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FOIA Number: 2012-0741-F FOIA MARKER This is not a textual record. This is used as an administrative marker by the William J. Clinton Presidential Library Staff. Collection/Record Group: Clinton Presidential Records Subgroup/Office of Origin: Public Liaison Series/Staff Member: Alexis Herman/Ruby Moy Subseries: OA/ID Number: 4075 FolderID: Folder Title: Keynote Speech by Andrew Barrett Stack: Row: Section: Shelf: Position: S 29 5 1 2 JUN CAN'S 30% 1994 COMMUNICATIONS COMMISSION the F6 $300 ERAL Barrett to WASHINGTON D.C. D.C. 20554 20554 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE Andrew C. KEYNOTE SPEECH BY COMMISSIONER ANDREW C. BARRETT FEDERAL COMMUNICATIONS COMMISSION "THE DIGITAL MEDIA REVOLUTION" MEDIENFORUM NORDHEINWESTFALEN 1994 COLOGNE, GERMANY June 6, 1994 INTRODUCTION: During the past several years, rapid changes have been taking place in the world of digital technology. Digital technology has the potential to redefine the telecommunications industry. Advances in memory, system design, switching and information transmission is transforming the framework within which you and I are receiving various communications services. Today, I will address media regulatory issues that should be considered in conjunction with the evolution of digital media. I will discuss: (1) the formation of media policy resulting from the trend toward interactivity; (2) the impact of mergers and new alliances on the development of the media; (3) policy objectives that should be pursued in the next few years and the challenges created by increased channel capacity; (4) the evolution of individual and mass communications into an interactive digitized media; and (5) the issues raised by the development and deployment of technologies for the "information superhighway" in the United States. WHAT DOES THE DIGITAL MEDIA REVOLUTION MEAN FOR NATIONAL AND MEDIA POLICY? As the telecommunications industry evolves, many European countries will be forced to grapple with policy issues similar to those now being addressed by companies in the United States. The interaction of the cable, broadcast and telephone industries in the United States is generating significant regulatory issues. The FCC must continually endeavor to balance its regulations in a manner which will not unduly hinder any single industry's ability to be a competitive player in the future multimedia marketplace. In the future, I believe that digital compression will produce additional capacity for the transmission of media programming. To that end, consumer demand for greater convenience and program selection should be the driving force behind the deployment of digital services. Satellite, broadcasting and cable companies are likely to deploy such technology. Programming producers and distributors should benefit as the number of media outlets are increased. Despite these anticipated advancements in digital technology, there is still an element of uncertainty with respect to the implementation of the digital media. Digital transmission should provide superior signal control, quality and security while allowing for increased channel capacity and lower distribution costs. Yet, the remaining stumbling blocks- 1 industry standards¹ and cost of conversion--are significant. Thus, industry adaptation to the technology will prove to be a significant challenge. Media companies that deploy digital services will seek to gain advantages in an increasingly competitive video marketplace. Satellite-delivered services could become viable competitors to the cable and broadcast players that have traditionally served the video marketplace. In the U.S., cable systems will look to deliver multiple channels of programming through their existing wiring to subscribers' homes; in the future their channel capacity could grow to one hundred channels or more. Moreover, U.S. telephone companies are seeking to compete with cable systems to provide video programming services over the telephone infrastructure. American broadcast licensees may also attain the capability of increasing their service offerings through multiple digital broadcast channels. Finally, program producers should benefit from the increased channel capacity and lower distribution costs that digital compression will provide to its users. Policymakers and regulators should strive to attain a model that will permit the proliferation of new services from various media players, including new entrants such as DBS and the telephone companies. At the same time, investment risks in such new media activities should be borne by shareholders and not captive payers. WHAT EFFECTS DO THE MERGERS AND NEW ALLIANCES OCCURRING AT THE PRESENT TIME HAVE ON THE DEVELOPMENT OF MEDIA? Broadcasters in the U.S. are experiencing a resurgence in their revenue prospects. Broadcasters have already experienced an increase in advertising.² The renewed interest in broadcasting stations, and in particular television stations, is evidenced by the increase in advertising which grew by 4% in 1993. Additionally, advertising on ABC, NBC, and CBS was up 13% in the fourth quarter of 1993. 3 Advance advertising sales for ¹The Motion Picture Experts Group, a committee of the International Standards Organization, is expected to unveil the MPEG II standards as the accepted standards for digital compression later this year. See, "The Information Wave", Appliance, Spring 1994, p. 5. 2 Local TV ad revenue increased by 16% to $1.35 billion in the first quarter and spot TV ad revenue grew by 18% to $1.34 billion. See, Communications Daily, May 11, 1994, p. 4. 3 See, "TV Station Sales Surge", Variety, Joe Flint, March 14, 1994, p. ABBE. 2 the 1994-1995 prime-time television season are expected to increase by more than 11% from last year and could reach as much as $4 billion.⁴ Broadcast conglomerates are flourishing⁵ and discussions about potential broadcast mergers abound.⁶ Moreover, lending institutions are now showing a renewed interest in broadcasters' activities.⁷ Within the past two years, there has also been a surge in sales of broadcast stations. Major group owners are reportedly using broadcast stations as outlets for program and production ventures that will likely be offered on other stations and for second cable channels in the same markets for niche programming and regional cable channels.⁹ Television stations that were at one time sold for prices as low as seven to eight times cash flow are trading at 9 to 10 times cash flow. 10 Fox Inc. recently announced a broadcasting alliance in which New World Communications Group Inc. has agreed to change the network affiliation for up to 12 VHF stations from ABC, CBS and 4see, "Rebound in Upfront TV AdSales Expected", The Wall Street, May 31, 1994, p. B8. ⁵Capital Cities/ABC has determined that the proliferation of channels justifies its increased investment in programming--$200 million in 1993 from $100 million in 1992 and the acquisition of European television production companies and networks. The companies first quarter revenues nearly doubled to $116.68 million. See, "Cap Cities Builds Media Highway for Its Own Back Lot", Los Angeles Times, James Flanigan, February 27, 1994, D1; See also, "NBC Ties In With Mexico's TV Azteca", Communications Daily, May 18, 1994, p. 6. ⁶For instance, some have speculated that Walt Disney Co. will purchase a television network if prime time slots are reduced by the entry of ABC, CBS and NBC into full-scale program production as a result of our relaxed financial interest and syndication regulations. See, "Merger Talk Now Takes Center Stage", David Lieberman, USA Today, March 22, 1994, p. B1. ⁷see, "Banks Giving More Attention to Acquisitions", Electronic Media, Diane Mermigas, April 11, 1994, p. 15. 8 'In 1992, there were a total of 41 TV transactions totaling $124 million. In 1993, the FCC approved 101 TV-related transactions totaling $1.73 billion. See, "The Race is on in Hot TV Station Market", Diane Mermigas, Electronic Media, April 11, 1994, p. 1. ⁹Recently, A.H. Belo acquired the CBS affiliate, WWL-TV in New Orleans for $110 million while The Washington Post purchased an ABC affiliate in San Antonio and an NBC in Houston for $250 million. Id., p. 1. 10 See, "TV Station Sales Surge", Variety, Joe Flint, March 14, 1994, p. ABBE. 3 NBC to Fox Broadcasting Company. 