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Originally Processed With FOIA(s): foia Number: 1998-0004-F[1] S FOIA MARKER This is not a textual record. This is used as an administrative marker by the George Bush Presidential Library Staff. Record Group/Collection: George H.W. Bush Presidential Records Collection/Office of Origin: Chief of Staff, White House Office of Series: Sununu, John, Files Subseries: Issues Files OA/ID Number: 29173 Folder ID Number: 29173-006 Folder Title: Tritium (1990) Stack: Row: Section: Shelf: Position: G 15 25 4 4 George Bush Presidential Library Transfer Sheet COLLECTION: ACCESSION NUMBER: Bush Presidential Records 93-01 FOIA/SYSTEMATIC Office of Chief of Staff PROCESSING CASE John Sununu NUMBER (if app.): Transferred During Accessioning Transferred During Processing The following material was transferred to: Audiovisual Collection Book Collection Museum Collection Other Other (Specify): DESCRIPTION: Two copies of The Tritium Factor: Tritium's Impact on Nuclear Arms Reductions published by the Nuclear Control Institute and the American Academy of Arts & Sciences, transferred from [OA/ID CF00153] to the book collection. When transferring Donor: material to the museum Donor Org.: collection, complete the Address: following. Telephone: Book Location: Map Case Location: Row: Section: Shelf: Position: Series: Box Number: Office of Chief of Staff: John Sununu Folder Title: OA/ID Number: 1990 Tritium [OA/ID CF00153] Transferred by: SMM Date of Transfer: 3/27/1998 Received by: Doug Campbell Date Received: 10/16/2017 Go to Database Go to Accession Go to Withdrawal Sheet Print Record Navigator Register George Bush Presidential Library Transfer Sheet COLLECTION: ACCESSION NUMBER: Bush Presidential Records 93-01 FOIA/SYSTEMATIC Office of Chief of Staff PROCESSING CASE John Sununu Transferred During Accessioning NUMBER (if app.): Transferred During Processing The following material was transferred to: Audiovisual Collection Book Collection Museum Collection Other Other (Specify): DESCRIPTION: Two copies of The Tritium Factor: Tritium's Impact on Nuclear Arms Reductions published by the Nuclear Control Institute and the American Academy of Arts & Sciences, transferred from [OA/ID CF00153] to the book collection. When transferring Donor: material to the museum Donor Org.: collection, complete the Address: following. Telephone: Book Location: Map Case Location: Row: Section: Shelf: Position: Series: Box Number: Office of Chief of Staff: John Sununu Folder Title: OA/ID Number: 1990 Tritium [OA/ID CF00153] Transferred by: SMM Date of Transfer: 3/27/1998 Received by: Doug Campbell Date Received: 10/16/2017 Go to Database Go to Accession Go to Withdrawal Sheet Print Record Navigator Register AUG-29-89 TUE 16:26 NuclearControlInstitute o P.02 file NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 August 29, 1989 Governor John Sununu Chief of Staff to the President The White House Washington, D.C. Dear Governor Sununu: I wanted to be sure you saw the attached op-ed article in The New York Times that I wrote with Milton Hoenig on possible Soviet interest in a mutual halt in production of nuclear weapons materials, including tritium. I will be in contact with you shortly as you suggested at our meeting on August 4. Thank you again for your interest in this matter. Sincerely, P.Ls Paul Leventhal Enclosure 00: Roger Porter Ed Rogers Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford. David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS AUG-29-89 TUE 16:26 NuclearControlInstitute P.03 The New York Times MONDAY, AUGUST 28, 1989 NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 Mutually Assured Arms Reductions By Paul L. Leventhal In June, a Soviet Embassy official, plenishment could come from war- reading his Government's response and Milton M. Hoenig heads retired "under the Strategic to a letter we sent to Mr. Gorbachev, Arms Reductions Talks, from weap- told us that the Soviet Union could ons in storage or slated for retire- WASHINGTON raise the possibility of halting tritium ment and from more efficient tritium he Soviet Union may be production If talks were to begin on management in deployed weapons. T signaling to the U.S. a halting uranium and plutonium pro- Negotiations beyond Start could re- willingness to engage duction. Responding to our question, duce both sides total arsenals by at in a complete, mutual the official said that Mr. Gorbachev least 50 percent in 12 years If reduc- halt in production of could raise the tritium question at a tions are paced by tritium decay. the essential elements summit meeting, depending on "cir- Because each side has an abun- of modern nuclear weapons: plutoni- cumstances at the time." dance of long-lived plutonium and um, enriched uranium and tritium. Mr. Gorbachev clearly has severe uranium, a cutoff in these materials This unexpected development coin- nuclear headaches of his own. Aside alone leads to no reductions in arms. cides with the breakdown and shut- from facing a post-Chernobyl popular But including tritium - because of its down of facilities used by both super- uprising against civil nuclear power, steady decay - guarantees an arms powers to produce nuclear weapons he is shutting down his five oldest reductions payoff, which makes In- materials. It presents a historic path- military reactors by 1991, operating trusive verification measures worth- way to peace and a way to avoid oper- nine others (none probably built after while for both sides. ating unsafe plants and building the 60's) and spending billions on A complete halt, which requires costly replacements. three breeder reactors capable of re- shutdown of all production reactors, In May, Mikhail Gorbachev pro- placing them. This situation presents can be verified promptly by satellite posed negotiating a verifiable mutual a major opportunity for Washington. and begun immediately on an Interim halt in production of two of the three The U.S. might do well to accept the basis. Since each side has a deterrent nuclear weapons materials - plu- offer to negotiate a verifiable halt in of more than 20,000 warheads, there tonium and uranium. The U.S. has not production of plutonium and uranium is ample protection against cheating accepted the offer - presumably be- for weapons, but on two conditions. during the interim halt, cause the Savannah River production First, we must require the Soviets to Verification measures and the first reactors are shut down for safety rea- join the U.S. in an immediate shut- reductions in warheads would have to sons. The U.S. can hardly consider an down of all military reactors, effec- be worked out by an agreed date, arrangement in which all its military tively halting production of plutonium within perhaps two years. Otherwise, reactors are inoperable but some and tritium, while pledging that civil the Soviets could stall and put the U.S. Soviet reactors produce tritium. reactors will not be operated to make at a possible disadvantage if they had these materials. (Each side already a relatively larger tritium reserve. has unilaterally halted production of Assuming agreement was reached, enriched uranium for weapons.) Sec- the U.S. could hold its repaired reac- Tie them ond, the Soviets should agree to ex- tors on "cold standby" and the Sovi- pand negotiations to Include an ex- ets could hold theirs on standby as to the decay tended tritium halt as well. well. Tritium production could re- An agreement like this would put sume If the agreement broke down or of tritium. the superpowers' nuclear materials arms reduction could not keep pace production on equal ground, while with tritium decay. Meanwhile, the shielding President Bush from accu- superpowers could reduce their ar- sations of dealing from weakness. senals at a steady, meaningful pace Production of weapons materials for the sake of sanity, safety, econ- Unlike plutonium and uranium, would be stopped for the first time omy and peace. which last for tens of thousands of and the arms race would shift into re- years and are in abundant supply, verse at a manageable speed, in line tritium decays much more rapidly. with foreserable arms reductions, Thus, It must be produced regularly No more tritium need be produced to maintain or enlarge arsenals. If both sides retire their warheads at a rate that equals or exceeds the Paul L. Leventhal and Milton M. Hoe- nig are president and scientific direc- decay of tritium: 5.5 percent a year. Each would continue to recover tor, respectively, of the Nuclear Con- tritium from retired warheads to re- trol Institute, a research center on plenish remaining ones. Tritium re- nuclear arms control. AUG-29-89 TUE 16:25 NuclearControlInstitute P.01 NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 FAX TRANSMISSION FAX NUMBER: ( ) - TO: JACKIE KENNEDY FROM: PAUL LEVENTHAL 2 PAGES FOLLOW MESSAGE: I would appreciate your bringing the attached to Don. Samunin's attention. I will telephone later this week, an the Dovernor suggested at on meeting Thank you. NCI FAX NUMBER: (202) 452-0892 NCI PHONE NUMBER: (202) 822-8444 66108 file rinkium NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 August 21, 1989 Mr. John H. Sununu Chief of Staff to the President The White House Washington, D.C. 20500 Dear Mr. Sununu: With reference to the letter of August 4 from Paul Leventhal, please find enclosed the paper we asked Dr. Carson Mark to prepare. As you suggested during our meeting, we will be back in touch with you at the end of the month. Sincerely, Mitton Hung Dr. Milton M. Hoenig Scientific Director Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford. David Cohen. Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes. Julian Koenig. Sharon Tanzer Leventhal, Roger Richter. Dr. Theodore B. Taylor BOARD OF DIRECTORS Page 1 On the Significance of a Possible Soviet Tritium Surplus Carson Mark The United states has not produced any new tritium for over a year. As a result. its reserve supply has been drawn down far below its intended level. The Soviets have (as far as is known) continued to operate their tritium production facilities throughout this period. It may be supposed that their tritium reserve is fully up to some intended level. It is not known (at least to the author) just how the intended reserve level relates to the forecast demand rate either for the U.S. or for the USSR; and these need not be the same. It would seem reasonable to assume that to allow for contingencies a planned reserve would be sufficient to meet anticipated needs for at least a year or SO. Indeed, from official statements made concerning our own "tritium crisis" it appears that we must have been carrying a reserve of about two years at least. On the other hand, it is not to be supposed that anyone would find it attractive to maintain a reserve to cover a very much longer period. For example, if one assumes a constant rate of Page 2 consumption, and a reserve capable of maintaining that rate for four years after a cut-off of production. it would be necessary to produce about twenty-five percent more tritium than needed to meet the consumption rate just to make up for tritium decay in the reserve. If the forecast were one involving an increasing consumption rate, maintaining a four-year reserve would put one in a situation like that of the Red Queen in "Alice in Wonderland." With a constant consumption forecast, to maintain a four-vear reserve would seem at best to make marginal sense. With a consumption forecast declining only as little as five and a half percent a year, no reserve would be necessary. Of course, we do not know the Soviet's policy with respect to reserves. We may, however, be confident that they act in what they consider to be their own best interest without expending a great deal more effort than necessary. We must assume, further, that at present they have their planned reserve supply on hand. It would seem safe to assume, in addition. that their reserve supply is sufficient to maintain their present rate of consumption for several years: two or three, quite probably; four, possibly; much longer, unlikely. The situation to be considered, then. is that the U.S. has essentially no Page 3 reserve. while the Soviets have several years' supply. In this context the question has been raised as to the effects on our interests -- our own deterrent capability, in particular -- of our offering to negotiate an agreed and verifiable cut-off of tritium production. There are basically two alternatives: 1) they might refuse, or agree to negotiate but in the course of this introduce such self-serving conditions that after some period we would feel we had to withdraw the offer: or, 2) they might accept. In the first case, the U.S. Administration would earn considerable credit for having taken such an initiative: and some of this credit would remain even if the offer had later to be withdrawn in the face of demonstrable Soviet intransigence. In the case of outright refusal nothing would be changed with respect to our present situation. We would re-start Savannah River production as soon as that might be shown to be acceptable. and we would proceed with plans for new production as deemed necessary and feasible. There would be no real effect on our deterrent capability, even in the event of a quite extended delay in acquiring new tritium. With respect to the case in which the Soviets accept our offer to negotiate a tritium production cut-off. the U.S. Administration would. as Page 4 before. gain credit for having introduced such an initiative. And the Soviets would share in that from having accepted it: but that does no harm to US. In this case an Interim halt in production by both sides would appear to be in order, even though a number of important matters (such as verification procedures, certainly; and stockpile numbers, presumably) would still need to be negotiated. From having little or no tritium reserve. and assuming that new tritium production were suspended, before long the U.S. would have to begin to reduce the total number of warheads in its stockpile at a rate ultimately approaching the tritium decay rate of five and a half percent a year. There would be blood on the floor in the Pentagon as the services squabbled over who was to give up what; but apart from that. the nation's real security would not suffer. In most particular. our deterrent capability would not be threatened. After all, our stockpile numbers have varied in the past, and it is currently planned. for example, to retire a large number of naval tactical weapons. In addition, present START talks discuss the possibility of reduction by some 600 warheads a year over seven years. It is true that our nuclear war-fighting capability would fall below the maximum levels we might otherwise be able to establish: Page 5 and it is said by some that a nuclear war-fighting capability is an inseparable part of deterrence. But this is evidently a mindless thought. since nuclear war is just what we are most anxiously striving to avoid. That is the quintessential motive of deterrence. In contrast to the United States. the Soviets most probably have a reserve supply of tritium on hand. Even after stopping new production they could, in principle, add somewhat to their stockpile, but only at the expense of advancing the time at which they would have to initiate a reduction program. More plausibly, they could defer the time at which reductions would become necessary for those several years their reserve might cover. Perhaps most plausibly, they could initiate reductions in parallel with the U.S. and retain their (decaying) reserve for some unforeseen contingency. In a superficial, bean-counting, assessment this would appear disadvantageous to the United States. But whether this would be seriously, or even meaningfully, disadvantageous is another matter. We would still retain -- and retain for a very extended period -- a fully adequate deterrent capability. Such a capability is not appreciably affected by modest fractional differences in the size of the stockpile of Page 6 an opponent. Indeed, by some estimates the Soviet's current stockpile has about 40% more nuclear warheads than ours. This doesn't seem to call our deterrent capability into question, nor should it. After making worst-case allowances for survivability following a first strike a deterrent force is to a large extent a thing in itself. It is adequate if it is large enough. We, most certainly, have more than enough. The essence of deterrence consists in maintaining an assured capability to inflict devastating damage on any aggressor even after having been subjected to a surprise first strike: and that capability must be known, and credible. A few hundred weapons on target would reduce any organized twentieth century society to a primitive state. It wouldn't matter if we still had more weapons on hand. nor if we used more. It wouldn't matter if the aggressor had more shiny new weapons in reserve than we had. At present we have more than ten thousand strategic nuclear warheads. If we produce no new tritium for twelve years, we could still have more than five thousand; or for twenty-five years. more than twenty-five hundred -- even if we were not to transfer any tritium from our ten thousand, or so, non-strategic warheads. We would still have a fully adequate nuclear deterrent. Of course. the Soviets have one, too: and Page 7 they, also, would still have one under the same conditions. In terms of simple reality, or, one might say, S0 far as the physics is concerned, the extra tritium the Soviets presumably have makes no significant difference. It doesn't change the likelihood of nuclear materials being used, nor the outcome if they are. However, with respect to political reality some account would no doubt have to be taken of such an asymmetry. There are a number of possible ways of going about this. and it doesn't much matter which are followed SO long as an acceptable result is achieved. For one thing, we know (that is, It would be possible for persons having complete information concerning our stockpile to determine) when and at what rate we would have to remove warheads from our stockpile In the event of a tritium production cut-off. We do not know whether or not the Soviets are as dependent on tritium as we are. and so we do not know whether a tritium cut-off would force them to retire weapons at the time and the rate necessary for us. We could, however, require that they retire (or destroy) warheads at the same rate (presumably percentage-wise) as would be necessary for us. It wouldn't really be important to us whether the weapons they disposed of were tritium-bearing or not. Indeed, if they depended less on tritium. S0 that Page 8 some of the retirees were nontritium-bearing. SO far as we would need to be concerned they could use up their tritium reserve to keep their tritium-bearing units alive. There would. of course. be a need for some additional provisions in conjunction with a tritium cut-off agreement. For example. it would be necessary that retired delivery systems of theirs and of ours be destroyed, SO that any reserve or secret stocks of tritium could not be used to change the relative stockpile balance on any short time-scale. There would also be a need of assuring that neither side was fabricating replacement delivery systems. And S0 on. But such provisions are of the same general type as would seem to be necessary in connection with START, or any stockpile reduction agreement. 