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2014-0370-F [ ] Tuesday, April 21, 2015 FOIA Marker This is not a textual record. This FOIA Marker indicates that material has been removed during FOIA processing by George W. Bush Presidential Library staff. Presidential Personnel, White House Office of Bullock, Katja - Appointee Files Location or NARA Number: FRC ID: OA Number: Stack: Row: Sect.: Shelf: Pos.: Hollinger ID: W 13 14 9 3 3259 16194 5063 5223 Folder Title: Pitt, Harvey Withdrawn/Redacted Material The George W. Bush Library DOCUMENT FORM SUBJECT/TITLE PAGES DATE RESTRICTION(S) NO. 001 Memorandum Personnel Selection - To: POTUS - From: Clay Johnson 1 07/17/2001 Transferred III 002 Memorandum Personnel Selection - To: POTUS - From: Clay Johnson 1 05/04/2001 Transferred III 003 Memorandum Personnel Selection - To: POTUS - From: Clay Johnson 1 05/23/2001 Transferred III 004 Press Release Nominations Sent to the Senate - From: Office of the 4 07/18/2001 P2; P5; P6/b6; Press Secretary 005 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 006 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P5; COLLECTION TITLE: Presidential Personnel, White House Office of SERIES: Bullock, Katja - Appointee Files FOLDER TITLE: Pitt, Harvey FRC ID: 3259 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advise between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(8) Release would disclose information concerning the regulation of 2201(3). financial institutions [(b)(8) of the FOIA] b(9) Release would disclose geological or geophysical information Deed of Gift Restrictions concerning wells [(b)(9) of the FOIA] A. Closed by Executive Order 13526 governing access to national Records Not Subject to FOIA security information. B. Closed by statute or by the agency which originated the document. Court Sealed - The document is withheld under a court seal and is not subject to C. Closed in accordance with restrictions contained in donor's deed the Freedom of Information Act. of gift. 2014-0370-F Page 1 of 3 This document was prepared on Thursday, June 25, 2015 2014-0563-F Withdrawn/Redacted Material The George W. Bush Library DOCUMENT FORM SUBJECT/TITLE PAGES DATE RESTRICTION(S) NO. 007 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 008 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 009 Memorandum Nomination of Cynthia Glassman - To: Katja Bullock - 1 11/20/2001 P6/b6; From: Laura L. Flippin 010 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 011 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 012 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 013 Report Harvey L. Pitt 4 N.D. P6/b6; COLLECTION TITLE: Presidential Personnel, White House Office of SERIES: Bullock, Katja - Appointee Files FOLDER TITLE: Pitt, Harvey FRC ID: 3259 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advise between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(8) Release would disclose information concerning the regulation of 2201(3). financial institutions [(b)(8) of the FOIA] b(9) Release would disclose geological or geophysical information Deed of Gift Restrictions concerning wells [(b)(9) of the FOIA] A. Closed by Executive Order 13526 governing access to national Records Not Subject to FOIA security information. B. Closed by statute or by the agency which originated the document. Court Sealed - The document is withheld under a court seal and is not subject to C. Closed in accordance with restrictions contained in donor's deed the Freedom of Information Act. of gift. 2014-0370-F Page 2 of 3 This document was prepared on Thursday, June 25, 2015 2014-0563-F Withdrawn/Redacted Material The George W. Bush Library DOCUMENT FORM SUBJECT/TITLE PAGES DATE RESTRICTION(S) NO. 014 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 015 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 016 Report Harvey Lloyd Pitt - From: Dina Powell 1 N.D. P6/b6; 017 Report Harvey Lloyd Pitt 1 05/02/2001 P6/b6; 018 Report Harvey L. Pitt 1 N.D. P6/b6; COLLECTION TITLE: Presidential Personnel, White House Office of SERIES: Bullock, Katja - Appointee Files FOLDER TITLE: Pitt, Harvey FRC ID: 3259 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advise between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(8) Release would disclose information concerning the regulation of 2201(3). financial institutions [(b)(8) of the FOIA] b(9) Release would disclose geological or geophysical information Deed of Gift Restrictions concerning wells [(b)(9) of the FOIA] A. Closed by Executive Order 13526 governing access to national Records Not Subject to FOIA security information. B. Closed by statute or by the agency which originated the document. Court