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Sarah Rosen 04/30/98 05:18:26 PM Record Type: Record To: Christine N. Macy/WHO/EOP CC: Sally Katzen/OPD/EOP, Jake Siewert/OPD/EOP, Melissa G. Green/OPD/EOP Subject: Bankruptcy Attached is the draft letter FYI. bankrupt.a30 The two paragraphs that might change are Principle #1 and the last paragraph. However, other parts of the letter are new. For example, we haven't yet said we're open to "responsible consumer bankruptcy reform." So, to ensure that the news produced is on the child support issue that she. is targeting, I would suggest that the First Lady say something like: Congress is currently considering various proposals to change our consumer bankruptcy laws. While it is a bit early to comment on these proposals, we are sure today that the Administration will not support any proposal that impairs the ability of bankrupt debtors to meet their child support and alimony obligations. Today, the bankruptcy system protects the payment of child support or alimony, Proposals that could put some credit card bills on an equal footing with child support or alimony are wrongheaded. bankrupt.a30 Page 1 DRAFT April 30, 1998 Senator Orrin Hatch Chairman Senate Judiciary Committee U.S. Senate Washington, DC Dear Mr. Chairman, I am writing to express the Administration's general views on consumer bankruptcy reform proposals currently under consideration in the Congress. Over the past two decades, consumer bankruptcy filings have risen sharply. While there are many contending theories on the cause of that increase, it is clear that there is no single explanation. Nonetheless, the growing number of filings, examples of abuse of Chapter 7 and state exemptions, and evidence of imprudent extensions of credit suggest some changes to the consumer bankruptcy laws are appropriate. The lack of definitive evidence about the reasons for the rise in bankruptcies means that it is difficult to predict the effect of reform efforts. The Administration, therefore, has developed the following set of principles to guide its review of changes to the consumer bankruptcy laws. 1. Access to Chapter 7 should not be governed by an arbitrary means test; the court must have discretion to fairly account for the great variations in circumstances that bring debtors into bankruptcy (including medical expenses, unemployment, divorce, responsibility for the care of others, etc.) To promote more uniform application of bankruptcy standards, this determination should take place within indicative or presumptive guidelines established by Congress that take into account factors such as the debtor's income and ability to repay a portion of the debt. 2. National bankruptcy policy can respect state variation in exemption levels without allowing state exemptions to be used to shield luxury assets from creditors. 3. It is appropriate to expect debtors who can afford to repay a portion of their debts (taking into account all relevant circumstances) to act responsibly; but the bankruptcy and credit reporting system should reward those who complete a Chapter 13 plan. 4. Bankruptcy reform should not create opportunities for creditors to coerce debtors to forgo bona fide rights in bankruptcy. 5. Bankruptcy rules should discourage bad faith repeat filings and other attempts to abuse the privilege accorded by access to bankruptcy. bankrupt. 130 Page 2 6. Child support and alimony payments should be carefully protected. We must ensure that reforms have no unintended adverse impact on debtors' ability to meet these, and other, priority payments. 7. Bankruptcy data collection and accuracy must be improved. Analysis and understanding of the forces affecting bankruptcy filings are impeded by the lack of high-quality, nationally uniform data. Better data collection and verification procedures should be incorporated in any reform proposals. Such data can be used to assess and monitor the impact of reform legislation. 8. Scrutiny must also be given to credit industry practices that have led some borrowers to overextend themselves. While some of these issues may fall outside of the Judiciary Committee's jurisdiction, Congress and the Administration should consider proposals to ensure that consumers are well informed about the dangers of excessive debt accumulation and understand the implications of their credit agreements. The Clinton Administration is open to responsible consumer bankruptcy reform that meets these principles. We have reluctantly concluded that we cannot support H.R. 3150 in its present form. We would look forward to working with Congress toward legislation more similar to the approach of S. 1301 -- with modifications necessary to meet the principles articulated above. Sincerely, Audrey T. Haynes 04/30/98 03:40:49 PM Record Type: Record To: Christine N. Macy/WHO/EOP CC: Subject: Draft Principles Letter on S1301 Consumer Bankruptcy Reform Act of 1997 Forwarded by Audrey T. Haynes/WHO/EOP on 04/30/98 03:42 PM Ronald E. Jones 04/30/98 01:4 :45 PM; Record Type: Record To: See the distribution list at the bottom of this message CC: James J. Jukes/OMB/EOP Subject: Draft Principles Letter on S1301 Consumer Bankruptcy Reform Act of 1997 The following letter was prepared following meetings involving NEC Principals and Deputies. Discussions continue on who will sign the letter. Please provide comments to me ASAP, but no later than 10:00 AM, tomorrow, Fraidy, 5/1. You will receive a hard copy of this request also. DRAFT Senator Orrin Hatch Chairman Senate Judiciary Committee U.S. Senate Washington, DC Dear Mr. Chairman, I am writing to express the Administration's general views on consumer bankruptcy reform proposals currently under consideration in the Congress. Over the past two decades, consumer bankruptcy filings have risen sharply. While there are many contending theories on the cause of that increase, it is clear that there is no single explanation. Nonetheless, the growing number of filings, examples of abuse of Chapter 7 and state exemptions, and evidence of imprudent extensions of credit suggest some changes to the consumer bankruptcy laws are appropriate. The lack of definitive evidence about the reasons for the rise in bankruptcies means that it is difficult to predict the effect of reform efforts. The Administration, therefore, has developed the following set of principles to guide its review of changes to the consumer bankruptcy laws. 1. Access to Chapter 7 should not be governed by an arbitrary means test; the court must have discretion to fairly account for the great variations in circumstances that bring debtors into bankruptcy (including medical expenses, unemployment, divorce, responsibility for the care of others, etc.) To promote more uniform application of bankruptcy standards, this determination should take place within indicative or presumptive guidelines established by Congress that take into account factors such as the debtor's income and ability to repay a portion of the debt. 2. National bankruptcy policy can respect state variation in exemption levels without allowing state exemptions to be used to shield luxury assets from creditors. 3. It is appropriate to expect debtors who can afford to repay a portion of their debts (taking into account all relevant circumstances) to act responsibly; but the bankruptcy and credit reporting system should reward those who complete a Chapter 13 plan. 4. Bankruptcy reform should not create opportunities for creditors to coerce debtors to forgo bona fide rights in bankruptcy. 5. Bankruptcy rules should discourage bad faith repeat filings and other attempts to abuse the privilege accorded by access to bankruptcy. 6. Child support and alimony payments should be carefully protected. We must ensure that reforms have no unintended adverse impact on debtors' ability to meet these, and other, priority payments. 7. Bankruptcy data collection and accuracy must be improved. Analysis and understanding of the forces affecting bankruptcy filings are impeded by the lack of high-quality, nationally uniform data. Better data collection and verification procedures should be incorporated in any reform proposals. Such data can be used to assess and monitor the impact of reform legislation. 8. Scrutiny must also be given to credit industry practices that have led some borrowers to overextend themselves. While some of these issues may fall outside of the Judiciary Committee' S jurisdiction, Congress and the Administration should consider proposals to ensure that consumers are well informed about the dangers of excessive debt accumulation and understand the implications of their credit agreements. The Clinton Administration is open to responsible consumer bankruptcy reform that meets these principles. We have reluctantly concluded that we cannot support H.R. 3150 in its present form. We would look forward to working with Congress toward legislation more similar to the approach of S. 1301 -- with modifications necessary to meet the principles articulated above. Sincerely, Message Sent To: 03:19:23-PM Record Type: Record To: Christine N. Macy/WHO/EOP CC: Subject: BODY: Opposition is building to bills in Congress that could make it harder for women to collect child support and alimony from ex-husbands who file for bankruptcy. "The current proposals would make hard-working women with children more vulnerable," says Sen. Edward Kennedy, D-Mass. Critics are especially concerned that Congress is rushing the GOP-sponsored bankruptcy reform bills to a vote. "It will be shockingly irresponsible if the House and the Senate don't give the impact of what they are doing on child support the consideration it deserves," says Donna Lenhoff, general counsel to the National Partnership for Women and Families. Current bankruptcy law makes child support and alimony a priority. So even though bankruptcy under federal Chapter 7 wipes out most debts, it doesn't absolve debtors from paying child support and alimony they owe. The pending bills don't change that. But proposed changes could make it harder for bankrupt men to make support payments. Both House and Senate bills would force debtors to repay more unsecured debts, such as credit card debt. That means a bankrupt ex-husband could still be saddled with big credit-card bills, plus child support and alimony. "MasterCard and the ex-wife will be competing for same limited dollars," says Harvard law professor Elizabeth Warren. "It's hardly a fair fight." Bills sponsored by Rep. George Gekas, R-Pa., and Sen. Charles Grassley, R-lowa, are awaiting committee action. Representatives for both lawmakers insist the bills will protect child support and alimony. And there are plenty of other safeguards to make sure child support gets paid, says C. Bruce Allen, a Gekas spokesman. But Lenhoff is skeptical. "It's not true that the state child support enforcement apparatus can or will ensure that all child support debts are paid." Says Kenneth Klee of the National Bankruptcy Conference, a non-partisan group that advises Congress, "The credit industry will be taking money out of the pockets of women and children." 