60928 caps gl. NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 August 4, 1989 Governor John Sununu Chief of Staff to the President The White House Washington, D.C. Dear Governor Sununu: Thank you again for the opportunity you gave me and Dr. Hoenig to discuss the tritium question with you today. We have asked our consultant, Dr. Carson Mark, to prepare a brief paper responding to the point you raised about the impact of a Soviet tritium surplus. I will be happy to share it with you as soon as we receive it. By the way, you might consider contacting Dr. Mark directly if you are interested in obtaining an expert, independent view on matters under consideration in the government. He has the necessary clearances on a need-to-know basis, and, given his 25 years as leader of the theoretical physics division at Los Alamos, he has much to contribute. Of course, the Nuclear Control Institute would be out of the loop if you contacted him directly. His telephone number is 505-662-5025. Please let me know if it would be useful to have additional copies of the The Tritium Factor book summarizing our workshop with the American Academy of Arts and Sciences. I would be pleased to send them to you. I will telephone you toward the end of the month, as you suggested. With best wishes Sincerely, Paul Leventhal Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS J STANFORD UNIVERSITY STANFORD, CALIFORNIA 94305-6165 CENTER FOR INTERNATIONAL SECURITY AND ARMS CONTROL 320 Galvez Street The Honorable Sam Nunn, Chairman, Armed Services Committee The Honorable J. James Exon, Chairman, Strategic Forces and Nuclear Defense Subcommittee, Armed Services Committee U.S. Senate 222 Russell Office Building Washington, DC 20510-6050 April 28, 1989 Re: Alternatives to new DOE production reactors: Views of arms control negotiators. Gentlemen: Eminent scientists state that there is no critical shortage of tritium for U.S. nuclear weapons. (See statement of Bethe and others dated April 7,1989: "For a New Nuclear Materials Production Policy: Solving the Military Tritium Problem") If that is the case, we urge that before the Congress authorizes new materials production reactors costing $7.5 billion by DOE's current estimate, the United States should explore with the Soviet Union whether verifiable agreements are possible which would eliminate the need for new reactors and complement the reduction of delivery vehicles being negotiated in START and already negotiated in the INF Treaty. On April ,1989, General Secretary Gorbachev announced a halt in Soviet production of enriched uranium for weapons this year and the closing by the end of next year of three reactors for producing plutonium for weapons. He said this move was a "major step towards the complete cessation of production of fissionable materials for use in weapons." The United States is not now producing any enriched uranium or plutonium for nuclear weapons. For many years, we tried to get the Soviets to agree to a mutual cut-off of such production. The Soviets may now be prepared for such an agreement. Gorbachev did not mention tritium, another key ingredient of nuclear weapons. DOE's request for new production reactors is based on its estimate that the United States will soon have a critical shortage of tritium. The scientists' statement disagrees with this estimate. Instead of authorizing new production reactors for tritium this year, Congress should allow time for a thorough study of their need and for an exploration of the possibilities for verifiable U.S. Soviet agreements to halt or limit tritium. plutonium and uranium production for weapons. To those concerned that failure to authorize new production reactors now would weaken American bargaining power to gain Soviet agreement to a mutual halt in such production in the future, we answer that what is important is the credibility of our determination to keep all the nuclear weapons we need fully effective, until there is agreement to reduce specific weapons. Congress should state (by joint resolution or statute) its intention to authorize the acquisition of new tritium for U.S. nuclear weapons if that becomes necessary. Then, if there is a useful bargaining chip here, the United States would not lose it by putting off the actual authorization and appropriation of new funds for a year. Instead of approving new production reactors now, Congress should authorize funds for a DOE study of both the need and the most cost-effective method for obtaining tritium in the future, when and if additional supplies become necessary. If the United States and the Soviet Union do not do more to reduce their own stockpiles of nuclear weapons, they will have an increasingly difficult time persuading non-nuclear-weapon countries not to acquire nuclear weapons. This issue has been used repeatedly by some countries to justify their non- adherence to the Non-Proliferation Treaty, and it will be used by those seeking to end that treaty in 1995, when a conference on extending its duration must be held. Indeed, there are likely to be more nuclear-weapon states in unstable areas of the world before the end of the century if matters continue as they now are. And many believe that a nuclear war is most likely to begin in a regional setting involving smaller nuclear-weapon countries than the United States and the Soviet Union. The INF Treaty requires the destruction of medium-range missiles but not their nuclear warheads. Based on current drafts, the same will be true of the nuclear explosive materials in the strategic missiles to be destroyed pursuant to a START treaty. Is it not time to explore a verified and mutual cut-off in the production of nuclear materials for making weapons-- to complement the INF Treaty and a possible START treaty? Should we not explore an agreed transfer to peaceful purposes of nuclear materials taken from missiles destroyed pursuant to agreement? We urge you to promote prudent planning rather than authorize new production reactors this year. Give time for a meaningful exploration of our options. GeorgeBurn Repectfully submitted George Bunn, on behalf of himself and the following co-signers, all of whom have experience in negotiating nuclear arms control agreements with the Soviets: Ralph Earle II Thomas D. Davies Philip J. Farley John B. Rhinelander Gerard C. Smith Signers of Letter of April 28, 1988 George Bunn: member, Stanford Center for International Security and Arms Control (CISAC); former employee of the Atomic Energy Commission (AEC) and Nuclear Regulatory Commission; formerly General Counsel, U.S. Arms Control and Disarmament Agency (ACDA) and legal advisor, deputy chairman or alternate chairman (with personal rank of ambassador) of the U.S. delegation to the conference which produced the nuclear Non-Proliferation Treaty. Thomas D. Davies: Rear Admiral, USN (Ret); formerly Assistant Director, ACDA, head of non-proliferation bureau and chairman, U.S. delegation to test ban and environmental warfare negotiations; formerly, Chief of Naval Development and commander of North Atlantic surveillance operations during Cuban missile crisis. Ralph Earle II: consultant and chairman of National Advisory Board, Lawyers Alliance for Nuclear Arms Control; formerly Director, ACDA; formerly ACDA representative, alternate chairman and then chairman of U.S. delegation (with personal rank of ambassador) to the Strategic Arms Limitation Talks (SALT II); former partner, Baker & Daniels. Philip J. Farley: member, Stanford CISAC; formerly on staff of AEC and then State Department backstopper of arms control negotiations; formerly Director of Politico-Military Affairs, State Department, then Deputy Director of ACDA and alternate chairman of the U.S. SALT I delegation (with personal rank of ambassador); formerly Deputy Special Representative for Non-Proliferation Matters. John B. Rhinelander: partner, Shaw, Pittman, Potts, Trowbridge and Rhinelander; formerly special assistant to Secretary of the Navy; formerly counsel and acting deputy director, Office of Foreign Direct Investments, Department of Commerce; formerly Deputy Legal Advisor, Department of State and legal advisor to the U.S. SALT I delegation. Gerard C. Smith: chairman of Consultants International Group Inc. and of Arms Control Association: worked on nuclear matters on staff of Atomic Energy Commission and then State Department for many years; formerly Director of ACDA and chairman of the U.S. SALT I delegation (with personal rank of Ambassador); formerly Special Representative and Ambassador-at-Large for Non-Proliferation Matters. Reprint Series SCiENCE 2 September 1988, Volume 241, pp. 1166-1169 Policy Forum The Tritium Factor as a Forcing Function in Nuclear Arms Reduction Talks J. CARSON MARK, THOMAS D. DAVIES, MILTON M. HOENIG, AND PAUL L. LEVENTHAL Limits on Nuclear Materials for Arms Reduction: Complexities and Uncertainties W.G. SUTCLIFFE Copyright © 1988 by the American Association for the Advancement of Science Policy Forum The United States and the Soviet Union are presently negotitating reductions in their nuclear arsenals. These negotiations are influenced by many factors, tech- nological and political, and there are opportunities to debate new proposals for arms control. In this Forum, Mark et al. argue for a mutual halt in the production of the hydrogen isotope tritium, which is an essential component of fission and thermonuclear weapons, to force substantial reductions in the nuclear arsenals. Sutcliffe responds that a cutoff of nuclear materials production carries a number of risks that need further study before such proposals can be considered by the nego- tiators. The Tritium Factor as Limits on Nuclear a Forcing Function in Materials for Arms Nuclear Arms Reduction: Complexities Reduction Talks and Uncertainties J. CARSON MARK, THOMAS D. DAVIES, W. G. SUTCLIFFE MILTON M. HOENIG, PAUL L. LEVENTHAL Because tritium in nuclear weapons must be replenished periodi- cally, it has been proposed that the United States and the Soviet Both the United States and the Soviet Union depend on tritium Union reduce their stockpiles of nuclear weapons by limiting or to boost the yield of their fission weapons and the fission triggers of halting the production of this material. their thermonuclear warheads. Tritium represents the key to the Although such limits might be desirable in the future, any compact and efficient designs of modern nuclear weapons. Because proposal to limit nuclear materials as a means of arms control is tritium decays rapidly, declining by half in 12.3 years, tritium premature. Rather, one should first establish the value of production charges in nuclear weapons become depleted and must be replaced or stockpile limits vis-à-vis other approaches. It is not appropriate to with fresh charges regularly. Without regular production of new look at some of the potential benefits of a halt in nuclear materials tritium, the large stocks of tritium needed by the United States and production without analyzing the associated risks. For example, the Soviet Union to maintain their nuclear weapons would be asymmetries in nuclear materials production capabilities, design depleted at a rate of about 5.5% yearly. Thus, the radioactive decay practices, and delivery system capabilities could lead to disparate of tritium-the "Tritium Factor," as we refer to it-provides a impacts on the U.S. and Soviet stockpiles, possibly leaving the potentially powerful means for reducing nulcear arms. United States in a vulnerable position. Proposing nuclear materials Tritium is unique among nuclear weapon materials in its potential limits is fraught with great uncertainties about the comparability of to drive nuclear arms reductions if both sides agreed to a halt in its effects on the two stockpiles and verification issues because of the production. Plutonium, unlike tritium, lasts for thousands of years, unknowns about the Soviet stockpile and production capabilities. and both sides already have enough plutonium to maintain their Further, the impact on direct arms control negotiations, which focus existing stockpiles of weapons, and even to modernize them (1). on delivery systems, could be deleterious. Finally, the question of The 5.5% annual decay of tritium could serve as a "forcing whether conventional arms reductions should precede further nucle- function" to produce steady, verifiable reductions in the superpow- ar arms reductions bears on the proper timing for a proposal to limit ers' nuclear arsenals. Such reductions would result in a comprehen- nuclear materials. sive 50% cut in warheads by about 12 years after an agreement-the A halt in tritium production would not necessarily lead to a year 2001, if the cutoff were to begin now. Thus, the Tritium Factor reduced stockpile of nuclear weapons in the future. A limited supply could be applied to achieving reductions beyond even those now of tritium could lead to a shell game tactic of maintaining the full contemplated in the ongoing Strategic Arms Reduction Talks capability of some systems while not retiring the other less effective (START) (Fig. 1). At the time a START agreement is concluded, a or useless systems. Nuclear warheads can be designed that do not mutual suspension of new tritium production could be announced depend on tritium. The early nuclear weapons did not use tritium. in conjunction with it as a confidence-building measure, represent- As a result of the inevitable research efforts, new technology might ing a shared commitment to keep reductions in nuclear armaments circumvent or reduce the need for tritium in efficient modern (Continued on page 1167) warheads. A bilateral agreement, by itself, to prohibit the production of tritium would not be sufficient. Multinational agreements and The authors are associated with the Nuclear Control Institute, Washington, DC 20036. J. C. Mark is former leader of the Theoretical Division of Los Alamos National (Continued on page 1169) Laboratory. T. D. Davies, Rear Admiral USN (Ret.), is a former assistant director of the U.S. Arms Control and Disarmament Agency. M. M. Hoenig is scientific director of the Nuclear Control Institute. P. L. Leventhal is president of the Nuclear Control The author is with the Evaluation and Planning Program, Lawrence Livermore Institute. National Laboratory, Livermore CA 94550. I166 SCIENCE, VOL. 241 (Mark, continued from page 1166) the process of arms negotiations? How can each side be sure that a going at a steady pace. mutual cutoff of tritium production will have comparable effect on There are a number of compelling reasons for bringing the the weapons of the other side? And, how can compliance with such a Tritium Factor into the nuclear arms reduction process at this time: cutoff be verified? 1) The Tritium Factor provides the only external means to Impact on negotiations. The Tritium Factor would serve as a "clock "force" both sides, given the vicissitudes of negotiations, to make on the table," as in a chess match. It would provide a mechanism for steady progress toward sharp reductions in their arsenals. automatically maintaining a minimum pace of reductions. Although 2) The forcing function imposed by the Tritium Factor would negotiators may not like to work against deadlines, historically, influence the pace of arms reduction talks without putting undue when none exist, negotiations tend to drag on interminably and to pressure on negotiators. The two sides still would have considerable be overtaken by events. latitude in deciding which types of weapons to retire to maintain Each side could begin cautiously because the full impact of a mutually stabilizing force levels. tritium cutoff on weapons reductions could be cushioned somewhat 3) A halt in new production of tritium and plutonium would at the outset by the choice of weapons systems to be retired and of allay safety concerns on both sides associated with continuing to available options for tritium management (2). There would be a operate their aging production reactors. In the United States, the N limit to possible reshuffling schemes, however, and eventually the reactor has been shut down, and the Savannah River reactors are decay of the tritium inventory would force a steady reduction in the now required to operate at half power owing to safety problems number of nuclear warheads. identified by the National Academy of Sciences since the Chernobyl Weapons reductions at tritium's decay rate would be dramatic accident. over the first dozen years-a 50% cut in the overall nuclear arsenals 4) With a halt in production, plans to upgrade these reactors of the superpowers by 2001, if begun now. Of course, tritium's could be set aside. The production reactors of both sides would be decay rate remains constant, but the number of warheads retired placed on standby, ready to restart tritium production only if nulcear each year, as paced by the Tritium Factor, will grow progressively arms talks break down. The tritium recovered from retired weapons smaller as the number of warheads remaining in the stockpiles would be used to replenish the tritium supply in the remaining ones. declines with time. After 12 years, however, sufficient confidence 5) Decisions on costly plans for new production reactors could might be built to permit cuts at a rate greater than tritium's decay; if await an agreement on the level to which arsenals would be drawn so, tritium's forcing function will have served nuclear arms reduc- down, or a breakdown in the talks. There is now a proposal before tion efforts well. Congress by the Department of Energy to build two new produc- Some may be skeptical of the Tritium Factor approach to nuclear tion reactors at a presently estimated cost of $6.8 billion, although arms reduction, seeing this approach to be a case of "the tail costs may well be much higher. The DOE plans to put one or both wagging the dog." Certainly, nuclear materials production policy of these new reactors into operation by 1999. Congress could defer never has been used to drive nuclear arms reduction efforts. The action so long as a mutual halt in tritium production were in effect. result to date, however, has been little in the way of arms reduction, Eventually, to maintain a minimum effective deterrent, new tritium but much in the way of materials production that feeds the arms production at some much lower level might be needed a few decades race. after the cutoff. What are the risks if the Tritium Factor approach fails? In the 6) The complete suspension of production-reactor operations- event that arms reduction negotiations break down, the United for both tritium and plutonium-is verifiable by national technical States, using the output of production reactors held on standby, means supplemented by on-site inspections, as needed. could restore its tritium inventory to 90% of the initial value in 1 Of course, there are questions that need to be examined. How can year after a 3-year production halt, and to 83% in 2 years after a 6- a technical measure like the Tritium Factor be expected to "force" year halt (3). The tritium recovery capability of the Soviet Union is likely to be comparable. However, to ensure an equivalence of o recovery capability, the superpowers could agree on which reactors are to be held on standby and which reactors are to be dismantled. Comparability of effect. An important question is whether arms -10 reductions based on a mutual halt in the production of tritium would have comparable effect on the Soviet and U.S. nuclear -20 arsenals. Because of the Soviet advantage in missile throw weight, it PERCENT REDUCTION is possible that the Soviets have not pushed the miniaturization of -30 their fission triggers to the same extent as the United States. Yet, the nuclear arsenals of both sides have a strong dependence on tritium, and Soviet tritium production-like ours-is presumably scaled to -40 START Reductions meet their continuing needs. Consequently, a tritium production cutoff would affect both sides substantially enough for the Tritium -50 Tritium Inventory Factor to be an effective approach to mutual arms reduction. At the same time, each side can rest assured that even some 37 years after a -60 tritium cutoff (a period equal to three half-lives of tritium), enough o 1 2 3 4 5 5 7 8 9 10 11 12 13 14 tritium will remain for at least 1000 to 3000 warheads-a credible YEARS AFTER HALT nulcear deterrent-without any resumption of production. Fig. 1. The percent reduction in a superpower's inventory of tritium for Of course, the weapons laboratories on each side could work on nuclear weapons as a result of radioactive decay following a halt in tritium new designs requiring less tritium or not relying on boosting at all production. The reduction in the tritium inventory would force a like (4). The design and production of these weapons may take some reduction in the stockpile of nuclear warheads. Under the proposed START agreement, the reduction of 4000 strategic warheads (17% of the U.S. years, however; and because of their greater weight and size (owing nuclear stockpile) over even the 5-year period proposed by the Soviet Union to the need for using fissile material to achieve the same effect), such would not quite match tritium's decay. (Continued on page 1168) 2 SEPTEMBER 1988 POLICY FORUM 1167 (Mark, continued from page 1167) in fuel rods, control rods, or blankets or being diverted for weapons weapons may require new delivery systems. New designs to replace purposes from the heavy-water moderator of CANDU-type reac- present triggers of thermonuclear weapons would require tests of tors. It would be difficult to trace gram quantities of tritium, but the complete weapon to confirm the effect of the trigger on the safeguarding of the kilogram quantities of significance to a large second stage, and new delivery systems also would require testing. nuclear weapons program should not be a problem (8). Such tests would be subject to detection. A ban on nuclear testing Conclusion. An agreed mutual halt in tritium production would would be desirable, as would a ban on reuse of fissile material from confirm the intent of the superpowers to reduce their arsenals nuclear warheads that would be dismantled by mutual agreement, significantly. Use of the Tritium Factor to achieve deep cuts at a although these bans would not be essential to implementation of the steady pace would be responsive to people's hopes for an end to the Tritium Factor. nuclear arms race. It would remove the need to operate aging Verification issues. It should be emphasized first that verification of production reactors or to build costly new ones, either of which weapons reductions, whether driven by the Tritium Factor or not, would merely continue the arms race. Finally, it would provide would be by confirmation of destruction of retired weapons. The meaningful support for an appeal by the superpowers that all principal verification problems in this case are the same as those nations avoid nuclear materials production programs that contribute currently being dealt with in connection with implementation of the to nuclear proliferation and associated risks of nuclear terrorism (9). Intermediate Nuclear Forces (INF) and negotiation of the START treaties. Such verification will require on-site inspection. The nonoperation of dedicated production reactors can be veri- REFERENCES AND NOTES fied by satellite surveillance in the thermal infrared wavelength 1. Energy Secretary James Herrington recently told a congressional committee, region because these reactors are major infrared heat sources when "We're awash in plutonium. We have more than we need." Testimony before the operating. Any undeclared source of thermal radiation could be House Appropriations Subcommittee on Interior, 23 February 1988. Hearing of the Subcommittee on Interior and Related Agencies of the House Committee on challenged as a potential clandestine facility and made subject to on- Appropriations for FY 1989, Part VII. site inspection. 2. For example, a surplus of tritium could be created for a period by initially retiring those weapons that contain the largest tritium charges. Also, tritium reservoirs of At operating power and dual-purpose reactors, inspectors under weapons could be recycled more frequently and filled with a somewhat smaller international or bilateral auspices would be able to detect dedicated quantity of tritium than is currently the practice without sacrificing weapon tritium production by utilizing devices for nondestructive irradia- effectiveness. 3. Here it is assumed that the annual rate of tritium production after restart is 10% of tion of fresh reactor fuel, targets, and control rods. Such devices the prestart inventory. For the United States, a realistic situation would be an initial could use a beam of neutrons to detect the presence of lithium-6 tritium inventory of 100 kilograms (an average of about 4 grams of tritium per targets used for tritium production (5). In addition, activities in warhead) with the three operable production reactors at Savannah River resuming operations at half-power and producing a total of 10 kilograms of tritium annually. separation plants to recover tritium from irradiated targets would be See T. B. Cochran, W. M. Arkin, R. S. Norris, M. M. Hoenig, Nuclear Weapons detected by the monitoring of emissions at the stacks of these plants. Databook (Ballinger, Cambridge, MA, 1987), vol. II, pp. 62-75. 4. Isotopes other than tritium, such as helium-3, have been considered for boosting, Under conditions in which the destruction of nuclear weapons at but use of these is considered not to be within reach of present weapons agreed rates was being verified, and checked against the number of technology. weapons remaining in the nuclear stockpiles, any secret stockpile of 5. A random sampling system could easily be developed to provide sufficient assurance of detection. Inspectors would also be able to sample air and water, but tritium would be of little significance. Any such secret inventory verification by this means may prove to be impractical because of the difficulty in would be decaying while these procedures applied. This factor, distinguishing between dedicated tritium production and other modes of reactor along with the absence of new delivery systems that would be operation. In particular, at heavy water moderated power reactors (for example, CANDU-type), it would be virtually impossible to detect tritium production in required for deployment of additional warheads built from a targets against the background of tritiated water vapor normally released from the clandestine supply of tritium, would make any attempt to store or moderator. 