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1974/09/04 HR13999 NSF Appropriation Authorization 1975
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1974/09/04 HR13999 NSF Appropriation Authorization 1975
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The original documents are located in Box 7, folder "9/4/74 HR13999 NSF Appropriation Authorization 1975" of the White House Records Office: Legislation Case Files at the Gerald R. Ford Presidential Library. Copyright Notice The copyright law of the United States (Title 17, United States Code) governs the making of photocopies or other reproductions of copyrighted material. Gerald R. Ford donated to the United States of America his copyrights in all of his unpublished writings in National Archives collections. Works prepared by U.S. Government employees as part of their official duties are in the public domain. The copyrights to materials written by other individuals or organizations are presumed to remain with them. If you think any of the information displayed in the PDF is subject to a valid copyright claim, please contact the Gerald R. Ford Presidential Library. Exact duplicates within this folder were not digitized. Digitized from Box 7 of the White House Records Office Legislation Case Files at the Gerald R. Ford Presidential Library APPROVED SEP4- SEP 1974 EXECUTIVE OFFICE OF THE PRESIDENT OFFICE OF MANAGEMENT AND BUDGET WASHINGTON, D.C. 20503 AUG 2 8 1974 MEMORANDUM FOR THE PRESIDENT Posted Subject: Enrolled Bill H.R. 13999 - NSF appropriation authorization, 1975 9/4 Sponsor - Rep. Teague (D) Texas, and 24 others Jo archines Last Day for Action 9/5 September 4, 1974 - Wednesday (Recommend that this bill be acted on before H.R. 15572, also enrolled, for reasons set forth in the paragraph at the end of this memorandum.) Purpose Authorizes appropriations for fiscal year 1975 for activities of the National Science Foundation. Agency Recommendations Office of Management and Budget Approval National Science Foundation Approval Department of the Treasury No objection (Sec. 4) Discussion This is the annual appropriations authorization bill for NSF. It contains certain undesirable substantive provisions described below. Several were carried in earlier NSF authorization bills, and NSF does not believe they will create any significant new problems. H.R. 13999 would authorize appropriations of $807.5 million for fiscal year 1975 in 12 line-item categories. In addition, it would authorize appropriations of $5 million in excess foreign currencies for expenses incurred outside of the United States. The two authorizations total $812.5 million GERALD FORD LIBRAN 2 or $24.3 million more than the Administration's proposed 1975 budget request of $788.2 million. However, H.R. 15572, which is now enrolled, carries total appropriations of $768.15 million for NSF for fiscal year 1975, or more than $20 million below the 1975 budget request. The Administration proposed a lump-sum authorization of appropriations for NSF. The line-item earmarking in H.R. 13999, while undesirable, has been a part of NSF authorization acts since fiscal year 1972, and has not greatly affected the agency's activities. Within the line-item earmarking, however, the enrolled bill also establishes certain "floors"; i.e., providing that "not less than" certain specified amounts shall be available for particular program categories. However, the bill requires only that funds from the appropriation be made available for these "floors," not that they be obligated. We have opposed such floors in the bill since they tend to divert funds from higher priority programs and to reduce NSF's overall flexibility in programming its appropriation, which is usually lower than the authorization. Several language provisions in H.R. 13999 might be noted briefly. (1) One provision requires that no transfers of funds amounting to more than 10 percent of any line item may be made unless the Congress is notified 30 days in advance. A transfer could be made before the 30 days has elapsed if each committee with jurisdiction has indicated in writing that it does not object. This provision, while undesirable, was included in earlier NSF authorization acts and should pose no new problems. (2) One provision in this bill which caused us serious concern when it was first included in the NSF authorization act for 1970 requires NSF to keep the appropriate substantive committees "fully and currently" informed with respect to all of its activities. At that time, the President issued a signing statement which expressed his concern that "voluminous reporting of detailed day-to-day activities can be unduly burdensome without providing significant assistance to the Congress in discharging its legislative responsibilities." He indicated that the provision could raise a constitutional issue of separation of powers but that he believed that NSF 3 could comply with it in a constitutionally acceptable way. The provision was dropped in the 1971, 1972 and 1973 authorization acts but reinstated in the 1974 act. We understand that NSF has not experienced any particular problem with the provision. In its views letter on H.R. 13999, NSF makes the following recommendation on the order of signing the bills which contain its appropriations authorization and actual appropriations: "Because the Enrolled Bill, H.R. 13999, and H.R. 15572 (the Appropriation Enrolled Bill) contain differing minimum and maximum require- ments and dollar amounts, it is very important that the President approve H.R. 13999 first, and that he approve H.R. 15572 on a day following approval of H.R. 13999." OMB's General Counsel concurs in this recommendation. Hulfred H. Roumel Assistant Director for Legislative Reference Enclosures NATIONAL SCIENCE FOUNDATION WASHINGTON, D.C. 20550 nsf August 27, 1974 OFFICE OF THE DIRECTOR Mr. Wilfred H. Rommel Assistant Director for Legislative Reference Office of Management and Budget Washington, D. C. 20503 Dear Mr. Rommel: This is in reply to your request of August 23, 1974, for the comments of the National Science Foundation on Enrolled Bill H. R. 13999, the "National Science Foundation Authorization Act, 1975.' The Enrolled Bill, H.R. 13999, authorizes an appropriation of $812. 5 million, including $5.0 million in excess foreign currencies, for the NSF for FY 1975. This compares to the $788. 2 million, including $5. 0 million in excess foreign currencies, that would have been authorized by H.R. 12816, the Administration's bill as introduced by Congressman Teague. While the Enrolled Bill thus contains an authorization in excess of that provided in the President's Budget, H.R. 15572, the Appropriation Bill containing the NSF appropriation, which has already passed both Houses, provides for total appropriations of $666. 35 million, including $4.85 million in excess foreign currencies. The Energy R&D Appropriation Act, (P. L. 93-322) additionally appropriates to the Foundation $101. 8 million for FY 1975. This results in a total FY 1975 appropriation to the Foundation in the amount of $768. 15 million, or $20.05 million below the President's Budget. As it has for the last several years, the NSF Authorization Act contains a number of minimum dollar amounts to be available for specified purposes. Limiting the use of funds to not less than certain amounts for particular purposes, provisions which we have consistently opposed, has two major undesirable effects. It forces the increase in expenditures for some of the NSF program elements above the levels considered appropriate by the Foundation. The second effect is that when the appropriation act is passed, which is invariably below the total originally requested, we are forced to FORD RECEIVED Aug 27 5:34 S 241974 -2- Mr. Wilfred H. Rommel, OMB Enrolled Bill H.R. 13999 divert from programs not subject to minimum expenditure requirements to make up the difference between the budget estimate and statutory minima. The result of these two effects is that some important science is penalized in order to over-support other programs initially considered less important. The Foundation is further constrained by the introduction in its appropriation acts of specific maximum expenditure limits as well as minimum expenditure limits which differ from those in the authorization act. These limits exacerbate the effects of the minimum limitations con- tained in the authorization act. by further distorting the balance and inter- relationships of our programs. Another provision which we have had in authorization acts for the last three or four years is found in Section 6 of H. R. 13999. This provision limits the transfer of funds from one of the 12 line-items to another to ten percent of the transferree or ten percent of the transferor item whichever is less. Provision is made for a formal request to the Congress for transfers in greater amounts. However, to effect a transfer a report with justification for the requested transfer must be transmitted to the Speaker of the House and the President of the Senate, as well as to the NSF Oversight Committees in both Houses. If no action is taken by either Committee within 30 days, or if specific approval is given sooner, then the transfer can be effected. Despite the existence of these statutory minimum requirements and the limitation on transfer of funds between line-items, we recommend that the President approve H. R. 13999. Because the Enrolled Bill, H.R. 13999, and H. R. 15572 (the Appropriation Enrolled Bill) contain differing minimum and maximum requirements and dollar amounts, it is very important that the President approve H.R. 13999 first, and that he approve H.R. 15572 on a day following approval of H.R. 13999. A section-by-section comparison of the Enrolled Bill and the Administration Bill, H. R. 12816, is enclosed. Januel Haig Sincerely yours, Lowell J. Paige Acting Director August 27, 1974 SECTION BY SECTION COMPARISON ENROLLED BILL H.R. 13999 ADMINISTRATION BILL H.R. 12816 Section 1: This section authorizes by line Section 1: This section authorizes NSF item amounts (12 line items) NSF appropri- appropriations for FY 1975 in the ations for FY 1975 totalling $807. 5 million. amount of $783. 2 million (with no line item amounts). Section 2: This section sets minimum amounts to be available for certain NSF programs, as No comparable section. follows: Of the total amount authorized under §1 of the Enrolled Bill, not less than $10 million for "Institutional Improvement for Science, 11 not less than $15 million for "Graduate Student Support," and not less than $70 million for "Science Education Improve- ment;" of the amount authorized in § 1(2), "National and Special Research Programs," not less than $1.6 million for "Experimental R&D Incentives" and not less than $4 million for "Ship Construction/Conversion;" of the amount authorized in § 1(6), "RANN", not less than $1 million for "Fire Research" and not less than $8 million for "Earthquake Research and Engineering;" and of the amount authorized in §1(10), "Science Education Improvement,' not less than $1.5 million for "Science Faculty Fellowships for College Teachers, 11 not less than $3.8 million for "Student Programs" (including "Undergraduate Student Projects" and "Student Originated Programs") and not less than $2 million for "High School Student Projects. 11 See §5, below. Section 2: Identical to §5 of the Enrolled Bill. Section 3: This section permits appropri- Section 3: Identical to §3 of the ations made pursuant to the Act to be used Enrolled Bill. in amounts not to exceed $5,000 for official consultation, representation, or other extraordinary expenses, to be expended at the discretion of the Director. SECTION BY SECTION COMPARISON (cont'd) 2. ENROLLED BILL H.R. 13999 ADMINISTRATION BILL H. R. 12816 Section 4: This section authorizes, in Section 4: Identical to §4 of the addition to funds authorized by section 1, Enrolled bill. an authorization not to exceed $5 million for FY 1975 for expenses of the Foundation incurred outside the United States, to be financed from foreign currencies which are determined to be in excess of the normal requirements of the United States. Section 5: This section provides that Section 2: Identical to $5 of the appropriations made pursuant to sections Enrolled Bill. 1 and 4 shall remain available for obli- gation and expenditure for the period of time specified in appropriations acts. Section 6: This section provides that no No comparable section. funds may be transferred to or from any line item listed in section 1 from or to any other line item in section 1 if the total so transferred would exceed 10% of either, unless: A. 30 legislative days have passed after the Director has notified, in writing, the Speaker of the House, the Vice President, and the Senate and House NS Authorization Committees of the nature of the transfer and the reason therefor, or B. each authorization committee, before the above 30 day period expires, has notified the Director in writing that the Committee has no objection to the proposed action. Section 7: The Director of NSF is required No comparable section. to keep the NSF Congressional oversight committees "fully and currently" informed of all NSF activities. Section 8: This section cites the title of Section 5: Identical to section 8 of the authorization act, "The National the Enrolled Bill. Science Foundation Authorization Act, 1975." OF DEPARTMENT THE TREASURY ARE THE GENERAL COUNSEL OF THE TREASURY WASHINGTON, D.C. 20220 1789 AUG 28 1974 Director, Office of Management and Budget Executive Office of the President Washington, D.C. 20503 Attention: Assistant Director for Legislative Reference Sir: Your office has asked for the views of this Department on the enrolled enactment of H.R. 13999, "To authorize appropriations for activities of the National Science Foundation, and for other purposes. " The only provision of the enrolled enactment of interest to this Department is section 4 which would authorize the appropriation of not to exceed $5 million for expenses for the National Science Foundation incurred outside the United States to be paid for in foreign currencies which the Treasury determines to be excess to the normal requirements of the United States. The Department would have no objection to a recommendation that the enrolled enactment be approved by the President insofar as section 4 is concerned. Sincerely yours, General Counsel AUG 23 1974 Director, Office of Management and Budget Executive Office of the President Washington, D.C. 20503 Attention: Assistant Director for Legislative Reference Sir: Your office has asked for the views of this Department on the enrolled enactment of H.R. 13999, "To authorize appropriations for activities of the National Science Foundation, and for other purposes." The only provision of the enrolled enactment of interest to this Department is section 4 which would authorize the appropriation of not to exceed $5 million for expenses for the National Science Foundation incurred outside the United States to be paid for in foreign currencies which the Treasury determines to be excess to the normal requirements of the United States. The Department would have no objection to a recommendation that the enrolled enactment be approved by the President insofar as section 4 is concerned. Sincerely yours, (Signed) Richard R. Albrecht General Counsel FORD is LIBRARY GERALD RECEIVED GENER FIBERT AUG 20 OFFICE OF MANAGEMENTA BUDGET governy company IdoradiA .8 bradell's (Denate) house* at è BE reloast e/D w DEVOTQUE 9d bellows ads tads B of on sved bluew insurreqed ed? .893838 bestime ods to Lamon offi of ad of astimated adt dakiv aglarol at not blsq ad 03 bechuff oriz abletuo hormont notisbruot semis? IssobleM odt vot TOT milliks 28 become od son to eds salurizus Mucu doliv à at abile oz downdnt to bellows sild to nutsivory vino aft uniq for ospos somiete Innottall ods to actividue vol 0'2" ...H to believe edo no ability 10 ewelv aña TOT becins and sottio quoY 2741 consultati 107 D'C' 30203 sill to sollit tegbut brra to salt20 ATE SS DUA THE WHITE HOUSE WASHINGTON 8/28/74 TO: WARREN HENDRIKS RDL Robert D. Linder THE WHITE HOUSE ACTION MEMORANDUM WASHINGTON LOG NO.: 548 Date: August 29, 1974 Time: 10:00 a.m. FOR ACTION: Michael Duval CC (for information): Warren K. Hendriks Phil Buchen Jerry Jones Bill Timmons FROM THE STAFF SECRETARY DUE: Date: Tuesday, September 3, 1974 Time: 2:00 p.m. SUBJECT: Enrolled Bill H.R. 13999 - NSF appropriation authorization, 1975 ACTION REQUESTED: For Necessary Action XX For Your Recommendations Prepare Agenda and Brief Draft Reply For Your Comments Draft Remarks REMARKS: Please return to Kathy Tindle - West Wing PLEASE ATTACH THIS COPY TO MATERIAL SUBMITTED. If you have any questions or if you anticipate a delay in submitting the required material, please K.R. COLE, JR. telephone the Staff Secretary immediately. For the President THE WHITE HOUSE WASHINGTON September 3, 1974 MEMORANDUM FOR: MR. WARREN HENDRIKS FROM: WILLIAM E. TIMMONS P.Am frower SUBJECT: Action Memorandum - Log No. 548 Enrolled Bill H. R. 13999 - NSF appropriation authorization, 1975. The Office of Legislative Affairs concurs in the attached proposal and has no additional recommendations. Attachment THE WHITE HOUSE ACTION MEMORANDUM WASHINGTON LOG NO.: 548 Date: August 29, 1974 Time: 10:00 a.m. FOR ACTION: Michael Duval CC (for information): Warren K. Hendriks Phil Buchen Jerry Jones Bill Timmons FROM THE STAFF SECRETARY DUE: Date: Tuesday, September 3, 1974 Time: 2:00 p.m. SUBJECT: Enrolled Bill H. R. 13999 - NSF appropriation authorization, 1975 ACTION REQUESTED: For Necessary Action XX For Your Recommendations Prepare Agenda and Brief Draft Reply For Your Comments Draft Remarks REMARKS: Please return to Kathy Tindle - West Wing PLEASE ATTACH THIS COPY TO MATERIAL SUBMITTED. If you have any questions or if you anticipate a delay in submitting the required material, please Warren K. Hendriks telephone the Staff Secretary immediately. For the President THE WHITE HOUSE ACTION MEMORANDUM WASHINGTON LOG NO.: 548 Date: August 29, 1974 Time: 10:00 a. m. FOR ACTION: Michael Duval CC (for information): Warren K. Hendriks Phil Buchen Jerry Jones Bill Timmons FROM THE STAFF SECRETARY DUE: Date: Tuesday, September 3, 1974 Time: 2:00 p.m. SUBJECT: Enrolled Bill H.R. 13999 - NSF appropriation authorization, 1975 ACTION REQUESTED: For Necessary Action XX For Your Recommendations Prepare Agenda and Brief Draft Reply For Your Comments Draft Remarks REMARKS: No objection H.C. Please return to Kathy Tindle - West Wing PLEASE ATTACH THIS COPY TO MATERIAL SUBMITTED. If you have any questions or if you anticipate a delay in submitting the required material, please telephone the Staff Secretary immediately. Warren K. Hendriks For the President THE WHITE HOUSE ACTION MEMORANDUM WASHINGTON LOG NO.: 548 Date: August 29 1974 Time: 10:00 a. m. FOR ACTION: Michael Duval CC (for information): Warren K. Hendriks Phil Buchen Jerry Jones Bill Timmons FROM THE STAFF SECRETARY DUE: Date: Tuesday, September 3, 1974 Time: 2:00 p.m. SUBJECT: Enrolled Bill H.R. 13999 - NSF appropriation authorization, 1975 ACTION REQUESTED: For Necessary Action XX For Your Recommendations Prepare Agenda and Brief Draft Reply For Your Comments Draft Remarks REMARKS: OK Make Donal 5/29 Please return to Kathy Tindle - West Wing PLEASE ATTACH THIS COPY TO MATERIAL SUBMITTED. If you have any questions or if you anticipate a delay in submitting the required material, please telephone the Staff Secretary immediately. Warren K. Hendriks For the President 93D CONGRESS HOUSE OF REPRESENTATIVES 2d Session an REPORT No. 93-995 AUTHORIZING APPROPRIATIONS TO THE NATIONAL SCIENCE FOUNDATION APRIL 15, 1974.-Committed to the Committee of the Whole House on the State of the Union and ordered to be printed Mr. TEAGUE, from the Committee on Science and Astronautics, submitted the following REPORT together with ADDITIONAL VIEWS [To accompany H.R. 13999] The Committee on Science and Astronautics, to whom was referred the bill (H.R. 13999) to authorize appropriations for activities of the National Science Foundation, and for other purposes, having con- sidered the same, report favorably thereon without amendment and recommend that the bill do pass. PURPOSE OF THE BILL The purpose of the bill is to authorize appropriations to the Na- tional Science Foundation for fiscal year 1975 in the amount of $783.2 million out of money in the Treasury not otherwise appropriated and $5 million in foreign currencies which the Treasury Department de- termines to be excess to the normal requirements of the United States. CONTENTS Page Summary of committee recommendations 1 NSF funding history 2 Explanation of budget categories 3 1. Scientific research project support 3 Atmospheric sciences 6 Earth sciences 8 Oceanography 10 Biological sciences 12 Physics 16 Chemistry 18 Astronomy 21 Mathematical sciences 23 Social sciences 27 Engineering 30 Materials research 32 Computing activities 35 2. National and special research programs 36 Global atmospheric research program (GARP) 38 International decade of ocean exploration 38 Ocean sediment coring program 42 Arctic research program 42 U.S. Antarctic research program 45 Oceanographic facilities and support 50 Science and technology policy research 52 Energy R. & D. policy research 52 National R. & D. assessment program 53 Experimental R. & D. incentives program 54 3. National research centers 55 National Astronomy and Ionosphere Center 55 Kitt Peak National Observatory (KPNO) 56 Cerro Tololo Inter-American Observatory (CTIO) 58 National Radio Astronomy Observatory 59 National Center for Atmospheric Research 60 National Scientific Balloon Facility 62 4. Science information activities 62 Research 63 National information systems 63 User support 64 Foreign science 64 5. International cooperative science activities 65 Cooperative science program 65 Scientific organizations and resources program 66 International travel program 66 Support for special foreign currency projects 67 6. Research applied to national needs 67 Energy research and technology 68 Environmental systems and resources 76 Advanced technology applications 80 Social systems and human resources 81 Exploratory research and problem assessment 83 7. Intergovernmental science program 84 8. Institutional improvemement for science 84 Institutional grants for science 84 Institutional grants for research management improvement. 85 (III) IV Explanation of budget categories-Continued Page 9. Graduate student support 86 Fiscal year 1975 graduate fellowship program 87 Traineeships and postdoctorals 87 10. Science education improvement 88 Improvement of education for careers in science 89 Improvement of education for scientific literacy 96 SUMMARY OF COMMITTEE RECOMMENDATIONS Increasing effectiveness of educational processes 100 Problem assessment and experimental projects 104 11. Planning and policy studies 105 BUDGET REQUEST Studies of science resources 105 The President's budget included a request for $788.2 million for the Science planning and policy analysis and program evaluation studies 106 National Science Foundation. This represents an increase in the Foun- 12. Program development and management 107 dation's budget over FY 1974 obligations of $142.0 million, the bulk of Research 108 which is associated with new initiatives in energy-related research National and international programs 110 111 and development. Research applications Education 113 Executive management and special research 113 COMMITTEE RECOMMENDATIONS Central support services and administration 115 13. Special foreign currency program 115 The Committee on Science and Astronautics recommends that the Scientific research and related activities 116 full amount of the authorization request, $788.2 million be authorized. Scientific and technological information 117 H.R. 13999 authorizes that sum, but with certain adjustments within Comparison of fiscal year 1974 with the fiscal year 1975 NSF request and 120 the twelve budget categories. committee actions Committee actions 121 Committee recommendations 122 INCREASES IN BUDGET CATEGORIES Increases 122 Decreases 123 Reflecting the Committee's desire to adjust the priorities reflected Committee views 126 in the recommended budget, the following increases in five of the Applied research 126 twelve line items contained in Section 1 of the bill were made: Proof of concept 126 Science Education. The Committee added a total of $15 million Proportion of budget for science education 128 Institutional improvement for science 128 to the three line items covering science education. This increase is Intergovernmental science program 128 distributed as follows: for Institutional Improvement for Science, Sectional analysis of the bill 130 an increase of $7 million bringing the total to $10 million; for Gradu- Section 1 130 130 ate Student Support an increase of $.5 million, bringing the total to Section 2 Section 3 130 $13.2 million; and for Science Education Improvement an increase Section 4 131 of $7.5 million, bringing the total to $68.9 million. Section 5 131 Experimental R. & D. Incentives. The Committee increased the pro- Section 6 131 Section 7 131 gram category "National and Special Research Programs" by $1.2 mil- Section 8 131 lion in order to provide $2.2 million for the Experimental R. & D. In- Section 9 131 centives Program. Cost and budget data 132 Science Information Activities. The Committee restored $3.3 mil- Committee recommendations 132 Agency recommendations 132 lion to this category bringing the total authorized to $8.3 million. Additional views 135 DECREASES IN BUDGET CATEGORIES To offset the increases which total $19.5 million, the Committee made the following reductions which also total $19.5 million in two of the line items: Scientific Research Projects. The request for this program category was reduced by $9.7 million to $354 million. This leaves an increase in the Scientific Research Project Category over last year of $62.7 million. Research Applied to National Needs (RANN). The request for this program category was reduced by $9.8 million to $139.1 million. This leaves an increase in the RANN category over last year of $64 million. (1) 2 MINIMA FOR HIGH-PRIORITY PROGRAMS The Committee, in order to insure that certain program activities which are judged to be of high priority be funded, placed the minima in the amounts shown on the following items: Millions EXPLANATION OF BUDGET CATEGORIES Institutional improvement for science $10. 0 Graduate student support 13. 2 Science education improvement 68. 9 1. SCIENTIFIC RESEARCH PROJECT SUPPORT $354, 000, 000 Experimental R. & D. incentives 2.2 Authorization, fiscal year 1975 Fire research 2.0 Science faculty fellowships 1.5 Atmospheric Sciences 14,200,000 College student science education 3.8 Earth Sciences 13,300,000 High school student projects 2.0 Oceanography 15,500,000 Biological Sciences 83,100,000 Physics 43,600,000 NSF FUNDING HISTORY Chemistry 36,100,000 Astronomy 11,200,000 The history of authorizations and appropriations for the NSF in Mathematical Sciences 16,600,000 Social Sciences 28,300,000 the previous 5 years is contained in the table below: Engineering 36,900,000 Materials Research 44,200,000 NATIONAL SCIENCE FOUNDATION FUNDING HISTORY Computing Activities 11,000,000 [In millions of dollars] Total 354, 000, 000 Fiscal years- The major objectives of the Scientific Research Project Support 1970 1971 1972 1973 1974 1975 (SRPS) program are to strengthen the scientific research potential of the Nation, to promote the progress of science, and to help to pro- Authorizations: Administration request 1490.000 2500.000 1 622.000 3653.000 582,600 11 788.2 vide the broad base of scientific understanding needed to address House committee recommenda- 1480.605 2527.630 1 622.000 11 788. 2 major problems confronting the Nation such as energy, environmental tion 3680.800 612. 9 House authorization 1 480.605 2527.630 1 622.000 3680.800 1612.9 quality, and others. These objectives are achieved by supporting a sub- Senate committee recommenda- 250.000 1 706.500 3727.000 646.1 stantial portion of the Nation's fundamental research in the various tion 490.150 Senate authorization 1490.150 250.000 1 706.500 3727.000 1 646. 1 fields of science. Total authorization 1480,605 2539.730 1 655,500 3703.900 1635.6 Appropriations: 4 The Scientific Research Project Support program serves to Administration request 1500.000 2513.000 1 523.150 3 10 687.318 1582.600 11 788.2 Augment our stock of knowledge and understanding of natural House committee recommenda- tion 2420.000 2 497.000 1585.000 37652.320 1564.6 laws and phenomena, fundamental life processes, fundamental House appropriation 2 420.000 2 497.000 1585.000 37 652.320 564.6 Senate committee recommenda- processes that influence man's environment, and the forces im- tion 1461.000 2 513.000 1 623.150 3 639.160 1594.6 pacting on man as a member of society, as well as on the behavior Senate appropriation 1 461.000 2 522.500 1 648.150 3 639.160 1 594.6 Total appropriation 2 440.000 2 513.000 1 622.000 3 645.740 1 569.6 of his societies. Obligations 2 462.618 2496.400 1 600.720 6 615.001 ¹²577.4 Support a general purpose national capability in all fields of science by providing for continuing research on the frontiers of 1 Includes $3,000,000 excess foreign currency. 2 Includes $2,000,000 excess foreign currency. knowledge, by modernizing instrumentation, and by developing 3 Includes $7,000,000 excess foreign currency. 4 Includes national sea grant program obligations: fiscal year 1970, $8,974,000; fiscal year 1971, $13,188,000; fiscal year research resources. 1972 and following: None. 5 Greater than authorization request due to Federal salary increase of $1,150,000. In FY 1975 the Scientific Research Project Support activity will 6 Includes $5,000,000 excess foreign currency. provide support for the physical, environmental, biological, engineer- 7 Includes $26,320,000 for 4 Antarctic airplanes in supplemental. 8 Includes $13,160,000 for 2 Antarctic airplanes in supplemental. ing, computing, and social sciences. In each of these scientific areas 9 Includes $19,740,000 for 3 Antarctic airplanes in supplemental. 10 Includes $1,418,000 due to Federal salary increase, and $32,900,000 for 5 Antarctic airplanes in supplemental. special attention will be given to that fundamental research that shows 11 Includes $5,000,000 excess foreign currency. promise of augmenting our knowledge of energy sources, processes, 12 Includes $3,000,000 excess foreign currency plus $2,657,000, prior year carryover in this category. and uses. The basic reason for support of scientific research projects is to augment our stock of knowledge and keep our country in the forefront of human understanding, SO that it will be better able to deal with the changing problems of a modern industrialized society. Such knowl- edge is a fund of capital from which information can be drawn for applications leading to future payoffs and the avoidance or mitigation (3) 4 5 of mistakes in all fields of human endeavor. Scientific research is habits and demands of the population. We cannot afford to gamble undertaken to expand the general competence of the Nation's people that either our short- or long-term energy needs will adequately be to use and live with nature, and to obtain the answers to specific covered by even the most clever use of presently known materials and questions regarding natural and social phenomena. Studies of phe- processes. nomena, whose understanding has some potential for improving our Several technologies for energy which are "nearly" developed still discovery, production and thoughtful utilization of energy, are among depend crucially on a few pieces of information or on special materials the specific questions addressed in this research program. not now available. Other processes depend on discoveries which we While scientific research is undertaken to answer questions about hope will be made in the course of a planned research program. A re- phenomena and unknowns in man's natural and social environment, liable coal liquefaction program, for example, cannot be developed new knowledge is also relevant to his present and future needs. New without concurrent vigorous studies of catalysis, organic chemistry, products, new processes, and new applications do not emerge full sulphur chemistry, chemical kinetics, thermodynamics and materials. grown. Basic science is a long-term investment in the national welfare Fusion reactors depend on behavior of plasma under conditions not and has a continuing payoff. Some short-term payoffs result, but more important are the longer-term payoffs that result from the accumula- yet established in the laboratory. We must increase our understanding tion of permanent additions to our stock of knowledge. These payoffs of the behavior of people under various kinds of incentives or regula- tions and different types and supply of energy. Furthermore, we must are founded on new principles and new conceptions which in turn are increase our understanding of the impacts of various energy supply painstakingly developed by research in basic science. and utilization patterns on world economic, ecological, and environ- Fundamental research is important not only to provide solutions to mental systems. some specific or general class of scientific problem, but also to increase While the Scientific Research Project Support activity supports re- the options that decision makers can apply in the future. The National Science Foundation is the only Federal agency charged search usually related to many objectives, a more selective approach with maintaining the general overall health of the science enterprise will be used in FY 1975 to orient some of the research to those inquiries of the United States. The Scientific Research Project Support activity evaluated as most likely to have a potential impact or promise on energy resource discovery, production, conservation and use. Parallel provides support for the most outstanding research proposals sub- research will be conducted on environmental effects. mitted from universities, colleges, and other research oriented institu- tions located throughout the U.S. The individual scientists and groups Energy-related general research support in this Budget Activity of scientists provide an effective capability to capitalize on new scien- will be directed to the following areas as recommended in the report tific understanding, to be ready for the new problems the future will to the President, The Nation's Energy Future: Materials research; bring, and to exploit new scientific knowledge generated throughout chemical, physical, and engineering studies bearing on energy; basic the world. Because of this strong research base we are in a position to biological research; plasmas; mathematical and social studies; pol- expand our short and long range efforts on important energy-related lutant characterization, measurement, and monitoring; environmental transport systems; and environmental effects and assessment. problems. The FY 1975 Budget for Scientific Research Project Support is Today's strong technology has been made possible by research done based on a considered judgment on opportunities and priorities identi- years ago. The future health of the nation's economy depends on an fied by the National Science Board and the scientific community which appropriate investment in research today. have been evaluated in the light of recent Administration and Con- The various modes of research support include: grants supporting gressional guidance. These considerations have served to emphasize the individual scientists, coherent area groups, large-scale organized proj- priority of Scientific Research Project Support as a whole and have ects, instrumentation centers and biological research collections; and helped establish current priorities among the various fields of science, support provided for visiting scientists at National Research Centers. Among the considerations were important needs for more fundamental The more aggregative modes of research support are utilized when research to help solve energy-related problems, new and unusual scien- the nature of the science makes team or organized approaches bene- tific opportunities, and the problems of maintaining a high quality ficial. Also many grants to individual scientists enable them to utilize of research in the several disciplines on a national scale as the shorter the facilities of observatories, accelerators, and other laboratories. Re- range needs of other agencies for research in these disciplines change. search by individual scientists is expected to continue to be the major The fundamental inquiries undertaken through general research type of research support because of its appropriateness for much of have a key role to play in the Administration's goal of achieving a the science proposed, its inherent flexibility, and its broad suitability national self-sufficiency in energy requirements. Research efforts will to the academic environment. be conducted which have potential relevance toward solving both The Scientific Research Project Support program in FY 1975 will short-term and long-term energy-related problems. The long range in- provide $354.0 million in research projects to extend scientific under- vestment of energy-related general research to be supported in this standing. In FY 1975 some 4,500 research projects will have shown program complements our shorter range efforts. Such research will such progress as to warrant continuation. About 35 percent of the open up new options. Existing technologies cannot keep up with the program or some 2,500 new research efforts will be initiated. Each year as projects are completed some older and less competitive facilities are 6 7 also phased out. In this way the program is geared to the continual earth. The IMS would be a broad scale coordinated research program production of new knowledge. Some recently completed research proj- of observations made from the ground, aircraft, balloons, and rockets. ects are listed in the sections that follow along with new program As a cooperative interdisciplinary program, IMS would constitute by thrusts and emphases. far the largest element in the total effort in Solar Terrestrial research The 6,790 research grants to be awarded in FY 1975 will support for the rest of the decade. 5,500 scientific man-years and about 8,700 graduate students. In addi- Considerable atmospheric sciences research is energy related. Addi- tion some $28.6 million will be provided for purchase of permanent tional climatological research efforts are needed for better utilization equipment and modern instrumentation. of our natural systems as energy sources. The climatic effect of air At present, support of projects by the Scientific Research Project pollutants is a long-term problem about which there is much discus- Support activity is concentrated in academic institutions and in cer- sion and speculation. The perturbation caused by man-made pollutants tain non-profit research institutions which function essentially as a may well be an important item. One of the critical assessments of part of the academic science community. Most of the research sup- environmental concern for decision making regarding energy is that ported is basic in character, although a few research projects of a more of regional climatic trends. More must be known of the most effective applied nature are also supported, especially in disciplines such as en- ways to use improved weather prediction for energy use. Research vironmental science and engineering, where the boundary line between studies are required on the turbulent mixing in the atmosphere and in basic and applied research is even less definite than that in most areas the oceans, variations in solar radiation, and the reduction of solar of science. Even here, however, the Scientific Research Project Sup- input by clouds and precipitation. port program generally supports research for application to a class of Aeronomy problems, not for a solution to a specific problem. Although most industrial research is more directed to product de- The objective of the Aeronomy program is to develop an understand- velopment rather than to the fundamental and methodological research ing of the upper atmosphere of the earth and the other planets. In the supported in this Budget Activity, every effort is being made, through upper atmospheric region the ionosphere controls radiowave propaga- such instruments as workshops and conferences, to insure that re- tion, spectacular displays of northern lights occur, and the night sky search, in such areas as engineering, include studies of unknowns and glows. To gain understanding of the many complex physical phe- problems that industry foresees but does not find profitable to study nomena involved, the program supports a broad spectrum of labora- currently because of pressures for immediate and near term payoffs. tory, theoretical, and field studies, involving processes of ionization, Furthermore, efforts will be undertaken to expand industrial par- recombination, chemical reaction, photoemission, and transport. In- ticipation in energy research both because of energy's direct importance vestigations of atmospheric composition and plasma instabilities are to industry and because of certain special capabilities applicable to supported. Funds are provided for research on the coupling of the energy problems. ionosphere to the magnetosphere above and to the denser atmosphere below. The National Science Foundation's activity of Scientific Research Project Support for 1975 helps to achieve the important national ob- Meteorology jectives of science previously stated. The activity also helps accom- The Meteorology program supports a broad spectrum of research on plish specific research goals that have been identified by the National the dynamics, physics, and chemistry of the lower atmosphere and Science Foundation and the scientific community for the various stratosphere. The objective of the Foundation's Meteorology program major science disciplines. These goals are set forth in the detailed state- is to increase fundamental knowledge on the behavior of the lower ments that follow. atmosphere and the stratosphere of the earth and the atmospheres of ATMOSPHERIC SCIENCES $14,200,000 other planets. Studies in the related fields of fluid dynamics, chemical reactions, remote measuring techniques, radiative transfer and nuclea- The objective of the Foundation's Atmospheric Sciences research tion are also supported when the results will clearly be applicable to program is to build a base of fundamental knowledge about the atmos- the advancement of our knowledge of the behavior of the lower phere to encompass the entire range of atmospheric phenomena. Re- atmosphere. search includes studies of the atmosphere from the surface of the sun The program supports studies of cloud physics including the mecha- to the surface of Earth as well as the atmosphere of other planets. nisms of rain, snow, and hail formation and of lightning production. In FY 1975, the research emphasis in the lower atmosphere will con- The major reason for the increase in FY 1975 is to strengthen the na- tinue to be on the dynamics of regional scale weather and the physics tional program in cloud physics research by university groups. Sev- of clouds including some energy related reseach. In the upper atmos- eral cloud physics programs that previously were funded under phere, research will begin on work related to the International weather modification projects will be included. Magnetospheric Study proposed for 1976-79. The International Mag- The Meteorology program also supports several energy-related netospheric Study (IMS) is a developing international cooperative re- studies. Examples are the chemical studies involving sulphur dioxide search effort designed to gain a thorough understanding of the dynam- reaction, the formation of aerosols, and the global increase in trace ical processes operating in the plasma and field environment of the 8 9 gases such as carbon dioxide. Also energy-related are climate studies, Because the new plate tectonics theory (and the International Geo- including both global and regional climate. Understanding the basic dynamics Program) involves the most fundamental bases of geologic mechanism of climate change is an important factor for predicting thinking, it is all-pervasive in the Foundation's Earth Sciences pro- energy requirements and water availability. gram, and is easily subsumed under the old rubrics such as structural Solar-Terrestrial geology, earthquakes, ore deposits, volcanism, etc. But the focus of many projects is now on how these studies fit or do not fit the new Solar-terrestrial research is concerned with the particle, field and theory, where the theory is accurate, and where it misses the mark. radiation environment of the sun and earth, their origin, interactions, The plate tectonics theory has given us a fundamental understand- and the dynamical processes involved. The objectives of this research ing of the global aspects of earthquakes. This new knowledge, coupled are: with a rapidly increasing knowledge of the mechanism of earth- To achieve a physical understanding of the quiet and disturbed quakes and the properties of rocks has rekindled optimism that it may sun, its transfer of matter, energy, and fields into interplanetary someday be possible to predict earthquakes accurately. space, and the resultant effects on the terrestrial environment. Much of the current Earth Sciences program is related to the inves- To increase the level of quantitative knowledge about the cause- tigation of phenomena that bear on the plate tectonics theory. About and-effect relationships among the dynamical processes which oc- $2.5 million is SO directly focused on major components in FY 1974 cur in the earth's magnetosphere, its coupling to the ionosphere that it can be considered a part of the proposed U.S. International below and to interplanetary space above. Geodynamics Program. $1.9 million of the increase for the FY 1975 To utilize the earth's magnetosphere as a unique space labora- program will be used almost entirely in support of new projects that tory for observing fundamental plasma processes which are diffi- also would be suitable for a possible International Geodynamics Pro- cult to simulate in terrestrial laboratories. gram plus projects in the closely related field of earthquake study EARTH SCIENCES $13, 300, 000 and prediction. The earth is limited in size and total resources. We must, therefore, Research in the earth sciences contributes to the energy program conserve and utilize its resources for the benefit and survival of man. in providing a better understanding of vital energy-related environ- Research in the earth sciences is predicated on the principle that the mental problems (i.e. the siting of dams and power plants, transport more we know about the earth the better we will be able to use it with- of pollutants through the near surface environment) as well as con- out destroying it or making it uninhabitable. Thus, the objective of the tributing to a fundamental understanding of the occurrence of such Earth Sciences program is to provide a better understanding of our natural energy resources as fossil fuels and geothermal energy. planet, for both scientific and very practical reasons. The Foundation's research program in the Earth Sciences is sub- During the past few years, the science of geology (or Earth Sci- divided into three programs, Geology, Geochemistry, and Geophysics. ences) has undergone a major revolution. Commonly referred to by These three subfields are parts of an integrated whole, all of which is terms such as "sea-floor spreading" or "plate tectonics," this revolu- pervaded by the new plate tectonics theory. tion has provided us for the first time with a working model for the Geology earth as a whole, with a working hypothesis of how the major features The objective of the Foundation's Geology research program is to of the earth's surface have been formed and changed, why mountains increase understanding of the rocks of the earth's crust and the proc- are where they are, how they relate to earthquake zones and ore de- esses that formed them. The studies range from investigations of the posits and, more importantly, a possible key to the basic driving forces most ancient rocks in the centers of continents to modern environments that regulate the dynamic processes affecting the outer crust of the along present-day beaches, rivers, glaciers, and volcanoes. An increas- earth. The concept has enormous scientific and economic potential to ing emphasis in geological research is on studies providing data of explore the origin and locations of earthquakes, volcanoes, faulting, direct bearing on the testing of plate tectonics theory. and the formation of mineral deposits. The Geology research program also supports a variety of investiga- This concept holds that the earth's outer shell is made up of a small tions that attempt to model or duplicate in the laboratory certain number of very large plates that move relative to each other. They natural geological phenomena. Such research is aimed at gaining a diverge at ocean ridges where new material rises from the depths to better understanding of complex and important environmental prob- fill the void. In areas like Alaska they collide and the old lithosphere lems such as, for example, those involving stream erosion and sedimen- is underthrust. In California they slide horizontally against each other. tation. Recognizing the potential of this new theory, the International Many of the Geology program field-oriented studies bear impor- Union of Geodesy and Geophysics (IUGG) and the International tantly on problems involving our natural resources-where ore de- Union of Geological Sciences (IUGS) joined in 1970 in proposing an posits occur, why they occur where they do, and how they came into international scientific effort, the International Geodynamics Program. being. In addition, studies of modern and ancient environments are This program has been endorsed by the International Council of revealing a fundamental understanding of natural energy resources Scientific Unions, and some 45 nations are participating. by providing data not only with regard to ancient strata as energy 11 10 reservoirs but also to processes by which certain materials (plant The Foundation's research program in Oceanography provides sup- debris) are transformed into energy resources (coal). port for basic research projects that promote the understanding of the origins of ocean basin features and marine life and that promote the Geochemistry discovery of the natural laws that govern the movement and chemical The objective of the Geochemistry program is to apply chemical transformation of ocean waters and sediments. Physical Oceanog- theory and methods to problems in earth science, in order to determine raphy research extends from mathematical description of global ocean the compositions, ages, histories, and origins of natural materials, and circulation down to small scale processes that determine the character experimental studies in order to understand such problems as the of bays and coastal ocean areas. Chemical Oceanography research melting of rocks deep within the earth, the formation of ore deposits, ranges from studies of processes in seawater to the basic chemical re- and the cycles of chemical species through the earth. Practical results actions involved in man-made alterations of bays and harbors. Sub- from these studies help to understand present-day volcanoes and geo- marine Geology and Geophysics cover the history of the ocean basin, thermal systems, to find and develop ore deposits, and to detect, trace, including sea floor spreading and plate tectonics, as well as processes and control hazardous pollutants in the biosphere. that produce mineral deposits. Biological Oceanography research is Major progress in geochemical research has resulted from the spec- concerned with analysis of food chain dynamics and ecosystem energet- tacular improvements in instrumental and analytical capability during ics and studies of life cycles and ecology of individual species. the past few years. Chemical elements whose concentration is less than In Fiscal Year 1975, the oceanography research program will em- a part per million can now be measured and used as chemical tracers to phasize selected aspects of the various sub-fields. An increase in sup- understand natural processes. Isotope ratios of elements can be de- port is planned for studies of physical and chemical processes in coastal termined precisely enough to give accurate measurements of the ages areas. Support for studies of geological materials from polar regions of rocks or of the temperatures at which they were formed. New ad- will also be increased. These increases represent an effort to build on vances in equipment design now allow scientists to reproduce in the recent advances. The increases will also take advantage of recently ob- laboratory the pressures and temperatures prevailing deep within the tained samples of the cores obtained through the Foundation's Deep- earth. Studies with such equipment will contribute to our knowledge Sea Drilling Project (Ocean Sediment Coring Program) and will per- of plate tectonics. mit a greater scientific return from these valuable samples. The Geochemistry program supports basic studies which contribute Adaptations of marine organisms to the high pressures in the oceanic to energy utilization and pollution control: new instrumental tech- depths will be studied and new instruments will be developed to detect niques for pollution analysis; studies of hydrothermal and ionic solu- and capture organisms living at mid-depths in the oceans. tions; transport of pollutants through the near-surface environment. An increase in support is planned for energy related basic research The Geophysics program supports research concerned with physical and for studies of environmental effects. These studies will include properties of the solid earth-its dimensions, structure, force fields and processes controlling pollutant movements, physical properties and dynamic processes. Interpretation of field magnetotelluric measure- geochemistry of sediments, and biological effects of toxic substances. ments, seismic wave velocities, and of gravity and heat flow delineate the structure and physical properties of the earth at depths below Physical and Chemical Oceanography which we cannot drill. Seismicity studies outline the plates that make Research activities in physical and chemical oceanography are con- up the earth's surface and trace the descending portions to great depths cerned with the physical properties, chemical composition and trans- beneath the surface. Magnetic studies determined the rate of sea floor formations, and the movements of waters in the oceans and large lakes. spreading whereas paleomagnetic studies determine the latitude and Specific objectives of this program are to support research on orientation of the plates in the past. Laboratory studies of the physical Physical processes of the ocean and air-sea interaction. properties of earth materials at the pressures and temperatures exist- Physical and chemical processes in large lakes. ing deep in the earth are a necessary complement to field measure- Chemical processes in seawater, involving naturally occurring ments. Conduct of the above studies, which would constitute the heart and man-made compounds. of the proposed International Geodynamics Program, is a major ob- Transport processes controlling thermal and other pollutants jective of the Geophysics program. in coastal and estuarine waters. Earthquake research constitutes the second major objective of the Submarine Geology and Geophysics Geophysics program. Plate tectonic theory, together with rapidly in- The research program in marine geology and geophysics seeks to creasing knowledge of earthquake mechanisms and rock properties add to man's understanding of the history of seawater and the ocean now make earthquake prediction a possibility. Studies of continental heat flow, geothermal noise, magnetotelluric basins, the sediment deposits in them, and of ancient marine life. Ma- studies in thermal areas, and volcanoes are fundamentally related to rine geophysical research contributes to the knowledge of the oceans, the exploration for geothermal energy. In the environmental effects ocean basins, and deposits using various physical techniques. area, seismicity and earth motion studies are directly related to the siting of large dams, nuclear power plants and other such installations. OCEANOGRAPHY $15, 500, 000 12 13 The major objectives of this program are to provide support for re- ysis and on mechanisms of photosyntheses and energy capture and search on utilization in plants and microbes. Physical, chemical, and biological processes involved in the Cellular Biology formation and alteration of the sediments of the ocean floor and continental margins. The program emphasizes research which will augment our under- Crust and upper mantle in ocean basins with emphasis on plate standing of how cellular components are organized to form a coordi- nated but flexible unit-the cell. We can think of different classes of tectonics and interactions between the plates. The correlations between variations in the geomagnetic field cells as being programmed to express certain capabilities. The broad objectives are to understand these programmed capabilities and the strength, climatic variations, volcanic activity, and abrupt evolu- dynamic control of their expression. They are promoted through re- tionary changes in marine micro-organisms. search in three primary areas: Genetics, which emphasizes mecha- Biological Oceanography nisms of genetic transmission and expression; Developmental biology, Biological oceanography supports basic research on the nature and which focuses on mechanisms underlying cell changes in organisms as distribution of life in the ocean and marine ecosystems as well as they pass from the embryonic to adult state; and Human Cell Biology, studies of interactions between organisms and the marine environment. which examines, features of animal cells in culture with special em- The objectives of this program are to support research on phasis on human cells. The kinds of organisms living in the ocean and their distribu- Ecology and Systematic Biology tions, behavior, interaction, and nutrition. The program encompasses research to develop a thorough knowl- Interactions between marine organisms and their environment. edge of organisms, mechanisms of evolution, and ecological systems. Functioning of marine ecosystems and development of simu- Essentially all of the research in systematics and ecology is oriented lation models that can predict the behavior of marine ecosystems. toward understanding the ecosystem and hence underpins our knowl- Rates and mechanisms of transfer of metals and other toxic edge of environmental changes associated with energy production. substances into organisms and adaptations and tolerances of An effective policy of energy production and utilization must take organisms and ecosystems to toxic substances and thermal stresses. into account the many factors that operate in the ecosystem. Assess- BIOLOGICAL SCIENCES $83,100,000 ment of the consequences of disturbing natural systems, changing the The Biological Sciences program supports research and research- physical environment, or introducing new or increased amounts of related activities that have among their principal objectives: chemicals must be based on a knowledge of the plants and animals Advancing understanding of the structure-function relationships originally present and of the way in which these are influenced by of biological molecules and their organization in cells which underlie each other and by environmental factors. Knowledge presently avail- the activities of living organisms. Such studies are especially pertinent able has proved to be inadequate, and will become increasingly SO as for a full understanding of enzyme catalysis, energetics and greater attention is given to solving the nation's energy problem. Con- metabolism. sequently, an increase in the level of the collective research efforts Advancing understanding of the properties and interactions of cells described below is required to provide the framework from which and their changes with time. This knowledge is fundamental for pro- energy and natural resource problems can be approached more viding insights into such complex problems as gene expression, the effectively. immune response, neural behavior, and aging. In Systematics work will be done on the identification and charac- Advancing understanding of organisms and their interactions and terization of biotic diversity and its classification into higher order organization at population, community and ecosystem levels. Insights categories reflecting the evolutionary inter-relationships of organisms. from this research are applicable to environmental pollution, food pro- Objectives in supporting Systematics are to: duction and the effective use of resources in energy production and Continue balanced support of research within the spectrum conservation. of organisms through descriptive, experimental, and populational Within the broad scope of the programs presented in the following approaches. section, the environmental areas will receive a major increase in Foster projects carefully designed to sample endangered biotas funding for population biology, tropical ecology and evolution, the including baseline descriptive accounts focused on improving en- biological bases for the control of pests, and research needed to assess vironmental impact studies. productivity and environmental impacts of energy production schemes. Expand the base of support for systematic collections and de- The support of research collections and genetic stock centers will be velop a plan for their management and utilization at a national augmented. In the cell area, funding for biosynthesis, for assembly level including increased use of electronic data processing in pro- and function of organelles and for work on plant, animal and human viding greater accessibility to the vast amounts of data available. cells will be increased. Major increases will be provided for research In General Ecology, an understanding of the interactions of com- on molecular studies of enzymes to extend our understanding of catal- ponent species populations within various terrestrial and inland water 31-373 O 74 2 14 15 ecosystems is emphasized. This includes population ecology, com- pathways and physiological mechanisms by which these processes are munity interactions, and regulation of populations within undisturbed integrated and regulated within cells and organisms remain an elusive and/or man-modified environments. The objectives of general ecology problem. Most metabolic processes involve chemical changes in which are to promote research on the energy is provided for reactions and/or synthesis of new materials Dynamic attributes of the component species populations; regu- utilized in the repair of existing cells or the creation of new cells. En- latory, behavioral, ecophysiological, and ecogenetic. ergy is required also for such processes as growth, reproduction, move- Interactions between species populations with regard both to ment, etc. The broad objectives of the program focus on research which their biochemical basis and their adaptive significance. Ecosystem dynamics, including the regulation of pest popula- has the greatest potential for contributing to our knowledge of the tions in agro-ecosystems, and responses of natural ecosystems to physiological control and energetic processes associated with these manipulation, biogeochemistry, and paleoecology. phenomena. Such knowledge is required to obtain the maximum net In ecosystem studies, data gathering and analysis center about those energy yield from managed biological systems. things which together form systems-processes and variables in state. The adaptiveness and remarkable efficiency of biological systems can Studies of state variables are oriented toward the quantification of the be mimicked for innovative energy production and utilization schemes amounts of commodities (e.g. nutrient elements, carbon, and water) only if adequately understood. Two key examples may be given use present in the system, and how they are partitioned among compart- of biological nitrogenfixation can lead to reduced requirements for ni- ments (e.g., plant and animal biomass, dead material, and soil water). trogen fertilizers and therefore a consequent reduction in energy ex- Process studies deal primarily with the manner and magnitude of the penditures required for the removal of nitrogen compounds which flow of the commodities among the compartments and the physical and accumulate in soil and water. Improved understanding of the basis biological constraints which mediate the flow. for differing efficiencies of utilization of solar energy by plants should Ecosystems are commonly classified according to their geographic contribute to reduction in the energy required for agricultural produc- tion. location, the most prominent vegetation, and the amount of water present. The objectives of ecosystems research are to analyze the struc- Psychobiology and Neurobiology ture and function of individual ecosystems and compare diverse eco- How does a homing pigeon find its way home? How does a rat systems. From the study of system similarities principles will emerge learn to avoid poisoned bait ? How different are the cognitive abilities which form the core of ecosystem theory. Analysis of differences can of apes from those of man? How can we solve problems requiring the elucidate the nature and implications of specific adaptation and modi- visualization of objects not physically present? How can we enhance fication of component parts or entire ecosystems to meet the constraints children's learning abilities or the techniques used to teach them? of a particular locale. Increasing our knowledge of such behavioral phenomena is the objec- Molecular Biology tive of the Psychobiology program, which supports field and laboratory Molecular Biology is concerned with the chemical and physical prop- research of human and animal behavior. Such research is leading to erties and complex interactions of molecules involved in biological exciting new conceptions of the psychological processes and physi- function. At one end of the spectrum it deals with the isolated and ological mechanisms underlying behavior, of the genetic and environ- purified molecule, at the other with the aggregation of one or more mental determinants of behavior in the individual and in the species, classes of molecules into complex structures in an attempt to under- and of the role of behavior in adapting individuals to physical, bio- stand the mechanisms whereby cell structures achieve high degrees of logical, and social aspects of their environment. internal order and coordinated function. Knowledge from this class Man has long been fascinated with the most complex, and probably of research relates directly to energy transduction and catalytic mech- least understood of his bodily structures, the brain. Since virtually anisms used by living organisms and ultimately should find applica- all activities of the body are regulated or influenced by the nervous tion in the development of innovative energy-conserving processes. system, a fundamental understanding of neural processes is of im- The objectives of the program are to: mense importance. Neurobiology supports research which spans levels Acquire and interpret data to improve our understanding of the of inquiry from the subcellular to the behavioral in order to acquire chemical interactions of macromolecules. such understanding. The diversity in the level of inquiry is reflected Improve knowledge of biological catalysis, biochemical reac- in the broad array of methods and techniques, e.g., nuclear magnetic tions, and the energetics of the associated chemical change. resonance procedures, radiotracer and autoradiographic techniques, Advance instrumentation and analyses applicable to the study as well as organ and tissue culture techniques, electron microscopy, of macromolecular systems. and spectroscopic techniques. New methods of surgical and lesioning procedures, electrophysiological recording techniques, and microchem- Physiological Processes ical procedures have been developed. Despite this broad base, neuro- Metabolism constitutes the sum total of all processes of living orga- biological research is coherent in its relatively narrow focus upon nisms involved in the building up and destruction of protoplasm. Each neural functions. of the two phases of metabolism is individually important, but the 16 17 PHYSICS $43,600,000 from universities now work away from their own campuses at these The objective of the Physics research program is to continue to national or regional facilities. Requirements for support of users increase knowledge and understanding of the basic properties of groups at such facilities and for the direct support of facilities are fundamental forces and elementary constituents of matter. Emphasis expected to increase considerably as they approach their optimum is placed on studies of the interactions of the very simplest constituents operation level. of matter, as a basis for understanding larger and more complicated systems. These studies range from the elementary few-body inter- Nuclear Physics actions of particles and fields to the collective phenomena exhibited The Nuclear Physics program supports the experimental study of by large aggregates of matter. The answers which these investigations atomic nuclei and their interactions. The objective of this study is to yield then provide the understanding of phenomena basic to advances establish their relationships with the basic forces of nature. Nuclear in other sciences, in engineering, and in technology, including energy- phenomena are rich in their diversity. Some are common to all stable related research. nuclei; others appear only in small subsets of nuclei. Some are evi- A major increase in this program stems from increased support dent at low excitation energies; others only at higher energies. In for user groups at the National Accelerator Laboratory (NAL), the order to understand the rules overning such phenomena a panoply Clinton P. Anderson Meson Physics Facility (LAMPF), the Indiana of study methods must be used. The intrinsic complexity of nuclei, Cyclotron, the Columbia-Nevis Synchrocyclotron and the Bates Elec- i.e., their many-particle interactions via complex forces, often re- tron Linear Accelerator. Atomic physics research has spawned a few quires that a given aspect of nuclear structure be viewed in di- rse large groups and institutes, each devoted to the various aspects of and complementary ways, if a definite understanding of the particular one field, which will be supported. The Cornell Synchrotron will be process is to be obtained. This is an essential attribute of nuclear upgraded to 15 GeV and there will be improvements in the associated physics investigations, and it explains the wide variety of nuclear on-line computing facility. Energy-related research will be substan- reactions brought to bear on specific nuclear excitations. Nuclear phenomena are also rich in their potential applications. The Nuclear tially increased. Physics program seeks to stimulate and encourage such applications. Elementary Particle Physics Atomic, Molecular, and Plasma Physics The objective of the Foundation's program in Elementary Particle Physics is to provide support for research directed toward under- This program's objective is to support research aimed at under- standing the most fundamental laws of nature which govern the be- standing the laws governing matter at the atomic level and at increas- havior of particles and fields, the elementary constituents of all matter ingly complex levels of aggregation. At the atomic level, the proper- ties of atoms and simple molecules are explored in the regime in which and manifestations of energy. the internal structure of the constituent nuclei does not play a signifi- The experimental study of three of the four basic forces which cant role. More complex aggregates of molecules, with long-range underlie these fundamental laws-the strong, electromagnetic and coherence and order, are studied as well, involving phenomena in the weak-involves the search for new fundamental particles, determina- gaseous, plasma, and liquid states. tion and classification of their characteristic properties, and uncover- A broad and varied program of experimental research, together ing of the symmetry principles which govern their interactions. Ex- with accompanying theoretical research and calculations, studies the perimentation in the field is highly dependent upon the availability fundamental aspects of "extra-nuclear" physics over a broad range of of very high energy particle probes for the study of particle structure conditions and temperatures. Such studies have, at each level of com- and interactions. plexity of matter, yielded dramatic new understanding of and control Intermediate Energy Physics over nature, and have spawned within the last decade entire new In prior years, this program was a part of the Nuclear Physics sciences (such as parts of chemical physics and laboratory astro- program. Significant crystallization of interest in this field, and the physics) and technologies (the laser). development of new major facilities such as the Clinton P. Anderson Theoretical Physics Meson Physics Facility (LAMPF), the Bates Electron Linear Accel- The objective of this program is to promote a quantitative under- erator, the Indiana Cyclotron, and the Columbia-Nevis Synchrocyclo- standing of the basic building blocks of all matter and of the way in tron have created special opportunities for research which merits which these building blocks determine the properties of all physical separate program status beginning in FY 1975. systems, from nuclei to stars. The availability of these new facilities with intense beams of In his work, the theoretical physicist tries to make sense out of electrons, protons, mesons, etc., at intermediate energies, has opened the observations made by experimentalists in the laboratory. The up new domains of research in fundamental laws of particle inter- theorist attempts to find a hypothesis about how nature behaves which actions, nuclear structure and dynamics, and atomic structure. The will explain what is observed. He then uses the hypothesis to predict facilities have in some cases outgrown capabilities of a single uni- the results of new experiments, which will test whether the hypoth- versity and must be centered at national laboratories. Users groups eses or theory represents a correct understanding of nature after 18 19 all. Thus, the theorist not only endeavors to interpret the clues which directly, the principal source of energy for industrial processes. Many nature has already provided in the past, but also plays an important of the energy production and utilization processes currently employed, role in suggesting new directions for research aimed at uncovering as well as those envisioned for the future, are strictly chemical in new clues. nature. Hence, the Foundation will place special emphasis on expand- Gravitational Physics ing existing basic research projects, and initiating new ones, that bear Gravity, the fourth basic force underlying the fundamental laws directly on the chemical aspects of energy production, utilization and of nature, is the weakest of all forces in the universe, yet, paradoxi- conservation. This will include studies designed to uncover the molec- cally, it is the only one of literally cosmic importance. Since gravity ular basis of energy producing reactions, to determine the role of acts across unlimited distances, it controls the birth and death of reactive intermediates, to obtain necessary thermodynamic data, to stars, like our own sun, of the more exotic pulsars, and even of the discover suitable catalysts, and to understand separation processes. vast collection of galaxies which make up the universe. The under- New studies also will be made of electrochemical reactions, both to dis- standing of gravity is therefore not only fundamental to a basic cover wholly new energy sources and to create the basic knowledge description of nature, but vital to uncovering both the past and required to improve existing battery and fuel cell systems. future evolution of the cosmos. Chemical Thermodynamics Gravitational physics is now in its most exciting phase since the This program is concerned with thermodynamic and other equilib- time of Newton. Experimental measurements, both on the earth rium properties of bulk matter. In that sense it does not deal directly and in satellites, have finally begun to supply precise data document- with the preparation, structure, or chemical behavior of molecules, ing the failure of Newton's classic theory. This in turn is enormously except when equilibrium properties are of primary concern. stimulating to theorists who work at interpreting these experimental The objectives of the program include: advances and extending the consequences to suggest new observations. Improved understanding of the energetics of chemical change; This program has as its objectives the support of basic gravitational Acquisition of data and development of new theoretical ap- experiments and theory. The experiments involved measure non- proaches which may lead to improved understanding of liquids Newtonian gravitational phenomena, while the theoretical investiga- and solutions; tions supported study the consequences of general relativity or other Advancing knowledge of solid-gas and solid-liquid interfaces, modern theories of gravity, the properties of matter in enormous including the chemical reactions that are unique to interfaces; gravitational fields, and the cosmological effects of gravitational forces. and CHEMISTRY $36, 100, 000 Acquiring and interpreting data on the behavior of molten salts The objective of the Foundation's Chemistry research program is to and other high temperature systems. promote the understanding of the structures, properties, and chemical Quantum Chemistry transformations of matter. By developing these concepts on a molec- This program includes the determination of electronic properties of ular basis, chemistry provides a resource for other experimental sci- molecules, radicals, and ions; quantum theory; atomic and molecular ences analogous to that provided by mathematics for quantitative collisions; and energy transfer. scientific thought. The objectives of the program include the development of theory In addition, it is by application of the knowledge gained from such that will aid in the interpretation of experiments, suggest the direc- basic research that, for example, the chemical industry is able to tion of new experiments; and provide reliable information on tailor molecules to control disease, alleviate pain, control fertility, and phenomena not easily accessible to direct experimentation. The pur- to increase the efficiency of energy conversion. pose of the experimental research is to create new knowledge and The major increase in the Chemistry program is $9.2 million for understanding, at the most fundamental level, about the electronic new research that is specifically energy-related. properties of molecules, radicals, and ions. The remaining increase will be used by individual investigators to replace obsolete equipment and to provide frontier-type instrumenta- Chemical Dynamics tion for general use in outstanding chemistry departments. The in- Chemical dynamics is the study of matter while it is in the process crease also will permit an added emphasis on studies of liquids and of chemical change. Emphasis is on learning the rates at which reac- solutions, and surface interactions. In addition, there will be an tions occur, the energies involved, and on understanding the factors explicit increase in the general support of research concerned with which affect these rates and energies. More specifically, the objectives improved understanding and better utilization of chemical catalysis. of the program include: This support will consist of new research projects, as well as assist- Measuring rates of reactions which have critical importance ance in the acquisition of recently developed instrumentation for the either in developing general laws of chemistry or in providing characterization of catalytic surfaces. fundamental data for other disciplines, such as biology or atmos- Much of our present technology is fundamentally dependent on a pheric sciences; knowledge of chemistry, since chemical reactions are, directly or in- Developing correlations between molecular structure and re- activity; 20 21 Understanding the influence of chemical environment, particu- or they may serve as model compounds to aid in the understanding of larly solvents, energy sources and catalytic species, on the rate the role of metals in living systems. and products of chemical reactions; Synthetic Organic and Natural Products Chemistry Developing theories of chemical reactivity which allow general- ization and prediction of chemical phenomena; and Research supported by this program area involves the synthesis and Discovering and developing new techniques, methods and in- general chemistry of carbon-containing compounds that originate from struments to allow the above objectives to be achieved more effi- both man-made and natural sources. The chemistry involves primarily ciently and rigorously. carbon and hydrogen compounds that may also contain oxygen, nitro- gen, halogens, sulfur and phosphorus. Chemical Analysis The objectives of the program include: Research in chemical analysis involves the development and discov- Developing general synthetic methods for complex naturally ery of chemical, physical, and instrumental procedures for determining occurring molecules; the chemical composition of matter. Understanding the relation between composition and chemical The objectives of the program include: properties in order to tailor-make desirable properties; and Developing a more fundamental understanding of separation Isolating and characterizing naturally occurring molecules and processes SO that existing methods can be refined and improved, understanding and developing in vitro processes paralleling or and new methods can be discovered: duplicating those in vivo paths occurring in nature. Developing better methods for determining the chemical com- Chemical Instrumentation position of surfaces, including three dimensional analyses; Discovering more sensitive and versatile methods for analysis of This program activity assists universities and colleges in acquiring trace amounts of metals; and major items of chemical instrumentation that are judged to be essen- Using computer techniques to deal with problems of sampling, tial for conducting experimental research in chemistry. Whenever data acquisition, and data interpretation for complex systems. possible, the instruments are used by groups of investigators to ensure maximum use and avoid duplication. Typical types of equipment are: Structural Chemistry nuclear resonance spectrometers; ultraviolet, visible and infrared spec- Research in structural chemistry aims primarily at determining the trometers; diffractometers; electron spin resonance spectrometers; geometrical relationship between the atoms that compose molecules. lasers; and electron and ion kinetic energy spectrometers. Such research is divided into three subfields: diffraction studies, The primary objectives of the program are to ensure that major stereo-chemistry and general molecular structure studies using non- items of equipment that are essential for pioneering research in all diffraction methods. branches of chemistry are available to qualified research groups, pri- The objectives of research in structural chemistry include: marily in American universities and colleges, and to ensure that this Obtaining the basic data necessary to test theoretical molecular equipment receives maximum utilization. structural calculations and thereby to assist the theoretical chem- ASTRONOMY $11,200,000 ist refine his methods; Continuing to expand and correlate the experimental informa- The objectives of the Foundation's research support program in tion required to understand and predict the chemical and physical astronomy are to increase our understanding of the physical nature of properties of molecules: and the universe, the structure and behavior of stars, the objects and phe- Refining existing and developing new experimental techniques nomena observed in deep space, and the make-up of the interstellar in order to meet the increasing need to elucidate the structure and medium. To achieve these objectives, the Foundation provides support for: properties of molecules that exist for only very short periods of time. Such molecules can be of great importance in furthering Solar system observations at optical and radio wavelengths and our understanding of chemical reactivity, despite their transient associated theoretical studies of the physical make-up and orbits existence. of bodies in the solar vicinity. Studies of individual stars, aimed at understanding their in- Synthetic Inorganic and Organometallic Chemistry terior structures and surface properties and their interactions with Research efforts supported under this program include the prepara- each other and with interstellar clouds. tion of novel inorganic compounds for use as catalysts. This involves Fundamental measurements of positions, motions, distances and the discovery of the structural, energetic, and mechanistic considera- basic charactistics of stars and stellar groups. tions necessary for basing these syntheses on systematic approaches Theoretical and observational investigations of the large scale rather than hit and miss ones. structure of our Galaxy and of distant objects out to the edge of The major objective of the program is to support research leading the universe. to the preparation and characterization of new organometallic com- Developments of instrumentation for advanced observational pounds. These compounds may be useful in chemotherapy or catalysis, research in all portions of the spectrum, including gamma-ray, optical, infrared, and radio. 