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NATIONAL ARCHIVES AND RECORD SERVICE WITHDRAWAL SHEET (NIXON PR ECT) DOCUMENT DOCUMENT NUMBER TYPE SUBJECT/TITLE OR CORRESPONDENTS DATE RESTRICTION letter From Charles G Wilber, Ph.D., to the 3/17/70 D Honorable Donald G. Brotzman FILE GROUP TITLE WHSF: SM $ OF Geopprey shepard BOX NUMBER 2 of 3 FOLDER TITLE Guns 8 Ammunition [Sept.1970- July, 1969] [ 20f2] Restriction Codes (E) Release would disclose trade secrets or confidential (A) Release would violate a Federal statute. commercial or financial information. (B) National security classified information. (F) Release would disclose investigatory information compiled (c) Pending or approved claim that release would violate an individual's rights. for law enforcement purposes. (G) Withdrawn and returned private and personal material. (D) Release would constitute a clearly unwarranted invasion of privacy or a libel of a living person. (H) Withdrawn and returned non-historical material. GENERAL SERVICES ADMINISTRATION GSA FORM Reproduced at the Richard Nixon Presidential Library and Museum Date 7/27/09 Referred to: m By: Mr. Hopkins' Office Reproduced at the Richard Nixon Presidential Library and Museum Colorado Teacher Dissects Violence Commission Report By Charles G. Wilber, Ph. D. The report on "Firearms and particularly hand gun sales, at their gratuitous statement on the example of Switzerland is Finally, the recommendation Every law-abiding citizen in the of some staff investigator. Violence" issued by the National must be attributed to the rising crime rate and gun ownership. not used. In that country it is with respect to the development United States agrees on this. It is hoped that responsible Commission on the Causes and fear of violence that the United Defense mandatory for every male of a non-lethal weapon is bewil- Hand gun and long gun en- public officials, members of the Prevention of Violence, which States has recently experienc- The Commission goes on to citizen to own a gun and to be dering. The Commission admits thusiasts in the United States Congress, and representatives in advocates outlawing 90 per cent ed." This statement cannot be discuss in a very strange way trained in marksmenship up to that law-abiding Americans un- have been begging that more the various state legislatures of the nation's handguns, has supported by the facts available. created a stir in the ranks of The Commission completely the problem of firearms in self a certain age. Beyond that age derstandably and justifiably fear severe penalties be attached to will discount appropriately the recommendations and conclu- gun-owning sportsmen a nd defense In an attempt to sup- he no longer is forced to engage for their safety under certain crimes committed using any ignores the great increase in purchases of bows and arrows. port its rather specious reason- in shooting, but he may do SO if conditions and that under these type of firearm. Unfortunately, sions of this extremely slanted lawmakers following its release ing on firearms and self defense he wishes. conditions it is appropriate that the persons who should know report. It is urgent that anyone on July 28. Certainly one will not attribute there is a footnote on page four It is difficult to evaluate a they have some kind of defen- better do not support these concerned with the firearms The following is a critique of the rapidly increasing bow and (note no. 5) which states: "No report such as this because of sive weapon. However, has it moves of the gun owners. They problem read and note very the "Firearms and Violence" arrow sales to a rising fear of data are available on how fre- the misuse of data, the actual ever come to their attention (or seem to be more concerned with carefully the internal contradic- Report by Dr. Charles G. Wil- violence. It is obvious, however, to those who have some quently robberies and burglaries fabrication of data, and the lack are they blind to the fact) that taking guns away from law- tions which abound in this ber, Ph.D., chairman and pro- are foiled by the householder's of presentation of the whole the anti-gun elements in the abiding individuals than with at- report. At the very beginning of fessor of the Department of awareness of the recreation in- display of a gun that is not truth. country are also anti-law-abiding tacking the root of the problem the report it is clearly stated Zoology, Colorado State Univer- dustry that the shorter work fired. Nor are data available on One could rephrase the state- citizen? For example, in various which is misuse of guns by evil that "The vast majority of gun sity, Fort Collins, Colo. In the week, more money to spend, the use of guns by women to ment made by the Commission, legal jurisdictions (such as New people. owners do not misuse and the ever increasing need for critique, Dr. Wilber looks at the prevent attempted rapes: and quoted above, to read: "We York City) where firearms are It is most difficult to under- firearms"; but the Commission recreation has resulted in a Violence Report from the stand- presumably this occurs ex- believe, on the basis of all the stand how a Commission of virtually outlawed completely, then goes on to make recom- phenomenal and enormous point of a professional educator growth in the sales of all kinds tremely infrequently." evidence before us, that reduc- any kind of defensive weapon is presumably honest individuals mendations which would The presumption expressed re- ing the availability of the also outlawed from the law- can subscribe to the details of penalize the "vast majority" of and an interested gun owner. of sporting goods items. veals the bias which the writers automobile will reduce abiding citizen. The recom- this statement on firearms and gun owners without doing any- Because of the length of Dr. Homicide of this report have. Moreover, the automobile tragedies." No one violence. After careful examina- mendation with respect to the thing to attack the root of the Wilber's comments, the critique It is difficult for the objective in his right mind will deny that tion it seems clear that the statement is not true. This foot- production of an effective non- misuse problem and that observer to ascertain where the will be serialized in future is- note merely indicates that the the violence on our highways is recommendations and conclu- lethal weapon is extremely dif- includes lack of appropriate Commission found evidence to Commission staff was either too causing infinitely more serious sions of the Commission on ficult to understand. Again, it education which results in sues of Gun Week. Part one support the statement made on damage, death, suffering, ex- Firearms and Violence are bas- lazy to dig out the available makes one wonder whether the firearms accidents and the pro- follows: page two to the effect that: statistics, refused to believe pense, disruption of society, than Commission members really ed on suppression of facts, on tection of criminals in their In view of the fact that the "We find that firearms, par- are firearms. know what the various portions distortion of facts, and on the misuse of firearms for criminal them, or having seen them National Commission on the ticularly hand guns, play a ma- realized that the data would not Accidents lack of factual information. of the report really said. purposes. Causes and Prevention of jor role in the commission of support their preconceived no- The Commission statement Under legislation they say Moreover, there is specious The Commission, moreover, in Violence has made a "state- homicide, aggravated assault, tions. implies that firearms accidents "We conclude that the rising argument involved; there are the preamble points out that ment" on the relation of and armed robbery, and that Consequently, no use would be "cause thousands of deaths and tide of firearms violence in this statements which cannot be sup- "Firearms generally facilitate, firearms and violence, and in they are being used in greater made of them. This kind of injuries each year." One might country merits further ported by any facts available rather than cause, violence." from the various statistical view of the fact that this "state- percentages of these violent scholarly irresponsibility is hard point out that the same must be legislative action at the present Later in the report the contrary ment" may be accepted un- crimes." In view of the govern- to accept from a report issued said of bath tubs, kitchen stools, time." First of all, the state- agencies of our government. The is implied. critically, it seems important to ment's own figures available with the approval of Dr. Milton ladders, and swinging doors. ment of a rising tide of statement, for example, on page It is important to realize that analyze it from the factual point from the Public Health Service two to the effect that "Other Eisenhower. The very fact that A recent study completed by firearms violence may be open in the Commission Statement of view. The commission state- from the years 1910-1960, and such a questionable footnote the distinguished Harvard Pro- to serious question on a factual studies confirm our finding that there is clear-cut evidence of ment was published July 28, from the Federal Bureau of would be used in an attempt to fessor of Public Health, Dr. basis. Again, one suggests that the proportion of gun use in use of the "big-lie technique." 1969. The chairman of the Com- Investigation, U. S. Department document statements indicates Ross A. McFarland, clearly the Commission did not study violence rises and falls with gun That technique supposes that if mission was Dr. Milton Eisen- of Justice, from 1961-1966, the the worthlessness of the report shows that in 19 different coun- the history of firearms legisla- ownership" is completely con- something is said often enough hower, former president of the statement made by the Commis- as a whole. tries of the world (USA includ- tion in the United States very trary to what has been publish- by persons in positions of trust Johns Hopkins University. sion must be labeled as an un- ed), of all accidental deaths only clearly or very honestly. ed in the Congressional Record Crime Rates or power then anyone should This is a nefarious document truth. Apparently, the Commission 1.3 per cent could be attributed itself. Repeated studies, made and will believe it whether it is because it lends itself to pro- Using the government's own on the Causes and Prevention of to firearms. Firearms were the If the various laws already on by objective individuals, have true or not. Hitler used the paganda based on innuendo, figures, the trend of firearms lowest on the scale of causes of the books with respect to demonstrated that quite the con- technique effectively. It is not Violence has little respect or in- specious argument, circular homicide rate in the United firearms were enforced we terest in the proceedings of the accidental deaths; far below trary seems to obtain: as gun American; it is not scientific; it States has been consistently motor vehicles (36 per cent), would have less difficulty than ownership by 1 a W abiding reasoning, internal contradic- is not objective. tions and direct mistruths. One dropping since 1910. The firearm United States Congress. Very falls (22 per cent), drownings (9 we do now. It should be pointed citizens increases there is a fine studies on firearms which Conclusion of the first statements of the homicide rate (that is the num- out that the murders of various decrease in crimes of violence have been reported in the Con- per cent), or poisonings (4 per The statement on firearms ber of firearm homicides per public political leaders all in- Commission with respect to hundred thousand people) was gressional Record were ignored. cent). The reason for the Com- involving guns. and violence issued by the Na- firearms is contradicted later by at about firearm and volved the breaking of at least Unfortunately, too, the Com- by the Commission. For exam- tional Commission on the Causes the recommendations which the up to about 5 per hundred thou- half a dozen existing laws. Con- accidents is obscure; or is it mission has used its imagination ple. in January 30. 1968 issue of sequently how this Commission and Prevention of Violence to raiso great specters of fear firearms contradicted by up to about 5 per hundred thou- by the Commission. For exam- half a dozen existing laws. Con- the recommendations which the accidents is obscure; or is it mission has used its imagination ple, in January 30, 1968 issue of and Prevention of Violence Commission published. On the sand in 1910. By 1940 this had sequently, how this Commission meant to becloud the issue? to raise great specters of fear, dropped to 4; by 1965 this had the Congressional Record, can naively suggest that further deserves to be scrapped as un- e.g., the comment that "A new first page of the commission Volume 114, No 12, there was Recommendations statement it is said: "We dropped to 3 or less. If laws would prevent these trage- trustworthy, irresponsible, and wave of American vigilantism reported a statistical study of dies is not clear to the as an insidious attack on our trend over a 50-year period con- Special reference should be could result The report believe this (decrease in the tinues we would expect that the the relationship between firearm reasonable man. Constitutional guarantees. The made to the recommendations of contains some underhanded misuse of firearms) is possible ownership and crime rates. The The Commission has revealed lack of intellectual and scholarly firearm homicide rate by 1970 the Commission for a national phrasing; for example, it is if both the advocates and the study demonstrated clearly that its emotional involvement when integrity on the part of the draf- will be slightly over 1 per hun- firearms policy. It is important stated that "Extremist groups, opponents of gun control legisla- dred thousand. The point at is- there is no causal relationship it refers to the hand gun as a ters of the statement is so ap- that these be examined ex- regardless of race, are tion will put aside their suspi- between gun ownership and weapon so "infrequently a sport- parent that four members of the sue is that, as the trend of tremely critically because they remarkably alike in their at- cions and preconceptions, accept crime. firearm homicide rate in the are not in accord with our na- ing arm." This statement is Commission were impelled to titudes towards firearms a n d the fact of a common danger United States has been down- In fact the study indicated tional tradition or legal system definitely not true. The hand refuse "to concur fully in the their opposition to firearms con- without exaggerating its dimen- ward between 1910 and 1966, the in the United States. One cannot gun is, in the United States, report of the Commission." that there is a negative trol." This is a knavish asser- sions, and act for the common good." In the light of the radical ownership of firearms has relationship between firearm take exception to the recom- primarily a sporting arm in the tion which implies that if one ownership and crime rates. The mendation with respect to public hands of law-abiding citizens. It opposes firearms control he is and incredible recommendations: trended upward, primarily as a result of increased use of statement in the Congressional education. Certainly, the aim of is used properly as an offensive not a good American and which the commission later firearms for sporting purposes. Record says: "As the proportion the National Rifle Association weapon and as a weapon of pro- belongs to an extremist group. makes, one questions whether In 1966 there were nearly of the population possessing and law-abiding owners of tection primarily by our police Such writing is despicable and this statement was made to put three and a quarter million firearms goes down, crime rates firearms has always been to forces. ought to be beneath the dignity at ease the very real concerns crimes in the United States. go up." In other words, the con- educate the public on the One should also recall that the of any self-respecting commis- and apprehensions of millions of Firearms were misused in only tention that fewer people with responsibility of firearm owner- murder of John F. Kennedy and sion. It is obvious that the Com- law-abiding American citizens. guns will mean less crime finds ship. This education recom- the murder of Martin Luther On page one, the claim is 3.4 per cent of these crimes. mission itself felt the disgusting This 3.4 per cent includes the no support from the scientific mendation of the Commission is King did not involve the use of implications of this statement made that "with a few scattered so-called "gangster weapons", data available. The negative extremely important. It should hand guns. because in a footnote it states: exceptions, hand guns are not home-made zip guns, modified relationship between firearm do much to eradicate the unfair Confiscation "This is not to imply that all sporting arms." This statement toy guns and the so-called alleg- ownership and serious crime, and vicious criticisms of the Na- The recommendations of the persons who oppose additional is obviously not in keeping with ed guns. The latter category in- aggravated assault, and robbery tional Rifle Association. Commission with respect to con- controls are extremists." Why in the facts of American life. The volves, for example, the robbing were statistically significant us- Moreover, it should do much to fiscation of hand guns, except the world would a forthright and evidence which could be readily of a store by an individual who ing widely accepted and well encourage proper a r m S those issued to police officers objective Commission write the gathered from firearms dealers is holding his hand in his designed statistical procedures. education in our schools. We and the like, just do not stand original sentence in the first and from the legal users of pocket, even though there is no The study in the Congressional realize that there must be a up under the light of day. For place? This particular sentence firearms themselves will in- gun in the pocket. If the victim Record goes further and says driver education program in example, the Report urges that is one example of the type of dicate to any honest investigator thinks that a gun is involved, that "this means that firearm every high school. It seems in- serious penalties be attached to argument, the type of rhetoric that the majority of hand guns this event is recorded as a hand ownership by the law-abiding credible that we do not have a the possession of guns by which is used throughout this are used for sporting purposes. gun crime. public could be a factor in firearms education program in unlicensed persons; we already report. It is a shameful exhibi- Individuals who use hand guns Crime restricting the number of these have serious penalties attached tion and should wound the cons- every high school. for sporting purposes tend to The available data indicate, to criminal acts." How then, can The Commission recommenda- to possession of a variety of ciences of the authors. have more than a single hand any honest man, that if one have any confidence in the tion on research is one which, martial firearms but the The conclusion that any honest gun in their possession. As an firearms were to be completely Commission Statement on criminal still uses them. individual must come to after example, the regular com- eliminated from society by mass Firearms and Violence? The or- on the face of it, looks honest The only ones who will be reading this nefarious Commis- petitors in national and interna- confiscation and so on, and that dinary citizen would like to have and forthright. But when it is harmed by the recommendations sion Report is that it should be tional hand gun shooting com- if no criminal substituted any legislation and debate based on examined with care it is obvious of this Commission, with respect totally disregarded. The Con- petition will of necessity have other kind of weapon for a facts and not on fiction. that one might question the good to hand guns, are the law- gress of the United States, it- three guns which they use in firearm, the United States would Hand guns sense and the integrity of the abiding citizens. The Supreme self, should investigate this mat- any one contest. One of these is still have 96.6 per cent of its On page six the Commission Commission. On page seven un- Court already has ruled that ter if it feels it essential. It is a semi-automatic pistol; the serious crime and 99.6 per cent admits that there is no sound der "research recommenda- laws may not force criminals to important that law-abiding gun other would be a revolver; and of its total crime. New York evidence on which to base con- tions", the Commission says register their hand guns because owners be involved in looking then there would be a third gun State and New York City are clusion concerning the restric- that there should be further this act would be "self- over the staff officials of the of a different caliber from the research on relationship between Commission. One questions the sometimes presented as models tion of hand guns. They say incrimination." As reported in other two. Thus it is easy to of the kind of legislation that "We believe, (my emphasis) on firearm violence and how this the press, the registration law in competence of these individuals see, if one is willing to be would prevent firearm crimes. the basis of all the evidence violence can be reduced. Despite the city of Chicago specifically to produce such a study. influenced by facts and not by The facts available do not sup- before us, that reducing the the dogmatic statements made excludes and excuses criminals It is discouraging to a law- preconceived ideas, that 100 par- port this belief. The Joint availability of a hand gun will earlier in this report, the Com- from registering their hand abiding citizen to read the many ticipants in a hand gun sporting Legislative Committee on reduce firearm violence." The mission admits that we need guns. How then can this naive statements made by a event could account (without Crime, Its Causes, Control and Commission presents no much more information on the Commission say that the ap- presumably respectable Com- stretching reality whatever) for Effects on Society of the New evidence. This "belief" of theirs relationship between firearms prehension of la a bidin g mission. In the opinion of many 300 hand guns validly owned and and violence than we have now. citizens will reduce the rate of readers of the Commission York State Legislature pointed really should have no part in an used by these responsible indivi- out that the use of home-made objective study. The recommendations clearly in- violent crime in the United Report, the conclusion is duals. zip guns exceeded the misuse of The attempt to use experience dicate that the Commission, States? inescapable that the members of Also highly questionable is the rifles and shotguns in murders, in other countries such as despite its manifesto earlier, is The final conclusion of the the Commission did not read the statement made again on page robberies and assaults in New England and Wales as an exam- not well informed and cannot be Commission makes no sense. It final draft with any understand- one of the report to the effect York State during the year 1966. ple of what would happen in the well informed with respect to merely says that the reduction ing or critical sense. They ap- that "A substantial part of the One wonders what type of data United States is absolutely in- many of the matters on which it of gun violence in the United parently accepted without any rapidly increasing gun sales, the Commission used to arrive competent. One wonders why has pontificated. serious evaluation the prej- States will be a good thing. Gun Week udices, blindnesses, and naivete FIRST WEEKLY NEWSPAPER SERVING SHOOTERS AND COLLECTORS Reproduced at the Richard Nixon Presidential Library and Museum September 23, 1970 MEMORANDUM FOR CHUCK COLSON SUBJECT: 22 CALIBER RIMFIRE AMMUNITION You may have seen a copy of my memorandum to Ehrlichman on this subject. You will note that most of the reasons supporting or opposing the exemption of 22 caliber ammo lies with the Robert Kennedy assassination. My personal feeling is that while our supporting the exemption could well be used by Senator Kennedy, it's not that important in Massachusetts as he will probably win handily anyway. However, I am concerned about putting the Presi- dent in a position of supporting a measure which might be interpreted as blatantly anti-Kennedy on a subject still charged somewhat with high emotion.' On the merits, there is no question in my mind that we should support the exemption. It may well be that the political advantages in supporting our Republicans outweigh the flack we will take from Kennedy and his group. At your convenience, I would like to discuss this with you before you contact Senator Prouty. Bud Krogh Reproduced at the Richard Nixon Presidential Library and Museum THE WHITE HOUSE WASHINGTON September 21, 1970 MEMORANDUM FOR BUD KROGH Attached is a copy of a letter that John has received from Senator Winston Prouty with regard to the registration of .22 caliber ammunition. I have spoken to Chuck Colson about this and advised him of our position on this issue and why we cannot, at least at this time, support this legislation. Chuck has agreed to call Senator Prouty, who he knows quite well, and advise him informally of the President's position at this time. Before he does so, he would appreciate it if you would give him an indepth briefing of exactly what is involved here. Would you please get together with Chuck Colson so we can get this thing taken care of. Thank you. KEN COLE Attachment CC: Chuck Colson Reproduced at the Richard Nixon Presidential Library and Museum RALPH YARBOROUGH, TEX., CHAIRMAN JENNINGS RANDOLPH, W. VA. JACOB K. JAVITS, N.Y. HARRISON A. WILLIAMS, JR., N.J. WINSTON L. PROUTY, VT. CLAIBORNE PELL, R.I. PETER H. DOMINICK, COLO. EDWARD M. KENNEDY, MASS. GEORGE MURPHY, CALIF. GAYLORD NELSON, WIS. RiCHARD S. SCHWEIKER, PA. WALTER F. MONDALE, MINN. WILLIAM B. SAXBE, OHIO THOMAS F. EAGLETON, MO. RALPH T. SMITH, ILL. United States Senate SEP 18 1970 ALAN CRANSTON, CALIF. HAROLD E. HUGHES, IOWA COMMITTEE ON ROBERT o. HARRIS, STAFF DIRECTOR LABOR AND PUBLIC WELFARE JOHN s. FORSYTHE, general COUNSEL WASHINGTON, D.C. 20510 September 14, 1970 Mr. John Ehrlichman Assistant to the President for Domestic Affairs The White House Washington, D. C. Dear John: I understand you have before you for consi- deration favorable reports to the Congress by the Secretary of the Treasury and the Attorney General on S. 3724, which I co-sponsored, and companion House bills. These bills, as you know, would repeal the record keeping requirements for .22 caliber rimfire ammunition under the Gun Control Act of 1968. I know you are aware of the great support this matter has among Republicans in the Congress, particularly in the Senate. Over 20,000,000 licensed hunters and farmers are awaiting the passage of this bill. Ammunition cannot be traced to the purchaser and cannot be manufactured so that it can be traced to the purchaser and, therefore, the record keeping requirements do not in the slightest aid in law enforcement. About 300,000 cartons of .22 caliber rimfire ammunition were sold daily and billions annually before the enactment of the Gun Control Act of 1968. Because of the burden of the record keeping requirements many small dealers are no longer selling this ammunition and consequently farmers and sportsmen are finding it diffi- cult to obtain such ammunition at a time when the hunting Reproduced at the Richard Nixon Presidential Library and Museum Mr. John Ehrlichman September 14, 1970 Page Two season will soon be opening in many sections of the country. The record keeping requirements are not only a burden upon small retailers, farmers and sportsmen but also upon the Government. Last fall, the .22 caliber rimfire ammunition provision was removed from an amendment offered by Senator Bennett to repeal record keeping requirements in the gun control law. The proposal now by the Senate, sponsored by Senator McGee and myself, among others, is essential to repeal those provisions with respect to .22 caliber rimfire ammunition. This proposal cannot receive the support it needs for passage by the Senate without the favorable reports of the executive departments which I understand have been submitted to your office. I am sure you realize the importance of this particular proposal to those of us in the Senate who are sponsors. It is particularly a pressing problem at the present time. Insofar as November is concerned, it is certainly one of the more important bills before the Senate which should be passed this session. I hope very much that you will make the reports on the bill S. 3724 from the Department of the Treasury and the Department of Justice available to the Senate and to me at the earliest possible date. Sincerely, brustos, Printy Winston Prouty United States Senator Reproduced at the Richard Nixon Presidential Library and Museum August 19, 1970 ACTION MEMORANDUM FOR JOHN EHRLICHMAN FROM: BUD KROGH SUBJECT: e 22 CALIBER AMMUNITION - RECORDATION REQUIREMENTS Treasury and OMB have both been requested to report on certain amendments to the Internal Revenue Code which would exempt from the recordation requirements of the Gun Control Act sales to consumers of 22 caliber ammunition, In November, 1969, the Congress repealed those provisions of the Act which required recordation of sale transactions of shotgun ammunition and ammunition suitable for use only in rifles generally available in commerce (sporting rifles). Purchases of ammunition interchangeable between rifles and handguns, such as .22 caliber rimfire ammunition, continued to be subject to the recordkeeping requirements. Arguments Favoring Amendments: (1) The 22 caliber ammunition is the favored sporting ammunition (4. 3 billion rounds sold annually). Sportsmen and the millions who own . 22's would favor repeal of burdensome recording requirements. (See Tab A) (2) This volume of transactions allegedly detracts from the law enforcement of other provisions of firearms laws, but no proof of this is available. (3) Sinc 1938, the statutory definition of ammunition excluded 22 caliber ammunition from the pistol category even though usable in pistols. (4) Recordation is 2. useless exercise as Treasury does not receive the documents and hence can put them to no use. Reproduced at the Richard Nixon Presidential Library and Museum Arguments Opposing Amendments: (1) Gun control advocates, liberals, the Washington Post, et. al. would severely criticize the Administration for loosening ammunition restrictions. (2) Robert F. Kennedy was killed by a .22 caliber cartridge fired from a pistol. (3) The reason 22 caliber cartridges were not included in the November, 1969 amendments is that Senator Edward Kennedy warned Senator Bennett that if they were exempted, he would oppose passage of the remainder of the amendment. (4) Kleindienst, on January 23, 1970, wrote to Chairman Mills opposing the exemption of 22 caliber ammunition from the recording provisions because the cartridge can "be used for non-sporting as well as sporting purposes. 11 Justice now wishes to defer to Treasury. Santarelli feels exemption is sound on the merits, but he fears the Kennedy/ liberal attack. (5) Not enough time has passed to accurately assess the deterrent benefits of this provision. (6) We have no proof that the Administration of the provision is so burdensome as to hinder the enforcement of other firearm provisions as Treasury does not receive records from the seller. (7) In 1969, fifty-one percent of the 14, 590 murders in the United States were committed with handguns. (8) Although 22 caliber bullets are used primarily for sporting, the average citizen does not understand the difference between 22 caliber bullets and any other bullet. Eliminating the recordation requirement might appear to them to be a back-down on tough law enforce- ment. Comment: On balance, I feel we should oppose exemption at this time, mostly because of the emotional issue Kennedy will make out of our position. Reproduced at the Richard Nixon Presidential Library and Museum RECOMMENDATION That you determine whether the Executive Branch should favor or oppose exemption of . 22 caliber ammunition from the recordation requirements of the Gun Control Act. Reproduced at the Richard Nixon Presidential Library and Museum Records on Sale of Ammunition Kept by Vendor 1. Kept in bound volume 2. Date of sale 3. Name of manufacturer 4. Caliber sold 5. Name, address, date of birth of purchaser 6. Method of purchaser identification used These methods are maintained indefinitely by seller and are not sent to the Department of Treasury Reproduced at the Richard Nixon Presidential Library and Museum Form DJ-150 (Ed. 4-26-65) UNITED STATES GOVERNMENT DEPARTMENT OF JUSTICE Memorandum TO : Egil Krogh DATE: March 13, 1970 Deputy Assistant to the President FROM Donald E. Santarelli Associate Deputy Attorney General SUBJECT: Ehrlichman's Pistol Packing the availabity of I gave you my views on the telephone. We should stick to the approach that he was talking entirely about cheap, easily available "Saturday 1 Night Specials" about which this Administration has objected before. Any legislation proposed would be to define such a category of cheap, unsafe, and non-sporting handguns for proscription. Nothing was implied with respect to honest, law-abiding citizens' right to own firearms for sporting or self-protection purposes. will gym. cantrol file. Reproduced at the Richard Nixon Presidential Library and Museum The Secretary shall not, under this or any other provision of law require any such importer, manufacturer, or dealer in firearms and ammunition to keep records concerning persons who purchase shotgun shells, metallic ammunition suitable for use only in rifles, or any . 22 calibre rimfire ammunition. Reproduced at the Richard Nixon Presidential Library and Museum EXECUTIVE OFFICE OF THE PRESIDENT bureau OF THE budget WASHINGTON, D.C. 20503 July 14, 1969 MEMORANDUM FOR MR. KROGH Subject: Treasury's draft bill on ammunition As promised, I am attaching a copy of Treasury's pro- posed draft bill to exclude handgun and rifle ammunition from regulation. You were going to discuss the bill with Paul Eggers. We will not take action to clear the draft bill until we hear from you. Nef Ronemel Wilf Rommel Assistant Director for Legislative Reference Attachment Reproduced at the Richard Nixon Presidential Library and Museum Dear Mr. Speaker: There is transmitted herewith a draft of a proposed bill, "To change the definition of ammunition for purposes of chapter 44 of title 18 of the United States Code." Under existing law, the term ammunition is defined to mean all ammunition and components of ammunition for all firearms. The proposed bill would eliminate all controls over ammunition, except with respect to ammunition for destructive devices. Experience has shown that it is difficult to control effectively interstate and foreign commerce in conventional firearms summuni- tion used for sporting, recreational and other lawful purposes. Strict controls can be effectively exercised over the interstate movement of emmunition for destructive devices and, because of the inherent danger of such ammunition, it should be exercised. There is enclosed an analysis which explains in more detail the provisions of the bill. There is also enclosed for your convenient reference a comparative print showing the changes in existing law that would be made by the proposed legislation. It would be appreciated if you would lay the proposed legislation before the House of Representatives. An identical bill has been transmitted to the President of the Senate. Sincerely yours, The Honorable John W. McCormack Speaker of the House of Representatives Washington, D. c. 20515 Enclosures - 3 Reproduced at the Richard Nixon Presidential Library and Museum A BILL To change the definition of ammunition for purposes of chapter 44 of title 18 of the United States Code. 1 Be it enacted by the Senate and House of Representatives 2 of the United States of America in Congress assembled, That 3 section 921 (a) (17) of title 18 of the United States Code is 4 amended to read as follows: 5 "(17) The term 'ammunition' means ammuni- 6 tion for a destructive device; it shall not 7 include shotgun shells or any other ammunition 8 designed for use in a firearm other than a 9 destructive device." 10 SEC. 2. Section 921 (a) (16) of title 18 of the United 11 States Code is amended by striking from subparagraph (B) 12 "rimfire or conventional centerfire fixed ammunition" and 13 inserting in lieu thereof "a rimfire or conventional center- 14 fire fixed shell or cartridge". 15 SEC. 3. Section 922 (a) of title 18 of the United States 16 Code is amended by-- 17 (a) inserting in paragraph (3) "or ammunition" after 18 "firearm" where it first appears in the paragraph; Reproduced at the Richard Nixon Presidential Library and Museum - 2 - 1 (b) inserting in paragraph (4) "ammunition," 2 after "destructive device," and 3 (c) inserting in paragraph (5) "or ammunition" 4 after "firearm" where it first appears in the paragraph. 5 SEC. 4. Section 922 (b) of title 18 of the United States 6 Code is amended by-- 7 (a) striking paragraph (1) and inserting in lieu 8 thereof the following: 9 "(1) any firearm to any individual who the 10 licensee knows or has reasonable cause to believe 11 is less than eighteen years of age, and, if the 12 firearm is other than a shotgun or rifle, to any 13 individual who the licensee knows or has reasonable 14 cause to believe is less than twenty-one years of 15 age, or any ammunition to any individual who the 16 licensee knows or has reasonable cause to believe 17 is less than twenty-one years of age."; 18 (b) inserting in paragraph (3) "or ammunition" after 19 "firearm" where it first appears in the paragraph; and 20 (c) inserting in paragraph (4) "ammunition," after 21 "destructive device,". Reproduced at the Richard Nixon Presidential Library and Museum - 3 - 1 SEC. 5. Section 923(a) of title 18 of the United 2 States Code is amended as follows: 3 (a) Paragraph (1) is amended by striking from subparagraph 4 (A) "for destructive devices" and adding "or" after the 5 semicolon; by striking from subparagraph (B) the semicolon 6 and the word "or" and inserting in lieu thereof a period; 7 and by striking subparagraph (C). 8 (b) Paragraph (2) is amended by striking from subpara- 9 graph (A) "for destructive devices"; and by striking from 10 subparagraph (B) "or ammunition for firearms other than 11 destructive devices". 12 (c) Paragraph (3) is amended by striking from sub- 13 paragraph (A) "for destructive devices"; by striking from 14 subparagraph (B) "for firearms other than destructive devices"; 15 and by inserting in subparagraph (c) "or ammunition," after 16 "destructive devices". 17 SEC. 6. Section 923(j) of title 18 of the United States 18 Code is repealed. 19 SEC. 7. Section 925 (a) of title 18 of the United States 20 Code is amended by striking from paragraphs (2), (3), and 21 (4) "or ammunition" each place it appears in the paragraphs. Reproduced at the Richard Nixon Presidential Library and Museum COMPARATIVE PRINT Title 18 -- United States Code Chapter 44 -- Firearms * * * * * "§ 921. Definitions "(a) As used in this chapter -- * * * * * "(16) The term 'antique firearm' means -- * * * * * "(B) any replica of any firearm described in subparagraph (A) if such replica -- "(i) is not designed or redesigned for using [rimfire or conventional centerfire fixed ammunition] a rimfire or conventional centerfire fixed shell or cartridge, or "(ii) uses [rimfire or conventional centerfire fixed ammunition] a rimfire or conventional center- fire fixed shell or cartridge which is no longer manufactured in the United States and which is not readily available in the ordinary channels of commercial trade. Reproduced at the Richard Nixon Presidential Library and Museum one 2 - "(17) The term 'ammunition' means ammunition [or cartridge cases, primers, bullets, or propellent powder designed for use in any firearm] for a destructive device; it shall not include shotgun shells or any other ammunition designed for use in a firearm other than a destructive device. * * * * * "§ 922. Unlawful acts "(a) It shall be unlawful -- * * * * * "(3) for any person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector to transport into or receive in the State where he resides (or if the person is a corporation or other business entity, the State where it main- tains a place of business) any firearm or ammunition purchased or otherwise obtained by such person outside that State, except that this paragraph (A) shall not preclude any person who lawfully ac- quires a firearm by bequest or intestate succession in a State other than his State of residence from transporting the firearm into or receiving it in that State, if it is lawful for such person to purchase or possess such firearm in that State, (B) shall not apply to the transportation or receipt of a rifle or shotgun Reproduced at the Richard Nixon Presidential Library and Museum - 3 - obtained in conformity with the provisions of subsection (b) (3) ofrthis section, and (C) shall not apply to the transportation of any firearm acquired in any State prior to the effective date of this chapter; In. "(4) for any person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, to transport in interstate or foreign commerce any destructive device, ammuni- tion, machinegun (as defined in section 5845 of the Internal Revenue Code of 1954), short-barreled shotgun, or short-barreled rifle, except as specifically authorized by the Secretary consistent with public safety and necessity; "(5) for any person (other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector) to transfer, sell, trade, give, transport, or deliver any firearm or ammunition to any person (other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector) who the transferor knows or has reasonable cause to believe resides in any State other than that in which the transferor resides (or other than that in which its place of business is located if the transferor is a corporation or other business entity); except that this paragraph shall not Reproduced at the Richard Nixon Presidential Library and Museum - 4 - apply to (A) the transfer, transportation, or delivery of a fire- arm made to carry out a bequest of a firearm to, or an acquisition by intestate succession of a firearm by, a person who is permitted to acquire or possess a firearm under the laws of the State of his residence, and (B) the loan or rental of a firearm to any per- son for temporary use for lawful sporting purposes; and * * * * * "(b) It shall be unlawful for any licensed importer, licensed manufacturer, licensed dealer, or licensed collector to sell or deliver -- "(1) any firearm [or ammunition] tc any individual who the licensee knows or has reasonable cause to believe is less than eighteen years of age, and, if the firearm [, or ammunition] is other than a shotgun or rifle, [or ammunition for a shotgun or rifle,] to any individual who the licensee knows or has reasonable cause to believe is less than twenty-one years of age [.] ,or any ammunition to any individual who the licensee knows or has reasonable cause to believe is less than twenty-one years of age. Reproduced at the Richard Nixon Presidential Library and Museum - 5 - * * * * * "(3) any firearm or ammunition to any person who the licensee knows or has reasonable cause to believe does not reside in (or if the person is a corporation or other business entity, does not main- tain a place of business in) the State in which the licensee's place of business is located, except that this paragraph (a) shall not apply to the sale or delivery of a rifle or shotgun to a resident of a State contiguous to the State in which the licensee's place of business is located if the purchaser's State of residence permits such sale or delivery by law, the sale fully complies with the legal conditions of sale in both such contiguous States, and the purchaser and the licensee have, prior to the sale, or delivery for sale, of the rifle or shotgun, complied with all of the requirements of section 922(c) applicable to intra- state transactions other than at the licensee's business premises, (B) shall not apply to the loan or rental of a firearm to any person for temporary use for lawful Reproduced at the Richard Nixon Presidential Library and Museum - 6 - sporting purposes, and (c) shall not preclude any person who is participating in any organized rifle or shotgun match or contest, or is engaged in hunting, in a State other than his State of residence and whose rifle or shotgun has been lost or stolen or has become inoperative in such other State, from purchasing a rifle or shotgun in such other State from a licensed dealer if such person presents to such dealer a sworn statement (i) that his rifle or shotgun was lost or stolen or became inoperative while participating in such a match or contest, or while engaged in hunting, in such other State, and (ii) identifying the chief law enforcement officer of the locality in which such person resides, to whom such licensed dealer shall forward such statement by registered mail; "(4) to any person any destructive device, ammuni- tion, machinegun (as defined in section 5845 of the Internal Revenue Code of 1954), short-barreled shotgun, or short-barreled rifle, except as specifically authorized by the Secretary consistent with public safety and necessity; and Reproduced at the Richard Nixon Presidential Library and Museum - 7 - * * * * * "§ 923. Licensing "(a) No person shall engage in business as a firearms or ammunition importer, manufacturer, or dealer until he has filed an application with, and received a license to do so from, the Secretary. The application shall be in such form and contain such information as the Secretary shall by regulation prescribe. Each applicant shall pay a fee for obtaining such a license, a separate fee being required for each place in which the applicant is to do business, as follows: "(1) If the applicant is a manufacturer -- "(A) of destructive devices or ammunition [for destructive devices], a fee of $1,000 per year; or "(B) of firearms other than destructive devices, a fee of $50 per year [; or] 1 ["(C) of ammunition for firearms other than destructive devices, a fee of $10 per year.] "(2) If the applicant is an importer -- Reproduced at the Richard Nixon Presidential Library and Museum - 8 - "(A) of destructive devices or ammunition [for destructive devices], a fee of $1,000 per year; or "(B) of firearms other than destructive devices [or ammunition for firearms other than destructive devices], a fee of $50 per year. "(3) If the applicant is a dealer -- "(A) in destructive devices or ammunition [for destructive devices], a fee of $1,000 per year; "(B) who is a pawnbroker dealing in firearms other than destructive devices or ammunition [for firearms other than destructive devices], a fee of $25 per year; or "(C) who is not a dealer in destructive devices or ammunition, or a pawnbroker, a fee of $10 per year. * * * * * ["(j) This section shall not apply to anyone who engages only in hand loading, reloading, or custom loading ammunition for his own firearm, and who does not hand load, reload, or custom load ammunition for others.] Reproduced at the Richard Nixon Presidential Library and Museum - 9 - * * * * * § 925. Exceptions: Relief from disabilities "(a) *** "(2) The provisions of this chapter shall not apply with respect to (A) the shipment or receipt of firearms [or ammunition] when sold or issued by the Secretary of the Army pursuant to section 4308 of title 10, and (B) the transportation of any such firearm [or ammunition] carried out to enable a person, who lawfully received such firearm [or ammunition] from the Secretary of the Army, to engage in military training or in competitions. "(3) Unless otherwise prohibited by this chapter or any other Federal law, a licensed importer, licensed manufacturer, or licensed dealer may ship to a member of the United States Armed Forces on active duty outside the United States or to clubs, recognized by the Department of Defense, whose entire membership is composed of such members, and such members or clubs may receive a firearm [or ammunition] determined by the Secretary of the Treasury to be generally recognized as particularly suitable for sporting purposes and intended for the personal use of such member or club. Reproduced at the Richard Nixon Presidential Library and Museum - 10 - "(4) When established to the satisfaction of the Secretary to be consistent with the provisions of this chapter and other applicable Federal and State laws and published ordinances, the Secretary may authorize the transportation, shipment, receipt, or importation into the United States to the place of residence of any member of the United States Armed Forces who is on active duty outside the United States (or who has been on active duty outside the United States within the sixty day period immediately pre- ceding the transportation, shipment, receipt, or importation), of any firearm [or ammunition] which is (A) determined by the Secre- tary to be generally recognized as particularly suitable for sporting purposes, or determined by the Department of Defense to be a type of firearm normally classified as a war souvenir, and (B) intended for the personal use of such member. * * * * * Reproduced at the Richard Nixon Presidential Library and Museum ANALYSIS The proposed bill would amend the provisions of chapter 44 of title 18 of the United States Code to eliminate all controls over ammunition except with respect to ammuni- tion for destructive devices. Under existing law the term ammunition is defined to mean all ammunition and components of ammunition for all firearms. The proposed definition of ammunition would adopt the definition as it appeared in Title IV of the Omnibus Crime Control and Safe Streets Act of 1968 (Public Law 90-351) prior to its amendment by the Gun Control Act of 1968 (Public Law 90-618). Experience under the Federal Firearms Act (enacted in 1938 and repealed in 1968) and Title I of the Gun Control Act of 1968 has shown that it is almost impossible to control effectively interstate and foreign commerce in conventional firearms ammunition used for sporting, recreational and other lawful purposes. Strict controls can be effectively exercised over the interstate movement of ammunition for destructive devices (large caliber weapons, bombs, mortars, etc.) and, because of the inherent danger of such ammunition, it should be exercised. Reproduced at the Richard Nixon Presidential Library and Museum - 2 - Ammunition is not serially numbered and it would not be practical to require each round or box of ammunition to be serially numbered. Thus, after such a commodity leaves the premises of a licensee it is practically impossible to identify it so that it could be traced to a consumer or to establish that a given consumer purchased specific ammuni- tion from a particular licensee. The number of transactions in ammunition that occur in this country each day further complicates the problem. It is apparent that a licensee who handles both firearms and ammunition will have many times the volume of sales in ammuni- tion than in firearms. In addition, a great number of mer- chants handle only ammunition. The tremendous number of record entries made in any given period hampers the meaning- ful or practical retrieval of any information pertaining to a specific transaction. The Internal Revenue Service, which administers the provisions of Chapter 44, has estimated that at least 25,000 persons in the country have applied for licenses to deal only in ammunition. These applicants did not need or hold licenses Reproduced at the Richard Nixon Presidential Library and Museum - 3 - under the repealed Federal Firearms Act. Processing such applications is time consuming and because of our limited enforcement manpower, the sheer volume of ammunition dealer applications has hindered the effective administration of the firearms controls of the law. As a law enforcement tool, the Department knows of no instance where any of the provisions relating to ammunition has been helpful in controlling the interstate flow of firearms or in law enforcement (whether pistol and revolver ammunition which has been controlled since 1938 under the repealed Federal Firearms Act or the Chapter 44 controls over all ammunition). Meanwhile, available investigative manpower is finding the statutory controls over firearms exceedingly productive, and many meaningful cases are being made. In short, the manpower effort and other expenses necessary to enforce the controls over all ammunition are not justified by the results that may reasonably be expected through enforcement of these controls. These controls simply are not effective as a law enforcement tool. They do, how- ever, generate criticism of all controls of Chapter 44. Reproduced at the Richard Nixon Presidential Library and Museum - 4 - It should be noted that the amendment to the definition of ammunition will necessitate amending the provisions of section 922 (b) (1) concerning the restriction on sales of ammunition to juveniles and the provisions of section 923(a) relating to licensing. It is also believed that because of the proposed change in the definition of ammunition the use of the term "centerfire fixed ammunition" in section 921 (a) (16), in defining a replica of an antique firearm, requires clarification. With respect to section 922 (b) (1), it is suggested that the sale or delivery of ammunition to individ- uals should be subject to controls comparable to those on handguns, and provision is accordingly made that the sale or delivery of ammunition to persons who are less than 21 years of age be prohibited. Since controls under the proposed definition of ammuni- tion would be limited to destructive device ammunition, the Department recommends that sections 922 (a) (3), 922 (a) (4), 922 (a) (5), 922(b)(3) and 922(b) (4) be amended to include ammunition, and that section 923(j) relating to hand loading, reloading, or custom loading ammunition be repealed since the provisions would no longer be necessary. In general, under the existing provisions of section 922 (a) (3) a non- licensee is prohibited from transporting into or receiving Reproduced at the Richard Nixon Presidential Library and Museum - 5 - in his State of residence any firearm purchased or otherwise obtained by him outside that State and under section 922 (a) (5) an unlicensed person is prohibited from transferring a firearm to another unlicensed person who resides in another State. Similarly, under section 922 (b) (3), it is unlawful for a licensee to sell or deliver a firearm to an unlicensed person who resides in another State. The inclusion of ammuni- tion in these sections would implement the strict controls over the interstate movement of destructive device ammuni- tion in section 922 (a) (2). It would also prevent the avoidance of State and local laws controlling destructive device ammuni- tion by the simple expediency of crossing a State line to purchase such ammunition. The existing provisions of section 922 (a) (4) prohibit transportation of destructive devices and National Firearms Act weapons (gangster-type) in interstate or foreign commerce by unlicensed persons, except as authorized by the Secretary consistent with public safety and necessity. Likewise, under existing section 922 (b) (4) a licensee is prohibited from disposing of a destructive device or a National Firearms Act weapon to any unlicensed person except as specifically Reproduced at the Richard Nixon Presidential Library and Museum - 6 - authorized by the Secretary consistent with public safety and necessity. Our proposal to amend these sections to include ammunition would be consistent with controls over destructive devices. Finally, since ammunition would be defined to include only destructive device ammunition, the ammunition provisions of sections 925 (a) (2), 925 (a) (3), and 925 (a) (4) would no longer be necessary since they relate to ammunition for sporting purposes. Reproduced at the Richard Nixon Presidential Library and Museum MEMORANDUM THE WHITE HOUSE WASHINGTON Jooner we move the letter. Pati instinct, Congressmen Poff- Political dynamite - run situation - Important to do something wafare hearing on sun registration in senate July 24th hearing J - clark marbregor (autha of ammo vill in House) useful to him in the House) Poff prepared to issue bill, too. Don the industry, will already well-from of I we don't send, this, too, will be a story, rene Rendy Thrower Rossides, / Elim record checking 2 :7 Reproduced at the Richard Nixon Presidential Library and Museum Form DJ-150 (Ed. 4-26-65) UNITED STATES GC VERNMENT DEPARTMENT OF JUSTICE Memorandum TO : Miss Martha Carbone DATE: April 20, 1970 State Department FROM : Donald E. Santarelli Associate Deputy Attorney General SUBJECT: Consultation on Firearms with EC I submit herewith a very slightly revised draft of our position. For various reasons, I have sought some slightly different nuances. Freatms file Reproduced at the Richard Nixon Presidential Library and Museum DATE STATE - A.I.D. - USIA ROUTING SLIP 4/20/70 TO: Organ. Initials Date Name or Title Symbol Room No. Bldg. 1. Donald E Santavelli 4208 2. Dept. of Justice 3. 4. 5. Approval For Your Information Note and Return As Requested Initial for Clearance Per Conversation Comment Investigate Prepare Reply File Justify See Me For Correction Necessary Action Signature REMARKS OR ADDITIONAL ROUTING d hope I have not gone beyond our conversations, particularly inuseal word "lanly" in paragraph D. Please have your secretary Callmeon this ROOM NO. & BLDG. PHONE NO. Martha Cordy FROM: (Name and Org. Symbol) 3535 23019 FORM JF-29 (Formerly Forms DS-10, AID-5-50 & IA-68) GPO : 1968 o - 305-218 (136) 3 68 CBS Airs Special Report Donald E. itarelli On ATFD's Gun Act Movie "That's What It's All About," who described the film as a formative, highly useful film on is the name of the movie made "monster" and "a waste of tax- the same point, which I would last year by the Alcohol, Tobac- payers' money." support, and which most of the CO & Firearms Division for the During the "Sixty Minutes" sportsmen would support, could stated purpose of explaining the report, CBS commentator Mike have been done for about $5,000 Gun Control Act of 1968. But Wallace interviewed several per- or $10,000, approximately one- many informed observers say sons who are involved in the sixth to one-third of what the the film misses the point and debate over the film. The pro- Treasury Department squan- actually refers to the old gram also featured an abbre- dered on this particular Federal Firearms Act, rather viated version of the controver- monster than the new act, which went sial film (Feb. 13, Gun Week). Sen. Thomas Dodd (Conn.), a into effect on Dec. 16, 1968. Following the showing of the long-time proponent of gun con- Despite attempts by the cut-down ATFD film, Rep. trol laws, answered: "I think Treasury Department to with- Dingell made the following the people who bitterly opposed draw the film from public view statement: the Gun Control law, some - until it has been corrected "My position is that this mo- members of Congress who technically, one Treasury official vie falls a long way short of in- fought it, bitterly, some gun- said - the CBS Television Net- forming the people of what the runners, some gun producers, worked stirred up the con- Firearms Control Act of 1968 who fought it bitterly, some who troversy again Feb. 17 when it actually does. It doesn't talk have lied- about it, were in a devoted a segment of its pro- about the new law, it talks frenzy, I think, because they gram, "Sixty Minutes," to the about the old law. And in that, I were afraid that if this film got debate over the merits of the find it deficient. I also pointed out, and the people really knew movie. out to you, Mike, that it in- the facts, that their campaign The leading critic of the film volves a great deal of violence against the Gun Control Law is Rep. John D. Dingell (Mich.), and sex, something which isn't would be shot to pieces." an NRA director and long-time necessary, and I also pointed Wallace then explained that foe of gun control legislation, out that a thoroughly in- (Continued On Page 2) Reproduced at the Richard Nixon Presidential Library and Museum GWN WEEK, ATFD Movie Shown On CBS and would not be done, at which technical standpoint," Walker time I then informed him that responded. he had made it unfortunately "I'm talking about the en- "the head of Internal Revenue necessary to proceed by contact- forcement people at IRS at the declined to comment" on the ing his superiors and by working Alcohol, Tobacco & Firearms film. He said Harold A. Serr, with those above him in the Control," Wallace said. director, Alcohol, Tobacco & department." "We have a difference of opin- Firearms Division, also declined Wallace then asked Rep. ion," Walker said. "And to comment. Dingell if he went to Charles Treasury is ultimately responsi- Rep. Dingell then explained Walker, the undersecretary of ble to the people or the country how he managed to have the the Treasury. as to how the decisions are film withdrawn. He said: Rep. Dingell replied he went made." "I had first a fairly lengthy to a "number of people in the Returning to Rep. Dingell, the discussion with Mr. Serr on the Treasury Department. Michigan lawmaker said: telephone. I suggested that the In an attempt to pinpoint who "I have told you, Mike, that I movie should be drawn back for had ordered the film withdrawn, think the film has absolutely no further technical changes, to Wallace asked whether the value whatsoever, insofar as in- make it more informative on Michigan lawmaker had con- forming people about what the the new law, to make it give tacted Randolph Thrower, head new gun law does." better information on what the of the IRS, or Charles Walker. "Isn't that your judgment, law was, to eliminate some of Rep. Dingell said, "I don't Congressman, against the judg- the violence, and to make it a believe I discussed the matter ment of the people who are better and now informative movie. with those gentlemen, but I did charged with enforcing the gun "Mr Serr said this could not discuss it with higher officials in control law?" Wallace asked. the Treasury Department who Rep Dingell replied: "Now let me make one thing very clear "Secretary Kennedy?" Wallace to you; a member of Congress interrupted. is elected to make these judg- "I discussed it with a number ments. The Congress is p- of officials in the Treasury posed to be the policy-making Department, higher up, so body in this government. And I many, and in so many different intend, so long as my people will times and places that I must afford me their trust, and their say that I'm not fully clear on support, to try and see that I what discussions transpired carry out that responsibility of where, but I had many discus- making these judgments and sions with higher officials in the making these voices and my Treasury Department, including judgments heard on matters of some of the very top officials." importance to the American Wallace then switched to an people. And I don't intend to ab- interview with Charles Walker, dicate to the bureaucracy. Now Treasury undersecretary, who, it may perhaps be your theory Wallace said, gave the order to that a member of Congress is "pull back" the film. Walker supposed to supinely roll over, stated: lay down and play dead for the "I do not know Congressman benefit of the bureaucrats and Dingell. I have never met him. to allow them, who hold no elec- If a member of the gun lobby tion certificates, and no direct came in here and sat down in responsibility on answering to your lap I wouldn't know him. the people, but it is not mine, My past record before coming and I don't intend to practice to Treasury was one of personal that kind of responsibility to the strong support for adequate gun people that I serve in the Con- legislation as executive vice gress of the United States. president of the American Wallace then returned for a Bankers Association. statement from Sen. Dedd, who "The film doesn't pass muster said: from a technical standpoint - "I think I know a little bit that's all there is to it, from my about this gun law; that it's not standpoint Wallace asked: "Is the film of a truthful film about the Gun inaccurate in anything it says Control law. The firearms about the gun laws?" or the gun lobby, is a very Walker replied: "It's inac- powerful, very effective lobby on curate in certain implicat Capitol Hill. It exercises a lot of There are strong muscle. It throws its weight that certain types of weapons around and with great effect were outlawed by the '68 Act, and it has for years. It spends a and they've been outlawed since lot of money It doesn't want the 1930's - sawed-off shotguns any reasonable gun control and things of that type. The legislation passed, on any level, point is that in official but particularly not in the Con- government film, put out by a of the United States." department that is very proud In his summary, of its security and its forth- "Sen. Dodd has told 60 rightness, we want it to be ab- Minutes that tomorrow he will solutely accurate all the way ask his Juvenile Delinquency Both in terms of the facts, and Subcommittee to investigate the in terms of the realistic life sit- gun lobby's role in forcing the uation of law enforcement. Treasury to withdraw the film The program then cut to an from public distribution. The interview with Bob O'Donnell, National Commission on the film's director, who stressed Violence says there are close to that the film was produced with 100 million weapons in the hands the technical advice of the of America's civilian population. ATFD. Some estimates would double that number. It seems sensible Wallace then returned to Un- then that Americans have dersecretary Walker with the available to them the kind of in- comment: "You know your own formation they need about who enforcement would like to see the film out, would like to see it can and cannot have those guns, which weapons are permissible played and which are not, what "Not the enforcement people weapons must be registered, and in the office of the Secretary of with whom. The film, though it's the Treasury. They are unani- no prize winner, tries to provide mous of the opinion that the that information. The question film is not qualified from a is: Was the film withdrawn, as Congressman Dingell argues, be- cause it fails to tell the gun Reproduced at the Richard Nixon Presidential Library and Museum 50 5) UNITED STATES GOVERNMENT DEPARTMENT OF JUSTICE Memorandum TO : Egil Krogh DATE: May 22, 1970 Deputy Assistant to the President FROM : Donald E. Santarelli Associate Deputy Attorney General SUBJECT: Since we apparently do not possess the capacity to do our own evaluation of the Violence Commission Report, we may have to rely on such outside sources as Dr. Wilber. This is just one more example of how the liberal element has captured the lion's share of the publication world. Fill cotto Frieary Reproduced at the Richard Nixon Presidential Library and Museum NIXON PRESIDENTIAL MATERIALS PROJECT DOCUMENT CONTROL RECORD ITEM REMOVED FROM THIS FILE FOLDER Restricted document has been removed. See document entry number on Document Withdrawal Record (GSA Form 7279) or NARS Withdrawal Sheet (GSA Form 7122), located in the front of this folder, for a description of the item and an explanation for its removal. NATIONAL ARCHIVES AND RECORDS SERVICE NLN Form 101 (6-79) Reproduced at the Richard Nixon Presidential Library and Museum January 21, 1970 MEMORANDUM FOR EUGENE ROSSIDES SUBJECT: TREASURY FILM RE FIREARMS Would it be possible to arrange for a quiet, confidential showing of your "sexy, violent movie" which, according to this morning's Post, was "gunned down on the Hill. 11 As you know, I have been working with this government's fire- arms control policy for some time, but somehow missed the fact that this film was to be shown. Firearms control is an exceedingly important issue for us, and I'd much appreciate being kept informed of all public efforts to depict this Administration's position. If it can be done in the near future, I'll arrange for a time and the place will probably be the little theatre in the East Wing. Thanks, Gene. Enclosure ADMINISTRATIVELY CONFIDENTIAL Reproduced at the Richard Nixon Presidential Library and Museum January 17, 1970 MEMORANDUM FOR DON SANTARELLI FROM: BUD KROGH SUBJECT: FIREARMS CONTROL You will note from the attached that I have been discussing with Wilf Rommel the Administration's position on firearms. As we report on Representative Celler's bill, I am inclined to tighten up the Treasury's report to correspond with your statement last July. I would appreciate your reviewing the attached material, and giving me your confidential view as to the appropriateness of taking out a lot of the loose language from the Treasury report and making it coincide with your report. Thanks, Don. P.S. It shouldn't take much time, I'll need it back by Monday night. Reproduced at the Richard Nixon Presidential Library and Museum NATIONAL COMMISSION ON THE CAUSES AND PREVENTION OF VIOLENCE 726 JACKSON PL., N.W. WASHINGTON, D.C. 20506 DR. MILTON S. EISENHOWER LLOYD N. CUTLER CHAIRMAN EXECUTIVE DIRECTOR July 28, 1969 CONGRESSMAN HALE BOGGS THOMAS D. BARR ARCHBISHOP TERENCE J. COOKE DEPUTY DIRECTOR AMBASSADOR PATRICIA HARRIS SENATOR PHILIP A. HART JAMES F. SHORT, JR. JUDGE A. LEON HIGGINBOTHAM MARVIN E. WOLFGANG ERIC HOFFER CO.DIRECTORS OF RESEARCH SENATOR ROMAN HRUSKA LEON JAWORSKI JAMES S. CAMPBELL ALBERT E. JENNER. JR. GENERAL COUNSEL CONGRESSMAN WILLIAM M. MCCULLOCH JUDGE ERNEST W. MCFARLAND WILLIAM G. MCDONALD DR. W. WALTER MENNINGER ADMINISTRATIVE OFFICER Dear Mr. President: I submit herewith this Commission's findings on the relationship of firearms to violence in the United States, and our recommendations for a system of restrictive licensing which would reduce sub- stantially the number of handguns now in the possession of Americans. This statement is being released to the press today with the permission of your staff. I also enclose the research report on which this Commission's findings are based. Sincerely yours, 2 Enclosures/3 The President The White House Reproduced at the Richard Nixon Presidential Library and Museum NATIONAL COMMISSION ON THE CAUSES AND PREVENTION OF VIOLENCE Federal Office Building #7 17th Street, between Pennsylvania Avenue at H Street, N.W. Washington, D.C. 20506 FOR IMMEDIATE URELEASE the press FOR FURTHER INFORMATION: NOTE: This statement conference Commission, which is Office PHONE: 395-3390 of the July 28, in Room 2008, Federal and H EDT, Monday, No. 7, on 17th between Pennsylvania 395-3390. Building Streets. For further information, phone The National Commission on the Causes and Prevention of Violence has authorized for release, without comment, a task force report submitted to it on firearms and violence in American life. The 268-page study is entitled, "Firearms and Violence in American Life." It was submitted to the Commission by George D. Newton, Jr., Director of the Task Force, and Franklin E. Zimring, Director of Research, and is the result of a year-long investigation of the relationship between firearms and violence. The Task Force report concludes that the United States must break "the vicious circle of Americans arming to protect themselves from other armed Americans, " and has recommended a national firearms control law designed to reduce substantially the number of handguns in the United States. It further reports that: * There are about 90 million firearms in the hands of civilians in the United States--about 24 million handguns, 35 million rifles, and 31 million shotguns. * Since 1962, sales of rifles and shotguns have doubled; in the same period, sales of handguns have quadrupled. * Firearms were involved in 2,900 fatal gun accidents in 1967. * Firearms were used in 7,000 homicides in 1967. Gun attacks are five times as likely to cause death as knife attacks. * Home owners may seriously overrate firearms as a method of self-defense against crime. The loaded gun in the home creates more danger than security. * The increased number of guns in civilian hands has led to increased gun violence. Since 1964, homicide Reproduced at the Richard Nixon Presidential Library and Museum -2- involving guns has increased more than 50 percent, a rate of increase four times greater than homicide with other weapons. * Handguns are the principle firearm used in crime. Although only about one-quarter of all guns, hand- guns are used in three-fourths of all gun homicides. The Task Force concludes that the most effective way to reduce gun violence would be a nationwide system that would eliminate 90 percent or more of the 24 million privately held handguns in the United States by allowing such guns to be possessed only by persons who need them. Under the system proposed, rifles and shotguns would be available to all persons except high-risk groups, such as felons, drug addicts, and minors under 18. Owners of rifles and shotguns would only be required to obtain identification cards. A chapter-by-chapter summary of the report is attached. Copies of the report will be available from the Superin- tendent of Documents, U. S. Government Printing Office. BIOGRAPHY George D. Newton, Jr., is a partner in the Chicago Law Firm of Kirkland, Ellis, Hodson, Chaffetz & Masters. Franklin E. Zimring is Associate Professor of Law at the University of Chicago. Reproduced at the Richard Nixon Presidential Library and Museum FIREARMS AND VIOLENCE IN MERICAN LIFE A Report to the National Commission on the Causes and Prevention of Violence by George D. Newton, Jr. and Franklin E. Zimring CHAPTER SUMMARIES 1. The Number of Firearms in Civilian Hands Of the estimated 90 million firearms in civilian hands in the United States, 24 million are handguns, 35 million are rifles, and 31 million are shotguns. 2. Patterns of Firearms Ownership About half of all American homes have a firearm, and many have more than one. Firearms ownership is highest in the South and lowest in the East. Ownership of rifles and shotguns is higher in rural areas and towns than in large cities, but handgun ownership is highest in towns and large cities. 3. How Firearms are Acquired Almost half of all long guns, and more than half of all handguns, are acquired secondhand. New firearms and a large number of used firearms are purchased from sporting goods stores, hardware stores, or other firearms dealers. But, about half of secondhand firearms are acquired from friends or other private parties. 4. Recent Trends in Firearms Sales Sales of long guns doubled from 1962 to 1968; in the same period sales of handguns quadrupled. In the last decade, about 10 million handguns were sold in this country, more than one third of all handguns produced or imported for the civilian market since the turn of the century. Growing interest in shooting sports may explain much of the increase in long gun sales, but it does not account for the dramatic increase in handgun sales. Fear of crime, vio- lence, and civil disorder, and perhaps the anticipation of stricter firearms laws, appear to have stimulated sales of handguns in recent years. 5. Firearms and Accidents Americans are currently dying from firearms accidents at a rate of about 2,900 per year; another 20,000 persons suffer Reproduced at the Richard Nixon Presidential Library and Museum -2- accidental injuries each year from firearms. Firearms acci- dent rates follow the pattern of firearms ownership; they are highest in the South and lowest in the East. Over half of all fatal firearms accidents occur in or around the home, and about 40 percent of accident victims are children and teenagers. 