6. It should be noted that even with a secret stockpile of tritium, either side would be acquire a secret stockpile of tritium unappealing (6). in an advantageous position to readily terminate or "break out" of a tritium-cutoff In addition to the superpowers, the other nuclear weapon states agreement only if it also managed, without being detected, to build or maintain a (France, Britain, and China) produce tritium for weapons, and there large secret store of warheads utilizing tritium and of the needed delivery systems- a most unlikely event. A secret tritium stockpile could be applied to building a large is some commercial capacity (principally Canada, but also France) number of new tritium warheads, but this would take a period of time and create a for recovering tritium from the moderator of heavy-water reactors. "national crisis" situation sufficient to permit the other side to take extraordinary However, supplies of tritium from such sources are on a smaller steps to respond in kind. 7. This situation could change if fusion reactors, which would utilize and produce scale than the current requirements of the superpowers, and most of kilogram quantities of tritium, became a reality. However, the lead time for the military tritium production in other nuclear weapons states will commercial development of fusion reactors is suficiently long to allow the superpowers and the IAEA to develop safeguards and inspection measures be fully committed to meet their own needs, which in any event are sufficient to prevent diversions of tritium from civilian fusion activities to weapons on a relatively small scale (7). programs. As to the possible commercial sources, there would be the need 8. The. United States needs to produce about 5 kilograms of tritium annually to maintain its inventory. for international safeguards barring military use. Civilian power and 9. See P. Leventhal and Y. Alexander, Eds., Preventing Nuclear Terrorism, The Report large research reactors would have to be made subject to Interna- and Papers of the International Task Force on Prevention of Nuclear Terrorism tional Atomic Energy Agency (IAEA) safeguards or bilateral ar- (Lexington Books, Lexington, MA, 1987), pp. 45-49; Frank von Hippel, in Nuclear War, Nuclear Proliferation, and Their Consequences, Sadruddin Aga Khan, Ed. rangements (or both) to ascertain that tritium is not being produced (Clarendon Press, Oxford, 1985), pp. 65, 66, and 74. 1168 SCIENCE, VOL. 241 (Sutcliffe, continued from page 1166) agreement limiting nuclear materials. Thus, such agreements would safeguards would be necessary to prohibit the United States and the add another (possibly redundant) verification task. Soviet Union from obtaining tritium for weapons use from other In summary, a proposal to limit tritium production raises several nations, in particular their allies. Any prohibition would be compli- unresolved issues. The proponents of a tritium cutoff assert that a cated by the fact that large supplies of tritium will be needed to halt in tritium production would confirm the superpowers' intent to develop fusion reactors that could then produce more tritium. reduce their arsenals (2). However, it has not been shown that such The risks (and benefits) of a mutual suspension of tritium a reduction will foster the aims of arms control (in particular, production have yet to be analyzed and resolved. It is generally increased stability). They state that costly new facilities ("which acknowledged that much more is known about the United States' would merely continue the arms race") would not be needed. stockpile and production capabilities than is known about the Soviet However, caution dictates that the United States maintain facilities Union's. This fact coupled with the asymmetries and uncertainties in capable of responding to possible noncompliance. Rebuilding or the potentials for mining stockpiles (for tritium), clandestine pro- even restarting a tritium-producing facility is a very complex under- duction, and prompt resumption of large-scale production might taking. Although claimed as a benefit, the effect on nuclear prolifera- produce an unacceptable advantage for the Soviets. tion and nuclear terrorism of a halt in tritium production is It cannot be assumed that there is little risk because the United debatable. If the historical path is followed, emerging nuclear States could restart and replenish its tritium supply. Such an powers are probably not designing weapons that depend on tritium. assumption would ignore the asymmetry in the U.S. and Soviet Finally, any proposal should address how far the United States and capabilities. In particular, it would ignore the nuclear materials Soviet Union would go in moving toward a nuclear disarmament or production capability of the Soviet power reactors and the political at least a stockpile less dependent on tritium. This is a critical question system that controls their operation. For example, the Soviets could because the other nuclear powers of the world cannot be ignored. produce tritium from helium-3 (decayed tritium) in their power Turning to more general considerations, it is incumbent upon reactors. It would also assume no problems (technical, economic, or those proposing indirect methods of arms control, for example, political) in restarting our old reactors. materials limits or a test ban, to show that their proposal is at least an Although deferring or not upgrading the Savannah River Plant acceptable if not the best method to attain the aims of arms control. (SRP) reactors or not building a new production reactor (or both) A necessary cogent argument should be attempted as follows: might appear attractive from a financial point of view (1), it is not 1) Generally accepted purposes for arms controls or reductions likely that the U.S. would risk its national security in this way. The should be clearly stated and the terms defined. Stability is often choice between not producing enough tritium in a crisis and claimed to be the primary aim. Increased safety and control, and running the SRP reactors at full power is not attractive. Because of reduced cost and reliance on military power (conventional as well as the 10 to 20 years to get a new production reactor operating, it nuclear) are also important. cannot be responsive to a crisis in the near term. 2) The risks and benefits (for achieving the aims of arms A mutual halt in tritium production would not necessarily have a controls) of limits on launchers and warheads, such as INF and comparable effect on the Soviet and U.S. arsenals. It is acknowl- START, should be contrasted with the risks and benefits of less edged that the Soviets have an advantage in throw weight that direct methods such as limiting the production of nuclear materials would favor heavier warheads that depend less on tritium. Further, a or limiting nuclear tests. Further, the possibility of additional risks concomitant ban on nuclear tests would perpetuate the situation, or benefits incurred by combining direct and indirect approaches to and could only be desirable from the Soviet point of view. arms control should be investigated. It has been suggested that there is a synergistic relationship 3) If limits on nuclear materials appear attractive when contrast- between a halt in tritium production and direct arms control ed with direct limits, the needs for and problems with defining and negotiations. The value of such a halt as a forcing function for arms verifying proposed limits should be examined. Specific limits (trea- control negotiations is debatable. It is arguable that the negotiators ties) must be defined (proposed) before verification issues can be would not agree to a halt in tritium production if they were not able adequately addressed. The asymmetries in production and surge to agree on a direct arms reduction. In fact, proposals to halt tritium capabilities will have to be treated in some fashion. production might unduly complicate direct arms control negotia- In spite of the issues and questions raised, it is possible that future tions such as the Strategic Arms Reduction Talks (START). For agreed limits on nuclear materials in general and tritium in particular example, additional advisers, experts on materials production, might be desirable. For example, it is conceivable that tritium limits would be required to ensure that the negotiators would not accept could complement direct limits on hard-to-verify systems such as or put forth inconsistent or disadvantageous proposals. mobile or cruise missiles. Heavier warheads that do not use tritium Verification problems (with tritium limits, production limits, or would greatly reduce the effectiveness of these systems. Heavier production capability limits) are not the same as those being dealt warheads could also reduce the number of multiple warhead missiles with in the Intermediate Nuclear Force (INF) Treaty and START. and thus contribute to stability (3). However, as implied above, Although it is true that these treaties involve on-site inspections, many difficult problems must be resolved first. It would be prudent to let INF and START (up to this time) do not address the fate of the the current arms control talks continue without being encumbered warheads, and so inspection of the materials production facilities is by materials, or other indirect, limits. During this time, necessary not being agreed to or proposed. Such inspections would have analysis, such as outlined above, could be undertaken. different requirements and problems than those associated with verifying the number of missiles or aircraft. Secret stockpiling of REFERENCES AND NOTES tritium could be significant even if nuclear weapons were being 1. Because of the costs of safeguards and cleanup, shutting down a reactor or destroyed. A secret stockpile of tritium would mean that a nation processing facility might not be financially advantageous. could maintain a larger, more modern stockpile of nuclear weapons 2. The size of the stockpile should be dictated by its survivability. The aim is to have enough of the right type of weapons, at the right place, at the right time, to provide longer. It would also put that nation in a position to readily an effective deterrent. terminate or break out of a treaty limiting tritium production. 3. Multiple warhead missiles appear as lucrative targets to the other side. In a crisis Prudence requires that verification of direct arms reductions there is an incentive to attack them (with a first strike) before they can be launched. 4. I thank my colleagues, especially P.S. Brown, R. L. Civiak, P. T. Herman, and R. (missiles, aircraft, and so on) will still be necessary, even with an F. Perret, for their thoughtful comments and suggestions. 2 SEPTEMBER 1988 POLICY FORUM II69 NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 May 31, 1989 VERIFICATION ISSUES FOR A NUCLEAR MATERIALS PRODUCTION HALT Comparison of Verification and Safeguards Requirements in A Comprehensive Halt and a Fissile Materials-Only Halt SUMMARY An agreement by the superpowers to halt the production of nuclear materials for weapons would impose new requirements for verification at military production sites and safeguards at civil nuclear facilities. The added effort, cost and intrusiveness would be considerable whether the halt is comprehensive -- involving tritium, as well as plutonium and highly enriched uranium -- or is restricted to fissile material -- plutonium and highly enriched uranium -- alone. The verification of a halt at military production sites probably would be easier for a comprehensive halt than for a fissile materials halt alone. In a comprehensive halt, the complete shutdown of declared military production reactors would be verified by satellite observation of no infrared signature. This use of national technical means (NTM) would be augmented by challenge-type on-site inspections, including suspected clandestine facilities. On the other hand, verification of a fissile materials cutoff would require on-site inspections to ascertain that no plutonium is being produced in military reactors allowed to operate for tritium production. In the same way, under a comprehensive halt, inspection simply would verify that all military reprocessing plants are shutdown, while, under a fissile materials halt, inspections would be required to verify that allowed reprocessing activities to recover enriched uranium for reuse in driver fuel of tritium production reactors do not involve recovery of plutonium. Under both production halt proposals, the implementation of safeguards arrangements at the over 150 civil nuclear facilities in the U.S. and the Soviet Union would require a several-fold increase over the International Atomic Energy Agency's current expenditures for safeguarding civil nuclear facilities, and almost certainly would involve, if not be principally dependent on, bilateral safeguards applied by the U.S. and the U.S.S.R. in addition to whatever role the IAEA might play. Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS Tritium safeguards arrangements could be added on to other inspection activities in a very effective and efficient way. The major activity of tritium safeguards at civil reactors would involve item counting of reactivity control rods. The neutron- absorbing boron usually in these rods could be replaced by lithium-6 for the purpose of tritium production, without changing the operating characteristics at civil reactors. Consequently, the rods must be subject to safeguards, and perhaps even exchange, with each side collecting the other's rods. Under tritium safeguards at civil power reactors, control rods would be accounted for before insertion and after discharge, with collection, sealing and storage in the spent fuel pond. Fuel assemblies that also could contain lithium-6 targets for tritium production would, in any event, be stored in ponds under seal after discharge under a fissile-only safeguards regime. Control rods and fuel assemblies could be inspected first in the fabrication plants for the presence of lithium, and fresh control rods and fuel assemblies could be assayed for the presence of lithium by non-destructive means before they are inserted into the reactor. Another place in the civil nuclear cycle where tritium safeguards would have to be applied is at tritium extraction plants, such as Ontario Hydro's plant in Darlington, Ontario, which recovers tritium from the irradiated heavy water moderator of CANDU reactors and promises to be the major commercial supplier of tritium in the near future. Here safeguards would have to be applied by materials balance to tritium in the process stream and in storage, adequate to provide high assurance of detection of a diversion of tritium sufficient to boost about a dozen nuclear warheads. Commercial uses of the extracted tritium would be subject to similar safeguards, and tritium in use and storage at research facilities would be safeguarded, as well. The technical procedures for some of these activities already have been worked out in Canada and at Los Alamos National Laboratory, and their application should not be unduly burdensome for detecting diversions of tritium in quantities that would be of significance to a superpower. What follows is a concise comparison of verification requirements under a fissile-materials-only and a comprehensive production halt: May 31, 1989 VERIFICATION ISSUES FOR A U.S.-SOVIET NUCLEAR MATERIALS PRODUCTION HALT FISSILE HALT ONLY COMPREHENSIVE HALT: TRITIUM & FISSILE Impact on Provides no impetus Eventually requires boosted Arms Reductions to reduce weapons, warhead reduction at rate without added measures. of tritium's decay, 5.5 percent annually. Significance Any secret initial Any secret initial of Initial store of Pu or HEU store of tritium decays Cheating essentially does not by half in 12.3 years and, decay and retains its therefore, is of decreasing significance for significance over time for possible weapons use possible weapons use. indefinitely. Significant Diversion or clandestine In addition, diversion or Violation production of one percent clandestine production of of inventory--about 1.0 of sufficient tritium over metric ton (MT) plutonium 12 years to make the (Pu) or 6.0 MT highly reduction of the present enriched uranium (HEU)-- inventory, due to decay, per year for 10 years. significantly less than the maximum possible 50 percent. Specifically, the diversion or clandestine production of about 2.75% of present inventory per year--about 2.5 to 4.0 kilograms-so that inventory is reduced by 25% rather than 50% after 12 years. 1 Thus, in the event of such a significant violation, still a large decrease in tritium inventory, as compared with an increase in Pu and HEU inventories in similar situation. Clandestine Detect construction Same. Production and operation of clandestine facilities In addition, same measures for production, repro- used for detection of cessing and enrichment clandestine facilities for ---by national technical tritium production, means, by monitoring separation and purification. communications, and by other intelligence means. Invoke challenge inspections of suspect sites. Clandestine Use of IAEA-type Same. Shipments safeguards at civil and military facilities, supplemented by bilateral inspections and by national technical and other intelligence means, to police against transfers to secret production sites. Third countries covered as potential sources. Declared Military Production Sites Verification Each side declares all Same. Regime of its production facilities to the other. Verification by national technical means and bilateral inspection regime. 2 Production Reactors allowed to All production reactors Reactors operate for tritium shut down. NTM to verify production; on-site no reactor operation, inspection to verify no augmented by on-site plutonium production; and challenge augmented by national inspections. technical means (NTM). Reprocessing Reprocessing plants All military Plants allowed to operate to reprocessing plants shut recover HEU from spent down. Use of NTM, on-site driver fuel of tritium- inspection and monitoring production reactors and of krypton-85 emissions to from spent naval reactor detect any clandestine fuel, for reuse as driver reprocessing. Spent naval fuel. On-site inspection reactor fuel turned in to and monitoring of safeguarded facility, but krypton-85 emissions not chemically reprocessed. to verify no plutonium separation. Enrichment Limited production of HEU Same. Plants for HEU in safeguarded facility: about 5 MT HEU per year for naval reactor fuel, with turn-in of equivalent amount of spent fuel to safeguarded facility. Alternative: fuel naval reactors with HEU from weapons stockpile. Civil Facilities Verification/ All civil nuclear Same. Safeguards facilities in U.S. and Regime U.S.S.R. placed under IAEA/NPT safeguards, supplemented by bilateral inspection regime. 3 Power Reactors IAEA-type Same. safeguards at civil reactors: safeguards on In addition, tritium plutonium and U-235 by safeguards by item counting item counting of fuel of reactivity control rods assemblies at reactors (burnable poison rods, flux and at spent fuel storage flattening rods, etc. in ponds, supplemented by LWRs and Soviet RBMKs) non-destructive assay, in which boron could be camera surveillance and be replaced by lithium-6 application of seals. for tritium production. Item counting at reactors and at spent fuel storage ponds, supplemented by non-destructive assay (NDA) and seals. NDA would sample fresh rods, fuel assemblies and suspect blankets for presence of lithium. Also, each side could collect other's rods. Research Conversion of Same, plus safeguards (per Reactors research reactors to above) to detect clandestine low-enriched uranium tritium production. fuel, wherever possible. Safeguards, inspection and intelligence arrangements at sites where HEU still used. Reprocessing Once-through fuel cycle Same. Plants with final disposal of spent fuel preferable. Limited reprocessing for fast-breeder research, if necessary. IAEA-type safeguards Same, plus safeguards, on any reprocessing of bilateral inspections and spent reactor fuel to intelligence means to detect to recover plutonium and clandestine tritium separation uranium. Bilateral activities. inspections and intelligence means to compensate for inherently large uncertainty in materials accounting in large- throughput plants. 