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118570140
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Hold (7)
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118570140
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Hold (7)
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Records of the White House Office of the Deputy Chief of Staff (Reagan Administration)
Michael Deaver's Subject Files
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1985-12-31
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1985
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1981
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Ronald Reagan Presidential Library Digital Library Collections This is a PDF of a folder from our textual collections. Collection: Deaver, Michael Folder Title: Hold (7) Box: 43 To see more digitized collections visit: https://reaganlibrary.gov/archives/digital-library To see all Ronald Reagan Presidential Library inventories visit: https://reaganlibrary.gov/document-collection Contact a reference archivist at: [email protected] Citation Guidelines: https://reaganlibrary.gov/citing National Archives Catalogue: https://catalog.archives.gov/ fell I KORN/FERRY INTERNATIONAL here 2 Ronald H. Walker 1825 K Street, N.W. Suite 301 Managing Vice President Washington, D.C. 20006 mike . - any 1/28/84 mbe Enclosed in the annual report an properent Whittaker - pn our sood gapt info in conversation . goe Olibrandi is moeting in washington as Including Restricted least ance a month. stock you should expect a call in the mean future. wheng Regards, In ANNUAL REPORT FOR 1982 Cover: Whittaker staff nurse with pediatric patient at King Fahad Hospital in Jeddah, Saudi Arabia. PERCENTAGE OF TOTAL SALES BY INDUSTRY SEGMENT 55% LIFE SCIENCES 16% METALS 16% TECHNOLOGY 8% MARINE 5% CHEMICALS hittakeR Whittaker Corporation 10880 Wilshire Boulevard Los Angeles California 90024 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD MARCH 26, 1982 The Annual Meeting of the Shareholders of Whittaker Corporation will be held in the Grand Ballroom of the Beverly Hilton Hotel, 9876 Wilshire Boulevard, Beverly Hills, California, on Friday, March 26, 1982, at 10:30 A.M., for the following purposes: 1) To elect directors to serve for the ensuing year; 2) To consider and act upon a proposal to ratify the appointment of Ernst & Whinney as the Company's independent auditor for the fiscal year ending October 31, 1982; 3) To consider and act upon a proposal to approve and ratify the action of the Board of Directors adopting the 1981 Incentive Stock Option Plan; and 4) To consider and act upon such other business as may properly come before the meeting. The Board of Directors has fixed the close of business on January 26, 1982 as the record date for the purpose of determining shareholders entitled to notice of, and to vote at, said meeting. The stock transfer books will not be closed. All shareholders are cordially invited to attend the meeting in person. TO INSURE YOUR REPRESENTATION AT THE MEETING, PLEASE COMPLETE AND PROMPTLY MAIL YOUR PROXY IN THE RETURN ENVELOPE PROVIDED. This will not prevent you from voting in person, should you so desire, but will help to secure a quorum and will avoid added solicitation costs. By Order of the Board of Directors ALAN D. JACOBSON Secretary Los Angeles, California February 8, 1982 WhittakeR Whittaker Corporation 10880 Wilshire Boulevard Los Angeles California 90024 PROXY STATEMENT Annual Meeting of Shareholders, March 26, 1982 SOLICITATION OF PROXIES The accompanying proxy is solicited on behalf of the Board of Directors of Whittaker Corporation (the "Company") for use at the Annual Meeting of Shareholders to be held on March 26, 1982, and at any and all adjournments thereof. It is anticipated that such proxy, together with this Proxy Statement, will be first transmitted to the Company's shareholders on or about February 8, 1982. All shares represented by each properly executed unrevoked proxy received in time for the meeting will be voted. Any proxy given may be revoked at any time prior to its exercise by filing with the Secretary of the Company an instrument revoking it or a duly executed proxy bearing a later date. In addition to use of the mails, proxies may be solicited by regular employees of the Company, who will not receive any additional compensation for such solicitation, in person and by telephone and telegraph. The Company has also engaged T. Cariota & Co., Inc. of New York City to assist in the solicitation of proxies of brokers and financial institutions and their nominees. This firm will be paid a fee of $3,500 and will be reimbursed for expenses incurred in connection with such engagement. The cost of solicitation of proxies will be borne by the Company. EQUITY SECURITIES AND PRINCIPAL HOLDERS THEREOF Shareholders of record at the close of business on January 26, 1982 will be entitled to vote. The outstanding voting securities of the Company consist of (i) Common Stock and (ii) Preferred Stock of which two series are outstanding, $1.25 Cumulative Convertible Preferred Stock ("$1.25 Preferred Stock") and $5.00 Cumulative Convertible Preferred Stock ("$5.00 Preferred Stock"). Each share entitles the holder thereof to one vote, except with respect to the election of directors. In the election of directors, by reason of cumulative voting, each share entitles the holder to a number of votes equal to the number of directors to be elected, which is eleven, and such votes may all be cast for one nominee or may be distributed among two or more nominees, as determined by the holder. As of January 26, 1982, there were outstanding 15,851,346 shares of Common Stock, 24,118 shares of $1.25 Preferred Stock and 123,206 shares of $5.00 Preferred Stock, net of shares in the Company's treasury. The Preferred Stock and Common Stock vote as a single class on all matters presented to the 1 shareholders other than certain matters affecting the Preferred Stock. The Preferred Stock and Common Stock will vote as a single class on all matters to be presented at the Annual Meeting of Shareholders. As to these matters, the Preferred Stock represents approximately 1% of the shares entitled to vote. To the best knowledge of the Company, no person owned beneficially as of January 26, 1982 more than five percent of the shares entitled to vote at the Annual Meeting of Shareholders, except as set forth in the following table. Percent of Amount of All Shares Name and Address Beneficial Percent Entitled Title of Class of Beneficial Owner Ownership( of Class to Vote Common Stock Olayan Investments Company 899,500 shares 5.7% 5.6% Establishment(2) c/o Transporting and Trading Company P.O. Box 46, Kallithea 206 Syngrou Avenue Athens, Greece (1) The Company has no reason to believe that the beneficial owner does not have sole voting power and sole investment power. (2) The Company has been advised that Mr. Suliman S. Olayan, a Saudi Arabian national, is the sole beneficial owner of, and has the same business address as, Olayan Investments Company Estab- lishment. As of January 26, 1982, seven individuals each beneficially owned in excess of five percent of the outstanding shares of the Company's Preferred Stock, with the largest such holding being 20,867 shares, which represents approximately 0.1% of the shares entitled to vote at the Annual Meeting of Shareholders. As of January 26, 1982, all present officers and directors of the Company, as a group, owned beneficially: (1) 550,065 shares of Common Stock, including 12,240 shares issuable upon exercise of outstanding, presently exercisable stock options and conversion of outstanding convertible debentures (representing 3.5% of the Common Stock outstanding, based upon the number of shares which would have been outstanding had such options been exercised and such debentures been converted in full on January 26, 1982); and (ii) $162,000 principal amount of the Company's 4½ Convertible Subordinated Debentures Due 1988 (representing 3.4% of the class outstanding). The Company has no reason to believe that the officers and directors of the Company who own beneficially its outstanding equity securities do not have sole voting power and sole investment power with respect to such securities. 2 ELECTION OF DIRECTORS Directors are elected at each annual meeting of shareholders and hold office until their respective successors are elected. The Articles of Incorporation and Bylaws of the Company provide that the number of directors of the Company shall be not less than nine nor more than twelve, with the exact number to be fixed by the Bylaws or an amendment thereof adopted by the shareholders or the Board of Directors. The Bylaws of the Company presently fix the exact number of directors at eleven, effective with the election of directors at the Annual Meeting of Shareholders. The nominees for whom votes will be cast pursuant to the proxies hereby solicited are set forth below. Should any nominee become unavailable to serve as a director, the proxies will be voted for such other person as shall be designated by the Board of Directors. To the best of the Company's knowledge, all nominees are and will be available to serve. Nominees for Election as Directors Common Stock Owned Beneficially Director on January 26, Name and Recent Business Experience Age Since 1982(3) Edmund F. Ackell. Since 1978, Dr. Ackell has been President of 56 1975 1,840 Virginia Commonwealth University. From 1974 to 1978, he was Vice President for Health Affairs at the University of Southern California. Joseph F. Alibrandi. For more than the past five years, Mr. Alibrandi 53 1970 88,850 has been the Company's President and Chief Executive Officer. J. Dewey Daane. For more than the past five years, Dr. Daane has 63 1974 1,000 been the Frank K. Houston Professor of Banking at Vanderbilt University. Harry S. Derbyshire. Since 1971, Mr Derbyshire has been the 56 1971 41,875(4) Company's Chief Financial Officer. He has been an Executive Vice President since 1977 and prior thereto was a Senior Vice Presi- dent.(1) Walter B. Gerken. Mr. Gerken has been Chairman of the Board and 59 1974 1,000 Chief Executive Officer of Pacific Mutual Life Insurance Company since 1975.+(2) Carl E. Hartnack. Mr. Hartnack is presently a consultant to Security 65 1981 I Pacific Corporation and Chairman of its International Board. He was Chairman of the Board of Security Pacific Corporation and its subsidiary, Security Pacific National Bank, from 1978 through 1980. Prior to 1978, he was Vice Chairman of Security Pacific Corporation and President of Security Pacific National Bank. He served as a director of the Company from 1972 through March 1979.+ Sanford Kaplan. Since his retirement in 1977 from Xerox Corpo- 65 1971 10,000 ration which he then served as a director and consultant, Mr. Kaplan has been a management consultant to various public and private companies. 3 Common Stock Owned Beneficially Director on January 26, Name and Recent Business Experience Age Since 1982(3) Joseph Kleiman. For more than the past five years, Mr. Kleiman has 62 1958 101,281 been a Senior Vice President of the Company with responsibility for corporate development and planning. Frank J. Rauscher, Jr. Dr. Rauscher has served as Senior Vice 50 1977 103 President for Research of the American Cancer Society since 1976.* Robert Reznick. For more than the past five years, Mr. Reznick has 62 1974 103,104 been President, Chairman of the Board and Chief Executive Officer of Craig-Hallum Corporation, a manufacturer and distributor of foodstuffs and the parent corporation of a securities brokerage firm.t* John C. West. Mr. West is a practicing attorney and a professor of 59 1981 200 Middle East Studies at the University of South Carolina. From 1977 to 1981 he served as the United States Ambassador to Saudi Arabia. Member of the Audit Committee of the Board of Directors. t Member of the Compensation and Stock Option Committee of the Board of Directors. * Member of the Nominating Committee of the Board of Directors. (1) Mr. Derbyshire also owns beneficially $160,000 principal amount of the Company's 4½ Convertible Subordinated Debentures Due 1988, representing approximately 3.4% of the outstanding debentures of the class. (2) As of January 26, 1982, Pacific Mutual Life Insurance Company held $3,510,000 of the $17,550,000 aggregate principal amount of the 10% Senior Notes Due 1990 issued by Whittaker General Medical Corporation, a wholly-owned subsidiary of the Company. (3) The number of shares of Common Stock shown as beneficially owned by each nominee represents less than 1% of the outstanding shares. (4) Includes 3,375 shares issuable to Mr. Derbyshire upon conversion of convertible debentures. The nominees serve on the boards of directors of other publicly held companies as follows: Mr. Alibrandi-Security Pacific Corporation; Mr. Daane-Tennessee Valley Bancorp., Inc.; Mr. Derbyshire-Electronic Memories & Magnetics Corp.; Mr. Gerken-Carter Hawley Hale Stores, Inc., Southern California Edison Company and Times Mirror Company; Mr. Hartnack-Security Pacific Corporation; Mr. Kaplan-Cordura Corp., Intel Corp., Standun, Inc., Wells Benrus Corp. and Yardney Electric Corporation; Mr. Kleiman-Yardney Electric Corporation; Mr. Reznick-Craig-Hallum Corpo- ration; and Mr. West-Donaldson, Lufkin & Jenrette, Inc. Security Pacific Corporation's wholly-owned subsidiary, Security Pacific National Bank, with which the Company maintains a banking relationship, provides credit facilities to the Company that totaled approximately $50,000,000 as of January 26, 1982. Donaldson, Lufkin & Jenrette, Inc.'s wholly-owned investment banking subsidiary was the managing underwriter of a September 1980 public offering of the Company's Common Stock. 4 The Board of Directors held twelve meetings during fiscal 1981. Attendance of the Company's directors at all Board and committee meetings during the year averaged 90%. Each director, other than Mr. West, attended more than 75% of the meetings of the Board and committees on which he served. Mr. West, who joined the Board in June 1981, attended three of the five remaining meetings of the Board of Directors during fiscal 1981, all of which had been scheduled prior to his election as a director. Directors are reimbursed for travel and other expenses related to attendance at Board and committee meetings. During fiscal 1981, directors other than Dr. Ackell, Eaton W. Ballard, Mr. West and those directors who are also executive officers of the Company, received fees of $15,000 for serving on the Board and fees for serving on various committees ranging from $1,000 to $5,000 depending on the committee and position held. When a committee meeting was held on a day on which there was no Board meeting, an additional fee of $750 was paid to those in attendance. Dr. Ackell's compensation during fiscal 1981 was $4,999. Virginia Commonwealth University, of which he is President, purchases hospital supplies from a subsidiary of the Company. As a result, Dr. Ackell's annual compensation from the Company may not, under applicable Virginia law, exceed $5,000. Mr. Ballard, who has served as a director of the Company since 1974 and as Chairman of its Board of Directors since 1977, received $49,000 during fiscal 1981, which covered service on the Board and its committees. In accordance with the Company's Bylaws which preclude the election as a director of an individual who has attained the age of 70, Mr. Ballard is not standing for re-election as a director. Mr. West received $17,500 during fiscal 1981 for service on the Board and its committees, including $6,250 paid as a quarterly fee for service as Chairman of the Committee on International Business Affairs, which was established in October 1981. Executive officers who are directors received no additional compensation for Board and committee services. The Audit Committee, which met five times during fiscal 1981, reviews and acts or reports to the Board with respect to various auditing and accounting matters, including the selection of the Company's independent auditor, the scope of audit procedures, the nature of services to be performed for the Company by and the fees to be paid to the independent auditor, the performance of the Company's independent and internal auditors, and the accounting practices of the Company. The Compensation and Stock Option Committee, which met eleven times during fiscal 1981, has been delegated the functions of the Board with respect to the compensation of executive officers and the administration of the Company's stock option and restricted stock plans, including the granting of options and restricted stock. The Nominating Committee, which met three times during fiscal 1981, recommends nominees for election as directors at Annual Meetings of Shareholders and to fill vacancies which may occur between annual meetings. The Committee will consider as potential nominees persons recommended by shareholders. Recommendations should be submitted to the Nominating Committee in care of the Secretary of the Company. 5 Remuneration of Officers and Directors Remuneration for services in all capacities for the fiscal year ended October 31, 1981 which the Company and its subsidiaries paid to or accrued for each of the five most highly compensated officers and directors of the Company and to all officers and directors (including those named) as a group, while serving as officers or directors, is set forth in the following table. Cash and Cash-Equivalent Forms of Remuneration Securities or Property, Insurance Salaries, Fees, Benefits Aggregate of Directors' Fees, or Reim- Contingent Name of Individual Commissions bursement, Forms of or Number of Persons Capacity in Which and Personal Remunera- in Group Served Bonuses (1) Benefits(2) tion(3) Joseph F. Alibrandi President $ 636,539 $ 14,103 $ 18,451 Harry S. Derbyshire Executive Vice President 414,904 63,626 11,984 Paul B. Dinkel Senior Vice President 220,289 20,228 4,918 Alan D. Jacobson Senior Vice President 212,308 88,379 6,525 Philip C. Heeter Vice President 151,058 101,627 - All officers and directors as a group - 4,058,590 368,817 101,555 (38 persons) (1) Includes bonuses awarded by the Compensation and Stock Option Committee of the Board of Directors under the Management Incentive Compensation Plan which were accrued during fiscal 1981 but are paid during fiscal 1982. Bonuses paid during fiscal 1981 with respect to fiscal 1980 are not included. Aggregate bonuses awarded under the Company's various management incentive compensation plans with respect to the five fiscal years ended October 31, 1981, to Messrs. Alibrandi, Derbyshire, Dinkel, Jacobson and Heeter, all present officers (including those named) as a group and all employees (including present officers) were $935,000, $565,000, $350,000, $305,000, $40,000, $4,107,375 and $15,677,416, respectively. Directors of the Company who are not also executive officers or employees do not participate in any Company incentive compensation plan. (2) Includes (i) the excess of the fair market value on the date of release over the acquisition price of restricted stock released during fiscal 1981 and cash dividends paid on restricted stock prior to release; (ii) that portion of the expense of providing automobiles to officers which is attributed by the Company to the personal use of such automobiles; (iii) tax and financial counseling services; (iv) calendar year premiums on life insurance policies providing coverage in excess of the coverage provided generally to the Company's employees; and (v) dues for membership of certain officers in clubs which may be utilized for personal, as well as business, purposes. Of the amounts reported with respect to Messrs. Derbyshire, Dinkel, Jacobson and Heeter, and all present officers (including those named) as a group, $58,825, $16,806, $81,931, $100,350, and $295,719, respectively, related to restricted stock. 