6. Firearms and Suicide For persons who seek to end their lives, firearms are a speedy and effective method. There is some evidence that, if persons who now use firearms were forced to resort to other means where there is a higher chance of intervention and rescue, some would not die. But there is little reason to expect that reducing the availability of firearms would cause a significant reduction in suicides. A person who really wants to die will find a way of doing so. 7. Firearms and Crime Homicide is seldom the result of a single-minded intent to kill. Fatal injuries most often occur from an attack growing out of an altercation and committed in a rage. Fire- arms were used in 65 percent of homicides in this country in 1968. When a gun is used, the chances of death are about five times as great as when a knife is used. In the last 5 years the number of firearms homicides has increased by almost 50 percent. Aggravated assault differs from homicide only in its outcome--the victim survives. Although the knife is still the No. l weapon used in aggravated assault, the share of gun attacks is increasing, and in 1968 nearly one in four aggravated assaults involved firearms. One third of all robberies are committed with guns. The chances of the victim's being killed increase substantially if the robber uses a gun. 8. The Firearms Used in Crime The criminal's primary firearm is the handgun. Although only about one quarter of all firearms in this country are handguns, they are used in three quarters of the homicides Reproduced at the Richard Nixon Presidential Library and Museum -3- involving firearms. Of the handguns used in crime in the District of Columbia, nearly half are imported. Samples of firearms manufactured in this country and used in crime reveal that a surprising number are more than 50 years old and one in six is a military weapon. Many of the handguns used in crime were owned by legitimate users at one time but appear to have been sold privately or to have been stolen without the theft having been reported. 9. Firearms and Collective Violence The availability of firearms at relatively low cost makes it easy for extremist groups and individuals to obtain such weapons; the possession of firearms by some groups encourages opposition groups and individuals likewise to arm themselves; and possession of firearms by any group invites quicker and deadlier response on the part of rival armed groups and law enforcement agencies. 10. Firearms and Self-Defense Owning a gun for self-defense and protection of homes and businesses is deeply rooted in American tradition. Guns may be of some utility in defending businesses, but house- holders may seriously overrate the effectiveness of guns in protection of their homes. In our urbanized society the gun is rarely an effective means of protecting the home against either the burglar or the robber; the former avoids confron- tation, the latter confronts too swiftly. Possession of a gun undoubtedly provides a measure of comfort to a great many Americans, but, for the homeowner, this comfort is largely an illusion bought at the high price of increased accidents, homicides, and more widespread illegal use of guns. 11. More Firearms--More Firearms Violence Data from three sources document that the proportion of gun use in violence rises and falls with gun ownership. Statistics from Detroit show that firearms violence increased after an increase in handgun acquisitions. Regional compari- sons show that the percentage of gun use in violent attacks parallels rates of gun ownership. A study of guns used in homicides, robberies, and assaults in eight major cities shows that cities with a high proportion of gun use in one crime tend to have high proportions of gun use in the other crimes. Reproduced at the Richard Nixon Presidential Library and Museum -4- 12. Strategies of Firearms Control Different strategies of firearms control--regulation of the place and manner in which firearms can be used, regula- tion of who may possess firearms, permissive and restrictive licensing, registration and transfer notice--can be combined in a variety of ways to produce a comprehensive system of control. Since handguns and long guns do not contribute equally to firearms misuse, it may be appropriate to use different strategies for different types of firearms. 13. State and Local Firearms Laws State and local firearms regulation in the United States is a patchwork quilt of more than 20,000 laws, many of them obsolete, unenforced, or unenforceable. Serious efforts at state and local regulation have consistently been frustrated by the flow of firearms from one state to another. Attempts to establish uniform state and local firearms laws have failed. 14. Federal Firearms Laws Public opinion in this country has favored regulation of firearms since the 1930s. Yet, from the enactment of the first federal firearms possession law in 1934, federal gun laws have been passed in this country only after sensational epis odes of gun violence. The Gun Control Act of 1968, which followed the assassinations of Dr. Martin Luther King, Jr., and Senator Robert F. Kennedy, commits the federal government to support state and city gun control laws by reducing the interstate flow of firearms which has long frustrated local control efforts. Proposals for a federal system of screening firearms owners have not been enacted. 15. Firearms Control and the Constitution The second amendment raises no legal barrier to federal or state firearms legislation. The fifth amendment, however, could be invoked against enforcement of such laws. Fifth amendment problems might be minimized by exempting from licensing, registration, or transfer notice requirements all persons in those categories prohibited by law from possessing firearms. This exemption of illegal possessors would not decrease the effectiveness of firearms control because other parts of the control system could allow prosecution of such Reproduced at the Richard Nixon Presidential Library and Museum -5- persons without requiring them to incriminate themselves. 16. Foreign Firearms Laws Most countries have passed national firearms control laws. The great majority of these laws appear to be more stringent than the laws of most states in the United States, although many of the foreign laws may not be effectively enforced. Many countries regulate handguns more stringently than long guns, and rough estimates of handgun ownership in 10 countries are all far below the rate of handgun ownership in the United States. 17. Can We Reduce Firearms Violence? The gun control controversy has often involved compari- sons of crime statistics from states with firearms control laws with statistics from states with no such laws and comparisons of the United States to foreign countries. These comparisons are never wholly satisfactory, but when care is exercised to focus not upon the number of crimes committed but solely upon the proportion of crimes involving guns, an inference can be drawn that control systems that substantially reduce the number of guns are effective in reducing the level of gun violence. Since handguns are the major problem, a nationwide restrictive licensing system for handguns promises a more certain and more substantial reduction of gun violence in this country than a permissive system. 18. The Costs of Firearms Control The costs of any firearms control system include both the funds needed to administer the system and the effect on the use of guns by their owners. The monetary cost of an efficiently administered permissive or restrictive licens- ing system would not be excessive. Restrictive licensing of handguns, however, would significantly reduce their legitimate use. 19. Technology and Firearms Control Technological advancements in tracing of firearms to owners, in detecting firearms in public places, and in develop- ment of nonlethal weapons or ammunition would help reduce firearms misuse by making firearms control systems more Reproduced at the Richard Nixon Presidential Library and Museum - -6- effective. Government and private industry should engage in a concerted program of scientific research and develop- ment to promote such technological advancements. Reproduced at the Richard Nixon Presidential Library and Museum TMENT OF THE C 1789 THE DEPA TREASURY THE DEPARTMENT OF THE TREASURY WASHINGTON, D.C. 20220 Assistant SECRETARY OCT 3 1969 MEMORANDUM FOR THE HONORABLE EGIL KROGH, JR. DEPUTY COUNSEL TO THE PRESIDENT Attached is a copy of the Secretary's letter of October 2, 1969 to Senator Bennett correcting an inaccuracy discovered in the Secretary's letter to Senator Bennett of September 26, copy also attached. In connection with the same matter, the Secretary has received a letter from Senator Dodd, copy attached. A reply to Senator Dodd is being drafted and you will continue to be kept advised. Eugene T. Rossides Attachments - 3 In the absence of mr. Rossides: G Gordon Liddy Reproduced at the Richard Nixon Presidential Library and Museum OCT 2- 1969 Dear Senator Bennett: In my letter to you of September 26, 1969, recommending the enactment of the amendment to H.R. 12829, I set forth the reasons therefor, and noted in passing that the amendment discussed does not affect the recordkeeping requirements concerning pistol and revolver ammunition. I have been advised that the aforesaid observation is not entirely accurate. An exception has been called to my attention in that one of the types of ammunition proposed to be excluded from the recordkeeping requirement, .22 caliber rimfire, is usable in handguns as well as shoulder arms. Although my letter to you of September 26 should be read with this clarification in mind, the position of the Department on the amendment to H.R. 12829 remains the same, for the reasons stated therein. With best wishes, Sincerely yours, /3/ David M. Kennedy David M. Kennedy The Honorable Wallace Bennett United States Senate Washington, D.C. 20510 GGLiddy: fbb 10-2-69 Reproduced at the Richard Nixon Presidential Library and Museum THE SECRETARY OF THE WASHINGTON, D.C. 20.20 PEASURY Rannettiss ES W. SEP 26 1969 Dear Senator Bennett: This is in response to your request for the views of the Treasury Department on the enactment of the ammunition records amendment to H.R. 12829. The amendment was made by the Finance Committee and includes the text of S. 2718. The latter bill would modify the recordkeeping requirements now imposed by Chapter 44 of Title 18, United States Code, for sporting type ammunition. This would be done by amending section 4182 of the Internal Revenue Code. The Department has found that the records required of transactions in sporting type ammunition, i.e., shotgun, rifle, and. 22 caliber rimfire ammunition, is of little value in law enforcement. Indeed, the Department knows of no instance where any of the recordkeeping provisions relating to sporting type ammunition has been helpful in law enforcement. In short, the recordkeeping controls are not effective as a law enforcement tool. They do, however, because of the volume of transactions in sporting ammunition tend to generate criticism from sportsmen and others and detract from the effective enforcement of other provisions of the firearms laws. You should note that the amendment discussed here does not affect the recordkeeping requirements concerning pistol and revolver ammunition nor does the amendment affect the existing controls over interstate shipment and sales by licensees to prohibited persons. The Department recommends the enactment of the amendment to H.R. 12829 which would eliminate the record- keeping requirements of certain sporting type ammunition. With best wishes, Sincerely yours, By Mr Knorr's 797 Ravid M. offece The Honorable Wallace Bennett David M. Kennedy Accored and by Justice 13. OB United States Senate Washington, D.C. 20510 CC: Sen. Scott Cong. Rel./GK/jg 9-26-69 Acal V-30 9/76 Reproduced at the Richard Nixon Presidential Library and Museum JAMES O. EASTLAND, MISS. RMAN by have JOHN L. MC CLELLAN, ARK. EVERETT KINLEY DIRKSEN, ILL. SAM'J. ERVIN, JR., N.C. ROMAN L. HRUSKA, NEBR. 10/2/69 THOMAS J. DODD, CONN. HIRAM L. FONG, HAWAII PHILIP A. HART, MICH. HUGH SCOTT, PA. EDWARD M. KENNEDY, MASS. STROM THURMOND, S.C. BIRCH BAYH, IND. MARLOW W. COOK, KY. United States Senate 4:15p, QUENTIN N. BURDICK, N. DAK. CHARLES MC c. MATHIAS, JR., MD. JOSEPH D. TYDINGS, MD. ROBERT c. BYRD, W. VA. COMMITTEE ON THE JUDICIARY JOHN H. HOLLOMAN III WASHINGTON, D.C. 20510 CHIEF COUNSEL AND STAFF DIRECTOR October 2, 1969 Honorable David M. Kennedy Secretary of the Treasury 02653 Washington, D.C. Dear Mr. Secretary: While I have not yet seen a copy of the letter itself, I understand that you have written to Senator Wallace Bennett informing him that the Treasury Department supports Senator Bennett's efforts to repeal the ammunition controls of the Gun Control Act of 1968. According to a statement releasing the contents of your letter, you stated: "Indeed, the Department knows of no instance where any of the recordkeeping provisions relating to sporting type ammunition has been helpful in law enforcement. In short, the recordkeeping controls are not effective as a law enforcement tool 11 I am at a loss to understand this position, because it conflicts with and contradicts statements which were made on July 23, 1969, before the Subcommittee to Investigate Juve- nile Delinquency by Assistant Secretary of the Treasury Eugene T. Rossides and Commissioner of Internal Revenue Randolph Thrower. Mr. Rossides told the Subcommittee: = It is the view of the Department that, the Gun Control Act of 1968 is working reasonably well and is providing the needed support for state and local controls for which it was designed. We respectfully request that the controls of the Gun Control Act of 1968 be given a full opportunity to prove their worth. II Reproduced at the Richard Nixon Presidential Library and Museum - 2 - Commissioner Thrower told the Subcommittee: II I strongly believe the new gun law is an effective law enforcement tool which will go a long way in assisting local law enforcement auth- orities in coping with the crime problem within their own borders. II Furthermore, according to the release, your letter states that the amendment: = in no way affects the recordkeeping require- ments concerning pistol and revolver ammunition, nor does the amendment affect the existing controls over interstate shipment and sales by licensees to prohibited persons. " May I respectfully point out that this statement appears to be inaccurate. As you know, Senator Bennett's bill would repeal controls over .22 caliber ammunition. This particular ammunition is used in the so-called "Saturday Night Specials," the inexpensive revolvers that have plagued law enforcement officers throughout the nation for the last ten years. In fact, in 30 percent of the handgun murders each year, a .22 caliber handgun is used. In view of the apparent contradiction between the con- tents of your letter and the testimony of Mr. Rossides and Commissioner Thrower, I can only assume that you have received new information on this matter within the last two months. If you have such new information, the Subcommittee on Juvenile Delinquency would like to have it. We would certainly like to have it before the Senate considers any attempt to repeal ammunition controls. In view of the apparent inaccuracy of the contents of your letter regarding the use of .22 caliber ammunition in handguns, it seems to me that new hearings on this subject are essential in order that the facts may be recorded. The facts must be recorded if the Senate hopes to act intelli- gently on legislation of this magnitude. I take this opportunity to request, therefore, that the Treasury Department go on record to insist that hearings be held on the amendment to repeal ammunition controls. Reproduced at the Richard Nixon Presidential Library and Museum 1. 3 - I look forward to hearing from you about this matter which is of such great concern to so many of us. With all best wishes. Sincerely yours, Vhmas if Dould THOMAS J. DODD Enclosure P.S. Knowing of your interest in the early enactment of the Interest Equalization Tax Extension Act, may I call your atten- tion to a statement made by the distinguished Chairman of the House Judiciary Committee on the Floor of the House yesterday. It can be found on page H 8817 of the Congressional Record for October 1, a copy of which is enclosed. Reproduced at the Richard Nixon Presidential Library and Museum CONGRESSIONAL RECORD for Wednesday, October 1, 1969 H8817 INTEREST EQUALIZATION EXTENSION ACT (Mr. CELLER asked and was given per- mission to address the House for 1 min- ute and to revise and extend his re- marks.) Mr. CELLER. Mr. Speaker, in the other body, the Finance Committee has added a totally nongermane and regres- sive amendment to the Interest Equaliza- tion Tax Extension Act-H.R. 12829. The amendment repeals the ammunition rec- ordkeeping requirements of the Gun Control Act of 1968. The Senate committee amendment eliminates recordkeeping in sales of, first, shotgun ammunition; second, rifle am- munition; third, .22 caliber rimfire am- munition, and component parts thereof. The 1968 act prohibits the sale of am- munition to certain juveniles, mental in- competents, known felons, drug addicts, and other irresponsible persons. Requir- ing a prospective purchaser to give his name, address and substantiate his age is not a nuisance. Clearly, enforcement of the act's prohibitions would be impossi- ble without requiring dealers to keep rec- ords of ammunition transactions. Under the Senate committee rider, am- munition recordkeeping for aproximately 90 percent of all firearms would be elimi- nated. Recordkeeping will deter those who cannot legally buy ammunition. Recordkeeping will insure that deal- ers will exercise a higher degree of care in determining whether the buyer is barred under the statute from buying ammunition. Availability of ammunition records will aid in the investigation of firearms crimes. The only way of affecting the 90 mil- lion firearms already privately owned is by regulating the flow of ammunition. According to Senate Juvenile Delin- quency Subcommittee studies: .22 caliber pistols and revolvers were involved in 30 percent of the handgun murders com- mitted last year; .22 caliber rifles were involved in 60 percent of the rifle mur- ders last year; .22 caliber rimfire bullets accounted for 37 percent of the homi- cides committed in this country last year; that is, 3,300 Americans were mur- dered by these bullets. The weapon used to kill Robert Ken- nedy was a .22 caliber revolver which fired a .22 caliber rimfire bullet. Mr. Speaker, the Gun Control Act of 1968 represented one of the outstand- ing accomplishments of the 90th Con- gress. It marked the beginning toward reducing the level of gun violence in this country. Now, without any hearings and only 10 months after the act has become effective, a Senate committee has moved to strike an essential element from the act's regulatory fabric. No examination of the need or conse- quences of repealing ammunition con- trols has been made. It is unwise and regressive to cut back the scope of the act of 1968. Should the other body never- theless adopt this ammunition rider, it will encounter sustained opposition on the floor of the House. The resulting de- lay may well jeopardize the enactment of the Interest Equalization Tax Exten- sion Act. The ammunition amendment should be defeated. NOTE: This statement is for use after the press conference of Dr. Milton S. Eisenhower, Chairman of the Commission, which is scheduled for 3:00 рш, EDT, Monday, July 28, in Room 2008, Federal Office Building No. 7, on 17th between Pennsylvania and H Streets. For further information, phone 395-3390. COMMISSION STATEMENT ON FIREARMS & VIOLENCE DR. MILTON S. EISENHOWER CHAIRMAN July 28, 1969 NATIONAL COMMISSION ON THE CAUSES AND PREVENTION OF VIOLENCE Reproduced at the Richard Nixon Presidential Library and Museum NATIONAL COMMISSION ON THE CAUSES AND PREVENTION OF VIOLENCE FIREARMS AND VIOLENCE DR. MILTON S. EISENHOWER CHAIRMAN Whether guns cause violence, contribute to it, or are merely coincidental to it has long been MEMBERS OF THE COMMISSION debated. After extensive study we find that the availability of guns contributes substantially to violence in American society. Firearms, particularly handguns, facilitate the commission and increase the danger of the most violent crimes-assassination, murder, robbery and assault. The JUDGE A. LEON HIGGINBOTHAM widespread availability of guns can also increase the level of violence associated with civil VICE CHAIRMAN disorder. Firearms accidents, while they account for only a small percentage of all accidents, cause thousands of deaths and injuries each year. CONGRESSMAN HALE BOGGS This relationship between firearms and violence tends to obscure two other important facts TERENCE CARDINAL COOKE bearing on the firearms question. First, the vast majority of gun owners do not misuse firearms. Millions of Americans are hunters, target shooters, and collectors, who use their guns safely and AMBASSADOR PATRICIA ROBERTS HARRIS responsibly and who, perhaps more than many of their fellow citizens, deplore the criminal use SENATOR PHILIP A. HART of firearms. Second, in attending to the firearms problem, we must not forget that the root causes of American violence go much deeper than widespread gun ownership. Firearms generally ERIC HOFFER facilitate, rather than cause, violence. SENATOR ROMAN HRUSKA The challenge for this Commission-and for the nation as a whole-is to find ways to cope with illegitimate uses of guns without at the same time placing undue restrictions on legitimate LEON JAWORSKI uses. We believe this is possible if both the advocates and the opponents of gun control legislation ALBERT E. JENNER, JR. will put aside their suspicions and preconceptions, accept the fact of a common danger without exaggerating its dimensions, and act for the common good. CONGRESSMAN WILLIAM M. McCULLOCH JUDGE ERNEST W. McFARLAND 1. THE DOMESTIC ARMS BUILDUP DR. W. WALTER MENNINGER WE FIND THAT THE UNITED STATES IS IN THE MIDST OF STAFF OFFICERS OF THE COMMISSION A PERIOD OF INCREASING FIREARMS OWNERSHIP. LLOYD N. CUTLER Our Task Force on Firearms estimates that there are now about ninety million firearms in the EXECUTIVE DIRECTOR United States. Half of the nation's sixty million households possess at least one gun, and the THOMAS D. BARR number of guns owned by private citizens is rising rapidly. DEPUTY DIRECTOR During the first half of this century, about ten million firearms on the average were added to the civilian firearms supply in each decade. In the decade since 1958, however, nearly thirty JAMES F. SHORT, JR. million guns have been added to the civilian stockpile. Moreover, the sharpest increases have MARVIN E. WOLFGANG occurred in the last five years-a period of urban riots and sharply rising crime rates. Annual CO-DIRECTORS OF RESEARCH rifle and shotgun sales have doubled since 1963. Annual handgun sales have quadrupled. JAMES S. CAMPBELL Some of the increased gun sales in recent years have resulted from an increase in hunting and GENERAL COUNSEL sport shooting, a fact consistent with the rising amount of money being spent on leisure time WILLIAM G. McDONALD activities. But these predictable increases in sales of sporting arms cannot explain the much ADMINISTRATIVE OFFICER larger increases in the sales of handguns. With a few scattered exceptions, handguns are not JOSEPH LAITIN sporting guns. DIRECTOR OF INFORMATION A substantial part of the rapidly increasing gun sales, particularly handgun sales, must be attributed to the rising fear of violence that the United States has recently experienced. Studies RONALD WOLK by our Task Force on Firearms, as well as by the Stanford Research Institute and the Senate SPECIAL ASST. TO THE CHAIRMAN 1 Reproduced at the Richard Nixon Presidential Library and Museum Subcommittee on Juvenile Delinquency, show that gun sales in a particular area tend to increase next most frequent and lethal weapon used in homicides). Thus, even if the number of violent sharply during and after a period of disorder. After the 1967 Detroit riot, for example, gun sales attacks did not go down, the number of fatalities resulting from violent attacks would be skyrocketed: Detroit issued four times as many handgun permits in 1968 as it did in 1965, and substantially reduced if the attackers did not have guns. a nearby, predominantly white suburb issued five times as many permits. The deadliness of firearms is perhaps best illustrated by the fact that they are virtually the Lending impetus to the arms buildup are the exhortations of extremist groups, both black only weapons used in killing police officers. Policemen are armed. They are trained in the skills and white. In their speeches and publications, leaders of these groups urge their members to buy of self-defense. They expect trouble and are prepared for it. Yet, from 1960 through 1967, 411 firearms and be prepared to use them against "the enemy." Neighborhood protective associations police officers were killed in the course of their official duties-76 of them in 1967 alone. Guns have proliferated and have sometimes come to share the fears of the right-wing paramilitary were used in 96 percent of these fatal attacks on police. groups, with the result that firearms are now being stockpiled in homes as well as "in the hills." In assassinations, guns play a crucial role because they extend the deadliness and the effec- A new wave of American vigilantism could result from these activities. Further, black extremist tiveness of the assassin. Of the nine assassination attempts on American presidents or presidential organizations urge their members to obtain firearms for neighborhood and home defense, and candidates, all involved firearms. All, except the assassination of President Kennedy, involved sometimes for guerrilla warfare and terrorist activities as well. Ironically, extremist groups, handguns. regardless of race, are remarkably alike in their attitudes toward firearms and their opposition to Guns also play an increasingly deadly role in aggravated assault and robbery. In 1968, 23 firearms control. 1 percent of all aggravated assaults were committed with guns, as opposed to only 13 percent in Quite apart from civil disorders, the urban arms buildup has increased the role of firearms in 1963. One out of every three robberies (two out of every three armed robberies) is committed accidents and violent crime. Our Task Force has found that in Detroit accidental firearms deaths with a gun, and the fatality rate for victims of firearms robberies is almost four times as great as were three times greater in 1968, the year after the riot, than in 1966, the year before the riot. for victims of other armed robberies. Between 1965 and 1968, homicides in Detroit committed with firearms increased 400 percent In all these violent crimes, handguns are the weapon predominantly used. Although only while homicides committed with other weapons increased only 30 percent; firearms robberies slightly more than one-fourth (or 24 million) of the firearms in the nation are handguns, they increased twice as fast as robberies committed without firearms. (These rates of increase are account for about half of all homicides and three-fourths of all firearms homicides. When much higher than for the nation as a whole.) firearms are involved in aggravated assaults and robberies in large cities, the handgun is almost Other studies confirm our finding that the proportion of gun use in violence rises and falls invariably the weapon used. with gun ownership. The urban arms buildup threatens not only to escalate future civil disorders, but also to bring with it greater misuse of firearms in crimes and accidents. 3. FIREARMS AND SELF-DEFENSE 2. FIREARMS AND VIOLENT CRIME WE FIND THAT FIREARMS IN THE HOME ARE PROBABLY OF LESS VALUE THAN COMMONLY THOUGHT IN DEFEND- WE FIND THAT FIREARMS, PARTICULARLY HANDGUNS, PLAY A MAJOR ROLE IN THE COMMISSION OF HOMICIDE, ING THE HOUSEHOLDER'S LIFE AGAINST INTRUDERS, BUT THAT FIREARMS IN BUSINESS ESTABLISHMENTS AGGRAVATED ASSAULT, AND ARMED ROBBERY, AND MAY SOMETIMES BE EFFECTIVE IN DEFENDING AGAINST THAT THEY ARE BEING USED IN GREATER PERCENTAGES ROBBERIES. OF THESE VIOLENT CRIMES. Many Americans are alarmed by the rise of violent crime in the United States, and not It may seem incongruous that in our advanced and civilized society individual citizens should without reason. Personal injury and death from crime occur more often in the United States feel the need to keep a gun for self-protection. Yet a 1966 public opinion survey, conducted for the President's Commission on Law Enforcement and the Administration of Justice, disclosed than in any other industrial nation of the world. Firearms are a primary instrument of injury and death in American crime. Two out of every that more than 22 million households (37 percent of the total and 66 percent of the households three homicides are committed with guns. Since 1963 the number of homicides involving with guns) included self-defense as one reason, among others, for owning a firearm. Since many firearms has increased 48 percent in the United States while the number of homicides committed owners keep their guns in the home for protection against intruders, it is important to assess, to with other weapons has risen only 10 percent. the extent possible, the nature of the threat from intruders and the chances of gun owners to The circumstances of most homicides suggest that a person without ready access to a gun defend themselves successfully with their weapons. would not inevitably kill with another weapon. Studies show that most persons who commit What is the nature of the threat in the home? The number of killings in the home by burglars homicide are not relentless, determined killers, but rather are persons likely to act on impulse in and robbers² is not large relative to the total number of homicides. Burglars usually try to avoid a moment of rage or passion and without a plan or determined intent to kill. There is no hard contact with the homeowner: they rely on stealth and are more likely to flee than fight when evidence to prove or disprove the thesis that lacking a gun, an enraged person will resort to a discovered. The robber poses a much greater threat to the personal safety of the occupant of the knife or other weapon. But there is evidence demonstrating that the fatality rate of firearms house, but robberies occur in the home far less often than in other places. 3 Because of these attacks is more than four times greater than the fatality rate of knife attacks (knives being the 2 Robbery involves taking property by force; burglary involves illegal entry without force against the person. ³The 17-city victim-offender survey conducted by our Task Force on Individual Acts of Violence shows an This is not to imply that all persons who oppose additional controls are extremists. average of 6 percent of armed robberies occurring in the home. 2 3 Reproduced at the Richard Nixon Presidential Library and Museum factors, studies in several cities indicate that killings in the home by robbers and burglars account approach of these laws has been to use federal power merely to curtail interstate movements of for no more than 2 percent or 3 percent of all criminal homicides. 4 firearms, leaving each of the states free to adopt the degree and kind of internal control it wished. What are the householder's chances of successfully defending himself with a gun? In only a Moreover, even this limited policy objective was not effectively implemented. It was perfectly relatively small number of instances do home robberies or burglaries result in the death of the legal, until the passage of the Gun Control Act of 1968, to sell or ship weapons from a state victim. Examination shows that in the great majority of the cases, the householder had no which had little or no firearms control to persons in a state with a stricter system. Since attempts warning and thus no chance to arm himself with a gun. Studies in Los Angeles and Detroit to establish uniform state and local firearms laws never succeeded, the few serious efforts at state indicate that only about two percent of home robberies, and two-tenths of one percent of home and local regulation (as in Massachusetts and New York) have been consistently frustrated by the burglaries, result in the firearms death or injury of the intruder at the hands of the householder. 5 flow of firearms from jurisdictions with looser or no controls. Moreover, in considering the value of handguns, or firearms generally, for self-defense in the Under this patchwork statutory regime, our firearms population has grown to the point where home, one must also take into account the risks associated with home possession of a gun. A guns are readily available to everyone-legally in most cases, illegally in the rest. The Gun Control substantial number of the 23,000 annual firearms accidents occur in the home. Of the 8,000 Act of 1968 does curtail imports of cheap foreign firearms; it significantly restricts mail order and annual firearms homicides, a large percentage occur among family members or acquaintances, and interstate gun shipments to individuals; and it forbids the possession of handguns by convicted many of these also occur in the home. felons and other dangerous classes. But the 1968 Act is not designed to affect either the overall From the standpoint of the individual householder, then, the self-defense firearm appears to size of the tremendous United States gun population which is the legacy of past firearms be a dangerous investment. The existence of guns in one-half of America's homes may deter policies, or the hand-to-hand or "street" sales of second-hand guns. Yet such sales appear to be intruders. One may assume a robber is reluctant to ply his trade in homes rather than on the the major source of the firearms used in crime. We have learned that almost half of all rifles and street because of the possibility that he may encounter an alert, armed householder. Our Task shotguns and more than half of all handguns are acquired second-hand-usually from a friend or Force made an effort to study the extent of this deterrence, but was unable to arrive at any firm other private party. conclusion. The evidence is convincing, however, that the home robber most often has the Our lack of an effective national firearms policy is primarily the result of our culture's casual advantage of surprise, and the armed segment of our population is paying a heavy price in attitude toward firearms and its heritage of the armed, self-reliant citizen. These are the factors accidents and in the shooting of family members, friends and acquaintances for whatever that have prevented passage of effective gun regulation legislation in the United States. Guns are deterrent effect their possession of self-defense firearms may be providing. In a more rational routinely carried in pockets and left in closets, corners, and bureau drawers. In many parts of the world, home intrusion would be deterred by other means-such as non-lethal weapons, alarm country, they are standard equipment in pickup trucks and small businesses. Nearly 15 million systems, and other security arrangements-that are less dangerous to the occupants of the home. licensed hunters make extensive use of firearms for sporting purposes. The hero of American Burglars and robbers also threaten businesses, and firearms are frequently kept in places of movies and television is the man with a gun-the soldier, cowboy, spy, sheriff, or criminal-and business for protection. Such firearms are useful primarily against robbers, since burglars usually our children accumulate an arsenal of toy guns. Accustomed to firearms, convinced that they are break and enter after the business has closed. Research to date does not permit us to draw firm household necessities, entertained by fiction and drama that portray the gun as a glamorous conclusions as to the net usefulness of self-defense firearms possessed by storeowners and other instrument of personal justice, many Americans underestimate the consequences of widespread businessmen. We do know, however, that business self-defense firearms do not cause the great firearms availability. number of accidents caused by home firearms or involve the same risk of homicide to family Despite the acceptance of guns as a common part of everyday American life, there is also a members and friends. Thus, the home and the business establishment must be clearly distinguished growing realization in the United States of the social costs of ineffective gun control. On the one from each other when considering the usefulness of firearms for self-defense. hand, firearms manufacturers are on record favoring the requirement of an identification card for firearms owners and denying gun ownership to felons and mental and physical incompetents. On 4. FIREARMS CONTROL IN THE UNITED STATES the other hand, advocates of strict gun control are increasingly inclined to acknowledge the legitimate use of guns by sportsmen. Both the President's Commission on Law Enforcement and A NATIONAL FIREARMS POLICY WHICH SIGNIFICANTLY the Administration of Justice in 1967 and the National Advisory Commission on Civil Disorders REDUCES THE AVAILABILITY OF HANDGUNS WILL RE- in 1968 recommended that the federal government and the states should act to strengthen the DUCE THE AMOUNT OF FIREARMS VIOLENCE presently inadequate firearms control laws. In determining what our national firearms policy should be, it is necessary to keep clearly in The United States still does not have an effective national firearms policy. Federal gun laws mind that just as the term "firearms" includes different kinds of weapons which contribute have been passed largely in response to sensational episodes of gun violence. In general the unequally to violence, so also does the phrase "gun control" comprise a number of quite separate ideas. Four different strategies of gun control can be identified, though in legislative measures 4Home intrusions resulting in sexual attacks are also a threat, but they occur much less frequently than the strategies are often found in various combinations. commonly believed. Our victim-offender survey suggests that substantially less than one fourth of the 27,000 rapes or rape attempts reported in the United States each year are committed by intruding strangers 1. Registration of firearms. Registration is designed to provide a record of all persons who in the home. Since about 20,000 robberies (armed and unarmed) and 800,000 burglaries occur annually in own firearms as well as the firearms they own. Proponents point out that registration would help the home, not more than three-quarters of one percent of home intrusions result in an attempted rape. police trace weapons and thus deter a registered owner from criminal use or illegal transfer of his ⁵No data are available on how frequently robberies and burglaries are foiled by the householder's display of a gun that is not fired. Nor are data available on use of guns by women to prevent attempted rapes; firearm. Opponents of registration reply that criminals will not register firearms and that the presumably this occurs extremely infrequently. registration process is costly. 4 5 Reproduced at the Richard Nixon Presidential Library and Museum 2. Prohibition of gun ownership by certain classes of persons (felons, addicts, etc.). This Public Education type of control is put forward as making it more difficult for poor gun risks to obtain firearms We urge a public education campaign, aided by the National Rifle Association and from legitimate sources. Licensing and investigation of applicants are often utilized as part of other private organizations devoted to hunting and sport shooting, to stress the duties and this strategy. Opponents argue that the prohibited class can still obtain guns by theft or in the responsibilities of firearms ownership so that a new awareness of the proper role of firearms hand-to-hand market, while legitimate users are caused added inconvenience. in American life can prevail in the more than 30 million homes which possess firearms. In 3. Increased criminal penalties for the use of guns in crime. Increased penalties are urged as particular, we urge the nation's gun manufacturers to issue safety booklets with each gun that a means to deter criminals from using firearms. Opponents point out that existing penalties for they sell and to administer safety tests by mail to purchasers based upon these booklets. violent crime are already severe and that an extra measure of punishment will have little additional We urge individual citizens-particularly on the basis of the statistics on firearms deterrent effect. accidents-to reflect carefully before deciding that loaded firearms are necessary or desirable for self-defense in their homes. 4. Restrictive licensing. This method requires all persons seeking to buy a particular type of firearm, typically a handgun, to demonstrate to the authorities an affirmative need to own the Research firearm. Its proponents urge that alone among the four control strategies, restrictive licensing is designed to reduce substantially the number of handguns in circulation. Its opponents note that We urge that further research be undertaken on the relationships between firearms and restrictive licensing systems require the surrender of many previously lawful firearms, and amount violence and on the measures that can reduce firearms violence. Further work should to "confiscation." especially be done on how firearms accidents occur and can be prevented and on the psychological impact of guns on criminals. Can any of these systems of firearms control be expected to reduce firearms violence? Some argue that with 90 million firearms in our country, no system of control will prevent persons Further research is also needed as part of the effort to design firearm control systems from obtaining guns and using them illegally. The criminal, they declare, can always get a gun. that are no more restrictive than necessary and which minimize costs to firearms users and to the community as a whole. The argument is not without merit, for it points the way to the steps which must be taken. Our studies have convinced us that the heart of any effective national firearms policy for the Scientific research should be intensified on devices to assist law enforcement personnel United States must be to reduce the availability of the firearm that contributes the most to in detecting the presence of concealed firearms on the person. violence. This means restrictive licensing of the handgun. We believe, on the basis of all the The Federal Government should join with private industry to speed the development evidence before us, that reducing the availability of the handgun will reduce firearms of an effective non-lethal weapon. We consider this recommendation to be of the utmost violence. importance. So long as crime rates mount in this nation and civil disorders threaten, law- Although no other nation in history has ever attempted to institute firearms control with so abiding Americans understandably fear for their safety. An effective non-lethal weapon could many guns already dispersed throughout all segments of the population, foreign crime statistics serve defensive needs without risk to human life. provide some encouraging insights into the possible results of stricter control of the handgun in the United States. Thus in England and Wales, with restrictive licensing systems and with much Legislation lower rates of violent crime than the United States, only 18 percent of homicides in 1967 were committed with firearms weapons compared to 64 percent in the United States. Only six percent We conclude that the rising tide of firearms violence in this country merits further legislative of all robberies in England and Wales in 1967 involved guns, as compared to 36 percent in the action at the present time. United States. These lower rates of homicides and armed robberies and more importantly of It is the ready availability of the handgun, so often a weapon of crime and so infrequently a firearms usage in such crimes suggest that a system which makes it substantially more difficult to sporting arm, that is the most serious part of the current firearms problem in this country. The obtain firearms can reduce the use of firearms in violent behavior and consequently can reduce time has come to bring the handgun under reasonable control. both the frequency and the dangerousness of such behavior. In England and Wales the criminal A restrictive licensing system for handguns is needed. State governments should be given the cannot-or at least does not-always get a gun, and the public safety is much improved as a first opportunity to establish such systems in conformity with minimum federal standards that result.⁶ afford considerable discretion to each state to adopt a system suitable to its own needs. Accordingly- We recommend federal legislation to encourage the establishment of state licensing 5. RECOMMENDATIONS FOR A NATIONAL FIREARMS POLICY systems for handguns. The federal legislation would introduce a federal system of handgun licensing, applicable only to those states which within a four-year period fail to enact a state The Commission offers the following recommendations to reduce the role which firearms law that (1) establishes a standard for determining an individual's need for a handgun and for play in violence in the United States. the licensing of an individual who shows such a need and (2) prohibits all others from possessing handguns or buying handgun ammunition. ⁶Comparison of firearms crimes in cities within the United States, although complicated by the problem of We propose that the states be permitted to determine for themselves what constitutes "need" "leakage" across state lines, also shows that rates of firearm use in violence are lowest in the Northeast where firearms possession rates are the lowest. to own a handgun. For the federal system applicable to states which fail to enact their own 6 7 Reproduced at the Richard Nixon Presidential Library and Museum licensing systems, we recommend that determinations of need be limited to police officers and 6. CONCLUSION security guards, small businesses in high crime areas, and others with a special need for self- protection. At least in major metropolitan areas, the federal system should not consider normal An effective national firearms policy would help to reduce gun violence in the United States. household self-protection a sufficient showing of need to have a handgun. It would also have a significance beyond the question of firearms. In comparison with most of We also recommend that a system of federal administrative or judicial review be established the causes of violence in America, the firearms problem is concrete and manageable. But it is also to assure that each state system is administered fairly and does not discriminate on the basis of complex and emotion-laden. For the United States to move effectively toward its solution would race, religion, national origin, or other unconstitutional grounds. signify a new ability to transcend our violent past. We note that it will be necessary to compensate those handgun owners who are required to give up previously lawful firearms; this cost, which should be borne by the federal government, could amount to $500 million. Finally, we emphasize that laws controlling handguns should provide serious penalties for the possession of such guns by unlicensed persons. The apprehension of such persons should in time greatly reduce the rate of violent crime in the United States. Shotguns and rifles are far less of a threat than handguns, particularly in the area of violent crime. At the same time, legitimate use of the long gun is widespread. The significant differences SEPARATE STATEMENT between handguns and long guns call for substantially different control strategies. We can make substantial inroads on firearms violence without imposing major inconveniences on hunters and skeet and trap shooters, and without impeding other legitimate activities of millions of long gun Four members of the Commission (Senator Roman L. Hruska, Judge Ernest W. McFarland, owners. Accordingly- Congressman Hale Boggs, and Leon Jaworski) state that there is a great deal with which they We recommend federal legislation to establish minimum standards for state regulation agree in the report on "Firearms and Violence." They feel, however, that the needs are not the of long guns under which (1) an identification card would be required for long gun owners same in the various States, or, for that matter, in all parts of a State. It is their opinion that each and purchasers of long gun ammunition (a system similar to that recommended by gun State should be permitted to determine for itself without additional restrictions from the Federal manufacturers) and (2) any person 18 and over would be entitled to such a card, except Government the system which best meets its needs to control the use of both the handguns and certain classes of criminals and adjudicated incompetents. For states which do not adopt the long guns. They are unable, therefore, to concur fully in the report of the Commission. such regulations within four years, a federal regulatory system would be established. We do not recommend federal legislation to require nationwide registration of existing long guns. Substantially the same benefits could be obtained from less costly and burdensome control strategies. We do recommend that persons who transfer long guns be required to fill out a single card giving the serial number, type, make, and model of the weapon, the transferee's social security and firearms identification card numbers, the transferor's name and social security number, and the date of the transaction. Supplementary Measures Restrictive licensing of handguns and the simple identification card system for long guns represent the key legislative recommendations of this Commission in the area of gun control. There are, however, a number of other important goals which uniform and effective gun control legislation should accomplish. We urge the nation's lawmakers to consider them. First, the Gun Control Act of 1968, which is intended to curtail the import of firearms unsuitable for sporting use, should be extended to prohibit domestic production and sale of "junk guns." Second, a federal firearms information center should be established to accumulate and store information on firearms and owners received from state agencies; this information would be available to state and federal law enforcement agencies. Third, licensed gun dealers should be required by federal statute to adopt and maintain security procedures to minimize theft of firearms. 8 9 Reproduced at the Richard Nixon Presidential Library and Museum STATISTICAL APPENDIX 1. Total number of firearms in civilian hands (U.S., 1968): RIFLES: 35 million. SHOTGUNS: 31 million. HANDGUNS: 24 million. TOTAL: 90 million. 2. Annual increase in number of firearms in civilian hands (U.S., 1962 VS. 1968): RIFLES: 1962, 0.7 million 1968, 1.4 million. SHOTGUNS: 1962, 0.7 million 1968, 1.4 million. HANDGUNS: 1962, 0.6 million 1968, 2.5 million. TOTAL: 1962, 2.1 million 1968, 5.3 million. 3. Mode of acquisition of firearms (U.S., 1968): RIFLES: New, 56% Used, 44%. SHOTGUNS: New, 54% Used, 46%. HANDGUNS: New, 46% Used, 54%. Note: More than 50% of all acquisitions of used firearms are from private parties, rather than from stores. 4. Accidental deaths of civilians from firearms and other causes (U.S., 1967): MOTOR VEHICLES: 53,100 FALLS: 19,800 FIRES: 7,700 DROWNING: 6,800 FIREARMS: 2,800 POISONS: 2,400 MACHINERY: 2,100 5. Total number of major violent offenses (U.S., 1964 vs. 1967): HOMICIDES: 1964, 9,250 1967, 12,100. AGGRAVATED ASSAULTS: 1964, 200,000 1967, 253,300. ROBBERIES: 1964, 129,830 1967, 202,050. 6. Criminal uses of firearms (U.S., 1964 vs. 1967): HOMICIDES: 1964, 55% with firearms 1967, 63% with firearms. AGGRAVATED ASSAULTS: 1964, 15% with firearms 1967, 21% with firearms. ROBBERIES: 1964, not available 1967, 37% with firearms. 7. Deadliness of firearms attacks vs. knife attacks (U.S., 1967): Percentage of firearms attacks resulting in death: 12.8. Percentage of knife attacks resulting in death: 2.9. (Firearms attacks are thus 4.4 times as deadly as knife attacks.) 8. Type of gun used in crimes committed with firearms (large U.S. cities, 1967): HOMICIDE: Long guns, 8% Handguns, 92%. AGGRAVATED ASSAULT: Long guns, 14% Handguns, 86%. ROBBERY: Long guns, 4% Handguns, 96%. Note: Handguns were used in 76% of gun homicides throughout the United States in 1967. Source: Task Force Report, Firearms and Violence in American Life (National Commission on the Causes and Prevention of Violence. July, 1969). 10 Form DJ-150 (Ed. 4-26-65) UNITED STATES GOVERNMENT DEPARTMENT OF JUSTICE Memorandum TO : Egil Krogh DATE: Feb. 9, 1970 Deputy Assistant to the President FROM DS Donald E. Santarelli Associate Deputy Attorney General SUBJECT: Alcohol, Tobacco Tax & Firearms Division of IRS Here is a classic example of insensitivity to sportsmen by ATFD agents. It is not surprising, however, in view of the greatly expanded enforcement agent syndrome. Nevertheless, greater sensitivity is required in dealing with the sportsmen crowd than is apparently the present policy. Reproduced at the Richard Nixon Presidential Library and Museum MGun Week FIRST WEEKLY NEWSPAPER SERVING SHOOTERS AND COLLECTORS A Division of the Sidney Printing & Publishing Co. Also Publishers of The Sidney Daily News, Coin World, Linn's Weekly Stamp News, Numismatic Scrapbook and World Coins Sidney News Building Sidney, Ohio 45365 PUBLICATION OFFICES 119 East SUBSCRIPTION RATES: $4.00 for 52 Court Street Sidney, Ohio. Mail weekly issues per year; $4.50 in Address P. 0. Box 150, Sidney, SHOOTING Canada; $6.00 for Foreign. All SPORTS Ohio 45365. Phone Area Code subscriptions are payable cash FOUNDATION 513-492-4141. in advance. SECOND CLASS postage paid at Sidney, Ohio 45365. ADVERTISING RATES: Display and Classified Rates shown elsewhere in this Issue. Write advertising manager for low contract rates. NEWS ITEMS, articles and photographs pertaining to guns and gun collecting are wel- comed. However, unsolicited material cannot be acknowledged nor returned unless accompanied by return postage and self-addressed envelope. ATFD Agents Flunk Test Some more of the boys who are enforcing the Gun Control Act of 1968 haven't been doing their homework - AGAIN! No matter how many directives the Alcohol, Tobacco and Firearms Division of the Treasury Depart- ment puts out to its local agents explaining the law, there are still some who don't know what the gun law contains. Recently, an ATFD agent spoke to a group of Maine Conservation Department officials, prefacing his remarks with the assurance that nothing in the new law was "in- tended" to harass the legitimate sportsman. He went on to "explain" the procedure required to move guns when changing residence from one state to another. The ATFD agent told the conservation officials it is illegal for a gun owner to personally transport his guns across the state line when moving to a new state of residence. He said the "legal" way to move them is to con- sign them to a common carrier moving the owner's household goods. However, some commercial carriers will not accept guns and ammo. Obviously, this agent should be given a refresher course in what the Gun Control Act DOES prohibit. It does NOT prohibit a law-abiding citizen from moving his per- sonal firearms across state lines - whether for a per- manent or temporary residence change. In fact, the ATFD late last year published a 132-page booklet containing an explanation of this very question. The booklet ("Published Ordinances Firearms," IRS Publication 603, available for $1.25 from Superintendent of Documents, U. S. Govern- ment Printing Office, Washington, D. C. 20402) said: "May a person changing his place of residence from one State to another move his firearms as part of his household goods into the State where he is establishing his new residency?' The ATFD answer: "Yes, provided he is not prohibited otherwise by the Gun Control Act or Title VII of the Omnibus Crime Control and Safe Streets Act from transporting or shipping firearms. Of course, if any common or contract carrier is used to transport or ship the household goods, the carrier must be notified, in writing, that such firearms are being transported or shipped." The booklet goes on to enumerate the categories of in- dividuals who may not transport firearms in interstate commerce. These are: Fugitives, felons, drug addicts, men- tal incompetents, persons who have been dishonorably discharged from the Armed Forces, those who have re- nounced their U.S. citizenship, and aliens who are in the U.S. illegally. This is not the first time regional agents of ATFD have been caught giving out erroneous information - and it probably won't be the last time. Frequently in the last year local agents have been guilty of misinterpreting the Gun Control Act, which, if continued, will lead to a sit- uation where gun owners won't know whether or not to believe ANY local ATFD agent on ANY question. Therefore, in order to preserve what little credibility the ATFD has left at the local level, the agency's Wash- ington Headquarters should take immediate steps to in- doctrinate its local agents in the workings of ALL Federal gun laws. In too many cases local agents have added to the credibility gap, and it will not be bridged as long as con- flicting interpretations are forthcoming from the various levels of ATFD. May we suggest all ATFD agents be issued a copy of Publication 603 "Published Ordinances Firearms," and be required to learn what it contains. This would be a step in the right direction. - A.J. Reproduced at the Richard Nixon Presidentiat Library and Museum THE WHITE HOUSE WASHINGTON August 25, 1970 MEMORANDUM FOR BUD KROGH This is to advise you that John agrees with your recommendation that we should oppose an amendment to the Internal Revenue Code which would exempt from the recordation requirements of the Gun Control Act sales to consumers of .22 caliber ammunition. In your absence, I communicated this decision to Jeff Donfeld who will notify all appropriate parties. KEN COLE CC: Ron Ziegler Reproduced at the Richard Nixon Presidential Library and Museum Form DJ-150 (Ed. 4-26-65) UNITED STATES GOVERNMENT DEPARTMENT OF JUSTICE Memorandum TO : Egil Krogh DATE: March 16, 1970 Deputy Assistant to the President FROM Pl : Donald E. Santarelli Associate. Deputy Attorney General SUBJECT: Gun Control Here is a good example of how strong the sportsmen anti gun control interest runs in some areas. For Scott to admit that his 1968 support for gun control was a "mistake" really tells the story. Especially since he was a leading agent for LBJ- Clarb on the issue and led the Population depection to support the act he's now "mistalsen "about. & Gen Oe coury fels Reproduced at the Richard Nixon Presidential Library and Museum GUN WEEK, Friday, December 5, Scott Admits Gun Act 'Mistake;' Challenges Gun Week's Editorial Sen. Hugh Scott (Pa.), who is percent of these funds instead of up for re-election next year, has 3 percent under the Metcalf pro- admitted that he made a vision. mistake in voting for the Gun (2) I have co-sponsored and Control Act of 1968 and prom- testified in support of S-849, ises to attempt to rectify the Senator Mansfield's bill to pro- mistake. vide tough mandatory penalties MARCH In a Nov. 10 letter to Gun for criminals who use firearms 3 Week, Sen. Scott said he voted to commit Federal felonies. This for the Gun Control Act "in the The Department of bill I hope will place the focus heat of a very discouraging and falo seal, left, as i on the criminal element, where violent summer." but later it belongs. replaced the buff realized the law "would not (3) I testified in opposition to result of Departme have the crime fighting effects Senator Tydings' bill, S-977, to return to the tradit that I had in mind, but rather establish a national system of would merely harass the law- firearms registration, and abiding sportsmen." against the Dodd Certificate Departm "I saw the mistake and vowed Bill, S-2433, which would require to rectify it," he added. Returns every gun-owner to procure a Because of Sen. Scott's anti- "certificate" from the Secretary gun stand in 1968, several of the Treasury. I have pledged Secretary of the sportsmen's groups in Pennsyl- ter J. Hickel has to vote against these bills in the vania have gone on record op- Sen. Hugh Scott Judiciary Committee and on the Department to ret posing his re-election, despite its traditional buffa Senate floor, and I will. Watch the fact that he has been wooing Bennett-Scott bill which removes its official seal. me. sportsmen's votes and mending the sporting ammunition sales (4) I strongly oppose those The buffalo seal fences since early this year. registration requirements. As it r m m e n d a ns of the in 1929 and replace The complete text of Sen. worked out, such requirements Violence Commission which one with a styli Scott's letter to Gun Week make no sense. No law enforce- would, in effect, confiscate 90 hands. But on Apri follows: ment purpose is served. It is per cent of the handguns in this retary Hickel put : The October 10th editorial in impossible to trace a criminal's country. Such a provision, I on the use of the your fine newspaper entitled bullet back to the place of pur- chase. believe, is clearly unconstitu- cause Departmen "Lest We Forgive and Forget" tional. and public individu deals honestly and straight- As you know, this Bennett These things, I think you will out on the issue 01 forwardly with the issues in the provision was passed by the agree, are more than mere "lip urged a return to important firearms legislation Senate on October 9th. As service." emblem. area. I am therefore going to Senator from Pennsylvania and comment on this editorial in the In a recent speech before the as Minority Leader, I worked As the emblem same manner - no shooting long hours with Senator Bennett members of the Pennsylvania ment, the seal is from the hip, just the straight Rifle and Pistol Association, I in planning legislative strategy official papers ar story. that led to passage. In fact, one a k n 0 Congress' mistake, a mistake in which I Before the summer of 1968, of my first acts as Minority my voting record on all matters Leader was to work to get floor participated, in passing all of the provisions of the Gun Con- of interest to sportsmen was an action on the proposal. This ef- fort was not just "lip service" trol Act of 1968. In dealing with extremely good one. I have as you stated. an enormously complex group of strenuously supported major legislative problems, mistakes conservation and wildlife preser- But I did more than just work are often inevitable. We all vation legislation since my elec- on the Bennett bill. In addition: make mistakes, but I have tried tion to Congress in 1940. My ac- .32 ACP, Brig (1) I have a bill, S-2311, to work and I will continue to arsenals (S.F.M tion in 1968 to which your before the Senate which would work to correct it. order: G. 1. sea editorial refers was my support channel Federal taxes collected As a man and as a Senator, I 9 MM LUGER, of the Gun Control Act of 1968. I from the sale of handguns into ask only to be judged by my en- (S.F.M.) brass voted for and supported this the Wildlife Restoration Fund. tire record. That record goes order: Sealed G legislation in the heat of a very Approximately $5 million a far beyond one month or two Many more pop discouraging and violent sum- mer. Inc tragic stayings OI Dr. vear would he added to the fund and the votes on one measure. Terms: Enclose Martin Luther King and Senator by my measure. This money My total record is one which Angeles. Enclo Robert F. Kennedy, one of my now goes into general revenues, sportsmen can support with en- colleagues, had a great impact where it is of no direct benefit thusiasm. on the Senate and the country to Pennsylvania sportsmen and Signed: Hugh Scott as a whole. all other Pennsylvanians. This The main reason for my sup- bill is similar to the Metcalf bill, S-670, except that my bill MENTION "GUN WEEK" IN port of the Gun Control Act of 1968 was because of the crime would give Pennsylvania about 7 ANSWERING ANY AD! fighting arguments made by many, including FBI Director J. Edgar Hoover, and the argu- Spanish Automatics Chrome ment by the arms manufac- turers themselves that a bill was needed to cut down the traffic in cheap and unsound foreign firearms of no use to legitimate sportsmen, but often 22 used by street gangs. 43/4" Barrel Regardless of the motives that Gal's 6 Shot other Senators and Congressmen may have had in supporting this Plastic Stog legislation, mine were to attack 22 Shoots Shortsy Longs the vicious increase in law Long Rifle breaking of which we are all aware, and to help give the 25 ction police another tool to fight the wave crime that has 32 country in the last several years. Chrome My was that in light of some recent court decisions, the $ MAGNUM CYLI 26.5 Ea. in Lots police needed every tool that Chrome or Blu Congress could give them. I ab- of 6 or More solutely did not intend to sup- port any first step toward con- PREPAID fiscation. As my record shows, I have always defended the right- to-bear-arms provision of the Sec- ond Amendment. I have a gun in my own home and I certainly intend to keep it. 6 Shot As I traveled across Pennsyl- Blue vania last fall campaigning for Dick Schweiker, I saw the real $1750 Chrome effects of the Gun Control Act Prepaid $1.00 on the Commonwealth's hunters. 6 or More $17.00 Model 700 ADL 6mm, 30/60 In town after town, sincere Prepaid More Model 700 ADL 264, 7mm sportsmen told me that they Model 700 BDL 222 Rem were just as concerned about All Sales Made To Model 700 BDL 22/250 controlling crime as I was but Dealers Only. that they were the ones who Model 700 BDL 350 Rem. Terms Net Cash With Order. were being treated like criminals All Items Are PREPAID Model 700 Varmint 22/250, instead of the real criminals Please Include FFL Copy Models 660, 788, 742 and 760 roaming the streets. I saw that Congress passed a provision that We have a large stock of Savage rifles, shotgu perhaps would not have the rifles at 5% off dealer prepaid. Write us crime fighting effects that I had in mind, but. rather would merely harass the law-abiding sportsmen. I saw the mistake THE SUPPLY SERGEANT and vowed to rectify it. Accordingly, I have CO- Phone (307) 635-5491 sponsored and worked for the Reproduced at the Richard Nixon Presidential Library and Museum LIMITED OFFICIAL USE ACTION: U.S. Mission Geneva GATT INFO: U.S. Mission EC Brussels SUBJECT: Consultations on Firearms with EC REF: STATE 057568 1. Mission should use TSC-D 52/69 Rev 2 and data on imports as needed in talks with EC on firearms. 2. In addition, Mission may state: a) US Government is actively working to remove unintended discrimination on imported firearms. We prefer do this by developing objective standards which would be applicable both domestic and imported firearms. US officials currently working with both government and private technicians in order develop objective standards which would effectively remove cheap handguns from circulation. R European governments and gun manufacturers will be invited submit views on development of these standards at later date. b) If objective standards can be developed, Administration would plan introduce legislation applying these standards both to domestic production and imported guns, withdrawing at the same time present import prohibition of guns not suitable for sporting purposes. c) If, however, development such standards proves impossible, US Government is prepared to introduce legislation which would apply present subjective standards (i.e., prohibition of firearms not suitable for sporting purposes) to US production. d) USG expects introduce proposed legislation early in next session of Congress. In meantime it not possible from practical standpoint to remove present restrictions on firearms. E/OT/STA:MCCarbone:srp 4/20/70 Reproduced at the Richard Nixon Presidential Library and Museum a) U.S. Government is actively working to rectify present improper discrimination against imported firearms. The present standard prohibiting imports (firearms not suitable for sporting purposes) are subjective. We would prefer an objective standard (qualitative) which could then be applied both to domestic manufacture and importation. U.S. officials currently working with both government and private technical experts in order to develop an objective standard (qualitative) which could then be applied to both domestic and foreign sources, across the board. The purpose is to prohibit the continued production and circulation of unsafe and undesirable firearms. European governments and gun manufacturers will be invited to submit views on development of these standards at a later date. b) If objective (qualitative standards can be developed, the Administration would plan to seek legislation that would apply these standards to domestic production and imported firearms, thus repealing the present import prohibition subjective and replacing it with the more objective standard. c) If, however, development of such objective standards proves impossible, U.S. Government is then prepared to support legislation that would bring the same standards and same prohibition against domestic and commerce production/as against foreign imports. Reproduced at the Richard Nixon Presidential Library and Museum d) U.S. Government would expect to propose such legislation as soon as it is properly developed, probably not before the next session of Congress. In view of the present statutory provisions, in the meantime, it would not be possible to remove the present restrictions on imported firearms. Reproduced at the Richard Nixon Presidential Library and Museum THE GENERAL COUNSEL OF THE TREASURY washington, D.C. 20220 Dear Mr. Chairman: This is in response to your requests for the views of the Treasury Department on H.R. 17864, H.R. 17920 and H.R. 17921, 91st Congress, Second Session, each of which is entitled "A BILL TO amend section 4182 of the Internal Revenue Code of 1954". H.R. 17920 and H.R. 17921 would amend section 4182, which relates to exemptions from the excise tax imposed on firearms and ammunition, by adding to subsection (c) after the word "commerce" the following: ".22 caliber rimfire ammunition". H.R. 17864 would add the same phrase less the word "rimfire". Each of the proposed additions in H.R. 17920 and H.R. 17921 would relieve licensees under Chapter 44, Title 18, United States Code, of the requirement of recording the name, address or other information con- cerning the purchaser of .22 caliber rimfire ammunition. H.R. 17864 would relieve licensees of such requirements with respect to all .22 caliber ammunition. The provisions of 18 U.S.C. 922(b)(5) make it unlawful for a licensee to dispose of a firearm or ammunition without making a record, kept pursuant to section 923(g), showing the name, age and residence of the purchaser. In general, section 923 (g) requires all licensees to maintain records of "importation, production, shipment, receipt, and sale or other disposition" of firearms and ammunition as the Secretary may by regulations prescribe. Further, upon request, the Secretary will make available to State and local authorities information from such records including identification of purchasers and a description of the ammunition purchased. During the First Session of the 91st Congress, Public Law 91-128 (83 Stat. 269) was enacted. Section 5 of that Act added a new subsection, subsection (c), to section 4182 of the Internal Revenue Code which, in effect, repealed the above requirements in the Gun Control Act with respect Reproduced at the Richard Nixon Presidential Library and Museum - 2 - to sales of shotgun ammunition, ammunition suitable for use only in rifles generally available in commerce, or component parts therefor. Purchasers of ammunition interchangeable between rifles and handguns, such as .22 caliber rimfire ammunition, continued to be subject to the recordkeeping requirements. In reporting on the ammunition records amendment to H.R. 12829 (which became Public Law 91-128), the Department expressed the view that the records required of transactions in sporting-type ammunition, i.e., shotgun, rifle, and .22 caliber rimfire ammunition, were of little value in law enforcement. Indeed, the Department stated that it knew of no instance where any of the recordkeeping provisions relating to sporting-type ammunition had been helpful in law enforcement. Although .22 caliber rimfire ammunition is usable in handguns as well as in shoulder arms, as early as 1938, under the repealed Federal Firearms Act, the statutory definition of ammunition specifically excluded .22 caliber rimfire ammunition from ammunition in the pistol and revolver category. Also, in the case of .22 caliber rimfire ammuni- tion, the age restriction in the Gun Control Act is practically impossible to administer since a licensee must determine whether each person between 18 and 21 years of age who purchases such ammunition which is usable in pistols, revolvers, and rifles, is in fact going to use it in a rifle. Moreover, .22 caliber rimfire ammunition has become by far the most popular sporting ammunition in use in the United States with some 4.3 billion rounds sold annually. Because of the volume of transactions in this ammunition, the recordkeeping requirements tend to generate continued criticism from sportsmen and others and detract from the enforcement of other provisions of the firearms laws. As indicated above, .22 caliber rimfire ammunition has, since 1938, been considered rifle ammunition even though usable in pistols and revolvers. Moreover, H.R. 17864, H.R. 17920 and H.R. 17921 would not affect existing controls over interstate shipments and sales of Reproduced at the Richard Nixon Presidential Library and Museum - 3 - ammunition of all types by licensees to certain classes of people such as juveniles, drug addicts, felons and others subject to the proscriptions of Chapter 44, Title 18, United States Code. In view of the above, the Treasury Department favors enactment of any of the bills, H.R. 17864, H.R. 17920 or H.R. 17921. As we noted, H.R. 17864 would apply to all. .22 caliber ammunition; however, we believe that our comments concerning .22 caliber rimfire ammunition are equally valid with respect to other .22 caliber ammunition. The Department has been advised by the Office of Management and Budget that there is no objection from the standpoint of the Administration's program to the submission of this report to your Committee. Sincerely yours, General Counsel The Honorable Wilbur D. Mills, Chairman Committee on Ways and Means House of Representatives Washington, D. C. 20515 Reproduced at the Richard Nixon Presidential Library and Museum Form DJ-96a DEPA (Rev. 3-22·66) ENT OF JUSTICE ROUTING SLIP TO: NAME division building ROOM 1. 2. Keogh 3. 4. SIGNATURE COMMENT per CONVERSATION approval necessary ACTION AS requested see ME NOTE AND return note AND file RECOMMENDATION CALL ME YOUR INFORMATION ANSWER OR ACKNOWL- edge ON OR before prepare REPLY FOR THE signature OF REMARKS FROM NAME BUILDING & ROOM EXT. DATE Santanll. 