4 Fabrication IAEA-type safeguards at Same. Plants uranium and plutonium-MOX fuel plants. Bilateral In addition, verify inspections and absence of lithium by intelligence means to inspection and NDA, then compensate for seal and tag inspected inherently large assemblies and control uncertainty in materials rods. accounting at large- throughput plants. Enrichment IAEA, Hexapartite-type Same. Plants safeguards to verify production is limited to low-enriched uranium, by materials balance and enrichment assay augmented by inspection to assure no rearrangement of plant stages for HEU production. Tritium Allowed to operate. IAEA safeguards developed Extraction Presently no IAEA and applied to plants for tritium Facilities safeguards. recovery from the heavy water moderator of CANDU-type reactors, including plants in third countries. (Example: Darlington, Ontario plant to recover about 2 kg tritium per year.) Safeguards supplemented by bi- and tri-lateral inspections, if possible, and by intelligence methods. # 5 NUCLEAR CONTROL INSTITUTE 1000 Connecticut Avenue, N. W., Suite 704, Washington, D.C. 20036 (202) 822-8444 The Washington Post TUESDAY, NOVEMBER 29, 1988 J. Carson Mark The Tritium Factor LOS ALAMOS-The current shutdown of the the arms-reduction process following successful mutual, verifiable halt in tritium production is far nation's weapon reactors at the Savannah River completion of a START agreement. preferable to the Energy Department's plan. In any Plant for safety-related reasons is suddenly focus- We and the Soviets both rely heavily on tritium, event, the Savannah River reactors should be ing attention on the importance of tritium in nucle- and a halt in production could be expected to affect restarted for tritium production or readied for ar weapons. Tritium is short-lived, decaying by 5.5 the nuclear weapons of both sides comparably. standby status only after a thorough safety review. percent a year, so the essential question for nation- Each side has more of the other weapon-reactor The Tritium Factor could cut the number of al security is how long a tritium production halt we product, long-lived plutonium, than it needs. Like a warheads in the superpower nuclear arsenals by can tolerate without endangering our nuclear deter- ticking clock, the decay of tritium-the "Tritium about one-half within 12 years after a tritium halt rent. Factor"-would set a pace for arms-control negoti- begins. Both sides could salvage tritium from the The United States has enough tritium in its ators to reach agreement on steady reductions in 23,000 nuclear warheads to sustain a force of about the nuclear arsenals beyond a START agreement. warheads they retire and use it to replenish the 6,000 warheads for longer than 20 years. A recent Faced with this built-in deadline, negotiators would tritium charges in the remaining weapons systems. Brookings Institution study concludes that a strate- be likely to approach their negotiations in a serious As confidence was established, deeper cuts could be gic force of this size on each side would meet the fashion. pursued at a rate even faster than tritium's decay. most demanding deterrent requirements. Others The weapons reactors of both sides, meanwhile, Negotiators could seek reductions in the most would be held on standby, ready to restart for destabilizing weapons as they proceeded toward the believe, as I do, that superpower arsenals of 1,000 nuclear weapons apiece would provide an effective tritium production if post-START negotiations goal of achieving minimum effective deterrence. broke down. The shutdown would be policed by Invoking the Tritium Factor makes sense only if deterrent; the United States now has enough triti- satellite observations supplemented by on-site in- the leaders of the superpowers are truly serious um to supply this number of warheads for some 50 spections. Moreover, tritium processing plants are about making arms reductions. There is one way to years. notorious for leaking, and the radioactive isotope put this question to the test. When General Secre- The Soviet Union may well be burdened with could be readily detected on site. tary Gorbachev meets next month with President some aging production reactors of its own and, for Use of the Tritium Factor to reduce nuclear Reagan and President-elect Bush, they should reasons of age or safety, might welcome an oppor- armaments would eliminate the need for operating agree to begin exploring a suspension of tritium tunity to shut its production reactors down. We now the aging Savannah River reactors or rushing to production in the interest of world security. have a rare opportunity to explore with the Soviet build large new production reactors that can only Union a mutual, verifiable halt in tritium produc- feed the arms race. The Department of Energy now The writer led the theoretical division at Los tion. This could be done as an adjunct to the plans to restart and run the Savannah River reac- Alamos National Laboratory for 25 years and is a ongoing Strategic Arms Reduction (START) Talks tors while two expensive tritium production reac- consultant to the Washington-based Nuclear with the aim of putting real muscle into continuing tors are constructed over 10 years. However, a Control Institute on the tritium question. NUCLEAR CONTROL INSTITUTE 1000 Connecticut Avenue. N.W. Suite 704. Washington. D.C. 20036 (202) 822-8444 The New York Times TUESDAY, AUGUST 4, 1987 The Tritium Factor maintain nuclear arsenals at present By Paul L. Leventhal haps a few hundred weapons for each levels of about 25,000 to 30,000 war- side. Then tritium production could and Milton M. Hoenig heads each. But they must continue to begin anew, but in much smaller produce enough tritium to replace the quantities than before it was suspend- A way to WASHINGTON - It appears likely tritium that has decayed. If they. ed, to maintain weapons stocks at the that Ronald Reagan and Mikhail S. agreed to stop producing tritium, agreed level. The arms reduction pro- reduce atomic Gorbachev will get together for a each side eventually would have to cess could extend over decades or it summit meeting to conclude their his- begin retiring nuclear weapons at a could be accelerated over a shorter weapons. toric nuclear arms agreement. But rate equal to tritium's decay rate of period. will an accord on medium-range mis- 5.5 percent a year. The unexpected convergence of two siles also represent the first step to- This process could be used to estab- recent developments - the super- ward a dramatic reduction in strate- lish a minimum rate for retiring powers' near diplomatic success in creases the danger that commercial weapons. It could serve as a self-en- gic nuclear arsenals that the two negotiating an arms reduction agree- plutonium might fall into the hands of leaders explored at Reykjavik? forcing mechanism for achieving ment in Europe, and new concerns nations or terrorists who want the If the proposed agreement is not to steady progress toward significantly since the Chernobyl accident about bomb. Moreover, much of the growth smaller nuclear arsenals. Most im- be another false start in curbing the the safety of aging reactors used for stems from the poor example that the portant, this approach could be made nuclear arms race, both leaders weapons production - provide a superpowers have set by failing to subject to strict verification to insure should be considering how they are unique opportunity to advance arms limit the growth of their own nuclear that all military production reactors, reduction efforts. going to keep the arms-reduction pro- stockpiles. which are used to produce tritium Both sides, therefore, might wel- cess going. This continuity is also The expected summit meeting and plutonium, are shut down and come this method of continuing re- vital in breathing new life into the could present an opportunity for the that weapons are dismantled at an ductions in weapons, as well as the re- seemingly hopeless task of prevent- United States and the Soviet Union to agreed rate. Both types of verifica- sulting suspension of production of ing the spread of nuclear weapons to consider a suspension of tritium pro- tion are feasible, based on existing other weapons materials. A halt in additional nations and to terrorists. methods and technology. tritium production would also encom- duction as a relatively painless, grad- One possibility is for the leaders to Each side could begin cautiously by pass a halt in production of two other ual approach to significant arms re- explore the potential of the so-called keeping one or two reactors on weapons materials, plutonium and duction. A 6 percent annual reduction tritium factor, which could provide a standby in case more tritium were highly enriched uranium. Thus, if new in nuclear arsenals, beginning with verifiable way to reduce the number needed in the event that negotiations supplies of tritium were not needed retirement of about 1,500 warheads of nuclear weapons gradually, at the for weapons cuts failed to keep pace for an extended period, the Reagan on each side, would be considered too rate of about 6 percent a year. with tritium's decay. Assuming the Administration could defer a pro- slow by some and too fast by others. Tritium is a radioactive form of hy- cuts proceeded on schedule, however, posal to build two new reactors at a But it could help build confidence and drogen that is produced in nuclear no new tritium production would be cost of $6 billion each to be used in reduce the number of nuclear weap- reactors. Small amounts of it are needed for some time. production of weapons materials. ons by at least 50 percent by the year used in most nuclear weapons to Tritium from retired weapons The superpowers would gain a fur- 2000. boost their explosive yield and for could be concentrated and reused for ther bonus from an agreement to stop Given the potential for continued other purposes. The "tritium factor" remaining weapons, and arsenals production of new weapons materi- arms reductions and the additional is a term used to refer to tritium's could be drawn down to a level of als: They could enhance their cred- benefit of encouraging other nations rapid rate of decay. The few grams of minimum effective deterrence, per- ibility in appealing to other nations to turn away from production of nu- tritium contained in a nuclear not to pursue nuclear weapons pro- clear weapons materials, a suspen- weapon must be replaced frequently grams and not to produce weapons- sion of tritium production is certainly because tritium depletes by about usable plutonium and uranium in worth a try. half every 12 years. By comparison, the other principal nuclear weapons A verifiable civilian programs. The world is increasingly danger- materials, plutonium and uranium, method of ous not only because of the superpow- decay over thousands of years. ers' enormous nuclear -weapons The two superpowers have stockpiles but also because the world produced all the weapons-usable ura- insuring supply of plutonium is rapidly grow- nium and plutonium they need to ing. mutual Within a decade, European coun- Paul L. Leventhal is president, and tries and Japan will have more weap- Milton M. Hoenig is scientific direc- tor, of the Nuclear Control Institute, a security. ons-usable plutonium for use as fuel in commercial power reactors than research center on nuclear-prolifera- the superpowers now have in all their tion problems. weapons. That surge in supply in- NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 The New York Times TUESDAY, JULY 25, 1989 Restart Put Off Till Late 1990 For a Nuclear-Arms Reactor By KEITH SCHNEIDER Special to The New York Times WASHINGTON, July 24 - The West- Savannah River has been unable to inghouse Savannah River Company, make new supplies of tritium since which operates the Federal Govern- June 1988, when the third reactor was ment's Savannah River nuclear weap- shut for maintenance and modifica- ons plant in South Carolina, has told the tions to safety systems. Department of Energy it will not be In October, 1988, the Energy and De- able to restart the first of three shut- fense departments said that unless one down military reactors until Septem- reactor was restarted by the end of ber 1990, the Energy Department said 1988, the readiness of the nuclear ar- today. senal could be compromised. The proposed restarting date for the Pentagon officials said old warheads giant plant, which produces a perish- might need to be deactivated to re- able radioactive gas vital to thermonu- cover tritium for use in higher priority clear weapons, comes much later than weapons. Government officials and other ex- perts envisioned in the spring of 1988 Risk Is Considered Overstated when the last of three operable reac- Critics of the Energy Department tors was taken out of service for safety including the Nuclear Control Institute, modifications. Westinghouse sub- a Washington-based arms control mitted the restarting plan June 26. group, said the Government was vastly The Secretary of Energy, James D. overstating the risk to the arsenal from Watkins, said in a letter to the company lack of new supplies of tritium. last week that he was dissatisfied with The new data to restart the first its program for repairing the reactors reactor at Savannah River, the "K" and that more had to be done to start reactor, is the most persuasive evi- one reactor before late 1990, a spokes- dence yet that supplies of tritium are woman for the Energy Department adequate, Westinghouse Savannah said. River, a subsidiary of the Westing "Timing for Restart Slipped' house Electric Corporation, took over "We have some difficulties with Wes- the vast plant April 1. tinghhouse's proposed restart strat- The plan provides new details about an extensive overhaul of equipment egy, which we are in the process of and management of the reactors, trying to work out," said Christina San- key, a spokesman for the Energy De- Energy Department officials say. The partment. document, say Government engineers "My understanding of what's in the who have seen it, expands on a report proposed restart plan is that Westing- late last year by the Energy Depart- ment that called for $250 million in re- house's timing for restart slipped sev- eral months beyond what they were pairs to the reactors. originally talking about." The Savannah River plant was built The 37-year-old Savannah River Site by E.I. du Pont de Nemours & Compa- is the largest and most important of 17 ny. Three of its five reactors have been principal nuclear weapons plants and operating for 35 years. Two were shut in 1964 and 1984 because of cracks that laboratories in 12 states. Three reac- caused radioactive coolant to leak. tors that remain operable at the 300- square-mile plant are the nation's sole John C. Tuck, the Under Secretary of source of tritium, a radioactive isotope Energy, said last week that parts of the of hydrogen that enhances the explo- Westinghouse restart plan would be sive power of nuclear warheads. made public. Ms. Sankey said the agen- Yet tritium, unlike the other princi- cy's public information office had not pal ingredients of atomic bombs, plu- yet seen a copy of the document. tonium and enriched uranium, decays at a fairly rapid rate. Tritium in war- heads must be replenished periodically or it ceases to function properly. Just when replenishment is needed is one of the Government's most closely held se- crets. The New York Times NUCLEAR CONTROL INSTITUTE TUESDAY, MAY 16, 1989 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 IN THE NATION Tom Wicker two new reactors to supply tritium. How to out of Afghanistan, signaled with that Production of the gas has been halted token cut in short-range missiles that entirely since safety concerns caused his big lead in these weapons is on the the reactors at the Savannah River nu- table too, announced his readiness to clear plant to be shut down a year ago. Upstage make the biggest sacrifice in conven- Nor is the U.S. now producing any tional forces, and laid out a scheme enriched uranium or plutonium for and a timetable for doing so that not nuclear weapons. Thus, without sacri- even a sour-grapes State Department Gorbachev fice, Mr. Bush could ask Congress to can call propaganda. defer the new reactors, save $700 mil- But if that's not enough, let's do test lion (maybe more later), and give Mr. Gorbachev again - but with a new him time to find out whether Mr. Gor- American proposal rather than a o nce again, Mikhail Gorbachev warmed-over idea from the Eisen- bachev will agree to halt or limit pro- has left the United States look- ing off balance and recalci- hower Administration. Why not an- duction of nuclear weapons materi- nounce a unilateral U.S. decision to als. He's already announced a halt in trant in the effort to reduce nuclear Soviet production of enriched ura- arms competition. Here's one Amer- continue the present halt in the produc- nium this year and the closing next ican - and I suspect there are many tion of tritium, an essential element in nuclear warheads? That would make it year of three reactors producing plu- - who'd like to see our side get the tonium for warheads. jump on Mr. Gorbachev, for a change. hard for the Soviets to reject an ac- That national security would not be And a useful way to do it is at hand. companying proposal from Mr. Bush risked by deferring the new reactors Administration officials say the that both sides explore the possibility - which might never be needed if a Soviet leader's plan for a small cut in of a verifiable agreement to halt or joint production halt could be negoti- his country's short-range nuclear mis- fimit all production of tritium, plu- tonium and uranium for nuclear arms. ated - is attested in a compelling sile force was mostly propaganda. No Not only would that grab headlines, scientific report denying the Energy doubt; it certainly took the headlines however unimportant the Bush Ad- Department's claim that a tritium away from James Baker's visit to Mos- ministration may consider them. It shortage exists. The report contends cow. Still, these officials argue, Presi- also could lead to an arms control that enough U.S. tritium now is avail- dent Bush need not compete with Mr. agreement vastly reducing the num- able or recoverable "to sustain a fully Gorbachev in what they call "P.R." ber of nuclear warheads on both adequate weapons stockpile for at but should hold to a "cautious" course. sides, as a new SALT treaty and fur- léast five years." So they're calling for more "tests" ther agreements would presumably The 11 scientists who compiled that of the bona fides of a leader who's al- cut back on delivery vehicles, Such a report are all long experienced in nu- ready made a major cut in deployed proposal, moreover, would not jeop- clear weapons research and include weapons in the I.N.F. treaty, agreed to ardize U.S. warhead stocks or na- men who were advisers to Republi- halve the numbers of his biggest, most tional security - but it would make a can as well as Democratic Adminis- threatening ICBM, pulled his troops real dent in the budget deficit. trations. Two of them soon will testify This idea, devised by the Nuclear before Mr. Aspin's committee. Control Institute of Washington, has The arms controllers' letter sug- been outlined by a group of experi- gested, however, that Congress make A good enced arms controllers to Les Aspin, it clear, by legislation or a joint reso- chairman of the House Armed Serv- lution, that if negotiations failed new ices Committee. The group includes supplies of tritium would be author- opportunity Gerard Smith and Ralph Earle, chief ized and produced before the nation's for President SALT negotiators for Presidents weapons stockpile could be affected. Nixon and Carter. Halting or reducing production of Bush to take Congress is already working on this crucial materials for nuclear weap- year's defense authorization bill and ons seems an idea whose time has has been asked by the Department of come. If both superpowers can agree the initiative. Energy to put up $300 million in fiscal to cut back nuclear forces, why 1990 - and eventually about $7.5 bil- should either want to build more nu- lion altogether - for construction of clear weapons? Stay tuned for another article, with further details on this beckoning op- portunity for President Bush. The New York Times FRIDAY, MAY 19, 1989 NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 IN THE NATION Tom Wicker Lemon And Lemonade S the yearlong shutdown of the Tritium is the key. It's a perishable By such steps alone, the scientists reactors at the Savannah River gas used to "boost" the yield of war- estimate, the U.S. could maintain "a nuclear plant a crisis or an oppor- heads, so that they can be reduced in fully adequate weapon stockpile" for tunity? Can a lemon be made into size and weight. Unlike plutonium and perhaps five years without additional lemonade? enriched uranium, tritium decays rap- tritium production or costs for new The shutdown - for safety reasons idly - at a rate of about 5.5 percent a reactors. Therefore, the Nuclear Con- - stopped production of tritium, an es- year. That doesn't affect the yield of trol Institute and a group of experi- sential element in nuclear warheads. enced arms controllers are urging That's why the Department of Energy Congress to withhold funds for the sees a national-security crisis it wants reactors while the Administration to attack by starting construction of Opportunity determines whether: two new reactors at a cost of $7.5 bil- Start and other negotiations re- lion, before cost overruns. in the halt of duce nuclear arsenals - for instance, But wait a minute. The U.S. has by a 50 percent cut in strategic weap- "enough tritium in its 23,000 nuclear Savannah ons - enough so that current U.S. warheads to support a force of 6,000 tritium demands would be reduced to strategic warheads for longer than 20 River tritium the amount needed for many fewer years and a force of 1,000 warheads warheads. for some 50 years," according to an The Soviets would join in a veri- eminent, non-governmental team of production. fiable agreement to halt all nuclear scientists working with the Nuclear weapons materials production. If so, Control Institute. both sides then would be forced into They want to seize the opportunity steady and verifiable reductions in they think the reactor shutdown the weapon, as long as a critical mini- their nuclear arsenals, owing to triti- presents, to negotiate with the Soviet mum charge remains; but it does um's 5.5 percent annual decay rate, Union about a mutual and verifiable determine how long a weapon can re- until a minimum deterrent level was halt to the production of tritium, plu- main operational. Nuclear warheads, reached. tonium and enriched uranium - all therefore, are given an oversupply of At that point, agreed low levels of necessary to the making of nuclear tritium to extend their field life; and tritium production could be resumed warheads. they must be recharged periodically to maintain both sides' deterrent The scientists are not advocating ne- with a new supply of the gas. forces; but the cost for that would be gotiation from weakness, since the Thus if the field life of nuclear weap- far less than for the new reactors pro- Soviets are in much the same fix. An ons was cut from six to three years be- jected by the Energy Department. assessment by the Los Alamos Na- fore a tritium recharge was needed, Congress could make clear that if ne- tional Laboratory concludes that the tritium on hand would go twice as gotiations failed sufficiently to re- Soviet military reactors "are,old, ob- far. If some weapons have a current duce tritium needs, funds would be solete and unsafe" and "will be shut field life longer than six years, a cut- available for a timely resumption of down soon anyway." A few weeks ago, back to three years would extend the production. Mikhail Gorbachev announced a halt tritium supply even further. Congress is considering the new in enriched uranium production and Recharges consist of the timely re- reactors. Start talks will soon re- the closing next year of three reactors placement of old tritium "reser- sume. Now's the time for President producing plutonium for warheads. 