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ONE EAST 75TH STREET R & make copias 3 THE NEW YORK, NEW YORK 10021.2692 COMMONWEALTH TEL 212.535.0400 FAX 212.606.3875 ENHANCING THE COMMON GOOD SINCE 1918 FUND E-MAIL [email protected] http://www.cmwf.org September 17, 1997 den Zigler's study Nicole Rabner Associate Director for Domestic Policy state -by clase The White House 2 West Wing, 2ⁿᵈ floor Washington, DC 20502 Dear Nicole: Deborah Phillips suggested I send you our recent study of infant and toddler child care regulations that I conducted with Ed Zigler and Kate Marsland. I believe Deborah had mentioned the study to you in a previous conversation. I know the First Lady is very interested in young children and child care, and the findings may be useful for her October conference on child care. The study is being published by the American Journal of Orthopsychiatry, hopefully in the October, but if not then, January 1998 issue. I met the First Lady at the 1994 Starting Points conference where she spoke so eloquently on the needs of young children. I had the honor of being the Director of Studies for the Carnegie Task Force on Meeting the Needs of Young Children and was the principal author of the Starting Points report. One of the report's four goals was to guarantee quality child care choices. To date our country is doing a fairly dismal job in this area. Best regards, Pooher Traffe Yay Kathryn Taaffe Young, Ph.D. Assistant Vice President KTY:tt enclosures LETTERS U.S.News Founder: David Lawrence 1888-1973 Day-care dilemma of inadequate child care, your article Chairman and Editor-in-Chief made a compelling case for health and Mortimer B. Zuckerman Editor YOU SEEM TO BELIEVE THAT THE AN- safety standards. However, we are con- James Fallows swer to day care's dangers lies in greater cerned that readers, especially parents of Managing Editor Harrison Rainie Editor, Special Projects Lincoln Caplan government regulation: "In most states, young children, may have been left with Design Director Rob Covey Director of Photography MaryAnne Golon the course of study for a driver's license is the mistaken impression that safety and Editor at Large David Gergen longer than for certification as a day-care health factors alone constitute minimally Assistant Managing Editors Outlook, Amy Bernstein; U.S. News, Steven Waldman; worker" ["Dangerous Day Care," Cover, acceptable care. Though these factors are World Report, Stephen Budiansky: Business & Technology. Jim Impoco; Culture & Ideas, Erica Goode; News You Can Use, Damon Darlin; August 4]. The real question, which you critically important, care that addresses Investigative Projects, Peter Cary: Special Projects, Alvin P. Sanoff; Special Reports, Anne McGrath, Marc Silver; New Media, William F. Allman; totally avoided, is what are the require- only the physical aspects of children's de- Mary Lord, Betsy Streisand Senior Writers: Susan Brink, Betsy Carpenter, Avery Comarow, William J. ments for parenting? Teaching in a build- velopment is merely custodial. In con- Cook, Gregg Easterbrook, Jerelyn Eddings, Joseph L Galloway, Paul Glas- Ins. Wray Herbert, William J. Holstein, Kent Jenkins Jr., Steven D. Kaye, ing shared by a school-site trast, care that is consid- Lewis Lord, Marci McDonald, Matthew Miller, Russ Mitchell, Timothy Noah, Gerald Parshall, Lynn Rosellini, Michael Satchell, Joseph P. Shapiro, Jeffery day-care facility with very caring workers, I have U.S.News ered minimally acceptable L. Sheler, Thomas Toch, Kenneth T. Walsh, David Whitman Chief of Correspondents: Carey W. English National News Editor: Ted Gest by early-childhood profes- Director of Research: Elizabeth Mueller Gross Director of Operations: Karen S. Chevalier Director of Information Services: Kathleen Trimble Editorial watched 3-to-10-year-olds sionals adequately pro- Business Manager: Lane Simpkins Director of Editorial Projects: Mary Beth Dale Senior Editors: Bruce B. Auster, Beth Brophy, Shannon Browniee, Charles be dropped off at 6 a.m. motes children's social, Fenyvesi, Richard Folkers, Susan Headden, Stephen J. Hedges, Minam Horn, David E. Kaplan, Marianne Lavelle, Susan V. Lawrence, Louise Liel, and picked up at 6 p.m. I've emotional, and cognitive, Penny Loeb. Phillip J. Longman, Maria Mallory. Margaret Mannix, Peter Mer- edith, Robert J. Morse, Thomas Omestad, Christopher Orr, Victoria Pope. listened to their swearing EXCLUSIVE as well as physical, devel- Rita Rubin, Amy Saltzman, Joannie M. Schrof, Pamela Sherrid, Nancy Shute, Dangerous Anne Kates Smith, Douglas Stanglin, Fred Vogelstein, Leonard Wiener, Gor- and fighting and screaming opment. This means that don Witkin Associate Editors: Elise Ackerman, Julian E. Barnes, Katherine T. Bedding- for an hour and a half be- Day Care parents must be informed field. Gary Cohen, Linda L. Creighton, Norie Quintos Danyliw, Dorian Fried- man, Thom Geier, Kerry Hannon, Dana Hawkins, Katia Hetter, Dan McGraw. fore school and three hours Some parents have and assertive consumers, Richard J. Newman, Douglas Pasternak, James M. Pethokoukis, Christine Incred the Preziosi, Joshua Woll Shenk, John Simons, Laura Tangley, Susan Gregory after. I've watched parents hardest may that selecting only caregivers Thomas, J.J Thompson, Jeannye Thornton, Jo Ann Tooley, Jason Vest. Kevin Whitelaw hurrying them there and who are knowledgeable Domestic Correspondents: New York. John Marks: Chicago, Warren Cohen: Los Angeles, Mike Tharp bustling them home, when about child development, Foreign Correspondents: At Large, Richard Z. Chesnoff, Senior Correspondent; Middle East, Alan Cooperman: Moscow. Christian Caryl; Johannesburg, Don they were half awake for maintain a safe and L. Boroughs: Tokyo, Steven Butler: Beijing, Brian Palmer: Latin America, Linda Robinson both trips. Factor in di- healthy environment, are Reporters: Shaheena Ahmad, lan Baldwin, Robin M. Bennefield, David Brind- ley, Timothy M. Ito. Brendan