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Document No.: 412D 198 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL C & O CANAL NHP January 2004 QUINN EVANS I ARCHITECTS Washington, DC McMULLAN & ASSOCIATES STRUCTURAL ENGINEERS Vienna, VA CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP TABLE OF CONTENTS Page No. Title 1.1 - 1.2 CHAPTER 1: INTRODUCTION Study Purpose Study Team 1.3 Figure 2.1 - 2.11 CHAPTER 2: BACKGROUND INFORMATION Brief History of Construction History: 1850 to 1924 Recent History: Ca. 1956 Recent History: 1960's Recent History: 1970's to Present 1997 Photographic Documentation by NPS 2002 Survey Monuments 2.12 - 2.19 Figures 3.1 - 3.10 CHAPTER 3: EXISTING CONDITIONS SUMMARY DESCRIPTION Field Survey Methods Test Pit #1 Test Pit #2 General Findings Vault Towpath, Railing and East Wall Prism Wall - East Side Prism Wall - West Side Portals Mountain Top 3.11 - 3.23 Figures 3.24 - 3.25 Paw Paw Tunnel Survey Form 4.1 - 4.5 CHAPTER 4: STRUCTURAL ISSUES Towpath Railing Prism Wall - East (below towpath) Vault Final: Jan 2004 TOC -1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & 0 CANAL NHP TABLE OF CONTENTS 4.6 - 4.7 Figures 4.8 - 4.9 Structural Calculations 5.1 - 5.6 CHAPTER 5: LONG TERM MONITORING PROGRAM Goals Expand Survey Markers Periodic Inspection Protocol Mountain Top - Drainage Issues Future Research and Investigation 5.7 Figure 6.1 - 6.6 CHAPTER 6: PROBLEMS REQUIRING IMMEDIATE SOLUTIONS, COSTS Purpose Cost Estimate Cross Timbers, Posts Selected Brick Liner Repairs Selected Prism Wall Repairs 6.8 - 6.9 Figures 7.1 - 7.4 CHAPTER 7: FIELD SURVEY DOCUMENTATION Survey Methodology Survey Keynotes Field Survey Documentation Forms (278 sheets) Biblio 1 - Biblio 5 BIBLIOGRAPHY Prepared by Dr. Robert Kapsch Appendix 1 - Appendix 5 APPENDIX: Determining Shaft Locations Prepared by the NPS: 8/27/03 Back Sleeve DRAWING SHEET: Current Dampness Condition and Vertical Shafts Data Prepared by QUINN EVANS | ARCHITECTS Final: Jan 2004 TOC -2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 1: INTRODUCTION Study Purpose This report is the result of a consultation by QUINN EVANS I ARCHITECTS and McMULLAN & ASSOCIATES, STRUCTURAL ENGINEERS to survey the condition of the Paw Paw Tunnel and recommend corrective actions. The tunnel is an important historic feature of the Chesapeake & Ohio Canal National Historical Park. In the A/E scope of work, the National Park Service (NPS) provided the following five specific objectives for this project: 1. "To develop a repair/preservation document that would assist Park managers in specifying work needing to be done in the Paw Paw tunnel. 2. To assist National Park Service and contractor employees to orient themselves inside the 3100 foot long tunnel. 3. To develop a document that would provide Park managers with specific information on existing conditions within the tunnel. 4. To develop a long range plan for monitoring conditions within the tunnel and to recommend special features, such as monitoring hatches, that would facilitate inspection. 5. To identify problems which need to be remedied immediately, to identify conceptual design solutions for those problems and to provide a Class C cost estimate (i.e. conceptual for those identified problems)." These are addressed in Chapters 2 through 6 that follow. In Chapter 7 is found the field survey documentation for the tunnel elements. Final: Jan / 2004 Page 1.1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 1: INTRODUCTION Study Team The consulting team is lead by QUINN EVANS ARCHITECTS. Baird M. Smith, AIA is the project director and senior historical architect. Mr. Smith is the primary author of this report. James Thompson, historical architect, assisted in the field survey work and evaluation of the data. McMULLAN & ASSOCIATES provided the structural engineering analysis of the conditions and participated in the field survey effort. Denis McMullan, PE, President was the senior structural investigator, assisted by Doug Bond, PE. The structural analysis is presented in Chapter 4. Many NPS personnel assisted at various points with this effort as follows: National Park Service, National Capital Region Dr. Robert Kapsch, Special Assistant to Deputy Director National Park Service, C & O Canal NHP Douglas D. Faris, Superintendent Kevin Brandt, Assistant Superintendent Robert Hartman, Chief of Maintenance Mike Seibert, Exhibit Specialist Glen Gossert, Paw Paw District Maintenance Supervisor Project Site The Paw Paw Tunnel is accessible by automobile from Maryland State Route 51, approximately 20 miles south of Cumberland, MD. The town of Paw Paw, West Virginia is less than 1 mile south. Lock 67 of the C & O Canal is upstream while locks 66 to 62 are immediately downstream from the tunnel. The 3100 foot long tunnel runs more or less north and south, with the south portal being upstream (see Figure 1.1). The south portal is nearest the visitor parking area and is the most common entry point. The towpath is open year around and many visitors pass through the tunnel each year on foot or on bicycles. Final: Jan / 2004 Page 1.2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 1: INTRODUCTION Hollow BALTTE TIMORE Cherry Orchard Cam Gross BM Hollow 524 OIHO CANAL R Hollo BM Tunn 528 ALLEGA 961 North Portal 908 Tunnel Course ROAD BM JUNNEL 946 South Portal ROAD AND (ABANDONED) BM 548 end Maryland State Gaging Route 51 RIVER 819 un Paw Paw (BM 572) Figure 1.1 Regional topographic map showing the location of the Paw Paw Tunnel (see arrow). At this location, the Potomac River is flowing in a northerly direction, toward the top of this map. Final: Jan / 2004 Page 1.3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Brief History of There are many secondary articles about the construction Construction of the Chesapeake & Ohio Canal in general, and several about the Paw Paw tunnel. These draw from a very large quantity of original documents that include daily construction correspondence and many reports to the Canal Company and investors. These documents are found in the National Archives in various record groups. Dr. Robert Kapsch, National Park Service, has spent time researching the canal and has made file copies of selected documents. The following is not intended to be a thorough, or even summary, history of construction. We try here to record the key historical data that has a bearing on the decisions that will need to be made regarding preservation and repair of the tunnel elements. The tunnel was begun by the Chesapeake and Ohio Canal Company in 1836 to avoid a longer route along the Potomac River that would traverse a double loop. The principal design engineer was Ellwood Morris. The tunnel would not be completed until 1850 and, upon completion, permitted the Chesapeake and Ohio Canal to open operations between Cumberland, Maryland and Georgetown, DC. Construction of the tunnel not only involved the excavation of the tunnel itself, over 3100 feet, but also deep cuts at both ends, 200 feet at the Southern (upstream) end and 890 feet at the Northern end (downstream - also known as Anthony's, or alternatively Athey's Hollow). The tunnel excavation was approximately 27 feet wide and 26 feet high, with a vaulted ceiling. Excavation: Excavation proceeded from both North and South portals and from vertical shafts driven from above. A total of four vertical shafts were driven down from ravines located above the line of the tunnel. These vertical shafts were Final: Jan / 2004 Page 2.1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION labeled A, B, C and D in engineer Morris' drawings. They provided both additional access so that the tunnel excavation could be accelerated, as well as fresh air ventilation. The shafts were eight (8) feet in diameter and paired for ventilation. The first pair of shafts was located 370 feet inside the North (downstream) portal and the second pair was located at 900 feet from the portal. An 1839 article in the Journal of the Franklin Institute (pages 24-27) documents the status of work to that point in time and provides critical information about the approach to the excavation. When written, the excavation was about 15% complete. Figures 1, 2 and 3 from that article are very important to this project (see Figure 2.1). These provide critical design dimensions and a cross section of the proposed tunnel design, including the location for the vertical shafts. The article describes the excavation method. In the first excavation, the top half (i.e., hemisphere of the vault shape) was taken out. A temporary railroad bed was then laid along one side to accommodate removal of the spoils. Once this excavation had progressed, a second excavation followed behind to take out the lower half of the tunnel section. A second temporary railroad bed was laid in the floor of the tunnel. From figure 2 of this article, the final geometry of the tunnel section is illustrated. Shown in these diagrams is a wooden towpath assembly along the side of the tunnel. Since the current towpath has a brick wall and there is no timber of this sort now present, we do not believe the timber towpath was actually constructed. We know from records that the excavation proved difficult and time consuming, so we speculate that the towpath was constructed on top of a rock shelf that was purposely left unexcavated. Proper alignment of the tunnel excavation began with six survey alignment stones, located on top of the mountain along the line of the canal. Chief engineer C.B. Fisk is credited with tunnel survey and layout. Most of these alignment stones still exist. Brick Tunnel Liner: According to Dr. Kapsch, the documents reviewed to date do not provide a clear record of the placement of the brick Final: Jan / 2004 Page 2.2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION tunnel liner. A tunnel liner was envisioned from the beginning. In the canal company's Ninth Annual Report (1837), the company reported, "The material through which the excavation is to be made consists of blue slate, in elliptical strata, with very slight, if any, admixture of earth or other substance. It is believed that no danger from caving in will attend the operations on this work, as the stone lies in strata representing the segment of a circle and forming in some degree a natural arch." Although the slate was resistant to cave-ins, it was also extremely friable and crumbled when exposed to air. Engineer Ellwood Morris writes of this problem in his article on the Paw Paw Tunnel for Journal of the Franklin Institute, (1839), page 27, "The material through which this work is carried, is of a consistency, in general, quite equal to sustaining itself and carrying all the weight above it; yet in all probability from its slaty nature, it would, if exposed and unprotected, yield in the course of time to the destructive action of atmospheric changes. It is therefore contemplated to protect the interior by a lining of brick in the arch form, either one or two bricks in thickness. The brick liner was apparently constructed in two separate phases. In the first, the vertical wall was brought up from the canal bottom to the line of the spring point of the vault ceiling. This lower portion of the brick wall was laid using a " English Bond," that is, alternating courses of headers and stretchers. The number of wythes, or thickness, of this wall is not known. The wall is vertical. From the spring line up, the brick ceiling was placed after wooden "centering" was erected. There remain "putlog" holes at regular points along the spring line where this "centering" was anchored to the lower brick wall (see Figure 2.2) The brick of the ceiling arch was laid in a continuous running bond. There are no header bricks visible in this work. Dr. Kapsch has also found reference to filling the cavity between the liner and the rock excavation with "packing." Whether this happened at all, and/or what the "packing" consists of, is not known. Final: Jan / 2004 Page 2.3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Of the many documents that were reviewed by Dr. Kapsch, there are a series of drawings by Ellwood Morris, perhaps completed in 1840, that are cross sections (profiles) of the tunnel (see Figure 2.3). They are consecutively numbered, beginning at 3 at the South end, and continuing to number 51 at the North. The spacing is not uniform. These profiles appear to record the extent of excavation completed at the time of the drawing. We believe these are a form of measurement that may have been used to determine payments to the contractor. It is clear from these sections that there could be a considerable cavity between the brick liner and the excavation. Figure 2.3 was included here as it illustrates one of these extreme conditions. The tunnel was terminated with portals, constructed of cut stone, at both the North and South ends (see Figure 2.4). Water infiltration has been a problem since construction. In 1838, for example, H.W. Dungin reported to Assistant Engineer Ellwood Morris that: "We have struck a vein of water in (Vertical Construction) Shaft D, with a drill hole which drove the workmen out and filled the Shaft to the depth of eight feet & (Contractor) Montgomery tells me one bucket plied 24 hours with only such interruption as the blasting in the shaft occasioned has failed to reduce it more than two feet..." (Letter, H.W. Dungin to Assistant Engineer Ellwood Morris, May 26, 1838. National Archives, Record Group 79, Entry 214.) Towpath and Railing: Although there have been repairs over time, the current configuration of the towpath retains historic integrity and probably closely resembles the appearance from the early construction period. Figure 2.5 illustrates the basic assembly of the towpath wall and the railing as it appears today. Dr. Kapsch has discovered three sketches by Ellwood Morris during 1839 that provide an interesting view of the evolution of the design for the towpath railing during the construction period (see Figures 2.6, 2.7 and 2.8). The first Final: Jan / 2004 Page 2.4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION is dated March 1, 1839. This illustrates a timber construction that cantilevers out from the rock base. If we understand the notations correctly, the "rub" rail is incorporated at the base of the timber railing assembly. This proposed rub rail was a very heavy element: 10" x 12" by 22 ft. long. The two subsequent sketches, dated in October of 1839, substitute