1. voirs" in warheads with new ones. Bush to make some lemonade, before The U.S., having enough, no longer Since the old reservoirs are not com- Mr. Gorbachev begins to squeeze his needs to produce plutonium or en- pletely empty, the tritium remaining own lemon. riched uranium for weapons purposes. in them could be recycled into new Both superpowers have agreed in prin- charges. More tritium could be ob- ciple to reduce the size of their nuclear tained from the reservoirs in war- arsenals in the forthcoming Start ne- heads being withdrawn under the gotiations, and perhaps in others to fol- I.N.F. treaty, from retired Poseidon low. Thus, the moment may well be submarine missiles and from other ripe for a negotiated halt in production warheads being taken out of service of nuclear weapons materials. for various reasons. The Washington Post NUCLEAR CONTROL SUNDAY, APRIL 16, 1989 INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 OUTPOSTS T his week, following reports of Soviet cutbacks in production of weapon-grade uranium and plutonium, 11 American scientists propose a halt in U.S. production of all nuclear weapons materials-including tritium, a critical warhead component-while arms-reduction talks continue, without the need for any new reactors or any compromise in national security. ATOMIC WEAPONS America's Non-Existent Nuclear 'Crisis' EW PRODUCTION of Tritium, because of its decay rate, heads, any reference to a "crisis" in N tritium for U.S. nuclear is a wasting asset; it makes no sense tritium supply is quite inappropriate. weapons has been at a to produce more than is now needed We believe a new production re- standstill since the spring or to fund facilities capable of produc- actor can be built in five years, rather of 1988, when the Depart- ing very much more than will be than 10, once planning activities are ment of Energy's reactors at the Sa- needed. Plutonium, on the other hand, completed. A great deal more is vannah River plant were completely is long-lived and is in ample supply known now about.reactor design and shut down as a result of safety con- without new production to meet cur- safety than was known in the 1950s, rent weapons requirements. and much time and money can be cerns. Since those reactors are the sole Enough tritium exists in present saved if construction proceeds effi- inventory to sustain a fully adequate ciently after thorough planning and soufce of supply of tritium for nuclear weapons stockpile, probably for at safety and environmental review. weapons, officials of the Departments least five years without new produc- The nation is now faced with strict of "Defense and Energy and some tion, if the possible effects of different limitations on federal spending be- members of Congress have stated management arrangements and the cause of the imperative to cut the that production must be resumed in at possible use of tritium from weapons budget deficit. Very large sums will least one Savannah River reactor this scheduled for retirement or held in be required to upgrade elements of year or our national security will be storage are taken into account. Con- the weapons-production complex to endangered; they view a longer halt gress needs to obtain complete infor- achieve improvements in safety, pol- as tantamount to "unilateral disarma- mation on these options from the De- lution control and efficiency, as well as ment." This concern is based on tri- partments of Defense and Energy. to proceed with the necessary cleanup tium's relatively rapid radioactive de- In view of the fact that the leaders of environmental pollution resulting cay, necessitating its regular replace- of the United States and the Soviet from 40 years of past operation. ment in warheads. Union have agreed in principle that Monies now being requested for the DOE also has asked for over $300 their nuclear arsenals are much too construction of new production capac- million in FY 1990 to prepare for con- large, a continuation of the present ity should be applied, for at least the halt and a delay in proceeding with next few years, to such other pur- struction of two new production re- new production facilities would allow poses. actors with an estimated cost of $7.5 time to ascertain whether the ongoing billion. The reactors, to be completed Strategic Arms Reduction (START) Maintaining the Arsenal in 10 years, would supply 150 percent Talks and other arms reduction ini- of DOE's perceived future tritium tiatives will result in significantly re- duced tritium requirements. T ritium, a man-made radioactive requirements for nuclear weapons. isotope of hydrogen, is an essen- They also would be capable of produc- If prospects for a START agree- tial element in modern, ing weapon-grade plutonium. ment are realized, there would be an "boosted" nuclear warheads. The fu- It is our considered view that there opportunity to reassess the need for sion of a few grams of tritium with a is no critical shortage of tritium today new tritium production capacity and naturally occurring hydrogen isotope and that claims of an imminent "crisis" to take advantage of substantial re- called deuterium provides a burst of distort the true situation. Congress ductions in the size and cost of new neutrons at the crucial moment to and the American people should not facilities if they are required. amplify ("boost") the yield in fission be stampeded into restarting the Sa- If it turns out that these arms-re- weapons or in the fission triggers of vannah River reactors and building duction opportunities will not be re- thermonuclear weapons. Boosted costly new reactors. Instead, the ex- alized, and a new production reactor is warheads thus weigh less, are more isting tritium supply should be put to eventually needed, plans of the kind compact and efficient and have lower currently proposed could be rein- 'more efficient use to meet the na- cost. We are heavily dependent on stated. The delay of a few years en- tion's military needs in the near-term boosting, and the Soviets use it as tailed by this approach would not well. and proposals for new production erode the nuclear-deterrent power Because tritium decays at a rate of should be reevaluated. the nation now possesses, nor pose 5.5 percent annually (it has a half-life There are a number of important any other risk to national security. It of 12.5 years), the tritium "reservoirs" reasons to take this cautious ap- should be understood that with a of U.S. nuclear warheads must be re- proach. stockpile of over 20,000 nuclear war- filled regularly to maintain the weap- ons' explosive yield. The reservoirs would be cut in half and the supply the non-production period, we pre- are filled initially with a supply of tri- extended from one year to two years. sumably would have prepared at least tium in excess of what is needed for For weapons with a service life longer one Savannah River reactor for re- the weapon to operate properly. than six years, the extension of inven- start. Operating even at half power, it When the excess runs down, the res- tory would be even greater. could supply enough tritium to sustain ervoir is exchanged for a. new one. These options would entail a dou- the arsenal at its present level during The surviving tritium in the old res- bling (or more) of the work load at the approximately five years required ervoir is recovered, purified and re- facilities handling the refills. But the to complete a new production reactor. cycled. Tritium replenishment cycles increase would take effect gradually In the unlikely event that none of the vary for different types of warheads: and would not be difficult to prepare remaining Savannah River reactors It has been reported that weapons for. The increased number of reser- can be restarted safely, there are a currently in the stockpile have a four- voirs to be handled also would raise number of other possible sources: The to six-year cycle, whereas the new operating costs in the field. But this N reactor at Hanford, now undergoing generation of submarine-launched would be offset by the net savings renovation; the DOE test reactors in missiles may be charged for 10 years realized from deferring new tritium Idaho; and even the expedient of com- or more. production costs. mercial power reactors, for which Provided that the essential mini- There are a number of other po- tritium target technology is now un- mum amount of tritium remains in the tential sources of tritium that could be der development. Also, tritium might weapon system, it will still produce used to avert a short-range tritium be acquired from France, Britain or the certified yield. The size of the supply problem. Among these are: the possibly Canada. charge determines only the length of 500 or so warheads to be withdrawn time the weapon may remain in the under the INF Treaty, along with the Recommendations and Reality field. To provide a six-year service life Pershing 1A missiles to be retired after a fresh filling, the tritium loading from Germany; the warheads from must have an excess of at least 40 the Poseidon submarines retired since P reparations now underway for percent over the minimum amount. 1985, along with additional warheads construction of new production from the two scheduled for retire- reactors should be deferred to An eight-year service life requires an ment in 1989 to abide by the SALT allow Congress to become fully in- excess of 57 percent; 10 years re- limits; the bombs removed from the formed about the country's actual quires approximately 75 percent needs and to allow time for the above the minimum. B52G bombers converted to conven- tional missions; some 400 enhanced START process to produce results. A Crisis Mentality radiation warheads now in storage (if The United States should not now their large tritium supplies have been resume production of nuclear weapon n testimony before the Senate kept intact); and the recovery of tri- materials that are not needed and can serve only to further stimulate the Armed Services Committee, Troy tium from used heavy water moder- arms race. Instead, it should move E. Wade, DOE acting assistant ators in storage at Savannah River. toward a mutual halt in the production secretary for defense programs, said All these and similar sources should of nuclear materials for weapons. it would be necessary to restart one be exploited before it is concluded While the present halt in production Savannah River reactor by the end of that there is any imminent "crisis." remains in effect, the United States the year, since by then the need for Finally, it should be noted that if should consider offering not to restart new tritium would become critical. the present halt in tritium production the Savannah River reactors or to Earlier, Robert B. Barker, assistant to were continued for an extended pe- begin construction of new production the secretary of defense for atomic riod, the weapons stockpile eventually reactors for a designated period of energy, was quoted as warning that would have to be reduced at a rate time to give the Soviet Union the op- delaying restart of the reactors would similar to the decrease in the amount portunity to reciprocate. The two be tantamount to "unilateral nuclear of tritium on hand-that is, at the sides may be able to proceed to a mu- disarmament." These assertions have decay rate of about 5.5 percent a tual halt in production of tritium and led to expressions of congressional year. For about the first five years, fissionable materials for weapons by a concern. Yet a recent internal Pen- such a reduction in weapons is roughly series of reciprocal steps. A mutual tagon study, reported in The Boston equivalent to the cuts that have been production halt could be monitored by Globe, concludes that there is an ad- discussed in the START negotiations. national technical means and on-site equate supply of tritium for 18 Should negotiations continue beyond inspections, supplemented by inter- months to two years with no alter- START with the objective of estab- national and bilateral safeguards on ations in resupply of weapons or any lishing a minimum effective nuclear civilian reactors. Such a halt is pos- additional production. deterrent, there would be no need to sible in the context of a START There are a number of straightfor- resume new tritium production for agreement and agreements on deep ward means that could be adopted to many years. In fact, the United States cuts beyond START accompanied by stretch out the period for which a giv- now has enough tritium in its 23,000 verification of delivery systems and en reserve supply of tritium would be nuclear warheads to support a force of warheads destroyed and retained. adequate. The most obvious and im- 6,000 strategic warheads for longer The United States and the Soviet mediately effective step would be to than 20 years and a force of 1,000 Union should not let pass an extraor- reconsider existing plans for tritium warheads for some 50 years. service life. Suppose, for example, But what if the START and other dinary opportunity to achieve a mu- that the current schedule calls for initiatives fail? As a worst-case sce- tual end to the production of nuclear nario, suppose that the United States materials for weapons. For its part, refilling a large number of weapons the United States can exercise re- for a six-year service life. According were to refrain from producing any to Troy Wade's testimony, there is tritium for five years and that at the straint and turn the present produc- only enough tritium on hand to con- end of that time there were no clear tion shutdown to advantage. It should tinue the refilling operation for about prospect of any arms-control agree- not be stampeded into premature re- one year. However, simply by chang- ment. We might then decide that it sumption of tritium production or con- ing to a three-year service life, for was essential to build up our nuclear struction of new production capacity. which the required excess in the filling arsenal. Would we then face a crisis in If we exercise restraint, the arms re- tritium supply? duction process can flourish. is only 18 percent rather than 40, the required amount of additional tritium No. Because even then, other sources would be available. During TRITIUM AND THE NUCLEAR ARSENAL T ritium, a rare radioactive isotype of hydrogen, is used to amplify the yield H' Tritium H² Deuterium of fission weapons or to boost the fission "triggers" of thermonuclear weapons. This effect is produced by causing the fusion of tritium (which has a nucleus containing two neutrons and one proton) with deuterium, a naturally occurring isotope of hydrogen that has one proton and one neutron. When a warhead is detonated and temperatures reach millions of degrees, the nuclei of these atoms-which normally would repel each other because both have positive charges-fuse into heavier forms. One result is a helium nucleus consisting of two protons and one or two neutrons. The remaining nuclear particles are released in fusion along with a quantity of energy, boosting the weapon's force. He' Hellum ENERGY Because tritium decays neutron rather rapidly (it has a "half-life" of 12.5 years, or a decay rate of about 5.5 percent per year), it must be re-loaded at intervals into the "reservoirs" of nuclear warheads to maintain their explosive yield. The refilling schedule, or replenishment cycle, varies according to each weapon's specified service life. But Reprocessing in general, the longer the cycle, the more extra plant tritium must be loaded to compensate for the isotope's decay rate. An eight-year service life, for example, requires an excess of 57 percent; whereas a 10-year cycle requires 75 percent. Nuclear warhead Nuclear missile, PETER HOEY-THE WASHINGTON POST The Authors T he following scientists have signed the tritium policy paper, Kurt Gottfried, professor of physics and nuclear studies at Cor- prepared in collaboration with the Nuclear Control-Institute in nell, was an officer of the American Physical Society and a consul- Washington, from which the above article is adapted: tant to the Department of Energy's high-energy-physics advisory Hans Bethe, a 1967 Nobel Prize winner in physics, formerly board. headed the theoretical-physics division at Los Alamos National Lab- Milton Hoenig, a physicist and scientific director of the Nuclear oratory and is emeritus professor of physics at Cornell University. Control Institute, was at ACDA during the Carter administration. Freeman Dyson, professor of physics at Princeton's Institute for Franklin Long, professor emeritus of chemistry at Cornell, was Advanced Study, has been a frequent consultant to the Defense research supervisor of the National Defense Research Committee Department and the U.S. Arms Control and Disarmament Agency from 1942 to 1945 and assistant director of ACDA under President (ACDA). Kennedy. Herman Feshbach, former chairman of the nuclear-science ad- J. Carson Mark, former leader of the theoretical-physics division visory committee of the National Science Foundation and former of Los Alamos National Laboratory, serves as a consultant to Los president of the American Physical Society and the American Alamos and other government agencies. Academy of Arts and Sciences, is emeritus institute professor of George Rathjens, professor of political science at MIT, was chief physics at the Massachusetts Institute of Technology. scientist in the Defense Advanced Research Projects Agency and in Val Fitch, a 1980 Nobel Prize winner in physics and professor of the Office of Special Assistant to the President for Science and physics at Princeton University, was a presidential adviser on sci- Technology. ence policy and arms control in the Nixon administration. Victor Weisskopf, former group leader at Los Alamos National Marvin Goldberger, former president of the California Institute Laboratory and former director of CERN (the European Center for of Technology and now director of Princeton's Institute for Ad- Nuclear Research), is emeritus institute professor of physics at MIT. vanced Study, chaired the committee on international security and arms control of the National Academy of Sciences. April 7, 1989 FOR A NEW NUCLEAR MATERIALS PRODUCTION POLICY: SOLVING THE MILITARY TRITIUM PROBLEM Hans Bethe, Freeman Dyson, Herman Feshbach, Val Fitch, Marvin Goldberger, Kurt Gottfried, Milton Hoenig, Franklin Long, Carson Mark, George Rathjens, Victor Weisskopf This paper was prepared in collaboration with the Nuclear Control Institute, Washington, D.C. Introduction New production of tritium for U.S. nuclear weapons has been at a standstill since the spring of 1988, when the Energy Department's reactors at the Savannah River plant were completely shut down as a result of safety concerns. Since the Savannah River reactors are the sole source of supply of tritium for nuclear weapons, officials of the Departments of Defense and Energy and some members of Congress have stated that tritium production for weapons must be resumed in at least one Savannah River reactor this year or our national security will be endangered; they view a longer halt in tritium production as tantamount to "unilateral disarmament." This concern is based on tritium's relatively rapid radioactive decay, necessitating its regular replacement in warheads to keep them fully functional. DOE also has asked for over $300 million in FY 1990 to prepare for construction of two new production reactors costing $7.5 billion, according to the department's present preliminary estimate. The reactors, to be completed in 10 years, would supply 150 percent of DOE's perceived future tritium requirements for nuclear weapons. They also would be capable of producing weapon- grade plutonium. It is our considered view that there is no critical shortage of tritium today. Claims that the United States is confronted with an imminent tritium crisis distort the true situation. Congress and the American people should not be stampeded into restarting the Savannah River reactors and building costly new production reactors. Instead, the existing tritium supply should be put to more efficient use to meet the nation's military tritium needs in the near-term, and any need for new production of tritium over the long-term should be reevaluated. There are a number of important reasons for taking this cautious approach to new tritium production. Tritium, because of its relatively rapid radioactive decay, is a wasting asset; it makes no sense to produce more tritium than is now needed or to fund facilities capable of producing very much more than will be needed. Plutonium, on the other hand, is long lived and is in ample supply to meet current weapons requirements. There is no need to produce more of it at the present time. In view of the fact that the leaders of the United States and the Soviet Union have agreed in principle that the superpower nuclear arsenals are much too large, a continuation of the present halt in tritium production and a delay in proceeding with new production facilities would allow time to ascertain whether the ongoing Strategic Arms Reduction (START) Talks and other arms reduction initiatives will result in significant reductions in tritium requirements. As discussed below, if prospects for a START agreement are realized, there would be an opportunity to reassess the need for new tritium production capacity and to take advantage of substantial reductions in the size and cost of new facilities if they are required. Congress needs to obtain information from the Departments of Energy and Defense on how many years the existing tritium inventory can be extended by more efficient management and use, without new production. We believe, as discussed below, Congress may learn that there now exists enough tritium to sustain a fully adequate weapons stockpile for at least five years, if the possible effects of different tritium management arrangements and the possible use of tritium from weapons scheduled for retirement or held in storage are taken into account. If it becomes apparent that START and other arms-reduction opportunities will not be realized, and a new production reactor is eventually needed, plans of the kind currently proposed could be reinstated. The delay of a few years entailed by this approach would not erode the nuclear deterrent power the nation now possesses, nor pose any other risk to national security. In any circumstance, there is no need for the further production of long-lived plutonium for nuclear weapons since already sufficient supplies exist from weapons retirements and scrap recovery. We believe a new production reactor could be built in 5 years rather than the 10 years now projected by the Department of Energy, once planning activities are completed. A great deal more is known now about reactor design and safety than was known in the 1950s, and much time and money could be saved if construction proceeds efficiently after thorough planning and safety and environmental review. The several-year tritium cushion that now exists for weapons gives the nation time to review its objectives and future needs. It is not in the national interest, therefore, to move ahead precipitously with construction. Indeed, the nation is now faced with strict limitations on Federal spending because of the imperative to cut the budget deficit. Very large sums will be required to upgrade some elements of the weapons production complex in order to achieve improvements in safety, pollution control and efficiency of operation, as well as to proceed with the necessary cleanup of 2 environmental pollution resulting from 40 years of past operation. Monies now being requested for the construction of new production capacity should be applied, for at least the next few years, to such other purposes. Tritium's Significance Tritium, a radioactive isotope of hydrogen, is an essential element in modern, "boosted" nuclear warheads. The fusion of a few grams of tritium with deuterium provides a burst of neutrons at the crucial moment to amplify ("boost") the yield in fission weapons or in the fission triggers of thermonuclear weapons. Boosting allows reductions in the weight of nuclear warheads, enabling them to be more compact and efficient, and also lowering their cost. We are heavily dependent on boosting, and the Soviets are known 1 to make use of its very significant advantages, as well. Because tritium decays at a rate of 5.5 percent annually, reducing by half in about 12 years, the tritium "reservoirs" of U.S. nuclear warheads must be refilled regularly to maintain the weapons' explosive yield. The reservoir of a nuclear weapon is filled initially with a supply of tritium in excess of what is needed for the weapon to operate properly. The tritium excess lasts for a specified number of years after the weapon is deployed, and when the excess runs down, because of radioactive decay, the tritium reservoir is exchanged for a new one. The surviving tritium in the old reservoir is recovered, purified and recycled. Tritium replenishment cycles vary for the different types of nuclear warheads in the stockpile. It has been reported that weapons currently in the stockpile have a 4-to-6 year replenishment cycle while the new generation of submarine launched missiles 2 may be charged with a tritium oversupply lasting 10 years or more. Provided that an essential minimum amount of tritium remains in the weapon system, the size of the initial tritium charge or its radioactive decay do not affect the weapon's operation to the extent of failing to give the certified yield. The size of the charge determines only the length of time the weapon may remain in the field before it becomes necessary to replenish its tritium supply. For example, to provide a 6-year service life after a fresh filling, the tritium loading must have an excess of at least 40 percent over the minimum amount. This excess represents the extra amount of tritium that must be added to the tritium recovered from a weapon's reservoir, after it is returned from the field, in order to prepare it for being sent back for a further 6-year service life. To refill a tritium reservoir for an 8-year service life in the field would require adding an excess of at least 57 percent of the essential minimum amount, whereas a 10-year service life requires an excess of about 75 percent over what is needed for the weapon to be operable. 