Sealed - The document is withheld under a court seal and is not subject to C. Closed in accordance with restrictions contained in donor's deed the Freedom of Information Act. of gift. 2014-0370-F Page 3 of 3 This document was prepared on Thursday, June 25, 2015 2014-0563-F STATEMENT US AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION MCMXXXIV WASHINGTON, D.C. 20549 THE CHAIRMAN November 5, 2002 The Honorable George W. Bush The White House Washington, D.C. My dear Mr. President: It is with deep regret that I have decided to tender my resignation to you as Chairman, and a member, of the Securities and Exchange Commission, effective as soon as I can help your Staff ensure a smooth transition of leadership. Over the past fifteen months, I have had the pleasure of serving as part of your Administration. The issues confronting our capital markets are enormous, and I am pleased I was able to play a role in starting to restore investor confidence. Unfortunately, the turmoil surrounding my Chairmanship and the Agency makes it very difficult for the Commissioners and dedicated SEC Staffers to perform their critical assignments. Rather than be a burden to you or the Agency, I feel it is in everyone's best interest if I step aside now, to allow the agency to continue the important efforts we have started. It has been a sincere pleasure to serve under you. I know the Country is in excellent hands, and you have my continuing admiration, respect, affection and support. Sincerely, Jawey Harvey L. Pitt I Pitt STATES U.S. STATE EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION MCMXXXIV WASHINGTON, D.C. 20549 THE CHAIRMAN November 5, 2002 The Honorable George W. Bush The White House Washington, D.C. My dear Mr. President: It is with deep regret that I have decided to tender my resignation to you as Chairman, and a member, of the Securities and Exchange Commission, effective as soon as I can help your Staff ensure a smooth transition of leadership. Over the past fifteen months, I have had the pleasure of serving as part of your Administration. The issues confronting our capital markets are enormous, and I am pleased I was able to play a role in starting to restore investor confidence. Unfortunately, the turmoil surrounding my Chairmanship and the Agency makes it very difficult for the Commissioners and dedicated SEC Staffers to perform their critical assignments. Rather than be a burden to you or the Agency, I feel it is in everyone's best interest if I step aside now, to allow the agency to continue the important efforts we have started. It has been a sincere pleasure to serve under you. I know the Country is in excellent hands, and you have my continuing admiration, respect, affection and support. Sincerely, Janey Pitt I 7.17.01 THE WHITE HOUSE THE PRESIDENT HAS SEEN WASHINGTON July 17, 2001 MEMORANDUM FOR THE PRESIDENT FROM: CLAY JOHNSON III SUBJECT: Personnel Selection Andy Card and I recommend you approve the below listed changes in term and vice for the following individual: Harvey Pitt of North Carolina, to be Commissioner of the Securities and Exchange Commission for the remainder of a term expiring 6/05/02 and an additional five year term expiring 6/05/07, and upon confirmation designate Chairman, vice Paul R. Carey. You previously approved Mr. Pitt for this position on May 4, 2001 and May 23, 2001 for different terms and vices. Mr. Pitt was nominated to the Senate on July 10, 2001 for the remainder of a five-year term expiring 6/05/05. Upon your approval, a withdrawal of his current nomination, along with a nomination for this position will be forwarded to the Senate. APPROVE: DISAPPROVE: Preservation Copy - George W. Bush Handwriting 5.4.01 THE PRESIDENT HAS SEEN THE WHITE HOUSE WASHINGTON May 4, 2001 MEMORANDUM FOR THE PRESIDENT FROM: CLAY JOHNSON III SUBJECT: Personnel Selection Andy Card and I recommend you approve for possible nomination to the Senate the following individual: Harvey Lloyd Pitt of North Carolina, to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 6/5/03 and upon Confirmation designate Chairman, vice Arthur Levitt, Jr. Upon your approval, an FBI full field clearance will be initiated. An announcement of intention to nominate will be made upon completion of a name check and interview with White House Counsel. Nomination to the Senate will be forwarded as soon as all necessary clearances have been obtained. APPROVE: DISAPPROVE: Preservation Copy - George W. Bush Handwriting 5.23.01 THE PRESIDENT HAS SEEN THE WHITE HOUSE WASHINGTON May 23, 2001 MEMORANDUM FOR THE PRESIDENT FROM: CLAY JOHNS N III SUBJECT: Personnel Selection Andy Card and I recommend you approve for possible nomination to the Senate