Koerner, Linda Kulman, Margaret Loftus. Mary vorce with joint custody and you've got an sensitive and responsive to children's in- Brophy Marcus, Philippe B. Moulier, Anna Mulrine, Barbra Murray. Research- ers: Justin Dillon, Dorothy Gannon enormous number of parents who see dividual needs, and are nurturing and af- New Media: Susannah Fox, Amy E. Harrison, Yeatts Jones, Kenan Pollack, Pamela C. Street their kids far less than either their teach- fectionate. Consistent with the thrust of Contributing Editors: Fouad Ajami, Gloria Borger, Chandler Burr, Susan Dentzer, Debra Dickerson, Jack Egan, Garrett Epps. Harold Evans. James K. ers or day-care providers. I've wondered your article, parents should also demand Glassman, Lawrence Otis Graham, Nicholas Horrock, Harry Hurt III, John Leo, Art Levine, Peter Maass, Emily MacFarquhar, Charles McCarry, Merrill why in a world so overpopulated that we better monitoring of child-care settings McLoughlin. Richard Rodriguez. Jonathan Rowe, Michael Ruby, Emily Yoffe. Tim Zimmermann: Tom Toles, Editorial Cartoonist are destroying the very planet we live on by appropriate state agencies. Special Correspondents: Southern US., Jill Jordan Sieder; Mexico, Lucy Con- ger: Israel, David Makovsky; India, Brahma Chellaney: U.N. Linda Fasulo these people bother to have kids in the KATHRYN TAAFFE YOUNG NEWS DESK Chief: Robert O. Grover Senior News Editor: Elizabeth B. Brooke News Editors: first place? Commonwealth Fund James K Bock Lori Buckner, Judy Burke, Kenneth Campbell, Judith A. Shapleigh, Susan Burlant Vavrick. Assistant News Editor: Erika Pontarelli CAREN BLACK EDWARD ZIGLER, KATHERINE MARSLAND Research: John T. Sellers, Chief, Myke Freeman. Deputy: John K. Englund, Marissa Melton. Proof Desk: Jim Sweeney. Chief; Sharon S. Kessler, Deputy: Aptos, Calif. Yale University Virginia Lee, Cindy Leitner, Deborah Wallis OPERATIONS New Haven, Conn. Technology Manager: Janie S. Price. Production Manager: Diane Snow Javaid. Makeup Editor: Harriet Westfall. Makeup Assistant: Daniel G. Callahan. Composi- WHILE THERE ARE HORROR STORIES tion Specialists: Alan Weinstein, Chief; Tim Byers, Donald B. Gatling, Cynthia A. Phelps; Cherilynn Temoney. Assistant. News Assistants: Joyce Simmons that keep working parents up at night, I THE DEATH OF 76 CHILDREN LAST YEAR Chief; Shomari S. Artis, Lakisha M. Kelly, Howard R. Sewell Jr. ART STAFF don't know that your article offers a suffi- while in day care is a tragedy but, as your Senior Art Directors: Michele Chu, Gerard Sealy. Graphics Director: Robert Kemp Section Designers: Socarro Q. Gonzalez. Kristine L. Mehuron. Datores cient solution. What is suggested is more article noted, there were 4.6 million chil- Motichka Rebecca Pajak. Sarah Shaw: Enka Christiansen. New Media. Graphics: Richard Gage, Rod Little, Stephen Rountree. Doug Stern. Art Pro- government intervention. Yet the author dren who survived being in a day-care fa- duction Coordinator: Tara M. Blessinger. Production Specialist: Rob Cady. Graphics Editor: Jennifer Seter. Graphics Coordinator: Patti McCracken. Graphics almost seems to blame parents for being cility. We certainly need regulation and Lab: Tony Brown PHOTOGRAPHY STAFF "cheap" when it comes to choosing child the highest standards for day-care work- Senior Editors: James Fiedler Jr: Alice Gabriner: Stanley B. Kayne, Opera- tions: Lauren Stockbower. Editors Kimberlee Acquaro, Kathering Bouchard care. The obvious solution is a melding of ers. I worked in a day-care facility as a (Paris). Alex Bowers, Carol McKay, Vanessa Vick (New York). Researcher: Amanda Mac Evitt. Photographers: Chick Harrity, Senior Photographer/Admin- the two ideas. Why is it that our govern- volunteer and was impressed with the istration; Chris Anderson, Charlie Archambault, Torin Boyd, David Butow, Scott Goldsmith, Kevin Horan, Kenneth Jarecke, Jim Lo Scalzo, Jeffrey Mac- ment can regulate our day care without good personal hygiene, focus on healthy Millan, Alex Quesada Digital Imaging: Beth A. Rogers, Manager: Elizabeth Urquizu Bosco. Photography Lab: Bill Auth, Chief: Charles Moroney, Charlene contributing one dime to the cost? The diet, and absence of the influence of tele- M. Spicer. Photography/Art Administration: Leslie Current, Manager; Cornelia Carter, Monica C. Corcoran public-education system is paid for with vision. The children thrived with loving LIBRARY AND INFORMATION SERVICES Assistant Director: Kate V. Forsyth. Reference: Nancy L Bentrup, Anne Brad- tax dollars and is heavily regulated by the care, which I feel certain is typical of most ley, Monica M. Ekman, Carol Hook, Amy B. Kost, Mark E. Madden. Sheila Thathimer. Databass/Index: Lisa Costello, Administrator; Noreen Badua. JO- government. Why doesn't this carry over child-care programs. Your report con- lene Blozis. Photographs: XI Van Fleet, Supervisor: Richard Hare, Michael Owens. Technical Services: Judith A Katzung. Collection Manager; Lee Ne- into preschool education? Why aren't veyed the idea that there is a crisis in the ville. Government Information; Elizabeth Aviles, Daureen Burton, Elaine Co- vard. Peggy Everheart, Benita Myers Garnett, Nora Keating day-care facilities government subsidized programs, but that is not supported by NEWS SERVICES Managers, Administration: Cathy Roberts Sweeney Lynne Edwards. Adminis- and regulated? When nearly every parent the numbers you cited. Parents shouldn't trative Editors: Mary Jean Hopkins. Elizabeth Smith Administrative Assistants: Emily Adcock, Sara Hammel (New York), Marietta Miller. News Bureau Manag- works, child care is such an obvious na- be frightened unnecessarily. er: Jennifer Howard Editorial Business Assistant: Michael H. Tucker. Interviews Administrator: Ronald Wilson. Editorial and Reader Services: Susan J. LeClair, tional need. Even people without children GERRIE RYAN Director, Erin Torpey Haight, Bea Jones, Tony Lunger, Paula E. Ross, Yvonne Samuels, Pauline