuestion Lour\n\"The deadline for application in the program by those seeking\na pardon has passed. Do you believe the application deadline\nshould be extended or should not be extended?\"\nShould\nNo\nShould\nNot\nOpinion\nNATIONAL\n42\n48\n10\nSEX\nMale\n41\n53\n6\nFemale\n43\n44\n13\nRACE\nWhite\n40\nso\n10\nNon-white\nST\n30\n13\nEDUCATION\nCollege\n49\n45\n6\nHigh School\n41\nSI\n8\nGrade School\n38\n43\n19\nREGION\nEast\n45\n45\n10\nMidwest\n43\n48\n9\nSouth\n36\n50\n14\nWest\n48\n47\n5\nAGE\nTotal Under 30\n56\n38\n6\n18-24 years\n56\n37\n7\n25-29 years\n55\n39\n6\n30-49 years\n35\n57\n8\n50 & older\n39\n47\n14\n=2\n\"The deadline for application in the program by those seeking\na pardon has passed. Do you believe the application deadline\nshould be extended or should not be extended?\"\n/\nShould No\nShould\nNot\nOpinion\nINCCME\n$20,000 & over\n43\n52\n5\n$15,000 - $19,999\n42\nSI\n7\n$10,000 are $14,999\n38\n56\n6\n$7,000 - $9,999\n43\n45\n12\n$5,000 - $6,999\n43\n44\n13\n$3,000 M $4,999\n144\n36\n207\nUnder $3,000\nSI\n32\n17\nPOLITICS\n[\nRepublican\n35\nS3.\n12\nDemocrat\n43\n46\n11\nS. Democrat\n42\n43\n15\nDo Democrat\nOther\n43\n48\n9.\nIndependent\n46\n48\n6\nRELIGION\nProtestant\n39\n51\n10\nCatholic\n44\n46\n10.\nOCCUPATION\nProf. & Bus.\n45\n48\n7\nCler. & Sales\n45\n48\n7\nManual Workers\n42\nso\n8\nNon-Labor Force\n36\n46\n18\nCITY SIZE\n1,000,000 & over\n59\n35\n6\n500,000 ** 999,999\n45\n45\n10\n50,000 - 499,999\n43\n48\n9\n2,500 - 49,999\n'37\n53\n10\nUnder 2,500, Rural\n31\n55\n14\nQuestion five\n\"Persons who receive a pardon under .the present program have done\na period of alternative service to the country. How would you\nreact to such a person in terms of his becoming a neighbor?\"\n(Respondents were handed a card with the following alternatives:\nI would welcome him MORE than I would welcome someone else; I would\nwelcome him LESS than I would someone else; I would welcome him\nABOUT AS MUCH AS I would welcome someone else.)\nWelcome\nWelcome\nAbout\nMore\nLess\nSame\nNo opinion\nNATIONAL\nb\n13\n74\n8\nSEX\nMale\n4\n19\n70\n7\nFemale\nby\n7\n78\n10\nRACE\nWhite\n4\n13\n75\n8\nNon-white\n00\n7\n73\n12\nEDUCATION\nCollege\n4\n10\n82\n4\nHigh School\n4\n13\n76\n7\nGrade School\n6\n16\n62\n16\nREGION\nEast\n5\n10\n74\n11\nMidwest\n4\n12\n79\n9\nSouth\n5\n18\n65\n12\nWest\n4\nD\n82\nby\nAGE\nTotal Under 30\n5\n4\n86\n5\n18-24 years\n5\n2\n88\nby\n25-29 years\n4\n7\n84\n5\n30-49 years\n4\n16\n74\n6\n50 & older\n16\n16\n66\n12\nWelcome\nWelcome\nAbout\nNo\nMore\nLess\nSame\nOpinion\nINCOME\n$20,000 & over\n5\n13\n80\n2\n$15,000 - $19,999\n3\n15\n75\n>\n$10,000 - $14,999\n4\n15\n75\n6\n$7,000 - $9,999\n5\n13\n74\n8\n$5,000 - $6,999\n3\n9\n75\n13\n$3,000 - $4,999\n18\n9\n69\n14\nUnder $3,000\n11\n10\n67\n12\nPOLITICS\nRepublican\n3\n14\n73\n10\nDemocrat\n5\n14\n71\n10\nS. Democrat\n4\n15\n65\n15\nDo Democrat\nother\n5\n13\n74\n8\nIndependent\n5\n11\n79\n9\nRELIGION\nProtestant\n5\n14\n73\n8\nCatholic\n3\n12\n74\n11\nOCCUPATION\nProf. & Bus.\n4\n13\n72\n6\nCler. & Sales\n3\n15\n77\n9\nManual Workers\n4\n11\n78\n6\nNon-Labor Force\n6\ni\n15\n64\n15\nCITY SIZE\n1,000,000 & over\n4\n00\n81\n>\n500,000 - 999,999\n9\n10\n77\n8\n50,000 - 499,999\n9\n16\n72\n7\n2,500 - 49,999\n9\n15\n71\n9\nUnder 2,500, Rural\n5\n12\n73\n10\nIf the sample was limited to persons who had heard or read\nsomething about the program [A \"Yes\" response to Question One], the\nresults of the subsequent question are as follows: [National Only]\nQuestion Two: Who was eligible ?\nResponse 1\n54%\n2\n22%\n3\n17%\n4\n18%\n5\n1%\n6\n1%\n7\n4%\n8\n--\n9\n--\nQuestion Three ? Which do you favor?\nPardons with A/S 50%\nPardons, no A /S\n20%\nNo Pardons\n23%\nNo Opinion\n7%\nQuestion Four: Should the application deadline be extended?\nYes\n44%\nNo\n50%\nNo Opinion\n6%\nQuestion Five: How would you welcome a pardonee in terms of\nother people ?