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Withdrawal/Redaction Sheet Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 001. folder Women's Voices '92 (134 pages) Sep. 1992 Personal Misfile 002. fax From: Rutgers Center for the American Woman and Politics, To: 10/7/92 Personal Misfile Missy Darwin (20 pages) 003. report Research Stories (16 pages) 1992 Personal Misfile 004. memo From: Kim, To: Melanne and Maggie (9 pages) n.d. Personal Misfile COLLECTION: Clinton Presidential Records First Lady's Office Liz Bowyer OA/Box Number: 3988 FOLDER TITLE: Women 2014-0483-S sb504 RESTRICTION CODES Presidential Records Act - |44 U.S.C. 2204(a)] Freedom of Information Act - 15 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRAJ b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute |(a)(3) of the PRA] an agency |(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information |(a)(4) of the PRA] h(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information |(b)(4) of the FOIA] and his advisors, or between such advisors |a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy |(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. WOMEN PHOTOCOPY PRESERVATION Withdrawal/Redaction Marker Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 001. folder Women's Voices '92 (134 pages) Sep. 1992 Personal Misfile COLLECTION: Clinton Presidential Records First Lady's Office Liz Bowyer OA/Box Number: 3988 FOLDER TITLE: Women 2014-0483-S sb504 RESTRICTION CODES Presidential Records Act |44 U.S.C. 2204(a)] Freedom of Information Act [5 U.S.C. 552(b)] P1 National Security Classified Information |(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA| h(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute |(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information [(a)(4) of the PRA| b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information |(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy |(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes |(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. Withdrawal/Redaction Marker Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 002. fax From: Rutgers Center for the American Woman and Politics, To: 10/7/92 Personal Misfile Missy Darwin (20 pages) COLLECTION: Clinton Presidential Records First Lady's Office Liz Bowyer OA/Box Number: 3988 FOLDER TITLE: Women 2014-0483-S sb504 RESTRICTION CODES Presidential Records Act - |44 U.S.C. 2204(a)] Freedom of Information Act - [5 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA] b(1) National security classified information [(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute |(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information |(a)(4) of the PRAJ b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA| b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA] personal privacy |(a)(6) of the PRAJ b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA] PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. Withdrawal/Redaction Marker Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 003. report Research Stories (16 pages) 1992 Personal Misfile COLLECTION: Clinton Presidential Records First Lady's Office Liz Bowyer OA/Box Number: 3988 FOLDER TITLE: Women 2014-0483-S sb504 RESTRICTION CODES Presidential Records Act - |44 U.S.C. 2204(a)] Freedom of Information Act - 15 U.S.C. 552(b)] P1 National Security Classified Information |(a)(1) of the PRA] b(1) National security classified information |(b)(1) of the FOIA] P2 Relating to the appointment to Federal office |(a)(2) of the PRA] b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute |(a)(3) of the PRA] an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute [(b)(3) of the FOIA] financial information |(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information |(b)(4) of the FOIA] and his advisors, or between such advisors [a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy |(b)(6) of the FOIA] personal privacy [(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions [(b)(8) of the FOIA| PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. WHEN WILL WOMEN GET TO THE TOP? Not for a long time yet, according to a new FORTUNE CEO poll. But a few pioneers are already there, and a growing crowd of others are doing all the right stuff. by Anne B. Fisher ALK FOR A WHILE with any whacked a golf ball that flickered T woman who has worked her way to cerily across the airless surface of How likely is it that your company the top of a sizable U.S. corpora- the moon. Exhilarated, isolated, will have a female CEO tion. You'll get a strong sense that keenly aware of the world's atten- In next In next she feels a bit like Apollo 14 astronaut Alan tion ("Houston, can you see me A 10 years? 20 years? Shepard when he improvised a six iron out now?'), female high executives of a piece of lunar equipment and, onc- are cager to colonize this unaccus- Very handed in his cumbersome space suit, tomed terrain with more of their likely 2% 18% own. But like astronauts, they Somewhat know 100 much about the rigors of likely 14% 63% the journey to believe that it can happen by next Wednesday, or Not very even by next year. Says Carol likely 42% 15% Bartz, 44, recently named chair- man and CEO of Autodesk, a Not likely leading maker of software for cn- at all 40% 2% gineers and architects in Sausalito, California: "I think that women in Not sure/ 2% 2% corporate America are still a gen- no answer cration away from real success." Alas, the top men in corporate America appear to agree. A poll of 201 ny, agrees: "The problem with women ad chief executives of the nation's largest com- vancing has more to do with men than wit. panies, conducted exclusively for FORTUNE women. Men have dragged their feet." by the opinion research firm Clark Martire Thanks for the honesty, guys, but that & Bartolomco, reveals that only 16% be- pretty discouraging news. And coming du: lieve it is "very likely" or "somewhat likely" ing an election year in which, incredible that they could be succeeded by a female some conservative politicians and leader CEO within the next decade. And only of the religious right are openly or implicit 18% think it's "very likely" that even after ly condemning the very notion that wome 20 years a woman would be picked to run should work outside the home, it's enoug their companies. to make even the most optimistic femal Why? The CEOs in our survey cite a host executive despair. That would be wron of reasons, but the biggest barrier, as a few however, because better days are coming. of them admit, is an irrational one-plain True, progress has been painfully slow and simple discrimination. Notes John H. and there has even been some backsliding Bryan, 56, CEO of Sara Lee: "I'm not sure Susan Lowance, director of senior exect there's a lot that women can do about it. tive programs at MIT's Sloan School They're already working hard and are very Management, points out that the executive qualified. It shouldn't be this way, but too training seminars run by U.S. busine: many senior managers, and particularly schools-an indispensable credential f CEOs, tend to want to pass their jobs along future CEOs in many companies-are a IRENE ROSENFELD, 39, executive vice to someone who's the image and likeness of most as exclusively a male preserve as B president, Kraft-General Foods: "Do your job themselves." John Nelson, 48, who heads hemian Grove. Enrollment in thes brilliantly, and the cream will rise to the top." Norwest Colorado, a bank holding compa- REPORTER ASSOCIATE Therese Eiben RECEIVED FROM 2125994763 10.07.1992 2 FORTUNE What's frustrating is that at the same lev- el of management, the typical woman's pay is lower than her male colleague's-even when she has the exact same qualifications, works just as many years, relocates just as often, provides the main financial support for her family, takes no time off for person- al reasons, and wins the same number of promotions to comparable jobs. That dis- couraging conclusion comes from a new study of 1,029 managers at 20 FORTUNE 500 companies across cight industries. Over five years ending in 1989, women manag- crs' pay increased 54%, their male counter- parts' 65%. Says Linda Stroh, 44, one of the study's co-authors, who teaches in the Institute of Industrial Relations at Loyola University in Chicago: "The disparity probably comes partly from the lingering and often uncon- scious perception that women are going to leave to have babies. But the women man- agers we studied were in the work force to stay and had done all the right stuff. It still wasn't enough." Even so, most of the available data sup- port the notion that, on balance, women in the workplace undeniably are advancing. To a man-and that's what they all are-the CEOs polled by FORTUNE say over the past five years the number of female middle man- agers at their companies has either in- creased (92%) or stayed about the same (8%). As for female officers, 62% of chief executives say their number rose as well. In- CAROL BARTZ, 44, chairman and CEO of California software maker Autodesk: "You have to be willing sists Richard Deihl, 64, chairman of H.F. to sitep out of the pack and take risks, even jump completely out of your element if that's what it takes." Ahmanson & Co., a big California mortgage lender: "Women are already moving up into programs nationwide is just 5% female, af- cized wage gap between the sexes keeps higher and higher positions. We should at ter peaking at 8% in the late 1980s. "Com- shrinking. On average, a woman now carns least see a woman chief operating officer parnics were trying a little harder, for a about 74 cents for every dollar a man brings here well before 20 years from now." whille, to develop senior women managers," home, up from 65 cents a decade ago. Labor Department statistics support this Lawance explains. "But the recession Those relative gains reflect the fact that upbcat forccast. Using a broad-gauge defi- sequened that. In tough times, top manage- women are better educated and hold more nition of "manager" that includes every- ment prefers to entrust the risks that ac- highly skilled positions than ever before. body from the head of a fast food company decision-making at the highest restaurant to a CEO, Labor rc- levels to a known quantity-meaning some- How has the number of female ports that about 41% of U.S. man- one like themselves. A man." executives in your company agers were female as of mid-1991, Herc's more bad news: The Department changed over the past five years? up from 32% in 1983. of Labor's latest report on the limits to pro- FORTUNE'S own research sug- mention of women at 94 major government A Middle Officers gests that a similar though smaller comtractors finds that few are being managers increase occurred in the number granomed for senior-level jobs. "The glass of top female managers. To see if ceiling in most companies is a lot lower Increased 92% 62% America's business leaders were than we thought it was," says Labor Secre- tary Lynn Martin. "And too few women are Decreased o really walking their talk on this subject, we commissioned Direc- getzing the training they need to move up." About the torship, a research and consulting Nor have women managers achieved same 8% 36% firm in Westport, Connecticut, to paycheck parity with men. Among all fc- comb the 1986 and 1991 annual mailes with full-time jobs, the much publi- reports of the companies whose SEPTEMBER 21, 1992 FORTUNE 45 RECEIVED FROM 2125994763 10.07.1992 16:05 P. 3 MANAGING bosses had answered our CEO poll. Its that a valued manager choose, in task: to tally the number of women who How widespread a problem is effect, between a child and a pro- held senior positions in those two base discrimination against women? motion. Jill Elikann Barad, 41, years. We defined "senior" as a job within A Middle Top executives/ who in July was named president three levels of management of the chief ex- management officer level and chief operating officer of ecutive's office. In the case of staff, that Mattel, the $1.6-billion-a-year toy- would encompass a chief financial officer Very widespread 6% 20% maker. shares that faith in genera- or his equal, n company comptroller and his tional change. When told the counterparts, and finally, say, someone like Somewhat results of FORTUNE'S CEO poll. the head of the accounting staff. Among widespread 52% 44% she dismissed as "ridiculous" the line officers, the three tiers might stretch notion that women must expect to from president to a division head. Not really wait 20 more years to become or this select group, 4.8% in 1991 turned a problem chief executives. She says: "I don't out to be women. Think that's small? Go anymore 38% 31% know how these guys can say that. back five years, to 1986: Only 2.9% of se- Maybe they won't be the ones nior managers were then female. Gazers at making the decision." the half-empty part of glasses will quickly since they know firsthand what it's like to Finally, there's the "pipeline" argument. complain that roughly 5% is still a scant have no full-time help tending the home For at least ten years we've all been hearing one-tenth the number of female managers fires. They quite often say to mc, "These that while there aren't yet enough qualified we would have if women's presence in the guys upstairs who are running things just women, as their number and experience in- executive suite matched their representa- don't understand." crease, more will reach the top. Fully 64% :ion in the rest of the workplace. (Women Galinsky believes that as the current crop of CEOs in FORTUNE'S poll attribute wom- now account for nearly half all full-time of thirtysomethings ascend to positions of en's absence from the executive suites in U.S. workers.) An optimist, of course, power, companies' cultures are bound to large part to lack of experience. "We've al- would applaud a rise of nearly 60% in just become more flexible-and less insistent ways joked that it takes 30 years to be al- five years. D. J. HULET, 36, regional marketing manager, Pacific Bell: "I'm very candid and speak my mind. Other OST IMPORTANT, evidence M managers have told me, 'If you did the same things you're doing and you were a guy, you'd be OK.' abounds that women's second- class citizenship in corporate America is finally about to be upgraded. Sex discrimination is already less of an obstacle in some industries than in others. High-tech and service companies, for example, are generally more inclined to promote women than old-line manufactur- ers in businesses like steel and autos. One important agent of change will bc de- mographics. Restructurings and layoffs have produced a surplus of skilled, experi- enced managers of both sexes. But rock-bot- tom birth rates in the carly and midddle 1970s guarantee that later in this decade and well into the next one, not enough boy baby- busters will be there to fill the new manage- rial jobs that the economy will generate. Any business that wants to stay competitive will have to hire, train, and reward women. Another demographic factor is the in- creasing prevalence of two-career mar- riages. Ellen Galinsky, co-president of a nonprofit New York City research and consulting group, the Families and Work Institute, often conducts focus groups with men in their 20s and 30s. "These men are almost all in dual-career households, and they have a totally different perspective from their fathers' generation," she notes. "They empathize far more with conflicts between family and work responsibilities, 46 FORTUNE SEPTEMBER 21. 1992 P. 4 RECEIVED FROM 2125994763 10.07.1992 16:06 lowed 10 empty the wastebaskets around herre." says Charles A. Corry, 60, chairman of USX Corp. "It took me 21 years and 12 jobrchanges to become a vice president. It's the:same for women. It takes time." Robert C. Winters, 60, CEO of Prudential, agrees: "Women should persist, endure, hang in. The wave is really crest high now. Women are making a mark, but they have to keep up the good work." It's been a wearisome slog, but a light is now glimmering at the end of the pipeline. The Bureau of Labor Statistics reports that there are 6.1 million female managers in the U.S., up from about 3.5 million in 1983. These women, many of whom are in their eartly 30s to mid-40s, are the first genera- tiom to accumulate the same education, ex- perfence, and expectations as their male counterparts, and to find strength in their comsiderable numbers. Says MIT's Susan Lowance: "If many women are ever to reach the top of corporations, it's the ones in that big middle-management group who are going to do it." Labor Secretary Martin expects those middle managers to push hard for recognition. "A lot of us thought KERI BAUCH-SPARKS, 37, Information systems manager at a Monsanto plant in Illinois: "Some mon's our pioneering days were over," she says, Initial reaction to diversity training Is defensive. They think it's going to be a lot of finger pointing." "trust they aren't." That's why the smartest companies are responsibility to prepare women for broad- pays-its managers partly on the basis of dewating ever more time and resources to based roles." how carefully they identify, train, and pro- broadening and developing the talented fe- Toward that end, dozens of corporate CO- mote women. maile middle managers they have already lossi, from AT&T to Johnson & Johnson to Accounting behemoth Arthur Andersen hired. Hardly any of the CEOs polled by Xcrox, have hired full-time "diversity man- recruited Joseph Stokes, a psychology pro- FORTUNE-only 8%-think women lack agers," charged by top management to fessor at the University of Illinois at Chica- the aggressiveness or determination to make the workplace more hospitable to tal- go, to help it work out a diversity program. scule the corporate heights. And just 5% cnt of either SCX and all colors. In some cases Stokes says that to ensure that women get said that women should bc more willing this is pure tinsel and tokenism, but for more of the broad experience required to than they are to relocate for a promotion, many companies it's a hard-nosed business rise to officer status, companies must stop amtissue that some studies have suggested is strategy. Says Actna Life & Casualty CEO assuming that men arc automatically more keeping good female managers down. But Ronald Compton, 59, who is largely respon- willing than women to leap across division- ne:arly half insisted that the reason it will sible for the fact that roughly half his com- at boundaries for new assignments. "More talke two decades for a female to rise to the pany's managers are now women: "I'm not companies need to ask both women and torp of their companies is that women man- doing this out of the goodness of my heart. mcn what their long-term career goals are, agens are still too concentrated in fields I'm scifish. 1 want the very best people I can what kinds of jobs would interest them such as communications and human IC- gct. A lot of them happen to be women." No most, whether they'd consider an overseas scurrees, which rarcly if ever lead upward. diversity campaign will succeed without that transfer, and so on," says he. "And then use "It really isn't a question of what else kind of blessing from the top. that laundry list-which is a kind of blue- women should be doing. It's a question of Alarmed that turnover among female en- print of a person's ambitions-and develop what companies should be doing to ensure gineers and salespeople was twice as high as everyone accordingly." that women are getting the opportunities among men, chemical giant Monsanto mean get," says William Ruckelshaus, 60, hired a consultant to do exit interviews with EYOND ALLOWING qualified clhairman of Browning-Ferris Industries. departing women. Most said they'd had Even in relatively nonscxist industries like B women an equal chance at the better offers from competitors or planned same jobs men get, diversity- remailing, some CEOs think there's much to to start their own firms. "There is a glass minded companies are trying to be done. "We have to step up our commit- ceiling at Monsanto," admits vicc president recast their cultures so that old attitudinal ment to exposing women to different di. of administration Michael Miller. "We're hurdles don't trip up women who might mensions of the business," says Allen trying to break it." How? Like many anoth- otherwise be gold medalists. Nancy Ham- Questrom, 51, chairman of Federated Dc- cr company with a formal diversity pro- lin, president of consulting firm Hamlin partment Stores. "Management has'a clear gram, Monsanto now evaluates-and Fox in Marblehead, Massachusetts, has SEPTEMBER 21. 1992 FORTUNE 47 - RECEIVED FROM 2125994763 10.07.1992 16:07 P. 5 MANAGING ception among men, which comes up rc- peatedly. is that women make lousy candidates for promotion because they al- ways put their personal lives, particularly their children, ahead of work. "When you see this stuff up on flip charts around the room, it gets people thinking," says Bauch- Sparks. "Society has been telling us these things for years, but do we necessarily be- lieve they're true?" Slowly but certainly, perceptions at Monsanto are changing, and that seems to be encouraging ambitious women to stick around. Turnover is down, and a second round of exit interviews this summer uncarthed far fewer responses marked by frustration and bitterness. Rare is the company intent on keeping its best female employees and managers that doesn't have some kind of work-fam- ily program-a bit of jargon that encom- passes everything from day care centers to programs that counsel employees on how to cope with the problems of ciderly par- ents. All share the same purpose: to bol- HAZEL O'LEARY, 55, executive vice president, Northern States Power in Minneapolis, Is learning how to ster employee productivity by eliminating pilay golf; "Without losing your personality, It's Important to be part of the prevailing corporate culture." some of the distractions that family life in- evitably imposes on single parents and spent 25 years as an adviser on gender is- typical. The company holds workshops, run two-income couples. RUCS to General Electric, Hewlett-Packard, by consultants Pope & Associates, designed Since 1971 the number of large U.S. cm- Digital Equipment Corp., Fleet Bank, and to expose and dismantle workers' preju- ployers that provide some kind of day care the U.S. Coast Guard. She says that even in dices. About 5,000 Monsanto employees assistance has grown from 11 to nearly the best-intentioned and most progressive have attended the six-day sessions, and 4,000. Now many companies are going companies, women are usually kept out of more are signed up to the informal channels of information, do so. What should female executives be doing where important decisions sometimes cry- Kcri Bauch-Sparks, to get to the top? (Choose one or more answers.) stallize. Female managers, for example, are 37, an information sys- lleft behind when their male peers go out to tems manager at a Mon- A Develop broad base of lunch, or to a sporting event, or on a good santo chemical plant in experience 30% bld-fashioned pub crawl. "Men don't do Sauget, Illinois, has this on purpose," Hamlin says. "They just been through this drill Go Into nontraditional positions, don't think about it." twice in the past four such as operations, She and other diversity experts add that, years. "Some men's ini- engineering, manufacturing 14% since the Anita Hill-Clarence Thomas de. tial reaction to it is dc- bacle, fear and confusion have multiplied. fensive. They think it's Don't change; already doing what As she says, "Male executives will think, going to bc a lot of fin- they need to.do to excel 13% "Hmmm. wouldn't it be easier, and safer, to gcr pointing," she says. take this business trip, or go to that client "But the idea is to im- Make career a higher priority dinner, with another guy?'" But the most prove communications than family life 12% pervasive problem, and perhaps the most for everybody. Once Be more visible/assertive 12% intractable one, is that a lifetime of social people sce that, they're conditioning has trained many men to generally enthusiastic." pand.network of contacts 9% think of women as sweethearts, wives, In one exercise, the daughters, secretaries-not as equal col- moderator asks group It's a matter of time 10% leagues. Muses Hamlin: "It's hard to com- members to write down pletely re-socialize people." every stercotypical no- It' per ormance, not gender 6% Hard, but not impossible. Short of wait- tion about women they Get mar JIne (vs. staff) work 6% ing for the dichard chauvinists to retire or can think of, and the an- threatening to fire them if they can't get swers are posted on the Bewilling to.relocate 5% with the program, what can top manage- walls for discussion. ment do? Monsanto's diversity effort is One widespread per- RECEIVED FROM 2125994763 1992 16:09 6 MANAGING much further. Kraft-General Foods offers plc in a way that doesn't create enemies." is something I didn't have when I was the 2.000 employees at its headquarters in Seymour coached her on how to influence starting out in business," says Duckworth. White Plains, New York, a smorgashord of people without alienating them, manifestly "It's an 'old-girls' network,' in an embry- work-family benefits, including nearby a valuable skill: Hulet was promoted in onic stage." company-subsidized day care centers, ex- mid-1991 to regional marketing manager "Women do need to do more network- tended parental leaves, and vacation time