Washington-Diggs. Communications: Michele Bat- could benefit from having their tax dol- Escondido, Calif. taline, Colleen A. Connors. Celeste A. James, David Nahigian, Amber Rice. New Media: Elizabeth Fairhead, Kristen K. Gunn, Rennie Sloan lars invested in our children. Chief Executive Officer VIRGINIA D. WYETH Fred Drasner Prozac and children President and Publisher Benton, Ark. Thomas R. Evans Executive Vice President-Eric J. Gertler ARIANNA HUFFINGTON'S "PEPPERMINT Senior Vica President-Consumer Marketing, Hilleary C. Hoskinson Vice President-Manutacturing, Michael J. Armstrong AS THREE OF THE EXPERTS CITED IN Prozac" column is a masterpiece of irony Vice President-National Ad Sales Director, Patrick K Hagerty Vice Presidents-Ad Sales. Boston, Neal Silverman, Chicago, Gregory P. Billie: your story, we would like to offer a few [On Culture, August 18-25]. She is able to Detroit. Barbara Doyle: New York, Elizabeth G. Murphy, Director, Donaldson Ross, Manager; San Francisco, Dudley F, Wing points of clarification. By vividly docu- determine the appropriate medical evalu- Managers-Ad Sales, Dallas, Amy Van Court; Los Angeles, George H. Burns: Washington, D.C Anthony Janowski menting the life-and-death consequences Vice President-Marketing Director, Deborah B. Farnham ation of mood disorders, the correct FDA Vice President-Consumer Marketing, Catherine J. Hagney Vice President-Specialty Publishing, Susan C. Riker Director of Corporate Communications, Bruce J. Zanca Director of Retail Sales, John M Kalinowski General Counsel, Gail A Lione 4 U.S.NEWS & WORLD REPORT. SEPTEMBER 15, 1997 President- News New Vision, Michelle Faurot Publisher Emeritus. Richard C. Thompson Infant and Toddler Child Care Regulations 1 Running Head: INFANT & TODDLER CHILD CARE REGULATIONS The Regulatory Status of Center-based Infant & Toddler Child Care Kathryn Taaffe Young The Commonwealth Fund Katherine W. Marsland and Edward Zigler Yale University Infant and Toddler Child Care Regulations 2 Abstract A decade ago Young & Zigler (1986) reviewed the status of state and federal regulation of center-based infant and toddler child care. Results of that analysis indicated that state regulations fell far short of the recommended quality standards set forth in the Federal Interagency Day Care Requirements (FIDCR). In fact, not one state met these standards across all three of the assessed quality dimensions: group composition, staff training and program of care. The purpose of this study was to determine the extent to which minimum quality standards are reflected in current state regulations for center-based child care and to assess changes in these regulations over the last decade. Toward that end, a five point rating scale was developed to rate nine quality indices, grouped into three dimensions: (1) Grouping (staff:child ratios and group size); (2) Caregiver Qualifications (general level of education, specialized training, and inservice training); and (3) Program (program of care, orientation, equipment, and facilitates). Results indicate that very little progress has been made toward strengthening state infant and toddler child care regulations. The majority of states do not require child care centers to meet acceptable standards for infant and toddler care. Moreover, while most states had language that would require centers to follow most or all guidelines for appropriate practice, almost all of the states had staff training ratings of either unacceptable or very poor on their requirements for staff training. Analysis of regulatory changes between 1982 and 1990 revealed minimal and uneven improvement. These findings are discussed in terms of both the interrelation of quality dimensions and the ongoing importance of improved state-level infant and toddler child care regulation. Infant and Toddler Child Care Regulations 3 The Regulatory Status of Center-based Infant and Toddler Child Care Within a relatively short period of time, the use of out of home child care has become a necessary reality for the majority of families with children in the United States (US Bureau of Labor Statistics, 1990; Hofferth, 1992; Willer, Hofferth, Kisker, Divine-Hawkins, Farquhur, & Glantz, 1990). This change in the care and rearing of very young children has prompted a significant amount of analysis and debate within both the scientific and policy arenas. Importantly, research on the developmental effects of child care has demonstrated that child care is a heterogeneous phenomenon with both identifiable and regulatable features that are strongly associated with quality and that ultimately influence children's psychological development (Cost, Quality, & Child Outcomes Study Team, 1995; Phillips & Howes, 1987). One area that has received considerable empirical attention concerns the relation between early child care and and infants' socio-emotional development as indicated by attachment style. Some (e.g., Belsky & Rovine, 1988) have argued that nonmaternal infant care is strongly associated with insecure and avoidant attachment styles, particularly when such care is initiated during the first year. However, others (e.g., Howes, Phillips, & Whitebrook, 1992; Lamb, Sternberg, & Prodromidis, 1992; National Institute of Child Health and Human Development Early Child Care Research Network, 1996) have concluded that child care itself neither promotes nor comprimises infants' security of attachment; rather attachment is influenced by a combination of factors including the over-all quality of child care, the number and stability of care arrangments during the first 15 months, maternal sensitivity, and the number of hours in child care per week. Other studies have investigated child care's effects on both language and cognitive development (e.g., McCartney, 1984; Studer, 1992). For example, investigators have found that twelve month old infants' cognitive development was positively related to the quality of their child care center