6 (3) Includes amounts contributed by the Company under its Savings and Stock Investment Plan and the contribution made by a foreign subsidiary to its retirement plan for the benefit of an officer of the Company who is also an officer of the subsidiary. The Savings and Stock Investment Plan is a voluntary, contributory plan pursuant to which participating employees contribute to a trust a portion of their cash compensation ranging between 2% and 12%. The Company makes matching contributions on the basis of three-quarters of the first 2% of cash compensation contributed by the employee, one-half of the second 2% contributed by the employee, one-quarter of the third 2% contributed by the employee, but nothing with respect to that portion of employee contributions in excess of 6% of cash compensation. Aggregate contributions by the Company under the Savings and Stock Investment Plan with respect to the five fiscal years ended October 31, 1981, for the benefit of Messrs. Alibrandi, Derbyshire, Dinkel and Jacobson, all present officers (including those named) as a group and all employees (including present officers) were $62,868, $42,635, $23,695, $28,259, $376,598 and $5,107,773, respectively. Directors of the Company who are not also executive officers or employees do not participate in the Savings and Stock Investment Plan. The Employees' Pension Plan was the only Company pension plan in which officers participated during fiscal 1981, except for the participation of one officer in the plan of the foreign subsidiary referred to above. Directors of the Company who are not also executive officers or employees do not participate in any Company pension plan. The Employees' Pension Plan is a Company-funded plan. Company contributions to the Employees' Pension Plan, which are actuarially determined, cannot be separately calculated for each participant, and thus no amount is included in the table above with respect thereto. Benefits under the Employees' Pension Plan are based upon years of service and remuneration. The remuneration upon which annual benefits are based is the highest average cash compensation (including cash bonus) paid during five consecutive years within the last ten years of employment. Messrs. Alibrandi, Derbyshire, Dinkel and Jacobson have approximately 12, 14, 9 and 13 credited years of service under the Employees' Pension Plan, respectively, and their current base salaries (not including bonuses) are $350,000, $250,000, $165,000 and $155,000, respectively. Mr. Heeter, who does not yet have any credited years of service, has a base salary of $175,000. The following table shows the estimated annual benefits payable upon retirement at age 65 to participants in the Employees' Pension Plan. Years of Service Remuneration 10 15 20 25 30 $100,000 $ 18,781 $ 28,172 $ 37,563 $ 46,954 $ 56,344 200,000 38,781 58,172 77,563 96,954 116,344 300,000 58,781 88,172 117,563 146,954 176,344 400,000 78,781 118,172 157,563 196,954 236,344 500,000 98,781 148,172 197,563 246,954 296,344 600,000 118,781 178,172 237,563 296,954 356,344 700,000 138,781 208,172 277,563 346,954 416,344 The estimated annual benefits shown in the table above will be reduced by a percentage of the recipient's Social Security benefit. The Company has an employment agreement with one of its Vice Presidents which provides for minimum annual remuneration of approximately $100,000 and terminates December 31, 1983. 7 Restricted Stock The Company has issued shares of its Common Stock, generally without payment of monetary consideration by the recipient, to key employees including officers under the 1969 Restricted Stock Plan and the 1981 Restricted Stock Plan (collectively the "Stock Plans" and individually the "1969 Stock Plan" and the "1981 Stock Plan"). Shares issued under the Stock Plans are subject to restrictions, released in annual installments, which prevent transfer and hypothecation for specified periods of time. The Company typically has the conditional right to reacquire shares subject to restriction should the holder terminate employment with the Company or its subsidiaries for reasons other than death or disability. The aggregate number of shares released under the Stock Plans during the period beginning November 1, 1976 and ending January 26, 1982, to Messrs. Alibrandi, Derbyshire, Dinkel, Jacobson and Heeter, all present officers (including those named) as a group and all employees (including present officers) was 30,000 16,850, 4,500, 14,500, 4,000, 90,325 and 124,085, respectively. The aggregate market value of such shares as of the dates of release was $548,430, $302,962, $100,375, $253,867, $156,760, $2,314,296 and $2,677,814, respectively. As of January 26, 1982, Messrs. Alibrandi, Derbyshire, Dinkel, Jacobson and Heeter, and all officers (including those named) as a group held, respectively, 40,000, 27,000, 14,500, 4,000, 6,000 and 118,500 shares of Common Stock issued under the Stock Plans which remain subject to restrictions. All of such shares were issued without payment of monetary consideration by the recipient. Directors of the Company who are not also executive officers or employees do not participate in the Stock Plans. As of January 26, 1982, 6,000 shares of Common Stock previously issued under the 1969 Stock Plan remained subject to restrictions, and no additional shares were available for issuance under the 1969 Stock Plan. The 1981 Stock Plan was adopted by the Board of Directors in December 1980, and was approved and ratified by the Company's shareholders in March 1981. As of January 26, 1982, 114,000 shares of Common Stock previously issued under the 1981 Stock Plan remained subject to restrictions, and an additional 162,000 shares were available for issuance. The Stock Plans are administered by the Compensation and Stock Option Committee of the Company's Board of Directors, which is composed of directors who are not executive officers or employees of the Company and who are not eligible to receive shares under the Stock Plans. Stock Options The following table shows, for the period beginning November 1, 1976 and ending January 26, 1982, as to each person named and all present officers (including those named) as a group: (i) the aggregate number of shares of Common Stock subject to options granted during the period; (ii) the average per share exercise price thereof; (iii) the net value (market value on date of exercise less exercise price) realized during the period through the exercise of such options; (iv) the number of shares of Common Stock however acquired which were sold during the period by officers who exercised options during the period; (v) the aggregate number of shares of Common Stock subject to all options outstanding as of the end of the period; and (vi) the potential (unrealized) value of such outstanding options (market value less exercise price). 8 All Present Officers Mr. Mr. Mr. Mr. Mr. as a Alibrandi Derbyshire Dinkel Jacobson Heeter Group(2) Granted: Number of shares covered by options 102,900 72,900 27,900 22,900 37,900 418,075 Average per share exercise price $38.57 $38.52 $42.06 $41.86 $38.93 $36.83 Exercised: Net value realized through ex- ercise (market value on date of exercise less exercise price) $850,650 $600,000 $ 135,030 $386,775 — $3,404,853 Sales: Number of shares 43,750 35,450 10,000 8,800 - 131,196 Outstanding at January 26, 1982: Number of shares covered by options 102,900 72,900 27,900 22,900 37,900 405,300 Potential (unrealized) value (market value at January 26, 1982, less exercise price) (1) - - - - - $ 291,439 During the period, all employees (including present officers) were granted options covering a total of 1,495,407 shares of Common Stock at an average per share exercise price of $28.67. (1) Based upon the mean price of the Company's Common Stock on the New York Stock Exchange on January 26, 1982, which was $30.75. Of the potential (unrealized) value of the options held by all present officers (including those named) as a group, 26% related to options which were exercisable as of January 26, 1982. (2) Directors who are not also executive officers or employees are not eligible to receive stock options. (3) See "1981 Incentive Stock Option Plan" for more detailed information regarding options granted under the 1981 Option Plan. The options referred to in the table above are qualified stock options issued under the Company's 1967 Stock Option Plan ("1967 Option Plan"), nonqualified stock options issued under the Company's 1977 Nonqualified Stock Option Plan ("1977 Option Plan") and 1980 Nonqualified Stock Option Plan ("1980 Option Plan") and incentive stock options issued under the Company's 1981 Incentive Stock Option Plan ("1981 Option Plan") (collectively the "Option Plans"). Options issued under the 1967 9 Option Plan which were exercised in calendar 1981 are being treated, pursuant to an election by the Company, as incentive stock options. Certain aspects of Federal income tax law encourage the sale of stock acquired through the exercise of stock options other than incentive stock options (which were created by the Economic Recovery Tax Act of 1981) in the year of exercise. With respect to qualified stock options, the aggregate tax liability resulting from the sale of the stock in a year subsequent to the year of exercise may be significantly higher than the tax liability resulting from a sale in the year of exercise. The exercise of a nonqualified option is itself a taxable event giving rise immediately to cash obligations for "withholding" taxes. The option price of each option granted under the Option Plans is not less than 100% of the market value of the Common Stock on the date of grant. The term of each option issued under the 1967 Option Plan is not greater than five years, and the term of each option issued under the other Option Plans is not greater than ten years. The Option Plans are administered by the Compensation and Stock Option Committee of the Company's Board of Directors, which is composed of directors who are not executive officers or employees of the Company and who are not eligible to receive options under the Option Plans. The 1967 Option Plan expired in November 1977, and no options granted thereunder remain outstanding. The 1977 Option Plan was adopted by the Board of Directors in December 1977, and was approved and ratified by the Company's shareholders in March 1978. As of January 26, 1982, options granted under the 1977 Option Plan covering 372,215 shares of Common Stock were outstanding, and options covering an additional 70,710 shares were available for granting. The 1980 Option Plan was adopted by the Board of Directors in October 1980, and was approved and ratified by the Company's shareholders in March 1981. As of January 26, 1982, options granted under the 1980 Option Plan covering 484,265 shares of Common Stock were outstanding, and options covering an additional 15,735 shares were available for granting. The 1981 Option Plan was adopted by the Board of Directors in October 1981, subject to approval and ratification by the Company's shareholders at the 1982 Annual Meeting of Shareholders. As of January 26, 1982, options granted under the 1981 Option Plan covering 192,225 shares of Common Stock were outstanding, and options covering an additional 307,775 shares were available for granting. See "1981 Incentive Stock Option Plan". In addition to the options outstanding under the Option Plans, as of January 26, 1982 there were outstanding options covering 14,035 shares of Common Stock assumed by the Company in connection with certain acquisitions, none of which were held by officers or directors of the Company. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR In recognition of the important role of the independent auditor, the Board of Directors has determined that its selection of the independent auditor for the Company should be submitted to the Company's shareholders for ratification on an annual basis. The Board of Directors, upon the 10 recommendation of its Audit Committee, has appointed Ernst & Whinney to serve as the Company's independent auditor for the fiscal year ending October 31, 1982, subject to ratification by the holders of a majority of the shares represented at the Annual Meeting of Shareholders. Ernst & Whinney conducted the audit of the Company's financial statements for the fiscal year ended October 31, 1981. If the appointment is not ratified, the Board of Directors will appoint another firm as the Company's independent auditor for the fiscal year ending October 31, 1982. The Board of Directors also retains the power to appoint another independent auditor for the Company to replace an auditor ratified by the shareholders in the event the Board of Directors determines that the interests of the Company require such a change. With respect to fiscal 1981, Ernst & Whinney, in addition to auditing and reporting on the Company's consolidated financial statements, reviewed the Company's filings with the Securities and Exchange Commission, conducted timely reviews of quarterly reports to shareholders, and provided other profes- sional services to the Company in the form of assistance in the preparation of tax returns for expatriate employees. All professional services rendered by Ernst & Whinney during fiscal 1981 were furnished at customary rates and terms. Fees for all non-audit services with respect to fiscal 1981 represented approximately six percent of the aggregate fees for audit services. The Audit Committee of the Company's Board of Directors has approved each professional service provided by Ernst & Whinney during fiscal 1981. The Audit Committee has adopted a policy of either giving its specific prior approval to the rendition of non-audit services by the Company's independent auditor or granting approvals for categories or amounts of non-audit services which may be performed by the Company's independent auditor and then reviewing the services actually performed to confirm that the services were within the scope of its prior approval. As part of the approval process, the Committee considers whether the performance of the professional services may impair the independence of the Company's independent auditor with respect to the Company. Representatives of Ernst & Whinney are expected to be present at the Annual Meeting of Shareholders. Such representatives will have the opportunity to make statements if they so desire and will be available to respond to appropriate questions. The Board of Directors recommends that shareholders vote FOR the ratification of the appointment of Ernst & Whinney as independent auditor of the Company for the fiscal year ending October 31, 1982. 1981 INCENTIVE STOCK OPTION PLAN The Board of Directors has adopted the 1981 Incentive Stock Option Plan (the 1981 Option Plan"), subject to approval and ratification at the Annual Meeting of Shareholders by the holders of a majority of the outstanding shares of the voting stock of the Company. The text of the 1981 Option Plan is annexed to this Proxy Statement as Exhibit A and should be carefully reviewed in connection with consideration of the approval and ratification of the action of the Board of Directors adopting the 1981 Option Plan. The summary of the 1981 Option Plan provisions that follows is not intended to be complete, and reference should be made to Exhibit A for a complete statement of the terms and provisions of the 1981 Option Plan. 11 The 1981 Option Plan was adopted by the Company's Board of Directors in response to the enactment of the Economic Recovery Tax Act of 1981 which created a new class of stock options (denominated "incentive stock options") having tax consequences for the option holder more favorable than those that obtain with respect to other available forms of stock options. The purpose of the 1981 Option Plan is to enhance the Company's ability to attract, retain and motivate skilled management and other key personnel. The 1981 Option Plan is not subject to any provisions of the Employee Retirement Income Security Act of 1974. The Company's Board of Directors or its shareholders may amend, suspend or terminate the 1981 Option Plan at any time, but the Board of Directors may not increase the number of shares covered by the 1981 Option Plan, permit options to be granted at less than fair market value on the date of grant, or change the provisions regarding eligibility of participants. No amendment, suspension or termination of the 1981 Option Plan shall, without the consent of the holder, alter or impair any rights or obligations under any option then outstanding under the 1981 Option Plan. An aggregate of 500,000 shares of the Company's Common Stock may be issued upon exercise of options granted under the 1981 Option Plan, subject to adjustment for stock dividends, stock splits, reverse stock splits and other like changes in the Company's capitalization. The 1981 Option Plan provides that the aggregate fair market value (valued at the time of grant) of the stock for which any employee may be granted options in any calendar year under the 1981 Option Plan and all other incentive stock option plans maintained by the Company and its subsidiaries shall not exceed the sum of $100,000 and such additional amounts, if any, as may be carried over to such calendar year as unused limits under Section 422A(c)(4) of the Internal Revenue Code of 1954, as amended (the "Internal Revenue Code"), and any successor provisions. Key employees (including officers) of the Company and its subsidiaries, other than any employees who own stock possessing more than 10% of the total combined voting power of all classes of stock of the Company or any of its subsidiaries, are eligible to participate in the 1981 Option Plan. As of January 26, 1981, approximately 500 employees were eligible to participate in the 1981 Option Plan. Members of the committee of the Company's Board of Directors (presently the Compensation and Stock Option Committee) appointed to adminster the 1981 Option Plan are also ineligible to receive options under the Plan. Options granted under the 1981 Option Plan generally become exercisable in up to five cumulative annual installments commencing at least one year after the date of grant and expire no more than ten years after the date of grant. No option granted under the 1981 Option Plan is exercisable while there remains outstanding (within the meaning of Section 422A(c)(7) of the Internal Revenue Code) any incentive stock options previously granted to the same participant to purchase the stock of the Company or its subsidiaries. The exercise price, which may not be less than fair market value of the optioned stock on the date of grant, may be paid in cash and by surrender of shares of Common Stock, valued for that purpose at market price. Options granted under the 1981 Option Plan are not assignable or transferable, except by will or the laws of descent and distribution. Options may not be pledged or hypothecated in any way and are exercisable during a participant's lifetime only by such participant. 