\nWelcome him more\n5%\nWelcome hime less\n13%\nAbout the same\n77%\nNo Opinion\n5%\nIf the sample was limited to those who had heard about the\nprogram [\"Yes\" on Question One] and who knew who was eligible for\nthe Presidential Clemency Board [Response Four on Question Two],\nthe results of the subsequent questions are as follows: [National Only]\nQuestion Three: Which do you favor ?\nPardons with A/S\n53%\nPardons, no A/S\n21%\nNo Pardons\n23%\nNo Opinion\n3%\nQuestion Four: Should the application deadline be extended?\nYes\n50%\nNo\n46%\nNo Opinion\n4%\nQuestion Five: How would you welcome a pardonee in terms of\nother people ?\nWelcome him more\n4%\nWelcome him less\n14%\nAbout same\n79%\nNo opinion\n3%\nAPPENDIX L.\nGERALD LIBRARY 4 FORD\nL. PEARMAN STUDY\nAn Analysis of the Impact of Clemency Discharges\non Recipient's Employment Prospects\nWilliam A. Pearman\nMillersville State College\nThis study is directed at assessing the impact that receipt of\na clemency discharge under the recent Presidential Clemency Program will\nhave on an individual's employment chances.\nMilitary discharges can be viewed as being of two basic types:\nadministrative and punitive. The administrative types include honorable,\ngeneral and undesirable. The punitive types are bad conduct and dis-\nhonorable. The clemency discharge can be classified as being of the\nadministrative type. 1\nAlthough exact empirical evidences are not always available,\nArmy regulations, military court proceedings and various congressional\nhearing presentations imply that a discharge under other than honorable\ncircumstances may have substantial consequences for the civilian life of\nthe recipient. The current study attempts to examine one aspect of this\nproblem, namely consequences in terms of future employment. It also\nattempts to empirically evaluate the various types of discharges in re-\nlation to each other. The main concern is with an assessment of the\nclemency discharge relative to other types of discharges.\nData presented in this report were obtained through a mailed\nquestionnaire. The study was conducted in two stages. Stage one con-\nsisted of a systematic random sampling drawn from a list of prospective\nemployers listed in the College Placement Annual and a second list com-\nprising the Harrisburg, Pennsylvania Industrial Directory.\nStage two entailed an accidental non-random sample representing\nsmall businesses and local employers in the Lancaster, Pennsylvania area,\nnot likely to be primarily recruiting college graduates. 2\nThe data demonstrate that the clemency discharge is perceived\nby employers as being slightly less favorable than the general discharge,\nbut considerably more favorable than the undesirable discharge. The\nclemency discharge is also perceived by the prospective employers as\nbeing more favorable than either of the punitive types, bad conduct or\ndishonorable. Evidences for these generalizations follow below.\nPersonnel directors, placement officers and company officials\nengaged in the hiring process were asked to react to various types of\ndischarges on a scale of from one to five. Specifically, they were asked,\n\"What would be your reaction to the following people if they came to you\n2\nseeking employment?\". The types of persons suggested were:\nA) A former serviceman with an honorable discharge.\nB) A former serviceman with a general discharge, who\nwas not eligible for the Presidential Clemency Program.\nC) A former serviceman with an undesirable discharge for\ndesertion, who did not participate in the clemency program.\nD) A former serviceman with a bad conduct discharge, who did\nnot participate in the clemency program.\nE) A former serviceman with a dishonorable discharge for\ndesertion, who did not participate in the clemency program.\nF) A former serviceman who had been discharged for desertion,\nbut who received an outright Presidential pardon and\nclemency discharge under the clemency program.\nG) A former serviceman who had been discharged for desertion,\nbut who received a Presidential pardon and clemency discharge\nafter completing three to twelve months of alternative\nservice under the clemency program.