11 By investing $500 million dollars in New World, Fox acquires additional outlets for its programming and strengthens its position as a network competitor. Fox's interest as a non-voting shareholder allows the company to retain its other affiliates while staying within the FCC's national broadcast ownership constraints of twelve (12) television stations. It also places the network in the position of generating increased advertising revenues. Fox will no longer be forced to give discounts to advertisers because its affiliates are UHF stations. The Fox-New World alliance may have significant ramifications for the broadcast industry. First, there are market ramifications. CBS, which lost eight (8) affiliate stations to Fox¹², will more than likely seek to replace these affiliates with stations that are aligned with other networks. Reportedly, CBS may offer greater network affiliation compensation and extend the term of affiliation agreements. ABC and NBC would then be forced to seek ways in which to retain their affiliates and would most likely be forced to pay increased compensation for carriage of their network shows. Moreover, the Fox announcement precedes the networks' sale of "upfront" advertising time for the 1994-1995 season. CBS, ABC and NBC will be forced to make guarantees with respect to viewership levels without knowing with certainty what their affiliates lineups will be. Finally, Fox's network competitors will be forced to come up with popular quality programming that will support the advertising rates they will command. Second, there are regulatory issues. This recent development with Fox-New World spurs the accelerated demise of the financial interest and syndication rules; thus, allowing more mergers of networks with Hollywood studios. Additionally, the merits of the Prime Time Access Rule will come under increased scrutiny. The market interest in independent television stations continues in light of Paramount and Warner Bros. decisions to launch new networks and to sign-up new affiliates. 13 The emergence of these new television networks are likely to 11 See, "Fox Inc., New World Communications Group Inc. Announce Largest Affiliation Switch in Network Television History: Fox Makes $500 Million Investment in New World", Press Release dated May 23, 1994. 12 See, "Fox Will Sign Up 12 New Stations; Takes 8 from CBS", Bill Carter, New York Times, May 24, 1994, p. A1. 13 Moreover, now that CBS, NBC and ABC will be searching for new affiliate stations as result of the Fox-New World deal, the competition for independents will be fierce. Id. 4 translate into increased programming production, reduced programming costs and improved advertising market penetration. 14 As various types of alternative network deployment scenarios unfold in the broadcast marketplace, the FCC must determine how to create a level playing field in an increasingly competitive environment. For example, Bell Atlantic currently plans to provide enhanced delivery of services to the home, including its current plans for a $10 billion fiber-optic network. 15 Initially, this video dialtone network reportedly is expected to include basic video services and video-on-demand, with future capacity for home shopping and banking, remote education, and video games. More recently, state regulators in New York have opened the door to local phone competition in an agreement with the Rochester Telephone Corporation. Subject to approval from the New York State Public Service Commission, Rochester Telephone will gain greater freedom to explore new services and retain profits in exchange for letting rival companies connect with its network. 16 This agreement would enable Time Warner to offer ordinary telephone service throughout Rochester by the end of 1995 17 This development provides Rochester with the opportunity to offer competing television service to residential customers. In other developments, PacTel has announced a $16 billion seven-year plan for wiring the California market with fiber, a plan that would complement their proposed video dialtone service, with construction reportedly scheduled to begin in San Diego in June 1994. Ameritech also plans to provide interactive service 14 See, "Paramount Placing Trust in 'Voyager' to Launch Network", Thomas Tyrer, Electronic Media, May 16, 1994, p. 53. ¹⁵The company is scheduled to reach 1.25 million homes by the end of 1994, and 8.75 million homes by 2000, in the Washington D.C. metropolitan area, northern New Jersey, and parts of Philadelphia, Pittsburgh, and Baltimore. "With TCI Deal History, Bell Atlantic Plans Anew", Washington Post, February 26, 1994, at C1. 16 "A Telephone Role by Time Warner, " New York Times, May 18, 1994, at A1. 17 Time Warner's cable television equipment in the area has already been upgraded with fiber optic lines to reach into every neighborhood. Therefore, the only remaining step to allow them to provide telephony services will be the installation of switching equipment for two-way voice communications. 5 in 13 cities in its own region. 18 As these companies begin to provide cable and telephone services, the FCC must ensure regulatory parity and flexibility in order to encourage competition and thus progress in the marketplace. We must make certain that the shareholders, and not the regulated rate payer, bears the financial burden of constructing and deploying expanded video and telephony services. Further, we must ensure open access and sufficient channel capacity are offered on any common carrier video dialtone platforms authorized by the FCC. Finally, it is imperative that consumer demand be permitted to determine the fate of these businesses; however, we must be careful not to permit competition to develop at the expense of ownership diversity. WHICH OBJECTIVES SHOULD MEDIA POLICY SEEK TO PURSUE IN THE NEXT FEW YEARS AND WHAT CHALLENGES WILL BE PRESENTED BY THE INCREASING TRANSMISSION CAPACITIES? In the past, the U.S. broadcast industry has been the focus of the Commission's attention. Restrictions were placed on broadcasters to deter certain anti-competitive market practices that occurred in the past. However, changes in the video market and the corresponding emergence of the cable industry have forced the Commission to reconsider many of its ownership and programming restrictions on the broadcast industry. In April 1993, we significantly relaxed the financial interest and syndication rules (fin/syn). These rules were originally adopted in the 1970's when the Big 3 networks ABC, CBS and NBC--dominated the program and broadcast marketplace. Since that time, Fox has evolved and grown into a fourth network. It's recent alliance with New World resulting in new television affiliates and the acquisition of NFL football games makes it a fully comparable competitor to the other networks. By November 1995, the fin/syn rules should sunset, subject to a prior Commission review. 19 During the interim period, I expect to see NBC, CBS and ABC become more involved in program production and 18 The City of San Diego also has initiated a request for information on ways to establish a public-private collaboration on building a "broadband telecommunications grid" serving city residents. See "San Diego Seeks Views on Broadband Grid Project", Telecommunications Reports, May 9, 1994, at 34. See also "US West Plans Video Division", New York Times, March 8, 1994 at D19. 19 See, Second Report and Order, 8 FCC Rcd 3282 (1993). 6 syndication, both domestically and in Europe. 20 In recent years, broadcasters in the U.S. have been given the opportunity to increase their market penetration and service offerings due to several FCC decisions. 21 The FCC relaxed its radio ownership limits in 1992 and its network-cable cross- ownership rules²². The Commission is likely to take action on its television multiple ownership rules some time this year. Any action to further relax the current ownership limits on broadcast stations will depend, to a great extent, on the FCC's determinations about the impact of its current ownership rules and the ensuing impact of further broadcast ownership. Bearing in mind the intended regulatory objective--to encourage competition and to promote diversity--the Commission must assess whether it is advisable to further relax television broadcast station local and national ownership limits. 23 The FCC is currently faced with implementation challenges in the re-regulation of cable. Since the adoption of our rules, many parties have requested clarification of our rate regulations, particularly with respect to investment incentives for new programming services, a la carte program services, and rate decisions by local authorities. The FCC must ensure that our cable regulations, while protecting consumer, do not unduly hinder the capability of the cable industry to provide new programming services and to develop interactive media offerings. Each of the European markets possess its own characteristics and, in certain instances, regulatory obstacles. In an effort to establish uniformity in Europe, near the end of 1991, the European Launching Group for Digital Video Broadcasting ("ELG"), 20 CapCities/ABC has a twenty percent (20%) interest in RTL2, a new German television general network and a twenty-four percent (24%) interest in Scandinavian Broadcasting System SA. ESPN also owns thirty-three percent (33%) of Eurosport, a pan-European sports network. Further, ESPN International broadened its programming distribution 90 countries in 11 languages. See, "Capital Cities/ABC, Inc. 1993 Annual Report & 10-K" CBS and NBC have already indicated intentions to expand their first-run operations in the near future. See, "Television's Turf Wars", Electronic Media, April 11, 1994, p. 1; See also, "NBC Ties In With Mexico's TV Azteca", Communications Daily, May 18, 1994, p. 6. 