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This file contains: From Higby to Strachan RE: attached information for Magruder. 1 pg. [Subject: Campaign] [Memo], no date From Strachan to Haldeman RE: information from Chotiner on Louie Nunn and the Kentucky Senate race. 1 pg. [Subject: Campaign] [Memo], 3/29/1972 From Chotiner to Haldeman RE: the filing deadline for the Kentucky Senate race. 1 pg. [Subject: Campaign] [Memo], 3/27/1972 From Chotiner to Haldeman RE: Nunn's disappointment that RN had not endorsed him for the position of Kentucky Senator by early 1972. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Magruder to Mitchell RE: the use of telephone operations in the 1972 elections. 4 pgs. [Subject: Campaign] [Memo], 3/15/1972 From Patricia Hutar to the Attorney General RE: a Steering Committee to direct volunteers in the campaign. 2 pgs. [Subject: Campaign] [Memo], 2/17/1972 Press release from the California Committee to Re-Elect the President naming Governor Ronald Reagan as its chair. 2 pgs. [Subject: Campaign] [Other Document], 2/4/1972 Governor Reagan's remarks at a press conference wherein he revealed his role as California CRP chairman. 2 pgs. [Subject: Campaign] [Other Document], 2/4/1972 Committee for the Re-election of the President news release on its advertising task force, the November Group. 2 pgs. [Subject: Campaign] [Other Document], no date From Hugh W. Sloan, Jr. to Strachan RE: attached information on David K. Wilson. 1 pg. [Subject: Campaign] [Memo], 3/27/1972 From Hugh W. Sloan, Jr. to Strachan RE: a large campaign contribution from Wilson and his family. 1 pg. [Subject: Campaign] [Letter], 11/16/1971 Article titled "Republicans Woo Youth for Nixon" written by Ann Blackman. 1 pg. [Subject: Campaign] [Newsletter], no date From Haldeman to Magruder RE: the role of youth workers in the New Hampshire primary. 1 pg. [Subject: Campaign] [Memo], 3/10/1972 Sixteenth page of a memo discussing campaign contributions, RN's poll numbers in the midwest, and youth organizations in the campaign. 1 pg. [Subject: Campaign] [Memo], no date From Magruder to Haldeman RE: attached information on Florida campaign topics. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Morgan to Marik RE: political mass mailings and volunteers in the Florida campaign. Charts and graphs showing correlations between the two included. 25 pgs. [Subject: Campaign] [Memo], 3/20/1972 From Magruder to the Attorney General RE: the use of Arthur C. Nielson, Sr. and his television rating company to determine past voter habits. 2 pgs. [Subject: Campaign] [Memo], 2/24/1972 From Magruder to Mitchell RE: RN's domestic policies with regard to the campaign. 1 pg. [Subject: Campaign] [Memo], 3/13/1972 From "Van" to Gordon RE: an attached statement authored by Bob Dole. 1 pg. [Subject: Campaign] [Memo], no date News release of a statement made by Dole RE: the results of the New Hampshire presidential primary. 1 pg. [Subject: Campaign] [Report], 3/8/1972 Handwritten notes relating to a meeting on the campaign. 1 pg. [Subject: Campaign] [Other Document], 3/1/1972 Handwritten notes detailing a policy issues meeting. 4 pgs. [Subject: Campaign] [Other Document], 2/23/1972 Handwritten notes documenting the death of the son of John Rollins. 1 pg. [Subject: Campaign] [Other Document], no date From Magruder to Colson RE: veterans in the New Hampshire primary and the 1972 campaign as a whole. 1 pg. [Subject: Campaign] [Memo], 3/23/1972 From Clayton Yeutter, through Magruder, to Mitchell RE: support for RN from Ohio Congressmen. 1 pg. [Subject: Campaign] [Memo], 3/10/1972 Handwritten notes covering various campaign topics, including a Democratic telethon and a Wisconsin telephone study. 1 pg. [Subject: Campaign] [Other Document], 3/20/1972 From Magruder to Mitchell RE: the use of Jimmy Hoffa, Jr. in the Michigan campaign.1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Stans to the Vice President RE: committing to various campaign speaking engagements. Handwritten notes added by unknown. 1 pg. [Subject: Campaign] [Memo], 3/20/1972 Handwritten notes detailing information from Malek with regard to topics such as relations between the White House and the CRP, contact with state chairmen, and campaign advertising. 1 pg. [Subject: Campaign] [Other Document], no date From Magruder to the Attorney General RE: notes from a meeting with W. Ernst Minor on campaign spokesmen. 2 pgs. [Subject: Campaign] [Memo], 2/16/1972 From Herbert L. Porter to Magruder RE: surrogate candidates. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Magruder to Mitchell RE: Theadore White's request for a meeting. 1 pg. [Subject: Campaign] [Memo], 3/23/1972 From Magruder to Mitchell RE: the results of a mock primary at the University of Wisconsin at Whitewater 1 pg. [Subject: Campaign] [Memo], 3/23/1972 From Rietz to Magruder and Malek RE: RN's victory in a mock primary at the University of Wisconsin at Whitewater. 1 pg. [Subject: Campaign] [Memo], 3/22/1972 From Magruder to Mitchell RE: the Sheraton Corporation's desire to run an ad in the Republican National Convention program book. 1 pg. [Subject: Campaign] [Memo], 3/22/1972 From Magurder to Haldeman RE: an attached memo from Bill Novelli. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Bill Novelli to Alex Armendaris, Paul Jones, Rietz, Dan Todd, and Clayton Yeutter RE: developing campaign advertising targeted to specific voter demographics. 4 pgs. [Subject: Campaign] [Memo], 3/16/1972 From Magruder to Mitchell RE: a new campaign spending law. Material from the House of Representatives and the Federal Communications Commission on the law attached. 38 pgs. [Subject: Campaign] [Memo], 3/24/1972

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This file contains: From Higby to Strachan RE: attached information for Magruder. 1 pg. [Subject: Campaign] [Memo], no date From Strachan to Haldeman RE: information from Chotiner on Louie Nunn and the Kentucky Senate race. 1 pg. [Subject: Campaign] [Memo], 3/29/1972 From Chotiner to Haldeman RE: the filing deadline for the Kentucky Senate race. 1 pg. [Subject: Campaign] [Memo], 3/27/1972 From Chotiner to Haldeman RE: Nunn's disappointment that RN had not endorsed him for the position of Kentucky Senator by early 1972. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Magruder to Mitchell RE: the use of telephone operations in the 1972 elections. 4 pgs. [Subject: Campaign] [Memo], 3/15/1972 From Patricia Hutar to the Attorney General RE: a Steering Committee to direct volunteers in the campaign. 2 pgs. [Subject: Campaign] [Memo], 2/17/1972 Press release from the California Committee to Re-Elect the President naming Governor Ronald Reagan as its chair. 2 pgs. [Subject: Campaign] [Other Document], 2/4/1972 Governor Reagan's remarks at a press conference wherein he revealed his role as California CRP chairman. 2 pgs. [Subject: Campaign] [Other Document], 2/4/1972 Committee for the Re-election of the President news release on its advertising task force, the November Group. 2 pgs. [Subject: Campaign] [Other Document], no date From Hugh W. Sloan, Jr. to Strachan RE: attached information on David K. Wilson. 1 pg. [Subject: Campaign] [Memo], 3/27/1972 From Hugh W. Sloan, Jr. to Strachan RE: a large campaign contribution from Wilson and his family. 1 pg. [Subject: Campaign] [Letter], 11/16/1971 Article titled "Republicans Woo Youth for Nixon" written by Ann Blackman. 1 pg. [Subject: Campaign] [Newsletter], no date From Haldeman to Magruder RE: the role of youth workers in the New Hampshire primary. 1 pg. [Subject: Campaign] [Memo], 3/10/1972 Sixteenth page of a memo discussing campaign contributions, RN's poll numbers in the midwest, and youth organizations in the campaign. 1 pg. [Subject: Campaign] [Memo], no date From Magruder to Haldeman RE: attached information on Florida campaign topics. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Morgan to Marik RE: political mass mailings and volunteers in the Florida campaign. Charts and graphs showing correlations between the two included. 25 pgs. [Subject: Campaign] [Memo], 3/20/1972 From Magruder to the Attorney General RE: the use of Arthur C. Nielson, Sr. and his television rating company to determine past voter habits. 2 pgs. [Subject: Campaign] [Memo], 2/24/1972 From Magruder to Mitchell RE: RN's domestic policies with regard to the campaign. 1 pg. [Subject: Campaign] [Memo], 3/13/1972 From "Van" to Gordon RE: an attached statement authored by Bob Dole. 1 pg. [Subject: Campaign] [Memo], no date News release of a statement made by Dole RE: the results of the New Hampshire presidential primary. 1 pg. [Subject: Campaign] [Report], 3/8/1972 Handwritten notes relating to a meeting on the campaign. 1 pg. [Subject: Campaign] [Other Document], 3/1/1972 Handwritten notes detailing a policy issues meeting. 4 pgs. [Subject: Campaign] [Other Document], 2/23/1972 Handwritten notes documenting the death of the son of John Rollins. 1 pg. [Subject: Campaign] [Other Document], no date From Magruder to Colson RE: veterans in the New Hampshire primary and the 1972 campaign as a whole. 1 pg. [Subject: Campaign] [Memo], 3/23/1972 From Clayton Yeutter, through Magruder, to Mitchell RE: support for RN from Ohio Congressmen. 1 pg. [Subject: Campaign] [Memo], 3/10/1972 Handwritten notes covering various campaign topics, including a Democratic telethon and a Wisconsin telephone study. 1 pg. [Subject: Campaign] [Other Document], 3/20/1972 From Magruder to Mitchell RE: the use of Jimmy Hoffa, Jr. in the Michigan campaign.1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Stans to the Vice President RE: committing to various campaign speaking engagements. Handwritten notes added by unknown. 1 pg. [Subject: Campaign] [Memo], 3/20/1972 Handwritten notes detailing information from Malek with regard to topics such as relations between the White House and the CRP, contact with state chairmen, and campaign advertising. 1 pg. [Subject: Campaign] [Other Document], no date From Magruder to the Attorney General RE: notes from a meeting with W. Ernst Minor on campaign spokesmen. 2 pgs. [Subject: Campaign] [Memo], 2/16/1972 From Herbert L. Porter to Magruder RE: surrogate candidates. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Magruder to Mitchell RE: Theadore White's request for a meeting. 1 pg. [Subject: Campaign] [Memo], 3/23/1972 From Magruder to Mitchell RE: the results of a mock primary at the University of Wisconsin at Whitewater 1 pg. [Subject: Campaign] [Memo], 3/23/1972 From Rietz to Magruder and Malek RE: RN's victory in a mock primary at the University of Wisconsin at Whitewater. 1 pg. [Subject: Campaign] [Memo], 3/22/1972 From Magruder to Mitchell RE: the Sheraton Corporation's desire to run an ad in the Republican National Convention program book. 1 pg. [Subject: Campaign] [Memo], 3/22/1972 From Magurder to Haldeman RE: an attached memo from Bill Novelli. 1 pg. [Subject: Campaign] [Memo], 3/24/1972 From Bill Novelli to Alex Armendaris, Paul Jones, Rietz, Dan Todd, and Clayton Yeutter RE: developing campaign advertising targeted to specific voter demographics. 4 pgs. [Subject: Campaign] [Memo], 3/16/1972 From Magruder to Mitchell RE: a new campaign spending law. Material from the House of Representatives and the Federal Communications Commission on the law attached. 38 pgs. [Subject: Campaign] [Memo], 3/24/1972
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Richard Nixon Presidential Library Contested Materials Collection Folder List Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 > Campaign Memo From Higby to Strachan RE: attached information for Magruder. 1 pg. 30 5 3/29/1972 Campaign Memo From Strachan to Haldeman RE: information from Chotiner on Louie Nunn and the Kentucky Senate race. 1 pg. 30 5 3/27/1972 Campaign Memo From Chotiner to Haldeman RE: the filing deadline for the Kentucky Senate race. 1 pg. 30 5 3/24/1972 Campaign Memo From Chotiner to Haldeman RE: Nunn's disappointment that RN had not endorsed him for the position of Kentucky Senator by early 1972. 1 pg. Tuesday, August 30, 2011 Page 1 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 3/15/1972 Campaign Memo From Magruder to Mitchell RE: the use of telephone operations in the 1972 elections. 4 pgs. 30 5 2/17/1972 Campaign Memo From Patricia Hutar to the Attorney General RE: a Steering Committee to direct volunteers in the campaign. 2 pgs. 30 5 2/4/1972 Campaign Other Document Press release from the California Committee to Re-Elect the President naming Governor Ronald Reagan as its chair. 2 pgs. 30 5 2/4/1972 Campaign Other Document Governor Reagan's remarks at a press conference wherein he revealed his role as California CRP chairman. 2 pgs. 30 5 Campaign Other Document Committee for the Re-election of the President news release on its advertising task force, the November Group. 2 pgs. Tuesday, August 30, 2011 Page 2 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 3/27/1972 Campaign Memo From Hugh W. Sloan, Jr. to Strachan RE: attached information on David K. Wilson. 1 pg. 30 5 11/16/1971 Campaign Letter From Hugh W. Sloan, Jr. to Strachan RE: a large campaign contribution from Wilson and his family. 1 pg. 30 5 > Campaign Newsletter Article titled "Republicans Woo Youth for Nixon" written by Ann Blackman. 1 pg. 30 5 3/10/1972 Campaign Memo From Haldeman to Magruder RE: the role of youth workers in the New Hampshire primary. 1 pg. 30 5 Campaign Memo Sixteenth page of a memo discussing campaign contributions, RN's poll numbers in the midwest, and youth organizations in the campaign. 1 pg. Tuesday, August 30, 2011 Page 3 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 3/24/1972 Campaign Memo From Magruder to Haldeman RE: attached information on Florida campaign topics. 1 pg. 30 5 3/20/1972 Campaign Memo From Morgan to Marik RE: political mass mailings and volunteers in the Florida campaign. Charts and graphs showing correlations between the two included. 25 pgs. 30 5 2/24/1972 Campaign Memo From Magruder to the Attorney General RE: the use of Arthur C. Nielson, Sr. and his television rating company to determine past voter habits. 2 pgs. 30 5 3/13/1972 Campaign Memo From Magruder to Mitchell RE: RN's domestic policies with regard to the campaign. 1 pg. 30 5 Campaign Memo From "Van" to Gordon RE: an attached statement authored by Bob Dole. 1 pg. Tuesday, August 30, 2011 Page 4 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 3/8/1972 Campaign Report News release of a statement made by Dole RE: the results of the New Hampshire presidential primary. 1 pg. 30 5 3/1/1972 Campaign Other Document Handwritten notes relating to a meeting on the campaign. 1 pg. 30 5 2/23/1972 Campaign Other Document Handwritten notes detailing a policy issues meeting. 4 pgs. 30 5 Campaign Other Document Handwritten notes documenting the death of the son of John Rollins. 1 pg. 30 5 3/23/1972 Campaign Memo From Magruder to Colson RE: veterans in the New Hampshire primary and the 1972 campaign as a whole. 1 pg. Tuesday, August 30, 2011 Page 5 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 3/10/1972 Campaign Memo From Clayton Yeutter, through Magruder, to Mitchell RE: support for RN from Ohio Congressmen. 1 pg. 30 5 3/20/1972 Campaign Other Document Handwritten notes covering various campaign topics, including a Democratic telethon and a Wisconsin telephone study. 1 pg. 30 5 3/24/1972 Campaign Memo From Magruder to Mitchell RE: the use of Jimmy Hoffa, Jr. in the Michigan campaign. 1 pg. 30 5 3/20/1972 Campaign Memo From Stans to the Vice President RE: committing to various campaign speaking engagements. Handwritten notes added by unknown. 1 pg. 30 5 Campaign Other Document Handwritten notes detailing information from Malek with regard to topics such as relations between the White House and the CRP, contact with state chairmen, and campaign advertising. 1 pg. Tuesday, August 30, 2011 Page 6 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 2/16/1972 Campaign Memo From Magruder to the Attorney General RE: notes from a meeting with W. Ernst Minor on campaign spokesmen. 2 pgs. 30 5 3/24/1972 Campaign Memo From Herbert L. Porter to Magruder RE: surrogate candidates. 1 pg. 30 5 3/23/1972 Campaign Memo From Magruder to Mitchell RE: Theadore White's request for a meeting. 1 pg. 30 5 3/23/1972 Campaign Memo From Magruder to Mitchell RE: the results of a mock primary at the University of Wisconsin at Whitewater 1 pg. 30 5 3/22/1972 Campaign Memo From Rietz to Magruder and Malek RE: RN's victory in a mock primary at the University of Wisconsin at Whitewater. 1 pg. Tuesday, August 30, 2011 Page 7 of 8 Box Number Folder Number Document Date No Date Subject Document Type Document Description 30 5 3/22/1972 Campaign Memo From Magruder to Mitchell RE: the Sheraton Corporation's desire to run an ad in the Republican National Convention program book. 1 pg. 30 5 3/24/1972 Campaign Memo From Magurder to Haldeman RE: an attached memo from Bill Novelli. 1 pg. 30 5 3/16/1972 Campaign Memo From Bill Novelli to Alex Armendaris, Paul Jones, Rietz, Dan Todd, and Clayton Yeutter RE: developing campaign advertising targeted to specific voter demographics. 4 pgs. 30 5 3/24/1972 Campaign Memo From Magruder to Mitchell RE: a new campaign spending law. Material from the House of Representatives and the Federal Communications Commission on the law attached. 38 pgs. Tuesday, August 30, 2011 Page 8 of 8 THE WHITE HOUSE WASHINGTON Date: To : its From : L. Higby Check theifort of Mac Jayen in telligen G macGofqro Rede THE WHITE HOUSE WASHINGTON March 1, 1972 MEMORANDUM FOR: H. R. HALDEMAN FROM: GORDON STRACHAN G SUBJECT: Kentucky Senate Race Murray Chotiner is reminding you that date for filing in the Kentucky Senate today race Louie Nunn is the last could win if he received White House support and money according to Dent. However, Dent believes Mitchell is probably planning on not intervening to get Nunn in the race because Lee Nunn has "poisoned" Mitchell against his brother by calling him a "crook." Cooper will not run according to Dent. Dent has not been able to reach John Mitchell in Florida to confirm their previous discussion. If you want to confirm Dent's impression of Mitchell's thinking you would have to place the call personally to Mitchell. Attachment From the desk of MURRAY M. CHOTINER March 27, 1972 FOR: H. R. HALDEMAN For your information. The filing dead- line for the U.S. Senate in Kentucky is Wednesday, March 29. If Louie Nunn is to run, he will need a bit of White House encouragement. timmay SUITE 500 1701 PENNSYLVANIA AVENUE. N.W. WASHINGTON. D.C. 20006 TELEPHONE 202 298.9030 LAW OFFICES REEVES & HARRISON SUITE 500 1701 PENNSYLVANIA AVENUE, N.W. MARION EDWYN HARRISON WASHINGTON, D. C. 20006 OF COUNSEL ERNEST GENE REEVES MURRAY M. CHOTINER ROBERT F. SAGLE TELEPHONE 202 298-9030 MYRON SOLTER TELEX 440376 CRDK CHARLES EMMET LUCEY CABLE "REEVLAW" March 24, 1972 Hon. H. R. Haldeman Assistant to the President The White House Washington, D.C. 20500 Dear Bob: I am reliably informed that Louie Nunn is disappointed he has not received oral encouragement from the President to run for the Senate seat in Kentucky this year. Apparently, the only two who can win the seat are Cooper and Nunn. I am advised that Senator Brooke has stated that Cooper will run in spite of his statement that he will not run if there is a draft for him to do SO. This is the situ- ation in spite of his illness and age. However, if Cooper or Nunn do not run, we lose the seat. Cordially, Murray M. Chotiner MMC bh COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE. N.W. WASHINGTON. D. C. 20006 March 15, 1972 (202) 333-0920 CONFIDENTIAL MEMORANDUM FOR: THE HONORABLE JOHN N. MITCHELL FROM: JEB S. MAGRUDER SUBJECT: Plans for the Telephone Operation The first application of the telephone operation in the 1972 campaign was done in New Hampshire. It proved to be quite successful. Nine telephone centers were operated, nearly 60,000 Republican households were contacted and over 105,000 completed calls were made. In addition, several thousand volunteers were involved in the program. Activities in the Primary States This memorandum discusses briefly some recommendations relating to the plans for telephone activity in the remaining primary states and the type of organization we feel Nancy Brataas should have in order to perform in those primary states. It is pro- posed that the telephone operation be carried out in two more primary states, Maryland and California. Maryland The Maryland primary is on May 16. Maryland is a state which the President has a good chance to carry, but, in order to do so, a great deal of organizational effort will have to be done between now and November. The telephone campaign provides the opportunity to involve many volunteers early in the year as a format for the later campaign organization and to train key people to operate a number of telephone centers in the fall. It is proposed that one telephone center be established in Mont- gomery County, made up of 10 telephones. From that center, toll- free calls can be made to Prince Georges County as well as to Montgomery County. Over a four-week period, the center would have the capability of calling approximately 50,000 Republican CONFIDENTIAL -2- households. One of the advantages of conducting a telephone operation in Montgomery is that several volunteers in the D.C. area could be trained who would be helpful to Nancy Brataas at 1701 Pennsylvania throughout the campaign. In particular, it would be a great training location for people on her staff who have not had prior campaign experience in this type of operation. California The most comprehensive remaining telephone operation would be planned for the state of California, whose primary is on June 6. Once again, the primary purpose of the operation would be to identify and train key leaders at the state level for the fall campaign and to recruit a large number of volunteers to be available in the fall. A secondary objective would be to contact the Republican households and to increase the vote for the President on Election Day. The proposed plan has been discussed with Lyn Nofziger, and he is very anxious to begin preparing for the operation in Cali- fornia as soon as possible. Centers would be located in each of the four regions into which the state has been divided for the campaign. There would be one center in Stockton, one in Santa Clara, one in Orange County, one in San Diego County and 2 to 4 in Los Angeles County, for a total of 6 to 8 centers. Each center would have a maximum capability of about 50,000 completed calls, so that a total of 300,000 to 500,000 voters could be contacted. More detailed plans and specific recommenda- tions on the proposed telephone operations for each of these primary states will be presented as a part of the overall state plans. Plans for the General Campaign There are two types of telephone operations contemplated for the General Campaign. One is the type used in New Hampshire. Several variations are possible in terms of the timing of the calls and the content of the conversation. However, in all cases, the centers would be manned by volunteers. The purpose would be to contact Republicans to reaffirm their support of the President and to ask them to volunteer for the campaign. CONFIDENTIAL -3- Independents and enlightened Democrats would be canvassed in selected areas to identify those favorable to the President for get-out-the-vote operations near Election Day. The un- decided voters in this category would receive follow-up communications as was done in New Hampshire. The second broad type of telephone activity would be similar to the "Neighbors for Nixon" program in 1968. In that case, calls would be made into areas where the recruitment of volunteers is impractical. Among those areas would be the Black community, Spanish surname communities and ethnic com- munities within large cities. Therefore, these centers would be staffed by paid personnel. We would probably. imple- ment a program similar to the 1968 operation where a person is located in each neighborhood to call on his neighbors, leave literature and ask them to vote for the President. We would envision substantially better controls than in 1968 and a much less expensive overall operation. I feel that Nancy Brataas has demonstrated by her performance in New Hampshire that she would be the appropriate person to direct both telephone programs. In that capacity, she would report directly to Bob Marik. A detailed organization plan and budget for both types of telephone programs will be sub- mitted for your approval within a few weeks. Staffing Requirements At the present time, the staff of the telephone division con- sists of Nancy Brataas as Director and one secretary. The following additional staff members are recommended to be hired immediately: 1. An Assistant Director for volunteer telephone operations with a salary at approximately $15,000. A woman by the name of Carmen Hoeppner of Minnesota, who helped as a volunteer in New Hampshire, has been recommended for that position. 2, An Administration Coordinator who would be responsible for the management of the Washington office while Nancy Brataas CONFIDENTIAL -4- and the Assistant Director are spending considerable time traveling to important states to implement the telephone programs in the field. Salary would be approximately $15,000. Gail Belt, who has been active in local California politics and has recently moved to Washington, is under consideration for this position. 3. An Assistant Director for "Neighbors for Nixon". Most probably, a man would be appropriate for this position. Salary range would be $15,000 to $20,000. No candidates have as yet been identified. After receiving negative reports from many sources on Alan Peterson, we have decided that it would be inappropriate to ask him to perform this function in 1972. 4. One more Secretary, to assist the managers described above, at a salary of $7,000 to $8,000. Recommendation That you approve of the staffing plan outlined above and authorize Nancy Brataas to recruit people for those positions. Approve Disapprove Comment CONFIDENTIAL COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE N W WASHINGTON 0 C 20006 (202) 333-0920 February 17, 1972 CONFIDENTIAL MEMORANDUM FOR THE ATTORNEY GENERAL SUBJECT: Steering Committee In working with the development of State Committees for the Re-election of the President, it became apparent to the staff that certain individuals within a state might better serve at the national level. To utilize the experience and talents of these persons, we are recommending that a Steering Committee be formed to work in an advisory capacity with the Director of Volunteers. Therefore, we recommend that a Steering Committee be formed to utilize the expertise and experience of the Committee members to focus on effective use of volunteers in the campaign. The Steering Committee will include representation from the Repub- lican National Committee, National Federation of Republican Women, non-partisan leaders and a public relations consultant. The Public Relations Consultant would be on a retainer and would counsel on a number of projects. The Steering Committee will concentrate on the development of: 1. Ideas to recruit, motivate and utilize volunteers effectively. 2. Special recognition programs for outstanding volunteers to build enthusiasm and motivation. 3. Ideas to gain the support of members in non-partisan organizations. Use the 1968 National Advisory Committee, Women for Nixon-Agnew as the format. 