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United States Anti-Doping Agency (USADA) USADA Examples of Permitted Medications . May be prohibited by certain international federations Antacids: Di Gel, Gaviscon, Maalox, Mylanta, Tums Anti-Anxiety*: Atarax, Ativan, Buspar, Librium, Valium, Vistaril Antibiotics: All are permitted. Anti-Diabetics: Actose, Amaryl, DiaBeta, Diabinese, Glucophage, Glucotrol, Glyburide, Glynase, Micronase, Prandin, Precose, Rezulin Antidiarrheals: Bismuth subsalicylate, diphenoxylate w/ atropine, Imodium, kaolin w/ pectin, Kaopectate, Lomotil, Lonox, loperamide, Pepto Bismol Topical Antifungals: Cruex, Desenex, Lamisil, Lotrimin, Micatin, Monistat, Mycostatin, Tinactin Anti-Nausea/Antivertigo*: Antivert, Bonine, Bucladin S, Compazine, diphenhydramine, Dramamine, Emetrol, Motion Aid, Tigan Antiviral: Acyclovir, didanosine, Famvir, Relenza, Stavudine, Tamiflu, Valtrex, Zidovudine Asthma: Cromolyn sodium, ipratropium, nedocromil sodium, Singulair, theophylline Restricted Beta-2 agonists: NOTE: See restrictions under Anabolic Agents. Restricted Glucocorticosteroids: Aerobid, Azmacort, Beconase, Beclovent, Flonase, Flovent, Nasacort, Nasonex, Pulmicort, Rhinocort, Vanceril - NOTE: Restricted to inhalant and/or nasal forms only. Medical notification form required on file with USADA. Cold Medications: Antihistamines*: Allegra, Benadryl, chlorpheniramine, Claritin, clemastine, diphenhydramine, Zyrtec Decongestants: Naphazoline, oxymetazoline, phenylephrine, tetrahydrozoline, xylometazoline NOTE: Decongestants allowed in topical form only. e.g., nasal spray. Cough preparations: Codeine, dextromethorphan, guaifenesin, iodinated glycerol CAUTION: Many combination cold medications contain prohibited substances. Expectorant: Guaifenesin Contraceptives: Demulen, Desogen, Genora, Loestrin, Lo-Ovral, Modicon, Nelova, Nordette, Ortho-Cyclen, Ortho-Tri-Cyclen, Ovcon, Ovral, Triphasil. Ear preparations: Auralgan, Auro Ear Drops, Cerumenex, Cortisporin, Debrox, Murine Ear Drops, Otic Domeboro, Vosol Eye preparations: Artificial Tears, boric acid, Murine Plus, Mycitracin, Naphcon-A, Neo-Synephrine, oxymetazoline, Polysporin, Relief, tetrahydrozoline, Vasocon-A, Visine Hemorrhoidals: Anusol, Anusol-HC, Preparation H - NOTE: External cream or ointment only. Injectable Local Anesthetics: Bupivacaine, lidocaine, mepivacaine, procaine, etc. can be used (not cocaine). Vasoconstrictors (e.g. adrenaline) may be used in conjunction with local anesthetics. Only local or intra-articular may be administered. Only when medically justified. NOTE: Where the rules of a responsible authority so provide, a medical notification form on file with USADA is required. Laxatives: Correctol, Dulcolax, Ex-Lax, Fibercon, Fleet Enema, Metamucil, Milk of Magnesia Liniments/Topicals: Aspercreme, Ben-Gay, capsaicin, Flex-All 454, Icy Hot Balm. Myoflex Cream, Sportscreme, Vicks Vaporub, Zostrix, Zovirax Muscle Relaxants*: Baclofen, Flexeril, Norflex, Soma, Zanaflex Pain/Anti-Inflammatory: Acetaminophen, aspirin, Bayer Aspirin, Bufferin, Celebrex, codeine, Dolobid, Ecotrin, Empirin, ibuprofen, naproxen, Panadol, Phenaphen w/ Codeine, piroxicam, propoxyphene, Tylenol (Plain, Ex-Strength), Tylenol w/ Codeine, Vioxx Non-steroidal anti-inflammatory agents (NSAIDS): All are permitted. Topical glucocorticosteroids: Administration of aural (ear), ophthalmological (eye), and dermatological (skin) preparations are permitted. Sedatives/Sleep Aids*: Antivert, Ativan, Compoz, Dalmane, diphenhydramine, Halcion, Nytol, Restoril, Sominex, Unisom, Valium, Xanax Supplements: CAUTION: Some may contain prohibited substances; use of these products is at the athlete's own risk. Ulcer Medications: Antacids, Axid, Carafate, Pepcid, Prevacid, Prilosec, Propulsid, Tagamet, Zantac Vaginal Preparations: AVC, Femstat, Gyne Lotrimin, Metrogel, Monistat, Mycelex, Mycostatin, vaginal tablets, Terazol, Vagistat . May be prohibited by certain international federations. Consult your physician for specific information on appropriate medications for treatment. Use of foreign products is at the athlete's OWN risk. Check the USADA Guide (p. 29-30) for a more extensive list of permitted substances. www.usantidoping.org Effective beginning September 2001 © 2001 United States Anti-Dopina Agency Examples of USADA/IOC Prohibited Substances & Prohibited Methods of Doping PROHIBITED CLASSES (All related compounds are prohibited) Anabolic Agents: Anabolic-androgenic steroids: Androstenediol, androstenedione, danazol, DHEA, nandrolone, oxandrolone, stanozolol, testosterone Beta-2 agonists: Advair*, bambuterol, bitolterol, clenbuterol, fenoterol, formoterol* (e.g., Foradil), metaproterenol, orciprenaline, pirbuterol, reproterol, rimiterol, salbutamol* (e.g., Albuterol, Proventil, Ventolin, Combivent), salmeterol* (e.g., Serevent), terbutaline* (e.g., Brethaire) NOTE: . Allowed by inhaler only to prevent or treat asthma and exercise- induced asthma. Medical notification form required on file with USADA. Diuretics: Acetazolamide, bendroflumethiazide, bumetanide, canrenone, chlorthalidone, ethacrynic acid, furosemide, hydrochlorothiazide, indapamide, mannitol (IV injection), mersalyl, spironolactone, triamterene Narcotics: Buprenorphine, dextromoramide, diamorphine (heroin), hydrocodone, meperidine, methadone, morphine, oxycodone, oxymorphone, pentazocine Peptide Hormones, Mimetics and Analogues (and all releasing factors): Chorionic Gonadotrophin (hCG) - NOTE: Prohibited in males only Pituitary & synthetic gonadotrophins (LH) - NOTE: Prohibited in males only Corticotrophins (ACTH, tetracosactide) Growth hormone (hGH) Insulin-like Growth Factor (IGF-1) Erythropoietin (EPO) Insulin - NOTE: Allowed only to treat certified insulin-dependent diabetes. Medical notification form required on file with USADA. Clomiphen, cyclofenil, tamoxifen, aromatase inhibitors - NOTE: Prohibited in males only Stimulants: Amphetamine (e.g., Adderall, Dexedrine), prohibited Beta-2 agonists, bromantan, bupropion (e.g., Wellburtrin, Zyban), caffeine (>12mcg/ml), cocaine, ephedrine, Ma Huang (herbal ephedrine), methylphenidate (e.g., Ritalin, Concerta), norpseudoephedrine, pemoline, phenylephrine (systemic), phenylpropanolamine, pseudoephedrine NOTE: Some international federations have different substances on their respective prohibited list. Please review both the IOC and your respective IF prohibited lists. CLASSES OF PROHIBITED SUBSTANCES IN CERTAIN CIRCUMSTANCES Alcohol*: Ethanol Beta-Blockers*: Acebutolol, alprenolol, atenolol, betaxolol, bisoprolol, esmolol, labetalol, metoprolol, nadolol, oxprenolol, pindolol, propranolol, sotalol, timolol * Tested for where rules of a responsible authority so provide. Cannabinoids*: Hashish, marijuana (THC) NOTE: Tested for at Olympic Games. Local Anesthetics: Cocaine (IM and IV administration prohibited) NOTE: See regulations under allowed medication section. Glucocorticosteroids: Systemic use is prohibited when administered orally, rectally, or by intravenous or intramuscular injection. NOTE: Some international federations require written notification for intra-articular and local injections. Medical notification form required on file with USADA. This list is not complete and is subject to change. It is the athlete's responsibility to check the status of all medications. PROHIBITED METHODS Blood Doping: The administration of blood, red blood cells, and related blood products to an athlete, which may be preceded by withdrawal of blood from the athlete who continues to train in such a blood-depleted state Administering Artificial Oxygen Carriers or Plasma Expanders Pharmacological, Chemical and Physical Manipulation: Bromantan, catheterization, diuretics, epitestosterone, glutaraldehyde, probenecid, substitution OUT-OF-COMPETITION (OOC) TESTING Unless requested by the responsible authority, out-of-competition (OOC) testing is directed solely at the following classes - Anabolic Agents, Diuretics, Peptide Hormones, Mimetics and Analogues, and Prohibited Methods. QUESTIONS: Call USADA's Drug Reference Line - 1-800-233-0393 www.usantidoping.org United States Anti-Doping Agency USADA WHAT IS U.S. ANTI-DOPING AGENCY (USADA)? The United States Anti-Doping Agency (USADA) is the independent anti-doping agency for Olympic sports in the United States. USADA was created as the result of recommendations set forth by the United States Olympic Committee's Select Task Force on Externalization. USADA began operations Oct. 1, 2000, with full authority for testing, education, research and adjudication for U.S. Olympic, Pan Am and Paralympic athletes. It is USADA's responsibility to develop a comprehensive national anti-doping program for the Olympic Movement in the United States. As a non-profit corporation under the leadership of an independent board of directors, USADA has the authority to set forth guiding principles in anti-doping policy and to enforce any doping violations. In addition to managing collection and testing procedures, USADA is also responsible for enhancing research efforts and promoting educational programs to inform athletes of the rules governing the use of performance enhancing substances, the ethics of doping and its harmful health effects. HISTORY OF USADA In October 1999, the United States Olympic Committee (USOC) announced the creation of the United States Anti-Doping Agency (USADA), effective Oct. 1, 2000, following the USOC Board of Directors Meeting in Colorado Springs, Colo. United States Anti-Doping Agency USADA's objective is to conduct a comprehensive anti-doping program. The USOC 1265 Lake Plaza Drive Select Task Force on Drug Externalization recommended that an independent Colorado Springs, Colorado organization manage the anti-doping program on the USOC's behalf. 80906 Phone: 719-785-2000 A number of factors contributed to the recommendation: Fax: 719-785-2001 The creation of an organization independent from the USOC and [email protected] www.usantidoping.org the National Governing Bodies (NGB) would enhance the international credibility of the United States' anti-doping efforts by eliminating the negative perceptions inherent in the existing self- Board of Directors regulated program. Frank Shorter, Chair Ralph Hale, MD, Vice Chair An organization dedicated to anti-doping efforts would be better Barry Axelrod, Treasurer suited to expand and improve existing programs. Kate Hendrickson Borg, Secretary An independent organization would be able to support the Lawrence Brown, MD, MPH athletes while meeting the regulations of the International Peter Breen, ATC Federations (IF), as well as the International Olympic Committee Richard Cohen, MD (IOC). Jean Fourcroy, MD, PhD, MPH Andrew Mecca, Dr. PH, MPH By USOC Constitution and Bylaws, chapter 23, section 2, paragraph G, USADA has the jurisdiction for conducting drug testing. "As a condition of membership in the USOC and recognition as a National Governing Body or Paralympic Sports Organization shall comply with the procedures pertaining to drug testing and adjudication of related doping offenses of the independent anti- doping organization designated by the USOC to conduct drug testing. No exceptions to such procedures shall be allowed unless granted by the Executive Committee, or its designee, after a hearing at which the National Governing Body is allowed to present the reasons for such exceptions." as of Oct. 1, 2001 1 USADA MISSION STATEMENT The U.S. Anti-Doping Agency (USADA) is dedicated to eliminating the practice of doping in sport, including U.S. Olympic, Pan American and Paralympic athletes. USADA is the independent anti-doping agency for Olympic sports in the United States, and is responsible for managing the testing and adjudication process for the athletes. USADA is dedicated to preserving the well being of sport, the integrity of competition and ensuring the health of athletes through research initiatives and educational programs. USADA VISION STATEMENT USADA will work with all athletes, while giving special emphasis to U.S. Olympic, Pan American and Paralympic athletes, in its efforts to eliminate doping in sport. In addition, - USADA will develop and manage a testing process program that is fair and impartial in its attempt to identify athletes who use performance enhancing compounds and methods, either intentionally to gain a competitive advantage or inadvertently; - USADA will develop and institute an adjudication program that will be fair and sustainable when an athlete is found to be in violation of anti-doping rules and regulations; - USADA will support and foster research and educational programs in areas of performance-enhancing substances and methods to better understand their adverse effects and to improve upon current and future testing procedures; - USADA will participate with other anti-doping organizations, both nationally and internationally, to accomplish our mission. USADA LEADERSHIP Terry Madden serves as the organization's Chief Executive Officer, while two-time Olympic medallist Frank Shorter is the chair to the USADA Board of Directors. "With the leadership of this board of directors, and the dedication of our professional staff, USADA will establish a program for the United States that sets a new international standard for doping control." - Frank Shorter, USADA Board of Directors Chair. "USADA will be responsible for much more than simply testing athletes. One of the most critical responsibilities will be presiding over the adjudication process after the positive tests. As an independent organization overseeing the adjudication process, USADA relieves the national governing bodies from determining sanctions for their own athletes, which had been perceived as a conflict of interest. USADA's role in adjudication provides immediate international credibility to our entire process." - Shorter "Success in the nation's effort to eliminate the use of performance enhancing drugs and to protect the integrity of sport and the health of our athletes will only be achieved through a cooperative effort involving the United States Anti-Doping Agency, all national governing bodies, the USOC and our athletes." - Terry Madden, USADA CEO. as of Oct. 1. 2001 2 USADA FOCUS A comprehensive drug control program as envisioned by USADA has three major components: testing, adjudication and education. The framework for the program also requires scientific, ethical and educational research. Testing-Managing the collection and testing for both In-Competition and No- Advance-Notice (NAN) testing. USADA is working closely with the NGBs and IFs to increase the number of NAN tests. Adjudication-USADA's adjudication process is fair, and credible. USADA's process eliminates the national governing bodies' involvement in sanctioning its athletes. The simplified procedures reduce the time and financial burdens common in appeal procedures. USADA's adjudication process relies on the American Arbitration Association (AAA)/Court of Arbitration for Sport (CAS) for an arbitrated hearing under the modified AAA Commercial Rules. Education-In addition to creating a strong ethical and health-related education program for elite athletes, USADA is also developing an education program designed for America's youth in sport. Focusing on the ethics and morals of using prohibited substances and the health risks associated with doping, USADA hopes to inform athletes at a young age of the dangers and consequences of using performance-enhancing substances. Research-Because research is the cornerstone of an effective anti-doping program, USADA is allocating $2 million annually toward the study of prohibited substances. This commitment to research ranks among the world leaders. USADA will communicate with WADA's leadership to coordinate research efforts with WADA's scientific committee. The inaugural USADA research summit was held Oct. 20-21, 2000 with approximately 50 scientists and researchers attending from such nations as the United States, Canada, France, Great Britain and Switzerland. USADA ADJUDICATION PROCESS The objective of the proposed USADA adjudication system is to provide a process which: 1) is fair to athletes; 2) has international credibility; 3) minimizes the number of hearings; 4) decreases the likelihood that an athlete will be subject to subsequent proceedings initiated by an International Federation; and 5) does not put NGBs and athletes in an adversarial position. Please refer to attached chart for additional information. USADA FUNDING As an independent, non-profit organization, USADA receives funding through a grant from the United States government. The agency also has a contractual agreement with the USOC for conducting an Olympic Anti-Doping Program, testing U.S. athletes and the adjudication process for doping violations. as of Oct. 1. 2001 3 USADA PARTNERSHIPS In its early stages, USADA is working with national, international and governmental agencies to develop a comprehensive anti-doping initiative for U.S. athletes. USADA is working closely with the Salt Lake Organizing Committee (SLOC) to assist SLOC with the preparation of conducting doping tests during the 2002 Olympic and Paralympic Winter Games and its test events. Additionally, USADA is working closely with the Office of National Drug Control Policy (ONDCP), the World Anti-Doping Agency (WADA), the Council of Europe, the Canadian Centre for Ethics in Sport, the Australian Sports Drug Agency, and other national and international drug testing and education agencies in the fight against doping in sport. In 2001, USADA signed bilateral agreements with CCES and ASDA, as well as working with the Drug Free Sport Consoritum (DFSC). as of Oct. I, 2001 4 UNITED STATES ANTI-DOPING AGENCY USADA UNITED STATES ANTI-DOPING AGENCY " PROTOCOL FOR OLYMPIC MOVEMENT TESTING Effective : December 1, 2001 www.usantidoping.org UNITED STATES ANTI-DOPING AGENCY PROTOCOL FOR OLYMPIC MOVEMENT TESTING (effective Dec. 1, 2001) TABLE OF CONTENTS 1. USADA's Relationship with the United States Olympic Committee ("USOC") USADA Protocol 3-10 USADA is an independent legal entity not subject to the control of the USOC. The USOC has contracted with USADA to conduct drug testing and results management for participants in the Olympic movement within the United States Annex A-Athlete Location Forms 11-14 and to provide educational information to those participants. For purposes of transmittal of information by USADA, the USOC is USADA's client. However, Annex B 15 the USOC has authorized USADA to transmit information simultaneously to the relevant National Governing Body ("NGB"), International Federation ("IF") the Annex C 16 World Anti-Doping Agency ("WADA") and involved athlete. Annex D-American Arbitration Association 17-30 2. Athletes Subject to Testing by USADA Supplementary Procedures for The USOC and NGBs have authorized USADA to test the following athletes: Arbitration a. Any athlete who is a member of a NGB; b. Any athlete participating at a competition sanctioned by the USOC or a NGB; C. Any foreign athlete who would otherwise be subject to testing by USADA, the USOC or NGB; or d. Any other athlete who has given his/her consent to testing by USADA or who has submitted a USADA or IF out of competition testing location form within the USADA MISSION STATEMENT previous twelve months and has not given his or her NGB or USADA written notice of retirement. The U.S. Anti-Doping Agency (USADA) is dedicated e. Any athlete who has been named by the USOC or an NGB or is competing in a to eliminating the practice of doping in sport, includ- qualifying event to represent the USOC or NGB in international competition. ing U.S. Olympic, Pan American and Paralympic athletes. USADA is the independent anti-doping USADA will not allow the testing process to be used to harass any athlete. In selecting agency for Olympic sports in the United States, and athletes for testing, USADA will focus primarily on athletes who are participating or is responsible for managing the testing and adjudi- have the potential to participate, in international competition. cation process for the athletes. USADA is dedicated to preserving the well being of sport, the integrity of 3. Choice of Rules competition and ensuring the health of athletes In conducting drug testing and results management under this protocol, USADA through research initiatives and educational pro- will look to the following sources of rules: grams. a. The selection and collection procedures set forth in paragraphs 4, 5 & 6 herein shall apply to all testing done by USADA unless different procedures are agreed to between USADA and the party requesting the test for a particular event. 2 3 6. Sample Collection b. All tests performed by USADA shall be analyzed by IOC (or WADA accred- Sample collection by USADA, and third parties authorized by USADA to collect ited laboratories. In analyzing samples for USADA, those laboratories shall samples for USADA including other national anti-doping agencies pursuant to follow the standards established by the IOC (or WADA). bilateral or multilateral agreements, will substantially conform to the standards set forth by the IOC (or WADA). C. Tests performed by USADA shall be analyzed for the categories of prohib- ited and restricted substances and methods set forth in the rules of the appli- 7. Laboratory Analysis cable IF unless agreed otherwise between USADA and the party ordering All samples collected by USADA will be sent for analysis only to IOC (or the test. WADA)-accredited laboratories. d. USADA shall be responsible for results management of all tests performed 8. Notification by it and all other tests for which the applicable IF rules require the initial USADA will provide the following notification with respect to each specimen adjudication to be done by an NGB, including adjudication of reported posi- collected or attempted to be collected by USADA: tive cases and other potential violations of IF or USOC anti-doping rules, unless otherwise referred by USADA to a foreign sports organization having a. Upon receipt of a negative laboratory report, USADA will promptly forward that jurisdiction over the athlete. result to the athlete, the USOC and the applicable NGB. e. Any IF or NGB procedural rule inconsistent with this Protocol shall be super- ceded by this Protocol. b. Upon receipt of a positive laboratory A report or a report indicating an elevated testosterone to epitestosterone ratio or epitestosterone concentration, USADA f. The USOC may adopt its own Anti-Doping Policies which affect eligibility for will promptly notify the USOC, the applicable NGB, and athlete at the address USOC teams and benefits. on the Doping Control Notification/Signature Form and shall advise the athlete of the date on which the laboratory will conduct the B sample analysis. The 4. Selection of Athletes to be Tested In-Competition athlete may attend the B sample analysis accompanied by a representative at USADA shall have the authority to determine which athletes will be selected his or her own expense. Prior to the B sample opening, USADA shall provide to the athlete the A sample laboratory documentation set forth on Annex B. A for testing in all competitions tested by USADA. In making this determina- tion, USADA will normally follow NGB or IF selection procedures and will sample shall not be considered positive until after the B sample analysis con- include at a minimum the selection formulas or requests for target selection firms the A sample analysis or the athlete has expressly waived the B sample analysis. of particular athletes which are proposed by the USOC or a particular NGB or IF. USADA retains the right to test any athlete that it chooses with or without cause or explanation. C. Upon receipt of the laboratory's B sample report, USADA shall promptly notify the USOC, the applicable NGB and the athlete. USADA shall then provide to 5. Selection of Athletes to be Tested Out-of-Competition the athlete the B sample documentation package set forth on Annex C. The USADA shall have the authority to determine which athletes will be selected laboratory shall not be required to produce any documentation in addition to for out-of-competition testing by USADA. In making this determination, Annexes B and C unless ordered to do so by an arbitrator(s) during adjudica- USADA will carefully consider selection formulas or requests for target se- tion, in which case it shall be produced at the athlete's expense unless ordered lection of particular athletes which are proposed by the USOC or a particular otherwise by an arbitrator(s). NGB. USADA retains the right to test any athlete that it chooses, with or d. In special circumstances where USADA is conducting testing for an IF, re- without cause or explanation. gional or continental sports organization or other Olympic movement sporting body, other than the USOC or an NGB, the notification described in this section Each NGB will provide USADA with a regularly updated list of athletes to have included in No Advance Notice or other out-of-competition testing. shall be made exclusively to that sporting body, the athlete, and, if applicable, to the USOC and NGB. With respect to each athlete on such list and such additional athletes as may be designated by USADA, the NGB will provide USADA with the information as set forth on the athlete location form attached as Annex A. Thereafter it shall be the responsibility of each individual athlete to provide USADA with updated information as to his or her whereabouts. 