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Zero Tolerance Drug Supervision January 5, 1999 Today President Clinton will announce significant budget initiatives to help break the cycle of crime and drugs. A new Justice Department report, also released today, shows that in 1997 more than three-quarters of the nation's prisoners reported past drug use, more than half reported using drugs in the month before their offense, and one in six committed their crimes so they could purchase drugs. Responding to these findings, the President will announce new resources to help states and localities systematically test, treat, and sanction drug-involved offenders -- including $215 million in the FY 2000 budget to enforce "zero tolerance" for drug use by prisoners, parolees, and probationers. Prisoner Drug Use. Today the Justice Department's Bureau of Justice Statistics will release a new study on prisoner drug use (Substance Abuse and Treatment, State and Federal Prisoners, 1997). Key findings regarding prisoner drug use include: Vast majority of all prisoners report drug use. In 1997, 83 percent of state prisoners and 73 percent of federal prisoners reported past drug use -- considerably more than the 21 percent of state prisoners and 60 percent of federal prisoners who are serving time for drug offenses. In addition, 57 percent of state prisoners and 45 percent of federal prisoners reported using drugs in the month before their arrest. Many prisoners commit crimes to buy drugs or while high. Nearly 20 percent of state prisoners and 15 percent of federal inmates reported committing their offense to get money to buy drugs. And 33 percent of state prisoners and 22 percent of federal prisoners were actually under the influence of drugs at the time of their offense. Drug offenders have long "rap sheets." State prisoners serving sentences for drug offenses reported extensive criminal histories: 76 percent had been previously sentenced to prison or probation; 54 percent were on probation or parole at the time of their arrest; 45 percent had three or more prior sentences; and 23 percent had previously committed a violent crime. Although federal drug offenders generally reported less severe criminal histories, 59 percent had prior criminal records. New Resources for "Zero Tolerance" Drug Supervision. The President will announce new measures to ensure that the criminal justice system operates to keep offenders drug- and crime- free, including: (1) $215 million in his FY 2000 budget proposal to drug test and treat more people under criminal justice supervision; and (2) the availability of about $120 million in FY 1999 to help make prisoners and parolees drug-free. (1) $215 million for the most comprehensive drug supervision ever. The President's FY 2000 budget will include $100 million to help states and localities implement tough new systems to drug test, treat, and punish prisoners, parolees, and probationers. This initiative will ensure that states fully implement the comprehensive plans to drug test prisoners and parolees that they are required by law to submit to the Justice Department, while also supporting the efforts of states like Maryland and Connecticut to begin drug testing probationers on a regular basis. The President's FY 2000 budget also will include $50 million -- or an increase of 25 percent -- to expand the number of local drug courts and $65 million for residential drug treatment in state prisons. (2) About $120 million this year for drug-free prison initiatives. The President will announce the availability or release of the following grants to ensure that states fully implement their comprehensive plans for prison drug testing, treatment, and sanctions: -- Up to $50 million for prison drug testing and intervention. Today the Justice Department will release new guidance informing states that they can use up to 10 percent of their prison construction funds (Violent Offender Incarceration/Truth-in-Sentencing grants) to drug test and treat prisoners and parolees. Last year, President Clinton called on Congress to give the states this flexibility, and he fought for it to be included in the final budget agreement. -- $63 million for residential drug treatment in state prisons. The Justice Department also will announce the availability of $63 million for state prisons to provide long-term drug treatment and intensive supervision for prisoners with the most serious drug problems. -- $6 million for new Drug-Free Prison initiatives. The President will announce that the Office of National Drug Control Policy will award $6 million in grants to help 8 states (AL, AZ, CA, FL, KS, MD, NJ, NY) and the Federal Bureau of Prisons make and keep their prisons drug-free. These grants will support surveillance systems, drug-sniffing K-9 teams, advanced technologies for drug detection, and other efforts to detect and deter drug use in prisons. A Record of Accomplishment. Pushed for drug testing and intervention in all states. The President fought for and signed the legislation requiring states to drug test prisoners and parolees as a condition for receiving prison grants. As a result, states were required to put in place comprehensive drug testing and intervention plans for prisoners and parolees. Expanded testing and treatment in federal prisons. The President has promoted drug testing and treatment in the federal prison system. In 1998, federal prisoners were subjected to nearly 133,000 drug tests. Additionally, the number of inmates required to receive treatment increased by fourfold (from 5,450 in FY 1993 to 21,995 in FY 1998). Leading the national drug court effort. Under the President's leadership, the number of drug courts has increased from an estimated 12 in 1994 to more than 400 today. Drug courts provide frequent drug testing, treatment, and tough supervision, and have been shown to reduce recidivism substantially. STATEMENT OF Department of Justice SECURITY AUSTITA * ADVANCE FOR RELEASE AT 10:00 A.M. EST BJS TUESDAY, JANUARY 5, 1999 202/307-0784 MORE THAN THREE-QUARTERS OF PRISONERS HAD ABUSED DRUGS IN THE PAST WASHINGTON, D.C. - Fifty-seven percent of state prisoners and 45 percent of federal prisoners surveyed in 1997 said they had used drugs in the month before their offense--up from 50 percent and 32 percent reported in a 1991 survey, the Justice Department's Bureau of Justice Statistics (BJS) said today. Eighty-three percent of state prisoners and 73 percent of federal prisoners had used drugs at some time in the past. In 1997, 33 percent of state and 22 percent of federal prisoners said they committed their current offense while under the influence of drugs, compared to 31 percent and 17 percent in 1991, and about one in six of both state and federal inmates said in 1997 they committed their offense to get money for drugs. According to this special BJS substance abuse report, about three-quarters of all prisoners can be characterized as being involved with alcohol or drug abuse in the time leading up to their arrest. Sixty-four percent of state prisoners and 59 percent of federal prisoners reported having (MORE) - 2 driven an automobile or other motor vehicle at one time or another while under the influence of alcohol or drugs. Even with an increase in reported drug and alcohol use between 1991 and 1997, substance abuse treatment provided to state and federal prisoners declined. However, there was increased participation in self-help, education or awareness programs for drug and alcohol abuse. Among those prisoners who had been using drugs in the month before their offense, 15 percent of both state and federal inmates said they had received drug abuse treatment during their current prison term--down from a third of such prisoners in 1991. Among those who said they had used drugs in the month before their offense, 28 percent of the state inmates and 32 percent of the federal inmates said in the 1997 survey that they had participated in a self-help group or drug awareness program. Eighteen percent of both state and federal inmates who said in 1997 that they had been using drugs at the time of their offense reported participation in drug treatment programs, compared to about 40 percent in 1991. In 1997, among such prisoners, 32 percent of state inmates and 38 percent of federal inmates reported participating in a self-help, peer counseling, education or awareness program since admission. Since their admission to prison nearly a quarter of state inmates and 20 percent of federal inmates had been in treatment or other programs for alcohol abuse. Among those with a history (MORE) - 3 - of alcohol abuse or dependence, more than 40 percent reported taking part in a treatment or alcohol- related program since admission. More than 277,000 offenders were in prison for a drug law violation in 1997--21 percent of state prisoners and over 60 percent of federal prisoners. The majority of these inmates were serving time for drug trafficking or possession with intent to distribute (70 percent of state drug offenders and 86 percent of federal). More than two-thirds of state and federal drug offenders reported that they possessed or were trafficking in cocaine or crack during their current offense. In 1997 more than 80 percent of state prisoners and more than 70 percent of federal prisoners reported some type of past drug use. Twenty percent of state prisoners and 12 percent of federal prisoners said they had used drugs intravenously. A quarter of state and a sixth of federal prisoners reported experiences consistent with a history of alcohol abuse or dependence. Forty-one percent of state prisoners and 30 percent of federal prisoners reported having consumed as much as a fifth of liquor in a single day (20 drinks, 3 six-packs of beer or 3 bottles of wine). Forty percent of state prisoners and 29 percent of federal prisoners reported having had a past alcohol-related domestic dispute. With the exception of marijuana use, reported drug use among state prisoners remained stable after 1991. The percentage of state inmates who used marijuana in the month before their offense rose sharply -- from 32 percent in 1991 to 39 percent in 1997. During the same period, (MORE) - 4 - the percentage of state prisoners who used cocaine or crack in the month before the offense remained unchanged at 25 percent. Among federal prisoners, the reported prior use of all drug types rose, with marijuana and cocaine-based drugs leading the trend. In 1997, 30 percent of federal prisoners said they had used marijuana in the month before the offense and 20 percent said they used cocaine or crack, compared to 19 percent and 15 percent, respectively, in 1991. The special report, "Substance Abuse and Treatment, State and Federal Prisoners, 1997" (NCJ-172871), was written by BJS Policy Analyst Christopher J. Mumola. Single copies may be obtained by calling the BJS Clearinghouse at 1-800/732-3277. It is also available on the Internet. The BJS webpage address is: http://www.ojp.usdoj.gov/bjs/ Additional criminal justice materials can be obtained from the Office of Justice Programs Internet homepage at: http://www.ojp.usdoj.gov ### BJS99013 After hours contact: Stu Smith at 301/983-9354 U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics Special Report December 1998, NCJ 172871 Substance Abuse and Treatment, State and Federal Prisoners, 1997 By Christopher J. Mumola BJS Policy Analyst Highlights In the 1997 Survey of Inmates in State Half of State inmates and a third of Federal prisoners reported committing and Federal Correctional Facilities, over 570,000 of the Nation's prisoners their current offense under the influence of alcohol or drugs (51%) reported the use of alcohol or Percent of prisoners In 1997 over 80% of State and drugs while committing their offense. Self-reports 1997 1991 over 70% of Federal prisoners While only a fifth of State prisoners Drug use reported past drug use; about 1 in 6 In month before offense were drug offenders, 83% reported State 57% 50% of both reported committing their past drug use and 57% were using Federal 45 32 current offense to obtain money drugs in the month before their offense, for drugs. compared to 79% and 50%, respec- At the time of offense tively, in 1991. Also, 37% of State State 33% 31% About 40% of State and 30% of Federal 22 17 prisoners were drinking at the time Federal prisoners reported a prior of their offense, up from 32% in 1991. Alcohol use binge drinking experience; over 40% At the time of offense of both had driven drunk in the past. Among Federal prisoners the reports State 37% 32% of substance abuse increased more Federal 20 11 Overall, 3 in 4 State and 4 in 5 sharply. Although the proportion of Alcohol/drug use Federal prisoners may be character- Federal prisoners held for drug At the time of offense ized as alcohol- or drug-involved offenses rose from 58% in 1991 to 63% State 52% 49% offenders. in 1997, the percentage of all Federal Federal 34 24 inmates who reported using drugs in Since admission 1 in 8 State prisoners were treated for substance abuse, the month before the offense rose and 1 in 4 had participated in other alcohol or drug abuse programs more dramatically from 32% to 45%. Percent of State pris- Over 50% of State and over 40% A fifth of Federal prisoners reported oners participating of Federal prisoners had ever partici- drinking at the time of their offense since admission in 1997, up from a tenth in 1991. pated in treatment or other programs Other Treatment programs for substance abuse; a third of State Over 360,000 prisoners - a third of Any treatment 12% 28% and a quarter of Federal prisoners had participated since their admission. State, and about a quarter of Federal Drug treatment 10% 20% prisoners - said they had participated Ever used 12 24 in drug or alcohol treatment or other In month before offense 15 28 Among both State and Federal Used at time of offense 18 32 prisoners who had used drugs in the substance abuse programs since admission. Reported levels of drug Alcohol treatment 8% 21% month before the offense, about 1 in 7 treatment since admission were lower Binge drinkers 14 31 had been treated for drug abuse since Alcohol dependent 18 38 admission; nearly a third had enrolled for both State (10%) and Federal (9%) Used at time of offense 14 34 in other drug abuse programs. prisoners than those reported in 1991 *Includes residential facilities, professional (25% and 16%, respectively). Over the counseling, detoxification units, and mainte- Since admission 14% of both State same period, participation in other drug nance drug programs. abuse programs increased for both and Federal prisoners drinking at the ᵇIncludes self-help/peer counseling groups, time of offense had been treated for State (from 16% to 20%) and Federal as well as educational or awareness programs. alcohol abuse; a third had enrolled in prisoners (from 10% to 20%). other alcohol abuse programs. Drug offenders accounted for over 250,000 prisoners; 21% of State, Half of all prisoners were under the over 60% of Federal prisoners in 1997 influence of alcohol or drugs at the time of their offense Percent of drug Since the last surveys in 1991, the offenders number of drug offenders in State An estimated 51% of all prisoners (52% State Federal and Federal prisons has grown by Type of drug offense of State and 34% of Federal) said they Possession 27.1% 5.3% nearly 90,000, or an average annual were under the influence of alcohol or Trafficking 70.1 85.8 growth rate of 6.4%. However, the drugs while they committed their Other 2.8 8.9 number of inmates incarcerated for current offense (table 1). Among State Status at arrest nondrug offenses has grown at virtu- prisoners the incidence of alcohol or None 46.2% 75.9% ally the same rate over that period drug use at the time of offense showed Status 53.8 24.1 (6.3%). As a result, drug offenders On paroleᵇ 27.4 10.2 little variation by offense type, ranging On probation 25.9 13.8 make up the same proportion of the from 52% of violent offenders to 56% of Escaped from custody 0.5 0.2 prison population as in 1991, despite public-order offenders. Among specific their substantial numerical growth. Criminal history offense types only weapons (42%), None 17.4% 40.6% fraud (43%), and sexual assault (45%) Priors 82.6 59.4 In 1997 drug offenders in State prison offenders had a minority reporting the Violent recidivists 23.6 12.1 reported extensive criminal histories: Drug recidivists only 14.1 15.9 influence of alcohol or drugs at the time Other recidivistsᶜ 44.9 31.4 of their offense. 54% were on probation, parole, Number of prior probation/ or escape at the time of their arrest. incarceration sentences Among Federal prisoners the reported 83% had a prior sentence to incar- 0 17.4% 40.6% 1 20.2 19.5 ceration or probation; 45% had three use of alcohol or drugs at the time of 2 17.5 15.5 or more prior sentences. offense showed greater variation by 3-5 27.2 18.2 24% had a prior violent offense; offense type. Violent offenders (40%) 6-10 11.5 5.0 32% reported that all sentences had reported the highest levels, followed 11 or more 6.3 1.2 been for drug offenses. by drug (35%), public-order (30%), Type of drug involved and property (23%) offenders. Among in current offensed Drug offenders in Federal prisons specific offense types only murder Marijuana/hashish 12.9% 18.9% reported less severe criminal histories (52%) and assault (51%) offenders had Cocaine/crack 72.1 65.5 than those in State prisons: Heroin/other opiates 12.8 9.9 a majority reporting the use of alcohol Depressants 1.2 0.6 or drugs at the time of their current Stimulants 9.9 11.0 24% were on probation, parole, offense. Fraud (15%) and sexual Hallucinogens 1.1 1.7 or escape at the time of arrest. 59% had a prior sentence; 24% assault (32%) offenders were among "Includes those reporting an intent to distribute. had three or more prior sentences. the Federal prisoners least likely to blncludes supervised release. includes recidivists with unknown offense 12% had a prior violent offense; have committed their current offense types. 57% had been sentenced solely under the influence of alcohol or drugs. More than one type of drug may have been for drug offenses. involved in the current offense. Assault, murder, and sexual assault most closely tied to alcohol use at the time of offense Number of prisoners serving a sentence for a drug of fense 1997 custody 300,000 population A third of State and a fifth of Federal 277,859 prisoners reported the influence of Total alcohol at the time of offense. Among State prisoners about two-fifths of 222,100 public-order and violent offenders were 200,000 State drinking at the time of offense, followed by a third of property and a quarter of drug offenders. Among Federal prison- ers reported use of alcohol at the time 100,000 of offense varied less by offense type, ranging from 16% of property offenders 55,759 to 25% of violent offenders. For both Federal State and Federal prisoners, the specific offenses most closely related 0 1980 1986 1991 1997 to alcohol use at the time of offense were violent ones - assault, murder, manslaughter, and sexual assault. 2 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Half of all prisoners were under the Drug offenders accounted for over 250,000 prisoners; 21% of State, influence of alcohol or drugs at the over 60% of Federal prisoners in 1997 time of their offense Percent of drug Since the last surveys in 1991, the offenders number of drug offenders in State An estimated 51% of all prisoners (52% State Federal and Federal prisons has grown by of State and 34% of Federal) said they Type of drug offense Possession 27.1% 5.3% nearly 90,000, or an average annual were under the influence of alcohol or Trafficking* 70.1 85.8 growth rate of 6.4%. However, the drugs while they committed their Other 2.8 8.9 number of inmates incarcerated for current offense (table 1). Among State Status at arrest nondrug offenses has grown at virtu- prisoners the incidence of alcohol or None 46.2% 75.9% ally the same rate over that period drug use at the time of offense showed Status 53.8 24.1 (6.3%). As a result, drug offenders On paroleᵇ 27.4 10.2 little variation by offense type, ranging On probation 25.9 13.8 make up the same proportion of the from 52% of violent offenders to 56% of Escaped from custody 0.5 0.2 prison population as in 1991, despite public-order offenders. Among specific their substantial numerical growth. offense types only weapons (42%), Criminal history None 17.4% 40.6% fraud (43%), and sexual assault (45%) Priors 82.6 59.4 In 1997 drug offenders in State prison offenders had a minority reporting the Violent recidivists 23.6 12.1 reported extensive criminal histories: Drug recidivists only 14.1 15.9 influence of alcohol or drugs at the time Other recidivistsᶜ 44.9 31.4 of their offense. 54% were on probation, parole, Number of prior probation/ or escape at the time of their arrest. incarceration sentences Among Federal prisoners the reported 83% had a prior sentence to incar- 0 17.4% 40.6% use of alcohol or drugs at the time of 20.2 19.5 ceration or probation; 45% had three 1 2 17.5 15.5 or more prior sentences. offense showed greater variation by 3-5 27.2 18.2 24% had a prior violent offense; offense type. Violent offenders (40%) 6-10 11.5 5.0 32% reported that all sentences had reported the highest levels, followed 11 or more 6.3 1.2 been for drug offenses. by drug (35%), public-order (30%), Type of drug involved and property (23%) offenders. Among in current offensed Drug offenders in Federal prisons specific offense types only murder Marijuana/hashish 12.9% 18.9% reported less severe criminal histories (52%) and assault (51%) offenders had Cocaine/crack 72.1 65.5 than those in State prisons: Heroin/other opiates 12.8 9.9 a majority reporting the use of alcohol Depressants 1.2 0.6 or drugs at the time of their current Stimulants 9.9 11.0 24% were on probation, parole, offense. Fraud (15%) and sexual Hallucinogens 1.1 1.7 or escape at the time of arrest. 59% had a prior sentence; 24% assault (32%) offenders were among *Includes those reporting an intent to distribute. had three or more prior sentences. the Federal prisoners least likely to bIncludes supervised release. 'Includes recidivists with unknown offense 12% had a prior violent offense; have committed their current offense 57% had been sentenced solely under the influence of alcohol or drugs. types. More than one type of drug may have been for drug offenses. involved in the current offense. Assault, murder, and sexual assault most closely tied to alcohol use at the time of offense Number of prisoners serving a sentence for a drug of fense 1997 custody population A third of State and a fifth of Federal 300,000 277,859 prisoners reported the influence of Total alcohol at the time of offense. Among State prisoners about two-fifths of 222,100 public-order and violent offenders were 200,000 State drinking at the time of offense, followed by a third of property and a quarter of drug offenders. Among Federal prison- ers reported use of alcohol at the time 100,000 of offense varied less by offense type, ranging from 16% of property offenders 55,759 to 25% of violent offenders. For both Federal State and Federal prisoners, the specific offenses most closely related 0 1980 1986 1991 1997 to alcohol use at the time of offense were violent ones - assault, murder, manslaughter, and sexual assault. 2 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Table 1. Alcohol or drug use at time of offense of State and Federal prisoners, by type of offense, 1997 Percent of prisoners who reported being under the influence at time of offense Estimated number of prisoners* Alcohol Drugs Alcohol or drugs Type of offense State Federal State Federal State Federal State Federal Total 1,046,705 88,018 37.2% 20.4% 32.6% 22.4% 52.5% 34.0% Violent offenses 494,349 13,021 41.7% 24.5% 29.0% 24.5% 51.9% 39.8% Murder 122,435 1,288 44.6 38.7 26.8 29.4 52.4 52.4 Negligent manslaughter 16,592 53 52.0 17.4 56.0 ... Sexual assault 89,328 713 40.0 32.3 21.5 7.9 45.2 32.3 Robbery 148,001 8,770 37.4 18.0 39.9 27.8 55.6 37.6 Assault 97,897 1,151 45.1 46.0 24.2 13.8 51.8 50.5 Other violent 20,096 1,046 39.6 32.2 29.0 15.9 48.2 37.2 Property offenses 230,177 5,964 34.5% 15.6% 36.6% 10.8% 53.2% 22.6% Burglary 111,884 294 37.2 38.4 55.7 ... Larceny/theft 43,936 414 33.7 38.4 54.2 Motor vehicle theft 19,279 216 32.2 39.0 51.2 Fraud 28,102 4,283 25.2 10.4 30.5 6.5 42.8 14.5 Other property 26,976 757 36.0 22.8 30.6 16.4 53.2 34.6 Drug offenses 216,254 55,069 27.4% 19.8% 41.9% 25.0% 52.4% 34.6% Possession 92,373 10,094 29.6 21.3 42.6 25.1 53.9 36.0 Trafficking 117,926 40,053 25.5 19.4 41.0 25.9 50.9 35.0 Other drug 5,955 4,922 29.9 19.7 47.1 17.1 59.2 29.0 Public-order offenses 103,344 13,026 43.2% 20.6% 23.1% 15.6% 56.2% 30.2% Weapons 25,642 6,025 28.3 23.0 22.4 24.4 41.8 37.1 Other public-order 77,702 7,001 48.1 18.5 23.3 8.1 60.9 24.1 Too few cases in the sample to permit calculation. blncludes rape and other sexual assault. 'Based on cases with valid offense data. See Methodology for differences from other BJS prisoner counts. A third of State and a fifth of Federal most closely tied to drug influence, drug use during the offense than State prisoners said they used drugs at while manslaughter (17%) and sexual prisoners (42% and 37%, respectively). the time of offense assault (22%) offenders were the least Murder (29%) and robbery (28%) likely to report drug use during the offenders were the Federal prisoners A third of State prisoners said they had offense. most likely to report drug influence. committed their current offense while under the influence of drugs. Drug About 1 in 5 Federal prisoners commit- Prior drug use by State prisoners (42%) and property offenders (37%) ted their offense under the influence of remained stable since 1991, except reported the highest incidence of drug drugs. Among violent offenders for marijuana use use at the time of offense, followed by Federal prisoners (25%) were nearly as violent (29%) and public-order offend- likely as State prisoners (29%) to report Over 80% of State prisoners said they ers (23%). Among specific offenses drug influence. However, Federal drug had used drugs at some time in the drug possession (43%) and trafficking (25%) and property offenders (11%) past; a slight increase since 1991 (41%) and robbery (40%) were the reported a much lower incidence of (table 2). Marijuana (77%) and Table 2. Drug use of State prisoners, 1991 and 1997 Percent of State prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drugᵇ 83.0% 79.4% 69.6% 62.2% 56.5% 49.9% 32.6% 31.0% Marijuana/hashish 77.0 73.8 58.3 51.9 39.2 32.2 15.1 11.4 Cocaine/crack 49.2 49.4 33.6 31.9 25.0 25.2 14.8 14.5 Heroin/opiates 24.5 25.2 15.0 15.3 9.2 9.6 5.6 5.8 Depressants 23.7 24.0 11.3 10.8 5.1 3.8 1.8 1.0 Stimulants 28.3 29.7 16.3 16.6 9.0 7.4 4.2 2.9 Hallucinogens® 28.7 26.9 11.3 11.5 4.0 3.7 1.8 1.6 Inhalants 14.4 -- 5.4 -- 1.0 -- - - Note: Detail adds to more than total because prisoners Other unspecified drugs are included in the totals. may have used more than one type of drug. 'Includes barbiturates, tranquilizers, and Quaalude. --Not reported. "Includes amphetamine and methamphetamine. "Used drugs at least once a week for at least a month. *Includes LSD and PCP. Substance Abuse and Treatment, State and Federal Prisoners, 1997 3 Table-3. Drug use of Federal prisoners; 1991 and 1997 Percent of Federal prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly* month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drugᵇ 72.9% 60.1% 57.3% 42.1% 44.8% 31.8% 22.4% 16.8% Marijuana/hashish 65.2 52.8 46.6 32.2 30.4 19.2 10.8 5.9 Cocaine/crack 44.8 37.3 28.2 20.6 20.0 15.4 9.3 7.7 Heroin/opiates 16.1 14.1 8.9 9.3 5.4 5.5 3.0 3.7 Depressants 16.5 13.1 8.0 5.3 3.2 1.4 1.0 0.3 Stimulants 20.9 16.8 12.9 8.3 7.6 3.9 4.1 1.8 Hallucinogens* 19.0 14.8 6.4 4.8 1.7 1.2 0.8 0.5 Inhalants 7.7 -- 2.6 -- 0.5 -- -- Note: Detail adds to more than total because prisoners Other unspecified drugs are included in the totals. may have used more than one type of drug. includes barbiturates, tranquilizers, and Quaalude. --Not reported. Includes amphetamine and methamphetamine. Used drugs at least once a week for at least a month. Includes LSD and PCP. cocaine-based drugs, including crack Nearly three-quarters of Federal Over 40% of Federal prisoners (49%), were the most commonly used prisoners had used drugs in the used drugs in the month before the drugs, followed by hallucinogens past - up from 60% in 1991 offense; 20% used cocaine or crack (29%), stimulants (28%), opiates, including heroin, and depressants (both In 1991, 60% of Federal prisoners In the month before their current 24%). In addition, about 1 in 7 State reported prior drug use, compared to offense, 45% of Federal prisoners had prisoners reported using inhalants in 79% of State prisoners (table 3). In used drugs, an increase from the 32% the past. 1997 this gap in prior drug use was reported in 1991. The use of marijuana narrowed, as the percentage of Federal led this trend (up from 19% to 30%), Fifty-seven percent of State prisoners inmates reporting past drug use rose while use of cocaine-based drugs said they had used drugs in the month to 73%, compared to 83% of State showed a smaller increase (from 15% before their current offense, up from inmates. This increase was mostly to 20%). Although the percentage of 50% in 1991. The use of marijuana due to a rise in the percentage of Federal prisoners using stimulants in the month before the offense (39%) Federal prisoners reporting prior use grew slightly from 4% to 8%, fewer than had increased since 1991 (32%), while of marijuana (from 53% in 1991 to 10% of Federal inmates used any type the use of other drugs remained largely 65%) and cocaine-based drugs (from of drug besides marijuana and unchanged. A quarter of State prison- 37% to 45%). cocaine/crack in the month before ers reported using cocaine-based the offense. drugs in the month before the offense. Most other drug types showed modest Opiates, including heroin, and stimu- increases over this period. A fifth of The percentage of Federal prisoners lants (both 9%) were the only other Federal prisoners had used stimulants reporting the use of drugs at the time types of drugs used by more than 5% and hallucinogens, followed by depres- of their offense grew from 17% to 22% of State prisoners in the month before sants and opiates, including heroin since 1991. The percentage of Federal the offense. (both 16%). About 1 in 12 Federal inmates using marijuana while commit- prisoners reported the prior use of ting their offense grew from 6% to 11% A third of State prisoners had used inhalants. over this period, while the percentage drugs at the time of offense, which was using cocaine or crack was relatively almost unchanged since 1991. The The percentage of Federal inmates unchanged at 9%. Fewer than 5% of percentage of State prisoners reporting reporting past regular drug use - Federal inmates had used any other marijuana use at the time of the offense using at least once a week for a month type of drug at the time of the offense. grew slightly from 11% to 15%, while or longer - also rose, from 42% to the use of other types of drugs 57% since 1991. Past regular users Despite these increases in past drug remained the same since 1991. of marijuana grew from a third to nearly use among Federal prisoners, as well Although many more State prisoners half of the Federal prison population, as their much higher percentage of had used marijuana (77%) than while a quarter had used cocaine- drug offenders (see box, page 2), cocaine-based drugs (49%) in the past, based drugs regularly. Stimulants, higher percentages of State prisoners an equal percentage (15%) of State such as methamphetamine, had been still reported past drug use on all inmates had used these drugs at the used regularly by 13% of Federal measures and for each type of drug. time of the offense. prisoners, up from 8% in 1991. 