the following individual previously approved by you on May 4, 2001 for a different term of service: Harvey Pitt of North Carolina, to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 6/5/05, and upon confirmation designate Chairman, vice Issac Hunt. You previously announced your intention to nominate Mr. Pitt to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 6/5/03 and upon confirmation designate Chairman. APPROVE: DISAPPROVE: Preservation Copy - George W. Bush Handwriting THE WHITE HOUSE Office of the Press Secretary For Immediate Release July 10, 2001 NOMINATIONS SENT TO THE SENATE: Theresa Alvillar-Speake, of California, to be Director of the Office of Minority Economic Impact, Department of Energy, vice James B. Lewis, resigned. J. Richard Blankenship, of, Florida, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Commonwealth of The Bahamas. Ross J. Connelly, of Maine, to be Executive Vice President of the Overseas Private Investment Corporation, vice Kirk K. Robertson, resigned. Emily Stover DeRocco, of Pennsylvania, to be an Assistant Secretary of Labor, vice Raymond L. Bramucci. Melody H. Fennel, of Virginia, to be an Assistant Secretary of Housing and Urban Development, vice Hal C. DeCell III. Thomas C. Hubbard, of Tennessee, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Korea. Thomas J. Miller, of Virginia, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to Greece. Larry C. Napper, of Texas, a Career Member of the Senior Foreign Service, Class of Minister-Counselor, to be Ambassador Extraordinary and Plenipotentiary of the United States of America to the Republic of Kazakhstan. Joan E. Ohl, of West Virginia, to be Commissioner on Children, Youth, and Families, Department of Health and Human Services, vice Patricia T. Montoya, resigned. Harvey Pitt, of North Carolina, to be a Member of the Securities and Exchange Commission for a term expiring June 5, 2005, vice Isaac C. Hunt, Jr., term expired. ### Withdrawal Marker The George W. Bush Library FORM SUBJECT/TITLE PAGES DATE RESTRICTION(S) Press Release Nominations Sent to the Senate - From: Office of the Press Secretary 4 07/18/2001 P2; P5; P6/b6; This marker identifies the original location of the withdrawn item listed above. For a complete list of items withdrawn from this folder, see the Withdrawal/Redaction Sheet at the front of the folder. COLLECTION: Presidential Personnel, White House Office of SERIES: Bullock, Katja - Appointee Files FOLDER TITLE: Pitt, Harvey FRC ID: FOIA IDs and Segments: 3259 2014-0563-F OA Num.: 2014-0370-F 5223 NARA Num.: 5063 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advise between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(8) Release would disclose information concerning the regulation of 2201(3). financial institutions [(b)(8) of the FOIA] b(9) Release would disclose geological or geophysical information Deed of Gift Restrictions concerning wells [(b)(9) of the FOIA] A. Closed by Executive Order 13526 governing access to national Records Not Subject to FOIA security information. B. Closed by statute or by the agency which originated the document. Court Sealed - The document is withheld under a court seal and is not subject to C. Closed in accordance with restrictions contained in donor's deed the Freedom of Information Act. of gift. This Document was withdrawn on 4/24/2015 by DRS PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of term expiring 6/5/02 and a new 5 year term expiring 6/5/07 VICE: Paul R. Carey GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY - PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: (b)(6) POSITION AND Harris, Shriver & Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: 71,7 Security package sent: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of term expiring 6/5/02 and a new 5 year term expiring 6/5/07 VICE: Paul R. Carey GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: POSITION AND Harris, Shriver & (b)(6) Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: 7/17 , Security package sent: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of term expiring 6/5/02 and a new 5 year term expiring 6/5/07 VICE: Paul R. Carey GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: , (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: POSITION AND Harris, Shriver & (b)(6) Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of term expiring 6/5/02 and a new 5 year term expiring 6/5/07 VICE: Paul R. Carey GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: ? (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: POSITION AND Harris, Shriver & (b)(6) Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: THE WHITE HOUSE WASHINGTON July 6, 