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2015-0308-F [ ] Friday, September 09, 2016 FOIA Marker This is not a textual record. This FOIA Marker indicates that material has been removed during FOIA processing by George W. Bush Presidential Library staff. Presidential Personnel, White House Office of Bullock, Katja - Agency Files - Candidates Location or NARA Number: FRC ID: OA Number: Stack: Row: Sect.: Shelf: Pos.: Hollinger ID: W 13 16 5 3 4963 17898 7724 7825 Folder Title: Cruz, Heidi Withdrawn/Redacted Material The George W. Bush Library DOCUMENT FORM SUBJECT/TITLE PAGES DATE RESTRICTION(S) NO. 001 Form PPO Non-Career Appointment Form 1 09/06/2002 P6/b6; 002 Resume Heidi Suzanne Cruz [page 1] 1 09/06/2002 P6/b6; 003 Resume Heidi Suzanne Cruz [page 1] 1 N.D. P6/b6; 004 Resume Heidi Suzanne Cruz [page] 1] 1 N.D. P6/b6; COLLECTION TITLE: Presidential Personnel, White House Office of SERIES: Bullock, Katja - Agency Files - Candidates FOLDER TITLE: Cruz, Heidi FRC ID: 4963 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute [(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advise between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(8) Release would disclose information concerning the regulation of 2201(3). financial institutions [(b)(8) of the FOIA] b(9) Release would disclose geological or geophysical information Deed of Gift Restrictions concerning wells [(b)(9) of the FOIA] A. Closed by Executive Order 13526 governing access to national Records Not Subject to FOIA security information. B. Closed by statute or by the agency which originated the document. Court Sealed - The document is withheld under a court seal and is not subject to C. Closed in accordance with restrictions contained in donor's deed the Freedom of Information Act. of gift. 2015-0093-F Page 1 of 1 This document was prepared on Friday, September 09, 2016 2015-0308-F 2015-0311-F senior Advisor for Latin Amer I cand Caribbeau Nations (SKC) 0 Treasury rec: Josu Bolton, Tim Adams the that Preservation Copy Kim 6/12/02 Name, Last First Middle Title Occupation CRUZ HEIDI S. Policy Advisor Position Sought Position Firm / Agency Schedule C, Senior Special Assistant U.S. Trade Representative Advisor for Latin 2001 - Present American, Caribbean Nations, Treasury Department Notables - Nelson Worked For Free For Bush/Cheney During The 2000 Campaign As A Tax And Budget Advisor. - Cruz Was Mentioned In A New York Times Article On Bush Campaign Staffers Who Eventually Got Married To One Another. Flags - No flags found. Last printed 06/12/02 11:40 AM 1 PPO A.D. Dina (kim) DATE RECEIVED BY OPA: 6/12 DATE DUE TO PPO: ASAPU POTUS Mtg. Date (if applicable) NAME: Heidi Cruz HOME/VOTING ADDRESS: POTENTIAL AGENCY/POSITION: DTR Sr. Advisor for Latin American&Cariblen Nations (15) PAS PA SES SKC B/C move from USTRA * PERMANENT TEMPORARY REC 1: Josh Bolten POSITION OF REC 1: REC 2: Tim Adams POSITION OF REC 2: DTR COS POLITICAL CHECK: Dina talked to B Ogebby @USTR- they are fine u/ more Notes NA VOTE CHECK een sent NA FEC needs to be CONFIRM RECOMMENDER B/C STATE LEADERSHIP logged? sent Talked to: Position: Approve (Y/N): Notes: Talked to: Position: Approve (Y/N): Notes: *original signoff inside BC2K-Anstiu X APPROVE OFFICE Jacaulus OF POLITICAL AFFAIRS W DENY 6/27/02 RANK DATE 1 - Known to OPA 3 - Unknown to OPA - abbreviated political check 2 - Unknown to OPA - full political check completed 4 - unknown to OPA - no political check completed because SEP-06-2002 16:00 US TREASURY 130688 P.02 THE WHITE HOUSE WASHINGTON PPO Non-Career Appointment Form IN HOUSE USE ONLY 9/6/02 TO: Elizabeth Hogan , ASSOC DIR, PPO DATE SENT: FROM: Paul Curry PHONE: 622-0298 DATE IN: 9/6/02 CANDIDATE: Cruz, Heidi Suzanne (Last, First, Middle) POSITION TITLE Senior Advisor to Underscritary Taylor GRADE: GSIS Level10 DEPT/AGENCY: Treasury SUPERVISOR: Underscentary JohnTaylor NEW: x AMENDMENT: RE-ESTABLISHMENT: UPGRADE: AGENCY TRANSFER: USTR CURRENT ADDRESS: (b)(6) PHONE: (b)(6) CITY (b)(6) STATE: (b)(6) ZIP: (b)(6) RACE: White ETHNIC HERITAGE: USA DOB: (b)(6) SEX: F SSAN (b)(6) 2000 VOTING STATE: Texas VOTING ADDRESS: (b)(6) CITY: (b)(6) COUNTY: Arlington PARTY AFFILLIATION: Republican IF YOU DID NOT VOTE IN 2000, PLEASE EXPLAIN: PLEASE INDICATE 2000 BUSH/CHENEY OR OTHER CAMPAIGN INVOLVEMENT: POSITION/RESPONSIBILITY SUPERVISOR INCL PHONE NUMBER Policy Staff-Economic Policy Josh Bolten 456-6594 APPLICANT'S completed, political SIGNATURE: and personal R.Cy with salary DATE: 9/6/02 A resume history, position description and OPM 1019/1652 form must be included for White House clearance to begin. SEP-06-2002 16:00 US TREASURY 130688 P.03 Request for Schedule C Appointment Authority Part A Agency Information 1. Agency name 2. Date of request (mm,dd,yyyy) 3. Date received at OPM (mm.dd.yyyy) (OPM use only) Department of the Treasury 09-04-02 4. Agency point of contact Telephone number FAX number E-mail Catherine R. Schmader (202) 622-0396 (202) 622-2278 [email protected] 5. 6. Reason(s) for submission: New authority U.S. Office of Personnel Management X Reestablishment of authority Washington Service Center Upgrade or downgrade from to 1900 E Street NW, Room 2469 X Change in title Washington, DC 20415-9930 Change in immediate supervisor Attention Bob Grady/David Guilford Change in organizational location or name Notice of entry on duty FAX number: (202)606-3603 Notice of position vacated Notice of TTC appointment Effective date of action, EOD, vacate or amendment 7. Position title Senior Advisor for 8. Pay plan, series, grade or salary Latin American and Caribbean Nations GS-301-15 9, Position number (OPM assigned) 10. Duty station (city and state code) TREA-359 Washington, DC 11. Name of candidate 12. Position description certification (Official's type of appointment) Heidi Suzanne Cruz XX PAS PA SES General 13a. Supervisor's title Assistant Secretary (International Affairs) 13b. Appointment type KX PAS PA SES. General Schedule C. provide grade I Certification Statement I certify the position above, that we request the Office of Personnel Management to except from the competitive service because of its confidential or policy-determining character, was not created solely or primarily in order to detail the employee to the White House. 