4. Public relations, publicity and promotion ideas. The first meeting of the Steering Committee could be held during the Republican National Leadership Conference to be held March 1-4. Most of the proposed Committee members will be attending the Conference. CONFIDENTIAL - 2 - Membership possibilities include: Mrs. Dorothy Stanislaus -- National Committeewoman from Oklahoma Mrs. Gladys O'Donnell -- Immediate Past President, NFRW, California Miss Martha Moore -- National Committeewoman from Ohio Mrs. Mary Ellen Miller -- Congressional Campaign Committee, Oklahoma, formerly President, Alabama Federation of Republican Women Miss Virginia Allan -- former national President, Business and Professional Women, from Michigan (pending job situation) Mr. Bernard M. Shanley -- National Committeeman from New Jersey Mr. William McLaughlin -- State Chairman from Michigan Mrs. Adelaide Brady -- Public Relations Consultant Mrs. Mary Louise Smith -- National Committeewomen from Iowa Mr. Clarke Reed -- State Chairman from Mississippi Mrs. Paula Hawkins -- National Committeewoman from Florida With your concurrence we would like to proceed with the develop- ment of the Steering Committee as described above. Approve Disapprove Comment PATRICIA HUTAR CALIFORNIA COMMITTEE TO RE-ELECT THE PRESIDENT FOR RELEASE, 11:00 AM, PST, FRIDAY, FEBRUARY 4: CONTACT: Lyn Nofziger (213) 670-8111 LOS ANGELES, February 4 -- Ronald Reagan disclosed today that he will head the campaign in California to re-elect President Nixon. Reagan also announced that industrialist Leonard Firestone will be Mr. Nixon's Finance Chairman for the state. The Governor made the announcements in a press conference at the Century Plaza Hotel, flanked by other of the state's leading Republican figures. Reagan said the presence of the group reflected the fact that the Republican Party in California is unified behind the President. On the platform with Reagan -- or sending messages of support -- were Firestone, Lt. Governor Ed Reinecke, State Treasurer Ivy Baker Priest, State Comptroller Houston Flournoy, Attorney General Evelle Younger, Putnam Livermore, State Chairman; Gordon Luce, State Vice Chairman; Mrs. Eleanor Ring, National Committeewoman; Thomas C. Reed, National Committeeman; Ralph Rosedale, President of the County Chairmen's Association; Bob Monagan, GOP leader in the State Assembly; John Stull, GOP Caucus Chairman in the Assembly; Fred Marler, Senate GOP leader and John Harmer, Senate GOP Caucus leader. Reagan said that Luce will also serve as his special assistant in the campaign working with the campaign leadership at all levels. He said the Nixon campaign committee, to be known as the California Committee to Re-Elect the President, will work closely with the Central Committee in the areas of registration and getting-out-the-vote. He said the Committee will begin to function immediately. (more) "This is not just another election," the Governor said. "This is an election that will match a solid and consistent performer against a group of politicians who have been on every side of almost every issue. "This will match the man who has wound down the war, reformed the draft, balanced the Supreme Court and come to grips with the hard, knotty problems of inflation and unemployment against those who are known more for their destructive criticisms than for any worthwhile accomplishments." Reagan also disclosed that Lyn Nofziger, Deputy Chairman of the Republican National Committee, will leave the Committee to serve as Executive Director of the California campaign. (30) REMARKS BY GOVERNOR RONALD REAGAN February 4, 1972 I'm sure that none of you is really surprised as to why we are here today. There has been a lot of talk in recent months about the upcoming Presidential campaign, and about the roles various people will play in it. From the very first I have felt that the Republican governor of California should head the re-election campaign of the Republican President. Therefore, I am announcing today that I have accepted the chairmanship of the campaign in California to re-elect the President. We have met here today -- my friends here on the platform and I -- to discuss the campaign for the re-election of President Nixon and its proposed leadership. I am pleased that they also are in this campaign and have pledged themselves to an all-out effort for the President's re-election. I think you can judge by those present just how broad the President's support is in California. Beyond those here I have receive literally thousands of pledges of support for the President from all over the state and from a few persons who could not be here today. One person in particular I am sorry cannot be here. That is my good friend, Leonard Firestone, who has agreed to serve as State Finance Chairman for the campaign. As most of you know, Len has been one of the outstanding leaders of the Republican Party in California for many years. In order to put a campaign together it is obvious that we need more than (more) just a chairman and a finance chairman. Therefore I am asking Gordon Luce to directly assist me in this campaign. Gordon, of course, is a former member of my cabinet and now is the President of San Diego Federal Savings & Loan. He will be helping in his capacity as a private citizen and will work with the campaign leadership at all levels. Finally, I want to announce that Lyn Nofziger, who has been working at the Republican National Committee, will serve as Executive Director of the campaign. The Committee will be known as the California Committee to Re-Elect the President and as such it will seek the vote not only of Republicans but also Democrats and Independents. Nevertheless, we hope to work closely with the State and County Republican organizations especially in the areas of registration and getting-out-the-vote. Finally, we hope to have a full fledged headquarters opened by March lst. We will let you know when that opens. Now before I open this up to questions I want to predict that Richard Nixon can carry California and can be re-elected. One thing about this election -- it is not just another election --- it is an election that will match a solid and consistent performer --- Richard Nixon -- against a group of politicians who have been on every side of almost every issue in the last few years. This will match the man who has wound down the war, reformed the draft, balanced the Supreme Court and come to grips with the hard, knotty problems of inflation and unemployment against those who are known more for their destructive criticisms than for any worthwhile accomplishments. I think the American people know that, and that is why I think Richard Nixon will be re-elected. (30) News from the Committee for the Re-election of the President 1701 PENNSYLVANIA AVENUE, N.W., WASHINGTON, D.C. 20006 (202) 333-0920 FOR IMMEDIATE RELEASE CONTACT: DeVan L. Shumway (202) 333-7060 #2-7 NOVEMBER GROUP WASHINGTON --- The Nixon campaign's advertising task force for the 72 elections has begun its work at 909 Third Avenue, New York City. Called the November Group, the task force is headed by Peter H. Dailey, 41, President of Dailey and Associates, Los Angeles and suppor- ted by a team of professionals on leaves of absence from agencies around the country. Dailey said recently that the Task Force's mission will be "development of strategy as well as creation and placement of all adver- tising and consumer promotion for the President's 1972 re-election campaign. " Phillip Joanou, Vice President of Doyle Dane Bernbach, Inc., is Executive Vice President of the November Group. He is careful to draw the distinction between the Task Force concept and a standard advertising agency. "It's not really correct to call us an agency," Joanou says. "We have a very narrowly defined mission: to assist in the re-election of the President. When that mission has been accomplished, the November Group goes out of business." Joining Dailey and Joanou are: (more) Bill Taylor, Creative Director - Senior Vice President and member of the Board at Ogilvy and Mather, New York. Paul Muller, Senior Vice President, Finance - Formerly Vice President, Treasurer of Young and Rubicam, New York. Fred Becker - Treasurer, Rumrill-Hoyt where he was Vice President and Assistant Treasurer. Mike Lesser, Account Manager - Senior Vice President at Marschalk and Company. George Karalekas, Media Director - former Director of Advertising Services at Canada Dry Corporation and Associate Media Director at Grey Advertising. Bill Novelli, Account Supervisor - Formerly responsible for advertising, films, research and creative services with the Peace Corps/ACTION in Washington and Wells, Rich and Greene in New York. Mike Heinrich, Promotion Director - For the last four years in promotion at RCA Records, New York. - 30 -- FINANCE COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT MEMORANDUM March 27, 1972 MEMORANDUM FOR GORDON STRACHAN FROM: HUGH W. SLOAN, JR. HWL SUBJECT: DAVID K. "PAT" WILSON Per our conversation, for your action. WHITE HOUSE POSSIBLE INVITEES HS chrono November 16, 1971 Mr. Gordon Strachan The White House Office Washington, D.C. Dear Gordon: A short time ago, David K. "Pat" Wilson, Co-chairman of the Republican National Finance Committee, put together a six- figure contribution from members of his immediate family. The major portion of this contribution came from Mrs. Valere Blair Potter (Mrs. Justin), P. O. Box 50238, Nashville, Tennessee 37205, and Pat Wilson has asked if she could be invited to a major social event such as a state dinner in recognition. He has indicated that this would be purely a gesture on the part of the White House wsince her age and state of her health would make it impossible to accept. I would strongly recommend that we do this at the earliest opportunity and that Mr. and Mrs. David K. Wilson be included as well, since their gifts make up the balance of the con- tribution. In the latter case, I am sure they would attend. Sincerely, Hugh W. Sloan, Jr. DES in feed. Republicans Woo Youth For Nixon By Ann Blackman Associated Press In a small, windowless of- fice across the street from the White House, a 30-year-old ad- vertising man named Ken Rietz is organizing a nation- wide campaign to capture the youth vote for President 1 Nixon Rietz, a native of Oshkosh, Wis., and now a partner in a Washington advertising firm, Up is director of the Youth Divi- Hc sion of the Committee to Re- lbs. elect the President. His goal is to get the Re- publican message across to as many of the nation's 25 mil- lion new voters as possible. To do the job he has a paid staff of 14 assistants, all under 30. "We're putting together a Young Voters for the Presi- dent group in every state," Rietz said in an interview. "The first thing we have to do is get them registered." For the moment, the Youth Division is concentrating on key primary states, and al- ready has set up offices in New Hampshire, Florida, Wis- consin, California and Illinois, If Rietz's office is small his budget isn't. "It's more than any Republican has put into this kind of campaign," said Rietz. He refused to disclose BIG any figures except staff sal- alies, which run from $5,000 to HOI $11,000. With registration among vot- Thinw ers currently running 2 to 1 maxim Democratic, Rietz and his as- divide sistants are working 12- to 15- hour days to organize a na- tionwide network of volunteers for the precinct-level jobs of ringing doorbells and setting up registration drives. The plan works this way: In each state, volunteers will contact potential voters, first by phone, then with follow-up letters. The information gath- ered is sent to the Washing- ton headquarters where it is kept on file in computers with other statistical data on young voters. s "Also, we plan to set up RE training centers for speakers and volunteers in each state," said Ken Smith, 22, of Harbe- son, Del. "We want to give them briefings and supply Frostles holds 1: them with facts and figures." EXTRA. Smith, who has charge of recruiting Republican speak- ers for young audiences, and his colleagues are well aware that-only one-fifth of the new voters are on college cam- puses. Although they are scheduling Cabinet officers and White House officials to speak on key campuses, the emphasis of their campaign is on non-college youth. 3/15 H 13/13 fu March 10, 1972 MEMORANDUM FOR : MR. MAGRUDER 3/20 FROM : H.R. HALDEMAN Have we given adequate public credit and recognition to the great work the youth in New Hampshire in the primary campaign? HRH:pm for each. 16 OTHER GOP mally U. S. News reports an active Kansas GOP member says RN is mistaken in taking a midwest-western sweep for granted as Admin. farm programs are blamed for widespread resentment Hartford Times poll reported 52% give the Admin an "only fair " rating on credibility; 24% rated it "good;" 17% said "poor, 11 while 7% had no opinion. Van Shumway said at the Comm. for the Re-election that "we have no plans to make a side show of listing donors. 11 Ziegler indicated he didn't believe RN had even considered the matter "I think he'll leave that to the citizens committee. " AP says the WH hedged on the issue. It was made clear that the RN contributions would be filed as the laws require. AP with a special on the RN youth campaign headed by Ken Rietz. "If Rietz's office is small, his budget isn't, says AP. With young voters currently running 2-1 dems, Rietz's group of under-30s is working 12-15 hour days to organize a nationawide network of precinct level volunteers. AP notes that altho WH and Cabinet people are being scheduled for campuses, the emphasis is on non-college youth difficult to reach because they aren't conveniently situated on campuses. Noting they aren't writing-off campus youth, one staff member is quoted as saying that, after his travels around the country, "I get the feeling that the Pres. isn't the dirty word in colleges that he was a year ago. " The 20 year old organizer of the "nixonettes" and "nixonaires, 11 said she'd like to change the names to "Young Women for the President, 11 because "I don't want Gloria Steinem calling me and saying we're exploiting the cause but, they won't let me. 11 COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT March 24, 1972 1701 PENNSYLVANIA AVENUE. N.W WASHINGTON. D. C. 20006 (202) 333.0920 CONFIDENTIAL MEMORANDUM FOR H. R. HALDEMAN FROM: JEB S. MAGRUDER In Attached for your information is a copy of the report on the Florida mailing responses, volunteers and contributors. CONFIDENTIAL Committee for the Re-election of the President MEMORANDUM March 20, 1972 MEMORANDUM FOR: DR. ROBERT MARIK FROM: ROBERT MORGAN AA SUBJECT: Florida Mailing Responses Volunteers and Contributors This is the second and final report on the volunteer and contributor responses for the Florida mailing. The report is for the week ending March 17, 1972. The objectives of the mailing were accomplished with some very substantial side effects -- - 5,106 new volunteers were seeded down to the precinct level in the top 10 counties, and - 3,601 contributors donated $31,308 for an average of $8.70/contribution. This paid for 48% of the mailing cost. The Republican party in Florida was left with a very good nucleus for the General Election while people working on the program were given the opportunity to test their mettle and be judged. A detailed table showing the total responses for volunteers and contributors on a daily basis is attached as Tab A. A chart showing cumulative response is attached as Tab B. Tab C shows daily response. Please note that the response curves between New Hampshire and Florida were similarly shaped. By the fourth day of response in New Hampshire 35.4% of the total was in versus 39% in Florida. The fifth day showed 40% for New Hampshire versus 47% for Florida. Florida's mail delivery was very slow and then not processed smoothly by the post office when it was returned. If it had run smoothly in Florida, I strongly believe the response curves would have been the same as New Hampshire. -2- We are in a position now to predict final response four days after the first response is received. This hypothesis will be tested in Wisconsin and California. Cumulative and daily response charts for the counties mailed are attached as follows: % Voting for County Tab President Nixon Brevard D 87 Broward E 87.9 Dade F 84.7 Duval G 88.2 Hillsborough H 88.8 Orange I 89.1 Palm Beach J 86.7 Pinellas K 85.9 Sarasota L 88.0 Volusia M 88.6 Attachments cc: Mr. Harry Flemming Mr. Jeb S. Magruder Mr. Hugh Sloan FLORIDA MAILING RESPONSE Average Date Responses Volunteers Contributors Contributions Contribution Td. Cum. Td. Cum. Td. Cum. Td. Cum. Td. Cum. 2-25 218 218 207 207 11 11 73 73 6.60 6.60 2-26 907 1,125 478 685 429 440 2,558 2,631 6.00 6.00 2-28 951 2,076 574 1,259 377 817 3,028 5,659 8.00 6.90 2-29 1,374 3,450 983 2,242 391 1,208 5,724 11,383 14.60 9.40 3-1 640 4,090 391 2,633 249 1,457 2,534 13,917 10.20 9.60 3-2 831 4,921 514 3,147 317 1,774 2,591 16,508 8.20 9.30 3-3 1,436 6,357 821 3,968 615 2,389 5,536 22,044 9.00 9.20 3-4 304 6,661 134 4,102 170 2,559 1,094 23,138 6.40 9.00 3-6 96 6,757 71 4,173 25 2,584 214 23,352 8.60 9.00 3-7 651 7,408 379 4,552 272 2,856 1,735 25,087 6.40 8.80 3-8 269 7,677 110 4,662 159 3,015 1,395 26,482 8.80 8.80 3-9 337 8,014 108 4,770 229 3,244 1,687 28,169 7.40 8.70 3-10 168 8,182 68 4,838 100 3,344 771 28,940 7.70 8.70 3-11 28 8,210 23 4,861 5 3,349 55 28,995 11.00 8.70 3-13 221 8,431 107 4,968 114 3,463 1,038 30,033 9.10 8.70 3-14 70 8,501 32 5,000 38 3,501 428 30,461 11.30 8.70 3-15 99 8,600 49 5,049 50 3,551 488 30,949 9.80 8.70 3-16 78 8,678 40 5,089 38 3,589 284 31,233 7.50 8.70 3-17 29 8,707 17 5,106 12 3,601 75 31,308 6.30 8.70 No. of Florida Mailing Tab B Responses Cumulative Number of Responses 10,000 9,000 8,000 7,000 Total Number of Responses Primary Date 6,000 5,000 Total Number of Volunteers 10 X 10 X 10 TO THE INCH 46 0780 MA CINUSA, 4,000 7 X 10 7 X 10 INCRES REWIFEL & ESSER CO. 000 2,000 Total Number of Contributors 1,000 25 26 28 29 I 2 3 4 6 7 8 9 10 11 13 14 15 16 17 18 February March No. of Tab C Florida Mailing Responses Daily Responses Total Daily Responses Total Daily Contributors 1,800 Total Daily Volunteers 1,600 1,400 1,200 Primary Date 1,000 800 K.E 10 X 10 X 10 TO THE INCH 46 0780 MADE 7 X 1 ) INCOME KRUFFEL & ESSER CO. 600 400 200 2 in 7 X , 11 i February March No. of Volunteer Florida Mailing Tab D Responses Cumulative Number of Volunteer Responses 200 180 Brevard County Count: 21,191 160 140 120 100 10 X 10 10 X 10 TO THE INCH 46 0780 80 M.F 112 INCHES MADE 11. IN U S.A. 7 X 7X 10 NO Hrs KCUFFEL & ESSLR CO. 60 Primary Date 40 20 26 28 29 I 2 3 of 0 / 8 9 10 11 13 14 February March No. of Volunteer Florida Mailing Tab D Responses Daily Volunteer Responses 50 45 Brevard County Count: 21,191 40 35 30 25 MADE 11. ..A. 20 Las K&E 10 X 10 X INCH 0780 10 TO THE 46 INCHES KLUFFEL & CSSLR CO. X10 ,NO 15 Primary Date 10 5 25 26 is 29 , 2 3 of 6 7 I 9 10 11 13 4 February March No. of Volunteer Florida Mailing Tab E Responses Cumulative Number of Volunteer Responses 2,000 1,800 Broward County Count: 72,775 1,600 1,400 1,200 1,000 10 X 10 X 10 TO THE INCH 46 0780 MADE IN U S.A. 800 KLUFFEL & ESSER CO. K-E X 7 X to 7 X 10 INCHES 600 Primary Date 400 200 , 2 8 9 February March No. of Volunteer Florida Mailing Tab E Responses Daily Volunteer Responses 250 Broward County 225 Count: 72,775 200 175 150 125 100 U.S 10 X 10 TO THE INCH 40 0780 X 7 X 19 INCITE MADE KEUFFEL & ESSER CO. Primary Date 75 50 25 it 79 29 / 2 3 of 6 .' a , 10 " 15 14 February March No. of Volunteer Florida Mailing Tab F Responses Cumulative Number of Volunteer Responses 1,000 900 Dade County Count: 49,292 800 700 600 500 400 2 10 x 10 X 10 TO THE INCH 46 0780 MADE IN U S A. 7 X 7 X 10 7 X 10 INCHES KCUFFEL & ESSLR CO. 300 Primary Date K-E 200 100 26 , / 2 3 4 6 7 8 7 10 11 13 114 February March No. of Volunteer Florida Mailing Tab F Responses Daily Volunteer Responses 100 Dade County 90 Count: 49,292 80 70 60 50 MADE IN U.S.A. 40 K&E 10 x 10 X 10 TO THE INCH 46 0780 7 X 7 X X 10 10 INCHES KEUFFEL & ESSER CO. 30 Primary Date 20 10 is 26 29 7. 29 I 2 3 4 6 I 8 / 10 " 13 February March No. of Volunteer Florida Mailing Tab G Responses Cumulative Number of Volunteer Responses 500 450 Duval County Count: 18,377 400 350 300 250 THE 10.X.10.TO.THE INCH 46 0780 200 **** K2 INCHES 150 Primary Date 100 50 , 3 7 6 8 of 13 of February March No. of Volunteer Florida Mailing Tab G Responses Daily Volunteer Responses 100 90 Duval County Count: 18,377 80 70 60 50 10 X 10 TO THE INCH 46 0780 MADE IN U S A. 40 KCUFFEL & ESSER CO Primary Date K-E X 7 X 10 INC its INCRES 30 20 10 26 7 Y / & of & a 7 " 13 IX February March No. of Volunteer Tab H Florida Mailing Responses Cumulative Number of Volunteer Responses 500 450 Hillsborough County Count: 17,824 400 350 300 250 200 K*E 10 X 10X 10 TO THE INCH 46 0780 no 7 X 10 7 X 10 INI MES MADE IN U S.A. KEUFFEL & ESSER CO. Primary Date 150 100 50 -6 29 / i 3 if G 7 $ 9 10 " 13 14 February March No. of Volunteer Florida Mailing Tab H Responses Daily Volunteer Responses 100 90 Hillsborough County Count: 17,824 80 70 60 50 MADE 40 KE 10 X 10 X 10 TO THE INCH 46 0780 7 X TO INCHES KEUP EL KEUFFELS & ESSE ESSERICO. CO. 30 Primary Date 20 10 24 21 vi 21 3 ? & , 3 14 February March No. of Volunteer Florida Mailing Tab I Responses Cumulative Number of Volunteer Responses 1,000 900 Orange County Count: 32,130 800 700 600 500 MADE IND S A. 400 M K+E 10 x 10X 10 TO THE INCH 46 0780 X 7 X 10 7 X 10 INCHES KEUFFEL & EGSFR CO 300 Primary Date - 200 100 , 3 of 6 7 $ 9 10 " 13 14 February March No. of Volunteer Florida Mailing Tab I Responses Daily Volunteer Responses 200 180 Orange County Count: 32,130 160 140 120 100 10 X 10 X 10 TO THE INCH 46 0780 MADE 5 80 7 X 10 7 X 10 INCRES KEUFFEL & ESSCR CO. 60 Primary Date K&E 40 20 25 26 23 ( 2 3 of c 2 x 7 " 13 14 February March No. of Volunteer Florida Mailing Tab J Responses Cumulative Number of Volunteer Responses 500 Palm Beach County 450 Count: 43,958 400 350 300 250 10 x 10 TO THE INCH 46 0780 200 E 7 X 7 X 7 X 10 INI INCHES MADE IN U V A. KEUFTEL a FSSER CO. Primary Date 150 1/1 K&E 100 50 5 26 =1 / 3 of 6 / 8 9 10 " 3 14 February March L No. of Volunteer Florida Mailing Tab J Responses Daily Volunteer Responses 100 Palm Beach County 90 Count: 43,958 80 70 60 50 MAIL " U S A, 40 LLC 10 X 10 X 10 TO THE INCH 46 0780 Primary Date 30 : K-Z 1X IN' 20 10 it 2 3 of 6 8 9 1314 February March No. of Volunteer Florida Mailing Tab K Responses Cumulative Number of Volunteer Responses 1,000 Pinellas County Count: 90,083 900 800 700 600 500 10 X 10 X 10 TO THE INCH 46 0780 400 K+E 7 X 10 INCHS MADE MUSA KEUFFEL & ESSER CO. 300 Primary Date 200 100 = 26 -8 29 I 2 3 & 6 / 8 of 13 it '.3 in February March No. of Volunteer Florida Mailing Tab K Responses Daily Volunteer Responses 250 225 Pinellas County Count: 90,083 200 175 150 125 10 x 10 X TO TO THE INCH 46 0780 MADE 11. 100 KEUFIEL a ESSER CO. 75 Primary Date KE 7 X 10 *N* 50 25 = 26 2 , = , 3 of to / If , a 11 13 14 February March No. of Volunteer Florida Mailing Tab L Responses Cumulative Number of Volunteer Responses 500 450 Sarasota County Count: 21,631 400 350 300 250 10 X 10 TO X 10 TO THE INCH 46 0780 MADE U IN U A. 200 KEUP CL a LSSLR CO. KE 7 X X yes INCORE 150 Primary Date 100 50 % :s Z , to 0 7 , 3 14 February March No. of Volunteer Florida Mailing Tab L Responses 100 Daily Volunteer Responses 90 Sarasota County Count: 21,631 80 70 60 50 10 X 10 X 10 TO THE INCH 46 0780 1 40 KLUFFEL & ESSER CO. 10 X 10 TO 7 INCLE 30 Primary Date KE 20 10 Y 29 3 6 8 13 February March No. of Volunteer Florida Mailing Tab M Responses Cumulative Number of Volunteer Responses 500 Volusia County 450 Count: 14,516 400 350 300 250 10 X 10 X 10 TO THE INCH 46 0780 MADE U.S.A. 200 X 10 7 X 10 INCHES KEUFFEL & ESSI R CO. 150 Primary Date K&E 100 50 is :/ / 3 if 6 7 8 , 10 11 13 14 February March No. of Volunteer Florida Mailing Таb M Responses Daily Volunteer Responses 100 Volusia County 90 Count: 14,516 80 70 60 50 10 X 10 TO THE INCH 46 0780 40 E K.E 10 7 X 10 INCRES MADE KEUFFEL & ESSLR CO. Primary Date 30 20 10 / 2 3 of s 7 / February March COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE N.W WASHINGTON D. C. 20006 (202) 333-0920 February 24, 1972 CONFIDENTIAL MEMORANDUM FOR THE ATTORNEY GENERAL SUBJECT: Nielson Survey We have been in contact with Arthur C. Nielson, Sr., Chairman of the company which performs the rating service for television pro- grams. As you know, they have a large sample of viewers who main- tain detailed diaries of their viewing habits over many weeks. Nielson would be able, for us, to call each of these people in a given media market and ask about their past voting habits. With that information, we would be able to determine whether the "ticket splitter" has a different type of viewing pattern from the straight Republican or straight Democratic voter. If so, it could be very useful in placing our television advertising so as to have the greatest impact on the uncommitted voter. At the present time, it is not known whether there is any correlation between voting behavior and viewing habits. Therefore, it is proposed that a pilot survey be undertaken in one market (Chicago) to see if any pattern exists. That would cost $5,000 and involve a sample of about 1400. If a useful pattern emerged, we would then submit a follow-up proposal for additional tests in important regional media centers such as Los Angeles, Atlanta, etc. Bob Teeter would coordinate the project, from the point of working with A. C. Nielson on the content of the survey questions and analy- sis of the data. Peter Dailey would evaluate the usefulness of the results and develop recommendations for additional work, if he felt it would be helpful in implementing media strategy. The people who would be coordinating the project from A. C. Nielson Company are senior executives who firmly support the President for re-election. CONFIDENTIAL - 2 - Recommendation That you approve the expenditure of $5,000 for the pilot project described above, to determine if our target voters have viewing patterns different from the population as a whole. Approve Disapprove Comment JEB S. MAGRUDER CONFIDENTIAL COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE. N.W. WASHINGTON D. C. 20006 March 13, 1972 (202) 333-0920 CONFIDENTIAL MEMORANDUM FOR THE HONORABLE JOHN N. MITCHELL FROM: JEB S. MAGRUDER SUBJECT: Actions by the President on Domestic Issues The Campaign Strategy Group has considered the question of what actions .the President should take on domestic issues between now and the Moscow trip. It was their strong feeling that Presidential travels to various states or cities to dramatize his domestic programs and accomplish- ments should be limited in number, if done at all. Primary states should particularly be avoided so that he does not fall to the level of the crowd of primary election candidates. The President's declared position of non-involvement in the early political campaign has remained credible up to this point. As long as it does, his stature as a national leader and world statesman can grow. Any attempt, however, to make political gain out of "non- political" trips could undermine that credibility and restore the image of a partisan campaign. The group felt that the most effective technique the President has employed has been his direct announcement of personal action on an important problem. That technique has great impact and capitalizes on the asset of incumbency. The most obvious cases have been China and the New Economic Policy. The same type of announcement, if possible, would be the most effective vehicle to reinforce the Presi- dent's concern and activism on domestic issues. Some important issues, in the minds of the voters, on which the President is not perceived positively are: crime, drugs and unemployment. The most opportune time to increase the President's stature in these areas will be before the Democratic nominee is selected and the parti- san guns are turned on the incumbent. CONFIDENTIAL COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT Gordon: For your information, I obviously lost my argument with Neil Koch because here is the statement issued by Bob Dole Wednesday afternoon. Van Encls. FOR IMMEDIATE RELEASE (3/8 at 2:00 PM) Does N. H. need a recount? Washington, D. C. -Senator Bob Dole, Chrmn of the RNC, issued the following statement today. While I am gratified by the results of the Republican primary race in N.H. , the vote in the primary of the oppposition party deitrubs disturbs me graaely. I am reuluctant to see Vance Hartke subjected to still another recount, but I do think that the totals suggest a need for a recount in that race. The tally for the leading candidate is so slow unless there is some sound political reason for what amounts to a very substantial rejection