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Roosevelt, Franklin D. - Finances - Fur Coats
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Roosevelt, Franklin D. - Finances - Fur Coats
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President's Secretary's File (Franklin D. Roosevelt Administration)
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PSF F.D.R. Finances - Personals1938 Subject File
Box
179
Material used in making up 1938 Income Tax
F 5427 A
CITY BANK FARMERS TRUST COMPANY
1
22 WILLIAM STREET
DATE OF SALE
c 709
PF
CONFIRMATION AND
ADVICE OF CREDIT
NEW YORK
No. 185081
TO
HONORABLE FRANKLIN D. ROOSEVELT
DATE OF CREDITAPR
-2
THE WHITE HOUSE
WASHINGTON, D.C.
NEW BOSTON LAND CO.
570 LEXINGTON AVE NYC
WE HAVE DELIVERED THE SECURITIES DETAILED BELOW AND
HAVE ACCORDINGLY CREDITED THE FOLLOWING ACCOUNT:
NCB CBF BR A/C FRANKLIN DELANO ROOSEVELT
PAR VALUE OR
NUMBER OF SHARES
SECURITY
PRICE
PRINCIPAL AMOUNT
DELIVER VS PAYMENT
I
5 SHS NEW BOSTON LAND CO. 6% CUM PFD
100 LESS TAX
$499.45
$100. PAR
$.55
INCOME
ACGRUED INTEREST FROM
TO
AMOUNT OF CREDIT
$499.45
THE ABOVE SECURITIES HAVE BEEN DELIVERED FROM THE FOLLOWING SECURITY ACCOUNT
CSTD A/C FRANKLIN DELANO ROOSEVELT
A
CITY BANK FARMERS TRUST COMPANY
BY
F 5427 A
CITY BANK FARMERS TRUST COMPANY
CONFIRMATION AND
ADVICE OF CREDIT
1
22 WILLIAM STREET
NEW YORK
No. 196940
DATE OF SALE
c 709
DATE OF CREDIT
HONORABLE FRANKLIN D. ROOSEVELT
NOV 2 8 1938
TO
THE WHITE. HOUSE
WASHINGTON, D.C.
NEW BOSTON LAND CO.
570 LEXINGTON AVE NYC
WE HAVE DELIVERED THE SECURITIES detailed BELOW AND
HAVE ACCORDINGLY CREDITED THE FOLLOWING ACCOUNT:
NCB CBF BR A/C FRANKLIN DELANO ROOSEVELT / HONORABLE/
PAR VALUE OR
SECURITY
PRICE
PRINCIPAL AMOUNT
NUMBER OF SHARES
I
DELIVER vs PAYMENT
$499.45
5 SHS NEW BOSTON LAND CO. 6% CUM PFD $100.PAR
VS
INCOME
ACCRUED INTEREST FROM
TO
AMOUNT OF CREDIT
$499.45
THE above SECURITIES HAVE BEEN DELIVERED FROM THE FOLLOWING SECURITY ACCOUNT
CSTD A/C FRANKLIN DELANO ROOSEVELT / HONORABLE/
COMPANY
d
BY CITY
fie person mal
City Bank Farmers Trust Company
CHARTERED
1822
22 William Street
NewYork June 20th, 1938
CABLE ADDRESS: FARMTRUST
IN REPLY PLEASE QUOTE
CUST
Honorable Franklin D. Roosevelt,
The White House,
Washington, D. C.
Sir:
We wish to call to your attention that $10,000.
par value State of Tennessee Refunding 4-1/4% bonds which
we are holding for your account will mature July 1st, 1938.
We shall present the bonds for payment on that
date, advising you when the proceeds have been credited to
your account.
Very truly yours,
H. M. Peterson,
Assistant Trust Officer.
CEC:JM
LAZARD FRERES & Co.
P.F.
JANUARY 4 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$1.50
50
GENERAL AMERICAN INVESTORS COMPANY INC. $6 PFD.
$75.-
LAZARD FRÈRES & Co.
JANUARY 8 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$.25
300
LEHMAN CORPORATION
$75.-
LAZARD FRERES & Co.
MARCH 2 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$e15
100 PURITY BAKERIES CORPORATION
$15.-
LAZARD FRÈRES & Co.
MARCH 16 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$.25
100
STANDARD OIL COMPANY OF CALIFORNIA
$35.-
$.10 EXTRA
LAZARD FRÈRES & Co.
APRIL 2 1938
120 BROADWAY
NEW YORK
. HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT,
$1.50
50
GENERAL AMERICAN INVESTORS COMPANY INC. $6 PREFERRED
$75.-
LAZARD FRÈRES & Co.
APRIL 9 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$.25
300
LEHMAN CORPORATION
$75.-
LAZARD FRÈRES & Co.
JUNE 2 1938
120 BROADWAY
NEW YORK
.HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$.15
100
PURITY BAKERIES CORPORATION
$15.-
LAZARD FRÈRES & Co.
JUNE 16 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$25
100
STANDARD OIL COMPANY OF CALIFORNIA
$35.-
10 EXTRA
LAZARD FRERES & Co.
JULY 2 1938
120 BROADWAY
NEW YORK
P.F.
HONORABLE FRANKLIN D.ROOSEVELT
d-l
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$1.50
50
GENERAL AMERICAN INVESTORS COMPANY INC. $6 PFD
$75000
LAZARD FRERES & Co.
JULY 9 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$.20
300 LEHMAN CORPORATION
$60.-
LAZARD FRERES & Co
120 BROADWAY
Personal file
X
SEPTEMBER 2 1938
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$15
100
PURITY BAKERIES CORPORATION
$154-
LAZARD FRERES & Co.
SEPTEMBER 16 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$25
100
STANDARD OIL c OMPANY OF CALIFORNIA
$35.-
$210 EXTRA
LAZARD FRERES & Co.
OCTOBER 3 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$1.50
50
GENERAL AM ERICAN INVESTORS CO.INC. $6 PREFERRED
$75.-
LAZARD FRERES & Co.
120 BROADWAY
NEW YORK
fill per financial ml
OCTOBER 8 1938
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$20
300
LEHMAN CORPORATION
$600-
LAZARD FRERES & Co.
DECEMBER 2 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$855
100
PURITY BAKERIES CORPORATION
$558-
LAZARD FRERES & Co.
DECEMBER 16 1938
120 BROADWAY
NEW YORK
HONORABLE FRANKLIN D.ROOSEVELT
WASHINGTON D.C.
Memorandum of dividends collected for your account
SECURITY
AMOUNT
$.25
100
STANDARD OIL CO OF CALIFORNIA
$35.00
$.10 EXTRA
P.F.
IN COMPLIANCE WITH SECTION 11 (0) (a) OF THE
SECURITIES EXCHANGE ACT OF 1994. WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL sx ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-ablique
figures indicate Debit Balance
DATE
PARTICULARS
STAMP
DEBIT
CREDIT
BALANCE
TAX
1938
JAN
1
BALANCE
2905 00
4
DIV 50 GENL AMERICAN INV CO INC $ 6 PFD
75 00
2980 00
8
DIV 300 LEHMAN CORPN
75 00
3055 00
IN COMPLIANCE WITH SECTION 11 (D) (a) OF THE
SECURITIES EXCHANGE ACT OF 1984, WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL BE ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON. FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-oblique
figures indicate Debit Balance
DATE
STAMP
PARTICULARS
DEBIT
CREDIT
BALANCE
TAX
1938
FEB
1
BALANCE
3055 00
IN COMPLIANCE WITH SECTION 11 (D) (R) OF THE
SECURITIES EXCHANGE ACT OF 1834, WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL as ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-oblique
figures indicate Debit Balance
STAMP
DATE
PARTICULARS
DEBIT
CREDIT
BALANCE
TAX
1938
MAR
1
BALANCE
3055 00
2
DIV 100 PURITY BAKERIES CORRN
15 00
3070 00
16
DIV & EXTRA 100 STANDARD OIL CO OF CALIF
35 00
3105 00
IN COMPLIANCE WITH SECTION " (D) (a) OF THE
SECURITIES EXCHANGE ACT OF 1834, WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL ** ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON. FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-oblique
figures indicate Debit Balance
STAMP
DATE
PARTICULARS
DEBIT
CREDIT
BALANCE
TAX
1938
APR
1
BALANCE
3105 00
2
DIV 50 GENL AMER INV CO INC #6-PFD
75 00
3180 004
9
DIV 300 LEHMAN CORPN
75 00
3255 004
IN COMPLIANCE WITH SECTION 11 (D) (2) OF THE
SECURITIES EXCHANGE ACT OF 1834. WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL -- ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON, FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-oblique
figures indicate Debit Balance
STAMP
DATE
PARTICULARS
DEBIT
CREDIT
BALANCE
TAX
1938
MAY
1
BALANCE
3255 00%
IN COMPLIANCE WITH SECTION 11 (D) (a) OF THE
RECURITIES EXCHANGE ACT OF 1984. WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL ** ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-ablique
figures indicate Debit Balance
DATE
PARTICULARS
STAMP
DEBIT
CREDIT
BALANCE
TAX
1938
JULY
1
BALANCE
3305 00
2
DIV 50 GENL AMER INV CO INC $6 PFD
75 00 75
3380 00
9
DIV 300 LEHMAN CORPN
60 60 00
3440 004
1
IN COMPLIANCE WITH SECTION 11 (D) (a) OF THE
SECURITIES EXCHANGE ACT OF 1984. WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL BE ACTING AS BROKER FOR YOU UNLESS
W& NOTIFY YOU OTHERWISE.
HON FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-oblique
figures indicate Debit Balance
STAMP
DATE
PARTICULARS
DEBIT
CREDIT
BALANCE
TAX
1938
SEPT
1
BALANCE
3440 00
2
DIV 100 PURITY BAKERIES CORPN
15 00
3455 00
16 DIV & EXTRA 100 STANDARD OIL CO OF CAL
3500
3490 00
IN COMPLIANCE WITH SECTION " (D) (8) OF THE
SECURITIES EXCHANGE ACT OF 1934, WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL == ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HON. FRANKLIN D ROOSEVELT
Last amount in this column is
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Balance of Account-oblique
figures indicate Debit Balance
DATE
STAMP
PARTICULARS
DEBIT
CREDIT
BALANCE
TAX
1938
OCT
1
BALANCE
3490 00
3
DIV 50 GENL AMER INV 00 86- PFD
75 00
3565 001
8
DIV 300 LEHMAN CORPN
60 00
3625 00
IN COMPLIANCE WITH SECTION 11 (D) (2) OF THE
SECURITIES EXCHANGE ACT OF 1984. WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL BE ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HONORABLE FRANKLIN D.ROOSEVELT
Last amount in this column is
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Balance of Account-sblique
figures indicate Debit Balance
DATE
STAMP
PARTICULARS
DEBIT
CREDIT
BALANCE
1938
TAX
NOV
1
BALANCE
3625 00
IN COMPLIANCE WITH SECTION " (D) (2) OF THE
SECURITIES EXCHANGE ACT OF 1984. WE HERE-
BY NOTIFY YOU THAT IN ALL TRANSACTIONS
WITH YOU WITH RESPECT TO ANY SECURITIES
WE WILL # ACTING AS BROKER FOR YOU UNLESS
WE NOTIFY YOU OTHERWISE.
HONORABLE FRANKLIN D ROOSEVELT
in Account Current With LAZARD FRÈRES & Co., NEW YORK.
Last amount in this column is
Balance of Account-sblique
figures indicate Debit Balance
DATE
PARTICULARS
STAMP
DEBIT
CREDIT
BALANCE
TAX
1938
DEC
1
BALANCE
3625 00
2
DIV 100 PURITY BAKERI ES CORP
55 00
3680 00
16
DIV & EXTRA 100 STANDARD OIL CO
OF CALIFORNIA
35 00
3715 00
LAZARD FRÈRES & Co.
NEW YORK
TELEORAPHIC ADDRESS
-
LAZARD, NEW YORK
LAKARD FRÈRES & Crs.
PARIS
-
LAZARD BROTHERS & Co., LTD.
LONDON
120 BROADWAY
December 31, 1938
Lazard
France
Honorable Franklin D. Roosevelt,
c/o Mr. Henry Morgenthau, Jr.,
New York.
Dear Sir
We beg to advise you that, according to our records, at
the close of business on this date, we held for your account and
risk the following securities:
200 shares Commercial Solvents Corp. Common
50
If
General American Investors Co. Inc. $6 Cumulative
Preferred
300 #
The Lehman Corp. Capital Stock
100 #
Purity Bakeries Corp. Common
100
If
Standard 011 Co. of California Capital Stock
Will you kindly examine this list and, if it is found\
correct, please return the acknowledgment printed on attached
sheet, duly signed.
In case of any discrepancy we would thank you to advise
us promptly.
Yours very truly,
Honorable Franklin D. Roosevelt
per pro. Walk Bahn LAZARD FRERES & CO.
MLR:O
543
essure A
MHOY WILK
TAWATAON
BEEL .IT
Messrs. Lazard Freres & Co.
120 Broadway,
New York
Dear Sirs:
I
am in receipt of your letter of DEC 3 1 1938
, con-
JR
We are
taining list of securities held on that date for
my
b
account and risk:
our
200 shares Commercial Solvents Corp. Common
50
#
General American Investors Co. Inc. $6 Cumulative
Preferred
300
#
The Lehman Corp. Capital Stock
100
#
Purity Bakeries Corp. Common
100
#
Standard 011 Co. of California Capital Stock
The above list has been examined and found correct. Please
continue holding the securities in the same manner.
Yours very truly,
543
Honorable Franklin D. Roosevelt
MLR:O
SFA 1040
" C
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT.
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON. D. C.
JAN. 1938
DATE
DEBITE
CREDITS
BALANCE
JAN
3
BALANCE BROUGHT FORWARD
4,667.77
3
8000 LOUISVILLE & NASHVILLE RR CO
SO RR JT MONON TST COLL REG P
160.000
10000 TENN REF
212.500°
100 SHS GEN AMER INV PFD W
150.00
1 SHR U S TR CO N Y CAP
15.00DV
* 5,205.27
3
50 SHRS FIRST NATL BK POUGHKEEPSIE
NEW COM
17.50W
5,222.77
#
7
25 SHS FEDERATION BK & TR CO
6.250V
5,229.02
*
15
25 SHS CONSOL CAR HEATING CO
37.50DV
5,266.52 *
18
62 SHS BK OF CALIF NATL ASSN
155.00N
5,421.52
*
LAST AMOUNT ABOVE is
YOUR FINAL BALANCE
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
STATEMENT KEY
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us.
CP-CREDIT FOR COUPONE
ALL ITEMS. NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE SENT
ETC.
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
EL-CREDIT FOR SALE OF se-
-
MADE BY CITY BANK FARMERS
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO US, MAY BE ROUTED
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
DEPT. OR THIS BRANCH OF THE
NATIONAL CITY BANK OF NEW
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER. MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT. NEGLECT OR DEPAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH 18 RECEIVED AT THE OFFICE OF THIS
MO-CREDIT FOR MAIL DEPOSIT LO-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
FC-CPEDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SPA 1040
se
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON. D. C.
FEB. 1938
R
DATE
DEBITS
CREDITS
BALANCE
BALANCE BROUGHT FORWARD
FEB 1
5,421.52
1
4M WESTERN PUBLIC SERV IST & REF
A
110.000
10 SHS AMEREX HOLDING CORP CAP
7.00 M
100 SHS CHASE NATL BK NY CAP
70.00DV
5,608.52 *
-
400 SHS NATL CITY BK NY COM
200.00M
5,808.52 *
8
CSTD FEES FOR 6 MOS TO 2/6/38
100.00
5,708.52 #
26
25 SHS CONS CAR HEATING CO CAP
50.00DV
5,758.52 #
LAST AMOUNT ABOVE IS
YOUR FINAL BALANCE
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
STATEMENT KEY
WITHIN TEM DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY. SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us,
DV-CHEDIT FOR DIVIDENDS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
CP-CREDIT FOR COUPONS
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR. AND, WITHOUT LIABILITY TO us, MAY BE ROUTED
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE BENT
ETC.
-
MADE BY CITY BANK FARMERS
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
DEPT. OR THIS BRANCH OF THE
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
NATIONAL CITY BANK OF NEW
BL-CREDIT FOR SALE OF se.
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWEE, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEFAULT OF ANY CORRESPONDENT. AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH ER RECEIVED AT THE OFFICE OF THIS
MO-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
FO-CRIDIT FROM FOREIGN DEPT.
(PLEASE REFER TO ADVICES PREVIOUSLY BENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SFA 1040
# C
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE,
22 WILLIAM STREET
NEW YORK. N.Y.
26
WASHINGTON, D. C.
MAR. 1938
DATE
DEBITS
CREDITS
BALANCE
MAR
1
BALANCE BROUGHT FORWARD
5,758.52
-
2500 BALT & OHIO RR CO REF & GEN F
62.500
5,821.02 *
Γ
100 SHS CLEVE & PITTSBURGH RR CO
GTD CAP
87.50M
5,908.52 *
15
ΓoM US TREAS
143.800°
6,052.32 #
LAST AMOUNT ABOVE 19
YOUR FINAL BALANCE
THIS STATEMENT OF YOUR ACCOUNT WILL as CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
STATEMENT KEY
WITHIN TEN DAYS FROM THE DATE HEREOF. PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN,
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY. SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO US.
CP-CREDIT FOR COUPONS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED. AND RELATIVE DOCUMENTS. ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
---
MADE BY CITY BANK FARMERS
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY BE ROUTED
ETC.
DEPT. OR THIS BRANCH OF THE
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS. OR BE SENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
SL-CREDIT FOR SALE OF SE-
YORK
BANK. OR DRAFT OR CERTIFICATION OF THE DRAWEE. MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEFAULT OF ANY CORRESPONDENT. AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH 18 RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT IB CARRIED.
FO-CPEDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CC-CHARGE FOR CERTIFIED
CHECK
SFA 1040
:
IN ACCOUNT WITH
HONORABLE franklin D. ROOSEVELT.
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON. D. C.
APRIL 1938
R
DATE
DEBITS
CREDITS
BALANCE
BALANCE
BROUGHT
FORWARD
APR
1
6,052.32
2
DEL VS PYMT 5 SHS NEWBOSTON LAND
CO 6S CUM PFD AT 100 LESS TAX .55
499.45£
I SH US TR CO NY CAP
15.00DV
EXTRA DIV
10.00DV
100 SHS GEN AMER INVESTORS PFD WW
150.00DV
6,726.77
5
50 SHS IST NATE BK POUGHKEEPSIE
NEW COM
17.50 W
6,744.27
*
15
25 SHS CONSOL CAR HEAT CO CAP
37.50 W
6,781.77
#
18
62 SHS BK OF CALIF NATE ASSN CAP
155.00D
6,936.77
#
LAST AMOUNT ABOVE 18
YOUR FINAL BALANCE
THIS STATEMENT or YOUR ACCOUNT WILL # CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
STATEMENT KEY
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us,
CP-CREDIT FOR COUPONS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED. AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
ETC.
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE SENT
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
SL-CARDIT FOR SALE OF SE-
-
MADE BY CITY BANK FARMERS
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY # ROUTED
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
DEPT. OR THIS BRANCH OF THE
NATIONAL CITY BANK OF NEW
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER. MAKER, PAYING ON OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEFAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH is RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT IS CARRIED.
FC-CPIDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SPA 1040
sc
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT.
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON. D. C.
MAY 1938
R
DATE
DEBITS
CREDITS
BALANCE
MAY 2
6,936.77
BALANCE BROUGHT FORWARD
2
2000 BUFFALO NY WATER
40.000
5000 SOUTH BEND TND WATER WKS
118.750°
7,095.52 *
26
25 SHS CONSOL CAR HEAT CO CAP
62.50m
7,158.02 *
LAST AMOUNT ABOVE 18
YOUR FINAL BALANCE
STATEMENT KKY
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY IN RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO US.
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO US. MAY BE ROUTED
ETC.
DEPT. OR THIS BRANCH OF THE
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS. OR BE BENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
SL-CREDIT FOR SALE OF se.
YORK
BANK. OR DRAFT OR CERTIFICATION OF THE DRAWEE. MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT. NEGLECT OR DEPAULT OF ANY CORRESPONDENT. AGENT, on SUB-AGENT,
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH 18 RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT is CARRIED,
FC-CP ZOIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY BENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SPA 1040
: C
IN ACCOUNT WITH
THE NATIONAL CITY BANK OF NEW YORK
HONORABLE FRANKLIN D. ROOSEVELT.
CITY BANK FARMERS BRANCH
22 WILLIAM STREET
THE WHITE HOUSE.
NEW YORK, N.Y.
26
WASHINGTON, D. C.
JUNE 1938
DATE
DEBITS
CREDITS
BALANCE
JUN 1
BALANCE BROUGHT FORWARD
7,158.02
I
5000 PUGET SOUND PWR & LGT IST &
REF A
137.500°
7,295.52
*
1
roo SHS CELV & PITTS RR CO GTD CAP
87.50W
7,383.02 *
LAST AMOUNT ABOVE is
YOUR FINAL BALANCE
STATEMENT KEY
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF. PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF RACH EXCEPTION TAKEN,
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO US.
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY BE ROUTED
ETC.
DEPT. OR THIS BRANCH OF THE
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS. OR BE BENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWEE OR MAKER OR PAYING AGENT. FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
&L-CREDIT FOR SALE OF SE-
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONS/BILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEPAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH ⑉ RECEIVED AT THK OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEFT.
BANK WHERE THE ACCOUNT is CARRIED,
FC-CPIDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK. N.Y.
26
WASHINGTON. D. C.
JUNE 1938
SPA-1040
NO
DATE
DEBITS
CREDITS
BALANCE
BALANCE BROUGHT FORWARD
JUN 13
7,383.02
15
905.00
6,478.02 *
LAST AMOUNT ABOVE is
YOUR FINAL BALANCE
STATEMENT KEY
THIS STATEMENT OF YOUR ACCOUNT WILL BK CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us.
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS. ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY as ROUTED
DEPT. OR THIS BRANCH OF THE
ETC.
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICER OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE BENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT. FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
EL-CREDIT FOR SALE OF se.
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWEE, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEPAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH IS RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT
LO-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT is CARRIED.
PO-CREDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" All USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
THE FEDERAL IC TAX ON CHECKS, KTC., WHICH WE ARE REQUIRED TO COLLECT FROM YOU ON THE ITEMS SHOWN HEREON, 18
NOT BHOWN IN THIS STATEMENT, EXCEPT TO THE EXTENT INDICATED. THE BALANCE OF THE TAX (IF ANY) WILL BE CHARGED
TX-CHARGE FOR FEDERAL
CO-CHARGE FOR CERTIFIED
TO YOUR ACCOUNT AND SHOWN IN NEXT MONTH'S STATEMENT.
CHECK TAX
CHECK
SPA 1040
. o
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON. D. C.
JULY 1938
R
DATE
DEBITS
CREDITS
BALANCE
BALANCE BROUGHT FORWARD
M 1
6,478.02
I
8000 COUISV & NASHV RR CO SOUTHERN
RY JT MONON 1ST COLL REG P
r
160.000
10000 TENN REFUNDING
212.500°
6,850.52 *
2
I SH U S TR CO NY CAP
15.00DV
100 SHS GEN AMER INV PFD
150.00DV
25 SHS FEDERATION BK & TR CO CAP
6.25DV
REDEMP TENN REFUNDING 4 1/45 DUE
7/1/38 J & JT
10,000.00IN
17,021.77
*
5
50 SHS 1ST NATL BK POUGHKEEPSIE
NEW COM
10.00DV
17,031.77
*
12
75.001
16,956.77
*
16
25 SHS CONSOLIDATED CAR HEATING CO
37.50DV
16,994.27
*
19
62 SHS BANK OF CALIFORNIA NATL
ASSN CAP
155.00M
17,149.27
*
LAST AMOUNT ABOVE is
YOUR FINAL BALANCE
STATEMENT KEY
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY 18 RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF. PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us.
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST CO., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY ** ROUTED
ETC.
DEPT. OR THIS BRANCH OF THE
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE BENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWEE OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
BL-CREDIT FOR SALE OF se-
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEPAULT OF ANY CORRESPONDENT. AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY DE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH 18 RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
PC-CPIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CC-CHARGE FOR CERTIFIED
CHECK
SPA 1040
# 0
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
22 WILLIAM STREET
THE WHITE HOUSE.
NEW YORK. N.Y.
26
WASHINGTON. D. C.
AUG. 1938
DATE
DEBITS
CREDITS
BALANCE
AUG
1
BALANCE
BROUGHT
FORWARD
17,149.27
1
4000 WESTERN PUB SERV 1ST & REF A
110.00CP
17,259.27
*
1
100 SHS CHASE NATL BK OF NY CAP
70.00DV
17,329.27 #
2
400 SHS NATL CITY K OF NY COM
200.00N
17,529.27
#
3
TO SHS AMEREX HOLD CORP CAP
7.00DV
17,536.27 #
10
CSTD FEE FOR 6 MOS TO 8/6/38
100.000
17,436.27
#
LAST AMOUNT ABOVE 18
YOUR FINAL BALANCE
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY is RECEIVED
STATEMENT KEY
WITHIN TEN DAYS FROM THE DATE HEREOF. PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us.
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY at MOUTED
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE SENT
ETC.
DEPT. OR THIS BRANCH OF THE
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
BL-CREDIT FOR SALE OF se.
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEPAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH is RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LO-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
FC-CRIDIT FROM FOREIGN DEPT.
THE WORDS "OFFICK" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SFA 1040
:
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK. N.Y.
25
WASHINGTON. D. C.
SEPT. 1938
DATE
DEBITE
CREDITS
BALANCE
SEP
17,436.27
BALANCE BROUGHT FORWARD
I
2500 BALTI & 0 RR CO REF & GEN
62.500P
17,498.77
#
2
100 SHS CLEV & PITTS RR CO GTD CAP
87.500V
17,586.27 *
15
10000 US TREAS
143.70C°
17,729.97 *
LAST AMOUNT ABOVE -
YOUR FINAL BALANCE
STATEMENT KEY
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY IN RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF. PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY. SUBJECT TO FINAL PAYMENT IN A MANNER BATISFACTORY TO us.
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED. AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY ** MOUTED
DEPT. OR THIS BRANCH OF THE
ETC.
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE SENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWEE OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
SL-CREDIT FOR SALE OF BK-
YORK
BANK. OR DRAFT OR CERTIFICATION OF THE DRAWEE, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEPAULT OF ANY CORRESPONDENT. AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH IN RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT IS CARRIED.
PC-CPEDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AB USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SFA 1040
. C
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON. D. C.
OCT. 1938
DATE
DEBITS
CREDITS
BALANCE
BALANCE BROUGHT FORWARD
OCT
1
17,729.97
r
1 SH U S TR CO NY CAP
15.00DV
Γoo SHS GEN AMER INVEST PFD ww
150.00W
17,894.97 #
4
50 SHS IST NATL BK POUGHKEEPSIE
NEW COM
10.00M
17,904.97 #
17
25 SHS CONSOIL CAR HEAT CO CAP
37.50DV
17,942.47 *
18
62 SHS BANK OF CALIF NATL ASSN CAP
155.00N
18,097.47 #
LAST AMOUNT ABOVE IN
YOUR FINAL BALANCE
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY 18 RECEIVED
STATEMENT KEY
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN,
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us,
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY BE MOUTED
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR ** SENT
ETC.
DEPT. OR THIS BRANCH OF THE
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWEE OR MAKER ON PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
BL-CREDIT FOR SALE OF se-
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER. MAKER, PAYING OR OTHER BANK. ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, HEGLECT OR DEPAULT OF ANY CORRESPONDENT. AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IM CASH 18 RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
PO-CPEDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AB USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
BFA 1040
# G
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
THE WHITE HOUSE.
22 WILLIAM STREET
NEW YORK, N.Y.
26
WASHINGTON, D. c.
NOV. 1938
DATE
DEBITS
CREDITS
BALANCE
NOV
1
BALANCE BROUGHT FORWARD
18,097.47
1
2000 BUFFALO NY WATER
40.000
5000 SOUTHI BEND TND WATER WKS
118.750°
18,256.22 #
25
DEL VS PAYT 5 SHS NEW BOSTON LAND
CO CUM PFD
499.45£
18,755.67 #
LAST AMOUNT ABOVE 18
YOUR FINAL BALANCE
STATEMENT KEY
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY IN RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us.
CP-CREDIT FOR COUPONS
-
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us. MAY BE ROUTED
ETC.
DEPT. OR THIS BRANCH OF THE
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS. OR BE SENT
NATIONAL CITY BANK OF NKW
DIRECTLY TO THE DRAWEE OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
EL-CREDIT FOR SALE OF se-
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEPAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH is RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED,
FO-CRIDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
BFA 1040.