4-1-70 Reproduced at the Richard Nixon Presidential Library and Museum NATIONAL RIFLE ASSOCIATION OF AMERICA Publishers of THE AMERICAN RIFLEMAN 1600 Rhode Island Avenue, N.W. Washington, D. C. 20036 783-6505 March 31, 1970 Mr. Donald Santarelli Associate Deputy Attorney General Room 4208 Department of Justice Washington, D.C. 20530 Dear Don: Please see page two of the enclosed press release for an interesting, although probably inaccurate, interpretation of John Ehrlichman's statement. Also enclosed is a tearsheet on subject from our April issue. Cordially, ash Ashley Halsey, Jr. Editor THE AMERICAN RIFLEMAN AH:jm Enclosures Reproduced at the Richard Nixon Presidential Library and Museum NATIONAL SHOOTING NATIONAL SHOOTING SPORTS FOUNDATION, INC. SPORTS 1075 Post Road Riverside, Connecticut 06878 FOUNDATION INC. Code: 203 637-3618 TO: OUTDOOR WRITERS AND SPORTSCASTERS. March-April 1970 Release at convenience. Bob Delfay ANTI-GUN FORCES REVEAL TRUE MOTIVES The anti-gun forces move more and more into the open and reveal their true motives. From 1963 through 1968, they were saying, "We don't want to do anything to hurt the sportsman." Now they are introducing legislation to abolish private ownership of certain firearms. Rep. Abner Mikva, Chicago, recently introduced H. R. 16250 in Congress which would, "Prohibit the importation, manufacture, sale, purchase, transfer, receipt, or transportation of handguns, in any manner affecting interstate or foreign commerce, except for or by members of the Armed Forces, law enforcement officials, and, as authorized by the Secretary of the Treasury, licensed importers, manufacturers, dealers, and pistol clubs." Reproduced at the Richard Nixon Presidential Library and Museum NSSF-2 The anti-gun organizations, which recently flooded the mails with requests for funds to start anti-gun clubs on college campuses, have stated that their first strategy is to abolish handgun owner- ship and then do the same for rifles and shotguns. Even the Administration in Washington recently floated a trial balloon to see what the reaction would be to a proposal to abolish private ownership of handguns in the District of Columbia. There are more than 20 million hunters and shooters in America. They will not be fooled by the anti-gun faction's obvious moves. These sportsmen know that if handguns go, so finally do rifles and shotguns. ANOTHER DROP IN HUNTING ACCIDENTS New York is another state reporting a decrease in the number of hunting accidents in 1969. Hunting accidents in New York declined for the fourth year in a row during 1969, according to a report issued by the N. Y. Conservation Department. There were eight fatal and 95 non-fatal accidents in 1969, a decrease of 26 accidents from 1968. H. R. 16005 WILL AID WILDLIFE To provide additional funds for certain wildlife restoration projects and other purposes, Congressmen John D. Dingell and George A. Goodling have introduced a bill (H. R. 16005) that would extend the present 10 per cent tax on handguns to archery equipment and dedicate the proceeds to the Federal Aid in Wildlife Restoration program. Reproduced at the Richard Nixon Presidential Library and Museum WHAT THE LAWMAKERS ARE DOING and all club operations "must be con- SENATORS MOVE TO EASE ducted in conformity with Treasury reg- ulations." Mikva said his bill would not "specifically ban" private handgun own- LAW ON SPORTING ARMS ership. But he said it included a pro- vision for surrendering handguns at value or $25. Change in shipping in interstate commerce or in any way In line with a claim of the violence affecting interstate or foreign com- rules asked; handgun commission staff that spokesmen for merce. firearms owners have termed utterly H.R. 16250 would except from its pro- ban sought in House mistaken and misleading, the Chicago visions only law enforcement officers, Congressman asserted: "There is little military personnel, or "as authorized by sporting or recreational use for hand- By NRA STAFF the Secretary of the Treasury, licensed guns." importers, manufacturers, dealers, and Meanwhile the 14th bill to repeal the W HILE a group of Western and pistol clubs." Mikva amplified: "The 1968 Gun Control Act entirely was in- Southern Senators proposed a only kinds of nongovernmental groups troduced in the House by Rep. John O. measure to ease Federal shipping re- which can qualify for handgun licenses Marsh, Jr. (7th Dist., Va.). This bill, strictions on sporting arms and ammu- are sporting and recreational pistol H.R. 16122, was sent to the House Ju- nition, an anti-gun Congressman from clubs approved by the Secretary. To be diciary Committee, where the 13 others Chicago introduced a bill which would approved, these pistol clubs must have remain "pending." Chairman of this virtually end much private handgun no members who are themselves dis- committee is Rep. Emanuel Celler (10th ownership. qualified from handgun ownership Dist., N.Y.), a staunch supporter of S. 3714, by Sen. Gale W. McGee under Federal or State law " strict gun controls. H.R. 16122 would (Wyo.), would permit Federal firearms Further, the Congressman said, Fed- scrap the entire 1968 act but would re- licensees to make interstate shipments erally-licensed pistol clubs would be re- enact as law the Federal Firearms Act of sporting guns and ammunition di- quired under his bill to have "facilities of 1938 with its provisions against own- rectly to eligible non-licensees solely for and procedures for storing the lub's ership of firearms by undesirables. their personal use. It would amend the handguns when they are not being used Two bills which would increase the 1968 Gun Control Act to that effect, for sporting or recreational purposes" legal severity of armed crime were in- but would leave in force the present troduced and referred to the House ban on gun shipments to felons, drug Judiciary Committee. These are H.R. addicts, adjudged mental incompetents, As a special measure for the Dis- 15785, by Rep. John Melcher (2nd fugitives and ineligible minors, The trict of Columbia only, the Treasury Department would define White House has been considering Dist., Mont.), which would impose a "sporting arms." a law that would ban handguns in mandatory penalty for the commission Sen. McGee said his bill was intended the national capital. of a Federal felony when armed, and John D. Ehrlichman, chief adviser H.R. 16067, by Rep. Daniel E. Button to eliminate some of the provisions of on domestic affairs to President (29th Dist., N.Y.), which would make the 1968 act "which have their most Nixon, told newsmen that while it the armed robbery of gasoline stations serious impact" on law-abiding citizens would be difficult to prohibit hand- a Federal felony. "who wish only to pursue legitimate gun ownership on a State or na- H.R. 16005, by Reps. John D. Din- hobbies or sports." tional basis, "the District of Colum- gell (16th Dist., Mich.) and George A. S. 3714 has as co-sponsors Senate Ma- bia offers a manageable dimension Goodling (19th Dist., Pa.), would im- jority Leader Mike Mansfield (Mont.) and we are nibbling at the outer pose a manufacturers' excise tax on cer- and Sens. Wallace F. Bennett (Utah), edges of the idea." A White House spokesman con- tain kinds of archery gear and equip- Bob Dole (Kans.), James O. Eastland firmed for THE AMERICAN RIFLE- ment. Proceeds would be deposited in (Miss.), Paul J. Fannin (Ariz.), Frank MAN that any handgun ban in Wash- a special U.S. Treasury account in sup- E. Moss (Utah), Ted Stevens (Alaska), ington, D.C., would be directed "at port of the purposes of Federal Aid in Strom Thurmond (S.C.), and Ralph the special, specific problem created Wildlife Restoration Act of 1937. Re- Yarborough (Tex.). It was referred to by so-called Saturday Night Special ferred to the House Committee on the Senate Judiciary Committee, of pistols in the District of Columbia, Merchant Marine and Fisheries. Rep. which Sen. Eastland is chairman. Hav- an emergency situation that does Goodling said the bill provides that pur- ing the committee chairman as a co- not even apply outside the District." chasers of sporting archery equipment sponsor was regarded in Washington as The spokesman described Mr. Ehr- contribute "to this excellent Federal aid helping the chances of moving the bill lichman and others at the White out of committee and toward Senate House as "alarmed" at the frequent program" as do purchasers of sporting action. use of pistols in Washington in firearms and ammunition at present. Rep. Abner J. Mikva (2nd Dist., III.), senseless crimes. The Democratic Policy Council re- While the spokesman confirmed ported on Feb. 9, 1970 that "we need a Chicagoan who has endorsed the anti- that the White House has given con- major efforts in strict gun control handgun proposals of the National sideration to recommendations of legislation Council Chairman is Commission on the Causes and Preven- the National Commission on the former Vice President Hubert H. tion of Violence, embodied much of the Causes and Prevention of Violence, Humphrey. Vice Chairmen are Senators confiscation approach of this commis- a Johnson-appointed body whose Fred R. Harris (Okla.) and Edmund S. sion's firearms staff in his H.R. 16250. staff urged virtual confiscation of Muskie (Maine) This bill, introduced in March and re- privately-owned handguns, Mr. Ehr- ferred to the House Judiciary Com- lichman was represented as declin- ALASKA mittee, would "prohibit the importation, ing to accept a commission conclu- manufacture, sale, purchase, transfer, sion that handguns in themselves Senate Bill 459, by Robert R. Blodgett, are a direct cause of crime. would prohibit the possession or discharge receipt or transportation of handguns" of a loaded firearm within one mile of APRIL 1970 35 Reproduced at the Richard Nixon Presidential Library and Museum either side of a primary system highway, ship with a population of more than 4,000 and the possession of a loaded firearm in persons. To Committee on Law Enforce- a motor vehicle. To Committees on State ment. NRA Affiliated Affairs, Resources and Judiciary. KANSAS CALIFORNIA Senate Bill 565, by Committee on Con- In Every State Assembly Bill 639, by Floyd L. Wake- servation, would permit residents to pur- field, would prohibit persons convicted of chase rifles and shotguns in contiguous E STABLISHMENT of the Delaware states. Passed Senate. Referred to House State Sportsmen's Association in certain crimes, rather than any felony, Committee on Natural Resources. March was a historic milestone for from possessing concealable firearms, and the NRA. would apply such prohibition to illegal KENTUCKY aliens, rather than all aliens. This measure For the first time in its history, also would provide that a driver's license House Bill 391, by Peter D. Conn and the NRA now has an NRA-affiliated or identification card (provided for in the others, would require that U.S. Internal State Association in every U.S. State, Vehicle Code) contain information with Revenue Service Form 4473 for intrastate plus Puerto Rico. respect to a person's being prohibited from and contiguous-State sales be sent by reg- Representing the NRA at the Del- possessing any firearm, and would impose istered or certified mail within two work- aware organizing meeting were liability upon those who transfer a fire- ing days after purchase of any firearm to NRA Executive Director Fred M. arm to such person. To Committee on the chief law enforcement officer of the Hakenjos, Wilmington, Del.; Field Criminal Procedure. local jurisdiction in which the purchaser Representative John K. Lee, Jr., and resides. To Committees on Business and Charles E. Giesey, Acting Director FLORIDA State Government. of the NRA Membership Division. Pre-filed House Bill 3341, by J. K. Till- House Bill 524, by E. Bruce Blythe, Some 120 Delaware members of man, would prohibit the discharge of fire- would require a license for the ownership, NRA participated, electing a 15- arms on any public road, highway or street possession, acquisition or purchase of any man board of directors which in rather than on any paved public road, firearm or part of such firearm. To Com- turn will elect State officers. highway or street. mittee on State Government. A resolution was passed at the IOWA MICHIGAN session expressing strong endorse- ment of the NRA Junior Program Senate Bill 1047, by Lee Gaudineer, Senate Bill 1235, by Gordon Rock- and indicating good support of it in would make the State Commissioner of well, would prohibit hunting with firearms Delaware. Public Safety, rather than the county by persons under 17 and would permit Key figures in the development of sheriff, the issuing authority for a con- persons under 12 to hunt without a license the new association were Charles A. cealed handgun permit; would revise the while under the immediate supervision of Thuet, acting secretary, and G. R. method of issuing permits; and would im- a licensed father or legal guardian. To Lewis, acting chairman, working in Committee on Conservation. pose a ten-dollar fee for each permit. To cooperation with Mr. Hakenjos. Committee on Law Enforcement. MISSISSIPPI The March meeting resulted from Senate Bill 1137, by Don S. McGill, Senate Bill 2203, by Marion Smith and an NRA Membership mailing to would require that any hunter must receive permission of the owner or occupant of others, and House Bill 527, by J. Walter Delaware's 2,500 NRA Members, Brown, would prohibit the transportation 500 of whom have already joined any occupied building or structure in the new State association. which animals are confined before dis- of a loaded rifle or shotgun in a vehicle. charging a firearm within 100 yds. of such Senate bill to Committee on Judiciary B; building or structure. Reported with an House bill to Judiciary A. Bill 5662, by Stavisky, would require a additional provision to prohibit the dis- NEW YORK dealer in rifles and shotguns to be licensed. charge of any shotgun over any public Assembly Bill 2907, by John T. Gal- Assembly Bill 5887, by John E. Kingston, roadway. lagher, would enable certain persons, res- would exempt antique handguns from the House File 1053, by Ed Skinner, would idents, and non-residents to possess and licensing provisions of the State law. All permit county boards of supervisors to transport firearms through the State. As- to Committee on Codes. regulate the use of firearms in any town- sembly Bill 3225, by Edwyn E. Mason, Assembly Bill 5086, by Glenn H. Har- would exempt from provisions on unlaw- ris and others, would extend the prohibi- A constitutional provision to guar- ful possession firearms discovered as a tion against carrying a loaded firearm in antee the right to bear arms result of use in self defense or protection a motor vehicle to snowmobiles and snow- will be placed before the State con- of property. Assembly Bill 3981, by travelers. To Committee on Conservation. vention updating the 1870 Illinois Emeel S. Betros, would prohibit the sale Senate Bill 8249, Tarky Lombardi, Jr., Constitution. of ammunition manufactured exclusively would allow an executor or administrator That was assured recently when for use in a handgun. Assembly Bill 4434, of an estate to possess firearms of the the State Constitutional Bill-of- by William R. Sears, would permit resi- estate without regard to the State law for Rights Committee voted 11-2 to dents to purchase rifles and shotguns in a period not exceeding 15 days. To Com- submit to the convention an amend- contiguous States. Assembly Bill 4459, by mittee on Codes. ment: "Subject only to the police Leonard P. Stavisky, would require an Assembly Bill 2341, by John H. Terry, powers of the State, the right of the I.D. card for the possession or ownership is a concurrent resolution to provide for individual citizen to bear arms shall of a rifle or shotgun. Assembly Bill 4460, a constitutional affirmation of the right of not be infringed." by Stavisky, would prohibit disposal of the people to possess firearms for protec- The proposal approved by the ammunition to a person not holding a tion and recreational purposes. To Com- committee was one of several on the handgun license or rifle-shotgun I.D. card, mittee on Judiciary. subject considered at a public meet- and would require a dealer in ammunition ing attended by two NRA Execu- to be a licensed firearms dealer. Assembly VIRGINIA tive Committemen, Robert J. Kukla, Bill 4461, by Stavisky, would establish a House Bill 411, by Thomas W. Moss, Park Ridge, Ill., and Wilbur L. central registration bureau with the State Jr., would authorize police officers to Withrow, Springfield, Ill. Kukla Police for rifles and shotguns. Assembly stop, question and search suspicious per- spoke for the Illinois State Rifle Bill 4462, by Stavisky, would make the sons for weapons. To Committee on Association, Inc. Superintendent of State Police the firearms Courts of Justice. Illinois is one of 15, States whose licensing officer outside of New York City House Bill 1026, by Charles W. Gunn, Constitutions contain no right-to- and Nassau County. Assembly Bill 4724, Jr., would make hunters liable for damage bear-arms clause. by Stephen C. Hansen, would revise the caused to property. To Committee on existing State firearms laws. Assembly Conservation. 36 THE AMERICAN RIFLEMAN Reproduced at the Richard Nixon Presidential Library and Museum MEMORANDUM THE WHITE HOUSE WASHINGTON August 19, 1969 TO: BUD KROGH FROM: EDWARD L. MORGAN 4 SUBJECT: Firearms and Federal Criminal Law Thought this particular Section might be of interest to you. Reproduced at the Richard Nixon Presidential Library and Museum Comm. Doc. No. 61 (Zimring, Schwartz) NATIONAL COMMISSION ON REFORM OF FEDERAL CRIMINAL LAWS FIREARMS AND FEDERAL CRIMINAL LAW PRELIMINARY STUDY July 28, 1969 I. Introductory Memorandum from Louis B. Schwartz II. Consultant's Report by Professor Frank Zimring, University of Chicago Law School III. Appendix: Gun Control Act of 1968 DETERMINED TO BE AN ADMINISTRATIVE MARKING E.O. 12065, Section 6-102 By m/s NARS, Date 10/23/79 THIS DRAFT IS PRIVATE AND CONFIDENTIAL. IT HAS NOT BEEN APPROVED BY THE COMMISSION. PUBLIC DISCLOSURE IS PROHIBITED Reproduced at the Richard Nixon Presidential Library and Museum NATIONAL COMMISSION ON REFORM OF FEDERAL CRIMINAL LAWS MEMORANDUM July 28, 1969 TO: Commission and Advisory Committee FROM: Louis B. Schwartz Director Re: Firearms and the Federal Criminal Law (Consultant's Report of Professor Frank Zimring, University of Chicago Law School) Transmitted herewith are Professor Zimring's report and a copy of the recently published Staff Report of the Violence Commission which summarizes available knowledge on the relation between guns and crime. Choice of legis- lative goals in this field and allocation of responsibility between the federal and state governments are difficult, controversial questions. As in the case of the sentencing system and the narcotics law, we believe it appropriate to submit a factual review and a range of policy choices before endeavoring to draft specific provisions. The major issues presented are as follows: 1. Should the federal government adopt the goal of drastically reducing the number of privately possessed handguns in this country? Should license to have a non- sporting gun be restricted to those who can show a special need, or in contrast should such a weapon be available to any person "of good character" or who is not within speci- fied categories, e.g., felons, minors, persons under indict- ment, mentally ill, illegal alien residents, dishonorably discharged veterans? 2. Should the federal role be essentially auxiliary to state efforts in this field? If so, the federal offenses would be trafficking into a state in violation of its gun controls (dealers being federally licensed); selling to a non-resident; and the like. If not, the federal offenses might extend to sale to or possession by improper persons. At the outermost, this would make it a federal offense to possess a gun without a federal license, issuable only for Reproduced at the Richard Nixon Presidential Library and Museum - 2 - demonstrated need. Note the relation between such a program and enforcement considerations: illegal pos- session typically comes to light in the course of ordinary police patrol, street searches, etc. 3. In what way should the 1968 federal legislation providing mandatory minima where firearms are used or carried in the course of a federal felony be fitted into the new Code? The Consultant's Report suggests that our general sentencing scheme requires no special adaptation in this regard since the upper reaches of our felony sen- tences provide adequate deterrence for armed felonies. Another possible position might be to modify proposed Sections 303.01 (d) and 303.02 (b) in our sentencing chapters (Comm. Doc. No. 25) SO that a gun would auto- matically justify imposition of a minimum and fixing of a long maximum prison term. 4. Assuming continuance of existing federal penal suppression of civilian access to machine guns, sawed off shotguns, silencers, etc., can we dispense with the regis- tration and tax facade, relying for jurisdictional basis on more generalized need for national regulation because of danger to public figures and civil rights, intermingling of local and interstate commerce, and increased danger of commission of other serious federal offenses, e.g., bank robbery? 5. Should It be a federal offense to provide a fire- arm to one who intends to use it in committing a state offense? Cf. 18 USC 924(b) (Gun Control Act of 1968). Note that providing a weapon to commit a federal offense would make the provider guilty either as an accomplice or of criminal "facilitation" under the general provisions of the new Code. It is hard to see why the facilitator of a state offense should be subject to federal prosecu- tion when the armed principal is not. 6. Should our Code include a "local" gun law for the District of Columbia or other federal enclaves? See Con- sultant's Report, p. 17. A sharply restricted "need" Reproduced at the Richard Nixon Presidential Library and Museum - 3 --- licensing law might be appropriate for the District of Columbia and serve as a model for the states. On the other hand, the ease with which guns can be brought into the District from states with loose regulation might render the legislation unenforceable, absent tight feder- al controls, perhaps with a tendency to disarm only the law-abiding. Notwithstanding some astonishing statistics indicating that guns defensively possessed by the law- abiding constitute a greater mortal threat to them than a protection from violence, people seem willing and even eager to provide themselves with this dangerous kind of "security". We strongly urge members of the Commission and Advisory Committee to write us soon indicating any strongly-held views on the above questions. With the help of such written comments, we may be able to narrow the alternatives before you at the next meeting. Reproduced at the Richard Nixon Presidential Library and Museum CONSULTANT'S REPORT ON FIREARMS AND FEDERAL CRIMINAL LAW Professor Frank Zimring Consultant University of Chicago Law School July 2, 1969 Reproduced at the Richard Nixon Presidential Library and Museum FIREARMS AND FEDERAL CRIMINAL LAW Table of Contents Page Introduction 1 I. The Federal Role in Firearms Regulation 2 A. Federal Firearms Control Laws 1927-1969 2 B. Where Do We Go From Here? 9 C. Federal Laws on the Place and Manner of Firearms Use 14 D. Federal Firearms Controls and Fed- erally Controlled Areas 17 II. Gun Use in Federal Crime 19 A. Present Federal Policy: 18 U.S.C. §924 19 B. Assault 27 C. Robbery 31 D. Homicide and Kidnapping 36 Reproduced at the Richard Nixon Presidential Library and Museum FIREARMS AND FEDERAL CRIMINAL LAW The most basic distinction in any discussion of present or proposed federal criminal laws dealing with firearms is between (I) the questions raised by conduct that might be prohibited by federal law only because guns are involved and (II) the cluster of issues that involve gun use in conduct that would be considered criminal if guns were not used. Laws and proposals covered in the first category are those that attempt specifically to deal with the possession, manufacture, sale, or carrying of guns as an area deserving regulation. This category of laws can be considered "regulatory" only in the sense that federal narcotics laws, as well as the pure food and drug laws, are considered in the category of regulation, because the conduct prohibited by drug and gun controls is considered to be seriously antisocial and the punish- ments that accompany conviction for regulatory offenses in this area may, accordingly, be severe. Crimes in the second category include all federal crimes of violence. Reproduced at the Richard Nixon Presidential Library and Museum 2 I. The Federal Role in Firearms Regulation A. Federal Firearms Control Laws 1927-1969 Federal regulation of firearms has been the subject of Congressional action on five occasions over the past five 1 forty years. In 1927 Congress closed the mail to handguns. Seven years later the National Firearms Act of 1934 imposed a fairly comprehensive federal regulation of machine guns, short-barreled or sawed-off rifles and shotguns, silencers, and other unconventional concealable firearms. 2 That law imposed a heavy tax on the transfer of most such weapons and an occupational tax on the manufacturers, importers and dealers of weapons covered by the act. All manufac- turers, importers and dealers were required to register under this act, as were all people who acquired covered weapons, unless their acquisition met with the other require- ments of the act, which meant that they would have to pay the transfer tax. In 1968, in Haines V. United States, 3 the Supreme Court ruled that the Fifth Amendment privilege against self-incrimination invalidated prosecution for failure to register or for possession of an unregistered gun under the National Firearms Act of 1934 because the registration provision compelled an individual to incriminate 1 18 U.S.C. §1715 (1967). 2 72 Stat. 1428 3 390 U.S. 86 (1968) Reproduced at the Richard Nixon Presidential Library and Museum 3 himself by admitting unlawful possession. Later in 1968, the 1934 act was amended to provide that informa- tion submitted in registrations could not be used in any prosecution against the registrant and the act's coverage was extended to require that everyone, not just the illegal possessor, is required to register covered 4 firearms. The number of firearms in civilian hands in the United States covered by the National Firearms Act of 1934 is quite small; in some measure this is a tribute to the success of that law in taking machine guns out of general circulation and probably reducing the produc- tion of short-barreled and sawed-off shotguns and rifles. The Federal Firearms Act of 1938 5 covered all fire- arms but superimposed only a thin veneer of federal regulation on the sale and possession of firearms in the United States. As enacted in 1938, this law required firearms manufacturers, importers and dealers to obtain a federal license before shipping firearms in interstate commerce. The annual fee for such license was $25 for manufacturers and importers and $1 for dealers. Additional provisions barred dealers and manufacturers from knowingly shipping a firearm in interstate commerce to a felon, fugitive from justice, person under indictment, or anyone 4 82 Stat. 1227. 5 52 Stat. 1250 (1938), repealed, 82 Stat. 234 (1968). Reproduced at the Richard Nixon Presidential Library and Museum 4 not having a license to purchase a particular form of firearm, if such a license was required by local law. Felons and others who were considered prohibited classes were also forbidden from shipping or receiving the firearms that were or had been in interstate commerce. The act also prohibited knowingly shipping or receiving in interstate commerce any stolen firearms, or any firearms with altered serial numbers. In addition, licensed dealers under the Federal Firearms Act were required to maintain permanent records of firearms received and sold. For thirty years this was the master plan of federal regulation of firearms in the civilian market. By almost any criterion, the act was a dismal failure. Only a minority of the states have laws requiring firearm licenses, so that the attempt to use federal standards to strengthen state regulation could only be, even in theory and with maximum enforcement, a partial success. 6 Even where local law required licenses for firearm purchases, any person who paid $1 for a federal firearm dealer's license could be shipped a firearm without regard to such a state law. Even more important, the requirement that criminal liabil- ity under the statute should be based on the knowing shipment of a firearm to a prohibited person was not 6 See Newton and Zimring, Firearms and Violence in American Life (1969), at ch. 14. Reproduced at the Richard Nixon Presidential Library and Museum 5 accompanied by a duty to inquire SO that the effect of the law dissolved in its own mens rea requirement. The only provision in the Federal Firearms Act of 1938 that was drafted in a manner that could have provided for effective regulation--the requirement that dealers keep records on firearms received and sold--also proved less than an unqualified success. Most records were sloppy, rarely used, and with respect to firearms such as 22-caliber weapons, for which serial numbers did not have to be provided, of no use in the detection of crime. In 1957 the Treasury Department dropped its 7 requirement that records be kept on ammunition sales. In 1968, Congress passed two major pieces of fire- arm legislation. The first installment of recent Con- gressional firearms control law was a section of the 8 Omnibus Crime Control and Safe Streets Act of 1968, which provided that the receipt, possession, transporta- tion in commerce, "or affecting commerce, of firearms other than shotguns and rifles by "felons, veterans who are other than honorably discharged, mental incompetents, aliens who are illegally in the country, and former citi- zens who have renounced their citizenship" is a federal 9 crime. 7 23 F.R. 343 (Jan. 18, 1958). 8 82 Stat. 236-37 9 Ibid. Reproduced at the Richard Nixon Presidential Library and Museum 6 10 In October of 1968, the Gun Control Act of 1968 was passed, revising the Omnibus Crime Bill firearms provision to extend the coverage of federal regulations to all firearms and further providing that no person except licensed federal dealers could ship, transport, or receive any firearm or ammunition in interstate commerce. Other provisions of this new law include a tightening of the standards and a raising of the fees for federal firearm licenses, a provision that federal firearm licensees may not sell rifles or shotguns or ammunition therefor to anyone they know or have reason to believe is under 18, or handguns or ammunition there- for to anyone under 21, the requirement that all firearms must have serial numbers, and a ban on the sale of fire- arms to any person who the seller knows or has reason to believe is a non-resident of the state in which the sale is taking place. In addition to these and other regulations dealing principally with the transfer of firearms from one owner to another and a ban on "destructive devices, " the act contains a ban on the import of firearms unless the fire- arms are, to the satisfaction of the Secretary of the Treasury, "particularly suitable for O. readily adaptable to sporting purposes, " a ban on the importation of surplus 10 82 Stat. 1213. Reproduced at the Richard Nixon Presidential Library and Museum 7 military weapons, and criminal penalties for the posses- sion, receipt, or transfer of a firearm when the trans- feree intends to use it in crime. Proposals for a national system of firearms regula- tion or firearms ownership licensing, or to establish minimum standards of licensing and regulation to be imposed on state governments have been discussed in the last few years but have not been enacted. The present complex of federal regulations would appear to have three objectives. With respect to machine guns and other "destructive devices, " the federal role in the regulation of such weapons is primary, the objective is to remove such weapons from the civilian market, and efforts toward that objective seem to have been successful. The theory behind the ban on interstate shipment of weapons and sales of firearms to non-residents is that of federal control as a support to state regulation. For many years, interstate movement of firearms has frustrated state efforts to enact rigorous systems of firearms control. In Massachusetts, where restrictive handgun licensing has been been in effect for many years, a study showed that 87% of the firearms confiscated as a result of use in crime came from other states, and similar studies by the Task Force on Firearms of the National Violence Commission show a similar pattern to be true in New York City, with restrictive handgun licensing, and Detroit, Michigan, Reproduced at the Richard Nixon Presidential Library and Museum 8 with a permissive handgun licensing system and a geographic 11 vulnerability to the inflow of weapons from Toledo, Ohio. Because purchasers can easily misrepresent their residence, present federal provisions are far from "leak-proof. 11 But if enforcement efforts are sufficiently energetic, this new pattern of federal laws may have some depressant effect on the movement of firearms in interstate commerce. The provisions banning certain classes from gun ownership are (a) an attempt to bolster local licensing requirements with the threat of federal penalties for illegal receipt or possession of firearms that have been in interstate commerce and (b) an independent federal effort to ban the possession of firearms by particular classes. Because present federal law does not affect the number of most firearms in civilian hands or the generally easy accessibility of firearms, these provisions, in order to succeed in restricting rates of possession of firearms in the classes covered, must do so as a result of the deterrent effect of the law influencing decisions about gun ownership by felons and other subject groups. 11 Newton and Zimring, op. cit. supra, at ch. 14. Reproduced at the Richard Nixon Presidential Library and Museum 9 B. Where Do We Go From Here? The mix of motives and strategies apparent in the present federal regulatory scheme might be thought of as miserable or optimal, well thought-out, or the arbitrary product of the clashing of pressure groups over the years. Defining an appropriate federal role in firearms control requires a determination of what type of firearms control is desirable and a decision about what part the federal government, as only one of a number of responsible gov- ernment entities, should play in the process of reducing firearm violence. The Task Force on Firearms of the National Violence Commission, in a document submitted to its parent agency, has advocated that the most certain and most substantial diminution of firearm violence in the United States would be produced by a system that substantially reduced the number of handguns in civilian hands, defining the term "substantially" as a reduction of 90% or more of the estimated 24 million handguns privately owned by American 12 citizens. The mechanism recommended to achieve this goal is a system of restrictive handgun licensing. This position was the product of several of the Task Force's conclusions: (1) firearms make a substantial contribution to the cost of violence in the United States, (2) handguns play a disproportionate role in firearm violence, (3) handguns are but a small part of the sporting use of 12 Newton and Zimring, op. cit. supra, Recommendations Reproduced at the Richard Nixon Presidential Library and Museum 10 firearms in the United States, and (4) if handguns were controlled, we have reason to believe that long guns would not become anywhere near the social threat that handguns now constitute. This proposal is one of many that involve governmental efforts to screen all prospective gun owners. Other pro- posed systems would allow all but a few disqualified groups to own guns but would impose license requirements for all owners. Any proposal to screen gun ownership raises the issue of what part the federal government should assume in this type of firearms control. One alternative answer to this question is that the federal government should do nothing. State and local governments, under the traditionally local police power in the United States, have the primary responsibility for making decisions about the impact of firearms on violence and about appropriate countermeasures. The problem with this position is that firearms are seen by many as a national problem appropriate for a national solution. Further, the interstate leakage of firearms is SO great that complete federal inaction would lead to substantial frustration of any state and local firearms control efforts. A second possible federal role in firearms control is illustrated by the "backstop" efforts that underlie the ban on interstate firearms shipments and firearms sales to non-residents. This, it could be argued, will discharge Reproduced at the Richard Nixon Presidential Library and Museum 11 the federal government's primary responsibility in the area of firearms control--suppressing interstate movements of firearms SO that the state and local governments charged with the primary responsibility of diminishing firearm violence can better enforce whatever systems of control they deem appropriate. A national firearms record center, existing without a national registration law, would be another type of backstop control. One problem with the backstop approach is that, as long as some states permit large accumulations of handguns, it may be impossible to prevent the interstate leakage of firearms into states with more rigid control systems, no matter what practices are proscribed by the Federal Criminal Code. Thus a system of national licensing may be the only method of achieving the goals of backstop regulations. A second problem with assigning the federal government an exclusively secondary role in firearms regulation is that the national government may be unwilling to tolerate levels of firearmsviolence and firearm possession that particular state governments would allow. A third alternative would be the establishment of minimum national standards that would allow the states a first option of implementing these standards through ade- quate state and local firearms control laws. Under this approach, if a state failed to enact legislation meeting these standards after a grace period, a federally enforced Reproduced at the Richard Nixon Presidential Library and Museum 12 system of firearms regulation would be substituted. A fourth alternative is a national system of firearms regulation where the federal government has the primary responsibility of administering, as well as establishing, standards for firearms control. Opponents of this alter- native maintain that such a policy would generate an unpleasantly large federal role in local law enforcement and might precipitate the advent of a major national police force. Choosing among these alternatives is a matter of values and priorities. My own inclination is toward mini- mum national standards, with administrative responsibility vested in those states that write laws complying with the federal guidelines. Whatever one's preference, there is little doubt that any of the above possible federal roles are within the power of Congress in this area, because firearms possession constitutes a threat to the safety of the President of the United States and other federal officers and elected officials, and firearms possession policies can be viewed as an influence on interstate travel. However, the fact that the potential in this area extends all the way to a fully federalized system of standards and administration does not perforce mean it would be desirable to test this extreme. Reproduced at the Richard Nixon Presidential Library and Museum 13 Penalties for Gun Law Violations Present federal firearms laws regulations provide penalties on the order of Class C felonies under the proposed Federal Criminal Code. This penalty structure is probably too high, given the thrust of the Code's other sentencing reforms. Moreover, if the federal government were to take a larger role in firearm regulation, a high penalty structure would probably impede enforcement as much as the extra measure of punishment might deter those who would otherwise violate the law. At the same time, guns are a specially dangerous class of instruments, and gun regulation is very close to traditional concerns in crime control. On balance, it would seem wise to make unlawful possession of guns under federal law a Class A misdemeanor, and trafficking offenses, when they involve a number of guns, should retain felony status. Because of the proximity of gun control to traditional crime, Title 18 would seem an appropriate placement for any fully federalized gun regulation. However, if federal standards and state regulation are to be mixed, placement in Title 18 would seem rather awkward. Reproduced at the Richard Nixon Presidential Library and Museum 14 C. Federal Laws on the Place and Manner of Firearms Use Many localities in the United States attempt to reduce firearm violence by restricting the place and manner in which firearms may be used with or without additional restrictions on possession of firearms or particular types of firearms. Thus, it is common to encounter laws prohibiting the carrying of a firearm in a motor vehicle or the carrying of concealable fire- arms on the person, and many laws prohibit the discharge 13 of a gun in specified areas. The Model Penal Code provides a slight twist on the conventional pattern by distinguishing between sporting firearms and other fire- arms and presuming all other firearms to be "instruments of crime" unless the gun is possessed in the actor's home or place of business, or the actor is licensed or other- wise authorized to carry the weapon in the manner it was 14 carried when the actor was apprehended. The intention of most "place and manner" laws is to reduce firearms violence by restricting the number of situations in which a firearm carried on the person or in a motor vehicle will be used in either impulsive or planned criminal activity. By implication, the Model Penal Code goes a step further than the standard "place 13 See Newton and Zimring, Firearms and Violence in American Life (1969), at ch. 13. 14 American Law Institute, Model Penal Code, $5.06. Reproduced at the Richard Nixon Presidential Library and Museum 15 and manner" laws by presuming a specific criminal purpose to the possession of certain firearms and by categorizing its particular place and manner regulation under the article dealing with "inchoate crimes. " This classification might indicate an assumption on the part of the draftsmen of that law that the illegal carrying of a firearm is generally accompanied by an intention to commit a crime of violence with that firearm. As a matter of statistical probability, this assumption is grossly incorrect but ingenious. In many areas, even where the carrying of a firearm on one's person or in a motor vehicle is illegal, local custom promotes the carrying of guns for defensive purposes, real or imaginary, and this is generally done without the person forming a specific intention of violating any law other than the law against carrying a firearm. The theory is ingenious, however, because it points up the risk of the presence of a mobile firearm in a tense situation leading to violent crime that would not otherwise occur. Of all the roles federal law might play in firearms control, nationwide regulation based on laws against carrying firearms is the least appropriate. Laws regu- lating the place and manner in which firearms may be carried can be enforced only by street contacts with individuals and are thus more intimately related with Reproduced at the Richard Nixon Presidential Library and Museum 16 general police functions than any other kind of firearms regulation, because it is the ordinary policeman on the beat rather than any special enforcement official who is the first line of defense in the enforcement of such laws. In areas where the federal government has primary responsibility for criminal law enforcement, laws pro- hibiting the carrying of weapons without a conspicuously lawful purpose are appropriate and will assist the police by empowering arrests earlier in the scenario of crime than would otherwise be the case and by providing a means of taking a substantial number of firearms, when discovered, out of circulation. As a matter of theoretical nicety, it is my view that the risk-generating charac- teristics of this behavior, rather than its presumed relationship to specific criminal intent, justify its criminalization. Reproduced at the Richard Nixon Presidential Library and Museum 17 D. Federal Firearms Controls and Federally Controlled Areas The appropriate role of the federal government in firearms regulation nationally is a large and contro- versial question. Appropriate measures of federal fire- arms control in those areas where the federal government has a primary policing responsibility is a smaller ques- tion, a separate question, but to some extent related to the conclusions one reaches about the desirability of national firearms control. Where primary federal juris- diction is exercised over large or isolated geographical areas, such as the District of Columbia or federal terri- tories, federal laws aimed at direct regulation of firearms possession are appropriate, independent of nationwide federal gun control. In areas where the United States, has a primary law-making responsibility but local agencies are in charge of law enforcement, the federal role can probably best rest in the creation of minimum standards to be administered by local authorities. In federal enclaves, themselves geographically insig- nificant, that are set apart from state jurisdiction because of federal ownership, regulation of firearms possession, in the absence of a nationwide control system, might be appropriate but could easily be frustrated by state policies inconsistent with the federal possession restriction. If firearms are easily available just outside Reproduced at the Richard Nixon Presidential Library and Museum 18 federal enclaves, no legal provision can make it physically more difficult for individuals to obtain firearms. Requiring special federal firearm licenses in this situation can only be defended if the enclave is the residence of a significant number of people and the exercise of federal authority in that enclave can be extended in a way that would allow inspection of individuals to determine whether they possess firearms. If this type of policing is not available, laws prohibit- ing the carrying of firearms would have the same effective- ness in the federal enclaves as any possession laws. Reproduced at the Richard Nixon Presidential Library and Museum 19 II. Gun Use in Federal Crime A. Present Federal Policy: 18 U.S.C. §924 The only federal law that distinguishes firearms use in federal crimes is 18 U.S.C. §924, passed in 1968 as part of the Gun Control Act of 1968. Section 924 (c) provides: Whoever (1) uses a firearm to commit any felony which may be prosecuted in a court of the United States, or (2) carries a firearm unlawfully during the commission of any felony which may be prosecuted in a court of the United States, shall be sentenced to a term of imprisonment for not less than one year nor more than 10 years. In the case of his second or subsequent conviction under this section, such person shall be sentenced to a term of imprisonment for not less than five years nor more than 25 years, and, notwithstanding any other provision of law, the court shall not suspend the sentence of such person or give him a probationary sentence. The two situations covered in (c) should be considered separately. (1) provides separate sentencing provisions when an individual "uses a firearm" to commit a federal felony. With the possible but unlikely exception of using a firearm to violate a federal firearms regulation, such as illegal shipment or possession of a gun, 1 the scope of this provision would seem confined to federal crimes of force, principally assault, robbery, and kidnapping, 1 See, e.g., 18 U.S.C. §922. Reproduced at the Richard Nixon Presidential Library and Museum 20 where guns play an active role in criminal conduct. The impact of this law on the sentencing of first offenders guilty of federal crimes of violence committed with firearms would be minimal if sentences imposed under § 924 (c) (1) are concurrent. 2 First offenders, under $924, remain eligible for suspended sentences and probation. The range of imprisonment options provided for first offenders is the same as those provided in 18 U.S.C. 2231 (assaulting or resisting a federal officer), 18 U.S.C. 112 (assaulting diplomatic personnel), while penalties provided for bank robbery, kidnapping and mail robbery far exceed those in §924. The second-offender provisions of §924 may also fail to play an important role in sentence determination. Second offenders under § 924 (c) (1) must be sentenced to a minimum five years and cannot receive suspended sentences or proba- tion, under one reading of the provision. It is possible, however, to construe the mandatory provisions of § 924 (c) as separate in effect and thus conclude that the total sentence imposed on a second offender cannot be suspended but that terms of actual imprisonment less than the five-year minimum are not prohibited. This construction would not be popular with most of the members of Congress who voted 2 See $303.05 (a) in the Low draft of sentencing chapters. Reproduced at the Richard Nixon Presidential Library and Museum 21 3 for $924. Independent of such a construction, the ban on probation and suspended sentences may not be significant because this type of sentence is probably a rare occur- rence when a person is convicted of a second federal crime of violence. Even the five-year minimum may be a fairly standard restatement of federal sentencing practice with respect to second-time violent offenders. Moreover, no discussion of (1) would be complete without speculating about the effect that plea-bargaining and other prosecutorial practices may have on the use of the separate provision when individuals can be charged with both an independent federal felony and a violation of §924 (c) (1). As a matter of convenience and policy, prosecutors may proceed on the independent federal felony and drop the §924 charge in the way they are reputed to drop federal firearms charges when the same activities that led to a federal firearms charge also produce a con- viction for a serious offense in a state court. Even if such unilateral charge-dropping is not a standard practice, it may be that the possibility of prosecution under §924 will function chiefly as additional leverage to help induce guilty pleas to federal crimes of violence in exchange 3 The second-offender provisions originated in the House version of the bill, where the language applied to all convictions, and the tone of discussion clearly indicated that most proponents of the bill thought the full minimum sentence was to be mandatory. Reproduced at the Richard Nixon Presidential Library and Museum 22 for non-prosecution under §924 (c) (1) Section 924 (c) (2) makes it a federal offense if an individual "carries a firearm unlawfully" during the commission of a federal felony. The distinction between this and (1) is that (1) requires that the gun play some instrumental role in the commission of the federal felony, thus restricting its scope to crimes where force is used, while (2) speaks only of the coincidence of an unlawfully carried firearm and the commission of a crime, at the same time, chargeable to the same person. The firearm would be "unlawfully carried" under federal law if the individual is carrying the firearm in violation of local law. In addition, persons who cannot legally receive weapons (§922 (h)) and persons who had received the firearm in interstate commerce with the intention of committing any offense (§924(b)) would be independently liable for a violation of 924(c) (2) if it is determined that unlawful receipt makes any subsequent "carrying" unlawful regardless of state law, a construction that is unlikely and that would be unfortunate. Section 924 (c) (2) barks much more ferociously than it bites. In order to establish that an individual carried a firearm in a situation where he did not use it, one has to catch him in the act or find a witness who observed him during the commission of the crime. Personal observations likely to produce reliable reports of the carrying of a Reproduced at the Richard Nixon Presidential Library and Museum 23 firearm are not common in crimes of stealth, such as larceny, car theft, interstate shipment of stolen cars, or burglary. Most apprehensions under (2) would occur when an individual is apprehended while committing a crime of long duration, such as unlawful flight, and is found to be carrying a gun. The fact that a first offense under (2) carries no bar to probation or suspended sentence means that the minimum penalty provisions become significant when an individual is in the unfortunate position of being caught twice in the act of committing a crime for which a firearm is not used or required but nonetheless possesses such a firearm. Section 924 (c) (2) is an attempt to dissuade criminals such as burglars from carrying guns that are not ordinarily used in their crimes but that might make an apprehended burglar more dangerous to his victim or to law enforcement officers. The purpose of such a provision is honorable-- to lessen the risk of gun use escalating the danger in apprehending federal criminals, 4 but the prospects of achieving deterrent effectiveness with the law seem less than bright. 4 Ninety-six percent of all policemen murdered on duty are killed by gunshot wounds. Reproduced at the Richard Nixon Presidential Library and Museum 24 Moreover, if we assume that judges would, even without §924, consider the possession and use of firearms as aggravating circumstances in the commission of crimes, the relevant question becomes whether these provisions operate as more efficient deterrents to gun use in crime than the use of gun criteria on a more informal basis 5 by sentencing courts. On this question no reliable data are presently available, but there is little reason to express high hopes. Laws on the order of 18 U.S.C. 924(c) can produce costs. Such laws may add inflexibility to a sentencing structure and complicate the structure of the Federal Criminal Code by creating interplay with other federal criminal provisions and local law. More important, such laws may generate unwarranted feelings that this approach is likely to reduce firearm violence. It is when such 5 A second possible function of §924 (c) (2) is to make evidence of possession of firearms admissible under circumstances where it may not be admissible because it has no bearing on the material elements of a crime where a firearm was not used. It is easy to conjure hypothetical situations where this issue was raised but difficult to imagine situations where the existence of a gun could not be brought to the attention of the court. Reproduced at the Richard Nixon Presidential Library and Museum provisions are viewed as alternatives to regulation of firearm possession that they appear to be most costly. If sterner measures along the lines of §924 (c) were adopted, the costs of the policy would be much higher. It could also be argued that the possibility of achieving a deterrent effect would be increased. 6 Thus, the prospect of larger mandatory sentences and barriers to probation on first offenses raises questions about the potential of deterring gun crime more clearly than present federal law in this area. However, a discussion of this issue must be framed more specifically than the terms of §924(c). We must 6 In 1968 Rep. Casey of Texas introduced an amendment making gun use in state felonies a federal crime. The House version of the Gun Control Act of 1968 barred suspended sentences or probation for first offenses with minimum one-year terms. Other members of Congress have indicated support for even longer minimum terms. Reproduced at the Richard Nixon Presidential Library and Museum 26 talk about deterring gun use in various specific crimes rather than "crime, " the all-inclusive referent of present federal law. 7 And we must do SO with more care than did many of the participants in past Congressional debates. 7 See Zimring and Hawkins, Deterrence and Marginal Groups, Journal of Research in Crime and Delinquency, 100 (July 1968). Reproduced at the Richard Nixon Presidential Library and Museum B. Assault Assault is a crime where the attack is the essence of the offense. In assault, both the extent of injury intended by the attacker and the instrument used in the attack may be significant in determining the degree of crime committed or the proper sentence to be imposed upon conviction. If we distinguish between serious bodily harm and less serious injuries, and between assaults without weapons, assaults with weapons other than guns and assaults with guns, we produce a matrix with six kinds of assault. Intent Weapon * No Weapon Deadly Weapon Firearm Nonserious Injury Serious Injury * other than firearm Analyzing the matrix, we have anywhere from one to six distinct crimes. How many grades of assault should the law define? The basis for distinguishing between assaults that result in serious bodily harm and those that do not is that the former category presents a much more serious social danger. In fact, what evidence exists suggests Reproduced at the Richard Nixon Presidential Library and Museum 28 that there may be a greater difference in quality of attack between simple and aggravated assault than exists between aggravated assault that produces serious bodily 8 harm and most homicide. Distinguishing further between attacks on the basis of the weapon used in aggravated assault can be defended (a) because choice of weapon has probative value in determining an attacker's intent and (b) because attacks with deadly weapons are much more likely, independent of intent, to cause death or serious injury than attacks with only personal force, and attacks with guns are more likely to cause death than attacks with other deadly weapons. If we consider the weapen used only because choice of weapon has probative value in determining the attacker's intent, distinguishing between categories of assault on the basis of the magnitude of the injury intended while making separate distinctions in grade of crime based on weapon used appears to be redundant. To the extent that weapon choice is probative of intent, it is evidence of aggravated rather than simple assault, and perhaps evidence of sufficient magnitude to justify a conclusive presumption or classification of aggravated assault whenever deadly weapons are used. (See proposed 209.5.) 8 See Zimring, Is Gun Control Likely to Reduce. Violent Killings, 35 U. Chi. L. Rev. 721 (1968). Reproduced at the Richard Nixon Presidential Library and Museum 29 An independent basis for separate treatment of attacks based on weapons used is that the use of weapons rather than personal force and the use of firearms rather than other deadly weapons create an increased risk of victim death or serious injury that appears to function independently of an attacker's intent. For example, what data we have suggest that the same kinds of people in the same kinds of situation are five times as likely to cause death when they use firearms as when they use 9 knives. If this is the basis for distinguishing grades of assault as a result of weapons used, the principal aim of any such distinction is "differential deterrence, " an attempt to increase the use of less lethal means of attack by those who are undeterred by the general legal prohibition of assault by threatening gun assault more severely than other assaults. By definition, the audience of such a threat is a self-selected group of offenders that has already displayed a rather remarkable immunity to the deterrent force of criminal sanctions in an area of behavior where the risk of apprehension is high. This immunity is manifested in two rather disheartening ways: first, this group is not dissuaded by the normal penalties imposed for aggravated assault and, second, in committing assault with a deadly weapon, an individual is risking 9 Id., at 728. Reproduced at the Richard Nixon Presidential Library and Museum 30 a far higher penalty if his victim should die than any special penalty a gun-use provision could establish. Once these qualifications on the operation of differential deterrence are set out, we do not have data that speak in further detail to the question of whether laws that attempt to establish differential grades of deadly assault provide an extra measure of deterrence, thereby reducing the proportion of deadly assaults committed with guns. If gun use were to be a separate grade of offense in the Draft Federal Criminal Code, this would require the creation of a Class B felony, the material elements of which would be "intentionally or knowingly causes bodily injury to another human being with a firearm. " The arguments against such a proposal operate at a number of levels. First, since we have no data available on which to base the conclusion that such a distinction would have any effect. on the rate of gun use in deadly attacks, no data are available that can provide information about the extent of any extra measure of deterrence that such a distinction could produce. Against this unknown benefit, a separately graded category of firearm assault would have certain costs. Since aggravated assault could hardly be less than a Class C felony, a separate firearm offense would substantially reduce the options of the sentencing judge in a gun-assault case and add a group Reproduced at the Richard Nixon Presidential Library and Museum 31 of lengthy sentences to a correctional policy whose proposed range of sanctions is already far from immodest. This may lead to extra public expense, misery and, per- haps, punishment-generated aggressions that eventually lead to further crime. Also, to the extent that the possibility of differential deterrence is important, any increase in the gap between aggravated assault and fire- arms assault sanctions would result in a decrease in the gap between the penalties for nonfatal firearms assault and murder. Yet, because gun use is so much more deadly than attacks with other weapons, the argument can be made that the law should distinguish between gun and other assaults even at the risk of narrowing the marginal difference between gun injury and murder penalties. In any event, the data clearly establish a basis for considering gun use as an aggravating circumstance in sentencing decisions even if gun assault does not emerge as a separately graded offense. C. Robbery A typical robbery combines elements of property and personal crime because the robber uses personal force rather than stealth or trickery to unlawfully obtain the property of another. Force may be used against a victim in one of two ways: the robber can incapacitate his victim by inflicting an injury, or the robber may seek to obtain Reproduced at the Richard Nixon Presidential Library and Museum 32 property without injuring his victim by threatening to use force. If only the threat of force is involved and a victim proves cooperative, the offense can be committed without an attack intended to produce serious bodily injury. Thus, many robberies, particularly those that occur on the street and involve only individual victims, or small groups of victims and larger groups of robbers, 10 can be committed without the use of weapons. With respect to indoor robberies, where one or a group of robbers invade businesses or homes, the robber has fewer options about the weapons he will use because he will normally be at a great disadvantage without either a knife or a gun. The great majority of indoor robberies are committed with deadly weapons, and the handgun is the deadly weapon employed in a clear majority of indoor 11 robberies. Because robbery will often take place without an attack intended to produce serious bodily injury, one way of taking cognizance of the difference between aggravated assault and robbery would be to design a matrix dis- tinguishing, on the one hand, between robberies that result in attacks intended to injure and robberies where only the threat of injury is invoked and, on the 10 See Newton and Zimring, Firearms and Violence in American Life, ch. 7. 11 Id., at Appendix D, and ch. 7. Reproduced at the Richard Nixon Presidential Library and Museum 33 other hand, distinguishing between robberies on the basis of whether weapons were used and whether firearms were the weapons used. * No Weapon Weapon Firearm Attack to Injure No attack * other than firearm As with assault, we produce six possible categories of robbery. The basis for distinguishing between robberies that result in attacks intended to produce injury and robberies without attack is that the former class of robberies presents a vastly greater danger of harm to victims. The aim of such a distinction would be to encourage robbers to avoid harming victims because of the greater penalties that accompany conviction for robbery with attack intending to injure. The basis for distinguishing between robberies com- mitted with weapons is that, while the risk of an attack on the victim may not differ in the two types of robbery (or indeed may be higher in robbery without weapons. because of the closer proximity of robber and victim), the danger that any attack that might take place during a robbery will result in the death of the victim may be substantially higher if robbery is committed with weapons. The basis for distinguishing between robbery with firearms Reproduced at the Richard Nixon Presidential Library and Museum 34 and all other forms of robbery may be twofold: robberies are much easier to commit with firearms than with other weapons, and gun robberies constitute a greater threat to the life of the robbery victim than other forms of robbery. In a study that covered three and one-half years of New York City experience, it was found that the death rate of victims from nonfirearm robbery was 1.5 per thousand robberies, while the death rate of victims 12 of firearm robbery was 5.5 per thousand robberies. The aim of any criminal law distinguishing between robberies committed with firearms and those committed with other weapons would be the process of differential deterrence discussed in relation to assault and mentioned above in the discussion of distinguishing between robbery with and without an attack on the victim. The issues raised in the assault discussion are similar to the issues raised by attempts to differentially deter gun robbery because in each case the law is dealing with individuals who are undeterred by the base punishment provided for assault or robbery. However, the robbery situation is distinguishable from the assault situation in a number of ways that make the prospects for differen- tial deterrence seem brighter. First, the robber who does not attack his victim, unlike the individual who 12 Id., see ch. 7. Reproduced at the Richard Nixon Presidential Library and Museum 35 commits aggravated assault with a weapon, has not yet demonstrated an immunity from the maximum threat of punishment by risking the penalty for murder. Second, the robber, unlike the assaulter, has not demonstrated that his principal objective is to injure his victim; rather, the objective of many robbers would seem to be material gain, a goal that may indicate that potential gun robbers would be more susceptible to differential threats. Third, robbery is, to a greater extent than assault, a professional or career crime, which involves elements of planning and experience with apprehension that may contribute to a greater awareness of the law and an increased motivation to minimize risks of punishment. However, there is little leeway in a penal structure to experiment with processes of differential deterrence in the area of robbery because even the least serious robbery, that involving personal force without an attack intended to injure, is considered a serious crime. Under the proposed Federal Criminal Code, this offense at minimum would be a Class C felony and is usually con- sidered closer to Class B. At the same time, since the law's primary goal, once a robbery is in progress, is to avoid a victim killing, every effort should be made to leave a penalty gap between robbery murder and the next most serious robbery offense to the extent that one Reproduced at the Richard Nixon Presidential Library and Museum 36 subscribes to the viability of differential deterrence. It is clear, then, that the law cannot, as a definitional proposition, create six ascending categories of nonlethal robbery with ascending gradations of punishment great enough to enhance the prospects of differential deterrence yet far enough from maximum penalties to serve as an inducement away from robbery murder. If formal distinc- tions are to be made, two or three priority distinctions should be selected. The most important distinction would be between robbery where a deadly weapon is used in an attack intended to inflict bodily injury and all other forms of robbery. If robbery without aggravating circum- stances is a Class C felony, then two ascending grades of aggravated robbery would be possible. The proposed $209.40 distinguishes the use of deadly force (Class A) and the threat of deadly force (Class B) from simple robbery. At the same time, under the proposed code, the use of a firearm rather than a knife could be considered by the court as an aggravating circumstance for sentencing purposes with the Class B penalty range. D. Homicide and Kidnapping Homicide and kidnapping are offenses where distinc- tions based or the use of a firearm would be clearly inappropriate. In the case of willful killing, the instrument of the crime is of little significance because the intention has been determined by other means, and Reproduced at the Richard Nixon Presidential Library and Museum 37 because the means used to kill do not affect the danger- ousness or harm achieved in the great majority of homi- cides. Even if some basis for distinguishing gun use from other homicidal acts could be established, there is no room left in the drafting of a criminal code for ascend- ing degrees of willful homicide because of the seriousness of the simple offense. Kidnapping is a closer case. The case can be made for considering different types of kidnapping as different grades of offense. The most important distinction would be between kidnapping that results in injury to the victim and kidnapping without injury. The aim of such distinction is to provide some measure of protection to victims of kid- napping by deterring kidnappers from attacking them. Because the kidnapper normally has a substantial degree of control over his. victim in the scenario of the crime and because kidnapping involves extensive premeditation and a long period in which the kidnapper can make decisions about the way he will treat his victim, there is reason to believe that kid- nappers will be responsive to differential threats. It may be the case that kidnappings involving firearms are more dangerous than other forms of kidnapping, although there are no data available on this question. However, kidnapping in any form is a serious offense SO that there is only enough leeway in a functioning system to provide, at maximum, for two grades of kidnapping. That being the case, harm to the victim rather than any distinction based on the weapons used in the offense should be the basis for distinction. Reproduced at the Richard Nixon Presidential Library and Museum APPENDIX GUN CONTROL ACT OF 1968 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 GUN CONTROL ACT OF 1968 For Legislative History of Act, see P. 6042 PUBLIC LAW 90-618; 82 STAT. 1213 [H. R. 17735] An Act to amend title 18, United States Code, to provide for better control of the interstate traffic in firearms. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That: This Act may be cited as the "Gun Control Act of 1968". TITLE I-STATE FIREARMS CONTROL ASSISTANCE PURPOSE Sec. 101. The Congress hereby declares that the purpose of this title is to provide support to Federal, State, and local law enforce- ment officials in their fight against crime and violence, and it is not the purpose of this title to place any undue or unnecessary Federal restrictions or burdens on law-abiding citizens with respect to the acquisition, possession, or use of firearms appropriate to the purpose of hunting, trapshooting, target shooting, personal protec- tion, or any other lawful activity, and that this title is not intended to discourage or eliminate the private ownership or use of firearms by law-abiding citizens for lawful purposes, or provide for the imposition by Federal regulations of any procedures or require- ments other than those reasonably necessary to implement and effectuate the provisions of this title. Sec. 102. Chapter 44 of title 18, United States Code," is amended to read as fwllows: "Chapter 44.-Firearms "Sec. "921. Definitions. "922. Unlawful acts. "923. Licensing. "924. Penalties. "925. Exceptions: Relief from disabilities: "926. Rules and regulations. "927. Effect on State law. "928. Separability clause. "§ 921. Definitions "(a) As used in this chapter— "(1) the term 'person' and the term 'whoever' include any indi- vidual, corporation, company, association, firm, partnership, society, or joint stock company. "(2) The term 'interstate or foreign commerce' includes com- merce between any place in a State and any place outside of that State, or within any possession of the United States (not including 77. 18 U.S.C.A. $ 921 et seq. 5381 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 the Canal Zone) or the District of Columbia, but such term does not include commerce between places within the same State but through any place outside of that State. The term 'State' includes the District of Columbia, the Commonwealth of Puerto Rico, and the possessions of the United States (not including the Canal Zone). "(3) The term 'firearm' means (A) any weapon (including a starter gun) which will or is designed to or may readily be con- verted to expel a projectile by the action of an explosive; (B) the frame or receiver of any such weapon; (C) any firearm muffler or firearm silencer; or (D) any destructive device. Such term does not include an antique firearm. "(4) The term 'destructive device' means- "(A) any explosive, incendiary, or poison gas- "(i) bomb, "(ii) grenade, (iiii) rocket having a propellant charge of more than four ounces, "(iv) missile having an explosive or incendiary charge of more than one-quarter ounce, "(v) mine, or "(vi) device similar to any of the devices described in the preceding clauses; "(B) any type of weapon (other than a shotgun or a shotgun shell which the Secretary finds is generally recognized as particularly suitable for sporting purposes) by whatever name known which will, or which may be readily converted to, expel a projectile by the action of an explosive or other propellant, and which has any barrel with a bore of more than one-half inch in diameter; and "(C) any combination of parts either designed or intended for use in converting any device into any destructive device described in subparagraph (A) or (B) and from which a de- structive device may be readily assembled. The term 'destructive device' shall not include any device which is neither designed nor redesigned for use as a weapon; any device, although originally designed for use as a weapon, which is rede- signed for use as a signaling, pyrotechnic, line throwing, safety, or similar device; surplus ordnance sold, loaned, or given by the Secretary of the Army pursuant to the provisions of section 4684(2), 4685, or 4686 of title 10; or any other device which the Secretary of the Treasury finds is not likely to be used as a weapon, is an antique, or is 3 rifle which the owner intends to use solely for sport- ing purposes. "(5) The term 'shotgun' means a weapon designed or redesigned, made or remade, and intended to be fired from the shoulder and designed or redesigned and made or remade to use the energy of the explosive in a fixed shotgun shell to fire through a smooth bore either a number of ball shot or a single projectile for each single pull of the trigger. 