21 The FCC relaxed its radio ownership limits from 12AM/12FM to 18AM/18FM. We relaxed our radio ownership duopoly rules to allow 2 AM and 2 FM in many major markets. These limits will be further relaxed in September 1994 to 20AM/20FM. See, Memorandum Opinion and Order and Further Notice of Proposed Rulemaking, MM Docket No. 91-140, 7 FCC Rcd 6387 (1992). 22 See, Report and Order, FCC 92-262, 7 FCC Rcd 6156 (1992). 23 See, Notice of Proposed Rule Making, Docket No. 91-221, 7 FCC Rcd 4111 (1992) 7 a group of broadcasters, industrialists and government officials met to discuss the feasibility of developing standards for the introduction of digital terrestrial broadcasting in Europe. By mid-1993, ELG began to discuss satellite, cable and pay- television. 24 Shortly thereafter, the European Digital Video Broadcasting Project (DVBP) evolved. 25 DVBP adopted a resolution that recognized the increased use of digital transmission systems in Europe. 26 Our own efforts to develop digital standards for high definition television (HDTV) is constantly evolving. We are hopeful that the HDTV standard will be established by next year. It is my hope that our standard processes for digital media will encourage the deployment of compatible digital technologies throughout the world. As U.S. companies expand into the European markets and become more sophisticated in their delivery of media services, we must ensure that our rules encourage the same level of competition in the United States. Further, there must be an efficient system for the resolution of international issues that keeps pace with technological changes. For instance, in the U.K., Nynex CableComms, began purchasing cable systems in 1991.27 It is now one of Britain's largest cable/telephony operators and is scheduled to commence testing of video-on-demand services later this year. 28 Moreover, it has formed a strategic alliance with Viacom Inc. which will give Nynex the much-needed software for testing and the ability to develop new entertainment services in the United States as well as the U.K. Lessons learned in U.K. will provide substantial benefits for future U.S. video-on-demand customers. Numerous U.S. companies are participants in international programming concerns that encourages the development of diverse voices. CapCities/ABC attributes its ability to sell programming internationally to modification of the fin/syn rules. 29 Further, Time Warner Entertainment Germany is one of the owners of a local commercial channel, TV Hamburg 1, that recently was granted a ten 24 "Telecommunications", EC Commentaries, Coopers & Lybrand, 1994. 25 Id. ²⁶Resolution (OJ 1993 c209), Id. 27 See, "Across the Americas", Multichannel News, Janet Stilson, May 16, 1994, p. 9A. 28 Id. 29 See, "Capital Cities/ABC, Inc. 1993 Annual Report & 10-K" 8 year license by the Hamburg media regulator. 30 Turner Broadcasting System Inc. ("Turner") which launched TNT and Cartoon Network in Europe last year, has also purchased an interest in a German TV news station. 31 Several U.S. companies³² have established Cable Programming Partners ("CPP") to develop a cable-exclusive sports channel, Wire TV, to compete with BSkyB's Multichannels service in the U.K. 33 Although the effort by U.S. broadcasters to secure a position on the information superhighway has been addressed in pending federal legislation, 34 the additional channel capacity that will come from digital technology will permit broadcasters to offer a greater number of program services. The expansion of broadcasters' provision of services will be made possible by the allocation of an additional simulcast television channel for advanced television services. Until the standard is established by the FCC and HDTV television sets and equipment become readily available, broadcasters would be permitted to use portions of these channels for non-simulcast programming. Further, digital compression could allow broadcasters to provide multiple channels within one bandwidth. Given their ability to take advantage of synergies in programming and additional channel outlets, 35 we must make certain that other broadcasters are able to compete at some level with other multichannel video providers, such as DBS and cable television. ³⁰TV Hamburg 1 is scheduled to be launched in the fall and hopes to attract 2.5 million viewers in the Hanseatic area. Advertising revenues for the channel are projected at $14.7 million for 1994 and $25.8 million for 1995. See, "Local German TV Market Opens Up", Jack Kindred, Television Business International, May 1994, p. 22. 31 See, "Why Is This Man Smiling?", David Greising, Business Week, May 30, 1994, p. 132. 32 Nynex CableComms, U S West, TCI, Comcast and Southwestern Bell have teamed up as U.K. cable operators to form CPP. See, "Staking Out More U.K. Cable Turf", Michael Taylor, Cable World, May 2, 1994, p. 15. 33 BSkyB subscribers totaled 2.4 million in June 1993-and increase of .8 million from 1992. See, Financial Report of The News Corporation Limited for the Year ending June 30, 1993. 34 Senator Hollings is the sponsor of S.1822 which would permit broadcasters to offer digital services with spectrum they will receive for the implementation of high definition television (HDTV). According to S.1822, broadcasters would also be allowed to offer nontraditional services such as data, paging and voice services. S.1822, The Communications Act of 1994, 140 Cong. Rec. S-771-788 (2/3/94). ³⁵Donaldson, Lufkin & Jenerette, "Television Broadcasters Looking for On-Ramp to the Superhighway", Dennis H. Leibowitz, March 18, 1994, p. 6. 9 HOW DO YOU ASSESS ASSUMPTIONS THAT INDIVIDUAL AND MASS COMMUNICATIONS ARE GOING TO COALESCE INTO AN INTERACTIVE AND DIGITALIZED MEDIA COMPOUND SYSTEM? Market Trends in the United States: Cable Television: The cable television industry in the United States has been the focus of much attention in recent years. Despite various consumer complaints about high prices or customer service, cable television's market penetration for basic service continues to grow. 36 For example, in 1994, it is projected that consumers will spend approximately $22 billion on cable services--nearly two and one half times the level of expenditure in 1985. Moreover, advertising revenues are projected to reach $4.4 billion this year, amounting to a 359% increase since 1986. It is also projected that cable penetration will climb to 72% by the year 2000. Finally, 95% of cable subscribers are able to receive 30 channels or more and cable homes spend an average of 19 hours per week watching basic cable programming.³⁷ In recent months, since the adoption of the FCC's cable rate regulations, the near term financial picture for the cable industry has become less clear. In response to recent cable re- regulation, some cable operators, prompted by the need to create new unregulated revenue sources, have planned to launch interactive television services that deliver movies on demand, home shopping and video games. Time Warner Cable is scheduled to launch its interactive service in Orlando, Florida by the end of 1994 38 To develop this interactive capability, Time Warner has joined a large Regional Bell Operating Company (RBOC), US West as an investment partner, and invested in switching technology developed by our largest US interexchange carrier, AT&T. A new US West division, Interactive Video Enterprises, Inc., also will develop and distribute interactive TV services and will test technology later this year in Omaha. 39 The companies have stated that they will take the best data from the two trials and share 36 Cabletelevision Advertising Bureau citing Paul Kagan Associates, Inc. 37 Id. 38 The Time Warner launch which was originally scheduled for April 1994, announced that the launch date will be delayed at least until September. See, "Interactive TV: Not Ready for Prime Time", Business Week, Kathy Rebello et al., March 14, 1994, p. 30. 39 "US West Plans Video Division", New York Times, March 8, 1994 at D19. 10 the information. 40 Another U.S. cable company, Viacom, has planned a market trial for interactive services in Castro Valley, California. This market trial is scheduled to provide video-on-demand and on- screen programming to 1,000 homes by late 1994, and will expand its service to 4,000 sites within eighteen (18) months 41 FCC approval is still required to authorize this market trial. Investment incentives for the cable industry under our rate regulations are likely to encourage the proliferation of interactive and pay-per-view services rather than additional regulated services. Consumer demand for these new interactive services is unpredictable at this time. 42 Consequently, the cable industry will be under pressure to continue to derive reasonable rates of return from its regulated services. Direct Broadcast Satellite: The U.S. Direct Broadcast Satellite industry (DBS) is still evolving. One entity, DIRECTV, is scheduled to offer direct-to- home satellite entertainment services through digital compression later this year 43 Through several strategic alliances⁴⁴, DIRECTV is scheduled to offer 150 channels of movies, sports and entertainment. Another entity, United States Satellite Broadcasting Co., Inc. (USSB), will provide thirty (30) channels of popular cable programming. DIRECTV will provide one of the best tests for consumer demand of the variety and number of programming options offered by DBS. Moreover, cable and broadcast industry companies will be able to assess the impact of digital DBS services on their 40 "Time Warner, US West Well-Connected", USA Today, May 4, 1994, at 4B. 41 Id. 42 In a random survey of 1000 cable homes performed by Broadcasting & Cable, forty-four percent (44%) indicated that they would be willing to pay for video-on-demand and fifty-four percent (54%) indicated that are willing to pay an additional $5.80 per month for interactive services. See, "Cable Ready: The High Appeal of Interactive Services", Harry A. Jessell, Broadcasting & Cable, May 23, 1994, p. 75. 