5 4 e. At such time as USADA becomes aware of a potential violation of IF anti- doping rules or USOC Anti-Doping Policies (other than a positive test), then i. Upon USADA's receipt of a laboratory report identifying an analytically posi- USADA shall provide notice of such potential violation to the athlete, the tive or elevated B test result (or A test result when the B analysis has been USOC and the applicable NGB. expressly waived by the athlete), or when USADA determines that a poten- tial violation of other IF or USOC anti-doping rules has occurred, the follow- Notice to an athlete, for all purposes of this Protocol except for notice of ing steps shall be taken: f. negative laboratory reports, shall be effective when delivered by overnight courier to the athlete's most recent address on file with USADA. If USADA (1) USADA's Chief Executive Officer shall appoint a Review is not able to obtain delivery at such address, then USADA shall contact the Board as provided in Section (a) above. NGB and send notice by overnight courier to the athlete's most recent ad- dress on file with the NGB if that is a different address than the most recent (2) The athlete shall be promptly notified that within ten address on file with USADA. If the athlete's most recent address on file with days of date of notice he or she may submit to the Re USADA and the NGB is the same, or if USADA is unable to obtain delivery view Board, through USADA, any written materials for the Review Board's consideration. The athlete shall at the athlete's most recent address on file with the NGB, then notice to the athlete shall be effective upon the courier's last attempt to deliver. also be provided the name and telephone number of the Athlete Ombudsman. 9. Results Management Whenever USADA receives a laboratory report confirming a positive test, an (3) The Review Board shall be provided the laboratory elevated testosterone to epitestosterone ratio or an elevated epitestosterone documentation and any additional information which concentration, or when USADA has other reason to believe that a potential USADA deems appropriate. Copies of this information doping violation has occurred, such as admitted doping, refusal to test or traf- shall be provided simultaneously to the athlete and the ficking under the rules of the applicable IF or when USADA determines that a athlete shall be entitled to file a response with the Review Board. violation of the USOC's Anti-Doping Policies has occurred, then USADA shall address that case through the following results management procedures: (4) The Review Board shall be entitled to request additional information from either USADA or the athlete. a. USADA ANTI-DOPING REVIEW BOARD The USADA Anti-Doping Review Board ("Review Board") is a group of ex- (5) Notwithstanding the forgoing, the process before the perts independent of USADA with medical, technical and legal knowledge of Review Board shall not be considered a "hearing." The anti-doping matters. The Review Board members shall be appointed for two Review Board shall only consider written submittals. year terms by the USADA Board of Directors. The Review Board shall re- Submittals to the Review Board shall not be used in any view all sample test results reported by the laboratory as analytically positive further hearing or proceeding without the consent of the or elevated in accordance with section 9(a)(i) below. Such review shall be party making the submittal. The Review Board's recom undertaken by between three and five Review Board members appointed in mendations shall not be admissible in any further hear each case by USADA's Chief Executive Officer and composed of at least ing or proceeding. one technical, one medical and one legal expert. (6) The Review Board shall consider the written information The Review Board shall also review all potential violations of IF or USOC submitted to it and shall, by majority vote, make a rec anti-doping rules, other than positive or elevated tests, brought forward by ommendation to USADA with a copy to the athlete USADA. Review of potential violations other than positive tests shall be der- whether or not there is sufficient evidence of doping to taken by three Review Board members appointed in each case by USADA's proceed with the adjudication process. Chief Executive Officer. (7) USADA shall also forward the Review Board's recom- mendation to the USOC, the applicable NGB and IF and WADA. 6 7 b. ADJUDICATION iii. Either the athlete or the IF (whether a party or not) shall be entitled to appeal the AAA arbitrator(s) decision to CAS. A CAS appeal shall be filed with the i. Following receipt of the Review Board recommendation, USADA shall Administrator and the CAS hearing will automatically take place in the U.S. notify the athlete in writing whether USADA considers the matter closed or Otherwise the regular CAS appellate rules apply. The decision of CAS shall alternatively what specific charges or alleged violations will be adjudicated be final and binding on all parties and shall not be subject to further review or and what sanction, consistent with IF rules, or USOC Anti-Doping Policy; appeal. USADA is seeking to have imposed (and other possible sanctions which could be imposed under the applicable IF rules and USOC Policies). The iv. The athlete, within ten (10) days following the Notice described in section (i) notice shall also include a copy of the USADA Protocol for Olympic Move- above, shall be entitled, at his or her option, to elect to bypass the hearing ment Testing and the American Arbitration Association Supplementary described in section (ii) above and proceed directly to a single final hearing Procedures for Arbitration initiated by the United States Anti-Doping before CAS conducted in the United States. The CAS decision shall be final Agency attached as Annex D. Within ten (10) days following the date of and binding on all parties and shall not be subject to further review or appeal. such notice, the athlete must notify USADA in writing if he or she desires a hearing to contest the sanction sought by USADA. If the sanction is not V. In all hearings conducted pursuant to this procedure the applicable IF's cate- contested in writing within such ten (10) day period, then the sanction shall gories of prohibited substances, definition of doping and sanctions shall be be communicated by USADA to the athlete, USOC, the applicable NGB applied unless modified by an applicable USOC Anti-Doping Policy. In the and IF and WADA and thereafter imposed by the NGB. Such sanction event an IF's rules and the USOC Anti-Doping Policy are silent on an issue, shall not be reopened or be subject to appeal unless the athlete can dem- the rules set forth in the Olympic Movement Anti-Doping Code shall apply. onstrate by clear and convincing evidence in a subsequent appeal to CAS Notwithstanding the foregoing; (a) The IOC laboratories used by USADA shall that he or she did not receive either actual or constructive notice of the be presumed to have conducted testing and custodial procedures in accor- opportunity to contest the sanction. The athlete may also elect to avoid dance to prevailing and acceptable standards of scientific practice. This pre- the necessity for a hearing by accepting the sanction proposed by sumption can be rebutted by evidence to the contrary, but the accredited USADA. If the sanction is contested by the athlete, then a hearing shall laboratory shall have no onus in the first instance to show that it conducted be conducted pursuant to the procedure set forth below. the procedures other than in accordance with its standard practices conform- ing to any applicable IOC requirements; (b) minor irregularities in sample col- ii. The hearing will take place before the American Arbitration Association lection, sample testing or other procedures set forth herein which cannot rea- ("AAA") using a single arbitrator (or a three arbitrator panel if demanded sonably be considered to have effected the results of an otherwise valid test by either of the parties) selected from a pool of the North American Court or collection shall have no effect on such results; and (c) if contested, USADA of Arbitration for Sport ("CAS") Arbitrators who shall also be AAA Arbitra- shall have the burden of establishing the integrity of the sample collection tors. The hearing will take place in the U.S., be administered by the AAA process, the chain of custody of the sample, and the accuracy of laboratory Vice President who is also the administrator for the Decentralized Office test results by clear and convincing evidence unless the rules of the applica- of CAS in the Americas (the "Administrator"), and be conducted under ble IF set a higher standard. American Arbitration Association Supplementary Procedures for Arbitra- tion initiated by the United States Anti-Doping Agency attached as Annex vi. All administrative costs of the USADA review and adjudication process will be D. The parties will be USADA and the athlete. USADA shall also invite borne by USADA except the CAS appeal fee which will be paid by the athlete the applicable IF to participate either as a party or as an observer. For and refunded to the athlete by USADA should the athlete prevail on appeal. their information only, notice of the hearing date shall also be sent to the USOC, the applicable NGB and WADA. vii. The results of all hearings shall be communicated by USADA to the athlete, the USOC, the applicable NGB and IF and WADA. The NGB shall impose any sanction resulting from the adjudication process. The NGB shall not im- pose any sanctions until after the athlete has had the opportunity for a hear- ing pursuant to section 9(b)ii or 9(b) iv. 8 9 10. Ownership and Use of Samples All samples collected by USADA shall be the property of USADA. USADA USADA UNITED STATES ANTI-DOPING AGENCY may authorize the use of negative samples for research; however, in such ATHLETE LOCATION FORM INSTRUCTIONS event all markings on the sample which identify the sample as coming from a PLEASE READ BEFORE FILLING OUT THE ATHLETE LOCATION FORM particular athlete shall be obliterated. Athlete Information This section is for gathering personal information to help the Doping Control Officers locate and correctly identify you. R. Residence 11. Confidentiality 1. NAME: Provide your complete last, first, and middle name. Except for the notifications to the USOC, NGB, IF and WADA (or other sport- 2. GENDER: Check the appropriate box. ing body ordering the test) as otherwise provided in this protocol, USADA 3. DATE OF BIRTH: Provide the month, day, and year of birth 4. PHYSICAL ADDRESS: Provide the address where you will be residing for a majority of the upcoming quarter. This address cannot be a shall not publicly disclose an athlete's positive test result or other alleged dop- P.O. Box. Where indicated, provide the street, apartment number, city, state or province, zip code, and country if other than the U.S. Also, be sure to provide your e-mail address, home telephone number, cell phone number, and a ing violation until after the athlete has been found to have committed a doping fax number where you can be reached. An e-mail address is required for electronic submission of athlets location forms and change of pien forms, violation in a hearing conducted under either article 9(b)(ii) or 9(b)(iv) above 5. MAILING ADDRESS: If your mailing address is different from your primary address, provide your mailing address. This is the address or the athlete has failed to request a hearing within the time set forth in 9(b)(i) where USADA materials will be sent. 6. PRIMARY CONTACT PERSON: or the athlete has agreed to the sanction sought by USADA. USADA does Provide the name and telephone number of a person, other than yourself, who will be able to tell us your whereabouts if we cannot locate you not control how information provided by USADA to the USOC, NGB's, IF's 7. NATIONAL GOVERNING BODY: Provide the full name of the national governing body to which you belong. and your discipline. For example, if you compete in the sport of cross-country sking, your national governing body would be the U.S. Ski and Snowboard and WADA is disseminated. The USOC Policy is to publicly announce the Association and your discipline would be cross-country skiing. name of the athlete and the positive test result or other alleged doping viola- Daily Schedule tion thirty (30) days after receipt of the Review Board recommendation. This section is for gathering information concerning your daily schedule. This information will assist our Doping Control Officers in their effort to locate you during the week. We realize that it is difficult for you to know where you will be for each day of the upcoming quarter. but your best estimate will help USADA may release aggregate statistics of testings and adjudication results. significantly. X. Primary Training Facility (If not applicable. write N/A and leave the schedule blank) 8. FACILITY NAME: Provide the full name of the facility where you will do mest of your training during the upcoming quarter. 12. Expedited Procedures 9. FACILITY ADDRESS: Provide the address of the facility where you will do mest of your training during the upcoming quarter. This includes the street, city, and state. USADA may shorten any time period set forth in these procedures where 10. PRIMARY TRAINING doing so is reasonably necessary to resolve an athlete's eligibility before a FACILITY SCHEDULE (X): Provide the times during the day when you will typically be training at your primary training facility during the upcoming quarter. Fill in all empty boxes on the schedule with "N/A". Please refer to the following example: protected competition. If Susan the swimmer trains at her primary training facility Monday through Friday from 5 a.m. to 7 a.m. and then again from 1 p.m. to 3 p.m., she would fill out the schedule as follows: Day Sunday Monday Tuesday Wednesday Thursday Friday Saturday A.M. N/A 5:00 7:00 5:00 7:00 5:00 7:00 5:00 7:00 5:00 7:00 N/A P.M. N/A 1:00 3:00 1:00 3:00 1:00 3:00 1:00 3:00 1:00 3:00 N/A Y. Secondary Training Facility (If not applicable. write N/A and leave the schedule blank) 11. FACILITY NAME: Provide the full name of the facility where you will spend the second most time training during the upcoming quarter. 12. FACILITY ADDRESS: Provide the address of the facility where you will spend the second most time training during the upcoming quarter. This includes the street. city, and state. 13. SECONDARY TRAINING FACILITY SCHEDULE (Y): Provide the times during the day when you will typically be training at your secondary training facility during the upcoming quarter. Fill in all empty boxes on the schedule with "N/A". Please refer to the following example: If Susan the swimmer trains at her secondary training facility Saturday and Sunday from 10 a.m. to 2 p.m., she would au out the schedule as follows: Day Sunday Monday Tuesday Wednesday Thursday Friday Saturday A.M. 10:00 N/A N/A N/A N/A N/A 10:00 P.M. 2:00 N/A N/A N/A N/A N/A 2:00 Z. Other Regularly Scheduled Activities 14. OTHER REGULAR ACTIVITIES SCHEDULE (Z): Provide the times during the day when you will typically have other commitments such as work or class during the upcoming quarter. Fill in all empty boxes on the schedule with "N/A". Please refer to the following example: If Susan the swimmer works on Monday, Wednesday, and Friday from 7:30 a.m. to 10:30 a.m. and also has class from 11:00 a.m. to 1:00 p.m., she would fill out the schedule as follows: Day Sunday Monday Tuesday Wednesday Thursday Friday Saturday A.M. N/A 7:30 10:30 N/A 7:30 10:30 N/A 7:30 10:30 N/A A.M. N/A 11:00 N/A 11:00 N/A 11:00 N/A P.M. N/A 1:00 N/A 1:00 N/A 1:00 N/A P.M. N/A N/A N/A N/A N/A N/A N/A Page of 2 10 11 Quarterly Schedule This information will serve to create a more comprehensive picture of where you will be on any given day of the upcoming quarter. UNITED STATES ANTI-DOPING AGENCY USADA ATHLETE LOCATION FORM 15. NAME: Provide your complete last, first, and middle name as you did for #1. QUARTERLY UPDATE: January - March 2002 16. ADDITIONAL TEMPORARY Provide the addresses for any additional residences where you will stay during the upcoming quarter. Also, provide Return to USADA by December 1, 2001 ADDRESSES (A, B, C, D): the corresponding training facility address where you will train while you are staying at each residence. 17. COMPETITION SCHEDULE (E): Provide the name, location, country, and dates of all competitions you will compete in during the upcoming quarter in If the form you most recently submitted to USADA Includes a valid e-mail address, you may submit this location form the spaces provided. Attach additional pages if necessary. electronically at www.usantidoping.org Please type or print legibly and be as accurate and thorough as possible 18. QUARTERLY SCHEDULE: Fill in the schedule with the letters that correspond to the addresses where you will be on that day. For example, if you will be at your residence and your primary training facility January 1 through January 15, fill in each of those Athlete Information days on the schedule with the letters R and X. If you will be at your residence and your secondary training facility March 5 through March 20. fill in each of those days on the schedule with the letters R and Y. If you don't train on R. Residence Wednesdays and usually will be at your physical residence, no in each of those days on the schedule with the letter 1. NAME: R. If you will be at one of the ADDITIONAL TEMPORARY ADDRESSES February 10 through 15, or in those days - first middle on the schedule with the corresponding letter A,B,C. or D. Finally, If you have competitions January 20 through 22, February 1 through 3, and March 22 through 26, fill in each of those days on the schedule with the letter E. Fill in all 2. GENDER: MALE FEMALE 3. DATE OF BIRTH: / / month day year empty boxes on the schedule with "N/A". For additional assistance. please refer to the following example: 4. PHYSICAL ADDRESS: (No P.O. Boxes) 5. MAILING ADDRESS: (Address where you want USADA materials sent) in addition to her primary training facility, secondary training facility, and her primary residence, Susan the swimmer will be at an additional temporary address February 10 through 15. She also has a competition March 22 through 26. She will full out the schedule as follows: street address apt Month 2 3 4 5 6 8 $ 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 28 27 28 29 30 31 city stole sp code country city state Zip code country X x X X X Y Y X X X X X Y Y X X x X X Y Y X X X X x Y Y X x X ) ( ) ( ) R R R R R R R nome INSURERS number cell phone humber fax number BURNER scoress required or executionic Jan RRRRRRRRR R R R R R R R R R R R R R R R 2001 N Z 2 Z Z Z Z 2 Z 2 Z Z Z 2 X Y Y X X X X X A A A A A A X Y Y X X X x X Y Y X x X n/a 6. PRIMARY CONTACT PERSON: ( ) n/a n/a Feb RRRRRRRRR R R R R R R R R R R R R R name of contact other than yourself telephone number of contact 2001 z Z N Z Z Z Z Z Z Z x X Y Y x X X X X Y Y X x X X x Y Y X X x E E E E E X X X X Y 7. NATIONAL GOVERNING BODY: R R R R R R R R sport onceme Mar RRRRRRRRRR R R 2001 z Z Z Z Z z Z Z Days when you do not train but will be at your physical address should be filled in with - R on the Quartarly Schedule- page 2, P18. R=Residence, X=Primary Training Location, Y=Secondary Training Location, Z=Other Regularly Scheduled Activities, A,B,C,D=T emporary Residence Addresses, E=Compatition Daily Schedule 19. ATHLETE SIGNATURE: Sign your name and provide the date of your signature. We realize that it is difficult for you to know where you will be for each day of the upcoming quarter, but your best estimate will help significantly. 20. ADDITIONAL PAGES: FEEL FREE TO ATTACH ADDITIONAL PAGES IF THERE IS INSUFFICIENT ROOM ON THIS FORM FOR YOU TO X. Primary Training Location PROVIDE COMPLETE INFORMATION REGARDING YOUR PERSONAL INFORMATION, DAILY SCHEDULE, OR QUARTERLY SCHEDULE. YOU ARE ALSO ENCOURAGED TO ATTACH ADDITIONAL SCHEDULES IF APPLICABLE. 8. FACILITY NAME: S 21. QUESTIONS:IF YOU HAVE ANY QUESTIONS ABOUT THE ATHLETE LOCATION FORM THAT CANNOT BE ANSWERED BY THIS INSTRUCTION 9. FACILITY ADDRESS: street SHEET, FEEL FREE TO CONTACT USADA, TOLL FREE, AT 1-866-601-2632. 10. PRIMARY TRAINING LOCATION SCHEDULE: A FOR INFORMATION ABOUT USADA, VISIT US ON THE WEB AT: WWW.USANTIDOPING.ORG Day Sunday Monday Tuesday Wednesday Thursday Friday Saturday 22. DUE DATE: THE JANUARY 2002 - MARCH 2002 ATHLETE LOCATION FORM MUST BE RETURNED TO USADA BY A.M. DECEMBER 1, 2001. Periods when you train of your primary training location should be filled in with an X on their M terty Schedule- page 2, #18. P.M. Y. Secondary Training Location WHEN YOU HAVE COMPLETED THE ATHLETE LOCATION FORM, DOUBLE CHECK THE FORM FOR ACCURACY, AND MAIL OR FAX THE FORM TO THE FOLLOWING ADDRESS: 11. FACILITY NAME: P UNITED STATES ANTI DOPING AGENCY 12. FACILITY ADDRESS: 1265 LAKE PLAZA DR. street COLORADO SPRINGS, CO 80906 13. SECONDARY TRAINING LOCATION SCHEDULE: Day Sunday Monday Tuesday Wednesday Thursday Friday Saturday FAX: (719) 785-2001 A.M. P.M. If the form you most recently submitted to USADA includes a valid e-mail address, you may submit this location form electronically at www.usantidoping.org Periods when you train at your secondary training location should be filled in with a Y on the Quarterly Schedule- page 2, #18. Z. Other Regularly Scheduled Activities 14. OTHER REGULARLY SCHEDULED ACTIVITIES SCHEDULE (e.g. work, school, etc.): Day Sunday Monday Tuesday Wednesday Thursday Friday Saturday A.M. A.M. Page 20f 2 P.M. P.M. Periods when you regularly participate in activities other than training should be filled in with a 2 on the Quarterly Schedule - page 2, #18. Page of 2 12 13 USADA UNITED STATES ANTI-DOPING AGENCY ATHLETE LOCATION FORM Quarterly Schedule 15. NAME: last BEST more 16. ADDITIONAL TEMPORARY ADDRESSES: A. B. C. D. Temporary Residence Address Temporary Residence Address Temporary Residence Address Temporary Residence Address street street street street city a city state/province S state/province city be code country other Zip tode country other than code country other pcode country Temporary Training Address Temporary Training Address Temporary Training Address Temporary Training Address name actiony name active name street street street 14 city state/prov king city state/province CRY city state/province ap code country (Former than U.S.) 210 code country (if ONE then 200 dountry other than U S.) country other 17. COMPETITION SCHEDULE: E. Competition Location Country Dates name competition city MATE/PROVER country other date ending date name competition only etists/province country other than U S.) starting date ending date name of competition city state/province country other manus) ending date name competition city state/province country other than U.S.) starting date and date THEYER competition CRY country other than U.S.) enemo CHICO 18. QUARTERLY SCHEDULE: Fill-in each box on the calendar with the letters corresponding to the places you will be during that day. (RX,Y,Z,A,B,C,D.or E) Month 1 2 3 4 5 6 7 8 9 10 11 12 13 14 16 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Jan 2002 Feb 2002 n/a n/a n/a Mar 2002 R - Residence, X . Primary Training Location, Y= Secondary Training Location, Z . Regularly Scheduled Activities, A,B,C,D . Temporary Residence Address, E = Competition 19. ATHLETE SIGNATURE: 3. 2. 