for Los Angeles. ing," declares Autodesk Chairman Carol available by the half-day. As more women attain high positions, Bartz. As a stellar senior executive at Sun Ircne Rosenfeld, 39, is executive vice they are reaching out to guide their youn- Microsystems before taking her current president in charge of the $1-billion-a-year ger counterparts-sometimes those still in job, Bartz met often with groups of women Severage division that makes Kool-Aid and school. A University of Pennsylvania alum- in the company for brown-bag lunches and Country Time lemonade. She's also the nac group called the Trustees' Council of tried to make herself available to advise mother of two young daughters, and she Penn Women, currently headed by First anyone who sought her insights. "At some calls the work-family program point I realized, 'Hey, these pco- "terrific." These new policies Q Why is a woman not likely to plc are looking up to me,' and and services are not for women be a CEO sooner? my first reaction was, 'I don't only. Says Rosenfeld: "Women's have time for this,' she recalls. issues are rapidly becoming work A Women long enough "But I decided I had to take the force issues, and companies that experience 64% responsibility to help pave the best address them will win in the way for others-including my marketplace." Her own division Are too rated:In daughter, who's 4." is winning handily, with double- of the company that What advice docs she give Eligit earnings increases in each lead such a women who aspire to the top of the past five years. commun 50%. job? Like the chief executives in About one-third of chief exec- enough experience FORTUNE'S poll, Bartz believes urives in FORTUNE'S survey say that women often don't get a they've noticed that women's ca- recrs often stall out for lack of the bullt up olid wide enough range of experi- networks of connections ence. "You have to step out of kind of informal advice and spon- and support the pack and take risks, even be sorship men get from one anoth- willing to jump completely out of = Some companies are trying Personalives and ration your element if that's what it TO remedy that with mentoring to families get in the takes," she says. It helps, she programs that pair promising way of careers 29% adds, to start as carly as possible. women, nominated by their de- Bartz knows whereof she speaks. partment heads, with senior exec- Not enough In male fominated Seventeen years ago, while still tutives who proffer one-on-one indust ineering, 7% in her 20s. she quit a comfortable mareer counseling. San Francis- manu acturing job as a systems analyst at 3M in no-based Pacific Bell started its mentoring drive in late 1989, so It's a,matter of time Atlanta after a marketing execu- tive at headquarters told her the the second batch of about 35 fc- Current CEO will be In position company would never let a wom- male protégées are now nearing for a while an sell computers. the end of their two-year pro- That fellow is probably kicking gram. What exactly does a men- Are not aggressive or determined himself now, In 1987, with some for do? Consider the experience enough o make it to the 8% trepidation, Bartz took over of D.J. Hulet, 36. She started out im sales 15 years ago, moved up It's a matter of.numbers (more 6% Sun's federal government sales division, an area of the business sucadily, and in 1990 was assigned that was not only entirely alien to mentor John Seymour, 48, vice her but was populated largely, president and general manager of Pacific Interstate Bancorp senior vice president she says, with "cigar-chomping ex-defense Bell's Orange-Riverside division. Pamela Reis, gives female seniors and contractors." In just two years under her Perhaps not surprisingly, she and he view business school students a list of about 70 management, the unit's revenues jumped her strengths and weaknesses somewhat distinguished women they can call for Cit- from $21 million to $124 million. differently. "I'm very candid, and I speak reer advice or information. The council "There's still a lot of fulklore out there my mind," says Hulet. "Other managers also runs a "shadowing" program that lets about what women can and can't do," ob- have told mc, 'You know, if you did the students spend a workday with a woman serves Kraft-General Foods' Irene Rosen- same things you're doing and you were a executive for a close-up peck at the real feld. "But don't ever believe you can't do guy, you'd bc OK.'" Really? Seymour ex- world. Constance Duckworth, 37, a part- something until you've tried it." In an apt plains: "Some people here saw her as very ner in fixed-income securities at Goldman metaphor, given her position, she adds: bright but too aggressive. In my opinion Sachs in Chicago, spent time this summer "Just do your job brilliantly, and sooner or there's no such thing as too aggressive. But with a 21-year-old Wharton finance stu- later the cream will rise to the top." you do have to learn how to approach pco- dent. The two plan to stay in touch. "This Over and over again, female-and RECEIVED FROM 2125994763 10.07.1992 16:10 P. 7 MANAGING male-managers urge women to set ca- and ask for feedback every step of the way," who aren't getting anywhere at all." (See recr goals and work out a specific plan But while you're pushing, keep a stiff following story.) for achieving them. Hugh McColl Jr., 57, upper lip. Mary Herbert. 41, vice presi- The surest way to ascend, of course, is to is CEO of NationsBank, the holding com- dent and director of quality for interna- be SO good they can't overlook you. Jill pany in Charlotte, North Carolina, tional operations at Motorola, has talked Barad won the No. 2 spot at Mattel largely formed by the recent merger of NCNB extensively with her female colleagues because as head of the girls' toy division she and C&S/Sovran. McColl told FORTUNE'S about their careers. "You do have to go had overseen a doubling of worldwide sales pollsters: "Women have to push harder. to management and say. 'Here's what I of Barbic dolls in under four years, to near- They often feel that things will be done think I can do: here's why; let me try it,' " ly $1 billion (see box). She dismisses the no- fairly, whereas men don't believe that, she says. "But from what I've seen. wom- tion that women are at any special and in reality it's often not the case. So en who have had a chip on their shoul- disadvantage in business-at least, not if women must ask their bosses what's needed der-who basically said, 'I should get this they're smart, hard working, and imagina- to get 10 the next level. They then need to job because there are no women at this tive. "One day soon, it isn't going to matter make sure they get those opportunities, level of the company'-those are the ones anymore what SCX anyone is," she says. "It'll come down to a question of who deliv- ers the goods. Performance is what counts." FIVE MAGIC WORDS: Hazel O'Leary, 55, an executive vice 'GIVE ME A BIGGER president at Northern States Power in Min- neapolis, agrees: "Whatever you're asked CHALLENGE' to do, make sure you do a better job of it than the man next to you." But while you're Ten years ago Jill Barad, then a at it, don't neglect to form friendships. junior manager in the boys' toys "Without losing your own personality, it's division at Mattel, went to Tom Ka- important to be part of the prevailing cor- linske, the senior vice president who porate culture," she says. "At this compa- had hired her, and said, "Okay, I'm ny, it's golf. I've resisted learning to play ready now. Give me a bigger chal- golf all my life, but I finally had to admit I lenge." His reply: "I was waiting for you was missing something that way." O'Leary to say that." He assigned her to Barbic has bought a set of clubs and tees up with dolls. In 1988, the year Barad took over an instructor on weekends. that business, sales hovered around $485 million. The figure has since more HE BEST REASON for believing than doubled to nearly $1 billion. Mat- T that more women will bc in charge tel's earnings over that time proved as before long is that in a ferociously resilient as Barbie's curls, springing Mattel's Jill Barad is the diva of toydom. competitive global economy, no from a $113 million loss in 1987 to a company can afford to waste valuable $113 million profit last year. think everyone thought 1 managed out brainpower simply because it's wearing a President and chief operating officer of that well," says Barad. Ten promo- skirt. That isn't casy for some folks to ac- since mid-July, Barad never expected to tions later, she runs a staff of more cept. "Dealing with change is always pain- end up the reigning divn of toydom. than 1,000 worldwide but relies too on ful," notes William Boyle, a Monsanto Raised in New York City, she graduat- the judgment of sons Alexander, 12, plant manager who is a big believer in the cd from Queens College and, perhaps and Justin, 9-with now and then a company's diversity-training programs. because her father was television direc- comment from husband Thomas "But the days when any U.S. company for Lawrence Elikann (Falcon Crest, Barad, an independent film producer. could stand pat, do things the same old Knots Landing), aspired to be an ac- Pleasing little customers can yield big way, and say, 'Gosh, look how good we tress. A single day in front of the cam- moncy. When Barad signed on with are-those days are gone." cras in a 1973 Dino De Laurentiis film Mattel in 1981, she earned $38,000 a Happily for women in corporate Ameri- called Cruzy Joe changed her mind. She year. In 1991, as head of operations for ca, radical change has'a way of favoring the moved to California and worked for a North America, she had a pay package underdog. Says Jane White, author of the cosmetics maker and an ad agency be- that came to $711,539. Not too shabby a forthcoming book A Few Good Women: fore joining Mattel. decade. "Wc all have to get the best peo- Breaking the Barriers to Top Management: "I Among her first projects at the com- plc we can get," she says. "And you think we're living in a fantastic time. The pany: an icky toy called A Bad Case of won't get the best people if they don't ferment that is happening now will push the Worms. Designed to be slammed feel they'll have a chance to rise." Some barricades down." For that to occur, it's against a wall, whence it would slither of the best people won't ever know the crucial that the brightest and best women slimily to the floor, the thing was aptly chance is there or not-unless, as Barad not become discouraged. As White puts it, named-and has since disappeared. "I did, they ask for it. "If you're going to be in the forefront of a revolution, you have to keep taking the flak until it's won," F % FORTUNE SEPTEMBER 21, 1992 P. 8 10.07.1992 16:12 RECEIVED FROM 2125994763 "A President's wife who undertakes a specific job in the government faces double jeopardy; she is without real authority, yet she is expected to perform miracles. When she dares to assert leadership, it is resented and resisted and if she does not, officials try to anticipate what she wants done." Eleanor Roosevelt Washington Post 1/20/77 "The capacity for accomplishment is great, but an activist First Lady is assured of not only rewards and heady personal power, but criticism and frustration as well. If done right, it can be one of the toughest unpaid jobs in the world." Washington Post 1/20/77 "But she comes into a job description that is pretty firmly set: A first lady is supposed to be the supportive help-mate. She's not supposed to be an outspoken public figure. She's not supposed to have separate, visible employment - although she is supposed to have interests." Kathy Kleeman - Center for the American Women in Politics - Newsweek 1/22/89 "No other woman in our country is automatically elevated to international prominence through marriage as is the First Lady." Withdrawal/Redaction Marker Clinton Library DOCUMENT NO. SUBJECT/TITLE DATE RESTRICTION AND TYPE 004. memo From: Kim, To: Melanne and Maggie (9 pages) n.d. Personal Misfile COLLECTION: Clinton Presidential Records First Lady's Office Liz Bowyer OA/Box Number: 3988 FOLDER TITLE: Women 2014-0483-S sb504 RESTRICTION CODES Presidential Records Act - [44 U.S.C. 2204(a)] Freedom of Information Act - 15 U.S.C. 552(b)] P1 National Security Classified Information [(a)(1) of the PRA| b(1) National security classified information |(b)(1) of the FOIA] P2 Relating to the appointment to Federal office [(a)(2) of the PRA b(2) Release would disclose internal personnel rules and practices of P3 Release would violate a Federal statute |(a)(3) of the PRAJ an agency [(b)(2) of the FOIA] P4 Release would disclose trade secrets or confidential commercial or b(3) Release would violate a Federal statute |(b)(3) of the