5382 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 "(6) The term 'short-barreled shotgun' means a shotgun having one or more barrels less than eighteen inches in length and any weapon made from a shotgun (whether by alteration, modification, or otherwise) if such weapon as modified has an overall length of less than twenty-six inches. "(7) The term 'rifle' means a weapon designed or redesigned, made or remade, and intended to be fired from the shoulder and designed or redesigned and made or remade to use the energy of the explosive in a fixed metallic cartridge to fire only a single projectile through a rifled bore for each single pull of the trigger. "(8) The term 'short-barreled rifle' means a rifle having one or more barrels less than sixteen inches in length and any weapon made from a rifle (whether by alteration, modification, or otherwise) if such weapon, as modified, has an overall length of less than twenty- six inches. "(9) The term 'importer' means any person engaged in the busi- ness of importing or bringing firearms or ammunition into the United States for purposes of sale or distribution; and the term "licensed importer' means any such person licensed under the provi- sions of this chapter. "(10) The term 'manufacturer' means any person engaged in the manufacturer of firearms or ammunition for purposes of sale or distribution; and the term 'licensed manufacturer' means any such person licensed under the provisions of this chapter. "(11) The term 'dealer' means (A) any person engaged in the business of selling firearms or ammunition at wholesale or retail, (B) any person engaged in the business of repairing firearms or of making or fitting special barrels, stocks, or trigger mechanisms to firearms, or (C) any person who is a pawnbroker. The term 'licensed dealer' means any dealer who is licensed under the provisions of this chapter. (12) The term 'pawnbroker' means any person whose business or occupation includes the taking or receiving, by way of pledge or pawn, of any firearm Of ammunition as security for the payment or repayment of money. (13) The term 'collector' means any person who acquires, holds, or disposes of firearms or ammunition as curios or relics, as the Secretary shall by regulation define, and the term 'licensed collector' means any such person licensed under the provisions of this chap- ter. "(14) The term 'indictment' includes an indictment or information in any court under which a crime punishable by imprisonment for a term exceeding one year may be prosecuted. "(15) The term 'fugitive from justice' means any person who has fled from any State to avoid prosecution for a crime or to avoid giving testimony in any criminal proceeding. "(16) The terra 'antique firearm' means- "(A) any firearm (including any firearm with a matchlock, flintlock, percussion cap, or similar type of ignition system) manufactured in or before 1898; and 5383 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 "(B) any repiica of any firearm described in subparagraph (A) if such replica- "(i) is not designed or redesigned for using rimfire or conventional centerfire fixed ammunition, or "(ii) uses rimfire or conventional centerfire fixed am- munition which is no longer manufactured in the United States and which is not readily available in the ordinary channels of commercial trade. "(17) The term 'ammunition' means ammunition or cartridge cases, primers, bullets, or propellent powder designed for use in any firearm. "(18) The term 'Secretary' or 'Secretary of the Treasury' means the Secretary of the Treasury or his delegate. "(19) The term 'published ordinance' means a published law of any political subdivision of a State which the Secretary determines to be relevant to the enforcement of this chapter and which is con- tained on a list compiled by the Secretary, which list shall be published in the Federal Register, revised annually, and furnished to each licensee under this chapter. ((20) The term 'crime punishable by imprisonment for a term exceeding one year' shall not include (A) any Federal or State offenses pertaining to antitrust violations, unfair trade practices, restraints of trade, or other similar offenses relating to the regula- tion of business practices as the Secretary may by regulation desig- nate, or (B) any State offense (other than one involving a firearm or explosive) classified by the laws of the State as a misdemeanor and punishable by a term of imprisonment of two years or less. "(b) For the purposes of this chapter, a member of the Armed Forces on active duty is a resident of the State in which his perma- nent duty station is located. "$ 922. Unlawful acts "(a) It shall be unlawful- "(1) for any person, except a licensed importer, licensed manufacturer, or licensed dealer, to engage in the business of importing, manufacturing, or dealing in firearms or ammuni- tion, or in the course of such business to ship, transport, or receive any firearm or ammunition in interstate or foreign commerce; "(2) for any importer, manufacturer, dealer, or collector licensed under the provisions of this chapter to ship. or trans- port in interstate or foreign commerce any firearm or ammuni- tion to any person other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, except that- (A) this paragraph and subsection (b) (3) shall not be held to preclude a licensed importer, licensed manufac- turer, licensed dealer, or licensed collector from returning a firearm or replacement firearm of the same kind and type to a person from whom it was received; and this 5384 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 paragraph shall not be held to preclude an individual from mailing a firearm owned in compliance with Federal, State, and local law to a licensed importer, licensed manufacturer, or licensed dealer for the sole purpose of repair or customiz- ing; "(B) this paragraph shall not be held to preclude a li- censed importer, licensed manufacturer, or licensed dealer from depositing a firearm for conveyance in the mails to any officer, employee, agent, or watchman who, pursuant to the provisions of section 1715 of this title, is eligible to receive through the mails pistols, revolvers, and other fire- arms capable of being concealed on the person, for use in connection with his official duty; and "(C) nothing in this paragraph shall be construed as applying in any manner in the District of Columbia, the Commonwealth of Puerto Rico, or any possession of the United States differently than it would apply if the District of Columbia, the Commonwealth of Puerto Rico, or the possession were in fact a State of the United States; "(3) for any person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector to transport into or receive in the State where he resides (or if the person is a corporation or other business entity, the State where it maintains a place of business) any firearm purchased or other- wise obtained by such person outside that State, except that this paragraph (A) shall not preclude any person who lawfully acquires a firearm by bequest or intestate succession in a State other than his State of residence from transporting the firearm into or receiving it in that State, if it is lawful for such person to purchase or possess such firearm in that State, (B) shall not apply to the transportation or receipt of a rifle or shotgun obtained in conformity with the provisions of subsection (b) (3) of this section, and (C) shall not apply to the transportation of any firearm acquired in any State prior to the effective date of this chapter; "(4) for any person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, to trans- port in interstate or foreign commerce any destructive device, machine-gun (as defined in section 5845 of the Internal Revenue Code of 1954), short-barreled shotgun, or short-barreled rifle, except as specifically authorized by the Secretary consistent with public safety and necessity; "(5) for any person (other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector) to transfer, sell, trade, give, transport, or deliver any firearm to any person (other than a licensed importer, licensed manufacturer, li- censed dealer, or licensed collector) who the transferor knows or has reasonable cause to believe resides in any State other than that in which the transferor resides (or other than that 12 U.S.Cong News '68-20 5385 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 in which its place of business is located if the transferor is a corporation or other business entity); except that this para- graph shall not apply to (A) the transfer, transportation, or delivery of a firearm move to carry out a bequest of a firearm to, or an acquisition by itestate succession of a firearm by, a person who is permitted to acquire or possess a firearm under the laws of the State of his residence, and (B) the loan or rental of a firearm to any person for temporary use for lawful sporting purposes; and "(6) for any person in connection with the acquisition or attempted acquisition of any firearm or ammunition from a licensed importer, licensed manufacturer, licensed dealer, or licensed collector, knowingly to make any false or fictitious oral or written statement or to furnish or exhibit any false, fictitious, or misrepresented identification, intended or likely to deceive such importer, manufacturer, dealer, or collector with respect to any fact material to the lawfulness of the sale or other disposition of such firearm or ammunition under the provisions of this chapter. (b) It shall be unlawful for any licensed importer, licensed man- ufacturer, licensed dealer, or licensed collector to sell or deliver- "(1) any firearm or ammunition to any individual who the licensee knows or has reasonable cause to believe is less than eighteen years of age, and, if the firearm, or ammunition is other than a shotgun or rifle, or ammunition for a shotgun or rifle, to any individual who the licensee knows or has reasonable cause to believe is less than twenty-one years of age. "(2) any firearm or ammunition to any person in any State where the purchase or possession by such person of such fire- arm or ammunition would be in violation of any State law or any published ordinance applicable at the place of sale, delivery or other disposition, unless the licensee knows or has reason- able cause to believe that the purchase or possession would not be in violation of such State law or such published ordinance; "(3) any firearm to any person who the licensee knows or has reasonable cause to believe does not reside in (or if the person is a corporation or other business entity, does not main- tain a place of business in) the State in which the licensee's place of business is located, except that this paragraph (A) shall not apply to the sale or delivery of a rifle or shotgun to a resident of a State contiguous to the State in which the li- censee's place of business is located if the purchaser's State of residence permits such sale or delivery by law, the sale fully complies with the legal conditions of sale in both such con- tiguous States, and the purchaser and the licensee have, prior to the sale, or delivery for sale, of the rifle or shotgun, com- plied with all of the requirements of section 922(c) applicable to intrastate transactions other than at the licensee's business premises, (B) shall not apply to the loan or rental of a firearm 5386 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 to any person for temporary use for lawful sporting purposes, and (C) shall not preclude any person who is participating in any organized rifle or shotgun match or contest, or is engaged in hunting, in a State other than his State of residence and whose rifle or shotgun has been lost or stolen or has become inoperative in such other State, from purchasing a rifle or shotgun in such other State from a licensed dealer if such person presents to such dealer a sworn statement (i) that his rifle or shotgun was lost or stolen or became inoperative while participating in such a match or contest, or while engaged in hunting, in such other State, and (ii) identifying the chief law enforcement officer of the locality in which such person resides, to whom such licensed dealer shall forward such statement by registered mail; "(4) to any person any destructive device, machinegun (as defined in section 5845 of the Internal Revenue Code of 1954), short-barreled shotgun, or short-barreled rifle, except as specifi- cally authorized by the Secretary consistent with public safety and necessity; and "(5) any firearm or ammunition to any person unless the li- censee notes in his records, required to be kept pursuant to sec- tion 923 of this chapter, the name, age, and place of residence of such person if the person is an individual, or the identity and principal and local places of business of such person if the per- son is a corporation or other business entity. Paragraphs (1), (2), (3), and (4) of this subsection shall not apply to transactions between licensed importers, licensed manufacturers, licensed dealers, and licensed collectors. Paragraph (4) of this sub- section shall not apply to d sale or delivery to any research organiza- tion designated by the Secretary. "(c) In any case not otherwise prohibited by this chapter, a li- censed importer, licensed manufacturer, or licensed dealer may sell a firearm to a person who does not appear in person at the licensee's business premises (other than another licensed importer, manufac- turer, or dealer) only if- "(1) the transferee submits to the transferor a sworn state- ment in the following form: " 'Subject to penalties provided by law, I swear that, in the case of any firearm other than a shotgun or a rifle, I am twenty-one years or more of age, or that, in the case of a shotgun or a rifle, I am eighteen years or more of age; that I am not prohibited by the provisions of chapter 44 of title 18, United States Code, from re- ceiving a firearm in interstate or foreign commerce; and that my receipt of this firearm will not be in viola- tion of any statute of the State and published ordinance applicable to the locality in which I reside. Further, the true title, name, and address of the principal law en- 5387 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 forcement officer of the locality to which the firearm will be delivered are Signature Date and containing blank spaces for the attachment of a true copy of any permit or other information required pursuant to such statute or published ordinance; "(2) the transferor has, prior to the shipment or delivery of the firearm, forwarded by registered or certified mail (return receipt requested) a copy of the sworn statement, together with a description of the firearm, in a form prescribed by the Secre- tary, to the chief law enforcement officer of the transferee's place of residence, and has received a return receipt evidencing delivery of the statement or has had the statement returned due to the refusal of the named addressee to accept such letter in accordance with United States Post Office Department regula- tions; and "(3) the transferor has delayed shipment or delivery for a period of at least seven days following receipt of the notification of the acceptance or refusal of delivery of the statement. A copy of the sworn statement and a copy of the notification to the local law enforcement officer, together with evidence of receipt or rejection of that notification shall be retained by the licensee as a part of the records required to be kept under section (g). "(d) It shall be unlawful for any licensed importer, licensed man- ufacturer, licensed dealer, or licensed collector to sell or otherwise dispose of any firearm or ammunition to any person knowing or hav- ing reasonable cause to believe that such person- "(1) is under indictment for, or has been convicted in any court of, a crime punishable by imprisonment for a term exceed- ing one year; "(2) is a fugitive from justice; "(3) is an unlawful user of or addicted to marihuana or any depressant or stimulant drug (as defined in section 201(v) of the Federal Food, Drug, and Cosmetic Act) or narcotic drug (as defined in section 4731(a) of the Internal Revenue Code of 1954) ; or "(4) has been adjudicated as a mental defective or has been committed to any mental institution. This subsection shall not apply with respect to the sale or disposition of a firearm or ammunition to a licensed importer, licensed manufac- turer, licensed dealer, or licensed collector who pursuant to subsec- tion (b) of section 925 of this chapter is not precluded from dealing in firearms or ammunition, or to a person who has been granted re- lief from disabilities pursuant to subsection (c) of section 925 of this chapter. "(e) It shall be unlawful for any person knowingly to deliver or cause to be delivered to any common or contract carrier for trans- portation or shipment in interstate or foreign commerce, to persons 5388 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 other than licensed importers, licensed manufacturers, licensed deal- ers, or licensed collectors, any package or other container in which there is any firearm or ammunition without written notice tn the carrier that such firearm or ammunition is being transported or shipped; except that any passenger who owns or legally possesses a firearm or ammunition being transported aboard any common or contract carrier for movement with the passenger in interstate or foreign commerce may deliver said firearm or ammunition into the custody of the pilot, captain, conductor or operator of such common or contract carrier for the duration of the trip without violating any of the provisions of this chapter. "(f) It shall be unlawful for any common or contract carrier to transport or deliver in interstate or foreign commerce any firearm or ammunition with knowledge or reasonable cause to believe that the shipment, transportation, or receipt thereof would be in violation of the provisions of this chapter. "(g) It shall be unlawful for any person- "(1) who is under indictment for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year; "(2) who is a fugitive from justice; "(3) who is an unlawful user of or addicted to marihuana or any depressant or stimulant drug (as defined in section 201 (v) of the Federal Food, Drug, and Cosmetic Act) or narcotic drug (as defined in section 4731 (a) of the Internal Revenue Code of 1954) ; or (4) who has been adjudicated as a mental defective or who has been committed to a mental institution; to ship or transport any firearm or ammunition in interstate or for- eign commerce. "(h) It shall be unlawful "or any person- "(1) who is under indictment for, or who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year; "(2) who is a fugitive from justice; "(3) who is an unlawful user of or addicted to marihuana or any depressant or stimulant drug (as defined in section 201(v) of the Federal Food, Drug, and Cosmetic Act) or narcotic drug (as defined in section 4731 (a) of the Internal Revenue Code of 1954) ; or "(4) who has been adjudicated as a mental defective or who has been committed to any mental institution; to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce. "(i) It shall be unlawful for any person to transport or ship in interstate or foreign commerce, any stolen firearm or stolen ammu- nition, knowing or having reasonable cause to believe that the fire- arm or ammunition was stolen. 5389 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 "(j) It shall be unlawful for any person to receive, conceal, store, barter, sell, or dispose of any stolen firearm or stolen ammunition, or pledge or accept as security for a loan any stolen firearm or stolen ammunition, which is moving as, which is a part of, or which consti- tutes, interstate or foreign commerce, knowing or having reasonable cause to believe that the firearm or ammunition was stolen. "(k) It shall be unlawful for any person knowingly to transport, ship, or receive, in interstate or foreign commerce, any firearm which has had the importer's or manufacturer's serial number removed, ob- literated, or altered. "(l) Except as provided in section 925 (d) of this chapter, it shall be unlawful for any person knowingly to import or bring into the United States or any possession thereof any firearm or ammunition; and it shall be unlawful for any person knowingly to receive any fire- arm or ammunition which has been imported or brought into the United States or any possession thereof in violation of the provisions of this chapter. "(:n) It shall be unlawful for any licensed importer, licensed man- ufacturer, licensed dealer, or licensed collector knowingly to make any false entry in, to fail to make appropriate entry in, or to fail to properly maintain, any record which he is required to keep pursuant to section 923 of this chapter or regulations promulgated thereunder. "§ 923. Licensing "(a) No person shall engage in business as a firearms or ammuni- tion importer, manufacturer, or dealer until he has filed an applica- tion with, and received a license to do SO from, the Secretary. The application shall be such form and contain such information as the Secretary shall by regulation prescribe. Each applicant shall pay a fee for obtaining such a license, a separate fee being required for each place in which the applicant is to do business, as follows: "(1) If the applicant is a manufacturer- "(A) of destructive devices or ammunition for destructive de- vices, a fee of $1,000 per year; "(B) of firearms other than destructive devices, a fee of $50 per year; or "(C) of ammunition for firearms other than destructive de- vices, a fee of $10 per year. "(2) If the applicant is an importer- "(A) of destructive devices or ammunition for destructive de- vices, a fee of $1,000 per year; or "(B) of firearms other than destructive devices or ammuni- tion for firearms other than destructive devices, a fee of $50 per year. "(3) If the applicant is a dealer- "(A) in destructive devices or ammunition for destructive de- vices, a fee of $1,000 per year; "(B) who is a pawnbroker dealing in firearms other than destructive devices or ammunition for firearms other than de- structive devices, a fee of $25 per year; or 5390 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 "(C) who is not a dealer in destructive devices or a pawn- broker, a fee of $10 per year. "(b) Any person desiring to be licensed as a collector shall file an application for such license with the Secretary. The application shall be in such form and contain such information as the Secretary shall by regulation prescribe. The fee for such license shall be $ 0 per year. Any license granted under this subsection shall only ap- ply to transactions in curios and relics. "(c) Upon the filing of a proper application and payment of the prescribed fee, the Secretary shall issue to a qualified applicant the appropriate license which, subject to the provisions of this chapter and other applicable provisions of law, shall entitle the licensee to transport, ship, and receive firearms and ammunition covered by such license in interstate or foreign commerce during the period stat- ed in the license. "(d) (1) Any application submitted under subsection (a) or (b) of this section shall be approved if- "(A) the applicant is twenty-one years of age or over; "(B) the applicant (including, in the case of a corporation, partnership, or association, any individual possessing, directly or indirectly, the power to direct or cause the direction of the management and policies of the corporation, partnership, or as- sociation) is not prohibited from transporting, shipping, or re- ceiving firearms or ammunition in interstate or foreign com- merce under section 922(g) and (h) of this chapter; "(C) the applicant has not willfully violated any of the pro- visions of this chapter or regulations issued thereunder; "(D) the applicant has not willfully failed to disclose any material information required, or has not made any false state- ment as to any material fact, in connection with his application; and (E) the applicant has in a State (i) premises from which he conducts business subject to license under this chapter or from which he intends to conduct such business within a reasonable period of time, or (ii) in the case of a collector, premises from which he conducts his collecting subject to license under this chapter or from which he intends to conduct such collecting within a reasonable period of time. "(2) The Secretary must approve or deny an application for a li- cense within the forty-five-day period beginning on the date it is re- ceived. If the Secretary fails to act within such period, the applicant may file an action under section 1361 of title 28 to compel the Secre- tary to act. If the Secretary approves an applicant's application, such applicant shall be issued a license upon the payment of the pre- scribed fee. "(e) The Secretary may, after notice and opportunity for hearing, revoke any license issued under this section if the holder of such license has violated any provision of this chapter or any rule or regu- lation prescribed by the Secretary under this chapter. The Secre- 5391 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 tary's action under this subsection may be reviewed only as provided in subsection (f) of this section. "(f) (1) Any person whose application for a license is denied and any holder of a license which is revoked shall receive a written notice from the Secretary stating specifically the grounds upon which the application was denied or upon which the license was revoked. Any notice of a revocation of a license shall be given to the holder of such license before the effective date of the revocation. "(2) If the Secretary denies an application for, or revokes, a li- cense, he shall, upon request by the aggrieved party, promptly hold a hearing to review his denial or revocation. In the case of a revoca- tion of a license, the Secretary shall upon the request of the holder of the license stay the effective date of the revocation. A hearing held under this paragraph shall be held at a location convenient to the aggrieved party. "(3) If after a hearing held under paragraph (2) the Secretary decides not to reverse his decision to deny an application or revoke a license, the Secretary shall give notice of his decision to the ag- grieved party. The aggrieved party may at any time within sixty days after the date notice was given under this paragraph file a pe- tition with the United States district court for the district in which he resides or has his principal place of business for a judicial review of such denial or revocation. In a proceeding conducted under this subsection, the court may consider any evidence submitted by the parties to the proceeding. If the court decides that the Secretary was not authorized to deny the application or to revoke the license, the court shall order the Secretary to take such action as may be necessary to comply with the judgment of the court. "(g) Each licensed importer, licensed manufacturer, licensed deal-: er, and licensed collector shall maintain such records of importation, production, shipment, receipt, sale, or other disposition, of firearms and ammunition at such place, for such period, and in such form as the Secretary may by regulations prescribe. Such importers, manu- facturers, dealers, and collectors shall make such records available for inspection at all reasonable times, and shall submit to the Secre- tary such reports and information with respect to such records and the contents thereof as he shall by regulations prescribe. The Sec- retary may enter during business hours the premises (including places of storage) of any firearms or ammunition importer, manu- facturer, dealer, or collector for the purpose of inspecting or examin- ing (1) any records or documents required to be kept by such im- porter, manufacturer, dealer, or collector under the provisions of this chapter or regulations issued under this chapter, and (2) any firearms or ammunition kept or stored by such importer, manufac- turer, dealer, or collector at such premises. Upon the request of any State or any political subdivision thereof, the Secretary may make available to such State or any political subdivision thereof, any in- formation whieh he may obtain by reason of the provisions of this chapter with espect to the identification of persons within such 5392 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 State or political subdivision thereof, who have purchased or re- ceived firearms or ammunition, together with a description of such firearms or ammunition. "(h) Licenses issued under the provisions of subsection (c) of this section shall be kept posted and kept available for inspection on the premisès covered by the license. "(i) Licensed importers and licensed manufacturers shall identify, by means of a serial number engraved or cast on the receiver or frame of the weapon, in such manner as the Secretary shall by regu- lations prescribe, each firearm imported or manufactured by such importer or manufacturer. "(j) This section shall not apply to anyone who engages only in hand loading, reloading, or custom loading ammunition for his own firearm, and who does not hand load, reload, or custom load ammuni- tion for others. "$ 924. Penalties "(a) Whoever violates any provision of this chapter or knowingly makes any false statement or representation with respect to the in- formation required by the provisions of this chapter to be kept in the records of a person licensed under this chapter, or in applying for any license or exemption or relief from disability under the provi- sions of this chapter, shall be fined not more than $5,000, or impris- oned not more than five years, or both, and shall become eligible for parole as the Board of Parole shall determine. "(b) Whoever, with intent to commit therewith an offense punish- able by imprisonment for a term exceeding one year, or with knowl- edge or reasonable cause to believe that an offense punishable by imprisonment for a term exceeding one year is to be committed there- with, ships, transports, or receives a firearm or any ammunition in interstate or foreign commerce shall be fined not more than $10,000, or imprisoned not more than ten years, or both. "(c) Whoever- "(1) uses a firearm to commit any felony which may be prose- cuted in a court of the United States, or "(2) carries a firearm unlawfully during the commission of any felony which may be prosecuted in a court of the United States, shall be sentenced to a term of imprisonment for not less than one year nor more than 10 years. In the case of his second or subsequent conviction under this subsection, such person shall be sentenced to a term of imprisonment for not less than five years nor more than 25 years, and, notwithstanding any other provision of law, the court shall not suspend the sentence of such person or give him a proba- tionary sentence. "(d) Any firearm or ammunition involved in or used or intended to be used in, any violation of the provisions of this chapter or any rule or regulation promulgated thereunder, or any violation of any other criminal law of the United States, shall be subject to seizure and forfeiture and all provisions of the Internal Revenue Code of 5393 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 1954 relating to the seizure, forfeiture, and disposition of firearms, as defined in section 5845(a) of that Code, shall, so far as applicable, extend to seizures and forfeitures under the provisions of this chap- ter. "§ 925. Exceptions: Relief from disabilities "(a) (1) The provisions of this chapter shall not apply with re- spect to the transportation, shipment, receipt, or importation of any firearm or ammunition imported for, sold or shipped to, or issued for the use of, the United States or any department or agency thereof or any State or any department, agency, or political subdivision thereof. "(2) The provisions of this chapter shall not apply with respect to (A) the shipment or receipt of firearms or ammunition when sold or issued by the Secretary of the Army pursuant to section 4308 of title 10, and (B) the transportation of any such firearm or ammuni- tion carried out to enable a person, who lawfully received such fire- arm or ammunition from the Secretary of the Army, to engage in military training or in competitions. "(3) Unless otherwise prohibited by this chapter or any other Federal law, a licensed importer, licensed manufacturer, or licensed dealer may ship to a member of the United States Armed Forces on active duty outside the United States or to clubs, recognized by the Department of Defense, whose entire membership is composed of such members, and such members or clubs may receive a firearm or ammunition determined by the Secretary of the Treasury to be gen- erally recognized as particularly suitable for sporting purposes and intended for the personal use of such member or club. "(4) When established to the satisfaction of the Secretary to be consistent with the provisions of this chapter and other applicable Federal and State laws and published ordinances, the Secretary may authorize the transportation, shipment, receipt, or importation into the United States to the place of residence of any member of the United States Armed Forces who is on active duty outside the United States (or who has been on active duty outside the United States within the sixty day period immediately preceding the transportation, shipment, receipt, or importation), of any firearm or ammunition which is (A) determined by the Secretary to be generally recognized as particularly suitable for sporting purposes, or determined by the Department of Defense to be a type of firearm normally classified as a war souvenir, and (B) intended for the personal use of such mem- ber. "(5) For the purpose of paragraphs (3) and (4) of this subsection, the term 'United States' means each of the several States and the District of Columbia. "(b) A licensed importer, licensed manufacturer, licensed dealer, or licensed collector who is indicted for a crime punishable by im- prisonment for a term exceeding one year, may, otwithstanding any other provision of this chapter, continue operation pursuant to his existing license (if prior to the expiration of the term of the existing 5394 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 license timely application is made for a new license) during the term of such indictment and until any conviction pursuant to the indict- ment becomes final. "(c) A person who has been convicted of a crime punishable by imprisonment for a term exceeding one year (other than a crime in- volving the use of a firearm or other weapon or a violation of this chapter or of the National Firearms Act) may make application to the Secretary for relief from the disabilities imposed by Federal laws with respect to the acquisition, receipt, transfer, shipment, or possession of firearms and incurred by reason of such conviction, and the Secretary may grant such relief if it is established to his satisfaction that the circumstances regarding the conviction, and the applicant's record and reputation, are such that the applicant will not be likely to act in a manner dangerous to public safety and that the granting of the relier would not be contrary to the public in- terest. A licensed importer licensed manufacturer, licensed dealer, or licensed collector cond ting operations under this chapter, who makes application for from the disabilities incurred under this chapter by reason of conviction, shall not be barred by such conviction from further rerations under his license pending final action on an application for relief filed pursuant to this section. Whenever the Secretary relief to any person pursuant to this section he shall publish in the Federal Register notice of such action, together with the reasons therefor. "(d) The Secretary may authorize a firearm or ammunition to be imported or broum: into the United States or any possession there- of if the person temporting or bringing in the firearm or ammunition establishes to the sutisfaction of the Secretary that the firearm or ammunition- "(1) is being imported or brought in for scientific or research purposes, is for use in connection with competition or training pursuant to chapter 401 of title 10; (2) is an unserviceable firearm, other than a machinegun as defined in section 5845(b) of the Internal Revenue Code of 1954 (not readily restorable to firing condition), imported or brought in as a curio or museum piece; "(3) is of a type that does not fall within the definition of a firearm as defined in section 5845(a) of the Internal Revenue Code of 1954 and is generally recognized as particularly suitable for or readily adaptable to sporting purposes, excluding surplus military firearms; or "(4) was previously taken out of the United States or a pos- session by the person who is bringing in the firearm or ammuni- tion. The Secretary may permit the conditional importation or bringing in of a firearm or ammunition for examination and testing in connec- tion with the making of a determination as to whether the importa- 5395 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 tion or bringing in of such firearm or ammunition will be allowed under this subsection. "§ 926. Rules and regulations "The Secretary may prescribe such rules and regulations as he deems reasonably necessary to carry out the provisions of this chap- ter, including- "(1) regulations providing that a person licensed under this chapter, when dealing with another person SO licensed, shall pro- vide such other licensed person a certified copy of this license; and "(2) regulations providing for the issuance, at a reasonable cost, to a person licensed under this chapter, of certified copies of his license for use as provided under regulations issued under paragraph (1) of this subsection. The Secretary shall give reasonable public notice, and afford to in- terested parties opportunity for hearing, prior to prescribing such rules and regulations. "§ 927. Effect on State law "No provision of this chapter shall be construed as indicating an intent on the part of the Congress to occupy the field in which such provision operates to the exclusion of the law of any State on the same subject matter, unless there is a direct and positive conflict between such provision and the law of the State SO that the two can- not be reconciled or consistently stand together. "§ 928. Separability "If any provision of this chapter or the application thereof to any person or circumstance is held invalid, the remainder of the chapter and the application of such provision to other persons not similarly situated or to other circumstances shall not be affected thereby." Sec. 103. The administration and enforcement of the amendment made by this title shall be vested in the Secretary of the Treasury. Sec. 104. Nothing in this title or the amendment made thereby shall be construed as modifying or affecting any provision of- (a) the National Firearms Act (chapter 53 of the Internal Revenue Code of 1954) ; (b) section 414 of the Mutual Security Act of 1954 (22 U.S.C. 1934), as amended, relating to munitions control; or (c) section 1715 of title 18, United States Code, relating to non-mailable firearms. Sec. 105. (a) Except as provided in subsection (b), the provisions of chapter 14 of title 18, United States Code, as amended by section 102 of this title, shall take effect on December 16, 1968. (b) The following sections of chapter 44 of title 18, United States Code, as amended by section 102 of this title shall taxe effect on the date of the enactment of this title: Sections 921, 922(l), 925(a) (1), and 925(d). 5396 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 TITLE II-MACHINE GUNS, DESTRUCTIVE DEVICES, AND CERTAIN OTHER FIREARMS Sec. 201. Chapter 53 of the Internal Revenue Code of 1954 78 is amended to read as follows: "CHAPTER 53-MACHINE GUNS, DESTRUCTIVE DEVICES, AND CERTAIN OTHER FIREARMS "Subchapter A. Taxes. "Subchapter B. General provisions and exemptions. "Subchapter C. Prohibited acts. "Subchapter D. Penalties and forfeitures. "Subchapter A-Taxes "Part I. Special (occupational) taxes. "Part II. Tax on transferring firearms. "Part III. Tax on making firearms. "PART I-SPECIAL (OCCUPATIONAL) TAXES "Sec. 5801. Tax. "Sec. 5802. Registration of importers, manufacturers, and dealers. "SEC. 5801. TAX. "On first engaging in business and thereafter on or before the first day of July of each year, every importer, manufacturer, and dealer in firearms shall pay a special (occupational) tax for each place of business at the following rates: "(1) Importers.-$500 a year or fraction thereof; "(2) Manufacturers.-$500 a year or fraction thereof; "(3) Dealers.-$200 a year or fraction thereof. Except an importer, manufacturer, or dealer who imports, manu- factures, or deals in only weapons classified as 'any other weapon' under section 5845(e), shall ray a special (occupational) tax for each place of business at the following rates: Importers, $25 a year or fraction thereof; manufacturers, $25 a year or fraction thereof; dealers, $10 a year or fraction thereof. "SEC. 5802. REGISTRATION OF IMPORTERS, MANUFACTUR- ERS, AND DEALERS. "On first engaging in business and thereafter on or before the first day of July of each year, each importer, manufacturer, and dealer in firearms shall register with the Secretary or his delegate in each internal revenue district in which such business is to be carried on, his name, including any trade name, and the address of each location in the district where he will conduct such business. 78. 26 U.S.C.A. (I.R.C.1954) § 5801 et seq. 5397 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 Where there is a change during the taxable year in the location of, or the trade name used in, such business, the importer, manufactur- er, or dealer shall file an application with the Secretary or his delegate to amend his registration. Firearms operations of an importer, manufacturer, or dealer may not be commenced at the new location or under a new trade name prior to approval by the Secretary or his delegate of the application. "PART II-TAX ON TRANSFERRING FIREARMS "Sec. 5811. Transfer tax. "Sec. 5812. Transfers. "SEC. 5811. TRANSFER TAX. "(a) Rate.-There shall be levied, collected, and paid on firearms transferred a tax at the rate of $200 for each firearm transferred, except, the transfer tax on any firearm classified as any other weapon under section 5845(e) shall be at the rate of $5 for each such firearm transferred. "(b) By Whom Paid.-The tax imposed by subsection (a) of this section shall be paid by the transferor. "(c) Payment.-The tax imposed by subsection (a) of this section shall be payable by the appropriate stamps prescribed for payment by the Secretary or his delegate. "SEC. 5812. TRANSFERS. "(a) Application.-A firearm shall not be transferred unless (1) the transferor of the firearm has filed with the Secretary or his delegate a written application, in duplicate, for the transfer and registration of the firearm to the transferee on the application form prescribed by the Secretary or his delegate; (2) any tax payable on the transfer is paid as evidenced by the proper stamp affixed to the original application form; (3) the transferee is identified in the application form in such manner as the Secretary or his delegate may by regulations prescribe, except that, if such person is an in- dividual, the identification must include his fingerprints and his photograph; (4) the transferor of the firearm is identified in the application form in such manner as the Secretary or his delegate may by regulations prescribe; (5) the firearm is identified in the application form in such manner as the Secretary or his delegate may by regulations prescribe; and (6) the application form shows that the Secretary or his delegate has approved the transfer and the registration of the firearm to the transferee. Applications shall be denied if the transfer, receipt, or possession of the firearm would place the transferee in violation of law. "(b) Transfer of possession.-The transferee of a firearm shall not take possession of the firearm unless the Secretary or his dele- gate has approved the transfer and registration of the firearm to the transferee as required by subsection (a) of this section. 5398 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 "PART III-TAX ON MAKING FIREARMS Sec. 5821. Making tax. Sec. 5822. Making. "SEC. 5821. MAKING TAX. "(a) Rate.-There shall be levied, collected, and paid upon the making of a firearm a tax at the rate of $200 for each firearm made. "(b) By Whom Paid.-The tax imposed by subsection (a) of this section shall be paid by the person making the firearm. "(c) Payment.-The tax imposed by subsection (a) of this section shall be payable by the stamp prescribed for payment by the Secre- tary or his delegate. "SEC. 5822. MAKING. "No person shall make a firearm unless he has (a) filed with the Secretary or his delegate a written application, in duplicate, to make and register the firearm on the form prescribed by the Secre- tary or his delegate; (b) paid any tax payable on the making and such payment is evidenced by the proper stamp affixed to the original application form; (c) identified the firearm to be made in the application form in such manner as the Secretary or his delegate may by regulations prescribe; (d) identified himself in the application form in such manner as the Secretary or his delegate may by regulations prescribe, except that, if such person is an individual, the identification must include his fingerprints and his photograph; and (e) obtained the approval of the Secretary or his delegate to make and register the firearm and the application form shows such approval. Applications shall be denied if the making or possession of the firearm would place the person making the firearm in violation of law. "Subchapter B-General Provisions and Exemptions "Part 1. General provisions. "Part II. Exemptions. "PART I-GENERAL PROVISIONS "Sec. 5841. Registration of firearms. "Sec. 5842. Identification of firearms. "Sec. 5843. Records and returns. "Sec. 5844. Importation. "Sec. 5845. Definitions. "Sec. 5846. Other laws applicable. "Sec. 5847. Effect on other law. "Sec. 5848. Restrictive use of information. "Sec. 5849. Citation of chapter. "SEC. 5841. REGISTRATION OF FIREARMS "(a) Central Registry.-The Secretary or his delegate shall main- tain a central registry of all firearms in the United States which are not in the possession or under the control of the United States. 5399 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 This registry shall be known as the National Firearms Registration and Transfer Record. The registry shall include- "(1) identification of the firearm; "(2) date of registration; and "(3) identification and address of person entitled to pos- session of the firearm. "(b) By Whom Registered.-Each manufacturer, importer, and maker shall register each firearm he manufactures, imports, or makes. Each firearm transferred shall be registered to the trans- feree by the transferor. "(c) How Registered.-Each manufacturer shall notify the Sec- retary or his delegate of the manufacture of a firearm in such manner as may by regulations be prescribed and such notification shall effect the registration of the firearm required by this section. Each importer, maker, and transferor of a firearm shall, prior to importing, making, or transferring a firearm, obtain authorization in such manner as required by this chapter or regulations issued thereunder to import, make, or transfer the firearm, and such authorization shall effect the registration of the firearm required by this section. "(d) Firearms Registered on Effective Date of This Act.-AT person shown as possessing a firearm by the records maintained by the Secretary or his delegate pursuant to the National Firearms Act in force on the day immediately prior to the effective date of the National Firearms Act of 1968 shall be considered to have registered under this section the firearms in his possession which are disclosed by that record as being in his possession. "(e) Proof of Registration.-A person possessing a firearm regis- tered as required by this section shall retain proof of registration which shall be made available to the Secretary or his delegate upon request. "SEC. 5842. IDENTIFICATION OF FIREARMS. "(a) Identification of Firearms Other Than Destructive De- vices.-Each manufacturer and importer and anyone making a fire- arm shall identify each firearm, other than a destructive device, manufactured, imported, or made by a serial number which may not be readily removed, obliterated, or altered, the name of the manu- facturer, importer, or maker, and such other identification as the Secretary or his delegate may by regulations prescribe. "(b) Firearms Without Serial Number.-Any person who pos- sesses a firearm, other than a destructive device, which does not bear the serial number and other information required by subsec- tion (a) of this section shall identify the firearm with a serial number assigned by the Secretary or his delegate and any other information the Secretary or his delegate may by regulations pre- scribe. 5400 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 "(c) Identification of Destructive Device.-Any firearm classi- fied as a destructive device shall be identified in such manner as the Secretary or his delegate may by regulations prescribe. "SEC. 5843. RECORDS AND RETURNS. "Importers, manufacturers, and dealers shall keep such records of, and render such returns in relation to, the importation, manu- facture, making, receipt, and sale, or other disposition, of firearms as the Secretary or his delegate may by regulations prescribe. "SEC. 5844. IMPORTATION "No firearm shall be imported or brought into the United States or any territory under its control or jurisdiction unless the importer establishes, under regulations as may be prescribed by the Secretary or his delegate, that the firearm to be imported or brought in is- "(1) being imported or brought in for the use of the United States or any department, independent establishment, or agency thereof or any State or possession or any political subdivision thereof; or "(2) being imported or brought in for scientific or research purposes; or "(3) being imported OI brought in solely for testing or use as a model by a registere. mufacturer or solely for use as a sample by a registered in or registered dealer; except that, the Secretary or legate may permit the conditional importation or bringing in of for examination and testing in connection with classifying firearm. "SEC. 5845. DEFINITIONS: "For the purpose of this chanter- "(a) Firearm.-The term 'Virearm' means (1) a shotgun having a barrel or barrels of less than 18 inches in length; (2) a weapon made from a shotgun if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length; (3) a rifle having a barrel or barrels of less than 16 inches in length; (4) a weapon made from a rifle if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 16 inches in length; (5) any other weapon, as defined in subsection (e) (6) a machinegun; (7) a muffler or a silencer for any firearm whether or not such firearm is included within this definition; and (8) a 'destructive device. The term 'firearm' shall not include an antique firearm or any device (other than a machinegun or destructive device) which, although designed as a weapon, the Secretary or his delegate finds by reason of the date of 118 manufacture, value, design, and other characteristics is primarily a collector's item and is not likely to be used as a weapon. "(b) Machinegun.-The term 'machinegun' means any weapon which shoots, is designed to shoot, or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger. The term shall also include the frame 12 U.S.Cong.News '68--21 5401 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 or receiver of any such weapon, any combination of parts designed and intended for use in converting a weapon into a machinegun, and any combination of parts from which a machinegun can be assembled if such parts are in the possession or under the control of a person. "(c) Rifle.-The term 'rifle' means a weapon designed or rede- signed: made or remade, and intended to be fired from the shoulder and designed cr redesigned and made or remade to use the energy of the explosive in a fixed cartridge to fire only a single projectile through B. rifled bore for each single pull of the trigger, and shall include any such weapon which may be readily restored to fire a fixed cartridge. "(d) term 'shotgun' means a weapon designed or redesign made or remade, and intended to be fired from the shoul- der and Haigned or redesigned and made or remade to use the energy of the explosive in a fixed shotgun shell to fire through a smooth bore either a number of projectiles (ball shot) or a single projectile for each pull of the trigger, and shall include any such weapon which may be readily restored to fire a fixed shotgun shell. "(e) Any Other Weapon.-The term 'any other weapon' means any weapon or device capable of being concealed on the person from which a shot can be discharged through the energy of an explosive, a pistol or revolver having a barrel with a smooth bore designed or redesigned to fire a fixed shotgun shell, weapons with combination shotgun and rifle barrels 12 inches or more, less than 18 inches in length, from which only a single discharge can be made from either barrel without manual reloading, and shall include any such weapon which may be readily restored to fire. Such term shall not include a pistol or a revolver having a rifled bore, or rifled bores, or weapons designed, made, or intended to be fired from the shoulder and not capable of firing fixed ammunition. "(f) Destructive Device.-The term 'destructive device' means (1) any explosive, incendiary, or poison gas (A) bomb, (B) grenade, (C) rocket having a propellent charge of more than four ounces, (D) mis- sile having an explosive or incendiary charge of more than one-quar- ter ounce, (E) mine, or (F) similar device; (2) any type of weapon by whatever name known which will, or which may be readily con- verted to, expel a projectile by the action of an explosive or other propellant, the barrel or barrels of which have a bore of more than one half inch in diameter, except a shotgun or shotgun shell which the Secretary or his delegate finds is generally recognized as par- ticularly suitable for sporting purposes; and (3) any combination of parts either designed or intended for use in converting any device into a destructive device as defined in subparagraphs (1) and (2) and from which a destructive device may be readily assembled. The term 'destructive device' shall not include any device which is neither designed nor redesigned for use as a weapon; any device, although originally designed for use as a weapon, which is redesigned for use as a signaling, pyrotechnic, line throwing, safety, or similar device; surplus ordnance sold, loaned, or given by the Secretary of the Army 5402 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 pursuant to the p ovisions of section 4684(2), 4685, or 4686 of title 10 of the United States Code; or any other device which the Secre- tary of the Treasury or his delegate finds is not likely to be used as a weapon, or is an antique or is a rifle which the owner intends to use solely for sporting purposes. "(g) Antique Firearm.-The term 'antique firearm' means any firearm not designed or redesigned for using rim fire or conventional center fire ignition with fixed ammunition and manufactured in or before 1898 (including any matchlock, flintlock, percussion cap, or similar type of ignition system or replica thereof, whether actually manufactured before or after the year 1898) and also any firearm using fixed ammunition manufactured in or before 1898, for which ammunition is no longer manufactured in the United States and is not readily available in the ordinary channels of commercial trade. "(h) Unserviceable Firearm.-The term 'unserviceable firearm' means a firearm which is incapable of discharging a shot by means of an explosive and incapable of being readily restored to a firing condition. "(i) Make.-The term 'make', and the various derivatives of such word, shall include manufacturing (other than by one qualified to engage in such business under this chapter), putting together, alter- ing, any combination of these, or otherwise producing a firearm. "(j) Transfer.-The term 'transfer' and the various derivatives of such word, shall include selling, assigning, pledging, leasing, loan- ing, giving away, or otherwise disposing of. "(k) Dealer.-The term 'dealer' means any person, not a manu- facturer importer, engaged in the business of selling, renting, leas- ing, or loaning firearms and shall include pawnbrokers who accept firearm collateral for loans. "(l) Importer.-The term 'importer' means any person who is en- gaged in Ure business of importing or bringing firearms into the United States. "(m) Manufacturer.-The term 'manufacturer' means any person who is engaged in the business of manufacturing firearms. "SEC. 5846 OTHER LAWS APPLICABLE. "All provisions of law relating to special taxes imposed by chapter 51 and to engraving, issuance, sale, accountability, cancellation, and distribution of stamps for tax payment shall, insofar as not incon- sistent with the provisions of this chapter, be applicable with respect to the taxes imposed by sections 5801, 5811, and 5821. "SEC. 5847. EFFECT ON OTHER LAWS. "Nothing in this chapter shall be construed as modifying or affect- ing the requirements of section 414 of the Mutual Security Act of 1954, as amended, with respect to the manufacture, exportation, and importation of arms, ammunition, and implements of war. "SEC. 5848. RESTRICTIVE USE OF INFORMATION. "(a) General Rule.-No information or evidence obtained from an application, registration, or records required to be submitted or re- 5403 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 tained by a natural person in order to comply with any provision of this chapter or regulations issued thereunder, shall, except as pro- vided in subsection (h) of this section, be used, directly or indirectly, as evidence against that person in a criminal proceeding with respect to a violation of law occurring prior to or concurrently with the filing of the application or registration, or the compiling of the rec- ords containing the information or evidence. "(b) Furnishing False Information.-Subsection (a) of this sec- tion shall not preclude the use of any such information or evidence in a prosecution or other action under any applicable provision of law with respect to the furnishing of false information. "SEC. 5849. CITATION OF CHAPTER. "This chapter may be cited as the National Firearms Act' and any reference in any other provision of law to the National Firearms Act' shall be held to refer to the provisions of this chapter. "PART I-EXEMPTIONS "Sec. 5851. Special (occupational) tax exemption. "Sec. 5852. General transfer and making exemption. "Sec. 5853. Exemption from transfer and making tax available to certain governmental entities and officials. "Sec. 5854. Exportation of firearms exempt from transfer tax. "SEC. 5851. SPECIAL (OCCUPATIONAL) TAX EXEMPTION. "(a) Business With United States.-Any person required to pay special (occupational) tax under section 5801 shall be relieved from payment of that tax if he establishes to the satisfaction of the Secre- tary or his delegate that his business is conducted exclusively with, or on behalf of, the United States or any department, independent establishment, or agency thereof. The Secretary or his delegate may relieve any person manufacturing firearms for, or on behalf of, the United States from compliance with any provision of this chapter in the conduct of such business. "(b) Application.-The exemption provided for in subsection (a) of this section may be obtained by filing with the Secretary or his delegate an application on such form and containing such informa- tion as may by regulations be prescribed. The exemptions must thereafter be renewed on or before July 1 of each year. Approval of the application by the Secretary or his delegate shall entitle the applicant to the exemptions stated on the approved application. "SEC. 5852. GENERAL TRANSFER AND MAKING TAX EXEMP- TION. "(a) Transfer.-Any firearm may be transferred to the United States or any department, independent establishment, or agency thereof, without payment of the transfer tax imposed by section 5811. "(b) Making by = Person Other Than a Qualified Manufacturer.- Any firearm may be made by, or on behalf of, the United States, or any department, independent establishment, or agency thereof, with- out payment of the making tax imposed by section 5821. 5404 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 "(c) Making by a Qualified Manufacturer.-A manufacturer qual- ified under this chapter to engage in such business may make the type of firearm which he is qualified to manufacture without pay- ment of the making tax imposed by section 5821. "(d) Transfers Between Special (Occupational) Taxpayers.-A firearm registered to a person qualified under this chapter to en- gage in business as an importer, manufacturer, or dealer may be transferred by that person without payment of the transfer tax im- posed by section 5811 to any other person qualified under this chap- ter to manufacture, import, or de in that type of firearm. "(e) Unserviceable Firearm.-An unserviceable firearm may be transferred as a curio or ornament without payment of the transfer tax imposed by section 5811, under such requirements as the Secre- tary or his delegate may by regulations prescribe. "(f) Right to exemption.-No firearm may be transferred or made exempt from tax under the provisions of this section unless the trans- fer or making is performed pursuant to an application in such form and manner as the Secretary or his delegate may by regulations prescribe. "SEC. 5853. TRANSFER AND MAKING TAX EXEMPTION AVAILABLE TO CERTAIN GOVERNMENTAL ENTITIES. "(a) Transfer.-A firearm may be transferred without the pay- ment of the transfer tax imposed by section 5811 to any State, posses- sion of the United States, any political subdivision thereof, or any official police organization of such a government entity engaged in criminal investigations. "(b). Making.-A firearm may be made without payment of the making tax imposed by section 5821 by, or on behalf of, any State, or possession of the United States, any political subdivision thereof, or any official police organization of such a government entity en- gaged in criminal investigations. "(c) Right to Exemption.-No firearm may be transferred or made exempt from tax under this section unless the transfer or making is performed pursuant to an application in such form and manner as the Secretary or his delegate may by regulations prescribe. "SEC. 5854. EXPORTATION OF FIREARMS EXEMPT FROM TRANSFER TAX "A firearm may be exported without payment of the transfer tax imposed under section 5811 provided that proof of the exportation is furnished in such form and manner as the Secretary or his delegate may by regulations prescribe. "Subchapter C-Prohibited Acts "SEC. 5861. PROHIBITED ACTS. "It shall be unlawful for any person- "(a) to engage in business as a manufacturer or importer of, or dealer in, firearms without having paid the special (occupa- 5405 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 tional) tax required by section 5801 for his business or having registered as required by section 5802; or "(b) to receive or possess a firearm transferred to him in vio- lai on of the provisions of this chapter; or "(c) to receive or possess a firearm made in violation of the provisions of this chapter; or "(d) to receive or possess a firearm which is not registered to him in the National Firearms Registration and Transfer Rec- ord; or "(e) to transfer a firearm in violation of the provisions of this chapter; or "(f) to make a firearm in violation of the provisions of this chapter; or "(g) to obliterate, remove, change, or alter the serial number or other identification of a firearm required by this chapter; or "(h) to receive or possess a firearm having the serial number. or other identification required by this chapter obliterated, re- moved. changed, or altered; or "(i) to receive or possess a firearm which is not identified by a serial number as required by this chapter; or "(j) to transport, deliver, or receive any firearm in interstate commerce which has not been registered as required by this chapter; or "(k) to receive or possess a firearm which has been imported or brought into the United States in violation of section 5844; or "(l) to make, or cause the making of, a false entry on any application, return, or record required by this chapter, knowing such entry to be false. "Subchapter D-Penalties and Forfeitures 5871. Penalties. N.Sec. 5872. Forfeitures. "SEC. 5% PENALTIES. "Any who violates or fails to comply with any provision of this chapter shall, upon conviction, be fined not more than $10,000, or be imprisoned not more than ten years, or both, and shall become eligible for parole as the Board of Parole shall determine. 5872. FORFEITURES. Laws Applicable.-Any firearm involved in any violation of the provisions of this chapter shall be subject to seizure and for- feiture, and (except as provided in subsection (b)) all the provisions of internal revenue laws relating to searches, seizures, and for- feitures of unstamped articles are extended to and made to apply to the articles taxed under this chapter, and the persons to whom this chapter applies. "(b) Disposal.-In the case of the forfeiture of any firearm by reason of a violation of this chapter, no notice of public sale shall be required; no such firearm shall be sold at public sale; if such 5406 Reproduced at the Richard Nixon Presidential Library and Museum Oct. 22 GUN CONTROL P.L. 90-618 firearm is forfeited for a violation of this chapter and there is no remission or mitigation of forfeiture thereof, it shall be delivered by the Secretary or his delegate to the Administrator of General Services, General Services Administration, who may order such firearm destroyed or may sell it to any State, or possession, or political subdivision thereof, or at the request of the Secretary or his delegate, may authorize its retention for official use of the Treasury Department, or may transfer it without charge to any executive department or independent establishment of the Govern- ment for use by it." Sec. 202. The amendments made by section 201 of this title shall be cited as the "National Firearms Act Amendments of 1968". Sec. 203. (a) Section 6107 of the Internal Revenue Code of 1954 79 is repealed. (b) The table of sections for subchapter B of chapter 61 of the Internal Revenue Code of 1954 is amended by striking out: "Sec. 6107. List of special taxpayers for public inspection." Sec. 204. Section 6806 of the Internal Revenue Code of 1954 80 is amended to read as follows: "SEC. 6806. OCCUPATIONAL TAX STAMPS. "Every person engaged in any business, avocation, or employment, who is thereby made liable to a special tax (other than a special tax under subchapter B of chapter 35, under subchapter B of chapter 36, or under subtitle E) shall place and keep conspiciously in his establishment or place of business all stamps denoting payment of such special tax." Sec. 205. Section 7273 of the Internal Revenue Code of 1954 81 is amended to read as follows: "SEC. 7273. PENALTIES FOR OFFENSES RELATING TO SPE- CIAL AXES. "Any person who fail to place and keep stamps denoting the payment of the special tax as provided in section 6806 shall be liable to a pen Ity (not less than $10) equal to the special tax for which his business rondered him liable, unless such failure is shown to be due to reasonable cause. If such failure to comply with section 6806 is through willful neglect or refusal, then the penalty shall be double the amount above prescribed." Sec. 206. (a) Section 5692 of the Internal Revenue Code of 1954 82 is repealed. (b) The table of sections for part V of subchapter J of chapter 51 of the Internal Revenue Code of 1954 is amended by striking out: "Sec. 5692. Penalties relating to posting of special tax stamps." Sec. 207. (a) Section 201 of this title shall take effect on the first day of the first month following the month in which it is enacted. (b) Notwithstanding the provisions of subsection (a) or any other provision of law; any person possessing a firearm as defined 79. 26 U.S.C.A. (I.R.C.1954) § 6107. 81. 26 U.S.C.A. (I.R.C.1954) $ 7273. 80. 26 U.S.C.A. (I.R.C.1954) § 6806. 82. 26 U.S.C.A. (I.R.C.1954) $ 5692. 5407 Reproduced at the Richard Nixon Presidential Library and Museum P.L. 90-618 LAWS OF 90TH CONG.-2ND SESS. Oct. 22 in section 5845 (a) of the Internal Revenue Code of 1954 (as amended by this title) which is not registered to him in the National Fire- arms Registration and Transfer Record shall register each firearm SO possessed with the Secretary of the Treasury or his delegate in such form and manner as the Secretary or his delegate may require within the thirty days immediately following the effective date of section 201 of this Act. Such registrations shall become a part of the National Firearms Registration and Transfer Record required to be maintained by section 5841 of the Internal Revenue Code of 1954 (as amended by this title). No information or evidence re- quired to be submitted or retained by a natural person to register a firearm under this section shall be used, directly or indirectly, as evidence against such person in any criminal proceeding with respect to a prior or concurrent violation of law. (c) The amendments made by sections 202 through 206 of this title shall take effect on the date of enactment. (d) The Secretary of the Treasury, after publication in the Federal Register of his intention to do so, is authorized to establish such periods of amnesty, not to exceed ninety days in the case of any single period, and immunity from liability during any such period, as the Secretary determines will contribute to the purposes of this title. TITLE III-AMENDMENTS TO TITLE VII OF THE OMNIBUS CRIME CONTROL AND SAFE STREETS ACT OF 1968 Sec. 301. (a) Title VII of the Omnibus Crime Control and Safe Streets Act of 1968 (Public Law 90-351) 83 is amended- (1) by striking out "other than honorably discharged" in section 1201,84 and substituting therefor "discharged under dishonorable conditions"; and (2) by striking out "other than honorable conditions" in subsections (a) (2) and (b) (2) of section 1202 35 and substitut- ing therefor in each instance "dishonorable conditions". (b) Section 1202(c) (2) of such title 86 is amended to read as follows: "(2) 'felony' means any offense punishable by imprisonment for a term exceeding one year, but does not include any offense (other than one involving a firearm or explosive) classified as a misdemeanor under the laws of a State and punishable by a term of imprisonment of two years or less;". Sec. 302. The amendments made by paragraphs (1) and (2) of subsection (a) of section 301 shall take effect as of June 19, 1968. Approved October 22, 1968. 83. 18 App.U.S.C.A. § 1201 et seq. 85. 18 App.U.S.C.A. § 1202(a) (2), (b) 84. 18 App.U.S.C.A. $ 1201. (2) 86. 18 App.U.S.C.A. § 1202(c) (2). 5408 Reproduced at the Richard Nixon Presidential Library and Museum