14. Department/Agency head name 15. Department/Agence head/signature (or designee) 16. Date signed Paul H. O'Neill, Secretary 9/4/02 Part B Agency White House Liaison 1. Agency White House Liaison name 2. Telephone number April D. Lehman - PA-L C-2ry (Acting) (202) 622-2055 0298 3. Agency White House Liaison signature 4. Date signed The S 9/4/02 Part C OPMUse Only 1. Your request for a Schedule C exception, reestablishment or amendment is: Approved Disapproved Returned without action 2. If this action is approved, the Department/Agency's number of Schedule C positions will Increase Decrease Remain the same 3. OPM White House Liaison signature 4, Date signed 5. Signature of OPM approving official 6. Title of OPM approving official 7, Date signed U.S. Office of Personnel Management OPM 1019 Prior editions not usable. Revised April 2001 Cleanborm Print Form I'd dt:19 20 an das SEP-06-2002 16:02 US TREASURY 130688 P.09 HEIDI SUZANNE CRUZ (b)(6) 202.395.9511 (w) (b)(6) (h) [email protected]: (b)(6) 395 auth Education 1998- 2000 HARVARD UNIVERSITY SCHOOL OF BUSINESS ADMINISTRATION BOSTON, MA Masters in Business Administration, 2000. Research Associate for Professor Kenneth Froot, Director of Research for Harvard Business School. Performed market research on economic factors impacting various asset classes; compared aggregate indicators to empirical data. Member of Social Enterprise Club, International Development Club, and Thero-Americana Club. 1994- 1995 UNIVERSITE LIBRE DE BRUXELLES, SOLVAY SCHOOL BRUSSELS, BELGIUM Masters of European Business, with Honors. 1995. Rotary International Ambassadorial Scholar. 1990 - 1994 CLAREMONT MCKENNA COLLEGE CLAREMONT, CA. Bachelors of Arts in Economics and International Relations, magna cum laude, 1994. Phi Beta Kappa. Economics Faculty honors for best senior thesis in Economics. Lowe Institute of Political Economy Scholar. President of Claremont McKenna College Republicans; California Youth Delegate. 1992 Republican National Convention, Houston. TX. Experience 2001-present UNITED STATES TRADE REPRESENTATIVE WASHINGTON, DC EXECUTIVE OFFICE OF THE PRESIDENT Special Assistant to Ambassador Robert B. Zoellick Responsible for all policy briefings to the Ambassador. Responsible for policy preparation for Congressional testimony. Oversee interagency process. Manage career staff responsible for publication of all statutorily mandated trade policy reports to the Congress. Attend meetings with the Ambassador on range of key rade agenda areas. Developed small business trade policy strategy. Help manage career staff to implement the Ambassador's agenda on uade agreements around the world, including Singapore, Chile, FTAA. Help coordinate and oversee Latin American trade strategy. Part of team that Launched the new WTO round of trade talks January 2001 BUSH- CHENEY TRANSITION TEAM WASHINGTON, DC Member of U.S. Department of the Treasury Transition Policy Team Helped brief Secretary O'Neill for confirmation hearings. Helped assess policy challenges at the Department of Treasury, and initial considerations for U.S. currency policy. HEIDI SUZANNE CRUZ (cont.) Lid 70 130688 P.10 SEP-06-2002 16:03 US TREASURY January- November BUSH- CHENEY 2000 AUSTIN. TX 2000 Member of Campsign Economic Policy Team Prepared quantitative analyses of campaign tax plan and developed cross-comparisons with Vice President Gore's tax proposals. Responsible for quantifying tax policy for political events around the country. Participated in ongoing strategy discussions with senior economic policy advisors. Assessed impact of pension reform proposals and prepared pension reform recommendations. Principal author of W Stands for Women, campaign book outlining policy issues of particular relevance to women Responsible for quantitative analysis during Florida presidential recount; worked with political ream and statisticians to develop county-by-county strategy. Summer BANCBOSTON ROBERTSON STEPHENS & CO. SAN FRANCISCO, CA 1999 Corporate Finance Senior Associate, eCommerce Services Group Helped develop IPO valuation models, positioned strategy and risks for investors, participated in financial and management due diligence, helped prepare roadshow presentation. Led process for lead managed initial public offering and participated in co-managed secondary offering. Developed business plan for new industry group; analyzed sector performance and published first quarterly newslener to investors for eCommerce group; presented IPO process to pre-IPO client Summer UNITED STATES SENATE WASHINGTON, DC 1998 Assistant Economic Advisor to then-Senator John D. Ashcroft Helped research. design and negotiate economic policy. Recommended changes in marginal tax rates, national debt paydown schedule, budget surplus, and government spending Quantified recommendations to determine what was economically feasible yet politically saleable. Conducted focus meetings with other Senate staff and key lobbyists to develop consensus on the plan. 1995- 1998 J.P. MORGAN AND CO., INC. NEW YORK, NY Investment Banking, Associate Developed valuation analyses, performed due diligence, prepared offering memoranda, and analyzed strategic issues for companies in various industries. Latin America Mergers and Acquisitions Venezuelan consumer products advisory: advised on expansion strategy in Lann America Mexican privatization: advised Mexican government on privatization strategy for state-owned petrochemical plants. Advisory for us multinational: built model of stock merger, advised on international straregy. Cross-Border Structured Finance Argentine forward asset sale: led the execution of a $400m forward sale of oil for largest company in Argentina, participated in negotiations to obtain a rating on the bonds. Brazilian forward asset sale: wrote sell book to investors. helped build cashflow model for $200m. South African private placement: sold $400m of privately placed debr to institutional investors. Publications Book chapter in "Exchange Rate Policies for Emerging Market Economies" (with Richard Burdekin and Thomas Willert). Westview Press, 1999. American International Group, Harvard Business School case for Capital Markets (wich Kenneth Froot). 