3 The Near-Term Tritium Cushion In testimony before the Senate Armed Services Committee, Troy E. Wade, DOE Acting Assistant Secretary for Defense Programs, said that it would be necessary to restart one Savannah River reactor by the end of the year 3 since by then the need for new tritium would become critical. Earlier, Robert B. Barker, Assistant to the Secretary of Defense for Atomic Energy, was quoted as warning that delaying restart of the reactors would be tantamount to "unilateral nuclear disarmament. These assertions have led to expressions of Congressional concern about the prospect of "unilateral disarmament. However, a recent internal Pentagon study reportedly concludes that there is an adequate supply of tritium for 18 months to 2 years with no alterations in resupply of weapons or any additional production of tritium. 6 The detailed assumptions leading to these somewhat different conclusions were not disclosed. It may be assumed, however, that they were developed on the basis of needs implied by some pre- existing schedule for the resupply of tritium for weapons in the stockpile, along with initial supply for a certain number of new weapons, and that the procedures to be followed were in accordance with some customary prescription concerning service life. There are a number of straightforward means that could be adopted to stretch out the period for which a given reserve supply of tritium would be able to cover the weapon=filling requirements, without having to declare a state of emergency or resorting to "unilateral disarmament." The most obvious and immediately effective step would be to reconsider existing plans for tritium service life. By way of illustration, suppose that the current schedule calls for refilling a large number of weapons for a 6-year service life. According to Assistant Energy Secretary Wade's statement above, there is only enough tritium on hand to continue the refilling operation for about one year. However, simply by changing to a 3-year service life, for which the required excess in the filling is only 18% rather than the 40% required for 6 years, the amount of additional tritium required to refurbish the same number of weapons would be cut in half, and the supply of tritium for maintaining the same number of weapons would be extended from one year to two years. If the proposed program includes weapons having a service life longer than 6 years, the change to a 3-year life would result in an even longer extension of the existing tritium inventory. A further step to extend the existing tritium supply would be to redistribute the tritium already in warheads by filling depleted tritium reservoirs with a portion of the excess tritium recovered from more recently replenished warheads and thereby 4 shortening the overall replenishment cycle. In this process, recently filled reservoirs would be brought back from the field along with depleted ones, and the weapons would be resupplied with reservoirs having shorter service lives. For example, redistributing the tritium in the stockpile to reduce the tritium service life overall from 6 years to 3 years could extend the tritium supply by yet another two years. Part of the price for using these means to defer any tritium "crisis" would be the doubling (or more) of the work load at facilities handling the refills. But the increased workload would take effect gradually and would not be difficult to prepare for. The increased number of reservoirs to be handled also would raise operating costs in the field, but this increase, like the higher facility costs, would be offset by the net savings realized from no new tritium production costs. There are a number of other potential sources of tritium that could be used to avert a short-range tritium supply problem. Among these are the 500 or so warheads to be withdrawn under the INF treaty, along with the Pershing 1A missiles to be retired from Germany; the warheads from the Poseidon submarines retired since 1985, along with additional warheads from the two scheduled for retirement in 1989 to abide by the SALT limits; the bombs removed from the B-52G bombers converted to conventional missions; some 400 enhanced radiation warheads now in storage, if their large tritium supplies have been kept intact; and the recovery of tritium from used heavy water moderator in storage at Savannah River. These all represent possible additional sources of tritium. Some may already have been taken into account, and some may not provide much relief. But certainly these, and any other similar examples, should be exploited before it is concluded that there is any imminent crisis. Once Congress has complete information available, it would be surprising not to find that tritium requirements to maintain a fully adequate weapon stockpile (as distinct from some past projections of possible future stockpile trends and developments) could be met for a significant period such as 5 years without any additional tritium production. It should not take as long as five years, however, to determine whether the START and other arms-reduction negotiations are likely to produce cuts sufficient to permit continued suspension of tritium production. It is widely assumed that it should be clear within two years whether a START agreement will be successfully concluded, by which time it also should be clear whether post-START negotiations for further deep cuts are in the offing. Still, for the purpose of examining a worst-case scenario, one could suppose that the U.S. has refrained from producing any tritium for a period of five years and that, at the end of that time, there is no clear prospect of any arms control agreement. We might then decide that it was essential to build up our nuclear arsenal. Would we then be in a tritium crisis? 5 Even in this worst case, the United States could find other sources of tritium to meet its military requirements. Over the interim period we could, and presumably would, have prepared at least one Savannah River reactor for restart. Operating even at half power, a single Savannah River reactor could supply enough tritium to sustain the arsenal at its present level until a new production reactor is completed. The concerted construction phase of a new production reactor would begin immediately and could be finished in 5 years, after having previously completed the design work and the necessary environmental and safety reviews. In the unlikely event that none of the remaining Savannah River reactors can be restarted safely, there are a number of other possible sources of military tritium: for example, the N reactor at Hanford, which is now undergoing renovation, the DOE test reactors in Idaho, and even the expedient of commercial power reactors, for which tritium target technology is now under development. Also, tritium might be acquired from France and Britain, and possibly from Canada. However, it should be understood that with a stockpile of over 20,000 nuclear warheads, any reference to a "crisis" in tritium supply is quite inappropriate. Should the hope for agreement on START and follow-on arms reductions fail, any interim measures taken while new reactor construction is being completed - such as the temporary transfer of tritium from some less essential weapons to more essential ones would not diminish our deterrent capability. Finally, it should be noted that if the present halt in tritium production were continued for an extended period, the weapons stockpile eventually would have to be reduced at a rate similar to the decrease in the amount of tritium on hand that is, at the decay rate of about 5.5% a year. 7 For about the first five years, such a reduction in weapons is really quite similar to the cuts that have been discussed in the START negotiations. Should negotiations continue beyond START with the objective of establishing a minimum effective nuclear deterrent, there would be no need to resume new tritium production for many years. In fact, the United States now has enough tritium in its 23,000 nuclear warheads to support a force of 6,000 strategic warheads for longer than 20 years and a force of 1,000 warheads for some 50 years. Recommendations Plans for new tritium production reactor capacity should be scaled to reflect the country's actual needs. Congress must obtain from the Energy and Defense Departments documented information on what these needs are today, to what extent they can be met from existing inventory, and what they would be in the event of START reductions and reductions beyond START. Preparations now underway for construction of new production reactors should be deferred to allow Congress to become fully informed and to allow time for the START process to produce results. 6 In the meantime, the United States should not resume production of nuclear weapon materials that are not needed and can serve only to further stimulate the arms race. Instead, it should move toward a mutual halt in the production of nuclear materials for weapons. While the present halt in production remains in effect, the United States should consider offering not to restart the Savannah River reactors or to begin construction of new production reactors for a designated period of time to give the Soviet Union the opportunity to reciprocate. The two sides may be able to proceed to a mutual halt in production of tritium and fissionable materials for weapons by a series of reciprocal steps. A mutual production halt could be monitored by national technical means and on-site inspections, supplemented by international and bilateral safeguards on civilian reactors. Such a halt is possible in the context of a START agreement and agreements on deep cuts beyond START accompanied by verification of delivery systems and warheads destroyed and retained. The United States and the Soviet Union should not let pass an extraordinary opportunity to achieve a mutual halt in the production of nuclear materials for weapons. For its part, the United States can exercise restraint and turn the present production shutdown to advantage. It should not be stampeded into premature resumption of tritium production or construction of new production capacity. If we exercise restraint, the arms reduction process can flourish. 1. Robert Kelley, "Comments on the Tritium Factor' Proposal," Study performed for the Assistant Secretary of Energy for Intelligence, June 1988 (reprinted in The Tritium Factor: Tritium's Impact on Nuclear Arms Reductions, a report on a December 1988 workshop by the Nuclear Control Institute and the American Academy of Arts and Sciences, to be published in April 1989). 2. Michael R. Gordon, "Stretching Gas For Nuclear Arms Studied," New York Times, 24 Oct. 1988. 3. Statement of Troy E. Wade II, Acting Assistant Secretary for Defense Programs, DOE, before the Senate Armed Services Committee, 2 Feb. 1989. 4. Keith Schneider and Michael Gordon, "Reactor Shutdown Could Impede Nuclear Deterrent," New York Times, 9 Oct. 1988. 5. Senator John H. Glenn, "The Mini-Hiroshima Near Cincinnati," New York Times, 24 Jan. 1989; also, transcript of "Today Show" interview, December 28, 1988, 7:17 AM. 7 6. Fred Kaplan, "Tritium Shortage Isn't Critical Yet, Pentagon Says," Boston Globe, 22 Jan. 1989; "Operator Error at Savannah River Causes Damage to Cooling System," Boston Globe, 26 Jan. 1989. 7. J. Carson Mark, Thomas D. Davies, Milton M. Hoenig, and Paul L. Leventhal, "The Tritium Factor as a Forcing Function in Nuclear Arms Reduction Talks," Science, 2 September 1988, pp. 1166-1169. SIGNERS OF TRITIUM PAPER April 13, 1989 Hans Bethe, a 1967 Nobel Prize winner in physics and former head of the Theoretical Physics Division at Los Alamos National Laboratory, is emeritus professor of physics and nuclear studies at Cornell University. Freeman Dyson, professor of physics at Princeton's Institute for Advanced Study, has been a frequent consultant to the Defense Department and the U.S. Arms Control and Disarmament Agency. Herman Feshbach, former chairman of the Nuclear Science Advisory Committee of the National Science Foundation and former president of the American Physical Society and the American Academy of Arts and Sciences, is an Emeritus Institute Professor of physics at the Massachusetts Institute of Technology. Val Fitch, a 1980 Nobel Prize winner in physics and professor of physics at Princeton University, was a presidential adviser on science policy and arms control in the Nixon Administration. Marvin Goldberger, former President of the California Institute of Technology and now Director of Princeton's Institute for Advanced Study, chaired the Committee on International Security and Arms Control of the National Academy of Sciences. Kurt Gottfried, professor of physics and nuclear studies at Cornell University, was an officer of the American Physical Society and a member of the Department of Energy's High Energy Physics Advisory Panel. Milton Hoenig, a physicist and scientific director of the Nuclear Control Institute, was at the Arms Control and Disarmament Agency (ACDA) during the Carter Administration. Franklin Long, professor emeritus of chemistry at Cornell University, was research supervisor of the National Defense Research Committee from 1942 to 1945 and assistant director of ACDA under President Kennedy. J. Carson Mark, former division leader of the Theoretical Physics Division of Los Alamos National Laboratory, serves as a consultant to Los Alamos and other government agencies. George Rathjens, professor of political science at M.I.T., was chief scientist in the Defense Advanced Research Projects Agency and in the Office of the Special Assistant to the President for Science and Technology. Victor Weisskopf, former Group Leader at Los Alamos National Laboratory and former director of CERN, the European Center for Nuclear Research, is Emeritus Institute Professor of physics at the Massachusetts Institute of Technology. # NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 June 26, 1989 Mr. John Sununu Chief of Staff to the President The White House Washington, D.C. Dear Mr. Sununu: Today, I and our scientific director, Dr. Milton Hoenig, went to the Soviet Embassy to receive a response from Moscow to a letter, attached, that we sent on March 30 to General Secretary Gorbachev on the subject of a halt in the production of tritium and other nuclear weapons materials. We request the opportunity to meet with you personally to discuss what we regard as a rather significant Soviet position on a proposal contained in our letter. We believe, on the basis of your position close to the President and your technical understanding of the unique role of tritium in nuclear weapons, that you would have a special interest in the Soviet message to us in the context of prospective talks between the two leaders. By way of background, I have enclosed a book that summarizes a workshop on our tritium proposal that we conducted last December with the American Academy of Arts and Sciences. Also enclosed are two recent columns by Tom Wicker on the proposal and a paper by our Institute exploring verification issues. Thank you for your attention to this matter. I look forward to hearing from you. Sincerely, Paul Leventhal Enclosures Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 March 30, 1989 General Secretary Mikhail Gorbachev The Kremlin Moscow, USSR Dear Mr. General Secretary: Soviet and American missiles are now being destroyed under the provisions of the INF treaty, and verification inspections of military facilities in the U.S. and the U.S.S.R. are being carried out on a regular basis. Unilateral cuts in Soviet troops and tanks are being made in Europe, setting the stage for new negotiations between NATO and the Warsaw Pact to reduce conventional arms in Europe. None of these remarkable developments would have been possible without your bold leadership and vision. Changes that seemed impossible a few years ago are occurring today. It is for this reason that we are writing to ask you to consider an initiative that truly could change the course of history by restraining, indeed reversing, the nuclear arms race. As you are well aware, many people are hopeful and confident that when the START negotiations are resumed they will lead to an early agreement for significant reductions in the strategic nuclear weapons of both superpowers. Yet, it is by no means clear what reductions would be achieved beyond START or that there will be the will on either side to keep the arms-reduction process going. It is essential that, as an adjunct to the START negotiations, the superpowers now look to a new way for assuring continued and deep reductions in the nuclear arsenals. Only in this way can we hope to eliminate the threat of nuclear destruction. The most important initiative that could be undertaken at this time by either side, we believe, is to unilaterally halt production of the essential ingredients for nuclear weapons, fissionable material and tritium, in the expectation and hope that the other side soon would make the halt mutual. Although we have proposed that our government take the first step, we believe, for reasons noted below, that present circumstances are such that the Soviet Union, under your leadership, is in the better position to take the initiative. This is the crucial time to announce a halt in weapon materials production. There are some remarkable symmetries Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS General Secretary Mikhail Gorbachev March 30, 1989 Page Two between the situations in our two countries that may never again be repeated. Neither country easily can afford to spend the many billions required to upgrade and replace dilapidated production facilities that are 40 years old at the expense of more essential services and needs. In the United States, the military reactors that produce plutonium and tritium for nuclear weapons are now shut down for safety-related reasons. According to a recent memorandum prepared by the U.S. Los Alamos National Laboratory, "Soviet military production reactors are old, obsolete, and unsafe. They will be shut down soon anyway." Further, the United States is now planning to build two new production reactors for tritium, as well as plutonium, that will provide far more production capacity than is needed to maintain the current arsenal of nuclear weapons. Indications from recent French SPOT satellite images are that the Soviet Union is constructing one or two new reactors at the Kyschtym nuclear complex. Each nation also is in a position to turn to its civil power reactors for military tritium and plutonium production but, to our knowledge, neither has yet done so in a major way. At this time, the United States and the Soviet Union both are in a position to defer plans for rebuilding their respective nuclear materials production facilities in order not to stimulate the nuclear arms race and in order to stimulate the ongoing arms- reduction process. A halt in the production of tritium would, after several years, require the retirement of each country's modern nuclear warheads at the minimum rate of tritium's radioactive decay, 5.5 percent annually, thus reducing the number of warheads by half in 12 years. In addition, both countries have accumulated substantial stocks of plutonium and highly enriched uranium and do not need to produce any more. This set of circumstances has prompted us, with the assistance of the former head of the theoretical physics division of the Los Alamos National Laboratory and other distinguished scientists, to explore the Nuclear Control Institute's proposal for a "Tritium Factor" approach to nuclear arms