a masonry wall and railing. The later one, dated October 15, is the closest to the towpath railing assembly in place today. In this sketch, if one substitutes a wooden railing assembly for the masonry one that is indicated, the current assembly results. History: 1850 to 1924 The tunnel was operational from its completion in 1850 to the canal's demise in 1924. During normal operation, the water levels were dropped during the winter and the canal was not used. The canal was then flooded each spring back to normal operating levels. This annual cycling between wet and dry conditions, including the possibility of freezing temperatures, would clearly impact the lower portions of the brick tunnel liner over time. There were many severe storms and hurricanes over this time that caused considerable damage at many locations along the canal. The flood waters often carried massive trees and debris that would rip through canal features and adjacent structures. Further research could establish how these storms affected the tunnel features. From 1924 when the canal ceased operation, through to the first National Park Service project undertaken on the tunnel in the summer of 1956 as part of Mission 66, there was no maintenance on the canal or tunnel elements. Based on photographs of other portions of the canal, it is clear that overall conditions deteriorated badly. The canal was dewatered, trees and brush were growing everywhere, and the canal prism filled with debris. We assume the conditions in the tunnel were no better. Recent History: There is limited documentation that has come to light Ca. 1956 regarding the condition of the canal and repair efforts in the 1956. There is a good collection of black & white photographs on file at the Park that document the repair efforts (see Figure 2.9). Dr. Kapsch's research reports that in 1956, a National Park Service inspection discovered Final: Jan / 2004 Page 2.5 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION fallen brick, cavities in the towpath, gaps in the handrail, a rotten timber-framed towpath in Athey's Hollow and a rock slide that obliterated the towpath North of the Hollow. National Park Service Director Wirth allocated $30,000 to fix these conditions and the work was undertaken in the summer of 1956 by National Park Service maintenance personnel. These efforts are reported in an article that appeared in December of 2000 (C & O Canal Association, "Paw Paw Tunnel During 1956 Restoration - Hahn Collection," Along The Towpath, Vol. XXXII, No. 4, December 2000, p.1. A photograph shows four workers alongside a pile of bricks and adjacent to a tractor and cart in front of South portal, Paw Paw Tunnel.) Our current field survey of conditions in the canal (see Chapter 7), cite at least 30 locations where the brick walls were repaired. These repairs range in size from 5 feet long by 5 feet high to over 40 feet long and 10 feet high. There is a uniformity of technique and brick color (middle to dark-red) among these repairs. Generally, the brick coursing of the repair utilizes a continuous running bond, even though the adjacent brickwork utilizes the modified English bond (see Figure 2.9). Also, the repairs tend to be in the area below the spring line and virtually all of the repairs are on the west side of the tunnel (the side opposite from the towpath). We attribute these repairs to this early time frame, but this cannot be confirmed at this time. Recent History: There are several documents that shed some light on the 1960's conditions and repairs contemplated in this period, however, there remains considerable lack of clarity on the extent and type of repairs that were actually completed in this decade. The following summarizes this information: A tunnel cross section drawing was prepared at the beginning of this period by C. H. Blake, Park Engineer (C. H. Blake, Park Engineer and W.E. McGarvey, Student Assistant, Study Sketch of Conditions Causing Failure at Paw Paw Tunnel, C & O Canal National Monument, September 1963, Scale 1" = 100'; Sheet 1 of 1. No drawing number. Pencil on vellum. Original drawing filed at C & O Canal Headquarters, Sharpsburg, Maryland). The drawing shows profile (1" = 100') with existing Final: Jan / 2004 Page 2.6 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION conditions indicated; topography above the tunnel (1" = 100'); elevation of North Portal (1/8" = 1') and typical tunnel; section (1" = 100'). The primary focus of the drawing appears to be an effort by Blake to document the location of the four vertical shafts. The drawing does not give any comment regarding the condition of the tunnel or canal. Bear in mind that the shafts were not visible on the interior nor on the top of the mountain. The only evidence was the severe watering staining over a general area on the interior. Blake included his calculation methods to locate and size the shafts on the drawing. He attempted to use the total quantity of brick as a method of estimating the diameter of the brick-lined shafts. His methods had good intentions, but his findings do not agree with other documentation. A Historic Structure Report was prepared by the Park Service and was issued in two volumes: Architectural Data Section by Archie Franzen, Architect, March 1965 Historical Data Section by John F. Luzader, undated manuscript, assumed to be 1965. We conclude that the tunnel was in relatively good condition by the time these reports were written, based on the following comment: Franzen, page 6, "The outer widths of the lining have become loose in large sections in several places, and that this is a recurring condition can be seen by the number of patches that have been made over the years." Based on the total number of brick patches now evident, we believe only a handful of areas needed repair when Franzen prepared his report. Franzen continues to describe needed repairs. There actually is no mention of repair to the brick walls, but rather, he lists needed work as "correct seepage" (page 8); "drain and clear canal bed" (page 9); "check wooden rub Final: Jan / 2004 Page 2.7 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION rails" (page 9); "repair railing posts and timbers" (page 10); "provide lighting" (page 10), and lastly, Franzen recommends replacement of the timber towpath at the North end of the tunnel (page 12). Franzen provides a tunnel profile and plan drawing that are marked with his notations regarding the condition of the tunnel. There are two items of interest: he illustrated wooden planking for short sections of the towpath in the immediate vicinity of the vertical shafts, and there is notation of missing rub rail in many locations. The first issue, wooden planking, is very interesting because this has been removed and replaced with the towpath gravel material. We speculate that the planking would have allowed the large quantities of water seeping into the tunnel at these locations to pass on into the canal without impacting the towpath area. Luzader concludes his documentary history of the construction period of the canal (i.e., 1836 to 1850) with the sentences, "Thus ends the story of the construction of the Paw Paw Tunnel, the most remarkable structure on the C & O Canal. It is, today, in remarkably good state of preservation, requiring only to be re-watered in order to provide an excellent interpretive medium." (page 58). Recent History: Several of the current Park Maintenance staff have worked 1970's to Present on the canal for at least 20 years, including Robert Hartman, Glen Gossert, Joe Smith, and Ray Fishel. They have given accounts of the repairs that they have undertaken and given their recollections of repairs made prior to their time. From this, we can document two types of repairs during this period. These are described below. Repairs to Brick Liner: Damaged areas of the tunnel walls were repaired from time to time. According to Joe Smith, the brick that were used are slightly darker red in color than the existing, and the same darker red brick was used repeatedly over the years. The repairs were well done, but the slight difference in Final: Jan / 2004 Page 2.8 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION color now helps to distinguish these repairs from those undertaken previously. There are less than 10 areas repaired using these darker red bricks. A stockpile of these brick remains for future repairs. Repairs to Railing and Cross-timbers: Over the years, the maintenance staff has replaced 40 to 60 of the cross timbers that support the railing. They have used pressure treated timber, and the timbers are a close match to the historic timbers. The staff has also replaced the entire length of the standing 2 x 12 kick board, again using pressure treated lumber. Lastly, they removed the existing middle rail of the assembly and installed a new, 4 x 4 inch pressure treated middle rail. A few individual sections of the top wooden rail have been replaced. When these were replaced, the replacement timbers were beveled to make their appearance blend with the adjacent original elements. There is documentation for repairs to the entry portals in 1979 in the form of architectural drawings for proposed work. However, it is not immediately clear how much of this work was actually accomplished. (Drawings developed by this project included: John Milner Associates for Denver Service Center, National Park, Paw Paw Tunnel Complex, Chesapeake and Ohio Canal National Historical Park, Drawing No. 412/25045-A, 8 Sheets, May 15, 1979. Half size Xerox copies available from Denver Service Center Technical Information Center (TIC). Drawings Marked, "IFB No. 3100-78A." Sheet 1. (Cover Sheet: Project Title and Location). Sheet 2. (Project Site Identification: Access Plan) Sheet 3. (North Portals: Paw Paw Tunnel Portals) Sheet 4. (South Portals: Paw Paw Tunnel Portals) Sheet 5. (Structural Details: Portal Parapet Repairs) Sheet 6. (Structural Details: Tunnel Portal Drainage System) Sheet 7. (Structural Details: Tailings Pile, Wing Wall Repairs) Sheet 8. (Structural Details: Slope Scaling, Towpath Repairs, Tunnel Shafts) Final: Jan / 2004 Page 2.9 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION These repair design efforts by Milner were preceded by a "study" report in 1978. In this report, there is recommendation to install stainless steel pans and piping to help catch and direct the water seepage between the brick liner and the rock walls. Although this type of work was reported in the "study," there is no evidence that these type of repairs were ever undertaken. (see John Milner Associates and Edward H. Richardson Associates, Paw Paw Tunnel Portals, Chesapeake and Ohio Canal National Historical Park, Allegany County, Maryland: STABILIZATION STUDY, Preliminary Design, (Denver, Colorado: National Park Service Center, September 1978). Drawings developed by this project included: John Milner Associates for Denver Service Center, National Park, Paw Paw Tunnel Portals, Chesapeake and Ohio Canal National Historical Park, Drawing No. 412/25063, 6 Sheets, October 4, 1978. Half size Xerox copies located at C & O Canal Headquarters, Sharpsburg, Maryland. Marked, "Preliminary Working Drawings." Sheet 1. Location and Vicinity Maps. Sheet 2. Paw Paw Tunnel Portals - South Portal Sheet 3. Paw Paw Tunnel Portals - North Portal Sheet 4. Paw Paw Tunnel Portals - Portal Drainage Systems Sheet 5. Paw Paw Tunnel Shaft Collection Works Sheet 6. Paw Paw Tunnel Closure) Top of the Mountain: There exists today a series of concrete lined troughs and other drainage diversion ditches that were placed to control (i.e., divert) storm water from collecting in natural basins over the tunnel (see Figure 2.10). The date that these were installed is unclear, but they have proven over time to be hard to maintain due to logistics. Debris, such as leaves and dirt, accumulates within the troughs and impacts positive drainage within them. 1997 Photographic The park sponsored the preparation of large-format Documentation by NPS photographic documentation of the east side of the tunnel (i.e., the towpath side). This was a very systematic documentation effort that began by subdividing the tunnel Final: Jan / 2004 Page 2.10 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION into segments, 25 feet long (plus/minus 6 inches). An example of a typical record photograph is provided in Figure 2.11. Each segment was physically marked by attaching an aluminum marker plate to the underside of the top wooden rail. These remain today. The photos include a small numbered sign attached to the front of the middle railing to record the segment number. The numbering began at the South portal, and moved to the North. There are 137 segments in all. The black and white photos are scalable and rectified (vertically plumb). These photos have been scanned and are available as digital images. 2002 Survey Monuments A task of this study effort was the installation of permanent survey markers at 100 foot intervals along the towpath side of the tunnel walls. These were surveyed and installed by a land survey sub-contractor, Alpha Corporation of Sterling, VA. These were placed approximately 24 inches above the towpath (see Figure 2.12). The wall markers were anchored into the joints between the brick courses using an epoxy adhesive. The zero, or starting point, for these wall markers is 2 inches South of the vertical face of the South Portal stonework. After this study had commenced, the study team found a bronze station point that was set in the stone work of the towpath just outside the South Portal. This may have been placed by the NPS to be the zero point for tunnel measurements and documentation in the 1960's. There is a 44.5 inch differential between this NPS station point and the zero point used for the wall markers installed by this study team. The NPS marker is to the South of the zero point used by this study team. In addition to these wall markers at every 100 lineal feet, four additional wall markers were placed at the approximate locations of the centers of the four vertical shafts. These bronze markers are designated "Shaft A, B C and D." The 1963 drawing by Blake was used to establish these locations. It should be emphasized that the locations of the bronze shaft markers are approximate since there are conflicts in the historical data. Locating the actual centers of each shaft can only be finalized with some form of physical investigation and visual confirmation. Final: Jan / 2004 Page 2.11 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION 98 LONGITUDINAL SECTION OF THE TUNNEL, JANUARY 1st, 1839. Magnetic Course of the Tunnel in 1836, N6t° E. Fig. 1 shaft DO South Portal 352 345 252 Shaft North Portal Civil Engineering. 