2000. Personal Conversant in Spanish, French. Classically trained pianist. Completed Paris Marathon. TOTAL P.02 8-d dir:co on on dar TOTAL P.10 SEP-06-2002 16:01 US TREASURY 130688 P.04 1. Agency Position No. POSITION DESCRIPTION (Please Read Instructions on the Back) 2. Reason for Submission 3, Service 4. Employing Office Location 5. Duty Station 6. OPM Certification No. Redescription New Hdqtrs Field Washington, DC Washington, DC Other 7. Fair Labor Standards Act Reestablishment a. Financial Statements Required 9. Subject to IA Action Executive Personnal Explanation (Show any positions replaced) Employment and Exempt Nonexempt Financial Oisclosure Financial interest Yes No 10. Position Status 11. Position Is 12, Sensitivity 13, Competitive Level Code I-Non 3-Crition Competitive Supervisory Sensitive Excepted (Specify in Remarks) Managerial 14, Agency Use 2-Noncritical 4-Special SES (Gen.) SES (CR) Neither Sensitive Senshive 15. Ciassified/Graded by Official Title of Position Pay Plan Occupational Code Grade initials Date a. Office of Per- sonnel Management b. Department. Senior Advisor for Latin American Agency or Establishment and Caribbean Nations GS 0301 15 C. Second Level Review d. First Level Review 9. Hacommended by Supervisor of Initiating Office 16. Organizational Title of Position IH different from official title) 17. Name of Employee (if VEGRAL specify) 18. Department, Agency. or Establishment C. Third Subdivision Department of the Treasury ofc of Latin American and Caribbean Nat d. First Subdivision d. Fourth Subdivision Departmental Offices b. Second Subdivision e. Fifth Subdivision Under Secretary (IA) Signature of Employee (optional) 19. Employee Review-This is an accurate description of the major duties and responsibilities of my position. 20. Supervisory Certification. / certify that this is an accurate this information is to be used for statutory purposes relating 10 statement of the major duties and responsibilities of this position appointment and payment of public funds, and thet false or misleading and its organizational relationships, and that the position is statements may constitute violations of such statutes or their necessary to carry our Government functions for which / am implementing regulations. responsible. This certification is made with the knowledge that it. Typed Name and Title of Immediate Supervisor b. Typed Name and Title of Higher-Lewel Supervisor or Manager (optional) Randal K. Quarles Asst Secretary (International Affairs) Date Signature Dinner for R. QUENES Signature Date 4/62/ 21. Grading Certification. / certify that this DOEF tion has been classified/graded AS required by Title 5, U.S. Code, 22. Position Classification Standards Uted in Classifying/Grading Poxition in conformance with standards published by the U.S. Office of Personnel Management or, if no published standards apply direct. ly. consistently with the most applicable published standards. Typed Name and Title of Official Taking Action Melissa L. Talavera Information for Employees. The standards, and information on their Supv Personnel Mauagement Specialist application, are available in the personnel office. The classification of the Signature Date position may be reviewed and corrected by the agency or the U.S. Office of Personnel Management. Information on classification/job grading 4/02 appeals, and complaints on exemption from FLSA, is available from the personnel office or the U.S. Office of Personnel Management. 23. Position Review Initial Date Initials Date Initials Date Initials Date Initials Date a. Employee (optional) b. Supervisor C. Classifier 24. Remarks Schedule C 25. Description of Major Duties and Responsibilities (See Attached) NSN 7540-00-634-4265 Previous Edition Usable 5008-106 OF 8 (Nav, 1-05) U.S. Office of Personal Management FPM Chopter 295 2-d 20 90 das SEP-06-2002 16:01 US TREASURY 130688 P.05 Senior Advisor for Latin American and FLSA: Exempt Caribbean Nations GS-0301-15 I. INTRODUCTION The function of this position is to serve in a close and confidential capacity as the Senior Advisor for the Office of Latin American and Caribbean Nations in the Deputate for Eurasia and Latin American and the Caribbean. The Senior Advisor is responsible for supervising the analysis of economic, monetary, and financial policy developments in Latin America and Caribbean nations. The Senior Advisor directs the work of several international economists and clerical employees and supervises the development of policy proposals and recommendations in support of the Treasury Secretary, Under Secretary for International Affairs, Assistant Secretary for International Affairs, Deputy Assistant Secretary, and other senior Treasury officials. The Senior Advisor oversees the preparation of extensive briefing material for use by U.S. Government representatives who participate in international economic negotiations and policy discussions in a variety of multilateral fora and bilateral meetings and who testify before Congressional committees This includes U.S. strategy