# C
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
CITY BANK FARMERS BRANCH
22 WILLIAM STREET
THE WHITE HOUSE.
NEW YORK. N.Y.
26
WASHINGTON. D. C.
DEC. 1938
DATE
DEBITS
CREDITS
BALANCE
BALANCE
BROUGHT
FORWARD
DEC 1
18,755.67
1
5M PUGET SOUND PWR & LT 1ST & REF A
137.500°
18,893.17 *
2
100 SHS CLEVE & PITTS RR CO CAP
87.50DV
18,980.67 #
LAST AMOUNT ABOVE 18
YOUR FINAL BALANCE
THIS STATEMENT OF YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY 18 RECEIVED
STATEMENT KEY
WITHIN TEN DAYS FROM THE DATE HEREOF. PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN.
DV-CREDIT FOR DIVIDENDS
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY, SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us.
CP-CREDIT FOR COUPONS
ALL ITEMS. NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED. AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
-
MADE BY CITY BANK FARMERS
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIMILITY TO us. MAY BE ROUTED
IN-CREDIT FOR OTHER INCOME,
TRUST CO., CUSTOMERS SECURITIES
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS. OR BE SENT
ETC.
DEPT. OR THIS BRANCH OF THE
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
BL-CREDIT FOR SALE OF se-
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER, MAKER, PAYING OR OTHER BANK. ALL WITHOUT RESPONSIBILITY ON
CURITIES. KTC.
OUR PART FOR ANY ACT, HEGLECT OR DEPAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT.
CREDITED ITEMS MAY - CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH 18 RECEIVED AT THE OFFICE OF THIS
MC-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
FO-CREDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK.
(PLEASE REFER TO ADVICES PREVIOUSLY SENT YOU FOR FURTHER DETAILS)
CO-CHARGE FOR CERTIFIED
CHECK
SFA 1040
. c
IN ACCOUNT WITH
HONORABLE FRANKLIN D. ROOSEVELT,
THE NATIONAL CITY BANK OF NEW YORK
SPECIAL ACCOUNT,
CITY BANK FARMERS BRANCH
22 WILLIAM STREET
THE WHITE HOUSE.
NEW YORK, N.Y.
26
WASHINGTON. D. C.
DEC. 1938
DATE
DEBITS
CREDITS
BALANCE
BALANCE BROUGHT FORWARD
DEC 1
2,003.29
LAST AMOUNT ABOVE 18
YOUR FINAL BALANCE
STATEMENT KEY
THIS STATEMENT of YOUR ACCOUNT WILL BE CONSIDERED CORRECT UNLESS NOTIFICATION TO THE CONTRARY 19 RECEIVED
WITHIN TEN DAYS FROM THE DATE HEREOF, PLEASE ADVISE us PROMPTLY AND GIVE FULL DETAILS OF EACH EXCEPTION TAKEN,
DV-CREDIT FOR DIVIDEND#
ALL ITEMS ARE ACCEPTED FOR ENTRY ONLY. SUBJECT TO FINAL PAYMENT IN A MANNER SATISFACTORY TO us,
CP-CREDIT FOR COUPONS
MADE BY CITY BANK FARMERS
ALL ITEMS, NOT PAYABLE AT THE OFFICE OF THIS BANK WHERE DEPOSITED, AND RELATIVE DOCUMENTS, ARE RECEIVED ONLY
IN-CREDIT FOR OTHER INCOME,
TRUST co., CUSTOMERS SECURITIES
FOR TRANSMISSION BY MAIL OR OTHER MEANS AT THE RISK OF THE DEPOSITOR, AND, WITHOUT LIABILITY TO us, MAY BE ROUTED
ETC.
DEPT. OR THIS BRANCH OF THE
DIRECTLY OR CIRCUITOUSLY THROUGH ANY OF OUR OFFICES OR CORRESPONDENTS SUBJECT TO THEIR REGULATIONS, OR BE SENT
NATIONAL CITY BANK OF NEW
DIRECTLY TO THE DRAWER OR MAKER OR PAYING AGENT, FOR PAYMENT IN ANY CASE IN CASH, CREDIT TO THE TRANSMITTING
#L-CREDIT FOR SALE OF se-
YORK
BANK, OR DRAFT OR CERTIFICATION OF THE DRAWER, MAKER, PAYING OR OTHER BANK, ALL WITHOUT RESPONSIBILITY ON
CURITIES, ETC.
OUR PART FOR ANY ACT, NEGLECT OR DEFAULT OF ANY CORRESPONDENT, AGENT, OR SUB-AGENT,
CREDITED ITEMS MAY BE CHARGED BACK AT ANY TIME UNLESS FULL PAYMENT IN CASH IN RECEIVED AT THE OFFICE OF THIS
MO-CREDIT FOR MAIL DEPOSIT LC-CREDIT FROM LOAN DEPT.
BANK WHERE THE ACCOUNT 18 CARRIED.
FO-CREDIT FROM FOREIGN DEPT.
THE WORDS "OFFICE" AND "OFFICES" AS USED ABOVE COVER THE HEAD OFFICE AND ALL BRANCHES OF THIS BANK,
(PLEASE REFER TO ADVICES PREVIOUSLY BENT YOU FOR FURTHER DETAILS)
CC-CHANGE FOR CERTIFIED
CHECK
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
UN
as WILLIAM STREET, NEW YORK
-31938
F 6790
DATE
TRUST COLLECTION DEPARTMENT
©
709
NCB
CBF
MOOD
PAR OF STOCKS
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
-
DAY
YEAR
ROOSEVELT FRANKLIN D
/
LOUISVILLE & NASHVILLE RR CO SOUTHA
/
7
1
52
ERN RY JT MONON 1ST COLL REG P
/
8000
160
00
TENNESSEE REFUNDING
4
1/4
7
1
30
10000
212
50
/
378
50
-
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
a - CERTIFICATE IF REPORT
, - PAR of STOCKS is FOREIGN CORRENCY
RIS - REGISTERED M TO PRICIPAL
" - BITH WARRANTS
CODE
TO ABBIST YOU IN PREPARING YOUR INCOME TAX RETURN,
. - INDICATED AATE - BOLLARS
are HOUD FILLY
NTMB STAMPED
, - YEAR (semos NATURNA - - THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
= WILLIAM STREET, NEW YORK
JAN-31939 4790
DATE
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
709
N
o
#
c
B
F
.
MO.
DAY
YEAR
/
ROOSEVELT FRANKLIN D
/
LOUISVILLE & NASHVILLE RR CO SOUTH4
7
1
52
/
ERN RY JT MONON 1ST COLL REG P
8000
160
/
160
00
*
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CD CERTIFICATE OF DEPORT
, - PAR If STOCKS IN FORDER CURRENCY
RER - REBIETERED as TO PRINCIPAL
" - WITH MARRANTE
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
D INDICATED RATE if DOLLARS
- FULLY
ITPS - HIRM
# - TMR (nones MATURING - = THEREAFTES)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
JAN-3 1938
22 WILLIAM STREET, NEW YORK
F6787
DATE
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
o
709
RATE
MAT. OF BONDS
N C B CBF
D
AMOUNT HELD
INCOME AMOUNT
*
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
GENERAL AMERICAN INVESTORS PFD WW
/
N
100
150
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
to CERTIFICATE OF DEPOSIT
, - III OF STOCKS IN FONDISH CURRENCY
IN - RESISTERED as To PRINCIPAL
** WITH WARRANTS
TO ASSIST you IN PREPARING your INCOME TAX RETURN
. INDICATED RATEIN DOLLARS
REQ - REGISTERED FULLY
STPO
Y
TEAR (BoKoB NATURING - or THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET. NEW YORK
DATIAN - 3 1938 F 6787
TRUST COLLECTION DEPARTMENT
a
PAR OF STOCKS
o
RATE
MAT. OF BONDS
709
NCBCBF
D
AMOUNT HELD
INCOME AMOUNT
*
E
MO.
DAY
TEAR
ROOSEVELT FRANKLIN D
/
FIRST NATL BK POUGHKEEPSIE NEW COM
/
P
ao
50
17
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CO CERTIFICATE of DEPORT
, - PAR OF ETOCKS is FOREIER CURRENCY
- REGISTERED ARE TO PRINCIPAL
" - WITH MARRANTS
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
p
- INDICATES RATE in DOLLARS
⑉ REGISTERED FULLY
ITM
,
- YEAR CHOMOS MATURING - DE THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET. NEW YORK
DATE
JAN - 3 1938 .
TRUST COLLECTION DEPARTMENT
709
C
N c C B F
RATE
0
PAR OF STOCKS
0
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
NO.
DAY
TEAR
.
ROOSEVELT FRANKLIN, D
/
UNITED STATES TRUST CO NY CAPI TAL
/
/
P
100
1
00
/
/
-
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
a - CERTIFICATE OF REPORT
, - PAR OF STOCKS . FOREISM CURRENCY
D - INDICATED RATE . DOLLARS
RES REGISTERED Ad TO FRINCIPAL
RES - REGISTERED FULLY
- - WITH WARRANTS
ETPO STANPED
,
- TEAM Comme NATURING - DR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
# WILLIAM STREET. NEW YORK
DATE
JAN-7 1938 F 6787
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
709
NCB CBF
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
-
=
NO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
FEDERATION BANK & TRUST CO CAPITAL
/
P
10
as
#
1
6
25
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CERTIFICATE or DEPOSIT
F - PAR OF FTOCKS a FOREIGN CURRENCY
- REGISTERED AS TO PRINCIPAL
- WITH WARRANTS
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
0 INDICATES RATE a DOLLARS
R18 RESISTERED FULLY
ETPD STAMPED
1 YEAR CRONDS MATURINE - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DATE
JAN7 5 1938 6787
TRUST COLLECTION DEPARTMENT
0
PAR OF STOCKS
o
RATE
MAT. OF BONDS
709
N C B C B F
D
AMOUNT HELD
INCOME AMOUNT
E
MO,
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
CONSOLIDATED CAR HEATING CO CAP
/
P
100
25
37
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CERTIFICATE OF DEPORT
, - PAR or STOCKS IN FOREIGN CURRENCY
110 - RESISTERED # TO PRINCIPAL
" WITH MARRANTS
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN
D INDICATES RATEIN DOLLARS
RED REGISTERED FULLY
IN - more
,
TEAR CRONDS MATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DATE JAN 18 1938 F 6787
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
o
709
RATE
MAT. OF BONDS
N C B CBF
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
BANK OF CALIFORNIA NATL ASSN CAP
/
P
80
62
155
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CD CERTIFICATE of DEPOSIT
F - PAR OF ETOCKS IN FIREIGN CORRENCE
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
NEEP REQUETERED All TO PRINCIPAL
" WITH WARRANTS
0 - INDICATED BATEIN DOLLARS
REG REGISTERED FILLY
BTFD men
, YEAR CROMOS RATURING - OR THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
DATEEB 11938 F6787
709
c
N c B C B F
o
PAR OF STOCKS
RATE
.
MAT. OF BONDS
AMOUNT HELD
K
INCOME AMOUNT
MO,
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
NATIONAL CITY BANK OF NY COMMON
/
P
50
400
20000
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
a - CERTIFICATE DP DEPOSIT
, FAR or BTOCKS . FIREIGN CORRENCY
INDICATED RATE . DOLLARS
RES REBIETERED FULLY
REN - REGISTERED M TO PRINCIPAL
-- WITH BARRANTS
ETPD - STARPED
F - YEAR Chomos NATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DATE
-1 1938 F 6787
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
709
o
NCB CBF
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
NO.
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
AMEREX MOLDING CORP CAPITAL
1.
/
10
10
7
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN
CODE
CO - CERTIFICATE OF DEPORT
, - PAR of STOCKS IN FOREISM CURRENCY
REG # - REGISTERED AS TO PRINCIPAL
a - INDICATES RATEIN DOLLARS
⑉ WITH WARRANTS
no- REGISTERED FULLY
STYD BTAND
Y FEAR Cacros NATURING - ON THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DAFEEB 11938
F 6787
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
709
o
N C B CBF
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
CHASE NATIONAL BANK OF NY CAPITAL
/
P
13
58
100
70
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
co - CERTIFICATE OF DEPOSIT
, - PAR OF STOCKS is FORDER CORRENCY
0 INDICATED RATE IN DOLLARS
RES REGISTERED FULLY
- REGISTERED AT TO FENCIPIL
" WITH WARRANTS
RTPD PAPER
T - YEAR (scape MATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
F 6790
22 WILLIAM STREET. NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
EB -1 1938
C
PAR OF STOCKS
709
N C B CBF
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
WESTERN PUBLIC SERVICE 1 S T & HEF A512
2
1
4000
11000
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN
CODE
CD CERTIFICATE or DEPOSIT
F - PAR OF STOCKS . FOREIGN CURRENCY
REG RESISTERED AS TO PRINCIPAL
D - INDICATES RATE IN DOLLARS
- BITH WARRANTS
REG - REGISTERED FILLY
STPS STAMPED
.
- YEAR (somes NATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
F 6782
as WILLIAM STREET. NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
EB 25 1938
709
N C B OBF
C
PAR OF STOCKS
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
#
I
DAY
ROOSEVELT FRANKLIN D
YEAR
-
/
CONSOLIDATED CAR HEATING CO CAP
/
a.
100
#5
BOOO
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO AMOUNT YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
- - CERTIFICATE # DEPOSIT
. - NAR or PROCES - FORGION CURRENCY
.
- RATE IN BOLLANE
- , - as 19 FRAGING
- - NAME PULLY
" - BITH WARRANTS
ETP) - FIND
, - TEAM Closes NATURE - . name)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
DATMAR-1 1938
6790
as WILLIAM STREET, NEW YORK
709
TRUST COLLECTION DEPARTMENT
NCB CBF
MOOD
c
PAR OF STOCKS
RATE
MAT. OF BONDS
AMOUNT HELD
*
INCOME AMOUNT
NO.
DAY
ROOSEVELT FRANKLIN D
YEAR
/
BALTIMORE & OHIO MR CO REF & GEN F
5
/
3
1
96
2500
62
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CO - CERTIFICATE OF DEPORT
, - PAR OF STOCKS IN FORZION CURRENCY
a - INDICATED RATE - DOLLARS
RES RESISTERED All TO MICHINL
⑉ - REBISTERED PULLY
" WITH WARRANTS
ETPD STAMPED
T - YEAR (scass NATURING - OR
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
709
TRUST COLLECTION DEPARTMENT
DATE MAR-1 1938
6787
NCB
C B F
RATE
1000
PAR OF STOCKS
MAT. OF BONDS
AMOUNT HELD
E
INCOME AMOUNT
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
CLEVELAND &PITTSBURGH RR CO GTD CAP7
/
50
100
87
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
I
CD CERTIFICATE OF DEPORT
. INDICATED BATE in DOLLARS
, - PAR OF STOCKS - FORDER CERRENCY
RES RESISTERED FULLY
*** RESISTERED il = PRINCIPAL
ww - WITH WARRANTS
STPD STARPED
T - TEAM RATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
1
22 WILLIAM STREET. NEW YORK
TRUST COLLECTION DEPARTMENT
DATARK MAR 15 1938
F 6787
709
N C B C B F
CODE
on
PAR OF STOCKS
RATE
MAT. OF BONDS
AMOUNT HELD
,
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
UNITED STATES TREASURY
2
/a
31560
10000
143
80
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CO - CERTIFICATE IF DEPOSIT
#
. - PAR OF STOCKS - FORDEN CURRENCY
- INDICATED MTE in DOLLARS
⑉ . - REBITTERES All TO PRINCIPAL
⑉ REGISTERED FULLY
- - WITH WARRANTS
REPO -
, - TEAM Cromos NATURERS - - THEREAPTIA)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
APR-41938
F 4787
as WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
TOP
NCB O B F
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
-
DAS
YEAR
.
ROOSEVELT FRANKLIN D
/
FIRST NATL OK POUGHKEEPSIE NEW COM
/
50
17
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
- - CERTIFICATE or INFORT
# - PAR If STOCES # Formas CURRENCY
. - INDICATED DATE - BOLLARS
⑉ , - MARTING # TO PRINCIPAL
- FILLY
" - BITH WARRANTS
- - mare
, - TEAM Cames NATURING - . THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
= WILLIAM STREET. NEW YORK
DATE APR 15 1938
6787
TRUST COLLECTION DEPARTMENT
e
709
RATE
*************************
PAR OF STOCKS
N c c . F
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO. DAY YEAR
*
ROOSEVELT FRANKLIN D
/
CONSOLIDATED CAR HEATING CO CAP
/
as
37
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
ca - CERTIFICATE OF DEPOSIT
, - PAR OF STOCKS . FORDER CURRENCY
# - INDICATED RATE IN DOLLARS
- P RESISTERED AS = FEIGHTL
- - WITH WARRANTS
### RESISTERED FULLY
ETPO STAMPED
, - YEAR Cance MATURINE - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
6790
22 WILLIAM STREET. NEW YORK
DATE
1938
TRUST COLLECTION DEPARTMENT
c
709
PAR OF STOCKS
NCB C B F
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
BUFFALO NY WATER
4
/
5
1
53
2000
40
00
SOUTH BEND IND WATER WORKS
4
3/4
11
143
5000
118
75
/
158
75
*
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
CO - CERTIFICATE or DEPORT
F - PAR OF FROCKS 19 PURCISE CURRENCY
RED P RESISTERED as E PRINCIPAL
" WITH MARKANTS
0 INDICATES RATE a DOLLARS
... REGISTERED FULLY
SEPO STEMPED
1 - TEAR (sount NATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
MAY 25 1938
6787
22 WILLIAM STREET, NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
709
RATE
MAT. OF BONDS
N
C
B
CBF
AMOUNT HELD
INCOME AMOUNT
K
NO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
CONSOLIDATED CAR HEATING CO CAP
/
25
6250
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CB - CERTIFICATE OF DEPORT
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
, - NA of is PORTIEN CURRENCY
RES # REGISTERED M TO PRINCIPAL
. - INDICATED RATE IN DOLLARS
" WITH WARRANTS
RED MITTRO FULLY
RTP# mare
1 TEAR NATURING - or INTERESTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
as WILLIAM STREET, NEW YORK
DATE JUN - 1 1938
TRUST COLLECTION DEPARTMENT
709
©
NCB C B F
NATE
000M
PAR OF STOCKS
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
I
i
TRAN
ROOSEVELT FRANKLIN D
/
PUGET BOUND PWR & LIGHT 187&REF A
4
&
49
5000
137
:
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
a CERTIFICATE of INSPORT
# - - of STOCKS . PURSIAN CURRENCY
=== REGISTERED All TO PRINCIPAL
# - INDICATED DATE # BOLLARS
" BITH
- - - PALY
ETP9 STAMPED
, - TEAM (seess NATURNS - - name)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
DATI -1 1938
, 6707
709
NCB CBF
CODE
PAR OF STOCKS
RATE
MAY. OF BONDS
AMOUNT HELD
INCOME AMOUNT
-
1
DAY
YEAR
ROOSEVELT FRANKLIN D
/
CLEVELAND&PITTSBURGH RR CO GTD CAPT
/
100
87
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN
CODE
CO - CERTIFICATE OF DEPORT
, FER OF STACES IN FOREIGN CURRENCY
, INDICATED RATE . DOLLARS
- - RESISTERD AS TO PRINCIPAL
REG ADDISTERED FILLY
" WITH WARRANTY
ETPO - ITEMPAN
1 - TEAR CRONDO NATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
2
CITY BANK FARMERS TRUST COMPANY
-1 1938
F 6787
22 WILLIAM STREET. NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
RATE
o
MAT. OF BONDS
709
N C B
DI
AMOUNT HELD
C B F
INCOME AMOUNT
K
MO.
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
GENERAL AMERICAN INVESTORS PFD WW D
6/
/
100
150
15000
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
to ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
@ CERTIFICATE OF DEPOSIT
# - PAR OF PROCES IN FORDER CORRECT
1117 REGISTERES M TO PRIMIPAL
WY WITH WARRANTS
0 INDICATES RATE . DOLLARS
⑉ ASSISTERED FILLT
ITPS man
, - YEAR CRORDS MATURINE - OR THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
DATEUL -1 1938
F 6787
22 WILLIAM STREET. NEW YORK
TRUST COLLECTION DEPARTMENT
PAR OF STOCKS
709
N. C B C B F
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
M
MO.
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
FEDERATION BANK & TRUST CO CAPITAL
/
25
6
25
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
to - CERTIFICATE OF DEPORT
. - PAR of STOCKS - FOREISH CURRENCY
o - INDICATED RATE IN DOLLARS
RIS , - REGISTERED 48 TO PRINCIPAL
⑉ - RESITERED FILLY
" WITH WARRANTS
ETPO - STAMPED
, - YEAR CROMIS NATURING - - INSURANTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
as WILLIAM STREET, NEW YORK
DATE
UL -1 1938 F 6790
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
709
NCB C B F
RATE
o
MAY. of BONDS
AMOUNT HELD
INCOME AMOUNT
-
SAY
YEAR
ROOSEVELT FRANKLIN D
/
LOUISVILLE . NASHVILLEI RR CO SOUTH4
/
7
1
sa
ERN RY JT MONON 187 COLL REG P
/
8000
160
00
TENNESREE REFUNDING
4
1/4
7
3
38
10000
212
50
/
372
50
#
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
a - CERTIFICATE - DEPOSIT
, - PAR # EFGCES IN FOREIGN CERRENCY
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
- - AS TO PRINCIPAL
-- - BITH WARRANTS
#
- INDICATED RATE . DOLLARS
⑉ REGISTERED PULLY
- - states
. - TEAR (souse NATURING - - naurm)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
F
a WILLIAM STREET, NEW YORK
DATE
-1 1938 F 6787
TRUST COLLECTION DEPARTMENT
.
o
PAR OF STOCKS
709
NCB CBF
RATE
00
o
MAY. OF BONDS
AMOUNT HELD
INCOME AMOUNT
.
MO.
DAY
YEAR
*
ROOSEVELT FRANKLIN D
/
UNITED STATES TRUST CO NY CAPITAL
/
1
15
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU EN PREPARING YOUR INCOME TAX RETURN.
CODE
CERTIFICATE OF DEPORT
F - PAR OF STOCKS * FOREIGN CIRRENCY
. - INDICATED RATE . DOLLARS
RIDE REGISTERED 44 TO PRINCIPAL
828 - RESISTERED PULLY
WITH WARRANTS
ITPS mare
, - YEAR (some MATURING ⑉ - THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DATUL-2 1938
F
6787
TRUST COLLECTION DEPARTMENT
709
NCB C B F
CODE
PAR OF STOCKS
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
FIRST NATL BK POUGHKEEPSIE NEW COM
/
50
1000
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CERTIFICATE B DEPOSIT
. INDICATED RATE IN DOLLARS
, FAR or STOCKS TV FOREIER CONNERY
- ADDITIONED FULLY
NEW RESISTERES AS TO MINGINL
ww WITH WARRANTY
STPS STAMPED
. - TEAR Cannos MATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
DATUL 15 1938
F 6787
22 WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
709
NCB C B F
RATE
1000
PAR OF STOCKS
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
CONSOLIDATED CAR HEATING CO CAP
/
25
37
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ABRIST YOU IN PREPARENG YOUR INCOME TAX RETURN
CODE
I
CD - CERTIFICATE OF DEPOSIT
, - PAR OF STOCKS is FORDEN CURRENCY
$
- INDICATED RATE IN DOLLARS
- RESIPTERED as 76 PRINCIPAL
⑉ RESISTERED FULLY
" WITH WARRANTS
RTPO STAMPED
1 - YEAR Cromes RETURNS - - THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET. NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
JUL 18 1938
709
NCB CBF
RATE
*************************
PAR OF STOCKS
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
.
MS. SAF YEAR
ROOSEVELT FRANKLIN D
/
BANK OF CALIFORNIA NATL ASSN CAP
/
62
155
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
- CERTIFICATE # DEPORT
# - FAR IF STOCKS . FOREISH CURRENCY
#
408 , - REGISTERED il n FRINCIPAL
RATE IN BILLARS
.. WITH WASHINGTS
⑉ FULLY
STAB - states
1 - - Goins NATURALS - - THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
6790
22 WILLIAM STREET, NEW YORK
DATAUG-1 1938
TRUST COLLECTION DEPARTMENT
N C B CBF
RATE
CODE
PAR OF STOCKS
709
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
OR.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
WESTERN PUBLIC SERVICE 1ST & REF A 5
1/2
2
1
60
4000
110
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CO CERTIFICATE OF DEPOSIT
, - PAR OF STOCKS IN PORTISM CURRENCY
RES P REGISTERED AS TR PRINCIPAL
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
" WITH MARRANTS
0 - INDICATES RATE . DOLLARS
ass - REGISTERED FULLY
ETPO STAMPED
, YEAR (SCMOR NATURE - OR THEREAFTER)
HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
DATE 1938 F
6767
22 WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
c
709
ROOD
PAR OF STOCKS
NCB CBF
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
.
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
OHASE NATIONAL BANK OF NY CARITAL
/
100
70
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
- CERTIFICATE or DEPOSIT
. - PAR OF STOCKS . FOREIGN CERRENCY
D - INDICATES RATE: IN DOLLARS
RESP - RESISTERED as TO PRINCIPAL
⑉ - REMITERED FILLY
-- WITH MARRANTE
8170 STARPED
. YEAR CHONGE MATURING - DR THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET. NEW YORK
DATAUG-1 1938
F 6787
TRUST COLLECTION DEPARTMENT
C
PAR OF STOCKS
709
NCB CBF
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
NO. DAY YEAR
ROOSEVELT FRANKLIN D
/
NATIONAL CITY BANK OF NY COMMON
/
400
200
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
CD CERTIFICATE OF DEPOSIT
, - PAR of STOCKS IN FOREIGN CERRENCY
a ORDICATED RATE is DOLLARS
RES , RESIRTERED AS TO PRINCIPAL
" WITH WARRANTS
⑉ - RESISTERED FULLY
STFD STARPED
,
- TEAR Crome MATURINE - - THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
= WILLIAM STREET. NEW YORK
DA AUG - 2 1938
F 6787
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
709
N C B CBF
RATE
1000
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
*
1
BAY
YEAR
ROOSEVELT FRANKLIN D
/
AMEREX HOLDING CORP CAPITAL
/
10
7
00
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
- - CERTIFICATE # REPORT
, - PAR OF - - FOREIGN consence
# - INDICATED RATE - BOLLARS
⑉ P - " N FRIGHT
⑉ - FILLS
- BITH WARRANTS
EIN -
. - YEAR Comme MATURING - OR THERALPTED
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
F 6790
22 WILLIAM STREET, NEW YORK
DA
TRUST COLLECTION DEPARTMENT
REP - 1938
o
709
PAR OF STOCKS
N C B CBF
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
.