142 State Rock 426ft Heading level 487 Canal Bottom 1974 ix 441 South 3118ft Scales. Horizontal 500 A. to the inch. , Heading driven = 1274 ft. lineal. The shaded parts show what has been exervated: Vertical 200 do. do. $ Do. to be done = 1844 do. The blank parts that which remains to be done. Note-The whole course of the Tunnel consists of state rock (in inclined strata sometimes contorted) of a bluish gray colour, containing considerable lime and occasional veins of shell limestone. Fig. 2. Fig. S. Transverse Sections. TowPath Heading 27 ft 872 Canal Bottoming 18ft zift Scale 15 feet to the inch. Figure 2.1 These 3 diagrams are taken from the 1839 article about the Canal in the Journal of the Franklin Institute. Figure 2 is a transverse section of the intended final tunnel design, however, the wooden towpath indicated was apparently not constructed. Figure 3 indicates the two excavation sections: "heading" - the upper portion of the transverse section, and "bottoming" - the lower portion. Final: Jan / 2004 Page 2.12 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Figure 2.2 The spring line is noted with the last row of header course bricks and the occasional "putlog hole" (shown with the arrow). Below the spring line, the brick courses are in an English Bond pattern, that is, alternating courses of headers and stretchers. W 24 6.0 Paw Paw Tunnel Sections Chesapeake & Ohio Canal 78% Reduction From Originals National Archives RG79 # 222 Believed to have been drawn by Ellwood Morris, Asst. Engineer C. 1840 Robert Kapsch October 1, 2001 Figure 2.3 Cross-section profile. Drawings prepared by Ellwood Morris, probably in 1840, showing the extent of excavation at each of 51 points along the length of the tunnel. The section pictured is number 24. Final: Jan / 2004 Page 2.13 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Figure 2.4 South Portal, current condition. Towpath on the right. This is the upstream end of the canal and is the portal closest to the visitor parking area and Maryland State Route 51. PUT LOG / SCAFFOLD HOLE DIRT / GRAVEL TOWPATH 5"x5" RAILING 3"x3" RAIL ROCK 2x10 BOARD SPRING LINE RUB RAIL, ON BOTH SIDES 1'-10" OF PRISM O.C. BRICK LINER * (THICKNESS UNKNOWN) 11"x11" TOP OR RUB RAIL TIMBER TO LEVELING BED PRISM BED UNDER TOWPATH ± 5'-10": PRISM BED TO TOP OF RUB RAIL DASHED LINE INDICATES ROCK PROFILE OF BRICK LINER Figure 2.5 Isometric diagram of the towpath and tunnel transverse section showing current conditions. The pattern of brick coursing in this illustration should not be taken literally. Drawing by Quinn Evans I Architects. Final: Jan / 2004 Page 2.14 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION RG79 ENTRY 214- RACORDS OF Europe Malla Box I Folore 4 12 or 00 MARCH 1835 Four wall from East speet le Canal 20/- of ament + Rock resign for a Propeting How Path for the Leugth of the You Path = 4050 feet or 405 Pannels of 10 fleach: Figure 2.6 Construction sketch by Ellwood Morris, March 1, 1839, from Record Group 79, Entry 214, Box 1, Folder 4. Note the use of heavy wooden timbers for the railing assembly. The "rub" rail was incorporated into the railing assembly. This was about 12 inches above the assumed water line. Design In a Inn Path In the Junnee to Lane a Buck Paratet with RG79 ENTRY 214 a Ime Crhing RECORDS or FLLWOD Misers Box I (OF 1)FOLDER5 12.06.00 OCTOBER 7, 1839 etone coping X 6 to he let in June Cement) Figure 2.7 Construction sketch by Ellwood Morris, October 7, 1839, from Record Group 79, Entry 214, Box 1, Folder 5. Timber is no longer Final: Jan / 2004 Page 2.15 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION indicated. A brick wall with stone coping is proposed. Note that the rock wall below was to be battered and that no rub rail is indicated. Figure 2.8 Construction sketch by Ellwood Morris, October 15, 1839, from Record Group 79, Entry 214, Box 1, Folder 5. This sketch indicates a vertical masonry wall to form the prism wall and a continuous wall for the towpath, topped with a stone coping. Final: Jan / 2004 Page 2.16 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Figure 2.9 Copy of a 1956 photo from the NPS archive in Park Headquarters showing the repair work within the tunnel. Figure 2.10 Brick patch, using the dark red bricks. Note the brick coursing is running bond. We believe these-type repairs were made in the 1960's. Final: Jan / 2004 Page 2.17 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Figure 2.11 Existing drainage trough on the top of the mountain, over the tunnel. The date when these were constructed needs to be confirmed. Figure 2.12 Sample of the typical photographic record of the towpath side of the tunnel prepared by the NPS in 1997. This image is for segment no. 006. Vertical scale posts were temporarily mounted at the edge of each segment for the purposes of the photographic documentation. Segment number appears on the white card at the left edge of the image. Final: Jan / 2004 Page 2.18 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 2: BACKGROUND INFORMATION Figure 2.13 The bronze markers are placed every 100 feet along the towpath side of the tunnel. They are 3 inches in diameter and include the inscription "Chesapeake & Ohio Canal National Historical Park, Paw Paw Tunnel, Survey Station Mark, March, 2002." Final: Jan / 2004 Page 2.19 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS SUMMARY DESCRIPTION Field Survey Methods One of the primary tasks of this study effort was the visual survey of all elements of the tunnel, including the portals and mountain top. The survey effort was broken into two parts: an initial survey of one day (held 22 May 2002), and a 3-day full survey (held 29-31 October 2002). One goal of the survey was to utilize the 1997 photographic documentation prepared by the NPS. Each photo records a wall segment approximately 25 feet long. There are 137 segments in total. In the initial survey, basic methods and survey forms were tested. Typical conditions of deterioration were evaluated and language to describe these common conditions was established. This survey was accomplished primarily from a vehicle provided by the NPS that was driven up the canal prism. The survey form used in the initial test was found to be less than optimum, so a new form was adopted which used the 1997 photos at a larger size. The large size assured that the resolution and detail of the photograph could be utilized in the survey. A two-page survey form, using standard letter paper, was finalized (a sample form is found at the end of this chapter). During the full survey, the two-page survey document was completed for each of the 137 survey segments. The condition of the east and west walls and the ceilings were noted, using 20 standard keynote notations. These repetitive notations, with definitions, are included in the beginning of Chapter 7 as are the completed survey forms. The term survey segment refers to each survey area. These correspond exactly with the segments established by the 1997 NPS photographic survey. As an aid to this analysis, the following segments are referenced: Final: Jan 2004 Page 3.1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Segment 000 - Beginning point at South Portal (upstream) Segments 097 to 099 - Approximate location of vertical shafts C and D. Segments 119 to 121 - Approximate location of vertical shafts A and B. Segment 137 - Final segment at North Portal (down stream) During each survey period, test pits were opened up by the Park staff for evaluation and recordation (see results below). These two excavation sites explored the condition of the cross-timbers and masonry/stone below the gravel towpath materials. The full survey was conducted over 3 days and was conducted in two parts due in part to physical access and lighting issues. In part 1, a portable electric generator and lights were moved along the towpath (see Figure 3.1), enabling visual survey of the towpath zone and the vault ceiling. The high level of light output provided very satisfactory conditions for the visual analysis. This accounted for about 75% of the total survey area. In part 2, a vehicle provided by the NPS was used in the canal prism. This enabled visual survey of the lower portions of the east and west walls and the prism. This last part was accomplished in a half-day time period. Test Pit #1 For test pit #1, the gravel and rock towpath materials around a single cross-timber were removed, exposing the top and one side of a timber, and the base of the brick wall (see Figure 3.2). This investigation occurred during the initial site visit on May 22, 2002 and it was viewed by the entire team. The candidate timber was selected because the area appeared to be relatively dry and the timber had a satisfactory appearance (i.e., the end that is normally exposed to view was dry and in good condition - see Figure 3.15). This timber was opposite a survey station mark noting that it was 100 feet from the South Portal entrance, in survey segment 005. The candidate cross- Final: Jan 2004 Page 3.2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS timber appeared to be an "original" timber, not a replacement. Findings: 1. The cross-timber did not penetrate into a pocket or recess of the adjacent brick wall (see figure 3.3). 2. There was an iron bolt that anchored the timber to the masonry base material (see Figure 3.3). 3. The masonry base under the timber provided a flat and level surface to support the timber. This flat surface appeared to be continuous under the towpath gravel material. This masonry appeared to be a mortar and rock composite material, similar to modern concrete. 4. The towpath gravel material was a composite of larger and small stones, crushed rock and a soil binder. It had an overall depth between 22 and 24 inches. The upper layer was much lighter in color and was composed of smaller gravel and soil. It was about 3 inches deep. This upper layer had been placed by the NPS in recent times. 5. The cross-timber was thoroughly rotten and punky (see Figure 3.4). A drill bit was used to penetrate at various points and there was virtually no firm wood at any point along the timber. 6. The timber and surrounding towpath gravel were damp, even though the top surface of the towpath gravel appeared dry. The condition of this timber was very poor and it should be a candidate for early replacement. Test Pit #2 As a follow-up to test pit #1, a second investigation was undertaken during the full survey on October 30, 2002. The general goal was to examine two additional cross- timbers, and to try to investigate the masonry base under the timbers to determine composition and depth. A site was chosen where the towpath materials were clearly damp Final: Jan 2004 Page 3.3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS in appearance. Test pit #2 was at a distance of approximately 120 ft. from the entrance, in survey segment 006. Findings: 1. Both cross-timbers were severely deteriorated. The surrounding towpath gravel material was damp (see Figure 3.6). Only one of the cross-timbers had an anchor bolt. The timbers were installed at a uniform spacing of 5'-0" plus/minus 1". As in test pit #1, these timbers did not penetrate into the adjacent brick wall. 2. The towpath gravel fill material was the same as in test pit #1, a combination of large and small stones with a soil binder. The towpath material was very porous and apparently had the capacity to both hold moisture and spread the moisture through capillary action (see Figure 3.6). 3. The masonry base was uniform and flat between the timbers. A masonry saw was used to cut through the material and it was found to be a composite of mortar, rock and broken bricks (see Figure 3.7). Impact with a heavy iron bar had no effect on the base material (i.e., there was no sense of hollow or soft materials below). It appeared that this masonry fill material may have been placed over bed rock. We concluded the purpose was to provide a sound and flat surface to receive the cross-timbers and railing assembly. General Findings Based on the field survey work and the findings of the two test pits, the following general findings can be provided. We have broken the discussion into four analysis zones that correspond to four components of the tunnel when viewed in transverse section (see Figure 3.8). The analysis zones are: Vault Towpath, Railing and East Wall Prism Wall - East Side Prism Wall - West Side Final: Jan 2004 Page 3.4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Following discussion of these zones are comments on the two portals and the drainage issues of the mountain top. Vault This zone includes all brick work of the vault above the spring line. In the upper portion of the vault, there have been few brick patches and, by and large, the overall condition of the vault ceiling is good. There is substantial staining, both dark black and white in color, and water staining and active water droplets in the areas near the vertical shafts (i.e., segments 097 to 099 and 119 to 121). No physical probe was undertaken of this area at this time. An NPS maintenance team did open two small access holes into the ceiling vault about 20 years ago. Robert Hartman was part of this team. He recalls the following: 1. There was a 2 to 3 foot air space/cavity above the brick vault and below the rock excavation of the tunnel. 