1. analysis. tive "A" sample analysis: 15 pany the "B" sample which will also address documents related to the "A" this data prior to transmittal than with the documentation package to accom- time constraints involved, there is typically less time to review and organize representative to determine a course of action. It is understood that due to the athlete's sample. The purpose of this data is to allow the athlete or their urine, a positive control urine (including quantitative data where relevant), and gas chromatography/mass spectrometric) graphical data for negative control viated data should include applicable analytical confirmation technique (e.g., An abbreviated analytical report to the "A" confirmation analysis. The abbre- the athlete's sample exceeds the threshold will be reported. employed, that threshold will be noted. When possible, the degree to which violation. In those cases where an administrative threshold concentration is Notification of the prohibited substance at issue which could result in a doping contact information for the USOC Athlete Ombudsman. A standard notice setting forth the review procedures, athlete's rights, and The following documents will accompany the initial notification to the athlete of a posi- ANNEX B ANNEX C ANNEX D The following documentation will be supplied as the standard documentation package: American Arbitration Association Supplementary Procedures for Arbitration initi- ated by the United States Anti-Doping Agency ("USADA") Table of contents/Sample identification information Organization requesting the test Date of sample collection and site identification R-1. Applicability USADA sample identification number Laboratory sample identification number The Commercial Arbitration Rules of the American Arbitration Association, as modified Chain of custody documentation for sample container by with these Supplementary Procedures shall apply to arbitrations which arise out of Doping Control Notification form (Laboratory copy) the United States Anti-Doping Agency's (USADA) Protocol for Olympic Movement Test- Transportation chain of custody (e.g., courier documentation, laboratory ing. To the extent that there is any variance between the Commercial Arbitration Rules receipt of container) and the Supplementary Procedures for Arbitrations initiated by USADA, the Supple- Notices of any irregularities (e.g., memoranda for the record) mentary Procedures shall control. "A" sample container chain(s) of custody "A" Sample Screening Results Relevant aliquot chain(s) of custody R-2. AAA and Delegation of Duties Screening procedure data, including chromatograms (or other relevant data), for Negative control urine Doping cases shall be administered by the AAA through the AAA Vice President then Positive control urine (with concentration indicated, if relevant) serving as the Secretary for the North American/Central American/Caribbean Islands Sample urine aliquot(s) Decentralized Office of The Court of Arbitration for Sport or his/her designee (the "A" Sample Confirmation Results "Administrator"). Summary of the analytical principles of the confirmation method Aliquot chain of custody R-3. National Panel of Arbitrators Sequence verification data Confirmation procedure data, including chromatograms (or other relevant data), for Negative control urine The Panel of Arbitrators for doping cases shall consist of the North American Court of Positive control urine (with concentration indicated, if relevant) Arbitration of Sport ("CAS") Arbitrators who shall also be AAA Arbitrators (the "Arbitrator Standard(s)/calibrator(s) (if relevant) Pool"). Sample urine aliquot(s) Analytical run instrument validation data (e.g.; tune data) R-4. Initiation under an Arbitration Provision in a Contract "A" sample report (including numerical data for threshold substances*) pH, Specific Gravity, and other urine integrity test results (if applicable, Arbitration proceedings shall be initiated by USADA by sending a notice to the athlete including abnormal appearance of sample) performed in laboratory. "B" Sample Confirmation Results and the Administrator which sets forth the sanction, consistent with the applicable Inter- "B" sample container chain(s) of custody national Federation rules, which USADA is seeking to have imposed and other possible Summary of the analytical principles of the confirmation method (if different than "A") sanctions which could be imposed under the applicable International Federation rules. Aliquot chain of custody The notice shall also advise the athlete of the name and telephone number of the Ath- Sequence verification data lete Ombudsman and shall include a copy of the USADA Protocol for Olympic Sport Confirmation procedure data, including chromatograms (or other relevant data), for Testing and the Modifications to AAA Commercial Rules. The parties to the proceeding Negative control urine shall be USADA and the athlete. The applicable International Federation shall also be Positive control urine (with concentration indicated, if relevant) invited to join in the proceeding as a party or as an observer. Standard(s)/calibrator(s) (if relevant) Sample urine aliquot(s) R-5. Initiation under a Submission Analytical run instrument validation data (e.g., tune data) "B" sample report (including numerical data for threshold substances*) Reports and Correspondence Parties to any existing dispute may commence an arbitration under these rules by filing All facsimiles or letters related to analysis and reporting of sample results at any office of the AAA two copies of a written submission to arbitrate under these rules, signed by the parties. It shall contain a statement of the nature of the dispute, the *For threshold substances, an estimate of the ratio or concentration or an estimate of the concen- names and addresses of all parties, any claims and counterclaims, the amount in- tration relative to the threshold (i.e. 20 times the threshold concentration) is deemed acceptable. volved, if any, the remedy sought, and the hearing locale requested, together with the 16 17 appropriate filing fee as provided in the schedule included with these rules. Unless the parties state otherwise in the submission, all claims and counterclaims will be deemed R-10. Administrative Conference to be denied by the other party. At the request of any party or upon the AAA's own initiative, the AAA may conduct an R-6. Changes of Claim administrative conference, in person or by telephone, with the parties and/or their repre- sentatives. The conference may address such issues as arbitrator selection, potential After filing of a claim, if either party desires to make any new or different claim or coun- mediation of the dispute, potential exchange of information, a timetable for hearings terclaim, it shall be made in writing and filed with the AAA. The party asserting such a and any other administrative matters. There is no administrative fee for this service. claim or counterclaim shall provide a copy to the other party, who shall have 15 days from the date of such transmission within which to file an answering statement with the R-11. Fixing of Locale AAA. After the arbitrator is appointed, however, no new or different claim may be sub- mitted except with the arbitrator's consent. The locale of the arbitration shall be in the United States at a location determined by the Administrator using criteria established by the AAA. R-7. Applicable Procedures R-12. Qualifications of an Arbitrator All rules. cases shall be administered in accordance with Sections R-1 through R-57 of these (a) Any neutral arbitrator appointed pursuant to Section R-13, R-14, R-15, or selected by mutual choice of the parties or their appointees, shall be subject The applicable procedure shall be the regular procedure (as opposed to the Expedited to disqualification for the reasons specified in Section R-19. If the parties spe- or Complex procedures) set forth in the AAA Commercial Arbitration Rules. cifically so agree in writing, the arbitrator shall not be subject to disqualifica- tion for those reasons. R-8. Jurisdiction Delete R-12(b). Party-appointed arbitrators are expected to be neutral and (a) The arbitrator shall have the power to rule on his or her own jurisdiction, may be disqualified for the reasons set forth in R-19. including any objections with respect to the existence, scope or validity of the arbitration agreement. R-13. Appointment from Panel (b) The arbitrator shall have the power to determine the existence or validity If the parties have not appointed an arbitrator and have not provided any other method of a contract of which an arbitration clause forms a part. Such an arbitration of appointment, the arbitrator shall be appointed in the following manner: clause shall be treated as an agreement independent of the other terms of (a) Immediately after the filing of the submission or the answering statement the contract. A decision by the arbitrator that the contract is null and void shall or the expiration of the time within which the answering statement is to be not for that reason alone render invalid the arbitration clause. filed, the AAA shall send simultaneously to each party to the dispute an iden- tical list of names of persons chosen from the panel. The parties are encour- (c) A party must object to the jurisdiction of the arbitrator or to the arbitrability aged to agree to an arbitrator from the submitted list and to advise the AAA of of a claim or counterclaim no later than the filing of the answering statement their agreement. to the claim or counterclaim that gives rise to the objection. The arbitrator may rule on such objections as a preliminary matter or as part of the final (b) If the parties are unable to agree upon an arbitrator, each party to the dis- award. pute shall have 5 days from the transmittal date in which to strike names ob- jected to, number the remaining names in order of preference, and return the R-9. Mediation list to the AAA. If a party does not return the list within the time specified, all persons named therein shall be deemed acceptable. From among the per- The reference to mediation shall be deleted. sons who have been approved on both lists, and in accordance with the des- ignated order of mutual preference, the AAA shall invite the acceptance of an arbitrator to serve. If the parties fail to agree on any of the persons named, or if acceptable arbitrators are unable to act, or if for any other reason the ap- pointment cannot be made from the submitted lists, the AAA shall have the power to make the appointment from among other members of the panel 18 19 without the submission of additional lists. The time limit for striking names (c) If the parties have agreed that their party-appointed arbitrators shall ap- and returning the list of arbitrators shall be five days instead of 15 days. point the neutral arbitrator from the panel, the AAA shall furnish to the par- ty-appointed arbitrators, in the manner provided in Section R-13, a list se- Delete (c) and replace with the following: Within 5 days following the comple- lected from the panel, and the appointment of the neutral arbitrator shall be tion of the arbitrator selection process set forth in R-12(a) and (b), either party made as provided in that section. may elect instead to have the matter heard by a panel of three arbitrators. Any party so electing shall designate one arbitrator from the Arbitrator Pool R-16. Nationality of Arbitrator within such 5 day period. The other party shall have an additional 5 days to designate an arbitrator from the Arbitrator Pool. A third arbitrator from the Where the parties are nationals or residents of different countries, the AAA, at the re- Arbitration Pool, who will not be from the original list, shall be designated by quest of any party or on its own initiative, may appoint as a neutral arbitrator a national the Administrator as the chairman of the panel. of a country other than that of any of the parties. The request must be made prior to the time set for the appointment of the arbitrator as agreed by the parties or set by these R-14. Direct Appointment by a Party rules. (a) If the agreement of the parties names an arbitrator or specifies a method R-17. Number of Arbitrators of appointing an arbitrator, that designation or method shall be followed. The notice of appointment, with the name and address of the arbitrator, shall be If the arbitration agreement does not specify the number of arbitrators, the dispute shall filed with the AAA by the appointing party. Upon the request of any appoint- be heard and determined by one arbitrator, unless the AAA, in its discretion, directs that ing party, the AAA shall submit a list of members of the panel from which the three arbitrators be appointed. The parties may request three arbitrators in their de- party may, if it so desires, make the appointment. mand or answer, which request the AAA will consider in exercising its discretion regard- ing the number of arbitrators appointed to the dispute. (b) If the agreement specifies a period of time within which an arbitrator shall be appointed and any party fails to make the appointment within that period, R-18. Notice to Arbitrator of Appointment the AAA shall make the appointment. Notice of the appointment of the neutral arbitrator, whether appointed mutually by the (c) If no period of time is specified in the agreement, the AAA shall notify the parties or by the AAA, shall be sent to the arbitrator by the AAA, together with a copy of party to make the appointment. If within 15 days after such notice has been these rules, and the signed acceptance of the arbitrator shall be filed with the AAA prior sent, an arbitrator has not been appointed by a party, the AAA shall make the to the opening of the first hearing. appointment. R-19. Disclosure and Challenge Procedure R-15. Appointment of Neutral Arbitrator by Party-Appointed Arbitrators or Parties (a) Any person appointed as a neutral arbitrator shall disclose to the AAA any (a) If the parties have selected party-appointed arbitrators, or if such arbitra- circumstance likely to affect impartiality or independence, including any bias tors have been appointed as provided in Section R-14, and the parties have or any financial or personal interest in the result of the arbitration or any past authorized them to appoint a neutral arbitrator within a specified time and no or present relationship with the parties or their representatives. Upon receipt appointment is made within that time or any agreed extension, the AAA may of such information from the arbitrator or another source, the AAA shall com- appoint a neutral arbitrator, who shall act as chairperson. municate the information to the parties and, if it deems it appropriate to do so, to the arbitrator and others. (b) If no period of time is specified for appointment of the neutral arbitrator and the party-appointed arbitrators or the parties do not make the appoint- (b) Upon objection of a party to the continued service of a neutral arbitrator, ment within 15 days from the date of the appointment of the last party-ap- the AAA shall determine whether the arbitrator should be disqualified and pointed arbitrator, the AAA may appoint the neutral arbitrator, who shall act shall inform the parties of its decision, which shall be conclusive. as chairperson. 20 21 R-20. Communication with Arbitrator (b) At least five (5) business days prior to the hearing, the parties shall ex- (a) No party and no one acting on behalf of any party shall communicate uni- change copies of all exhibits they intend to submit at the hearing. laterally concerning the arbitration with a neutral arbitrator or a candidate for neutral arbitrator. Unless the parties agree otherwise or the arbitrator so di- (c) The arbitrator is authorized to resolve any disputes concerning the ex- rects, any communication from the parties to a neutral arbitrator shall be sent change of information. to the AAA for transmittal to the arbitrator. R-24. Date, Time, and Place of Hearing (b) The parties or the arbitrators may also agree that once the panel has been constituted, no party and no one acting on behalf of any party shall communi- Except as may be mutually agreed by the parties or upon the request of a single party cate unilaterally concerning the arbitration with any party-appointed arbitrator. for good cause as may be determined by the arbitrator, the hearing, including any brief- ing ordered by the arbitrator, shall be completed within three months of the appointment R-21. Vacancies of the arbitrator. On good cause shown by any party, the hearing process shall be ex- pedited as may be necessary in order the resolve the determination of an athlete's eligi- (a) If for any reason an arbitrator is unable to perform the duties of the office, bility prior to any protected competition or team selection for a protected competition. the AAA may, on proof satisfactory to it, declare the office vacant. Vacancies shall be filled in accordance with the applicable provisions of these rules. R-25. Attendance at Hearings (b) In the event of a vacancy in a panel of neutral arbitrators after the hear- The arbitrator and the AAA shall maintain the privacy of the hearings unless the law ings have commenced, the remaining arbitrator or arbitrators may continue provides to the contrary. Any person having a direct interest in the arbitration is entitled with the hearing and determination of the controversy, unless the parties to attend hearings. The arbitrator shall otherwise have the power to require the exclu- agree otherwise. sion of any witness, other than a party or other essential person, during the testimony of any other witness. It shall be discretionary with the arbitrator to determine the propriety (c) In the event of the appointment of a substitute arbitrator, the panel of arbi- of the attendance of any other person other than a party and its representatives. At the trators shall determine in its sole discretion whether it is necessary to repeat arbitrator's discretion, hearings may also be conducted telephonically. all or part of any prior hearings. R-26. Representation R-22. Preliminary Hearing Any party may be represented by counsel or other authorized representative. A party (a) At the request of any party or at the discretion of the arbitrator or the AAA, intending to be SO represented shall notify the other party and the AAA of the name and the arbitrator may schedule as soon as practicable a preliminary hearing with address of the representative at least three days prior to the date set for the hearing at the parties and/or their representatives. The preliminary hearing may be con- which that person is first to appear. When such a representative initiates an arbitration ducted by telephone at the arbitrator's discretion. There is no administrative or responds for a party, notice is deemed to have been given. fee for the first preliminary hearing. R-27. Oaths (b) During the preliminary hearing, the parties and the arbitrator should dis- cuss the future conduct of the case, including clarification of the issues and Before proceeding with the first hearing, each arbitrator may take an oath of office and, claims, a schedule for the hearings and any other preliminary matters. if required by law, shall do SO. The arbitrator may require witnesses to testify under oath administered by any duly qualified person and, if it is required by law or requested by R-23. Exchange of Information any party, shall do SO. (a) At the request of any party or at the discretion of the arbitrator, consistent R-28. Stenographic Record with the expedited nature of arbitration, the arbitrator may direct (i) the pro- duction of documents and other information, and (ii) the identification of any Any party desiring a stenographic record shall make arrangements directly with a ste- witnesses to be called. nographer and shall notify the other parties of these arrangements at least three days in advance of the hearing. The requesting party or parties shall pay the cost of the record. If the transcript is agreed by the parties, or determined by the arbitrator to be the official 22 23 record of the proceeding, it must be provided to the arbitrator and made available to the other parties for inspection, at a date, time, and place determined by the arbitrator. R-33. Evidence R-29. Interpreters (a) The parties may offer such evidence as is relevant and material to the dispute and shall produce such evidence as the arbitrator may deem neces- Any party wishing an interpreter shall make all arrangements directly with the inter- sary to an understanding and determination of the dispute. Conformity to preter and shall assume the costs of the service. legal rules of evidence shall not be necessary. All evidence shall be taken in the presence of all of the arbitrators and all of the parties, except where any R-30. Postponements of the parties is absent, in default or has waived the right to be present. The arbitrator may postpone any hearing upon agreement of the parties, upon request (b) The arbitrator shall determine the admissibility, relevance, and materiality of a party for good cause shown, or upon the arbitrator's own initiative. A party or par- of the evidence offered and may exclude evidence deemed by the arbitrator ties causing a postponement of a hearing will be charged a postponement fee, as set to be cumulative or irrelevant. forth in the administrative fee schedule. (c) The arbitrator shall take into account applicable principles of legal privi- R-31. Arbitration in the Absence of a Party or Representative lege, such as those involving the confidentiality of communications between a lawyer and client. Unless the law provides to the contrary, the arbitration may proceed in the absence of any party or representative who, after due notice, fails to be present or fails to obtain a (d) An arbitrator or other person authorized by law to subpoena witnesses or postponement. An award shall not be made solely on the default of a party. The arbitra- documents may do so upon the request of any party or independently. require for the making of an award. tor shall require the party who is present to submit such evidence as the arbitrator may (e) New Rule: In all hearings conducted pursuant to these rules, the applica- ble International Federation's categories of prohibited substances, definition R-32. Conduct of Proceedings of doping and sanctions shall be applied. In the event an IF's rules are silent on an issue, the rules set forth in the Olympic Movement Anti-Doping Code (a) The claimant shall present evidence to support its claim. The respondent shall apply. IF and Code rules may be mitigated, as appropriate, by the prin- shall then present evidence to support its defense. Witnesses for each party ciples set forth in the decisions of CAS. Notwithstanding the foregoing, (a) shall also submit to questions from the arbitrator and the adverse party. The The IOC laboratories used by USADA shall be presumed to have conducted arbitrator has the discretion to vary this procedure, provided that the parties testing and custodial procedures in accordance to prevailing and acceptable are treated with equality and that each party has the right to be heard and is standards of scientific practice. This presumption can be rebutted by evi- given a fair opportunity to present its case. dence to the contrary, but the accredited laboratory shall have no onus in the first instance to show that it conducted the procedures other than in accor- (b) The arbitrator, exercising his or her discretion, shall conduct the proceed- dance with its standard practices conforming to any applicable IOC require- ings with a view to expediting the resolution of the dispute and may direct the ments; (b) laboratories shall only be required to produce the documentation order of proof, bifurcate proceedings and direct the parties to focus their pres- provided for in USADA's Protocol for Olympic Sport Testing unless the arbi- case. entations on issues the decision of which could dispose of all or part of the trator finds that the athlete has a compelling need for additional information. In such event, the cost from the laboratory of providing the additional informa- tion shall be borne by the athlete; (c) minor irregularities in sample collection, (c) The parties may agree to waive oral hearings in any case. sample testing or other procedures set forth herein which cannot reasonably be considered to have effected the results of an otherwise valid test or collec- tion shall have no effect on such results; and (d) if contested, USADA shall have the burden of establishing the integrity of the sample collection process, the chain of custody of the sample, and the accuracy of laboratory test results by clear and convincing evidence unless the rules of the applicable IF set a higher standard. 24 25 R-34. Evidence Evidence by Affidavit and Posthearing Filing of Documents or Other R-34 and the date set for their receipt is later than that set for the receipt of briefs, the later date shall be the closing date of the hearing. The time limit within which the arbi- trator is required to make the award shall commence, in the absence of other agree- (a) The arbitrator may receive and consider the evidence of witnesses by ments by the parties, upon the closing of the hearing. declaration or affidavit, but shall give it only such weight as the arbitrator deems it entitled to after consideration of any objection made to its admission. R-38. Reopening of Hearing (b) If the parties agree or the arbitrator directs that documents or other evi- The hearing may be reopened on the arbitrator's initiative, or upon application of a dence be submitted to the arbitrator after the hearing, the documents or other party, at any time before the award is made. If reopening the hearing would prevent the evidence shall be filed with the AAA for transmission to the arbitrator. All par- making of the award within the specific time agreed on by the parties in the contract(s) ties shall be afforded an opportunity to examine and respond to such docu- out of which the controversy has arisen, the matter may not be reopened unless the ments or other evidence. parties agree on an extension of time. When no specific date is fixed in the contract, the R-35. Inspection or Investigation arbitrator may reopen the hearing and shall have 10 days from the closing of the re- opened hearing within which to make an award. The 30 day period for re-opening a hearing [under rule 38] shall be reduced to 10 days. An arbitrator finding it necessary to make an inspection or investigation in connection with the arbitration shall direct the AAA to so advise the parties. The arbitrator shall set R-39. Waiver of Rules the date and time and the AAA shall notify the parties. Any party who so desires may be present at such an inspection or investigation. In the event that one or all parties are Any party who proceeds with the arbitration after knowledge that any provision or re- not present at the inspection or investigation, the arbitrator shall make an oral or written quirement of these rules has not been complied with and who fails to state an objection report to the parties and afford them an opportunity to comment. in writing shall be deemed to have waived the right to object. R-36. Interim Measures R-40. Extensions of Time (a) The arbitrator may take whatever interim measures he or she deems nec- The parties may modify any period of time by mutual agreement. The AAA or the arbi- essary, including injunctive relief and measures for the protection or conser- trator may for good cause extend any period of time established by these rules, except vation of property and disposition of perishable goods. the time for making the award. The AAA shall notify the parties of any extension. (b) Such interim measures may take the form of an interim award, and the R-41. Serving of Notice arbitrator may require security for the costs of such measures. (a) Any papers, notices, or process necessary or proper for the initiation or continuation of an arbitration under these rules, for any court action in con- (c) A request for interim measures addressed by a party to a judicial authority nection therewith, or for the entry of judgment on any award made under shall not be deemed incompatible with the agreement to arbitrate or a waiver of the right to arbitrate. these rules may be served on a party by mail addressed to the party, or its representative at the last known address or by personal service, in or outside R-37. Closing of Hearing the state where the arbitration is to be held, provided that reasonable oppor- tunity to be heard with regard to the dispute is or has been granted to the The arbitrator shall specifically inquire of all parties whether they have any further party. proofs to offer or witnesses to be heard. Upon receiving negative replies or if satisfied (b) The AAA, the arbitrator and the parties may also use overnight delivery or that the record is complete, the arbitrator shall declare the hearing closed. electronic facsimile transmission (fax), to give the notices required by these rules. Where all parties and the arbitrator agree, notices may be transmitted If briefs are to be filed, the hearing shall be declared closed as of the final date set by the arbitrator for the receipt of briefs, If documents are to be filed as provided in Section by electronic mail (E-mail), or other methods of communication. 