reduction. An article by our collaborator, Dr. J. Carson Mark, caught the attention of the Reverend William Sloane Coffin, Jr., who wrote to you last November urging your consideration of a production halt and of tritium-paced arms reduction negotiations. Our proposal has since been the subject of a conference co-sponsored by the American Academy of Arts and Sciences, the proceedings of which soon will be published as a book. We are writing to add our voice and our expertise to Rev. Coffin's appeal to you, and to suggest specific ways in which you could proceed to make this unorthodox but feasible concept a General Secretary Mikhail Gorbachev March 30, 1989 Page Three reality. We believe a cutoff of fissionable materials production alone does not go far enough because only by including perishable tritium in a production halt is it possible to ensure eventual reductions in nuclear weapons. We also believe that a tritium production halt can be verified by a combination of on-site facility inspections and by confirmation of destruction of delivery systems being retired under START and post-START agreements. Under your leadership, the Soviet Union could establish a dialogue with the United States on a nuclear weapons materials production halt while the present halt in tritium and plutonium production is still in effect in the United States. Mr. General Secretary: we ask you to do two things for the sake of your nation and ours: first, pending the outcome of START and other arms-reduction negotiations, announce an interim shutdown of all military production reactors in the Soviet Union and a consequent halt in new production of plutonium and tritium for weapons, as well as a halt in further production of highly enriched uranium for weapons; second, publicly declare that the nuclear reactors that now appear to be under construction at Kyschtym are for power production purposes only. (Such an assurance, we have been told, was given privately by the Soviet Government to the U.S. Defense Intelligence Agency.) The Nuclear Control Institute is making every effort to appeal to the U.S. government to delay both the restart of its shut-down production reactors and the construction of any new production reactors until there is a complete review of the prospect for successful arms reduction negotiations. However, we believe it may be politically and diplomatically impossible for the U.S. to do this at a time of perceived disadvantage caused by the present shutdown. But this situation presents you an opportunity for an historic initiative. We believe the United States and the Soviet Union should not let pass an extraordinary chance to achieve a mutual halt in the production of tritium and fissionable materials for weapons. The two countries may be able to proceed to such a halt by a series of reciprocal steps. We urge you in the interest of world peace to take the first step. Of course, we are prepared to follow up in whatever way you may wish to proceed, and to make the experts at our disposal available to those who advise you. Sincerely, Paul Leventhal Milton Haveng Milton Hoenig President Scientific Director NUCLEAR CONTROL INSTITUTE Q. The Tritium Factor is a technical concept. How might the two leaders announce an agreement based on the Tritium Factor that would put the accord in historical perspective for the lay public? A. A joint announcement of such an agreement might include the following elements: "Since the early 1950s, our two nations have been embarked on a course of building and modernizing many thousands of nuclear weapons. We each now possess nuclear arsenals capable of destroying each other many times over. We each have built the industrial capacity to produce enough nuclear materials to maintain and even to enlarge our respective nuclear arsenals. The existence of so many nuclear weapons, and of the capacity to build so many more, increases the threat of nuclear war and endangers the entire world. "The INF agreement on intermediate and short-range nuclear missiles represents an important milestone: elimination of whole systems of nuclear armaments. The ongoing START talks hold out the hope that soon we may be able to agree on mutual deep cuts in our long-range strategic nuclear weapons. "These efforts put us within reach of altering the course of human history. As the leaders of the world's two most powerful nations, we share a vital interest in, and a deep commitment to, achieving substantial reductions in our nuclear armaments. We want to make sure that nuclear arms-reduction negotiations do not drag on indefinitely and that steady progress is made. "In this spirit of good will, we have agreed to establish a framework that will set a pace for the drawing down of our nuclear arsenals by no less than six per cent a year. Accordingly, we have agreed to a mutual halt in production of new materials used in the manufacture of nuclear weapons for as long as we can maintain this minimum rate of progress at the negotiating table. "Our objective is to achieve deep cuts in nuclear warheads far in excess of the agreed minimum yearly rate. But even cuts negotiated at the modest rate of six per cent a year, if maintained over the next 12 years, will pay a historic dividend: a 50 percent reduction in our nuclear arsenals by the start of the new century. "Nuclear scientists, who made nuclear weapons possible, also have given us a unique means to put a clock on the negotiating table to pace nuclear-arms reductions and thereby advance mankind's quest for world peace. Tritium, a man-made radioactive material that each side uses to boost the explosive force of its nuclear weapons, decays naturally at the rate of about 6 per cent a year. This decay rate is known as the Tritium Factor. If mutual reductions in nuclear arms can be achieved at this rate or faster, no more new tritium need be produced because tritium can be recovered from weapons that each side destroys and can be reused in remaining weapons as the arms-reduction process continues. "So long as both sides can agree to maintain at least this steady pace of reductions in nuclear weapons, we also will be able to suspend new production of the other principal nuclear-weapon materials, plutonium and highly enriched uranium. This agreement, therefore, represents an historic opportunity not only to draw down nuclear armaments but to halt further production of nuclear materials used to make nuclear weapons. "Eventually, our two nations will have to agree on the level to which our nuclear arsenals should be reduced to provide effective deterrence, and production of new tritium then would be resumed in much smaller quantities to maintain the arsenals at that agreed level. However, no further production of plutonium and highly enriched uranium will be required because, unlike tritium, they do not decay at a rapid rate. "Of course, this agreement has been made subject to strict arrangements to verify that nuclear weapons are destroyed at the agreed rate and that no new materials for weapons are being produced. We also have agreed to maintain on a stand-by basis the reactors needed to resume production of tritium in the unfortunate event that arms-reduction negotiations fail to keep pace with tritium's decay. "Our hope, however, is that by utilizing the Tritium Factor, we will be able to keep the nuclear-arms reduction process moving forward. Our further hope is that in reducing our own reliance on nuclear weapons, we not only will reduce the chances of destroying each other, but we will set an example that other nations possessing or contemplating nuclear weapons can follow. In this way, we can keep alive the hope that nuclear weapons some day can be abolished from the earth." NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 August 4, 1989 Briefing Paper for John Sununu Summary The involuntary total shutdown of the Nation's aging military production reactors presents a festering problem for DoE but an opportunity of historic dimensions for the President. The Soviet Union has major nuclear problems of its own in both the civil power and military production sectors. It is now cooperating with the United States on safety questions in the first area and might conceivably share an interest in cutting losses and eliminating risks in the second area. The Soviet Union has formally proposed to the U.S. the negotiation of a mutual verifiable halt in production of fissile material, and is now indicating to the Nuclear Control Institute that it could be prepared to discuss such a halt in tritium production as well. Indeed, we were told that Gorbachev could raise a tritium cutoff at his first summit with the President depending on "circumstances at the time." This paper explores how the President, in anticipation of the summit, could seize the initiative and achieve an immediate halt in all Soviet production of nuclear weapons materials. By means of the initiative we propose (page 4), he could bring the Soviets into conformity with the existing U.S. situation and overcome the present perception of the U.S. being in a position of weakness. It could enable the President to announce jointly with Gorbachev an agreement that would be regarded as historic in two respects: (1) it would shut down all production of nuclear weapons materials by both superpowers for the first time, and (2) it would shift the nuclear arms race into reverse gear at a manageable speed, consistent with START and other foreseeable reductions and in a prudent manner that is verifiable and preserves effective deterrence. In addition, the initiative would produce a number of domestic benefits for the President: It would defuse the sense of crisis and sharply reduce the risks that now pervade efforts to restart the production reactors and to pursue other options for achieving tritium production. It would avoid a premature commitment to construction of new production capacity that may be many times larger and more costly than eventually will be needed. And it would avoid possible production of military tritium in power reactors, a nightmare for the nuclear industry. * * * Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS Tritium's Special Role Unlike fissile plutonium and uranium, which essentially last forever and are in abundant supply, tritium decays steadily and must be replenished regularly in boosted and thermonuclear warheads. For this reason, new tritium must be produced to maintain or to enlarge a modern arsenal even if no further fissile material is produced. No fresh tritium need be produced if warheads utilizing tritium are retired at a rate that keeps pace with or exceeds tritium's decay (5.5% a year) and if tritium recovered from retired warheads is used to replenish the remaining warheads. Of course, a tritium cutoff could be agreed to at the conclusion of talks such as START that produce cuts approximating this pace and that set the stage for additional deep cuts. But a tritium halt also could be agreed to as a confidence-building measure earlier in the process, especially if both sides stand to benefit from the standpoint of cost and safety of their production programs. An agreement now to halt production of tritium would require each side to shut down all of its military production reactors and associated reprocessing plants and to place some of these facilities on cold standby-- an outcome that is not possible with a fissile cutoff alone because of the need to continue producing perishable tritium. For reasons outlined below, each side might welcome such a comprehensive production halt at this time. What follows is an analysis of the growing problem caused by the involuntary shutdown of the Savannah River reactors, an opportunity for the U.S. prompted by developments in the Soviet Union, and a proposed initiative for the President keyed to the upcoming summit. Problem The three remaining Savannah River Site (SRS) reactors, presently the Nation's exclusive source of tritium for weapons, are shut down. Restart of the reactors, after an unsuccessful try last August, has slipped by at least two years to 1990-1991, and the estimated cost of repair has quadrupled to $1.66 billion. Successful restart and safe operation of these old reactors is problematical at best. Another failure at restart or another forced shutdown (conceivably accompanied by a radioactive release) could be quite controversial and could transform SRS from a DoE problem to a Presidential problem--with a possible spillover effect on the nuclear power industry as well. Alternative options for producing tritium are not readily at hand and are themselves risky and controversial: O Conversion of the incomplete WNP-1 power reactor at Hanford to dedicated tritium production, according to GAO, will cost a minimum of about $3 billion, will require at least seven years before the first tritium is recovered from still untested LWR target technology, and will raise substantive nuclear safety and proliferation issues. 2 O Restart of the N Reactor at Hanford will trigger a threatened lawsuit by the Natural Resources Defense Council (NRDC) and will arouse safety concerns. o Preliminary (Title I) design of two new production reactors already has slipped another year (without DoE informing Congressional authorizing and appropriating committees), and actual cost of the reactors may reach at least five times the original pricetag of $7.5 billion, using DoE's own acknowledged cost-overrun experience in long-term construction projects. O The only other potential domestic source of tritium is to produce it in licensed nuclear power reactors, using lithium targets being developed for the WNP-1. DoD is openly discussing this option as a contingency if one or more SRP reactors cannot be operated successfully. Exercise of this option would require NRC to reopen licensing proceedings on safety questions and would subject utilities to criticism that nuclear power reactors are being used as nuclear bomb factories an outcome the nuclear industry dearly wishes to be spared except in a Congressionally declared national emergency. Given the problems and risks at SRS, and the unsatisfactory or unavailable alternatives for new production of tritium, is there a satisfactory way out of this mess? Opportunity The Soviet Union, its civil nuclear power industry reeling from a series of reactor closings and cancellations caused by public reaction to the Chernobyl accident, also faces problems with its weapons production reactors. Gorbachev and Soviet officials have announced the shutdown of a total of five of the oldest reactors, located at Kysthym, to be completed by 1991; nine other reactors, probably none built more recently than the 1960s, continue to operate at two other sites. Some of them, perhaps two or three, are heavy water reactors used to produce tritium, like the reactors at Savannah River; the rest are graphite moderated reactors, forerunners of the Chernobyl design, presumably used to produce plutonium. Three reactors of advanced breeder design are planned or under construction near Kysthym presumably for power purposes but capable of replacing the shutdown production reactors. Until quite recently, the Soviets seem to have been interested only in the possibility of negotiating a fissile material halt---an approach that has been developed in a series of exchanges between Soviet academicians and representatives of the NRDC and the Federation of American Scientists (FAS). On June 26, representatives of the Nuclear Control Institute were invited to the Soviet Embassy to receive a message from Moscow in response to a letter NCI had sent to Gorbachev describing its proposal for a "Tritium Factor" approach to nuclear arms reductions and suggesting that the Soviet Union was in a position to shut down its production reactors to match the situation in which the United 3 States now finds itself. An Embassy official, who explained that he was speaking on behalf of the Ambassador and translating a cable from the Foreign Ministry, stated at one point: "It appears that in the context of [fissile cutoff] negotiations, one could raise the question of a cessation in the production of tritium." When we asked whether this question would be raised by Gorbachev at the forthcoming summit, he responded that it would "depend on the circumstances at the time." Thus, it appears that the Soviets are prepared to raise the possibility of a comprehensive cutoff of nuclear materials that includes tritium if the U.S. is prepared to enter into talks on a fissile material cutoff. The Soviets probably realize that the U.S. is not likely to agree to a fissile material cutoff with all of its production reactors down while Soviet reactors would continue to operate to produce tritium. Moreover, the Soviets now may recognize that a fissile cutoff alone might hold little appeal for either side because there would be no guaranteed arms- reduction payoff for the acceptance of highly intrusive verification measures (while inclusion of tritium, because of its steady decay, would guarantee eventual arms reductions). Whatever the reason, the Soviets could now be signaling a willingness to discuss a tritium halt that, in combination with a fissile material halt, would permit both sides to shut down all production reactors and to defer new production reactors. Does this situation present an opportunity for the President? We believe it represents an opportunity for an historic initiative. Initiative The initiative we propose could be a "bold stroke" a personal and confidential communication by the President to Gorbachev, well in advance of the summit, responding to the Soviet proposal for the start of negotiation of a verifiable halt in production of fissile material. The President could inform Gorbachev that the United States would agree to such a negotiation, but only if the Soviet Union would agree to two conditions: (1) join with the U.S. in an immediate halt in the production of fissile material and tritium, including a pledge that power and research reactors will not be operated for weapons material production either; and (2) agree to expand the negotiation to include a tritium production halt. In this way, the President could achieve a prompt shutdown of all Soviet production of nuclear weapons materials in military or civilian reactors, bringing the Soviets into conformity with the existing U.S. situation and thereby overcoming the present perception of the U.S. being in a position of weakness. If the President's offer were accepted by Gorbachev, the two leaders could announce their agreement at the summit. The agreement would be regarded as historic for two reasons: (1) it would shut down all production of nuclear weapons materials by both superpowers for the first time, and (2) it would shift the nuclear arms race into reverse gear at a manageable speed, 4 consistent with START and other foreseeable arms reductions and in a prudent manner that is verifiable and preserves effective deterrence. The President's offer would not be made publicly, so that if the anticipated result were not achieved, it would cause no embarrassment to the President. But the offer would put Gorbachev's sincerity, and his ability to deliver, to the test. If he is sincere in his desire to negotiate a fissile material cutoff, and in his apparent desire to put a tritium halt on the table as well, then he should be willing to enter the negotiation on an equal footing with the President. He cannot seriously expect the President to enter such a negotiation with all U.S. production reactors shut down while Soviet reactors continue to operate. If he is unwilling to enter the negotiation on an equitable basis, or he is unable to deliver his own bureaucracy to the table, nothing will have been lost for the President having tried. And much could be gained if Gorbachev accepts the offer. Since a comprehensive production halt requires the shutdown of all production reactors, which can be verified promptly by satellite, the agreed halt would take effect immediately on an interim basis, with the understanding that detailed inspection and other verification measures, covering civil as well as military and suspect facilities, would have to be worked out and agreed to by a date certain (perhaps two years hence.) Since it may take this long to achieve the first START reductions, and since each side could rely on more efficient management of tritium in existing weapons and on tritium recovered from any voluntarily retired weapons, there should be no problem for either side to sustain their arsenals during this period. And, it should be stressed, that with each side possessing a deterrent of more than 20,000 nuclear warheads during this period, each is assured of ample protection against the consequences of any cheating that might take place under the interim accord. [See items, submitted separately, that discuss verification and deterrence.] Beyond shutting down Soviet production of weapons materials and establishing a basis for reversing the arms race, the proposed Presidential initiative, if successful, would achieve the following important domestic benefits: It would defuse the sense of crisis and sharply reduce the risks that now pervade the Savannah River restart effort and all the other options for resuming tritium production. It would give Admiral Watkins the extra time he needs to complete the SRS repairs and to meet all NEPA requirements for holding the three reactors on cold standby as a contingency against a breakdown in finalizing the agreement. It would avoid a premature commitment to construction of new production capacity that may be many times larger and more costly than eventually will be needed. And it would avoid possible production of military tritium in power reactors, a nightmare for the nuclear industry. 