22 23 Areas of increased emphases in FY 1975 include: Galactic and Extragalactic Astronomy Analysis of data from the December 1973 comet, Kohoutek. The principal objective of this program is to obtain increased knowl- Studies of binary stars, now found to occur in many astronomi- edge of the interstellar medium, the Milky Way Galaxy, and distant cal situations. Further delineations of the mechanisms which lead to stellar galaxies and quasars. The support of research in the radio region of the spectrum is the explosions ("supernovae"). Detailed studies of interstellar regions where the interstellar major cost in the program, including support for individual scientists who may observe at National Observatories as well as for major molecules originate (X-ray and gamma-ray). instruments and scientists at particular universities or observatories. Millimeter, infrared, X-ray, and gamma-ray studies of our gal- The most exciting radio work covers the discovery of radiation from axy. Increased development and use of more efficient instrumentation interstellar and extragalactic molecules (which includes molecules not found occurring naturally on earth), determination of accurate posi- for existing telescopes. tions of sources by very long baseline techniques, identification of Solar System Astronomy optical sources, and surveys which show the structure of our Galaxy. The objective of the Foundation's research support program in The long-term variability and polarization of radio sources require Solar System Astronomy is to increase our understanding of the physi- continuous observations over long time intervals. cal nature of the sun, the planets and their satellites, the minor planets, The optical program element supports research programs which the comets and meteors, and the solar wind constituting the inter- include cosmological studies of faint galaxies whose large red shifts planetary medium. indicate that they are near the edge of the observable universe, galactic The major program areas are: distributions of different types of stars (especially observed from the Solar and planetary radio astronomy in the meter and longer southern hemisphere), physical characteristics of galaxies, supernovae, wavelength range. and metal abundance in the Galaxy. Photometric, polarimetric, and spectroscopic observations of The gamma-ray, X-ray, and cosmic ray research is conducted almost planetary atmospheres in the optical and infrared wavelength entirely with equipment carried on balloons. The new detectors and range. methods have enabled investigators to find new sources and to plan Laboratory investigations of atoms and molecules found in the expeditions to look for others. The balloon work is carried on in both atmospheres of the major planets under conditions of tempera- hemispheres. ture simulating those of the planetary surfaces and interiors. The work on infrared sources continues; a variable X-ray source Observational and theoretical study of comets. was identified recently by infrared techniques. Balloon, rocket and Stars and Stellar Evolution airplane based observations need to be continued and expanded. The goal of this program is to gain a better understanding of the Astronomical Instrumentation and Development physical structure and evolution of stars. Research sponsored by the This program seeks to develop new types of observational and data program ranges from the determination of atomic and molecular prop- recording instrumentation and to provide coordination, both within erties in the laboratory, through observation of stellar brightnesses and and outside of the Foundation, of all instrument development appro- spectra and their variations, to theoretical and computer modeling of priate to astronomical studies. More specifically, the objectives of this stellar atmospheres and interiors. All electromagnetic radiation program are as follows: (gamma-rays, X-rays, ultraviolet, visible, infrared, and radio waves) To develop instrumentation required for conduct of advanced re- is studied. Current research centers around the birth of stars as infra- search by observational astronomers, who work today with the entire red sources and the last stages of their life as planetary nebulae, novae spectrum of electromagnetic radiation and with particles as well. and white dwarfs or as supernovae which produce neutron stars To support acquisition of instrumentation already successfully (observed as pulsars) or black holes (observable only by their gravi- developed, SO that as many astronomers as necessary may have access tational fields). to state-of-the-art equipment. Stellar Systems and Motions To foster feasibility and design studies of large or innovative in- struments. One example is to continue studies for a millimeter wave- The objective of this program is to improve the understanding of binary and multiple star systems and star clusters, emphasizing the length telescope to extend radio studies as efficiently as possible into this range of the electromagnetic spectrum. field of astrometry. Astrometry is the measurement of precise posi- tions and motions of stars to determine stellar distances and their MATHEMATICAL SCIENCES $16,600,000 movement in our Galaxy. The objectives of the Mathematical Sciences research program are: Another major element of this program is dynamical astronomy, To increase man's knowledge of the mathematical sciences by which deals theoretically and observationally with the origin and the creation of new mathematical structures through the extension evolution of stellar groups, on a scale small compared with a galaxy, of extant mathematical theories and by further study and analysis and of planetary groupings around stars. of the relations which exist between them. 24 25 To use mathematical knowledge for the better understanding between research in geometry and research in analysis is sometimes of natural and societal phenomena by applying it to the solution hard to draw. Progress in geometry has also required results from of problems in the physical, social, biological, and engineering topology and algebra and, in its turn, has generated whole new sub- sciences. fields in these same areas. Geometry has also strongly influenced a These two objectives span both core mathematics and applied mathe- wide range of applied areas, including the theory of relativity, statis- matics. Core mathematics gains insight and inspiration from the appli- tical mechanics and control theory. cations, while the applications use the tools forged by core mathematics The past year has witnessed an explosion of research in global to bring better understanding to real world phenomena. In FY 1975, analysis which involves studies of relations between the geometric the Foundation will continue to provide balanced support over the properties of manifolds (surfaces) and the analysis of partial differen- major areas of core and applied mathematics. tial equations on these manifolds. A high level of research activity is present in many areas of mathe- Much of the research in these programs provides a mathematical matics. In core mathematics, differential geometry is an area of intense structure for a wide variety of energy related research problems in activity, and an increase in funding will be provided for this area. other sciences, which are often formulated as systems of differential or Functional analysis and operator theory will also receive increases in integral equations. funding, as will the qualitative theories of differential equations. Other dominant areas of current research are in algebra, especially group Topology and Foundations theory and number theory and these will also receive large increases in The objectives of this program are as follows: funding. To describe and understand the structure of geometric mani- Interest in the application of mathematics to problems in the bio- folds (geometric figures which can be described in the neighbor- logical and social sciences in growing and will be encouraged by addi- hood of each point by a system of coordinates similar to those for tional support. An important aspect of the Mathematical sciences re- Euclidean spaces). search program in FY 1975 is increased emphasis on areas of mathe- To discover new algebraic techniques for determining geometric matics that are germane to energy related research in many areas. For structure and to simplify those which now exist. example, control theory, statistical mechanics optimization, modeling, To understand the foundations of set theory, cardinal and and the design of experiments are of relevance to the solution of energy ordinal number theory, and related areas of mathematics. problems and require an underpinning of advanced mathematical To answer questions of decideability concerning various alge- braic structures. knowledge and techniques. Topology is an offspring of geometry and has largely developed Classical Analysis and Geometry since the turn of the century. It is concerned with properties of geo- Although every part of mathematics has made its contribution to the metric objects which are unaltered by continuous distortions. Such physical sciences, this program, more than any other (except Applied properties are very basic indeed, and this accounts for the importance Mathematics and Statistics), supports research in core matematics of topology. Despite its abstract character, topology has contributed whose genesis generally lies in those sciences and which is potentially substantially to the other areas of mathematics and other sciences, in- more germane to the explication of their problems. Its objectives cluding the development of very basic results in dynamical astronomy include: and important theorems on the qualitative nature of electric fields and The study of the properties and behavior of solutions of ordi- flows of fluids. nary and partial differential equations. The Foundations of Mathematics is a highly abstract subject which Discovery of new properties of geometric objects and abstract has to do with logical processes and to the reduction of logical thought manifolds. to the manipulation of symbols. Because of the esoteric nature of this The investigation of relationships between analysis and geom- subject one might think that it is far removed from having relevance etry; in particular, the relations between solutions of partial to everyday life. But this is certainly not the case, as is evident from differential equations and geometric (topological) invariants. the fact that the reduction of mathematical reasoning to mechanical The study of complex functions in one and several variables. manipulation of symbols according to definite rules prepared the way The Classical Analysis program encompases not only the truly classi- for the creation of the electronic digital computer. Moreover, two math- cal areas of the theory of complex variables and differential equations, ematicians (Turing and von Neumann), steeped in mathematic logic, but also the more recently developed fields of Riemannian manifolds, are counted as the most important figures in the development of mod- global analysis, harmonic analysis, dynamical systems and approxima- ern computers. The interplay between logicians and computer scien- tion theory, With the recent emergence of more powerful techniques, tists continues. Logicians are interested in whether certain problems some long unsolved problems of "hard" analysis are now being settled. can be solved by computer algorithms. Computer scientists are inter- The Geometry program also has a broad scope. Euclidean geometry ested in the same question, as it relates to the realities imposed by spe- has essentially vanished from the research scene, and the distinction cific machines. 26 27 Applied Mathematics and Statistics physics, chemistry, astronomy, and other sciences. Among the sub- The objectives of this program are: fields of mathematics counted to be in this area are functional analysis, To express in the terminology of mathematics phenomena which harmonic analysis, linear topological spaces, operator theory, topologi- occur in man's physical and social environments, to deduce the cal dynamics, ergodic theory, measure theory, and probability. mathematical consequences of this process, and then to reinter- Research in Modern Analysis concerns itself with investigations pret the results of the real world. Effectively, this comes down to that depend heavily upon mathematical techniques which have been the application of mathematical techniques to real world phe- developed since the turn of the century. These techniques have evolved nomena as organized into the physical, biological, social, and en- from somewhat more sophisticated notions of the basic tools of mathe- gineering sciences. matics such as set theory, function theory, integration, and the rather To develop, when necessary, new mathematical structures for technical mathematical concept of "space". Still more recently, there the purpose of implementing the above procedure. has developed a tendency to use notions from other mathematical dis- To develop statistical techniques which are increasingly better ciplines in analysis. Extremely powerful techniques have emerged suited to the analysis of observational and experimental data which are finding application in many phases of applied mathematics gleaned from physical and social phenomena. (especially questions on the behavior of solutions of differential equa- Research in Applied Mathematics is concerned with developing new tions) and, particularly, quantum field theory. mathematical knowledge which will contribute to finding solutions to These elements will contribute to energy research. They include many problems which have their origin in man's physical and social quantum field theory and other subareas of functional analysis rele- milieus. It will also be concerned with applying known mathematical vant to physics and chemistry research related to energy problems. theories in novel ways to the solution of such problems. The philosophi- Algebra cal (i.e., the non-experimental) aspects of physics, astronomy, engi- The objectives of the Algebra program are to: neering, and chemistry are expressed completely in mathematical Obtain a deeper understanding of algebraic sets and arithmetic terms, and it is to problems in these disciplines that mathematics has on abelian varieties. been, and is, largely applied. In recent years, with the advent of the Solve the problem of resolution of singularities of varieties de- computer, mathematical theories are emerging which are proving more fined over fields of non-zero characteristics. and more successful in dealing with the biological and social sciences. Determine the structure of all finite groups. Thus, projects will be supported in mathematical economics and mathe- Continue the progress on certain long-standing questions and matical biology, as well as in fluid mechanics, solid mechanics, dynami- conjectures in the theory numbers. cal systems, mathematical physics, control theory, differential game Construct and exploit new algebraic techniques for applications theory, optimization, mathematical programming, and operations to questions in mathematics and other sciences. research. Research in Algebra has been in ferment for a generation now, and A considerable proportion of these projects are related to energy some of the most important and exciting results in mathematics have research. Optimization, modelling, systems and control theory, sta- been accomplished in this field within the last decade. Algebra is one tistical mechanics and magneto-fluid dynamics are directly relevant to of the oldest branches of mathematics, with significant consequences problems in utilization of current energy resources and the develop- flowing from it in every era. Attempts to solve algebraic equations in ment of new sources of energy. the early nineteenth century led to new concepts such as groups, rings, Statistics is a well-established branch of the applications of mathe- and fields, and it may now be said that the study of algebra is basically matics. Research in this area is concerned basically with the theoreti- concerned with entities such as these, called algebraic structures. Group cal development and application of methods for extracting as much theory has long been central to research in algebra, and much of this information as possible about a large number of events from knowl- research has been in the theory of finite groups. Foundation supported edge of a limited number of such events. Statistics is an indispensable researchers have solved several long-standing problems involving finite tool for the scientist and others in the analysis of data. Moreover, it groups and have paved the way for new and vigorous research in this is useful in the design of experiment. Its applications are manifold: area. Significant progress is also being made in algebraic geometry and in agriculture, medicine, insurance, industrial production, market re- number theory. search, sociological and demographic studies, and experimental work SOCIAL SCIENCES $28,300,000 in engineering and the physical sciences. The design of experiments, interpretation of data, reliability and The principal objective of the Foundation's Social Sciences research control theory, and applications are of relevance to energy related re- programs is to foster the development of objectively verifiable knowl- search in many scientific disciplines. edge about how human beings interact and about the functioning of societal organizations and institutions. lodern Analysis and Probability These programs are almost unique in the United States in being The objective of this program element is to: responsible for the growth of fundamental knowledge in the social Attain a deeper understanding of the mathematical structures and sciences that will be applicable to the problems of tomorrow as well objects which arise naturally out of the abstraction of concepts in as of today. 28 29 For this reason, major efforts in all programs are directed toward behavior of organizations and social institutions, including the fam- the creation of new and more powerful methods of investigation and composition. ily, social stratification and mobility, and population sizes and of general analytical tools. The attainment of more adequate data bases is another objective, SO that findings will be more definitive and general- Interpersonal relations are the subject of social psychological re- izable-and SO that research costs will be more economical. search, including group decision-making, communication, and opinion Social Sciences programs also support problem-oriented efforts, in- and attitude change. cluding the development of social indicators, providing a base for con- Social Indicators research involves sociologists, social psychologists, tinuity in research on important social and economic problems. economists and other specialists in an effort to measure social change The six major program elements are discussed in detail below. In as objectively as possible. A particular interest is to add "quality of past years, scientific linguistics research had been supported under life" dimensions to existing economic indicators, in order to permit Anthropology, Social Psychology, Sociology, and Special Projects. weighing of "social" costs as well as costs which show up in the market Beginning in Fiscal Year 1974, all this support has been consolidated transactions and can be directly measured in monetary terms. under the Special Projects Program, along with Geography and His- Political Science, Law and Social Sciences tory and Philosophy of Science. Fiscal Year 1973 estimates have been adjusted for comparability. Scientific understanding of the processes of government, including The highlights of increases for FY 1975 research projects are as international relations, political disorder and stability, electoral sys- follows: tems and administrative procedures, is the objective of the Political Support of development of measures of social change (includ- Science Program. In recent years this program has stimulated increas- ing effects of energy shortage and redistribution) ing use of quantitative methods such as studies of factors related to Support of studies of language acquisition and the nature of the outbreak of violence and war. Although development of general theories of political processes is an exceedingly difficult task, because language. Substantial expansion of fundamental research to adapt and of the complexity of the subject matter, progress is being made. improve economic theory and measurement techniques for pur- The focus of the Law and Social Sciences effort of the Foundation poses of analyzing economic and energy-related problems. is on interdisciplinary studies involving both lawyers and social psy- Support of work in international economies, particularly the chologists, economists, or other types of social scientists. The intention linkages among national economies into a world system; is to accelerate the use of social scientific findings in the legal world, Support of U.S. participation in international collaborative and to use methods of research developed in the social sciences to scientific efforts, particularly in management sciences. study legal processes. An example is the analysis of trial processes by Some examples of the variety and significance of NSF supported techniques social psychologists have used to study small groups. research are described briefly in the following section. Special Projects, Geography, History and Philosophy of Science Anthropology The objective of the Special Projects program is to make possible The objective of the Anthropology program area is to obtain per- social scientific activities that cut across several disciplines, or involve spective on human behavior over more than a million years in time and participants from many different institutions. It also supports the across the many varied cultures mankind has evolved, in order to have operation of a limited number of specialized laboratories, for exam- a better grounded science of ourselves and of our fellow inhabitants of ple, computerized management decision-making research configura- tions. In cooperation with the Office of Computing Activities this the world today. program encourages the development of next-generation software for Economics use in management science and economic analysis. Responsibility for The objective of the Economics program is to improve understand- support of scientific research on linquistics was consolidated into the ing of economic processes and the measurement of economic relation- Special Projects program in Fiscal Year 1974. ships, especially where the results will be applicable to problems of The geography program is concerned with economic and social general interest and importance. Economics has been outstandingly geography, including urban studies and regional science. successful in developing scientific analysis of social behavior. The Eco- The History and Philosophy of Science element is directed toward nomics program will continue to assist investigators to develop and an understanding of the fundamental nature and the processes of de- test new methods of measurement and new theoretical structures. velopment of science and technology. It is almost unique among U.S. research sponsors in having this Science Policy Research reponsibility. The objectives of Science Policy Research are (1) to improve the Sociology, Social Psychology, Social Indicators processes of conducting and administering scientific research of all The objective of these program elements is to increase our under- kinds, and (2) to understand the impact of science and technology on standing of the behavior of human beings as they interact with each public policy. The program is directed toward fundamental investiga- other, and of the functioning of organizations and societal institutions. tions of long-term significance and is not intended to participate di- Sociology is concerned with scientific explanation of the nature and rectly in current policy making. Emphasis is on interdisciplinary 31-373 74 3 30 31 studies of the operation of the scientific community, including the allocation of resources, the dynamics of scientific disciplines, and the studies which will provide the understanding and data which will en- able industry to develop innovative processes that either reduce energy ways in which scientific and technological discoveries come to influence consumption or by-pass high energy consuming steps. Thus increased foreign and domestic policy. emphasis will be placed on such problems as the utilization of waste ENGINEERING $36,900,000 heat, catalysis, combustion, building design, plasma processes, conver- Engineers and engineering play an unusually important role in our sion of waste organic material to usable energy, and on pollutant trans- technology-oriented society. Industry depends upon engineers for the port processes. The additional funds will also make possible increased development of innovative and competitive processes and products as emphasis on such important research areas as biomedical engineering, well as for the reduction of hazardous working conditions. Society pattern recognition and processing, food engineering, high flux heat depends upon engineers for devising improved methods of utilizing transfer, process engineering, noise control, and construction manage- our natural resources, for providing new sources of energy, and for de- ment. vising improved housing and transportation and communications Electrical Sciences and Analysis systems. The objective of the Electrical Sciences and Analysis research pro- The objective of the Foundation's engineering research program is to develop a better understanding of the engineering principles which gram is to gain better understanding of the various phenomena re- lated to electrical sciences and systems. New discoveries and increased are common to or required for the solution of future technological and knowledge in electrical and optical sciences and system theory are of societal problems. The scope of the engineering research program ranges from the development of new data and methodology required the utmost importance if research is to provide knowledge applicable for the introduction of new technology or improvement of productiv- to the highly complex problems of productivity, energy, generation, transportation, health services, communications, and others that ity, to understanding and modifying the impact of new and existing technology on man and his environment. Thus, the Foundation's engi- plague our technologically dependent society. To meet this challenge, neering research program involves all areas of engineering and tech- the program supports research in Control and Automation, Devices nology including civil, mechanical, chemical, industrial, electrical, and and Waves, Electrical and Optical Communications, and System The- ory and Applications. The research program includes studies in com- aeronautical engineering. In addition to the support of a general research program, a number munication and information sciences, large scale networks, signal of innovations have been introduced and are being given continued processing, control theory, automation systems, bioengineering, man- emphasis in the Engineering program in FY 1975. Among these are machine interactive systems, system analysis, modeling optimization, University-industry workshops. These workshops explore spe- devices for communications, automation, electrical energy generation, cial areas of research interest, serve to improve coordination be- and environmental systems, wave propagation and radiation. Orga- tween universities and industry and identify important research nized areas of coherent research with strong university-industry in- teraction are supported in the important areas of optical communica- problems and opportunities. Organized research areas. These are broad problem areas in tion systems and advanced automation. which there is a unique opportunity for high impact through in- Engineering Chemistry and Energetics tensive coordination of research related to a given area or in The objective of the Engineering Chemistry and Energetics pro- which there is a serious void in information required to cope with gram is to stimulate those basic disciplines that are directly and in- a particular problem area. Often this void exists because of the directly related to the technological development and economic vi- fragmented nature of involved industrial groups or the lack of tality of major industries in the U.S. utilizing various forms of chem- specific responsibility of any government agency. Examples of ical and physical change. Appropriately selected, these changes in- organized research areas include optical communication systems, fluence not only the development of new processes, the manufacture food engineering, and wind engineering. of new or improved products, and the abatement of environmental Encouragement of young university researchers to develop re- pollution, but also the means for conserving energy and materials in search programs related to current problems. A special option in actual or potential short supply. Research supporting this objective the Engineering Research Initiation Program, program permits is provided through four general areas and several organized areas. young faculty members to carry out research activities during the The general areas include Chemical Processes, Heat Transfer, Plasma summers in a non-academic environment such as industry or some Dynamics and Nuclear Engineering, and Thermodynamics and Mass level of government activity. Transfer. Added support to these programs is given by the key or- The Foundation's FY 1975 engineering research program involves ganized research areas of Process Synthesis, Food Engineering, and an increase of $8,400,000 over that allocated for FY 1974. These funds Natural Resources Technology. will enable the Foundation to increase the activities of research pro- Mechanics grams which encourage greater interaction between universities and industry. The largest fraction of this increase will be used to place The objectives of the Mechanics research program are to generate additional emphasis on theoretical, experimental and design oriented knowledge required for continued improvements in industrial and government activities related to construction, mechanical design and 32 33 processing, manufacturing, agricultural technology, water supply and Thermodynamics and kinetics of reactions involving sulfides, waste treatment, protection from natural hazards, environmental pro- hydrides and carbides which could form in the environments pro- tection, energy and others. vided by advanced energy conversion systems. Support is provided through four sub-programs-Solid Mechanics, Fluid Mechanics, Civil and Environmental Technology, and Indus- Energy related research is discussed more fully in the appropriate materials research program elements. trial Technology, and through a number of special organized research areas such as Wind Engineering, Technology Transfer in Machine Research at the Materials Research Laboratories by groups of in- vestigators who undertake sustained interdisciplinary research in fore- Design, Ship Traffic Control, Computer Based Technology Transfer, front areas will continue to be encouraged. This thrust area research and Planning and Design of Tall Buildings. These special efforts are provided by MRL core support complements, but does not substitute closely coordinated with other Foundation programs and with ac- for, traditional individual project support. tivities of other government agencies. Such coordination can be ex- tremely important in areas where the general coverage of ongoing en- Solid State and Low Temperature Physics gineering research activities can make specific inputs to more focused This program provides support for research essential to the "back- programs such as utilizing wind engineering knowledge in wind power bone" of our basic physical knowledge of materials, as well as for in- generation studies which will be of benefit to the RANN program of dividual and multidisciplinary efforts in challenging solid state science wind energy conversion. problem areas of special interest to the materials community. The ob- MATERIALS RESEARCH $44,200,000 jective is to increase our basic knowledge in solid state and low tem- perature physics, in order to improve the foundation on which a better The objective of the Foundation's Materials Research program is to understanding of the synthesis, properties, and applications of mate- increase fundamental understanding of the optical, chemical, mag- rials can be built. netic, thermal, mechanical and electrical properties of materials SO that the knowledge gained may be used to benefit mankind. New or Engineering Materials improved materials will be needed to meet the Nation's requirements The objective of the Engineering Materials program is to develop for energy production, conversion, and transmission, as well as in other an understanding of the various processes that occur in materials and fields. The Foundation provides support to individual scientists develop physical concepts that may be applied to problems in mate- through its project research program as well as to interdisciplinary rials limited areas. The Engineering Materials program provides re- groups through the Materials Research Laboratories (MRL) and the search support needed to advance our understanding of materials of National Magnet Laboratory (NML). scientific and technological importance, their structure and properties, The Foundation's FY 1975 program in Materials Research will em- and behavior under a variety of conditions. phasize research aimed at a microscopic understanding of catalytic Solid State Chemistry and Polymer Science behavior, a predictive assessment of materials performance is a com- plex environment, and the development of a now long-period (1 sec) The program deals with basic research on synthesis and structure- pulsed magnet capable of generating fields in excess of 400 kilogauss. property relations in polymeric materials, and on the nature of defects, The behavior of materials plays a central role in defining the limits properties of surfaces, and other basic chemical phenomena in solids. of efficiency and reliability of any energy conversion system. The aim The objective of this program is to increase our fundamental knowl- of the energy related research included in this program is to develop edge in solid state chemistry and polymer science in order to broaden a better understanding of those processes in materials which limit per- the foundation on which a better understanding of the synthesis, prop- formance of new systems. Examples of basic degradation processes erties and applications of these materials can be built. which will be emphasized are fatigue, creep, fracture, corrosion, stress National Magnet Laboratory rupture and embrittlement. The Francis Bitter National Magnet Laboratory (NML) continues Materials also exhibit unique properties which can be exploited and to be the world's leading high magnetic field laboratory. The Founda- improved if a better basic understanding is developed. These include tion assumed responsibility for the core funding of this laboratory the following: from the Air Force Office of Scientific Research in 1971. Fundamental Superconductors with higher transition temperature and ease of research, applied research, and magnet development are carried out by fabrication. the Laboratory's experienced staff of scientists and engineers. The Solid state electrolytes for batteries or photovoltaic materials NMI's objectives are: to maintain a strong versatile program of basic for solar energy converters. and applied research in magnetism, superconductivity, magneto- Materials requiring high temperature performance (ceramics optics, plasma physics, and high resolution resonance spectroscopy; to and metals) for turbines, coal conversion plants, and magnetohy- provide visitors and collaborators with not only the use of the facili- drodynamic (MHD) converters. ties, but also the benefit of expert scientific and technical assistance Surface studies where better understanding would benefit cat- necessary to setting up and carrying out their experiments; to provide alysis development or brittle fracture control. qualified post-doctoral and graduate students an opportunity to work 34 35 in high magnetic field research; and to design, develop, and test the chrotron radiation is not identifiable with a particular program or next generation of both pulsed and continuous high-field magnets. discipline of science because it is actually a probe which can be used to Materials Research Laboratories study matter in any of its forms. The facility is made available to Core support is provided by the Materials Research Laboratories qualified users on the basis of scientific merit. (MRL) program to a number of major academic materials research COMPUTING ACTIVITIES $11,000,000 laboratories. A significant fraction of this support is devoted to the The Foundation's Computing Activities Program supports basic re- provision and the operation of central facilities, in which major equip- search in computer science and engineering, computer applications in ment is available for joint use to several investigators. Support is also research, and research studies on the technological aspects of society's provided for research projects directed at identifiable, broad problem use of computers. The objective is to gain an understanding of the areas, usually involving several faculty from different academic dis- basic principles underlying computing and discover procedures for ciplines. The development of such projects is strongly encouraged. applying those principles. Even though enormous computing power Finally, some support is provided for individual projects on topics is employed daily, computer science is in its infancy. Discoveries by most promising in further development of materials and materials- scientists will advance our knowledge of computer science while en- related research. The selection of the research problems remains the abling the nation to use computing more effectively in solving national responsibility of the local laboratory management. The NSF's re- problems. sponsibility through the MRL program is in supporting a balanced This program represents a balanced approach to basic computing overall materials research effort based on the most effective individual research. Major emphasis is on the more fundamental aspects of com- laboratory contributions. Currently some 350 faculty, 70-80 post- puter science and engineering, but support is also provided for the doctoral associates and some 700 graduate students are partly research required to develop techniques to make the computer more re- supported. sponsive to requirements of the other scientific disciplines. Studies and The primary scientific objective is to support research leading to the basic research are supported to identify technical solutions to general development of a better understanding and control of factors deter- questions posed by wide-spread computerization in our society. mining the properties and the behavior of materials. Directly related The FY 1975 program provides an increase of $1.8 million over FY to this fundamental objective is the more pragmatic one, namely the 1974. Support is increased for research on computer systems and pro- development of improved ways of applying such understanding to grams which are more reliable and perform correctly in the presence problems of importance in technology. It is recognized that many that of errors. Support for special projects is also increased for research many such problems present significant scientific challenge, and that on problems in privacy and computer system security, the human- a progressively increasing interdisciplinary involvement is needed for machine interface, and energy-related research. success in solving these. Such research provides students with a very broad exposure to the many aspects-both scientific and technologi- Computer Science and Engineering cal-of materials research. Some 50-60 percent of the total Federally This program is the only national program whose prime focus is funded academic materials research is carried out at the MRL's, and the support of basic research in computer science. Proposals are con- the core support represents some 40 percent of that. Therefore it is sidered in three categories: fundamental computer science, software imperative that the core support program be properly balanced, as and programming systems, and the principles of computer systems de- viewed on the national scale, over the whole spectrum from materials- sign. The objectives of this program include: related science through materials engineering. In developing such The exploration and development of the underlying founda- balance the views of the materials community are of primary im- tion and structures of computer science. portance, and are continuously sought. Changes in the level of support The discovery of principles governing the design of computer at the various MRL's will depend upon the extent to which each programming systems. laboratory is successful in developing its research programs in com- The enhancement of the reliability, capacity and useability of petition with other laboratories, both within and outside the program. computer systems through research on the design and organiza- tion of computer systems. Synchrotron Radiation Facility The objective of this program is to provide support for the opera- Computer Applications in Research tion and maintenance of a synchrotron radiation facility at Stanford The Computer Applications in Research Program's prime objective University. The radiation produced by the high energy electrons cir- is to increase scientific research capability through applications of in- culating in the Stanford Positron Electron Asymmetric Ring is an creasingly sophisticated computer-based systems and resources. Spe- extremely intense continuum of highly polarized, well-focused, nano- cific emphasis is placed on research leading to innovative applications second bursts of photons. Such unique characteristics make possible of computational techniques and methodologies for improved ap- experiments that are either impossible or infeasible with conventional proaches for preparing scientific software. Support is given to studies sources. This is the only facility in the U.S. producing this type of which will improve the potential of computer networking for science radiation in the X-ray region of the electromagnetic spectrum. Syn- 36 37 research and will, in turn, improve the ability to share computational in order to gain a better understanding of transient behavior of the resources. Specific objectives include: Development of advanced computerized techniques for specific atmosphere as manifested in large-scale fluctuations and of the factors that determine the statistical properties of the general circulation of research applications. the atmosphere. Increased research efforts will be required in the Development of procedures to improve the quality of computer planned regional subprograms of GARP as well as in climate studies. software applicable research. The International Decade of Ocean Exploration program is mov- Identification of pertinent organizational, political and eco- nomic considerations which are required for the development of ing forward, with research emphases on the quality of the marine environment, the resources of the ocean, and the role of ocean processes computer networks on a national level. in weather and climate. Special Projects The Ocean Sediment Coring Program is moving toward greater The purpose of the Special Projects program is to encourage the de- participation and increased funding participation by other nations. velopment of new fields of computer science research which are re- The amount recommended for this program in FY 1975 assumes that sponsive to problems and opportunities arising from the widespread an additional $1,000,000 will be contributed by a foreign participant. use of the computer. The research projects and exploratory studies As in the two preceding years, emphasis in FY 1975 in the Arctic will strengthen the foundations of computer science as a discipline and Research Program will be on the Arctic Ice Dynamics Joint Experi- help make the computer a more responsive tool for meeting social ment. The Man-in-the-Arctic project replaces the Tundra Biome needs. The goals of the program are: project as the second largest effort in this program. To improve understanding of the potential benefits and dan- By the end of the 1973-74 austral season, the U.S. Antarctic Re- gers that the use of the computer is having on organizations and search Program will have three new LC-130 aircraft; the new South individuals in society. Pole Station will be nearing completion; and the USNS Eltanin, To stimulate new areas of basic computer science research moti- operated by Argentina on a shared-cost basis, will be available for vated by new uses of the computer. research in the southern ocean. Emphasis in FY 1975 will be on three $86,000,000 large, interdisciplinary projects, but increased attention will be 2. NATIONAL AND SPECIAL RESEARCH PROGRAMS focused on meteorology and oceanography, the latter in cooperation Authorization, fiscal year 1975 with the International Decade of Ocean Exploration program. Increased budgets for Oceanographic Facilities and Support in both National Research Programs: $4,000,000 FY 1974 and FY 1975 over FY 1973 will assure the maintenance of Global Atmospheric Research Program International Decade of Ocean Exploration 15,500,000 a viable academic fleet in support of the Nation's oceanographic re- Ocean Sediment Coring Program 11,000,000 search program. Arctic Research Program 3,500,000 SPECIAL RESEARCH PROGRAMS U.S. Antarctic Research Program 25,800,000 Oceanographic Facilities and Support 15,000,000 The Science and Technology Policy Research program, in assisting the Director in his role as President's Science Adviser and Chairman Subtotal 74,800,000 of The Federal Council for Science and Technology under Reorgani- Special Research Programs: Science and Technology Policy Research $1,500,000 zation Plan No. 1 of 1973, will concentrate on studies of the processes Energy R. & D. Policy Research 4,500,000 and methodologies of science policy formulation as well as special National R. & D. Assessment Program 3,000,000 2,200,000 analyses of problem areas, data gathering, and assessing the impacts Experimental R. & D. Incentives Program of potential policy options. Subtotal 11,200,000 In order to assist the Director, NSF to carry out his role in the en- ergy policy area, the Energy R. & D. Policy Research program will em- Total 86,000,000 phasize the development and analysis in a systems framework of na- Research supported by the National and Special Research Programs tional R. & D. energy goals and strategies. Background studies, data covers a wide range of activities and scientific disciplines. These pro- collection and ad hoc analytical studies of topical energy-related is- grams are coordinated efforts, each designed to achieve specific objec- sues will be conducted. Support, guidance, and analyses will be pro- tives. The programs are characterized generally by the extensive vided to the Executive Office of the President and the Federal Energy involvement of program staff in their planning, management, and Office. An amount of $4,500,000 is included in the Foundation's pro- coordination. Many include a logistic component, and must involve gram for those efforts which fill an important need for the develop- some element of international cooperation. ment of intelligent national energy policies and strategies. The National R. & D. Assessment program will begin to capitalize on NATIONAL RESEARCH PROGRAMS efforts to provide systematic state-of-the-art studies describing rela- The Global Atmospheric Research Program will be concerned with tionships and implications, and determination of high priority areas studies of the physical processes in the troposphere and stratosphere, for research that took place during the first two years of the Program. 38 39 Concentration in FY 1975 will be on studies to fill critical gaps in the acceleration phase of the Intergovernmental Oceanographic Com- policy relevant data, information, and understanding. mission's Long-Term and Expanded Program of Oceanic Research, Major emphasis in the Experimental R. &D. Incentives (RDI) pro- was assigned to the National Science Foundation in 1969. Research gram will be initiated in FY 1973 and FY 1974. These experiments deal with ways to help cities to take timely advantage of new advances projects are designed to improve understanding of the influence of the in technology, and incentives that can speed the process of innovation ocean on man's activities and his impact on the marine environment. in areas such as the clinical testing of newly developed medical equip- The four programs and their objectives are: ment and others. RDI will also initiate additional base line, compara- Environmental Forecasting tive and evaluate studies to support ongoing experiments, monitor and The objective of the environmental forecasting program is to pro- evaluate natural experiments and disseminate results. vide the scientific basis for improved oceanographic and atmospheric forecasts. Research projects include: NATIONAL RESEARCH PROGRAMS The North Pacific Experiment (NORPAX). NORPAX is a study GLOBAL ATMOSPHERIC RESEARCH PROGRAM (GARP) $4,000,000 of large-scale, long-period, ocean-atmosphere coupling in the North Pacific Ocean. Sea-surface temperature anomalies in the mid-latitudes The overall objectives of this program are to study those physical of the Pacific Ocean have been related to winter conditions over North processes in the troposphere and stratosphere that are essential for an America. To better understand these phenomena, and hence produce understanding of improved seasonal forecasts, research is proceeding in five areas: (i) The transient behavior of the atmosphere as manifested in the statistical studies of historical data, (ii) monitoring of indices of large-scale fluctuations. dynamic processes using moored buoys, island stations and ships of The factors that determine the statistical properties of the gen- opportunity, (iii) experiments in the physical processes of air-sea eral circulation of the atmosphere. interaction in the central North Pacific Ocean, (iv) theoretical studies The successful attainment of the above objectives would lead to more accurate and longer-range weather forecasts and to a better under- such as mixed-layer formation and regional numerical modeling, and (v) complementary efforts to develop satellite techniques and a com- standing of the physical basis of climate. Utilizing weather informa- prehensive ocean model for use in global climate modeling. A first tion, particularly forecasts, rather than designing out or engineering attempt to determine the heat, moisture, and momentum fluxes of the around the weather, could be worth many millions of dollars per year. GARP is interdisciplinary in nature, using talent from many scien- surface layer of the North Pacific Ocean in winter will take place in early 1974. tific disciplines. Seven agencies (AEC, DOC, DOD, DOT, EPA, NASA, NSF) are contributing funds to the program. The National Climate: Long Range Investigation, Mapping and Prediction Proj- Oceanic and Atmospheric Administration (NOAA) has been desig- ect (CLIMAP). CLIMAP is a study of climatic changes as indicated nated as lead agency for coordination. The National Science Founda- by the faunal record contained in deep-sea sediment cores. These rec- tion has responsibilities to (1) support the university community and ords can be statistically interpreted to show changes in environmental NCAR in their GARP efforts and (2) support the Observing Systems parameters such as sea surface temperatures. CLIMAP provides data Simulation Experiments (OSSE) that are required for evaluation of essential for evaluating man-induced environmental changes such as observing subsystems in terms of accuracy, density, and frequency of those resulting from the release of CO₂ into the atmosphere from the burning of fossil fuel. observations. The responsibility for OSSE has been delegated to the Mid-Ocean Dynamics Experiment (MODE). This is a major theo- National Center for Atmospheric Research (NCAR). The success of GARP is dependent in large measure on university retical and experimental effort to describe and develop numerical models of medium-scale dynamic processes such as oceanic eddies, and participation in the program. The major role of the National Science to assess their role in ocean circulation and global climate. In 1973, Foundation is to focus the scientific expertise of university scientists United States and United Kingdom scientists carried out a four- on the problems being addressed by GARP. month field experiment using two aircraft and six ships. Although the observational phase of the GARP Atlantic Tropical International Southern Ocean Studies (ISOS). ISOS, to begin in Experiment (GATE) will be completed early in FY 1975, a large FY 1974, focuses on oceanographic processes of the Southern Ocean number of researchers who did not participate in the field phase will and their role in weather and climate. These processes include the for- need to analyze and use the data. Also increased research is required mation of bottom and intermediate waters and the exchange of water in the planned regional subprograms of GARP such as the Air Mass between the oceans affected by the circumpolar current. ISOS is to be Transformation Experiment (AMTEX), the Monsoon Experiment conducted jointly by scientists from the United States, Norway, the (MONEX) and the Polar Experiment (POLEX). Finally, there will United Kingdom, and Argentina. be an increasing effort in climate studies. Environmental Quality INTERNATIONAL DECADE OF OCEAN EXPLORATION $15,500,000 This program has two major elements-research on the physical- Responsibility for the planning, management, and support of the chemical processes that transport and mix pollutants in the ocean, and United States' role in the International Decade of Ocean Exploration, research on the deleterious effects of pollutants on marine life. Objec- 40 41 tives are to understand oceanic mixing processes, the transport of pol- (4) Baseline data research-regional and world-wide. lutants into the ocean and within ecosystems, the effect of pollutants (5) Development and application of models to predict the dis- on individual marine organisms, and the effect of pollutants on marine tribution of pollutants in marine ecosystems. ecosystems. Seabed Assessment The oceanic mixing studies are a continuing effort to measure the levels of elements and compounds in the open ocean that indicate the Three major projects are directed toward the assessment of seabed rate of movement of substances in the water column. This Geochemical resources: Ocean Sections Study (GEOSECS), started in 1971 after one and one- The continental margin studies involve the basic geological and geo- half years of preparation, consists of north-south transects of the physical research necessary to evaluate the mineral and petroleum re- Atlantic and Pacific Oceans, and will involve three additional years source potential of important unsurveyed continental margins. The of analytical laboratory work. The Atlantic transect, completed in objective of the margin studies is to provide the bathymetric, sedi- April of 1973, was highly successful from the viewpoint of the sig- mentological, and structural data needed to guide the efforts of re- nificance and precision of the data collected. The Pacific transect is source geologists. Surveys of the southeastern and southwestern Atlan- taking place between August 23, 1973, and May 1974, and involves tic continental margins were started in FY 1972. thirty investigators from fifteen institutions. Research into the role of mid-ocean ridges and ocean margin sub- The pollutant transport and transfer studies consist of individual duction zones in the genesis of useful metallic ore formations will con- research projects on the routes by which various chemical pollutants tinue in FY 1975. Objectives are to detect metal enrichment at the reach the ocean. These studies include investigations of the mecha- ridges, to define the mechanisms of transport away from the ridges, nisms by which pollutants are moved up the marine food chain. Nine and to detect further metal enrichment at the subduction zones and scientific investigators from nine institutions are involved in the assess their potential to generate massive ore bodies. studies. Studies of the processes involved in the formation and distribution Another group of investigators is studying the effects of chemical of manganese nodules, based on research priorities recommended by a pollutants on specific levels of marine life. The goal of these studies comprehensive definition study completed in FY 1974, will continue in FY 1975. is to understand the way in which low levels of pollutants, acting over different lengths of time, harm vital functions of organisms and even- Energy-related aspects of margin studies include geophysical exam- tually destroy them. Nine projects, based at five institutions, were ini- ination of deep structures in the southwest corner of the Gulf of tiated in FY 1973. Mexico and thick sediment deposits of the Amazon River Delta and The key element in the study of the effects of pollutants on marine upgrading of the seismic reflection capability of oceanographic institu- ecosystems is the Controlled Ecosystem Pollution Experiment tions to identify potential sites of petroleum and natural gas. In (CEPEX). CEPEX is designed to determine whether low levels of addition, research is supported in the genesis and location of deep-sea pollutants, acting over long periods of time, have a harmful effect on manganese nodules which also contain significant quantities of copper, marine communities. To accomplish this research, scientists intend to nickel, and cobalt which will contribute to our knowledge of non-fuel study entire ecosystems which are enclosed in huge plastic bags in their resources essential to the energy-producing system. natural environment. CEPEX involves nine investigators at four Living Resources institutions. The objective of this program is to determine the processes and rela- The accelerated development and use of fossil fuels (coal, crude and tionships that exist between the biological aspects of marine organisms shale oils) as energy sources will introduce into the atmospheric (sub- and the chemical, physical, and geological environment in which they sequently, oceanic) environment new pollutants and higher concentra- live. The program emphasizes marine ecosystems research through the tions of current pollutants (e.g., mercury, lead, arsenic and uranium). Coastal Upwelling Ecosystems Analysis (CUEA) project. CUEA The new or additional pollutants, whose identities and impact on seeks to understand the biological and physical factors that govern marine ecosystems are little known, include beryllium, selenium, the coastal upwelling ecosystem SO that changes can be predicted by fluorine, and their derivatives; toxic nitrogen and sulfur heterocycles; monitoring specific oceanographic or meteorological variables. A ma- and polynuclear and other carcinogenic hydrocarbons. In FY 1975, jor field experiment, JOINT-I, involving the United States and six a new energy-related research program in the characterization and other nations, will take place off the northwest coast of Africa during measurement of fossil-fuel pollutants in the marine environment is the spring of 1974. planned. It is envisaged that this new program will be developed along General Support the following lines: (1) A workshop to establish research priorities. The objective of the support program is to ensure rapid communi- (2) Development and application of methods to characterize cation of data and results to appropriate government agencies and the new pollutants in the marine environment. international community, and to plan for participation in IDOE (3) Development of quality assurances for baseline measuring programs by other nations. activities. 