while poor communication skills were related to inadequate Infant and Toddler Child Care Regulations 4 infant:adult ratios. Most recently, a longitudinal study of the effect of child care on children's cognitive and language development found that better outcomes in both domains were associated with better quality care (NICHD, 1997). While the effects of child care remains the topic of some debate (e.g., Scarr, 1996), there is general consensus regarding one point: the better the quality of care, the better the outcomes for young children (Love, Schochet & Mechstroth, 1996). There is also considerable agreement about which features of child care are most important to overall quality, particularly with respect to the care of infants and toddlers. These features include: staff:child ratio and group size, appropriateness of care provided (i.e. the extent to which care meets infants' social, cognitive, physical, and emotional needs) and staff training and education (Hayes, Palmer, & Zaslow, 1990). Despite this evidence, however, the actual quality of infant and toddler child care varies tremendously. In addition to underscoring the relation between child care quality and children's developmental outcomes, these findings emphasize the importance of regulatory standards in determining the quality of child care. This position is far from new; numerous reports have made the case for improved regulatory practices-that the quality of care improves when standards are more stringent (e.g., CQ&O, 1995; Howes, Smith, & Galinsky, 1995; Morgan, 1980; Phillips & Zigler, 1987; Whitebrook, Howes, & Phillips, 1989; Zigler & Ennis, 1989; Zigler & Gilman, 1992). In fact, a decade ago Young and Zigler (Young & Zigler, 1986) reviewed the status of infant and toddler day care regulations at both the federal and state levels. This paper analyzed the extent to which state infant and toddler regulations reflected the quality standards set forth in the Federal Interagency Day Care Requirements (FIDCR: Federal Register, 1980). Regulations were assessed across three domains: grouping (staff:child ratio and group sizes); staff qualifications and training; and whether the regulations called for developomentally appropriate care. The data for these analyses were drawn from the Comparative Licensing Study, Profiles of State Day Care Licensing Requirements for Day Infant and Toddler Child Care Regulations 5 Care Centers, Family Day Care Homes, and Group Day Care Homes (Administration for Children, Youth and Families, 1982). Analysis of these data indicated that state regulations did not consistently reflect FIDCR recommended quality standards. In fact, not one state met the recommended standards across all three dimensions of quality. Specifically, no state met the infant and the toddler FIDCR guidelines for both staff:child ratios and group sizes. Only one state met the staff:child ratio guidelines for both infant and toddlers, and 32 states (62%) failed to meet FIDCR group size recommendations. Further, only eight states (16%) required that caregivers in centers serving infants and toddlers have training in child care or child development; 26 states (52%) allowed a person with no previous training in child care or development to be director of a day care center. Finally, only 21 states (42%) met or exceeded FIDCR guidelines for program. The study reported here builds on this earlier report in two respects. First, a rating system derived from an array of established quality standards, including the FIDCR, afforded a more fine-grained analysis of state regulations. Importantly, this system produced ratings of individual quality domains (e.g. grouping, staff qualifications, and programming) as well as an overall quality rating for each state. This represents a significant improvement over previous analyses of state child care regulations in that it enables both within- and across-state analysis of the extent to which states' regulations reflect an appreciation of the interrelatedness of the individual features that affect quality. Moreover, while prior ratings of child care regulations have been largely dichotomous (e.g., regulations did or did not meet the specified standards), this rating system quantified the extent to which regulations meet or exceed minimal quality thresholds Secondly, we also assessed the extent to which the status of state infant and toddler child care regulations has changed over the intervening years. In sum, by quantifying established indices of child care quality, the current study sought to determine: (1) whether states are currently assuring that programs are expected to be Infant and Toddler Child Care Regulations 6 guided by basic standards of acceptable, developmentally appropriate practice; (2) whether states are currently assuring that infants and toddlers are protected from poor and possibly neglectful situations; and (3) whether states' regulation of center-based infant and toddler child care improved between 1982 and 1990. Method Data were drawn directly from state child care regulations as of July, 1990, for all fifty states and the District of Columbia. The definition for infants and toddlers was based on age. Infants were defined as children from birth to 18 months of age, and toddlers were defined as children from 18 to 36 months of age. The development of the coding system was guided by existing developmental research. Because their work represents a consensus of leading researchers, we relied heavily on the National Academy of Sciences (NAS) Panel on Child Care Policy's quality criteria, which delineated both the structural (e.g., group size, staff:child ratios, and staff characteristics) and programmatic (e.g., space, equipment, and activities) dimensions of good quality child care (Hayes et al., 1990). Additionally, we drew from both the FIDCR (Federal Register, 1980) and the guidelines for infant and toddler care set forth by the National Association