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    "ocrText": "LEXIS®-NEXIS® View Printable Page\nhttp://web.lexis-nexis.com/In.universe/search/submitViewTaged\n(2)(i) A penalty of not more than four percent of the funds allotted under § 98.61 (i.e., the Discretionary\nFunds) for a Fiscal Year shall be withheld if the Secretary determines that the Lead Agency has failed to\nimplement a provision of the Act, these regulations, or the Plan required under § 98.16;\n(ii) This penalty will be withheld no earlier than the second full quarter following the quarter in which\nthe Lead Agency was notified of the proposed penalty;\n(iii) This penalty will not be applied if the Lead Agency corrects the failure or violation before the penalty\nis to be applied or if it submits a plan for corrective action that is acceptable to the Secretary; or\n(iv) The Lead Agency may show cause to the Secretary why the amount of the penalty, if applied,\nshould be reduced.\n(c) If a Lead Agency is subject to additional sanctions as provided under paragraph (b) of this section,\nspecific identification of any additional sanctions being imposed will be provided in the notice provided\npursuant to § 98.91.\n(d) Nothing in this section, or in § 98.90 or § 98.91, will preclude the Lead Agency and the Department\nfrom informally resolving a possible compliance issue without following all of the steps described in 88\n98.90, 98.91 and 98.92. Penalties and/or sanctions, as described in paragraphs (a) and (b) of this\nsection, may nevertheless be applied, even thoug' the issue is resolved informally.\n(e) It is at the Secretary's sole discretion to choose the penalty to be imposed under paragraphs (a) and\n(b) of this section.\nHISTORY:\nPHOTOCOPY\n[57 FR 34413, Aug. 4, 1992; 63 FR 39936, 3999, July 24, 1998]\nPRESERVATION\nAUTHORITY:\nAUTHORITY NOTE APPLICABLE TO ENTIRE PART:\n42 U.S.C. 618, 9858.\nNOTES:\n[EFFECTIVE DATE NOTE: 63 FR 39936, 39997, July 24, 1998, revised Part 98, effective Aug. 24, 1998.]\n387 words\nLEXIS PUBLISHING'S CODE OF FEDERAL REGULATIONS\nCopyright © 2000, LEXIS Publishing\n*** THIS SECTION IS CURRENT THROUGH THE JUNE 26, 2000 ISSUE OF ***\n*** THE FEDERAL REGISTER ***\nTITLE 45 -- PUBLIC WELFARE\nSUBTITLE A -- DEPARTMENT OF HEALTH AND HUMAN SERVICES\nSUBCHAPTER A -- GENERAL ADMINISTRATION\nPART 98 -- CHILD CARE AND DEVELOPMENT FUND\nSUBPART J MONITORING, NON-COMPLIANCE AND COMPLAINTS\n71 of 72\n7/13/2000 12:40 PM"
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