04/30/98 THU 11:15 FAX 608 283 2528 LAFOLLETTE SINYK J. 001 Brady C. Williamson LA FOLLETTE & SINYKIN One East Main Street Post Office Box 2719 Madison, Wisconsin 53701-2719 Telephone: (608) 257-3911 Fax: (608) 283-2524 TELEFAX TRANSMITTAL COVER PAGE DATE: April 30, 1998 TIME: 11:16 AM TO: Melanne Verveer Chief of Staff/The First Lady (202) 456-6244 FROM: Brady C. Williamson NUMBER OF PAGES TRANSMITTED (INCLUDING THIS COVER SHEET): 2 MESSAGE: If you have any problems with this transmission or do not receive all of the pages, please call Ann V. at (608) 257-3911 as soon as possible. THIS MESSAGE IS INTENDED ONLY FOR THE USE OF THE INDIVIDUAL OR ENTITY TO WHICH IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED, CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW. If the reader of this message is not the intended recipient or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error, please notify us immediately by telephone (collect) and return the original message to us at the above address via the U.S. Postal Service. Thank you. 04/30/98 THU 11:15 FAX 608 283 2528 LAFOLLETTE SINYK 002 MEMORANDUM TO: Melanne Verveer Chief of Staff/The First Lady FROM: Brady - (608) 284-2636 DATE: April 30, 1998 SUBJECT: Bankruptcy/Boston/China/Milwaukee Follow-Up On bankruptcy, today's USA Today has a front-page article, which is enclosed, on the pending bankruptcy legislation and women and children. The subject probably will come up tomorrow with Cong. Meehan and his forum, and I do hope you can spare a few moments for Prof. Warren, who essentially instigated the USA Today story. If you're interested, just have the advance person call, and Liz will do hand springs to get to visit with you and hand you our draft column. Dan Rosenthal called yesterday and asked me to do Shanghai. I agreed. It's probably not my place to discuss Bob B. with him. How do we proceed on that score? I'd gladly have him on my team and will do whatever you think I can/should do to make that happen. By now, you should have received the news clips from Milwaukee. Everyone's very happy with the events, and the news coverage did not become sensational on the political front. Talk with you soon. TELEFAX TRANSMITTAL (202) 456-6244 av:34192 v1 4/30/98 003 USA Today Thursday, April 30, 1998 Page 1A LAFOLLETTE SINYK Critics say bankruptcy bills threaten child support By Christine Dugas cerned that Congress is rushing though bankruptcy under fed- with big credit-card bills, plus er safeguards to make sure USA TODAY the GOP-sponsored bankrupt- eral Chapter 7 wipes out most child support and alimony. child support gets paid, says C. cy reform bills to a vote. debts, it doesn't absolve debt- "MasterCard and the ex-wife Bruce Allen, a Gekas spokes- Opposition is building to bills "It will be shockingly irre- ors from paying child support will be competing for same man. But Lenhoff is skeptical. in Congress that could make it sponsible if the House and the and alimony they owe. limited dollars," says Harvard "It's not true that the state child harder for women to collect Senate don't give the impact of The pending bills don't law professor Elizabeth War- support enforcement appara- child support and alimony what they are doing on child change that. But proposed ren. "It's hardly a fair fight." tus can or will ensure that all from ex-husbands who file for support the consideration it de- changes could make it harder Bills sponsored by Rep. child support debts are paid." bankruptcy. serves," says Donna Lenhoff, for bankrupt men to make sup- George Gekas, R-Pa., and Sen. Says Kenneth Klee of the "The current proposals general counsel to the National port payments. Both House and Charles Grassley, R-lowa, are National Bankruptcy Confer- would make hard-working Partnership for Women and Senate bills would force debt- awaiting committee action. ence, a nonpartisan group that women with children more Families. ors to repay more unsecured Representatives for both law- advises Congress, "The credit vulnerable," says Sen. Edward Current bankruptcy law debts, such as credit card debt. makers instst the bills will pro- industry will be taking money Kennedy, D-Mass. makes child support and ali- That means a bankrupt ex- tect child support and alimony. out of the pockets of women Critics are especially con- mony a priority. So even husband could still be saddled And there are plenty of oth- and children." 04/30/98 THU 11:15 FAX 808 283 2528 04/30/98 THU 13:35 FAX 608 283 2528 LAFOLLETTE SINYK 001 Brady C. Williamson LA FOLLETTE & SINYKIN One East Main Street Post Office Box 2719 Madison, Wisconsin 53701-2719 Telephone: (608) 257-3911 Fax: (608) 283-2524 TELEFAX TRANSMITTAL COVER PAGE DATE: April 30, 1998 TIME: 1:29 PM TO: Melanne Verveer Chief of Staff/The First Lady (202) 456-6244 FROM: Brady C. Williamson NUMBER OF PAGES TRANSMITTED (INCLUDING THIS COVER SHEET): 12 MESSAGE: Melanne: Some Boston-specific bankruptcy articles. Brady If you have any problems with this transmission or do not receive all of the pages, please call Ann V. at (608) 257-3911 as soon as possible. THIS MESSAGE IS INTENDED ONLY FOR THE USE OF THE INDIVIDUAL OR ENTITY TO WHICH IT IS ADDRESSED AND MAY CONTAIN INFORMATION THAT IS PRIVILEGED, CONFIDENTIAL AND EXEMPT FROM DISCLOSURE UNDER APPLICABLE LAW. If the reader of this message is not the intended recipient or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error, please notify us immediately by telephone (collect) and return the original message to us at the above address via the U.S. Postal Service. Thank you. 04/30/98 THU 13:35 FAX 608 283 2528 LAFOLLETTE SINYK 002 6/50/97 Page 1 Citation Found Document Rank 6 of 133 Database 6/6/97 BOSTONG Al BOSTONG 6/6/97 Boston Globe A1 1997 WL 6256506 The Boston Globe Copyright 1997 Friday, June 6, 1997 METRO/REGION Sears may pay $265m for card-debt tactics Bruce Mohl, Globe Staff A chain of events that began eight months ago when a Somerville man pleaded for relief from his $1,161 Sears card debt culminated yesterday with the giant retailer agreeing to pay up to $265 million to settle charges that it systematically broke bankruptcy laws in collecting debts. The nation's No. 2 retailer admitted it pressured hundreds of thousands of bankrupt customers to reaffirm their debts and then failed to disclose the agreements to bankruptcy courts as required by law. As a result, customers ended up paying debts that had legally been erased. The Sears case blew the lid off what appears to be a widespread illegal practice by some major retailers. Similar class-action lawsuits are now pending against Filene's and Lechmere and their parent companies. The settlement proposed yesterday was described by the attorneys involved as unprecedented in size and scope for a retailer. It would have Sears pay its victims all the money it had tried to collect from them plus interest at 10 percent a year, an amount it estimated could total between $113 million and $200 million. The chain also agreed to split an extra $25 million among the victims and give $40 million to state attorneys general for consumer education programs. The cost to the company, based in Hoffman Estates, Ill., will probably go even higher if, as expected, additional sanctions are imposed by US Bankruptcy Judge Carol J. Kenner or by a federal judge, based on a complaint filed by the US attorney's office in Boston. Arthur Martinez, Sears chairman and chief executive officer, said in a telephone interview that the company will take a charge against earnings in its second quarter. He described the settlement as a "black eye" and a "heavy burden," but the company's stock dropped only 1/8 yesterday, to 48 7/8. Copr. © West 1997 No Claim to Orig. U.S. Govt. Works 04/30/98 THU 13:36 FAX 608 283 2528 LAFOLLETTE SINYK 003 Page 2 6/6/97 BOSTONG A1 Martinez indicated Sears is not backing away from its aggressive pursuit of those who fail to pay their credit card debts. He said the company will continue to seek reaffirmation agreements with bankrupt customers to the extent the law allows. "We have this old-fashioned view, he said. "If you take the goods, we think the customer should pay for them." Sears apparently didn't file the reaffirmation agreements with the bankruptcy courts out of fear that they would be rejected. The practice began in 1985 and probably would have remained undetected but for Francis Latanowich of Somerville. Latanowich, who is unemployed and collects a $500 disability check each month, declared bankruptcy last year and, representing himself, won a discharge of $12,805 in mostly credit card debts. Yet even though his monthly expenses going forward were triple his income, Sears persuaded him to reaffirm his Sears debt of $1,161. Latanowich said Sears officials told him they could reclaim his television set and his car battery if he didn't agree. His case typified the Sears approach. While most credit card companies rarely contest bankruptcy filings, Sears sends representatives to practically every bankruptcy hearing around the country to protect its interests. Sears also takes a secured interest in purchases made with its card, which carries a 21 percent interest rate. When a person defaults on a Sears credit card debt or tries to wipe it out with a bankruptcy filing, the secured interest gives Sears the right to reclaim the item. Although bankruptcy attorneys say it would be a waste of time and effort for Sears to reclaim used Walkmans, washing machines and hair