for the Education of Young Children (NAEYC: Bredekemp, 1987). Nine quality indices were identified and were grouped into three domains: (1) Grouping (staff:child ratios and group size); (2) Caregiver Qualifications (general education, specialized training, and inservice); and (3) Program (physical facilities, equipment and toys; orientation; and developmentally appropriate program). In order to further refine the components of quality care as they would appear on a scale, we boistered the relatively broad statements made by the NAS Panel on Child Care Policy with our reading of current research. We were, however, obliged to omit some dimensions of quality that are not part of state regulation, such as regulatory enforcement, staff compensation, and staff turnover. A five-point quality scale was developed, and regulations were coded by the first author and a second rater who had assisted with the development of the scale and was thus Infant and Toddler Child Care Regulations 7 knowledgable about the criteria. Interrater reliability of .90 was found with a subsample of 15 randomly selected states, and disagreements were resolved through discussion. The general criteria were as follows: 5 Points: Optimal. Meets high quality standards for infant and toddler care as identified through research and practice; and articulates the direct links between practice and its goals for fostering child development. 4 Points: Good. Meets most or all perameters for appropriate practices for high quality care for infants and toddlers as developed through research and practice, but does not articulate the purposes of such practices. 3 Points: Minimally Acceptable. Articulates broad guidelines calling for appropriate practice but do not define what appropriate practice means. 2 Points: Poor, Incorporates some minimal guidelines calling for appropriate practice. 1 Point: Very Poor or No Regulations. Incorporates guidelines that are poor practice or fails to set certain basic minimal guidelines. Criteria for the five points were specified for each quality index. The criteria for Minimmally Acceptable standards for each index were as follows: Grouping Ratios: Infants 1:4; Toddlers 1:5 Group Sizes: Infants 8 or 9; Toddlers 10 or 11 Caregiver Qualifications Education: High School/GED Specialized Training in Development/Care/Education of Young Children: At least three college-level courses (9-12 credits) Annual Inservicing in Care/Development/Education of Young Children: 5 - 14 clock hours per year Infant and Toddler Child Care Regulations 8 Program Environment: Guidelines specify that environment should enhance the quality of the program as well as meet basic safety standards Equipment: Guidelines specify that equipment should enhance the quality of the program as well as meet basic safety standards Orientation: General orientation related to child development theory and practice/early childhood education as well as orientation regarding health, sanitation, and safety guidelines Program for Infants and Toddlers: Regulations contain broad language requiring developmentally appropriate practices for infants and toddlers or describing some developmentally appropriate activities The number of points awarded for each quality indice were then summed within each domain, yielding a raw score for each state for each domain. Because the number of indices varied across dimensions, the maximum number of possible points was different for each of the domains. However, given no empirical or theoretical reason to weigh one dimension more or less heavily than another, the scores for each domain were adjusted to afford each domain equal weight. This process generated four weighted scores for each state: three domain scores (Grouping, Caregiver Qualifications, and Program) and an overall score reflecting the sum of the weighted domain scores. These weighted scores were then translated into ratings (Optimal, Good, Minimally Acceptable, Poor and Very Poor) based on the range of possible weighted scores for each domain. A rating of Optimal reflected the fact that a state received the maximum number of points possible for a given domain. The remaining range of points was divided equally among the ratings Good, Minimally Acceptable, Poor and Very Poor. In sum, the coding system entailed a two part process. States were first awarded points based on the extent to which regulations met the criteria specified for the indices within each of three quality domains. These points were then totaled within each domain and were Infant and Toddler Child Care Regulations 9 transformed into weighted scores in order to afford each domain equal weight. Thus, the first part generated weighted scores for each of three domains as well as an overall score reflecting the sum of the weighted domain scores. Second, these scores were translated into quality ratings, yielding an overall rating and three domain ratings for each state. Results Status of Current Regulations As the charts in Figure 1 illustrate, not a single state met the criteria for Optimal or Good standards, and only 17 states (33%) had regulations rated as Minimally Acceptable for infants and toddlers. Thirty states (59%) had regulations that received overall ratings of Poor, and four states (8%) had no infant and toddler child care regulations at all or had regulations rated as Very Poor. The overall and dimension specific quality ratings of all states are summarized in Table 1. Grouping. Twenty-seven states (72%) received ratings of either Poor (N= 18) or Very Poor (N=19) for this domain, indicating that they failed to adequately regulate staff:child ratios and group size. Only 14 states (28%) had Good (N=6) or Minimally Acceptable (N=8) ratings for Grouping. Not one state received an Optimal rating for this domain. This means that 18 states permit staff:child ratios of between 1:5 and 1:7 for infants and between 1:6 and 1:8 for toddlers, and 19 states allow