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
BALTIMORE & OHIO RR CO REF & GEN F 5
/
3
1
96
2500
62
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN
CODE
co CERTIFICATE OF DEPORT
, - FAR OF STOCKS IN FORZIEN CURRENCY
0 INDICATED RATE is DOLLARS
RES REGISTERED Ad TO PRINCIPAL
REG - REMISTERED FULLY
NW - WITH WARRANTS
STPD STAMPED
T - YEAR (BONDS NATURING - OR THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
SEP-1 1938
F 6787
22 WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
709
NCH C B F
PAR OF STOCKS
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
CLEVELAND&PITTBBURGH RR CO GTD CAP7
/
100
87
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CD CERTIFICATE OF DEPORT
, - PAN of ment . FOREIGN COMMENCY
a INDICATED RATE a DOLLARS
REE P RESISTERIO At TO PRINCIPAL
and FILLY
WW WITH WARRANTY
are STARPED
, - TEAR CHOMDE MATURINE - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
F 6790
22 WILLIAM STREET, NEW YORK
DATE CFP 15 1938
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
709
N C B C B F
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
TEAR
ROOSEVELT FRANKLIN D
/
UNITED STATES TREASURY
2
7/8
3
1560
10000
143
70
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
00 - CERTIFICATE OF SEPORT
, - PAR OF STOCKS a FOREIER CURRENCY
⑉ , - - AS TO PRINCIPAL
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
-- - WITH MARRANTE
# - INDICATED RATE . DOLLARS
RE# REBISTERED FULLY
STPD STAMPED
, - YEAR (some NATURING - OR THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
= WILLIAM STREET, NEW YORK
-OGT-1 1938
F6707
TRUST COLLECTION DEPARTMENT
on
PAR OF STOCKS
RATE
a
MAT. OF BONDS
709
NCB
AMOUNT HELD
C B F
INCOME AMOUNT
E
- Sex YEAR
OOSEVELT FRANKLIN D
/
UNITED STATES TRUST CO NY CAPITAL
/
1
1500
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSEST YOU IN PREPARING YOUR INCOME TAX RETURN
CODE
a - CERTIFICATE IF NH87
, - FAR OF STOCKS . FOREISH CURRENT
BES . - REGISTERED AS TO PRINCIPAL
- MONCATES DATE - BILLINE
- - METH MARRANTS
-
- IMMO FULLY
BIPS STAMPED
, - YEAR Chome MATURING - - THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
fill
= WILLIAM STREET, NEW YORK
DATE
DCT-31938 6787
TRUST COLLECTION DEPARTMENT
X
c
PAR OF STOCKS
709
NCB C B F
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
FIRST NATL BK POUGHKEEPSIE NEW COM
/
50
1000
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN
CODE
= CERTIFICATE OF DEPOSIT
, PAR OF STOCKS . FOREIGN CIRRECT
SER P REGISTERED as TO PRINCIPAL
# INDICATED RATE - DOLLARS
" - WITH WARRANTS
*** - ASSISTERED FULLY
EM - STAMPED
, - YEAR CBoHoB MATURING - OR THERRAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
UUI
CITY BANK FARMERS TRUST COMPANY
F 6787
22 WILLIAM STREET. NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
PAR OF STOCKS
709
N C B
C B F
RATE
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
GENERAL AMERICAN INVESTONS PFD WW
D
/
100
150
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
{
CERTIFICATE OF DEPORT
, - PAR OF STOCKS IN FORDER CURRENCY
INDICATED MIL . DOLLARS
REN , REGISTERED AS TO PRINCIPAL
- - RESISTERED FULLY
" - WITH WARRANTS
STPD now
T - YEAR (songs MATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DOCT 17 1938
F 6787
her
TRUST COLLECTION DEPARTMENT
on
PAR OF STOCKS
709
N C B
CBF
RATE
D
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO. PAY YEAR
ROOSEVELT FRANKLIN D
/
CONSOLIDATED CAR HEATING CO CAP
/
25
3750
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
CD - CERTIFICATE OF DEPOSIT
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
. - PAR or STOCKS IN FOREIGN CURRENCY
R10 - REGISTERED AS # PRINCIPAL
NW WITH MARRANTS
o - INDICATES RATE is DOLLARS
*** - REGISTERED FULLY
STPD STAMPED
, - YEAR Causes MATURING - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
6787
as WILLIAM STREET, NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
OCT 18 1938
709
NCB
on
PAR OF STOCKS
car
RATE
R
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO. DAY TEAR
ROOSEVELT FRANKLIN D
/
BANK OF CALIFORNIA NATL ASSN CAP
/
62
15500
/
/
/
/
/
"
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
no ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
@ - CERTIFICATE IF INFORMATION
, PAR IF STOCKS - FIRESS CURRENCY
#
- INDICATES RATE - BOLLARS
⑉ REBISTERED FULLY
- - REGISTERED M N PRINCIPAL
" - WITH WARRANTS
me STAMPED
, - TEAM Cacaus NATURING - -
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
BANK FARMERS TRUST COMPANY
F 6790
22 WILLIAM STREET, NEW YORK
DATE
TRUST COLLECTION DEPARTMENT
NOV-1 1938
c
PAR OF STOCKS
709
NCB
C B F
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
RODSEVELT FRANKLIN D
/
BUFFALO NY WATER
4
/
5
1
53
2000
40
00
SOUTH BEND IND WATER WORKS
4
3/4
11
1
43
5000
118
75
/
158
75
.
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
CODE
{
CERTIFICATE OF DEPORT
TO ASSIST YOU FOR PREPARING YOUR INCOME TAX RETURN.
, - FAR OF STOCKS IN FORDOR CERRENCY
.
INDICATES RATE M DOLLARS
FEB , - REBUTTERED AS TO FRENCIPAL
" - WITH MARRANTS
⑉ RESTRIBED FULLY
#TPO - mean
T - YEAR (some NATURINE - DE THEREPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
fill
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DEC- 1938
F 6790
TRUST COLLECTION DEPARTMENT
c
PAR OF STOCKS
709
N C 8 C B F
RATE
o
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
PUGET SOUND PWR & LIGHT 1ST&REF A 512
6
1
49
5000
137
50
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
I
a CERTIFICATE OF DEPORT
, PAR OF STOCKS IN FOREIGN CURRENCY
328 P RESISTERED as TO PRINCIPAL
1
- - WITH WARRANTS
b INDICATES RATE IN DOLLARS
RIB RESISTERED FULLY
STPO STANPED
, YEAR (BoKoB MATURINE - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DATE
DEC-1 1938 6787
TRUST COLLECTION DEPARTMENT
on
PAR OF STOCKS
o
709
N C B C B F
RATE
MAT. OF BONDS
I
D
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
CLEVELAND&PITTSBURGH RR CO GTD CAP7
/
100
8750
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CP - CERTIFICATE IF DEPORT
, - PAR OF STOCKS IN FOREIGN CURRENCY
REG P - REGISTERED AN TO PRINCIPAL
EW - WITH MARRANTS
9 - INDICATED RATE is DOLLARS
RES REGISTERED FULLY
STPS STAMPED
, - YEAR CRONDS MATERING - ON THEREAPTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
as WILLIAM STREET, NEW YORK
DATE
JAN-31939' 6787
TRUST COLLECTION DEPARTMENT
8
PAR OF STOCKS
709
=
RATE
C
D
MAT OF BONDS
.
CBF
AMOUNT HELD
INCOME AMOUNT
#
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
UNITED STATES TRUST CO NY CAPITAL
/
1
1500
/
/
/
/
/
/
,
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN,
CODE
@ CERTIFICATE IF REPORT
, - PAR IF STOCKS IN PORCIER CURRENCY
- , - REGISTERED AM TO PRINCIPAL
" - WITH WARRANTS
INDICATES RATE - BOLLARS
as - MAINTERID FULLY
SEPS STAMPED
. - TEAR Crosse NATURINE - - THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
F 6737
22 WILLIAM STREET, NEW YORK
TRUST COLLECTION DEPARTMENT
DATE JAN - 31939
on
PAR OF STOCKS
09
N C B C B F
RATE
D
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO.
DAY
TEAM
00SEVELT FRANKLIN D
/
FIRST NATL BK POUGHKEEPSIE NEW COM
/
50
1000
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CD - CERTIFICATE OF DEPOSIT
, - PAR OF BYOCKS IN FOREIGN CORRENCY
REG . REGISTERED AS TO PRINCIPAL
D
- INDICATES RATE IN DOLLARS
** - WITH WARRANTS
RE# RESISTERED FILLY
STPD - STAMPED
, TEAR MATURING - - THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
DATE
JAN-3 1939 6787
TRUST COLLECTION DEPARTMENT
on
PAR OF STOCKS
709
NCB
CBF
RATE
MAT. OF BONDS
D
AMOUNT HELD
INCOME AMOUNT
#
E
MO.
DAY
YEAR
ROOSEVELT FRANKLIN D
/
GENERAL AMERICAN INVESTORS PFO WW
6
/
100
15000
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
CD CERTIFICATE OF DEPORT
, - FAR OF STOCKS IN FORDER CURRENCY
RES P RESISTERED as TO PRINCIPAL
NW WITH MARRANTS
INDICATES RATE ⑉ DOLLARS
REG RESISTERED FULLY
BTPS STAMPED
, TEAR CRUMOS NATURE - OR THEREAFTER)
WE HAVE CREDITED THE FOLLOWING ACCOUNT AS DETAILED BELOW
//
CITY BANK FARMERS TRUST COMPANY
22 WILLIAM STREET, NEW YORK
JAN,-6 1939
6757
DATE
TRUST COLLECTION DEPARTMENT
on
PAR OF STOCKS
709
N
C
B
C B F
RATE
D
MAT. OF BONDS
AMOUNT HELD
INCOME AMOUNT
E
MO. DAY YEAR
ROOSEVELT FRANKLIN D
/
FEDERATION BANK & TRUST CO CAPITAL
/
25
875
/
/
/
/
/
/
RETAIN THIS ADVICE TO CHECK WITH YOUR STATEMENT AND
TO ASSIST YOU IN PREPARING YOUR INCOME TAX RETURN.
CODE
co - CERTIFICATE OF DEPOSIT
# - FAR OF STUCKS a FORDON CURRENCY
RES - RESISTERED is TO PRINCIPAL
" - WITH WARRANTS
INDICATED RATE IN DOLLARS
--- - REGISTERED FULLY
ETPS STAMPED
- YEAR Cacada MATURING DE or THEREAFTER)
F #188
46509
CITY BANK FARMERS TRUST COMPANY C709 JUL 1- 1938
22 WILLIAM STREET
151061
NEW YORK
REDEMPTION ADVICE
Account of
FRANKLIN DELANO ROOSEVELT
AMOUNT CREDITED
Redemption of
$10000. TENNESSEE REFUNDING
4 1/4% DUE 7/1/38 J & J 1
$10,000.00
NATIONAL CITY BANK CITY BANK FARMERS BRANCH
THE PROCEEDS OF THE ABOVE COLLECTION HAVE BEEN CREDITED TO YOUR ACCOUNT
YOU MAY GIVE us INSTRUCTIONS AS TO REINVESTMENT OR CONSULT us ON THE SUBJECT. IF YOU
HAVE NOT DONTRO,
CHECKED
CITY BANK FARMERS TRUST COMPANY
APPROVED Rhand
TO CITY BANK FARMERS TRUST COMPANY. DR.
22 WILLIAM STREET
NEW YORK
August 9, 1938.
- 4784A PS
Fees for services rendered as Custodian for six months to August 6, 1938:
$100.00
WE ARE CHARGING YOUR ACCOUNT TODAY
MAIL TO
WITH THE ITEM(S) AS SHOWN ON THIS BILL
NCB CBF Branch
HONORABLE FRANKLIN D. ROOSEVELT.
Franklin Delano Roosevelt
THE WHITE HOUSE.
WASHINGTON, D. C.
L
Bookkeeping
709
DEPARTMENT
BY
KINDLY RETAIN THIS BILL FOR YOUR RECORDS.
TO CITY BANK FARMERS TRUST COMPANY. DR.
22 WILLIAM STREET
NEW YORK
February 7, 1938.
F 4784A PS
Fees for services rendered as Custodian for six months to February 6, 1938:
$100.
00
WE ARE CHARGING YOUR ACCOUNT TODAY
MAIL TO
WITH THE ITEM(S) AS SHOWN ON THIS BILL
NCB CBF Branch
Franklin Delano Roosevelt
HONORABLE FRANKLIN D. ROOSEVELT.
THE WRITE HOUSE.
WASHINGTON. D. C.
Bookkeeping
DEPARTMENT
709
BY
KINDLY RETAIN THIS BILL FOR YOUR RECORDS.
The Commissioner of Internal Revenue
Item 29:
* Surtax must be computed on item 24--$33,375.73
Surtax on $32,000 = $3,380
on $ 1,375.73= 288.90 (@21%)
#29- Total Surtax
$3,668.90
Item 30:
Change to: $4,944.18
Item 34:
Change to: $4,944.18
*In your computation, you figured surtax on
item 27 instead of item 24.
Otherwise GIH.
FORM 1040
Treasury Department
Internal Revenue Service
UNITED STATES
Page 1
1938 INDIVIDUAL INCOME TAX RETURN 1938
FOR NET INCOMES OF MORE THAN $5,000 FROM SALARIES, WAGES,
DIVIDENDS, INTEREST, ANNUITIES, AND FOR INCOMES FROM
OTHER SOURCES REGARDLESS OF AMOUNTS
DUPLICATE COPY
For Calendar Year 1938
or fiscal year beginning
, 1938, and ended
, 1939
COMMISSIONER
(Before Preparing This Return, Read the Instructions Carefully)
IMPORTANT
To be filed with the Collector of Internal Revenue for your district not later then the 15th day of the third
MAR 15 1939
moth following the close of your taxable year
PRINT NAME AND ADDRESS PLAINLY (See Instruction E)
One duplicate copy
INTERNAL REVENUE
must be filed with orig-
(Name) (Use given names of both homband and wife, if a juint return)
inal return.
(Street and number, or rural reute)
($5 will be assessed if
duplicate is not filed.)
(Past effice)
(County)
(State)
Item and
Instruction No.
INCOME
1. Salaries and other compensation for personal services. (From Schedule A)
$75000
2. Dividends
3358 20
3. Interest on bank deposits, notes, mortgages, etc
4. Interest on corporation bonds.
940
5. Taxable interest on Government obligations, etc. (From Schedule B),
93
75
6. Income (or loss) from partnerships, syndicates, pools, etc. (other than capital gains or losses).
(Furnish names and addresses):
7. Income from fiduciaries. (Furnish names and addresses):
D-Basil B 'Connos, Truster
903
90
8. Rents and royalties. (From Schedule C)
16352
31
9. Income (or loss) from business or profession. (From Schedule D)
10. (a) Net short-term gain from sale or exchange of capital assets. (From Schedule F)
(b) Net long-term gain (or loss) from sale or exchange of capital assets. (From Schedule F)
(c) Net gain (or loss) from sale or exchange of property other than capital assets. (From
Schedule G)
11. Other income (including income from annuities). (State nature; use separate schedule if necessary)
2345
12.
Total income in items 1 to 11. (Enter nontaxable income in Schedule 1)
$98993
16
DEDUCTIONS
13. Contributions paid. (Explain in Schedule H)
$6.331
01
14. Interest. (Explain in Schedule H)
158
15. Taxes. (Explain in Schedule H)
6636
42
16. Losses from fire, storm, shipwreck, or other casualty, or theft. (Explain in Schedule H)
17. Bad debts. (Explain in Schedule H)
50,000
18. Other deductions authorized by law. (Explain in Schedule H)
19.
Total deductions in items 13 to 18
63117
43
20.
Net income (item 12 minus item 19)
$35875
73
COMPUTATION OF TAX
21. Net income (item 20 above)
$3507573
28. Normal tax (4% of item 27)
$1275
28
22. Less: Personal exemption.
29. Surtax on item 24. (See Instruction 29)
3357
58
(From Schedule J-1)
$2500
23.
Credit for dependents.
30. Total (item 28 plus item 29)
$ 4,632
28
(From Schedule J-2)
2500
31. Total tax (item 30, or if you had a net long-
term capital gain or loss, enter line 16, Sched-
24. Balance (surtax net income)
$33,375
73
ule F)
$
25. Less: Interest on Government obliga-
32. Less: Income tax paid at
tions, etc. (See Instruction 25).
$ 4375
source
$
26.
Earned income credit.
33.
Income tax paid to 1 foreign
(From Schedule K-1 or K-2)..
1400
1493
country or U.S. possession.
(Attech Form 1116)
27. Balance subject to normal tax
$3188198
34. Balance of tax (item 31 minus items 32 and 33)
$ 4,632
98
2-17783
Page a
Schedule A.-INCOME RECEIVED FROM OTHERS CONSISTING OF SALARIES, WAGES, FEES, AND OTHER
COMPENSATION FOR PERSONAL SERVICES. (See Instruction 1)
1: Name and address of employer and nature of income
2. Amount
3. Expenses
4, Amount
Inlury Pass.h.s
$75,000
$
Total of column 2 minus total of column 4 (enter as item 1, page 1)
$
Schedule B.-INTEREST ON GOVERNMENT OBLIGATIONS, ETC. (See Instruction 5)
2 Amount owned at end of year including
1. Obligations or securities
your propurtionate share of such obliga-
3, Interest received or
4. Interest
tions held by estates, trusts, partner-
accrued during the year
exempt from
5. Interest on amount in
trantion
excess of exemption
ships, or common trust funds
(a) Obligations of a State, Territory, or political subdivision thereof, or the
District of Columbia, or United States possessions
$
7,000
$ 742 50
All
XXXXXXXX
X
X
(b) Obligations issued under Federal Farm Loan Act, or under such Act
as amended
All
X x
(c) Obligations of United States issued on or before September 1, 1917
All
X
X %
(d) Treasury Notes, Treasury Bills, and Treasury Certificates of Indebted-
ness
All
XXXXXXXX
X *
(e) United States Savings Bonds and Treasury Bonds
10,000
187
a
$
$
(f) Obligations of instrumentalities of the United States (other than
93
75
obligations to be reported in (b) above)
None
3
Total (enter as item 5, page 1)
$
Schedule C.-INCOME FROM RENTS AND ROYALTIES. (See Instruction 8)
1. Kind of property
2 Amount
3. Depreciation (explain
4. Repairs
5. Other expenses
6. Net profit (column 2 minsi
in Schedule E)
(explain below)
(itemize below)
- of columns 3, 4, and 5)
(enter as item 8, page 1)
S1x. list
$
$
$
$
$
attached
Explanation of deductions
claimed in columns 4 and 5
Schedule D.-PROFIT (OR LOSS) FROM BUSINESS OR PROFESSION. (See Instruction 9)
1. Total receipts (state nature of business or profession)
$
COST OF GOODS SOLD
OTHER BUSINESS DEDUCTIONS
2. Labor
$
10, Salaries not included as "Labor" (do not deduct
compensation for yourself)
$
3. Material and supplies
11. Interest on business indebtedness
4. Merchandise bought for sale
12. Taxes on business and business property
5. Other costs (itemize below)
13. Losses (explain below)
6. Plus inventory at beginning of year
14. Bad debts arising from sales or services
7.
Total (lines 2 to 6)
$
15. Depreciation, obsolescence, and depletion (explain
in Schedule E)
8. Less inventory at end of year
16. Rent, repairs, and other expenses (itemize below
9. Net cost of goods sold (line 7 minus
or on separate sheet).
line 8)
$
17.
Total (lines 10 to 16)
$
Enter "C," or "C or M." on lines 6 and 8 to indicate whether in-
18. Total deductions (line 9 plus line 17)
ventories are valued at cost, or cost or market, whichever is lower.
19. Net profit (or loss) (line 1 minus line 18) (enter AS item 9, page 1)
$
Explanation of deductions
claimed in lines 5. 13, and 16
Schedule E.-EXPLANATION OF DEDUCTION FOR DEPRECIATION CLAIMED IN SCHEDULES C, D, F, AND G
7. Estimated
& Estimated
1. Kind of property
2. Date
4. Assets fully depre-
5. Depreciation al-
6. Remaining cost or
life used in
remaining
9. Depreciation
(if buildings, state material of which
3. Cost or other basis
ciated in use at end
lowed (or allowable)
other basis to be
accumulat-
life from
allowable this
constructed)
acquired
of year
in prior years
recovered
ing depre-
beginning
year
cistion
of year
$
$
$
$
$
17784
Page a
Schedule F.-GAINS AND LOSSES FROM SALES OR EXCHANGES OF CAPITAL ASSETS. (See Instruction 10)
& Expense of sale
7. Depression
1. Kind of property or
2. Date sopuired
3. Date sold
4. Gross sales
and cost of -
allowed (or allow.
e. Cain or loss (entumn
Gain or loss to be taken
attach state-
price (contract
5. Costor
provents with
able) since
4 plus coloma 7 intoir
account
ment of descriptive
other besis
request to Anquisi-
tion or March 1.
the - of columns 5
details not shows below)
price)
Lion or March 1,
1913 (explain in
and 6)
9. Per-
Ma. Day Year
Mo. Day Year
1913
Schedule E)
expt-
10. Amount
wgt
SHORT-TERM CAPITAL GAINS AND LOSSES-ASSETS HELD NOT MORE THAN 18 MONTHS
$
$
$
$
$
100
$
100
100
100
Total net short-term capital gain or loss (enter in line 1, column 2 of summary below)
$
LONG-TERM CAPITAL GAINS AND LOSSES-ASSETS HELD FOR MORE THAN 18 MONTHS BUT NOT FOR MORE THAN 24 MONTHS
$
$
$
$
$
66%
$
663/2
663/2
663/2
LONG-TERM CAPITAL GAINS AND LOSSES-ASSETS HELD FOR MORE THAN 24 MONTHS
$
$
$
$
$
50
50
50
50
Total net long-term capital gain or loss (enter in line 2. column 2, of summary below)
$
SUMMARY OF CAPITAL NET GAINS OR LOSSES
2. Net gain or loss to be taken into
3. Net gain or loss to be taken into
4. Total net going or loss to be taken
I. Classification
account from column 10, above
account from partnerships and "common
into account in columns 2 and 3 of
trust funds"
this summary
Gain
Loss
Gain
Loss
Gain
Loss
1. Total net short-term capital gain or loss (enter as item 10 (a),
No net Ioem
allowable (See
page 1. amount of gain shown in column 4)
$
$
$
$
$
Instruction 10)
2. Total net long-term capital gain or loss (enter as item 10 (b),
page 1, amount of gain or loss shown in column 4)
$
$
$
$
$
$
State the family, fiduciary, or business relationship to you, if any, of purchaser of any of the above items:
If any of the above items were acquired by you other than by purchase, explain fully how acquired:
COMPUTATION OF ALTERNATIVE TAX
(To be used only in the case of a net long-term capital gain or loss)
1. Net income (item 20, page 1)
$
10. Normal tax (4% of line 9)
$
2. (a) Net long-term capital gain (item 10 (b), page 1)
11. Surtax on line 6 (See Instruction 29)
(b) Net long-term capital loss (item 10 (b), page 1)
3. Ordinary net income (line I minus line 2 (a) or line I plus
12. Partial tax (line 10 plus line 11)
$
line (b))
$
4. Less: Personal exemption. (From Schedule
13. (a) 30% of net long-term capital gain (30% of line 2 (a))
J-1)
$
5.
Credit for dependents. (From Sched-
(b) 30% of net long-term capital loss (30% of line 2 (b))
ule J-2)
14. Alternative tax (line 12 plus line 13 (a) or line 12 minus line
$
13 (b))
$
6. Balance (surtax net income)
7. Less: Interest on Government obligations,
15. Total normal tax and surtax (item 30, page 1)
$
etc. (See Instruction 25.)
$
8.
Earned income credit. (From Sched-
16. Tax liability (if a net long-term capital gain, on line 2 (a),
enter line 14 or line 15, whichever is the lesser; if a. net
ule K-1 or K-2)
long-term capital loss, on line 2 (b), enter line 14 or line
9. Balance subject to normal tax
$
15, whichever is the greater). (Enter as item 31, page 1).
$
Schedule G.-GAINS AND LOSSES FROM SALES OR EXCHANGES OF PROPERTY OTHER THAN CAPITAL ASSETS
(See Instruction 10)
5. Expense of sale and cost
6. Depreciation allowed (or
1. Kind of property
2. Date acquired
3. Gross sales price
4. Cost or other
allowable) since acquisition
7. Gain or loss (column 3
of improvements subse-
(contract price)
basis
quent to acquisition or
or March 1. 1913
plus column 6 minus the
March 1, 1913
(explain in Schedule E)
sum of columns 4 and 5)
$
$
$
$
$
Total net gain (or loss) (enter as item 10 (c), page 1)
$
State the family, fiductary, or business relationship to you, if any, of purchaser of any of the above items:
If any of the above items were acquired by you other than by purchase, explain fully how acquired:
17784
Page 4
Schedule H.-EXPLANATION OF DEDUCTIONS CLAIMED IN ITEMS 13, 14, 15, 16, 17, AND 18
13. In list attached
14. Itemt van mintgage Plant Vallay N.Y
15 Taxes are tist attached
140 Haller, attached
Schedule I.-NONTAABLE INCOME OTHER THAN INTEREST REPORTED IN SCHEDULE B. (See Instruction 12)
I. Source of Income
2. Nature of Incrime
3. Amount
$
Schedule J.-EXPLANATION OF CREDITS CLAIMED IN ITEMS 22 AND 23. (See Instructions 22 and 23)
(1) Personal Exemption
(2) Credit for Dependents
Number of
Number of months during
Status
months during
Credit claimed
the year
the year in
Name of dependent and relationship
each status
Under 18
Over 18
Credit claimed
years old
years old
Single, or married and not living with hus-
band or wife
$
$
Married and living with husband or wife
12
2500
Head of family (explain below)
Reason for support
if over 18 years old
Schedule K.-COMPUTATION OF EARNED INCOME CREDIT. (See Instruction 26)
(1) If your net income is $3,000 or less, use only this part
(2) If your net Income is more than $3,000, use only this part
of schedule
of schedule
Net income (item 20, page 1)
$
Earned net income (not more than $14,000)
$ 14000
Earned income credit (10% of net income,
Net income (item 20, page 1)
above)
Earned income credit (10% of earned net income
or net income, above, whichever amount is
smaller, but do not enter less than $300)
1400
1. State your principal occupation or profession Sav
QUESTIONS
office to which it was-sent Anna Elemin
2. Check whether you are a citizen
or a resident alien
3. If you filed a return for the preceding year, to which Collector's
6. Check whether this return was prepared on the cash
or
office was it sent? Balto
accrual
basis.
7. Did you at any time during your taxable year own directly or
4. Are items of income or deductions of both husband and wife in-
indirectly any stock of a foreign corporation or a personal hold-
cluded in this return? (Sce Instruction A) no
ing company as defined by section 4027 (Answer "yes" or
5. State name of husband or wife if a separate return was made; per-
"no")
no
(If answer is "yes," attach schedule
sonal exemption, if any, claimed thereon; and the Collector's
required by Instruction M.)
M. #. GOVERNMENT PRINTING OFFICE 2-17784
8-11-38-1,150,000 (3-1503)
Feed 201. Page 1 of Return
Resident individuals
OKA
JAMROZ
or
ЗМООИТ
SLIMAZAT
TO
Jeek be tax en met Income
must Papert that themble
NEW YORK STATE INCOME TAX
Inasdia - page , of return
1938
and compute the Normal
Tax and Nuergency Tax
- page 1.
RESIDENT RETURN
волот SPACES
Serial Number
Resident Individuals have
tag gate (or leas) from
the sale or exchange of
For the Calendar Year 1938 or Fiscal Period
stocks, bends, lands, build-
lags, or other property
must report is Schedule
E, page 4 of return, and
compute the Net Capital
Begun
193
and Ended
193
Gata Tax thareen.
Paid $
Individuals earrying ⑉
Date
an unincorporated basi-
ROOSEVELT, FRANKLIN D
57664
092
name the groes Income of
which to more than $16,000,
or the net Income -
than $5,000 ( or a premite
8
part thereof for a paried
Sees than twelve months)
(d)
must make additional 26-
port thereof on Form -
and attach to this return.
(R)
Nourosidents must use
Form 203.
GC
Read Instructions Carefully Before Preparing Your Return-Answer Questions 1-10 in Full
1. Did you file & N. Y. State return for 1936?
1937?
7. If not married, were you during your taxable year the "head
2. If so, give any address other than that above used on such returns
of a family"
If so, explain
3. If no return for 1937 was filed, state reasons
4. Were you married and living with your wife (or husband) during
8. How many dependent persons (other, than husband or wife)
ATTACH REMITTANCE HERE
under eighteen years of age, or mentally or physically defective,
your taxable year?
were receiving their chief support from you during your taxable
4a. If so, state name of your wife (or husband)
year?
9. What is the relationship to you of the dependent persons for
whose support you claim exemption under Questions 7 and 8?
5. Did your wife (or husband) have separate income?
5a. If 10, is such income included in this return?
10. If your status with respect to Questions 4-7-8 changed during
6. If separate return was filed, give address on such return
the year, state the date and nature of such change
CALCULATION OF NORMAL TAX
CALCULATION OF EMERGENCY TAX
11. Net income (Item 35, page 2)
$
16. Amount subject to Emergency Tax (Item 13)
$
12. Personal exemption and credit for dependents
17. Emergency Tax-1% on Item 16
13. Taxable balance (Item 11 minus Item 12)
$
SUMMARY-TOTAL TAX TO BE PAID
14a. Tax at 2% (First $1000 of Item 13)
$
14b. Tax at 3% (2nd and 3rd $1000 of Item 13)
18. Normal Tax (Item 15)
$
a
14c. Tax at 4% (4th and 5th $1000 of Item 13)
19. Emergency Tax (Item 17)
14d. Tax at 5% (6th and 7th $1000 of Item 13).
19a. Net Capital Gain Tax (Item 39, page 4)
14e. Tax at 6% (8th and 9th $1000 of Item 13).
19b. Unincorporated Business Tax
Item 4, Sch, 0,
14f. Tax at 7% (All over $9000 of Item 13)
D. 2 of Form 202
20. Total Tax Due (Total of Items 18, 19, 19a,
15. Normal Tax (Total of Items 14a to 14f incl.)
$
and 19b)
$
DATE-NUMBER
AMOUNT PAID
BUSINESS TAX
EMERGENCY TAX
NORMAL Tax AND NET CAPITAL GAIN TAX
(These spaces for office use only)
INSTRUCTION:-The Total Tax (Item 20) may be paid when the return is filed. The entire Emergency Tax (Item 19) and
Unincorporated Business Tax (Item 19b) MUST. be paid when the return is filed. The Normal Tax (Item 18) and Net Capital Gain Tax
(Item 19a) may be paid in three installments: one-half thereof to be paid at the time of filing, one-quarter within two months, and the re-
maining one-quarter within six months after the due date of the return.