43 See, "The Information Wave", Appliance, Spring 1994, p. 5. ⁴⁴DIRECTV and USSB will share a satellite and the receiving equipment developed by Thomson Consumer Electronics. Id. 11 various markets. If the demand is significant,⁴⁵ then cable and broadcast companies are likely to respond by increasing channel capacity through digital technologies. Market Trends in Europe: The European market has been deemed a high growth market, owing in large part to the fact that 85% of the market has limits on competition. 46 The European Union ("EU") has the largest consumer market of 345 million consumers, 47 and boasts a gross national product of approximately $6.157 trillion. 48 Four (4) countries United Kingdom, France, Germany and Italy-- comprise over 80% of the potential European market in terms of GNP and income. 49 Cable Television: Cable television in Europe has shown only moderate growth in recent years 50 In 1993, approximately 30 million of 152 million homes in Western Europe were connected to cable television in Western Europe--an increase of only 26 million from 1992. Moreover, the number of European subscribers is projected to grow only to twenty-seven percent (27%) while revenues from cable connections are estimated to reach $72 million in the year 2002. Pay TV revenues from cable revenues are expected to climb from $480 million in 1992 to $2.5 billion by 2002. Germany hosts Europe's largest cable market with around 20 million subscribers and a total of 34 million television ⁴⁵Twenty-one percent (21%) of the cable subscribers surveyed in the Broadcasting & Cable survey expressed a high level of interest in DBS, but only fourteen percent (14%) indicated that they would switch to DBS if they had to pay $600.00 for the reception gear. See, "Cable Ready: The High Appeal of Interactive Services", Harry Jessell, Broadcasting & Cable, p. 78. ⁴⁶U.S. Congress, Office of Technology Assessment, U.S. Telecommunications Services in Europe, OTA-TCT-548 (Washington, DC: U.S. Government Printing Office), August 1993, p. 47. ⁴⁷Id, p. 49. ⁴⁸Id., p.47. 49 Id., p. 49. 50 See, "European Cablers Prepare to Cross The Red Line", Jean-Luc Renaud, Television Business International, March 1994, p. 58. 12 households 51 Cable systems in Germany operate in a regulated environment. In order to be assured carriage on the system, cable programmers must pay the state-run German cable MSO Deutsche Bundespost Telekom substantial fees. 52 For those programmers that are able to afford these fees, like CNN International, MTV Europe, NBC Super Channel and Eurosport, they have access to Germany's nearly 20 million multichannel homes. Securing a program spot on the German cable system is challenging due to the limits of a thirty-two (32) channel capacity. 53 Telekom officials have indicated that with the introduction of digital compression, the obstacles associated with carriage should be alleviated with the increase in channel capacity. 54 Digital compression, which is projected to commence in 1995, should provide additional carriage space. In France, the demand for cable services is less developed and the number of current cable subscribers in France is relatively low. Some argue that it is difficult to economically justify expansion in the French cable market where there are only 1.3 million cable subscribers. 55 Only eleven (11) national networks exist while nearly fifteen (15) are in the planning stages 56 Despite the fact that many of the existing French cable channels are losing money, some are hopeful that the market will expand to between 2.5 to 3 million subscribers by 2000 57 France looks to the prospects created by digital technology. France Telecom would like to use digital compression on its Telecom 2-B satellite, which is used for cable services and will 51 'Viva les Networks?", William Mahoney, Multichannel News International, May 16, 1994, p. 20A. 52 Many United States companies refuse to pay the subscriber fees because they are accustomed to being paid fees for the carriage of their services. See, "Cracking the World's Toughest Pay Markets", William Mahoney, Multichannel News, May 16, 1994, p. 13A. 53 Id. 54 Id. 55 Id. 56 Experts have speculated that most of these channels will not be launched. See, "Viva les Networks?", William Mahoney, Multichannel News International, May 16, 1994, p. 20A. 57 Id. 13 enable it to lower transponder costs, by 1995. 58 Additionally, a new cable service, "La Chaine Info.", is being introduced by TF1, one of France's most successful broadcasters. 59 TF1 is attempting to obtain $1.23 per subscriber from cable operators despite the $.96 that the operators are willing to pay for the service. The price has caused some operators to question their ability to carry the service on the basic tier for which the rate is approximately $26.31 per month. 60 Finally, Lyonnaise Communications, a French MSO, is lending its support to new channels in France. 61 It is a key backer in Multivision, France's first pay-per-view operation. Multivision was scheduled to commence service last month in the Paris region where Lyonnaise has 150,000 cable subscribers. 62 The United Kingdom's cable market appears to be the EU's most competitive environment. British Telecom ("BT") is competing against new cable television companies for telephony customers. BT has estimated that it will loose $740 million to North American owned cable operators over the next five years 63 The intense competition for U.K.'s 3 million cable subscribers has benefited UK's subscribers. In recent months, BT has worked to improve its efficiency and to research new services such as video-on-demand. Earlier this year, BT was scheduled to start testing its multimedia system prototype. 65 Future European Trends: The communications industry in Europe has generally developed in a non-competitive environment. However, in each country, new players are seeking to take advantage of the 58 Id. 59 TF1 is also involved in a home shopping channel venture called Teleshopping. Id., p. 21A. 60 "Viva Les Networks?", p. 21A. 61 Lyonnaise recently launched Contact Television, a classified channel, and currently has interests in Paris Premiere, Planete, Canal Jimmy and Canal J. Id. 62 Id. 63 Id. 64 "Viva les Networks?", William Mahoney, Multichannel News International, May 16, 1994, p. 20A. 65 'Europeans No Longer Scoff at Interactive Multimedia", Richard L. Hudson, The Wall Street Journal, March 2, 1994, p. B4. 14 evolving telecommunications marketplace. Interestingly, many Europeans have some exposure to interactive media. Some contend that the slower evolution of interactive media in the EU, is a result of the influence of the dominant state-run TV systems in many countries. 66 Others contend that there is limited advertising support for such services. Advertising support is crucial to the development of interactive television. To date, there appears to be a moderate level of television advertisement generally utilized throughout Europe. 67 There are several examples of interactive services underway in the EU. Interactive text services are provided over the television broadcast vertical blanking interval (VBI) at no charge to European television viewers. These service provide access to program listings as well as news, weather, travel and business information. These services are accessed through televisions that are equipped with FASTEXT and can be accessed via remote control. 68 These VBI services have been offered on terrestrial channels for several years. More recently, VBI text services have become standard features on many EU cable and satellite networks. 69 France Telecom provides another example of the type of interactive services being deployed in Europe. France Telecom networks are highly digitized. Approximately forty percent (40%) of French television households have been exposed to interactive offerings particularly from play-along interactive TV games 70 Since 1991, broadcast services in France have featured in-home interactivity such as ActivCard's Multipoints game and electronic programs as well as Info Realite's Quizako game. France Telecom's videotext service, Minitel, with around 6.4 million 66 See, "Probing the Interactive Puzzle", Multichannel News International, Gary Arlen, May 16, 1994, p. 18A. 67 For public broadcasters in Europe, advertising revenues (excluding Spain) are projected to increase by just under 20% from 1988 to 1994, and by an additional 9% between 1994 and 1996. See, "Shots in the Arm for Public Health", Toby Syfret, Television Business International, May 1994, p. 162. 