26 27 (c) Unless otherwise instructed by the AAA or by the arbitrator, any docu- ments submitted by any party to the AAA or to the arbitrator shall simultane- All fees and expenses payable to the AAA, the arbitrator or for witnesses or ously be provided to the other party or parties to the arbitration. proof produced at the direct request of the arbitrator shall be paid solely by USADA. R-42. Majority Decision R-46. Award upon Settlement When the panel consists of more than one arbitrator, unless required by law or by the arbitration agreement, a majority of the arbitrators must make all decisions. If the parties settle their dispute during the course of the arbitration and if the parties so request, the arbitrator may set forth the terms of the settlement in a "consent award." R-43. Time of Award R-47. Delivery of Award to Parties The award shall be made promptly by the arbitrator and, unless otherwise agreed by the parties or specified by law, no later than 10 days from the date of closing the hear- Parties shall accept as notice and delivery of the award the placing of the award or a ing, or, if oral hearings have been waived, from the date of the AAA's transmittal of the true copy thereof in the mail addressed to the parties or their representatives at the last final statements and proofs to the arbitrator. The 30 day period given to the arbitrator known addresses, personal or electronic service of the award, or the filing of the award [under rule 43] for rendering an award shall be reduced to 10 days. in any other manner that is permitted by law. R-44. Form of Award R-48. Modification of Award (a) Any award shall be in writing and signed by a majority of the arbitrators. It Within 5 days after the transmittal of an award, any party, upon notice to the other par- shall be executed in the manner required by law. In all cases, the arbitrator ties, may request the arbitrator, through the AAA, to correct any clerical, typographical, shall render a reasoned award. or computational errors in the award. The arbitrator is not empowered to redetermine the merits of any claim already decided. The other parties shall be given 5 days to re- R-45. Scope of Award spond to the request. The arbitrator shall dispose of the request within 5 days after transmittal by the AAA to the arbitrator of the request and any response thereto. The (a) The arbitrator may grant any remedy or relief that the arbitrator deems just time periods provided for seeking modification of the award [under rule 48] shall be re- and equitable and within the scope of the agreement of the parties, including, duced to 5 days. but not limited to, specific performance of a contract. R-49. Release of Documents for Judicial Proceedings (b) In addition to a final award, the arbitrator may make other decisions, in- cluding interim, interlocutory, or partial rulings, orders, and awards. In any The AAA shall, upon the written request of a party, furnish to the party, at the party's interim, interlocutory, or partial award, the arbitrator may assess and appor- expense, certified copies of any papers in the AAA's possession that may be required tion the fees, expenses, and compensation related to such award as the arbi- in judicial proceedings relating to the arbitration. The AAA shall also furnish copies of trator determines is appropriate. documents required in connection with CAS proceedings. (c) In the final award, the arbitrator shall assess the fees, expenses, and com- R-49 A. New Rule: pensation provided in Sections R-51, R-52, and R-53. The arbitrator may ap- portion such fees, expenses, and compensation among the parties in such The arbitration award may be appealed to CAS by either the athlete or by the applica- amounts as the arbitrator determines is appropriate. ble International Federation (whether or not a party). Notice of appeal shall be filed with the Administrator within the time period provided in the CAS appellate rules. Ap- (d) The award of the arbitrator(s) may include: (a) interest at such rate and peals to CAS filed under these rules shall be heard in the United States. The decisions from such date as the arbitrator(s) may deem appropriate; and (b) an award of CAS shall be final and binding on all parties and shall not be subject to any further of attorneys' fees if all parties have requested such an award or it is author- review or appeal except as permitted by the Swiss Federal Judicial Organization Act or ized by law or their arbitration agreement. the Swiss statute on private international law. 28 29 R-50. Applications to Court and Exclusion of Liability (b) Arbitrators shall be compensated at a rate consistent with the arbitrator's stated rate of compensation, beginning with the first day of hearing in all (a) No judicial proceeding by a party relating to the subject matter of the arbi- cases with claims exceeding $10,000. tration shall be deemed a waiver of the party's right to arbitrate. (c) If there is disagreement concerning the terms of compensation, an appro- (b) Neither the AAA nor any arbitrator in a proceeding under these rules is a priate rate shall be established with the arbitrator by the AAA and confirmed necessary party in judicial proceedings relating to the arbitration. to the parties. (c) Parties to an arbitration under these rules shall be deemed to have con- (d) Any arrangement for the compensation of a neutral arbitrator shall be sented that judgment upon the arbitration award may be entered in any fed- made through the AAA and not directly between the parties and the arbitrator. eral or state court having jurisdiction thereof. R-54. Deposits (d) Neither the AAA nor any arbitrator shall be liable to any party for any act or omission in connection with any arbitration conducted under these rules. The AAA may require the parties to deposit in advance of any hearings such sums of money as it deems necessary to cover the expense of the arbitration, including the arbi- R-51. Administrative Fees trator's fee, if any, and shall render an accounting to the parties and return any unex- pended balance at the conclusion of the case. As a not-for-profit organization, the AAA shall prescribe filing and other administrative fees and service charges to compensate it for the cost of providing administrative ser- R-55. Interpretation and Application of Rules vices. The fees in effect when the fee or charge is incurred shall be applicable. The arbitrator shall interpret and apply these rules insofar as they relate to the arbitra- The filing fee shall be advanced by the party or parties making a claim or counterclaim, tor's powers and duties. When there is more than one arbitrator and a difference arises subject to final apportionment by the arbitrator in the award. among them concerning the meaning or application of these rules, it shall be decided by a majority vote. If that is not possible, either an arbitrator or a party may refer the The AAA may, in the event of extreme hardship on the part of any party, defer or re- question to the AAA for final decision. All other rules shall be interpreted and applied by duce the administrative fees. the AAA. R-52. Expenses R-56. Suspension for Nonpayment The expenses of witnesses for either side shall be paid by the party producing such If arbitrator compensation or administrative charges have not been paid in full, the AAA witnesses. All other expenses of the arbitration, including required travel and other ex- may so inform the parties in order that one of them may advance the required payment. penses of the arbitrator, AAA representatives, and any witness and the cost of any If such payments are not made, the arbitrator may order the suspension or termination proof produced at the direct request of the arbitrator, shall be borne equally by the par- of the proceedings. If no arbitrator has yet been appointed, the AAA may suspend the ties, unless they agree otherwise or unless the arbitrator in the award assesses such proceedings. expenses or any part thereof against any specified party or parties. R-57. New Rule: R-53. Neutral Arbitrator's Compensation Notwithstanding the foregoing, any athlete, within 10 days following the date of the no- (a) Unless the parties agree otherwise, members of the National Panel of tice described in R-4 above, shall be entitled, at his or her option, to elect to bypass the Commercial Arbitrators appointed as neutrals on cases administered under hearing process described above and proceed directly to a single final hearing before the Expedited Procedures with claims not exceeding $10,000, will customarily CAS, which hearing will be conducted in the United States. serve without compensation for the first day of service. Thereafter, arbitrators shall receive compensation as set forth herein. The CAS decision shall be final and binding and shall not be subject to further review or appeal except as permitted by the Swiss Federal Judicial Organization Act or the Swiss statute on private international law. 30 31 United States Anti-Doping Agency 1265 Lake Plaza Dr. Colorado Springs, CO 80909 Web Site www.usantidoping.org 1-719-785-2000 (phone) 1-719-785-2001 (fax) 1-866-601-0392 (toll-free phone) USADA Drug Reference Line 1-800-233-0393 USADA Results Management Diagram A Sample Positive B Sample Positive USADA Independent Review Panel Recommendation Dismiss. Case is over. Basis to Proceed Athlete accepts sanction proposed by USADA. Go to Hearing. Held in USA. Athlete chooses between Paths 1 and 2 below. (1) AAA Hearing North American CAS Arbitrators. Modified AAA Rules Single arbitrator unless any party elects to have 3. (2) Athlete or IF may appeal AAA Decision. CAS Hearing International Panel of CAS Arbitrators Standard CAS Appeal Division Rules H:/usadamgt.vsd Timeline and Notices Under USADA Protocol STEP IN PROCESS NOTICE GOES TO Urine provided by Athlete - 2 weeks - Negative A laboratory report 1 Athlete, NGB & USOC Positive (or elevated) A lab report Athlete & NGB & USOC - 2 weeks - B lab report (positive or negative) Athlete, NGB & USOC - 3 weeks - Review Panel Recommendation (to proceed or to Athlete, NGB, USOC, IF & WADA dismiss) - 10 days - Notice that the athlete has accepted a sanction Athlete, NGB, USOC, IF & WADA - Public proposed by USADA announcement of sanction Notice of hearing Athlete, IF, (NGB, USOC & WADA but not as parties) - 3 months - AAA/CAS Decision Athlete, IF, NGB, USOC & WADA - Public announcement of sanction - 20 days - Appeal by Athlete or IF of AAA decision to CAS Athlete, IF, NGB, USOC & WADA - 3 months Decision by CAS on appeal if first hearing is CAS decision is a public document before AAA 1 Notice from USADA will include the date and location of the sample collection, the athlete's sample number and name and the laboratory test result. The IOC accredited laboratories are required to give notice to the IOC and relevant IF directly any time there is a positive A or B test. However, that notice does not include the athlete's name (samples sent to the labs are identified only by number - not by name). Most NGBs will, upon request, routinely forward the athlete's name to the IF and update the IF on the status of proceedings. #93024 v1 11/28/00 USADA LEADERSHIP BIOGRAPHIES Frank Shorter, Chairman, U.S. Anti-Doping Agency A two-time Olympian medal winner, Frank Shorter, became the Chairman of the U.S. Anti-Doping Agency (USADA) Board of Directors in April 2000. A member of the U.S. Olympic Hall of Fame, Shorter has worked extensively in support of anti-doping initiatives worldwide and recently testified before the U.S. Congress on this issue. In addition, he was an advisor to President Clinton's Office of Drug Control Policy and Senator John McCain's Commerce Committee regarding International Olympic Committee reform. Shorter, 53, won the gold medal in the marathon at the 1972 Olympic Games in Munich, Germany, and the silver medal at the 1976 Olympic Games in Montreal, Canada. A 1969 graduate of Yale University (New Haven, Conn.), Shorter won the 1972 Sullivan Award as the most outstanding American amateur athlete. In 1971, he won the marathon and 10,000 meter gold medal at the Pan American Games in Cali, Colombia. Shorter also owns four 10,000-meter and marathon national titles. He was admitted to the state of Colorado Bar Association in 1975, one year after earning his law degree from the University of Florida in Gainesville. Shorter graduated from Northfield-Mt. Hermon (Mass.) High School in 1965. Among Shorter's other accolades are induction into the U.S. Track and Field Hall of Fame and the U.S. Distance Running Hall of Fame. He also has served as a color commentator for the past four Olympic Games for NBC. Since 1977, he has served as president of Frank Shorter Sports, a sportswear company in the U.S., Canada and Japan. Terry Madden, U.S. Anti-Doping Agency CEO Terry Madden became the Chief Executive Officer of the U.S. Anti-Doping Agency (USADA) in April 2000 after serving as Chief of Staff to United States Olympic Committee (USOC) President Bill Hybl. As Chief Executive Officer, Madden works closely with USADA Chairman of the Board Frank Shorter and other members of the agency's board of directors to strengthen the United States' position as the leader in the fight against prohibited substances in international sport. Madden's diverse professional background includes serving as Executive Director of USA Badminton (1997-98), during which time he reorganized the management structure of the national governing body and implemented a streamlined system for financial management, budgeting and auditing. From 1979-95, Madden worked as a U.S. Treasury Bond and Treasury Note Financial Futures Pit Broker at the Chicago Board of Trade. in addition to his work as a pit broker, he served as Secretary of the Board of Trade (1979) and was a member of the Office of Investigation and Audits (1978). Madden, who graduated from the University of Notre Dame Law School in 1976, began his professional career as Assistant District Attorney for the Dallas (Texas) County District Attorney's Office (1976-78). He also earned a bachelor of business administration degree in finance from Notre Dame in 1973. Madden and his wife, Lee, reside in Colorado Springs and are the parents of three children. USADA SWITED STATES ANTI AGENCY USADA LEADERSHIP BIOGRAPHIES Larry Bowers, Senior Managing Director of Technical and Information Resources Larry Bowers, Ph.D. joined the U.S. Anti-Doping Agency in September 2000 as the Senior Managing Director of Technical and Information Resources. Prior to his appointment with USADA, Bowers spent the past eight years as the Director of Athletic Drug Testing and Toxicology Laboratory at Indiana University. He was a professor of Pathology and Laboratory Medicine, as well as in the Department of Chemistry at the Purdue University School of Science. As senior managing director, Bowers will be responsible for leading the research efforts into prohibited substances, including detection. He will direct the development of an anti-doping educational program for America's youth in sport, as well as the resources for technical and educational anti-doping information for Olympic and elite athletes in the United States. He will also oversee the drug-testing program for USADA. Bowers serves as a consultant with the U.S. Food and Drug Administration medical Devices Advisory Committee, and was deputy director of the Athletic Drug Testing Laboratory for the 1996 Olympic Games. He has published more than 100 papers on drug testing and chemistry and, in the past five years, made presentations at more than 35 conferences and scientific meetings. Bowers has also served as an expert on the doping control review panels. He earned a Bachelor of Arts degree in chemistry from Franklin & Marshall College (Lancaster, Pa.) in 1972, and completed his Ph.D. in chemistry from the University of Georgia (Athens) in 1975. Two years later, Bowers finished his post-doctoral study at the University of Oregon Health Sciences Center. Bowers was re-elected to the Federation Internationale de Natation Amateur (FINA, aquatic sports) Doping Review Board through 2005. He has also served as an expert witness on several international federation appeal cases, and was a past member of the International Amateur Athletics Federation (IAAF) review panel. USADA Board of Directors Frank Shorter (Chairman) Dr. Ralph W. Hale (Vice Chairman) Kate Hendrickson Borg (Secretary) Barry Axelrod (Treasurer) Peter Breen, ATC Lawrence Brown, Jr., MD, MPH Dr. Richard W. Cohen Jean Fourcoy, M.D., PhD, MPH Andrew Mecca, Dr., USADA UNITED STATES ANTI-DEPINC ASSECT BIOGRAPHIES OF U.S. ANTI-DOPING AGENCY BOARD OF DIRECTORS Frank Shorter, Chair A two-time Olympian, Shorter won the gold medal in the marathon at the 1972 Olympic Games in Munich, Germany, and the silver medal at the 1976 Olympic Games in Montreal, Canada. A member of the U.S. Olympic Hall of Fame, Shorter has worked extensively in support of anti-doping initiatives worldwide and recently testified before the United States Congress on this issue. Dr. Ralph W. Hale, Vice Chair The executive vice president of the American College of Obstetricians and Gyneocologists, Dr. Hale was a member of the U.S. delegation staff at four Olympic Games (1988, 1992, 1994 and 1996). Dr. Hale served on the USOC for 16 years as a representative of U.S. Water Polo. His extensive work in international sport includes serving as a member of the USOC/USSR Anti-Doping Commission (1989-92). Dr. Hale also served as USOC vice president (1993-96). Kate Hendrickson Borg, Secretary A member of the 1992 U.S. Olympic Team in the sport of canoe/kayak, Hendrickson Borg served as an athlete liaison and athlete services coordinator for the 1997 World University Games and the 1999 Pan American Games. Hendrickson Borg, who was a member of the U.S. Canoe/Kayak National Team from 1988 to 1996, remains active as a competitor in road races, marathons and triathlons. Barry Axelrod, Treasurer A graduate of UCLA Law School, Axelrod is an attorney specializing in sports, entertainment and business law. He represents such athletes as Olympians Willie Banks, Julianne McNamara and Mary Lou Retton, professional athletes Jeff Bagwell, Craig Biggio and Darryl Kile and entertainers Mark Harmon and Pam Dawber. Peter Breen, ATC A member of the 1992 U.S. Olympic Team in the sport of ice dancing, Breen has worked as a certified athletic trainer for the past eight years. He is currently completing requirements for a master's degree in physical therapy from Boston University. Breen has experience in a variety of physical rehabilitation settings across the U.S. and internationally. Lawrence S. Brown, Jr., MD, MPH Lawrence S. Brown, Jr., is a physician-researcher with training in internal medicine, neuroendocrinology and addiction medicine. Dr. Brown is the Senior Vice President at the Addiction Research and Treatment Corp. in Brooklyn, N.Y. He has appointments as Visting Physician at Rockefeller Hospital and Clinical Assistant Professor of Public Health of the Weill Medical College at Cornell University. He also is a member of teh Baord of trustees of the American Society of Addicition Medicine. Dr. Brown provides consultation to a host of government and private agencies. This includes Dr. Brown's role as Medical Advisor to the National Football League. Dr. Richard W. Cohen A former member of the Doping Control Commission for USA Weightlifting and the U.S. Bobsled and Skeleton Federation, Dr. Cohen served as chairman of the Doping Control Commission for the 1996 Olympic Games in Atlanta. He served as an advisor on doping control to the Nagano Olympic Organizing Committee during the 1998 Olympic Winter Games in Nagano, Japan. A noted orthopeadic surgeon, Dr. Cohen is chairman of the Wellstar Health System Ethics Committee in Atlanta. Jean Fourcoy, M.D., PhD, MPH A medical officer with the Food and Drug Administration (FDA) in the Division of Clinical Laboratory Devices, Dr. Fourcroy is regarded as an expert on the subject of anabolic steroids, androgens, and their alternatives. A noted clinician, researcher, and scientist, Dr. Fourcroy has worked extensively with the U.S. Drug Enforcement Agency on the development of regulatory and educational formats both domestically and abroad. Dr. Andrew Mecca Dr. Mecca serves as President of the California Mentor Foundation. He served as the State of California's Drug Czar (1991-98). Dr. Mecca chaired the Governor's Policy Council on Drug and Alcohol Abuse. He also served as chairman of th California Commission on Improving Life Through Service. He has assisted in the development of programs designed to curb substance abuse in more than 15 countries. An accomplished triathlete and marathoner, Dr. Mecca also serves as chairman of the Governor's Policy Council on Drug and Alcohol Abuse for the State of California. www.usantidoping.org as of July 13, 2001 United States Anti-Doping Agency USADA STAFF CONTACT INFORMATION Linda Barnes Terrence P. Madden Chief Executive Officer Coordinator, Results Management (719) 785-2002 (719) 785-2024 [email protected] [email protected] Deb Davis Larry D. Bowers, PhD. Senior Managing Director, Technical and Coordinator, Educational Programs 719/785-2035 Information Resources [email protected] (719) 785-2003 [email protected] Karen Casey Megan Hart Director, Educational Programs Coordinator, OOCTesting 719/785-2007 (719) 785-2008 [email protected] [email protected] Kate Mittelstadt Kyle Kocerha Coordinator, Inventory and Distribution Director, Operations (719) 785-2004 (719) 785-2027 [email protected] [email protected] LaDonna Reed Richard Wanninger, Director, Communications Coordinator, Event Testing and Public Affairs (719) 785-2018 (719) 785-2009 United States Anti-Doping Agency [email protected] [email protected] 1265 Lake Plaza Drive Colorado Springs, Colorado Elisha Symanski, Coordinator, Special Projects - Dana Brick 80906 Manager, Out-of-Competition Testing Research and Technology Phone: 719-785-2000 (719) 785-2015 (719) 785-2006 Fax: 719-785-2001 [email protected] [email protected] [email protected] Chad Weikel www.usantidoping.org Stephanie Isley Coordinator, Educational Programs Manager, DCO Training and Evaluation 719-785-2015 (719) 785-2016 [email protected] Board of Directors [email protected] Frank Shorter, Chair Ralph Hale, MD, Vice Chair Jeff Podraza, PharmD. Angie Klonglan : Administrator, Operations Barry Axelrod, Treasurer Manager, Drug Reference Line 719/785-2022 Kate Hendrickson Borg, Secretary (719) 785-2020 [email protected] Lawrence Brown, MD, MPH [email protected] Peter Breen, ATC, MSPT Lisa McCumber Richard Cohen, MD Sara Rowe Administrator, Doping Control Jean Fourcroy, MD, PhD, MPH Manager, Event Testing 719/785-2034 Andrew Mecca, Dr. PH, MPH (719) 785-2021 [email protected] [email protected] Lorena Martinez Jennifer Schrier Specialist, OOC Testing Business Manager 719/785-2038 (719) 785-2019 [email protected] [email protected] Blake Schwank Manager, Technical Support (719) 785-2010 [email protected] Lisa W. Skinner Manager, Database Programming (719) 785-2014 [email protected] July 2, 2002 USADA " UNITED STATES ANTI-DOPING AGENCY United States Anti-Doping Agency 1265 Lake Plaza Drive Colorado Springs, Colorado 80906 Phone: 719-785-2000 Fax: 719-785-2001 [email protected] www.usantidoping.org USADA UNITED STATES ANTI-OOPING AGENCY United States Anti-Doping Agency (USADA) Frequently Asked Questions (FAQs) Q: What is USADA? A: USADA stands for the United States Anti-Doping Agency. USADA began all drug testing of Olympic and Pan American athletes on Oct. 2, 2000. USADA is dedicated to eliminating the practice of doping in sport, including U.S. Olympic, Pan American and Paralympic athletes. USADA is the independent anti-doping agency for Olympic sports in the United States. Q: What is USADA's mailing address, telephone and fax number? A: The mailing address is: United States Anti-Doping Agency, 1265 Lake Plaza Dr., Colorado Springs, CO 80906. USADA's toll-free telephone number is 1-866-601-2632. USADA's fax number is 719-785-2001. Q: What is USADA's website address? A: www.usantidoping.org Q: Whom will USADA test? A: USADA has the authority to test: any athlete who is a member of a National Governing Body (NGB); any athlete participating at a competition sanctioned by the United States Olympic Committee (USOC) or a NGB; any foreign athlete who would otherwise be subject to testing by USADA, the USOC or a NGB; any other athlete who has given his/her consent to testing by USADA; or any athlete who has been named by the USOC or a NGB or is competing in a qualifying event to represent the USOC or NGB in international competition. Q: What type of testing will USADA conduct? A: USADA will conduct event and out-of-competition (OOC) testing. It is USADA's goal to conduct an equal percentage of OOC and event tests. Q: What is Out-of-Competition (OOC) testing? A: OOC testing is testing of individual athletes without giving prior or advance notice of the test. As.of May 2001 Q: For what substances are tests performed in the OOC program? A: USADA tests the prohibited classes of substances and methods of an athlete's international federation. An athlete should check with the appropriate International Federation ("IF") to determine if these substances are prohibited. Generally, the substances in the following categories; anabolic agents, diuretics, masking agents and peptide hormones are tested under the OOC program. Substances in the above list are not found in over-the-counter cold/allergy medications. Over-the-counter dietary supplements, however, may contain prohibited substances in these categories. Q: For what substances are tests performed in the event program? A: USADA tests the prohibited classes of substances and methods of an athlete's international federation. An athlete should check with the appropriate International Federation ("IF") to determine if these substances are prohibited. The testing includes all of the categories included in the OOC program, plus, stimulants, narcotics, and classes of prohibited substance in certain circumstances (e.g., alcohol, marijuana, local anesthetics, corticosteroids, beta-blockers). Q: Who can be contacted with questions about prescriptions, vitamins or supplements that an athlete is taking? A: The USADA Athlete Drug Reference Line at 1-800-233-0393, or 1-719- 785-2020 (outside the United States). In addition, requests can be emailed to [email protected]. Q: How are athletes selected for Out of Competition (OOC) Testing? A: All NGBs are required to provide a list of athletes for inclusion in the OOC pool. Typically each NGB has criteria developed in consultation with USADA. Once an athlete's name is provided, that athlete will receive an enrollment packet from USADA. Once athletes are identified for inclusion in the OOC program, USADA will select athletes to test based on a weighted draw system that considers individual rankings, risk of doping with each sport, and other factors. Names will be selected from a pool that includes all eligible athletes in all sports. Q: Who is responsible for the athlete's location or whereabouts for the OOC Testing Program? A: The athlete is responsible for directly informing USADA of his or her location or whereabouts at all times. Q: How can an athlete update his/her location information? A: The athlete can update his/her location information: by mail at: United States Anti-Doping Agency, OOC Whereabouts, 1265 Lake Plaza Drive, Colorado Springs, CO 80906; or by fax at 719-785-2001; or 2 January 2002 via email to [email protected] if you are already part of the OOC pool and have turned in your email address with a previous USADA Athlete Location Form. Q: What happens when a USADA Doping Control Officer (DCO) cannot locate the athlete for an out-of-competition test? A: It is the responsibility of the athlete to inform USADA any time they will not be available for OOC testing. After the DCO makes a reasonable effort to the locate the athlete for testing, the DCO is required to complete an Unavailable Athlete Form to verify a reasonable attempt was made to locate the athlete. If there appears to be a reasonable basis for calling this a missed test, then within 30 days after receipt of the Unavailable forms, USADA's Chief Executive Officer will inform the athlete and ask for an explanation. This begins the review process. Under the USOC Anti-Doping Policy, any athlete with three missed tests within any rolling 18-month period shall be ineligible' for two years from the time of the last "missed test." An athlete may face additional sanctions from the international federation. No athlete shall be disciplined for having three missed tests with an 18-month period unless the athlete has been offered an opportunity for a hearing. Q: What is the policy for a retired player to return to competition? A: If the athlete was a member of the USADA OOC program, IF or USOC OOC program, the athlete must be enrolled for at least six months in advance of regaining eligible status. Q: What should an athlete do when they retire from their sport? A: For USADA purposes, any athlete who retires must promptly inform USADA and their respective NGB, in writing. Also, the athlete should check with their respective IF for their policy on retirement. Under the USOC Anti- Doping Policy, any athlete, who has not provided advance written notice of retirement to USADA and then refuses to participate in a USADA OOC test claiming retirement, shall be "ineligible" for a period of two years. Q: If I am suspended for a doping violation, do I as an athlete, still participate in the OOC program? A: The suspended athlete must comply with all requirements of the USADA OOC testing program during the period of suspension and must bear the costs associated with any OOC tests conducted by USADA on him/her during the suspension. Q: What laboratory will analyze the samples collected by USADA? A: USADA will use IOC-accredited laboratories such as the UCLA Olympic Analytical Laboratory to analyze samples collected under USADA's jurisdiction. 