\nH) A convicted draft offender who did not participate in the\nclemency program.\nI) A convicted draft offender who received an outright\nPresidential pardon under the clemency program.\nJ) A convicted draft offender who received a Presidential\npardon after completing three to twelve months of\nalternative service under the clemency program.\nThe scale of responses represented the employers' reaction to-\nward the above ten types. A score of one indicated an inclination to\ngive preference in hiring over other job applicants. A score of two\nindicated that a prospective employee with the stated characteristic\ncould expect the same treatment as most other job applicants. A score\nof three indicated that the person would be considered, but that the\nemployer would be less inclined to hire him than most other job applicants.\nA score of four indicated that a person of the given characteristics would\nbe considered, but that the respondent would be reluctant to hire him. Final-\nly, a response of five indicated refusal to consider the candidate.\nThe following table indicates the mean response given by the em-\nployers as to their willingness to employ the ten types.\nTable I\nDistribution of Mean Scores Depicting\nEmployers' Willingness to Hire Various\nDischarge Types\nMean Scores\n(Scale 1-5)\n3\nDischarge Type\nNational Sample\nLocal Sample\nCombined\nScore\nHonorable Discharge\n1.71\n1.64\n1.68\nGeneral Discharge\n2.40\n2.50\n2.45\nUndesirable Discharge\n3.31\n3.97\n3.59\nBad Conduct Discharge\n3.51\n4.30\n3.70\nDishonorable Discharge\n3.54\n4.21\n3.87\nClemency Discharge\n2.67\n3.24\n2.95\nClemency Discharge\n2.53\n2.88\n2.71\nwith alternate Service\nConvicted Draft Offender\n3.24\n4.15\n3.70\nConvicted Draft Offender\n2.64\n3.42\n3.03\nwith Clemency Discharge\nConvicted Draft Offender\n2.51\n2.94\n2.72\nwith Clemency Discharge\nwith alternate Service\nAs can be seen in the above table, the four clemency discharge\ntypes all are rated somewhere between the general and the undesirable\ntypes of administrative discharge. Those clemency discharges to which\nalternate service has been attached are perceived slightly more favor-\nably than those to which it is not. In the national sample the former\nserviceman who has gone through clemency proceedings is perceived just\nslightly better than the civilian draft offender, while in the local\nsample this reverses. This reversal may be due to a history of alternate\nservice by various groups in the local sample area.\nThe average score for the four clemency type discharges was\n2.59 for the national sample, 3.12 for the local sample and 2.85 for the\ncombined sample. In every case, national, local, and combined sample,\nthe average of the four clemency type discharges was closer to the\nperception of the general discharge than to the undesirable discharge.\nTable II below compares the percentage of prospective em-\nployers stating that they would give something less than equal con-\nsideration to persons of varying types of military discharge status.\nSomething less than equal consideration is operationalized as a rating\nof three or less on the scale of from one to five.\n4\nTable II\nComparison of Various Military Status Types\nAccording to Employers Inclination to Give\nLess Than Equal Employment Consideration\nPer Cent of Prospective Employers\nIndicating Less than Equal Considera-\nDischarge Type\ntion\nNational Sample\nLocal Sample\nCombined\nSample\nHonorable\n0 %\n0%\n0 %\nGeneral\n36 %\n41 %\n39 %\nUndesirable\n67 %\n82 %\n75 %\nDishonorable\n69 %\n88 %\n79 %\nClemency\n40 %\n54 %\n47 %\nClemency with\n36 %\n45 %\n40 %\nAlternate Service\nCivilian Draft Offender\n40 %\n73 %\n57 %\nwith Presidential Pardon\nunder Clemency Program\nCivilian Draft Offender\n33 %\n48 %\n41 %\nwith Presidential Pardon\nunder Clemency with\nAlternate Service\nThe above table indicates that on the average, the prospective\nemployers included in the national sample tend to discriminate against\npersons with clemency type discharges in approximately equal proportion\nto those receiving general discharges. The civilian draft offender\nwho receives a Presidential pardon and performs alternate service is\ndiscriminated against slightly less than the former serviceman with\na general discharge. Persons with undesirable or dishonorable dis-\ncharges seem to be twice as likely to be given less than equal con-\nsideration for employment than persons undergoing the clemency process.