68 Probing the Interactive Puzzle", p. 19A. 69 Examples of cable and satellite channels that use interactive text services are CNN International, MTV Europe, TNT, Cartoon Network, Bravo and British Sky Broadcasting. Id. 70 Id. 15 users, is paving the way for interactive home media. 71 Moreover, France Telecom is engaged in international joint ventures and alliances. The company estimates that by the year 2000, twenty percent (20%) of its revenues will be from international activity. 72 Other French companies are also seeking to provide interactive media services. Internationale des Jeux, owner of Info Realite's Quizako has licensed its technology in Spain, where it is called Teletrebol, and in Italy, where it is called Quizzy. 73 Activity in other European telecommunications markets are making for a more competitive environment which, in certain instances, has worked to the consumers' benefit. Since the mid- 80's, the UK has proven that it has the most liberalized EU telecommunications market. U.K. regulators have sanctioned competitive nationwide full service operators, licensed cable communication services, interconnect carriers, and a local loop radio operator. 74 Videotron Holdings Ltd., a British cable and telephony company, 75 offers its customers multimedia, interactive and two-way television services. The company differentiates itself from competitors through such interactive services. 76 Videotron currently has 80,000 cable subscribers as well as 45,000 residential and 5,000 business telephony customers. 77 The highly competitive telecommunications market in the UK has also led BT to form a $4.3 billion alliance for future expansion with MCI to develop a managed network for multinational corporations and major international companies. 78 The 71 Probing the Interactive Puzzle", Multichannel News International, Gary Arlen, May 16, 1994, p. 18A. 72 "U.S. Telecommunication Services in European Markets", p. 51. 73 "Probing the Interactive Puzzle", p. 18A. 74 See, "The New Order", Steve Twitch and John Williamson, Ericsson Connexion, March 1994, p. 8. 75 Videotron Holdings, Ltd. is a strategic alliance between the Montreal based Le Group Videotron (65.5%) and Bell Canada Enterprises, Inc. (30.8%). See, "Learning from the Deregulated British Market", Louis Brunel, Multichannel News, May 16, 1994, p. 30A. ⁷⁶By the end of May, Videotron, which offers thirty (30) channels of broadcasting and interactive services, is scheduled to offer transactional TV services. Id. 77 Id. 78 "The New Order", p. 8. 16 internalization of business coupled with the example of the BT- MCI alliance could set the stage for more "super-carrier" alliances. 79 The BT-MCI deal remains subject to regulatory approval from the FCC, as is undergoing review by the Justice Department's Antitrust Division. Another general trend in Europe is the effort to privatize or commercialize government-owned broadcast outlets. The German public broadcaster, ZDF, is expected to participate in a new joint venture with Germany's Bertelemann and Kirch Group Deutsche Telekom. Each company will have a 30% stake in this newly formed company called Media Services which plans to develop pay television and pay-per-view in Germany. 80 In France, France Television, which owns two public channels, is endeavoring to develop more commercialized media product in response to competition from private stations and pay cable services. 81 The Italian public broadcaster, RAI, is attempting to cut costs and improve efficiency. RAI is hoping to partly privatize Saicis, RAI's distribution arm, with investments from Italian and foreign companies 82 Finally, in the U.K., a top power in British television, Michael Green, has called for liberalization of cross media ownership rules and further consolidation of Independent Television (ITV) 83 IN YOUR OPINION, WHICH FUNCTION DOES THE AMERICAN DATA SUPERHIGHWAY PROJECTS PERFORM WITH REGARD TO THE DEVELOPMENT OF MEDIA ECONOMY? Clearly, today's telecommunication activities in the United States are being completed in anticipation of the companies' participation on the information superhighway. The backbone of the highway will embody the integration of fiber optic, satellite and digital transmission assets to deliver video, data and voice services to the home. It has become evident in recent months that the United States Congress, by way of legislation, will 79 Such as the AT&T, Singapore Telecom, and Japan's international carrier, Kokusai Denshi Denwa (KDD) have formed the World Partners Alliance. France Telecom and Deutsche Bundespost are pooling their resources and the Dutch, Swill and Swedish PTO's have come together as the Unisourch alliance. Id. 80 MIP Sees Europe Public TV Business Evolving", Anna Carugati, Electronic Media, May 2, 1994, p. 39. 81 "MIP Sees Europe Public TV Business Evolving", p. 39. 82 MIP sees European Public TV Evolving", p. 39. 83 See, "TV Chief Urges Ownership Liberalisation", Raymond Snoddy, Financial Times, April 20, 1994, p. 6. 17 illuminate the government's expectations for the telecommunications industry, and will define the FCC's role in the information superhighway. President Bill Clinton's administration, under the leadership of Vice President Al Gore, has presented social and economic challenges for the development of the information superhighway. 84 It is reasonable to anticipate that the definition of "universal access" to the information superhighway will be defined through legislation. Indeed, President Clinton has taken a broad view when outlining its plans for universal access to the information superhighway. It is clear that the administration intends to encourage private-sector development of the highway and to avoid the creation of a society of information rich and information poor. Major telecommunications players have been offered the administration's support of enticing deregulatory packages in exchange for assurances of universal access to the highway 85 However, the economic feasibility of ensuring such a "universal" level of access must now be contemplated in the context of interactive media services, including those that could be offered by regulated telephone and cable companies. The FCC's role is likely to involve an assessment of the appropriate rates for access to the telephone platform, in exchange for additional service and pricing flexibility for telephone service providers. Further, the FCC with guidance from the U.S. Congress, is likely to be involved in assessing appropriate levels of targeted subsidies for certain classes of information superhighway consumers. CONCLUSION: In a recent article, Louis Brunel of Videotron contends that the company has learned valuable lessons from competing in the UK's deregulated environment. 86 Videotron, according to Brunel, will be able to compete because its has learned the importance of strategic alliances, customer satisfaction and product 84 Vice President Gore has indicated that the information superhighway should be based on five (5) principles: (1) the encouragement of private investment; (2) the promotion and protection of competition; (3) open access to the network; (4) avoiding the creation of a society of information "haves" and "have nots"; and (5) regulatory flexibility. See, Remarks by Vice President Al Gore at National Press Club", December 21, 1993. 85 See, "The Information Age Isn't Just for the Elite", Business Week, January 10, 1994, at 43. 86 See, "Learning from the Deregulated British Market", Multichannel News, p. 30A. 18 differentiation. As the deregulated environment becomes more dynamic, and permits greater competition between telephone, DBS, cable and broadcasters must retain a handle on the potential impact of alliances and mergers. Diversity of ownership over program outlets is important. I am also concerned that the real market risks for new interactive services is borne by shareholders, and not captive ratepayer. Therefore, as regulators, we must be careful not to hinder the ability of various industries to participate in a competitive interactive video marketplace. To that end, I believe that regulators must balance several considerations in order to avoid causing unintended repercussions in the dynamic markets that will be created by digital technology. We must recognize the significant hurdles that exist for developing an interactive, multimedia broadband infrastructure, such as uncertain consumer demand. As global players adjust from regulated and deregulated markets, create alliances and test consumer demand, some level of regulatory parity between industries must exist to give companies the flexibility to develop technology, to take investment risks, and attract consumers. Finally, as digital technology begins to mold the new global media marketplace, it is imperative that we develop international regulatory strategies which will encourage competition and ultimately benefit the consumer. 