2001 MEMORANDUM FOR THE PRESIDENT THROUGH THE EXECUTIVE CLERK FROM: CLAY JOHNSON III SUBJECT: PAS Nomination Attached for your signature is the nomination of the following individual: Harvey Pitt of North Carolina, to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 06/05/05 and upon confirmation designate Chairman, vice Issac Hunt. You approved this nomination on May 4, 2001 and May 23, 2001. All necessary clearances have been completed. THE WHITE HOUSE Washington July 6, 2001 MEMORANDUM FOR KATJA BULLOCK FROM: LAURA L. FLIPPIN Clearance Counsel Office of Counsel to the President SUBJECT: Nomination of Harvey L. Pitt The Office of Counsel to the President has cleared for nomination Harvey L. Pitt, Chair and Commissioner, United States Securities and Exchange Commission. cc: Clay Johnson Go through w/ w/kB THE WHITE HOUSE WASHINGTON November 20, 2001 (b)(6) MEMORANDUM FOR KATJA BULLOCK FROM: LAURA L. FLIPPIN Clearance Counsel Office of Counsel to the President SUBJECT: Nomination of Cynthia Glassman The Office of Counsel to the President has cleared for nomination Cynthia Glassman, Commissioner, Securities & Exchange Commission. cc: Clay Johnson Hunt. - Pitt 05 Unger Carey - Glassman 07 levitt Johnson - Atheris of 04 PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of a 5 year term expiring 6/5/05 VICE: Issac Hunt GENDER: M (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: (b)(6) POSITION AND Harris, Shriver & Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of term expiring 6/5/02 and a new 5 year term expiring 6/5/07 VICE: Paul R. Carey GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: POSITION AND Harris, Shriver & (b)(6) Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of a 5 year term expiring 6/5/03 VICE: Arthur Levitt, Jr. GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: (b)(6) POSITION AND Harris, Shriver & Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: HARVEY L PITT SUITE 800 1001 PENNSYLVANIA AVENUE, N.W. WASHINGTON, D.C. 20004-2505 (202/639-7100) PERSONAL Fifty-five years old, (b)(6) in New York City Married to Saree Ruffin Pitt (Winston-Salem, N.C.) Four Children, Emily Laura, age 32; Jonathan Bradley, age 28; Robert Garrett, age 11; and Sara (Sally) Dillard, age 9 (b)(6) Resident of Washington, D.C. (b)(6) PROFESSIONAL BACKGROUND Managing Partner Fried, Frank, Harris, Shriver & Jacobson 1001 Pennsylvanía Avenue, N.W. Washington, D.C. 20004-2505 1978-Present Practice Specialties Include Corporate, Securities, Banking and Administrative Law Emphasis on the Representation of Fortune 500 Companies, Financial Institutions, in Connection with Mergers, Acquisitions, Divestitures, Leveraged Buyouts, Negotiated and Unsolicited Tender Offers, Mutual Fund Regulation, Disclosure Obligations, Securities Regulation and Securities Enforcement Matters Responsible for the Management of the Firm's Washington, D.C. Office of 130 Attorneys Member of Firm's Governance Committee * * * 2 General Counsel United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 1975-1978 Chief Legal Officer of the Securities and Exchange Commission Responsible for the Administration and Interpretation of the Federal Securities Laws, Representation of the Securities and Exchange Commission in the Federal Courts and before Other Federal Agencies, Working with Congress in the Development of Legislation; Serving as White House Liaison, and Agency Liaison with the Central Intelligence Agency, and Agency Ombudsman Draftsman of Several Major Pieces of Securities Legislation for the Securities and Exchange Commission, Including the Securities Acts Amendments of 1975 and the Foreign Corrupt Practices Act of 1977 Appointed During the Ford Administration; Served Three Chairmen - Ray Garrett, Jr., Roderick M. Hills, and Harold M. Williams * * * Executive Assistant to the Chairman United States Securities and Exchange Commission 1973-1975 Chief Legal Advisor to the Chairman of the Securities and Exchange Commission, Ray Garrett, Jr. Served During the Ford and Nixen Administrations * * * Chief Counsel of the Division of Market Regulation United States Securities and Exchange Commission 1972-1973 Senior Legal Advisor to the Division of the Securities and Exchange Commission Responsible for the Regulation of the Nation's Stock Exchanges, Trading Markets, Options Markets, and the Professionals Who Trade on Those Markets 3 Served During the Nixon Administration * * * Editor, Institutional Investor Study United States Securities and Exchange Commission 1971 One of Four Attorneys Who Authored and Edited Major Securities and Exchange Commission Study of Institutional Investors and Their Impact on the Nation's Securities Markets for the United