5 Given these substantial benefits of success, and the negligible risks associated with failure, the proposed initiative is well worth pursuing. The opportunity for achieving a comprehensive, verifiable halt in nuclear weapons materials production results from the fortuitous coincidence of the aging of the superpowers' production plants and the current unprecedented easing of tensions between the two nations. It is an opportunity that may not be repeated and should be exploited to the fullest by the President. Paul Leventhal Milton Hoenig NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 July 7, 1989 Minutes of meeting with First Secretary Sergey I. Kislyak, Soviet Embassy, 11 AM-12:20 PM, June 26, 1989. Present: Kislyak, Paul Leventhal, Milton Hoenig Kislyak said he would translate a message sent from Moscow to the Ambassador for conveyance to us in response to our letter of March 30, 1989, to General Secretary Gorbachev. Before he began, we advised him that we were not acting directly or indirectly for the U.S. Government. We said our proposal for a mutual, verifiable halt in production of tritium as well as fissile materials for weapons was an initiative of the Nuclear Control Institute and was based on our perception that the U.S. and the U.S.S.R. might have an overlapping interest in such an approach at this time. A summary of Kislyak's translation of the Soviet government's message and of our subsequent discussion of it follows: Your message to General Secretary Gorbachev "was carefully studied, and we thank you for it." The Soviet Union shares your desire for a "comprehensive solution" to nuclear disarmament. As for your specific proposal about ending the production of plutonium and tritium for nuclear weapons purposes, we are cognizant of this question. The Soviet Union looks upon stopping the production of fissile material as one component of a program to achieve nuclear disarmament by the year 2000. This would be a major inhibitor of the nuclear arms race and would strengthen the nuclear non- proliferation regime. The seriousness of the Soviet position was enhanced during the Soviet-British summit in London when General Secretary Gorbachev announced a halt in production of highly enriched uranium for the weapons program, the shutdown of one reactor for production of weapons-grade plutonium in 1987 and the shutdown of two more plutonium production reactors. The Soviet Union will not replace them with new capacity. Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret), Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS Furthermore, we call your attention to the fact that the Soviet Union has made a proposal to the United States to agree to begin work on a verifiable cessation of fissionable materials for weapons purposes. General Secretary Gorbachev specifically proposed those negotiations to Secretary of State Baker at their meeting in May. "It appears that in the context of such negotiations one could raise the question of a cessation in the production of tritium. A comprehensive phased solution to the problem would undoubtedly be a major contributor to nuclear disarmament." It could be discussed. At this point, there was a discussion of whether the question of a halt in tritium production already had been raised by the Soviet Union. Kislyak said he could not say for sure that it was not raised during the Gorbachev-Baker meeting, but when pressed further, said it probably was not. Nor, Kislyak said, would he say whether it had been communicated to the U.S. Government subsequent to those talks. He said he could say that "when negotiations [on a fissile cutoff] start, your proposal could be raised." He said he personally thinks that "the Soviet position is a reaction to your thoughts and ideas." We asked whether the tritium cutoff would be raised by General Secretary Gorbachev at the prospective summit with President Bush. Kislyak responded that it would "depend on the circumstances at the time." There was also a discussion of the two new reactors that are understood to be under construction at Kysthym. Mr. Kislyak said he had no information on two new reactors. We reviewed the various indicators of apparent symmetry between the U.S. and Soviet situations concerning the production of nuclear weapons materials including old, unsafe production reactors and no known new production reactors---and suggested that this apparent symmetry could be maintained if the Soviet Union announced that the two reactors under construction will be used for power purposes only and will not be used for production of either plutonium or tritium for military purposes. We also suggested that the Soviet Union make clear that the plutonium production reactors being shut down will not be replaced by new capacity for production of either plutonium or tritium. There was also a discussion of whether it was necessary for there first to be a bilateral negotiation on a fissile materials cutoff before the Soviet Union could act to halt production of fissile materials and tritium. We reiterated the proposal made in our letter to General Secretary Gorbachev that he announce unilaterally a halt in all nuclear weapons material production. We said we thought this was the best way to reach a negotiation on a mutual, verifiable halt in weapons materials production---first, for the Soviet Union to announce a unilateral halt, thereby matching the present situation in the United States, and, second, to offer to negotiate the terms of both sides continuing the halt on a verifiable basis so long as negotiated arms reductions keep pace with or exceed tritium's rate of decay. We said we believed that the verification requirements for such a halt would be burdensome on both sides but quite feasible and well within the capabilities of the two superpowers if they had the political will to engage in such a regime. We also noted that verification of a cut-off of only fissile materials also would be quite burdensome---and in some respects more difficult than a comprehensive cut-off that included tritium---but without the compensating arms-control benefit provided by tritium's decay. We provided Mr. Kislyak the Institute's paper comparing the verification requirements of a mutual cutoff of fissile materials alone and one that included tritium as well. We suggested, now that the Soviet position incorporated our proposal for a cutoff in tritium as well as fissile materials, this would be an appropriate time to begin a non-governmental exchange of ideas and papers on the subject by experts from each side. We recommended that the Nuclear Control Institute and an appropriate Soviet counterpart organization engage in such an exchange on the particular subjects of verification and of the pacing effect of tritium's decay on arms reduction negotiations. Mr. Kislyak said he would pass this suggestion and our others to Moscow. He again thanked us for the letter to General Secretary Gorbachev and said the letter had been "studied very carefully." He said the purpose of the meeting was to give "our thoughts on the issues you raised." # AUG- 4-89 FRI 17:46 NuclearControlInstitute P.01 NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 701 WASHINGTON DC 20056 202-822-8144 August 4, 1989 Governor John Sununu Chief of Staff to the President The White House Washington, D.C. Dear Governor Sununu: Thank you again for the opportunity you gave me and Dr. Hoenig to discuss the tritium question with you today. We have asked our consultant, Dr. Carson Mark, to prepare a brief paper responding to the point you raised about the impact of a Soviet tritium surplus. I will be happy to share it with you as soon as we receive it. By the way, you might consider contacting Dr. Mark directly if you are interested in obtaining an expert, independent view on matters under consideration in the government. He has the necessary clearances on a need-to-know basis, and, given his 25 years as leader of the theoretical physics division at Los Alamos, he has much to contribute. Of course, the Nuclear Control Institute would be out of the loop if you contacted him directly. His telephone number is 505-662-5025. Please let me know if it would be useful to have additional copies of the The Tritium Factor book summarizing our workshop with the American Academy of Arts and Sciences. I would be pleased to send them to you. I will telephone you toward the end of the month, as you suggested. With best wishes Sincerely, Paul Leventhal Strategies for stopping the spread and repersing the grouth of unclear arms. Paul I.. Leventbal, President, Peter A. Bradford. David Cohen, Rear Admiral Thomas D. Davies USN (Ret). Dents A. Hayes. Julian Koenig. Sharon Thuzer Leventhal, Roger Richter. Dr. Theodore B. Thylor BOARD OF DIRECTORS AUG- 3-89 THU 17:32 NuclearControlInstitute NUCLEAR CONTROL INSTITUTE 1000 CONNECTICUT AVE NW SUITE 704 WASHINGTON DC 20036 202-822-8444 August 4, 1989 Briefing Paper for John Sununu Summary The involuntary total shutdown of the Nation's aging military production reactors presents a festering problem for DoE but an opportunity of historic dimensions for the President. The Soviet Union has major nuclear problems of its own in both the civil power and military production sectors. It is now cooperating with the United States on safety questions in the first area and might conceivably share an interest in cutting losses and eliminating risks in the second area. The Soviet Union has formally proposed to the U.S. the negotiation of a mutual verifiable halt in production of fissile material, and is now indicating to the Nuclear Control Institute that it could be prepared to discuss such a halt in tritium production as well. Indeed, we were told that Gorbachev could raise a tritium cutoff at his first summit with the President depending on "circumstances at the time." This paper explores how the President, in anticipation of the summit, could seize the initiative and achieve an immediate halt in all Soviet production of nuclear weapons materials. By means of the initiative we propose (page 4), he could bring the Soviets into conformity with the existing U.S. situation and overcome the present perception of the U.S. being in a position of weakness. It could enable the President to announce jointly with Gorbachev an agreement that would be regarded as historic in two respects: (1) it would shut down all production of nuclear weapons materials by both superpowers for the first time, and (2) it would shift the nuclear arms race into reverse gear at a manageable speed, consistent with START and other foreseeable reductions and in a prudent manner that is verifiable and preserves effective deterrence. In addition, the initiative would produce a number of domestic benefits for the President: It would defuse the sense of crisis and sharply reduce the risks that now pervade efforts to restart the production reactors and to pursue other options for achieving tritium production. It would avoid a premature commitment to construction of new production capacity that may be many times larger and more costly than eventually will be needed. And it would avoid possible production of military tritium in power reactors, a nightmare for the nuclear industry. *** Strategies for stopping the spread and reversing the growth of nuclear arms. Paul L. Leventhal, President, Peter A. Bradford, David Cohen, Rear Admiral Thomas D. Davies USN (Ret). Denis A. Hayes, Julian Koenig, Sharon Tanzer Leventhal, Roger Richter, Dr. Theodore B. Taylor BOARD OF DIRECTORS 3-89 THU 18:12 NuclearControlInstitute P.02 Tritium's Special Role Unlike fissile plutonium and uranium, which essentially last forever and are in abundant supply, tritium decays steadily and must be replenished regularly in boosted and thermonuclear warheads. For this reason, new tritium must be produced to maintain or to enlarge a modern arsenal even if no further fissile material is produced. No fresh tritium need be produced if warheads utilizing tritium are retired at a rate that keeps pace with or exceeds tritium's decay (5.5% a year) and if tritium recovered from retired warheads is used to replenish the remaining warheads. Of course, a tritium cutoff could be agreed to at the conclusion of talks such as START that produce cuts approximating this pace and that set the stage for additional deep cuts. But a tritium halt also could be agreed to as a confidence-building measure earlier in the process, especially if both sides stand to benefit from the standpoint of cost and safety of their production programs. An agreement now to halt production of tritium would require each side to shut down all of its military production reactors and associated reprocessing plants and to place some of these facilities on cold standby an outcome that is not possible with a fissile cutoff alone because of the need to continue producing perishable tritium. For reasons outlined below, each side might welcome such a comprehensive production halt at this time. What follows is an analysis of the growing problem caused by the involuntary shutdown of the Savannah River reactors, an opportunity for the U.S. prompted by developments in the Soviet Union, and a proposed initiative for the President keyed to the upcoming summit. Problem The three remaining Savannah River Site (SRS) reactors, presently the Nation's exclusive source of tritium for weapons, are shut down. Restart of the reactors, after an unsuccessful try last August, has slipped by at least two years to 1990-1991, and the estimated cost of repair has quadrupled to $1.66 billion. Successful restart and safe operation of these old reactors is problematical at best. Another failure at restart or another forced shutdown (conceivably accompanied by a radioactive release) could be quite controversial and could transform SRP from a DoE problem to a Presidential problem--with a possible spillover effect on the nuclear power industry as well. Alternative options for producing tritium are not readily at hand and are themselves risky and controversial: o Conversion of the incomplete WNP-1 power reactor at Hanford to dedicated tritium production, according to GAO, will cost a minimum of about $3 billion, will require at least seven years before the first tritium is recovered from still untested LWR target technology, and will raise substantive nuclear safety and proliferation issues. 2 NuclearControlInstitute O Restart of the N Reactor at Hanford will trigger a threatened lawsuit by the Natural Resources Defense Council (NRDC) and will arouse safety concerns. o Preliminary (Title I) design of two new production reactors already has slipped another year (without DoE informing Congressional authorizing and appropriating committees), and actual cost of the reactors may reach at least five times the original pricetag of $7.5 billion, using DoE's own acknowledged cost-overrun experience in long-term construction projects. o The only other potential domestic source of tritium is to produce it in licensed nuclear power reactors, using lithium targets being developed for the WNP-1. DoD is openly discussing this option as a contingency if one or more SRP reactors cannot be operated successfully. Exercise of this option would require NRC to reopen licensing proceedings on safety questions and would subject utilities to criticism that nuclear power reactors are being used as nuclear bomb factories an outcome the nuclear industry dearly wishes to be spared except in a Congressionally declared national emergency. Given the problems and risks at SRP, and the unsatisfactory or unavailable alternatives for new production of tritium, is there a satisfactory way out of this mess? Opportunity The Soviet Union, its civil nuclear power industry reeling from a series of reactor closings and cancellations caused by public reaction to the Chernobyl accident, also faces problems with its weapons production reactors. Gorbachev and Soviet officials have announced the shutdown of a total of five of the oldest reactors, located at Kysthym, to be completed by 1991; nine other reactors, probably none built more recently than the 1960s, continue to operate at two other sites. Some of them, perhaps two or three, are heavy water reactors used to produce tritium, like the reactors at Savannah River; the rest are graphite moderated reactors, forerunners of the Chernobyl design, presumably used to produce plutonium. Three reactors of advanced breeder design are planned or under construction near Kysthym presumably for power purposes but capable of replacing the shutdown production reactors. Until quite recently, the Soviets seem to have been interested only in the possibility of negotiating a fissile material halt---an approach that has been developed in a series of exchanges between Soviet academicians and representatives of the NRDC and the Federation of American Scientists (FAS). On June 26, representatives of the Nuclear Control Institute were invited to the Soviet Embassy to receive a message from Moscow in response to a letter NCI had sent to Gorbachev describing its proposal for a "Tritium Factor" approach to nuclear arms reductions and suggesting that the Soviet Union was in a position to shut down its production reactors to match the situation in which the United 3 THU 17:34 NuclearControlInstitute States now finds itself. An Embassy official, who explained that he was speaking on behalf of the Ambassador and translating a cable from the Foreign Ministry, stated at one point: "It appears that in the context of [fissile cutoff] negotiations, one could raise the question of a cessation in the production of tritium." When we asked whether this question would be raised by Gorbachev at the forthcoming summit, he responded that it would "depend on the circumstances at the time." Thus, it appears that the Soviets are prepared to raise the possibility of a comprehensive cutoff of nuclear materials that includes tritium if the U.S. is prepared to enter into talks on a fissile material cutoff. The Soviets probably realize that the U.S. is not likely to agree to a fissile material cutoff with all of its production reactors down while Soviet reactors would continue to operate to produce tritium. Moreover, the Soviets now may recognize that a fissile cutoff alone might hold little appeal for either side because there would be no guaranteed arms- reduction payoff for the acceptance of highly intrusive verification measures (while inclusion of tritium, because of its steady decay, would guarantee eventual arms reductions). Whatever the reason, the Soviets could now be signaling a willingness to discuss a tritium halt that, in combination with a fissile material halt, would permit both sides to shut down all production reactors and to defer new production reactors. Does this situation present an opportunity for the President? We believe it represents an opportunity for an historic initiative. Initiative The initiative we propose could be a "bold stroke" a personal and confidential communication by the President to Gorbachev, well in advance of the summit, responding to the Soviet proposal for the start of negotiation of a verifiable halt in production of fissile material. The President could inform Gorbachev that the United States would agree to such a negotiation, but only if the Soviet Union would agree to two conditions: (1) join with the U.S. in an immediate halt in the production of fissile material and tritium, including a pledge that power and research reactors will not be operated for weapons material production either; and (2) agree to expand the negotiation to include a tritium production halt. In this way, the President could achieve a prompt shutdown of all Soviet production of nuclear weapons materials in military or civilian reactors, bringing the Soviets into conformity with the existing U.S. situation and thereby overcoming the present perception of the U.S. being in a position of weakness. If the President's offer were accepted by Gorbachev, the two leaders could announce their agreement at the summit. The agreement would be regarded as historic for two reasons: (1) it would shut down all production of nuclear weapons materials by both superpowers for the first time, and (2) it would shift the nuclear arms race into reverse gear at a manageable speed, 4 17:35 NuclearControlInstitute consistent with START and other foreseeable arms reductions and in a prudent manner that is verifiable and preserves effective deterrence. The President's offer would not be made publicly, so that if the anticipated result were not achieved, it would cause no embarrassment to the President. But the offer would put Gorbachev's sincerity, and his ability to deliver, to the test. If he is sincere in his desire to negotiate a fissile material cutoff, and in his apparent desire to put a tritium halt on the table as well, then he should be willing to enter the negotiation on an equal footing with the President. He cannot seriously expect the President to enter such a negotiation with all U.S. production reactors shut down while Soviet reactors continue to operate. If he is unwilling to enter the negotiation on an equitable basis, or he is unable to deliver his own bureaucracy to the table, nothing will have been lost for the President having tried. And much could be gained if Gorbachev accepts the offer. Since a comprehensive production halt requires the shutdown of all production reactors, which can be verified promptly by satellite, the agreed halt would take effect immediately on an interim basis, with the understanding that detailed inspection and other verification measures, covering civil as well as military and suspect facilities, would have to be worked out and agreed to by a date certain (perhaps two years hence.) Since it may take this long to achieve the first START reductions, and since each side could rely on more efficient management of tritium in existing weapons and on tritium recovered from any voluntarily retired weapons, there should be no problem for either side to sustain their arsenals during this period. And, it should be stressed, that with each side possessing a deterrent of more than 20,000 nuclear warheads during this period, each is assured of ample protection against the consequences of any cheating that might take place under the interim accord. [See items, submitted separately, that discuss verification and deterrence.] Beyond shutting down Soviet production of weapons materials and establishing a basis for reversing the arms race, the proposed Presidential initiative, if successful, would achieve the following important domestic benefits: It would defuse the sense of crisis and sharply reduce the risks that now pervade the Savannah River restart effort and all the other options for resuming tritium production. It would give Admiral Watkins the extra time he needs to complete the SRP repairs and to meet all NEPA requirements for holding the three reactors on cold standby as a contingency against a breakdown in finalizing the agreement. It would avoid a premature commitment to construction of new production capacity that may be many times larger and more costly than eventually will be needed. And it would avoid possible production of military tritium in power reactors, a nightmare for the nuclear industry. 5 AUG- 3-89 - THU 17:36 NuclearControlInstitute o P.07 Given these substantial benefits of success, and the negligible risks associated with failure, the proposed initiative is well worth pursuing. The opportunity for achieving a comprehensive, verifiable halt in nuclear weapons materials production results from the fortuitious coincidence of the aging of the superpowers' production plants and the current unprecedented easing of tensions between the two nations. It is an opportunity that may not be repeated and should be exploited to the fullest by the President. Paul Leventhal Milton Hoenig