for promoting economic development, stability, and advancing U.S. economic and trade interests in Latin American and Caribbean nations. The incumbent of this position requested for Schedule C exception will not be able to adequately perform his/her duties without being privy to the political, personal, and management philosophies of the Assistant Secretary (International Affairs). The working relationship between the incumbent and supervisor are of the confidential nature required by Schedule C exception. II. DUTIES AND RESPONSIBILITIES Plans, directs, analyses and forecasts economic and financial developments in Latin America and the Caribbean. Provides direction to the Office's economists in their preparation of country economic assessments with the objective of developing an in- depth understanding of the overall economic and financial situation in each of the region's countries. Evaluates prospects for financial instability that would affect U.S. interests, and prioritizes economic policy actions that the U.S. should encourage other countries to pursue. Plans and directs staff preparation of policy analysis and recommendations on bilateral economic and financial issues consistent with U.S. economic interests and U.S. strategy towards promoting economic development and stability in the Latin America and the Caribbean. Directs and oversees subordinate staff analysis and recommendations on U.S. positions E'd 20 90 das SEP-06-2002 16:01 US TREASURY 130688 P.06 relating to Latin American and the Caribbean in international fora such as the IMF, World Bank, Inter-American Development Bank, and the Committee on Hemispheric Financial Issues. Serves as Treasury representative in interdepartmental meetings that deal with U.S. policy on economic and financial issues in Latin America and the Caribbean. Presents Treasury's position on a wide range of complex, highly sensitive issues. Guides and oversees subordinate staff who represent the Treasury Department in interdepartmental meetings and in meetings with officials from countries of Latin America and the Caribbean. Directs the work of the Treasury Attachés in Latin America. Assigns analytical and reporting tasks, reviews and discusses regular and special output. Ensures that efforts are coordinated and closely monitored to conform to the needs of senior Treasury officials. Develops and manages the program areas for which the Office is responsible, under the guidance and direction of the Deputy Assistant Secretary. Consults with and provides authoritative advice to subordinate staff members in conforming their objectives, approaches, and practice to the requirements and policies of the Treasury Department. Directs and oversees subordinate staff preparation of briefings, policy recommendations, congressional testimony, correspondence, and speeches by senior Treasury officials. Review proposals, recommendations, and reports that require the incumbent's approval before action can proceed. Studies particular problems assigned by the Deputy Assistant Secretary. Develops and presents proposals for addressing them the issues. Represents the Deputy Assistant Secretary (DAS), as necessary, in both internal and external meetings and serves in this capacity in his/her absence. Supervises and directs the activities of several assigned economists and clerical employees. This involves making personnel selections, evaluating performance, recommending awards, disciplinary action, and providing necessary training, overall motivation and direction. FACTOR LEVEL DECRIPTIONS FACTOR 1- Knowledge Required by Position FL 1-9 1850 points Mastery of the principals of economics with expertise in the areas of fiscal/monetary policy; bank and corporate restructuring; balance of payments; domestic and foreign debt; and international macroeconomics. Incumbent should be an authoritative expert on these issues as they relate to Latin America and the Caribbean. Excellent analytical understanding of the policies and programs of the IMF, World Bank, and the Inter-American Development Bank. Skill in working closely and cooperatively with a variety of groups including other USG agency officials, IMF and MDB officials, and private sector financial analysts. t.d datien 20 an das SEP-06-2002 16:02 US TREASURY 130688 P.07 Excellent writing and oral presentation skills specifically, skill in writing quickly under tight deadlines and in briefing senior Treasury officials. FACTOR 2 - Supervisory Controls FL 2-5 650 points The supervisor provides administrative direction with assignments in terms of broadly defined mission and functions. The work of the incumbent is considered technically authoritative and is normally accepted without significant change. The incumbent is expected to initiate analytical work and policy analysis, subject to consultations with the AS. Completed work is reviewed by the AS to ensure adherence to policy objectives of the Treasury Department. FACTOR 3- Guidelines FL 3-5 650 points The incumbent carries out his/her role within the scope of general policy guidance from supervisory Treasury officials. The incumbent is expected to have sufficient understanding of Treasury's role with respect to the achievement of the U.S. Government's and Treasury's policy objectives to assume responsibility for satisfactory accomplishment of work assigned by Treasury officials. Guidelines consist of broad policy statements and goals. The incumbent must use judgment and ingenuity in interpreting and adopting guidelines to the achievement of policy goals. Frequently, the incumbent is recognized as a technical authority in the development and interpretation of guidelines. FACTOR 4- Complexity FL 4-5 450 points Work performed by the incumbent is considered difficult due to the complexity in analyzing the economies in Latin America and the