States Congress * * * Special Study to the General Counsel United States Securities and Exchange Commission 1969-1970 Supervisory Attorney in the Securities and Exchange Commission's Office of General Counsel, Responsible for the Preparation and Presentation of the Commission's Appellate and Supreme Court Litigation; Review of Proposed Regulations; and Interpretation of Existing Statutory and Regulatory Provisions * * * Legal Assistant to Commissioner Francis M. Wheat United States Securities and Exchange Commission 1968-1969 Principal Legal Advisor to Presidential Appointee to the Securities and Exchange Commission EDUCATIONAL ACTIVITIES AND BACKGROUND Thomas A. O'Boyle Distinguished Visiting Professor University of Pennsylvania School of Law 1984 * * * 4 Adjunct Professor of Law University of Pennsylvania School of Law 1983-1984 * * * Adjunct Professor of Law Georgetown University Law Center Graduate Program 1974-1984 * * * Adjunct Professor Of Law The George Washington University Law School 1972-1982 * * * J.D. Degree St. John's University Law School New York, New York 1969 * * * B.A. Degree City University of New York (Brooklyn College) 1965 THE WHITE HOUSE wWASHINGTON May 23, 2001 MEMORANDUM FOR THE PRESIDENT FROM: CLAY JOHNSON III SUBJECT: Personnel Selection Andy Card and I recommend you approve for possible nomination to the Senate the following individual previously approved by you on May 4, 2001 for a different term of service: Harvey Pitt of North Carolina, to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 6/5/05, and upon confirmation designate Chairman, vice Issac Hunt. You previously announced your intention to nominate Mr. Pitt to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 6/5/03 and upon confirmation designate Chairman. APPROVE: DISAPPROVE: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of a 5 year term expiring 6/5/05 VICE: Issac Hunt GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: POSITION AND Harris, Shriver & (b)(6) Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: already in Clearance PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of a 5 year term expiring 6/5/05 VICE: Issac Hunt GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: POSITION AND Harris, Shriver & (b)(6) Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: Security package sent: THE WHITE HOUSE Washington May 9, 2001 MEMORANDUM FOR KATJA BULLOCK FROM: LAURA FLIPPIN Clearance Counsel Office of Counsel to the President SUBJECT: Intent to Nominate The Office of Counsel to the President has successfully completed the pre-clearance procedures for Harvey Pitt, Chair, Securities & Exchange Commision. cc: Clay Johnson THE WHITE HOUSE WASHINGTON May 4, 2001 MEMORANDUM FOR THE PRESIDENT FROM: CLAY JOHNSON III SUBJECT: Personnel Selection Andy Card and I recommend you approve for possible nomination to the Senate the following individual: Harvey Lloyd Pitt of North Carolina, to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 6/5/03 and upon Confirmation designate Chairman, vice Arthur Levitt, Jr. Upon your approval, an FBI full field clearance will be initiated. An announcement of intention to nominate will be made upon completion of a name check and interview with White House Counsel. Nomination to the Senate will be forwarded as soon as all necessary clearances have been obtained. APPROVE: DISAPPROVE: PREPARED BY: Dina Powell NAME: Harvey Lloyd Pitt NAME & STATE Harvey Pitt of North Carolina POSITION: Commissioner of the Securities and Exchange Commission and Upon Confirmation Designate Chairman TYPE: (bold one) PAS PA SES FT PT TERM: Remainder of a 5 year term expiring 6/5/03 VICE: Arthur Levitt, Jr. GENDER: M DOB: (b)(6) BIRTHPLACE: Brooklyn, NY PARTY: (b)(6) SSN: ETHNIC HERITAGE: Polish American RACE: White CHILDREN: Emily, Jonathan, Robert, SPOUSE: Saree Sally VOTING CITY, STATE Washington, DC HOME Washington, DC (in 2000) STATE: CURRENT HOME CURRENT Partner, Fried, Frank, ADDRESS: (b)(6) POSITION AND Harris, Shriver & Jacobson, Chairman of WORK ADDRESS: the DC Office 1001 Pennsylvania Ave, NW Washington DC 20004 HOME PHONE: (b)(6) WORK PHONE: 202-639-7100 EDUCATION: JD St. John's AWARDS: University Law School BA City University of New York- Brooklyn College PREVIOUS General Counsel MILITARY None POSITIONS HELD: SEC SERVICE: PREVIOUS None PRESIDENTIAL APPOINTMENTS: President approved: 5/4 Security package sent: Counsel 5/4 HARVEY L PITT SUITE 800 1001 PENNSYLVANIA AVENUE, N.W. WASHINGTON, D.C. 20004-2505 (202/639-7100) PERSONAL Fifty-five years old, Born on (b)(6) in New York City Married to Saree Ruffin Pitt (Winston-Salem, N.C.) Four Children, Emily Laura, age 32; Jonathan Bradley, age 28; Robert