4 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Table-3. Drug use of Federal prisoners, 1991 and 1997 Percent of Federal prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly* month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drugb 72.9% 60.1% 57.3% 42.1% 44.8% 31.8% 22.4% 16.8% Marijuana/hashish 65.2 52.8 46.6 32.2 30.4 19.2 10.8 5.9 Cocaine/crack 44.8 37.3 28.2 20.6 20.0 15.4 9.3 7.7 Heroin/opiates 16.1 14.1 8.9 9.3 5.4 5.5 3.0 3.7 Depressants 16.5 13.1 8.0 5.3 3.2 1.4 1.0 0.3 Stimulants 20.9 16.8 12.9 8.3 7.6 3.9 4.1 1.8 Hallucinogens® 19.0 14.8 6.4 4.8 1.7 1.2 0.8 0.5 Inhalants 7.7 -- 2.6. -- 0.5 - -- Note: Detail adds to more than total because prisoners ᵇOther unspecified drugs are included in the totals. may have used more than one type of drug. °Includes barbiturates, tranquilizers, and Quaalude. --Not reported. "Includes amphetamine and methamphetamine. "Used drugs at least once a week for at least a month. Includes LSD and PCP. cocaine-based drugs, including crack Nearly three-quarters of Federal Over 40% of Federal prisoners (49%), were the most commonly used prisoners had used drugs in the used drugs in the month before the drugs, followed by hallucinogens past - up from 60% in 1991 offense; 20% used cocaine or crack (29%), stimulants (28%), opiates, including heroin, and depressants (both In 1991, 60% of Federal prisoners In the month before their current 24%). In addition, about 1 in 7 State reported prior drug use, compared to offense, 45% of Federal prisoners had prisoners reported using inhalants in 79% of State prisoners (table 3). In used drugs, an increase from the 32% the past. 1997 this gap in prior drug use was reported in 1991. The use of marijuana narrowed, as the percentage of Federal led this trend (up from 19% to 30%), Fifty-seven percent of State prisoners inmates reporting past drug use rose while use of cocaine-based drugs said they had used drugs in the month to 73%, compared to 83% of State showed a smaller increase (from 15% before their current offense, up from inmates. This increase was mostly to 20%). Although the percentage of 50% in 1991. The use of marijuana due to a rise in the percentage of Federal prisoners using stimulants in the month before the offense (39%) Federal prisoners reporting prior use grew slightly from 4% to 8%, fewer than had increased since 1991 (32%), while of marijuana (from 53% in 1991 to 10% of Federal inmates used any type the use of other drugs remained largely 65%) and cocaine-based drugs (from of drug besides marijuana and unchanged. A quarter of State prison- 37% to 45%). cocaine/crack in the month before ers reported using cocaine-based the offense. drugs in the month before the offense. Most other drug types showed modest Opiates, including heroin, and stimu- increases over this period. A fifth of The percentage of Federal prisoners lants (both 9%) were the only other Federal prisoners had used stimulants reporting the use of drugs at the time types of drugs used by more than 5% and hallucinogens, followed by depres- of their offense grew from 17% to 22% of State prisoners in the month before sants and opiates, including heroin since 1991. The percentage of Federal the offense. (both 16%). About 1 in 12 Federal inmates using marijuana while commit- prisoners reported the prior use of ting their offense grew from 6% to 11% A third of State prisoners had used inhalants. over this period, while the percentage drugs at the time of offense, which was using cocaine or crack was relatively almost unchanged since 1991. The The percentage of Federal inmates unchanged at 9%. Fewer than 5% of percentage of State prisoners reporting reporting past regular drug use - Federal inmates had used any other marijuana use at the time of the offense using at least once a week for a month type of drug at the time of the offense. grew slightly from 11% to 15%, while or longer - also rose, from 42% to the use of other types of drugs 57% since 1991. Past regular users Despite these increases in past drug remained the same since 1991. of marijuana grew from a third to nearly use among Federal prisoners, as well Although many more State prisoners half of the Federal prison population, as their much higher percentage of had used marijuana (77%) than while a quarter had used cocaine- drug offenders (see box, page 2), cocaine-based drugs (49%) in the past, based drugs regularly. Stimulants, higher percentages of State prisoners an equal percentage (15%) of State such as methamphetamine, had been still reported past drug use on all inmates had used these drugs at the used regularly by 13% of Federal measures and for each type of drug. time of the offense. prisoners, up from 8% in 1991. 4 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Nearly 1 in 5 State prisoners said Past experiences of alcohol abuse, by number of positive they committed their offense to get CAGE responses of State prisoners, 1997 money for drugs Percent of State prisoners reporting past experience, by the number of positive CAGE responses Nineteen percent of State prisoners, 0 1 2 3 4 and 16% of Federal inmates said that Under the influence of alcohol they committed their current offense to at the time of the offense 15.4% 46.7% 59.0% 65.9% 75.6% obtain money for drugs. These Ever had a binge percentages represent a slight increase drinking experience* 14.1 55.4 65.8 77.3 88.1 from 1991, when 17% of State and 10% of Federal prisoners identified Ever gotten into physical fights because of drinking 13.2 50.6 63.0 71.7 82.6 drug money as a mative for their current offense. Estimated number of State prisoners 573,473 118,628 111,759 128,065 127,681 *Binge drinking is defined as having consumed as much as a fifth of liquor in a single day, equiva- Percent of prisoners who lent to 20 drinks, 3 bottles of wine, or as many as 3 six-packs of beer. reported committing their offense to obtain money for drugs The CAGE questionnaire is a diagnos- indicators of prior alcohol abuse from 1997 1991 tic instrument for detecting a person's the Survey of Inmates in State Correc- State prisoners 19% 17% history of alcohol abuse or depend- tional Facilities (table above). While Federal prisoners 16 10 ence. CAGE is an acronym for the 14% of those State inmates with no four questions used by the instrument positive CAGE responses reported Responses from a quarter of State, a - attempts to (C)ut back on drinking, a past "binge drinking" episode, the sixth of Federal prisoners indicated (A)nnoyance at others' criticism of same was true of 88% of those with past alcohol abuse or dependence one's drinking, feelings of (G)uilt about four CAGE replies. Likewise, 15% drinking, and needing a drink first thing of those with zero positive CAGE According to the CAGE diagnostic in the morning as an (E)ye opener to responses had committed their offense instrument (see box). 24% of State steady the nerves. The CAGE instru- while under the influence of alcohol, prisoners reported experiences that ment determines a person's likelihood compared to 76% of those with four are consistent with a history of alcohol of alcohol abuse by the number of positive replies. In this report, only abuse or dependence (table 4). The positive responses to these questions. those prisoners with three or more incidence of alcohol abuse among positive responses are categorized State prisoners varied somewhat by In a clinical test involving hospital as alcohol abusive or dependent. offense type. Almost 33% of public- admissions, three or more positive order offenders provided three or more CAGE responses carried a .99 predic- *Data on the predictive values of the CAGE instrument are taken from the article "Screening positive CAGE responses, followed by tive value for alcohol abuse or for Alcohol Abuse Using the CAGE Question- property (27%), violent (24%), and drug dependence.* In addition, there is a naire" by B. Bush and others, The American offenders (19%). Drug offenders were strong relationship of positive CAGE Journal of Medicine, Vol. 82, February 1987, also the least likely to report at least responses to other self-reported pp. 231-35. one positive CAGE response (41%), while public-order offenders (56%) were the most likely. Table 4. Number of positive CAGE responses for State and Federal prisoners, by type of offense, 1997 Federal prisoners were less likely than State inmates to report past alcohol Percent of prisoners, by the number Estimated of positive CAGE responses abuse or dependence. Overall, 16% Type of number of 1 or 2 or 3 or of Federal prisoners provided three or offense prisoners more more more 4 more positive CAGE replies, with little All State prisoners 1,046,705 46.3% 35.1% 24.4% 12.2% variation across affense types. Violent (19%) and public-order (17%) offenders Violent 494,349 46.5% 35.4% 24.2% 11.7% Property 230,177 47.9 37.6 27.3 14.7 were about as likely as drug (16%) and Drug 216,254 40.9 28.1 19.1 9.0 property (15%) affenders to indicate a Public-order 103,344 55.6 43.4 31.0 16.1 history of alcohol abuse. Federal All Federal prisoners 88,018 34.9% 24.8% 16.3% 7.3% prisoners were also less likely to have provided at least one positive CAGE Violent 13,021 40.5% 27.8% 18.8% 9.4% response (35%) than State prisoners Property 5,964 30.4 21.2 15.0 6.6 Drug 55,069 33.5 23.8 15.6 6.5 (46%). Public-order 13,026 36.9 26.7 17.1 8.7 Substance Abuse and Treatment, State and Federal Prisoners, 1997 5 Table 5. Experiences white under the influence of alcohot or drugs reported by State and Federal prisoners, 1997 Percent of prisoners Alcohol Drugs Alcohol or drugs Past experiences State Federal State Federal State Federal Have you ever driven a car or any other vehicle while under the influence of alcohol drugs? 46.8% 43.1% 53.1% 45.8% 64.3% 58.6% Have you ever had arguments with your spouse, family, or friends while or right after drinking using drugs? 40.2 28.8 41.9 29.7 56.0 41.2 Have you ever lost a job because of your drinking using drugs? 10.3 5.0 15.3 8.2 20.0 10.7 Have you ever had job or school trouble because of your drinking using drugs (such as demotion at work or dropping out of school)? 15.6 7.8 22.3 12.0 28.0 15.5 Have you ever been arrested or held at a police station because of your drinking using drugs? 29.5 19.2 29.0 18.1 44.6 30.3 Have you ever gotten into a physical fight while or right after drinking using drugs? 38.3 22.8 32.5 17.1 48.5 28.3 Have you ever had as much as a fifth of liquor in 1 day (20 drinks, 3 six-packs of beer, or 3 bottles of wine)? 41.0 30.3 -- - - I Have you ever used a needle to inject any drugs for nonmedical reasons? -- -- 20.0 12.3 - - --Not applicable. Over 60% of all prisoners had driven A slightly lower percentage of Federal Prisoners were as likely to while under the influence of alcohol prisoners reported these experiences. experience problems with or drugs As with State prisoners the most alcohol as with drugs commonly reported behavior was Substantial percentages of both State driving under the influence of alcohol Breaking these behaviors down and Federal prisoners reported having or drugs (59%). Two-fifths of Federal separately into alcohol- or drug-related engaged in dangerous and troubled prisoners had been involved in alcohol- experiences yielded few substantial behaviors associated with past alcohol or drug-related domestic disputes, and differences. For example, the percent- and drug abuse. Among State prison- nearly a third of Federal prisoners age of State prisoners who had domes- ers nearly two-thirds said they had reported a prior arrest involving their tic disputes (40%) or prior arrests previously driven while under the influ- alcohol or drug abuse. A tenth of (29%) related to alcohol abuse ence of alcohol or drugs (table 5). Half Federal prisoners had lost their job due matched those reporting such experi- of State prisoners had also experi- to alcohol or drug abuse, compared to ences related to drug use (42% and enced alcohol- or drug-related domes- a fifth of State prisoners. 30%, respectively). Among Federal tic disputes (56%) or had been involved prisoners similar percentages reported in physical fights related to their alcohol Two-fifths of State prisoners reported a driving under the influence of alcohol or drug use (49%). Over 40% had prior "binge drinking" experience - (43%) and drugs (46%) and getting been arrested at some time as a result consuming the equivalent of a fifth of into alcohol- (29%) and drug-related of their alcohol or drug use, and over liquor in a single day. In addition, 1 in 5 (30%) domestic disputes. 25% had experienced trouble at work State prisoners said they had used or school. intravenous drugs in the past. Fewer Federal inmates reported both "binge drinking" (30%) and prior intravenous drug use (12%). 6 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Table 5. Experiences while under the influence of alcohol or drugs reported by State and Federal prisoners, 1997 Percent of prisoners Alcohol Drugs Alcohol or drugs Past experiences State Federal State Federal State Federal Have you ever driven a car or any other vehicle while under the influence of alcohol drugs? 46.8% 43.1% 53.1% 45.8% 64.3% 58.6% Have you ever had arguments with your spouse, family, or friends while or right after drinking using drugs? 40.2 28.8 41.9 29.7 56.0 41.2 Have you ever lost a job because of your drinking using drugs? 10.3 5.0 15.3 8.2 20.0 10.7 Have you ever had job or school trouble because of your drinking using drugs (such as demotion at work or dropping out of school)? 15.6 7.8 22.3 12.0 28.0 15.5 Have you ever been arrested or held at a police station because of your drinking using drugs? 29.5 19.2 29.0 18.1 44.6 30.3 Have you ever gotten into a physical fight while or right after drinking using drugs? 38.3 22.8 32.5 17.1 48.5 28.3 Have you ever had as much as a fifth of liquor in 1 day (20 drinks, 3 six-packs of beer, or 3 bottles of wine)? 41.0 30.3 - - - - Have you ever used a needle to inject any drugs for nonmedical reasons? -- -- 20.0 12.3 - - --Not applicable. Over 60% of all prisoners had driven A slightly lower percentage of Federal Prisoners were as likely to while under the influence of alcohol prisoners reported these experiences. experience problems with or drugs As with State prisoners the most alcohol as with drugs commonly reported behavior was Substantial percentages of both State driving under the influence of alcohol Breaking these behaviors down and Federal prisoners reported having or drugs (59%). Two-fifths of Federal separately into alcohol- or drug-related engaged in dangerous and troubled prisoners had been involved in alcohol- experiences yielded few substantial behaviors associated with past alcohol or drug-related domestic disputes, and differences. For example, the percent- and drug abuse. Among State prison- nearly a third of Federal prisoners age of State prisoners who had domes- ers nearly two-thirds said they had reported a prior arrest involving their tic disputes (40%) or prior arrests previously driven while under the influ- alcohol or drug abuse. A tenth of (29%) related to alcohol abuse ence of alcohol or drugs (table 5). Half Federal prisoners had lost their job due matched those reporting such experi- of State prisoners had also experi- to alcohol or drug abuse, compared to ences related to drug use (42% and enced alcohol- or drug-related domes- a fifth of State prisoners. 30%, respectively). Among Federal tic disputes (56%) or had been involved prisoners similar percentages reported in physical fights related to their alcohol Two-fifths of State prisoners reported a driving under the influence of alcohol or drug use (49%). Over 40% had prior "binge drinking" experience - (43%) and drugs (46%) and getting been arrested at some time as a result consuming the equivalent of a fifth of into alcohol- (29%) and drug-related of their alcohol or drug use, and over liquor in a single day. In addition, 1 in 5 (30%) domestic disputes. 25% had experienced trouble at work State prisoners said they had used or school. intravenous drugs in the past. Fewer Federal inmates reported both "binge drinking" (30%) and prior intravenous drug use (12%). 6 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Female State prisoners reported Prisoners age 44 and younger report Over 80% of State prisoners under higher levels of past drug use; levels more prior drug abuse than older 45 reported some prior drug use, higher for male Federal prisoners prisoners compared to 63% of those 45 or older. A third of State prisoners under 45 said Women in State prisons (62%) were Prisoners in age categories below 45 they committed their offense while on more likely than men (56%) to have (87% of State, 76% of Federal prison- drugs, compared to a fifth of those 45 used drugs in the month before the ers) reported similar levels of prior drug or older. Likewise, in Federal prisons offense (table 6). Women were also use, and their incidence of drug use 49% of prisoners under 45 had used more likely to have committed their was consistently higher than that of drugs in the month before their offense, offense while under the influence of older prisoners. compared to 32% of older prisoners. drugs (40%, compared to 32%). However, nearly equal percentages Table 6. Levels of prior drug abuse, by selected characteristics of men and women in State prisons of State and Federal prisoners, 1997 reported using drugs in the past. Percent of prisoners reporting use of drugs - Among Federal prisoners higher Estimated In the number of Ever in Used percentages of men reported past month prior At the time Characteristic prisoners* the past regularly to offense of offense drug use (74%, compared to 63% All State prisoners 1,059,607 83.0% 69.6% 56.5% 32.6% of women) as well as drug use in the month before the offense (45%, Sex compared to 37%). At the time of Male 993,365 82.9% 69.3% 56.1% 32.1% offense, about equal percentages Female 66,242 84.0 73.6 62.4 40.4 of men (23%) and women (19%) in Race/Hispanic origin Federal prisons reported the influence White non-Hispanic 352,864 83.6% 70.5% 55.2% 33.9% of drugs during their offense. Black non-Hispanic 492,676 83.7 70.5 58.3 31.9 Hispanic 179,998 80.7 65.6 55.0 33.0 Other 34,069 79.0 66.7 52.7 27.8 Prior drug use of State prisoners varies little by race; Hispanics report Age lowest levels in Federal prisons 24 or younger 209,343 84.1% 71.1% 63.2% 33.3% 25-34 404,034 86.4 72.9 60.0 35.0 35-44 311,999 86.3 73.4 56.5 34.5 Among State prisoners prior drug use 45-54 103,470 70.5 55.2 40.4 22.7 patterns varied little across racial or 55 or older 30,761 39.0 24.3 18.4 9.7 ethnic groups. Similar percentages of non-Hispanic whites and blacks (84% All Federal prisoners 89,072 72.9% 57.3% 44.8% 22.4% of each) and Hispanics (81%) reported using drugs in the past. Slightly over Sex Male 82,646 73.7% 58.1% 45.4% 22.7% half of each group had used drugs in Female 6,426 62.8 47.2 36.7 19.3 the month before the offense, and about a third of each said they had Race/Hispanic origin used drugs at the time of offense. White non-Hispanic 26,616 77.2% 63.5% 49.4% 28.6% Black non-Hispanic 33,697 77.5 61.9 47.2 22.2 Hispanic 24,349 63.5 45.5 37.5 16.9 In Federal prisons fewer Hispanics Other 4,411 64.2 50.0 38.5 18.1 reported drug use on all measures. Less than half of Hispanic Federal Age 24 or younger 7,933 80.4% 65.4% 57.2% 28.1% prisoners had used drugs regularly, 25-34 32,634 76.0 60.6 48.5 23.0 and about a third used drugs in the 35-44 27,259 77.2 60.6 46.8 24.7 month before the offense. Nearly equal 45-54 14,501 67.6 52.5 35.2 18.8 55 or older 6,746 43.6 28.6 24.3 11.8 percentages of non-Hispanic whites and blacks reported past drug use "Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. Regular use is defined as once a week or more for at least a month. (77% of whites, 78% of blacks), regular drug use (63% and 62%), and drug use in the month before the offense (49% and 47%). Substance Abuse and Treatment, State and Federal Prisoners, 1997 7 Alcohol abuse more prevalent Non-Hispanic whites consistently. Prisoners' reports of alcohol abuse among whites, male prisoners reported the highest levels of alcohol were not related to age. Among those abuse among State inmates. A major- State prisoners in the age groups Prior alcohol abuse was more prevalent ity of whites reported a prior binge between 25 and 54, similar percent- among male prisoners (table 7). Male drinking experience, and a third met the ages reported all three measures of State prisoners were more likely to CAGE criteria for alcohol dependence. prior alcohol abuse. have been drinking at the time of the Among Hispanic State inmates 40% offense (38%) or to report past binge reported a prior binge drinking experi- Among Federal prisoners, between drinking (42%) than women (about 29% ence, and 22% met the CAGE criteria 12% and 20% of all age groups met the for both). However, about a quarter of for alcohol dependence, higher than CAGE profile for alcohol dependence, both men and women fit the CAGE blacks on both measures (32% and and those reporting alcohol influence profile of alcohol dependence. 19%, respectively). at time of offense ranged from 13% to 22% of various age groups. Among Federal inmates men were also Prior alcohol abuse varied little by race more likely than women to report each among Federal prisoners. White Three-quarters of all prisoners measure of alcohol abuse. More male Federal inmates reported the highest can be characterized as alcohol- Federal inmates committed their incidence of prior binge drinking (38%), or drug-involved offenders offense while drinking (21%) and were but were not significantly higher than past "binge drinkers" (31%) than black or Hispanic inmates on other About three-quarters of all prisoners women (15% and 19%, respectively). alcohol abuse measures. reported some type of involvement with alcohol or drug abuse in the time Table 7. Levels of prior alcohol abuse, by selected characteristics leading up to their current offense. of State and Federal prisoners, 1997 Among State prisoners the largest groups of alcohol- or drug-involved Percent of prisoners reporting prior alcohol abuse inmates were those who used drugs Estimated Ever had a Under the influence 3 or more number of "binge drinking" of alcohol at the positive CAGE in the month before the offense (57%) Characteristic prisoners* experience time of offense responses and those under the influence of All State prisoners 1,059,607 41.0% 37.2% 24.4% alcohol or drugs while committing their offense (52%). Among Federal prison- Sex Male 993,365 41.8% 37.7% 24.5% ers conviction for a drug offense (63%) Female 66,242 29.9 29.1 23.4 made up the largest component of alcohol or drug involvement. Fewer Race/Hispanic origin White non-Hispanic 352,864 53.5% 42.7% 33.5% Federal than State prisoners abused Black non-Hispanic 492,676 31.9 33.0 18.6 drugs in the month before the offense Hispanic 179,998 39.9 36.7 22.0 (45%), or used alcohol or drugs at the Other 34,069 49.6 41.7 27.7 time of offense (34%). Age Percent of prisoners 24 or younger 209,343 40.2% 30.7% 15.8% State Federal 25-34 404,034 42.3 37.7 24.8 Current drug offense 20.7% 62.6% 35-44 311,999 42.3 41.3 28.6 Current DWI offense 1.6 - 45-54 103,470 37.4 37.7 28.5 55 or older 30,761 29.3 30.2 22.5 Alcohol/drug influence at time of offense 52.5 34.0 All Federal prisoners 89,072 30.3% 20.4% 16.2% Drug use in the month prior to offense 56.5 44.8 Sex 3 or more positive Male 82,646 31.2% 20.9% 16.6% CAGE responses 24.4 16.2 Female 6,426 18.8 15.1 11.6 Alcohol- or drug- Race/Hispanic origin Involved prisoners 76.2% 82.1% White non-Hispanic 26,616 38.3% 22.1% 19.3% Black non-Hispanic 33,697 25.0 21.1 12.5 Many drug offenders reported that they Hispanic 24,349 28.2 16.8 17.8 were not using drugs regularly in the Other 4,411 34.9 26.0 17.6 month before their offense. If such Age drug offenders were excluded from this 24 or younger 7,933 31.8% 18.4% 12.0% category, the percentage of alcohol- or 25-34 32,634 32.1 22.5 15.3 drug-involved State inmates drops 35-44 27,259 30.8 20.5 17.2 45-54 14,501 29.1 20.2 19.7 slightly to 69%. However, with this 55 or older 6,746 20.8 13.4 14.5 restriction the percentage of Federal *Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. prisoners who were alcohol- or drug- involved declines sharply to 52%. 8 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Alcohol abuse more prevalent Non t lispanic whites consistently. Prisoners' reports of alcohol abuse among whites, male prisoners reported the highest levels of alcohol were not related to age. Among those abuse among State inmates. A major- State prisoners in the age groups Prior alcohol abuse was more prevalent ity of whites reported a prior binge between 25 and 54, similar percent- among male prisoners (table 7). Male drinking experience, and a third met the ages reported all three measures of State prisoners were more likely to CAGE criteria for alcohol dependence. prior alcohol abuse. have been drinking at the time of the Among Hispanic State inmates 40% offense (38%) or to report past binge reported a prior binge drinking experi- Among Federal prisoners, between drinking (42%) than women (about 29% ence, and 22% met the CAGE criteria 12% and 20% of all age groups met the for both). However, about a quarter of for alcohol dependence, higher than CAGE profile for alcohol dependence, both men and women fit the CAGE blacks on both measures (32% and and those reporting alcohol influence profile of alcohol dependence. 19%, respectively). at time of offense ranged from. 13% to 22% of various age groups. Among Federal inmates men were also Prior alcohol abuse varied little by race more likely than women to report each among Federal prisoners. White Three-quarters of all prisoners measure of alcohol abuse. More male Federal inmates reported the highest can be characterized as alcohol- Federal inmates committed their incidence of prior binge drinking (38%), or drug-involved offenders offense while drinking (21%) and were but were not significantly higher than past "binge drinkers" (31%) than black or Hispanic inmates on other About three-quarters of all prisoners women (15% and 19%, respectively). alcohol abuse measures. reported some type of involvement with alcohol or drug abuse in the time Table 7. Levels of prior alcohol abuse, by selected characteristics leading up to their current offense. of State and Federal prisoners, 1997 Among State prisoners the largest groups of alcohol- or drug-involved Percent of prisoners reporting prior alcohol abuse inmates were those who used drugs Estimated Ever had a Under the influence 3 or more number of "binge drinking" of alcohol at the positive CAGE in the month before the offense (57%) Characteristic prisoners* experience time of offense responses and those under the influence of All State prisoners 1,059,607 41.0% 37.2% 24.4% alcohol or drugs while committing their offense (52%). Among Federal prison- Sex Male 993,365 41.8% 24.5% ers conviction for a drug offense (63%) 37.7% Female 66,242 29.9 29.1 23.4 made up the largest component of alcohol or drug involvement. Fewer Race/Hispanic origin White non-Hispanic 352,864 53.5% 42.7% 33.5% Federal than State prisoners abused Black non-Hispanic 492,676 31.9 33.0 18.6 drugs in the month before the offense Hispanic 179,998 39.9 36.7 22.0 (45%), or used alcohol or drugs at the Other 34,069 49.6 41.7 27.7 time of offense (34%). Age Percent of prisoners 24 or younger 209,343 40.2% 30.7% 15.8% State Federal 25-34 404,034 42.3 37.7 24.8 35-44 311,999 42.3 41.3 28.6 Current drug offense 20.7% 62.6% Current DWI offense 1.6 -- 45-54 103,470 37.4 37.7 28.5 55 or older 30,761 22.5 Alcohol/drug influence 29.3 30.2 at time of offense 52.5 34.0 All Federal prisoners 89,072 30.3% 20.4% 16.2% Drug use in the month prior to offense 56.5 44.8 Sex 3 or more positive Male 82,646 31.2% 20.9% 16.6% CAGE responses 24.4 16.2 Female 6,426 18.8 15.1 11.6 Alcohol- or drug- 76.2% 82.1% Race/Hispanic origin involved prisoners White non-Hispanic 26,616 38.3% 22.1% 19.3% Black non-Hispanic 33,697 25.0 21.1 12.5 Many drug offenders reported that they Hispanic 24,349 28.2 16.8 17.8 were not using drugs regularly in the Other 4,411 34.9 26.0 17.6 month before their offense. If such drug offenders were excluded from this Age 24 or younger 7,933 31.8% 18.4% 12.0% category, the percentage of alcohol- or 25-34 32,634 32.1 22.5 15.3 drug-involved State inmates drops 35-44 27,259 30.8 20.5 17.2 45-54 14,501 29.1 20.2 19.7 slightly to 69%. However, with this 55 or older 6,746 20.8 13.4 14.5 restriction the percentage of Federal *Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. prisoners who were alcohol- or drug- involved declines sharply to 52%. 