3 January 2002 Q: What prohibited substance list will be used to determine if a doping violation has potentially occurred? A: USADA will use the International Federation (IF) prohibited substance list of the athlete's particular sport. Q: Will the athlete and the NGBs be informed of negative test results? A: Yes, USADA will inform the athlete, the USOC, and the NGB by letter of negative test results. Q: How is an athlete informed of an 'A' sample positive or elevated test result? A: USADA, after receiving notification from the laboratory of an 'A' sample positive or elevated test, will notify the athlete, the USOC and the particular NGB by letter. Q: How long after the 'A' sample positive or elevated test report will the 'B' sample opening and analysis occur? A: The 'B' sample opening and analysis will typically occur within two weeks after the 'A' sample positive or elevated test report. Q: Will the athlete have an opportunity to attend the 'B' sample opening and analysis? A: Yes. The athlete and the athlete's representative will be given the opportunity, at the athlete's expense, to attend the 'B' sample opening and analysis. This is another reason that maintaining a current address with USADA is important. Q: Who will be notified of the positive or elevated test results from the 'B' sample analysis? A: USADA will notify the athlete, the USOC, and the NGB. Q: What happens if the 'B' sample analysis confirms the 'A' sample positive or elevated test result? A: This is considered a positive test and the test results are turned over to USADA's Anti-Doping Review Board for its review. Q: What is the USADA Anti-Doping Review Board? A: The USADA Anti-Doping Review Board is a group of experts independent of USADA with medical, technical and legal knowledge of doping matters. These experts will meet to determine if there is sufficient evidence of doping to proceed to a hearing. 4 January 2002 Q: Will the athlete be permitted to attend the USADA Review Board meeting? A: No. The USADA Review Board meeting is not a hearing. The USADA Review Board will accept written submittals from the athlete concerning the athlete's tests. Q: How long after the 'B' sample positive or elevated report before the USADA Review Board meets? A: The USADA Review Board will meet (typically by teleconference) within approximately three weeks after the B sample positive or elevated test report. Q: What happens after the USADA Review Board makes its recommendation concerning the test? A: The Review Board will present its recommendation to USADA. USADA will be responsible for proceeding to an adjudication of the matter or closing the matter based on the Review Board's recommendation. USADA will forward the Review Board's recommendation to the athlete, the NGB, the USOC, the relevant IF and the World Anti-Doping Agency (WADA). Q: Does the athlete have the right to a hearing if USADA proceeds with adjudication as a result of a positive or elevated test? A: Yes. The athlete has the right to choose between two separate hearing procedures. The athlete may elect to proceed to a hearing before the American Arbitration Association (AAA) using a single arbitrator (or a three- arbitrator panel, if demanded by either of the parties) selected from a pool of the North American Court Arbitration for Sport (NACAS) arbitrators, who shall also be AAA arbitrators. The athlete may elect to proceed directly to a hearing to a final and binding hearing before the Court of Arbitration for Sport held in the United States. Q: What rules will apply to the hearing process? A: Modified AAA Commercial Rules will apply to the hearing before AAA/CAS. The regular CAS Appellate rules will apply to hearings held before AAA. Q: How long after the USADA Review Board's recommendation will the hearing take place? A: The hearing will typically take place within three months of the USADA Review Board's recommendation. Q: Under what rules will the sanctions for doping violations be applied? A: The athlete's International Federation sanctions policy will apply. 5 January 2002 Q: Who will receive notice of the arbitrator's decision? A: The decision and sanction, if any, will be sent to the athlete, the USOC, the NGB, the IF and WADA. A public announcement of the sanction, if any, will be made by USADA and/or the NGB. Q: Who will enforce the sanction, if any, received from the arbitrator's decision? A: The arbitrator's decision and sanction will be forwarded to the NGB to enforce. Q: Who pays for the adjudication process? A: USADA pays for the administration of the USADA review process and adjudication costs (except for the CAS appeal fee). The athlete pays for all of his/her defense costs, such as travel, legal fees, and expert witness costs. Q: If the IF conducts the test, will USADA adjudicate the positive results? A: Yes, for samples collected after Oct. 2, 2000. No matter where the test is conducted, if the IF refers the matter to the NGB, then USADA will adjudicate the case under USADA's protocol. Q: Will the IF have a role in the adjudication process? A: The IF will receive notice of all steps in the process from the Review Panel recommendation forward. The IF will be invited to appear as a party or observer at all hearings. Please note that the answers provided above are not comprehensive, and do not supersede the official protocol of USADA. This is intended to provide general information only. A copy of the Protocol for Olympic Movement Testing may be obtained upon request, or on USADA's web site at www.usantidoping.org. 6 January 2002 United States Anti-Doping Agency USADA VRITED USADA ANNOUNCES ADDITIONAL RESEARCH GRANT RECIPIENTS COLORADO SPRINGS, Colo. (June 13, 2002) - The United States Anti-Doping Agency (USADA) awarded two more research grants in the fight against doping, USADA Senior Managing Director Larry Bowers announced Thursday. "Continued improvements in testing technology along with increased understanding of the potential dangers of steroids, particularly for adolescents, advances our ability to deter drug use in sports," said Bowers. Two research awards were given to the UCLA Olympic Analytical Lab; one grant is entitled "Improving The Detection of Erythropoietin [EPO] Administration, and focuses on the increasing the effectiveness of detecting EPO in drug testing. The second grant - "Improving Urine Testing for Endogenous Steroids by Isotope Ratio Mass Spectrometry," - deals with increasing the ability of the laboratory to tell the difference between pharmaceutical and natural testosterone. Overall, the UCLA Olympic Analytical Lab will receive about $900,000 for the two studies. "The research that USADA is funding is very exciting and will likely lead to enhanced doping control. UCLA is delighted to be participating in the USADA research program," said Dr. Don Catlin, Director of the UCLA Olympic Analytical Lab. A special project award was presented to The Hormone Foundation for a proposal to plan a workshop on adolescent abuse of steroids and other performance-enhancing substances." The Hormone Foundation, based in Bethesda, Md., will receive approximately $50,000 to support the United States Anti-Doping Agency 1265 Lake Plaza Drive project, which involves a workshop as the first activity in a multi-stage, collaborative program to Colorado Springs, Colorado develop and implement a national initiative to prevent the abuse of these substances. 80906 Phone: 719-785-2000 "I am delighted that the U.S. Anti-Doping Agency will be providing full funding for the program- Fax: 719-785-2001 planning workshop on adolescent abuse of steroids and other performance-enhancing substances. [email protected] www.usantidoping.org We believe that there is a window of opportunity to address this problem effectively before it becomes a major threat to the heath and well being of the nation's youngsters" said Patricia O. Moore, Director of The Hormone Foundation. Board of Directors Frank Shorter, Chair In February, USADA awarded the initial grants to The Hastings Center and University of Utah Ralph Hale, MD, Vice Chair :Center for Human Toxicology (CHT). The Hastings Center proposal focuses on the ethics and Barry Axelrod, Treasurer Kate Hendrickson Borg, Secretary values involved in developing rules in the area of oxygen transport enhancement, including Lawrence Brown, MD, MPH technologies from altitude tents to recombinant EPO and EPO gene therapy. One goal of the Peter Breen, ATC, MSPT grant is to develop clear guidelines for sport and athletes as to where acceptable practices end and Richard Cohen, MD cheating begins. The University of Utah Center for Human Toxicology grant concentrates on the Jean Fourcroy, MD, PhD, MPH further development of analytical testing procedures. Andrew Mecca, Dr. PH, MPH USADA has budgeted $2 million annually for anti-doping research. Announcements of grant funding will occur on a quarterly basis. A number of proposals are currently under review, with the next announcement expected in July. USADA is the independent anti-doping agency for Olympic sports in the United States, and is responsible for managing the testing and adjudication process for U.S. Olympic, Pan Am and Paralympic athletes. USADA is equally dedicated to preserving the integrity of sport through research initiatives and educational programs. FOR MEDIA ONLY: For additional information, please contact USADA Director, Communications and Public Affairs Rich Wanninger at 719-785-2009 or via email at [email protected] The official USADA web site is ww.usantidoping.org United States Anti-Doping Agency USADA URITED STATES AGENCY USADA ANNOUNCES INITIAL 2002 RESEARCH GRANT RECIPIENTS COLORADO SPRINGS, Colo. (Feb. 15, 2002) - The United States Anti-Doping Agency (USADA) awarded its first two research grants in 2002 in the fight against doping, USADA Senior Managing Director Larry Bowers announced Friday. "Research into the issues in doping and detection of new doping chemicals and techniques are an integral part of attacking the doping issue, along with education and testing," said Bowers. The first research grant was awarded to The Hastings Center for a proposal entitled "Ethical, Conceptual, and Scientific Issues in the Use of Performance Enhancing Technologies in Sport." This study will focus on the ethics and values involved in developing rules in the area of oxygen transport enhancement, including technologies from altitude tents to recombinant EPO and EPO gene therapy. One goal of the grant is to develop clear guidelines for sport and athletes as to where acceptable practices end and cheating begins. The Hastings Center, based in Garrison, N.Y., received about $385,000 to support the project. "The Hastings Center is delighted to take on the challenge of trying to dispel confusion and articulate as clearly as possible the ethical considerations in performance enhancing drug use in sport," said Dr. Tom Murray, President of the Hastings Center. The second research award was given to the University of Utah Center for Human Toxicology United States Anti-Doping Agency (CHT) to develop analytical testing procedures. CHT will receive about $40,000 for their 1265 Lake Plaza Drive Colorado Springs, Colorado study. These tests will be used in conjunction with animal models to assess the muscle-growing 80906 capability of various steroids. Phone: 719-785-2000 Fax: 719-785-2001 "We're pleased to be associated with USADA and receive this funding to address the growing [email protected] concerns about steroid precursors available as dietary supplements," said Dennis Crouch, CO- www.usantidoping.org director of the CHT. Board of Directors USADA has budgeted $2 million annually for anti-doping research. Announcements of grant Frank Shorter, Chair funding will occur on a quarterly basis. A number of proposals are currently under review, with Ralph Hale, MD, Vice Chair : the next announcement expected in the spring. Barry Axelrod, Treasurer Kate Hendrickson Borg, Secretary Lawrence Brown, MD, MPH USADA is the independent anti-doping agency for Olympic sports in the United States, and is Peter Breen, ATC, MSPT responsible for managing the testing and adjudication process for U.S. Olympic, Pan Am and Richard Cohen, MD Paralympic athletes. USADA is equally dedicated to preserving the integrity of sport through Jean Fourcroy, MD, PhD, MPH research initiatives and educational programs. Andrew Mecca, Dr. PH, MPH United States Anti-Doping Agency USADA OBITED STATE DOPINE ATHLETE ADVISORY . 2 Dietary Supplements Many dietary supplements, which are sold over the counter or through the Internet, contain doping substances that are prohibited by the Olympic Movement Anti-Doping Code and the anti-doping rules of the International Federations and United States NGBs. These prohibited substances include steroid precursors like DHEA, androstenedione, androstenediol, norandrostenedione and norandrostenediol and stimulants like ephedrine (ephedra), pseudoephedrine, Ma Huang and Guarana. While prohibited substances should be identified on the labels of dietary supplement products, that is not always the case. Because government regulation of dietary supplements is lax and manufacturing processes in the industry are uneven, some dietary supplements have been found to contain prohibited substances, which are not disclosed. Studies have shown that even minute traces of contamination of a dietary supplement with a prohibited substance like norandrostenedione can result in a positive doping test. Because anti-doping rules make the presence of a prohibited substance in an athlete's unine a doping offense regardless of how the substance got there, any athlete who takes a dietary supplement does so at his or her own risk. International Testing United States Anti-Doping Agency 1265 Lake Plaza Drive Aside from USADA testing, U.S. athletes could be subject to testing by the World Anti-Doping Agency Colorado Springs, Colorado (WADA), their respective international federation or other national anti-doping agencies. USADA has bilateral 80906 Phone: 719-785-2000 agreements with several countries that permit USADA to test athletes from those countries when they are. Fax: 719-785-2001 training in the United States. When U.S. athletes are in those countries, they could be subject to OOC testing [email protected] by the respective national anti-doping agency. WADA could also test athletes, whether or not they are part of www.usantidoping.org the USADA out-of-competition pool of athletes. USADA does not provide location information to WADA or the international federation. In addition, the paperwork for tests done by WADA or other national is different than USADA forms. Board of Directors Frank Shorter, Chair Ralph Hale, MD, Vice Chair Cold Medicines Barry Axelrod, Treasurer Kate Hendrickson Borg, Secretary Many over-the-counter cold medicines contain ephedrine or pseudoephedrine. These substances are Lawrence Brown, MD, MPH prohibited in competition. If they are detected in an athlete's urine from an in-competition control it is a Peter Breen, ATC, MSPT Richard Cohen, MD doping offense. Jean Fourcroy, MD, PhD, MPH Andrew Mecca, Dr. PH, MPH Medications for ADD and ADHD Ritalin, Adderall, Pemoline, Wellbutrin and other medications prescribed for Attention Deficit Disorder and Attention Deficit Hyperactivity Disorder contain substances, which are prohibited in competition. Unless an athlete has obtained a prior medical authorization from his or her International Federation, the detection of these substances in an athlete's urine from an in-competition doping control is a doping offense. As a practical solution, many athletes with ADD or ADHD simply choose to discontinue their medication in advance of competitions. May 1, 2002 INTERNATIONAL OLYMPIC COMMITTEE PRESS RELEASE IOC NUTRITIONAL SUPPLEMENTS STUDY POINTS TO NEED FOR GREATER QUALITY CONTROL - 04 April 2002 Based on the results of a study of 634 nutritional supplements, the Medical Commission of the International Olympic Committee (IOC) today reissued its warning to athletes against their use and strengthened its call for industry and government action to ensure their quality. Out of the 634 samples tested, 94 (14.8%) contained substances, non listed on any label, that would have led to a positive doping test. Out of these 94 samples, 23 contained precursors (building blocks) of both nandrolone and testosterone, 64 contained precursors of testosterone alone and 7 contained precursors of nandrolone alone. In addition to these 94 samples, 66 others (10.4%) returned borderline results for various unlabeled substances. The 634 non-hormonal nutritional supplements were gathered from 215 different providers in 13 countries from October 2000 to November 2001. Ninety-one percent of them were purchased in stores or over the Internet. The others were obtained from the manufacturers. The IOC-accredited laboratory in Cologne, Germany, tested all supplements. The results of the analysis by country follows: Number of Number Percentage Country products "positive" "positive" Netherlands 31 8 25.8% Austria 22 5 22.7% UK 37 7 18.9% USA 240 45 18.8% Italy 35 5 14.3% Spain 29 4 13.8% Germany 129 15 11.6% Belgium 30 2 6.7% France 30 2 6.7% Norway 30 1 3.3% Switzerland 13 - - Sweden 6 - - Hungary 2 - - Total 634 94 14.8% Under the Olympic Movement's rule of strict liability, athletes are responsible for whatever substance is found in their bodies. The IOC Medical Commission has been warning against the potential risks linked to the use of nutritional supplements since 1997. The lack of oversight existing in some countries has prompted the IOC to intervene and to recommend to athletes not to take such products. While the IOC has issued its warnings to elite athletes and their entourages, especially due to their liability under doping control tests, the fact that the public is unknowingly ingesting the precursors to hormones should be a matter of public health concern. The IOC hopes the results of this study demonstrate to governments and the industry the need for greater quality control to ensure substances not found on the label are not found in the product. The IOC Medical Commission recommends controls, similar to those pertaining to the manufacture of pharmaceuticals, be applied to the production of nutritional supplements. The IOC also will recommend to National Olympic Committees (NOCs), International Federations (IFs) and Organizing Committees (OCOGs) that they adopt a cautious stance toward forming relationships with companies that produce nutritional supplements of which the quality cannot be guaranteed. USADA USADA USADA USADA UNITED STATES ANTI-DOPING AGENCY UNITED STATES ANTI-BOPING AGENCY UNITED STATES ANTI-DOPIRG AGENCY UNITED STATES ANTI-BOPING ASERCY USADA USADA USADA UNITEB STATES ANTI-SOPING AGENCY UNITED STATES ANTI-RGPING AGENCY UNITED USADA USADA USADA USADA UNITED STATES ANTI-BSPIMG AGENCY UWITED STATES ANTI-DOPING AGENCY UNITED STATES ANTI-DEPING AGENCY UNITED STATES ANTI-DOPINE AGENCY USADA Guide to Prohibited Classes of Substances and Prohibited Methods of Doping USADA USADA USADA UNITED STATES ANTI DEFINE REENCY UNITED STATES ANTI-05PING AGENCY UNITED STATES ANYI-BOPING AGENCY USADA USADA USADA USADA UNITED STATES ANTI-ROPING AGENCY UNITED STATES ANTI-BOPING AGENCY UNITED STATES ANTI-DOPING AGENCY UNITED STATES ANTI-DEPING ASENCY USADA USADA USADA UNITED STATES ANTI-BOPING AGENCY UNITED STATES ANTI-DEPING AGENCY UNITED STATES ANTI-DOPING AGENCY USADA MISSION STATEMENT The U.S. Anti-Doping Agency (USADA) is dedicated to eliminating the practice of doping in sport, including U.S. Olympic, Pan American and Paralympic athletes. USADA is the independent anti- doping agency for Olympic sports in the United States, and is responsible for managing the testing and adjudication process for the athletes. USADA is dedicated to preserving the well being of sport, the integrity of competition and ensuring the health of athletes through research initiatives and educational programs. USADA UNITED STATES ANTI-DOPING AGENCY " USADA VISION STATEMENT USADA will work with all athletes, while giving special emphasis to U.S. Olympic, Pan American and Paralympic athletes, in its efforts to eliminate doping in sport. In addition, USADA will develop and manage a testing process program that is fair and impartial in its attempt to identify athletes who use performance enhancing compounds and methods, either intentionally to gain a competitive advantage or inadvertently; USADA will develop and institute an adjudication program that will be fair and sustainable when an athlete is found to be in violation of anti-doping rules and regulations; USADA will support and foster research and educational programs in areas of performance- enhancing substances and methods to better understand their adverse effects and to improve upon current and future testing procedures; USADA will participate with other anti-doping organizations, both nationally and internationally, to accomplish our mission. The United States Anti-Doping Agency (USADA) was created as the result of recommendations set forth by the United States Olympic Committee's Select Task Force on Externalization. USADA began operations Oct. 1, 2000, with full authority for testing, education, research and adjudication for U.S. Olympic, Pan Am Games, and Paralympic athletes. It is USADA's responsibility to develop a comprehensive national anti-doping program for the Olympic Movement in the United States. USADA wares STATES JOINCE United States Anti-Doping Agency Guide to Prohibited Classes of Substances and Prohibited Methods of Doping SENIOR EDITOR Larry D. Bowers, Ph.D. EDITOR Rich Wanninger CONTRIBUTING EDITOR Jeff Podraza, Pharm.D. The USADA Guide to Prohibited Classes of Substances and Prohibited Methods of Doping is a publication of the United States Anti-Doping Agency. PUBLISHER United States Anti-Doping Agency 1265 Lake Plaza Dr. Colorado Springs, CO 80906 Telephone: 1-866-601-2632 (toll-free) or 1-719-785-2000 Drug Reference Line: 1-800-233-0393 Fax: 1-719-785-2001 Email: [email protected] Website: www.usantidoping.org Copyright © 2001 United States Anti-Doping Agency. All rights reserved. Updated July 2001, edition 2 (first edition, December 2000) 2 Table of Contents Subject Page USADA Mission and Vision Statements IFC Introduction 4 Medication Cautions 5 Important Facts 6 IOC List of Prohibited Classes of Substances and Prohibited Methods of Doping 7 Stimulants 8-12 Over-the-Counter Products Containing Stimulants 10 Caffeine 11 Beta-2 Agonists 12 ADD and ADHD Medications 12 Narcotics 13-14 Other Medications for Treatment of Mild to Moderate Pain 14 Anabolic Agents 15-17 Diuretics 18 Peptide Hormones, Mimetics and Analogues 19 Prohibited Doping Methods 20 Blood Doping 20 Administering Artificial Oxygen Carriers or Plasma Expanders 20 Pharmacological, Chemical and Physical Manipulation 20 Classes of Prohibited Substances in Certain Circumstances 21-23 Alcohol 21 Cannabinoids 21 Local Anesthetics 21 Glucocorticosteroids 22 Beta-Blockers 23 Urinary Concentrations 24 Supplements and Other Substances 25-26 Herbal Products 25 Other Supplements 25 Frequently Asked Questions 27-29 USADA Guide to Permitted Medications 30-31 Restricted Substance Medical Notification Form 32-33 USOC Anti-Doping Policies (Retirement, Missed OOC tests) IBC Quick Reference Guide to USADA Web Site OBC Tables Page 1. Examples of Prohibited Stimulants 8-9 2. Over-the-Counter Products Containing Prohibited Stimulants 10 3. Products Containing Caffeine 11 4. Beta-2 Agonists Allowed Under Certain Circumstances 12 5. Prohibited Narcotics 13 6. Allowed Narcotics 14 7. Other Medications for Treatment of Mild to Moderate Pain 14 8. Anabolic Agents & Beta-2 Agonists 17 9. Diuretics 18 10. Peptide Hormones, Mimetics and Analogues 19 11. Prohibited Methods 20 12. Examples of Beta-Blockers 23 13. Urinary Concentrations 24 3 INTRODUCTION Doping violates the ethics of both sport and medical science, and is prohibited. The Olympic Movement Anti-Doping Code (OMADC), along with clarifications by the International Olympic Committee (IOC) and its Medical Commission, has been distributed for the year 2001 with the List of Prohibited Classes of Substances and Prohibited Methods of Doping. The OMADC states that doping: contravenes the fundamental principles of Olympism and sports and medical ethics, is forbidden, and recommending, proposing, authorizing, condoning or facilitating the use of any substance or method covered by the definition of doping or trafficking therein is also forbidden. The OMADC defines doping as: the use of an expedient (substance or method) which is potentially harmful to athletes' health and/or capable of enhancing their performance, or the presence in the athlete's body of a Prohibited Substance or evidence of the use thereof or evidence of the use of a Prohibited Method. The definitions used by individual international federations may vary, as may their respective list of prohibited substances and methods. A fundamental objective of the Olympic Movement is to eliminate doping from sport. Doping threatens the health of the athlete, the integrity and dignity of amateur sport, and public support of the Olympic Movement. Drug testing followed by punitive action and the threat of public disclosure, in tandem with drug abuse education and ethical considerations, are in place as deterrents to doping. The United States Anti-Doping Agency maintains a drug testing and education program, distributes this Guide, seeks to enhance research efforts and utilizes an impartial adjudication system. It also provides the confidential toll-free USADA Drug Reference Line for clarification on relevant matters (1-800-233-0393). 