dryers, Sears uses the threat to persuade debtors to reaffirm their debt. Latanowich struggled to pay his $28 a month to Sears, but in a handwritten note to Judge Kenner in November 1996, he said the payment was "keeping food off the table for my kids." He asked Kenner if his bankruptcy case could be reopened and the Sears debt wiped out. Kenner investigated and discovered that the agreement Sears negotiated with Latanowich had never been filed for her review. She said she would have rejected it out of hand, in part because it was too onerous but also because Sears overstated the amount Latanowich owed. She said Latanowich should have been given the option of paying the current market value of the TV set and battery -- about $450 -- and not the original purchase price. Copr. © West 1997 No Claim to Orig. U.S. Govt. Works 04/30/98 THU 13:36 FAX 608 283 2528 LAFOLLETTE SINYK 004 Page 3 6/6/97 BOSTONG Al Kenner's inquiries forced Sears to admit that it had not filed reaffirmation agreements in thousands of cases in Massachusetts. Yesterday, Sears said it had also failed to file the agreements in as many as 331,500 cases nationwide. Kenner, who must approve the settlement agreement, said yesterday she was curious to know why Sears initiated the illegal practices. Sears' attorney promised answers after the US attorney's office completes its investigation. Said Martinez: "It was a practice that escaped our detection in our normal checks and balances process. And it became internalized." Martinez said an internal investigation had revealed that several lower level staff people involved with legal matters and debt collection had acted improperly and that they would be disciplined. He said senior management had no knowledge of the practice. INDEX REFERENCES EDITION: CITY EDITION Word Count: 836 6/6/97 BOSTONG A1 END OF DOCUMENT Copr. © West 1997 No Claim to Orig. U.S. Govt. Works Mon Siege a Founder's Son Fights to Rule Humbled Chair By CHARLES V. BAGLI NASHVILL R AYMOND D. SCHOENBAU dropped heavily into a boo) at the Rio Bravo restaura on West End Avenue here, orderin chicken quesadillas, fresh tortilla UFS and Iced tea as he launched into passionate account of his mare Associated Press across the South to recapture Shor After successfully retooling Sears, Arthur C. Marti- ey's the now-alling restauran chai nez found the company caught in a new scandal founded by his father, Alex, 50 year ago Though he is one of the company The Harder largest shareholders; Mr. Schoen baum is an outsider today who mus plot his takeover campaign from 1 seat in the Rio Bravo chain he start Side of Sears ed, rather than at the Shoney Inc headquarters about a mile away or Elm Hill Pike His plan to take over the company and management's attempt to fend him off have become the subject of much speculation on fiercely humid Safeguards Didn't Stop days at the country clubs, banks and law offices of Nashville and among a generation who grew up eating at Debt-Collection Scandal Shoney's and buying stock Ln what was a hometown favorite and a Wall Street blockbuster The battle pits Mr. Schoenbaum, a lifelong estan By BARNABY J. FEDER rateur with a family legacy against, C/Stephen Lynn, chairman and chief CHICAGO B ECAUSE a disabled, financially strapped Massa chusetts father was desperate to keep a televi sion set to entertain his children, Arthur C. Martinez faces a defining moment in his remarkable Raymond D. Schoenbaum wants career as chairman and chief executive of Sears, Roe- to overthrow the Shoney's board buck & Company. The father, Francis M. Latanowich, overwhelmed and recapture the good old days by his monthly bills from Sears, turned for help last for the business his father began November to Carol Kenner chief judge of the United States Bankruptcy Court in Boston Judge Kenner won- dered why Sears was in contact with Mr. Latanowich, who had gone through bankruptcy proceedings in 1996 that should have wiped clean his debts to the company 04/30/98 THU 13:38 FAX 608 283 2528 LAFOLLETTE SINYK 006 generation who grew up eating at Debt-Collection Scandal Shoney's and buying stock In what was a hometown favorite and a Wall Street blockbuster. The battle pits Mr. Schoenbaum, a lifelong restau- By BARNABY J. FEDER rateur with a family legacy, against C.Stephen Lynn, chairman and chief CHICAGO ECAUSE a disabled, financially strapped Massa- chusetts father was desperate to keep aftelevi- state set to entertain his children, Arthur C Martinez faces aidefining moment in his remar table Raymond D. Schoenbaumwants career as chairman and chief executive of Sears Roe to over throw the Shoney's board buck & Company, and recapture the good old days The father, Francis M Latanowich, overwhelmed for the business his father began by his monthly bills from Sears, turned for help last November to CarolyKenner chief judge of the United States Bankruptcy Court in Boston, Judge Kenner won- deredminy Sears was in contact with Mr Latanowich, whoched gonerthrough bankruptcy proceedings In 199G have wiped clean his debts to the company A Her astonishing conclusion: Sears had talked Mr. Entanowich into signing a new debt-collection contr act that used threatening wording that it had been told in court was Illegal In Massachusetts, and then, to avoid having the contract thrown out, had ignored its obliga- tion to file It with the bankruptcy court for review, Further Inquiries revealed that Sears had been doing much the same with other debtors. It had routinely skipped filing such contracts in some areas as far back as 1985, and since 1992 it had collected up to $160 million without judicial oversight. Sears looked the bankruptcy laws straight In the eye and defied them,' seld Jay Westbrook, an expert on bankruptcy law at the University of Texas. For Mr. Martinez, who says he learned of the illegal activity in March, the revelations came as a bitter surprise. Nearly five years earlier, he had arrived at Sears headquarters In Hoffman Estates, ПL, with a mission to revive a corporate dinosaur. Sears's aging stores and beloved but outdated catalogue were per- forming so weakly that the retailer was getting nearly all of its profits from the finance charges paid by its 38 million credit-card customers. And, just months before he took the job. the company's reputation and sales had been battered by disclosures that some of its auto- service centers had routinely bilked customers by per- forming unnecessary repairs. Mr. Martinez proceeded to pull off one of the great corporate turnarounds of modern history, through cost curting. sharper marketing and improved efficiency Profits soared, Sears's stock roughly quadrupled and he became a hero on Wall Street. Through it all, Mr. Martinez was working hard to put his stamp on Sears's corporate culture, starting with as zero tolerance" policy for ethical lapses. Now, figur- ing out why Sears went so wrong despite those efforts - and how to respond to the scandal - has emerged as the greatest challenge yet to his Image as a leader. There is no evidence that the vast majority of Sears customers care about what Mr. Martinez quickly brand- ed "a black eye" and "a clear failure" growing out of bad advice from the company's own legal department Continued on Page 8 MARKET WATCH Mr. Maffei said in an Interview on Friday. record high when it posted profits last week, Mr. Maffel is not a money manager. He Is although they were well below what Wall FLOYD NORRIS the treasurer and incoming chief financial Street had been forecasting before the com- officer of Microsoft, a company that hereto- pany toned down expectations in May fore has bought back stock almost every Intel would have done worse than it did Who Says quarter, seeking to avoid dilution from the but for discovering what the company is company's huge stock option program. calling an "accounting error." It seems that If $120 - about the price at which Micro- it had overestimated its depreciation ex- soft could have bought In the quarter, given pense for this year by $300 million. Revers- Microsoft its policy of avoiding trades until after in- ing that error would, in the absence of other vestors have digested the previous quar- changes, raise expected pre-tax profits by ter's earnings - seemed rich to Microsoft that amount. But not with chip prices evi- 8 F THE NEW YORK TIMBS; SUNDAY, JULY 20, 1997 SPERDIWGIT In a Scandal, How a Scandal Came to Light The Harder Last Nov. 10, Francis M. Latanowich of Somerville, Mass., wrote a letter to Judge Carol Kenner, right, asking her to reopen his bankruptcy case. He had promised Sears that he would continue making payments on a television set and a car battery, but the reaffirmation agreement was Illegal because Sears never sought Judge Kenner's approval Side of Sears LAFOLLETTE SINYK Continued From Page 1 One survey showed that fewer than 2 per- cent were even vaguely aware of the scan- TOR dal. in sharp contrast to the aftermath of the auto-service fraud, sales have continued to every climb steadily since the news broke, rising 7.1 percent in the second quarter of this year Kide at domestic stores. Even SD, Mr. Martinez resisted any temp- fation to play down his employees' behavior or to stonewall potential adversaries. Sears moved quickly this spring to research and 2528 expose the scope of the transgressions to government and private lawyers investigat- ing or suing the company. Sears also re- 283 tained two respected bankruptcy lawyers, Prof. Lawrence King of New York Universi- EXCERPTS FROM ONE OF SEARS'S REAFFIRMATION AGREEMEN ty Law School and Richardo I. Kilpatrick, who has a private practice in Michigan, to review and overhaul the company's collec- tion practices. Even though Mr. Martinez did not agree with critics that Sears had been systemati- cally overaggressive in pursuing or threat- ening creditors, be quickly offered an unex- pectedly generous settlement plan for po- tential claims. Tens of thousands of former- ly bankrupt consumers were promised not just debt relief and cash repayments with Interest but also $100 certificates toward E new Sears merchandise, &sweetener later he replaced with a cash banus. That pre-empt- in ed potentially drawn-out confrontations with the Federal Trade Commission, state attorneys general and plaintiffs' lawyers. $475 million 