8 Substance Abuse and Treatment, State and Federal Prisoners, 1997 A third of State, a quarter of Federal Among Federal prisoners 1 in 4 said Participation in substance abuse treat- prisoners said they had ever been they had ever been in alcohol or drug ment since admission also varied by treated for substance abuse treatment, and 1 in 10 had been treated the amount of time remaining until since their admission to prison. In expected release. Among those A third of State prisoners reported past addition, a third of Federal prisoners alcohol- or drug-involved prisoners participation in alcohol or drug abuse reported participation in other alcohol serving their final 6 months, a higher treatment, such as time spent in a or drug programs, and a fifth had taken percentage said they had been treated residential facility, professional part in such programs since admission. since admission (19% of State, 20% of counseling, detoxification, or use of a Federal) than those with over a year maintenance drug (table 8). About Treatment tied to past use, time until release (13% of State, 10% of 1 in 8 State prisoners had participated remaining until expected release Federal). Participation in other abuse in these types of alcohol or drug treat- programs was also highest for those ment since their admission to prison. Participation in treatment programs alcohol- or drug-involved offenders rose among those prisoners involved serving their final 6 months in prison. Two-fifths of State prisoners also with alcohol or drugs at the time of their Percent of alcohol- reported past participation in other offense. Among alcohol- or drug- or drug-involved alcohol or drug abuse programs, such involved State prisoners, 41% reported prisoners participating since admission as self-help groups, peer counseling, past treatment, including 15% who had Time to Other and education/awareness programs. been treated since admission. Among expected release Treatment programs A quarter of State prisoners had taken Federal prisoners who had committed State prisoners part in such programs since their their offense under the influence of Less than 6 months 18.6% 34.0% admission. Overall, a majority (56%) of alcohol or drugs, 41% reported past 6-12 months 16.3 32.4 Greater than 1 year 12.6 31.0 State prisoners had taken part in either treatment and 17% had been treated substance abuse treatment or other since admission. About two-thirds of all Federal prisoners alcohol and drug programs in the past, prisoners who committed their offense Less than 6 months 20.5% 36.9% 6-12 months 12.5 28.4 and a third had enrolled in either since under the influence had ever been in Greater than 1 year 10.0 24.2 their admission to prison. treatment or other abuse programs. Table 8. Substance abuse treatment history of State and Federal prisoners, by reported prior substance abuse, 1997 Percent of prisoners Alcohol- or drug-involved Under the influence of alcohol Total prisoners or drugs at the time of offense Type of treatment State Federal State Federal State Federal Ever in any treatment or programs 56.4% 46.4% 64.8% 51.4% 69.3% 66.1% Any treatment 34.5 24.6 41.5 27.7 46.3 40.6% Other alcohol/drug programs 43.1 35.4 49.4 39.2 52.5 50.8 Participated while under correctional supervision 47.8% 39.2% 55.2% 43.5% 59.2% 55.8% Any treatment 26.2 18.9 31.7 21.3 35.5 30.4 In prison/jail 19.7 15.0 23.9 16.9 27.0 24.6 On probation/parole 15.0 8.4 18.3 9.6 20.6 14.6 Other alcohol/drug programs 37.5 30.9 43.2 34.4 46.2 44.9 In prison/jail 33.3 27.4 38.3 30.5 41.0 40.6 On probation/parole 17.2 10.1 20.5 11.4 22.6 16.1 Participated since admission 32.5% 28.2% 37.7% 31.6% 41.1% 42.7% Any treatment 12.0 10.4 14.6 11.7 16.7 17.4 Residential facility or unit 6.9 7.3 8.5 8.2 10.1 12.4 Counseling by a professional 5.1 3.8 6.2 4.3 6.9 6.3 Detoxification unit 0.8 0.2 1.0 0.2 1.3 0.3 Maintenance drug 0.2 0.2 0.3 0.2 0.3 0.2 Other alcohol/drug programs 27.5 23.1 31.9 26.0 34.6 35.2 Self-help group/peer counseling 22.7 11.2 26.7 12.8 29.3 20.5 Education program 12.6 16.8 14.8 18.8 16.2 24.2 Estimated number of prisoners 1,047,933 87,839 806,758 73,103 543,869 29,468 Note: Detail adds to more than total because prisoners may have participated in more than one type of treatment program. Substance Abuse and Treatment, State and Federal Prisoners, 1997 9 Table 9. Drug treatment of State and Federal prisoners since admission, by levels of prior drug use, 1991 and 1997 Percent of prisoners reporting participation Estimated Other drug abuse number of Drug treatment since admission program since admission prisoners, 1997 State Federal State Federal Level of prior drug use State Federal 1997 1991 1997 1991 1997 1991 1997 1991 All prisoners 1,048,752 87,720 9.7% 24.5% 9.2% 15.7% 20.3% 15.5% 20.0% 10.1% Prisoners who used drugs Ever 870,558 63,979 11.5% 31.1% 12.4% 26.3% 24.0% 19.6% 26.0% 16.9% Regularly* 729,578 50,244 13.1 33.9 14.5 30.9 26.4 22.2 29.6 20.1 In the month before offense 592,611 39,275 14.6 36.5 15.4 33.7 28.3 23.7 31.7 22.0 At the time of offense 338,481 19,507 18.0 41.0 18.9 39.4 32.2 27.2 38.0 25.4 *Regular use is defined as once a week for at least a month. Prisoners' participation in drug Among both State and Federal prison- 1 in 4 prisoners participated in either treatment dropped since 1991; ers, enrollment in other drug abuse drug treatment or other drug abuse other drug programs grew programs, such as self-help or peer programs since admission groups and drug education classes, In both State and Federal prisons, the had gone up over this period. In 1997 In both State and Federal prisons, percentage of inmates who reported 20% of both State and Federal prison- about a quarter of all prisoners had being treated for drug abuse since their ers reported participation in drug abuse participated in either drug treatment or admission dropped since 1991 (table programs during their current prison other drug abuse programs since 9). In 1997, 1 in 10 State prisoners term, up from 16% of State and 10% admission (table 10). Among specific reported being treated for drug abuse of Federal prisoners in 1991. Among types of programs, more State prison- since admission; a decrease from the 1 those prisoners who used drugs at the ers participated in self-help or peer in 4 prisoners reporting such treatment time of offense, participation in these groups (16%) and drug abuse educa- in 1991. There was also a drop in the programs had risen to 32% of State tion classes (10%) than in residential percentage of Federal prisoners (9%) and 38% of Federal prisoners in 1997, treatment (6%) and professional drug reporting treatment since admission compared to about 25% of each abuse counseling (4%). (16% in 1991). in 1991. Compared to State prisoners' reported Since 1991 fewer prisoners with a drug These data represent an underestimate activities, participation in self-help or abuse history reported drug treatment of the total number of prisoners who peer groups was lower among Federal since admission. Among those prison- will ultimately receive drug treatment inmates (9%), while enrollment in drug ers who had been using drugs in the during their current prison term. At any abuse education (15%) was higher month before the offense, 15% of both one time the prison population repre- (table 11). However, Federal prisoners' State and Federal inmates said they sents a broad range of inmates, from participation in either of these programs had received drug abuse treatment newly admitted prisoners to those who still outpaced that of residential treat- during their current prison term, down have served as much as a decade or ment (6%) and professional counseling from a third of such offenders in 1991. more in prison. The likelihood of (3%) programs. Among those who were using drugs at receiving substance abuse treatment the time of offense, about 18% of both increases as a prisoner's expected State and Federal prisoners reported release date approaches (text table, participation in drug treatment since page 9). Some of the inmates who did admission, compared to about 40% in not report drug abuse treatment since 1991. admission will receive treatment before the completion of their prison term. 10 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Table 9. Drug treatment of State and Federatprisoners since admission, by levels of prior drug use, 1991 and 1997 Percent of prisoners reporting participation Estimated Other drug abuse number of Drug treatment since admission program since admission prisoners, 1997 State Federal State Federal Level of prior drug use State Federal 1997 1991 1997 1991 1997 1991 1997 1991 All prisoners 1,048,752 87,720 9.7% 24.5% 9.2% 15.7% 20.3% 15.5% 20.0% 10.1% Prisoners who used drugs Ever 870,558 63,979 11.5% 31.1% 12.4% 26.3% 24.0% 19.6% 26.0% 16.9% Regularly* 729,578 50,244 13.1 33.9 14.5 30.9 26.4 22.2 29.6 20.1 In the month before offense 592,611 39,275 14.6 36.5 15.4 33.7 28.3 23.7 31.7 22.0 At the time of offense 338,481 19,507 18.0 41.0 18.9 39.4 32.2 27.2 38.0 25.4 *Regular use is defined as once a week for at least a month. Prisoners' participation in drug Among both State and Federal prison- 1 in 4 prisoners participated in either treatment dropped since 1991; ers, enrollment in other drug abuse drug treatment or other drug abuse other drug programs grew programs, such as self-help or peer programs since admission groups and drug education classes, In both State and Federal prisons, the had gone up over this period. In 1997 In both State and Federal prisons, percentage of inmates who reported 20% of both State and Federal prison- about a quarter of all prisoners had being treated for drug abuse since their ers reported participation in drug abuse participated in either drug treatment or admission dropped since 1991 (table programs during their current prison other drug abuse programs since 9). In 1997, 1 in 10 State prisoners term, up from 16% of State and 10% admission (table 10). Among specific reported being treated for drug abuse of Federal prisoners in 1991. Among types of programs, more State prison- since admission; a decrease from the 1 those prisoners who used drugs at the ers participated in self-help or peer in 4 prisoners reporting such treatment time of offense, participation in these groups (16%) and drug abuse educa- in 1991. There was also a drop in the programs had risen to 32% of State tion classes (10%) than in residential percentage of Federal prisoners (9%) and 38% of Federal prisoners in 1997, treatment (6%) and professional drug reporting treatment since admission compared to about 25% of each abuse counseling (4%). (16% in 1991). in 1991. Compared to State prisoners' reported Since 1991 fewer prisoners with a drug These data represent an underestimate activities, participation in self-help or abuse history reported drug treatment of the total number of prisoners who peer groups was lower among Federal since admission. Among those prison- will ultimately receive drug treatment inmates (9%), while enrollment in drug ers who had been using drugs in the during their current prison term. At any abuse education (15%) was higher month before the offense, 15% of both one time the prison population repre- (table 11). However, Federal prisoners' State and Federal inmates said they. sents a broad range of inmates, from participation in either of these programs had received drug abuse treatment newly admitted prisoners to those who still outpaced that of residential treat- during their current prison term, down have served as much as a decade or ment (6%) and professional counseling from a third of such offenders in 1991. more in prison. The likelihood of (3%) programs. Among those who were using drugs at receiving substance abuse treatment the time of offense, about 18% of both increases as a prisoner's expected State and Federal prisoners reported release date approaches (text table, participation in drug treatment since page 9). Some of the inmates who did admission, compared to about 40% in not report drug abuse treatment since 1991. admission will receive treatment before the completion of their prison term. 10 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Among prisoners with past drug Among those State inmates using their offense under the influence of abuse, treatment provided less drugs at the time of the offense, 18% drugs, 19% had been treated since commonly than other programs had been in drug treatment since admission, including 14% who had admission, while 32% had enrolled been in a residential drug treatment While drug treatment since admission in a drug abuse program or group. program. was more prevalent among those Overall, about 40% of these State prisoners with drug abuse histories, prisoners had participated in either As was the case in State prisons, more more of these inmates had been in drug treatment or another drug abuse drug-abusing Federal offenders partici- other abuse programs. Of those State program since admission. pated in other drug abuse programs. prisoners who used drugs in the month Among Federal inmates who had used before the offense, 9% had been in a Among Federal prisoners with a history drugs in the month before the offense, residential treatment facility, and 6% of drug abuse, the percentage reporting about 33% had enrolled in programs had received professional counseling drug treatment since admission also such as drug abuse education (24%) since admission. In comparison, 23% rose. Of those who had used drugs in and self-help or peer groups (16%), of these inmates had joined a self-help the month before the offense, 15% had compared to 11% reporting residential or peer group since admission, and been treated since admission. Among treatment. Of those Federal inmates 14% had taken a drug education class. those Federal prisoners who committed who were using drugs at the time of offense, about twice as many reported Table 10. Types of drug treatment received by State prisoners enrollment in a drug abuse program since admission, by prior drug use, 1997 since admission (38%), than partici- pated in drug treatment (19%). Percent of State prisoners Prisoners' reported prior drug use Type of drug treatment or Ever in In the month At the time Overall, similar percentages of State program since admission Total the past Regularly* prior to offense of offense and Federal prisoners reported partici- Any treatment or program 24.4% 28.8% 31.8% 34.3% 39.3% pation in either drug abuse treatment or other programs since admission. Treatment 9.7% 11.5% 13.1% 14.6% 18.0% Residential facility or unit 5.7 6.7 7.7 8.8 11.3 Among those offenders who had ever Professional counseling 4.1 4.9 5.6 6.0 7.1 used drugs, 29% of State and 32% of Detoxification unit 0.6 0.7 0.9 1.0 1.4 Federal prisoners reported taking part Maintenance drug 0.2 0.2 0.3 0.3 0.4 in either drug treatment or other Other programs 20.3% 24.0% 26.4% 28.3% 32.2% programs since admission. Participa- Self-help group/peer tion increased among more seriaus counseling 16.1 19.1 21.3 23.1 26.6 Education 10.2 12.0 13.2 14.1 16.0 drug users and rose to 40% of State and 46% of Federal prisoners who had Estimated number of used drugs at the time of offense. State prisoners 1,047,701 870,558 729,578 592,611 338,481 *Used drugs once a week for at least a month. Table 11. Types of drug treatment received by Federal prisoners since admission, by prior drug use, 1997 Percent of Federal prisoners Prisoners' reported prior drug use Type of drug treatment or Ever in In the month At the time program since admission Total the past Regularly* prior to offense of offense Any treatment or program 24.5% 32.1% 36.4% 38.8% 45.8% Treatment 9.2% 12.4% 14.5% 15.4% 18.9% Residential facility or unit 6.5 8.6 10.3 10.9 14.1 Professional counseling 3.3 4.5 5.1 5.5 6.4 Detoxification unit 0.2 0.2 0.3 0.3 0.3 Maintenance drug 0.2 0.3 0.3 0.4 0.3 Other programs 20.0% 26.0% 29.6% 31.7% 38.0% Self-help group/peer counseling 8.9 11.9 14.4 15.8 21.1 Education 15.2 19.6 22.1 23.8 27.5 Estimated number of Federal prisoners 87,790 63,979 50,244 39,275 19,507 *Used drugs once a week for at least a month. Substance Abuse and Treatment, State and Federal Prisoners, 1997 11 A quarter of State and a fifth of classes, was higher among both State About 1 in 6 State and Federal prison- Federal prisoners received alcohol (21%) and Federal (17%) prisoners. ers who met the CAGE criteria for treatment since admission alcohol dependence reported taking Among those prisoners with a history part in alcohol treatment during their Since their admission to prison, nearly of alcohol abuse, participation in current prison term. equal percentages of State (8%) and alcohol treatment was more prevalent. Federal (7%) prisoners had been Of those prisoners who reported a Less than a fifth of alcohol-abusing treated for alcohol abuse (tables 12 previous alcohol-related physical fight, prisoners received treatment; about and 13). Participation in other alcohol about 14% of both State and Federal a third enrolled in other programs abuse programs, such as Alcoholics prisoners said they had been treated Anonymous and alcohol education for alcohol abuse since admission. Prisoners who had abused alcohol were less likely to report participation Table 12. Types of alcohol treatment received by State prisoners in alcohol treatment than in other abuse since admission, by prior alcohol use, 1997 programs. Among State prisoners who committed their offense while drinking, Percent of State prisoners more prisoners had enrolled in self-help Prisoners' reported prior alcohol abuse Ever had Ever got into Committed Had 3 or or peer groups (29%) and alcohol Type of alcohol a "binge physical fights offense under more posi- abuse education classes (16%) since treatment or program drinking" because the influence tive CAGE admission than had been in residential since admission Total experience* of drinking of alcohol responses treatment (9%) or professional counsel- Any treatment or program 24.0% 36.1% 36.6% 38.8% 43.6% ing (6%). Among those State prisoners Treatment 8.4% 13.9% 14.4% 14.4% 17.9% who provided three or more positive Residential facility or unit 5.0 8.4 8.5 8.7 11.0 CAGE responses, a third had enrolled Professional counseling 3.5 5.9 6.6 6.3 7.9 Detoxification unit 0.6 1.0 1.1 1.0 1.6 in self-help or peer groups alone, Maintenance drug 0.1 0.2 0.2 0.1 0.1 compared to fewer than a fifth who had been in any kind of alcohol treat- Other programs 20.6% 30.9% 31.7% 33.7% 37.7% ment since admission. Self-help group/peer counseling 16.9 26.3 26.7 28.8 32.6 Education 9.7 14.3 15.1 15.6 17.5 Federal prisoners with a history of Estimated number alcohol abuse also reported greater of State prisoners 1047701 429,222 401,262 387,137 255,746 participation in alcohol abuse programs *Binge drinking is defined as having consumed in a day as much as than in alcohol treatment. Among a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. those Federal prisoners who had committed their offense while under the influence of alcohol, more prisoners Table 13. Types of alcohol treatment received by Federal prisoners had enrolled in alcohol education since admission, by prior alcohol use, 1997 classes (19%) and self-help or peer groups (18%) since admission than in Percent of Federal prisoners Prisoners' reported prior alcohol abuse residential treatment (10%) or profes- Ever had Ever got into Committed Had 3 or sional counseling (5%). Type of alcohol a "binge physical fights offense under more posi- treatment or program drinking" because the influence tive CAGE since admission Total experience* of drinking of alcohol Overall, the rates of participation in responses alcohol treatment and other programs Any treatment or program. 20.3% 36.1% 36.4% 36.0% 41.0% were fairly equal in State and Federal Treatment 7.0% 13.8% 14.6% 13.8% 17.5% prisons. Among those prisoners who Residential facility or unit 5.0 10.4 11.0 9.6 12.8 were drinking at the time of the offense, Professional counseling 2.5 4.7 4.8 4.9 6.7 Detoxification unit 0.1 0.3 14% of both State and Federal inmates 0.4 0.4 0.5 Maintenance drug 0.1 0.2 0.2 0.1 0.7 said that they had been treated for alcohol abuse since admission. Also, Other programs 16.8% 29.8% 30.1% 30.5% 33.9% Self-help group/peer similar percentages of State (44%) and counseling 7.9 16.8 17.6 17.8 19.8 Federal (41%) prisoners who met the Education 12.0 19.9 20.1 19.3 22.3 CAGE profile for alcohol dependence Estimated number had taken part in either alcohol treat- of Federal prisoners 87,790 26,517 19,937 17,829 14,241 ment or other programs since *Binge drinking is defined as having consumed in a day as much as admission. a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. 12 Substance Abuse and Treatment, State and Federal Prisoners, 1997 A quarter of State and a fifth of classes, was higher among both State About in 6-State and Federal prison- Federal prisoners received alcohol (21%) and Federal (17%) prisoners. ers who met the CAGE criteria for treatment since admission alcohol dependence reported taking Among those prisoners with a history part in alcohol treatment during their Since their admission to prison, nearly of alcohol abuse, participation in current prison term. equal percentages of State (8%) and alcohol treatment was more prevalent. Federal (7%) prisoners had been Of those prisoners who reported a Less than a fifth of alcohol-abusing treated for alcohol abuse (tables 12 previous alcohol-related physical fight, prisoners received treatment; about and 13). Participation in other alcohol about 14% of both State and Federal a third enrolled in other programs abuse programs, such as Alcoholics prisoners said they had been treated Anonymous and alcohol education for alcohol abuse since admission. Prisoners who had abused alcohol were less likely to report participation Table 12. Types of alcohol treatment received by State prisoners in alcohol treatment than in other abuse since admission, by prior alcohol use, 1997 programs. Among State prisoners who committed their offense while drinking, Percent of State prisoners more prisoners had enrolled in self-help Prisoners' reported prior alcohol abuse Ever had Ever got into Committed Had 3 or or peer groups (29%) and alcohol Type of alcohol a "binge physical fights offense under more posi- abuse education classes (16%) since treatment or program drinking" because the influence tive CAGE admission than had been in residential since admission Total experience* of drinking of alcohol responses treatment (9%) or professional counsel- Any treatment or program 24.0% 36.1% 36.6% 38.8% 43.6% ing (6%). Among those State prisoners Treatment 8.4% 13.9% 14.4% 14.4% 17.9% who provided three or more positive Residential facility or unit 5.0 8.4 8.5 8.7 11.0 CAGE responses, a third had enrolled Professional counseling 3.5 5.9 6.6 6.3 7.9 Detoxification unit 0.6 1.0 1.1 in self-help or peer groups alone, 1.0 1.6 Maintenance drug 0.1 0.2 0.2 0.1 0.1 compared to fewer than a fifth who had been in any kind of alcohol treat- Other programs 20.6% 30.9% 31.7% 33.7% 37.7% ment since admission. Self-help group/peer counseling 16.9 26.3 26.7 28.8 32.6 Education 9.7 14.3 15.1 15.6 17.5 Federal prisoners with a history of Estimated number alcohol abuse also reported greater of State prisoners 1047701 429,222 401,262 387,137 255,746 participation in alcohol abuse programs *Binge drinking is defined as having consumed in a day as much as than in alcohol treatment. Among a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. those Federal prisoners who had committed their offense while under the influence of alcohol, more prisoners Table 13. Types of alcohol treatment received by Federal prisoners had enrolled in alcohol education since admission, by prior alcohol use, 1997 classes (19%) and self-help or peer groups (18%) since admission than in Percent of Federal prisoners Prisoners' reported prior alcohol abuse residential treatment (10%) or profes- Ever had Ever got into Committed Had 3 or sional counseling (5%). Type of alcohol a "binge physical fights offense under more posi- treatment or program drinking" because the influence tive CAGE since admission Total experience* of drinking of alcohol Overall, the rates of participation in responses alcohol treatment and other programs Any treatment or program. 20.3% 36.1% 36.4% 36.0% 41.0% were fairly equal in State and Federal Treatment 7.0% 13.8% 14.6% 13.8% 17.5% prisons. Among those prisoners who Residential facility or unit 5.0 10.4 11.0 9.6 12.8 were drinking at the time of the offense, Professional counseling 2.5 4.7 4.8 4.9 6.7 Detoxification unit 0.1 14% of both State and Federal inmates 0.3 0.4 0.4 0.5 Maintenance drug 0.1 0.2 0.2 0.1 0.7 said that they had been treated for alcohol abuse since admission. Also, Other programs 16.8% 29.8% 30.1% 30.5% 33.9% Self-help group/peer similar percentages of State (44%) and counseling 7.9 16.8 17.6 17.8 19.8 Federal (41%) prisoners who met the Education 12.0 19.9 20.1 19.3 22.3 CAGE profile for alcohol dependence Estimated number had taken part in either alcohol treat- of Federal prisoners 87,790 26,517 19,937 17,829 14,241 ment or other programs since *Binge drinking is defined as having consumed in a day as much as admission. a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. 12 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Women, whites more likely to alcohol- or drug-involved prisoners The rate of treatment of alcohol- or receive substance abuse treatment reported enrollment in other substance drug-involved Federal prisoners varied since admission to State prison abuse programs since admission. little by age. For those inmates in age groups between 25 and 54, the Among those State prisoners who As with alcohol- or drug-involved percentage who had been treated since can be described as alcohol- or drug- offenders in State prisons, whites were admission only ranged from 12% to involved offenders, women (56%) were the most likely of these inmates in 14%, and about 27% of each had more likely than men (41%) to have Federal prisons to receive treatment taken part in other substance abuse ever been treated for substance abuse since admission (16%), compared to programs since admission. Federal (table 14). A higher percentage of blacks (12%) and Hispanics (8%). inmates in both the youngest and female alcohol- or drug-involved More whites were also enrolled in other oldest age groups reported lower offenders (20%, compared to 14% of substance abuse programs since participation in both treatment and male offenders) also reported being admission (35%) than other inmates. other programs. treated since their admission to prison. However, equal percentages of men Table 14. Alcohol- or drug-involved State prisoners treated and women reported participation in a for substance abuse, by selected characteristics, 1997 substance abuse program, both in the Percent of alcohol- or drug-involved State prisoners reporting - past (49%) and since admission (32%). Estimated Treatment for Participation in other number substance abuse substance abuse programs of State Slightly higher percentages of white Since Since Characteristic prisoners Ever admission Ever admission alcohol- or drug-involved State prison- Total 806,758 41.5% 14.6% 49.4% 31.9% ers (17%) said they were treated for substance abuse since admission, Sex compared to blacks (13%) and Hispan- Male 754,418 40.5% 14.2% 49.4% 31.9% Female 52,340 55.6 19.6 49.3 31.9 ics (12%). Whites were also the only group of alcohol- or drug-involved Race/Hispanic origin prisoners to have a majority report past White non-Hispanic 271,345 51.8% 17.0% 58.0% 36.3% Black non-Hispanic 367,331 36.6 13.5 46.7 31.6 substance abuse treatment (52%) or Hispanic 142,610 33.8 12.5 39.2 23.9 past alcohol or drug programs (58%). Other 25,472 46.2 16.2 54.2 34.8 The prevalence of substance abuse Age 24 or younger 158,705 29.3% 10.2% 37.9% 22.6% treatment among alcohol- or drug- 25-34 316,744 43.1 15.2 50.2 33.1 involved offenders showed little 35-44 242,579 47.4 16.8 54.4 35.5 45-54 71,936 42.4 14.9 53.9 35.5 relationship to age. Similar rates of 55 or older 16,794 36.7 10.1 52.4 31.8 State prisoners in age groups between 25 and 54 reported treatment during their current sentence (about 1 in 6 of Table 15. Alcohol- or drug-involved Federal prisoners treated each) as well as participation in other for substance abuse, by selected characteristics, 1997 programs (about 1 in 3 of each). Those Percent of alcohol- or drug-involved Federal prisoners reporting - alcohol- or drug-involved prisoners 24 Estimated Treatment for Participation in other or younger, and those 55 or older, number of substance abuse substance abuse programs Federal reported the lowest incidence of partici- Since Since Characteristic prisoners Ever admission Ever admission pation in substance abuse treatment or Total 73,103 27.7% 11.7% 39.2% 26.0% other programs. Sex Substance abuse treatment of Male 67,856 27.6% 11.6% 39.6% 26.1% Female 5,247 28.8 13.3 34.2 25.2 Federal prisoners shows little variation by sex or age Race/Hispanic origin White non-Hispanic 20,178 39.5% 16.0% 51.6% 34.9% Black non-Hispanic 28,514 25.7 11.9 39.0 25.0 Among those Federal prisoners charac- Hispanic 21,185 19.0 8.2 28.1 18.5 terized as alcohol- or drug-involved Other 3,225 29.1 7.3 38.5 29.1 offenders, similar percentages of men Age (12%) and women (13%) said they 24 or younger 6,736 21.8% 8.1% 35.2% 24.0% received substance abuse treatment 25-34 27,500 27.3 12.5 39.2 26.4 since admission (table 15). About a 35-44 22,634 30.2 12.6 41.9 27.6 45-54 11,074 32.8 13.7 quarter of both male and female 40.8 26.8 55 or older 5,159 15.0 4.5 29.5 17.7 Substance Abuse and Treatment, State and Federal Prisoners, 1997 13 Methodology prisons was then selected within strata preceding answers Before the inter with probabilities proportionate to the view, inmates were told verbally and in The U.S. Bureau of the Census size of each prison. writing that participation was voluntary conducted the 1997 Survey of Inmates and that all information provided would in State Correctional Facilities (SISCF) For the sample of Federal prisons, one be held in confidence. Participants for the Bureau of Justice Statistics male prison and two female prisons were assured that the survey was (BJS) and the 1997 Survey of Inmates were selected with certainty. The solely for statistical purposes and that in Federal Correctional Facilities remaining 112 male facilities were no individual who participated could be (SIFCF) for BJS and the Bureau of classified into 5 strata defined by identified through use of survey results. Prisons. From June through October, security level (high, medium, low, 1997, inmates were interviewed about minimum, and administrative). The 20 Estimates of prisoner counts their current offense and sentences, remaining female facilities were strati- criminal histories, family and personal fied into 2 strata by security level Based on the completed interviews, backgrounds, gun possession and use, (administrative and not administrative). estimates for the entire population were prior drug and alcohol use and treat- Within security level, facilities were developed using weighting factors ment, educational programs, and other ordered by size of population and then derived from the original probability of services provided while in prison. selected with probability proportionate selection in the sample. These factors Similar surveys of State prison inmates to size. were adjusted for variable rates of were conducted in 1974, 1979, 1986, nonresponse across strata and and 1991. Federal inmates were For the State survey 280 prisons were inmates' characteristics and offenses. surveyed for the first time in 1991. selected, 220 male facilities and 60 The sample for the State survey was female facilities. Of the 280 facilities 3 adjusted to midyear custody counts for Sample design refused to allow interviewing and 2 June 30, 1997, from data obtained in closed before the survey could be the National Prisoner Statistics series The samples for the SISCF and SIFCF conducted. Overall, 32 male facilities (NPS-1A). The sample from the were taken from a universe of 1,409 and 8 female facilities were selected for Federal facilities was weighted to the State prisons and 127 Federal prisons the Federal survey, and all participated. total known sentenced custody popula- enumerated