4 MEDICATION CAUTIONS Prior to taking any medication or supplement, check whether any substance in the product is prohibited or restricted. Call USADA's Drug Reference Line (1- 800-233-0393) for more information. Know the exact name of your medication since many products sound alike. For example, Tylenol and Afrin Nasal Spray are allowed, however, Co-Tylenol, Afrin tablets and Afrinol contain prohibited substances. Plain antihistamines are allowed in most sports, however, any combination of an antihistamine with a decongestant is prohibited and may not be in your system when you compete. New products of this type appear on the market on a regular basis. This Guide provides examples of substances in prohibited classes. Not all prohibited substances are listed in this Guide. The list is subject to change and is updated and revised as necessary. Check to make sure you have the most up- to-date information. The detected presence of a prohibited substance constitutes doping even if the substance is not listed as an example. New drugs containing prohibited substances, some of which may be especially designed for doping purposes, are prohibited by inclusion as "related substances." The term "and related substances" describes drugs having pharmacological action(s) and/or chemical structure similar to a prohibited substance. If a substance is not listed, it may still be prohibited as a "related substance." Even when used for legitimate medical treatment, the detected presence of a prohibited substance constitutes doping and will be subject to penalties. The Dietary Supplement Health and Education Act of 1994 specifically exempted certain products from evaluation for safety and efficacy by the Food and Drug Administration (FDA). Thus the commonly held belief that the government approves these over the counter supplements is not correct. In addition, there has been some evidence that some products may not contain the amount of ingredient listed on the label, may not contain the ingredient listed at all, or may be adulterated with other prohibited substances not listed on the label. Imported herbal products, in particular, are often mislabeled concerning their actual ingredients. 5 IMPORTANT FACTS Ignorance is never an excuse. It is the personal responsibility of each athlete to ensure that he or she does not allow any prohibited substance to enter his or her system or use or allow the use of any prohibited method. Whether or not the use of a prohibited substance or prohibited method enhances performance does not matter. The presence of a prohibited substance in an athlete's urine (or blood, when applicable) constitutes an offense, regardless of the manner in which the prohibited substance came to be in the athlete's system. The inclusion of a prohibited substance or prohibited method in the OMADC is not subject to appeal. The IOC List of Prohibited Substances and Prohibited Methods contained in the Code and reported in this Guide may be changed at any time. It is the athlete's responsibility to stay current with those changes. Certain international federations (IFs) have their own lists of prohibited substances. It is the athlete's responsibility to know the rules of his or her IF. References to specific products are for example purposes only and do not constitute an endorsement or recommendation of these drugs by USADA. REFERENCES de Merode, A. (2000) IOC Medical Commission-Prohibited Classes of Substances and Methods of Doping, 2000. Letter 15ᵗʰ February. Lausanne: Comite International Olympique. de Merode, A. (1999) IOC Medical Commission-IOC Accredited Laboratories for Doping Control Analyses, 2000, Prohibited Classes of Substances and Methods of Doping, 2000. Letter 10ᵗʰ December. Lausanne: Comite International Olympique. de Merode, A. (1999) IOC Medical Commission-Tests for Cannabinoids at the time of the Olympic Games in Sydney. Letter 16ᵗʰ December. Lausanne: Comite International Olympique. Drug facts and comparisons. Facts and Comparisons, Inc. St. Louis, Mo. 2000. Fuentes, R.J., and J.M. Rosenberg. GlaxoWellcome: Athletic Drug Reference '99 Ed. Durham: Clean Data Inc., 1999. International Olympic Committee (IOC). Explanatory Memorandum Concerning the Application of the Olympic Movement Anti-Doping Code. 1999. (pamphlet) International Olympic Committee (IOC). Olympic Movement Anti-Doping Code. 1999. (pamphlet) International Olympic Committee (IOC). Olympic Movement Anti-Doping Code. 2001. (pamphlet) Schamasch, P. (2000) IOC Medical Commission-Prohibited Classes of Substances and Prohibited Methods-1st April 2000. Letter 14ᵗʰ April. Lausanne: Comite International Olympique. Walker, George. (2000) Council of Europe-New Reference List of Prohibited Pharmacological Classes of Doping Agents and Doping Methods. Letter 27th January. Strasbourg: Couseil De L'Europe. 6 IOC LIST OF PROHIBITED CLASSES OF SUBSTANCES AND PROHIBITED METHODS OF DOPING (effective Sept. 1, 2001) I. PROHIBITED CLASSES OF SUBSTANCES A. Stimulants (including Beta-2 Agonists) B. Narcotics C. Anabolic Agents* 1. Anabolic Androgenic Steroids* 2. Beta-2 Agonists* D. Diuretics* E. Peptide Hormones, Mimetics and Analogues (and all releasing factors)* II. PROHIBITED METHODS* A. Blood doping the administration of blood, red blood cells, and related blood products to an athlete, which may be preceded by withdrawal of blood from the athlete who continues to train in such a blood-depleted state. B. Administering artificial oxygen carriers or plasma expanders C. Pharmacological, chemical and physical manipulation III. CLASSES OF PROHIBITED SUBSTANCES IN CERTAIN CIRCUMSTANCES A. Alcohol** B. Cannabinoids** C. Local Anesthetics** D. Glucocorticosteroids E. Beta-Blockers** * These classes of Prohibited Substances (and related substances) and Prohibited Methods are typically tested in the Out-of-Competition (OOC) Program. Note, however, that some IFs may have more extensive OOC testing lists. ** These classes of prohibited substances (and related substances) and prohibited methods may be tested at the request of the Responsible Authority (i.e. USADA, WADA). Normally, these substances are only tested for if prohibited by the International Federation (IF). (Tests will be conducted for cannabinoids at the Olympic Games.) Out-of-Competition Testing Unless specifically requested by the responsible authority, out-of-competition testing is directed solely at the following prohibited substances; anabolic agents, diuretics, peptide hormones, mimetics and analogues and prohibited methods. At the 2002 Olympic Games, athletes who require an inhaled beta-2 agonist to treat asthma or exercise-induced asthma may be required to submit to the IOC Medical Commission clinical and laboratory evidence that justifies such treatment. If done, it would need to be received by the IOC Medical Commission at least one week prior to the athlete's first competition. 7 I. PROHIBITED CLASSES (All related substances are prohibited.) A. STIMULANTS Although these drugs produce both psychological and physical stimuli to athletic performance, it is important to note that the side effects can be harmful. Amphetamines and related compounds have the most notorious reputation for producing problems in athletes. There is no medical justification for the use or abuse of stimulants such as amphetamines or cocaine in sport. Effects include: Increased alertness Reduced fatigue Insomnia Aggressiveness Inhibited judgment/decision making Increased potential for dehydration Anxiety Tremor Possible increased competitiveness Alterations in hemodynamics (increased and hostility heart rate and blood pressure) Addiction and withdrawal phenomena Increased risk of stroke, heart attack, are common cardiac arrhythmia, and sudden death Examples: See Table 1: Prohibited Stimulants, Table 2 (page 10): Over-the-Counter Medications, Table 3 (page 11): Caffeine, and Table 4 (page 12): Beta-2 Agonists. TABLE 1: Examples of Prohibited Stimulants Generic Name Pharmaceutical Preparations Examples Amfepramone (Diethylpropion) Apisate, Tenuate, Tepanil Amphetaminil AN-1 Amineptine Survector Amiphenazole Amphisol, Dapti, Daptizole Amphetamine (Dextroamphetamine) Benzedrine, Delcobese, Dexedrine, Obetrol, Adderall Bambuterol Bambec Bemegride Megimide Benzphetamine Didrex Bromantin Bromantan Caffeine* >12 mcg/ml (see table #3, p. 11) Carphedon Chlorphentermine Lucofen, Pre Sate Clobenzorex Asenlix, Dinintel Clorprenaline Asthone, Vortel Cropropamide (Micoren) Crotethamide (Micoren) Desoxyephedrine (see table #2, p. 10) Dimetamfetamine Metrotonin Ephedrine** >10mcg/ml Asthmahaler, Asthmanefrin, Bronkaid, Primatene, Rynatuss, Tedral (see table #2, p. 10) Etafedrine Mercodal, Decapryn, Nethaprin Etilefrine Bioflutin N, Circupon, Confidol, Effortil, Eti-Pure, Tonus-Forte-Tablinen Etamivan Clairvan, Vandid 8 Etilamphetamine Apetinil Fencamfamine Altimine, Envirol, Phencamine Fenfluramine (Dexfenfluramine) Dima-Fen, Fenured, Pesos, Ponderal, Ponderax, Pondimin, Ponfural, Redux Fenetylline Captagon Fenproporex Antiobes Retard, Appetizugler Formoterol*** (see table #4, p. 12) Furfenorex Frugal, Frugalan Heptaminol Eoden, Heptanol Isoetharine HCL Bronkosol, Bronkometer, Dilabron, Numotac Isoproterenol Isuprel, Metihaler-ISO, Norisodrine Meclofenoxate Brenal, Lucidril Mefenorex Doracil, Podinil, Rondimen Mephentermine Wyamine Mesocarb Mesocarbi, Sydnocarb Metaproterenol Alupent, Metaprel Methamphetamine Crank, Crystal Meth, Desoxyn, Met-Ampi, Speed Methyl-Benzoylecgonine Cocaine, Crack, Ecgonine Methylenedioxyamphetamine Ecstasy, XTC Methoxyphenamine Orthoxicol Cough Syrup Methylephedrine** >10mcg/ml Methep, Tzbraine Methylphenidate Ritalin, Concerta Morazone Rosimon-Neu Nikethamide Coramine Norfenfluramine Norpseudoephedrine* >5 mcg/ml Cathine, Adiposetten N Parahydroxyamphetamine Amphetamine Pemoline Cylert, Dynalert, Tradon Pentetrazol/Pentylenetetrazol Leptazol Phendimetrazine Bontril, Phenzine, Plegine Phenmetrazine Preludin Phenylephrine (systemic) (Phenylephrine tablets) Phenylpropanolamine* >25mcg/ml (see table #2, p. 10) Phentermine Apidex-P, Fastin, lonamin Pholedrine Adyston, Jatamasin, Kontagripp-RR, Ortho-Maren Retard, Pentavenon, Venosan Picrotoxine Cocculin Pipradol Alertonic, Meratran Prolintane Katovit, Promotil, Villescon Propylhexedrine Benzedrex Inhaler Pseudoephedrine** >25mcg/ml (see table #2, p. 10) Pyrovalerone Centroton, Thymergix Reproterol Bronchodil Salbutamo!*** (see table #4, p. 12) Salmeterol*** (see table #4, p. 12) Selegiline Anipryl, Eldepryl, Plurimen Strychnine Movellan Terbutaline*** (see table #4, p. 12) * For caffeine the definition of a positive is a concentration in the urine greater than 12 mcg/ml. ** For norpseudoephedrine (cathine), the definition of a positive is a concentration in the urine greater than 5 mcg/ml. For ephedrine and methylephedrine, the definition of a positive is a concentration in the urine greater than 10 mcg/ml. For phenylpropanolamine and pseudoephedrine, the definition of a positive is a concentration in the urine greater than 25 mcg/ml. *** Permitted by inhaler only to prevent and/or treat asthma and exercise-induced asthma. Written notification of asthma and/or exercise-induced asthma by a respiratory or team physician is necessary to the relevant medical authority. A medical notification form required on file with USADA. NOTE: All imidazole preparations are acceptable for topical use. Vasoconstrictors may be administered with local anaesthetic agents. Topical preparations (e.g. nasal, opthalmological, rectal) of adrenaline and phenylephrine are permitted. 9 Over-the-Counter Products Containing Stimulants Prohibited stimulants are often present in over-the-counter (OTC) medications such as decongestants, diet aids, and headache remedies. Because these medications are readily available and commonly used, athletes must be careful not to inadvertently or unknowingly take items containing these prohibited substances. Athletes should call USADA's Drug Reference Line (1-800-233-0393) before taking any new drug (prescription or OTC) or supplement to ensure that the product does not contains any prohibited substances. Products for colds, flu, or hay fever should not be taken without first checking to ensure that the product does not contain a prohibited substance. New and changing products continuously appear on the market and products carrying the name "decongestant" are likely to contain prohibited substances. Certain medications may also contain prohibited narcotics. Table 2: Over-the-Counter Products Containing Prohibited Stimulants This list of examples is not complete. Any product labeled "D," "cold," "sinus," "non-drowsy," etc., should be treated as suspect for containing a prohibited stimulant. Therapeutic weight loss aids should be treated suspiciously, as they may contain a prohibited stimulant. Generic Name Pharmaceutical Preparations Examples I-Methamphetamine+ (Desoxyephedrine) Vicks Inhaler Pseudoephedrine** >25 mcg/ml Actifed, Afrinol, Claritin D, Co-Tylenol, Drixoral, Efidac 24, Formula 44M Multi Symptom Cough, Mini Thin Pseudo, Sudafed, Sine-Off Phenylpropanolamine** >25mcg/ml Acutrim 16 Hour, Alka-Seltzer Plus, Allerest, Contac, Dexatrim, Entex, Sinarest, Sine-Aid, Tavist D, Triaminic Propylhexedrine Benzedrex Inhaler Ephedrine** >10 mcg/ml Bronkaid, Ephedra, Thermogenics Supplement, Vicks Nighttime Cold Medicine Herbal Ephedrine** >10 mcg/ml Ma Huang (Other examples include: Bishop's Tea, Brigham Tea, Chi Powder, Energy Rise, Excel, Joint Fir, Mexican Tea, Miner's Tea, Popotillo, Super Charge, Teamster's Tea) t I-Methamphetamine cannot be distinguished from the street drug d-Methamphetamine in routine tests. ** For ephedrine and methylephedrine, the definition of a positive is a concentration in the urine greater than 10 mcg/ml. For phenylpropanolamine and pseudoephedrine, the definition of a positive is a concentration in the urine greater than 25 mcg/ml. Know the exact name of your medication since many products sound alike. For example, Tylenol and Afrin Nasal Spray are allowed, however Co-Tylenol, Afrin tablets and Afrinol contain prohibited substances. 10 Caffeine Caffeine is a central nervous system stimulant that is commonly found in coffee, tea, chocolate, and soft drinks. In addition, many cough and cold, supplement, and pain reliever combinations contain caffeine. A concentration greater than 12 micrograms of caffeine per milliliter in the urine is considered doping. Typically, a couple of cups of U.S. brewed coffee should not result in urinary concentrations of greater than 12 mcg/ml. However, one should not attempt to predict the urinary concentrations of caffeine since they vary significantly for each individual and are influenced by factors such as age, gender, body size, weight, diet, and metabolic rate. Be aware that other forms of caffeine (e.g., tablets) do not metabolize at the same rate and produce much higher urine concentrations of caffeine. Do not take any pill containing caffeine before or during a competition. The detection of caffeine in urine in a concentration greater than 12 mcg/ml is a doping violation. Urinary concentrations of caffeine are affected by age, gender, body size, weight, diet, and metabolic rate. GUARANA Often, Guarana is promoted as an energy enhancing herbal product. Guarana (paullinea cupana) is a tropical Brazilian fruit with seeds, that has a caffeine content two to four times of coffee. Therefore, the same precautions need to be taken with Guarana as with any product containing caffeine. Examples of products containing Guarana include Bawls Guarana, Energy Guarana, Energy Guarana Powder, Guts, and Tropisoda. Table 3: Products Containing Caffeine (now alphabetical) Product Approximate Amount/Dose Anacin* 0-32 mg per tablet Chocolate Varies Coca Cola 46 mg per 12 ounces Decaffeinated coffee 2-4 mg per 7 ounces Diet Pepsi 36 mg per 12 ounces Dr. Pepper 40 mg per 12 ounces Excedrin* 0-65 mg per tablet Midol* 0-60 mg per tablet No Doz* 200 mg per tablet Tab 47 mg per 12 ounces Tea 40-60 mg per 7 ounces U.S. brewed coffee 80-135 mg per 7 ounces Vivarin 200 mg per tablet *Amount of caffeine depends upon particular formulation CAUTION Do not use the caffeine table above to estimate clearance times of various caffeine products. 11 Beta-2 Agonists The choice of medications in the treatment of asthma and respiratory ailments has traditionally posed challenges in sport because many commonly prescribed drugs are powerful stimulants. Some of these agents also possess anabolic properties, especially when taken orally or by injection. Because of their stimulatory and potential anabolic effects, limitations have been placed on their use. Beta-2 Agonists are prohibited with the exception of those listed in Table 4 (see below). Also refer to Table 8 - Anabolic Agents and Beta-2 Agonists (p. 17) and the USADA Restricted Substance Medical Notification Form (p. 32-33) All Beta-2 Agonists are prohibited when administered orally or by injection. Certain Beta-2 Agonists are allowed in the aerosol or inhalant forms only to prevent and/or treat asthma and exercise-induced asthma (see Table 4). Written notification of asthma and/or exercise-induced asthma by a respiratory or team physician is necessary and must be provided to USADA and the relevant medical authority prior to competition. Some IFs also require notification directly to them. Notification (see p. 33) may be submitted to: United States Anti-Doping Agency, 1265 Lake Plaza Dr., Colorado Springs, CO 80906 or by faxing form to 719/785-2001. Effective Sept. 1, 2001, all medical notification forms expire after one year. At the 2002 Olympic Games, athletes who require an inhaled beta-2 agonist to treat asthma or exercise- induced asthma may be required to submit to the IOC Medical Commission clinical and laboratory evidence that justifies such treatment. If done, it would need to be received by the IOC Medical Commission at least one week prior to the athlete's first competition. TABLE 4: Beta-2 Agonists Allowed Under Certain Circumstances Generic Name Pharmaceutical Preparations Examples Formoterol Foradil Salbutamol Albuterol (Proventil, Ventolin) Salbutamol/Ipratropium Combivent Salmeterol Serevent Terbutaline Brethaire Attention Deficit Disorder (ADD) and Attention Deficit Hyperactivity Disorder (ADHD) Medications The most commonly prescribed medications to treat ADD and ADHD (e.g., Ritalin, Concerta, Adderall, and Cylert) contain prohibited stimulants. Where the applicable IF tests for stimulants in competition only, athletes prescribed these medications should, in consultation with their physician, discontinue use in advance of competition in order for the medication to clear their systems. 12 B. NARCOTICS The drugs belonging to this class are represented by morphine and its chemical and pharmacological analogues. Evidence exists indicating that narcotics have been and are abused in sport, and therefore all products in this class are prohibited except for those indicated in Table 6 (p. 14). Please refer to Table 5 for examples of prohibited narcotics. There are alternative medications for treatment of mild to moderate pain (see Table 7, p. 14). Narcotics are typically used for the relief of pain. Some of the effects include: Sensation of euphoria; Psychological stimulation; A false feeling of invincibility; Illusions of athletic prowess beyond an athlete's inherent ability; Increased pain threshold and failure to recognize injury; Dangerous situations may be perceived as safe, resulting in an increased risk for injury; Physical and psychological dependence, leading to addiction and withdrawal symptoms; and Narcotic overdoses are always a medical emergency and can lead to respiratory depression and death. TABLE 5: Prohibited Narcotics Generic Name Pharmaceutical Preparations Examples Alphaprodine Nisentil Anileridine Apodol, Leritine Buprenorphine Buprenex Dextromoramide D-Moramid, Dimorlin, Jetrium, Palfium Diamorphine Heroin Dipipanone Diconal, Pipadone, Wellconal Ethoheptazine Equagesic, Panalgin Fentanyl Duragesic, Sublimaze Hydrocodone Hycodan, Lortab, Vicodin Hydromorphone Dilaudid Levorphanol Levo-Dromoran Methadone Amidon, Dolophine Meperidine Demerol, Mepergan Morphine Cyclimorph, Duromorph, MS Contin, Oramorph, Roxanol Nalbuphine Nubain Oxycodone Oxycontin, Percodan, Roxicodone, Tylox Oxymorphone Numorphan Pentazocine Talwin Pethidine Centralgine, Dolantin, Dolosal Phenazocine Narphen Tincture Opium Paregoric 13 TABLE 6: Permitted Narcotics Generic Name Pharmaceutical Preparations Examples Codeine Tylenol w/ Codeine Dextromethorphan Benylin Dihydrocodeine Diphenoxylate Lomotil Ethylmorphine Collins Elixir, Dionina Pholcodine Actuss, Adaphol, Dia-Tuss, Duro-Tuss, Evaphol, Expulin Dry Cough, Famel Linctus, Galenphol, Linctus Tussinol, Pavacol-D, Pholcolin, Pholcomed, Pholtrate, Tixylix Daytime Propoxyphene (Dextropropoxyphene) Darvon-N Tramadol Ultram TABLE 7: Other Medications for Treatment of Mild to Moderate Pain Mild to moderate pain can be effectively treated using medications other than narcotics. Caution: Some pharmaceutical preparations of these medications may be in combination with a prohibited substance. Generic Name Pharmaceutical Preparations Examples Acetaminophen Tylenol Aspirin Bufferin Diclofenac Voltaren Diflunisal Dolobid Floctafenine Idalon Glafenine Gilfanan Ibuprofen Advil, Motrin Indomethacin Indocin Ketoprofen Orudis Mefenamic Acid Ponstel Naproxen Anaprox, Naprosyn Sulindac Clinoril This Guide provides examples of substances in prohibited classes. Not all prohibited substances are listed in this Guide. The list is subject to change and is updated and revised as necessary. Please check to make sure you have the most up-to-date information. WWW.USANTIDOPING.ORG 14 C. ANABOLIC AGENTS Anabolic Androgenic Steroids and Beta-2 Agonists Anabolic Androgenic Steroids (AASs) This prohibited class is made up of the male hormone testosterone and its synthetic derivatives. Natural testosterone regulates, promotes, and maintains physical and sexual development. In combination with training, muscular size and strength may increase from the use of AAS. Because these drugs are hormones, they greatly interfere with normal hormonal balance, thereby producing detrimental and sometimes permanent side effects like gynecomastia and testicular atrophy. AAS abuse can also lead to liver damage, heart disease, hypertension, stroke, psychotic reactions, addiction, and withdrawal symptoms. Recently it has been discovered that steroid use may make tendons stiffer, resulting in an increased potential for muscle strains or ruptures. Additionally, the risk of acquiring AIDS, hepatitis, and other blood-borne diseases increase greatly with the use of injectable forms of AASs. Medical Uses of Anabolic Steroids Relief of bone pain from osteoporosis Corticosteroid-induced catabolism Severe anemia Hereditary angioedema Metastatic breast cancer in women Hormone deficiencies in males Weight gain for chronic nutritional deficiencies or AIDS wasting syndrome The Federal Government designated AAS as Schedule III controlled substances in 1990, thus tightening down the control and availability of steroids. The dangers of today's black market manufactured drugs include impurities and/or false ingredients, which can produce unpredictable and potentially severe side effects in users. Side Effects Of Androgenic Anabolic Steroid Use Include: Acne 3 0 Liver dysfunction* 5 0 Premature closure of the growth centers of long bones (in adolescents) which may result in stunted growth 5 0 Increased aggressiveness and sexual appetite, sometimes resulting in aberrant sexual and criminal behavior 5 Impotence with chronic or repeated use 5 Testicular shrinkage (testicular atrophy)* 5 Breast enlargement (gynecomastia)* to Enlargement of prostate gland 5 Reduction of sperm production (cessation of spermatogenesis) 5 Premature baldness* 5 Masculinization OF Excessive hair growth on the face and body* P Deepening of the voice* P Enlargement of the clitoris* OF Abnormal menstrual cycles (suppression of ovarian function and menstruation) OF I - Side effects observed in males P - Side effects observed in females. * Effects may be permanent Other side effects observed include muscle tightness and cramps, alteration of the libido, edema, diarrhea, constipation, functional/structural liver damage, and polycystic ovarian syndrome. 