Caribbean. The interlocking nature of macroeconomic and structural reform issues in Latin America and the Caribbean can be complex particularly in the context of stabilization policies and transition to market economy. There are a number of interacting countries and institutions that need to be considered in the analysis and performance equation. Adding to the complexity is the need to accurately articulate U.S. Government position and the ability to work closely with multiple foreign officials, U.S. Government agencies and international organizations. FACTOR 5 - Scope and Effect FL 5-6 450 points The purpose of this position is to plan, formulate, and conduct in-depth, expert reviews, analyses, and evaluations of a wide range of complex and critically important financial and economic developments in Latin America and the Caribbean. The incumbent is also responsible for providing expert authoritative technical advice to senior level Treasury officials on questions of USG policy vis a vis these economies and broader issues. FACTOR 6 - Personal Contacts FL 6-4 110 points g.d derign 20 an das SEP-06-2002 16:02 US TREASURY 130688 P.08 Contacts include Treasury officials, including the Secretary, Deputy Secretary, Under Secretary for International Affairs, Assistant Secretary for International Affairs, Deputy Assistant Secretaries, Office Directors, and staff in IA. To effectively execute job responsibilities, close contacts must be maintained with officials of other USG agencies, foreign government officials of the Finance Ministries, Central Banks, and other official agencies, officials for the IMF and MDBs, private sector financial analysts, and academics. FACTOR 7- Purpose of Contacts FL 7-4 220 points The purpose is to justify, defend, negotiate, or settle matters involving significant or controversial economic policy issues and to gather information required for that purpose. The work involves participating in meetings or presentations involving problems or issues concerning the economies of assigned countries and concerning the broader international financial environment, Contacts often have diverse viewpoints, goals, or objectives and require the incumbent to achieve a common understanding of the problem and a satisfactory solution by convincing them, arriving at a compromise, or developing suitable alternatives. FACTOR 8- Physical Demands FL 8-1 5 points The work is primarily sedentary. FACTOR 9 - Work Environment FL 9-1 5 points Work is performed in an office setting. Incumbent will also travel as necessary to visit economies in the region either alone or while accompanying senior Treasury officials. Total Points = = 4390 equates to GS-15 Point Range (4055 - up) g.d day:60 20 on das SEP-06-2002 16:00 US TREASURY 130688 P.01 OR THE TREASURY gill DEPARTMENT OF THE TREASURY WASHINGTON, D.C. 20230 1789 Fax To: Elizabeth Hogan From: PAUL CURRY Fax: 456-6615 Date: 9/6/02 Phone: Pages: 10 Re: CC: Urgent For Review Please Comment Please Reply Please Recycle Comments: Sender's Fax # (202) 622-0073 Senior Advisor for Latin American and FLSA: Exempt Caribbean Nations GS-110-??? I. INTRODUCTION The Senior Advisor is detailed to the Office of Latin American and Caribbean Nations in the Deputate for Eurasia and Latin America and the Caribbean for the purpose of supervising the analysis of economic, monetary, and financial policy developments in Latin America and Caribbean nations. The Senior Advisor directs the work of several international economists and clerical employees and supervises the development of policy proposals and recommendations in support of the Treasury Secretary, Under Secretary for International Affairs, Assistant Secretary for International Affairs, Deputy Assistant Secretary, and other senior Treasury officials. The Senior Advisor oversees the preparation of extensive briefing material for use by U.S. Government representatives who participate in international economic negotiations and policy discussions in a variety of multilateral fora and bilateral meetings and who testify before Congressional committees. This includes U.S. strategy for promoting economic development, stability, and advancing U.S. economic and trade interests in Latin American and Caribbean nations. II. DUTIES AND RESPONSIBILITIES Plans, directs, analyses and forecasts economic and financial developments in Latin America and the Caribbean. Provides direction to the Office's economists in their preparation of country economic assessments with the objective of developing an in- depth understanding of the overall economic and financial situation in each of the region's countries. Evaluates prospects for financial instability that would affect U.S. interests, and prioritizes economic policy actions that the U.S. should encourage other countries to pursue. Plans and directs staff preparation of policy analysis and recommendations on bilateral economic and financial issues consistent with U.S. economic interests and U.S. strategy towards promoting economic development and stability in the Latin America and the Caribbean. Directs and oversees subordinate staff analysis and recommendations on U.S. positions relating to Latin American and the Caribbean in international fora such as the IMF, World Bank, Inter-American Development Bank, and the Committee on Hemispheric Financial Issues. Serves as Treasury representative in interdepartmental meetings that deal with U.S. policy on economic and financial issues in Latin America and the Caribbean. Presents Treasury's position on a wide range of complex, highly sensitive issues. Guides and oversees subordinate staff who represent the Treasury Department in interdepartmental meetings and in meetings with officials from countries of Latin America and the Caribbean. Directs the work of the Treasury Attachés in Latin America. Assigns