FOIA] financial information [(a)(4) of the PRA] b(4) Release would disclose trade secrets or confidential or financial P5 Release would disclose confidential advice between the President information [(b)(4) of the FOIA] and his advisors, or between such advisors |a)(5) of the PRA] b(6) Release would constitute a clearly unwarranted invasion of P6 Release would constitute a clearly unwarranted invasion of personal privacy [(b)(6) of the FOIA| personal privacy |(a)(6) of the PRA] b(7) Release would disclose information compiled for law enforcement purposes [(b)(7) of the FOIA] C. Closed in accordance with restrictions contained in donor's deed b(8) Release would disclose information concerning the regulation of of gift. financial institutions |(b)(8) of the FOIA| PRM. Personal record misfile defined in accordance with 44 U.S.C. b(9) Release would disclose geological or geophysical information 2201(3). concerning wells |(b)(9) of the FOIA] RR. Document will be reviewed upon request. The President's Cancer Panel Special Commission on Breast Cancer NATIONAL INSTITUTES OF HEALTH National Cancer Institute A REPORT TO THE NATION The President's Cancer Panel Special Commission on Breast Cancer NATIONAL INSTITUTES OF HEALTH National Cancer Institute A NATIONAL STRATEGY TABLE OF CONTENTS Executive Summary 1 Introduction 5 Breast Cancer Etiology and Prevention 9 Findings 9 Genetics and Tumor Markers 9 Hormones 9 Diet 9 Physical Activity 10 Environment 10 Recommendations 11 Etiology 11 Genetics and Tumor Markers 11 Hormones 11 Diet 11 Environment 12 Prevention 12 Screening and Early Detection and the Development of New Technologies for Detection and Diagnosis Findings 13 Recommendations 13 Practice and Outreach 13 Screening Research 14 New Technologies Research 14 Improving the Outcome for Breast Cancer Patients: Treatment and Quality-of-Life Effects Findings 15 Recommendations 15 Treatment 15 Quality of Life 16 Infrastructure, Education, and Training Findings 17 Recommendations 17 Public Communication Findings 19 Recommendations 19 Special Commission on Breast Cancer Patient Advocacy Findings 21 Recommendations 21 Public Policy Findings 23 National and State Legislation 23 Payment Policies 23 Recommendations 24 National Legislation 24 State Legislation 24 Payment Policies 24 Special Issues for Minority and Underserved Women Findings 25 Recommendations 25 Appendices A. President's Cancer Panel Special Commission on Breast Cancer Membership Roster 27 B. Meetings Held 29 C. President's Cancer Panel Membership Roster 30 The President's Cancer Panel EXECUTIVE SUMMARY Overview Breast cancer is a large and growing public health problem in the United States. During the decade of the 1990s, it is estimated that nearly 2 million women will have been diagnosed with the disease and that 460,000 women will have died of it. Between 1950 and 1989, the incidence of breast cancer increased by 53 percent. The magnitude of this problem and its constant increase over time understandably result in considerable anxiety among all women. Some improvements in breast cancer detection and treatment have occurred over the past few decades. Yet even these modest improvements are not uniformly applied throughout the population. Most current therapies (surgery, radiation therapy, and chemotherapy) are non-specific in their effects and frequently diminish quality of life. Although women diagnosed with early-stage breast cancer have a 5-year survival rate of 93 percent, there is no period of time after which a woman who has been treated for breast cancer can be assured that it will not recur. At this time, there are no proven methods of preventing breast cancer. Advances in basic science have raised the realistic hope that more specific methods can be developed to treat or prevent breast cancer. Breast cancer advocates - women with breast cancer, their families, friends, and supporters - demand that breast cancer become a national priority. There is a wide- spread sense of urgency that more can and must be done to address the problem of breast cancer in this country. There is growing public demand for even greater levels of funding of a national breast cancer program and an outcry for the development of cure and prevention. Recommendations The goals of the President's Cancer Panel Special Commission on Breast Cancer recommended breast cancer program are: 1. To make substantial progress in developing effective methods to cure and to prevent breast cancer, and 2. To make current and future proven methods of early detection, treatment, and prevention universally available. The National Institutes of Health and other involved federal agencies must receive research funding of no less than $500 million per year for this program until these goals are achieved. Specific recommendations made by the commission are outlined below. 1 Special Commission on Breast Cancer Causes and Prevention Research into breast cancer causes and prevention must receive high priority. Investigator-initiated inquiry should remain the mainstay of research funding. Genetic, hormonal, environmental, dietary, and other causes of breast cancer must be identified through basic and epidemiologic research; this knowledge is the foundation needed to develop effective preventive strategies. Knowledge gained through research must be translated into clinically effective methods of prevention, early detection, and treatment. Earlier Detection and Diagnosis Early detection should be improved by further refining x-ray mammography, developing newer imaging methods using non-ionizing radiation, and identify- ing breast cancer biomarkers that can be detected in a blood test. Improved access to early detection must include prompt diagnostic work-up and treatment referral for patients in whom breast abnormalities are identified. Treatment Strategies Women must be empowered to be active participants in their decisions about breast cancer screening and, if diagnosed with the disease, about their treat- ment options. Patients, their families, and breast cancer experts want and deserve less invasive, disfiguring, and toxic treatments than surgery, radiation, and chemotherapy. High priorities for new and more specific treatments include: therapy directed at hormones and hormone receptors, tumor growth factors or growth factor receptors; inhibitors of angiogenesis and metastasis; immunologic therapy; and gene therapy. Methods should be developed to overcome resistance to hormonal and chemotherapeutic agents. Diagnostic decisions, treatment options, and recommendations should be provided in an interdisciplinary setting. Psychosocial Effects Current methods of psychosocial support should be available to all breast can- cer patients and their families. More effective supportive care interventions for breast cancer patients and their families must be developed. Access Current and future methods of early detection, treatment, and prevention should be universally available as soon as their efficacy is demonstrated. United States health care delivery system reforms must ensure the removal of financial barriers to access. 2 The President's Cancer Panel Research is required to understand and remove the non-financial barriers to universal use of effective means of combating breast cancer. Public Policy Federal regulations should limit the proliferation and use of unproven treat- ments, prognostic markers, prevention methods, and technologies, except within the confines of a well-defined clinical trial. Clinical testing of new detection, treatment, and prevention methods should be supported cooperatively by third-party payors, industry, academic centers, and the National Cancer Institute. Research costs for clinical trials should be carefully delineated and paid by industry or the National Cancer Institute, while patient care costs should be covered by third-party payors. The 1992 Mammography Quality Standards Act should be implemented immediately. Federal agencies should coordinate their breast cancer programs through an interagency breast cancer task force. A Partnership of Breast Cancer Advocates and Breast Cancer Scientists This partnership must continue in a way that promotes the shared objective of finding effective prevention and cure of breast cancer. Breast cancer advocates should be integrated into decision-making regard- ing the optimal use of breast cancer research funding. Information and Empowerment Women in the United States should be provided with accurate, up-to-date, and culturally sensitive information about the risks of breast cancer and how it is best detected. Women diagnosed with breast cancer should be provided with accurate, up- to-date, and culturally sensitive information about their treatment options. The National Cancer Institute should provide leadership in the development and distribution of culturally sensitive breast cancer educational materials and special materials for women with low levels of literacy. Women should be empowered both psychologically and financially to take responsibility for their own breast health, including adopting healthy lifestyles, practicing breast self-examination, following recommended guidelines for breast cancer screening, and immediately obtaining diagnostic and treatment services when breast abnormalities are observed. Past investments in basic science and breast cancer research have brought us to a point where numerous opportunities exist to advance our ability to prevent and treat breast cancer. The enormity of the impact of breast cancer on the mental and physical well-being of women in the United States and their families requires that we as a soci- ety devote the resources needed to achieve the most rapid progress possible. 3 Special Commission on Breast Cancer INTRODUCTION Over the last decade, patients and their most of their lives. It is estimated that families have directed increasing national during the 1990s nearly 2 million women attention to breast cancer. Their input in the United States will be diagnosed has stimulated breast cancer research, with the disease and that 460,000 focusing on the need for prevention and women will die of it. Between 1950 and cure. During the 1970s and 1980s, 1989, the incidence of breast cancer breast cancer incidence rose by 21 per- increased by 53 percent. Expanded use cent among women of all ages in the of screening mammography explains United States, and increased by 49 per- part of the recent rise in incidence, but cent among women 65 and older. Even the causes of the long-term increase are among women least likely to experience largely not known. The increasing mag- breast cancer-those under 50-inci- nitude of this problem has understand- dence rose by 13 percent. National ably resulted in considerable anxiety in Cancer Institute funding for breast can- the population, particularly among young cer has increased from $92.7 million in women and especially regarding future 1991 to $196.6 million in 1993. In addi- generations of females. tion, Congress appropriated $210 million to the Department of Defense in Fiscal Specific points about breast cancer Year 1993 for a multi-year breast cancer should be recognized. The incidence of research program. There is wide public breast cancer rises continuously as demand for even greater levels of fund- women age: At age 30-34, the rate is 27 ing of a national breast cancer program per 100,000; at 40-44, it is 127 per and an outcry for effective prevention 100,000; at 50-54, it is 222 per 100,000; and cure. at 60-64, it is 343 per 100,000; and at 70-74, it is 434 per 100,000 women. In response to a request from the Vice Also, the natural history of the disease is President of the United States to the prolonged. The time from the inception Chairman of the President's Cancer of breast cancer to its detection using Panel, the President's Cancer Panel current methods is estimated to be at Special Commission on Breast Cancer least several years. The time following was appointed by the Director of the initial diagnosis and treatment to the National Cancer Institute in 1992. Its 19 development of recurrence and death is members held 11 meetings over 14 measured in years. Furthermore, there is months, hearing testimony from more no time period beyond which recurrence than 190 scientists, clinicians, patient and death may not occur. If a cure is advocates, and experts in all aspects of defined as elimination of any chance of breast cancer. This report contains the recurrence and metastases, it is not cor- findings and recommendations of the rect at present to describe a "cure" of the Commission based on this comprehen- disease. Nevertheless, most patients sive review. diagnosed with breast cancer live out the remainder of their lives without recur- Breast cancer is a large and growing rence. As