Make checks or money orders payable to STATE TAX COMMISSION. Do not mail currency.
File at office of New York State Income Tax Bureau, State Office Building, Albany, N. Y,, or at any District Office on or before April 15, 1939.
Affidavit on Page 4 must be executed
[201]
[1938]
Form 20L Page 2 of Return
8881 Income of wife (or husband) and earnings of depend minor children unless reported in separate returns.
OF TAXABLE INCOME SUBJECT TO NORMAL AND EMERGENCY TAX
21. Salaries, wages, fees, commissions, bonuses, etc. (See Instruction 21).
AMOUNT
TRADE
ТИЗНЕНЯ
AMOUNT
(d) EXPENSES FAID
(b) NAME AND ИЯСТЗЯ of
(explain in Sch. 1.)
indianal Inits
boing9 [sser] 70 1338 169 $ Y TabaelsO odt 107
-
CCT
22. Interest on bank deposits, notes, mortgages, corporation bonds, etc
23. Dividends.
24. Income from partnerships, estates and trusts (furnish name and address)
Enter net income (or loss) other than capital gains or capital losses from partnerships, syndicates, pools, or Joint
ventures. Report distributive share of net capital gain (or loss) at Item 1, Schedule E, page
Steet
al
(a)
(b)
25. Income (or loss) from business or profession (from Schedule A)
26. Rents and royalties (from Schedule B)
-
27 Gain (or loss) from sale or exchange of stocks, bonds, lands, buildings, and other property. (Report in
28
Schedule E, page 4.)
X
X
29. Other income (Describe and itemize each source completely)
$
30,
Total income from above sources (Items 21 to 29)
$
DEDUCTIONS
31a. Interest on indebtedness (explain in Schedule 1)
$
31b. Taxes on real property (except assessments for local benefits) (explain in Schedule 1)
31c. Other taxes (except Income taxes) (explain in Schedule 1)
31d. Other deductions (explain in Schedule 1). Worthless securities may not be deducted here
(Report in Schedule E, page 4.)
32.
Total deductions-(except contributions.) (Items 31a to 31d)
$
33.
Balance (Item 30 minus Item 32)
$
34. Contributions-Thiese must not exceed 15% of Item 33 (explain in Schedule 2)
35. Net income subject to Normal and Emergency Tax (Item 33 minus Item 34) Enter on page 1, Item H..
$
SEWILLVACE HERE
SCHEDULE 1
balli
KEW
EXPLANATION OF DEDUCTIONS CLAIMED in Item 21 (d), Schedules A and B and Items 31 (a), (b), (c) and (d).
1,
4,
Refer
Refer
to
2.
EXPLANATION
3.
AMOUNT
to
5.
EXPLANATION
6. AMOUNT
Item
Item
No.
No.
$
$
SCHEDULE 2
DETAILS OF DEDUCTION FOR CONTRIBUTIONS (Item 34).
1. NAME AND ADDRESS OF ORGANIZATION
2. AMOUNT
3. NAME AND ADDRESS OF ORGANIZATION
4. AMOUNT
$
$
Form 201. Page 3 of Return
SCHEDULE A
INCOME (OR LOSS). FROM BUSINESS OR PROFESSION (Item 25 of return). Farming may be detailed OQ Form 207
If your GROSS INCOME FROM BUSINESS carried on in New York State exceeded $10,000, or if your NET INCOME from such sources
exceeded $5,000 (or a prorata part thereof for a period less than twelve months), make additional report on Form 202 and attach to this return.
1. (a) Kind of business.
(b) Business Address
(c) Date when the business was begun
2. State whether cash or accrual basis is used
3. If inventories are used, state if (a) at cost or (b) at cost or market, whichever is lower
Terpoyers may extrait detements attached hereto, in the form in mhich their books are hept, giving no less details then relled for herrin, and enter the net income
(or less) below.
4. TOTAL SALES AND INCOME FROM BUSINESS OR PROFESSIONAL SERVICES
COST OF OOODS BOLD
XAT
OTHER BUSINESS DEDUCTIONS
13. Salary withdrawn by taxpayer or
Report in Schedule E, page 4, gains or losses from sales or exchanges of property connected
5. Labor
$
paid to wife or minor children
with trade or business, other than stock in trade, or property includible in inventory
property held primarily for sale to customers in the regular course of trade or business, which
(Report as income of Item 21, page 2)
13a. Other salaries and wages not re-
6. Materials and supplies
ported under "Cost of Goods Sold"
sib
7. Merchandise purchased
14. Rent for business property
15. Interest on business indebtedness to
?
others
8. Other costs:
16. Taxes on business and business
property
17. Depreciation and depletion (ex-
9. Plus Inventory at beginning of year
plain in Schedule C, below)
18. Losses, other than capital losses, not
10. TOTAL
compensated by insurance (ex-
$
plain in -Schedule 1, page 2)
19. Bad debts (explain in Schedule 1,
11. Less Inventory at end of year
page 2)
m2)-77834099 ланто and
20. Repairs and other expenses (item-
СУБЕТУГ СУЛИ IVX
ire in Schedule 1, page 2)
12. COST OF Goods SOLD (Item 10.
21. TOTAL OTHER BUSINESS DEDUC-
minus Item 11)
$
TIONS
$
22. COST OF GOODS SOLD PLUS TOTAL OTHER BUSINESS DEDUCTIONS (Item 12 plus Item 21)
$
must be reported here.
23. NET INCOME (OR Loss) FROM BUSINESS OR PROFESSION (Item 4 minus Item 22) Enter at Item 25, page 2
$
Note If you paid to any resident individual personal service compensation, rent, interest or other fixed or determinable Income of $1,000
or over, if single, or $2,500 or over, if married, returns of information on Forms 105 and 106 must be filed.
If you. paid any nonresident individual personal service compensation earned in New York State in the foregoing amounts, withhold-
ing returns on Forms 102 and 103 must be filed.
SCHEDULE B
INCOME FROM RENTS AND ROYALTIES- (See Instruction 26.)
(a) KIND OF PROPERTY AND LOCATION
(b) GROSS
(c) DEPRECIATION
(e) OTHER
(f) Nar AMOUNT
If the property " owned jointly or in common
with others, . partnership return must be filed
AMOUNT OF
AND DEPLETION
(d) REPAIRS
EXPENSES
OF RENTS
four sor buite of your
disclosing the shore of each owner in the income
RENTS
(explain in
(explain in
(enter at Item 26,
(or loss) and each owner must report the amount
Schedule C)
Schedule 1)
page 2)
of his income (or loss) at Item 24 of this form.
$
$
$
$
$
JATTIAD
И.Г.
SCHEDULE C
EXPLANATION OF DEDUCTION FOR DEPRECIATION AND DEPLETION CLAIMED IN SCHEDULES A AND B.
If the property was acquired after January 1, 1919, base depreciation on the cost thereof. If acquired prior to January 1, 1919, base
depreciation on the January 1, 1919 value.
5. VALUE ON
1,
JANUARY 1, 1919
2. KIND OF PROPERTY
3. DATE
DEPRECIATION AND DEPLETION
Refer
4. Cost
(If acquired prior
to
(Principal material of which constructed)
Ac-
thereto)
Item
AND LOCATION
6. RATE
7. AMOUNT IN
8. AMOUNT FOR
No.
QUIRED
(exclude inclue of land)
PRIOR YEARS
Time YEAR
$
$
$
$
SCHEDULE D
NON-TAXABLE INCOME.
Enter here all income received during the taxable year, not reported on page 2 (See Instruction E).
1. DESCRIPTION
2. AMOUNT
3. DESCRIPTION
4. AMOUNT
$
Form 201. Page 4 of Return
RETURN OF NET CAPITAL GAIN SUBJECT TO NET CAPITAL GAIN TAX
SCHEDULE E
torrace
GAINS AND LOSSES FROM SALES OR EXCHANGES OF STOCKS, BONDS, LANDS, BUILDINGS, AND other PROPERTY-(See Instruction-Schedule E).
501
Include
all property sold or exchanged, except stock in trade, or property includible in inventory, or property held primarily for sale to customers in the ordinary course of trade or business.
Losses through securities claimed to be worthless are to be reported here.
1.
2.
3
4.
5.
6.
7.
8.
9
If the transactions are too numerous to enter here, a separate schedule in
No OF
VALUE ON
SHARES
DATE
Cost OR OTHER
DEPRECIATION
DESCRIPTION OF SECURITIES OR PROPERTY
10
AMOUNT
ACQUIRED
SALES PRICE
JANUARY 1, 1919
BASIS
Allowed or
(if acquired
GAIN
Loss
OF BONDS
prior thereto)
Allowable
$
$
$
$
$
$
the same form may be submitted.
1.
If
you were a member of a partnership, include here your distributive share of net capital gain (or loss) of partnership as reported at Item 4,
column 6, page 1 of partnership return
2. Totals
$
3. Net capital gain subject to Net Capital Gain Tax (excess of column 8 over column 9). Enter at Item 36 below
$
X
X
X
XX
If stock dividends of stock rights were received or stock rights exercised during the period of ownership with respect to any of the stocks sold, state whether cost and January 1,
1919 value (if acquired prior to January 1, 1919) were properly adjusted
If property sold was acquired prior to January 1, 1919, submit statement showing (a) original purchase price; (b) permanent improvements since purchase; (c) depreciation since
purchase; (d) exchange value January 1, 1919; (e) permanent improvements since January 1, 1919; (f) depreciation since January 1, 1919.
AFFIDAVIT
CALCULATION OF NET CAPITAL GAIN TAX
STATE OF NEW YORK-COUNTY OF
#:
I swear (or affirm) that to the best of my knowledge and belief, the statements contained
36. Net capital gain (Item 3-Schedule E above)
$
in this return, including the accompanying schedules and statements (if any) are true, and
that this return is a true and complete statement, in accordance with the law and regulations,
37. Balance of personal exemption not deducted in { Item
12,
page 1*
of all income, gains and profits received by or accrued to me (or the person for whom this
return is made) during the taxable year, and that all deductions entered or claimed herein
38. Amount subject to Net Capital Gain Tax
$
are allowable under the law and regulations.
38a. Tax at 1% (First $1,000 of Item 38)
(Signature of Individual or Agent)
38b. Tax at 11/a% (2nd and 3rd $1,000 of Item 38)
(Address of Agent)
38c. Tax at 2% (4th and 5th $1,000 of Item 38)
Sworn to and subscribed before me this
day of
1939.
computation of the Normal Tax may be offset against net capital gain.
38d: Tax at 2½ (6th and 7th $1,000 of Item 38)
(Signature of officer administering oath)
up poentm jo junoms - - ФДА of up
permitted unless net income reported on page the return is less than
*IMPORTANT.-In computing the tax on net capital gain, no exemption
(Seal not required)
(Tisle)
38e, Tax at 3% (8th and 9th $1,000 of Item 38)
This space for office use only
AUDITED BY:
38f. Tax at 31/2% (All over $9,000 of Item 38)
39. Net Capital Gain Tax. (Total of Items 38a to
38f incl.) Enter Item 39 on page 1, Item 19a
Form 201 general INSTRUCTIONS CONCERNING PAGE
[1938]
Au WHO MUST MAKE A RETURN
of $1,000. A person who during the entire tenable year
1. A return must be made if the total of the gross income and cares the head of a family, or a busband and wife living together
capital gain (without deduction for capital losses) from whatever
during the entire taxable year, and filing a joint return of Income
source derived, both from within end without the Swee of New
may claim as exemption of $2,500. If husband used willo file
York, is $5,000 or over, or if the total of the net income and
aparate returns, the personal exemption may be taken by either
net capital gain equals or exceede:
or divided between them
(a) $1,000 if unmarried, or married and not living with
& "head of A family" is an individual who actually supports and
wife (or husband) during the entire taxable year;
maintains AS a family unit ope or more dependent individuals who
(b) $2,500 if married and living with wife (or husband)
are closely connected with him by blood relationship,
during the entire taxable year;
by marriage or by adoption, and whole right to exercise family con-
(c) The personal exemption allowable if taxpayer was
trol and provide for these dependent individuals is based upon
MORT
interried and living with wife: (or husband) during
some moral or legal obligation.
only part of the taxable year; (See paragraph
An additional allowance of $400 may be claimed for each
below).
person (other than husband or wife) under 18 years of age, or
2. If the aggregate of the combined net Income and net capital
incapable of self support because mentally or physically defective,
gain of husband and wife is $2,500 or over, or if the aggregate
receiving his or her chief support from the taxpayer. This
of their combined gross income and capital gain (without deduc-
allowance can be claimed only by the person who provider the
tion for capital losses) is $5,000 or over, including in each case
chief support and cannot be divided between two individuals.
the earnings of minor children, if their parents have the legal
As to any of the exemptions above stated, if the status of the
right to the same, all such income must be reported in a joint
taxpayer changes during his taxable year, such exemptions shall
return or in separate returns of husband and wife. In the
be apportioned in accordance with the number of months before
absence of proof to the contrary, a parent will be presumed to
and after such change,
have the legal right to the earnings of a minor and must include
E. NON-TAXABLE INCOME
such earnings in bis return.
3. If not living together, husband and wife must file separate
The following classes of income are exempt from taxation and
returns as single persons.
must be entered in Schedule D, page 3 of the returns
4. Additional exemption as the head of a family or for
1. Interest on bonds or other obligations of the United States.
dependents is not to be considered in deciding whether to make
2. Interest on bonds or other obligations of the State of New
a return.
York or of any municipal corporation or political subdivision of
5. A taxpayer changing his status during the year from that
the State of New York (bdt Interest on the obligations of other
of resident to nonresident or from that of nonresident to resident
states and their political subdivisions is taxable).
must file two returns, one for each period, provided the aggregate
3. Dividends from personal service corporations in certain bases
of the net income and net capital gain from all sources while a
are not taxable.
resident and from sources within the State while a nonresident
4. Gifts, and money and property acquired under a will or by
equals or exceeds the limitations referred to in paragraph 1 above;
inheritance (but the income derived therefrom must be included in
or provided the aggregate of the gross income and capital gain
gross income). Bonuses or other compensation received in con-
sideration for services rendered are, however, taxable.
DETACH THIS SHEET BEFORE FILING YOUR RETURN
(without deduction for capital losses) from all sources while a
resident and from sources within the State while a nonresident
5. The amount received from accident and health Insurance and
is $5,000 or over.
under Workmen's Compensation Acts and the amount of any
B. ACCRUED OR RECEIVED INCOME
damages received by suit or agreement on account of personal
1. A return may be made:
injuries or sickness. However, compensation which is paid by an
(a) On a cash basis; that is, reporting income received
employer to an employee during a period of sickness is taxable.
and expenses, etc., paid, or,
6. Pensions, (other than those specifically exempt under the
(b) On an accrual basis; that is, showing income accrued
law) must be reported when they exceed the aggregate of contri-
and expenses, etc., incurred or accrued,
butions made by the taxpayer toward the pensions.
in accord with the method of accounting regularly employed in
7. Proceeds of life insurance policies and contracts paid on
keeping books, provided such method clearly reflects true net
the death of the insured to individual beneficiaries (but the income
income and net capital gain.
therefrom must be reported)
2. If the taxpayer's books are not kept on the accrual basis,
F. RETURNS: WHEN AND WHERE TO BE FILED
report should be made on a strictly cash basis, of all income
1. Offices are located at the following places:
received and expenses paid, including income constructively
MAIN OFFICE
received, such as bank interest credited but not withdrawn, or
Albany: State Office Building
interest coupons due but not collected even though such income
DISTRICT OFFICES
is not entered on taxpayer's books.
Albany: State Office Building
2012233
C. PERIOD TO BE COVERED BY RETURN
New York City: State Office Building, 80 Centre Street
1. The period covered by the return must be plainly stated at
Brooklyn: 320 Schermerhorn Street
the head of the return.
Buffalo: State Office Building, Niagara Square
2. The return must be for the calendar year 1938 unless tax-
Rochester: 55 Broad Street
payer's books of account were regularly closed at the end of some
Syracuse: 236 West Genesee Street
month other than December, in which case the return should be
Uticar 200 Oriskany Street, East
made for the fiscal year ended when the books were closed.
2. A return may be filed at any of the offices above listed.
3. This form should be used for filing a return for a fiscal year
3. If this return is for the calendar year 1938, it should be filed
ending in 1939, by correcting the dates at the head of the
on or before April 15; 1939. If the return is for a period other
return and in the affidavit.
than A calendar year, it should be filed on or before the 15th day
D. PERSONAL EXEMPTIONS
of the fourth month following the close of such period.
1. The personal or family exemption must be supported by
G. PENALTIES
answers to questions 4 to 10.
The law imposes severe penalties for failing to make A return,
A single person or a married person not living with husband
or to pay the tax when due, or for making a false or fraudulent
or wife during the entire taxable year may claim a personal
return.
TAXES TO BE PAID-SPECIFIC INSTRUCTIONS, CONCERNING ITEMS 18, 19, 19a AND 19b OF PAGE 1.
1. NORMAL TAX
"capital loss" mean Toss, resulting from the sale or exchange of capital assets,
1. Rates of normal tax are 2 per cent on the first $1,000; 3 per
The words licapital assets" mean property held by the taxpayer (whether or
cent on the second and third $1,000; 4 per cent on the fourth and fifth
not connected with his trade or business). but do not include stock In trade
$1,000; 3 per cent on the sixth and seventh $1,000; 6 per cent on the eighth
or property includible in inventory or property held primarily for sale to
and ninth $1,000, and 7 per cent on all over $9,900 of net income, less the
customers in taxpayer's trade or business. The words "sale or exchange"
personal exemptions, as computed at Item 13; page 1.
include (a) short skies, (b) failure to exercise options, (c) retirement of
2. If the taxpayer elects the installment method of payment each install-
stocks, bonds and other evidence of corporate indebtedness with interest
ment must be paid when due, If any Installment is not 80 paid the entire
coupons or In registered form, (d) stocks, which became worthless, and
balance of tax will become due Immediately and penalties will be imposed.
bonds or other evidences of corporate indebtedness with Interest coupons or
Failure to receive notice of the amount of the installment will not relieve
in registered form determined to be worthless and charged off during the
the taxpayer from the necessity of paying the installment when due.
taxable year, (e) complete or partial liquidation of . corporation whereby
a stockholder receives liquidating dividends.
1. EMERGENCY TAX
3. Tax on net capital gain is to be computed separately on page 4 and
In addition to the normal tax an emergency tax of one per cent on "net
the amount carried to page 1, to be paid at the same time and to the same
income" is Imposed. The emergency tax is based on the same net Income
manner as the normal tax, Personal exemption shall not be allowed
us computed for normal tax purposes. Personal exemptions are allowed
against net expital gain, except to the extent that the allowable exemptions
against net Income in computing the emergency tax,
exceed the net Income subject to normal tax. (See Instruction-Schedule E).
The emergency tax must be paid in full at time of filing of return.
4. UNINCORPORATED BUSINESS TAX
8, NET CAPITAL GAIN TAX
If gross Income from business carried on in New York State amounted
1. Capital gains and losses are not to be Included In the computation of
to more than $10,000, on If the net income from such sources exceeded
net income. Instead # tax at one-half the normal rates (see above)
$5,000 (or & prorats part thereof for & period less than recive months),
is imposed upon net capital gain computed separately.
make additional report thereof on Form 202 and attach to this retkrn.
2. Net capital gain is defined to reas the excess of espital gains over
The tax a to be computed on Form 202 and the amount date dente be
capital losses. The words "capital gain" mean gain of profit, and the words
entered on page 1 of Form 201, to be paid in full at time of filing of return,
[8801]
FORM/201-SPECIFIC INSTRUCTIONS, CONCERNING PAGE 2
IMPORTANT
Flast mad the instructions carefully. If you cannot full out the return, go to any district office and assistance will be
rendered
without
charge.
File
your
return
-
early.
M
possible.
Noral
The
following
Instructions
$
númbered
to
correspond
with
the
Items
of
the
return.
INSTRUCTION 21-INCOME FROM
upon application. The net income Cor loss) other
ASMIG ascertained to worthless during the
PERSONAL SERVICES, SALARIES,
than expiral gatice or Insace componed on any sched-
tixable year are considered losses from "sales or
WAGES,
FEES,
tile to prepared should be entered at Item 25,
exchanges and are to be reported in Schedule
COMMISSIONS,
Page
a
of
the
returned
& of return.
BONUSES, ETC.
Galsa or losses from sales or exchanges of
Report) personal service compensation received
property, not dealt in as a brainess, but carried
INSTRUCTION 26 INCOME FROM
- basiness sects must be reported in Schedule
RENTS AND ROYALTIES
you, your wife (or husband), and each depen-
dent minor child from any time employer, of $1,000
page 4 of the return.
Schedule B, page 3, should be eompleted before
or more during the year, en & separate line together
In Alling in Schedule A on pass 3 the following
entering say amount as Item 26. page
with the occupation or position and the employer's
specific instructions should be observed
Amount of Include In rom rents
name and address. All other items of Income from
any smount deducted by you at Dest 14, Schedule
personal service of less than $1,000 from any one
Schemula:
a as the rental valdo of building owned fd. you
donroe may be combined and reported on a alagle
and occupied by you for business purposes.
INCOME FROM Promissions In reporting Income
line.
If you accepted crops or other property In Heu
from - profession disregard the achedule of "cost
of card renta, report the income though the
INSTRUCTION 22-INCOME FROM
of goods sold: and include all your business ex-
rent had been paid in cash.
penses under the bead of other business dédue-
INTEREST
Repairs, depreciation, and other expensive: See
tions, (Items
Instruction 25, Item 17, above.
Report here all Interest received (or accrued)
Item of business State kind of goods
Do not didues repairs, depreciation, and other
during the year except montaxable interest or
dealt in or kind of services retured and whether
expenses on a dwelling occupied by you. If you
shown in Instruction E, page 1 of Instructions,
manufacturer, wholesaler, retailer, as Wholesale
rented or used for business or professional purposes
dry peods, Manufacturer of shoes,' etc.
any part of a building owned by you and in which
INSTRUCTION 23-INCOME FROM
Items goods sold: Do not Include
you resided, apportion the déduction for repairs,
DIVIDENDS
cost of business equipment or furniture, expendi-
depreciation, and other expensed, deducting only
Répart all dividends received In eash from come
tures for permanent improvaments to property, OF
the part attributed to that portion of the building
Hving and family expenses. Do not include in-
which was resited or used for business purposes.
porate stock and dividends received In property,
except true stock dividends. The fair market value
terest on your own investment in your business.
INSTRUCTION 29-OTHER INCOME
of such property (or scrip) when subject to your
Item 13.-Salarier, etc.: Do not deduct salary or
Amounts received in payment of accounts Dre-
demand and control should be reported. Dividends
WAGES for your own services or services of your
viously written off as worthless or any other items
paid in the stock of the corporation declaring such
family unless these Items are included 'as Income
of income not mentioned in these instructions
dividends (true stock dividends) should not be
at Item 21 of the return, or reported in a separate
abould be Included here (except exempt (nage).
included, Ordinarily dividends received from per-
return, and Ido not deduct any withdrawal of
vonal service: corporations need not be included in
profits,
INSTRUCTION 31-GENERAL DEDUC-
gross income, (See Tax Law, acction 359, Para-
Item 14 for business property: Do not
TIONS
graph )
Include the rental value of building others by you
(a) Interest on personal indebtedness Report
INSTRUCTION 24-INCOME FROM
unless the rent is Included in "Income from rents
here Interest paid or accrued on personal Indebted-
at Schedule B of the return,
ness as distinguished from business indebtedn
PARTNERSHIPS, ESTATES AND
Item 15.-Istered on business indebtedness to
which abould be reported at Item 15, Schedule A,
TRUSTS
others: Report only interest paid or socrued on
or Item (c), Schedule B.
(a) Report your share (whether distributed or
business indebtedness to others. Do not include
(b) Taxes on real property: Report here all
interest on your expital Investment in or advances
taxes upon real property except taxes or
not) of the income of the estate or trust, or of
to the business.
ments for local Improvements of a kind tending to
the net income (or Toas) of the partnership, syndi-
Increase the value of the property assessed, and
cate, péol, or joint venture, other than capital
Item Do not include Income taxes
except those deducted at Item 16, Schedule A.
gains or capital losses, Report distributive share
or assessments for local Improvements of & kind
(c) Other fores: Do not deduct estate, inherit-
of net capital gain (or loss) of partnership syndi-
tending to increase the value of the property
ance, legsey, succession, gift and Income taxes.
Cate, poot or joint venture at Item 1 of Schedule
assessed, M for paying, etc.)
Taxes on club dues and on admissions may be
E on page 4. If the accounting period of the
Item 17-Depreciation and deplation. Report
deducted
partecrahip or the estate or trust differs from the
heret
(d) Bad debts: Bad debta arising out of personal
period covered by this return, report your share
(a) A reasonable allowance for exhaustion, wear
loans may be reported here.
for the accounting period of the partnership or
estate or trust which ended during your taxable
tear and obsolessance, during the period covered
Corporation stock, which became worthless, and
by this return to the extent not offset by repairs,
bonds, notes, debentures, or certificates of indebted-
year.
replacements or loases claimed as deductions in
ness with interest coupons or in registered form,
(b) If you received a salary from a partnership
this return. (Restricted to property the income
ascertained to be worthless during the taxable
In addition to the amount reported in this item,
from which LA to be included in gross income.)
year are considered Loases from "salas or ex-
report such salary at Item 21.
changes, and are to be reported in Schedule E
(b) Any claim for depletion of milnes, off and
of the return.
INSTRUCTION 25-INCOME
(OR
pas wells or rimber lands.
10
2. Deductions connected with the production of
LOSS) FROM BUSINESS OR PRO-
Do not claim depreciation for articles that have
exempt income are not allowed.
FESSION (INCLUDING FARMING)
been included in your inventory.
3. Deductions should be explained and itemized
The amount claimed for depreciation should be
in
Schedule
1.
Schedule A, page 3, should be completed before
based on some approved accounting Method land
DELVCH 11112 2HEEL BELOWE unze JOBK
entering any amount at Item 25) page 2. Indi-
taken against the cost of the property, or,
=
INSTRUCTION 34 -CONTRIBUTIONS
viduals having several businesses should submit &
acquired prior to January I, 1919, Its fair market
Contributions should be explained and Itemized
separate schedule for each business in the same
value as of that date. (For definition of "cost"
in Schedule 2.
form as Schedule A, and should enter the combined
see Regulations.)
Report here only contributions made during the
total net income (or loss) other than capital gains
Item other Then capital leaser, not
taxable year (a) to the United States, any state,
or losses at Item 25, page 2, of the return.
compensated by insurance: Losses from sales or
territory, of any political subdivision thereof, or to
Report at Schedule A income (or loas) other
exchanges of capital assets should be entered in
the District of Columbia, for exclusively public
than capital gains or losses from business of any
Schedule E of return.
purposes, or (b) to any corporation or trust, or
kind owned and conducted by you or from any
Item 9,4-Bad debts: Report here only debta
community chest fund, or foundation organized and
profession practiced on your own account. Do not
which you medicalned to be worthless and charged
operated exclusively for religious, charitable, scien-
report here salary received by you if employed by
off during the year, Show in Schedule 1 on page
tibe, literary or educational purposes, no part of
another, nor partnership profits or dividends from
2 of the return the years when the debta now
the net earnings of which inures to the benefit of
personal service corporations.
written off were dreated and how they were secery
any private stockholder or individual; (c) to
a
Individuals operating a farm on 20 Inventory
tained to be worthless.
post or organization of war veterans, or auxiliary
and accrual basis should fill in Schedule A and
Bad debts arising out of personal loans should
units or societies thereof organized in the United
submit such other schedules as may be required to
be reported at Item 31d.
States or any of its possessions or (d) to . fraternal
reflect properly the results of their operations.
In
Debts arising from sales or services are not
society, order, or association, operating under the
lieu of other forms a copy of the farm schedule
deductible unless the original amount has been
lodge system, If such contributions are to be used
(1040-F) filed with the Collector of Internal Rev-
reported as income.
exclusively for religious, charitable, scientific, liter-
entre for federal income tax purposes will be
Corporation stock which became worthless, and
ary, of educational purposes. The deduction for
accepted. Individuals conducting farms on &
bonds, notes, debentures or certificates of indebted-
contributions must not exceed in the aggregate
strictly cash basis may use Farm Schedule Form
ness with interest edupóns or in registered form,
15 per beht of the net taxable income computed
207, & separate blank, which will be furnished
not dealt in as & business, but carried as business
without the benefit of this deduction.