12 Through January 26, 1982, options have been granted under the 1981 Option Plan to Messrs. Alibrandi, Derbyshire, Dinkel, Jacobson, Heeter, Kleiman, all officers (including those named) as a group, and all employees (including officers) as a group, covering 2,900, 2,900, 2,900, 2,900, 2,900, 2,900, 38,525 and 194,475 shares of Common Stock, respectively. The exercise prices of the options range from $34.44 to $36.13 per share, and the expiration dates range from October 2, 1991 to December 13, 1991. Based upon the mean price of the Company's Common Stock on the New York Stock Exchange on January 26, 1982, which was $30.75, the aggregate market value of the shares covered by such options was $5,980,106. If the action of the Board of Directors adopting the 1981 Option Plan is not approved and ratified by the Company's shareholders at the Annual Meeting of Shareholders, the 1981 Option Plan and all options theretofore granted under the 1981 Option Plan shall terminate. Federal Income Tax Consequences A 1981 Option Plan participant will not recognize income as a result of the grant or exercise of an incentive stock option. Any gain or loss realized as a result of the sale or other disposition of shares issued upon exercise of an incentive stock option will be long-term capital gain or loss if the disposition occurs more than one year following exercise and two years following grant of the option. If the disposition occurs before the one and two year periods have elapsed (a "disqualifying disposition"), the participant will recognize ordinary income to the extent the fair market value of the shares on date of exercise exceeds the option price thereof (but normally not in excess of the gain on disposition), and the balance, if any, will be a short-term or long-term capital gain, depending on how long the shares have been held following exercise. Any loss sustained on the disposition of shares issued upon exercise of the option will be a capital loss. Participants who surrender Common Stock in payment of all or part of the option price should not recognize income upon such surrender. A participant's tax basis in shares issued upon exercise of an incentive stock option for which the option price is paid solely in cash will be equal to the cash paid. As to shares issued upon exercise of an incentive stock option for which a participant surrenders shares of Common Stock in payment of all or part of the aggregate option price, the participant's tax basis in the surrendered shares will be carried over to the shares received upon exercise of the option, increased by the amount of cash, if any, paid upon exercise of the option. The Economic Recovery Tax Act of 1981 reduced the maximum marginal Federal income tax rate to 50% (from 70%) for taxable years after 1981. As a result, long-term capital gains realized upon sale of the shares will be subject to a maximum Federal tax rate of 20%, after taking into account the capital gains deduction of 60%. The maximum marginal Federal rate of 50% will apply to ordinary income realized as a result of a disqualifying disposition. Neither the amount by which the fair market value on the date of exercise of shares acquired through the exercise of an incentive stock option exceeds the option price therefor nor the 60% capital gains deduction is an item of tax preference for purposes of the 15% add-on minimum tax. However the 60% capital gains deduction may in some cases be subject to an alternative minimum tax with graduated rates ranging up to 20%. 13 The Company is only entitled to a deduction with respect to an incentive stock option if there is a disqualifying disposition of shares issued upon exercise of the option, and the amount of the deduction will be equal to the amount which the participant recognizes as ordinary income as a result of the disqualifying disposition. The Company is not required to withhold Federal income tax on the exercise of incentive stock options or disqualifying disposition of shares so acquired. The 1981 Option Plan is not qualified under Section (a) of the Internal Revenue Code. Approval and ratification of the 1981 Incentive Stock Option Plan requires a favorable vote by the holders of a majority of the outstanding shares of the voting stock of the Company. The Board of Directors recommends that shareholders vote FOR the approval and ratification of the action of the Board of Directors adopting the 1981 Incentive Stock Option Plan. SHAREHOLDER PROPOSALS FOR THE 1983 ANNUAL MEETING OF SHAREHOLDERS Shareholder proposals to be presented at the 1983 Annual Meeting of Shareholders must be received at the Company's executive offices at 10880 Wilshire Boulevard, Los Angeles, California 90024 by November 10, 1982 in order to be included in the Company's proxy statement and form of proxy relating to that meeting. OTHER MATTERS THAT MAY COME BEFORE THE MEETING As of the date of this Proxy Statement, the Company knows of no business other than that described herein that will be presented for consideration at the meeting. If, however, any other business shall properly come before the meeting, the proxy holders intend to vote the proxies in accordance with their best judgment. By Order of the Board of Directors ALAN D. JACOBSON Secretary February 8, 1982 14 WHITTAKER CORPORATION 1981 INCENTIVE STOCK OPTION PLAN (AS AMENDED) 1. ESTABLISHMENT. Whittaker Corporation (the "Company") hereby establishes the Whittaker Corporation 1981 Incentive Stock Option Plan (the "Plan"), under which options may be granted to purchase shares of the Company's Common Stock ("Company Common Stock"). 2. AMOUNT OF STOCK. An aggregate of Five Hundred Thousand (500,000) shares of Company Common Stock may be issued upon exercise of options granted under the Plan. Such shares may be either authorized but unissued shares or shares held in the Company's treasury. If the outstanding shares of Company Common Stock are increased, decreased, changed into or exchanged for a different number or kind of shares of the Company through reorganization, recapitalization, reclassification, stock dividend, stock split or reverse stock split, an appropriate and proportionate adjustment shall be made in the number or kind of shares with respect to which options may be granted under the Plan and which may be issued upon exercise of options granted under the Plan. If any option granted under the Plan shall terminate for any reason (including cancellation with the consent of the holder thereof) or expire before such option is exercised in full, the shares which might otherwise have been issued upon exercise of such option shall again become available for the purposes of the Plan. 3. ADMINISTRATION. (a) The Plan shall be administered by a committee (the "Committee") appointed from time to time by the Board of Directors of the Company. No member of the Committee shall be eligible to receive options while serving on the Committee, and no person shall serve on the Committee who was eligible to receive options at any time during the immediately preceding twelve months. (b) The Committee shall have full power to construe the Plan, to prescribe, amend and rescind rules and regulations relating to it and to make all other determinations with respect to its administration. (c) Subject to the express terms and conditions of the Plan, the Committee shall determine which persons eligible for selection as participants in the Plan shall be granted options under the Plan and the terms and conditions of all such options granted, including the number of shares of Company Common Stock which may be issued upon exercise of each such option, provided that the aggregate fair market value of the stock for which any employee may be granted options in any calendar year under the Plan and all other incentive stock option plans maintained by the Company and its parent and subsidiary corporations shall not exceed the sum of One Hundred Thousand Dollars ($100,000) and such additional amounts, if any, as may be carried over to such calendar year as unused limits under Section 422A(c)(4) of the Internal Revenue Code of 1954, as amended, and any successor provisions. (d) The Committee shall report to the Secretary of the Company the names of the persons selected as participants in the Plan and the terms and conditions of the options granted to each of them, respectively. Such report may be in the form of minutes of the meeting of the Committee in which the action was taken. EXHIBIT A 4. ELIGIBILITY FOR PARTICIPATION. Key employees (who also may be Directors) of the Company and its subsidiaries may be eligible for selection as participants in the Plan, provided no employee who owns stock possessing more than ten percent (10%) of the total combined voting power of all classes of stock of the Company or any of its parent or subsidiary corporations and no member of the Committee shall be eligible to receive an option under the Plan. 5. TERMS AND CONDITIONS OF OPTIONS. The terms and conditions of each option granted under the Plan shall be evidenced by an agreement executed by the Company and the participant which shall contain the following provisions: (a) The number of shares of Company Common Stock issuable upon exercise of the option. (b) The purchase price or prices per share, which in no event shall be less than fair market value thereof at the time the option is granted (but may be less than the purchase price or prices of previously granted options, whether in effect, cancelled, or expired). (c) The means of payment for the shares purchased upon exercise, which may include delivering to the Company shares of Company Common Stock. (d) Such terms and conditions of exercise as may be determined by the Committee, provided that no option shall be exercisable more than ten (10) years from the date of grant and provided further that no option granted under the Plan shall be exercisable while there remains outstanding (within the meaning of Section 422A(c)(7) of the Internal Revenue Code of 1954, as amended, and any successor provisions) any incentive stock option to purchase stock in the Company, any of its parent or subsidiary corporations or any predecessor corporations thereof, which was granted to the same participant prior to the grant of such Plan option. (e) Such restrictions on transfer of the option, and such restrictions on transfer of the shares purchased by exercise of the option, as may be determined by the Committee; provided, however, that no option shall be transferable other than by will or the laws of descent and distribution, and options shall be exercisable during a participant's lifetime only by such participant. (f) Such other terms and conditions not inconsistent with the Plan as may be determined by the Committee. 6. PROCEEDS FROM SALE OF SHARES. The cash proceeds from the sale of shares under the Plan shall be added to the general funds of the Company. Any shares of Company Common Stock received by the Company as consideration for the sale of shares upon exercise of options granted under the Plan shall be cancelled and returned to the status of authorized but unissued shares. 7. AMENDMENT, SUSPENSION OR TERMINATION OF PLAN. The Board of Directors or the shareholders of the Company may, at any time, amend, suspend, or terminate the Plan, but no such action by the Board of Directors may increase the aggregate number of shares of Company Common Stock which may be issued upon exercise of options granted under the Plan (other than pursuant to Section 2 hereof), permit any options to be granted at an exercise price less than the fair market value of the shares issuable upon the exercise thereof at the time of grant, or change the provisions regarding eligibility for A-2 participating in the Plan. No amendment, suspension or termination of the Plan shall, without the consent of the participant, alter or impair any rights or obligations under any outstanding agreement relating to an option issued under the Plan. 8. EXERCISE OF OPTIONS. Options may only be exercised with respect to whole shares, within the time permitted for the exercise thereof, and by written notice of exercise to the Company accompanied by full payment of the option price. In addition to the option price, the participant shall in connection with the exercise of an option pay to the Company in cash the full amount of all Federal, state and other withholding taxes, if any, applicable to the taxable income of the participant resulting from such exercise that the Company or one of its subsidiaries is required to collect and remit. Following exercise of an option, the Company shall promptly deliver to the participant a stock certificate, dated the date of exercise, for the purchased shares. Unless and until the Company has complied with all applicable laws, regulations and rules of all bodies having jurisdiction with respect to the issuance and sale of shares of Company Common Stock pursuant to the Plan, no options granted under the Plan may be exercised, and no shares shall be issued and delivered to participants upon purported exercise of options. 9. EFFECTIVE DATE AND TERMINATION OF PLAN. (a) The Plan has been adopted by the Board of Directors of the Company and has become effective on October 2, 1981. The Plan shall be submitted to the shareholders of the Company for their approval or disapproval at the next annual meeting of shareholders. Prior to such annual meeting, options may be granted under the Plan, but any option so granted by its terms shall not be exercisable prior to such meeting. If the Plan is not approved at such annual meeting by vote of the holders of a majority of the outstanding shares of the voting stock of the Company, the Plan shall terminate, and all options theretofore granted under the Plan shall terminate and become null and void. (b) Unless sooner terminated by the Company's shareholders or Board of Directors, the Plan shall terminate on October 1, 1991, and no options shall be granted after said date. Such termination shall not, however, affect any options granted hereunder prior to the date of such termination. A-3 FINANCIAL HIGHLIGHTS (Dollar amounts in thousands except per share amounts) 1982 1981* 1980 Sales $1,673,604 $1,671,837 $1,396,225 Net Income $ 58,688 $ 69,328 $ 57,504 Primary Earnings per Share $ 3.77 $ 4.40 $ 3.90 Dividends per Share $ 1.60 $ 1.40 $ 1.00 Book Value per Share $23.28 $22.23 $19.53 Return on Beginning Equity 17% 24% 25% Working Capital $ 190,392 $ 238,672 $ 197,546 Long-term Debt $ 154,645 $ 134,032 $ 132,420 Shareholders' Equity $ 335,120 $ 345,459 $ 289,912 Number of Employees 17,300 17,000 16,600 Shareholders of Record 18,000 18,000 20,000 *See Note 5 of Notes to Consolidated Financial Statements regarding the effect of the change in accounting method for foreign currency translation. CONTENTS 3 LETTER TO SHAREHOLDERS 7 LIFE SCIENCES 12 METALS 16 TECHNOLOGY 20 MARINE 23 CHEMICALS 26 OFFICERS AND DIRECTORS 28 FIVE YEAR SUMMARY OF SELECTED FINANCIAL DATA 29 MANAGEMENT'S DISCUSSION AND ANALYSIS OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION 32 INFORMATION REGARDING WHITTAKER SECURITIES 33 CONSOLIDATED FINANCIAL STATEMENTS 38 NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 46 AUDITOR'S REPORT 47 DIRECTORY OF PRODUCTS AND SERVICES W1 FIVE YEAR SUMMARY OF FINANCIAL DATA 108 Los Tel $550.2 $642.8 $784.5 $867.1 $919.7 $ 883.8 $1,073.6 $1,396.2 $1,671.8 $1,673.6 $31.6 $46.8 $57.5 $69.3 $58.7 $2.24 $3.28 $3.90 $4.40 $3.77 .88:1 .75:1 .55:1 .48:1 .51:1 78 79 80 81 82 78 79 80 81 82 78 79 80 81 82 78 79 80 81 82 78 79 80 81 82 Total Assets Sales Net Income Primary Debt: Equity in Millions in Millions in Millions Earnings Ratio of Dollars of Dollars of Dollars per Share Shareholders' Total Debt COMMON STOCK DATA Equity in Millions in Millions of Dollars Dividends Market Price of Dollars 1981 Per Share Per Share 78 $193.1 78 $170.4 1st Quarter $.35 $353/8 $275/8 79 $234.6 79 $175.9 2nd Quarter $.35 $49 $305/8 80 $289.9 80 $160.6 3rd Quarter $.35 $507/8 $383/4 4th Quarter $.35 $433/4 $281/4 81 $345.5 81 $166.2 82 $335.1 82 $171.9 1982 1st Quarter $.40 $41 $293/8 2nd Quarter $.40 $317/8 $211/2 3rd Quarter $.40 $277/8 $187/8 # $ 40 $263/ $18 TO WHITTAKER SHAREHOLDERS Although not without its difficulties and disappointments, 1982 was a satisfactory year for Whittaker Corporation. Company sales totaled $1,673,604,000 for the fiscal year, up slightly from $1,671,837,000 in 1981. Net income amounted to $58,688,000, the second highest in Whittaker's history, compared with a rec- ord $69,328,000 in 1981. Primary earnings per share were $3.77 in 1982, compared with $4.40 in 1981. As of the end of fiscal 1982, Whittaker Corporation was in ex- cellent financial condition. During the year, we invested nearly $60,000,000 in capital improvements, paid out over $25,000,000 in dividends-both all-time highs-and bought back 1,500,000 shares of Whittaker common stock in the open market at a cost of $34,000,000. Even so, at year-end Whittaker had well over $100,000,000 in cash and cash equivalent investments; our debt- to-equity ratio stood at a conservative .5 to 1; and the company had committed but undrawn lines of credit totaling in excess of $200,000,000. As the sales and profit figures on the next page suggest, several segments of the company encountered extremely difficult mar- ket conditions in 1982. The unexpectedly long and deep reces- sion in the domestic economy exacted a heavy toll from our Metals, Marine and Chemicals groups and probably will con- tinue to do so well into 1983. Particularly detrimental to the performance of our Metals and Marine groups has been the slide in oil exploration activity which began in earnest early in 1982. Suppliers serving this in- dustry, including our Whittaker Metals and Fort Worth Pipe sub- sidiaries, have seen orders dwindle and prices decline; and our Survival Systems division, the world's largest builder of evacua- tion systems for offshore oil rigs, has had many deliveries postponed. The 1982 results of our Chemicals group were adversely affect- ed by losses at Great American Chemical, a subsidiary formulat- ing vinyl resins and compounds, and provisions made for its closing in the third quarter of the year. Far less sensitive to conditions in the general economy, our Technology group performed well in 1982. In terms of sales cal- culated in French francs, Bennes Marrel, our large subsidiary 2 3 V] SALES AND OPERATING PROFIT CONTRIBUTION BY INDUSTRY SEGMENT ($ IN MILLIONS) Fiscal Year 1982 Fiscal Year Operating Operat: Sales Profit Sales Pro Life Sciences $ 917.0 $ 87.4 $ 744.0 $ 65 Metals 267.3 9.0 394.7 51 Technology 268.1 22.3 270.2 19 Marine 131.5 6.3 147.1 16 Chemicals 89.7 5.6 115.8 11 TOTAL $1,673.6 $130.6 $1,671.8 $164 See Note 11 of Notes to Consolidated Financial Statements regarding the effect of the change il accounting method for foreign currency translation. headquartered in France, had its best year in 1982. However, a decline in the value of the franc reduced the Technology group's comparative results as reported in dollars. Life Sciences accounted for over half of Whittaker's sales and profits in fiscal 1982; and the performance of this segment of the company would have been even more impressive were it not for the considerable expenditures we have been making in restruc- turing our hospital supply subsidiary, Whittaker General Medical. When we acquired it in mid-1980, our intention was to build Whittaker General Medical into a nationwide distribution net- work handling a significant percentage of self-manufactured products. While that remains our ultimate goal, we have been unable to achieve the large-scale vertical integration that we ori- ginally sought as rapidly as we had planned. In late January of 1982, Whittaker commenced a tender offer for Brunswick Corporation securities as the first step in a pro- posed business combination. To frustrate this transaction, Bruns- wick's management entered into an agreement to sell its Sherwood Medical subsidary, the acquisition of which had been Whittaker's chief objective in pursuing Brunswick. After seeking unsuccessfully to enjoin the Sherwood sale, Whittaker terminat- ed its offer for Brunswick securities. Internationally, Whittaker is viewed as one of the world's lead- ing providers of health care services to developing nations, and justifiably so. During 1982 alone, the hospitals we operate for the governments of Saudi Arabia, Abu Dhabi, and North Yemen treated approximately 1,000,000 patients, many of whom had little or no access to modern health care a decade ago. During 1982, we were awarded a new two-year contract to staff and manage Abu Dhabi's 534-bed Tawam hospital, which we have been operating since its commissioning in 1979, and opened a new 160-bed addition to the hospital we have operated in Jeddah, Saudi Arabia, since 1974. Whittaker now operates five hospitals as well as a number of clinics and dispensaries in Saudi Arabia. We are extremely proud of the humanitarian role we play in assisting the governments of developing nations to bring the finest medical care possible to their people. Right Joseph F. Alibrandi Between October 25 and President and Chief December 10, 1982, Whittaker Executive Officer acquired in the open market Left Harry S. Derbyshire 1,873,000 shares (8.3 percent) Executive Vice President, of the common stock of Smith Chief Financial Officer and Treasurer International, Inc., a leader in the oil field services industry. After a comprehensive evalua- tion of this industry, we have concluded that it represents a unique investment opportu- nity, which we can pursue without detracting from our other strategic objectives. We had planned to make a larger in- vestment in Smith International, but in deference to the wishes of Smith's management, whose policies and programs we fully support, we agreed to limit Whittaker to its current investment position. Carl E. Hartnack, a Whittaker director, will be nomi- nated for election to the Smith International Board of Directors at the annual meeting of Smith shareholders this April, and we look forward to a mutually beneficial relationship with that fine company. 