2. There were brick piers extending up from the vault to connect with the rock excavation. It is believed that the brick vault is thus providing some support to unstable rock of the tunnel roof. The locations of these two probes cannot be confirmed, but there appears to be visual evidence in segments 96 and 121, immediately above the towpath, in the form of rectilinear brick patches about 2 feet square. In the region of the spring line on the west side, there are numerous brick patches. Based on the different bricks used and workmanship, these appear to have been undertaken over a long time period. See below under "Prism Wall - West Side" for additional discussion. Brick Condition: The face brick units appear in good condition in general. In the areas of the vertical shafts, there are active water leaks and evidence of long standing water intrusion. This has caused mortar to erode away in the areas of the most Final: Jan 2004 Page 3.5 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS severe water intrusion (see segments 97, 98, 120, 121, and 122). Severe loss of mortar could eventually cause brick units of the vault to slip or bulge. Collapse is unlikely due to the arching effect of the brickwork. Outside of the areas where there is water damage and the horizontal zone along the spring line, the brick of the vault is dry and in good condition. There is evidence that the brickwork was coated with a cementitious coating, less than 1/8 inch in thickness (see Figure 3.9). Whether this coating was from the original construction or was a subsequent maintenance coating is unknown. At this point in time, it covers less than 25% of the brickwork surface over the whole vault. It has eroded or peeled away from the majority of the surface area. Mortar / Efflorescence: With the exception of the areas that are impacted by water intrusion, the mortar of the vault is in good condition. There is little surface erosion and the joints appear sound. A considerable quantity of efflorescence was discovered during the full survey (October 29-30) that had the appearance of fine hair and spun wool, emanating only from the mortar joints (see Figure 3.10). The efflorescence was not tested, but since it is comes only from the mortar, it could be assumed to be the soluble salts and lime that are leaching from the mortar. This condition was viewed between segments 048 and 070, see keynote 15. It occurred in disconnected areas, ranging in size from 1 to 20 square yards. In low light conditions, this efflorescence would be difficult to detect. It had not been observed in any of the previous site investigations. Also, it was only viewed on the east side, but this may be a product of the viewing distance and low light conditions on the west side. The efflorescence did not seem to be damaging the mortar as it remained sound. Towpath, Railing and For the purposes of this report, this zone includes the East Wall towpath materials, the railing assembly (see Figure 3.11), Final: Jan 2004 Page 3.6 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS and a segment of wall opposite the towpath. The current condition of each is described below. Top Railing and Iron Post: The top railing is a wooden 5 x 5 in very sound condition. Most of this element is original, or at least very old, but there are a few segments that appear to be modern. The railing is supported on 5 foot centers with wrought iron posts (stanchion) that have a special yoke fitting to carry the 4 X 4 railing (see Figure 3.12). When a lateral force is applied to the railing, the railing is very stiff and there is little deflection. The iron posts are basically a 2 inch square, solid iron bar. These show some degree of corrosion, but this has have been occurring at a very slow rate over the proceeding 175 years. There are 625 iron posts all together and most are in good condition. There are 5 to 10 where the corrosion has proceeded at a more rapid rate and caused the iron to separate, or delaminate, along the seams of the iron. The posts showing the greatest corrosion have lost about 25% of their cross- sectional area (see Figure 3.13). The iron post is anchored into the wooden cross-timber using an iron strap and pin (see Figure 3.14). The condition of these parts varies from good to very poor. Also, the connection to the cross-timber is obviously dependent on the condition of the wooden timber. If any one of these elements is in poor or very poor condition, the stability of the iron post and railing is in question. See Chapter 4 for more discussion of the structural conditions. Wooden Cross-timbers: In general, these timbers are about 11 x 11 inches and 6 feet long. They are spaced every 5 feet. From our field survey, we have concluded there are three different generations of these cross-timbers: original, pre-NPS and NPS (or recent). The differences, based on visual characteristics, are illustrated in Figures 3.15, 3.16 and 3.17. Final: Jan 2004 Page 3.7 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS From the early documentation, and interviews with the maintenance staff, it appears that all timbers are oak. Based on the end grain that is visible, most are "heartwood." Unfortunately, given the findings from the two test pits where three severely deteriorated timbers were discovered, and coupled with the fact that NPS has found it necessary to replace over 60 of these timbers over the last few years due to deterioration, it can only be concluded that the general condition of the remaining timbers is poor, perhaps very poor. We believe that the towpath fill material, which is a composite of large and small stones with a soil binder, has proven to be a medium which holds moisture and permits the moisture to migrate over large distances through capillary action. Thus, water leaks in a localized area impact a large quantity of cross-timbers. The timbers apparently never dry out, but rather, are continuously impacted by excess moisture. Brick Wall: The brick wall adjacent to the towpath is in generally good condition. Few problems were noted in general, except for the area in the vicinity of the vertical shafts where there are moisture and water related problems. Prism Wall - East Side Upper Segment: This area is discussed separately because it is exhibiting a unique problem due to the apparent inability to support the adjacent towpath fill material. In addition, the water leakage and high moisture content of the adjacent towpath material has caused the brick work to deteriorate (see Figure 3.18). There is a high degree of mortar erosion and some areas of brick are out of alignment with the adjacent surfaces. There is evidence that this zone has been repaired and the brick replaced in many locations. This has clearly been an ongoing problem zone for many years. If this wall Final: Jan 2004 Page 3.8 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS segment collapses, the towpath fill material caves into the prism, creating a sink hole in the towpath. This is an unsafe condition to the visitor. Lower Segment: This is the lower segment of wall discussed above It forms the canal prism. The problems here are not so pronounced as above, partly because this portion of the wall may be built directly against rock (see Figure 3.19). The moisture from above may not be getting behind this brickwork as it is above. There is a "tide mark" of uniform joint erosion along the high level of the canal water. This is to be expected and is reflected on both sides of the prism. Prism Wall -- West Side There are certain conditions along the west wall that differ markedly from the east. The most notable is the absence of the towpath and its associated problems. However, there have been many brick related problems over the years because most of the brick patches occur on the west side. Further, most of these patches occur below the spring line, often just above the rub rail. There is apparently a strong force or stress within the brickwork in this location because it has been strong enough to shear off the header bricks, causing a collapse of the outer course of brick work, the face bricks (see Figure 3.20). We believe there has been severe mortar erosion in these locations that has contributed to the collapse. See structural discussion in Chapter 4 for more information on this condition. Portals The South and North Portal are constructed of coursed ashlar, quarry faced stone (see Figures 3.21 and 3.22). There is vegetation and mold growth in many locations, and problems from water and drainage. The overall condition of both portals appears to be fair, but routine cleaning and repointing is needed. Up to 25% of the mortar joints are in poor condition and should be repointed. Final: Jan 2004 Page 3.9 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Mountain Top The mountain top is not easily accessed by Park staff, nor is it seen by many visitors. There is significant tailings piles that remain from the excavation of the ventilation shafts. Unfortunately, these create some areas where surface water is retained (see Figure 3.23). In addition, there appears to be settlement in the immediate vicinity of the shafts so that water and debris can collect in these locations. To address this water ponding, the NPS erected bituminous drainage troughs. The date of this work is not known, but it is believed to have been associated with the planned work of the late 1970's. The troughs themselves are in fair condition, but it is not clear if water is finding its way into them do to negative drainage and erosion around and under the troughs. The effectiveness is lessened when the troughs fill with leaves and debris (see Figure 3.24). Final: Jan 2004 Page 3.10 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.1 Field Surveyor with portable electric generator and lights. Figure 3.2 General view of test pit #1 in survey segment 005. Note that the towpath material near the wall appears dry, while it is damp near the railing. 100 ft. station mark appears on the east wall. Final: Jan 2004 Page 3.11 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.3 One of the purposes of the excavation was to examine the physical connection of the timber to the wall. It was confirmed that there was no connection to the wall, nor does the timber extend into the wall. The top of the anchor bolt and nut is noted with the arrow. Figure 3.4 The timber was probed at many points and no firm wood was found, but rather, the entire length of the timber was rotten and punky, although the exposed end appeared in fair condition (see Figure 3.15). Final: Jan 2004 Page 3.12 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.5 General view of test pit #2. Two timbers were uncovered, in survey segment 006. Figure 3.6 View of the cross section of the typical towpath fill material. Note the variety of rock and small stones, bound together with soil. This composite material apparently absorbs moisture and has great capacity to spread this moisture through capillary action. Final: Jan 2004 Page 3.13 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.7 The timbers are installed upon a relatively flat table of mortar and brick. A probe was attempted to try to penetrate this flat masonry base using a masonry saw (see arrow). This masonry base is very firm and does not have any flex under impact blows. ROCK A BRICK LINER R12-0" ±3'-0" DIRT / GRAVEL TOWPATH B 24'-0" +1'-8" D +7'-6" BRICK PRISM LINER ROCK « WEST EAST ANALYSIS ZONES A VAULT B TOWPATH, RAILING, AND EAST WALL C PRISM WALL EAST SIDE D PRISM WALL WEST SIDE Figure 3.8 Diagram of "Analysis Zones." Final: Jan 2004 Page 3.14 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.9 The survey determined that the brickwork of the tunnel had previously been coated with a cementitious coating. Whether this coating is original, or some subsequent maintenance coating, could not be determined. Figure 3.10 Efflorescence was observed, associated with the mortar joints only, in disconnected areas ranging in size from 1 to 20 square yards. This seemed to be only present on the east wall, between survey segments 048 to 070. The cementitious coating is also visible in this image. Final: Jan 2004 Page 3.15 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS G 5'-1" 5x5 TOP RAIL BRICK LINER, EXACT CONDITION AND THICKNESS UNKNOWN IRON STANCHION 3x3 MIDDLE RAIL ±3'-0" 4 2x12 BOARD DIRT / GRAVEL TOWPATH IRON BAND < 11x11 CROSS TIMBER CONCRETE 4 LEVELING BED BRICK PRISM s LINER 4 4 2 4 RUB RAIL ROCK; EXACT CONDITION UNKNOWN Figure 3.11 Detail of the Railing Assembly - Current Conditions Figure 3.12 Iron posts (stanchion). Note that numerals "23" appear on the top side face of the post. These may be left from the original time of fabrication. The numbers are in chalk and were sequential for a group of posts together in this location. The upper rail pictured here is believed to be an original. The stainless steel bolt between the iron rail and the top rail is a replacement, by the NPS. The amount of corrosion illustrated here is typical for the wrought iron. Final: Jan 2004 Page 3.16 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.13 Note that the lower portion of the post appears to be tapered (see arrow). This is a result of corrosion which may have been accelerated due to the contact with the soil and rock of the towpath. The loss of cross section may be more than 50% for this post. Final: Jan 2004 Page 3.17 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.14 The iron post is anchored to the wooden cross-timber with this strap and plate assembly. There are locations where the iron strap is completely deteriorated. Figure 3.15 This photo illustrates the "original" type of the three types of cross- timbers that were identified through the field survey. This is based only on visual characteristics - the actual age is unknown. It can be identified because there are two steps of size reduction associated with the iron strap. The final face of the end of the timber is about 9 inches square, down from the 11 inch cross section. This is the timber excavated in Test Pit #1. See also Figures 3.2, 3.3 and 3.4. Final: Jan 2004 Page 3.18 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.16 We believe this is the pre-NPS replacement timber. We do not have any confirmation of when these timbers would have been placed. They could be toward the end of canal operation in the 1910's. They are characterized by a single step down in cross section, with the top and bottom iron plates recessed as they were in the "original" timbers. Figure 3.17 This is the final replacement timber type. These have been replaced by the NPS on an as needed basis over the last 15 years. Heartwood oak is used. There is a single step down to receive a replacement steel strap. There are no top and bottom iron plates as used in the first two types. We understand that the anchor bolts found in the earlier timbers were generally cut off because they could not be loosened. Hence, these type of timbers do not have an anchor bolt (see above under test pit #2 for a view of one of these type). Final: Jan 2004 Page 3.19 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.18 Photo of the top of the east wall, showing the extreme levels of deterioration and brick displacement that occurs, primarily