\nSimilar trends appear in the data obtained in the local sample, how-\never, alternate service appears as an important consideration there.\n5\nThe table below reports outright refusal on the part of\nprospective employers to consider various military status types.\nTable III\nComparison of Various Military Status Type\nAccording to Employers Refusal to\nConsider for Employment\nPer Cent of Prospective Employers\nIndicating Refusal to Consider for\nDischarge Type\nEmployment\nNational Sample\nLocal Sample\nCombined\nSample\nHonorable\n0 %\n0%\n0 %\nGeneral\n3%\n6 %\n5 %\nUndesirable\n23 %\n45%\n34 %\nDishonorable\n43 %\n61 %\n52%\nClemency\n11 %\n24 %\n18 %\nClemency with\n6 %\n18 %\n12 %\nAlternate Service\nCivilian Draft Offender\n9 %\n24 %\n16 %\nwith Presidential Pardon\nunder Clemency Program\nCivilian Draft Offender\n6%\n18 %\n12 %\nwith Presidential Pardon\nunder Clemency with\nAlternate Service\nWhen we analyze only the refusals to consider for employment,\nclemency discharges maintain the same relative position as earlier, i. e.\nsomewhere between the general and undesirable discharge type, closer to\nthe general. A relatively small percentage of employers, approximately\n16%, refuse to consider a person with clemency discharge for employment.\nAlternate service does add some appeal to the consideration.\n6\nRespondents were asked whether they would be more likely to\nhire a clemency recipient if he had been a Victnam Veteran whose de-\nsertion offense was not in a combat situation. 41% of the national\nsample, 36% of the local sample, and 39% of the combined sample answered\nin the affirmative. A substantial number of respondents who would not\nhave given clemency recipients equal consideration for employment prob-\nably would if they knew more about the nature of the offense, and if it\nwere non-combatant.\nThe employers were asked, \"Would you view a clemency re-\ncipient differently depending on the type of job he was seeking?\".\n17% of the National sample answered in the affirmative, while the\nsmaller businessmen in the local sample answered \"yes\" 42% of the\ntime. The data on consideration according to type of job can be\nsummarized as follows: prospective employers were less likely to\nconsider individuals with clemency discharges for professional or\nsales jobs, slightly more likely to give equal consideration with\nother job applicants for clerical or blue collar skilled jobs, most\nlikely to give equal consideration with other job applicants for\nunskilled or labor jobs. There is a tendency to not consider persons\nwith clemency discharges for jobs which will result in substantial\ncontact with the public, or presentation of the company to the out-\nside world.\nRespondents were asked both why they might not hire a clemency\nrecipient, and why they might hire him. In both cases they were given\neight possible reasons as well as the opportunity to provide 'other'\nanswers. They were encouraged to check as many responses as applied.\nThe respondents in the national sample provided approximately as many\nreasons for not hiring as for hiring clemency recipients. The local\nrespondents gave two times as many negative as positive responses. The\nthree most frequently offered reasons for not hiring a clemency recipient\nin the national sample were: 1) It is unfair to give him a job when so\nmany veterans with honorable discharges are unemployed, 2) He may be\nuntrustworthy or undependable as an employee, 3) His fellow employees\nmight not accept him well. The above three were noted by 38, 31, and\n27 per cent of the respondents respectively. Local respondents also\nchecked #1 and #2 above as their main reasons as to why they might not\nhire a clemency recipient, but as their third most often cited reason\nthey offered, \"He has not fulfilled his obligation to his country\". These\nresponses were offered by 58, 42 and 42 per cent of the respondents re-\nspectively.