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AUSTRALIA - Prime Minister Gorton Vol. 1 of 2 May 6-7, 1969 [1 of 2]
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AUSTRALIA - Prime Minister Gorton Vol. 1 of 2 May 6-7, 1969 [1 of 2]
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VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA MAY 6-7, 1969 CONTENTS GENERAL TAB President's Briefing Memorandum and Talking Points A Secretary's Briefing Meorandum and Talking Points B Scope Paper C Suggestions on Approaching Australians D Schedule and Official Party E Background Notes F BACKGROUND PAPERS Situation in Australia A Malaysia/Singapore Defense and Legal Analysis B Singapore Naval Ship Facility C Australia and Viet-Nam D Paris Negotiations E Meat F Wool Textiles G U.S. Investment in Australia H Defense Purchases/Offset Procurement I The Non-Proliferation Treaty J Regional Cooperation in the Asia/Pacific Area K Philippine/Malaysian Dispute over Sabah L Civil Aviation M Defense Space Communications Facility N Scientific/Military Cooperation O Japan's Role in Asia P Indonesia Q Peaceful Nuclear Explosion Projects R PUBLIC STATEMENTS President's Toast A Secretary's Toast B Statement' for the Press C SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET/EXDIS - 2 - BIOGRAPHIES TAB John G. Gorton, Prime Minister of Australia A Mrs. Gorton, Wife of the Prime Minister B Sir Keith Waller, Ambassador of Australia C Lady Waller, Wife of the Ambassador D Mr. C.L.S. Hewitt, Secretary, Prime Minister's Department E Sir James Plimsoll, Secretary, Department of External Affairs F Mr. A.T. Griffith, Assistant Secretary, External Relations and Defense Branch G Miss Ainsley Gotto, Private Secretary to the Prime Minister H Mr. Anthony Eggleton, Press Secretary to the Prime Minister I Miss Jean Lester, Private Secretary to Mrs. Gorton J SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. THE SECRETARY OF STATE WASHINGTON April 29, 1969 s/s-6643 SECRET MEMORANDUM FOR THE PRESIDENT Subject: Your Meeting with the Prime Minister of Australia Summary The Points to Stress 1. Our intention to maintain a continued firm posture in Asia. 2. Our continued firm adherence to ANZUS and SEATO. 3. The importance we attach to Australia's contribution to Southeast Asian regional affairs, including its commitment to the defense of Malaysia/ Singapore. 4. Our hope that Australia will continue to play a leading role in the region. 5. Our appreciation for Australia's Viet-Nam support. 6. Our desire for continued close consultations with Australia on Viet-Nam and other regional security matters. The Points to Avoid 1. Pressuring Gorton to sign the NPT. 2. Asking for more Australian troops for Viet-Nam. SECRET Group 1 Excluded from automatic downgrading and declassification Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 2 The big question mark in Gorton's mind is the continued firmness of U. S. Asia policy under your administration. This underlies the three main subjects he will want to discuss. These are: -- Malaysia/Singapore defense. -- Viet-Nam. -- Post-Vietnam Southeast Asia. A. Malaysia/Singapore Defense On February 25, Gorton announced that Australia will maintain forces, including ground troops, in Malaysia/ Singapore after the British pull out in 1971. This announcement put an end to a year-long, meandering, public foreign-policy debate on "forward defense" versus 'fortress Australia.' Forward defense has won, and Australia is headed in the direction of increasing involvement in regional affairs -- a development which is in our interest as well as Australia's. The fact that Gorton made his announcement before his visit to Washington has simplified our task. Previously, he seemed likely to seek a specific U. S. guarantee of the safety of his ground forces before committing them. Now, it is clear we will not be asked to pay this price for an Australian ground-force presence in Malaysia/Singapore. On the other hand, the announcement has also put us on a spot, challenging us to be as firm and forth- right as Australia has been. Gorton can now say that Australia has met our requirement to do all it can; now what will we do to support its commitment? In this connection Gorton may still ask for specific assurances of U. S. support for his forces. At the very SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 3 least, he will wish to assess the general posture your administration will assume in Southeast Asia. It must be assumed that the impressions he receives from you on this question may affect the confidence and vigor with which Australia assumes its heightened role in regional affairs. Gorton will: -- try to get a feel for how much help he can expect from the United States if his forces run into a situation they cannot handle; -- possibly ask you directly what we would do if the peninsula were invaded by Communist China or North Viet-Nam, or if an externally supported insurgency got out of control; -- possibly ask you whether the ANZUS Treaty will apply to Australian forces stationed in Malaysia/Singapore after 1971. You should: -- say that (as you told him in a personal message) you welcome the Australian decision as a valuable contribution to the stability and security of Southeast Asia; -- say that Australia's decision makes it easier for us to go on making our own contribution, which consists mainly of our forces deployed elsewhere in the Western Pacific area as a deterrent to Communist expansion; -- add that in this connection we were heartened by Gorton's recent assurance to our Ambassador that Australian forces would fight beside ours in Thailand if the need arose; -- stress that although we are not a party, we are keenly interested in the Five-Power (Australia, U.K., SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 4 New Zealand, Malaysia, Singapore) consultations on new defense arrangements for Malaysia/Singapore; -- add that we would like to encourage this development in any way we can, such as through the possible joint use of a Singapore naval facility (which our two navies are now discussing); -- assure Gorton we fully understand that (as he said in his speech) a situation could conceivably arise with which Australia and her allies could not cope, and that Australia would then have to look for support to "allies outside the region" and decide what to do "in the light of circumstances then prevailing;" -- assure him that, as Australia's principal ally in the Pacific, we would of course stand ready to consult fully and promptly on what support we might give; -- tell him we agree with his view (in his speech) that we cannot now know what those circumstances might be and, therefore, cannot now make precise decisions. With respect to the ANZUS Treaty, you should: -- avoid raising the question of the specific applicability of ANZUS to Australian forces in Malaysia/ Singapore; -- (if Gorton raises it) say that we recognize Malaysia and Singapore are within the treaty area, that the continuing presence of Australian forces there serves the interests of both of us, and that questions concerning our obligations under the treaty may someday arise; -- stress that we would want, therefore, to maintain close consultation about future Australian commitments to Malaysia and Singapore and future deployments of Australian forces; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 5 -- (if Gorton presses you for details on how ANZUS applies) say you doubt that it is necessary or desirable to speculate on theoretical applications of the Treaty; -- note that Gorton has said he would prefer "general understandings" to "specific treaty obligations" in Australia's future defense relations with Malaysia and Singapore; -- say that, similarly, we feel that maintenance of the general understanding represented by the ANZUS Treaty is better than trying to delimit specific treaty obligations in hypothetical contingencies. (For more precise language in responding on this subject, see Background-Position Paper.) B. Viet-Nam The Australians have contributed 8000 troops. Gorton has announced that that is the limit. Public support for the war, over 60 per cent eighteen months ago, has now slipped to below 50 per cent. Gorton is sensitive about being fully consulted as an ally. He is also worried about our possibly agreeing to a weak settlement that would lead to a deterioration in Southeast Asia. Gorton will: -- ask your assessment of the current situation in Viet-Nam; -- ask about the outlook for the Paris talks. You should: -- solicit his views; -- give him the picture as you see it; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 6 -- give him the feeling that you are taking him fully and frankly into your confidence; -- tell him how highly we value Australia's contribution, in both military and non-military assistance; -- not ask for more Australian troops. C. Post-Vietnam Southeast Asia Gorton, like many Australians, is nervous about a possible U. S. withdrawal from Asia after Viet-Nam. You should reassure him. Gorton will: -- probe your intentions on maintaining a U. S. presence in the area; -- be interested in your thoughts on future trends, including Japan's role in the area. You should: -- assure him that our interest in the security and economic development of Southeast Asia will continue after Viet-Nam; -- stress the importance we will continue to attach to ANZUS and SEATO; -- outline your thinking on post-Vietnam Asia, highlighting the leading role we foresee Australia playing in Southeast Asia, and the increasing contribution we hope to see Japan make. -- ask Gorton's views on the future of his part of the world; the problems he foresees; how he envisions Australia's role and those of the United States and Japan. SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 7 These are the high points. Additional talking points, and Background on the Visit, are enclosed. wm William P. Rogers Enclosures: 1. Additional Talking Points. 2. Background on the Visit. SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET Additional Talking Points Other possible topics which Gorton may raise include: -- U. S. trade restrictions. -- offset military purchases. -- nuclear excavation study. -- Non-proliferation Treaty. -- Defense Space Communications Facility. -- your visiting Australia. Topics you may wish to raise: -- EC-121 incident. -- scientific cooperation. Topics Gorton may raise 1. U. S. Import Restrictions (For the record, Gorton may mention various standing Australian complaints against U. S. import restrictions. While we do have restraints on Australia's principal exports to us, we are still its third best customer, taking about 14 per cent of total exports. Australia's economic situation today is excellent. You should listen sympathetically, but avoid promising more liberal treatment.) Gorton may: -- complain about U. S. restraints on -- or protectionist moves against -- meat, dairy products, wool, woolen textiles, lead, zinc or steel, asserting that SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 2 such restrictions are inconsistent with our professed devotion to free trade and that Australia should enjoy freer access to the U. S. market; -- point out that the bilateral balance of trade runs 2 to 1 in favor of the U. S.; -- allege that our voluntary restraint program on meat imports (in which Australia is cooperating under protest) is unfair because it restricts Australia to less than its historical share of the U. S. market; -- thank you for relaxing (at his request) the May 1 deadline for Australian compliance with sanitary provisions of our meat inspection law. You should: -- not raise the subject; -- (if Gorton raises it) say we will give the most sympathetic possible consideration to Australia's position on trade questions, consistent with our own balance of payments problem and the difficulties of some American industries; -- note that Australia's overall balance of payments is currently healthy; -- state your position on trade policy, declaring that you intend to resist protectionist moves in the U.S.; -- stress that to head them off, you will need the cooperation of other countries. Australia's agreement to the voluntary restraint program on meat was most helpful in this regard. -- (if Gorton says the meat program is unfair) point out that giving Australia its historical share of the market would have meant imposing cutbacks on other suppliers, who would have refused to cooperate in the voluntary program; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 3 -- point out that this would have necessitated the imposition of country quotas, which both we and the Australians wish to avoid; -- point out that it would be very difficult for us to force cutbacks on the small, poor Central American countries, developing nations whose meat industries we have assisted; -- note that under the voluntary restraint program, Australia will still be able to sell us 41/2 per cent more meat in 1969 than in 1968 -- more than in any previous year except one. 2. Offset Military Purchases (Australia is a major purchaser of U. S. military equipment. To offset their expenditures partially, we try to do as much DOD purchasing as possible in Australia. The problem is that the Australians are not competitive in most lines. We have taken a few special measures to assist them, which have lessened the gap slightly.) Gorton may: -- press for increased Department of Defense procurement in Australia, as a further offset to their large purchases of military equipment from us. You should: -- not raise the subject; -- (if Gorton raises it) reply that we want to be as helpful as we can; -- note that discussions are taking place regularly on the subject between the Department of Defense and the Australian Embassy; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 4 -- suggest that Gorton explore this in depth with Secretary Laird. 3. Nuclear Excavation Study (A detailed study of the feasibility of constructing a harbor with nuclear explosions at Cape Keraudren fell through when the mining company involved declined to contribute financially. In developing the agreement for this study, Gorton had reacted indignantly to what he took as an indication that we intended to use the project to "pressure" him into signing the NPT. The Australian and American Atomic Energy Commissions have just agreed to undertake a preliminary feasibility survey of potential sites on the west coast of Australia to determine their general suitability for a nuclear excavation project. This agreement is expressly not a commitment on the part of either Government to proceed to a detailed survey of a specific site, as was planned at Cape Keraudren.) Gorton may: -- hope the current survey of potential harbor sites will ultimately lead to a nuclear excavation project; -- possibly ask you point-blank whether there would be a relationship between our willingness to perform such a project and Australia's signing the NPT. You should: -- not raise the subject; -- if Gorton raises it, be pleased that the two Atomic Energy Commissions are able to continue their studies of possible nuclear explosion projects in Australia, since a useful project -- if it proved technically and economically feasible and did not violate the Limited Test Ban Treaty -- could be a major advance in the peace- ful utilization of nuclear energy; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 5 -- stress that prospects for international acceptance of such projects will be enhanced if the parties seek to gain international approval as the study proceeds. We can dispel suspicions by conducting the study openly, recognizing the interest of other countries and the International Atomic Energy Agency; -- assure Gorton once again that we would have no thought of using such a project to "pressure" him into signing the NPT; -- note, however, that we cannot avoid the fact that performing the first international PNE project for a non-signatory country would create problems with potential NPT adherents. This point was brought out during Senate hearings on the NPT. 4. Non-Proliferation Treaty (Because of fears of industrial espionage by IAEA safeguards inspectors and lurking doubts of the effectiveness of our nuclear umbrella, Australia has not yet signed the NPT. Gorton will probably sign it sooner or later -- sooner if no one pushes him.) Gorton may: - bring up Australia's doubts about the NPT. You should: -- if Gorton does not raise the subject, mention that you hope he will discuss it with the Secretary of State; -- if Gorton does bring it up, say the NPT is an important foreign policy objective of ours; we believe in the long run it will be equally important to Australia; and we hope Australia will sign in the not too distant future; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 6 -- reassure Gorton that (as we have specifically confirmed to the GOA) the ANZUS and SEATO treaties place Australia under the nuclear protection of the United States; -- assure him that we are convinced that IAEA safeguards will not be a cover for industrial espionage nor otherwise impair progress in peaceful uses of nuclear energy. We are willing to place our nuclear facilities under such safeguards, except those with national security significance; -- invite him to discuss his reservations about the NPT further with the Secretary of State, and offer further consultation between U. S. and Australian technical experts if desired. 5. Defense Space Communications Facility See Background Paper. 