due to the high levels of moisture in the towpath fill materials and the ongoing water leaks. The excess moisture impacts the mortar, causing it to lose strength and bonding. Once it is weakened, it is displaced by the lateral loads from the towpath. There is evidence that this zone has been repaired on many occasions. KICK BOARD Figure 3.19 View of a portion of the lower east wall analysis zone. The piles of dirt and debris on top of the rub rail (see arrow) come from two sources. The greatest quantify of this comes from the towpath fill materials that either are kicked over the top of the kick board, or that slip through the gap between the rub rail and the top of the brickwork. However, many of the mortar joints above the rub rail are eroded back at least ½ inch, so this spalled mortar also collects on top of the rub rail. Some of this spalling can be attributed to the tide mark erosion from the canal when it was "watered." Below the rub rail, the brick work is in fair condition. Final: Jan 2004 Page 3.20 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.20 Existing wall patch, west side. At the time of this photo, water was actually cascading down the face of this brickwork. Figure 3.21 South Portal. After the vines and vegetation are removed, about 1/3 of the mortar joints in the stonework will need to be repointed. Cleaning with low-pressure water would be useful. Final: Jan 2004 Page 3.21 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.22 Detail at North Portal. Note that the granite is heavily stained with lichens and moss growth. The vertical slot cut in the prism wall held a "stop gate" which was lowered into place when flood waters were expected. Final: Jan 2004 Page 3.22 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS Figure 3.23 Mountain top tailings from vertical shaft excavation. As these cross a natural ravine, surface water is trapped above the tailings piles. Figure 3.24 Drainage troughs. There are times when considerable water ponds in the low points of the ravines. These troughs were installed to alleviate the ponding problem, but they have proved less than effective over time. In some locations, erosion has undercut the troughs so that water is not carried away as intended. Final: Jan 2004 Page 3.23 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS EAST CEILING TO CENTER LINE 218 8 of 3 046 SEGMENT 046-EAST WALL 045 4 2 0 4 8 Survey Form 1/4"=1'-0" SCALE OF FEET Page 1 SEGMENT PAW PAW TUNNEL SURVEY 046 C&O CANAL. MARYLAND QUINN EVANSIARCHITECTS PROJECT NO. 01225 + 202 298 6700 Oct.2002 Final: Jan 2004 Page 3.24 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 3: EXISTING CONDITIONS WEST CEILING TO CENTER LINE 011 - 73 - 18 SEGMENT 046 - WEST WALL 8 4 0 8 1/8"=1'-0" SCALE OF FEET KEYNOTE LEGEND: 1 Brick patch in wall, darker red brick, presumed to be 20th-century repair area 2 Spalled face of brick, severe spall, at least 1 Inch in depth, could be 2 inches 3 Deep mortor erosion, at least 1 Inch, could be several inches deep. Mortar is also soft 4 Loose bricks, appear to be dislodged and/or out of alignment 5 Dark black water/mold stains to brick area 6 Severe water stains, includes lime and calcium build-up 7 Wet face of brick; could include active water flows 8 Original cross timber SECOND GENERATION CROSS TIMBER 9 Replacement cross timber, approximately 11x11 10 Comment on railing, iron post, or cross timber 11 PUTLOG/ SCAFFOLD HOLE, APPROX. 2 1/2, 5 INCHES 12 MISC. 18 MISSING BRICKS Survey Form Page 2 SEGMENT PAW PAW TUNNEL SURVEY 046 C&O CANAL, MARYLAND QUINN EVANSIARCHITECTS PROJECT NO. 01225 v 202 298 6700 Oct.2002 Final: Jan 2004 Page 3.25 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES Towpath Railing The towpath railing consists of a wood handrail, iron post (stanchion), intermediate wood rail, and cross-timber. The configuration of the railing is illustrated in Figure 3.11. The posts are spaced at 5 feet on center and extend through the cross-timber. Existing Conditions: The handrail is 5 inches square and appears to be in good condition. The intermediate rail is 3 ½" square and appears to be in good condition. The iron post is 2" square and several of them have deteriorated significantly from rust. Where the post is inserted into the cross-timber, the post is 1 ½" square. The posts are spaced at 5 feet on center and extend through the cross-timber. There is a 3/8"x 2" strap around the timber just outside the post, and a 3/8"x 4" plate let into the top and bottom surface of the timber. At several posts, the strap and plates are rusted completely through. The cross-timbers are 11"x11". All three cross-timbers exposed in the test pits were found to be soft when drilled with a small bit. The ends of many of the timbers are rotten. Two of the three timbers in the test pits are bolted to a brick lining below the timber with a 7/8" diameter bolt of unknown length. Analysis: The railing components were checked for compliance with 1996 BOCA code loading requirements that refer to ASCE 7. The computations are included at the end of this chapter. These requirements are as follows: 1. Handrails and posts - 50plf in any direction or a 200lb load in any direction. Final: Jan 2004 Page 4.1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES 2. Intermediate rails - 50lb load in any direction For analysis of the railing components, material properties similar to southern pine were assumed with an allowable bending stress of 1200 psi. For the iron posts, values for steel manufactured prior to 1900, with an allowable bending stress of 16,000 psi, were used. The bending stresses in the wood railing and wood intermediate railing are within the assumed allowable bending stresses. The bending stress produced in the 1 ½" square post base is 21,429 psi. A one-third increase in the allowable stress for temporary loadings should be applied for this condition, resulting in an allowable stress is 21,333 psi. This condition is considered adequate. However, if the cross section of the post inside the timber were reduced 25% to 1 1/8" square, the bending stress would be 50,600 psi. Therefore any small decrease in cross section due to corrosion causes a significant overstress in the posts. The strength of the railing is enough that there is a significant load distribution among posts for a single concentrated load such as might be applied by a single person. However, the uniform load requirement is not reduced as was used to determine the maximum stresses in the post. The weight of the towpath material and the cross-timber itself was determined to be sufficient to resist the overturning force of the railing load with a Factor of safety of 1.5. The railing components are adequate to resist the loadings if the materials are in good condition. However, the deterioration of many of the ends of the cross-timbers does not allow transfer of the railing post stresses to the timber, and the deteriorated condition of a given timber itself may not be adequate to hold down an overturning load applied to the railing. Final: Jan 2004 Page 4.2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES Recommendations: The posts and timbers that are deteriorated need to be replaced since they are likely to be inadequate to support railing loads. Unsafe areas of railing should be cordoned off until repairs are made. Prism Wall - East The top of the prism wall that supports the towpath railing (below towpath) and cross-timber was determined to be 9" thick in Test Pit #1. The amount of fill material behind the wall depends on the profile of the remaining rock after the original excavation (See Figure 3.11). The condition of this wall is poor in some locations along the towpath, particularly the upper 12 to 18 inches of the wall in areas where there is a lot of water seepage. In some areas this portion of the wall has partially collapsed. In many areas, the mortar joints appear to be eroded back several inches. In one location, this erosion was measured to be 5 inches. The joints may have deteriorated as a result of water in the canal during canal operations and water seeping through the wall from the fill behind the wall. Recommendations: Unstable areas of the wall should be repaired. Joints missing several inches of mortar should be pointed. The remainder of the wall should be monitored on a regular basis. Vault Existing Conditions: The brick arch tunnel liner spans approximately 25 feet between brick walls at the edges of the tunnel. We have received conflicting information regarding the thickness of the liner, but believe it may be 3 courses or about 13 inches thick. The thickness may or may not be constant throughout. The thicknesses of the walls supporting the tunnel liner are assumed to match the thickness of the liner. The bricks are sound when scraped with a knife. Final: Jan 2004 Page 4.3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES There are alternating header and stretcher courses in the walls supporting the liner. There does not appear to be header courses between wythes in the arch itself. The only information we have regarding what the liner may support comes from the report by NPS personnel that brick piers were observed in one test hole several years ago. These piers were reported to extend from the tunnel liner to the surface of the original rock excavation above. A report by Ellwood Morris, Assistant Engineer, completed around 1840, indicates that the surface of the rock excavation is a jagged line in cross section and the cross sections varied along the tunnel length. There is one bulged area above the towpath in segment 117 that is a few feet in diameter. There is evidence of brick repair in several areas, particularly on the prism wall opposite the towpath. Water was observed to be dripping from the arches in several areas near the north of the tunnel. Analysis: There is not enough information to perform an analysis of the stress conditions in the tunnel liner, but there are several conditions that could affect the strength of liner that can be discussed. It is unclear where the arch is supported horizontally. At the juncture of the arch and the wall (arch springline) the arch may derive vertical support from the brick wall if it is contact with the rock or some other solid infill material directly behind the wall. If there were a gap between the wall and the rock, the stresses in the arch would be increased since the horizontal arch reaction would be carried to the wall base. Generally, the stresses in the tunnel liner will be less if the arch can transmit a horizontal thrust to the surrounding rock above the spring line. Where there are areas of missing mortar, or those few areas where the brick appears to be bulging, it would be important to determine if there is a void above the face Final: Jan 2004 Page 4.4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES brick. A probe up through the mortar joint using a drill could identify voids. There are several factors that could affect the stresses in the tunnel liner (Fig. 4.3) including the following: 1. The thickness of the tunnel liner 2. The location of the horizontal arch thrust reaction. 3. The bedding planes in the rock above the surface of the original excavation. Loose rock may be supported by the tunnel liner. 4. The location and spacing of brick piers above the liner. If the piers were built to support potentially loose rock, there may be unsymmetrical concentrated loading on the arch. The internal strength of the tunnel liner will be reduced where mortar erosion has occurred. There appears to be no obvious condition in the tunnel lining requiring immediate repair other than the small area described above. However, the number of patches on the prism wall that supports the arch is an indication that there have been problems in the past. These patches could be related to damage from canal boats or mortar erosion. The stresses in the walls that support the tunnel liner may vary along the length of the tunnel and could also be a factor. Recommendations: The tunnel liner should be monitored on a regular basis for signs of bulges or other problems. Since there is water continuing to seep through the tunnel liner, the condition of the mortar joints and bricks should also be monitored. The area with bulged bricks should be repaired. If the repairs extend through the tunnel liner, we recommend that the opening be photographed, measured, and documented. Should there be a need to investigate the tunnel liner further, test pits at the arch spring line would provide information on how the arch is supported and its thickness and test pits in the ceiling would provide information on what loads the liner may support. Final: Jan 2004 Page 4.5 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C&O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES 45"x44" TIMBER MAILING INTERMEDIA TE RAILING 2-24"X 2. 4% BOARDS BACK TO BACK THEY REST ON IRON PINS AND ARE NOTCHED AROUND THE POSTS. PROJECTS * EACH SIDE AND is LOCATED 17" DOWN PROM THE TOP RAILING TOWPATH FLOOR is GRAVEL. AT LEAKING PLACES in 15 WOOD DECKED SQUARE IRON POSTS TOTAL of 625 SPACED 510 ON POSTS REDUCE TO 18 SQUARE THROUGH TIMBER CROSS BEAMS. 