45 ife Sciences businesses accounted for sales of $917.0 million in fiscal 1982, or 55 percent of Whittaker's total revenue for the year. Whittaker is a leading interna- tional health care contractor, and one of America's largest distributors of medical/ surgical equipment and supplies. The company renders manage- ment support services to health care institutions across the United States, and provides data processing systems and soft- ware for use in hospitals. Whittaker also produces a variety of biological and diagnostic products, and performs a full range of toxicological testing procedures. Preceding page W INTERNATIONAL LIFE SCIENCES Whittaker's internation- 10 al health care team totals As of year-end 1982, Whittaker employed approximately 5, Lo more than 5,000 experi- enced medical and sup- medical and support personnel in its overseas health care Te port personnel, including specialists such as these programs. surgeons at Tawam hos- Whittaker has been active in the international health care pital in Al Ain, Abu Dhabi. field since the early 1970s. In July of 1974, the company was awarded a health care management contract, the first of its l< in Saudi Arabia, to open three hospitals located in the comm ties of Jeddah, Khamis Mushayt and Tabuk. Within six mont Whittaker Medicus helps the hospitals were opened hospitals achieve greater efficiences through the out-patient services, and a application of modern computer technology to three were opened for full the increasingly complex patient services by early ] and costly health care environment. Over 400 This contract has since be Whittaker Medicus pro- fessionals currently pro- extended and expanded se vide data processing al times. products and services to more than 300 U.S. The Jeddah hospital wa hospitals, as well as a number of institutions intitially built as a 58-bec abroad. facility, and was enlarged 78 beds to provide a broad range of medical and surg services. In addition to th hospital, Whittaker opera four dispensaries for out- patient treatment, as well as an 18-chair dental clini The MediPac patient accounting system is one Jeddah. Twenty-two perce of Whittaker Medicus' most popular software MediPac of the medical staff are Sa packages for hospitals. Arabian physicians. Five 1 MediPac assimilates a patient's daily charges ago, there were only two from various hospital departments and auto- Saudi doctors on staff. matically produces a complete, accurate final Over 260,000 out-patie statement, specifying were seen at the Jeddah h what amounts are pay- able by the insurance tal in 1982, and more thai company, the govern- MediPac 5,800 patients were admi ment and the patient. for a total of 36,300 patier days. A 160-bed addition to t. Jeddah hospital was offici opened in August, 1982. This addition will offer all standard services, as well as numerous special services: a full burn un kidney dialysis, a CAT scanner and nuclear medicine. The King Abdul Aziz hospital in Tabuk has been operating since 1975 as an acute care facility, and has recently been ex panded to include a 100-bed hospital annex, the King Khaled hospital, as well as three nearby dispensaries. Upon being awarded authority to operate the King Khaled hospital, and a similar facility in Khamis Mushayt, Whittaker worked closely with government officials to assess the medical service needs of the population and to formulate a comprehensive medical serv- ice plan to best meet those needs. A total of 236,000 out-patients were seen at Tabuk in 1982, and 5,800 patients were admitted as in-patients for a total of 50,900 patient days. Whittaker has operated the King Faisal hospital in Khamis Mushayt since 1975 as a full service hospital. Similar in archi- tecture to the Tabuk hospital, the facility has been expanded to include the 100-bed Crown Prince Fahad hospital, two dispen- saries and a recently completed dental clinic. Other specialized Operated by Whittaker for the government of units at Khamis Mushayt Saudi Arabia, the new King Fahad hospital in include a well equipped and Jeddah is one of the most staffed kidney dialysis center modern facilities of its kind in the world. The and burn treatment center. hospital incorporates 20 specialty clinics and six At Khamis Mushayt fully equipped operating 265,000 out-patients were rooms to meet expanding medical needs. treated during 1982, and 8,000 patients were admitted for a total of 58,800 patient days. The recent dedication of the Whittaker-operated Al Salam (Peace) hospital in North Yemen opened the door to modern health care facilities to the people of a 20,000 square mile area in the Yemen Arab Republic. The hospital is located in the village of Sada'a, 60 miles from the Saudi Arabian border to the north. Although officially opened on February 16, 1982, the hospital has been treating patients since the previous August, when the first out-patient was seen. By mid-February, 1982, the Al Salam hospital had already treated over 11,000 out-patients in its spe- cialty clinics, which include internal medicine, Ob/Gyn, dental, ophthalmology and surgery. To date, the daily out-patient aver- age has exceeded expectations, surpassing 600 visits per day. In mid-1979, Whittaker signed a multi-year contract, renewed in 1982, to staff and manage the new, 534-bed Tawam hospital in Al Ain, Abu Dhabi (UAE). An acute-care referral center, the Tawam hospital offers all basic medical and surgical services and a wide range of specialties. Serving an immediate population of 80,000, the hospital treated 118,000 out-patients and admitted 5,300 in-patients in 1982, for a total of 56,300 patient days. 8 9 W HEALTH CARE SERVICES 10 Domestically, Whittaker is a leading supplier of products a Lo Te services to hospitals and other health care providers. In 1982 company's clients included nearly two-thirds of the nation's 7,500 hospitals and approximately 5,000 nursing homes, 30,0 physicians' offices, and 2,000 laboratories. Representing most major national manufacturers With 54 full-service dist of medical equipment and supplies, Whittaker bution centers located thr General Medical carries out the country, Whittake some 60,000 line items used in hospitals, nurs- General Medical is one of ing homes, physicians' offices, laboratories, and largest suppliers of such home health care. nationally known medica brands as B-D, Bard, Ethic Johnson & Johnson and 31 The company carries more than 60,000 line items, inc ing a variety of private lab exclusive and self-manufa tured products. Whittaker General Med cal's advanced automated materials management (ADAMM) system, intro- duced early in 1982, is being adopted by a growing number of h pitals. Installed in hospital purchasing departments, ADAM interfaces with Whittaker General Medical's intracompany distribution information system, enabling direct computer-to computer order entry and on-line order confirmation and stoc availability. In addition, ADAMM offers hospital materials m agers a family of software modules designed to help reduce in ventory processing costs. Whittaker Medicus, headquartered in Evanston, Illinois, is leading management engineering consultant to hospitals in t. United States and Canada. Not only does the company provi consulting services; it also manages hospital data processing cilities on a contract basis, and develops turnkey data process systems and proprietary software packages used in hospitals. Examples of Whittaker Medicus software products include: MediPac. Introduction of the MediPac patient accounting system in 1982 was a major step in the development of a fully integrated, proprietary software product line for the IBM 370 a 4300 series computers, which are in use in some 60 percent o all U.S. hospitals of over 300 beds. Patient accounting, the pro ess of keeping track of hospital bills, is extremely complex an growing more so with every change in law governing health c delivery and reimbursement. MediPac is designed to replace ex- isting patient accounting software which is unable to cope with regulatory and other complexities of the contemporary patient accounting environment. MediFlex. Already in use in more than 250 hospitals, Medi- Flex is a financial modeling/budgeting system offered to hospi- tals and health care agencies both on a stand-alone basis and via time sharing from the Whittaker Medicus data center in Atlanta, Georgia. Designed to construct "what if" projections from budget variables, MediFlex can forecast the consequences of the At Microbiological slightest change in operating Associates, Bethesda, Maryland, viable tumors costs, patient census, pricing and cell cultures are pre- served in liquid nitrogen or reimbursement policy. storage tanks at - 145 degrees Centigrade. Even after a lengthy period of BIOSCIENCES storage, these frozen tis- sues can be thawed, Three Whittaker operating made to grow again and units-M.A. Bioproducts, then used in malignancy, pharmacological and Microbiological Associates, toxicological testing. and Whittaker ToxiGenics- together provide specialized products and services ranging from clinical diagnostic kits to toxicological testing. Hospital and clinical lab- oratories use Cytome- M.A. Bioproducts, Walkers- gelisa and Rubelisa test kits-developed by ville, Maryland, is a leading Whittaker's M.A. Bio- manufacturer of diagnostic products unit-in pre- pregnancy screening to ucts enzyme immunoassays for determine whether wom- human and veterinary dis- en are immune to cyto- megalovirus and rubella, eases such as rubella, rubeola, diseases that can cause oducts congenital deformities. herpes, cytomegalovirus, vari- These enzyme-based cella, and bursal disease. The tests for teratological dis- eases are simpler to use company also manufactures and yield results faster than traditional assay and distributes enzyme im- techniques. munoassays for therapeutic drugs and haptens. Few independent contract laboratories offer a range of toxicological testing capabilities as comprehensive as Whittaker's. Microbiological Associates, Be- thesda, Maryland, and Whittaker ToxiGenics, Decatur, Illinois, perform in vitro (test tube) and in vivo (animal) studies for the detection of toxicity and cancer producing potential in chemical products. Also, with the acquisition of E G & G Mason Research Institute's Rockville, Maryland laboratory early in 1982, Micro- biological Associates assumed a leading position in "genetic toxicology" testing, which seeks to determine whether various chemical substances cause harmful genetic alterations when 10|11 introduced into bacteria or mammalian cell cultures. W 10 Lo Te M etals group sales were $267.3 million, or 16 percent of company revenue, in 1982. Wh taker is a leading builder of rail road freight cars, and an important producer of oil country tubular goods and aluminum components used in automotive applications. The company also distributes general-line and S cialty metal products, primarily to manufacturers of auto- mobiles, oil tools, farm implements, aircraft, and electronic equipment. RAILCARS, PIPE AND CASTINGS Whittaker's Berwick Forge & Fabricating Division, Berwick, Pennsylvania, is a major builder of a broad line of freight cars and freight car components for railroads, leasing companies and utili- ties. The division's future plans center on production of coal hoppers, lightweight coal cars, and "intermodal" cars (vehicles designed to carry containers or trailers that are also transported by truck or ship). Prototypes of such cars have been introduced, Designed to carry four 40-foot cargo containers, and are currently being tested Berwick Division's ar- ticulated intermodal car in actual service: can also be built to han- Berwick's quick-release dle longer or shorter units or to incorporate coal hopper is designed for additional platforms. Weighing 88,000 pounds, "unit trains" used by utilities this prototype car is sig- to haul coal from mines to nificantly lighter-and thus less expensive to op- power plants. The car's eight erate-than intermodal cars designed to carry simultaneously activated both containers and discharge doors permit un- trailers. loading in 20 seconds, cutting the unloading time for an en- tire unit coal train from sever- al hours to less than an hour. Opposite In cooperation with Inter- Steel bar and tubing dis- modal Concepts, Inc., Ber- tributed by Whittaker Metals' four Southwest wick will manufacture and service centers are used in the manufacture of oil market a new flexible-length drilling and production intermodal platform (FLIP) car tools such as drill collars, packers, gas lift valves for short haul (up to 250-mile) and fishing gear. transport of truck trailers. Consisting of short railcars linked together by the trailers loaded upon them (each car carries the front end of one trailer and the rear wheels of the trailer ahead of it), the FLIP system will ac- commodate trailers of any length. The loaded cars are pulled by a highway truck tractor fitted with retractable railroad wheels. Whittaker's Fort Worth Pipe subsidiary in Texas produces such oil country tubular goods as well casing, down-hole tubing, and line pipe used to carry oil from wells to storage tanks and refin- eries. Incorporating the latest technology, including computer control, the company's Conroe, Texas mill complex is capable of cold-forming and welding in excess of 10,000 tons of API (Ameri- can Petroleum Institute) "prime" pipe per month in diameters from 23/8 through 85/8 inches and lengths from 16 through 42 feet. Recent additions to the facility include a state-of-the-art quench-and-temper mill for producing alloy-grade tubulars re- quired for heavy duty service, and modern automatic threading equipment with capacity to handle full mill output. W 10 Lo Te At its Conroe, Texas mill, Fort Worth Pipe serves more than 1,000 customers with a Fort Worth Pipe Com- pany produces welded of tractor-trailers operating from 11 stocking points through pipe in diameters from the Southwest. 23/8 through 85/8 inches. After being cut to length Winters Industries, a Whittaker subsidiary located in Car and pressure tested, the pipe is threaded, fitted Ohio, is an aluminum foundry serving automotive and auto with couplings, painted and then distributed parts manufacturers. On its permanent-mold and new, autor through the company's sand casting lines, the company manufactures thousands of 11 Southwest stocking points. engine intake manifolds each day for GM models such as th Chevrolet Camaro, Cavalier, Impala, and Caprice; the Pont J-2000 and Firebird; and the Buick Skyhawk; and for the Fo cort. Detroit relies on such lightweight parts to bring its fle to Department of Transportation fuel efficiency standards. Special 8-cylinder, 360-cubic-inch engines Winters also produces : running in the grueling, number of high-performa 500-mile Grand National Championship stock manifolds and cylinder h car races rely on high for aftermarket sale throu performance aluminum cylinder heads manu- Holley Carburetor and G. factured by Whittaker's Winters Industries Parts Division. A special unit under contract to General Motors' Parts Chevrolet Motors group 1 Division. An experienced been working with Winte producer of these "heavy duty" castings, Winters develop modified parts fo is well qualified to be a supplier of the large racing engine application quantities of aluminum an aid to improving perfo heads that Detroit plans to use for production ance in standard producti cars in coming years. vehicles. METALS DISTRIBUTION From warehouses in Houston, Dallas, Tulsa, and Lafayette (Louisiana), Whittaker's Houston-based Whittaker Metals sub- sidiary distributes metal products such as alloy, stainless steel and copper bar; carbon mechanical tubing; and aluminum sheet, plate and extrusions. Customers include major producers of oil tools, aircraft, and electronic equipment as well as a variety of smaller manufacturers of such products as winches, valves, pumps, conveyer systems and hand tools. The recent opening of new facilities in Houston and Dallas has increased Whittaker After being slit, cut to Metals' total warehouse space length and leveled at Juster Steel Division's to more than 300,000 square 185,000-square-foot Min- feet. neapolis facility, this hot rolled coil stock is dis- The three divisions of tributed to manufactur- ers of farm implements Whittar Industries Ltd., a and other fabricated metal products. Whittaker-managed partner- ship, market a variety of qual- ity metal products. Steel Strip Division, Detroit, processes and distributes precision width-and-gauge steel, pri- marily to automotive indus- try customers. Juster Steel Technibilt Division commands a significant Division, Minneapolis, dis- share of the U.S. market tributes hot-rolled coil stock, for shopping carts, which is estimated to ap- plate and bar to manufactur- proximate 1.25 million unit sales per year. In the ers of farm machinery, oil and West, Technibilt products gas tanks, electronic equip- are used by Ralphs, Safeway, Hughes, Lucky ment and many other end and most of the other major supermarket products. Juster's recently ex- chains. panded 185,000-square-foot fa- cility and extensive decoiling operation-including slitting, cut-to-length and leveling lines-qualify the division as one of the upper Midwest's largest and best equipped steel suppliers. Acquired early in fiscal 1982, Whittar's Technibilt Division is one of the nation's leading fabricators of shopping carts for su- permarket, drug and variety store chains. At its 300,000-square- foot manufacturing facility in Burbank, California, Technibilt produces more than 500,000 shopping carts per year-and also fabricates metal racks, baskets, utility trucks, dollies and a vari- ety of specialized industrial carts and carriers. W 10 Lo Te he Technology group reported sales of $268.1 million, or 16 percent of compa revenue, in 1982. This group is made i a large overseas manufacturer of hydra components and materials handling machinery, and a numb of domestic operations specializing in products for aerospace defense, and agriculture. HYDRAULICS Bennes Marrel, Whittaker's largest European subsidiary, is a major manufacturer of hydraulic devices and equipment of four basic types: Rear- and side-dumping truck tipping bodies, and hydrau- lically actuated materials handling equipment such as cranes, Whittaker's Bennes Mar- rel subsidiary manufac- elevators and truck-mounted tures airport services equipment such as cater- ing trucks, "cherry argolux container handling systems. Marrel Pac, a waste man- pickers" for airplane maintenance, and self- agement system that hydrau- propelled loaders. The company has furnished lically compacts and contain- more than 150 aircraft erizes refuse for efficient cargo loaders to airlines/ airports in Europe, transportation to sanitary Africa, the Mideast and Far East. landfills. This system is used by heavy industry, shopping centers, airports and by more than 60 municipalities around the world. Airport services equip- ment ranging from cherry pickers for airplane mainte- nance to freight loading sys- Bennes Marrel is France's tems for entire airports. For largest builder of truck tipping bodies. The com- Paris' Roissy/Charles de pany is also a major ex- Gaulle Airport, Bennes Marrel porter of these devices to Germany's Mercedes designed and built a com- Benz and other European truck manufacturers. pletely computerized cargo handling system-incorporat- ing elevating transfer vehi- cles, mechanized platforms and bridges-that is capable Opposite Acrodyne Industries of simultaneously loading produces VHF and UHF two Boeing 747s in just 45 television transmitters in the 1 watt to 12.5 kilo- minutes. watt