Garrett, age 11; and Sara (Sally) Dillard, age 9 (b)(6) Resident of Washington, D.C. (b)(6) PROFESSIONAL BACKGROUND Managing Partner Fried, Frank, Harris, Shriver & Jacobson 1001 Pennsylvanía Avenue, N.W. Washington, D.C. 20004-2505 1978-Present Practice Specialties Include Corporate, Securities, Banking and Administrative Law Emphasis on the Representation of Fortune 500 Companies, Financial Institutions, In Connection with Mergers, Acquisitions, Divestitures, Leveraged Buyouts, Negotiated and Unsolicited Tender Offers, Mutual Fund Regulation, Disclosure Obligations, Securities Regulation and Securities Enforcement Matters Responsible for the Management of the Firm's Washington, D.C. Office of 130 Attorneys Member of Firm's Governance Committee * * * 2 General Counsel United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 1975-1978 Chief Legal Officer of the Securities and Exchange Commission Responsible for the Administration and Interpretation of the Federal Securities Laws, Representation of the Securities and Exchange Commission in the Federal Courts and before Other Federal Agencies, Working with Congress in the Development of Legislation; Serving as White House Liaison, and Agency Liaison with the Central Intelligence Agency, and Agency Ombudsman Draftsman of Several Major Pieces of Securities Legislation for the Securities and Exchange Commission, Including the Securities Acts Amendments of 1975 and the Foreign Corrupt Practices Act of 1977 Appointed During the Ford Administration; Served Three Chairmen - Ray Garrett, Jr., Roderick M. Hills, and Harold M. Williams * * * Executive Assistant to the Chairman United States Securities and Exchange Commission 1973-1975 Chief Legal Advisor to the Chairman of the Securities and Exchange Commission, Ray Garrett, Jr. Served During the Ford and Nixen Administrations * * * Chief Counsel of the Division of Market Regulation United States Securities and Exchange Commission 1972-1973 Senior Legal Advisor to the Division of the Securities and Exchange Commission Responsible for the Regulation of the Nation's Stock Exchanges, Trading Markets, Options Markets, and the Professionals Who Trade on Those Markets 3 Served During the Nixon Administration * * * Editor, Institutional Investor Study United States Securities and Exchange Commission 1971 One of Four Attorneys Who Authored and Edited Major Securities and Exchange Commission Study of Institutional Investors and Their Impact on the Nation's Securities Markets for the United States Congress * * * Special Study to the General Counsel United States Securities and Exchange Commission 1969-1970 Supervisory Attorney in the Securities and Exchange Commission's Office of General Counsel, Responsible for the Preparation and Presentation of the Commission's Appellate and Supreme Court Litigation; Review of Proposed Regulations; and Interpretation of Existing Statutory and Regulatory Provisions * * * Legal Assistant to Commissioner Francis M. Wheat United States Securities and Exchange Commission 1968-1969 Principal Legal Advisor to Presidential Appointee to the Securities and Exchange Commission EDUCATIONAL ACTIVITIES AND BACKGROUND Thomas A. O'Boyle Distinguished Visiting Professor University of Pennsylvania School of Law 1984 * * * 4 Adjunct Professor of Law University of Pennsylvania School of Law 1983-1984 * * * Adjunct Professor of Law Georgetown University Law Center Graduate Program 1974-1984 * * * Adjunct Professor Of Law The George Washington University Law School 1972-1982 * * * J.O. Degree St. John's University Law School New York, New York 1969 * * * B.A. Degree City University of New York (Brooklyn College) 1965 Withdrawal Marker The George W. Bush Library FORM SUBJECT/TITLE PAGES DATE RESTRICTION(S) Report Harvey Lloyd Pitt 1 05/02/2001 P6/b6; This marker identifies the original location of the withdrawn item listed above. For a complete list of items withdrawn from this folder, see the Withdrawal/Redaction Sheet at the front of the folder. COLLECTION: Presidential Personnel, White House Office of SERIES: Bullock, Katja - Appointee Files FOLDER TITLE: Pitt, Harvey FRC ID: FOIA IDs and Segments: 3259 2014-0563-F OA Num.: 2014-0370-F 5223 NARA Num.: 5063 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advise between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(8) Release would disclose information concerning the regulation of 2201(3). financial institutions [(b)(8) of the FOIA] b(9) Release would disclose geological or geophysical information Deed of Gift Restrictions concerning wells [(b)(9) of the FOIA] A. Closed by Executive Order 13526 governing access to national Records Not Subject to FOIA security information. B. Closed