\nIn the national sample the three most frequently cited reasons\nwhy an employer might hire a clemency recipient were: 1) His draft or\ndesertion offenses have nothing to do with how well he will perform his\njob, 2) If he performed alternative service, he has fulfilled his ob-\nligation to his country, and 3) It would be discriminatory and unfair to\n7\nhold these offenses against him. These responses were checked by 42,\n36, and 16 per cent of the respondents respectively. In the local\nsampling the three most often cited reasons why an employer might hire\na clemency recipient were: 1) If he performed alternative service, he\nhas fulfilled his obligation to his country, 2) His draft or desertion\noffenses have nothing to do with howwell he vill perform his job, 3) He\nstood up for what be believed. These responses were offered by 33, 27,\nand 18 per cent of the respondents respectively. Again, alternative\nservice seems to lessen the stigma attached to a discharge that is other\nthan honorable.\nAn indication of employer's agreement with the President's\nclemency program was solicited. At the national level, 47% of the re-\nspondents said they personally agreed with the program, 40% personally\ndisagreed with the program and 13% did not answer. On the local level,\n39% personally agreed with the program, 58% personally disagreed with the\nprogram, and 3% did not answer.\nThe disagreements were analyzed separately as to whether the\nrespondent disagreed because he felt the clemency program to be too\ngenerous, or because he perceived it as being not generous enough. On\nthe national level the disagreement were divided into 71% feeling the\nprogram was too generous, 22% feeling the program was not generous enough,\nand 7% simply registering disagreement. On the more conservative local\nlevel, the negatives divided into 79% feeling the program was too generous,\nonly 5% feeling it was not generous enough, with the balance of the replies\nfeeling that some aspects of the program were too generous, others not\ngenerous enough.\nData was obtained on other sociologically and demographically\nrelevant variables. These included the scope of the employment operation,\nthe number of persons employed, the type of business or industry involved,\nthe role of military status in the hiring process. Generally, larger more\nspecialized businesses expressed a greater willingness to employ clemency\nrecipients. More detailed information on this aspect of the study will be\nreported elsewhere.\nFor a clearer distinction between the various types of discharges the\nreader is referred to Army Regulation No. 635-200, Para. 1-5 C 15 Jul. 1966.\nThe distinction is also presented in \"The Gravity of Administrative Dis-\ncharges: A Legal and Empirical Evaluation' by Major Bradley R. Jones in\nMilitary Law Review Vol. 59, Winter 1973, pp. 1-25\n2The data presented in this article is drawn from replies received at the\ntime of writing. It is expected that sample size will increase while and\nafter the current report is in press. The national sample, as stated, draws\nfrom companies which engage in nationwide recruiting of personnel. The\nlocal sample is biased in the direction of such industries as small retail,\ncontruction, food and restaurant, and repair services.\nFORD i LIBRARY GERALD\nAPPENDIX M.\nM. BIBLIOGRAPHY\nA Selected Bibliography on Amnesty, AWOL and Sesertion\n1. Addlestone, David F. and Susan Hewman,\nPractice Manual on\nMilitary Discharge Upgrading, American Civil Liberties Union Foundation,\n1975.\n2. American State Papers: Documents, Legislative and Executive of the\nCongress of the United States Class X, Miscellaneous, Vol. I.