19 KEYNOTE ADDRESS BY ANDREW C. BARRETT COMMISSIONER FEDERAL COMMUNICATIONS COMMISSION AT THE BROADCAST CABLE FINANCIAL MANAGEMENT ASSOCIATION 34TH ANNUAL CONFERENCE BCFM "MAKING WAVES '94" MAY 24, 1994 SAN DIEGO, CA INTRODUCTION: Before I begin my remarks, I would like to comment on the imminent arrival of our new colleagues, Rachelle Chong and Susan Ness. As you know, it has been some time since there has been a full complement of commissioners at the Federal Communications Commission ("FCC"). As we prepare to address issues such as reconsideration of our cable rate regulations, our broadcast multiple ownership rules as well as the other mass media issues now pending at the FCC, I welcome the opportunity to learning from their experiences and sharing their views with respect to the developments in the communications industries. I am confident that, as we confront the many policy issues that are now before the Commission, under Chairman Reed Hundt's leadership, we will accomplish a great deal in the time to come. Today I will address evolving market trends in the cable and broadcast industries, in light of the Federal Communication Commission's (the "FCC") most recent cable rate regulation decisions and the relaxed rules for broadcast ownership and program regulatory environment. I will also discuss my concerns regarding the impact of future regulatory actions on broadcast ownership, and diversity and cable service quality. MARKET TRENDS: Cable Television: The cable television industry has been the focus of much attention in recent years. Despite various consumer complaints about high prices or poor customer service, cable television's market penetration for basic service continues to grow. 1 For example, in 1994, it is projected that consumers will spend approximately $22 billion on cable services--nearly two and one half times the level of expenditure in 1985. Moreover, advertising revenues are projected to reach $4.4 billion this year, amounting to a 359% increase since 1986. It is also projected that cable penetration will climb to 72% by the year 2000. Finally, 95% of cable subscribers are able to receive 30 channels or more and cable homes spend an average of 19 hours per week watching basic cable programming. 2 Since the adoption of the FCC's cable rate regulations, the near term financial picture for some in the cable industry has become less clear. Declining cable stock valuations have been cited as a contributing factor in the termination of some cable- telephone company ventures. 3 Our rate regulation decisions⁴, including the cable rate freezes, were cited as the cause for a $2 billion reduction in cable television industry revenues in 1 Cabletelevision Advertising Bureau citing "Cable TV Investor", Paul Kagan Associates, Inc., March 1994. 2 Id. 3 The seven regional Bell operating companies and GTE had combined revenues in 1992 of $102.3 billion and net income of $11.1 billion. By contrast, the eight leading publicly held cable-TV companies reported 1992 revenues of $6 billion and net loss of $600 million. "Baby Bells 1, Cable 0", The Wall Street Journal, Alan Gerry, February 23, 1994, p. A20. 4 See, Los Angeles Times, "Cable Rates Cut Again", February 23, 1994, Jube Shiver, Jr. and Amy Harmon, p. B5. 2 1993 5 Some analysts now also predict that our additional cable rate rollbacks in 1994 will cost cable companies about $600 million in annual revenue. 6 Interestingly, Wall Street's initial reaction to the recent rollback announcement appeared to be somewhat "indifferent". Some argue that stock declines began in September 1993 in anticipation of the impact of rate regulation. Others speculate that cable operators with diversified sources of income (e.g. programming) would be able to "weather the storm" 7 Although I agree with the initial assessment, the question then becomes- What damage will be done while they weather the storm? Various cable operators indicate that the financial constraints stemming from reduced cash flow will diminish the operators' ability to modernize plant and invest in new technologies. Moreover, borrowing power is likely to be negatively effected by reduced cash flow. 8 There are several recent examples of the near term effect of 5 See, Study by Paul Kagan Associates, Inc., January 1994. 6 "Cable Stock Investors Shrug Off Latest Cuts", Washington Post, Bloomberg Business News, February 23, 1994, p. A22. 7 See, "Cable and Entertainment, Potholes in the Information Superhighway, but Programming in the Fast Lane", Dillon Read Equity Research, May 3, 1994, p. '7. 8 See, "Analysts See Cash Flow 'Crisis' for Cable Industry, Multichannel News, Ted Hearn, March 14, 1994, p. 23. 3 the rate regulation decisions. Time Warner recently announced that it was reducing its 1994 capital spending on cable operations by $100 million and that it will institute a hiring freeze. 9 This announcement came on the heels of TCI's decision to temporarily suspend $500 million in capital expenditures 10 Cable operators that own cable systems only and lack additional revenue sources may be under greater pressures to respond to reduced cash flow and revenues in the current environment. 11 If large diversified cable companies feel the need to trim their expenditures, the "pure" cable operator is likely to be under similar pressure in the near term. Broadcast: While cable operators are adjusting to a regulatory environment, according to some trade publications, some broadcasters are experiencing a resurgence in their revenue prospects. 12 Also, some broadcasters have already experienced an 9 "Time Warner Trims Cable-TV Budget Due to Rate Cuts", Mark Robichaux, Wall Street Journal, May 5, 1994, p. B7; See also, "Few Systems Roll Back Rates", Kate Maddox, Electronic Media, May 16, 1994, p. 3. 10 Id. 11 Cablevision Industries Corporation (CVI) reported that 92% of its revenues in 1993 were derived from monthly subscriber fees for basic, cable programming and premium services, equipment rental and installation income. It goes on to report that [t]he high level of depreciation and amortization associated with the [CVI's] acquisitions and capital expenditures and interest costs related to its financing activities have caused CVI to report net losses" for 1993 and the foreseeable future. See, Cablevision Industries Corporation, Form 10K for the fiscal year ending December 1993, p. 23. 12 The 300 stations owned by minority groups represent only 2.7% of the 11,201 stations in the U.S. and many are the weakest in their markets. See, "Slow Gains by Minority Broadcasters", Geraldine Fabrikant, New York Times, May 4 increase in advertising. 13 The renewed interest in some broadcasting stations, and in particular television stations, is evidenced by the increase in advertising which grew by 4% in 1993. Additionally, advertising on ABC, NBC, and CBS was up 13% in the fourth quarter of 1993. 14 Many broadcast conglomerates are doing well¹⁵ and discussions about potential broadcast mergers abound. 16 Moreover, lending institutions are now showing a renewed interest in broadcasters' activities. 17 Within the past two years, there has also been a surge in sales of broadcast stations. 18 Major 31, 1994, D1. 13 Local TV ad revenue increased by 16% to $1.35 billion in the first quarter and spot TV ad revenue grew by 18% to $1.34 billion. See, Communications Daily, May 11, 1994, p. 4. 14 See, "TV Station Sales Surge", Variety, Joe Flint, March 14, 1994, p. A24. 15 Capital Cities/ABC has determined that the proliferation of channels justifies its increased investment in programming--$200 million in 1993 from $100 million in 1992 and the acquisition of European television production companies and networks. The companies first quarter revenues nearly doubled to $116.68 million. See, "Cap Cities Builds Media Highway for Its Own Back Lot", Los Angeles Times, James Flanigan, February 27, 1994, D1; See also, "NBC Ties In With Mexico's TV Azteca", Communications Daily, May 18, 1994, p. 6. 16 For instance, some have speculated that Walt Disney Co. will purchase a television network if prime time slots are reduced by the entry of ABC, CBS and NBC into full-scale program production as a result of our relaxed financial interest and syndication regulations. See, "Merger Talk Now Takes Center Stage", David Lieberman, USA Today, March 22, 1994, p. B1. 17 See, "Banks Giving More Attention to Acquisitions", Electronic Media, Diane Mermigas, April 11, 1994, p. 15. 18 In 1992, there were a total of 41 TV transactions totaling $124 million. In 1993, the FCC approved 101 TV-related transactions totaling $1.73 billion. See, "The Race is on in Hot TV Station Market", Diane Mermigas, Electronic Media, April 11, 1994, p. 1. 5 group owners are reportedly using broadcast stations as outlets for program and production ventures that will likely be offered on other stations and for second cable channels in the same markets for niche programming and regional cable channels. 