42 43 OCEAN SEDIMENT CORING PROGRAM $11,000,000 As the lead agency for the extension of Federal arctic research, the The objective of the Ocean Sediment Coring program (OSCP) is Foundation funds research that lies outside the interests of mission to help determine the origin and geologic history of the ocean basins agencies. These projects are generally interdisciplinary and multi-in- by making available for study samples obtained by drilling into the stitutional. The Foundation also provides for the exchange of research ocean floor. plans and data with other nations sharing common interests in the The OSCP is achieving this objective primarily through the activ- Arctic. NSF also chairs the Interagency Arctic Research Coordinating ities of the Deep Sea Drilling Project, a program managed by the Committee (IARCC), which coordinates the research programs and Scripps Institution of Oceanography and funded by the National logistic support requirements of the eleven Federal agencies involved Science Foundation through a contract with the University of in arctic research. California. The main research activities of the program are: the Arctic Ice Dy- The research ship Glomar C'hallenger, specially equipped to drill namics Joint Experiment (AIDJEX), a comprehensive study of sea- and core at ocean depths of 25,000 feet from the ocean surface, has been ice formation and movement and air-ice-ocean interactions; the Man- recovering samples of subsea sediments and rocks since August 1968. in-the-Arctic project, a socioeconomic study of Alaska; a follow-on to As of January 1, 1974, 33 cruises had been completed, each of about the Tundra Biome project, a study of temperature-sensitive soils and two months duration, and cores had been obtained from 468 holes at flora in the Arctic; and the Greenland Ice Sheet Project, a study of 318 sites in the Atlantic, Pacific, and Indian Oceans, as well as in the prior environmental conditions and of the flow dynamics of the ice Mediterranean, Caribbean, Bering, and Red Seas, the Gulf of Mexico, sheet. and in antarctic waters. During these cruises, 352 scientists, in- The Arctic Ice Dynamics Joint Experiment (AIDJEX) will pro- cluding 113 from 22 foreign countries, participated in the shipboard vide an increased capability to predict ice motion and deformation laboratory analysis of the samples. The results of the shipboard and and their effects on shipping and off-shore facilities; the Tundra Biome initial shore-based studies have been published in the Initial Reports studies will provide data to assist in managing and controlling the of the Deep Sea Drilling Project, a volume of which is compiled after ecological effects of north slope petroleum development; and the anal- the completion of preliminary analyses of the data from each cruise. ysis of Greenland ice cores will contribute information on the pro- The cores are stored in refrigerated repositories in California duction and global distribution of combustion by-products. In addi- (Scripps Institution of Oceanography) and New York (Lamont- tion, the efforts in the Economic and Social Sciences program focus on Doherty Geological Observatory) and are available to qualified scien- economic and social changes in Alaska resulting from petroleum de- tists for more detailed investigations. To date, OSCP samples have velopment and production. been distributed to more than 300 scientists working on more than 200 Upper Atmospheric Sciences separate research projects. The objective of the arctic program in upper atmospheric sciences The general reconnaissance of mineral resources contained in sea- is to obtain high-latitude data on solar-terrestrial effects and to com- bed sediments is providing a broad evaluation of the global subsea dis- plement and extend the research being conducted at Siple Station in tribution of hydrocarbons. New areas of oil and gas accumulation are Antarctica. The interactions between the solar wind and the earth's detected through constant monitoring by shipboard instruments fol- magnetic and charged-particle fields are studies with balloon-borne lowed by more thorough core analyses in shore-based laboratories. De- and ground-based instruments. Simultaneous and coordinated observa- velopment of advanced drilling and coring techniques, many of which tions of events at the northern and southern ends of the magnetic field have been adopted by commercial petroleum producers, remains a lines greatly enhance the scientific value of the investigations. The continuing effort of the OSCP. source of auroral particles is also investigated by measurement of ARCTIC RESEARCH PROGRAM $3,500,000 helium-isotope ratios in auroral displays. The principal efforts of the Arctic Research Program are currently Ocean Sciences and Meteorology directed toward the following objectives: The principal activity in this program is the Arctic Ice Dynamics Improving the understanding of the arctic pack ice, including Joint Experiment (AIDJEX), a multidisciplinary, international ef- its impact on ocean transportation and offshore and coastal zone fort to investigate the dynamic response of the pack ice to the forces activities and its influence on weather and climate; exerted by the atmosphere and the underlying ocean. The ultimate Increasing the knowledge of solar-terrestrial interactions in the objective is to develop mathematical models for predicting the inter- Arctic and their effect on communications and global electromag- actions of the fields of motion of the atmosphere, the pack ice and the netic phenomena; ocean on the basis of data from a simple network of observing sta- Obtaining information on the delicately balanced arctic ecosys- tions. The experiment, to be conducted in the central region of the tem and predicting its response to resource development activities; Arctic Ocean, requires simultaneous measurements of all the principal Increasing the understanding of adaptational and structural driving forces, as well as deformations occurring, over a network of problems of the rapidly changing economic and social environ- four manned stations and a surrounding network of automatic sta- ment of arctic Alaska. tions. The entire array will be operated for a full year in order to 44 45 sample all seasonal conditions. Although aimed primarily at under- Economic and Social Sciences standing and predicting ice movement and deformation, the unique The principal research effort is the Man-in-the-Arctic project, the design of the experiment also permits investigation of fundamental current phase of which consists of six study projects in economics, problems of air-sea interaction that apply to other oceans. natural resource management, and transportation. The integrated The project is jointly funded by several U.S. and Canadian agen- results of these projects will provide the basis of four research reports: cies, including the National Science Foundation, the Office of Naval Issues in Alaskan Development; Analysis of Development Strategies Research, the National Aeronautics and Space Administration, the in Alaska; Regional Development Strategies; and the Kobuk Trans- National Oceanic and Atmospheric Administration, and the Maritime Administration in the U.S.A., and the Department of Energy, Mines portation Corridor Report. and Resources and the Department of the Environment in Canada, The objective of this long-range research effort is to develop a basic understanding of the forces of change in Alaska and to use this under- Foreign participation will also include Japan and possibly the standing to assist in the solution of critical problems of northern social U.S.S.R. The AIDJEX project will provide information for better predic- and economic development. The economic and social studies being tion of arctic weather and ice conditions, including ice motion and investigated are, to a significant extent, associated with Alaskan resource development. deformation, and their effects on shipping and off-shore facilities. AIDJEX data will also be useful for study of the environmental Information Services problems related to petroleum production on the northern continental The information services program coordinates governmental and shelf. nongovernmental information services reporting on arctic research and engineering programs, disseminates this information to a wide Earth Sciences and Glaciology The major effort of the program is a study of the Greenland Ice audience of scientists, science managers, and government officials, and Sheet and reconstruction of past climate variations from the records provides information support for the Interagency Arctic Research of climatic and atmospheric conditions "stored" within the ice. Field Coordinating Committee. The broad dissemination of such informa- tion assists in the development of interagency and international co- programs include core drilling on the Greenland ice cap, surface measurements of chemical and physical characteristics, and airborne operation, and in the efficient use of research and logistic resources. The program's objectives are (1) to disseminate information on sounding of ice thickness and subsurface features. Data are obtained for theoretical modeling of ice-sheet properties. Ice samples are ana- arctic research and engineering programs through the quarterly lyzed in U.S., Danish, and Swiss laboratories in this international Arctic Bulletin and other means; (2) to collect, catalog and store arctic natural-history specimens at a centralized facility for distribution effort. The objectives are to obtain and interpret a record of prior environ- to scientists; and (3) to develop a computerized bibliography on arctic research. mental conditions, and to understand the dynamics and response of the ice sheet to such conditions. Such analysis can provide information UNITED STATES ANTARCTIC RESEARCH PROGRAM $25,800,000 on the causes and effects of ice ages and less severe climatic fluctu- The research activities of the U.S. Antarctic Research Program gen- ations, and assist in assessing the effects of man's activities on climate. erally fall under one of four categories: (1) investigations of the physi- Biology cal and biological characteristics of the continent and its surrounding The principal effort of the biology program is the follow-on to the seas; (2) studies directed toward understanding the role of Antarctica five-year Tundra Biome Project. This multidisciplinary, integrated, in global climate variations and their prediction; (3) basic scientific cooperative project used a total ecosystem approach to obtain data investigations such as in upper atmosphere physics, tectonics, terres- for the development of mathematical models of temperature-sensitive trial biology, and paleontology, that are meaningful in a worldwide soils in the Arctic. A principal objective of the Tundra Biome Project context only when Antarctic data are included: (4) evaluation of the was to provide data useful to resource and land management, to the renewable and non-renewable resources in the Antarctic area. maintenance of environmental quality, and to land-use applications As the principal instrument of United States national interest and through the development of a predictive understanding of arctic soil policy in Antarctica the antarctic program is conducted within the degradation and how to maintain and restore cold-dominated, tem- context of the Antarctic Treaty and in support of national objectives stated in a Presidential announcement on October 13, 1970; namely, perature-sensitive tundra soils. The major task of the follow-on program is to complete the lab- to maintain the Antarctic Treaty, to ensure that the continent is used oratory work, initiate the synthesis of data, and develop mathematical for peaceful purposes and does not become an object of international models of the tundra ecosystem. Research emphasis will be directed discord, to foster scientific research, to protect the environment, and to arctic lake and river regional systems and to marine biological to ensure the wise and equitable use of antarctic resources. Funding dynamics in conjunction with near-shore marine ecological factors and management responsibilities for the U.S. Antarctic Research Pro- relevant to nutrition and environmental pollution. gram are set forth in Office of Management and Budget Circular A-51, which assigns to the National Science Foundation the responsibility 31-373 O 74 4 46 47 for developing, funding, and implementing an integrated U.S. ing of phenomena such as solar-induced magnetic storms and auroral particle precipitation. program. The U.S. Antarctic Research Program differs from those of other Naturally occurring disturbances in the electromagnetic environ- countries by its heavy reliance on ski-equipped transport aircraft ment affect global navigation systems, communications, and possibly (LC-130 Hercules). The U.S. program has been developed around this weather and climate. Also, the induction of ground currents by mag- unique capability, which permits the conduct of substantial activities netic storms in the vicinity of large electric-power distribution net- far inland from the coast. Since 1957, the U.S. has maintained a re- works may cause power surges with resultant outages. The objective search station at the South Pole, the apex of territorial claims by of the program is to improve our knowledge of the sun's influence on seven other nations. During FY 1975, construction will be completed the earth's electromagnetic environment SO that these effects can be of a new South Pole Station, which is expected to support a variety of understood, predicted, and coped with. research investigations over the next decade. Since 1957, the U.S. has Meteorology been maintaining at least one other inland station on the Antarctic The Antarctic continent and the surrounding oceans strongly in- continent. At present, the inland Siple Station is a key station in a fluence world weather and climate. The intense year-round cooling global network investigating the influence of the sun on the terrestrial influence of Antarctica, and the approximate circular symmetry of the environment. In addition, the program includes two coastal stations atmospheric and oceanic flow around the earth's axis of rotation, pro- and two research ships. Palmer Station and the R/V Hero support duce the strongest flow patterns in the fluid system of the earth. This a program of biological and geological research in the politically con- flow has strong perturbations imposed on it by the large seasonal tentious Antarctic Peninsula area. McMurdo Station, on the Ant- fluctuations in the extent of the sea ice cover, which doubles the size arctic coast south of New Zealand, is the logistic hub for supporting of the antarctic ice surface during winter. inland operations as well as a variety of summer and year-round The main objective of the meteorology program is to synthesize ob- research programs. During the austral summer, temporary field sites served phenomena into a quantitative understanding of the south polar for research are established throughout Antarctica by aircraft. The re- heat sink. This understanding is a necessary prerequisite to the under- search ship Eltanin, which was withdrawn from service during FY standing of global weather and climate processes. The structure and 1973 for budgetary reasons, will resume service during FY 1974 under dynamics of the planetary boundary layer on the polar plateau are be- joint sponsorship of the U.S. and Argentine antarctic programs. ginning to be understood. Investigation of the effect of seasonal varia- University scientists, as well as scientific personnel from Federal tions of heat balance and ice extent on large-scale dynamic processes laboratories and industry, participate in the research programs. Sev- has begun. enty-five scientists and 140 graduate students were supported during Synoptic observations at all U.S. stations support the World FY 1974. Many investigations, often under a single university re- Weather Watch (WWW) of the World Meteorological Organization. search grant, involve small groups of scientists and graduate students. At the South Pole, a comprehensive study of boundary-layer proc- Several large-scale multidisciplinary research efforts are conducted esses and low-level tropospheric circulation is under way. Monitoring with international and multi-institutional involvement. Examples are of pollutants (aerosols, trace metals and gases, both man-made and the Dry Valley Drilling Project, the Ross Ice Shelf Project, and the natural) provides baseline data on global contamination. International Antarctic Glaciological Project. Ocean Sciences Logistic support for the U.S. Antarctic Research Program is pro- vided by the Departments of Defense (Navy) and Transportation The ocean sciences program encompasses physical oceanography (Coast Guard), augmented by civilian contractors. DOD support and marine geology and geophysics. The ocean area around Antarc- costs are funded by the Foundation. tica (often referred to as the Southern Ocean) exerts major influences on the world's ocean system, exchanging water at various levels with Upper Atmospheric Sciences all adjacent oceans. In addition, this ocean area contains an abun- The Antarctic continent offers a stable platform for observing the dance of potentially exploitable resources including probable petro- earth's environment of electromagnetic fields and energetic particles leum deposits and reserves of manganese, copper, nickel and cobalt at very high latitudes. The ground-based and balloon-launched instru- in the form of manganese nodules. ments at Siple Station are part of a global-scale U.S. program to study The program focuses on the study of sea ice, heat and salt budgets, solar-terrestrial interactions. Observations are also made at South bottom water formation, composition and movement, and circumpolar Pole and McMurdo Stations, and, as appropriate, at stations of other currents. The objective of the physical oceanography program is to nations. develop an understanding of the composition and flow of antarctic Very low frequency signals transmitted from Siple Station are used currents and bottom water, to clarify their interactions with the to trigger pulsations in the earth's ionosphere. Observations of the ef- world's oceans, and to determine the nature and extent of air-sea-ice fects are correlated in space and time with measurements by earth interactions. satellites and at a magnetically conjugate station at Roberval, Can- The objective of the marine geology and geophysics programs is to ada. Controlled experiments are performed to improve the understand- increase knowledge of global plate tectonics and sea-floor spreading, 48 49 to provide information on past climatic changes, and to assess the eco- adaptation and response to isolation under severe Antarctic condi- nomic potential of the antarctic ocean regions. tions. The objective of the biology program is to obtain data required for Earth Sciences establishing conservation measures, for the evaluation and manage- The earth sciences program emphasize investigation of the geology ment of commercial whaling and sealing industries, and for estimating and geophysics of the antarctic continent and the subantarctic islands. the economic potential of the living marine resources (foreign sources The program objectives are: (1) to understand the relationship of estimate a maximum sustainable yield as high as 50 million metric the geology and geodynamics of the antarctic region to the geology tons annually for some species). Continuous attention is also devoted and geodynamics of the world; (2) to determine the distribution, to the monitoring of pollution to determine stresses induced into ant- quantity, and accessibility of nonrenewable resources; (3) and to es- arctic life systems and organisms. The medical program is aimed at tablish the paleoclimatic history of the antarctic region. physical and psychiatric observations on the adjustment of expedi- The major research projects include a drilling program in the dry tionary personnel during antarctic service. valleys (Dry Valley Drilling Project), the Scotia Arc-Antarctic Information Services Peninsula Tectonics project utilizing the R/V Hero, regional geologi- cal investigations, and the Dufek Massif Drilling Project, for which The information services provide for the dissemination of data and a reconnaissance survey was made in FY 1974. Funds are also pro- specimens obtained through antarctic research and for the collection vided for mapping activities by the U.S. Geological Survey. and distribution of information required to meet U.S. obliga ions The analysis of deep sea cores obtained from Eltanin cruises in the under the provisions of the Antarctic Treaty. continental shelf area contributes to the energy program by providing Specific objectives of the program are: (1) to provide support for information on the fuel resources potential of these regions. the sorting, cataloging, preservation and storage of antarctic speci- mens, and for their distribution to qualified scientists; (2) to main- Glaciology and Remote Sensing tain a bibliography of antarctic research; (3) to arrange for the trans- The continental and oceanic ice cover has a direct influence on world lation into English of selected foreign antarctic scientific literature; weather and climate. Changes in the extent of sea ice relate to changes and (4) to prepare and publish a bimonthly journal describing an- in oceanic and atmospheric circulation. Changes in continental ice tarctic program activities. volume relate to past and future changes in sea level and world cli- The services provided by this program ensure that the information mate. In addition, stored within the ice is an unequaled record of prior obtained through research activities by all nations is given the broad- atmospheric conditions. Isotopic analysis of ice cores provides a record est possible dissemination, both nationally and internationally. of temperature conditions extending back hundreds of thousands of Research Ship Operations years, enabling detailed reconstruction of past climatic fluctuations. Studies of entrapped dust and gases and other ice-core characteristics This program provides for the full cost of operation of one research provided information on possible causes and effects of climatic change. ship (Hero) and partial support of another (Eltanin) used in the con- The objectives of the program are to determine the dynamics of the duct of research in Antarctic Ocean areas. antarctic ice cover, its history of change, and its interaction with the The objective is to provide the seagoing platforms required to sup- port U.S. marine science efforts in the antarctic region. The research global environment. The major research projects are the International Antarctic Glaci- ship Hero was especially constructed for marine biological work in ological Project (IAGP) and the Ross Ice Shelf Project (RISP). the Antarctic Peninsula area. Hero also provides logistic support to The IAGP is a ten-year long study of the ice cap regime in East Palmer Station and to field parties on the Antarctic Peninsula. The Antarctica. The RISP is an interdisciplinary investigation which, in USNS Eltanin is specially configured for polar operations. The opera- addition to glaciology, includes biology, oceanography and geology. tion of the Eltanin was suspended on January 6, 1973, owning to budg- Field programs include measurements such as ice movement, tempera- etary constraints. However, a cooperative arrangement with Argentina ture, thickness, accumulation and internal properties. Ice-core drilling has been negotiated that will allow the ship to resume operations under and airborne remote sensing of surface and subsurface features of the joint sponsorship. ice cover are major elements of the program. Contract Support Operations Biological and Medical Sciences Civilian contract support of the U.S. effort in the Antarctic con- Biological and medical research in the Antarctic encompasses a tributes to the achievement of effective operation of scientific facilities, variety of scientific investigations which, together, provide a broad, and provides flexibility in the support services. This program permits balanced approach to antarctic ecological and environmental prob- the application of new techniques and administrative arrangements lems, including human adaptation. Current areas of research include: designed to enhance the effectiveness of program operations and man- the structure and function of terrestrial and marine ecosystems; popu- agement. Contract support operations will include specialized support lation dynamics and behavior of marine mammals and sea birds; of the U.S. scientific programs on the antarctic continent and all- adaptation of the biota to low temperature environments; and human civilian operation of Siple, South Pole, and Palmer Stations. 51 50 ized technical and logistic support for the U.S. Antarctic Program The objective of the contract support program is to provide special- The continuing objectives of this program are to Maintain and improve a cooperative system of oceanographic in the operation of scientific laboratories and stations. commercial In addition, serv- facilities and operational capabilities at key locations in the existing naval support services will be replaced with the academic community to help sustain a strong oceanographic ices in those cases where improved cost-effectiveness and management research program. Promote shared use of facilities through the academic com- will result. munity organization entitled "University National Oceano- DOD Support Operations graphic Laboratory System (UNOLS)." The Antarctic is an isolated continent which requires two major U.S. Promote effective management of oceanographic facilities supply lines of several thousand miles each for support of the research through continuing improvement of the match of system facilities The United States could neither conduct a scientific the to current research program requirements. effort program. nor maintain a viable presence in the Antarctic without Trans- Facilities supported by this program include open-ocean ships rang- logistic support provided by the Departments of Defense and ing in size from about 100 ft. to 246 ft.; coastal, estuarine and Great Lakes vessels, generally less than 100 ft. in length; other special plat- portation. The U.S. Navy has the primary logistic support role in the United U.S. forms for data collecting in the field docking and shore facilities for States Antarctic program. The headquarters and continental in maintaining and servicing these vessels; major shared-use equipment; staging area for most of the antarctic support operations are and laboratories for data analysis ashore. Rhode Island, where the Naval Support Force, Antarctica personnel and Foundation support for the marine sciences is currently distributed are trained, equipment and supplies are procured and shipped, among 60 U.S. institutions, of which 16 operate. Federally supported antarctic flying squadron, which is an element of the Naval Support preparations for antarctic operations are made. VXE-6, the Navy ships and related facilities. Shared use of this set of facilities, collec- tively identified as the academic fleet, is essential to the overall suc- Force, Antarctica, during the operational season, is based at Point cess of funded research activities. The community organization Mugu, California. A small advance staging center is located at Christ- UNOLS works closely with this program to foster and coordinate church, New Zealand. Major activity in New Zealand is confined to shared use of the facilities. the six-month operational season. The Foundation's share of the facilities and operations support for By mid-FY 1974, the aircraft inventory will include five ski-equip- academic oceanography was 68% of the total Federal support in FY ped LC-130 aircraft and six UH1N turbine helicopters. The fixed- 1973, and will increase to about 76% in FY 1974 and FY 1975. In large wing aircraft provide the only ski-equipped heavy airlift capability measure, the increase results from decreased support from other Fed- possessed by any nation in the Antarctic, and are thus essential to the eral agencies. maintenance of the U.S. presence and conduct of U.S. scientific efforts on the Antarctic continent. The major science and support efforts Operations in the Antarctic take place during the austral summer season, from This program activity provides support for the operation and main- early October until the end of February. tenance of ships and boats, aircraft and submersibles; and for techni- Under OMB Circular A-51, the National Science Foundation is cian pools and community coordinating activities. The major com- responsible for funding the logistic support services furnished to the ponent is operations support for ships. U.S. Antarctic Research Program by the Department of Defense. The The objectives of this program activity are to Secretary of Defense has designated the Secretary of the Navy as Support and maintain the operational capability of the facili- the DOD Executive Agent for the discharge of Defense support ties needed for academic oceanographic research. Promote better management and more effective utilization of responsibilities. oceanographic facilities. OCEANOGRAPHIC FACILITIES AND SUPPORT $15,000,000 Promote liaison with the academic community and coordination Ships and other specialized facilities are required for academic of support activities among Federal agencies. oceanographic research activities not only in deep ocean areas but also This program is the primary source of support for facilities essen- in continental-shelf, coastal and estuarine regions and in the Great tial to the oceanographic and marine-related research and training ac- Lakes. These facilities contribute to the Nation's marine program by tivities supported by the Foundation at academic and private research sustaining an important research and training capability in the Na- institutions. It contributes nearly 75% of the total operating budget tion's universities. The program thus facilitates the development of for the major academic oceanographic facilities necessary for carrying basic knowledge concerning the marine environment by providing out the Nation's overall program in the marine sciences. support for the sea-going and shore facilities required in the pursuit Shipboard Equipment and Other Shared Facilities of marine research programs, primarily those supported by the Foun- dation but also some supported by other Federal agencies and State The increasing sophistication of marine research programs and the and local sources. facilities used to carry them out requires systematic replacement of worn-out, obsolete and obsolescent equipment aboard ship; continued 53 52 Develop, support and supply EOP with a framework with improvement of shore facilities to meet higher performance require- which to evaluate systematically, energy R. & D. programs. De- ments; and development of staging facilities at strategic locations to velop appropriate criteria for assessing the merits of individual promote better facilities utilization. Changing regulations pertaining technological approaches. to environmental protection, communications and safety also impose Provide independent assessment of environmental health, and requirements for new or improved ship equipment. Program support safety standards and identify necessary additional research to im- is provided for such replacement items as radar and other naviga- prove standard setting. tional equipment; replacement or initial installation of sewage and bilge holding or treatment facilities, shipboard computers, seismic Indentify and recommend critical new research needs in energy R. & D. to EOP. profiling systems, and water and bottom-sampling gear; and construc- tion or renovation of shore facilities. Identify and evaluate significant current research findings that The specific objectives of this program activity are to could affect energy R. & D. or energy programs or policies. Upgrade ship equipment. Determine ways in which universities and other research organi- Support the acquisition of major research equipment items for zations can make their most effective contribution to energy R. & D. shared multiproject utilization. from a research and manpower standpoint (e.g., materials, metal- Support the construction of shore facilities required for staging lurgy as well as basic chemical and physical processes). cruise operations. Maintain awareness of current plans and viewpoints of consum- ers, of industry and associations on matters related to energy R.&D. SPECIAL RESEARCH PROGRAMS Provide assistance to EOP in establishing workshops, seminars, SCIENCE AND TECHNOLOGY POLICY RESEARCH $1,500,000 etc., and in supporting the President's Energy R. & D. Advisory Council. Under Reorganization Plan No. 1 of 1973, the Director of the Na- tional Science Foundation has been designated as the President's Sci- Coordinate with the Federal Energy Office in the area of energy R.&D. ence Adviser and as Chairman of the Federal Council for Science and Technology (FCST). In addition, responsibilities of the Director and NATIONAL R. & D. ASSESSMENT PROGRAM $3,000,000 Deputy Director of the recently abolished Office of Science and Tech- The National R. & D. Assessment Program provides an analytical nology (OST) have been transferred to him. In his new role, the Di- capability, consonant with the expressed needs of the Executive Office rector is responsible to advise and assist the President, and agencies in of the President, the Congress, and the National Science Foundation. the Executive Office of the President on matters involving science pol- The overall purpose is to supply objective analysis and define options icy and to act as the President's representative in various international available for enhancing the contribution of science and technology to scientific and technological activities. the Nation. Through this program the National Science Foundation The Science and Technology Policy Research Program exists to pro- analyzes (1) patterns of R. & D./technological innovation, (2) the in- vide the analytical basis for policy formulation in support of the Di- centives and decisions that underlie these patterns, and (3) the implica- rector's roles as President's Science Adviser and Chairman, FCST. The tions of alternative options on future patterns of R. & D. and tech- research program, where possible, will build upon the existing NSF nological innovation. grant and contract program as well as the existing staff expertise of The program is designed to achieve a fuller understanding of NSF. However, the unique policy requirements of STPO will require Relationships between Government policy options and R. & D./ additional contract support to supplement the existing in-house NSF technological innovation. program. Socio-economic effects of R. & D./technological innovation. ENERGY R. & D. POLICY RESEARCH $4,500,000 Processes of technological innovation. The program, in providing an analytical capability responsive to On August 3, 1973, the Office of Energy R. & D. Policy (OEP) the needs of public policy decision-makers, focuses on: was established to provide to the Director of NSF, in support of his Identification of issues. role as Science Adviser under the President's Reorganization Plan No. Literature management and information services. 1 of 1973, an independent source of advice and analysis of energy State-of-the-art summaries of what is known about specific R. & D. and other energy-related programs for use by the Executive issues. Office of the President (EOP). Identification of, and research on, major gaps in understanding. The OEP will assemble and mobilize a wide range of information Analysis of the range of policy options including their likely and advice in energy-related matters, furnishing the Director with a positive and negative consequences. capability to respond to requests for policy analysis of energy issues. The program is guided by the needs of Government policy-makers Specifically OEP will: for information and analyses which will aid decision-making affecting Provide analysis of specific issues and selected programs related R. & D. and technological innovation. Studies of Government policy to energy R. & D., including energy conservation, economic, socio- logical, environmental and other areas of soft research. 54 55 options, combined with a fuller understanding of the processes of The R. & D. Incentives Program provides operational experience technological innovation and of the benefits and costs to society from with various incentives which the Federal Government might use to such innovation, will attempt to provide a framework of knowledge increase the application of science and technology in the civil sector. within which decision-makers may consider various policy options 3. NATIONAL RESEARCH CENTERS $52, 500, 000 and their likely consequences. Therefore, the results of these kinds of research projects have to be Authorization, fiscal year 1975 made available to potential users in a timely and useful fashion. As soon as reported results are available the staff brings the results to National Astronomy and Ionosphere Center $3,300,000 Kitt Peak National Observatory 7,800,000 the attention of interested parties such as Federal and other govern- Cerro Tololo Inter-American Observatory 3,000,000 ment policymakers, congressional staffs, staff of other agencies, indus- National Radio Astronomy Observatory 20,500,000 trial groups, and other researchers by National Center for Atmospheric Research 17,900,000 Distributing copies of executive summaries and detailed tech- nical reports to individuals who have indicated a major interest Total 52,500,000 in the specific subject dealt with. Five National Research Centers are supported by the National Assuring that all final reports are made publicly available Science Foundation to meet national needs for advanced research through NTIS. in areas of science which require specialized instrumentation and Encouraging researchers to publish findings and methodology equipment beyond the financial and management capabilities of indi- in professional literature. vidual institutions. These facilities are available for use by all quali- Arranging for colloquia in which research results and their im- fied scientists. The centers are managed and operated by nonprofit plications will be discussed among researchers and decision- corporations or universities under contract to the Foundation. The centers maintain scientific staffs to provide the necessary ex- makers. Periodically synthesizing, in writing, these results in a lan- pertise to support the research programs of visiting scientists, to guage that will bridge the various interested parties. develop advanced instrumentation, and to participate in the conduct EXPERIMENTAL R. & D. INCENTIVES PROGRAM $2, 200, of research programs. The objective of the Experimental R. & D. Incentives Program is to The following table lists the centers supported, the types of research identify and test incentives which the Federal government might use conducted, the centers' locations, and the cognizant contractors. to accelerate the application of R. & D. results. The program supports experiments which test various techniques, mechanisms and procedures National research Location of center Type of research major facilities Contractor for stimulating technical innovation in both the public and private sectors. Learning what incentives are most effective in different set- National Astronomy and lono- Radio and radar astronomy Arecibo, P.R Cornell University (CU). tings can result in more effective approaches to the implementation of sphere Center (NAIC). and ionospheric physics. Kitt Peak National Observatory Stellar, solar, and planetary Kitt Peak, Ariz Association of Universities for Federal programs dealing with the increased application of science (KPNO). optical astronomy. Research in Astronomy, Inc. (AURA). and technology in the civil sector. Cerro Tololo Inter-American Ob- Stellar and planetary optical Cerro Tololo, Chile (AURA) Through the Experimental R. & D. Incentives program mechanisms servatory (CTIO). astronomy. National Radio Astronomy Ob- Radio astronomy Green Bank, W. Va., Associated Universities Inc. are identified that can improve the effectiveness of the innovation servatory (NRAO). and Kitt Peak, (AUI). Ariz. process which in turn can have a beneficial impact on National Center for Atmospheric Atmospheric sciences Boulder, Colo University Corporation for At- The economy; through improved products and productivity- Research (NCAR). mospheric Research (UCAR). and thereby through increased international competitiveness, Employment; through the creation of new job opportunities, NATIONAL ASTRONOMY AND IONOSPHERE CENTER $3,300,000 and The quality of life; through improved goods and services and The objective of the National Astronomy and Ionosphere Center at increased buying power therefor. Arecibo, Puerto Rico, is to provide the scientific community with a Such innovation can be stimulated by: unique radio/radar telescope for research in astronomy and iono- Increasing the R. & D. effort, and spheric physics. The telescope has a fixed, 1000-foot reflector that is Reducing the barriers to the application of the resulting new used both for transmitting and receiving radar signals and for observ- ing the natural radio emissions of distant celestial bodies. The 19.8-acre science and technology. These and other facets of the climate for innovation are strongly collecting area gives the telescope exceptional sensitivity. Three major affected by Federal policy. However, the innovation process, and the programs are conducted radio observations of celestial radio sources, interrelated effects of Federal policy, are SO vaguely defined that the radar observations of the moon and the planets, and radar studies of actual effect of any given incentive can best be determined by field the earth's ionosphere. tests of proposed actions. 56 57 Scientific Research Support centimeter reflectors for direct photography and spectroscopic ob- Scientific research support is programmed at $3,300,000. Of this servations, two 41-centimeter instruments for photoelectric photom- amount, $3,040,000 is for research operations, administration, and etry, the 1.5-meter McMath Solar Telescope that is used for both solar maintenance. The remaining $260,000 is for observing equipment re- and planetary observations, and a recently completed Solar Vacuum Telescope and Magnetograph for mapping magnetic fields and the quired for the upgraded telescope facility and includes test equipment, motions of gases on the sun. The new 4-meter telescope was dedicated receivers, and digital devices. in June 1973 and will become fully operational as an instrument avail- Radio Astronomy able to visitors in FY 1974. The objectives of this program are (a) to continue the search for In addition to the telescopes, the Kitt Peak installation includes new radio sources in the celestial sphere and measure their distribution, dormitory, dining, technical and administrative facilities for operat- frequency spectrum, polarization, and time variability; (b) to identify ing and maintaining the equipment and for serving the telescope the constituents of gas concentrations in space and to measure their users. The observatory headquarters, located in Tucson, near the Uni- distribution, motion, temperature and density; and (c) to continue the versity of Arizona campus, consist of offices, laboratories, shops, a pulsar surveillance program. library, and computer facilities for the support of visitors, resident The increased accuracy of the upgraded reflector surface together KPNO staff, and the administrative activities of the observatory. with modifications to the suspended portion of the antenna have pro- Stellar Astronomy vided a capability for radio astronomy operations to frequencies as The stellar astronomy program includes measurements of the high as 7.2 GHz (4.2 cm wavelength). brightnesses, colors, motions, and spectral characteristics of stars Radar Astronomy within our own galaxy. These measurements permit determination of The radar astronomy program makes use of the Arecibo telescope temperatures, masses, and structures of the outermost layers of the to study objects such as the moon and inner planets by analyzing radar stars. This information is essential to formulating and testing theories echoes reflected off them. Measurements of the absolute delay of the of the origin and evolution of stellar systems and the galaxy, and the radar echo and the Doppler shift in frequency give accurate informa- conditions necessary for the formation of planetary systems. tion about the orbits of these bodies. Through detailed studies of the Solar Astronomy characteristics of the echo at various time delays and Doppler shifts, The solar astronomy program includes studies of the physical char- the surface features and rate of rotation of the body can be determined. acteristics of the outer làyers of the solar atmosphere, including tem- Ionospheric Physics peratures, pressures, gas motions, and magnetic fields. Among the The ionospheric physics program is concerned with the complicated specific thrusts are efforts to explore the coupling among gas motions, magnetic fields, and the strong radiations that give rise to solar flares photochemical and dynamical processes governing the behavior of the and other phenomena that affect the interplanetary environment. ionized and neutral constituents of the upper atmosphere. Studies are conducted of photoionization; atom-ion interchanges and dissociative Planetary Astronomy recombination; optical emission (airglow) ; thermal coupling between The planetary astronomy program includes theoretical and observa- electrons and ions; ambipolar diffusion of ions and diffusion of neutral tional studies of the structure and composition of the atmospheres of particles; motions induced by electric fields, neutral winds, tides, and Venus, Mars and several larger planets, such as Jupiter and Saturn, gravity waves; energy transport between ionosphere and protono- whose orbits lie beyond that of Mars. Knowledge of the pressures, sphere; and plasma instabilities. temperatures, and chemical compositions of the atmospheres of these $7,800,000 bodies is essential to an undertanding of the origin and evolution of KITT PEAK NATIONAL OBSERVATORY (KPNO) the solar system. Other important projects are concerned with the The objective of the Kitt Peak National Observatory (KPNO) is properties of terrestrial airglow emissions and the physics of the to provide the U.S. scientific community with a major facility for earth's ionosphere. research in stellar, solar, and planetary astronomy. The facility con- Research Support Services sists primarily of ground-based telescopes and the auxiliary equipment necessary to observe astronomical objects in the optical and infrared The research support services program includes the engineering and regions of the electromagnetic spectrum. At least 60 percent of the technical services required to support the KPNO and CTIO 4-meter observing time on the telescopes is made available to visiting telescopes, KPNO scientific programs, and general observatory needs. The activities cover support and operation of the optical, electronics, astronomers. The major observing facilities are located at an elevation of 6,800 and machine shops, and the scientific computer laboratory with its feet on Kitt Peak, a mountain 40 miles southwest of Tucson, Arizona. peripheral equipment, programmer services, and supplies. Since 1957, nine telescopes have been erected on Kitt Peak: the new Administrative, perations, and Maintenance Services 4-meter telescope, a 2.1-meter general purpose reflector, a 1.3-meter The administrative, operations, and maintenance services program cassegrain reflector for photometric and infrared studies, two 92- includes such activities at both Kitt Peak and the headquarters in 58 59 Tucson. The program includes the costs of observatory management Clouds, and the region of the South Galactic Pole, are of fnudamental and business functions; operation of the Director's office, and the importance to our understanding of the universe and can be observed personnel, accounting, budgeting and contracts offices; shipping and re- only from the Southern Hemisphere. During the long fall and winter ceiving; legal services; travel arrangements; utilities and communica- nights, the Southern Milky Way and, in particular, the center of the tions; vehicle maintenance; computer equipment lease and mainte- galaxy, pass overhead and are well positioned for observation. At nance agreements; photographic, printing, and reproduction services; certain times of the year the planets pass nearly overhead and the library; and related services and supplies. are in an ideal position for study with a minimum of atmospheric interference. Equipment The equipment program at KPNO provides funds for telescope in- Observing time on the CTIO telescopes is allocated SO as to provide visitors with at least 60 percent of the time on each instrument. As strumentation, computer hardware, and research and general observa- part of the stellar and planetary astronomy program, the observatory tory equipment. The telescope instrumentation projects provide the provides visitors with travel support as well as the night assistants and necessary auxiliary instrumentation for, and modifications to, exist- supplies necessary to carry out successful observing programs. ing telescopes on Kitt Peak, and also the hardware required for the design and development of new advanced observing devices. Operations and Maintenance This program consists of the operations and maintenance services Management Fee for both the headquarters complex in La Serena and the observing fa- The management fee consists of funds paid to AURA by NSF, cilities on Cerro Tololo. The program includes buildings and grounds under terms specified in the contract, to cover corporate expenses in- maintenance, dining room services, and vehicle maintenance; engineer- curred in the operation and management of KPNO. ing, electronics, and other shop services; computer equipment opera- Construction of Buildings and Research Facilities tions, lease, and maintenance costs; and related supplies, travel, and This program provides for the construction and erection of tele- services. scopes and research facilities, and the construction of facilities for Administrative Services administrative, operations, and maintenance support of visitors and Administrative services encompass financial and administrative staff activities on Kitt Peak and at the headquarters complex in support activities such as accounting, budgeting, contracts, shipping Tucson. The program includes site improvement projects and the up- and receiving, personnel, legal, and travel arrangements, general pho- grading of roads and utilities. In FY 1974, $24,000 was budgeted for tographic services, library services, printing and duplication, equip- road improvements and expansion of the water catchment system on ment rental, utilities and communications and related supplies. Kitt Peak. Equipment CERRO TOLOLO INTER-AMERICAN OBSERVATORY (CTIO) The Cerro Tololo Inter-American Observatory (CTIO) was estab- The equipment program provides auxiliary instrumentation for lished in the Republic of Chile, South America, for the purpose of telescopes, scientific research equipment, computer hardware, and gen- making available a visitor-oriented astronomical research facility in eral observatory equipment such as furnishings, vehicles and machine tools. the Southern Hemisphere to the U.S. scientific community. The facil- ity includes the following telescopes: a 1.5-meter general purpose re- Management Fee flector, and a 92-centimeter, a 61-centimeter and two 41-centimeter cas- The management fee is a fixed amount paid to AURA, under terms segrain reflectors. In addition, there is on loan from the University specified in the contract between AURA and the NSF, to cover corpo- of Michigan a 61-centimeter-aperture Schmidt telescope that has been rate expenses incurred in the operation and management of CTIO. used continuously since 1967. In late FY 1974 the 1.0-meter reflector of Construction of Buildings and Research Facilities the Yale University Observatory will be installed on Cerro Tololo to share the observing burden of the 1.5-meter telescope. The new 4- This program provides for the construction of buildings for tele- meter reflector, identical to the recently dedicated 4-meter Mayall scopes and research facilities, and of facilities for administrative, op- Telescope on Kitt Peak, Arizona, will become fully operational in erations and maintenance support of visitors and staff on Cerro Tololo FY 1975. This large telescope will enable CTIO to carry forward new and at the headquarters in La Serena. The program includes site im- investigations of nebulae, quasars, pulsars and remote extragalactic provement projects and the upgrading of roads and utilities. In FY 1973, construction was begun on modifications to the technicians' dorm- objects. itory on Cerro Tololo and on the vehicle shop expansion in La Serena. Stellar and Planetary Astronomy Erection of the prefabricated houses budgeted for in FY 1973 will The stellar and planetary astronomy program consists of research begin in early FY 1974. In FY 1974 CTIO will initiate construction activities associated with observations of astronomical objects in the of an astronomers' dormitory annex on Cerro Tololo and an instru- southern skies. Many of these objects, including certain nearby star ment and maintenance shop and additional staff housing in La Serena. clusters, peculiar galaxies, the Southern Milky Way, the Magellanic NATIONAL RADIO ASTRONOMY OBSERVATORY $20,500,000 60 61 The National Radio Astronomy Observatory (NRAO) is a widely NCAR's principal scientific programs are: dispersed establishment of facilities for research in radio astronomy. Participation in the Global Atmospheric Research Program The central offices, laboratories, library, and computing center are (GARP), including the development of mathematical models of located in Charlottesville, Virginia, for the most part on the grounds the global atmosphere required for extending weather prediction of the University of Virginia. The principal observing station, with a laboratory building and residence hall, is in a valley near Green Bank, capability to periods of up to two weeks, and for improving the understanding of climate; participation in GARP field experi- West Virginia, remote from sources of electromagnetic noise. Three major radio telescope systems are operated at this location a 300-foot ments such as the GARP Atlantic Tropical Experiment (GATE), meridian transit telescope; a 140-foot fully steerable telescope; and a scheduled for the summer of 1974 to study atmospheric charac- teristics in the tropics; and development of observational and radio interferometer consisting of three 85-foot telescopes with a port- able 45-foot telescope for remote operations. A 36-foot millimeter- data-handling techniques required for GARP experiments sched- uled later in the decade. wave telescope requiring a dry atmosphere for minimum absorption of radio waves is located on Kitt Peak, near Tucson, Arizona. A major Investigations of the physics of clouds and precipitation. This research provides the scientific basis for the National Hail Re- new radio telescope designated the Very Large Array (VLA) is under construction on the Plains of San Augustin near Socorro, New Mexico. search Experiment (NHRE), a five-year (1972-76) experiment The objective of NRAO is to provide advanced facilities for the use sponsored by the Foundation's program of Research Applied to of the scientific community in the pursuit of research in radio National Needs to increase our knowledge of hailstorms, and to test the feasibility of suppressing the formation of damaging hail. astronomy. Study of the sun's atmosphere, the solar wind, and the impact Scientific Research Support of solar events on the earth's atmosphere. The NRAO facilities are available to any qualified scientist or grad- Investigation of (1) global air quality, (2) factors affecting the uate student with an approved research project to be conducted, inde- climate, and (3) chemistry and dynamics of the upper atmosphere. pendently or in cooperation with NRAO staff members. Telescope ob- Instrumentation and logistic support to atmospheric scientists is pro- serving time is allocated on the basis of the scientific merits of the vided by: proposed research and the availability of the telescopes. Visitors are The Research Aviation Facility, located at the Jefferson County assigned at least 60 percent of the available observing time and NRAO Airport, which operates and maintains aircraft and instrumenta- staff the remainder. During FY 1973, 210 visiting scientists, including tion required for airborne experiments. 64 students, used the NRAO telescopes. They came from 44 U.S. and The Field Observing Facility, located at Marshall, Colorado, 12 foreign institutions. which provides radars and other specialized field research instru- mentation. Construction of Research Facilities The Computing Facility, located in the main NCAR labora- The construction of the Very Large Array (VLA) will continue tory at Boulder, which provides computers, software and pro- in FY 1975 with the objective of providing radio astronomers with an gramming support to scientists. advanced instrument capable of overcoming observational barriers in The National Scientific Balloon Facility (NSBF) at Palestine, radio astronomy. Major construction elements in progress are the an- Texas, which provides support for research requiring the use of tenna system, antenna transporters, site development, rail network, high-altitude balloons. electronic systems, and computer system. Investigations of the Earth's Atmosphere Management Fee The objectives of this program are (a) to improve the accuracy of NRAO is operated by Associated Universities, Inc. (AUI) under weather predictions on time scales from several hours to several weeks, a cost-reimbursable contract. AUI is paid a management fee to defray (b) to enhance the ability to modify the weather to prevent damage corporate expenses incurred by performance of the contract but not caused by severe storms, (c) to enable long-term climatic predictions, directly related to work under the contract. and (d) to develop a better understanding of natural and induced NATIONAL CENTER FOR ATMOSPHERIC RESEARCH $17,900,000 changes in the atmospheric environment. The National Center for Atmospheric Research (NCAR) has two Solar Physics and Solar-Terrestrial ffects primary objectives: The objective of this program is to define the relationship among the To plan and conduct, in cooperation with universities and other solar atmosphere, the interplanetary medium, and the upper atmos- scientific organizations, atmospheric research programs requiring phere of the earth. The emphasis of the program is on the study of the large scale coordinated efforts and facilities beyond the capabili- lower solar atmosphere, the solar corona, and the interplanetary solar ties of single university departments. wind, and on the processes that control the output of solar wind To provide facilities and logistic support to the atmospheric plasma, ultraviolet radiation, and energetic particles. sciences programs of universities. 31-373 O 74 5 62 63 Facility Operation and Development Defense Education Act of 1958. The purpose of this program is to The NCAR Research Aviation Facility provides the atmospheric promote the dissemination of scientific information and to help scien- scientific community with airborne platforms and allied services of tists and others obtain and use the results of worldwide scientific re- systems and instrumentation development, engineering, testing, and search. This goal is pursued by supporting activities whose results can evaluation that are required for observing, measuring, and recording be applied to improve and extend science information services pro- atmospheric conditions. vided by Government agencies, scientific societies, colleges and univer- sities, and private organizations. Support is limited to projects of Postdoctoral Education and Special Studies national significance that cannot be successfully conducted by private The principal objective of this program is to bring university scien- organizations without Federal support. tists in contact with atmospheric science and to facilitate the develop- General objectives of the program are: ment of joint NCAR-university research programs. The program con- Development and dissemination of knowledge and new tech- sists of approximately 20 one-year postdoctoral appointments under niques essential for continuous improvements in science informa- which scientists from various disciplines develop research projects in tion services, including their assessment by cost/benefit criteria. the context of NCAR research activities. Also included in this activ- Achievement of intersystem compatibility and increased effi- ity are educational and research seminars and a short-term appoint- ciency among major science information systems. ment program for scientists visiting NCAR for periods shorter than Development of improved means for retrieving quantitative and four months. factual data. Administrative and Research Support Services Development and demonstration of more effective ways of help- ing scientists and others use information made available through This activity provides for all management and research support present systems. services, including the salaries of administrative personnel rent plant Expansion of international exchange of new scientific knowl- and equipment maintenance; communications; utilities; and informa- edge and improvement in access to foreign science results by U.S. tion services. scientists. Management Fee These objectives result from an analysis of past priorities and results The management and operation of NCAR is accomplished by the of the Science Information Activities program and from user require- University Corporation for Atmospheric Research (UCAR) under the ments expected to arise later in this decade. New programmatic and terms of a contract between UCAR and the Foundation. A manage- organizational structures have been established within the Office of ment fee of $340,000 is paid annually to UCAR. Science Information Service (OSIS) in line with the revised objec- NATIONAL SCIENTIFIC BALLOON FACILITY ($1, 070, 000) tives. Coordination of science information activities in this country and relationships with international science information organizations The National Scientific Balloon Facility (NSBF) is managed also are being guided by these objectives. and operated under contract by the University Corporation for RESEARCH Atmospheric Research (UCAR) as part of the National Center for $3,500,000 Atmospheric Research. Funding for this facility is included in the The research program contributes new tested knowledge for use by total funding for NCAR. organizations in improving their present science information programs The objective of the National Scientific Balloon Facility is to pro- and for developing new services. This progam is the only major source vide ballooning support to scientifists requiring observations from of support in the United States for research on science information high altitudes in such fields of science as aeronomy, infrared and problems. Specific research objectives are to support experimental ap- optical astronomy, and high energy astrophysics. The facility is lo- plications of technology for long-range improvements of science in- cated at Palestine, Texas. The present staff consists of 43 full-time formation systems; to seek cost-effective ways of advancing network- scientists, engineers, technicians, and administrative personnel. ing and interconnections among systems; to develop innovative science 4. SCIENCE INFORMATION ACTIVITIES $8,500,000 information services required to meet users' needs in future years; to provide a theoretical framework that will contribute to more system- Authorization, fiscal year 1975 atic applications and improved services; and to provide data on the Research $3,500,000 National Information Systems 2,300,000 costs and benefits and trends in science information supply and demand User Support 2,200,000 relationships. Research results also provide bases for orderly develop- Foreign Science 300,000 ment of the National Information Systems and User Support Pro- grams. Total 8, 300, 000 NATIONAL INFORMATION SYSTEMS The Science Information Activities program is administered by the $2,300,000 National Science Foundation under the provisions of the National Sci- This program seeks to improve the operation of existing systems ence Foundation Act of 1950, as amended, and Title IX of the National for gaining access to the literature of science and technology and for locating and retrieving specific quantitative data obtained in research. 64 65 Objectives of its literature-oriented activities are to promote intercon- The objective of this program is to increase access to foreign science nections, increase operational efficiency, and reduce the overlap among information among U.S. scientists by supporting U.S. participation Federal and private systems in their coverage of the world's literature. in cooperative international science information programs and by With completion of automation of major abstracting and indexing serving as the focal point for such activities by U.S. government and services, emphasis has shifted to reduction of gaps and overlaps among private groups. major science information systems and to creation of efficient ways of In FY 1974, the program supported U.S. participation in exchanging information among them. UNESCO's UNISIST program, the Federation of International Introduction of improved methods for identifying and retrieving Documentation, and the Abstracting Board and the Committee on specific data, such as "tagging" them at the time of publication, is a Data for Science and Technology of the International Council of principal objective of the program's data-oriented activities. Another Scientific Unions. Also supported were cooperative science informa- objective is to foster management policies and procedures for im- tion activities with U.S.S.R. information centers and distribution of proved and more economical access to data. translations of foreign reports in the United States. USER SUPPORT $2,200,000 5. INTERNATIONAL COOPERATIVE SCIENCE ACTIVITIES $8,000,000 By concentrating on the needs of interests of users, in contrast to those of the originators or distributors of information, the User Sup- Authorization, fiscal year 1975 Cooperative Science Programs port program seeks ways to increase the application of available knowl- $5,600,000 Scientific Organizations and Resources Programs 1,700,000 edge and to reduce the cost of delivering it to users. Two broad ap- International Travel 500,000 proaches are being used (1) identification of new user groups for Support for Special Foreign Currency Projects 200,000 existing services; and (2) testing the purchasing appeal of new or mod- Total ified services for both new and existing user groups. An expanded 8, 000, 000 user-paying base for services is expected to increase revenues for serv- The Foundation's international cooperative science programs sup- ices and allow the services to further test potentially more useful ways port U.S. scientists who (1) participate in research and exchange of providing information with their own funds. activities with scientists of other nations; (2) plan, organize, and The program includes four types of sequentially related activities. participate in the activities of international scientific unions and orga- First are studies to establish a planning base for improved manage- nizations; (3) attend and present reports on their scientific research at ment of Federal and private science information services and to guide international meetings; and (4) visit and conduct research in foreign future development of the User Support Program. Activities include: laboratories. data collection to determine information user needs, interests, and The primary goal of the program is to foster international coopera- preferences; studies and critical reviews of knowledge on how pur- tion in basic and applied research. Specific objectives are to (1) pro- chase decisions are made with respect to information services; and duce new knowledge and encourage its application to human needs; studies of technical and economic barriers to adoption of improve- (2) strengthen international cooperative programs through support ments in science information services. Second, design and develop- of leading U.S. institutions and scientists; (3) support maximum ment studies are undertaken to translate research results into usable interchange of information between U.S. scientists and their foreign approaches for overcoming barriers to more efficient and effective use colleagues; and (4) contribute to the advancement of U.S. foreign of scientific and technical information services. Examples of activity policy interests. This program includes support for increased partici- are studies and demonstrations of the economic feasibility of ways of pation by United States scientists in international cooperative science improving local access to literature identified through national biblio- activities related to the solution of energy problems in the United graphic information retrieval systems and methods of extending com- States. puter-based information retrieval services to occasional users. Design COOPERATIVE SCIENCE PROGRAM $5,600,000 and development studies may lead to innovative new programs spon- The objectives of these cooperative activities are to produce new sored by industry, non-profit, Federal science information services, knowledge, exchange information, provide U.S. scientists with oppor- or user groups, as well as to proposals for further demonstrations and tunities to work on unique problems, and reduce the costs to the experiments supported by NSF. Third, experiments and demonstra- United States of attacking global scientific problems. These programs tions are carried out to evaluate promising innovations in user services all serve our national policy of strengthening international coopera- which cannot be implemented until technical or economic uncertainties tion through scientific research. are reduced or eliminated. Included are experiments and demonstra- This program includes cooperative research projects, seminars, and tions of user-controlled publications and new information services for exchange of scientists with 18 countries. The Foundation serves as users in industry. Finally, the program supports applications efforts Executive Agency for bilateral research and exchange programs with designed to stimulate the adoption and use of innovations in services Argentina, Australia, Brazil, the Republic of China, France, Hun- to users, especially those developed with NSF support. gary, India, Italy, Japan, Mexico, Romania, and Spain, and supports FOREIGN SCIENCE $300,000 67 66 U.S. scientists in their efforts to develop scientific programs with the This program provides funds to enable U.S. scientists to attend in- U.S.S.R. The National Academy of Sciences' exchange programs with ternational conferences, visit foreign laboratories to conduct research, the Academies of Sciences of the U.S.S.R., Bulgaria, Czechoslovakia, participate in international cooperative programs, and exchange Hungary, Poland, Romania, and Yugoslavia are also funded by the information. Foundation. The exchange of scientists program initiated between the The objectives of the program are to obtain information that will National Academy of Sciences and the Science and Technology Asso- advance research efforts in the United States, enable U.S. scientists ciation of the People's Republic of China is also included in this pro- to discuss their research efforts in international scientific gatherings, gram. The Foundation provides partial funding to support U.S. and and advance the education, leadership and experience of individual P.R.C. scientific delegations. The U.S.-Spain Cooperative Science U.S. scientists. Program is supported with funds transferred to the Foundation by SUPPORT FOR SPECIAL FOREIGN CURRENCY PROJECTS $200,000 the Department of State. This program also provides support for the planning and develop- This program provides dollar supplement grants to U.S. institutions involved in cooperative projects in special foreign currency countries. ment of cooperative activities with other countries in the energy R. & D. field. These efforts include visits by individuals and task forces Examples of costs incurred by U.S. institutions that cannot be paid with U.S.-owned excess currency are (1) cost of reducing data col- to foreign laboratories; international conferences and seminars in- volving technical experts; and technological surveys, studies and lected overseas; (2) purchase of small, but essential, expendable scien- tific instruments and equipment; (3) international travel to excess cur- related services. rency countries whose governments do not permit the use of their SCIENTIFIC ORGANIZATIONS AND RESOURCES PROGRAM $1,700,000 funds for travel; and (4) costs incurred in the administration of for- International nongovernmental scientific organizations advance eign currency grants and contracts. science by facilitating communications among the world's scientists. 6. RESEARCH APPLIED TO NATIONAL NEEDS $139,100,000 Important mechanisms for developing communications include the organization of meetings; establishment of standards; planning and Authorization, fiscal year 19751 coordinating and, in some cases, providing facilities for carrying out Energy Research and Technology 88,700,000 international research programs; and the rendering of scientific Environmental Systems and Resources 21,200,000 advice, on request, to intergovernmental organizations. This program Advanced Technology Applications 13,400,000 provides funds to support U.S. participation in international organi- Social Systems and Human Resources 12,100,000 zations, chief among which is the International Council of Scientific Exploratory Research and Problem Assessment 3,700,000 Unions (ICSU), together with its 17 member unions. A large share Total $139, 100, 000 of the funds goes to the National Academy of Sciences (NAS) which, 1 Amounts indicated for individual categories reflect relative percentage cuts based on through various U.S. National committees, is the U.S. adhering mem- the overall reduction of $9.8 million. These are not binding on NSF which may make such ber to ICSU and all but one of its affiliated unions. The program also adjustments as it deems appropriate. supports the membership of the NAS in the International Institute The Foundation's program of Research Applied to National Needs for Applied Systems Analysis (IIASA), a multinational nongovern- (RANN) is designed to focus U.S. scientific and technical resources mental institution supported by 13 industrialized nations to study on selected problems of national importance, with the objective of problems of modern societies. The Institute applies systems analysis, contributing to their practical solution. An important purpose of computer technology, and modern management techniques to the solu- RANN in this process is to shorten the lead time between the dis- tion of societal problems. coveries of science and their application in meeting the Nation's needs. The objectives of this program are to ensure that: Thus RANN provides a key bridge between the Foundation's basic U.S. scientific interests are represented and defended in inter- research and education programs and the development and operating national organizations, programs of the Federal mission agencies and other important ele- U.S. scientists participate and maintain a leadership role in ments of the user community, including State and local governments these organizations, and private industry. The U.S. scientific community is informed of the results of the The principal emphasis of the RANN program currently is placed organizations' activities, and receives maximum benefit from U.S. upon three major problem areas. These are Energy, the Environment, participation, The Federal Government has available to it useful studies rele- and Productivity. These problems are complex and interrelated. They involve all aspects of our society and require focused interdisciplinary vant to important international scientific and technological research efforts to provide the knowledge base required for their organizations and issues. solution. Indeed, the interdependence of such major national problems U.S. scientists and institutions are adequately informed on as energy production, environmental quality, and increased produc- progress made in other countries toward an alleviation of the tivity requires the application of the full interdisciplinary capability worldwide energy problem. of the best scientific and technical skills of the nation if sound overall INTERNATIONAL TRAVEL PROGRAM $500, 000 66 67 U.S. scientists in their efforts to develop scientific programs with the This program provides funds to enable U.S. scientists to attend in- U.S.S.R. The National Academy of Sciences' exchange programs with ternational conferences, visit foreign laboratories to conduct research, the Academies of Sciences of the U.S.S.R., Bulgaria, Czechoslovakia, Hungary, Poland, Romania, and Yugoslavia are also funded by the participate information. in international cooperative programs, and exchange Foundation. The exchange of scientists program initiated between the The objectives of the program are to obtain information that will National Academy of Sciences and the Science and Technology Asso- advance research efforts in the United States, enable U.S. scientists ciation of the People's Republic of China is also included in this pro- to discuss their research efforts in international scientific gatherings, gram. The Foundation provides partial funding to support U.S. and and advance the education, leadership and experience of individual P.R.C. scientific delegations. The U.S.-Spain Cooperative Science U.S. scientists. Program is supported with funds transferred to the Foundation by SUPPORT FOR SPECIAL FOREIGN CURRENCY PROJECTS the Department of State. $200,000 This program also provides support for the planning and develop- This program provides dollar supplement grants to U.S. institutions ment of cooperative activities with other countries in the energy involved in cooperative projects in special foreign currency countries. R. & D. field. These efforts include visits by individuals and task forces Examples of costs incurred by U.S. institutions that cannot be paid to foreign laboratories; international conferences and seminars in- with U.S.-owned excess currency are (1) cost of reducing data col- volving technical experts; and technological surveys, studies and lected overseas; (2) purchase of small, but essential, expendable scien- related services. tific instruments and equipment; (3) international travel to excess cur- SCIENTIFIC ORGANIZATIONS AND RESOURCES PROGRAM rency countries whose governments do not permit the use of their $1,700,000 funds for travel; and (4) costs incurred in the administration of for- International nongovernmental scientific organizations advance eign currency grants and contracts. science by facilitating communications among the world's scientists. Important mechanisms for developing communications include the 6. RESEARCH APPLIED TO NATIONAL NEEDS $139, 100, organization of meetings; establishment of standards; planning and Authorization, fiscal year 1975 coordinating and, in some cases, providing facilities for carrying out international research programs; and the rendering of scientific Energy Research and Technology Environmental Systems and Resources 88,700,000 advice, on request, to intergovernmental organizations. This program 21,200,000 Advanced Technology Applications 13,400,000 provides funds to support U.S. participation in international organi- Social Systems and Human Resources 12,100,000 zations, chief among which is the International Council of Scientific Exploratory Research and Problem Assessment 3,700,000 Unions (ICSU), together with its 17 member unions. A large share Total of the funds goes to the National Academy of Sciences (NAS) which, $139, 100, 000 through various U.S. National committees, is the U.S. adhering mem- 1 Amounts indicated for individual categories reflect relative percentage cuts based on the overall reduction of $9.8 million. These are not binding on NSF which may make such ber to ICSU and all but one of its affiliated unions. The program also adjustments as it deems appropriate. supports the membership of the NAS in the International Institute The Foundation's program of Research Applied to National Needs for Applied Systems Analysis (IIASA), a multinational nongovern- (RANN) is designed to focus U.S. scientific and technical resources mental institution supported by 13 industrialized nations to study on selected problems of national importance, with the objective of problems of modern societies. The Institute applies systems analysis, contributing to their practical solution. An important purpose of computer technology, and modern management techniques to the solu- RANN in this process is to shorten the lead time between the dis- tion of societal problems. coveries of science and their application in meeting the Nation's needs. The objectives of this program are to ensure that: Thus RANN provides a key bridge between the Foundation's basic U.S. scientific interests are represented and defended in inter- research and education programs and the development and operating national organizations, U.S. scientists participate and maintain a leadership role in programs of the Federal mission agencies and other important ele- ments of the user community, including State and local governments these organizations, and private industry. The U.S. scientific community is informed of the results of the organizations' activities, and receives maximum benefit from U.S. The principal emphasis of the RANN program currently is placed participation, upon three major problem areas. These are Energy, the Environment, The Federal Government has available to it useful studies rele- and Productivity. These problems are complex and interrelated. They vant to important international scientific and technological involve all aspects of our society and require focused interdisciplinary organizations and issues. research efforts to provide the knowledge base required for their U.S. scientists and institutions are adequately informed on solution. Indeed, the interdependence of such major national problems progress made in other countries toward an alleviation of the as energy production, environmental quality, and increased produc- worldwide energy problem. tivity requires the application of the full interdisciplinary capability of the best scientific and technical skills of the nation if sound overall INTERNATIONAL TRAVEL PROGRAM $500,000 68 69 solutions are to be found. RANN provides a unique Federal capability for identifying, developing, and supporting research on problems re- Advanced Automotive Propulsion.-Research to increase engine fuel quiring the interdisciplinary research approach. This capability is ticular attention given to non-equilibrium combustion phenomena. economy and cycle efficiency and reduce pollutant emissions, with par- being, and will be brought to bear on the major problems of Energy, the Environment and Productivity, as summarized below. Following utilizing conventional energy resources (e.g., coal) and for environ- Energy Resources.-Research to develop methods for effectively this summary, there is a brief description of the important activities mentally managing new resources (e.g., shale deposits) and to inves- in the areas of Technology Assessment and New Initiatives, Program tigate secondary and tertiary petroleum extraction methods. Management and Research Utilization, and Program Planning and Energy and Fuel Transportation.-Research to improve the trans- Evaluation. ENERGY RESEARCH AND TECHNOLOGY $88,700,000 tion site through investigations involving techniques of control and portation of all forms of energy from production source to consump- The Nation has the urgent need to achieve energy self-sufficiency. reliability, as well as through research on superconducting and elec- There is a wide range of potential technology combinations that will trically insulating materials. Research will also be carried out on the help achieve this goal. It is necessary in selecting combinations to transportation of fuels, such as hydrogen and methanol. provide a measure of insurance against technical and cost uncertain- The NSF Energy Research and Technology program is described in ties. For this reason, an extensive mix of technologies has been selected detail in the following sections. for acceleration. The NSF Energy Research and Technology program Solar Energy contains the following complementary approaches to the Nation's The inexorable depletion of the fossil fuel reserves on which modern goal of energy self-sufficiency: Solar Energy.-A comprehensive research effort has been established civilization depends and the environmental impacts associated with to provide the full technology base for widespread utilization of the their use make crucial the development of alternative energy sources. sun's. energy in a manner that is non-polluting and is socially as well The objective of the national Solar Energy Research Program is to as economically acceptable. With growing momentum since FY 1971, develop, at the earliest feasible time, the full technology base for those the Foundation has supported solar energy research to provide a solar applications of solar energy that can be made economically competi- alternative for the Nation's energy future. Although the full impact tive and environmentally acceptable as alternative energy sources. An of solar research will not be visible in the short range, the economic intensive study by leading industry, university, and government ex- viability of several important applications (e.g., heating and cooling perts has identified the highest priority opportunities for the exploi- of buildings, wind energy conversion, and bioconversion to fuels) tation of solar energy. Solar energy can be used to generate electric can be proven in the next five years. By the year 2000 it is reasonable power, to heat and cool buildings and to produce renewable supplies of clean hydrocarbon fuels. Six phased research subprograms cover- to expect that terrestrial applications of solar energy could contribute ing these three areas of application are presently underway. It is from 15 percent to 30 percent of the Nation's total energy requirement. important to recognize that each of the subprograms can make a sub- Geothermal Energy.-In concert with the Atomic Energy Commis- stantial contribution to the realization of the full potential of solar sion and the Department of Interior, a coordinated effort will be energy. These subprograms which are described in detail in subse- mounted to harness the earth's heat as a major, alternative energy quent sections are: resource. An aggressive research effort is designed to develop the full (1) Heating and Cooling of Buildings. technology base to stimulate the installation by private industry of (2) Solar Thermal Conversion. tens of thousands of megawatts generating capacity by the middle of (3) Wind Energy Conversion. the next decade. This would save on the order of 1,000,000 barrels of (4) Bioconversion to Fuels. oil daily. Achievement of geothermal energy production goals for the (5) Ocean Thermal Energy Conversion. generation of electricity by the turn of the century would save from (6) Photovoltaic Energy Conversion. 3,000,000 to 6,000,000 barrels of oil daily and could simultaneously conserve energy by utilizing geothermal heat for non-electric purposes, Heating and Cooling of Buildings such as space heating and air conditioning. Approximately twenty-five percent of the energy consumed in the Energy Conversion and Storage.-Research in this program area United States is used for heating, cooling and supplying the hot wa- has many important facets. It is focused on determining the feasibil- ter needs of buildings. The overall objective of this program is to ity of developing new and improved energy storage technologies in- establish the full technology base for the widespread availability and cluding superconducting magnetic storage and sodium sulfur bat- utilization of solar energy systems to help meet the heating and cool- teries. To increase the efficiency of electric generating plants, investi- ing needs of all types of buildings in all of the climatic regions of the gations will focus on magnetohydrodynamics electrical generation, United States to the degree that such applications can be made eco- topping and bottoming cycles and combined cycles. nomically viable and socially and environmentally acceptable. To Energy Systems.