3"x12" E"WIDE THICK IRON STRARS NAILED IN PLACE THROUGH 31065 THICK IRON LAT INTO TIMBER ENDS TIMBER CROSS BEAMS SQUARE JOUARE TIMBER CAOSS DRAMS RAILING POSTS INSIDE TUNNEL Figure 4.1 Sketch of railing configuration from Archie Franzen report. Final: Jan 2004 Page 4.6 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES Figure 4.2 Rotten cross-timber end and iron post size reduction from 2" to 1 1/2" square at the top of the timber. PAW PAW TUNNEL McMullan is Associates, INC. PROJECT NAME FROM NO CONSULTING ENGINEERS 8381 Old Courtbouse Road, Suite DB DATE JAN 2003 Vienna, Virginia 22182 (703) 556-0651 DATE BRICK PIERS BEDDING PLANES As REPORTED IN ROCK (ASSUMED BY BOB HARTMAN, SIM. TO THOSE NPS. SPACING OUTSIDE NORTH AND SIZE FORTAL) UNKNOWN SURFACE OF ROCK BRICK TUNNEL EXCAVATION VARIES LINER, THICKNESS ACCORDING TO ELLWOOD UNKNOWN. MORRISREPORT, 1840 HORAZONTAL HORZ. THRUST REACTION REACTION SPRINGLINE III FROM ARCH (LOGATION GAP TWEEN UNKNOWN BACK FACE OF TUNNEL LINER AND VERTICAL SURFACE OF REACTION ORIGINAL EXCAVATION ROCK FILLED IN? VERTICAL REACTION FROM WEIGHT OF LINER, POSSIBLY LOOSE Rock SECTION THROUGH TUNNEL 3"=1'-0" I Figure 4.3 Cross Section Through Tunnel indicating potential factors affecting the stresses within the tunnel liner. Final: Jan 2004 Page 4.7 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES McMullan & Associates, Inc. PROJECT NAME Pan Paw PROJ. NO CONSULTING ENGINEERS SHEET NO OF 8381 Old Courthouse Road, Suite 350 CALCULATED BY DB DATE 10-21-02 Vienna, Virginia 22182 (703) 556-0651 CHECKED BY DATE Paw Paw Guardrail Posts 5'-0"0.c. 50 plf (5') = 25016 > 20018 min. use 250 45 Mase 250'b (36" 12") = 12000 in-lb Check timber 11/2x/1/2 S= 25 3in3 fb= = 250(36+1215) 53ps, ps, < 1200 psi ok 253 Check Post 12"x12" solid Sy. = 0.56 in3 Assumed Fb Fb = - 12,000 = 121,429 psi 4 16,0,000 psi IF 1.33 short term load 0.56 factor applied, Check Railing 5** 5x=20.8 is Fbc15,000x1.33c 21,333ps OK M= = 50(5)², x 12 = 1875 in-lb or 156 FElb 8 Assumed fb= = 90 psi ≤ Fo = 1200psi ok Check stability 132plf 1120ft.16 Timber 112x112 : x Assumed 3516 = 32 plf 144 Ft3 A 5'-0" D Soil 1ftx 100pstx11 = 100plf Structural FS= 132 ÷ 1120 =1:47 = : OK - N Calculations Handrail o.m- resisted by timber soil weight Final: Jan 2004 Page 4.8 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 4: STRUCTURAL ISSUES McMullan & Associates, Inc. PROJECT NAME. Paw Paw PROJ. NO CONSULTING ENGINEERS SHEET NO. OF_ ) 8381 Old Courthouse Road, Suite 350 Vienna, Virginia 22182 CALCULATED BY DB DATE -10-03 (703) 556-0651 CHECKED BY. DATE Check reduced cross section of past 25 . less 1'2" = 1½" 5x= .24 M= (36" +12* ) 250 1b 12,00 into F6=50,600 psi Assumed psi X x1.33 = 2 2 ,' No good Intermediate Rail P=50(5) = 62'5in-1b 4 Fb= = 8.3 psi <1200 psi OK Structural Calculations Final: Jan 2004 Page 4.9 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING 2. There are bronze station points at 100 foot intervals that were mounted as part of this project along the towpath, about 24 inches above the walking surface. The survey of this study utilized, and built upon the 25 ft. segments of the 1997 NPS photo documentation project, so we propose to build upon that marker system. The existing tags are difficult to read underneath the railing, so we propose to have a second set of tags made that would be clearly visible on top of the railing. These tags would need to be strong enough to withstand vandalism and permanent enough to last many years. The most straightforward method may be to have plastic straps made that would band around the railing at each marker location. A prototype is illustrated in Figure 5.1 Any marker system that incorporates the elements of the one systems proposed above will be acceptable. The point is that one needs to be able to determine your position within the tunnel quickly, and accurately, for any monitoring and inspection system to be successful. Periodic Inspection The frequency and methods of periodic inspection are Protocol challenging for this project. It may not be fully recognized, but many historic sites essentially rely on the visiting public as the first line of inspection. There is either a complaint, or someone notices something that is out of place, something dangerous, or something needing repair (i.e., a broken water pipe). Relying on visitors would be imperfect because: 1) the visitor frequency is relatively low, perhaps a few dozen each day in the summer and then seldom in the winter; and 2) the tunnel is dark and a visitor flashlight does not provide any range of view for even the most cursory of inspections. Potentially Dangerous Conditions: The issues at the tunnel are greatly compounded because there are serious structural and safety conditions that could occur on a given day due to the age and deteriorated condition of the tunnel. The two most likely dangerous conditions would be: Final: Jan 2004 Page 5.2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING A sink hole in the towpath creating a tripping hazard to the visitor. Where the towpath fill material can funnel under the kick board, a small sink hole is created. This already happens with some frequency from year to year. Part of the brick tunnel lining collapses. There are a couple of areas over the towpath with the potential for collapse. If there were a small collapse of the brick liner out over the canal, or on the west wall, this would not likely affect the visitors. Collapses have occurred in the past and will occur in the future. These are preceded by bulging and dislocation of brick courses. Inspection Protocol: To address these conditions, we suggest that the following criteria will need to be met in a periodic monitoring program: Frequency. We recommend at least a weekly inspection of the full length of the tunnel. We recognize that this will be dependent on human resources and funding. A greater frequency would be better, but less frequent does not seem prudent. Expertise. The inspector must be trained and have time dedicated to make these inspections. Anyone with basic construction and maintenance experience could be trained in the inspection protocol and provide satisfactory reports. This could include a combination of Park staff and/or volunteers. Lighting: We strongly recommend that some form of wheeled cart be provided to carry a portable generator and lights. This could be as simple as a wheel barrow or cart. The lights will be most useful if they are hand held and can be directed from side to side for maximum viewing angle. If funding were available, some form of permanent electric lighting along the towpath would obviously facilitate these inspections. Reporting Uniformity: A field report must be prepared and filed after each inspection. We Final: Jan 2004 Page 5.3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING PROGRAM Goals As with any building or structure, especially historic structures, there is an ongoing requirement for periodic inspections and monitoring of conditions. This is particularly true when the historic resource has aged and the deterioration process is underway as is the case with the tunnel. With a building that is visited daily, there is an ongoing informal inspection. However, for the Paw Paw Tunnel, since visitation is light, there is an even greater challenge especially given the immense size and scale of the resource and the unlighted conditions inside. For these reasons, formal inspections on a cyclical basis are strongly recommended. The following steps are recommendations of activities that can be implemented by the Park in the future. These are intended to supplement current monitoring by the Park maintenance staff. Expand Survey Markers With the tunnel, it is difficult to inspect and monitor conditions because the appearance is so homogenous. Inspections that do not indicate precise locations within the tunnel are meaningless. To address this, we propose an expansion of the survey marker locators so that anyone on the towpath can determine his/her location immediately. We believe this is the first and critical step, to improving annual monitoring in the tunnel. Several methods could accomplish this, but the following seems practical and inexpensive. There are currently two marker systems within the tunnel: 1. There are aluminum tags on the underside of the wooden railing at approximately 25 foot intervals that were placed as part of the 1997 NPS photo documentation project, and Final: Jan 2004 Page 5.1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING believe there are current NPS inspection and reporting methods that can be readily adapted for this purpose. Mountain Top - Virtually all the same issues and criteria noted above apply Drainage Issues to the drainage problems along the mountain top. However, the frequency of inspection can be greatly reduced. Since the problems to the drainage come from the accumulation of leaves and tree debris in the drainage troughs, it would seem prudent to have a focused inspection about 4 times a year. Maintenance work could then be requested to deal with whatever conditions were encountered in the quarterly inspections. Future Research and Physical Probes of the Brick Liner: Investigation There remain at least two unknown conditions where confirmation of the actual conditions through physical probes would be very beneficial. The methods used for the probe could be a core drill, extracting a 2 inch or 4 inch diameter core of masonry, or the selective dismantling of a small area of brick work. Funding and human resources would probably dictate the method. The areas to be investigated would be: Vault Ceiling. Confirming the thickness of the brickwork, as well the conditions between the brick vault and the rock excavation, would be very beneficial. The greater the number of probes, the greater the information developed. We recommend a minimum of 3 probe locations, but also feel that 6 to 10 would be much more beneficial. Taking two inch diameter vertical cores may be the most practical. We believe a truck mounted core drill machine could accomplish this effort. Once the cores are complete, then a lighted video recording through each core can be made to examine the area above the vault. It would be prudent to leave the probes open so that future inspections could occur. Based on recollections of the two vault probes undertaken 20 years ago by the NPS, we believe there is 2 to 5 feet of space above the vault and that Final: Jan 2004 Page 5.4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING this is filled with isolated brick piers to support the rock elements. If there is also packing in the form of soil or loose rock, this would be extremely important to investigate. West Prism Wall: During the full survey of October, 2002, the quantity of water leaking through the tunnel walls into the canal was very great. Clearly this water is accumulating behind the brick liner and then finding pathways through the liner into the tunnel. We are fearful that water is ponding between the liner and the rock excavation. Secondly, we now feel there could be a significant structural weakness in the vault and wall connection if the wall is not fully braced against the lateral thrust of the vault. To investigate these two factors, we propose to have two inch diameter horizontal cores made along the west wall, in the general vicinity of the vertical shafts. If these cores are on 10 foot enters, we believe 10 cores in total would be sufficient. The cores would be investigated using the video device and the cores would be left open and water flow, if any, monitored over time. If there is packing material present, this would be documented. Physical Probes of the Towpath Wall: The amount of fill behind the brick towpath wall is unknown. If there is a significant quantity of loose fill, it may exert lateral pressure on the brick wall. We recommend that cores be taken through the wall at several locations to determine the amount of and condition of the fill between the back of the wall and the surface of the original excavation. If a gap is found, then a video device should be used to explore the conditions behind the wall. Alternately, if repairs are performed on the walls in several locations, then the areas to be repaired could first be extended to create test pits through the walls. We recommend examining the wall conditions in several locations because the original rock excavation surface may vary. Final: Jan 2004 Page 5.5 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING Analysis of the Vertical Shafts: It is generally assumed that the vertical shafts are mostly open, free of fill or debris. If access can be gained from above, then a video camera investigation could be undertaken of the full length of the shaft. This type equipment is used to examine storm water systems under streets, but it is mounted on rather large truck rigs. Vehicular access to the mountain top locations above the shafts may preclude this type of examination. Other video equipment may be available that would not require truck access. Final: Jan 2004 Page 5.6 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 5: LONG TERM MONITORING 006 Figure 5.1 Prototype marker on railing. These would be placed at 25 foot intervals at the same locations used by the 1997 NPS photo documentation project. Having these in place will greatly facilitate monitoring and inspection of tunnel conditions. Final: Jan 2004 Page 5.7 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: PROBLEMS REQUIRING IMMEDIATE SOLUTIONS, COSTS Purpose When this study was envisioned, the poor condition of the tunnel features and the long history of repairs were well understood. Further, there was an early assumption that urgent conditions could be identified that needed immediate solutions. The following is a listing of three urgent work elements that can be identified. This should not be viewed as a comprehensive list of needed work, but rather, a short list of the high priority work needed to maintain the status quo regarding visitor safety and access. Since the Park has undertaken many of the repairs with Park maintenance staff in the past, the following repair recommendations lend themselves to continuing this practice, however, the cost estimate assumes competitive bid contracting. Cost Estimate The cost estimation effort provided below is intended to support budgeting and decision exercises that will follow to implement recommendations of this report. These cover the net construction costs and do not include the costs for architectural and engineering work, nor services to administer construction contracts. Also, if this project were to stretch over many years, then a price escalation factor should be added. We have added a 20% contingency to the construction to cover unforeseen developments during the design or construction phases. Cross-timbers, Posts Based on the survey and analysis presented in Chapters 3 and 4, we have concluded that many, perhaps most, of the 625 cross-timbers may have sufficient rot and deterioration to warrant replacement. Unfortunately, visual analysis would not be conclusive to make this determination. A physical probe or core section taken from the exposed end, at least 18 inches deep, could be most useful. Since the Final: Jan 2004 Page 6.1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS greatest risk of danger to visitors comes if the iron post does not have sufficient support from the timber, this probe of the outer 18 inches may be sufficient in making a determination regarding replacement. The iron post and the wooden railing elements can be reused once the timber is replaced. Timber Replacement - General: The previous practice of using heart oak for the