power range. The division anticipates an Self-advancing roof sup- increase in domestic ports for mechanized mining transmitter sales as the FCC makes headway in operations. Bennes Marrel reviewing more than mining equipment has been 7,000 recently received applications for new low installed in coal, phosphate power TV stations. and potash mines in France, Poland, Yugoslavia, Germany, Spain and Egypt. Bennes Marrel also has won international renown for its engi- neering assistance to developing nations. The company super- vised the construction and start-up of Sonacome's million- square-foot truck body plant in Algeria, and designed and built major hydraulics manufacturing facilities in both Tunisia and 16|17 Nigeria. W AEROSPACE/ELECTRONICS 10 Whittaker Controls, North Hollywood, California, prod Lo fluid controls used in every class of American-built aircraf Te forming shut-off, check, relief and flow-control functions riety of pneumatic, hydraulic and fuel systems, these prec valves are built to tolerances closer than .0001-inch, and o reliably under conditions of extreme temperature and vibra Whittaker Controls currently manufactures fluid contro vices for most U.S. and many foreign aircraft: commercial ports (Boeing 757, 767), military jets (F-16, F-18), business j Featuring a stainless steel jacket, welded-on (Citation 3, Mitsubishi connectors, hermetic MU-300), and commute seals and a silicon- dioxide dielectric, the (Saab/Fairchild SF-340). construction of ERI Division's high perform- company also supplies 0 ance coaxial cable is valves for a host of aircr superior to that of competing products in gines, including the nev its resistance to caustic substances, moisture, & Whitney 2037 gas tur extreme heat, high pres- engine. sure, radiation, shock and vibration. Bermite Division, Sau California, is one of the est non-government ord producers in the U.S. Th vision specializes in pyr nic devices, solid propellant rocket motors, ammunition, fu and warheads. Programs in which Bermite currently partici include Chaparrel, Bushmaster, and McDonnell Douglas' S Tasker Systems Division, Chatsworth, California, manuf tures key components for an electronic countermeasures sy that enables pilots to jam or deceive the fire control radar o emy missiles. The division expects to produce hundreds of units for B-52 and B-1B bomber programs over the next five years. Another important Tasker electronic warfare product the Modular Threat Emitter (MTE), a sophisticated pilot tra system that simulates various types of enemy fire control r. Whittaker Controls builds several unique Tasker also produces run valves used in the avion- ics cooling system of visual range systems use Boeing's new 767 air- every major airport in th liner. The valve shown has as its main element a U.S., as well as small air "flapper" which is con- toured to the fuselage visibility systems that m shape and, when closed, tor distances of from ¼ n forms an integral part of the aircraft skin. to four miles. In nearby Burbank, Cal nia, ERI Division manufa tures high performance coaxial electronic cables in "severe environment" plications-for instance, Tasker Systems Division's sophisticated Modular Threat Emitter (MTE) is designed to facilitate Air Force and Navy pilot training exercises by simulating various types of enemy fire con- trol radar. Equipped with transmitter modules that can be easily inter- changed, the advanced MTE system is far more versatile and economical than conventional radar simulation equipment. fighter aircraft, missiles, communications satellites and the Space Shuttle. ERI cables are also used in nuclear reactors to car- ry temperature and other data from monitoring devices in the pressure vessel out to operators in the control room. Yardney Electric Corporation, a majority-owned Whittaker subsidiary headquartered in Pawcatuck, Connecticut, is a lead- ing producer of high-energy-density battery systems for military, aerospace and commercial applications. On a special battery control line opened in September under contracts awarded by the U.S. Navy's Strategic Systems Project Office and Lockheed Mis- sile and Space Company, Yardney builds silver-zinc batteries for the Poseidon and Trident Fleet Ballistic Missile Systems. The company also produces silver-zinc batteries for the guidance and control systems of delivery vehicles used to launch satellites from the Space Shuttle. Other key Yardney products include remotely activated silver- zinc batteries used in tactical missiles such as the Sparrow, Hawk, Harpoon and Patriot; batteries for torpedo target vehi- cles; nickel-hydrogen batteries for commercial communications satellites; and a silver-zinc battery pack for RCA's new Hawkeye portable videotape color camera. Yardney's Water Management Products Division, Riverside, California, produces water filtra- tion equipment for agricultural and industrial applications. Acrodyne Industries, Blue Bell, Pennsylvania, is a producer of VHF and UHF television transmitters in the 1-watt to 12.5-kilo- watt power range. At present, sales to governments of develop- ing nations in Central and South America, Africa and the Mideast account for the bulk of this division's business. 18|19 W 10 Lo Te M arine sales totaled $131.5 mi in fiscal 1982, or eight perce Whittaker's revenue. Whitt continues to rank as the world's largest producer of pleasu boats over 25 feet in length, and also builds commercial fi vessels and sophisticated marine survival craft. Opposite The Trojan International PLEASURE BOATS line is built on a revolu- tionary new hull (the Bertram Yacht Division, Miami, manufactures premier quality, DeltaConic) that im- high performance cruisers and sportfishing vessels ranging from proves performance and reduces operating costs. 26 through 58 feet in length. The boats are marketed through dealerships in all parts of the U.S., and also exported into more than 50 markets in Europe, South America and the Far East. The division has received the coveted President's "E" and "E Star" Awards for excellence in export promotion. At its shipyard near Sarnico, Italy, Whittaker's Cantieri Riva subsidiary manufactures 12 prestigious luxury boat models- Bertram's recently introduced 26-foot Sport ranging from a 19-foot open Convertible offers accom- modations for two for runabout to the sumptuous weekend cruises or off- 66-foot Montecarlo yacht. shore fishing trips. The new boat features a for- Renowned for rakish lines, ward cabin area that makes into a 77-inch elegant interiors and state-of- double berth, an optional the-art technology, Riva boats galley/dinette unit amid- ships, and a 37-square- are virtually handmade, from foot cockpit aft. Twin 165-horsepower engines their multi-layer fiberglass deliver up to 33 mph and hulls to their rich leather and a cruising range of over 200 miles. fabric upholstery. The com- pany's cadre of 250 highly skilled craftsmen put the Riva's new 42-foot most painstaking workman- Malibu is a luxury, high- ship into every boat, while su- performance motor yacht incorporating two dou- pervisory personnel perform ble cabins, salon, galley, bath, bridge (and flying scrupulous quality control bridge), and a spacious checks at every phase of the stern deck. So functional are the boat's internal production process. layout and facilities that Malibu owners are able- Traditionally a builder of without the assistance of a service crew-to motorboats and family cruis- maintain a standard ers ranging from 20 through of comfort typical of more elaborate yachts. 47 feet in length, Trojan Yacht Like all Riva models, the Malibu radiates refined Division, Lancaster, Pennsyl- elegance in every detail. vania, is now producing an entirely new series of pleasure boats-the International line-featuring innovative engineering, high performance, and avant-garde styling. Currently available in 9- and 10-meter lengths (11 and 13-meter versions will be introduced in 1983), the Trojan International line includes an express cruiser (with open cockpit), a sport sedan (incorporating a deck house and flying bridge), and a spacious aft-cabin model. The International is built on a revolutionary new hull-called the DeltaConic-that provides quick and efficient planing and unusual transverse stability, thereby reducing operating costs and improving performance. The boat's styling highlights grace- 20 21 ful, sweeping lines, elegantly decorated interiors, and bold hull graphics that offer buyers an added means of personalizing ownership. COMMERCIAL CRAFT Whittaker's Survival Systems Division, La Mesa, Califor manufactures evacuation capsules for offshore oil rigs and forms. Built in three sizes to accommodate 14, 36, and 50 pla sons, Whittaker survival capsules are lowered to and lifted the sea by means of a single cable, which permits rapid lauf ing and recovery. Once deployed, the capsules protect their pants from flames and heat, propel them away from the areas immediate danger, and shield them from the elements untill arrives. Whittaker's new 50/54- More than 1,600 of the man capsule features the same design advances division's evacuation syst that have been so well received in its 36/38-man designed to meet or excell model: an aft helmsman's safety requirements set be tower which gives the operator 360 degrees of international regulatory and visibility and also makes the survival craft inher- cies, are now being used the ently self-righting; a such major oil producing slightly elongated hull configuration which im- as the North Sea, Alaska, proves courseholding and steering capabilities; Gulf of Mexico and South and an automatic cable Asia. release hook which provides additional Desco Marine Division safety during launch. Augustine, Florida, is a but er of commercial fishing trawlers in the 68- to 75-foot class. Desco's fiberglass hulls ol fishermen such advantages as steel-like strength and econom of maintenance and operation. Desco supplies most of its ves to fishing companies and independent U.S. fishermen workin the Gulf of Mexico and Pacific Northwest waters, as well as to markets in South and Central America, Africa and the Far East. Kettenburg Marine Division in San Diego is a leading retail wholesaler of marine supplies and equipment, and also perfor maintenance and repair work on military, commercial and ple ure craft. hemical products accounted for sales of $89.7 million, or five per- cent of Whittaker's revenue, in 1982. The Chemicals group for- mulates resins and coatings for a wide range of specialized indus- trial applications, and is a leading developer of non-polluting, energy-saving products for such purposes. In addition, the group manufactures "liquid plastics" used as sealants and molding compounds, as well as "chemical specialties" such as gel coats, INDUSTRIAL COATINGS One of the nation's leading suppliers of coatings for aluminum coil, Whittaker's Chemicals group command 20 percent of the U.S. market for such products. Coil are factory-applied to long strips of metal before these states slit into sheets and formed into products. Thus, the finish Since Whittaker coil must have flow charac coatings are applied to metal before it is formed tics suitable for high-s into products, these fin- ishes must be flexible coating lines and mustin enough to withstand bends and stresses with- flexible enough after out cracking and peeling. withstand bends and states without cracking or person Whittaker's Polycera 3200 coil coatings for mercial and industrial ing applications offer alamy characteristics, plus theme ty to resist climatic charge Preceding page At seven manufacturing corrosion and abrasion form facilities strategically located around the U.S., many years. Plastisol XMI Whittaker's Chemicals mil-thick coating for stemp group produces coatings for a variety of coil, gen- aluminum roofing and sign eral industrial and spe- cialty applications. features superior toughn combat aggressive weather, smog, and acid rain environment The Chemicals group manufactures a number of finishes spray-coating of fabricated metal products. Particularly import tant are "high-solids" coatings used on desks, chairs, partition and other office equipment-as well as on aluminum windo and other extrusions for commercial buildings. Containing smaller amounts of petroleum-based solvent and requiring loss curing temperatures than conventional coatings, high-solids ishes enable Whittaker's customers to comply with environn tal regulations while cutting energy costs. The Chemicals group is a major supplier of urethane and hi Finishes for aluminum solids finishes (Curathane windows and building panels constitute an im- and Curalac) for recreation portant part of Whit- taker's chemical coatings products such as tennis rac business. For instance, ets, baseball bats, basketbal Whittaker corrosion-re- sistant, polyester-based skis and firearms. coatings are used on both extruded and roll- Other Whittaker coatings formed aluminum ex- include: water-based Aqua- terior components of premier quality sun- ceram finishes for business rooms and skylights manufactured by Rol- machine housings; fast dry- screen Company, Pella, ing, durable Zone-Lac fin- Iowa. ishes for road striping and curb painting; and coatings for metal drums and pails. PLASTICS AND SPECIALTIES A number of the divisions constituting Whittaker's Chemicals group are producers of plastics and chemical specialties. Provi- dence Chemical Division in Rhode Island manufactures "liquid plastics"-plastisol and urethane formulations called Chem-o- sol and Chem-o-thane, respectively-that can be used as seal- ants, coatings and molding compounds in or on food packaging, automotive air cleaners, tool handles, play balls and hundreds. of other products. The Providence unit also manufactures two- component urethane "poured-in-place" sports flooring for gym- Whittaker's Ram gel coats are used as finishes nasiums and field houses; and on spas, spa molds and a PVC "powder blend" formu- many other fiberglass reinforced plastics lation used by extruders of pet products. Ram gel coats' flea collars. reputation for superior appearance, color fast- The Wind and Duall Divi- ness, durability, and resistance to water and sions, located in Brockton and stains has won this prod- uct a loyal customer base Athol, Massachusetts, pro- throughout North duce custom extruded ther- America. moplastics, primarily for & customers in the automotive, recreational, stationery prod- ucts, marine and shoe industries. Whittaker markets two kinds of synthetic sports Among Whittaker's chemi- surfaces: a two-compo- nent urethane flooring cal specialties units, Ram (Chemothane) manufac- Chemicals Division, Los An- tured by its Chemicals group, and PVC sheet- geles, manufactures polyester goods flooring (Uni-turf) to which Whittaker has gel coats used as decorative/ exclusive distribution protective finishes for fiber- rights. This 25,000- square-foot Chemothane glass reinforced plastics (FRP) floor at the Berkshire Preparatory School, Shef- products. The division sup- field, Massachusetts, ac- plies these coatings, as well as commodates three full- sized basketball courts. mold release agents and pig- ment dispersions, to manufac- turers of boats, recreational vehicles, construction mod- ules, spas, and many other FRP products. Drawing on special expertise in large-scale alkali metal-liquid ammonia reactions, Heico Division, Delaware Water Gap, Penn- sylvania, makes high purity "intermediates" for pharmaceuticals, flavorings, fragrances and agricultural chemicals. A third chemical specialties unit, Dayton Chemicals Division in Ohio, manufac- tures rubber-to-metal bonding agents for automotive and related applications. Sealants for the food packaging industry are manu- factured at a separate Whittaker facility in Dayton. Whittaker Corporation & Consolidated Subsidiaries OFFICERS Joseph F. Alibrandi Daniel Hofmann President and Chief Executive Officer Vice President and Chief Accounting Officer Harry S. Derbyshire Executive Vice President, Chief George H. Hunter, Jr. Financial Officer and Treasurer Vice President Paul B. Dinkel Thomas O. Maxfield Senior Vice President Vice President Alan D. Jacobson Ronald C. Moss Senior Vice President and Secretary Vice President and Controlle Joseph Kleiman Robert W. Murray Senior Vice President Vice President Jean d'Aligny d'Assignies Ernest L. Park, Jr. Vice President Vice President Frank C. Buhlman Gregory T. Parkos Vice President Vice President William G. Christmas Stanley K. Weissberg Vice President Vice President Philip C. Heeter Vice President DIRECTORS Edmund F. Ackell Joseph Kleiman President, Virginia Commonwealth Senior Vice President, Corpora University²,⁴ Development, Whittaker Corp Joseph F. Alibrandi Frank J. Rauscher, Jr. President, Whittaker Corporation¹ Senior Vice President, Research American Cancer Society4 J. Dewey Daane The Frank K. Houston Professor of Robert Reznick Banking, Vanderbilt University3 Chairman and Chief Executive Craig-Hallum Corporation, a h Harry S. Derbyshire company with interests in the Executive Vice President, Chief ties and food processing indust Financial Officer and Treasurer, Whittaker Corporation¹ John C. West Attorney at Law⁴ Walter B. Gerken Chairman of the Board, Pacific Mutual Life Insurance Company2,3 ¹.Member of Executive Commit Carl E. Hartnack ².Member of Audit Committee - Chairman, International Board, ³.Member of Compensation and Security Pacific Corporation Option Committee ⁴.Member of Nominating Comm Sanford Kaplan Management Consultant1.2,3. W HITTAKER CORPORATION CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED OCTOBER 31, 1982 Whittaker Corporation & Consolidated Subsidiaries FIVE YEAR SUMMARY OF SELECTED FINANCIAL DATA For the Years Ended October 31 1982 1981* 1980* 1979* * Summary of Operations (Dollar amounts in thousands) Sales $1,673,604 $1,671,837 $1,396,225 $1,073,634 Net income $ 58,688 $ 69,328 $ 57,504 $ 46,773 Earnings per share Primary $3.77 $4.40 $3.90 $3.28 Fully diluted $3.73 $4.29 $3.70 $3.10 Average common and common equivalent shares outstanding (in 000) 15,411 15,619 14,597 14,069 Dividends per common share $1.60 $1.40 $1.00 $.42½ Other Data Working capital $ 190,392 $ 238,672 $ 197,546 $ 160,066 Total assets $ 919,664 $ 867,095 $ 784,533 $ 642,819 Long-term debt $ 154,645 $ 134,032 $ 132,420 $ 130,022 Shareholders' equity $ 335,120 $ 345,459 $ 289,912 $ 234,625 Current ratio 1.45:1 1.63:1 1.55:1 1.58:1 Debt to equity ratio .51:1 .48:1 .55:1 .75:1 Capital additions $ 59,500 $ 39,200 $ 37,100 $ 30,300 Total employees 17,300 17,000 16,600 14,500 Shareholders of record 18,000 18,000 20,000 22,000 *During 1982 Whittaker adopted Financial Accounting Standards Board Statement No. 52, "Foreign Currency Translation." If this state had been applied during the prior four years, net income would have been increased by $8,687,000 (56 cents per share) in 1981, reduce $1,876,000 (13 cents per share) in 1980, reduced by $2,906,000 (21 cents per share) in 1979 and increased by $1,585,000 (11 cents per sha 1978. See Note 5 of Notes to Consolidated Financial Statements. Whittaker Corporation & Consolidated Subsidiaries MANAGEMENT'S DISCUSSION AND ANALYSIS OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION RESULTS OF OPERATIONS COMPARISON OF 1982 TO 1981 Sales for 1982 increased by $2,000,000 from 1981. Life The increase in minority interest in 1982 was attrib- Sciences sales increased by $173,000,000, of which utable to the increased operating profits of a majority $113,000,000 represented increased levels of operations owned Saudi Arabian subsidiary which administers the of the Company's overseas healthcare programs and Company's healthcare program in that country and the $38,000,000 represented increased sales of medical, reduction during the fourth quarter of 1982 of the Com- surgical and laboratory products to the domestic pany's interest in that subsidiary from 70% to 51%. healthcare industry. The Metals segment reported a Pre-tax income in 1982 decreased by $31,000,000 from $127,000,000 sales decrease from 1981 due primarily to 1981 due primarily to sharply reduced sales by Metals a sharp sales decrease by Metals units serving the oil units serving the oil and