19 Television stations that were at one time sold for prices as low as seven to eight times cash flow are trading at 9 to 10 times cash flow 20 Now, group owners for good markets rather than the particular network affiliation of the stations. The market interest in independent television stations continues in light of Paramount and Warner Bros.' decisions to launch new networks and to sign-up new affiliates. 21 The emergence of these new television networks are likely to translate into increased programming production, reduced programming costs and improved advertising market penetration. 22 We are also seeing a surge of activity in the transfer of radio stations since adoption of the FCC's revised rules governing radio station ownership is also apparent. There were 188 radio station transactions in 1993 totalling $1.4 billion of 19 Recently, A.H. Belo acquired the CBS affiliate, WWL-TV in New Orleans for $110 million while The Washington Post purchased an ABC affiliate in San Antonio and an NBC in Houston for $250 million. Id., p. 1. 20 See, "TV Station Sales Surge", Variety, Joe Flint, March 14, 1994, p. A24. 21 Id. 22 See, "Paramount Placing Trust in 'Voyager' to Launch Network", Thomas Tyrer, Electronic Media, May 16, 1994, p. 53. 6 which the top 10 transactions accounted for $781 million in ownership changes 23 A total of 1462 stations (14.7%) of all commercial U.S. radio stations were participants in duopolies or local management agreements. 24 Concerns about diversity and concentration of ownership continue to be important factors as the radio industry continues to consolidate its ownership structures 25 FUTURE MARKET TRENDS: Cable Television: Some cable operators, prompted by the need to create new revenue sources in a regulatory environment, have planned to launch interactive television services that deliver movies on demand, home shopping and video games. Time Warner Cable is scheduled to launch its interactive service in Orlando, Florida by the end of 1994 26 To develop this interactive capability, Time Warner has joined US West as an investment partner, and invested in AT&T switching technology. Viacom has planned a market trial for interactive services 23 Radio Business Report Source and Directory: The All-Radio Yearbook, Volume 2, 1994. 24 Id. 25 Id. 26 The Time Warner launch which was originally scheduled for April 1994, announced that the launch date will be delayed at least until September. See, "Interactive TV: Not Ready for Prime Time", Business Week, Kathy Rebello et al., March 14, 1994, p. 30. 7 in Castro Valley, California. This market trial is scheduled to provide video-on-demand and on-screen programming to 1,000 homes by late 1994, and will expand its service to 4,000 sites within eighteen (18) months. 27 Notwithstanding the unpredictable demand for new interactive services²⁸, investment incentives for the cable industry under our rate regulations are likely to encourage the proliferation of interactive and pay-per-view services rather than additional regulated services. Broadcast: In recent years, broadcasters have been given the opportunity to increase their market penetration and service offerings due to several FCC decisions. We relaxed our radio ownership limits from 12AM/12FM to 18AM/18FM.²⁹ We relaxed our radio ownership duopoly rules to allow 2 AM and 2 FM in many major markets. We also relaxed our network-cable cross-ownership rules³⁰ and our financial interest and syndication rules³¹. Finally, the Commission has been granting one-to-a-market waivers ²⁷Id. 2⁸Id. 29 These limits will be further relaxed in September 1994 to 20AM/20FM. See, Memorandum Opinion and Order and Further Notice of Proposed Rulemaking, MM Docket No. 91-140, 7 FCC Rcd 6387 (1992). 30 See, Report and Order, FCC 92-262, 7 FCC Rcd 6156 (1992) 31 Second Report and Order, MM Docket No. 90-162, 8 FCC 3282 (1993) 8 on a fairly routine basis. 32 In addition to our regulatory actions, the Cable Act of 1992 and pending legislation (if passed) will provide additional support to the broadcast industry. The effort by broadcasters to secure a position on the information superhighway has been addressed in pending federal legislation. S.1828³³ which would permit broadcasters to offer digital services with spectrum they will receive for the implementation of high definition television (HDTV). Moreover, the FCC would be required to review its radio and television ownership rules and to eliminate those that are not needed to promote program diversity. The FCC would also be required to conduct a study on the statutory ban on broadcast/cable cross-ownership in the same market. According to S.1828, broadcasters would be allowed to offer nontraditional services such as data, paging and voice services. The expansion of broadcasters' provision of services is made possible by the allocation of an additional simulcast television channel for advanced television services. Until the standard is established by the FCC and HDTV television sets and equipment become readily available, broadcasters would be permitted to use portions of these channels for non-simulcast programming. 32 See, Concurring Statement of Commissioner Andrew C. Barrett, In Re: Assignment of Television Station License WOI-TV, Ames, Iowa, December 14, 1993. 33 1822, The Communications Act of 1994, 140 Cong. Rec. S-771-788 (2/3/94). 9 Further, digital compression could allow broadcasters to provide multiple channels within one bandwidth. As the number of channels increase SO does the expanded opportunity for revenues through increased advertisement. The implementation of the 1992 Cable Act's "must-carry" and retransmission consent rules have worked to the advantage of the broadcast industry as well. ABC, NBC and Fox negotiated for new service agreements as compensation from cable systems in exchange for the right to carry their signals. Now, these networks' new channels have a much wider and expeditious distribution than many other new and existing programming networks. For example, as a result of ABC's agreements for ESPN2, an all-sports channel, ESPN2 was available in 10 million homes on its first day in business and is expected to reach 30 million homes by year's end. 34 Fox is scheduled to launch its FX Channel on June 1, 1994 and NBC plans to start its "America's Talking" channel on July 4, 1994. Other retransmission consent agreements by various broadcast station groups also have resulted in compensation arrangements or carriage of local news channels. While regulatory issues will be generated from the increased number of channels operated by broadcasters, the future for television broadcasters appears bright, given their ability to 34 See, "Networks New Cable Channels Get a Big Jump on the Competition", New York Times, Bill Carter, March 14, 1994, p. D7. 10 take advantage of synergies in programming and additional channel outlets. 35 REGULATORY ISSUES: We (the FCC) must balance our regulations in a manner that does not unduly hinder any single industry's ability to be a competitive player in the future multimedia marketplace. Cable Television: While I supported our rate regulations (the Commission vote was unanimous), I have and will continue to express concerns that the small independent cable operator would be impacted most severely by our revised rate regulations. The threat of economic instability and foreclosure for the small independent operators is being reported in the trade press. 36 These operators have greatly suffered for two primary reasons: 1) our (FCC) mandated cable rate freeze will likely denied these operators the ability to raise rates to generate cash to cover loan payments and 2) their inability to secure refinancing for existing debt stemming from bankers' apprehension about lending in a highly regulated environment. Lending institutions are likely to become more reluctant to provide financing for small independent operators 35 Donaldson, Lufkin & Jenerette, "Television Broadcasters Looking for On- Rainp to the Superhighway", Dennis H. Leibowitz, March 18, 1994, p. 6. 36 See, "A Rural Squeeze: FCC's Rate Rules Prompt Foreclosure", K.C. Neel Cable World, April 25, 1994, 1. See also, "SCBA Tallies Its Achievements", Kate Maddox, Electronic Media, May 16, 1994, 14; "FCC Rate Order Producing Few Rollbacks", Kate Maddox, Electronic Media, May 16, 1994, p. 3. 11 for these reasons. For those operators that are willing to or who can sell their systems, there may either be no purchasers. In the alternative, some larger MSOs will be eager to offer significantly reduced acquisition prices for the systems or will wait until small independent operators default on loan agreements and acquire their systems through forced sales. 37 We (FCC) are faced with implementation challenges. Since the adoption of our rules, many parties have requested clarification of our rate regulations, particularly with respect to programming services. Immediate responses were necessary in order to satisfy operators' concerns that the addition of new programming services would not adversely affect operators' revenues. Expeditious response from the FCC is required to ensure that we do not hinder the launch of new programming services, particularly those scheduled for launch before the FCC's adoption of the revised cable rate rules. 