INSTRUCTION-SCHEDULE E.
BASIS FOR COMPUTING GAIN (OR LOSS) FROM SALE OR EXCHANGE OF CAPITAL ASSETS
Schedule E should contain complete Information called for in respect of
If the property disposed of was soquired prior to January 1, 1919, no
each sale or exchange of capital assets during the taxable year. If the
taxable gain is realized unless the sales price exceeds both the cost and
amount shown as the basis is other than actual cost of the property sold or
January 1, 1919 value; the amount of any taxable gain is the difference
exchanged, full details must be furnished regarding the acquisition of the
between the sales price (or to the case of property exchanged the fair market
property.
value of the property received) and the cost, or fair market value on January
If the capital gains exceed the capital losses, the excess thereof shall
1, 1919, whichever is higher,
be calculated and the net capital gain resulting will be carried to Item
36, page 4, and the tax there computed,
If the property was acquired prior to January 1. 1919. no deductible loss
If the capital losses exceed the capital gains, DO deduction of the excess
is sustained unless the sales price is lower than both cost and fair market
is allowed against any other Item of income and no tax on net capital gain
value on January 1, 19191 the amount of any deductible loss is the differ-
will result.
ence between the sales price (or in the case of property exchanged the
In computing the tax on net capital gain, no exemption is permitted unless
fair market value of the property received) and the cost or fair market
net income reported on page I of the return is less than the personal
value on January 1, 1919, whichever is lower.
exemption, in which case the amount of exemption timused in domputation
Do not report gain, nor deduct loss, If the sales price is an amount
of the normal tax may be offset against net expital gain.
falling between the cost and January 1, 1919 value, or is the same as either
In case of property acquired subsequent to January 1, 1919, gain or loss
of the two.
is the difference between the sales price and the cost. (For definition of
In certain cases when property la exchanged for other property, no gain
"cost" are Regulations.)
or less results, (See Tax Law, sections 354 and 355.)
8-11-38-1,750,000 (3-1505)
Form 201. Page 1 of Return
Resident Individuals sub-
JAMSON
or
Joes to tax - did Internal
must report thate texable
Income - 2020 , of return
NEW YORK STATE INCOME TAX
1938
and the Normal
Tax and Emergency Tax
BO NOT WRITEIN THESE SPACES
on page 1.
RESIDENT RETURN
Serial Number
Resident individuals her-
Ing gain (or less) from
the sale or exchange of
For the Calendar Year 1938 or Fiscal Period
stocks, bends, lands, build-
tags, or other property
must report in Behedule
R. page 4 of return, and
compute the Net Cepital
Begun
193
and Ended
193
Gala Tax thereon.
Paid $
Individuals carrying on
PRINT NAME AND RESIDENCE ADDRESS PLAINLY BELOW
Date
an unineerporated busi-
mess the gross Income of
which is more than $10,000,
NAME
HI PRES
or the net income more
than $8,000 ( or a prorate
part thereof for a period
less than twelve menths)
(First name in full-middle some, in fail)
FRED; JC - M
must make additional re-
RESIDENCE ADDICIES
port thereof on Form sea
and attach to this return.
(No.)
(Street or GUENNE or rural reute)
Nonresidents must use
Form 203.
(City)
(County)
(State)
Read Instructions Carefully Before Preparing Your Return-Answer Questions 1-10 in Full
1. Did you file a N.Y. State return for 1936?
1937?
7. If not married, were you during your taxable year the "head
2. If so, give any address other than that above used on such returns
of family"
If so, explain
3. If no return for 1937 was filed, state reasons
4. Were you married and living with your wife (or husband) during
8. How many dependent persons (other than husband or wife)
under eighteen years of age, or mentally or physically defective,
ATTACH REMITTANCE HERE
your taxable year?
were receiving their chief support from you during your taxable
4a. If so, state name of your wife (or husband)
year?
9. What is the relationship to you of the dependent persons for
whose support you claim exemption under Questions 7 and 8?
5. Did your wife (or husband) have separate income?
5a. If so, is such income included in this return?
10. If your status with respect to Questions 4-7-8 changed during
6. If separate return was filed, give address on such return
the year, state the date and nature of such change
CALCULATION OF NORMAL TAX
CALCULATION OF EMERGENCY TAX
11. Net income (Item 35, page 2)
8
16. Amount subject to Emergency Tax (Item 13)
$
12. Personal exemption and credit for dependents
17. Emergency Tax-1% on Item 16
13. Taxable balance (Item 11 minuts Item 12)
$
SUMMARY- TOTAL TAX TO BE PAID
14a. Tax at 2% (First $1000 of Item 19)
$
14b. Tax at 3% (2nd and 3rd $1000 of Item 13)
18. Normal Tax (Item 15)
$
14c. Tax at 4% (4th and 5th $1000 of Item 19)
19. Emergency Tax (Item 17)
14d. Tax at 5% (6th and 7th $1000 of Item 13).
19a. Net Capital Gain Tax (Item 39, page 4)
14e. Tax at 6% (8th and 9th $1000 of Item 13):
19b. Unincorporated Business Tax
Item 4, Sch, O,
p. 2 of Form 202
14f. Tax at 7% (All over $9000 of Item 19)
20. Total Tax Due (Total of Items 18, 19, 19a,
15. Normal Tax (Total of Items 14a to 14f incl.)
$
and 19b)
$
DATE-NUMBER
AMOUNT PAID
BUSINESS TAX
EMERGENCY TAX
NORMAL TAX AND NET CAPITAL GAIN TAX
(These spaces for office use only)
INSTRUCTION:-The Total Tax (Item 20) may be paid when the return is filed. The entire Emergency Tax (Item 19) and
Unincorporated Business Tax (Item 19b) MUST be paid when the return 0 filed. The Normal Tax (Item 18) and Net Capital Gain Tax
(Item 19a) may be paid in three installmental one-half thereof to be paid at the time of filing, one-quarter within two months, and the re-
maining one-quarter within six months after the due date of the return.
Make checks or money orders payable to STATE TAX COMMISSION. Do not mail currency.
File at office of New York State Income Tax Bureau, State Office Building, Albany, N. Y,, or at any District Office on or before April 15, 1939.
Affidavit on Page 4 must be executed
[201]
[1938]
Form 201. Page 2 of Return
88
RETURN OF TAXABLE INCOME SUBJECT TO NORMAL AND EMERGENCY TAX et Est tenditional 199L
(Include income of wife (or hushand) and earnings of dependent minor children unless reported in separate
21. Salaries, wages, fees, commissions, bonuses, etc. (See Instruction 21).
AMOUNT
(a) OCCUPATION OF
(b) NAME AND About or EMPLOYER
(d) EXPENSES PAID
TRAIN
EXCESS
(explain in Sah. 1.)
bons9 TO 8801 189 rebasis3 9dj TO
ist
To
22. Interest on bank deposits, notes, mortgages, corporation bonds, DM: etc.
$
23. Dividends
would
VAMIN
24. Income from partnerships, estates and trusts (furnish name and address):
Enter net income (or loss) other than capital gains or capital losses from partnerships, syndicates, pools, or joint
smoont
ventures. Report distributive share of net capital gain (or loss) at Item 1, Schedule E, page 4.
visit
(a)
(b)
25. Income (or loss) from business or profession (from Schedule A)
4503
26. Rents and royalties (from Schedule B)
$
27
Gain (or loss) from sale or exchange of stocks, bonds, lands, buildings, and other property. (Report in
28
s
Schedule E, page 4.)
X X X X X
29. Other income (Describe and itemize each source completely)
$
30.
Total income from above sources (Items 21 to 29)
$
DEDUCTIONS
no
31a. Interest on indebtedness (explain in Schedule 1)
$
31b. Taxes on real property (except assessments for local benefits) (explain in Schedule 1)
dit
31c. Other taxes (except income taxes) (explain in Schedule 1)
31d. Other deductions (explain in Schedule 1). Worthless securities may not be deducted here.
75
(Report in Schedule E, page 4)
32.
Total deductions (except contributions.) (Items 31a to 31d)
$.
33.
Balance (Item 30 minus Item 32)
$
34. Contributions-These must not exceed 15% of Item 33 (explain in Schedule 2)
35. Net income subject to Normal and Emergency Tax (Item 33 minus Item 34) Enter on page 1, Item 11.1
$
quien
buts
sizb
SCHEDULE
1
no
11
EXPLANATION OF DEDUCTIONS CLAIMED in Item 21 (d), Schedules A and B and Items 31 (a), (b), (c) and (d).
1.
4,
Refer
to
ZAT
702
EXPLANATION
STATES
10
IDIAO
Refer
ТАМЛОЙ
OF
IAD
3. AMOUNT
to
5. EXPLANATION
зязн ЗОИАТТӀМЕЯ HOATTA
Item
6. AMOUNT
Item
No.
No.
$
$
GIAL
SERE
OT
ZAT
IATOT
SCHEDULE 2
DETAILS OF DEDUCTION FOR CONTRIBUTIONS (Item 34)
1. NAME AND ADDRESS OF ORGANIZATION
2. AMOUNT
3. NAME AND ADDRESS OF ORGANIZATION
4. AMOUNT
$
[108]
Form 201. Page 3 of Return
SCHEDULE A
INCOME (OR LOSS) FROM BUSINESS OR PROFESSION (Item 25 of return). Farming may be detailed on Form 207
If your GROSS INCOME FROM BUSINESS carried on in New York State exceeded $10,000, or if your NET INCOME from such sources
exceeded $5,000 (or a prorats part thereof for a period less than twelve months), make additional report on Form 202 and attach to this return.
1. (a) Kind of business
(b) Business Address
(c) Date when the business was begun
2. State whether cash or accrual basis is used.
3. If inventories are used, state if (a) at cost or (b) at cost or market, whichever is lower
Terpoyers may submit claiments attached herete, in the form in which their been are hept, giving no fair details than called for Aerein, and enter the net income
Cer less) briew.
4. TOTAL SALES AND INCOME FROM BUSINESS OR PROFESSIONAL SERVICES
COST OF GOODS HOLD
OTHER BURINESS DEDUCTIONS
15. Salary withdrawn by taxpayer or
Report in Schedule E, page 4, gains or losses from sales or exchanges of property connected
5, Labor
$
paid to wife or minor children
with trade or business, other than stock in trade, or property includible in inventory
property beld primarily for sale to customers in the regular course of trade or business, which
(Report at income of Item 21, page 2)
$
13a. Other salaries and wages not re-
6. Materials and supplies
ported under "Cost of Goods Sold"
7. Merchandise purchased
14. Rent for business property
15. Interest on business indebtedness to
others
8. Other costs
16. Taxes on business and business
property
17. Depreciation and depletion (ex-
J.VX
9. Plus inventory at beginning of year
plain in Schedule C, below)
18. Lomes, other than capital losses, not
compensated by insurance (ex-
OVEN
10. TOTAL
plain in Schedule 1, page 2)
19. Bad debts (explain in Schedule 1,
11. Less inventory at end of year
page 2)
20. Repairs and other expenses (item-
inc in Schedule 1, page 2)
12. Cost OF GOODS SOLD (Item 10
21. TOTAL OTHER BUSINESS DEDUC-
minus Item 11)
TIONS
22. Cost or Goods SOLD PLUS TOTAL OTHER BUSINESS DEDUCTIONS (Item 12 plus Item 21)
$
WILL
must be reported here.
23: NET INCOME (OR Loss) FROM BUSINESS OR PROFESSION (Item 4 minus Item 22) Enter at Item 25, page 2
$
Note-If you paid to any resident individual personal service compensation, rent, interest or other fixed or determinable income of $1,000
or
over, if single, or $2,500 or over, if married, returns of information on Forms 105 and 106 must be filed.
If you paid any nonresident individual personal service compensation earned in New York State in the foregoing amounts, withhold-
ing returns on Forms 102 and 103 must be filed.
SCHEDULE B
INCOME FROM RENTS AND ROYALTIES-(See Instruction 26.)
(a) KIND OF PROPERTY AND LOCATION
(b) Gross
(c) DEPRECIATION
(e) Отния
(f) NET AMOUNT
If the property is anned jointly or in common
with others, a partnership return must be fird
AMOUNT OF
AND DEPLETION
(d) REPAIRS
EXPENSES
OF RENTS
form TOI of your
disclosing the share of each owner in the income
RENTS
(explain in
(explain in
(enter at Item 26,
(or loss) and each owner must report the amount
Schedule C)
Schedule 1)
page 2)
of his income (or less) at Item 24 of this form.
$
$
$
$
$
SCHEDULE C.
EXPLANATION OF DEDUCTION FOR DEPRECIATION AND DEPLETION CLAIMED IN SCHEDULES A AND B.
If the property was acquired after January 1, 1919, base depreciation on the cost thereof. If acquired prior to January 1, 1919, base
depreciation on the January 1, 1919 value.
5. VALUE ON
1,
3. DATE
JANUARY 1, 1919
DEPRECIATION AND DEPLETION
Refer
2. KIND OF PROPERTY
4. Cost
(If acquired prior
to
(Principal material of which constructed)
Ac-
Item
thereto)
AND LOCATION
7. AMOUNT IN
8. AMOUNT FOR
No.
QUIRED
6. RATE
(exclude value of land)
PRIOR YEARS
THIS YEAR
$
$
$
$
SCHEDULE D
NON-TAXABLE INCOME.
Enter here all income received during the taxable year, not reported on page 2 (See Instruction E).
1. DESCRIPTION
2. AMOUNT
3. DESCRIPTION
4. AMOUNT
$
$
Form 201. Page 4 of Return
RETURN OF NET CAPITAL GAIN SUBJECT TO NET CAPITAL GAIN TAX
SCHEDULE E
GAINS AND LOSSES FROM SALES OR EXCHANGES OF STOCKS, BONDS, LANDS, BUILDINGS, AND OTHER PROPERTY-(See Instruction-Schedule E).
Include all property sold or exchanged, except stock in trade, or property includible in inventory, or property held primarily for sale to customers in the ordinary course of trade or business.
Losses through securities claimed to be worthless are to be reported here.
1.
2.
3.
4.
5.
6.
7.
8.
9
If the transactions are too numerous to enter here, a separate schedule in
No OF
VALUE ON
SHARES
DATE
COST OR OTHER
DEPRECIATION
DESCRIPTION OF SECURITIES OR PROPERTY
AMOUNT
SALES PRICE
JANUARY 1, 1919
ACQUIRED
Basis
Allowed or
(if acquired
GAIN
Loss
OF, BONDS
prior thereto)
Allowable
$
$
$
$
M
CEVINED
the same form may be submitted.
awnsh
1. If you were a member of a partnership, include here your distributive share of net capital gain (or loss) of partnership as reported at Item 4,
column 6, page 1 of partnership return
2. Totals
$
3. Net capital gain subject to Net Capital Gain Tax excess of column 8 over column 9) Enter at Item 36 below
$
X
X
X
X
XX
If stock dividends or stock rights were received or stock rights exercised during the period of ownership with respect to any of the stocks sold, state whether cost and January
1919 value (if acquired prior to January 1, 1919) were properly adjusted
If property sold was acquired prior to January 1, 1919, submit statement showing (a) original purchase price; (b) permanent improvements since purchase; (c) depreciation since
purchase; (d) exchange value January 1, 1919; (e) permanent improvements since January 11, 1919; (f) depreciation since January 1, 1919.
AFFIDAVIT
CALCULATION OF NET CAPITAL GAIN TAX
STATE OF NEW YORK-COUNTY OF
#:
I swear (or affirm) that to the best of my knowledge and belief, the statements contained
36. Net capital gain (Item 3-Schedule E above)
$
in this return, including the accompanying schedules and statements (if any) are true, and
that this return is a true and complete statement, in accordance with the law and regulations,
37 Balance of personal exemption not deducted in { Item
12,
page 1*
of all income, gains and profits received by or accrued to me (or the person for whom this
return is made) during the taxable year, and that all deductions entered or claimed herein
38. Amount subject to Net Capital Gain Tax
$
are allowable under the law and regulations.
38a. Tax at 1% (First $1,000 of Item 38)
(Signature of Individual or Agent)
38b. Tax at 11/2% (2nd and 3rd $1,000 of Item 38)
(Address of Agent)
38c. Tax at 2% (4th and 5th $1,000 of Item 38)
Sworn to and subscribed before me this
day of
1939.
computation of the Normal Tax may be offset against net capital gain.
38d. Tax at 2½ (6th and 7th $1,000 of Item 38)
(Signature of officer administering oath)
the personal exemptions, in which case the amount of exemption unused in
permitted troleps net income reported on page of the return is less than
*IMPORTANT.-In computing the tax on net capital gain, no exemption
(Seal not required)
(Tate)
38e. Tax at 3% (8th and 9th $1,000 of Item 38)
This space for office use only
AUDITED BY:
38f. Tax at 3½ (All over $9,000 of Item 38)
39. Net Capital Gain Tax. (Total of Items 38a to
38f incl.) Enter Item 39 on page 1, Item 19a
$
Page 1
INSTRUCTIONS FOR FORM 1040
1938
UNITED STATES INDIVIDUAL INCOME TAX RETURN
1938
Taxpayers will find It helpful to read General Instructions A to M before commencing to all in their returns, and to read Specific Instrue-
tions in connection with filling in the items to which they refer. (References are to the Revenue Act of 1938, unless otherwise noted.)
GENERAL INSTRUCTIONS
A. WHO MUST MAKE A RETURN.-For each taxable year &
Where the return is actually prepared by some person or persons
return of income shall be made by every citizen of the United States,
other than the taxpayer, such person or persons must execute the
whether residing at home or abroad, and every individual residing
affidavit at the foot of page 4 of the return.
within the United States though not a citizen thereof, whether or not
The oath or affirmation will be administered without charge by any
he is the head of a family or has dependente-
collector, deputy collector, or internal revenue agent. If an internal
1. If single or married and not living with husband or wife for any part of the taxable
revenue officer is not available, the return should be sworn to before
year, and If-
a person authorised to administer oaths for general purposes by the
(a) having for the taxable year a gross income (as defined in sections 22 and 116) of $5,000
law of the United States or of any State, Territory, or possession of
or over; or
(b) having for the taxable year à net Income (as defined in section 21) of $1,000 or over.
the United States, or of the District of Columbia, wherein such oath
2. married and living with husband or wife for the entire taxable year, If no joint return
or affirmation is administered, except an attorney or agent employed
is made, and If-
(a) having for the taxable year & net income of $2,500 or over or a gross income of $5,000 or
to represent the taxpayer before the Department in connection with
over (regardless of the amount of the net income), and the other spouse has no gross Income; or
his tax liability.
(0) such individual and his or bee spouse each has for the taxable year & gross income
(regardless of the amount of the net Income) and the aggregate net income of the two is $2,500
G. WHEN AND TO WHOM THE TAX MUST BE PAID.-The
or over; or
tax may be paid by sending or bringing with the return a check or money
(c) such individual and his or her spouse each has for the taxable year a gross Income
order drawn to the order of "Collector of Internal Revenue.' Do not
(regardless of the amount of the net Income) and the aggregate gross Income is $5,000 or over.
3. If married and living with husband or wife for any part of the taxable year, but not
send cash by mail, nor pay it in person except at the collector's office.
at the close thereof, or If married and living with husband or wife at the close of the taxable
The tax must be paid in full when the return is filed, or in four equal
year, but not during the entire taxable year, If no joint return is made, and If-
(a) having for the taxable year & net income equal to, or in excess of, the credit allowed him
installments, as follows: On or before the 15th day of the third month,
or her by section 25 (b) (1) and (8) (computed without regard to any credit to which be or abe
on or before the 15th day of the sixth month, on or before the 15th day
may be entitled as the head of & family (see Specific Instructions 22 and 23)), or a gross income
of the ninth month, and on or before the 15th day of the twelfth
of $5,000 or over (regardless of the amount of the net income) and the other spouse has no gross
month, from the close of the taxable year. If any installment is not
Income; or
(b) such individual and bis or her spouse each has for the taxable year a gross Income
paid on or before the date fixed for payment, the whole amount of tax
(regardless of the amount of the net income), and the aggregate net income of the two is equal
unpaid shall be paid upon notice and demand by the collector.
to, or in excess of, the credit allowed them by section 25 (b) (1) and (3) (computed without
regard to any credit to which either or both may be entitled as the head of a family (see
H. PENALTIES.-The law imposes severe penalties for failing to
Specific Instructions 22 and 23)): or
make & return or for making a false or fraudulent return. Penalties
(c) such individual and his or her spouse each has for the taxable year & gross income
(regardless of the amount of the net income), and their aggregate gross income is $5,000 or over.
are also imposed for failing to file & return on time.
4. A husband and wife, If living together at the close of the taxable year, may elect to make
I. RECEIVED OR ACCRUED INCOME.-If your books of
joint return, that is, to include in 8 single return made by them jointly the income and deduc-
tions of each, even though one has no gross income. In such 8. case, the tax shall be computed
account are kept on the accrual basis, report all income accrued, even
on the aggregate income and all deductions and credits to which either is entitled shall be
though it has not been actually received or entered on the books, and
taken from such aggregate income. The liability with respect to the tax shall be joint and
expenses incurred instead of expenses paid. As to items not deduct-
several. If one spouse dies prior to the last day of the taxable year, the surviving spouse
may not include the income of the deceased spouse in a joint return for such taxable year.
ible consisting of unpaid expenses and interest due to certain persons,
A joint return may not be made If either the husband or wife is a nonresident alien.
see Specific Instruction 14. If your books are not kept on the accrual
B. WHO MUST USE FORM 1040.-Form 1040 must be used by
basis, or if you kept no books, make your return on & cash basis and
all individuals (except nonresident aliens), who are required to make
report all income received or constructively received, such as bank
returns and (1) whose net income is more than $5,000, or (2) whose
interest credited to your account and coupon bond interest matured,
income, regardless of amount, includes any item other than salaries or
and report expenses actually paid.
other compensation received from others for personal services, dividends,
J. ITEMS PARTIALLY AND WHOLLY EXEMPT FROM
interest, and taxable income from annuities, or (3) whose return in
TAX.-Au items of income received and claimed to be wholly exempt should
made on an accrual basis, or (4) whose return is made for a fiscal year.
be explained in Schedule I, except interest to be reported in Schedule B.
All other individuals, except nonresident aliens, required to make
returns shall use Form 1040A. Nonresident aliens are required to use
1. The following Items are partially exempt from tax:
(a) Amounts received (other than amounts paid by reason of the death of the insured and
Form 1040B or Form 1040NB.
Interest payments on such amounts and other than amounts received as annuities) under 5
C. RETURNS OF INCOME OF DECEDENTS.-If the net
life insurance or endowment contract, but If such amounts (when added to amounts recel
before the taxable year under such contract) exceed the aggregate premiums or consideration
income of & decedent to the date of his death was $1,000 or over, if
paid (whether or not paid during the taxable year) then the excess shall be included in gross
unmarried, or equal to or in excess of the credit allowed him by section
Income;
25 (b) (1) and (3) (computed without regard to his status as the head
(b) The Interest on United States Savings Bonds and Treasury Bonds, owned In excess of
$5,000, and Interest on obligations of instrumentalities of the United States (other than obli-
of a family), if married and living with spouse, or if his gross income
gations Issued under the Federal Farm Loan Act or under such Act as amended) is subject
for the period was $5,000 or over, the executor or administrator shall
to surtax If the surtax net income is over $4,000. Such Interest should be reported in Schedule
make a return for him on Form 1040 or Form 1040A. The return for
B (see also Specific Instruction 5); and
(c) Dividends on share accounts in Federal savings and loan associations, but such divi-
a decedent shall include all items of income and deductions accrued up
dends are subject to surtax If the surtax net Income is over $4,000 (see Specific Instruction 11).
to the date of death (except deductions under section 23(o)) regardless
2. The following Items are wholly exempt from tax:
of the fact that the decedent may have kept his books on a cash basis
(a) Amounts received under a life insurance contract paid by reason of the death of the
Insured; whether in a single sum or in installments (but If such amounts are held by the
or kept no books.
Insurer under an agreement to pay Interest thereon, the interest payments shall be Included
Returns of income of estates and trusts must be made on Form 1041.
in gross Income):
D. PERIOD TO BE COVERED BY RETURN.-Calendar year
(b) Gifts (not received as a consideration for service rendered) and money and property
acquired by bequest, devise, or inheritance (but the income derived from such property is
1938 or fiscal year beginning in 1938 and ended in 1939.
taxable and must be reported);
The established accounting period must be adhered to for all years,
(c) Amounts received through accident or health Insurance or under workmen's compen-
sation acts, as compensation for personal injuries or sickness, plus the amount of any damages
unless permission is received from the Commissioner to make a change,
received, whether by suit or agreement, on account of such Injuries or sickness:
An application for & change in the accounting period shall be made on
(d) The rental value of a dwelling house and apportenances thereof furnished to a minister
Form 1128 and forwarded to the collector prior to the expiration of 30
of the gospel M part of his compensation;
(e) Compensation paid by $ State or political subdivision thereof to Its officers or em-
days from the close of the proposed taxable year.
ployees for services rendered If such compensation is constitutionally exempt from Federal
E. WHEN AND WHERE THE RETURN MUST BE FILED.-
taxation;
On or before the 15th day of the third month following the close of
(f) Pensions and compensation received by voterans from the United States and pensions
received from the United States by the family of A veteran, for services rendered by the
your taxable year with the collector of internal revenue for the district in
veteran to the United States in time of war;
which you live or have your principal place of business. In case you have
(g) Amounts received as earned Income from sources without the United States (except
no legal residence or place of business in the United States, the return
amounts paid by the United States or any agency thereof) by an individual citizen of the
United States who is a bona fide nonresident for more than 6 months during the taxable
should be forwarded to Collector of Internal Revenue, Baltimore, Md.
year (the taxpayer in such A case may not deduct from his gross income any amount property
Your home or residential address should be given in the space pro-
allocable to or chargeable against the amount 80 excluded from his gross Income); and
vided at the top of the first page of the return. If you have & perma-
(%) The Interest on (1) obligations of a State, Territory, or political subdivision thereof,
or the District of Columbia, or United States possessions: (2) obligations issued under Federal
nent business address, that address may be given as the principal or
Farm Loan Act, or under such Act na amended; (3) obligations of United States Issued cn
mailing address, provided that the complete home or residential address
or before September 1, 1917; and (4) Treasury Notes, Treasury Bills, and Treasury Certifi-
cates of Indebtedness.
is also given.
F. AFFIDAVITS.-The affidavit must be executed by the person
K. TREATMENT OF DEPRECIATION AND DEPLETION.-
whose income is reported or by his legal representative or agent. The
A reasonable allowance for the exhaustion, wear and tear, including
return may be made by an agent (1) if, by reason of illness, the person
obsolescence, of property used in the trade or business may be deducted.
liable for the making of the return is unable to make it, or (2) If the
All deductions for depreciation must be explained in Schedule E. If
taxpayer in unable to make the return by reason of continuous absence
obsolescence is claimed, explain why the useful life is less than the
from the United States for a period of at least 60 days prior to the date
actual life.
prescribed by law for making the return. Whenever a return is made
The amount of depreciation on property acquired by purchase
by an agent, it must be accompanied by a power of attorney on Form
should be determined upon the basis of the original cost (not replace-
935, or, in the case of husband and wife, on Form 936 (coples of which
ment cost) of the property and the probable number of years remaining
may be obtained from any collector of internal revenue).
of its expected useful life, except if the property was purchased prior to
3-17780
Page 2
March 1, 1913, it will be computed on the fair market value of such
Revenue, Sorting Section, Washington, D. C., in time to be received
property as of that date or its original cost (less depreciation actually
not later than February 15, 1939.
sustained before that date), whichever is greater. If the property was
M. STOCK OWNED IN FOREIGN CORPORATIONS AND
acquired in any other manner than by purchase, see section 114.
PERSONAL HOLDING COMPANIES-If at any time during the
See sections 23 (m) and 114 and Regulations 101 with respect to
taxable year you owned directly or indirectly any stock of & foreign
additional forms and information required if & deduction is claimed for
corporation (including a foreign personal holding company, as defined
depletion.
in section 331, in which you owned less than 5 percent in value of the
L. INFORMATION AT SOURCE,-Every person making pay-
outstanding stock of such company) or & personal holding company, as
ments of salaries, wages, interest, rents) commissions, or other fixed or
defined by section 402, attach to your return & statement setting forth
determinable income of $1,000 or more during the calendar year 1938,
the name and address of each such company and the total number of
to an individual, a partnership, or A fiduciary, is required to make a
shares of each class of outstanding stock owned by you during the
return on Forms 1096 and 1099 showing the amount of such payments
taxable year. If you owned stock at any time during the taxable year
and the name and address of each recipient, except that a return need
in a foreign personal holding company, as defined in section 331, you
not be made for payments of salaries or other compensation for per-
must include in your return as a dividend the amount required to be
included in your gross income by section 337. If you owned 5 percent
sonal services aggregating less than $2,500 made to & married individual.
or more in value of the outstanding stock of such foreign personal
These forms will be furnished by any collector of internal revenue
holding company, net forth in an attached statement in complete
upon request and must be forwarded to the Commissioner of Internal
detail the information required by section 337 (d).