replacement timbers is logical. Generally this species is quite resistive to rot from moisture and insects. However, it would appear based on the test pits in the tunnel that even the oak is only lasting 20 years or less. Having replacement cycles for the timbers of 20 years would be very costly over time, and probably cause interruption to visitation by the public. Over the last few years, new hybrid wood products have come into the market place that utilize re-cycled wood products, bound together with re-cycled polyesters, to form wooden decking and timbers for exterior use. These products also have the programmatic benefit of being "sustainable or green" and they have proven to have very good service life. Some manufacturers are offering 40 year warranties on the materials, even if submerged in water. We would strongly encourage the Park to consider some of these products for these timbers. They are available in the needed sizes and can be worked and cut with typical wood working tools. The appearance and texture will nearly match the oak timbers. These materials can be found by searching for "structural plastic lumber." There are a growing number of manufacturers and suppliers and two regional manufacturers are: Polywood 125 National Road Edison, NJ 08817 Phone: 800-915-0043 www.polywood.com Final: Jan 2004 Page 6.2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS Phoenix Plastic Lumber Yard 220 Washington Street Norristown, PA 19401 Phone: 610-277-3900 www.plasticlumberyard.com Pressure treated lumber would not be recommended where high moisture levels are a frequent occurrence. Such timbers might last less than 10 years in such an environment. Cost Estimate - Single Cross-timber Replacement: We believe the cost to excavate and replace a cross-timber using the hybrid wood product, and refit the existing iron post and railing, will be about $ 1,500 each. This is a two day job for 3 persons. There will be economies of scale of more than one cross- timber in a given area can be replaced at the same time. If $50,000 could allocated for each fiscal year, then at least 35 timbers could be replaced each year, perhaps up to 45. This work could be accomplished during the winter when towpath use is minimal. This could take 15 years to replace all of the timbers. Special Case - Areas Near Vertical Shafts: Since the excess water in the vicinity of the vertical shafts is such a problem, and there is little hope of really curbing this condition, we would propose a dramatically different solution for the towpath and railings in these areas. Actually, the proposal is to return to the treatment that was apparently in place when Archie Franzen undertook his study in 1965, namely, to use timber planking and decking where there is excess water and eliminate the towpath fill material. It seems clear in the analysis in Chapter 3, that encasing the oak timbers in moist soil material is a recipe for wood rot and deterioration. Where we have high quantities of water, it makes sense to eliminate the soil and rock so that water can flow below the timbers and there is a good chance that the timbers will dry out from time to time. This new replacement assembly is illustrated in Final: Jan 2004 Page 6.3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS Figure 6.1. Further, we propose to use the new hybrid wood products that have such a long service life. The decking planks using this hybrid wood have a non-slip texture so the constant wetting should not be a concern. These wooden deck assemblies could actually be fabricated off site and brought to the tunnel. They could be fabricated in modular section of say 15 feet in length (i.e., 4 timbers and 4 post units). These would have a good deal of rigidity because the timbers and planking would be tied together to form an integral structural unit. We suggest two 45 foot long assemblies, one at each vertical shaft location. Cost Estimate: New Timber Decking Module This cost estimate is based on the proposal above to remove the towpath fill material and install a new timber decking assembly in 15 foot long module. This replacement module is illustrated in Figure 6.1. Estimate Calculation ( One 15 foot long module): ITEM UNIT UNIT COST TOTAL Excavation LS $ 2,000 $ 2,000 Disassemble LS $ 600 $ 600 Railing Fabricate and LS $ 6,000 $ 6,000 install 15 LF of towpath decking, with cross- timbers. Re-use railing and iron posts. Final LS $600 $ 600 adjustments SUBTOTAL $ 9,200 Contingency @ $ 1,800 20% TOTAL - 15 LF $ 11,000 To replace two 45 foot long segments at the vertical shafts as discussed above, the estimated costs would be about $66,000 (i.e., 6 modules @ $ 11,000 each). Since these Final: Jan 2004 Page 6.4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS elements can be fabricated off site, the disruption to the tunnel visitor could be shortened to only a few days. This work can be undertaken during the winter months, when towpath traffic is minimal. Historic Precedence: There is some reason to believe that the current towpath configuration of crushed rock may not have been the case for portions of the towpath. In the 1960's when Archie Franzen undertook his assessment, his drawings clearly indicate that here was wooden decking for short segments of the towpath in the immediate vicinity of the ventilation shafts. The proposal above would return the towpath to those conditions. We assume that the wet conditions near the ventilation shafts have existed since the tunnel was opened. These wooden decks would have been a more satisfactory way of maintaining towpath continuity through that long period of time since the excess water would have flowed under the decking rather than remaining within the towpath soil. Replacement of Damaged Wrought Iron: Although a few of the existing iron posts have deteriorated, the wrought iron overall has proven a very good material for use in this environment. For the damaged ones, it would be logical to replace with wrought iron, unfortunately, wrought iron is very hard to find in any quantity as it was long since replaced by steel in the market place. Substitutions using mild steel, or galvanized steel, could be considered, but these would have a service life in the range of 20 to 40 years. This would not be long enough for this project. Stainless steel could also be considered. It would have a very long service life, but its appearance might be an issue. It could be made to have the same size and shape as the existing, but it would have a shiny surface. Also, stainless can not be "wrought." It would need to be bent and welded to obtain the yoke shape at the top. Given the low light levels in the tunnel, appearance issues may be less of a factor than service life. Cost Estimate - Iron Post Replacement: Estimating the costs for replacement of the iron posts is Final: Jan 2004 Page 6.5 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS compounded by two issues: 1) the very low supply of historic wrought iron and, 2) the relative short supply of craftsman able to undertake wrought iron work of this size and type. We estimate more than 40 hours for the craftsman to fabricate a single post, so these will cost a minimum of $2,000 each. To be conservative, this price should be doubled. There are between 5 and 10 posts that should be considered for replacement, so as much as $40,000 should be allocated to iron post replacement. Selected Brick Liner At the time of the survey, there was one small area on the Repairs west wall, in segment 024, which had actually collapsed. Approximately 6 square feet is involved. There are other areas where the brick liner appears to be bulging, which is believed to be the first symptom of a collapse. These areas will be identified for ongoing monitoring and then repair work should be scheduled if the conditions worsen. Cost Estimate - Brick Liner Replacement: For the purposes of this estimate, a work area 4 ft. high by 8 ft. long is priced. This should be taken to be the minimum area that can be repaired. ITEM UNIT UNIT COST TOTAL Selective LS $ 600 $ 600 Demolition Place brick in LS $ 1,200 $ 1,200 patch - 2 days Clean up LS $ 600 $ 600 SUBTOTAL $ 2,400 Contingency @ $ 480 20% TOTAL $ 2,880 Thus, about $3,000 could be assumed for each 32 sq. ft. of brick liner repair. However, this cost may be difficult to extend to multiple work areas. The extra costs for a general contractor to mobilize for only one or two repair areas, VS. many more, is hard to estimate. Small projects will always cost more, perhaps twice as much, as larger projects. Final: Jan 2004 Page 6.6 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS Selected Prism Wall Urgent repairs are needed to the segment of brick wall at Repairs the top of the east prism along the towpath. This is immediately below the wooden kick board where there is serve erosion of the mortar joints and in the worse case, the brick courses are actually out of alignment (see Figure 6.2). If these were to fail, as they have in one small location, the towpath material would collapse, creating a sink hole. A very unsafe condition results on the towpath itself. Cost Estimate: Top of East Wall: The worst cases are in the area of the vertical shafts, in survey segments 097 to 099 and 119 to 121. Approxi- mately 40 lineal feet of repair area is involved. ITEM UNIT UNIT COST TOTAL Selective LS $2,700 2,700 Demolition, layback towpath material, 3 days Clean brick, LS $ 4,200 $ 4,200 replace wall segments, 5 days Clean up, replace LS $ 600 $ 600 towpath fill material, 2 days SUBTOTAL $ 7,500 Contingency @ $ 1,500 20% TOTAL $ 9,000 This assumes all work is done at the same time in contiguous work areas. This does not include the cost to re-route visitors. The towpath would be closed during this work effort. Mortar and brick work should not be undertaken when temperatures are below 40 degrees. Luckily, the interior temperature in the tunnel remains above this level, even when the outside temperatures are lower. Therefore, this work can probably be undertaken in the winter months when tunnel traffic is reduced. Final: Jan 2004 Page 6.7 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS FILL MATERIAL NEW DECKING Figure 6.1 Some of the timbers in the worst condition will most likely be those in the vicinity of the vertical shafts because of the excess moisture conditions. We propose to remove the towpath fill material in these locations and then install several sections of wooden deck and planking as illustrated here. These units could be fabricated off site in 15 foot lengths, and then installed in a short period of time. The hybrid wood products that utilize recycled wood and polyethylene will be used. The iron posts and railing would be re-used from the existing assemblies. The pattern of brick coursing in this illustration should not be taken literally. Final: Jan 2004 Page 6.8 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP CHAPTER 6: IMMEDIATE REPAIRS Figure 6.2 Many of the horizontal sections of brick between the wooden timbers need to be rebuilt. This is especially true in the areas near the vertical shafts. The mortar appears to be in such poor condition that these existing assemblies could probably be disassembled and re-installed relatively easily. Final: Jan 2004 Page 6.9 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP CHAPTER 7: FIELD SURVEY DOCUMENTATION Survey Methodology The methodology is described above in Chapter 3. The following are the actual field survey data sheets, two for each of the 137 survey segments, including the South and North Portals. The notations use numbers, which in turn refer to standard notations, or keynotes. Along with the keynote numeral on the survey sheet, there may be additional information that is unique to that note, in that location. For example, keynote 5 refers to water / mold stains. The words "DAMP" or "WET" may be added to the notation. See below for a definition of these terms. Survey Keynotes These are the keynotes used for the field survey work. Comments in brackets [], provide the reader with additional information. 1. Brick patch in wall, darker red brick, presumed to be 20th -century repair area. [This notation was indicated for any obvious brick patch, whether it was the dark red or medium red brick type]. 2. Spalled face of brick, severe spall, at least 1 inch in depth, could be 2 inches. [This condition was rather rare.] 3. Deep mortar erosion, at least ½ inch, could be several inches deep. Mortar is also soft. [The word "deep" should be ignored in this note. During the survey, conditions much more severe were discovered and a new keynote, # 17, was developed for the "deep" erosion.] Final: Jan 2004 Page 7.1 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP CHAPTER 7: FIELD SURVEY DOCUMENTATION 4. Loose bricks, appear to be dislodged and / or out of alignment. 5. Dark black water / mold stains to brick area. [Words were sometimes added to this note. "Damp" meant visibly moist, while "wet" meant that water was clearly flowing across the area of the stain.] 6. Severe water stains, includes lime and calcium build-up. [This could include stains from active conditions (currently moist) or stains from previously damp conditions.] 7. Wet face of brick, could include active water flows. [This condition was similar to that noted in 6, but differs in that the brick was definitely wet.] 8. Second generation cross-timber. [See Figure 3.16, noted as pre-NPS timber.] 9. Recent replacement cross-timber, approximately 11 X 11. [See Figure 3.17, noted as NPS timber.] 10. Comment on railing, iron post, or cross-timber. [Additional information would be placed directly on the survey form with this notation.] 11. Putlog / scaffold hole, approx. 2 2/1 inches x 5 inches. [These holes always occur at a uniform height, in the same course of brick, just below the spring line of the vault. See figure 2.2. They are irregularly spaced, but often they were 10 to 14 feet apart. These occur on both the east and west sides of the Final: Jan 2004 Page 7.2 PAW PAW TUNNEL REPORT OF FINDINGS C&OCANALNHP CHAPTER 7: FIELD SURVEY DOCUMENTATION tunnel, but they do not occur immediately opposite each other. The holes are 5 to 8 inches in depth] 12. Weep hole, approx. 5 inches x 5 inches. [We have characterized these as "weep" holes because they occur only in the immediate vicinity of the vertical shafts. They are spaced close together (i.e., 3 to 5 feet) and at differing vertical heights. Water actively runs out of many of them, and they appear to be very deep, some more than 20 inches in depth. The 5 x 5 inch dimension was quite uniform.] 