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    "ocrText": "NATIONAL ARCHIVES AND RECORD SERVICE\nWITHDRAWAL SHEET (NIXON PR ECT)\nDOCUMENT\nDOCUMENT\nNUMBER\nTYPE\nSUBJECT/TITLE OR CORRESPONDENTS\nDATE\nRESTRICTION\nletter\nFrom Charles G Wilber, Ph.D., to the\n3/17/70\nD\nHonorable Donald G. Brotzman\nFILE GROUP TITLE WHSF: SM $ OF Geopprey shepard\nBOX NUMBER 2 of 3\nFOLDER TITLE Guns 8 Ammunition [Sept.1970- July, 1969] [ 20f2]\nRestriction Codes\n(E) Release would disclose trade secrets or confidential\n(A) Release would violate a Federal statute.\ncommercial or financial information.\n(B) National security classified information.\n(F) Release would disclose investigatory information compiled\n(c) Pending or approved claim that release would violate\nan individual's rights.\nfor law enforcement purposes.\n(G) Withdrawn and returned private and personal material.\n(D) Release would constitute a clearly unwarranted invasion\nof privacy or a libel of a living person.\n(H) Withdrawn and returned non-historical material.\nGENERAL SERVICES ADMINISTRATION\nGSA FORM\nReproduced at the Richard Nixon Presidential Library and Museum\nDate 7/27/09\nReferred to:\nm\nBy: Mr. Hopkins' Office\nReproduced at the Richard Nixon Presidential Library and Museum\nColorado Teacher Dissects\nViolence Commission Report\nBy Charles G. Wilber, Ph. D.\nThe report on \"Firearms and\nparticularly hand gun sales,\nat their gratuitous statement on\nthe example of Switzerland is\nFinally, the recommendation\nEvery law-abiding citizen in the\nof some staff investigator.\nViolence\" issued by the National\nmust be attributed to the rising\ncrime rate and gun ownership.\nnot used. In that country it is\nwith respect to the development\nUnited States agrees on this.\nIt is hoped that responsible\nCommission on the Causes and\nfear of violence that the United\nDefense\nmandatory for every male\nof a non-lethal weapon is bewil-\nHand gun and long gun en-\npublic officials, members of the\nPrevention of Violence, which\nStates has recently experienc-\nThe Commission goes on to\ncitizen to own a gun and to be\ndering. The Commission admits\nthusiasts in the United States\nCongress, and representatives in\nadvocates outlawing 90 per cent\ned.\" This statement cannot be\ndiscuss in a very strange way\ntrained in marksmenship up to\nthat law-abiding Americans un-\nhave been begging that more\nthe various state legislatures\nof the nation's handguns, has\nsupported by the facts available.\ncreated a stir in the ranks of\nThe Commission completely\nthe problem of firearms in self\na certain age. Beyond that age\nderstandably and justifiably fear\nsevere penalties be attached to\nwill discount appropriately the\nrecommendations and conclu-\ngun-owning sportsmen a nd\ndefense In an attempt to sup-\nhe no longer is forced to engage\nfor their safety under certain\ncrimes committed using any\nignores the great increase in\npurchases of bows and arrows.\nport its rather specious reason-\nin shooting, but he may do SO if\nconditions and that under these\ntype of firearm. Unfortunately,\nsions of this extremely slanted\nlawmakers following its release\ning on firearms and self defense\nhe wishes.\nconditions it is appropriate that\nthe persons who should know\nreport. It is urgent that anyone\non July 28.\nCertainly one will not attribute\nthere is a footnote on page four\nIt is difficult to evaluate a\nthey have some kind of defen-\nbetter do not support these\nconcerned with the firearms\nThe following is a critique of\nthe rapidly increasing bow and\n(note no. 5) which states: \"No\nreport such as this because of\nsive weapon. However, has it\nmoves of the gun owners. They\nproblem read and note very\nthe \"Firearms and Violence\"\narrow sales to a rising fear of\ndata are available on how fre-\nthe misuse of data, the actual\never come to their attention (or\nseem to be more concerned with\ncarefully the internal contradic-\nReport by Dr. Charles G. Wil-\nviolence. It is obvious, however,\nto those who have some\nquently robberies and burglaries\nfabrication of data, and the lack\nare they blind to the fact) that\ntaking guns away from law-\ntions which abound in this\nber, Ph.D., chairman and pro-\nare foiled by the householder's\nof presentation of the whole\nthe anti-gun elements in the\nabiding individuals than with at-\nreport. At the very beginning of\nfessor of the Department of\nawareness of the recreation in-\ndisplay of a gun that is not\ntruth.\ncountry are also anti-law-abiding\ntacking the root of the problem\nthe report it is clearly stated\nZoology, Colorado State Univer-\ndustry that the shorter work\nfired. Nor are data available on\nOne could rephrase the state-\ncitizen? For example, in various\nwhich is misuse of guns by evil\nthat \"The vast majority of gun\nsity, Fort Collins, Colo. In the\nweek, more money to spend,\nthe use of guns by women to\nment made by the Commission,\nlegal jurisdictions (such as New\npeople.\nowners do not misuse\nand the ever increasing need for\ncritique, Dr. Wilber looks at the\nprevent attempted rapes:\nand quoted above, to read: \"We\nYork City) where firearms are\nIt is most difficult to under-\nfirearms\"; but the Commission\nrecreation has resulted in a\nViolence Report from the stand-\npresumably this occurs ex-\nbelieve, on the basis of all the\nstand how a Commission of\nvirtually outlawed completely,\nthen goes on to make recom-\nphenomenal and enormous\npoint of a professional educator\ngrowth in the sales of all kinds\ntremely infrequently.\"\nevidence before us, that reduc-\nany kind of defensive weapon is\npresumably honest individuals\nmendations which would\nThe presumption expressed re-\ning the availability of the\nalso outlawed from the law-\ncan subscribe to the details of\npenalize the \"vast majority\" of\nand an interested gun owner.\nof sporting goods items.\nveals the bias which the writers\nautomobile will reduce\nabiding citizen. The recom-\nthis statement on firearms and\ngun owners without doing any-\nBecause of the length of Dr.\nHomicide\nof this report have. Moreover, the\nautomobile tragedies.\" No one\nviolence. After careful examina-\nmendation with respect to the\nthing to attack the root of the\nWilber's comments, the critique\nIt is difficult for the objective\nin his right mind will deny that\ntion it seems clear that the\nstatement is not true. This foot-\nproduction of an effective non-\nmisuse problem and that\nobserver to ascertain where the\nwill be serialized in future is-\nnote merely indicates that the\nthe violence on our highways is\nrecommendations and conclu-\nlethal weapon is extremely dif-\nincludes lack of appropriate\nCommission found evidence to\nCommission staff was either too\ncausing infinitely more serious\nsions of the Commission on\nficult to understand. Again, it\neducation which results in\nsues of Gun Week. Part one\nsupport the statement made on\ndamage, death, suffering, ex-\nFirearms and Violence are bas-\nlazy to dig out the available\nmakes one wonder whether the\nfirearms accidents and the pro-\nfollows:\npage two to the effect that:\nstatistics, refused to believe\npense, disruption of society, than\nCommission members really\ned on suppression of facts, on\ntection of criminals in their\nIn view of the fact that the\n\"We find that firearms, par-\nare firearms.\nknow what the various portions\ndistortion of facts, and on the\nmisuse of firearms for criminal\nthem, or having seen them\nNational Commission on the\nticularly hand guns, play a ma-\nrealized that the data would not\nAccidents\nlack of factual information.\nof the report really said.\npurposes.\nCauses and Prevention of\njor role in the commission of\nsupport their preconceived no-\nThe Commission statement\nUnder legislation they say\nMoreover, there is specious\nThe Commission, moreover, in\nViolence has made a \"state-\nhomicide, aggravated assault,\ntions.\nimplies that firearms accidents\n\"We conclude that the rising\nargument involved; there are\nthe preamble points out that\nment\" on the relation of\nand armed robbery, and that\nConsequently, no use would be\n\"cause thousands of deaths and\ntide of firearms violence in this\nstatements which cannot be sup-\n\"Firearms generally facilitate,\nfirearms and violence, and in\nthey are being used in greater\nmade of them. This kind of\ninjuries each year.\" One might\ncountry merits further\nported by any facts available\nrather than cause, violence.\"\nfrom the various statistical\nview of the fact that this \"state-\npercentages of these violent\nscholarly irresponsibility is hard\npoint out that the same must be\nlegislative action at the present\nLater in the report the contrary\nment\" may be accepted un-\ncrimes.\" In view of the govern-\nto accept from a report issued\nsaid of bath tubs, kitchen stools,\ntime.\" First of all, the state-\nagencies of our government. The\nis implied.\ncritically, it seems important to\nment's own figures available\nwith the approval of Dr. Milton\nladders, and swinging doors.\nment of a rising tide of\nstatement, for example, on page\nIt is important to realize that\nanalyze it from the factual point\nfrom the Public Health Service\ntwo to the effect that \"Other\nEisenhower. The very fact that\nA recent study completed by\nfirearms violence may be open\nin the Commission Statement\nof view. The commission state-\nfrom the years 1910-1960, and\nsuch a questionable footnote\nthe distinguished Harvard Pro-\nto serious question on a factual\nstudies confirm our finding that\nthere is clear-cut evidence of\nment was published July 28,\nfrom the Federal Bureau of\nwould be used in an attempt to\nfessor of Public Health, Dr.\nbasis. Again, one suggests that\nthe proportion of gun use in\nuse of the \"big-lie technique.\"\n1969. The chairman of the Com-\nInvestigation, U. S. Department\ndocument statements indicates\nRoss A. McFarland, clearly\nthe Commission did not study\nviolence rises and falls with gun\nThat technique supposes that if\nmission was Dr. Milton Eisen-\nof Justice, from 1961-1966, the\nthe worthlessness of the report\nshows that in 19 different coun-\nthe history of firearms legisla-\nownership\" is completely con-\nsomething is said often enough\nhower, former president of the\nstatement made by the Commis-\nas a whole.\ntries of the world (USA includ-\ntion in the United States very\ntrary to what has been publish-\nby persons in positions of trust\nJohns Hopkins University.\nsion must be labeled as an un-\ned), of all accidental deaths only\nclearly or very honestly.\ned in the Congressional Record\nCrime Rates\nor power then anyone should\nThis is a nefarious document\ntruth.\nApparently, the Commission\n1.3 per cent could be attributed\nitself. Repeated studies, made\nand will believe it whether it is\nbecause it lends itself to pro-\nUsing the government's own\non the Causes and Prevention of\nto firearms. Firearms were the\nIf the various laws already on\nby objective individuals, have\ntrue or not. Hitler used the\npaganda based on innuendo,\nfigures, the trend of firearms\nlowest on the scale of causes of\nthe books with respect to\ndemonstrated that quite the con-\ntechnique effectively. It is not\nViolence has little respect or in-\nspecious argument, circular\nhomicide rate in the United\nfirearms were enforced we\nterest in the proceedings of the\naccidental deaths; far below\ntrary seems to obtain: as gun\nAmerican; it is not scientific; it\nStates has been consistently\nmotor vehicles (36 per cent),\nwould have less difficulty than\nownership by 1 a W abiding\nreasoning, internal contradic-\nis not objective.\ntions and direct mistruths. One\ndropping since 1910. The firearm\nUnited States Congress. Very\nfalls (22 per cent), drownings (9\nwe do now. It should be pointed\ncitizens increases there is a\nfine studies on firearms which\nConclusion\nof the first statements of the\nhomicide rate (that is the num-\nout that the murders of various\ndecrease in crimes of violence\nhave been reported in the Con-\nper cent), or poisonings (4 per\nThe statement on firearms\nber of firearm homicides per\npublic political leaders all in-\nCommission with respect to\nhundred thousand people) was\ngressional Record were ignored.\ncent). The reason for the Com-\ninvolving guns.\nand violence issued by the Na-\nfirearms is contradicted later by\nat\nabout firearm\nand\nvolved the breaking of at least\nUnfortunately, too, the Com-\nby the Commission. For exam-\ntional Commission on the Causes\nthe recommendations which the\nup to about 5 per hundred thou-\nhalf a dozen existing laws. Con-\naccidents is obscure; or is it\nmission has used its imagination\nple. in January 30. 1968 issue of\nsequently how this Commission\nand Prevention of Violence\nto raiso great specters of fear\nfirearms contradicted by\nup to about 5 per hundred thou-\nby the Commission. For exam-\nhalf a dozen existing laws. Con-\nthe recommendations which the\naccidents is obscure; or is it\nmission has used its imagination\nple, in January 30, 1968 issue of\nand Prevention of Violence\nCommission published. On the\nsand in 1910. By 1940 this had\nsequently, how this Commission\nmeant to becloud the issue?\nto raise great specters of fear,\ndropped to 4; by 1965 this had\nthe Congressional Record,\ncan naively suggest that further\ndeserves to be scrapped as un-\ne.g., the comment that \"A new\nfirst page of the commission\nVolume 114, No 12, there was\nRecommendations\nstatement it is said: \"We\ndropped to 3 or less. If\nlaws would prevent these trage-\ntrustworthy, irresponsible, and\nwave of American vigilantism\nreported a statistical study of\ndies is not clear to the\nas an insidious attack on our\ntrend over a 50-year period con-\nSpecial reference should be\ncould result The report\nbelieve this (decrease in the\ntinues we would expect that the\nthe relationship between firearm\nreasonable man.\nConstitutional guarantees. The\nmade to the recommendations of\ncontains some underhanded\nmisuse of firearms) is possible\nownership and crime rates. The\nThe Commission has revealed\nlack of intellectual and scholarly\nfirearm homicide rate by 1970\nthe Commission for a national\nphrasing; for example, it is\nif both the advocates and the\nstudy demonstrated clearly that\nits emotional involvement when\nintegrity on the part of the draf-\nwill be slightly over 1 per hun-\nfirearms policy. It is important\nstated that \"Extremist groups,\nopponents of gun control legisla-\ndred thousand. The point at is-\nthere is no causal relationship\nit refers to the hand gun as a\nters of the statement is so ap-\nthat these be examined ex-\nregardless of race, are\ntion will put aside their suspi-\nbetween gun ownership and\nweapon so \"infrequently a sport-\nparent that four members of the\nsue is that, as the trend of\ntremely critically because they\nremarkably alike in their at-\ncions and preconceptions, accept\ncrime.\nfirearm homicide rate in the\nare not in accord with our na-\ning arm.\" This statement is\nCommission were impelled to\ntitudes towards firearms a n d\nthe fact of a common danger\nUnited States has been down-\nIn fact the study indicated\ntional tradition or legal system\ndefinitely not true. The hand\nrefuse \"to concur fully in the\ntheir opposition to firearms con-\nwithout exaggerating its dimen-\nward between 1910 and 1966, the\nin the United States. One cannot\ngun is, in the United States,\nreport of the Commission.\"\nthat there is a negative\ntrol.\" This is a knavish asser-\nsions, and act for the common\ngood.\" In the light of the radical\nownership of firearms has\nrelationship between firearm\ntake exception to the recom-\nprimarily a sporting arm in the\ntion which implies that if one\nownership and crime rates. The\nmendation with respect to public\nhands of law-abiding citizens. It\nopposes firearms control he is\nand incredible recommendations:\ntrended upward, primarily as a\nresult of increased use of\nstatement in the Congressional\neducation. Certainly, the aim of\nis used properly as an offensive\nnot a good American and\nwhich the commission later\nfirearms for sporting purposes.\nRecord says: \"As the proportion\nthe National Rifle Association\nweapon and as a weapon of pro-\nbelongs to an extremist group.\nmakes, one questions whether\nIn 1966 there were nearly\nof the population possessing\nand law-abiding owners of\ntection primarily by our police\nSuch writing is despicable and\nthis statement was made to put\nthree and a quarter million\nfirearms goes down, crime rates\nfirearms has always been to\nforces.\nought to be beneath the dignity\nat ease the very real concerns\ncrimes in the United States.\ngo up.\" In other words, the con-\neducate the public on the\nOne should also recall that the\nof any self-respecting commis-\nand apprehensions of millions of\nFirearms were misused in only\ntention that fewer people with\nresponsibility of firearm owner-\nmurder of John F. Kennedy and\nsion. It is obvious that the Com-\nlaw-abiding American citizens.\nguns will mean less crime finds\nship. This education recom-\nthe murder of Martin Luther\nOn page one, the claim is\n3.4 per cent of these crimes.\nmission itself felt the disgusting\nThis 3.4 per cent includes the\nno support from the scientific\nmendation of the Commission is\nKing did not involve the use of\nimplications of this statement\nmade that \"with a few scattered\nso-called \"gangster weapons\",\ndata available. The negative\nextremely important. It should\nhand guns.\nbecause in a footnote it states:\nexceptions, hand guns are not\nhome-made zip guns, modified\nrelationship between firearm\ndo much to eradicate the unfair\nConfiscation\n\"This is not to imply that all\nsporting arms.\" This statement\ntoy guns and the so-called alleg-\nownership and serious crime,\nand vicious criticisms of the Na-\nThe recommendations of the\npersons who oppose additional\nis obviously not in keeping with\ned guns. The latter category in-\naggravated assault, and robbery\ntional Rifle Association.\nCommission with respect to con-\ncontrols are extremists.\" Why in\nthe facts of American life. The\nvolves, for example, the robbing\nwere statistically significant us-\nMoreover, it should do much to\nfiscation of hand guns, except\nthe world would a forthright and\nevidence which could be readily\nof a store by an individual who\ning widely accepted and well\nencourage proper a r m S\nthose issued to police officers\nobjective Commission write the\ngathered from firearms dealers\nis holding his hand in his\ndesigned statistical procedures.\neducation in our schools. We\nand the like, just do not stand\noriginal sentence in the first\nand from the legal users of\npocket, even though there is no\nThe study in the Congressional\nrealize that there must be a\nup under the light of day. For\nplace? This particular sentence\nfirearms themselves will in-\ngun in the pocket. If the victim\nRecord goes further and says\ndriver education program in\nexample, the Report urges that\nis one example of the type of\ndicate to any honest investigator\nthinks that a gun is involved,\nthat \"this means that firearm\nevery high school. It seems in-\nserious penalties be attached to\nargument, the type of rhetoric\nthat the majority of hand guns\nthis event is recorded as a hand\nownership by the law-abiding\ncredible that we do not have a\nthe possession of guns by\nwhich is used throughout this\nare used for sporting purposes.\ngun crime.\npublic could be a factor in\nfirearms education program in\nunlicensed persons; we already\nreport. It is a shameful exhibi-\nIndividuals who use hand guns\nCrime\nrestricting the number of these\nhave serious penalties attached\ntion and should wound the cons-\nevery high school.\nfor sporting purposes tend to\nThe available data indicate, to\ncriminal acts.\" How then, can\nThe Commission recommenda-\nto possession of a variety of\nciences of the authors.\nhave more than a single hand\nany honest man, that if\none have any confidence in the\ntion on research is one which,\nmartial firearms but the\nThe conclusion that any honest\ngun in their possession. As an\nfirearms were to be completely\nCommission Statement on\ncriminal still uses them.\nindividual must come to after\nexample, the regular com-\neliminated from society by mass\nFirearms and Violence? The or-\non the face of it, looks honest\nThe only ones who will be\nreading this nefarious Commis-\npetitors in national and interna-\nconfiscation and so on, and that\ndinary citizen would like to have\nand forthright. But when it is\nharmed by the recommendations\nsion Report is that it should be\ntional hand gun shooting com-\nif no criminal substituted any\nlegislation and debate based on\nexamined with care it is obvious\nof this Commission, with respect\ntotally disregarded. The Con-\npetition will of necessity have\nother kind of weapon for a\nfacts and not on fiction.\nthat one might question the good\nto hand guns, are the law-\ngress of the United States, it-\nthree guns which they use in\nfirearm, the United States would\nHand guns\nsense and the integrity of the\nabiding citizens. The Supreme\nself, should investigate this mat-\nany one contest. One of these is\nstill have 96.6 per cent of its\nOn page six the Commission\nCommission. On page seven un-\nCourt already has ruled that\nter if it feels it essential. It is\na semi-automatic pistol; the\nserious crime and 99.6 per cent\nadmits that there is no sound\nder \"research recommenda-\nlaws may not force criminals to\nimportant that law-abiding gun\nother would be a revolver; and\nof its total crime. New York\nevidence on which to base con-\ntions\", the Commission says\nregister their hand guns because\nowners be involved in looking\nthen there would be a third gun\nState and New York City are\nclusion concerning the restric-\nthat there should be further\nthis act would be \"self-\nover the staff officials of the\nof a different caliber from the\nresearch on relationship between\nCommission. One questions the\nsometimes presented as models\ntion of hand guns. They say\nincrimination.\" As reported in\nother two. Thus it is easy to\nof the kind of legislation that\n\"We believe, (my emphasis) on\nfirearm violence and how this\nthe press, the registration law in\ncompetence of these individuals\nsee, if one is willing to be\nwould prevent firearm crimes.\nthe basis of all the evidence\nviolence can be reduced. Despite\nthe city of Chicago specifically\nto produce such a study.\ninfluenced by facts and not by\nThe facts available do not sup-\nbefore us, that reducing the\nthe dogmatic statements made\nexcludes and excuses criminals\nIt is discouraging to a law-\npreconceived ideas, that 100 par-\nport this belief. The Joint\navailability of a hand gun will\nearlier in this report, the Com-\nfrom registering their hand\nabiding citizen to read the many\nticipants in a hand gun sporting\nLegislative Committee on\nreduce firearm violence.\" The\nmission admits that we need\nguns. How then can this naive\nstatements made by a\nevent could account (without\nCrime, Its Causes, Control and\nCommission presents no\nmuch more information on the\nCommission say that the ap-\npresumably respectable Com-\nstretching reality whatever) for\nEffects on Society of the New\nevidence. This \"belief\" of theirs\nrelationship between firearms\nprehension of la a bidin g\nmission. In the opinion of many\n300 hand guns validly owned and\nand violence than we have now.\ncitizens will reduce the rate of\nreaders of the Commission\nYork State Legislature pointed\nreally should have no part in an\nused by these responsible indivi-\nout that the use of home-made\nobjective study.\nThe recommendations clearly in-\nviolent crime in the United\nReport, the conclusion is\nduals.\nzip guns exceeded the misuse of\nThe attempt to use experience\ndicate that the Commission,\nStates?\ninescapable that the members of\nAlso highly questionable is the\nrifles and shotguns in murders,\nin other countries such as\ndespite its manifesto earlier, is\nThe final conclusion of the\nthe Commission did not read the\nstatement made again on page\nrobberies and assaults in New\nEngland and Wales as an exam-\nnot well informed and cannot be\nCommission makes no sense. It\nfinal draft with any understand-\none of the report to the effect\nYork State during the year 1966.\nple of what would happen in the\nwell informed with respect to\nmerely says that the reduction\ning or critical sense. They ap-\nthat \"A substantial part of the\nOne wonders what type of data\nUnited States is absolutely in-\nmany of the matters on which it\nof gun violence in the United\nparently accepted without any\nrapidly increasing gun sales,\nthe Commission used to arrive\ncompetent. One wonders why\nhas pontificated.\nserious evaluation the prej-\nStates will be a good thing.\nGun\nWeek\nudices, blindnesses, and naivete\nFIRST WEEKLY NEWSPAPER SERVING SHOOTERS AND COLLECTORS\nReproduced at the Richard Nixon Presidential Library and Museum\nSeptember 23, 1970\nMEMORANDUM FOR CHUCK COLSON\nSUBJECT:\n22 CALIBER RIMFIRE AMMUNITION\nYou may have seen a copy of my memorandum to Ehrlichman on\nthis subject. You will note that most of the reasons supporting or\nopposing the exemption of 22 caliber ammo lies with the Robert\nKennedy assassination. My personal feeling is that while our\nsupporting the exemption could well be used by Senator Kennedy,\nit's not that important in Massachusetts as he will probably win\nhandily anyway. However, I am concerned about putting the Presi-\ndent in a position of supporting a measure which might be\ninterpreted as blatantly anti-Kennedy on a subject still charged\nsomewhat with high emotion.'\nOn the merits, there is no question in my mind that we should\nsupport the exemption. It may well be that the political advantages\nin supporting our Republicans outweigh the flack we will take from\nKennedy and his group.\nAt your convenience, I would like to discuss this with you before you\ncontact Senator Prouty.\nBud Krogh\nReproduced at the Richard Nixon Presidential Library and Museum\nTHE WHITE HOUSE\nWASHINGTON\nSeptember 21, 1970\nMEMORANDUM FOR\nBUD KROGH\nAttached is a copy of a letter that John has received from\nSenator Winston Prouty with regard to the registration of\n.22 caliber ammunition. I have spoken to Chuck Colson about\nthis and advised him of our position on this issue and why\nwe cannot, at least at this time, support this legislation.\nChuck has agreed to call Senator Prouty, who he knows quite\nwell, and advise him informally of the President's position\nat this time. Before he does so, he would appreciate it if\nyou would give him an indepth briefing of exactly what is\ninvolved here.\nWould you please get together with Chuck Colson so we can\nget this thing taken care of.\nThank you.\nKEN COLE\nAttachment\nCC: Chuck Colson\nReproduced at the Richard Nixon Presidential Library and Museum\nRALPH YARBOROUGH, TEX., CHAIRMAN\nJENNINGS RANDOLPH, W. VA.\nJACOB K. JAVITS, N.Y.\nHARRISON A. WILLIAMS, JR., N.J.\nWINSTON L. PROUTY, VT.\nCLAIBORNE PELL, R.I.\nPETER H. DOMINICK, COLO.\nEDWARD M. KENNEDY, MASS.\nGEORGE MURPHY, CALIF.\nGAYLORD NELSON, WIS.\nRiCHARD S. SCHWEIKER, PA.\nWALTER F. MONDALE, MINN.\nWILLIAM B. SAXBE, OHIO\nTHOMAS F. EAGLETON, MO.\nRALPH T. SMITH, ILL.\nUnited States Senate\nSEP 18 1970\nALAN CRANSTON, CALIF.\nHAROLD E. HUGHES, IOWA\nCOMMITTEE ON\nROBERT o. HARRIS, STAFF DIRECTOR\nLABOR AND PUBLIC WELFARE\nJOHN s. FORSYTHE, general COUNSEL\nWASHINGTON, D.C. 20510\nSeptember 14, 1970\nMr. John Ehrlichman\nAssistant to the President\nfor Domestic Affairs\nThe White House\nWashington, D. C.\nDear John:\nI understand you have before you for consi-\nderation favorable reports to the Congress by the\nSecretary of the Treasury and the Attorney General on\nS. 3724, which I co-sponsored, and companion House bills.\nThese bills, as you know, would repeal the record keeping\nrequirements for .22 caliber rimfire ammunition under the\nGun Control Act of 1968. I know you are aware of the\ngreat support this matter has among Republicans in the\nCongress, particularly in the Senate.\nOver 20,000,000 licensed hunters and farmers\nare awaiting the passage of this bill. Ammunition cannot\nbe traced to the purchaser and cannot be manufactured so\nthat it can be traced to the purchaser and, therefore,\nthe record keeping requirements do not in the slightest\naid in law enforcement.\nAbout 300,000 cartons of .22 caliber rimfire\nammunition were sold daily and billions annually before\nthe enactment of the Gun Control Act of 1968. Because\nof the burden of the record keeping requirements many\nsmall dealers are no longer selling this ammunition and\nconsequently farmers and sportsmen are finding it diffi-\ncult to obtain such ammunition at a time when the hunting\nReproduced at the Richard Nixon Presidential Library and Museum\nMr. John Ehrlichman\nSeptember 14, 1970\nPage Two\nseason will soon be opening in many sections of the\ncountry. The record keeping requirements are not only\na burden upon small retailers, farmers and sportsmen\nbut also upon the Government.\nLast fall, the .22 caliber rimfire ammunition\nprovision was removed from an amendment offered by\nSenator Bennett to repeal record keeping requirements\nin the gun control law. The proposal now by the Senate,\nsponsored by Senator McGee and myself, among others, is\nessential to repeal those provisions with respect to\n.22 caliber rimfire ammunition. This proposal cannot\nreceive the support it needs for passage by the Senate\nwithout the favorable reports of the executive departments\nwhich I understand have been submitted to your office.\nI am sure you realize the importance of this\nparticular proposal to those of us in the Senate who are\nsponsors. It is particularly a pressing problem at the\npresent time. Insofar as November is concerned, it is\ncertainly one of the more important bills before the\nSenate which should be passed this session.\nI hope very much that you will make the reports\non the bill S. 3724 from the Department of the Treasury\nand the Department of Justice available to the Senate\nand to me at the earliest possible date.\nSincerely,\nbrustos, Printy\nWinston Prouty\nUnited States Senator\nReproduced at the Richard Nixon Presidential Library and Museum\nAugust 19, 1970\nACTION\nMEMORANDUM FOR JOHN EHRLICHMAN\nFROM:\nBUD KROGH\nSUBJECT:\ne 22 CALIBER AMMUNITION -\nRECORDATION REQUIREMENTS\nTreasury and OMB have both been requested to report on certain\namendments to the Internal Revenue Code which would exempt from\nthe recordation requirements of the Gun Control Act sales to consumers\nof 22 caliber ammunition,\nIn November, 1969, the Congress repealed those provisions of the Act\nwhich required recordation of sale transactions of shotgun ammunition\nand ammunition suitable for use only in rifles generally available in\ncommerce (sporting rifles). Purchases of ammunition interchangeable\nbetween rifles and handguns, such as .22 caliber rimfire ammunition,\ncontinued to be subject to the recordkeeping requirements.\nArguments Favoring Amendments:\n(1) The 22 caliber ammunition is the favored sporting\nammunition (4. 3 billion rounds sold annually). Sportsmen\nand the millions who own . 22's would favor repeal of\nburdensome recording requirements. (See Tab A)\n(2) This volume of transactions allegedly detracts from the\nlaw enforcement of other provisions of firearms laws,\nbut no proof of this is available.\n(3) Sinc 1938, the statutory definition of ammunition\nexcluded 22 caliber ammunition from the pistol category\neven though usable in pistols.\n(4) Recordation is 2. useless exercise as Treasury does not\nreceive the documents and hence can put them to no use.\nReproduced at the Richard Nixon Presidential Library and Museum\nArguments Opposing Amendments:\n(1) Gun control advocates, liberals, the Washington Post,\net. al. would severely criticize the Administration for\nloosening ammunition restrictions.\n(2) Robert F. Kennedy was killed by a .22 caliber cartridge\nfired from a pistol.\n(3) The reason 22 caliber cartridges were not included in\nthe November, 1969 amendments is that Senator Edward\nKennedy warned Senator Bennett that if they were\nexempted, he would oppose passage of the remainder of\nthe amendment.\n(4) Kleindienst, on January 23, 1970, wrote to Chairman Mills\nopposing the exemption of 22 caliber ammunition from\nthe recording provisions because the cartridge can \"be\nused for non-sporting as well as sporting purposes. 11\nJustice now wishes to defer to Treasury. Santarelli feels\nexemption is sound on the merits, but he fears the Kennedy/\nliberal attack.\n(5) Not enough time has passed to accurately assess the deterrent\nbenefits of this provision.\n(6) We have no proof that the Administration of the provision\nis so burdensome as to hinder the enforcement of other\nfirearm provisions as Treasury does not receive records\nfrom the seller.\n(7) In 1969, fifty-one percent of the 14, 590 murders in the\nUnited States were committed with handguns.\n(8) Although 22 caliber bullets are used primarily for\nsporting, the average citizen does not understand the\ndifference between 22 caliber bullets and any other\nbullet. Eliminating the recordation requirement might\nappear to them to be a back-down on tough law enforce-\nment.\nComment:\nOn balance, I feel we should oppose exemption at this time, mostly\nbecause of the emotional issue Kennedy will make out of our position.\nReproduced at the Richard Nixon Presidential Library and Museum\nRECOMMENDATION\nThat you determine whether the Executive Branch should favor or oppose\nexemption of . 22 caliber ammunition from the recordation requirements\nof the Gun Control Act.\nReproduced at the Richard Nixon Presidential Library and Museum\nRecords on Sale of Ammunition Kept by Vendor\n1.\nKept in bound volume\n2.\nDate of sale\n3.\nName of manufacturer\n4.\nCaliber sold\n5.\nName, address, date of birth of purchaser\n6.\nMethod of purchaser identification used\nThese methods are maintained indefinitely by seller and\nare not sent to the Department of Treasury\nReproduced at the Richard Nixon Presidential Library and Museum\nForm DJ-150\n(Ed. 4-26-65)\nUNITED STATES GOVERNMENT\nDEPARTMENT OF JUSTICE\nMemorandum\nTO\n:\nEgil Krogh\nDATE: March 13, 1970\nDeputy Assistant to the President\nFROM\nDonald E. Santarelli\nAssociate Deputy Attorney General\nSUBJECT:\nEhrlichman's Pistol Packing\nthe availabity of\nI gave you my views on the telephone.\nWe should stick to the approach that he was\ntalking entirely about cheap, easily available \"Saturday\n1\nNight Specials\" about which this Administration has\nobjected before. Any legislation proposed would be to\ndefine such a category of cheap, unsafe, and non-sporting\nhandguns for proscription. Nothing was implied with\nrespect to honest, law-abiding citizens' right to own\nfirearms for sporting or self-protection purposes.\nwill gym. cantrol file.\nReproduced at the Richard Nixon Presidential Library and Museum\nThe Secretary shall not, under this or any other provision of\nlaw require any such importer, manufacturer, or dealer in\nfirearms and ammunition to keep records concerning persons\nwho purchase shotgun shells, metallic ammunition suitable for\nuse only in rifles, or any . 22 calibre rimfire ammunition.\nReproduced at the Richard Nixon Presidential Library and Museum\nEXECUTIVE OFFICE OF THE PRESIDENT\nbureau OF THE budget\nWASHINGTON, D.C. 20503\nJuly 14, 1969\nMEMORANDUM FOR MR. KROGH\nSubject: Treasury's draft bill on ammunition\nAs promised, I am attaching a copy of Treasury's pro-\nposed draft bill to exclude handgun and rifle ammunition\nfrom regulation. You were going to discuss the bill\nwith Paul Eggers.\nWe will not take action to clear the draft bill until\nwe hear from you.\nNef Ronemel\nWilf Rommel\nAssistant Director for\nLegislative Reference\nAttachment\nReproduced at the Richard Nixon Presidential Library and Museum\nDear Mr. Speaker:\nThere is transmitted herewith a draft of a proposed bill,\n\"To change the definition of ammunition for purposes of chapter\n44 of title 18 of the United States Code.\"\nUnder existing law, the term ammunition is defined to mean\nall ammunition and components of ammunition for all firearms.\nThe proposed bill would eliminate all controls over ammunition,\nexcept with respect to ammunition for destructive devices.\nExperience has shown that it is difficult to control effectively\ninterstate and foreign commerce in conventional firearms summuni-\ntion used for sporting, recreational and other lawful purposes.\nStrict controls can be effectively exercised over the interstate\nmovement of emmunition for destructive devices and, because of\nthe inherent danger of such ammunition, it should be exercised.\nThere is enclosed an analysis which explains in more detail\nthe provisions of the bill. There is also enclosed for your\nconvenient reference a comparative print showing the changes in\nexisting law that would be made by the proposed legislation.\nIt would be appreciated if you would lay the proposed\nlegislation before the House of Representatives. An identical\nbill has been transmitted to the President of the Senate.\nSincerely yours,\nThe Honorable\nJohn W. McCormack\nSpeaker of the House\nof Representatives\nWashington, D. c. 20515\nEnclosures - 3\nReproduced at the Richard Nixon Presidential Library and Museum\nA BILL\nTo change the definition of ammunition for\npurposes of chapter 44 of title 18 of the\nUnited States Code.\n1\nBe it enacted by the Senate and House of Representatives\n2\nof the United States of America in Congress assembled, That\n3\nsection 921 (a) (17) of title 18 of the United States Code is\n4\namended to read as follows:\n5\n\"(17) The term 'ammunition' means ammuni-\n6\ntion for a destructive device; it shall not\n7\ninclude shotgun shells or any other ammunition\n8\ndesigned for use in a firearm other than a\n9\ndestructive device.\"\n10\nSEC. 2. Section 921 (a) (16) of title 18 of the United\n11\nStates Code is amended by striking from subparagraph (B)\n12\n\"rimfire or conventional centerfire fixed ammunition\" and\n13\ninserting in lieu thereof \"a rimfire or conventional center-\n14\nfire fixed shell or cartridge\".\n15\nSEC. 3. Section 922 (a) of title 18 of the United States\n16\nCode is amended by--\n17\n(a) inserting in paragraph (3) \"or ammunition\" after\n18\n\"firearm\" where it first appears in the paragraph;\nReproduced at the Richard Nixon Presidential Library and Museum\n- 2 -\n1\n(b) inserting in paragraph (4) \"ammunition,\"\n2\nafter \"destructive device,\" and\n3\n(c) inserting in paragraph (5) \"or ammunition\"\n4\nafter \"firearm\" where it first appears in the paragraph.\n5\nSEC. 4. Section 922 (b) of title 18 of the United States\n6\nCode is amended by--\n7\n(a) striking paragraph (1) and inserting in lieu\n8\nthereof the following:\n9\n\"(1) any firearm to any individual who the\n10\nlicensee knows or has reasonable cause to believe\n11\nis less than eighteen years of age, and, if the\n12\nfirearm is other than a shotgun or rifle, to any\n13\nindividual who the licensee knows or has reasonable\n14\ncause to believe is less than twenty-one years of\n15\nage, or any ammunition to any individual who the\n16\nlicensee knows or has reasonable cause to believe\n17\nis less than twenty-one years of age.\";\n18\n(b) inserting in paragraph (3) \"or ammunition\" after\n19\n\"firearm\" where it first appears in the paragraph; and\n20\n(c) inserting in paragraph (4) \"ammunition,\" after\n21\n\"destructive device,\".\nReproduced at the Richard Nixon Presidential Library and Museum\n- 3 -\n1\nSEC. 5. Section 923(a) of title 18 of the United\n2\nStates Code is amended as follows:\n3\n(a) Paragraph (1) is amended by striking from subparagraph\n4\n(A) \"for destructive devices\" and adding \"or\" after the\n5\nsemicolon; by striking from subparagraph (B) the semicolon\n6\nand the word \"or\" and inserting in lieu thereof a period;\n7\nand by striking subparagraph (C).\n8\n(b) Paragraph (2) is amended by striking from subpara-\n9\ngraph (A) \"for destructive devices\"; and by striking from\n10\nsubparagraph (B) \"or ammunition for firearms other than\n11\ndestructive devices\".\n12\n(c) Paragraph (3) is amended by striking from sub-\n13\nparagraph (A) \"for destructive devices\"; by striking from\n14\nsubparagraph (B) \"for firearms other than destructive devices\";\n15\nand by inserting in subparagraph (c) \"or ammunition,\" after\n16\n\"destructive devices\".\n17\nSEC. 6. Section 923(j) of title 18 of the United States\n18\nCode is repealed.\n19\nSEC. 7. Section 925 (a) of title 18 of the United States\n20\nCode is amended by striking from paragraphs (2), (3), and\n21\n(4) \"or ammunition\" each place it appears in the paragraphs.\nReproduced at the Richard Nixon Presidential Library and Museum\nCOMPARATIVE PRINT\nTitle 18 -- United States Code\nChapter 44 -- Firearms\n*\n*\n*\n*\n*\n\"§ 921. Definitions\n\"(a) As used in this chapter --\n*\n*\n*\n*\n*\n\"(16) The term 'antique firearm' means --\n*\n*\n*\n*\n*\n\"(B) any replica of any firearm described in\nsubparagraph (A) if such replica --\n\"(i) is not designed or redesigned for\nusing [rimfire or conventional centerfire fixed\nammunition] a rimfire or conventional centerfire\nfixed shell or cartridge, or\n\"(ii) uses [rimfire or conventional centerfire\nfixed ammunition] a rimfire or conventional center-\nfire fixed shell or cartridge which is no longer\nmanufactured in the United States and which is not\nreadily available in the ordinary channels of\ncommercial trade.\nReproduced at the Richard Nixon Presidential Library and Museum\none 2 -\n\"(17) The term 'ammunition' means ammunition [or cartridge\ncases, primers, bullets, or propellent powder designed for use\nin any firearm] for a destructive device; it shall not include\nshotgun shells or any other ammunition designed for use in a\nfirearm other than a destructive device.\n*\n*\n*\n*\n*\n\"§ 922. Unlawful acts\n\"(a) It shall be unlawful --\n*\n*\n*\n*\n*\n\"(3) for any person, other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector to transport\ninto or receive in the State where he resides (or if the person\nis a corporation or other business entity, the State where it main-\ntains a place of business) any firearm or ammunition purchased or\notherwise obtained by such person outside that State, except that\nthis paragraph (A) shall not preclude any person who lawfully ac-\nquires a firearm by bequest or intestate succession in a State\nother than his State of residence from transporting the firearm\ninto or receiving it in that State, if it is lawful for such person\nto purchase or possess such firearm in that State, (B) shall not\napply to the transportation or receipt of a rifle or shotgun\nReproduced at the Richard Nixon Presidential Library and Museum\n- 3 -\nobtained in conformity with the provisions of subsection (b) (3)\nofrthis section, and (C) shall not apply to the transportation of\nany firearm acquired in any State prior to the effective date of\nthis chapter;\nIn.\n\"(4) for any person, other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector, to transport\nin interstate or foreign commerce any destructive device, ammuni-\ntion, machinegun (as defined in section 5845 of the Internal\nRevenue Code of 1954), short-barreled shotgun, or short-barreled\nrifle, except as specifically authorized by the Secretary consistent\nwith public safety and necessity;\n\"(5) for any person (other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector) to transfer,\nsell, trade, give, transport, or deliver any firearm or ammunition\nto any person (other than a licensed importer, licensed manufacturer,\nlicensed dealer, or licensed collector) who the transferor knows\nor has reasonable cause to believe resides in any State other than\nthat in which the transferor resides (or other than that in which\nits place of business is located if the transferor is a corporation\nor other business entity); except that this paragraph shall not\nReproduced at the Richard Nixon Presidential Library and Museum\n- 4 -\napply to (A) the transfer, transportation, or delivery of a fire-\narm made to carry out a bequest of a firearm to, or an acquisition\nby intestate succession of a firearm by, a person who is permitted\nto acquire or possess a firearm under the laws of the State of\nhis residence, and (B) the loan or rental of a firearm to any per-\nson for temporary use for lawful sporting purposes; and\n*\n*\n*\n*\n*\n\"(b) It shall be unlawful for any licensed importer,\nlicensed manufacturer, licensed dealer, or licensed collector to\nsell or deliver --\n\"(1) any firearm [or ammunition] tc any individual\nwho the licensee knows or has reasonable cause to believe\nis less than eighteen years of age, and, if the firearm\n[, or ammunition] is other than a shotgun or rifle, [or\nammunition for a shotgun or rifle,] to any individual who\nthe licensee knows or has reasonable cause to believe\nis less than twenty-one years of age [.] ,or any ammunition\nto any individual who the licensee knows or has reasonable\ncause to believe is less than twenty-one years of age.\nReproduced at the Richard Nixon Presidential Library and Museum\n- 5 -\n*\n*\n*\n*\n*\n\"(3) any firearm or ammunition to any person\nwho the licensee knows or has reasonable cause to\nbelieve does not reside in (or if the person is a\ncorporation or other business entity, does not main-\ntain a place of business in) the State in which the\nlicensee's place of business is located, except that\nthis paragraph (a) shall not apply to the sale or\ndelivery of a rifle or shotgun to a resident of a\nState contiguous to the State in which the licensee's\nplace of business is located if the purchaser's State\nof residence permits such sale or delivery by law, the\nsale fully complies with the legal conditions of sale\nin both such contiguous States, and the purchaser and\nthe licensee have, prior to the sale, or delivery for\nsale, of the rifle or shotgun, complied with all of\nthe requirements of section 922(c) applicable to intra-\nstate transactions other than at the licensee's business\npremises, (B) shall not apply to the loan or rental of\na firearm to any person for temporary use for lawful\nReproduced at the Richard Nixon Presidential Library and Museum\n- 6 -\nsporting purposes, and (c) shall not preclude any\nperson who is participating in any organized rifle or\nshotgun match or contest, or is engaged in hunting, in\na State other than his State of residence and whose\nrifle or shotgun has been lost or stolen or has become\ninoperative in such other State, from purchasing a\nrifle or shotgun in such other State from a licensed\ndealer if such person presents to such dealer a sworn\nstatement (i) that his rifle or shotgun was lost or\nstolen or became inoperative while participating in\nsuch a match or contest, or while engaged in hunting,\nin such other State, and (ii) identifying the chief law\nenforcement officer of the locality in which such person\nresides, to whom such licensed dealer shall forward such\nstatement by registered mail;\n\"(4) to any person any destructive device, ammuni-\ntion, machinegun (as defined in section 5845 of the\nInternal Revenue Code of 1954), short-barreled shotgun,\nor short-barreled rifle, except as specifically authorized\nby the Secretary consistent with public safety and necessity;\nand\nReproduced at the Richard Nixon Presidential Library and Museum\n- 7 -\n*\n*\n*\n*\n*\n\"§ 923. Licensing\n\"(a) No person shall engage in business as a firearms or\nammunition importer, manufacturer, or dealer until he has filed\nan application with, and received a license to do so from, the\nSecretary. The application shall be in such form and contain such\ninformation as the Secretary shall by regulation prescribe. Each\napplicant shall pay a fee for obtaining such a license, a separate\nfee being required for each place in which the applicant is to do\nbusiness, as follows:\n\"(1) If the applicant is a manufacturer --\n\"(A) of destructive devices or ammunition\n[for destructive devices], a fee of $1,000 per\nyear; or\n\"(B) of firearms other than destructive\ndevices, a fee of $50 per year [; or] 1\n[\"(C) of ammunition for firearms other than\ndestructive devices, a fee of $10 per year.]\n\"(2) If the applicant is an importer --\nReproduced at the Richard Nixon Presidential Library and Museum\n- 8 -\n\"(A) of destructive devices or ammunition\n[for destructive devices], a fee of $1,000 per\nyear; or\n\"(B) of firearms other than destructive\ndevices [or ammunition for firearms other than\ndestructive devices], a fee of $50 per year.\n\"(3) If the applicant is a dealer --\n\"(A) in destructive devices or ammunition\n[for destructive devices], a fee of $1,000 per year;\n\"(B) who is a pawnbroker dealing in firearms\nother than destructive devices or ammunition [for\nfirearms other than destructive devices], a fee of\n$25 per year; or\n\"(C) who is not a dealer in destructive devices\nor ammunition, or a pawnbroker, a fee of $10 per year.\n*\n*\n*\n*\n*\n[\"(j) This section shall not apply to anyone who engages\nonly in hand loading, reloading, or custom loading ammunition for\nhis own firearm, and who does not hand load, reload, or custom\nload ammunition for others.]\nReproduced at the Richard Nixon Presidential Library and Museum\n- 9 -\n*\n*\n*\n*\n*\n§ 925. Exceptions: Relief from disabilities\n\"(a) ***\n\"(2) The provisions of this chapter shall not apply\nwith respect to (A) the shipment or receipt of firearms [or\nammunition] when sold or issued by the Secretary of the Army\npursuant to section 4308 of title 10, and (B) the transportation\nof any such firearm [or ammunition] carried out to enable a\nperson, who lawfully received such firearm [or ammunition] from\nthe Secretary of the Army, to engage in military training or in\ncompetitions.\n\"(3) Unless otherwise prohibited by this chapter or any\nother Federal law, a licensed importer, licensed manufacturer, or\nlicensed dealer may ship to a member of the United States Armed\nForces on active duty outside the United States or to clubs,\nrecognized by the Department of Defense, whose entire membership\nis composed of such members, and such members or clubs may receive\na firearm [or ammunition] determined by the Secretary of the\nTreasury to be generally recognized as particularly suitable for\nsporting purposes and intended for the personal use of such member\nor club.\nReproduced at the Richard Nixon Presidential Library and Museum\n- 10 -\n\"(4) When established to the satisfaction of the Secretary\nto be consistent with the provisions of this chapter and other\napplicable Federal and State laws and published ordinances, the\nSecretary may authorize the transportation, shipment, receipt, or\nimportation into the United States to the place of residence of\nany member of the United States Armed Forces who is on active duty\noutside the United States (or who has been on active duty outside\nthe United States within the sixty day period immediately pre-\nceding the transportation, shipment, receipt, or importation), of\nany firearm [or ammunition] which is (A) determined by the Secre-\ntary to be generally recognized as particularly suitable for\nsporting purposes, or determined by the Department of Defense to\nbe a type of firearm normally classified as a war souvenir, and\n(B) intended for the personal use of such member.\n*\n*\n*\n*\n*\nReproduced at the Richard Nixon Presidential Library and Museum\nANALYSIS\nThe proposed bill would amend the provisions of\nchapter 44 of title 18 of the United States Code to eliminate\nall controls over ammunition except with respect to ammuni-\ntion for destructive devices. Under existing law the term\nammunition is defined to mean all ammunition and components\nof ammunition for all firearms. The proposed definition\nof ammunition would adopt the definition as it appeared in\nTitle IV of the Omnibus Crime Control and Safe Streets Act\nof 1968 (Public Law 90-351) prior to its amendment by the\nGun Control Act of 1968 (Public Law 90-618).\nExperience under the Federal Firearms Act (enacted in\n1938 and repealed in 1968) and Title I of the Gun Control Act\nof 1968 has shown that it is almost impossible to control\neffectively interstate and foreign commerce in conventional\nfirearms ammunition used for sporting, recreational and other\nlawful purposes. Strict controls can be effectively exercised\nover the interstate movement of ammunition for destructive\ndevices (large caliber weapons, bombs, mortars, etc.) and,\nbecause of the inherent danger of such ammunition, it should\nbe exercised.\nReproduced at the Richard Nixon Presidential Library and Museum\n- 2 -\nAmmunition is not serially numbered and it would not\nbe practical to require each round or box of ammunition to\nbe serially numbered. Thus, after such a commodity leaves\nthe premises of a licensee it is practically impossible to\nidentify it so that it could be traced to a consumer or to\nestablish that a given consumer purchased specific ammuni-\ntion from a particular licensee.\nThe number of transactions in ammunition that occur in\nthis country each day further complicates the problem. It\nis apparent that a licensee who handles both firearms and\nammunition will have many times the volume of sales in ammuni-\ntion than in firearms. In addition, a great number of mer-\nchants handle only ammunition. The tremendous number of\nrecord entries made in any given period hampers the meaning-\nful or practical retrieval of any information pertaining to\na specific transaction.\nThe Internal Revenue Service, which administers the\nprovisions of Chapter 44, has estimated that at least 25,000\npersons in the country have applied for licenses to deal only\nin ammunition. These applicants did not need or hold licenses\nReproduced at the Richard Nixon Presidential Library and Museum\n- 3 -\nunder the repealed Federal Firearms Act. Processing such\napplications is time consuming and because of our limited\nenforcement manpower, the sheer volume of ammunition dealer\napplications has hindered the effective administration of\nthe firearms controls of the law.\nAs a law enforcement tool, the Department knows of no\ninstance where any of the provisions relating to ammunition\nhas been helpful in controlling the interstate flow of\nfirearms or in law enforcement (whether pistol and revolver\nammunition which has been controlled since 1938 under the\nrepealed Federal Firearms Act or the Chapter 44 controls\nover all ammunition). Meanwhile, available investigative\nmanpower is finding the statutory controls over firearms\nexceedingly productive, and many meaningful cases are being\nmade.\nIn short, the manpower effort and other expenses\nnecessary to enforce the controls over all ammunition are not\njustified by the results that may reasonably be expected\nthrough enforcement of these controls. These controls simply\nare not effective as a law enforcement tool. They do, how-\never, generate criticism of all controls of Chapter 44.\nReproduced at the Richard Nixon Presidential Library and Museum\n- 4 -\nIt should be noted that the amendment to the definition\nof ammunition will necessitate amending the provisions of\nsection 922 (b) (1) concerning the restriction on sales of\nammunition to juveniles and the provisions of section 923(a)\nrelating to licensing. It is also believed that because of\nthe proposed change in the definition of ammunition the use\nof the term \"centerfire fixed ammunition\" in section 921 (a)\n(16), in defining a replica of an antique firearm, requires\nclarification. With respect to section 922 (b) (1), it is\nsuggested that the sale or delivery of ammunition to individ-\nuals should be subject to controls comparable to those on\nhandguns, and provision is accordingly made that the sale or\ndelivery of ammunition to persons who are less than 21 years\nof age be prohibited.\nSince controls under the proposed definition of ammuni-\ntion would be limited to destructive device ammunition, the\nDepartment recommends that sections 922 (a) (3), 922 (a) (4),\n922 (a) (5), 922(b)(3) and 922(b) (4) be amended to include\nammunition, and that section 923(j) relating to hand loading,\nreloading, or custom loading ammunition be repealed since\nthe provisions would no longer be necessary. In general,\nunder the existing provisions of section 922 (a) (3) a non-\nlicensee is prohibited from transporting into or receiving\nReproduced at the Richard Nixon Presidential Library and Museum\n- 5 -\nin his State of residence any firearm purchased or otherwise\nobtained by him outside that State and under section 922 (a)\n(5) an unlicensed person is prohibited from transferring a\nfirearm to another unlicensed person who resides in another\nState. Similarly, under section 922 (b) (3), it is unlawful\nfor a licensee to sell or deliver a firearm to an unlicensed\nperson who resides in another State. The inclusion of ammuni-\ntion in these sections would implement the strict controls\nover the interstate movement of destructive device ammuni-\ntion in section 922 (a) (2). It would also prevent the avoidance\nof State and local laws controlling destructive device ammuni-\ntion by the simple expediency of crossing a State line to\npurchase such ammunition.\nThe existing provisions of section 922 (a) (4) prohibit\ntransportation of destructive devices and National Firearms\nAct weapons (gangster-type) in interstate or foreign commerce\nby unlicensed persons, except as authorized by the Secretary\nconsistent with public safety and necessity. Likewise,\nunder existing section 922 (b) (4) a licensee is prohibited\nfrom disposing of a destructive device or a National Firearms\nAct weapon to any unlicensed person except as specifically\nReproduced at the Richard Nixon Presidential Library and Museum\n- 6 -\nauthorized by the Secretary consistent with public safety\nand necessity. Our proposal to amend these sections to\ninclude ammunition would be consistent with controls over\ndestructive devices.\nFinally, since ammunition would be defined to include\nonly destructive device ammunition, the ammunition provisions\nof sections 925 (a) (2), 925 (a) (3), and 925 (a) (4) would no\nlonger be necessary since they relate to ammunition for\nsporting purposes.\nReproduced at the Richard Nixon Presidential Library and Museum\nMEMORANDUM\nTHE WHITE HOUSE\nWASHINGTON\nJooner we move the letter. Pati instinct,\nCongressmen Poff- Political dynamite\n- run situation\n- Important to do something wafare hearing\non sun registration in senate July 24th hearing J\n- clark marbregor (autha of ammo vill in House)\nuseful to him in the House) Poff prepared to\nissue bill, too.\nDon the industry, will already well-from of\nI\nwe don't send, this, too, will be a story,\nrene\nRendy Thrower Rossides,\n/\nElim\nrecord checking\n2\n:7\nReproduced at the Richard Nixon Presidential Library and Museum\nForm DJ-150\n(Ed. 4-26-65)\nUNITED STATES GC VERNMENT\nDEPARTMENT OF JUSTICE\nMemorandum\nTO\n:\nMiss Martha Carbone\nDATE: April 20, 1970\nState Department\nFROM : Donald E. Santarelli\nAssociate Deputy Attorney General\nSUBJECT: Consultation on Firearms with EC\nI submit herewith a very slightly revised draft of our position.\nFor various reasons, I have sought some slightly different\nnuances.\nFreatms\nfile\nReproduced at the Richard Nixon Presidential Library and Museum\nDATE\nSTATE - A.I.D. - USIA\nROUTING SLIP\n4/20/70\nTO:\nOrgan.\nInitials\nDate\nName or Title\nSymbol\nRoom No. Bldg.\n1.\nDonald E Santavelli 4208\n2.\nDept. of Justice\n3.\n4.\n5.\nApproval\nFor Your Information\nNote and Return\nAs Requested\nInitial for Clearance\nPer Conversation\nComment\nInvestigate\nPrepare Reply\nFile\nJustify\nSee Me\nFor Correction\nNecessary Action\nSignature\nREMARKS OR ADDITIONAL ROUTING\nd hope I have not\ngone beyond our\nconversations, particularly\ninuseal word \"lanly\"\nin paragraph D.\nPlease have your\nsecretary Callmeon this\nROOM NO. & BLDG.\nPHONE NO.\nMartha Cordy FROM: (Name and Org. Symbol)\n3535\n23019\nFORM JF-29 (Formerly Forms DS-10, AID-5-50 & IA-68)\nGPO : 1968 o - 305-218 (136)\n3 68\nCBS Airs Special Report Donald E. itarelli\nOn ATFD's Gun\nAct Movie\n\"That's What It's All About,\"\nwho described the film as a\nformative, highly useful film on\nis the name of the movie made\n\"monster\" and \"a waste of tax-\nthe same point, which I would\nlast year by the Alcohol, Tobac-\npayers' money.\"\nsupport, and which most of the\nCO & Firearms Division for the\nDuring the \"Sixty Minutes\"\nsportsmen would support, could\nstated purpose of explaining the\nreport, CBS commentator Mike\nhave been done for about $5,000\nGun Control Act of 1968. But\nWallace interviewed several per-\nor $10,000, approximately one-\nmany informed observers say\nsons who are involved in the\nsixth to one-third of what the\nthe film misses the point and\ndebate over the film. The pro-\nTreasury Department squan-\nactually refers to the old\ngram also featured an abbre-\ndered on this particular\nFederal Firearms Act, rather\nviated version of the controver-\nmonster\nthan the new act, which went\nsial film (Feb. 13, Gun Week).\nSen. Thomas Dodd (Conn.), a\ninto effect on Dec. 16, 1968.\nFollowing the showing of the\nlong-time proponent of gun con-\nDespite attempts by the\ncut-down ATFD film, Rep.\ntrol laws, answered: \"I think\nTreasury Department to with-\nDingell made the following\nthe people who bitterly opposed\ndraw the film from public view\nstatement:\nthe Gun Control law, some\n- until it has been corrected\n\"My position is that this mo-\nmembers of Congress who\ntechnically, one Treasury official\nvie falls a long way short of in-\nfought it, bitterly, some gun-\nsaid - the CBS Television Net-\nforming the people of what the\nrunners, some gun producers,\nworked stirred up the con-\nFirearms Control Act of 1968\nwho fought it bitterly, some who\ntroversy again Feb. 17 when it\nactually does. It doesn't talk\nhave lied- about it, were in a\ndevoted a segment of its pro-\nabout the new law, it talks\nfrenzy, I think, because they\ngram, \"Sixty Minutes,\" to the\nabout the old law. And in that, I\nwere afraid that if this film got\ndebate over the merits of the\nfind it deficient. I also pointed\nout, and the people really knew\nmovie.\nout to you, Mike, that it in-\nthe facts, that their campaign\nThe leading critic of the film\nvolves a great deal of violence\nagainst the Gun Control Law\nis Rep. John D. Dingell (Mich.),\nand sex, something which isn't\nwould be shot to pieces.\"\nan NRA director and long-time\nnecessary, and I also pointed\nWallace then explained that\nfoe of gun control legislation,\nout\nthat\na\nthoroughly\nin-\n(Continued On Page 2)\nReproduced at the Richard Nixon Presidential Library and Museum\nGWN\nWEEK,\nATFD\nMovie\nShown\nOn\nCBS\nand would not be done, at which\ntechnical standpoint,\" Walker\ntime I then informed him that\nresponded.\nhe had made it unfortunately\n\"I'm talking about the en-\n\"the head of Internal Revenue\nnecessary to proceed by contact-\nforcement people at IRS at the\ndeclined to comment\" on the\ning his superiors and by working\nAlcohol, Tobacco & Firearms\nfilm. He said Harold A. Serr,\nwith those above him in the\nControl,\" Wallace said.\ndirector, Alcohol, Tobacco &\ndepartment.\"\n\"We have a difference of opin-\nFirearms Division, also declined\nWallace then asked Rep.\nion,\" Walker said. \"And\nto comment.\nDingell if he went to Charles\nTreasury is ultimately responsi-\nRep. Dingell then explained\nWalker, the undersecretary of\nble to the people or the country\nhow he managed to have the\nthe Treasury.\nas to how the decisions are\nfilm withdrawn. He said:\nRep. Dingell replied he went\nmade.\"\n\"I had first a fairly lengthy\nto a \"number of people in the\nReturning to Rep. Dingell, the\ndiscussion with Mr. Serr on the\nTreasury Department.\nMichigan lawmaker said:\ntelephone. I suggested that the\nIn an attempt to pinpoint who\n\"I have told you, Mike, that I\nmovie should be drawn back for\nhad ordered the film withdrawn,\nthink the film has absolutely no\nfurther technical changes, to\nWallace asked whether the\nvalue whatsoever, insofar as in-\nmake it more informative on\nMichigan lawmaker had con-\nforming people about what the\nthe new law, to make it give\ntacted Randolph Thrower, head\nnew gun law does.\"\nbetter information on what the\nof the IRS, or Charles Walker.\n\"Isn't that your judgment,\nlaw was, to eliminate some of\nRep. Dingell said, \"I don't\nCongressman, against the judg-\nthe violence, and to make it a\nbelieve I discussed the matter\nment of the people who are\nbetter and now informative movie.\nwith those gentlemen, but I did\ncharged with enforcing the gun\n\"Mr Serr said this could not\ndiscuss it with higher officials in\ncontrol law?\" Wallace asked.\nthe Treasury Department who\nRep Dingell replied: \"Now let\nme make one thing very clear\n\"Secretary Kennedy?\" Wallace\nto you; a member of Congress\ninterrupted.\nis elected to make these judg-\n\"I discussed it with a number\nments. The Congress is p-\nof officials in the Treasury\nposed to be the policy-making\nDepartment, higher up, so\nbody in this government. And I\nmany, and in so many different\nintend, so long as my people will\ntimes and places that I must\nafford me their trust, and their\nsay that I'm not fully clear on\nsupport, to try and see that I\nwhat discussions transpired\ncarry out that responsibility of\nwhere, but I had many discus-\nmaking these judgments and\nsions with higher officials in the\nmaking these voices and my\nTreasury Department, including\njudgments heard on matters of\nsome of the very top officials.\"\nimportance to the American\nWallace then switched to an\npeople. And I don't intend to ab-\ninterview with Charles Walker,\ndicate to the bureaucracy. Now\nTreasury undersecretary, who,\nit may perhaps be your theory\nWallace said, gave the order to\nthat a member of Congress is\n\"pull back\" the film. Walker\nsupposed to supinely roll over,\nstated:\nlay down and play dead for the\n\"I do not know Congressman\nbenefit of the bureaucrats and\nDingell. I have never met him.\nto allow them, who hold no elec-\nIf a member of the gun lobby\ntion certificates, and no direct\ncame in here and sat down in\nresponsibility on answering to\nyour lap I wouldn't know him.\nthe people, but it is not mine,\nMy past record before coming\nand I don't intend to practice\nto Treasury was one of personal\nthat kind of responsibility to the\nstrong support for adequate gun\npeople that I serve in the Con-\nlegislation as executive vice\ngress of the United States.\npresident of the American\nWallace then returned for a\nBankers Association.\nstatement from Sen. Dedd, who\n\"The film doesn't pass muster\nsaid:\nfrom a technical standpoint -\n\"I think I know a little bit\nthat's all there is to it, from my\nabout this gun law; that it's not\nstandpoint\nWallace asked: \"Is the film\nof a truthful film about the Gun\ninaccurate in anything it says\nControl law. The firearms\nabout the gun laws?\"\nor the gun lobby, is a very\nWalker replied: \"It's inac-\npowerful, very effective lobby on\ncurate in certain implicat\nCapitol Hill. It exercises a lot of\nThere are strong\nmuscle. It throws its weight\nthat certain types of weapons\naround and with great effect\nwere outlawed by the '68 Act,\nand it has for years. It spends a\nand they've been outlawed since\nlot of money It doesn't want\nthe 1930's - sawed-off shotguns\nany reasonable gun control\nand things of that type. The\nlegislation passed, on any level,\npoint is that in official\nbut particularly not in the Con-\ngovernment film, put out by a\nof the United States.\"\ndepartment that is very proud\nIn his summary,\nof its security and its forth-\n\"Sen. Dodd has told 60\nrightness, we want it to be ab-\nMinutes that tomorrow he will\nsolutely accurate all the way\nask his Juvenile Delinquency\nBoth in terms of the facts, and\nSubcommittee to investigate the\nin terms of the realistic life sit-\ngun lobby's role in forcing the\nuation of law enforcement.\nTreasury to withdraw the film\nThe program then cut to an\nfrom public distribution. The\ninterview with Bob O'Donnell,\nNational Commission on\nthe film's director, who stressed\nViolence says there are close to\nthat the film was produced with\n100 million weapons in the hands\nthe technical advice of the\nof America's civilian population.\nATFD.\nSome estimates would double\nthat number. It seems sensible\nWallace then returned to Un-\nthen that Americans have\ndersecretary Walker with the\navailable to them the kind of in-\ncomment: \"You know your own\nformation they need about who\nenforcement would like to see\nthe film out, would like to see it\ncan and cannot have those guns,\nwhich weapons are permissible\nplayed\nand which are not, what\n\"Not the enforcement people\nweapons must be registered, and\nin the office of the Secretary of\nwith whom. The film, though it's\nthe Treasury. They are unani-\nno prize winner, tries to provide\nmous of the opinion that the\nthat information. The question\nfilm is not qualified from a\nis: Was the film withdrawn, as\nCongressman Dingell argues, be-\ncause it fails to tell the gun\nReproduced at the Richard Nixon Presidential Library and Museum\n50\n5)\nUNITED STATES GOVERNMENT\nDEPARTMENT OF JUSTICE\nMemorandum\nTO\n: Egil Krogh\nDATE: May 22, 1970\nDeputy Assistant to the President\nFROM\n: Donald E. Santarelli\nAssociate Deputy Attorney General\nSUBJECT:\nSince we apparently do not possess the capacity\nto do our own evaluation of the Violence Commission Report,\nwe may have to rely on such outside sources as Dr. Wilber.\nThis is just one more example of how the liberal element\nhas captured the lion's share of the publication world.\nFill\ncotto\nFrieary\nReproduced at the Richard Nixon Presidential Library and Museum\nNIXON PRESIDENTIAL MATERIALS PROJECT\nDOCUMENT CONTROL RECORD\nITEM REMOVED FROM THIS FILE FOLDER\nRestricted document has been removed. See document\nentry number\non Document Withdrawal Record\n(GSA Form 7279) or NARS Withdrawal Sheet (GSA Form\n7122), located in the front of this folder, for a\ndescription of the item and an explanation for its\nremoval.\nNATIONAL ARCHIVES AND RECORDS SERVICE\nNLN Form 101 (6-79)\nReproduced at the Richard Nixon Presidential Library and Museum\nJanuary 21, 1970\nMEMORANDUM FOR EUGENE ROSSIDES\nSUBJECT:\nTREASURY FILM RE FIREARMS\nWould it be possible to arrange for a quiet, confidential showing\nof your \"sexy, violent movie\" which, according to this morning's\nPost, was \"gunned down on the Hill. 11\nAs you know, I have been working with this government's fire-\narms control policy for some time, but somehow missed the\nfact that this film was to be shown. Firearms control is an\nexceedingly important issue for us, and I'd much appreciate\nbeing kept informed of all public efforts to depict this\nAdministration's position.\nIf it can be done in the near future, I'll arrange for a time and\nthe place will probably be the little theatre in the East Wing.\nThanks, Gene.\nEnclosure\nADMINISTRATIVELY CONFIDENTIAL\nReproduced at the Richard Nixon Presidential Library and Museum\nJanuary 17, 1970\nMEMORANDUM FOR DON SANTARELLI\nFROM:\nBUD KROGH\nSUBJECT:\nFIREARMS CONTROL\nYou will note from the attached that I have been discussing with\nWilf Rommel the Administration's position on firearms.\nAs we report on Representative Celler's bill, I am inclined to\ntighten up the Treasury's report to correspond with your statement\nlast July.\nI would appreciate your reviewing the attached material, and giving\nme your confidential view as to the appropriateness of taking out\na lot of the loose language from the Treasury report and making it\ncoincide with your report.\nThanks, Don.\nP.S. It shouldn't take much time, I'll need it back by Monday night.\nReproduced at the Richard Nixon Presidential Library and Museum\nNATIONAL COMMISSION ON THE CAUSES AND PREVENTION OF VIOLENCE\n726 JACKSON PL., N.W.\nWASHINGTON, D.C. 20506\nDR. MILTON S. EISENHOWER\nLLOYD N. CUTLER\nCHAIRMAN\nEXECUTIVE DIRECTOR\nJuly 28, 1969\nCONGRESSMAN HALE BOGGS\nTHOMAS D. BARR\nARCHBISHOP TERENCE J. COOKE\nDEPUTY DIRECTOR\nAMBASSADOR PATRICIA HARRIS\nSENATOR PHILIP A. HART\nJAMES F. SHORT, JR.\nJUDGE A. LEON HIGGINBOTHAM\nMARVIN E. WOLFGANG\nERIC HOFFER\nCO.DIRECTORS OF RESEARCH\nSENATOR ROMAN HRUSKA\nLEON JAWORSKI\nJAMES S. CAMPBELL\nALBERT E. JENNER. JR.\nGENERAL COUNSEL\nCONGRESSMAN WILLIAM M. MCCULLOCH\nJUDGE ERNEST W. MCFARLAND\nWILLIAM G. MCDONALD\nDR. W. WALTER MENNINGER\nADMINISTRATIVE OFFICER\nDear Mr. President:\nI submit herewith this Commission's findings on\nthe relationship of firearms to violence in the\nUnited States, and our recommendations for a system\nof restrictive licensing which would reduce sub-\nstantially the number of handguns now in the possession\nof Americans. This statement is being released to the\npress today with the permission of your staff.\nI also enclose the research report on which this\nCommission's findings are based.\nSincerely yours,\n2 Enclosures/3\nThe President\nThe White House\nReproduced at the Richard Nixon Presidential Library and Museum\nNATIONAL COMMISSION ON THE CAUSES AND PREVENTION OF VIOLENCE\nFederal Office Building #7\n17th Street, between Pennsylvania Avenue at H Street, N.W.\nWashington, D.C. 20506\nFOR IMMEDIATE URELEASE the press\nFOR FURTHER INFORMATION:\nNOTE: This statement\nconference Commission, which is Office\nPHONE: 395-3390\nof the July 28, in Room 2008, Federal and H\nEDT, Monday, No. 7, on 17th between Pennsylvania 395-3390.\nBuilding Streets. For further information, phone\nThe National Commission on the Causes and Prevention of\nViolence has authorized for release, without comment, a task\nforce report submitted to it on firearms and violence in\nAmerican life.\nThe 268-page study is entitled, \"Firearms and Violence\nin American Life.\" It was submitted to the Commission by\nGeorge D. Newton, Jr., Director of the Task Force, and\nFranklin E. Zimring, Director of Research, and is the result\nof a year-long investigation of the relationship between\nfirearms and violence.\nThe Task Force report concludes that the United States\nmust break \"the vicious circle of Americans arming to protect\nthemselves from other armed Americans, \" and has recommended a\nnational firearms control law designed to reduce substantially\nthe number of handguns in the United States.\nIt further reports that:\n*\nThere are about 90 million firearms in the hands of\ncivilians in the United States--about 24 million\nhandguns, 35 million rifles, and 31 million shotguns.\n*\nSince 1962, sales of rifles and shotguns have\ndoubled; in the same period, sales of handguns have\nquadrupled.\n*\nFirearms were involved in 2,900 fatal gun accidents\nin 1967.\n*\nFirearms were used in 7,000 homicides in 1967. Gun\nattacks are five times as likely to cause death as\nknife attacks.\n*\nHome owners may seriously overrate firearms as a\nmethod of self-defense against crime. The loaded\ngun in the home creates more danger than security.\n*\nThe increased number of guns in civilian hands has\nled to increased gun violence. Since 1964, homicide\nReproduced at the Richard Nixon Presidential Library and Museum\n-2-\ninvolving guns has increased more than 50 percent,\na rate of increase four times greater than homicide\nwith other weapons.\n* Handguns are the principle firearm used in crime.\nAlthough only about one-quarter of all guns, hand-\nguns are used in three-fourths of all gun homicides.\nThe Task Force concludes that the most effective way to\nreduce gun violence would be a nationwide system that would\neliminate 90 percent or more of the 24 million privately held\nhandguns in the United States by allowing such guns to be\npossessed only by persons who need them. Under the system\nproposed, rifles and shotguns would be available to all persons\nexcept high-risk groups, such as felons, drug addicts, and\nminors under 18. Owners of rifles and shotguns would only be\nrequired to obtain identification cards.\nA chapter-by-chapter summary of the report is attached.\nCopies of the report will be available from the Superin-\ntendent of Documents, U. S. Government Printing Office.\nBIOGRAPHY\nGeorge D. Newton, Jr., is a partner in the Chicago Law\nFirm of Kirkland, Ellis, Hodson, Chaffetz & Masters.\nFranklin E. Zimring is Associate Professor of Law at the\nUniversity of Chicago.\nReproduced at the Richard Nixon Presidential Library and Museum\nFIREARMS AND VIOLENCE IN MERICAN LIFE\nA Report to the National Commission on the Causes\nand Prevention of Violence\nby\nGeorge D. Newton, Jr. and Franklin E. Zimring\nCHAPTER SUMMARIES\n1. The Number of Firearms in Civilian Hands\nOf the estimated 90 million firearms in civilian hands\nin the United States, 24 million are handguns, 35 million\nare rifles, and 31 million are shotguns.\n2. Patterns of Firearms Ownership\nAbout half of all American homes have a firearm, and\nmany have more than one. Firearms ownership is highest in\nthe South and lowest in the East. Ownership of rifles and\nshotguns is higher in rural areas and towns than in large\ncities, but handgun ownership is highest in towns and large\ncities.\n3. How Firearms are Acquired\nAlmost half of all long guns, and more than half of all\nhandguns, are acquired secondhand. New firearms and a large\nnumber of used firearms are purchased from sporting goods\nstores, hardware stores, or other firearms dealers. But,\nabout half of secondhand firearms are acquired from friends\nor other private parties.\n4. Recent Trends in Firearms Sales\nSales of long guns doubled from 1962 to 1968; in the same\nperiod sales of handguns quadrupled. In the last decade,\nabout 10 million handguns were sold in this country, more than\none third of all handguns produced or imported for the civilian\nmarket since the turn of the century.\nGrowing interest in shooting sports may explain much of\nthe increase in long gun sales, but it does not account for\nthe dramatic increase in handgun sales. Fear of crime, vio-\nlence, and civil disorder, and perhaps the anticipation of\nstricter firearms laws, appear to have stimulated sales of\nhandguns in recent years.\n5. Firearms and Accidents\nAmericans are currently dying from firearms accidents at\na rate of about 2,900 per year; another 20,000 persons suffer\nReproduced at the Richard Nixon Presidential Library and Museum\n-2-\naccidental injuries each year from firearms. Firearms acci-\ndent rates follow the pattern of firearms ownership; they are\nhighest in the South and lowest in the East. Over half of\nall fatal firearms accidents occur in or around the home,\nand about 40 percent of accident victims are children and\nteenagers.\n6. Firearms and Suicide\nFor persons who seek to end their lives, firearms are a\nspeedy and effective method. There is some evidence that,\nif persons who now use firearms were forced to resort to\nother means where there is a higher chance of intervention\nand rescue, some would not die. But there is little reason\nto expect that reducing the availability of firearms would\ncause a significant reduction in suicides. A person who\nreally wants to die will find a way of doing so.\n7. Firearms and Crime\nHomicide is seldom the result of a single-minded intent\nto kill. Fatal injuries most often occur from an attack\ngrowing out of an altercation and committed in a rage. Fire-\narms were used in 65 percent of homicides in this country in\n1968. When a gun is used, the chances of death are about\nfive times as great as when a knife is used. In the last\n5 years the number of firearms homicides has increased by\nalmost 50 percent.\nAggravated assault differs from homicide only in its\noutcome--the victim survives. Although the knife is still\nthe No. l weapon used in aggravated assault, the share of\ngun attacks is increasing, and in 1968 nearly one in four\naggravated assaults involved firearms.\nOne third of all robberies are committed with guns. The\nchances of the victim's being killed increase substantially\nif the robber uses a gun.