SPECIFIC INSTRUCTIONS
The following Instructions are numbered to correspond with Item
and 1938 the following: (a) Gross sales; (b) cost of goods sold; (c) gross
numbers on page 1 of the return:
profits; (d) percentage of profits to gross sales; (e) amount collected;
1. Salaries and other compensation for personal services.-
and S gross profit on amount collected. (See section 44.)
Any amount claimed as & deduction for ordinary and necessary
Inventories.-If you are engaged in a trade or business in which the
expenses against salaries, etc., such as traveling expenses while
production, manufacture, purchase and sale of merchandise in an in-
away from home in connection with your occupation, should be
come-producing factor, inventories of merchandise on hand should be
fully explained in Schedule A or in an attached statement, Traveling
taken at the beginning and end of the taxable year, which may be
expenses ordinarily include expenditures for transportation, meals, and
valued at (a) cost, or (b) cost or market, whichever is lower. Tax-
lodging. The expenses of & commuter in traveling to and from work
payers were given an option to adopt the basis of either (a) cost, or
are not deductible.
(b) cost or market, whichever is lower, for their 1920 inventories. The
If a joint return is filed, enter as separate items in Schedule A
basis properly adopted for that year or any subsequent year is con-
earnings of each spouse. Earnings of minor children should also be
trolling and a change can now be made only after permission is secured
entered in Schedule A, if parent is legally entitled to such earnings.
from the Commissioner. Application for permission to change the
2. Dividends.-Enter as item 2 the total of all taxable dividends
basis of valuing inventories shall be made in writing and filed with the
received from domestic and foreign corporations. Enter in Schedule
Commissioner within 90 days after the beginning of the taxable year
I all dividends received which are claimed to be nontaxable, and
in which it is desired to make the change. With respect to inventories
include in item 11 dividends on share accounts in Federal savings and
of producers and processors of certain non-ferrous metals and tanners,
loan associations.
see section 22 (d).
5. Interest on Government obligations, etc.-Interest on an aggre-
Salaries.-Do not include compensation for services of yourself,
gate of not exceeding $5,000 principal amount of the obligations
your dependent minor children (if you are legally entitled to their
enumerated on line (e), Schedule B, is exempt from the surtaxes
earnings) or of husband or wife if & joint return is filed, which Items
imposed by section 12. Enter in column 4, line (c), interest received
are not deductible.
from such obligations in an amount not exceeding the interest received
Interest.-Enter on line 11 interest on business indebtedness. Do
or accrued on an aggregate principal of $5,000 of such obligations.
not include interest to yourself on capital invested In or advanced to
If at any time during the taxable year you held more than $5,000
principal in the aggregate of such obligations, enter in column 5, line
the business. As to limitations on deductions for unpaid expenses
and interest to certain persons, see Specific Instruction 14.
(e), the interest received or accrued in excess of interest on an aggregate
of $5,000 principal amount of such obligations. If, during the taxable
Taxes.-Enter on line 12 taxes on business property or for carrying
year, you were the beneficiary of an estate or trust, the income of
on business. (See Specific Instruction 15.)
which in to be distributed to the beneficiaries currently, or a member
Losses.-Enter on line 13 losses incurred in the trade or business, if
of & partnership, you are entitled to exemption as if you owned directly
not compensated for by insurance or otherwise. (See also Specific
a proportionate part of such obligations. Therefore, your propor-
Instruction 16.) Losses from sale or exchange of capital assets and
tionate part should be included in filling out Schedule B.
other property should be entered in Schedules F and G, respectively,
Interest coupons falling due within the taxable year will be considered
and item 10 of the return.
as income for such year where the books are kept on a cash basis, If
Bad debts.-Bad debta may be treated in either of two ways-(1)
the books are kept on an accrual basis, report the actual amount of
by & deduction from income in respect of debta ascertained to be worth-
interest accrued on the obligations owned during the taxable year.
less in whole or in part, or (2) by & deduction from income of & reason-
6, 7. Income from partnerships, syndicates, pools, etc., and fidu-
able addition to & reserve for bad debts.
claries-Enter as item 6 your share of the profits (whether received
Taxpayers were given an option for 1921 to select either of these
or not) or of the losses of & partnership (including & syndicate, pool,
methods and the method used in the return for the year 1921 must be
etc., not taxable as & corporation) except your distributive share of
used in returns for all subsequent years unless permission is granted
partnership capital gains or losses, which should be reported in Schedule
by the Commissioner to change to the other method. Application
F and included in item 10 (a) or (b). Enter as item 7 income from an
for permission to change the method shall be made in writing at least
estate or trust. Your share of interest on obligations of the United
30 days prior to the close of the taxable year for which it is desired to
States, etc., owned by a partnership or an estate or trust should be
effect the change.
included in Schedule B. (See also Specific Instruction 5.) Include
A taxpayer filing & first return of income may select either of the two
in items 32 and 33, respectively, your share of credits claimed for
methods mentioned above subject to approval by the Commissioner
Federal income tax paid at source, and foreign income and profits taxes.
upon examination of the return. If the method selected la approved,
If the taxable year on the basis of which you file your return does not
it must be followed in returns for subsequent years, except as permis-
coincide with the annual accounting period of the partnership or
sion may be granted by the Commissioner to change to the other method.
fiduciary, you should include in your return your distributive share of
If the reserve method is used, you should attach to your return the
the net profits for such accounting period ending within or with your
statement required by article 23 (k)-5 of Regulations 101.
taxable year.
Debta arising from sales or services are not deductible unless the
If the taxable year of the partnership began before January 1, 1938, and
original amount has been reported as income. Bonds which are
your taxable year began after December 31, 1937, see section 188 (b).
ascertained to be worthless and charged off within the taxable year,
8. Income from rents and royalties.-Fill in Schedule C giving the
and which are capital assets, are not to be treated as bad debta, but
information requested.
the loss resulting therefrom shall be considered as a loss from the sale
If you received property or crops in lieu of cash rents, report the
or exchange, on the last day of such taxable year, of capital assets
Income as though the rent had been received in cash. Crops received
and should be reported in Schedule F.
as rent on & crop-share basis should be reported as Income for the
A debt previously charged off, allowed as & deduction, and subsequent-
year in which disposed of (unless your return is on the accrual basis).
ly collected must be returned as income for the year in which collected.
9. Profit (or loss) from business or profession.-If you owned A
Rents, repairs, and other expenses.-Do not include rent for a
business, or practiced & profession on your own account, fill in Schedule
dwelling occupied by you for residential purposes, the cost of business
D of the return, and enter the net profit (or loss) as Item 9 of the return.
equipment or furniture, expenditures for replacements or permanent
Farmer's Income schedule.-If you are & farmer and keep no books
improvements to property, nor personal, living, or family expenses.
of account, or keep books on a cash basis, obtain from the collector,
10. Gaina and losses from sales or exchanges of capital assets and
and attach to this return, Form 1040F, Schedule of Farm Income and
other property.-Report sales or exchanges of capital assets in Schedule
Expenses, and enter the net farm income as item 9 of the return. If
F, and sales or exchanges of other property in Schedule G, and enter
your farm books of account are kept on an accrual basis, the filing of
the net amount of gain or loss to be taken into account in computing
Form 1040F is optional.
net income as item 10.
Installment sales.-If the installment method is used, attach to the
Definition of "capital assets."-The term "capital assets" means
return a schedule showing separately for the years 1935, 1936, 1937,
property held by the taxpayer (whether or not connected with his trade
0-1776
Page 8
or business), but does not include stock in trade of the taxpayer or other
for 18 months or less shall be allowed as deductions only to the extent
property of a kind which would properly be included in the inventory
of the gains from sales or exchanges of capital asseta held for 18
of the taxpayer if on hand at the close of the taxable year, or property
months or less. However, subsection (e) provides that in the case of
held by the taxpayer primarily for sale to customers in the ordinary
an individual having in any taxable year (beginning after December
course of his trade or business, or property, used in the trade or business
31, 1937) a net short-term capital loss, he may carry over such loss,
at the time of the sale or exchange, of a character which is subject to
in an amount not in excess of his net income for such year (the year
the allowance for depreciation. The exclusion from the term "capital
in which the loss is realized), to the next succeeding taxable year and
assets" of property used in the trade or business of & taxpayer of &
treat it in such succeeding year as a short-term capital loss. The
character which in subject to allowance of depreciation provided in
carry-over is thus applied in such succeeding year to offset any short-
section 23 (1) is limited to property used by the taxpayer in the trade
term capital gains in such succeeding year not already offset by short-
or business at the time of the sale or exchange. It has no application
term capital losses In such year. The carry-over is restricted to one
to gains or losses arising from the sale of real property used in the trade
year, namely the succeeding taxable year, and henoe the amount of
or business to the extent that such gain or loss is allocable to the land,
the net short-term capital loss carry-over may not be included in
as distingulabed from depreciable improvements upon the land.
computing A now short-term capital loss which can be carried over to
Description of property.-Every sale or exchange of property, even
the succeeding taxable year. In the case of individuals, there is no
though no gain or loss may be indicated, must be reported in detail.
limitation on deductions for long-term capital losses.
Enter full description of each item of property sold or exchanged.
Alternative tax In case of net long-term capital gain or loss.-In
Such description should include the following facts: (a) For real estate,
the case of A net long-term capital gain of an individual, subsection
location and description of land, description of improvements, details
(c) (1) of section 117 imposes an alternative tax in lleu of the normal
explaining depreciation (column 7 of Schedule F); (b) for bonds or
tax and surtax imposed upon net income, If and only if such alterna-
other evidences of indebtedness, name of issuing corporation, descrip-
tive tax is less than the tax otherwise imposed. This alternative tax
tion of the particular issue, denomination, and amount; and (c) for
is the sum of (1) a partial tax, computed at the normal tax and surtax
stocks, name of corporation, class of stock, number of shares, capital
rates on the net income of the taxpayer decreased by the amount of
changes affecting basis (nontaxable stock dividends, other nontaxable
such net long-term capital gain, plus (2) 30 percent of the not long-
dividends, stock rights, etc.).
term capital gain.
Basis.-If the property was acquired before March 1, 1913, the
In the case of a net long-term capital loss of an individual, an alterna-
"basis" for the property is not subject to the same rule for reporting
tive tax is imposed in lieu of the normal tax and surtax imposed on
gains as for losses. In such cases, the basis for determining GAIN is
net income, if and only if such alternative tax is greater than the tax
the cost or the fair market value as of March 1, 1913, adjusted as
otherwise imposed. This alternative tax is the excess of (1) a tax,
provided in section 113 (b), whichever is greater, but in determining
computed at the normal tax and surtax rates on the net income of
LOSS the basis is cost 80 adjusted. If the property was acquired after
the taxpayer increased by the amount of such net long-term capital
March 1, 1913, basis for both gain and loss is the cost of such property,
loss, over (2) 30 percent of the net long-term capital loss.
except as otherwise provided in section 113. The exceptions arise
Determination of period for which capital assets are held.-If prop-
chiefly where property was acquired by gift, bequest, tax-free exchange,
erty was acquired in certain transactions described in sections 112,
involuntary conversion, wash sale of stock; and in such cases section
113, and 118, the period for which such property is considered to
113 provides the basis that shall be used. If the amount shown as the
have been held by the taxpayer is not computed from the date such
basis is other than actual cash cost of the property sold or exchanged,
property was acquired by the taxpayer but from a prior date, as
full details must be furnished regarding the acquisition of the property.
provided in section 117 (h).
Enter in column 7 of Schedule F, or in column 6 with respect to
Application of section 117 In the case of husband and wife.-In the
Schedule G, the amount of depreciation, exhaustion, wear and tear,
application of section 117 to short-term capital gains and losses, a
obsolescence, or depletion which has been allowed (but not less than
husband and wife, regardless of whether a joint return or separate
the amount allowable) in respect of such property since date of acqui-
returns are made, are considered to be separate taxpayers. Accord-
sition, or since March 1, 1913, if the property was acquired before
ingly, the limitation under section 117 (d) (2) on the allowance of
that date. In addition, if the property was acquired before March
losses of one spouse from the sales or exchanges of capital asseta held
1, 1913, the cost shall be reduced by the depreciation actually sustained
for not more than 18 months is in all cases to be computed without
before that date.
regard to gains and losses of the other spouse upon sales or exchanges
Subsequent improvements include expenditures for additions, im-
of capital assets held for not more than 18 months. In the case of a
provements, and renewals and replacements made to restore the
joint return of a husband and wife, capital transactions of each should
property or prolong its useful life. Do not deduct ordinary repairs,
be reported in separate schedules.
interest, or taxes in computing gain or loss.
As to gains and losses from short sales, see section 117 (g). As to
Losses on securities becoming worthless.-If any securities (as
gains and losses from distributions in liquidation of corporations, see
defined below) are ascertained to be worthless and charged off within
section 115 (c).
the taxable year and are capital assets, the loss resulting therefrom
Losses not allowable.-Wash sales.-In the case of any loss claimed
shall, in the case of a taxpayer other than a bank, as defined in section
to have been sustained from any sale or other disposition of shares of
104, be considered as & loss from the sale or exchange, on the last day
stock or securities where it appears that, within a period beginning
of such taxable year, of capital assets.
30 days before the date of such sale or disposition and ending 30 days
Definition of securities.-As used for this purpose, the term "securi-
after such date, the taxpayer has acquired (by purchase or by an
ties" means bonds, debentures, notes, or certificates, or other evi-
exchange upon which the entire amount of gain or loss was recognized
dences of indebtedness, issued by any corporation (including those
by law), or has entered into a contract or option 80 to acquire, sub-
issued by & government or political subdivision thereof), with interest
stantially identical stock or securities, then no deduction for the loss
coupons or in registered form.
shall be allowed unless the claim la made in connection with the tax-
Losses on stocks or stock rights becoming worthless.-If any shares
payer's trade or business. (See section 118.)
of stock in a corporation or rights to subscribe for or to receive such
Losses in transactions between certain persons.-No deduction
shares become worthless during the taxable year, and are capital
shall be allowed in respect of losses from sales or exchanges of property,
assets, the loss resulting therefrom shall be considered as a loss from the
directly or indirectly-
sale or exchange, on the last day of such taxable year, of capital assets.
A. Between members of A family, which is defined for the purpose of this paragraph to
Classification of capital gains and losses.-Section 117 (a) (2) to
Include only the taxpayer's brothers and sisters (whether by the whole or half blood), spouse,
(9), inclusive, defines "short-term capital gain," "short-term capital
anosstors, and lines! descendants;
loss," "long-term capital gain," "long-term capital loss," "net short-
B. Except in the case of distributions in liquidation, between an individual and a or-
poration more than 50 percent in value of the outstanding stock of which is owned, directly
term capital gain," "net short-term capital loss," "net long-term
or indirectly, by or for such individual;
capital gain," and "net long-term capital loss." The phrase "short-
C. Between & grantor and A fiduciary of any trust; or
term" applies to the category of gains and losses arising from the sale
D. Between a fiduciary of a trust and & beneficiary of such trust.
or exchange of capital assets held for 18 months or less; the phrase
For the purposes of determining ownership of stock in applying
"long-term," to the category of gains and losses arising from the sale
this paragraph, see section 24 (b) (2).
or exchange of capital assets held for more than 18 months.
11. Other income.-If you had any taxable Income, space for re-
In the case of individuals, gains and losses from the sale or exchange
porting which is not provided elsewhere on the return, enter it as
of capital assets held for not more than 18 months (described as short-
item 11, and explain its nature, using a separate sheet if necessary for
term capital gains and short-term capital losses) shall be segregated
that purpose. Include in this item taxable income from annuities
from gains and losses arising from the sale or exchange of such assets
and insurance proceeds. Amounts received as an annuity under an
held for more than 18 months (described B8 long-term capital gains
annuity or endowment contract shall be included in gross income to
and long-term capital losses).
the extent of 3 percent of the aggregate premiums or consideration
Percentage of capital gain or loss taken Into account.-In comput-
paid for such annuity. If the aggregate of the amounts received and
ing the net income of an individual, the following percentages of the
excluded from gross income in years previous to the taxable year
gain or loss recognized upon the sale or exchange of A capital asset
equals the aggregate premiums or consideration paid for such annuity,
shall be taken into account in computing net income:
the entire amount received must be included in gross income. (Section
22 (b) (2).)
100% If the capital asset has been held for not more than 18 months;
6631% If the capital asset has been held for more than 18 months and not more than
Amounts received during the taxable year under & life insurance or
24 months;
endowment policy (other than amounts paid by reason of the death
50% If the capital asset has been hald for more than 24 months.
of the insured, interest payments on such amounts, and amounts
Limitation on short-term capital losses.-Section 117 (d) (2) pro-
received as annuities) shall be included in gross income If the amounts
vides a limitation on deductions for short-term capital losses of indi-
80 received (when added to the amounts received before the taxable
viduals, that is, losses from sales or exchanges of capital asseta held
year under such policy) exceed the total premiums or consideration paid.
P-17705
Page 4
Include also in Item 11 dividends on share accounts in Federal sav-
items 22 and 23 the amounts explained in Schedule J-1 and J-2.
Ings and loan associations.
A single person, or & married person not living with husband or wife,
12. Total Income.-Enter and explain in Schedule I all Income (except
is entitled to & personal exemption of $1,000. A person who, during
interest which should be explained in Schedule B) claimed as exempt,
the entire taxable year, was the head of & family or was married and
but do not include as part of Item 12.
living with husband or wife, is entitled to an exemption of $2,500. If
13. Contributions paid.-Enter M item 13 the contributions or
husband and wife file separate returns, the personal exemption may be
gifts reported in Schodule H, payment of which was made within the
taken by either or divided between them.
taxable year to or for the use of-
A "head of a family" is an individual who actually supports and
(a) The United States, any State, Territory, or any political subdivision thereof, or the
maintains in one household one or more individuals who are closely con-
District of Columbia, for exclusively public purposes;
(b) A domestic corporation, or domestic trust, or domestic community chest, fund, or
nected with him by blood relationship, relationship by marriage, or
foundation, organized and operated exclusively for religious, charitable, scientific, literary,
by adoption, and whose right to exercise family control and provide for
or educational purposes, or for the prevention of erasity to children or animals, no part of the
these dependent individuals is based upon some moral or legal obligation.
net earnings of which intures to the benefit of any private shareholder or individual, and no
substantial part of the activities of which is carrying on propagands, or otherwise attempting,
In addition to the personal exemption, & credit of $400 may be
to Influence legislation:
claimed for each person (other than husband or wife) under 18 years of
(c) The special fund for vocational rehabilitation authorised by section 12 of the World
age, or incapable of self-support because mentally or physically
War Veterans' Act, 1924;
defective, who received his or her chief support from the taxpayer.
(d) Posts or organizations of war veterans, or suxillary units or societies of any such posts
or organizations, If such posts, organizations, units, or societies are organized in the United
This credit may be allowed only to the person who furnishes the chief
States or any of Its possessions, and If no part of their net earnings Intures to the benefit of
support, and may not be divided between two individuals.
any private shareholder or individual; or
(4) A domestic fraternal society, order, or association, operating under the lodge system,
If the status of the taxpayer, insofar as it affects the personal
but only If such contributions or gifts are to be used exclusively for religious, charitable, scien-
exemption or credit for dependents, changes during the taxable year,
tifle, literary, or educational purposes, or for the prevention of cruelty to children or animals.
the personal exemption and credit shall be apportioned in accordance
The amount claimed shall not exceed 15 percent of your net income
with the number of months before and after such*change. For the
computed without the benefit of this deduction.
purpose of such apportionment a fractional part of a month shall be
14. Interest.-Enter as item 14 interest on personal indebtedness
disregarded unless It amounts to more than half a month, in which
as distinguished from business indebtedness (which should be deducted
case it shall be considered as a month. For example, if & child became
under Schedules C and D). Do not include interest on indebtedness
18 years of age on June 16, 1938, the taxpayer will be allowed & credit
incurred or continued to purchase or carry obligations (other than
of $200 for such dependent.
obligations of the United States issued after September 24, 1917, and
25. Credit for Interest on Government obligations, etc.-Enter as
originally subscribed for by the taxpayer) the interest upon which in
Item 25 interest on Government obligations, etc., reported as item 5,
wholly exempt from taxation. Any deductions on account of interest
and also dividends on share accounts in Federal savings and loan
should be explained and itemized in Schedule H.
associations reported in item 11.
Attention is called to the following limitations on deductions for
26. Earned Income credit.-Enter as Item 26 the amount of earned
unpaid expenses and interest provided in section 24 (c):
income credit computed in Schedule K-1 or K-2.
(c) Unpaid expenses and interest.-In computing net income no
"Earned income" means wages, salaries, professional fees, and other
deduction shall be allowed under section 23 (a), relating to expenses
amounts received as compensation for personal services actually
incurred, or under section 23 (b), relating to interest accrued-
(1) If such expenses or interest are not paid within the taxable year or within two and
rendered, but does not include any amount not included in gross
one-half months after the close thereof; and
income, nor that part of the compensation derived by the taxpayer
(2) If, by reason of the method of accounting of the person to whom the payment is to be
for personal services rendered by him to a corporation which represents
made, the amount thereof is not, unless paid, includible in the gross income of such person
for the tamble year In which or with which the taxable year of the taxpayer ends; and
& distribution of earnings or profits rather than a reasonable allowance
(3) If, at the close of the taxable year of the taxpayer or at any time within two and one-
as compensation for the personal services actually rendered. In the
half months thereafter, both the taxpayer and the person to whom the payment is to be
case of a taxpayer engaged in a trade or business in which both per-
made are persons between whom losses would be disallowed under section 24 (b).
15. Taxes.-Enter as item 15 taxes imposed upon you and paid or
sonal services and capital are material income-producing factors, a
reasonable allowance as compensation for the personal services
accrued during the taxable year, not including taxes on property used
actually rendered by the taxpayer, not in excess of 20 percent of his
in your business or profession and those assessed against local bene-
share of the net profits of such trade or business, shall be considered as
fita of & kind tending to increase the value of the property assessed.
earned Income. "Earned income deductions" means such deductions
Do not include Federal income taxes, nor estate, inheritance, legacy,
as are allowable by section 23, for the purposes of computing net
succession, gift taxes, taxes imposed upon your interest as shareholder
income, and are properly allocable to or chargeable against earned
of a corporation which are paid by the corporation without reimburse-
income. "Earned net income" means the excess of the amount of the
ment from you, nor income taxes claimed as a credit in item 33.
earned income over the sum of the earned income deductions. The
Tax withheld or paid under section 801 of the Social Security Act for
earned income credit allowable to each spouse in a joint return is the
or in behalf of the employee is a Federal income tax and is not deduct-
same as is allowable to each spouse in separate returns; however, the
ible by the employee. Do not include sales taxes unless such taxes were
imposed directly upon you by law. No deduction is allowable for any
earned income, earned income deductions, earned net income, and net
portion of foreign income and profits taxes if & credit is claimed in item 33.
income of each spouse must be shown separately.
Any deduction on account of taxes should be explained and itemized
29. Surtax-The surtax is computed at the graduated rates shown
in Schedule H.
in the table below. Its application may be illustrated by the following
16. Losses from fire, storm, shipwreck, or other casualty, or theft.-
example: If your surtax net income (item 24) in $9,261.84, the surtax
Enter as item 16 losses of property not connected with your business
on $8,000 is $180 and the surtax on the excess of $1,261.84 is 6 percent
or profession, sustained during the year, if arising from fire, storm,
of that amount, or $75.71, making & total surtax of $255.71 to be
shipwreck, or other casualty, or from theft, and if not compensated
entered as item 29.
for by insurance or otherwise.
SURTAX RATES
Explain and itemize losses claimed in Schedule H, setting forth a
description of the property, date acquired, cost, subsequent improve-
Amount of surtax net
Rate
Total
Amount of surtax net
Rate
Total
menta, depreciation allowable since acquisition, insurance, salvage
Income
per-
surtax
Income
per-
surtax
cent
cent
value, and deductible loss.
17. Bad debts.-Enter as item 17 all bad debts other than those
A
B
0
A
B
C
claimed as a deduction in Schedule D. State in Schedule H (a) of
$0 to $4,000
$62,000 to $58,000.
39
$14,000
what the debts consisted, (b) name and family relationship, if any, of
4,000 to 6,000
4
$80
68,000 to
74,000
43
16,580
the debtor, (c) when they were created, (d) when they became due,
6,000 to 8,000.
5
180
74,000 to
80,000
47
19,400
8,000 to 10,000
6
300
80,000 to
90,000
51
24,500
(e) what efforts were made to collect, and (f) how they were actually
10,000 to 12,000
7
440
90,000 to 100,000
55
30,000
determined to be worthless. Bonds which are ascertained to be
12,000 to 14,000.
8
600
100,000 to
150,000
88
59,000
worthless and charged off within the taxable year, and which are
14,000 to 16,000
0
780
150,000 to
200,000
50
82,000
16,000 to 18,000
11
1,000
200,000 to 250,000
62
120,000
capital assets, are not to be treated as bad debts, but the loss result-
18,000 to 20,000
13
1,260
250,000 to 300,000
64
152,000
ing therefrom shall be considered M & loss from the sale or exchange,
20,000 to 22,000
15
1,560
300,000 to
400,000
00
218,000
on the last day of such taxable year, of capital assets and should be
22,000 to 26,000
17
2,240
400,000 to 500,000
68
286,000
26,000 to 32,000
19
3,380
500,000 to 750,000
TO
461,000
reported in Schedule F.
32,000 to 88,000
21
4,640
750,000 to 1,000,000
72
641,000
18. Other deductions.-Enter as item 18 any other authorized
38,000 to 44,000
24
5,080
1,000,000 to 2,000,000
a
1,371,000
deductions for which no space is provided on page 1 of the return.
44,000 to 50,000
27
7,700
2,000,000 to 5,000,000
74
3,591,000
50,000 to 56,000
31
9,560
5,000,000 up
75
Do not deduct losses incurred in transactions which were neither con-
55,000 to 62,000
35
11,000
nected with your trade or business nor entered into for profit. Losses
from wagering transactions are allowable only to the extent of the gains
32. Income tax paid at the source.-Enter as Item 32, 2 percent of
derived by you from such transactions. Any deduction claimed
interest on bonds on which a Federal income tax was paid at the
should be explained in Schedule H.
source by the debtor corporation.
Stock and stock rights which become worthless during the taxable
33. Income tax paid to a foreign country or United States posses-
year, and which are capital assets, should not be included among other
sion.-If, in accordance with section 131 (a), & credit is claimed in
deductions in item 18, but the loss resulting therefrom shall be con-
item 33 for income, war-profits, and excess-profits taxes paid to a
sidered as a loss from the sale or exchange, on the last day of such
foreign country or a possession of the United States, submit Form 1116
taxable year, of capital assets and should be reported in Schedule F.
with your return with the receipts for such payments. In case credit
In case you incurred expenses in connection with exempt income
is sought for taxes accrued, the form must have attached to it a
(other than interest) or owned any property the income from which
certified copy of the return on which the tax was based, and the Com-
is exempt, see section 24 (a) (5) and Regulations 101.
missioner may require a bond on Form 1117 for the payment of any
22, 23. Credit for personal exemption and dependents.-Enter as
tax found due if the tax when paid differs from the credit claimed.
s. s. COVERNMENT PRINTING OFFICE 2-17788
1988
Statement of rent received and payments made by John M. Hackett
for Franklin D. Roosevelt during the year 1938.
Received
Balance on hand
$ 277.58
Mrs. Johannessen
Jan. 4th, 1938
rent for Dec. 1937 and Jan. 1938 $ 50.00
Feb. 11th
#
"
If
Feb. 1938
25.00
Apr. 4th
-
"
#
March #
25.00
May 5th -
#
" Apr. "
25.00
June 14th
#
#
# May & June 1938
By cash
40.60
-
receipted bills $ 9.40
Aug. 17th
#
If
# July and Aug.
50.00
Sept. 6th
.
#
If Sept.
25.00
Oct. 14th
#
-
# Oct. By cash
18.40
# receipted " 6.60
Dec. 6th
#
#
" Nov. & Dec.