008 THE NEW YORK TIMES; SUNDAY, JULY 20, 1997 SAPLE R:D-I. ROST How a Scandal Came to Light Last Nov. 10, Francis M. Latanowich of Somerville, Mass., wrote a letter to Judge Carol Kenner, right, asking her to reopen his bankruptcy case. He had promised Sears that he would continue making payments on a television set and a car battery, but the reaffirmation agreement was illegal because Sears never sought Judge Kenner's approval. S LAFOLLETTE SINYK :r- & STOR he 9 every month ng ar Kids ip- Case coulds lor ars M md to at- re- rs, rsi- EXCERPTS FROM ONE OF SEARS'S REAFFIRMATION AGREEMENTS THU 13:41 FAX 608 283 2528 lck, (if to lec- ree atl- eat- Tex- Debree po- ner- not with Even before Mr. Latanowich's Nov: 10 plea, Sears and had been warned that its typical reaffirmation letter! ater included inappropriate language. For instance; the 04/30/98 npt- ions reference to section 523 of the Bankruptcy Code, tate excerpted above, suggests that a debtor committed fraud or some other act that would prevent the debt from being wiped out in bankruptcy Ilion ond- THU 13:44 FAX 608 283 2528 LAFOLLETTE SINYK 008 insconduct Bankruptcy Courts Perform a Delit There not a dollar's worth of profit worth having if it compromises your Integri- The main goal of bankruptcy law is to ther Chapter 7 or Chapter 13 of the law ty," Mr. Martinez said. give debtors a chance to get back on their former provides for a complete discharge Wall Street is taking all this as yet more feet, but other considerations guarantee most debts. (One must still pay back taxe evidence that Mr. Martinez deserves his that the process will never be easy. The law among other things) It bars the debtor executive stardom. "I give him an A-plus also tries, for instance, to make sure that from refiling for six years, and asse for how he's handled it," sald Bernard Sos- debtors cannot escape their liabilities for certain limits- they vary among the nick, a retail industry analyst at Genesis assets they pile up through fraud. And it.is - must be made available to creditor Merchant Group Securities in New York, intended to take make sure that whatever Under Chapter 13, obligations to creditor who has followed Sears since the 1960's. wealth the debtor must surrender Is fairly are based on the debtor's Income level But for all the kudos he has won, the crisis distributed among creditors. cured debts, like a mortgage or canloan is far from over. For while Mr. Martinez has Debt-rldden consumers can file under el- rescheduled over three to five years. Then reassured investors, he and his top manag- ers have barely begun to assign responsibil- ity and mete out discipline internally. The way that is done could affect the company's culture and morale for years to come. shifted blame to the law department," one very subtle judgments about the state, The questions concern not just who gave Sears lawyer said. "Jane Thompson headed people's minds." faulty advice but which employees partici- the business." In the end, Mr. Martinez will have pated in illegal activity and which manag- Two missing pleces of the puzzle to outsid- choose between unpalatable alternative ers knew about the wrongdoing but failed to ers are how Ms. Scott viewed Sears's credit- Either publicly identify and punish all ti intervene - and for that matter, which collection practices and whether she re- people responsible, and risk the appear and managers should have known but didn't. layed her thoughts to her bosses. She has not of vindictiveness - and worse, the possib The final answers may not be comfort- appeared at any public legal functions since ty of lawsuits - or take action privately ar able for some of Sears's most senior execu- April and could not be reached for com- risk creating suspicions of a whitewash tives, including Michael C. Levin, the chief ment, despite various attempts. Mr. Duffy favoritism. So far, he has said, Sears WC corporate counsel since 1995, and Jane sald he could not comment or even confirm keep to Its traditional course of keeping Thompson, a highly regarded protégé of Mr. that Ms. Scott is his client. Ms. Thompson, disciplinary actions as private as possible Martinez who ran the credit operations who now heads Sears's rapidly expanding from 1993 until early last year. So far, most home repair division, has declined through a of the blame seems to have landed on S EARS says its leeway to go public company spokeswoman to comment on her constrained not only by its intern Emma G. Scott, a 44-year-old assistant gen- former job. policies but also by a Department, eral counsel, who had direct legal oversight In sorting out individual responsibility, Justice Investigation into whether its det of the collection system. She has been put on Mr. Martinez will also have to confront the collection activities violated criminal law leave and has retained Joseph Duffy, a broader questions all companies face dur- (Its proposed settlement is aimed at satisf noted Chicago lawyer, as her private coun- ing corporate scandais. For instance; did ing claims that It violated civil laws.) Whi sel. lawyers involved in the affair say. Sears's corporate culture and compensation Judge Kenner asked a Sears lawyer at But how central Ms. Scott was to the systems seduce loyal, well-intentioned em- settlement hearing In June why Sears ev scandal is very much In doubt. She did not ployees into unwise or simply Illegal behav- began its illegal activity, she was told th even join Sears until 1990, well after many of ior? And if so, what is to be done? any public comment could interfere w the questionable activities apparently be- "It's a very complicated hand to play," negotiations with the Justice Department gan. An outgoing woman who appeared in said David Messick, an ethics professor at And on Thursday, Mr. Martinez said th many industry forums and joined the board the Kellogg Graduate School of Manage- although Sears had already interview of the American Bankruptcy Institute, the ment at Northwestern, who uses the way more than 110 employees In its Intern bankruptcy bar's equivalent of a trade that Sears handled the auto-fraud scandal investigation, disciplinary actions would group, Ms. Scott is widely seen in the bank- as a case study on how not to respond to a be taken until the Department of Justi ruptcy bar as an unlikely mastermind. public-relations crisis. "My guess is that finished its work because the compa "The whole Idea that It was Emma Scott's they are facing the gamut from technical wanted to be sure it had "all the facts flawed judgment is a joke," said one outside mistakes that did not really hurt anybody to "It's clear, though, that there are multip lawyer involved in the litigation, who spoke clear ethical abuses in how they treated individuals that will be affected by this. on the condition of anonymity. And some some debtors. There is an important Issue of said. "There's shared responsibility, colleagues among the 53 lawyers at Sears how much forgiveness Is built into a corpo- Mr. Martinez has had plenty of he headquarters also wonder whether Ms. rate culture. You want to root out Immoral weighing the Issues, including a coΓpoΓa Scott and their department in general may activity because it's wrong and it's bad for ethics office he established in 1994. There be made scapegoats. business. On the other hand, you need room also a monthly policy committee, ests "It is Interesting how the company has for honest errors. It often hinges on making lished in 1995 with members from Leve business unit, including the law departme that reviews the ethical Implications Sears's policies and procedures. Mr. Mai The Retailer's Terms of Settlement nez is also chairman of a quarterly busine practices meeting With so many forums for identifying m EARS'S proposed settlement of class- group whom the company cannot find in its conduct, the obvious question is why S action lawsuits was announced early records. But the burden would be on those debt-collection abuses festered undetect last month. It covers contracts the customers to produce evidence of their eligi- until this year. To be sure, Mr. Martinez 6 so much to fix when he took over Sears if company made from 1979 to April 1 of this billty. he may well have had neither the time year with bankrupt customers to renew In addition, the proposed settlemention- their debts, but only If such reaffirmation the incentive to probe deeply into the cre cludes a $25 million pot, to be distributed operations that appeared to be a jeweL I agreements were not filed with a bankrupt- among all those receiving restitution. Each average balance of the company' 38 milli cy court. participant's share of this bonus would be credit customers topped $800, roughly qui Customers whose reaffirmations Sears, proportional to the other restitution. Thus, if ruple that of rivals like J. C. Penney, a Roebuck filed with bankruptcy courts are Sears ends up paying back a total of $100 though bad debt write-offs ran to hundre not covered, even If the agreements include million, each participant would get $1 from of millions of dollars annually, the ope language that may be illegal. the bonus pot for every $4 of this basic tion' profits were far higher Under the settlement, Sears would try to compensation. Things seemed only to get better after Identify and repay all customers with un- Sears has also proposed paying a total of Martinez gave the job of running the cre filed agreements who made payments to It $40 million to support consumer education business in early 1993 to Ms. Thompson amhitious former McKinsev R Comna 2528 LAFOLLETTE SINYK 010 btar or Chapters the law.The no time limit on refiling Courtstare most likely to approve reaffir- rovides for a complete discharge of Nearly two-thirds of bankrupt consumers mations for assets, like cars, that can be its. (One must still pay back taxes, use Chapter 7. The law requires them to list crucial to holding a job. But judges are sup- ther things.) It bars the debtor their debts and what they plan to do about posed to review reaffirmation agreements Illing for six years, and assets over them. Consumers who owe money for Items to make sure the debtors can afford them imits they vary among the states purchased on credit can redeem them- - and that they were accurately informed be