ratios of 1:8 or less for infants and 1:9 or greater for toddlers. Moreover, 23 of these states failed to regulate group size for either infants or toddlers. Caregiver Qualifications. Almost all of the states (98%) had Poor (N=25) or Very Poor (N=25) ratings for caregiver education, training, and inservicing. In fact, most states permit infants and toddlers to be cared for by staff who, on average, have not completed high school, have only had some general training in child development or early-childhood education, and receive fewer than 5 hours of inservice training annually. Only one state, Minnesota, received a rating of Minimally Acceptable in this domain. No states received ratings of either Good Or Optimal. Infant and Toddler Child Care Regulations 10 The very low ratings for staff preparation led us to look more closely at how each qualifications for three staff positions (directors, unsupervised caregivers, and supervised caregivers) influenced the aggregate quality ratings. Only 14 states (27.5%) met Minimally Acceptable standards for the education and training of directors of child care centers. This means that only a minority of the states require a program director to have, at minimum, a high school degree, three college-level courses in child development or early childhood education, and to participate in five to 14 hours of inservice training per year. Program. The data reveal that a total of 45 states (88%) had at least broad language requiring centers to provide developmentally appropriate programs of care for infants and toddlers. Twenty-eight states (55%) were rated as either Good (N=27) or Optimal (N=1), indicating that they required centers to operationalize a developmentally appropriate program of care in the areas of social, intellectual, emotional, or physical development. In contrast, six states (12%) had regulations that failed to meet minimally acceptable standards for program guidelines; eight percent (N=4) were rated as Poor, and two (4%) were rated as Very Poor. A closer look at these data reveals an important pattern. While many states required developmentally appropriate programs of care, few mandated minimally acceptable Grouping or Staff Qualification standards. In fact, there was no significant correlation among the scores for the three domains. Although the mean Program score was 21 (Minimally Acceptable), the mean Grouping and Caregiver Qualification scores were 13 (Poor) and 11 (Poor) respectively. Consequently, although 17 states received overall ratings of Minimally Acceptable, this rating does not indicate that the states established Minimally Acceptable standards for each of the three domains. Rather, high Program scores tended to compensate for low Grouping and Caregiver Qualification scores. In fact, five of the 17 states that received Overall ratings of Minimally Acceptable were rated as either Poor or Very Poor in both the Grouping and Caregiver Qualification domains but Good in the Program Infant and Toddler Child Care Regulations 11 domain. Only one state (Minnesota) received ratings of Minimally Acceptable for each of the three domains. Follow-up Analyses Zigler & Young's (1986) analyses employed a dichotomous rating system: regulations either did or did not meet quality standards as articulated in the FIDCR. Therefore, to compare the current findings with those of this earlier study, the more recent data were transformed into categorical form based on whether or not they met the current criteria for minimum acceptable quality . It is important to note that although the two studies employed quality criteria based on different sources, the two sets of criteria are comparable in that both * the FIDCR and NAS criteria articulate a comon core of minimum acceptable standards. Grouping. Regulations governing ratio/group size showed some improvement. Of the 13 states (27%) that altered their regulations concerning this domain, all evidenced improvement. While it is heartening to note that no states relaxed their ratio/group standards and approximately one quarter strengthened their requirements in this area, the regulations of 37 states (74%) continued to fall short of minimum grouping guidelines when reassessed in 1990. Caregiver Qualifications. In contrast to Grouping standards, regulations regarding Caregiver Qualifications actually worsened. The only state to improve regulations in this domain was Minnesota. Perhaps most distressingly, 41 states (82%) failed to improve their regulations regarding caregivers' education, training, and inservicing. Moreover, all 41 of these states failed to meet minimum guidelines for this domain in both 1982 and 1990. Further, of the nine states whose regulations did change, eight (88%) relaxed, rather than strengthened, their regulations. The potential importance of this to the actual overall quality of care provided will be discussed below. A state by state summary of this comparison across all three domains is available upon request. Infant and Toddler Child Care Regulations 12 Program. With respect to regulation of program of care, 21 states (51%) showed no improvement; 18 states (44%) improved sufficiently to meet or exceed minimum quality criteria; and two states Colorado and Indiana, relaxed their regulations to such an extent that they no longer meet minimum quality thresholds. Of the states whose ratings did not change, 18 (56%) met minimum quality criteria in both 1982 and 1990. Finally, despite the continued call for more stringent regulations, the overall thresholds of quality set forth in virtually all state regulations continue to fall short of minimum acceptable levels for infants and toddlers. Notably, none of the states met the quality criteria for every domain in 1982 and only one state, Minnesota, did so in 1990. Discussion The results of this study quantitatively document that state child care regulations continue to allow infants and toddlers to be cared for in