15 IOC regulations pertaining to the detection of anabolic agents, which are also produced naturally by the body, include the following: Evidence obtained from metabolic profiles and/or isotopic ratio measurements may be used to draw definitive conclusions regarding the use of anabolic androgenic steroids. The presence of a testosterone to epitestosterone (T:E) ratio greater than six to one (6:1) in the urine of an athlete, constitutes an offense unless there is evidence that this ratio is due to a physiological or pathological condition. In the case of T:E greater than 6:1 or an epitestosterone concentration in the urine greater than 200 nanograms/ml, an investigation will be conducted by the USADA before the sample is declared positive. The USADA investigation will be limited to (a) a review of previous tests, if available, and/or a review of subsequent tests including Out-of-Competition (OOC) tests, and/or (b) analysis by Carbon Isotope Ratio measurement. The athlete may submit his or her own evidence, including, but not limited to endocrine investigations, for consideration. The sample will be declared positive unless the USADA's investigation and/or the information submitted by the athlete reveals that the elevated ratio is due to a physiological or pathological condition. If the athlete fails to cooperate in the USADA investigation, the sample will be declared positive. Beta-2 Agonists Beta-2 Agonists have been shown to have anabolic effects when consistently high levels are present in the blood. The detection of salbutamol in the urine in a quantity greater than 1,000 nanograms/milliliter is considered doping with anabolic steroids. See also regulations pertaining to use of Beta-2 Agonists under Section A - Stimulants, and Table 4 (p. 11). In particular, clenbuterol is prohibited both as an anabolic agent and as a stimulant. This Beta-2 Agonist has not been approved for use in the United States. It is consider a prohibited substance because of its anabolic and stimulatory effects and misuse by athletes. Clenbuterol is available in foreign countries under a variety of brand names. Health food and nutrition companies sell imitation versions described as "nutritional supplements." Effects include: Possible "repartitioning" or increasing Increased heart rate and blood pressure muscle mass while decreasing body fat Headache (based on animal and recent human studies) Insomnia Nausea Tremors Nervousness Androstenedione, Androstenediol, and Dehydroepiandrosterone (DHEA) Androstenedione, Androstenediol, and DHEA are steroids that are precursors to testosterone. They are widely available in dietary supplements being sold over-the-counter in health food stores and over the Internet. They are specifically included on the IOC Examples of Prohibited Substances List. They are naturally produced in the adrenal gland and are claimed to reduce body fat, increase muscle mass, and lower cholesterol levels. They are sometimes used to treat certain types of cancer and to boost the immune system. Potential side effects include acne, water retention, male pattern baldness, moodiness, irritability, and changes in sex drive. 19-Norandrostenedione and 19-Norandrostenediol 19-Norandrostenedione and 19-Norandrostenediol are prohibited steroids that are precursors of nandrolone. They are also widely available in dietary supplements sold over-the-counter, through the mail, and over the Internet, sometimes in combination with other steroids such as androstenedione. Claims made include increased muscularity, strength, endurance and vascularity, as well as fat loss. Potential side effects are considered to be similar to those listed for androstenedione products. 16 TABLE 8: Anabolic Agents and Beta-2 Agonists Generic Name Pharmaceutical Preparations Examples Androstenediol Androstederm, 4-androstenediol, 5-androstenediol Androstenedione Andro Stack 850, Andro-Gen, Androsten, Androstene 100, Testro Rx Bambuterol* Astra, Bambec Bolasterone Dimethyltestosterone, Myagen Boldenone Equipoise, Vebonol Bitolterol* Tornalate Clenbuterol* Broncodil, Clenasma, Clenbutol, Contrasmina, Monores, Novegan, Prontovent, Spiropent, Ventolase Clostebol Steranabol Danazol Cyclomen, Danatrol, Danocrine, Danokrin, Danol, Ladogar, Win 17757, Winobanin Dehydrochlormethyltestosterone Turinabol Dehydroepiandrosterone DHEA Dihydrotestosterone Stanolone Dromostanolone Drolban, Masteril Fenoterol* Berotec Fluoxymesterone Android F, Halotestin, Ora-Testryl, Ultradren Formebulone Esiclene, Hubernol Formoterol** (see Table #4, p.12) Gestrinone Tridomose Growth Hormone hGH Human Chorionic Gonadotrophin hCG Mesterolone Androviron, Proviron Metandienone Danabol, Dianabol Metaproterenol* Alupent, Metaprel Metenolone Primobolan, Primonabol-Depot Methandriol Stenediol, Trofomone Methandrostenolone Dianabol Methyltestosterone Android, Estratest, Metandren, Oreton Methyl, Testred Mibolerone Nandrolone Deca-Durabolin, Durabolin, Kabolin, Nandrobolic 19-Norandrostenediol 19-Diol, 19-Norandrobol, Norandrodiol, Norandronate 19-Norandrostenedione 19-Nor Androstene, 19-Nora Force, Anabolic Stack, Androbolic, Androdyne, Androstat Poppers, Androstat Pro 6, Ultimate Release 24 Norethandrolone Nilevar Orciprenaline* Oxandrolone Anavar Oxymesterone Oranabol 10 Oxymetholone Adroyd, Anadrol, Anapolon Pirbuterol* Maxair Reproterol* Bronchodil Rimiterol* Pulmadil Salbutamol** (>100 nanograms/ml as a (see Table 4, p. 12) stimulant, >1,000 nanograms/ml as an anabolic agent) Salmeterol** (see Table 4, p. 12) Stanozolol Stromba, Winstrol Terbutaline** (see Table 4 p. 12) Testosterone (T:E >6:1) Delatestryl, Malogen, Malogex Trenbolone Finajet, Parabolan * Beta-2 Agonists are included in the class of Anabolic Agents. t Authorized in the aerosol or inhalant forms only to prevent and/or treat asthma and exercise-induced asthma (EIA and EIB). Written notification by a respiratory or team physician is necessary and must be provided to USADA and the Relevant Medical Authority. (See Stimulants and Table, p. 12.) 17 D. DIURETICS Diuretics are drugs that help the body to eliminate fluids (water and salts) by increasing the rate of urine formation. Diuresis increases urine volume and net loss of salts (especially sodium, potassium, and/or chloride). Although diuretics, under strict medical supervision, have important therapeutic indications for the elimination of excess fluid from the body tissue in certain disease states and for management of high blood pressure, they are nonetheless prohibited. Diuretics may be abused by competitors for two main reasons: 1. To reduce weight quickly in sports where weight categories are involved; and/or 2. To produce a more rapid excretion of urine (to reduce the concentration of prohibited substances in the urine in an attempt to minimize detection). Drastic reduction of weight in sport cannot be medically justified. The potential for serious side effects such as dehydration, muscle cramps, volume depletion, drop in blood pressure, and severe electrolyte imbalance exists. Deliberate attempts to reduce weight artificially, in order to compete in lower weight classes or to dilute urine, constitutes clear manipulation, which is ethically unacceptable. For sports involving weight classes, the responsible authorities (i.e. international federations) reserve the right to obtain urine samples at the time of weigh-in. Taken without medical supervision, diuretics can result in potassium depletion and death. TABLE 9: Diuretics Generic Name Pharmaceutical Preparations Examples Acetazolamide AK-ZOL, Dazamide, Diamox Amiloride Midamor Bendroflumethiazide Naturetin Benzthiazide Aquatag, Exna, Hyres, Marazide, Proaqua Bumetanide Bumex Canrenone Aldadiene, Aldactone, Phanurane, Soldactone Chlormerodrin Orimercur Chlorthalidone Hygroton, Hylidone, Thalitone Diclofenamide Daranide, Fenamide, Oratrol Ethacrynic Acid Edecrin Furosemide Lasix Hydrochlorothiazide Esidrix, Hydro-Diuril, Oretic, Thiuretic Indapamide Lozol, Natrilix, Servier Mannitol (intravenous only) Osmitrol Mersalyl Salyrgan Spironolactone Alatone, Aldactone Torsemide Demadex Triamterene Dyazide, Maxide 18 E. PEPTIDE HORMONES, MIMETICS AND ANALOGUES The presence of an abnormal concentration of an endogenous hormone or its diagnostic marker(s) in the urine (or other specimen) of a competitor constitutes doping, unless it has been conclusively documented to be solely due to a physiological or pathological condition. All of these hormones and all of their respective releasing factors and their analogs are prohibited. TABLE 10: Peptide Hormones, Mimetics and Analogues EXAMPLE Chorionic Gonadotropin Human Chorionic Gonadotropin (hCG) Prohibited for males only. The administration to males leads to an increased rate of production of endogenous male hormones and is considered equivalent to the exogenous administration of testosterone. Pituitary and Synthetic Gonadotropins Leutinizing Hormone (LH) Prohibited for males only. Corticotropin ACTH, tetracosactide Corticotropin has been used to increase blood levels of endogenous corticosteroids. Administration is considered to be equivalent to the systemic administration of corticosteroids (see Glucocorticosteroids, p. 21). Growth Hormone hGH, Somatotropin Use is dangerous and may result in various adverse effects: allergic reactions, diabetes, and acromegaly. Contamination of some growth hormone preparations of human origin can cause Creutzfeldt Jacob Disease, a fatal neurological condition. Insulin-like Growth Factor IGF-1 Primarily secreted by the liver, IGF-I stimulates growth and anabolism. Erythropoietin EPO, Epogen This naturally occurring hormone is produced in the kidney and stimulates red blood cell production. Administration equates with blood doping and is prohibited (see Blood Doping, p. 19). Insulin Permitted only to treat insulin-dependent diabetes mellitus (IDDM). Prior to the particular competition, written notification of IDDM by an endocrinologist or team physician to the Relevant Medical Authority is necessary. Related substances Clomiphene* (Clomid, Milophene, Serophene) Cyclofenil* (Fertodur, Neoclym, Rehibin) Tamoxifen* (Nolvadex) *Prohibited for males only. Even when used for legitimate medical treatment, the detected presence of a prohibited substance constitutes doping. 19 II. PROHIBITED DOPING METHODS The following procedures are prohibited: Blood doping Administering artificial oxygen carriers or plasma expanders Pharmacological, chemical and physical manipulation A. BLOOD DOPING Blood doping means the administration of blood, red blood cells, and/or related blood products to an athlete, which may be preceded by withdrawal of blood from the athlete who continues to train in such a blood-depleted state. Risks involved in the transfusion of blood and blood-related products include: Allergic reactions (rash, fever, etc.) Acute hemolytic reaction with kidney damage if incorrectly typed blood is used Delayed transfusion reactions resulting in fever and jaundice (can be fatal) Transmission of infectious diseases (e.g., viral hepatitis and AIDS) Overload of the circulatory system Blood clots Metabolic shock B. ADMINISTERING ARTIFICIAL OXYGEN CARRIERS OR PLASMA EXPANDERS Oxyglobin® and perfluorocarbons (PFCs) are examples of compounds used to enhance oxygen transport, and are prohibited by the IOC and International Federations. Plasma expanders, such as hydroxyethyl starch, used to increase the water content of the blood, are also prohibited. C. PHARMACOLOGICAL, CHEMICAL AND PHYSICAL MANIPULATION Pharmacological, chemical and physical manipulation means the use of substances and methods, including masking agents, which alter, attempt to alter, or may reasonably be expected to alter the integrity and validity of urine samples used in doping controls, including, without limitation, catheterization, urine substitution and/or tampering, inhibition of renal excretion such as by probenecid and related substances, and alterations of testosterone and epitestosterone measurements such as epitestosterone application or bromantin administration. TABLE 11: Prohibited Methods (without limitation) Alterations of testosterone and epitestosterone Epitestosterone administration to alter T:E ratio measurements Diuretics Can be used to dilute the urine and mask other substances. Catheterization A way of obtaining a urine sample through a thin rubber tube inserted through the urethra into the bladder. Sample substitution and/or tampering Inhibition of renal excretion Bromantin, probenecid and related compounds Masking Agents Includes use of commercially produced products such as "Defend," "Test Free," "Test Clean," "Jamaica Me Clean," and "UrinAid." Whether or not the use of a prohibited substance or prohibited method enhances performance does not matter. It is enough that the prohibited substance or prohibited method was used or attempted to be used to be considered a sanctionable doping violation. 20 III. CLASSES OF PROHIBITED SUBSTANCES IN CERTAIN CIRCUMSTANCES A. ALCOHOL Although alcohol is the most widely abused drug in the country, it does not generally improve sports performance. It depresses the central nervous system and affects coordination and fine hand-eye movements. Nevertheless, breath or blood alcohol levels may be determined at the request of the responsible authorities (i.e., WADA, IOC, NOC, USOC, IF, and/or NGB) and positive tests may lead to sanctions. B. CANNABINOIDS Cannabinoids (e.g., marijuana, hashish, cannabis) are illegal substances. Possession and/or use of these substances are illegal and may subject a person to arrest and criminal prosecution. The IOC at the Olympic Games, and many IFs include cannabinoids on their lists of prohibited substances. In those cases a concentration in the urine of carboxy-THC greater than 15 nanograms per milliliter constitutes doping. The body absorbs THC, which is the mind-altering ingredient in cannabinoids, and transforms it into metabolites, which can be detected in the urine for weeks after use. Its metabolites can be detected in urine four (4) to ten (10) days after smoking a single joint, and up to several weeks or months following chronic use. Where the rules of a responsible authority so provide, tests will be conducted for cannabinoids (e.g., marijuana, hashish). At the Olympic Games, tests will be conducted for cannabinoids Side effects include: Increased heart rate; Impaired short-term memory and distorted sense of time and space; Diminished ability to concentrate and react with slowing of coordination and reflexes; Fear of losing control, and impaired thinking and reading comprehension; and Chest pain and airway irritation. C. LOCAL ANESTHETICS Systemic injections are prohibited. Injectable local anesthetics are permitted under the following conditions: a) Bupivacaine, lidocaine, mepivacaine, procaine and related substances can be used, but not cocaine. Vasoconstrictor agents (e.g. adrenaline, epinephrine) may be used in conjunction with local anesthetics. b) Only local or intra-articular injections may be administered. c) These are permitted only when medically justified. d) Where the rules of a responsible authority SO provide, notification of administration of local and intra-articular injections of anesthetics may be necessary in advance of competition, or during the competition in matters of medical urgency.* * See outline of regulations pertaining to written notification on "RESTRICTED SUBSTANCE MEDICAL NOTIFICATION FORM" (p. 32-33). 21 D. GLUCOCORTICOSTEROIDS Corticosteroids (also called glucocorticoids or glucocorticosteroids) are naturally occurring substances secreted by the adrenal glands that regulate the metabolism of carbohydrates, proteins, and fats. Their indications for use include treating allergies, asthma, inflammatory conditions, skin disorders, and many other diseases. Corticosteroids ARE NOT the same as androgenic anabolic agents, which are used to build muscle mass. They can cause a different spectrum of dangerous side effects. Naturally occurring and synthetic, corticosteroids are mainly used as anti-inflammatory drugs. They influence circulating concentrations of natural hormones in the body and may produce mood changes including euphoria and other side effects. Their use, except when administered topically, requires medical control. The systemic use of corticosteroids is prohibited [i.e., when administered orally, rectally (internal), or by intravenous or intramuscular injection. Anal (topical), aural, dermatological, inhalational, nasal, and ophthalmological administration is permitted. Topical use (in the ear, the eye, or on the skin) is permitted. Inhalation therapy* (i.e., for treatment of asthma) is permitted. Intra-articular* and local injections* of corticosteroids are permitted. * Where the rules of a responsible authority so provide, notification of administration may be necessary. Any physician wishing to administer corticosteroids intra-articularly or locally to an athlete may be required to give prior written notification to the relevant medical authority. (See outline of regulations pertaining to written notification on "RESTRICTED SUBSTANCE MEDICAL NOTIFICATION FORM," p. 32-33.) Ignorance is never an excuse. It is the personal responsibility of each athlete to ensure that he or she does not allow any prohibited substance to enter his or her system or use or allow the use of any prohibited method. 22 E. BETA-BLOCKERS The IOC Medical Commission has reviewed the therapeutic indications for the use of beta- blocking drugs and noted that there is a wide range of effective alternative preparations available to control hypertension, cardiac arrhythmias, angina pectoris, migraine, and nervous or anxiety-related conditions. Due to the continued misuse of beta-blockers in some anaerobic sports, tests for beta- blockers are performed in agreement with the rules of the International Federation and/or at the direction of the responsible authority. Where the rules of a responsible authority so provide, tests will be conducted for beta- blockers. It is the athlete's responsibility to check whether beta-blockers are included on his or her IFs testing list. Sports that may be tested are unlikely to include endurance events that necessitate prolonged periods of high cardiac output and large stores of metabolic substances in which beta-blockers would severely decrease performance capacity. Other sports may test for beta-blockers if indicated or deemed appropriate. TABLE 12: Examples of Beta-Blockers Generic Name Pharmaceutical Preparations Examples Acebutolol Sectral Alprenolol Aptine Atenolol Tenoretic, Tenormin Betaxolol Kerlone Bisoprolol Zebeta Bunolol Bunitrolol Stresson Carteolol Cartrol Celiprolol Selecor Esmolol Brevibloc Labetalol Normodyne, Trandate Metoprolol Lopressor, Toprol XL Nadolol Corgard, Corzide Oxprenolol Trasicor, Trepress Pindolol Viskin Propranolol Inderal, Inderide Sotalol Betapace Timolol Blocadren 23 URINARY CONCENTRATIONS Below is a summary of urinary concentrations that the IOC-accredited laboratories must report findings for specific prohibited substances A case is considered as positive when the analytical laboratory test gives a result that is above the cut-off limit. TABLE 13: Urinary Concentrations SUBSTANCE LEVEL Caffeine > 12 mcg/ml Carboxy-THC > 15 nanograms/ml Ephedrine / Methylephedrine > 10 mcg/ml Epitestosterone > 200 nanograms/ml Morphine > 1 mcg/ml 19-Norandrosterone > 2 nanograms/ml (Males) > 5 nanograms/ml (Females) Norpseudoephedrine (Cathine) > 5 mcg/ml Phenylpropanolamine > 25 mcg/ml Pseudoephedrine > 25 mcg/ml Salbutamol > 100 nanograms/ml (as a stimulant) > 1,000 nanograms/ml (as an anabolic agent) T:E Ratio > 6:1 or positive carbon isotope ratio analysis The presence of a prohibited substance in an athlete's urine constitutes an offense, regardless of the manner in which the prohibited substance came to be in the athlete's system. 24 SUPPLEMENTS AND OTHER SUBSTANCES The Dietary Supplement Health and Education Act of 1994 specifically exempted certain products from evaluation for safety and efficacy by the Food and Drug Administration (FDA). Thus, the commonly held belief that the government approves these over-the-counter supplements is not correct. In addition, there has been some evidence that some products may not contain the amount of ingredient listed on the label, may not contain the ingredient listed at all, or may be adulterated with other prohibited substances not listed on the label. Imported herbal products, in particular, are often mislabeled concerning their actual ingredients. In addition, a State of California study documented the presence of other toxins such as arsenic and strychnine in these herbal preparations¹. Herbal Products Some herbal and plant products such as Ma Huang, ginseng, oryzanol, beta-sistosterol, diosterol and yohimbe bark which are alleged to be ergogenic or anabolic alternatives, and are purported to produce increased weight, strength, and other performance enhancing actions, are either prohibited substances or may inadvertently contain prohibited substances. Although there is substantial research being conducted on herbals to determine effectiveness, safety, and quality standards, there is currently little scientific evidence to support these claims. The contents and safety of these products cannot be guaranteed. Other Supplements CREATINE is a natural compound that is a critical part of the energy storage system in the body. Energy is stored in the cells as creatine phosphate. Under anaerobic conditions, the creatine phosphate is used to regenerate adenosine triphosphate (ATP), the main form of cellular energy. Creatine is obtained primarily from meat in the diet. Creatine supplementation presumes that additional intake will provide additional cellular levels, and therefore provide larger amounts of stored energy. In general, any creatine ingested in excess is excreted in the urine. Creatine allegedly speeds muscle recovery, increases initial work output, and delays fatigue in anaerobic (high intensity, short duration) exercise. Research studies are nearly evenly divided on whether performance is actually improved. The long-term effects of taking supplemental creatine have not yet been established, but there appears to be a greater incidence of dehydration, nausea, stomach cramps, diarrhea, muscle cramping, pulled muscles, and muscle tightness according to a survey of creatine users². There are also two published reports of individuals with pre-existing liver and kidney problems having further complications while using creatine³. Since there are no regulations guaranteeing the actual content of creatine or other supplements, the use of any of these products may result in a positive drug test. THE USE OF DIETARY SUPPLEMENTS IS COMPLETELY AT THE ATHLETE'S OWN RISK. GLUTAMINE levels have been shown to decrease significantly after intense training. It has been proposed that this deficiency can lead to a suppressed immune system in over-trained athletes. Glutamine supplementation studies in athletes have failed to show improvements in athletic performance or immune function⁴. 25 COENZYME Q-10 is associated with energy transport within muscle and heart cells at basic levels. This supplement is believed to be beneficial in treating various heart conditions and other diseases. Advocates have proposed that Coenzyme Q-10 improves exercise performance and recovery time. Studies on its performance enhancing abilities have had mixed results with some reporting an increase in performance and others showing no effect. One study revealed that Coenzyme Q-10 was not readily absorbed into muscle without a preexisting deficiency in the athlete⁵. No serious side effects are proven with Coenzyme Q- 10 but decreased appetite, nausea, and diarrhea are potential adverse effects. PYRUVATE has been promoted to enhance weight loss and to improve endurance. In studies, pyruvate, a product of glucose metabolism, has been substituted for a portion of an individual's carbohydrate intake in low calorie diets. These studies of obese individuals demonstrated slightly increased weight loss in the pyruvate-substituted group. In non- athletes studies have shown increased muscle endurance⁶; however, these results are not repeated in studies of athletes. Companies promoting pyruvate recommend supplementation with doses that have not been studied or shown to improve weight loss or endurance. GLUCOSAMINE supplementation has been shown in quality research to promote the regeneration of cartilage in patients with osteoarthritic (damage due to overuse) knees. Improvement was seen with relieving pain, morning stiffness, walking stiffness, and the ability to perform general activities. There is no research available on the ability of glucosamine to prevent osteoarthritis in the athlete. Gastrointestinal discomfort and distress, and allergic reactions are reported adverse effects. OTHER SUBSTANCES such as octacosanol, chromium picolinate, boron, and dibencozide are found in a variety of supplemental products that claim to have ergogenic effects. They are often sold in combination with other supplements also not proven to be performance enhancing in athletes. Similarly, they may actually be in combination with prohibited diuretics and stimulants such as Ma Huang, ephedrine, and caffeine. Health food and nutrition stores, pharmacies, grocery stores, mail order companies, or Internet companies often sell these products. Unfortunately, there are no approved medical references that identify all of them by brand name or active ingredient. Since there are no regulations guaranteeing the actual content of these supplements, the USE OF ANY OF THESE PRODUCTS MAY RESULT IN A POSITIVE DRUG TEST. USE IS COMPLETELY AT THE ATHLETE'S OWN RISK. SOURCES: 1. Ko, R.J. Adulterants in Asian Patent Medicines. New England Journal of Medicine. 