analytical and reporting tasks, reviews and discusses regular and special output. Ensures that efforts are coordinated and closely monitored to conform to the needs of senior Treasury officials. Develops and manages the program areas for which the Office is responsible, under the guidance and direction of the Deputy Assistant Secretary. Consults with and provides authoritative advice to subordinate staff members in conforming their objectives, approaches, and practice to the requirements and policies of the Treasury Department. Directs and oversees subordinate staff preparation of briefings, policy recommendations, congressional testimony, correspondence, and speeches by senior Treasury officials. Review proposals, recommendations, and reports that require the incumbent's approval before action can proceed. Studies particular problems assigned by the Deputy Assistant Secretary. Develops and presents proposals for addressing them the issues. Represents the Deputy Assistant Secretary (DAS), as necessary, in both internal and external meetings and serves in this capacity in his/her absence. Supervises and directs the activities of several assigned economists and clerical employees. This involves making personnel selections, evaluating performance, recommending awards, disciplinary action, and providing necessary training, overall motivation and direction. FACTOR LEVEL DECRIPTIONS FACTOR 1 - Knowledge Required by Position FL 1-9 1850 points Mastery of the principals of economics with expertise in the areas of fiscal/monetary policy; bank and corporate restructuring; balance of payments; domestic and foreign debt; and international macroeconomics. Incumbent should be an authoritative expert on these issues as they relate to Latin America and the Caribbean. Excellent analytical understanding of the policies and programs of the IMF, World Bank, and the Inter-American Development Bank. Skill in working closely and cooperatively with a variety of groups including other USG agency officials, IMF and MDB officials, and private sector financial analysts. Excellent writing and oral presentation skills specifically, skill in writing quickly under tight deadlines and in briefing senior Treasury officials. FACTOR 2 - Supervisory Controls FL 2-5 650 points The supervisor provides administrative direction with assignments in terms of broadly defined mission and functions. The work of the incumbent is considered technically authoritative and is normally accepted without significant change. The incumbent is expected to initiate analytical work and policy analysis, subject to consultations with the DAS. Completed work is reviewed by the DAS to ensure adherence to policy objectives of the Treasury Department. FACTOR 3 - Guidelines FL 3-5 650 points The incumbent carries out his/her role within the scope of general policy guidance from supervisory Treasury officials. The incumbent is expected to have sufficient understanding of Treasury's role with respect to the achievement of the U.S. Government's and Treasury's policy objectives to assume responsibility for satisfactory accomplishment of work assigned by Treasury officials. Guidelines consist of broad policy statements and goals. The incumbent must use judgment and ingenuity in interpreting and adopting guidelines to the achievement of policy goals. Frequently, the incumbent is recognized as a technical authority in the development and interpretation of guidelines. FACTOR 4 - Complexity FL 4-5 450 points Work performed by the incumbent is considered difficult due to the complexity in analyzing the economies in Latin America and the Caribbean. The interlocking nature of macroeconomic and structural reform issues in Latin America and the Caribbean can be complex particularly in the context of stabilization policies and transition to market economy. There are a number of interacting countries and institutions that need to be considered in the analysis and performance equation. Adding to the complexity is the need to accurately articulate U.S. Government position and the ability to work closely with multiple foreign officials, U.S. Government agencies and international organizations. FACTOR 5 - Scope and Effect FL 5-6 450 points The purpose of this position is to plan, formulate, and conduct in-depth, expert reviews, analyses, and evaluations of a wide range of complex and critically important financial and economic developments in Latin America and the Caribbean. The incumbent is also responsible for providing expert authoritative technical advice to senior level Treasury officials on questions of USG policy vis a vis these economies and broader issues. FACTOR 6 - Personal Contacts FL 6-4 110 points Contacts include Treasury officials, including the Secretary, Deputy Secretary, Under Secretary for International Affairs, Assistant Secretary for International Affairs, Deputy Assistant Secretaries, Office Directors, and staff in IA. To effectively execute job responsibilities, close contacts must be maintained with officials of other USG agencies, foreign government officials of the Finance Ministries, Central Banks, and other official agencies, officials for the IMF and MDBs, private sector financial analysts, and academics. FACTOR 7 - Purpose of Contacts FL 7-4 220 points The purpose is to justify, defend, negotiate, or settle matters involving significant or controversial economic policy issues and to gather information required for that purpose. The work involves participating in meetings or presentations involving problems or issues concerning the economies of assigned countries and concerning the broader international financial environment. Contacts often have diverse viewpoints, goals, or objectives and require the incumbent to achieve a common understanding of the problem and a satisfactory solution by convincing