gas industry. The Life Sciences and gas industry, caused principally by a decline in segment reported higher pre-tax income in 1982, pri- drilling activity, and a decrease in the sales of railroad marily attributable to increased levels of activity in the freight cars, attributable to a continuing industry slow- Company's overseas healthcare operations. The 1982 down caused by a lack of demand. Technology sales de- results of the medical, surgical and laboratory products creased by $2,000,000. While sales, as stated in French distribution operations compared unfavorably with the francs, of hydraulic devices by operations headquartered 1981 results, reflecting losses attributable primarily to in France were 14% higher in 1982 than 1981, those high selling and general and administrative expenses in- sales reported in dollars for the 1982 period were cluding substantial amounts associated with the restruc- $11,000,000 lower than for 1981 as a result of a 17% de- turing program. This was largely offset by improved cline in the average value of the French franc in relation profitability of the medical information systems busi- to the dollar from 1981 to 1982. Marine sales decreased ness which had experienced losses in 1981. Profits from by $15,000,000, primarily attributable to reduced de- the sales of hydraulic devices decreased primarily as a mand. The $26,000,000 decrease in Chemicals sales result of the comparative weakness of the French franc was also attributable to reduced demand, primarily and a French national price freeze which prevented the from customers in the construction and transportation Company from passing on to customers increased labor industries, and the closedown of resin operations in the and material costs that it had experienced. Profits of third quarter of 1982. the Marine segment decreased primarily as a result of Cost of sales as a percentage of sales was lower in lower sales, and lower profits of the Chemicals segment 1982, primarily reflecting the increased proportion of were primarily attributable to losses associated with its sales attributable to the relatively higher margin over- resin operation which was closed down during the third seas healthcare operations within the Life Sciences seg- quarter of 1982. The effect of foreign currency exchange ment. Operating expenses were higher in the current fluctuations in 1981, principally affecting the Technol- year, due primarily to high selling and general and ad- ogy and Marine segments, was to decrease pre-tax ministrative expenses of the medical, surgical and labo- income by $8,200,000. Foreign currency exchange ratory products distribution operations, including fluctuations during 1982 had no effect on income as a substantial amounts associated with a major restructur- result of new accounting rules relating to foreign cur- ing program which was initiated in the fourth quarter rency translation procedures. of 1981 and is expected to continue in 1983. COMPARISON OF 1981 TO 1980 Sales for 1981 increased by $276,000,000, or 20%, from Cost of sales and operating expenses as a p 1980. Life Sciences sales increased by $266,000,000, of of sales were slightly lower in 1981. The imp which $184,000,000 was attributable to the March 1980 relatively lower margins contributed by the acquisition of the assets of General Medical Corpora- surgical and laboratory product distribution tion, a domestic distributor of medical, surgical and acquired in March 1980 was more than offset laboratory products to the healthcare industry, and the increased sales by the relatively higher marg balance primarily reflected the increased operating healthcare operations within the Life Science levels of the Company's overseas healthcare programs. and the Metals units serving primarily the 01 The Metals segment reported a $19,000,000 sales gas industry. increase in 1981. A $71,000,000 decrease in sales of rail- The increase in minority interest in 1981 W road freight cars and related equipment, attributable able to the increased operating profits of a ma to a continuing industry slowdown caused primarily owned Saudi Arabian subsidiary which admi by reduced rail shipments and high interest rates Company's healthcare program in that count which discouraged purchases, was largely offset by a Pre-tax income in 1981 increased by $31,00 $69,000,000 increase in sales of Metals units serving 1980, due primarily to increased levels of acti primarily the oil and gas industry, attributable to favorable revision in a program profit-at-com increased customer demand and the increased avail- estimate and favorable contract closeouts, all ability of tubular goods produced by the Company's pipe to Life Sciences activities in the Middle East, mill which commenced operations in February 1980. increased sales by Metals units serving the oi Sales of other Metals operations increased modestly. industry. Profits of the Chemicals segment in Technology sales decreased by $14,000,000 in relation significantly over 1980, primarily attributable to 1980. A 25% decline in the value of the French elimination of low margin product lines and th franc in relation to the dollar resulted in a $44,000,000 effect on 1980 profits caused by difficulties ex reduction in the reported dollar value of 1981 sales of in integrating prior acquisitions. Results of th hydraulic devices by operations headquartered in road car manufacturing operation within the France, which was largely offset by increased volume at segment were down sharply due to reduced VO those operations. and the losses of the medical information sys Marine sales increased $10,000,000. Increased business within the Life Sciences segment inc demand for survival capsules (used primarily on offshore substantially on lower volume and higher dev drilling rigs and platforms) and pleasure boats was ment costs. The effect of foreign currency exc. largely offset by reduced demand for commercial fishing fluctuations, principally affecting the Technol vessels. and Marine segments, was to decrease pre-tax Chemical sales decreased by $5,000,000, primarily by $8,200,000 in 1981 and to increase pre-tax i attributable to the elimination of low margin product by $1,900,000 in 1980. lines. CHANGING PRICES For an explanation of the impact of changing p inflation on operating results, refer to Note 13 to Consolidated Financial Statements. FINANCIAL CONDITION Working capital increased from $160 million at the The Company's debt to equity ratio has decreased beginning of 1980 to $190 million at end of 1982, re- from .75 to 1 at the beginning of 1980 to .51 to 1 at the flecting principally higher inventory and receivables end of fiscal 1982. Total debt, both short and long term resulting from the acquisition of the assets of General decreased by $4 million over the last three years, while Medical Corporation in March 1980 and from internal stockholders' equity increased by $100 million, attrib- growth. In 1982 working capital decreased by $48 mil- utable primarily to earnings retained by the Company. lion, reflecting principally the acquisition of 1,500,000 Capital expenditures for 1983 are estimated to be $40 shares of the Company's common stock at a cost of million, a $19 million decrease from 1982. An increase approximately $34 million. Subsequent to the end of in working capital to support higher levels of business fiscal 1982, the Company reduced working capital by is anticipated. approximately $50 million, which was invested in mar- The Company anticipates that substantially all of its ketable securities. The current ratio at the end of 1982 operating cash needs in 1983 will be covered by inter- was 1.45 to 1 as compared to 1.63 to 1 at the end of 1981 nally generated funds. The Company has $206 million and 1.55 to 1 at the end of 1980. available under various bank loan agreements and lines The Company's primary source of capital has been of credit. No amounts were drawn under these lines at funds provided from operations, with $81 million gener- October 31, 1982. The Company has additional credit ated in 1982, $89 million in 1981 and $77 million in facilities for certain subsidiaries with various domestic 1980. These internally generated funds were sufficient and foreign banks totaling $79 million, of which $11 to cover the Company's aggregate capital expenditures million was borrowed at October 31, 1982. of $135 million, working capital requirements of $30 million and dividends of $62 million during the past three years. Whittaker Corporation & Consolidated Subsidiaries INFORMATION REGARDING WHITTAKER SECURITIES Principal Markets The Common Stock and 10% Subordinated Debentures due 1988 are listed on the New York Stock Exchange Pacific Stock Exchange (Symbol: WKR). The 4½ Convertible Subordinated Debentures due 1988, 95/₈% Sub nated Debentures due 1993 and 10% Subordinated Debentures due 1996 are listed on the New York Stock Exc. The $1.25 Cumulative Convertible Preferred Stock and the 43/4% Convertible Subordinated Debentures due are traded in the over-the-counter market. There is no established market for the $5.00 Cumulative Convertib Preferred Stock. Common Stock Holders As of December 31, 1982, there were 17,556 registered holders of the Common Stock. Common Stock Prices The following table sets forth the high and low sales prices of the Common Stock during Whittaker's two mos recent fiscal years. Quarter Ending January 31 April 30 July 31 Octob High Low High Low High Low High 1981 353/8 275/8 49 305/8 507/8 383/4 433/4 1982 41 293/8 317/8 21½ 277/8 187/8 263/8 Dividends Dividends of $.31 ¹/4 and $1.25 were declared on each share of the $1.25 Preferred Stock and $5.00 Preferred Stock spectively, during each quarter of Whittaker's two most recent fiscal years. Dividends of $.35 were declared on share of Common Stock during each quarter of fiscal year 1981 and $.40 for each quarter of fiscal year 1982. A terly Common Stock dividend of $.40 per share was declared for the first quarter of fiscal 1983. Common Stock Transfer Agents Security Pacific National Bank Citibank, N.A. 333 South Hope Street 111 Wall Street Los Angeles, California 90071 New York, New York 10043 Common Stock Registrars Security Pacific National Bank Chemical Bank 333 South Hope Street 20 Pine Street Los Angeles, California 90071 New York, New York 10015 Preferred Stock Transfer Agent and Registrar Security Pacific National Bank 333 South Hope Street Los Angeles, California 90071 Trustees for Debentures 43/4% Convertible Subordinated Debentures due 1987 95/8% Subordinated Debentures due 1993 Bank of America Bankers Trust Company 555 South Flower Street One Bankers Trust Plaza Los Angeles, California 90071 New York, New York 10006 4½ Convertible Subordinated Debentures due 1988 10% Subordinated Debentures due 1996 Security Pacific National Bank Continental Illinois National Bank and 333 South Hope Street Trust Company of Chicago Los Angeles, California 90071 231 South LaSalle Street Chicago, Illinois 60693 10% Subordinated Debentures due 1988 Citibank, N.A. 111 Wall Street New York, New York 10043 32 Whittaker Corporation & Consolidated Subsidiaries CONSOLIDATED STATEMENTS OF INCOME For the Years Ended October 31 1982 1981 1980 (In thousands) Sales $1,673,604 $1,671,837 $1,396,225 Costs and expenses Cost of sales 1,298,200 1,305,704 1,109,227 Engineering, selling and general and administrative 230,554 197,586 153,990 Interest on long-term debt 14,570 16,112 14,835 Other interest, net (3,882) (3,165) (1,075) Minority interest in income of subsidiaries 28,117 18,586 13,609 1,567,559 1,534,823 1,290,586 Income before provision for taxes 106,045 137,014 105,639 Provision for taxes (Note 6) 47,357 67,686 48,135 Net income (Note 5) $ 58,688 $ 69,328 $ 57,504 Earnings per share (Note 2) Primary $3.77 $4.40 $3.90 Fully diluted $3.73 $4.29 $3.70 The accompanying notes are an integral part of these statements. Whittaker Corporation & Consolidated Subsidiaries CONSOLIDATED BALANCE SHEETS October 31 ASSETS 1982 198 CURRENT ASSETS (In thousands) Cash $ 38,516 $ 40,89 Short-term investments 69,450 25,51 Receivables: Notes receivable 4,825 5,67 Trade accounts receivable 215,283 238,46 Other receivables. 8,200 9,72 Allowance for doubtful accounts (6,304) (6,53 Inventories (Note 1) 265,159 294,90 Prepaid expenses 3,479 3,25 Deferred income taxes (Note 6) 12,438 7,62 Total Current Assets 611,046 619,53 PROPERTY, PLANT AND EQUIPMENT, AT COST (Notes 3 and 8) Land and land improvements 25,536 22,0 Buildings and improvements 107,742 107,9 Equipment 178,317 149,6 Construction in progress 12,093 8,4 323,688 288,0 Less accumulated depreciation and amortization 116,202 109,9 207,486 178,1 OTHER ASSETS Goodwill, net of amortization 39,787 38,4 Notes receivable-noncurrent 23,264 17,0 Software, net of amortization 3,539 4,8 Miscellaneous 34,542 9,1 101,132 69,4 $919,664 $867,00 34 October 31 LIABILITIES AND STOCKHOLDERS' EQUITY 1982 1981 Liabilities (In thousands) CURRENT LIABILITIES Notes payable (Note 3) $ 10,534 $ 12,174 Current maturities of long-term debt (Note 3) 6,764 20,005 Accounts payable 129,126 121,164 Accrued liabilities 98,253 97,016 Customer advances 115,311 64,180 Income taxes payable (Note 6) 60,666 66,320 Total Current Liabilities 420,654 380,859 LONG-TERM DEBT (Note 3) 154,645 134,032 MINORITY INTEREST IN SUBSIDIARIES 9,245 6,745 COMMITMENTS AND CONTINGENCIES (Notes 8 and 9) Stockholders' Equity Capital Stock (Note 4): Preferred stock, stated value $1 per share, authorized 5,000,000 shares- $1.25 cumulative convertible preferred stock, outstanding 21,977 shares at October 31, 1982 and 24,995 shares at October 31, 1981 22 25 $5.00 cumulative convertible preferred stock, outstanding 122,662 shares at October 31, 1982 and 123,882 shares at October 31, 1981 122 124 Common stock, stated value $1 per share, authorized 40,000,000 shares- Outstanding 14,386,127 shares at October 31, 1982 and 15,534,181 shares at October 31, 1981 21,382 22,530 Additional paid-in capital 124,807 120,290 203,280 202,490 Retained earnings Cumulative translation adjustments (Note 5) (14,493) - Total Stockholders' Equity 335,120 345,459 $919,664 $867,095 The accompanying notes are an integral part of these statements. Whittaker Corporation & Consolidated Subsidiaries CONSOLIDATED STATEMENTS OF STOCKHOLDERS' EQUITY Cumulative For the Three Years Convertible Additional Ended October 31, 1982 Preferred Common Stock Translation Paid-in Retained Adjustments (In thousands) Stock Shares Amount Capital Earnings (Note 5) BALANCE AT NOVEMBER 1, 1979 $265 13,559 $20,555 $ 92,372 $121,433 $ - $234 Net income — — — — 57,504 | 57 Cash dividend on preferred stock — - — — (700) - Cash dividend on common stock — - ... — — (14,093) — (14 Conversion of preferred stock (101) 207 207 (106) — — Shares issued under stock plans — 144 144 823 — — Exercise of warrants - 975 975 13,575 — — 14 Conversion of convertible debt - 418 418 5,890 - - e Shares reacquired - (469) (469) — (8,780) - (S BALANCE AT OCTOBER 31, 1980 164 14,834 21,830 112,554 155,364 - 289 Net income — - - — 69,328 - 69 Cash dividend on preferred stock - - - - (659) - Cash dividend on common stock — - - — (21,490) | (21 Conversion of preferred stock (15) 30 30 (15) — - Shares issued under stock plans — 253 253 1,771 — - 2 Conversion of convertible debt — 418 418 5,980 — — 6 Shares reacquired — (1) (1) — (53) - BALANCE AT OCTOBER 31, 1981 149 15,534 22,530 120,290 202,490 - 345 Net income - - - — 58,688 - 58 Cash dividend on preferred stock - — - — (644) - Cash dividend on common stock — - - — (24,789) - (24 Conversion of preferred stock (5) 8 8 (3) — — Shares issued under stock plans — 139 139 1,609 — - 1 Conversion of convertible debt - 207 207 2,911 — - 3 Shares reacquired - (1,502) (1,502) - (32,465) - (33 Translation adjustments: As of November 1, 1981 — - | — - (3,455) (3 Current year - - — — — (11,038) (11 BALANCE AT OCTOBER 31, 1982 $144 14,386 $21,382 $124,807 $203,280 $(14,493) $335 The accompanying notes are an integral part of these statements. 36 Whittaker Corporation & Consolidated Subsidiaries CONSOLIDATED STATEMENTS OF CHANGES IN FINANCIAL POSITION For the Years Ended October 31 1982 1981 1980 Working Capital Provided by (In thousands) Operations Net income. $ 58,688 $ 69,328 $ 57,504 Items not affecting working capital- Depreciation and amortization 21,840 19,920 17,220 - Deferred taxes - 2,687 Working capital provided from operations 80,528 89,248 77,411 Disposals of property, plant and equipment 9,307 10,776 11,258 Decrease in noncurrent notes receivable | — 2,041 Issuance of long-term debt 38,909 31,251 1,487 Debt assumed in connection with purchased businesses - - 19,102 Issuance of common stock upon conversion of debt 3,118 6,398 6,308 Issuance of common stock upon exercise of warrants - — 14,550 - - Other items, net 2,299 131,862 137,673 134,456 Working Capital Applied to Assets acquired in connection with purchased businesses- - Property, plant and equipment 5,893 17,540 Goodwill 2,213 - 70 Capital expenditures 59,475 39,240 37,133 Reduction of long-term debt 18,296 29,639 18,191 Cash dividends on preferred stock 644 659 700 Cash dividends on common stock 24,789 21,490 14,093 Cost of company stock reacquired 33,967 54 9,249 — Increase in noncurrent notes receivable 6,234 3,365 Increase in noncurrent investments 19,708 - - Currency translation adjustments 7,426 - — Other items, net 1,497 2,100 - 180,142 96,547 96,976 Increase (Decrease) in Working Capital $ (48,280) $ 41,126 $ 37,480 Increase (Decrease) in Working Capital Accounted for by Cash and short-term investments $ 41,557 $ 733 $ 24,563 Receivables (25,334) 20,332 44,181 Inventories (29,748) 43,552 47,902 Prepaid expenses 228 1,396 (1,894) Notes payable 1,640 2,422 19,860 Current maturities of long-term debt 13,241 (6,422) (2,172) Accounts payable and accrued liabilities (9,199) (23,412) (35,498) Customer advances (51,131) 17,589 (57,653) Income taxes 10,466 (15,064) (1,809) Increase (Decrease) in Working Capital, as above $ (48,280) $ 41,126 $ 37,480 The accompanying notes are an integral part of these statements. Whittaker Corporation & Consolidated Subsidiaries NOTES TO CONSOLIDATED FINANCIAL STATEMENTS NOTE 1. Summary of Significant Accounting Policies (A) Principles of Consolidation: The consolidated fi- (E) Property and Depreciation: Property, plant and nancial statements include the accounts of Whittaker equipment is depreciated using the straight-line and its majority-owned subsidiaries. method based upon the following useful lives: (B) Short-term Investments: Short-term investments Land improvements 5-20 years are carried at cost, which approximates market, and Buildings and improvements 5-45 years consist primarily of certificates of deposit, time depos- its, bankers' acceptances and other forms of short-term Leasehold improvements Lesser of economic life money market investments. or term of lease Equipment 2-20 years (C) Inventories: Inventories are stated at the lower of cost or market. Cost has been determined under the Whittaker has followed the policy of capitalizing ex- last-in, first-out (LIFO) method with respect to approxi- penditures for expansion of plant facilities and also ex- mately 45 per cent of total inventories. The cost of all penditures that materially increase the life of the asset. other inventories has been determined principally on Maintenance and repairs are charged to expense as in- the first-in, first-out (FIFO) method. If all inventories curred. The cost and related accumulated depreciation valued on the LIFO basis were valued at FIFO, inven- and amortization of property and equipment sold or re- tories would be $17,580,000 and $12,421,000 higher tired are removed from the accounts and resulting gains than reported at October 31, 1982 and 1981, respectively. or losses are included in income. (D) Intangibles: Goodwill resulting from acquisitions (F) Long-term Contracts: Whittaker generally accounts made prior to November 1, 1970 is not amortized un- for long-term contracts using a percentage-of-comple- less, in the opinion of management, it has diminished tion method. in value. Goodwill arising from acquisitions subse- quent to October 31, 1970 is amortized using the straight-line method over 40 years. Purchased software is related to the medical informa- tion systems business and is amortized using the straight-line method over seven years. NOTE 2. Earnings per Share Earnings per common and common equivalent share ible preferred stock, the 43/4% convertible subordinated have been computed based on the weighted average debentures due 1987 and certain stock options and number of common shares outstanding and those secu- warrants. rities, stock options and warrants which are common Fully diluted earnings per share give effect to the stock equivalents with a dilutive effect, after deducting assumed conversion of certain convertible debentures from net income the dividend requirements on the out- and notes not considered as common stock equivalent standing $5.00 cumulative convertible preferred stock. which would have a dilutive effect and the assumed Securities considered as common stock equivalents conversion of the $5.00 cumulative convertible pre- with a dilutive effect are the $1.25 cumulative convert- ferred stock. NOTE 3. Notes Payable and Long-Term Debt At October 31, 1982, Whittaker had available lines of Eurodollar borrowings and prime rate on domestic bo credit of $206,000,000 under various bank loan agree- rowings. Commitment fees under these agreements ments. No amounts under these lines were drawn upon between 1/4% and 3/8% on the unused portions of the at October 31, 1982. Maturities of commitments under lines. In addition, under certain of the agreements, tl these agreements range from one to five years. Interest company is expected to maintain unrestricted comp rates range from 1/2% above the bank's federal funds rate sating balances averaging 3% of amounts committed to 1/2% above the London Interbank Offered Rate on plus 5% of amounts borrowed. 