339(12):847, 1998. 2. Coleman, E. Risky Business: Knowing the facts before you decide to take one of these four common supplements. Volleyball. April: 66-73, 1998. 3. Balsom, P.D., K. Soderland, and B. Ekblom. Creatine in humans with special reference to creatine supplementation. Sports Med. 18(4):268-280, 1994. 4. Nieman, D.C., and B.K. Pedersen. Exercise and immune function: Recent developments. Sports Med. 27: 72-80, 1999. 5. Burnham, T.H., R.C. Hagermann, and D.S. Threlkeld (Eds.). The review of natural products. St. Louis: Facts and Comparisons, Inc. 1997. 6. Stone, M.H., K. Sanborn, L. Smith, et al. Effects of in-season (5 weeks) creatine and pyruvate supplementation on anaerobic performance and body composition in American football players. International Journal of Sports Nutrition. 9:146-165, 1999. Manufacturers frequently claim that products "naturally" increase the concentrations of naturally occurring and prohibited substances (e.g. testosterone, growth hormone). The purpose of doping control is to level the playing field and any attempts to pharmacologically or chemically enhance performance are unethical. If you have questions, call USADA's Drug Reference Line at 1-800-233-0393 26 FREQUENTLY ASKED QUESTIONS WHAT IF THE ATHLETE HAS A COLD OR THE FLU? CAN HE OR SHE BE EXCUSED WHEN TAKING MEDICINE TO GET WELL? NO. If an athlete has a cold, flu, or hay fever he or she SHOULD NOT take any medication or substance without first being sure that it does not contain a prohibited substance. This includes both over-the-counter (OTC) and prescription medications from a doctor. Most IFs test for the stimulants found in cold medications in-competition only. However, some IFs also may include stimulants in their out-of-competition (OOC) testing list. A positive test whether inadvertent or due to medical treatment is still a positive test. WHY IS CAFFEINE PROHIBITED? IS IT HARMLESS? Caffeine, though a commonly used substance in our society, is a stimulant and has similar effects to those of other stimulant substances. In the past, athletes have attempted to improve their performance by using large amounts of caffeine. This is considered cheating and caffeine use is limited in that an amount greater than 12 micrograms per milliliter in the urine is classified as doping. IF THE ATHLETE DOES NOT DRINK COFFEE, SHOULD HE OR SHE WORRY ABOUT CAFFEINE? YES. Many other products contain caffeine, including soft drinks, chocolate, and medications such as No Doz, Vivarin, Midol, Anacin, Excedrin and Fiorinal. WHAT IF THE ATHLETE NEEDS A PAINKILLER FOR AN INJURY? Slight to moderate pain can be effectively treated using non-narcotic drugs (see Table 7, p. 13). These drugs are generally referred to as non-steroidal anti-inflammatory drugs (NSAIDs). They have anti-inflammatory and analgesic (pain-killing) actions. For management of severe pain, codeine, dihydrocodeine (dihydrocodone is prohibited), and pholcodine are allowed. These drugs are available alone or in combination with analgesics such as acetaminophen. WHAT ABOUT CLENBUTEROL? Clenbuterol, a foreign drug not available in the U.S., is classified as a Beta-2 Agonist. Some athletes have abused it because of its reported anabolic effect in building muscle mass in livestock. It is often used in combination with anabolic agents and growth hormone, and is prohibited both as an anabolic agent and as a stimulant. BIRTH CONTROL PILLS ARE STEROIDAL HORMONES. ARE THEY PROHIBITED? NO. These substances have not been found to be performance enhancing and are not prohibited. IOC accredited laboratories can distinguish between birth control pills and Prohibited Substances. HOW LONG DOES IT TAKE PROHIBITED SUBSTANCES TO LEAVE THE SYSTEM? Individual metabolism, amount of substance used, frequency of use, duration of use, and nominal biodegradation process in any given individual varies. In addition, some drugs are stored in the body and have highly variable elimination rates. Elimination time ESTIMATES for specific substances can be determined by contacting the manufacturer, the prescribing physician, or the dispensing pharmacist. WHY ISN'T IT OKAY TO USE A PROHIBITED MEDICATION THAT HAS BEEN PRESCRIBED BY A DOCTOR? Since some medications prescribed by physicians for treatment of legitimate medical conditions have the potential to enhance athletic performance, they are prohibited. A prohibited drug is still prohibited, even if prescribed by a doctor. 27 WHAT CAN BE DONE ABOUT IT? IF THE MEDICINE IS NEEDED, WHAT SHOULD A PERSON DO? Alternative medications that are not prohibited can oftentimes be prescribed to treat medical problems. An athlete's personal physician may not be aware of the complicated drug restrictions in amateur sports and should be advised to call USADA's Drug Reference Line (1-800-233- 0393) for information. In extreme situations, the IOC and several IFs have procedures for obtaining advance waivers permitting the use of a prohibited substance (p. 32-33). IF AN ATHLETE IS NOT TAKING DRUGS ON THE PROHIBITED LIST, SHOULD HE OR SHE STILL BE CONCERNED? YES! Many commonly used medications contain small amounts of prohibited drugs. Remember, many prescribed and OTC medications (e.g. cold medicines, diet pills, asthma medications, pain killers, nasal sprays, sleeping pills, etc.) contain prohibited substances. Even a small amount of a prohibited substance can cause a positive test. Be aware that formulations and ingredients of OTC products and dietary supplements may change frequently, so these products can switch from being an allowed to a prohibited substance without notice. HOW CAN AN ATHLETE BE SAFE? Call USADA's Drug Reference Line (1-800-233-0393) for information about contents of medications or supplements to be taken before or during competition. Do not take any unknown substances (e.g., from a friend or acquaintance who offers something to help a cold or headache). The use of foreign medications is strongly discouraged. IS THERE A COMPLETE LIST OF DRUGS THAT WON'T CAUSE A POSITIVE TEST? NO. No list can ever be complete. New names and new products come on the market daily. Foreign drugs may not appear in the U.S. drug reference books. The list of prohibited substances is subject to change without notice. In addition, drugs not listed or different formulations of the same brand name may not be allowed. For any of these reasons, a "complete" or "safe list" that is accurate and up-to-date is not available for distribution. This is why it is important for athletes to call USADA's Drug Reference Line (1-800-233-0393) to find out the current status of any substance they may consider taking. HOW CAN AN ATHLETE KNOW WHAT IS NOT PROHIBITED? Refer to the "USADA Guide to Permitted Medications" (p. 29-30) and the USADA Athlete Wallet Card for examples of substances currently not on the prohibited substance list. However, this list is not complete and could change at any time. USADA's Drug Reference Line (1-800-233- 0393) is also available for athletes to call and check the status of any medication. WHAT ABOUT SUPPLEMENTS? IS THERE A LIST OF THOSE THAT ARE SAFE? NO, there is not a list of "safe supplements." Supplemental products are taken at the athlete's own risk. Many contain Prohibited Substances that occasionally are not included on the label as ingredients. Be aware that these products may not be consistent from batch to batch and formulations often change without warning or notification. We recommend that athletes avoid these products, especially close to competition. I AM INVOLVED IN A SPORT THAT DOES NOT HAVE WEIGHT CLASSES, so WHY IS THE DIURETIC I TAKE FOR HIGH BLOOD PRESSURE BANNED? It is true that diuretics have been used to rid the body of extra fluids to drop body weight. However, they also have been abused in an attempt to dilute or reduce concentration of other banned substances (i.e. anabolic steroids) in the body. Consequently, diuretics are banned for several reasons. 28 MANY SUPPLEMENTS ON THE MARKET CLAIM TO BE ALL-NATURAL.. DO I HAVE ANYTHING TO BE CONCERNED ABOUT WHEN I AM TESTED? NO. Do not be fooled by the "all-natural" claim. First of all, some substances that are banned are also derived from plants, and therefore are considered natural. In addition, the regulations overseeing the nutritional industry are such that there is no guarantee that any of the ingredients listed on the package are even in the product. Likewise, there is no guarantee that there are not ingredients in the product that are not listed in the package. It is important to remember that the use of ALL nutritional products is completely at the athlete's own risk. MY PHYSICIAN WANTS TO PRESCRIBE AN ANTIBIOTIC AND COLD MEDICATION FOR MY ILLNESS. ARE ANTIBIOTICS AND COLD MEDICATIONS PERMITTED WITH A PRESCRIPTION? All antibiotics are allowed. Most cold medications contain an antihistamine and/or decongestant. Any cold medication that contains a decogestant and is taken orally, is banned in competition, with no exceptions. Certain International Federations may ban some cold medications that contain an antihistamine. I AM SEEING MORE ARTICLES ABOUT ATHLETES TESTING POSITIVE FOR NANDROLONE BELIEVED TO BE INCLUDED IN THEIR NUTRITIONAL SUPPLEMENTS. NANDROLONE IS AN ANABOLIC STEROID; DON'T YOU NEED A PRESCRIPTION TO OBTAIN IT? There have been confirmed reports that show traces of nandrolone precursors and other anabolic steroids found in nutritional products. Currently, nutritional products are HIGHLY UNREGULATED, so use caution and discretion because the status of ALL nutritional substances is "Use is completely at the athlete's own risk." I WOULD LIKE TO OBTAIN REFERENCE MATERIALS, CAN USADA MAIL OUT INFORMATION TO ME? USADA produces an annual reference guide and wallet card that contains information regarding the prohibited classes, substances, and methods of doping, as well as some examples of permitted medications. This information is also available on the USADA web site at www.usantidoping.org/prohibited substances. You can also request information to be mailed to you by calling the USADA Drug Reference Line at 1-800-233-0393 or by emailing us at [email protected] WHAT IS THE DIFFERENCE BETWEEN EVENT AND OUT-OF-COMPETITION TESTING IN REGARDS TO THE TESTED SUBSTANCES? During event testing, more performance-enhancing substances are testing for (stimulants, nacotics, anabolic agents, diuretics, peptide hormones and analogues, corticosteroids and in certain circumstances, alcohol, marijuana and beta-blockers. During out-of-competition testing, a shorter menu of substances are tested for (anabolic agents, beta-2 agonists, diuretics, peptide hormones and analogues, and blood doping). WHAT IS THE STATUS OF PRESCRIPTION TABLETS FOR ALLERGIES? The non-sedating presription antihistamines are not banned (i.e. Claritin, Allegra, Zyrtec). However, it is important to note than many antihistamines also come as combination products that contain pseudoephedrine (i.e. Claritin-D, Claritin-D-24-hour, Allegra-D), which are banned in- competition as stimulants. Certain International Federations may ban prescription and over-the- counter sedating antihistamines. IF YOU HAVE ANY QUESTIONS, CALL USADA's DRUG REFERENCE LINE (1-800-233-0393), or write to USADA, 1265 LAKE PLAZA DR., COLORADO SPRINGS, CO 80906 29 USADA GUIDE TO PERMITTED MEDICATIONS WARNING Be especially cautious with any over-the-counter medications. Formulations may be changed at any time resulting in a change of status (from permitted to prohibited). Be aware that many brand names sound alike. One may be permitted, while the other may be prohibited. While vitamins, minerals and amino acids are not prohibited, they may be in combination with prohibited substances that may not be disclosed on the labels. USADA's Drug Reference Line (1-800-233-0393) cannot guarantee the status of herbals, supplements, and other health food store products. Supplements are taken at the athlete's own risk. References to specific products are for example purposes only and do not constitute an endorsement by USADA. ANALGESIC & ANTIBIOTIC ANTIHISTAMINE ANTIVIRAL ANTI-INFLAMMATORY ALL ANTIBIOTICS (Caution: May be prohibited Acyclovir [Note: All Non-Steroidal Anti- ARE ALLOWED. by some IFs. Decongestant Amantadine Inflammatory Drugs (NSAIDs) products are prohibited.) Didanosine are allowed.] ANTI-DIABETIC Allegra Famciclovir Acetaminophen Actose Benadryl Famvir Acetaminophen with Codeine Amaryl Cetirizine Flumadine Aspirin Avandia Chlorpheniramine Relenza Aspirin with Codeine Diabeta Chlor-Trimeton Stavudine Celebrex Diabinese Clamastine Tamiflu Codeine Glipizide Claritin Valtrex Coducept Glucophage Diphenhydramine Zidovudine Darvocet Glucotrol Fexofenadine Zovirax Dihydrocodeine Glyburide Loratadine Propoxyphene Glynase Tavist I ANTI-SEIZURE (Darvon N, Darvon Pulvules) Micronase Zyrtec (Caution: May be prohibited Tylenol Prandin by some IFs.) Tyleno! with Codeine Precose ANTACID Depakote Ultram Rezulin Di Gel Neurontin Vioxx Gaviscon Phenobarbital ANTI-DIARRHEAL Maalox Tegretol ANTI-ANXIETY & Bismuth subsalicylate Mylanta Topamax ANTI-DEPRESSANT Diphenoxylate w/ atropine Tums (Caution: May be prohibited Donnagel ASTHMA PRODUCT by some IFs.) Imodium ANTI-NAUSEA & ANTIVERTIGO Accolate Atarax Kaopectate (Caution: May be prohibited Aminophylline Ativan Lomotil by some IFs.) Atrovent Buspar Lonox Antivert Cromolyn sodium Celexa Loperamide Bonine Intal Effexor Pepto Bismol Bucladin S Ipratropium Elavil Compazine Nedocromil sodium Librium ANTIFUNGAL Diphenhydramine Singulair Pamelor Cruex Dramamine Theophylline Paxil Diflucan Emetrol Tilade Prozac Desenex Kytril Zyflo Valium Lamisil Motion-aid Vistaril Lotrimin Phenergan COUGH PREPARATION Xanax Micatin Promethazine (Caution: Decongestant Zoloft Monistat Reglan products are prohibited.) Mycostatin Tigan Codeine Nystatin Zofran Dextromethorphan Sporonox Guaifenesin Tinactin lodinated glycerol USADA's Drug Reference Line 1-800-233-0393 Fax 1-719-785-2001 Copyright © 2001 United States Anti-Doping Agency. All rights reserved. 30 CHOLESTEROL LOWERING EXPECTORANT & LAXATIVE SLEEP AID / SEDATIVE Baycol ANTI-TUSSIVE Citrucel (Caution: May be prohibited Lescol (Caution: Oral decongestants Colace by some IFs.) Lipitor are prohibited. Similar Correctol Ambien Lopid sounding nasal products may Dulcolax Antivert Mevacor be prohibited.) Ex-Lax Ativan Niacin Benzonatate Fibercon Compoz Niaspan Cheracol plain Fleet Enema Dalmane Pravachol Cheracol-D Metamucil Diphenhydramine Tricor Delsym Milk of Magnesia Halcion Zocor Dextromethorphan Peri-Colace Meclizine Guaifenesin Nytol CONTRACEPTIVE Humibid LA MUSCLE RELAXER Restoril Alesse Humibid DM [Caution: May be prohibited Sominex Demulen Robitussin (plain, DM, AC) by someilnternational Sonata Desogen Tessalon Pearls federations (IFs).] Unisom Genora Tussi-Organidin-DM Baclofen Valium Loestrin Carisoprodol Xanax Lo-Ovral EAR PRODUCT Cyclobenzaprine Modicon (Note: All antibiotic eardrops Flexeril TOPICAL Nelova are allowed.) Norflex Antibiotics (all are allowed) Nordette Auralgan Norgesic Aspercreme Ortho-Cept Auro Ear Drops Norgesic Forte Ben-Gay Ortho-Cyclen Cerumenex Parafon Forte Capsaicin Ortho-Tri-Cyclen Cortisporin Robaxin Myoflex cream Ovcon Debrox Soma Cortaid Ovral Murine Ear Drops Zanaflex Flex-All 454 Triphasil Domeboro Otic Icy Hot Balm Vosol NASAL PRODUCT Sports Cream DECONGESTANT Vosol-HC Astelin Vicks Vaporub (Caution: Oral Atrovent Nasal Zostrix decongestants are EYE PRODUCT AYR Saline Zovirax prohibited. Similar sounding (Note: All antibiotic eye drops Beconase (& AQ) nasal products may be are allowed.) Flonase ULCER prohibited.) Artificial Tears Nasacort (& AQ) Antacids 4-Way Long Lasting Nasal Boric acid Nasalcrom Axid Afrin Nasal Spray Crolom Nasonex Carafate Afrin Children's Drops Murine Plus Rhinocort (& Aqua) Pepcid Allerest 12 Hour Nasal Spray Naphcon-A Ocean Prevacid Dristan Nasal Spray Neo-Synephrine Salinex Prilosec Naphazoline Oxymetazoline Vancenase (& AQ) Propulsid Neo-Synephrine Nasal Spray Relief Tagamet Nostrilla Nasal Tetrahydrozoline PAIN Zantac Otrivin Vasocon-A (Refer to Tables 6 & 7, p. 14) Oxymetazoline Visine MISCELLANEOUS Privine U.S. Anti-Doping Agency Accutane Sinex HEMORRHOIDAL 1265 Lake Plaza Dr. Amino Acids (alone) Tetrahydrozoline [Caution: Suppositories and Colorado Springs, CO 80906 DDAVP Tyzine foams used internally (rectal) Estrace Drug Reference Line Xylometazoline and containing hydrocortisone 1-800-233-0393 Levoxyl are prohibited.] Staff Line Minerals (alone) ANTI-MIGRAINE Anusol 1-866-601-2632 Premarin FAX Imitrex Anusol-HC (external only) Provera 1-719-785-2001 Amerge Preparation-H Web site Synthroid Zomig www.nsantidoping.org Viagra Vitamins (alone) Remember this list is intended for use as a guideline for treatment of certain medical conditions. It is not a complete list, nor should it be considered an endorsement or recommendation of these drugs. It is the athlete's responsibility to check the status of all medications. 31 RESTRICTED SUBSTANCE MEDICAL NOTIFICATION INFORMATION Do not submit this form for prohibited or permitted substances. Completion of this form does NOT permit use of prohibited substances. BETA-2 AGONISTS The following Beta-2 Agonists are permitted in the aerosol or inhalant forms only to prevent and/or treat asthma and exercise-induced asthma. Written notification by a respiratory or team physician is necessary and must be provided to USADA and the Relevant Medical Authority prior to competition. Formoterol (Foradil) Salbutamol (Albuterol, Proventil, Ventolin) Salmeterol (Serevent) Salbutamol/Ipratropium (Combivent) Terbutaline (Brethaire) Beta-2 Agonists, such as the following, are prohibited even in the inhaled form: Bambuterol (Astra, Bambec) Bitolterol (Tornalate) Clenbuterol (Broncodil, Clenasma, Clenbutol, Contrasmina, Monores, Novegan, Prontovent, Spiropent, Ventolase) Fenoterol (Berotec) Metaproterenol (Alupent, Metaprel) Orciprenaline Pirbuterol (Maxair) Reproterol (Bronchodil) Rimiterol (Pulmadil) INSULIN Insulin is permitted only to treat insulin-dependent diabetes. Written notification of insulin-dependent diabetes (IDDM) by an endocrinologist or team physician is necessary. LOCAL ANESTHETICS (Local anesthetics are permitted.) Systemic injections are prohibited, and injectable local anesthetics are permitted under the following conditions: 1. Bupivacaine, lidocaine, mepivacaine, procaine, etc. can be used, but not cocaine. 2. Vasoconstrictor agents (e.g. adrenaline, epinephrine) may be used in conjunction with local anesthetics. 3. Only local or intra-articular injections may be administered. 4. These are permitted only when medically justified. Where the rules of a responsible authority so provide, notification of administration of local and intra- articular injections of anesthetics may be necessary. Written notice must be made prior to the particular competition to USADA and the relevant medical authority, when applicable, or during the competition in matters of medical urgency. CORTICOSTEROIDS 1. The systemic use of corticosteroids is prohibited [i.e., when administered orally, rectally (internal) or by intravenous or intramuscular injection]. 2. Anal (topical), aural, dermatological, inhalational, nasal, and ophthalmological (but not rectal) administration is permitted. 3. Topical use (in the ear, the eye, or on the skin) is permitted. 4. Inhalation therapy* (i.e., for treatment of asthma) is permitted. 5. Intra-articular* and local injections* of corticosteroids are permitted. * Where the rules of a responsible authority so provide, notification of administration may be necessary. Any physician wishing to administer corticosteroids intra-articularly or locally to an athlete may be required to give prior written notification to USADA and the relevant medical authority. 32 USADA UNITED STATES ANTI-DOPING AGENCY USADA Restricted Substance Medical Notification Form (effective Sept. 1, 2001) All appropriate areas must be printed legibly in order to process this form. Resubmit only if the prescription, diagnosis or other pertinent information has changed. Keep a copy to present at drug testing occasions. Effective Sept. 1, 2001, all medical notification forms expire ONE YEAR after signed by the athlete's physician. Athlete's Last Name, First, Middle Sex Sport Street Address, City, State, ZIP Day Phone Evening Phone The purpose of the USADA medical notification form is to notify the relevant medical authorities of the prescribed medical use of prohibited substances that are permitted under certain circumstances. This form may be shared with the medical authorities of other relevant sporting bodies (for example, the applicable International Federation, the International Olympic Committee, or the World Anti-Doping Agency). It is understood that there is no physician/patient relationship between USADA and the athlete on whose behalf this form is submitted. It is also understood that nothing contained in this form is to be considered confidential medical information. Physicians completing this form should take care not to include specific information that their patients would expect to remain confidential. NOTE: Some IFs may require specific medical forms to be filed directly with them. This is the athlete's responsibility. BETA-2 INHALERS - No others are permitted. Athlete must have diagnosis of Asthma, EIA, or EIB. DIAGNOSIS: MEDICATION DOSE (SIG) ROUTE Formoterol (Foradil) Salbutamol (Albuterol, Proventil, Ventolin) Salbutamol/Ipratropium (Combivent) Salmeterol (Serevent) Terbutaline (Brethaire) Notification is necessary for the following, only if required by the Responsible Authority: LOCAL OR INTRA-ARTICULAR INJECTIONS (i.e., anesthetics, corticosteroids) and/or INHALED CORTICOSTEROIDS DIAGNOSIS: Date/Time of MEDICATION DOSE ROUTE Administration INSULIN - Permitted only to treat insulin-dependent diabetes. Must have diagnosis of IDDM. DIAGNOSIS: MEDICATION DOSE ROUTE Date/Time of Administration Print Physician Name (MD, DO) Physician Signature (MD, DO, etc.) Date Street Address, City, State, ZIP Phone FAX Mail to: USADA, Medical Notification, 1265 Lake Plaza Dr., Colorado Springs, CO 80906 or fax to USADA at (719) 785-2001. © 2001 USADA., All rights reserved. Drug Reference Line: (800) 233-0393 Updated August 2001 Web Site: www.usantidoping.org 33 USOC ANTI-DOPING POLICIES 1. Retirement a. Any athlete enrolled in the USADA Out-of-Competition ("OOC") program who wishes to be removed from the program on account of retirement must promptly notify USADA and the applicable National Governing Body in writing in order for retirement from the 00C program to be effective. Any athlete who has not provided advance written notice of retirement to USADA and then refuses to participate in a USADA 00C test claiming retirement, shall be "ineligible" for a period of two (2) years following such refusal. b. Any athlete who has ever been enrolled in a 00C program of an international federation, the U.S. Olympic Committee or USADA who retires and then wishes to return to eligible status must enroll in the USADA 00C program at least six (6) months in advance of regaining eligible status. C. USADA shall not suspend or terminate the prosecution of a doping offense related to a positive sample as a result of an athlete's subsequent retirement. 2. Missed 00C Tests a. Under the 00C testing program implemented by USADA, it is the responsibility of each athlete designated by a National Governing Body for OOC participation to provide USADA with up to date information on his or her whereabouts so that he or she can be located for NAN testing. Athletes identified for Out-of-Competition testing are required to file Athlete Location Forms with USADA on a quarterly basis. They are also responsible for notifying USADA any time they will not be available for testing at the location specified on their Athlete Location Form. USADA has provided all athletes subject to OOC testing both a facsimile number and e-mail address to use in updating their Athlete Location Forms or to notify USADA that they will not be available for testing at the specified location at a particular time. The USADA procedure for determining that an athlete participating in the NAN program has a "missed test" is attached. b. Any athlete having three missed tests within any rolling 18-month period shall be ineligible for a period of two years from the athlete's last "missed test." No athlete shall be disciplined for having three missed tests within an eighteen-month period unless the athlete has been offered an opportunity for a hearing. Missed tests shall not be announced publicly until the conclusion of the hearing process. C. The effectiveness of the policy set forth in this resolution shall be reviewed on an ongoing basis. 34 d. QUICK REFERENCE GUIDE TO USADA WEB SITE (www.usantidoping.org) Athlete Section http://www.usantidoping.org/athletes Links to NGBs, IFs and other anti-doping organizations http://www.usantidoping.org/links/index.htm Prohibited Substances Section http://www.usantidoping.org/prohibited sub/index.htm (includes prohibited Substance List and enlarged USADA Wallet Card) USADA Protocol for Olympic Movement Testing http://www.usantidoping.org/files/USADA Protocol.pdf USADA Athlete Location Form http://www.usantidoping.org/files/Athlete_Locator_Form.pdf USADA Change of Plan Form http://www.usantidoping.org/files/Changeof Plan.pdf (Note: The USADA Change of Plan Form information can now be emailed to USADA at [email protected] The USADA Change of Plan Form cannot be used in place of the Athlete Location Form. The USADA Quarterly Athlete Location Form must be on file with USADA before the USADA Change of Plan Form can be accepted. Remember, each athlete must complete and return an athlete location form each quarter. To utilize this service, you must have your email account registered with USADA through USADA Quarterly Athlete Location forms. In addition, the email must come from the account that is your email account of record with USADA. USADA Restricted Substance Medical Notification Form http://www.usantidoping.org/files/Restricted Medical_Form.pdf USADA UNITED STATES ANTI-DOPING AGENCY " U.S. ANTI-DOPING AGENCY 1265 Lake Plaza Dr. Colorado Springs, CO 80909 719-785-2000 www.usantidoping.org STEROID USE- 710C 7 Anti-doping Agery (Fed Furded the ONSEP) Tickle: Fitness Event Sept- - South Lown Preservation Copy