\n8. The Firearms Used in Crime\nThe criminal's primary firearm is the handgun. Although\nonly about one quarter of all firearms in this country are\nhandguns, they are used in three quarters of the homicides\nReproduced at the Richard Nixon Presidential Library and Museum\n-3-\ninvolving firearms. Of the handguns used in crime in the\nDistrict of Columbia, nearly half are imported. Samples of\nfirearms manufactured in this country and used in crime\nreveal that a surprising number are more than 50 years old\nand one in six is a military weapon. Many of the handguns\nused in crime were owned by legitimate users at one time but\nappear to have been sold privately or to have been stolen\nwithout the theft having been reported.\n9. Firearms and Collective Violence\nThe availability of firearms at relatively low cost\nmakes it easy for extremist groups and individuals to obtain\nsuch weapons; the possession of firearms by some groups\nencourages opposition groups and individuals likewise to\narm themselves; and possession of firearms by any group\ninvites quicker and deadlier response on the part of rival\narmed groups and law enforcement agencies.\n10. Firearms and Self-Defense\nOwning a gun for self-defense and protection of homes\nand businesses is deeply rooted in American tradition. Guns\nmay be of some utility in defending businesses, but house-\nholders may seriously overrate the effectiveness of guns in\nprotection of their homes. In our urbanized society the gun\nis rarely an effective means of protecting the home against\neither the burglar or the robber; the former avoids confron-\ntation, the latter confronts too swiftly. Possession of a\ngun undoubtedly provides a measure of comfort to a great\nmany Americans, but, for the homeowner, this comfort is\nlargely an illusion bought at the high price of increased\naccidents, homicides, and more widespread illegal use of\nguns.\n11. More Firearms--More Firearms Violence\nData from three sources document that the proportion of\ngun use in violence rises and falls with gun ownership.\nStatistics from Detroit show that firearms violence increased\nafter an increase in handgun acquisitions. Regional compari-\nsons show that the percentage of gun use in violent attacks\nparallels rates of gun ownership. A study of guns used in\nhomicides, robberies, and assaults in eight major cities shows\nthat cities with a high proportion of gun use in one crime\ntend to have high proportions of gun use in the other crimes.\nReproduced at the Richard Nixon Presidential Library and Museum\n-4-\n12. Strategies of Firearms Control\nDifferent strategies of firearms control--regulation of\nthe place and manner in which firearms can be used, regula-\ntion of who may possess firearms, permissive and restrictive\nlicensing, registration and transfer notice--can be combined\nin a variety of ways to produce a comprehensive system of\ncontrol. Since handguns and long guns do not contribute\nequally to firearms misuse, it may be appropriate to use\ndifferent strategies for different types of firearms.\n13. State and Local Firearms Laws\nState and local firearms regulation in the United States\nis a patchwork quilt of more than 20,000 laws, many of them\nobsolete, unenforced, or unenforceable. Serious efforts at\nstate and local regulation have consistently been frustrated\nby the flow of firearms from one state to another. Attempts\nto establish uniform state and local firearms laws have\nfailed.\n14. Federal Firearms Laws\nPublic opinion in this country has favored regulation of\nfirearms since the 1930s. Yet, from the enactment of the\nfirst federal firearms possession law in 1934, federal gun\nlaws have been passed in this country only after sensational\nepis odes of gun violence. The Gun Control Act of 1968, which\nfollowed the assassinations of Dr. Martin Luther King, Jr.,\nand Senator Robert F. Kennedy, commits the federal government\nto support state and city gun control laws by reducing the\ninterstate flow of firearms which has long frustrated local\ncontrol efforts. Proposals for a federal system of screening\nfirearms owners have not been enacted.\n15. Firearms Control and the Constitution\nThe second amendment raises no legal barrier to federal\nor state firearms legislation. The fifth amendment, however,\ncould be invoked against enforcement of such laws. Fifth\namendment problems might be minimized by exempting from\nlicensing, registration, or transfer notice requirements all\npersons in those categories prohibited by law from possessing\nfirearms. This exemption of illegal possessors would not\ndecrease the effectiveness of firearms control because other\nparts of the control system could allow prosecution of such\nReproduced at the Richard Nixon Presidential Library and Museum\n-5-\npersons without requiring them to incriminate themselves.\n16. Foreign Firearms Laws\nMost countries have passed national firearms control\nlaws. The great majority of these laws appear to be more\nstringent than the laws of most states in the United States,\nalthough many of the foreign laws may not be effectively\nenforced. Many countries regulate handguns more stringently\nthan long guns, and rough estimates of handgun ownership in\n10 countries are all far below the rate of handgun ownership\nin the United States.\n17. Can We Reduce Firearms Violence?\nThe gun control controversy has often involved compari-\nsons of crime statistics from states with firearms control\nlaws with statistics from states with no such laws and\ncomparisons of the United States to foreign countries. These\ncomparisons are never wholly satisfactory, but when care is\nexercised to focus not upon the number of crimes committed\nbut solely upon the proportion of crimes involving guns, an\ninference can be drawn that control systems that substantially\nreduce the number of guns are effective in reducing the level\nof gun violence. Since handguns are the major problem, a\nnationwide restrictive licensing system for handguns promises\na more certain and more substantial reduction of gun violence\nin this country than a permissive system.\n18. The Costs of Firearms Control\nThe costs of any firearms control system include both\nthe funds needed to administer the system and the effect on\nthe use of guns by their owners. The monetary cost of an\nefficiently administered permissive or restrictive licens-\ning system would not be excessive. Restrictive licensing\nof handguns, however, would significantly reduce their\nlegitimate use.\n19. Technology and Firearms Control\nTechnological advancements in tracing of firearms to\nowners, in detecting firearms in public places, and in develop-\nment of nonlethal weapons or ammunition would help reduce\nfirearms misuse by making firearms control systems more\nReproduced at the Richard Nixon Presidential Library and Museum\n- -6-\neffective. Government and private industry should engage\nin a concerted program of scientific research and develop-\nment to promote such technological advancements.\nReproduced at the Richard Nixon Presidential Library and Museum\nTMENT\nOF\nTHE\nC\n1789 THE DEPA TREASURY\nTHE DEPARTMENT OF THE TREASURY\nWASHINGTON, D.C. 20220\nAssistant SECRETARY\nOCT 3 1969\nMEMORANDUM FOR THE HONORABLE EGIL KROGH, JR.\nDEPUTY COUNSEL TO THE PRESIDENT\nAttached is a copy of the Secretary's letter\nof October 2, 1969 to Senator Bennett correcting\nan inaccuracy discovered in the Secretary's letter\nto Senator Bennett of September 26, copy also\nattached.\nIn connection with the same matter, the\nSecretary has received a letter from Senator Dodd,\ncopy attached. A reply to Senator Dodd is being\ndrafted and you will continue to be kept advised.\nEugene T. Rossides\nAttachments - 3\nIn the absence of mr. Rossides:\nG Gordon Liddy\nReproduced at the Richard Nixon Presidential Library and Museum\nOCT 2- 1969\nDear Senator Bennett:\nIn my letter to you of September 26, 1969,\nrecommending the enactment of the amendment to\nH.R. 12829, I set forth the reasons therefor,\nand noted in passing that the amendment discussed\ndoes not affect the recordkeeping requirements\nconcerning pistol and revolver ammunition.\nI have been advised that the aforesaid\nobservation is not entirely accurate. An\nexception has been called to my attention in that\none of the types of ammunition proposed to be\nexcluded from the recordkeeping requirement, .22\ncaliber rimfire, is usable in handguns as well as\nshoulder arms. Although my letter to you of\nSeptember 26 should be read with this clarification\nin mind, the position of the Department on the\namendment to H.R. 12829 remains the same, for the\nreasons stated therein.\nWith best wishes,\nSincerely yours,\n/3/ David M. Kennedy\nDavid M. Kennedy\nThe Honorable\nWallace Bennett\nUnited States Senate\nWashington, D.C. 20510\nGGLiddy: fbb 10-2-69\nReproduced at the Richard Nixon Presidential Library and Museum\nTHE SECRETARY OF THE\nWASHINGTON, D.C. 20.20\nPEASURY Rannettiss ES\nW.\nSEP 26 1969\nDear Senator Bennett:\nThis is in response to your request for the views\nof the Treasury Department on the enactment of the\nammunition records amendment to H.R. 12829. The amendment\nwas made by the Finance Committee and includes the text of\nS. 2718. The latter bill would modify the recordkeeping\nrequirements now imposed by Chapter 44 of Title 18, United\nStates Code, for sporting type ammunition. This would be\ndone by amending section 4182 of the Internal Revenue Code.\nThe Department has found that the records required of\ntransactions in sporting type ammunition, i.e., shotgun,\nrifle, and. 22 caliber rimfire ammunition, is of little\nvalue in law enforcement.\nIndeed, the Department knows of no instance where any\nof the recordkeeping provisions relating to sporting type\nammunition has been helpful in law enforcement.\nIn short, the recordkeeping controls are not effective\nas a law enforcement tool. They do, however, because of the\nvolume of transactions in sporting ammunition tend to\ngenerate criticism from sportsmen and others and detract\nfrom the effective enforcement of other provisions of the\nfirearms laws.\nYou should note that the amendment discussed here does\nnot affect the recordkeeping requirements concerning pistol\nand revolver ammunition nor does the amendment affect the\nexisting controls over interstate shipment and sales by\nlicensees to prohibited persons.\nThe Department recommends the enactment of the\namendment to H.R. 12829 which would eliminate the record-\nkeeping requirements of certain sporting type ammunition.\nWith best wishes,\nSincerely yours,\nBy Mr Knorr's\n797\nRavid\nM.\noffece\nThe Honorable\nWallace Bennett\nDavid M. Kennedy Accored and by Justice 13. OB\nUnited States Senate\nWashington, D.C.\n20510\nCC: Sen. Scott Cong. Rel./GK/jg\n9-26-69\nAcal V-30 9/76\nReproduced at the Richard Nixon Presidential Library and Museum\nJAMES O. EASTLAND, MISS.\nRMAN\nby have\nJOHN L. MC CLELLAN, ARK.\nEVERETT KINLEY DIRKSEN, ILL.\nSAM'J. ERVIN, JR., N.C.\nROMAN L. HRUSKA, NEBR.\n10/2/69\nTHOMAS J. DODD, CONN.\nHIRAM L. FONG, HAWAII\nPHILIP A. HART, MICH.\nHUGH SCOTT, PA.\nEDWARD M. KENNEDY, MASS.\nSTROM THURMOND, S.C.\nBIRCH BAYH, IND.\nMARLOW W. COOK, KY.\nUnited States Senate\n4:15p,\nQUENTIN N. BURDICK, N. DAK.\nCHARLES MC c. MATHIAS, JR., MD.\nJOSEPH D. TYDINGS, MD.\nROBERT c. BYRD, W. VA.\nCOMMITTEE ON THE JUDICIARY\nJOHN H. HOLLOMAN III\nWASHINGTON, D.C. 20510\nCHIEF COUNSEL AND STAFF DIRECTOR\nOctober 2, 1969\nHonorable David M. Kennedy\nSecretary of the Treasury\n02653\nWashington, D.C.\nDear Mr. Secretary:\nWhile I have not yet seen a copy of the letter itself,\nI understand that you have written to Senator Wallace Bennett\ninforming him that the Treasury Department supports Senator\nBennett's efforts to repeal the ammunition controls of the\nGun Control Act of 1968.\nAccording to a statement releasing the contents of your\nletter, you stated:\n\"Indeed, the Department knows of no instance where\nany of the recordkeeping provisions relating to\nsporting type ammunition has been helpful in law\nenforcement. In short, the recordkeeping controls\nare not effective as a law enforcement tool\n11\nI am at a loss to understand this position, because it\nconflicts with and contradicts statements which were made on\nJuly 23, 1969, before the Subcommittee to Investigate Juve-\nnile Delinquency by Assistant Secretary of the Treasury Eugene\nT. Rossides and Commissioner of Internal Revenue Randolph\nThrower.\nMr. Rossides told the Subcommittee:\n=\nIt is the view of the Department that,\nthe Gun Control Act of 1968 is working reasonably\nwell and is providing the needed support for state\nand local controls for which it was designed. We\nrespectfully request that the controls of the Gun\nControl Act of 1968 be given a full opportunity to\nprove their worth. II\nReproduced at the Richard Nixon Presidential Library and Museum\n- 2 -\nCommissioner Thrower told the Subcommittee:\nII\nI strongly believe the new gun law is an\neffective law enforcement tool which will go a\nlong way in assisting local law enforcement auth-\norities in coping with the crime problem within\ntheir own borders. II\nFurthermore, according to the release, your letter states\nthat the amendment:\n=\nin no way affects the recordkeeping require-\nments concerning pistol and revolver ammunition,\nnor does the amendment affect the existing controls\nover interstate shipment and sales by licensees to\nprohibited persons.\n\"\nMay I respectfully point out that this statement appears\nto be inaccurate. As you know, Senator Bennett's bill would\nrepeal controls over .22 caliber ammunition. This particular\nammunition is used in the so-called \"Saturday Night Specials,\"\nthe inexpensive revolvers that have plagued law enforcement\nofficers throughout the nation for the last ten years. In\nfact, in 30 percent of the handgun murders each year, a .22\ncaliber handgun is used.\nIn view of the apparent contradiction between the con-\ntents of your letter and the testimony of Mr. Rossides and\nCommissioner Thrower, I can only assume that you have received\nnew information on this matter within the last two months. If\nyou have such new information, the Subcommittee on Juvenile\nDelinquency would like to have it. We would certainly like\nto have it before the Senate considers any attempt to repeal\nammunition controls.\nIn view of the apparent inaccuracy of the contents of\nyour letter regarding the use of .22 caliber ammunition in\nhandguns, it seems to me that new hearings on this subject\nare essential in order that the facts may be recorded. The\nfacts must be recorded if the Senate hopes to act intelli-\ngently on legislation of this magnitude.\nI take this opportunity to request, therefore, that the\nTreasury Department go on record to insist that hearings be\nheld on the amendment to repeal ammunition controls.\nReproduced at the Richard Nixon Presidential Library and Museum\n1. 3 -\nI look forward to hearing from you about this matter which\nis of such great concern to so many of us.\nWith all best wishes.\nSincerely yours,\nVhmas if Dould\nTHOMAS J. DODD\nEnclosure\nP.S. Knowing of your interest in the early enactment of the\nInterest Equalization Tax Extension Act, may I call your atten-\ntion to a statement made by the distinguished Chairman of the\nHouse Judiciary Committee on the Floor of the House yesterday.\nIt can be found on page H 8817 of the Congressional Record for\nOctober 1, a copy of which is enclosed.\nReproduced at the Richard Nixon Presidential Library and Museum\nCONGRESSIONAL RECORD for Wednesday, October 1, 1969\nH8817\nINTEREST EQUALIZATION\nEXTENSION ACT\n(Mr. CELLER asked and was given per-\nmission to address the House for 1 min-\nute and to revise and extend his re-\nmarks.)\nMr. CELLER. Mr. Speaker, in the\nother body, the Finance Committee has\nadded a totally nongermane and regres-\nsive amendment to the Interest Equaliza-\ntion Tax Extension Act-H.R. 12829. The\namendment repeals the ammunition rec-\nordkeeping requirements of the Gun\nControl Act of 1968.\nThe Senate committee amendment\neliminates recordkeeping in sales of, first,\nshotgun ammunition; second, rifle am-\nmunition; third, .22 caliber rimfire am-\nmunition, and component parts thereof.\nThe 1968 act prohibits the sale of am-\nmunition to certain juveniles, mental in-\ncompetents, known felons, drug addicts,\nand other irresponsible persons. Requir-\ning a prospective purchaser to give his\nname, address and substantiate his age is\nnot a nuisance. Clearly, enforcement of\nthe act's prohibitions would be impossi-\nble without requiring dealers to keep rec-\nords of ammunition transactions.\nUnder the Senate committee rider, am-\nmunition recordkeeping for aproximately\n90 percent of all firearms would be elimi-\nnated.\nRecordkeeping will deter those who\ncannot legally buy ammunition.\nRecordkeeping will insure that deal-\ners will exercise a higher degree of care\nin determining whether the buyer is\nbarred under the statute from buying\nammunition.\nAvailability of ammunition records\nwill aid in the investigation of firearms\ncrimes.\nThe only way of affecting the 90 mil-\nlion firearms already privately owned is\nby regulating the flow of ammunition.\nAccording to Senate Juvenile Delin-\nquency Subcommittee studies: .22 caliber\npistols and revolvers were involved in\n30 percent of the handgun murders com-\nmitted last year; .22 caliber rifles were\ninvolved in 60 percent of the rifle mur-\nders last year; .22 caliber rimfire bullets\naccounted for 37 percent of the homi-\ncides committed in this country last\nyear; that is, 3,300 Americans were mur-\ndered by these bullets.\nThe weapon used to kill Robert Ken-\nnedy was a .22 caliber revolver which\nfired a .22 caliber rimfire bullet.\nMr. Speaker, the Gun Control Act\nof 1968 represented one of the outstand-\ning accomplishments of the 90th Con-\ngress. It marked the beginning toward\nreducing the level of gun violence in this\ncountry. Now, without any hearings and\nonly 10 months after the act has become\neffective, a Senate committee has moved\nto strike an essential element from the\nact's regulatory fabric.\nNo examination of the need or conse-\nquences of repealing ammunition con-\ntrols has been made. It is unwise and\nregressive to cut back the scope of the\nact of 1968. Should the other body never-\ntheless adopt this ammunition rider, it\nwill encounter sustained opposition on\nthe floor of the House. The resulting de-\nlay may well jeopardize the enactment\nof the Interest Equalization Tax Exten-\nsion Act. The ammunition amendment\nshould be defeated.\nNOTE: This statement is for use after the press\nconference of Dr. Milton S. Eisenhower, Chairman\nof the Commission, which is scheduled for 3:00 рш,\nEDT, Monday, July 28, in Room 2008, Federal Office\nBuilding No. 7, on 17th between Pennsylvania and H\nStreets. For further information, phone 395-3390.\nCOMMISSION STATEMENT ON\nFIREARMS & VIOLENCE\nDR. MILTON S. EISENHOWER\nCHAIRMAN\nJuly 28, 1969\nNATIONAL COMMISSION ON\nTHE CAUSES AND PREVENTION OF VIOLENCE\nReproduced at the Richard Nixon Presidential Library and Museum\nNATIONAL COMMISSION\nON THE CAUSES AND PREVENTION OF VIOLENCE\nFIREARMS AND VIOLENCE\nDR. MILTON S. EISENHOWER\nCHAIRMAN\nWhether guns cause violence, contribute to it, or are merely coincidental to it has long been\nMEMBERS OF THE COMMISSION\ndebated. After extensive study we find that the availability of guns contributes substantially to\nviolence in American society. Firearms, particularly handguns, facilitate the commission and\nincrease the danger of the most violent crimes-assassination, murder, robbery and assault. The\nJUDGE A. LEON HIGGINBOTHAM\nwidespread availability of guns can also increase the level of violence associated with civil\nVICE CHAIRMAN\ndisorder. Firearms accidents, while they account for only a small percentage of all accidents,\ncause thousands of deaths and injuries each year.\nCONGRESSMAN HALE BOGGS\nThis relationship between firearms and violence tends to obscure two other important facts\nTERENCE CARDINAL COOKE\nbearing on the firearms question. First, the vast majority of gun owners do not misuse firearms.\nMillions of Americans are hunters, target shooters, and collectors, who use their guns safely and\nAMBASSADOR PATRICIA ROBERTS HARRIS\nresponsibly and who, perhaps more than many of their fellow citizens, deplore the criminal use\nSENATOR PHILIP A. HART\nof firearms. Second, in attending to the firearms problem, we must not forget that the root\ncauses of American violence go much deeper than widespread gun ownership. Firearms generally\nERIC HOFFER\nfacilitate, rather than cause, violence.\nSENATOR ROMAN HRUSKA\nThe challenge for this Commission-and for the nation as a whole-is to find ways to cope\nwith illegitimate uses of guns without at the same time placing undue restrictions on legitimate\nLEON JAWORSKI\nuses. We believe this is possible if both the advocates and the opponents of gun control legislation\nALBERT E. JENNER, JR.\nwill put aside their suspicions and preconceptions, accept the fact of a common danger without\nexaggerating its dimensions, and act for the common good.\nCONGRESSMAN WILLIAM M. McCULLOCH\nJUDGE ERNEST W. McFARLAND\n1. THE DOMESTIC ARMS BUILDUP\nDR. W. WALTER MENNINGER\nWE FIND THAT THE UNITED STATES IS IN THE MIDST OF\nSTAFF OFFICERS OF THE COMMISSION\nA PERIOD OF INCREASING FIREARMS OWNERSHIP.\nLLOYD N. CUTLER\nOur Task Force on Firearms estimates that there are now about ninety million firearms in the\nEXECUTIVE DIRECTOR\nUnited States. Half of the nation's sixty million households possess at least one gun, and the\nTHOMAS D. BARR\nnumber of guns owned by private citizens is rising rapidly.\nDEPUTY DIRECTOR\nDuring the first half of this century, about ten million firearms on the average were added to\nthe civilian firearms supply in each decade. In the decade since 1958, however, nearly thirty\nJAMES F. SHORT, JR.\nmillion guns have been added to the civilian stockpile. Moreover, the sharpest increases have\nMARVIN E. WOLFGANG\noccurred in the last five years-a period of urban riots and sharply rising crime rates. Annual\nCO-DIRECTORS OF RESEARCH\nrifle and shotgun sales have doubled since 1963. Annual handgun sales have quadrupled.\nJAMES S. CAMPBELL\nSome of the increased gun sales in recent years have resulted from an increase in hunting and\nGENERAL COUNSEL\nsport shooting, a fact consistent with the rising amount of money being spent on leisure time\nWILLIAM G. McDONALD\nactivities. But these predictable increases in sales of sporting arms cannot explain the much\nADMINISTRATIVE OFFICER\nlarger increases in the sales of handguns. With a few scattered exceptions, handguns are not\nJOSEPH LAITIN\nsporting guns.\nDIRECTOR OF INFORMATION\nA substantial part of the rapidly increasing gun sales, particularly handgun sales, must be\nattributed to the rising fear of violence that the United States has recently experienced. Studies\nRONALD WOLK\nby our Task Force on Firearms, as well as by the Stanford Research Institute and the Senate\nSPECIAL ASST. TO THE CHAIRMAN\n1\nReproduced at the Richard Nixon Presidential Library and Museum\nSubcommittee on Juvenile Delinquency, show that gun sales in a particular area tend to increase\nnext most frequent and lethal weapon used in homicides). Thus, even if the number of violent\nsharply during and after a period of disorder. After the 1967 Detroit riot, for example, gun sales\nattacks did not go down, the number of fatalities resulting from violent attacks would be\nskyrocketed: Detroit issued four times as many handgun permits in 1968 as it did in 1965, and\nsubstantially reduced if the attackers did not have guns.\na nearby, predominantly white suburb issued five times as many permits.\nThe deadliness of firearms is perhaps best illustrated by the fact that they are virtually the\nLending impetus to the arms buildup are the exhortations of extremist groups, both black\nonly weapons used in killing police officers. Policemen are armed. They are trained in the skills\nand white. In their speeches and publications, leaders of these groups urge their members to buy\nof self-defense. They expect trouble and are prepared for it. Yet, from 1960 through 1967, 411\nfirearms and be prepared to use them against \"the enemy.\" Neighborhood protective associations\npolice officers were killed in the course of their official duties-76 of them in 1967 alone. Guns\nhave proliferated and have sometimes come to share the fears of the right-wing paramilitary\nwere used in 96 percent of these fatal attacks on police.\ngroups, with the result that firearms are now being stockpiled in homes as well as \"in the hills.\"\nIn assassinations, guns play a crucial role because they extend the deadliness and the effec-\nA new wave of American vigilantism could result from these activities. Further, black extremist\ntiveness of the assassin. Of the nine assassination attempts on American presidents or presidential\norganizations urge their members to obtain firearms for neighborhood and home defense, and\ncandidates, all involved firearms. All, except the assassination of President Kennedy, involved\nsometimes for guerrilla warfare and terrorist activities as well. Ironically, extremist groups,\nhandguns.\nregardless of race, are remarkably alike in their attitudes toward firearms and their opposition to\nGuns also play an increasingly deadly role in aggravated assault and robbery. In 1968, 23\nfirearms control. 1\npercent of all aggravated assaults were committed with guns, as opposed to only 13 percent in\nQuite apart from civil disorders, the urban arms buildup has increased the role of firearms in\n1963. One out of every three robberies (two out of every three armed robberies) is committed\naccidents and violent crime. Our Task Force has found that in Detroit accidental firearms deaths\nwith a gun, and the fatality rate for victims of firearms robberies is almost four times as great as\nwere three times greater in 1968, the year after the riot, than in 1966, the year before the riot.\nfor victims of other armed robberies.\nBetween 1965 and 1968, homicides in Detroit committed with firearms increased 400 percent\nIn all these violent crimes, handguns are the weapon predominantly used. Although only\nwhile homicides committed with other weapons increased only 30 percent; firearms robberies\nslightly more than one-fourth (or 24 million) of the firearms in the nation are handguns, they\nincreased twice as fast as robberies committed without firearms. (These rates of increase are\naccount for about half of all homicides and three-fourths of all firearms homicides. When\nmuch higher than for the nation as a whole.)\nfirearms are involved in aggravated assaults and robberies in large cities, the handgun is almost\nOther studies confirm our finding that the proportion of gun use in violence rises and falls\ninvariably the weapon used.\nwith gun ownership. The urban arms buildup threatens not only to escalate future civil disorders,\nbut also to bring with it greater misuse of firearms in crimes and accidents.\n3. FIREARMS AND SELF-DEFENSE\n2. FIREARMS AND VIOLENT CRIME\nWE FIND THAT FIREARMS IN THE HOME ARE PROBABLY\nOF LESS VALUE THAN COMMONLY THOUGHT IN DEFEND-\nWE FIND THAT FIREARMS, PARTICULARLY HANDGUNS,\nPLAY A MAJOR ROLE IN THE COMMISSION OF HOMICIDE,\nING THE HOUSEHOLDER'S LIFE AGAINST INTRUDERS,\nBUT THAT FIREARMS IN BUSINESS ESTABLISHMENTS\nAGGRAVATED ASSAULT, AND ARMED ROBBERY, AND\nMAY SOMETIMES BE EFFECTIVE IN DEFENDING AGAINST\nTHAT THEY ARE BEING USED IN GREATER PERCENTAGES\nROBBERIES.\nOF THESE VIOLENT CRIMES.\nMany Americans are alarmed by the rise of violent crime in the United States, and not\nIt may seem incongruous that in our advanced and civilized society individual citizens should\nwithout reason. Personal injury and death from crime occur more often in the United States\nfeel the need to keep a gun for self-protection. Yet a 1966 public opinion survey, conducted for\nthe President's Commission on Law Enforcement and the Administration of Justice, disclosed\nthan in any other industrial nation of the world.\nFirearms are a primary instrument of injury and death in American crime. Two out of every\nthat more than 22 million households (37 percent of the total and 66 percent of the households\nthree homicides are committed with guns. Since 1963 the number of homicides involving\nwith guns) included self-defense as one reason, among others, for owning a firearm. Since many\nfirearms has increased 48 percent in the United States while the number of homicides committed\nowners keep their guns in the home for protection against intruders, it is important to assess, to\nwith other weapons has risen only 10 percent.\nthe extent possible, the nature of the threat from intruders and the chances of gun owners to\nThe circumstances of most homicides suggest that a person without ready access to a gun\ndefend themselves successfully with their weapons.\nwould not inevitably kill with another weapon. Studies show that most persons who commit\nWhat is the nature of the threat in the home? The number of killings in the home by burglars\nhomicide are not relentless, determined killers, but rather are persons likely to act on impulse in\nand robbers² is not large relative to the total number of homicides. Burglars usually try to avoid\na moment of rage or passion and without a plan or determined intent to kill. There is no hard\ncontact with the homeowner: they rely on stealth and are more likely to flee than fight when\nevidence to prove or disprove the thesis that lacking a gun, an enraged person will resort to a\ndiscovered. The robber poses a much greater threat to the personal safety of the occupant of the\nknife or other weapon. But there is evidence demonstrating that the fatality rate of firearms\nhouse, but robberies occur in the home far less often than in other places. 3 Because of these\nattacks is more than four times greater than the fatality rate of knife attacks (knives being the\n2 Robbery involves taking property by force; burglary involves illegal entry without force against the person.\n³The 17-city victim-offender survey conducted by our Task Force on Individual Acts of Violence shows an\nThis is not to imply that all persons who oppose additional controls are extremists.\naverage of 6 percent of armed robberies occurring in the home.\n2\n3\nReproduced at the Richard Nixon Presidential Library and Museum\nfactors, studies in several cities indicate that killings in the home by robbers and burglars account\napproach of these laws has been to use federal power merely to curtail interstate movements of\nfor no more than 2 percent or 3 percent of all criminal homicides. 4\nfirearms, leaving each of the states free to adopt the degree and kind of internal control it wished.\nWhat are the householder's chances of successfully defending himself with a gun? In only a\nMoreover, even this limited policy objective was not effectively implemented. It was perfectly\nrelatively small number of instances do home robberies or burglaries result in the death of the\nlegal, until the passage of the Gun Control Act of 1968, to sell or ship weapons from a state\nvictim. Examination shows that in the great majority of the cases, the householder had no\nwhich had little or no firearms control to persons in a state with a stricter system. Since attempts\nwarning and thus no chance to arm himself with a gun. Studies in Los Angeles and Detroit\nto establish uniform state and local firearms laws never succeeded, the few serious efforts at state\nindicate that only about two percent of home robberies, and two-tenths of one percent of home\nand local regulation (as in Massachusetts and New York) have been consistently frustrated by the\nburglaries, result in the firearms death or injury of the intruder at the hands of the householder. 5\nflow of firearms from jurisdictions with looser or no controls.\nMoreover, in considering the value of handguns, or firearms generally, for self-defense in the\nUnder this patchwork statutory regime, our firearms population has grown to the point where\nhome, one must also take into account the risks associated with home possession of a gun. A\nguns are readily available to everyone-legally in most cases, illegally in the rest. The Gun Control\nsubstantial number of the 23,000 annual firearms accidents occur in the home. Of the 8,000\nAct of 1968 does curtail imports of cheap foreign firearms; it significantly restricts mail order and\nannual firearms homicides, a large percentage occur among family members or acquaintances, and\ninterstate gun shipments to individuals; and it forbids the possession of handguns by convicted\nmany of these also occur in the home.\nfelons and other dangerous classes. But the 1968 Act is not designed to affect either the overall\nFrom the standpoint of the individual householder, then, the self-defense firearm appears to\nsize of the tremendous United States gun population which is the legacy of past firearms\nbe a dangerous investment. The existence of guns in one-half of America's homes may deter\npolicies, or the hand-to-hand or \"street\" sales of second-hand guns. Yet such sales appear to be\nintruders. One may assume a robber is reluctant to ply his trade in homes rather than on the\nthe major source of the firearms used in crime. We have learned that almost half of all rifles and\nstreet because of the possibility that he may encounter an alert, armed householder. Our Task\nshotguns and more than half of all handguns are acquired second-hand-usually from a friend or\nForce made an effort to study the extent of this deterrence, but was unable to arrive at any firm\nother private party.\nconclusion. The evidence is convincing, however, that the home robber most often has the\nOur lack of an effective national firearms policy is primarily the result of our culture's casual\nadvantage of surprise, and the armed segment of our population is paying a heavy price in\nattitude toward firearms and its heritage of the armed, self-reliant citizen. These are the factors\naccidents and in the shooting of family members, friends and acquaintances for whatever\nthat have prevented passage of effective gun regulation legislation in the United States. Guns are\ndeterrent effect their possession of self-defense firearms may be providing. In a more rational\nroutinely carried in pockets and left in closets, corners, and bureau drawers. In many parts of the\nworld, home intrusion would be deterred by other means-such as non-lethal weapons, alarm\ncountry, they are standard equipment in pickup trucks and small businesses. Nearly 15 million\nsystems, and other security arrangements-that are less dangerous to the occupants of the home.\nlicensed hunters make extensive use of firearms for sporting purposes. The hero of American\nBurglars and robbers also threaten businesses, and firearms are frequently kept in places of\nmovies and television is the man with a gun-the soldier, cowboy, spy, sheriff, or criminal-and\nbusiness for protection. Such firearms are useful primarily against robbers, since burglars usually\nour children accumulate an arsenal of toy guns. Accustomed to firearms, convinced that they are\nbreak and enter after the business has closed. Research to date does not permit us to draw firm\nhousehold necessities, entertained by fiction and drama that portray the gun as a glamorous\nconclusions as to the net usefulness of self-defense firearms possessed by storeowners and other\ninstrument of personal justice, many Americans underestimate the consequences of widespread\nbusinessmen. We do know, however, that business self-defense firearms do not cause the great\nfirearms availability.\nnumber of accidents caused by home firearms or involve the same risk of homicide to family\nDespite the acceptance of guns as a common part of everyday American life, there is also a\nmembers and friends. Thus, the home and the business establishment must be clearly distinguished\ngrowing realization in the United States of the social costs of ineffective gun control. On the one\nfrom each other when considering the usefulness of firearms for self-defense.\nhand, firearms manufacturers are on record favoring the requirement of an identification card for\nfirearms owners and denying gun ownership to felons and mental and physical incompetents. On\n4. FIREARMS CONTROL IN THE UNITED STATES\nthe other hand, advocates of strict gun control are increasingly inclined to acknowledge the\nlegitimate use of guns by sportsmen. Both the President's Commission on Law Enforcement and\nA NATIONAL FIREARMS POLICY WHICH SIGNIFICANTLY\nthe Administration of Justice in 1967 and the National Advisory Commission on Civil Disorders\nREDUCES THE AVAILABILITY OF HANDGUNS WILL RE-\nin 1968 recommended that the federal government and the states should act to strengthen the\nDUCE THE AMOUNT OF FIREARMS VIOLENCE\npresently inadequate firearms control laws.\nIn determining what our national firearms policy should be, it is necessary to keep clearly in\nThe United States still does not have an effective national firearms policy. Federal gun laws\nmind that just as the term \"firearms\" includes different kinds of weapons which contribute\nhave been passed largely in response to sensational episodes of gun violence. In general the\nunequally to violence, so also does the phrase \"gun control\" comprise a number of quite separate\nideas. Four different strategies of gun control can be identified, though in legislative measures\n4Home intrusions resulting in sexual attacks are also a threat, but they occur much less frequently than\nthe strategies are often found in various combinations.\ncommonly believed. Our victim-offender survey suggests that substantially less than one fourth of the\n27,000 rapes or rape attempts reported in the United States each year are committed by intruding strangers\n1. Registration of firearms. Registration is designed to provide a record of all persons who\nin the home. Since about 20,000 robberies (armed and unarmed) and 800,000 burglaries occur annually in\nown firearms as well as the firearms they own. Proponents point out that registration would help\nthe home, not more than three-quarters of one percent of home intrusions result in an attempted rape.\npolice trace weapons and thus deter a registered owner from criminal use or illegal transfer of his\n⁵No data are available on how frequently robberies and burglaries are foiled by the householder's display of a\ngun that is not fired. Nor are data available on use of guns by women to prevent attempted rapes;\nfirearm. Opponents of registration reply that criminals will not register firearms and that the\npresumably this occurs extremely infrequently.\nregistration process is costly.\n4\n5\nReproduced at the Richard Nixon Presidential Library and Museum\n2. Prohibition of gun ownership by certain classes of persons (felons, addicts, etc.). This\nPublic Education\ntype of control is put forward as making it more difficult for poor gun risks to obtain firearms\nWe urge a public education campaign, aided by the National Rifle Association and\nfrom legitimate sources. Licensing and investigation of applicants are often utilized as part of\nother private organizations devoted to hunting and sport shooting, to stress the duties and\nthis strategy. Opponents argue that the prohibited class can still obtain guns by theft or in the\nresponsibilities of firearms ownership so that a new awareness of the proper role of firearms\nhand-to-hand market, while legitimate users are caused added inconvenience.\nin American life can prevail in the more than 30 million homes which possess firearms. In\n3. Increased criminal penalties for the use of guns in crime. Increased penalties are urged as\nparticular, we urge the nation's gun manufacturers to issue safety booklets with each gun that\na means to deter criminals from using firearms. Opponents point out that existing penalties for\nthey sell and to administer safety tests by mail to purchasers based upon these booklets.\nviolent crime are already severe and that an extra measure of punishment will have little additional\nWe urge individual citizens-particularly on the basis of the statistics on firearms\ndeterrent effect.\naccidents-to reflect carefully before deciding that loaded firearms are necessary or desirable\nfor self-defense in their homes.\n4. Restrictive licensing. This method requires all persons seeking to buy a particular type of\nfirearm, typically a handgun, to demonstrate to the authorities an affirmative need to own the\nResearch\nfirearm. Its proponents urge that alone among the four control strategies, restrictive licensing is\ndesigned to reduce substantially the number of handguns in circulation. Its opponents note that\nWe urge that further research be undertaken on the relationships between firearms and\nrestrictive licensing systems require the surrender of many previously lawful firearms, and amount\nviolence and on the measures that can reduce firearms violence. Further work should\nto \"confiscation.\"\nespecially be done on how firearms accidents occur and can be prevented and on the\npsychological impact of guns on criminals.\nCan any of these systems of firearms control be expected to reduce firearms violence? Some\nargue that with 90 million firearms in our country, no system of control will prevent persons\nFurther research is also needed as part of the effort to design firearm control systems\nfrom obtaining guns and using them illegally. The criminal, they declare, can always get a gun.\nthat are no more restrictive than necessary and which minimize costs to firearms users and to\nthe community as a whole.\nThe argument is not without merit, for it points the way to the steps which must be taken.\nOur studies have convinced us that the heart of any effective national firearms policy for the\nScientific research should be intensified on devices to assist law enforcement personnel\nUnited States must be to reduce the availability of the firearm that contributes the most to\nin detecting the presence of concealed firearms on the person.\nviolence. This means restrictive licensing of the handgun. We believe, on the basis of all the\nThe Federal Government should join with private industry to speed the development\nevidence before us, that reducing the availability of the handgun will reduce firearms\nof an effective non-lethal weapon. We consider this recommendation to be of the utmost\nviolence.\nimportance. So long as crime rates mount in this nation and civil disorders threaten, law-\nAlthough no other nation in history has ever attempted to institute firearms control with so\nabiding Americans understandably fear for their safety. An effective non-lethal weapon could\nmany guns already dispersed throughout all segments of the population, foreign crime statistics\nserve defensive needs without risk to human life.\nprovide some encouraging insights into the possible results of stricter control of the handgun in\nthe United States. Thus in England and Wales, with restrictive licensing systems and with much\nLegislation\nlower rates of violent crime than the United States, only 18 percent of homicides in 1967 were\ncommitted with firearms weapons compared to 64 percent in the United States. Only six percent\nWe conclude that the rising tide of firearms violence in this country merits further legislative\nof all robberies in England and Wales in 1967 involved guns, as compared to 36 percent in the\naction at the present time.\nUnited States. These lower rates of homicides and armed robberies and more importantly of\nIt is the ready availability of the handgun, so often a weapon of crime and so infrequently a\nfirearms usage in such crimes suggest that a system which makes it substantially more difficult to\nsporting arm, that is the most serious part of the current firearms problem in this country. The\nobtain firearms can reduce the use of firearms in violent behavior and consequently can reduce\ntime has come to bring the handgun under reasonable control.\nboth the frequency and the dangerousness of such behavior. In England and Wales the criminal\nA restrictive licensing system for handguns is needed. State governments should be given the\ncannot-or at least does not-always get a gun, and the public safety is much improved as a\nfirst opportunity to establish such systems in conformity with minimum federal standards that\nresult.⁶\nafford considerable discretion to each state to adopt a system suitable to its own needs.\nAccordingly-\nWe recommend federal legislation to encourage the establishment of state licensing\n5. RECOMMENDATIONS FOR A NATIONAL FIREARMS POLICY\nsystems for handguns. The federal legislation would introduce a federal system of handgun\nlicensing, applicable only to those states which within a four-year period fail to enact a state\nThe Commission offers the following recommendations to reduce the role which firearms\nlaw that (1) establishes a standard for determining an individual's need for a handgun and for\nplay in violence in the United States.\nthe licensing of an individual who shows such a need and (2) prohibits all others from\npossessing handguns or buying handgun ammunition.\n⁶Comparison of firearms crimes in cities within the United States, although complicated by the problem of\nWe propose that the states be permitted to determine for themselves what constitutes \"need\"\n\"leakage\" across state lines, also shows that rates of firearm use in violence are lowest in the Northeast\nwhere firearms possession rates are the lowest.\nto own a handgun. For the federal system applicable to states which fail to enact their own\n6\n7\nReproduced at the Richard Nixon Presidential Library and Museum\nlicensing systems, we recommend that determinations of need be limited to police officers and\n6. CONCLUSION\nsecurity guards, small businesses in high crime areas, and others with a special need for self-\nprotection. At least in major metropolitan areas, the federal system should not consider normal\nAn effective national firearms policy would help to reduce gun violence in the United States.\nhousehold self-protection a sufficient showing of need to have a handgun.\nIt would also have a significance beyond the question of firearms. In comparison with most of\nWe also recommend that a system of federal administrative or judicial review be established\nthe causes of violence in America, the firearms problem is concrete and manageable. But it is also\nto assure that each state system is administered fairly and does not discriminate on the basis of\ncomplex and emotion-laden. For the United States to move effectively toward its solution would\nrace, religion, national origin, or other unconstitutional grounds.\nsignify a new ability to transcend our violent past.\nWe note that it will be necessary to compensate those handgun owners who are required to\ngive up previously lawful firearms; this cost, which should be borne by the federal government,\ncould amount to $500 million.\nFinally, we emphasize that laws controlling handguns should provide serious penalties for the\npossession of such guns by unlicensed persons. The apprehension of such persons should in time\ngreatly reduce the rate of violent crime in the United States.\nShotguns and rifles are far less of a threat than handguns, particularly in the area of violent\ncrime. At the same time, legitimate use of the long gun is widespread. The significant differences\nSEPARATE STATEMENT\nbetween handguns and long guns call for substantially different control strategies. We can make\nsubstantial inroads on firearms violence without imposing major inconveniences on hunters and\nskeet and trap shooters, and without impeding other legitimate activities of millions of long gun\nFour members of the Commission (Senator Roman L. Hruska, Judge Ernest W. McFarland,\nowners. Accordingly-\nCongressman Hale Boggs, and Leon Jaworski) state that there is a great deal with which they\nWe recommend federal legislation to establish minimum standards for state regulation\nagree in the report on \"Firearms and Violence.\" They feel, however, that the needs are not the\nof long guns under which (1) an identification card would be required for long gun owners\nsame in the various States, or, for that matter, in all parts of a State. It is their opinion that each\nand purchasers of long gun ammunition (a system similar to that recommended by gun\nState should be permitted to determine for itself without additional restrictions from the Federal\nmanufacturers) and (2) any person 18 and over would be entitled to such a card, except\nGovernment the system which best meets its needs to control the use of both the handguns and\ncertain classes of criminals and adjudicated incompetents. For states which do not adopt\nthe long guns. They are unable, therefore, to concur fully in the report of the Commission.\nsuch regulations within four years, a federal regulatory system would be established.\nWe do not recommend federal legislation to require nationwide registration of existing\nlong guns. Substantially the same benefits could be obtained from less costly and burdensome\ncontrol strategies.\nWe do recommend that persons who transfer long guns be required to fill out a single\ncard giving the serial number, type, make, and model of the weapon, the transferee's social\nsecurity and firearms identification card numbers, the transferor's name and social security\nnumber, and the date of the transaction.\nSupplementary Measures\nRestrictive licensing of handguns and the simple identification card system for long guns\nrepresent the key legislative recommendations of this Commission in the area of gun control.\nThere are, however, a number of other important goals which uniform and effective gun control\nlegislation should accomplish. We urge the nation's lawmakers to consider them.\nFirst, the Gun Control Act of 1968, which is intended to curtail the import of firearms\nunsuitable for sporting use, should be extended to prohibit domestic production and sale of \"junk\nguns.\" Second, a federal firearms information center should be established to accumulate and\nstore information on firearms and owners received from state agencies; this information would be\navailable to state and federal law enforcement agencies. Third, licensed gun dealers should be\nrequired by federal statute to adopt and maintain security procedures to minimize theft of\nfirearms.\n8\n9\nReproduced at the Richard Nixon Presidential Library and Museum\nSTATISTICAL APPENDIX\n1. Total number of firearms in civilian hands (U.S., 1968):\nRIFLES: 35 million.\nSHOTGUNS: 31 million.\nHANDGUNS: 24 million.\nTOTAL: 90 million.\n2. Annual increase in number of firearms in civilian hands (U.S., 1962 VS. 1968):\nRIFLES: 1962, 0.7 million\n1968, 1.4 million.\nSHOTGUNS: 1962, 0.7 million\n1968, 1.4 million.\nHANDGUNS: 1962, 0.6 million\n1968, 2.5 million.\nTOTAL: 1962, 2.1 million\n1968, 5.3 million.\n3. Mode of acquisition of firearms (U.S., 1968):\nRIFLES: New, 56%\nUsed, 44%.\nSHOTGUNS: New, 54%\nUsed, 46%.\nHANDGUNS: New, 46%\nUsed, 54%.\nNote: More than 50% of all acquisitions of used firearms\nare from private parties, rather than from stores.\n4. Accidental deaths of civilians from firearms and other causes (U.S., 1967):\nMOTOR VEHICLES: 53,100\nFALLS: 19,800\nFIRES: 7,700\nDROWNING:\n6,800\nFIREARMS:\n2,800\nPOISONS:\n2,400\nMACHINERY:\n2,100\n5. Total number of major violent offenses (U.S., 1964 vs. 1967):\nHOMICIDES: 1964, 9,250\n1967,\n12,100.\nAGGRAVATED ASSAULTS: 1964, 200,000\n1967, 253,300.\nROBBERIES: 1964, 129,830\n1967, 202,050.\n6. Criminal uses of firearms (U.S., 1964 vs. 1967):\nHOMICIDES: 1964, 55% with firearms\n1967, 63% with firearms.\nAGGRAVATED ASSAULTS: 1964, 15% with firearms\n1967, 21% with firearms.\nROBBERIES: 1964, not available\n1967, 37% with firearms.\n7. Deadliness of firearms attacks vs. knife attacks (U.S., 1967):\nPercentage of firearms attacks resulting in death: 12.8.\nPercentage of knife attacks resulting in death:\n2.9.\n(Firearms attacks are thus 4.4 times as deadly as knife attacks.)\n8. Type of gun used in crimes committed with firearms (large U.S. cities, 1967):\nHOMICIDE: Long guns, 8% Handguns, 92%.\nAGGRAVATED ASSAULT: Long guns, 14%\nHandguns, 86%.\nROBBERY: Long guns, 4%\nHandguns, 96%.\nNote: Handguns were used in 76% of gun homicides throughout\nthe United States in 1967.\nSource: Task Force Report, Firearms and Violence in American Life (National Commission\non the Causes and Prevention of Violence. July, 1969).\n10\nForm DJ-150\n(Ed. 4-26-65)\nUNITED STATES GOVERNMENT\nDEPARTMENT OF JUSTICE\nMemorandum\nTO\n: Egil Krogh\nDATE: Feb. 9, 1970\nDeputy Assistant to the President\nFROM\nDS\nDonald E. Santarelli\nAssociate Deputy Attorney General\nSUBJECT: Alcohol, Tobacco Tax & Firearms Division of IRS\nHere is a classic example of insensitivity to\nsportsmen by ATFD agents. It is not surprising, however,\nin view of the greatly expanded enforcement agent\nsyndrome. Nevertheless, greater sensitivity is required\nin dealing with the sportsmen crowd than is apparently\nthe present policy.\nReproduced at the Richard Nixon Presidential Library and Museum\nMGun\nWeek\nFIRST WEEKLY NEWSPAPER\nSERVING\nSHOOTERS AND COLLECTORS\nA Division of the Sidney Printing & Publishing Co.\nAlso Publishers of The Sidney Daily News, Coin World,\nLinn's Weekly Stamp News, Numismatic Scrapbook and World Coins\nSidney News Building\nSidney, Ohio 45365\nPUBLICATION OFFICES 119 East\nSUBSCRIPTION RATES: $4.00 for 52\nCourt Street Sidney, Ohio. Mail\nweekly issues per year; $4.50 in\nAddress P. 0. Box 150, Sidney,\nSHOOTING\nCanada; $6.00 for Foreign. All\nSPORTS\nOhio 45365. Phone Area Code\nsubscriptions are payable cash\nFOUNDATION\n513-492-4141.\nin advance.\nSECOND CLASS postage paid at Sidney, Ohio 45365.\nADVERTISING RATES: Display and Classified Rates shown elsewhere in this Issue. Write\nadvertising manager for low contract rates.\nNEWS ITEMS, articles and photographs pertaining to guns and gun collecting are wel-\ncomed. However, unsolicited material cannot be acknowledged nor returned unless\naccompanied by return postage and self-addressed envelope.\nATFD Agents Flunk Test\nSome more of the boys who are enforcing the Gun\nControl Act of 1968 haven't been doing their homework -\nAGAIN! No matter how many directives the Alcohol,\nTobacco and Firearms Division of the Treasury Depart-\nment puts out to its local agents explaining the law, there\nare still some who don't know what the gun law contains.\nRecently, an ATFD agent spoke to a group of Maine\nConservation Department officials, prefacing his remarks\nwith the assurance that nothing in the new law was \"in-\ntended\" to harass the legitimate sportsman. He went on to\n\"explain\" the procedure required to move guns when\nchanging residence from one state to another.\nThe ATFD agent told the conservation officials it is\nillegal for a gun owner to personally transport his guns\nacross the state line when moving to a new state of\nresidence. He said the \"legal\" way to move them is to con-\nsign them to a common carrier moving the owner's\nhousehold goods. However, some commercial carriers will\nnot accept guns and ammo.\nObviously, this agent should be given a refresher\ncourse in what the Gun Control Act DOES prohibit. It does\nNOT prohibit a law-abiding citizen from moving his per-\nsonal firearms across state lines - whether for a per-\nmanent or temporary residence change. In fact, the ATFD\nlate last year published a 132-page booklet containing an\nexplanation of this very question. The booklet (\"Published\nOrdinances Firearms,\" IRS Publication 603, available for\n$1.25 from Superintendent of Documents, U. S. Govern-\nment Printing Office, Washington, D. C. 20402) said:\n\"May a person changing his place of residence from\none State to another move his firearms as part of his\nhousehold goods into the State where he is establishing his\nnew residency?' The ATFD answer: \"Yes, provided he is\nnot prohibited otherwise by the Gun Control Act or Title\nVII of the Omnibus Crime Control and Safe Streets Act\nfrom transporting or shipping firearms. Of course, if any\ncommon or contract carrier is used to transport or ship the\nhousehold goods, the carrier must be notified, in writing,\nthat such firearms are being transported or shipped.\"\nThe booklet goes on to enumerate the categories of in-\ndividuals who may not transport firearms in interstate\ncommerce. These are: Fugitives, felons, drug addicts, men-\ntal incompetents, persons who have been dishonorably\ndischarged from the Armed Forces, those who have re-\nnounced their U.S. citizenship, and aliens who are in the\nU.S. illegally.\nThis is not the first time regional agents of ATFD have\nbeen caught giving out erroneous information - and it\nprobably won't be the last time. Frequently in the last\nyear local agents have been guilty of misinterpreting the\nGun Control Act, which, if continued, will lead to a sit-\nuation where gun owners won't know whether or not to\nbelieve ANY local ATFD agent on ANY question.\nTherefore, in order to preserve what little credibility\nthe ATFD has left at the local level, the agency's Wash-\nington Headquarters should take immediate steps to in-\ndoctrinate its local agents in the workings of ALL Federal\ngun laws. In too many cases local agents have added to the\ncredibility gap, and it will not be bridged as long as con-\nflicting interpretations are forthcoming from the various\nlevels of ATFD.\nMay we suggest all ATFD agents be issued a copy of\nPublication 603 \"Published Ordinances Firearms,\" and be\nrequired to learn what it contains. This would be a step in\nthe right direction. - A.J.\nReproduced at the Richard Nixon Presidentiat Library and Museum\nTHE WHITE HOUSE\nWASHINGTON\nAugust 25, 1970\nMEMORANDUM FOR\nBUD KROGH\nThis is to advise you that John agrees with your\nrecommendation that we should oppose an amendment\nto the Internal Revenue Code which would exempt\nfrom the recordation requirements of the Gun\nControl Act sales to consumers of .22 caliber\nammunition.\nIn your absence, I communicated this decision to\nJeff Donfeld who will notify all appropriate parties.\nKEN COLE\nCC: Ron Ziegler\nReproduced at the Richard Nixon Presidential Library and Museum\nForm DJ-150\n(Ed. 4-26-65)\nUNITED STATES GOVERNMENT\nDEPARTMENT OF JUSTICE\nMemorandum\nTO\n:\nEgil Krogh\nDATE: March 16, 1970\nDeputy Assistant to the President\nFROM\nPl\n:\nDonald E. Santarelli\nAssociate. Deputy Attorney General\nSUBJECT: Gun Control\nHere is a good example of how strong the sportsmen anti\ngun control interest runs in some areas. For Scott to admit that\nhis 1968 support for gun control was a \"mistake\" really tells the\nstory. Especially since he was a leading agent for LBJ-\nClarb on the issue and led the Population depection\nto support the act he's now \"mistalsen \"about.\n& Gen Oe coury fels\nReproduced at the Richard Nixon Presidential Library and Museum\nGUN WEEK, Friday, December 5,\nScott Admits Gun Act 'Mistake;'\nChallenges Gun Week's Editorial\nSen. Hugh Scott (Pa.), who is\npercent of these funds instead of\nup for re-election next year, has\n3 percent under the Metcalf pro-\nadmitted that he made a\nvision.\nmistake in voting for the Gun\n(2) I have co-sponsored and\nControl Act of 1968 and prom-\ntestified in support of S-849,\nises to attempt to rectify the\nSenator Mansfield's bill to pro-\nmistake.\nvide tough mandatory penalties\nMARCH\nIn a Nov. 10 letter to Gun\nfor criminals who use firearms\n3\nWeek, Sen. Scott said he voted\nto commit Federal felonies. This\nfor the Gun Control Act \"in the\nThe Department of\nbill I hope will place the focus\nheat of a very discouraging and\nfalo seal, left, as i\non the criminal element, where\nviolent summer.\" but later\nit belongs.\nreplaced the buff\nrealized the law \"would not\n(3) I testified in opposition to\nresult of Departme\nhave the crime fighting effects\nSenator Tydings' bill, S-977, to\nreturn to the tradit\nthat I had in mind, but rather\nestablish a national system of\nwould merely harass the law-\nfirearms registration, and\nabiding sportsmen.\"\nagainst the Dodd Certificate\nDepartm\n\"I saw the mistake and vowed\nBill, S-2433, which would require\nto rectify it,\" he added.\nReturns\nevery gun-owner to procure a\nBecause of Sen. Scott's anti-\n\"certificate\" from the Secretary\ngun stand in 1968, several\nof the Treasury. I have pledged\nSecretary of the\nsportsmen's groups in Pennsyl-\nter J. Hickel has\nto vote against these bills in the\nvania have gone on record op-\nSen. Hugh Scott\nJudiciary Committee and on the\nDepartment to ret\nposing his re-election, despite\nits traditional buffa\nSenate floor, and I will. Watch\nthe fact that he has been wooing\nBennett-Scott bill which removes\nits official seal.\nme.\nsportsmen's votes and mending\nthe sporting ammunition sales\n(4) I strongly oppose those\nThe buffalo seal\nfences since early this year.\nregistration requirements. As it\nr m m e n d a ns of the\nin 1929 and replace\nThe complete text of Sen.\nworked out, such requirements\nViolence Commission which\none with a styli\nScott's letter to Gun Week\nmake no sense. No law enforce-\nwould, in effect, confiscate 90\nhands. But on Apri\nfollows:\nment purpose is served. It is\nper cent of the handguns in this\nretary Hickel put :\nThe October 10th editorial in\nimpossible to trace a criminal's\ncountry. Such a provision, I\non the use of the\nyour fine newspaper entitled\nbullet back to the place of pur-\nchase.\nbelieve, is clearly unconstitu-\ncause Departmen\n\"Lest We Forgive and Forget\"\ntional.\nand public individu\ndeals honestly and straight-\nAs you know, this Bennett\nThese things, I think you will\nout on the issue 01\nforwardly with the issues in the\nprovision was passed by the\nagree, are more than mere \"lip\nurged a return to\nimportant firearms legislation\nSenate on October 9th. As\nservice.\"\nemblem.\narea. I am therefore going to\nSenator from Pennsylvania and\ncomment on this editorial in the\nIn a recent speech before the\nas Minority Leader, I worked\nAs the emblem\nsame manner - no shooting\nlong hours with Senator Bennett\nmembers of the Pennsylvania\nment, the seal is\nfrom the hip, just the straight\nRifle and Pistol Association, I\nin planning legislative strategy\nofficial papers ar\nstory.\nthat led to passage. In fact, one\na k n 0 Congress'\nmistake, a mistake in which I\nBefore the summer of 1968,\nof my first acts as Minority\nmy voting record on all matters\nLeader was to work to get floor\nparticipated, in passing all of\nthe provisions of the Gun Con-\nof interest to sportsmen was an\naction on the proposal. This ef-\nfort was not just \"lip service\"\ntrol Act of 1968. In dealing with\nextremely good one. I have\nas you stated.\nan enormously complex group of\nstrenuously supported major\nlegislative problems, mistakes\nconservation and wildlife preser-\nBut I did more than just work\nare often inevitable. We all\nvation legislation since my elec-\non the Bennett bill. In addition:\nmake mistakes, but I have tried\ntion to Congress in 1940. My ac-\n.32 ACP, Brig\n(1) I have a bill, S-2311,\nto work and I will continue to\narsenals (S.F.M\ntion in 1968 to which your\nbefore the Senate which would\nwork to correct it.\norder: G. 1. sea\neditorial refers was my support\nchannel Federal taxes collected\nAs a man and as a Senator, I\n9 MM LUGER,\nof the Gun Control Act of 1968. I\nfrom the sale of handguns into\nask only to be judged by my en-\n(S.F.M.) brass\nvoted for and supported this\nthe Wildlife Restoration Fund.\ntire record. That record goes\norder: Sealed G\nlegislation in the heat of a very\nApproximately $5 million a\nfar beyond one month or two\nMany more pop\ndiscouraging and violent sum-\nmer. Inc tragic stayings OI Dr.\nvear would he added to the fund\nand the votes on one measure.\nTerms: Enclose\nMartin Luther King and Senator\nby my measure. This money\nMy total record is one which\nAngeles. Enclo\nRobert F. Kennedy, one of my\nnow goes into general revenues,\nsportsmen can support with en-\ncolleagues, had a great impact\nwhere it is of no direct benefit\nthusiasm.\non the Senate and the country\nto Pennsylvania sportsmen and\nSigned: Hugh Scott\nas a whole.\nall other Pennsylvanians. This\nThe main reason for my sup-\nbill is similar to the Metcalf\nbill, S-670, except that my bill\nMENTION \"GUN WEEK\" IN\nport of the Gun Control Act of\n1968 was because of the crime\nwould give Pennsylvania about 7\nANSWERING ANY AD!\nfighting arguments made by\nmany, including FBI Director J.\nEdgar Hoover, and the argu-\nSpanish Automatics Chrome\nment by the arms manufac-\nturers themselves that a bill\nwas needed to cut down the\ntraffic in cheap and unsound\nforeign firearms of no use to\nlegitimate sportsmen, but often\n22\nused by street gangs.\n43/4\" Barrel\nRegardless of the motives that\nGal's\n6 Shot\nother Senators and Congressmen\nmay have had in supporting this\nPlastic Stog\nlegislation, mine were to attack\n22\nShoots Shortsy Longs\nthe vicious increase in law\nLong Rifle\nbreaking of which we are all\naware, and to help give the\n25\nction\npolice another tool to fight the\nwave crime that has\n32\ncountry in the\nlast several years.\nChrome\nMy was that in light of\nsome recent court decisions, the\n$\nMAGNUM CYLI\n26.5\nEa.\nin\nLots\npolice needed every tool that\nChrome or Blu\nCongress could give them. I ab-\nof 6 or More\nsolutely did not intend to sup-\nport any first step toward con-\nPREPAID\nfiscation. As my record shows, I\nhave always defended the right-\nto-bear-arms provision of the Sec-\nond Amendment. I have a gun\nin my own home and I certainly\nintend to keep it.\n6 Shot\nAs I traveled across Pennsyl-\nBlue\nvania last fall campaigning for\nDick Schweiker, I saw the real\n$1750\nChrome\neffects of the Gun Control Act\nPrepaid\n$1.00\non the Commonwealth's hunters.\n6 or More\n$17.00\nModel 700 ADL 6mm, 30/60\nIn town after town, sincere\nPrepaid\nMore\nModel 700 ADL 264, 7mm\nsportsmen told me that they\nModel 700 BDL 222 Rem\nwere just as concerned about\nAll Sales Made To\nModel 700 BDL 22/250\ncontrolling crime as I was but\nDealers Only.\nthat they were the ones who\nModel 700 BDL 350 Rem.\nTerms Net Cash With Order.\nwere being treated like criminals\nAll Items Are PREPAID\nModel 700 Varmint 22/250,\ninstead of the real criminals\nPlease Include FFL Copy\nModels 660, 788, 742 and 760\nroaming the streets. I saw that\nCongress passed a provision that\nWe have a large stock of Savage rifles, shotgu\nperhaps would not have the\nrifles at 5% off dealer prepaid. Write us\ncrime fighting effects that I had\nin mind, but. rather would\nmerely harass the law-abiding\nsportsmen. I saw the mistake\nTHE SUPPLY SERGEANT\nand vowed to rectify it.\nAccordingly, I have CO-\nPhone (307) 635-5491\nsponsored and worked for the\nReproduced at the Richard Nixon Presidential Library and Museum\nLIMITED OFFICIAL USE\nACTION: U.S. Mission Geneva GATT\nINFO: U.S. Mission EC Brussels\nSUBJECT: Consultations on Firearms with EC\nREF:\nSTATE 057568\n1. Mission should use TSC-D 52/69 Rev 2 and data on imports as needed\nin talks with EC on firearms.\n2. In addition, Mission may state:\na) US Government is actively working to remove unintended discrimination\non imported firearms. We prefer do this by developing objective standards\nwhich would be applicable both domestic and imported firearms. US officials\ncurrently working with both government and private technicians in order\ndevelop objective standards which would effectively remove cheap handguns\nfrom\ncirculation. R European governments and gun manufacturers will be\ninvited submit views on development of these standards at later date.\nb) If objective standards can be developed, Administration would plan\nintroduce legislation applying these standards both to domestic production\nand imported guns, withdrawing at the same time present import prohibition\nof guns not suitable for sporting purposes.\nc) If, however, development such standards proves impossible, US\nGovernment is prepared to introduce legislation which would apply present\nsubjective standards (i.e., prohibition of firearms not suitable for\nsporting purposes) to US production.\nd) USG expects introduce proposed legislation early in next session\nof Congress. In meantime it not possible from practical standpoint to\nremove present restrictions on firearms.\nE/OT/STA:MCCarbone:srp 4/20/70\nReproduced at the Richard Nixon Presidential Library and Museum\na) U.S. Government is actively working to rectify present\nimproper discrimination against imported firearms. The present standard\nprohibiting imports (firearms not suitable for sporting purposes) are\nsubjective. We would prefer an objective standard (qualitative) which\ncould then be applied both to domestic manufacture and importation. U.S.\nofficials currently working with both government and private technical\nexperts in order to develop an objective standard (qualitative) which could\nthen be applied to both domestic and foreign sources, across the board.\nThe purpose is to prohibit the continued production and circulation of\nunsafe and undesirable firearms. European governments and gun manufacturers\nwill be invited to submit views on development of these standards at a\nlater date.\nb) If objective (qualitative standards can be developed,\nthe Administration would plan to seek legislation that would apply these\nstandards to domestic production and imported firearms, thus repealing\nthe present import prohibition subjective and replacing it with the more\nobjective standard.\nc) If, however, development of such objective standards proves\nimpossible, U.S. Government is then prepared to support legislation that\nwould bring the same standards and same prohibition against domestic\nand commerce\nproduction/as against foreign imports.\nReproduced at the Richard Nixon Presidential Library and Museum\nd) U.S. Government would expect to propose such legislation\nas soon as it is properly developed, probably not before the next session\nof Congress. In view of the present statutory provisions, in the meantime,\nit would not be possible to remove the present restrictions on imported\nfirearms.\nReproduced at the Richard Nixon Presidential Library and Museum\nTHE GENERAL COUNSEL OF THE TREASURY\nwashington, D.C. 20220\nDear Mr. Chairman:\nThis is in response to your requests for the views\nof the Treasury Department on H.R. 17864, H.R. 17920\nand H.R. 17921, 91st Congress, Second Session, each of\nwhich is entitled \"A BILL TO amend section 4182 of the\nInternal Revenue Code of 1954\".\nH.R. 17920 and H.R. 17921 would amend section 4182,\nwhich relates to exemptions from the excise tax imposed\non firearms and ammunition, by adding to subsection (c)\nafter the word \"commerce\" the following: \".22 caliber\nrimfire ammunition\". H.R. 17864 would add the same phrase\nless the word \"rimfire\". Each of the proposed additions\nin H.R. 17920 and H.R. 17921 would relieve licensees under\nChapter 44, Title 18, United States Code, of the requirement\nof recording the name, address or other information con-\ncerning the purchaser of .22 caliber rimfire ammunition.\nH.R. 17864 would relieve licensees of such requirements\nwith respect to all .22 caliber ammunition.\nThe provisions of 18 U.S.C. 922(b)(5) make it unlawful\nfor a licensee to dispose of a firearm or ammunition without\nmaking a record, kept pursuant to section 923(g), showing\nthe name, age and residence of the purchaser. In general,\nsection 923 (g) requires all licensees to maintain records\nof \"importation, production, shipment, receipt, and sale\nor other disposition\" of firearms and ammunition as the\nSecretary may by regulations prescribe. Further, upon\nrequest, the Secretary will make available to State and\nlocal authorities information from such records including\nidentification of purchasers and a description of the\nammunition purchased.\nDuring the First Session of the 91st Congress, Public\nLaw 91-128 (83 Stat. 269) was enacted. Section 5 of that\nAct added a new subsection, subsection (c), to section 4182\nof the Internal Revenue Code which, in effect, repealed\nthe above requirements in the Gun Control Act with respect\nReproduced at the Richard Nixon Presidential Library and Museum\n- 2 -\nto sales of shotgun ammunition, ammunition suitable for use\nonly in rifles generally available in commerce, or component\nparts therefor. Purchasers of ammunition interchangeable\nbetween rifles and handguns, such as .22 caliber rimfire\nammunition, continued to be subject to the recordkeeping\nrequirements.\nIn reporting on the ammunition records amendment to\nH.R. 12829 (which became Public Law 91-128), the Department\nexpressed the view that the records required of transactions\nin sporting-type ammunition, i.e., shotgun, rifle, and\n.22 caliber rimfire ammunition, were of little value in\nlaw enforcement. Indeed, the Department stated that it\nknew of no instance where any of the recordkeeping provisions\nrelating to sporting-type ammunition had been helpful in\nlaw enforcement.\nAlthough .22 caliber rimfire ammunition is usable in\nhandguns as well as in shoulder arms, as early as 1938,\nunder the repealed Federal Firearms Act, the statutory\ndefinition of ammunition specifically excluded .22 caliber\nrimfire ammunition from ammunition in the pistol and revolver\ncategory. Also, in the case of .22 caliber rimfire ammuni-\ntion, the age restriction in the Gun Control Act is practically\nimpossible to administer since a licensee must determine\nwhether each person between 18 and 21 years of age who\npurchases such ammunition which is usable in pistols,\nrevolvers, and rifles, is in fact going to use it in a\nrifle. Moreover, .22 caliber rimfire ammunition has become\nby far the most popular sporting ammunition in use in the\nUnited States with some 4.3 billion rounds sold annually.\nBecause of the volume of transactions in this ammunition,\nthe recordkeeping requirements tend to generate continued\ncriticism from sportsmen and others and detract from the\nenforcement of other provisions of the firearms laws.\nAs indicated above, .22 caliber rimfire ammunition\nhas, since 1938, been considered rifle ammunition even\nthough usable in pistols and revolvers. Moreover,\nH.R. 17864, H.R. 17920 and H.R. 17921 would not affect\nexisting controls over interstate shipments and sales of\nReproduced at the Richard Nixon Presidential Library and Museum\n- 3 -\nammunition of all types by licensees to certain classes of\npeople such as juveniles, drug addicts, felons and others\nsubject to the proscriptions of Chapter 44, Title 18, United\nStates Code.\nIn view of the above, the Treasury Department favors\nenactment of any of the bills, H.R. 17864, H.R. 17920 or\nH.R. 17921. As we noted, H.R. 17864 would apply to all.\n.22 caliber ammunition; however, we believe that our comments\nconcerning .22 caliber rimfire ammunition are equally valid\nwith respect to other .22 caliber ammunition.\nThe Department has been advised by the Office of\nManagement and Budget that there is no objection from the\nstandpoint of the Administration's program to the submission\nof this report to your Committee.\nSincerely yours,\nGeneral Counsel\nThe Honorable\nWilbur D. Mills, Chairman\nCommittee on Ways and Means\nHouse of Representatives\nWashington, D. C. 20515\nReproduced at the Richard Nixon Presidential Library and Museum\nForm DJ-96a\nDEPA\n(Rev. 3-22·66)\nENT OF JUSTICE\nROUTING SLIP\nTO:\nNAME\ndivision\nbuilding\nROOM\n1.\n2.\nKeogh\n3.\n4.\nSIGNATURE\nCOMMENT\nper CONVERSATION\napproval\nnecessary ACTION\nAS requested\nsee ME\nNOTE AND return\nnote AND file\nRECOMMENDATION\nCALL ME\nYOUR INFORMATION\nANSWER OR ACKNOWL-\nedge ON OR before\nprepare REPLY FOR\nTHE signature OF\nREMARKS\nFROM\nNAME\nBUILDING & ROOM\nEXT.\nDATE\nSantanll.\n4-1-70\nReproduced at the Richard Nixon Presidential Library and Museum\nNATIONAL RIFLE ASSOCIATION OF AMERICA\nPublishers of THE AMERICAN RIFLEMAN\n1600 Rhode Island Avenue, N.W.