reported by the National public health problem in the United Cancer Institute's Surveillance, States. All women are at considerable Epidemiology, and End Results program, risk for developing breast cancer during women diagnosed with early-stage 5 Special Commission on Breast Cancer breast cancer have a 5-year survival rate effectiveness of screening women aged of 93 percent, in contrast to 70 percent 70 and older, despite their high risk. and 17 percent for those diagnosed with regional and distant metastases, respec- Breast-conserving treatment (consisting tively. Finally, the clinical course of breast of excision of the cancer-commonly cancer varies greatly among patients, referred to as "lumpectomy" combined suggesting that there is heterogeneity in with breast irradiation) results in survival the factors that affect both the occurrence rates equivalent to those following and the natural history of the disease. mastectomy and provides important quality-of-life gains for many patients. In Breast cancer is now believed to result addition, new surgical techniques facili- from a series of alterations (mutations) in tate breast reconstruction in patients the genes of the breast cells. Some such treated with mastectomy. Drug treatment, genetic changes may be inherited, but such as chemotherapy and Tamoxifen, most are not. These alterations can re- given at the time of local therapy can sult in an increased likelihood of addition- decrease breast cancer mortality. While al genetic changes (genomic instability), these improvements are important, the uncontrolled cell growth (proliferation), survival benefit of about 26 percent is invasion into adjacent tissues, and relatively modest given the magnitude of spread to other sites in the body (metas- the problem, and is achieved at a sub- tases). The causes of these genetic stantial cost in toxicity. Most current ther- alterations are largely unknown. Ovarian apies (surgery, radiation therapy, and hormones (estrogen and progesterone) chemotherapy) are toxic to normal tis- clearly play an important role in the sues and organs and thus frequently development of breast cancer. It appears impact negatively on quality-of-life. likely that influences beginning very Moreover, although the last decade has early in life and continuing throughout brought refinements in the available adulthood are important. At this time, treatment modalities, no major treatment there are no proven methods of prevent- advances have been introduced, and the ing breast cancer. mortality rate has remained constant. Some improvements in breast cancer Even these modest improvements are diagnosis and treatment have occurred not uniformly provided for all women. For over the past few decades. A major many women, optimal early detection, advance has been achieved through diagnosis, and treatment measures are screening with mammography and clini- unavailable for financial reasons-they cal breast examination. Screening mam- are unable to pay and have inadequate mography can detect many cancers or no health insurance. These women before they are clinically evident and can represent a large and growing percent- lead to a breast cancer mortality reduc- age of the population. Access is a partic- tion of about 25 percent. However, the ular problem for women who are low- mortality benefit from mammography income, minority, young, old, and living has been unequivocally demonstrated in rural areas. The inequities of this situ- only in women aged 50-69. Possibly ation have become painfully manifest. due to limitations in study design and Even well-insured women with adequate implementation, the data for women resources often do not receive the best aged 40-49 are inconclusive, and there of care, indicating the presence of signif- is a paucity of information regarding the icant non-financial barriers to optimal health services delivery. 6 The President's Cancer Panel The past decade has seen a major $210 million to spend over 2 years on a increase in understanding of the basic breast cancer research program. The biological processes underlying both Commission notes the effort being made normal cell division and growth and the by the Army to ensure that this money is biology and genetics of cancer. This well spent, including an Institute of knowledge is beginning to be applied to Medicine study commissioned by the breast cancer. Many excellent investiga- Department of Defense to recommend tors have been supported in a broad funding priorities. The Institute of spectrum of breast cancer research by Medicine advised that most of the the National Cancer Institute, the money be spent on investigator-initiated American Cancer Society, and other fed- research projects, with some funds allo- eral agencies and private organizations. cated to training, recruitment, and infra- This and other basic biomedical and structure enhancement. cancer research have increased our understanding of many aspects of breast There is a widespread sense of urgency cancer and led to some promising new that more can and should be done to approaches for patients. However, more address the problem of breast cancer in detailed information is needed about the this country. This report provides our biology and action of hormones on the findings and recommendations. The normal breast, the genetic changes that Commission concludes that more and lead to breast cancer, biologic factors sustained resources are required to that cause these genetic changes, and address breast cancer problems effec- the means by which breast cancer cells tively. Specific areas and approaches grow and spread. It is reasonable to that we believe are most likely to result hope that this information will lead to in meaningful progress are emphasized. new, more specific methods of earlier Our recommendation for support of detection and diagnosis, treatment, and breast cancer research at a level of no prevention. less than $500 million per year is con- gruent with the funding level recom- In Fiscal Year 1993, the Department of mended in the Fiscal Year 1995 NCI Defense received an appropriation of bypass budget. 7 Special Commission on Breast Cancer BREAST CANCER ETIOLOGY AND PREVENTION Findings Hormones The ultimate goal of breast cancer research is prevention. To develop effec- Being a woman is the major risk factor for tive prevention strategies, basic and epi- breast cancer. Women develop breast demiologic research must first identify cancer not only because they have risk factors that can be modified. breasts, but also because they have Prevention studies can then determine ovaries. Sex hormones, particularly the the most useful approaches to reducing steroids made by the ovaries, have a breast cancer risk by modifying such fac- central role in breast cancer. They tors. Prevention trials can evaluate the increase the circulating level of two key relative effectiveness of modifying sever- ovarian hormones-estradiol and proges- al risk factors and determine the impact terone-and modify the levels of other of changing single risk factors. hormones and locally acting growth fac- tors. These changes alter the hormonal Today, the most promising areas of environment in the breast, increasing breast cancer risk. research for understanding breast cancer causes and developing optimal preven- tion methods include: genetics, hor- Other proxy indicators of hormonal activity mones, diet, physical activity, environ- support the concept that an altered hor- mental risk factors, premalignant and monal environment is a major influence tumor markers, and, for secondary pre- on breast cancer risk. Early age at menar- vention, understanding the metastatic che, late age at menopause, obesity in postmenopausal women, nulliparity, and process. older age at first full-term pregnancy are each associated with increases in risk. Genetics and Tumor Markers The effects of steroid hormone contracep- There is both molecular and epidemiolog- tives and hormone replacement therapy ic evidence that genetic changes are have been studied extensively, but the involved in the development of breast findings have not been totally consistent. cancer, as has been observed for all can- However, with each of these hormonal cers. Mutations in normal genes, loss of treatments, some elevation in breast can- tumor suppressor genes, and altered cer risks are noted for specific subgroups expression of cellular proto-oncogenes of women or in relation to particular char- may all be involved in converting a nor- acteristics of the hormonal regimen. mal breast cell to a malignant one. Additional genetic changes altering expression of proteins on the tumor cell Diet surface can increase or decrease tumor Five-fold international differences in aggressiveness or metastasis. Knowledge of these genes and the pro- breast cancer incidence rates and major teins they encode potentially may be changes in rates among migrating popu- lations indicate that non-heritable factors used to facilitate early detection and diag- nosis and to identify high-risk women for play a major role in disease development. prevention trials. Correlations between dietary factors and 9 Special Commission on Breast Cancer breast cancer incidence rates internation- methodologic biases. Protective effects of ally, as well as animal studies, suggest very low fat intake or alterations in dietary that nutritional factors strongly influence fat early in life cannot be excluded by development of breast cancer. At this available data. time, no dietary change has been proven to reduce breast cancer risk in humans. Vitamin D: Women in latitudes with low sunlight exposure, and presumably lower Alcohol: A modest positive association vitamin D levels, appear to have higher between alcohol consumption and breast breast cancer incidence rates, but more cancer risk has been shown in many direct evidence for a protective effect of case-control and cohort studies. vitamin D is lacking. Vitamin A and precursors (carotenoids): Little is known about the influence of Animal studies show reduced mammary dietary factors on breast cancer prognosis. carcinogenesis from high doses of vitamin A and related synthetic compounds; human case-control and cohort studies Physical Activity suggest a modest protective effect of pre- formed vitamin A and carotenoids. A few studies have suggested that breast cancer risk is lower among female ath- Total energy intake: In animal models, letes and among women who have restricting total energy intake profoundly engaged in moderate physical activity. and consistently reduces mammary carcinogenesis. Human epidemiologic Environment data are consistent with an important effect of childhood and adolescent ener- There have been few studies of environ- gy balance (caloric intake and energy mental or occupational exposures as eti- expenditure) as rates of breast cancer ologic agents for breast cancer. Most are associated with height. conducted to date were severely flawed methodologically or based on small sam- Plant constituents: In several studies, ples. Research on the effects of expo- women with higher vegetable intake expe- sures to environmental and occupational rienced lower rates of breast cancer. agents must include assessment of Epidemiologic evidence does not general- known breast cancer risk factors. ly support a major role for dietary fiber in breast cancer prevention, although this For none of the 30 known human chemi- was suggested in some laboratory studies. cal carcinogens is the human breast the primary site for the initiation of cancer. Dietary fat: In some animal models, Exposure to high doses of ionizing radia- high-fat diets increase mammary tumors; tion, such as that experienced by female polyunsaturated fats appear to have the atomic bomb survivors in Japan and strongest influence. Some human case- women who had multiple fluoroscopic control studies show an association examinations for tuberculosis, is known between fat intake and breast cancer to increase the risk of female breast can- risk, but little or no association has been cer. Whether non-ionizing radiation from shown in all recent, large, prospective electromagnetic fields increases breast studies, which are less subject to cancer risk is currently being studied. 