in the 1995 Census of tion at midyear 1997. State and Federal Adult Correctional In the second stage, inmates were Facilities or opened between comple- selected for interviewing. For State Excluded from the estimate of Federal tion of the census and June 30, 1996. facilities interviewers selected the inmates were unsentenced inmates The sample design for both surveys sample systematically using a random and those prisoners under Federal was a stratified two-stage selection; start and a total number of interviews jurisdiction but housed in State and first, selecting prisons, and second, based upon the size and sex of the private contract facilities. Those selecting inmates in those prisons. facility. For the Federal facilities, a prisoners who were under State juris- sample of inmates was selected for diction, yet held in local jails or private In the first stage correctional facilities each facility from the Bureau of Prisons facilities, were excluded from the were separated into two sampling central list, using a random start and estimated number of State prisoners. frames: one for prisons with male predetermined sampling interval. All As a result, the estimated prisoner inmates and one for prisons with selected drug offenders were then counts do not match those in other female inmates. Prisons holding both subsampled so that only a third were BJS data series. sexes were included on both lists. eligible for interview. As a result, approximately 1 in every 75 men and The estimated prisoner counts vary In the sampling of State facilities, the 1 in 17 women were selected for the according to the particular data items 13 largest male prisons and 17 largest State survey, and 1 in every 13 men analyzed. Estimates are based on the female prisons were selected with and 1 in every 3 women were selected number of prisoners who provided certainty. The remaining 1,265 male for the Federal survey. A total of information on selected items. (See facilities and 261 female facilities were 14,285 interviews were completed for appendix table 1 for level of missing stratified into 14 strata defined by the State survey and 4,041 for the data on current offense.) census region (Northeast except New Federal survey, for overall response York, New York, Midwest, South except rates of 92.5% in the State survey and Accuracy of the estimates Texas, Texas, West except California, 90.2% in the Federal survey. and California). Within each stratum The accuracy of the estimates facilities were ordered by facility type The interviews, about an hour in length, presented in this report depends on (confinement and community-based), used computer-assisted personal inter- two types of error: sampling and security level (maximum, medium, viewing (CAPI). With CAPI, computers nonsampling. Sampling error is the minimum, and none), and size of provide questions for the interviewer, variation that may occur by chance population. A systematic sample of including follow-up questions tailored to because a sample rather than a 14 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Methodology prisons was then selected within strata preceding answers Before the inter with probabilities proportionate to the view, inmates were told verbally and in The U.S. Bureau of the Census size of each prison. writing that participation was voluntary conducted the 1997 Survey of Inmates and that all information provided would in State Correctional Facilities (SISCF) For the sample of Federal prisons, one be held in confidence. Participants for the Bureau of Justice Statistics male prison and two female prisons were assured that the survey was (BJS) and the 1997 Survey of Inmates were selected with certainty. The solely for statistical purposes and that in Federal Correctional Facilities remaining 112 male facilities were no individual who participated could be (SIFCF) for BJS and the Bureau of classified into 5 strata defined by identified through use of survey results. Prisons. From June through October, security level (high, medium, low, 1997, inmates were interviewed about minimum, and administrative). The 20 Estimates of prisoner counts their current offense and sentences, remaining female facilities were strati- criminal histories, family and personal fied into 2 strata by security level Based on the completed interviews, backgrounds, gun possession and use, (administrative and not administrative). estimates for the entire population were prior drug and alcohol use and treat- Within security level, facilities were developed using weighting factors ment, educational programs, and other ordered by size of population and then derived from the original probability of services provided while in prison. selected with probability proportionate selection in the sample. These factors Similar surveys of State prison inmates to size. were adjusted for variable rates of were conducted in 1974, 1979, 1986, nonresponse across strata and and 1991. Federal inmates were For the State survey 280 prisons were inmates' characteristics and offenses. surveyed for the first time in 1991. selected, 220 male facilities and 60 The sample for the State survey was female facilities. Of the 280 facilities 3 adjusted to midyear custody counts for Sample design refused to allow interviewing and 2 June 30, 1997, from data obtained in closed before the survey could be the National Prisoner Statistics series The samples for the SISCF and SIFCF conducted. Overall, 32 male facilities (NPS-1A). The sample from the were taken from a universe of 1,409 and 8 female facilities were selected for Federal facilities was weighted to the State prisons and 127 Federal prisons the Federal survey, and all participated. total known sentenced custody popula- enumerated in the 1995 Census of tion at midyear 1997. State and Federal Adult Correctional In the second stage, inmates were Facilities or opened between comple- selected for interviewing. For State Excluded from the estimate of Federal tion of the census and June 30, 1996. facilities interviewers selected the inmates were unsentenced inmates The sample design for both surveys sample systematically using a random and those prisoners under Federal was a stratified two-stage selection; start and a total number of interviews jurisdiction but housed in State and first, selecting prisons, and second, based upon the size and sex of the private contract facilities. Those selecting inmates in those prisons. facility. For the Federal facilities, a prisoners who were under State juris- sample of inmates was selected for diction, yet held in local jails or private In the first stage correctional facilities each facility from the Bureau of Prisons facilities, were excluded from the were separated into two sampling central list, using a random start and estimated number of State prisoners. frames: one for prisons with male predetermined sampling interval. All As a result, the estimated prisoner inmates and one for prisons with selected drug offenders were then counts do not match those in other female inmates. Prisons holding both subsampled so that only a third were BJS data series. sexes were included on both lists. eligible for interview. As a result, approximately 1 in every 75 men and The estimated prisoner counts vary In the sampling of State facilities, the 1 in 17 women were selected for the according to the particular data items 13 largest male prisons and 17 largest State survey, and 1 in every 13 men analyzed. Estimates are based on the female prisons were selected with and 1 in every 3 women were selected number of prisoners who provided certainty. The remaining 1,265 male for the Federal survey. A total of information on selected items. (See facilities and 261 female facilities were 14,285 interviews were completed for appendix table 1 for level of missing stratified into 14 strata defined by the State survey and 4,041 for the data on current offense.) census region (Northeast except New Federal survey, for overall response York, New York, Midwest, South except rates of 92.5% in the State survey and Accuracy of the estimates Texas, Texas, West except California, 90.2% in the Federal survey. and California). Within each stratum The accuracy of the estimates facilities were ordered by facility type The interviews, about an hour in length, presented in this report depends on (confinement and community-based), used computer-assisted personal inter- two types of error: sampling and security level (maximum, medium, viewing (CAPI). With CAPI, computers nonsampling. Sampling error is the minimum, and none), and size of provide questions for the interviewer, variation that may occur by chance population. A systematic sample of including follow-up questions tailored to because a sample rather than a 14 Substance Abuse and Treatment, State and Federal Prisoners, 1997 complete enumeration of the population was conducted. Nonsampling error Appendix table 1. Current offense of sentenced State and Federal prisoners, can be attributed to many sources, 1991 and 1997 such as nonresponses, differences in State Federal the interpretation of questions among Type of offense 1991 1997 1991 1997 inmates, recall difficulties, and process- Violent 46.6% 47.4% 17.3% 14.8% ing errors. In any survey the full extent Property 24.8 22.0 10.2 6.8 of the nonsampling error is never Drug 21.3 20.7 57.9 62.7 Public-order 6.8 9.6 12.4 14.7 known. The sampling error, as Other 0.4 0.2 2.2 1.1 measured by an estimated standard Note: In 1991 current offense data were available for 99.4% of sentenced State prisoners and error, varies by the size of the estimate 99.4% of sentenced Federal prisoners. In 1997 current offense data were available for 98.8% of sentenced State prisoners and 98.8% of sentenced Federal prisoners. and the size of the base population. The offense distribution of State property (7%) offenders had declined Estimates of the standard errors have prisoners in the 1997 survey was slightly since 1991 (17% and 10%, been calculated for the 1997 surveys. largely unchanged from that of the respectively), while the percentage of (See appendix tables 2 and 3). For 1991 survey. The percentage of drug (63%) and public-order offenders example, the 95-percent confidence property offenders had decreased (15%) had risen since 1991 (58% and interval around the percentage of State slightly since 1991 (from 25% to 22%), 12%, respectively). inmates who ever used drugs is while the percentage of public-order approximately 83.0% plus or minus offenders had risen slightly (from 7% For an offense distribution of the 1.96 times 0.4% (or 82.2.% to 83.8%). to 10%). Among Federal prisoners the complete enumeration of Federal offense distribution displayed more prisoners, refer to Compendium of These standard errors may also be change since the 1991 survey. The Federal Justice Statistics (volumes used to test the significance of the percentage of violent (15%) and 1991 through 1996). difference between two sample statis- tics by pooling the standard errors of Appendix table 2. Standard errors of the estimated percentages, the two sample estimates. For State prison inmates, 1997 example, the standard error of the difference between black and white Base of Estimated percentages State prison inmates for the percent the estimate 98 or 2 95 or 5 90 or 10 80 or 20 70 or 30 50 reporting a binge drinking experience 5,000 2.2 3.4 4.7 6.3 7.2 7.9 10,000 1.6 2.4 3.3 4.5 5.1 5.6 would be 1.2% (or the square root of 25,000 1.0 1.5 2.1 2.8 3.2 3.5 the sum of the squared standard errors 50,000 0.7 1.1 1.5 2.0 2.3 25 for each group). The 95-percent confi- 100,000 0.5 0.8 1.1 1.4 1.6 1.8 250,000 0.3 0.5 0.7 0.9 1.0 1.1 dence interval around the difference 500,000 0.2 0.3 0.5 0.6 0.7 0.8 would be 1.96 times 1.2% (or 2.4%). 750,000 0.2 0.3 0.4 0.5 0.6 0.6 Since the difference of 21.6% (53.5% 1,000,000 0.2 0.2 0.3 0.4 0.5 0.6 1,059,607 0.2 0.2 0.3 0.4 0.5 0.5 minus 31.9%) is greater than 2.4%, the difference would be considered statisti- cally significant. Appendix table 3. Standard errors of the estimated percentages, Federal prison inmates, 1997 The same procedure can be used to Base of Estimated percentages test the significance of the difference the estimate 98 or 2 95 or 5 90 or 10 80 or 20 70 or 30 50 between estimates from the two 500 3.9 6.1 8.4 11.1 12.8 13.9 surveys. For example, the standard 1,000 2.8 4.3 5.9 7.9 9.0 9.8 5,000 1.2 1.9 2.6 3.5 4.0 4.4 error of the difference between Federal 15,000 0.7 1.1 1.5 2.0 2.3 2.5 and State prison inmates for the 30,000 0.5 0.8 1.1 1.4 1.6 1.8 percent reporting prior drug use would 45,000 0.4 0.6 0.9 1.2 1.3 1.5 60,000 0.4 0.6 0.8 1.0 1.2 1.3 be 1.1%. The 95-percent confidence 80,000 0.3 0.5 0.7 0.9 1.0 1.1 interval around the difference would be 89.072 0.3 0.5 0.6 0.8 1.0 1.0 1.96 times 1.1% (or 2.1%). Since the difference of 10.1% (83.0% minus 95-percent confidence level. To test female inmates require different the significance of comparisons not standard errors. 72.9%) is greater than 2.1%, the differ- ence would be considered statistically mentioned in this report, use percent- significant. ages in text or tables and numbers of inmates. These standard errors All comparisons discussed in this report should be used only for tests on all were statistically significant at the inmates. Comparisons of male and Substance Abuse and Treatment, State and Federal Prisoners, 1997 15 The Bureau of Justice Statistics Data collection and processing were This report and others from the is the statistical agency of the carried out at the Demographic Bureau of Justice Statistics are avail- U.S. Department of Justice. Surveys Division, U.S. Bureau of the able through the Internet - Jan M. Chaiken, Ph.D., is Director. Census, by La Terri Bynum, Elizabeth Griffin, Marita Perez, and Laarni Verdo- http://www.ojp.usdoj.gov/bjs/ BJS Special Reports address a lin under the supervision of Kathleen specific topic in depth from one or Creighton and Gertrude Odom and by The data from the 1997 Surveys of more datasets that cover many topics. Christopher Alaura and Lawrence Inmates in State and Federal Correc- Altmayer under the supervision of tional Facilities are available from the Christopher J. Mumola wrote this Stephen Phillips and David Watt. National Archive of Criminal Justice report under the supervision of Allen J. The questionnaire was programmed Data, maintained by the Institute for Beck. Melvinda Pete and Doris James Wilson provided statistical assistance: by Ellen-Soper of the Technologies Social Research at the University of Tom Hester edited the report. Marilyn Management Office under the supervi- Michigan, 1-800-999-0960. The Marbrook, assisted by Yvonne Boston, sion of William Mockovak. Sample archive may also be accessed prepared the report for publication. design and weighting were provided at through the BJS Internet site. The the Statistical Methods Division by file number for the surveys is Caroline Wolf Harlow developed the Denise Lewis and Andrew Zbikowski ICPSR 2598. survey questionnaire and monitored under the supervision of J. Michael data collection, data processing, and Roebuck and Thomas Moore. Inter- production of weights. Christopher views were conducted by the Field Innes, assisted by Susan Allison, Division and coordinated by Medell Denise Golumbaski, Nancy Miller, Ford III and John Godenick under the Vicki Russell, Allyson Suski, and Ina supervision of Richard Ning. Winn at the Federal Bureau of Prisons, December 1998, NCJ 172871 developed the sample of Federal inmates and coordinated data collection in Federal facilities. 16 Substance Abuse and Treatment, State and Federal Prisoners, 1997 The Bureau of Justice Statistics Data collection and processing were This report and others from the is the statistical agency of the carried out at the Demographic Bureau of Justice Statistics are avail- U.S. Department of Justice. Surveys Division, U.S. Bureau of the able through the Internet - Jan M. Chaiken, Ph.D., is Director. Census, by La Terri Bynum, Elizabeth Griffin, Marita Perez, and Laarni Verdo- http://www.ojp.usdoj.gov/bjs/ BJS Special Reports address a lin under the supervision of Kathleen specific topic in depth from one or Creighton and Gertrude Odom and by The data from the 1997 Surveys of more datasets that cover many topics. Christopher Alaura and Lawrence Inmates in State and Federal Correc- Altmayer under the supervision of tional Facilities are available from the Christopher J. Mumola wrote this Stephen Phillips and David Watt. National Archive of Criminal Justice report under the supervision of Allen J. The questionnaire was programmed Data, maintained by the Institute for Beck. Melvinda Pete and Doris James Wilson provided statistical assistance. by Ellen-Soper of the Technologies Social Research at the University of Tom Hester edited the report. Marilyn Management Office under the supervi- Michigan, 1-800-999-0960. The sion of William Mockovak. Sample archive may also be accessed Marbrook, assisted by Yvonne Boston, prepared the report for publication. design and weighting were provided at through the BJS Internet site. The the Statistical Methods Division by file number for the surveys is Denise Lewis and Andrew Zbikowski ICPSR 2598. Caroline Wolf Harlow developed the survey questionnaire and monitored under the supervision of J. Michael data collection, data processing, and Roebuck and Thomas Moore. Inter- production of weights. Christopher views were conducted by the Field Innes, assisted by Susan Allison, Division and coordinated by Medell Denise Golumbaski, Nancy Miller, Ford III and John Godenick under the Vicki Russell, Allyson Suski, and Ina supervision of Richard Ning. Winn at the Federal Bureau of Prisons, December 1998, NCJ 172871 developed the sample of Federal inmates and coordinated data collection in Federal facilities. 16 Substance Abuse and Treatment, State and Federal Prisoners, 1997 U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics Special Report December 1998, NCJ 172871 Substance Abuse and Treatment, State and Federal Prisoners, 1997 By Christopher J. Mumola BJS Policy Analyst Highlights In the 1997 Survey of Inmates in State Half of State inmates and a third of Federal prisoners reported committing and Federal Correctional Facilities, over 570,000 of the Nation's prisoners their current offense under the influence of alcohol or drugs (51%) reported the use of alcohol or Percent of prisoners In 1997 over 80% of State and drugs while committing their offense. Self-reports 1997 1991 over 70% of Federal prisoners While only a fifth of State prisoners Drug use reported past drug use; about 1 in 6 In month before offense were drug offenders, 83% reported State 57% 50% of both reported committing their past drug use and 57% were using Federal 45 32 current offense to obtain money drugs in the month before their offense, for drugs. compared to 79% and 50%, respec- At the time of offense tively, in 1991. Also, 37% of State State 33% 31% About 40% of State and 30% of Federal 22 17 prisoners were drinking at the time Federal prisoners reported a prior of their offense, up from 32% in 1991. Alcohol use binge drinking experience; over 40% At the time of offense of both had driven drunk in the past. Among Federal prisoners the reports State 37% 32% of substance abuse increased more Federal 20 11 Overall, 3 in 4 State and 4 in 5 sharply. Although the proportion of Alcohol/drug use Federal prisoners may be character- Federal prisoners held for drug At the time of offense ized as alcohol- or drug-involved offenses rose from 58% in 1991 to 63% State 52% 49% offenders. in 1997, the percentage of all Federal Federal 34 24 inmates who reported using drugs in Since admission 1 in 8 State prisoners were treated for substance abuse, the month before the offense rose and 1 in 4 had participated in other alcohol or drug abuse programs more dramatically from 32% to 45%. Percent of State pris- Over 50% of State and over 40% A fifth of Federal prisoners reported oners participating of Federal prisoners had ever partici- drinking at the time of their offense since admission pated in treatment or other programs in 1997, up from a tenth in 1991. Other Treatment* programsᵇ for substance abuse; a third of State Over 360,000 prisoners - a third of Any treatment 12% 28% and a quarter of Federal prisoners had participated since their admission. State, and about a quarter of Federal Drug treatment 10% 20% prisoners - said they had participated Ever used 12 24 in drug or alcohol treatment or other In month before offense 15 28 Among both State and Federal Used at time of offense 18 32 prisoners who had used drugs in the substance abuse programs since admission. Reported levels of drug Alcohol treatment 8% 21% month before the offense, about 1 in 7 treatment since admission were lower Binge drinkers 14 31 had been treated for drug abuse since Alcohol dependent 18 38 admission; nearly a third had enrolled for both State (10%) and Federal (9%) Used at time of offense 14 34 in other drug abuse programs. prisoners than those reported in 1991 "Includes residential facilities, professional (25% and 16%, respectively). Over the counseling, detoxification units, and mainte- Since admission 14% of both State same period, participation in other drug nance drug programs. and Federal prisoners drinking at the abuse programs increased for both PIncludes self-help/peer counseling groups, time of offense had been treated for State (from 16% to 20%) and Federal as well as educational or awareness programs. alcohol abuse; a third had enrolled in prisoners (from 10% to 20%). other alcohol abuse programs. Drug offenders accounted for over 250,000 prisoners; 21% of State, Half of all prisoners were under the over 60% of Federal prisoners in 1997 influence of alcohol or drugs at the time of their offense Percent of drug Since the last surveys in 1991, the offenders number of drug offenders in State State Federal An estimated 51% of all prisoners (52% Type of drug offense and Federal prisons has grown by of State and 34% of Federal) said they Possession 27.1% 5.3% nearly 90,000, or an average annual were under the influence of alcohol or Trafficking* 70.1 85.8 growth rate of 6.4%. However, the Other 2.8 8.9 drugs while they committed their number of inmates incarcerated for current offense (table 1). Among State Status at arrest nondrug offenses has grown at virtu- prisoners the incidence of alcohol or None 46.2% 75.9% ally the same rate over that period Status 53.8 24.1 drug use at the time of offense showed On paroleᵇ 27.4 10.2 (6.3%). As a result, drug offenders little variation by offense type, ranging On probation 25.9 13.8 make up the same proportion of the from 52% of violent offenders to 56% of Escaped from custody 0.5 0.2 prison population as in 1991, despite public-order offenders. Among specific Criminal history their substantial numerical growth. offense types only weapons (42%), None 17.4% 40.6% fraud (43%), and sexual assault (45%) Priors 82.6 59.4 In 1997 drug offenders in State prison Violent recidivists 23.6 12.1 offenders had a minority reporting the reported extensive criminal histories: Drug recidivists only 14.1 15.9 influence of alcohol or drugs at the time Other recidivists 44.9 31.4 of their offense. 54% were on probation, parole, Number of prior probation/ or escape at the time of their arrest. incarceration sentences 83% had a prior sentence to incar- Among Federal prisoners the reported 0 17.4% 40.6% 1 20.2 19.5 ceration or probation; 45% had three use of alcohol or drugs at the time of 2 17.5 15.5 or more prior sentences. offense showed greater variation by 3-5 27.2 18.2 24% had a prior violent offense; offense type. Violent offenders (40%) 6-10 11.5 5.0 32% reported that all sentences had reported the highest levels, followed 11 or more 6.3 1.2 been for drug offenses. by drug (35%), public-order (30%), Type of drug involved and property (23%) offenders. Among in current offense Drug offenders in Federal prisons specific offense types only murder Marijuana/hashish 12.9% 18.9% reported less severe criminal histories Cocaine/crack 72.1 65.5 (52%) and assault (51%) offenders had 12.8 than those in State prisons: Heroin/other opiates 9.9 a majority reporting the use of alcohol Depressants 1.2 0.6 or drugs at the time of their current Stimulants 9.9 11.0 24% were on probation, parole, Hallucinogens 1.1 1.7 or escape at the time of arrest. offense. Fraud (15%) and sexual 59% had a prior sentence; 24% assault (32%) offenders were among "Includes those reporting an intent to distribute. had three or more prior sentences. the Federal prisoners least likely to blncludes supervised release. includes recidivists with unknown offense 12% had a prior violent offense; have committed their current offense types. 57% had been sentenced solely under the influence of alcohol or drugs. More than one type of drug may have been for drug offenses. involved in the current offense. Assault, murder, and sexual assault most closely tied to alcohol use at the time of offense Number of prisoners serving a sentence for a drug of fense 1997 custody 300,000 population A third of State and a fifth of Federal 277,859 prisoners reported the influence of Total alcohol at the time of offense. Among State prisoners about two-fifths of 222,100 public-order and violent offenders were 200,000 State drinking at the time of offense, followed by a third of property and a quarter of drug offenders. Among Federal prison- ers reported use of alcohol at the time 100,000 of offense varied less by offense type, ranging from 16% of property offenders 55,759 to 25% of violent offenders. For both Federal State and Federal prisoners, the specific offenses most closely related 0 1980 1986 1991 1997 to alcohol use at the time of offense were violent ones - assault, murder, manslaughter, and sexual assault. 2 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Table 1. Alcohol or drug use at time of offense of State and Federal prisoners, by type of offense, 1997 Percent of prisoners who reported being under the influence at time of offense Estimated number of prisoners* Alcohol Drugs Alcohol or drugs Type of offense State Federal State Federal State Federal State Federal Total 1,046,705 88,018 37.2% 20.4% 32.6% 22.4% 52.5% 34.0% Violent offenses 494,349 13,021 41.7% 24.5% 29.0% 24.5% 51.9% 39.8% Murder 122,435 1,288 44.6 38.7 26.8 29.4 52.4 52.4 Negligent manslaughter 16,592 53 52.0 17.4 56.0 Sexual assault 89,328 713 40.0 32.3 21.5 7.9 45.2 32.3 Robbery 148,001 8,770 37.4 18.0 39.9 27.8 55.6 37.6 Assault 97,897 1,151 45.1 46.0 24.2 13.8 51.8 50.5 Other violent 20,096 1,046 39.6 32.2 29.0 15.9 48.2 37.2 Property offenses 230,177 5,964 34.5% 15.6% 36.6% 10.8% 53.2% 22.6% Burglary 111,884 294 37.2 38.4 55.7 Larceny/theft 43,936 414 33.7 38.4 54.2 Motor vehicle theft 19,279 216 32.2 39.0 51.2 Fraud 28,102 4,283 25.2 10.4 30.5 6.5 42.8 14.5 Other property 26,976 757 36.0 22.8 30.6 16.4 53.2 34.6 Drug offenses 216,254 55,069 27.4% 19.8% 41.9% 25.0% 52.4% 34.6% Possession 92,373 10,094 29.6 21.3 42.6 25.1 53.9 36.0 Trafficking 117,926 40,053 25.5 19.4 41.0 25.9 50.9 35.0 Other drug 5,955 4,922 29.9 19.7 47.1 17.1 59.2 29.0 Public-order offenses 103,344 13,026 43.2% 20.6% 23.1% 15.6% 56.2% 30.2% Weapons 25,642 6,025 28.3 23.0 22.4 24.4 41.8 37.1 Other public-order 77,702 7,001 48.1 18.5 23.3 8.1 60.9 24.1 Too few cases in the sample to permit calculation. ᵇIncludes rape and other sexual assault. "Based on cases with valid offense data. See Methodology for differences from other BJS prisoner counts. A third of State and a fifth of Federal most closely tied to drug influence, drug use during the offense than State prisoners said they used drugs at while manslaughter (17%) and sexual prisoners (42% and 37%, respectively). the time of offense assault (22%) offenders were the least Murder (29%) and robbery (28%) likely to report drug use during the offenders were the Federal prisoners A third of State prisoners said they had offense. most likely to report drug influence. committed their current offense while under the influence of drugs. Drug About 1 in 5 Federal prisoners commit- Prior drug use by State prisoners (42%) and property offenders (37%) ted their offense under the influence of remained stable since 1991, except reported the highest incidence of drug drugs. Among violent offenders for marijuana use use at the time of offense, followed by Federal prisoners (25%) were nearly as violent (29%) and public-order offend- likely as State prisoners (29%) to report Over 80% of State prisoners said they ers (23%). Among specific offenses drug influence. However, Federal drug had used drugs at some time in the drug possession (43%) and trafficking (25%) and property offenders (11%) past; a slight increase since 1991 (41%) and robbery (40%) were the reported a much lower incidence of (table 2). Marijuana (77%) and Table 2. Drug use of State prisoners, 1991 and 1997 Percent of State prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly* month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drugb 83.0% 79.4% 69.6% 62.2% 56.5% 49.9% 32.6% 31.0% Marijuana/hashish 77.0 73.8 58.3 51.9 39.2 32.2 15.1 11.4 Cocaine/crack 49.2 49.4 33.6 31.9 25.0 25.2 14.8 14.5 Heroin/opiates 24.5 25.2 15.0 15.3 9.2 9.6 5.6 5.8 Depressantsᶜ 23.7 24.0 11.3 10.8 5.1 3.8 1.8 1.0 Stimulants 28.3 29.7 16.3 16.6 9.0 7.4 4.2 2.9 Hallucinogens® 28.7 26.9 11.3 11.5 4.0 3.7 1.8 1.6 Inhalants 14.4 : 5.4 : 1.0 : : - Note: Detail adds to more than total because prisoners Other unspecified drugs are included in the totals. may have used more than one type of drug. °Includes barbiturates, tranquilizers, and Quaalude. --Not reported. "Includes amphetamine and methamphetamine. "Used drugs at least once a week for at least a month. *Includes LSD and PCP. Substance Abuse and Treatment, State and Federal Prisoners, 1997 3 Table-3.