\nWashington, D. C. 20036\n783-6505\nMarch 31, 1970\nMr. Donald Santarelli\nAssociate Deputy Attorney General\nRoom 4208\nDepartment of Justice\nWashington, D.C. 20530\nDear Don:\nPlease see page two of the enclosed press release for an\ninteresting, although probably inaccurate, interpretation of\nJohn Ehrlichman's statement.\nAlso enclosed is a tearsheet on subject from our April\nissue.\nCordially,\nash\nAshley Halsey, Jr.\nEditor\nTHE AMERICAN RIFLEMAN\nAH:jm\nEnclosures\nReproduced at the Richard Nixon Presidential Library and Museum\nNATIONAL\nSHOOTING\nNATIONAL SHOOTING SPORTS FOUNDATION, INC.\nSPORTS\n1075 Post Road\nRiverside, Connecticut 06878\nFOUNDATION\nINC.\nCode: 203 637-3618\nTO: OUTDOOR WRITERS AND SPORTSCASTERS.\nMarch-April 1970\nRelease at convenience.\nBob Delfay\nANTI-GUN FORCES\nREVEAL TRUE MOTIVES\nThe anti-gun forces move more and more into the open and reveal\ntheir true motives. From 1963 through 1968, they were saying, \"We\ndon't want to do anything to hurt the sportsman.\" Now they are\nintroducing legislation to abolish private ownership of certain\nfirearms.\nRep. Abner Mikva, Chicago, recently introduced H. R. 16250 in\nCongress which would, \"Prohibit the importation, manufacture, sale,\npurchase, transfer, receipt, or transportation of handguns, in any\nmanner affecting interstate or foreign commerce, except for or by\nmembers of the Armed Forces, law enforcement officials, and, as\nauthorized by the Secretary of the Treasury, licensed importers,\nmanufacturers, dealers, and pistol clubs.\"\nReproduced at the Richard Nixon Presidential Library and Museum\nNSSF-2\nThe anti-gun organizations, which recently flooded the mails\nwith requests for funds to start anti-gun clubs on college campuses,\nhave stated that their first strategy is to abolish handgun owner-\nship and then do the same for rifles and shotguns.\nEven the Administration in Washington recently floated a trial\nballoon to see what the reaction would be to a proposal to abolish\nprivate ownership of handguns in the District of Columbia.\nThere are more than 20 million hunters and shooters in America.\nThey will not be fooled by the anti-gun faction's obvious moves.\nThese sportsmen know that if handguns go, so finally do rifles and\nshotguns.\nANOTHER DROP IN HUNTING ACCIDENTS\nNew York is another state reporting a decrease in the number\nof hunting accidents in 1969.\nHunting accidents in New York declined for the fourth year in\na row during 1969, according to a report issued by the N. Y.\nConservation Department.\nThere were eight fatal and 95 non-fatal accidents in 1969, a\ndecrease of 26 accidents from 1968.\nH. R. 16005 WILL AID WILDLIFE\nTo provide additional funds for certain wildlife restoration\nprojects and other purposes, Congressmen John D. Dingell and\nGeorge A. Goodling have introduced a bill (H. R. 16005) that would\nextend the present 10 per cent tax on handguns to archery equipment\nand dedicate the proceeds to the Federal Aid in Wildlife Restoration\nprogram.\nReproduced at the Richard Nixon Presidential Library and Museum\nWHAT THE LAWMAKERS ARE DOING\nand all club operations \"must be con-\nSENATORS MOVE TO EASE\nducted in conformity with Treasury reg-\nulations.\" Mikva said his bill would not\n\"specifically ban\" private handgun own-\nLAW ON SPORTING ARMS\nership. But he said it included a pro-\nvision for surrendering handguns at\nvalue or $25.\nChange in shipping\nin interstate commerce or in any way\nIn line with a claim of the violence\naffecting interstate or foreign com-\nrules asked; handgun\ncommission staff that spokesmen for\nmerce.\nfirearms owners have termed utterly\nH.R. 16250 would except from its pro-\nban sought in House\nmistaken and misleading, the Chicago\nvisions only law enforcement officers,\nCongressman asserted: \"There is little\nmilitary personnel, or \"as authorized by\nsporting or recreational use for hand-\nBy NRA STAFF\nthe Secretary of the Treasury, licensed\nguns.\"\nimporters, manufacturers, dealers, and\nMeanwhile the 14th bill to repeal the\nW\nHILE a group of Western and\npistol clubs.\" Mikva amplified: \"The\n1968 Gun Control Act entirely was in-\nSouthern Senators proposed a\nonly kinds of nongovernmental groups\ntroduced in the House by Rep. John O.\nmeasure to ease Federal shipping re-\nwhich can qualify for handgun licenses\nMarsh, Jr. (7th Dist., Va.). This bill,\nstrictions on sporting arms and ammu-\nare sporting and recreational pistol\nH.R. 16122, was sent to the House Ju-\nnition, an anti-gun Congressman from\nclubs approved by the Secretary. To be\ndiciary Committee, where the 13 others\nChicago introduced a bill which would\napproved, these pistol clubs must have\nremain \"pending.\" Chairman of this\nvirtually end much private handgun\nno members who are themselves dis-\ncommittee is Rep. Emanuel Celler (10th\nownership.\nqualified from handgun ownership\nDist., N.Y.), a staunch supporter of\nS. 3714, by Sen. Gale W. McGee\nunder Federal or State law\n\"\nstrict gun controls. H.R. 16122 would\n(Wyo.), would permit Federal firearms\nFurther, the Congressman said, Fed-\nscrap the entire 1968 act but would re-\nlicensees to make interstate shipments\nerally-licensed pistol clubs would be re-\nenact as law the Federal Firearms Act\nof sporting guns and ammunition di-\nquired under his bill to have \"facilities\nof 1938 with its provisions against own-\nrectly to eligible non-licensees solely for\nand procedures for storing the lub's\nership of firearms by undesirables.\ntheir personal use. It would amend the\nhandguns when they are not being used\nTwo bills which would increase the\n1968 Gun Control Act to that effect,\nfor sporting or recreational purposes\"\nlegal severity of armed crime were in-\nbut would leave in force the present\ntroduced and referred to the House\nban on gun shipments to felons, drug\nJudiciary Committee. These are H.R.\naddicts, adjudged mental incompetents,\nAs\na special measure for the Dis-\n15785, by Rep. John Melcher (2nd\nfugitives and ineligible minors, The\ntrict of Columbia only, the\nTreasury Department would define\nWhite House has been considering\nDist., Mont.), which would impose a\n\"sporting arms.\"\na law that would ban handguns in\nmandatory penalty for the commission\nSen. McGee said his bill was intended\nthe national capital.\nof a Federal felony when armed, and\nJohn D. Ehrlichman, chief adviser\nH.R. 16067, by Rep. Daniel E. Button\nto eliminate some of the provisions of\non domestic affairs to President\n(29th Dist., N.Y.), which would make\nthe 1968 act \"which have their most\nNixon, told newsmen that while it\nthe armed robbery of gasoline stations\nserious impact\" on law-abiding citizens\nwould be difficult to prohibit hand-\na Federal felony.\n\"who wish only to pursue legitimate\ngun ownership on a State or na-\nH.R. 16005, by Reps. John D. Din-\nhobbies or sports.\"\ntional basis, \"the District of Colum-\ngell (16th Dist., Mich.) and George A.\nS. 3714 has as co-sponsors Senate Ma-\nbia offers a manageable dimension\nGoodling (19th Dist., Pa.), would im-\njority Leader Mike Mansfield (Mont.)\nand we are nibbling at the outer\npose a manufacturers' excise tax on cer-\nand Sens. Wallace F. Bennett (Utah),\nedges of the idea.\"\nA White House spokesman con-\ntain kinds of archery gear and equip-\nBob Dole (Kans.), James O. Eastland\nfirmed for THE AMERICAN RIFLE-\nment. Proceeds would be deposited in\n(Miss.), Paul J. Fannin (Ariz.), Frank\nMAN that any handgun ban in Wash-\na special U.S. Treasury account in sup-\nE. Moss (Utah), Ted Stevens (Alaska),\nington, D.C., would be directed \"at\nport of the purposes of Federal Aid in\nStrom Thurmond (S.C.), and Ralph\nthe special, specific problem created\nWildlife Restoration Act of 1937. Re-\nYarborough (Tex.). It was referred to\nby so-called Saturday Night Special\nferred to the House Committee on\nthe Senate Judiciary Committee, of\npistols in the District of Columbia,\nMerchant Marine and Fisheries. Rep.\nwhich Sen. Eastland is chairman. Hav-\nan emergency situation that does\nGoodling said the bill provides that pur-\ning the committee chairman as a co-\nnot even apply outside the District.\"\nchasers of sporting archery equipment\nsponsor was regarded in Washington as\nThe spokesman described Mr. Ehr-\ncontribute \"to this excellent Federal aid\nhelping the chances of moving the bill\nlichman and others at the White\nout of committee and toward Senate\nHouse as \"alarmed\" at the frequent\nprogram\" as do purchasers of sporting\naction.\nuse of pistols in Washington in\nfirearms and ammunition at present.\nRep. Abner J. Mikva (2nd Dist., III.),\nsenseless crimes.\nThe Democratic Policy Council re-\nWhile the spokesman confirmed\nported on Feb. 9, 1970 that \"we need\na Chicagoan who has endorsed the anti-\nthat the White House has given con-\nmajor efforts in strict gun control\nhandgun proposals of the National\nsideration to recommendations of\nlegislation\nCouncil Chairman is\nCommission on the Causes and Preven-\nthe National Commission on the\nformer Vice President Hubert H.\ntion of Violence, embodied much of the\nCauses and Prevention of Violence,\nHumphrey. Vice Chairmen are Senators\nconfiscation approach of this commis-\na Johnson-appointed body whose\nFred R. Harris (Okla.) and Edmund S.\nsion's firearms staff in his H.R. 16250.\nstaff urged virtual confiscation of\nMuskie (Maine)\nThis bill, introduced in March and re-\nprivately-owned handguns, Mr. Ehr-\nferred to the House Judiciary Com-\nlichman was represented as declin-\nALASKA\nmittee, would \"prohibit the importation,\ning to accept a commission conclu-\nmanufacture, sale, purchase, transfer,\nsion that handguns in themselves\nSenate Bill 459, by Robert R. Blodgett,\nare a direct cause of crime.\nwould prohibit the possession or discharge\nreceipt or transportation of handguns\"\nof a loaded firearm within one mile of\nAPRIL 1970\n35\nReproduced at the Richard Nixon Presidential Library and Museum\neither side of a primary system highway,\nship with a population of more than 4,000\nand the possession of a loaded firearm in\npersons. To Committee on Law Enforce-\na motor vehicle. To Committees on State\nment.\nNRA Affiliated\nAffairs, Resources and Judiciary.\nKANSAS\nCALIFORNIA\nSenate Bill 565, by Committee on Con-\nIn Every State\nAssembly Bill 639, by Floyd L. Wake-\nservation, would permit residents to pur-\nfield, would prohibit persons convicted of\nchase rifles and shotguns in contiguous\nE\nSTABLISHMENT of the Delaware\nstates. Passed Senate. Referred to House\nState Sportsmen's Association in\ncertain crimes, rather than any felony,\nCommittee on Natural Resources.\nMarch was a historic milestone for\nfrom possessing concealable firearms, and\nthe NRA.\nwould apply such prohibition to illegal\nKENTUCKY\naliens, rather than all aliens. This measure\nFor the first time in its history,\nalso would provide that a driver's license\nHouse Bill 391, by Peter D. Conn and\nthe NRA now has an NRA-affiliated\nor identification card (provided for in the\nothers, would require that U.S. Internal\nState Association in every U.S. State,\nVehicle Code) contain information with\nRevenue Service Form 4473 for intrastate\nplus Puerto Rico.\nrespect to a person's being prohibited from\nand contiguous-State sales be sent by reg-\nRepresenting the NRA at the Del-\npossessing any firearm, and would impose\nistered or certified mail within two work-\naware organizing meeting were\nliability upon those who transfer a fire-\ning days after purchase of any firearm to\nNRA Executive Director Fred M.\narm to such person. To Committee on\nthe chief law enforcement officer of the\nHakenjos, Wilmington, Del.; Field\nCriminal Procedure.\nlocal jurisdiction in which the purchaser\nRepresentative John K. Lee, Jr., and\nresides. To Committees on Business and\nCharles E. Giesey, Acting Director\nFLORIDA\nState Government.\nof the NRA Membership Division.\nPre-filed House Bill 3341, by J. K. Till-\nHouse Bill 524, by E. Bruce Blythe,\nSome 120 Delaware members of\nman, would prohibit the discharge of fire-\nwould require a license for the ownership,\nNRA participated, electing a 15-\narms on any public road, highway or street\npossession, acquisition or purchase of any\nman board of directors which in\nrather than on any paved public road,\nfirearm or part of such firearm. To Com-\nturn will elect State officers.\nhighway or street.\nmittee on State Government.\nA resolution was passed at the\nIOWA\nMICHIGAN\nsession expressing strong endorse-\nment of the NRA Junior Program\nSenate Bill 1047, by Lee Gaudineer,\nSenate Bill 1235, by Gordon Rock-\nand indicating good support of it in\nwould make the State Commissioner of\nwell, would prohibit hunting with firearms\nDelaware.\nPublic Safety, rather than the county\nby persons under 17 and would permit\nKey figures in the development of\nsheriff, the issuing authority for a con-\npersons under 12 to hunt without a license\nthe new association were Charles A.\ncealed handgun permit; would revise the\nwhile under the immediate supervision of\nThuet, acting secretary, and G. R.\nmethod of issuing permits; and would im-\na licensed father or legal guardian. To\nLewis, acting chairman, working in\nCommittee on Conservation.\npose a ten-dollar fee for each permit. To\ncooperation with Mr. Hakenjos.\nCommittee on Law Enforcement.\nMISSISSIPPI\nThe March meeting resulted from\nSenate Bill 1137, by Don S. McGill,\nSenate Bill 2203, by Marion Smith and\nan NRA Membership mailing to\nwould require that any hunter must receive\npermission of the owner or occupant of\nothers, and House Bill 527, by J. Walter\nDelaware's 2,500 NRA Members,\nBrown, would prohibit the transportation\n500 of whom have already joined\nany occupied building or structure in\nthe new State association.\nwhich animals are confined before dis-\nof a loaded rifle or shotgun in a vehicle.\ncharging a firearm within 100 yds. of such\nSenate bill to Committee on Judiciary B;\nbuilding or structure. Reported with an\nHouse bill to Judiciary A.\nBill 5662, by Stavisky, would require a\nadditional provision to prohibit the dis-\nNEW YORK\ndealer in rifles and shotguns to be licensed.\ncharge of any shotgun over any public\nAssembly Bill 2907, by John T. Gal-\nAssembly Bill 5887, by John E. Kingston,\nroadway.\nlagher, would enable certain persons, res-\nwould exempt antique handguns from the\nHouse File 1053, by Ed Skinner, would\nidents, and non-residents to possess and\nlicensing provisions of the State law. All\npermit county boards of supervisors to\ntransport firearms through the State. As-\nto Committee on Codes.\nregulate the use of firearms in any town-\nsembly Bill 3225, by Edwyn E. Mason,\nAssembly Bill 5086, by Glenn H. Har-\nwould exempt from provisions on unlaw-\nris and others, would extend the prohibi-\nA\nconstitutional provision to guar-\nful possession firearms discovered as a\ntion against carrying a loaded firearm in\nantee the right to bear arms\nresult of use in self defense or protection\na motor vehicle to snowmobiles and snow-\nwill be placed before the State con-\nof property. Assembly Bill 3981, by\ntravelers. To Committee on Conservation.\nvention updating the 1870 Illinois\nEmeel S. Betros, would prohibit the sale\nSenate Bill 8249, Tarky Lombardi, Jr.,\nConstitution.\nof ammunition manufactured exclusively\nwould allow an executor or administrator\nThat was assured recently when\nfor use in a handgun. Assembly Bill 4434,\nof an estate to possess firearms of the\nthe State Constitutional Bill-of-\nby William R. Sears, would permit resi-\nestate without regard to the State law for\nRights Committee voted 11-2 to\ndents to purchase rifles and shotguns in\na period not exceeding 15 days. To Com-\nsubmit to the convention an amend-\ncontiguous States. Assembly Bill 4459, by\nmittee on Codes.\nment: \"Subject only to the police\nLeonard P. Stavisky, would require an\nAssembly Bill 2341, by John H. Terry,\npowers of the State, the right of the\nI.D. card for the possession or ownership\nis a concurrent resolution to provide for\nindividual citizen to bear arms shall\nof a rifle or shotgun. Assembly Bill 4460,\na constitutional affirmation of the right of\nnot be infringed.\"\nby Stavisky, would prohibit disposal of\nthe people to possess firearms for protec-\nThe proposal approved by the\nammunition to a person not holding a\ntion and recreational purposes. To Com-\ncommittee was one of several on the\nhandgun license or rifle-shotgun I.D. card,\nmittee on Judiciary.\nsubject considered at a public meet-\nand would require a dealer in ammunition\ning attended by two NRA Execu-\nto be a licensed firearms dealer. Assembly\nVIRGINIA\ntive Committemen, Robert J. Kukla,\nBill 4461, by Stavisky, would establish a\nHouse Bill 411, by Thomas W. Moss,\nPark Ridge, Ill., and Wilbur L.\ncentral registration bureau with the State\nJr., would authorize police officers to\nWithrow, Springfield, Ill. Kukla\nPolice for rifles and shotguns. Assembly\nstop, question and search suspicious per-\nspoke for the Illinois State Rifle\nBill 4462, by Stavisky, would make the\nsons for weapons. To Committee on\nAssociation, Inc.\nSuperintendent of State Police the firearms\nCourts of Justice.\nIllinois is one of 15, States whose\nlicensing officer outside of New York City\nHouse Bill 1026, by Charles W. Gunn,\nConstitutions contain no right-to-\nand Nassau County. Assembly Bill 4724,\nJr., would make hunters liable for damage\nbear-arms clause.\nby Stephen C. Hansen, would revise the\ncaused to property. To Committee on\nexisting State firearms laws. Assembly\nConservation.\n36\nTHE AMERICAN RIFLEMAN\nReproduced at the Richard Nixon Presidential Library and Museum\nMEMORANDUM\nTHE WHITE HOUSE\nWASHINGTON\nAugust 19, 1969\nTO:\nBUD KROGH\nFROM:\nEDWARD L. MORGAN\n4\nSUBJECT: Firearms and Federal Criminal Law\nThought this particular Section might be of interest to you.\nReproduced at the Richard Nixon Presidential Library and Museum\nComm. Doc. No. 61\n(Zimring, Schwartz)\nNATIONAL COMMISSION ON REFORM OF FEDERAL CRIMINAL LAWS\nFIREARMS AND\nFEDERAL CRIMINAL\nLAW\nPRELIMINARY STUDY\nJuly 28, 1969\nI. Introductory Memorandum from Louis B. Schwartz\nII. Consultant's Report by Professor Frank Zimring,\nUniversity of Chicago Law School\nIII. Appendix: Gun Control Act of 1968\nDETERMINED TO BE AN\nADMINISTRATIVE MARKING\nE.O. 12065, Section 6-102\nBy m/s NARS, Date 10/23/79\nTHIS DRAFT IS PRIVATE AND CONFIDENTIAL. IT HAS NOT BEEN APPROVED\nBY THE COMMISSION. PUBLIC DISCLOSURE IS PROHIBITED\nReproduced at the Richard Nixon Presidential Library and Museum\nNATIONAL COMMISSION ON REFORM\nOF FEDERAL CRIMINAL LAWS\nMEMORANDUM\nJuly 28, 1969\nTO: Commission and Advisory Committee\nFROM: Louis B. Schwartz\nDirector\nRe:\nFirearms and the Federal Criminal Law\n(Consultant's Report of Professor Frank Zimring,\nUniversity of Chicago Law School)\nTransmitted herewith are Professor Zimring's report\nand a copy of the recently published Staff Report of the\nViolence Commission which summarizes available knowledge\non the relation between guns and crime. Choice of legis-\nlative goals in this field and allocation of responsibility\nbetween the federal and state governments are difficult,\ncontroversial questions. As in the case of the sentencing\nsystem and the narcotics law, we believe it appropriate to\nsubmit a factual review and a range of policy choices before\nendeavoring to draft specific provisions. The major issues\npresented are as follows:\n1. Should the federal government adopt the goal of\ndrastically reducing the number of privately possessed\nhandguns in this country? Should license to have a non-\nsporting gun be restricted to those who can show a special\nneed, or in contrast should such a weapon be available to\nany person \"of good character\" or who is not within speci-\nfied categories, e.g., felons, minors, persons under indict-\nment, mentally ill, illegal alien residents, dishonorably\ndischarged veterans?\n2. Should the federal role be essentially auxiliary\nto state efforts in this field? If so, the federal offenses\nwould be trafficking into a state in violation of its gun\ncontrols (dealers being federally licensed); selling to a\nnon-resident; and the like. If not, the federal offenses\nmight extend to sale to or possession by improper persons.\nAt the outermost, this would make it a federal offense to\npossess a gun without a federal license, issuable only for\nReproduced at the Richard Nixon Presidential Library and Museum\n- 2 -\ndemonstrated need. Note the relation between such a\nprogram and enforcement considerations: illegal pos-\nsession typically comes to light in the course of\nordinary police patrol, street searches, etc.\n3. In what way should the 1968 federal legislation\nproviding mandatory minima where firearms are used or\ncarried in the course of a federal felony be fitted into\nthe new Code? The Consultant's Report suggests that our\ngeneral sentencing scheme requires no special adaptation\nin this regard since the upper reaches of our felony sen-\ntences provide adequate deterrence for armed felonies.\nAnother possible position might be to modify proposed\nSections 303.01 (d) and 303.02 (b) in our sentencing\nchapters (Comm. Doc. No. 25) SO that a gun would auto-\nmatically justify imposition of a minimum and fixing of\na long maximum prison term.\n4. Assuming continuance of existing federal penal\nsuppression of civilian access to machine guns, sawed off\nshotguns, silencers, etc., can we dispense with the regis-\ntration and tax facade, relying for jurisdictional basis\non more generalized need for national regulation because\nof danger to public figures and civil rights, intermingling\nof local and interstate commerce, and increased danger of\ncommission of other serious federal offenses, e.g., bank\nrobbery?\n5. Should It be a federal offense to provide a fire-\narm to one who intends to use it in committing a state\noffense? Cf. 18 USC 924(b) (Gun Control Act of 1968).\nNote that providing a weapon to commit a federal offense\nwould make the provider guilty either as an accomplice or\nof criminal \"facilitation\" under the general provisions\nof the new Code. It is hard to see why the facilitator\nof a state offense should be subject to federal prosecu-\ntion when the armed principal is not.\n6. Should our Code include a \"local\" gun law for the\nDistrict of Columbia or other federal enclaves? See Con-\nsultant's Report, p. 17. A sharply restricted \"need\"\nReproduced at the Richard Nixon Presidential Library and Museum\n- 3 ---\nlicensing law might be appropriate for the District of\nColumbia and serve as a model for the states. On the\nother hand, the ease with which guns can be brought into\nthe District from states with loose regulation might\nrender the legislation unenforceable, absent tight feder-\nal controls, perhaps with a tendency to disarm only the\nlaw-abiding. Notwithstanding some astonishing statistics\nindicating that guns defensively possessed by the law-\nabiding constitute a greater mortal threat to them than\na protection from violence, people seem willing and even\neager to provide themselves with this dangerous kind of\n\"security\".\nWe strongly urge members of the Commission and Advisory\nCommittee to write us soon indicating any strongly-held\nviews on the above questions. With the help of such\nwritten comments, we may be able to narrow the alternatives\nbefore you at the next meeting.\nReproduced at the Richard Nixon Presidential Library and Museum\nCONSULTANT'S REPORT\nON\nFIREARMS AND FEDERAL CRIMINAL LAW\nProfessor Frank Zimring\nConsultant\nUniversity of Chicago\nLaw School\nJuly 2, 1969\nReproduced at the Richard Nixon Presidential Library and Museum\nFIREARMS AND FEDERAL CRIMINAL LAW\nTable of Contents\nPage\nIntroduction\n1\nI. The Federal Role in Firearms Regulation\n2\nA. Federal Firearms Control Laws 1927-1969\n2\nB. Where Do We Go From Here?\n9\nC. Federal Laws on the Place and Manner\nof Firearms Use\n14\nD. Federal Firearms Controls and Fed-\nerally Controlled Areas\n17\nII. Gun Use in Federal Crime\n19\nA. Present Federal Policy: 18 U.S.C. §924\n19\nB. Assault\n27\nC. Robbery\n31\nD. Homicide and Kidnapping\n36\nReproduced at the Richard Nixon Presidential Library and Museum\nFIREARMS AND FEDERAL CRIMINAL LAW\nThe most basic distinction in any discussion of\npresent or proposed federal criminal laws dealing with\nfirearms is between (I) the questions raised by conduct\nthat might be prohibited by federal law only because guns\nare involved and (II) the cluster of issues that involve\ngun use in conduct that would be considered criminal if\nguns were not used. Laws and proposals covered in the\nfirst category are those that attempt specifically to\ndeal with the possession, manufacture, sale, or carrying\nof guns as an area deserving regulation. This category\nof laws can be considered \"regulatory\" only in the sense\nthat federal narcotics laws, as well as the pure food and\ndrug laws, are considered in the category of regulation,\nbecause the conduct prohibited by drug and gun controls\nis considered to be seriously antisocial and the punish-\nments that accompany conviction for regulatory offenses\nin this area may, accordingly, be severe. Crimes in the\nsecond category include all federal crimes of violence.\nReproduced at the Richard Nixon Presidential Library and Museum\n2\nI. The Federal Role in Firearms Regulation\nA. Federal Firearms Control Laws 1927-1969\nFederal regulation of firearms has been the subject\nof Congressional action on five occasions over the past\nfive\n1\nforty years. In 1927 Congress closed the mail to handguns.\nSeven years later the National Firearms Act of 1934 imposed\na fairly comprehensive federal regulation of machine guns,\nshort-barreled or sawed-off rifles and shotguns, silencers,\nand other unconventional concealable firearms. 2 That law\nimposed a heavy tax on the transfer of most such weapons\nand an occupational tax on the manufacturers, importers\nand dealers of weapons covered by the act. All manufac-\nturers, importers and dealers were required to register\nunder this act, as were all people who acquired covered\nweapons, unless their acquisition met with the other require-\nments of the act, which meant that they would have to pay\nthe transfer tax. In 1968, in Haines V. United States, 3 the\nSupreme Court ruled that the Fifth Amendment privilege\nagainst self-incrimination invalidated prosecution for\nfailure to register or for possession of an unregistered\ngun under the National Firearms Act of 1934 because the\nregistration provision compelled an individual to incriminate\n1\n18 U.S.C. §1715 (1967).\n2\n72 Stat. 1428\n3\n390 U.S. 86 (1968)\nReproduced at the Richard Nixon Presidential Library and Museum\n3\nhimself by admitting unlawful possession. Later in\n1968, the 1934 act was amended to provide that informa-\ntion submitted in registrations could not be used in\nany prosecution against the registrant and the act's\ncoverage was extended to require that everyone, not just\nthe illegal possessor, is required to register covered\n4\nfirearms.\nThe number of firearms in civilian hands in the\nUnited States covered by the National Firearms Act of\n1934 is quite small; in some measure this is a tribute\nto the success of that law in taking machine guns out\nof general circulation and probably reducing the produc-\ntion of short-barreled and sawed-off shotguns and rifles.\nThe Federal Firearms Act of 1938 5 covered all fire-\narms but superimposed only a thin veneer of federal\nregulation on the sale and possession of firearms in\nthe United States. As enacted in 1938, this law required\nfirearms manufacturers, importers and dealers to obtain\na federal license before shipping firearms in interstate\ncommerce. The annual fee for such license was $25 for\nmanufacturers and importers and $1 for dealers. Additional\nprovisions barred dealers and manufacturers from knowingly\nshipping a firearm in interstate commerce to a felon,\nfugitive from justice, person under indictment, or anyone\n4\n82 Stat. 1227.\n5\n52 Stat. 1250 (1938), repealed, 82 Stat. 234 (1968).\nReproduced at the Richard Nixon Presidential Library and Museum\n4\nnot having a license to purchase a particular form of\nfirearm, if such a license was required by local law.\nFelons and others who were considered prohibited classes\nwere also forbidden from shipping or receiving the\nfirearms that were or had been in interstate commerce.\nThe act also prohibited knowingly shipping or receiving\nin interstate commerce any stolen firearms, or any\nfirearms with altered serial numbers. In addition,\nlicensed dealers under the Federal Firearms Act were\nrequired to maintain permanent records of firearms\nreceived and sold.\nFor thirty years this was the master plan of federal\nregulation of firearms in the civilian market. By almost\nany criterion, the act was a dismal failure. Only a\nminority of the states have laws requiring firearm licenses,\nso that the attempt to use federal standards to strengthen\nstate regulation could only be, even in theory and with\nmaximum enforcement, a partial success. 6 Even where\nlocal\nlaw required licenses for firearm purchases, any person\nwho paid $1 for a federal firearm dealer's license could\nbe shipped a firearm without regard to such a state law.\nEven more important, the requirement that criminal liabil-\nity under the statute should be based on the knowing\nshipment of a firearm to a prohibited person was not\n6\nSee Newton and Zimring, Firearms and Violence\nin American Life (1969), at ch. 14.\nReproduced at the Richard Nixon Presidential Library and Museum\n5\naccompanied by a duty to inquire SO that the effect of\nthe law dissolved in its own mens rea requirement.\nThe only provision in the Federal Firearms Act of\n1938 that was drafted in a manner that could have provided\nfor effective regulation--the requirement that dealers\nkeep records on firearms received and sold--also proved\nless than an unqualified success. Most records were\nsloppy, rarely used, and with respect to firearms such\nas 22-caliber weapons, for which serial numbers did not\nhave to be provided, of no use in the detection of\ncrime. In 1957 the Treasury Department dropped its\n7\nrequirement that records be kept on ammunition sales.\nIn 1968, Congress passed two major pieces of fire-\narm legislation. The first installment of recent Con-\ngressional firearms control law was a section of the\n8\nOmnibus Crime Control and Safe Streets Act of 1968,\nwhich provided that the receipt, possession, transporta-\ntion in commerce, \"or affecting commerce, of firearms\nother than shotguns and rifles by \"felons, veterans who\nare other than honorably discharged, mental incompetents,\naliens who are illegally in the country, and former citi-\nzens who have renounced their citizenship\" is a federal\n9\ncrime.\n7\n23 F.R. 343 (Jan. 18, 1958).\n8\n82 Stat. 236-37\n9\nIbid.\nReproduced at the Richard Nixon Presidential Library and Museum\n6\n10\nIn October of 1968, the Gun Control Act of 1968\nwas passed, revising the Omnibus Crime Bill firearms\nprovision to extend the coverage of federal regulations\nto all firearms and further providing that no person\nexcept licensed federal dealers could ship, transport,\nor receive any firearm or ammunition in interstate\ncommerce. Other provisions of this new law include a\ntightening of the standards and a raising of the fees\nfor federal firearm licenses, a provision that federal\nfirearm licensees may not sell rifles or shotguns or\nammunition therefor to anyone they know or have reason\nto believe is under 18, or handguns or ammunition there-\nfor to anyone under 21, the requirement that all firearms\nmust have serial numbers, and a ban on the sale of fire-\narms to any person who the seller knows or has reason\nto believe is a non-resident of the state in which the\nsale is taking place.\nIn addition to these and other regulations dealing\nprincipally with the transfer of firearms from one owner\nto another and a ban on \"destructive devices, \" the act\ncontains a ban on the import of firearms unless the fire-\narms are, to the satisfaction of the Secretary of the\nTreasury, \"particularly suitable for O. readily adaptable\nto sporting purposes, \" a ban on the importation of surplus\n10\n82 Stat. 1213.\nReproduced at the Richard Nixon Presidential Library and Museum\n7\nmilitary weapons, and criminal penalties for the posses-\nsion, receipt, or transfer of a firearm when the trans-\nferee intends to use it in crime.\nProposals for a national system of firearms regula-\ntion or firearms ownership licensing, or to establish\nminimum standards of licensing and regulation to be imposed\non state governments have been discussed in the last few\nyears but have not been enacted.\nThe present complex of federal regulations would\nappear to have three objectives. With respect to machine\nguns and other \"destructive devices, \" the federal role in\nthe regulation of such weapons is primary, the objective\nis to remove such weapons from the civilian market, and\nefforts toward that objective seem to have been successful.\nThe theory behind the ban on interstate shipment of\nweapons and sales of firearms to non-residents is that\nof federal control as a support to state regulation. For\nmany years, interstate movement of firearms has frustrated\nstate efforts to enact rigorous systems of firearms control.\nIn Massachusetts, where restrictive handgun licensing has\nbeen been in effect for many years, a study showed that\n87% of the firearms confiscated as a result of use in\ncrime came from other states, and similar studies by the\nTask Force on Firearms of the National Violence Commission\nshow a similar pattern to be true in New York City, with\nrestrictive handgun licensing, and Detroit, Michigan,\nReproduced at the Richard Nixon Presidential Library and Museum\n8\nwith a permissive handgun licensing system and a geographic\n11\nvulnerability to the inflow of weapons from Toledo, Ohio.\nBecause purchasers can easily misrepresent their residence,\npresent federal provisions are far from \"leak-proof. 11\nBut if enforcement efforts are sufficiently energetic,\nthis new pattern of federal laws may have some depressant\neffect on the movement of firearms in interstate commerce.\nThe provisions banning certain classes from gun\nownership are (a) an attempt to bolster local licensing\nrequirements with the threat of federal penalties for\nillegal receipt or possession of firearms that have been\nin interstate commerce and (b) an independent federal\neffort to ban the possession of firearms by particular\nclasses. Because present federal law does not affect\nthe number of most firearms in civilian hands or the\ngenerally easy accessibility of firearms, these provisions,\nin order to succeed in restricting rates of possession\nof firearms in the classes covered, must do so as a\nresult of the deterrent effect of the law influencing\ndecisions about gun ownership by felons and other subject\ngroups.\n11\nNewton and Zimring, op. cit. supra, at ch. 14.\nReproduced at the Richard Nixon Presidential Library and Museum\n9\nB. Where Do We Go From Here?\nThe mix of motives and strategies apparent in the\npresent federal regulatory scheme might be thought of as\nmiserable or optimal, well thought-out, or the arbitrary\nproduct of the clashing of pressure groups over the years.\nDefining an appropriate federal role in firearms control\nrequires a determination of what type of firearms control\nis desirable and a decision about what part the federal\ngovernment, as only one of a number of responsible gov-\nernment entities, should play in the process of reducing\nfirearm violence.\nThe Task Force on Firearms of the National Violence\nCommission, in a document submitted to its parent agency,\nhas advocated that the most certain and most substantial\ndiminution of firearm violence in the United States would\nbe produced by a system that substantially reduced the\nnumber of handguns in civilian hands, defining the term\n\"substantially\" as a reduction of 90% or more of the\nestimated 24 million handguns privately owned by American\n12\ncitizens.\nThe mechanism recommended to achieve this\ngoal is a system of restrictive handgun licensing. This\nposition was the product of several of the Task Force's\nconclusions: (1) firearms make a substantial contribution\nto the cost of violence in the United States, (2) handguns\nplay a disproportionate role in firearm violence, (3)\nhandguns are but a small part of the sporting use of\n12\nNewton and Zimring, op. cit. supra, Recommendations\nReproduced at the Richard Nixon Presidential Library and Museum\n10\nfirearms in the United States, and (4) if handguns were\ncontrolled, we have reason to believe that long guns would\nnot become anywhere near the social threat that handguns\nnow constitute.\nThis proposal is one of many that involve governmental\nefforts to screen all prospective gun owners. Other pro-\nposed systems would allow all but a few disqualified groups\nto own guns but would impose license requirements for all\nowners. Any proposal to screen gun ownership raises the\nissue of what part the federal government should assume in\nthis type of firearms control.\nOne alternative answer to this question is that the\nfederal government should do nothing. State and local\ngovernments, under the traditionally local police power\nin the United States, have the primary responsibility for\nmaking decisions about the impact of firearms on violence\nand about appropriate countermeasures. The problem with\nthis position is that firearms are seen by many as a\nnational problem appropriate for a national solution.\nFurther, the interstate leakage of firearms is SO great\nthat complete federal inaction would lead to substantial\nfrustration of any state and local firearms control efforts.\nA second possible federal role in firearms control\nis illustrated by the \"backstop\" efforts that underlie the\nban on interstate firearms shipments and firearms sales\nto non-residents. This, it could be argued, will discharge\nReproduced at the Richard Nixon Presidential Library and Museum\n11\nthe federal government's primary responsibility in the\narea of firearms control--suppressing interstate movements\nof firearms SO that the state and local governments charged\nwith the primary responsibility of diminishing firearm\nviolence can better enforce whatever systems of control\nthey deem appropriate. A national firearms record center,\nexisting without a national registration law, would be\nanother type of backstop control.\nOne problem with the backstop approach is that, as\nlong as some states permit large accumulations of handguns,\nit may be impossible to prevent the interstate leakage of\nfirearms into states with more rigid control systems, no\nmatter what practices are proscribed by the Federal Criminal\nCode. Thus a system of national licensing may be the only\nmethod of achieving the goals of backstop regulations. A\nsecond problem with assigning the federal government an\nexclusively secondary role in firearms regulation is that\nthe national government may be unwilling to tolerate levels\nof firearmsviolence and firearm possession that particular\nstate governments would allow.\nA third alternative would be the establishment of\nminimum national standards that would allow the states a\nfirst option of implementing these standards through ade-\nquate state and local firearms control laws. Under this\napproach, if a state failed to enact legislation meeting\nthese standards after a grace period, a federally enforced\nReproduced at the Richard Nixon Presidential Library and Museum\n12\nsystem of firearms regulation would be substituted.\nA fourth alternative is a national system of firearms\nregulation where the federal government has the primary\nresponsibility of administering, as well as establishing,\nstandards for firearms control. Opponents of this alter-\nnative maintain that such a policy would generate an\nunpleasantly large federal role in local law enforcement\nand might precipitate the advent of a major national\npolice force.\nChoosing among these alternatives is a matter of\nvalues and priorities. My own inclination is toward mini-\nmum national standards, with administrative responsibility\nvested in those states that write laws complying with the\nfederal guidelines. Whatever one's preference, there is\nlittle doubt that any of the above possible federal roles\nare within the power of Congress in this area, because\nfirearms possession constitutes a threat to the safety\nof the President of the United States and other federal\nofficers and elected officials, and firearms possession\npolicies can be viewed as an influence on interstate\ntravel. However, the fact that the potential in this\narea extends all the way to a fully federalized system\nof standards and administration does not perforce mean\nit would be desirable to test this extreme.\nReproduced at the Richard Nixon Presidential Library and Museum\n13\nPenalties for Gun Law Violations\nPresent federal firearms laws regulations provide penalties\non the order of Class C felonies under the proposed\nFederal Criminal Code. This penalty structure is\nprobably too high, given the thrust of the Code's\nother sentencing reforms. Moreover, if the federal\ngovernment were to take a larger role in firearm\nregulation, a high penalty structure would probably\nimpede enforcement as much as the extra measure of\npunishment might deter those who would otherwise violate\nthe law.\nAt the same time, guns are a specially dangerous\nclass of instruments, and gun regulation is very close\nto traditional concerns in crime control. On balance,\nit would seem wise to make unlawful possession of\nguns under federal law a Class A misdemeanor, and\ntrafficking offenses, when they involve a number of\nguns, should retain felony status. Because of the\nproximity of gun control to traditional crime, Title 18\nwould seem an appropriate placement for any fully\nfederalized gun regulation. However, if federal standards\nand state regulation are to be mixed, placement in\nTitle 18 would seem rather awkward.\nReproduced at the Richard Nixon Presidential Library and Museum\n14\nC. Federal Laws on the Place and Manner of Firearms Use\nMany localities in the United States attempt to\nreduce firearm violence by restricting the place and\nmanner in which firearms may be used with or without\nadditional restrictions on possession of firearms or\nparticular types of firearms. Thus, it is common to\nencounter laws prohibiting the carrying of a firearm\nin a motor vehicle or the carrying of concealable fire-\narms on the person, and many laws prohibit the discharge\n13\nof a gun in specified areas.\nThe Model Penal Code\nprovides a slight twist on the conventional pattern by\ndistinguishing between sporting firearms and other fire-\narms and presuming all other firearms to be \"instruments\nof crime\" unless the gun is possessed in the actor's home\nor place of business, or the actor is licensed or other-\nwise authorized to carry the weapon in the manner it was\n14\ncarried when the actor was apprehended.\nThe intention of most \"place and manner\" laws is\nto reduce firearms violence by restricting the number of\nsituations in which a firearm carried on the person or\nin a motor vehicle will be used in either impulsive or\nplanned criminal activity. By implication, the Model\nPenal Code goes a step further than the standard \"place\n13\nSee Newton and Zimring, Firearms and Violence in\nAmerican Life (1969), at ch. 13.\n14\nAmerican Law Institute, Model Penal Code, $5.06.\nReproduced at the Richard Nixon Presidential Library and Museum\n15\nand manner\" laws by presuming a specific criminal purpose\nto the possession of certain firearms and by categorizing\nits particular place and manner regulation under the\narticle dealing with \"inchoate crimes. \"\nThis classification might indicate an assumption\non the part of the draftsmen of that law that the illegal\ncarrying of a firearm is generally accompanied by an\nintention to commit a crime of violence with that firearm.\nAs a matter of statistical probability, this assumption\nis grossly incorrect but ingenious. In many areas, even\nwhere the carrying of a firearm on one's person or in a\nmotor vehicle is illegal, local custom promotes the\ncarrying of guns for defensive purposes, real or imaginary,\nand this is generally done without the person forming a\nspecific intention of violating any law other than the\nlaw against carrying a firearm. The theory is ingenious,\nhowever, because it points up the risk of the presence\nof a mobile firearm in a tense situation leading to\nviolent crime that would not otherwise occur.\nOf all the roles federal law might play in firearms\ncontrol, nationwide regulation based on laws against\ncarrying firearms is the least appropriate. Laws regu-\nlating the place and manner in which firearms may be\ncarried can be enforced only by street contacts with\nindividuals and are thus more intimately related with\nReproduced at the Richard Nixon Presidential Library and Museum\n16\ngeneral police functions than any other kind of firearms\nregulation, because it is the ordinary policeman on the\nbeat rather than any special enforcement official who\nis the first line of defense in the enforcement of such\nlaws.\nIn areas where the federal government has primary\nresponsibility for criminal law enforcement, laws pro-\nhibiting the carrying of weapons without a conspicuously\nlawful purpose are appropriate and will assist the police\nby empowering arrests earlier in the scenario of crime\nthan would otherwise be the case and by providing a\nmeans of taking a substantial number of firearms, when\ndiscovered, out of circulation. As a matter of theoretical\nnicety, it is my view that the risk-generating charac-\nteristics of this behavior, rather than its presumed\nrelationship to specific criminal intent, justify its\ncriminalization.\nReproduced at the Richard Nixon Presidential Library and Museum\n17\nD. Federal Firearms Controls and Federally Controlled Areas\nThe appropriate role of the federal government in\nfirearms regulation nationally is a large and contro-\nversial question. Appropriate measures of federal fire-\narms control in those areas where the federal government\nhas a primary policing responsibility is a smaller ques-\ntion, a separate question, but to some extent related\nto the conclusions one reaches about the desirability of\nnational firearms control. Where primary federal juris-\ndiction is exercised over large or isolated geographical\nareas, such as the District of Columbia or federal terri-\ntories, federal laws aimed at direct regulation of firearms\npossession are appropriate, independent of nationwide\nfederal gun control. In areas where the United States,\nhas a primary law-making responsibility but local agencies\nare in charge of law enforcement, the federal role can\nprobably best rest in the creation of minimum standards\nto be administered by local authorities.\nIn federal enclaves, themselves geographically insig-\nnificant, that are set apart from state jurisdiction\nbecause of federal ownership, regulation of firearms\npossession, in the absence of a nationwide control system,\nmight be appropriate but could easily be frustrated by\nstate policies inconsistent with the federal possession\nrestriction. If firearms are easily available just outside\nReproduced at the Richard Nixon Presidential Library and Museum\n18\nfederal enclaves, no legal provision can make it\nphysically more difficult for individuals to obtain\nfirearms. Requiring special federal firearm licenses\nin this situation can only be defended if the enclave\nis the residence of a significant number of people and\nthe exercise of federal authority in that enclave can\nbe extended in a way that would allow inspection of\nindividuals to determine whether they possess firearms.\nIf this type of policing is not available, laws prohibit-\ning the carrying of firearms would have the same effective-\nness in the federal enclaves as any possession laws.\nReproduced at the Richard Nixon Presidential Library and Museum\n19\nII. Gun Use in Federal Crime\nA. Present Federal Policy: 18 U.S.C. §924\nThe only federal law that distinguishes firearms\nuse in federal crimes is 18 U.S.C. §924, passed in 1968\nas part of the Gun Control Act of 1968. Section 924 (c)\nprovides:\nWhoever\n(1) uses a firearm to commit any felony which\nmay be prosecuted in a court of the United States, or\n(2) carries a firearm unlawfully during the\ncommission of any felony which may be prosecuted\nin a court of the United States,\nshall be sentenced to a term of imprisonment for not\nless than one year nor more than 10 years. In the\ncase of his second or subsequent conviction under this\nsection, such person shall be sentenced to a term of\nimprisonment for not less than five years nor more than\n25 years, and, notwithstanding any other provision of\nlaw, the court shall not suspend the sentence of such\nperson or give him a probationary sentence.\nThe two situations covered in (c) should be considered\nseparately. (1) provides separate sentencing provisions\nwhen an individual \"uses a firearm\" to commit a federal\nfelony. With the possible but unlikely exception of using\na firearm to violate a federal firearms regulation, such\nas illegal shipment or possession of a gun, 1 the scope\nof this provision would seem confined to federal crimes\nof force, principally assault, robbery, and kidnapping,\n1\nSee, e.g., 18 U.S.C. §922.\nReproduced at the Richard Nixon Presidential Library and Museum\n20\nwhere guns play an active role in criminal conduct.\nThe impact of this law on the sentencing of first\noffenders guilty of federal crimes of violence committed\nwith firearms would be minimal if sentences imposed under\n§ 924 (c) (1) are concurrent. 2 First offenders, under $924,\nremain eligible for suspended sentences and probation.\nThe range of imprisonment options provided for first\noffenders is the same as those provided in 18 U.S.C. 2231\n(assaulting or resisting a federal officer), 18 U.S.C. 112\n(assaulting diplomatic personnel), while penalties provided\nfor bank robbery, kidnapping and mail robbery far exceed\nthose in §924.\nThe second-offender provisions of §924 may also fail\nto play an important role in sentence determination. Second\noffenders under § 924 (c) (1) must be sentenced to a minimum\nfive years and cannot receive suspended sentences or proba-\ntion, under one reading of the provision. It is possible,\nhowever, to construe the mandatory provisions of § 924 (c)\nas separate in effect and thus conclude that the total\nsentence imposed on a second offender cannot be suspended\nbut that terms of actual imprisonment less than the five-year\nminimum are not prohibited. This construction would not\nbe popular with most of the members of Congress who voted\n2\nSee $303.05 (a) in the Low draft of sentencing chapters.\nReproduced at the Richard Nixon Presidential Library and Museum\n21\n3\nfor $924.\nIndependent of such a construction, the ban on\nprobation and suspended sentences may not be significant\nbecause this type of sentence is probably a rare occur-\nrence when a person is convicted of a second federal crime\nof violence. Even the five-year minimum may be a fairly\nstandard restatement of federal sentencing practice with\nrespect to second-time violent offenders.\nMoreover, no discussion of (1) would be complete\nwithout speculating about the effect that plea-bargaining\nand other prosecutorial practices may have on the use of\nthe separate provision when individuals can be charged\nwith both an independent federal felony and a violation\nof §924 (c) (1). As a matter of convenience and policy,\nprosecutors may proceed on the independent federal felony\nand drop the §924 charge in the way they are reputed to\ndrop federal firearms charges when the same activities\nthat led to a federal firearms charge also produce a con-\nviction for a serious offense in a state court. Even if\nsuch unilateral charge-dropping is not a standard practice,\nit may be that the possibility of prosecution under §924\nwill function chiefly as additional leverage to help induce\nguilty pleas to federal crimes of violence in exchange\n3\nThe second-offender provisions originated in the\nHouse version of the bill, where the language applied\nto all convictions, and the tone of discussion clearly\nindicated that most proponents of the bill thought the\nfull minimum sentence was to be mandatory.\nReproduced at the Richard Nixon Presidential Library and Museum\n22\nfor non-prosecution under §924 (c) (1)\nSection 924 (c) (2) makes it a federal offense if an\nindividual \"carries a firearm unlawfully\" during the\ncommission of a federal felony. The distinction between\nthis and (1) is that (1) requires that the gun play some\ninstrumental role in the commission of the federal felony,\nthus restricting its scope to crimes where force is used,\nwhile (2) speaks only of the coincidence of an unlawfully\ncarried firearm and the commission of a crime, at the same\ntime, chargeable to the same person. The firearm would\nbe \"unlawfully carried\" under federal law if the individual\nis carrying the firearm in violation of local law. In\naddition, persons who cannot legally receive weapons\n(§922 (h)) and persons who had received the firearm in\ninterstate commerce with the intention of committing any\noffense (§924(b)) would be independently liable for a\nviolation of 924(c) (2) if it is determined that unlawful\nreceipt makes any subsequent \"carrying\" unlawful regardless\nof state law, a construction that is unlikely and that\nwould be unfortunate.\nSection 924 (c) (2) barks much more ferociously than\nit bites. In order to establish that an individual carried\na firearm in a situation where he did not use it, one has\nto catch him in the act or find a witness who observed him\nduring the commission of the crime. Personal observations\nlikely to produce reliable reports of the carrying of a\nReproduced at the Richard Nixon Presidential Library and Museum\n23\nfirearm are not common in crimes of stealth, such as\nlarceny, car theft, interstate shipment of stolen cars,\nor burglary. Most apprehensions under (2) would occur\nwhen an individual is apprehended while committing a\ncrime of long duration, such as unlawful flight, and is\nfound to be carrying a gun.\nThe fact that a first offense under (2) carries no\nbar to probation or suspended sentence means that the\nminimum penalty provisions become significant when an\nindividual is in the unfortunate position of being\ncaught twice in the act of committing a crime for which\na firearm is not used or required but nonetheless\npossesses such a firearm.\nSection 924 (c) (2) is an attempt to dissuade criminals\nsuch as burglars from carrying guns that are not ordinarily\nused in their crimes but that might make an apprehended\nburglar more dangerous to his victim or to law enforcement\nofficers. The purpose of such a provision is honorable--\nto lessen the risk of gun use escalating the danger in\napprehending federal criminals, 4 but the prospects of\nachieving deterrent effectiveness with the law seem less\nthan bright.\n4\nNinety-six percent of all policemen murdered on\nduty are killed by gunshot wounds.\nReproduced at the Richard Nixon Presidential Library and Museum\n24\nMoreover, if we assume that judges would, even\nwithout §924, consider the possession and use of firearms\nas aggravating circumstances in the commission of crimes,\nthe relevant question becomes whether these provisions\noperate as more efficient deterrents to gun use in crime\nthan the use of gun criteria on a more informal basis\n5\nby sentencing courts.\nOn this question no reliable\ndata are presently available, but there is little reason\nto express high hopes.\nLaws on the order of 18 U.S.C. 924(c) can produce\ncosts. Such laws may add inflexibility to a sentencing\nstructure and complicate the structure of the Federal\nCriminal Code by creating interplay with other federal\ncriminal provisions and local law. More important, such\nlaws may generate unwarranted feelings that this approach\nis likely to reduce firearm violence. It is when such\n5\nA second possible function of §924 (c) (2) is to\nmake evidence of possession of firearms admissible under\ncircumstances where it may not be admissible because it\nhas no bearing on the material elements of a crime where\na firearm was not used. It is easy to conjure hypothetical\nsituations where this issue was raised but difficult to\nimagine situations where the existence of a gun could not\nbe brought to the attention of the court.\nReproduced at the Richard Nixon Presidential Library and Museum\nprovisions are viewed as alternatives to regulation\nof firearm possession that they appear to be most\ncostly. If sterner measures along the lines of §924 (c)\nwere adopted, the costs of the policy would be much\nhigher. It could also be argued that the possibility\nof achieving a deterrent effect would be increased.\n6\nThus, the prospect of larger mandatory sentences\nand barriers to probation on first offenses raises\nquestions about the potential of deterring gun crime\nmore clearly than present federal law in this area.\nHowever, a discussion of this issue must be framed\nmore specifically than the terms of §924(c). We must\n6\nIn 1968 Rep. Casey of Texas introduced an amendment\nmaking gun use in state felonies a federal crime. The\nHouse version of the Gun Control Act of 1968 barred\nsuspended sentences or probation for first offenses\nwith minimum one-year terms. Other members of Congress\nhave indicated support for even longer minimum terms.\nReproduced at the Richard Nixon Presidential Library and Museum\n26\ntalk about deterring gun use in various specific crimes\nrather than \"crime, \" the all-inclusive referent of\npresent federal law. 7 And we must do SO with more care\nthan did many of the participants in past Congressional\ndebates.\n7 See Zimring and Hawkins, Deterrence and Marginal\nGroups, Journal of Research in Crime and Delinquency,\n100 (July 1968).\nReproduced at the Richard Nixon Presidential Library and Museum\nB. Assault\nAssault is a crime where the attack is the essence\nof the offense. In assault, both the extent of injury\nintended by the attacker and the instrument used in the\nattack may be significant in determining the degree of\ncrime committed or the proper sentence to be imposed upon\nconviction.\nIf we distinguish between serious bodily harm and\nless serious injuries, and between assaults without\nweapons, assaults with weapons other than guns and assaults\nwith guns, we produce a matrix with six kinds of assault.\nIntent\nWeapon\n*\nNo Weapon\nDeadly Weapon\nFirearm\nNonserious\nInjury\nSerious\nInjury\n*\nother than firearm\nAnalyzing the matrix, we have anywhere from one to six\ndistinct crimes.\nHow many\ngrades of assault should the law\ndefine?\nThe basis for distinguishing between assaults that\nresult in serious bodily harm and those that do not is\nthat the former category presents a much more serious\nsocial danger. In fact, what evidence exists suggests\nReproduced at the Richard Nixon Presidential Library and Museum\n28\nthat there may be a greater difference in quality of\nattack between simple and aggravated assault than exists\nbetween aggravated assault that produces serious bodily\n8\nharm and most homicide.\nDistinguishing further between\nattacks on the basis of the weapon used in aggravated\nassault can be defended (a) because choice of weapon has\nprobative value in determining an attacker's intent and\n(b) because attacks with deadly weapons are much more\nlikely, independent of intent, to cause death or serious\ninjury than attacks with only personal force, and attacks\nwith guns are more likely to cause death than attacks\nwith other deadly weapons.\nIf we consider the weapen used only because choice\nof weapon has probative value in determining the attacker's\nintent, distinguishing between categories of assault\non the basis of the magnitude of the injury intended\nwhile making separate distinctions in grade of crime\nbased on weapon used appears to be redundant. To the\nextent that weapon choice is probative of intent, it\nis evidence of aggravated rather than simple assault,\nand perhaps evidence of sufficient magnitude to justify\na conclusive presumption or classification of aggravated\nassault whenever deadly weapons are used. (See proposed 209.5.)\n8\nSee Zimring, Is Gun Control Likely to Reduce.\nViolent Killings, 35 U. Chi. L. Rev. 721 (1968).\nReproduced at the Richard Nixon Presidential Library and Museum\n29\nAn independent basis for separate treatment of\nattacks based on weapons used is that the use of weapons\nrather than personal force and the use of firearms rather\nthan other deadly weapons create an increased risk of\nvictim death or serious injury that appears to function\nindependently of an attacker's intent. For example,\nwhat data we have suggest that the same kinds of people\nin the same kinds of situation are five times as likely\nto cause death when they use firearms as when they use\n9\nknives.\nIf this is the basis for distinguishing grades of\nassault as a result of weapons used, the principal aim\nof any such distinction is \"differential deterrence, \"\nan attempt to increase the use of less lethal means of\nattack by those who are undeterred by the general legal\nprohibition of assault by threatening gun assault more\nseverely than other assaults. By definition, the audience\nof such a threat is a self-selected group of offenders\nthat has already displayed a rather remarkable immunity\nto the deterrent force of criminal sanctions in an area\nof behavior where the risk of apprehension is high. This\nimmunity is manifested in two rather disheartening ways:\nfirst, this group is not dissuaded by the normal penalties\nimposed for aggravated assault and, second, in committing\nassault with a deadly weapon, an individual is risking\n9\nId., at 728.\nReproduced at the Richard Nixon Presidential Library and Museum\n30\na far higher penalty if his victim should die than any\nspecial penalty a gun-use provision could establish.\nOnce these qualifications on the operation of differential\ndeterrence are set out, we do not have data that speak\nin further detail to the question of whether laws that\nattempt to establish differential grades of deadly assault\nprovide an extra measure of deterrence, thereby reducing the\nproportion of deadly assaults committed with guns.\nIf gun use were to be a separate grade of offense\nin the Draft Federal Criminal Code, this would require the\ncreation of a Class B felony, the material elements of\nwhich would be\n\"intentionally or knowingly causes bodily\ninjury to another human being with a firearm. \"\nThe arguments against such a proposal operate at a\nnumber of levels. First, since we have no data available\non which to base the conclusion that such a distinction\nwould have any effect. on the rate of gun use in deadly\nattacks, no data are available that can provide information\nabout the extent of any extra measure of deterrence that\nsuch a distinction could produce. Against this unknown\nbenefit, a separately graded category of firearm assault\nwould have certain costs. Since aggravated assault could\nhardly be less than a Class C felony, a separate firearm\noffense would substantially reduce the options of the\nsentencing judge in a gun-assault case and add a group\nReproduced at the Richard Nixon Presidential Library and Museum\n31\nof lengthy sentences to a correctional policy whose\nproposed range of sanctions is already far from immodest.\nThis may lead to extra public expense, misery and, per-\nhaps, punishment-generated aggressions that eventually\nlead to further crime. Also, to the extent that the\npossibility of differential deterrence is important, any\nincrease in the gap between aggravated assault and fire-\narms assault sanctions would result in a decrease in\nthe gap between the penalties for nonfatal firearms\nassault and murder. Yet, because gun use is so much more\ndeadly than attacks with other weapons, the argument can\nbe made that the law should distinguish between gun and\nother assaults even at the risk of narrowing the marginal\ndifference between gun injury and murder penalties.\nIn any event, the data clearly establish a basis\nfor considering gun use as an aggravating circumstance\nin sentencing decisions even if gun assault does not\nemerge as a separately graded offense.\nC. Robbery\nA typical robbery combines elements of property and\npersonal crime because the robber uses personal force\nrather than stealth or trickery to unlawfully obtain the\nproperty of another. Force may be used against a victim\nin one of two ways: the robber can incapacitate his victim\nby inflicting an injury, or the robber may seek to obtain\nReproduced at the Richard Nixon Presidential Library and Museum\n32\nproperty without injuring his victim by threatening to\nuse force. If only the threat of force is involved and\na victim proves cooperative, the offense can be committed\nwithout an attack intended to produce serious bodily\ninjury. Thus, many robberies, particularly those that\noccur on the street and involve only individual victims,\nor small groups of victims and larger groups of robbers,\n10\ncan be committed without the use of weapons.\nWith\nrespect to indoor robberies, where one or a group of\nrobbers invade businesses or homes, the robber has fewer\noptions about the weapons he will use because he will\nnormally be at a great disadvantage without either a knife\nor a gun. The great majority of indoor robberies are\ncommitted with deadly weapons, and the handgun is the\ndeadly weapon employed in a clear majority of indoor\n11\nrobberies.\nBecause robbery will often take place without an\nattack intended to produce serious bodily injury, one way\nof taking cognizance of the difference between aggravated\nassault and robbery would be to design a matrix dis-\ntinguishing, on the one hand, between robberies that\nresult in\nattacks intended to injure and robberies\nwhere only the threat of injury is invoked and, on the\n10\nSee Newton and Zimring, Firearms and Violence in\nAmerican Life, ch. 7.\n11\nId., at Appendix D, and ch. 7.\nReproduced at the Richard Nixon Presidential Library and Museum\n33\nother hand, distinguishing\nbetween robberies on the\nbasis of whether weapons were used and whether firearms\nwere the weapons used.\n*\nNo Weapon\nWeapon\nFirearm\nAttack to Injure\nNo attack\n*\nother than firearm\nAs with assault, we produce six possible\ncategories of robbery. The basis for distinguishing\nbetween robberies that result in attacks intended to\nproduce injury and robberies without attack is that the\nformer class of robberies presents a vastly greater danger\nof harm to victims. The aim of such a distinction would\nbe to encourage robbers to avoid harming victims because\nof the greater penalties that accompany conviction for\nrobbery with attack intending to injure.\nThe basis for distinguishing between robberies com-\nmitted with weapons is that, while the risk of an attack\non the victim may not differ in the two types of robbery\n(or indeed may be higher in robbery without weapons.\nbecause of the closer proximity of robber and victim),\nthe danger that any attack that might take place during\na robbery will result in the death of the victim may be\nsubstantially higher if robbery is committed with weapons.\nThe basis for distinguishing between robbery with firearms\nReproduced at the Richard Nixon Presidential Library and Museum\n34\nand all other forms of robbery may be twofold: robberies\nare much easier to commit with firearms than with other\nweapons, and gun robberies constitute a greater threat\nto the life of the robbery victim than other forms of\nrobbery. In a study that covered three and one-half\nyears of New York City experience, it was found that the\ndeath rate of victims from nonfirearm robbery was 1.5\nper thousand robberies, while the death rate of victims\n12\nof firearm robbery was 5.5 per thousand robberies.\nThe aim of any criminal law distinguishing between\nrobberies committed with firearms and those committed\nwith other weapons would be the process of differential\ndeterrence discussed in relation to assault and mentioned\nabove in the discussion of distinguishing between robbery\nwith and without an attack on the victim. The issues\nraised in the assault discussion are similar to the\nissues raised by attempts to differentially deter gun\nrobbery because in each case the law is dealing with\nindividuals who are undeterred by the base punishment\nprovided for assault or robbery. However, the robbery\nsituation is distinguishable from the assault situation\nin a number of ways that make the prospects for differen-\ntial deterrence seem brighter. First, the robber who\ndoes not attack his victim, unlike the individual who\n12\nId., see ch. 7.\nReproduced at the Richard Nixon Presidential Library and Museum\n35\ncommits aggravated assault with a weapon, has not yet\ndemonstrated an immunity from the maximum threat of\npunishment by risking the penalty for murder. Second,\nthe robber, unlike the assaulter, has not demonstrated\nthat his principal objective is to injure his victim;\nrather, the objective of many robbers would seem to be\nmaterial gain, a goal that may indicate that potential\ngun robbers would be more susceptible to differential\nthreats. Third, robbery is, to a greater extent than\nassault, a professional or career crime, which involves\nelements of planning and experience with apprehension\nthat may contribute to a greater awareness of the law\nand an increased motivation to minimize risks of punishment.\nHowever, there is little leeway in a penal structure\nto experiment with processes of differential deterrence\nin the area of robbery because even the least serious\nrobbery, that involving personal force without an attack\nintended to injure, is considered a serious crime. Under\nthe proposed Federal Criminal Code, this offense at\nminimum would be a Class C felony and is usually con-\nsidered closer to Class B. At the same time, since the\nlaw's primary goal, once a robbery is in progress,\nis to avoid a victim killing, every effort should be made\nto leave a penalty gap between robbery murder and the\nnext most serious robbery offense to the extent that one\nReproduced at the Richard Nixon Presidential Library and Museum\n36\nsubscribes to the viability of differential deterrence.\nIt is clear, then, that the law cannot, as a definitional\nproposition, create six ascending categories of nonlethal\nrobbery with ascending gradations of punishment great\nenough to enhance the prospects of differential deterrence\nyet far enough from maximum penalties to serve as an\ninducement away from robbery murder. If formal distinc-\ntions are to be made, two or three priority distinctions\nshould be selected. The most important distinction would\nbe between robbery where a deadly weapon is used in an\nattack intended to inflict bodily injury and all other\nforms of robbery. If robbery without aggravating circum-\nstances is a Class C felony, then two ascending grades\nof aggravated robbery would be possible. The proposed\n$209.40 distinguishes the use of deadly force (Class A)\nand the threat of deadly force (Class B) from simple\nrobbery. At the same time, under the proposed code, the\nuse of a firearm rather than a knife could be considered\nby the court as an aggravating circumstance for sentencing\npurposes with the Class B penalty range.\nD. Homicide and Kidnapping\nHomicide and kidnapping are offenses where distinc-\ntions based or the use of a firearm would be clearly\ninappropriate. In the case of willful killing, the\ninstrument of the crime is of little significance because\nthe intention has been determined by other means, and\nReproduced at the Richard Nixon Presidential Library and Museum\n37\nbecause the means used to kill do not affect the danger-\nousness or harm achieved in the great majority of homi-\ncides. Even if some basis for distinguishing gun use\nfrom other homicidal acts could be established, there is\nno room left in the drafting of a criminal code for ascend-\ning degrees of willful homicide because of the seriousness\nof the simple offense.\nKidnapping is a closer case. The case can be made\nfor considering different types of kidnapping as different\ngrades of offense. The most important distinction would\nbe between kidnapping that results in injury to the victim\nand kidnapping without injury. The aim of such distinction\nis to provide some measure of protection to victims of kid-\nnapping by deterring kidnappers from attacking them. Because\nthe kidnapper normally has a substantial degree of control\nover his. victim in the scenario of the crime and because\nkidnapping involves extensive premeditation and a long period\nin which the kidnapper can make decisions about the way he\nwill treat his victim, there is reason to believe that kid-\nnappers will be responsive to differential threats. It may\nbe the case that kidnappings involving firearms are more\ndangerous than other forms of kidnapping, although there are\nno data available on this question. However, kidnapping in\nany form is a serious offense SO that there is only enough\nleeway in a functioning system to provide, at maximum, for\ntwo grades of kidnapping. That being the case, harm to the\nvictim rather than any distinction based on the weapons used\nin the offense should be the basis for distinction.\nReproduced at the Richard Nixon Presidential Library and Museum\nAPPENDIX\nGUN CONTROL ACT OF 1968\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nGUN CONTROL ACT OF 1968\nFor Legislative History of Act, see P. 6042\nPUBLIC LAW 90-618; 82 STAT. 1213\n[H. R. 17735]\nAn Act to amend title 18, United States Code, to provide for better control\nof the interstate traffic in firearms.\nBe it enacted by the Senate and House of Representatives of the United\nStates of America in Congress assembled, That:\nThis Act may be cited as the \"Gun Control Act of 1968\".\nTITLE I-STATE FIREARMS CONTROL ASSISTANCE\nPURPOSE\nSec. 101. The Congress hereby declares that the purpose of this\ntitle is to provide support to Federal, State, and local law enforce-\nment officials in their fight against crime and violence, and it is\nnot the purpose of this title to place any undue or unnecessary\nFederal restrictions or burdens on law-abiding citizens with respect\nto the acquisition, possession, or use of firearms appropriate to the\npurpose of hunting, trapshooting, target shooting, personal protec-\ntion, or any other lawful activity, and that this title is not intended\nto discourage or eliminate the private ownership or use of firearms\nby law-abiding citizens for lawful purposes, or provide for the\nimposition by Federal regulations of any procedures or require-\nments other than those reasonably necessary to implement and\neffectuate the provisions of this title.\nSec. 102. Chapter 44 of title 18, United States Code,\" is amended\nto read as fwllows:\n\"Chapter 44.-Firearms\n\"Sec.\n\"921. Definitions.\n\"922. Unlawful acts.\n\"923. Licensing.\n\"924. Penalties.\n\"925. Exceptions: Relief from disabilities:\n\"926. Rules and regulations.\n\"927. Effect on State law.\n\"928. Separability clause.\n\"§ 921. Definitions\n\"(a) As used in this chapter—\n\"(1) the term 'person' and the term 'whoever' include any indi-\nvidual, corporation, company, association, firm, partnership, society,\nor joint stock company.\n\"(2) The term 'interstate or foreign commerce' includes com-\nmerce between any place in a State and any place outside of that\nState, or within any possession of the United States (not including\n77. 18 U.S.C.A. $ 921 et seq.