6. Your visiting Australia Gorton will: -- probably invite you to pay a return visit to Australia. You should: -- say you would like very much to do so, but cannot fix a date at this time. Topics you may wish to raise 1. EC-121 Incident You should: -- take Gorton fully into your confidence, outlining the reasons for our restrained response. SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 7 2. Scientific Cooperation You should: -- tell Gorton how much we appreciate Australia's wholehearted cooperation with us in science, space and military research; -- say we are pleased with the agreement on scientific cooperation concluded last fall when a team of U. S. scientists visited Australia; -- add that we would welcome a return visit by Australian scientists this year. SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET Background on the Visit What Gorton is Like Gorton is a distinctively Australian Prime Minister. In this he contrasts with Menzies, who said he was "British to his boot-heels," and Holt, who said he would go "all the way with LBJ. Much more than they, Gorton personifies -- and manipulates -- his countrymen's feelings of nationalism and egalitarianism. Specifically: -- in personality, he projects an image of the "typical Australian" -- masculine, direct, tough, down- to-earth, "the casual knockabout bloke next door." (The image is accurate but incomplete: he is also an Oxford honors graduate in history.) -- in policy, he appeals to nationalist and populist sentiments, criticizing foreign investment, flirting with a more independent foreign policy, moving toward the left on social welfare. (His policy changes have been more rhetorical than real, but they have contributed to his image.) Gorton is a popular Prime Minister. Erratic, abrasive and high-handed behavior during his first year has made him many enemies among newspapermen, politicians and bureaucrats, but polls show the people like him. Sixty-two per cent approve of the way he is handling his job, the same percentage as six months ago. Despite a recent furor over his public attentions to young women, he is currently favored to win his first general election (which must be held by November this year) by an impressive margin. Gorton is such a strong Prime Minister that he has been accused of "Americanizing" Australian politics and trying to smuggle in the Presidential system. He has been compared to Andrew Jackson because he: SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 2 -- has rural origins, a glamorous war record and an earthy political style which irks the establishment. -- is strong-willed and hot tempered. -- is blunt and direct. -- prizes action over reflection. -- runs the government as a one-man show with an iron hand and a "kitchen cabinet." -- gives jobs to his supporters ("spoils system"). In his dealings with us, Gorton has shown himself to be: -- sensitive about being taken for granted. He wants his and Australia's views to be fully considered. -- angered by any suggestion of pressure or arm- twisting. -- resistant to persuasion. He tends to come around if left alone, but digs his heels in if he feels he is being pushed. -- contemptuous of what he construes as flattery or eagerness to please. Why He is Coming to Washington Gorton's purpose is to get better acquainted with you and senior officials of your administration and to explore in greater depth subjects he raised during his visit at the time of the Eisenhower funeral. Embassy Canberra reports he is quite relaxed about the visit and seemingly anticipates friendly discussions on a range of subjects rather than hard bargaining or attempts to find solutions to specific problems. SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 3 However, he will be extremely interested in East Asian security matters, and will certainly probe your intentions with respect to future U. S. policies in Southeast Asia. Suggestions on Handling Gorton Gorton is a prickly, aggressive man who can be extremely charming but also extremely difficult to handle. Foreign relations for him are primarily a matter of personal relationships between leaders. In general, with Gorton you should be especially careful to: -- make him feel he is an equal partner; ask his opinions. -- be as frank as you can. -- avoid appearing eager to please. -- avoid pushing him but don't let him push you (he respects toughness). You are starting with an advantage in that he wound up rather jaundiced about the Johnson administration, but reportedly has a high opinion of you. Also, he is under some pressure to get along with you because it is widely believed in Australia that he did not make a good impression on President Johnson. He WELS accordingly on his best behavior when he met you in April, and was effusive in his praise of you when he returned to Australia ("I like the guy."). SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET MEMORANDUM 6764 TO: The Secretary New THROUGH: s/s FROM: EA - Marshall Green SUBJECT: Your Meeting with Prime Minister Gorton of Australia -- BRIEFING MEMORANDUM 1. You have an appointment to see Prime Minister John Gorton of Australia in your office at 3:00 P.M. May 6. Prime Minister Gorton will be accompanied by Australian Ambassador Sir Keith Waller, C.L.S. Hewitt (Secretary of the Prime Minister's Department) and Sir James Plimsoll (Secretary of the Department of External Affairs). Robert Moore (Country Director for Australia) and I will also attend. 2. This is Gorton's second official visit to the United States since he became Prime Minister in January 1968. The first was in May, 1968. 3. Originally scheduled for April 1, the present visit had to be postponed because of the death of General Eisenhower. Gorton came anyway to represent Australia at the funeral and to have such substantive discussions as could be fitted in. He saw the President, you, Secretaries Laird and Kennedy, and Dr. Kissinger. On this trip, he is scheduled to see the President, you, Secretary Laird and Senator Fulbright. 4. Attached at Tab B of the briefing book is a copy of the memorandum prepared for the President's meetings with Gorton. The same topics may come up in your own discussion. SECRET Group 1 ? Excluded from automatic downgrading and declassification MICROFILMED BY S/S: CMS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 2 5. Gorton raised with you in April the subject of Australia's doubts about the NPT, saying that he would like to go into this in detail when he returned in May. You should seek to impress him with the importance we attach to the NPT and Australia's eventual adherence to it. Special Talking Points are attached. (See also the Background Paper, and the briefer talking points in the Memorandum for the President.) 6. Other possible topics include: a. Meat Inspection. You may wish to express satisfaction that, in discussions with the GOA initiated in response to Gorton's April request, it has been possible to reach agreement on a later target date (August) for Australian compliance with certain sanitary provisions of our Meat Inspection Law. b. Non-Aggression Pacts. Gorton may again mention his idea for non-aggression pacts among Southeast Asian countries, and seek your reaction. If he does, you might respond along the following lines: -- we would be interested in hearing a fuller exposition of what the Prime Minister has in mind; -- we share Australia's concern that intra-regional disputes and suspicions impede development and the growth of regional cooperation; we welcome creative thinking on this subject by Australia and recognize that non-aggression agreements might be one way to dampen disputes, create a greater sense of security and foster greater willingness to cooperate; -- prospects for a formal, multilateral non-aggression pact are not encouraging; there is little apparent sentiment in the region for such an agreement, which might, moreover, raise the unwelcome question of the possible need for an external guarantor; -- may not specific, somètimes quite informal, bilateral arrangements (such as those which Malaysia has with Thailand and Indonesia covering cooperation in border security) represent a more practicable and promising - if slower - approach to the problem? SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET 3 -- we appreciate the GOA's imaginative approach and would be pleased to consult with them on the question at any time. 7. A supplementary memorandum with a talking point on the next ANZUS Council meeting will be sent to you when your July travel plans become firm. Attachments: 1. Copy of Memorandum for the President. 2. Talking Points - NPT Concurrences: EA/ANZ - Mr. Moore EA/ANZ:CCBrower:jab 4/29/69 EA/RA - Mr. Donald ACDA - Mr. Neidle E/ORF - Mr. Erickson EA - Amb. Brown Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET TALKING POINTS NPT BACKGROUND Discussions with PM Gorton concerning the NPT should have the following aims: (1) Convince Gorton that the USG is committed to the success of the NPT, and that we consider Australian adherence important to that success; (2) Ascertain what the GOA's true concerns are concerning the Treaty; (3) Provide frank answers to any questions Gorton may have regarding the Treaty; and (4) Leave the door open for further NPT discussions, if necessary, in Washington or Canberra. DISCUSSION - Say that every country makes its own decisions on important matters, and that the USG fully appreciates the fact that Australia wants to look very closely at the NPT before becoming a party. Say that the US is very serious about its commitment to the NPT. - Four US Presidents have considered non-proliferation central to our security. - We consider a successful NPT a necessary precondition to further meaningful steps to control presently-held nuclear arms. - We view with great concern the large amounts of fissionable material which will be readily available in a few' years in many .countries if such material is not brought under effective international control. Since this material could be used to produce tens of thousands of nuclear weapons, the risk of nuclear war would greatly increase without the NPT. GROUP 3 DOWNGRADED AT 12 YEAR SECRET INTERVALS; NOT AUTOMATICALLY DECLASSIFIED Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET -2- Add that in view of Australia's important position in Asia, and the close relationship between our two countries, the US considers eventual adherence to the NPT by Australia especially important to the success of the Treaty. Security Say that the USG recognizes at this time that the governments of East Asia must carefully evaluate their future security; the USG appreciates that it is important for the GOA to assure itself that the NPT will neither impair its present security nor prejudice its security in the future. -Point out the continuing validity of our Aide Memoire of May 1968, in which we tried to show that nuclear. activities of interest to Australia were not prohibited by the NPT. --Mention also the availability of the withdrawal article which permits each party to determine for itself when the provisions of the article justify withdrawal. -Reiterate the US commitment to the defense of Australia. Should Gorton raise the Security Assurancesgiven in connection with the NPT, stress that these were given for the benefit of non- aligned countries and do not effect in any way our specific mutúal security arrangements with Australia. Safeguards - Remind Gorton that last year we also answered several GOA questions about IAEA safeguards under the NPT. Our Aide Memoire of May 1968 made it clear that safeguards have as their sole purpose the verifica- tion that no diversion of nuclear energy from peaceful purposes is taking place. SECRET Reproduced at the Nixon, Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET -3- Point out that Australia's membership on the IAEA Board of Governors will allow the GOA to make its own contribution to IAEA safeguards policy. Say that we would be happy to answer any detailed questions which Australia might still have regarding safeguards. Peaceful Uses -Emphasize that we believe that NPT safeguards will facilitate, rather than impede, international peaceful nuclear commerce by providing nations with greater assurance that nuclear materials being transferred to other countries are not being used in the manufacture of nuclear weapons. - -Mention that this is in keeping with the spirit of the peaceful uses provisions of the Treaty, which are designed to facilitate the flow of the benefits of nuclear energy to all parties to the NPT. If Gorton wishes to discuss a project such as Cape Keraudren, state that the US would cooperate in any technical studies. However, we could not commit ourselves to go forward with the actual provision of nuclear explosion services in connection with such studies. This would have to be considered in light of the results of the studies and of existing treaty obligations, specifically the Limited Test Ban Treaty and the NPT. Regarding the NPT, our decision on the provision of PNE services would have to take into consideration, among other things, whether and to what extent this would effect international support for the Treaty. Other Considerations If Gorton inquires about the current NPT thinking of either Japan or Germany Say we think there is a reasonable chance that Reproduced at the Nixon Library. DECLASSIFIED This document pursuant to E.O. 13526 and has been determined to be declassified. SECRET -4- Japan will sign the Treaty by mid-summer. -- Say that we feel confident that Germany will adhere; however, their signature has been delayed by a unique set of circumstances. If Gorton raises the matter of signature implying speedy ratification, say that the US would not read such an implication into the Australian signature. We ourselves will have had a considerable lapse of time between our signature and the deposit of our ratification instrument. --Stress that Australian signature, of itself, would have a helpful effect on the progress of the NPT. Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET JGA/G-3 March 12, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 SCOPE PAPER I. The Setting Prime Minister Gorton's visit comes at a turning point in the history of Australian foreign policy. On February 25, Gorton announced his Government's decision to maintain Australian forces -- including ground forces -- in Malaysia/Singapore after the British withdrawal in 1971. This is perhaps the most important step Australia has taken since its entrance as an independent actor on the world stage in the 1940's. Gorton's main purpose in coming is to plumb United States attitudes and intentions regarding East Asia as they bear on the Australian decision. The impressions he receives can be expected to affect the vigor with which Australia assumes its new, heightened role in Southeast Asia. The Australian Government's historic decision resulted from the interplay of several factors. These included anticipated changes in British and U. S. deployments in Southeast Asia; the accession of a strong-minded, nationalistic Prime Minister with heterodox foreign policy leanings; the approach of a general election; and the stirrings of a new nationalism in Australia. "Forward Defense" or "Fortress Australia"? Since World War II, Australia has increasingly sought to develop closer relations with Southeast Asian countries. While this course has been carried out through economic aid, diplomacy and participation in regional organizations, it has also had an important military component -- the policy of "forward defense." Based on the idea of stopping the enemy as far as possible from Australian shores, forward defense has justified Australian participation in regional SECRET Group 3 Downgraded at 12-year intervals; not automatically declassified Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-3 SECRET 2 security efforts including Korea, SEATO and Viet-Nam and, since 1955, its support of British undertakings to defend Malaysia and Singapore. Conscious of its relative weakness, however, and feeling isolated and vulnerable in its corner of Asia, Australia has been careful to risk its limited forces only in close association with one or both of its "great and powerful friends", Britain and the United States. In 1968, two developments combined to thrust Australia into a dilemma. The first was Britain's decision, made public in January, to accelerate withdrawal of its forces from Malaysia/Singapore and complete the pull-out by the end of 1971. The second was President Johnson's announcement on March 31, 1968 of a unilateral halt in the bombing of North Viet-Nam and his own retirement from politics. This surprising and dramatic development, and the subsequent change of leadership in a United States which as seen from Australia has seemed increasingly preoccupied with internal problems, have created uncertainty and anxiety in Australian minds about the future course of America's Asia policy. One of Australia's "powerful friends", the U.K., was preparing to leave the scene. Would the other, the U. S., also drift away? In view of this possibility, was forward defense still a wise policy? Debate on this question could not remain theoretical, since Australia was faced with a pressing practical decision. It now has ground, air and naval forces in Malaysia/Singapore alongside the British. Should it keep its forces there after the British leave (as Malaysia and Singapore have requested), or should it pull them out? Keeping them there would be a historic and possibly dangerous departure from the traditional policy of stationing Australian forces overseas only alongside a major power -- the British or the Americans. Pulling them out would imply abandonment of forward defense, and perhaps a fundamental reorientation of Australia's Southeast Asia policy. The decision could not be long deferred, since the five Commonwealth powers concerned (Malaysia, Singapore, Australia, New Zealand and the U.K.) have begun consultations looking toward a new arrangement for the defense of the area post-1971. Australian participation is the key to the emergence of any such new arrangement which promises Reproduced at the Nixon Library. DECLASSIFIED This document has SECRET been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-3 SECRET 3 to be effective, and Australian indecision has already seriously hampered the five-power consultations. In the debate in Australia, the traditional forward defense policy has had powerful advocates, including the Ministers of External Affairs and Defense, the top civil servants in these departments, and the military services. The alternative strategy, dubbed "fortress Australia" by the press, calls for less involvement in Southeast Asia and increased concentration upon internal economic development, military preparedness and continental and immediate offshore defense, focusing on the mainland and Papua/New Guinea. In an extreme, isolationist form it has been espoused by Jim Cairns, spokesman for the powerful left-wing faction in the Australian Labor Party (ALP) and a good bet to become Leader of the Opposition in 1970. A still more important figure who early disclosed strong leanings toward "fortress Australia" -- although his position was often contradictory and unclear -- was the complex, controversial man who became Prime Minister in January 1968, John Grey Gorton. Gorton's Indecision Gorton at various times has given numerous indications of doubts about forward defense and a predisposition towards its opposite. At his first press conference as Prime Minister, he made a startling off-the-cuff announcement that no more Australian troops would be sent to Viet-Nam. A strong nationalist, he has charted a course assertive of distinctively Australian interests and has shown that in his thinking domestic economic development enjoys first claim on national resources. Seeming to split sharply with his Ministers of External Affairs and Defense over Southeast Asia policy and the Malaysia/Singapore question, he brought no advisers and requested no briefing papers from their departments when he visited Washington in May 1968. He repeatedly expressed skepticism as to the wisdom or desirability of stationing Australian forces, especially ground forces, in Malaysia/Singapore after 1971 -- at least without being sure of being able to get them out if they got into serious trouble. This attitude reflects his personal experience; as a fighter pilot in action over SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-3 SECRET 4 Singapore in 1942, he saw an entire Australian division -- one fourth of his country's combat infantry -- trapped and forced to surrender to the Japanese. As Prime Minister, he is understandably determined not to be responsible for a repétition of this debacle. With Britain's decision to withdraw from Malaysia/ Singapore by 1971 apparently irrevocable, Gorton's concern appeared to focus sharply on the course of U. S. Asia policy under President Johnson's successor. After Johnson's March 31, 1968 speech, Gorton told the Liberal Party caucus and the press that he was convinced there would be a major U. S. retrenchment in Asia -- possibly amounting to a return to pre-World War II isolationism -- under the next U. S. administration, and that this might well necessitate abandonment of "the Menzies concept of forward defense" in favor of "an Israeli-type defense scheme. Although this topic dominated his discussions in Washington in May 1968 almost to the exclusion of all others, he left unconvinced by the Johnson administration's protestations of continued U. S. firmness in East Asia. He subsequently reiterated in public that no decision would be made on the commitment of Australian ground forces until certain "imponderables" -- meaning primarily U. S. Asia policy under the new administration -- became clear to him. At the Commonwealth Prime Ministers' Conference in mid-January, he privately took the position with the British that he could not run the risk of involvement, particularly of his ground forces, in Malaysia/Singapore until he knew in advance who would "back him up". He therefore planned to make no decision on post-1971 deployment of ground forces, he said, until he had talked to President Nixon. With characteristic directness and persistence, Gorton successfully sought an early meeting with the new President. On February 7, "Len" Hewitt, Secretary of the Prime Minister's Department