3 Whittaker has additional credit facilities for cer- The maximum amount of short-term borrowing out- tain subsidiaries with various domestic and foreign standing at any month-end during the year ended Octo- banks totaling approximately $79,000,000, of which ber 31, 1982 was approximately $19,000,000, the average $10,534,000 was drawn upon at October 31, 1982. Inter- amount outstanding during 1982 was approximately est rates on these lines are keyed primarily to prime or $9,000,000, and the average interest rate (after giving other prevailing rates, and such interest rates on the effect to fees but not compensating balances) during borrowings outstanding at October 31, 1982 approxi- 1982 was approximately 16%. mated 13%. Long-term debt consisted of the following: October 31, 1982 1981 COLLATERALIZED DEBT- (In thousands) Notes collateralized primarily by certain real property and equipment maturing at various dates to 1999, with interest rates ranging to the higher of 15% or 70% of prime $ 40,168 $ 35,727 CAPITALIZED LEASE OBLIGATIONS- Obligations payable in varying monthly or quarterly installments through 1999, with interest rates ranging to the higher of 11% or 65% of prime (Note 8) 18,868 18,429 UNCOLLATERALIZED DEBT- Bank loan due 1982, with interest at 8½ - 10,000 Notes maturing at various dates to 1992, with interest rates ranging to 14% 22,710 21,437 Bank loan due 1985 through 1989 with interest at prime 18,000 - SUBORDINATED DEBT- 5% subordinated notes due 1982 - 569 95/8% subordinated debentures due 1983 through 1993 12,261 14,964 10% subordinated debentures due 1983 through 1988 11,834 12,084 10% subordinated debentures due 1986 through 1996 (less unamortized discount of $1,564,000 at October 31, 1982 and $1,735,000 at October 31, 1981) 32,700 32,529 CONVERTIBLE SUBORDINATED DEBT- 4½ convertible subordinated debentures due 1983 through 1988, convertible into common stock at $47 per share 4,425 4,744 Convertible subordinated note due 1981, convertible into common stock at $15 per share, with variable interest keyed to the three-month Eurodollar rate plus 1% - 3,000 43/4% convertible subordinated debentures due 1983 through 1987, convertible into common stock at $17 per share 443 554 161,409 154,037 Less current maturities 6,764 20,005 $154,645 $134,032 At October 31, 1982, collateral for notes payable and Covenants in connection with bank loan agreements, for long-term debt, consisting primarily of real prop- indentures, lines of credit and other long-term loan erty and equipment, amounted to approximately agreements impose restrictions with respect to, among $45,000,000. other things, the maintenance of financial ratios and Maturities of long-term debt are as follows for the the disposition of assets, and require payments to periods stated: sinking funds. Year ending October 31, (In thousands) 1983 $ 6,764 1984 8,781 1985 14,425 1986 17,219 1987 18,855 NOTE 4. Capital Stock All shares of preferred stock outstanding are voting, Whittaker had reserved 1,433,469 shares of comm cumulative and convertible into common stock. Each stock at October 31, 1982 for future issuances under share of the $5.00 preferred stock is convertible into stock option plans. Options to purchase common st 1.854 shares of common stock, and each share of $1.25 are conditioned upon continued employment, expire preferred stock is convertible into 2.06 shares of com- from five to ten years after the grant date, and gener mon stock. The $5.00 preferred stock is redeemable, at are exercisable on a cumulative basis at 20 or 25 per the option of Whittaker, at $100 per share and is enti- cent each year commencing with the second year. T tled to preference of $100 per share upon voluntary following information for the three years ended Oct liquidation and $50 per share upon involuntary ber 31, 1982 relates to options granted in 1974 throug liquidation (aggregate of $6,133,000 at October 31, 1982 under the plans. 1982). There is no restriction on retained earnings re- sulting from the fact that the preference of the $5.00 Options preferred stock upon involuntary liquidation exceeds Outstanding its stated value. The $1.25 preferred stock is redeem- in Thousands Price Ra able, at the option of Whittaker, at $35 per share and has no preference in liquidation. The Board of Directors Balance, October 31, 1979 592 $ 2.99 to $18.00 is authorized to issue preferred stock in series and to fix Options granted 115 15.00 to 32 dividend rates, conversion rights, voting rights, rights Options cancelled or expired (58) 2.99 to 2 and terms of redemption and liquidation preferences Options exercised. (144) 2.99 to 19 and to increase or decrease the number of shares of Options assumed in connection any series. with a purchased business 35 8.44 to 20 Common stock reserved for issuance at October 31, Balance, October 31, 1980 540 2.99 to 32 1982 was as follows: Options granted 698 29.06 to 49 Shares in Options cancelled or expired (79) 6.75 to 49 Thousands Options exercised (222) 2.99 to 24. For conversion of- $1.25 cumulative convertible preferred stock 45 Balance, October 31, 1981 937 8.45 to 49 $5.00 cumulative convertible preferred stock 228 Options granted 512 19.63 to 36. Convertible debentures 121 Options cancelled or expired (648) 13.06 to 49. For shares issuable in connection with employment Options exercised (38) 11.50 to 24. agreements. 85 For employee stock options 1,433 Balance, October 31, 1982 763 8.45 to 42.9 For employee restricted stock plan 242 For exercise of outstanding warrants 83 At October 31, 1982 options for 136,449 shares were 2,237 exercisable. Outstanding warrants to purchase common stock at October 31, 1982 are shown below: Shares in Exercise Expiration Thousands Price Date 50 $19.92 Apr., 1985 33 $29.89 Apr., 1985 83 NOTE 5. Foreign Exchange Translation Effective with the first quarter of fiscal 1982, Whittaker come. The adoption of Statement No. 52 resulted in a adopted new accounting rules as set forth in Financial reduction in stockholders' equity of $3,455,000 at No- Accounting Standards Board Statement No. 52, "For- vember 1, 1981 to reflect the accounting change and an eign Currency Translation." Under Statement No. 52, additional $11,038,000 reduction at October 31, 1982 re- all balance sheet accounts of foreign subsidiaries are sulting from exchange rate fluctuations during fiscal translated at the current exchange rate and income 1982. Foreign currency exchange rate fluctuations re- statement accounts are translated at the average ex- duced net income in fiscal 1981 by $8,687,000 (56 cents change rate for the period. Resulting translation adjust- per share) and increased net income in fiscal 1980 by ments are made directly to a separate component of $1,876,000 (13 cents per share). Had these prior two stockholders' equity. Under the previous accounting years been restated to give effect to the new standard, rules, certain balance sheet and income statement net income would have been increased in 1981 and de- items were translated at historical exchange rates and creased in 1980 by such amounts. all translation adjustments were made directly to in- NOTE 6. Income Taxes The following is a summary of the federal, foreign and The provision for deferred income taxes resulting state income tax provisions: from timing differences is comprised of the following: Year Ended October 31 1982 1981 1980 1982 1981 1980 (In thousands) Depreciation $4,230 $1,690 $ 1,583 (In thousands) Accrued liabilities 598 (2,954) (3,951) Components of the provision- $55,412 $35,595 Foreign earnings to be remitted 992 2,721 (493) Federal $39,885 Other items (696) 2,806 (380) Foreign 7,131 9,399 10,754 State 4,097 4,748 3,869 $5,124 $4,263 $(3,241) Investment tax credit (flow through method) (3,756) (1,873) (2,083) The tax provisions for 1982, 1981 and 1980 are differ- $47,357 $67,686 $48,135 ent from amounts computed by applying the U.S. statu- tory rate to income before provision for taxes. The Classification of the provision- reasons for these differences are as follows: Currently payable $42,233 $63,423 $51,376 1982 1981 1980 Deferred 5,124 4,263 (3,241) (In thousands) $47,357 $67,686 $48,135 Expected tax expense $48,780 $63,026 $48,594 State taxes, net of Federal The "Components of the provision-Foreign" repre- income tax benefit 2,213 2,564 2,089 sents foreign income taxes on earnings of foreign sub- Foreign exchange (gains) and sidiaries. Whittaker accrues United States income taxes losses - 4,274 (844) on all earnings of foreign subsidiaries where both the Investment tax credit (3,756) (1,873) (2,083) Other items 120 (305) 379 foreign income tax rates are lower than United States rates and such earnings are intended to be remitted to $47,357 $67,686 $48,135 Whittaker. Whittaker has no present intention to repa- The consolidated financial statements do not reflect triate the accumulated earnings of certain foreign subsidiaries. Should such accumulated earnings be significant contingent tax benefits associated with cer- repatriated, the resulting additional taxes (based upon tain tax credits arising out of Whittaker's operations, since realization of such benefits is uncertain. If and to current tax rates and reduced by credits for foreign taxes the extent such uncertainties are resolved in Whit- paid) would approximate $1,750,000 at October 31, taker's favor, the benefits will be reflected in the con- 1982. solidated financial statements at the time of resolution. Domestic income (including income from foreign operations which is taxable in the United States) of $89,437,000, $123,633,000 and $78,783,000 for 1982, 1981 and 1980, respectively, is included in Income before provision for taxes. NOTE 7. Pension and Retirement Plans The majority of Whittaker's domestic employees are Janu covered by one or more of its several pension and retire- ment plans. Whittaker bears a substantial portion of 1982 the costs of these various plans and funds the pension (In thousand costs accrued in accordance with the Employee Re- Actuarial present value of accumulated tirement Income Security Act of 1974 (ERISA). The plan benefits: Vested costs under these plans amounted to approximately $42,900 $3 Nonvested $8,921,000 in 1982, $8,915,000 in 1981 and $8,450,000 in 4,500 1980. A comparison of accumulated plan benefits and $47,400 $4 plan net assets for the Company's domestic defined Net assets available for benefits $45,900 $3 benefit plans as of the respective valuation dates is presented below: The weighted average assumed rate of return used il determining the actuarial present value of accumula plan benefits was 8 percent. NOTE 8. Leased Assets and Lease Commitments Whittaker has numerous leases covering real property Capital Ope and equipment. Leases I Property, Plant and Equipment includes the following amounts for leases that have been capitalized: (In thousands Fiscal years ending October 31- October 31 1983 $ 3,553 $ 1982 1981 1984 3,636 1985 4,102 (In thousands) 1986 Land and land improvements 3,038 $ 499 $ 528 1987 Buildings and improvements. 2,335 10,759 11,202 1988 and subsequent Equipment 11,588 7,057 7,898 Total 28,252 $3 18,315 19,628 Less accumulated amortization 7,021 6,359 Amounts representing interest 9,384 $11,294 $13,269 Present value of net minimum lease payments $18,868 The amortization of these assets is included in depreci- ation expense. Rental expense for operating leases, net of rental Future minimum payments under capital leases and income from subleases, was as follows (in thousand under noncancellable operating leases, net of rentals to Fiscal years ended October 31- be received from existing noncancellable operating sub- 1982 $15 leases, as of October 31, 1982, were as follows: 1981 $13.00 1980 $10 NOTE 9. Commitments and Contingencies There are various claims and suits pending against effect on Whittaker's financial position. Whittaker. Based on an evaluation which included con- Whittaker has discounted certain receivables and sultation with counsel concerning the legal and factual guaranteed certain financing agreements. In connec- issues involved, management is of the opinion that tion therewith, Whittaker was contingently liable fo such claims and suits will not have a material adverse approximately $8,000,000 at October 31, 1982. NOTE 10. Business Acquisition On March 31, 1980, Whittaker purchased for approxi- eral Medical are included in the consolidated results mately $30 million in cash and assumption of lia- operations since the date of acquisition. Had Genera bilities the operating assets of General Medical Medical been acquired by Whittaker prior to the beg Corporation, a domestic distributor of medical, surgical ning of fiscal 1980, the pro-forma combined sales for and laboratory products to the healthcare industry. In 1980 would have been approximately $1,513 million. addition, Whittaker advanced General Medical approxi- Net income, after reflecting appropriate adjustments mately $10 million, on a non-recourse basis, against its would not have been materially different than as claim for tax refunds. The results of operations of Gen- reported. 42 NOTE 11. Business Segments A summary of information about Whittaker's operations by business segment and geographic area at October 31, 1982, 1981 and 1980 and for the fiscal years then ended follows: Financial Data by Business Segment (in millions of dollars)- Depreciation and Operating Identifiable Amortization Capital 1982 Sales Profit Assets Expense Expenditures Life Sciences $ 917.0 $ 87.4 $237.8 $ 5.5 $14.4 Metals 267.3 9.0 228.9 6.3 29.1 Technology 268.1 22.3 172.4 3.9 7.9 Marine 131.5 6.3 83.9 2.8 3.7 Chemicals 89.7 5.6 52.8 2.6 3.1 Corporate - - 143.9 .7 1.3 Consolidated $1,673.6 $130.6 $919.7 $21.8 $59.5 1981 Life Sciences $ 744.0 $ 65.5 $211.3 $ 4.4 $ 8.8 Metals 394.7 51.5 221.3 5.1 13.5 Technology 270.2 19.6 182.7 4.4 5.4 Marine 147.1 16.3 94.0 2.7 5.2 Chemicals 115.8 11.2 65.5 2.7 5.4 Corporate - - 92.3 .6 .9 Consolidated $1,671.8 $164.1 $867.1 $19.9 $39.2 1980 Life Sciences $ 478.0 $ 46.7 $165.4 $ 3.1 $ 9.4 Metals 376.0 35.6 177.5 4.5 12.2 Technology 284.7 34.9 202.0 4.1 5.6 Marine 136.7 12.6 74.6 2.1 4.7 Chemicals 120.8 2.3 75.4 2.8 5.1 Corporate - - 89.6 .6 .1 Consolidated $1,396.2 $132.1 $784.5 $17.2 $37.1 Sales of medical, surgical and laboratory products to Sales to agencies of the Government of Saudi Arabia, the healthcare industry, included in the Life Sciences made under various contracts and included in the Life segment, were $410.9 million in 1982, $372.8 million in Sciences segment, amounted to $378.8 million in 1982, 1981 and $189.0 in 1980. Sales of hydraulic devices, in- $278.1 million in 1981 and $213.0 million in 1980. The cluded in the Technology segment, were $162.2 million Saudi Arabian health care program, which presently ex- in 1982, $172.7 million in 1981 and $191.1 million in tends through August 1983, represents a significant ele- 1980. ment of Whittaker's life sciences business, and its loss would have a material adverse effect on the Company. Financial Data by Geographic Area Approximately 40% of Whittaker's 1982 sales are to (in millions of dollars)- Operating Identifiable customers outside of the United States. Approximately 1982 Sales Profit Assets 90% of those sales are accounted for by foreign oper- United States $1,055.4 10.5 $605.9 ations. Such operations are subject to certain influences Western Europe 171.6 14.4 117.2 not normally experienced in domestic operations, such Middle East 446.6 105.7 52.7 as currency fluctuations, currency control regulations Corporate - - 143.9 and the effect of international relations. Consolidated $1,673.6 $130.6 $919.7 Following is a reconciliation of operating profit to in- 1981 come before provision for taxes (in millions of dollars): 1982 1981 1980 United States $1,154.2 $ 70.6 $607.8 Western Europe 183.9 13.0 131.1 Operating profit. $130.6 $164.1 $132.1 Middle East 333.7 80.5 35.9 Unallocated corporate items (13.9) (14.2) (12.7) Corporate - 92.3 Interest expense, net (10.7) - (12.9) (13.8) Consolidated $1,671.8 $164.1 $867.1 Income before provision for taxes $106.0 $137.0 $105.6 1980 United States Operating profit of an industry segment represents its $ 941.9 56.9 $520.0 Western Europe 198.1 revenues minus all operating expenses. None of the fol- 26.1 152.0 Middle East 256.2 49.1 22.9 lowing, if present, is taken into account in computing Corporate - - 89.6 the operating profit or loss of an industry segment: rev- Consolidated enue earned at the corporate level; general corporate $1,396.2 $132.1 $784.5 taxes; equity in income or loss from unconsolidated during 1981 by $6.6 million and $1.6 million, respec- subsidiaries and other unconsolidated investees; tively, and increased the Technology segment operating gain or loss on discontinued operations; extraordinary profits during 1980 by $1.9 million. Operating profits o items; and the cumulative effect of a change in ac- the Western Europe geographic area were reduced by counting principles. In 1982, operating profits have $8.2 million in 1981 and increased by $1.9 million in been reduced by minority interests relating to seg- 1980. As a result of Whittaker's 1982 adoption of Finan ments and geographic areas. Prior year operating profits cial Accounting Standards Board Statement No. 52, have been restated to conform to the current year "Foreign Currency Translation," adjustments relating to presentation. foreign currency exchange rate fluctuations did not Foreign currency exchange rate fluctuations reduced impact operating profit in 1982. See Note 5. the Technology and Marine segments operating profits NOTE 12. Quarterly Financial Data (Unaudited) Summarized quarterly financial data (in millions of dollars except for per share amounts) for 1982 Fourth and 1981 follows: First Second Third 1982 Quarter Quarter Quarter Quarter Ye $421.6 $419.7 $1,673 Sales $404.4 $427.9 Cost of sales 308.6 324.5 327.6 337.5 1,298 Net income 18.2 18.0 14.5 8.0 58 Earnings per share $ 1.14 $ 1.12 $ .93 $ .58 $ 3. 