\n5381\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nthe Canal Zone) or the District of Columbia, but such term does\nnot include commerce between places within the same State but\nthrough any place outside of that State. The term 'State' includes\nthe District of Columbia, the Commonwealth of Puerto Rico, and\nthe possessions of the United States (not including the Canal Zone).\n\"(3) The term 'firearm' means (A) any weapon (including a\nstarter gun) which will or is designed to or may readily be con-\nverted to expel a projectile by the action of an explosive; (B)\nthe frame or receiver of any such weapon; (C) any firearm muffler\nor firearm silencer; or (D) any destructive device. Such term\ndoes not include an antique firearm.\n\"(4) The term 'destructive device' means-\n\"(A) any explosive, incendiary, or poison gas-\n\"(i) bomb,\n\"(ii) grenade,\n(iiii) rocket having a propellant charge of more than\nfour ounces,\n\"(iv) missile having an explosive or incendiary charge\nof more than one-quarter ounce,\n\"(v) mine, or\n\"(vi) device similar to any of the devices described in\nthe preceding clauses;\n\"(B) any type of weapon (other than a shotgun or a shotgun\nshell which the Secretary finds is generally recognized as\nparticularly suitable for sporting purposes) by whatever name\nknown which will, or which may be readily converted to, expel\na projectile by the action of an explosive or other propellant,\nand which has any barrel with a bore of more than one-half\ninch in diameter; and\n\"(C) any combination of parts either designed or intended\nfor use in converting any device into any destructive device\ndescribed in subparagraph (A) or (B) and from which a de-\nstructive device may be readily assembled.\nThe term 'destructive device' shall not include any device which\nis neither designed nor redesigned for use as a weapon; any device,\nalthough originally designed for use as a weapon, which is rede-\nsigned for use as a signaling, pyrotechnic, line throwing, safety, or\nsimilar device; surplus ordnance sold, loaned, or given by the\nSecretary of the Army pursuant to the provisions of section 4684(2),\n4685, or 4686 of title 10; or any other device which the Secretary\nof the Treasury finds is not likely to be used as a weapon, is an\nantique, or is 3 rifle which the owner intends to use solely for sport-\ning purposes.\n\"(5) The term 'shotgun' means a weapon designed or redesigned,\nmade or remade, and intended to be fired from the shoulder and\ndesigned or redesigned and made or remade to use the energy of\nthe explosive in a fixed shotgun shell to fire through a smooth\nbore either a number of ball shot or a single projectile for each\nsingle pull of the trigger.\n5382\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\n\"(6) The term 'short-barreled shotgun' means a shotgun having\none or more barrels less than eighteen inches in length and any\nweapon made from a shotgun (whether by alteration, modification,\nor otherwise) if such weapon as modified has an overall length of\nless than twenty-six inches.\n\"(7) The term 'rifle' means a weapon designed or redesigned,\nmade or remade, and intended to be fired from the shoulder and\ndesigned or redesigned and made or remade to use the energy of\nthe explosive in a fixed metallic cartridge to fire only a single\nprojectile through a rifled bore for each single pull of the trigger.\n\"(8) The term 'short-barreled rifle' means a rifle having one or\nmore barrels less than sixteen inches in length and any weapon made\nfrom a rifle (whether by alteration, modification, or otherwise) if\nsuch weapon, as modified, has an overall length of less than twenty-\nsix inches.\n\"(9) The term 'importer' means any person engaged in the busi-\nness of importing or bringing firearms or ammunition into the\nUnited States for purposes of sale or distribution; and the term\n\"licensed importer' means any such person licensed under the provi-\nsions of this chapter.\n\"(10) The term 'manufacturer' means any person engaged in the\nmanufacturer of firearms or ammunition for purposes of sale or\ndistribution; and the term 'licensed manufacturer' means any such\nperson licensed under the provisions of this chapter.\n\"(11) The term 'dealer' means (A) any person engaged in the\nbusiness of selling firearms or ammunition at wholesale or retail,\n(B) any person engaged in the business of repairing firearms or of\nmaking or fitting special barrels, stocks, or trigger mechanisms to\nfirearms, or (C) any person who is a pawnbroker. The term 'licensed\ndealer' means any dealer who is licensed under the provisions of\nthis chapter.\n(12) The term 'pawnbroker' means any person whose business\nor occupation includes the taking or receiving, by way of pledge or\npawn, of any firearm Of ammunition as security for the payment\nor repayment of money.\n(13) The term 'collector' means any person who acquires, holds,\nor disposes of firearms or ammunition as curios or relics, as the\nSecretary shall by regulation define, and the term 'licensed collector'\nmeans any such person licensed under the provisions of this chap-\nter.\n\"(14) The term 'indictment' includes an indictment or information\nin any court under which a crime punishable by imprisonment for a\nterm exceeding one year may be prosecuted.\n\"(15) The term 'fugitive from justice' means any person who\nhas fled from any State to avoid prosecution for a crime or to avoid\ngiving testimony in any criminal proceeding.\n\"(16) The terra 'antique firearm' means-\n\"(A) any firearm (including any firearm with a matchlock,\nflintlock, percussion cap, or similar type of ignition system)\nmanufactured in or before 1898; and\n5383\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\n\"(B) any repiica of any firearm described in subparagraph\n(A) if such replica-\n\"(i) is not designed or redesigned for using rimfire or\nconventional centerfire fixed ammunition, or\n\"(ii) uses rimfire or conventional centerfire fixed am-\nmunition which is no longer manufactured in the United\nStates and which is not readily available in the ordinary\nchannels of commercial trade.\n\"(17) The term 'ammunition' means ammunition or cartridge\ncases, primers, bullets, or propellent powder designed for use in any\nfirearm.\n\"(18) The term 'Secretary' or 'Secretary of the Treasury' means\nthe Secretary of the Treasury or his delegate.\n\"(19) The term 'published ordinance' means a published law of\nany political subdivision of a State which the Secretary determines\nto be relevant to the enforcement of this chapter and which is con-\ntained on a list compiled by the Secretary, which list shall be\npublished in the Federal Register, revised annually, and furnished\nto each licensee under this chapter.\n((20) The term 'crime punishable by imprisonment for a term\nexceeding one year' shall not include (A) any Federal or State\noffenses pertaining to antitrust violations, unfair trade practices,\nrestraints of trade, or other similar offenses relating to the regula-\ntion of business practices as the Secretary may by regulation desig-\nnate, or (B) any State offense (other than one involving a firearm\nor explosive) classified by the laws of the State as a misdemeanor\nand punishable by a term of imprisonment of two years or less.\n\"(b) For the purposes of this chapter, a member of the Armed\nForces on active duty is a resident of the State in which his perma-\nnent duty station is located.\n\"$ 922. Unlawful acts\n\"(a) It shall be unlawful-\n\"(1) for any person, except a licensed importer, licensed\nmanufacturer, or licensed dealer, to engage in the business\nof importing, manufacturing, or dealing in firearms or ammuni-\ntion, or in the course of such business to ship, transport, or\nreceive any firearm or ammunition in interstate or foreign\ncommerce;\n\"(2) for any importer, manufacturer, dealer, or collector\nlicensed under the provisions of this chapter to ship. or trans-\nport in interstate or foreign commerce any firearm or ammuni-\ntion to any person other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector, except\nthat-\n(A) this paragraph and subsection (b) (3) shall not\nbe held to preclude a licensed importer, licensed manufac-\nturer, licensed dealer, or licensed collector from returning\na firearm or replacement firearm of the same kind and\ntype to a person from whom it was received; and this\n5384\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nparagraph shall not be held to preclude an individual from\nmailing a firearm owned in compliance with Federal, State,\nand local law to a licensed importer, licensed manufacturer,\nor licensed dealer for the sole purpose of repair or customiz-\ning;\n\"(B) this paragraph shall not be held to preclude a li-\ncensed importer, licensed manufacturer, or licensed dealer\nfrom depositing a firearm for conveyance in the mails to\nany officer, employee, agent, or watchman who, pursuant\nto the provisions of section 1715 of this title, is eligible to\nreceive through the mails pistols, revolvers, and other fire-\narms capable of being concealed on the person, for use in\nconnection with his official duty; and\n\"(C) nothing in this paragraph shall be construed as\napplying in any manner in the District of Columbia, the\nCommonwealth of Puerto Rico, or any possession of the\nUnited States differently than it would apply if the District\nof Columbia, the Commonwealth of Puerto Rico, or the\npossession were in fact a State of the United States;\n\"(3) for any person, other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector to transport\ninto or receive in the State where he resides (or if the person\nis a corporation or other business entity, the State where it\nmaintains a place of business) any firearm purchased or other-\nwise obtained by such person outside that State, except that\nthis paragraph (A) shall not preclude any person who lawfully\nacquires a firearm by bequest or intestate succession in a State\nother than his State of residence from transporting the firearm\ninto or receiving it in that State, if it is lawful for such person\nto purchase or possess such firearm in that State, (B) shall\nnot apply to the transportation or receipt of a rifle or shotgun\nobtained in conformity with the provisions of subsection (b)\n(3) of this section, and (C) shall not apply to the transportation\nof any firearm acquired in any State prior to the effective date\nof this chapter;\n\"(4) for any person, other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector, to trans-\nport in interstate or foreign commerce any destructive device,\nmachine-gun (as defined in section 5845 of the Internal Revenue\nCode of 1954), short-barreled shotgun, or short-barreled rifle,\nexcept as specifically authorized by the Secretary consistent\nwith public safety and necessity;\n\"(5) for any person (other than a licensed importer, licensed\nmanufacturer, licensed dealer, or licensed collector) to transfer,\nsell, trade, give, transport, or deliver any firearm to any person\n(other than a licensed importer, licensed manufacturer, li-\ncensed dealer, or licensed collector) who the transferor knows\nor has reasonable cause to believe resides in any State other\nthan that in which the transferor resides (or other than that\n12 U.S.Cong News '68-20\n5385\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nin which its place of business is located if the transferor is a\ncorporation or other business entity); except that this para-\ngraph shall not apply to (A) the transfer, transportation, or\ndelivery of a firearm move to carry out a bequest of a firearm\nto, or an acquisition by itestate succession of a firearm by,\na person who is permitted to acquire or possess a firearm under\nthe laws of the State of his residence, and (B) the loan or\nrental of a firearm to any person for temporary use for lawful\nsporting purposes; and\n\"(6) for any person in connection with the acquisition or\nattempted acquisition of any firearm or ammunition from a\nlicensed importer, licensed manufacturer, licensed dealer, or\nlicensed collector, knowingly to make any false or fictitious oral\nor written statement or to furnish or exhibit any false, fictitious,\nor misrepresented identification, intended or likely to deceive\nsuch importer, manufacturer, dealer, or collector with respect\nto any fact material to the lawfulness of the sale or other\ndisposition of such firearm or ammunition under the provisions\nof this chapter.\n(b) It shall be unlawful for any licensed importer, licensed man-\nufacturer, licensed dealer, or licensed collector to sell or deliver-\n\"(1) any firearm or ammunition to any individual who the\nlicensee knows or has reasonable cause to believe is less than\neighteen years of age, and, if the firearm, or ammunition is\nother than a shotgun or rifle, or ammunition for a shotgun or\nrifle, to any individual who the licensee knows or has reasonable\ncause to believe is less than twenty-one years of age.\n\"(2) any firearm or ammunition to any person in any State\nwhere the purchase or possession by such person of such fire-\narm or ammunition would be in violation of any State law or\nany published ordinance applicable at the place of sale, delivery\nor other disposition, unless the licensee knows or has reason-\nable cause to believe that the purchase or possession would not\nbe in violation of such State law or such published ordinance;\n\"(3) any firearm to any person who the licensee knows or\nhas reasonable cause to believe does not reside in (or if the\nperson is a corporation or other business entity, does not main-\ntain a place of business in) the State in which the licensee's\nplace of business is located, except that this paragraph (A)\nshall not apply to the sale or delivery of a rifle or shotgun to\na resident of a State contiguous to the State in which the li-\ncensee's place of business is located if the purchaser's State\nof residence permits such sale or delivery by law, the sale fully\ncomplies with the legal conditions of sale in both such con-\ntiguous States, and the purchaser and the licensee have, prior\nto the sale, or delivery for sale, of the rifle or shotgun, com-\nplied with all of the requirements of section 922(c) applicable\nto intrastate transactions other than at the licensee's business\npremises, (B) shall not apply to the loan or rental of a firearm\n5386\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nto any person for temporary use for lawful sporting purposes,\nand (C) shall not preclude any person who is participating in\nany organized rifle or shotgun match or contest, or is engaged\nin hunting, in a State other than his State of residence and\nwhose rifle or shotgun has been lost or stolen or has become\ninoperative in such other State, from purchasing a rifle or\nshotgun in such other State from a licensed dealer if such\nperson presents to such dealer a sworn statement (i) that his\nrifle or shotgun was lost or stolen or became inoperative while\nparticipating in such a match or contest, or while engaged in\nhunting, in such other State, and (ii) identifying the chief law\nenforcement officer of the locality in which such person resides,\nto whom such licensed dealer shall forward such statement\nby registered mail;\n\"(4) to any person any destructive device, machinegun (as\ndefined in section 5845 of the Internal Revenue Code of 1954),\nshort-barreled shotgun, or short-barreled rifle, except as specifi-\ncally authorized by the Secretary consistent with public safety\nand necessity; and\n\"(5) any firearm or ammunition to any person unless the li-\ncensee notes in his records, required to be kept pursuant to sec-\ntion 923 of this chapter, the name, age, and place of residence\nof such person if the person is an individual, or the identity and\nprincipal and local places of business of such person if the per-\nson is a corporation or other business entity.\nParagraphs (1), (2), (3), and (4) of this subsection shall not apply\nto transactions between licensed importers, licensed manufacturers,\nlicensed dealers, and licensed collectors. Paragraph (4) of this sub-\nsection shall not apply to d sale or delivery to any research organiza-\ntion designated by the Secretary.\n\"(c) In any case not otherwise prohibited by this chapter, a li-\ncensed importer, licensed manufacturer, or licensed dealer may sell\na firearm to a person who does not appear in person at the licensee's\nbusiness premises (other than another licensed importer, manufac-\nturer, or dealer) only if-\n\"(1) the transferee submits to the transferor a sworn state-\nment in the following form:\n\" 'Subject to penalties provided by law, I swear that,\nin the case of any firearm other than a shotgun or a\nrifle, I am twenty-one years or more of age, or that, in\nthe case of a shotgun or a rifle, I am eighteen years or\nmore of age; that I am not prohibited by the provisions\nof chapter 44 of title 18, United States Code, from re-\nceiving a firearm in interstate or foreign commerce;\nand that my receipt of this firearm will not be in viola-\ntion of any statute of the State and published ordinance\napplicable to the locality in which I reside. Further,\nthe true title, name, and address of the principal law en-\n5387\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nforcement officer of the locality to which the firearm\nwill be delivered are\nSignature\nDate\nand containing blank spaces for the attachment of a true copy\nof any permit or other information required pursuant to such\nstatute or published ordinance;\n\"(2) the transferor has, prior to the shipment or delivery of\nthe firearm, forwarded by registered or certified mail (return\nreceipt requested) a copy of the sworn statement, together with\na description of the firearm, in a form prescribed by the Secre-\ntary, to the chief law enforcement officer of the transferee's\nplace of residence, and has received a return receipt evidencing\ndelivery of the statement or has had the statement returned due\nto the refusal of the named addressee to accept such letter in\naccordance with United States Post Office Department regula-\ntions; and\n\"(3) the transferor has delayed shipment or delivery for a\nperiod of at least seven days following receipt of the notification\nof the acceptance or refusal of delivery of the statement.\nA copy of the sworn statement and a copy of the notification to the\nlocal law enforcement officer, together with evidence of receipt or\nrejection of that notification shall be retained by the licensee as a\npart of the records required to be kept under section (g).\n\"(d) It shall be unlawful for any licensed importer, licensed man-\nufacturer, licensed dealer, or licensed collector to sell or otherwise\ndispose of any firearm or ammunition to any person knowing or hav-\ning reasonable cause to believe that such person-\n\"(1) is under indictment for, or has been convicted in any\ncourt of, a crime punishable by imprisonment for a term exceed-\ning one year;\n\"(2) is a fugitive from justice;\n\"(3) is an unlawful user of or addicted to marihuana or any\ndepressant or stimulant drug (as defined in section 201(v) of\nthe Federal Food, Drug, and Cosmetic Act) or narcotic drug (as\ndefined in section 4731(a) of the Internal Revenue Code of\n1954) ; or\n\"(4) has been adjudicated as a mental defective or has been\ncommitted to any mental institution.\nThis subsection shall not apply with respect to the sale or disposition\nof a firearm or ammunition to a licensed importer, licensed manufac-\nturer, licensed dealer, or licensed collector who pursuant to subsec-\ntion (b) of section 925 of this chapter is not precluded from dealing\nin firearms or ammunition, or to a person who has been granted re-\nlief from disabilities pursuant to subsection (c) of section 925 of\nthis chapter.\n\"(e) It shall be unlawful for any person knowingly to deliver or\ncause to be delivered to any common or contract carrier for trans-\nportation or shipment in interstate or foreign commerce, to persons\n5388\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nother than licensed importers, licensed manufacturers, licensed deal-\ners, or licensed collectors, any package or other container in which\nthere is any firearm or ammunition without written notice tn the\ncarrier that such firearm or ammunition is being transported or\nshipped; except that any passenger who owns or legally possesses\na firearm or ammunition being transported aboard any common or\ncontract carrier for movement with the passenger in interstate or\nforeign commerce may deliver said firearm or ammunition into the\ncustody of the pilot, captain, conductor or operator of such common\nor contract carrier for the duration of the trip without violating any\nof the provisions of this chapter.\n\"(f) It shall be unlawful for any common or contract carrier to\ntransport or deliver in interstate or foreign commerce any firearm\nor ammunition with knowledge or reasonable cause to believe that\nthe shipment, transportation, or receipt thereof would be in violation\nof the provisions of this chapter.\n\"(g) It shall be unlawful for any person-\n\"(1) who is under indictment for, or who has been convicted\nin any court of, a crime punishable by imprisonment for a term\nexceeding one year;\n\"(2) who is a fugitive from justice;\n\"(3) who is an unlawful user of or addicted to marihuana or\nany depressant or stimulant drug (as defined in section 201 (v)\nof the Federal Food, Drug, and Cosmetic Act) or narcotic drug\n(as defined in section 4731 (a) of the Internal Revenue Code of\n1954) ; or\n(4) who has been adjudicated as a mental defective or who\nhas been committed to a mental institution;\nto ship or transport any firearm or ammunition in interstate or for-\neign commerce.\n\"(h) It shall be unlawful \"or any person-\n\"(1) who is under indictment for, or who has been convicted\nin any court of, a crime punishable by imprisonment for a term\nexceeding one year;\n\"(2) who is a fugitive from justice;\n\"(3) who is an unlawful user of or addicted to marihuana or\nany depressant or stimulant drug (as defined in section 201(v)\nof the Federal Food, Drug, and Cosmetic Act) or narcotic drug\n(as defined in section 4731 (a) of the Internal Revenue Code of\n1954) ; or\n\"(4) who has been adjudicated as a mental defective or who\nhas been committed to any mental institution;\nto receive any firearm or ammunition which has been shipped or\ntransported in interstate or foreign commerce.\n\"(i) It shall be unlawful for any person to transport or ship in\ninterstate or foreign commerce, any stolen firearm or stolen ammu-\nnition, knowing or having reasonable cause to believe that the fire-\narm or ammunition was stolen.\n5389\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\n\"(j) It shall be unlawful for any person to receive, conceal, store,\nbarter, sell, or dispose of any stolen firearm or stolen ammunition,\nor pledge or accept as security for a loan any stolen firearm or stolen\nammunition, which is moving as, which is a part of, or which consti-\ntutes, interstate or foreign commerce, knowing or having reasonable\ncause to believe that the firearm or ammunition was stolen.\n\"(k) It shall be unlawful for any person knowingly to transport,\nship, or receive, in interstate or foreign commerce, any firearm which\nhas had the importer's or manufacturer's serial number removed, ob-\nliterated, or altered.\n\"(l) Except as provided in section 925 (d) of this chapter, it shall\nbe unlawful for any person knowingly to import or bring into the\nUnited States or any possession thereof any firearm or ammunition;\nand it shall be unlawful for any person knowingly to receive any fire-\narm or ammunition which has been imported or brought into the\nUnited States or any possession thereof in violation of the provisions\nof this chapter.\n\"(:n) It shall be unlawful for any licensed importer, licensed man-\nufacturer, licensed dealer, or licensed collector knowingly to make\nany false entry in, to fail to make appropriate entry in, or to fail to\nproperly maintain, any record which he is required to keep pursuant\nto section 923 of this chapter or regulations promulgated thereunder.\n\"§ 923. Licensing\n\"(a) No person shall engage in business as a firearms or ammuni-\ntion importer, manufacturer, or dealer until he has filed an applica-\ntion with, and received a license to do SO from, the Secretary. The\napplication shall be such form and contain such information as the\nSecretary shall by regulation prescribe. Each applicant shall pay\na fee for obtaining such a license, a separate fee being required for\neach place in which the applicant is to do business, as follows:\n\"(1) If the applicant is a manufacturer-\n\"(A) of destructive devices or ammunition for destructive de-\nvices, a fee of $1,000 per year;\n\"(B) of firearms other than destructive devices, a fee of $50\nper year; or\n\"(C) of ammunition for firearms other than destructive de-\nvices, a fee of $10 per year.\n\"(2) If the applicant is an importer-\n\"(A) of destructive devices or ammunition for destructive de-\nvices, a fee of $1,000 per year; or\n\"(B) of firearms other than destructive devices or ammuni-\ntion for firearms other than destructive devices, a fee of $50\nper year.\n\"(3) If the applicant is a dealer-\n\"(A) in destructive devices or ammunition for destructive de-\nvices, a fee of $1,000 per year;\n\"(B) who is a pawnbroker dealing in firearms other than\ndestructive devices or ammunition for firearms other than de-\nstructive devices, a fee of $25 per year; or\n5390\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\n\"(C) who is not a dealer in destructive devices or a pawn-\nbroker, a fee of $10 per year.\n\"(b) Any person desiring to be licensed as a collector shall file an\napplication for such license with the Secretary. The application\nshall be in such form and contain such information as the Secretary\nshall by regulation prescribe. The fee for such license shall be $ 0\nper year. Any license granted under this subsection shall only ap-\nply to transactions in curios and relics.\n\"(c) Upon the filing of a proper application and payment of the\nprescribed fee, the Secretary shall issue to a qualified applicant the\nappropriate license which, subject to the provisions of this chapter\nand other applicable provisions of law, shall entitle the licensee to\ntransport, ship, and receive firearms and ammunition covered by\nsuch license in interstate or foreign commerce during the period stat-\ned in the license.\n\"(d) (1) Any application submitted under subsection (a) or (b) of\nthis section shall be approved if-\n\"(A) the applicant is twenty-one years of age or over;\n\"(B) the applicant (including, in the case of a corporation,\npartnership, or association, any individual possessing, directly\nor indirectly, the power to direct or cause the direction of the\nmanagement and policies of the corporation, partnership, or as-\nsociation) is not prohibited from transporting, shipping, or re-\nceiving firearms or ammunition in interstate or foreign com-\nmerce under section 922(g) and (h) of this chapter;\n\"(C) the applicant has not willfully violated any of the pro-\nvisions of this chapter or regulations issued thereunder;\n\"(D) the applicant has not willfully failed to disclose any\nmaterial information required, or has not made any false state-\nment as to any material fact, in connection with his application;\nand\n(E) the applicant has in a State (i) premises from which he\nconducts business subject to license under this chapter or from\nwhich he intends to conduct such business within a reasonable\nperiod of time, or (ii) in the case of a collector, premises from\nwhich he conducts his collecting subject to license under this\nchapter or from which he intends to conduct such collecting\nwithin a reasonable period of time.\n\"(2) The Secretary must approve or deny an application for a li-\ncense within the forty-five-day period beginning on the date it is re-\nceived. If the Secretary fails to act within such period, the applicant\nmay file an action under section 1361 of title 28 to compel the Secre-\ntary to act. If the Secretary approves an applicant's application,\nsuch applicant shall be issued a license upon the payment of the pre-\nscribed fee.\n\"(e) The Secretary may, after notice and opportunity for hearing,\nrevoke any license issued under this section if the holder of such\nlicense has violated any provision of this chapter or any rule or regu-\nlation prescribed by the Secretary under this chapter. The Secre-\n5391\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\ntary's action under this subsection may be reviewed only as provided\nin subsection (f) of this section.\n\"(f) (1) Any person whose application for a license is denied and\nany holder of a license which is revoked shall receive a written notice\nfrom the Secretary stating specifically the grounds upon which the\napplication was denied or upon which the license was revoked. Any\nnotice of a revocation of a license shall be given to the holder of such\nlicense before the effective date of the revocation.\n\"(2) If the Secretary denies an application for, or revokes, a li-\ncense, he shall, upon request by the aggrieved party, promptly hold\na hearing to review his denial or revocation. In the case of a revoca-\ntion of a license, the Secretary shall upon the request of the holder\nof the license stay the effective date of the revocation. A hearing\nheld under this paragraph shall be held at a location convenient to\nthe aggrieved party.\n\"(3) If after a hearing held under paragraph (2) the Secretary\ndecides not to reverse his decision to deny an application or revoke\na license, the Secretary shall give notice of his decision to the ag-\ngrieved party. The aggrieved party may at any time within sixty\ndays after the date notice was given under this paragraph file a pe-\ntition with the United States district court for the district in which\nhe resides or has his principal place of business for a judicial review\nof such denial or revocation. In a proceeding conducted under this\nsubsection, the court may consider any evidence submitted by the\nparties to the proceeding. If the court decides that the Secretary\nwas not authorized to deny the application or to revoke the license,\nthe court shall order the Secretary to take such action as may be\nnecessary to comply with the judgment of the court.\n\"(g) Each licensed importer, licensed manufacturer, licensed deal-:\ner, and licensed collector shall maintain such records of importation,\nproduction, shipment, receipt, sale, or other disposition, of firearms\nand ammunition at such place, for such period, and in such form as\nthe Secretary may by regulations prescribe. Such importers, manu-\nfacturers, dealers, and collectors shall make such records available\nfor inspection at all reasonable times, and shall submit to the Secre-\ntary such reports and information with respect to such records and\nthe contents thereof as he shall by regulations prescribe. The Sec-\nretary may enter during business hours the premises (including\nplaces of storage) of any firearms or ammunition importer, manu-\nfacturer, dealer, or collector for the purpose of inspecting or examin-\ning (1) any records or documents required to be kept by such im-\nporter, manufacturer, dealer, or collector under the provisions of\nthis chapter or regulations issued under this chapter, and (2) any\nfirearms or ammunition kept or stored by such importer, manufac-\nturer, dealer, or collector at such premises. Upon the request of any\nState or any political subdivision thereof, the Secretary may make\navailable to such State or any political subdivision thereof, any in-\nformation whieh he may obtain by reason of the provisions of this\nchapter with espect to the identification of persons within such\n5392\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nState or political subdivision thereof, who have purchased or re-\nceived firearms or ammunition, together with a description of such\nfirearms or ammunition.\n\"(h) Licenses issued under the provisions of subsection (c) of this\nsection shall be kept posted and kept available for inspection on the\npremisès covered by the license.\n\"(i) Licensed importers and licensed manufacturers shall identify,\nby means of a serial number engraved or cast on the receiver or\nframe of the weapon, in such manner as the Secretary shall by regu-\nlations prescribe, each firearm imported or manufactured by such\nimporter or manufacturer.\n\"(j) This section shall not apply to anyone who engages only in\nhand loading, reloading, or custom loading ammunition for his own\nfirearm, and who does not hand load, reload, or custom load ammuni-\ntion for others.\n\"$ 924. Penalties\n\"(a) Whoever violates any provision of this chapter or knowingly\nmakes any false statement or representation with respect to the in-\nformation required by the provisions of this chapter to be kept in the\nrecords of a person licensed under this chapter, or in applying for\nany license or exemption or relief from disability under the provi-\nsions of this chapter, shall be fined not more than $5,000, or impris-\noned not more than five years, or both, and shall become eligible for\nparole as the Board of Parole shall determine.\n\"(b) Whoever, with intent to commit therewith an offense punish-\nable by imprisonment for a term exceeding one year, or with knowl-\nedge or reasonable cause to believe that an offense punishable by\nimprisonment for a term exceeding one year is to be committed there-\nwith, ships, transports, or receives a firearm or any ammunition in\ninterstate or foreign commerce shall be fined not more than $10,000,\nor imprisoned not more than ten years, or both.\n\"(c) Whoever-\n\"(1) uses a firearm to commit any felony which may be prose-\ncuted in a court of the United States, or\n\"(2) carries a firearm unlawfully during the commission of\nany felony which may be prosecuted in a court of the United\nStates,\nshall be sentenced to a term of imprisonment for not less than one\nyear nor more than 10 years. In the case of his second or subsequent\nconviction under this subsection, such person shall be sentenced to a\nterm of imprisonment for not less than five years nor more than 25\nyears, and, notwithstanding any other provision of law, the court\nshall not suspend the sentence of such person or give him a proba-\ntionary sentence.\n\"(d) Any firearm or ammunition involved in or used or intended\nto be used in, any violation of the provisions of this chapter or any\nrule or regulation promulgated thereunder, or any violation of any\nother criminal law of the United States, shall be subject to seizure\nand forfeiture and all provisions of the Internal Revenue Code of\n5393\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\n1954 relating to the seizure, forfeiture, and disposition of firearms,\nas defined in section 5845(a) of that Code, shall, so far as applicable,\nextend to seizures and forfeitures under the provisions of this chap-\nter.\n\"§ 925. Exceptions: Relief from disabilities\n\"(a) (1) The provisions of this chapter shall not apply with re-\nspect to the transportation, shipment, receipt, or importation of any\nfirearm or ammunition imported for, sold or shipped to, or issued\nfor the use of, the United States or any department or agency thereof\nor any State or any department, agency, or political subdivision\nthereof.\n\"(2) The provisions of this chapter shall not apply with respect\nto (A) the shipment or receipt of firearms or ammunition when sold\nor issued by the Secretary of the Army pursuant to section 4308 of\ntitle 10, and (B) the transportation of any such firearm or ammuni-\ntion carried out to enable a person, who lawfully received such fire-\narm or ammunition from the Secretary of the Army, to engage in\nmilitary training or in competitions.\n\"(3) Unless otherwise prohibited by this chapter or any other\nFederal law, a licensed importer, licensed manufacturer, or licensed\ndealer may ship to a member of the United States Armed Forces on\nactive duty outside the United States or to clubs, recognized by the\nDepartment of Defense, whose entire membership is composed of\nsuch members, and such members or clubs may receive a firearm or\nammunition determined by the Secretary of the Treasury to be gen-\nerally recognized as particularly suitable for sporting purposes and\nintended for the personal use of such member or club.\n\"(4) When established to the satisfaction of the Secretary to be\nconsistent with the provisions of this chapter and other applicable\nFederal and State laws and published ordinances, the Secretary may\nauthorize the transportation, shipment, receipt, or importation into\nthe United States to the place of residence of any member of the\nUnited States Armed Forces who is on active duty outside the United\nStates (or who has been on active duty outside the United States\nwithin the sixty day period immediately preceding the transportation,\nshipment, receipt, or importation), of any firearm or ammunition\nwhich is (A) determined by the Secretary to be generally recognized\nas particularly suitable for sporting purposes, or determined by the\nDepartment of Defense to be a type of firearm normally classified as\na war souvenir, and (B) intended for the personal use of such mem-\nber.\n\"(5) For the purpose of paragraphs (3) and (4) of this subsection,\nthe term 'United States' means each of the several States and the\nDistrict of Columbia.\n\"(b) A licensed importer, licensed manufacturer, licensed dealer,\nor licensed collector who is indicted for a crime punishable by im-\nprisonment for a term exceeding one year, may, otwithstanding any\nother provision of this chapter, continue operation pursuant to his\nexisting license (if prior to the expiration of the term of the existing\n5394\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nlicense timely application is made for a new license) during the term\nof such indictment and until any conviction pursuant to the indict-\nment becomes final.\n\"(c) A person who has been convicted of a crime punishable by\nimprisonment for a term exceeding one year (other than a crime in-\nvolving the use of a firearm or other weapon or a violation of this\nchapter or of the National Firearms Act) may make application to\nthe Secretary for relief from the disabilities imposed by Federal\nlaws with respect to the acquisition, receipt, transfer, shipment, or\npossession of firearms and incurred by reason of such conviction,\nand the Secretary may grant such relief if it is established to his\nsatisfaction that the circumstances regarding the conviction, and the\napplicant's record and reputation, are such that the applicant will\nnot be likely to act in a manner dangerous to public safety and that\nthe granting of the relier would not be contrary to the public in-\nterest.\nA\nlicensed\nimporter\nlicensed manufacturer, licensed dealer,\nor licensed collector cond\nting operations under this chapter, who\nmakes application for from the disabilities incurred under this\nchapter by reason of\nconviction, shall not be barred by such\nconviction from further\nrerations under his license pending final\naction on an application\nfor\nrelief filed pursuant to this section.\nWhenever the Secretary\nrelief to any person pursuant to this\nsection he shall publish in the Federal Register notice of\nsuch action, together with the reasons therefor.\n\"(d)\nThe\nSecretary\nmay authorize a firearm or ammunition to be\nimported\nor\nbroum: into the United States or any possession there-\nof if the person temporting or bringing in the firearm or ammunition\nestablishes to the sutisfaction of the Secretary that the firearm or\nammunition-\n\"(1) is being imported or brought in for scientific or research\npurposes, is for use in connection with competition or training\npursuant to chapter 401 of title 10;\n(2) is an unserviceable firearm, other than a machinegun as\ndefined in section 5845(b) of the Internal Revenue Code of 1954\n(not readily restorable to firing condition), imported or brought\nin as a curio or museum piece;\n\"(3) is of a type that does not fall within the definition of a\nfirearm as defined in section 5845(a) of the Internal Revenue\nCode of 1954 and is generally recognized as particularly suitable\nfor or readily adaptable to sporting purposes, excluding surplus\nmilitary firearms; or\n\"(4) was previously taken out of the United States or a pos-\nsession by the person who is bringing in the firearm or ammuni-\ntion.\nThe Secretary may permit the conditional importation or bringing\nin of a firearm or ammunition for examination and testing in connec-\ntion with the making of a determination as to whether the importa-\n5395\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\ntion or bringing in of such firearm or ammunition will be allowed\nunder this subsection.\n\"§ 926. Rules and regulations\n\"The Secretary may prescribe such rules and regulations as he\ndeems reasonably necessary to carry out the provisions of this chap-\nter, including-\n\"(1) regulations providing that a person licensed under this\nchapter, when dealing with another person SO licensed, shall pro-\nvide such other licensed person a certified copy of this license;\nand\n\"(2) regulations providing for the issuance, at a reasonable\ncost, to a person licensed under this chapter, of certified copies\nof his license for use as provided under regulations issued under\nparagraph (1) of this subsection.\nThe Secretary shall give reasonable public notice, and afford to in-\nterested parties opportunity for hearing, prior to prescribing such\nrules and regulations.\n\"§ 927. Effect on State law\n\"No provision of this chapter shall be construed as indicating an\nintent on the part of the Congress to occupy the field in which such\nprovision operates to the exclusion of the law of any State on the\nsame subject matter, unless there is a direct and positive conflict\nbetween such provision and the law of the State SO that the two can-\nnot be reconciled or consistently stand together.\n\"§ 928. Separability\n\"If any provision of this chapter or the application thereof to\nany person or circumstance is held invalid, the remainder of the\nchapter and the application of such provision to other persons not\nsimilarly situated or to other circumstances shall not be affected\nthereby.\"\nSec. 103. The administration and enforcement of the amendment\nmade by this title shall be vested in the Secretary of the Treasury.\nSec. 104. Nothing in this title or the amendment made thereby\nshall be construed as modifying or affecting any provision of-\n(a) the National Firearms Act (chapter 53 of the Internal\nRevenue Code of 1954) ;\n(b) section 414 of the Mutual Security Act of 1954 (22 U.S.C.\n1934), as amended, relating to munitions control; or\n(c) section 1715 of title 18, United States Code, relating to\nnon-mailable firearms.\nSec. 105. (a) Except as provided in subsection (b), the provisions\nof chapter 14 of title 18, United States Code, as amended by section\n102 of this title, shall take effect on December 16, 1968.\n(b) The following sections of chapter 44 of title 18, United States\nCode, as amended by section 102 of this title shall taxe effect on the\ndate of the enactment of this title: Sections 921, 922(l), 925(a) (1),\nand 925(d).\n5396\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nTITLE II-MACHINE GUNS, DESTRUCTIVE DEVICES,\nAND CERTAIN OTHER FIREARMS\nSec. 201. Chapter 53 of the Internal Revenue Code of 1954 78\nis amended to read as follows:\n\"CHAPTER 53-MACHINE GUNS, DESTRUCTIVE\nDEVICES, AND CERTAIN OTHER\nFIREARMS\n\"Subchapter A. Taxes.\n\"Subchapter B. General provisions and exemptions.\n\"Subchapter C. Prohibited acts.\n\"Subchapter D. Penalties and forfeitures.\n\"Subchapter A-Taxes\n\"Part I. Special (occupational) taxes.\n\"Part II. Tax on transferring firearms.\n\"Part III. Tax on making firearms.\n\"PART I-SPECIAL (OCCUPATIONAL) TAXES\n\"Sec. 5801. Tax.\n\"Sec. 5802. Registration of importers, manufacturers, and\ndealers.\n\"SEC. 5801. TAX.\n\"On first engaging in business and thereafter on or before the\nfirst day of July of each year, every importer, manufacturer, and\ndealer in firearms shall pay a special (occupational) tax for each\nplace of business at the following rates:\n\"(1) Importers.-$500 a year or fraction thereof;\n\"(2) Manufacturers.-$500 a year or fraction thereof;\n\"(3) Dealers.-$200 a year or fraction thereof.\nExcept an importer, manufacturer, or dealer who imports, manu-\nfactures, or deals in only weapons classified as 'any other weapon'\nunder section 5845(e), shall ray a special (occupational) tax for\neach place of business at the following rates: Importers, $25 a year\nor fraction thereof; manufacturers, $25 a year or fraction thereof;\ndealers, $10 a year or fraction thereof.\n\"SEC. 5802. REGISTRATION OF IMPORTERS, MANUFACTUR-\nERS, AND DEALERS.\n\"On first engaging in business and thereafter on or before the\nfirst day of July of each year, each importer, manufacturer, and\ndealer in firearms shall register with the Secretary or his delegate\nin each internal revenue district in which such business is to be\ncarried on, his name, including any trade name, and the address\nof each location in the district where he will conduct such business.\n78. 26 U.S.C.A. (I.R.C.1954) § 5801 et\nseq.\n5397\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nWhere there is a change during the taxable year in the location of,\nor the trade name used in, such business, the importer, manufactur-\ner, or dealer shall file an application with the Secretary or his\ndelegate to amend his registration. Firearms operations of an\nimporter, manufacturer, or dealer may not be commenced at the\nnew location or under a new trade name prior to approval by the\nSecretary or his delegate of the application.\n\"PART II-TAX ON TRANSFERRING FIREARMS\n\"Sec. 5811. Transfer tax.\n\"Sec. 5812. Transfers.\n\"SEC. 5811. TRANSFER TAX.\n\"(a) Rate.-There shall be levied, collected, and paid on firearms\ntransferred a tax at the rate of $200 for each firearm transferred,\nexcept, the transfer tax on any firearm classified as any other\nweapon under section 5845(e) shall be at the rate of $5 for each\nsuch firearm transferred.\n\"(b) By Whom Paid.-The tax imposed by subsection (a) of this\nsection shall be paid by the transferor.\n\"(c) Payment.-The tax imposed by subsection (a) of this section\nshall be payable by the appropriate stamps prescribed for payment\nby the Secretary or his delegate.\n\"SEC. 5812. TRANSFERS.\n\"(a) Application.-A firearm shall not be transferred unless (1)\nthe transferor of the firearm has filed with the Secretary or his\ndelegate a written application, in duplicate, for the transfer and\nregistration of the firearm to the transferee on the application form\nprescribed by the Secretary or his delegate; (2) any tax payable\non the transfer is paid as evidenced by the proper stamp affixed to\nthe original application form; (3) the transferee is identified in\nthe application form in such manner as the Secretary or his delegate\nmay by regulations prescribe, except that, if such person is an in-\ndividual, the identification must include his fingerprints and his\nphotograph; (4) the transferor of the firearm is identified in the\napplication form in such manner as the Secretary or his delegate\nmay by regulations prescribe; (5) the firearm is identified in the\napplication form in such manner as the Secretary or his delegate\nmay by regulations prescribe; and (6) the application form shows\nthat the Secretary or his delegate has approved the transfer and\nthe registration of the firearm to the transferee. Applications shall\nbe denied if the transfer, receipt, or possession of the firearm would\nplace the transferee in violation of law.\n\"(b) Transfer of possession.-The transferee of a firearm shall\nnot take possession of the firearm unless the Secretary or his dele-\ngate has approved the transfer and registration of the firearm\nto the transferee as required by subsection (a) of this section.\n5398\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\n\"PART III-TAX ON MAKING FIREARMS\nSec. 5821. Making tax.\nSec. 5822. Making.\n\"SEC. 5821. MAKING TAX.\n\"(a) Rate.-There shall be levied, collected, and paid upon the\nmaking of a firearm a tax at the rate of $200 for each firearm\nmade.\n\"(b) By Whom Paid.-The tax imposed by subsection (a) of this\nsection shall be paid by the person making the firearm.\n\"(c) Payment.-The tax imposed by subsection (a) of this section\nshall be payable by the stamp prescribed for payment by the Secre-\ntary or his delegate.\n\"SEC. 5822. MAKING.\n\"No person shall make a firearm unless he has (a) filed with the\nSecretary or his delegate a written application, in duplicate, to\nmake and register the firearm on the form prescribed by the Secre-\ntary or his delegate; (b) paid any tax payable on the making and\nsuch payment is evidenced by the proper stamp affixed to the\noriginal application form; (c) identified the firearm to be made\nin the application form in such manner as the Secretary or his\ndelegate may by regulations prescribe; (d) identified himself in\nthe application form in such manner as the Secretary or his delegate\nmay by regulations prescribe, except that, if such person is an\nindividual, the identification must include his fingerprints and\nhis photograph; and (e) obtained the approval of the Secretary or\nhis delegate to make and register the firearm and the application\nform shows such approval. Applications shall be denied if the\nmaking or possession of the firearm would place the person making\nthe firearm in violation of law.\n\"Subchapter B-General Provisions and Exemptions\n\"Part 1. General provisions.\n\"Part II. Exemptions.\n\"PART I-GENERAL PROVISIONS\n\"Sec. 5841. Registration of firearms.\n\"Sec. 5842. Identification of firearms.\n\"Sec. 5843. Records and returns.\n\"Sec. 5844. Importation.\n\"Sec. 5845. Definitions.\n\"Sec. 5846. Other laws applicable.\n\"Sec. 5847. Effect on other law.\n\"Sec. 5848. Restrictive use of information.\n\"Sec. 5849. Citation of chapter.\n\"SEC. 5841. REGISTRATION OF FIREARMS\n\"(a) Central Registry.-The Secretary or his delegate shall main-\ntain a central registry of all firearms in the United States which\nare not in the possession or under the control of the United States.\n5399\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nThis registry shall be known as the National Firearms Registration\nand Transfer Record. The registry shall include-\n\"(1) identification of the firearm;\n\"(2) date of registration; and\n\"(3) identification and address of person entitled to pos-\nsession of the firearm.\n\"(b) By Whom Registered.-Each manufacturer, importer, and\nmaker shall register each firearm he manufactures, imports, or\nmakes. Each firearm transferred shall be registered to the trans-\nferee by the transferor.\n\"(c) How Registered.-Each manufacturer shall notify the Sec-\nretary or his delegate of the manufacture of a firearm in such\nmanner as may by regulations be prescribed and such notification\nshall effect the registration of the firearm required by this section.\nEach importer, maker, and transferor of a firearm shall, prior to\nimporting, making, or transferring a firearm, obtain authorization\nin such manner as required by this chapter or regulations issued\nthereunder to import, make, or transfer the firearm, and such\nauthorization shall effect the registration of the firearm required\nby this section.\n\"(d) Firearms Registered on Effective Date of This Act.-AT\nperson shown as possessing a firearm by the records maintained by\nthe Secretary or his delegate pursuant to the National Firearms\nAct in force on the day immediately prior to the effective date of\nthe National Firearms Act of 1968 shall be considered to have\nregistered under this section the firearms in his possession which\nare disclosed by that record as being in his possession.\n\"(e) Proof of Registration.-A person possessing a firearm regis-\ntered as required by this section shall retain proof of registration\nwhich shall be made available to the Secretary or his delegate\nupon request.\n\"SEC. 5842. IDENTIFICATION OF FIREARMS.\n\"(a) Identification of Firearms Other Than Destructive De-\nvices.-Each manufacturer and importer and anyone making a fire-\narm shall identify each firearm, other than a destructive device,\nmanufactured, imported, or made by a serial number which may not\nbe readily removed, obliterated, or altered, the name of the manu-\nfacturer, importer, or maker, and such other identification as the\nSecretary or his delegate may by regulations prescribe.\n\"(b) Firearms Without Serial Number.-Any person who pos-\nsesses a firearm, other than a destructive device, which does not\nbear the serial number and other information required by subsec-\ntion (a) of this section shall identify the firearm with a serial\nnumber assigned by the Secretary or his delegate and any other\ninformation the Secretary or his delegate may by regulations pre-\nscribe.\n5400\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\n\"(c) Identification of Destructive Device.-Any firearm classi-\nfied as a destructive device shall be identified in such manner as\nthe Secretary or his delegate may by regulations prescribe.\n\"SEC. 5843. RECORDS AND RETURNS.\n\"Importers, manufacturers, and dealers shall keep such records\nof, and render such returns in relation to, the importation, manu-\nfacture, making, receipt, and sale, or other disposition, of firearms\nas the Secretary or his delegate may by regulations prescribe.\n\"SEC. 5844. IMPORTATION\n\"No firearm shall be imported or brought into the United States\nor any territory under its control or jurisdiction unless the importer\nestablishes, under regulations as may be prescribed by the Secretary\nor his delegate, that the firearm to be imported or brought in is-\n\"(1) being imported or brought in for the use of the United\nStates or any department, independent establishment, or agency\nthereof or any State or possession or any political subdivision\nthereof; or\n\"(2) being imported or brought in for scientific or research\npurposes; or\n\"(3) being imported OI brought in solely for testing or use\nas a model by a registere.\nmufacturer or solely for use as a\nsample by a registered in\nor registered dealer;\nexcept that, the Secretary or\nlegate may permit the conditional\nimportation or bringing in of\nfor examination and testing\nin connection with classifying\nfirearm.\n\"SEC. 5845. DEFINITIONS:\n\"For the purpose of this chanter-\n\"(a) Firearm.-The term 'Virearm' means (1) a shotgun having\na barrel or barrels of less than 18 inches in length; (2) a weapon\nmade from a shotgun if such weapon as modified has an overall\nlength of less than 26 inches or a barrel or barrels of less than 18\ninches in length; (3) a rifle having a barrel or barrels of less than\n16 inches in length; (4) a weapon made from a rifle if such weapon\nas modified has an overall length of less than 26 inches or a barrel\nor barrels of less than 16 inches in length; (5) any other weapon,\nas defined in subsection (e) (6) a machinegun; (7) a muffler or\na silencer for any firearm whether or not such firearm is included\nwithin this definition; and (8) a 'destructive device. The term\n'firearm' shall not include an antique firearm or any device (other\nthan a machinegun or destructive device) which, although designed\nas a weapon, the Secretary or his delegate finds by reason of the\ndate of 118 manufacture, value, design, and other characteristics\nis primarily a collector's item and is not likely to be used as a\nweapon.\n\"(b) Machinegun.-The term 'machinegun' means any weapon\nwhich shoots, is designed to shoot, or can be readily restored to shoot,\nautomatically more than one shot, without manual reloading, by a\nsingle function of the trigger. The term shall also include the frame\n12 U.S.Cong.News '68--21\n5401\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nor receiver of any such weapon, any combination of parts designed\nand intended for use in converting a weapon into a machinegun, and\nany combination of parts from which a machinegun can be assembled\nif such parts are in the possession or under the control of a person.\n\"(c) Rifle.-The term 'rifle' means a weapon designed or rede-\nsigned: made or remade, and intended to be fired from the shoulder\nand designed cr redesigned and made or remade to use the energy\nof the explosive in a fixed cartridge to fire only a single projectile\nthrough B. rifled bore for each single pull of the trigger, and shall\ninclude any such weapon which may be readily restored to fire a\nfixed cartridge.\n\"(d) term 'shotgun' means a weapon designed or\nredesign made or remade, and intended to be fired from the shoul-\nder and Haigned or redesigned and made or remade to use the energy\nof the explosive in a fixed shotgun shell to fire through a smooth\nbore either a number of projectiles (ball shot) or a single projectile\nfor each pull of the trigger, and shall include any such weapon which\nmay be readily restored to fire a fixed shotgun shell.\n\"(e) Any Other Weapon.-The term 'any other weapon' means any\nweapon or device capable of being concealed on the person from\nwhich a shot can be discharged through the energy of an explosive,\na pistol or revolver having a barrel with a smooth bore designed or\nredesigned to fire a fixed shotgun shell, weapons with combination\nshotgun and rifle barrels 12 inches or more, less than 18 inches in\nlength, from which only a single discharge can be made from either\nbarrel without manual reloading, and shall include any such weapon\nwhich may be readily restored to fire. Such term shall not include a\npistol or a revolver having a rifled bore, or rifled bores, or weapons\ndesigned, made, or intended to be fired from the shoulder and not\ncapable of firing fixed ammunition.\n\"(f) Destructive Device.-The term 'destructive device' means (1)\nany explosive, incendiary, or poison gas (A) bomb, (B) grenade, (C)\nrocket having a propellent charge of more than four ounces, (D) mis-\nsile having an explosive or incendiary charge of more than one-quar-\nter ounce, (E) mine, or (F) similar device; (2) any type of weapon\nby whatever name known which will, or which may be readily con-\nverted to, expel a projectile by the action of an explosive or other\npropellant, the barrel or barrels of which have a bore of more than\none half inch in diameter, except a shotgun or shotgun shell which\nthe Secretary or his delegate finds is generally recognized as par-\nticularly suitable for sporting purposes; and (3) any combination\nof parts either designed or intended for use in converting any device\ninto a destructive device as defined in subparagraphs (1) and (2)\nand from which a destructive device may be readily assembled. The\nterm 'destructive device' shall not include any device which is neither\ndesigned nor redesigned for use as a weapon; any device, although\noriginally designed for use as a weapon, which is redesigned for use\nas a signaling, pyrotechnic, line throwing, safety, or similar device;\nsurplus ordnance sold, loaned, or given by the Secretary of the Army\n5402\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\npursuant to the p ovisions of section 4684(2), 4685, or 4686 of title\n10 of the United States Code; or any other device which the Secre-\ntary of the Treasury or his delegate finds is not likely to be used as\na weapon, or is an antique or is a rifle which the owner intends to\nuse solely for sporting purposes.\n\"(g) Antique Firearm.-The term 'antique firearm' means any\nfirearm not designed or redesigned for using rim fire or conventional\ncenter fire ignition with fixed ammunition and manufactured in or\nbefore 1898 (including any matchlock, flintlock, percussion cap, or\nsimilar type of ignition system or replica thereof, whether actually\nmanufactured before or after the year 1898) and also any firearm\nusing fixed ammunition manufactured in or before 1898, for which\nammunition is no longer manufactured in the United States and is\nnot readily available in the ordinary channels of commercial trade.\n\"(h) Unserviceable Firearm.-The term 'unserviceable firearm'\nmeans a firearm which is incapable of discharging a shot by means\nof an explosive and incapable of being readily restored to a firing\ncondition.\n\"(i) Make.-The term 'make', and the various derivatives of such\nword, shall include manufacturing (other than by one qualified to\nengage in such business under this chapter), putting together, alter-\ning, any combination of these, or otherwise producing a firearm.\n\"(j) Transfer.-The term 'transfer' and the various derivatives\nof such word, shall include selling, assigning, pledging, leasing, loan-\ning, giving away, or otherwise disposing of.\n\"(k) Dealer.-The term 'dealer' means any person, not a manu-\nfacturer importer, engaged in the business of selling, renting, leas-\ning, or loaning firearms and shall include pawnbrokers who accept\nfirearm collateral for loans.\n\"(l) Importer.-The term 'importer' means any person who is en-\ngaged in Ure business of importing or bringing firearms into the\nUnited States.\n\"(m) Manufacturer.-The term 'manufacturer' means any person\nwho is engaged in the business of manufacturing firearms.\n\"SEC.\n5846 OTHER LAWS APPLICABLE.\n\"All provisions of law relating to special taxes imposed by chapter\n51 and to engraving, issuance, sale, accountability, cancellation, and\ndistribution of stamps for tax payment shall, insofar as not incon-\nsistent with the provisions of this chapter, be applicable with respect\nto the taxes imposed by sections 5801, 5811, and 5821.\n\"SEC. 5847. EFFECT ON OTHER LAWS.\n\"Nothing in this chapter shall be construed as modifying or affect-\ning the requirements of section 414 of the Mutual Security Act of\n1954, as amended, with respect to the manufacture, exportation, and\nimportation of arms, ammunition, and implements of war.\n\"SEC. 5848. RESTRICTIVE USE OF INFORMATION.\n\"(a) General Rule.-No information or evidence obtained from an\napplication, registration, or records required to be submitted or re-\n5403\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\ntained by a natural person in order to comply with any provision of\nthis chapter or regulations issued thereunder, shall, except as pro-\nvided in subsection (h) of this section, be used, directly or indirectly,\nas evidence against that person in a criminal proceeding with respect\nto a violation of law occurring prior to or concurrently with the\nfiling of the application or registration, or the compiling of the rec-\nords containing the information or evidence.\n\"(b) Furnishing False Information.-Subsection (a) of this sec-\ntion shall not preclude the use of any such information or evidence\nin a prosecution or other action under any applicable provision of\nlaw with respect to the furnishing of false information.\n\"SEC. 5849. CITATION OF CHAPTER.\n\"This chapter may be cited as the National Firearms Act' and any\nreference in any other provision of law to the National Firearms\nAct' shall be held to refer to the provisions of this chapter.\n\"PART I-EXEMPTIONS\n\"Sec. 5851. Special (occupational) tax exemption.\n\"Sec.\n5852. General transfer and making exemption.\n\"Sec. 5853. Exemption from transfer and making tax available\nto certain governmental entities and officials.\n\"Sec. 5854. Exportation of firearms exempt from transfer tax.\n\"SEC. 5851. SPECIAL (OCCUPATIONAL) TAX EXEMPTION.\n\"(a) Business With United States.-Any person required to pay\nspecial (occupational) tax under section 5801 shall be relieved from\npayment of that tax if he establishes to the satisfaction of the Secre-\ntary or his delegate that his business is conducted exclusively with,\nor on behalf of, the United States or any department, independent\nestablishment, or agency thereof. The Secretary or his delegate may\nrelieve any person manufacturing firearms for, or on behalf of, the\nUnited States from compliance with any provision of this chapter in\nthe conduct of such business.\n\"(b) Application.-The exemption provided for in subsection (a)\nof this section may be obtained by filing with the Secretary or his\ndelegate an application on such form and containing such informa-\ntion as may by regulations be prescribed. The exemptions must\nthereafter be renewed on or before July 1 of each year. Approval\nof the application by the Secretary or his delegate shall entitle the\napplicant to the exemptions stated on the approved application.\n\"SEC. 5852. GENERAL TRANSFER AND MAKING TAX EXEMP-\nTION.\n\"(a) Transfer.-Any firearm may be transferred to the United\nStates or any department, independent establishment, or agency\nthereof, without payment of the transfer tax imposed by section 5811.\n\"(b) Making by = Person Other Than a Qualified Manufacturer.-\nAny firearm may be made by, or on behalf of, the United States, or\nany department, independent establishment, or agency thereof, with-\nout payment of the making tax imposed by section 5821.\n5404\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\n\"(c) Making by a Qualified Manufacturer.-A manufacturer qual-\nified under this chapter to engage in such business may make the\ntype of firearm which he is qualified to manufacture without pay-\nment of the making tax imposed by section 5821.\n\"(d) Transfers Between Special (Occupational) Taxpayers.-A\nfirearm registered to a person qualified under this chapter to en-\ngage in business as an importer, manufacturer, or dealer may be\ntransferred by that person without payment of the transfer tax im-\nposed by section 5811 to any other person qualified under this chap-\nter to manufacture, import, or de in that type of firearm.\n\"(e) Unserviceable Firearm.-An unserviceable firearm may be\ntransferred as a curio or ornament without payment of the transfer\ntax imposed by section 5811, under such requirements as the Secre-\ntary or his delegate may by regulations prescribe.\n\"(f) Right to exemption.-No firearm may be transferred or made\nexempt from tax under the provisions of this section unless the trans-\nfer or making is performed pursuant to an application in such form\nand manner as the Secretary or his delegate may by regulations\nprescribe.\n\"SEC. 5853. TRANSFER AND MAKING TAX EXEMPTION\nAVAILABLE TO CERTAIN GOVERNMENTAL\nENTITIES.\n\"(a) Transfer.-A firearm may be transferred without the pay-\nment of the transfer tax imposed by section 5811 to any State, posses-\nsion of the United States, any political subdivision thereof, or any\nofficial police organization of such a government entity engaged in\ncriminal investigations.\n\"(b). Making.-A firearm may be made without payment of the\nmaking tax imposed by section 5821 by, or on behalf of, any State,\nor possession of the United States, any political subdivision thereof,\nor any official police organization of such a government entity en-\ngaged in criminal investigations.\n\"(c) Right to Exemption.-No firearm may be transferred or made\nexempt from tax under this section unless the transfer or making is\nperformed pursuant to an application in such form and manner as\nthe Secretary or his delegate may by regulations prescribe.\n\"SEC. 5854. EXPORTATION OF FIREARMS EXEMPT FROM\nTRANSFER TAX\n\"A firearm may be exported without payment of the transfer tax\nimposed under section 5811 provided that proof of the exportation is\nfurnished in such form and manner as the Secretary or his delegate\nmay by regulations prescribe.\n\"Subchapter C-Prohibited Acts\n\"SEC. 5861. PROHIBITED ACTS.\n\"It shall be unlawful for any person-\n\"(a) to engage in business as a manufacturer or importer of,\nor dealer in, firearms without having paid the special (occupa-\n5405\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\ntional) tax required by section 5801 for his business or having\nregistered as required by section 5802; or\n\"(b) to receive or possess a firearm transferred to him in vio-\nlai on of the provisions of this chapter; or\n\"(c) to receive or possess a firearm made in violation of the\nprovisions of this chapter; or\n\"(d) to receive or possess a firearm which is not registered\nto him in the National Firearms Registration and Transfer Rec-\nord; or\n\"(e) to transfer a firearm in violation of the provisions of this\nchapter; or\n\"(f) to make a firearm in violation of the provisions of this\nchapter; or\n\"(g) to obliterate, remove, change, or alter the serial number\nor other identification of a firearm required by this chapter; or\n\"(h) to receive or possess a firearm having the serial number.\nor other identification required by this chapter obliterated, re-\nmoved. changed, or altered; or\n\"(i) to receive or possess a firearm which is not identified by\na serial number as required by this chapter; or\n\"(j) to transport, deliver, or receive any firearm in interstate\ncommerce which has not been registered as required by this\nchapter; or\n\"(k) to receive or possess a firearm which has been imported\nor brought into the United States in violation of section 5844; or\n\"(l) to make, or cause the making of, a false entry on any\napplication, return, or record required by this chapter, knowing\nsuch entry to be false.\n\"Subchapter D-Penalties and Forfeitures\n5871. Penalties.\nN.Sec. 5872. Forfeitures.\n\"SEC.\n5%\nPENALTIES.\n\"Any who violates or fails to comply with any provision of\nthis chapter shall, upon conviction, be fined not more than $10,000,\nor be imprisoned not more than ten years, or both, and shall become\neligible for parole as the Board of Parole shall determine.\n5872. FORFEITURES.\nLaws Applicable.-Any firearm involved in any violation of\nthe provisions of this chapter shall be subject to seizure and for-\nfeiture, and (except as provided in subsection (b)) all the provisions\nof internal revenue laws relating to searches, seizures, and for-\nfeitures of unstamped articles are extended to and made to apply\nto the articles taxed under this chapter, and the persons to whom\nthis chapter applies.\n\"(b) Disposal.-In the case of the forfeiture of any firearm by\nreason of a violation of this chapter, no notice of public sale shall\nbe required; no such firearm shall be sold at public sale; if such\n5406\nReproduced at the Richard Nixon Presidential Library and Museum\nOct. 22\nGUN CONTROL\nP.L. 90-618\nfirearm is forfeited for a violation of this chapter and there is no\nremission or mitigation of forfeiture thereof, it shall be delivered\nby the Secretary or his delegate to the Administrator of General\nServices, General Services Administration, who may order such\nfirearm destroyed or may sell it to any State, or possession, or\npolitical subdivision thereof, or at the request of the Secretary or\nhis delegate, may authorize its retention for official use of the\nTreasury Department, or may transfer it without charge to any\nexecutive department or independent establishment of the Govern-\nment for use by it.\"\nSec. 202. The amendments made by section 201 of this title shall\nbe cited as the \"National Firearms Act Amendments of 1968\".\nSec. 203. (a) Section 6107 of the Internal Revenue Code of\n1954 79 is repealed.\n(b) The table of sections for subchapter B of chapter 61 of the\nInternal Revenue Code of 1954 is amended by striking out:\n\"Sec. 6107. List of special taxpayers for public inspection.\"\nSec. 204. Section 6806 of the Internal Revenue Code of 1954 80\nis amended to read as follows:\n\"SEC. 6806. OCCUPATIONAL TAX STAMPS.\n\"Every person engaged in any business, avocation, or employment,\nwho is thereby made liable to a special tax (other than a special\ntax under subchapter B of chapter 35, under subchapter B of chapter\n36, or under subtitle E) shall place and keep conspiciously in his\nestablishment or place of business all stamps denoting payment of\nsuch special tax.\"\nSec. 205. Section 7273 of the Internal Revenue Code of 1954 81\nis amended to read as follows:\n\"SEC. 7273. PENALTIES FOR OFFENSES RELATING TO SPE-\nCIAL AXES.\n\"Any person who fail to place and keep stamps denoting\nthe payment of the special tax as provided in section 6806 shall be\nliable to a pen Ity (not less than $10) equal to the special tax for\nwhich his business rondered him liable, unless such failure is shown\nto be due to reasonable cause. If such failure to comply with\nsection 6806 is through willful neglect or refusal, then the penalty\nshall be double the amount above prescribed.\"\nSec. 206. (a) Section 5692 of the Internal Revenue Code of\n1954 82 is repealed.\n(b) The table of sections for part V of subchapter J of chapter 51\nof the Internal Revenue Code of 1954 is amended by striking out:\n\"Sec. 5692. Penalties relating to posting of special tax stamps.\"\nSec. 207. (a) Section 201 of this title shall take effect on the\nfirst day of the first month following the month in which it is\nenacted.\n(b) Notwithstanding the provisions of subsection (a) or any\nother provision of law; any person possessing a firearm as defined\n79. 26 U.S.C.A. (I.R.C.1954) § 6107.\n81. 26 U.S.C.A. (I.R.C.1954) $ 7273.\n80. 26 U.S.C.A. (I.R.C.1954) § 6806.\n82. 26 U.S.C.A. (I.R.C.1954) $ 5692.\n5407\nReproduced at the Richard Nixon Presidential Library and Museum\nP.L. 90-618 LAWS OF 90TH CONG.-2ND SESS.\nOct. 22\nin section 5845 (a) of the Internal Revenue Code of 1954 (as amended\nby this title) which is not registered to him in the National Fire-\narms Registration and Transfer Record shall register each firearm\nSO possessed with the Secretary of the Treasury or his delegate in\nsuch form and manner as the Secretary or his delegate may require\nwithin the thirty days immediately following the effective date of\nsection 201 of this Act. Such registrations shall become a part of\nthe National Firearms Registration and Transfer Record required\nto be maintained by section 5841 of the Internal Revenue Code of\n1954 (as amended by this title). No information or evidence re-\nquired to be submitted or retained by a natural person to register\na firearm under this section shall be used, directly or indirectly, as\nevidence against such person in any criminal proceeding with\nrespect to a prior or concurrent violation of law.\n(c) The amendments made by sections 202 through 206 of this\ntitle shall take effect on the date of enactment.\n(d) The Secretary of the Treasury, after publication in the\nFederal Register of his intention to do so, is authorized to establish\nsuch periods of amnesty, not to exceed ninety days in the case of\nany single period, and immunity from liability during any such\nperiod, as the Secretary determines will contribute to the purposes\nof this title.\nTITLE III-AMENDMENTS TO TITLE VII OF THE\nOMNIBUS CRIME CONTROL AND SAFE\nSTREETS ACT OF 1968\nSec. 301. (a) Title VII of the Omnibus Crime Control and Safe\nStreets Act of 1968 (Public Law 90-351) 83 is amended-\n(1) by striking out \"other than honorably discharged\" in\nsection 1201,84 and substituting therefor \"discharged under\ndishonorable conditions\"; and\n(2) by striking out \"other than honorable conditions\" in\nsubsections (a) (2) and (b) (2) of section 1202 35 and substitut-\ning therefor in each instance \"dishonorable conditions\".\n(b) Section 1202(c) (2) of such title 86 is amended to read as\nfollows:\n\"(2) 'felony' means any offense punishable by imprisonment\nfor a term exceeding one year, but does not include any offense\n(other than one involving a firearm or explosive) classified\nas a misdemeanor under the laws of a State and punishable by\na term of imprisonment of two years or less;\".\nSec. 302. The amendments made by paragraphs (1) and (2) of\nsubsection (a) of section 301 shall take effect as of June 19, 1968.\nApproved October 22, 1968.\n83. 18 App.U.S.C.A. § 1201 et seq.\n85. 18 App.U.S.C.A. § 1202(a) (2), (b)\n84. 18 App.U.S.C.A. $ 1201.\n(2)\n86. 18 App.U.S.C.A. § 1202(c) (2).\n5408\nReproduced at the Richard Nixon Presidential Library and Museum"
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