10 The President's Cancer Panel Recommendations Hormones Etiology Study epithelial cell proliferation and hor- monal control of the normal breast during Genetics and Tumor Markers the adolescent and adult menstrual cycle, during pregnancy and lactation, during Evaluate the role of proto-oncogenes in systemic contraceptive use, and during normal breast tissue growth, differentia- hormone replacement therapy. tion, and reproduction. Identify the genes in the normal breast Identify genetic changes during the trans- and in breast cancers that are specifically formation from normal mammary tissue to regulated by endogenous hormones and premalignant to frankly malignant tissue. growth factors, and by hormones in con- traceptives and hormone replacement Evaluate the specific effects of point therapy. mutations or deletions of specific onco- genes, tumor suppressor genes, or chro- Conduct human research on "low-dose" mosomal segments associated with hormonal contraceptive regimens, and breast cancer. compare the effects of estrogenic versus progestational components of systemic Identify intermediate or premalignant contraceptives on breast tissues. events or markers of events that occur in the interval from the start of breast abnor- malities to the detection of breast cancer. Diet This will lead to earlier diagnosis, higher cure rates, and the development of ratio- Study basic mechanisms of the preven- nal preventive measures. tive role of retinol and carotenoids. Study new marker technologies for the Define the dose-response relationships identification of premalignant changes and the relative contributions of various that could be targets for preventive inter- forms of dietary vitamin A. ventions. As such technologies become available, they should be evaluated in Elucidate the mechanisms whereby ener- multi-investigator or multi-institutional gy restriction reduces mammary carcino- cooperative clinical research groups, genesis. which should establish quality control guidelines and design and conduct peer- Investigate the relationship between spe- reviewed clinical trials with adequate cific types and amounts of dietary fat and power to validate the sensitivity and protein and breast cancer incidence. specificity of new markers and tests. Such studies should include a wider range of dietary intakes and examine Enact federal regulations to limit the diets beginning in childhood. widespread sale and clinical use of mark- ers of modifiable premalignant changes Expand laboratory, clinical, and epidemio- (when they become available) that are logic research on non-nutritive protective still experimental, and for which firm qual- factors in vegetables and fruits, including ity control guidelines and usefulness screening the food supply for potential have not been established. preventive agents. 11 Special Commission on Breast Cancer Study mechanisms by which moderate markers of exposure and susceptibility, alcohol intake could increase the risk of improved methods of assessing dose- breast cancer, with one focus being the response relationships, and mechanisms relationship of alcohol consumption to of enzymatic transformations of precursor hormone levels. molecules to active carcinogens in humans. Evaluate the interaction between dietary factors and markers of genetic predispo- Determine the variable effects of individ- sition as the latter become available. ual and multiple etiologic factors on breast cancer risk by age at exposure. Investigate the possible relationship between vitamin D status and breast can- Continue studies of Japanese atomic cer risk. bomb survivors, particularly women exposed in utero and during adoles- Conduct observational studies and clini- cence; evaluate the effects of hormonal, cal trials on the effect of dietary factors dietary, and genetic factors on suscepti- on breast cancer prognosis. bility to breast cancer due to radiation exposure. Environment Prevention Investigate the molecular nature of the carcinogenic process in breast epithelium Develop approaches to modulate or elim- to understand mechanisms by which inate the expression of specific oncogene environmental chemicals might influence products or abnormal genetic segments mammary carcinogenesis. in premalignant breast tissue. Conduct animal studies on mechanisms Investigate hormonal chemoprevention of species differences in susceptibility to intensively through basic, epidemiologic, chemically induced mammary cancers to and clinical studies. Research should increase understanding of human diversi- focus on the development of pure ty in susceptibility. antiestrogens and antiprogestins, the elu- cidation of hormonal regimens that mimic Study occupational exposures to chemi- the protective effects of early pregnancy, cal and other carcinogens and breast work with retinoids and other vitamins, cancer risk in the context of other known non-steroidal hormones and hormonal risk factors. antagonists as systemic contraceptives, and non-hormonal contraceptive methods. Investigate exposures to natural and syn- thetic estrogenic chemicals in the environ- Conduct observational studies and clini- ment and their effects on breast cancer cal trials on the effects of modifying risk, particularly during prenatal, prepu- multiple risk factors-for example, diet, bertal, and pubertal periods. Such expo- physical activity, and hormones. sures must be evaluated in the framework of known breast cancer risk factors. Complete the Tamoxifen trial to deter- mine whether it can prevent breast can- Develop methodologies needed to study cer among high-risk women. environmental risk factors: molecular 12 The President's Cancer Panel SCREENING AND EARLY DETECTION AND THE DEVELOPMENT OF NEW TECHNOLOGIES FOR DETECTION AND DIAGNOSIS Findings modalities such as positron emission tomography and magnetic resonance While prevention is the ultimate goal, ear- imaging are still under development and lier detection increases the likelihood of should be used only in the context of reducing mortality and should have a well-designed studies. high research priority. Mammography in conjunction with breast Recommendations physical examination has been shown to reduce mortality from breast cancer in Practice and Outreach women ages 50-69. Data regarding the benefit from mammography screening in Immediately implement the Mammo- women ages 40-49 are inconclusive, ography Quality Standards Act to ensure possibly due to limitations in study design that all women receive mammography of or implementation. acceptable quality, and remove overlap- ping and conflicting standards. Current The technology of film-screen mammog- multiple certifications required at federal raphy has improved greatly over the past and state levels and from private organi- decade, but its sensitivity and specificity zations impose an excessive burden on are still not adequate to detect all breast mammography facilities, waste tax cancers at an early stage, especially in dollars, and increase costs. premenopausal women. Promote utilization of screening mam- Screening mammography is underuti- mography and clinical breast examination lized, especially by women aged 60 and for groups of women who are currently older, who are most at risk. Racial and being screened at disproportionately low ethnic minorities and low-income women rates (e.g., older women, rural women, are also less likely to get mammograms. women of lower socioeconomic status, and specific racial and ethnic popula- Failure of health care providers to recom- tions, especially African American, Native mend mammography is a major cause of American, Latino, and Asian women). poor utilization. This will require gathering additional information on barriers to screening and The Mammography Quality Standards the information needs of these groups, Act, designed to ensure high-quality and using existing information to develop mammography facilities across the coun- effective educational materials and pro- try, was passed in 1992, but has not yet grams. Special attention should be given been implemented. The Food and Drug to conveying the message that increasing Administration is responsible for imple- age is the major risk factor for developing menting this law, but instead is expending breast cancer. These efforts should recog- its efforts modifying it. nize the diversity of needs among and within specific groups and the necessity Ultrasonography has limited use for to develop materials, services, and inter- breast cancer detection. Newer imaging ventions that address these specific needs. 13 Special Commission on Breast Cancer Educate and encourage physicians to Develop a system designed to provide recommend screening mammography information about the practice of breast actively. cancer screening in the United States. Provide screening and appropriate follow- Assess the effects of co-morbid medical up services for women, regardless of illnesses on breast cancer screening out- financial status or extent of insurance comes in women in different age groups. coverage. Determine the full range of breast cancer Help women assure their own breast screening roles that nurses and physician health by providing financial and psycho- extenders can play. logical support, enabling them to take responsibility for following recommended breast cancer screening guidelines and New Technologies Research practicing breast self-examination. Develop better technologies for detection and diagnosis. Such technology should Screening Research detect breast cancer at its earliest stages, be highly sensitive and specific, non- Conduct further studies to determine the invasive, and effective for women of all mortality benefit of screening in women ages. ages 40-49 and in women ages 70 and older, the optimal periodicity of screening Study the feasibility of earlier detection in relation to age, and the relative utility of using computer-assisted mammography mammography and clinical breast exami- interpretation and techniques using digiti- nation. Investigators should first assess zation of mammographic images. whether case-control studies could Continue research into improving ultra- answer some of these questions as a sonography. less costly and more rapid approach than randomized controlled trials. Such stud- Determine the comparative efficacy of ies should use state-of-the-art mammog- stereotactic fine-needle and core biopsy raphy and must be well designed and and ultrasound-guided fine-needle and well executed. Consideration should be core biopsy with the goal of reducing the given to providing support for the ongoing need for excisional biopsy. trial in the United Kingdom to resolve questions related to screening women in their 40s. 14 The President's Cancer Panel IMPROVING THE OUTCOME FOR BREAST CANCER PATIENTS: TREATMENT AND QUALITY-OF-LIFE EFFECTS Findings Recommendations Despite some recent improvements in Treatment treatment, many thousands of women diagnosed with breast cancer die of the Exploit advances in molecular biology to disease. No currently available treatment find a cure for breast cancer. In particular, can be defined as curative. new and more specific therapeutic strate- gies should be developed, including: Since current treatments result in modest therapy directed at tumor growth factors improvements in survival, assessing the or growth factor receptors; inhibitors of effects of treatment on quality of life is angiogenesis and metastases; gene ther- important to inform patients adequately apy; and immunologic therapy, including vaccines. Innovative research should be about treatment options. Quality-of-life issues include functional status, psycho- encouraged. logical well-being, social (work and home) functioning, sexuality and fertility, Identify cell surface factors associated and spiritual well-being. Quality of life is with the ability of tumors to invade and influenced by personal factors (e.g., metastasize; develop strategies to modu- developmental stage and social support), late the expression of such factors. clinical factors (e.g., stage of disease and Explain the predilection of metastatic type of treatment), and demographic cells to home to some but not other target factors (e.g., ethnicity and geographic lo- organs. cation). The effects of treatment on long- term quality of life are not adequately Improve current treatment strategies to known at this time. make them more effective-identify mechanisms of resistance to hormonal Adjustment to breast cancer is an ongo- and chemotherapy, develop ways to ing process. While some patients do well avoid or overcome resistance, evaluate following diagnosis and treatment, many dose intensification of chemotherapy in experience adjustment difficulties in suc- primary and metastatic breast cancer, ceeding years. Fear is an overriding evaluate pre-operative chemotherapy issue for women who have had a diagno- effectiveness, and optimize the long-term sis of breast cancer. results of breast-conserving treatment and breast reconstructive surgery. Treatment recommendations are best made in a clinical setting that includes Determine prognostic and predictive fac- experts in the various disciplines. tors (or markers) for systemic therapy in Patients should be empowered to partici- order to select patients who are likely to pate actively in making treatment deci- benefit. However, it