by statute or by the agency which originated the document. Court Sealed - The document is withheld under a court seal and is not subject to C. Closed in accordance with restrictions contained in donor's deed the Freedom of Information Act. of gift. This Document was withdrawn on 4/24/2015 by DRS THE WHITE HOUSE WASHINGTON May 10, 2001 MEMORANDUM FOR ARI FLEISCHER FROM: CLAY JOHNSON III cr SUBJECT: PERSONNEL ANNOUNCEMENT The following personnel announcement is ready for release. Please announce the President's intention to nominate the following individual: Harvey Pitt of North Carolina, to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring 06/05/03 and upon confirmation designate Chairman, vice Arthur Levitt, Jr. cc: Alberto R. Gonzales Nicholas Calio Harriet Miers Tim Saunders Matt Schlapp Ron Bellamy Dina Powell Pitt THE WHITE HOUSE Office of the Press Secretary FOR IMMEDIATE RELEASE May 10, 2001 President today announced his intention to nominate four individuals to serve in his administration. The President intends to nominate Cari Dominguez to be a Commissioner of the Equal Employment Opportunity Commission for a five year term expiring July 1, 2006, and upon confirmation, will be designated Chairman. She is currently a Principal at Dominguez and Associates, a Maryland based consulting firm that assists clients with workforce issues. She worked in the executive search field with Spencer Stuart in San Francisco, from 1993 to 1995 and with Heidrick & Struggles in Washington, D.C., from 1995 to 1998. Dominguez served at the U.S. Department of Labor from 1989 to 1993 as Assistant Secretary for the Employment Standards Administration and at the Department of Labor from 1974 to 1983 in the Office of Federal Contract Compliance Programs. She has received numerous awards including being named one of the 100 Most Influential Hispanics in the Country by Hispanic Business Magazine. She received both an undergraduate and Master's degree from American University. The President intends to nominate Dennis L. Schornack to be a Commissioner of the International Joint Commission, United States and Canada and upon confirmation will be designated Chairman. He is presently Special Advisor for Strategic Initiatives to Governor John Engler of Michigan, serves as Commissioner of the Low-level Radioactive Waste Authority and sits on the Board of Directors for the Great Lakes Protection Fund. From 1984 to 1991 he served as a Legislative Assistant to the Senate Majority Leader of the Michigan State Senate and before joining the Senate, was a policy analyst for the Michigan House of Representatives from 1979 to 1984. He is a graduate of Michigan State University and earned a Master's degree from the University of Michigan School of Public Health. The President intends to nominate Janet Hale to be Assistant Secretary of Health and Human Services for Management and Budget. She currently serves as the Associate Administrator for Finance for the U.S. House of Representatives. She held the position of Vice President of the United States Telephone Association from 1995 to 1998 and served as Executive Vice President of the University of Pennsylvania from 1993 to 1994. From 1989 to 1993 she was Associate Director for Economics and Government in the Office of Management and Budget and served as Assistant Secretary for Budget and Programs in the Department of Transportation from 1986 to 1989. Before joining the Transportation Department, Hale was Deputy Assistant Secretary for Housing at the U.S. Department of Housing and Urban Development from 1981 to 1986. She is a graduate of Miami University in Oxford, Ohio, and received a Master's in Public Administration from Kennedy School of Government at Harvard University. The President intends to nominate Harvey Pitt to be a Commissioner of the Securities and Exchange Commission for the remainder of a five year term expiring June 5, 2003 and upon confirmation will be designated Chairman. He is currently a Partner and Chairman of the D.C. office of Fried, Frank, Harris, Shriver & Jacobson where his specialties include Corporate, Securities, Banking and Administrative Law. Pitt served at the United States Securities and Exchange Commission from 1972 to 1978 as Chief Counsel of the Division of Market Regulation from 1972 to 1973, as Executive Assistant to the Chairman from 1973 to 1975 and as General Counsel from 1975 to 1978. He has held adjunct professorships at the University of Pennsylvania School of Law, Georgetown University Law Center and George Washington University Law School. He is a graduate of City University of New York - Brooklyn College and received a J.D. from St. John's University Law School. ###