and Gorton's closest adviser, told our Ambassador that Gorton had only one thing on his mind in coming to Washington other than getting acquainted with the President, and that was to learn exactly what was the U. S. position on the stationing of Australian troops in Malaysia/Singapore. Gorton would make it clear that if Australian troops were stationed there, they would never get involved in local conflicts or hostilities with Indonesia or the Philippines. However, he would want to Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET JGA/G-3 SECRET 5 know from President Nixon what the United States would do if Australian troops became involved in countering aggression by Red China or North Viet-Nam. Gorton himself reiterated this to our Ambassador the next day, adding that if the need arose he would commit troops to fight with us in Thailand. The Election and Gorton's Decision Meanwhile -- with a general election coming up in November 1969 at the latest -- there were signs that the Australian public was making up its mind on the foreign policy debate. The fact that British withdrawal implied increased Australian responsibility, while it had its alarming aspect, appealed at the same time to Australia's growing national pride. Australia -- economically the third most powerful nation in Asia and technologically second only to Japan -- was being called upon to play a new, more independent role. Surely it would not be too timid to rise to the challenge? "Fortress Australia", from this point of view, could easily be depicted as un-Australian. Gorton's Christmas message to Australian troops in Viet-Nam, written in ringing "forward- defense" tones, met with a warm response. The Liberal Party organization began advising him that a strong defense policy was his election winner. This advice was reinforced by the press, most of which favored staying on after 1971, and by the views of the Liberal Party's two election allies, the Country Party and the hawkish Democratic Labor Party. The uncertainty created by Gorton's previous, conflicting statements helped build up suspense for his promised announce- ment of a new defense policy when Parliament reconvened on February 25. Most observers expected him to announce a decision to maintain air and naval forces in Malaysia/Singapore after 1971, but to postpone a decision on ground forces because of "imponderables". The moderate leader of the Opposition (ALP), Gough Whitlam, evidently anticipated such a position and tried to pre-empt it by adopting in advance a very similar one. Whitlam came out for air and naval deployments but rejected the commitment of ground forces, in favor of maintaining a "mobile striking force" in Australia which could be sent if needed -- an idea originally advanced by Gorton. Gorton made one quiet, preparatory move -- he announced the resignation of Paul Hasluck as Minister for External Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET JGA/G-3 SECRET 6 Affairs and his elevation to Governor General. With Hasluck thus out of the way, Gorton had the spotlight entirely to himself when he made his surprise announcement on February 25 that Australia would go all the way with the policy of which Hasluck had been the leading advocate -- forward defense including a commitment of ground forces to Malaysia/Singapore after 1971. Gorton's speech was his finest hour and a political masterstroke. Lucid, forthright, statesmanlike, it won warm applause both at home and abroad. (Prime Minister Holyoake of New Zealand, who had been urging this course on Gorton all along, made a simultaneous and similar announcement.) The Australian press was unanimously laudatory. Whitlam, neatly outmaneuvered, was obliged to attack the commitment of ground forces, thus making this the only foreign policy issue in an election which the bitterly divided ALP seems sure to lose. Gorton, on the other hand, seems likely to emerge from the election with increased stature, firmer control, and an enhanced image as a truly Australian Prime Minister leading his country into a new era of its nationhood. Significance for the Visit Gorton's decision to announce a commitment of ground forces to Malaysia/Singapore in advance of his visit to Washington has simplified our task. Previously, he seemed likely to seek a specific U. S. guarantee of the safety of his forces as a precondition for committing them. Obviously it would have been difficult to give such a guarantee, especially in a form which would have been politically useful to Gorton. The February 25 speech has made it clear that the U. S. will not have to pay this price in order to get an Australian ground-force presence in Malaysia/Singapore. On the other hand, the speech has also in a sense put us on a spot, challenging the U. S. to be as firm and forthcoming as Australia has been. Gorton can now say that Australia is meeting the American requirement to do all it can; now what will Washington do to support that commitment? SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-3 SECRET 7 His speech made it clear that contingencies were conceivable with which Australian forces could not cope, and that "if such a situation should arise we would have to look to the support of allies outside the region". In this connection Gorton may still ask for specific assurances of U. S. support. At the very least, he will seek to sound out the temper of the new administration and the general posture it will take in Southeast Asia. The answers and impressions he receives will have a bearing on the confidence and vigor with which Australia pursues the new path in regional affairs on which it is taking the first step. II. The Visitor Personally, Prime Minister Gorton is conservative, with a brusque and flamboyant style. He is quick on his feet and tends to say what comes first into his mind. Prickly and sensitive, he refuses to be pressured or taken for granted. (For example, he reacted angrily and resentfully when he felt President Johnson had not consulted sufficiently with the GOA before announcing the partial bombing halt on March 31, 1968.) He can be extremely charming, but is instinctively aggressive with a streak of toughness and possibly nastiness just below the surface. He is inclined to be impetuous, abrasive and cocksure, restricts his advisers to a small inner circle, and has at times seemed lackadaisical in his approach to his work. These qualities have earned him a bad press and poor personal relations in the Government, but this has not seemed to bother him. He projects a charismatic toughness which Australians like, and his standing with the man in the street is high. Recently, both his performance and his press have improved. Australia's top political journalist provides a vivid sketch bringing out Gorton's political appeal: "Oxford educated, a Victorian orchardist, he had been when young a very good-looking man, but in World War II, as a fighter pilot, he drove his face into the instrument panel of his bullet-damaged Hurricane in landing on the Singapore aerodrome as an RAAF-Japanese dogfight proceeded overhead. His rebuilt features are attractively ugly, mobile, conveying on TV screens a pleasant impression of battered strength and homely charm. His later war service has about it some of the romantic charm that surrounded that of the Reproduced at the Nixon Library. DECLASSIFIED This document has been SECRET reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-3 SECRET 8 late John F. Kennedy Back on active service, a crumpled-faced veteran, he crashlanded on an island in the Timor Sea and lived for days on turtles' eggs and fish before being rescued. Lean, wiry, six feet one inch tall, a careless dresser with hair that succumbs only temporarily to the discipline of comb and brush, laconic, direct and irreverent, addicted to swimming and tennis, an easy mixer who is impatient with formality, protocal, the establishment, and 'longhaired' intellectuals, Gorton represents what Australians have chosen to believe is the traditional Australian, both in his masculinity and derisive distaste for those who parade pretentiously intellectual accomplishments or academic qualifications." Gorton has been married since 1935 to an American citizen, nee Bettina Brown of Bangor, Maine. Mrs. Gorton is a shy, intelligent, gray-haired woman who has some competence in Indonesian studies. She is reportedly embittered by her husband's reputation as a lady-killer. III. Australian Aims The new administration's strategy in Southeast Asia, as it relates to Australia's involvement in the defense of the region, will be uppermost in the Prime Minister's mind. He will: -- assess the firmness of the new administration's posture in Southeast Asia; -- ask to what extend the U. S. is prepared to back up Australian forces committed to Malaysia/Singapore after 1971; -- ask the President's thoughts on strategy and prospects for the Viet-Nam war and negotiations; -- be interested in the President's thinking on post-Vietnam Asia; -- argue for better treatment from the United States in the economic field; SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-3 SECRET 9 -- size up the President. IV. United States Aims Our aim is to secure continued strong Australian leadership in Southeast Asia. We should try: -- without increasing our commitments, to give Gorton sufficient reassurance to encourage him to make a whole-hearted contribution to regional security; -- to consult fully and frankly with him on the Viet-Nam war and negotiations; -- fully to share our thoughts - and elicit his - on post-Vietnam Asia; -- to establish a good personal relationship between the President and Gorton; -- to reassure Gorton and, through him, the Australian people that the United States is and will remain a close, steadfast and special friend which can be relied upon to play a leading role in checking Communist expansion in Asia. Drafted by: EA/ANZ : CCBrower Cleared by: EA/ANZ - Mr. Moore EA/RA - Mr. Donald EA - Amb. Brown EA - Amb. Godley S/S-S - Mr. Shepard Approved by: The Secretary hillfr SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. OU JGA/G-1 March 10, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Suggestions on Approaching Australians and Conversational Topics Australians are outgoing and straightforward, and mix exceptionally well with Americans. In fact, they have a special fondness for us, not untinged with envy at our greater affluence. Similarities in culture and outlook are great, and there are very few special sensitivities to beware of. Australia was first settled as a penal colony, and many of its citizens today are descended from convicts; this is a joking matter with most but a few may be touchy about it. Also, Australia today has a developed, dynamic economy and a sophisticated and predominantly urban culture. There is a growing sense of nationalistic pride. Australians sometimes resent questions which imply a rural stereotype (sheep, kangaroos and boomerangs) in the mind of the questioner. Australia has no racial problems. The indigenous aborigines have a status similar to that of American Indians, and the "White Australia" immigration policy, while no longer officially referred to as such and slightly liberalized, remains substantially in effect. It enjoys solid public support, reinforeed recently by our well- publicized racial troubles and those of Great Britain. Before he became Prime Minister, John Gorton firmly advocated the continued exclusion of colored immigrants, and expressed sympathy for the racial policies of Rhodesia and South Africa. Conversational Topics Australians are keenly competitive, a trait which is reflected in their excellence in several sports. Since World War II they have produced a number of great swimmers, including Dawn Frazer, Murray Rose and Mike Wenden (who LIMITED OFFICIAL USE Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. A/G-1 LIMITED OFFICIAL USE 2 won two gold medals at Mexico City). Milers John Landy and Herb Elliott have a place in history, as do tennis stars Lew Hoad, Ken Rosewall and Rod Laver. The Davis Cup in tennis has been completely dominated by the U. S. and Australia during the 23 years since World War II (15 wins for Australia vs. 8 for the U. S.). In 1968 at Adelaide, a U. S. team headed by Arthur Ashe and Clark Graebner recaptured the cup after a long string of Australian victories. President Nixon received the team on February 11, 1969 to congratulate them and view the cup; he was presented with a team necktie. In recent years Australia and the U. S. have begun to vie in the America's Cup in yachting. This cup was first awarded at the London Exposition of 1851 after a race around the Isle of Wight open to all comers; it was named the America's Cup after the winning U. S. entry. The U. S. has defended the cup twenty times since and won every time. Australia has challenged twice, in 1962 with the Gretel and in 1967 with the Dame Pattie (named for the wife of former Prime Minister Menzies). The skipper of the victorious U. S. yachts in both encounters (Weatherly in 1962 and Intrepid in 1967) was Emil "Bus" Mosbacher Jr., now Chief of Protocol of the United States. On the more serious side, Australia has been experiencing a remarkable boom in the discovery and exploration of mineral resources, including iron, nickel, bauxite and petroleum. This is often a good subject for conversation with Australian men. Conversing with Gorton Gorton is a complex personality who combines the shrewd, homespun quality of a man of the land with the sophistication of an honors graduate in history at Brasenose College, Oxford. While he has a typical Australian's rough contempt for intellectual pretensions, he has also (as Minister for Education and Science) come into intimate contact with the problems of the intellectual community and technology in a rapidly evolving modern society. His conversational range is broad. Topics for light conversation may be suggested by his student days, his marriage, his war experiences, or his recreational interests. Reproduced at the Nixon Library: DECLASSIFIED This USE. 13526 and has been determined to be declassified. JGA/G-1 LIMITED OFFICIAL USE 3 Gorton's father owned a fruit farm in Victoria and, though the family could afford to send him to Melbourne's fashionable Geelong Grammar School, young John also had to work on the family property to help pay his way. When he finished at Oxford he went to Spain for a holiday and there met an American girl, Bettina Brown, of Bangor, Maine, a student at the Sorbonne who was vacationing in Spain. They were married in 1935 in the chapel at Brasenose College. Mrs. Gorton has retained her American citizenship to this day, although since her husband became Prime Minister she has traveled on an Australian diplomatic passport. The couple returned to Australia and Gorton was making a big success of running his father's farm when the war broke out. He joined the Royal Australian Air Force as a fighter pilot and was shot down over Singapore. As he puts it, "My face got rather mixed up with the instrument panel. He was left with amiably crumpled features which today make him look rather like an aging former prize fighter. Swathed in bandages, he was evacuated from Singapore aboard a ship which was torpedoed and sunk. He spent 24 hours aboard a life raft in the Java Sea before being rescued by an Australian destroyer. Returning to active duty, he was shot down again in 1944 and lived for days on turtle eggs and fish on an island in the Timor Sea. Although Gorton no longer farms actively, he still spends much time outdoors at tennis and swimming. He likes bridge and "mucking around in the garden. He reads avidly -- anything from spy fiction to scientific reports -- but describes his taste in entertainment as somewhat philistine. "I was brought up as a kid on a diet of flying arrows in Nottingham Forest and books where Buffalo Bill Cody harried redskins on every page, he told an interviewer. "Give me Laramie, not Lohengrin. I'm not a boor, but I'm no culture-vulture either.' However, Gorton and his wife share an interest in the theater which is not "philistine." On their visit to the United States in May last year, they reserved an evening in New York to see Rosencrantz and Guildenstern Are Dead. LIMITED OFFICIAL USE Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/G-1 DRAFTED BY: EA/ANZ: CCBrower: per 1w 3/6/69 CONCURRENCES: EA/ANZ P Mr Moore S/S-S: WSShepard X-4155 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. DEPARTMENT OF STATE APRIL 28, 1969 FOR THE PRESS NO. 93 CAUTION D FUTURE RELEASE FOR RELEASE AT MID-NIGHT, MONDAY, APRIL 28, 1969. NOT TO BE PREVIOUSLY PUBLISHED, QUOTED FOR OR USED IN ANY WAY. OFFICIAL VISIT TO WASHINGTON, D.C. OF THE RIGHT HONORABLE JOHN G. GORTON, M.P., PRIME MINISTER OF AUSTRALIA, AND MRS. GORTON May 1 - 8, 1969 Members of the Official Australian Party The Right Honorable John G. Gorton, M.P. Prime Minister of Australia Mrs. Gorton His Excellency Sir Keith Waller, C.B.E. Ambassador of Australia Lady Waller Mr. C. L. S. Hewitt Secretary, Prime Minister's Department Sir James Plimsoll, C.B.E. Secretary, Department of External Affairs Mr. A. T. Griffith Assistant Secretary, External Relations and Defense Branch Prime Minister's Department Miss Ainsley Gotto Private Secretary to the Prime Minister Mr. Anthony Eggleton Press Secretary to the Prime Minister Miss Jean Lester Private Secretary to Mrs. Gorton THURSDAY, MAY 1 7:55 a.m. HST The Right Honorable John G. Gorton, M.P. Prime Minister of Australia, and Mrs. Gorton and their party will arrive at Honolulu International Airport, Honolulu, Hawaii, aboard QANTAS Airlines Flight 596. 9:00 a.m. HST Departure from Honolulu, Hawaii, aboard QANTAS Airlines Flight 596. THURSDAY (Cont'd.) Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. PR 93 - 2 - THURSDAY, MAY 1 (Continued) 4:50 p.m. PDT Arrival at San Francisco International Airport, San Francisco, California. 5:20 p.m. PDT Departure from San Francisco, California, aboard a United States Air Force special flight. (Flying time: 4 hours and 50 minutes; 3 hours change in time.) FRIDAY, MAY 2 1:10 a.m. EDT Arrival at Langley Air Force Base, Virginia. 1:20 a.m. Departure from Langley Air Force Base by limousine. 2:05 a.m. Arrival at Williamsburg, Virginia. SATURDAY, MAY 3 At Williamsburg. SUNDAY, MAY 4 At Williamsburg. MONDAY, MAY 5 2:25 p.m. Arrival at the Williamsburg Inn Golf Course. 2:30 p.m. EDT Departure from Williamsburg, Virginia, aboard a United States Marine Corps special helicopter flight. (Flying time: 1 hour) 3:30 p.m. EDT Arrival at the Pentagon Heliport, Washington, D.C. The Prime Minister and Mrs. Gorton will be greeted by the Honorable Emil Mosbacher, Jr., Chief of Protocol of the United States, and Mrs. Mosbacher. 3:35 p.m. Departure from the Pentagon Heliport. 3:45 p.m. Arrival at Blair House. 7:50 p.m. Prime Minister and Mrs. Gorton will depart from Blair House. Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. PR 93 - 3 - MONDAY, MAY 5 (Continued) 8:00 p.m. His Excellency Sir Keith Waller, C.B.E., Ambassador of Australia, and Lady Waller will give a dinner in honor of Prime Minister and Mrs. Gorton at the Embassy of Australia, 3120 Cleveland Avenue, Northwest. Dress: Black tie. TUESDAY, MAY 6 10:25 a.m. Prime Minister Gorton will depart from Blair House. 10:30 a.m. Prime Minister Gorton will arrive at the White House where he will be greeted by the Honorable Richard Nixon, President of the United States. Prime Minister Gorton will meet with President Nixon at the White House. Following the meeting, Prime Minister Gorton, accompanied by Ambassador Mosbacher, will return to Blair House. Prime Minister and Mrs. Gorton will have luncheon privately at Blair House. 2:55 p.m. Prime Minister Gorton will depart from Blair House. 3:00 p.m. Prime Minister Gorton will meet with the Honorable William P. Rogers, Secretary of State, at the Department of State. 2:40 p.m. Mrs. Gorton, accompanied by Mrs. Mosbacher, will depart from Blair House. 