13. Rowlock course at spring line. [This is an all-header course at the top of the vertical walls.] 14. Stalactite-like formation. [This note used only where there was visible build- up of the lime/calcium deposit, forming a distinctive drip or icicle. White colored stains would not have been given this notation.] 15. Efflorescence [By and large, this note was used where the crystallized salts were visible at the mortar joints. Other general white stains across the face of the brick were probably noted with keynote 6.] 16. Brick powder on tow path at base of east wall [There were only a few areas where the face of the brick work above is actually spalling, or scaling, sufficient to leave a pile of brick dust on the tow path.] 17. Severe mortar loss. [This notation was used where the erosion was deeper than ½ inch (where keynote 3 would have been used). Where this note is used, the erosion Final: Jan 2004 Page 7.3 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP CHAPTER 7: FIELD SURVEY DOCUMENTATION was often over 2 inches in depth.] 18. Missing Bricks [This notation used where brick had actually collapsed. The "missing" brick were often at the base of the wall in the canal prism.] 19. Misaligned brick courses [This note used where one course had shifted and was no longer flush with the adjacent course(s).] 20. Moss growth on the base of the east wall, near tow path. The survey sheets for each segment follow. Final: Jan 2004 Page 7.4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP BIBLIOGRAPHY This bibliography was prepared by Dr. Robert Kapsch of the National Park Service based on his research efforts that preceded this study. It is reproduced here to record his documentary research. Historic Drawings Ellwood Morris, Paw Paw Tunnel Profile, 1836. National Archives, Record Group 79, Entry 222, Volume 1 of 1. Scale: 1" = 100'. This is the original tunnel profile submitted by Ellwood Morris to Chief Engineer Charles Fisk. It is essentially a design document and differs in some details from the completed tunnel. For example, the length of the tunnel is indicated at 3120 feet (vs. 3118 feet) and only two vertical construction access tunnels are indicated (instead of four), labeled "A" and "B." Nonetheless the drawing is probably very close to "As-built." This drawing was the base drawing used by Archie Franzen in his "Sketch 2," 1965 Historic Structures Report. Ellwood Morris, Design for a Projecting Tow Path for the Tunnel (including a quantity take-off), March 1, 1839, National Archives, Record Group 79, Entry 214. This may be the closest design drawing to what was actually constructed. The towpath is supported by unexcavated rock. Above the unexcavated rock are horizontal white oak members that cantilever 2 feet over the unexcavated rock to support the railing assembly above. A small cavity is shown between the brick lining and the rock excavation. Ellwood Morris, Design for a Iron Path for the Tunnel to have a Brick Parapet with a Stone Coping (including a quantity take-off), October 7, 1839, National Archives, Record Group 79, Entry 214. This later sketch indicates a brick wall with stone coping as the towpath wall. This construction was obviously rejected and was never constructed. A Final: Jan 2004 Biblio 1 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP BIBLIOGRAPHY similar drawing by Ellwood Morris, dated January 4, 1840, is attached to Steve Kline memorandum of November 1, 1994. Ellwood Morris, (Sketch: Section of Tunnel, including liner and towpath), October 15, 1839, National Archives, Record Group 79, Entry 214. This sketch indicates a circular brick lining (27' O.D.; 24 - 10/12' I.D.) rising on vertical walls. This is contrasted to the horseshoe shaped tunnel section shown in the 1839 issue of Journal of the Franklin Institute. The towpath in this sketch is shown on unexcavated rock (while the towpath shown in the section appearing in the 1839 issue of the Journal of the Franklin Institute is open to the water below). This cross section indicates what appears to be a masonry railing. Contemporary Drawings C. H. Blake, Park Engineer and W.E. McGarvey, Student Assistant, Study Sketch of Conditions Causing Failure at Paw Paw Tunnel, C & O Canal National Monument, September 1963, Scale 1" = 100'; Sheet 1 of 1. No drawing number. Pencil on vellum. Original drawing filed at C & O Canal Headquarters, 1850 Dual Highway, Hagerstown, Maryland. Drawings shows profile (1" = 100') with existing conditions indicated; topo above the tunnel (1" = 100'); elevation of North Portal (1/8" = 1 ft.) and typical tunnel; section (1" = 100 ft.). (No Title: Remove Rock Slide at North Portal), No Date (late 1970s?). Three sheets: (Sheet 1: Location Plan); (Sheet 2: Topography); (Sheet 3: Detail of Rock Slide to be Removed at North Portal). No drawing number. Blue line drawing filed at C & O Canal Headquarters, 1850 Dual Highway, Hagerstown, Maryland. Not much information depicted on drawings - included to show the extent of the rock slide, and the temporary wood cribbing installed at the North Portal during its removal. This may have been removed late 1970s/early 1980s. Final: Jan 2004 Biblio 2 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP BIBLIOGRAPHY John Milner Associates for Denver Service Center, National Park, Paw Paw Tunnel Portals, Chesapeake and Ohio Canal National Historical Park, Drawing No. 412/25063, 6 Sheets, October 4, 1978. Half size Xerox copies located at C&O Canal Headquarters, 1850 Dual Highway, Hagerstown, Maryland. Marked, "Preliminary Working Drawings." Sheet 1. Location and Vicinity Maps. Sheet 2. Paw Paw Tunnel Portals - South Portal Sheet 3. Paw Paw Tunnel Portals - North Portal Sheet 4. Paw Paw Tunnel Portals - Portal Drainage Systems Sheet 5. Paw Paw Shaft Collection Works Partial copy of: C. H. Blake, Park Engineer and W.E. McGarvey, Student Assistant, Study Sketch of Conditions Causing Failure at Paw Paw Tunnel, C & O Canal National Monument, September 1963, Scale 1" = 100'; Sheet 1 of 1. No drawing number. Pencil on vellum. Original drawing filed at C & O Canal Headquarters, 1850 Dual Highway, Hagerston, Maryland. (Listed above). Note: This drawing shows stainless steel pipes installed, stainless steel drips pan and other details related to water entering the tunnel. Sheet 6. Paw Paw Tunnel Closure John Milner Associates for Denver Service Center, National Park, Paw Paw Tunnel Complex, Chesapeake and Ohio Canal National Historical Park, Drawing No. 412/25045-A, 8 Sheets, May 15, 1979. Half size Xerox copies available from Denver Service Center Technical Information Center (TIC). Drawings Marked, "IFB No. 3100-78A." [Copies of these drawings are not available at C & O Canal Headquarters] Sheet 1. (Cover Sheet: Project Title and Location). Sheet 2. (Project Site Identification: Access Plan) Sheet 3. (North Portals: Paw Paw Tunnel Portals) Final: Jan 2004 Biblio 3 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP BIBLIOGRAPHY Sheet 4. (South Portals: Paw Paw Tunnel Portals) Sheet 5. (Structural Details: Portal Parapet Repairs) Sheet 6. (Structural Details: Tunnel Portal Drainage System) Sheet 7. (Structural Details: Tailings Pile, Wing Wall Repairs) Sheet 8. Structural Details: Slope Scaling, Towpath Repairs, Tunnel Shafts , (No Title: Field Survey of Existing Conditions, Sheet 1 of 1, "Field Survey 7/25/63," Scales are not given but appear to be 1" = 100' for the tunnel profile and 1/4" = 1 foot for the North Portal (South Portal not drawn); Sheet 1 of 1. No drawing number. Pencil on vellum. Original drawing filed at C & O Canal Headquarters, 1850 Dual Highway, Hagerstown, Maryland. This drawing does show existing conditions in tunnel profile, such as seepage points, stains, wall conditions, etc. Reports Luzader, John F., Historic Structure Report: Paw Paw Tunnel, Chesapeake and Ohio Canal, undated typescript. National Heritage Corporation, Archeological Survey of Paw Paw Tunnel Hollow, (Denver, Colorado: Denver Service Center, February 1, 1976). John Milner Associates and Edward H. Richardson Associates, Paw Paw Tunnel Portals, Chesapeake and Ohio Canal National Historical Park, Allegany County, Maryland: STABILIZATION STUDY, Preliminary Design, (Denver, Colorado: National Park Service Center, September 1978). Franzen, Archie W., Historic Structures Report, Part I, Architectural Data Section on The Paw Paw Tunnel, C & O Canal National Monument, Typescript. (Philadelphia: National Park Service Eastern Office of Design and Construction, March 1965). Denver Service Center, Assessment of Alternatives, Stabilize Paw Paw Tunnel Portals, Package No. 153, (Denver, National Park Service, January, 1979) Final: Jan 2004 Biblio 4 CONDITION ASSESSMENT AND PRESERVATION PLANNING PAW PAW TUNNEL, C & O CANAL NHP BIBLIOGRAPHY Articles Morris, Ellwood, Prin. Assis. Eng., C & O Canal Company, "Sketch of the Tunnel now under construction upon the Chesapeake and Ohio Canal, at the Paw-paw bend of the Potomac River," Journal of the Franklin Institute of the State of Pennsylvania and Mechanics' Register, Vol. XXIII (1839), pp. 24- 27. Luzader, John F., "The Paw Paw Tunnel on the Chesapeake and Ohio Canal has been called the Engineering Marvel of 1850," The Baltimore Sun, no date, (1960s?), pp. 7-13. Other , "Paw Paw Tunnel, C & O Canal NHP Segment Files 000-138, Scale Elevations of Towpath Wall at Scale 1/4" = l' - 0" (Compact Disk of photographs taken within Paw Paw Tunnel under contract to the Chesapeake and Ohio Canal NHP of towpath wall, October 17, 2000). Final: Jan 2004 Biblio - 5 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP APPENDIX: Determining Shaft Locations The attached materials were prepared by the NPS in an effort to determine the locations of the former ventilation shafts on the top of the mountain. The terrain and vegetation make identification of the top of the shafts very difficult, so this calculation effort narrows the variables so that future physical probes could be undertaken with greater certainty. Locating these shafts has been the subject of several previous investigations and these results are documented on the drawing prepared by QUINN EVANS | ARCHITECTS that is bound with this report. The following description for the shafts is provided by Archie Franzen on page 1 of his 1965 report; "The shafts were employed to increase the working surfaces and were bored in pairs, with one shaft presumably used for ventilation, while the other was used for hoisting men, tolls and rock spoil. These paired shafts were located, a pair in each of two ravines, near the North portal. Their locations were selected to minimize the hoisting height and to provide suitable spoil area for the material removed from the bore. From the record it appears that they were eight feet in diameter, and a pair were spaced twenty-three feet a part Final: Jan 2004 Appendix 1 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP APPENDIX Paw Paw Tunnel: Determining Shaft Locations CHOH GIS Lab 08/27/2003 NATIONAL Objective: The question arose regarding the determination and location of four ventilation/access shafts and six historic survey markers above the Paw Paw Tunnel. In order to document and make the best possible judgment of these locations, GPS technology was utilized to map the locations of the potential shaft locations and the path of the tunnel with which the shafts and survey markers are aligned. Methods: Data Collection Data was collected using a Trimble Pro-XR with real-time differential correction, allowing for sub- meter accuracy of point locations. GPS point locations were first collected approximately above the keystone of both the North and South portals. These points were used as navigation waypoints, as well as reference marks for locating survey markers and shaft locations. All markers and potential shaft locations were also collected via GPS. Data Analysis Data of portal keystones were utilized in a GIS to develop a line file representing the centerline of the tunnel, which was then used to verify shaft locations (figure 1). Features thought most likely to be shaft openings were designated shafta, shaftb, shaftc, and shftd. Other potential locations were also collected for purposes of eliminating alternative features as the shaft openings. These features were designated x1, x2, x3, y1 and y2. All GPS data was converted to GIS point layers for visualization and shaft location verification.. In order to determine which features were actual shaft locations, GIS point layers were compared to the developed tunnel centerline. Conclusion: This analysis illustrates that features designated as shafta, shaftb, shaftc and shaftd either fell on the line or were within a proximity of 3.5 feet (figure 2 & 3). From this analysis, the locations and designation of the shaft openings is conclusive. Distances between GPS locations of shafts were also approximated. These locations were neither recorded in the center of the cap, or the shaft. The distances did not correspond with schematic diagrams. However, error of standing location, as well as an error of up to one meter associated with the GPS, may explain this discrepancy. Note: Maps were created on 08/27/03 by CHOH GIS Lab. Base data for map is 1:24000 DOQQ. Point features were collected using Trimble Pro XR GPS. Line file for tunnel centerline was created from GPS keystone locations, using X Tools extension in ArcView 3.3. Data is suitable for planning purposes only. Final: Jan 2004 Appendix 2 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP APPENDIX Tunnel Centerline (GPS) 640 660 680 y1 shafta 700 720 9 y2 shaftb N 20 0 20 40 60 80 100 120 140 160 180 200 Feet Figure 2 Final: Jan 2004 Appendix 3 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP APPENDIX Tunnel Centerline (GPS) 780 760 740 720 x3 x2 x1 b shaftc shaftd N 20 0 20 40 60 *80 100 120 140 160 180 200 Feet Figure 3 Final: Jan 2004 Appendix 4 PAW PAW TUNNEL REPORT OF FINDINGS C & O CANAL NHP APPENDIX Paw Paw Tunnel Shaft Locations Figure I + Portal Keystone Survey Marker 2 Survey Marker 3 Survey Marker 4 North Portal Survey Marker 5 mark 6 A Survey Marker 6 shafta o Shaft A shaftb Shaft B Shaft C mark 5 Shaft D o x1 x2 shafte x3 shaftd . y1 o y2 mark 4 Paw Paw Tunnel see attached document for project details mark 3 mark 2 south portal 500 1000 Final: Jan 2004 Appendix 5