of that candidacy, one would have to assume the possi- bility that the votes were just not counted properly. The leading candidate got 1% point lower than the New Hampshire total in 1968 beeause-P- that caused Pres. Johnson to withdraw. Of course, I have called on the front-runner to withdraw a number of times but he has not and I conclude from this that he anticipated overwhelming vindication of his positions. Either this judgement is in error, or the count is. 0 3/1 1 JSM- Dave Backley Jones - AA to James AG - sincerely concerned thinks P "lied" to Baelley ? Teeter + cw c/58m -mty evellent; tall to Teeter cover material + ideas 0 2/23 Pol Issues Mty Fundr- nH - Dartmouth events go Dent - J8m column nte Jackandersen attendees: Finch, Dominick, Dent, Evans, Goodearle, Price, Timmons, Millspargh, Lehman, J8m oushbrook not moving strongly - under 5% - both public + private (our poles) me cooskey - to be expt below 2090 Rn to get 60-70% 2 compaign a) telephone poll- 70% positive - only Rep being called -hi undeuded b) - undecided get soues c) all Reps - one telecont meg - P position all Repis - mlg 3 times; 190 response but some & - lists old - 20-25% d) Get out vote mly of exact ballot the rotated alphabetically Deernell + Waller - only joe get out coters - cards Radio + punt but no TV on every bec/TUToo much of an escalation - Radee ads all maninaleetf.INH active Sunogate comp minchester armory - Mar 3 Reocefeller / hish lletter w/ 20 sens. + ove's - Inds can vote for 1st time in n. H - polls Endicate 3 to z for Dems so we areavoiding beel could go for mcClosley who - Endicott Peabody -vp actuities Irasnt been able to get the Ind's no more polling in nH, but telephone checks on effect of Chena - Evans - turnout, can't rely on Celephone beel unlisted Rep's Fla - ashbook Timmons friend Mile Thompson, Dade County am defect 8090 Reps in 10 counties 2 mlgs - 1st to identify Thiontypest then to 2dd getout vote Polling Inpo: ashbrook - 4-5%, McClosdey - 4-5% a/no Proe in ag Fla - if ashbrook got $ in last 2 weeks could blets us. Cubans- - ashhoolc has Wallace pubs beel Rep nots re-regis to help Wallace Dem $: NOTV in Fla. the ads in can hindray beggest TU in Fla ashbrool being uen by manhattan 12 but no real org except it wing Run radio - man in street + punt, no TU, 2 directmail Sunis - mar 9- Reagan alleynoter w/ Jackie Gleaton etc in miami Very low key Wesconsin - a major effort to recapture genl election moraenton but use TV. 3 premaries not entered see, W. Ua + Pa. but in the other 15 Del's not relatedte Preferential Rimoy End of mar series of mtgs W/AG nisen St Ormn + Rep St Omn JSM-Good showing - -65-75% but win line of 50% ashhwood + Mcl- - pushed te 25%each E John Rollins son deil nate Journal cn Price Oriel of Prot Audley, Humes, COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT MEMORANDUM March 23, 1972 MEMORANDUM FOR: MR. CHARLES W. COLSON FROM: JEB S. MAGRUDER With reference to your memorandum on the VFW and New Hampshire, the only message we had from your office on this subject was a memo from Dick Howard to me on the use of one Daley Whipple. Rob Odle called Dick to get Whipple's address and phone number, Dick called back to give it to Rob, and Rob then called Allan Walker, our executive director in New Hampshire and asked Allan to make contact with him. Whipple was contacted and asked to organize his troops to participate in the March 3 Appreciation Day Rally, but he said he had to be out of the state for a time, and would rather not participate in the campaign in New Hampshire until after the primary. Chuck, this is the only contact we ever had from your office on this subject. We followed through as did our man in New Hampsnire, but the fellow who was sup- pose to help didn't. Naturally, in the campaign, we are going to organize a maximum effort with veterans. The Veterans Committee for the Re-election of the President will be one of Fred Malek's functional groups which will shortly be formally structured. We have already recommended a candidate to John Mitchell as executive director of this group and expect to have approval on him shortly. Of course he and the entire Veterans Committee will work closely with your office and Fred Malek will be of great assistance in coordinating this. bcc: Mr. Gordon C. Strachan COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT MEMORANDUM March 10, 1972 MEMORANDUM FOR: THE HONORABLE JOHN N. MITCHELL THROUGH: JEB S. MAGRUDE FROM: CLAYTON YEUTTER P Congressman Latta of Ohio made a comment to me a couple of days ago that may have merit as we plan strategy for Ohio. He said that if he were running a state-wide cam- paign in Ohio, his first move would be to enlist the per- sonal support of the state's Republican Congressmen. His rationale for this is that a large number of the Congress- men typically run far ahead of state-wide candidates (in- cluding Mr. Nixon in 1968) on election day. If they will work hard for the President while conducting their own campaigns, they may be able to significantly boost his vote total. I am impressed with his argument. Excluding Ashbrook, the following Republican Congressmen garnered more than 60% of the vote in both 1968 and 1970: Clarence Brown; Clarence Miller; William Keating; Charles Whalen, Jr.; Del Latta; William Harsha; Jackson Betts; William McCulloch; J. William Stanton; Charles Mosher and Chalmers Wylie. In addition, William Minshall was in this category in 1970. There are some very talented politicians in this group. (Latta himself received more than 70% in both 1968 and 1970.) We ought to try to capitalize on this in the Presidential campaign if we can. CC: Mr. Harry Flemming Mr. John C. Foltz 0 3/20 E. - P. Est Plan + inject yes, G deaft note , Dean Dems- telephone - A BC - Sat seen by 8-9 19 his - 610,000 - cost + cable etc. = 1 millin in cost Celebrities loaded fundraising appeal Comm name change advertising etc. Re- Elect P. Nex Cemm confer name - change after Wise telephone Derns study -Then/Fre Pu/P Reven ? Out - attack onpol purpose leb/ e as Sm stery held per pol motur Ken Dam - copyot The Re - Electer - Fronk, COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE. N W. March 24, 1972 WASHINGTON D C. 20006 (202) 333-0920 CONFIDENTIAL MEMORANDUM FOR THE HONORABLE JOHN N. MITCHELL FROM: JEB S. MAGRUDER M SUBJECT: Jimmy Hoffa, Jr. During the course of our Strategy Planning meeting which focused on the plans for the Michigan Primary, Jack Gibbs, our Michigan Executive Director, raised the question of whether Jimmy Hoffa, Jr., should be appointed to the Michigan Committee. Gibbs feels, as does Bob Teeter (who is from Michigan) that the addition of Hoffa to the large group of prominent Michigan citizens who are being asked to join the Committee, would be a real boost to the Committee in.that state. However, others (such as Peter Dailey) feel that the addition of Hoffa to a state committee would be a net detriment nationally. Therefore, the question is whether you feel the national reasons for not putting Hoffa on the Michigan Committee would outweigh the gain in Michigan from putting him on. Your guidance would be appreciated on whether Jack Gibbs should be asked to put Jimmy Hoffa, Jr., on the Committee. Ask Gibbs to put Hoffa on the Committee Ask Gibbs not to put Hoffa on the Committee Jeep we March 20, MEMORANDUM FOR THE VICE PRESIDENT I have discussed the whole matter of speaking engagements with John Mitchell, and we both feel it is important that you limit future acceptance of fund-raising events to those sponsored by state Committees for the Re-election of the will soll President. The only exception would be for events which are promoted jointly by the State Republican Committee and the State Committee for the Re-election of the President, received with the two splitting the net proceeds equally. That being the case, I recommend that you do not accept the following invitations: Indiana State GOP Fund Raiser June 15 North Carolina State Fund Raiser June 10 or 17 Arkansas GOP Fund Raiser May 6 Fort Worth, Texas Fund Raiser Month of May Montana Fund Raiser Date Open State of Washington You also noted three events to which you are already committed, as follows: Nebraska Fund Raiser June 9, 16, or 17 Ohio (Colmmbus) May 9 New Jersey (Westfield) April 22 If 1t is not reasonably possible for you to withdraw from them, you will undoubtedly have to keep the commitments. I hope that this is clear and that it will present no problems for you. Maurice H. Stans cc: Walter Jones P.S. I understand that Tom Pappas would like you to 80 to Massachusetts to speak at a joint dinner in which our State Committee would share 50-50. This would meet the guideline above. 0 Malek 1 E. prob. 2 Job Description Ttles Dep. Citizens groups Comp Monay 3 WH Staff contact w/ Comm GS+ 58m. 4 State Chairman contact 5 advertising 6 Relationship at 1701 - 75% time at 1701 - only mtys in WH u/ WH S not 1701 I 7 J8m - finesse Fla w/ JMT Flemming ! FM meet ul Teeter on polls x apparently not results. COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT February 16, 1972 MEMORANDUM MEMORANDUM FOR THE ATTORNEY GENERAL SUBJECT: Mr. W. Ernst Minor As you know, we agreed to invite Ernie Minor to join our Spokesmen Resources Division staff for the purpose of scheduling the Surrogate Spokesmen he has been handling at the Republican National Committee. I appreciated your hesitancy in agreeing to that proposal, however, and I postponed discussing the subject with Ernie in the hope that an alternative agreement might be reached. As a consequence, we met with Ernie on February 10, 1972, and discussed the following proposal: 1. We will employ an additional individual to work in our Spokesmen Resources Division. That individual will schedule those Governors, Senators and Congressmen who have been, or will be, asked to act as surrogate spokesmen. We propose to employ an individual for this position who has had some experience on the Hill and, perhaps, has served as an administrative assistant. 2. Ernie will schedule, from the Republican National Committee, all other Governors, Senators and Congressmen. Ernie assured me that there will be full cooperation and communication with our operation. 3. The one exception to the foregoing division of responsibility is that Ernie will be our scheduling contact with Governor Reagan. I agreed to that because of Ernie's close established relationship with the Governor. Ernie will, of course, continue to schedule Senator Dole. Memorandum for the Attorney General February 16, 1972 Page Two Ernie agreed to this proposal and has, in fact, confirmed it to me in a subsequent memorandum. I believe this arrangement will satisfy our requirements and be acceptable to all concerned. JEB S. MAGRUDER Committee for the Re-election of the President MEMORANDUM March 24, 1972 MEMORANDUM FOR: THE HONORABLE JOHN N. MITCHELL THROUGH: JEB S. MAGRUDER FROM: HERBERT L. PORTER SUBJECT: Surrogate Candidates It is my understanding that Secretary Morton recently spoke to you complaining about being scheduled into certain events in conjunction with "Appreciation Day" in Florida on March 9th. Also, Jeb Magruder has shown me the letter you received from Secretary Morton outlining his "strategy" for scheduling his future appearances. In discussing this situation with Bob Hitt of Morton's office, I reviewed carefully the reasoning for having Secretary Morton accompany us to Florida. In Florida, the Secretary was the only member of the Administration present, was introduced as "representing the President", and was given top billing at our airport arrival that afternoon. In addition, an impromptu plane-side press conference (shown on all three Miami T.V. stations that evening) was held upon arrival. I disagree with Hitt's claim that the Secretary was "shunted to a lower level" with Governor Reagan being in attendance. Hitt also said that the Secretary considered it a "waste of time" for him to be on the same program as Ronald Reagan and Red Skelton. This attitude on the part of our surrogates will only hurt the President. It certainly is not what the President had in mind last October when he asked the Cabinet to hit the campaign trail. It is my hope that the proposed letter from you to our surrogates will help to alleviate some of the complaints. In my opinion, the Secretary's plans for publicizing the national resource problems and talking about the environmental activities are good. However, on these special "Appreciation Day" events, nothing beats getting out among crowds, shaking hands, and doing some old-style political campaigning. That is where the T.V. cameras are. CC: H.R. Haldeman COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE. N.W March 23, 1972 WASHINGTON D C 20006 (202) 333-0920 MEMORANDUM FOR THE HONORABLE JOHN N. MITCHELL FROM: JEB S. MAGRUYER SUBJECT: Interview with Theadore White Following your departure for Key Biscayne your office was contacted by Theadore White, who will be in Washington next week and wanted to set up an interview to discuss the campaign. Since you were away this call was referred to my office. White is interested in speaking with someone who has an over- view of the campaign during the first part of next week. With your approval I will meet with White to discuss the campaign. Approve Disapprove Comment COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE. NW March 23, 1972 WASHINGTON D C. 20006 (202) 333-0920 MEMORANDUM FOR THE HONORABLE JOHN N. MITCHELL FROM: JEB S. MAGRUDER SUBJECT: Results of the Mock Primary at the University of Wisconsin at Whitewater, March 22, 1972 Attached for your information are the results of another mock election where the President won on a college campus. COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE N.W March 22, 1972 WASHINGTON D C. 20006 (202) 333.0920 MEMORANDUM FOR: JEB MAGRUDER FRED MALEK FROM: KEN RIETZ SUBJECT: Mock Primary - University of Wisconsin at Whitewater, March 22, 1972 Following are the results of a mock primary which washeld at the University of Wisconsin at Whitewater on Wednesday, March 22, 1972. Nixon 318 McGovern 302 Jackson 45 Muskie 36 Chisholm 31 Lindsay 25 McCarthy 24 Wallace 22 HHH 15 Ashbrook .8 Patsy Mink 3 Wilbur Mills 1 Write-ins 15 The mock primary was sponsored by the student government, conducted by the student elections committee and held in conjunction with the student senate elections. The candidates were listed according to party on the ballot. cc: Van Shumway Angela Harris 801 DETERMINED TO BE AN ADMINISTRATIVE MARKING March 22, 1972 E.O. 12085, Section 6-102 By Ep NARS, Date 3-30-82 CONFIDENTIAL MEMORANDUM FOR THE HONORABLE JOHN N. MITCHELL FROM: JEB S. MAGRUDER The Sheraton Corporation has offered to purchase the inside cover space for an ad in the convention program book. The cost of this ad to Sheraton would be $25,000. It is our understanding that Sheraton has also offered to purchase a similar ad in the Democratic National Committee's program book. With your approval, I will advise Dick Herman that we should accept the Sheraton offer and will run their ad on the in- side cover of our convention program book Approve Disapprove Comment Or, should we advise Dick only to accept the Sheraton offer if the DNC also accepts/ Approve Disapprove Comment CONFIDENTIAL COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT 1701 PENNSYLVANIA AVENUE N.W March 24, 1972 WASHINGTON D. C 20006 (202) 333.0920 CONFIDENTIAL MEMORANDUM FOR H. R. HALDEMAN FROM: JEB S. MAGRUDER Attached for your information is a copy of a memorandum I received from Bill Novelli on the development of advertising directed to voter subgroups. CONFIDENTIAL Committee for the Re-election of the President March 16, 1972 MEMORANDUM TO: ALEX ARMENDARIS PAUL JONES KEN RIETZ DAN TODD CLAYTON YEUTTER FROM: BILL NOVELLI WDH SUBJECT: Development of Advertising, Directed to Voter Subgroups. 1. Where Advertising Fits. Advertising is one of several major tools in the overall re-election campaign effort to maximize the President's votes among specific voter groups. Obviously, each part of the total effort must be coordinated with the others in terms of objectives, strategy, and timing. This overall coordination is best handled by the manager responsible for each voter group. Advertising Government Agency Communications MANAGER Direct Mail OF VOTER Press/ GROUP Public Relations Field Organization ETC. -2- Advertising probably has more trouble breaking through to the voter than messages that are not recognized as partisan, such as a government agency announcement which reflects well on the President. However, advertising's strength is its ability to direct a specific, controlled message to a precise audience with heavy repitition --- with the clear objective of voter attitude change. 2. How Advertising Media Plans Will be Developed For Voter Groups A. Where to Advertise - the first step is to determine where advertising should be run, and at what media levels. This will be done by determining which specific areas within key states will be necessary to win that key state and its electoral votes. Each state, each county and each ADI (Area of Dominent Influence - a measurement of media coverage) will be indexed in importance and potential using such criteria as: 1 previous voting ii current poll data indicating voting intentions iii overall importance of the area in terms of electoral votes. iv any political considerations that are considered significant by the Committee Based on these indexes, the approximate media weight each area will receive can be calculated. B. Which Audiences In Each Area Will Receive Advertising. Each area that is considered important enough to receive substantial advertising weight will actually be subject to two advertising campaigns. The first of these will be a mass effort that will appeal to the great majority of voters. The media strategy will be broad reach and coverage. The second advertising campaign will be harmonious with the mass audience effort, but will be specifically aimed at the significant voter groups in the area. Each of these voter groups will be evaluated in terms of: i previous voting ii size of group and its estimated percentage of the total area's vote iii potential to vote for the President. A media program will then be designed for each voter group, using the media that will reach these groups most efficiently and effectively. -3- KEY STATE MASS ADVERTISING CAMPAIGN Young Black Older Young Spanish Farm Older ETC. Voter Adver- Voter Voter Adver- Adver- Voter Adver- tising Adver- Adver- tising tising Adver- tising tising tising tising (area 1) (area 2) (area 3) (area 4) 3. How Advertising Messages Will Be Developed for Voter Groups The next step is to determine what to say to each voter group to whom advertising will be directed. This will be done as follows: a. Analysis of voter group attitudes - how the people of a specific group feel about various issues; how they feel about the President, and his potential opponents, and what special concerns they may have as a group. b. Qualitative Concept Testing - using the information from the analysis of group attitudes, focus group sessions will be held to provide additional direction. This will lead to the development of one or more possible creative concepts, and perhaps some preliminary copy development. C. Quantitative Concept Testing - now the concepts will be checked through research using individual interviews and a larger sample to be sure the copy strategy and concepts have broad appeal and relevance. d. Message Testing - Advertising (TV and radio commercials, print advertisements) will be developed on the basis of the concept research. Representative examples of this advertising will then be tested to determine whether they: i communicate the creative strategy ii are believable iii contain issues/concerns that are still important to the voter iv contain any serious dislikes V can provide additional direction for future copy. e. At key stages in the development of both media plans and adver- tising copy, the manager of the voter group will be asked for -4- comment and suggestions. Specifically, the advertising group will want to know: i based on his knowledge of his voter group and his campaign organization, how does the voter group manager assess the advertising? ii How does the advertising fit in with the other parts of the voter group campaign? Also, the advertising group will periodically issue a status report to each voter group manager which will outline the timing and progress of copy and media development. If you have any questions or comments regarding this program for adver- tising to voter groups, please call. CC: Pete Dailey Phil Joanou Jeb Magruder Mike Lesser COMMITTEE FOR THE RE-ELECTION OF THE PRESIDENT March 24, 1972 1701 PENNSYLVANIA AVENUE. N.W WASHINGTON. D. C. 20006 (202) 333-0920 CONFIDENTIAL MEMORANDUM FOR THE HONORABLE JOHN N. MICTHELL FROM: JEB S. MAGRUDER SUBJECT: Campaign Spending Law The enclosed material on the new campaign spending law was released today. I thought that you would be interested in examing the documents. Gordon Liddy has been given bese materials and others which contain additional fine print. He will provide an analysis on Monday. One of Liddy's reports will be for internal use and the other for external use by people such as our state chairmen. CONFIDENTIAL CLERK, U.S. HOUSE OF REPRESENTATIVES WASHINGTON, D.C. 20515 MANUAL of REGULATIONS and ACCOUNTING INSTRUCTIONS RELATING TO DISCLOSURE OF FEDERAL CAMPAIGN FUNDS FOR CANDI- DATES FOR THE U.S. HOUSE OF REPRESENTATIVES AND POLITICAL COMMITTEES SUPPORTING SUCH CANDIDATES MARCH 1972 (This is an interim publication only. A revised edition containing the Comptroller Gen- eral's Title I regulations, the Federal Communication Commission's guidelines, and the Interstate Commerce Commission's, the Federal Communication Commission's, and the Civil Aeronautic Board's credit regulations will be published when all such guidelines and regulations become available.) CLERK, U.S. HOUSE OF REPRESENTATIVES WASHINGTON, D.C. 20515 MANUAL OF REGULATIONS AND ACCOUNTING INSTRUCTIONS RELATING TO DISCLOSURE OF FEDERAL CAMPAIGN FUNDS FOR CANDIDATES FOR THE U.S. HOUSE OF REPRESENTATIVES AND POLITICAL COM- MITTEES SUPPORTING SUCH CANDIDATES CONTENTS A. Prescribed forms: Page Registration and statement of organization (committees only) 1 Reports of receipts and expenditures (committees, candidates, and other persons) 1 B. Definitions: Affiliated and connected organization 1 Calendar year 1 Clerk 2 File, filed, filing 2 Full name and name 2 Mailing address and address 2 Occupation and principal place of business, if any 2 Periodic reports 2 Preelection reports 2 C. Special instructions regarding registration statements and reports: Personal responsibility 2 Committee officers 2 Special reports after closing of last preelection report 2 Waiver of filings 2 Waiver of reporting requirements 2 Identification number for committees 3 Changes and corrections 3 Notification of suspension, dissolution or termination 3 D. Accounting instructions: Dates for closing books 3 Canceled check as receipt 3 Cash on hand 3 Contributed services 3 Disclosure of receipt and consumption of contributions in kind 4 Uniform identity of contributors 4 Allocation of expenditures among candidates 4 Manner of reporting debts, and contracts, agreements and promises to make contributions or expenditures 4 Record of proceeds of events 4 Retained copies and records 4 Audits 5 E. Public inspection and copying of reports 5 F. Complaints of violations 5 (III) REGULATIONS AND INSTRUCTIONS The following regulations and instructions are issued by the Clerk of the U.S. House of Representatives pursuant to Section 308 of the Federal Election Campaign Act. A. PRESCRIBED FORMS All statements and reports required to be filed to disclose receipts and expenditures made for the purpose of influencing nominations or elections to the U.S. House of Representatives shall be filed on forms prescribed by the Clerk. If statements or reports are required to be filed in connection with other Federal elections, they shall be filed with each appropriate supervisory officer on the forms prescribed by that supervisory officer. Such statements and reports and any changes or corrections thereto shall be typewritten or printed legibly in ink. Use only black, blue or blue-black ribbon or ink. Registration and Statement of Organization (Committees Only) Each political committee which anticipates receiving contributions or making expenditures during a calendar year in an aggregate amount exceeding $1,000, any portion of which will be expended for the purpose of influencing the nomination or election of any candidate or candidates for the U.S. House of Representatives, shall file a Statement of Organization with the Clerk within 10 days after the effective date of the Act, or within 10 days after the organization of the committee, or within 10 days after the committee has information which causes it to anticipate receiving such contributions or making such expenditures exceeding $1,000. No political committee which is included within the scope of the Act shall be exempted from filing a Statement of Organization with the Clerk by reason of being required to file also with another supervisory officer. Reports of Receipts and Expenditures (Candidates, Committees and Other Persons) Reports of Receipts and Expenditures required by the Act shall be filed with the Clerk by all candidates for the U.S. House of Representatives and by those political committees which are required to file a Statement of Organization with the Clerk and have not been granted a waiver of such reports. Persons who make contributions or expenditures in support of a candidate for the U.S. House of Representatives other than by contribution to a political committee or candidate, in an aggregate amount in excess of $100 during a calendar year, shall report such contributions in the same manner as do committees, as provided by Section 305 of the Act. Persons complying with this regulation may use the prescribed reporting forms which have been issued for committees, substituting the person's name wherever the identification of a committee is required by the form. Reports filed in compliance with this regulation need not be cumulative. They shall be due on the same dates as are reports from candidates and committees except that persons com- plying with Section 305 of the Act need file reports only for those reporting periods within which such direct contributions or expenditures have been made. B. DEFINITIONS (See Section 301 of the Act for definitions of "election," "candidate," "Federal office," "political committee," "contribution," "expenditure," "supervisory officer," "person" and "State." See also Section 102 of the Act for additional definitions under Title I.) "Affiliated or Connected Organization" includes but is not limited to (a) an organization which organized the reporting committee primarily for the purpose of influencing the nomination or election of candidates for Federal office; or (b) an organization whose primary purpose is to support the reporting committee; or (c) an organization whose membership is generally similar to that of the reporting committee. "Calendar Year" for 1972, the first year during which the Act will be effective, means the period from April 7, 1972, to and including December 31, 1972. No report is required to show any expenditure or contribution which occurred before April 7, 1972, the effective date of the Act, except that any expenditure for communica- tions media (as defined in Title I of the Federal Election Campaign Act) used on or after April 7, 1972, shall (1) 2 be charged against the candidate's expenditure limitation applicable to the election for which it was used, re- gardless of when the use is paid for or contracted for. For further information concerning communications media spending, refer to the Comptroller General's Regulations on Title I of the Act. "Clerk" means Clerk of the U.S. House of Representatives. "File," "Filed," and "Filing" mean delivery to the Clerk of the U.S. House of Representatives, Wash- ington, D.C., by midnight of the prescribed filing