environments that do not meet basic standards of appropriate practice that assures the safe and healthy development of very young children. Specifically, 67% of the states received overall ratings of Poor or Very Poor, indicating that they failed to require even minimally acceptable care. Not one state received an overall rating of Good or Optimal. These findings are in keeping with previous studies that have examined state level child care regulations and are particularly distressing in light of previous findings documenting the relation between state regulatory standards, the provision of high quality care, and child outcomes (CQ&O, 1995; Howes, Smith & Galinsky, 1995). To establish healthy bonds with their caregivers, very young children need warm, stimulating and individualized nurturance from an adult who is knowledgable about children's growth and development and who stays in the job long enough to establish a consistent relationship. Thus, in interpreting these results the interrelation among the three quality dimensions must be considered. Structural features such as ratios, group sizes and caregiver training largely determine how effectively a specified program of care can be implemented (Hayes et al., 1990). It is hard to imagine that one adult can possibly ensure Infant and Toddler Child Care Regulations 13 the safety, let alone provide an appropriately nurturing and stimulating environment for nine (or more) infants. This scenario, however, meets the regulatory guidelines set forth in the 37 states that endorse such ratios and group sizes. Similarly, the likelihood that a developmentally appropriate program of care will be implemented is reduced if care givers do not receive appropriate training and are responsible for caring for more than a few infants or toddlers. Nevertheless 36 states currently allow less than acceptable practice in both the Grouping and Caregiver Qualifications domains. Thus, although state policy makers' awareness of the importance of both small staff:child ratios and developmentally appropriate practice in defining program goals and activities seems to have improved somewhat, regulations still do not reflect a sufficient appreciation of the need to keep infant group sizes small and the importance of an educated and trained staff to care for and nurture children during their most formative early years. This disconnect is reflected most distressingly in the results of the follow-up analysis. Despite significant advances in our understanding of how environmental factors influence early development and repeated calls for more stringently regulated child care, states have not significantly improved guidelines for the care of children during their most formative years. A majority of states continue to fall short of Minimally Acceptable levels across all three quality domains. Although a minority of states strengthened their requirements in the Grouping and Program domains, the opposite trend was evident with respect to Caregiver Qualifications: here states actually relaxed their requirements. Recently there has been discussion among policy makers of relaxing staff:child ratios and group size guidelines. Proponents of this view argue that staff:child ratios and group size regulations unnecessarily restrict providers' ability to mix children of different ages, thereby reducing the costs of child care (e.g., Passell, 1996; Scarr, 1996). While this argument may be worthy of debate with respect to preschool and school-age child care, particularly in combination with more exacting requirements for caregiver training and education, it is Infant and Toddler Child Care Regulations 14 inappropriate with respect to infants and toddlers who require more individualized care. Further, the findings reported here indicate that only six states had staff:child ratio and grouping standards that were more restrictive than those that are considered minimally acceptable, and only eight states met the criteria for minimally acceptable standards in this domain. The remaining 37 states were rated as poor or very poor. Thus, only six states could relax staff:child or grouping standards without falling below the level that is considered minimally adequate for children's safe and healthy development. Though the debate over the exact nature of the relationship between quality of care and child outcomes continues, there is unanimity regarding one aspect of the relationship: Poor quality care compromises children's development. Moreover, recent findings (e.g., Greenough, Black, & Wallace, 1987; Jones, & Greenough, 1996; Kolb, 1989) regarding the specific influence of experience on early brain development have important implications regarding the relationship between the quality of early care and children's outcomes, underscoring the importance of safe and stimulating environments. Care that does not provide sufficient nurturance and stimulation during the first three years of life compromises the development of the neuronal networks that provide the underpinnings for later children's later development (Shore, 1997). In light of this, it is particularly disheartening to note that 34 states would allow children to be cared for in environments that compromise their development. As noted earlier, the rating system employed in this analysis enabled us to quantify the quality of states' regulation of the structural dimensions of center-based infant and toddler child care. Despite the strengths of this focused analysis, however, we note that it does not address all factors relating to the actual provision of good quality care (e.g., staff compensation and turnover) nor does itt assess the regulation of non-center-based care (e.g., family day care). Additionally, while not a focus of this study, the importance of on-going oversight and monitoring must also be considered. The specifics of quality oversight vary from state to Infant and Toddler Child Care Regulations 15 