-Studies to acquire, through systems analysis, a accomplish this objective, a balanced program of advanced research, knowledge base for assessing alternative energy system and public periments will be carried out. as well as a series of subsystems tests and system proof-of-concept ex- policy options to provide the most effective use of energy resources. 70 71 Solar Thermal Conversion Nation's current gas and oil requirements could be provided by means The objectives of the NSF Solar Thermal Conversion program are of these systems. However, the extent to which these projections can to prove the technical and economic feasibility of solar thermal conver- be fulfilled will depend upon the amount of space available for bio- sion systems, and to provide the full technology base by the mid 1980s mass production and the economy of energy farming practices and for load following electric energy generation applications and electri- of systems to convert organic material to useful fuels. Major problems cal and thermal service applications for various types of communities to be solved include increasing biomass growth rates and yields, including Federal installations. To accomplish these objectives, major devising economical means of biomass harvesting and processing, and efforts will be aimed at: improving the efficiencies and reducing the cost of various conversion Design, fabrication, integration, and one-year test of a 10 MWe processes. central receiver experiment with the output from this plant integrated This research program is aimed at developing the technology for into a private utility power grid. biomass conversion plants of up to 1000 tons/day capacity as well Complete design, fabrication, integration, and one-year test of a as high-yield energy crop producing facilities by the middle of the 200 KWe, 2 Mwth solar total energy system providing electrical and next decade. Major sources of waste organic matter such as agricultural thermal service to a new civilian community or Federal base installa- and logging residues and urban solid wastes will be examined as tion. feedstocks for energy conversion processes. Proof-of-concept conver- An Advanced Research and Technology subprogram that will in- sion experiments will be carried out to verify the technologies for clude research on alternative concentrator-collectors, thermal transfer these processes. In addition, the goal has been established to show and storage subsystems; and deployment of instrumentation to moni- tor the direct solar and circumsolar radiation in the southwest United the technical feasibility of the production of hydrogen by photo- States. Also included is research on selective absorber and reflector synthetic and biochemical methods in the same time period. coatings, second generation system application analysis, and fabrica- Ocean Thermal Energy Conversion tion of very high temperature (1500 degrees F) experimental receiver/ The basic objective of the Ocean Thermal Energy Conversion pro- storage components. gram is to establish the technical and economic viability of large-scale Wind Energy Conversion ocean experiments capable of converting ocean heat into significant The key deterrent to expanded use of large wind power systems in quantities of electrical energy. Associated with such experiments are the U.S. in this century has been the relatively high cost of these sys- the additional options of producing protein, plant-life, minerals, and fresh water. tems. Several systems of 100 KW to 1.25 MW were built in the 1930s Research carried out under this program will permit us to move through the 1950s, and while proving technical feasibility, they were from the current feasibility and conceptual design studies into the ultimately uneconomical in the marketplace of that era. Small, farm- design of a proof-of-concept experiment which could be on line in the type systems also became uneconomical after rural electrification pro- early 1980s. This will be accomplished by: vided cheap and reliable power. The technological developments of the Emphasizing advanced research leading to design and fabri- past twenty years in such fields as materials, helicopter technology, cation of system components that represent reasonable advances automatic controls, and computer modeling have not been systemati- in existing technology. cally applied to wind systems because of the availability of inexpensive Establishing requirements for the design and construction of power from other sources and problems associated with the short-term suitable test facilities (both shore-based and sea-based) and under- variability in the wind. In this era of energy shortage, however, ad- taking the testing of candidate components and subsystems. vanced wind power systems, which will take advantage of these new developments have the potential of providing for domestic use sig- Conducting system optimization studies and subsystem experi- ments on energy delivery systems for transmitting the output of nificant amounts of non-depletable, non-polluting energy. ocean thermal plants to energy consumers. The objective of this research program is to expedite the develop- Conducting environmental assessment studies, especially with ment of the technology for economically viable wind energy conversion regard to possible impacts of thermal redistribution. systems suitable for large-scale utilization. The program provides for advanced research and technology to re- Commencing the design of a 10 Mwe-near shore proof-of- concept experiment. duce cost (and cost uncertainty) per unit performance, and for a phased set of experiments through systems proof-of-concept to estab- Photovoltaic Energy Conversion lish the full technology base for widespread utilization of cost-effective wind energy conversion systems. Conversion is to develop the full technology base for low-cost, long- The general objective of research efforts on Photovoltaic Energy Bioconversion to Fuels lived, reliable photovoltaic systems suitable for a variety of terrestrial Bioconversion to Fuels system offers the potential of converting applications including the generation of electricity for buildings and central power systems. Research efforts will continue to focus on replenishable supplies to clean hydrocarbon fuels (biomass) to energy achieving the following specific objectives: in various forms. Estimates indicate that significant amounts of the Complete research on, and undertake proof-of-concept experi- 72 73 ments which give promise of reducing by a factor of ten solar mental problems associated with the development of such reservoirs; array production costs (presently about $50 per peak watt) and and (3) unsolved technical problems and economic uncertainties con- to establish the technology by the latter half of this decade. cerning the utilization of geothermal energy in an environmentally ac- Conduct a focused research effort on advanced fabrication tech- ceptable matter. The purpose of the NSF program is to accelerate nologies for photovoltaic devices that show a potential for a factor solutions to these problems. of one hundred or greater reduction in production costs; and con- The long range goal of the NSF Geothermal Energy research pro- duct proof-of-concept experiments of this advanced technology gram is to provide the full technology base for the cost effective com- in the first half of the next decade. mercial production of tens of thousands of MW of electrical power Conduct systems and applications studies to identify suitable from domestic resources by the middle of the next decade. This could proof-of-concept experiments of cost-effective photovoltaic energy save on the order of 1,000,000 barrels of oil per day. The correspond- State-of-the-art silicon cells have received significant research sup- conversion systems. ing geothermal energy production capabilities should exceed 100,000 MWe as we move into the next century, with equivalent daily oil ment of the technology for single-crystal ribbon and polycrystalline port in the past and show strong promise for cost reduction. Develop- savings of from 3,000,000 to 6,000,000 barrels. Important contribu- tions to conservation goals can also be achieved by utilizing geother- thin-film silicon solar cells, and thin-film devices from a variety of mal heat and associated fluids for non-electric purposes, such as space other promising semiconductor materials, such as CdS and Ga As, will heating and air conditioning, production of minerals, and desalination also require research. The most promising photovoltaic devices will be of brines. carried into the proof-of-concept experiment phase. Program objectives leading to this goal are: (1) research to provide To achieve the general and specific research objectives of the NSF necessary technological advances to improve significantly the eco- Photovoltaic Energy Conversion program, the expertise developed in nomics of geothermal power production, (2) establishment of small earlier and on-going research must be utilized. This is being under- experimental systems and testing facilities to allow research and ex- taken through close collaboration with numerous government labora- periments that cover the spectrum of potential geothermal resources, tories, such as the NASA-Lewis Research Center, the Jet Propulsion (3) research to expand our knowledge of recoverable reserves of geo- Laboratory and Goddard Space Flight Center. A number of private thermal energy, and (4) analysis to provide carefully researched industries are currently participating in the program and it is expected policy options needed to resolve growth-inhibiting environmental, that more will be included in FY 1975. legal, and institutional problems. Agencies participating in the Federal Geothermal Energy effort Geothermal Energy After 70 years of growth, geothermal energy has just recently be- include the Atomic Energy Commission, the U.S. Geological Survey and the Bureau of Reclamation, as well as NSF. The efforts of these come a small but viable contributor to U.S. energy supplies. However, its development must be greatly accelerated if it is to meet urgent agencies follow a closely coordinated, integrated program to provide maximum exploitation of this valuable resource. Other agencies will domestic needs on a significant scale. Geothermal energy utilization began on an industrial scale in Italy participate in the program as special program requirements dictate. in 1904 when electricity was first produced at the Larderello field The NSF geothermal research is composed of the following pro- south of Florence. Today, approximately 400 MWe is being generated gram elements: (1) Resource Exploration and Assessment; (2) Envi- ronmental, Legal, and Institutional Research; (3) Resource Utiliza- in Italy and slightly more than 1000 MWe in the world, including 400 MWe at the Geysers in the U.S. Geothermal energy has been exten- tion Projects and (4) Advanced Research and Technology. The specific objectives of each program element are summarized below. sively used for municipal heating in Iceland since the 1930's and to a very much smaller extent in the United States. RESOURCE EXPLORATION AND ASSESSMENT Many who have studied the total U.S. geothermal resource have compared its potential favorably with that of present U.S. oil and Improve geophysical, geochemical, geological and hydrological gas reserves. The theoretical energy recovery in cooling a cubic mile techniques necessary for locating and evaluating geothermal resources. of granite from 300 to 100 degrees C is sufficient to supply all the U.S. Develop better methods for predicting the power potential and requirements for one week. All of the readily exploitable geothermal longevity of geothermal reservoirs. resources are located in the less populated western third of the U.S., Provide research support to the U.S.G.S. national survey program but development could have considerable impact on providing the with regional assessments of geothermal resource potential. power requirements of large load centers. For instance, the Imperial Valley in California has been estimated to be capable of sustaining ENVIRONMENTAL, LEGAL AND INSTITUTIONAL RESEARCH a generating capacity of as much as 100,000 MWe for 50 years. The Evaluate waste disposal control technology and surface and subsur- principal problems which appear to be inhibiting the growth of geo- face environmental effects of geothermal development. thermal energy utilization in the U.S. are: (1) a lack of confidence on Improve the national capability to prepare environmental impact the part of energy industries in geothermal reservoirs as a reliable, statements for key government geothermal projects. long-term supply of energy; (2) institutional, legal, and environ- 74 75 Identify social, legal, and economic problems associated with geo- temperature on the environment have been recognized and solutions thermal development, both locally and regionally, for policy develop- to the problem continue to be an integral portion of the heat transfer ment, and evaluate the socio-economic framework of commercial utili- and fluid mechanics work in waste heat management studies. zation of geothermal resources. Energy Systems RESOURCE UTILIZATION PROJECTS The Energy Systems program element is an interdisciplinary undertaking in which all aspects of energy (technology, environ- Prove the technology for economic production of electric power mental, economic, societal, regulatory, and legal) are assessed and from geothermal systems while meeting environmental standards. analyzed. The purpose is to improve systematically our knowledge of Provide improved operational understanding of geothermal reser- alternative energy systems and public policy options which will pro- voir engineering and management and potential of different classes vide the most effective uses of energy to meet our national needs. The of geothermal reservoirs. NSF/RANN Energy Systems program is an integral part of the Fed- Provide improved understanding of geothermal power plant design eral energy program and is coordinated with and supportive of the and operating characteristics. long-range needs of the Federal Energy Office, AEC, EPA, FPC, Provide experimental test beds for use by industrial, university and DOI and other Federal, State, and local agencies of government. Federal. laboratories in component testing and evaluation. Principal research objectives are to: Involve industry engineers, analysts, technicians, and managers in Develop comparative analyses of the potential of current and field and power plant development to expedite early industrial exploi- advanced energy resources (e.g., gasified coal, oil shale, tar sands, tation of advanced geothermal technology. solar, geothermal, etc.), to analyze the most promising longer- Develop a cadre of trained and experienced geothermal engineers range research opportunities, and to offer alternative research and and technicians. utilization priorities. Identify areas of energy consumption and devise conservation ADVANCED RESEARCH AND TECHNOLOGY technologies and strategies. Resolve major technical problems inhibiting the fullest practical Select energy systems to optimize use of energy resources. commercial utilization of U.S. geothermal resources, including prob- Create the methodological base for the analysis of public policy lems in: drilling in hostile geothermal environments; well logging options to provide inputs to Federal, State, and local decision makers. techniques and instrumentation; behavior of reservoirs under produc- tion conditions; extraction of geothermal fluids from the subsurface; Energy Resources efficient conversion of heat in geothermal fluids to electric power; and At present, an energy problem exists because of the expanding monitoring environmental effects due to geothermal production. demand for and depletion of domestic supplies of fuel. For exam- Energy Conversion and Storage ple, projections show that the annual consumption of oil will be The objective of the Energy Conversion and Storage Program is to 8.1 billion barrels per year by 1980. The U.S. production capacity develop methods for storing energy and for converting it into its most can not increase to meet the increased demands with present tech- useful forms. On the storage side, research on advanced battery tech- nology and secondary recovery methods. A significant portion of our nology, useful in both automotive propulsion and electric utility ap- oil reserves can not now be economically recovered. However, it plication, is supported. Feasibility of storage in superconducting appears that the problem could be alleviated by use of tertiary oil magnets is also studied. On the conversion side, investigations of mag- recovery techniques in existing fields or by development of an economic neto-hydrodynamics (MHD) are supported to increase efficiency of oil shale process. On the other hand, coal is readily available in the electric generating plants. eastern and western portions of the U.S. and represents a resource Present energy requirements are being fulfilled primarily through from which large, clean, economical supplies of gas and oil may be combustion of fossil fuels. Projections that show the substitution of obtained. The NSF Energy Resources program element supports re- alternative resources, such as nuclear, still require a significant frac- search projects in advanced coal technology which emphasize the tion of our energy requirements to be provided by combustion through fundamental and innovative aspects of coal conversion technology the year 2000. The National Science Foundation will place primary consistent with our environmental safety, water availability, and land emphasis on focused research to increase the efficiency of current sys- use requirements. An effort will also be initiated in FY 1975 to per- tems by going to higher temperatures, adding topping and bottoming form focused research on more efficient and innovative methods of oil cycles, and by use of combined cycles. The detailed understanding of recovery from existing fields as well as from oil shale reserves. combustion processes will be pursued, since this can have a major im- Because of the obvious interest in and immediate potential for pact on our ability to maximize energy release and burn fuels which coal utilization, NSF program activities will be closely coordinated are not now generally acceptable from an environmental impact point of view. This research will complement programs under the OCR and industry. with Department of Interior and other Federal agencies and private AEC and will be coordinated with their efforts. The adverse effects of 76 77 Advanced Automotive Propulsion To assess the effects on the environment of energy production In 1969, it was recognized that achievement of ambient air quality and use; goals in the U.S. would require a major reduction, of emissions of air To identify, analyze, and encourage the development of alterna- pollutants from automobiles. Since the internal combustion engine tive solutions to important regional environmental problems; operates at a low overall energy conversion efficiency and gasoline To modify severe and destructive weather for man's benefit and is in increasingly short supply, there is a need for advanced research To measure amounts and assess effects of trace contaminants in to provide the basis for improving overall automative power plant the environment in order to establish a basis for their control. performance through understanding of the physics and chemistry Environmental ffects of Energy of the principal phases of combustion. Although extensive engine The objective of this program is to develop the scientific knowledge development work is underway in manufacturing firms and other base needed to help in efforts to reduce conflicts between increased Federal agencies, too little attention has been given to providing the underlying research base for improvements in operating efficiency energy production and environmental quality. Alternative means will be sought to reduce the environmental impacts of energy extraction, and reduction of noxious emissions. NSF initiated such a program in the latter half of FY 1974, with generation, and consumption. Emphasis is placed on environmental the objective of acquiring an understanding of basic fuel combustion effects susceptible to new control technology, as well as on indirect and energy conversion processes as they relate to the design of en- environmental consequences of energy extraction, transportation, and gines with greater efficiencies (while maintaining low air-polluting use. emissions), thus lowering demand for gasoline. A successful effort Specific objectives of this program are to could raise heat engine energy conversion efficiency-which now ranges Analyze environmental contaminants and land use consequen- from 20 percent (10 percent-15 percent installed) to 30 percent- ces of energy resource extraction. Evaluate environmental effects and develop criteria for siting to a level as high as 45 percent by 1980, with a proportionate poten- tial increase in vehicle fuel economy. Basic knowledge is also needed to minimize effects of fuel processing, central power stations, in the areas of alternative fuel properties and materials to achieve and other conversion facilities. fuel economies in practical engines while retaining desirable char- Analyze the environmental effects of alternative uses of energy acteristics such as low emissions, starting, and drivability. for transportation and industrial productivity. This program is being implemented primarily in the university This program is based on RANN environmental research initiated community. It provides an opportunity to utilize to the fullest extent in FY 1973 in Trace Contaminants Program, the Weather Modifica- the body of scientific expertise (thermo-chemistry, combustion and tion Program, and the Regional Environmental Systems Program detonation, materials research, etc.) that has been developed over which is directly applicable to environmental effects of energy genera- the years in support of the Nation's aerospace efforts and focuses tion. This on-going research amounts to $1.0 million in FY 1974 this capability on advanced automotive combustion and propulsion in direct support of the program objectives and contributory to the research. This effort is closely coordinated with research supported national energy program. Additional research on environmental man- by other government agencies (U.S. Environmental Protection Agency agement supported in other RANN programs is relevant to energy use and provides further support to achieve the objectives of the En- and Department of Transportation) and industry. vironment Effects of Energy Program. The research planned for Energy and Fuel Transportation FY 1975 has been closely coordinated within the agency and with the The objective of the energy and fuel transportation program is to AEC, DOI, and EPA. Continuing coordination will be carried out improve transport of energy in all forms from production sources to to achieve national energy goals. consumption sites. This research includes methods of planning trans- Environmental research on the effects of extraction, processing, and mission and distribution systems, techniques of control of distribution consumption of energy will target primarily on impacts of coal and and generation to optimize system utilization, and techniques for relia- oil shale extraction. coal conversion to gas or liquid fuel, oil and gas bility and security determination. Innovative research on power trans- transport and refining in coastal areas, and industrial processes and mission technology involves: superconducting and electrically insulat- transportation changes as they may effect land use. These investiga- ing materials, new uses of circuit breakers, and research on electrical tions will emphasize pollutant pathways, effects, and controls, as well breakdown. Transportation of fuels by pipeline and by bulk shipment as ecosystem management options for minimizing ecological effects. in novel forms such as hydrogen and methanol also are investigated. The central focus of this program is on providing the knowledge This program is closely coordinated with the Department of In- needed for the implementation of the Federal Energy Program with terior, the AEC, and the Electric Power Research Institute. minimal environmental consequences and the effective dissemination to Federal, State, and local agencies, industry, and the public. ENVIRONMENTAL SYSTEMS AND RESOURCES $21,200,000 Regional Environmental Systems The Foundation's program of Environmental Systems and Resources supports research focused on environmental problems and has the fol- Research on Regional Environmental Systems is designed to en- hance man's ability to deal effectively with regional environmental lowing objectives: 31-373 74 6 78 79 problems. The program is focused on specific regional environments and energy use in metropolitan and megapolitan areas, by agricultural within the context of overall societal goals. Research in this program element is user-oriented and is designed to produce information of and strip mining areas, and by large power generation facilities. The NSF/RANN role in weather modification is coordinated with the pro- value to the planning and management of regions or natural resources, grams of other Federal agencies through the Interdepartmental Com- including energy, with maximum benefit and minimal environmental mittee for Atmospheric Sciences. disruption. Accordingly, there is a substantial and continuing coordi- nation effort and information exchange between investigators and The major objectives of the Weather Modification program element are: Federal agencies, State and local governments, and industry. To more fully evaluate the impact of weather on man, especially The objectives of this program element are to: in a technology-oriented, highly industrialized society such as that Define specific environmental problems, including those unique of the U.S., and to develop the full scientific base necessary for to a geographic region (coastal zones), those arising from re- successful weather modification applications. source development (land use), and problems arising from com- To develop the operational predictive models and statistical peting human activities; methods and measurement systems which are essential to accurate, Inventory policy and management alternatives that can serve short-time evaluation of weather modification events, both as mechanisms to implement possible solutions; advertent and inadvertent. Identify resources impacted and ecosystems affected by de- To develop the tools and techniques for performing weather grading change SO as to predict consequences of alternative strate- modification research through proof-of-concept experiments. gies to correct environmental problems; To carry out selected, comprehensive, goal-oriented weather Evaluate economic and legal consequences of management modification research projects, such as the National Hail Research mechanisms for solving environmental problems; Experiment (NHRE) and the Metropolitan Meteorological Synthesize alternatives from environmental, economic, and Experiment (METROMEX). social information; and The major objectives of the two comprehensive projects are: Evaluate alternatives in terms of retaining environmental NHRE: To prove the concept of cloud seeding as a method quality, economic productivity, strong interregional relationships, suppressing the damage due to hail at a cost that is small com- and equitable distribution of costs and benefits. pared to the damage alleviated. Major research efforts encompass studies on the environmental METROMEX: To delineate the extent to which and the mecha- aspects of the following three program activities: nisms whereby a metropolitan area changes its regional weather. Land Use Allocation.-Objectives are to develop methods for assessing environmental consequences of regional and local land use Environmental Aspects of Trace Contaminants decisions and land use consequences of environmental management The Trace Contaminants program element is concerned with the strategies; to develop and evaluate selected technologies for land use environmental consequences arising from mining, manufacturing, use, planning; and to evaluate institutional mechanisms for controlling and disposal of selected metallic and synthetic organic compounds. land use and managing growth. The program is principally committed to determining the levels of Coastal Zone Management.-Goals are to provide alternatives to potentially or overtly toxic trace substances in the environment; as- avoid undesirable effects of waste discharges, dumping, and dredging sessing the effects of these levels on man, animal, and plant communi- estuaries; to devise improved management strategies for ecologically ties; and relating these findings to methods of control. A close com- important coastal wetlands; and to provide the basis for wise planning munications relationship exists between investigators, producers of in- for human intrusion into coastal zones. dustrial wastes, and officials in the Council on Environmental Quality, Urban/Rural Environmental Management.-Objectives are to National Institute of Environmental Health Sciences, and the Envi- analyze the urbanization process as it creates environmental changes; ronmental Protection Agency. to evaluate the planning for, and consequences of, development activ- The objectives of this program element are to ities such as residential and industrial siting, transport nets, utility Identify and quantify contaminants resulting from agricultural routes, and open space preservation; to devise and evaluate alternatives and mining operations, and the manufacture, use and disposal for disposal of urban, industrial and agricultural wastes with least of products and byproducts; insult to urban/rural ecology. Develop new, and improve existing techniques in analytical chemistry specifically applicable to the above objective; Weather Modification Describe through modeling and field validation, contaminant The major goal of the Foundation's Weather Modification Program transport pathways accounting for change in the quantity, chem- is, through research, to prove the concept of weather modification ical structure, and toxicity of compounds caused by passage of knowledge as a tool to address societal needs. Of particular concern is time, differing physical conditions, and the degrading of modify- the alleviation of damage due to certain weather hazards such as hail, ing actions of bacteria and other biological influences; drought, lightning, and highway fog. Of associated concern is the im- Assess the potential for damage to ecosystem communities, pop- pact of inadvertent weather modification brought about by pollution 80 81 ulations, and biological species (including man) along the con- As this research base is advanced and new technology developed, it taminant flow paths; will be necessary to devise improved methods for making the fire pro- Identify and analyze legal and economic incentives (or disin- tection community aware of the progress and to encourage coopera- centives) which contribute to environmental pollution by chem- tive experimentation in order to upgrade experimental systems. Efforts ical contaminants; and will continue to emphasize the development of projects related to the Design and develop through research novel approaches to de- direct needs of the fire services, including new and improved fire contamination technology, and identify the costs and benefits of equipment technology. alternative abatement strategies. This work is not only designed to improve engineering practices but ADVANCED TECHNOLOGY APPLICATIONS $13,400,000 is also aimed at developing the information needed to bring building code standards and specifications into line with public safety expecta- The major objectives of the Advanced Technology Applications tions. The program is under continuous review to insure there is a Programs are to accomplish the following through aggressive highly quick and appropriate response to emerging problem areas. focused research. In addition to the high technology orientation of research efforts Develop earthquake engineering technology to make it possible supported under this program, the Foundation, in FY 1975, plans to to design and construct buildings and other structures that can undertake studies on the socio-economic responses to natural hazards. better withstand the forces of earthquakes with reasonable eco- Technological Opportunities nomic costs. Develop advanced industrial processing technology, to increase The objective of this program element is to support research in care- índustrial productivity, including enzyme technology and other fully selected areas of highly promising technological innovations with concepts such as new industrial automation techniques. particular attention to increased productivity. The research activities Increase the speed and cost-effectiveness of underground ex- in this element are: Advanced Industrial Processing; Excavation Technology; and Instrumentation Technology. cavation processes. Advance the technology for new instruments to diagnose and SOCIAL SYSTEMS AND HUMAN RESOURCES $12,100,000 treat diseases, to improve accuracy and efficient measurement of The RANN program in Social Systems and Human Resources processes, and to enhance production of goods and services. Improve understanding of the socio-economic consequences of (SSHR) supports research which focuses on increasing the effective- policy decisions on land use and other issues in relation to disas- ness of policies and programs dealing with selected urban and human ters and natural hazards to aid in emergency planning and tech- service problems at the Federal, State, and local government levels. The program has three principal objectives: nology applications to these problem areas. Transfer technology to the appropriate user community. To identify, analyze, and contribute knowledge to improve productivity in the public sector. Disaster and Natural Hazard To identify, analyze, and evaluate more effective, efficient, and The purpose of this program element is to support research to ad- equitable ways to delivering human services; and vance the technology to reduce the losses caused by hazards and dis- To develop the data base and analytical techniques required for asters such as earthquakes, fires, and other large-scale phenomena. improving applied research on municipal systems and human These hazards cause direct loss of billions of dollars of property and service delivery. thousands of lives each year, and untold losses caused by the disrup- The following specific criteria are used to evaluate proposed re- tion of normal community functions. search prior to its support: This research is focused on such issues as techniques for building The research must address significant productivity problems in earthquake resistant structures and learning how strong earthquake the public sector and have the potential to provide a significant in- ground motions act upon all types of structures and their contents. crease in usable knowledge beyond that already available; These efforts range from studies on small structures such as elevators The research must be directly useful in assisting national, state, and retaining walls to dams, high rise buildings, and entire utility or local decision makers in solving problems in public sector productivity. service systems. The fire research efforts focus on understanding the process of com- The research should contribute, where practicable, to advancing bustion for various materials; the fire spread mechanisms; and the the state-of-the-art of social policy analysis; and methods for extinguishing fires. Attention is also given to the model- The costs of the research are the minimum required to carry out ing of fire propagation, the effectiveness of fire-fighting systems, and all research, utilization, and dissemination activities effectively. the deleterious effects of smoke. Research to improve the detection and Social Systems and Human Resources is subdivided into four ele- suppression of fires is also supported. The NSF effort complements ments: Municipal Systems and Services; Human Resources and Serv- the role of NBS through a closely-coupled cooperative arrangement. ices; Social Data and Evaluation; and Public Regulation and Eco- The NSF effort provides the university research base that is needed nomic Productivity. This program is developed and managed through in many areas important to the NBS and the fire protection extensive coordination with the other Federal agencies and state and community. 82 83 local governments which can benefit from analysis which cuts across on technology, and, most importantly, on the major social choices now several mission responsibilities. This is accomplished through both facing the nation on organization of the national economy. From a the SSHR panel of the RANN coordinating committee and extensive public policy perspective, these productivity problems are addressed day-to-day contact with program officials in the other agencies. In ad- through choices made by Federal, State, and local regulatory commis- dition, detailed coordination on research tasks is made possible through sions. There is a growing awareness of the commonality of economic the use of solicitation techniques and pre-review of solicitations by problems and issues faced by regulators, despite vast differences in cognizant agencies. their statutory authority and methods. Because of their independence, Municipal Systems and Services autonomy, and specialized missions, regulatory bodies have limited The objectives of this program element are to capability to carry out research on, and capitalize upon these common Provide knowledge which will help improve the use of existing features, even though an identification of common issues might pro- municipal resources and improve the effectiveness of municipal vide a vital broader perspective from which the merits of various governments in delivering public goods and services; alternatives can be assessed, and their activities made more consistent. Evaluate attractive applications of new urban technologies, This program has been established in response to the expressed research with emphasis on the ways in which social and technical systems needs of these agencies. can best be joined; and EXPLORATORY RESEARCH AND PROBLEM ASSESSMENT $3,700,000 Evaluate the benefits and costs of alternative organizations and The program of Exploratory Research and Problem Assessment institutional mechanisms for coping with the problems of munici- (ERPA) provides RANN with needed flexibility and responsiveness pal governments. to initiate studies on selected problems that have potential for major Human Resources and Services national impact. This permits the continuing development of new and The objectives of this program element are to innovative research approaches to important societal problems not Find more effective, efficient, and equitable means to deliver being addressed elsewhere in RANN or in other agencies. Gaps in the services consumed directly by individuals or groups of individuals; spectrum of existing research relevant to national needs are approached Furnish data on the match between the demand for and supply through problem assessment and definition studies and through ex- of human services; ploratory research projects. As projects or programs develop in Produce information and analyses required for the develop- ERPA, steps are taken to transfer responsibility to other major ment and evaluation of social programs and policies. RANN programs or elsewhere for sustained research. ERPA under- Programs are designed and implemented at many different levels of takes both to stimulate the focusing of research on recognized national government to provide social services to the same individuals and problems and to develop new approaches and perspective on longer groups. NSF research is designed to evaluate the combined effective- range or poorly defined problems. ness of these programs. In areas such as legal services, for example, The basic objectives of the program of Exploratory Research and the amount of basic and applied research has been relatively small, Problem Assessment are to and major opportunities exist for effective innovations. Define and assess emerging societal problems to determine the potential applications of scientific and technical research to deal Social Data and Evaluation with them; Research objectives are to develop the data base and evaluation techniques needed to carry out more effective applied research in mu- Support exploratory research on selected problems to bring them to the stage where they are suitable for a major research nicipal and human service delivery systems. In addition, this program effort in RANN or in another Federal agency; element supports analysis of alternatives for the implementation and Define and assess the primary and secondary societal impacts utilization of the results of applied social research. of applications of new or modified technologies; and Public Regulation and Industrial Productivity Ensure that ERPA research results are fully reported and dis- The objectives of this program are to seminated to appropriate policy and decision makers and to the Evaluate the effects of public sector economic regulation on in- appropriate scientific community. dustrial productivity and organization and Technology Assessment Provide information and analysis to Federal, State, and local Technology assessment includes the systematic study of the effects regulatory bodies and industry to increase the overall social effec- on society that may occur when a technology is introduced, extended tiveness and equity of alternative regulatory instruments. or modified, with special emphasis on the impacts that are unintended, Publicly regulated industries now account for 12 percent of the indirect and delayed. The assessment of a technology should attempt GNP. They are a fast-growing sector of the economy (150 percent in- to anticipate and evaluate the impact-physical, biological, social, crease since 1950). The interactions between regulated industries and economic and behavioral-of a new technology on all sectors of society. the unregulated sector have large impacts on industrial productivity, Technology assessment can contribute to the generation of public 84 85 policy options to assist in the management of technology and can annually in this program. These institutions enroll virtually all of the provide input to important decision-making processes. Nation's science graduate students and most of the undergraduates. Practically all institutions offering science programs of substantial Selected Research Topics quality are included among the recipients. The processes of problem definition and assessment have identified The grants are designed to support institutional initiative and four principal topics of societal and national need which have par- autonomy, by giving campus administrators a necessary measure of ticularly high priority. For each of these, a research approach has control over their programs of research and education, enabling them been designed to assess existing knowledge, to develop a research to meet emergency situations and to take advantage of opportunities. agenda, to encourage and support novel exploratory projects and to They furnish freedom from rigid budgets and sometimes can be build programmatic and institutional relations for transfer of research "spent" several times, in that commitments backed up by the grants are results and ultimately program elèments to responsible users. often later covered by other funds. Universities find the funds especially valuable for small research New Problems and Projects The flow of research ideas to RANN is increasing, and support in grants to new Ph.D.'s who have recently joined their faculties, for addition to the targeted programs is essential to give attention to summer support of research by graduate students, and for continuance innovative approaches to societal problems. This program element of research experiments during lapses in outside funding. makes possible a flexible response to new ideas in the scientific com- The object of the expenditure varies with the type of institution. munity and the stimulation by RANN of initial problem definition Doctoral institutions spend a larger share of their funds for support and exploration on promising topics for future development as prob- of personnel (faculty, students, technicians, visiting lecturers, etc.) lem focused research thrusts. Such problems may pertain to any of and for renovation of facilities and computer operations than do the major social systems-e.g., education, transportation, health or undergraduate and Master's level institutions. Undergraduate col- leges-including those with Master's programs-use the funds to re- communications. place outmoded laboratory instruments, to provide research experience 7. INTERGOVERNMENTAL SCIENCE PROGRAM $1,000,000 for science majors preparing to enter graduate schools, to fill gaps in The Intergovernmental Science program has the mission of aiding science libraries, to employ and retain able faculty members by pro- State and local governments to increase their capability to employ viding them with research opportunities, and to meet many kinds of science and technology effectively. The program is a continuation of special local needs. About two-thirds of the expenditures of these earlier work and plays a significant role in understanding and analyz- institutions are for equipment, overwhelmingly instructional ing the implications of New Federalism policies for science and apparatus. technology. The objectives of the Intergovernmental Science program are to: INSTITUTIONAL GRANTS FOR RESEARCH MANAGEMENT IMPROVEMENT Improve the capacity and capability of user institutions for $3,000,000 defining their research and technology needs and seeking ways of The Research Management Improvement program is concerned facilitating the application of research to civil sector problems; with the improvement of research management procedures and prac- Promote and strengthen Federal-State-local government and tices at institutions that receive considerable (more than $1 million/ private sector research and utilization relationships; year) Federal support for research. Funds from this program enable Stimulate development of public and private sector user capa- the institutions to appraise their current management situations, to bility to implement RANN research results. develop innovative managerial methods and procedures, and to test 8. INSTITUTIONAL IMPROVEMENT FOR SCIENCE $10,000,000 and evaluate the effectiveness of the methods and procedures devel- oped. The program encourages institutions to examine the manage- Authorization, fiscal year 1975 ment problems that arise as a consequence of Federal requirements for Institutional Grants for Science $7,000,000 research grant/contract administration and to devise solutions to these Institutional Grants for Research Management 3,000,000 problems. As part of these activities the program also supports work- 10,000,000 shops and conferences for the discussion of research management Total problems and for the dissemination of information that will help solve INSTITUTIONAL GRANTS FOR SCIENCE $7,000,000 such problems. The Institutional Grants for Science Program provides annual In FY 1973, obligations of Federal funds for research, both basic grants for discretionary use by U.S. colleges and universities. The and applied, at universities and colleges and at other nonprofit insti- grants are intended to help maintain quality in academic science at tutions, were $2.76 billion. Thus, if the obligations continue at the those institutions that have demonstrated strength in this area. More present level, the Government will invest nearly $30 billion in research than one-fourth of the Nation's colleges and universities participate 86 87 at these institutions over the next 10 years. The Research Management Improvement program was initiated in FY 1973 in order to achieve advantaged ethnic minorities and which have been the most produc- better management of these funds. A wide response to NSF's an- tive in awarding advanced degrees in the sciences. Minority Institu- nouncement of the program and to the first call for proposals resulted tion Graduate Traineeships offer help in a tangible way to highly in 157 proposals, requesting $16 million, from about 135 research insti- capable students attending historically minority institutions to ad- vance their scientific careers on the basis of their own capability tutions of higher education. rather than on a basis otherwise limited by financial resources. Both NSF is the only Federal agency providing funds to enable univer- types of traineeships provide for three years of support. sities, colleges, and nonprofit research institutions to analyze current problems related to the administration of Federally supported re- FY 1975 GRADUATE FELLOWSHIP PROGRAM $9,700,000 search resources and activities and to develop, test, and evaluate alter- For FY 1975, about, 500 new awards will be offered for a period of natives to existing management procedures. The techniques that three years, subject to the availability of funds, to individuals who emerge from this program are expected to bring about increased by the Fall of 1975 will be beginning graduate students or will have productivity and greater cost effectiveness for the millions of dollars completed no more than a year of graduate work. The second and designated for Federal research at many institutions. third years of the award will be approved by the Foundation upon 9. GRADUATE STUDENT SUPPORT $13,200,000 certification by the fellowship institution of the student's satisfac- tory progress toward an advanced degree in science. Awardees will Authorization, fiscal year 1975 be required to activate their fellowships not later than the Fall term Graduate Fellowships $9,700,000 following receipt of the award, but will be permitted to use the re- Graduate Traineeships 2,000,000 maining two years of support within the following four years. This Postdoctorals 1,500,000 will enable them to engage in other activities approved by their insti- Total 13,200,000 tutions that contribute to their training and goals. For example, an individual could interrupt his formal training for a meaningful work The primary objective of Graduate Student Support is to assure experience in industry and, on his return to graduate school, modify that at least a modest number of the Nation's most talented graduate his academic program to accommodate a newly discovered, specific students in the sciences obtain the education necessary to become a career objective. Or he could take a teaching assistantship for a year cadre of first-line researchers needed by our technologically-based so- or two and then activate the fellowship for the purpose of writing ciety. Accordingly, the Graduate Fellowship Program focuses on the his dissertation. highest ability graduate students across all fields of science. Another A stipend of $3,600 for each of the three years is provided to the objective is training of scientific and engineering manpower specifi- Graduate Fellow. There are no allowances for dependents. The U.S. cally to help meet the Nation's energy problems. The Energy Related universities that they attend receive a cost-of-education allowance Traineeships and Postdoctorals support this objective. of $3,000 per annum. The stipend is prorated in the case of awards for The Graduate Fellowship Program is the only sizable program- an academic year rather than a full twelve months. Federal or otherwise-available over the broad spectrum of the sci- Fellows attending U.S. universities receive their stipends directly ences in which the Fellows are selected solely on the basis of ability in from the universities they choose to attend. Beginning in FY 1974, a national competition. Since only about one of every 12 applicants is the Foundation instituted formal agreements with these universities selected for an award, the Fellows represent the very best of the and issued task orders to cover payments in behalf of groups of baccalaureates produced by our colleges and, thus help to set stand- specific students. Funds are obligated as each task order is issued, ards of academic excellence at the universities where they carry out and a task order remains in effect for the support of the Fellows their graduate training. In addition to those receiving fellowships, named therein who have unused tenure until the funds are exhausted. several thousand applicants each year, to whom NSF is unable to The Graduate Fellowships are aimed at supporting the very best offer awards, are accorded honorable mention. In this way, the com- graduate students, irrespective of fields or career goals. However, the petition achieves a leverage in the identification of scientific talent that graduate fellows have high potential for contributing to the future goes far beyond the number of individuals actually supported under solution of the Nation's problems including energy. the program. Their inclusion on the honorable mention list assures, TRAINEESHIPS AND POSTDOCTORALS for many individuals, alternative awards (teaching assistantships, $3,500,000 university fellowships, etc.) without which they would be unable to NSF in its lead role in the Federal government activities for train- undertake graduate study. ing energy R&D manpower plans to support activities at both the In FY 1974, Energy Related Graduate Traineeships were awarded graduate level and at two and four-year college levels. to doctoral-granting institutions which were significantly involved Energy Related Graduate Traineeships in energy-related research in the areas of (a) coal and oil shale. (b) Energy Related Graduate (ERG) Traineeships were initiated in solar energy, and (c) geothermal energy. Also, in FY 1974 trainee- FY 1974 to help meet the Nation's emerging needs for scientific and ships were awarded to a limited number of colleges and universities which historically have provided educational opportunities to dis- professional manpower especially trained in energy-related work by 88 89 bringing about an increase in the number of qualified individuals who Make effective use of the processes and results of science focus their graduate studies on energy-related problems. In FY 1974, in their work and personal lives whether or not they are en- $2.6 million in support was provided for grants funded for a three- gaged in scientific or technical occupations; and year period. A new cycle of three-year grants totaling $1.8 million will Understand public issues involving science and technology. be awarded in FY 1975 to augment this approach to the scientific man- To improve the effectiveness and efficiency of science educa- power training aspects of the national energy program. Specific dis- tion through the application of ciplinary and topical areas to be supported in FY 1975 will, in great Improved programs involving modern educational tech- measure, be determined on the basis of experience gained under the nologies; FY 1974 program, but it is anticipated that environmental work di- New instructional strategies and methodologies; and rectly related to energy processing will be included. Quality of train- Knowledge gained from research on the processes of learn- ing provided and perceived research needs will continue to be empha- ing and education. sized in the selection of universities for support. To find ways to increase the impact and effectiveness of the Energy Related Postdoctorals Foundation's Science Education Improvement Activity through This activity also provides $1.4 million to assist in providing ex- research and problem assessment which can point to necessary perience in energy-related work and research to approximately 100 future program directions. postdoctoral scientists and engineers. This aspect of the program can IMPROVEMENT OF EDUCATION FOR CAREERS IN SCIENCE $33,700,000 be regarded as scientific manpower conversion or re-focusing. The addition of this program element reflects an effort to obtain quickly the The central objective of this subactivity is to help assure an ap- necessary specialists, the Ph.D.'s being already more thoroughly propriate variety, flexibility, quality, and number of professional, scientific and technological manpower, with greater use of the talent grounded in the basic work than are graduate students. The recipients of these postdoctoral awards will be chosen individ- of women and ethnic minorities. To accomplish this objective NSF ually on the basis of their academic accomplishments and their po- supports science education efforts in the five programs listed in the tential contribution to the research areas being pursued. The table above. These efforts are addressed not only to the problem of participants selected will receive stipends which will allow them to maintaining the quality of training in the traditional science dis- undertake up to a year of research and/or other training to either ciplines, but also to the development of new instructional patterns and refocus or further develop their competence to contribute to R. & D. new instructional programs, single- or inter-disciplinary, leading to efforts directed at energy problems. a wider variety of scientific and technical career options for individ- The energy related activities as a whole-including both graduate holders. uals ranging from secondary school graduates to graduate degree student and postdoctoral components-contribute to both an imme- diate and a longer term national requirement for scientists and engi- Within the several programs of this subactivity the Foundation neers with special training and interest in the Nation's energy plans to continue activities which are energy-related. These energy- related activities will include research training for undergraduate problems. For FY 1975 $3.2 million is planned specifically for energy-related students, research participation for college and university faculty, programs compared with $2.6 million for FY 1974, the latter limited the development of courses, curricula and degree programs for under- to graduate students only. graduate and graduate students, and continuing education activities 10. SCIENCE EDUCATION IMPROVEMENT $68,900,000 for scientists and engineers already in the labor force. In addition an add-on of $1,400,000 will be used to support technician education in Authorization: fiscal year 1975 selected energy-related areas. It will also include support for visiting $33,700,000 foreign scholars whose expertise in energy-related sciences is needed Improvement of Education for Careers in Science Improvement of Education for Scientific Literacy 20,600,000 to improve instruction in U.S. colleges and universities in this critical 13,600,000 area. Increasing Effectiveness of Educational Processes Problem Assessment and Experimental Projects 1,000,000 Secondary School Program Total 68,900,000 The primary objective is improvement of science courses and cur- The major objectives of the NSF Science Education Improvement ricula offered at the secondary school level to give high school students the best possible foundation for science or technology related careers. Program are: To help assure the Nation of an appropriate variety, flexibility, Since not all persons entering careers in technology require bac- quality, and number of scientific and technological manpower calaureate degrees, yet all need appropriate skills in mathematics with greater participation of minorities and women. and science, considerable flexibility in preparation of high school To improve science education to meet the needs of a broader students is required. Objectives of the program include: range of students and to increase substantially the number of For students who will not go beyond high school, development of course materials attractive to a significant fraction of the en- persons who: 90 91 rollment which foster acquisition of problem-solving skills rather Stimulating the generation of new modes of instruction and than provide training for specific jobs. delivery systems, such as those based on modular materials, and For students who will go to college, development of materials determining means for introducing viable ones into the existing which represent alternatives to conventional discipline-oriented system of higher education both economically and effectively. curricula, are presented in flexible format, are appropriate for Reducing the time lag in introducing the results of energy- individualized study and deal with real world problems. related research and development in foreign countries directly Application of relevant educational technology to increase the into the educational program of colleges and universities; efficiency and effectiveness of the educational process. Assisting on a limited scale test implementation of significant Reduction of required teacher reorientation. instructional improvements; In view of the major turnaround achieved in FY 1974, consolida- Enabling selected faculty to match post-secondary science edu- tion and extension of these changes will be the objective for FY 1975. cation with real world challenges and constraints as exemplified The program for FY 1975 will be centered largely on the compo- in nonacademic laboratories. nent of Materials and Instructional Development. The second compo- Overall, this program element aims at maintaining existing nent, Institutional Improvement Implementation, will be focused on strengths in college and university level science education, while at the dissemination of information about materials to key decision-makers same time encouraging a closer matching of academic training with in the schools, and to developing leadership capacity for their imple- the broadened range of scientific functions needed in society today. mentation. Supported projects are directed towards a form of higher education aterials Development, Testing, and Evaluation.-Approximately that prepares a cadre of scientific manpower more flexible in their $500,000 of the amount planned for this program will provide for the subject matter usage than has been typical in the past, and better pre- continuation of development projects, including: pared to work in interdisciplinary situations. A senior high school interdisciplinary science course, modular In Fiscal Year 1975, the Foundation will again focus on the joint in nature and suitable for self-paced or individualized study; problems of increasing the versatility of students and enhancing their Resource and teachers' centers (3) in mathematics and science. problem-solving skills. Along these lines, a major part of the Founda- An estimated $500,000 will be required for initiation of the new tion's effort in Fiscal Year 1974 was aimed at projects producing sci- projects designed to help develop problem solving skills and introduce ence and engineering modules, on writing problem-oriented sequences, students to interesting applications which are understandable to that and on working with systems amenable to individualization of instruc- age group; tion. Building on this, the Fiscal Year 1975 program w.ill continue Two junior high-level mathematics curricula, providing alter- such directions, and, because of progress made, begin to examine trial natives to the current mathematics and aimed specifically at ap- implementation where appropriate. plications in mathematics to science and technology; Five basic lines of activity characterize this program element: 1) An interdisciplinary mathematics/science course for senior Development of Instructional Materials and Modes, 2) design and im- high school which develops testable solutions to real-world prob- plementation of prototype Alternative Degree Programs, 3) proto- lems; type program for technician and technologist education, 4) partial Two modular or unitized interdisciplinary high school courses support of instructional scientific equipment necessary for a new or in the behavioral-social sciences. improved instructional program, and 5) additional training through Improvement Implementation.-To foster the effec- practical research experience for science faculty members. tive use of new materials, about 15 projects will be supported to inform Development of Instructional Materials and Modes.-High priority school system decision-makers about alternative curricula and to de- will be given to creating flexibly formatted learning units and mate- velop leadership for local implementation of the new course materials. rials suitable for multi-purpose application. Considerable attention will be placed on completing a minimal block of prototype modules in Alternatives in Higher Education biology, physics, and other basic science disciplines which can be used Recognizing that current scientific and technological manpower as core units in a variety of different technician education curricula. needs evolved and are different from those of the 1960's, the Alterna- The development of modules in significant problem areas, such as en- tives in Higher Education program element has as its objectives: ergy, public, policy, and economics, will be pursued as will projects Developing and testing packages of educational materials in science, at both the baccalaureate and graduate levels, that deal opment/dissemination. examining self-supporting mechanisms for subsequent module devel- with areas of societal need; Materials development workshops, instituted by the Foundation in Creating and evaluating degree programs and instructional se- Fiscal Year 1974, will continue to apply the expertise of college quences that respond to student interests, increase the diversity faculty to the generation of classroom-ready materials and in the test- of the scientific manpower pool, and enable the graduates of ing and adaptation of new modes of science instruction for subse- these programs of instruction to participate in solving the science- quent implementation. A funding level of $700,000 is expected to main- based problems of the Nation, such as the development of alterna- tain an impact-producing number of projects, assuming that the mate- tive sources of energy. rials produced have the anticipated fan-out leverage. 92 93 Alternative Degree Programs.-Programmatic emphasis, thus far, in alternative degree programs has been at the master's and doctoral Science Faculty Fellowships and Research Participation.-This pro- level. To make possible experimentation with and coordination with gram will permit faculty members at the less research oriented 4-year problem-oriented education, additional specially targeted pre-bacca- colleges and community colleges to obtain advanced graduate training laureate projects will be encouraged, as will exploratory studies on and participate in meaningful research activities. It is designed to non-linear education. Priority will be given to programs involving increase the quality of the science faculty members at these institutions which provide education for a large portion of the college students in combinations of specialties which enable their graduates to move rapidly and effectively from the academic environment into technical this country. The program offers awards which permit college teach- problem-solving roles. Particular attention will be given to projects ers, freed temporarily from routine academic duties, to spend up to 15 months on fellowship tenure, strengthening their educational resources which are related to problem-solving in the field of energy. in ways which promise to make them better teachers in the future. Science and Engineering Technician Education Program.-Support These awards were first given in FY 1957. A measure of the attitude has been provided by the Foundation for a few major projects to pro- duce flexibly formatted learning materials in the basic sciences that of fellowship recipients toward this program is the declination rate. are applicable to many technical curricula. To enable and encourage in- This is usually under one percent-by far the lowest rate to be found stitutions to experiment with and build on these novel core materials, in any of the Foundation's fellowship programs. support will be offered for prototype programs aimed at training tech- This is the only major fellowship program funded by the Federal nicians in specialized areas of documentable societal need. This element Government designed primarily to help college teachers of science represents an effort to examine, in the context of technician/technolo- improve their teaching at the undergraduate level. gist education, requirements for transfer of high potential materials Research Participation For College and University Teachers.-The and methods from the national level to the more limited and special ob- primary objective of this program component is enhancement of the understanding of the relationship between science and those national jectives of local user communities. Particular emphasis will be placed on those programs dealing with needs and issues which must be better served by the Nation's scientific areas of national concern such as environmental management and en- effort. By participating in appropriate research experiences offered by ergy technology. This program includes $1,000,000 for energy related industrial and governmental laboratories, and selected research insti- activities. These may involve the training of technicians and technolo- tutes, college and university teachers are provided the opportunity to gists in existing energy-relating training programs in addition to train- reorient their course offerings based on this type of experience, and in ing program development. particular, effect changes which better relate the instructional program Instructional Scientific Equipment Program.-The primary objec- to the needs of industry and the society. tive of this program component is the improvement of undergraduate In prior years the emphasis on research in traditional scientific dis- instruction by providing partial financial support for the purchase ciplines served to enhance the professional development of the partici- of scientific equipment. Such equipment must be necessary for the im- pants. The program is being reinstated in its revised form in FY 1974. plementation of new or improved undergraduate programs in one or The provisions of opportunities for experience in R. & D. activities more of the sciences. Any university, four-year college, or two-year col- related to energy and other problems of national interests is an attempt lege in the United States or its territories that offers instruction in the to provide faculty with "real-world" experience that will lead them to sciences at the undergraduate level is eligible for support through this modify their own courses by including more that is of direct applica- bility to the practical needs of employers and the society. The program program. Grants are made on a matching fund basis in which the grantee pro- bring with them certain knowledge and points of view unfamiliar to may also be useful because the faculty participants will necessarily vides at least 50 percent of the cost. All grants are for a two-year the industrial laboratory personnel. The Nation's energy efforts in the period. In its eleven years of operation, the Instructional Scientific Equip- next decade provide an excellent opportunity to develop close cooper- ation between college and university faculty and industrial scientists ment Program has made 7,000 grants to 1,173 institutions. In FY 1973, 213 grants were made against a total of 1,301 proposals. Funding at the in order to insure that the training of scientists and engineers will level of $1,600,000 was sufficient to meet the funding needs of about meet import. the needs of industry as it attempts to solve problems of national 1/4 of the proposals judged meritorious of support. Recent curricular trends in the sciences have resulted in a greater Visiting Foreign Energy Scholars.-The primary objective of this reliance on instrumentation. Quantitative, data-gathering experiments program component is to introduce into the educational programs of in the social sciences, experiments on the quality of the environment, in colleges and universities the latest results of energy-related research biology, data processing, laboratory experience in mathematics, in- and development activities which are being carried out in foreign col- leges, universities and research institutes. Several foreign countries creased reliance on instrumental methods in chemistry, and new em- have gained recognition for their advanced R. & D. in both conven- phases in the teaching of physics require increasing numbers and types of equipment at all levels to assist in the limited implementation of in- tional and non-conventional sources of energy. The Foundation plans to provide stipends and travel to enable selected foreign scientists hav- structional improvement. ing expertise in these critical areas of national concern to visit colleges 31-373 O 74 7 94 95 and universities and confer with faculty about their research activities, Encourages teaching that relates science to the world of the thus reducing the time lag which exists between the discovery of new student; knowledge and its introduction into the classroom. In addition these Encourages student initiative; visiting scholars will give guest lectures and consult with their U.S. colleagues who are conducting energy-related research, thereby pro- Provides a realistic test of students' interests, abilities, and limitations in science at a time when their individual career viding an immediate benefit to the U.S. research efforts in energy. decisions are still open. Continuing Education for Scientists and Engineers The Student-Oriented Program includes three components-Sec- The objective of this program element is to develop and demonstrate ondary School Student Projects, Undergraduate Research Participa- effective ways of continuing the professional education of scientists tion, and Student-Originated Studies. Each supports student-centered and engineers. projects which allow instructors to experiment with and gain first- A high technology society is characterized by and requires a rapid hand knowledge of ways and means to increase the student's assump- growth of scientific know-how. Additionally, as became more evident tion of responsibility for his own learning. Success is measured by the in recent years, unless effective means for transferring newly dis- teachers' increase in freedom to concentrate on interaction with stu- covered scientific information to practicing scientists and engineers exist, the ensuing technological obsolescence poses unacceptable social to the student specific factual information. dents about problems as opposed to repetitive drill for transferring and economic costs. These costs take the form of unemployment of The Student-Oriented Program awards are from proposals evalu- highly trained and experienced scientists, a lessened flow of innovation ated competitively for scientific and educational merit. Under the into the industrial sector, and relative decreases in productivity lead- Secondary School Student and Undergraduate Research Participa- ing to a weakened competitive position in world markets. tion components the proposals are developed by teaching scientists In the past colleges and universities have tended to offer more or who describe subjects, establish criteria for selection of student par- less conventional graduate and undergraduate courses in their con- ticipants, and determine the ways in which independence in learning tinuing education programs, while employers in their on-site training will be cultivated among students. In the Student-Originated Studies have focused on highly specialized needs, on the resolution of short component, proposals are generated and projects are operated by inter- term problems, or on matters of immediate proprietary concern. To- the program is open also to graduate students. These teams engage disciplinary teams of 5 to 12 students-mostly undergraduates, though gether, these practices have left a gap which must be filled if career- long vitality, flexibility, and productivity is to be retained. Thus, in a 10-12-week period of full time research designed to collect data there are clear reasons for examining and improving the processes of continuing and recurring education as they now stand. decision-makers needed scientific data. on a topic important to society or one on which local community Design of continuing and recurrent education systems which supple- Ethnic Minorities and Women In Science Program ment present ones and which actively respond to the needs of a tech- The objectives of this program element are to research and test edu- nologically driven society requires attention to: cational mechanisms and to support experimental models aimed at Creating means for identifying relevant subject matter; Producing materials incorporating the necessary content; discovering and promoting more effective methods of increasing the Delivering these to the scientist or engineer in an economical flow of women and ethnic minority group members into scientific and effective fashion; and Eliminating administrative, organizational. and structural fac- lines: (1) Grants to educational institutions to establish model oper- careers. To reach the objective, the program will move along two tors that impede employer or employee involvement in containing ating science education programs designed to advance the move- ment of these students into careers in science; and (2) grants, or education. Projects on each of these aspects of extending continuing education contracts, to academic institutions or education-related, non-profit availability and utility will be supported in FY 1975. organizations to assist in developing a better understanding of the attacking them. nature and origins of the barriers and in the design of methods of Student-Oriented Program The central objective of the Student-Oriented program is to foster There are relatively few women and members of ethnic minority wider use in the Nation's educational institutions of teaching/learning groups in science. The reasons for this are complex and differ between techniques that go beyond the standard, formalized lecture, recitation, the two categories, but are loosely of three kinds: social sanctions, edu- laboratory format-instructional modes that expect the student to cational opportunity, and employment discrimination. There is little begin to exercise more judgment, that call for more student initiative, that the Foundation can do effectively by direct attack on the first and that demand that the student accept more responsibility in and third factors, however, it can do something about the second guiding his own learning. Such an approach: factor, and thus help indirectly in the resolution of the other two. Allows instructors wide latitude in devising and selecting ways Experimental projects already supported have shown that the edu- to develop motivation for learning in their students; cational opportunity problem of ethnic minority group members is Teaches the nature of scientific work through actual perform- highly amenable to attack. The first tentative experiments suggest ance; that this may also be true for women. The key seems to be in exposing 96 97 both groups to science in the right context. The importance of devel- Meeting the science education needs of all students is essential for oping the undertapped scientific research potential of both of these the development and acceptance of intelligent public policies on the groups is great. complex issues facing society and to better equip the public to under- The major element of the program will continue to be support for stand the advantages available to those living in a high technology projects to improve science education at colleges which historically society. This must be done both to obtain commitment to some of the were created for the purpose of providing educational opportunities hard choices which must be made, and to assure the capability of the to disadvantaged ethnic minorities and which have persisted in that working population in carrying them out. There must be available purpose. In FY 1975, however, additional colleges will be eligible teaching materials that can be matched to the learning abilities of to participate in the program: those institutions which are attended both the theoretically inclined student who learns readily from the predominantly by native Americans, Spanish-speaking or Black stu- printed page and the more practically oriented student who learns best dents; in brief, institutions which are de facto primarily serving from "hands-on" materials and tangible models. ethnic minority group students because the majority of the student The Improvement of Education for Scientific Literacy activity is body comprises students of such background. subdivided into three elements: Elementary School Program, Sec- Added to this form of institutional program development support ondary School Program, and Public Understanding of Science. The will be studies aimed at better understanding the reasons for women's first two of these elements have certain education objectives in com- reluctance to consider careers in science. These studies were initiated during FY 1974 and, in addition, support will be continued for the which: mon. These include the development and implementation of materials design, conduct, and evaluation of experimental projects directed Offer a meaningful introduction to the field concerned; toward increasing the flow of women into science. In FY 1975 support Are based on topics of inherent interest to children or teen- will be provided for a limited number of experimental projects; some agers; designed to provide test case implementation of recommendations Require a "hands-on" learning approach; from the studies and some to allow further evaluation of the most Serve as a sound foundation for later educational experiences; promising experimental approaches introduced in FY 1974. Similar applications of study and project results will be directed at ethnic investment. Offer superior educational returns for little or no increase in minority group members. In FY 1975 the closer integration of the two components of the ele- IMPROVEMENT OF EDUCATION FOR SCIENTIFIC LITER- mentary School Program-Materials and Instructional Development ACY $20,600,000 and Instructional Improved Implementation-already begun in FY The Foundation's goal in this subactivity is to increase substantially 1974 will be further strengthened. the number of persons who are able to: Development, Testing and Evaluation of Teaching Materials.