made available to creditors. that is, buy them outright at their current about their options. If the debtor has a law- Chapter 13, obligations to creditors market value. They can also surrender yer, the judge may decide simply by looking d on the debtor's Income level. Se- them and be rid of the debt. Or they can re- at Affidavits. If the debtor has DO legal help, ebts, like a mortgage or car loan, are affirm the debt, agreeing to be liable for the law requires a hearing. uled over three to five years. There payments as if they had never filed for BARNABY J. FEDER ibile Judgments about the state of lowering credit standards, adding more ville living on a monthly Social Security S minds." than 17 million new customers by the end of check of $518, complained to Judge Kenner IC end, Mr. Martinez will have to 1995 and bolstering the credit group's net in a hand-scrawled note that his payments between unpalatable alternatives: income by 45 percent, to an estimated $593 to Sears to keep his television and car publicly Identify and punish all the million, according to Edward Weller, a re- battery were making it Impossible for him responsible. and risk the appearance tall industry analyst at Robertson Stephens to feed his children. Ictiveness - and worse, the possibili- & Company. And that strong performance wsults or take action privately and continued under Steven Goldstein, a former HE subsequent debt-collection scandal eating suspicions of a whitewash or American Express Company executive re- at Sears, the nation's largest retail Ism. So far. he has said, Sears will cruited to succeed Ms. Thompson after she credit card issuer, immediately fo- ) its traditional course of keeping all moved to head Sears's new home-repair cused attention on the credit practices of inary actions as private as possible. division early last year. other retailers. Two, May Department The company's credit operations were so Stores and Montgomery Ward, have recent- ARS says its leeway to go public is huge that Sears could afford to pay much ly been hit with class action lawsuits over constrained not only by its internal closer attention than other retailers to the their reaffirmation practices. policies but also by a Department of small but growing percentage of consumers Federated Department Stores, realizing e investigation into whether its debt- who were going bankrupt each year. Unlike that it, too, had a problem. mounted a pre- tion activities violated criminal laws. any other retailer, Sears routinely appeared emptive strike. "Immediately after hearing roposed settlement is aimed at satisfy- in virtually every bankruptcy affecting it. about Sears, we investigated our practices," ilms that it violated civil laws.) When Typically, it sought to negotiate new credit said Carol Sanger, a Federated spokesworn- Kenner asked a Sears lawyer at a agreements, known as reaffirmations, 80 an. It discovered that 17 percent of the 17,000 ment hearing in June why Sears ever that debtors would continue to hold active reaffirmations collected since 1990 had not its illegal activity, she was told that Sears accounts and make payments for been filed with courts, she said, so It devised wblic comment could interfere with goods bought prior to bankruptcy - includ- a plan to send refunds totaling $4.3 million to lations with the Justice Department Ing accumulated Interest and late-payment the 3,000 people affected. "The checks are 10n Thursday, Mr. Martinez said that penalties. going out this month," Ms. Sanger said. igh Sears had already interviewed Without such an agreement, Sears's only There is also likely to be fallout this fall in than 110 employees in its internal recourse for nonpayment would be to go to Washington when Congress is scheduled to tigation, disciplinary actions would nòt court to try to repossess the goods - and consider possible amendments to the bank- ken until the Department of Justice even that is allowed only for appliances and ruptcy law. This harder side of Sears has ed its work because the company other substantial items in which retailers become Exhibit A for critics who say It is ed to be sure it had "all the facts." are allowed to retain a "secured" interest too easy for creditors to bully debtors - 's clear, though, that there are multiple when they sell them on credit: With reaffir- especially those without legal help - into Iduals that will be affected by this." he mation, a debtor becomes personally liable giving up their right to a fresh start "There's shared responsibility. just as if he had never been through bank- Leading credit-card issuers like Visa In- Martinez has had plenty of help ruptcy, and Sears or any other creditor with ternational and lawyers who work with hing the Issues, including a corporate such a contract can go after other sources of them respond that Sears Is an aberration. S office he established in 1994. There-Is wealth, like wages, to get payment. They say current bankruptcy law already a monthly policy committee, estab In retrospect; Sears's reaffirmation rate makes It too easy for some million d in 1995 with members from every of nearly 40 percent far higher than that Americans a year to declare bankruptcy. 1883 unit, Including the law department, of any other large retail credit issuer - Fraud is on the rise, they contend, and any reviews the ethical Implications of should have hade senior officials at. head- new curbs on their ability to bargain with 8'43 policies and procedures. Mr. Marti- quarters on edgeli It had raised eyebrows debtors would only make things worse. is also chairman of a quarterly business elsewhere in the credit industry, where crit- Lawyers involved In the Sears case say times meeting. (cism had been growing about reaffirmation the violations varied by region. The most ith 80 many forums for Identifying mis- practices from judges and bankruptcy law- flagrant - failing to file affirmation agree- luct, the obvious question is why the yers on both sides of the fence. ments for court review - appear to have collection abuses festered underected "Sears always beat its chest about being become most common in areas like Massa- Libis year. To be sure, Mr. Martinez had the leader in reaffirmation," said William chusetts, California and other states where much to fix when he took over Sears that Weinstein, a Seattle lawyer who said the bankruptcy Judges had become vocal about nay well have had neither the time nor feared that a few "bad actors" would rob the abuse of reaffirmation agreements and incentive to probe deeply into the credit other creditors of the reaffirmation tool. were likely to throw out a high proportion of rations that appeared to be a jewel The Reaffirmation critics have attacked not just those brought to them. rage balance of the company's 38 million the aggressive pursuit of debtors but also But there's no place where every agree dit customers topped $800, roughly quad- the willingness of many debtors' lawyers ment got filed or none got filed, sald John le that of rivals like J. C. Penney, and and lax Judges to allow or even encourage Roddy. a Massachusetts:lawyer who is rep. ugh bad debt write-offs ran to hundreds consumers to sign Burdensome reaffirma- resenting 2) consumers in class actions millions of dollars annually, the opera- tions rather than invite confrontations that against Sears and other retailers, is profits were far higher would drag out the bankruptcy case. The more contentious Issue is that where hings seemed only to get better, after Mr. Sears's credit lewel began cracking in agreements were filed, Sears's methods for rtinez gave the job of running the credit Massachusetts in 1995 when Judge William obtaining them have often been questioned lness in early 1993 to Ms. Thompson, an C. Hillman of Federal Bankruptcy Court Critics say Sears sometimes threatened bitious Rormer McKinsey & Company ruled that the reafilmation letter Sears repossess Items like trash cans and used sultant #She had joined Sears as vice was using included illegably threatening lan- sporting equipment, even though 16 knep sident for ing anning in 1988 and had be- guage. Sears continued to use, the form, that recovering and re-selling osuch Items me one of Martinez's inner circle of however, but stopped filing agreements with was, not worth the cost. It is Illegal for collegones in Boston: creditor comake threats It has no intention THE NBW YORK TIMBS, SUNDAY, JULY 20, 1997 9 SPENDINGIT alifornia Attorney General's news of the scandal became public that it It made DD estimate of the years before lion a year of net income, or a little over 3 igeles who has been involved expected that 35 percent to 60 percent of all 1992 because of the difficulty of sifting percent of the $1.3 billion that Sears earned settlement, "Virtually every reaffirmations It received were flawed. But through several generations of record keep- on revenues of $38.2 billion last year? d to felt terrible about being just reconstructing the paper trail is ex- ing technology, each less automated than Mr. Weller said Sears realizes that it 04/30/98 808 283 2528 and a moral obligation to pay pected to cost the company $10 million, the system that replaced it. And Sears has had simply followed the rules, it probably 5. Sears counted on that." according to court documents. reduced the number of credit-control offices could have persuaded many bankrunt debt. S. Mr. Martinez said Sears A key question is how much tainted mon- to 9 today, from 81 in 1986, as part of its cost- ors to sign reaffirmation agreements and to-press for reaffirmation ey Sears actually received from debtors cutting efforts, further scrambling the probably could have received court approv. much as Ls legally possible. who signed the hundreds of thousands of records. ai for a numbers of them. Plus they Id-fashioned view," he said. agreements It entered into since 1985; Mr Weller, the Robertson Stephens ana- would have more customers in the long run pay for what they take." Sears's initial and only public estimate was lyst, guesses that the final tab will show that by not ticking people off,' Mr. Wellen said it of Sears's profits from the that it had collected no more than $160 Sears generated about $50 million in pretax "Sears agenda in the collection process. ations may never be known. million of the $400 million covered by about profits annually in recent years from illegal not just to get the money but also to pre- old industry analysts when 500,000 reaffirmations from 1992 to 1997, reaffirmations. That translates into $30 mil- serve the customer LEGAL NOTICE ATTENTION LAFOLLETTE SINYK FBI), Washington, D.C. gives notice that the following properties were seized for various federal forfeiture violations which are mentioned below. Laws and procedures applicable to the 1619 and Title 21, Code of Federal Regulations, (C.F.R). Sections 1316.71 1316.81 (if drug related saizures) or Title 28, Code of Federal Regulations (C.F.R.), Section 8. 