- Drug-use of Federal prisoners; 1991 and 1997 Percent of Federal prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drugb 72.9% 60.1% 57.3% 42.1% 44.8% 31.8% 22.4% 16.8% Marijuana/hashish 65.2 52.8 46.6 32.2 30.4 19.2 10.8 5.9 Cocaine/crack 44.8 37.3 28.2 20.6 20.0 15.4 9.3 7.7 Heroin/opiates 16.1 14.1 8.9 9.3 5.4 5.5 3.0 3.7 Depressants 16.5 13.1 8.0 5.3 3.2 1.4 1.0 0.3 Stimulants 20.9 16.8 12.9 8.3 7.6 3.9 4.1 1.8 Hallucinogens* 19.0 14.8 6.4 4.8 1.7 1.2 0.8 0.5 Inhalants 7.7 -- 2.6 -- 0.5 - Note: Detail adds to more than total because prisoners ᵇOther unspecified drugs are included in the totals. may have used more than one type of drug. includes barbiturates, tranquilizers, and Quaalude. --Not reported. dIncludes amphetamine and methamphetamine. "Used drugs at least once a week for at least a month. *Includes LSD and PCP. cocaine-based drugs, including crack Nearly three-quarters of Federal Over 40% of Federal prisoners (49%), were the most commonly used prisoners had used drugs in the used drugs in the month before the drugs, followed by hallucinogens past - up from 60% in 1991 offense; 20% used cocaine or crack (29%), stimulants (28%), opiates, including heroin, and depressants (both In 1991, 60% of Federal prisoners In the month before their current 24%). In addition, about 1 in 7 State reported prior drug use, compared to offense, 45% of Federal prisoners had prisoners reported using inhalants in 79% of State prisoners (table 3). In used drugs, an increase from the 32% the past. 1997 this gap in prior drug use was reported in 1991. The use of marijuana narrowed, as the percentage of Federal led this trend (up from 19% to 30%), Fifty-seven percent of State prisoners inmates reporting past drug use rose while use of cocaine-based drugs said they had used drugs in the month to 73%, compared to 83% of State showed a smaller increase (from 15% before their current offense, up from inmates. This increase was mostly to 20%). Although the percentage of 50% in 1991. The use of marijuana due to a rise in the percentage of Federal prisoners using stimulants in the month before the offense (39%) Federal prisoners reporting prior use grew slightly from 4% to 8%, fewer than had increased since 1991 (32%), while of marijuana (from 53% in 1991 to 10% of Federal inmates used any type the use of other drugs remained largely 65%) and cocaine-based drugs (from of drug besides marijuana and unchanged. A quarter of State prison- 37% to 45%). cocaine/crack in the month before ers reported using cocaine-based the offense. drugs in the month before the offense. Most other drug types showed modest Opiates, including heroin, and stimu- increases over this period. A fifth of The percentage of Federal prisoners lants (both 9%) were the only other Federal prisoners had used stimulants reporting the use of drugs at the time types of drugs used by more than 5% and hallucinogens, followed by depres- of their offense grew from 17% to 22% of State prisoners in the month before sants and opiates, including heroin since 1991. The percentage of Federal the offense. (both 16%). About 1 in 12 Federal inmates using marijuana while commit- prisoners reported the prior use of ting their offense grew from 6% to 11% A third of State prisoners had used inhalants. over this period, while the percentage drugs at the time of offense, which was using cocaine or crack was relatively almost unchanged since 1991. The The percentage of Federal inmates unchanged at 9%. Fewer than 5% of percentage of State prisoners reporting reporting past regular drug use - Federal inmates had used any other marijuana use at the time of the offense using at least once a week for a month type of drug at the time of the offense. grew slightly from 11% to 15%, while or longer - also rose, from 42% to the use of other types of drugs 57% since 1991. Past regular users Despite these increases in past drug remained the same since 1991. of marijuana grew from a third to nearly use among Federal prisoners, as well Although many more State prisoners half of the Federal prison population, as their much higher percentage of had used marijuana (77%) than while a quarter had used cocaine- drug offenders (see box, page 2), cocaine-based drugs (49%) in the past, based drugs regularly. Stimulants, higher percentages of State prisoners an equal percentage (15%) of State such as methamphetamine, had been still reported past drug use on all inmates had used these drugs at the used regularly by 13% of Federal measures and for each type of drug. time of the offense. prisoners, up from 8% in 1991. 4 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Nearly 1 in 5 State prisoners said Past experiences of alcohol abuse, by number of positive they committed their offense to get CAGE responses of State prisoners, 1997 money for drugs Percent of State prisoners reporting past experience, by the number of positive CAGE responses Nineteen percent of State prisoners, 0 1 2 3 4 and 16% of Federal inmates said that Under the influence of alcohol they committed their current offense to at the time of the offense 15.4% 46.7% 59.0% 65.9% 75.6% obtain money for drugs. These Ever had a binge percentages represent a slight increase drinking experience* 14.1 55.4 65.8 77.3 88.1 from 1991, when 17% of State and 10% of Federal prisoners identified Ever gotten into physical fights because of drinking 13.2 50.6 63.0 71.7 82.6 drug money as a motive for their current offense. Estimated number of State prisoners 573,473 118,628 111,759 128,065 127,681 *Binge drinking is defined as having consumed as much as a fifth of liquor in a single day, equiva- Percent of prisoners who lent to 20 drinks, 3 bottles of wine, or as many as 3 six-packs of beer. reported committing their offense to obtain money for drugs The CAGE questionnaire is a diagnos- indicators of prior alcohol abuse from 1997 1991 tic instrument for detecting a person's the Survey of Inmates in State Correc- State prisoners 19% 17% history of alcohol abuse or depend- tional Facilities (table above). While Federal prisoners 16 10 ence. CAGE is an acronym for the 14% of those State inmates with no four questions used by the instrument positive CAGE responses reported Responses from a quarter of State, a - attempts to (C)ut back on drinking, a past "binge drinking" episode, the sixth of Federal prisoners indicated (A)nnoyance at others' criticism of same was true of 88% of those with past alcohol abuse or dependence one's drinking, feelings of (G)uilt about four CAGE replies. Likewise, 15% drinking, and needing a drink first thing of those with zero positive CAGE According to the CAGE diagnostic in the morning as an (E)ye opener to responses had committed their offense instrument (see box), 24% of State steady the nerves. The CAGE instru- while under the influence of alcohol, prisoners reported experiences that ment determines a person's likelihood compared to 76% of those with four are consistent with a history of alcohol of alcohol abuse by the number of positive replies. In this report, only abuse or dependence (table 4). The positive responses to these questions. those prisoners with three or more incidence of alcohol abuse among positive responses are categorized State prisoners varied somewhat by In a clinical test involving hospital as alcohol abusive or dependent. offense type. Almost 33% of public- admissions, three or more positive order offenders provided three or more CAGE responses carried a .99 predic- *Data on the predictive values of the CAGE instrument are taken from the article "Screening positive CAGE responses, followed by tive value for alcohol abuse or for Alcohol Abuse Using the CAGE Question- property (27%), violent (24%), and drug dependence.* In addition, there is a naire" by B. Bush and others, The American offenders (19%). Drug offenders were strong relationship of positive CAGE Journal of Medicine, Vol. 82, February 1987, also the least likely to report at least responses to other self-reported pp. 231-35. one positive CAGE response (41%), while public-order offenders (56%) were the most likely. Table 4. Number of positive CAGE responses for State and Federal prisoners, by type of offense, 1997 Federal prisoners were less likely than State inmates to report past alcohol Percent of prisoners, by the number Estimated of positive CAGE responses abuse or dependence. Overall, 16% Type of number of 1 or 2 or 3 or of Federal prisoners provided three or offense prisoners more more more 4 more positive CAGE replies, with little All State prisoners 1,046,705 46.3% 35.1% 24.4% 12.2% variation across affense types. Violent (19%) and public-order (17%) offenders Violent 494,349 46.5% 35.4% 24.2% 11.7% Property 230,177 47.9 37.6 27.3 14.7 were about as likely as drug (16%) and Drug 216,254 40.9 28.1 19.1 9.0 property (15%) offenders to indicate a Public-order 103,344 55.6 43.4 31.0 16.1 history of alcohol abuse. Federal All Federal prisoners 88,018 34.9% 24.8% 16.3% 7.3% prisoners were also less likely to have provided at least one positive CAGE Violent 13,021 40.5% 27.8% 18.8% 9.4% response (35%) than State prisoners Property 5,964 30.4 21.2 15.0 6.6 Drug 55,069 33.5 23.8 15.6 6.5 (46%). Public-order 13,026 36.9 26.7 17.1 8.7 Substance Abuse and Treatment, State and Federal Prisoners, 1997 5 Table 5. Experiences white under the influence of alcohol or drugs reported by State and Federal prisoners, 1997 Percent of prisoners Alcohol Drugs Alcohol or drugs Past experiences State Federal State Federal State Federal Have you ever driven a car or any other vehicle while under the influence of alcohol drugs? 46.8% 43.1% 53.1% 45.8% 64.3% 58.6% Have you ever had arguments with your spouse, family, or friends while or right after drinking using drugs? 40.2 28.8 41.9 29.7 56.0 41.2 Have you ever lost a job because of your drinking using drugs? 10.3 5.0 15.3 8.2 20.0 10.7 Have you ever had job or school trouble because of your drinking using drugs (such as demotion at work or dropping out of school)? 15.6 7.8 22.3 12.0 28.0 15.5 Have you ever been arrested or held at a police station because of your drinking using drugs? 29.5 19.2 29.0 18.1 44.6 30.3 Have you ever gotten into a physical fight while or right after drinking using drugs? 38.3 22.8 32.5 17.1 48.5 28.3 Have you ever had as much as a fifth of liquor in 1 day (20 drinks, 3 six-packs of beer, or 3 bottles of wine)? 41.0 30.3 -- -- - - Have you ever used a needle to inject any drugs for nonmedical reasons? -- -- 20.0 12.3 - -- --Not applicable. Over 60% of all prisoners had driven A slightly lower percentage of Federal Prisoners were as likely to while under the influence of alcohol prisoners reported these experiences. experience problems with or drugs As with State prisoners the most alcohol as with drugs commonly reported behavior was Substantial percentages of both State driving under the influence of alcohol Breaking these behaviors down and Federal prisoners reported having or drugs (59%). Two-fifths of Federal separately into alcohol- or drug-related engaged in dangerous and troubled prisoners had been involved in alcohol- experiences yielded few substantial behaviors associated with past alcohol or drug-related domestic disputes, and differences. For example, the percent- and drug abuse. Among State prison- nearly a third of Federal prisoners age of State prisoners who had domes- ers nearly two-thirds said they had reported a prior arrest involving their tic disputes (40%) or prior arrests previously driven while under the influ- alcohol or drug abuse. A tenth of (29%) related to alcohol abuse ence of alcohol or drugs (table 5). Half Federal prisoners had lost their job due matched those reporting such experi- of State prisoners had also experi- to alcohol or drug abuse, compared to ences related to drug use (42% and enced alcohol- or drug-related domes- a fifth of State prisoners. 30%, respectively). Among Federal tic disputes (56%) or had been involved prisoners similar percentages reported in physical fights related to their alcohol Two-fifths of State prisoners reported a driving under the influence of alcohol or drug use (49%). Over 40% had prior "binge drinking" experience - (43%) and drugs (46%) and getting been arrested at some time as a result consuming the equivalent of a fifth of into alcohol- (29%) and drug-related of their alcohol or drug use, and over liquor in a single day. In addition, 1 in 5 (30%) domestic disputes. 25% had experienced trouble at work State prisoners said they had used or school. intravenous drugs in the past. Fewer Federal inmates reported both "binge drinking" (30%) and prior intravenous drug use (12%). 6 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Female State prisoners reported Prisoners age 44 and younger report Over 80% of State prisoners under higher levels of past drug use; levels more prior drug abuse than older 45 reported some prior drug use, higher for male Federal prisoners prisoners compared to 63% of those 45 or older. A third of State prisoners under 45 said Women in State prisons (62%) were Prisoners in age categories below 45 they committed their offense while on more likely than men (56%) to have (87% of State, 76% of Federal prison- drugs, compared to a fifth of those 45 used drugs in the month before the ers) reported similar levels of prior drug or older. Likewise, in Federal prisons offense (table 6). Women were also use, and their incidence of drug use 49% of prisoners under 45 had used more likely to have committed their was consistently higher than that of drugs in the month before their offense, offense while under the influence of older prisoners. compared to 32% of older prisoners. drugs (40%, compared to 32%). However, nearly equal percentages Table 6. Levels of prior drug abuse, by selected characteristics of men and women in State prisons of State and Federal prisoners, 1997 reported using drugs in the past. Percent of prisoners reporting use of drugs - Among Federal prisoners higher Estimated In the number of Ever in Used month prior At the time percentages of men reported past Characteristic prisoners* the past regularly to offense of offense drug use (74%, compared to 63% All State prisoners 1,059,607 83.0% 69.6% 56.5% 32.6% of women) as well as drug use in the month before the offense (45%, Sex compared to 37%). At the time of Male 993,365 82.9% 69.3% 56.1% 32.1% offense, about equal percentages Female 66,242 84.0 73.6 62.4 40.4 of men (23%) and women (19%) in Race/Hispanic origin Federal prisons reported the influence White non-Hispanic 352,864 83.6% 70.5% 55.2% 33.9% of drugs during their offense. Black non-Hispanic 492,676 83.7 70.5 58.3 31.9 Hispanic 179,998 80.7 65.6 55.0 33.0 Other 34,069 79.0 66.7 52.7 27.8 Prior drug use of State prisoners varies little by race; Hispanics report Age lowest levels in Federal prisons 24 or younger 209,343 84.1% 71.1% 63.2% 33.3% 25-34 404,034 86.4 72.9 60.0 35.0 35-44 311,999 86.3 73.4 56.5 34.5 Among State prisoners prior drug use 45-54 103,470 70.5 55.2 40.4 22.7 patterns varied little across racial or 55 or older 30,761 39.0 24.3 18.4 9.7 ethnic groups. Similar percentages of non-Hispanic whites and blacks (84% All Federal prisoners 89,072 72.9% 57.3% 44.8% 22.4% of each) and Hispanics (81%) reported using drugs in the past. Slightly over Sex Male 82,646 73.7% 58.1% 45.4% 22.7% half of each group had used drugs in Female 6,426 62.8 47.2 36.7 19.3 the month before the offense, and about a third of each said they had Race/Hispanic origin used drugs at the time of offense. White non-Hispanic 26,616 77.2% 63.5% 49.4% 28.6% Black non-Hispanic 33,697 77.5 61.9 47.2 22.2 Hispanic 24,349 63.5 45.5 37.5 16.9 In Federal prisons fewer Hispanics Other 4,411 64.2 50.0 38.5 18.1 reported drug use on all measures. Less than half of Hispanic Federal Age 24 or younger 7,933 80.4% 65.4% 57.2% 28.1% prisoners had used drugs regularly, 25-34 32,634 76.0 60.6 48.5 23.0 and about a third used drugs in the 35-44 27,259 77.2 60.6 46.8 24.7 month before the offense. Nearly equal 45-54 14,501 67.6 52.5 35.2 18.8 55 or older 6,746 43.6 28.6 24.3 11.8 percentages of non-Hispanic whites "Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. and blacks reported past drug use Regular use is defined as once a week or more for at least a month. (77% of whites, 78% of blacks), regular drug use (63% and 62%), and drug use in the month before the offense (49% and 47%). Substance Abuse and Treatment, State and Federal Prisoners, 1997 7 Alcohol abuse more prevalent Non-Hispanic whites consistently. Prisoners' reports of alcohol abuse among whites, male prisoners reported the highest levels of alcohol were not related to age. Among those abuse among State inmates. A major- State prisoners in the age groups Prior alcohol abuse was more prevalent ity of whites reported a prior binge between 25 and 54, similar percent- among male prisoners (table 7). Male drinking experience, and a third met the ages reported all three measures of State prisoners were more likely to CAGE criteria for alcohol dependence. prior alcohol abuse. have been drinking at the time of the Among Hispanic State inmates 40% offense (38%) or to report past binge reported a prior binge drinking experi- Among Federal prisoners, between drinking (42%) than women (about 29% ence, and 22% met the CAGE criteria 12% and 20% of all age groups met the for both). However, about a quarter of for alcohol dependence, higher than CAGE profile for alcohol dependence, both men and women fit the CAGE blacks on both measures (32% and and those reporting alcohol influence profile of alcohol dependence. 19%, respectively). at time of offense ranged from 13% to 22% of various age groups. Among Federal inmates men were also Prior alcohol abuse varied little by race more likely than women to report each among Federal prisoners. White Three-quarters of all prisoners measure of alcohol abuse. More male Federal inmates reported the highest can be characterized as alcohol- Federal inmates committed their incidence of prior binge drinking (38%), or drug-involved offenders offense while drinking (21%) and were but were not significantly higher than past "binge drinkers" (31%) than black or Hispanic inmates on other About three-quarters of all prisoners women (15% and 19%, respectively). alcohol abuse measures. reported some type of involvement with alcohol or drug abuse in the time Table 7. Levels of prior alcohol abuse, by selected characteristics leading up to their current offense. of State and Federal prisoners, 1997 Among State prisoners the largest groups of alcohol- or drug-involved Percent of prisoners reporting prior alcohol abuse Estimated Under the influence inmates were those who used drugs Ever had a 3 or more number of "binge drinking" of alcohol at the positive CAGE in the month before the offense (57%) Characteristic prisoners* experience time of offense responses and those under the influence of All State prisoners 1,059,607 41.0% 37.2% 24.4% alcohol or drugs while committing their offense (52%). Among Federal prison- Sex Male 993,365 41.8% 37.7% 24.5% ers conviction for a drug offense (63%) Female 66,242 29.9 29.1 23.4 made up the largest component of alcohol or drug involvement. Fewer Race/Hispanic origin White non-Hispanic 352,864 53.5% 42.7% 33.5% Federal than State prisoners abused Black non-Hispanic 492,676 31.9 33.0 18.6 drugs in the month before the offense Hispanic 179,998 39.9 36.7 22.0 (45%), or used alcohol or drugs at the Other 34,069 49.6 41.7 27.7 time of offense (34%). Age Percent of prisoners 24 or younger 209,343 40.2% 30.7% 15.8% State Federal 25-34 404,034 42.3 37.7 24.8 35-44 311,999 41.3 28.6 Current drug offense 20.7% 62.6% 42.3 Current DWI offense 1.6 I 45-54 103,470 37.4 37.7 28.5 55 or older 30,761 29.3 30.2 22.5 Alcohol/drug influence at time of offense 52.5 34.0 All Federal prisoners 89,072 30.3% 20.4% 16.2% Drug use in the month prior to offense 56.5 44.8 Sex 3 or more positive Male 82,646 31.2% 20.9% 16.6% CAGE responses 24.4 16.2 Female 6,426 18.8 15.1 11.6 Alcohol- or drug- Race/Hispanic origin involved prisoners 76.2% 82.1% White non-Hispanic 26,616 38.3% 22.1% 19.3% Black non-Hispanic 33,697 25.0 21.1 12.5 Many drug offenders reported that they Hispanic 24,349 28.2 16.8 17.8 were not using drugs regularly in the Other 4,411 34.9 26.0 17.6 month before their offense. If such Age drug offenders were excluded from this 24 or younger 7,933 31.8% 18.4% 12.0% category, the percentage of alcohol- or 25-34 32,634 32.1 22.5 15.3 drug-involved State inmates drops 35-44 27,259 30.8 20.5 17.2 45-54 14,501 29.1 20.2 19.7 slightly to 69%. However, with this 55 or older 6,746 20.8 13.4 14.5 restriction the percentage of Federal *Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. prisoners who were alcohol- or drug- involved declines sharply to 52%. 8 Substance Abuse and Treatment, State and Federal Prisoners, 1997 A third of State, a quarter of Federal Among Federal prisoners 1 in 4 said Participation in substance abuse treat- prisoners said they had ever been they had ever been in alcohol or drug ment since admission also varied by treated for substance abuse treatment, and 1 in 10 had been treated the amount of time remaining until since their admission to prison. In expected release. Among those A third of State prisoners reported past addition, a third of Federal prisoners alcohol- or drug-involved prisoners participation in alcohol or drug abuse reported participation in other alcohol serving their final 6 months, a higher treatment, such as time spent in a or drug programs, and a fifth had taken percentage said they had been treated residential facility, professional part in such programs since admission. since admission (19% of State, 20% of counseling, detoxification, or use of a Federal) than those with over a year maintenance drug (table 8). About Treatment tied to past use, time until release (13% of State, 10% of 1 in 8 State prisoners had participated remaining until expected release Federal). Participation in other abuse in these types of alcohol or drug treat- programs was also highest for those ment since their admission to prison. Participation in treatment programs alcohol- or drug-involved offenders rose among those prisoners involved serving their final 6 months in prison. Two-fifths of State prisoners also with alcohol or drugs at the time of their Percent of alcohol- reported past participation in other offense. Among alcohol- or drug- or drug-involved alcohol or drug abuse programs, such involved State prisoners, 41% reported prisoners participating as self-help groups, peer counseling, since admission past treatment, including 15% who had Time to Other and education/awareness programs. been treated since admission. Among expected release Treatment programs A quarter of State prisoners had taken Federal prisoners who had committed State prisoners part in such programs since their their offense under the influence of Less than 6 months 18.6% 34.0% admission. Overall, a majority (56%) of alcohol or drugs, 41% reported past 6-12 months 16.3 32.4 Greater than 1 year 12.6 State prisoners had taken part in either 31.0 treatment and 17% had been treated substance abuse treatment or other since admission. About two-thirds of all Federal prisoners alcohol and drug programs in the past, prisoners who committed their offense Less than 6 months 20.5% 36.9% and a third had enrolled in either since 6-12 months 12.5 under the influence had ever been in 28.4 Greater than 1 year 10.0 24.2 their admission to prison. treatment or other abuse programs. Table 8. Substance abuse treatment history of State and Federal prisoners, by reported prior substance abuse, 1997 Percent of prisoners Alcohol- or drug-involved Under the influence of alcohol Total prisoners or drugs at the time of offense Type of treatment State Federal State Federal State Federal Ever in any treatment or programs 56.4% 46.4% 64.8% 51.4% 69.3% 66.1% Any treatment 34.5 24.6 41.5 27.7 46.3 40.6% Other alcohol/drug programs 43.1 35.4 49.4 39.2 52.5 50.8 Participated while under correctional supervision 47.8% 39.2% 55.2% 43.5% 59.2% 55.8% Any treatment 26.2 18.9 31.7 21.3 35.5 30.4 In prison/jail 19.7 15.0 23.9 16.9 27.0 24.6 On probation/parole 15.0 8.4 18.3 9.6 20.6 14.6 Other alcohol/drug programs 37.5 30.9 43.2 34.4 46.2 44.9 In prison/jail 33.3 27.4 38.3 30.5 41.0 40.6 On probation/parole 17.2 10.1 20.5 11.4 22.6 16.1 Participated since admission 32.5% 28.2% 37.7% 31.6% 41.1% 42.7% Any treatment 12.0 10.4 14.6 11.7 16.7 17.4 Residential facility or unit 6.9 7.3 8.5 8.2 10.1 12.4 Counseling by a professional 5.1 3.8 6.2 4.3 6.9 6.3 Detoxification unit 0.8 0.2 1.0 0.2 1.3 0.3 Maintenance drug 0.2 0.2 0.3 0.2 0.3 0.2 Other alcohol/drug programs 27.5 23.1 31.9 26.0 34.6 35.2 Self-help group/peer counseling 22.7 11.2 26.7 12.8 29.3 20.5 Education program 12.6 16.8 14.8 18.8 16.2 24.2 Estimated number of prisoners 1,047,933 87,839 806,758 73,103 543,869 29,468 Note: Detail adds to more than total because prisoners may have participated in more than one type of treatment program. Substance Abuse and Treatment, State and Federal Prisoners, 1997 9 Table 9. Drug treatment of: State and Federal prisoners since admission, by levels of prior drug use, 199T and 1997 Percent of prisoners reporting participation Estimated Other drug abuse number of Drug treatment since admission program since admission prisoners, 1997 State Federal State Federal Level of prior drug use State Federal 1997 1991 1997 1991 1997 1991 1997 1991 All prisoners 1,048,752 87,720 9.7% 24.5% 9.2% 15.7% 20.3% 15.5% 20.0% 10.1% Prisoners who used drugs Ever 870,558 63,979 11.5% 31.1% 12.4% 26.3% 24.0% 19.6% 26.0% 16.9% Regularly* 729,578 50,244 13.1 33.9 14.5 30.9 26.4 22.2 29.6 20.1 In the month before offense 592,611 39,275 14.6 36.5 15.4 33.7 28.3 23.7 31.7 22.0 At the time of offense 338,481 19,507 18.0 41.0 18.9 39.4 32.2 27.2 38.0 25.4 *Regular use is defined as once a week for at least a month. Prisoners' participation in drug Among both State and Federal prison- 1 in 4 prisoners participated in either treatment dropped since 1991; ers, enrollment in other drug abuse drug treatment or other drug abuse other drug programs grew programs, such as self-help or peer programs since admission groups and drug education classes, In both State and Federal prisons, the had gone up over this period. In 1997 In both State and Federal prisons, percentage of inmates who reported 20% of both State and Federal prison- about a quarter of all prisoners had being treated for drug abuse since their ers reported participation in drug abuse participated in either drug treatment or admission dropped since 1991 (table programs during their current prison other drug abuse programs since 9). In 1997, 1 in 10 State prisoners term, up from 16% of State and 10% admission (table 10). Among specific reported being treated for drug abuse of Federal prisoners in 1991. Among types of programs, more State prison- since admission; a decrease from the 1 those prisoners who used drugs at the ers participated in self-help or peer in 4 prisoners reporting such treatment time of offense, participation in these groups (16%) and drug abuse educa- in 1991. There was also a drop in the programs had risen to 32% of State tion classes (10%) than in residential percentage of Federal prisoners (9%) and 38% of Federal prisoners in 1997, treatment (6%) and professional drug reporting treatment since admission compared to about 25% of each abuse counseling (4%). (16% in 1991). in 1991. Compared to State prisoners' reported Since 1991 fewer prisoners with a drug These data represent an underestimate activities, participation in self-help or abuse history reported drug treatment of the total number of prisoners who peer groups was lower among Federal since admission. Among those prison- will ultimately receive drug treatment inmates (9%), while enrollment in drug ers who had been using drugs in the during their current prison term. At any abuse education (15%) was higher month before the offense, 15% of both one time the prison population repre- (table 11). However, Federal prisoners' State and Federal inmates said they sents a broad range of inmates, from participation in either of these programs had received drug abuse treatment newly admitted prisoners to those who still outpaced that of residential treat- during their current prison term, down have served as much as a decade or ment (6%) and professional counseling from a third of such offenders in 1991. more in prison. The likelihood of (3%) programs. Among those who were using drugs at receiving substance abuse treatment the time of offense, about 18% of both increases as a prisoner's expected State and Federal prisoners reported release date approaches (text table, participation in drug treatment since page 9). Some of the inmates who did admission, compared to about 40% in not report drug abuse treatment since 1991. admission will receive treatment before the completion of their prison term. 10 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Among prisoners with past drug Among those State inmates using their offense under the influence of abuse, treatment provided less drugs at the time of the offense, 18% drugs, 19% had been treated since commonly than other programs had been in drug treatment since admission, including 14% who had admission, while 32% had enrolled been in a residential drug treatment While drug treatment since admission in a drug abuse program or group. program. was more prevalent among those Overall, about 40% of these State prisoners with drug abuse histories, prisoners had participated in either As was the case in State prisons, more more of these inmates had been in drug treatment or another drug abuse drug-abusing Federal offenders partici- other abuse programs. Of those State program since admission. pated in other drug abuse programs. prisoners who used drugs in the month Among Federal inmates who had used before the offense, 9% had been in a Among Federal prisoners with a history drugs in the month before the offense, residential treatment facility, and 6% of drug abuse, the percentage reporting about 33% had enrolled in programs had received professional counseling drug treatment since admission also such as drug abuse education (24%) since admission. In comparison, 23% rose. Of those who had used drugs in and self-help or peer groups (16%), of these inmates had joined a self-help the month before the offense, 15% had compared to 11% reporting residential or peer group since admission, and been treated since admission. Among treatment. Of those Federal inmates 14% had taken a drug education class. those Federal prisoners who committed who were using drugs at the time of offense, about twice as many reported Table 10. Types of drug treatment received by State prisoners enrollment in a drug abuse program since admission, by prior drug use, 1997 since admission (38%), than partici- pated in drug treatment (19%). Percent of State prisoners Prisoners' reported prior drug use Type of drug treatment or Ever in In the month At the time Overall, similar percentages of State program since admission Total the past Regularly* prior to offense of offense and Federal prisoners reported partici- Any treatment or program 24.4% 28.8% 31.8% 34.3% 39.3% pation in either drug abuse treatment or other programs since admission. Treatment 9.7% 11.5% 13.1% 14.6% 18.0% Residential facility or unit 5.7 6.7 7.7 8.8 11.3 Among those offenders who had ever Professional counseling 4.1 4.9 5.6 6.0 7.1 used drugs, 29% of State and 32% of Detoxification unit 0.6 0.7 0.9 1.0 1.4 Federal prisoners reported taking part Maintenance drug 0.2 0.2 0.3 0.3 0.4 in either drug treatment or other Other programs 20.3% 24.0% 26.4% 28.3% 32.2% programs since admission. Participa- Self-help group/peer tion increased among more serious counseling 16.1 19.1 21.3 23.1 26.6 Education 10.2 12.0 13.2 14.1 16.0 drug users and rose to 40% of State and 46% of Federal prisoners who had Estimated number of used drugs at the time of offense. State prisoners 1,047,701 870,558 729,578 592,611 338,481 *Used drugs once a week for at least a month. Table 11. Types of drug treatment received by Federal prisoners since admission, by prior drug use, 1997 Percent of Federal prisoners Prisoners' reported prior drug use Type of drug treatment or Ever in In the month At the time program since admission Total the past Regularly prior to offense of offense Any treatment or program 24.5% 32.1% 36.4% 38.8% 45.8% Treatment 9.2% 12.4% 14.5% 15.4% 18.9% Residential facility or unit 6.5 8.6 10.3 10.9 14.1 Professional counseling 3.3 4.5 5.1 5.5 6.4 Detoxification unit 0.2 0.2 0.3 0.3 0.3 Maintenance drug 0.2 0.3 0.3 0.4 0.3 Other programs 20.0% 26.0% 29.6% 31.7% 38.0% Self-help group/peer counseling 8.9 11.9 14.4 15.8 21.1 Education 15.2 19.6 22.1 23.8 27.5 Estimated number of Federal prisoners 87,790 63,979 50,244 39,275 19,507 *Used drugs once a week for at least a month. Substance Abuse and Treatment, State and Federal Prisoners, 1997 11 A quarter of State and a fifth of classes, was higher. among both State About 1 in 6 State and Federal prison- Federal prisoners received alcohol (21%) and Federal (17%) prisoners. ers who met the CAGE criteria for treatment since admission alcohol dependence reported taking Among those prisoners with a history part in alcohol treatment during their Since their admission to prison, nearly of alcohol abuse, participation in current prison term. equal percentages of State (8%) and alcohol treatment was more prevalent. Federal (7%) prisoners had been Of those prisoners who reported a Less than a fifth of alcohol-abusing treated for alcohol abuse (tables 12 previous alcohol-related physical fight, prisoners received treatment; about and 13). Participation in other alcohol about 14% of both State and Federal a third enrolled in other programs abuse programs, such as Alcoholics prisoners said they had been treated Anonymous and alcohol education for alcohol abuse since admission. Prisoners who had abused alcohol were less likely to report participation Table 12. Types of alcohol treatment received by State prisoners in alcohol treatment than in other abuse since admission, by prior alcohol use, 1997 programs. Among State prisoners who committed their offense while drinking, Percent of State prisoners Prisoners' reported prior alcohol abuse more prisoners had enrolled in self-help Ever had Ever got into Committed Had 3 or or peer groups (29%) and alcohol Type of alcohol a "binge physical fights offense under more posi- abuse education classes (16%) since treatment or program drinking" because the influence tive CAGE admission than had been in residential since admission Total experience* of drinking of alcohol responses treatment (9%) or professional counsel- Any treatment or program 24.0% 36.1% 36.6% 38.8% 43.6% ing (6%). Among those State prisoners Treatment 8.4% 13.9% 14.4% 14.4% 17.9% who provided three or more positive Residential facility or unit 5.0 8.4 8.5 8.7 11.0 CAGE responses, a third had enrolled Professional counseling 3.5 5.9 6.6 6.3 7.9 Detoxification unit 0.6 1.0 1.1 1.0 1.6 in self-help or peer groups alone, Maintenance drug 0.1 0.2 0.2 0.1 0.1 compared to fewer than a fifth who had been in any kind of alcohol treat- Other programs 20.6% 30.9% 31.7% 33.7% 37.7% Self-help group/peer ment since admission. counseling 16.9 26.3 26.7 28.8 32.6 Education 9.7 14.3 15.1 15.6 17.5 Federal prisoners with a history of Estimated number alcohol abuse also reported greater of State prisoners 1047701 429,222 401,262 387,137 255,746 participation in alcohol abuse programs *Binge drinking is defined as having consumed in a day as much as than in alcohol treatment. Among a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. those Federal prisoners who had committed their offense while under the influence of alcohol, more prisoners Table 13. Types of alcohol treatment received by Federal prisoners had enrolled in alcohol education since admission, by prior alcohol use, 1997 classes (19%) and self-help or peer groups (18%) since admission than in Percent of Federal prisoners Prisoners' reported prior alcohol abuse residential treatment (10%) or profes- Ever had Ever got into Committed Had 3 or sional counseling (5%). Type of alcohol a "binge physical fights offense under more posi- treatment or program drinking" because the influence tive CAGE since admission Total experience* of drinking of alcohol Overall, the rates of participation in responses Any treatment or program. 