2:50 p.m. Mrs. Gorton will visit L'Enfant Plaza. 3:45 p.m. Mrs. Gorton will depart from L'Enfant Plaza and return to Blair House. 8:00 p.m. President and Mrs. Nixon will give a dinner in honor of Prime Minister and Mrs. Gorton at the White House. Dress: White tie. WEDNESDAY Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. NO. 93 - 4 - WEDNESDAY, MAY 7 10:30 a.m. Mrs. Gorton, accompanied by Mrs. Mosbacher, will depart from Blair House. 10:40 a.m. Mrs. Gorton will visit Dumbarton Oaks. 11:25 a.m. Mrs. Gorton will depart from Dumbarton Oaks and return to Blair House. 11:55 a.m. Prime Minister Gorton will depart from Blair House. 12:00 noon Prime Minister Gorton will meet with President Nixon at the White House. 12:15 p.m. Mrs. Gorton, accompanied by Mrs. Mosbacher, will depart from Blair House. 1:00 p.m. Mrs. Rogers will give a luncheon in honor of Mrs. Gorton at the Naval Academy Alumni House, Annapolis, Maryland. Following the luncheon, Mrs. Gorton will return to Blair House. 1:00 p.m. Secretary Rogers will give a luncheon in honor of Prime Minister Gorton in the James Madison Room, Department of State. Following the luncheon, Prime Minister Gorton will depart from the Department of State and return to Blair House. 3:50 p.m. Prime Minister Gorton will depart from Blair House. 4:00 p.m. Prime Minister Gorton will meet with the Honorable Melvin R. Laird, Secretary of Defense, at the Department of Defense. 5:00 p.m. Departure from the Department of Defense and return to Blair House. Private evening. THURSDAY Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. - 5 - PR 93 THURSDAY, MAY 8 12:20 p.m. Mrs. Gorton will depart from Blair House. 12:30 p.m. Lady Waller will give a luncheon in honor of Mrs. Gorton at the Embassy of Australia, 3120 Cleveland Avenue, Northwest. 12:50 p.m. Prime Minister Gorton will depart from Blair House. 1:00 p.m. The Honorable J. W. Fullbright, Chairman of the Senate Foreign Relations Committee, will give a luncheon in honor of Prime Minister Gorton in the Foreign Relations Committee Room (Room S-116) at the Capitol. 2:00 p.m. Mrs. Gorton will depart from the Embassy of Australia and return to Blair House. 2:30 p.m. Prime Minister Gorton will depart from the Capitol and return to Blair House. Prime Minister and Mrs. Gorton will depart from Washington, D.C. on their journey to Australia. * * * Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. DEPARTMENT OF TATE MARCH 1969 COMMONWEALTH OF AUSTRALIA BACKGROUND NOTES Population: 12 million (1968 est.) the absence of striking physical features make it Capital: Canberra (Australian Capital less subject to extremes of weather than other Territory) similar areas. The seasons are opposite those of the Northern Hemisphere. Much of southern Australia is the smallest continent and the Australia has warm summers and long hours of largest island in the world. Its area, including sunshine. Snow is unusual outside the mountain the State of Tasmania, is 2,974,581 square miles, regions. Of the total area of Australia, nearly or just under that of the continental United States 40 percent lies within the tropics. The nation (3,026,789 square miles). By sea, Fremantle, on suffers intermittently from disastrous droughts the west coast, is approximately 9,500 miles from and floods. London, 4,500 miles from Cape Town, and 3,000 Australia lies within the zones of prevailing miles from Colombo. Sydney, on the east coast, westerly winds and the southeast trades, both of is 6,500 miles from San Francisco and 1,200 which condition the rainfall. On the coast rainfall miles from New Zealand. generally is plentiful, but a great part of the in- The whole continent is, roughly speaking, a terior has less than 10 inches of rain per year. low, irregular plateau. Its center is flat, barren, Parts of the tropical north have been compared and arid, much of it resembling the Sahara Desert. with the monsoon area of India, with a rainfall The mountain chains, for the most part, lie close of from 60 to more than 100 inches annually. to the coast. The southeastern quarter of the But between the parts affected by these extremes continent is a great expanse of fertile plain, of aridity and heavy rainfall are extensive areas, 500,000 square miles in extent. Average elevation especially in the southeast and southwest, which above sea level is little more than 900 feet. The enjoy adequate and gentle rains of about 40 inches long coastline of more than 12,000 miles is a year. singularly free from deep indentation, the most The Australian flag depicts the red, white, and remarkable exceptions being the Gulf of Carpen- blue Union Jack of the British Commonwealth in taria in the north and the Great Australian Bight the top left corner. A large white star directly in the south. The Great Barrier Reef, the longest beneath symbolizes federation. The right half of coral reef in the world, stretches for 1,200 miles the banner carries five smaller white stars, rep- off the coast of Queensland. resenting the Southern Cross Constellation. The The mountain masses lie mainly along and flag's background is blue. roughly parallel to the east coast, in the center of the continent, and in Western Australia. Chief of the eastern group is the Great Dividing Range, THE PEOPLE which runs from north to south almost the length of the coast, and the Australia Alps, extending as a The population of Australia, estimated to have continuation for about 300 miles through New South reached 12 million in April 1968, is predominantly Wales and Victoria. The highest point in the Anglo-Saxon and of British origin, although its country, 7,314 feet, is the summit of Mt. Kosciusko complexion is changing slowly with the continued in the southeast corner of the continent. influx of migrants from continental Europe. It In general, the coastal region is well watered is estimated that there are only about 40,000 full- by the rivers, although many are short, swift, and blooded aboriginal natives (the indigenous people). unfit for navigation. The greatest of the rivers Of the nonindigenous population, an estimated 10 is the Murray (1,609 miles), which forms the percent of those born in Australia are of non- major part of the boundary between New South British origin, and two-thirds of the overseas- Wales and Victoria before entering the sea in born were British subjects. South Australia to the southeast of Adelaide. Its A key element in Australia's economic de- chief tributaries are the Darling (1,150 miles), velopment is the Government's ambitious im- the Murrumbidgee (1,050 miles), and the Lachlan migration program. Since 1945 more than 2.7 (850 miles). There are many other rivers, but million immigrants have been admitted, mostly a number of them dry up to mere trickles in the from Britain, Italy, and the Netherlands. About dry season. Availability of water is the dominant 1,350,000 of these immigrants, including 250,000 factor in settlement, one-third of Australia being refugees, have received financial assistance for desert and another third consisting of marginal their passage. The current target is 125,000 im- grazing areas. migrants per year. Because of its size Australia experiences wide Two-thirds of the population is concentrated variations in climate, but its insular position and in the States of New South Wales and Victoria, Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. 120 132 INDONESIA NEW GUINEA ERRITORY OF INDONESIA PAPUA AND PORTUGUESE NEW GUINEA TIMOR ARAFURA SEA CAPE YORK Darwin -12 GULF 12 a OF INDIAN CARPENTARIA Wyndham Cooktown OCEAN CORAL Derby @ Cairns SEA Townsville Cloncurry 0 Alice Springs Rockhampton -24 24 Charlesville Brisbane Geraldton Bourke Coolgardie Darling Perth Port Augusta Adelaide Newcastle Albany Murray Sydney *CANBERRA Melbourne 36 AUSTRALIA International boundary * National capital TASMANIA Railroad INDIAN OCEAN Hobart Road 0 200 400 600 Miles 0 200 400 600 Kilometers 120 132 144 156 48 75156 12-68 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. with one-third living in the two cities of Sydney of Westminster Adoption Act on October 9, 1942. and Melbourne. Substantially all of Australia's This officially established Australia's complete population and industry are found in the area autonomy in both internal and external affairs, corresponding geographically to our southern although its passage merely formalized a situa- States. tion which had existed for years. More than half of Australia's population is located in her State capitals. Following are the populations of the capital cities as of June 1967. GOVERNMENT Capital City Population The Commonwealth of Australia consists of Sydney, New South Wales 2,591,720 six federated States: New South Wales, South Melbourne, Victoria 2,277,000 Australia, Western Australia, Tasmania, Vic- Brisbane, Queensland 795,400 toria, and Queensland. The Australian Capital Adelaide, South Australia 784,100 Territory has a status similar to that of the Perth, Western Australia 579,500 District of Columbia; the Northern Territory and Hobart, Tasmania 143,279 Papua resemble the former territorial status of Canberra, Australian Alaska and the Hawaiian Islands; and New Guinea Capital Territory 114,930 is under a U.N. trusteeship. Darwin, Northern Territory 21,065 The Commonwealth Government was created with a written constitution patterned in part There is no state church in Australia. The on the U. S. model. In the distribution of powers distribution of churchgoers is approximately as between the Commonwealth and the State Govern- follows: ments, those of the former are specifically de- Anglican 35% fined, the residual powers remaining with the States (as in the United States). Catholic 25% Australia is a fully independent nation within Methodist 10% the British Commonwealth. The Queen of England Presbyterian 9% is the sovereign, represented throughout Australia Baptist 1.5% Other 19.5% by the Governor-General and in each State by a Governor. The Prime Minister and his Cabinet Australia's literacy rate is estimated to be 98.5 wield actual power and are responsible to the percent. Federal Parliament, to which they must be elected members. Each of the States has its own elected HISTORY legislature, the prime ministers of which are Little is known of Australia before its dis- called Premiers to distinguish them from the covery by Dutch explorers in the 17th century. Commonwealth Prime Minister. It was not until 1770 that Captain Cook ex- The Federal Parliament is bicameral, con- plored the east coast and annexed it for Great sisting of a Senate and a House of Representa- Britain. On January 26 (Australia Day), 1788, the tives. There are 60 Senators, 10 from each State, Colony of New South Wales was founded by Cap- elected for 6-year terms, with half coming up tain Phillip and formal proclamation on the site for election every 3 years. The House consists of Sydney followed on February 7. Many, but by of 123 members elected every 3 years (plus one no means all, of the first settlers were convicts, member representing the Northern Territory, a number of them condemned for offenses which who may vote only on certain motions). In today would be thought trivial. Around the middle ordinary legislation the two chambers have co- of the 19th century, a policy of emancipation of ordinate powers, but all proposals for ap- the convicts and assisted immigration of free men propriating revenue or imposing taxation must be emerged. The discovery of gold led to increased introduced in the House of Representatives. population, wealth, and trade. Elections normally are held every 3 years. The dates of the creation of the six colonies The last general election was on November 26, which now comprise the States of the Common- 1966. wealth are: New South Wales, 1823; Tasmania, 1825; Western Australia, 1838; South Australia, 1842; Victoria, 1851; Queensland, 1859. Settle- POLITICAL PARTIES ment had preceded these dates in most cases. Desire for a close union resulted, after discus- Essentially, Australia has a three-party sys- sions between Australian representatives and the tem, consisting of the Australian Labor Party, British Government, in the Commonwealth of which draws its strength from the trade unions; Australia Constitution Act of 1900. the Liberal Party, representing business in- The first Federal Parliament was opened in terests; and the Country Party, representing Melbourne in May 1901 by King George v, then agricultural interests. The Country Party, how- Duke of York. In May 1927 the seat of govern- ever, is relatively small and traditionally has ment was transferred to Canberra, and the first maintained a close alliance with the Liberals session of Parliament was opened by King George against Labor. In the November 1966 election the VI, then Duke of York. Australia passed the Statute Liberal-Country Party coalition increased its 3 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. substantial majority in the House of Representa- ECONOMY tives. The present distribution of seats in the House is: Liberal-Country Party coalition, 81 Australia is a land rich in basic natural re- (Liberals, 60; Country Party, 21); Australian La- sources and capable, with the application of bor Party, 41; Independent, one. The division in modern technology and large amounts of capital, the Senate is: Liberal-Country Party coalition, of supporting a population many times its present 28; Democratic Labor Party, four (see below); 12 million. Its standard of living, with a per capita Australian Labor Party, 27; andIndependent, one. output of approximately $2,260 in fiscal year 1968, Robert Gordon Menzies, leader of the Liberal is among the highest in the world. Party, was Prime Minister for 17 years (1949- 66), longer than anyone before him. Harold Holt Although mineral exports are rising rapidly, replaced Menzies upon his retirement in January agriculture continues to be the principal source 1966. While swimming in heavy surf in December of Australia's essential overseas income. 1967, Holt disappeared and was presumed drowned; Australian agriculture resembles that of the his body was swept out to sea and not recovered. United States in being largely mechanized and John G. Gorton succeeded Holt as Prime Minister highly efficient, but differs in being based largely and Leader of the Liberal Party in January 1968. on pastures and winter grains, with a limited The voting strength of the Australian Com- acreage of row crops. Both Australia and the munist Party is negligible; it has never wona seat United States are exporters of grains, dairy pro- in the Federal Government. The Communists have ducts, fruit, and certain livestock products, and managed, however, to gain considerable influence the marketing of these commodities is therefore in several important Australian trade unions. Dra- a matter of common concern. Also a matter of matic progress in ousting Communists from trade concern is the potential economic impact on union positions was made in 1951-53. The tech- Australia of the proposed United Kingdom entry nique of accomplishing this, in which the Catholic into the European Common Market, which would wing of the labor movement played a conspicuous disturb present marketing arrangements under part, led to a serious split in the Australian Labor the system of Comonwealth preference. Party. In 1957 rightwing elements in the party Mineral resources are very great, including broke away to form the Democratic Labor Party, coal reserves estimated at 15 billion tons, vast which, although it has been unable to winany seats iron ore reserves, and substantial amounts of gold, in the House, holds the balance of power in the lead, zinc, copper, nickel, tungsten, tin, manga- Senate and has effectively harassed and handi- nese, and antimony, all of which are exploited capped its parent party. In early 1960 Dr. Herbert commercially. A major deposit of bauxite, esti- Evatt resigned as parliamentary leader of the mated at 1 billion tons, was discovered in northern Australian Labor Party, a position he had held Queensland and is being developed jointly by since 1951. The leader of the Labor Party, and British, Australian, and U.S. capital. Petroleum Leader of the Opposition from 1960 until 1967, has recently been found in substantial quantities, was Arthur A. Calwell. E. G. Whitlam became believed sufficient to supply more than a half of Leader of the Opposition in 1967. Australia's needs by the early 1970's. ANNUAL STATISTICAL DATA 1967-68 1966-67 1965-66 1964-65 1963-64 (millions of U.S. dollars) Gross National Product 27, 128 25, 516 22, 850 21, 920 20, 056 Defense 1, 250 1, 120 830 669 580 Exports Total 3, 411 3, 387 3, 053 2, 631 2, 762 to United Kingdom 471 454 532 516 511 to Japan 720 656 529 440 487 to United States 451 403 372 280 264 Imports Total 3, 661 3, 411 3, 291 2, 904 2, 372 from United Kingdom 810 811 840 761 659 from United States 941 875 787 692 542 from Japan 384 332 313 258 162 Capital Inflow 1,272 601 1,063 538 556 NOTE: The unit of currency is the Australian dollar, equivalent to U.S. $1.12. 