-Sup- Use effectively the methodology of science, as well as the results of scientific discovery, in their work and personal lives, whether viously initiated projects which include: port approximating $1,700,000 is proposed for continuation of pre- or not they are engaged in scientific or technical occupations. An interdisciplinary (mathematics/science) problem-oriented Understand public issues involving science and technology. course which requires "hands-on" participation by students; The Foundation's science education programs arose and matured Materials applying the principles of science to social systems; during an era deeply concerned with the quality of the Nation's scien- Units based on decision-making processes; tific establishment. This resulted in a decided emphasis on materials, Units based on regularities in human behavior. curricula and teacher orientation which would benefit most directly of-school) patterns of education. Development of materials and strategies for alternative (out- the student who had already decided. or who might decide, on a career in science. In recent years a closer balance has developed between sup- Initiation of new activities will require $300,000 for: ply and demand among scientific and technical personnel. Almost Studies of the usage levels of existing curricula and establish- simultaneously the Nation has become aware of an understanding gap ment of usage goals for each curriculum project; between those who deal with highly sophisticated technologies and the Establishment of additional centers for experimentation with general public who are affected by these developments. Moreover, as new materials and methods. our society becomes increasingly technologically based, more and more people are becoming engaged in activities or in making decisions that the production of materials for both students and teachers there are Instructional Improvement Implementation ($5,800,000).-Beyond require a scientific or technical background, and there is an increas- the necessary phases of implementation, including: ingly wide range of jobs at all levels for which some science training Diffusion of information about new curricula and materials to is highly useful, if not essential. Thus, under this subactivity, the decisionmakers, SO that school officials are informed as to what Foundation is giving attention more specifically to the needs of people 30 projects ($300,000). is available and appropriate for them to put into the schools; who might not become scientists, engineers or technicians. This atten- tion is also required because our schools are now accommodating al- Training of competent resource people in key positions within most the entire school age population and are thus faced with an in- colleges, state education departments and local school systems to creasing diversity of talents, capabilities and career aspirations. 98 99 help schools identify their needs and organize efficient imple- Two new junior high level mathematics courses, as alternatives mentation activities; 50 projects ($1,500,000). to existing courses-These courses will be intended to enhance the Insuring a sufficient number of trained teachers to assure a fair trial and effective implementation of the new materials in understanding of the practical use of the subject by non-scientists the Nation's schools, through a combination of working through and non-technicians and, although different in approach and centers accessible to schools in large population centers and proj- degree of difficulty, will place more emphasis on applied mathe- ects for teachers committed to trial introduction of materials but matics including such topics as probability and statistics at an appropriate level; not within reach of accessible centers; 25 projects ($1,000,000). Intensive installation of new materials in influential school sys- A "hands-on" senior high school course relating science and tems through collaborative projects with neighboring colleges and technology to problems of the real world in which the student will develop and test under realistic conditions a variety of solutions Since universities. the bulk of in-service implementation will have to be done in order to pick the most reasonable one; under auspices of local school systems-there are far too many ele- A senior high level course in "futures" in which the student mentary school classrooms for NSF to deal with other than indi- studies possible consequences of alternative decisions that may be rectly-the most appropriate role for NSF is to introduce materials made, for example, with respect to the use of resources, changes widely enough to gain favorable attention and simultaneously to in foreign policy or other factors; develop models or standards for implementation packages and help Problem assessment, including evaluation of barriers to imple- to start a limited number of successful, fully saturated installations mentation, more precise data on usage of NSF-supported mate- in key school systems. project. rials and establishment of goals for usage of each curriculum One new project will start implementation activities this year- Unified Science and Mathematics in the Elementary School (USMES) Instructional Improvement Implementation ($6,300,000).-In sup- The remaining implementation projects will be devoted to increasing port of implementation of course and curriculum materials whose usage of curriculum projects made available during the last few years. development has proceeded beyond the testing phase, several kinds of activity will be employed: Secondary School Program Dissemination of information to school system decision-makers The Secondary School Program planned for FY 1975 will continue to improve the substance and practice of science education for a about ($100,000). new and recently released curriculum projects; 10 projects broader range of students. Several initiatives concerned with imple- Development of resource personnel among leaders with responsi- mentation activities begun in the previous year will be developed fur- bility for initiating in-service education, to help install new and ther and strengthened. These involve a fundamental reorientation of the Foundation's purposes in implementation of improved materials, projects ($700,000). recently released materials broadly within a geographic area, 25 the closer integration of materials development with implementation Orientation of influential teachers in new materials, who have and the setting of program goals through appropriate analyses. verifiable responsibility to install them in their classrooms for The Secondary School Program element consists of two components: demonstration and evaluation; 150 projects ($3,000,000). Materials and Instructional Development and Instructional Improve- Intensive implementation of new materials in a significant num- ment Implementation. The former provides support for development ber of classrooms within a school system, through cooperative and evaluation of course materials, including continuing and new course development. The latter fosters implementation of new courses projects ($2,500,000). with nearby colleges or universities; 80 projects and materials in classrooms through a variety of dissemination The foregoing activities are intended to offer a balance between strategies. wide-spread dissemination of a curriculum project and intensive im- Course M aterial and Instructional M ethod Development.-Approxi- plementation within selected school systems. The objectives are to mately $3,000,000 will be required for continued support of ongoing obtain a large enough mass of successful usage to gain attention for projects including: the curriculum project; to set standards for quality of implementa- Development of a modularized multidisciplinary high school tion; to ascertain problems with materials after their release, on a science curriculum and related teacher training materials; large scale which were not apparent during development; and to test Development of a sequential interdisciplinary human science the reality of usage goals for each curriculum project. course for the middle grades; Systematic implementation of some projects will appear for the first Development of an interdisciplinary political science based time in FY 1975. The bulk of implementation, however, will be devoted curriculum; to establishing bridgeheads or initiating massive implementation for Development of materials and strategies for alternative (out of years. projects whose development has been completed during the last four school) patterns of education. New curriculum development and associated activities include: 100 101 Public Understanding of Science these costs, make it clear that an attempt to put a brake on the cost The basic concern of this program element is the stimulation and escalation is not merely desirable, but necessary. The alternative can support of activities designed to enhance citizen awareness and under- be a deterioration in the quality of education, a limitation on its quan- standing of the roles and the meaning of science and technology in tity-even to the closing of schools and colleges. All of these are al- society today. Many of the most pressing problems facing the country ready taking place. and the world at large have scientific and technical underpinnings and One possibility for improvement lies in the selective application of their solution is dependent to a large extent on the understanding the technology to the educational process. Various kinds of technology- general public has of these underpinnings. Scientists have a great films, slides, projectors, record players, radio and TV and the like- responsibility to insure that the results and implications of their work are already in use, mainly as course enrichment devices. Their further are made available to the general public. use, in conjunction with multi-media learning packages, is still to be Specific objectives of this program include: explored in sufficient breadth and depth to determine the extent to Motivate the scientific and technical communities to engage in which cost reductions can be attained. Computers-especially when dialogue on science and technology with the general public. used as managers or aids in computer-managed or computer-assisted Support the broad dissemination by scientific groups and orga- instructional modes are already being investigated for both enrich- nizations of information about the role, implications, potential, ment and cost-controlling effects. One can view the computer as an and limitations of science and technology to the public. instrument showing "promise" in curbing cost increases, but much still Help public groups and organizations to relate their own in- remains to be explored before a definitive answer is obtained. terests and concerns to those of scientists and engineers and to It is clear, therefore, that one major line of attack on the problem of understand the uses of science and technology. obtaining for education much more favorable cost-benefit ratios-to Help develop skills in communications about science and tech- state the problem in economists' terms-is the careful investigation of nology in both scientists and professional communicators. the applications of technology. This is one facet of the Foundation's These objectives are achieved through the support of single-focus, program aimed at increasing the effectiveness of education. generally short duration projects designed to communicate knowledge It is also clear, however, that to focus exclusively on applications of science and technology to the general public and to such special seg- of technology as a means of stemming the rising costs of education ments as youth, minorities, rural populations, etc. Such projects may would be to ignore other approaches which, while perhaps not SO spec- include seminars and public forums relating science and technology to tacular, may well lead to economies just as important as those en- societal problems and needs, innovative film and television programs visioned by the staunchest proponents of "technology." The organiza- for lay audiences, museum exhibits and travelling programs on major tion and management of the entire educational enterprise is not not- themes of scientific investigation or societal problems related to science ably efficient. The use of the student's time and the teacher's time, in and technology, and special articles and publications for non-scientific the classroom and out of it, might well be altered to good effect. The audiences. Many of the projects supported receive "seed money" from concept that all teaching (or learning) must go on at a particular NSF, with other funds being obtained by the recipient for follow-on location or within prescribed time limits is already being questioned, or operational support. and more imaginative variations may lead to marked changes in our Another and contributing approach is to provide coherent area sup- views of what constitutes an appropriate learning "site." There is a in public understanding of science serving mass or specific audiences port to a small number of interdisciplinary groups for broad programs large number of promising avenues to be pursued: Cooperation among institutions (high schools and colleges) in of a national, regional, or community nature or other discrete the sharing of staff and facilities; graphic area. These programs may be interinstitutional in nature geo- Cooperative projects including appropriate state education involving universities, civic organizations, professional societies, pub- agencies and schools for better uses of local, state, and federal lic agencies, media centers, and industry. These groups are also ex- pected to secure additional financial support from other sources for funds; Cooperation between schools and other local agencies, including their efforts, hence multiplying the effect of NSF support. industry, to bring outside help into the classroom and to take stu- INCREASING ESSES EFFECTIVENESS OF EDUCATIONAL PROC- dents, part of the time, out of the classroom; $13,600,000 Delivery systems that eliminate inflexibility in curricula and That the costs of education in the United States have in recent years in courses, that permit student self-pacing, that allow for individ- been rising at a rate greater than any other cost save that of health ualization of sequences of learning units in courses and sequences care is well known and has been fully documented. That the effect of of courses in curricula, that provide increased options to move in and such cost increases has been a severe strain on State and local budgets, and out of the educational system or that permit alternating peri- an even greater strain on individual family budgets as an increas- ods of work and study matched to the student's financial resources ing number of students take advantage of the educational opportuni- All of these may lead to increased effectiveness of education and and career goals. ties offered by the Nation's schools and colleges, is equally well known. These two factors, rising costs and the increasing difficulty of meeting decreased costs. Therefore, this program has a second component aimed 102 103 at fostering examples, or models, of complete restructuring of certain Extensive restructuring of programs for the pre-service educa- specified educational targets. tion of school teachers of science. Improved coordination of on- Technological Innovation in Education campus resources and faculties, and coordination between colleges The objectives of the Foundation's Technological Innovation in Ed- and schools will be fostered to provide models for the initial edu- ucation program are: cation of prospective science teachers. Mastery of subject matter To increase the availability of low-cost, flexible hardware and and the development of competence in fostering learning, evi- software designed specifically for instructional use; denced by the pre-service teacher's ability to produce or modify To increase the availability of technologically-based instruc- teaching materials, are expected objectives of such models. tional concepts, applications, and curricular materials; and The creation of a limited set of dramatically different complete To increase the availability of effective and efficient technologi- learning environments for undergraduate science students. These cally-based models for instruction in traditional and non-tradi- new environments will be developed as extensive changes in exist- tional educational settings. ing institutional structures, or through the creation of new (pos- The purposes behind these objectives are (1) to achieve quality im- sibly as yet unconceived) learning environments. provements in educational outcomes and (2) to break the rising cost Experimentation with models of new approaches to the coordi- of education. nation of efforts of schools, colleges, universities, state and local Support is provided for government, and private agencies in selecting a substantial spe- Research in computer technology and techniques applicable to cific objective as a target for educational reform, and developing instruction; and executing a coordinated plan for achieving it. The development, field-test, and evaluation of prototype sys- While this is essentially a new program element within the Fiscal tems of exceptional technological innovation and promise; Year 1974 structure, two of the three components included are, in fact The development, test, and evaluation of innovative applica- more sharply focused versions of earlier programs (Pre-Service tions and courseware in selected disciplines, to stimulate new Teacher Education Projects and State and Urban School System instructional uses for computing and communications technology; Projects, which were under Experimental Models and Demonstrations New instructional concepts related to computer-based educa- in FY 1973). The third has grown out of the College Science Improve- tion; ment Programs (COSIP) for four-year colleges. The three program Mechanisms to facilitate the widespread use of these products components Program. are described individually below under FY 1975 and concepts; and The development and evaluation of prototype delivery systems Experiments in Pre-Service Education of Teachers of Science.- based upon modern communication technologies, especially for Through experiments in preservice teacher education, the Founda- systems designed to provide computer-based instruction for con- tion supports attempts to develop teacher training curricula calculated tinuing education in non-traditional settings. to lead to the knowledge and skills needed to teach science. The ex- pectation is that scientists should be able to apply the methods of Educational Program Restructuring science to science teaching. The general goal of Educational Program Restructuring is to im- The Foundation's support is channeled to efforts to connect cause prove effectiveness and efficiency in science education. To this end, the National Science Foundation will provide support to assist in the de- information nationwide. The FY 1975 request should provide for con- and effect in teacher education, and to disseminating the resulting sign, development and evaluation of a few major experimental models tinuation of 6 projects and the initiation of 2 to 5 new ones. of new approaches to the organization, management, delivery and Experiments in Restructuring the Undergraduate Learning En- content of science education. Emphasis will be placed on design and vironment.-Significant support will be provided to a limited development for outcomes that can be evaluated and documented. The number of institutions for several years to enable them to attempt a aim is the development of generalizable and transportable models, de- major breakthrough in the style and type of science education offered rived through systematic procedures, applicable to systems of science at the post-secondary level. This approach is based on the premise that education. Experimentation with Educational Program Restructuring institutions of higher education know how to effect progress in small will occur in three main areas: increments, but that a few large scale experiments in more pervasive Extensive revision of pre-service teacher education programs; restructuring are now needed. Restructuring of the undergraduate learning environment; and Types of education formats to be tested are those implied by terms State, regional or urban systems of science education. such as the "university without walls", "the learning laboratory", and A characteristic unifying these three areas of experimentation in "individualized", "self-paced", "self-directed" study. The FY 1975 Education Program Restructuring is a total system approach to prob- request includes $2,000,000 to provide for 4 to 5 institutions to under- lems in science education in contrast to fragmentary approaches. take a total restructuring of their science education programs. Grants will be made to colleges, universities or other appropriate Experiments in State, Regional or Urban Systems of Science Edu- organizations and institutions for the following purpose: cation.-The Foundation proposes to experiment with mechanisms 104 105 for coordination of efforts which will lead to the identification of those group members into careers in science and technology. In addition, mechanisms which contribute most to increasing effectiveness and support was provided for exploratory studies to discover effective efficiency of science education. The approach taken will involve design means for conveying science career information to students for guid- and development of action programs, and at the same time subject ance purposes. these to research and evaluation. The evaluated models are intended 11. PLANNING AND POLICY STUDIES to provide examples that other states and cities might utilize in order $2,700,000 to make optimal use of resources-local, state and federal-which Authorization, fiscal year 1975 may be made available for education. Studies of Science Resources The proposed allocation will permit continuation of 3 projects al- ready under way and permit the addition of 2 to 5 design efforts and 2 Science Studies Planning & Policy Analysis and Program Evaluation $1,850,000 850, 000 new development efforts. Total PROBLEM ASSESSMENT AND EXPERIMENTAL PROJECTS $1,000,000 2,700,000 The Foundation's science education activities are designed to act activities are to: The objectives of the Foundation's Planning and Policy Studies on certain key points or areas in the educational system where prob- lems exist, and where the infusion of relatively small amounts of Illuminate science policy issues and existing and impending money can have a significant influence in reducing or erasing the problems bearing on science policy. problems, and in improving the effectiveness and efficiency of educa- Provide the factual data and analytical bases for sound deci- tional operations. They are not designed to provide sustaining support sions leading to the development of effective policies and im- for on-going programs of education in the sciences as normally con- technology. proved plans for the advancement and utilization of science and ducted in the Nation's schools and colleges. The three main components previously described-Improvement of Education for Careers in Sci- Provide information for use by NSF, the President's Science ence, Improvement of Education for Scientific Literacy, and Increas- Adviser, and other governmental and nongovernmental bodies in ing Effectiveness of Educational Processes-are intended to do just assessing problems, evaluating alternatives, establishing priorities, that, in areas where problems have been identified and reasonably well- and developing recommendations regarding NSF and national science activities. defined, and where solutions, either proven or shown to be feasible, are Provide data on national technical manpower and financial also reasonably well-defined. It is clear, however, that there are other problems for which solu- R. & D. resources expended for energy research and development tions are not known-some for which suggested solutions have not yet to assist in assessing current and planned programs designed to been shown to be feasible, some for which solutions are still to be in- help meet the nation's energy requirements and to contribute to vented and tested. And beyond these, there are problems, unidentified the achievement of U.S. independence of foreign sources of energy. or only vaguely suspected, that must be identified and defined SO that the next step-the search for a solution-can be initiated. This activity is divided into two program elements: (1) Studies of It was in response to the need to identify these other problems and Science Resources and (2) Science Planning and Policy Analysis and to define them with sufficient clarity that solutions can be invented and sections. Program Evaluation Studies, which are discussed in the following tested for feasibility that the Foundation's fourth science education element, Problem Assessment and Experimental Projects, was initi- STUDIES OF SCIENCE RESOURCES $1,850,000 ated in Fiscal Year 1974. The emphasis in FY 1975 will continue to be The Foundation's program of Science Resources Studies encom- on the search for effective solutions to problems with particular atten- passes the acquisition, organization, and analysis of data relating tion being given, as studies are completed, to their implications for broadly to: the funding of scientific and technological activities; the future directions of science education programs. development and utilization of scientific and technical manpower; the Problem assessment studies, focusing on problem analysis, evalua- institutional framework of science and technology; and the inter- tion, and dissemination, are designed to result in recommendations, relationships between science; technology, and other elements of the some of which are suitable for implementation by various Education national economy. Studies are carried on directly by Foundation staff Directorate program elements, some leading to promising areas for or by contract and grant arrangements with other performers, includ- further study and analysis, and some appropriate for action by other ing Government agencies, universities, and nonprofit institutions. organizations. The broad objective of this program is the development of the fac- Some of the assessment studies begun in FY 1974 were designed to tual and analytical basis for national planning and policy formulation provide understanding of the problems connected with effective dis- in the area of science and technology resources. This includes the pro- semination of information about new educational developments and duction and continuous improvement of the national system of rele- the barriers to acceptance and implementation of these developments. vant science resource statistics as well as analyses of data available Other study topics included continuing education for scientists and from all sources. Special emphasis is placed on science manpower and engineers and barriers to the movement of women and ethnic minority funding. Sub-objectives cover provision of time series and indicators; development of models and projections; and analyses and surveys to 106 107 provide insight into current and long-range science and technology Quantitative Program Data policy issues, such as those related to U.S. energy needs. It is difficult to provide quantitative program data for programs SCIENCE PLANNING AND POLICY ANALYSIS AND PROGRAM supported by the Planning and Policy Studies activity, because such EVALUATION STUDIES $850,000 data do not accurately reflect the effort involved. Many of the pro- The NSF Science Planning and Policy Analysis and Program grams in this activity include a combination of substantial effort by Evaluation Studies program provides: staff and by grantees. In addition, a large fraction of the program Directed studies requested by the NSF Director, the National funds support analyses and studies undertaken by the National Acad- Science Board, or national science policy groups, which require emies of Science and Engineering. These activities are normally research and related capabilities of university, non-profit, and performed by Academy members without compensation for their time. other qualified organizations. Issues analyses, including special studies of particular interest 12. PROGRAM DEVELOPMENT AND MANAGEMENT $39,500,000 for NSF program planning purposes, including long-run impli- The Program Development and Management (PD&M) activity cations of existing issues. provides for the operation, support, management and direction of all Special program evaluation and related science management NSF programs and activities previously described, and includes all studies, to assess the accomplishments and status of existing NSF necessary funds to develop, manage, and coordinate these program programs and to provide a factual basis for determining the need activities. It includes salaries and operational expenses of all NSF to revise on-going programs or undertake new ones. employees. Also included is the staff and operational support for the Studies and evaluations are performed in-house by NSF staff mem- Director of the Foundation in his role as the President's Science bers and, under grants and contracts, by universities, non-profit Adviser and Chairman of the Federal Council for Science and organizations, and other appropriate groups. Technology. Directed Studies and Issues Analysis The PD&M activity is budgeted at $39,500,000 for FY 1975. Al- This program element has the objective of analyzing and reporting though this represents an increase of $7,840,000, the PD&M request on the NSF role in the Federal Government's support of science; is austere when compared to the major additional program manage- anticipating and identifying emerging problems relating to science ment and administrative requirements placed upon NSF in FY 1975. policy; and recommending alternative courses of action for considera- These requirements include the following: tion by the NSF Director, the National Science Board or national sci- For the first time in its history, NSF is required to reimburse ence policy groups. Studies may be accomplished through contracts or GSA for office space and some related costs. This accounts for over closely managed grants. Issue analyses, frequently done by the pro- $2.5 million of the PD&M request in FY 1975. gram's internal staff in collaboration with staff from other elements Energy related research in Scientific Research Project Sup- of NSF, include short-term analyses of existing or impending prob- port in the science disciplines; energy-focused research under Re- lems and longer-term and broader-gauge analyses designed, in com- search Applied to National Needs, and parts of the International bination with the directed policy studies, to put NSF in a better posi- Decade of Ocean Exploration program and International Co- tion to respond to problems concerned with various aspects of science operative Scientific Activities, as well as energy related manpower activities in Science Education, account for $116.1 million of the policy. The program also provides support to the National Academy of Foundation's overall budget increase of $141.8 million for FY Sciences and the National Academy of Engineering for the "core" 1975. This represents a new thrust that will, in most instances, re- activities of the central Committees of COSPUP and COPEP and for quire a greater level of management oversight on the part of selected special studies or reviews of fields of science carried out under NSF. An additional $4.0 million in PD&M funds is included their auspices. to cover these additional program management requirements. It should be noted that the ratio of PD&M funds to program Program Evaluation Studies dollars requested to manage the additional energy related re- This program element has as its objective, the assessment of the search and manpower activities is less than the overall ratio of effectiveness, accomplishments, impacts and adequacy of the Founda- PD&M funds to program dollars. In addition, the amount of tion's programs in meeting their objectives and their contributions PD&M funds requested as a result of the energy related thrust to broad NSF goals. The studies identify promising courses of action is a little more than 3 per cent of the total of $116.1 million in- to achieve these goals. They provide the factual basis for budget cluded for this purpose. This is also significantly below the over- requests leading to expansion or reorientation of current programs or all percentage of PD&M to program dollars. to the initiation of new programs. Evaluation also provides an assess- The remainder of about $1.0 million in increased PD&M funds ment of the effect of changes in type and level of science support on is for staffing and related costs needed in connection with the the generation of new knowledge, the supply of scientific manpower, additional $18.0 million requested for research in Astronomy, and on the institutions which produce this knowledge and manpower. Biological Sciences, Physics, and other science disciplines; for 108 109 the Very Large Array (VLA) ; and for other items not included ceives the proposal, reviews it for scientific merit and appropriateness in the energy related activities. This small PD&M amount is barely for NSF support and must make the initial crucial decision as to sufficient to meet the additional staffing, consultant, and travel whether or not to recommend it for NSF support. requirements in this category. In addition to evaluating the substance of proposals, program of- ficers must participate in the various aspects of the grant award and SUMMARY BY FUNCTIONAL AREA declination process, administer the technical aspects of grants and Actual Estimate Estimate Difference exercise leadership in their field. Further there has been an increasing fiscal year fiscal year fiscal year fiscal year demand from other areas, both within the other NSF Directorates and 1973 1974 1975 1975/74 outside NSF for technical assistance in addition to duties associated Research $5,485,845 $6,084,000 $7,429,700 $1,345,700 with direct operation of the programs. National and international programs 3,532,220 3,849,000 4,098,200 249,200 The special effort in energy-related research planned for FY 1975 Research applications 2,470,475 3,148,000 4,243,400 1,095,400 Education 3,537,729 3,693,000 3,942,400 249,400 will require more coordination and monitoring of awards than cus- Executive management and special research 2,772,250 4,555,572 5,041,400 485,828 Central support services and administration 10,820,679 10,330,428 14,744,900 4,414,472 tomary in the past. This in turn, requires more staff time per award Total 28,619,198 31,660,000 39,500,000 7,840,000 and per proposal. The FY 1975 estimate includes 60 additional posi- tions, initially funded on a part-year basis, to provide for this as well as for the increased workload resulting from the modest growth of the The management of the NSF programs is accomplished through an other parts of the program. organizational structure oriented to the end objectives of the NSF A number of factors affect the size of the staff required. These programs. The Executive Management and Special Research func- include the number of proposals, number of grants awarded, size and tional area provides policy direction and top management through scope of program, number of institutions with grants, relationship to the National Science Board; the Director and his staff offices; and di- programs in other agencies, proposal processing time, and SO on. Aver- rection of special research programs through the Offices of Experi- age time needed to process a proposal is a key indicator. An average mental Research and Development Incentives and National Research of five working days is used for each grant awarded including post- and Development Assessment. Since FY 1974, the functional area also award technical monitoring. This encompasses the review of about 2.3 includes the direct support provided to the Director, in his role as to 2.5 proposals for each grant awarded. It does not consider site visit Science Adviser to the President, by the Science and Technology Pol- time, travel to visit the current grantees, attendance at professional icy Office and the Office of Energy R. & D. Policy. Major groupings of meetings, support provided other parts of NSF, interagency coordina- programs are managed by four Assistant Directors; one each for tion, normal staff work such as program and budget preparation, Research, Education, National and International Programs and special studies such as for the Science Adviser or preparation of Research Applications. Agency-wide management, logistic and ad- informational replies to the public and others. Because of the addi- ministrative support is provided by an Assistant Director for tional monitoring and coordinating needed by the energy research Administration. A section describing each of the major programs and program, the average time required for a grant in FY 1975 will be 5.5 days. functional areas follows: ($7, 429, 700) In order to partially overcome the demands on existing staff, the RESEARCH number of coherent area grants have been increased, use of continu- This Program area is managed by the Assistant Director for Re- ing grants have been increased and greater utilization has been made search and includes the Scientific Research Project Support Program of mail reviewers and advisory panels. and the Global Atmospheric Research Program, with budgets which A number of advisory panels are utilized to aid program managers total $368 million and provide the major portion of basic scientific in the review of proposals and to provide a mechanism for members research, the core mission of the Foundation. In FY 1975, these pro- of the particular scientific community to participate in expanding the grams will account for 47 percent of the total NSF request and are state-of-the-art and identifying new research opportunities. These increased by $76 million over FY 1974. principally for expansion of panels consist of recognized scientists in the various fields who meet support in the biological, physics, chemistry, social sciences and mate- 2 or 3 times a year for the purpose of reviewing proposals and assisting rials research disciplines with increased emphasis on energy-related the program officer in making his decision to support particular pro- research. posals. Panel members bring to the decision process a current working Research project grants selected on the basis of scientific merit pro- knowledge of the field and are able to detect promising opportunities vide support to individual scientists or groups of scientists. These for research, prevent unnecessary duplication of research and identify grants are awarded on the basis of proposals submitted which provide gaps in research which should be filled. The qualitative scientific assist- detailed information on the proposed research, how it fits into the ance provided by these panels has been invaluable in NSF efforts to state-of-the-art, how the research will be carried out, what the re- keep the administrative costs of proposal review and selection to the searcher hopes to gain scientifically from the research, what funds are minimum research. while still insuring the selection of the most meritorious needed for facilities and associates, etc. An NSF program officer re- 31-373 O 74 8 110 111 In FY 1975 there will be an advisory committee providing advice and guidance to the Research Directorate from the viewpoint of The workload of programs in this Directorate is discussed below. science as a whole, 29 advisory panels to provide advice and to assist The different degree and nature of the program management required in the project selection process, and one special panel to advise on by the separate activities as well as the differences in the required ex- grants to young investigators in the engineering activity. In addition, ternal coordination activities account for the variations in program about 270 consultants will be used. The following table reflects the funds administered per professional. number of days and related costs of consultants and committee mem- The Arctic and Antarctic Research programs require extensive bers' compensation and travel. These data do not reflect the required international and Federal agency coordination to insure the attain- number of consultants, but represent a balance between the optimum ment of the research objectives. Extensive logistic support is required schedule of panel meetings (at least 3) and ad hoc consultants and for the polar programs which are conducted in hostile climates and available funds. Adjustments are made as needed by extending the geographical environments. The NSF responsibility for planning, length of meetings or reducing the number of meetings to be held and managing and funding the logistics support for the Antarctic program making do with fewer ad hoc consultants as on-site evaluators. and the program for the extension of Arctic research has placed signif- An integral part of the program officer's job is to travel to visit icant workload requirements on the program. The polar operations staff prospective grantees and current grantees as well as to attend profes- is responsible for the logistics support agreements which require con- sional meetings. There are about 450 institutions at which NSF has stant monitoring of the operations carried out by the Navy and contrac- project grants involving between 7,000 and 8,000 investigators who tors. The polar science staff will process approximately 130 grants in should be visited. As a general rule, the research program officer should FY 1975 for polar research projects. While this is only slightly more travel about 30 working days a year, exclusive of weekend travel, to than the 126 grants estimated for FY 1974, the planned awards will monitor the progress of research, determine the capability of prospec- support highly complex, integrated interdisciplinary programs such as tive grantees to perform as they propose, and to keep abreast of devel- the Antarctic drilling projects and AIDJEX. The office makes exten- opments in his field SO that he can make quality judgments. The travel sive use of advisory groups, including an advisory panel, the Com- required for that portion of the program which is energy-related mittee on Polar Research of the National Academy of Sciences, and (about one-third) will be 45 days. Thus the overall average should be numerous consultants in planning, evaluating, and managing the polar 35 days. research activities. A total of $385,000 is included in the FY 1975 estimate for staff Management of NSF support to the academic community for travel which will fund approximately 4,812 travel days or approx- acquisition, operation, and utilization of oceanographic facilities is imately 27.5 travel days per professional employee. accomplished through the Office for Oceanographic Facilities and Sup- NATIONAL AND INTERNATIONAL PROGRAMS ($4, 098, 200) port. This program is coordinated with, and is in support of, the The Assistant Director for National and International Programs is oceanographic research requirements of the Research Directorate and responsible for a set of program activities which require a high degree the IDOE. Also, the staff coordinates with the Navy on matters of of management attention and involve extensive intergovernmental and joint funding, ship use scheduling, and ship construction and conver- international coordination. The Arctic and Antarctic Research Pro- sion programs. Twenty major research ships, 100 feet or more in length, grams, among others, require major logistic planning efforts in sup- and 11 coastal vessels operated by 16 separate academic institutions port of extensive field operations. Seven staff activities report to the are partially supported through this program. Projects also provide Assistant Director for National and International Programs: for shipboard equipment and other shared equipment and facilities, Office for the International Decade of Ocean Exploration shipboard technicians, and operation of other research platforms such (IDOE) ; as submersibles and aircraft. In the decisionmaking process, separate Office of Polar Programs-Responsible for the Arctic Research ship construction and ship operations review panels are utilized. Program and the U.S. Antarctic Research Program; RESEARCH APPLICATIONS ($4, 243, 400) Office for Oceanographic Facilities and Support; The Assistant Director for Research Applications is responsible for Office of National Centers and Facilities Operations-Respon- the Foundation's major coordinated efforts directly concerned with sible for coordinating and supervising the activities of the five National Research Centers and the Ocean Sediment Coring the Research Applied to National Needs (RANN) program involving problems concerned with Energy, Environment and Productivity as Program; well as efforts to conduct Technology Assessment. This program is Office of Science Information Service; composed of five major areas: Energy Research and Technology, Ad- Office of International Programs; and vanced Technology Applications, Environmental Systems and Re- Research Management Improvement Program. sources, Social Systems and Human Resources, and Exploratory Re- The Foundation's Special Foreign Currency Program is admin- search and Problem Assessment. An essential supporting element to istered through the Office of International Programs. The programs supervised by the Directorate are accomplished RANN is the Intergovernmental Science (ISP) program which pro- vides an important mechanism for transferring RANN research results through a combination of grants and contracts. into the action program of State and local governments and to the private sector. 112 113 Program Development and Management funds required for the Research Applications Directorate total $4,243,400 in FY 1975, an in- sultations are required when large contracts and complex projects are crease of $1,095,400. Included in the estimate are 83 new positions ini- evaluated. The consultations often involve site visits by the program tially funded on a part year basis. In determining minimum staffing manager who is accompanied by a panel of experts. needs consideration is given to growing demands placed on RA EDUCATION ($3, 942, 400) program managers. These demands include: participation in govern- The Assistant Director for Education manages the Science Educa- ment-wide energy and other task forces, panels and committees; inter- tion Improvement Program and the Graduate Student Support Pro- national commitments; intensified Executive and Legislative Branch gram, the Foundation's major programs in support of science educa- requests for data, coordination, and presentations; and carrying out tion. Also included under his responsibilities is the Division of Science lead agency responsibilities assigned to NSF/RANN for Terrestrial Resources Studies, for the most part an in-house activity, which makes Solar Energy and Geothermal Energy. Also, there is extensive inter- factual and statistical studies with emphasis on scientific and techni- agency coordination on research proposals and status of projects cal manpower, science education, and research and development ex- because research supported by RANN is expected to be transferred to penditures, that are required for the development of National, Fed- mission agencies when it reaches the implementation stage. eral and Foundation policies the area of science and technology. Starting with FY 1974 and accelerating in FY 1975, the energy re- The science education programs are conducted through an organiza- search responsibilities of the National Science Foundation under the tional structure consisting of a Division of High Education in Science, RANN program are greatly increased, from $29.1 million to $102.9 a Division of Pre-College Education in Science, and an Office of Ex- million. This increase will be reflected both in program content and perimental Projects and Programs. In FY 1975, the Science Education in intensity of program management, and requires additional positions Improvement Program will continue to focus on specific problem areas and support costs. with larger and more comprehensive grants, thus the total number of Largest increases in FY 1975 are in the solar energy and geothermal 1973-1,500. awards will be maintained at a level lower than in years prior to FY energy programs, for which the National Science Foundation has a lead Federal responsibility. The programs in energy conservation and NSF, in its lead agency role in Federal government activities for storage, coal research, environmental effects of energy, and socio-eco- the training of energy R. & D. manpower, plans to support activities at nomic aspects of changes in the nation's systems for production and the graduate level, and two and four year college levels. Manpower consumption of energy are also substantially increased. studies related to energy R. & D. are also planned. To carry out these The enlarged NSF responsibility in energy will require changes in activities which total $5,000,000, two additional positions will be added in FY 1975. management approaches. There will be a much heavier emphasis on project management, necessitating time-phased planning and inten- EXECUTIVE MANAGEMENT AND SPECIAL RESEARCH ($5, 041, 400) sive monitoring of progress. There will also be much greater use of Policy direction, top management of the NSF, and direction of program solicitations to focus research efforts where they are most the special research programs and support for the Director in his role urgently needed. The use* of contracts and research agreements will as Science Adviser to the President are included in this functional increase to achieve a higher confidence in performance as planned, area. The National Science Board and the Office of the Director have and as a consequence the average size of awards is expected to be sub- stantially larger. All of these changes contribute to the need for addi- the responsibility and authority for policy direction and management of the Foundation; the Office of the General Counsel assists the Board tional staff and supporting Program Development and Management and the Director in interpreting the legal aspects of the Foundation's funds. activities, and the Office of Government and Public Programs is the The multi-disciplinary nature of RANN and ISP, together with focal point for liaison with Congress and the public. The Office of their application and utilization requires that each research proposal be reviewed systematically and thoroughly. In order to ease the prepa- Experimental Research and Development Incentives is responsible for the conduct of programs which experiment with and test incentives ration burden on potential grantees, preliminary unsolicited pro- posals containing summary-type data are submitted to the RA staff for which can be employed to stimulate more rapid utilization of proven technologies and to increase non-Federal investment in research and evaluation of appropriateness to RANN/ISP objectives. This is fol- development. The Office of National Research and Development As- lowed by full scale evaluations after submission of a formal proposal sessment analyzes patterns of research and development and tech- in those cases where the preliminary proposal shows promise of sig- nological innovations, the incentives and decisions which underlie nificant results. Review of a formal proposal in most cases requires a site visit by an ad hoc panel which includes staff representation and existing patterns and the implications which options will have in shap- ing future research and development patterns. The Science and Tech- at least two highly recognized experts who serve as consultants to the nology Policy Office and the Office of Energy R. & D. Policy have the program manager. After approval of an award, semi-annual consultations are held responsibility for providing the direct support required by the Direc- tor in his role as Science Adviser. with grantees to insure that progress is being made towards achieving objectives and milestones set forth in the proposal. More frequent con- 114 115 The National Science Board consists of twenty-four leading sci- entists, academicians, administrators, and industrialists, appointed by in which universities and other research organizations can make most the President, and the Director of NSF and develops the broad policy effective contributions to energy research and development. guidelines under which Foundation activities are carried out within CENTRAL SUPPORT SERVICES AND ADMINISTRATION ($14, 744, 900) the framework of the National Science Foundation Act. Public mem- The Assistant Director for Administration manages the Central bers of the Board are compensated for their attendance at meetings Support Services and Administration area which encompasses those of the NSB and its committees and for travel costs incurred in carry- agency-wide administrative and support services best provided on a ing out its responsibilities. Duties of the NSB are specified in the centralized basis and those costs which cannot be directly associated National Science Foundation Act and include the preparation of an with the operation of any one directorate. annual report to the President, for submission to the Congress, on the Included in the Administration sub-area are the salaries and travel status and health of science and its various disciplines. costs associated with the development, coordination, and accomplish- The Director is the chief executive officer of the Foundation and is ment of agencywide administrative, personnel, planning, program- responsible for the execution of the Foundation's programs in accord- ming, budgeting, accounting, contracting, and data processing activ- ance with the National Science Foundation Act and the broad policy ities. There are 10 staff units reporting to the Assistant Director for guidelines of the Board. Administration. The Administrative Services Office is responsible for The Office of the General Counsel provides advice and counsel to logistics and housekeeping for the NSF. Employee-oriented functions the Board and the Director concerning substantive details of legisla- are assigned to the Personnel Office and the Health Services Unit. The tion pertaining to the Foundation as well as contractual, patent, and Management Analysis Office and the Financial Management Office other legal matters. Two additional attorney positions have been provide management and accounting services. The Grants and Con- added in FY 1975 to help meet the increasing workload in the legal tracts Office and the Audit Office along with the Financial Manage- aspects of the patent and procurement areas of NSF operations. ment Office work closely with the business offices of universities and The office of Government and Public Programs advises and assists institutions performing the research supported by NSF. NSF plans, the Director and Coordinates the Foundation's liaison with Congress program and budget are the functions of the Office of Budget, Pro- and State and local governments as well as with professional societies gramming and Planning Analysis and the Program Review office. Data and other nongovernmental organizations; provides services and ma- support is provided by the Management Information Office. terials for use by general and specialized media including radio, TV, In general, the workload of the staff providing central support serv- and motion pictures; and edits official publications of NSF, including ices and overall administrative support increases in direct proportion the National Science Foundation Annual Report to the Congress. This to increases program funds and the administrative funds available to office administers the Public Understanding of Science Program de- directorates. As the total number of proposals received and reviewed signed to build a basic public awareness and understanding of the increases and the number of awards increases SO do the support serv- nature of research and the role of science and technology in society. ices such as grant and contract negotiation, the physical processing of NSF participation in the Nation's Bi-Centennial activities is also the actual proposal documents, an estimated 50 million individual administered through this office. pieces of paper in FY 1975, and the financial and administrative fol- The Science and Technology Policy Office (STPO) provides assist- lowup. Also, increases in staff, consultants and travel funds mean di- ance to the Director in his role as Science Adviser, in such areas as rect increases in processing, payrolling, voucher auditing, processing national civilian science and technological policy, developing technical travel request, and myriad other administrative functions. The FY options for the solution of national problems in the civilian area, 1975 budget increases the central support services staff by 25 positions appraising the overall effectiveness of ongoing Federal and national to meet workload directly generated by the significantly higher pro- research and development efforts, coordinating Federal research and gram funding levels proposed. While the program dollar increase development programs, interacting with academic and industrial sci- exceeds 20 percent, indicating a similar percentage increase in work- entific communities on broad matters of science policy and in further- load, the supporting staff will increase by only approximately seven ing U.S. international science and technology objectives. percent. Better utilization of existing resources and staff, including A second office, the Office of Energy Research and Technology Pol- training, upgrading of clerical and semiprofessional employees, intro- icy (OEP) also supports the Director in his role as Science Adviser duction of labor-saving devices where applicable and reorganization to the President. Specific functions of the office include providing of office arrangements in line with work flow will meet the balance analyses of specific issues and selected programs relating to energy of the workload requirements. research and development, developing a general systems framework 13. SPECIAL FOREIGN CURRENCY PROGRAM for the evaluation of energy research and development programs, as- $5,000,000 sessing the merits of individual technological approaches, identifying Obligations critical energy research and development needs, and determining ways Scientific Research and Related Activities Scientific and Technological Information $4,000,000 1,000,000 Total 5,000,000 116 117 The Special Foreign Currency Program utilizes U.S.-owned excess currencies in certain foreign countries to support cooperative scientific Poland-the mathematical, biological, and physical sciences; projects, seminars, and the travel of U.S. and foreign scientists in- and engineering. volved in mutually beneficial efforts. The Foundation awards grants Tunisia-the natural sciences, science education, and the social to both U.S. and foreign institutions and scientists. The funds used sciences. in this program are those which the United States has accumulated The Foundation will encourage the development of cooperative abroad, principally through the sale of agricultural commodities, the projects with Burma, especially in biology and geology. Projects in repayment of loans, and the payment of interest on outstanding loans. Yugoslavia will be supported through the U.S.-Yugoslav Board on The "excess" funds may be used for U.S. purposes in the country of Scientific and Technological Cooperation. The Board was established origin, with the concurrence of the concerned foreign government. on May 18, 1973, to provide a "joint fund in dinars to be used for The Department of the Treasury determines when, where, and how continuing previously agreed-upon scientific and technological proj- much of these funds are excess to the U.S. Government's requirement. ects and thereafter, to the extent monies from the fund are available, There are eight special foreign currency countries: Burma, Egypt, to finance additional cooperative projects of mutual interest and ad- vantage." Guinea, India, Pakistan, Poland, Tunisia, and Yugoslavia. Two categories of activity are included under this program: (1) The Foundation will continue to support, at the same level as in cooperative research programs, joint seminars, and travel of scien- FY 1974, the international travel of U.S. scientists and project man- tists, and (2) translation, publication and dissemination of foreign agers to and from special foreign currency countries to participate in scientific and technical information to U.S. scientists and engineers. scientific meetings, deliver lectures, convene seminars, and confer with The objectives of the program are to support cooperative scientific their colleagues on program planning and development. Approxi- activities of significance to the U.S.A. and the cooperating foreign mately 200 travelers will be supported by special foreign currencies country; supplement our domestic research effort through use of U.S.- in FY 1975 at an estimated cost of $200,000. owned foreign currencies; obtain access to unusual research environ- SCIENTIFIC AND TECHNOLOGICAL INFORMATION $1,000,000 ments and facilities; arrange for the translation of foreign scientific This program provides special foreign currency funds to overseas and technological literature for distribution to U.S. scientists; and contractors for the collection, translation, and printing of foreign sci- promote the exchange of information between U.S. and foreign entific and technical information for distribution to U.S. scientists scientists. and engineers. The Foundation's six overseas contractors (two in SCIENTIFIC RESEARCH AND RELATED ACTIVITIES $4,000,000 India and one each in Egypt, Pakistan, Poland, and Tunisia) trans- The program makes awards, payable in U.S.-owned special foreign late foreign scientific literature from more than fifteen languages currencies, to U.S. and foreign academic institutions for cooperative (Russian, Polish, Serbo-Croatian, Czech, Japanese, and others). In research projects, joint seminars and symposia, and international addition, the Foundation coordinates translation requirements of travel. The proposals submitted by U.S. and foreign academic insti- various Federal science agencies and orders translations from the tutions are subject to the same review process as applications for overseas contractors under an interagency agreement with the National dollar support. The primary criteria for judging special foreign cur- Technical Information Service (NTIS) of the Department of Com- rency proposals are (1) potential for advancement of scientific knowl- merce. The NTIS also receives and distributes the output from the Foundation's overseas contractors. edge, (2) probable contribution to U.S. and foreign scientific progress, (3) the likelihood of lasting relationships between the U.S. and The objectives of the program are to (1) translate significant for- foreign cooperating institutions, and (4) the availability of adequate eign scientific and technical literature into English and (2) assure the resources and experienced personnel. availability of this information to U.S. scientists and engineers. The objectives of the program are those stated in the summary pro- The Foundation plans to continue to arrange for the collection, gram description above. translation, and dissemination of foreign scientific and technical lit- The FY 1975 program will include cooperative research projects erature through overseas contractors in Egypt, India, Pakistan, Poland, and Tunisia. and joint meetings and seminars in the following countries and in the subject areas indicated: Egypt-engineering, the physical sciences, and science educa- tion. India-the mathematical, biological, and physical sciences; engineering; and the social sciences. Pakistan-the natural sciences and engineering. NATIONAL SCIENCE FOUNDATION FISCAL YEAR 1975 PROGRAM, BY SCIENCE DISCIPLINE, AS REQUESTED [In millions of dollars] Support of research 118 Atmos- Bio- Mate- Com- Sub- Other Total pheric Earth logical Social rials puter Other totals pro- NSF sci- sci- Ocean- sci- Chem- Astron- Mathe- sci- Engi- re- sci- re- re- grams ences ences ography ences Physics istry omy mathics ences neering search ences search search Scientific research project support 14.6 13.7 15.9 85. 4 44.8 37.1 11.5 17.1 29.0 37.9 45.4 11.3 363.7 363.7 National and special research programs: Global atmospheric research program 4.0 4.0 4.0 Experimental R. & D. incentives program 1.0 1.0 1.0 National R. & D. assessments program 3.0 3.0 3.0 International decade of ocean exploration 15.5 15.5 15.5 Ocean sediment coring program 11.0 11.0 11.0 Arctic research program 1.2 0.2 1.1 4 0.5 .1 3.5 3.5 U.S. Antarctic research program 10.3 10.4 1.9 2.7 .5 25.8 25.8 Oceanographic facilities and support 15.0 15.0 15.0 Solar eclipse support 0 0 Science and technology policy research 1.5 1.5 1.5 Energy R. & D. policy research 4.5 4.5 4.5 Subtotal 15.5 10.6 44.5 3.1 .5 10.6 84.8 84.8 National research centers: National Astronomy and lonosphere Center 1.1 Kitt Peak National Observatory 2.2 3.3 7.8 3.3 Cerro Tololo Inter-American Observatory 3.0 7.8 7.8 National Radio Astronomy Observatory 3.0 National Center for Atmospheric Research 20.5 3.0 17.9 20.5 20.5 17.9 17.9 Subtotal 19.0 33.5 52.5 52.5 Science information activities International cooperative scientific activities 5.0 5.0 5.0 Research applied to national needs 7.0 3.0 1.2 14.7 2.0 8.0 5.0 8.0 Intergovernmental, scientific and research utili- 0.5 20.0 8.0 70.9 5.0 19.6 148.9 148.9 zation Institutional improvement for science 1.0 1.0 1.0 Graduate student support 1.0 1.0 2.0 3.0 Science education improvement 3.2 3.2 9,5 12.7 Planning and policy studies 25.0 25.0 36.4 61.4 Program development and management 2.7 2.7 2.7 13.2 13.2 26.3 39.5 Subtotal 56.1 27.3 61.6 103.2 46. 8 Special foreign currency program 42.1 45.0 17.6 49.5 108. 8 50.4 11.3 89.3 709.0 74.2 783.2 5.0 5.0 5.0 Fiscal year 1975 total 56.1 27.3 61.6 103.2 46.8 42.1 45.0 17.6 49.5 108.8 50.4 11.3 94.3 714.0 74.2 788.2 Fiscal year 1974 total (obligations) 49.9 22.9 60.2 74.9 38.4 Fiscal year 1973 total (obligations) 31.4 34.3 15.2 48.9 35.6 20.6 59.6 54.2 71.1 40.7 9.5 37.5 96.1 28.9 568.7 32.1 77.7 646.4 14.5 37.3 50.7 37.5 119 9.9 93.8 537.0 73.3 610.3 COMPARISON OF FISCAL YEAR 1974 WITH FISCAL YEAR 1975, NSF REQUEST AND COMMITTEE ACTIONS [In millions of dollars] Fiscal year 1975 requests Fiscal year 1975 committee action (1) (2) (3) (4) (5) (6) Fiscal year 1974 Request to Change from Percent change Change from Categories obligations Congress 1974 from 1974 Approved request 1. Scientific research project support 291. 3 363. 7 +72.4 +24.8 354. 0 -9.7 2. National and special research programs 91. 6 84.8 -6.8 -7.4 86. 0 +1.2 42. 5 52. 5 +10.0 +23. 5 52. 5 0 3. National research centers 4. Science information activities 8.0 5.0 -3.0 -37.5 8.3 +3.3 5. International cooperative activities 6.4 8.0 +1.6 +25.0 8.0 0 6. Research applied to national needs 75. 1 148. 9 +73.8 +98.2 139. 1 - -9.8 120 1.0 1.0 0 0 1.0 0 7. Intergovernmental science program 8. Institutional improvement for science 10. 0 3.0 -7.0 -70.0 - 10. 0 +7.0 9. Graduate student support 13. 0 12.7 3 -2.3 13.2 +. 5 10. Science education improvement 67. 5 61. 4 -6.1 -9.0 68. 9 +7.5 11. Planning and policy studies 2.6 2.7 +. 1 +3. 8 2.7 0 12. Program development and management 31. 6 39. 5 +7.9 +25.0 39. 5 0 640. 6 783. 2 +142.6 +22.2 783. 2 0 Subtotal 5.6 5.0 6 - -10.7 5.0 0 13. Special foreign currency program Total, NSF 1 646. 3 788. 2 +142. 0 +21.9 788. 2 0 1 The fiscal year 1974 total of new funds obligated is $577,400,000-while the total shown prior year excess foreign currencies brought forward. is $646,300,000. This is due to the following: (1) $64,400,000 in prior year regular funds 2 Includes $116,100,000 for energy related budget amendment. brought forward; (2) $1,860,000 added by a pay increase supplemental; (3) $2,660,000 in Law 92-86. million. each are shown on page 120 of this report. (121) The line item budget categories and the funds recommended for There are 12 budget categories in Section 1 of the bill this year. first incorporated into the fiscal year 1972 Authorization Act, Public sum authorization requested by the NSF. The line item budget was The Committee approved a line item budget rather than the lump LINE ITEM BUDGET A detailed account of the actions taken by the Committee follows: the actual increase over FY 1974 estimated obligations is $142 million. a supplemental pay increase amounting to an aggregate of $68 million, increase of $210.8 million. However, due to prior year carryovers plus with estimated new-money obligations in 1974 of $577.4 million-an ation of $569.6 million-an increase of $218.6 million; it compares lion-an increase of $152.6 million; it compares with a 1974 appropri- This compares with an authorization for FY 1974 of $635.6 mil- budget at the same figure requested by the Administration-$788.2 request by $19.5 million in two other categories. This leaves the total to the Administration request in five of the categories and reduced the In making the foregoing change, the Committee added $19.5 million the special foreign currency program. as in past years, according to the 12 major categories requested plus H.R. 13999 but it has put the Foundation's budget in line-item form, The Committee has included all of the provisions of H.R. 12816 in request was thus $788.2 million. in support of the Foundation's research activities abroad. The total tional funds, plus $5 million in excess foreign currencies to be used H.R. 12816 requested a lump sum of $783.2 million in new obliga- reported by Committee. represents the Administration's request. H.R. 13999 is the clean bill Foundation, was introduced by Mr. Teague on February 13, 1974. It H.R. 12816, the 1975 authorization bill for the National Science COMMITTEE ACTIONS 123 Graduate Student Support Administration Request $12, 700, 000 Committee Increase 500,000 Committee Recommendation 13,200,000 COMMITTEE BUDGET ACTIONS Category 9.-An increase of $500,000 which would restore the The changes to the budget request submitted by the Administration $300,000 cut from the 1974 level of this program and provide a small incremental increase of $200,000. The Committee has been a strong were as follows: advocate of the Graduate Student Support program, although that Changes in Section 1 program has consistently been reduced over the past 4 or 5 years. The A line item budget is recommended with totals for each category Committee believes that, particularly in view of the general scarcity as shown in the table on page 120. This mode of authorization has of graduate student support and of the highly-trained manpower it been followed by the Committee since FY 1972. provides, this program should recede no further and that the $200,000 increase will barely make up for inflationary factors. INCREASES Science Education Improvement The $19.5 million by which the Committee increased the Admin- Administration Request $61,400,000 istration request is distributed as follows: Committee Increase 7,500,000 Committee Recommendation 68,900,000 National and Special Research Programs Category 10.-An increase of $7.5 million to bolster the only major Administration Request $84,800,000 Committee Increase 1,200,000 science education program which the Foundation retains. This pro- Committee Recommendation 86,000,000 gram is designed to provide improvement in education methods and curricula, as well as assistance to students from the elementary level Category 2.-An increase of $1.2 million which would be applied to up to the post-graduate. The increase contemplated would restore this the Experimental R. & D. Incentives Program over and above the $1 program to the 1974 level and includes $1.4 million to compensate for million requested. NSF requested $11 million for this important funds diverted to technician training and aid to scholars from abroad technology transfer activity but the amount was reduced to $1 mil- in energy-related study. lion by OMB. The Committee believes that the addition indicated will DECREASES provide a minimal level of activity to prevent complete deterioration of the program. The $19.5 million by which the Committee decreased the Adminis- Science Information Activities tration request is distributed as follows: Administration Request $5,000,000 Committee Increase 3,300,000 Scientific Research Project Support Committee Recommendation 8,300,000 Administration Request $363,700,000 Committee Decrease Category 4.-An increase of $3.3 million which would restore this 9,700,000 Committee Recommendation 354,000,000 program to the level originally requested of OMB bythe Founda- tion-and also permit an increase of $300,000 over last year. The pro- Category 1.-Scientific Research Project Support, the largest single gram needs emphasis, development and coordination with other simi- component of the Foundation's overall program, was increased from lar Federal efforts in order to become broadly effective. $291.3 million in FY 1974 obligations to $363.7 million for FY 1975 a 24.8% increase. This occurred although the Foundation had re- Institutional Improvement for Science quested of OMB an increase of only $41.7 million to a level of $333 $3,000,000 million: a 12.2% increase. The Committee action has placed the 1975 Administration Request Committee Increase 7,000,000 level for this category at $354 million. Committee Recommendation 10,000,000 Research Applied To National Needs Category 8.-An increase of $7 million which would restore the Institutional Grants for Science Program to last year's level. This Administration Request $148,900,000 Committee Decrease 9,800,000 program is of great importance to the nation's colleges and univer- Committee Recommendation 139,100,000 sities since it is one of the very few in existence which is devoted essen- tially to building up and improving the entire science departments of those institutions which qualify for support. This program operated last year at the $7 million level but the Foundation had planned to eliminate it for FY 1975. The Committee is strongly of the opinion that the program should be neither dropped nor reduced. (122) 124 125 Category 6.