them, arriving at a compromise, or developing suitable alternatives. FACTOR 8 - Physical Demands FL 8-1 5 points The work is primarily sedentary. FACTOR 9 - Work Environment FL 9-1 5 points Work is performed in an office setting. Incumbent will also travel as necessary to visit economies in the region either alone or while accompanying senior Treasury officials. Total Points = 4390 equates to GS-15 Point Range (4055 - up) HEIDI SUZANNE CRUZ (b)(6) 202.395.9511 (w) (b)(6) (h) [email protected]; (b)(6) Education 1998 - 2000 HARVARD UNIVERSITY SCHOOL OF BUSINESS ADMINISTRATION BOSTON, MA Masters in Business Administration, 2000. Research Associate for Professor Kenneth Froot, Director of Research for Harvard Business School. Performed market research on economic factors impacting various asset classes; compared aggregate indicators to empirical data. Member of Social Enterprise Club, International Development Club, and Ibero-Americana Club. 1994 1995 UNIVERSITE LIBRE DE BRUXELLES, SOLVAY SCHOOL BRUSSELS, BELGIUM Masters of European Business, with Honors, 1995. Rotary International Ambassadorial Scholar. 1990 - 1994 CLAREMONT MCKENNA COLLEGE CLAREMONT, CA Bachelors of Arts in Economics and International Relations, magna cum laude, 1994. Phi Beta Kappa. Economics Faculty honors for best senior thesis in Economics: Exchange Rate Policies in Emerging Market Economies. Lowe Institute of Political Economy Scholar, President of Claremont McKenna College Republicans; California Youth Delegate, 1992 Republican National Convention, Houston, TX. Experience 2001-present UNITED STATES TRADE REPRESENTATIVE WASHINGTON, DC EXECUTIVE OFFICE OF THE PRESIDENT Special Assistant to Ambassador Robert B. Zoellick Responsible for all policy briefings to the Ambassador. Responsible for policy preparation for Congressional testimony. Participate in regular teleconferences with senior economists at leading investment banks and advise the Ambassador on macroeconomic developments. Oversee interagency process. Manage career staff responsible for publication of all statutorily mandated trade policy reports to the Congress. Attend meetings with the Ambassador on range of key trade agenda areas. Developed small business trade policy strategy. Help manage career staff to implement the Ambassador's agenda on trade agreements around the world, including Singapore, Chile, FTAA. Help coordinate and oversee Latin American trade strategy. Part of team that launched the new WTO round of trade talks. January 2001 BUSH - CHENEY TRANSITION TEAM WASHINGTON, DC Member of U.S. Department of the Treasury Transition Policy Team Helped brief Secretary O'Neill for confirmation hearings. Helped assess policy challenges at the Department of Treasury, and outline initial considerations for U.S. currency policy. HEIDI SUZANNE CRUZ (cont.) January- BUSH - CHENEY 2000 AUSTIN, TX November Member of Campaign Economic Policy Team 2000 Prepared quantitative analyses of campaign tax plan and developed cross-comparisons with Vice President Gore's tax proposals. Responsible for quantifying tax policy for political events around the country. Participated in ongoing strategy discussions with senior economic policy advisors. Assessed impact of pension reform proposals and prepared pension reform recommendations. Principal author of W Stands for Women, campaign book outlining policy issues of particular relevance to women. Responsible for quantitative analysis during Florida presidential recount; worked with political team and statisticians to develop county-by-county strategy. BANCBOSTON ROBERTSON STEPHENS & CO. SAN FRANCISCO, CA Summer 1999 Corporate Finance Senior Associate, eCommerce Services Group Helped develop IPO valuation models, positioned strategy and risks for investors, participated in financial and management due diligence, helped prepare roadshow presentation. Led process for lead managed initial public offering and participated in co-managed secondary offering. Developed business plan for new industry group; analyzed sector performance and published first quarterly newsletter to investors for eCommerce group; presented IPO process to pre-IPO client. Summer UNITED STATES SENATE WASHINGTON, DC 1998 Assistant Economic Advisor to then-Senator John D. Ashcroft Helped research, design, and negotiate economic policy. Recommended changes in marginal tax rates, national debt paydown schedule, budget surplus, and government spending. Quantified recommendations to determine what was economically feasible yet politically saleable. Conducted focus meetings with other Senate staff and key lobbyists to develop consensus on the plan. 1995 - 1998 J.P. MORGAN AND CO., INC. NEW YORK, NY Investment Banking, Associate Developed valuation analyses, performed due diligence, prepared offering memoranda, and analyzed strategic issues for companies in various industries. Latin America Mergers and Acquisitions Venezuelan consumer products advisory: advised on expansion strategy in Latin America. Mexican privatization: advised Mexican government on privatization strategy for state-owned petrochemical plants. Advisory for U.S. multinational: built model of stock merger, advised on international strategy. Cross-Border Structured Finance Argentine forward asset sale: led the execution of a $400m forward sale of oil for largest company in Argentina, participated in negotiations to obtain a rating on the bonds. Brazilian forward asset sale: wrote sell book to investors, helped build cashflow model for $200m. South African private placement: sold $400m of privately placed debt to institutional investors. Publications Book chapter in "Exchange Rate Policies for Emerging Market Economies" (with Richard Burdekin and Thomas Willett), Westview Press, 1999. American International Group, Harvard Business School case for Capital Markets (with Kenneth Froot), 2000. Personal Conversant in Spanish, French. Classically trained pianist. Completed Paris Marathon. To: Kim Nickles FKX: 456-2890 Ph: 6-2105 From Heidi cmz Fax: 5.4549 (395-4549) Ph: 5.9511 Thank You Kim! Contributor Occupation Date Amount Recipient NELSON, HEIDI S MRS HARVARD BUSINESS 11/16/1999 $250 Bush, George W CAMBRIDGE, MA 02139 SCHOOL/MBA STUDENT 2 Last printed 06/12/02 11:40 AM HEIDI SUZANNE CRUZ PIS ignore editing- (b)(6) 202.395.9511 (w) (b)(6) (h) [email protected]; o (b)(6) word Perfect DOC Education 1998 2000 hARVARD uNIVERSITY sCHOOL OF business aDMINISTRATION bOSTON, ma Masters in Business Administration, 2000. ПResearch Associate for Professor Kenneth Froot, Director of Research for Harvard Business School. Performed market research on economic factors impacting various asset classes; compared aggregate indicators to empirical data. П Member of Social Enterprise Club, International Development Club, and Ibero-Americana Club. 1994 1995 universite libre de bruxelles, solvay schoolBrussels, Belgium Masters of European Business, with Honors, 1995. П Rotary International Ambassadorial Scholar. 1990 - 1994 claremont mCkenna collegeClaremont, Ca Bachelors of Arts in Economics and International Relations, magna cum laude, 1994. П Phi Beta Kappa. П Economics Faculty honors for best senior thesis in Economics. П Lowe Institute of Political Economy Scholar. П President of Claremont McKenna College Republicans; California Youth Delegate, 1992 Republican National Convention, Houston, TX. Experience 2001-present united states trade representative washington, dc executive office of the president Special Assistant to Ambassador Robert B. Zoellick П Responsible for all policy briefings to the Ambassador. П Responsible for policy preparation for Congressional testimony. П Oversee interagency process. П Manage career staff responsible for publication of all statutorily mandated trade policy reports to the Congress. П Attend meetings with the Ambassador on range of key trade agenda areas. П Developed small business trade policy strategy. П Help manage career staff to implement the Ambassador's agenda on trade agreements around the world, including Singapore, Chile, FTAA. П Help coordinate and oversee Latin American trade strategy. П Part of team that launched the new WTO round of trade talks. January 2001 BUSH - CHENEY TRANSITION TEAM washington, dc Member of U.S. Department of the Treasury Transition Policy Team П Helped brief Secretary O'Neill for confirmation hearings. П Helped assess policy challenges at the Department of Treasury, and initial considerations for U.S. currency policy. HEIDI SUZANNE CRUZ (cont.) bush - cheney 2000 Austin, TX January-Nov Member of Campaign Economic Policy Team ember 2000 П Prepared quantitative analyses of campaign tax plan and developed cross-comparisons with Vice President Gore's tax proposals. П Responsible for quantifying tax policy for political events around the country. П Participated in ongoing strategy discussions with senior economic policy advisors. П Assessed impact of pension reform proposals and prepared pension reform recommendations. П Principal author of W Stands for Women, campaign book outlining policy issues of particular relevance to women. П Responsible for quantitative analysis during Florida presidential recount; worked with political team and statisticians to develop county-by-county strategy. bancboston robertson stephens & Co. san francisco, ca Summer Corporate Finance Senior Associate, eCommerce Services Group 1999 П Helped develop IPO valuation models, positioned strategy and risks for investors, participated in financial and management due diligence, helped prepare roadshow presentation. *Led process for lead managed initial public offering and participated in co-managed secondary offering. Developed business plan for new industry group; analyzed sector performance and published first quarterly newsletter to investors for eCommerce group; presented IPO process to pre-IPO client Summer United States Senate washington, Dc 1998 Assistant Economic Advisor to then-Senator John D. Ashcroft П Helped research, design, and negotiate economic policy. *Recommended changes in marginal tax rates, national debt paydown schedule, budget surplus, and government spending. * Quantified recommendations to determine what was economically feasible yet politically saleable. Conducted focus meetings with other Senate staff and key lobbyists to develop consensus on the plan. 1995 - 1998 j.p. morgan and co., inc. new york, ny Investment Banking, Associate П Developed valuation analyses, performed due diligence, prepared offering memoranda, and analyzed strategic issues for companies in various industries. Latin America Mergers and Acquisitions * Venezuelan consumer products advisory: advised on expansion strategy in Latin America *Mexican privatization: advised Mexican government on privatization strategy for state-owned petrochemical plants. * Advisory for US multinational: built model of stock merger, advised on international strategy. Cross-Border Structured Finance * Argentine forward asset sale: led the execution of a $400m forward sale of oil for largest company in Argentina, participated in negotiations to obtain a rating on the bonds. * Brazilian forward asset sale: wrote sell book to investors, helped build cashflow model for $200m. * South African private placement: sold $400m of privately placed debt to institutional investors. Publications ПВоок chapter in "Exchange Rate Policies for Emerging Market Economies (with Richard Burdekin and Thomas Willett), Westview Press, 1999. П American International Group, Harvard Business School case for Capital Markets (with Kenneth Froot), 2000. Personal Conversant in Spanish, French. Classically trained pianist. Completed Paris Marathon.