state, and in many cases little monitoring occurs once a center is licensed. In the best cases, licensed facilities are subject to periodic inspections, unannounced visits and specified procedures for licensing renewal; however even the most stringent oversight occurs as infrequently as once every three years (Gazan, 1997) In sum, the results of our analyses indicate that current state regulations for center based infant and toddler child care do not consistently establish minimally acceptable thresholds of quality. Further, minimum thresholds are just that: minimal. No states require or actively promote the provision of optimal care as defined by experts in child development and early childhood education. While some states have made movements in that direction over the past decade, such improvement has been limited to individual quality dimensions and has not translated into stronger overall standards. In the absence of federal child care regulations, energies must be directed at strengthening regulation at the state level. This is particularly true now, given the recent push for greater state autonomy in areas not constitutionally designated to the federal government. State-level efforts need to address the regulation of four interrelated dimensions: staff:child ratios, group sizes, caregiver qualifications, and programmatic features such as equipment, health and safety. The establishment of a national child care conference, for instance, would facilitate the exchange of information among child care professionals, advocates, and policymakers about what constitutes good quality care, the relationship between quality care and children's development, and the importance of * regulation in establishing minimal quality thresholds. Additionally, efforts must be made to assist parents, who are the consumers of child care services, to be better informed and more effective consumers. The child care market is driven largely by price, and good quality care does cost more than poor quality care (CQ&O, 1995). However, two recent studies indicate that parents would be willing to pay up to $10 more per week for better quality care and that strengthened regulation resulted in an * We note that Hillary Clinton recently announced that the White House will sponsor such a conference in the fall of 1997. Infant and Toddler Child Care Regulations 16 modest price ($4-5 per week) and did not deter enrollment (CQ&O, 1995; Sibley, Abbott- Shim, & Galinsky, 1994). As a society, it is time we recognize that the sound development of an increasing proportion of children is compromised by inappropriate care during their most formative years. While stricter regulation and monitoring can never guarantee improved quality, they can clearly establish minimal quality thresholds, thereby contributing significantly to the healthy development of all of our nation's children. 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Infant and Toddler Child Care Regulations 21 Table 1 Ratings of 1990 State Infant and Toddler Center-based Child Care Regulation by Domain and Category OVERALL OPTIMAL (Score = 81) No States GOOD (Range = 65-80) No States MINIMALLY ACCEPTABLE (Range = 49-64; Mean= Alabama, Connecticut, Hawaii, Illinois, Kansas, Maine, Maryland, Massachusetts, Minnesota, Missouri, North Dakota, Oklahoma, Oregon, Rhode Island, Utah, Vermont, Wisconsin POOR (Range = 33-48) Alaska, Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Indiana, lowa, Kentucky, Louisiana, Michigan, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Dakota, Tennessee, Texas, Virginia, Washington, West Virginia VERY POOR OR UNREGULATED (Range = 17-32) Idaho, Mississippi, South Carolina, Wyoming GROUPING OPTIMAL (Score = 27) No States GOOD (Range = 21-26) Connecticut, District of Columbia, Maryland, Massachusetts, Oregon, Vermont MINIMALLY ACCEPTABLE (Range = 16-20) Alabama, California, Hawaii, Kansas, Minnesota, Missouri, Wisconsin, Utah POOR (Range = 11-15) Colorado, Illinois, Indiana, lowa, Maine, Michigan, Montana, Nebraska, New Hampshire, New York, North Dakota, Ohio, Oklahoma, Pennsylvania, South Dakota, Tennessee, Washington, West Virginia VERY POOR OR UNREGULATED (Range = 5-10) Alaska, Arizona, Arkansas, Delaware, Florida, Georgia, Idaho, Kentucky, Louisiana, Mississippi, Nevada, New Jersey, New Mexico, North Carolina, Rhode Island, South Carolina, Texas, Virginia, Wyoming Infant and Toddler Child Care Regulations 22 CAREGIVER QUALIFICATIONS OPTIMAL (Score = 81) No States GOOD (Range = 21-26) No States MINIMALLY ACCEPTABLE (Range = 16-20) Minnesota POOR (Range = 11-15) Alaska, Arizona, Arkansas, California, Delaware, Illinois, Indiana, Maine, Massachusetts, Missouri, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Pennsylvania, Rhode Island, South Dakota, Tennessee, Texas, Utah, Virginia, West Virginia, Wisconsin VERY POOR OR UNREGULATED (Range = 5-10) Alabama, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, lowa, Kansas, Kentucky, Louisiana, Maryland, Michigan, Mississippi, Montana, Nebraska, Nevada, New Hampshire, Oklahoma, Oregon, South Carolina, Vermont, Washington, Wyoming PROGRAM OPTIMAL (Score = 27) Alaska GOOD (Range = 22-26) Alabama, Arizona, Delaware, Hawaii, Illinois, Maine, Maryland, Massachusetts, Missouri, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Rhode Island, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin MINIMALLY ACCEPTABLE (Range = 17-21) Arkansas, California, Connecticut, Florida, Georgia, lowa, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Nebraska, Nevada, Pennsylvania, South Carolina, South Dakota, Tennessee POOR (Range = 12-16) Colorado, District of Columbia, Indiana, Mississippi VERY POOR OR UNREGULATED (Range = 7-11) Idaho, Wyoming Infant and Toddler Child Care Regulations 23 Figure Caption Figure 1. Quality Ratings of State Regulations for Center-based Infant and Toddler Child Care Figure 1 verall Minimally Acceptable (33%) Very Poor (8%) Poor (59%)