4 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. Power Project percent ($2.4 billion) came from the United States and about 49 percent came from the United King- In the mountainous area of New South Wales, dom. In recent years U.S. investment has become the Australian Government is pushing through one relatively more important and U.K. investment of the world's greatest engineering projects, the less SO. Snowy Mountains hydroelectric power scheme. Currently there are about 400 U.S. companies When completed in about 1975, this vast complex of with subsidiaries or joint ventures in Australia. dams, tunnels, and power stations will have cost Another 1,100 firms have licensing arrangements more than $1 billion; will produce annually 3 mil- or other agreements with Australian companies. lion kilowatts of power; and will divert 2 million U. S. investment has been primarily in manu- acre-feet of water per year from the fertile valleys facturing, but this is now being overtaken by east of the mountains, where there is ample rain- investment in minerals exploration and in the fall, to the arid plains on the west, where it will be development of recent discoveries of iron ore, used for irrigation. Parts of the scheme have bauxite, coal, petroleum, etc. U.S. investments in been completed and already are in operation. The petroleum refining and marketing are estimated to U. S. Bureau of Reclamation in Denver has as- be about $700 million, in automobile production sisted the project actively, and U. S. firms have about $575 million, and in exploration and pro- played an important part in it. The American group duction of petroleum and minerals about $500 of Kaiser, Walsh, Perrini, and Raymond built the million. Among the more prominent U.S. firms Eucumbene Dam, the second-highest earth- and active in Australia are General Motors, Interna- rock-filled dam in the world, in 2 years. tional Harvester, Mobil Oil, Goodyear, Monsanto Chemical, Armco, International Business Ma- Manufacturing chines, Ford, and Chrysler. While Australia continues to be dependent pri- Trade marily on agricultural products for its export income, the outstanding feature of the Australian Overseas trade plays a relatively large role in scene in the past decade has been the rapid growth Australia's economy, export earnings accounting of manufacturing. More than 25 percent of the for about 13 percent of gross national product (as total work force is now employed by manu- against 5 percent in the United States), and im- facturing, as against 21 percent in the United ports representing about 15 percent of total goods States. While originally Australian manufacturing available for sale (as against 4 percent in the was directed primarily toward supplying internal United States). Historically, Australia has been markets, it now accounts for an increasing pro- dependent on wool and other farm crops for most portion of exports. The greatest recent expan- of its overseas income, and this pattern continues. sion in manufacturing has been in heavy industry; Wool, wheat, meat, sugar, dairy products, and for example, steel-producing capacity has more fruits accounted for 54 percent of exports in 1968. than quadrupled to more than 6 million tons, and The United Kingdom, Japan, and the United States further major expansion is underway. Australia's are Australia's principal partners. In 1967 Japan industrial expansion has been made possible by a replaced the United Kingdom as Australia's big- high rate of domestic investment and by extensive gest customer, and the United States replaced the private investment from overseas. United Kingdom as its biggest supplier. Communist China is the principal market for exports of Aus- tralian wheat. Current economic conditions are prosperous. Investment in Australia Diversification of the economy and of exports, especially in the minerals field, helped Australia The Australian Federal Government, as well to stand firm in the face of sterling devaluation as the State Governments, have traditionally fol- in the fall of 1967. Devaluation together with se- lowed a policy of welcoming private investment vere drought in 1967 created problems, particu- from overseas. They have recognized that an in- larly in the agricultural sector, but the long-term flow of capital is necessary if Australia is to de- outlook was for continued dynamic growth and a velop as rapidly as it might. Foreign-owned healthy balance of payments after 1970, when the firms have suffered little if any discriminatory minerals boom should begin to be fully reflected treatment with regard to their operations. (Aus- in exports. tralia has since World War II refused to allow the establishment of foreign banks, however.) Although exchange control formalities are maintained, there DEFENSE has been no barrier to repatriation of earnings and capital. With a stable political climate and In March 1957 the Australian Government an- good growth prospects, Australia has been re- nounced a new defense program which would place garded as a favorable area for U.S. investors. emphasis on "mobility, hitting power, and modern Of the total of U.S. $6.3 billion invested in equipment.' It included the decision to make Australia from abroad as of June 1967, about 38 Australian land and air weapons compatible with 5 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. U.S. equipment, a marked departure from Austra- show expenditures of more than $1.3 billion in ex- lia's traditional military connections with the ternal aid since World War II. (This figure includes United Kingdom. In November 1959 a further plan aid to the Territory of Papua and New Guinea.) was announced, the main features of which were suspension of compulsory military training, coup- led with a 35 percent increase in the strength of U.S. -AUSTRALIAN RELATIONS the Regular Army; disbandment in 1963 of the Fleet Air Arm; and reorganization of army operational On most international issues Australians and units on the pattern of the U.S. Army's pentomic Americans are in broad agreement and cooperate division. closely in pursuit of mutual objectives. Arrangements were completed in June 1961 for Both the Government and the Labor Party fully the construction of two new destroyers in the realize that Australia's security depends on firm United States, the vessels to be equipped with the ties with the United States. The ANZUS Treaty most modern offensive and defensive equipment. and SEATO have had, in effect, bipartisan support. Agreement on construction of a third destroyer From the inception of the United Nations, Aus- was reached in 1963. In the same year Prime tralia has been a firm supporter of the organiza- Minister Menzies announced a 15 percent increase tion and, whether under Labor or Liberal govern- in defense expenditures over the next 5 years. In ments, has sided with the United States on major 1964 a further large increase in defense spending controver sies in the United Nations. Australia was was announced, and Australia contracted to buy one of the first countries to respond to the U.N. 24 F-111 aircraft. Defense expenditures have con- appeal for aid to Korea. tinued at a high level-$1.4 billion in 1968-69, U.S. relations with Australia, because of the about 19 percent of the total federal budget. The World War II experience as well as similarities only sizable U.S. military installation in Aus- in culture and historical background, are excep- tralia is U.S. Naval Communication Station Harold tionally close and friendly. Minor frictions some- E. Holt, at Northwest Cape in Western Australia. times arise in trade relations, and the Australians in recent years have protested against what they consider U.S. protectionist barriers against their FOREIGN RELATIONS exports such as wool, meat, dairy products, or lead and zinc. They have also been perturbed at Australia has pursued its principal objective, U.S. balance-of-payments measures curbing in- the security of its own underpopulated island con- vestment in Australia, and have expressed appre- tinent, through support of U.N. collective security nension that U.S. disposals of agricultural sur- measures (sending ground, air, and naval forces pluses abroad would injure their position in world to Korea); through defense treaties [Southeast Asia markets. Treaty Organization (SEATO) and Australia-New Expressive of the friendship Australians feel Zealand-United States (ANZUS)]; through a good- for Americans is the warm welcome they have ex- neighbor policy and technical assistance program tended to U.S. servicemen on rest and recupera- (the Colombo Plan) with South and Southeast Asia; tion leave from Viet-Nam, a program initiated in and by an ambitious program of immigration from October 1967. About 6,800 servicemen now visit Britain and Europe. Australia's traditional de- Australia each month on such leave. The 100,000th pendence on the protection of the Royal Navy is expected in April 1969. ended with the fall of Singapore in 1942, and since then the country has looked more and more to- Cooperation in Scientific Activities ward the United States. Although still interested in the security of the Middle East, where its Australia is the locus of an increasing number troops fought in both World Wars, Australia is of U.S. scientific activities because of its geo- more concerned with the closer threat of Com- graphical position, large landmass, advanced tech- munist expansion in Southeast Asia. Australia is a nology, the well-developed Woomera Range, and, signatory of SEATO and in 1955 assumed Com- above all, the ready cooperation of its Government and scientists. monwealth defense obligations in Malaya. It has NASA maintains its largest and most important also contributed an 8,000-man combat contingent to the defense of South Viet-Nam. overseas program in Australia, including a num- ber of tracking facilities which are vital to our To meet the Communist threat in South and space program. An agreement concluded in 1968 Southeast Asia, Australia has provided military promises to broaden existing scientific coopera- and economic assistance to the underdeveloped tion in arid zone research, oceanography, and countries of the region. Australia played a leading other fields. role in setting up the Colombo Plan and has since contributed more than $216 million in economic and technical aid through the Plan. Australia is also a PRINCIPAL GOVERNMENT OFFICIALS charter member of the Asian Development Bank. Thousands of Asian students have been trained in Prime Minister-John G. Gorton Australian institutions of higher learning or tech- Minister for Trade and Deputy Prime Minister- nical institutions. Australian Government figures John McEwen 6 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. Treasurer-William McMahon READING LIST Minister of External Affairs-Gordon Freeth Minister for Defense-Allen Fairhall Commonwealth Bureau of Census and Statistics, Leader of the Australian Labor Party-Edward Official Yearbook of the Commonwealth of G. Whitlam Australia. Deputy Leader, Australian Labor Party-Lance Barnard Governor-General of Australia-Lord Casey Blunden, Geoffrey, Australia and Her People, London, Lutterworth Press, 1959. Australia maintains an Embassy in the United States at 1700 Massachusetts Avenue, N.W., Wash- Condliffe, J. B., The Development of Australia, ington, D.C. 20036. Sydney, Ure Smith, 1964. Horne, D., The Lucky Country; Australia in the PRINCIPAL U.S. OFFICIALS Sixties, Penguin, 1964. Huxley, Elspeth, Their Shining Eldorado, Morrow, Ambassador-William H. Crook 1967. Deputy Chief of Mission-Edwin M. Cronk McLeod, A. L., ed., The Pattern of Australian Political Counselor-James V. Martin Culture, New York, Cornell University Press, Economic Counselor-Albert V. Nyren 1963. The United States maintains an Embassy in McNally, W., Australia; The Challenging Land, Australia at Warra Lumla, Canberra. London, Hale, 1965. DEPARTMENT OF STATE PUBLICATION 8149 Revised March 1969 Office of Media Services Bureau of Public Affairs NOTE: This special revision of the Background Notes on the Commonwealth of Australia, prepared for official use in connection with the visit of Prime Minister Gorton to the United States, is not for sale by the Superintendent of Documents, U.S. Government Printing Office. The most recent edition avail- able for general distribution (see reverse for how to order) is dated May 1968; it is scheduled for revision and sale early next year. 7 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. LIST OF COUNTRIES Write to the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20402, for any item, or combination of items, from among the following: (1) complete set of all looseleaf Background Notes currently in stock (at least 125) $6.00 per set, plus $1.50 for foreign mailing; (2) 1-year subscription service for approximately 75 updated or new Background Notes-$3.50 per year, plus $3.00 for foreign mailing; (3) plasticized binder-$1.50 each, plus 40 cents for foreign mailing; and (4) individual Background Notes chosen from the list below-10 cents each, plus 25 percent for foreign mailing. (Orders of 100 copies or more of the same Note sent to the same address are sold at a 25 percent discount.) Available January 1969 Afghanistan (pub. 7795) Ghana (pub. 8089) Nigeria (pub. 7953) Albania (pub. 8217) Greece (pub. 8198) Norway (pub. 8228) Algeria (pub. 7821) Guadeloupe (pub. 8319) Pakistan (pub. 7748) Angola (pub. 7962) Guatemala (pub. 7798) Panama (pub. 7903) Argentina (pub. 7836) Guinea (pub. 8057) Paraguay (pub. 8098) Australia (pub. 8149) Guyana (pub. 8095) Peru (pub. 7799) Austria (pub. 7955) Haiti (pub. 8287) Philippines (pub. 7750) Bahamas (pub. 8329) Honduras (pub. 8184) Poland (pub. 8020) Bahrain (pub. 8013) Hong Kong (pub. 8126) Portugal (pub. 8074) Barbados (pub. 8242) Hungary (pub. 7915) Portuguese Guinea (pub. 7966) Belgium (pub. 8087) Iceland (pub. 8227) Qatar (pub. 7906) Bermuda (pub. 7907) India (pub. 7847) Romania (pub. 7890) Bhutan (pub. 8334) Indonesia (pub. 7786) Rwanda (pub. 7916) Bolivia (pub. 8032) Iran (pub. 7760) Saudi Arabia (pub. 7835) Botswana (pub. 8046) Iraq (pub. 7975) Senegal (pub. 7820) Brazil (pub. 7756) Ireland (pub. 7974) Seychelles (pub. 8246) British Honduras (pub. 8332) Israel (pub. 7752) Sierra Leone (pub. 8069) Bulgaria (pub. 7882) Italy (pub. 7861) Singapore (pub. 8240) Burma (pub. 7931) Ivory Coast (pub. 8119) Somali Republic (pub. 7881) Burundi (pub. 8084) Jamaica (pub. 8080) South Africa (pub. 8021) Cambodia (pub. 7747) Japan (pub. 7770) South West Africa (pub. 8168) Cameroon (pub. 8010) Jordan (pub. 7956) Southern Rhodesia (pub. 8104) Canada (pub. 7769) Kenya (pub. 8024) Southern Yemen (pub. 8368) Central African Republic (pub. 7970) Korea (North) (pub. 8396) Spain (pub. 7800) Ceylon (pub. 7757) Korea (South) (pub. 7782) Spanish Sahara (pub. 7905) Chad (pub. 7669) Kuwait (pub. 7855) Sudan (pub. 8022) Chile (pub. 7998) Laos (pub. 8301) Surinam (pub. 8268) China, Communist (pub. 7751) Lebanon (pub. 7816) Swaziland (pub. 8174) China, Republic of (pub. 7791) Lesotho (pub. 8091) Sweden (pub. 8033) Colombia (pub. 7767) Liberia (pub. 7991) Switzerland (pub. 8132) Congo, Brazzaville (pub. 7896) Libya (pub. 7815) Syria (pub. 7761) Congo, Kinshasa (pub. 7793) Luxembourg (pub. 7856) Tanzania (pub. 8097) Costa Rica (pub. 7768) Macao (pub. 8352) Thailand (pub. 7961) Cuba (pub. 8347) Malagasy Republic (pub. 8015) Togo (pub. 8325) Cyprus (pub. 7932) Malawi (pub. 7790) Trinidad and Tobago (pub. 8306) Czechoslovakia (pub. 7758) Malaysia (pub. 7753) Trucial Shaikhdoms (pub. 7901) Dahomey (pub. 8308) Maldive Islands (pub. 8026) Tunisia (pub. 8142) Denmark (pub. 8298) Mali (pub. 8056) Turkey (pub. 7850) Dominican Republic (pub. 7759) Malta (pub. 8220) Uganda (pub. 7958) Ecuador (pub. 7771) Martinique (pub. 8320) United Arab Republic (pub. 8152) El Salvador (pub. 7794) Mauritania (pub. 8169) United Kingdom (pub. 8099) Equatorial Guinea (pub. 8025) Mauritius (pub. 8023) Upper Volta (pub. 8201) Ethiopia (pub. 7785) Mexico (pub. 7865) Uruguay (pub. 7857) Finland (pub. 8262) Mongolia (pub. 8318) U.S.S.R. (pub. 7842) France (pub. 8209) Morocco (pub. 7954) Vatican City (pub. 8258) French Guiana (pub. 8321) Mozambique (pub. 7965) Venezuela (pub. 7749) French Territory of Afars and Issas Muscat and Oman (pub. 8070) Viet-Nam, Republic of (pub. 7933) (pub. 8429) Nepal (pub. 7904) Western Samoa (pub. 8345) Gabon (pub. 7968) Netherlands (pub. 7967) Yemen (pub. 8170) The Gambia (pub. 8014) Netherlands Antilles (pub. 8223) Yugoslavia (pub. 7773) Germany, Federal Republic of New Zealand (pub. 8251) Zambia (pub. 7841) (pub. 7834) Nicaragua (pub. 7772) Germany, Soviet Zone of (pub. 7957) Niger (pub. 8293) Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. CONFIDENTIAL A/BP-2-Rev. 1 ril 22, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background Paper SITUATION IN AUSTRALIA Summary For the past year the Australian political skies have been dominated by the acrobatics of ex-fighter pilot John Gorton, Prime Minister since January 1968. After a series of dizzy maneuvers and near-crashes, which fascinated the public and confused his opponents, Gorton has emerged in a good position to shoot the opposition down in flames in the 1969 general election. A "typical Australian," he personifies and skillfully manipulates his countrymen's egalitarianism and growing national pride. However, rumors about his private life may have somewhat clouded his political future. Main points are: Conservative Dominance. When John Gorton succeeded the drowned Harold Holt as Prime Minister and Leader of the Liberal Party in January 1968, he inherited a generally secure political situation. The Liberal-Country Party coalition currently holds the largest majority in the history of the House of Representatives (81 seats out of 123), and the Liberals by themselves are only three seats short of a majority. The coalition lacks a majority in the Senate, but in view of the limited powers of the upper body this is not a serious inconvenience. In Holt's last months there had been signs that the Government's popularity was slipping, but the slate was wiped clean by Gorton's accession and the disposition of the public to give the new man "a fair go." Opposition Disarray. Gorton's task has been simplified by the disorder in the ranks of the opposition. In April, CONFIDENTIAL Group 3 Downgraded at 12-year intervals; not automatically declassified Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-2-Rev. 1 CONFIDENTIAL 2 the moderate leader of the Australian Labor Party (ALP), Gough Whitlam, was badly hurt politically in a spectacular showdown with left-wing opponents in his battle to oust them from control of the party machine. The rift is deep and bitter, and the divided party is given almost no chance to take power in the general election which must be held by November, 1969. Anti-Whitlam elements, in fact, are reportedly counting on an election defeat to give them a chance to topple Whitlam and install the leftist Jim Cairns in his place. Gorton's Controversial Personality. Gorton's early course was notably erratic. He made a number of rash, off-the-cuff public statements on which he was obliged to backtrack. Impetuous, abrasive and cocksure, sloppy in Parliamentary debate, restricting his advisers to a tiny "kitchen cabinet," he quickly earned a bad press and poor personal relations in the Government. He shrugged off criticism, however, and concentrated on gaining maximum public exposure - - in person and on television for his charismatic personality, which has been described as that of "an off-duty fighter pilot" or "the casual, knockabout bloke next door." This exposure has paid off. His masculine, "typically Australian,' irreverent ruggedness has strong appeal, and his standing with the public has remained high. His somewhat uncontrolled behavior in the company of women, however, has given rise to rumors and public criticism which could be damaging. Gorton's Policies and the Election Outlook. Like his public image, Gorton's policies appear to have been shrewdly tailored to Australian egalitarianism and growing nationalism. Without really changing the Government's traditional policy of welcoming needed foreign capital almost without restriction, he has made a number of statements and moves which appeal to the widespread feeling that there should be greater Australian participation in foreign business ventures in Australia. In so doing he has, at least rhetorically, moved close to the traditional ALP position. He has also moved to the left -- and stolen the opposition's thunder -- on social welfare questions including social security and medical benefits. CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-2-Rev. 1 CONFIDENTIAL 3 With Viet-Nam fading as an issue, Gorton moving to the left, and the ALP under Whitlam striving to present a more middle-of-the-road image, the election was shaping up as an issue-less, Tweedledum-Tweedledee affair. On February 25, however -- after a year of backing and filling -- Gorton came out with a ringing speech proclaiming a strong defense policy, including a commitment of ground troops to Malaysia/ Singapore after 1971. The ALP was stuck with a weaker policy opposing the ground troop commitment in favor of a "mobile striking force" in Australia -- a position which Gorton himself had originally advanced a year before. There seems little doubt that Gorton has correctly gauged the public mood and wound up on the more popular side of the issue. The Government's victory in the election is all but assured. Its magnitude may depend in part on voter reaction to a recent furor brought on by the Prime Minister's public attentions to young women. Prosperity Helps the "Ins". The Government's election prospects are brightened by the prosperous economic situation. Strong expansion in activity and demand are continuing. Industrial production in most sectors is running well ahead of a year ago. Agricultural production for FY 1969 will run about 23% over FY 1968 (a year affected by drought). Consumer spending is buoyant and is expected to remain strong under conditions of almost full employment and a six to seven per cent increase in average weekly earnings resulting from 1968 Arbitration Commission wage decisions. Growth in 1969 is expected to be seven percent in real terms, high even for Australia (which has been averaging 5.5 per cent for the past five years.) There has been upward pressure on prices and wages, but otherwise there are few signs of strain. Capital inflow has continued strong, exports are surging ahead, and foreign exchange reserves increased during 1968. The outlook is bright for 1970 and after, when the dynamic growth in minerals exports will begin to make a substantial impression in the balance of payments. Drafted by: EA/ANZ: CCBrower Cleared by: EA/ANZ - Mr. Moore S/S-S - Mr. Shepard x4155 CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET/EXDIS JGA/BP-4-Rev. 2 April 29, 1969 VISIT OF JOHN G. GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background-Position Paper U.S. INTEREST IN AUSTRALIAN COMMITMENT TO FIVE-POWER ARRANGEMENT FOR THE DEFENSE OF SINGAPORE AND MALAYSIA BACKGROUND On January 16, 1968, Britain announced it would with- draw all its military forces from the Malaysia/Singapore area by the end of 1971 (instead of by the "mid" 1970's as previously announced), and that the United Kingdom intended to revise its defense agreement with Malaysia, under which British, Australian and New Zealand forces are stationed in the area. Britain's four Commonwealth partners thereupon began to consider how they would adjust to the British decision. Finding a strong desire on the part of Singapore and Malaysia for continued Australian military presence, the GOA announced that although it could not fill the gap left by the British, it would "be prepared to discuss the size and role of an Australian contribution to combined defense arrangements which embrace a joint Singapore/Malaysia defense effort." Ministers of the Five Powers, meeting in June 1968, agreed that they had a continuing interest in the stability of the area and that the defense of Malaysia and Singapore was indivisible. The British promised to help ease the transition, but made clear their determination to proceed with the scheduled withdrawal. The groundwork for prompt SECRET/EXDIS GROUP 3 DOWNGRADED AT 12-YEAR INTERVALS; NOT AUTOMATICALLY DECLASSIFIED. Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 2. development of Commonwealth defense arrangements seemed to have been laid. Five-Power Advisory Working Groups were set up to do detailed planning on air, army and naval matters, and a second ministerial conference was planned for the first half of 1969 (now scheduled for June). However, progress was soon halted by a change in the attitude of Australia. Signs of this change had begun to appear even before the initial Five-Power Conference. Following President Johnson's March 31, 1968 announcement of the bombing halt, Prime Minister Gorton publicly ex- pressed doubts about Australia's tentative decision to station forces in Malaysia and Singapore after 1971. His uncertainty regarding the firmness of United States' in- tentions in East Asia was reflected among other Asian leaders, who tend to believe that Australia's cultural affinity and close relationship with the United States give Australia a special insight. Talks with President Johnson and others during his visit here in May 1968 did not fully reassure Prime Minister Gorton. The GOA avoided committing itself on the post-1971 question pending the outcome of a prolonged fundamental defense policy review. Finally, on February 25, 1969, Prime Minister Gorton issued a defense policy statement which announced Australia's intention, along with New Zealand, to commit ground as well as naval and air units to Malaysia and Singapore in the post-1971 period, thus paving the way for a renewal of Five-Power defense planning. The defense policy statement outlines a course of action essentially fulfilling U.S. objectives. Mr. Gorton committed Australia to deploy small but symbolically im- portant elements of the Australian Army, Navy and Air Force in Malaysia and Singapore after 1971 without a specific terminal date. Their mission will be to contribute to the internal stability of the region, to build up indigenous defense capacity, and to be available "for use against externally promoted and inspired Communist infiltration and subversion." Mr. Gorton pledged continued military and economic assistance to Malaysia and Singapore. He identified Australian interests with those of the region SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 3. in a manner well calculated to reassure Malaysia and Singapore. The way has thus been opened to further close coordination among the Five Powers which can lead to a workable Five-Power defense arrangement. Prime Minister Gorton took care to keep Australia's options open and to avoid commitments to automatic response. The availability of Australian forces for use in insurgency situations is "subject to the usual requirement for the Australian Government's prior consent,' and the scale of Australian effort should the threat exceed Australian re- sources alone "would have to be decided in the light of all circumstances prevailing at the time. Should the Anglo-Malaysian Defense Agreement (which by association is the basis for Australian presence in the area) become in- operative, Mr. Gorton said, "we would wish general under- standings rather than specific treaty obligations to be worked out " Prime Minister Gorton stressed that Australia could not fully substitute for a major power in the region, and "the potential military protection of great nations outside the region will be needed" to ensure stability. He pointed out that a situation could conceivably arise in which the scale of subversion and infiltration from outside, or some other organized threat to the region, might be such that Australian resources alone would not be sufficient to sup- port successfully the forces of Malaysia and Singapore. "If such a situation should arise, " he said, "we would have to look to the support of allies outside the region and the scale of Australia's continued effort would in that case have to be decided in the light of all the circumstances prevailing at the time. What they would be we cannot now know and we cannot therefore make, now, precise decisions." These references underline Australia's determination to maintain its freedom of action in the Malaysia/Singapore area, and consequently the importance which Australia will continue to attach to the American attitude in determining the degree of Australian commitment and the vigor with which it is pursued. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 4. United States' Objectives Principal U.S. objectives with regard to Australian policy and the security of the Malaysia/Singapore area are: 1. To sustain Australia in an active, outwardly- directed policy which will increasingly involve it in the affairs of East Asia and thus contribute to our efforts to maintain the security of the area. 2. To see created a military alternative in the wake of the British withdrawal which will: a. Contribute to the stability of Malaysia and Singapore so they can play a constructive role in an increasingly close-knit com- munity of Southeast Asian states; b. Cause Malaysia and Singapore to cooperate rather than compete militarily; C. Be capable of helping Malaysia and Singapore cope with externally supported insurgency; d. Provide insurance against the possibility of renewed Indonesian confrontation; and e. Assist in the defense of Malaysia and Singa- pore against overt Communist attack. 3. To provide for the continued availability of support facilities in Singapore for use by Commonwealth and United States military forces. 4. To provide for the continued access by the United States and other states to the international waters and air space of the subregion. 5. To see created a regional defense arrangement which, useful under present circumstances, might stimulate emergence of a larger Southeast Asian security arrangement. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 5. 6. To accomplish the foregoing without increasing our current commitments abroad. Existing Obligations and Commitments The United States has no defense commitments to Malaysia or Singapore. Under the ANZUS Treaty, we are committed to act if Australian (or New Zealand) forces in Malaysia/Singapore are attacked (Article V of the Treaty defines an armed attack on any of the parties as including an attack "on its armed forces, public vessels or aircraft in the Pacific"). In 1963 we reached a secret understanding with Australia (Kennedy-Barwick Memorandum) spelling out at some length the circumstances under which we would re- gard the Treaty as applicable and the types of actions we might take if Australian forces in Malaysia/Singapore were attacked by Indonesia. This understanding established four main points: 1. The United States acknowledged that Malaysia and Singapore are in the Pacific area to which the Treaty applies; 2. The United States recognized an obligation to act should Australian forces be overtly attacked by Indo- nesian armed forces, but not in the case of subversive acts or guerrilla attacks; 3. The United States would expect to be consulted prior to any redeployment of Australian forces in Malaysia/ Singapore; and 4. Use of armed forces, particularly ground forces, would depend upon requirements and could not be assured. In October 1967, the Australians raised the question of the applicability of ANZUS to Australian forces which might remain in Malaysia/Singapore after British with- drawal, and asked whether further understandings might be necessary. Our reply (Berger-Waller letter January 17, 1968) was guarded, stating that we recognized the continuing SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 6. presence of Australian forces in the peninsula "might some day give rise to questions concerning the application of the Treaty" and would want, therefore, to maintain close consultations. The Australians did not press the Johnson Administration for further assurances. What Does Prime Minister Gorton Seek in Washington? We do not have an altogether clear idea of what Prime Minister Gorton will seek in Washington -- but, very probably, neither does he. He is a changeable, impulsive, unpredictable man, and has given us varying indications as his thinking on Malaysia/Singapore defense has evolved. Until his speech of February 25, it seemed likely that Gorton would seek some specific guarantee of the safety of his ground forces before committing them. His speech made clear that this was not the case, but never- theless reflected concern with the possible need for U.S. support in case his forces encountered a situation which they could not handle. He has not spelled out just what support he is looking for, or what threat most concerns him. Before his February 25 speech, he informally indi- cated to our Ambassador that the principal purpose of his meeting with the President would be to inquire what the United States would do if Australian troops in Malaysia/ Singapore became involved in countering an attack by Red China or North Viet-Nam. The speech itself, on the other hand, made only oblique reference to overt aggression and concentrated on the possibility of externally promoted Communist infiltration and subversion. When he came to Washington for the Eisenhower funeral, the main topic Gorton opened up in his discussions with USG leaders was the extent of U.S. interest in Southeast Asia generally and Malaysia/Singapore specifically after the war ends in Viet-Nam, with particular reference to the support Australia might expect if her forces became in- volved in a situation which got out of control. He raised SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 7. this only in the broadest terms, however, and it was agreed that discussions in depth should be postponed until he returned in May. It is likely that several considerations are at work in Gorton's mind, including: 1. A vague need for psychological reassurance, growing out of Australia's relatively limited national power, its feeling of isolation and its traditional reliance upon powerful friends in pursuing its forward defense policy. This need for reassurance has been accentuated by Britain's announced withdrawal and uncer- tainty as to the future course of U.S. Asia policy. On this point Gorton reflects the feelings of his country- men. 2. A specific concern with the safety of the Aus- tralian forces which will be in Malaysia/Singapore after 1971, especially the ground forces. This is reinforced by Gorton's experience as a World War II fighter pilot, when he saw an entire Australian division trapped at Singapore and forced to surrender to the Japanese. 3. A realization that Malaysia/Singapore defense must be viewed in the total context of Southeast Asia security. A key concern, therefore, is the continued firmness of the U.S. posture in areas to the north of Malaysia, especially Thailand and Laos, and the avoidance of an outcome in Viet-Nam which would lead to Communist advances in other Southeast Asian countries. 4. A desire for straight talk. Gorton is a blunt, direct man who respects frankness and dislikes evasiveness. 5. A realization that the new administration is engaged in a foreign policy reassessment and cannot be expected to have all the answers at this early stage. Coupled with this is a natural desire -- even the right, as a close, loyal ally -- to talk the problems over with us and share in our thinking process. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 8. 6. A desire to elicit some public expression of U.S. support of his foreign policy initiative in Malaysia/ Singapore which will be politically useful to him. Gorton faces his first general election later this year, and the commitment of ground troops to Malaysia/Singapore, which has been attacked by the opposition, is shaping up as a major election issue. The precise line Gorton follows when he talks to the President will depend upon which of the foregoing con- siderations are uppermost in his mind at the time. All it is possible to predict is that he will (1) undoubtedly probe our intentions, with respect to both Southeast Asian security generally and Malaysia/Singapore in par- ticular; and (2) probably seek expressions of support on Malaysia/Singapore, both private and public. The Alternatives In private, the President could make one of four replies to a Gorton request for U.S. assurances in support of Australia's military commitment to Malaysia/Singapore: a. give an unqualified pledge of support. b. give a qualified pledge of support, based on con- firmation of the specific application of ANZUS. C. decline to pledge support. d. give generalized reassurance. The advantages and disadvantages of each of these ar briefly discussed below. A. Unqualified pledge of support. The President would assure Gorton that the U.S. will give full military support to Australian forces in Malaysia/Singapore in any contingency in which they may be attacked. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 9. Advantages: 1. would provide maximum reassurance to Australia. 2. would give strongest possible indication to Australia (and other nations which learned of it) of a continued firm U.S. posture in Southeast Asia. Disadvantages: 1. would maximize risk of U.S. military involvement. 2. goes beyond our obligation under ANZUS; would expose the administration to charges of enlarging U.S. over- seas commitments in unconstitutionally establishing a back- door commitment to defend Malaysia. 3. goes beyond Gorton's needs and reasonable expectations. B. Qualified pledge of support. The President would confirm to Gorton that ANZUS applies to Australian forces in Malaysia/Singapore and that we would honor our commit- ment in the event Australian forces there were attacked. He would have to make clear, however, that our commitment is limited to situations in which Australian troops are attacked, as distinct from situations in which Australian troops enter into combat on their own initiative to assist Malaysia or Singapore. Advantages: 1. should provide sufficient reassurance to en- courage Australia to participate whole-heartedly in Malaysia/Singapore defense. 2. would signal (though less clearly than A) continued firmness of the U:S. posture in Southeast Asia, 3. simply acknowledges an obligation which we already have. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 10. 4. is straightforward, and is an advance over the Johnson administration position. 5. retains all the flexibility of response built into the Treaty, which provides for a broad range of possible actions of which the use of military force is only one extreme. 6. a precedent exists (Kennedy-Barwick Memoran- dum) for clearly delineating and in effect narrowing our responsibilities in the event that a specific threat arises. Disadvantages: 1. creates a slight additional risk of involve- ment, since in the Berger-Waller letter we avoided a direct acknowledgement that ANZUS applies, thus retaining some freedom to back away from the commitment if this should later prove expedient. 2. could be attacked (although without sound justification) as executive enlargement of our overseas commitments. 3. unless very carefully explained, a simple statement that the ANZUS Treaty applies to Australian forces in Malaysia or Singapore could be misleading and the explanation could cast doubt on the adequacy of the assurance from the Australian point of view. Australia could well interpret a general statement of ANZUS Treaty applicability to their forces in Malaysia and Singapore as meaning that the U.S. would come to their aid if they sent their forces into combat pursuant to their defense commitment to Malaysia or Singapore. C. Decline to pledge support. The President could explain frankly that in the prevailing climate of U.S. opinion, he is not in a position to undertake anything which might be depicted as a new overseas commitment. Advantages: 1. minimizes risk of involvement. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 11. 2. avoids any risk of criticism for allegedly enlarging our commitments. Disadvantages: 1. conducive to half-hearted Australian partici- pation in Malaysia/Singapore defense. 2. conducive to a more inward-looking Australian foreign policy and a less positive contribution to the security and development of Southeast Asia. 3. likely to weaken the ANZUS alliance through lessened confidence in our reliability and firmness of purpose as an ally. 4. in governmental circles in Australia and New Zealand, conducive to a feeling we are reneging on our ANZUS commitment -- which we achnowledged in 1963 was applic able to Australian forces in Malaysia. 5. might signal to other countries that a U. S. retreat from our Asian responsibilities is in the offing. D. Generalized reassurance. The President could assure Gorton in general terms of our determination to stand by our commitments in Asia, not going beyond the "Berger-Waller" position with respect to the applicability of ANZUS to Australia's forces in Malaysia/Singapore. Advantages: 1. would provide sufficient reassurance to encourage a positive Australian contribution to regional security. 2. would preserve maximum flexibility. 3. is probably all Gorton really expects. 4. avoids criticism for allegedly enlarging our commitments. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 12. 5. avoids any increased risk of involvement. Disadvantages: 1. is no advance over the Johnson administration position. 2. is somewhat evasive on the specific question of the applicability of ANZUS. Public Response The foregoing alternatives are suggested private responses. Our public response should probably be the same in any case -- an affirmation of the continuing impor- tance we attach to ANZUS and our other commitments in the area, together with an expression of understanding and support for the Australian commitment to Malaysia/Singapore. A possible alternative would be publicly to affirm the applicability of ANZUS to Australian forces in Malaysia/ Singapore (assuming we decided upon this private response). Such a public statement, however, would go beyond Gorton's apparent political needs, draw undue public attention to the question in the United States, and invite criticism for alleged executive enlargement of our overseas commitments. Recommended Response to Gorton Response "D" (generalized reassurance) is recommended for the following reasons: 1. The benefits to the United States of a whole- hearted execution of a forward policy by Australia are such that it is desirable to reassure Gorton to the maximum extent possible without enlarging our existing commitments under the treaties we already have in the area. 2. Among these existing commitments is a commitment under ANZUS to act if Australian forces in Malaysia/ Singapore are attacked. However, under certain conditions this could become difficult to distinguish in practical SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET/EXDIS 13. terms from a commitment to defend Malaysia or Singapore. President Kennedy's caution in interpreting it was well- founded, and the Kennedy-Barwick memorandum is a sound precedent for situations in which a specific threat arises. It appears prudent to continue to avoid flat statements that ANZUS applies to Australian forces in third countries; to insist on prior consultation about such Australian deployments; and to carefully delineate what is to be expected of the United States in each specific situation of a threat to such forces. 