38 The Commission has also been compelled to act expeditiously on complaints that franchising authorities have implemented rate orders with erroneous calculations. These miscalculations could have serious consequences for cable operators that seek a 37 See, "Endangered Cable Firms Eye Options", Kate Maddox, Electronic Media, May 2, 1994, p. 3. 38 See, Request for Expedited Clarification of Going-Forward Rate Regulations to Alexandra Wilson, Acting Chief, Cable Services Bureau, dated April 15, 1994. 12 reasonable return on investments in regulated services. 39 Because the Commission's procedural rules do not specify a date by which the FCC must make a determination in the case of rate appeals, we must expedite our efforts in this area to avoid unnecessary damage to existing cable businesses. Broadcast: In the past, the broadcast industry has been the focus of the Commission's attention. Restrictions were placed on broadcasters to deter certain anti-competitive market practices that occurred in the past. However, changes in the video market and the corresponding emergence of the cable industry have forced the Commission to reconsider many of its ownership and programming restrictions on the broadcast industry. The regulatory climate for broadcasters is improving. At the time that our Prime Time Access Rules (PTAR) 40 were originally adopted, the Big 3 networks--ABC, NBC and CBS-- dominated the programming playing field. The emergence of the Fox network, in addition to the Paramount and Warner Bros. networks, has led the FCC to consider arguments regarding the on- 39 See, Order, In the Matter of TCI Cablevision of St. Louis, Docket No. DA 94-424 (April 29, 1994). 40 See, 47 C.F.R. § 73.658 (k) 13 going necessity for PTAR. 41 The Commission is accepting comments on several petitions for rulemaking in this area. 42 Network affiliates and television stations must respond to these petitions with respect to their concerns about diverse program supplies in today's syndication market. In April 1993, we significantly relaxed the financial interest and syndication rules (fin/syn) and established a twenty-four month period before the rules would sunset, subject to a prior Commission review. 43 In November 1993, the United States District Court in Los Angeles removed consent decree restrictions from the big-three networks which allowed our relaxed fin/syn rules to be implemented. 44 The District Court questioned whether the fin/syn rules were even warranted, and opined that the changes in the broadcast marketplace since their adoption raised concerns about the need for the restrictions. Currently, the Seventh Circuit Court is reviewing the merits of appeals from our April 1993 fin/syn decision. Absent any modification to our decision by the Seventh Circuit, the 41 Some of the network affiliates feel that the network programming will not draw large audiences. Therefore, they have voiced their reluctance to surrendering the 30 minutes leading up to prime time to the networks. See, "Big 3 Mull Impact of PTAR Repeal", Thomas Tyrer, Electronic Media, April 25, 1994, p. 3. 42 See, Public Notice, "Petitions, Applications and Related Pleadings Regarding the Prime Time Access Rule, Section 73.658 (k) of the Commission's Rules", Released April 12, 1994. 43 See, Second Report and Order, 8 FCC Rcd 3282 (1993) 44 United States V. NBC, CV74-3601-R (C.CD. Cal. Nov. 10, 1993). 14 remaining fin/syn rules would be reviewed in the summer of 1995, and subject to our prior review, are likely to sunset in November 1995. During the interim period, I expect to see NBC, CBS and ABC become more involved in program production and syndication. 45 The Commission may take action on its television multiple ownership rules some time this year. Any action to further relax the current ownership limits on broadcast stations will depend, to a great extent, on the FCC's determinations about the impact of its current ownership rules. Bearing in mind the intended regulatory objective--to encourage competition and to promote diversity--the Commission must assess whether it is advisable to further relax broadcast station local and national ownership limits. 46 The proposed review of the current limits on television broadcast station ownership would be of particular interest to the larger broadcast groups and the television networks 47 Relaxation of ownership restrictions and the ability of radio stations to form duopolies have provided the radio industry with an important means of increasing the market value of 45 CBS and NBC have already indicated intentions to expand their first-run operations in the near future. See, "Television's Turf Wars", Electronic Media, April 11, 1994, p. 1; See also, "NBC Ties In With Mexico's TV Azteca", Communications Daily, May 18, 1994, p. 6. 46 See, Notice of Proposed Rule Making, Docket No. 91-221, 7 FCC Rcd 4111 (1992) 47 See, "Television's Turf Wars", Electronic Media, p. 15. 15 broadcast radio stations. Through the use of duopolies and local marketing agreements (LMAs), broadcasters are able to save money by creating economies of scale. It has been argued that television broadcast stations could derive similar benefits from these arrangements. Though it is difficult to predict how the marketplace will react if television broadcasters are permitted to own or control a larger number of stations, clearly the impact on diversity remains a significant issue. POLICY ISSUES: The cable, broadcast and telephone industries are players that will help to shape the evolving video marketplace. It has become evident in recent months that Congress, by way of legislation, will not only illuminate the government's expectations for the telecommunications industry, but will also define and formulate the FCC's role in the development of the communications environment. Yet, whatever regulatory action is undertaken by the government--} be it Congress or the FCC-- regulation must foster competition and promote diversity of ownership in the marketplace. The FCC revised cable rules establish interim cost of service rules.⁴⁸ It is imperative that the implementation of these regulations demonstrate sufficient flexibility SO that we 4⁸See, Report and Order and Further Notice of Proposed Rulemaking, CS Docket No. 94-28, February 22, 1994. 16 are able to expeditiously address the concerns of franchise authorities, and cable operators. Thus, I believe the Commission must continue to work with franchise authorities and cable operators to establish a definitive cost-of-service review process and timetable. The on-going consolidation of media ownership presents obstacles to the entry of and possibly the survival of small and minority-owned businesses. The financial obstacles faced by these businesses continue to be significant. 49 It has become increasingly apparent that to survive minority-owned broadcast concerns must either become larger or serve a certain defined market. Both in the television and radio businesses, minority- owned broadcast outlets are under pressure to joint venture with others or reduce expenses. As larger station groups evolve, minority-owned broadcast stations are attempting to compete for advertising against large group owners who may focus on the minority target market as part of a diversified media approach. Thus, far minority-owned broadcast stations are losing the battle. 50 I am concerned that the FCC endeavor to promulgate regulations that do not hinder the minority broadcasters' ability to compete, on some level, with the existing players so that in ten years minority ownership of broadcast stations will not be 49 See, Interim Report of the Federal Communications Commission Small Business Advisory Committee, April 21, 1994, p. 64. 50 See, "Slow Gains by Minority Broadcasters", Geraldine Fabrikant, New York Times, May 31, 1994, p. D1. 17 effectively eliminated. CONCLUSION: The media industry development will continue to evolve toward an interactive, multimedia marketplace built around digital switching technology, new programming services and additional providers. 51 With recent cable regulation changes, alternative revenue sources sought by cable companies, such as pay-per-view and other interactive services, may provide future opportunities for the industry; however, the pace of change toward these services may be less certain. Finally, it is important to recognize that the potential for development and growth in the video marketplace will be contingent upon the ability of Congress and the Commission to foster a competitive environment to ensure benefits for the consumer public. In broadcasting, we must ensure that a relaxed regulatory environment does not undermine our traditional concerns for diversity, service quality and ownership opportunities for minorities and women. 51 See, Remarks by Commissioner Andrew C. Barrett, Federal Communications Commission, Northern Telecom, Inc.'s Executive Marketing Symposium, June 19, 1991. 18