20.3% alcohol treatment and other programs 36.1% 36.4% 36.0% 41.0% were fairly equal in State and Federal Treatment 7.0% 13.8% 14.6% 13.8% 17.5% prisons. Among those prisoners who Residential facility or unit 5.0 10.4 11.0 9.6 12.8 Professional counseling were drinking at the time of the offense, 2.5 4.7 4.8 4.9 6.7 Detoxification unit 0.1 0.3 0.4 0.4 0.5 14% of both State and Federal inmates Maintenance drug 0.1 0.2 0.2 0.1 0.7 said that they had been treated for Other programs alcohol abuse since admission. Also, 16.8% 29.8% 30.1% 30.5% 33.9% Self-help group/peer similar percentages of State (44%) and counseling 7.9 16.8 17.6 17.8 19.8 Federal (41%) prisoners who met the Education 12.0 19.9 20.1 19.3 22.3 CAGE profile for alcohol dependence Estimated number had taken part in either alcohol treat- of Federal prisoners 87,790 26,517 19,937 17,829 14,241 ment or other programs since *Binge drinking is defined as having consumed in a day as much as admission. a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. 12 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Women, whites more likely to alcohol- or drug-involved prisoners The rate of treatment of alcohol- or receive substance abuse treatment reported enrollment in other substance drug-involved Federal prisoners varied since admission to State prison abuse programs since admission. little by age. For those inmates in age groups between 25 and 54, the Among those State prisoners who As with alcohol- or drug-involved percentage who had been treated since can be described as alcohol- or drug- offenders in State prisons, whites were admission only ranged from 12% to involved offenders, women (56%) were the most likely of these inmates in 14%, and about 27% of each had more likely than men (41%) to have Federal prisons to receive treatment taken part in other substance abuse ever been treated for substance abuse since admission (16%), compared to programs since admission. Federal (table 14). A higher percentage of blacks (12%) and Hispanics (8%). inmates in both the youngest and female alcohol- or drug-involved More whites were also enrolled in other oldest age groups reported lower offenders (20%, compared to 14% of substance abuse programs since participation in both treatment and male offenders) also reported being admission (35%) than other inmates. other programs. treated since their admission to prison. However, equal percentages of men Table 14. Alcohol- or drug-involved State prisoners treated and women reported participation in a for substance abuse, by selected characteristics, 1997 substance abuse program, both in the Percent of alcohol- or drug-involved State prisoners reporting - past (49%) and since admission (32%). Estimated Treatment for Participation in other number substance abuse substance abuse programs of State Since Since Slightly higher percentages of white Characteristic prisoners Ever admission Ever admission alcohol- or drug-involved State prison- Total 806,758 41.5% 14.6% 49.4% 31.9% ers (17%) said they were treated for substance abuse since admission, Sex compared to blacks (13%) and Hispan- Male 754,418 40.5% 14.2% 49.4% 31.9% Female 52,340 55.6 19.6 49.3 31.9 ics (12%). Whites were also the only group of alcohol- or drug-involved Race/Hispanic origin prisoners to have a majority report past White non-Hispanic 271,345 51.8% 17.0% 58.0% 36.3% Black non-Hispanic 367,331 36.6 13.5 46.7 31.6 substance abuse treatment (52%) or Hispanic 142,610 33.8 12.5 39.2 23.9 past alcohol or drug programs (58%). Other 25,472 46.2 16.2 54.2 34.8 Age The prevalence of substance abuse 24 or younger 158,705 29.3% 10.2% 37.9% 22.6% treatment among alcohol- or drug- 25-34 316,744 43.1 15.2 50.2 33.1 involved offenders showed little 35-44 242,579 47.4 16.8 54.4 35.5 45-54 71,936 42.4 14.9 53.9 35.5 relationship to age. Similar rates of 55 or older 16,794 36.7 10.1 52.4 31.8 State prisoners in age groups between 25 and 54 reported treatment during their current sentence (about 1 in 6 of Table 15. Alcohol- or drug-involved Federal prisoners treated each) as well as participation in other for substance abuse, by selected characteristics, 1997 programs (about 1 in 3 of each). Those Percent of alcohol- or drug-involved Federal prisoners reporting - alcohol- or drug-involved prisoners 24 Estimated Treatment for Participation in other or younger, and those 55 or older, number of substance abuse substance abuse programs Federal Since Since reported the lowest incidence of partici- Characteristic prisoners Ever admission Ever admission pation in substance abuse treatment or Total 73,103 27.7% 11.7% 39.2% 26.0% other programs. Sex Substance abuse treatment of Male 67,856 27.6% 11.6% 39.6% 26.1% Female 5,247 28.8 13.3 34.2 25.2 Federal prisoners shows little variation by sex or age Race/Hispanic origin White non-Hispanic 20,178 39.5% 16.0% 51.6% 34.9% Black non-Hispanic 28,514 25.7 11.9 39.0 25.0 Among those Federal prisoners charac- Hispanic 21,185 19.0 8.2 28.1 18.5 terized as alcohol- or drug-involved Other 3,225 29.1 7.3 38.5 29.1 offenders, similar percentages of men Age (12%) and women (13%) said they 24 or younger 6,736 21.8% 8.1% 35.2% 24.0% received substance abuse treatment 25-34 27,500 27.3 12.5 39.2 26.4 since admission (table 15). About a 35-44 22,634 30.2 12.6 41.9 27.6 45-54 11,074 32.8 13.7 40.8 26.8 quarter of both male and female 55 or older 5,159 15.0 4.5 29.5 17.7 Substance Abuse and Treatment, State and Federal Prisoners, 1997 13 Methodology prisons was then selected within strata preceding answers Before the inter with probabilities proportionate to the view, inmates were told verbally and in The U.S. Bureau of the Census size of each prison. writing that participation was voluntary conducted the 1997 Survey of Inmates and that all information provided would in State Correctional Facilities (SISCF) For the sample of Federal prisons, one be held in confidence. Participants for the Bureau of Justice Statistics male prison and two female prisons were assured that the survey was (BJS) and the 1997 Survey of Inmates were selected with certainty. The solely for statistical purposes and that in Federal Correctional Facilities remaining 112 male facilities were no individual who participated could be (SIFCF) for BJS and the Bureau of classified into 5 strata defined by identified through use of survey results. Prisons. From June through October, security level (high, medium, low, 1997, inmates were interviewed about minimum, and administrative). The 20 Estimates of prisoner counts their current offense and sentences, remaining female facilities were strati- criminal histories, family and personal fied into 2 strata by security level Based on the completed interviews, backgrounds, gun possession and use, (administrative and not administrative). estimates for the entire population were prior drug and alcohol use and treat- Within security level, facilities were developed using weighting factors ment, educational programs, and other ordered by size of population and then derived from the original probability of services provided while in prison. selected with probability proportionate selection in the sample. These factors Similar surveys of State prison inmates to size. were adjusted for variable rates of were conducted in 1974, 1979, 1986, nonresponse across strata and and 1991. Federal inmates were For the State survey 280 prisons were inmates' characteristics and offenses. surveyed for the first time in 1991. selected, 220 male facilities and 60 The sample for the State survey was female facilities. Of the 280 facilities 3 adjusted to midyear custody counts for Sample design refused to allow interviewing and 2 June 30, 1997, from data obtained in closed before the survey could be the National Prisoner Statistics series The samples for the SISCF and SIFCF conducted. Overall, 32 male facilities (NPS-1A). The sample from the were taken from a universe of 1,409 and 8 female facilities were selected for Federal facilities was weighted to the State prisons and 127 Federal prisons the Federal survey, and all participated. total known sentenced custody popula- enumerated in the 1995 Census of tion at midyear 1997. State and Federal Adult Correctional In the second stage, inmates were Facilities or opened between comple- selected for interviewing. For State Excluded from the estimate of Federal tion of the census and June 30, 1996. facilities interviewers selected the inmates were unsentenced inmates The sample design for both surveys sample systematically using a random and those prisoners under Federal was a stratified two-stage selection; start and a total number of interviews jurisdiction but housed in State and first, selecting prisons, and second, based upon the size and sex of the private contract facilities. Those selecting inmates in those prisons. facility. For the Federal facilities, a prisoners who were under State juris- sample of inmates was selected for diction, yet held in local jails or private In the first stage correctional facilities each facility from the Bureau of Prisons facilities, were excluded from the were separated into two sampling central list, using a random start and estimated number of State prisoners. frames: one for prisons with male predetermined sampling interval. All As a result, the estimated prisoner inmates and one for prisons with selected drug offenders were then counts do not match those in other female inmates. Prisons holding both subsampled so that only a third were BJS data series. sexes were included on both lists. eligible for interview. As a result, approximately 1 in every 75 men and The estimated prisoner counts vary In the sampling of State facilities, the 1 in 17 women were selected for the according to the particular data items 13 largest male prisons and 17 largest State survey, and 1 in every 13 men analyzed. Estimates are based on the female prisons were selected with and 1 in every 3 women were selected number of prisoners who provided certainty. The remaining 1,265 male for the Federal survey. A total of information on selected items. (See facilities and 261 female facilities were 14,285 interviews were completed for appendix table 1 for level of missing stratified into 14 strata defined by the State survey and 4,041 for the data on current offense.) census region (Northeast except New Federal survey, for overall response York, New York, Midwest, South except rates of 92.5% in the State survey and Accuracy of the estimates Texas, Texas, West except California, 90.2% in the Federal survey. and California). Within each stratum The accuracy of the estimates facilities were ordered by facility type The interviews, about an hour in length, presented in this report depends on (confinement and community-based), used computer-assisted personal inter- two types of error: sampling and security level (maximum, medium, viewing (CAPI). With CAPI, computers nonsampling. Sampling error is the minimum, and none), and size of provide questions for the interviewer, variation that may occur by chance population. A systematic sample of including follow-up questions tailored to because a sample rather than a 14 Substance Abuse and Treatment, State and Federal Prisoners, 1997 complete enumeration of the population was conducted. Nonsampling error Appendix table 1. Current offense of sentenced State and Federal prisoners, can be attributed to many sources, 1991 and 1997 such as nonresponses, differences in State Federal the interpretation of questions among Type of offense 1991 1997 1991 1997 inmates, recall difficulties, and process- Violent 46.6% 47.4% 17.3% 14.8% ing errors. In any survey the full extent Property 24.8 22.0 10.2 6.8 of the nonsampling error is never Drug 21.3 20.7 57.9 62.7 Public-order 6.8 9.6 12.4 14.7 known. The sampling error, as Other 0.4 0.2 2.2 1.1 measured by an estimated standard Note: In 1991 current offense data were available for 99.4% of sentenced State prisoners and error, varies by the size of the estimate 99.4% of sentenced Federal prisoners. In 1997 current offense data were available for 98.8% of sentenced State prisoners and 98.8% of sentenced Federal prisoners. and the size of the base population. The offense distribution of State property (7%) offenders had declined Estimates of the standard errors have prisoners in the 1997 survey was slightly since 1991 (17% and 10%, been calculated for the 1997 surveys. largely unchanged from that of the respectively), while the percentage of (See appendix tables 2 and 3). For 1991 survey. The percentage of drug (63%) and public-order offenders example, the 95-percent confidence property offenders had decreased (15%) had risen since 1991 (58% and interval around the percentage of State slightly since 1991 (from 25% to 22%), 12%, respectively). inmates who ever used drugs is while the percentage of public-order approximately 83.0% plus or minus offenders had risen slightly (from 7% For an offense distribution of the 1.96 times 0.4% (or 82.2.% to 83.8%). to 10%). Among Federal prisoners the complete enumeration of Federal offense distribution displayed more prisoners, refer to Compendium of These standard errors may also be change since the 1991 survey. The Federal Justice Statistics (volumes used to test the significance of the percentage of violent (15%) and 1991 through 1996). difference between two sample statis- tics by pooling the standard errors of Appendix table 2. Standard errors of the estimated percentages, the two sample estimates. For State prison inmates, 1997 example, the standard error of the difference between black and white Base of Estimated percentages State prison inmates for the percent the estimate 98 or 2 95 or 5 90 or 10 80 or 20 70 or 30 50 reporting a binge drinking experience 5,000 2.2 3.4 4.7 6.3 7.2 7.9 10,000 1.6 2.4 3.3 4.5 5.1 5.6 would be 1.2% (or the square root of 25,000 1.0 1.5 2.1 2.8 3.2 3.5 the sum of the squared standard errors 50,000 0.7 1.1 1.5 2.0 2.3 25 for each group). The 95-percent confi- 100,000 0.5 0.8 1.1 1.4 1.6 1.8 250,000 0.3 0.5 0.7 0.9 1.0 1.1 dence interval around the difference 500,000 0.2 0.3 0.5 0.6 0.7 0.8 would be 1.96 times 1.2% (or 2.4%). 750,000 0.2 0.3 0.4 0.5 0.6 0.6 Since the difference of 21.6% (53.5% 1,000,000 0.2 0.2 0.3 0.4 0.5 0.6 1,059,607 0.2 0.2 0.3 0.4 0.5 0.5 minus 31.9%) is greater than 2.4%, the difference would be considered statisti- cally significant. Appendix table 3. Standard errors of the estimated percentages, Federal prison inmates, 1997 The same procedure can be used to Base of Estimated percentages test the significance of the difference the estimate 98 or 2 95 or 5 90 or 10 80 or 20 70 or 30 50 between estimates from the two 500 3.9 6.1 8.4 11.1 12.8 13.9 surveys. For example, the standard 1,000 2.8 4.3 5.9 7.9 9.0 9.8 5,000 1.2 1.9 2.6 3.5 4.0 4.4 error of the difference between Federal 15,000 0.7 1.1 1.5 2.0 2.3 25 and State prison inmates for the 30,000 0.5 0.8 1.1 1.4 1.6 1.8 percent reporting prior drug use would 45,000 0.4 0.6 0.9 1.2 1.3 1.5 60,000 0.4 0.6 0.8 1.0 1.2 1.3 be 1.1%. The 95-percent confidence 80,000 0.3 0.5 0.7 0.9 1.0 1.1 interval around the difference would be 89.072 0.3 0.5 0.6 0.8 1.0 1.0 1.96 times 1.1% (or 2.1%). Since the difference of 10.1% (83.0% minus 95-percent confidence level. To test female inmates require different the significance of comparisons not standard errors. 72.9%) is greater than 2.1%, the differ- ence would be considered statistically mentioned in this report, use percent- significant. ages in text or tables and numbers of inmates. These standard errors All comparisons discussed in this report should be used only for tests on all were statistically significant at the inmates. Comparisons of male and Substance Abuse and Treatment, State and Federal Prisoners, 1997 15 The Bureau of Justice Statistics Data collection and processing were This report and others from the is the statistical agency of the carried out at the Demographic Bureau of Justice Statistics are avail- U.S. Department of Justice. Surveys Division, U.S. Bureau of the able through the Internet - Jan M. Chaiken, Ph.D., is Director. Census, by La Terri Bynum, Elizabeth Griffin, Marita Perez, and Laarni Verdo- http://www.ojp.usdoj.gov/bjs/ BJS Special Reports address a lin under the supervision of Kathleen specific topic in depth from one or Creighton and Gertrude Odom and by more datasets that cover many topics. Christopher Alaura and Lawrence The data from the 1997 Surveys of Altmayer under the supervision of Inmates in State and Federal Correc- Stephen Phillips and David Watt. tional Facilities are available from the Christopher J. Mumola wrote this National Archive of Criminal Justice report under the supervision of Allen J. Beck. Melvinda Pete and Doris James The questionnaire was programmed Data, maintained by the Institute for Wilson provided statistical assistance. by Ellen-Soper of the Technologies Social Research at the University of Tom Hester edited the report. Marilyn Management Office under the supervi- Michigan, 1-800-999-0960. The Marbrook, assisted by Yvonne Boston, sion of William Mockovak. Sample archive may also be accessed prepared the report for publication. design and weighting were provided at through the BJS Internet site. The the Statistical Methods Division by file number for the surveys is Caroline Wolf Harlow developed the Denise Lewis and Andrew Zbikowski ICPSR 2598. survey questionnaire and monitored under the supervision of J. Michael data collection, data processing, and Roebuck and Thomas Moore. Inter- production of weights. Christopher views were conducted by the Field Innes, assisted by Susan Allison, Division and coordinated by Medell Denise Golumbaski, Nancy Miller, Ford III and John Godenick under the Vicki Russell, Allyson Suski, and Ina supervision of Richard Ning. Winn at the Federal Bureau of Prisons, developed the sample of Federal December 1998, NCJ 172871 inmates and coordinated data collection in Federal facilities. 16 Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:55 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.05/20 U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics Special Report December 1998, NCJ 172871 Substance Abuse and Treatment, State and Federal Prisoners, 1997 By Christopher J. Mumola BJS Policy Analyst Highlights In the 1997 Survey of Inmates in State and Federal Correctional Facilities, Half of State inmates and a third of Federal prisoners reported committing over 570,000 of the Nation's prisoners their current offense under the Influence of alcohol or drugs (51%) reported the use of alcohol or Percent of prisoners in 1997 over 80% of State and drugs while committing their offense. Self-reports 1997 1991 over 70% of Federal prisoners While only a fifth of State prisoners Drug use In month before offense reported past drug use; about 1 in 6 were drug offenders, 83% reported State 57% 50% of both reported committing their past drug use and 57% were using Federal 45 32 current offense to obtain money drugs in the month before their offense, for drugs. compared to 79% and 50%, respec- At the time of offense tively, in 1991. Also, 37% of State State 33% 31% About 40% of State and 30% of Federal prisoners were drinking at the time of 22 17 Federal prisoners reported a prior their offense, up from 32% in 1991. Alcohol use binge drinking experience; over 40% At the time of offense of both had driven drunk in the past. Among Federal prisoners the reports of State 37% 32% substance abuse increased more Federal 20 11 Overall, 3 in 4 State and 4 in 5 sharply. Although the proportion of Alcohol/drug use Federal prisoners may be character- Federal prisoners held for drug At the time of offense ized as alcohol- or drug-involved offenses rose from 58% in 1991 to 63% State 52% 49% offenders. in 1997, the percentage of all Federal Federal 34 24 inmates who reported using drugs in Since admission 1 in 8 State prisoners were treated for substance abuse, the month before the offense rose more and 1 in 4 had participated in other alcohol or drug abuse programs dramatically from 32% to 45%. A fifth of Federal prisoners reported drinking Percent of State pris- Over 50% of State and over 40% oners participating at the time of their offense in 1997, up since admission of Federal prisoners had ever partici- from a tenth in 1991. Other pated in treatment or other programs Treatment" programs for substance abuse; a third of State Over 360,000 prisoners - a third of Any treatment 12% 28% and a quarter of Federal prisoners State, and about a quarter of Federal Drug treatment had participated since their admission. 10% 20% prisoners - said they had participated Ever used 12 24 in drug or alcohol treatment or other In month before offense 15 28 Among both State and Federal substance abuse programs since Used at time of offense 18 32 prisoners who had used drugs in the admission. Reported levels of drug Alcohol treatment 8% 21% month before the offense, about 1 in 7 treatment since admission were lower Binge drinkers 14 31 had been treated for drug abuse since for both State (10%) and Federal (9%) Alcohol dependent 18 38 admission; nearly a third had enrolled Used at time of offense 14 34 prisoners than those reported in 1991 in other drug abuse programs. (25% and 16%, respectively). Over the *Includes residential facilities, professional same period, participation in other drug counseling, detoxification units, and mainte- Since admission 14% of both State nance drug programs. abuse programs increased for both *Includes self-help/peer counseling groups, and Federal prisoners drinking at the State (from 16% to 20%) and Federal as well as educational or awareness programs. time of offense had been treated for prisoners (from 10% to 20%). alcohol abuse; a third had enrolled in other alcohol abuse programs. DEC-30-1998 11:55 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.06/20 Drug offenders accounted for over 250,000 prisoners; 21% of State, Half of all prisoners were under the over 60% of Federal prisoners in 1997 influence of alcohol or drugs at the time of their offense Percent of drug Since the last surveys in 1991, the offenders number of drug offenders in State State Federal An estimated 51% of all prisoners (52% Type of drug offense and Federal prisons has grown by of State and 34% of Federal) said they Possession 27.1% 5.3% nearly 90,000, or an average annual were under the influence of alcohol or Trafficking* 70.1 85.8 growth rate of 6.4%. However, the Other 2.8 8.9 drugs while they committed their number of inmates incarcerated for current offense (table 1), Among State Status at arrest nondrug offenses has grown at virtu- prisoners the incidence of alcohol or None 46.2% 75.9% ally the same rate over that period Status 53.8 24.1 drug use at the time of offense showed On paroleᵇ 27.4 10.2 (6.3%). As a result, drug offenders little variation by offense type, ranging On probation 25.9 13.8 make up the same proportion of the from 52% of violent offenders to 56% of Escaped from custody 0.5 0.2 prison population as in 1991, despite public-order offenders. Among specific Criminal history their substantial numerical growth. offense types only weapons (42%), None 23.8% 43.8% Priors 76.2 fraud (43%), and sexual assault (45%) 56.2 In 1997 drug offenders in State prison Violent recidivists 23.2 11.9 offenders had a minority reporting the Drug recidivists only 14.1 reported extensive criminal histories: 16.0 influence of alcohol or drugs at the time Other recidivists 38.8 28.3 of their offense. 54% were on probation, parole, Number of prior probation/ or escape at the time of their arrest. incarceration sentences 0 17.4% 40.6% 76% had a prior sentence to incar- Among Federal prisoners the reported 1 20.2 ceration or probation; 45% had three use of alcohol or drugs at the time of 19.5 2 17.5 15.5 or more prior sentences. offense showed greater variation by 3-5 27.2 18.2 23% had a prior violent offense; offense type. Violent offenders (40%) 6-10 11.5 5.0 11 or more 38% reported that all sentences had 6.3 reported the highest levels, followed 1.2 been for drug offenses. by drug (35%), public-order (30%). Type of drug involved and property (23%) offenders. Among in current offense Drug offenders in Federal prisons Marijuana/hashish 12.9% 18.9% specific offense types only murder reported less severe criminal histories Cocaine/crack 72.1 65.5 (52%) and assault (51%) offenders had Heroin/other opiates 12.8 9.9 than those in State prisons: a majority reporting the use of alcohol Depressants 1.2 0.6 Stimulants 9.9 11.0 24% were on probation, parole, or drugs at the time of their current Hallucinogens 1.1 1.7 or escape at the time of arrest. offense. Fraud (15%) and sexual 56% had a prior sentence; 24% assault (32%) offenders were among *Includes those reporting an intent to distribute. had three or more prior sentences. the Federal prisoners least likely to bincludes supervised release. 12% had a prior violent offense; have committed their current offense More than one type of drug may have been involved in the current offense. 60% had been sentenced solely under the influence of alcohol or drugs. for drug offenses. Assault, murder, and sexual assault most closely tied to alcohol use at Number of prisoners serving the time of offense a sentence for a drug of fense 1997 custody 300,000 population A third of State and a fifth of Federal 277,859 prisoners reported the influence of Total alcohol at the time of offense. Among State prisoners about two-fifths of 222,100 200,000 public-order and violent offenders were State drinking at the time of offense, followed by a third of property and a quarter of drug offenders. Among Federal prison- ers reported use of alcohol at the time 100,000 of offense varied less by offense type, ranging from 16% of property offenders 55,759 to 25% of violent offenders. For both Federal State and Federal prisoners, the 0 specific offenses most closely related 1980 1986 1991 1997 to alcohol use at the time of offense were violent ones - assault, murder, manslaughter, and sexual assault. 