8.10 (If trick Court by filing a claim of ownership and a bond In the form of cash (U.S. Currency): cashier's check or approved aureties, in the amount specified below for each saizure, or an / but, no more than $5,000 maximum and no less than $250 made payable to the U.S. Department of Justice. A swom affidavit of indigency may be filed in Neu of the cost bond and a h an affidavit you must fully disclose your finances. If you want to request a pardon of the forfeited property, you may submit a petition for remission or mitigation. The petition must con xu. were a victim of the offense underlying the pending forfeiture. or a related offense, and the facts and circumstances which you believe justify a return of the property, & return of your eguiations pertaining to remission or miligation of the forfeiture, see Title 28, C.F.R., Sections 9.1 dated January 3, 1997, effective February 3. 1997. The criteria for requesting (a). The critéria for requesting miligation of the forfeiture are found at 9.5(b), You should file the petition within thirty days (30) following receipt of the mailed notice of seizur e. Submit all ralegal Specialist. FBI locations and telephone numbers can be found in local telephone directories or through directory assistance with local telephone companies. When submitting any certain circumstances involving seizures based upon the possession of personal use quantities of a controlled substance or seizures of conveyances (aircraft, vessels or vehicles) expe. Act of 1988: See Title 21, C.F.R., Sections 1316.90-1316.99 (54 Register 97610-37613). olled Substances Act, Title 21; U.S.C., Section 881. CSA1 = The Controlled Substances Act, Title 21, U.S.C., Section 881 (Anti-Drug Abuse Act of 1988 Property seized for tances Act, Title 21, U.S.C., Section 881 (Anti-Drug Abuse Act of 1988 Conveyance seized for Drug-Related Offense): MVT Motor Vehicle Theft Law Enforcement Act of e Goods Statute, Title 18, U.S.C., Section 1762. GB If Prohibition of lilegal Gambling Businesses, Title 18, U.S.C., Section 1955, SEC = Sexual Exploitation of Children, The intercéption of Oral Communications Statute, Title 18; U.S.C., Section 2513. COP # Copyrights Act, Title 17; U.S.C., Section 509 TGD = Transportation of Gambling llegal Exportation of War Materials Statute, Title 22, U.S.C., Section 401. MLC = Money Laundering Control Act of 1986,Tile 18, U.S.C, Section 981 01,MLC; $2,450.00 in U.S. Currency seized from the CA; 1995 Buick Century 4101 East Charleston Boulevard, Les Vegas. MARYLAND Sunset Boulevard, person of Billy Joe Church VIN#-1G4AG65M9S6440433. NV: $1,433.53 nu.S. Currency, 3920-97-F-0138; $19,600 $1,960; CSA2; lized from 3410-97-F-0222; $800; $250; MLC; 03/08/97; 3380-97-F-0016; $838; $260 MLC; 02/28/97; 04/20/97; 1907 Seven Locks Road, Reckville, name of OHIO SOUTHERN San Jose St. & Markdain Ave., Mission Hills, Cyrin Date Bogart, Carl Cititrell, East MD 1995 Chevrolst Tahoe at the Bank 3160-97-F-0103; $5,300; $530. CSA CA; 1984 Pontisc 6000 STE VIN# Charleston Boulevard, Les Vegas, NV; VIN# IGNEK18K7SJ311487 02/21/97; Larry Caldwall, Jr.. 2013 Wes) 2G2AH19Z7E1220689. $836.63 in U.S. Currency, D: MLC Grand Avenue, Dayton; OH: Seized by Dayton 3410-07-F-0223; $6,500; $650; MLC; 3380-97-F-0017; MLG: MICHIGAN PASTERN Unbet Boulsvard, Police Department FBI Agents adopted the 03/08/97; 2650 Pepperdate Drive, Rowland 02/28/97; Lynn Date Bogar, Carl Citarelli, 3220-97-F-0159; $5,000; $500; CBA ized from seizure on 05/22/97 al Cincinnati, OH. Helchts. CA- 1992 Marride THE NEW YORK TIMBS, SUNDAY JULY 20.1997 SPENDING lawyer In the California Attorney General's news of the scandal became public that It It made no estimate of the years before lion 04/30/98 FAX Sears office in Los Angeles who has been involved expected that 35 percent to 60 percent of all 1992 because of the difficulty of sifting per In the proposed settlement, "Virtually every reaffirmations received were flawed But through several generations of record-keep on Γ victim we talked to felt terrible about being just reconstructing the paper trail is ex ing technology, each less automated than M Continued From Previous Page in bankruptcy and a moral obligation to pay pected to cost the company $10 million, the system that replaced it And Sears has had sets, depriving debtors of 8 realistic choice for these things. Sears counted on that." according to court documents. reduced the number of credit-control offices coul when they were deciding whether to pay off And still does. Mr. Martinez said Sears A key question is how much tainted mon- to 9 today, from 81 In 1986; as part of its cost ors the claim, do nothing And risk repossession, would continue to press for reaffirmation ey Sears actually received from debtors cutting efforts, further scrambling the prol or reaffirm their debt and continue making agreements as much as is legally possible. who signed the hundreds of thousands of records al " payments. 'We have an old-fashioned view." he said. agreements it entered into since 1985 Mr. Weller the Robertson Stephens ada wou Unfortunately, the group most affected 'People should pay for what they take. Sears's initial and only public estimate was lyst guesses that the final tab will show that by by these things was the poor and working The full extent of Sears's profits from the that it had collected no more than $160 Sears genet about $50 million In pretax Se: poor, who don't understand their rights Illegal reaffirmations may never be known. million of the $400 million covered by about profits annually in recent years from illegal not were being violated," said Ronald Reiter, a The company told industry analysts when 500,000 reafti mations from 1992 to 1997 reaffirmations. That translates into $30 mil. sen LEGAL NOTICE ATTENTION The U.S. Department of Justice, Federal Bureau of Investigation (FBI), Washington, D.C. gives notice that the following properties were seized for various federal forfeiture violations which are mentioned below. Lav forteiture process can be found at Title 19, U.S.C., Sections 1602-1619 and Title 21, Code of Federal Regulations, (C.F.R,), Sections 1316.71 13.16.81 (if drug related seizures) or Title 28, Code of Federal Regulat non-drug related seizure). You may contest the seizure in U.S. District Court by filing a claim of ownership and a bond In the form of cash (U.S. Currency), cashier's check onapproved surelles, in the amount specific LAFOLLETTE SINYK amount equal to 10% of the appraised value of the seized property but, no more than $5,000 maximum and no less than $250 made payable to the U.S. Department of Justice. A swom affidavit of Indigency may be suitable form may be obtained from your nearest FBI office. In such an affidavit you must fully disclose your finances. If you want to request a pardon of the forfeited property, you may submit a petition for remission tairproof of your ownership interest in the property or proof that you were a viclim of the offense underlying the pending forfaiture, or a related offense, and the facts and circumstances which you believe justify a rel Interest in the property, or a return of part of the property. For the regulations pertaining to remission or mitigation of the forteiture, see Title 28, C.F.R., Sections 9.1 9:9, dated January 3, 1997, effective February 3. remission of the forfeiture are found at Title 28, C.F.R., Section 9.5(a). The criteria for requesting mitigation of the forteiture are found at 9.5(b). You should file the petition within thirty days (30) following receipt of the documents to the nearest FBI Field Office, Attention: Forfeiture Paralegal Specialist FBI locations and telephone numbers can be found in local telephone directories or through directory assistance with local teleph documentation, please reference the FBI Selzure Number. Under certain circumstances Involving seizures based upon the possession of personal use quantities of a controlled substance or seizures of conveyance dited release procedures are available under the Anti-Drug Abuse Act of 1988. See Tille 21, C.F.R., Sections 1316.90-1316.99 (54 Register 37610-37613). Legand of Federal Forfeiture Statutes: = The Controlled Substances Acl, Title 21; U.S.C., Section 881 CSA1 = The Controlled Substances Act Title 21, U.S.C. Section 881 (Anti Drug Abuse Act of 1 Personal Use Quantities). CSA2 = The Controlled Substances Act, Title 21, U.S.C., Section 681 (Anti Drug Abuse Act of 1988 Conveyance seized for Drug-Related Offense): MVT Motor Vehicle Theft 1984; Title 18, U.S.C., Section 512. PMG = Prison-Made Goods Statute Title 18.U.S.C., Section 1762, GB = Prohibition of llegal Gambling Businesses, Title 18, U.S.C. Section Saxual Ex 18, U.S.C., Section 2254. WIR = Wire Interception and Interception of Oral Communications Statute, Title 18, U.S.C., Section 2513:COP - Copyrights Act, Title 175 U.S.G., Section 509 TGD = Transpor Devices Statute, Title 15, U.S.C., Section = Illegal Exportation of War Materials Statute Title 22, U.S.C., Section 401. MLC - Money Laundering Control Act of 1986,Tite 18.U.S.C Section 9 FIRST NOTICE 3410-97-F-02T3; $9,013: $901; MLC; $2,460.00 in U.S. Currency seized from the CA: 1995 Bujck Century 4101 East Charleston Boulevard Las Vegas, M DEADLINE TO FIL BOND 08/18/07 05/23/97; Abe Siltani, 6300 Sunset Boulevard, person of Billy Joe Church, VIN# 1GAAG55M9S6440433. NV; $1,433.69 In U.S. Currency 31 SEIZURE NO., APPRAISED VALUE, Hollywood; CA; $9,013.77 seized from 2410-97-F-0222,8800; $250. MLO. 03/08/97 3383-97-F-0016, C/02/26/87 04 BOND AMOUNT, STATUTE CODE, account #03734-08939 In the name of OHIO SOUTHERN San Jose St. & Markfelo Ava., Mission Fills Evnn Date Bogan, Carl Citarelly 4101-East M DATE SEIZED, SEIZED FROM, Adolescent Alds Foundation al the Bank 3160-97-F-0103 $5,300; $530,CSA: GA; 1984 Pontiac 6000 STE VIN#: Charleston Boulevard Las Vegas, NV; VI PLACE SEIZED of America. 