date, or deposit as certified air mail, in an established U.S. Post Office, postage prepaid, no later than midnight of the second day next preceding the filing date. Certified mail receipt shall be retained as evidence of mailing. Documents deposited within 500 miles of Washington, D.C., need not be sent by air mail but shall be certified. In the event the mailing deadline falls on a day in which no mail is certified, the next preceding day on which mail is certified shall be deemed the mailing date. All reports may be deposited in preprinted return envelopes supplied by the Clerk, bearing a declaration of contents and requesting priority handling. In the event a report is too large to be inserted in the preprinted envelope, it should be packaged separately but the whole face of the preprinted envelope may be used as a mailing label. (See separate requirement for filing under "Complaints of Violations.") "Full Name" and "Name" mean identification of the person usually given for business purposes. "Mailing Address" and "Address" mean building number, street, city, State, and ZIP code. "Occupation and Principal Place of Business, if any" means, if self-employed, type of work or profession and city where self-employed; or, if employed, type of work or title, name of employer or employing organiza- tion and city of employment. "Periodic Reports" mean those reports of receipts and expenditures which shall be filed on the tenth day of March, June and September and no later than the thirty-first day of January. "Preelection Reports" mean those reports of receipts and expenditures which shall be filed on the fifteenth and fifth days next preceding an election. C. SPECIAL INSTRUCTIONS REGARDING REGISTRATION STATEMENTS AND REPORTS Personal Responsibility Any person required to file a statement, report or other document with the Clerk under the Act shall be personally responsible for the timely filing of a complete and accurate statement, report, or document. Committee Officers Every political committee shall have a chairman and a treasurer, who shall be separate individuals. No contributions and no expenditure shall be accepted or made by or on behalf of a political committee at a time when there is a vacancy in the office of chairman or treasurer thereof. No expenditure shall be made for or on behalf of a political committee without the authorization of its chairman or treasurer or the designated agents. Special Reports After Closing of Last Preelection Report Any contribution of $5,000 or more (including a transfer of funds from a candidate or committee) which is received after the closing date prescribed for books for the last report prior to an election shall be separately reported within 48 hours after its receipt. Such contribution shall be reported to the Clerk by telegraph or hand delivered letter giving the date and amount of contribution and the full name and mailing address (occupa- tion and principal place of business, if any) of the contributor. All such contributions shall also be declared in the next periodic or preelection report due under the Act. Waiver of Filings If a periodic report is due on or within 10 days of the filing date for a preelection report, the filing of the preelection report shall fulfill both requirements and shall be so indicated on the report form. Waiver of Reporting Requirements Any political committee required to file reports with the Clerk may be relieved of the duty to comply with such requirements if all of the following conditions are satisfied- (1) the committee is a local, city, or county committee and does not conduct its activities through- out the State or in any other State; and 3 (2) the committee primarily supports persons seeking State or local office; and (3) the committee does not make contributions or expenditures in support of a candidate for election to the U.S. House of Representatives in an aggregate amount exceeding $1,000 in a calendar year. Upon receipt of such Statement of Organization from a committee that meets all of the above three require- ments, the Clerk will grant a waiver and SO advise the reporting committee. Such waiver shall continue only for such time as all of the three above conditions are satisfied. Identification Number for Committees Upon receipt of a Statement of Organization, the Clerk shall assign an identification number to the register- ing committee, acknowledge receipt thereof and notify the political committee of the number assigned. This identification number shall be entered by the political committee on all subsequent statements or reports filed with the Clerk under the Act, as well as on all communications concerning such statements or reports. Changes and Corrections Any change in information previously submitted in a Statement of Organization, and any correction to a statement or report shall be reported to the Clerk within 10 days following the date of the event prompt- ing such change or correction. The change or correction shall be reported by letter in the same manner as was the information previously submitted, shall identify the form and the paragraph or schedule containing the information to be changed or corrected, and shall be verified by oath or affirmation by the person required by law to submit such information at the time the change or correction is reported. Notification of Suspension, Dissolution or Termination Any committee which, after having filed one or more Statements of Organization with the Clerk, disbands or determines that it will no longer receive contributions or make expenditures during the calendar year in an aggregate amount exceeding $1,000, shall so notify the Clerk. Such notification shall include a termination report and a statement as to the disposition of residual funds if the committee is disbanding and shall be verified by oath or affirmation and filed in the same manner as the Statement of Organization. Candidates for the U.S. House of Representatives shall continue to file Reports of Receipts and Expenditures for as long as they continue to be a candidate and receive contributions or make expenditures following an election. When they cease to be a candidate or when they cease to receive contributions or make expenditures after an election they shall file a termination report that covers the period from the closing date of the last previous report filed through the date of termination. D. ACCOUNTING INSTRUCTIONS Dates for Closing Books Reports of receipts and expenditures due on the 15th day next preceding an election shall be complete as of midnight of the 22nd day next preceding such election. Reports of receipts and expenditures due on the 5th day next preceding an election shall be complete as of midnight of the 12th day next preceding such election. Re- ports of receipts and expenditures due on the 10th day of the months of March, June and September and by the 31st day of January shall be complete as of midnight of the last day of the preceding month. All such reports shall be cumulative and shall cover the period from the closing date of the last previous report filed. Cancelled Check as Receipt A cancelled check showing payment of a bill, together with the bill or invoice stating the purpose of the expenditure, shall be deemed to be a receipted bill. Cash on Hand Cash includes but is not limited to money, balances on deposit in banks and savings and loan institutions, checks, negotiable money orders and other paper commonly accepted by a bank in a deposit of cash, and cash funds in other repositories. Contributed Services Services which a person is paid to perform or which are performed in lieu of regular duties for such person's employer, are not deemed to be voluntary services and should be reported and identified as a contribution in kind. 4 Disclosure of Receipt and Consumption of Contributions in Kind Each contribution in kind shall be declared at fair market value and reported on the appropriate schedule of receipts, identified as to its nature and li-ted as "contribution in kind." The total amount of goods and services contributed in kind shall be deemed to have been consumed in the reporting period in which received. Each such contribution shall be declared as an expenditure at the same fair market value and reported on the appropriate expenditure schedule, identified as "contribution in kind." (For exceptions concerning broadcast time donated to a candidate under the provisions of the Communications Act of 1934, see the guidelines of the Federal Communications Commission.) Uniform Identity of Contributors In determining the aggregate of a person's contributions, the treasurer or candidate shall list contributions from the same donor under the same name. In each instance when a contribution received from a person in a reporting period is added to previously reported unitemized contributions from the same contributor and the aggregate exceeds $100 within the calendar year, the name and address (occupation and principal place of business, if any) of that contributor shall then be listed on the prescribed reporting forms. In addition, any subsequent contribution(s) received from a contributor who has previously been reported within the calendar year shall be listed on the prescribed reporting forms using the same name as previously reported. Allocation of Expenditures Among Candidates A political committee making an expenditure for or on behalf of more than one candidate for Federal, State or local office shall allocate the expenditures among such candidates on a reasonable basis and report this allocation for each Federal candidate on the prescribed form to each appropriate supervisory officer. The treasurer shall retain for audit any documents supporting the allocation. Allocations of expenditures for the use of communications media shall ,comply with the provisions of the Comptroller General's Regulations on Title I of the Act. Manner of Reporting Debts and Contracts, Agreements, and Promises to Make Contributions or Expenditures Every contribution and expenditure in the nature of a debt incurred, or a contract, agreement, or promise to make a contribution or expenditure entered into on or after April 7, 1972, which is in writing and exceeds the amount of $100, shall be reported in separate schedules on the reporting forms prescribed by the Clerk until such debts, contracts, agreements, or promises are paid, liquidated, cancelled, forgiven or otherwise extinguished. Such debts, contracts, agreements and promises shall not be considered as part of the totals of receipts or ex- penditures until actual payment is made. Records of Proceeds of Events The treasurer of each political committee and each candidate shall keep full and complete records of proceeds from the sale of tickets and mass collections at each dinner, luncheon, rally, and other fundraising event, and such records shall include the date, amount of proceeds, location and nature of each event, and an itemized list of individuals who purchased tickets within the calendar year in an amount (aggregate) in excess of $100. They shall also keep full and complete records of the proceeds from the sale of items such as political campaign pins, buttons, badges, flags, emblems, hats, banners, literature and similar materials. Retained Copies and Records Every candidate, political committee, or other person filing a statement or report with the Clerk under the Act shall preserve a copy of each statement or report for a period of not less than two years from the date of filing. Every person required to file any report or statement with the Clerk shall maintain records on the matters required to be reported including vouchers, cancelled checks, bills, invoices, worksheets, and receipts, which will provide in sufficient detail the necessary information and data from which the filed statements and reports may be verified, explained or clarified, and checked for accuracy and completeness, and he shall keep such records available for audit, inspection or examination by the Clerk, or his authorized representatives, for a period of not less than two years from the date of filing of the statements or reports or changes or corrections thereto. 5 Audits Audits and field investigations may be made as directed by the Clerk. All candidates, political committees and other persons required to file reports under these Regulations shall keep adequate books and records. Such books and records shall be maintained on a current basis and shall be made available for inspection and audit by the Clerk or his authorized representatives. E. PUBLIC INSPECTION AND COPYING OF REPORTS Statements and reports filed with the Clerk under the Act will be made available in the Office of Records and Registration, Room 1036, Longworth House Office Building, Washington, D.C., for inspection and copying by any person, commencing as soon as practicable after receipt but, in any case, not later than the end of the second day following the day of receipt. A list of general rules with respect to the inspection and copying of documents, and a schedule of charges for copies as authorized by the Act shall be posted in the Office of Records and Registration of the Clerk. Any information copied or obtained from statements and reports shall not be sold or used by any person for the purpose of soliciting contributions or for any commercial purpose. For purposes of this regulation, "any commercial purpose" means any sale, trade, or barter of any list of names or addresses taken from such state- ments and reports and any use of any such lists for any surveys or sales promotion activity. For purposes of this regulation, "soliciting contributions" means requesting gifts or donations of money, or anything of value for any cause or organization-political, social, charitable, religious, or otherwise. Violations of this sub- section are subject to the criminal penalties provided in section 311 of the Act. F. COMPLAINTS OF VIOLATIONS Any person who believes a violation of Title III of the Act or of these Regulations has occurred which is within the jurisdiction of the Clerk, may file a written complaint in person or by registered or certified mail with the Clerk. When a complaint is received, it shall be stamped to show the date and time of receipt, and acknowledged by registered or certified mail. There is no prescribed form for a complaint, but all complaints shall be typewritten or handwritten legibly in ink. The name and address of the person making the complaint shall be typewritten or hand printed on the complaint, and it shall be signed by such person and verified by the oath or affirmation of such person, taken before any officer authorized to administer oaths. A complaint shall name the alleged violator, describe in detail the alleged violation and shall be submitted together with any evidentiary material. Complaints will not be available for public inspection or copying. No investigation shall be required if a complaint is frivolous on its face, illegible, too indefinite, does not identify any violator, is unsigned or is not notarized. TUESDAY, MARCH 21, 1972 WASHINGTON, D.C. Volume 37 . Number 55 PART II NATIONAL ARCHIVES OF THE UNITED THE * 1934 SHIPS FEDERAL COMMUNICATIONS COMMISSION Use of Broadcast and Cable- cast Facilities by Candidates for Public Office (Public Notice of March 16, 1972) No. 55-,Pt. II--1 5796 NOTICES FEDERAL COMMUNICATIONS The guidelines are being issued in re- valid for and should be followed in cases sponse to a host of inquiries raised by involving disputes about other matters COMMISSION members of the broadcast and cable in- such as whether a candidate was charged dustries, and others, as to the implica- the proper rates, or whether he was al- tions of the amended sections 312 and [FCC 72-231] lowed reasonable access to a station or 315. Their preparation has involved the whether he was permitted to purchase USE OF BROADCAST AND CABLECAST Commission in some extremely difficult reasonable amounts of time. In such FACILITIES decisions as to congressional intent con- cases, of course, the detailed statement of cerning various aspects of the amend- the complainant called for in (iii) of the Candidates for Public Office ments. Their release is viewed as being penultimate paragraph of the complaint MARCH 16, 1972. in the public interest and consistent with procedures in the 1970 primer should be On August 7, 1970, the Commission the position taken in the 1970 primer modified to fit the particular complaint. issued a Public Notice entitled "Use of where we said (24 F.C.C. 2d 832, 885): To make use of the guidelines easier, Broadcast Facilities by Candidates for In response to general inquiries the Com- they are preceded by title I of the Fed- Public Office" (24 F.C.C. 2d 832). That mission limits Itself to giving general guide- eral Election Campaign Act of 1971 notice, the so-called "Political Broadcast lines to help an individual or station de- which amends sections 312 and 315 of the Primer," consisted of a compilation of termine their rights and obligations under Communications Act; sections 312 and section 315. the Commission's interpretive rulings 315 as they presently read and as under section 315 of the Communications Broadly speaking, the guidelines deal amended; and the Commission's rules Act of 1934, as amended, and the Com- with four areas: (1) Definition of "legally governing political broadcasts and cable- mission's rules implementing that sec- qualified candidate," (2) rates to be casts. Insofar as the Commission's spon- tion of the Act. It superseded all similar charged for use of a station by candi- sorship identification rules are pertinent primers that had been previously issued. dates, (3) certifications stations are re- to this subject the reader is referred to Since then, additional interpretive rul- quired to obtain from candidates, and the 1970 primer (24 F.C.C. 2d 832, 837-8). ings have been issued from time to time (4) allowing reasonable access to or per- The immediately following section con- and published in the FCC Reports. The mitting purchase of reasonable amounts tains title I of the Federal Election Cam- rulings in the 1970 primer and thereafter of time by candidates for Federal elec- paign Act of 1971. apply both to political programs over tive office. I-THE NEW LAW broadcast stations and those originated In some cases, the guidelines supple- by cable television systems (CATV ment present Commission rules governing TITLE I-CAMPAIGN COMMUNICATIONS systems). political broadcasts and the interpretive SHORT TITLE On February 7. 1972. the Federal Elec- rulings of the 1970 primer and there- tion Campaign Act of 1971 was enacted after. In other cases they are inconsistent SEC. 101. This. title may be cited as the "Campaign Communications Reform Act." (Public Law 92-225) It amends sections with them. Effective April 7, 1972, any 312 and 315 of the Communications Act, inconsistencies between the rules, the DEFINITIONS effective April 7. 1972. that 1970 primer, and rulings since 1970 on the SEC. 102. For purposes of this title: the amended sections applicable to one hand. and these guidelines on the (1) The term "communications media" all political broadcasts or CATV cable- other, will be resolved in favor of the means broadcasting stations, newspapers, guidelines. Generally the guidelines high- magazines, outdoor advertising facilities, and casts mations) made on or light any inconsistencies by referring to telephones; but, with respect to telephones, after April 7, whether free or purchased, the appropriate section of the rules, perti- spending or an expenditure shall be deemed and whether contracted for prior to that to be spending or an expenditure for the use date or not. The purpose of the present nent questions in the 1970 primer, or of communications media only if such spend- Public Notice is to furnish guidelines rulings made since the issuance of the ing or expenditure is for the costs of tele- apprising broadcast station licensees, primer. It is our intent to amend the rules phones, paid telephonists, and automatic CATV operators, candidates, and other in the future to accommodate the telephone equipment, used by a candidate for interested persons of their respective re- changes in sections 312 and 315. We do Federal elective office to communicate with sponsibilities and rights under the not presently envisage the issuance in the potential voters (excluding any costs of tele- amended sections. These guidelines are near future of a new primer to replace phones incurred by a volunteer for use of that of 1970. However, as experience ac- telephones by him). being issued by the Commission after (2) The term "broadcasting station" has careful study of the legislative history crues, we may find it necessary to modify the same meaning as such term has under underlying the amendments, and, like the present guidelines, or to issue new section 315(f) of the Communications Act of ones as new problems arise. Some ques- 1934. the 1970 primer, are issued in question tions are intentionally not raised in the (3) The term "Federal elective office" and-answer format.¹ guidelines since they would best be means the office of President of the United handled on a case-by-case basis. States, or of Senator or Representative in, 1 The Federal Election Campaign Act of The recommended complaint proce- or Resident Commissioner or Delegate to, the Congress of the United States (and for 1971 consists of four titles. The amendments dures set forth in the 1970 primer (24 purposes of section 103(b) such term includes to the Communications Act are in title I. F.C.C. 2d 832, 834-5) were written largely the office of Vice President). Other provisions in the new law include limi- for the purpose of dealing with requests (4) The term "legally qualified candidate" tations on the amount that a candidate for for "equal opportunity" under the pro- means any person who (A) meets the quali- Federal elective office may spend for the use visions of section 315. However, they are fications prescribed by the applicable laws to of communications media on behalf of his hold the Federal elective office for which he is candidacy, limitations on the expenditures a candidate, and (B) is eligible under appli- that such candidates may make from their rules on the subject, which must be done cable State law to be voted for by the elec- personal funds or the funds of their Imme- by May 7, 1972. The Commission will soon torate directly or by means of delegates or diate families in connection with their cam- issue a Notice of Proposed Rule Making in electors. paigns, and requirements of detailed report- regard to this. ing by political committees and candidates The amended sections 312 and 315 apply (5) The term "voting age population" of the sources and uses of campaign funds. to both broadcast stations and cable televi- means resident population, eighteen years of Regulations issued by the Comptroller Gen- sion systems, except that, as the "reasonable age and older. eral under titles I and III, by the Secre- access" guidelines indicate, cable systems (b) The term "State" includes the District tary of the Senate under title III, and by that lack cablecasting facilities and are not of Columbia and the Commonwealth of the Clerk of the House of Representatives required by the Commission's rules to have Puerto Rico. under title III, implement those provisions them need not provide such facilities pur- MEDIA RATE AND RELATED REQUIREMENTS and also serve to supplement these guidelines. suant to section 312(a) (7). Therefore, as was Title IV pertains to extension of credit to the case with the 1970 primer, the guidelines SEC. 103. (a) (1) Section 315(b) of the Com- candidates for Federal elective office, without are applicable to both broadcast stations and munications Act of 1934 is amended to read security, by the communications and trans- cable television systems References to "sta- as follows: portation industries. That title does not be- tions" and "licensees" include "cable televi- "(b) The charges made for the use of any come effective with regard to the communica- sion systems" and "cable television system broadcasting station by any person who is tions industry until the FCC promulgates operators." a legally qualified candidate for any public FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 NOTICES 5797 office in connection with his campaign for office of Delegate or Resident Commissioner (B) Any expenditure for the use of any nomination for election, or election, to such in the case of the District of Columbia or communications medium by or on behalf of office shall not exceed- the Comunon wealth of Puerto Rico). the candidacy of a candidate for Federal "(1) During the forty-five days preceding (B) For purposes of this paragraph (3), a elective office (or nomination thereto) shall the date or a primary or primary rubert eles- person is & candidate for presidential nomi- be charged against the expenditure limita- tion and during the sixty days preceding nation if be Inakes (or any other person tion under this subsection applicable to the the date of a general or special election in makes on his behalf) an expenditure for the election in which such medium is used. which such person is 8 cand.date, the lowest use of any commrunications medium on be- (b) No person may make any charge for unit charge of the station for the same half of his candidacy for any political party's the use by or on behalf of any legally class and amount of time for the same pe- nomination for election to the office of Pres- qualified candidate for Federal elective office riod: and ident. He shall be considered to be such a (or for nomination to such office) of any "(2) At any other time, the charges made candidate during the period- newspaper, magazine, or outdoor advertising for compa able use of such station by other (1) B sinning on the date on which he (or facility. unless such candidate (or PL person users thereof." such other person) first makes such an ex- specifically authorized by such condidate in (2) (A) Section 312(a) of such Act is penditure (or, if later, January 1 of the year writing to do so) certifies in writing to the amended by striking "or" at the end of clause in which the election for the office of Presi- person making such charge that the pay- (5), striking the period at the end of clause dent is held). and ment of such charge will not violate para- (6) and inserting in lieu thereof a semicolon (ii) Ending on the date on which such graph (1), (2), or (3) of subsection (a), and "or", and adding at the end of such political party nominates a candidate for the whichever is applicable. section 312(a) the following new paragraph: office of President. (c) Section 315 of the Communications "(7) For wilful or repeated failure to allow For purposes of this title and of section 315 Act of 1934 is amended by redesignating reasonable C. is or to permit purchase of the Communications Act of 1934, a candi- subsection (c) as subsection (g) and by in- of recemable amounts of time for the use date for presidential nomination shall be serting after subsection (b) the following of a broadcasting station by 3 legally quali- new subsections: fied condiders for Federal elective office on considered a legally qualified candidate for public office. "(c) No station licensee may make any behalf of his candidacy.". (R) The record sentence of section 315(a) (C) The Comptroller General shall pre- charge for the use of such station by or on seribe regulations under which any expendi- behalf of any legally qualified candidate for of such Act 18- amended by inserving "under Federal elective office (or for nomination to this subsection" after "No obligation is ture by is candidate for presidential nomina- tion for the use in two or more States of & such office) unless such candidate (or a imposse". communications medium shall be attributed person specifically authorized by such candi- (b) To the extent that any person sells to such candidate's expenditure limitation date in writing to do 50) certifies to such space in any newspaper or magazine to a in each such State, besed on the number of licensee in writing