\nWashington: Gales and Seaton, 1832.\n3. Amnesty: Repatriation for Draft-Evaders, Deserters.\" Congressional\nQuarterly Weekly, March 4, 1972, PP. 506-509.\n4. Army War College, Carlisle Barracks, Pa. Amnesty for those who Wouldn't\nGo, by Wilfred L. Ebel, 1973.\n5. AWOL in the Court of Claims: Denying pay without a military determinaion\nof absence. Iowa Law Review, June 1974, 59, 1365-1377.\n6. \"AWOL.\" The New Yorker, 21 October 1972, pp. 96-133.\n7. Baldwin, Leland D. Whiskey Rebels. Pittsburgh: Univ. of Pittsburgh\nPress, 1939.\n8. Bell, D. B. and Houston, T. J., The Vietnam Era Deserter: Characteristics\nof Unconvicted Army Deserters Participating in the Presidential Clemency\nProgram (Unpublished draft). U.S. Army Research Institute for the\nBehavioral and Social Services, 1975.\n9. Berbiglia, J. C. The AWOL Syndrome. Los Angeles: Psychological\nPublications, In\n1971.\n10. Begard, R., McCubbin, H., and Connolly, J., Jr. CTF AWOL study: The\ninfluence of assignment and MOS on the rates of AWOL recidivism: The\nPreliminary report. Ft. Riley, Kans.: U.S. Army Correctional Training\nFacility, 1969.\n11. Boyd, N. K., and Jones, H. H. An analysis of factors related to desertion\namong FY 1968 and FY 1969 Army accessions. Alexandria, Va. : Manpower\nDevelopment Division, Air Force Human Resources Laboratory, AFHRL-\nTR-73-63, January 1973. (AD 772 751)\n12. Boyle, Richard. Flower of the Dragon: The Breakdown of the US Army in\nVietnam. San Francisco: Ramparts Press, 1972.\n13. Chapman, James F., Presidential Pardons, JAG Journal, May, 1975, pp. 7-10.\n14. A Compilation of the Messages and Papers of the Presidents. 20 Vols.\nNew York: Bureau of National Liturature, [n. d.]\n- 2 -\n15. Comptroller General of the United States. Uniform Treatment of Prisioners\nUnder the Military Correctional Facilities Act Currently Not Being\nAchieved. Washington, D. C.: The Comptroller General of the United States,\nMay 1975.\n16. Congress and the Amnesty Issue; A Review of Activities and Proposals\nduring the Period 1969-1972. February 5, 1973.\n17. Cooke, Jacob E., ed. The Federalist. Middletown: Wesleyan Univ.\nPress, 1961.\n18. Commager, H.S., Documents of American History. New York: Appleton-\nCentury Crofts, 1963.\n19. Cortright, David, Soldiers in Revolt: The American Military Today.\nNew York: Anchor Press/Doubleday, 1975.\n20. Davis, D. B., Wolman, H. M., Berman, R. E., and Wright, J. Absence\nwithout Leave. War Medicine, 1945, 7, 147-151.\n21. Department of the Army Pamphlet 600-14. The AWOL Soldier, a Challenge\nto Leadership, September 1972.\n22. Department of Defense. Assignment of Male and Female Serving on Active\nDuty as of 30 June 1971, and 30 June 1972 by Service and DOD. (Manpower\nResearch Note 73-3.) Washington, D. C.: Office of the Assistant\nSecretary of Defense (Manpower and Reserve Affairs), June 1973.\n23. Department of Defense. Racial and Ethnic Group Composition of the Male\nEnlisted Force: 30 June 1971 and 30 June 1972. (Manpower Research Note\n73-8.) Office of the Assistant Secretary of Defense (Manpower and\nReserve Affairs), August 1973.\n24. Dorris, Jonathan Truman. Pardon and Amnesty Under Lincoln and Johnson.\nChapel Hill: Univ. of North Carolina.\n25. \"Draft Resisters in Exile: Prospects and Risks of Return.\"\nColumbia Journal of Law and Social Problems 7 (1971): 1-24\n26. Drucker, E., and Schwartz, S. The predicition of AWOL, Military Skills\nand Treadership Potential. Alexandria, Va.: Human Resources Research\nOrganization, January 1973.\n27. Etridge, John C. \"Amnesty: A Brief Historical Overview.\" In Amnesty\nHearings, infra, pp. 660-671. In remarks of Sen. Kennedy (Mass.) in\nthe Senate, 92d Congress, 2d Sess., Cong. Record 118: S3332-3337\n(daily ed.-- March 6, 1972.\n28. Finan, J. L., et al. A Preliminary Investigation of Delinquency in the\nArmy. (HumRRO Tech. Rep. 5) Alexandria, Va.: Human Resources Research\n- 3 -\n29. Fitt, A. B. Military Deserters. Statement at Hearings Before the U.S.