By cash
39.76
" receipted
- 10.24
$26.24 $298.76
298.76
Moses Smith
Feb. 4th, 1938 By cash
$279.25
279.25
# receipted bills
$20.75
(This pays $60. balance on
1935 rent and $240. on
account of 1936 rent)
Peter Rohan
July 1st, 1938
One-half year's rent
$250.00
Dec. 19th, "
"
"
"
"
250.00
500.00
Robert Hicks
Jan. 8th, 1938
Portion of Jan. rent
$ 5.00
Feb. 7th,
"
"
" Feb. rent
5.00
March 4th,
"
"
" Mar. "
5.00
" 31st,
"
"
If Apr. "
5.00
$ 20.00
20.00
Christian Bie
Nov. 9th, 1938 rent for Nov.
$ 20.00
Dec. 1st,
"
"
"
Dec.
20.00
$ 40.00
40.00
F. D. Roosevelt
Jan. 17th, 1938 advancement
$856.30
Oct. 26th, "
"
300.00
$1156.30
1,156.30
Refund
Oct. 26th, 1938 Ins. premium on Jones house & bern
12.89
BY CASH
$ 2,584.78
# RECEIPTED BILLS
46.99
$ 2,631.77
Received in cash $2,584.78
Payments
2,313.20
CASH BALANCE..... $ 271.58
Payments
Jan. 17th, 1938 W. W. Luckey, ins. prem. on buildings on
Dumphy farm on west side of Violet Ave. and
bldgs. on Hughson farm
$ 169.95
-
#
-
Frederick W. Lovelace, Collector, general
taxes on Pleasant Valley wood lot
9.11
# 18th, "
Ralph A. Simmons, Collector, general taxes
1,009.82
June 2nd, -
Graham Agency, Inc., insurance on property
purchased from Wyatt Jones
14.88
July 5th, #
Vail & Sutton, ins. prem. on Bennett farm
110.90
#
6th,
"
Louise Golden, Collector, fire tax on land
bought from Rogers' estate
4.93
Sept. 6th,
"
Mrs. Arch. Riley, school taxes on land
bought from Mrs. Rogers
10.50
#
lat,
"
W. W. Luckey, vacancy permit on Hughson farm
3.49
=
20th, "
" "
"
"
#
"
"
#
3.49
"
22nd, "
Louise Murray, Collector, school taxes on:
Hughson farm
$ 79.00
Hyde Park lot
12.50
Dumphy farm
75.04
Right of way
11.85
Bennett farm
189.57
Tompkins "
43.44
$ 411.40
1% fee
4.12
$ 415.52
415.52
#
27th, #
Harry Franz, school taxes on Pleasant Valley
wood lot
3.69
Oct. 24th, "
Henry T. Hackett,
stamp on deed to Mrs. Backer $ 5.00
recording deed to F. D. R. from
Mrs. Backer
1.50
$ 6.50
6.50
#
26th, "
W. W. Luckey, fire ins. prem. on Dutchess Hill
114.99
#
#
#
0. A. D'Luhosch, surveying Jones property
sold to Mrs. Backer
42.32
#
"
#
Louise Murray, Receiver of Taxes, school taxes
on Dumphy farm sold by Mrs. Backer to President
Roosevelt
56.68
$
"
"
Henry T. Hackett, reimbursement for additional
stamp on deed to Mrs. Backer from President
Roosevelt
4.00
"
28th, #
Laura W. Coapman, Collector, school taxes on
Briggs wood lot, Dumphy farm 74 acres, Rohan
farm and 1/2 Jones farm
195.84
Dec. 19th, "
W. W. Luckey, ins. prem. on Dumphy farm bldgs.
136.59
2,313.20
$98. 66, 77 tile PST. Bx 180
FR; commentre he the
trud Oct2D 1938
N
PLEASE DETACH BEFORE DEPOSITING CHECK
In settlement:
DATE
TERMS
AMOUNT
RANDOM
6/30/38
royalties
Roosevelt Papers
1,751.09
HOUSE
INCORPORATED
NEW
20 E 57TH ST
YORK
and
NEW YORK
Less discount:
%
Balance herewith:
SAMUEL I. ROSENMAN
BO CENTRE STREET
NEW YORK, N.Y.
December PF- 19th, 1938.
Miss Marguerite A. LeHand
The White House
-1-38
Washington, D.C.
Dear Missy:
I am herewith enclosing a check for
$1751.09 to the order of the President. This is his
one-half of the royalties due us as of June 30, 1938
as per revised statement which I gave to the President.
I understand that the President is
going to deposit this in his regular account as it is
his share of the book royalties and has nothing to do
with the newspaper or serial publications. I am
depositing my check for the same amount for my one-
half of the book royalties in my personal account.
1
Kundestregards Cordially Sam yours,
A Centre for the After-Treatment of Poliomyelitis (Infentile Paralysis)
GEORGIA WARM SPRINGS FOUNDATION, INC.
WARM SPRINGS, GEORGIA
March 7, 1939
Miss M. A. LeHand,
The White House,
Washington, D. C.
Dear Miss LeHand:
I'am enclosing statement of the President's
account - including taxes, insurance, revenues, and other
items for 1938 - for income tax purposes.
With very kind regards, and hoping to see you
soon in Warm Springs, I am
Sincerely,
E. E. Boone, Jr.
Administrator.
EEBJr:JCW
Enc.
TAXES, INSURANCE, REVENUES, AND
OTHER ITEMS FROM F. D. R.
ACCOUNT FOR 1938
Date
Explanation
Amount
Paid Revenues: Rental of James Roosevelt
Cottage - Toial
$ 220.00
Total
220.00
Taxes
Jan 15
(Meriwether County, Georgia
(Real and Personal Property
(for 1937 -
354.42
Harris County, Georgia
Jan 20
Real Estate for 1937 -
55.00
(Meriwether County, Georgia
(Real and Personal Property
(Taxes on Jas. Roosevelt Cottage -
25.25
Total -
$ 409.42
Insurance
Jan 13
(Insurance on Little White House,
(Guest Cottage and Garage: $184.27
Less: Credit
6.27
178.00
Apr 28
(Insurance on Jas. Roosevelt
(Cottage
30.80
Total -
$ 208.80
Miscellaneous
(Rent commissions deducted from
(Jas. Roosevelt Cottage Rental
(Credits --
11.00
Feb. 15
Pine Mountain Timber Protective
Association Dues for 1938
88.52
Jan 20
Survey of Property
22.50
Total
$ 122.02
standard form No. 14A
APPROVED BY THE PRESIDENT
FROM
MARCH 10, 1926
The White House
TELEGRAM
OFFICIAL BUSINESS-GOVERNMENT RATES
fillmal knowled
Mashington
U.S. GOVERNMENT PRINTING OFFICE
45763
December 39, 1938.
JAMES ROOSEVELT, ESQ.,
49 EAST 65TH STREET
NEW YORK CITY, N. Y.
HAVE NO TRACE OF CHRISTMAS TREE ACCOUNT STOP PLEASE SEND
CHECK so CAN DEPOSIT BEFORE JANUARY FIRST STOP ALSO
COPY OF ACCOUNT
MISSY
these in doing
Do you rreed
your meime tax?
/.
Maryes Pers Pub Imamial in
"mise 1938- mosey
Georgia Warm Springs Foundation
WARM SPRINGS, GA.
MAKE CHECKS PAYABLE TO MERIWETHER RESERVE, INC.
BILLS PAYABLE WEEKLY
Dec. 31,
1937
Honorable Franklin D. Roosevelt
The White House
Washington, D. C.
In remitting, please tear off coupon and strach to your check.
Amount remitted $
GEORGIA WARM SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19
CHECK NO
AMT. OF CHECK s.
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
12/1
BALANCE BROUGHT FORWARD
1216.33
2
Yard Work - - Nov. 3
2.25
5
2 Matresses
33.00
Credit - 1 Used Matress
2.50
16
1 7' Umbrella - Check
Ga. Tent & Awning Co.
15.00
Brewster Rent
Dec. 12 - Jan. 12, 1938
75.00
Rent Commission
3.75
29
Repair Steps and Build
Coal Bin in Basement
9.27
30
Plumbing Repairs - Dec. 13
2.07
Abstracts - By Thompson
60.00
1264.17
PAY LAST
AMT. IN
THIS
GEORGIA WARM SPRINGS FOUNDATION
WARM SPRINGS, GEORGIA
P.F.
MAKE CHECKS PAYABLE TO meriwether reserve, INC.
BILLS PAYABLE weekly
MAR 26 1938
. 19
ACCOUNT OF
STATEMENT TO
Hon. Franklin D. Roosevelt
Hon. Franklin D. Roos evelt
The White House
Washington, D. C.
IN REMITTING. PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED
$
georgia WARM SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
May 3
BALANCE BROUGHT FORWARD
2202.88
"
3
Woodbury Rent:
April 28 - May 6,
8 Days G $2.50
20.00
Rent Commission
1.00
#
5
Yard Work
1.00
If
8
Electric Service:
March 16 - April 18
15.00
Electrical Repairs:
Replacing Assembly on
Water Heater
13.50
Other Repairs Water
Heater
1.00
Installation of new
unit
and wire on Range
6.65
May 11
Cottage Supplies
5.35
"
15
Yark Work
.75
Cottage Laundry
2.60
N
16
Drayage - Load Trash
.50
Cottage Repair-Bathroom door
.88
Repairs to soreen door
3.69
Painting fence and bench
at Guard House
6.63
2241.43
2
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
GEORGIA WARM SPRINGS FOUNDATION
WARM SPRINGS, GEORGIA
MAKE CHECKS PAYABLE TO MERIWETHER RESERVE, INC.
BILLS PAYABLE WEEKLY
May 28,
19 38
ACCOUNT OF
STATEMENT TO
Hon. Franklin D. Roosevelt
Hon. Franklin D. Roosevelt
The White House
Itemized Statement
Washington, D. C.
April 1 - 26, 1938
IN REMITTING. PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED $
GEORGIA warm SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
Apr. 1
BALANCE BROUGHT FORWARD
2193.05
N
3
Filling Station -
March 31
2.42
W
4
Groceries - April 1
7.42
n
If 2
.95
"
# 2
4.90
# 7
Drayage - - 1 Load Trash
1.00
#
10
March Telephone Rent
3.15
Installing Telephone
2.00
Dry Cleaning
4.75
Cottage Repair
15.73
#
11
Kitchen Supplies
9.50
n 12
Cleaning Cottage
4.50
If
17
Drayage - 1 Load Trash
1.00
If 19
Woodbury Rent - April 9
April 21, 1938
32.50
Rent Commission
1.63
11 26
Woodbury Rent -
April 22 - 28
17.50
Rent Commission
.88
2202.88
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
GEORGIA WARM SPRINGS FOUNDATION
warm SPRINGS, GEORGIA
MAKE CHECKS PAYABLE TO meriwether RESERVE, INC.
BILLS PAYABLE weekly
July 31,
, 19 . 38
ACCOUNT OF
STATEMENT TO
Miss Marguerite LeHand
Hon. Franklin D. Roosevelt
The Little White House
Washington, D. C.
IN REMITTING, PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED $
GEORGIA WARM SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
7/ 8
BALANCE BROUGHT FORWARD
2247.94
Repair to baseboard
3.52
11
Electric service -
May 17 - guile 16
MIN
1.00
22
Termite treatment of
cottage
180.00
26
Fire insurance - Haas
& Dodd
27.36
31
Check - insurance credit
6.27
2453.55
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
GEORGIA WARM SPRINGS FOUNDATION
warm SPRINGS. GEORGIA
MAKE CHECKS PAYABLE TO MERIWETHER RESERVE, INC.
BILLS PAYABLE WEEKLY
August 31,
# 19 38
ACCOUNT OF
STATEMENT TO
Γ.
Miss Marguerite LeHand
Γ
Hon. Franklin D. Roosevelt
The White House
Washington, D. C.
L
IN REMITTING, PLEASE TEAR OF COUPON AND ATTACH TO YOUR CHECK.
AMOUNT REMITTED, $
GEORGIA WARM SPRINGS FOUNDATION
YOUR MEMO,
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
8/ 4
BALANCE BROUGHT FORWARD
2453.55
Repair lamp
.57
5
Install rope on flag
pole
2.75
7
Yard work
1.00
8
Paint guard house at
L. W. H.
41.50
Cottage repair - - L. We H.
1.66
Brace shop
1.50
18
Electric service - June
16 - July 18, 1938
1.00
29
Electric service -
July 18 - Aug 17
MIN
1.00
2504.53
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE,
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
GEORGIA WARM SPRINGS FOUNDATION
WARM SPRINGS, GEORGIA
MAKE CHECKS PAYABLE TO meriwether RESERVE, INC.
BILLS PAYABLE WEEKLY
September so,
19 38
ACCOUNT OF
STATEMENT TO
Hen. Franklin D. Noosevelt
Miss Marguarite LeHand
The White House
Washington,D. 0.
IN REMITTING. PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED $
GEORGIA WARM SPRINGS FOUNDATION
YOUR MEMO,
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
g/ 12
BALANCE BROUGHT FORWARD
2504.53
Drayage - 1 Load trash
.50
)
30
Furnace repairs -
L. W. H.
17.25
2522.28
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
GEORGIA WARM SPRINGS FOUNDATION
warm SPRINGS, GEORGIA
make CHECKS PAYABLE TO MERIWETHER reserve, INC.
BILLS PAYABLE WEEKLY
October 31,
. 19 38
ACCOUNT OF
STATEMENT TO
Hon. Franklin D.Noosevelt
Miss Marguerite LeHand
the White House
Washington, D.C.
IN REMITTING, PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED $
GEORGIA warm SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
10/ 6
BALANCE BROUGHT FORWARD
2522.28
10/ 6
Electric service-
Aug 17 - Sept 16
1.00
17
Paint post MINaseboard
At L.W. H.
1.87
2524.55
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
GEORGIA WARM SPRINGS FOUNDATION
WARM SPRINGS, GEORGIA
MAKE CHECKS PAYABLE TO MERIWETHER RESERVE, INC.
BILLS PAYABLE WEEKLY
November 30,
* 19 se
ACCOUNT OF
STATEMENT TO
Hon. Franklin D. Roosevelt
Miss Marguarite LeHand
The White House
Washington,D. C.
IN REMITTING. PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED $
GEORGIA warm SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
11/ 6
BALANCE BROUGHT FORWARD
2524.55
6
Repair front perch
34.35
8
Electric service -
Sept 16 - Oct 17
Min
1.00
14
Make new banister rail
o
on front porch
9,56
21
Yard work
1.50
Yard work
2.50
@roceries - Nov 21
9.05
Groceries - Now 21
4.08
Groceries - Nov 21
4.88
Groceries - Nov 21
4.90
Groceries - Nov 21
6.90
Groceries - Nov 21
5.60
Groceries - Nov 21
2.00
Groceries - - Nov 21
+55
22
Drayage - 1 pkg
.25
Filling Station -
Nov 22
2.60
Groceries - Nov 21
.80
Groceries - Nov 22
1.25
24
Groceries- Nov 23
5.85
Moceries Nov 24
4.10
27
1 Ton coal
8.00
#illing Station
Nov 25
1.08
2635.35
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING week.
GEORGIA WARM SPRINGS FOUNDATION
WARM SPRINGS, GEORGIA
MAKE CHECKS PAYABLE TO meriwether RESERVE, INC.
BILLS PAYABLE WEEKLY
November 30,
19 38
ACCOUNT OF
STATEMENT TO
Hon. Franklin D. Reosevelt
Miss Marguerite LaHand
The White House
Washington, D.C.
Page 8
IN REMITTING. PLEASE TEAR OFF COUPON AND ATTACH TO YOUR CHECK
AMOUNT REMITTED $
GEORGIA warm SPRINGS FOUNDATION
YOUR MEMO.
DATE PAID
19.
CHECK NO.
AMT. OF CHECK $
DATE
DESCRIPTION
FOLIO
CHARGES
CREDITS
BALANCE
BALANCE BROUGHT FORWARD
11/27
Groceries - Nov 25
2635.35
4.60
Croceries - - Nov 26
6.16
28
1 Load wood - Nov 25
1.50
1 Load wood - Nov 26
1.50
Replace pipe on hot
water heater,
put up aerial,
change door to guard
house
5.06
@roceries - Nov 28
.43
Groceries- Nov 28
8.10
29
FillingStation - Nov 29
1.53
Groceries - Nov 29
5.30
Groceries- Nov 29
2.05
30
FillingStation
.50
2670.08
RED FIGURES IN BALANCE COLUMN INDICATE CREDIT BALANCE.
OUR ACCOUNTS CLOSE AS OF THURSDAY NOON. ALL ITEMS AFTER THAT DATE WILL APPEAR ON
STATEMENT OF FOLLOWING WEEK.
ADDRESS ALL COMMUNICATIONS TO
STATE COMPTROLLEE
MORRIS B. TREMAINE
COMPTROLLER
STATE OF NEW YORK
DEPARTMENT OF AUDIT AND CONTROL
ALBANY
IN REPLYING ENFER TO
December 19, 1938.
EMPLOYEES RETIREMENT SYSTEM
REG. No.
61722
Refer to 10.
Miss Marguerite LaHand,
Personal Secretary to
The President,
Washington, D.C.
My dear Miss LaHand:-
The Retirement System acknowledges receipt
of application from President Roosevelt for return
of contributions.
The length of service has no relation to return
of contributions.
For the reason that President Roosevelt is no
longer a member of the New York State Employees'
Retirement System under the Law he may withdraw his
accumulated contributions with interest accruals.
Check will be forwarded to President Roosevelt
within a few days.
Very truly yours,
F. B. HOLMES, Director,
FBH:H
Employees' Retirement System.
0.2
December 15, 1938.
TRANSAIRE
Dear Miss Murphy:-
I - enclosing the application
blank which the President has filled out and
of
signed.
X hope that sonsideration has
been given to the President's former service
as a Member of the State Senate from January
1, 1911 to March 17, 1923 - two years and
seventy-sight days. will you be good enough
to have this checked?
Very sincerely yours,
M. n Le Hand
PRIVATE SECRETARY
Miss May F. Murphy,
Secretary to Comptroller Tremaine,
Department of mdit and Control,
State Office Building,
Albany, N. Y.
(Enclosure)
STATE OF NEW YORK
DEPARTMENT OF AUDIT AND CONTROL
ALBANY
MORRIS S.TREMAINE
STATE COMPTROLLER
Dec.13,1938
Miss Marguerite Lehand,
Personal Secretary to
The President,
Washington,D.C.
My dear Miss Lehand,
Will you be good enough to
have the enclosed application blank filled
out and signed, returning it to me so that
we may complete the matter of President
Roosevelt's retirement fund in New York State.
This is in reference to the
President letter from Warm Springs on Nov.
23rd, and is sent you at Comptroller Tremaine's
request.
Yours very truly,
M.F. Murply Secretary to
May
Comptroller Tremaine
MEMO
FOR THE P.S.
DOES THIS FILE "PERSONAL
FINANCIAL" AND DO YOU TAKE THE
CHECK FOR DEPOSIT?
G.
WDH
VI:#
alacy
GRAND UNION.COMPANY
BRIEDING
NE December 20, 1930.
Dicember x9, 2938
My dear Mr. Laings-
RECEIVED
21. wwi
Thank you for your note and
also for the promptases of the Grand Union
Company in sending me the check for the
Christmas trees.
D.
vissa
1 1 1
s
...
E
to
Hyde
experience
in selling these trees.
while
of
pleasure
to.
for
Termase
will is Mant bakined Loss
1
time available shout team thousand
Arees each year for outsing. name And nill be
with all good wishes of the
Christmas Season,
RMF X - now by eformss part
with Dr A
Very sincerely yours,
The this
was UKING COMPANY
W. D. Laing. Esq.,
W.D.Fring
The Grand Union Company,
Woolworth Building,
New York, N. r.
Mayor
#
P.O.BOX 1131, CHURCH STREET ANNEX, NEW YORK
TELEPHONE CORTLANDT 7-2211
3
THE GRAND UNION COMPANY
WOOLWORTH BUILDING
NEW YORK
December 19, 1938
RECEIVED
DEC 20 DEC 20 10 18 '38
THE WHITE HOUSE
Honorable Franklin D. Roosevelt
White House
Washington, D.C.
Dear Sir:
It gives us a great deal of pleasure to
\
enclose our check for $400.00 in payment of eight hundred
(800) Spruce Trees picked up at your Hyde Park Estate last
Thursday.
We feel certain that our customers will be
fully satisfied with their fine quality.
May we take this opportunity to express our
sincere wishes for a happy Holiday Season.
Very truly yours,
QUA
THE GRAND UNION Joing COMPANY
W.D. Laing
Produce Buyer
FOOD STORES
SINCE 1872
ch
enclosure
purmal. fromal
Ware Springs, Ga.,
November 25, 1938.
City Bank Parmers Trust Company,
22 William Street,
New York, N. Y.
Gentlement-
Replying to your letter of November
twenty-first, £ hereby assent to the Baltimore
and Ohio plan for medification of interest
charges and naturities.
I encless copy of your letter, the
gether with assent form duly signed.
Very truly yours,
(Enclesures)
fill pressmal fenerial
City Bank Farmers CHARTERED 1022 Trust Company
22 William Street
NewYork
November 21 , 1938
CABLE ADDRESS: FARMTRUST
IN REPLY PLEASE QUOTE
INVT: REORG JEG
Honorable Franklin D. Roosevelt
The White House
Washington, D. C.
Sir,
Among the securities held for your account are $2,500. The Baltimore
and Ohio Railroad Company, Refunding and General Mortgage Bonds, Series "B" 5% due
March 1, 1996, with March 1, 1939 and subsequent coupons attached.
The Baltimore and Ohio Railroad Company has announced that because
of unsatisfactory earnings over the past several years, it is essential that
fixed interest charges on certain of the indebtedness of the company be reduced
at least for such time as will provide a reasonable opportunity for the re-estab-
lishment of earnings and credit. Moreover, the company feels that suitable pro-
vision should be made at this time for principal obligations that will mature in
the next four years. Rather than to obtain this relief through the initiation of
proceedings for reorganization under the Bankruptcy Law, the company has determined
to request the relief it seeks through voluntary agreement with security holders.
A Plan for Modification of Interest Charges and Maturities dated August 15, 1938
has been formulated which the company is submitting to its bondholders for accept-
ance.
The proposed plan, it is stated, does not contemplate any reduction
in the principal amount of existing obligations or disturbance of their existing
liens. Briefly, the plan provides the following treatment for the above mentioned
bonds held for your account. One per cent of interest is to remain a fixed charge
and the balance of 4% for the period of eight years from September 1, 1938 is to
be made contingent and cumulative and payable, if earned, on May 1st of each year
beginning May 1, 1939 ánd yearly thereafter until May 1, 1946. It is also provided
that bonds shall be convertible into common stock of the company at $100 per share.
For complete information we refer you to the enclosed copy of the plan dated August
15, 1938 and letter dated November 3 addressed to bondholders by the company.
The company may declare the plan operative at its discretion and re-
serves the privilege of carrying out the plan through court action, in which latter
case the assents now executed will be effective in such proceedings. The company
requests bondholders to accept the plan by either executing and filing with it the
enclosed form of assent or by depositing their bonds with all coupons due after
January 1, 1939 attached, accompanied by an executed copy of the enclosed letter
MERS TRUST COMPANY
SHEET No. B
COMPANY
of transmittal and assent form. Please note especially that the assent form con-
tains an agreement not to dispose of the bonds unless they shall have been deposited
under the plan. Registered certificates of deposit will be issued for deposited
bonds and an application has been filed to list such certificates of deposit on
the New York Stock Exchange. Bondholders who do not approve the plan are requested
to 80 inform the company by filling out and returning the enclosed letter provided
for that purpose. Provision is also made for the revocation of assents to the
plan, presumably without charge, and for the withdrawal of deposited securities
at any time after December 31, 1938 and before the plan shall have been declared
operative upon payment of the reasonable charges and expenses of the company's
Agent for its services in connection with such withdrawal. If, however, the plan
is modified or amended, withdrawal may be made without charge at any time within
30 days of the publication of notice of such amendment.
Kindly advise us what action you wish to take with respect to the
bonds held for your account. For your convenience when replying we enclose a
copy of this letter on which you may indicate your instructions.
Very truly yours,
Assistant Trust Officer.
box
S 014 -
WEME 18021
(DUPLICATE-FOR RETENTION BY SECURITY HOLDERS)
THE BALTIMORE AND OHIO RAILROAD COMPANY
Assent to Plan for Modification of Interest Charges and Maturities,
dated August 15, 1938.
The Baltimore and Ohio Railroad Company,
1938.
2 Wall Street,
New
York,
N.
Y.
Dear Sirs:
advent le
InvO IssuamA lequired
not sult without
The undersigned hereby acknowledges receipt of a copy of said Plan. The undersigned is the owner of
Bonds of The Baltimore and Ohio Railroad Company
or its operated subsidiaries (hereinafter called the Bonds) having the serial numbers specified on the back
hereof, and, if in coupon form, bearing all appurtenant coupons maturing after January 1, 1939.
The undersigned hereby assents to said Plan in respect of the Bonds and agrees to be bound by the pro-
visions thereof, subject to the right of revocation of this Assent under the conditions provided in said Plan
for the withdrawal of deposited bonds.
In consideration of the acceptance of this Assent by The Baltimore and Ohio Railroad Company (here-
inafter called the Company) without requiring the deposit of the Bonds under said Plan, the undersigned
agrees that, so long as this Assent remains in effect, the undersigned will not sell or otherwise dispose of the
Bonds, or any of them, unless the Bonds so disposed of shall have been deposited under said Plan. The
undersigned further agrees, upon deposit of any of the Bonds under said Plan, to execute a further assent,
in the form prescribed by the Company, to said Plan in respect of the Bonds so deposited. Such further
assent, when so executed, shall supersede this Assent as to the Bonds so deposited.
The undersigned further agrees that when the Company is prepared to carry out said Plan, in accordance
with the provisions thereof, the undersigned will, upon written request of the Company, if this Assent shall
then be in effect, promptly present the Bonds, with all unpaid appurtenant coupons maturing after January 1,
1939, to the Company to be stamped or exchanged in accordance with the Plan.
As provided in said Plan, the undersigned may at any time after December 31, 1938, and before said
Plan shall have been declared operative, revoke this Assent. As further provided in said Plan, if said Plan
shall be modified or amended, notice of such modification or amendment shall be given as provided in said
Plan, and if any such modification or amendment affects the Bonds, the undersigned will be entitled to
revoke this Assent within thirty days after the first publication of notice thereof in accordance with said
Plan. It is understood and agreed, however, that, if the undersigned does not revoke this Assent within
said thirty-day period, the undersigned shall be deemed to have consented to such modification or amendment
of said Plan and shall be bound thereby with like effect as if such modification or amendment had been part
of said Plan prior to the execution of this Assent.
It is understood that if the Company shall so determine, said Plan may be carried out through
proceedings under Section 77 of the Bankruptcy Act or other similar law at the time in force or through
such other legal proceedings as the Company may deem appropriate to bind non-assenting security holders.
It is agreed that this assent will be effective as an acceptance of said Plan in any such legal proceed-
ings as fully as if this assent had been executed after the institution of such proceedings and after the
submission therein of a plan to the security holders for their acceptance or rejection, and the undersigned
hereby constitutes and appoints the Company his duly authorized attorney and representative to accept the
Plan in such proceedings in his behalf, in either case subject to the withdrawal rights permitted by the Plan.
Yours very truly,
Name
Address
BA HOTDERS)
САОЯЛАЯ OIHO ДИА GHT
bas esgiad? devisial to notisodiboM 101 mil9 of mossA
8201 21 tenguA bateb
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The assent on the reverse side covers securities affected by the Plan, as follows И shay wen
Securities Affected by the Plan
Principal Amount Owned
Serial Numbers of Bonds
:812 1690
First Mortgage bonglessbine 5si '48
bine 10 <q02 A to typeson expirational ydarsif sett
and
stomists
off 10 chandi
P.L. E. & W. Va. eradmer '41
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Five Year Notes
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returns sidi to to tright soit of residue
about betworb to Devanditive am not
Refunding and General oido has ofT vil
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Thirty Year Convert. 41/25
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Apross 112 betz 018 112 less visit
my nott yd bettlemed entigh Instruction ests us NO reditive at Huched will of Ave to nell
them may
the
P, 2
November 18, 1958.
City Bank Farmers Trust Company,
as William Street,
New York, K. T.
Contlement-
In reply to your letter of November
nixth, X enclose my approval of purchase by
the New Booton Land Company of 10% of issued
preferred stock of the Company.
Very truly yours,
(Enclosures)
City Bank Farmers CHARTERED 1022 Trust Company
22 William Street
NewYork November 9th, 1938
CABLE ADDRESS: FARMTRUST
IN REPLY PLEASE QUOTE
CUST
Honorable Franklin D. Roosevelt,
The White House,
Washington, D. C.