that the payment of legally qualified candidate for Federal elec- tive office, or nomination thereto. in connec- persons to such State who can reasonably such charge will not violate any limitation tion with such candidate's campaign for be expensed to be reached by such communi- specified in paragraph (1), (2), or (3) of casions medium. section 104(a) of the Campaign Communi- nomination for, or election to, such office, (4) (A) For purposes of subparagraph (B) cations Reform Act, whichever paragraph is the charges made for the use of such space (1) The term "price index" means the applicable. in connection with bis campaign shall not average over a calendar year of the Con- (d) If a State by law and expressly- exceed the charges made for comparable summer Price Indes (all items-U.S. city "N) Has provided that a primary or other use of such space for other purposes. average) published monthly by the Bureau election for any office ef such State or of a LIMITATIONS OF EXPENDITCHES FOR USE CF of Labor Statistics. political subdivision thereof is subject to this subsection. COMMUNICATIONS MEDIA (11) The term "base period" means the calendar year 1970. "(2) Has specified a limitation upon total Enc. 101. (a) (1) Subject to parseraph (4), (2) At the beginning of each calender year expenditures for the use of broadcasting no legally qualified candidate in an election (commencing in 1972), as there becomes stations on behalf of the candidecy of each (other than a primary or primary runoff election) for D Faderal elentive office may- available necessary data from the Bureau of legally qualified candidate in such election, Labor Stesistics of the Department of Labor, (3) Has provided in any such law an (A) spend for the USE of covemunications media on behalf of his candidacy in such the Secretary of Labor chall certify to the unequivocal expression of intent to be bound Compuroller General and publish in the FED- by the provisions of this subsection, and election D. total amount in excess of the greater of- ERAL RECISTER the per centum difference be- "(4) Has stipulated that the amount of such limitation shall not exceed the amount (1) 10 cents multiplied by the voting age tween the price index for the 12 months pre- which would be determined for such elec- population (as certified under paragraph (5)) ceding the beginning of such calendar year and the price index for the base period. Each tion under section 104(a) (1) (B) or 104(a) of the geographical area in which the elec- amount determined under paragraph (1) (2) (B) (whichever is applicable) of the Cam- tion for such office is held, or (A) (1) and (ii) shall be increased by such paign Communications Reform Act had such (ii) $50,000, OF election been an election for a Federal elec- (B) Spend for the use of broadcast sta- per centum difference. Each amount SO in- tions on bahalf of his candidacy in such elec- creased shall be the amount in effect for tive office or nomination thereto; tion a total amount in excess of GO per such calender year. Then no station licensee may make any centure a the amount determined under (5) Within 60 days after the date of charge for the use of such station by or on subparagraph (A) with respect to such enactment of this Act, and during the first behalf of any legally qualified candidate in election. week of January in 1973 and every subse- such election unless such candidate (or a (2) No legally qualified candidate in a quent year, the Secretary of Commerce shall person specifically authorized by such candi- primary election for nomination to a Federal certify to the Comptroller General and pub- date in writing to do so) certifies to such elective office, other than President, may 11sh in the FEDERAL REGISTER an estimate of licensee in writing that the payment of such spend- the voting age population of each State and charge will not violate such State limitation. (A) For the use of communications media, congressional district for the last calendar "(e) Whoever willfully and knowingly or year ending before the date of certification. violates the provisions of subsection (c) or (B) For the use of broadcast stations, (6) Amounts spent for the use of com- (d) of this section shall be punished by a munications media on behalf of any legally fine not to exceed $5,000 or imprisonment on behalf of his candidacy in such election qualified candidate for Federal elective office for a period not to exceed 6 years, or both. a total amount in excess of the amounts de- (or for nomination to such office) shall, for The provisions of sections 501 through 503 termined under paragraph (1) (A) or (B), the purposes of this subsection, be deemed of this Act shall not apply to violations of respectively, with respect to the general elec- to have been spent by such candidate. either such subsection. tion for such office. For purposes of this Amounts spent for the use of communications subsection & primary runoff election shall "(f) (1) For the purposes of this section: media by or on behalf of any legally qualified be treated as a separate primary election. candidate for the office of Vice President "(A) The term 'broadcasting station' in- (3) (A) No person who 19 a candidate for of the United States shall, for the purposes cludes a community antenna television presidential nomination may spend- of this section, be deemed to have been spent system. (1) For the use in a State of communica- by the candidate for the office of President "(B) The terms 'licensee' and 'station tions media, or of the United States with whom he is licensee' when used with respect to a com- (ii) For the use in a State of broadcast running. munity antenna television system, means the stations, (7) For purposes of this section and sec- operator of such system. tion 315(c) of the Communications Act of "(C) The term 'Federal elective office' on behalf of his candidacy for presidential 1934- means the office of the President of the nomination a total amount in excess of the (A) spending and charges for the use of United States, or of Senator or Representa- amounts which would have been determined communications media include not only the tive in, or Resident Commissioner or Dele- under graph (2) (A) OF (5), respectively, direct charges of the media but also agents gate to, the Congress of the United States. had he been a candidate for election for the commissions allowed the agent by the media, "(2) For purposes of subsections (c) and office of Senstor from such State (or for the and (d), the term legally qualified candidate" FEDERAL REGISTER, VOL 37, NO. 55-TUESDAY, MARCH 21, 1972 5798 NOTICES means any person who (A) meets the qualifi- matter added by Act is that printed in (3) Has provided in any such law an un- cations prescribed by the applicable laws to italic): equivocal expression of intent to be bound hold the office for which he 13 a candidate Sec. 315, (a) If any licensee shall permit by the provisions of this subscction, and and (B) Is eligible under applicable State any person who is a legally qualified candi- (4) Has stipulated that the amount of law to be voted for by the electorate directly or by nicans of delegates or electors." date for any public office to use a broadcast- such limitation shall not erceed the amount ing station, he shall afford equal opportuni- which would be determined for such elec- REGULATIONS ties to all other such candidates for that tion under section 104(a) (1) (B) or 104(a) office in the use of such broadcasting sta- (2) (B) (whichever is applicable) of the Cani- SEC. 105. The Comptroller General shall tion: Provided," That such licensee shall have paign Communications Reform Act had such prescribe such regulations as may be neces- election been an election for a Federal elec- sary or appropriate to carry out sections 102, no power of censorship over the material tive office or nomination thereto, 103(b), 104(a). and 104(b) of this Act. broadcast under the provisions of this sec- tion. No obligation is hereby imposed under then no station licensee may take any charge FENALTIES this subsection upon any licensee to allow for the use of such station by or on behalf SEC. 106. Whoever willfully and knowingly the use of its station by any such candidate. of any legally qualified candidate in such violates any provision of section 103(b). Appearance by a legally qualified candidate election unless such candidate (or a person 104(a), or 104(b) or any regulation under on any- specifically authorized by such candidate in section 105 shall be punished by a fine of (1) Bona fide newscast, writing to do so) certifies to such licensee not more than $5,000 or by imprisonment (2) Bona fide news interview, in writing that the payment of such charge of not more than 5 years, or both. (3) Bona fide news documentary (if the will not violate such State limitation. appearance of the candidate is incidental to (e) Whoever willfully and knowingly vio- For purposes of clarification, sections the presentation of the subject or subjects lates the provisions of subsection (c) or (d) II and III of this public notice set forth covered by the news documentary), or of this section shall be punished by a fine the new language of sections 312(a) and (4) On-the-spot coverage of bona fide not to exceed $5,000 or imprisonment for a 315 of the Communications Act as news events (included but not limited to period not to exceed five years, or both. The amended in accordance with Title I of political conventions and activities incidental provisions of sections 501 through 503 of this thereto), the Federal Election Campaign Act of Act shall not apply to violations of either such subsection 1971. Section IV sets forth the language shall not be deemed to be use of a broad- (f) (1) For the purposes of this section: of the Commission's present rules gov- casting station within the meaning of this erning political broadcasting. subsection. Nothing in the foregoing sen- (A) The term 'broadeasting station' in- tence shall be construed as relieving broad- cludes a community antenna television system. II-SECTION 312(a) OF THE casters, in connection with the presentation (B) The terms 'licensee' and 'station li- COMMUNICATIONS ACT (AS AMENDED) of newscasts, news interviews, news docu- censee' when used with respect to a com- mentaries, and on-the-spot coverage of news Effective April 7. 1972, section 312(a) events, from the obligation imposed upon munity antenna television system, means the of the Communications Act of 1934 will operator of such system. them under this Act to operate in the public read as follows (previously existing law interest and to afford reasonable opportunity (C) The term 'Federal elective office' means the office of President of the United which will remain unchanged is shown in for the discussion of confiicting views on issues of public importance. States, or of Senator or Representative in. roman: previously existing matter de- leted by the Campaign Communications [(b) The charges made for the use of any or Resident Commissioner or Delegate to, the Congress of the United States. broadcasting station for any of the purposes Reform Act is enclosed in brackets: new set forth in this section shall not exceed the (2) For purposes of subsections (c) and matter added by the Campaign Commu- (d), the term "legally qualified candidate' charges made for comparable use of such sta- nications Reform Act is, printed in tion for other purposes.] means any person who (A) meets the quali- (b) The charges made for the use of any fications prescribed by the applicable laws italic): to hold the office for which he is a candidate broadcast station by any person who is a SEC. 312. (a) The Commission may revoke legally qualified candidate for any public and (B) is eligible under applicable State any station license or construction permit- office in connection with his campaign for law to be voted for by the electorate directly (1) For false statements knowingly made nomination for election, or election, to such or by means of delegates or electors. either in the application or in any statement office shall not exceed- ((c) The Commission shall prescribe of fact which may be required pursuant to (1) During the 45 days preceding the date appropriate rules and regulations to carry section 308; out the provisions of this section. of a primary or primary runoff election and (2) Because of conditions coming to the during the 60 days preceding the date of a IV-THE COMMISSION'S RULES AND REGU- attention of the Commission which would general or special election in which such per- LATIONS WITH RESPECT TO POLITICAL warrant it in refusing to grant a license son is a candidate, the lowest unit charge BROADCASTS AND CABLECASTS of permit on an original application; of the station for the same class and amount (3) For willful or repeated failure to oper- of time for the same period; and The Commission's present rules and ate substantially as set forth in the license: (2) At any other time, the charges made regulations with respect to political (4) For willful or repeated violation of, for comparable use of such station by other broadcasts coming within section 315 of users thereof. or willful or repeated failure to observe any the Communications Act are set forth in provision of this Act or any rule or regula- (c) No station licensee may make any tion of the Commission authorized by this charge for the use of such station by or on $8 73.120 (AM), 73.290 (FM), 73.590 behalf of any legally qualified candidate for (noncommercial educational FM), and Act or by a treaty ratified by the United Federal elective office (or for nomination to 73.657 (TV), respectively. These provi- States; such office) unless such candidate (or a per- sions are identical (except for elimina- (5) For violation of or failure to observe son specifically authorized by such candidate tion of any discussion of charges in any final cease and desist order issued by the in writing to do so) certifies to such licensee § 73.590 relating to noncommercial edu- Commission under this section; [or] in writing that the payment of such charge cational FM stations) and read as (6) For violation of section 1304, 1343, or will not violate any limitation specified in follows: 1464 of title 18 of the United States Code [.]; paragraph (1), (2), or (3) of section 104(a) or of the Campaign Communications Reform Broadcasts by.candidates for public office- (7) For willful or repeated failure to allow Act, whichever paragraph is applicable. (a) Definitions. A "legally qualified candl- reasonable access to or to permit purchase (d) If a State by law and expressly- date" means any person who has publicly of reasonable amounts of time for the use (1) Has provided that a primary or other announced that he is R candidate for nomi- of a broadcasting station by a legally quali- election for any office of such State or of a nation by a convention of a political party fied candidate for Federal elective office on political subdivision thereof is subject to this or for nomination or election in a primary. behalf of his candidacy. subsection, special, or general election, municipal, (2) Has specified a limitation upon total county, State or national, and who meets the III-SECTION 315 OF THE expenditures for the use of broadcasting sta- qualifications prescribed by the applicable COMMUNICATIONS ACT (AS AMENDED) laws to hold the office for which he is a can- tions on behalf of the candidacy of each Effective April 7, 1972, section 315 of legally qualified candidate in such election, didate, so that he may be voted for by the electorate directly or by means of delegates the Communications Act of 1934 will read or electors, and who: as follows (previously existing law which This word, although italicized, is not new (1) Has qualified for a place on the ballot will remain unchanged is shown in matter. It appears in italic in the present or roman; previously existing law deleted law and remains in italic in the new law. (2) Is eligible under the applicable law to *The word hereby is not included in the be voted for by sticker, by writing in his by the Campaign Communications Re- United States Code (47 U.S.C. 315) but ap- name on the ballot, or other method. and form Act is enclosed in brackets; new pears in the Statutes at Large (66 Stat. 717). (1) has been duly nominated by a political FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 NOTICES 5799 party which is commonly known and re- applicable laws to hold the office for which television system, or complaining of noncom- garded as such, or (ii) makes a substantial he is a candidate, 80 that he may be voted pliance to the Commission, shall have the showing that he is & bona fide candidate for for by the electorate directly or by means burden of proving that he and his opponent nomination or office, as the case may be. of delegates or electors, and who: are legally qualified candidates for the same (b) General requirements. No station 11- (1) Has qualified for B. place on the ballot, public office. censee is required to permit the use of its or facilities by any legally qualified candidate (2) Is eligible under the applicable law to The Commission guidelines for inter- for public office, but if any licensee shall be voted for by sticker, by writing his name preting the Federal Election Campaign permit any such candidate to use its facil- on the ballot. or other method. and (1) has Act of 1971 appear in the following sec- ities, it shall afford equal opportunities to been duly nominated by & political party tions V through VIII.5 all such other candidates for that office to which is commonly known and regarded as use such facilities: Provided, That such 11- such, or (II) makes a substantial showing V-SECTION 315-LEGALLY QUALIFIED censee shall have no power of censorship that he is a bona fide candidate for nom- CANDIDATES over the material broadcast by any such ination or office. V. 1. Q. Who is a "legally qualified candidate. Section 76.205 Origination cablecasts by (c) Rates and practices. (1) The rates, candidates for public office. (a) General re- candidate" for purposes of section if any, charged all such candidates for the quirements. If a cable television system shall 315(a)? same office shall be uniform and shall not permit any legally qualified candidate for A. The definition of paragraph (a) [y] be rebated by any means direct or indirect. public office to use its origination channel of the Commission rules applies for the A candidate shall, in each case, be charged (8) and facilities therefor, it shall afford purposes of administering section 315(a). no more than the rate the station would equal opportunities to all other such candi- (See IV above and IV in the 1970 primer.) charge if the candidate were a commercial dates for that office: Provided, however, That advertiser whose advertising was directed to such system shall have no power of censor- However, section 104(a) (3) (B) of the promoting its business within the same area ship over the material cablecast by any such Campaign Communications Reform Act as that encompassed by the particular office candidate: And provided, further, That an requires some explanatory remarks con- for which such person 16 a candidate. All appearance by a legally qualified candidate cerning candidates for presidential nom- discount privileges otherwise offered by & on any: ination. Broadly speaking. clause (1) of station to commercial advertisers shall be (1) Bona fide newscast, that section provides that n person is a available upon equal terms to all candidates (2) Bona fide news interview, candidate for presidential nomination if, for public office. (3) Bona fide news documentary (if the (2) In making time available to candi- appearance of the candidate is incidental to on or after a specified date, he makes dates for public office no licensee shall make the presentation of the subject or subjects (or any other person makes on his be- any discrimination between candidates in covered by the news documentary), or half) an expenditure for the use of a charges, practices, regulations, facilities, or (4) On-the-spot coverage of bona fide communications medium on behalf of services for or in connection with the serv- news events (including but not limited to his candidacy for nomination. (This pro- ice rendered pursuant to this part, or make political conventions and activities inciden- vision is subject to interpretation by or give any preference to any candidate for tal thereto), regulations to be issued by the Comp- public office or subject any such candidate shall not be deemed to be use of the facil- troller General of the United States.) to any prejudice or disadvantage: nor shall any licensee make any contract or other ities of the system within the meaning of The section also states that a person agreement which shall have the effect of this paragraph. who is a candidate for presidential permitting any legally qualified candidate NOTE: The fairness doctrine is applicable nomination is, for purposes of section for any public office to broadcast to the to these exempt categories. See 76.209. (b) Rates and practices. (1) The rates, if 315 of the Communications Act, con- exclusion of other legally qualified candi- any, charged all such candidates for the same sidered to be a legally qualified candi- dates for the same public office. (d) Records; inspection. Every licensee office shall be uniform. shall not be rebated date for public office. shall keep and permit public inspection of by any means direct or indirect, and shall Paragraph (a) [y] of the Commission a complete record of all requests for broad- not exceed the charges made for comparable rules provides that a person is not a le- cast time made by or on behalf of candi- origination use of such facilities for other gally qualified candidate within the dates for public office, together with an ap- purposes. (2) In making facilities available to can- meaning of the statute unless he has propriate notation showing the disposition made by the licensee of such requests, and didates for public office no cable television publicly announced his intention to be the charges made, if any, if request is system shall make any discrimination be- granted. Such records shall be retained for tween candidates in charges, practices, regu- a candidate. (See Q. and A. IV.18. of & period of 2 years. lations, facilities, or services for or in con- the 1970 primer.) New section 104(a) NOTE: See $ 1.526 of this chapter. nection with the service rendered. or make or (3) (B) means that a person who had (e) Time of request. A request for equal give any preference to any candidate for pub- opportunities must be submitted to the lic office or subject any such candidate to made an expenditure as described in licensee within 1 week of the day on which any prejudice or disadvantage; nor shall any that section is a legally qualified candi- the first prior use, giving rise to the right cable television system make any contract date for presidential nomination, even of equal opportunities, occurred: Provided, or other agreement which shall have the however, That where the person was not & effect of permitting any legally qualified candidate at the time of such first prior use, candidate for any public office to cablecast to For convenience. in the remainder of this he shall submit his request within 1 week the exclusion of other legally qualified can- public notice, references to any paragraph of of the first subsequent use after he has didates for the same public office. the political broadcast or cablecast rules will become a legally qualified candidate for the (c) Records; inspections. Every cable tele- be by paragraph only. For example, "para- office in question. vision system shall keep and permit public graph (a) (y)" of the Commission rules will (f) Burden of proof. A candidate request- inspection of a complete record of all re- mean "§§ 73.120(a). 73.290(a), 73.590(a). and ing such equal opportunities of the licensee, quests for origination cablecasting time 73.657(a) of the political broadcast rules and or complaining of noncompliance to the made by or on behalf of candidates for public the corresponding 76.5(y) of the political Commission shall have the burden of prov- office, together with an appropriate notation cablecast rules." ing that he and his opponent are legally showing the disposition made by the system Attention is invited to the fact that some qualified candidates for the same public of such requests, the charges made, If any, paragraphs of the present political broadcast office. and the length and time of cablecast, if the and cablecast rules are inconsistent with the request is granted. Such records shall be The Commission's present rules and guidelines herein. For example, paragraphs retained for a period of two years. (b) and (c) (1) of the political broadcast regulations with respect to political (d) Time of request. A request for equal rules are inconsistent with the guidelines cablecasts coming within section 315 of opportunities for use of the origination which implement the new sections 312(a) (7) the Communications Act are set forth in channel(s) must be submitted to the cable and 315(b) (1) of the Communications Act §§ 76.5(y) and 76.205, which read as television system within one (1) week of the (which respectively require broadcast sta- follows: day on which the first prior use, giving rise tions to give reasonable access to candidates to the right of equal opportunities, occurred: for Federal elective office, and to charge all Section 76.5 Definitions. (y) Legally Provided, however, That where a person was candidates not more than "lowest unit qualified candidate. Any person who has not a candidate at the time of such first charges" during specified periods before elec- publicly announced that he is a candidate prior use, he shall submit his request within tions.) As stated in the fifth paragraph of for nomination by a convention of a political one (1) week of the first subsequent use this public notice, such inconsistencies are party or for nomination or election in 6 after he has become a legally qualified candi- to be resolved in favor of the guidelines. In primary. special, or general election, munici- date for the office in question. the future, the Commission will amend the pal, county, State, or National, and who (e) Burden of proof. A candidate request- present political broadcast and cablecast meets the qualifications prescribed by the ing such equal opportunities of the cable rules to conform with tbe guidelines. FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 5800 NOTICES though no public announcement of can- 3. Q. To whom do the "comparable most favored commercial advertiser for didacy has been made, and hence is en- use" provisions of section 315(b) (2) the same class and amount of time for titled to equal opportunity under section apply? the same period, without regard to the 315(a) of the Communications Act. How- A. Unlike section 315(b) (1), section frequency of use by the candidate. This ever, section 104.0) of the Campaign 315(b) (2) has no restrictive provisions, includes discount rates not published in Communications Reform Act amends and applies to all persons who are legally a rate card but provided to commercial section 315(c) of the Communications qualified candidates for the purposes of advertisers. Some examples follow: Act to provide that no communications section 315(a) as discussed in Q. and A. (a) A licensee sells one fixed-position. medium may make any charge for the V. 1. above: whether running in an elec- 1-minute spot in prime time to commer- use of its facilities by or on behalf of tion or seeking nomination by a party cial advertisers for $15. It sells 500 such any legally qualified candidate for Fed- convention. spots for $5,000. It must sell one such eral elective office (or for nomination 4. Q. To what "legally qualified can- spot to a candidate for not more than to-such office) unless such candidate (or didates" do the certification provisions $10. a person specifically authorized by such of section 315(c) apply? (b) A licensee sells one immediately candidate in writing to do