02/21/97; Larry Caldwell, Jr. 2013 Wes) 2G2AH19Z7E1220689. $838 U.S. Currency 3410-97-F-0274; $2,299,8250 MLC; Grand Avenue, Dayton, OH; Selzed by Dayton 3410-97-F-0223; $8,500; $650; MLC, 3380-97 F-0017; 851 $4,485. MLC; MI ARIZONA 05/23/97; Abe SMani, 6300 Sunset Boulavard, Police Department. FBI Agents edopted the 03/08/97; 2650 Pepperdale Drive, Rowland 02/26/97; Lynn Date Bogart, Carl Citarelli, 32 363D-97-F-0004; $8,219; $821;1GB; 04/17/97; Hollywood, CA; $2,299.93 seized from seizure on 05/22/97 at Cincinnall; OH. Heights; CA; 1992 Mercury Grand Marquis 4101 East Charleston BouleVard, the Vegas, 03 David Cullen, 1003 W. 9th Street, Temps, AZ; account #03738-08353 In the name of $5,300.48 In U.S. Currency. VIN# 2MECM74W1NX724280. NV; $44,851 85 in U.S. Currency. a $8,219.04 In personal checks. SCWBCA at the Bank of America 3160-97-F-0105; $2,638; $263; CSA; 3410-07-F-0224; $5,200, $520; MLC: de LATE PAGE 3 The Washington Times, February 13, 1997 off when a family member is gravely ill. Most sons want to ensure that their elderly parents have health care coverage. Instead of the "feminization of politics,' I prefer to think of this phenomenon as the "humanization of politics. What we have seen being played out in the political arena is how people's personal concerns can become political if they use their voices - and their votes - to define them. The gender gap we hear so much about is simply a measure of how women, who are experts on the hazards and vicissitudes of life, vote their self-interest and their values. In SO doing, they deliver a clear message that the issues they care about deserve to be on the front burner of national politics. While political scientists often discuss realpolitik, the balance of power among nations, working mothers are saying that national politics must also be about real-life politik - about how we live and work together and how we achieve balance in our lives. Regardless of our political affiliation or where we stand on any particular issue, or even where we come down on the larger question of how we attain a balance of power in our own lives, we must acknowledge that much is at stake for women collectively in this debate. Will public and private institutions help empower women with the tools they need to expand their choices and take responsibility for their lives? And by that, I mean, will businesses initiate policies that make work more family-friendly? Will employers value women by paying them equal pay for equal work? Will individual women be respected for the choices they make about family, work and personal growth - and will they be able to make those choices free of the burden of other people's and society's expectations? Will we stop pigeonholing women and invoking stereotypes that limit their potential? Will we admit that there is no formula for being a successful or fulfilled woman in today's society - that one can choose full-time motherhood and homemaking or be committed to work outside the home without marriage or children or, like most of us today, balance work and family responsibilities? Whether they are CEOs or minimum-wage workers, most women are doing everything they can to do right by their families and their jobs. Now it's time for society to let them know that their choices are supported and respected. A new contributor joins The Washington Times this morning. Hillary Rodham Clinton's syndicated column will appear as part of "Culture, et cetera" on Page 2 every Thursday. She writes of the domestic details and life at the White House, larded with her opinions and views on politics and the passing parade of current events. The column, "Talking It Over," is modeled on the informality of Eleanor Roosevelt's "My Day,' which appeared in hundreds of newspapers in an earlier era. PAGE 4 The Washington Times, February 13, 1997 " 'Culture, et cetera' is meant to provide news and opinion at the intersection of politics and culture," says Wesley Pruden, editor-in-chief of The Times, "and Mrs. Clinton's column will provide insights on the view of that intersection from the White House. "Our efforts to provide as much information as we can about as much of the nation's politics and culture as we can, taken from as many sources as we can find, has made The Times as necessary as the first cup of coffee every morning in the nation's capital, and we're delighted that Mrs. Clinton has become a contributor to the growing newspaper in town." LANGUAGE: ENGLISH LOAD-DATE: February 13, 1997 PAGE 2 84TH STORY of Level 1 printed in FULL format. Copyright 1997 News World Communications, Inc. The Washington Times February 13, 1997, Thursday, Final Edition SECTION: Part A; CULTURE, ET CETERA; TALKING IT OVER; Pg. A2 LENGTH: 964 words HEADLINE: The 'real-life politik' at the White House BYLINE: Hillary Rodham Clinton; SPECIAL TO THE WASHINGTON TIMES BODY: I always enjoy meeting other working mothers because I love to share stories about raising children while holding down jobs. So I was delighted to host a luncheon at the White House this week honoring women who have successfully combined work and family life. Some of our nation's most accomplished working women were there, including Deputy Attorney General Jamie Gorelick (who had to leave early to attend her daughter's ballet recital); Pat Summitt, head coach of the University of Tennessee Lady Volunteers basketball team; Jill Barad, the CEO of Mattel Inc.; Elaine Pagels, a renowned scholar and professor at Princeton University; and other leading women from the fields of law, entertainment, journalism, business and politics. Also on hand were some working mothers whose names you wouldn't know. They aren't famous or well-to-do. And they aren't in positions of national influence. They represent the vast majority of women in America, who struggle every day to fulfill their obligations at home and on the job, often with meager resources and little help. I felt that women like Tina Garcia deserved to be honored, too. Tina grew up on welfare and was a single mother for eight years. She couldn't afford child care, so she improvised by working during school hours or bringing her children to work. She also shared duties with another single mother, who didn't drive. Tina would run errands and do grocery shopping in exchange for baby-sitting. Today, this mother of four runs a thriving real estate company in Virginia. In recent years, women such as Tina Garcia have become a driving force in our country - politically, socially and economically. That's because their concerns - finding affordable child care, spending more time with their children, being valued at work, being compensated fairly and having flexible leave time for family emergencies - are real-life issues confronting tens of millions of working mothers across our country. You may remember that many of these were summed up during the presidential campaign as the "feminization of politics." I think that's an unfortunate term. After all, most fathers worry about whether their children are in safe, dependable and affordable child care. Most men want to be able to take time PAGE 2 3RD STORY of Level 1 printed in FULL format. Copyright 1998 The New York Times Company The New York Times April 27, 1998, Monday, Late Edition - Final SECTION: Section A; Page 15; Column 2; Editorial Desk LENGTH: 390 words HEADLINE: Bankrupt? Pay Your Child Support First BYLINE: By Elizabeth Warren; Elizabeth Warren is a law professor at Harvard who specializes in bankruptcy. DATELINE: CAMBRIDGE, Mass. BODY: The Senate and House are considering legislation to reform bankruptcy laws. The credit industry has lobbied aggressively for this legislation, complaining that it is difficult to collect from people hiding behind bankruptcy filings. But it is important to recognize the unintended consequences of the changes the industry wants -- specifically, their devastating impact on the tens of thousands of women who turn to bankruptcy courts to collect alimony and child support from former husbands who have sought bankruptcy protection. In 1903, Congress declared that child support and other marital obligations were "nondischargeable debts" meaning that no one who declares bankruptcy can escape liability for these obligations. Like taxes and student loans, these debts must be repaid in full both during and after a bankruptcy. Congress quite properly declared that child support and alimony were a priority and must be paid first and in full. But some proposals before Congress would add to the list of nondischargeable debts. Credit card debt piled up in the 90 days before a bankruptcy filing or incurred when the person did not have "a reasonable expectation or ability to repay" would be included. This means that even if a debtor declared bankruptcy, credit card bills, with their compounded interest, penalties and collection fees, would survive forever, and have just as much priority as child support payments. This could be devastating to children. A system in which almost everyone must be paid could very well mean that no one is paid -- or, more likely, that only the most aggressive and powerful creditors are. Last year, some 300,000 bankruptcy cases involved child support, alimony or another form of family maintenance. In about half of the cases, women were creditors trying to collect court-ordered support from their former spouses. Without such recourse, some families would have to turn to public assistance. All creditors are victimized by fraudulent debtors. But bankruptcy law already gives creditors effective tools to root out such abuses. Modest changes to the bankruptcy laws, like authorizing routine audits of debtors' petitions, would give creditors even better protection. But one thing should not change: PAGE 3 The New York Times, April 27, 1998 when it comes to paying off debt, women and children should come first. LANGUAGE: ENGLISH LOAD-DATE: April 27, 1998 Sarah Rosen 04/30/98 05:18:26 PM Record Type: Record To: Christine N. Macy/WHO/EOP CC: Sally Katzen/OPD/EOP, Jake