-Research Applied to National Needs (RANN), the second largest component in the Foundation's budget, was increased Subsections (g) and (h) place a floor of $3.8 million and $2 million from $75.1 million in FY 1974 to $148.9 million in FY 1975: an in- under Student Programs and High School Student Projects, respec- crease of 98.2%. This occurred although the Foundation had requested tively, also in Category 10. These floors have been established to assure of OMB an increase of only $6.9 million to a level of $82 million: an that funding for lower-level science education programs shall not be increase of 8.4%. The Committee action has placed the 1975 level for merged with other programs or only partially funded. this category at $139.1 million. It must be emphasized that all of the limitations which are directed The reason for the decreases in these areas is to keep the total toward making sure that the Foundation does not slight its programs authorization within the amount requested by the Administration. for science education stem from a long-standing interest which the The categories chosen for reduction were those which had received, Committee has had in this field-and from its conviction that with- by far, the largest budget request increases over FY 1974, both in out adequate manpower, both in numbers and in training, our best efforts in research and development in every area will prove ineffectual. dollars and in percentages. It should be noted that both Research Projects and the RANN pro- The Committee notes with grave concern that support of science edu- gram received dollar increases of approximately $73 million. Under cation in the Foundation, in spite of numerous Congressional warn- the change which the Committee has made in H.R. 13999, Research ings, has been steadily waning over most of the past decade. In FY Projects will still receive an increase of just under $63 million-$21 1970, for example, support of science education amounted to 36% of million more than it requested from OMB-which amounts to a boost the total Foundation budget. That support now stands at 9.7%. Al- of 21.6%. For RANN, the change made by the Committee will still though the overall budget for the Foundation has increased dramati- mean an increase of $64 million-or $57 million more than was re- cally during the same period, the actual number of dollars for science quested of OMB originally-which amounts to a boost of 85%. education has dropped by more than 47%-from $165 million in FY It is important, however, that it be understood that the chief reason 1970 to a request of $87 million in FY 1975. If inflationary factors are for the large increases in both categories was to stimulate and accel- taken into account this falloff is much greater. erate the national energy R. & D. program. The Committee is of the It is further a glaring indication of the attitude of the Foundation opinion that the small cuts made will in no way hamper the overall and of OMB that the major areas which both sought to reduce in the request for the current budget were the three categories involv- energy R. & D. effort. ing science education support. The Committee trusts that the Founda- Limitations in Section 2 tion will keep these observations in mind in the future-as well as Subsections (a), (b) and (c) placed floors under the authorized those lows. enunciated on this topic under "Committee Views," which fol- amount in each of the education categories described in Section 1- i.e., Categories 8, 9, and 10 shown in the table on page 120. These pro- Subsection (i) is designed to assure that, in the conduct of its Solar visions mean that not less than the amount stipulated shall remain Energy Research and Technology program in Category 6, the Founda- available for such purposes. They have been included to assure that tion coordinates that program with NASA in such a way that maxi- funds in these areas shall not be transferred to or merged with other mum advantage will be taken of the special capabilities of each agency. It requires that the two agencies report on their plans, sched- programs. Subsection (d) places a similar floor under the Experimental ules and other findings to this Committee and its counterpart in the R. & D. Incentives Program contained in Category 2 in accordance Senate not later than 90 days after this Act becomes effective. It fur- with the same rationale. ther provides that where it is found that NASA can appropriately Subsection (e) places a floor of $2 million for fire research in the carry out parts of this program, particularly in the engineering and RANN program. The reason for this requirement is to assure that the demonstration phases, it shall be SO assigned and funded through NSF. scientific and technological research capability in the field of fire research continues as a part of the RANN program, Category 6. Subsection (f) places a floor of $1.5 million under the Science Faculty Fellowship Program in Category 10. Last year the Com- mittee on Science and Astronautics, as well as the Senate Committee, stipulated that this modest program to assist faculty fellows should be maintained. In spite of that directive, the Foundation has planned in its 1975 budget to merge the Fellowship Program into the Research Participation Program. While the two programs may reasonably be jointly administered, there are marked differences between them and the Committee is of the opinion that the Faculty Fellowship Program should not lose its identity. This floor does not involve any addition or deletion of funds; it simply allocates the $2.5 million scheduled for Research Participation into two programs SO as to reinstate the Fellow- ship Program. 31-373 74 9 127 sible in theory or principle can in fact be achieved in a laboratory situation. This is much narrower than the NSF definition. Another agency defines proof of concept as a method by which an advanced design or principle is tested for feasibility by means short of actual incorporation in a pre-production prototype or device. COMMITTEE VIEWS This definition places proof of concept within the development phase, a step beyond its placement by NSF. APPLIED RESEARCH In industry, proof of concept can mean several different things, depending on whether it involves only technical issues or also includes The Committee gave careful consideration to trends toward applied such questions as costs, ease or desirability of use, reliability, and research which the Foundation has been following since it received SO on. limited authority to engage in such research in 1968. These trends No acceptable, unambiguous definition of proof of concept has been show that NSF has increased its support for applied research from developed by the Committee SO far. However, the Committee feels less than 10% of its total research effort in 1970 to 21% in 1975. Its that more effort should be expended in attaining the objective of an ratio of applied-to-basic research has gone from 12% to over 25%. operational definition for proof of concept during the coming year. The Committee's concern stems from the following: (a) the chief In the meantime, the Committee recommends a two-fold approach function of NSF is to support basic research; (b) the Congressional be implemented in dealing with the question of precisely how far NSF intent of the 1968 Amendments which authorized support of applied should take its RANN research programs toward actual development research appears to have been severely stretched; and (c) there are and demonstration. almost twice as many Federal entities engaged in applied R&D as (1) General Criteria there are in basic research, and they support it at a level over six times as great. The Committee, as it has done several times before, cautions The National Science Foundation should maintain its character as the Foundation about these trends. In addition, the Committee is giv- a science agency-the Federal organization with primary responsi- ing consideration to a separate examination of this problem, apart bility for basic research and education in the sciences. In general, from its annual authorization activities, prior to the next budget sub- therefore, the Committee endorses criteria specifying that proof of mission by the Foundation. concept relates only to a laboratory demonstration of some possible theory or principle. PROOF OF CONCEPT (2) Special Cases The National Science Foundation has testified that RANN supports It is recognized that different situations can arise because the state research projects through the proof of concept stage. According to the of technology varies greatly in different areas as well as in the involve- Foundation, proof of concept follows basic research and applied re- ment of Federal mission agencies. At least for the interim, therefore, search within the research and development process. a flexible definition for proof of concept is necessary. The Committee has spent considerable effort in trying to develop The Committee recognizes that a transfer of an activity from an operational definition of proof of concept. This effort has included a applied research to development occurs gradually rather than abruptly review of how various Federal agencies and industrial organizations and is marked by close working relationships at both the technical use the term within the context of their own activities. NSF has stated and managerial levels. This means that coordination between re- that proof of concept experiments are limited to testing systems tech- search agencies such as NSF and the user agencies should be required, nology as well as investigating the social, economic, institutional and with an upgraded reporting mechanism. environmental barriers to introducing the system into widespread use. The Committee recommends the following specific actions be taken The limit to NSF research is determined on a case by case basis. with regard to the projects in the RANN category: General NSF criteria, however, include: (a) Identification of a user for each individual RANN work (a) The size of the project is small, and not on a commercial unit. (b) scale. The experimental systems are all different, and are never RANN contract. (b) Investigation of the feasibility of users approving each (c) identical. Critical components can be tested within a general system. (c) Establishment of utilization programs in each user organi- zation SO that RANN projects can be tracked by the users from (d) An experimental system may be designed for demonstrat- Other Federal agencies evidently use different definition of proof ing commercial viability if it is not in continuous operation. their results. inception in order to assure optimum utilization of RANN of concept. According to one agency, a proof of concept experiment The NSF is requested to report to the Committee not later than is one which is undertaken to prove that some reaction which is pos- October 31, 1974, on its implementation of the foregoing approach. (126) 128 129 PROPORTION OF BUDGET FOR SCIENCE EDUCATION Committee has repeatedly urged the Foundation to make a stronger The Committee is concerned about the steady decline in the per- effort to disemminate the results of RANN's work. However, this centage of the NSF's budget which is devoted to Science Education. should not be done at the expense of the Intergovernmental Science In 1970, 36% of the Foundation's budget was devoted to science edu- program, with its very modest funding level. While the Intergovern- cation activities. In 1972 that percentage had gone down to 19 percent. mental Science program has been merged organizationally into the In the proposed budget for FY 1975 less than 10 percent would be RANN organization, and while many of the Foundation's staff in this devoted to science education activities. This year the Committee again field have expertise in both the Intergovernmental Science field and found it necessary to restore funds to the budget for certain science in the RANN dissemination field, the Committee believes that the education activities which the Committee in past years has strongly funds contained in the authorization line item for "Intergovernmental supported. As a result the percentage of science education funds has Science", should remain available for that program only. been raised to just under 12 percent, a figure still far below the percent- age just a few years ago. In addition, while the Committee has sup- ported the very substantial increase in science education research activities, there has clearly not been a continuation of support for the types of science education programs which constituted the bulk of the Foundation's science education program in previous years. In the Committee's view the balance between research and sustaining activities in the science education program must be redressed. The Committee invites the Foundation's attention to the strong interest in science education which is evidenced in the hearings on this subject, and as evidenced in the amendment to the NSF's organic act adopted by the Congress in 1972, specifically making the Foundation respon- sible for the Federal effort toward the health and growth of science education in the United States. A thorough review by the NSF of the long-range future of the science education program in light of these comments would appear to be in order. INSTITUTIONAL IMPROVEMENT FOR SCIENCE The Committee wishes to emphasize that the $7 million restored to this program is specifically for the purpose of maintaining Institu- tional Grants for Science at the 1974 level. It is not intended that these funds be utilized within the general improvement for science category on behalf of the separate program for the improvement of university research management. INTERGOVERNMENTAL SCIENCE PROGRAM In past years the Committee has provided funds under a separate line item for the Intergovernmental Science Program. This program is aimed at bringing science and technology to bear on the problems of State and local government. In the past the program has produced some notable successes in providing advice of a scientific and techno- logical nature to many of the State governors, and more recently an effort has been made to bring the same kinds of advice to several of the State legislatures. The Committee believes that this small, but promising program should continue at the current funding level of $1 million and has provided authorization for that sum in fiscal year 1975. In its budget request the NSF asked for $1 million for "Inter- governmental Science and Research Utilization". This reflects the Foundation's desire to use a portion of the Intergovernmental Science funds for the dissemination of the results of the RANN program. The 131 SECTION 4 This section authorizes $5 million in excess foreign currencies for NSF research outside the United States. SECTION 5 SECTIONAL ANALYSIS OF THE BILL This section provides that funds appropriated pursuant to this Act shall remain available for expenditure and obligation according to such provisions as the Appropriations Acts may specify. A bill to authorize appropriations for activities of the National Science Foun- dation, and for other purposes. SECTION 6 SECTION 1 This section provides that funds may be transferred, subject to any This section authorizes appropriations to the National Science Foun- restraints in other parts of the Act, into or out of any category in dation for fiscal year 1975 in the amount of $783,200,000. The cate- Section 1 up to an amount equal to 10 percent of that category. If the Foundation wishes to transfer sums in excess of 10 percent, it must gories authorized are as follows: (1) Scientific Research Project Support, $354,000,000. first notify the appropriate House and Senate committees and then (2) National and Special Research Programs, $86,000,000. observe a 30-day waiting period unless each committee agrees to the (3) National Research Centers, $52,500,000. action prior to that time. SECTION 7 (4) Science Information Activities, $8,300,000. (5) International Cooperative Scientific Activities, $8,000,000. This section is a standard requirement withdrawing NSF support (6) Research Applied to National Needs, $139,100,000. from any individuals receiving such support who may have committed (7) Intergovernmental Science Program, $1,000,000. serious offenses or caused violent disruption to or within their respec- (8) Institutional Improvement for Science, $10,000,000. tive research institutions. (9) Graduate Student Support, $13,200,000. SECTION 8 (10) Science Education Improvement, $68,900,000. (11) Planning and Policy Studies, $2,700,000. This section requires that the Director of the Foundation keep the (12) Program Development and Management, $39,500,000. Committee and its counterpart Senate committee fully and continu- ally informed with respect to all Foundation activities-completed, SECTION 2 underway or contemplated. Subsections (a), (b) and (c) place floors under the authorized SECTION 9 amount in each of the education categories described in Section 1-i.e., This section provides for the short title of the bill. Categories 8, 9 and 10. Subsection (d) places a floor of $2,200,000 under the Experimental R&D Incentives Program contained in Category 2. Subsection (e) places a floor of $2,000,000 under the Fire Research program, a part of Category 6. Subsection (f) places a floor of $1.5 million under the Science Fac- ulty Fellowship Program, a part of Category 10. Subsections (g) and (h) place a floor of $3.8 million and $2 million under the Student Programs and High School Student Projects, re- spectively, also in Category 10. Subsection (i) requires the Foundation to coordinate its Solar Energy Research program, a part of Category 6, with the National Aeronautics and Space Administration, to report back to the appropri- ate House and Senate committees on the joint plans within 90 days of the effective date of this act, and to place such projects as may be appropriately carried out by NASA under its management but through regular Foundation funding channels. SECTION 3 This section provides $5,000 to be expended at the discretion of the Director of NSF for official consultation and other unusual expenses. (130) 133 Finally, a provision comparable to section 10 of P.L. 93-96, which prohibited the use of NSF funds for the conduct or support of research on "a human fetus which is outside the womb of its mother and which has a beating heart," is omitted inasmuch as the Founda- COST AND BUDGET DATA tion has never conducted or supported such research and does not intend to do SO. The bill will authorize appropriations for fiscal year 1975 in the The Office of Management and Budget has advised us that enact- amount of $788.2 million in new obligational authority, including $5 ment of the proposed bill would be in accord with the program of the President. million in excess foreign currencies. In accordance with the requirements of Sec. 252(b) of the Legisla- Sincerely yours, tive Reorganization Act of 1970, the Committee notes that H.R. 13999 H. GUYFORD STEVER, is an authorization bill for one year only. If the programs it authorizes Director. remain unchanged during the next 5 years but the same level of effort is expended, there will be no change in costs other than those occa- sioned by inflation or Federal salary increases. COMMITTEE RECOMMENDATIONS A quorum being present, the bill was passed by voice vote. AGENCY RECOMMENDATIONS The following recommendation from the National Science Founda- tion accompanied the draft bill introduced on February 13, 1974, as H.R. 12816 in the amount of $788.2 million, including $5 million in excess foreign currencies. NATIONAL SCIENCE FOUNDATION, Washington, D.C., February 4, 1974. Hon. CARL ALBERT, Speaker of the House of Representatives, House of Representatives, Washington, D.C. DEAR MR. SPEAKER: Public Law 90-407 provides that appropria- tions for the National Science Foundation to carry out its powers and duties have prior authorization from the Congress. Pursuant to this requirement, there is enclosed herewith a draft authorization bill for fiscal year 1975 for the National Science Foundation, together with a sectional analysis. The major differences between the proposed legislation and P.L. 93-96-the National Science Foundation Authorization Act, 1974- includes: Line item amounts which appeared in P.L. 93-96 are elimi- nated in favor of the more flexible lump sum authorization, and con- sequently, no provision comparable to section 6 of P.L. 93-96 appears. Also, unlike P.L. 93-96, no minimum amounts have been specified for particular NSF programs. A provision commonly known as the "student unrest clause" is omitted because of doubts as to the constitutionality of such a clause; an unappealed decision by a Federal District Court has held an almost identical clause in certain DHEW legislation to be unconsti- tutionally vague. (132) ADDITIONAL VIEWS OF THE HONORABLE ALPHONZO BELL, CONCURRED IN BY THE HONORABLE GEORGE E. BROWN, JR. The National Science Foundation (NSF) authorization bill, which the Committee on Science and Astronautics has approved, is a sound proposal and merits our general support. This measure provides the means for continuing our nation's leadership in science and technology. The research, both basic and applied, which the current bill sup- ports will set the stage for dividends which we will collect for many years to come. In this regard we believe that there is no more urgent national pri- ority today than the expeditious resolution of our energy shortcomings. The problem permeates virtually every sector of our economy and daily lives. Our response must meet the challenge. The energy chal- lenge warrants no less than a maximum effort. For this reason we take exception to the Committee's reduction of funding for NSF programs largely devoted to research into solving the energy problem. This is anomalous since with its arsenal of talent and knowledge the NSF should be in the vanguard of this effort. In particular we are concerned with a cut of $9.8 million in funding for Research Applied to National Needs (RANN). Almost two-thirds of the RANN budget is earmarked for programs designed to cope with the energy problem. The amount originally requested for RANN in FY 1975 was $148.9 million. This figure was first reduced to $144.6 million and then to $139.1 million. The FY 1974 RANN allocation was only $75.1 million. In terms of absolute dollars, the increase is of course significant. But is it enough to meet the challenge? We believe not. Furthermore, the funding for Scientific Research Project Sup- port (SRPS) was cut by $9.7 million, i.e., from $363.7 million to $360.0 million and finally to $354.0 million. SRPS also participates signifi- cantly in research aimed at increasing our energy supply. The FY 74 RANN allocation was determined before the energy crisis was fully appreciated. Hence it was unrealistically low. It would be self-deceptive to measure our progress by the mere statistical in- crease in its allocation. We should focus on providing the funds neces- sary to do the job at hand today. After years of inattention to the loom- ing energy problem an accelerated effort is needed here. RANN serves as an important bridge between NSF's basic research programs and the implementation of this research in solving current practical prob- lems. It is the focal point for transforming impersonal graphs, charts, and reams of numbers into lower power costs, stabilized employment, and the preservation of our high standard of living. In our opinion, to economize here is shortsighted and imprudent. After years of support- ing basic research, the American taxpayer now deserves a full return (135) 136 on his investment. It would take great temerity to suggest he deserves anything less. At the same time the committee reduced RANN's allocation below the amount requested, it proceeded to increase the funding of two other areas above that request, viz., Graduate Student Support by $0.5 mil- lion and Science Education Improvement by $7.5 million. While both these areas deserve our support, the needs in these areas have remained relatively stable as compared with the need for immediate energy re- search. We believe the allocation of funds requested of Congress for FY 1975 represented an optimal distribution. It is imperative that Congress provide the leadership, direction, and perseverance necessary to resolve our energy problems. The gas lines may return as rapidly as they disappeared. We are apprehensive that a reduction in research directed toward solving our energy problems may be interpreted as indicating either that Congress' concern with this topic is ebbing or that the Congress no longer believes the prob- lem serious. Either inference would be erroneous. While the average citizen may lose sight of the energy shortage as the gas lines dis- appear, Members of Congress have too good a perspective to allow them to minimize the seriousness of the problem. If Congress fails to maintain the momentum in solving the energy shortage, it will likely founder. We are also concerned that the $9.8 million reduction for RANN may have a more pervasive impact than generally appreciated. Federal funds often are matched by private funds in a given project to under- write an effort much greater than otherwise possible. Federal funds also provide the seed money by which new ideas can be investigated. Thus, a cut in Federal funding can trigger a domino effect whose im- pact will reach far and wide. Because of this the effect of the $9.8 million cut could be significant. Its importance is not limited to the amounts involved, but rather to the psychology of appearing as though the energy problem or the drive for self-sufficiency is no longer im- portant. We appreciate the danger of trying to infuse too much money into a program too early; that is, before the money can be profitably spent. This is not the situation with RANN. In hearings before the Subcom- mittee on Science, Research and Development it was stated that worth- while programs were ready for pursuit which would require the full request of $148.9 million. The bill as approved by the Full Committee allocates $139.1 million to RANN. The energy crisis was thrust upon our nation after years of in- attention and will be resolved only after years of dedication. Our be- lated start means that we must capitalize fully on the scientific knowl- edge already discovered as well as pushing toward new ideas. After years of sowing money in scientific research it is foolish to skimp on harvesting the rewards. Efforts like RANN are pivotal in transform- ing abstract scientific principles into concrete, everyday benefits and should be given the fullest support. ALPHONZO BELL, GEORGE E. BROWN, Jr. Calendar No. 819 93D CONGRESS SENATE REPORT 2d Session No. 93-848 NATIONAL SCIENCE FOUNDATION AUTHORIZATION ACT OF 1975 MAY 15, 1974.-Ordered to be printed Mr. KENNEDY, from the Committee on Labor and Public Welfare, submitted the following REPORT [To accompany S. 3344] The Committee on Labor and Public Welfare, to which was referred the bill (S. 3344) to authorize appropriations for activities of the Na- tional Science Foundation, and for other purposes, having considered the same, reports favorably thereon with an amendment and recom- mends that the bill as amended do pass. I-SUMMARY The purpose of S. 3344, as amended by the Committee, is to author- ize appropriations to the National Science Foundation for fiscal year 1975 in the amount of $829,800,000, and in foreign currencies which the Treasury Department determines to be excess to the normal re- quirements of the United States, $5,000,000 for fiscal year 1975. II-BACKGROUND To insure the continued strength and well-being of science in the United States, the National Science Foundation enabling legislation provides a broad Congressional mandate for support of basic and ap- plied research in all areas of science. Scientific research, both basic and applied, extends the frontiers of science and provides the new know- ledge that will eventually permit the United States to conquer not only technological problems, but also the social and economic challenges that confront the nation. The National Science Foundation is the only Federal agency charged with the responsibility of maintaining the health of U.S. Science. Its grants, contracts and facility support are designed to meet the diversified needs of U.S. Science and to be 33-362 0 LIBRARY 2 3. sive in identifying problems of national concern. Equally significant problems of national concern, for initiatives aimed at solving our are the Foundations science education programs which are designed energy crisis, and to maintain an adequate level for science education not only to improve the effectiveness of science education at all aca- and institutional science support necessary to sustain the science edu- demic levels but to enhance science literacy and provide the scientific cation and research roles of academic institutions. Based upon a care- and technical manpower SO vital to our country's future. ful and thorough review of the hearing record, and recognizing the For fiscal year 1975, the Administration request to the Congress past accomplishments and achievements of the National Science provided $788.2 million in new funds for the National Science Foun- Foundation, the Committee urges the adoption of S. 3344, as amended. dation. This request included $5 million in excess foreign currencies In formulating S. 3344, the Committee considered the many factors and was $142.1 million above the budget request submitted for fiscal that have and will continue to influence the Foundation during the year 1974. On April 3, 1974, Senator Dominick introduced S. 3299, a coming year. One of the single most important elements to be con- bill that incorporated the Administration's FY 75 budget request for sidered is NSF's expanded role in energy research and technology. For the National Science Foundation. fiscal 1975, the Foundation has requested a total of $252.6 million for The Special Subcommittee on the National Science Foundation held energy-related research. This request includes $136.5 million that is a hearing on S. 3299 on April 5, 1974. Testifying in support of the a part of the President's regular budget request and $116.1 million in Foundation's FY 75 budget request were the following officials of the additional energy research support that was submitted as part of the NSF: Dr. H. Guyford Stever, Director; Dr. Raymond L. Bisplinghoff, President's Budget Amendment for energy. The energy amendment Deputy Director; Dr. Alfred Eggers, Assistant Director for Research was the result of an Executive Branch Study of the future energy Applications; Dr. Edward C. Creutz, Assistant Director for Research; needs of the United States, and it is significant to note that this $116.1 Dr. Lowell Paige, Assistant Director for Education; Dr. Thomas B. million energy amendment builds, to a large degree, upon existing Owen, Assistant Director for National and International Programs; NSF research programs. and Mr. Thomas E. Jenkins, Assistant Director for Administration. The Foundation's $252.6 million energy request includes $101.8 mil- The Committee also heard testimony from public witnesses, including: lion for direct energy research and facility support, and an additional Dr. Philip Handler, President, National Academy of Sciences; Dr. $150.8 million in indirect or supporting energy programs. The direct Donald F. Hornig, President, Brown University, representing the energy research is concentrated in the Research Applied to National Association of American Universities, the National Association of Needs (RANN) program, while the vast majority of the indirect or State Universities and Land Grant Colleges, and the American Coun- supporting energy research will be undertaken under the Foundation's cil on Education; and a panel of science educators, Professor Richard basic research project support program. Of the $101.8 million re- Wright, Biology Department, Gordon College, Wenham, Massachu- quested by the Foundation for direct energy research $93.4 million setts, Professor Jane C. Belcher, Professor of Ecology, Sweetbriar will be used by the RANN program. RANN's direct energy budget College, Sweetbriar, Virginia, and Mr. Miles Fisher, Executive Secre- will include $72.3 million for research in renewable energy resources, tary, National Association for Equal Opportunity in Higher Educa- such as solar and geothermal energy, and $12 million for the excep- tion. In addition to the testimony presented during the hearing, the tionally important area of energy conservation. In the Scientific Re- National Science Foundation also supplied references for the Record search Project Support Program, the Foundation requested $11.1 to a series of questions submitted by the Committee. million for basic research in energy related areas that have the poten- Based on the information obtained during this hearing, Senator tial for helping to solve the nation's energy problems. Another area Edward Kennedy introduced S. 3344 on April 10, 1974. This bill that this committee believes to be vital to our energy effort is a care- called for an authorization of $855.3 million, including $5 million in fully coordinated study of the environental effects of energy, and excess foreign currencies. This authorization level was $67.1 million $30.5 million is included in the FY 75 budget request for this purpose. greater than the Administration request. This committee has long considered energy research to be an im- At an Executive Meeting of the Special Subcommittee on the Na- portant element of the Foundation's total scientific research program. tional Science Foundation on May 2, 1974, Senator Dominick offered During the Second Session of the 92nd Congress, for example, this an amendment in the nature of a substitute to S. 3344. The substitute committee increased significantly the level of support for the RANN contained an authorization of $834.8 million for the Foundation's pro- program, saying that "this increase will permit the Foundation to grams in fiscal 1975. The substitute was unanimously accepted by the significantly augment its support of energy and related technology, Subcommittee and S. 3344 as amended was unanmiously reported to particularly in solar, geothermal and other unconventional energy the full Committee on Labor and Public Welfare by a roll call vote sources." It is especially important that NSF continue and expand of all seven members of the Subcommittee. On May 13, 1974, the Com- its efforts in the energy area at this time, and the Committee welcomes mittee on Labor and Public Welfare ordered S. 3344 as amended the substantially increased budget request for the Foundation's FY reported favorably to the Senate. 75 energy program. The $252.6 million requested for FY 75 compares The authorization contained in S. 3344, as amended, will permit the with the estimated $114.7 million being obligated in fiscal 74. The National Science Foundation to continue to provide essential support committee has authorized and strongly endorses the full budget for basic research in the science disciplines, for research focused on request for energy related research. 4 5 The committee notes, however, that more than 50 percent of the in- crease is for energy related research and virtually all of the remainder mittee recommends a $9.9 million increase in the Oceanographic Fa- is for increased support for basic research in the science disciplines. cilities and Support element of the National and Special Research Programs, including an $8.0 million minimum for ship construction/ While the committee agrees with the need for this additional energy conversion. Such an increase would provide for the construction of two related and basic research and is satisfied with the proposed program for these purposes, it also believes that it is in the national interest to new oceanographic vessels and $1.9 million to cover the rising cost of fuel for the oceanographic vessel fleet. In view of the significance of provide new authorization for problem focused non-energy related the oceanographic program to the world's environmental problems, activities of the Foundation that did not receive the benefit of addi- and the increasing importance of the sea's resources, the Committee tional funds for fiscal 1975. Therefore, after comparing the line item believes that the added investment in oceanography will result in fu- requests for FY 75 that the Foundation submitted to the Office of ture benefits to the nation. Management and Budget, the Committee authorized an additional In meeting its statutory responsibilities for maintaining U.S. $46.6 million to meet the urgent requirements of these other NSF strength in all fields of Science, the National Science Foundation has programs. supported a range of social sciencé research activities. The responsibili- The Foundation had requested $703.45 million from the Office of ties in this area were clarified by the 1968 amendments to the NSF Management and Budget for FY 75. To meet the energy crisis, the Act. Since the solution to a growing number of domestic problems OMB increased the NSF budget request by $84.75 million, primarily depends upon the wise utilization of a combination of social, physical in the RANN energy area and in the energy related basic research and environmental sciences, this committee urges the National Science area. The RANN request increased from $82 million to $148.9 million Foundation to maintain a strong posture on the social sciences. to handle these energy initiatives; the Scientific Research Project In its report on the National Science Foundation Authorization for Support request grew by $30.7 million to $363.7 million. To offset some fiscal 1974, the Committee expressed interest in the development of this increase, the OMB reduced other areas of the Foundation's of the Very Large Array (VLA) Telescope for Radio Astronomy. budget by a total of $19.8 million. To enable the Foundation to main- The Committee felt this project should be continued, even if a limited tain an effective program of research, science training, and other sci- appropriation required a modification of the construction schedule. ence support requirements, the Committee has restored most of these The FY 74 appropriation amounted to $5 million, exactly half of the cuts. budget request, but for fiscal 1975, the Foundation has requested $13 The committee is especially concerned that in the area of science million to place the construction of this telescope back onto an accel- education, the budget cuts would be detrimental to the continuation of erated schedule. The committee still maintains its views on the im- some of the Foundation's important and widely respected programs. portance of the VLA and has authorized the full budget request. As a result, the Committee increased the authorization in areas gen- As a result of the Reorganization Plan No. 1 of 1973, the Director erally related to science education by a total of $24.9 million and, in of the NSF appeared before this committee for the first time in his addition, included language in the bill that would require the Founda- capacity as the President's Science Advisor. In this role, the Director tion to adhere to a stated minimum in certain of these programs. is responsible to advise and assist the President, and the agencies in At the same time, the Committee authorized an additional $11.8 the Executive Office of the President, on matters involving science million for the RANN program to be used in non-energy related areas. policy and to act as the President's representative in various interna- Concern was expressed by some members of the Committee that these tional scientific and technological activities. To support him in this non-energy related RANN programs were barely holding their own new capacity, the Director has established two new offices at NSF, the when compared with the fiscal 1974 request and in some instances they Science and Technology Policy Office (STPO) and the Office of have been reduced. One area of special concern to the nation, and a Energy R&D Policy Research. STPO exists to provide the analytical subject that this committee has long advocated, is the improvement of basis for policy formulation for the science Advisor and the FY 75 the Earthquake Engineering program. Last year, the Committee program will reflect the needs for detailed studies and analyses to sup- stipulated that at least $8 million be spent in this program for FY 74. port the development of policy options and possible program initia- While the Foundation has requested $8 million for earthquake engi- tive. The Energy R&D Policy Office, which was, established on Au+ neering in the FY 75-budget, the Committee has again included a gust 3, 1973, will assemble and mobilize a wide range of information minimum that would require this level of activity for FY 1975. The and advice in energy related matters, furnishing the Director with NSF earthquake engineering program is unique and represents the the capacity to respond to requests for policy analysis of energy issues. only Federal program aimed at finding practical engineering methods NSF has requested $1.5 million for FY 75 for STPO and $4.5 million for constructing earthquake resistant structures that can withstand for the Energy R&D Policy Office. In supporting this request, the earthquakes. Solutions of this nature are absolutely essential if this Committee urges the Director to continue to make his voice heard as nation hopes to minimize the loss of life and property that accompany Science Advisor in the discussions impacting on national science policy earthquakes, especially in light of the recent population increases in at the highest level of government. earthquake prone sections of the country. Finally, the Committee continues to be deeply concerned with the To continue an orderly replacement program for outdated research effects of inflation on the scientific research community. Inflation has vessels and to provide authorization for increasing fuel costs, the Com- reduced the effective support level of U.S. research efforts. Since FY 6 7 1967, there has been a 22% decline in constant dollars in the amount of Federal support for scientific research. This has worked a particu- nological progress. This research encompasses the broad areas of re- lar hardship on NSF and academic science and represents an incon- search that are related to energy resource development and utilization. sistent posture on the part of the Federal government in its treatment It includes, for example, ecological studies dealing with the impacts of of research and development support. Federal agencies with in-house energy resource development and utilization, engineering and mate- laboratories have been able to compensate for inflation by means of rials research on matters related to energy technology and chemistry, salary, instrument and facility budget allowances. NSF has not been physics, and a broad spectrum of other research on fundamental proc- able to take advantage of this situation since it has no in-house re- esses which must be better understood to make major advances in the search capability and the Administration has refused to take the esca- energy area over the long term. Energy-related economic studies are lating costs of operating academic research laboratories into account also an important element of this total integrated research effort. in the NSF budget. The Committee strongly believes that unless NSF These efforts complement the research under Research Applied to takes inflation into account in the development of its program, the National Needs which is designed to develop techniques for the prac- hampered. Nation's capacity to produce quality scientific research will be severely tical application of solar and geothermal energy and to explore the feasibility of utilizing other nonconventional energy sources and the III-NATIONAL SCIENCE FOUNDATION PROGRAMS science manpower training efforts in energy related fields which are [Fiscal years) included in education. National and special research programs National Science Foundation request Actual, fiscal year 1973 $103,268,869 1975 Committee Estimate, fiscal year 1974 91,600,000 1974 appropriation recommendation, Estimate, fiscal year 1975 94,700,000 program request 1975 These are major research programs that have as a chief character- Scientific research project support National and special research programs $291,294,617 $363,700,000 $363,700,000 istic one or more of the following: they are heavily involved with National research centers 91,600,000 84,800,000 94,700,000 Science info activities 42,500,000 52,500,000 52,500,000 research dealing with global environmental issues such as air-sea in- International cooperative scientific activities 8,000,000 5,000,000 5,000,000 Reasearch applied to national needs 6,400,000 8,000,000 teraction, global weather, ocean circulation patterns; they require co- Intergovernmental science and research utilization 75,100,000 8,000,000 148,900,000 1,000,000 160,700,000 ordinated efforts on a national or international scale; or they address Institutional improvement for science 1,000,000 10,000,000 3,000,000 Graduate student support 3,000,000 12,000,000 special science problem areas. For example, the U.S. Antarctic Re- Science education improvement 13,000,000 12,700,000 67,500,000 17,000,000 Planning and policy studies 61,400,000 71,000,000 search Program, the Arctic Research Program, the Ocean Sediment Program development and management 2,600,000 2,700,000 2,700,000 31,660,000 Coring Program, and the International Decade of Ocean Exploration 39,500,000 39,500,000 Subtotal, science and education appropriation involve extensive international coordination and cooperation in the Special foreign currency appropriation 640,654,617 783,200,000 829,800,000 5,657,879 5,000,000 5,000,000 planning and conduct of the research, as well as extensive interaction Total 646,312,496 788,200,000 with other U.S. Government agencies. 834,800,000 Two of the programs, Science and Technology Policy Research A brief description of each of the programs set forth in the adminis- ($1,500,000) and Energy R&D Policy Research ($4,500,000) directly tration's budget request follows below support the Director of the National Science Foundation in his role as the President's Science Adviser. Scientific research project support Highlights of these programs include: Actual, fiscal year 1973 An amount of $4,000,000 is included for the Global Atmospheric Estimate, fiscal year 1974 $277,252,364 Research Program (GARP). This is an international, interagency, Estimate, fiscal year 1975 291,294,617 363,700,000 and multidisciplinary research effort designed to improve the capa- This is the core research support activity of the Foundation. It in- bilities of making long range weather forecasts. The National Ocean- cludes research in all fields of science-physical, environmental, bio- ographic and Atmospheric Administration is the lead agency for co- logical, materials and social sciences, and engineering. The research is ordination of the program, and NSF has responsibility to insure conducted mainly through academic institutions and nonprofit research effective participation by university scientists in the program. The firms and other for-profit institutions. institutions with a small but increasing participation by industrial major part of the FY 1975 funds will be used to support studies of the physical processes in the troposphere and stratosphere, in order Over one-third of the total or $130,100,000 is for research which now to gain a better understanding of the transient behavior of the shows potential of making a contribution to long term solutions of atmosphere. energy problems. This includes multidirectional research in the science The budget includes $1,000,000 for the Experimental R&D Incen- disciplines to find answers to some fundamental questions already tives program (RDI). Emphasis will be placed upon monitoring, man- identified as well as research to develop the resource of new basic aging, collecting data and evaluating experiments that were fully knowledge that will be needed to help solve unknown barriers to tech- funded in FY 1973 and FY 1974. 8 9 These experiments have a life of 3 to 5 years. They involve tests of the renewable and nonrenewable resources in the Antarctic area. various things the Federal government can do to accelerate the appli- These studies will lead to an understanding of the influences of the cation of new scientific and technical results. In FY 1975, the focus will be on evaluations of the results of experiments previously funded Antarctic area on the earth's environment. The program is designed to maintain an effective U.S. presence in Antarctica. and on comparative and evaluative studies of on-going programs of NSF and other agencies that impact on the innovation process. Continued emphasis is being provided for Oceanographic Facilities and Support. This program is designed to provide ships and other The National R&D Assessment program is budgeted at $3,000,000 specialized facilities required for academic oceanographic research for FY 1975. During its first 2 years it has supported studies that activities not only in deep ocean areas but also in continental-shelf, analyzed (1) patterns of R&D technological innovation, (2) the in- coastal and estuarine regions and in the Great Lakes. These facilities centives and decisions that underlie those patterns, (3) the implica- contribute to the Nation's marine program by sustaining an impor- tions of alternative options on future patterns of R&D technological tant research and training capability in the Nation's universities. The innovation. The FY 1975 program will begin to capitalize on these program also promotes shared use of facilities through the academic earlier efforts and will attempt to provide a framework of knowledge community cooperative organization entitled "University National within which decision-makers may consider various policy options and Oceanographic Laboratory System (UNOLS). The authorization their likely consequences. for this program totals $24,900,000, or $7.0 million above the FY 1974 An amount of $15,500,000 is included for the International Decade level. of Ocean Exploration (IDOE). The U.S. participation in the pro- National research centers gram is planned, managed, and supported by NSF. The program is the Actual, fiscal year 1973 $39,750,000 major thrust of the Intergovernmental Oceanographic Commission's Estimate, fiscal year 1974 42,500,000 Long-term and Expanded Program of Oceanic Exploration and Re- Estimate, fiscal year 1975 52,500,000 search. Research projects are designed to improve understanding of The NSF provides support for the development and operation of five the influence of the oceans on man's activities and his impact on the National Research Centers which have been established to meet na- marine environment. Included are major research efforts to provide a tional needs for research in specific areas of science. These areas of scientific basis for improved environmental forecasting and to de- research require facilities, equipment, staffing and operational support velop the knowledge applicable to an ocean monitoring system for use beyond the capabilities of separate institution and which could not in predicting conditions in the oceans and atmosphere. appropriately be provided to a single institution. During FY 1975, drilling and coring of oceanic sediments and These centers are operated and managed by non-profit organizations rocks will continue under the Foundation's Ocean Sediment Coring under contract with the National Science Foundation. Program with drilling sites planned for the Atlantic Ocean and A brief summary of each of these centers follows. Mediterranean Sea. The sites planned for FY 1975 involve areas not The National Astronomy and Ionosphere Center (NAIC) is budg- previously drilled as well as those where prior drilling has indicated eted at $3,300,000. The major instrument at this facility which is lo- the potential for particularly significant new knowledge. This is in- cated in Puerto Rico, is a fixed 1000-foot-diameter radio-radar tele- creasing international interest in the program and preliminary nego- scope that is used both for transmitting and receiving radar signals, tiations are being explored for increased international participation. and for observing the natural radio emissions of distant celestial The budget includes $11,000,000 for this program. bodies. Research will include studies of the radio spectrum of mole- The Arctice Research Program will give emphasis to the Arctic Ice cules, atoms and radicals in interstellar clouds of gas and dust, and of Dynamics Joint Experiment (AIDJEX). This is a multidisciplinary complicated photochemical and dynamical processes of the upper at- international effort to investigate the dynamic response of the pack mosphere. Radar observations will be used to refine the values of the ice and the underlying ocean to the forces exerted by the atmosphere. orbital parameters of planets. There will be continued investigations Other research being stressed is analysis of data gathered as a part of of the radiating mechanisms of pulsars. a 5-year Tundra Biome Project, studies on high-latitude solar-ter- Funding in the amount of $7,800,000 is included for the Kitt Peak restrial effects as well as earth sciences and glaciology studies. An National Observatory (KPNO) in Arizona. This observatory supports amount of $3,500,000 is included for this program. research in stellar, solar, and planetary astronomy by providing opti- Support totaling $25,800,000 is included for the U.S. Antarctic cal instrumentation for use by the U.S. scientific community. The in- Research Program. This amount includes logistic support totaling strumentation includes telescopes, auxiliary equipment, and the neces- nearly $17,000,000 which is provided by the U.S. Navy on a reimburs- sary support services for the conduct of research by visiting scientists. able basis. Research emphasis will be placed on (1) investigations of A new 4-meter (aproximately 150") telescope became operational in the physical and biological characteristics of the continent and its FY 1974. Examples of research conducted at this Center include the surrounding seas; (2) studies directed toward understanding the role mapping of magnetic fields and motions of gases in the regions of the of Antarctica in global climate variations and weather prediction; sun; studies of the structure, chemical constituents, and radiation (3) basic scientific investigations such as upper atmospheric physics, characteristics of planetary atmospheres; and studies on the origin and tectonics, terrestrial biology, and paleontology, and (4) evaluation of evolution of stars and stellar systems. 10 11 The budget includes $3,000,000 for the Cerro Tololo Inter-American In fiscal year 1975, final support is planned for that part of the na- Observatory (CTIO) in Chile. This facility provides astronomers tional informations systems program dealing with abstracting and with a major optical observatory in the Southern Hemisphere. The indexing systems as well as for work leading to the adoption of na- new 4-meter telescope, identical to the recently dedicated 4-meter on tional abstracting standards. Kitt Peak, Arizona, will become fully operational in FY 1975. It will be the largest telescope in the Southern Hemisphere and will enable International cooperative scientific activities CTIO to carry forward new investigations of nebulae, quasars, pulsars Actual, fiscal year 1973 $4, 684, 113 and remote extragalactic objects. Estimate, fiscal year 1974 6,400,000 An amount of $20,500,000 is included for the National Radio As- Estimate, fiscal year 1975 8,000,000 tronomy Observatory (NRAO). This observatory provides radio tele- The amount of $8,000,000 included for this program in fiscal year scopes, auxiliary equipment, and support services to enable qualified 1975 will enable NSF to provide increased support for 17 bilateral scientists to conduct advanced research on celestrial radio sources at research and exchange programs. Expanded programs of science co- various wavelengths throughout the radio spectrum. Of the amount operation are planned with various countries including the U.S.S.R., requested, $13,000,000 is included to continue construction of the Very France, and others. In addition, there will be growth in cooperative Large Array (VLA) radio telescope which, when completed, will pro- vide radio astronomers with the most advanced instrumentation ca- efforts with Japan and other Pacific nations. Through such agreements pable of significantly increasing sensitivity and resolution in radio and programs, the U.S. and foreign scientists are provided opportuni- ties to do research on scientific problems whose solutions may be ac- astronomy. celerated through collaborative efforts. The Foundation has lead The Foundation plans to support the National Center for Atmos- pheric Research (NCAR) in Colorado at a level of $17,900,000 in FY agency responsibility for many of the areas approved under United 1975. The mission of the Center is to plan and conduct, in cooperation States-U.S.S.R. Agreement for Science and Technology. with universities and other scientific organizations, atmospheric re- Increased funding for fiscal year 1975 will be used to support a spe- search programs requiring large scale coordinated efforts and facilities cial program in international cooperation in the field of energy re- beyond the capabilities of single university departments, and to pro- search and development. The Foundation will also provide support vide facilities and logistic support to the atmospheric sciences pro- to the National Academy of Sciences for operation of selected U.S. gram of universities. The major facilities include scientifically instru- National Committees that are important for effective U.S. participa- mented aircraft, field observing equipment, a powerful computer tion in non-governmental international scientific activities. Included capability to support atmospheric research, and the National Scien- in this program is $1,000,000 for the annual U.S. share of support tific Balloon Facility in Texas. In fiscal year 1975, research will con- for the International Institute for Applied Systems Analysis. tinue on the development of a numerical model of global circulation Research applied to national needs that takes into account ocean-atmosphere interactions, stratospheric circulation and the effects of major mountain ranges. Emphasis will Actual, fiscal year 1973 $69,887,314 also continue on a long-term program to produce a three-dimensional Estimate, fiscal year 1974 75,100,000 model of the sun's outer atmosphere. Estimate, fiscal year 1975 160,700,000 An amount of $160,700,000 is included for the Research Applied to Science information activities National Needs (RANN) program, to support five major program Actual, fiscal year 1973 areas: Energy Research and Technology; Environmental Systems $8,464,408 Estimate, fiscal year 1974 8,000,000 and Resources; Advanced Technology Applications; Social Systems Estimate, fiscal year 1975 5,000,000 and Human Resources; and Exploratory Research and Problem Assessment. The program for fiscal year 1975 includes $5,000,000 for projects to The RANN program is designed to focus U.S. scientific and tech- develop and improve information systems and services to promote the nical resources on selected problems of national importance, with the dissemination of scientific information and to help scientists and others objective of contributing to their practical solution. An important obtain and use the results of worldwide scientific research. This goal purpose of RANN is to shorten the lead time between the discoveries is pursued by supporting activities whose results can be applied to of science and their application in meeting the Nation's needs. RANN improve and extend science information services provided by Govern- provides a key bridge between the Foundation's basic research and ment agencies, scientific societies, colleges and universities, and pri- education programs and the development and operations programs of vate organizations. Support is limited to projects of national signifi- the Federal mission agencies and other elements of the user com- cance that cannot be successfully conducted by private organizations munity, including State and local governments and private industry. without Federal support. During fiscal year 1975, increased support A major emphasis in all program areas of RANN is research utiliza- will be provided for research to develop improved user-responsive tion, and special emphasis is being placed on efforts to move RANN computer information networks and to assess the operational implica- results into the public and private sectors in FY 1975. tions of new technology upon individual and organizational users will The principle emphasis of the RANN program currently is placed also be supported. upon three major problem areas. These are Energy, the Environment, 13 12 Intergovernmental science and research utilization and Productivity. Applied research in each of these areas builds upon the results of exploratory research and problem assessments under- Actual, fiscal year 1973 $997, 733 taken to determine the need for more intensive study and the appli- Estimate, fiscal year 1974 1,000,000 Estimate, fiscal year 1975 3,000,000 cability of science and technology in meeting national needs. Energy Research and Technology-The National Science Founda- The sum of $3,000,000 is included for this program to provide sup- tion's program for FY 1975 includes a major research effort to find port for efforts designed (1) to aid State and local governments to ways to make practical application of solar and geothermal energy. increase their capability to employ science and technology effectively It also includes studies designed to explore the use of other non- and (2) to formulate policies, procedures and programs for the dis- conventional energy sources, such as wind energy, ocean thermal semination and utilization of research results from the Foundation's gradients, and others. A major thrust is focused on the application of RANN program. The program plays a significant role in understand- solar energy to the heating and cooling of buildings. Other highlights ing and analyzing the implications of various science and technology include efforts to find more efficient ways to utilize conventional energy policies. resources such as coal, shale deposits, and others; systems analysis Institutional improvement for science studies to access alternative energy systems and public policy options; and a variety of studies dealing with energy conversion and storage, Actual, fiscal year 1973 $9,101,767 Estimate, fiscal year 1974 10,000,000 energy and fuel transportation and energy systems. Another area of Estimate, fiscal year 1975 12,000,000 emphasis is research to increase engine fuel economy and cycle The $12 million is included for this program. This will provide for efficiency. a continuation of the Institutional Grants for Science Program and Environment-RANN environmental research activities are focused Institutional Grants for Research Management Improvement. on four major areas: A concerted research effort to determine the environmental Graduate student support effects of energy utilization; Actual, fiscal year 1973 $15, 308, 895 Efforts to improve the Nation's overall ability to effectively Estimate, fiscal year 1974 13,000,000 manage the environment; Estimate, fiscal year 1975 17,000,000 Research focussed on alleviating threats to the natural envir- The authorization provides $17 million for Graduate Student sup- onment; and port for FY 1975. These competitive 3-year fellowships are designed Research to mitigate threats to the man-made environment. to insure that the Nation's most talented science students will have an In fiscal year 1975, research will focus on determining the effect of opportunity to pursue science careers in disciplines of their choice. It energy extraction, conversion, and use on the natural environment. also makes provision for postdoctoral fellowships and science man- This program, based on previous RANN research, is also an impor- power training. tant element of the total Federal energy effort. Research will focus on Science education improvement strengthening the scientific basis for implementing emerging Fed- eral and State land use legislation, understanding and correcting the Actual, fiscal year 1973 $46,924,510 Estimate, fiscal year 1974 67,500,000 effects of waste discharges in estuarine areas and on studies that can Estimate, fiscal year 1975 71,000,000 provide information to local decision-makers concerned with the im- Funds in the amount of $71,000,000 are included for the Science pact on the environment of various urbanizing activities. Weather Education Improvement activity. This activity provides support for modification research will continue to develop improved understand- programs that are designed to increase educational efficiency, help pro- ing of extreme weather phenomena and studies of the social and eco- vide the essential number and variety of trained scientists and engi- nomic aspects of weather modification will be stressed. neers, and provide science training that will enable the non-scientist Research in trace contaminants will provide important data on the to function confidently both as a worker and as a citizen in our science environmental and human consequences stemming from mining, man- and technology-intensive society. The NSF programs for fiscal year ufacturing, use and disposal of selected potentially or overtly toxic 1975 aim directly at the achievement of these goals. metals and synthetic organic compounds. In addition to continuation of previous energy related efforts, Productivity-The RANN program for FY 1975 gives continuing $1,400,000 has been added in FY 1975 specifically for two types of strong support for various studies related to productivity. This in- energy related projects, one involving technician education and the cludes research efforts aimed at improving advanced industrial process- other visiting foreign scholars. ing technology, including enzyme technology; finding ways to increase Within the FY 1975 total, special attention has been given to the the speed and cost effectiveness of underground excavation technology; specific programs within the Science Education Improvement activity and developing earthquake engineering technology to make it possi- for which increases were mandated by the Congress for FY 1974. The ble to design and construct earthquake resistant structures at reason- balance of the activity remains in an experimental stage, FY 1974 able costs. Another major objective is improvement in productivity in being the first full year of operation under the new goal-oriented the delivery of public services through the application of technology structure. to the operations of local government. 14 15 The FY 1975 program gives emphasis to A separate appropriation request of $5,000,000 for payment in The development of courses that will provide science training foreign currencies which are excess to the normal requirements of for careers as practioners as well as researchers; the United States is included. The activities supported in designated Projects aimed at providing to a broader range of students a countries under this program include cooperative scientific research basic understanding of how science works and gives special em- projects, seminars, and the travel of U.S. foreign scientists involved phasis to efforts to improving the problem solving skills of stu- in mutually beneficial efforts. It also provides for the procurement of dents at the elementary and secondary levels. translated foreign scientific literature, and related science activities. Experiments to improve the structure of education through the application of advanced technology. IV. ACTION BY THE COMMITTEE ON LABOR AND PUBLIC WELFARE Activities to improve the understanding by the public of the roles, potentials and limitations of science and technology. A. SUMMARY The Problem Assessment and Experimental Project subactivity The purpose of S. 3344, as amended by the committee, is to authorize is expected to identify new areas of concern for Science Education appropriations to the National Science- Foundation for FY 1975 Improvement. In addition to the above, the authorization provides for an increased emphasis for the Ethnic Minorities and Women in the amount of $834.8 million including $829.8 million for the Salaries Program. It also provides for a Faculty Fellowships Program and and Expenses Appropriation and $5.0 million in the Foreign Curren- continued strong support science teacher programs at the elemen- cies which the Treasury determines to be excess to the normal require- ments of the United States. tary and secondary school levels, a secondary school student train- ing program and various student originated studies and research B. ADDITIONS TO AUTHORIZATIONS AMOUNT REQUESTED ($46.6 MILLION) participation activities. The Foundation's authorization request for FY 1975 totaled $788.2 Planning and policy studies million including $783.2 million for its Salaries and Expenses Appro- Actual, fiscal year 1973 $1,689,870 priation and $5.0 million for its Special Foreign Currency program. Estimate, fiscal year 1974 2,600,000 This represents an increase of $142.1 million over the amount of $646.1 Estimate, fiscal year 1975 2,700,000 million that was authorized for the FY 1974 program. More than 80 An amount of $2,700,000 is budgeted for NSF Planning and Policy percent of this increase is for an accelerated energy research and tech- Studies. The objective of NSF's planning and policy studies activity nology effort and the remainder is almost entirely directed to support is to provide the factual data and analytical basis for sound decisions of basic research in the science disciplines. While the committee recog- leading to the development of improved policies and plans for the nizes the importance of accelerating energy research and technology advancement and utilization of science. The major elements of the pro- efforts in FY 1976 and the need to maintain strong support for basic gram are: (1) studies of science resources; (2) science planning and sciences, it is convinced that the Foundation's request fails to assign policy analysis; and, (3) program evaluation studies. proper priority to important nonenergy research areas. As a conse- Program development and management quence, the uneven growth pattern proposed by NSF will result in severe constraints and downward adjustments in programs which have Actual, fiscal year 1973 $28,619,198 repeatedly been assigned high priority by the Congress. Estimate, fiscal year 1974 31,660,000 Estimate, fiscal year 1975 39,500,000 The Foundation's request makes no provision for Institutional Grants for Science which was covered by a $10.0 million authoriza- All operating costs of the National Science Foundation, including tion minimum last year. This program is vitally important to more the management of the various program activities and the executive di- than 600 colleges and universities in all parts of the United States, rection and administrative management of the Foundation, are in- helping them maintain flexibility and balance in their federally sup- cluded in this activity. The amount requested, $39,500,000 is about ported science activities. Science Education Improvement and Gradu- 4.5 percent of the total fiscal year 1975 authorization of $834.8 million. ate Student Support, which were also activities covered by legislation Funds requested will provide for 1,370 positions, an increase of 180 minima last year, were budgeted for FY 1975 at levels below the FY over fiscal year 1974, primarily to manage a large increase in energy 1974 minima established by the Congress for these activities. The related research activities. A major part of the increase for this activity testimony of public witnesses before the committee confirmed the are funds to provide reimbursement of $2,618,000 to GSA for National importance and essential nature of NSF activities proposed for re- Science Foundation occupied space. This is the first year that agencies, duction or curtailment by the Administration in FY 1975 and the by law, must reimburse GSA for office space. committee believes that, if sustained, the Foundation's request would aggrevate an already serious problem brought about by abrupt changes Special foreign currency program in federal institutional and science education support. Moreover, the Actual, fiscal year 1973 $4,342,121 program, by not addressing nonenergy research needs, would slow Estimate, fiscal year 1974 5,657,879 5,000,000 the programs in many important areas of research, especially in the Estimate, fiscal year 1975 nonenergy areas of the Foundation's programs of Research Applied 16 17 to National Needs, Institutional Science Support, and Science Edu- growing importance of the sea and its resources require a strong cation Improvement activities. research and technology effort in oceanography. A modern cost- After careful review of the Foundation's authorization request and effective research fleet is an important element in this overall national evaluation of the statements made by the witnesses, who are recog- effort and the authorization recommended by the committee provides nized leaders in U.S. science, the committee recommends a FY 1975 for a continual, orderly replacement program for outdated research authorization of $834.8 million including $829.8 million for Salaries ships and shipboard equipment. and Expenses and $5.0 million for Special Foreign Currency. The 2. Research applied to national needs (RANN) specific increases above the NSF request are discussed in the follow- The Foundation requested an authorization totalling $148.9 mil- ing paragraphs. lion for the RANN program. This total included $93.4 for direct 1. National and special research programs energy research and technology activities. The RANN program has The Foundation requested $24.8 million for the 10 programs that brought U.S. scientific resources to bear on a number of nationally constitute the National and Special Research program activity. The important problems including energy, productivity, environment, and requested amount is $6.8 million below the FY 1974 program and is a range of technology assessment activities which have important im- representative of the imbalance in the nonenergy research portion plications for national policy. of the Foundation's proposed program for FY 1975. The committee The Committee recommends an authorization of $160.7 million, $11.8 recommends an authorized amount of $94.7 million or $9.9 million million above the amount requested by the NSF for this activity. more than the NSF authorization request for this activity. The Committee believes that sufficient amounts are included in the The committee has repeatedly called attention to the importance RANN budget request for an energy research effort which focuses of updating the academic research fleet needed for oceanography re- on conservation, conversion, production, and transmission, as well search. Of the 31 research ships in the fleet, 10 are more than 24 years as on the impact of energy production on the ecology and economies old. Two of these ships will be replaced by ships now under construc- of various regions. The Foundation's direct energy research and tech- tion as the result of mandatory language included in the FY 1974 nology support is concentrated in the RANN program. In view of Authorization Act. In spite of the urgency assigned to the task by the importance of this segmènt of the RANN program in terms of the Congress, the Foundation's program for FY 1975 did not make national policy and the achievement of energy goals, the committee provisions for the construction of replacement ships. High main- concurs with the Foundation's recommendations for a substantial tenance costs of the old vessels remaining in the fleet are further ag- expansion of its research and technology support for non-conventional gravating a situation already made critical by rising fuel costs. The energy sources. The amount of $93.4 million included in the Founda- following chart lists the ships in the research fleet which are candi- tion's RANN program for direct energy support is fully covered by dates for replacement: the authorization recommended by the committee, and the committee believes that this will provide for an effective level of support for REPLACEMENT OUTLOOK FOR ACADEMIC SHIPS, 20 PLUS YEARS OLD FY 1975. Length (feet) Age Planned replacement Particular interest with expressed by Senator Dominick in the sup- Ship port being given through the RANN program to research on shale Chain, Woods Hole 214 33 Oceanus, 1975. oil, both in terms of the technology used in the retorting and refining 180 30 Trident, Rhode Island 180 Prime candidates for replacement by process and in connection with the waste disposal problems involved. 