so) submits a A. They apply to "legally qualified preemptible 30-second spot in drive time certification to the licensee that the pay- candidates" as the term is defined in to commercial advertisers for $10. It sells ment of the charge will not exceed the section 315(f) (2). who are seeking to 100 such spots for $750. It must sell one spending limitation set forth in the new hold "Federal elective office" as the term such spot to a candidate for not more law. In cases where a person has made is defined in section 102(3) of the Cam- than $7.50. the expenditure mentioned in section paign Communications Reform Act. This (c) A licensee's best rate per spot for 104(a) (3) (B) but has not publicly an- definition of "legally qualified candidate" run-of-schedule, 1-minute spots is 1,000 nounced his candidacy, we shall con- is intended to be used only with regard for $1,000. Its rate for one such run-of- strue the submission of the aforemen- to the certification required by the pro- schedule spot is $4. It must sell one such tioned certificate and the expenditure visions of section 315(c) and the spend- spot to a candidate for not more than as constituting a public announcement ing limitation provisions of section $1. as of the date of the broadcast or publi- 104(a) (1) and (2) of the Campaign 2. Q. May the lowest unit charge vary cation in other communications media Communications Reform Act referred to with the day of the week on which a of the matter for which the expenditure in section 315(c). The Commission is of candidate uses a station? is made. the view that the definition of section A. Yes. For example, a television sta- Moreover, we interpret the intent of 315(f) (2) (B) dues not include situations tion might charge commercial advertisers Congress to be that the, mere making where a person is seeking nomination for more for 1-minute, fixed-position spots of minimal expenditures under the pro- U.S. Senator or Representative by a con- between 7:00-7:30 p.m. on Sunday than visions of section 104(a) (3) (B) does not vention or caucus held to nominate such it does for such spots on Monday through entitle a person to equal opportunity candidates and that the provisions of Friday; and the charges on Monday under section 315(a). Thus, for example, section 315(c) do not apply to such per- through Friday might exceed the charges a person who has taken out a $5 adver- sons. The Commission believes that the for such spots on Saturday. In computing tisement in a newspaper, and submitted provisions of section 315(c) do apply to the lowest unit charge which must not be a certification in connection therewith, persons qualifying as candidates for exceeded in selling time to candidates, would not. in the absence of other facts presidential nomination under the stations. in addition to taking into ac- to demonstrate the bona fides of his spending provisions of section 104(a) count the class and amount of time for candidacy, be entitled to equal oppor- (3) (A) (1) whether they are running the same period of the day. may take into tunity under section 315(a). in a primary election or are seeking to account the day of the week. if rates of 2. Q. To whom do the "lowest unit influence the action of a State conven- the station vary with the day of the week. charge" provisions of section 315(b) (1) tion of a political party that will select In the example given above, the station apply? delegates to its national nominating would not be required to sell time to a A. With one exception, section 315 convention. candidate for use on Sunday between (b) (1) applies to all persons who meet 5. Q. To what "legally qualified can- 7:00-7:30 p.m. at rates not exceeding the the requirements of a "legally qualified didates" do the provisions of section lowest unit charge for Saturday night. candidate" for purposes of section 315(a) 315(d) apply? If a station does not vary its charges to as discussed in Q. and A. V. 1. above. A. They apply to all "legally quali- commercial advertisers with the day of The exception is that it does not apply fied candidates" for any office of a State the week, it may not do so with candi- to candidates for nomination by a con- or political subdivision thereof who meet dates for public office. vention or a caucus of a political party the definition of "legally qualified can- 3. Q. A general election is to be held held to nominate a candidate since the didate" set forth in section 315(f) (2) if on November 2. As required by section special rate provision of section 315 the State has taken the steps mentioned 315(b), the lowest unit charge must be (b) (1) by its express terms applies only in section 315(d). The definition of sec- made to candidates during the preceding during the 45 days preceding the date of tion 315(f) (2) (B) does not apply to situ- 60 days, commencing September 3. Pur- a primary or a primary runoff election ations where a person is seeking nomina- suant to normal practices, a station on and during the 00 days preceding the tion for State office by a caucus or September 20 changes from its summer date of a general or special election in convention, and the provisions of section rates to its higher fall rates. Is the lowest which a person is a candidate. Thus, for 315(d) do not apply to such candidates. unit charge during the entire 60-day example, a person campaigning in a period preceding the election based on VI-SECTION 315-LOWEST UNIT CHARGE State in an effort to have the State con- summer rates? vention of a political party select dele- VI. 1. Q. What is the meaning of "low- A. No. From September 3 to Septem- gates to a national nominating conven- est unit charge of the station for the ber 20, the lowest unit charge is based on tion who are favorable to him would not same class and amount of time for the the summer rates. On and after Septem- be entitled to the lowest unit charge. same period" in section 315(b) ber 20, the fall rates are used as the basis Similarly, a person campaigning to have A. The term "class" refers to rate cat- for computation of the lowest unit a State convention nominate him for egories such as fixed-position spots, charge. Compare Q. and A. VI. 8. through State office, or for U.S. Senator or Rep- preemptible spots, run-of-schedule and 12. below. resentative. would not be entitled to the special-rate packages. The term "amount 4. Q. For a particular community, lowest unit charge. In a situation where of time" refers to the unit of time pur- ARB and Nielsen television market re- a person is campaigning in a primary chased, such as 30 seconds, 60 seconds, ports are issued six times a year. Upon election in which delegates will be se- 5 minutes or 1 hour. The term "same receipt of these reports it is the normal lected to go to a State convention which period" refers to the period of the broad- cast day such as prime time, drive time, in turn will select delegates to a national class A. class B or other classifications 8 At the present time, of course, such convention, the lowest unit charge pro- established by the station. changes in rates are subject to any state- ments of policy, guidelines, or regulations vision would apply to that person during Candidates are entitled to discounts, issued by the Price Commission under the the 45 days preceding the primary. frequency and otherwise, offered to the Economic Stabilization Program. FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 NOTICES 5801 business practice of a television station theless pay the higher price for which he A. The extremely low rate should be in the community to reexamine its rates contracted. Such will not be the case for viewed as the lowest unit charge, Le- and revise some of them. During the 60- a candidate under the provisions of sec- cause it is the lowest charge available day period preceding a general election. tion 315(b) (1). If the price of a spot to commercial advertisers and it was such a rate revision occurs which results on the date of use is lower than the price possible for it to have been afforded on in increased rates for adjacencies to pro- for which he contracted in advance, he any day of the 60-day period. In view gram A shown in prime time, and a de- will be entitled to the lower price and of this consideration and the possibility crease in rates for adjacencies to program is to be given a rebate (if the spot has of abuse (by favoring commercial ad- B in prime time. What is the basis for been previously paid for) or an adjust- vertisers or one candidate over another), calculation of the lowest unit charge for ment (if the spot has not yet been paid the giving of such an extremely low rate adjacencies to the two programs during for). Moreover. if the lower price (on the on any date will not only set a new stand- the Co-day period? date of use) just mentioned is not as ard for the calculation of lowest unit A. Candidates using adjacencies to low as the lowest unit charge made to charge on that date and the remainder either program A or program B prior to advertisers who enter into the 52-week of the period, but all candidates who the rate change are entitled to be charged type of contract mentioned above, the have used the station prior to that date not more than the lowest unit rate for candidate is entitled to be charged the will be entitled to refunds to bring the such adjacencies prior to the rate change, lowest unit rate based on the 52-week charges to them in line with that ex- and those using adjacencies to either contract even though he purchases only tremely low rate. To afford some cer- program after the rate change are en- one spot. tainty in this respect, the appropriate titled to be charged not more than the The upshot of the foregoing is that a period to which this holding applies is lowest unit charge after the rate change. candidate falling under the provisions of the 45- or 60-day period; affording ex- Thus, the lowest unit rate for candidates section 315(b) (1) will be entitled to the tremely low rates on an ad hoc basis for adjacencies to program A prior to lowest unit charge on the date of use outside these periods thus is not relevant the rate change is lower than the lowest of the network regardless of the date on to the issue of the lowest unit charge. unit rate after the rate change. As to which he places or pays for his order for 7. Q. Candidate A purchases 50 fixed- adjacencies to program B, the lowest unit time. We emphasize that it is the date position, 1-minute spots in prime time to rate prior to the rate change is higher of network use that will govern the be aired prior to the 45- or 60-day period than the lowest unit rate after the rate charge made to any candidate. Thus if preceding an election and pays for the change. Compare Q. and A. V1. 8. through $40,000 is the lowest unit charge for a 1- time on the basis of "comparable use" as 12. below." minute spot announcement on a partic- provided in section 315(b) (2). Pursuant 5. Q. Do the lowest unit charge pro- ular program in prime time on Octo- to section 315(a), candidate B is entitled visions apply to purchase of time on the ber 1, and $50,000 is the lowest unit to "equal opportunity" to respond to networks? charge for a 1-minute spot on that pro- candidate A, and candidate B purchases A. Yes. The Commission is of the view gram in prime time on October 22, can- 50 such spots for his response. which that although the Campaign Communi- dide*e A who purchases a 1-minute scot spoth are to be aired during the 45- or cations Reform Act does not specifically broadcast on October 1 pays $40,000, and candidate B who purchases a 1-minute 60-day period. On what basis is candidate refer to networks, the provisions are in- B charged? tended to apply to purchase of network spot broadcast on October 22 pays $50,000. This difference in price charged A. Candidate B may be charged not time. A network is in a real sense selling the two candidates is not inconsistent more than the lowest unit charge pre- time on behalf of station licensees and the Commission interprets new section with paragraph (c) [b] of the Commis- vailing during the 45- or 60-day period. sion rules (which provides that there Had candidate E responded to candidate 315(b)(1) as applying to the combina- tion of licensees in the network as well shall be no discrimination between can- A prior to the 45- or 60-Gay period, he didates as to charges) for both candi- would have been charged on a "compara- as to the individual licensees. Thus, charges to legally qualified candidates dates are receiving the lowest unit rate ble use" basis, just like candidate A. purchasing network time may not exceed at the time of use, that rate being based However, since the statute provides for a the lowest unit charge for the same class on audience exposure and giving candi- lowest unit charge basis for uses during date B greater exposure than A. (See Q. the 45- or 60-day period, caudidate B and amount of time for the same period and A. VI. 3. and 4. above. The difference is charged on that basis. Paragraph of the broadcast day on a network. Can- in rates therein are also correlated with (c) [b] of the Commission rules on politi- didates are entitled to be charged not more than the lowest unit rate regard- audience size. See also footnote 6 above.) cal broadcasts provides that a station less of the number of times they use the Attention is invited to the fact that the shall not discriminate between candi- network. For example, if a television foregoing discussion of network charges dates in charges. but this does not network gives a discount for advertisers to candidates is applicable to uses of a amount to discrimination since the dif- who contract in advance on a noncan- network not involving "equal opportu- ference in charges is set by statute. cellable basis for at least one I-minute nity" under section 315(a). For "equal 8. Q. During the S0-day period pre- commercial announcement for broadcast opportunity" situations, the principle set ceding a general election, the rates of a in one or more specified programs in forth in Q. and A. VI. 8., below, applies. station, pursuant to normal business prime time at least once a fortnight on Thus, if candidate A has 8 1-minute spot practices, change from summer tc higher a regular schedule over a 52-week period, on a network on October 1 for $40,000, fall rates. The lowest unit charges are a candidate would be entitled to that dis- candidate B exercising "equal opportu- therefore less before the rate change count even though purchasing only one nity" rights on October 22 pays $40,000 than afterwards. (See Q. and A. VI. 3. such spot announcement. At intervals, a rather than $50,000. above.) Candidate A purchases 50 fixed- television network may change the spot 6. Q. During the 60-day period pre- position. 1-minute spots in prime time announcement charges for a particular ceding a general election there are no to be aired before the rate chauge. Pur- program depending on the viewer ratings changes in rates of the kind mentioned suant to section 315(a), candidate B is for the program. If commercial adver- in Q. and A. VI. 3. and 4. above. A licensee entitled to equal opportunity to respond tiser A has contracted in advance for a observes that on a particular date he has to candidate A, and candidate B pur- spot on a program to be broadcast on a some unsold time available during prime chases 50 such spots for his response, certain date, and if because of low viewer time hours. Preferring to realize some- which spots are to be aired after the sea- ratings the price being offered to other thing rather than nothing for that time, sonal rate change. Is candidate B charged advertisers for spots on the program on he approaches and sells to an advertiser a higher rate? that date is lower than the price con- three 1-minute, fixed-position spots in A. Although in situations not involv- tracted for by A, advertiser A must none- prime time at an extremely low rate. The ing "equal opportunity" the lowest unit unit charge for the three spots is lower charge for candidates using the station " At the present time. of course, such than the lowest unit charge for such spots based on "normal" rates prevailing prior to the seasonal rate change is based changes in rates are subject to any state- ments of policy. guidelines. or regulations during the 60-day period. What is the on summer rates, and for those using the issued by the Price Commission under the effect of this in calculating lowest unit station after the change is based on fall Economic Stabilization Program. charge for the 60-day period? rates, the situation is different in cases FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 5802 NOTICES involving "equal opportunity." The can- provided in section 315(b) of the Com- titling opposing candidates to 'equal didate in such a situation is entitled to munications Act prior to its amendment opportunities in the 1970 primer.) Sec- be charged on the same basis as the by the Campaign Communications Re- tion 104(a) (6) of the Campairn Com- candidate to whom he is responding. form Act. Is the candidate entitled to a munications Reform Act provide t. Therefore, in this situation, the rate refund if payment to the station has been amounts spent for the use of communi- charged candidate B must be the same made prior to the time of use, or to an cations media by or on behnif of a can- as that charged candidate A (which rate adjustment in the charges if payment didate are attributable to the candidate's cannot exceed the lowest unit charge has not been made at or before the time spending limit. This means that sonie based on summer rates). (Compare Q. of use, so that he will pay on a lowest unit broadcast time bought to further the and A. VIII. 71. in the 1970 primer.) charge basis? candidacy of a person may he on his be- 9. Q. During the 60-day period pre- A. Yes. The lowest unit charge applies half and will count against his spencing ceding a general election, the rates of a to all uses falling under the provisions limit, but will not be entitled to the "low- station, pursuant to normal business of section 315(b)(1) which occur on or est unit charge" If it does not involve a practices, change from summer to higher after April 7, 1972, regardless of the date "use" by the candidate. (See Q. and A. fall rates. The lowest unit charges are of contract. VIII.2. of the 1970 primer.) therefore less before the rate change 12. Q. On or after April 7, 1972, a can- 15. Q. Does the "lowest unit charge" than afterwards. (See Q. and A. VI. 3. didate contracts with a station for use provision of section 315(b) (1) apply to above.) Cendidate A purchases 50 fixed- of its facilities on a specified date or both time charges and other charges by position, 1-minute spots in prime time dates in the future, which dates occur a station in connection with political to be aired before the rate change. Pur- within a 45- or 60-day period before broadcasts? suant to section 315(a), candidate B re- an election. The price for the use of the A. No. The provision applies only to quests "equal opportunity" to respond facilities is stated in the contract. At charges for purchase of time. It does not to candidate A in fixed-position, 1-min- the time of use of the facilities, the rates cover additional charges made by F33- ute spots in prime time to be aired after of the station have changed because, for tion for other services, which may be the seasonal rate change. Candidate B example, of normal seasonal rate termed production oriented, such as requests 100 such spots. At what rate is changes, or because of the issuance of charges for use of 8 television studio, candidate B charged? ARB or Nielsen TV market reports which audio- or video-taping, or line charges A. Candidate B is entitled to 50 such resulted in rate changes by the station. and remote technical crew charges when spots at the rate charged candidate A At what rate is the candidate charged for the broadcast is to be picked up cuicide to satisfy the "equal opportunity" re- use of the station? the station. Moreover, the provision Goes quirement. For the remaining 50 spots A. If the change in rates has resulted not apply to additional charges that he may be charged not more than the in a lowest unit charge which is greater might be incurred if a candidate sought lowest unit rate based on the higher fall than that provided in the contract. the to purchase full sponsorship of an exist- rates. Jt ould be noted that the sale candidate is entitled to the charge speci- ing program for which there is = to candidate B of 50 spots at the low fied in the contract. If the rate change lished program charge in addition to a summer rates to satisfy the "equal op- of the station has resulted in & lowest time charge. portunity" requirement does not affect unit charge which is less than that pro- 16. Q. Customarily. stations allow ad- the rates to be charged him or other vided in the contract, the candidate is vertising agency commissions to candidates using the station after the entitled to be charged at the lesser rate. out of the charges made for time. If a change 10 the higher fall rates on other 13. Q. On or after April 7. 1972, a can- candidate purchases time from L station than an "equal obsortunity" basis. didate contracts with a station for use of through ER agency, may the station in- 10. Q. A commercial advertiser has its facilities during a period 60 days prior clude the agency commission in the low- over a period of years had a contract for to a general election. The contract speci- est unit charge it makes to the candidate? commercial spot announcements with a fies no set rate to be charged, but instead, A. Yes. However, if a candidate pur- station and that contract has been re- provides that the rate to be charged will chases time directly from a station with- newed from time to time with unchanged not exceed the lowest unit charge being out the use of an agency. the lowest unit rates set at the time the contract was made on the date(s) contracted for. May charge must exclude tr.c amount usually entered into although the rates of the such contracts be entered into by paid for agency commission. For ex- station to other advertisers have in- stations? ample, if a 1-minute spot announcement creased. Thus. the lowest unit charge of A. Yes. There is nothing in the new law costs $100 and an agency is allowed $15, the station for the same class and concerning the type of contract a station a candidate placing a spot through an amount of time for the same period com- may enter into with a candidate. (How- agency must pay $100. But if a candidate puted by using current rates to other ever, a contract providing that regardless places the spot directly, without use of advertisers is higher than the lowest unit of the lowest unit charge being made on an agency, he pays $85. In this connec- charge based on the rates being given the date of use by the candidate the tion, however, attention is invited to Q. to the advertiser with the "rate protec- candidate must pay a higher rate speci- and A. VI.13. above which states that tion agreement." In calculating the low- fied in the contract would be contrary to production costs are not included in the est unit charge for a candidate who the public policy established by the new lowest unit charge. Hence a candidate qualifies for such charges under section law.) Without additional language in purchasing time directly, without the use 315(b) (1), is it correct to use as a basis such a contract, however, it might be of an agency, must furnish his advertise- for the calculation the current rates gen- impossible to satisfy the certification re- ment or other program matter to the erally held out to advertisers in the quirement of Q. and A. VII.1.(1), below. station, unless it is the policy of the sta- community? 14. Q. Does the "lowest unit charge" tion to prepare the material for commer- A. No. The candidate is entitled to the provision of section 315(b) (1) apply to cial advertisers in such situations. See Q. lowest unit charge for the same class and political broadcasts by groups, organiza- and A. VIII. 12. and 20. in the 1970 amount of time for the same period. tions or persons other than candidates? primer. Since the lowest unit charge is that being A. No. The provision applies only to 17. Q. May a station with both "na- given to the advertiser with the contract broadcasts by candidates for public office. tional" and "local" rates charge a can- of long standing. that charge must be The general guideline to be followed is didate falling within the purview of sec- made to the candidate. Compare Q. and that the "uses" of broadcast stations for tion 315(b) (1) its lowest rate charge A. VIII. 13. in the 1970 primer. which the "lowest unit charge" provision based on its "national" rates? 