1981 Sales $382.2 $443.0 $433.9 $412.7 $1,671 Cost of sales 300.5 348.0 341.5 315.7 1,305 69 Net income 14.7 18.6 16.9 19.1 Earnings per share $ .95 $ 1.19 $ 1.05 $ 1.21 $ 4. If the change in method of accounting for foreign cur- lion ($.03 per share); second quarter, $3.2 million ($.21 rency translation adopted in 1982 (see Note 5) had been per share); third quarter, $3.8 million ($.24 per share); adopted in 1981, quarterly net income for that year and fourth quarter, $1.2 million ($.08 per share). would have increased as follows: first quarter, $.5 mil- NOTE 13. Supplemental Information on the Effects of Changing Prices (Unaudited) INTRODUCTION ing prices, namely: (1) the effect of specific price The following supplementary information is presented changes on inventories and properties and related cost in accordance with the requirements of the Financial of sales and depreciation expense, and (2) the effect of Accounting Standards Board Statement No. 33 "Finan- general inflation on monetary assets and liabilities. cial Reporting and Changing Prices" and its amend- INCOME STATEMENT ment Statement No. 70 "Financial Reporting and The accompanying supplemental information present Changing Prices: Foreign Currency Translation." The income and expense data under the following two disclosures are intended to provide information con- measurement methods: cerning the effects of inflation on certain elements of a) As Reported in the Primary Financial Statements- financial statements utilizing the current cost method These amounts are those reported in the primary of measurement. Information concerning the effects of financial statements on the historical cost basis of inflation utilizing the constant dollar method of meas- accounting in accordance with generally accepted a urement is not required (pursuant to Statement No. 70) counting principles. since a significant portion of Whittaker's operations are b) Adjusted for Changes in Specific Prices (Current measured in foreign currencies. Costs)-The current cost method adjusts historical Current cost data addresses the effect of specific price financial data to reflect the changes in specific pric changes related to the individual assets used by the of resources used in the Company's operations. Cu Company. This method involves assumptions, approxi- rent costs of Property, Plant and Equipment were d mations and estimates, and therefore the results ob- termined by applying appropriate published indices tained by applying this method should not be taken as to historical costs. Current cost of depreciation wa any precise measure of the effect of inflation. calculated on a straight-line basis using the same e The information presented does not reflect a compre- timated useful lives as utilized in the primary hensive application of inflation accounting. Statement financial statements. No. 33 focuses on those items most affected by chang- 44 The current costs of inventory and cost of sales realized by replacing existing assets with technologi- (exclusive of depreciation) were calculated utilizing cally superior assets. various methods, including the updating of standard Adjustments to the current cost information to re- costs to reflect current costs and the application to flect the effects of general inflation for both domestic historical costs of internally constructed indices and foreign operations are based upon the United based upon price movements of representative ele- States Consumer Price Index-Urban (CPI-U). ments of inventory and cost of sales. All amounts related to inventories and property, In compliance with Statement No. 33, net income, as plant and equipment of foreign subsidiaries were restated for the effect of inflation, does not reflect any translated into dollars at exchange rates in effect at adjustment for reduced income taxes resulting from the year-end; amounts related to cost of sales and depre- increase in cost of sales and depreciation expense. ciation expense were translated into dollars using annual average exchange rates. PURCHASING POWER GAIN FROM HOLDING NET The current cost amounts reported are the results MONETARY LIABILITIES of the estimating procedures described above, are by their nature imprecise and are not necessarily indica- During periods of inflation, the holding of monetary assets such as cash and receivables results in a loss of tive of either the amounts for which the assets could be sold or management's intention to replace such general purchasing power. Likewise, monetary liabili- ties such as payables and debt generate a gain in general assets. Current costs are not necessarily indicative of purchasing power because the settlement of such costs which would actually be incurred if existing as- sets were in fact replaced, since total replacement in liabilities will be with dollars of diminished purchasing power. During the current year Whittaker was in a net kind would be unlikely. Moreover, the calculations do not reflect the economic benefit which would be monetary liability position and, as a result, experienced a purchasing power holding gain. STATEMENT OF INCOME ADJUSTED FOR CHANGING PRICES YEAR ENDED OCTOBER 31, 1982 (In millions of dollars, except per share data) Net income, as reported in primary financial statements $ 58.7 Adjustments to restate costs for the effect of changes in specific prices (current costs)- Cost of sales $8.1 Depreciation 7.5 15.6 Net income adjusted for changes in specific prices $ 43.1 Net income per share-primary As reported in primary financial statements $ 3.77 Adjusted for changes in specific prices $ 2.76 OTHER INFORMATION Purchasing power gain from holding net monetary liabilities during the year $ 3.3 Increase in specific prices (current cost) of inventory and property, plant and equipment held during the year* Effect of increase in general price level $ 20.8 $ 28.0 Excess of increase in general price level over increase in specific prices $ 7.2 Net assets at year-end As reported in primary financial statements $335.1 Adjusted for changes in specific prices $416.9 Aggregate translation adjustment 17.5 Depreciation expense As included in primary financial statements 19.9 Adjusted for changes in specific prices 27.4 *At October 31, 1982 current cost of inventory was $282.8 million and current cost of property, plant and equipment, net of accumulated depreciation was $268.3 million. FIVE YEAR COMPARISON OF SELECTED SUPPLEMENTARY FINANCIAL DATA ADJUSTED FOR THE EFFECTS OF CHANGING PRICES All amounts in the five year comparison are stated in prior to 1980 have been omitted pursuant to the provi- terms of average (constant) 1982 dollars as measured by sions of Statement No. 33. The aggregate translation the CPI-U. Accordingly, the data reported for prior years adjustment is not reported for years prior to 1982 pursu- have been adjusted upward by a factor representing sub- ant to the provisions of Statement No. 70. sequent general inflation. Certain data relating to years (In millions of dollars, except per share data) 1982 1981 1980 1979 197 Years Ended October 31, $1,673.6 $1,788.3 $1,656.3 $1,447.1 $1,317.9 Sales Current Cost Data 43.1 64.7 42.1 - Net income Net income per share 2.76 4.11 2.83 - Excess of increase in general price level over increase in speci- fic prices of inventory and property, plant and equipment 7.2 48.9 28.8 — 416.9 468.2 452.3 - Net assets at year-end Aggregate translation adjustment 17.5 - - — Purchasing power gain from holding net monetary 3.3 7.5 11.1 I - liabilities during the year Dividends per common share 1.60 1.50 1.19 .58 .3 Market price per common share at fiscal year-end 24.38 41.04 34.09 19.41 15.5 Average consumer price index 287.1 268.4 242.0 213.1 192. Whittaker Corporation & Consolidated Subsidiaries AUDITOR'S REPORT To the Shareholders and Board of Directors Whittaker Corporation We have examined the consolidated balance sheets of In our opinion, the 1982 and 1981 consolidated Whittaker Corporation and consolidated subsidiaries financial statements referred to above present fairly as of October 31, 1982 and 1981, and the related consoli- the consolidated financial position of Whittaker dated statements of income, stockholders' equity and Corporation and consolidated subsidiaries at October changes in financial position for the years then ended. 31, 1982 and 1981, and the consolidated results of their Our examinations were made in accordance with gen- operations and changes in their financial position for erally accepted auditing standards and, accordingly, the years then ended, in conformity with generally included such tests of the accounting records and such accepted accounting principles applied on a consistent other auditing procedures as we considered necessary basis and on a basis consistent with that of the year in the circumstances. The financial statements of ended October 31, 1980 except for the change, with Whittaker Corporation and consolidated subsidiaries which we concur, in the method of accounting for for- for the year ended October 31, 1980 were examined by eign currency translation as described in Note 5 to the other auditors whose report dated December 19, 1980, consolidated financial statements. expressed an unqualified opinion on those statements. Ernst & Whinney Los Angeles, California 46 December 17, 1982 Whittaker Corporation & Consolidated Subsidiaries DIRECTORY OF PRODUCTS AND SERVICES WORLD HEADQUARTERS Whittaker Medical International Winters Industries Whittaker Corporation 5711 Staples Mill Road 4125 Mahoning Road, N.E. 10880 Wilshire Boulevard Richmond, VA 23228 Canton, OH 44705 Los Angeles, CA 90024 Phone: (804) 264-2962 Phone: (216) 456-4321 Phone: (213) 475-9411 Telex: 827316 LIFE SCI RCH Principal Products: Aluminum sand Telex: 674891 Principal Services: Equipment and and permanent mold castings; finish- supplies procurement for healthcare machining. LIFE SCIENCES facilities internationally. TECHNOLOGY M.A. BioProducts Whittaker Medicus, Inc. Acrodyne Industries Building 100 990 Grove Street 516 Township Line Road Biggs Ford Road Evanston, IL 60201 Blue Bell, PA 19422 Walkersville, MD 21793 Phone: (312) 866-1500 Phone: (215) 542-7000 Phone: (301) 898-7025 Telex: 206068 Telex: 846358 Telex: 893446 Principal Products and Services: Principal Products: Low-power televi- Principal Products: Clinical diagnostic Spectra computerized financial, hospi- sion transmitters and translators. test kits; nutrient media and sera; tal, and medical information systems tissue cultures; viral diagnostic for healthcare institutions; manage- Agri-Systems reagents. ment consulting, financial planning, 760 East Las Posas Road, Suite B1 materials management, and data proc- Camarillo, CA 93010 Microbiological Associates essing services for healthcare Phone: (805) 484-7996 5221 River Road Bethesda, MD 20816 institutions. Principal Products: Hydroponic farming systems. Phone: (301) 654-3400 METALS Principal Services: Contract Bennes Marrel S.A. biomedical research and testing. Berwick Forge Zone Industrielle & Fabricating Division 42160-Andrézieux-Bouthéon, France ToxiGenics P.O. Box 188 Phone: (77) 36 55 50 1800 East Pershing Road Berwick, PA 18603 In the U.S.: (201) 842-9346 Decatur, IL 62526 Phone: (717) 752-2784 Telex: 330657, 330806 Phone: (217) 875-3930 TWX: 510-655-6420 Principal Products: Truck tipping Telex: 250139 Principal Products: Railroad freight bodies and packing units; bulk Principal Services: Toxicological cars and forgings. handling equipment; solid waste han- testing; product efficacy studies. Fort Worth Pipe Company dling and compacting systems; airport Whittaker General Medical P.O. Box 2108 service and maintenance equipment; P.O. Box 27452 Fort Worth, TX 76113 hydraulic power and control systems; Richmond, VA 23261 Phone: (817) 921-6261 power steering and power transmission Phone: (804) 264-7500 Telex: 758224 equipment. TWX: 710-956-0117 Principal Products: Oil country tubular Bermite Principal Products and Services: goods and oil field supplies; pipe and 22116 West Soledad Canyon Road Comprehensive line of supplies and fittings for industrial use. Saugus, CA 91350 equipment for medical, surgical and Juster Steel Division Phone: (805) 259-2241 clinical laboratory use; hospital 625 Xenium Lane North TWX: 910-336-1117 materials management systems and services. Minneapolis, MN 55441 Principal Products: Electrochemical Phone: (612) 544-7100 devices and propulsion systems; flares; International Life Sciences Principal Products: Extensive line of igniters; initiators; fuses; pyrotechnic 1777 North Kent Street ferrous and non-ferrous metals. devices. Arlington, VA 22209 Technibilt Division Electronic Resources Phone: (703) 276-3500 One West Alameda Avenue 100 East Tujunga Street Int'l Telex: 440134 Domestic Telex: 901918 Burbank, CA 91502 Burbank, CA 91502 Principal Services: Development and Phone: (213) 849-3171 Phone: (213) 843-5770 Principal Products: Shopping carts; fab- Principal Products: High temperature implementation of comprehensive healthcare programs; hospital ricated wire products. coaxial cables; electronic components management services. Whittaker Metals, Inc. and subsystems; mechanical and elec- tonic counters. P.O. Box 40812 Houston, TX 77040 Falcon Research Phone: (713) 869-8661 109 Inverness Drive East TWX: 910-881-2730 Englewood, CO 80112 Principal Products: Steel rod, bar and Phone: (303) 771-0818 tubing; stainless steel; oil tool steel. Principal Products and Services: Re- Whittaker Steel Strip Division search and development; computer 20001 Sherwood Avenue simulation studies; high-speed Detroit, MI 48234 photography. Phone: (313) 893-5000 Telex: 230409 Principal Products: Cold rolled strip and spring steel; hot rolled and cold rolled sheet coil; steel plate, bars and shapes. Whittaker Corporation & Consolidated Subsidiaries DIRECTORY OF PRODUCTS AND SERVICES Tasker Systems Division Survival Systems Division 20131 Sunburst Street Haynes Coatings Division 5159 Baltimore Drive Massachusetts Industrial Park Chatsworth, CA 91311 La Mesa, CA 92041 Chicopee, MA 01020 Phone: (213) 341-3010 Phone: (619) 469-0171 Phone: (413) 592-4191 Telex: 651329 Telex: 695440 Telex: 955340 Principal Products: Tactical radar jam- TWX: 910-322-1341 Principal Products: General industrial mers; electronic components and sub- Principal Products: Marine survival sys- and specialty coatings. systems; air traffic control systems; tems; reinforced and laminated plastic antenna tracking devices; radar simula- Heico Division structures. tors; radar tracking devices. Delaware Water Gap, PA 18327 Trojan Yacht Division Whittaker Controls Phone: (717) 476-0353 P.O. Box 3571 Principal Products: High-purity chem 12838 Saticoy Street Lancaster, PA 17603 North Hollywood, CA 91605 cal intermediates; photographic Phone: (717) 397-2471 chemicals. Phone: (213) 765-8160 Telex: 848427 TWX: 910-499-2659 Principal Products: Motor cruisers; North Brunswick Coatings & Principal Products: Valves, actuators motor yachts; sport fishermen. Chemicals Division and pumps for aircraft hydraulic, pneu- 1430 Jersey Avenue matic and fuel systems; electronic CHEMICALS New Brunswick, NJ 08902 proximity switches. Batavia Coatings Division Phone: (201) 545-9601 Yardney Electric Corporation 1500 Lathem Street Principal Products: Coil coatings; bev 82 Mechanic Street Batavia, IL 60510 erage can coatings; plastisols; indus- Pawcatuck, CT 06379 Phone: (312) 879-6800 trial and custom coatings; container Phone: (203) 599-1100 TWX: 910-236-0948 end-sealing compounds. TWX: 710-470-0260 Principal Products: Coil coatings; bev- Providence Chemicals Principal Products: High-energy-density erage can coatings; wood finishes; con- King Philip Road batteries; high-intensity portable lights; tainer linings; automotive/appliance East Providence, RI 02914 battery chargers and control systems; finishes; plastisols; industrial and cus- Phone: (401) 434-1770 marine emergency beacons; irrigation tom coatings. Telex: 927652 system filters. Bauer Coatings Division Principal Products: Industrial and 1021 North Mission Road packaging plastisols; customer-formu- MARINE Los Angeles, CA 90033 lated urethane products; synthetic Bertram Yacht Division Phone: (213) 225-4154 flooring materials. 3663 N.W. 21st Street Principal Products: Highway striping Ram Chemicals Division Miami, FL 33142 enamels. P.O. Box 192 Phone: (305) 633-8011 Colton Coatings Division Gardena, CA 90248 Telex: 519268 P.O. Box 825 Phone: (213) 321-0710 Principal Products: Motor yachts; sport fishermen; patrol and crew boats. Colton, CA 92324 Principal Products: Pigment disper- Phone: (714) 825-6292 sions; mold release agents; polyester Cantieri Riva, S.p.A. Principal Products: Coil coatings; bev- resins; specialty coatings; peroxide 24067 Sarnico (Bergamo) erage can coatings; wood finishes; auto- catalysts; fiberglass reinforcements; Italy motive/appliance finishes; container RTV mold-making compounds. Phone: (035) 910-202 linings; plastisols; industrial and cus- Whittaker Coatings Telex: Rivaboat 300183 tom coatings. Research Center Principal Products: Power boats; motor yachts. Dayton Chemicals Division 1231 South Lincoln Street P.O. Box 27 Colton, CA 92324 Desco Marine Division West Alexandria, OH 45381 Phone: (714) 825-6292 P.O. Box 1480 Phone: (513) 839-4612 Principal Products: Chemical coatings St. Augustine, FL 32084 TWX: 810-450-2611 development. Phone: (904) 824-4461 Principal Products: Rubber-to-metal Wind Specialty Division Telex: 568451 bonding agents; polyurethane molded 7 Sylvan Street Principal Products: Commercial fishing products; custom mixing and coating. Brockton, MA 02402 trawlers. Decatur Coatings Division Phone: (617) 586-1281 Kettenburg Marine Division Decatur Industrial Park Principal Products: Plastic extrusions. 2810 Carleton Street P.O. Box 2238 Wooster Coatings Division San Diego, CA 92106 Decatur, AL 35602 P.O. Box 382 Phone: (619) 224-8211 Phone: (205) 355-5440 Wooster, OH 44691 Telex: 697989 Principal Products: Coil coatings; bev- Phone: (216) 262-3075 Principal Products and Services: Marine erage can coatings; automotive/appli- Principal Products: Coil coatings. and industrial supplies; custom boat- ance finishes; plastisols; industrial and building and repair; marine research custom coatings. and development. Duall Plastics Division 764 South Athol Road Athol, MA 01331 Phone: (617) 249-2371 Principal Products: Plastic extrusions. 4 ADOLPH COORS COMPANY 1873 GOLDEN, COLORADO, fele ROBERT C. WALKER PLEASE REPLY TO: Vice President, National Affairs Adolph Coors Company (202) 547-2050 214 Massachusetts Ave., N.E. Suite 530 DETERMINED TO BEAN Washington, D.C. 20002 ADMINISTRATIVE marking E.O. 12958, Sec 1.3(a) LODB By NARA Date 6/16/11 February 14, 1984 PERSONAL AND CONFIDENTIAL Mr. Michael K. Deaver Assistant to the President and Deputy Chief of Staff The White House Washington, DC 20500 Dear Mike: Please come to the realization that Joe and you would make an excellent team because of your respective talents and alliances. You are a true moderate while he is a philosophic and leadership conservative; you are an expert at managing the President while Joe is an expert at managing large enterprises and thousands of people; you are relatively young with the special understanding of your generation while Joe is a "senior" now with the wisdom gained from a lifetime of involvement in business, social, and political affairs; both of you love Ronald Reagan and Nancy and have since the 60's. If put together in the same harness you would pull together, I am certain, in their best interest. Con- trary to some stories, you and Joe would get along. There would not be in-fighting and contention, because you would respect each other for his dedication to the President and Nancy and their well being. Michael, it is in your personal interest to have a well known conservative as an ombudsman, among other functions. These three years Joe has actively put down conservatives who have disagreed publicly with the President. He is the one major leader who has stuck with you on all issues. Joe is on the side of the President; always has been, always will be. You need someone like him; but there is no one who could fulfill the role as well, vis a vis conservatives, than Joe. Mr. Michael K. Deaver -2- February 14, 1984 Don't put Joe down too definitely, Mike. Open your mind enough to at least initiate a meeting with him on the subject. It is in no one's good interest for the whole conservative con- stituency to be raising hell all year long about being shut out of the White House. Best personal regards, Robert Very truly yours, Robert C. Walker RCW/nwc