\nSenate Committee on Armed Forces, Subcommittee on the Treatment of\nDeserters, 90th Cong., 2d Sess., 21-22 May 1968. Washington, D. C.:\nGovernment Printing Office, 1968.\n30. Fox, L., Sullivan, T., and McCubbin, H. Literature review: Research on\nMilitary Offenders. Ft. Riley, Kans.: U. S. Army Correctional Training\nFacility, November 1970.\n31. Freeman, Harrop A. \"An Historical Justification and Legal Basis for\nAmnesty Today.\" Law and the Social Order 1971: 515-534. In Amnesty\nHearings, infra, pp. 437-450.\n32. Glynn, Edward. \"Wooing of the President: Views of Richard Nixon and the\nU.S. Bishops on Amnesty.\" America, September 30, 1972, P. 221.\n33. Guttmacher, M. S., and Stewart, F. A. A psychiatric study of absence with-\nout leave. American Journal of Psychiatry, 1945, 102, 74-81.\n34. Halifax, Montreal, Toronto and Vancouver Aid Groups. A Trans-\nCanada Position Statement. Halifax, 17 January 1972.\n35. Howay, Jack W. \"Amnesty: An Old Gift in New Wrappings.\" Naval War\nCollege Review 25 (March-April, 1973): 46-57.\n36. Index to Legal Periodicals. New York: H. W. Wilson Co. Citations for\namnesty are found under the heading pardon.\" The best source for law-\nreview articles.\n37. Jones, Bradley K., \"The Gravity of Administrative Discharges,\"\nMilitary Law Review, Vol. 59, Winter 1973.\n38. Jones D., and Raish, D. American deserters and draft dodgers: Exile, punish-\nment or amnesty? Harvard International Law Journal, Winter 1971, 13, 88-131.\n39. Leach, Jack Franklin. Conscription in the United States: Historical Back-\nground. Rutland, Vermont: Charles E. Tuttle Publishing Co., 1952.\n40. Lindley, Forrest B., unpublished draft of paper on the administrative dis-\ncharge system. Available from Vietnam Veterans Center, Washington, D. C.\n41. Littlepage, G. E., and Fox, L. J. Personnel control facilities: An\nanalysis of AWOL offenders awaiting disposition. Ft. Riley Kans.\n4\n42.\nMcCubbin, H. I., et al. Leadership and Situational Factors Related to\nAWOL: A Research Report. Ft. Riley, Kans.: U.S. Army Correctional\nTraining Facility, 1971.\n43.\nMcCubbin, H. I., Fox L. J., and Connolly, J. R. AWOL Factors and\nTrainees' Evaluations of the Correctional Training Facility program.\nFt. Riley, Kans.: U.S. Army Correctional Training Facility, 1969.\n44.\nMalloy, William M. Treaties, Conventions, International Acts, Protocols\nand Agreements Between the United States of America and Other Powers,\n1776-1909. 2 Vol. Washington: G.P.O., 1910.\n45.\n\"Memo to Nixon: Why Not an Amnesty?\" National Catholic Reporter 5,\nno. 10, January 1, 1969.\n46.\nMiller, James Robert. \"Amnesty for Draft-Evaders.\" San Diego Law Review\n10 (1972) 176-193.\n47.\nMueller, J. E. Trends in Popular Support for the Wars in Korea and\nVietnam. American Political Science Review, 1971, 65(2), 358-375.\n48.\nOffice of the White House Press Secretary. Program for the Return of\nVietnam Era Draft Evaders and Military Deserters. Washington, D.C.:\nMimeographed Fact Sheet, 16 September 1974.\n49.\nOfficial Opinions of the Attorneys-General. Published privately and by\nthe Government Printing Office. Volume 11, published by W. H. and O.\nMorrison, Washington, 1869; Volume 20 by the G.P.O. Washington, 1895.\n50.\nThe Pardoning Power of the President. Washington: American Council on\nPublic Affairs, 1941.\n51.\nPennsylvania Archives. 2d Series, Vol. 4. Harrisburg: Secretary of\nthe Commonwealth, 1876.\n52.\nPlag, J. A., and Goffman, J. M. The prediction of four-year military\neffectiveness from characteristics of Naval recruits. Military Medicine,\n1966, 131, 729-735.\n53. Polner, Murray, ed. When Can I Go Home Again: A Debate on Amnesty for\nExiles, Anti-War Prisoners and Others. Garden City: Doubleday and Co.,\nAnchor Books, 1972.\n54.\nRichardson, James D.\nA Compilation of the Messages and Papers of\nthe Presidents. 10 Vols. Washington: G.P.O., 1897.\n55.\nRoth, Jeffrey and Rothman, Mitchell. \"The Authority of Congress to Grant\nAmnesty.\" Yale Legislative Services, April 14. 1972; in Amnesty Hearings,\nPP. 490-501.\n56..