30 Yaquina, Oregon State Agassiz, Scripps 180 30 unnamed Oceanus sister ship, 1975/76. The committee expects the NSF to participate fully in the develop- 197 51 Vema, Columbia Velero IV, Southern California 110 26 ment of adequate information on shale oil development, which is of Oconostota, Scripps 101 30 May be replaced in 1975 by Dolphin, a private donation to Scripps. such critical concern to the states of Colorado, Utah and Wyoming, 36 Kit Jones, Georgia 65 and which may prove to be of great benefit throughout the nation. Hoh, Washington 65 31 65 24 In other promising energy research areas, the committee believes Maury, Johns Hopkins the Foundation should increase its focus on wind energy, and on other The $9.9 million increase for the National and Special Research non-conventional energy sources such as ocean thermal gradients and Programs includes an $8.0 million minimum for ship construction/ ocean tides and waves as potential long term possibilities in this con- conversion. The committee also finds that unless provision is made nection, the committee urges the Foundation to use fully the resources for added fuel costs which have increased by approximately $0.15 of academic and other institutions engaged in the National Sea Grant per gallon to more than $0.35 per gallon in the past few months, Program of the Department of Commerce. there will be a sharp reduction in the number of ship-days at sea The committee is concerned, however, that the nonenergy areas of in FY 1975. Such a reduction would seriously curtail oceanography RANN are given insufficient attention in the fiscal 1975 budget re- research activities. The remaining increase of $1.9 million in the quest. The lack of an aggressive program on environmental problems, authorization recommended by the committee is to provide for the advanced technology applications, and a constrained technology additional fuel costs and the needed shore facility requirements. The assessment effort may seriously weaken the overall effectiveness of the 33-362 74 2 19 18 Foundation. The RANN program, over the past several years, has moving the designated scientific research results to user groups. Be- demonstrated that science and technology can-through focused cause this program shows great promise, the committee believes that it's time to move it out of the experimental phase. For the past several efforts-lead to improvements in municipal services, industrial proc- essing techniques, and environmental measurement and control sys- years, the funding level has remained constant at the FY 1975 request of $1.0 million. This year the committee recommends increasing the tems. It is important that research in nonenergy areas such as these authorization level for FY 1975 to $3.0 million. goes forward at a rapid pace, and it is the committee's intent that the increased authorization for the RANN program be made available for 4. Institutional improvement for science use in these important domestic problem areas. The Foundation's authorization request for Institutional Improve- In a time of inflation, the levelling out of funding of research in ment for Science was $3.0 million or $7.0 million below the FY 1974 the Social Systems and Human Resources program is unwise. We legislative minimum established for this activity. The reduction re- urge the Foundation to continue a vigorous and expanded program flects the elimination by the Administration of the institutional grants in this area to enable the nation to increase its understanding of an for science program. This program has provided flexible funds for ability to deal with the growing alienation that has characterized more than 600 colleges and universities in all regions of the U.S. SO much of recent American experience. that they might maintain an effective balance in their total scientific Furthermore, though the budget request does provide increasing activities. In testimony presented to the committee by the Foundation, funding for the Environmental Systems and Resources program, it it was learned that in its budget submission, NSF had requested $7.0 should be noted that almost all of the increase is directed to energy million for this program. OMB, however, denied the Foundation funds related problems. Our national commitment to dealing with the chal- for this activity. The committee disagrees with this action and concurs lenge of environmental problems must remain strong, and vogues in with the statement of Dr. Donald F. Hornig, of Brown University, national problems which cause us to sporadically redirect our efforts when he said that the elimination of this program would be a "serious and attention to meet the latest crisis do not imply that we have solved error in public policy." The committee acknowledges that this small the last one. Environmental problems cannot be dealt with in this way. amount of money is extraordinarily productive to a college or univer- They are not readily or easily solved, and can be expected to be with sity because of the flexibility it provides. This program is directly us for some time. A continuing national effort is essential and we responsive to language in the NSF Act of 1950 as amended which re- therefore recommend increased funding for this aspect of the RANN quires the Foundation to avoid undue concentration of its support and, program A third aspect of RANN's efforts, which we feel has been unjustifi- over the years, the institutional support program has provided assist- ance to many small colleges and universities that would otherwise not ably shortchanged in the NSF's fiscal 1975 budget request is Explora- receive NSF funding. In view of the importance of this program to tory Research and Problem Assessment, with particular reference to the nation's universities and colleges and its relevance to its achieve- the area of technology assessment. The budget request does not give ments of stated NSF objectives, the committee has established a mini- sufficient emphasis to the need for supporting the development of the mum of $12.0 million for the Institutional Improvement for Science concept of technology assessment and the technology assessments them- Program. selves. The requested $1.4 million is inadequate at a time when the Congress has recognized the national need for the assessment of tech- 5. Graduate Student Support nologies as vital to its own decision making process by creating a The Foundation requested $12.7 million for Graduate Student Sup- Congressional Office of Technology Assessment. port or $300,000 less than the amount authorized for this program in The Foundation should be significantly expanding its own effort in FY 1974. There has been a sharp reduction in the level of Graduate this area to assist and supplement OTA's efforts. We recommend a Student Support since FY 1971, when the Foundation's budget in- significant increase in funding for technology assessment in fiscal 1975, cluded $30.0 million for this program. This year the budget request and in subsequent years as well. This is vital to the long-range assess- is less than $13.0 million. The committee believes that the Foundation's ment of national needs and is clearly in the national interest. cutback may be an overreaction to temporary imbalances in the supply For fiscal 1975, the Foundation requested $8.0 million for earth- demand ratio for scientists and engineers. For example, according to quake engineering to find ways to design and construct earthquake the testimony of Dr. Philip Handler, President of the National Acad- resistant structures. The committee believes that it is essential that emy of Sciences, "there is no significant unemployment of Ph.D. scien- this level of funding be committed for this purpose in FY 1975, and tists in the U.S. today, in any discipline." In addition, in the field of therefore has established a minimum level for this effort in the full engineering there is a growing shortage with current unemployment amount of $8.0 million. levels estimated at about one-half percent on a scale where three per- cent is considered full employment. This further demonstrates the 3. Intergovernmental science and research utilization need to establish Graduate Student Support policy on the basis of long The Foundation's Intergovernmental Science and Research Utiliza- tion Program- has resulted in the implementation of a wide range of term national needs. It is essential that bright, young people continue innovative coordination mechanisms among Federal, State, and local to flow into scientific and technological careers in order to maintain the vitality and strength of U.S. science. The committee believes that government agencies and is proving to be an effective instrument for 20 21 Graduate Student Support should be based on the quality of the stu- committee recommends that the Foundation provide for a faculty dent and not on the temporary needs of the particular science disci- fellowships program in FY 1975 which is to be separate and apart pline. However, the committee believes that it is important to insure a from the proposed faculty research participation program. continuing pool of highly qualified scientists and engineers. It does not The Nation's small colleges and junior colleges have contributed believe that the Foundation's FY 1975 request meets this objective. significantly to the develoment of high quality science and engineer- To achieve this goal, the committee directs that not less than $17.0 mil- ing manpower. It is estimated that as much as 40 to 45 percent of the lion be devoted to Graduate Student Support by the Foundation in graduate student enrollment in science and engineering is made up FY 1975. of students who have received all or part of their undergraduate training in small academic institutions. These institutions have an 6. Science Education Improvement The Foundation requested $61.4 million for Science Education Im- important role to play in science education and the committee urges provement for FY 1975. This is a reduction of $6.1 million below the NSF to give these institutions careful consideration in implement- the legislative minimum established for this program in FY 1974. ing its science education programs in FY 1975. However, the effective reduction of the program on a comparable The committee has strongly endorsed the Foundation's program, basis with FY 1974 is $11.1 million since $5.0 million of the FY 1975 designed to stimulate outstanding high school students to pursue careers in science and to provide opportunities for undergraduate request represents a new effort for energy manpower resources. This decrease in science education support again reflects the im- students to participate in productive research. It has also encouraged balance in the Foundation's nonenergy support activities. To correct NSF to maintain strong support for student originated studies. All this imbalance, the committee has established a $71.0 million minimum these programs are scheduled for reductions in the program presented for Science Education Improvement activities. The $8.6 million in- to Congress. The recommended authorization which establishes a crease is based on the committee's belief that certain programs should minimum of $71.0 million for Science Education Improvement ac- tivities will insure that these programs and a range of these activities receive special attention by the Foundation. can be maintained at least at the FY 1974 level. The committee strongly urges the Foundation to expand its science education program for Ethnic Minorities and Women to a level of 7. NSF solar energy coordinating responsibility $8.1 million in FY 1975. Ethnic Minorities and Women represent a The committee has charged the Director of the NSF with the re- relatively untapped science and technology manpower resource. The sponsibility for the planning, coordinating, and directing the Fed- committee heard testimony from Mr. Miles Fisher, Executive Secre- eral Government's solar energy research programs. The Foundation tary, National Association for Equal Opportunity in Higher Educa- is uniquely qualified to carry out these responsibilities because of its tion, in which he noted the serious decrease in the amount of funds current lead agency role in this field and because of the perspective requested for the minority college program at the same time the pool that the Director of the Foundation has as the President's Science was being expanded to include minority institutions other than the Advisor. historically black colleges. The committee concurs with the Founda- In testimony presented to this committee, the Foundation demon- tion's action to insure that all minorities receive fair and equal treat- strated the rapid progress that is being achieved, under its direction, ment under this program. This expansion, however, will necessarily by university and industry teams to make widespread application of require an increased level of authorization and funding in FY 1975. solar energy a reality in the shortest feasible time. For example, solar Therefore, the committee strongly recommends that $8.1 million of energy heat augmentation systems have been installed in four schools the Foundation's Science Education Improvement program for FY located in different regions of the country Massachusetts, Minne- 1975 be devoted to this purpose. sota, Maryland, and Virginia. A transportable laboratory has been The committee also urges the NSF to maintain strong support for developed jointly with industry to collect solar energy data from all programs designed to improve the quality and effectiveness of science regions of the nation. This transportable laboratory will negate the teachers at the elementary and secondary school levels. The committee need for developing individual research facilities at different loca- does not agree with the position taken by the Foundation that sum- tions. Another major element of the Foundation's effort in the solar mer institutes aimed at upgrading the science subject-matter pro- heating and cooling of buildings area is the design and construction ficiency of teachers can now be phased out. Correspondence received of an experimental solar home laboratory by researchers at the Colo- by the committee indicates the opposite is true. Therefore, the Foun- rado State University. dation should take the necessary steps to reestablish and maintain Rapid progress is also being made in wind energy systems, another summer institutes specifically designed to enhance the subject matter element of the Foundation's solar energy program. The Foundation competence of the teachers. is in the process of bringing wind energy systems through the proof- The Foundation's budget request for FY 1975 discontinues the of-concept stage. These areas of the Foundation's solar energy pro- Faculty Fellowships Program which was funded at a level of $1.0 gram include bioconversion to fuel, photovoltaic conversion, solar million in FY 1974. Information provided the committee by outside thermal conversion, and ocean thermal conversion. The social, eco- witnesses and correspondence received by committee indicates that nomic, and environmental aspects of this approach represent another there is a clear need for a postdoctoral fellowship program. The major feature of the Foundation's comprehensive and systems ap- 22 23 proach to solar energy research and technology. This system's ap- from a combination of the growing skill of researchers and the in- proach, coupled with the Foundation's technology assessment effort creasing sophistication of research tools. and the rapid advances being realized under NSF leadership, are the Two years ago the National Academy of Sciences conducted a sur- motivating factors in the committee's determination to place the total vey of instrumentation needs in all scientific disciplines in a sample federal responsibility in the hands of the NSF Director. of large and medium-size universities. The accumulated backlog of Another important consideration in assigning this total federal co- instrumentation requirements was estimated in the hundreds of mil- ordinating responsibility to the Director of NSF is the success that lions of dollars. Failure to make provision for this need places an all- has already been achieved under NSF leadership in the solar energy too-real ceiling on the potential quality and quantity of the national research field. The Foundation's operating mode, which requires that scientific research endeavor, and the Committee urges the Foundation it utilize the capabilities of other Federal agencies, the academic com- to take this situation into account in preparing its budget for fiscal munity, and industry to carry out its programs, makes it uniquely 1976. well qualified for this coordinating role. It has already established Science information an effective means for coordinating these activities through the Inter- agency Panel on Terrestrial Applications of Solar Energy. The AEC, The Committee took careful note of the reduction in funding for NASA, and the NBS, HUD, Department of Interior, and other in- Science Information Activities included in the NSF's budget request. volved Federal agencies are members of the Panel, which is chaired In testimony before the Committee, the NSF took the position that by NSF. the information systems supported by the Foundation in the past The committee believes that the Foundation should continue its should be able to operate effectively without continued federal support effort in this area and concentrate especially on solar heating and and that selected dissemination activities should be supported by other cooling of buildings, on wind energy, and on other systems which Federal programs, rather than by the NSF. have the potential for near term application. In addition, the com- Nevertheless, the Committee is concerned that this reduction may mittee encourages the Foundation to continue to investigate the pos- have serious implications for the continuing effectiveness of science sibility of using ocean thermal gradients and to explore ocean waves and technology in this country, for it is self-evident that the rate of and tides as potential long term possibilities. advance in any discipline is dependent in part on the ease and effi- ciency of exchange of information and data among practitioners of V--COMMITTEE VIEWS the discipline. Therefore, while the Committee did not authorize additional funds APPLIED RESEARCH over the NSF's budget request, it is our intention to monitor closely the effects of a curtailed science information program within the It is the Committee's view that the NSF's applied research program Foundation, and to consider significant increases in this program in presents an unusual opportunity for Federal funding of interdisci- the authorization for FY 1976. plinary applied research directed toward national needs. These needs, The Committee is also considering action to incorporate the provi- in our view, have been shortchanged for too long. sions of Title IX of the National Defense Education Act, dealing We have examined closely the links that have been established with exclusively with the science information activities of the Foundation, potential users of the results of projects funded by the Research Ap- into the National Science Foundation Act. However, since it is our plied to National Needs program, and feel that much more must be intention, in the near future, to study further the science information done in this area. We feel that RANN has, thus far, made but a bare program, the Committee has decided to postpone this contemplated beginning, and we call on the Foundation to strengthen these links legislative change until this study has been completed. between research and the users of research. Program development and management In addition, very few state and local governments and industries, The Committee has approved the full request of the NSF for Pro- particularly smaller industries, have been brought into the planning gram Development and Management. The authorization will provide and advisory phases of the RANN program. We recommend the ex- for an additional 180 positions in the NSF, to meet the program and pansion and strengthening of this aspect of the RANN program as es- management requirements growing out of an expanded energy related sential to the identification, design and development of applied re- research effort. search, and to its ultimate responsiveness to the needs of the Nation. The Committee expects the Foundation to bring into these pro- Equipment and instrumentation grams highly qualified persons from the academic, industrial and Over the past decade funds available for the acquisition of instru- technical communities. And because this expansion represents a 15 mentation and equipment have failed to keep pace with other aspects percent increase in the total NSF staff, considerable top level manage- of funding for scientific research. In the period since 1967, available ment attention will be required to assure that it is carried out effec- funds have been utilized largely to retain the scientific labor force, tively. while making do with existing instruments. This is a situation of great The committee will follow closely the Foundation's implementation concern to the Committee, or advances in scientific research derive of its enlarged energy research program and expects the funding pro- 25 24 vided for Program Development and Management to permit the NSF Section 6. This section provides that appropriations made pursuant to carry out these responsibilities smoothly and efficiently. to Sections 1 and 4 of the Act shall remain available for obligation and expenditure for the period of time specified in the appropriations act. Allocation of appropriated funds Section 7. This section prohibits the Foundation from transferring The Committee notes that the Foundation has complied with Con- funds to or from a particular category in section 1 if the amount to be gressional intent and allocated all of the funds authorized and ap- transferred exceeds 10 per centum of the total funds in that particular propriated to it for FY 1974. In the past, the Committee has expressed, category, unless the appropriate House and Senate Committees are concern about the impoundment of funds, especially in the science notified in writing and the Director waits thirty legislative days be- education area. In fiscal 1973, for example, $58.9 million was im- fore taking final action, or these committees notify the Director of the pounded, athough all of this money was finally released for use by Foundation in writing that they have no objection to such transfer. the Foundation in FY 1974. Section 8. This section requires that the Director of the Foundation The Committee considers it essential that all money should be keep the House Committee on Science and Astronautics and the Senate allocated in the fiscal year for which it is authorized and appropriated. Committee on Labor and Public Welfare fully and currently informed on all activities of the Foundation. VI-SECTION-BY-SECTION ANALYSIS Section 9. This section cites the title of the Act: "National Science Foundation Authorization Act of 1975." Section 1. This section authorizes an appropriation for the National Science Foundation in the amount of $829,800,000 for the fiscal year VII.-Cost ESTIMATES PURSUANT TO SECTION 252(b) OF THE ending June 30, 1975. The amount authorized to be appropriated is LEGISLATIVE REORGANIZATION AcT OF 1970 distributed in specific amounts to twelve program categories. Section 2. This section stipulates that minima or floors shall be S. 3344, as amended, authorizes appropriations to the National placed under the amount authorized to be appropriated in certain Science Foundation for fiscal year 1975 in the amount of $834.8 mil- categories of Section 1. lion, including $5 million in foreign currencies which the Treasury Subsection (a) provides that not less than $12,000,000 author- Department determines to be excess to the normal requirement of the ized to be appropriated for the "Institutional Improvement for United States. Science" Category (8) of Section 1 shall be available for that VIII.-VOTE IN COMMITTEE program; Subsection (b) provides that not less than $17,000,000 author- The committee ordered the bill favorably reported by unanimous ized to be appropriated for the "Graduate Student Support" vote, the following Senators voting in the affirmative: Williams, Category (9) of Section 1 shall be available for that program; Randolph, Pell, Kennedy, Nelson, Mondale, Eagleton, Cranston, Subsection (c) provides that not less than $71,000,000 author- Hughes, Hathaway, Javits, Dominick, Schweiker, Taft, Beall, and Stafford. ized to be appropriated for the "Science Education Improvement" Category (10) of Section 1 shall be available for that program; Subsection (d) provides that of the amount authorized to be appropriated for National and Special Research Programs in Category (2) of Section 1, not less than $8,000,000 shall be made available for the "Ship Construction/Conversion Program"; Subsection (e) provides that of the amount authorized to be appropriated for Research Applied to National Needs in Category (6) of Section 1, not less than $8,000,000 shall be made available for the "Earthquake Research and Engineering" program. Section 3. This section gives the full responsibility for the planning, coordinating and directing the Federal Government's solar energy research program to the Director of the National Science Foundation. Section 4. This section authorizes, in addition to the amount author- ized to be appropriated in Section 1, an appropriation of up to $5,000,000 for expenses of the National Science Foundation outside the United States to be financed from foreign currencies which the Treas- ury Department determines to be excess to the normal requirements of the United States. Section 5. This section provides $5,000 for use by the Director of the National Science Foundation at his discretion. This money may. be used for official consultation and other unusual expenses. 27 National Science Foundation WASHINGTON, D. C. 20550 APPENDIX A Justification of Estimates of Appropriations Salaries and Expenses Special Foreign Currency Program Fiscal Year 1975 NATIONAL FOUNDATION SCIENCE TO THE CONGRESS NATIONAL SCIENCE FOUNDATION GRANTS AND CONTRACTS AWARDED FISCAL YEAR 1973 EXPLANATORY NOTES The following explanatory material is provided to facilitate use of the data contained in the listing: 1. Data shown under the Fellowships column represent the following: a. No. The number of Fellowship awards accepted as of June 30, 1973. b. Amount-Institution. Tuition, fees or cost of education allowances payable to an institution on behalf of an NSF fellow. C. Amount-Individual. Stipends or other allowances payable to an 29 NSF fellow for his personal use. 2. Grants and Contracts awarded from the NSF Appropriation 49X0100, Salaries and Expenses, are listed on pages 2 through 75. Awards made from the NSF Special Foreign Currency Program Appropriation 493/40102, are listed on pages 76 through 87. 1 Grants and Contracts Awarded from Appropriation 49X0100, 30 Salaries and Expenses PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC SUMMARY RESEARCH TO NAT'L PLN'G& POL YSTDY'S TOTAL NATL SPC RES PGM SCIENCE PROJECT NEEDS INT INTRNL COOP EDUCATION NATL RSCH CTRS (Amounts in Thousands of Dollars) SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL ALABAMA 63 1,524 20 485 1 28 5 325 16 126 21 560 1 3 4 ALASKA 55 3,757 32 2,219 12 1,431 3 25 5 54 3 25 ? 6 8 ARIZONA 121 14,284 74 2,848 11 10,583 4 333 17 168 15 352 7 21 27 ARKANSAS 32 512 8 230 12 108 12 174 CALIFORNIA 1,320 81,728 905 47,554 67 15,414 04 12,011 39 2,173 105 3,575 378 1,134 1,452 COLORADO 234 38,459 129 7,321 23 23,751 19 5,348 22 214 41 1,825 14 42 54 CONNECTICUT 234 8,486 166 6,435 7 346 15 1,153 23 162 23 389 86 258 330 DELAWARE 32 1,142 21 630 1 49 1 10 4 30 5 423 1 3 4 DISTRICT OF COLUMBIA 483 24,631 110 3,028 89 6,161 96 3,203 .22 8,995 66 3,243 2 6 8 FLORIDA 246 11,869 156 5,813 23 3,034 7 1,494 30 239 30 1,290 11 33 42 GEORGIA 137 4,802 56 1,783 12 1,149 4 266 23 380 32 1,224 4 12 15 HAWAII 84 4,220 61 2,256 6 1,379 3 423 8 78 6 85 4 12 15 3 31 IDAHO 19 437 -5 198 5 47 9 192 1 4 ILLINOIS 553 28,739 382 19,747 19 680 31 4,426 55 514 66 3,372 94 282 361 INDIANA 253 11,728 158 7,396 3 69 17 1,836 27 237 48 2,191 29 87 111 IOWA 114 3,022 50 1,700 3 254 27 164 34 896 4 12 15 KANSAS 86 2,049 49 1,391 15 96 22 562 KENTUCKY 53 783 18 283 4 89 11 92 20 318 1 3 4 LOUISIANA 92 2,269 47 1,107 2 5 4 496 15 124 24 538 6 18 23 MAINE 36 813 12 361 1 5 2 24 6 34 15 389 MARYLAND 279 12,159 162 6,899 20 1,121 32 2,969 36 405 29 765 9 27 35 MASSACHUSETTS 805 44,901 559 27,376 34 6,443 55 6,867 81 1,263 76 2,951 367 1,101 1,489 MICHIGAN 329 13,832 207 9,383 9 535 12 2,076 37 243 64 1,595 77 231 296 MINNESOTA 133 4,457 74 2,410 5 219 9 1,058 22 134 23 627 16 48 61 MISSISSIPPI 57 1,339 10 184 3 135 9 79 35 937 MISSOURI 172 5,935 105 3,420 3 145 15 1,535 22 205 27 630 5 15 19 MONTANA 29 647 10 128 3 227 5 73 11 220 3 9 12 3 NEBRASCA 36 690 14 337 2 75 1 50 10 48 9 180 1 3 4 PROGRAM GRANTS AND CONTRACTS FELLOWSHIPS RES APPL SCIENCE INFQ ACT SCIENTIFIC TO NAT'L PLN'G$ POL (STDY'S SCIENCE SUMMARY TOTAL RESEARCH NATL SPC RES PGM NEEDS INT. INTRNL COOP EDUCATION PROJECT NATL RSCH CTRS GVMTL SCI SCIEN ACT SUPPORT (Amounts in Thousands of Dollars) SUPPORT Amount PROG INSTL IMPVT No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL 5 188 NEVADA 24 1,091 11 716 2 151 6 46 NEW HAMPSHIRE 56 1,437 28 887 1 21 2 213 7 62 18 254 4 12 15 NEW JERSEY 249 10,126 177 7,970 4 124 7 755 30 438 11 868 77 231 296 3 NEW MEXICO 60 3,393 35 1,103 5 1,950 10 121 10 220 1 4 NEW YORK 1,058 50,990 693 38,015 37 3,432 43 4,170 150 1,693 135 3,480 95 285 365 105 4,248 7 1,282 10 586 32 360 39 2,012 20 60 77 NORTH CAROLINA 193 8,589 NORTH DAKOTA 17 316 2 72 3 33 12 210 OHIO 334 11,424 187 7,215 13 362 6 582 54 1,012 74 2,253 9 27 35 2,425 36 1,091 ? 55 5 263 12 127 30 889 4 12 15 OKLAHOMA 85 158 7,866 90 3,408 15 2,824 2 195 17 189 34 1,250 3 4 DREGON 519 22,507 324 14,727 9 1,539 29 2,328 RR 1,344 69 2,570 21 63 61 PENNSYLVANIA 1,429 3 140 16 105 15 309 A 24 31 RHODE ISLAND 128 5,421 00 3,437 14 SOUTH CAROLINA 43 1,224 12 396 1 11 1 31 9 64 20 723 1 3 4 SOUTH DAKOTA 24 515 3 143 1 34 1 52 11 71 8 215 25 152 40 1,442 5 15 19 TENNESSEE 136 7,550 57 3,780 1 70 13 2,107 TEXAS 365 13,298 206 7,432 20 1,331 11 1,485 69 540 59 2,511 20 60 77 93 4,107 60 3,116 3 51 4 431 10 128 16 381 3 9 12 UTAH 35 138 4 67 5 35 5 VERMONT 14 VIRGINIA 207 7,500 79 2,818 24 621 15 566 50 279 39 3,215 4 12 15 WASHINGTON 224 13,699 147 7,443 13 3,851 11 1,179 22 177 31 1,049 16 48 61 9 193 WEST VIRGINIA 26 10,297 7 144 3 9,785 1 125 6 50 WISCONSIN 269 9,393 162 6,563 13 660 8 759 39 231 47 1,180 56 168 215 27 1,004 14 470 2 58 2 131 3 26 6 319 1 3 4 WYOMING 10,396 523,526 6,129 278,186 533 101,363 633 64,942 1,478 23,736 1,623 55,299 1,459 4,407 5,643 UNITED STATES TOTAL FEDERAL GOVERNMENT TOTAL 119 52,609 14 1,043 51 44,546 37 6,269 14 712 3 39 U.S. POSSESSIONS TOTAL 15 3,472 5 202 3 3,144 4 61 3 65 50 19 10 73 4 FOREIGN COUNTRIES TOTAL 31 837 8 432 6 248 14 106 1 TOTAL 10,561 580,443 6,156 279,863 595 149,301 670 71,211 1,510 24,615 1,630 55,453 1,488 4,417 5,716 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE - CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G & POL YSTDY'S SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount 33-362 74 3 O No. Amount No. Amount No. Amount Alc. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL ALABAMA ALA SCI ENGR & TECHN S C 1 12,000 1 12,000 ALABAMA A & M UNIVERSITY 3 37,186 1 14,800 1 7,186 1 15,200 AUBURN UNIV 12 478,865 2 20,200 1 28,400 4 $12,563 1 34,419 4 75,283 1 3,000 3,842 BIRMINGHAM-SOUTHERN COL 1 1,090 1 1,090 FLORENCE STATE UNIVERSITY 2 12,435 1 1,390 1 11,345 JACKSONVILLE ST UNIV 1 1,090 1 1,090 JEFFERSON ST JR COL 1 2,580 1 2,500 LAWSON STATE JUNIOR COL 1 8,408 1 8,400 MILES COL 3 156,788 1 7,580 2 149,200 TALLADEGA COL 2 21,614 1 15,600 1 6,014 TUSKEGEE INST 6 98,755 3 50,500 1 8,222 2 40,033 U OF AL A IN BIRMINGHAM 5 146,354 2 110,000 1 16,374 2 19,980 33 U OF ALA-BIRM MEO COL ALA 3 129,280 3 129,200 INSTITUTION TOTAL 8 275,554 5 239,208 1 16,374 2 19,980 U OF ALA IN MUNTSVILLE 1 16,787 1 16,707 UNIV OF MONTEVALLO 2 45,198 1 5,462 1 39,728 UNIV OF SOUTH ALA 1 13,792 1 13,792 UNIVERSITY OF ALABAMA 13 348,308 6 137,200 1 12,375 6 198,733 OTHER GRANTS & CONTRACTS 5 2,865 1 250 4 1,815 STATE TOTAL 1,524,251 485,258 28,488 324,563 125,636 560,402 3,000 3,842 63 20 1 5 16 21 1 ALASKA ALAS DEPT ENVTL CONSRVTN 1 3,000 1 3,000 UNIV OF ALASKA 16 1,482,548 8 713,600 2 684,500 1 7,500 2 51,948 3 25,000 2 6,000 7,683 U OF &LAS-GEOPHYS INST 21 1,350,400 17 1,227,800 3 113,000 1 17,600 5 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATE SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG If Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL ALASKA U OF ALAS-INST MARINE SCI 12 868,700 7 277,300 5 591,400 7,643 INSTITUTION TOTAL 49 3,709,648 32 2,218,700 0 1,388,900 2 25,100 2 51,948 3 25,003 ? 6,000 OTHER GRANTS & CONTRACTS 5 44,596 2 39,565 1 2,500 3 2,531 STATE TOTAL 3,757,244 2,218,708 1,431,465 27,600 54,479 25,000 6,000 7,683 55 32 12 3 5 3 2 ARIZONA ARIZ WESTERN COL 1 1,090 1 1,090 ARIZONA STATE UNIV 21 518,520 14 444,700 3 24,752 4 49,064 CERRO TOLOLO INT-AM ORSER 4 2,700,000 4 2,700,000' DESERT BOTANICAL GARDEN 1 10,600 1 10,600 GLENDALE COMM COL 1 1,090 1 1,090 34 KITT PEAK NAT OBSERVATORY 4 7,847,500 4 7,847,500 LOWELL OBSERVATORY 3 83,500 3 83,500 MUSEUM OF NORTHERN ARIZ 1 42,408 1 42.400 N ARIZ SOC OF SCI & ART 1 46,300 1 46,300 MAVAJO COMMUNITY COLLEGE 1 12,004 1 12,004 NORTHERN ARIZ UNIV 3 21,018 1 5,842 2 15,176 PHOENIX COL 1 1,090 1 1,090 PRESCOTT COL 1 5,573 1 5,573 UNIV OF ARIZONA 66 2,836,089 52 2,134,340 1 35,000 3 286,400 2 112,200 8 268,149 7 21,000 25,899 U OF ARIZ-COL OF MED 2 127,808 2 127,000 INSTITUTION TOTAL 68 2,963,089 54 2,261,340 1 35,000 3 206,400 2 112,200 8 268,149 7 21,000 26,831 OTHER GRANTS & CONTRACTS 10 30,072 1 5,386 2 400 6 4,410 1 19,876 STATE TOTAL 14,283,846 2,847,926 10,582,900 332,700 168,051 352,269 21,000 26,893 121 74 11 4 17 15 7 6 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWENIPS BRANTEE on DESTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLNGA POL YSTDY'S SCIENCE PROJECT NATE RSCH CTRS NEEDS INT. INTANL COOP EDUCATION SUPPORT OVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount # Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL ARKANSAS ARK ARCHEOLOGICAL SURVEY 1 70,388 26,788 $ 43,600 ARK POLYTECHNIC COL 1 3,815 1 3,815 ARK ST UNIV 1 11,020 1 11,020 HARDING COL 1 5,879 1 5,879 HENDRIX COL 1 1,898 1 1,090 JOHN BROWN UNIV 1 1,099 1 1,090 DUACHIT BAPTIST UNIV 1 " 1,090 1 1,090 PHILANDER SMITH COL 1 4,985 1 4,905 SOUTHERN ST COL 1 3,000 1 3.000 STATE COLLEGE OF ARKANSAS 1 1,890 1 1,090 UNIV OF ARK U OF ARK-LITTLE ROCK-MED 2 45,000 2 45,000 UNIV OF ARK FAYETTEVILLE 14 291,155 $ 117,000 1 28,909 a 144,346 UNIV DE ARK LITTLE ROCK 1 5,487 1 5,487 UNIV OF ARK MEDICAL CTR 2 50,300 1 40,000 1 10,300 UNIV OF ARK MONTICELLO 1 5,200 1 5,200 UNIV OF ARK PINE BLUFF 1 5,597 1 5,597 UNIV OF ARK SYS OFF 1 5,671 1 5,671 STATE TOTAL 511,589 229,500 108,223 173,866 32 0 12 12 CALIFORNIA AEROSPACE CORPORATION 5 253,603 3 115,600 2 138,003 AMER S2C OF ZOOLOGISTS 1 3,100 1 3,100 ASIA FDN 1 11,000 1 11,000 CAL ACAD OF SCIENCES 4 151,388 4 151,300 CAL COMM REGNL MED PROC 4 265,118 4 255,110 7 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLNO a POL'Y STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT Amount PROG INSTL IMPVT No, Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA CAL DEPT OF PUBLIC HEALTH 1 92,200 1 92,200 CAL INST OF TECH 74 5,812,610 57 4,480,200 4 289,000 8 105,500 2 148,000 3 89,910 49 144,000 184,406 CAL INST OF TECH-DIV ENG 1 171,300 1 171,300 INSTITUTION TOTAL 75 5,983,918 57 4,480,200 4 289,000 9 976,800 2 148,000 3 89,910 43 144,000 154,406 CAL INST OF THE ARTS 2 100,000 2 100,000 CAL ST COL AT BAKERSFIELD 1 85,741 1 85,741 CALIF ST COL STANISLAUS 1 5,560 1 5,560 CALIF ST COLLEGE SONOMA 3 71,749 1 5,462 2 66,287 CALIF ST POLY UNIV POMONA 2 60,753 1 5,830 1 54,923 CALIF ST U SAN LU OBIS PO 1 5,584 1 5,584 CALIF ST UNIV CHICO 2 13,744 1 8,000 1 5,744 36 CALIF ST UNIV FRESNO 4 73,169 1 6,400 1 10,140 2 56,629 CALIF ST UNIV FULLERTON a 157,968 4 84,800 3 25,784 1 47,384 CALIF ST UNIV HAYWARD 2 70,190 1 1,090 1 69,100 CALIF ST UNIV HUMBOLDT 4 104,110 2 68,000 1 7,186 1 28,924 CALIF ST UNIV LONG BEACH 4 41,303 2 31,900 1 6,903 1 2,500 CALIF ST UNIV LOS ANGELES 5 78,429 2 55,000 1 6,619 2 16,810 CALIF ST UNIV NORTHRIDGE 4 106,000 2 55,300 1 5,450 1 45,330 CALIF ST UNIV S FRANCISCO 3 23,149 1 12,100 1 6,149 1 4,900 CALIF ST UNIV SACRAMENTO 3 14,154 1 6,014 2 8,140 CALIF ST UNIV SAN DIEGO 14 507,561 5 292,000 1 12,300 1 20,389 7 182,872 CALIF ST UNIV SAN JOSE 4 97,221 1 4,500 1 8,734 2 83,987 CALIF-OFFICE OF THE GOV 2 42,000 2 42,000 CHAFFEY COL 1 1,198 1 1,090 CHAPMAN COL 1 3,808 1 3,000 CITY OF HOPE MEDICAL CTR 3 74,680 3 74,680 8 CLAREMONT GRADUATE SCHOOL 7 160,421 4 85,000 1 8,843 2 6,579 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL & SPC RES POM TO NAT'L PLNO POL'Y STOY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT- INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT I No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA COL OF MARIN 1 5,499 1 5,499 COMM FOR ADV SCI TRAINING 1 9,204 1 9,204 COUNCIL OF MONTEREY BAY 1 65,000 1 85,000 CT-S DIEGO, ENV DEV AGCY 1 130,800 1 130,800 CTR ADV STUDY BEHAV SCI 2 263,600 2 263,600 CTR FOR STUDY OF DEM INST 1 86,900 1 86,900 DE AN74 COLLEGE 1 800 1 800 EARTHQUAKE ENG RES INST 2 204,000 2 204,000 HARVEY NUDD COL 4 35,245 1 5,573 3 29,672 HOLMES & NARVER INC 2 682,500 2 682,500 HUMAN INTRACTION RES INST 1 285,600 211,400 1 74,200 INST OF MEDICAL SCIENCES 37 2 42,700 2 42,700 JOHN BLUME & ASSOCIATES 1 4,100 1 4,100 JOHN F KENNEDY UNIVERSITY 1 7,644 1 7,544 JOHN MJIR INSTITUTE INC 2 125,600 2 125,600 L A CNTY MUS NAT HIST 5 180,780 5 180,700 LAWRENCE BERKLEY LAB 1 99,600 1 99,600 LOCKHEED AIRCRAFT CORP LOCKHEED AIR-RESEARCH LAB 2 93,800 1 43,900 1 49,900 LONE MOUNTAIN COLLEGE 1 1,890 1 1,090 LOS ANGELES PIERCE COL 1 10,000 1 10,000 MARCOM APPLIED SYS INC 2 115,447 2 115,447 MILLS COL 1 5,511 1 5,511 MONTEREY PENINSULA COL 2 7,771 1 5,671 1 2,100 MT ST MARYS COL 1 3,100 1 3,100 MT ZION HOSP & MED CENTER 1 35,000 1 35,000 / NEW EXT UTILIZING SCI INC 3 78,400 9 3 78,400 PROGRAM GRANTS ABO CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC GRANTEE on CONTRACTOR RESEARCH TO NAT'L PLN'G& POL YSTDY'S NATE SPC RES PGM SCHENCE TOTAL PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount Ala. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA OCCIDENTAL COL , 13,138 1 6,308 2 6,830 OPTICS TECHNOLOGY INC 3 160,888 3 160,880 PEPPER)INE UNIVERSITY 1 6,223 1 6,223 POMONA COL 3 22,666 1 10,600 1 5,646 1 6,420 QUANTOM SCIENCE CORP 1 48,088 1 48,000 RAND CORPORATION 8 1,257,473 8 1,257,473 RIVERSIDE CITY COL 2 7,887 1 5,487 1 2,400 ROCKWELL INTERNATIONAL 2 11,500 2 11,500 SACRAMENTO CITY COL 1 14,800 1 14,000 SALK INST FOR BIOL STUD 3 199,880 3 199,800 SAN DIEGO COMPRH PLAN ORG 1 20,400 1 28,400 SAN DIEGO JR COL SYS OFF 1 5,597 1 5,597 38 SAN FRAN BAY AAP CTL DIST 1 100,000 1 100,000 SAN JOSE CITY COL 1 126,000 1 126,000 SCIENTIFIC ANALYSIS CORP 1 15,180 1 15,100 SCRIPPS CLINIC & RES FON 1 38,000 1 38,000 SOCIETY OF RESEARCH ADMIN 1 18,400 1 18,400 ST MARYS COL CALIFORNIA 1 1,090 1 1,090 STANFORD RESEARCH INST 24 1,925,308 12 858,000 , 272,500 7 780,100 14,708 STANFORD UNIV 142 12,279,810 122 9,978,090 3 378,400 7 1,124,900 3 230,473 7 567,947 143 447,000 572,427 STANFORD UNIV-PRESS 20,000 20,000 STANFORD UNIV-SCH OF MED 8 542,000 7 348,000 1 194,000 INSTITUTION TOTAL 150 12,841,810 129 10,346,090 3 378,400 8 1,318,990 3 230,473 7 567,947 149 447,000 572,427 STD RESEARCH CORPORATION 1 74,983 1 74,903 SYSTEM CONTROL INC 1 149,638 1 149,638 SYSTEMS, SCI & SOFTWARE 1 $1,100 1 81,100 TAHOE REG PLANNING AGENCY . 1 50,000 1 50,000 10 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR REBEARCH NATL & SPC RES PGM TO NAT'L PLN'G& POL' YSTDY'S SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA TEKNEKRON INC 1 75,900 1 75,900 TETRA TECH INC 1 91,700 1 91,700 U S INTERNATIONAL UNIV 3 45,555 1 9,813 2 35,742 UNIV OF CAL BERCELEY 204 12,565,161 175 9,873,120 5 167,800 12 1,725,000 5 270,921 7 528,320 11 333,000 425,439 U OF CAL-RICHMONT FLD STA 1 785,100 1 785,100 INSTITUTION TOTAL 205 13,350,261 175 9,873,120 5 167,800 13 2,510,100 5 270,921 7 528,320 111 333,000 426,439 UNIV OF CAL DAVIS 50 2,925,477 38 1,390,250 3 72,800 4 1,330,300 1 42,158 4 89,969 7 21,000 26,893 U OF CAL-SCH OF MED 1 1,800 1 1,800 INSTITUTION TOTAL 51 2,927,277 39 1,392,050 3 72,800 4 1,330,300 1 42,158 4 89,969 7 21,000 26,893 UNIV OF CAL IRVINE 31 1,262,549 28 1,093,200 1 129,100 1 24,499 1 15,750 4 12,000 15,367 U OF CAL-CAL COL OF MED 1 35,000 1 35,000 39 INSTITUTION TOTAL 32 1,297,549 29 1,128,200 1 129,100 1 24,499 1 15,750 4 12,000 15,367 UNIV OF CAL LOS ANGELES 141 6,802,094 122 5,001,000 3 359,500 9 863,400 3 315,144 4 263,050 13 39,000 49,943 U OF CAL-SCH OF MED 6 224,800 6 224,800 INSTITUTION TOTAL 147 7,826,894 128 5,225,800 3 359,500 9 863,400 3 315,144 4 263,050 13 39,000 49,943 UNIV OF CAL RIVERSIDE 21 669,527 15 410,800 2 167,100 1 27,471 3 44,156 4 12,000 15,367 U OF CAL-AIR POLL RES CTR 2 125,000 1 80,000 1 45,000 INSTITUTION TOTAL 23 794,527 16 490,800 3 232,100 1 27,471 3 44,155 4 12,000 15,367 UNIV OF CAL SAN DIEGO 95 5,249,443 84 4,687,200 6 329,600 1 107,200 1 63,113 3 62,330 36 108,000 138,304 U OF CAL-REVELLE COL 8 415,700 8 415,700 U OF CAL-SCRIPPS INST 64 14,947,912 40 1,926,700 21 12,790,220 3 230,992 INSTITUTION TOTAL 167 28,613,055 132 7,029,600 27 13,119,820 1 107,200 4 294,105 3 62,330 36 109,000 138,304 UNIV 0= CAL SANTA CRUZ 24 614,799 21 573,000 1 16,517 2 25,282 4 12,000 15,367 U OF CAL-LICK 08SERV 6 263,808 6 263,000 INSTITUTION TOTAL 30 878,599 27 836,800 1 16,517 2 25,282 4 12,000 15,367 UNIV OF CAL SAN FRANCISCO 8 301,150 6 174,500 1 121,400 1 5,250 11 U OF CAL-SCH OF MED 5 165,000 5 165,000 PROGRAM BRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'O POL'Y STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NEEDS INT INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA INSTITUTION TOTAL 13 466,150 11 339,500 1 121,400 1 5,250 UNIV OF CAL SANTA BARBARA 55 2,199,314 49 1,969,500 1 29,547 5 201,267 ? 6,000 7,653 JNIV OF CAL SYS' OFF ? 321,905 2 321,905 UNIV OF REDLANDS 3 19,651 1 5,671 2 13,98) UNIV OF SAN FRANCISCO 3 56,301 1' 7,186 ? 49,115 UNIV OF SANTA CLARA 6 134,927 1 26,600 1 7,622 4 100,705 UNIV OF SOUTHERN CAL 51 2,324,220 35 1,171,800 4 474,000 4 349,000 3 118,048 5 211,372 U OF SOUTHERN CAL-SCH MED 4 169,200 4 169,200 INSTITUTION TOTAL 55 2,493,420 39 1,341,000 4 474,000 4 349,000 3 118,048 5 211,372 UNIV OF THE PACIFIC , 10,769 1 9,061 2 1,708 UNIV S 0 COORDINATE COLL 1 5,990 1 5,990 40 US INTERNATIONAL UNIV US INTERNATIONAL UNIV 1 3,200 1 3,290 OTHER GRANTS 1 CONTRACTS 90 520,483 2 40,000 7 199,840 8 228,990 3 51,653 STATE TOTAL 81,727,750 47,554,463 16,413,660 12,011,351 2,172,802 3,575,474 1,134,000 1,452,196 1,320 905 67 104 139 105 378 COLORADO ASPEN INST HUMAN STUDIES ASPEN-ASPEN CTR PHYSICS 1 36,400 1 36,400 BIOL SCI CURICUL STOY CO , 395,000 3 395.000 COLORADO COL 2 18,723 1 2,725 1 15,998 COLORADO SCH OF MINES 10 408,285 4 121,800 2 230,800 1 14,064 3 41,621 COLORADO STATE UNIV 59 5,599,429 36 3,281,100 7 423,700 9 1,524,800 1 51,690 6 318,139 1 3,000 3,842 FED ROCKY MT STATES INC 1 81,500 1 81,500 FORT LEWIS COL 1 17,547 1 17,547 LORETTO HEIGHTS COL 1 4,905 1 4,905 12 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL & SPC RES PGM TO NATE PLN'O POL Y STDY'S SCHENCE GRANTEE OR CONTRACTOR PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SURPORT GVMTL SCI SCIEN ACT SUPPORT Amount PROG INSTL (MPVI No. Amount No. Amount No. Amount Mo. Amount No. Amount No. Amount Alc. INSTITUTION INDIVIDUAL COLORADO NAT CTR FOR ATMOS RES 10 25,656,675 8 22,823,342 2 2,833,333 NAT JEWISH HOSP & RES CTR 1 44,000 1 44,000 REGIS COL 1 5,450 1 5,450 SOC SCI EDUC CONSORTIUM 5 225,233 5 225,233 SOUTHERN COLORADO ST COL 1 4,905 1 4,905 UNIV OF COLORADO 83 4,125,759 65 2,976,520 3 113,100 3 576,200 1 51,671 11 405,265 11 39,000 49,943 U COL3-DEN MED CTR-MFD 3 115,000 3 115,000 U OF COLO-COLO SPGS CTR 1 18,974 1 18,974 U OF COLO-DENVER CTR 1 7,400 1 7,403 U OF COLO-DENVER MED CTR 6 230,100 6 230,100 INSTITUTION TOTAL 94 4,497,233 74 3,321,620 3 113,100 3 576,200 1 51,671 13 434,642 13 39,000 49,943 UNIV OF DENVER 17 699,262 9 351,200 1 44,400 1 33,722 6 269,940 U OF DENVER-RES INST 9 61',100 3 163,000 4 309,800 2 138,300 INSTITUTION TOTAL 26 1,310,362 12 514,200 4 309,800 3 182,700 1 33,722 6 269,940 UNIV OF NORTHERN COLORADO 4 69,308 1 1,900 1 6,308 2 61,100 WEST INTERST COMM HIGH ED 1 46,080 1 46,080 OTHER GRANTS & CONTRACTS 13 38,433 13 38,433 STATE TOTAL 38,459,468 7,321,020 23,751,442 5,347,833 213,873 1,825,300 42,000 53,785 234 129 23 19 22 41 14 CONNECTICUT AMERICAN CYANAMIC CORP 1 151,508 1 151,500 BURNDY LIBRARY. INC 1 4,500 1 4,500 CBS LABORATORIES 1 79,810 1 79,810 CENTRAL CONN ST COL 1 1,090 1 1,090 COGEN,MOLT $ ASSOC 1 79,400 1 79,400 CONN AGR EXP STATION 1 25,000 1 25,000 13 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS BRANTEE on CONTRACTOR RESEARCH TO NAT'L PLN'G & POL' Y STDY'S NATL & SPC RES PGM SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CONNECTICUT CONNECT ICUT COL 1 6,026 1 6,026 CTR FOR ENVIRNMENT % MAN 10 589,271 1 40,500 4 229,772 5 318,999 EASTERN CONN STATE COL 1 18,373 1 18,373 FAIRFIELD UNIV 4 59,812 1 16,800 1 5,904 2 37,108 FUTURES GROUP 4 384,513 4 304,513 HASKINS LABORATORIES INC 1 100,000 1 100,000 HUMAN RELAT AREA FILES 1 48,000 20,000 1 20,000 INSTITJTE FOR THE FUTURE 3 203,000 3 203,000 NEW ENGLAND INST 2 18,168 1 6,198 1 3,971 RENSSELAER POLYTECH INST RENSSELAER POLY INST COMN 3 53,273 1 18,308 1 29,400 1 5,573 SOUTHERN CONN STATE COL 1 33,901 1 33,901 ST JOSEPH COL 3 17,558 1 5,536 2 12,014 TRINITY COL 1 2,725 1 2,725 U S-S AFR LEADER EX PROG 1 5,500 1 5,500 UNIV OF BRIDGEPORT 1 5,806 1 5,806 UNIV OF CONNECTICUT 42 1,462,556 35 1,315,750 2 36,900 1 28,288 4 81,618 2 5,000 7,683 U CONN-HEALTH CENTER 2 72,000 2 72,000 INSTITUTION TOTAL 44 1,534,556 37 1,387,758 2 36,900 1 28,288 4 81,618 ? 6,000 7,683 UNIV OF HARTFORD 1 10,000 1 10,000 UNIV OF NEW HAVEN 1 1,090 1 1,090 WESLEYAN UNIV 11 298,763 6 228.000 1 10,151 4 60,612 WESTERN CONN STATE COL 1 545 1 545 YALE UNIV 110 4,380,004 108 4,000,100 2 188,100 1 55,908 7 135,896 84 252,000 322,711 YALE JNIV-PEABODY MUSEUM 2 66,300 2 66,300 YALE JNIV-SCH OF MEDICINE 7 341,388 6 268,700 1 80,600 14 INSTITUTION TOTAL 119 4,787,584 108 4,327,198 3 268,700 1 55,908 7 135,896 84 252,000 322,711 SCIENTIFIC RES APPL SCHENCE INFO ACT FELLOWING on CONTRACTOR RESEARCH NATE SPC RES PGM TO MATT PLN'S POL' YSTDY'S SCIENCE TOTAL PROJECT NATE RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCY SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount Mo. Amount No. Amount No. INSTITUTION INDIVIDUAL CONNECTICUT YALE-COL SOUTHERN OBSERV 1 54,980 1 54,900 OTHER GRANTS & CONTRACTS 13 7,624 4 137 9 7,487 STATE TOTAL 8,486,300 6,435,987 346,482 1,152,512 162,327 388,992 258,000 330,394 234 166 7 15 23 23 86 DELAWARE DELAWARE STATE COL 1 5,658 1 5,658 INTER-JNIV RES CENTER INC 1 48,700 1 48,780 UNIV OF DELAWARE 28 1,886,764 21 630,400 1 10,000 1 22,935 5 423,429 1 3,000 3,842 OTHER GRANTS & CONTRACTS 2 1,015 2 1,015 STATE TOTAL 1,142,137 638,400 48,788 10,000 29,688 423,429 3,000 3,842 32 21 1 1 4 5 1 43 DISTRICT OF COLUMBIA AMER ASSOC FOR ADVT SCI 6 1,463,178 1 9,900 5 1,453,270 AMER CHEMICAL SOC 2 3,529,600 2 3,529,600 AMER COUNCIL ON EDUCATION 2 178,061 2 178,061 AMER EXPRESS COMPANY 1 100,000 1 100,000 AMER GEOLOGICAL INST 4 453,390 2 152,400 2 300,900 AMER GEOPHYSICAL UNION 4 71,232 1 5,000 1 38,000 2 27,232 AMER INST OF BIOL SCI 4 186,765 2 164,100 2 82,665 AMER POLITICAL SCI ASSOC 1 150,000 1 150,000 AMER SOC FOR INFOR SCI 1 15,000 1 15,000 AMER SOC FOR MICROBIOLOGY 2 9,377 2 9,377 AMER SOCIOLOGICAL ASSOC 1 5,900 1 2,950 2,950 AMER STATISTICAL ASSOC 1 7,588 1 7,580 AMERICAN BAR ASSOCIATION 1 20,300 1 20,300 15 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'O POL STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTANL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL DISTRICT OF COLUMBIA ABA COMM OF CORR FACESERV 1 37,200 1 37,200 INSTITUTION TOTAL 2 57,500 1 20,300 1 37,200 AMERICAN SOC OF INTL LAW 1 160,000 1 160,000 AMERICAN UNIVERSITY 10 226,466 4 104,300 1 25,301 5 96,865 1 3,000 3,842 ARCTIC INST OF NORTH AMER 2 83,700 2 33,700 ASSOC OF AMER GEOGRAPHERS 3 103,450 1 32,500 2 70,950 ASSOC OF RES LIBRARIES 1 198,200 1 198,200 ASSOC SUPVECURRICULUM DEV 1 22,450 1 22,450 BROOKINGS INSTITUTION 2 440,300 1 315,300 1 125,000 CARNEGIE INST. OF WASH 9 322,100 9 322,100 CATHOLIC UNIV OF AMERICA 17 607,244 11 448,100 1 20,847 5 138,297 CENTER FOR A VOLUNTRY SOC 1 50,500 1 50,500 CONF 80 OF THE MATH SCI 2 129,600 1 128,300 1 1,300 COURTESY TRAVEL SERVICE 2 450,000 2 450,000 CTR-CYBERWETIC STUD INC 1 11,254 1 11,254 EDUCATION 1 PUB AFFAIRS 1 115,486 1 115,486 ENVIRONMENTAL LAW INST 1 130,900 1 130,980 ERNST & ERNST 1 99,739 1 99,739 FEDERAL CITY COL 1 6,456 1 6,456 GALLAUDET COL 1 7,393 1 7,393 GEORGE WASHINGTON UNIV 16 496,742 5 61,250 2 259,247 4 34,339 1 36,965 4 104,941 GEO WASH UNIV-SCH OF MED 2 75,879 2 75,879 INSTITUTION TOTAL 18 572,621 5 61,250 2 259,247 4 34,339 3 112,844 4 104,941 GEORGETOWN UNEV 12 429,947 8 267,150 1 124,200 1 17,108 2 21,539 1 3,000 3,842 GEORGETOWN UNIV-SCH MED 1 43,700 1 43,700 INSTITUTION TOTAL 13 473,647 9 310,800 1 124,200 1 17,108 2 21,539 1 3,000 3,842 HARBRIDGE HOUSE, INC 16 I RES APPL SCIENCE MIFO ACT FELLOWEHIPS I - MATE a SPC RES PGM TO NAT'L PLNES POL VSTDYS SIGNATURE PROJECT NEEDS INT- INTRAL COOP MAIL RECH CTRS OBUCATION SUPPORT OVNITL SCI SCIEN ACT SUPPORT ,PROG INSTL IMPVT Amount No. Amount No. - No. Amount Ma Amount No. Amount Ala. Amount Ms. RESTITUTION INDIVIDUAL DISTRICT OF COLUMBIA HOWARD UNIV 14 311,515 10 253,200 1 10.184 3 48,131 IMAGE ASSOCIATES 2 68,826 2 60,826 INST FOR SERVICES TO ED 1 57,100 1 57,100 INTL RES&TECHNOLOGY CORP 2 67,878 2 67,878 INTRNATL SOC F TECHN ASMT 1 11,000 1 11,000 JOHNS HOPKINS UNIV JOHNS HOPKINS UNIV-ADV 2 160,700 25,000 1 145,700 1 N.000 JOSEPH FROOMKIN INC 1 44,854 1 44,854 MATH ASSOC OF AMER 1 77,571 1 77,571 METROPOLITAN AFFAIR NON-P 1 98,200 1 98,200 NL CITIES/US CONF-MAYORS 2 60,680 2 60,500 NAT ACAD OF ENGINEERING 14 738,495 4 122,300 3 147,300 5 308,758 2 152,145 45 NAT ACAD OF SCIENCES 22 893,418 7 386,600 6 314,208 2 50,800 7 221,810 NAT ACAD SCI-NAT RES CNL 32 4,175,426 11 310,000 4 119,600 3 80,500 13 3,332,506 1 332,820 INSTITUTION TOTAL 54 5,068,844 18 615,588 10 433,808 5 131,300 20 3,554,316 1 332,820 NAT PLANNING ASSOC 3 162,233 1 49,233 1 47,900 1 65,100 NAT SCIENCE TCHRS ASSOC 1 31,691 1 31,691 NATIONAL ACADEMY OF ENG COMMISSION ON ENG ED 1 94,014 1 94,014 NATIONAL CENTER FOR ST CT 1 74,200 1 74,200 NATL RECREATION&PARK ASSN 1 93,400 1 93,400 OTHER CONTRACTS 2 196,217 2 196,217 ORG AMER ST-PAN AM UNION 1 4,719 1 4,719 PATTERN RECOGNITION SOC 1 7,508 1 7,980 PEAT,MARNICK.MITCHELL. NY PEAT,MARWICK,MITCMELL. DC 1 98,691 1 90,691 17 POLICY CENTER INC 2 203,200 2 203,200 PROGRAM GRANTS AND CONTRACTS SCHENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLN'G & POL'Y STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTANL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPYI Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL DISTRICT OF COLUMBIA POTOMAC INSTITUTE INC 1 74,900 1 74,900 PRACTICAL CONCEPTS, INC 1 39,900 1 39,900 PUBLIC TECHNOLOGY INC 5 4,307,679 1 20,263 3 4,213,616 1 73,800 RESOURCES FOR FUTURE INC 3 309,800 1 104,100 2 205,700 SPERRY URBAN SCIENCE CTR 1 68,000 1 68,000 URBAN INSTITUTE 8 1,001,300 3 300,500 1 32,000 4 668,800 WASHINGTON TECHNICAL INST 1 5,769 1 5,769 OTHER GRANTS & CONTRACTS 234 637,149 26 55,820 58 412,125 54 52,720 70 78,413 26 38,071 STATE TOTAL 24,630,556 3,028,483 6,161,096 3,203,430 8,994,767 3,242,780 6,000 7,684 483 110 89 96 122 66 2 FLORIDA BARRY COL 1 28,061 1 28,061 CHIPOLA JR COL 1 1,090 1 1,090 FAIRCHILD TROPICAL GARDEN 3 131,100 3 131,100 FLA INTERNATIONAL UNIV 1 10,700 1 10.700 FLORIDA AGR & MECH UNIV 5 346,081 1 35,600 1 96,800 1 5,781 2 207,900 FLORIDA ATLANTIC UNIV 6 146,676 3 58,200 1 6,816 2 81,660 FLORIDA INST OF TECH 2 39,266 1 6,161 1 33,105 FLORIDA PRESBYTERIAN COL 1 5,769 1 5,769 FLORIDA STATE UNIV 47 2,274,604 25 1,020,700 11 504,858 1 40,600 10 708,446 1 3,000 3,842 FLORIDA TECHNOLOGICL UNIV 6 129,254 4 105,600 1 6,394 1 17,260 JACKSONVILLE UNIV 1 5,462 1 5,462 MIAMI-DADE JR COL $ 5,584 1 5,584 NEW COL 1 5,462 1 5,462 NOVA UNIV 9 603,283 3 291,400 4 299,600 1 11,993 1 290 PALM BEACH JR COL 1 1,090 1 1,090 18 RES APPL SCIENCE INFO ACT TOTAL NATL a SPC RES PGM TO MATT PLACO POL STDY'S SCHENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT- INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. - No. Amount Mo. Amount Ria. Amount No. Amount Ma. I No. INSTITUTION FLORIDA SOC OF PROTOZOOLOGISTS 1 10,000 1 10,000 STATE JNIV SYS OF FLA OFF 1 5,658 1 5,658 STETSON UNIV 1 3,270 1 3,270 UNIV OF FLORIDA 42 1,450,167 35 968,000 1 324,700 1 44,393 $ 113,074 5 14,000 23,051 U OF FLA-COL OF MED 3 135,100 3 135,100 U OF FLA-FNG EXP STA 12 591,100 10 493,800 2 97,300 U OF FLA-FLA ST MUSEUM 2 113,400 2 113,400 INSTITUTION TOTAL 59 2,289,767 50 1,710,300 3 422,000 1 44,393 5 113,074 5 18,000 23,051 UNIV OF MIAMI 16 634,756 15 555,700 1 45,456 2 33,600 4 12,000 15,367 U OF *IAMI-INST MAR SCI 36 3,522,500 28 1,292,700 8 2,229,800 U OF MIAMI-SCH OF MED 6 1,102,500 5 196,200 1 906,300 INSTITUTION TOTAL 60 5,259,756 48 2,044,600 8 2,229,800 1 906,300 1 45,456 2 33,600 4 12,000 15,367 UNIV 0c SOUTH FLORIDA 24 484,899 17 341,140 2 68,490 1 9,388 4 65,873 UNIV OF TAMPA 1 5,781 1 5,781 UNIV OF WEST FLORIDA 2 23,718 1 5,818 1 17,900 OTHER GRANTS & CONTRACTS 11 52,955 1 46,200 0 6,755 STATE TOTAL 11,869,286 5,812,909 3,034,258 1,493,590 238,721 1,289,804 33,000 42,25: # 246 156 23 7 30 30 11 GEORGIA ALBANY STATE COL 1 17,200 1 17,200 ATLANTA UNIV 3 165,044 1 27,400 2 137,644 ATLANTA UNIVERSITY CENTER 1 5,400 1 5,400 CLARK COL 1 222,600 1 222,600 COLUMBUS COL 1 5,700 1 5,700 EMORY UNIV 9 207,531 4 100,700 1 17,070 4 89,761 FERNBANK SCIENCE CENTER 1 5,828 1 5,824 19 PROGRAM GRANTS ADD CONTRACTS ECHENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS STATES - CONTRACTOR TOTAL RESEARCH NATL SPC RESPOM TO NAT'L PLNG& POL' YSTDY'S SCIENCE PROJECT NEEDS INT INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL (MRVT Amount No. Amount No. Amount No. Amount Ala. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL GEORGIA FORT VALLEY STATE COL 1 5,634 1 5,634 GEORGIA COLLEGE 3 15,451 1 5,450 2 10,000 GEORGIA INST OF TECH 29 1,268,593 17 459,600 1 166,680 2 134,000 3 256,947 6 250,946 GEORGIA SOUTHERN COL 1 5,462 1 5,462 GEORGIA STATE UNIVERSITY 5 65,075 1 15,000 1 5,928 3 44,147 LA GRANGE COL 1 11,983 1 11,983 MEDICAL COL OF GEORGIA 2 37,899 1 30,000 1 7,099 MERCER UNIV 1 2,188 1 2,180 MOREHOUSE COL 2 39,300 2 39,300 MORRIS BROWN COL 1 14,000 1 14,000 NORTH GEORGIA COL 1 1,898 1 1,090 SAVANNAH STATE COL 4 271,915 2 20,180 1 3,815 1 240,000 SKIDAWAY INST OF OCEANGRY 10 988,108 10 980,100 SOUTHN REG ED BOARD 1 130,000 1 130,000 SPELMAN COL 2 16,938 1 1,090 1 15,840 UNIV OF GEORGIA 44 1,266,195 34 1,832,780 2 57,698 a 175,797 4 12,000 15,357 U OF GA-MARINE INST 2 27,200 2 27,209 INSTITUTION TOTAL 46 1,293,395 36 1,059,900 2 57,698 6 175,797 4 12,000 15,367 WEST GEORGIA COL 1 4,985 1 4,985 OTHER GRANTS & CONTRACTS 9 18,575 1 2,498 1 2,475 7 5,610 STATE TOTAL 4,802,489 1,782,600 1,149,190 266,475 379,978 1,224,246 12,000 15,367 137 66 12 4 23 32 4 HAWAII BERNICE P BISHOP MUSEUM 2 154,000 2 154,800 CHAMINAGE 00L OF HONOLINU 1 17,775 1 17,775 HAWA DEPT PLAN & ECON DEV 1 21,688 1 21,608 20 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS RESEARCH NATL & SPC RES PGM TO NAT'L PLN'G POL'Y STDY'S GRANTEE OR CONTRACTOR TOTAL SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT 33-362 4 74 O PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL HAWAII UNIV OF HAWAII 73 3,969,151 58 2,066,150 6 1,378,700 2 400,900 2 56,211 5 67,190 4 12,000 15,357 U OF HAWA-COL TROP AGR 1 35,900 1 35,900 INSTITUTION TOTAL 74 4,005,051 59 2,102,050 6 1,378,700 2 400,900 2 56,211 5 67,190 4 12,000 15,357 OTHER GRANTS & CONTRACTS 5 21,695 6 21,695 STATE TOTAL 4,220,121 2,256,050 1,378,700 422,500 77,906 84,965 12,000 15,367 84 61 6 3 8 6 4 IDAHO BOISE STATE COLLEGE 1 4,200 1 4,200 COL OF IDAHO ? 7,482 1 1,635 1 5,847 IDAHO STATE UNIV 2 60,180 1 53,700 1 6,480 1 3,000 3,442 NORTHWEST NAZARENE COL 1 5,584 1 5,584 49 UNIV OF IDAHO 13 359,364 4 144,500 2 33,161 7 181,703 STATE TOTAL 436,810 198,200 46,860 191,750 3,000 3,842 19 5 5 9 1 ILLINOIS AMERICAN COL OF RADIOLOGY 1 8,700 1 8.700 ARGONNE NATIONAL LAB 6 655,150 1 22,700 3 608,450 2 24,000 AUGUSTANA COL 1 1.090 1 1,090 BERNARD WOLNAK & ASSOC 1 5,900 1 5,900 BRADLEY UNIV 2 47,519 1 5,609 1 41,910 CHICAGO MEDICAL SCHOOL 2 24,411 1 18,900 1 5,511 CHICAGO PARK DISTRICT ADLER PLANETARIUM 1 16,982 1 16,982 CHICAGO STATE COL 1 11,190 1 11,197 CHICAGO, CITY OF 1 150,000 1 150,000 21 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TO NAT'L PLNG& POL YSTD(S RESEARCH SCIENCE GRANTEE OR CONTRACTOR TOTAL NATL SPC RES PGM NEEDS INT INTRNL COOP PROJECT EDUCATION NATL RSCH CTRS GVMTL SCI SCIEN ACT SUPPORT SUPPORT Amount PROG INSTL IMPVT No. Amount No. Amount No. Amount No. Amount No. Amount No Amount No. INSTITUTION INDIVIDUAL ILLINOIS COL OF OU PAGE 1 7,400 1 7,400 CTR FOR RES LIBRARIES 1 400,000 1 400.000 DEPAUL UNIV 7 41,349 3 15,700 1 8,156 3 17,493 EASTERN ILLINOIS UNIV 1 17,000 1 17,000 ELMHURST COL 1 6,500 1 6,500 FON FOR ILL ARCHAEOLO INC 1 27,500 1 27,500 FIELD MUSEUM OF NAT HIST 8 331.440 6 302,700 2 28,740 GOVERNORS STATE UNIV 1 32,000 1 32,000 IIT RESEARCH INSTITUTE 4 256,600 1 2,000 3 254,600 ILL ST MUSEUM 1 45,000 1 45,000 ILLINOIS BENEDICTINE COL 2 12,259 1 6,394 1 5,865 394,400 17,800 2 67,471 8 244,106 1. 3,000 3,842 50 ILLINOIS INST OF TECH 24 723,777 13 1 ILLINOIS SCI LECTURE ASSN 1 1,200 1 1,200 ILLINOIS ST UNIV 6 95,043 1 17,500 1 6,247 4 71,295 JOHN CRERAR LIBRARY 1 43,000 1 43,000 KNOX COL 3 88,953 1 40,000 1 1,635 1 47,318 LAKE FOREST COL 2 11,655 1 5,800 1 5,855 LAKE LAND COL 1 1,300 1 1,300 LOYOLA UNIV 4 24,126 1 7,884 3 16,242 LOYOLA UNIV-SCH OF MED 1 24,800 1 24,800 INSTITUTION TOTAL 5 48,926 1 24,800 1 7,854 3 16,242 MACHURRAY COL 1 6,950 1 6,950 MONMOUTH COL 1 6,063 1 6,063 MUSEUM OF SCI & IND 1 37,008 1 37,000 NAT OPINION RESEARCH CTR 4 456,200 4 466,280 NINTH INTL CONG OF A&E SC 1 30,000 1 30,000 22 NORTHEASTERN ILL ST COL 1 5,609 1 5,609 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPE REBEARCH NATL SPC PGM TO PLN'G POL'Y STOY'S SCIENCE TOTAL GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTANL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No Amount Me Amount No. Amount No. Amount No Amount Mo. INSTITUTION INDIVIDUAL ILLINOIS NORTHERN ILLINOIS UNIV 14 499,561 8 203,500 2 97,688 I 8,745 7 189,624 NORTHWESTERN UNIV 57 3,580,240 55 3,028,350 4 293,032 2 75.300 2 49,506 4 134,052 14 54,000 69,152 NORTHWSTRN U-CHGO-MED SCH 2 71,000 ? 71.000 INSTITUTION TOTAL 69 3,651,240 57 3,099,350 4 293.032 2 75,300 2 49,506 4 134,052 19 54,000 53,152 PRESAY-ST LUKES MOSP 1 33.000 1 33,000 ROOSEVELT UNIV 1 32,380 1 32,380 SOUTHERN ILL U-CARBONDALE 10 200,450 5 95,500 2 10,472 % 94,475 SOUTHN ILL U-EDWAROSVILLE 4 78,168 1 30,800 1 6,968 2 40,400 TRINITY COL 1 1,090 1 1.090 UNIV OF CHICAGO 20 8,452,564 112 7,256,950 1 1,800 5 1,081,900 1 59,414 1 52,500 42 126,000 161,355 UNIV OF ILLINOIS SYS OFF 1 10,434 1 10,434 UNIV OF ILLINOIS-CHGO CIR 35 1,025,256 31 178,600 1 75,100 1 16,412 2 55,144 1 3,000 3,842 UNIV OF ILLINOIS-MED CTR 4 145,400 4 145,400 UNIV OF ILLINDIS-URRANA 50 10,759,449 122 6,471,500 2 89,100 3 1,898,203 3 158,799 10 2,141,750 32 96,000 122.937 WESTERY ILLINOIS UNIV 2 11,924 1 5,524 1 6,400 OTHER GRANTS & CONTRACTS 41 174,175 3 70,200 9 48,239 27 16,373 2 19,363 STATE TOTAL 28,738,757 19,747,100 679,859 4,425,950 514,261 3,371,587 282,300 361,128 551 382 19 11 55 56 94 INDIANA BALL STATE UNIV 4 129,160 1 3,270 3 125,893 COUNCIL OF BIOL EDITORS 1 4,100 1 4,100 DEPAUN UNIV 1 5,757 1 5,757 EARLHAM COL 2 10,615 1 5,475 1. 5,140 INDIANA STATE UNIV 4 110,715 1 37,000 2 43,171 1 30,544 INDIANA U REG CAM SYS OFF 1 5,511 1 5,511 INO UNIV-FORT WAYNE 1 6,100 1 6,100 23 PROGRAM GRANTS AND CONTRACTS RES PL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TO L PLN'G& POL YSTDY'S SCIENCE GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM NEEDS INT. INTRNL COOP EDUCATION PROJECT NATL RSCH CTAS GVMTL SCI SCIEN ACT SUPPORT SUPPORT Amount PROG INSTL IMPVT No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL INDIANA INSTITUTION TOTAL 2 11,611 1 6,100 1 5,511 INDIANA UNIV-BLOOMINGTON 79 3,301,295 58 2,547,200 1 55,300 2 143,400 2 52,880 16 502,515 3 27,000 34,576 INDIANA UNIV-INDIANAPOLIS 1 7,295 1 7,295 IND UNIV-SCH OF MED 3 95,000 3 95,000 INSTITUTION TOTAL 4 102,295 3 95,000 1 7,295 MANCHESTER COL 1 8,990 1 8,990 PURQUE UNIV 104 5,761,079 73 3,187,500 2 13,200 11 1,386,900 2 63,549 16 1,109,930 19 57,000 72,994 PURDUE UNIV-AGR EXP STA 1 149,000 1 149,000 INSTITUTION TOTAL 105 5,910,079 74 3,336,500 2 13,200 11 1,386,980 2 63,549 16 1,109,930 19 57,000 72,994 ROSE-HJLMAN INST OF TECH 1 2,180 1 2,180 TAYLOR UNIV 2 3,690 1 1,090 1 2,600 UNIV OF NOTRE DAME 32 2,069,541 20 1,363,700 4 305,700 1 35,308 7 364,833 1 3,000 3,842 VALPARAISO UNIV 3 41,518 1 1,090 2 40,428 WABASH COL 1 10,300 1 10,300 OTHER GRANTS & CONTRACTS 11 6,325 11 6,325 STATE TOTAL 11,728,171 7,395,800 68,500 1,836,000 237,001 2,190,870 87,000 111,412 253 158 3 17 27 48 29 TOWA CENTRAL COL 1 10,610 1 10,610 CLARKE COL 1 1,090 1 1,090 COE COL 1 4,905 1 4,905 CORNELL COL 1 4,360 1 4,360 DES MOINES AREA CC-ANKENY 1 4,905 1 4,905 4 135,228 4 135,228 DRAKE UNIV 1 2,725 1 2,725 GRACELAND COL 45,042 35,000 1 5,842 1 4,200 24 GRINNELL COL 3 1 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLN'G POL'Y STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVI Amount No. Amount No. Amount Ms. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL IOWA TOWA CENTRAL COMM COL 1 1,090 1 1,090 TOWA LAKES COMMUNITY COL 1 1,900 1 1,900 IOWA ST U OF SCIENCE&TECH 32 1,253,030 22 840,200 2 213,000 2 36,711 6 163,119 1 3,000 3,842 LORAS COL 1 1,090 1 1,090 LUTHER COL 4 31,625 1 2,725 3 28,900 SOUTHEASTERN CMTY COLLEGE 1 8,211 1 8,211 UNIV OF TOWA 41 1,298,256 25 769,800 3 76,383 13 452,073 3 9.000 11,525 U OF TOWA-COL OF MED ? 63,000 2 63,000 INSTITUTION TOTAL 43 1,361,256 27 832,800 3 76,383 13 452,073 3 9,000 11,525 UNIV OF NORTHERN IOWA 4 94,583 1 4,360 3 90,223 WARTBURG COL 3 12,390 1 2,725 2 9,665 5 OTHER GRANTS 1 CONTRACTS 11 47,795 1 40,980 10 6,815 STATE TOTAL 3,021,835 1,708.000 253,980 163,937 895,918 12.000 15,367 114 50 3 27 34 4 KANSAS BENEDICTINE COLLEGE 2 16,152 1 5,462 1 10,690 BETHANY COL 1 1,635 1 1,535 BETHEL COL 1 15,000 1 15,000 CENTER FOR RESEARCH INC 1 58,900 1 58,900 UNIV 3F KANS-CTR FOR RES 1 29,900 1 29,900 INSTITUTION TOTAL 2 88,800 2 88,800 DODGE CITY COMM JR COL 1 1,900 1 1,900 JOHNSON CO COMMUNITY COLL 1 3,815 1 3,815 KANS ST COL OF PITTSBURG 1 39,451 1 39,451 KANSAS STATE TCHRS COL 6 212,821 1 3,815 5 209.006 KANSAS STATE UNIV 20 542,844 13 364,800 1 27,416 6 150,628 25 PROGRAM BRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC FOTAL RESEARCH TO NAT'L PLN'G& POL Y STDY'S SCIENCE BRANTEE on CONTRACTOR NATL SPC RES PGM PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL KANSAS KANSAS WESLEYAN 1 1,090 1 1,090 SOUTHWESTERN COL 1 2,725 1 2,725 UNIV OF KANSAS 36 965,171 28 799,000 1 36,661 7 129,510 UNIV OF KANSAS MED CENTER UNIV OF KANSAS MED CENTER 2 52,000 2 52,000 WASHBURN UNIV OF TOPEKA 1 2,725 1 2,725 WICHITA STATE UNIV 5 99,674 3 71,300 1 7,513 1 20,861 OTHER GRANTS & CONTRACTS 5 3,333 5 3,333 STATE TOTAL 2,049,136 1,390,900 96,190 562.046 66 49 15 22 KENTUCKY ASBURY COL 2 28,431 2 28,431 BELLARMINE-URSULINE COL 1 5,720 1 5,720 CENTRE COL OF KENTUCKY 2 11,040 1 4,360 1 6,680 COUNCIL OF STATE GOVTS 3 64,200 3 64,200 CUMBERL AND COL 1 1.098 1 1,090 EASTERN KENTUCKY UNIV 1 2,100 1 2,180 KENTUCKY LEGISLATIVE RES 1 25,200 1 25,200 KENTUCKY STATE COL 1 5,560 1 5,560 KENTUCKY WESLEYAN COL 1 4,700 1 4,700 MOREHEAD STATE UNIV 2 17,407 1 8,527 1 8,880 THOMAS MORE COL 4 33,992 1 3,815 3 30,177 UNIV OF KENTUCKY 15 223,278 12 150,200 1 43,461 2 29,617 UNIV OF KY-COL OF AGR 1 3,866 1 3,866 INSTITUTION TOTAL 16 227,144 12 150,200 1 43,461 3 33,483 UNIV OF LOUISVILLE 11 233,292 3 51,500 1 10,445 7 171,347 1 3,000 3,842 26 RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO MATE PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTANL COOP EDUCA TION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL KENTUCKY U OF LOUISVILLE-SCH MED 3 81,700 3 81,700 INSTITUTION TOTAL 14 314,992 6 133,200 1 10,445 7 171,347 1 3,000 3,842 WESTERN KENTUCKY UNIV 3 40,231 1 6,075 2 34,156 OTHER GRANTS & CONTRACTS 1 613 1 613 STATE TOTAL 782,500 283,400 89,400 91,846 317,554 3.000 3,842 53 18 4 11 20 1 LOUISIANA APPLIED ALUMINUM RES CORP 1 4,582 1 4,582 DELGARD VOC TECH JR COLL 1 7,099 1 7,099 GRAMBLING COL 5 101,790 3 45,800 1 6,480 1 49,510 5 LA ST JNIV BATON ROUGE 30 896,963 20 532,600 2 146,300 1 37,242 7 180,821 3 9,000 11,525 5 LA ST UNIV-AGR EXP STA 2 36,900 2 36,900 INSTITUTION TOTAL 32 933,863 22 569,500 2 146,300 1 37,242 7 183,821 1 9,000 11,525 LA ST JNIV NEW ORLEANS 9 126,714 5 101,831 1 8,690 3 16,193 LA ST UNIV SYSTEM OFFICE 1 8,026 1 8,026 LOUISIANA TECH UNIVERSITY 2 10,816 1 5,916 1 4,900 LOYOLA UNIV 4 88,383 4 88,383 NICHOLLS STATE UNIVERSITY 3 66,102 1 2,180 2 63,922 NORTHEAST LOUISIANA UNIV 1 33,100 1 33,100 NORTHWESTERN ST UNIV-LA 1 5,487 1 5,487 SOUTHERN UNIV 6 351,213 2 28,200 1 263,500 1 8,102 2 51,411 ST MARYS DOMINICAN COL 2 17,230 2 17,230 TULANE UNIV 17 466,961 13 290,500 1 65,000 1 25,377 2 65,284 , 9,000 11,525 UNIV OF SOUTHWESTERN LA 2 5,836 1 300 1 5,536 OTHER GRANTS & CONTRACTS 5 41,874 1 37,960 4 3,914 STATE TOTAL 2,269,076 1,106,891 4,882 495,600 124,049 537,654 18,000 23,050 27 92 47 2 4 15 24 5 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL SPC PGM TO NAT'L 2 PLNG& POL STOYS TOTAL SCIENCE PROJECT NEEDS INT INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No Amount No. Amount No. Amount No Amount No. Amount No Amount No. INSTITUTION INDIVIDUAL MAINE BOWOOIN COL 5 152,251 1 10,000 1 5,732 3 136,519 COLBY COL 1 60,890 1 60,890 JACKSON LAB 4 91,552 1 53,000 3 34,552 MT DESERT ISLAND BIOL LAB 1 76,100 1 76,100 RICKER COL 1 2,900 1 2,900 U OF ME-PORTLAND-GORHAM 1 7,862 1 7,562 UNIV MAINE, PRESQUE ISLE 1 1,090 1 1.090 UNIV OF MAINE ORONO 17 376,019 8 206.100 1 5,125 1 23,601 1 17,137 6 124,057 UNIV OF MAINE, FARMINGTON 1 26,508 1 26,508 OTHER GRANTS & CONTRACTS 4 18,233 1 15,500 1 509 2 2,224 STATE TOTAL 813,405 360,700 5,125 24,109 34,045 389,425 36 12 1 2 6 15 56 MARYLAND AMER 870 OF GIOL CHEM 2 12,000 2 12,000 AMER TYPE CULTURE COLLECT 1 25,000 1 25,000 MONIE STATE COL 1 6,014 1 6,014 CATONSVILLE COMM COL 1 5,450 1 5,450 CHARLES COUNTY COMM COL 1 98,910 1 98,910 CHESAPE COLLEGE 1 5,487 1 5,487 CHESPKE RES CONSRTIUM INC 1 1,649,700 1 1,649,700 COL OF NOTRE DAME OF MO 1 1,300 1 1,300 COLUMBI A UNION COL 2 13,097 1 7,500 1 5,597 COPPIN STATE COL 2 203,700 1 54,800 1 228,900 ENTOMOL OGICAL SOC OF AMER 1 10,800 1 10,800 GOUCHER COL 1 5,487 1 5,487 HOOD COL 1 3,000 1 3.000 28 RES APPL SCIENCE INFO ACT FELLOWSHIPS SCHENTIFIC TOTAL REBEARCH TO M.TL PLNGA POL YSTDVS NATE & SPC RES PGM SCHENCE GRANTEE on CONTRACTOR PROJECT NEEDS INT. INTRIN. COOP EDU ATION NATE ASCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount Ala. Amount Plin. Amount Ma. Amount Me. Amount No. Amount Me. Amount No. INSTITUTION INDIVIDUAL MARYLAND HYDROSPACE RESEARCH CORP 4 472,875 4 472,875 JOHNS HOPKINS UNIV 66 3,121,781 55 2,203,000 4 293,100 1 325,000 3 244,437 3 56,244 7 21,000 25,493 JOHNS HOPKINS UNIV-HYG 5 144,500 4 141,500 1 3,000 JOHNS HOPKINS.UNIV-MED 14 485,000 14 485,000 INSTITUTION TOTAL 85 3,751,281 73 2,829,500 4 293,100 1 325,000 4 247,437 3 56,244 7 21,000 26,893 MARTIN COMPANY 2 129,566 1 59,600 1 69,966 MARTIN CO-RIAS DIVISION 3 105,700 2 49,400 1 56,300 INSTITUTION TOTAL 5 235,266 3 109.000 1 69,966 1 56,300 MATHEMATICA MATHEMATICA INC 1 119,956 1 119,956 MD ACAO OF SCIENCES 1 24,900 1 24,900 57 MORGAN STATE COL 1 59,425 1 59,425 RICHARD P MUELLER & ASSOC 1 22,393 1 22,393 RMC PESEARCH CORPORATION 2 135,000 2 135,000 ST JOHNS COL 1 1,090 1 1,090 ST MARYS COL OF 40 1 1,090 1 1,090 TERRASPACE INC 1 54,100 1 54,100 U S NAVAL ACADEMY 2 26,724 2 26,724 UNIV 05 MARYLAND 84 4,616,759 TO 3,613.050 3 138,000 4 566,300 1 56,097 6 243,312 2 6,000 7,653 U OF YD-CHESAPEAKE BIOL 1 10,100 1 10,100 INSTITUTION TOTAL 85 4,626,859 70 3,613,050 3 138,000 4 566,300 1 56,097 7 253,412 ? 5,000 7.683 UNIV OF MARYLAND SYS OFF 1 15,983 1 15,983 UNIV OF MD, BALT CNTY 9 160,037 8 153,980 1 6,137 UNIV OF MO, BALTIMORE , 95,800 3 95,800 UNIV OF MD, ESTRN SHORE 1 5,499 1 5,499 WESTERN MARYLAND COL 1 6,186 1 6,186 29 WESTINGHOUSE ELECT CORP WESTINGHOUSE DEFENSE CTR 1 93,931 1 93,931 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TOTAL RESEARCH TO NATL PLNGS POL YSTDY'S GRANTEE OR CONTRACTOR NATL SPC RES PGM SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount Mo. Amount No. Amount No Amount No INSTITUTION INDIVIDUAL MARYLAND WOLF RES AND DEV CORP 1 212 1 212 OTHER GRANTS 1 CONTRACTS 56 130,191 1 60 6 11,966 21 81,006 17 25,183 11 11,776 STATE TOTAL 12,158,743 6,899,410 1,120,907 2,968,686 405,149 764,591 27,000 34,576 279 162 20 32 36 29 3 MASSACHUSETTS ART ASSOCIATES INC 1 93,250 1 93,250 AMER 4040 OF ARTS AND SCI 2 165,200 1 138,300 1 26,900 AMER AJTO CONTROL COUNCIL 1 50,000 1 50,000 AMER 4. TEOROLOGICAL SOC ? 24,400 2 24,400 AMERICAN TNTL COL 1 1,090 1 1,090 AMHERST COL 9 308,637 6 285,500 1 8,347 2 15,090 5 ARTHUR 7 LITTLE INC 1 34,660 1 34,850 ROSTON ARCHITECTURAL CTP 1 21,000 1 21,000 ROSTON BIOMED RES INST 5 172,300 5 172.300 30STON CITY HOSPITAL 1 373,700 1 373,700 ROSTON COL 13 500,348 5 187,000 1 67.100 1 25,988 5 220,261 ROSTON DISPENSARY 1 25,000 1 25,000 ROSTON UNIV 14 459,895 9 245,000 1 115,000 1 18,653 3 1,242 1 3,000 3,842 BOSTON UNIV-SCH OF MED 3 119,500 3 119,500 INSTITUTION TOTAL 17 579,395 12 364,500 1 115,000 1 18,653 3 81,242 1 3,000 3,842 BRANDEIS UNIV 34 1,254,553 33 1.065,200 1 79,700 1 23,903 3 85,850 2 6,000 7,653 BRIDGEWATER STATE COLLEGE 3 65,909 1 1,635 2 64,274 CHILDRENS HOSP MED CTP 2 110,000 2 110,000 CLARK UNIV A 205,263 4 185,000 1 8,963 1 10,500 COL OF OUR LADY OF ELMS 1 3,460 1 3,463 COL OF THE HOLY CROSS 2 65,619 2 65,619 30 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC AES PGM TO NAT'L PLNGA POL STDY'S SCIENCE PROJECT NEEDS INT INTRNL COOP NATE RSCH CTRS EDUCATION SUPPORT DVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount Mo Amount Mo. INSTITUTION INDIVIDUAL MASSACHUSETTS CONTRACT RESEARCH CORP 1 100,572 1 100.577 DATA RESOURCES, INC 1 50,091 1 50,391 DEVELOPMENT SCIENCES. INC 1 5,526 DYNATECH R/D CO. 1 427,000 - 5,525 427,000 EASTERN NAZARENE COL 1 3,600 1 3,600 EDUCATION DEVELOPMENT CTR 11 867,864 11 867,864 EMMANUEL COL 1 10,642 1 10,542 FITCHBURG STATE COLLEGE 1 1,635 1 1,535 GORDON COL 1 13,090 1 13,090 HAMPSHIRE COLLEGE 2 36,459 1 6,805 1 29,654 HARBRIDGE HOUSE, INC 1 70,466 1 70,456 HARVARD UNIV 173 7,456,180 157 5,673,164 10 1,501,752 1 59,077 5 222.187 170 510,000 653.104 HARVARD UNIV-GRAD SCH 8 A 1 105,200 1 105,200 HARVARD UNIV-HERBARIUM 5 280,524 5 280,524 HARVARD UNIV-MED SCH 13 300,084 11 261,204 1 11,300 1 27,580 HARVARD UNIV-ORSERVATORY 7 270,362 , 270,352 HARVARD UNIV-PEABODY MUS 3 80,202 3 80,202 HARVARD UNIV-SCH PUB HLTH 1 13,857 1 13,857 INSTITUTION TOTAL 203 8,506,409 183 6,565,456 1 11,300 11 1,606,952 2 86,657 6 236,044 170 510,000 653,184 LINCOLN LABORATORY 1 4,000 1 4,000 LOWELL TECHNOLOGICAL INST 2 143,885 1 130,900 1 12,985 M.I.T. DEVELOP FOUNDATION 1 28,000 1 28,000 MANLABS INC 2 80,700 2 40,700 MARINE BIOLOGICAL LAB 5 224.600 5 224,600 MASS COL OF OPTOMETRY 1 4,905 1 4,905 MASS GENERAL HOSPITAL 3 102.000 3 102,000 MASS INST OF TECH 195 17,760,984 148 11,642,626 9 2,153,000 21 3,331,405 9 317,274 8 305,679 192 576.000 736,782 HASS SCIENCE 1 TECH FON , 74,700 1 50,700 1 24,000 31 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G& POL YSTDY'S SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No Amount No. Amount No Amount No INSTITUTION INDIVIDUAL MASSACHUSETTS MERRIMACK COL 1 1,090 1 1,090 MITRE CORPORATION 1 74,600 1 74,600 MT HOLYOKE COL 2 5,805 1 900 1 4,905 NEW ENG BRD OF HIGHER EDU 1 355,500 1 355,500 NEW ENGL MED CTR HOSP 1 8,700 1 8,700 NEW ENGLAND AQUARIUM CORP 1 37,100 1 37,100 NEWTON COLLEGE 2 365,620 2 365,620 NORTHEAST RADIO OBS CORP 3 785,806 2 698,467 1 87,339 NORTHEASTERN UNIV 15 556,023 11 467,200 1 35,500 1 25,923 2 27,400 0'DONNELL ASSOCIATES 1 31,000 1 31,000 R S PEARODY FON ARCH 1 38,000 1 38,000 RADCLIFFE COLLEGE 2 29,846 1 24,200 1 5,646 09 REGIS COL 2 16,683 1 7,121 1 9,562 SCORE INC 1 30,000 1 30,000 SIMMONS COL 3 31,413 1 3.270 2 28,143 SMITH COL 6 164,861 4 143,900 1 6,051 1 14,910 SOC FOR EXP STRESS ANAL 1 5,000 1 5,000 SOUTHEASTERN MASS UNIV 2 116,541 1 110,600 1 5,941 TUFTS JNIV 9 158,410 4 55,600 1 19,082 4 83,728 1 3,000 3,842 TUFTS UNIV-SCH OF MED 5 246,400 4 181,300 1 65,100 INSTITUTION TOTAL 14 404,810 8 236,900 1 65,100 1 19,082 4 83,728 1 3,000 3,842 U MASS MED SCH-WORCESTER 2 61,000 2 81,000 UNIV OF MASS SYSTEMS OFF 1 5,708 1 5,708 UNIV OF MASS, BOSTON U OF MASS-MARINE STATION 1 29,800 1 29,800 UNIV-MASS AMHERST CAMPUS 66 2,264,997 55 1,868,300 1 54,400 4 157,000 1 38,055 7 147,242 1 3,000 3,842 UNIV-MASS BOSTON CAMPUS 3 36,110 2 29,900 1 6,210 32 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLNG POL YSTDY'S SCIENCE PROJECT NEEDS INT INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount 5 O 33-362 I PROG Ma Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL MASSACHUSETTS WELLESLEY COL 2 53,253 1 47,327 1 5,753 WENTWORTH INST 1 16,222 1 16,222 WESTERN NEW ENGLAND COL 1 3,760 1 3,760 WESTFIELD STATE COLLEGE 1 35,359 1 35,359 WGBH EDUCATIONAL FOUND 1 50,000 1 50,000 WHEATON COL 1 4,905 1 4,905 WILLIAMS COL 5 97,290 1 5,000 1 6,382 4 85,908 WOODS HOLE OCEAN INST 60 6,059,563 40 1,949,125 16 3,933,900 1 104.000 3 72,538 WORCESTER FON EXP BIO 5 232,000 5 232,000 WORCESTER POLYTECH INST 7 187,736 4 83,700 1 10,249 2 88,787 OTHER GRANTS , CONTRACTS 41 118,998 1 33,500 ? 26,108 2 19,17) 35 19,305 1 20,915 STATE TOTAL 44,901,211 27,375,964 6,443,474 6,866,926 1,263,377 2,951,470 1,101.000 1,409,095 I9 805 559 34 55 81 75 367 MICHIGAN ADRIAN COL 3 14,971 1 5,511 2 9,460 ALBION COL ? 9,375 1 5,475 1 3,900 ALMA COL 4 23,425 1 4,905 3 13,520 AMER ENTOMOLOGICAL INST 1 24,300 1 24,300 CALVIN COL 1 5,646 1 5,646 EASTERN MICHIGAN UNIV 2 14,428 1 5,928 8,500 # FERRIS ST COL 1 2,180 1 2,180 FORD SCIENTIFIC LAB 1 695,220 1 695,221 GRAND VALLEY STATE COL 1 51,216 1 51,216 HENRY FORD COMM COL 1 4,000 1 4,003 HOPE COL , 129,284 2 28,200 1 6,394 5 94,690 33 KALAMA? 00 COL 2 15,435 1 4,905 1 17,53) , PROGRAM BRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TOTAL RESEARCH TO NATE PLN'G& POL YSTDY'S GRANTEE on CONTRACTOR NATE SPC RES PGM SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTAS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount Ale. Amount No. INSTITUTION INDIVIDUAL MICHIGAN KALAMAZOO STATE HOSPITAL 1 17,300 1 17,300 LAWRENCE INST OF TECH 1 13,046 1 13,046 MARYGROVE COL 1 1,090 1 1,090 MENTAL HEALTH RES INST 2 118,600 2 118,600 MERCY COL OF DETROIT 2 70,700 1 65,250 1 5,450 MICH COL OSTEOPATHIC MED 1 8,139 1 0,139 NICH TECHNOLOGICAL UNIV 8 231,046 3 131,600 1 8,483 4 90,963 MICHIGAN CANCER FON 1 19,800 1 19,800 MICHIGAN STATE UNIV 61 3,743,132 45 2,936,480 1 31,200 2 371,100 1 51,298 12 353,134 10 30,000 38,418 NORTHERN MICHIGAN UNIV 1 5,462 1 5,462 OAKLAND UNIV 8 227,347 4 145,100 1 7,132 3 75,115 SAGINAM VALLEY COL 1 7,900 1 7,900 62 SIENA HEIGHTS COL 1 8,778 1 8,778 SOCIETY-MANUFACTURING ENG 1 19,988 1 19,900 UNIV OF DETROIT 4 147,984 1 7,066 3 140,915 UNIV OF MICHIGAN 152 7,052,050 130 5,406,145 6 476,700 7 907.200 1 63,327 8 195,975 65 195,000 249,717 U OF ICH-DEARAORN CAMPUS 1 51,512 1 51,512 U OF MICH-MED SCH 4 159,700 4 159,700 INSTITUTION TOTAL 157 7,263,262 134 5,565,845 6 476,700 7 907,200 1 63,027 9 250,490 65 195,000 249,717 WAYNE STATE UNIV 21 588,926 9 218,200 1 7,623 1 37,100 2 26,214 8 219,789 2 5,000 7,68% WAYNE ST UNIV-SCM OF MED 2 76,480 2 76,400 INSTITUTION TOTAL 23 585,326 11 294,600 1 7,623 1 37,100 2 26,214 8 219,789 2 6.000 7,683 WESTERY MICH UNIV 10 256,072 1 6,100 1 6,892 8 243,080 OTHER GRANTS 1 CONTRACTS 18 97,624 1 86,520 17 11,104 STATE TOTAL 13,831,988 9,382,504 535,423 2,075,870 242,940 1,595,251 231,000 295,818 329 207 9 12 37 64 77 34 PROGRAM GRANTS AND CONTRACTS ECIENTIFIC RES APPL SCIENCE INFO ACT FELLOWING SAMITEE on CONTRACTOR FORAL REGEARCH NATE & are RES PGM TO NAT'L PLN'US POL YSTDY'S SCHENCE PROJECT NEEDS INT. INTRAL COOP MATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount # Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL MINNESOTA BEHIDJI STATE COL 1 5,916 1 5,916 BETHEL COL 1 SEM 1 1,090 1 1,090 CARLETON COL 5 78,941 1 3,400 1 5,928 3 61,613 COL OF ST REMEDICT 1 1,090 1 1,190 COL OF ST TERESA 1 17,023 1 17,023 E J LONGYEAR COMPANY 1 66,600 1 66,600 GUSTAVUS ADOLPHUS COL 2 9,848 1 5,548 1 4,300 INTERSTUDY 1 112,936 1 112,936 INTL STUDIES ASSOCIATION 1 11,100 1 11,100 MACALESTER COL 2 15,348 1 6,848 1 8,500 MANKATO STATE COL 1 26,950 1 25,950 MINN ST PLANNING AGENCY 1 36,400 1 36,400 63 MOORHERD STATE COL 1 5,499 1 5,499 SOUTHWEST MINN STATE COL 3 17,410 3 17,410 ST CLOUD STATE COL 2 46,368 1 4,360 1 42,008 ST JOHNS UNIV 1 1,090 1 1,090 ST MARYS COL 1 66,397 1 66,397 ST OLAF COL 4 36,351 1 5,891 3 30,460 UNIV OF MINNESOTA 82 3,489,242 63 2,037,900 3 128,800 6 907,400 4 84,464 6 330,678 16 48,000 51,469 U OF MINN-AGR EXP STA 3 101,100 3 101,100 U OF MINN-INST OF TECH 5 187,400 , 187,400 U OF MINN-MED SCH 2 88,108 2 80,100 UNIV OF MINNESOTA, DULUTH 1 6,878 1 5,870 UNIV OF MINNESOTA, MORRIS 1 14,723 1 14,723 INSTITUTION TOTAL 94 3,879,435 73 2,406,500 3 128,000 6 987,400 4 84,464 8 352,271 16 48,000 61,469 OTHER GRANTS & CONTRACTS 9 29,185 1 23,328 8 5,785 35 STATE TOTAL 4,456,897 2,409,988 218,728 1,067,836 133,509 626,932 48,00C 61,469 133 74 $ 9 22 23 15 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL Y STDY'S SCIENCE GRANTEE OR CONTRACTOR I NATE RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT HNSTL IMPVT Amount PROG No. Amount Ma. Amount Rip. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL MISSISSIPPI ALCORN AGR 1 MECH COL 6 66,195 2 14,100 1 5,597 3 46,494 COPIAM-LINCOLN JR COL 1 8,700 1 8,700 DELTA STATE COL 3 52,035 3 52.035 EAST CENTRAL JR COL 1 6,700 1 8,700 GULF COAST RESEARCH LAB 1 7,700 1 7,700 HINDS JR COL 1 14,500 1 14,500 JACKSON STATE COL 5 433,097 1 13,400 1 5,855 3 413,842 MARY HOLMES COLLEGE ? 60,333 1, 54,000 1 6,333 MILLSAPS COL 1 8,700 1 8,700 MISS VALLEY ST COL 2 47,624 2 47,624 MISSISSIPPI COL 3 33,018 1 5,475 2 27,543 MISSISSIPPI INDUS COL 1 2,000 1 2,000 64 MISSISSIPPI STATE UNIV 6 155,896 2 63,800 1 50,500 1 10,942 2 10,654 RUST COL 4 33,838 1 5,900 1 3,815 2 24,123 TOUGALOO COL 1 8,700 1 8,700 UNIV 0= MISSISSIPPI 9 216,803 2 70,600 1 30,490 1 9,933 5 105,870 UNIV OF MISS MEDICAL CTR 1 5,600 1 5,600 INSTITUTION TOTAL 10 222,403 2 70,600 1 30,400 2 15,533 5 105,870 UNIV OF SOUTHERN MISS 8 166,721 1 12,200 1 5,597 6 148,924 UTICA JR COL 1 8,700 1 8,700 STATE TOTAL 1,338,860 187,700 134,900 79,147 937,113 57 10 3 9 35 MISSOURI CENTRAL METHODIST COL 2 3,990 1 1.090 1 2,901 CENTRAL MO STATE COL 3 20,535 1 4,905 2 15,630 LINCOLN UNIV 2 10,671 1 5,200 1 5,671 36 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR TOTAL RESEARCH NATL a SPC RES PGM TO NATE PLNGS POL' YSTDY'S SCHENCE PROJECT NATE RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SC/ SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount Ala. Amount Ala. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL MISSOURI MIDNEST RESEARCH INST 2 147,500 1 37,500 1 110,000 # MINERAL AREA COL 1 3,200 1 3,200 MISSOURI SOUTHERN COL 1 2,725 1 2,725 MO BOTANICAL GARDEN 4 227,500 4 227,500 NORTHEAST MO ST COL 2 57,553 1 5,524 1 52,029 NORTHWEST MO STATE UNIV 2 28,332 1 4,905 1 23,427 SOUTHEAST MO STATE COL 1 1,090 1 1,090 SOUTHWEST MO STATE COL 1 1,090 1 1,090 ST LOUIS UNIV 9 211,520 4 151,700 1 9,661 4 50,159 ST LOJIS UNIV-SCH OF MED 3 75,100 3 75,100 INSTITUTION TOTAL 12 286,620 7 226,800 1 9,661 4 50,159 UNIV OF MISSOURI COLUMBIA 40 1,077,782 28 588,250 1 102,000 4 193,000 2 45,407 5 149,125 65 UNIV OF MISSOURI KAN CITY 3 35,035 1 25,800 1 6,805 1 2,430 1 3,000 3,842 UNIV OF MISSOURI ROLLA 27 1,210,385 13 462,700 5 528,000 2 65,054 7 154,631 UNIV OF MISSOURI ST LOUIS 6 126,381 5 118,900 1 7,481 WASHINGTON UNIV 50 2,389,595 40 1,488,300 1 5,600 4 678,400 1 40,485 4 176,810 4 12,000 15,367 WASH UNIV-SCH OF MEDICINE 7 302,100 7 302,100 INSTITUTION TOTAL 57 2,691,695 47 1,790,400 1 5,600 4 678,400 1 40,485 4 176,810 4 12,000 15,367 OTHER GRANTS , CONTRACTS 6 3,154 6 3,154 STATE TOTAL 5,935,438 3,419,750 145.100 1,535,200 205,047 630,341 15,000 19,209 172 105 3 15 22 27 5 MONTANA DAWSON COL 1 4,360 1 4,360 MONTANA COL MINERAL SCI 3 111,890 1 18,600 1 91,400 1 1,090 MONTANA STATE UNIV 10 230,971 4 75,608 1 49,900 1 25,730 4 79,741 1 3,000 1,842 NORTHERN MONTANA COL 1 49,617 1 49,517 37 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL MONTANA UNIV OF MONTANA 13 250,636 5 33,600 1 85,800 1 40,753 6 90,483 2 6,000 7,643 OTHER GRANTS & CONTRACTS 1 700 1 700 STATE TOTAL 647,374 127,800 227,100 72,633 213,841 9,000 11,525 29 10 3 5 11 3 NEBRASKA CHADRON STATE COL 1 8,600 1 8,600 KEARNEY STATE COL 2 21,388 1 4,905 1 16.483 MIDLAND LUTHERAN COL 1 1,090 1 1,090 NEBRASKA WESLEYAN UNIV 5 112.711 1 5,658 4 107,053 J OF NEW MFD CTR AT OMAHA 1 21,200 1 21,200 UNIV OF NEB SYSTEM OFFICE 1 6,641 1 6,641 99 UNIV OF NEBRASKA-LINCOLN 20 514,542 12 307,200 2 74,600 1 50,100 1 26,070 4 56,572 1 3,000 3,842 OTHER GRANTS & CONTRACTS 5 3,873 5 3,873 STATE TOTAL 690,045 337,000 74,600 50,100 48,237 183,105 3.300 3,842 36 14 2 1 10 9 1 NEVADA DESERT RESEARCH INSTITUTE 7 623,900 5 472,800 2 151,100 UNIV OF NEV RENO CAMPUS 11 367,967 5 161,700 1 17,804 5 184,463 UNIV OF NEVADA LAS VEGAS 1 5,953 1 5,953 UNIV OF NEVADA SYS OFF 2 90,712 1 71,000 1 19,712 OTHER GRANTS 1 CONTRACTS 3 2,378 3 2,378 STATE TOTAL 1,090,910 705,500 151,100 45,847 188,463 24 11 2 6 5 38 PROGRAM BRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TO NATE PLN'O POL'Y STDY'S TOTAL RESEARCH NATL 4 SPC RES PGM SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS NET. NTRML COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG MISTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NEW HAMPSHIRE AMERICAN UNIV FIELD STAFF 1 18,190 1 14,190 DARTMOUTH COL 24 541,691 16 461,100 1 79,500 1 20,961 6 80,130 2 5,000 683 DARTYOUTH COL-MED SCH 1 33,000 1, 33,000 DARTMOUTH COL-THAYER ENG 2 180,900 1 47,600 1 133,300 INSTITUTION TOTAL 27 855,591 18 541,700 2 212,800 1 20,961 6 80,130 ? 5,000 7,683 MT WASH OBSERVATORY INC 2 57,553 2 57,553 NATHANIEL HAWTHORNE COL 1 1,090 1 1,090 NEW HAMPSHIRE COLLEGE ? 21,430 1 5,560 1 15,870 PLYMOUTH STATE COLLEGE 1 17,532 1 17,532 ST ANSELMAS COL 1 5,732 1 5,732 UNIV OF N H OURHAM 17 398,396 7 248,000 1 27,661 9 122,735 2 6,000 7,683 UNIV OF NEW HAMPSHIRE 67 U OF V H-COL OF TECH 1 39,800 1 39,800 OTHER GRANTS & CONTRACTS 3 21,565 1 20,700 2 865 STATE TOTAL 1,436,879 887,053 20,700 212,800 61,869 254,457 12,000 15,356 56 28 1 2 7 18 4 NFW JERSEY ALPINE GEOPHYS ASSOC INC 1 97,900 1 97,900 AM FED OF INF PROCESS SOC 1 9,000 1 9,000 AMER RES CTR IN EGYPT INC 1 5.500 1 5,500 COL OF MED L DENT OF N J 1 6,100 1 6,100 COL OF 410-RUTGERS MFD SC 1 50,916 1 50,916 INSTITUTION TOTAL 2 57,016 1 50,916 1 6,100 COMPUTER HORIZONS INC 3 186,248 3 186,248 COUNCIL FOR ADV SCI WRIT 1 5,000 1 5.000 DREW UVIV 2 9,105 1 4,200 1 4,905 39 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TOTAL NATL SPC RES PGM TO NAT'L PLNGS POL' YSTDY'S GRANTEE on CONTRACTOR RESEARCH SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NEW JERSEY EDUCATIONAL TESTING SERV 4 309,300 1 37,500 3 271,800 EDUCOM INC 2 127,800 2 97,800 30,000 FAIRLEIGH DICKINSON UNIV FAIRLSH 0 U-FLORHM-MADSM 1 26,647 1 26,647 FAIRLSH 0 U-TEANECK 2 72,709 1 19,200 1 53,509 INSTITUTION TOTAL 3 99,356 1 19,200 2 80,156 GLASSRORO STATE COL 1 12,400 1 12,400 INST FOR ADVANCED STUDY 2 468,500 2 468,500 JERSEY CITY STATE COL 1 5,744 1 5,744 MONMOUTH COL 1 5,757 1 5,757 MONTCLAIR STATE COL 3 59,557 1 5,584 2 53,973 NATL CNCL-CRN&DEL RES CTR 1 76,700 1 76,700 68 NEWARK COL OF ENGINEERING 4 58,407 1 32,000 1 7,377 2 19,330 PRINCETON UNIV 97 4,937,557 85 4,416,400 1 24,100 3 324,300 2 57,378 6 115,379 77 231,000 295,818 PIDER COL 3 77,560 2 67,600 1 9,960 RUTGERS UNIVERSITY 74 2,669,466 65 2,139,200 2 310,700 1 41,782 6 177,784 RUTGERS U-MEDICAL SCHOOL 2 67,800 2 67,800 RUTGERS U-NEWARK CAMPUS 1 10,600 1 10,600 INSTITUTION TOTAL 77 2,747,866 67 2,207,000 2 310,700 1 41,782 7 185,384 SFTON HALL UNIV 5 30,548 1 5,475 4 25,073 ST PETERS COL 1 11,666 1 11,666 STEVENS INST OF TECH 15 614,976 12 554,600 1 12,309 2 45,067 TEXTILE RESEARCH INST 1 43,700 1 43,700 TRENTON STATE COL 2 48,683 1 4,905 1 43,779 OTHER GRANTS & CONTRACTS 15 20,334 2 2,489 13 17,845 STATE TOTAL 10,126,180 7,978,216 124,489 755,400 407,775 868,300 231,000 295,818 40 249 177 4 7 38 31 77 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLN'G& POL Y STDY'S TOTAL SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NEW MFXICO COL OF SANTA FE 1 5,781 1 5,781 EASTERY NFW MEXICO UNIV 2 16,115 1 7,415 1 8,700 LOS ALAMOS SCIENTIFIC LAB 3 1,728,000 2 138,000 1 1,590,000 NEW MEX INST MINING & TEC 11 561,862 7 321,600 2 210,800 1 16,612 1 12,853 NEW MEXICO HIGHLANDS UNIV 3 63,346 1 3,515 2 59,531 NEW MEXICO STATE UNIV 15 301,377 10 194,100 1 47,491 4 59,785 SCH OF AMER RESEARCH 1 74,300 1 74,300 UNIV OF ALBUQUERQUE 1 5,622 1 5,622 UNIV OF NEW MEXICO 19 601,012 14 341,900 2 148,900 1 30,844 2 79,365 1 3,000 3,842 U OF N M-SCH OF MED 1 33,000 1 33,000 INSTITUTION TOTAL 20 634,012 15 374,900 2 148,900 1 30,844 2 79,368 1 3,000 3,842 OTHER GRANTS & CONTRACTS 3 2,984 3 2,984 69 STATE TOTAL 3,393,399 1,102,900 1,949,700 120,564 220,235 3,000 3,842 60 35 5 10 10 1 NEW YORK ADELPHI UNIV 3 91,636 1 7,143 2 84,493 AGR 1 TECH COL ALFRED 1 14,000 1 14,000 ALFRED UNIV 1 5,646 1 5,646 AMER ASSOC OF PHYS TCHRS 1 1,380 1 1,380 AMER GEOGRAPHICAL SOC 1 12,100 1 12,100 AMER INST OF AERO & ASTRO 1 36,000 1 36,000 AMER INST OF PHYSICS 2 313.000 1 296,500 1 16,500 AMER MUSEUM OF NAT HIST 7 296,090 5 281,700 1 7,300 1 7,090 AMER MUS NAT HIST-HAYOEN 1 15,156 1 15,156 INSTITUTION TOTAL 8 311,246 5 281,700 1 7,300 2 22,246 AMER SOC OF CIVIL ENG 5 156,600 1 5,600 1 76,100 1 29,800 2 43,100 41 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR RESEARCH NATE SPC RES PGM TO NATE PLNGS POL YSTOY'S SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP NATE RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NOW YORK AMER SDC OF MECH ENG 1 1,000 1 3.300 AMERICAN INST OF RESEARCH 1 155,400 1 155,400 AMERICAN SOC OF M.R.A/C 1 5,000 1 5,000 ASSOCIATED UNIV INC ASSOCIATED UNIV INC-UPTON 1 10,000 1 10,000 AUDIO PRODUCTIONS 6 154,000 2 16,000 2 55,500 3,500 2 79,300 8 THOMPSON INST PLANT RES ? 40,766 1 32,400 1 1,356 BANK STREET COL OF ED 1 9,344 1 9,344 BARNARD COL ? 26,149 1 20,000 1 6,149 BROOKMA VEN LAB 9 1,055,820 4 261,350 2 780.003 1 7,200 2 7,270 CENTER FOR RESID SEC DES 1 95,800 1 95,400 CLARKSON COL OF TECH 14 420,183 7 258,600 1 36,400 1 11,361 5 111,822 70 CNTR FOR POLICY RESEARCH , 333.138 1 267,500 1 65.639 COL AT BROCKPORT 6 145,581 2 26,310 1 6,051 3 113.230 COL AT RUFFALO 2 9,580 1 7,400 1 2,180 COL AT CORTLAND 1 5,658 1 5,658 COL AT FREDONIA 1 6,100 1 5,100 COL AT GENESEO 1 25,000 1 25,000 COL AT NEW PALTZ 1 4,800 1 4,000 COL AT OSWEGO 4a. 66,654 1 7,100 1 6,339 2 53,515 COL AT PLATTSBURGH 2 11,403 1 5,511 1 5,892 COL OF ST ROSE 1 1,090 1 1,090 COLD SPRING HARBOR LAB 5 215,008 5 212,500 1 2,508 COLGATE UNIV 4 102,834 1 3,100 3 93,734 COLUMBI A UNIV 77 7.100,447 67 5,021,950 1 3,15C 5 561,400 1 101,552 3 112,365 11 33,000 42,260 COLUMBIA U-COL OF PHYS 10 581,000 9 511,900 1 69.100 42 COLUMB U-LAMONT GEO 095 41 4,142,100 30 1,677,400 11 2,454,700 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC SCIENCE INFO ACT FELLOWSHIPS RES APPL RESEARCH NATL SPC PGM TO NATE PLNG POL'Y STDY'S SCIENCE TOTAL GRANTEE OR CONTRACTOR PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NEW YORK INSTITUTION TOTAL 126 11,823,547 106 8,211,250 12 2,467,880 6 930,500 1 101,552 3 112,365 11 33,000 42,260 COLUMBIA UNIV SYS OFF 1 27,000 1 27,000 CONFERENCE BOARD 2 154,900 1 94,900 1 60,000 COOPER UNION 2 13,691 1 5,511 1 8,147 CORNELL UNIV 109 9,746,186 99 9,385,830 3 116,500 1 58,314 5 185,542 19 189,000 242,033 CORNELL U-MEDICAL COL 4 348,500 4 348,500 INSTITUTION TOTAL 113 10,094,686 103 9,734,330 3 116,500 1 58,314 6 185,542 63 189,000 242,033 CORNELL UNIVERSITY CORNELL UNIV ENDOMED 10 409,700 10 409,700 CORNELL UNIV - STATE 4 236,400 4 236,400 INSTITUTION TOTAL 14 646,100 14 646,190 CORNING COMM COL 5.450 1 5,45C 71 CUNY BROOKLYN COL 7 183,563 3 73,600 1 7,459 3 102,504 CUNY CENTRAL SYS OFF 1 12,418 1 12,418 I 9,000 11,525 CUNY CITY COL 13 377,932 9 202,500 1 54,900 1 11,012 2 103,523 CUNY HUNTER COL 5 169,796 3 159,600 1 6,696 1 3,507 CUNY LEHMAN COLLEGE 2 11,757 1 6,000 1 5,757 CUNY MT SINAI SCH OF MED 1 37,200 1 37,200 CUNY QUEENS COL 5 160,179 4 147,000 1 6,979 1 6,200 CUNY RICHMOND COL 2 83.968 1 56,000 1 27,958 CUNY YORK COLLEGE 1 16,256 1 15,256 DIEBOLD GROUP INC 2 70,000 2 70,000 DOMINICAN COL OF BLAUVELT 1 545 1 545 DOWLING COLLEGE 2 4,190 1 1,100 1 1,090 DOWNST MED CTR AT BRKLYN 1 90 1 9) ENG INDEX INC 1 128,000 1 128,000 43 FORDHAM UNIV 9 133,553 6 60,700 1 7,568 2 55,285 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH TO NAT'L PLN'G& POL YSTDY'S GRANTEE on CONTRACTOR NATL SPC RES PGM SCIENCE PROJECT NEEDS INT INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NE YORK GENERAL ELECTRIC COMPANY GEN ELEC R & D CENTER 1 69,158 1 69,158 GENETICS SOC OF AMERICA 1 20,000 1 20,000 GRADUATE SCH & UNIV CTR , 252,397 5 161,700 2 62,637 1 28,060 HEALTH RESEARCH INC 1 42,000 1 42,000 HEALTH RES-ROSWELL PARK 7 193,720 6 170,000 1 23,720 INSTITUTION TOTAL 8 235,720 7 212,000 1 23,720 HOBART AND WM SMITH COL 1 2,300 1 2,300 HOFSTRA UNIV 4 104,526 1 12,000 1 6,517 2 86,009 INST OF ELECT ENGRS 4 173,300 2 10,000 2 163,300 INST SOC, ETHICS LIFE SCI 1 102,000 1 102,000 INTERMAGNETICS GENL CORP 1 52,600 1 52,600 72 ITHACA COL 4 16,735 1 3,270 3 13,465 LEMOYNE COL 1 5,475 1 5,475 LONG ISLAND UNIVERSITY 1 8,472 1 8,472 MANHATT AN COL 5 96,381 2 63,100 1 6,100 2 27,181 MANHATT ANVILLE COL 2 26,900 1 19,700 1 7,200 MARITIME COLLEGE 1 6,370 1 6,370 MT ST MARY COL 1 1,090 1 1,090 N Y AC&O OF SCIENCES 3 5,000 3 5,000 N Y BOT ANICAL GARDEN 15 422,650 15 422,650 N Y CITY COMM COL 1 545 1 545 N Y INST OF TECHNOLOGY N Y INST OF TECH-CTY CAMP 1 1,090 1 1,090 N Y ST PSYCHIATRIC INST 1 15,000 1 15,000 N Y ZOOLOGICAL SOC 1 9,700 1 9,700 44 NAT BUREAU OF ECON RES 8 1,940,888 6 1,715,000 2 225,800 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS NATL & SPC RES PGM TO NAT'L PLN'G& POL YSTDY'S GRANTEE on CONTRACTOR TOTAL RESEARCH SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NEW YORK NEW SCHOOL FOR SOCIAL RES 7 97,233 4 84,350 1 5,977 2 5,906 NEW YORK CITY-RAND INST 2 215,700 2 215,700 NEW YORK MEDICAL COL 5 77,297 2 62,300 1 8,658 2 6,339 NEW YORK ST SCIETECH FON 1 11,500 1 11,500 NEW YORK STATE ASSEMBLY 1 53,100 1 53,100 NEW YORK UNIV 55 2,263,210 45 1,718,200 4 232,600 2 166,500 1 53,020 3 92,890 3 9,000 11,525 N Y UVIV-SCH OF MEDICINE 3 125,000 3 125,000 N Y UNIV-UNIV HEIGHTS CTR 4 196,520 3 146,100 1 50,420 INSTITUTION TOTAL 62 2,584,730 51 1,989,300 4 232,600 2 166,500 1 53,020 4 143,310 3 9,000 11,525 NIAGARA UNIV 1 8,090 1 8,090 NYACK MISSIONARY COL 1 900 1 900 PACE COL 1 5,400 1 5,400 73 PERFORMANCE COMMUN INC 1 15,000 1 15,000 POLYTECHNIC INST OF BKLYN 15 554,720 9 433,100 1 26,424 5 95,196 PRATT INST 1 5,879 1 5,879 PROJECT UNIQUE. INC 1 121,300 1 121,300 PUBLIC HEALTH RES INST 5 174,900 5 174,900 RENSSELAER POLYTECH INST 30 1,119,347 22 798,000 1 48,900 1 32,343 6 240,104 6 18,000 23,051 ROCHESTER INST OF TECH 4 81,515 3 77,700 1 3,815 ROCKEFELLER UNIV 20 850,776 17 806,100 1 18,586 2 26,090 2 6,000 7,683 ST BONAVENTURE UNIV 2 1,442 1 1,090 1 352 ST JOHN VIANNEY SEM 1 5,462 1 5,462 ST JOHNS UNIV 2 48,250 1 43,000 1 5,250 ST LAWRENCE UNIV 4 74,738 1 1,090 3 73,645 STATE UNIV AT ALBANY 39 1,067,537 30 857,100 1 25,800 1 33,500 3 118,409 4 32,728 STATE UNIV AT BINGHAMTON 12 234,688 7 153,000 1 48,800 1 8,178 3 24,710 1 3,000 3,842 45 STATE JNIV AT RUFFALO 44 1,221,701 37 1,035,000 2 69,000 1 39,510 4 78,191 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TOTAL NATL SPC RES PGM TO NAT'L PLNG& POL YSTDY'S GRANTEE OR CONTRACTOR RESEARCH SCIENCE PROJECT NEEDS INT INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No Amount No. Amount No. Amount No. Amount No Amount No. Amount No. INSTITUTION INDIVIDUAL NEW YORK STATE UNIV AT STONY BROOK 73 3,892,450 58 2,919,502 1 52,300 2 355,700 2 50,892 10 517,859 2 5,000 7,683 STATE UNIV N Y SYST OFF 1 6,161 1 6,151 SUNY C ENV SCI & FORESTRY 15 479,787 11 455,300 2 11,208 2 13,279 SYRACUSE UNIV 37 1,583,195 27 1,195,525 1 30,174 9 357,395 ? 6,000 7,683 SYRACUSE UNIV RES CORP'N 1 65,891 1 65,591 TEACHERS COL a 264,036 5 167,250 1 11,056 2 85,730 TISSUE CULTURE ASSN INC 1 50,000 1 50,000 UNION COL 5 146,111 3 80,300 1 5,965 1 59,546 UNITED ENG TRUSTEES 2 31,800 1 19,000 1 12,800 UNIV OF ROCHESTER 48 2,540,949 39 2,180.700 2 212,200 1 55,885 6 92,164 2 6,000 7,683 U OF ROCHESTER-SCH MED 5 529,700 4 138,900 1 390,300 74 INSTITUTION TOTAL 53 3,070,649 43 2,319,600 3 603,000 1 55,885 6 92,164 2 6.000 7,683 UPST MEO CTR AT SYRACUSE 1 7,300 1 7,300 UTICA COLLEGE 1 6,609 1 6,609 VASSAR COL 1 19,500 1 19,500 WALDEMAR MED RES FON 1 13,420 1 13,420 WEBB INST OF NAVAL ARCH 1 6,914 1 6,914 YESHIVA UNIV 14 354,173 12 319,300 1 29,623 1 5,250 YESHIVA U-ALBERT EINSTEIN 12 417,100 12 417,100 INSTITUTION TOTAL 26 771,273 24 736,400 1 29,623 1 5,250 OTHER GRANTS L CONTRACTS 87 377,134 3 106,360 6 217,677 1 23 76 46,631 1 5,446 STATE TOTAL 50,990,381 38,015,666 3,631,906 4,170,158 1,692,948 3,479,703 285,000 364,968 1,058 693 37 43 150 135 95 46 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLN'G& POL YSTDY'S SCIENCE TOTAL PROJECT NEEDS INT INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NORTH CAROLINA APPALACHIAN STATE UNIV 2 12,450 1 5,450 1 7,00) BARBER-SCOTIA COL 1 1,090 1 1,090 BENNETT COL 1 26,757 1 26,757 CAMPAELL COL 1 21,499 1 21,499 DUKE UNIV 51 2,601,755 40 1,687,300 3 460,000 1 122,500 1 47,409 6 284,545 11 33,000 42,250 DUKE UNIV-MARINE LAB 4 122,300 2 38,600 2 83,700 DUKF UNIV-SCH OF MEDICINE 5 197,400 5 197,400 INSTITUTION TOTAL 60 2,921,455 47 1,923,300 5 543,700 1 122,500 1 47,409 6 284,546 11 33,000 42,250 EAST CAROLINA UNIV 3 132,700 1 5,475 2 127,225 EDGECOMRE TECHNICAL INST 1 1,100 1 1,100 ELIZABETH CITY STATE UNIV 2 178,490 1 1,090 1 177,400 GUILFORD COL 1 2,800 1 2,800 75 GUILFORD TECHNICAL INST 1 1,100 1 1,100 LENOIR-RHYNE COL 1 1,090 1 1,090 LIVINGS TONE COL 1 215,000 1 215,000 LOUISBJRG COL 1 1,090 1 1,090 MARS HILL COL 2 14,556 1 5,536 1 9,020 N C AGRIC 1 TECH ST UNIV 4 80,033 1 11,100 1 8,254 2 61,679 N C STATE UNIV AT RALEIGH 18 1,507,897 7 340,700 2 736,700 3 243,500 2 73,189 4 111,808 1 3,000 3,842 NATIONAL LAB HIGHER EDUC 1 9,405 1 9,405 NO CAROLINA CENTRAL UNIV 2 47,806 1 5,977 1 41,829 NORTH CAROLINA FDN M H R 1 38,300 1 38,300 RESEARCH TRIANGLE INST 2 153,400 2 153,400 SHAW UVIV 1 6,696 1 6,696 ST ANDREWS PRESBY COL 1 5,609 1 5,609 ST AUGUSTINES COL 1 172,400 1 172,400 47 UNIV OF N C AT ASHEVILLE 3 41,938 2 27,560 1 14,370 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLN'G POL Y STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTAS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NORTH CAROLINA UNIV OF N C AT CHAP HILL 54 2,318,729 43 1,805,500 4 166,200 2 137,110 5 209,913 8 24,000 30,735 U OF N C AT CHAP HILL-MED 4 80,200 4 10,200 U OF N C CHAP HILL-FISH 1 25,000 1 25,000 INSTITUTION TOTAL 59 2,423,929 48 1,910.700 4 166,200 2 137,110 5 209,919 , 24,000 30,735 UNIV OF N C AT CHARLOTTE 1 12,100 1 12,100 UNIV OF N C AT GREENSBORO 1 5,816 1 6,816 WAKE FOREST UNIV 4 35,378 1 10,369 3 25,000 WAKE FOREST-GRAY SCH MED 1 24,000 1 24,000 INSTITUTION TOTAL 5 59,378 1 24,000 1 10,369 3 25,009 WESTERN CAROLINA UNIV 1 12,470 1 12,470 WINSTON-SALEM STATE UNIV 4 472,790 1 1,090 3 471,700 76 OTHER GRANTS L CONTRACTS 10 6,767 0 6,767 STATE TOTAL 8,588,903 4,248,100 1,282,400 685,603 360,467 2,012,336 60,000 75,837 193 105 7 10 32 39 20 NORTH DAKOTA MINOT ST COL ? 17,640 1 3,270 1 14,370 NORTH DAKOTA STATE UNIV 7 95,501 1 20,065 5 75,436 UNIV OF NORTH DAKOTA 7 170,379 1 40,000 1 9,922 5 120,457 U OF N D-SCH OF MED 1 32,000 1 32,000 INSTITUTION TOTAL B 202,379 2 72,000 1 9,922 5 121,457 STATE TOTAL 315,520 72,000 33,257 210,263 17 2 3 12 48 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH TO NAT'L PLN'G& POL STDY'S TOTAL NATL SPC RES PGM SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL OHIO ANTIOCH COL 2 81,262 1 7,884 1 73,378 BALOWIN-WALLACE COL 1 24,278 1 24,278 BATTELLE MEMORIAL INST 6 239,430 3 147,300 1 48,000 1 7,500 1 36,530 BLUFFTON COL 1 17,900 1 17,900 BOWLING GREEN STATE UNIV 8 183,608 4 115,400 1 6,870 3 61,338 1 3,000 3,842 CASE WESTERN RESERVE UNIV 65 3,170,947 52 2,463,700 2 41,600 2 293,300 2 218,682 7 153,665 3 9,000 11,525 CASE W R UNIV-SCH OF MED 3 116,500 3 116,500 INSTITUTION TOTAL 68 3,287,447 55 2,580,200 2 41,600 2 293,300 2 218,682 7 153,665 3 9,000 11,525 CENTRAL STATE UNIV 4 418,129 1 22,900 1 5,536 2 389,693 CHAS F KETTERING RES FON C KETTERING RES FON-LAB 1 40.000 1 40,000 77 CLEVELAND CLINIC FON 1 35,000 1 35,000 CLEVELAND MUS OF NAT HIST 1 39,800 1 39,800 CLEVELAND STATE UNIV 2 25,524 1 5,524 1 20,000 COL MT ST JOSEPH-ON-OHIO 1 5,475 1 5,475 COL OF WOOSTER 3 16,640 1 5,450 2 11,190 DAYTON, CITY OF 1 90,000 1 90,000 DENISON UNIV 1 5,524 1 5,524 FED FOR UNIFIED SCI EDU 2 86,872 2 85,872 FELS RESEARCH INSTITUTE 1 46,200 1 46,200 HEIDELBERG COL 3 20,906 1 5,536 2 15,370 HIRAM COL 4 45,217 1 11.100 1 6,124 2 27,993 JOHN CARROLL UNIV 2 12,482 1 5,891 1 6,591 KENT STATE UNIV 11 325,249 5 220,800 1 19,979 5 84,470 KENYON COL 1 4,905 1 4,905 MARIETTA COL 2 37,890 1 2,725 1 35,165 49 MIAMI UNIV 3 62,359 1 38,000 1 8,941 1 23,414 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL a SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL 0410 MT UNION COL 1 5,700 1 5,700 MUSKINGUM COL 2 29,497 1 5,573 1 23,924 NOTRE JAME COL 2 18,113 1 1,635 1 16,478 OBERLIN COL 8 115,231 2 21,700 1 6,641 5 86,890 OHIO DOMINICAN COL 1 11,559 1 11,559 OHIO NORTHERN UNIV 1 1,090 1 1,090 OHIO STATE UNIV 102 4,011,042 77 2,714,400 5. 53,400 3 254,300 5 565,539 12 423,403 5 15,000 19,209 OHIO ST UNIV-COL OF MED 1 40,500 1 40,500 INSTITUTION TOTAL 103 4,051,542 78 2,754,900 5 53,400 3 254,300 5 565,539 12 423,403 5 15,000 13,209 OHIO UNIV 13 288,147 6 217,700 1 9,748 4 63,693 OHIO WESLEYAN UNIV 1 2,725 1 2,725 SINCLAIR COL 1 1,090 1 1,090 78 UNIV OF AKRON 10 393,461 7 350,300 1 34,700 1 7,971 1 490 UNIV OF CINCINNATI 19 613,478 12 375,000 1 18,100 1 18,586 5 201,792 UNIV OF DAYTON 4 100,504 1 37,063 3 63,441 UNIV OF TOLEDO 9 157,546 3 109,100 1 6,247 5 42,199 WILBERFORCE UNIV 1 251,000 1 251,000 WITTENBERG UNIV 1 5,584 1 5,584 WRIGHT STATE UNIV 5 156,773 2 80,100 1 61,600 1 7,873 1 7.200 XAVIER UNIV 2 10,357 1 2,180 1 8,177 OTHER GRANTS & CONTRACTS 20 58,901 2 49,200 18 9,701 STATE TOTAL 11,424,395 7,215,400 361,900 582,300 1,011,892 2,252,903 27,000 34,575 334 187 13 6 54 74 9 50 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR RESEARCH NATL SPC PGM TO NAT'L PLN'G& POL YSTDY'S TOTAL SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTAS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No ount No. INSTITUTION INDIVIDUAL OKLAHOMA CENTRAL STATE UNIVERSITY ? 5,190 1 1.090 1 4.100 EAST CENTRAL STATE COL 1 6,100 1 6,100 LANGSTON UNIV 1 5,524 1 5,524 MIDCON ENVIR CTR ASSN INC 1 25,000 1 25,000 MURRAY STATE COLLEGE 2 3,390 1 1,090 1 2,300 NORTHW-STERN STATE COL 1 6,240 1 6,240 OKLA MEDICAL RES FON 1 25,000 1 25,000 OKLAHOMA CITY UNIV 1 5,793 1 5,793 OKLAHOMA COL LIBERAL ARTS 1 1,090 1 1,090 OKLAHOMA STATE UNIV 32 1,211,851 18 580,100 3 162,50) 1 63,207 1: 405,944 SEMINOLE JR COL 1 24,252 1 24,252 SOUTHEASTERN STATE COL 2 53,885 1 5,977 1 47,909 79 SOUTHWESTERN STATE COL 3 67,845 1 2,725 ? 65,12] UNIV OF OKLAHOMA 30 922,241 17 485,650 1 29,700 1 75,500 1 27,612 10 303,673 4 12,000 15,367 UNIV OKLA-MEDICAL CENTER 1 12,561 1 12,561 INSTITUTION TOTAL 31 934,802 17 485,650 1 29,700 1 75,600 1 27,612 11 316,240 4 12,000 15,357 UNIV OF TULSA 3 46,777 1 25,000 1 6,761 1 15,015 OTHER GRANTS & CONTRACTS 2 2,346 1 471 1 1,875 STATE TOTAL 2,425,085 1,090,750 54,700 263,200 127,440 888,995 12,000 15,367 65 36 2 5 12 30 4 OREGON EDU CODROINATING COUNCIL 1 498,144 1 498,144 GOOD SAMARITAN HOSPIMED C 1 45,000 1 45,000 LANE COMM COL 1 1,500 1 1,500 LEWIS AND CLARK COL 1 2,725 1 2,725 LINFIELD COL 2 11,743 1 5.953 1 5,790 51 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No INSTITUTION INDIVIDUAL OREGON MT HOOD COMM COL 1 2,800 1 2,801 N W PEG EDUCATIONAL LAB 2 60,000 ? 80,000 DREG GRAD CTR STUDY E RES 2 53,277 1 52,487 1 793 DREG ST HIGHER ED SYS OFF 1 9,846 1 9,846 OREGON COL OF EDUCATION 2 135,807 ? 135,807 OREGON GRADUATE CENTER 2 327 1 59,500 1 5,327 OREGON STATE UNIV 65 3,811,704 41 1,430,200 4 2,030,700 2 63,547 , 287.257 OREGON TECH INST 1 2,500 1 2,500 PORTLAND COMM COL 1 8,300 1 4,300 PORTLAND STATE UNIVERSITY F 73,660 1 17,000 1 6,357 4 51,303 REED COL 9 150,087 3 101,300 1 7,197 5 41,597 80 U OREGON MEDICAL SCHOOL 1 61,400 1 61,400 UNIV OF OREGON EUGENE 50 2,763,853 39 1,610,400 1 793,650 2 194,900 4 82,152 4 92,851 1 3,000 3,842 UNIV OF PORTLAND 2 52,126 2 52,125 OTHER GRANTS & CONTRACTS 7 34,791 2 30,570 5 4,221 STATE TOTAL 7,865,590 3,407,857 2,824,350 194,900 188,725 1,249,758 3,000 3,842 158 90 15 2 17 34 1 PENNSYLVANIA ACAD OF NAT SCI OF PHILA 8 231,900 7 224,900 1 7,000 ALBERT EINSTEIN MED CTR , 88,500 2 74,700 1 13,800 ALBRIGHT COL 1 7,481 1 7,481 ALLEGHENY COL ? 22,330 2 22,330 AMER INST INDIAN STUDIES 1 100,000 1 100.000 AMER SDC OF ICHTHYLIHERP 6,813 1 6,813 BEAVER COL 4 148,397 1 5,524 3 142,873 BIOLOGICAL ASSTRACTS 1 275.000 1 275,100 52 PROGRAM GRANTS AND CONTRACTS SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC RES APPL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G & POL YSTDY'S SCIENCE BRANTEE OR CONTRACTOR TOTAL PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS GVMTL SCI SCIEN ACT SUPPORT SUPPORT Amount PROG INSTL IMPVT No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL PENNSYLVANIA BLOOMSBURG STATE COL 1 4,770 1 4,770 BRYN MA WR COL 5 27,750 2 8,700 1 5,830 2 13,220 BUCKNELL UNIV 4 55,088 1 6,149 3 48,939 CARLOW COLLEGE 2 38,531 2 38,531 CARNEGIE INST 3 37,541 3 37,541 CARNEGIE MELLON UNIV 55 3,775,812 45 2,127,100 1 1,075,000 5 427,300 1 44,962 3 101,453 CAREGIE MEL UNIV-INST TEC 1 36,400 1 36,400 1 3,000 1,842 INSTITUTION TOTAL 56 3,812,212 45 2,127,100 1 1,075,000 6 463,700 1 44,962 3 101,450 1 3,000 3,842 CLARION STATE COL 2 47,821 2 47,821 COL MISERICORDIA 1 1,090 1 1,090 DICKINSON COL 1 5,867 1 5,867 81 DREXEL UNIVERSITY 20 969,349 10 298,400 1 115,100 3 267,900 1 15,677 5 272,272 1 3,000 3,842 DUQUESNE UNIV 3 10,195 2 4,500 1 5,695 1 3,000 3,842 EAST STROUDSBRG STATE COL 1 7,197 1 7,197 EDINBORO STATE COL 2 67,188 1 1,090 1 66,094 FRANKLIN AND MARSHALL COL 4 40,553 1 8,000 1 7,023 2 25,530 FRANKLIN INST FRANKL IN INST-BARTOL FOUN 5 278,508 3 154,700 1 115,000 1 8.800 GELLMAN & ASSOCIATES 1 56,400 1 56,400 GENEVA COL 1 3,815 1 3,815 HAHNEMANN MED COL & HOSP 2 26,744 1 8,244 1 18,500 HAVERFORD COL 3 41,372 1 30,000 1 7,132 1 4,240 INDIANA UNIV OF PA 1 131,420 1 131,420 INST FOR CANCER RESEARCH 5 171,000 5 171,000 INST FOR SCIENTIFIC INFO 2 110,951 17,500 2 93,451 JUNIATA COL 2 12,215 1 5,475 1 6,740 53 KINGS COL 1 12,200 1 12,200 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL PENNSYLVANIA LAFAYETTE COL 1 5,450 1 5,450 LEHIGH UNIV 39 1,676,501 29 1,295,250 3 203,700 2 102,680 5 74,871 1 3,000 1,842 LINCOLN UNTV ? 249,417 1 7,317 1 242,100 LYCOMING COL 1 6,600 1 5,600 MANSFIELD STATE COL 1 1,090 1 1,090 MARYWOOD COL 1 1,090 1 1,090 MEDICAL COLLEGE OF PA 3 33,572 2 27,300 1 6,272 MERCYHURST COL 1 9,060 1 9,163 MUMLENBERG COL 1 3,815 1 3,815 NAT FED SCI ARSLIND SERV 1 78,300 1 78,300 PA SCIENCELENGINEERING FN 2 68,800 2 68,800 82 PENNSYLVANIA COL OPTOMET 1 51,100 1 51,100 PENNSYLVANIA STATE UNIV 76 3,013,329 62 2,166,700 2 87,600 3 375,900 4 196,993 5 186,136 3 9,000 11,525 PHILA COL OF PHARM & SCI 1 1,056 1 1,055 PHILADELPHIA OFFICE MAYOR 1 46,000 1 46,000 POINT PARK COL 1 1,090 1 1,090 SETON HILL COL 1 47,224 1 47,224 SHIPPENSBURG STATE COL 1 2,725 1 2,725 SLIPPERY ROCK STATE COL 2 41,683 1 3,815 1 37,865 SOC FOR IND & APPL MATH 2 77,900 1 8,700 1 69,200 ST JOSEPHS COL 1 5,744 1 5,744 SUSQUEHANNA UNIV 1 226,500 1 226,500 SWARTHMORE COL 8 196,877 5 169,100 1 6,247 2 21,530 TEMPLE UNIV 12 217,637 8 141,000 2 37,535 2 39,102 THIEL COL 1 5,634 1 5,634 THOS JEFFERSON UNIV HOSP 2 54,675 1 40,000 1 14,675 54 THOS JEFFERSON U HOSP-MED 3 93,300 3 93,300 PROGRAM GRANTS AND CONTRACTS FELLOWSHIPS RES APPL SCIENCE INFO ACT SCHENTIFIC NATL SPC RES PGM TO NAT'L PLN'G POL' STDY'S SCIENCE TOTAL RESEARCH NEEDS INT. INTRNL COOP EDUCATION GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS GVMTL SCI SCIEN ACT SUPPORT SUPPORT Amount PROG INSTL IMPVT No Amount No. Amount No Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL PENNSYLVANIA INSTITUTION TOTAL 5 147,975 4 133,300 1 14,675 UNTV CITY SCIENCE CENTER 3 256,100 2 107,700 1 148,400 65 4,815,600 5 633,500 4 120,285 ? 72,800 10 30,000 38.418 UNIV OF PEUNSYLVANIA 76 5,642,185 U OF PA SCH OF VET MFD 2 55,500 2 55,500 UNIV OF PA-SCH OF MED 7 268,300 7 288,300 UNIV OF PA-WHARTON SCH 6 327,100 4 220,700 1 89,400 1 17,000 INSTITUTION TOTAL 91 6,313,085 78 5,380,100 1 89,400 5 633,500 4 120,285 3 89,803 1) 30,000 38,418 UNIV OF PITTSBURGH 54 2,576,011 44 1,811,300 2 190,389 A 574,322 4 12,000 15,367 UNIV OF PITT-SCH OF MED 4 157,000 4 157,000 58 2,733,011 48 1,968,300 2 190,389 8 574,322 4 12,000 15,357 INSTITUTION TOTAL UNIV OF SCRANTON 1 3,815 1 3,815 83 WEST CHESTER STATE COL 1 39,943 1 39,943 WESTINGHOUSE FLECT CORP 1 49,069 1 49,369 WESTMINSTER COL 2 8,990 1 1,790 1 7,903 WILSON COL 1 1,090 1 1,090 WISTAR INST 1 14,200 1 14,200 OTHER GRANTS 1 CONTRACTS 44 21,144 2 78 3 1,418 36 18,912 3 736 STATE TOTAL 22,506,806 14,726,604 1,538,578 2,327,587 1,343,555 2,570,482 63,000 90,678 519 324 9 29 88 69 21 RHODE ISLAND AMER MATHEMATICAL SOC 5 100,400 4 100,100 1 300 BROWN UNIV 71 3,736,245 53 2,780,350 3 513,500 2 107,100 5 66,117 8 269,178 5 15,000 13,209 GORDON RES CONFERENCES 6 32,200 6 32,200 PROVIDENCE COL 3 14,129 1 5,487 2 8,642 PHODE ISLAND DEPT OF HLTH 1 33,000 1 33,000 ROGER WILLIAMS COLLEGE 1 3,400 1 3,400 55 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TOTAL RESEARCH TO NAT'L PLNG& POL YSTOY'S SCIENCE BRANTEE on CONTRACTOR NATL SPC RES PGM PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL RHODE ISLAND UNIV OF RHODE ISLAND 16 573,322 10 275,400 3 245,700 1 27,754 2 24,468 3 9,000 11,525 U OF R I-GRAD SCH OF OCEN 15 919,100 7 248,900 8 670,200 INSTITUTION TOTAL 31 1,492,422 17 524,300 11 915,900 1 27,754 2 24,468 3 9,000 11,525 OTHER GRANTS 1 CONTRACTS 10 9,119 9 5,689 1 3,430 STATE TOTAL 5,420,915 3,436,950 1,429,400 140,100 105,047 309,418 24,000 30,734 128 80 14 3 16 15 8 SOUTH CAROLINA BENEDICT COL 2 10,390 2 10,397 BRKLY-CH-DRCHSTR TE ED CO 1 7,300 1 7,300 CLAFLIN COL 1 154,000 1 154,000 CLEMSON UNIV 9 218,270 5 147,800 1 27,727 3 42,743 84 CONVERSE COL 1 1,090 1 1,090 FRIENDSHIP JR COL 1 900 1 900 FURMAN UNIV 5 60,919 1 9,100 1 30,500 1 5,499 2 15,720 MED UNI OF S CAROLINA 1 10,947 1 10,947 1 3,000 3,842 MORRIS COL 1 31,492 1 31,492 SOUTH CAROLINA STATE COL 3 304,658 1 5,560 2 299,098 UNIV OF SOUTH CAROLINA 15 423,141 6 239,300 1 11,000 1 11,535 7 161,306 OTHER GRANTS & CONTRACTS 3 1,282 3 1,282 STATE TOTAL 1,224,389 396,200 11,000 30,600 63,640 722,949 3,000 3,842 43 12 1 1 9 20 1 SOUTH DAKOTA AUGUSTANA COL 4 93,006 1 34,200 1 6,198 2 52,608 DAKOTA STATE COLLEGE 1 5,548 1 5,548 MT MARTY COL 1 5,451 1 5,450 56 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE - CONTRACTOR TOTAL RESEARCH NATL 4 SPC RES PGM TO NAT'L PLN'G& POL YSTDY'S SCHENCE PROJECT NEEDS INT. INTRNL COCP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount Alc. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL 33-362 74 6 O SOUTH DAKOTA NORTHERN STATE COL 2 20,590 1 1,090 1 19,500 SIOUX FALLS COL 1 5,462 1 5,462 SOUTH DAK SCH MINES TECH 4 158,815 3 142,800 1 16,015 SOUTH DAKOTA STATE UNIV 3 35,837 1 22,687 2 13,150 UNIV OF SOUTH DAKOTA 5 188,600 1 52,100 1 6,431 3 130,069 OTHER GRANTS & CONTRACTS 3 1,865 3 1,865 STATE TOTAL 515,173 142,000 34,200 52.100 70,746 215,327 24 3 1 1 11 B TENNESSEE AMER SOC OF PLANT TAXON 1 8,600 1 8,600 AUSTIN PEAY STATE UNIV 3 172,892 1 1,635 2 171,257 85 CARSON-NEWMAN COL 2 22,447 1 5,548 1 16,899 CHRISTIAN BROTHERS COL 5 99,362 1 13,100 1 5,769 3 80,493 EAST TENNESSEE STATE UNIV 1 7,556 1 7,556 ENVIRONMENTAL MUTAGEN SOC 1 3,000 1 1,000 2,000 FISK UNIV ? 59,164 1 6,002 1 53,162 GEORGE PEARODY COL TCHRS 4 264,128 1 76,000 1 5,475 2 180,653 LANE COL 1 13,600 1 13,600 LE MOYNE-OWEN COL 1 5,487 1 5,487 MEHARRY MEDICAL COL 1 18,892 1 10,692 MEMPHIS STATE UNIV 5 70,020 1 9,911 4 60,109 MIDDLE TENN STATE UNIV 1 78,748 1 78,748 OAK RIDGE ASSOCIATED UNIV 2 72,060 2 72,063 OAK RIDGE NAT LAB 6 3,528,700 2 2,110,000 4 1,417,900 SOUTHWESTERN AT MEMPHIS 2 15,345 1 9,000 1 6,345 TENNESSEE STATE UNIV 3 263,318 1 5,928 2 257,390 57 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH TO MAT'L PLN'G POL STDY'S SCIENCE NATL SPC RES PGM GRANTEE OR CONTRACTOR PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG Mo. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL TENNESSEE TENNESSEE TECHNOLOGY UNIV 7 106,886 1 16,800 1 6,382 5 83,704 \ U OF TENN MED UNITS MEMPH 2 52,500 2 52,500 1 3,000 3,842 UNIV OF TFNN AT CHATTNGA 1 25,740 1 25,740 UNIV OF TFNN SYSTEM OFF 1 7,208 1 7,208 UNIV OF TENNESSEE 32 1,314,008 20 605,500 1 69,600 6 460,500 1 42,180 4 135,928 3 9,000 11,525 - UNIV OF TENN SPACE INST 1 12,000 1 12,000 INSTITUTION TOTAL 33 1,326,008 21 617,500 1 69,600 6 460,800 1 42,180 4 135,928 , 9,000 11,525 UNIV OF THE SOUTH 3 54,838 1 1,790 2 53,748 VANDERPILT UNIV 31 983,629 21 793,500 1 25,415 9 164,714 1 3,300 3,842 VANDER9ILT U-SCH OF MED 6 291,300 5 143,200 1 148,100 INSTITUTION TOTAL 37 1,274,929 26 936,700 1 148,100 1 25,415 9 164,714 1 3,000 3,842 86 OTHER GRANTS 1 CONTRACTS 11 6,611 1 6 0 6,605 STATE TOTAL 7,550,039 3,779,600 69,600 2,106,406 151,872 1,442,161 15,000 19,209 136 57 1 13 25 40 5 TEXAS ANGELO STATE UNIVERSITY 1 24,000 1 24,000 AUSTIN COL 1 552,500 1 552,500 BAYLOR COL OF MEDICINE 4 117,002 3 97,500 1 19,502 BAYLOR UNIV 7 84,910 3 60,200 1 10,347 3 14,363 BEE COUNTY COL 1 1,090 1 1,090 BISHOP COL 3 255,152 1 5,977 2 249,175 CLINGMAN AND COMPANY 1 6,400 1 6,400 EAST TEXAS STATE UNIV 1 58,594 1 58,594 HOUSTON RAPTIST COL 1 5,990 1 5,990 INCARNATE WORD COL 1 11,147 1 11.147 LAMAR UNIVERSITY 2 86,700 1 10,000 1 68,700 58 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC SCIENCE INFO ACT FELLOWSHIPS RES APPL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE TOTAL GRANTEE OR CONTRACTOR PROJECT NATE RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL TEXAS 4 0 ANDERSON HOSPITAL 1 45,000 1 45,000 MCLENNAN COMM COL 1 1,098 1 1,090 NORTH TEXAS STATE UNIV 3 33,631 1 6,914 2 25,717 OUR LADY OF THE LAKE COL 1 5,450 1 5,450 PAN AMERICAN UNIVERSITY 1 1,090 1 1,090 PRAIRIE VIEW A a M COL 4 54,449 2 37,200 1 6,772 1 10,477 RICE UNIV 45 1,798,030 37 1,609,350 1 73,500 1 36,970 6 75,210 3 9.000 11,525 SAM HOJSTON STATE UNIV 3 58,480 1 5,450 2 53,030 SOUTHERN METHODIST UNIV 15 442,457 9 186,900 2 213,800 1 14,729 3 27,024 SOUTHWEST CTR-URBAN RES 1 263,700 1 263,700 SOUTHWEST TEXAS ST UNIV 1 5,634 1 5,634 87 ST EDWARDS UNIV 1 1,090 1 1,090 ST MARYS UNIV SAN ANTONIO 1 1,090 1 1,090 STEPHEN F AUSTIN ST UNIV 1 5,757 1 5,757 SUL ROSS STATE UNIV 1 21,300 1 21,300 TARLETON STATE COL 1 3,815 1 3,815 TARRANT COUNTY JR COL 1 4,360 1 4,360 TEXAS & , M UNIV 50 2,541,317 31 1,393,215 12 892,700 1 55,650 5 199,752 TEXAS & & M UNIV SYS OFF 3 9,000 11,525 TEXAS ARTS 1 INDUST UNIV 3 23,794 1 5,524 2 18,270 TEXAS CHRISTIAN UNIV 3 14,370 1 7,535 2 6,835 TEXAS SOUTHERN UNIV 4 150,257 1 5,450 3 144,807 TEXAS TECH UNIVERSITY 16 359,425 11 295,900 1 19,500 1 15,666 3 28,359 1 3,000 3,842 TEXAS WOMANS UNIV 2 51,493 1 6,039 1 45,454 TRINITY UNIV 3 43,575 1 3,415 2 39,760 U TEX MED BRNCH GALVESTON 2 58,500 1 4,900 1 53,600 + UNIV OF HOUSTON 16 746,411 9 262,100 2 410,200 1 21,428 4 52,683 1 3,000 3,842 59 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLN'G& POL' YSTDY'S SCIENCE TOTAL PROJECT NEEDS INT. INTRN. COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount Me. Amount No. Amount Alc. INSTITUTION INDIVIDUAL TEXAS UNIV OF ST THOMAS 1 6,039 1 6,039 UNIV OF TEXAS ARLINGTON 2 5,824 1 5,406 1 18 UNIV OF TEXAS AT AUSTIN 91 4,075,348 73 2,628,000 3 448,300 5 155,625 10 843,423 11 33,000 42,260 UNIV TEX AUS-MAR SCI INST 2 307,800 2 307,800 UNIV TEX AUS-MCDONALD OBS 1 43,000 1 43,000 INSTITUTION TOTAL 94 4,426,148 74 2,671,000 2 307,800 3 448,300 5 155,625 10 843,423 11 33,000 42,260 UNIV OF TEXAS AT DALLAS 17 534,993 15 489,400 1 15,000 1 30,593 1 3,000 3,842 UNIV OF TEXAS AT EL PASO 4 69,637 1 18,400 1 8,451 2 42,786 UNIV OF TEXAS SYSTEM OFF 1 16,984 1 16,984 UNIV. OF TEXAS HEALTH CTR UNIV OF TEXAS MEDICAL SCH 1 36,000 1 36,000 88 UNIV. OF TEX MEDICAL SCH 1 1,000 1 1,000 UNIV. OF TEX S.W. MED SCN 3 136,900 3 136,900 UNIV. TEX GRAD,BIOMED SC 1 24,000 1 24,000 INSTITUTION TOTAL 6 197,900 6 197,980 WEST TEXAS STATE UNIV 1 7,600 1 7,600 OTHER GRANTS & CONTRACTS 35 94,294 3 42,288 32 52,006 STATE TOTAL 13,298,469 7,432,265 1,330,888 1,484,600 539,728 2,510,988 60,000 76,836 365 206 20 11 69 59 20 UT AH BRIGHAM YOUNG UNIV 7 161,974 5 150,400 2 11,574 SNOW COLLEGE 1 2,725 1 2,725 UNIV OF UTAH 55 1,802,578 45 1,300,120 1 34,300 1 247,000 1 47,080 7 174,070 2 6,000 7,683 U OF JTAH-COL OF MED 1 28,000 1 20,000 INSTITUTION TOTAL " 1,822,570 46 1,320,120 1 34,300 1 247,000 1 47,080 7 174,070 2 6,000 7,683 UT AH STATE UNIV 20 2,036,617 7 1,623,100 2 16,700 3 184,100 3 59,650 5 143,067 1 3.000 3,642 60 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TO NAJ'L PLN'G& POL YSTDY'S GRANTEE on CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL / UT AH WEBER STATE COL 3 40,659 1 20,500 1 5,609 1 14,550 WESTMINSTER COL 1 37,629 1 37,629 OTHER GRANTS & CONTRACTS 5 4,601 1 1,500 4 3,101 STATE TOTAL 4,106,775 3,115,620 51,000 431,100 128,165 380,890 9,000 11,525 93 60 3 4 10 15 3 VERMONT RENNINS TO COL 1 18,957 1 18,957 MIDOLE3URY COL 3 14,395 1 5,695 2 5,700 NORWICH UNIV 1 1,090 1 1,090 TRINITY COL 1 8,374 1 8,374 UNIV OF VERMONT 6 78,085 3 52,300 1 18,138 2 7,647 89 UNIV OF VT-COL OF MED 1 15,000 1 15,000 INSTITUTION TOTAL 7 93,085 4 67,300 1 18,138 2 7,647 WINDHAM COL 1 1,635 1 1,635 STATE TOTAL 137,536 67,300 34,932 35,304 14 4 5 5 VIRGINIA AMER SOC OF PHOTOGRAMM 1 65,000 1 65,000 BRIDGEWATER COL 1 1,090 1 1,090 COL OF WILLIAM AND MARY 7 160,186 1 72,600 1 61,400 1 8,331 4 17,855 ECO SYSTEMS, INC 1 52,926 1 52,926 EXOTECH SYSTEMS INC 5 330,179 1 39,968 4 290,211 FORECASTING INTRNATL. LTD 4 91,600 2 55,600 2 36,000 GEORGE MASON UNIVERSITY 1 6,000 1 6,003 HAMPDEV-SYONEY COL 3 9,450 1 3,270 2 6,180 61 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATE SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL VIRGINIA HAMPTON INST 1 5,879 1 5,879 HOLLINS COL 2 12,325 1 5,595 1 6,630 INST FOR OFFENSE ANALYSES 2 101,000 2 101,800 MADISON COL 3 26,196 1 1,090 2 25,105 MITRE CORPORATION THE MITRE CORPORATION 5 2,362,334 20,000 2 182,534 3 2,159,800 NORTHERN VIRGINIA COMM CO 1 5,450 1 5,450 OLD DOMINION UNIV 3 54,793 1 13,290 2 41,503 RADFORD COL 1 34,603 1 34,603 RANDOLPH-MACON COL 1 5,450 1 5,450 RANDOLPH-MACON WOMANS COL 2 37,385 1 5,658 1 31,727 90 ROANOKE COL 1 5,548 1 5,548 SPACE RADIATION EFFECTS L 1 261,100 1 261,100 SWEET BRIAR COL 2 9,090 1 1,090 1 8,000 UNIV OF VIRGINIA 45 1,716,302 36 1,190,900 3 283,900 1 61,400 1 30,948 4 149,154 2 6,000 7,653 U OF VA-SCH OF MED 6 239,500 6 239,500 INSTITUTION TOTAL 51 1,955,802 42 1,430,400 3 283,900 1 61,400 1 30,948 4 149,154 2 6,000 7,683 VA COMMONWEALTH UNIV 1 11,394 1 11,394 VA COMONWLTH U-MEALTH SCI 1 43,300 1 43,300 INSTITUTION TOTAL 2 54,694 1 43,300 1 11,394 VA INST OF MARINE SCIENCE 3 105,100 3 105,100 VIRGINIA MILITARY INST 2 14,667 1 5,584 1 9,083 VIRGINIA POLYTECHNIC INST 40 1,311,306 26 812,300 3 119,700 3 210,500 1 32,773 7 136,033 2 6,000 7,631 VIRGINIA STATE COL 4 274,603 1 10,000 1 5,634 2 258,969 WASHINGTON & LEE UNIV 1 45,200 1 45,200 META/CHANNEL 26 1 34,000 1 34,000 62 OTHER GRANTS & CONTRACTS 55 66,329 3 18,195 13 7,499 6 14,139 31 26,054 2 442 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLN'G& POL Y STDY'S SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL VIRGINIA STATE TOTAL 7,500,085 2,818,195 621,425 565,973 279,196 3,215,296 12,000 15,366 207 79 24 15 50 39 4 WASHINGTON BATTELLE MEMORIAL INST BATELLE MEM INST BATT NW 4 331,500 1 38,200 1 39,600 2 253,700 CENTRAL WASH STATE COL 3 66,090 2 65,000 1 1.090 EASTERN WASH STATE COL 2 34,250 1 1,090 1 33,160 EVERGREEN STATE COLLEGE 1 50,000 1 50,000 FON GLACIER & ENVRNL RES 1 9,075 1 9,075 PACIFIC LUTHERAN UNIV 2 14,434 1 5,634 1 8,800 SEATTLE COMM COL 1 7,099 1 7,099 I6 SEATTLE UNIV 2 65,928 2 65,928 SPOKANE WORLD EXPOSITION 1 50,000 1 50,000 TACOMA, CITY OF 1 2,000 1 2,000 UNIV OF PUGET SOUND 2 42,456 1 6,517 1 35,939 UNIV OF WASHINGTON 145 11,583,498 117 6,467,650 11 3,768,800 8 923,300 3 101,753 6 321,995 16 48,000 61,459 U OF WASH-PRESS 1 30,000 1 30,000 INSTITUTION TOTAL 146 11,613,498 118 6,497,650 11 3,768,800 8 923,300 3 101,753 6 321,995 16 48,000 61,459 WALLA WALLA COL 2 14,908 1 5,818 1 9,090 WASHINGTON STATE UNIV 35 1,154,590 25 838,360 1 32,376 9 283,914 WESTERN WASH STATE COL 7 175,809 1 7,121 6 168,588 WHITMAN COL 1 12,698 1 12,698 OTHER GRANTS & CONTRACTS 13 54,844 1 4,265 1 42,578 11 8,009 STATE TOTAL 13,699,179 7,443,415 3,850,970 1,179,000 i 176,507 1,049,287 48,000 61,469 224 147 13 11 22 31 16 63 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC TOTAL RESEARCH NATL & SPC RES PGM TO NATE PLN'G POL' STDY'S SCIENCE GRANTEE DR CONTRACTOR PROJECT NEEDS INT. INTANL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL WEST VIRGINIA ARCADIA INST SCI RES TNC 1 5,000 1 5,000 BETHANY COL 2 58,358 2 58,354 FAIRMONT STATE COL 1 1,090 1 1,090 NAT RADIO ASTRON OBSERV 3 9,785,000 3 9,785,000 WEST VIRGINIA INST TECH 1 11,710 1 .11,710 WEST VIRGINIA STATE COL 1 19,900 1 19,900 WEST VERGINIA UNIV 13 377,070 4 87,800 1 124,500 1 29,972 7 134,798 WEST VA UNIV-SCH OF MED 1 31,300 1 31.300 INSTITUTION TOTAL 14 408,378 5 119,100 1 124,500 1 29,972 7 134,798 WFST VIRGINIA WESLEYN COL 1 5,462 1 5,462 , WHEELING COL 1 1.090 1 1,090 92 OTHER GRANTS & CONTRACTS 1 661 1 661 STATE TOTAL 10,296,641 144,000 9,785,000 124,500 49,985 193,156 26 7 3 1 6 9 WISCONSIN RELOIT COL 3 18.784 1 5,904 2 12,880 CARROLL COL 2 8,160 1 4,360 1 3,800 INST OF PAPER CHEMISTRY 1 1,635 1 1,635 INSTITUTE OF ECOLOGY 3 162,609 1 16,309 1 52,000 1 94,300 LAWRENCE UNIV 3 97,848 1 5,548 2 92,300 MARQUETTE UNIV 10 198,384 4 113,500 1 9,203 5 75,681 MEDICAL COLLEGE OF WISC 5 160,135 4 152.000 1 8,135 RIPON DOL 2 20,560 1 5,450 1 15,110 ST NORBERT COL 1 1,090 1 1,090 UNIV OF WIS CENTERS U W CTR-HARINETTE COUNTY 1 2,700 1 2,701 64 PROGRAM GRANTS AND CONTRACTS RES APPL SCIENCE INFO ACT FELLOWSHIPS SCIENTIFIC NATL SPC RES POM TO NATE PLNG# POL (STOY'S GRANTEE OR CONTRACTOR TOTAL RESEARCH SCIENCE PROJECT NEEDS INT INTANL COOP EDUCATION NATE RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL ISCONSIN UNIV 25 MIS-EAU CLAIRE 1 7.753 1 7,753 UNIV OF WIS-GREEN DAY , 23,987 1 6.598 1 17,389 UNIV OF WIS-LA CROSSE 3 64,448 1 5,511 2 75,937 UNIV OF WIS-MADISON 167 7,314,977 134 5,748,430 11 395,500 7 664,520 4 114,323 11 392,224 55 165,000 211,299 UNIV OF MIS-MILWAUKEE 23 781,422 15 478,830 1 212,700 1 13,192 5 76,733 1 1,000 3,842 UNIV OF WIS-OSHKOSH , 77,487 1 5,487 4 72,000 UNIV OF WIS-PARKSIDE 1 5,560 1 5,560 UNIV OF WTS-RIVER FALLS 1 34,346 1 34,346 UNIV OF WIS-STEVENS POINT 4 46.136 1 5,571 3 40,465 UNIV OF WIS-STOUT 1 7,143 1 7,143 UNIV OF MIS-SUPERIOR 4 169,395 4 169,395 93 UNIV OF WIS-WHITEWATER 4 45,405 1 6,200 1 1.090 2 35,115 UNIV OF WISCONSIN CTR 1 5,524 1 5,524 UNIV OF WISCONSIN MADISON U OF WISC-MADISON-MED SCH 2 47,700 2 47,700 UNIV OF WISCONSIN SYS OFF 1 53,644 1 53,644 VITERBO COL 1. 4,700 1 4,700 OTHER GRANTS 1 CONTRACTS 17 11,904 7 11,904 STATE TOTAL 9,393,436 6,562,939 660,200 758,800 231,001 1,180,416 168,000 215.141 269 162 13 A 19 47 56 WYOMING UNIV OF WYOMING 25 1,003,558 14 470,400 ? 57,700 2 131,300 1 25.444 6 318,705 1 3,000 3,842 OTHER GRANTS 1 CONTRACTS 2 848 2 848 STATE TOTAL 1,004,390 475,400 57,700 131.300 26,292 314,706 3.000 3,842 27 14 2 2 3 6 1 UNITED STATES TOTAL 523,526,366 278,186,037 101,363,289 54,941,835 23,736,129 55,299,075 4,407,000 5,642,746 65 0,396 6,129 533 533 1,478 1,673 1,469 PROGRAM BRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWOHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'O POL STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL FEDERAL GOVERNMENT ATOMIC ENERGY COMMISSION AEC-ALTUQUERQUE OPS OFF 1 20,608 1 20,600 AEC-CHICAGO OPER OFFICE 1 390,000 1 390,000 AEC-OAC RIDGE OP OFFICE 7 2,330,900 1 1,500 6 2,329,400 AEC-SAV FRAN OPER OFFICE 9 1,447,100 1 5,000 8 1,442,100 ATOMIC ENERGY COMMISSION 2 251,708 1 162,000 1 89,700 AGENCY TOTAL 4,449,300 168,500 4,271,800 20 3 17 COUNCIL ON ENVRNMTL OL TV COUNCIL ON ENVRNMTL QLITY 1 74,950 1 74,950 94 AGENCY TOTAL 74,950 74,958 1 1 DEPARTMENT OF AGRICULTURE AGR RESEARCH SERVICE 1 5,988 1 5,980 DEPARTMENT OF AGR 1 65,000 1 65,000 AGENCY TOTAL 70,980 65,000 5,980 2 1 1 DEPARTMENT OF COMMERCE RUREAU OF THE CENSUS 4 384,800 1 10,300 3 374,500 DEPARTMENT OF COMMERCE 1 80,000 1 80,000 MARITIVE ADMINISTRATION 1 15,000 1 15,000 NAT BUREAU OF STANDARDS 6 1,051,550 2 274,000 4 777,550 66 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS BRANTEE on CONTRACTOR RESEARCH NATL a SPC RES PGM TO NAT'L PLN'G & POL Y STDY'S SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL DEPARTMENT OF COMMERCE NATIONAL TECH INFO SERV 2 141,500 2 141,500 NATL OCEANIC ATMOS ADMIN 7 875.500 1 3,000 5 828,500 1 44,000 NOAA-ATLANTIC OIML-MGEGL 1 202,000 1 202,000 NOAA-ENVIRON RESEARCH LAB 4 175,833 2 102,300 1 34,500 1 39,033 DEPARTMENT TOTAL 12 1,253,333 3 105,300 7 1,065,000 2 83,033 NOAA AT ROULDER 1 141,750 1 141,750 NOAA 1 53,000 1 53,000 AGENCY TOTAL 3,120,933 521,050 1,133,000 950,883 516,000 28 6 9 8 5 DEPARTMENT OF DEFENSE DEPARTMENT OF ARMY 95 ARMY-CRREL 4 428,700 4 428,700 ARMY-WATERWAYS EXP STA 1 125,000 1 125,000 CORPS OF ENGINEERS 3 175,097 3 175,097 DEPARTMENT TOTAL A 728,797 7 603,797 1 125,000 DEPARTMENT OF DEFENSE 5 17,992,000 5 17,992,000 DEPARTMENT OF NAVY 2 19,795,300 1 19,740,000 1 55,300 D NAVY-NAV FAC & ENG COMM 1 65,000 1 65,000 DEPT MAVY-AIR SYSTEMS COM 2 13,100 2 13,100 DEPT OF NAVY-ORD SYS COMM 1 20,000 1 20,000 MIL SEA TRANS SERV 4 1,455,000 4 1,455,000 NAVAL RESEARCH LAB 1 41,258 1 41,250 NAVY SUBSISTENCE OFFICE 1 40,000 1 40,000 NAVY-WAV ORD MIS TEST FAC 1 2,500 1 2,500 NAVY-VAVAL OCEANOGRAP OFF 1 27,200 1 27,280 NAVY-PUBLICATIONEPRINTING 1 2,000 1 2,000 67 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES POM TO NAT'L PLN'G POL STOY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SC/ SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount Mo. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL DEPARTMENT OF DEFENSE OFFICE OF NAVAL RES 7 2,752,000 3 137,000 4 2,615,000 DEPARTMENT TOTAL 22 24,213,350 3 137,000 18 24,021,050 1 55,300 DEPT OF AIR FORCE DEPT-AIR FORCE-RAMEY AF8 1 29,800 1 29,000 AGENCY TOTAL 42,963,147 137,000 42,645,847 125,000 55,300 36 3 31 1 1 DEPARTMENT OF INTERIOR BUREAU OF RECLAMATION BUR RECLAM-ENGERES CTR 1 4.000 1 4,000 DEPARTMENT OF INTERIOR 2 245,000 2 245,000 GEOLOGICAL SURVEY 3 219,530 2 214,250 1 5,280 96 AGENCY TOTAL 468,530 214,250 249,000 5,280 5 2 3 1 DEPARTMENT OF STATE DEPARTMENT OF STATE 3 114,400 1 103,400 2 11,000 AGENCY TOTAL 114,400 103,400 11,000 3 1 2 ENVIRON PROTECTION AGENCY ENVIRON PROTECTION AGENCY 3 129,803 3 129,603 AGENCY TOTAL 129,803 129,803 3 3 68 PROGRAM GRANTS AND CONTRACTS FELLOWSHIPS SCIENTIFIC RES APPL SCIENCE INFO ACT TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION . SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No INSTITUTION INDIVIDUAL GENERAL SERVICES ADMIN. GENERAL SERVICES ADMIN 1 74 1 74 AGENCY TOTAL 74 74 1 1 HOUSINGEURRAN DEVELOPMENT HOUSINGLURBAN DEVELOPMENT 1 20,000 1 20,000 AGENCY TOTAL 20,000 20,000 1 1 LIBRARY OF CONGRESS LIBRARY OF CONGRESS 2 117,450 1 111,870 1 5,580 AGENCY TOTAL 117,450 111,870 5,580 L6 2 1 1 NATL AERO & SPACE ADMI NASA 4 156,800 1 15,000 2 140,200 1 1,500 NASA-AMES RESEARCH CTR 1 257,000 1 257,000 NASA-LEWIS RESEARCH CTR 1 11,700 1 11,700 DEPARTMENT TOTAL R 425,500 1 15,000 4 408,300 1 1,600 NAT AERO $ SPACE ADMIN MARSHALL SPACE FL CTR MIS 1 83,572 1 83,572 AGENCY TOTAL 509.072 98,572 408,900 1,600 7 2 4 1 69 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRAUTER - CONTRACTOR RESEARCH NATL a SPC RES PGM TO NAT'L PLN'G & POL YSTDY'S TOTAL SCIENCE PROJECT NEEDS INT. INTANL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NATE INSTITUTES OF HEAL TH HEALTH-INST MENTAL HEALTH 2 11,000 2 11,000 AGENCY TOTAL 11,000 11,000 2 2 SWITHSONIAN INSTITUTION SMITHSONIAN INSTITUTION 7 567,911 2 216,496 2 212,300 1 105,655 , 33,463 AGENCY TOTAL 567,911 216,496 212,300 105,655 33,460 7 2 2 1 2 FEDERAL GOVERNMENT TOTAL 52,688,550 1,943,046 44,545,716 6,268,333 712,115 38,740 119 14 51 37 14 3 86 70 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS BRANTEE OR CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLN'G & POL TSTDY'S SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL U.S. POSSESSIONS PUERTO RICO INTER AMER UNIV OF P R 1 43,657 1 43,657 NATIONAL ASTRON, IONOSPHER 3 3,144,000 3 3,144,000 UNIV OF P P MAYAGUEZ 5 127,042 2 93,000 1 12,342 2 21,700 UNIV OF . R RIO PIEDRAS 2 43,235 1 20,500 1 22,735 UNIV OF P P SAN JUAN 1 71,300 1 71,300 UNIV OF P R SYS OFF 1 17,032 1 17.032 POSSESSION TOTAL 3,446,266 184,800 3,144,000 52,109 65,357 13 4 3 3 3 VIRGIN ISLANOS COL OF VIRGIN ISLANDS 2 25,565 1 15,700 1 8,865 66 POSSESSION TOTAL 25,565 16,700 8,865 2 1 1 U.S. POSSESSIONS TOTAL 3,471,831 201,500 3,144,000 60,974 65,357 15 5 3 4 3 71 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR # TOTAL REBEARCH NATL SPC RES PGM TO NAT'L PLN'G POL 'Y STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL FOREIGN COUNTRIES BE RMUDA BERMUDA BIOL STA FOR RES 3 56,100 1 15,100 2 41,000 COUNTRY TOTAL 56,100 15,100 41,000 3 1 ? CANADA DEPT ENRGY MINESCRESOURCE ? 71,500 2 71,500 JNIV OF BRITISH COLUMBIA 4 2,000 15,367 UNIV OF WESTERN ONTARIO 1 500 3,842 UNIVERSITY OF GUELPH 1 23,000 1 23,000 UNIVERSITY OF OTTANA 1 7,300 1 7,300 OTHER GRANTS & CONTRACTS 1 577 1 577 100 COUNTRY TOTAL 102,377 7,300 94,500 I 577 2,500 17,219 5 1 3 1 5 COSTA RICA ORGAN FOR TROPICL STUDIES 4 368,061 4 368,051 COUNTRY TOTAL 368,061 368,061 4 4 DENMARK TECH UNIV OF DENMARK 1 29,700 1 29,700 COUNTRY TOTAL 29,700 29,700 1 1 72 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount 74 O 33-362 7 No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL ENGLAND CAMBRIDGE UNIV 4 2,000 15,367 OXFORD UNIV 4 2,000 15,357 UNIV OF LONDON , 1,000 7,683 UNIV 0= MANCHESTER 1 500 3,842 UNIV OF SUSSEX 1 500 3,842 OTHER GRANTS & CONTRACTS 1 532 1 532 COUNTRY TOTAL 532 532 6,000 45,101 1 1 12 FRANCE UNESCO 1 50,000 1 50,000 OTHER GRANTS , CONTRACTS 1 88,550 1 88,550 IOI COUNTRY TOTAL 138,550 50,000 88,550 2 1 1 INDIA CENTRAL DRUG RES INST 1 1,558 1 1,558 OTHER GRANTS 1 CONTRACTS 7 11,938 7 11,938 COUNTRY TOTAL 13,496 13,496 8 R MEXICO UNIV NAC AUTONO DE MEXICO 1 12,000 1 12,000 COUNTRY TOTAL 12,000 12,000 1 1 73 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLN'G& POL STDY'S SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No Amount No. INSTITUTION INDIVIDUAL N IRELAND OTHER GRANTS , CONTRACTS 1 270 1 270 COUNTRY TOTAL 270 270 1 1 NEW ZEALAND CANTERRURY MUSEUM 1 50,000 1 50,000 OTHER GRANTS & CONTRACTS 1 1,490 1 1,490 COUNTRY TOTAL 51,490 1,490 50,000 2 1 1 SCOTLAND UNIV OF ENINBURGH 1 30,000 1 30,000 UNIV OF GLASGOW 1 530 3,847 102 COUNTRY TOTAL 30,000 30,000 500 3,842 1 1 1 SWEDEN UNIV OF UPPSALA 1 500 3,842 COUNTRY TOTAL 500 3,842 1 SWITZERLAND UNIV OF BERN 1 33,200 1 33,200 COUNTRY TOTAL 33,200 33,200 1 1 74 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR RESEARCH TO NAT'L PLNG& POL' YSTDY'S NATL SPC RES PGM SCIENCE TOTAL PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL OTHER GRANTS & CONTRACTS 1 930 1 930 COUNTRY TOTAL 930 93C 1 1 FOREIGN COUNTRIES TOTAL 536,706 432,461 248,400 125,545 50,000 9,500 72,994 31 , a 14 1 19 GRAND TOTAL 580,443,453 279,863,044 149,301,405 71,210,764 24,615,763 55,453,173 4,416,500 5,715,740 10,561 5,156 595 670 ,510 1,630 1,488 103 75 Grants and Contracts Awarded from Appropriation 493/40102, Scientific Activities, 104 Special Foreign Currency Program 76 PROGRAM SRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO MATE PLANG POL STDY'S SCIENCE PROJECT MATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA STANFORD RESEARCH INST 1 33,468 1 33,468 UNIV OF CAL BERKELEY 2 160,000 2 160,000 UNIV OF CAL LCS ANGELES 6,600 6,680 OTHER GRANTS & CONTRACTS 3 2,324 3 2,324 STATE TOTAL 202,392 200,868 2,324 6 3 3 COLORADO OTHER GRANTS & CONTRACTS 1 1,723 1 1,723 STATE TOTAL 1,723 1,723 1 1 DELAWARE 105 UNIV OF DELAWARE 1 15,309 1 15,389 STATE TOTAL 15,309 15,309 1 1 DISTRICT OF COLUMBIA AMER INST OF BIOL SCI 1 15,000 1 15,000 OTHER GRANTS & CONTRACTS 1 50,590 / 1 58,590 STATE TOTAL 65,598 15,880 50,590 2 1 1 77 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT INTANL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL GEORGIA OTHER GRANTS & CONTRACTS 1 1,343 1 1,343 STATE TOTAL 1,343 1,343 1 1 HAWAII OTHER GRANTS & CONTRACTS 2 1,503 2 1,503 STATE TOTAL 1,503 1,503 2 2 ILLINOIS OTHER GRANTS & CONTRACTS 4 5,530 4 5,530 STATE TOTAL 5,530 5,530 4 106 INDIANA OTHER GRANTS & CONTRACTS 2 1,775 2 1,775 STATE TOTAL 1,775 1,775 2 2 MARYLAND OTHER GRANTS & CONTRACTS 1 880 1 880 STATE TOTAL 680 660 1 1 78 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL a SPC RES PGM TO NAT'L PLN'O& POL YSTDY'S TOTAL SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount Me. Amount Ma Amount No. Amount Ma. Amount No. INSTITUTION INDIVIDUAL MASSACHUSETTS OTHER GRANTS & CONTRACTS 3 3,821 3 3,821 STATE TOTAL 3,021 3,821 3 3 MINNESOTA OTHER GRANTS & CONTRACTS 1 647 1 647 STATE TOTAL 647 647 1 1 MISSOURI OTHER GRANTS & CONTRACTS 1 1,327 1 1,327 STATE TOTAL 1,327 1,327 1 1 107 MONTANA UNIV OF MONTANA 1 7,181 1 7,181 STATE TOTAL 7,181 7,181 1 1 NEW YORK FRANKLIN BOOK PROG INC 1 150,000 1 150,000 OTHER GRANTS & CONTRACTS 4 4,785 1 2,700 3 2,085 STATE TOTAL 154,785 2,789 152,085 5 1 4 79 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL'Y STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL NORTH CAROLINA OTHER GRANTS 1 CONTRACTS 1 477 1 477 STATE TOTAL 477 477 1 1 OHIO OTHER GRANTS & CONTRACTS 1 1,707 1 1,707 STATE TOTAL 1,707 1,707 1 1 OKLAHOMA OKLAHOMA STATE UNIV 132,140 132,148 STATE TOTAL 132,140 132,140 108 OREGON OTHER GRANTS & CONTRACTS 1 1,994 1 1,994 STATE TOTAL 1,994 1,994 1 1 PENNSYLVANIA OTHER GRANTS & CONTRACTS 2 2,829 2 2,629 STATE TOTAL 2,829 2,029 2 2 80 PROGRAM GRANTS AND CONTRACTS FELLOWSHIPS SCIENTIFIC RES APPL SCIENCE INFO ACT GRANTEE on CONTRACTOR TOTAL RESEARCH TO NAT'L PLN'G& POL YSTDY'S NATL SPC RES PGM SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL RHGDE ISLAND OTHER GRANTS & CONTRACTS 2 910 2 910 STATE TOTAL 910 910 2 2 SOUTH CAROLINA UNIV OF SOUTH CAROLINA 1 34,570 1 34,570 STATE TOTAL 34,570 34,570 1 1 SOUTH DAKOTA OTHER GRANTS & CONTRACTS 1 887 1 887 STATE TOTAL 887 887 1 1 60I TEXAS OTHER GRANTS & CONTRACTS 3 4,655 3 4,655 STATE TOTAL 4,655 4,655 3 3 WASHINGTON OTHER GRANTS & CONTRACTS 1 1,118 1 1,118 STATE TOTAL 1,118 1,116 1 1 81 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR TOTAL RESEARCH NATL SPC RES PGM TO NAT'L PLN'G POL STDY'S SCIENCE PROJECT NATL RSCH CTRS NEEDS INT. INTANL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount Mo. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL . WISCONSIN OTHER GRANTS 1 CONTRACTS 1 887 1 087 STATE TOTAL 687 887 1 1 UNITED STATES TOTAL 645,980 406,968 239,012 45 8 37 110 82 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE on CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLNGA POL' YSTDY'S SCIENCE TOTAL PROJECT NEEDS INT INTRNL COOP EDUCA TION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL BURMA OTHER GRANTS & CONTRACTS 1 161 1 161 COUNTRY TOTAL 161 161 1 1 GUINEA OTHER GRANTS & CONTRACTS 1 900 1 900 COUNTRY TOTAL 900 900 1 1 INDIA AMERIND PUBLISHING CO,LTD 1 150,000 1 150,000 ANDHRE UNIVERSITY 1 64,106 1 64,186 111 BANARAS HINDU UNIVERSITY 1 42,242 1 42,242 BOSE INSTITUTE 1 40,000 1 40,000 INDIAN INST TECH, MADRAS 1 11,218 1 11,218 INDIAN INST TECH, N DELMI 2 67,827 2 67,827 MAHARASHTRA ASSN CULT SCI 1 33,856 1 33,056 PANJAB UNIVERSITY 1 14,156 1 14,156 SARDAR PATEL UNIVERSITY 1 23,578 1 23,570 OTHER GRANTS & CONTRACTS 1 3,963 1 3,963 COUNTRY TOTAL 449,338 295,375 153,963 11 9 2 83 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS TOTAL RESEARCH NATL & SPC RES PGM TO NAT'L PLN'G POL') STOY'S SCIENCE GRANTEE OR CONTRACTOR PROJECT NATL RSCH CTRS NEEDS INT INTRNL COOP EDUCATION SUPPORT GVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL MOROCCO OTHER GRANTS & CONTRACTS 1 11 1 11 COUNTRY TOTAL 11 11 1 1 PAKISTAN OTHER GRANTS & CONTRACTS 1 11,900 1 11,900 COUNTRY TOTAL 11,900 11,900 1 1 POLAND CENTRAL INST FOR SCI TECH 1 300,000 1 300,000 POLISH ACADEMY OF SCIENCE 1 1,391,259 1 1,391,259 RES CTR FOR MONOCRYSTALS 1 68,492 1 68,492 112 TECHNICAL UNIV OF WARSAW 1 76,444 1 76,444 UNIVERSITY OF WARSAW 2 418,617 2 418,617 OTHER GRANTS & CONTRACTS 1 32,070 1 32,070 COUNTRY TOTAL 2,286,882 1,954,812 332,070 7 5 2 TUNISIA AGENCE TUNISIENNE PUB REL 1 100,000 1 100,000 CTR ECOM & SOCIAL RES 1 5,369 1 5,369 NATIONAL SCH OF ENGRG 1 132,000 1 132,000 UNIVERSITY OF TUNIS 1 5,000 1 5,000 OTHER GRANTS & CONTRACTS 1 3,350 1 3,350 COUNTRY TOTAL 245,719 137,369 108,350 5 2 3 84 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR RESEARCH TO NAT'L PLN'S POL YSTDY'S TOTAL NATL SPC RES PGM SCIENCE PROJECT NEEDS INT. INTRNL COOP EDUCATION NATL RSCH CTRS SUPPORT GVMTL SCI SCIEN ACT SUPPORT INSTL IMPVT Amount PROG No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL UNITED ARAB REPUBLIC AMERICAN UNIV OF CARIO 3 35,694 3 35,694 UNIV OF ALEXANDRIA 2 117,800 2 117,800 OTHER GRANTS & CONTRACTS 5 34,694 1 1,895 4 32,799 COUNTRY TOTAL 188,188 155,389 32,799 10 6 YUGOSLAVIA JOZEF STEF AN NUCLEAR INST 1 11,500 1 11,500 MOLIT PUBLISHING HOUSE 1 50,000 1 50,000 UNIV OF LJUBLJANA 1 240,000 1 240,000 UNIV OF SARAJEVO 1 94,000 1 94,000 UNIVERSITY OF SKOPJE 1 115,008 1 115,000 113 OTHER GRANTS & CONTRACTS 1 2,365 1 2,365 COUNTRY TOTAL 512,865 468,500 52,365 6 4 2 FOREIGN COUNTRIES TOTAL 3,695,964 3,803,445 692,519 43 26 17 GRAND TOTAL 4,341,944 3,410,413 931,531 88 34 54 85 PROGRAM GRANTS AND CONTRACTS SCIENTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS GRANTEE OR CONTRACTOR RESEARCH NATL SPC RES PGM TO NAT'L PLN'G & POL YSTOY'S TOTAL SCIENCE PROJECT NEEDS INT. INTRNL COOP NATL RSCH CTRS EDUCATION SUPPORT OVMTL SCI SCIEN ACT SUPPORT PROG INSTL IMPVT Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. INSTITUTION INDIVIDUAL CALIFORNIA 6 202 3 200 3 2 COLORADO 1 2 1 2 DELAWARE 1 15 1 15 DISTRICT OF COLUMBIA 2 66 1 15 1 51 GEORGIA 1 1 1 1 MAWAII 2 2 2 2 ILLINOIS 4 6 4 6 INDIANA 2 2 2 2 MARYLAND 1 1 1 1 MASSACHUSETTS 3 4 3 4 MINNESOTA 1 1 1 1 MISSOURI 1 1 1 1 MONTANA 1 7 7 114 1 NEW YORK 5 155 1 3 4 152 NORTH CAROLINA 1 1 OHIO 1 2 1 2 OKLAHOMA 132 132 OREGON 1 2 1 2 PENNSYLVANIA 2 3 2 3 RHODE ISLAND 2 1 2 1 SOUTH CAROLINA 1 35 1 35 SOUTH DAKOTA 1 1 1 1 TEXAS 3 5 3 $ WASHINGTON 1 1 1 1 WISCONSIN 1 1 1 1 UNITED STATES TOTAL 45 646 a 407 37 239 86 PROGRAM GRANTS AND CONTRACTS SCRINTIFIC RES APPL SCIENCE INFO ACT FELLOWSHIPS RESEARCH MATL a SPC RES POM TO NAT'L PLN'O . POL'Y STDY'S SCIENCE TOTAL GRANTEE OR CONTRACTOR PROJECT MATL RSCH CTRS NEEDS INT. INTRNL COOP OPERATION SUPPORT GVMTL SCV SCHEN ACT SUPPORT PROB INSTL IMPVT Amount Mo. Amount No. Amount No. Amount No. Amount Mix Amount No. Amount No. INSTITUTION INDIVIDUAL FOREIGN COUNTRIES TOTAL 43 3,696 26 3,893 17 693 GRAND TOTAL as 4,342 24 3,418 54 932 115 87 93D CONGRESS HOUSE OF REPRESENTATIVES REPORT 2d Session No. 93-1302 NATIONAL SCIENCE FOUNDATION AUTHORIZATION ACT, 1975 AUGUST 19, 1974.-Ordered to be printed Mr. TEAGUE, from the committee of conference, submitted the following CONFERENCE REPORT [To accompany H.R. 13999] The committee of conference on the disagreeing votes of the two Houses on the amendment of the Senate to the bill (H.R. 13999) to authorize appropriations for activities of the National Science Founda- tion, and for other purposes, having met, after full and free conference, have agreed to recommend and do recommend to their respective Houses as follows: That the House recede from its disagreement to the amendment of the Senate and agree to the same with an amendment as follows: In lieu of the matter proposed to be inserted by the Senate amend- ment insert the following: That there is hereby authorized to be appropriated to the National Science Foundation for the fiscal year ending June 30, 1975, for the following categories: (1) Scientific Research Project Support, $358,700,000. (2) National and Special Research Programs, $91,900,000. (3) National Research Centers, $52,500,000. (4) Science Information Activities, $6,300,000. (5) International Cooperative Scientific Activities, $8,000,000. (6) Research Applied to National Needs, $148,900,000. (7) Intergovernmental Science Program, $2,000,000. (8) Institutional Improvement for Science, $12,000,000. (9) Graduate Student Support, $15,000,000. (10) Science Education Improvement, $70,000,000. (11) Planning and Policy Studies, $2,700,000. (12) Program Development and Management, $39,500,000. 38-006 FORD is LIBRARY GERALD 2 3 SEC. 2. Notwithstanding any other provision of this or any other Act- on Science and Astronautics of the House of Representatives and to (a) of the total amount authorized under section 1, not less than the Committee on Labor and Public Welfare of the Senate a written $10,000,000 shall be available for the purpose of "Institutional report containing a full and complete statement concerning the Improvement for Science"; nature of the transfer and the reason therefor, or (b) of the total amount authorized under section 1, not less than (B) each such committee before the expiration of such period has $15,000,000 shall be available for the purpose of "Graduate Student transmitted to the Director written notice to the effect that such com- Support"; mittee has no objection to the proposed action. (c) of the total amount authorized under section 1, not less than SEC. 7. Notwithstanding any other provision of this or any other Act, $70,000,000 shall be available for the purpose of "Science Education the Director of the National Science Foundation shall keep the Committee Improvement'; on Science and Astronautics of the House of Representatives and the (d) of the total amount authorized in category (2) of section 1- Committee on Labor and Public Welfare of the Senate fully and cur- (1) not less than $1,600,000 shall be available for "Experi- rently informed with respect to all of the activities of the National Science mental R. & D. Incentives", and Foundation. (2) not less than $4,000,000 shall be available for "Ship SEC. 8. This Act may be cited as the "National Science Foundation Construction/Conversion"; Authorization Act, 1975". (e) of the total amount authorized in category (6) of section 1- And the Senate agree to the same. (1) not less than $1,000,000 shall be available for "Fire OLIN E. TEAGUE, Research", and JOHN W. DAVIS, (2) not less thon $8,000,000 shall be available for "Earthquake JAMES W. SYMINGTON, Research and Engineering"; and MIKE McCormack, (f) of the total amount authorized in category (10) of section 1- CHARLES A. MOSHER, (1) not less than $1,500,000 shall be available for "Science ALPHONZO BELL, Faculty Fellowships for College Teachers", MARVIN L. ESCH, (2) not less than $3,800,000 shall be available for "Student Managers on the Part of the House. Programs" including "Undergraduate Student Projects" and EDWARD KENNEDY, "Student Originated Studies", and CLAIBORNE PELL, (3) not less than $2,000,000 shall be available for "High THOMAS F. EAGLETON, School Student Projects". ALAN CRANSTON, SEC. 3. Appropriations made pursuant to this Act may be used, but WALTER F. MONDALE, not to exceed $5,000, for official consultation, representation, or other PETER H. DOMINICK, extraordinary expenses upon the approval or authority of the Director of ROBERT T. STAFFORD, the National Science Foundation, and his determination shall be final Managers on the Part of the Senate. and conclusive upon the accounting officers of the Government. SEC. 4. In addition to such sums as are authorized by section 1, not to exceed $5,000,000 is authorized to be appropriated for the fiscal year ending June 30, 1975, for expenses of the National Science Foundation incurred outside the United States to be paid for in foreign currencies which the Treasury Department determines to be excess to the normal require- ments of the United States. SEC. 5. Appropriations made pursuant to sections 1 and 4 shall remain available for obligation, for expenditure, or for obligation and expenditure, for such period or periods as may be specified in Acts making such appropriations. SEC. 6. No funds may be transferred from any particular category listed in section 1 to any other category or categories listed in such section if the total of the funds SO transferred from that particular category would exceed 10 per centum thereof, and no funds may be transferred to any particular category listed in section 1 from any other category or categories listed in such section if the total of the funds so transferred to that particular category would exceed 10 per centum thereof, unless— (A) a period of thirty legislative days has passed after the Director or his designee has transmitted to the Speaker of the House of Repre- sentatives and to the President of the Senate and to the Committee H.R. 1302 H.R. 1302 5 6. For Research Applied to National Needs, the Foundation re- quested $148,900,000. The House authorized $139,100,000 and the Senate authorized $160,700,000. A compromise was reached at the original figure requested, $148,900,000. 7. For Intergovernmental Science Programs, the Foundation re- JOINT EXPLANATORY STATEMENT OF THE COMMITTEE quested $1,000,000, which the House approved. The Senate author- OF CONFERENCE ized $3,000,000. A compromise was reached at $2,000,000. 8. For Institutional Improvement for Science, the Foundation re- The managers on the part of the House and the Senate at the con- quested $3,000,000. The House increased this figure to $10,000,000, ference on the disagreeing votes of the two Houses on the amendment largely to revitalize the Institutional Grants Program. The Senate- au- of the Senate to the bill (H.R. 13999) to authorize appropriations for thorized $12,000,000, to which the House agreed in conference. activities of the National Science Foundation, and for other purposes, 9. For Graduate Student Support, the Foundation requested submit the following joint statement to the House and the Senate in $12,700,000. The House authorized $13,200,000 and the Senate explanation of the effect of the action agreed upon by the managers authorized $17,000,000. The committee of conference agreed on and recommended in the accompanying conference report: $15,000,000 as adequate for this program. The amendment of the Senate struck out all after the enacting 10. For Science Education Improvement, the Foundation requested clause in the House bill and substituted new language. The com- $61,400,000. The House authorized $68,900,000 in order to compen- mittee of conference agreed to accept the Senate amendment with sate for funds diverted from this program to technical training. The certain amendments and stipulations proposed by the conferees. Senate authorized $71,000,000. The conferees agreed on a compromise The National Science Foundation requested authorization in the of $70,000,000. amount of $783,200,000 for fiscal year 1975, plus $5,000,000 in ex- 11. For Planning and Policy Studies, the Foundation requested cess foreign currencies. The House authorized the amount requested. $2,700,000 which both the House and Senate accepted. The respective Senate figures were $829,800,000 and $5,000,000 in 12. For Program Development and Management, the Foundation excess foreign currencies. requested $39,500,000 which was accepted by both the House and The committee of conference recommends $807,500,000, plus Senate. $5,000,000 in excess foreign currencies. This figure is $24,300,000 SECTION 2 more than authorized by the House and $22,300,000 less than au- thorized by the Senate for fiscal year 1975. The bill as passed by the House put budgetary floors under the The specific actions taken by the conference are as follows: following: (1) National and Special Research Program-$2,200,000 to assure SECTION 1-FUNDS continuance of the Experimental R&D Incentives Program. (2) The Research Applied to National Needs Program-$2,000,000 1. For Scientific Research Project Support, the budget request for Fire Research to assure continuance of this effort. of the National Science Foundation was $363,700,000. The House (3) The Institutional Improvement for Science Program- authorized $354,000,000 and the Senate authorized $363,700,000. $10,000,000. The two Houses agreed on $358,700,000. (4) The Graduate Student Support Program-$13,200,000. 2. For National and Special Research Programs, the Foundation (5) The Science Education Improvement Program-$68,900,000, requested $84,800,000. The House authorized $86,000,000 and the which included three sub-floor limitations. The latter were $1,500,000 Senate authorized $94,700,000. A compromise of $91,900,000 was for Science Faculty Fellowships, $3,800,000 for College Student approved by the conferees, which includes an additional $5,900,000 Science Education, and $2,000,000 for High School Students Projects. for oceanography-related programs, with emphasis on ship con- The Senate put floors under the following: struction/conversion. (1) National and Special Research Programs-$8,000,000 for Ship 3. For National Research Centers, the House, the Senate, and the Construction and Conversion. conferees approved the Foundation request for $52,500,000. (2) Research Applied to National Needs-$8,000,000 to assure 4. For Science Information Activities, the Foundation requested continuance of the Earthquake Research Program. $5,000,000. The House authorized $8,300,000 which was the 1974 (3) Institutional Improvement for Science-$12,000,000. level of support and the Senate authorized $5,000,000. The conference (4) Graduate Student Support-$17,000,000. committee agreed on $6,300,000 as a reasonable sum to maintain this (5) Science Education Improvement-$71,000,000. vital function. The latter three floors incorporated by the Senate, in effect, fixed 5. For International Cooperative Scientific Activities, the House, the floor at the total amount of the Senate authorization and were the Senate, and the conferees approved the Foundation request for designed to assure that these programs should not be cut in any way. $8,000,000. The committee of conference agreed to lower most of these floors in order to permit the Foundation additional funding flexibility in (4) H.R. 1302 H.R. 1302 6 7 view of the fact that appropriations were expected to be lower than (2) Fetal Research.-the House bill contained a provision, adopted the authorization figures. The conferees agreed to the following floors: by amendment on the Floor of the House, to the effect that no funds (1) National and Special Research Programs-$1,600,000 for the appropriated pursuant to this act should be used to conduct research Experimental R&D Incentives Program; $4,000,000 for Ship Con- on a human fetus. The Senate bill eliminated this provision on the struction and Conversion. grounds that it was unnecessary. It was pointed out that H.R. 7724, (2) Research Applied to National Needs-$1,000,000 for Fire Re- which was in conference at the time and which is now P.L. 93-348, search; the $8,000,000 for Earthquake Research was retained. contained a special title known as the "Protection of Human Subjects (3) Institutional Improvement for Science-$10,000,000. Act.' This law establishes a broad gauge expert commission whose (4) Graduate Student Support-$15,000,000. duties will include the study of all kinds of research on humans and (5) Science Education Improvement-$70,000,000. eventuate in recommendations to the Congress for necessary legisla- The sub-floors placed by the House within the Science Education tion. The House concurred with the Senate view on this matter, and Improvement category remain intact: for Science Faculty Fellowships, believes such action to be particularly appropriate since, in any $1,500,000; for College Student Science Education, $3,800,000; for event, the Foundation has never supported research of the kind High School Student Projects, $2,000,000. involved and does not do SO at present. (3) Solar Energy Research.-the House. bill contained a provision SECTION 3 which would have required special coordination between the National Section 3 is identical to Section 3 of the House bill and Section 5 Science Foundation and the National Aeronautics and Space Admin- of the Senate bill. istration with regard to solar energy research. The purpose of the SECTION 4 provision was to insure that the two agencies, which were equally responsible for the findings of the President's Solar Energy Research Section 4 is identical to Section 4 in both the House and Senate bills. Advisory Panel of several years ago, should coordinate their efforts in this area. While it was acknowledged that NSF should be the lead SECTION 5 agency in this area, it was directed that those applied research areas in which NASA had particular capabilities should be managed and Section 5 is identical to Section 5 of the House bill and Section 6 of carried out by NASA when appropriate. The Senate eliminated this the Senate bill. provision and substituted a clause providing simply that the Director SECTION 6 of the National Science Foundation should be responsible for the planning, coordinating and directing of solar energy research through- Section 6 is identical to Section 6 of the House bill and Section 7 out the federal government. In conference it was agreed that both of the Senate bill. provisions should be eliminated from the bill, and the essence of both SECTION 7 stipulated in the Statement of Managers as follows: First, the National Science Foundation should be the lead agency Section 7 is identical to Section 8 of both House and Senate bills. responsible for such research, as it has been designated by the Admin- istration. SECTION 8 Second, prior to the inauguration of new phases of its program of Section 8 is identical to Section 9 of both House and Senate bills. Solar Energy Research and Technology, the Foundation is directed to coordinate such programs, particularly with regard to such areas as ADDITIONAL CONFERENCE ACTION heating and cooling of buildings, wind energy, and satellite solar energy with the National Aeronautics and Space Administration and The committee of conference made three non-funding changes in other appropriate Federal agencies, and report the resulting plans, the two versions as follows: schedules, and other findings to the Committee on Science and (1) The Student Unrest Provision.-the House bill carried a pro- Astronautics of the House of Representatives and the Committee on vision which the Foundation authorization bills had carried for several Labor and Public Welfare of the Senate within 90 days from the years to the effect that students or other persons receiving grants or effective date of this Act. The coordinated program should be designed payment of any kind from NSF should be completely severed from to take maximum advantage of the special capabilities of the Founda- any NSF program providing such funds, if it were found that they tion, NASA, or other agencies involved. Such part or parts of the pro- had been guilty of causing disruption or damage by the use of force gram which can be feasibly carried out by NASA or other appropriate to the institution attended. The Senate bill eliminated this clause agencies should be SO assigned, including managerial responsibility, on the grounds that it was no longer necessary. The House concurred and should be funded by the Foundation pursuant to section 11 (c) in the Senate view, but conferees wish to point out that similar of Public Law 81-507. restrictions are contained in the Appropriations Act pertaining to the Third, the Foundation is further directed to coordinate its Solar National Science Foundation: Hence, inclusion of the clause in the Energy and Technology program with the academic community, and Authorization Bill is redundant. H.R. 1302 H.R. 1302 8 with private industry-giving particular attention to the capabilities of small businesses and to innovative applied research proposals emanating therefrom. OLIN E. TEAGUE, JOHN W. DAVIS, JAMES W. SYMINGTON, MIKE McCormack, CHARLES A. MOSHER, ALPHONZO BELL, MARVIN L. Esch, Managers on the Part of the House. EDWARD M. KENNEDY, CLAIBORNE PELL, THOMAS F. EAGLETON, ALAN CRANSTON, WALTER F. MONDALE, PETER H. DOMINICK, ROBERT T. STAFFORD, Managers on the Part of the Senate. o H.R. 1302 LIBRARY H. R. 13999 FORD Ainety-third Congress of the United States of America AT THE SECOND SESSION Begun and held at the City of Washington on Monday, the twenty-first day of January, one thousand nine hundred and seventy-four An Act To authorize appropriations for activities of the National Science Foundation, and for other purposes. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That there is hereby authorized to be appropriated to the National Science Founda- tion categories: for the fiscal year ending June 30, 1975, for the following (1) Scientific Research Project Support, $358,700,000. (2) National and Special Research Programs, $91,900,000. (3) National Research Centers, $52,500,000. (4) Science Information Activities, $6,300,000. (5) International Cooperative Scientific Activities, $8,000,000. (6) Research Applied to National Needs, $148,900,000. (7) Intergovernmental Science Program, $2,000,000. (8) Institutional Improvement for Science, $12,000,000. (9) Graduate Student Support, $15,000,000. (10) Science Education Improvement, $70,000,000. (11) Planning and Policy Studies, $2,700,000. (12) Program Development and Management, $39,500,000. SEC. 2. Notwithstanding any other provision of this or any other Act- (a) of the total amount authorized under section 1, not less than $10,000,000 shall be available for the purpose of "Institutional Improvement for Science"; (b) of the total amount authorized under section 1, not less than $15,000,000 shall be available for the purpose of "Graduate Stu- dent Support"; (c) of the total amount authorized under section 1, not less than $70,000,000 shall be available for the purpose of "Science Educa- tion Improvement; (d) of the total amount authorized in category (2) of section 1- (1) not less than $1,600,000 shall be available for "Experi- mental R. & D. Incentives", and (2) not less than $4,000,000 shall be available for "Ship Construction/Conversion"; (e) of the total amount authorized in category (6) of section 1- (1) not less than $1,000,000 shall be available for "Fire Research", and (2) not less than $8,000,000 shall be available for "Earth- quake Research and Engineering"; and (f) of the total amount authorized in category (10) of section 1- (1) not less than $1,500,000 shall be available for "Science Faculty Fellowships for College Teachers", (2) not less than $3,800,000 shall be available for "Student Programs" including "Undergraduate Student Projects" and "Student Originated Studies", and (3) not less than $2,000,000 shall be available for "High School Student Projects". SEC. 3. Appropriations made pursuant to this Act may be used, but not to exceed $5,000, for official consultation, representation, or other H. R. 13999-2 extraordinary expenses upon the approval or authority of the Director of the National Science Foundation, and his determination shall be final and conclusive upon the accounting officers of the Government. SEC. 4. In addition to such sums as are authorized by section 1, not to exceed $5,000,000 is authorized to be appropriated for the fiscal year ending June 30, 1975, for expenses of the National Science Foundation incurred outside the United States to be paid for in foreign currencies which the Treasury Department determines to be excess to the normal requirements of the United States. SEc. 5. Appropriations made pursuant to sections 1 and 4 shall remain available for obligation, for expenditure, or for obligation and expenditure, for such period or periods as may be specified in Acts making such appropriations. SEC. 6. No funds may be transferred from any particular category listed in section 1 to any other category or categories listed in such section if the total of the funds SO transferred from that particular category would exceed 10 per centum thereof, and no funds may be transferred to any particular category listed in section 1 from any other category or categories listed in such section if the total of the funds SO transferred to that particular category would exceed 10 per centum thereof, unless— (A) a period of thirty legislative days has passed after the Director or his designee has transmitted to the Speaker of the House of Representatives and to the President of the Senate and to the Committee on Science and Astronautics of the House of Representatives and to the Committee on Labor and Public Wel- fare of the Senate a written report containing a full and complete statement concerning the nature of the transfer and the reason therefor, or (B) each such committee before the expiration of such period has transmitted to the Director written notice to the effect that such committee has no objection to the proposed action. SEC. 7. Notwithstanding any other provision of this or any other Act, the Director of the National Science Foundation shall keep the Committee on Science and Astronautics of the House of Representa- tives and the Committee on Labor and Public Welfare of the Senate fully and currently informed with respect to all of the activities of the National Science Foundation. SEC. 8. This Act may be cited as the "National Science Foundation Authorization Act, 1975". Speaker of the House of Representatives. Vice President of the United States and President of the Senate. August 23, 1974 Dear Mr. Director: The following bill was received at the White House on August 23rd: H.R. 13999 Please let the President have reports and recommendations as to the approval of this bill as soon as possible. Sincerely, Robert D. Linder Chief Executive Clerk The Honorable Roy L. Ash Director Office of Management and Budget Washington, D. C.