is necessary to regu- sions. late the clinical use of breast cancer markers that are still experimental. Markers should be made available out- side the confines of a clinical trial only 15 Special Commission on Breast Cancer when they have been adequately validat- implants or other methods of reconstruc- ed and when firm quality control guide- tion, must be developed. lines for their use have been established. Include quality-of-life measures in clinical Continue drug development research to trials of new treatment and prevention discover new, more active agents. regimens and approaches. Ensure adequate funding for clinical Develop guidelines for psychosocial eval- investigations of new treatments and pro- uation and support over time of women vide positive inducements for physicians diagnosed with breast cancer and those and patients to participate in studies of at risk for the disease; develop and test promising new approaches. In particular, effective interventions to improve psy- continue support of single institution pilot chosocial adjustment. Specifically, stud- studies and of cooperative group ran- ies should involve patients of all ages, domized clinical trials. women at high risk for developing breast cancer, and patients with recurrent dis- Define the natural history of ductal carci- ease. Research also should include the noma in situ and other proliferative breast effects of diagnosis and treatment on lesions, including factors strongly associ- patients' families and social functioning. ated with progression to invasive breast cancer. Develop better strategies for supportive care of end-stage breast cancer patients and ensure availability of these services Quality-of-Life to patients and their families. Evaluate the frequency, severity, and per- Conduct clinical trials to provide informa- sistence of adverse physical changes tion on the effects on survival and quality caused by treatment and develop strate- of survival of systemic hormonal contra- gies to deal with these changes. In partic- ceptives, pregnancy, and hormone ular, evaluate treatment effects on fertility replacement therapy at menopause in in premenopausal patients, and on sexual breast cancer survivors, including women function in women of all ages. Strategies in whom treatment of premenopausal to treat menopausal symptoms and arm breast cancer induced premature edema, as well as improved breast menopause. 16 The President's Cancer Panel INFRASTRUCTURE, EDUCATION, AND TRAINING Findings (Specialized Programs of Research Excellence), the National Cancer Breast cancer research requires Institute's Surveillance, Epidemiology, resources such as repositories, registries, and End Results program, and other and specialized research centers which high-quality cancer registries capable of must operate for many years. It is difficult providing data to monitor long-term to obtain stable, long-term funding to trends in breast cancer, relevant animal establish and maintain such resources models and cell lines, and repositories for outside an hypothesis-driven research biological specimens. proposal. Develop an information-sharing network Advances in understanding the biology for breast cancer researchers. and genetics of breast cancer are not likely to be immediately applicable to Fund training grants specifically targeted improved prevention and treatment meth- to the next generation of investigators in ods. A new generation of trained, basic, all aspects of breast cancer research. translational and clinical investigators is needed to ensure that the knowledge Train investigators in translational gained from basic research leads to research and in clinical trials to facilitate human benefit, specifically the prevention the development of improved prevention, and cure of breast cancer. detection, and treatment strategies. It is essential to ensure that clinical stud- Emphasize during research training the ies of prevention, detection, diagnosis, role of ethnic and sociocultural diversity and treatment include women of diverse in risk of breast cancer, as well as the ethnic and sociocultural backgrounds. need to develop acceptable and sensitive Culturally acceptable study design and strategies for research on prevention, recruitment of women from varied ethnic early detection, diagnosis, and treatment and racial groups are facilitated by the for diverse population groups. participation of investigators sensitive to sociocultural issues and who also come Train future clinical investigators in both from diverse backgrounds. translational and clinical trials research. These investigators need broad training in the biology, genetics, and clinical mani- Recommendations festations of breast cancer, and in epi- demiology and biostatistics. The preponderance of research funding should be directed to investigator-initiated Utilize tumor boards in institutions that inquiry. A major emphasis should be treat breast cancer to ensure optimal placed on supporting innovative and care through proper and timely input from imaginative research. various cancer specialists and to help train young physicians. Expand or create specialized research resources: breast cancer SPOREs 17 Special Commission on Breast Cancer Ensure that oncologists (medical, surgi- Ensure that medical school, residency, cal, radiation, and nursing) receive inter- and fellowship training programs and disciplinary training to improve the quality training for advanced nursing practice of breast cancer care. include education on the need for regular breast examinations, including mammog- Train clinicians of diverse ethnic heritage raphy and clinical breast examination, in breast cancer care. and on the performance of a thorough clinical examination of the breast. Promote continuing education programs for all professional and technical person- Encourage health care providers to edu- nel dealing with breast cancer patients to cate patients about breast cancer, includ- ensure that advances in care are translat- ing treatment and rehabilitation options. ed to practice. 18 The President's Cancer Panel PUBLIC COMMUNICATION Findings A significant segment of the U.S. popula- tion has a low level of literacy. It is essen- Information appropriate for and appealing tial to present educational materials and to the mass media and information nec- media messages in diverse formats so essary for public education differs sub- that all target audiences are reached. In stantially. A fundamental principle of some situations, it may be best to present communicating with the public about both news and education via audio and breast cancer issues is to distinguish visual channels (radio and television). between information that is newsworthy and that which is needed for educational purposes. News media professionals Recommendations generally consider it their responsibility to report news accurately, but not to serve Support a national work group on low liter- as public educators. Therefore, channels acy and cancer information and education. other than the media are required for education. Make publicly funded public information and educational materials understand- There is a discrepancy between the able to individuals at all literacy levels. media attention given to breast cancer and its importance as a public health Encourage breast cancer scientists, clini- problem. While the media do give some cians, and advocates to collaborate to attention to breast cancer, more determine the most effective methods for resources could be expended by the presenting clear messages to the public media to present breast cancer-related which neither understate nor overstate issues to the public. For example, news- specific issues or overall progress in papers, television stations, and radio breast cancer research and care. stations send reporters to international conferences on AIDS, but are very Emphasize coordination of public informa- unlikely to send anyone to scientific tion efforts between components of the meetings concerned with breast cancer. National Institutes of Health and with other To some extent, this discrepancy is attrib- federal agencies, such as the Centers for utable to advocacy groups. It is clear that Disease Control and Prevention. news media respond to activism. The more assertive breast cancer advocacy Work with news media to promote accu- groups are, the more attention breast rate, responsible, and adequate coverage cancer will receive from the press. of breast cancer issues. 19 Special Commission on Breast Cancer PATIENT ADVOCACY Findings although there are some exceptions. Improved communication between Breast cancer is a public health problem patient advocacy groups and voluntary involving multiple constituencies. It must and government organizations would be be a high priority for all concerned with beneficial to all. the health of women. Improving breast cancer research, prevention, detection, Breast cancer advocates want more par- and treatment is a shared responsibility ticipation in decision-making concerned of consumers, health care providers, with research and the optimal use of biotechnology and pharmaceutical indus- breast cancer research funding. tries, health educators and researchers, public health agencies, legislators, third- party payors, the National Cancer Recommendations Institute, and other government agencies. Encourage patient advocates and volun- Over the past decade, patients and their tary organizations to work cooperatively families have promoted breast cancer as to achieve legislation that provides fund- a national priority and have focused ing, research, treatment, education, and attention on the need for a cure and for support for women with breast cancer. prevention. Support voluntary and advocacy organi- Service, patient support, and advocacy zations' work to ensure access to care for organizations exist for women, including all women and fund community-based underserved and minority women, at programs to bring breast cancer informa- local, state, regional, and national levels. tion, education, and interventions to These organizations are valuable affected groups where they live and work. resources for many women and are influ- ential in shaping public policy. Voluntary Ensure that health care reform implemen- organizations fund and operate breast tation in each state reflects breast cancer cancer screening programs, often target- issues specific to that population and ed to underserved and minority women, geographic area. and provide outreach and support to women during and following treatment for Educate physicians about the medical breast cancer. Some fund breast cancer and psychosocial aspects of breast can- research. Patient organizations provide cer and women's needs for screening, psychosocial support; advocate for indi- diagnosis, treatment, and continuing vidual patients within the health care sys- care. Physicians must include the woman tem and with payors; urge specific as a partner in arriving at a diagnosis and research emphases; and work at local, choosing the most suitable care. state, and national levels for policies and legislation on many breast cancer issues. Integrate breast cancer advocates into Unfortunately, many minority and low- decision-making regarding the optimal income women do not feel that most use of breast cancer research funding. existing organizations represent them, 21 Special Commission on Breast Cancer Encourage efforts by patient advocate organizations and other voluntary and educational groups to ensure that women are fully informed and educated about their own breast health, including adopt- ing healthy lifestyles, practicing monthly breast self-examination, following recom- mended guidelines for early detection, and obtaining immediate diagnostic and treatment services when an abnormality is observed. 