3. A threat which might activate our ANZUS commitment to Australian forces in Malaysia/Singapore is unlikely to develop unless there is a serious deterioration in the region to the north. Probably the most important reas- surance we can give Gorton on Malaysia/Singapore, therefore, is a convincing expression of our determination to pre- vent such a deterioration from occurring. 4. The indication by Mr. Gorton that he may be interested only in a reassurance from the President regarding United States' support in the unlikely contingency of a North Vietnamese or Chinese attack, and his initiative in commiting Australia to a forward defense position in advance of his meeting with tge President, suggest that he may be content with a broad reassurance from the new administration regarding the firmness of its East Asian policy and approval of the Australian commitment to Malaysia/Singapore, rather than some new, explicit under- standing under the ANZUS Treaty. It is difficult to imagine the contingency of a Communist Chinese or North Vietnamese attack on Australian forces in Malaysia/Singapore arising except in a situation of general war in East Asia or of a Communist Chinese or North Vietnamese invasion of Thailand. Should this occur, the United States would be, if not already involved in hostilities against the Com- munist enemies, consulting urgently with Thailand and other SEATO allies under Article IV of the SEATO Treaty to determine what action should be taken. Mr. Gorton's flat statement when posing this question that "if some- thing goes wrong in Thailand, he would commit troops to fight with us to help the Thais" suggests his realization of this fact. SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET - EXDIS 14 5. Embassy Canberra confirms that, while Gorton has a particular concern with our backup of his commitment to Malaysia/Singapore, the main thrust of his interest will be in much broader regional terms. The Embassy believes that he will be satisfied, at least for the time being, with general rather than specific assurances. A response along the following lines should meet what we believe to be Gorton's key concerns: "We welcome the Australian defense policy decision vis-a-vis Malaysia/Singapore as a responsible, constructive statesmanlike move which will make a valuable contribution to the stability and security of Southeast Asia. We are aware that it represents a historic departure for Australia. Prime Minister Gorton is to be congratulated on his wisdom and initiative. (FYI. At this point, the President might also wish to state that we were heartened by Gorton's assurance recently to our Ambassador in Canberra that Australian forces would fight with ours in support of Thailand if "something should go wrong there. " END FYI.) "We fully understand the interdependence of all elements of security in the region. For our part, we contribute to regional security primarily through our forces deployed elsewhere in the Western Pacific area as a deterrent to Communist expansion. We intend to maintain this deterrent and stand by our commitments in the region. "At the same time, we continue to be keenly interested in the progress of the Five-Power consultations looking toward consolidation of new defense arrangements for Malaysia/Singapore. We are aware, as Prime Minister Gorton pointed out in his speech, that Australia cannot fully substitute for the British presence, and that a situation could conceivably arise in which the resources of Australia would be insufficient to support successfully the forces of Malaysia and Singapore. We understand that in such a SECRET - EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET - EXDIS 15 situation, Australia would feel the need to consult allies outside the region, such as Britain and the United States, and decide what to do in the light of circumstances then prevailing. As one of Australia's close allies and a party to the ANZUS Treaty, we would, of course, stand ready to consult fully and promptly. We agree that we cannot now know what these circumstances might be and, therefore, cannot now make precise decisions. "With respect to the application of the ANZUS Treaty to Australian forces in Malaysia/Singapore, we recognize that Malaysia and Singapore are within the Treaty Area, that the continuing presence of Australian forces there serves our mutual interests, and that questions concerning our obligations under the Treaty may some day arise. We would want, therefore, to maintain closest consultation with the Australian Government regarding commitments it might make to the Governments of Malaysia and Singapore, and concerning future deployment of Australian forces. Should a threat to Australian forces in Malaysia/Singapore arise, our two governments would have to consider together very carefully what actions might be expected of the United States under the Treaty. " In the unlikely event that Prime Minister Gorton presses for a detailed understanding as to how the ANZUS Treaty applies to Australian forces in Malaysia/Singapore, it could be pointed out to him that it is not only unnecessary but in our view undesirable thus to speculate on theoretical applications of the Treaty. An attempt precisely to set forth the circumstances in which the Treaty should apply, and how, might exclude the very contingency which, when it occurs, we might well decide is covered by the Treaty. In words parellel to those of Prime Minister Gorton, himself, (when referring in his defense policy statement to Australia's relationship with Malaysia/Singapore), maintenance of the general understanding represented by the ANZUS Treaty is preferable to and more meaningful than trying to define and delimit specific treaty obligations in hypothetical contin- gencies. SECRET - EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET - EXDIS 16. situation, Australia would feel the need to consult allies outside the region, such as Britain and the United States, and decide what to do in the light of circumstances then prevailing. As one of Australia's close allies and a party to the ANZUS Treaty, we would, of course, stand ready to consult fully and promptly. We agree that we cannot now know what these circumstances might be and, therefore, cannot now make precise decisions. "With respect to the application of the ANZUS Treaty to Australian forces in Malaysia/Singapore, we recognize that Malaysia and Singapore are within the Treaty Area, that the continuing presence of Australian forces there serves our mutual interests, and that questions concerning our obligations under the Treaty may some day arise. We would want, therefore, to maintain closest consultation with the Australian Government regarding commitments it might make to the Governments of Malaysia and Singapore, and concerning future deployment of Australian forces. Should a threat to Australian forces in Malaysia/Singapore arise, our two governments would have to consider together very carefully what actions might be expected of the United States under the Treaty. In the unlikely event that Prime Minister Gorton presses for a detailed understanding as to how the ANZUS Treaty applies to Australian forces in Malaysia/Singapore, it could be pointed out to him that it is not only unnecessary but in our view undesirable thus to speculate on theoretical applications of the Treaty. An attempt precisely to set forth the circumstances in which the Treaty should apply, and how, might well exclude the very contingency which when it occur Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-4-Rev. 2 SECRET - EXDIS - Drafters: EA/ANZ-CCBrowercy EA/RA-RHDonald Clearers: EA - Amb. Brown EA/ANZ - Mr. Moorell, EA/MS - Mr. Bean() DOD/ISA - Mr. Dexter J/PM - Mr. Ausland L/EA - Mr. Aldrich es S/S-S: WSShepard X4155 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET/EXDIS BP/15-Rev. 2 April 28, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA 13 May 6-7, 1969 Background Paper SINGAPORE NAVAL SHIP FACILITY In planning for the conditions which will follow the British withdrawal from Malaysia and Singapore, the Australian Navy after consultations with representatives of the other Five Powers approached the United States Navy regarding the desirability of preserving in Singapore a limited naval facility with a capability for expansion. The Australian Navy indicated that without assistance it would be unable to maintain such a facility. In view of the possible utility of assuring continuing access to such a facility by the United States Navy, the latter undertook a feasibility and cost study jointly with the Royal Australian Navy. The joint team prepared a variety of options for joint operation which vary in scope and appear to be within reasonable cost limits. The details of cost prorating have not been determined. The United States Navy survey team's preliminary report indicates that it is desirable and feasible to proceed with plans for the facility. The United States Navy has not yet presented its final views since the cost factors have not been analyzed to the point where a choice of possible options can be made. Consequently, there is as yet no United States Government position on this matter. Secretary Laird indicated to Prime Minister Gorton during his last visit that we favor the idea in general. SECRET/EXDIS GROUP 3 Downgraded at 12-year intervals; not automatically declassified. Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. BP/15-Rev. 2 SECRET/EXDIS 2 We should tell Mr. Gorton that we are encouraged by the feasibility study and have a continuing interest. While we are not yet able to make a decision we wish to proceed with the examination of the options so that an early and mutually satisfactory decision can be made. Drafted by: EA/RA:JMGammon/RHDona1d:gcr Cleared by: EA:Mr. Godley My J/PM:Mr. Wolf VG DOD/ISA:Adm. Shepherd Navy Op 61:Adm. Weinel my EA/MS:Mr. Bean 3M4 EA/ANZ:Mr. Moore 57G S/S-S - Mr. Shepard SECRET/EXDIS Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. SECRET JGA/BP-1 March 14, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background Paper AUSTRALIA AND VIET-NAM Summary The Australian Government supports the allied effort in South Viet-Nam both with an 8000-man troop contribution and with economic assistance. The Government's position enjoys strong public support which has, however, been subject to steady erosion in the past eighteen months. Prime Minister Gorton is sensitive about being fully consulted on U. S. Viet-Nam policy, and the GOA is uneasy about our future posture on Viet-Nam. Main points are - Troop Contribution. Australia now maintains in Viet-Nam approximately 8000 troops. These include a combat brigade and support, a jungle warfare advisory unit, a Canberra bomber squadron, an air transport unit and a guided missile destroyer. The first Australian contingent was sent in early 1965 by Prime Minister Menzies. Harold Holt as Prime Minister announced two increases --from 1500 to 6300 troops in January 1966, and from 6300 to 8000 in October 1967. However, his successor, John Gorton, declared immediately after assuming office in January 1968 that there would be no further troop increases, barring some major change in the situation. Economic Aid. Australia has given South Viet-Nam more than $10.5 million in economic aid since 1964. Goods and materials furnished have included textbooks in Vietnamese, corrugated roofing, community windmills, a radio broadcasting station, hand tools, radios, blankets and food. About fifty Australian civilian technicians SECRET Group 3 Downgraded at 12-year intervals; not automatically declassified Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-1 SECRET 2 are serving in Viet-Nam, including surgical teams, civil engineers and agricultural experts. About 130 Vietnamese students are studying in Australia. Public Support. The Government's stand on Viet-Nam enjoys strong but slowly diminishing public support. The last general election, in November 1966, was fought largely on the Viet-Nam issue, with the opposition Australian Labor Party arguing against military involvement in the conflict. The election returns gave the Government the biggest parliamentary majority in Australian history, and the ALP's new and more flexible leader, Gough Whitlam, subsequently moderated the party's line on Viet-Nam. Gallup polls during the past eighteen months have reflected steady erosion in Viet-Nam support, with those favoring continuing the war falling from a high of 62% (May 1967) to 49% in December 1968. (The breakdown in the December 1968 poll was "continue the war," 49%; "bring back our forces," 37%; undecided 14%.) Consultation. Prime Minister Gorton was indignant when President Johnson on March 31, 1968 announced limitation of U. S. bombing of North Viet-Nam with only 24 hours' prior notice to him and what he felt was insufficient consultation. The GOA was embarrassed because less than a week previously Minister for External Affairs Hasluck and Minister for Defense Fairhall had told Parliament that the bombing pressure must be kept up until North Viet-Nam was willing to make a reciprocal reduction in the level of hostilities. There has been a full flow of information about the Paris talks to the Australian Government through briefings in Paris of Ambassador Anderson (the Australian liaison officer there) by our negotiators, through briefings of Ambassador Waller in Washington, and through transmission of texts and reports by our Embassy in Canberra. However, the Australian Government is uneasy about the future posture of the United States with respect to Viet-Nam and Asia generally. SECRET Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-1 DRAFTED BY: EA/ANZ: CCBrower: oh rlw 2/25/69 CONCURRENCES: EA/ANZ - Mr. Moore of N EA/VN - Mr. Flowerree 2021 A S/S-S: WSShepard X-4155 Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. THIS PAPER WILL BE PROVIDED AT A LATER DATE Reproduced at the Nixon ibrary. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. LIMITED FICIAL USE JGA/PR-9-Rev. 1 April 22, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background Paper MEAT Summary of the Problem: In order to avoid the imposition of quotas on meat under the Meat Import Act we asked all meat exporting countries to cooperate in a voluntary program to restrain their exports of meat to the US in 1969. While reluctantly agreeing to participate, Australia objected that the restraint program gave it an allocation of only 49% of the US market, whereas it has historically supplied about 52% of our meat imports. Since the US is Australia's most important market for meat (exports exceeded $200 million in 1968), Australia has always been concerned over our meat import policy. While this concern has usually been centered on the avoidance of formal limitations on market access, our meat inspection regulations have also caused periodic problems for the Australians. To date these problems have been resolved through discussions between American and Australian meat inspection authorities. Discussion: 1. As a result of sharp increases in estimated imports of meat, largely from Australia and New Zealand, it became necessary in September 1968 to request the major meat ex- porting countries to participate in a voluntary program of export restraint in order to avoid the triggering of quotas under the Meat Import Act. Under this program Australia agreed to limit exports of meat to the US market in 1968. to 483 million lbs. At that time the Australians noted that although 483 million lbs. was less than what they considered to be their fair share of the US market, they would nevertheless cooperate in the interest of avoiding quotas and with the understanding that their cooperation in 1968 would not prejudice their interests in any future allocation of market shares. LIMITED OFFICIAL USE EXEMPT Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA-BP-9-Rev. 1 LIMITED OFFICIAL USE 2 2. Since the Department of Agriculture estimated that meat imports in 1969, in the absence of restraints, would again exceed the amount requiring quotas, all supplying countries were asked to participate in a continuation of the restraint program in 1969. Under the new program all countries have agreed to limit their shipments to the US to an amount 4.5% above last year's commitment level. Australia's complaint is that the new program freezes the 1968 trade pattern, thus holding Australia for the second consecutive year to a level below its historical market share. 3. We have told the Australians that while we recognize the validity of their complaint, a freezing of 1968 trade patterns was the only way in which a voluntary restraint program could be worked out. Any readjustment of market shares in 1969 would have meant that the small suppliers would have had to reduce the level of their exports to the US. These countries would not have concurred in a voluntary program, and thus quotas would have been the only alternative. However, by freezing market shares at the 1968 level, all countries including Australia, are able to increase the absolute level of their meat shipments to the US market; Australia's allotment, for example, was increased by 22 million lbs. over the 1968 level. In addition, Australia will receive about one-half of any shortfall in exports by other countries. We have also pointed out to the Australians that the other major suppliers of meat to the US market New Zealand, Mexico and Ireland also received market shares under the restraint programs which were less than their historic market shares. 