11. Q. A candidate, prior to April 7, applies are the "uses" which would entitle A. No. The calculation of the lowest 1972, has contracted for use of a sta- an opposing candidate to "equal oppor- unit charge must be based on its "local" tion after that date. The date(s) of use tunities" under the provisions of section rates (if they are lower than its "na- contracted for occurs during the 45- or 315(a), i.e., uses in which the candidate tional" rates) regardless of whether a 60-day period before an election. The personally participates through use of his candidate is rulining for musicipal, contract price was at rates not exceed- voice or image, live or taped, or through county, State, or national office. ("Na- ing those made to commercial advertisers film or picture. (See "III. B. What con- tional" and "local" are not viewed as for comparable use of the station, as stitutes a 'use' of broadcast facilities en- different "classes" of service under the FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 NOTICES 5803 provisions of section 315(b) (1).) For held in the State, the person is running amount, and period of time on the example, if a candidate were running for in that primary, but that primary will station. the office of United States Senator and occur more than 43 days after the pro- 23. Q. Where a cable television opera- fell within the purview of section 315 posed use of the stations in State C. On tor does not have an advertising rate (b) (1), and if a station on which he what stations is the candidate extitled to schedule, how should he determine the purchased time covered all or most of the the lowest unit charge? proper rate for a political message, in State in which he was running, calcula- A. He is entitled to the lowest unit terms of "lowest unit charge" and "com- tion of the lowest unit charge would have charge only on the stations in the eastern parable use" rate concepts? to be baced on the station's "local" State where he is running in the primary A. Since it is likely that most cable rather than it's "national" rates. This election. In the western States he would operators have had little experience in guideline obscrules Q. and A. VIII. 4. and be entitled to rates on a "comparable" offering cablecasts on their systems. and 14. iv 1070 primer insofar as candi- basis under the provisions of section 315 even less in charging for use of cable- dates failing under the provisions of sec- (b) (2). The Commission is of the view casting facilities, it will be necessary for tion 315(b) (1) are concerned. They are that the intent of the lowest unit rate operators without existing rate schedules not overruled, however, as to candidates provision is that it is to apply only in to arrive at some reasonable rate struc- falling under the provisions of section situations where an election is being held ture. Section 73.251 (11) (lii) of the 315(b) (2). See also Q. and A. VIII.3. in in the service area of the St ation on rules requires cable systems to establish the 1970 primer. which time is being purchased. If the appropriate rate schedules for use of 18. Q. In computing the lowest unit person in this case subsequently receives their leased access channels; we expect charge under the provisions of section the nomination of his party at its na- that such rates will not have the effect of 315(b) (1), is the calculation based on tional convention. then under the pro- discouraging political use of such the rate card of the station or on the visions of section 315(b) (1) he would be channels. rates actually charged by the station if entitled to the lowest unit charge in sta- 24. Q. Do the "lowest unit charge" and they differ from those on the rate card? tions in all of the 50 States during the "comparable use" rate concepts prevent A. The calculation is based on what- 60-day period preceding the presidential a cable television operator from estab- ever will give the lowest unit rate for election. lishing different rate structures for origi- the same class and amount of time dur- 20. Q. By statute a State provides that nation and access cablecasting channels? ing the same period of the day. If use broadcast stations may carry legal A. No. The Commission considers of the actual charges gives the lowest notices at rates fixed by the statute. This origination and access cablecasting unit rate, actual charges are used in rate is quite low $0 that for a particular channels to be very different and non- determining rates for candidates. If use broadcast station in that State the lowest comparable vehicles for expression on a of the rate card gives the lowest unit unit charge for such notices for the same cable system. It is for this reason, for class and amount of time for the same rate, the rate card is the basis used. example, that the Commission requires Example of actual charges forming the period is less than the lowest unit charge "equal time" and "fairness" obligations basis for lowest unit charge: A licensee based on "normal" rates. Must the lowest arising on an origination cablecasting is "flexible" and uses his rate card as a unit charge for candidates be calculated channel to be satisfied on such a channel, point of departure for negotiations which on the basis of the statutory rate for legal and not on an access channel. See para- always results in rates less than those notices? graph 145, Cable Television Report and shown on the card. Example of rate card A. No. Since the rates for legal notices Order, 37 F.R. 3252 (1972). Thus, a cable forming the basis for lowest unit charge: are set by statute rather than by the operator need not have the same rate A rate card shows a "package" or "plan" station, they are not used for calculation structure for both origination and access for fixed-position, one-minute spots in of the lowest unit charge for candidates. channels. drive time which yields the lowest unit 21. Q. Are trade outs or barter trans- 25. Q. What is the meaning of "charge charge on the card for such spots (e.g., actions involving commercial advertisers made for comparable use" in section 10,000 such spots over a period of a year to be used in computing the lowest unit 315(b) (2)? for a very low rate). The "package" or charge? A. This term is identical with that in "plan" on the rate card also yields the A. No. Although stations engage in section 315(b) prior to its amendment by lowest unit charge as compared with trade outs and barter in dealing with the Campaign Communications Reform actual sales that may have been made advertisers, only transactions involving Act, and is construed in the same man- for such spots at rates less than card sale of time for monetary consideration ner. The section entitled "VIII. What rates. However, the "package" or "plan" are to be used as the basis for calculating rates may be charged candidates for pro- has not been purchased by anyone for the lowest unit charge which must not grams under section 315?" in the 1970 use during the 45- or 60-day period. In be exceeded when a candidate wishes to primer contains Commission rulings on such a case, the rate card is used as the purchase time. (This does not affect the this statutory term and on paragraph basis for calculation of the lowest unit Commission's policy with respect to re- (c)[b] of the Commission rules govern- rate for such spots because although it porting trade out and barter transactions ing political broadcasts and cablecasts was never taken advantage of by a pur- on the Annual Financial Report (FCC which implemented the old section chaser of time, the very low unit rate of Form 324). See Public Notice, FCC 72- 315(b). These rulings are still valid. the "package" or "plan" was being held 139, February 17, 1972.) VII-SECTION 315-CERTIFICATION out to the public. 22. Q. Are stations permitted to charge less than the lowest unit charge VII. 1. Q. What procedure is recom- 19. Q. A person is a legally qualified during the 45- or 60-day period before mended by the Commission with regard candidate for nomination for the presi- an election? to the certification that stations must dency, as discussed in Q. and A. V.1. A. Yes. To make the preceding ques- obtain pursuant to sections 315(c) and above. He is running in the primary elec- tions and answers concerning the matter 315(d). tion of a State in the eastern part of the of "lowest unit charge" less cumbersome, A. The Commission recommends the United States. During the period of 45 they have sometimes been couched in following procedure which is analogous days before that primary election he terms that might have conveyed the im- to that which will be established by wishes to purchase time on stations pression that stations must charge the regulations of the Comptroller General in that State and on stations in each lowest unit charge to candidates. It is for certifications required by section of three western States. The situa- stressed here that section 315(b) (1) pro- 104(b) of the Campaign Communica- tion with regard to each of the western vides that charges made by stations shall tions Reform Act in connection with States is as follows: (1) in State A, a not exceed the lowest unit charge for the uses by candidates of newspapers. maga- presidential primary election has already same class and amount of time for the zines, or outdoor advertising facilities: been held in the State; (2) in State B, same period. Stations are at liberty to (1) The certification should contain the delegates to the national nominating charge less than the lowest unit charge. the call sign and community of license of convention have already been selected by However, if they do. they must give the the station (or, in the case of a cable a State convention; (3) in State C. a same low unit rate to other candidates television system. the name of the sys- presidential primary election is yet to be for all offices purchasing the same class, tem, each community served, and State); FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 No. 55-Pt. П—2 5801 NOTICES name of candidate; his political afilia- copy of that person's authorization given A. They only ply to legally qualified tion: elective office sought: date of pri- to the person making the charge must be candidates for 1 elective (as mary or other election in connection with attached to the cert.fication and retained such offices are delined (3) which time is being purchased: dates of with it in the file for the 2-year period. and (4) of the Campaign Communica- proposed use or of si: tion; duration (3) Attention of certifying parties is tions Reform to to of each broadcast and time at which each invited to the fact that the Comptroller access by candidates for other than Fed- broadcast is to be made on each date; General of the United States will, in the eral elective office, 2. Decrease must covern the rate to be charged and the total near future, promulgate regulations gov- its conduct by established interpre tions charges for which payment by the candi- eming communications media spending of secuion 315 of the Communica Act date is certified not to violate the candi- limitations for Federal elective office as prior to amendments. One such interpre- date's spending limitation: signature of required by the Campaign Communica- tation of section 315 is the Commission's the candidate or of the pct refically tions Reform Act. These regulations will histone Delicy sale o: who to authorized by the candidate in writing to be published in the FEDERAL REGISTER and candidates for office: The licensee in its do so; and date of signature. In addition issued in a new title 11 ("Federal Elec- own good-falth judgment in serving the to the foregoing, the certification should tions") of the Code of Federal Regula- public interest may determine which po- state that payment for the use of the tions. Candidates should, of course, fa- litical races are of greatest interest and time purchased, including any agent's miliarize themselves with the contents of significance to its service area, and there- commission allowed the agent by the those regulations when issued. However, fore may refuse to sell time to candidates station. will not violate the candidate's P.S an aid to stations and candidates, for less important offices, provided it permissible limit of campaign spending and with the caveat that this informa- treats all condidates for such OLICES under the provisions of section 104(a) tion is subject to modification by the equally. of the Federal Election Campaign Act aforementioned regulations, the follow- 2. Who is a "legally qualified candl- of 1971 (Public Law 92-225) as deter- ing represents the substance of a perti- date" for Federal elective office for pur- mined by the Comptroller General of the nent portion of what is expected to ap- poses of section 3.2(2)(7)? United States for the race involved. (For pear in the regulations: A. A "legally tushfed candidate" for State races under section 315(d), appro- priate language concerning spending An expenditure for use of 2 station is Federal elective office of deemed to take place on the date or dates this section is the 02016 as that spelled limits imposed by the State law should when the station is actually used, regardless out in Q. and A. V.1. above, i.e., for pur- be used.) of when payment therefor is made and re- poses of reasonable BOODER and permit (2) The original certification must be gardless of the date of any contract or prom- purchase of reasonable amounts ct time given to the person, making the charge ise. Such expenditure is charged against the the definition is the same as for section before the order or agreement for the amount of the expenditure lim tation ap- 315(a) concerning "equal opportunties." particular use is accepted. One copy of plicable to the election in connection with the certification should be retained by which the station is actually used, regardless 3. Q. How is a licensee to comply with the candidate cr the authorized person. of when payment therefor is made and re- the requirement of section 312(s)(7) gardless of the date of any contract or that he give bis If prior to the date(s) of use there is a promise. An expenditure for the Due of a station to, or pernit the proble J of change in the amount of charge, an station, when such use occurs on or after reasonable amounts of time by, candi- amended certification must be given to the effective date of the Campaign Com- dates for Federal elective cffice? the station. munications Reform Act (April 7, 1972), is charged against the expenditure limitation A. Each B, When pr. Zons (3) Each authorization by a candidate of sections 307 and 309 of the Communi- to another person or persons to make applicable to the election in which the sta- tion is used, regardless of whether or not the tions Act, is ..3 to cerve 125 CLD- on behalf of the use is paid for or constitue for prior in the L Inter 7. all the name and address of the effective date of the Act. However, the Act In its Report and Statement 02 Policy authorized individual, the name of the does not apply when such use occurs en- Re: Commission En Rame Programming candidate, the election involved, and any tirely before the effective date of the Act. Inquiry (1950), the Commission stated restrictions or limitations imposed, and regardless of whether or not the use is paid that political broadcasts constitute one it should be signed and dated by the for on or after the effective date. of the major elements in meeting that candidate. The authorized individual 2. Q. Under the provisions of sections standard. (See Formers Educational and may retain the original but a copy of 315(c) and 315(d), if a station gives free Cooperative Union of America. North the authorization must be given to the time for use by or on behalf of a candi- Dakota Division V. WDAY, Inc., 360 U.S. person making the charge. date must it obtain a certification from 525 (1959), and Red Lion Broadcasting (4) Whenever a single use of a sta- the candidate or a properly authorized Co., Inc. V. FCC, 395 U.S. 367, 393-94 tion is by or on behalf of two or more person? (1969).) The foregoing broad standard candidates for elective office, the amount A. No. The sections only require the has been applied over the years to the attributable to the expenditure of each station licensee to obtain a certification overall programing of licensess. New sec- candidate is the amount agreed upon by if a charge is being made for the broad- tion 312(a) (7) adds to that broad stand- the candidates in advance of the use and cast time, for if time is given free, use of ard specific language concerning reason- shown on the certification. In such situa- a station by or on behalf of a candidate able access. tions, a joint certification, or individual under those circumstances cannot bring Congress clearly did not intend, to certifications showing the allocation to the candidate into violation of the take the extreme case, that during the each candidate should be furnished by spending limitation. closing days of a campaign stations joint users. 3. Q. If a candidate prior to April 7, should be required to accommodate re- (5) Certifications should be obtained 1972, has contracted for use of a station quests for political time to the exclusion for each individual use or series of uses both prior to April 7. 1972, and after that of all or most other types of program- of a station for which & candidate con- date, must the station obtain the certifi- ing or advertising. Important as an in- tracts. (E.g., if one contract is for 100 cation required under section 315 (c) or formed electorate is in our society, there spots, only one certification is (d) for the broadcasts which occur after are other elements in the public interest necessary.) April 7, 1972? standard, and the public is entitled to (6) The certification need not be in A. Yes. A certification must be ob- other kinds of programing than politi- any special form. It may, for example, be tained in all cases where a station is cal. It was not intended that all or most incorporated into a standard contract making a charge for use of the station by time be preempted for political broad- or start order. or on behalf of a legally qualified candi- casts. The foregoing appears to be the (7) Certifications must, pursuant to date on and after April 7, 1972. No certi- only definite statement that may be made paragraph (d) [c] of the Commission's about the new section, since no all- rules, be placed in the station file which fication for uses of a station prior to embracing standard can be set. The test April 7, 1972, is necessary. is available for public inspection, and re- of whether & licensee has met the re- VIII-SECTION 312-REASONABLE ACCESS quirement of section is one of tained for a period of 2 years. If the cer- reasonableness. The will not tification is made by a duly authorized VIII. 1. Q. To what candidates do the substitute its judgment for that of the person as mentioned in (3) above, the provisions of section 312(a) (7) apply? licensee, but, rather, it will determine in FEDERAL REGISTER, VOL 37, NO. 55-TUESDAY, MARCH 21, 1972 NOTICES 5805 any case that may arise whether the li- to a broadcast by candidate B. paid for A. Under the provisions of the Com- censee can be said to have acted reason- by candidate B. which occurred after mission rules, noncommercial educa- ably and in good faith in fulfilling his candidate A had reached his spending tional stations operating on channels obligations under this section. limit. must the station provide free time reserved for noncommercial educational We are aware of the fact that a myriad to candidate A? use are not permitted to levy charges for of situations can arise that will present A. No. Candidate A cannot furnish the time-for political broadcasts or other- difficult problems. One conceivable necessary certification that purchase of wise. Some such stations presently are method of trying to act reasonably and time on the station would not result in providing political programing without in good faith might be for licensees, prior a violation of the spending limitation. charge, and it appears that as a practical to an election campaign for Federal 8. Q. Some stations have in the past matter the new provision will not greatly offices, to meet with candidates in an had the policy of not selling short polit- alter their practices. On the other hand, effort to work out the problem of rea- ical spot announcements (e.g., 10 sec- those stations that do not engage in such sonable access for them on their stations. onds, 1 minute) on the ground that they programing will be required under the Such conferences might cover, among did not contribute to an informed elec- new law to provide reasonable access to other things, the subjects of the amount torate. In light of the enactment of sec- candidates without charge. Noncommer- of time that the station proposes to sell tion 312(a) (7), may stations ha such cial educational stations that are operat- or give candidates, the amount and types policies, or must they sell reasonable ing on unreserved channels, and non- of its other programing. the 7-day rule, numbers of short spots to legally quali- profit stations that are not educational, and the amount of advertising it pro- fied candidates for Federal office if e.g., those offering religious broadcast- poses to sell to commercial advertisers. requested? ing, may charge for political broadcast 4. Q. Do the provisions of section 312 A. We have, prior to the enactment of time (if their charters or articles of in- (a) (7) apply to persons or groups re- section 312(a) (7), when station were corporation permit them to make time questing access to or purchase of time on a station for themselves as spokesmen (under the provisions of section 315) not charges) although it is their policy nor- on behalf of a candidate? required to allow use of their facilities mally not to charge for any time. If they by particular candidates for nublic office. do charge, notice must be given to the A. No. The section applies only to TP- ruled that licensees may have such pol- Conumission 01 this change in operation. quests for "use" of a station by a candi- icies. In so ruling, we have cautioned The lowest unit charge provisions of date. The standard of what constitutes a "use" of a station for purposes of ad- that licensees have the public interest section 315(b) cannet apply to such ministering section 312(a) (7) is the same consideration of making their facilities stations since they have no rates on as the standard concerning "equal op- available to candidates, but have left to which to base such a charge. However, portunities" under section 315(a). That the good-faith judgment of the licensee any charges made must be reasonable standard is elaborated in sections III. the determination of how the facilities when viewed in the light of charges made were to be used to serve the public in- hr coromorcial stations in the same A. and E. of the 1970 primer and subsc- terest. As complaints arose, we looked to broadcast service licensed to serve the quent rulings. (See also Q. and A. VI.14. the reasonableness of that judgment in same community. If the charges made by above.) With regard to spokesmen for candidates, a licensee must govern its a particular fact pattern. (31 FCC 2d 782 nonprofit stations are unduly high, it is (1971).) Section 312(a) (7) now imposes conceivable that they might be construed conduct by the "public interest, conven- ience. or necessity" standard of sections on the overall obligation to operate in as an attempt to circumvent the reason- the public interest the additional specific able access provision of section 312 307 and 309 of the Communications Act requirement that reasonable access and (a) (7). Noncommercial educational sta- discussed in Q. and A. VIII.3. above. See also Letter to Nicholas Zapple, 23 F.C.C. purchase of reasonable amounts of time tions and nonprofit stations. whether 2d 707 (1970). be afforded candidates for Federal office. giving free time for political broadcasts 5. Q. Does the "reasonable access" pro- We shall, under this new section, apply or charging for such time, may make vision of section 312(7) require com- the same test of reasonableness of the necessary charges for production- mercial stations to give free time to judgment of the licensee. Thus whether oriented services, and for other things legally qualified candidates for Federal a refusal to sell short political spots of the type mentioned in Q. and A. VI.15. elective office? would or would not violate the provisions above. A. No, but the licensee cannot refuse of the new section would depend on the 11. Q. Does the "reasonable access" to give free time and also to permit the circumstances in which the refusal OC- provision of section 312(a) (7) require purchase of reasonable amounts of time. curred. The same would apply to similar a cable television system that lacks ca- If the purchase of reasonable amounts situations, e.g., in cases where a station blecasting facilities to provide such fa- of time is not permitted, then the station has a policy of not placing political spots cilities upon receipt of a request for is required to give reasonable amounts on news programs. access to or purchase of time on a of free time. 9. Q. Does section 312(a) (7) apply to system? 6. Q. If a commercial station gives rea- noncommercial educational stations, and A. No. A cable system that lacks cable- sonable amounts of free time to candi- other nonprofit stations. as well as to casting facilities, other than for auto- dates for Federal elective office, must it commercial stations? mated services, and is not required by the also permit purchase of reasonable A. Yes. There are no provisions in the Commission's Rules to have them, need amounts of time? Campaign Communications Reform Act not provide such facilities upon receipt A. No. A commercial station is re- exempting such stations, nor is there of a request for access to or purchase of quired either to provide reasonable anything in the legislative history of the time on the system. amounts of free time or permit purchase Act that would indicate that such an Adopted: March 15, 1972. of reasonable amounts of time. It is not exemption was intended. Both types of required to do both. stations would be required to give rea- FEDERAL COMMUNICATIONS 7. Q. If candidate A has spent the sonable access to legally qualified candi- COMMISSION," maximum amount of funds permitted dates for Federal elective office. [SEAL] BEN F. WAPLE, him under the limitation set by section 10. Q. May noncommercial educa- Secretary. 104(a) (1), (2), or (3) of the Campaign tional stations and nonprofit stations [FR Doc.72-4289 Filed 3-20-72;8:48 am] Communications Reform Act and re- charge for broadcast time by or on behalf quests "equal opportunity" under the of legally qualified candidates for Fed- Commissioners Johnson and H. Rex Lee provisions of section 315(a) to respond eral elective office? not participating. FEDERAL REGISTER, VOL. 37, NO. 55-TUESDAY, MARCH 21, 1972 3/24/72 QUESTIONS AND ANSWERS GENERAL INFORMATION 1. Who is responsible for administering the provisions of the Act pertaining to statements of registration and reports of receipts and expenditures? The Act designates three "supervisory officers" to administer Title III of the Act covering disclosure of campaign funds in campaigns for Federal office. The supervisory officers are (1) the Secretary of the Senate for reports pertaining to Senators, and (2) the Clerk of the House of Representatives for reports pertaining to Representatives, Delegates, and Resident Commissioners to Congress; (3) the Comptroller General of the United States for reports pertaining to candidates for President and Vice President, and in other cases. 2. How will questions be resolved regarding the interpretation of the requirements in the Act for which the Comptroller General is responsible? Questions regarding matters for which the Act designates the Comptroller General as responsible supervisory officer and for other matters should be submitted in writing. The Comptroller General will issue interpretations, interpretive rulings, and advisory opinions as may be required. Questions should be addressed to: Director, Office of Federal Elections U.S. General Accounting Office 441 G Street, NW. Washington, D.C. 20548 Telephone: 202-386-6411 Copies of regulations, political committee registration forms, and financial report forms may also be obtained this way. 3. During what hours will the Office of Federal Elections be open for business? The Office will be open from 9 a.m. to 5 p.m., Monday through Friday, except Federal holidays. When pre-election reports for presidential elections are being filed, the Office will also be open on Saturdays from 9 a.m. to 5 p.m. - 1 - 4. Will copies of financial reports filed by candidates and political committees be available from the General Accounting Office (GAO)? Yes. Financial reports and registration statements filed will be available for public inspection and copying at the Office of Federal Elections in the GAO and also at State capitals. Requests for copies can be made in person or in writing. Copies will be made available at a cost per page to be posted. Persons submitting requests for copies by mail will be billed for the cost of mailing in addition to the cost of producing the requested copies. (NOTE: The law states that information obtained from the reports and registration statements is not to be sold or used for the purpose of soliciting contributions or for any commercial purpose.) 5. Will copies of reports filed by candidates and political committees be printed and made available to the public? Yes. Copies of the statements of organization and all financial reports filed by each political committee during the calendar year will be printed by the Public Printer and sold to the public by the Superintendent of Documents. The Comptroller General is required to compile and furnish to the Public Printer by March 31 each year an annual report for each political committee containing copies of all reports filed, together with a copy of the statement of organization. The reports should be available to the public within a reasonable time after that date. 6. Will copies of statements of organization and reports of receipts and expenditures filed with State officers be available for public inspection and copying? Yes. The law requires this. A charge will be made for copies furnished. 7. Is there a legal limit on the amount which individuals may contribute to a candidate or political committee? There is no legal limit on the amount that individuals may contribute to a candidate or political committee. There are limitations, however, on expenditures which a candidate for Federal elective office may make from his personal funds or the personal funds of his immediate family. The legal limits are: (1) $50,000 for a candidate for the Office of President or Vice President. - 2 - (2) $35,000 for a candidate for the office of Senator. (3) $25,000 for a candidate for the office of Representative, or Delegate or Resident Commissioner to the Congress. The candidate's immediate family includes the candidate's spouse, and any child, parent, grandparent, brother or sister of the candidate, and their spouses. These limitations are contained in Title II of the Act as an amendment to Title 18 of the United States Code. - 3 - STATEMENTS OF ORGANIZATION OF POLITICAL CONNITTEES 1. Who is required to register with the U.S. General Accounting Office under the Federal Election Campaign Act of 1971? Every political committee (committee, association, or organization) which anticipates receiving contributions or making expenditures during a calendar year of more than $1,000, any portion of which will be expended for or on behalf of candidates for the office of President or Vice President of the United States. The same registration requirements apply to political committees receiving contributions and making expenditures for or on behalf of candidates for senator and representative of the U.S. Congress. 