2 Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:55 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.07/20 Table 1. Alcohol or drug use at time of offense of State and Federal prisoners, by type of offense, 1997 Percent of prisoners who reported being under the influence at time of offense Estimated number of prisoners* Alcohol Drugs Alcohol or drugs Type of offense State Federal State Federal State Federal State Federal Total 1,046,705 88,018 37.2% 20.4% 32.6% 22.4% 52.5% 34.0% Violent offenses 494,349 13,021 41.7% 24.5% 29.0% 24.5% 51.9% 39.8% Murder 122,435 1,288 44.6 38.7 26.8 29.4 52.4 52.4 Negligent manslaughter 16,592 53 52.0 17.4 56.0 Sexual assaultb 89,328 713 40.0 32.3 21.5 7.9 45.2 32.3 Robbery 148,001 8,770 37.4 18.0 39.9 27.8 55.6 37.6 Assault 97,897 1,151 45.1 46.0 24.2 13.8 51.8 50.5 Other violent 20,096 1,046 39.6 32.2 29.0 15.9 48.2 37.2 Property offenses 230,177 5,964 34.5% 15.6% 36.6% 10.8% 53.2% 22.6% Burglary 111,884 294 37.2 38.4 55.7 Larceny/theft 43,936 414 33.7 38.4 54.2 Motor vehicle theft 19,279 216 32.2 39.0 51.2 Fraud 28,102 4,283 25.2 10.4 30.5 6.5 42.8 14.5 Other property 26,976 757 36.0 22.8 30.6 16.4 53.2 34.6 Drug offenses 216,254 55,069 27.4% 19.8% 41,9% 25.0% 52.4% 34.6% Possession 92,373 10,094 29.6 21.3 42.6 25.1 53.9 36.0 Trafficking 117,926 40,053 25.5 19.4 41.0 25.9 50.9 35.0 Other drug 5,955 4,922 29.9 19,7 47.1 17.1 59.2 29.0 Public-order offenses 103,344 13,026 43.2% 20.6% 23.1% 15.6% 56.2% 30.2% Weapons 25,642 6,025 28.3 23.0 22.4 24.4 41.8 37.1 Other public-order 77,702 7,001 48.1 18.5 23.3 8.1 60.9 24.1 Too few cases in the sample to permit calculation. *Includes rape and other sexual assault. Based on cases with valid offense data. See Methodology for differences from other BJS prisoner counts. A third of State and a fifth of Federal most closely tied to drug influence, drug use during the offense than State prisoners said they used drugs at while manslaughter (17%) and sexual prisoners (42% and 37%, respectively). the time of offense assault (22%) offenders were the least Murder (29%) and robbery (28%) likely to report drug use during the offenders were the Federal prisoners A third of State prisoners said they had offense. most likely to report drug influence. committed their current offense while under the influence of drugs. Drug About 1 in 5 Federal prisoners commit- Prior drug use by State prisoners (42%) and property offenders (37%) ted their offense under the influence of remained stable since 1991, except reported the highest incidence of drug drugs. Among violent offenders for marijuana use use at the time of offense, followed by Federal prisoners (25%) were nearly as violent (29%) and public-order offend- likely as State prisoners (29%) to report Over 80% of State prisoners said they ers (23%). Among specific offenses drug influence. However, Federal drug had used drugs at some time in the drug possession (43%) and trafficking (25%) and property offenders (11%) past; a slight increase since 1991 (41%) and robbery (40%) were the reported a much lower incidence of (table 2). Marijuana (77%) and Table 2. Drug use of State prisoners, 1991 and 1997 Percent of State prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly* month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drug" 83.0% 79.4% 69.6% 62.2% 56.5% 49.9% 32.6% 31.0% Marijuana/hashish 77.0 73.8 58.3 51.9 39.2 32.2 15.1 11.4 Cocaine/crack 49.2 49.4 33.6 31.9 25,0 25.2 14.8 14.5 Heroin/opiates 24.5 25.2 15,0 15.3 9.2 9.6 5.6 5.8 Depressants 23.7 24.0 11.3 10.8 5.1 3.8 1.8 1.0 Stimulants 28.3 29.7 16.3 16.6 9.0 7.4 4.2 2.9 Hallucinogens* 28.7 26,9 11.3 11.5 4.0 3.7 1.8 1.6 Inhalants 14.4 - 5.4 - 1.0 - - -- Note: Detail adds to more than total because prisoners Other unspecified drugs are included in the totals. may have used more than one type of drug. Includes barbiturates, tranquilizers, and Quaalude. -Not reported. "Includes amphetamine and methamphetamine. *Used drugs at least once a week for at least a month. *Includes LSD and PCP, Substance Abuse and Treatment, State and Federal Prisoners, 1997 3 DEC-30-1998 11:55 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.08/20 Table 3. Drug use of Federal prisoners, 1991 and 1997 Percent of Federal prisoners who reported - Ever using drugs Using drugs in the Using drugs at the Ever using drugs regularly* month before offense time of offense Type of drug 1997 1991 1997 1991 1997 1991 1997 1991 Any drugh 72.9% 60.1% 57.3% 42.1% 44.8% 31.8% 22.4% 16.8% Marijuana/hashish 65.2 52.8 46.6 32.2 30.4 19.2 10.8 5.9 Cocaine/crack 44.8 37.3 28.2 20.6 20.0 15.4 9.3 7.7 Heroin/opiates 16.1 14.1 8.9 9.3 5.4 5.5 3.0 3.7 Depressants 16.5 13.1 8.0 5.3 3.2 1.4 1.0 0.3 Stimulants 20.9 16.8 12.9 8.3 7.6 3.9 4.1 1.8 Hallucinogens* 19.0 14.8 6.4 4.8 1.7 1.2 0.8 0.5 Inhalants 7.7 - 2.6 - 0.5 - I I Note: Detail adds to more than total because prisoners Other unspecified drugs are included in the totals. may have used more than one type of drug. includes barbiturates, tranquilizers, and Quaslude. --Not reported. "Includes amphetamine and methamphetamine. *Used drugs at least once a week for at least a month. *Includes LSD and PCP. cocaine-based drugs, including crack Nearly three-quarters of Federal Over 40% of Federal prisoners (49%), were the most commonly used prisoners had used drugs In the used drugs in the month before the drugs, followed by hallucinogens past - up from 60% In 1991 offense; 20% used cocaine or crack (29%), stimulants (28%), opiates, including heroin, and depressants (both In 1991, 60% of Federal prisoners In the month before their current 24%). In addition, about 1 in 7 State reported prior drug use, compared to offense, 45% of Federal prisoners had prisoners reported using inhalants in 79% of State prisoners (table 3). In used drugs, an increase from the 32% the past. 1997 this gap in prior drug use was reported in 1991. The use of marijuana narrowed, as the percentage of Federal led this trend (up from 19% to 30%), Fifty-seven percent of State prisoners inmates reporting past drug use rose while use of cocaine-based drugs said they had used drugs in the month to 73%, compared to 83% of State showed a smaller increase (from 15% before their current offense, up from inmates. This increase was mostly to 20%). Although the percentage of 50% in 1991. The use of marijuana due to a rise in the percentage of Federal prisoners using stimulants in the month before the offense (39%) Federal prisoners reporting prior use grew slightly from 4% to 8%, fewer than had increased since 1991 (32%), while of marijuana (from 53% in 1991 to 10% of Federal inmates used any type the use of other drugs remained largely 65%) and cocaine-based drugs (from of drug besides marijuana and unchanged. A quarter of State prison- 37% to 45%). cocaine/crack in the month before ers reported using cocaine-based the offense. drugs in the month before the offense. Most other drug types showed modest Opiates, including heroin, and stimu- increases over this period. A fifth of The percentage of Federal prisoners lants (both 9%) were the only other Federal prisoners had used stimulants reporting the use of drugs at the time types of drugs used by more than 5% and hallucinogens, followed by depres- of their offense grew from 17% to 22% of State prisoners in the month before sants and opiates, including heroin since 1991. The percentage of Federal the offense. (both 16%). About 1 in 12 Federal inmates using marijuana while commit- prisoners reported the prior use of ting their offense grew from 6% to 11% A third of State prisoners had used inhalants. over this period, while the percentage drugs at the time of offense, which was using cocaine or crack was relatively almost unchanged since 1991. The The percentage of Federal inmates unchanged at 9%. Fewer than 5% of percentage of State prisoners reporting reporting past regular drug use - Federal inmates had used any other marijuana use at the time of the offense using at least once a week for a month type of drug at the time of the offense. grew slightly from 11% to 15%, while or longer also rose, from 42% to the use of other types of drugs 57% since 1991. Past regular users Despite these increases in past drug remained the same since 1991. of marijuana grew from a third to nearly use among Federal prisoners, as well Although many more State prisoners half of the Federal prison population, as their much higher percentage of had used marijuana (77%) than while a quarter had used cocaine- drug offenders (see box, page 2), cocaine-based drugs (49%) in the past, based drugs regularly. Stimulants, higher percentages of State prisoners an equal percentage (15%) of State such as methamphetamine, had been still reported past drug use on all inmates had used these drugs at the used regularly by 13% of Federal measures and for each type of drug. time of the offense, prisoners, up from 8% in 1991. A Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:56 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.09/20 Nearly 1 in 5 State prisoners said Past experiences of alcohol abuse, by number of positive they committed their offense to get CAGE responses of State prisoners, 1997 money for drugs Percent of State prisoners reporting past experience, by the number of positive CAGE responses Nineteen percent of State prisoners, 0 1 2 3 4 and 16% of Federal inmates said that Under the influence of alcohol they committed their current offense to at the time of the offense 15.4% 46.7% 59.0% 65.9% 75.6% obtain money for drugs. These Ever had a binge percentages represent a slight increase drinking experience" 14.1 55.4 65.8 77.3 88.1 from 1991, when 17% of State and 10% of Federal prisoners identified Ever gotten into physical fights because of drinking 13.2 50.6 63.0 71.7 82.6 drug money as a motive for their current offense. Estimated number of State prisoners 573,473 118,628 111,759 128,065 127,681 *Binge drinking is defined as having consumed as much as a fifth of liquor in a single day, equiva- Percent of prisoners who lent to 20 drinks, 3 bottles of wine, or as many as 3 six-packs of beer. reported committing their offense to obtain money The CAGE questionnaire is a diagnos- indicators of prior alcohol abuse from for drugs 1997 1991 tic instrument for detecting a person's the Survey of Inmates in State Correc- tional Facilities (table above). While State prisoners 19% 17% history of alcohol abuse or depend- Federal prisoners 16 10 ence. CAGE is an acronym for the 14% of those State inmates with no four questions used by the instrument positive CAGE responses reported Responses from a quarter of State, a - attempts to (C)ut back on drinking, a past "binge drinking" episode, the sixth of Federal prisoners indicated (A)nnoyance at others' criticism of same was true of 88% of those with past alcohol abuse or dependence one's drinking, feelings of (G)uilt about four CAGE replies. Likewise, 15% drinking, and needing a drink first thing of those with zero positive CAGE According to the CAGE diagnostic in the morning as an (E)ye opener to responses had committed their offense instrument (see box), 24% of State steady the nerves. The CAGE instru- while under the influence of alcohol, prisoners reported experiences that ment determines a person's likelihood compared to 76% of those with four are consistent with a history of alcohol of alcohol abuse by the number of positive replies. In this report, only abuse or dependence (table 4). The positive responses to these questions. those prisoners with three or more incidence of alcohol abuse among positive responses are categorized State prisoners varied somewhat by In a clinical test involving hospital as alcohol abusive or dependent. offense type. Almost 33% of public- admissions, three or more positive order offenders provided three or more CAGE responses carried a .99 predic- *Data on the predictive values of the CAGE instrument are taken from the article "Screening positive CAGE responses, followed by tive value for alcohol abuse or for Alcohol Abuse Using the CAGE Question- property (27%), violent (24%), and drug dependence.* In addition, there is a naire" by B. Bush and others, The American offenders (19%). Drug offenders were strong relationship of positive CAGE Journal of Medicine, Vol. 82, February 1987, pp. 231-35. also the least likely to report at least responses to other self-reported one positive CAGE response (41%), while public-order offenders (56%) were the most likely. Table 4. Number of positive CAGE responses for State and Federal prisoners, by type of offense, 1997 Federal prisoners were less likely than Percent of prisoners, by the number State inmates to report past alcohol Estimated of positive CAGE responses abuse or dependence. Overall, 16% Type of number of 1 or 2 or 3 or of Federal prisoners provided three or offense prisoners more more more 4 more positive CAGE replies, with little All State prisoners 1,046,705 46.3% 35.1% 24.4% 12.2% variation across offense types. Violent Violent 494,349 46.5% 35.4% 24.2% 11.7% (19%) and public-order (17%) offenders Property 230,177 47.9 37.6 27.3 14.7 were about as likely as drug (16%) and Drug 216,254 40.9 28.1 19.1 9.0 property (15%) offenders to indicate a Public-order 103,344 55.6 43.4 31.0 16.1 history of alcohol abuse. Federal All Federal prisoners 88,018 34.9% 24.8% 16,3% 7.3% prisoners were also less likely to have provided at least one positive CAGE Violent 13,021 40.5% 27.8% 18,8% 9.4% Property 5,964 30.4 21.2 15.0 6.6 response (35%) than State prisoners Drug 55,069 33.5 23.8 15.6 6.5 (46%). Public-order 13,026 36.9 26.7 17.1 8.7 Substance Abuse and Treatment, State and Federal Prisoners, 1997 5 DEC-30-1998 11:56 JUSTICE INTERGOVERNMENTAL 202 514 2504 .10/20 Table 5. Experiences while under the influence of alcohol or drugs reported by State and Federal prisoners, 1997 Percent of prisoners Alcohol Drugs Alcohol or drugs Past experiences State Federal State Federal State Federal Have you ever driven a car or any other vehicle while under the influence of 46.8% 43.1% 53.1% 45.8% 64.3% 58.6% alcohol drugs? Have you ever had arguments with your spouse, family, or friends while or right after drinking using drugs? 40.2 28.8 41.9 29.7 56.0 41.2 Have you ever lost a job because of your drinking using drugs? 10.3 5.0 15.3 8.2 20.0 10.7 Have you ever had job or school trouble because of your drinking using drugs (such as demotion at work or dropping out of school)? 15.6 7.8 22.3 12.0 28.0 15.5 Have you ever been arrested or held at a police station because of your drinking using drugs? 29.5 19.2 29.0 16.1 44.6 30.3 Have you ever gotten into a physical fight while or right after drinking using drugs? 38.3 22.8 32.5 17.1 48.5 28.3 Have you ever had as much as a fifth of liquor in 1 day (20 drinks, 3 six-packs of beer, or 3 bottles of wine)? 41.0 30.3 - - -- I Have you ever used a needle to inject any drugs for nonmedical reasons? - - 20.0 12.3 I I -Not applicable. Over 60% of all prisoners had driven A slightly lower percentage of Federal Prisoners were as likely to while under the influence of alcohol prisoners reported these experiences. experience problems with or drugs As with State prisoners the most alcohol as with drugs commonly reported behavior was Substantial percentages of both State driving under the influence of alcohol Breaking these behaviors down and Federal prisoners reported having or drugs (59%). Two-fifths of Federal separately into alcohol- or drug-related engaged in dangerous and troubled prisoners had been involved in alcohol- experiences yielded few substantial behaviors associated with past alcohol or drug-related domestic disputes, and differences. For example, the percent- and drug abuse. Among State prison- nearly a third of Federal prisoners age of State prisoners who had domes- ers nearly two-thirds said they had reported a prior arrest involving their tic disputes (40%) or prior arrests previously driven while under the influ- alcohol or drug abuse. A tenth of (29%) related to alcohol abuse ence of alcohol or drugs (table 5). Half Federal prisoners had lost their job due matched those reporting such experi- of State prisoners had also experi- to alcohol or drug abuse, compared to ences related to drug use (42% and enced alcohol- or drug-related domes- a fifth of State prisoners. 30%, respectively). Among Federal tic disputes (56%) or had been involved prisoners similar percentages reported in physical fights related to their alcohol Two-fifths of State prisoners reported a driving under the influence of alcohol or drug use (49%). Over 40% had prior "binge drinking" experience - (43%) and drugs (46%) and getting been arrested at some time as a result consuming the equivalent of a fifth of into alcohol- (29%) and drug-related of their alcohol or drug use, and over liquor in a single day. In addition, 1 in 5 (30%) domestic disputes. 25% had experienced trouble at work State prisoners said they had used or school. intravenous drugs in the past. Fewer Federal inmates reported both "binge drinking" (30%) and prior intravenous drug use (12%). 6 Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:56 JUSTICE INTERGOVERNMENTAL 202 514 2504 P. 11/20 Female State prisoners reported Prisoners age 44 and younger report Over 80% of State prisoners under higher levels of past drug use; levels more prior drug abuse than older 45 reported some prior drug use, higher for male Federal prisoners prisoners compared to 63% of those 45 or older. A third of State prisoners under 45 said Women in State prisons (62%) were Prisoners in age categories below 45 they committed their offense while on more likely than men (56%) to have (87% of State, 76% of Federal prison- drugs, compared to a fifth of those 45 used drugs in the month before the ers) reported similar levels of prior drug or older. Likewise, in Federal prisons offense (table 6). Women were also use, and their incidence of drug use 49% of prisoners under 45 had used more likely to have committed their was consistently higher than that of drugs in the month before their offense, offense while under the influence of older prisoners. compared to 32% of older prisoners. drugs (40%, compared to 32%): However, nearly equal percentages Table 6. Levels of prior drug abuse, by selected characteristics of men and women in State prisons of State and Federal prisoners, 1997 reported using drugs in the past. Percent of prisoners reporting use of drugs - Among Federal prisoners higher Estimated In the number of Ever in Used month prior At the time percentages of men reported past Characteristic prisoners* the past regularly to offense of offense drug use (74%, compared to 63% All State prisoners 1,059,607 83.0% 69.6% 56.5% 32.6% of women) as well as drug use in the month before the offense (45%, Sex compared to 37%). At the time of Male 993,365 82.9% 69.3% 56.1% 32.1% offense, about equal percentages Female 66,242 84.0 73.6 62.4 40.4 of men (23%) and women (19%) in Race/Hispanic origin Federal prisons reported the influence White non-Hispanic 352,864 83.6% 70.5% 55.2% 33.9% of drugs during their offense. Black non-Hispanic 492,676 83.7 70.5 58.3 31.9 Hispanic 179,998 80.7 65.6 55.0 33.0 Other 34,069 79.0 66.7 52.7 27.8 Prior drug use of State prisoners varies little by race; Hispanics report Age lowest levels in Federal prisons 24 or younger 209,343 84.1% 71.1% 63.2% 33.3% 25-34 404,034 86.4 72.9 60.0 35.0 Among State prisoners prior drug use 35-44 311,999 86.3 73.4 56.5 34.5 45-54 103,470 70.5 55.2 40.4 22.7 patterns varied little across racial or 55 or older 30,761 39.0 24.3 18.4 9.7 ethnic groups. Similar percentages of non-Hispanic whites and blacks (84% All Federal prisoners 89,072 72.9% 57.3% 44.8% 22.4% of each) and Hispanics (81%) reported using drugs in the past. Slightly over Sex Male 82,646 73.7% 58.1% 45.4% 22.7% half of each group had used drugs in Female 6,426 62.8 47.2 36.7 19.3 the month before the offense, and about a third of each said they had Race/Hispanic origin used drugs at the time of offense. White non-Hispanic 26,616 77.2% 63.5% 49.4% 28.6% Black non-Hispanic 33,697 77.5 61.9 47.2 22.2 Hispanic 24,349 63.5 45.5 37.5 16,9 In Federal prisons fewer Hispanics Other 4,411 64.2 50.0 38.5 18.1 reported drug use on all measures. Less than half of Hispanic Federal Age 24 or younger 7,933 80.4% 65.4% 57.2% 28.1% prisoners had used drugs regularly, 25-34 32,634 76.0 60.6 48.5 23.0 and about a third used drugs in the 35-44 27,259 77.2 60.6 46.8 24.7 month before the offense. Nearly equal 45-54 14,501 67.6 52.5 35.2 18.8 55 or older 6,746 43.6 28.6 24.3 11.8 percentages of non-Hispanic whites and blacks reported past drug use "Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. Regular use is defined as once a week or more for at least a month. (77% of whites, 78% of blacks), regular drug use (63% and 62%), and drug use in the month before the offense (49% and 47%). Substance Abuse and Treatment, State and Federal Prisoners, 1997 7 DEC-30-1998 11:56 JUSTICE INTERGOVERNMENTAL 202 514 2504 .12/20 Alcohol abuse more prevaient Non-Hispanic whites consistently Prisoners' reports of alcohol abuse among whites, male prisoners reported the highest levels of alcohol were not related to age. Among those abuse among State inmates. A major- State prisoners in the age groups Prior alcohol abuse was more prevalent ity of whites reported a prior binge between 25 and 54, similar percent- among male prisoners (table 7). Male drinking experience, and a third met the ages reported all three measures of State prisoners were more likely to CAGE criteria for alcohol dependence. prior alcohol abuse. have been drinking at the time of the Among Hispanic State inmates 40% offense (38%) or to report past binge reported a prior binge drinking experi- Among Federal prisoners, between drinking (42%) than women (about 29% ence, and 22% met the CAGE criteria 12% and 20% of all age groups met the for both). However, about a quarter of for alcohol dependence, higher than CAGE profile for alcohol dependence, both men and women fit the CAGE blacks on both measures (32% and and those reporting alcohol influence profile of alcohol dependence. 19%, respectively). at time of offense ranged from 13% to 22% of various age groups. Among Federal inmates men were also Prior alcohol abuse varied little by race more likely than women to report each among Federal prisoners. White Three-quarters of all prisoners measure of alcohol abuse. More male Federal inmates reported the highest can be characterized as alcohol- Federal inmates committed their incidence of prior binge drinking (38%), or drug-involved offenders offense while drinking (21%) and were but were not significantly higher than past "binge drinkers" (31%) than black or Hispanic inmates on other About three-quarters of all prisoners women (15% and 19%, respectively). alcohol abuse measures. reported some type of involvement with alcohol or drug abuse in the time Table 7. Levels of prior alcohol abuse, by selected characteristics leading up to their current offense. of State and Federal prisoners, 1997 Among State prisoners the largest groups of alcohol- or drug-involved Percent of prisoners reporting prior alcohol abuse Estimated Under the influence inmates were those who used drugs Ever had a 3 or more number of "binge drinking" of alcohol at the positive CAG in the month before the offense (57%) Characteristic prisoners* experience time of offense responses and those under the influence of All State prisoners 1,059,607 41.0% 37.2% 24.4% alcohol or drugs while committing their offense (52%). Among Federal prison- Sex Male 993,365 41.8% 37.7% 24.5% ers conviction for a drug offense (63%) Female 66,242 29.9 29.1 23.4 made up the largest component of alcohol or drug involvement. Fewer Race/Hispanic origin White non-Hispanic 352,864 53.5% 42.7% 33.5% Federal than State prisoners abused Black non-Hispanic 492,676 31.9 33.0 18.6 drugs in the month before the offense Hispanic 179,998 39.9 36.7 22.0 (45%), or used alcohol or drugs at the Other 34,069 49.6 41.7 27.7 time of offense (34%). Age Percent of prisoners 24 or younger 209,343 40.2% 30.7% 15.8% State Federal 25-34 404,034 42.3 37.7 24.8 35-44 311,999 42.3 41.3 28.6 Current drug offense 20.7% 62.6% 45-54 103.470 37.4 37.7 Current DWI offense 28.5 1.6 : 55 or older 30,761 29.3 30.2 22.5 Alcohol/drug influence at time of offense 52.5 34.0 All Federal prisoners 89,072 30.3% 20.4% 16.2% Drug use in the month prior to offense 56.5 44.8 Sex 3 or more positive Male 82,646 31.2% 20.9% 16.6% CAGE responses 24.4 16.2 Female 6,426 18.8 15.1 11.6 Alcohol- or drug- Race/Hispanic origin involved prisoners 76.2% 82.1% White non-Hispanic 26,616 38.3% 22.1% 19.3% Black non-Hispanic 33,697 25.0 21.1 12.5 Many drug offenders reported that they Hispanic 24,349 28.2 16.8 17.8 were not using drugs regularly in the Other 4,411 34.9 26.0 17.6 month before their offense. If such Age drug offenders were excluded from this 24 or younger 7,933 31.8% 18.4% 12.0% category, the percentage of alcohol- or 25-34 32,634 32.1 22.5 15.3 35-44 27,259 drug-involved State inmates drops 30.8 20.5 17.2 45-54 14,501 29.1 20.2 19.7 slightly to 69%. However, with this 55 or older 6,746 20.8 13.4 14.5 restriction the percentage of Federal "Based on probability of selection in the sample and adjusted to June 30, 1997, custody counts. prisoners who were alcohol- or drug- involved declines sharply to 52%. 8 Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:56 JUSTICE INTERGOVERNMENTAL 202 514 2504 P. 13/20 A third of State, a quarter of Federal Among Federal prisoners 1 in 4 said Participation in substance abuse treat- prisoners said they had ever been they had ever been in alcohol or drug ment since admission also varied by treated for substance abuse treatment, and 1 in 10 had been treated the amount of time remaining until since their admission to prison. In expected release. Among those A third of State prisoners reported past addition, a third of Federal prisoners alcohol- or drug-involved prisoners participation in alcohol or drug abuse reported participation in other alcohol serving their final 6 months, a higher treatment, such as time spent in a or drug programs, and a fifth had taken percentage said they had been treated residential facility, professional part in such programs since admission. since admission (19% of State, 20% of counseling, detoxification, or use of a Federal) than those with over a year maintenance drug (table 8). About Treatment tied to past use, time until release (13% of State, 10% of 1 in 8 State prisoners had participated remaining until expected release Federal). Participation in other abuse in these types of alcohol or drug treat- programs was also highest for those ment since their admission to prison. Participation in treatment programs alcohol- or drug-involved offenders rose among those prisoners involved serving their final 6 months in prison. Two-fifths of State prisoners also with alcohol or drugs at the time of their Percent of alcohol- reported past participation in other offense. Among alcohol- or drug- or drug-involved alcohol or drug abuse programs, such involved State prisoners, 41% reported prisoners participating since admission as self-help groups, peer counseling, past treatment, including 15% who had Time to Other and education/awareness programs. been treated since admission. Among expected release Treatment programs A quarter of State prisoners had taken Federal prisoners who had committed State prisoners part in such programs since their their offense under the influence of Less than 6 months 18.6% 34.0% admission. Overall, a majority (56%) of alcohol or drugs, 41% reported past 6-12 months 16.3 32.4 State prisoners had taken part in either treatment and 17% had been treated Greater than 1 year 12.6 31.0 substance abuse treatment or other since admission. About two-thirds of all Federal prisoners alcohol and drug programs in the past, prisoners who committed their offense Less than 6 months 20.5% 36.9% under the influence had ever been in 6-12 months 12.5 28.4 and a third had enrolled in either since Greater than 1 year 10.0 24.2 their admission to prison. treatment or other abuse programs. Table 8. Substance abuse treatment history of State and Federal prisoners, by reported prior substance abuse, 1997 Percent of prisoners Alcohol- or drug-involved Under the influence of alcohol Total prisoners or drugs at the time of offense Type of treatment State Federal State Federal State Federal Ever in any treatment or programs 56.4% 46.4% 64.8% 51.4% 69.3% 66.1% Any treatment 34.5 24.6 41.5 27.7 46.3 40.6% Other alcohol/drug programs 43.1 35.4 49.4 39.2 52.5 50.8 Participated while under correctional supervision 47.8% 39.2% 55.2% 43.5% 59.2% 55.8% Any treatment 26.2 18.9 31.7 21.3 35.5 30.4 In prison/jail 19.7 15.0 23.9 16.9 27.0 24.6 On probation/parole 15.0 8.4 18.3 9.6 20.6 14.6 Other alcohol/drug programs 37.5 30.9 43.2 34.4 46.2 44.9 In prison/jail 33.3 27.4 38.3 30.5 41.0 40.6 On probation/parole 17.2 10.1 20.5 11.4 22.6 16.1 Participated since admission 32.5% 28.2% 37.7% 31.6% 41.1% 42.7% Any treatment 12.0 10.4 14.6 11.7 16.7 17.4 Residential facility or unit 6.9 7.3 8.5 8.2 10.1 12.4 Counseling by a professional 5.1 3.8 6.2 4.3 6.9 6.3 Detoxification unit 0.8 0.2 1.0 0.2 1.3 0.3 Maintenance drug 0.2 0.2 0.3 0.2 0.3 0.2 Other alcohol/drug programs 27.5 23.1 31.9 26.0 34.6 35.2 Self-help group/peer counseling 22.7 11.2 26.7 12.8 29.3 20.5 Education program 12.6 16.8 14.8 18.8 16.2 24.2 Estimated number of prisoners 1,047,933 87,839 806,758 73,103 543,869 29,468 Note: Detail adds to more than total because prisoners may have participated in more than one type of treatment program. Substance Abuse and Treatment, State and Federal Prisoners, 1997 9 DEC-30-1998 11:57 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.14/20 Table 9. Drug treatment of State and Federal prisoners since admission, by levels of prior drug use, 1991 and 1997 Percent of prisoners reporting participation Estimated Other drug abuse number of Drug treatment since admission program since admission prisoners. 