Sir:
The New Boston Land Company has advised us in
their letter of November 7th, 1938, that their Board of Direc-
tors have authorized the purchase on or after November 22nd,
1938, of 10% of the issued preferred stock of the Company at
par.
If you desire that we present the 11½ shares of
the issue presently held in your Custodian account for par-
tial redemption in accordance with the above terms, we would
appreciate your so indicating by signing and returning to us
the enclosed copy of this letter.
Further, we would ask that you sign and return
the enclosed assignment in blank in the event we are to pre-
sent the shares.
Very truly yours,
R. M Thebaud, Thebaud
Asst. Trust Officer.
NCLOSURE
CIRCLE 7-4346
CABLE ADDRESS: NANJOSEF
200 WEST 54TH STREET
NEW YORK. N.Y.
Maryl.
September 14th, 1938
P.
Dear Mr. Early:
Herewith check for royalties due on LOOKING FORWARD for period
of five months ending May 31st, 1938...
Royalties on American edition were
....
$10.93
Italian edition
5.70
$16.63
Less commission
1.67
$14.96
The President's half of which is
7.48
Sincerely,
Sylvia amael
Assistant to Nannine Joseph
Mr. Stephen Early
WE ARE NOT RESPONSIBLE FOR ACCIDENTAL LOSS OR DAMAGE TO MANUSCRIPTS WHILE IN OUR CHARGE
personal
October 15, 1930
atto 1 I 1
an William Street,
New Estik, New Touk
Contlament
Referring to your letter relating to
additional investment in the Federation Bank and
Trust Company, I beg to advise you that I w not
wish to subscribe for my now stock.
Very souly yours,
$dr/tmb
her
O'CONNOR & FARBER
BASIL O'CONNOR
JOHN c. FARBER
COUNSELORS AT LAW
ARNOLD T. KOCH
120 BROADWAY
KENNETH L.HOFFMAN
HENRY K. URION
NEW YORK
WILLIAM F. SNYDER
MAURICE MOUND
EARLE R. KOONS
STEPHEN V. RYAN, JR.
October 13, 1938.
The President,
The White House,
Washington, D. C.
Dear Mr. President:
In response to your inquiry of
October 12, 1938, as to whether you should make an
additional investment in the Federation Bank and
Trust Company, the answer is "no."
As a stockholder of record, you
have had an option for the past six years to sub-
scribe for twenty-five shares for $20.00 a share.
This option expires on October 20, 1938. As the
market for the stock is 9-10 there does not seem to
be any good reason why you should subscribe for ad-
ditional stock.
Faithfully yours,
Doe
Boul Olamy
мимо. FOR F.D.R.
Referring to the conversations I have had
with you about the oil cases, and to Mr. Chafits and
Mr. Lewin in the Department of Justice, you may be
interested to know that Mr. Chafitz is no longer with
the Department of Justice but is now in charge of the
Washington office of Mr. Kirkland's firm. Mr. Kirkland
was counsel for the Standard 011 Company of Indiana
in the oil cases.
the JOHNSON & WOOD
NEW YORK STOCK EXCHANGE
AYMAR WOHNSON
NEW YORK CURB EXCHANGE
AMBROSE D. HENRY
VICTOR 8. BYRON
BROAD STREET
HERBERT c. STRACK
EDWARD B. BYRON
NEW YORK
PERCY A. BYRON, JR.
MEMBER HEW YORK STOCK EXCHANGE
TELEPHONE WHITEHALL 4-4647
October 10, 1938.
Hon. Franklin D. Roosevelt,
White House,
Washington, D. C.
Dear Mr. President:
We have your communication
of October 6, 1938, instructing us to make pay-
ments to Basil O'Connor, 120 Broadway, New York,
N. Y., of all dividends received by us for your
account on securities standing in our name, which
instructions will be carried out.
Faithfully yours,
Johnson Wood.
VSB:K
1
P.F
Dans
April 5g 1930
My dear Miss Klotss
I have received your note of April
fifth and in compliance with your request an
sending you the enclosed check.
Very sincerely yours,
M. An Le Hand
PRIVATE SECRETARY
Miss Henrietts 8. Klots,
2211 Thirtieth Street,
Washington, D. c.
oh
Enclosure. (Check in the amount $37.50)
2211 THIRTIETH STREET
WASHINGTON, D.C.
April 5, 1938.
Dear Miss LeHand:
On March 28th I sent to Judge John
E. Mack Mr. Morgenthau's check for $75.00,
paying the interest to April 1st on the
mortgage of the Washington Hollow property.
Would you please send me your check
for half.
Sincerely
Miss Marguerite LeHand,
The White House.
P.F.
March 14, 1939.
City Bank Formers Trust Company,
22 William street,
New York, N. T.
Gentlement-
I beg to acknowledge your letter
of March tenth and request that you present
the 16} shares of New Boston Land Company
stock for partial redemption in accordance
with the offer of the company.
I return assignment in blank
duly signed.
Very truly yours,
(Enclesure)
City Bank Farmers CHARTERED 1022 Trust Company
22 William Street
NewYork March 10th, 1938
CABLE ADDRESS: FARMTRUST
IN REPLY PLEASE QUOTE CUST
Honorable Franklin D. Roosevelt,
The White House,
Washington, D. c.
Sir:
The New Boston Land Company has advised us in
their letter of March 8, 1958, that their Board of Directors
have authorized the purchase on or after March Slst, 1958 of
10% of the issued preferred stock of the Company at par.
If you desire that we present the 16] shares of
the issue presently held in your Custodian account for par-
tial redemption in accordance with the above terms, we would
appreciate your so indicating by signing and returning to us
the enclosed copy of this letter.
Further, we would ask that you sign and return
the enclosed assignment in blank in the event we are to pre-
sent the shares.
Assistant Therey Trust Officer.
Very truly yours,
H. M. Peterson,
CEC:JM
ENCLOSURE
February 8, 1938.
1
Dear Meas Klets:
I - enclosing check covering
taxes and premium on renewal of fire insurance
policy on the Washington Hollow property.
Adio for
Sincerely,
M.M. Le Hand
PRIVATE SECRETARY
ML05
The white
Mrs. H. S.Elots,
2211-30th Street,
Washington, Do C.
Enc. check for $150.58
2211 THIRTIETH STREET
WASHINGTON, D.C.
January 25, 1938.
Dear Miss LeHand:
Would you be kind enough to
John
send me a check for $126.08 covering
taxes on the Washington Hollow property.
I have sent Mr. Morgenthau's check for
$252.16 to Judge Mack to-day.
Sincerely, 151869
Miss Marguerite LeHand,
The White House.
Tronno,
2211 THIRTIETH STREET
WASHINGTON, D.C.
February 1, 1938.
Dear Miss LeHand:
On January 29th we sent a check
to John E. Mack for $49.00 covering
premium on renewal of fire insurance
policy on the Washington Hollow property
in the amount of $2,000.
At your convenience, would you
please send me a check for half payable
to Henry Morgenthau, Jr.
Sincerely,
Miss Marguerite LeHand,
The White House.
-S.-S. Brown, President
Safety of Your
1. H. Davis, Vice President
Investment Insured
J. P. Atkinson, Vice President
Up to $5,000.00
D. H. Smith, Sec'y and Treas.
FEDERAL SAVINGS
AND LOAN ASSOCIATION
MANCHESTER, GA.
June 29, 1938
Hon. F. D. Roosevelt
President of the United States
Washington, D. C.
Dear Shareholder:
In Re: Dividend No. 9
Attached please find your dividend check
for the period ending June 30, 1938, which is at the
rate of four per cent per annum. We have never failed
to pay a dividend, and the rate has averaged 4-2/3 per
cent per annum.
We are proud of the record that has been
made by the Association since its organization in January,
1934. It is our hope that you will continue to render
the same cooperation to the Association that you have in
the past.
If you feel that the Association has been
profitable to you, we will appreciate very much your telling
your friends of our savings and investment plan.
Our assets are now over $182,000.00, the
third largest financial institution within 25 miles radius
of Manchester, Georgia.
With kindest personal regards, we remain,
Yours very truly,
Per M. AlBar F. S. & LOAN ASSN.
President
SSB:MJ
FRANK c. WALKER
1600 BROADWAY
NEW YORK CITY
January 3, 1939
The Honorable Franklin D. Roosevelt
The White House
Washington, D. C.
Mr. President:
I wish to acknowledge and thank you
very much for your contribution of seventy-five hundred
($7,500.00) dollars to The Franklin D. Roosevelt, Library,
Inc., which was received by me on December thirty-first.
Sincerely yours,
Froun Deven
FCW DF
8
2211 THIRTIETH STREET
WASHINGTON, D. C.
June 28, 1938.
Dear Miss LeHand:
I have to-day sent to Judge John E.
Mack Mr. Morgenthau's check for $75.00,
paying the interest to July 1st on the
mortgage of the Washington Hollow property.
Would you please send me your check
for half.
Sincerely, HSMAG
Miss Marguerite LeHand,
The White House.
O'CONNOR & FARBER
BASIL O'CONNOR
COUNSELORS AT LAW
JOHN c. FARBER
ARNOLD T. KOCH
120 BROADWAY
KENNETH .HOFFMAN
HENRY K.URION
WILLIAM F. SNYDER
NEW YORK
MAURICE MOUND
EARLE R.KOONS
STEPHEN V. RYAN, JR.
July 6, 1938.
Miss Marguerite LeHand,
The White House,
Washington, D. C.
My dear Miss LeHand:
Will you please have the
President endorse the two dividend checks
enclosed:
100 Bulova Watch
$50.00
50 General American
Investors, 6%
Preferred
75.00
Total
$125.00
Very truly yours,
Encl.
Howard W. Day ton
CIRCLE 7-4846
CABLE ADDRESS: NANJOSEF
200 WEST 54TH STREET
NEW YORK, N.Y.
April 22nd, 1938
Dear Miss LeHand:
Latest royalty statement on LOOKING FORWARD showed
a balance due of $18.00, which less commission left
$16.20. I am enclosing check herewith for the
President's half, which is $8.10.
Sincerely,
NJ:SA
Miss Marguerite LeHand
WE ARE NOT RESPONSIBLE FOR ACCIDENTAL LOSS OR DAMAGE TO MANUSCRIPTS WHILE IN OUR CHARGE
THE JOHN DAY COMPANY INC. PUBLISHERS
386 FOURTH AVENUE-NEW YORK CITY
ROYALTY STATEMENT
In Account with
New York February 28 193 8
Hon. Franklin D. Roosevelt
The White House
Washington, D. C.
FOR THE
{ SIX MONTHS
ENDED Dec. 31st, 1937
TITLE
Number Sold
Price
Copies Subject
Royalty
to Royalty
per Copy
AMOUNT
On Our Way
33
$2.50
33
.375
$ 12.38
, Tabak you.
2211 THIRTIETH STREET
WASHINGTON, D.C.
December 30, 1937.
Dear Miss LeHand:
I have paid the interest to
January 1st on the mortgage of the
Washington Hollow property which is
$75.00.
Would you please send me your
check for half.
With best wishes for a Happy
New Year.
Sincerely,
Miss Marguerite LeHand,
The White House.
,
o
S. S. Brown, President
Safety of Your
I. H. Davis, Vice President
Investment Insured
J. P. Atkinson, Vice President
Up to $5,000.00
D. H. Smith, Sec'y and Treas.
EDERAL SAVINGS
AND LOAN ASSOCIATION
MANCHESTER, GA.
January 1, 1938.
Hon. Franklin D. Roosevelt,
President of the United States,
Washington, D. C.
Dear Sir:
I
Enclosed check for $10.00 representing 2% semi-
annual dividend on your share account.
Yours very truly,
Secretary.
Campobello, N.B.,
193 L
M 2 Franklin Roosevelt
Take notice that you have been taxed in 193 &
COUNTY TAX,
$ 825-
ROAD TAX,
$
Total,
$
Which you are requested to pay to
Thaddeus Calder, Collector.
Received Payment,
Thaddens Calden
JOHNSON & WOOD
MEMBERS NEW YORK STOCK EXCHANGE
AYMAR JOHNSON
MEMBERS NEW YORK CURB EXCHANGE
AMBROBE D. HENRY
VICTOR a. BYRON
67 BROAD STREET
HERBERT o. STRACK
EDWARD B. BYRON
NEW YORK
PERCY A. BYRON, JR.
MEMBER NEW YORK STOCK EXCHANGE
TELEPHONE WHITEHALL 4-4647
Jan 13th 1939.
The President,
Washington,
D.C.
main 1938- Ease
Dear Mr. President:
THE Jamly WHITE 14 RECEIVED 12 HOUSE 10 39
In compliance with the laws it is necessary for us
to report to Washington all dividends paid to our customers
during 1938, which amount to $100.00 or more on any one div-
idend paying organization.
We have therefore reported the following dividends
paid to you.
$500.00 on 50 she General American Investors Co., Inc. Pfd.
$300.00 " 100 " Bulova Watch Co., Inc.
Yours very truly.
John word.
PRIVATE ORDER
UNITED STATES GOVERNMENT PRINTING OFFICE
INVOICE FOR PRINTING AND BINDING
P.F.
For
Hon. Franklin D. Roosevelt,
The Pr ident of the United Stafgshington, D. c., Jan. 7, 1938
Bill No.
Reg. No.
Jacket No.
Quantity and Description.
Charge
110
-
126432
27
Addresses of the President of the 710 00
United States in South America,
1936
RECEIVED PAYMENT
Jan. 7/387 20 Bound Bound in in Full + Leather Leather @ @ $25.00 $30.00
$210.00
500.00
210.00
Disbursing Clerk
Div. ACCTS.-FORM R-369
Make checks payable to the order of the Public Printer
10-1607
BLGS
.0M
for
SNT
.noH
.on 11121
2017
P.F
January 6, 1938.
Dear Mr. Giegengack:-
I am sending you herewith
the President's check in the amount of
$710.00 covering the volumes of the
speeches of the President in South
America:
7 De Luxe copies . $30.00 ....$810.00
20 Regular copies @ $25.00 .... 500.00
The President asks me
tell you how much he appreciates the
beautiful work that was'done by your
Bureau, and also to thank you for all
your trouble.
Very sincerely yours,
M. A. Le Hand
PRIVATE SECRETARY
Hon. Augustus E. Giegengack,
Government Printing Office,
Corner North Capitol and a. Sts.,
Washington, D. c.
JACKSON & CURTIS
ESTABLISHED 1870
MEMBERS
10 POST OFFICE SQUARE
PRINCIPAL STOCK AND
COMMODITY EXCHANOES
personal
BOSTON
January 25, 1939
Hon. Franklin D. Roosevelt
White House
Washington, D. C.
Dear Roosevelt:
I received the receipt for my records and thank
you for the same.
As Executor of Livy's Estate I do not recall see-
ing any account of his trips or any diary.
Probably if there had been any, Georgia would
have taken them. I will certainly speak to her
about it and see if she still has any records
and can help you in any way as I know she will
be glad to do it if she can.
Very truly yours,
W.Winsor Weed
AWW:B
file
THE wase
JACKSON Be CURTIS
January 21, 1939
Jay RECEIVED: in Name "B
to Post OFFICE SQUARE
BORTON
My dear Welds
Many thanks for sending me the check
from Livy's estate. I - enclosing the receipt
for your records.
I am going over some of By World
War papere - hoping to write something about
the two trips to Burope, one in the summer of
1918 sad the other is January 1919. Livy was
on both of them with se as you know and after- 18, 1989
wards he wrote up an account of at least one of
the trips. I thought he had sent no a copy, but
I cannot find it anywhere. I do not know whether
Georgia has his papers or whether perhaps you
have any knowledge of this.
D.
C:
Please do not bother yourself about
it - but if by chance you have over heard of
such a diary or account, it would help no much
to fall in certain dates and places which I seam enclosism
to have no record of. mobo. May you to
stips sad ceturn the englosed nor my records.
Very sincerely yours,
You were right in saying in your previous
letter how much Livy would have abjoyed his nasola-
ation winn FOR times. Six was
bertainly very tragic,
Very truly yours,
so Winsor Hold, Esq.
Jackson & Curtis
10 Post Office Square
Sestom, Massachusetts
FDR:G
THE WHITE HOURS
THE WHITE
WASHINGTON
JACKSON & CURTIS
JAM 19 RECEIVED 12 HOUSE '39
RETABLISHED 1070
MEMBERS
10 POST OFFICE SQUARE
PRINCIPAL STOCK AND
COMMODITY EXCRANOES
BOSTON
10
THE
of
January 18, 1939
Hon. Franklin D. Roosevelt
Washington
D.C.
My dear Roosevelt:
I have your letter of the 16th and I am enclosing
herewith a check for $1000. May I trouble you to
sign and return the enclosed receipt for my records.
You were quite right in saying in your previous
letter how much Livy would have enjoyed his associ-
ation with you during these times. His death was
certainly very tragic.
Very truly yours,
W.Winsor Weed
AWW:B
Enc.
THE WHITE HOUSE
WASHINGTON
December 6, 1958.
MEMORANDUM FOR
J. R.
A. Winsor Wold of Jackson -
Cartis, 10 Post Office Square, Boston,
Massachments, writes - that he gave
8 DATE the 5
bequests - one to me to
$1,000 and the other to Franklin, Jr.,
for $500. Franklin, dr., has -
parently cashed his but £ have -
resallection of ever seeing minet
If you still have 18. would you send
it to to - in order that I may cash 187
If not, let me know at once and I
will ask Winsor Weld to send me a
duplicate.
By the way, the end of the
year is drawing near and you have
not sent no the check for the
Christmas trees sold last December.
I have to put this down in my Income
Tax returns so will you send 18 to
met
F.D.R.
December 6, 1938.
My dear Wold:-
To the best of my recollection Jimmy
has never told me about the check for my legacy,
but I have written his to ask about it. I take
it that the one to Franklin, Jz., has been duly
cashed by him though, again, in this case, I did
not know of it.
If the check 10 in Jimy's possession
I will, of course, cash 11 at once. If it 10 not,
I will let you know, with the request that you
issue a deplicate.
Poor old Livy - I wish so much that
he were alive today, for be would have enjoyed
going with me on various fishing cruises. I miss
him much.
Tery sincerely yours,
A. Winsor weld, Esq.,
Jackson & Curtis,
10 Post Office Square,
Boston, Massachusetts.
JACKSON & CURTIS
DIC
ESTABLISHED 1870
MEMBERS
10 POST OFFICE SQUARE
PRINCIPAL STOCK AND
COMMODITY EXCHANGSS
BOSTON
RECEIVED 3 THE I 15 WHITE AM HOUSE
38
December 1, 1938
Hon. Franklin D. Roosevelt
Washington, D. C.
Attention of Personal Secretary
Dear Mr. President:
You will doubtless remember that by his will your college
classmate and friend, Livingston Davis, who died in
January, 1932, bequeathed you a legacy of $1,000. To his
godson and your child, Franklin D. Roosevelt, Jr., Mr.
Davis bequeathed the sum of $500.
The various notices in regard to these legacies were sent
in due course but received no acknowledgment, and after-
wards letters of the executor both to you and your secre-
tary remained unanswered. Finally, I saw your son James
when he was in Boston and explained the situation to
him. At his suggestion I gave to him two checks, one for
$1,000 and another for $500, which he told me he would
see personally delivered to you and his brother.
The check of $500 issued to your son eventually came back
through the bank, but your check for $1,000 has never
been cashed. The payment of your legacy is the only
outstanding obligation of the estate, and I should deeply
appreciate it if you will advise me whether you hold the
check and intend to cash it, or whether you would like a
duplicate check or whether by chance you have intended to
decline the legacy.
Very truly yours,
W. Winsor Weld
AWW:B
streetor
JACKSON & CURTIS
MEMBERS
ESTABLISHED 1879
BOSTON
NEW YORK STOCK EXCHANGE
NEW YORK
CHICAGO
NEW YORK CURB EXCHANGE
10 POST OFFICE SQUARE
CLEVELAND
AERON
BOSTON STOCK EXCHANGE
PROVIDENCE
CHICAGO STOCK EXCHANGE
BOSTON
WORCESTEN
SPRINOFIELD
CHICAGO CUMB EXCHANGE
CAMBRIDGR
LYNN
CLEVELAND STOCK EXCHANGE
for
topy
will
May 27, 1932
Governor Franklin D. Roosevelt
Albany
New York
Dear Roosevelt:
I am enclosing copy of a letter that I
wrote you some little time ago which possibly
you did not receive, and the reason that I am
doing SQ is that I have now sold Livingston's
house and therefore shortly it will have to be
cleared out, and I would be glad to know if you
have any wishes concerning the books and pamphlets
mentioned in my letter.
With best regards, I am,
Very truly yours,
a Winn weld
5
Enc.
AWW/P
January 28, 1932
Governor Franklin D, Roosevelt
Albany
New York
My dear Roosevelt:
I first want to tell you how bleased we were
to have your family represented at the funeral through
your son, James.
My second reason for writing is that as execu-
tor of Livingston's estate, I have one problem which I
think that possibly you could help me on if you will be
good enough to do so.
He had in the closet of his house a large quan-
tity of books, pamphlets and typewritten articles re-
garding the Naw which he had collected during his work
with you, and which he brought away on leaving Washington.
His will, which was dated last March, makes no reference
to this collection which he has always spoken of as his
Davis
"naval papers He instructed the lawyers, however, to
draw a codicil to his will, leaving them to Harvard
College The codicil had been drawn but had never been
signed
Georgia his wife, says that within a compara-
tively short time he mentioned to her that he was going
to leave these papers to you. It might appear, there-
fore, that lie had changed his mind about leaving them to
Harvard College and that is why he did not sign the codi-
cil, but he never got around to making a new one with
your name in it. The family would, of course, prefer
for you to have them if they would be of any interest or
value to you.
I realize that this is a hard question for you
to answer without knowing better as to what they are.
There is such a mass of them that it was impossible for
me to in any way list them, but I give you three titles
which I copied off to give you an idea of what some of
Governor Franklin D. Roosevelt
Page 2
the things are. There is a book with plans entitled
"Coast Defenses Austria Hungary", a typewritten pamphlet
entitled "Depth Charge Tactics" and another one "Anti-
Submarine Bulletine". These are all marked "most
confidential". If you should decide that the collec-
tion is of no interest to you, then arises the question
of whether I should give them to Harvard College with-
out first having somebody go over them and make sure
that there is nothing contained therein which it would
be better not to throw open to public inspection.
The matter is further somewhat complicated as
not having signed any codicil they strictly speaking
are part of a trust fund which ne created for the bene-
fit of Georgia and Jim. I think this matter could be
arranged, however, as the collection would have no in-
trinsic value and the trustees could sell it for a
nominal figure and, therefore, get it out from under
the trust.
There 19 no need for you to make any hurried
decision in this matter as I will not receive my appoint-
ment as executor for at least six weeks, and moreover,
the matter, as you readily can see, need not be acted
upon until such time as you care to make some move, but
I thought I would write you to get your general reaction
on the subject.
With best wishes, I am,
Very truly yours,
AWW/P
JACKSON & CURTIS
MEMBERS
ESTABLISHED 1879
BOSTON
NEW YORK
NEW YORK STOCK EXCHANGE
CHICAGO
10 POST OFFICE SQUARE
SPRINOFIELD
BOSTON STOCK EXCHANGE
WORCESTER
CHICAGO STOCK EXCHANGE
PROVIDENCE
NEW YORK CURB EXCHANGE
BOSTON
LYNN
AKRON
January 28, 1932
Governor Franklin D. Roosevelt
Albany
New York
My dear Roosevelt:
I first want to tell you how pleased we were
to have your family represented at the funeral through
your son, James.
My second reason for writing is that as execu-
tor of Livingston's estate, I have one problem which I
think that possibly you could help me on if you will be
good enough to do so.
He had in the closet of his house a large quan-
tity of books, pamphlets and typewritten articles re-
garding the Navy which he had collected during his work
with you, and which he brought away on leaving Washington.
His will, which was dated last March, makes no reference
to this collection which he has always spoken of as his
"naval papers". He instructed the lawyers, however, to
draw a codicil to his will, leaving them to Harvard
College. The codicil had been drawn but had never been
signed.
Georgia, his wife, says that within a compara-
tively short time he mentioned to her that he was going
to leave these papers to you. It might appear, there-
fore, that he had changed his mind about leaving them to
Harvard College and that is why he did not sign the codi-
cil, but he never got around to making a new one with
your name in it. The family would, of course, prefer
for you to have them if they would be of any interest or
value to you.
I realize that this is a hard question for you
to answer without knowing better as to what they are.
There is such a mass of them that it was impossible for
me to in any way list them, but I give you three titles
which I copied off to give you an idea of what some of
Governor Franklin D. Roosevelt
Page 2
the things are. There is a book with plans entitled
"Coast Defenses Austria Hungary", a typewritten pamphlet
entitled "Depth Charge Tactics" and another one "Anti-
Submarine Bulletins". These are all marked "most
confidential". If you should decide that the collec-
tion is of no interest to you, then arises the question
of whether I should give them to Harvard College with-
out first having somebody go over them and make sure
that there is nothing contained therein which it would
be better not to throw open to public inspection.
The matter is further somewhat complicated as
not having signed any codicil, they strictly speaking
are part of a trust fund which he created for the bene-
fit of Georgia and Jim. I think this matter could be
arranged, however, as the collection would have no in-
trinsic value and the trustees could sell it for a
nominal figure and, therefore, get it out from under
the trust.
There is no need for you to make any hurried
decision in this matter, as I will not receive my appoint-
ment as executor for at least six weeks, and moreover,
the matter, as you readily can see, need not be acted
decision
upon until such time as you care to make some move, but
I thought I would write you to get your general reaction
on the subject.
With best wishes, I am,
Very truly yours,
a. Willsor Weld
AWW/P
STUDIO-LOS ANGELES
CABLE ADDRESS
7810 BANTA MONICA BLVD,
"GOLDSAM"
SAMUEL GOLDWYN, INC.
729 SEVENTH AVENUE
NEW YORK
they 1938 Income
JAMES ROOSEVELT
VICE PRESIDENT
January 23, 1939
sith 1958- ST
Dear Father:
1988 gmlome
The enclosed check for
$420.00 covers the sale of seven hundred
trees at sixty cents apiece, and rep-
resents the net sum after the deduction
of $40.80 for sixty-eight trees returned
as unsalable.
Sorry it has taken so long
to get this straight, but I couldn't get
them to check up on the facts.
Much firming love to you.
\
Many U I thin the of filed finan = pereonel arreial if
it 2 L
Conson % rahour
at-cow
120
NYW YORK
February 6, 1959.
January 30, 1989.
Dear Does
Thank you for the sheek for $905.90,
representing not income of w trust for 1958.
The President
The Visits X have endorsed the check back to
the trust fund to be treated as principal.
Dear kr. Presidents
Very sincerely yours,
Enclosed herewith 10 a check for
$900.90 representing the not income of your Trust for
1930 which 18 composed BN follows:
Dividend:
Bulova Netoh
$600.00
General intrican
300.00
Basil 0'Connor, Cynnamid
5.40
120 Broadway, Mother Lode
30.00
New York, N. Y.
$935.40
Less stock treasfer tax
31.50
Enclosure.
Check No. 507 to the order of Franklin D.
FDR/dj
Roosevelt, Jan. 31, 1939 in the amount of
$903.90.
This about should be entered us
Item No. 1 OD your Federal Income tax return as having
been received from the Franklin D. Reservels Trust,
0020 of Seail 0'Connor, 120 Broadway, New York, 5. T.
Please endorse the check end return
It to 200 so that I den deposit it in the Trust Fund.
Faithfully yours,
You.
O'CONNOR & FARBER
BASIL O'CONNOR
JOHN C. FARBER
COUNSELORS AT LAW
ARNOLD T. KOCH
120 BROADWAY
KENNETH L. HOFFMAN
HENRY K. URION
WILLIAM F. SNYDER
NEW YORK
MAURICE MOUND
EARLE R. KOONS
STEPHEN V. RYAN, JR.
January 30, 1939.
The President,
The White House,
Washington, D. C.
Dear Mr. President:
Enclosed herewith is a check for
$903.90 representing the net income of your Trust for
1938 which is composed as follows:
Dividend:
Bulova Watch
$600.00
General American
300.00
American Cyanamid
5.40
Mother Lode
30.00
$935.40
Less stock transfer tax
31.50
Total
$903.90
This amount should be entered as
Item No. 7 on your Federal income tax return as having
been received from the Franklin D. Roosevelt Trust,
care of Basil O'Connor, 120 Broadway, New York, N. Y.
Please endorse the check and return
it to me so that I can deposit it in the Trust Fund.
Faithfully yours,
Basil Hanner
Enc.