4. As a matter of general trade policy we have sought to avoid import quotas whenever possible. In addition one of the major reasons for undertaking the voluntary restraint program on meat was to avoid the sizeable cut in exports which the Central American and Caribbean countries, whose efforts at diversification we have encouraged and assisted, would suffer were quotas necessary. In 1968 the five Central American countries exported 110 million lbs. of meat to the US, equal to only about 10% of total US meat imports. Under quotas meat imports from CA would probably be limited to under 80 million lbs. LIMITED OFFICIAL USE Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/PB-9-Rev. 1 LIMITED OFFICIAL USE 3 5. While avoidance of rigid limitations on access to the US market has been Australia's principal worry, our Wholesome Meat Act, which requires that foreign meat products exported to the US must be prepared under sanitary conditions equivalent to those applied to US meat products, has also presented periodic difficulties for the Australians. In this regard officials of Australia and the United States concluded discussions on April 14 concerning certain deficiencies in the GOA meat inspection system. As a result of the discussions the Department of Agriculture agreed to lift a May 1 deadline for delisting of Australian meat plants lacking sufficient veterinary supervision of slaughter operations. (Prime Minister Gorton had complained that this deadline did not allow sufficient time.) The Australians indicated that the requisite supervision would be provided by August 1. Drafted by: E: ORF : OFP: FPD: EPEricksen Cleared by: E/OFP - Mr. Arnold E/FPD - Mr. Calingaert EA/ANZ - Mr. Brower USDA/FAS - Mr. Rubel STR - Mr. Schlechty S/S-S WSShepard, Ext. 4154, Room 7237 LIMITED OFFICIAL USE Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. LIMITED FICIAL USE JGA/BP-7 March 20, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background Paper Wool Textiles Summary of the Problem The U.S. is preparing for approaches to principal trading countries to secure agreement on restraint of exports to the U.S. of wool textiles. Australia is not a principal supplier of wool textiles overall (about 5 percent of current imports), but may be affected by controls since it is a major supplier of wool tops. (This is raw wool that has been cleaned and combed.) More im- portantly, however, an international arrangement on wool textile trade might affect Australia's exports of raw wool to countries like Japan and the United Kingdom which produce and export fabric and apparel from imported wool. It is not likely that the Prime Minister will raise the subject. If he does, however, the President might wish to comment on his support for an overall trade policy of freer trade, but add that the textile and apparel industries involve special problems. He might wish to add that imports make up approximately 25 percent of the U.S. market for wool textiles. This is of great concern to the Congress and to the industry, and failing the conclusion of voluntary arrangements, the possibility of legislated quotas is very real. Since Australia is a minor supplier of wool textiles, there is little reason for the President to take the initiative to raise this subject with the Prime Minister. Drafter: E/FTD: WMCadette Clearer: E/FTD-HHopp, E/ICD-SSchiff, E/ORF-Mr. Katz E/OT-REwing, EA/ANZ-CCBrower, Treasury-RAnderson, STR-DSchlechty, Commerce-AGarel, Labor-IKramer, USDA- Mrs. Hornbeck S/S-S: WSShepard X-4155 LIMITED OFFICIAL USE (Decontrol 3/31/70 ) Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. CONFIDENTIAL JGA/BP-3-Rev. 1 April 21, 1969 VISIT OF JOHN GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background Paper U.S. INVESTMENT IN AUSTRALIA Summary of the Problem: As a. rapidly developing country Australia utilizes capital inflows to help finance economic growth. U.S. private direct investment has greatly expanded in recent years, especially in natural resource industries. Despite initial fears the Foreign Direct Investment Program (FDIP) in 1968 does not appear to have hampered American investment in Australia. Extensive foreign control of Australian industry and resources has led to increasing criticism of foreign ownership during the past year and demands for Australian participation. Present uncertainties as to the Australian government's attitude may lead to some contraction of U.S. investment in 1969 but the long range outlook is for continuing expansion. The Interest Equalization Tax (IET) has restricted U.S. lending activities to Australia. The Australian government, however, has been able to borrow extensively in Europe and other arrangements have mitigated the program's effects on Australia. Despite the recent reduction on the effective IET rate, high interest costs in the U.S. relative to Switzerland and Germany continue to make raising of funds prohibitive in the U.S. market. Major Issues Are: Direct Investments - Since 1959 U.S. direct private investment in Australia has grown by 218 percent to a total of $2.4 billion at the end of 1967 (the last year for which complete data is available). Although investments in the manufacturing sector remain the largest ($1.3 billion) single area of direct investment, the greatest growth in recent years has been in the mining industry (1085 percent since 1959). Recent discoveries of tremendous reserves of iron ore and large deposits of nickel, oil, gas, bauxite and phosphate have CONFIDENTIAL Downgraded at three-year intervals. Declassified 12 years after date of origin Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JG/BP-3-Rev. 1 CONFIDENTIAL 2 led to a minerals boom. British direct investment remains the largest (about 49 percent); but U.S. investment has now grown to almost 40 percent of the total outstanding foreign direct investment. The announcement of the U.S. Balance of Payments Program in January 1968, especially restrictions on direct investment, was initially met with concern by Australian officials. While it appears capital outflows from the U.S. declined substantially from the extraordinarily large amount of $324 million in 1967 to an estimated $160 million in 1968, the latter represents a more normal increase in U.S. capital outflows in line with past flows ($136 million in 1965 and $147 million in 1966). The continuation of large capital inflows together with an unexpected strengthening of exports at the end of 1968 has muted fears of the effects of the FDIP. Contrary to expectations expressed in early 1968, Australian reserves of gold and foreign exchange actually increased in 1968 by $64 million to $1,288 million. In general Australians have welcomed foreign capital to assist the country's development as Australia has been faced with static or declining world demand for her traditional agricultural commodity exports. Since the end of World War II foreign private capital has made a larger contribution to capital formation in Australia than any other developed country except Canada. According to an Australian study of a few years ago about one-quarter of the assets of all Australian corporations at that time was financed by foreign investment, including reinvested earnings and depreciation. Direct foreign investment has been concentrated in the automotive, chemical, petroleum, and metals and mining industries. During the past year criticism of large scale foreign direct investment, and especially takeovers of Australian companies, has increased. The opposition has charged foreign investment "system- atically milks" Australia of her resources. The Government is preparing legislation to regulate more effectively foreign takeovers and is expected to announce in the near future that it will prevent foreign acquisitions of any "sensitive" industry. The Federal Treasurer, while noting Australia has not changed its policy of welcoming foreign investment, stated in October the government's increased desire for "Australian participation in both the management and equity ownership of foreign enterprises." Such sentiments have been also expressed on various occasions by the Prime Minister which has led some local observers to describe him as an "economic nationalist.' The Prime Minister has stated, however, his opposition to proposals to compel foreign investors to permit more local participation. Although recent government statements have been restrained, restrictive actions and various statements have introduced CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JG/BP-3-Rev. 1 CONFIDENTIAL 3 a\ feeling of uncertainty as to the present Australian government's policy toward foreign investment within the business community. In many respects - although not all, since the U.S. is not the dominant investor - the situation is similar to that in Canada where extensive foreign control of industry and resources has led to increasing criticisms and minor restrictions without dampening the long run enthusiasm of foreign investors. Australia, like Canada, does not produce the domestic savings needed to finance the investment required to maintain the desired rapid rate of growth; and despite nationalist frustrations, there remain few viable alternatives to present policies of promoting foreign investment. The present uncertainty as to the government's attitude might cause a leveling off or decline in U.S. direct investment in 1969. (The American Chamber of Commerce in Australia reported in February an expected drop of $45 million in capital expenditures by existing U.S. firms in Australia). Because of its newly found mineral wealth, however, the current boom marks only the beginning of a new era in Australia's economic development which should involve a substantial amount of foreign investment. Interest Equalization Tax - The IET has restricted the new issue market in the U.S. for Australia. The Commonwealth Government has turned to European markets, including the Eurodollar market, for long term financing. In 1968 $75 million was raised in Germany and a public loan of $15 million was floated in Switzerland. On several occasions the Australian government has asked for exemption from the IET on borrowings in the U.S. capital market for the amount of $25-40 million, presumably on an annual base. The USG has noted that Australia does not meet the conditions under IET legislation allowing administrative determination of exemption: (a) threat to stability of the international monetary system or (b) status as a developing nation. To assist Australia, however, a special arrangement was agreed upon in 1967 permitting Australia to borrow limited amounts from the Export-Import Bank with the understanding that the loan paper would then be resold in private markets. A $25 million loan was so arranged in late 1967 and a further $50 million (in two $25 million tranches) in 1968. This first tranche was drawn in December 1968 (the arrangements made with the GOA assure that this facility does not adversely affect the U.S. balance of payments). Drafted by: E/OMA/IP: JAKlemstine x3384 Cleared by: E/OMA/IP - Mr. Heginbotham Commerce - Mrs. Blacky Treasury - Mr. Edmonds EA/ANZ - Mr. Brower S/S-S: WSShepard x4155/ CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. CONFIDENTIAL JGA/BP- 17-Rev. 2 April 25, 1969 CONFIDENTIAL VISIT OF JOHN G. GORTON PRIME MINISTER OF AUSTRALIA May 6-7, 1969 Background Paper DEFENSE PURCHASES/OFFSET PROCUREMENT SUMMARY OF THE PROBLEM Australia purchases most of the military hardware she buys overseas from the U.S., and at the same time traditionally experiences deficits with the U.S. both in the military account and for merchandise trade. Recognizing that U.S. defense procurement is subject to some degree of policy direction by the government, Mr. Gorton may press further for increased U.S. expenditures in Australia, particularly subcontracts, associated with Australian defense procurements from the U.S. Since we desire the Australians to continue buying equipment from us, we should buy enough from them to maintain good relations but without losing sight of our own balance of payments difficulties. BACKGROUND Defense-related transactions have not accounted for a major part of Australia trade in recent years, making up less than 10% of the dollar value of Australian exports and imports with the U.S. and only about 1-2% of Australia's trade with all countries. Australian purchases of U.S. military equipment have risen sharply in recent years, however, as it is either unique or competitive in price and meets Australia's needs. Since these purchases are subject to control by the Australian Government, it is in a good position to stress the need for more U.S. defense-related expenditures in Australia to help offset their military procurement in the U.S. CONFIDENTIAL GROUP 4 Downgraded at 3 year intervals; Declassified after 12 years. Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-17-Rev. 2 CONFIDENTIAL 2. Defense-related transactions with Australia, over the ten-year period, 1964-1973, will have provided the U.S. with an estimated net gain which averages about $55 million per year. Australian use of U.S. military hard- ware, moreover, is favorable to our interests and relations with Australia for a variety of reasons. At this time, we have no formal agreement with Australia to offset their defense expenditures with equivalent purchases; we have stated, however, we would cooperate and work closely with the Australians in defense procurement. This has been difficult to do; high transportation costs and high labor rates compared to other suppliers in the Western Pacific area make Australia basically noncompetitive in many commodity areas. On balance, we should do what we can to retain their defense business and maintain good relations, with due regard for our own overall balance of payments problem. Both Mr. Gorton and Defence Minister Fairhall have made recent public statements emphasizing the Australian policy to relate large military orders abroad with opportunities for Australian industry to obtain offset orders. This presents two distinct advantages to the Australians: (1) It minimizes the foreign exchange costs of military equipment purchases from overseas; (2) It maximizes the technological fallout for local manu- facturers and enhances their developing industries. It would appear that Australia's future thrust will stress a steadily increasing role for Aus- tralian industry in the manufacture of components and assemblies of U.S. - origin military equipment purchased from the U.S. The Prime Minister also indicated that, although direct U.S. purchases are welcomed, their primary concern is with increasing the amount of subcontracting for Aus- tralian firms. DISCUSSION Past Accomplishments Australian purchases of supplies and equipment from the U.S. for support of their forces in Viet-Nam average about $12 million annually; these have been, in effect, fully compensated for by U.S. purchases of sugar ($6. 1 million) and 105 mm ammunition ($6. 4 million). We have also increased our Rest and Recuperation (R&R) program in Australia to a current annual rate of $22-25 million. In addition, at Australia's request, we recently authorized an exception to current "Buy American" policies CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP- 17-Rev. 2 CONFIDENTIAL 3. for $3 million of potential orders for sheet steel, which will give Australia a good opportunity to compete for the business and could result in some cost savings to the U.S. Another exception recently granted involved a subcontract for helicopter spare parts; this could result in procurement of approximately $400, 000 - $500, 000 annually. Notwithstanding these sig- nificant expenditures in the Australian economy, these actions probably will not satisfy the Australians and additional exceptions will have to be considered on a case-by-case basis, based on specific Australian requests. Current Actions In essence, the present approach used by the Defense Department is that we have agreed to work closely with the Australians for the purpose of identifying opportunities for Australian suppliers to participate more effectively in competition for U.S. defense procurement. In consonance with this policy, the following measures are being taken: 1. List of Australian Suppliers - To facilitate solicitation of Australian bids by Defense procurement offices, the Australians prepared a brochure identifying the name of the Australian firm, their major products, the number of employees and if there is a U.S. affiliate. These brochures were recently disseminated to the Services and Defense Supply Agency for use by contracting officers. 2. U.S./Australian Liaison Meeting - At the request of Minister of Defence Fairhall in his meeting with Secretary of Defense Clifford last August, we established a liaison group to consider procurement matters of mutual interest. The initial meeting, held last October, was devoted to an elaboration and clarification of selected problem areas. Policy and procedural guidance were issued to both the U.S. Military Services procure- ment offices and Australian governmental and industrial activities. Preliminary planning is underway for the second of these liaison meetings during the week of 19 May 1969. 3. Commercial Counselor - Defence Supply - The Australians have established a new position in their Washington Embassy, a Commercial Counselor - Defence Supply, which provides a focal point to work with the Office of the Assistant Secretary of Defense CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-17-Rev. 2 CONFIDENTIAL 4. (Installations & Logistics). Efforts are directed toward consi- deration of selected commodity items (e. g., the sheet steel and helicopter spares cited above) to be identified and justified on a specific case basis. 4. Australian Aero Industry - Under the day-to-day liaison arrangement between Defense Department and the Australian Embassy, a conference was held recently to discuss the capabilities and capacities of the Australian aero industry. Australian Govern- ment and commercial representatives described their aircraft overhaul and maintenance capability and the Military Services are presently evaluating their FY 1970 requirements in the Western Pacific area. In the event any subsequent Australian bids are low, this could result in some work for this key Australian industry for aircraft overhaul and rework which is now performed offshore elsewhere (Japan, Taiwan, Philippines, Thailand and Viet-Nam). 5. Loan of a U.S. Logistician - Australian defense officials have requested the loan of a senior U.S. logistician to assist Australia in strengthening their logistic organization. Secretary Clifford and General Wheeler both agreed this was a good idea. The Australians wanted to assign the American to a very senior decision-making position directly in the line of authority, and proposed a three-year contract under which Australia will fully reimburse the U.S. for all costs incurred in the assignment. The U.S. consensus is that we should cooperate with Australia by supplying a senior logistician as agreed, but that we should insist that he serve in an advisory or consulting capacity. (This would avoid any political or legal complications.) On 16 April 1969, the Secretary of Defense approved the recommendation to furnish a logistician in an advisory capacity, not in the line of authority. Defense Department officials are currently discussing details of this arrangement with the Australians. 6. U.S. /DoD Procurement Information Office (PIO), Australia - Active operation of this office, which was established in November 1966, is continuing. The officer-in-charge serves as a catalyst between Australian industry and military procurement offices in the Western Pacific area. CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified. JGA/BP-17-Rev. 2 CONFIDENTIAL 5. 7. Subcontracting F-111 Wing Tanks - The General Dynamics Corp. has isolated the 600 gallon external wing tank for the F-111 aircraft as a possible production item for subcontracting from Australia. General Dynamics is presently evaluating potential cost savings of proposals submitted by two Australian candidates, and a decision may be forthcoming prior to Mr. Gorton's visit. The initial order quantity is about 480 units with an estimated value of $2.3 million. (May be updated.) 8. Subcontracting to Australian Firms - The Buy American Act and the 50% bid evaluation factor does not apply in cases where U.S. prime contractors subcontract with Australian firms as long as the end item has less than 50% foreign components. There has been some Australian concern that use of customs duties might cause their prices to be higher than those of U.S. competitors. To assist in this respect, DoD agreed to help inform U.S. con- tractors that duty-free entry certificates can be easily obtained for this purpose where appropriate. U.S. Customs regulations facilitate easy passage of DoD destined materiel through customs, but it is incumbent upon the sender to properly address the items as destined for the appropriate U.S. Military Service consigned to the U.S. contractor's plant. Further efforts are planned to identify those cases where subcontracting would be useful. Drafted By: OSD/I&L - Mr. Claussenius Cleared By: ASD/I&L - Mr. Shillito OSD/Compt - Mr. Kovarikt) OSD/ISA - CDR Kuhnel. Mr. Alnecv, EA/ANZ - Mr. Brower S/S-S -WSShepard, Ext. 4154/Rm 7237 CONFIDENTIAL Reproduced at the Nixon Library. DECLASSIFIED This document has been reviewed pursuant to E.O. 13526 and has been determined to be declassified.