22 The President's Cancer Panel PUBLIC POLICY Findings Payment Policies National and State Legislation Payment policy for all aspects of breast cancer care has a major health, psy- Recent breast cancer research funding chosocial, and economic impact on increases have provided a large infusion women. Current problems in payment for of support for this area of biomedical breast cancer care include inadequate investigation and raised the priority level insurance coverage of screening mam- of breast cancer within biomedical mography and breast clinical exam; no research. However, increased National reimbursement for preventive interven- Cancer Institute support for research on tions; limited or no payment for routine breast and other specific cancers without care associated with clinical trials; no the addition of sufficient funds has reimbursement for drugs that have been required redirection of resources from approved by the Food and Drug other areas of cancer research. A sus- Administration for cancers other than tained level of increased funding should breast cancer, but not for breast cancer include additions to the budget to (off-label-use); lack of reimbursement for strengthen breast cancer research specif- physical and psychological rehabilitative lically, and cancer research generally. services; lack of coverage for prostheses, wigs, transportation, or other indirect In addition to federal legislation pertaining treatment or rehabilitation costs; and no to aspects of breast cancer detection and reimbursement for reconstructive surgery treatment, states have enacted laws to following mastectomy. provide quality assurance for mammogra- phy, ensure that treatment options are The ability to purchase health insurance, presented to women diagnosed with enroll in a group policy, or obtain publicly breast cancer, mandate payment for funded care is critical for access to care. some off-label uses of chemotherapeutic Exclusion of pre-existing conditions drugs, and improve access to mammog- leaves women previously diagnosed with raphy by requiring insurance companies breast cancer without coverage in the and Medicaid programs to cover breast event of a recurrence. Women who have cancer screening. been diagnosed with breast cancer can- not change jobs because future treatment Impending health care reform is projected for breast cancer would be excluded from to improve access to breast cancer coverage. Women with no coverage or screening, education, treatment, and inadequate insurance often experience supportive care. The main principles ex- delays in diagnosis and treatment. pected to govern these reforms include security in health care coverage, eliminat- Affordability of care and of health insur- ing exclusions for pre-existing conditions; ance is an important issue. In small com- provider of quality of care and account- panies, breast cancer patients may be ability; cost controls; and comprehensive- discriminated against and feel guilty if ness of care. the costs of their care lead to a large insurance premium increase for their co- 23 Special Commission on Breast Cancer workers. Increased premiums and our society and take into consideration patients' out-of-pocket costs for breast the society as a whole, government responsi- cancer care can affect family resources bilities, and the concerns of business. and cause the breast cancer survivor to feel guilty. Increase access to affordable health care coverage by: There is a very specific problem with regard to reimbursement for mammogra- eliminating pre-existing condition clauses; phy. While the current guidelines of the National Cancer Institute, the American providing a universal health care pack- Cancer Society, and other professional age regardless of financial status or job organizations recommend annual mam- or career changes; and mograms for women 50 and older, Medicare provides reimbursement every utilizing and adequately reimbursing other year for women 65 and older and primary care physicians and other does not provide any coverage for breast providers such as nurse-practitioners and clinical examination. physician assistants. Provide comprehensive coverage for rea- Recommendations sonable costs of screening and diagnos- tic tests, treatment, rehabilitation, and National Legislation psychosocial services by: New funds should be appropriated to consensus development of practice support the President's Cancer Panel guidelines; and Special Commission on Breast Cancer's covering treatment known to be effec- recommended program at a level no less tive and listed in the three compendia than $500 million per year until breast (AMA Drug Evaluations, United States cancer prevention and cure are achieved. Pharmacopeia, Hospital Formulary) This research effort should be under the whether or not FDA-approved specifically leadership of the National Cancer for breast cancer. Institute. Encourage and support breast cancer clinical research by: State Legislation providing coverage of standard health Support state legislation to provide quali- care costs incurred in peer-reviewed clini- ty assurance for mammography and cal trials; insurance coverage for screening, diag- nostic tests, treatment, and patient care providing coverage of interventions not costs of clinical trials. yet proven to have medical benefit only in the peer-reviewed clinical trial setting; and Payment Policies providing incentives to industry and the Decisions about health care coverage in private sector to support treatment costs this country should involve all members of of clinical trials. 24 The President's Cancer Panel SPECIAL ISSUES FOR MINORITY AND UNDERSERVED WOMEN Findings these populations and fails to encompass their issues in developing strategies for Minority and underserved women are optimal care. heterogeneous, encompassing diverse ethnic groups (e.g., Native Americans, African Americans, Latinas, and Asian Recommendations Americans); rural women; women with low literacy; women with inadequate Where scientifically appropriate, structure health care, health insurance, or financial clinical trials to reflect the racial and eth- resources; women with disabilities from nic population diversity. other illnesses or injuries; and women 65 and older, who often do not receive Build partnerships with underserved com- breast cancer screening or obtain state- munities to encourage their involvement of-the-art treatment. and self-advocacy in health care. Hospi- tals, clinics, health departments, and Diversity must be a key word in breast other providers should be encouraged to cancer research, prevention, diagnosis, assist the underserved in navigating the treatment, and supportive and continuing health care system. Such strategies will care. No subgroup of women is homoge- increase early detection and reduce costly nous: white women in the United States use of emergency rooms. are considered as a single, homoge- neous entity, yet they have diverse demo- Precede design of outreach and research graphic, socioeconomic, and ethnic back- projects in minority populations with con- grounds which influence their risk of sultation and interaction with community breast cancer and their potential for leaders where the project will take place. access to the full range of appropriate Provide adequate funding for long-term care from prevention and early detection efforts. to rehabilitation. Similarly, other ethnic groups, such as Latino, African Conduct behavioral/social research on American, and Asian women are treated culturally sensitive approaches to current as if they all were similar. Diversity within and future primary prevention strategies these groups in culture, tradition, lan- and ways to increase access to and uti- guage, education, and other factors asso- lization of early detection techniques and ciated with breast cancer risk and access state-of-the-art treatment. to optimal care must be considered in developing culturally sensitive programs. Reduce geographic barriers to optimal education, early detection, treatment, and Access to breast cancer education, early rehabilitation, particularly in rural areas. detection, treatment, and rehabilitation is often restricted among women having Investigate the psychosocial impact of one or more of the characteristics breast cancer on women and their fami- described above. Breast cancer research lies and differences related to diversity by rarely includes women from many of ethnicity, urban/suburban/rural residence, and socioeconomic status. 25 Special Commission on Breast Cancer Conduct studies to determine risk factor Target public information and media prevalence across diverse ethnic, socio- channels for providing breast cancer edu- economic, and cultural (e.g., urban/sub- cation to specific ethnic communities by: urban/rural) populations. focusing on their media outlets, empha- sizing radio advertisements and print Make available breast cancer incidence media, and developing diverse program- and mortality data for all major ethnic ming that takes into account differences groups: African American, Latino, Native within an ethnic group in acculturation, lit- American, Chinese, Japanese, Native eracy, language, and traditional cultural Hawaiian, etc. The U.S. Census Bureau practices and beliefs. should provide intercensal population esti- mates for these groups. The National Remove linguistic and cultural barriers to Cancer Institute's Surveillance, Epidemi- screening, treatment, and rehabilitation. ology, and End Results program should provide the incidence data, while the mor- tality information should be provided by the National Center for Health Statistics. 26 The President's Cancer Panel APPENDIX A: PRESIDENT'S CANCER PANEL SPECIAL COMMISSION ON BREAST CANCER MEMBERSHIP ROSTER Chairman Jay R. Harris, M.D. Nancy G. Brinker Clinical and Educational Director Founding Chairman Professor in Radiation Oncology Susan G. Komen Breast Cancer Foundation Shields Warren Radiation Laboratory Dallas, Texas Joint Center for Radiation Therapy Harvard Medical School Dorit D. Adler, M.D., M.P.H. Associate Professor of Radiology Kathryn B. Horwitz, Ph.D. Associate Director Professor of Medicine and Pathology Division of Breast Imaging University of Colorado University of Michigan Medical Center Health Sciences Center Karen H. Antman, M.D. Barbara S. Hulka, M.D., M.P.H. Chief, Division of Medical Oncology Kenan Professor and Chair Columbia Presbyterian Medical Center Department of Epidemiology New York, New York School of Public Health University of North Carolina Zora K. Brown Founder and Chairman Mary-Claire King, Ph.D. Cancer Awareness Program Services Professor of Epidemiology Washington, D.C. School of Public Health University of California-Berkeley Pelayo Correa, M.D. Professor of Pathology Sherry L. Lansing Louisiana State University Medical Center Chairman and CEO Paramount Motion Picture Group Gerald D. Dodd, M.D. Los Angeles, California Radiologist and Professor of Radiology The University of Texas M.D. Anderson Sam Shapiro Cancer Center Professor Emeritus Health Services Research and Karen Hassey Dow, R.N., Ph.D. Development Center Nurse Researcher School of Hygiene and Public Health Beth Israel Hospital The Johns Hopkins University Cambridge, Massachusetts S. Eva Singletary, M.D. Harmon J. Eyre, M.D. Chief Deputy Exec. V.P. for Medical Affairs and Breast Surgical Section Research Department of General Surgery American Cancer Society The University of Texas M.D. Anderson Atlanta, Georgia Cancer Center 27 Special Commission on Breast Cancer G. Marie Swanson, Ph.D., M.P.H. Professor of Medicine Director, Cancer Center Michigan State University Reed V. Tuckson, M.D. President Charles R. Drew University of Medicine and Science Los Angeles, California Frances M. Visco, Esq. President National Breast Cancer Coalition Philadelphia, Pennsylvania Walter C. Willett, M.D., M.P.H., Dr.P.H. Nutrition Department Harvard School of Public Health Executive Secretary Iris J. Schneider Assistant Director for Program Operations and Planning National Cancer Institute 28 The President's Cancer Panel APPENDIX B: MEETINGS OF THE PRESIDENT'S CANCER PANEL SPECIAL COMMISSION ON BREAST CANCER May 28, 1992 June 25, 1993 Overview of Breast Cancer Research Information Dissemination and the Role of the Media July 8, 1992 Issues in Basic Research July 21, 1993 Public Policy and Legislation September 23, 1992 Radiation and Toxic Exposures as Risk Factors Dietary Influences on Risk and Implications for Prevention October 23, 1992 Patient Advocacy and Voluntary Organizations November 12, 1992 Hormonal Factors January 11-12 1993 Treatment, Rehabilitation, and Quality of Life February 23, 1993 New Product Development for Breast Cancer Prevention, Treatment, Detection, and Diagnosis March 18-19, 1993 Screening and Early Detection Copies of meeting agendas, transcripts, Development of New Technologies for and meeting summaries available by Detection and Diagnosis writing to: President's Cancer Panel Special April 29, 1993 Commission on Breast Cancer Possible Environmental Influences on Attention: Nora Winfrey Breast Cancer National Cancer Institute Health Care Delivery and the Role of Building 31, Room 4A34 the Payors Bethesda, MD 20892 29 Special Commission on Breast Cancer APPENDIX C: PRESIDENT'S CANCER PANEL MEMBERS Harold P. Freeman, M.D. Chairman Director of Surgery Harlem Hospital Center 1991 to 1994 Henry C. Pitot, M.D., Ph.D. Professor of Oncology and Pathology McArdle Laboratory University of Wisconsin 1992 to 1995 Nancy G. Brinker Founder Susan G. Komen Breast Cancer Foundation 1992 to 1993 Frances M. Visco, Esq. President National Breast Cancer Coalition 1993 to 1996 30 The President's Cancer Panel NATIONAL ANCER INSTITUTE October 1993