\nRuss, William A. \"Does the President Still Have Amnestying Power?\"\nMississippi Law Journal 16 (1944): 127-141.\n- 5 -\n57.\nSchaffer, Helen B. \"Amnesty Question.\" Editorial Research Reports, 2,\nno. 6 (August 9, 1972).\n58. Schissel, Lillian, ed. Conscience in America. New York: E. P. Dutton\n& Co., Inc., 1968.\n59. \"Sentencing Selective Service Violators: A Judicial Wheel of Fortune.\"\nColumbia Journal of Law and Social Problems 5 (1969) : 164-196.\n60. Shapiro, Andrew 0., and Striker, John M. Mastering the Draft--A Compre-\nhensive Guide for Solving Draft Problems. Boston: Little, Brown &\nCompany, 1970.\n61. Starr, Paul with James Henry & Raymond Bonner, The Discarded Army:\nVeterans After Vietnam. New York: Charterhouse, 1975.\n62.\nStouffer, S. A., et al. The American Soldier: Adjustment During Army\nLife. Princeton, N. J.: Princeton University Press, 1949.\n63. Stouffer, S. A., Suchman, E. A., DeVinney, L. C., Star, S. A., and\nWilliams, R. M. The American Soldier: Adjustment During Army Life.\nVolume I. New York: Wiley, 1965. (Originally published, 1949.)\n64. A study of desertion. (n.p., n.d.) Available from Pentagon Library,\ncall number UB 789. S33.\n65. U. S. Army Recruiting Command. Armed Forces Examining and Entrance\nStation Qualitative Distribution Report of Male Enlistments, Inductions,\nand Rejections (RCS DD-M(M) 663). Ft. Sheridan, Evanston, IL: Continuous\ndistributions monthly and annually.\n66. U. S. Congress. House of Representatives, Committee on the Judiciary.\nAmnesty, Hearings before the Subcommittee on Courts, Civil Liberties\nand the Advisory station of Justice. 93rd Congress, 2d Sess., 1974.\n67. U. S. Congress. Senate. Committee on the Judiciary. Amnesty and Pardon\nfor Political Prisoners. Hearings before a subcommittee on the Judiciary\non S. J. Res. 171. 66th Congress, 3d sess., 1921.\n68. U. S. Congress. Senate. Committee on the Judiciary. Selective Service\nSystem Procedures and Administrative Possibilities for Amnesty. Hearings\nbefore a subcommittee on Administrative Practice and Procedure. 92nd\nCongress, 2d sess., 1972.\n69.\nU. S. Library of Congress. Congressional Research Service. Amnesty: A\nSelective and Annotated Bibliography. April 9, 1973.\n70. U. S. President. Proclamation \"Granting Pardon to Certain Persons Con-\nvicted of Violating the Selective Training and Service Act of 1940 as\nAmended.\" Federal Register, XII, No. 250, 24 December 1947, P. 8731.\n- 6 -\n71.\nUS Selective Service System. Backgrounds of Selective Service--A Historical\nReview of the Principle of Citizen Complusion in the Raising of Armies.\nWashington: Government Printing Office, 1947.\n72.\nU.S. War Department. War Department policy with reference to the disposal\nof draft deserters (August 1920). Washington, D.C.: U.S. Government\nPrinting Office, 1920.\n73.\nU.S. War Department. The War of the Rebellion: a Compilation of the\nOfficial Records of the Union and Confederate Armies. Washington, D.C.:\nU.S. Government Printing Office, 1890-1901. (See Index vol., P. 248\nunder \"Deserters.\"\n74. Walkup, John Knox. \"Swords into Plowshares: Alternative Service require-\nments for Conscientious Objectors.\" Harvard Civil Rights--Civil Liberities\nLaw Review, Vol. 6, No. 3, May 1971, PP. 505-524.\n75.\nWashington, G. The Writings of George Washington. Washington, D.C.: U.S.\nGovernment Printing Office, 1931-44. Desertion during the Revolution.\n(See Vol. 38, General Index A-N under \"Desertion\", PP. 173-174. E 312.7\n.A5 1931.)\n76.\nWeisman, Norman. \"A History and Discussion of Amnesty.\" Columbia Human\nRights Law Review 4 (1972).\n77.\nWick, William D. \"The Case for an Unconditional Amnesty for Draft-Evaders\nand Armed Forces Deserters.\" Buffalo Law Review 22 (1972: 311-334\n78.\nWilliston, Samuel. \"Does a Pardon Blot Out Guilt?\" Harvard Law Review\n28 (1915).\n79. Wool, Harold, The Military Specialist: Skilled Manpower For the Armed\nForces. Baltimore: The John Hopkins Press, 1968."
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