2. When are political committees required to register? A statement of organization is required to be filed within 10 days after its organization or 10 days after the committee has information which causes it to anticipate receiving contributions or spending over $1,000, whichever is later. Since, however, many committees will have met this criteria by April 7, 1972, the effective date of the Act, they are required to file a registration statement by April 17, 1972. Registration forms may be obtained from the U.S. General Accounting Office, Secretary of the Senate, or Clerk of the House of Representatives. 3. Is there a specific form to be used by political committees supporting candidates for President and Vice President in filing statements of organization? Yes. Form CG-1 is to be used in filing a statement of organization. This form may be obtained from the Office of Federal Elections, U.S. General Accounting Office, 441 G Street, NW., Washington, D.C. 20548. 4. If a political committee expects to receive contributions or spend over $1,000 for candidates for Senator or Representative to the U.S. Congress in addition to the office of President, are separate statements of organization required to be filed? Yes. If the political committee expects to receive contributions or spend more than $1,000 for or on behalf of candidate(s) for senator or representative, registration statements should be filed, as appropriate, with the: Secretary of the Senate Clerk of the House of Room S-221 and/or Representatives Capitol Building Room 1036 Longworth House Washington, D.C. 20510 Office Building Washington, D.C. 20515 - 4 - 5. How is information included in registration statements changed? For example, how is a change in the position of chairman or treasurer for a political committee to be reported? If the change involves, for example, only a change in the name of the chairman or treasurer, it may be reported by letter. The notification should identify the name of the political committee, address, and registration number in addition to the names of the old and new officers. If the changes are extensive, revised registration statements should be filed. 6. The statement of organization must include the names, addresses, and relationships of affiliated or connected organizations. What is meant by the term "affiliated or connected organizations"? Affiliated or connected organizations includes but is not limited to (1) an organization which organized the reporting committee primarily for the purpose of influencing the nomination or election of candidates for Federal office; or (2) an organization whose primary purpose is to support the reporting committee; or (3) an organization whose membership is generally similar to that of the reporting committee. - 5 - REPORTING OF RECEIPTS AND EXPENDITURES BY CANDIDATES, POLITICAL COMMITTEES, AND OTHER PERSONS 1. Who is required to file reports of receipts and expenditures of campaign funds for Federal office with the Comptroller General of the United States? Periodic reports are required to be filed by: a. Every candidate for nomination or election to the office of President or Vice President of the United States. b. Every political committee which supports a candidate or candidates for nomination or election to the office of President or Vice President and receives contributions or spends more than $1000 in a calendar year. C. Any person (other than a candidate or political committee) who makes contributions or expenditures, other than by contribution to a candidate or political committee, in excess of $100 during a calendar year. 2. Is there a specific form to be used by candidates, political committees, and other persons in filing reports of receipts and expenditures of Federal campaign funds? Yes. Form CG-3 is to be used by political committees and other persons; Form CG-2 is to be used by candidates for the offices of President or Vice President. The form may be obtained from the Office of Federal Elections, U.S. General Accounting office, 441 G Street, NW., Washington, D.C. 20548. The form contains instructions regarding the information and data required to be reported. 3. How many copies of the Report of Receipts and Expenditures (Form CG-3) should be filed by political committees with the Office of Federal Elections and the State officer? a. An original is required to be filed with the Office of Federal Elections. (This may be hand delivered or sent in preprinted return envelopes supplied by the Office of Federal Elections. The special envelopes request priority handling by the U.S. Postal Service.) b. One copy is required to be filed with the State officer (e.g., Secretary of State) of the State or other jurisdiction where the committee has its principal office. - 6 - 4. Under what conditions can a political committee be relieved of filing reports of receipts and expenditures with the Comptroller General? Political committees do not have to file financial reports if: a. The committee is a local, city, or county committee and does not conduct its activities throughout the State or in any other State; and b. The committee primarily supports persons seeking State or local office; and C. The committee does not make contributions or expenditures, including transfers of funds to any other political committee, in support of a candidate for nomination or election to the office of President or Vice President of the United States in an aggregate amount exceeding $1,000 in a calendar year. A contribution or expenditure in support of a candidate for Vice President is considered to be made on behalf of the candidate for President with whom he is running. 5. When do reports of receipts and expenditures have to be filed by candidates, political committees, and other persons? Reports are required to be filed on March 10, June 10, September 10, and January 31, for each calendar year and on the fifteenth and fifth days next preceding each presidential primary and general election and national nominating convention. The reports shall be cumulative and each report will cover the period from the closing date of the previous report filed. 6. What information is required to be reported for each contributor in an amount in excess of $100? a. Full name b. Residence mailing address, including zip code C. Occupation d. Principal place of business, if any The occupation should be identified by the title, if any, or type of work. The principal place of business should be identified by the full name of the contributor's employer or organization if self employed, and city of employment or self-employment. - 7 - This information should be stated identically on each report if the information remains unchanged. If any of the items should change during the calendar year, the exact name and address pre- viously used should be shown with subsequent entry, as well as the new information. 7. If several contributions of less than $100 are received from a contributor which aggregate more than $100 during the calendar year, is it necessary to report his name, address, and other required information? Yes. Special instructions are contained on Schedule A on how these situations are to be accounted for and reported. 8. Do all contracts, agreements, or promises to make contributions need to be reported to the Office of Federal Elections? No. They are required to be reported only if they are made in advance of actual payment, are made in writing, and exceed the amount of $100. 9. Is a report required to be filed when a political committee disbands? Yes. Any committee which previously filed a statement of organization is required to notify the Comptroller General when it disbands. The notification should include a statement as to the disposition of residual funds or debts. A committee must continue reporting its debts and obligations until extinguished. 10. Are any expenditures made before April 7, 1972, required to be reported? Yes. If an expenditure is made before April 7, 1972, for the use of communications media after that date, it must be reported and charged against the candidate's limitation applicable to the election in which used. Other contributions received or expenditures made before April 7, 1972, need not be reported. 11. Who is required to file reports of receipts and expenditures other than candidates and political committees? Every person who makes contributions or expenditures, other than by contribution to a political committee or candidate, in an aggregate amount in excess of $100 within a calendar year. These reports are required to be filed on the dates on which reports by political committees are filed and contain the same information, except they need not be cumulative. - 8 - 12. The law defines contributions as a gift, subscription, loan, advance, a deposit of money, or "anything of value." How should the dollar value of contributions in kind (anything of value) be determined for reporting purposes? The dollar value of contributions in kind should be determined by the contributor. It should be the fair market value of the item contributed; i.e., the value of the item if it were to be purchased or sold. The candidate or political committee receiving the contri- bution, however, should question the value placed on an item if it appears unreasonable. Contributions in kind must be reported on Schedule A appropriately labelled. 13. Is it acceptable to submit required reports of contributions and expenditures on computer tapes or disks? Since the Comptroller General is required to make reports filed available for public inspection and copying no later than the second day after receipt, it is necessary that printed copies of the report be filed. The Office of Federal Elections, however, may find the computer tapes or disks helpful in preparing the yearly compilation reports. The use of them, therefore, should be offered to the Office of Federal Elections. Where printed reports are made with the use of a computer, the reports should provide the same information required by the report forms. 14. The law requires that any contribution of $5,000 or more received after the closing date for the last report filed by a political committee, but prior to a primary, general, or other election, shall be reported within 48 hours after its receipt. Do transfers between political committees have. to be reported under this requirement? Yes. The definition of contribution contained in Section 301 of the law includes "a transfer of funds between political committees." Reports of $5,000 contributions during the required period should be filed on Form CG3 or by telegram. Other items included in the definition of "contribution" are: a. A gift, subscription, loan advance, or deposit of money or anything of value. b. A contract, promise, or agreement, whether or not legally enforceable, to make a contribution. C. The payment by any person other than a candidate or political committee of compensation for the personal services rendered to a candidate or committee without charge to them. - 9 - 15. Who is required to file reports on national conventions? Committees or organizations which: a. Represent a State (or a political subdivision thereof) or any group of persons in dealing with national party officials with respect to a nominating convention. b. Represent a national party in making arrangements for a nominating convention. The reports must be made within 60 days following the convention but not later than 20 days prior to date of the general election, on forms prescribed by the Office of Federal Elections. - 10 - REPORTS BY COMPTROLLER GENERAL 1. What types of reports will be prepared and published by the Comptroller General on contributions and expenditures by and on behalf of candidates for the Office of President of the United States? At the end of each calendar year the Comptroller General will prepare and publish an annual report of: a. Total reported contributions and expenditures for all candidates, political committees, and other persons during the year. b. Total amounts expended according to such categories as he shall determine and broken down into candidate, party and nonparty expenditures on the National, State, and local levels. C. Total amounts expended for influencing nominations and elections stated separately. d. Total amounts contributed according to such categories of amounts as he shall determine and broken down into contributions on the national, State, and local levels for candidates and political committees. e. Aggregate amounts contributed by any contributor shown to have contributed in excess of $100. In addition, special reports will be prepared from time to time (1) com- paring various totals and categories of contributions and expenditures made with respect to preceding elections and (2) others as deemed appropriate. - 11 - MEDIA RATES 1. Who is responsible for administering the provisions of the Act pertaining to charges for use of communications media? The Federal Communications Commission has this responsibility for charges relating to the use of broadcasting stations. (See Guidelines of the Federal Communications Commission). The Comptroller General of the United States has this responsibility for charges relating to the use of newspapers and magazines. 2. How will a candidate know if he is being charged the correct amounts for use of broadcasting facilities, newspapers, or magazines for campaign purposes? The broadcasting stations, newspapers, and magazines are required to make information available which will disclose the rate structures. The law limits charges for broadcasting to the lowest unit charge of the station for the same class and amount of time for the same period. The limitations on rate charges apply during the 45-day period preceding a primary and during the 60-day period preceding the general election. 3. If a candidate, in connection with his campaign for nomination or election to a Federal elective office, believes that he has been charged an amount in excess of the lowest unit charge by a broadcasting station, what action may he take? The Federal Communications Commission has the responsibility to prescribe regulations for Section 103(a) pertaining to charges for use of broadcasting stations. The candidate therefore, may file a complaint with the FCC alleging that the broadcasting station has violated Section 103(a) of the Act. 4. If a candidate for President or Vice President or for the Senate or House believes that he has been charged for space in a newspaper or magazine an amount exceeding the charges made for comparable use of such space for other purposes, what action may he take? The candidate may file a complaint with the Comptroller General alleging that the newspaper or magazine has violated Section 103(b) of the Act. After an investigation, if it is believed that a violation has occurred, the matter will be referred to the Attorney General. Before filing a complaint, however, the candidate should make reasonable efforts to resolve the difference. If a complaint is filed, a copy should be sent to the newspaper or magazine involved in the complaint. - 12 - 5. If questions arise on spending for the use of communications media by candidates or in behalf of candidates for Federal elective office, how can the answers to them be determined? By writing or calling: Office of Federal Elections U.S. General Accounting Office 441 G Street, N.W. Washington, D.C. 20548 Telephone: 202-386-6411 - 13 - LIMITATIONS ON EXPENDITURES FOR COMMUNICATIONS MEDIA 1. How much can legally qualified candidates for the office of President spend for use of communications media in political campaigns? Candidates can spend up to the following amounts: Pre-Nomination General Election An amount equal to 10c times An amount equal to 10c times the voting age population of the combined voting age population the State, District of in the United States, District of Columbia or Puerto Rico., Columbia, and Puerto Rico. but not less than $52,150 in each jurisdiction during 1972. These amounts, however, will change in future years by the percentage that the price index increases or as voting age population estimates change. The Comptroller General each year will determine the amount of expenditure limitation for each State and congressional district and for the nation, and will publish them in the Federal Register. They will also be made available to all candidates, political committees, and other interested persons through general distribution. 2. How will a congressional candidate know if the amount he can spend exceeds the $52,150 limitation if he doesn't know the voting age population? On or before April 7, 1972 (during the first week in January in future years), the Secretary of Commerce will provide and certify to the Comptroller General and publish in the Federal Register an estimate of the voting age population of each State and congressional district. These estimates will be the basis for determining the total amount that can be spent for communications media. Tables showing the voting age population by State and congressional district are available from the General Accounting Office, as well as the limitation amounts. 3. Are there any other limitations that apply to spending for use of communications media? Yes. Of the total amount that candidates for President or Congress are authorized to spend for use of communications media, they may spend up to 60 percent for use of "broadcasting stations." Broadcasting stations are TV and radio stations and CATV systems. Other communications media are newspapers; magazines; outdoor advertising facilities: and telephones, under certain conditions. Tables showing the expenditures authorized to be made by candidates for communications media will be available from the General Accounting Office. - 14 4. Does the limitation apply separately to candidates for President and Vice President? Not in the general election period. For purposes of the spending limitation for communications media, the office of President includes both the President and Vice President. 5. Will records be kept by the supervisory officers which will disclose whether candidates have exceeded the expenditure limitations for communications media? The supervisory officers will periodically receive financial reports on all contributions and expenditures from candidates and political committees. However, it is the responsibility of each candidate for Federal elective office to maintain accurate and complete records of expenditures for communications media for use in controlling expenditures and making sure that limitations are not exceeded. 6. If a candidate decides to spend for communications media less than his overall limitation, will this in any way affect the candidate's broadcasting limitation? For example, if a candidate has available $40,000 to spend on communications media and his overall spending limitation is $60,000 is his broadcasting spending limitation $24,000 (60 percent of $40,000) or $36,000 (60 percent of $60,000)? The candidate may spend for broadcasting purposes up to 60 percent of his overall limitation for communications media. In the example above, the candidate can spend up to $36,000 for use of broadcasting stations. 7. For purposes of determining the communications media expenditure limitations, is each primary, general, special, and runoff election treated separately? Yes. A new expenditure limitation is applicable to each separate election. No amount is carried over from one election to another. 8. Are communications media expenses charged against the candidate's expenditure limitations at the time the medium is used or at the time of payment? Communications media expenses are to be charged against the limitation in the election in connection with which the medium is used. Therefore, commitments and expenditures made for the use of media on or after April 7, 1972, are required to be charged as appropriate against limitations applicable to elections held after that date. No charges will be made against the limitations if the use preceded April 7, 1972. - 15 - 9. How will a newspaper, magazine, or outdoor advertising company know whether a candidate is exceeding his expenditure limitation for communications media? The candidate or his authorized representative is required to certify in writing that the payment for the use of the communications media used will not violate the expenditure limitation. 10. If a candidate for presidential nomination makes a campaign speech on television or radio in a State where a primary is to be held and the broadcast reaches significant portions of nearby States, is the cost of the broadcast required to be apportioned among all States affected? If so, how are these costs to be apportioned and by whom? If the candidate intends to reach persons in only one State in which he is actively seeking primary votes or convention delegates, then no apportionment is made and the total expenditure is attributed to the one State. If he intends to reach persons in two or more States in which he is actively seeking primary votes or convention delegates, the amount will be apportioned among such States. However, after the selection of all delegates to a national convention is completed and before the convention, the total amount must be apportioned among all the States reached by the broadcast. 11. If political committees or individual persons pay for the use of broadcasting stations, newspapers, or magazines to benefit a candidate's campaign, are these payments applied to the candidate's limitations? Yes. Amounts spent for the use of communications media on behalf of any legally qualified candidate for Federal elective office are deemed to have been spent by the candidate if the use (1) involves his participation by voice or image or advocates his candidacy; or (2) identifies the candidate, directly or by implication, or advocates his candidacy. The candidate, therefore, will need to maintain records of all expenditures for communications media in his behalf to make sure he does not exceed the limitations provided by the law. Political committees and other persons, as well as candidates, are required to report these expenditures as outlined in Titles I and III of the Act. 12. Are amounts spent by a candidate, or a political committee or other person in behalf of a candidate, for use of communications media to urge an opponent's defeat or derogating an opponent's stand on campaign issues chargable against the spending limitation of the candidate? - 16 - - Candidate A is not charged with amounts spent attacking any of his opponents unless he directly or indirectly authorizes the spending. The media may charge for such spending by other persons, provided that the person signs a statement that he is not authorized by candidate A and the media takes reasonable precautions. In such case, the ad must contain a conspicious disclaimer. Criminal penalties apply to false or fraudulent statements by any such person. 13. If a candidate for presidential nomination has not reached his spending limit in 45 states but has reached his limit in 5 states, can he have a paid nationwide telecast before his party's national convention? No. Unless the five states are blackedout, he will be exceeding his spending limit in those states, and thus be in violation of Title I of the Act. 14. How will expenditures for television and radio and other media in two or more states by candidates for presidential nomination be apportioned? The broadcasting station or the network will inform the candidate of its "primary service" coverage in each state reached. This will be estimated based on the Grade B contour for television, the 1 mv/m contour for FM radio, and the daytime and nighttime coverage for AM radio. These are technical terms which are defined by FCC standards. Newspapers, magazines and outdoor advertising companies will inform the candidate of their coverage in each state. 15. If two or more candidates for Federal Election office combine in a single use of a particular communications media, how should the amounts attributable to the expenditure limitation of each candi- date be determined? The distribution of the single expenditure among the candidates involved should be made on a reasonable basis and as agreed upon and certified by them. 16. Are agent's commissions included in the amount charged to the media spending limitations? Yes. If they are agents commissions allowed the agent by the media, they are included within the amount charged to the candidate's spending limitation and must be included in the candidates' certification to the media. - 17 - STATEMENT BY THE COMPTROLLER GENERAL OF THE UNITED STATES ELMER B. STAATS The Federal Election Campaign Act of 1971, approved by the President February 7, 1972, represents a major departure from previous legislation governing Federal elections. The Act, effective on April 7, 1972, imposes dollar limitations for the first time on spending by candidates for media use and, in addition, requires full disclosure of contributions and expenditures by candidates and their political committees for all purposes. The Comptroller General of the United States has the responsibility for promulgating regulations to carry out the requirements and restrictions relating to the use of newspapers, magazines, outdoor advertising and telephones. Similar regulations pertaining to radio and television are the responsibility of the Federal Communications Commission. The Act establishes three supervisory officers to administer Title III of the Act, "Disclosure of Federal Campaign Funds." This Title sets forth detailed provisions for the recording, reporting and making public virtually all campaign contributions and expenditures. While the time for development of the regulations has been brief, there is agreement among the Comptroller General, the Federal Communications Commission, the Secretary of the Senate, and the Clerk of the House that it is important to have the regulations go forward at the earliest practicable time in order to allow maximum opportunity for all individuals and committees concerned to become familiar with the provisions of the Act and the implementing regulations. The three supervisory officers are in full agreement with respect to the detailed reporting provisions required by the Act. Similarly, consistent regulations have been developed with respect to Title I between the Comptroller General and the Federal Communications Commission. We intend that these regulations will serve the objective the Congress sought to attain in the best way possible. This is a difficult area in which to regulate and, while we have attempted to anticipate as many problems as possible in the time available, there is no sure way in which regulations--or a statute, either--can be drawn so as to cover specifically every imaginable situation. I think the regulations are sound and workable but I would expect that, despite our best efforts, both the media and the candidates themselves may discover difficult administrative problems from time to time which we could not foresee. It has to be said, however, that no law or set of regulations can be self-executing; nor when restraints or administrative requirements are imposed, such as here, are they entirely painless. So, in the final analysis, it is only through the efforts of the media and the candidates themselves that the overall objectives and the intent of the law can be achieved. I have established an Office of Federal Elections in the U.S. General Accounting Office, 441 G Street, NW., Washington, D.C., to assist me in carrying out the duties assigned by the Act. - 2 -