Siewert/OPD/EOP, Melissa G. Green/OPD/EOP Subject: Bankruptcy Attached is the draft letter FYI. bankrupt.a30 The two paragraphs that might change are Principle #1 and the last paragraph. However, other parts of the letter are new. For example, we haven't yet said we're open to "responsible consumer bankruptcy reform." So, to ensure that the news produced is on the child support issue that she is targeting, I would suggest that the First Lady say something like: Congress is currently considering various proposals to change our consumer bankruptcy laws. While it is a bit early to comment on these proposals, we are sure today that the Administration will not support any proposal that impairs the ability of bankrupt debtors to meet their child support and alimony obligations. Today, the bankruptcy system protects the payment of child support or alimony, Proposals that could put some credit card bills on an equal footing with child support or alimony are wrongheaded. Pentagon asks Gulf cuts for morale, cost that allows him to dictate what we By Rowan Scarborough. do," said a senior military officer. THE WASHINGTON TIMES "We're going to make it absolutely The Pentagon wants to signifi- clear we're not going to react to his cantly reduce ground and air every whim." forces in the Persian Gulf by mid- The administration is discuss, summer and will submit options ing the option of coupling a with- later this month to President Clin- drawal to precrisis levels with ton, senior military officers said heightened U.S. warnings that de- yesterday. fiance of U.N. weapons inspections With Gulf tensions receding, would bring military strikes. one officer said the Defense De- Another consideration is the partment may ask to shrink force levels from the 38,000 troops to mer heat is an unhospitable envi- 20,000 and one aircraft carrier - ronment for soldiers housed in THURSDAY, MAY 7, 1998 The Washington Times weather: The region's intense sum- the Gulf deployment before Sad- tents in Kuwait. dam Hussein began defying Unit- "Most of our troops stationed in ed Nations inspectors seven Kuwait and Saudi Arabia are in months ago. tents," a military spokesman said. Meanwhile, six senators yester- day put pressure on the White John Hillen, a former Army of- House to scale back, saying the in- ficer and analyst at the Council on creased deployment was draining Foreign Relations, said the admin- defense dollars and morale. istration is mistaken if it believes it Sen. Ted Stevens Sen. Kay Bailey Hutchison "Clearly, I think it's time for us can influence Saddam's behavior to reduce the deployment in the without robust military forces. Persian Gulf and get it down to the precrisis levels." more and more of our men and "It will be difficult to deter Sad- point where people do not have to One of two carriers in the Gulf, women in uniform, and they have dam on the cheap. I don't know go back," said Sen. Ted Stevens, the USS Independence, is due to longer deployments, we're going to what model they're going to use," Alaska Republican and chairman leave the region at month's end. have to work harder to make sure Mr. Hillen said. "There's no free of the Senate Appropriations sub- Defense Secretary William S. Co- they get adequate support." lunch. You have to be excessively committee on defense. "I think this hen on Tuesday ordered a possible A senior military officer said creative to not wear out our forces repeated deployment to the same replacement carrier, the USS planners want a new Iraq policy by keeping them in the Persian locale under the same conditions Dwight D. Eisenhower, to depart that doesn't involve the costly, Gulf, but at the same time to keep - they cannot go off the bases, the United States on June 10, as morale-draining deployment of enough there to deter Saddam." there's no towns for them to visit. planned. The scheduling raises the troops everytime Saddam acts up. A senior officer at the Pentagon They really are very confined. prospect of leaving one carrier in With Saddam less bellicose in said the United States "lost the And that's leading to a long-term the region as the first stage of a recent months, the administration propaganda war" in the latest cri- loss of morale." troop downturn. has sent signals it was considering sis with Saddam. Fewer nations Sen. Kay Bailey Hutchison, At the White House, Mr. Clinton a drawdown. now back continued economic Texas Republican and a member of told reporters, "Secretary Cohen The administration's dilemma is sanctions as a lever to force Iraq to the Senate Armed Services Com- has not recommended a final de- cost VS. iron-fisted diplomacy. reveal its prohibited weapons of mittee, said: "I would describe the cision to me on this, and I have The buildup is projected to re- mass destruction. morale in the desert as adequate. certainly not made one, and we've quire $1.3 billion this year in extra "Saddam seems to gauge our There are very severe problems in done our best to keep all of our defense spending. But withdraw- threshold for tolerance, and he op- that regard, and there's no ques- options open." ing forces could wrongly signal erates underneath that threshold," tion we're going to have to go On the morale issue, the pres- Saddam that he again is free to Mr. Hillen said. "He operates at through some kind of a deploy- ident said, "One of the things I rec- defy U.N. weapons inspectors. just under the threshold where we ment reduction here back to the ognize is that as we ask more and "We've got to get out of the mode would knock the crap out of him." TallangurOver By Hillary Rodham Clinton Bankruptcy shouldn't let parents off the hook ver the past weeks, I've debt-free. O learned about proposed The aspects of the House bill bankruptcy-reform leg- that concern me would elevate islation in the House of certain types of credit card debt Representatives that could under- to the same high priority as taxes, mine the ability of some parents school loans and family support. to collect child support. I have no The challenge for Congress is to quarrel with responsible bank- pass a law that is balanced and ruptcy reform, but I do quarrel fair to both the creditor and the with aspects of the bill that would debtor protecting families and force single parents to compete children while reducing abuse of for their child support payments the bankruptcy laws. with hig banks trying to collect The challenge for our economy credit card debt. The welfare of IS to preserve access to credit our children must come first. while making sure that eligible Let me tell you about a hypo- consumers are educated, respon- thetical family: Jan and Simon sible and protected from unscru- have three children, ages 1, 3 and pulous practices. It wasn't too 5. Simon is the manager of a long ago that large segments of small shoe store with an annual our society were denied credit. At salary of $33,000. Jan is a full- the time, it was important to pro- time homemaker. vide people with this valuable Sadly, they divorce, and Simon economic tool, but now, as we all agrees to pay child support. Un- know, credit is readily available. fortunately, within a year, he's in- How many times in the past volved in a serious car accident few months has your phone rung and loses his job. Jan, struggling during dinner? You excuse your- to raise their three children, stops self, leave the table and pick up receiving child support checks. the receiver, only to be greeted by Unable to find work, and behind a cheery voice on the other end of on his bills, Simon files for bank- the line happily offering you a ruptcy protection. Jan is just one "pre-approved credit card." Or of his creditors. how many times have you seen or Under current bankruptcy law, heard advertisements encourag- Simon is obligated to pay his ing people with bad credit to bor- THURSDAY, MAY 7, 1998 taxes, his student loans and his row more? child support and alimony. But For many people in financial The Washington Times under the legislation being con- straits for whatever reason - sidered by the House, certain of such offers may sound too good to his credit card debts would also be true. Unfortunately, down the be mandatory. In Simon's case, as line, too many people find they parties vie in the fierce competi- didn't comprehend how much tion for limited funds, child sup- they would owe and don't have port payments and credit card the means to repay the additional obligations would be pitted debt. against each other. The average bankruptcy filer Unfortunately, Jan and Simon's in this country earns less than story is all too common. This year $18,000 a year after taxes. And, alone, 1.4 million families will file now, credit card companies even for protection from unmanage- target college and high school able consumer debt under our students. bankruptcy laws. This represents Most people use their credit an increase of about 400 percent cards responsibly and pay their since 1980. While some reform is bills reliably. But, for many in order, any accompanying Americans like Jan and Simon threat to child support and ali- - the difference between fiscal mony payments is not. security and financial ruin is just This administration has one calamity away. A divorce, a worked too long and too hard to lost job, an accident or a child's improve child support collection illness can rob a family of its fi- to see it now threatened. The nancial security and eventually president has cracked down on lead to bankruptcy court. nonpaying parents and strength- As members of Congress grap- ened enforcement. Since 1992, ple with bankruptcy reform, they collections are up 68 percent. must deal with the problems that Today, families that file under face both creditors and debtors. Chapter 7 are relieved of certain But one issue is clear. Any effort debts, but as in Simon's case, they to reform the bankruptcy system must still repay others, including must protect the obligations of taxes, educational loans and fam- parents to support their children. ily and child support obligations. To find out more about Hillary Many also try to continue making Rodham Clinton and read her home mortgage and car pay- past columns, visit the Creators ments. They leave court relieved Syndicate World Wide Web page of some debt but certainly not (www.creators.com).