1997 State Federal State Federal Level of prior drug use State Federal 1997 1991 1997 1991 1997 1991 1997 1991 All prisoners 1,048,752 87,720 9.7% 24.5% 9.2% 15.7% 20.3% 15.5% 20.0% 10.1% Prisoners who used drugs Ever 870,558 63,979 11.5% 31.1% 12.4% 26.3% 24.0% 19.6% 26.0% 16.9% Regularly* 729,578 50,244 13.1 33.9 14.5 30.9 26.4 22.2 29.6 20.1 In the month before offense 592,611 39,275 14.6 36.5 15.4 33.7 28.3 23.7 31.7 22.0 At the time of offense 338,481 19,507 18.0 41.0 18.9 39.4 32.2 27.2 38.0 25.4 *Regular use is defined as once a week for at least a month. Prisoners' participation in drug Among both State and Federal prison- 1 in 4 prisoners participated in either treatment dropped since 1991; ers, enrollment in other drug abuse drug treatment or other drug abuse other drug programs grew programs, such as self-help or peer programs since admission groups and drug education classes, In both State and Federal prisons, the had gone up over this period. In 1997 In both State and Federal prisons, percentage of inmates who reported 20% of both State and Federal prison- about a quarter of all prisoners had being treated for drug abuse since their ers reported participation in drug abuse participated in either drug treatment or admission dropped since 1991 (table programs during their current prison other drug abuse programs since 9). In 1997, 1 in 10 State prisoners term, up from 16% of State and 10% admission (table 10). Among specific reported being treated for drug abuse of Federal prisoners in 1991. Among types of programs, more State prison- since admission; a decrease from the 1 those prisoners who used drugs at the ers participated in self-help or peer in 4 prisoners reporting such treatment time of offense, participation in these groups (16%) and drug abuse educa- in 1991. There was also a drop in the programs had risen to 32% of State tion classes (10%) than in residential percentage of Federal prisoners (9%) and 38% of Federal prisoners in 1997, treatment (6%) and professional drug reporting treatment since admission compared to about 25% of each abuse counseling (4%). (16% in 1991). in 1991. Compared to State prisoners' reported Since 1991 fewer prisoners with a drug These data represent an underestimate activities, participation in self-help or abuse history reported drug treatment of the total number of prisoners who peer groups was lower among Federal since admission. Among those prison- will ultimately receive drug treatment inmates (9%), while enrollment in drug ers who had been using drugs in the during their current prison term. At any abuse education (15%) was higher month before the offense, 15% of both one time the prison population repre- (table 11). However, Federal prisoners' State and Federal inmates said they sents a broad range of inmates, from participation in either of these programs had received drug abuse treatment newly admitted prisoners to those who still outpaced that of residential treat- during their current prison term, down have served as much as a decade or ment (6%) and professional counseling from a third of such offenders in 1991. more in prison. The likelihood of (3%) programs. Among those who were using drugs at receiving substance abuse treatment the time of offense, about 18% of both increases as a prisoner's expected State and Federal prisoners reported release date approaches (text table, participation in drug treatment since page 9). Some of the inmates who did admission, compared to about 40% in not report drug abuse treatment since 1991. admission will receive treatment before the completion of their prison term. 10 Substance Abuse and Treatment, State and Federal Prisoners, 1997 Leading the national drug court effort. Since the creation of President Clinton's drug court initiative in the 1994 Crime Act, the number of drug courts has grown exponentially. According to the National Association of Drug Court Professionals, the number of drug courts has increased from 12 in 1994 to more than 400 today. And by the year 2000, it is estimated that there will be more than 1,000 drug courts throughout the country. Rigorous testing and sanctions. A recent study by Columbia University's National Center on Addiction and Substance Abuse (CASA) concluded that drug courts provide more frequent drug testing, and closer supervision than other forms of community supervision. In fact, 55% of drug courts test offenders at least twice weekly, and 35% test offenders at least every week. Keeping offenders drug- and crime-free. The CASA study also found that drug use and criminal behavior were substantially reduced while offenders were under drug court supervision, as well as after leaving the program. For example, only 4% of the drug court participants in Jackson Country, MO, were rearrested -- as compared to 13% of those in a control group. And even after leaving the program, drug court participants -- even if they don't complete the program -- recidivate at rates 4-20% lower than those in control groups. Challenging Congress to promote coerced abstinence. This past year, two states -- Connecticut and Maryland -- adopted statewide policies of coerced abstinence, and the President challenged Congress to follow their lead by passing his $85 million drug testing and intervention initiative. This initiative will allow states and localities to test and treat probationers, prisoners and parolees. A strong record promoting coerced abstinence. President Clinton has consistently promoted a policy of drug testing, sanctions, and treatment for drug offenders. He has required states to drug test prisoners and parolees as a condition for receiving prison grants; called for drug testing of federal criminal defendants; expanded testing and treatment in federal prisons; and proposed allowing states to use federal prison funds for drug detection, testing and treatment. Halting the Spread of Methamphetamine Using community policing to combat meth. Justice's Office of Community Oriented Policing Services (COPS) will make nearly $5 million available to jurisdictions with a documented meth problem. Funds can be used for meth enforcement, intervention, and prevention. The 6 participating cities are: Phoenix, AZ; Salt Lake City, UT; Oklahoma City, OK; Dallas, TX; Little Rock, AR; and Minneapolis, MN. An ongoing strategy on methamphetamine. The President fought for and signed a comprehensive meth strategy that increases penalties for trafficking in meth, and toughens the penalties for trafficking in the precursor chemicals used in its production. Meth enforcement remains a top law enforcement priority, and the President's Drug Strategy and Budget call for $24.5 million to hire 100 new DEA agents to target meth trafficking. DEC-30-1998 11:57 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.15/20 Among prisoners with past drug Among those State inmates using their offense under the influence of abuse, treatment provided less drugs at the time of the offense, 18% drugs, 19% had been treated since commonly than other programs had been in drug treatment since admission, including 14% who had admission, while 32% had enrolled been in a residential drug treatment While drug treatment since admission in a drug abuse program or group. program. was more prevalent among those Overall, about 40% of these State prisoners with drug abuse histories, prisoners had participated in either As was the case in State prisons, more more of these inmates had been in drug treatment or another drug abuse drug-abusing Federal offenders partici- other abuse programs. Of those State program since admission. pated in other drug abuse programs. prisoners who used drugs in the month Among Federal inmates who had used before the offense, 9% had been in a Among Federal prisoners with a history drugs in the month before the offense, residential treatment facility, and 6% of drug abuse, the percentage reporting about 33% had enrolled in programs had received professional counseling drug treatment since admission also such as drug abuse education (24%) since admission. In comparison, 23% rose. Of those who had used drugs in and self-help or peer groups (16%), of these inmates had joined a self-help the month before the offense, 15% had compared to 11% reporting residential or peer group since admission, and been treated since admission. Among treatment. Of those Federal inmates 14% had taken a drug education class. those Federal prisoners who committed who were using drugs at the time of offense, about twice as many reported enrollment in a drug abuse program Table 10. Types of drug treatment received by State prisoners since admission (38%), than partici- since admission, by prior drug use, 1997 pated in drug treatment (19%). Percent of State prisoners Prisoners' reported prior drug use Type of drug treatment or Ever in In the month At the time Overall, similar percentages of State program since admission Total the past Regularly prior to offense of offense and Federal prisoners reported partici- Any treatment or program 24.4% 28.8% 31.8% 34.3% 39.3% pation in either drug abuse treatment or other programs since admission. Treatment 9.7% 11.5% 13.1% 14.6% 18.0% Among those offenders who had ever Residential facility or unit 5.7 6.7 7.7 8.8 11.3 Professional counseling 4.1 4.9 5.6 6.0 7.1 used drugs, 29% of State and 32% of Detoxification unit 0.6 0.7 0.9 1.0 1.4 Federal prisoners reported taking part Maintenance drug 0.2 0.2 0.3 0.3 0.4 in either drug treatment or other Other programs 20.3% 24.0% 26.4% 28.3% 32.2% programs since admission. Participa- Self-help group/peer tion increased among more serious counseling 16.1 19.1 21.3 23.1 26.6 drug users and rose to 40% of State Education 10.2 12.0 13.2 14.1 16.0 and 46% of Federal prisoners who had Estimated number of used drugs at the time of offense. State prisoners 1,047,701 870,558 729,578 592,611 338,481 *Used drugs once a week for at least a month. Table 11. Types of drug treatment received by Federal prisoners since admission, by prior drug use, 1997 Percent of Federal prisoners Prisoners' reported prior drug use Type of drug treatment or Ever in In the month At the time program since admission Total the past Regularly* prior to offense of offense Any treatment or program 24.5% 32.1% 36.4% 38.8% 45.8 Treatment 9.2% 12.4% 14.5% 15.4% 18.9 Residential facility or unit 6.5 8.6 10.3 10.9 14.1 Professional counseling 3.3 4.5 5.1 5.5 6.4 Detoxification unit 0.2 0.2 0,3 0.3 0,3 Maintenance drug 0.2 0.3 0.3 0.4 0.3 Other programs 20.0% 26.0% 29.6% 31.7% 38.0 Self-help group/peer counseling 8.9 11.9 14.4 15.8 21.1 Education 15.2 19.6 22.1 23.8 27.5 Estimated number of Federal prisoners 87,790 63,979 50,244 39,275 19,507 "Used drugs once a week for at least a month. Substance Abuse and Treatment, State and Federal Prisoners, 1997 11 DEC-30-1998 11:57 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.16/20 A quarter of State and a fifth of classes, was higher among both State About 1 in 6 State and Federal prison- Federal prisoners received alcohol (21%) and Federal (17%) prisoners. ers who met the CAGE criteria for treatment since admission alcohol dependence reported taking Among those prisoners with a history part in alcohol treatment during their Since their admission to prison, nearly of alcohol abuse, participation in current prison term. equal percentages of State (8%) and alcohol treatment was more prevalent. Federal (7%) prisoners had been Of those prisoners who reported a Less than a fifth of alcohol-abusing treated for alcohol abuse (tables 12 previous alcohol-related physical fight, prisoners received treatment; about and 13). Participation in other alcohol about 14% of both State and Federal a third enrolled in other programs abuse programs, such as Alcoholics prisoners said they had been treated Anonymous and alcohol education for alcohol abuse since admission. Prisoners who had abused alcohol were less likely to report participation Table 12. Types of alcohol treatment received by State prisoners in alcohol treatment than in other abuse since admission, by prior alcohol use, 1997 programs. Among State prisoners who committed their offense while drinking, Percent of State prisoners more prisoners had enrolled in self-help Prisoners' reported prior alcohol abuse Ever had Ever got into Committed Had 3 or or peer groups (29%) and alcohol Type of alcohol a "binge physical fights offense under more posi- abuse education classes (16%) since treatment or program drinking" because the influence tive CAGE admission than had been in residential since admission Total experience" of drinking of alcohol responses treatment (9%) or professional counsel- Any treatment or program 24.0% 36.1% 36.6% 38.8% 43.6% ing (6%). Among those State prisoners Treatment 8.4% 13.9% 14.4% 14.4% 17.9% who provided three or more positive Residential facility or unit 5.0 8.4 8.5 8.7 11.0 CAGE responses, a third had enrolled Professional counseling 3.5 5.9 6.6 6.3 7.9 in self-help or peer groups alone, Detoxification unit 0.6 1.0 1.1 1.0 1.6 Maintenance drug 0.1 0.2 0.2 0.1 0.1 compared to fewer than a fifth who had been in any kind of alcohol treat- Other programs 20.6% 30.9% 31.7% 33.7% 37.7% ment since admission. Self-help group/peer counseling 16.9 26.3 26.7 28.8 32.6 Education 9.7 14.3 15.1 15.6 17.5 Federal prisoners with a history of Estimated number alcohol abuse also reported greater of State prisoners 1047701 429,222 401,262 387,137 255,746 participation in alcohol abuse programs *Binge drinking is defined as having consumed in a day as much as than in alcohol treatment. Among a fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. those Federal prisoners who had committed their offense while under the influence of alcohol, more prisoners Table 13. Types of alcohol treatment received by Federal prisoners had enrolled in alcohol education since admission, by prior alcohol use, 1997 classes (19%) and self-help or peer groups (18%) since admission than in Percent of Federal prisoners Prisoners' reported prior alcohol abuse residential treatment (10%) or profes- Ever had Ever got into Committed Had 3 or sional counseling (5%). Type of alcohol a "binge physical fights offense under more posi- treatment or program drinking" because the influence tive CAGE since admission Total experience* of drinking of alcohol Overall, the rates of participation in responses alcohol treatment and other programs Any treatment or program 20.3% 36.1% 36.4% 36.0% 41.0% were fairly equal in State and Federal Treatment 7.0% 13.8% 14.6% 13.8% 17.5% prisons. Among those prisoners who Residential facility or unit 5.0 10.4 11.0 9.6 12.8 were drinking at the time of the offense, Professional counseling 2.5 4.7 4.8 4.9 6.7 Detoxification unit 0.1 0.3 0.4 0.4 14% of both State and Federal inmates 0.5 Maintenance drug 0.1 0.2 0.2 0.1 0.7 said that they had been treated for alcohol abuse since admission. Also, Other programs 16.8% 29.8% 30.1% 30.5% 33.9% Self-help group/peer similar percentages of State (44%) and counseling 7.9 16.8 17.6 17.8 19,8 Federal (41%) prisoners who met the Education 12.0 19.9 20.1 19.3 22.3 CAGE profile for alcohol dependence Estimated number had taken part in either alcohol treat- of Federal prisoners 87,790 26,517 19,937 17,829 14,241 ment or other programs since "Binge drinking is defined as having consumed in a day as much as admission. 8 fifth of liquor, equivalent to 20 drinks, 3 bottles of wine, or 3 six-packs of beer. 12 Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:57 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.17/20 Women, whites more likely to alcohol- or drug-involved prisoners The rate of treatment of alcohol- or receive substance abuse treatment reported enrollment in other substance drug-involved Federal prisoners varied since admission to State prison abuse programs since admission. little by age. For those inmates in age groups between 25 and 54, the Among those State prisoners who As with alcohol- or drug-involved percentage who had been treated since can be described as alcohol- or drug- offenders in State prisons, whites were admission only ranged from 12% to involved offenders, women (56%) were the most likely of these inmates in 14%, and about 27% of each had more likely than men (41%) to have Federal prisons to receive treatment taken part in other substance abuse ever been treated for substance abuse since admission (16%), compared to programs since admission. Federal (table 14). A higher percentage of blacks (12%) and Hispanics (8%). inmates in both the youngest and female alcohol- or drug-involved More whites were also enrolled in other oldest age groups reported lower offenders (20%, compared to 14% of substance abuse programs since participation in both treatment and male offenders) also reported being admission (35%) than other inmates. other programs. treated since their admission to prison. However, equal percentages of men Table 14. Alcohol- or drug-involved State prisoners treated and women reported participation in a for substance abuse, by selected characteristics, 1997 substance abuse program, both in the Percent of alcohol- or drug-involved State prisoners reporting - past (49%) and since admission (32%). Estimated Treatment for Participation in other number substance abuse substance abuse programs of State Since Since Slightly higher percentages of white Characteristic prisoners Ever admission Ever admission alcohol- or drug-involved State prison- Total 806,758 41.5% 14.6% 49.4% 31.9% ers (17%) said they were treated for substance abuse since admission, Sex compared to blacks (13%) and Hispan- Male 754,418 40.5% 14.2% 49.4% 31.9% Female 52,340 55.6 19.6 49.3 31.9 ics (12%). Whites were also the only group of alcohol- or drug-involved Race/Hispanic origin prisoners to have a majority report past White non-Hispanic 271,345 51.8% 17.0% 58.0% 36.3% Black non-Hispanic 367,331 36.6 13.5 46.7 31.6 substance abuse treatment (52%) or Hispanic 142,610 33.8 12.5 39.2 23.9 past alcohol or drug programs (58%). Other 25,472 46.2 16.2 54.2 34.8 Age The prevalence of substance abuse 24 or younger 158,705 29.3% 10.2% 37.9% 22.6% treatment among alcohol- or drug- 25-34 316,744 43.1 15.2 50.2 33.1 involved offenders showed little 35-44 242,579 47.4 16.8 54.4 35.5 45-54 71,936 42.4 14.9 53.9 35.5 relationship to age. Similar rates of 55 or older 16,794 36.7 10.1 52.4 31.8 State prisoners in age groups between 25 and 54 reported treatment during their current sentence (about 1 in 6 of Table 15. Alcohol- or drug-involved Federal prisoners treated each) as well as participation in other for substance abuse, by selected characteristics, 1997 programs (about 1 in 3 of each). Those Percent of alcohol- or drug-involved Federal prisoners reporting - alcohol- or drug-involved prisoners 24 Estimated Treatment for Participation in other or younger, and those 55 or older, number of substance abuse substance abuse programs Federal Since Since reported the lowest incidence of partici- Characteristic prisoners Ever admission Ever admission pation in substance abuse treatment or Total 73,103 27.7% 11.7% 39.2% 26.0% other programs. Sex Substance abuse treatment of Male 67,856 27.6% 11.6% 39.6% 26,1% Female 5,247 28.8 13.3 34.2 Federal prisoners shows little 25.2 variation by sex or age Race/Hispanic origin White non-Hispanic 20,178 39.5% 16.0% 51.6% 34.9% Black non-Hispanic 28,514 25.7 11.9 39.0 25.0 Among those Federal prisoners charac- Hispanic 21,185 19.0 8.2 28.1 18.5 terized as alcohol- or drug-involved Other 3,225 29.1 7.3 38.5 29.1 offenders, similar percentages of men (12%) and women (13%) said they Age 24 or younger 6,736 21.8% 8.1% 35.2% 24.0% received substance abuse treatment 25-34 27,500 27.3 12.5 39.2 26.4 since admission (table 15). About a 35-44 22,634 30.2 12.6 41.9 27.6 45-54 11,074 32.8 quarter of both male and female 13.7 40.8 26.8 55 or older 5,159 15.0 4.5 29.5 17.7 Substance Abuse and Treatment, State and Federal Prisoners, 1997 13 DEC-30-1998 11:58 JUSTICE INTERGOVERNMENTAL 202 514 2504 18/20 Methodology prisons was then selected within strata preceding answers. Before the inter- with probabilities proportionate to the view, inmates were told verbally and in The U.S. Bureau of the Census' size of each prison. writing that participation was voluntary conducted the 1997 Survey of Inmates and that all information provided would in State Correctional Facilities (SISCF) For the sample of Federal prisons, one be held in confidence. Participants for the Bureau of Justice Statistics male prison and two female prisons were assured that the survey was (BJS) and the 1997 Survey of Inmates were selected with certainty. The solely for statistical purposes and that in Federal Correctional Facilities remaining 112 male facilities were no individual who participated could be (SIFCF) for BJS and the Bureau of classified into 5 strata defined by identified through use of survey results. Prisons. From June through October, security level (high, medium, low, 1997, inmates were interviewed about minimum, and administrative). The 20 Estimates of prisoner counts their current offense and sentences, remaining female facilities were strati- criminal histories, family and personal fied into 2 strata by security level Based on the completed interviews, backgrounds, gun possession and use, (administrative and not administrative). estimates for the entire population were prior drug and alcohol use and treat- Within security level, facilities were developed using weighting factors ment, educational programs, and other ordered by size of population and then derived from the original probability of services provided while in prison. selected with probability proportionate selection in the sample. These factors Similar surveys of State prison inmates to size. were adjusted for variable rates of were conducted in 1974, 1979, 1986, nonresponse across strata and and 1991. Federal inmates were For the State survey 280 prisons were inmates' characteristics and offenses. surveyed for the first time in 1991. selected, 220 male facilities and 60 The sample for the State survey was female facilities. Of the 280 facilities 3 adjusted to midyear custody counts for Sample design refused to allow interviewing and 2 June 30, 1997, from data obtained in closed before the survey could be the National Prisoner Statistics series The samples for the SISCF and SIFCF conducted. Overall, 32 male facilities (NPS-1A). The sample from the were taken from a universe of 1,409 and 8 female facilities were selected for Federal facilities was weighted to the State prisons and 127 Federal prisons the Federal survey, and all participated. total known sentenced custody popula- enumerated in the 1995 Census of tion at midyear 1997. State and Federal Adult Correctional In the second stage, inmates were Facilities or opened between comple- selected for interviewing. For State Excluded from the estimate of Federal tion of the census and June 30, 1996. facilities interviewers selected the inmates were unsentenced inmates The sample design for both surveys sample systematically using a random and those prisoners under Federal was a stratified two-stage selection; start and a total number of interviews jurisdiction but housed in State and first, selecting prisons, and second, based upon the size and sex of the private contract facilities. Those selecting inmates in those prisons. facility. For the Federal facilities, a prisoners who were under State juris- sample of inmates was selected for diction, yet held in local jails or private In the first stage correctional facilities each facility from the Bureau of Prisons facilities, were excluded from the were separated into two sampling central list, using a random start and estimated number of State prisoners. frames: one for prisons with male predetermined sampling interval. All As a result, the estimated prisoner inmates and one for prisons with selected drug offenders were then counts do not match those in other female inmates. Prisons holding both subsampled so that only a third were BJS data series. sexes were included on both lists. eligible for interview. As a result, approximately 1 in every 75 men and The estimated prisoner counts vary In the sampling of State facilities, the 1 in 17 women were selected for the according to the particular data items 13 largest male prisons and 17 largest State survey, and 1 in every 13 men analyzed. Estimates are based on the female prisons were selected with and 1 in every 3 women were selected number of prisoners who provided certainty. The remaining 1,265 male for the Federal survey. A total of information on selected items. (See facilities and 261 female facilities were 14,285 interviews were completed for appendix table 1 for level of missing stratified into 14 strata defined by the State survey and 4,041 for the data on current offense.) census region (Northeast except New Federal survey, for overall response York, New York, Midwest, South except rates of 92.5% in the State survey and Accuracy of the estimates Texas, Texas, West except California, 90.2% in the Federal survey. and California). Within each stratum The accuracy of the estimates facilities were ordered by facility type The interviews, about an hour in length, presented in this report depends on (confinement and community-based), used computer-assisted personal inter- two types of error: sampling and security level (maximum, medium, viewing (CAPI). With CAPI, computers nonsampling. Sampling error is the minimum, and none), and size of provide questions for the interviewer, variation that may occur by chance population. A systematic sample of including follow-up questions tailored to because a sample rather than a 14 Substance Abuse and Treatment, State and Federal Prisoners, 1997 DEC-30-1998 11:58 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.19/20 complete enumeration of the population was conducted. Nonsampling error Appendix table 1. Current offense of sentenced State and Federal prisoners, can be attributed to many sources, 1991 and 1997 such as nonresponses, differences in State Federal the interpretation of questions among Type of offense 1991 1997 1991 1997 inmates, recall difficulties, and process- Violent 46.6% 47.4% 17.3% 14.8% ing errors. In any survey the full extent Property 24.8 22.0 10.2 6.8 of the nonsampling error is never Drug 21.3 20.7 57.9 62.7 Public-order 6.8 9.6 12.4 14.7 known. The sampling error, as Other 0.4 0.2 2.2 1.1 measured by an estimated standard Note: In 1991 current offense data were available for 99.4% of sentenced State prisoners and error, varies by the size of the estimate 99.4% of sentenced Federal prisoners. In 1997 current offense data were available for 98.8% of sentenced State prisoners and 98.8% of sentenced Federal prisoners. and the size of the base population. The offense distribution of State property (7%) offenders had declined Estimates of the standard errors have prisoners in the 1997 survey was slightly since 1991 (17% and 10%, been calculated for the 1997 surveys. largely unchanged from that of the respectively), while the percentage of (See appendix tables 2 and 3). For 1991 survey. The percentage of drug (63 nd public-order offenders example, the 95-percent confidence property offenders had decreased (15%) h an since 1991 (58% and interval around the percentage of State slightly since 1991 (from 25% to 22%), 12%, respectively). inmates who ever used drugs is while the percentage of public-order approximately 83.0% plus or minus offenders had risen slightly (from 7% For an offense distribution of the 1.96 times 0.4% (or 82.2.% to 83.8%). to 10%). Among Federal prisoners the complete enumeration of Federal offense distribution displayed more prisoners, refer to Compendium of These standard errors may also be change since the 1991 survey. The Federal Justice Statistics (volumes used to test the significance of the percentage of violent (15%) and 1991 through 1996). difference between two sample statis- tics by pooling the standard errors of Appendix table 2. Standard errors of the estimated percentages, the two sample estimates. For State prison inmates, 1997 example, the standard error of the difference between black and white Base of Estimated percentages State prison inmates for the percent the estimate 98 or 2 95 or 5 90 or 10 80 or 20 70 or 30 50 reporting a binge drinking experience 5,000 2.2 3.4 4.7 6.3 7.2 7.9 10,000 1.6 2.4 3.3 4.5 5.1 5.6 would be 1.2% (or the square root of 25,000 1.0 1.5 2.1 2.8 3.2 3.5 the sum of the squared standard errors 50,000 0.7 1.1 1.5 2.0 2.3 2.5 for each group). The 95-percent confi- 100,000 0.5 0.8 1.1 1.4 1.6 1.8 250,000 0.3 0.5 0.7 0.9 1.0 1.1 dence interval around the difference 500,000 0.2 0.3 0.5 0.6 0.7 0.8 would be 1.96 times 1.2% (or 2.4%). 750,000 0.2 0.3 0.4 0.5 0.6 0.6 Since the difference of 21.6% (53.5% 1,000,000 0.2 0.2 0.3 0.4 0.5 0.6 1,059,607 0.2 0.2 0.3 0.4 0.5 0.5 minus 31.9%) is greater than 2.4%, the difference would be considered statisti- cally significant. Appendix table 3. Standard errors of the estimated percentages, Federal prison inmates, 1997 The same procedure can be used to Base of Estimated percentages test the significance of the difference the estimate 98 or 2 95 or 5 90 or 10 80 or 20 70 or 30 50 between estimates from the two 500 3.9 6.1 8.4 11.1 12.8 13.9 surveys. For example, the standard 1,000 2.8 4.3 5.9 7.9 9.0 9.8 5,000 1,2 1.9 2.6 3.5 4.0 4.4 error of the difference between Federal 15,000 0.7 1.1 1.5 2.0 2.3 2.5 and State prison inmates for the 30,000 0.5 0.8 1.1 1.4 1.6 1.8 percent reporting prior drug use would 45,000 0.4 0.6 0.9 1.2 1.3 1.5 60,000 0.4 0.6 0.8 1.0 1.2 1.3 be 1.1%. The 95-percent confidence 80,000 0.3 0.5 0.7 0.9 1.0 1.1 interval around the difference would be 89,072 0.3 0.5 0.6 0.8 1.0 1.0 1.96 times 1.1% (or 2.1%). Since the difference of 10.1% (83.0% minus All comparisons discussed in this report inmates. These standard errors were statistically significant at the 72.9%) is greater than 2.1%, the differ- should be used only for tests on all 95-percent confidence level. To test ence would be considered statistically inmates. Comparisons of male and the significance of comparisons not significant. female inmates require different mentioned in this report, use percent- standard errors. ages in text or tables and numbers of Substance Abuse and Treatment, State and Federal Prisoners, 1997 15 DEC-30-1998 11:58 JUSTICE INTERGOVERNMENTAL 202 514 2504 P.20/20 The Bureau of Justice Statistics Data collection and processing were This report and others from the is the statistical agency of the carried out at the Demographic Bureau of Justice Statistics are avail- U.S. Department of Justice. Surveys Division, U.S. Bureau of the able through the Internet - Jan M. Chaiken, Ph.D., is Director. Census, by La Terri Bynum, Elizabeth Griffin, Marita Perez, and Laami Verdo- http://www.ojp.usdoj.gov/bjs/ BJS Special Reports address a lin under the supervision of Kathleen specific topic in depth from one or Creighton and Gertrude Odom and by The data from the 1997 Surveys of more datasets that cover many topics. Christopher Alaura and Lawrence Inmates in State and Federal Correc- Altmayer under the supervision of tional Facilities are available from the Christopher J. Mumola wrote this report Stephen Phillips and David Watt. National Archive of Criminal Justice under the supervision of Allen J. Beck. Data, maintained by the Institute for Melvinda Pete and Doris James Wilson The questionnaire was programmed Social Research at the University of provided statistical assistance. Tom by Ellen Soper of the Technologies Michigan, 1-800-999-0960. The Hester edited the report. Marilyn Management Office under the supervi- archive may also be accessed Marbrook, assisted by Yvonne Boston, sion of William Mockovak. Sample through the BJS Internet site. The prepared the report for publication. design and weighting were provided at file number for the surveys is the Statistical Methods Division by ICPSR 2598. Caroline Wolf Harlow developed the Denise Lewis and Andrew Zbikowski survey questionnaire and monitored under the supervision of J. Michael data collection, data processing, and Roebuck and Thomas Moore. Inter- production of weights. Christopher views were conducted by the Field Innes, assisted by Susan Allison, Division and coordinated by Medell Denise Golumbaski, Nancy Miller, Ford III and John Godenick under the Vicki Russell, Allyson Suski, and Ina supervision of Richard Ning. Winn at the Federal Bureau of Prisons, developed the sample of Federal December 1998, NCJ 172871 inmates and coordinated data collection in Federal facilities. 16 Substance Abuse and Treatment, State and Federal Prisoners, 1997 TOTAL P.20